City of Lackawanna, NY v. Kennedy Park Homes Association Inc. Brief of Respondents in Opposition
Public Court Documents
October 5, 1970
Cite this item
-
Brief Collection, LDF Court Filings. City of Lackawanna, NY v. Kennedy Park Homes Association Inc. Brief of Respondents in Opposition, 1970. 17c33f3c-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0049a446-2075-4749-9dbc-33332fa77878/city-of-lackawanna-ny-v-kennedy-park-homes-association-inc-brief-of-respondents-in-opposition. Accessed November 21, 2025.
Copied!
Ik t h e
(Emtrt nf % ItutTii BMj>b
O ctober T erm , 1970
No. 1319
C it y of L ack aw an n a , N e w Y ork , et al.,
vs.
Petitioner,
K en n edy P ark H omes A ssociation I ncorporated, C olored
P eople ’s Civic and P olitical Organization , I n c ., J am es
M. T hom as , S am u el M artin , T h e D iocese op B uffalo ,
N. Y.,
Respondents,
U nited ' S tates of A merica ,
Intervenor-Respondent.
o n p e t it io n f o e a w r i t of c e r t io r a r i to t h e
u n it e d s t a t e s c o u r t o f a p p e a l s f o r t h e s e c o n d c ir c u it
BRIEF OF RESPONDENTS KENNEDY PARK HOMES
ASSOCIATION, COLORED PEOPLE’ S CIVIC
AND POLITICAL ORGANIZATION, INC.,
JAMES M. THOMAS AND SAMUEL MARTIN
IN OPPOSITION
J ack Greenberg
J ames M. N abrit III
J effry A . M in t z
M orris J . B aller
10 Columbus Circle
New York, New York 10019
W ill G ibson
110 Pearl Street
Buffalo, New York 14202
Attorneys for Named Respondents
I N D E X
PAGE
Opinions B elow ......................................... 1
Jurisdiction ........................ 2
Questions Presented .......................................................... 2
Statement .............................................................................. 2
A. Facts ........................................................................ 2
B. Proceedings Below ................................................ 5
A rg u m e n t ........................................................................................... 8
Conclusion.............................. 13
Table of A uthorities
Cases:
Arrington v. City of Fairfield, 414 F.2d 687 (5th Cir.
1969) .................................................................................. 9
Berenyi v. District Director, Immigration Service, 385
TT.S. 630 (1967) ................................................................ 9
Brown v. Board of Education, 349 U.S. 294 (1955) .......... 9
Dailey v. City of Lawton, 425 F.2d 1037 (10th Cir. 1970) 9
Gautreaux v. Chicago Housing Authority, - —- F.2d---- ,
(7th Cir. No. 18681, December 16, 1970) .....................9,11
Graver Tank & Mfg. Co. v. Linde Air Products Co., 336
U.S. 271 (1949) ..................................... 9
Griffin v. School Board of Prince Edward County, 377
U.S. 218 (1964) ................................................................9,11
11
PAGE
Hawkins v. Town of Shaw,------ F.2d —— (5th Cir. No.
29013, January 28, 1971) ................................................ 9
Hecht Company v. Bowles, 321 U.S. 321 (1944) ........... 11
Hunter v. Erickson, 393 H.S. 385 (1969) ........ ................ 9
Kennedy Park Homes Association v. City of Lacka
wanna, 318 F. Supp. 669 (W.D.N.Y. 1970) ............. passim
Kennedy Park Homes Association v. City of Lacka
wanna, — - F .2 d ---- (2nd Cir. No. 35320, December
7, 1970) .................................. .......................................passim
Louisiana v. United States, 380 U.S. 145 (1965) ........ ..9,11
Meredith v. Winter Haven, 320 U.S. 228 (1943) ........... 11
Mills v. Electric Auto-Lite Co., 396 U.S. 376 (1970) ..... 11
Norwalk CORE v. Norwalk Redevelopment Authority,
395 F.2d 920 (2nd Cir. 1968) ........................................ 9
Southern Alameda Spanish Speaking Organization v.
City of Union City, 424 F.2d 291 (9th Cir. 1970) ....... 9
United States v. First National City Bank, 379 U.S.
378 (1965) ............................................... .......................... 11
United States v. Jefferson County Board of Education,
372 F.2d 836 (5th Cir. 1966), aff’d with modifications,
380 F.2d 385 (5th Cir. 1967), cert, denied, 389 U.S.
840 (1967) .......................................................................... 11
United States v. Yellow Cab Co., 338 U.S. 338 (1949) .... 9
Virginian Ry. Co. v. System Federation No. 40, 300 U.S.
515 (1937) ..........................................................................9,11
Zenith Radio Corp, v. Hazeltine Research, 395 U.S. 100
(1969) 8-9
Ill
PAGE
Constitutional and Statutory Provisions:
United States Constitution, Fourteenth Amendment,
Equal Protection Clause ......... ................................-..... 6
Civil Eights Act of 1870, 42 U.S.C. §1983 ....................... 6
Fair Housing Act of 1968, 42 U.S.C. §3601 ....................... 6
Iw t h e
grnpfOT? (tart of % Ilnitzb
O ctober T erm , 1970
No. 1319
C ity of L ack aw an n a , N ew Y ork , et al.,
Petitioner,
vs.
K en n edy P ark H omes A ssociation I ncorporated, C olored
P eople ’s C ivic and P olitical O rganization , I n c ., J ames
M. T hom as , S am uel M artin , T h e D iocese of B uffalo ,
N. Y.,
Respondents,
U nited S tates of A merica ,
Intervenor-Respondent.
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
BRIEF OF RESPONDENTS KENNEDY PARK HOMES
ASSOCIATION, COLORED PEOPLE’ S CIVIC
AND POLITICAL ORGANIZATION, INC.,
JAMES M. THOMAS AND SAMUEL MARTIN
IN OPPOSITION
Opinions Below
The decision and order of the United States District
Court for the Northern District of New York (Pet. App.
33-93) is reported at 318 F. Snpp. 669. The decision of
the United States Court of Appeals for the Second Circuit
(Pet. App. 17-32) is not yet reported.
2
Jurisdiction
The judgment of the Court of Appeals was entered on
December 7, 1970. The petition for a writ of certiorari
was filed on February 5, 1971. The jurisdiction of the
court is invoked under 28 U.S.C. §1254(1).
Questions Presented
1. Are the concurrent findings of fact of the courts below
that the respondents engaged in intentional racial discrim
ination clearly erroneous?
2. On the facts as found below, were the respondents
entitled to judicial relief?
3. Was the decree issued by the District Court and
affirmed by the Court of Appeals appropriate?
Statement
A. Facts
This case arises out of an effort by respondent Colored
People’s Civic and Political Organization (CPCPO), a
group of black citizens residing in a ghetto area of the
First Ward of the City of Lackawanna, New York, to
construct homes in a nearly all-white area of the City.
Early in 1968 CPCPO began to act with determination to
seek new housing away from the deteriorating and over
crowded First Ward to which Negroes had been tradi
tionally confined. (Pet. App. 66-69, 85-86, 318 F. Supp. 685-
686, 694-695.) It formed respondent Kennedy Park Homes
Association (KPH A), a non-profit housing corporation,
and obtained a commitment from co-respondent Diocese of
Buffalo to purchase 30 acres of vacant land owned by the
3
Diocese in the City’s nearly all-white Third Ward for a
subdivision of low-cost homes. KPHA then secured Fed
eral Housing Administration approval for the federal
mortagage assistance. Shortly thereafter, responding to
pressure from its white citizens, the City began a continu
ing campaign to block the subdivision. (Pet, App. 68-77,
318 F. Supp. 686-690.) These actions can be better under
stood when considered against the background of housing
conditions in and land use policies of the City.
Both courts below found flagrant, racially distinguish
able disparities between the housing opportunities avail
able to the City’s white and black citizens respectively.
(District Court: Pet. App. 40-44, 318 F. Supp. 674-675;
Court of Appeals: Pet. App. 19-21.) First, Lackawanna’s
residential neighborhoods are rigidly segregated.1 2 The
First Ward, in which nearly all Lackawanna’s black resi
dents are confined, is physically separated from the re
mainder of Lackawanna by railroad tracks crossed by a
single bridge. (Pet. App. 40-41, 318 F. Supp. 674.) Second,
the First Ward offers by far the least desirable living
conditions among Lackawanna’s different areas. Its hous
ing stock is old, crowded, and substandard; its health and
crime statistics are the City’s worst. (Pet. App. 43, 318
F. Supp. 675.)3 Third, private discrimination has pre
vented blacks from escaping deplorable First Ward condi
1 Of the City’s 2,693 non-white residents, 98.9% lived in the
First Ward in 1966. (Pet. App. 41, 318 F. Supp. 674.) The con
centration of non-whites in the First Ward is increasing. (Id.)
Only one non-white was found among the 8,974 Second Ward resi
dents. (Id.) There were 29 non-whites (0.2%) in the 1966 Third
Ward population of 12,229. (Id.)
2 The quality of the First Ward environment is further dimin
ished by the immense Bethlehem Steel works, including blast fur
naces and open hearths, which occupy the northern half of the
Ward—the area adjacent to the black ghetto. (Pet. App. 41-42,
318 F. Supp. 674-675.)
4
tions by barring them from housing in the Third Ward, the
only area where any significant new residential construc
tion or other housing opportunities have occurred in recent
years. Contractors, homeowners, realtors, and subdividers
have all participated in such private discrimination, which
has been well known to City officials. (Pet. App. 85, 318
F. Supp. 694.)
All parties concede that the City has a serious sewage
problem resulting from grossly inadequate sewer and sew
age treatment facilities. The City has been aware of the
problem for many years, but has completely disregarded
nearly all recommendations as to solutions of the problem,
has failed to execute recommended studies, and prior to
1968 had made no effort to limit the use of the already
overtaxed system. (Pet. App. 55-57, 318 F. Supp. 680-
681.)3 Nevertheless, the “ sewer crisis” has been and re
mains the major purported justification for the City’s
efforts to prevent the KPHA subdivision.
A second excuse raised by petitioners is the need for
park land. Lackawanna has devoted some attention to the
selection of a proposed park and recreation site. Follow
ing recommendations of a retained consultant, the City
adopted and included in its Master Plan a proposed site
which was wholly located to the west of the site later ac
quired by KPH A from the Diocese—notwithstanding peti
tioners’ contention that the proposed park site and the
KPHA site overlapped. (Pet. App. 51, 86-87, 318 F. Supp.
3 In spite of the claimed “sewer crisis,” the City has since 1963
approved at least nine new subdivisions and hundreds of indi
vidual homes in the Third Ward feeding into the same sewers.
(Pet. App. 56, 59-60, 318 F. Supp. 680-681, 682-683.) Even after
adopting a supposedly general subdivision moratorium (directed
mainly at KPHA, Pet. App. 86, 318 F. Supp. 695), the City per
mitted substantial construction to continue. (Pet. App. 80, 318
F. Supp. 692.)
5
679, 695.) Prior to acquisition by KPHA, its site bad been
shown on all plans and maps, including the zoning code,
as designated for residential use. (Id.)
Against this backdrop, when KPH A’s plans became known
in 1968, a swift reaction followed. Following intensive pro
tests against K PH A’s plans by concerned “ citizens’ groups” ,
the City’s Planning and Development Board recommended
rezoning the KPHA site for park and recreation use and
imposing a moratorium on all new subdivisions. The City
Council on October 21,1968, adopted these recommendations
as City ordinances. At a subsequent meeting the Council
voted a resolution setting forth findings of fact and reasons
for its two ordinances. The district court found these find
ings and reasons in various degrees to be rationalizations,
or demonstrably false. (Pet. App. 86-87, 318 F. Supp. 695.)
After this action had been filed, the Council rescinded the
two ordinances, leaving intact a prior resolution directing
City officials to acquire the KPHA site as a park tract.
However, the Mayor continued to refuse to sign the au
thorization to permit the subdivision to tie into the munici
pal sewer system (the “ Sanitary 5” form), an essential
prerequisite without which construction could not com
mence.4 *
B. Proceedings Below
The instant respondents and the Diocese of Buffalo
brought this action on December 2, 1968. The United States
was permitted to intervene as a plaintiff on February 5,
1969. Their complaints alleged that petitioners’ actions
violated the rights of racial minorities and persons of low
4 This form was finally signed and submitted to the county health
department only after the denial of a stay of the decree by the
Court of Appeals and by Mr. Justice Harlan.
6
income tinder the Equal Protection Clause of the Four
teenth Amendment, the Civil Rights Act of 1870 (42 U.S.C.
§1983), and the Fair Housing Act of 1968 (42 U.S.C. §3601
et seq.) to equal access to housing. Both parties sought in
junctive relief against the discriminatory acts of petitioners.
Following extensive pre-trial proceedings and discovery,
a trial on the merits began in the district court on April 9,
1970, lasting 22 trial days. Thirty-two witnesses testified,
and 27 depositions and 360 exhibits were entered into the
record. Further oral argument was heard on July 10, 1970.
On the basis of the extensive record and the parties’ briefs,
the district court handed down detailed findings of fact and
conclusions of law. (Pet. App. 33-93, 318 F. Supp. 669.)
The district court opinion of August 13, 1970 system
atically refuted every major factual contention, explana
tion, or justification advanced by petitioners. The court
dismissed the City’s justifications, which are renewed in
the present petition, as unconvincing rationalizations for
racially motivated conduct.6 In summarizing its findings
the court held:
6 “ The defendants . . . have never attempted to find out whether
it was possible to deal with the sewer problems and park needs
without infringing upon plaintiffs’ rights. There were alternative
courses of action which could have been taken in regard to both
of these problems, which would have solved the City’s needs and
not impaired the rights of the plaintiffs.
There was no justification for rezoning this land for park pur
poses. The planning and development Board had designated it for
residential use. No one recommended that it be used for park
purposes either before or after the enactment of the ordinance . . .
The sewer problem did not justify the action taken by the Coun
cil in enacting the ordinance, or by the Mayor in refusing to sign
the Sanitary 5 form. . . . [T]he enactment of the subdivision
moratorium was not necessary or compelling and, in fact, could
not solve the sewer problem. . . .
Many Third Ward and other residents have complained about
the sewers for at least the last ten years. Nevertheless, during this
period, the City continued to issue subdivision and building per
7
Therefore, considering all of the evidence and espe
cially the actions of the City in 1968 and 1969 in their
historical context . . . [ajffirmative acts were taken
under color of law to inhibit plaintiffs’ constitutional
and statutory rights.
(Pet. App. 87, 318 F. Supp. 695.)
In addition to finding petitioners guilty of a “ wilful con
trivance to deprive plaintiffs of their housing rights,” the
court also held that defendants had breached their affirma
tive duty to plan for the protection of plaintiffs’ housing
rights. (Pet. App. 88-90, 318 F. Supp. 696-697.) The court
thereupon issued the nine-part order set forth verbatim
in the Petition for Certiorari (pp. 5-6). In substance, the
order required the city to cease its efforts to block the sub
division and to take all necessary steps to permit it to
proceed.
Petitioners filed notice of appeal on August 17, 1970,
and on September 3, 1970, obtained a stay of the order, on
the strict condition that the appeal be expedited. The appeal
was argued October 14,1970, and the opinion by Mr. Justice
Clark for a unanimous court was issued December 7, 1970.
The Court of Appeals reviewed and explicitly affirmed the
findings of fact made below. It held that those findings were
“ fully supported by the record and lead inescapably to the
conclusion that racial motivation resulting in invidious
discrimination guided the actions of the City.” (Pet. App.
19.) After reviewing “the mosaic of Lackawanna’s dis
crimination,” the court concluded:
mits without facing up to a satisfactory solution to the sewer prob
lem. Defendant’s lack of attention not only deprived the plain
tiffs of an opportunity for housing, but all Lackawanna residents
of an efficient sewer system.” (Pet. App. 88-89, 318 F. Supp. 696.)
8
This panoply of events indicates state action amount
ing to specific authorization and continuous encourage
ment of racial discrimination, if not almost complete
racial segregation.
(Pet. App. 28.) The Court expressly concurred in the
lower court’s dismissal of the City’s sewer and park justifi
cations. (Pet. App. 27-29.) The court approved the remedy
below, noting that the particular manner in which the City
should be compelled to afford plaintiffs relief was for the
district court to determine, and referring the city’s re
quests for modification to it. (Pet. App. 30.)
Petitioners sought stays of the decree pending certiorari
which were denied by the Court of Appeals on January 13,
1971, and by Mr. Justice Harlan on January 26, 1971. The
petition for certiorari was filed on February 5, 1971.
ARGUMENT
Although petitioners appear to have abandoned a direct
attack on the findings of fact and legal conclusions of the
lower courts, their challenge to the remedy in essence invites
this Court to disregard the factual and legal basis on which
the decree rests. The attitude petitioners urge with re
spect to these findings and conclusions is clearly inappropri
ate.
1. The meticulously documented and detailed findings of
the district court were based on a voluminous record, care
fully studied. In affirming these findings, the appeals court
found them not merely not “ clearly erroneous” (Pet. App.
25-26), but fully supported by the record. (Pet. App. 19.)
In these circumstances this Court should not undertake
to review the factual findings made below, Zenith Radio
9
Corp. v. Haseltine Research, 395 U.S. 100, 123 (1969), par
ticularly since the issues involved the design or motivation
of actions, United States v. Yellow Cah Co., 338 U.S. 338,
341 (1949). Where the appellate court has affirmatively
concurred in the findings of the trier of the fact, such re
view is particularly inappropriate, Virginian Ry. Co. v.
System Federation No. 40, 300 U.S. 515, 542 (1937); Graver
Tank & Mfg. Co. v. Linde Air Products Co., 336 U.S. 271,
275 (1949); Berenyi v. District Director, Immigration Ser
vice, 385 U.S. 630, 635 (1967).
2. In light of these findings, it is apparent that no novel
or important questions of law are presented. This Court
has granted injunctions and affirmative relief against inten
tional acts of racial discrimination by governmental units
or officials on innumerable occasions, and there can no longer
be any question as to the propriety of judicial relief for such
actions. See, e.g. Brown v. Board of Education, 349 U.S.
294 (1955); Griffin v. School Board of Prince Edward
County, 377 U.S. 218 (1964); Louisiana v. United States,
380 U.S. 145 (1965). Nor is there any conflict among the
Circuits regarding the illegality of intentional discrimina
tion which deprives racial minorities of equal housing op
portunities. See, e.g., Dailey v. City of Lawton, 425 F.2d
1037 (10th Cir. 1970); Southern Alameda Spanish Speak
ing Organization v. City of Union City, 424 F.2d 291 (9th
Cir. 1970); Gautreaux v. Chicago Housing Authority,
- — F .2 d ------ (7th Cir. No. 18681, Dec. 16, 1970); cf. Ar
rington v. City of Fairfield, 414 F.2d 687 (5th Cir. 1969);
Norwalk CORE v. Norwalk Redevelopment Agency, 395
F.2d 920 (2nd Cir. 1968).6
6 Where the effect of governmental aetion is to deny equal op
portunities to minority groups, it has been held that it is not
necessary, as was done here, to find a discriminatory motive.
Hawkins v. Town of Shaw, ------- F.2d ------- (5th Cir. No. 29013,
January 28, 1971) ; Hunter v. Erickson, 393 U.S. 385 (1969).
10
3. Petitioners’ principal grounds amount to an enumera
tion of the sweeping provisions of the district court’s rem
edy, coupled with fearful prophesies of its possible conse
quences. Petitioners both exaggerate and distort the
district court’s decree when they claim it authorizes the
court “virtually taking over and running a City” (Pet. 6)
and “to administer the City’s affairs rather than its elected
officials.” (Pet. 6.) The City need only remove the stumbling
block which it has discriminatorily raised against KPHA
alone, by executing the necessary “ Sanitary 5” form author
izing a sewer connection, and forwarding it to the county
health department for competent review.7 Petitioners ex
press alarm about the injunction against issuance of any
further building permits in the Second or Third Wards
which would feed into the municipal sewage system until
KPHA is allowed to tap into the sewer system. (Pet. 6-13).
Yet this injunction does no more than require the City to
fulfill its existing obligations on a non-discriminatory
basis.8
We submit that the district court’s decree is entirely
proper and within its equitable powers. It is well estab
lished that the formulation of a decree by a court of equity
will not be disturbed absent a clear abuse of the chancellor’s
7 Only if the County disapproves the executed form need peti
tioners “take whatever action is necessary to provide adequate
sewage service to the KPHA subdivision.” (Pet. App. 91.) If
needed, the development of an adequate sewer system will benefit
all residents of the Third Ward, black and white alike.
8 Lackawanna has always had a duty to provide adequate sewage
facilities for the Third Ward. To attribute this obligation to the
district court’s decree would appear to compound past dereliction
of duty by present denial of the municipality’s raison d’etre. The
court’s decree leaves the method of resolving the “sewer crisis”
appropriately in the hands of city officials. The injunction against
further building pending steps toward resolution of the difficulty
simply applies petitioners’ concern about the sewers to all poten
tial builders, black and white alike.
11
broad discretion,9 particularly when the decree is designed
to further the public interest rather than a purely private
claim.10 The necessity for judicial intervention is particu
larly appropriate where a history of intentional racial dis
crimination exists. The Courts below followed the rule of
Louisiana v. United States, 380 U.S. 145,154 (1965), that:
The court has not merely the power but the duty to
render a decree which will so far as possible eliminate
the discriminatory effects of the past as well as bar
like discrimination in the future.
In this light, the decree goes beyond neither what seems
reasonably necessary in light of the petitioners’ clearly dis
criminatory intent and their continuing intransigence, as
shown by the facts, nor the scope of decrees in analogous
cases.11
Even if the decree is open to some challenge or modifica
tion, this Court is not the proper forum. The district
court’s order specifically directed petitioners to report to
it on the progress and problems of K PH A’s sewage ser
vices, and retained continuing jurisdiction over the matter.
(Pet. App. 92, 318 F. Supp. at 698.) The appeals court di
rected that requests for modification should be addressed
in the first instance to the district court. (Pet. App. 19, 30.)
9 See, e.g., Mills v. Electric Auto-Lite Co., 396 U.S. 376, 386
(1970); IIedit Company v. Bowles, 321 U.S. 321, 329 (1944);,
Meredith v. Winter Haven, 320 U.S. 228, 235 (1943).
10 United States v. First National City Bank, 379 U.S. 378, 383
(1965); Virginia By. Co. v. System Federation, supra at 552. Cf.
Griffin v. School Board of Prince Edward County, supra, at 233-
234.
11 See, e.g., Griffin v. Prince Edward County School Board, supra;
United States v. Jefferson County Board of Education, 372 F.2d
836 (5th Cir. 1966), aff’d with modifications 380 F.2d 385 (5th
Cir. 1967), cert, denied 389 U.S. 840 (196..); Gautreaux v. Chicago
Housing Authority, supra.
12
We also would note that the great complexity of the evi
dence and the care and diligence wTith which the district
court has already inquired into these problems render the
district court particularly qualified to consider the pro
priety of its decree in specific factual circumstances as they
may develop. Indeed, respondents respectfully suggest that
this Court could not properly evaluate petitioners’ spectres
and contentions composed exclusively of hypothetical future
eventualities. Further evidentiary hearings are available, if
needed, under the decree for Lackawanna to produce real
evidence in support of the possibilities it raises in the peti
tion. The district court will remain available to consider
petitioners’ assertions, which as of now are still unfounded.
13
CONCLUSION
For the foregoing reasons, the petition for a writ of
certiorari should be denied.
Respondents further request the Court to expedite con
sideration of this case for the following reasons: While
preliminary matters involved in the proposed development
are now proceeding, KPHA will be unable to obtain financ
ing for construction while this litigation is pending. The
City is of course entitled to the full consideration in this
Court of the issues raised in its petition. However, the re
spondents’ efforts to obtain decent housing have now been
delayed two years by actions found by the lower courts to
have been discriminatorily motivated. The realities of the
short construction season in nothern New York will mean
possibly another year’s delay unless consideration is
expedited.
Respectfully submitted,
J ack Greenberg
J ames M. N abrit III
J effry A. M in t z
M orris J . B ailer ,
10 Columbus Circle
New York, New York 10019
W il l G ibson
110 Pearl Street
Buffalo, New York 14202
Attorneys for Named Respondents
MEILEN PRESS INC. — N. Y. C. 219