Brief for State Defendants-Appellees
Public Court Documents
May 19, 1989
21 pages
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Case Files, LULAC and Houston Lawyers Association v. Attorney General of Texas Hardbacks, Briefs, and Trial Transcript. Brief for State Defendants-Appellees, 1989. e96f9e2f-1e7c-f011-b4cc-7c1e52467ee8. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0210fc47-e042-4a5e-b588-833c75243f47/brief-for-state-defendants-appellees. Accessed November 06, 2025.
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Or TEXAS g
JIM NMATTOX
ATTORNEY GENERAL May 19 1989
b J
Clerk, Fifth Circuit
600 Camp Street
New Orleans, Louisiana 70130
Re: LULAC Council #4434, et al. v. Midland County, Texas,
No. 89-1189
Dear Sir:
Enclosed for filing in the above-referenced matter are seven
copies of the Brief for State Defendants-Appellees’. Also enclosed are
the two volumes of the record on appeal.
Sincerely,
= HE
Renea Hicks
Special Assistant Attorney General
P. O. Box 12548, Capitol Station
Austin, Texas 78711-2548
(512) 463-2085
ce: Counsel of record
512/463 =-2100 SUPREME COURT BUILDING AUSTIN, TEXAS 78711-2548
re Q
bcc: Sherrilyn A. Ifill
No. 89-1189
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
LULAC COUNCIL #4434, et al.,
Plaintiffs/Defendants-Appellees,
VY.
MIDLAND COUNTY, TEXAS,
Putative Intervenor-Appellant.
Appeal From The United States District Court
Western District of Texas
Midland-Odessa Division
BRIEF FOR STATE DEFENDANTS-APPELLEES
JIM MATTOX
Attorney General of Texas
MARY F. KELLER
First Assistant Attorney General
RENEA HICKS
Special Assistant Attorney General
JAVIER P. GUAJARDO
Assistant Attorney General
P. O. Box 12548, Capitol Station
Austin, Texas 78711-2548
(512) 463-2085
May 19, 1989 Attorneys for State Defendants-
Appellees
STATEMENT REGARDING ORAL ARGUMENT
State officials, who are official-capacity defendants in the trial court,
are appellees in this appeal only on the limited question of whether the
legal interest of a Texas county encompasses representation of the legal
interests of state district judges in their official capacities who sit in that
county. Insofar as that question is concerned, the law is sufficiently clear
that the state officials do not believe that oral argument would aid the
Court.
TABLE OF CONTENTS
STATEMENT REGARDING ORAL ARGUMENT
TABLE OF CONTENTS
INDEX OF AUTHORITIES
STATEMENT OF JURISDICTION
STATEMENT OF THE ISSUES
STATEMENT OF THE CASE
Course of Proceedings And Disposition
In The Court Below
Statement of Facts
SUMMARY OF THE ARGUMENT
ARGUMENT
L. MIDLAND COUNTY HAS NO LEGAL INTEREST
TO SUPPORT INTERVENTION OF RIGHT ON
BEHALF OF STATE DISTRICT JUDGES IN
THEIR OFFICIAL CAPACITIES
A. Texas Counties Are Not Real Parties
In Interest Insofar As Texas District
Judges In Their Official Capacities
Are Concerned...
Midland County Failed To Demonstrate
That The Interests Of State District Judges
In Their Official Capacities Are Inadequately
Represented By The Existing Parties To
The Suit
NO ABUSE OF DISCRETION OCCURS WHEN A
TRIAL COURT DENIES PERMISSIVE INTERVENTION
BECAUSE PROTECTION OF THE INTEREST ASSERTED
RESTS WITH AN OFFICIAL ALREADY INVOLVED
IN THE LAWSUIT, NOT WITH THE ENTITY
SEEKING TO ASSERT IT
CONCLUSION
CERTIFICATE OF SERVICE
TABLE OF CITATIONS
CASES : PAGE(S
Atchison, Topeka & Santa Fe Railway Company v. Lennen,
531F.Supp..220€D. Kan. 1081 ),.......cooicecimssssninnsivisnnrissassunnsasssnssashssons 7
Bush v. Viterng, 740 F.2d 350 (Sth Cir. 1984)......eeivivunsivirsnniiiuncsinnies 2,9
Butterworth v. Dempsey, 229 F.Supp. 754
(DD CONNL TOOC),......comiccseerernsssionsisanroninivivnirmssinmnnsomsinsannesissihusnnsrsnadsos sin emus 7
Clark v. Tarrant County, 798 F.2d 736
ESL CIT. J OB 0).rssstrssittisnsessssnessiorssetnissnnrentoiosunisonbnssnnnnsinnbionisrhsssbnmviansnivioions 9
Crane v, Texas, 768 F.20 193 {Sth CIr. 1985)... ccscccicisiminssnissinssinsisionss 8
Gulf States Utilities Co. v. Alabama Power Co.,
831 F.24557 (Sth Cred 087).....c0ii ed iui ciiiBiermmemnennessansninninssnsviinisnsinis 11
Halderman v. Pennhurst State School & Hospital,
542 F.Supp. G19 (E.D. Pa. 1982)....c.ccccecinmriseresinsommrsisssasninerssissionananssnnsns 7
Holloway v. Walker, 765 F.2d 517 (Sth Cir. 1985).....c...vvivciivirnmneens 9
Korioth v. Briscoe, S23 F.2d 1271 (Sth Cir. 1975)...ccccccinnciiriviseon 13
Moor.v. County of Alameda, 411 :1).8, 693 (1973).......cccccoinrmmmaesiionees 9
New Orleans Public Service, Inc. v. United Gas Pipe Line Co.,
732 F.2d 452 (SICH. 1984)... iiiimciinsomniecttirniissssnsensnssdsisis innnnnis 6.11
New Yorkyv. Uplinger, 467 U.S. 246 (1984)....cccccoccesniirerssnisnrsnnsisnnorssnns 9
United States v. 936.71 Acres of Land,
418 F.2d 5351S Cir. 1060)......... icc vinnrccinnrmiraneriirisiui sins ismmasssssnsusesnts 8
United States v. City of Philadelphia, 798 F.2d 81
(BO CI TORO) ..... oii tre serirssinsenronsrssiveausiamianisinsiinensensnseaistontins sssnossiorinmsssioon 10
iv
CONSTITUTION
EY CONSTI V Slr le ge Ym
TEX CONSE mt Vo 07 rr cident dedi iil
TEX. CONST. art. V, §7a
RULES
FED. R. CIV. P. 24(a)
FED. R. CIV. P. 24(a)(2)
FED. R. CIV. P. 24(b)
FED. R. CIV. P. 24(b)(2)
No. 89-1189
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
LULAC COUNCIL #4434, et al.,
Plaintiffs/Defendants-Appellees,
Vv.
MIDLAND COUNTY, TEXAS,
Putative Intervenor-Appellant.
Appeal From The United States District Court
Western District of Texas
Midland-Odessa Division
BRIEF FOR STATE DEFENDANTS-APPELLEES
Texas officials,! appellees for a limited purpose here and defendants
below in the pending case of LULAC Council #4434, et al. v. Mattox, et al.,
Civ. Action No. MO-88-CA-154, submit the following brief in support of
their argument that Midland County, Texas ("Midland County"), may not
intervene to represent Texas state district judges in their official capacities.
The record on appeal is in two volumes. Volume I is the record of papers
1 When the appeal was taken, the state defendants were the Attorney General of
Texas, the Secretary of State of the State of Texas, and the twelve state judges who are
members of the Texas Judicial Districts Board, including the state district judge who is
the presiding judge of the Seventh Administrative Judicial District which
encompasses Midland County. All are sued in their official capacities only. In this
brief, they will be referred to as "State Officials."
filed, and Volume II is the transcript of a hearing. They will be cited in
1" "
the forms "RB... "and "Tr..." respectively. +
STATEMENT OF JURISDICTION
The Court has jurisdiction to hear the portion of this appeal
concerning whether the trial court correctly denied Midland County
intervention of right. The Court also has jurisdiction to determine whether
the trial court abused its discretion in denying permissive intervention to
Midland County. If the Court determines that permissive intervention was
denied without an abuse of discretion it has no jurisdiction and must
dismiss the appeal. See Bush v. Viterna, 740 F.2d 350, 351 n.1 (5th Cir.
1984).
STATEMENT OF THE ISSUES
Insofar as State Officials as appellees are concerned, the issues are:
I. Whether Midland County has a legally protectable interest in the legal
interests of state district judges in their official capacities who sit in the
county; and
II. Insofar as that asserted interest is concerned, whether Midland County
demonstrated inadequate representation by State Officials.
STATEMENT OF THE CASE
Course Of Proceedings And Disposition In The Court Below
This interlocutory appeal is from a district court's orders denying
intervention as a defendant to Midland County in a voting rights case
challenging the at-large system of electing Texas state district judges in
targeted counties. When the appeal was taken, the plaintiffs’ attack was
on the system for electing 205 judges in forty-four Texas counties. (With
the filing of their Second Amended Complaint on May 12, 1989, the
plaintiffs have revised their lawsuit to challenge 197 judges in sixteen
counties.)
On November 30, 1988, Midland County moved to intervene "for
itself and on behalf of the [three] duly elected district judges presiding in
Midland County, Texas, in their official capacities" either as of right under
Rule 24(a)(2), or permissively under Rule 24(b)(2). R. 220. The plaintiffs
opposed the intervention motion, arguing that, because Midland County
has "no legally recognized role in judicial redistricting, [it] cannot have an
interest in this litigation" supportive of intervention. R. 213. State
Officials did not oppose Midland County's motion, but pointed out to the
trial court that they did "not subscribe to all the arguments . . . in support
of those motions." R. 35.
In an order entered on January 27, 1989, the trial court denied
Midland County's intervention as of right on the ground that it lacks the
requisite legally protectable interest required for intervention under Rule
24(a): "counties have no ‘direct, substantial, and legally protectable
interest’ in the question of whether the present judicial lines are
discriminatory." R. 181. The trial court reasoned that counties do not
have a sufficient interest because only the Texas Legislature, the Texas
Judicial Districts Board, and the Texas Legislative Redistricting Board have
authority under Texas law to comply with a remedial order calling for
redrawing of judicial lines. R. 180. Thus, the court concluded that
Midland County could not intervene because it is asserting an interest in a
right belonging to existing parties, the State Officials.
The trial court denied permissive intervention because the Attorney
General adequately represents the interests of the State of Texas and
3.
because Midland County, one county out of forty-four targeted Texas
counties, "cannot significantly contribute to [the] full development of the
underlying factual issues in the suit." R. 182.
Midland County subsequently filed on February 15, 1989, a request
for reconsideration of the order denying intervention. R. 97. .In that
request, Midland County reiterated that it was seeking intervention on
behalf of itself and on behalf of Texas district judges who sit in Midland
County in their official capacities. R. 97.
On February 27, 1989, the trial court conducted a hearing primarily
devoted to pending intervention motions ("February 27th intervention
hearing"), and again denied Midland County's intervention. Tr. 30.
Midland County filed a notice of appeal that same day. R. 7. After entry
of the trial court's written order embodying its February 27th oral ruling,
R. 3, Midland County filed an amended notice of appeal on March 8, 1989.
R.1.
Statement Of Facts
Midland County was the only county containing targeted judicial
districts that sought to intervene as a defendant. The three state district
judges sitting in Midland County did not move to intervene at the trial
court level and are not now before this Court; however, state district
judges from three other counties with targeted judicial districts also moved
to intervene as defendants: (1) from Harris County, Sharolyn Wood, Judge
of the 127th Judicial District, R. 57; (2) from Dallas County, F. Harold Entz,
Judge of the 194th Judicial District, R. 22; and (3) from Travis County, all
thirteen sitting district judges, R. 166. Of these three sets of defendant-
intervenors, only the Travis County judges grounded their claimed right to
intervene solely on their official capacities.
A.
State Officials did not oppose the motions to intervene by these three
sets of state district judges; however, in ‘written pleadings and oral
argument at the February 27th intervention hearing, State Officials
emphasized that the capacity in which the interventions were sought was
crucial. R. 34-35,143-44; Tr. 15-17. State Officials argued that the
proper capacity for the intervening judges was their individual (or
personal) capacity, not their official capacity which already was effectively
represented in the lawsuit. Id.
The trial court agreed with State Officials on this point and permitted
the three sets of judges to intervene in their individual capacities, but not
their official capacities. Tr. 22,26, & 29. A subsequent written order
embodied the oral intervention rulings and specified that the judges were
intervening in their individual capacities. R. 3. (Since compilation of the
record on appeal, the Travis County district judges have withdrawn their
intervention after unsuccessfully urging the trial court to reverse its ruling
that they could intervene only in their individual capacities.).
SUMMARY OF THE ARGUMENT
State Officials urge only a limited point as appellees. Analysis of the
legally protectable interests which arguably confer defendant-intervenor
status on Midland County must exclude consideration of the interests of
the three state district judges in their official capacities who sit in the
county. Those three judges are state officials, not county officials, and
their official interests may only be expressed through the state or one of
its officials. The county is not the state and, therefore, lacks the legal
authority to protect official state interests.
Even assuming that Texas counties may claim the interests of state
district judges in their official capacities as one of their own legally
protectable interests, Midland County has failed to demonstrate or even
argue before this Court that those interests are inadequately protected by
the existing parties to the suit, including State Officials. The presumption
that State Officials already adequately protect the interests of state district
judges in their official capacities thereby remains untouched. Insofar as it
asserts such interests as its own, Midland County has failed to establish
one of the essential elements for intervention.
ARGUMENT
L.
MIDLAND COUNTY HAS NO LEGAL INTEREST TO SUPPORT
INTERVENTION OF RIGHT ON BEHALF OF STATE DISTRICT JUDGES IN
. THEIR OFFICIAL CAPACITIES.
Rule 24(a)(2) of the Federal Rules of Civil Procedure requires that an
applicant for intervention satisfy each of the following four elements
before intervention of right is granted:
(1) the application for intervention must be timely; (2) the
applicant must have an interest relating to the property or
transaction which is the subject of the action; (3) the applicant
must be so situated that the disposition of the action may, as a
practical matter, impair or impede his ability to protect that
interest; and (4) the applicant's interest must be inadequately
represented by the existing parties to the suit.
New Orleans Public Service, Inc. v. United Gas Pipe Line Co., 732 F.2d 452,
463 (5th Cir. 1984) (en banc) ("NOPSI"”). Under Rule 24(a), the trial court
rejected Midland County's intervention because it lacks a legally
protectable interest in the subject matter of this action.
Gi
On appeal, Midland County asserts various interests in this litigation
which, either individually or in aggregation, suffice to make intervention of
right appropriate. The asserted interests are as follows: (a) neither the
Judicial Districts Board nor the Texas Legislature may create single-
member judicial districts without the approval of the voters of Midland
County,? Appellant's Brief at 14-16; (b) the creation of single-member
districts for state district judges would confuse the voters of Midland
County, Appellant's Brief at 17; (c) single-member districts for district
judges would raise questions of venue which would affect the interest of
citizens of Midland County in the smooth operation of their judicial system,
Appellant's Brief at 18; (d) single-member districts would increase the size
of facilities and personnel for district courts which Midland County
subsidizes, Appellant's Brief at 20; (e) Midland County possesses an
interest in the binding effect any adverse decision would have on future
litigation involving county officials who are members of the judicial branch
in Midland County, Appellant's Brief at 19; and (f) Midland County must
represent the interests of the state district judges in their official capacities
who sit in Midland County, Appellant's Brief at 20.
2 Invoking this interest, Midland County incorrectly argues that it is a
necessary party to the litigation. See Halderman v. Pennhurst State School &
Hospital, 542 F.Supp. 619, 624 (E.D. Pa. 1982) (counties are not necessary parties
because Commonwealth defendants have sufficient control over all counties in the
State to enable it to comply with the court's order); Atchison, Topeka & Santa Fe
Railway Company v. Lennen, 531 F.Supp. 220, 234 (D. Kan. 1981) (county officials
were not necessary parties because state defendants are the only parties required to
provide complete relief on the plaintiffs’ claims of discrimination); Butterworth v.
Dempsey, 229 F.Supp. 754, 761, 798-99 (D. Conn.), aff'd mem. per curiam sub nom. Town
of Franklin v. Butterworth, 378 U.S. 562, aff'd per curiam sub nom. Pinney v.
Butterworth, 378 U.S. 564 (1964) (towns in Connecticut, which are the equivalent of
counties in other states, were not necessary parties in a legislative apportionment
case).
State Officials directly dispute Midland County only on the last of
these asserted interests -- that is, the county's representation of state
district judges in their official capacities. Counties in Texas have no such
legal interest. Instead, the legal interests of state officials (such as state
district judges) in their official capacities are asserted by the state itself
and, if the matter is in litigation, through the state's Attorney General.
A. Texas Counties Are Not Real Parties In Interest Insofar As Texas
District Judges In Their Official Capacities Are Concerned
In. order to assert an interest sufficient to cross Rule 24(a)’s
threshold, "the claim the applicant seeks intervention in order to assert
[must] be a claim as to which the applicant is the real party in interest."
NOPSI, 732 F.2d at 464. The real party in interest "is the party who, by
substantive law, possesses the right to be enforced. . . ." 1d. ' Intervention
will be denied, and a proposed intervenor 1s not the real party in interest,
if the asserted right is not its own. United States v. 936.71 Acres of Land,
418 F.2d 551, 556 (5th Cir. 1969).
Texas counties are political subdivisions of the state, distinct from
the state itself. Crane v. Texas, 759 F.2d 412, 415-21 (5th Cir.), modified
on other grounds, 766 F.2d 193 (5th Cir. 1985) (per curiam). A necessary
corollary to this legal principle is that the legal interests asserted by Texas
counties must be theirs and not the interests which legally rest with the
state. Therefore, if state district judges in their official capacities are state
officials and not county officials, the counties may not assert the interests
of those judges in their official capacities. Instead, insofar as state district
judges in their official capacities are concerned, the state must be
considered the real party in interest.
It is undisputed that state district judges in Texas are state officials,
not county officials. This Court implicitly held as much in Holloway v.
Walker, 765 F.2d 517, 525 (5th Cir.), cert. denied, 474 U.S. 1037 (1983)
(Eleventh Amendment immunity available to state district judge as state
official), and more directly so held in Clark v. Tarrant County, 798 F.2d
736, 744 (5th Cir. 1986) ("The district judges derive their power from the
judicial article of the state constitution and not from the [c]ounty.”).
Moreover, this Court's holdings comport with the views of the state's
Attorney General that state district judges involved in litigation in their
official capacities must be represented by his office. Such expressions on
points about the allocation of authority among state officers to represent
the state are matters Of state concern entitled to special federal court
deference. New York v. Uplinger, 467 U.S. 246, 247 n.1 (1984); see also
Moor v. County of Alameda, 411 U.S. 693, 720-21 (1973) (state's views on
matters concerning allocation of state political authority entitled to special
deference),
Thus, any interest that Midland County has with respect to the
official capacities of state district judges presiding in Midland County is
subsumed by Texas' interest in its judicial system. Cf. Bush v. Viterna,
supra, 740 F.2d at 351-53 (where the plaintiffs’ claims principally related
to the standards adopted by a state agency, intervention held properly
3 State district courts are created by the Texas Constitution. See TEX. CONST. art.
¥. § ‘1 (judicial power of the State is vested in" its district courts). The Texas
Constitution divides the state into judicial districts. See TEX. CONST. art. V, § 7. And in
the event reapportionment of the Texas judiciary is required in this case, only the
Texas Legislature, the Judicial Districts Board, or the Legislative Redistricting Board
have the authority to redraw judicial district lines. See TEX. CONST. art. V, § § 7, 7a.
9.
denied to the Texas Association of Counties). In evaluating whether the
trial court appropriately denied intervention, the Court must excise from
its analysis of Midland County's legally protectable interests in the subject
matter of the lawsuit the interest asserted by the county on behalf of state
district judges in their official capacities. That 1s an interest it is not
empowered to assert.
B. Midland County Failed To Demonstrate That The Interests Of
State District Judges In Their Official Capacities Are Inadequately
Represented By The Existing Parties To The Suit
Assuming for the purposes of argument that Midland County
somehow may assert as part of its interests in this case the interests of
state district judges in their official capacities, it nonetheless has failed to
establish a right to intervene based on that interest. In fact, Midland
County has not even briefed the point on appeal, and, therefore, has
waived it.
The fourth Rule 24(a) element that Midland County must establish in
order to intervene of right is that its interest is inadequately represented
by the existing parties to the suit. There is absolutely nothing in Midland
County's appellate brief arguing inadequate representation insofar as its
interest concerns state district judges in their official capacities. It has
thus fallen far short of overcoming the presumption that the litigating
governmental entity -- here, the state itself through State Officials --
provides adequate representation. See United States v. City of
Philadelphia, 798 F.2d 81 (3d Cir. 1986).
i, :
NO ABUSE OF DISCRETION OCCURS WHEN A TRIAL COURT DENIES
PERMISSIVE INTERVENTION BECAUSE PROTECTION OF THE INTEREST
ASSERTED RESTS WITH AN OFFICIAL ALREADY INVOLVED IN THE
LAWSUIT, NOT WITH THE ENTITY SEEKING TO ASSERT IT.
The question on appeal of a denial of motion to intervene
permissively is "not whether 'the factors which render permissive
intervention appropriate under Federal Rule of Civil Procedure 24(b) were
present,’ but is rather 'whether the trial court committed a clear abuse of
discretion in denying the motion." " NOPSI, 732 F.2d at 471 (quoting
Korioth 'v. Briscoe, 523 F.2d 1271, 1278 (5th Cir. 1973))." Reversal by this
Court of a denial of permissive intervention solely because the district
court abused its discretion "is so unusual as to be almost unique.” Id.
The district court's finding that the Attorney General represents the
interests of Midland County is especially appropriate with regard to
Midland County's attempt to intervene permissively on behalf of state
district judges in their official capacities. Insofar as the trial court's denial
of permissive intervention to Midland County denied it the opportunity to
represent the interests of state officials such as state district judges in this
voting rights lawsuit, there was no clear abuse of discretion. Surely it
4 Gulf States Utilities Co. v. Alabama Power Co., 824 F.2d 1465 (5th Cir.), modified
on other grounds, 831 F.2d 557 (5th Cir. 1987) ("GSU"), the only case Midland County
could cite in which the Fifth Circuit found an abuse of discretion in denying
permissive intervention, fully supports denial of permissive intervention by
Midland County on behalf of state district judges. GSU held that denial of permissive
intervention by the Louisiana Pacific Service Commission ("LPSC") was an abuse of
discretion "especially because neither GSU [the plaintiff] nor Southern [a defendant]
opposed the LPSC's intervention or claimed that it would prejudice their rights or
delay the litigation.” GSU, 824 F2d at 1476. Moreover, the LPSC met all the
requirements to intervene as of right. /d. Especially significant is that the LPSC was
the only state governmental entity seeking to intervene that could investigate the
-11-
rests within the discretion of a trial court to have the interests of state
officials asserted through the state officer charged with the legal
responsibility for asserting those interests.
CONCLUSION
Insofar as Midland County's attempt to intervene relies on its
assertion of the interests of state district judges in their official capacities,
the Court should affirm the trial court's denial of intervention.
Respectfully submitted,
JIM MATTOX
Attorney General of Texas
MARY F. KELLER
Firs ssistant Attorney General
~~ <>
RENEA HICKS
Special Assistant Attorney General
( 7AVER P. GUAJARDO / 7
Assistant Attorney General
P. O. Box 12548, Capitol Station
Austin, Texas 78711-2548
(512) 463-2085
Attorneys for State Defendants-
Appellees
May 19, 1989
"reasonableness and justness of all contracts," 824 F.2d at 1476, proposed by plaintiff
utility. That circumstance is absent here.
12.
CERTIFICATE OF SERVICE
I certify that on this 19th day of May, 1989, I sent two copies of the
foregoing brief by placing them in the United States mail, first class,
postage prepaid, to each of the following: William C. Garrett, Garrett,
Thompson & Chang, 8300 Douglas, Suite 800, Dallas, Texas 75225; and
Mark H. Dettman, Midland County Attorney, Midland County Courthouse,
P.O. Box 2559, Midland, Texas 79702.
Renea Hicks