Shaw v Hunt Brief of Amici Curiae
Public Court Documents
October 1, 1995
37 pages
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Brief Collection, LDF Court Filings. Shaw v Hunt Brief of Amici Curiae, 1995. e9a5dfe0-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/055b2558-070b-4ae0-8b7c-2d8cf62857f0/shaw-v-hunt-brief-of-amici-curiae. Accessed November 23, 2025.
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Nos. 94-923, 94-924
In The
Supreme Court of the United States
October Term, 1995
Ruth O. Shaw, et al.
V.
Appellants,
James B. Hunt, Jr., et al.
Appellees.
James A. Pope, et al.
V,
Appellants,
James B. Hunt, Jr., et al.
Appellees.
On Appeal from the United States District
Court for the Eastern District of North Carolina
BRIEF OF AMICI CURIAE NORTH CAROLINA
LEGISLATIVE BLACK CAUCUS AND
NORTH CAROLINA ASSOCIATION OF BLACK
LAWYERS IN SUPPORT OF APPELLEES
Pamela S. Karlan Eben Moglen
Counsel of Record Columbia Law School
580 Massie Road 435 West 116th Street
Charlottesville, VA 22903 New York, NY 10027
(617) 924-7810/7534 (Fax) (212) 854-8382/7946 (Fax)
Attorneys for Amici Curiae
1
T a ble o f C o n ten ts
Table of Contents ................................................ i
Table of Authorities ............................................. iii
Interests of Amici Curiae ..................................... 1
Summary of Argument ......................................... 3
Argument
I. Majority-Black Districts May Be Narrowly
Tailored Without Being Geographically
Compact ......................................................... 6
A. Shaw I and Miller Identify a Narrow
Role for Evidence Regarding the Shape
of Challenged Districts ......................... 7
B. Section 2 Provides a Compelling State
Interest for Certain Race-Conscious
Districting, But Does Not Require States
To Draw Compact D istric ts ..................... 10
C. A District’s Irregular Shape May
In Fact Provide Evidence That Race
Was Not the Predominant Factor
in its Creation ......................................... 19
II. Federal Courts Should Overturn a
Reapportionment Plan Only When Plaintiffs
Prove the Special Representational Harms
Identified in Shaw I ...................................... 21
11
III. Requiring States To Maximize the Compactness
of Majority-Black Districts Poses Serious
Pragmatic and Constitutional Dangers . . . . 26
Conclusion .............................................................. 30
Ill
T able o f A u th o rities
Cases
Pages
Allen v. Wright, 468 U.S. 737 (1984) ................ 22
Badham v. Eu, 488 U.S. 1024 (1988)................... 12
Bums v. Richardson, 384 U.S. 73 85 (1966) . . . 12
Campos v. City of Baytown, 840 F.2d 1240 (5th
Cir. 1988), cert, denied, 492 U.S. 905 (1989) . 18
Cook v. Luckett, 735 F.2d 912 (5th Cir. 1984) . 14-16
Davis v. Bandemer, 478 U.S. 109 (1986) 7,8,12,17,18
DeWitt v. Wilson, 115 S.Ct. 2637 (1995) ........... 19
Dillard v. Town of Louisville, 730 F. Supp.
1546 (M.D. Ala. 1990) .............................. 13-14,28
Gaffney v. Cummings, 412 U.S. 735 (1973) . . . 8
Gingles v. Edmisten, 590 F. Supp. 345
(E.D.N.C. 1984) (three-judge court), aff’d
in part, rev’d in part on other grounds,
478 U.S. 30 (1 986 )........................................... 13,18
Gomez v. City of Watsonville, 863 F.2d 1407
(9th Cir. 1988), cert, denied, 489 U.S.
1080 (1989) 18
Hunter v. Erickson, 393 U.S. 385 (1969) . . 6,27-28
Growe v. Emison, 113 S.Ct. 1075 (1993) ........... 11
Jeffers v. Clinton, 730 F. Supp. 196 (E.D. Ark.
1989) (three-judge court) ...................................11-12
Jeffers v. Clinton, 756 F. Supp. 1195 (E.D.
Ark. 1990), aff’d, 498 U.S. 1019 (1991) . . . . 14
Johnson v. DeGrandy, 114 S. Ct.
2647 (1994) 4,10,11,17,27
Karcher v. Daggett, 462 U.S. 725 (1983) ............. 5,8
Lujan v. Defenders of Wildlife, 504 U.S.
555 (1992) ............................................................ 22
IV
Marshall v. Edwards, 582 F.2d 927 (5th Cir.
1978), cert, denied, 442 U.S. 909 (1979) . . 16
Marylanders for Fair Representation v.
Schaefer, 849 F. Supp. 1022 (D. Md.
1994) (three-judge court) .................................... 11
Marylanders for Fair Representation v.
Schaefer, 849 F. Supp. 1072 (D. Md.
1994) (three-judge court) .................................... 14
McDaniel v. Sanchez, 452 U.S. 130 (1981) . . . 12
Miller v. Johnson, 115 S.Ct. 2475 (1995) . . 4, passim
Missouri v. Jenkins, 115 S.Ct. 2038 (1995) . . . 8
Montgomery County Branch of the NAACP v.
Montgomery County, North Carolina,
No. C-90-27-R (M.D.N.C. Jan. 23, 1990) . . . 27
Personnel Administrator v. Feeney, 442
U.S. 256 (1979) 5,23,24
Shaw v. Reno, 113 S.Ct. 2816 (1993) . . 3, passim
Shaw v. Hunt, 861 F. Supp. 408 (E.D.N.C.
1994) (three-judge court) ............................. 17,21,25
Taylor v. Louisiana, 419 U.S. 522 (1975) . . . . 29
Thornburg v. Gingles, 478 U.S. 30 (1986) . . 10-11,18
United Jewish Organizations v. Carey, 430
U.S. 144 (1977) ................................................. 17
United States v. Hays, 115 S.Ct. 2431 (1995) 3,22,24
Upham v. Seamon, 456 U.S. 37 (1982) .............. 9
Vera v. Richards, 861 F. Supp. 1304 (S.D.
Tex. 1994) (three-judge court), probable
juris, noted, 63 U.S.L.W. 3917 (1995).............. 20
Ward v. Columbus County, North
Carolina, No. 90-20-CIV-7-BR
(E.D.N.C. Dec. 17, 1991) ................................. 12
Ward v. Columbus County, North
Carolina, No. 90-20-CIV-7-BR
(E.D.N.C. Apr. 15, 1992) ........................... 12,18
V
Wesberry v. Sanders, 376 U.S. 1 (1964) ........... 5
White v. Weiser, 412 U.S. 783 (1973) . . . . 8,9-10
Whitcomb v. Chavis, 403 U.S. 124 (1971) . . . . 8
Wilson v. Eu, 823 P.2d 545 (Cal. 1992) ........... 20
Wise v. Lipscomb, 437 U.S. 535 (1978) ........... 12
Constitutional and Statutory Provisions
U.S. Const, amend. V ........................................... 28
U.S. Const, amend X I V ................................... 6,28
Jury Selection Act of 1968, 28 U.S.C.
§ 1869(h) (1988) 23
Voting Rights Act of 1965, § 2, 42 U.S.C.
§ 1973 (1988) ........................................ 3, passim
Voting Rights Act of 1965, § 4(a)(1)(F),
42 U.S.C. § 1973b(a)(l)(F) (1988) ................... 26
Other Materials
Pamela S. Karlan, All Over the Map: The
Supreme Court’s Voting Rights Trilogy, 1993
Sup. Ct. Rev. 345 .............................................. 29
Office of Management and Budget, Statistical
Policy Directive No. 15, Race and Ethnic
Standards for Federal Statistics and
Administrative Reporting (1977) ................... 23-24
S. Rep. No. 97-417 (1982) ................................... 12
Nos. 94-923, 94-924
In The
Supreme Court of the United States
October Term, 1995
Ruth O. Shaw, et al.
James B. Hunt, Jr., et al.
Appellants,
Appellees.
James A. Pope, et al.
Appellants,
James B. Hunt, Jr., et al.
Appellees.
On Appeal from the United States District
Court for the Eastern District o f North Carolina
B r ie f o f A m ic i C u r ia e N o r t h C a r o l in a
L e g is l a t iv e B l a c k C a u c u s a n d
N o r t h C a r o l in a A s s o c ia t i o n o f B l a c k
L a w y e r s in S u p p o r t o f A p p e l l e e s
Interests of Amici Curiae
The North Carolina Legislative Black Caucus is a
bipartisan organization of African-Americans elected to
the North Carolina General Assembly. Among its basic
purposes is the promotion of fair and effective represen-
2
tation for all North Carolina citizens. Its members are
elected from single-member districts in which African-
American voters are a majority or from multi-member
districts which have a substantial plurality of African-
American voters. They have consistently supported the
principle that all voters should have an equal opportunity
to participate in the political process. They may be
directly affected by the decision of the Court in this case.
The North Carolina Association of Black Lawyers
(NCABL) is an unincorporated professional association
operating in the State of North Carolina. One of the
purposes of the NCABL is to promote a fair and repre
sentative system of government in the executive, legisla
tive, and judicial branches, at all levels. NCABL
members are lawyers who reside in and practice law in
North Carolina, and law students enrolled in law schools
in North Carolina. The NCABL membership is predom
inantly, but not exclusively, African-American.
Some NCABL members are themselves elected
officials in the judicial and legislative branches of state
government. Most having been elected from majority-
black single-member districts, they have a continued
interest in the legal standards controlling the creation of
such districts. In addition, other members frequently
represent plaintiffs in section 2 litigation at the local level
in North Carolina, giving them an important and useful
perspective on the issues raised by this appeal.
Counsel for all the parties have consented to the
filing of this brief; their letters to that effect have been
lodged with the Court.
3
Summary of Argument
The District Court properly rejected appellants’
challenge to the composition of North Carolina’s First
and Twelfth Congressional Districts. For the reasons this
Court laid down in United States v. Hays, 115 S.Ct. 2431
(1995), none of the appellants even has standing to
challenge the First District; only two appellants — Shaw
and Shimm - have standing to challenge the Twelfth.
On the merits, the heart of those appellants’ attack on the
Twelfth District is a misreading of this Court’s earlier
decision in Shaw v. Reno, 113 S.Ct. 2816 (1993) (Shaw
/), which appellants misconstrue to impose an indepen
dent requirement of aesthetic simplicity on the complex,
multivariate balancing through which state political
processes determine district boundaries.
Appellants proceed as though the irregular shape of
the Twelfth District is not only evidence of a predominant
racial motivation, but also a violation of an independent
requirement that, in order to be "narrowly tailored" under
the Constitution, districts drawn to comply with section
2 of the Voting Rights Act must be regularly shaped.
Both components of appellants’ argument are incorrect.
This Court’s precedents, and lower court decisions in
keeping with this Court’s directions, permit states to
subordinate aesthetic regularity of boundaries to other
concerns such as political fairness, protection of incum
bents, and recognition of identifiable communities of
interest. Courts have consistently approved jurisdictions’
choices in the face of more compact and "traditional"
alternatives because they have recognized that the less
compact or more novel plans may better accommodate
the state’s many competing concerns. Appellants’ attack
4
on the district court’s finding that the State’s compliance
plan was narrowly tailored to the fulfillment of its section
2 responsibilities depends on the denial of these proposi
tions, and thus conflicts with the past decisions of this
Court. Contrary to appellants’ assumption, "narrow
tailoring" is not a term borrowed from couture to de
scribe elegance of line.
Appellants are not even correct in their argument that
the irregular shape of the Twelfth Congressional District
is unequivocal evidence of the "predominant, overriding"
concern with race in the redistricting process that triggers
strict scrutiny under Shaw I and Miller v. Johnson, 115
S.Ct. 2475 (1995). In fact, irregularity of shape is
equivocal evidence in the strict sense of the word: under
many conditions, including those present in this case,
geographic irregularity results from the fact that race is
not the predominant factor in the districting process.
When creating a majority-black district is the single
overriding consideration, it is often possible to draw
compact and regular districts, as the "illustrative" plans
submitted by plaintiffs in section 2 lawsuits show. By
contrast, legislative balancing of a mixture of complex
considerations — of which compliance with section 2 is
merely one — can result in irregular and non-compact
districting; as this Court has repeatedly held, that com
plex balancing process is the appropriate business of state
and local governments, and under the Constitution federal
courts owe substantial deference to the resulting arrange
ments reached by a legislative majority through the
”pull[ing], haul[ing], and trad[ing]" process described by
Johnson v. DeGrandy, 114 S. Ct. 2647 (1994).
Appellants’ mistaken reliance on shape is also
5
valuable in illuminating their lack of an injury in fact
sufficient to confer standing. The forces that resulted in
the Twelfth District’s configuration placed Shaw and
Shimm in the district in spite of, rather than because of,
their race. Considerations other than North Carolina’s
responsibilities under section 2 — equipopulousity, parti
san concerns, incumbent protection, and the desire to
draw distinctively urban and rural districts — placed Shaw
and Shimm in a district less compact than the one that
would have resulted from an overriding concern with
race. The "racial classification" Shaw and Shimm
suffered was the work of the United States Census,
without whose entirely constitutional activity in racially
classifying the American population all remedial activity
under the Voting Rights Act would be impossible. Their
presence in the Twelfth Congressional District, however,
resulted from non-racial considerations. The "predomi
nant and overriding" consideration, indeed, was this
Court’s decisions in Wesberry v. Sanders, 376 U.S. 1
(1964), and Karcher v. Daggett, 462 U.S. 725 (1983),
requiring that, for purposes of equipopulousity, additional
inhabitants, of whatever race, be added to the African-
American majority of voters in District Twelve. Because
the activity about which appellants complain occurred "in
spite of," rather than "because of" their race, under this
Court’s decision in Personnel Administrator v. Feeney,
442 U.S. 256 (1979), appellants have suffered no real
injury.
Even worse than this empirical confusion are the
constitutionally illicit premises on which appellants’
position ultimately rests. Facing the requirement to show
an injury which gives them standing, appellants contend,
in the final analysis, that they are "victims" of racial
6
integration. Appellants ask this Court to interfere in state
political processes in order to impose a unique burden on
African Americans seeking equality of political opportuni
ty. Under appellants’ reasoning, African Americans may
seek to vindicate their right to equality of political
opportunity only through the creation of regularly-shaped
majority-black districts, while white people, Republicans,
supporters of incumbent office holders — or any other
politically distinct portion of the larger community — may
seek political advantage in the redistricting process by
other means, including the creation of irregular districts
which, as this Court has repeatedly noted, have been a
feature of American political geography time out of mind.
Appellants’ argument falls afoul of the principle this
Court recognized in Hunter v. Erickson, 393 U.S. 385
(1969): the Fourteenth Amendment prohibits the govern
ment from imposing procedural or substantive barriers to
the pursuit of racial equality that are not raised against
other objectives in the political process. Appellants claim
to be vindicating interests secured by the Equal Protection
Clause. But the relief they seek protects no individual
right. Instead, it interferes in the political processes of
reapportionment protected by our federalism only to deny
African Americans an equal ability to participate in
democratic self-government.
Ar g u m e n t
I. Majority-Black Districts May Be Narrowly Tailored
Without Being Geographically Compact
Appellants’ arguments about district compactness
commit a fundamental error of double counting. They
assume not only that shape is evidence of a racial motiva
7
tion, but also that the Constitution somehow imposes an
independent compactness requirement on race-conscious
districts. That assumption misunderstands this Court’s
analysis in Shaw v. Reno, 113 S.Ct. 2816 (1993) ("Shaw
/"), and Miller v. Johnson, 115 S.Ct. 2475 (1995). It
also flouts an unbroken line of precedent according states
substantial leeway in developing plans that comply with
constitutional and statutory commands such as one-
person, one-vote or section 2 of the Voting Rights Act of
1965. The "complex process" of "reconcil[ing] the
competing claims of political, religious, ethnic, racial,
occupational, and socioeconomic groups," Davis v.
Bandemer, 478 U.S. 109, 147 (1986) (O’Connor, J.,
concurring in the judgment), requires states to make
tradeoffs among various districting theories and princi
ples. This Court and other courts have consistently
permitted states to subordinate aesthetic regularity of
boundaries to other state concerns such as political
fairness, protection of incumbents, and recognition of
identifiable communities of interest. Put simply, if states
are permitted to remedy Voting Rights Act violations by
drawing noncompact majority-black districts — and they
are — then North Carolina was entitled to draw the
Twelfth Congressional District as part of its legitimate
effort to comply with section 2.
A. Shaw I and Miller Identify a Narrow Role
for Evidence Regarding the Shape of Chal
lenged Districts
Geographic compactness plays only a limited role in
cases challenging a state’s reliance on race in its reap
portionment process. Shaw / reiterated that compactness,
contiguity, and respect for political subdivisions are not
8
constitutionally required. 113 S.Ct. at 2827; see also
Gaffney v. Cummings, 412 U.S. 735 (1973). Rather, as
Miller v. Johnson explained, district shape is merely one
evidentiary tool for discerning the purpose underlying a
reapportionment plan. 115 S.Ct. at 2486-87.
If a reviewing court concludes that race served as
"the predominant, overriding factor" in the redistricting
process, then the state "must demonstrate that its dis
tricting legislation is narrowly tailored to achieve a
compelling interest." Id. at 2490. But this narrow
tailoring requirement goes solely to the behavior that
raises constitutional misgivings: the use of race. In
reviewing a state’s apportionment choices, the courts
"should not pre-empt the legislative task nor ‘intrude
upon state policy any more than necessary.’" White v.
Weiser, 412 U.S. 783, 795 (1973) (quoting Whitcomb v.
Chavis, 403 U.S. 124, 160 (1971)). Thus, if a state has
a compelling reason for drawing a majority-black district,
federal courts should override the state’s choice about
which district to draw, and where, only if that choice
independently poses constitutional or statutory problems.
For example, a reviewing court could properly reject a
race-driven plan that contained unnecessary deviations
from population equality in violation of Karcher v.
Daggett, 462 U.S. 725 (1983), or a plan that would
consistently degrade the influence of a politically defined
group of voters in violation of Davis v. Bandemer, 478
U.S. 109 (1986). But strict scrutiny provides no warrant
for imposing constraints unrelated to pre-existing consti
tutional duties. Cf. Missouri v. Jenkins, 115 S.Ct. 2038,
9
2048-49 (1995).1 Thus, for example, if a federal court
were to conclude that a county commission district in the
western part of a county failed strict scrutiny, this would
provide no warrant for the court to require the county to
redraw districts in the eastern part of the county to
achieve a 3 percent rather than a 5 percent deviation.
So, too, with compactness. This Court has consis
tently approved of jurisdictions’ remedial proposals even
when more compact and "traditional" alternatives were
available because it has recognized that the less compact
or more novel plans may better accommodate the many
competing concerns states have in the redistricting
process. As Upham v. Seamon, 456 U.S. 37, 43 (1982)
(per curiam), explained, federal courts must "reconcile
the requirements of the Constitution with the goals of
state political policy"; "an appropriate reconciliation of
these two goals can only be achieved if the District
Court’s modifications of a state plan are limited to those
necessary to cure any constitutional or statutory defect."
White v. Weiser, 412 U.S. 783 (1973), provides a
particularly salient example of this general principle.
There, the plaintiffs showed that the state’s legislative
districts violated one-person, one-vote. The plaintiffs’
proposed remedy was more compact and contiguous than
the jurisdiction’s. See id. at 794. Nonetheless, this
Tn Jenkins, this Court held that a federal court’s remedial
authority over a racially discriminatory school system is limited to
curing those effects that are the direct vestiges of prior de jure
segregation. This remedial authority does not extend to ordering
the jurisdiction to adopt desirable programs or policies beyond
those necessary to cure the violation.
10
Court held that the state’s policy goals, including its
desire to protect incumbents, were entitled to substantial
deference: "[R]eapportionment is a complicated process.
Districting inevitably has sharp political impact and
inevitably political decisions must be made." Id. at 795-
96. Thus, the Court concluded that compactness and
other traditional districting principles "do not override"
the legislature’s policy choices. Id. at 796.
The same reasoning applies in Shaw-Miller cases.
Excess reliance on race, not boundary irregularity, is the
relevant injury. Thus, states remain free to choose
whatever boundaries they think fit, so long as they do not
impermissibly elevate the creation of majority one-race
districts over other considerations.
B. Section 2 Provides a Compelling State Inter
est for Certain Race-Conscious Districting,
But Does Not Require States To Draw Com
pact Districts
Section 2 of the Voting Rights Act of 1965, 42
U.S.C. § 1973, provides a compelling interest for
deliberately drawing majority-black districts. As this
Court recognized in Thornburg v. Gingles, 478 U.S. 30
(1986), and Johnson v. DeGrandy, 114 S. Ct. 2647, 2661
(1994), "society’s racial and ethnic cleavages sometimes
necessitate majority-minority districts to ensure equal
political and electoral opportunity." As Gingles ex
plained, "[t]he essence of a § 2 claim is that a certain
electoral law ... interacts with social and historical
conditions to cause an inequality in the opportunities
enjoyed by black and white voters to elect their preferred
representatives." 478 U.S. at 47. Thus, section 2
11
remedies respond, not only to past discrimination, but to
the present-day effects of prior disenfranchisement and
dilution. See id. at 44 n. 9 (citing S. Rep. No. 97-417,
p. 40 (1982)). The state clearly has a compelling interest
in remedying the ongoing effects of its prior deliberate
disenfranchisement and dilution.
Of course, section 2 does not require maximization
of minority political strength. See DeGrandy, 114 S.Ct.
at 2659; cf. Miller, 115 S.Ct. at 2491. But it does
require that minority voters be given an equal opportuni
ty, as well as an equal obligation, to "pull, haul, and
trade to find common political ground" in the redistricting
process. DeGrandy, 114 S.Ct. at 2661. For the reasons
we explain in Part III of this brief, requiring racial
minorities, but no other group, to seek only compact
districts raises practical, and constitutional, concerns.
Here, however, we focus on the very limited role com
pactness plays at the liability and remedy phases of
section 2 litigation.
Section 2 requires plaintiffs to show as a threshold
prerequisite to establishing liability that the minority
group of which they are members is "sufficiently large
and geographically compact to constitute a majority in a
single-member district," Gingles, 478 U.S. at 50; see
also Growe v. Emison, 113 S.Ct. 1075, 1084 (1993);
DeGrandy, 114 S.Ct. at 2654-55. But these districts are
merely "illustrative"; their admission at the liability phase
of a section 2 proceeding says absolutely nothing about
whether the defendant jurisdiction must adopt them as a
remedy. See, e.g., Marylanders for Fair Representation
v. Schaefer, 849 F. Supp. 1022, 1054 (D. Md. 1994)
(three-judge court); Jeffers v. Clinton, 730 F. Supp. 196,
12
206 n.7 (E.D. Ark. 1989) (three-judge court); compare,
e.g. , Wardv. Columbus County, North Carolina, No. 90-
20-CIV-7-BR, slip op. at 20 (E.D. N.C. Dec. 17, 1991)
(describing two plans presented by plaintiffs at the
liability phase having either one or two majority black
districts out of five) with Ward v. Columbus County,
North Carolina, No. 90-20-CIV-7-BR, slip op. at 3 & 11
(E.D.N.C. Apr. 15, 1992) (approving a plan which, at
the jurisdiction’s instance, increased the size of the
governing body from five to seven and was developed
entirely during the remedy proceedings).
Once liability has been found, however, geographic
compactness normally drops out of the picture, except to
the extent that the plaintiffs argue that the defendant
could have drawn additional compact majority-black
districts. With respect to the configuration of a new
plan, courts must defer to the jurisdiction’s choice among
possible remedies as long as the jurisdiction presents a
proposal that "completely remedies the prior dilution ...
and fully provides equal opportunity," S. Rep. No. 94-
417, p. 31 (1982). As this Court has repeatedly empha
sized, "a State’s freedom of choice to devise substitutes
for an apportionment plan found unconstitutional, either
as a whole or in part, should not be restricted beyond the
clear commands of the Equal Protection Clause." Bums
v. Richardson, 384 U.S. 73, 85 (1966); see also, e.g.,
McDaniel v. Sanchez, 452 U.S. 130, 150 (1981); Wisev.
Lipscomb, 437 U.S. 535, 540 (1978). Since the Consti
tution concededly does not demand compactness or
regularity of shape, see, e.g., Shaw I, 113 S.Ct. at 2827;
Davis v. Bandemer, 478 U.S. 109; Badham v. Eu, 488
U.S. 1024 (1988), summarily aff’g, 694 F. Supp. 664
(N.D. Cal.) (three-judge court), states are not required to
13
draw compact districts in order to remedy a proved
section 2 violation.
Perhaps the clearest illustration of this principle came
in the remedial proceedings in Gingles itself. The district
court approved the defendant’s remedial districts for
Mecklenburg County despite the fact that the plaintiffs’
proposed remedy " contained] districts which, on the
whole, are significantly more regular in shape than are
their counterparts in the state’s plan. ” Gingles v. Edmis-
ten, 590 F. Supp. 345, 380 (E.D.N.C. 1984), aff’d in
part, rev’d in part on other grounds, 478 U.S. 30 (1986).
The three-judge court ”assume[d], as plaintiffs suggest,
that the state’s plan reflects a primary concern to protect
incumbents that prevailed over any concern to ... insure
compactness and cohesion in drawing district lines," but
nonetheless adopted the plan because it could not con
clude that "the challenged portions of the state’s plan ...
so seriously and demonstrably impinge upon the voting
strength of the residual aggregations of black voters in
the affected areas that the plan violates anew the voting
rights of those persons." Id. at 382.
Since Gingles, many other district courts have
approved remedies that sacrificed traditional principles
such as compactness and contiguity to competing state
interests. A few examples will suffice. In Dillard v.
Town of Louisville, 730 F. Supp. 1546 (M.D. Ala.
1990), for example, the district court approved a defen
dant’s proposed section 2 remedy that involved a non
contiguous district, despite the availability of a multi
member district plan that was both compact and contigu
ous and completely cured the section 2 violation:
14
"Louisville designed the plan at issue, and the
town apparently believes that the plan, despite
its non-contiguousness, accommodates a sense of
community within each district. The town’s
familiarity with its own practical needs warrants
substantial deference from the court."
Id. at 1549. See also, e.g., Marylanders for Fair Repre
sentation v. Schaefer, 849 F. Supp. 1072, 1074 n .l, 1076
(D. Md. 1994) (three-judge court) (approving the state’s
remedy proposal — a "variant" of one of the plaintiffs’
proposed districts - even though it involved a total
deviation of 14.8 percent because that plan best accom
modated the dual goals of avoiding dilution and protect
ing incumbents); Jeffers v. Clinton, 756 F. Supp. 1195,
1200 (E.D. Ark. 1990) (approving a state-crafted senato
rial district over the plaintiffs’ objections and their
proposed district), ajf’d, 498 U.S. 1019 (1991). What
each of these district courts has recognized is that the
"intensely local appraisal of the design and impact" of
electoral mechanisms that informs section 2, Gingles, 478
U.S. at 79 (internal quotation marks and citations omit
ted), extends to the remedial stage, and that as long as no
voter has his vote denied or diluted, the political branches
are better equipped than the judiciary to decide how to
balance competing concerns.
There is sound justification for this longstanding
remedial practice. Cook v. Luckett, 735 F.2d 912 (5th
Cir. 1984), a case involving claims of both malappor
tionment and racial vote dilution, offers perhaps the most
detailed analysis. There, the court of appeals reversed
the district court’s adoption of a plan proposed by private
plaintiffs over a plan proposed by the county (and
15
supported by the NAACP). The county wanted to keep
the cores of old districts in creating its new ones and this
le[ft] district one bizarrely shaped: its western
and most of its eastern sections were unchanged,
but they were joined by only a narrow corridor
that meandered through Canton, at times only a
block or two wide. Similar corridors were used
to distribute southern Madison County’s urban
population among districts two and four.
Id. at 915. By contrast, the plaintiffs’ plan
described district lines along much more dis-
cemable boundaries than those proposed by the
county and created districts shaped much more
comprehensibly than the county’s ‘dumbbell’
district one or its extremely narrow district four
corridor.
Id. at 916. The district court rejected the county plan
because the districts were "contorted" and "fail[ed] on
their face to take communities of interest into account."
Id. But the court of appeals reversed:
We agree that the county’s proposed district
lines were more than just odd. Indeed, they
seem to us, as they did to the court below, to
respond poorly to commonly understood policies
that govern apportionment planning. But after
Upham [v. Seamon], questions of policy are
reserved for legislative resolution. The district
court was authorized to alter the county’s legis
lative plan only in those ways necessary to
16
remedy a constitutional or statutory vice. Be
cause this record does not support the conclusion
that the districts were constitutionally flawed by
their bizarre shapes, we hold that the district
court erred in rejecting the County Plan on this
basis.
Id. at 920. "Apportionments that work no selective
disenfranchisement but are merely unwise do not violate
the equal protection standards that have developed since
Reynolds v. Sims, and their perceived lack of wisdom is
not to be corrected in the federal courts." Id. at 921. As
the court of appeals recognized:
While the maps depicting its result may seem
odd, Madison County’s political process in
volved just the sort of give-and-take between
citizens and their elected officials that federal
courts are unable to achieve. Unless a showing
is made to render that give-and-take somehow
suspect, we must acknowledge that process as
the proper means toward the essentially political
end of reapportionment. As Judge Wisdom has
written, "the least representative branch of the
government must take care when it reforms the
most representative branch."
Id. at 918-19 (quoting Marshall v. Edwards, 582 F.2d
927, 934 (5th Cir. 1978), cert, denied, 442 U.S. 909
(1979)).
Thus, had North Carolina waited for minority
plaintiffs to bring, and win, a section 2 lawsuit before
drawing two majority-black districts, it would have been
17
free to accommodate competing state concerns by crafting
irregularly shaped districts. Appellants provide no reason
why the state should be more circumscribed in drawing
districts to comply with its section 2 obligation prior to
suit than afterwards.
Contrary to appellants’ contention, there would have
been no requirement that the state draw such districts in
some particular part of the state. When plaintiffs chal
lenge a statewide apportionment — as opposed to chal
lenging only a few districts in a particular part of the
state, see DeGrandy, 114 S.Ct. at 2662 — the dilution is
measured on a statewide basis. See, e.g., Davis v.
Bandemer, 478 U.S. at 133 (plurality opinion); id. at 153
(O’Connor, J., concurring in the judgment); c f United
Jewish Organizations v. Carey, 430 U.S. 144, 163-64
(1977) (plurality opinion) (deciding that a county wide
dilution claim on behalf of white voters was foreclosed
by the fact that the proportion of majority-nonwhite
districts was less than the minority proportion of the
population). In this case, the district court found that the
state drew the two majority-black districts in areas of the
state where black citizens’ voting strength had been
diluted. See Shaw v. Hunt, 861 F. Supp. 408, 472
(E.D.N.C. 1994) ("Shaw II"). Thus, black voters who
were placed with the Twelfth District might well have
been successful plaintiffs in a section 2 lawsuit had the
state failed to draw any majority-black districts.
Often, there will be many ways of configuring
districts to avoid racial vote dilution; in this case, the
district court identified "[njumerous" such plans. Shaw
II, 861 F. Supp. at 463-64. Virtually all such choices
will leave some nonwhite voters in majority-white
18
districts. See, e.g., Gomez v. City of Watsonville, 863
F.2d 1407, 1414 (9th Cir. 1988), cert denied, 489 U.S.
1080 (1989); Campos v. City of Baytown, 840 F.2d 1240,
1244 (5th Cir. 1988), cert, denied, 492 U.S. 905 (1989);
Gingles v. Edmisten, 590 F. Supp. at 357-59; Ward v.
Columbus County, North Carolina, No. 90-20-CIV-7-BR
(E.D.N.C. Apr. 15, 1992). But the assignment of many
black voters to majority-white districts neither renders the
remedy incomplete nor creates a new violation of the
Voting Rights Act. Indeed, it tends to negate claims that
the districts "segregate” voters or resemble "political
apartheid," Shaw I, 113 S.Ct. at 2824, 2827. The upshot
of a plan such as North Carolina’s here — in which a
large proportion of the state’s black voters live in majori
ty-white districts — is to retain racially integrated legisla
tive districts while also producing a racially integrated
congressional delegation.
But just as black voters who remain in majority-white
districts suffer no cognizable injury so long as black
voting strength is not diluted, so too white voters who are
placed within districts necessary to comply with section
2 have suffered no cognizable injury. As long as states
engage in geographic districting, and as long as they
choose to draw competitive rather than homogeneous
districts, some voters will live in districts in which they
are members of the numerical minority. In general, this
Court has seen these voters as being adequately represent
ed. See Davis v. Bandemer, 478 U.S. at 132 (plurality
opinion); see also Thornburg v. Gingles, 478 U.S. at 99
(O’Connor, J., concurring in the judgment). Absent the
kind of special representational harm discussed in Part II
or some other constitutional infirmity, voters placed in
section 2 compliance districts where they are part of the
19
racial minority cannot challenge the state’s configuration
of those districts.
C. A District’s Irregular Shape May In Fact
Provide Evidence That Race Was Not the
Predominant Factor in its Creation
Appellants’ arguments also ignore a simple fact of
apportionment mathematics: the more values that "enter
into a legislature’s redistricting calculus," Miller, 115
S.Ct. at 2488, the fewer the possible solutions. From
among the essentially infinite universe of possible plans,
one-person, one-vote eliminates some substantial number:
only those plans with equipopulous districts will pass
constitutional muster. Each additional constraint —
whether protection of incumbents, capture of partisan
advantage, compliance with nonretrogression, or recog
nition of communities of interest (be they racial, eco
nomic, occupational, or residential) — eliminates some of
the remaining possible districting schemes. Inevitably,
states must make tradeoffs.
Paradoxically, if creating majority-black districts is
the state’s predominant concern, it becomes far easier to
craft regularly shaped districts than if other concerns —
like the safeguarding of incumbency and partisan advan
tage or the concern with reflecting distinctively rural or
urban interests that drove the North Carolina process —
predominate. If majority-black districts are drawn first,
such districts may actually be more regular than compa
rable majority-white districts. This point is clearly
illustrated by the California plan this Court summarily
approved last Term in DeWitt v. Wilson, 115 S.Ct. 2637
(1995). As the Special Masters who drew the plan
20
explained, "[hjaving ̂ reconstructed Latino and African-
American congressional and state legislative districts ...
the remainder of the districts allocated to Los Angeles
County had to be constructed around the periphery; in
some instances they became rather elongated. See Wilson
v. Eu, 823 P.2d 545, 579-80 (Cal. 1992) (emphasis
added).
Ironically, the irregularity of a district’s shape may
in fact be powerful evidence that racial considerations,
while undoubtedly present, did not predominate and
instead were part of a complex calculus. Three criteria
omitted from Miller's, list of "traditional" districting
principles - equipopulousity, partisan advantage, and
incumbent protection — are virtually sure to loom larger
in the legislature’s redistricting calculus and may produce
irregular majority-black districts. In Texas, for example,
the legislature declined to draw an extremely compact
majority-black district in Dallas because two white,
incumbent Democrats each wanted to keep substantial
numbers of reliably Democratic black voters in their
districts. See Vera v. Richards, 861 F. Supp. 1304,
1321, 1338 (S.D. Tex. 1994) (three-judge court), proba
ble juris, noted, 63 U.S.L.W. 3917 (June 29, 1995).
The shape of the newly created majority-black district —
which was essentially slipped into territory grudgingly
ceded by the two white incumbents, and which had to
reach out tentacles to incorporate pockets of white (not
black) voters necessary to reach the ideal district popula
tion - reflects not the dominance but the secondary
consideration of the black community’s interest. See also
Miller, 115 S.Ct. at 2503-04 (Ginsburg, J., dissenting)
(describing various political considerations that explain
parts of the Eleventh District’s shape).
21
In this case, the shape of the Twelfth District reflects
this very dynamic. The district court found that the
General Assembly was "specifically aware" of "[njumer-
ous plans" that "demonstrated that the state’s African-
American population was sufficiendy large and geograph
ically compact to constitute a majority in two congressio
nal districts." Shaw II, 861 F. Supp. at 463. Had the
state’s sole concern been with creating a majority-black
district, it could have drawn one with a considerably
more regular shape. See id. at 463-64. But various
incumbency and partisan interests, as well as the desire
to draw an urban district, outweighed aesthetic concerns.
See id. at 465, 468, 469. The district court’s findings
were entirely justified by the record, and appellants do
not seriously argue that they were clearly erroneous.
For the reasons advanced by the Gingles appellees,
we believe that these factual findings should defeat
appellants’ invocation of strict scrutiny: the facts show
that race was just one among many factors taken into
account in crafting the North Carolina congressional map.
But even if strict scrutiny is warranted, the state should
remain free to satisfy its compelling interest in adherence
to section 2 of the Voting Rights Act by crafting non
compact districts.
II. Federal Courts Should Overturn a Reapportionment
Plan Only When Plaintiffs Prove the Special Repre
sentational Harms Identified in Shaw 1
As we explained in Part I, federal courts should act
with great circumspection in overturning the results of the
intensely political redistricting process. Concerns for
state political autonomy require that courts intervene on
22
behalf of individuals whose votes have been neither
denied nor diluted only when they plead and prove the
special representational harms identified in Shaw I.
Otherwise, the Court will permit lawsuits based on a
"generalized grievance against governmental conduct,"
United States v. Hays, 115 S.Ct. 2431, 2436 (1995),
simply because of the fortuity that the individual with that
generalized grievance happens to live in a majority-black
legislative district.
To understand why this is so requires considering the
relationship among the three "irreducible" elements of
standing: an "injury in fact"; "a causal connection
between the injury and the conduct complained of"; and
the likelihood that the injury "will be redressed by a
favorable decision." Hays, 115 S.Ct. at 2435; see also,
e.g., Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-
61 (1992); Allen v. Wright, 468 U.S. 737, 751 (1984).
First, appellants Shaw and Shimm - the only plaintiffs
with even a semblance of standing2 — have never shown
that "they, personally, have been subjected to a racial
classification." Hays, 115 S.Ct. at 2433 (emphasis
added). In fact, they were placed in the Twelfth District
2It seems entirely to have escaped appellants’ notice that, in
light of this Court’s decisions in United States v. Hays and Miller
v. Johnson, none of the seventeen appellants has standing to
challenge the state’s decision to draw a majority-black First
Congressional District — since none of them lives anywhere near
that district -- and that three of the Shaw appellants and all of the
Pope appellants lack standing altogether. See Shaw I, 113 S.Ct.
at 2821 (two of original appellants live in the Twelfth District and
three live in the Second District). This utter lack of standing
justifies, by itself, affirmance of the district court’s judgment with
respect to the First District.
23
primarily in order to create a district whose total popula
tion satisfied the one-person, one-vote requirement of the
Fourteenth Amendment and whose residents shared
relevant economic and nonracial demographic characteris
tics. Once the General Assembly had crafted a district
that provided black voters with an equal opportunity to
elect the candidate of their choice, it was entirely indif
ferent as to the race of the other voters whose residences
placed them within the district. In doctrinal terms, Shaw
and Shimm were, if anything, put in the district "in spite
of," and not "because of," their race. Personnel Adminis
trator v. Feeney, 442 U.S. 256, 279 (1979).
Shaw and Shimm’s real claim rests instead on the
assertion that the state’s deliberate placement of black
voters within the district in which they live has somehow
adversely affected them, since had they lived in an
identically shaped district that was 55 percent white, they
would have had no constitutional peg on which to hang
their grievances. Without proof of a representational
injury, however, this claim looks perilously close to an
assertion that the plaintiffs have been injured by racial
integration — or at least racial integration in which whites
do not remain the predominant group. Nothing in this
Court’s opinions suggests that racial integration gives rise
to a cognizable injury on the part of individuals placed in
a majority other-race setting.
In any event, appellants’ injury in fact must consist
of more than simply being classified on the basis of race,
since the government constantly classifies individuals on
the basis of race. See, e.g., Jury Selection Act of 1968,
28 U.S.C. § 1869(h) (1988) (requiring that juror qualifi
cation forms "elicit" a juror’s race); Office of Manage
24
ment and Budget, Statistical Policy Directive No. 15,
Race and Ethnic Standards for Federal Statistics and
Administrative Reporting (1977) (providing for the
pervasive collection and use of data involving racial
classifications). No court has ever required a heightened
justification for using race in this fashion. The danger
arises not from the government’s awareness of race, cf.
Shaw /, 113 S.Ct. at 2826, or even its use of race —
indeed, but for the census’ dissemination of race-based
data, it would be impossible for appellants or this Court
to know the racial composition of the challenged districts
— but from its use of race as a criterion for allocating
benefits and burdens among citizens. That is why Feeney
requires that a plaintiff show that the government adopted
or maintained the challenged practice "at least in part
'because of,’ not merely ‘in spite of,’ its adverse effects
upon an identifiable group." 442 U.S. at 279 (emphasis
added).
The analysis in United States v. Hays, 115 S.Ct.
2431, rests on this understanding. There, the Court
premised its holding that residents of a legislative district
have standing to challenge the deliberate use of race in
drawing the district on "the special representational harms
racial classifications can cause in the voting context."
United States v. Hays, 115 S.Ct. at 2436. Absent these
representational harms, or any denial or dilution of the
right to vote, an individual’s challenge to a legislative
reapportionment scheme reflects "only a generalized
grievance against governmental conduct of which he or
she does not approve." Id. Moreover, as long as the
government is entided to take race into account - and
Miller and Shaw I permit deliberately using race "when
members of a racial group live together in one communi
25
ty" and share "some common thread of relevant inter
ests," 115 S.Ct. at 2490; 113 S.Ct. at 2826 - plaintiffs
such as Shaw and Shimm cannot show redressability,
since even if the particular plan before the court is struck
down, they may nonetheless be subjected to race-con
scious districting.
In this case, the district court found no representa
tional harms. It specifically "discounted]" appellants’
claim that the Representative from the Twelfth District
failed to consider their needs. Shaw II, 861 F. Supp. 472
n. 59. It characterized their self-described injuries as
"abstract, theoretical, and merely speculative, not con
crete and palpable." Id. at 424. And it found that
challenged districts were
based on rational districting principles that
ensure fair and effective representation to all
citizens covered by them, since they are delib
erate designed to be and are in fact highly
homogeneous in terms of their citizens’ material
conditions and interests, and do not significantly
inhibit access to and responsiveness of their
elected representatives.
Id. at 475. Under these circumstances, Shaw and Shimm
— like the other appellants — have suffered no personal,
concrete injury that justifies enabling them to enlist the
federal courts in overturning North Carolina’s considered
judgment that the its plan best accommodates the compet
ing interests at play in the reapportionment process.
26
III. Requiring States To Maximize the Compactness of
Majority-Black Districts Poses Serious Pragmatic and
Constitutional Dangers
To require states that seek to meet their affirmative
obligation under the Voting Rights Act to ensure equal
political and electoral opportunity3 also to achieve the
greatest possible regularity of shape for majority-black
legislative districts will be both counterproductive and,
ultimately, constitutionally problematic.
First, if only the most regularly shaped district can
pass muster, then "narrow tailoring" paradoxically forces
states to treat race as a "predominant," "overriding"
factor, since it demands that the state draw aesthetically
regular majority-black districts even if this means "subor
dinating" other concerns such as protection of incum
bents, partisan allocation of seats, and recognition of
other cognizable communities of interest. In other
words, it is the requirement that majority-black district be
regularly shaped, and not the intentional drawing of such
districts, that sacrifices other interests to race. And the
requirement that minority districts be drawn first, rather
than as part of the overall apportionment process, obvi
ously poses dangers of exacerbating racial polarization in
the political process.
Second, if the state can recognize the claims of
Cf. 42 U.S.C. § 1973b(a)(l)(F) (1988) (requiring covered
jurisdictions that seek to bail out from the preclearance requirement
to "eliminate voting procedures or methods of election which ...
dilute equal access" and to "engagje] in other constructive
efforts").
27
minority voters only by sacrificing the claims of other
groups, the legislature is far less likely to recognize black
voters’ claims in the political redistricting process. Thus,
requiring regularity may lead states to sacrifice minority
political interests that they would otherwise be willing to
recognize because it will hamstring states from satisfying
both minority concerns and other interests. This means
that minority voters will be less likely to achieve their
goals through the "pull[ing], haul[ing], and trad[ing]"
process celebrated by DeGrandy, and more likely to have
to seek creation of equal opportunity districts through the
litigation process or through appeals to the Department of
Justice during the preclearance process, with the attendant
problems of federal intervention in this essentially local
political activity. And even once litigation ensues,
forcing defendants to draw aesthetically pleasing districts
may hinder the settlement process, in which plaintiffs and
jurisdictions might otherwise craft innovative remedies
that better accommodate all their competing interests.
See, e.g., Town of Louisville, 730 F. Supp. 1546 (ap
proving a consensual noncontiguous district plan);
Montgomery County Branch of the NAACP v. Montgom
ery County, North Carolina, No. C-90-27-R (M.D.N.C.
Jan. 23, 1990) (approving a consensual plan using a
multimember district and candidacy restrictions).
Third, to require greater regularity for majority-black
districts than for other districts would itself raise constitu
tional problems. In Hunter v. Erickson, 393 U.S. 385
(1969), this Court struck down a provision of the Akron
City Charter that made it more difficult to obtain anti-
discrimination legislation than other forms of legislation.
The Court explained that "the State may no more disad
vantage any particular group by making it more difficult
28
to enact legislation in its behalf than it may dilute any
person’s vote or give any group a smaller representation
than another of comparable size." Id. at 393.
Requiring members of racial minorities, but not other
groups, to seek only districts with a regular configuration
would be equally unconstitutional. Such a requirement
would clearly run afoul of Hunter, because it would treat
voters who politically affiliate along racial lines different
ly from voters who choose to affiliate along other shared
characteristics, and would make it more difficult for them
to secure favorable apportionment plans. As we have
already explained, such a stricture would make it more
difficult for black voters than for other groups to enact
favorable apportionment legislation, since it would
constrain their available options in ways that other
groups’ options were not constrained.4 To require
districts sought by the black community to be more
regular than districts obtained by other identifiable groups
would turn the Fourteenth Amendment on its head,
making the Amendment’s original intended beneficiaries
- black Americans - the only group whose political
aspirations are stringently limited by considerations of
compactness and regularity of district boundaries. For
federal courts to impose such a policy runs afoul of the
equal protection component of the Due Process Clause of
the Fifth Amendment.
As Shaw / recognized, all legislators are inevitably
aware of the racial and demographic composition of the
Surely a statute that provided that "a majority-white district
may be any shape but a majority-black district must be regular in
its boundaries" would be unconstitutional.
29
constituency they represent. 113 S.Ct. at 2826. This
will be true whatever the configuration of their district.
Thus, to the extent that the racial composition of a
district signals to its representative how he should
approach his task, "[t]he message will be the same
regardless of the shape of the envelope in which it is
sent." Pamela S. Karlan, All Over the Map: The Su
preme Court’s Voting Rights Trilogy, 1993 Sup. Ct. Rev.
345, 381. To suggest that representatives from majority-
black districts do not represent all their constituents as
fairly as representatives from majority-white districts do
is precisely the kind of offensive stereotype the Four
teenth Amendment condemns. See Miller, 113 S.Ct. at
2486. But to say that appellants Shimm and Shaw have
suffered a "representational injury" simply by virtue of
being placed in a majority-black district rests, at bottom,
on precisely this noxious reasoning. How, precisely, are
they less well represented? They have provided no
evidence to show that their congressman fails to provide
constituent services on a nondiscriminatory basis; indeed,
there is none. And to the extent that Representative Watt
or other black legislators bring to legislative deliberations
distinctive "qualities of human nature and varieties of
human experience," Taylor v. Louisiana, 419 U.S. 522,
532 n. 12 (1975), that stem from their status as African
Americans, what appellants really are claiming is that
somehow they are injured when these previously exclud
ed voices are added to the chorus. This Court should see
appellants’ "invocation of the ideal of a ‘color-blind’
Constitution," Shaw I, 113 S.Ct. at 2824, for what it
really is: an argument that they are somehow denied their
legitimate expectations by being forced into a district in
which black voters as well as white enjoy an equal
opportunity to participate in the political process and elect
30
candidates of their choice. All North Carolinians,
including appellants, are in fact better served by the
outcome of the most recent reapportionment, since its
results are more truly representative than any in the past
century.
C o n c l u sio n
Amici urge this Court to affirm the judgment of the
United States District Court for the Eastern District of
North Carolina.
Respectfully submitted,
Pa m e l a S. Ka r l a n
Counsel of Record
580 Massie Road
Charlottesville, VA 22903
(804)924-7810/7536 (Fax)
E b e n M o g l en
Columbia Law School
435 West 116th Street
New York, NY 10027
(212) 854-8382/7946 (Fax)
Attorneys for Amici Curiae
WBm