Memphis City Schools Board of Education v. Northcross Brief in Opposition to Certiorari
Public Court Documents
May 13, 1980
Cite this item
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Brief Collection, LDF Court Filings. Memphis City Schools Board of Education v. Northcross Brief in Opposition to Certiorari, 1980. ba158f6f-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/06239532-f5a5-479e-b52b-2b51835e8e11/memphis-city-schools-board-of-education-v-northcross-brief-in-opposition-to-certiorari. Accessed November 18, 2025.
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I n the
&upr?au> (Enurt nf lititeii &tate
October Term, 1979
No. 79-1629
Board of Education op the Memphis
Cit y Schools, et al.,
Petitioners,
v.
Deborah A. Northcross, et al.
No. 79-1630
City of Memphis, et al.,
Petitioners,
Deborah A. Northcross, et al.
o n p e t it io n for w r it s of certiorari to t h e
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
BRIEF IN OPPOSITION TO CERTIORARI
W illiam E. Caldwell
Ratner & Sugarmon
525 Commerce Title Bldg.
Memphis, Tennessee 38103
(901) 525-8601
N o rm an J. Ch a c h k in
520 Woodward Bldg.
733 15th Street, N.W.
Washington, D.C. 20005
(202) 628-7446
Jack Greenberg
James M. Nabrit, 111
B ill L ann L ee
Suite 2030
10 Columbus Circle
New York, N. Y. 10019
(212) 586-8397
Attorneys for Respondents
TABLE OF CONTENTS
Page
Counterstatement of Questions
Presented .................................................... 2
Statement .............................................................. 4
Reasons f o r Denying the Writs .............. 10
Conclusion ............................................................ 19
Ap p en d ix ................................................................ la
TABLE OF AUTHORITIES
Cases:
Albemarle Paper Co. v. Moody, 422 U.S.
405 (1975) ............ 17
Arenson v. Board of Trade, 372 F. Supp.
1349 (N.D. 111. 1974) 14
Bradley v . School Bd. o f Richmond,
416 U.S. 696 (1974) . . . . . . . . . . . . . . . . . 8,16
Brotherhood o f Locomotive Firemen and
Enginemen v. Bangor Aroostook R. Co.,
389 U.S. 327 (1967) . . . . . . . . . . . . . . . . . 12
Brown v. Bathke, 588 F.2d 634 (8th
Cir . 1978) . . . . ____ . . . . . . . . . . . . . . . . . . 16
Brown v. Board o f Educ., 347 U.S.
483 (1954) ............. 4
Brown v. Board o f Educ., 349 U.S.
294 (1955) . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Christiansburg Garment Co. v . EEOC, 434
U.S. 412 (1978) . . . . . . . . . . . . . . . . . . . . . 13
City o f Detro i t v. Grinnel Corp. , 495
F . 2d 448 (2d Cir. 1974) _____. . . . . . . . . 12
City o f Detro i t v. Grinnel Corp. , 560
F .2d 1093 (2d Cir. 1977) . . . . . . . . . . . . 12
City o f Philadelphia v. Chas. P f i z e r
Co., 345 F. Supp. 454 (S.D. N.Y.
Page
Colson v. H il ton Hotels Corp., 59 F.R.D.
324 (N.D. 111. 1972) . . . . . . . . . . . . . . . . 14
- n -
Page
Davis v. County o f Los Angeles, 8 EPD
1 9444 (C.D. C a l i f . 1974) .................... 14
Donaldson v. O'Connor, 454 F. Supp.
311 (N.D. Fla. 1978) ............................. 16
Evans v. Sheraton Park Hotel , 503 F.2d
177 (D.C. Cir . 1974) ............................. 10
Farmington Dowel Products Co. v. Forster
Mfg. Co., 421 F.2d 61 (1st Cir .
1970) ................................................. 15
Frankenstein v. McCrory, 425 F. Supp.
762 (S.D. N.Y. 1977) ................................ 14
Hamilton-Brown Shoe Co. v. Wolf Brothers
& Co., 240 U.S. 251 (1916) .................. 12
Hew Corp. v . Tandy Corp. , 480 F. Supp.
758 (D. Mass. 1979) ................................... 14
Hutto v. Finney, 437 U.S. 678 (1978) ........ 17
Johnson v. Georgia Highway Express, Inc . ,
488 F .2d 714 (5th Cir . 1974) .............. 12
King v. Greenblatt, 560 F.2d 1024 (1st
Cir. 1977), ce r t , denied, 438 U.S.
916 (1978) .................................................. 12
Lamphere v. Brown Univ., 610 F.2d 46
(1st Cir . 1979) ..................................... 16
Lindy Bros. Builders, Inc. v . American
Rad. & Stand. Sanitary Corp., 487
F .2d 161 (3d Cir. 1973) ........................ 12
Lindy Bros. Builders, Inc. v . American
Rad. & Stand. Sanitary Corp. , 540
F .2d 102 (3d Cir. 1976) .......... .. 12
- iii -
Page
Locklin v. Day-Glo Color Corp., 429
F .2d 873’ (7th Cir. 1970), c e r t .
denied, 400 U.S. 1020 (1971) . . . _____ 15
McGowan v. K ing, In c . , 569 F .2d 845
(5th Cir . 1978) . . . . . . . . _____. . . . . . . . . 15
Nedeau v. Helgemoe, 581 F.2d 275 (1st
Cir. 1978) . . . ___ . . . . . . . . . . . . . . . . . . 15,16
Northcross v. Board o f Education, 302
F .2d 818 (6th C i r . ) , c e r t , denied,
370 U.S. 944 (1962) . . . . . . . . . . . . . . . . . 5
Northcross v. Board o f Education, 333 F.2d
661 (6th C ir . 1964) .......... ............ . . . . 5
Northcross v. Board of Education, 397
U.S. 232 (1970) . . . . . . . . . . . . . . . . . . . . . 5
Northcross v. Board o f Education, 412
U.S. 427 (1973) . . . . . . . . . . . . . . . . . . . . . 5,7
Northcross v. Board o f Education, 489
F . 2d 15 (6th Cir . 1973), ce r t ,
denied, 416 U.S. 962 (1974T7. ........... 5
Oppenlander v. Standard O i l Co., 64 F.R.D.
597 (D. Colo. 1974) . . . . . . . . . . . . . . . . . 14
Palmer v. Rogers, 10 EPD 1 10,499 (D. D.C.
1975) ......... 15
Pitchford S c i e n t i f i c Inst . Corp. v.
Pepi, Inc . , 440 F. Supp. 1175 (W.D.
Pa. 1977) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Quirke v. Chessie Corp., 368 F. Supp.
558 (S.D. N.Y. 1974) . . . . . . . . . . . . . . . . 14
- iv -
Page
Raney v. Board o f Education, 391 U.S.
443 (1968) ............................ 6
Schaeffer v. San Diego Yel low Cabs, Inc . ,
462 F . 2d 1002 (9th Cir . 1972) ............ 15
Shapiro v. Consolidated Edison Co., CCH
Fed. Sec. L. Rep. 1 196 (S.D.N.Y.
1978) ............................................................ 14
Stanford Daily v. Zurcher, 64 F.R.D. 680
(N.D. C a l i f . 1974) ...................... 14
TWA v . Hughes, 312 F. Supp. 478 (S.D.
N.Y. 1970) ............... 14
United States v. M i tche l l , 580 F.2d
789 (5th Cir . 1978) ................................ 15
Walker v. Ralston Purina Co., 409 F. Supp.
101 (M.D. Ga. 1976) ................................ 15
Wheeler v. Durham City Bd. o f Educ. ,
585 F . 2d 618 (4th Cir . 1978) .............. 17
Statutes :
20 U.S.C. § 1617 (1976) ...... ........... ........... .. 7,8
42 U.S.C. § 1988 (1976) .................................. 8
v
Page
Other Author i t ies
122 CONG. REC. S16451, S16457 (d a i l y e d . , 29
Sept. 1976) . . . . . . . . . . . . . . . . . . . . . . . . . 13
122 CONG. REC. H12159 (d a i l y e d . , 1 Oct.
1976) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
H.R. No. 94-1558, 94th Cong., 2d Sess.
4 (15 Sept. 1976) . . . . . . . . . . . . . . . . . . . 13
S. REP No.94-1011, 94th Cong., 2d Sess.
6 (29 June 1976) . . . ____. . . . . . . . . . . . . 14
- V I -
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
No. 79-1629
BOARD OF EDUCATION OF THE MEMPHIS
CITY SCHOOLS, et a l . ,
P e t i t i o n e r s ,
v.
DEBORAH A. NORTHCROSS, et a l .
No. 79-1630
CITY OF MEMPHIS, et a l .
P e t i t i o n e r s ,
v.
DEBORAH A. NORTHCROSS, et a l . ,
On Pe t i t ions fo r Writs o f C e r t io ra r i to the
United States Court o f Appeals for the Sixth C ircu it
BRIEF IN OPPOSITION TO CERTIORARI
Deborah A. N o r th c ross , e t a l . , p l a i n t i f f s
below, r espec t fu l l y request that the Court deny
the pe t i t ion s fo r wr i ts of c e r t i o r a r i f i l e d by the
Board of Education o f the Memphis C ity Schools, et
a l . [ " B o a r d " ] , No. 79-1629, and the C i t y o f
Memphis, et a l . [ " C i t y " ] , No. 79-1630, seeking
review o f the Sixth C i r c u i t ' s judgment and opinion
reported at 611 F .2d 624 (23 Nov. 1979), Pet. App.
1-A to 35-a M
COUNTERSTATEMENT OF QUESTIONS PRESENTED
- 2 -
The judgment below disposed o f consolidated
appeals from two separate orders o f the d i s t r i c t
cour t r u l i n g on a p p l i c a t i o n s o f p l a i n t i f f s in
t h i s l on gs ta n d in g schoo l d e s e g r e g a t i o n a c t i o n
f o r awards o f costs , including reasonable a t t o r
n ey s ' f e e s and o u t - o f - p o c k e t expenses. The
p r i n c i p a l appea l be low , concerns the d i s t r i c t
court 's 4 November 1977 "Award on Appl icat ion o f
the P l a i n t i f f s fo r Attorneys Fees" (Pe t . App. 53-A
[here ina f te r , " f i r s t award"], granting in part, and
denying in part the request f o r fees and expenses
from both the Board and the C i t y c o v e r in g the
period from the commencement o f the l i t i g a t i o n
through October 1976. The second appeal below,
1/ "Pe t . App." r e f e rs to the separate ly -pre
sented appendix f i l e d by the Board in No. 79-1629.
concerned the d i s t r i c t c o u r t ' s 7 July 1978
"R u l in g on A p p l i c a t i o n f o r A t t o rn ey s Fees and
Expenses fo r May 1977 Hearing" (Pet . App. 63-A)
[here ina f te r , "second award"], granting in part
and denying in part the reques t f o r f e e s and
expenses from the Board a lone r e l a t e d to a
f i v e -day hearing held in May 1977. On appeal from
the f i r s t award, the court o f appeals remanded the
case fo r further considerat ion in accordance with
i t s op in ion . Pe t . App. 28A, 34-A. On appeal
from the second award, the court o f appeals
remanded with instructions to enter f o r p l a i n t i f f s
in an amount spec i f i ed . Pet. App. 34-A.
The two sets o f pe t i t ion e rs seek to present a
wide va r i e t y o f issues, numbering twelve in a l l ,
to th is Court fo r decis ion. Many o f the lega l
" q u e s t i o n s " which they p o s i t a r i s e on ly as a
resu lt o f p e t i t i o n e r s ' strained reading o f the
court o f appeals ' ru l ing : fo r example, the claim
that the decis ion below withdraws a l l d iscre t ion
from the d i s t r i c t court on remand. F a i r l y con
strued, the ruling below presents two unexception
able questions.
- 4 -
1, Whether the cour t o f appeals e r r ed in
remanding the major part o f the case (the f i r s t
award) fo r entry o f f indings and conclusions which
would enab le i n t e l l i g e n t r e v i e w o f any award?
2. Whether the court o f appeals abused i t s
discretion, in determining the amount o f fees on a
small part of the case (the second award) pre
sented for review on a complete and fu l l y l i t i
gated record?
Statement
A de ta i l ed descr ip t ion of the proceedings in
the d i s t r i c t cour t and the court o f appeals
leading to entry o f the judgments o f which review
is sought appears as an appendix to th is B r ie f at
pp. la-20a i n f r a . The essen t ia l elements o f th is
case are as fo l lows:
From i t s commencement in 1960 u n t i l the
present day, th is suit has involved but a s ingle
claim f o r r e l i e f : the e f f e c t i v e dismantling o f
the state-imposed dual school system in Memphis,
Tennessee. A f t e r Brown v. Board o f Educ., 347
U.S. 483 (1954), 349 U.S. 294 (1955), the board
o f education refused to plan for the education
of i t s black and white chi ldren together un t i l
forced to do so by court orders issued in this
l i t i g a t i o n . See, e . g . , Northcross v. Board o f
Educ. , 302 F .2d 818 (6th C i r . ) , c e r t . denied, 370
U.S. 944 (1962 ) ; i d . , 333 F.2d 661 (6 th C i r .
1964).
A decade ago th is Court summarily reversed a
court o f appeals decis ion and d irec ted that prompt
action be taken to complete the conversion of the
Memphis p u b l i c schoo ls to a u n i t a r y system.
Northcross v. Board o f Educ. , 397 U.S, 232 (1970).
Subsequently, the case was again brought to this
Court by the p l a i n t i f f s a f t e r the court o f appeals
denied a request for an award o f a t to rneys1 fees
covering one appellate proceeding without " s t a t -
[ ing ] reasons fo r the denial [making i t ] . . . not
poss ib le fo r th is Court to determine whether the
Court o f Appeals applied the proper standard in
reaching th is r e s u l t . " Northcross v. Board o f
Educ. , 412 U.S. 427, 427-28 (1973) ( per curiam).
T h e r e a f t e r , the d i s t r i c t cou r t approved a
" f i n a l " p lan o f d e s e g r e g a t i o n f o r the system
("P lan Z " ) , the Sixth C ircu it af f irmed, and this
Court den ied r e v i e w . Nor thcross v . Board o f
- 5 -
Educ., 489 F .2d 15 (6th Cir. 1973), c e r t . denied,
416 U. S. 962 (1974). At th is f i r s t r esp i te in
what the court below c o r r e c t l y described as th is
continuous course o f l i t i g a t i o n , see Pet. App.
3-A, p l a i n t i f f s sought to obtain agreement on an
appropriate award o f attorneys ' f e es ; and when
negot ia t ions proved unavail ing, f i l e d th e i r motion
fo r an award o f costs including reasonable counsel
fees — which led u l t imate ly to the judgments now
under consideration.
The main subject o f th is l i t i g a t i o n was far
from quiescent, however. Mindful o f th is Court's
admonition, Raney v. Board o f Educ. , 391 U.S. 443
(1968), the d i s t r i c t court had retained ju r i s d i c
t ion over the case to insure that i t s decree was
implemented and proved ac tua l ly e f f e c t i v e . Each
year a f t e r i t had approved a " f i n a l " desegrega
t i o n p lan , the d i s t r i c t cou r t was con fron ted
with a request from the Board o f Education to make
a ser ies o f modif ications to that plan. In the
spring o f the fourth year of Plan Z 's operation,
the d i s t r i c t court concluded in an opinion issued
24 May 1977 that the Board had f a i l e d to establ ish
a unitary school system and, in f a c t , had engaged
in f r e s h , post- judgment acts o f purpose fu l
r a c i a l d i s c r im in a t i o n in the o p e r a t i o n o f the
- 6 -
7
public schools of Memphis. This determination was
not appealed.
The curren t c o n t r o v e r s y stems from the
d i s t r i c t c o u r t ’ s subsequent award o f attorneys '
fees to counsel fo r p l a i n t i f f s , who were "pre
v a i l i n g pa r t i e s " with respect both to the main
part o f the case resu l t ing in entry o f the " f i n a l "
plan o f desegregat ion and also with respect to
the post-judgment proceedings in 1977.
As set fo r th in greater d e ta i l in the appen
d i x h e r e t o , a t pp. 5a-9a i n f r a , the d i s t r i c t
court u t t e r l y f a i l e d —■ despite the lesson of th is
Court 's holding in Northcross v. Board o f Educ. ,
412 U.S. 427 (1973) — to explain the process by
which i t determined upon the serv ices for which
counsel would be compensated by an award o f fees
pursuant to § 718 o f the Education Amendments o f
1972, 20 U.S.C. § 1617 (1976), except that the
serv ices of cer ta in counsel f o r the p l a i n t i f f s
were regarded as completely unnecessary and not
subject to any compensation. Nor did the t r i a l
court c l a r i f y the basis fo r the determination of
the hourly rates at which time expended by coun
s e l f o r the p l a i n t i f f s was to be compensated.
8
P l a i n t i f f s appealed the adequacy o f both fee
awards made by the d i s t r i c t court. A f t e r b r i e f in g
and ora l argument, the Sixth. C ircu it "conclude [d ]
tha t both o rders g ra n t in g a t t o r n e y s ' f e e s and
expenses provide inadequate compensation, contain
l e ga l e r rors , and reach factual conclusions not
supported by the record . " Pet. App. 10-A. Since
the record on the f i r s t award was not in a posture
f o r f in a l d ispos i t ion ( see note 4a i n f r a ) , the
court remanded the p r inc ipa l part o f the case " f o r
further proceedings in accordance with the stan
dards set out in th is op in ion . " I d . The record
on the second award for the 1977 post-judgment
proceedings was "adequate . . . f o r us to indepen
dently assess an appropriate award, . . . and we do
so to demonstrate the f indings and conclusions
which we hold the d i s t r i c t courts must enter in
the record in making fee awards." I d .
The b a s i c l e g a l p r i n c i p l e s a p p l i e d by the
court below are as fo l lows: (1 ) In accordance with
th i s C o u r t ' s r u l in g in Brad ley v . School Bd,
o f Richmond, 416 U.S.696 (1974), both the Educa
t ion Amendments o f 1972, 20 U.S.C. § 1617 (1976)
and the C i v i l Rights A t to rneys ' Fees Awards Act of
1976, 42 U.S.C. § 1988 (1976) authorize an award
9
o f fees in th is l i t i g a t i o n f o r serv ices rendered
p r io r to th e i r enactment to pending cases such as
the in s ta n t a c t i o n . ( 2 ) Under the 1976 A c t ,
p l a i n t i f f s who preva i led in th is l i t i g a t i o n are
en t i t l ed to counsel fees covering a l l necessary
serv ices "as is t r a d i t i on a l with attorneys com
pensated by a f e e - p a y in g c l i e n t , f o r a l l t ime
reasonably expended on a matter , " Pet App. 19-A,
in re l iance on express l e g i s l a t i v e h is to ry . S.
REP No. 94-1011, 94th Cong., 2d Sess. 6 (29 June
1976). Further, "the hours claimed need not be
automatically accepted by the d i s t r i c t court, but
to the extent that hours are r e jec ted , the court
must i n d i c a t e some reason f o r i t s a c t i o n . . . .
Hours may be cut f o r d u p l i c a t i o n , padding or
f r i vo lous c la im s. " Pet. App. 20-A. Since in i t s
f i r s t award, the d i s t r i c t court had "s im ply
e l iminated, without comment, hundreds o f hours o f
documented s e r v i c e , " the court remanded that part
o f the case " f o r entry o f f indings o f fact and
conclusions o f law adequate to permit our review
o f the award." Pet. App. 19-A to 21-A. (3 ) In
determining the appropriate rate o f compensation,
the " f a i r market value o f the serv ices provided"
(Pet. App. 23-A) is the appropriate standard to
implement the intent o f Congress.
10
REASONS FOR DENYING THE WRITS
The court o f appeals has wr i t t en an eminently
2 / .
sens i b l e o p i n i o n " when con f r o n ted w i th a d i s
t r i c t court d ispos i t ion that kept the appel la te
3/body "complete ly in the dark"— as to the bases
fo r decis ion, but which on i t s face was contrary
4/
to the w i l l o f Congress,” The court o f appeals
d id no more than e s t a b l i s h a s t r a i g h t f o r w a r d
framework fo r determining awards o f fees based
i n i t i a l l y on hours claimed and normal hourly rate
2/ The p e t i t ion s be fore the Court are devoid o f
c i ta t ion s to the opinions o f the lower courts.
P e t i t i o n e r s ' sweeping character izat ions o f the
actions o f the courts below are not supported by
an examination o f what those courts actua l ly did
and said.
3/ Evans v. Sheraton Park H o te l , 503 F . 2d 177,
T88 (D.C. Cir. 1974).
4/ Apparently the Sixth C ircu i t has frequently
found i t s e l f in t h i s s i t u a t i o n . The court o f
appeals stated: "This Court has been disturbed by
the extraordinary va r ia t ions in fee awards that
have come before i t on review, and by a marked
f a i l u r e on the par t o f the d i s t r i c t cour ts to
explain th e i r reasoning, making necessary f indings
o f f a c t , or demonstrate the c a l c u l a t i o n s used
to a r r ive at a fee . Such awards may we l l con
s t i tu t e an abuse o f d is c re t ion whi le rendering
the award v i r t u a l l y u n re v i e w a b le . " P e t . App.
20-A.
11
o f counsel, with a r t icu la ted adjustments upward or
downward f o r such f a c t o r s as con t ingency or
dupl ication o f e f f o r t . In th is context , there is
no merit to p e t i t i o n e r s ' complaint (Board Pet. 15)
that the court o f appeals has usurped the preroga
t i v e s o f the d i s t r i c t c o u r t P l a i n l y , i t was
not error to remand the major part o f the case
(the f i r s t award) f o r i n t e l l i g i b l e d ispos i t ion ,
and i t is noteworthy that at leas t as much remains
to be decided in th is case on these issues as has
been dec ided to d a te , see pp. 12a-18a, i n f r a .
I t is just as d i f f i c u l t to see how the court o f
appeals erred, with re ference to a small aspect o f
th is extensive l i t i g a t i o n (the second award), by
app ly in g the standards i t a r t i c u l a t e d f o r the
bene f i t o f the d i s t r i c t judges in the Sixth C ir
cu i t , including th is d i s t r i c t court on remand.
The determination o f fees simply does not r i s e to
5/ The second award was fu l l y l i t i g a t e d in the
d i s t r i c t court and both p l a i n t i f f s and the Board
appealed. The Board did so much as even suggest
to e i t h e r the d i s t r i c t cour t o r the court o f
appeals that a transcr ipt o f the f i v e -day May 1977
hearing was necessary to proper d ispos i t ion o f any
aspect of the fees dispute. The Board's current
contention that such transcr ipt is indispendable
(Board Pe t . 15) comes too l a t e in the day; i t
attempts to in jec t an issue not l i t i g a t e d below in
any fashion.
12
an abuse o f d iscre t ion . Other c i r c u i t s , some o f
them even in h ighly v i s i b l e landmark decisions
have attempted to deal with the de ta i l s o f fees
determinations in a s imi lar manner.—^
With r e s p e c t to the d e c i s i o n o f the court
o f appeals to remand the major part o f the case,
th a t d e c i s i o n i s "not y e t r i p e f o r r e v iew by
t h i s C o u r t , " Brotherhood o f Locomotive Firemen
and Enginemen v . Bangor A roos took R. Co. , 389
U.S. 327 (1967 ) , and the i n t e r l o c u t o r y na ture
o f a decree is "a f a c t tha t o f i t s e l f a lone
furnishe [s ] s u f f i c i e n t ground fo r the denial of
the app l ica t ion " fo r c e r t i o r a r i . Hamilton-Brown
Shoe Co. v. Wolf Brothers & Co. , 240 U.S. 251,
258 (1916).
Under the opinion below the d i s t r i c t court
reta ins ample d is c re t ion " to assure fundamental
fa irness to a defendant" (Board Pet. 12), which,
6_/ S ee , e . g . , Johnson v . Georg ia Highway
E x p res s , I n c . , 488 F . 2d 714 (5 th C i r . 1974);
L in d y B r o s B u i l d e r s , Inc , v . American Rad. &
Stand. Sanitary Corp. , 487 F . 2d 161 (3d Cir. 1973)
(Lindy I ) ; C ity o f Detro it v. Grinnel l Corp. , 495
F . 2d 448 (2d Cir . 1974) (Gr innell I ) ; Lindy I I ,
540 F .2d 102 (3d Cir . 1976)“ T en banc); Grinnel l
I I , 560 F.2d 1093 (2d Cir. 1977); King v. Green-
b l a t t , 560 F .2d 1024 (1 s t C i r . 1977), cerF .
denied, 438 U.S. 916 (1978).
13
we might add, appears here as a proven " v i o l a t o r
o f f edera l law." Christiansburg Garment Co. v .
EEOC, 434 U.S. 412, 418 (1978 ) . N ev e r th e l e s s
" th e [ s ch oo l d e s e g r e g a t i o n ] p l a i n t i f f i s the
chosen instrument o f Congress to v i n d i c a t e 'a
po l i c y that Congress considered o f the highest
7 /
p r i o r i t y . " ' j[d_.— In § 1988 Congress d i r e c t e d
that p reva i l in g school desegregation p l a i n t i f f s '
lawyers should have th e i r fees f ixed "by the same
standards which p reva i l in other types o f equally
complex F ed e ra l l i t i g a t i o n , such as a n t i t r u s t
c a s e s . " See P e t . App. 12-A. A n t i t r u s t and
s im i l a r commercial cases are l e g i o n in which
lawyers comparably s k i l l e d and expe r ien ed to
p l a i n t i f f s ' ch ie f t r i a l counsel have been awarded
much more than the base rate o f $125/hr. which the
8/
court below, on a complete record,— found reason-
]_/ The Senate con s id e red , and r e j e c t e d by a
v o t e o f 50-32, a proposed amendment o f § 1988
tha t would have exc luded schoo l d e s e g re g a t i o n
cases from the s t a t u t e ' s c o ve ra ge . 122 CONG.
REC. S16451, SI 6457 (d a i l y ed. 29 Sept. 1976);
See a l s o H.R. REP. NO. 94-12558, 94th Cong.,
2d Sess. 4-5 , 7 (15 Sept . 1976); 122 CONG.
REC. H12159 ( d a i l y ed. 1 Oct. 1976) (remarks
o f Rep. Drinan).
8/ The reasonableness o f the hourly ra te claimed
by p l a i n t i f f s ' ch ie f counsel was attes ted to by
14 -
able fo r court room work.—-
On the issue o f compensat ing p r e v a i l i n g
p a r t i e s ' counsel " f o r a l l time reasonably expended
on the matter , "— ^pe t i t ion e rs ' asserted c o n f l i c t
8/ cont 'd .
the a f f i d a v i t s o f three prominent Memphis a t t o r
neys ; the Board p resen ted no c o u n t e r v a i l i n g
evidence on th is issue.
9/ Compare, e . g . , Shapiro v . C onso l ida ted
Edison Co. , CCH Fed. Sec.” L. Rep. § 196, 364 (S.D.
N.Y. 1978); Frankenstein v. McCrory, 425 F. Supp.
762 (S.D.N.Y. 1977); Quirke v. Chessie Corp. , 368
F. Supp. 558 (S.D.N.Y7 1974); Arenson v. Board o f
Trade, 372 F. Supp. 1349 (N.D. 111. 1974); TWA
v. Hughes, 312 F. Supp. 478 (S.D.N.Y. 1970); C ity
o f Philadelphia v. Chas. P f i z e r Co. , 345 F . Supp.
454 (S.D.N.Y. 1972); Colson v . H i lton Hotels Corp.,
59 F.R.D. 324 (N.D. 111. 1972); Oppenlander v .
Standard O i l Co. , 64 F.R.D, 597 (D. Colo. 19747;
Hew Corp. v. Tandy Corp. , 480 F . Supp. 758 (D.
Mass. 1979).
10/ The court o f a p p e a l s ' s tandard is taken
verbatim from S. REP. NO. 94-1011, 94th Cong., 2d
Sess. 6 (29 June 1976), which in turn quoted the
holdings in Davis v. County o f Los Angeles, 8 EPD
1 9444 (C.D. C a l i f . 1974), and" Stanford~~Daily v .
Zurcher, 64 F.R.D. 680 (N.C. C a l i f . 1974). In
S tan fo rd D a i l y , 64 F.R.D. a t 684, a t the page
c i t ed in the l e g i s l a t i v e h is to ry , the d i s t r i c t
court re jec ted the pos i t ion taken by some federa l
courts, " that hours spent on the l i t i g a t i o n o f un-
15
among the c i r cu i t s is considerably more imaginary
than rea l . The two courts of appeals and four
d i s t r i c t courts which p e t i t ion e rs c i t e (Board Pet.
11-12; C ity Pet. 17-18) in fa c t are not in con-
11/
f l i c t w i th the r u l in g b e low .— Moreover , the
courts which have expressly considered the app l i
cable l e g i s l a t i v e h is to ry are in complete agree-
10/ cont 'd .
successful claims should be deducted from the num
ber o f hours which an attorneys ' fees award is
computed." The Court held: "However, severa l r e
cent decis ions, adopting a d i f f e r e n t tack, deny
fees for c l e a r l y mer i t less claims but grant fees
fo r l ega l work reasonably calculated to advance
th e i r c l i e n t s ' in te res ts . These decis ions ac
knowledge that courts should not require a t t o r
neys (o f ten working in new or changing areas of
the law) to devine the exact parameters o f the
cour ts ' w i l l i n g n e s s to grant r e l i e f . " This
was (and i s ) the usual ru le in n o n -c iv i l r igh ts
cases . See , e . g . , L o c k l in v. Day-Glo Color
Corp, 429 F.2d 873 (7th Cir. 1970), c e r t . denied,
400 U.S. 1020 (1971); Farmington Dowel Products
Co. v. Forster Mfg. Co. , 421 F.2d 61 (1st Cir.
1970); McGowan v. King, In c . , 569 F.2d 845 (5th
Cir. 1978). See also^ e . g . , Palmer Rodgers, 10
EPD .1 10,499 (D. D.C. 1975); Walker v. Ralston
Purina Co. , 409 F. Supp. 101 (M.Ek Ga. 1976); c f .
United States v. M i t c h e l l , 580 F.2d 789 (5th Cir.
1978).
11/ The c i r c u i t decisions r e l i e d upon by p e t i
t i o n e r s are Nadeau v. Helgemoe, 581 F.2d 275
(1 s t C i r . 1978), and S c h a e f f e r v . San Diego
- 16 -
ment with the Sixth C i r c u i t .— Congress did no
more than adopt the general rule extant at the
11/ cont 'd .
Yel low Cabs, In c . , 462 F.2d 1002 (9th Cir. 1972)
(a pre-§ 1988 case construing T i t l e V I I ) . These
d e c i s i o n s are w h o l l y d i s t i n g u i s h a b l e from the
in s ta n t case on the s imple ground tha t they
involved mult ip le claims f o r r e l i e f , on only one
or a few o f which p l a i n t i f f s p reva i led , whereas
th i s case i n v o l v e s a s i n g l e c la im f o r schoo l
desegregation on which p l a i n t i f f s en t i r e l y pre
va i led . The F i r s t C ircu i t has made i t c lea r that
i t does not d i s a g r e e w i th the S ix th C i r c u i t ' s
approach below. In Lamphere v. Brown Univ. , 610
F. 2d 46, 47 (1st Cir. 1979), the court c i t ed and
distinguished i t s e a r l i e r decis ion in Nadeau as
f o l l o w s :
Also, i t was not error to award fees fo r the
t ime spent by counse l in an unsuccess fu l
a ttempt to broaden the scope o f remedies
ava i lab le under the decree. This issue was
a l l part o f and p a r c e l o f one matter - -
counse l should not be p e n a l i z e d f o r every
l o s t motion. This is not the same as a case
where c la ims are t r u l y f r a c t i o n a b l e . C f .
Nadeau v. Helgemor, 1 C i r . , 1978, 581 F.2d
275.
The d i s t r i c t cour t d e c i s i o n s r e l i e d upon by
p e t i t i o n e r s are s i m i l a r l y d i s t in g u i s h a b l e as
cases "where c la ims are t r u l y f r a c t i o n a b l e . "
12/ See, e . g . , Brown v . Bathke , 588 F .2d 634
(8th Cir. 1978); Donaldson v. O'Connor, 454 F.
Supp. 311 (N.D. Fla. 1978).
17
time i t passed § 1988 ( see note 10, supra) , and
the S ix th C i r c u i t d id no more than adhere to
c l e a r c o n g r e s s io n a l des ign and i n t e n t , "The
statute c a l l s f o r a reasonable fee , not a bargain-
13/
basement f i gu re . -— The Sixth C ircu it has l e f t
i n t a c t the t r a d i t i o n a l d i s c r e t i o n o f d i s t r i c t
cour ts in these m a t te r s ; the court has simply
recognized that "such d iscre t ionary choices are
not l e f t to a court 's ' in c l in a t ion , but to i t s
judgment; and i t s judgment i s t o be guided by
sound l e ga l p r i n c i p l e s . " ' Albemarle Paper Co. ,
v. Moody, 422 U.S. 405, 416 (1975).
F ina l ly there is no v a l i d i t y to the Board's
contention (Pet. 13-14) that the appl icat ion of
§ 1988 and § 1617 to th is continuously ac t ive case
is i n c o n s i s t e n t w i th t h i s C o u r t ' s d e c i s i o n in
Bradley v. School Bd. o f Richmond, 416 U.S. 696
14 j
(1974)— We have repeatedly challenged the Board
13/ C f . P i t c h f o r d S c i e n t i f i c I n s t . Corp. v
P ep i , I n c . , 440 F. Supp. 1175, 1177 (W.D. Pa.
1977).
14/ Wheeler v. Durham City Bd. o f Educ. , 585 F.2d
^T8 (4th C i r . 1978), Is not contrary . There the
case had become dormant then the fee statute was
passed, and there was nn pending l i t i g a t i o n over
any issue. This case, in t o ta l contrast , was the
subject o f ac t ive , heated l i t i g a t i o n when both
appl icable f ee statutes were enacted. See Hutto
v . F inney , 437 U.S. 678, 694-95 n. 23~Cl978) .
- 18 -
to a l l e g e the pre judice and in ju s t i c e necessary to
f i t the "m a n i f e s t i n j u s t i c e " e x c e p t i o n to the
Bradley ru le , but the Board has f a i l e d to respond
and i t does not respond here. Nowhere does the
Board claim that i f i t had known o f i t s po ten t ia l
statutory l i a b i l i t y f o r fees , "rather than simply
the common-law a v a i l a b i l i t y o f an award, [such
knowledge] would hve caused the Board to order i t s
conduct so as to render th is l i t i g a t i o n unecessary
and thereby preclude the incurr ing o f such c o s t s . "
Id at 721. To the contrary, the Board’ s e f f o r t to
undermine the desegregation plan in the spring of
1977, we l l a f t e r the passage o f both § 1617 and
§ 1988, demonstrates that knowledge o f poten t ia l
attorneys ' fees l i a b i l i t y had no impact on the
conduct o f th is board o f education. The court o f
appeals was manifestly correct in concluding that
th e re i s a complete absence o f p r e ju d i c e to
the Board. Pet. App. 17-A.
This case does not m er i t r e v i ew by th i s
Court.
14/ cont'd.
There are probably more than 100 lower court de
c is ions in accord with the Sixth C i r c u i t ' s de
c is ion in th is case.
19
CONCLUSION
For the forego ing reasons, the pe t i t ions fo r
wr i ts o f c e r t i o r a r i should be denied.
Dated: 13 May, 1980
Respect fu l ly submitted,
WILLIAM E. CALDWELL
Ratner & Sugarmon
525 Commerce T i t l e Bldg.
Memphis, Tennessee 38103
(901) 525-8601
NORMAN J. CHACHKIN
520 Woodward Bldg.
733 15th Stree t , N.W.
Washington, D.C. 20005
(202) 628-7446
JACK GREENBERG
JAMES M. NABRIT, I I I
BILL LANN LEE
Suite 2030
10 Columbus C irc le
(212) 586-8397
Attorneys f o r Respondents
APPENDIX
APPENDIX
The " l o n g , com p l ica ted h i s t o r y o f th i s
b i t t e r l y c o n te s t ed schoo l d e s e g r e g a t i o n case"
(Pet. App. 2-A) may be traced through the reported
opinions of th is Court (which has twice granted
r e v i e w ) , the Court o f Appeals f o r the S ix th
Circuit ( ten reported d ec is ions ) , and the d i s t r i c t
court (innumerable decisions and orders ) . See
la/
e . g . , Board Pet. 2.----- A "genera l desc r ip t ion , "
s u f f i c i e n t " t o g i v e an understanding o f the
scope and qua l i ty o f representation provided by
the p l a i n t i f f s ' attorneys in the course o f the
las t two decades" (Pe t . App. 2-A to 3-A) , is set
out in the opinion below. Pet. App. 3-A to 4-A,
The F i rs t Appl icat ion and Award
Two weeks a f t e r th is Court declined to review
the f in a l plan o f desegregation ordered by the
d i s t r i c t c ou r t , 416 U.S. 962 (22 A p r i l 1974),
l a / A comprehensive summary o f the h is to ry o f
th is l i t i g a t i o n takes up nearly 50 pages o f our
opening B r i e f f o r P I a i n t f f s - A p p e l l a n t s , f i l e d
in the court below, 6th Cir Nos. 78-1289,-1290,-
1291 (served 4 December 1978).
la
p l a i n t i f f s ' counsel wrote counsel fo r the Board,
i n i t i a t i n g an e f f o r t to s e t t l e p l a i n t i f f s ' claim
fo r costs , including reasonable a ttorneys ' fees
and out-of-pocket expenses. When these e f f o r t s
f a i l e d , p l a i n t i f f s f i l e d a formal motion fo r such
an award, against both the Board and the C i ty on 1
August 1974. Protracted l i t i g a t i o n over the fees
issues then ensued.
The d i s t r i c t cour t 's 24 March 1976 "Ruling on
the App l ica t ion o f P l a i n t i f f s fo r Attorneys Fees"
addressed p l a i n t i f f s enti t lement to an award o f
fees . The court he ld: (1 ) that, as to the Board
defendants, p l a i n t i f f s are the "p r e va i l in g party"
and otherwise f u l f i l l e d the requirements o f § 718
o f the Emergency School Aid Act o f 1972, 20 U.S.C.
§ 1617 ( P e t . App. 4 2 - A ) ; ( 2 ) tha t § 1617, as
construed in Bradley v. School Bd. o f Richmond,
supra , a u th o r i z e s an award on ly f o r s e r v i c e s
rendered a f t e r the e f f e c t i v e date o f the statute ,
1 July 1972, because (a ) there was on that date no
app l icat ion f o r fees "pending under circumstances
where in i t was sub jec t t o a d i r e c t a p p e l l a t e
rev iew" (Pet. App. 44-A) or (b ) in the a l terna
t i v e , because under the standard enunciated by the
law o f th is case, Northcross v. Board o f Educ. o f
the Memphis City Schools, 412 U.S. 427 (1972),
"the lack o f s p e c i f i c guidel ines and the resu l t ing
- 2a
t r i a l and error experimentation [ in school deseg
regat ion cases] , coupled with the fact that the
p l a i n t i f f never applied f o r any attorneys fees
p r i o r to the l a t t e r par t o f 1972, are c ircum
stances which would make a r e t r o a c t i v e award
unjust" (Pe t . App. 48-A); (3 ) that, add i t iona l ly
as to the Board defendants, p l a i n t i f f s are en
t i t l e d to an award o f fees f o r serv ices rendered
a f t e r the decisions in Swann v . Charlotte-Meck
l enburg Bd. o f Educ. , 402 U.S. 1 (A p r i l 20, 1971),
and companion cases, because the Board's l i t i g a
t ion conduct in response to those decisions was
"obst inate and obdurate" (Pet. App. 45-A to 46-A);
and (4 ) that p l a i n t i f f s are en t i t l ed to recover
fees as part o f the costs to be assessed against
the C i t y de fendants under both § 1617 and the
"obst inate and obdurate" standard. Pet. App. 49-A
to 51-A.
Therea fter , p l a i n t i f f s documented over 4,800
2a/
hours— o f serv ices rendered by p l a i n t i f f s ' law-
2a/ Nearly 4,000 hours were in connection with
proceedings ar is ing out o f p l a i n t i f f s ' 1968 Motion
fo r Further R e l i e f . The 1968 motion was f i l e d
pursuant to t h i s C o u r t ' s d e c i s i o n in Green v .
County School Bd. , 391 U.S. 430 (1968 ) , and
companion cases. In i t s 24 March 1976 ruling the
3a
yers in l i t i g a t i o n against the C ity . P l a i n t i f f s
also amended th e i r app l ica t ion to include re l iance
on i n t e r v e n in g l e g i s l a t i o n , the C i v i l R igh ts
A ttorney 's Fees Awards Act o f 1976, amending 42
U.S.C. § 1988. P l a i n t i f f s supported the i r a p p l i
c a t i o n w i th a d e t a i l e d f a c t u a l p r e s e n ta t i o n :
answers to in t e r roga to r i e s ; a 14-page s t ipu la t ion
o f fac ts perta in ing to the C i ty , along with an
agreed 7-page p r e -h e a r in g o rder d e s i g n a t in g
re levant parts o f the record; near ly 100 pages o f
a f f i d a v i t s and suppor t ing documentat ion from
counsel f o r p l a i n t i f f s i temiz ing the necessary
s e r v i c e s rendered and l i t i g a t i o n expenses i n
curred; o f a f f i d a v i t s from three prominent Memphis
attorneys fam i l ia r with the h is to ry o f th is case
2a/ cont fd .
d i s t r i c t court c o r re c t l y observed that "the denial
of c e r t i o r a r i by the Supreme Court in A p r i l 1974
was the cu lm ina t ion o f p roceed ings which were
in i t i a t e d in August 1968 when there was f i l e d on
b e h a l f o f the p l a i n t i f f s a Mot ion f o r Further
R e l i e f . . . " P e t . App. 47 -A . As the court o f
appeals described the intervening years: "For the
next four and a h a l f years, the case moved at a
steady pace back and for th between the d i s t r i c t
court, th is Court [o f Appeals] and the Supreme
Court, as one phase a f t e r another of an e f f e c t i v e ,
comprehensive desegregation plan was hammered out.
In 1973, a new twis t was added when the C ity o f
Memphis attempted t o b lock d e s e g r e g a t i o n . . . . "
Pet. App. 3-a.
- 4a -
and w i th ra t e s charged in the community f o r
complex federa l l i t i g a t i o n ; and o f a f f i d a v i t s from
out-of-town attorneys fam i l ia r with school de
segregat ion l i t i g a t i o n in general and with the
importance and complexity o f th is case in part icu
la r . In response, the Board f i l e d no a f f i d a v i t s
3a/
or any other evidence,— and the C i ty f i l e d two
a f f i d a v i t s from Memphis lawyers , c o n s i s t i n g
o f a t o t a l o f three substantive sentences and not
r e f e r r in g at a l l to federa l court l i t i g a t i o n . In
addit ion, the d i s t r i c t court held a hearing on 22
October 1976, resu l t ing in a transcr ipt of 109
pages.
On 4 November 1977 the d i s t r i c t court f i l e d
th is "Award on Appl icat ion o f the P l a i n t i f f s fo r
Attorneys Fees" (Pe t . App. 53-A to 62-A), dispos
ing o f p l a i n t i f f s ' c la ims as f o l l o w s : (1 ) the
cour t d e c l in e d to r e c o n s id e r i t s r u l i n g that
§ 1617 does not authorize fees fo r serv ices ren-
3a/ By agreement, the Court was r eq u i r e d to
respond to p l a i n t i f f s ' p r e s e n ta t i o n only as
i t re la ted to serv ices rendered since the Swann
d e c i s i o n in 1971. Pursuant to the court o f
a p p e a ls ' remand, the Board w i l l now have the
o p p o r tu n i t y , i f i t chooses, t o respond to the
i t e m i z a t i o n s r e l a t i n g to pre-1971 s e r v i c e s .
- 5a -
dered p r i o r to 1 July 1972, and a l s o h e ld 42
A a /
U.S.C . § 1988 to be i n a p p l i c a b l e , — ' thereby
denying recovery f o r about 2,084 hours o f serv ices
(Pet- App. 55-A ) ; (2 ) the court awarded $21,490 to
two o f p l a i n t i f f s ' attorneys fo r one-hal f o f 816
hours o f serv ices in connection with the Board's
"obdurate and obst inate " conduct in the l a t t e r
h a l f o f 1971 and the spring of 1972 (Pet . App.
55-A), and omitted a l together 347 hours o f ser
v i c e s o f th ese two a t t o r n e y s dur ing t h i s t ime
5a/
frame without any discussion at a l l ; -— ■ (3) the
4a/ The court had e a r l i e r decl ined to award fees
under § 1617 fo r pre-July 1972 serv ices on the
ground that that s t a t u t e ' s a p p l i c a b i l i t y was
" l im i ted to cases where the matter o f an award for
attorneys fees was pending under circumstances
where in i t was su b jec t t o a d i r e c t a p p e l l a t e
r ev iew . " Pet. App. 44-A. Although th is condit ion
was f u l f i l l e d by the 1976 amendment to 42 U.S.C.
§ 1988, passed w h i l e the ques t ion o f f e e s was
pending decis ion in the d i s t r i c t court, the court
refused to apply § 1988 on the new ground that
" th e Judgment in the case had become f i n a l in
1974." Pet. App. 55-A).
5a/ The Board appealed the d i s t r i c t cour t 's bad
fa i th f inding and the l im ited award o f fees based
on tha t f i n d in g . The court o f appeals p r e -
termitted decis ion o f those issues with i t s ho ld
ing that fees for serv ices rendered since 1968
are au th or i z ed by s t a t u t e . The Board has not
renewed i t s pos i t ion here.
6a
court awarded the same two lawyers $7,200 f o r
one-hal f o f 240 hours o f serv ices rendered a f t e r 1
July 1972 "because the p l a i n t i f f s ' [proposed
desegregation] plan was re jec ted and there fore to
that extent they did not p r e v a i l " (Pet . App. 56-A
to 57-A); and omitted, without discussion, 580
hours o f s e r v i c e s rendered by these a t to rneys
dur ing the same p e r i o d , as w e l l as 39 hours
c la imed by a t h i r d a t t o r n e y ; — - ( 4 ) the court
denied recovery o f a l l hours claimed by p l a i n t f f s '
New York cocounsel associated with the NAACP Legal
Defense and Educat iona l Fund, I n c . , w i th the
s ing le statement that "there has been no showing
that h is serv ices were necessary in addition to
7a /the serv ices o f l o ca l counsel" (Pet . App. 58-A)—-
(the claim is f o r 829 hours, o f which 619 were in
6a/ The d i s t r i c t court 's award nowhere id en t i
f i e s or d iscusses the many hours o f s e r v i c e s
which were exc luded from compensat ion a l t o
g e th e r . In 31 pages o f appendices at tached
to our opening b r i e f in the court o f appeals
( see note la , supra) , we "attempted," in the words
of the court o f appeals, " l a r g e l y by guesswork,
t o i d e n t i f y which hours o f s e r v i c e . . . were
excluded from cons idera t ion . " Pet. App. 21-A.
l a j The court o f appeals c o r rec t ly noted that New
York counsel "p r o v id ed the p l a i n t i f f s w ith
many hours o f serv ice which were not provided by
anyone e l s e , p a r t i c u l a r l y in connec t ion with
th is Court and the Supreme Court. " 611 F.2d at
657.
7a
t ime p e r io ds o th e rw is e covered by the c o u r t ' s
e n t i t l e m e n t r u l i n g ) ; ( 5 ) the court awarded
a g a in s t the C i t y $6,930 f o r ove r 115 hours o f
serv ices (out o f a claim fo r over 305 hours) (Pet .
8a/
App. 58-A to 61-A)—— and $343.26 in costs and
/
expenses;— (6 ) the court evaluated the serv ices
o f the two p l a i n t i f f s ' lawyers who were allowed
fees at a routine hourly ra te o f $60 per hour for
" lead counsel" and $40 per hour fo r subordinate
counsel (Pet. App. 57-A), but summarily declined
(Pet. App. 58-A) to consider e i th e r the ex t rao rd i
nary circumstances urged by p l a i n t i f f s to warrant
an upward adjustment in the base r a t e o r the
8a/ The d i s t r i c t court i d e n t i f i e d the excluded 24
hours o f serv ices against the C ity on grounds o f
unnecessary duplicat ion . Pet. App. 59-A and 60-A.
These f ind ings, the only s p e c i f i c facts found were
not disturbed by the court o f appeals, but are
subject to reconsideration on remand.
9a/ The court, a lso without f indings, awarded
p l a i n t i f f s part ($8,007.31 o f $19,548.77 expended)
of th e i r statutory costs and out-of-pocket ex
penses incurred in l i t i g a t i o n against the Board
from September 1971 through 1974 (Pet. App. 61-A),
and denied, without mention, p l a i n t i f f s ' claim
f o r $12,619.95 in c o s t s and expenses incurred
p r io r to September 1971. Questions r e la t in g to
s t a t u t o r y c o s t s and l i t i g a t i o n expenses were
remanded f o r r e c o n s i d e r a t i o n by the court o f
appeals (Pet . App. 25-A to 28-A) ; none of these
issues is presented f o r review here.
- 8a
extreme in f l a t i o n of the intervening years which
had s i g n i f i c a n t l y devalued the 1971-73 rates.
A judgment in conformity with th is ru l ing was
entered by the d i s t r i c t court pursuant to FED. R.
CIV. P. 54 (b ) ; p l a i n t i f f s appealed and both the
Board and the C ity cross appealed.
The Second Appl icat ion and Award
In the words o f the court o f appeals (Pet.
App. 4 - A ) :
In the meantime, a new controversy had
f l a r e d up, when the School Board sought
s u b s t a n t i a l m o d i f i c a t i o n o f P lan Z which
10a/ P l a i n t i f f s presented documentation to the
d i s t r i c t court showing that by 1976 the Board o f
Education lawyers over the years had been paid —
when th e i r serv ices were rendered, win, lose or
draw — the e q u i v a l e n t o f o v e r 350,000 1975
do l lars to defend the dual system. Appl icat ion o f
the Consumer Pr ice Index increases since 1975 to
the same f igures ( i . e . , excluding fees paid by the
Board since 1975) resu l ts in an amount equivalent
to about 550,000 1980 d o l l a r s . These d o l l a r
f igures r e la t e only to attorneys ' fees and revea l
no th in g about the u n to ld worth o f the endless
hours devoted by the Board's superintendent and
h is s t a f f t o the de fense o f t h i s l i t i g a t i o n .
9a
wou ld have s l o w ed down and underm ined
the progress of desegregat ion. A f ive -day
t r i a l was held in 1977, and the defendant's
proposals were, fo r the most part, r e jec ted
by the court.
See also Pet. App. 63-A to 64-A. Pursuant to the
d i s t r i c t cour t 's determination at the conclusion
of i t s 24 May 1977 Memorandum that p l a i n t i f f s were
the p reva i l in g party e n t i t l e d to a ttorneys ' fees ,
p l a i n t i f f s documented 271.25 hours o f necessary
11a/
s e r v i c e s r e l a t e d t o the May 1977 h e a r in g .
On the question o f amounts to be recovered,
the d i s t r i c t court entered i t s ru ling on 7 July
1978 (Pet . App. 63-A), awarding $8,382.00 in fees
and holding as fo l lows: (1 ) the court awarded
fe e s f o r 197.25 hours o f the 271.25 hours o f
s e r v i c e s rendered by p l a i n t i f f s ' a t t o r n e y s ,
disapproving, without i d e n t i f i c a t i o n or sp ec i f i c
f indings, 74 hours o f claimed necessary serv ices ;
( 2 ) as to approved hours, the court (a g a in ,
without s p ec i f i c f ind ings ) employed an across-
the-board discount o f 20% as "an adjustment [ that ]
11a/ P l a i n t i f f s made no c la im f o r s e r v i c e s
re la ted to th e i r separate contention that a new
high school (rather than renovation o f an ex is t ing
s c h o o l ) should be b u i l t in the Westwood area ,
excep t f o r 2 hours which were in a d v e r t e n t l y
included in the a f f i d a v i t s and e x p l i c i t l y excluded
by the d i s t r i c t c o u r t . See P e t . App. 65-A to
66-A.
- 10a -
should be made f o r the time devoted to parts of
issues on which the p l a i n t i f f s did not p r e va i l "
( P e t . App. 6 6 - A ) ; ----- ( 3 ) w h i l e approv ing the
"normal h o u r ly r a t e s " c la im ed by p l a i n t i f f s '
attorneys Noel and F ie lds ($6G/hr. and $40/hr.,
r e s p e c t i v e l y ) , the court reduced ( t o $75/hr. ) as
"excess ive " (but without exp lanation ) the base
rate ($125/hr.) claimed by p l a i n t i f f s ' ch ie f t r i a l
lawyer Lucas (P e t . App. 6 6- a ) ; ̂ ( 4 ) the
court re jec ted p l a i n t i f f f ' request for an upward
adjustment o f the award, s tat ing i t s "opinion that
an incent ive or m u l t ip l i e r fac tor is not author
ized or al lowed fo r the serv ices rendered in th is
l_2aJ For example, p l a i n t i f f s opposed the Board's
m o d i f i c a t i o n and schoo l c l o s in g p lan in i t s
e n t i r e t y on the ground tha t the proposa l as a
whole was in ten t iona l ly r a c ia l l y discr iminatory,
was a rb i t ra ry , and portended disruption o f deseg
regated schools which appeared to be s ta b i l i z ed .
The d i s t r i c t judge agreed with these contentions
and en te red p r e c i s e f in d in g s and conclus ions
to th is e f f e c t , but in the process o f separately
a n a ly z in g each p i e c e o f the t o t a l package,
he found a few proposals so innocuous as not to
r e q u i r e d is a p p r o v a l . These are the s o r ts o f
"parts of issues" which the p l a i n t i f f s are pre
sumed to have los t .
13a/ The rates fo r Noel and Fie lds have not been
disputed, but the rate for Lucas was reviewed and
r e v i s e d by the court o f appeals and the Board
makes i t an issue here. Board Pet. 15-16.
11a -
phase of the case . " Pet. App. 66~a.——-
The court o f appea ls c o n so l id a t e d c ross
appeals from the f i r s t and second awards f o r
argument and decis ion.
The D e c i s i o n o f the Court o f Appeals
In i t s d e c i s i o n o f 23 November 1979, the
S ix th C i r c u i t "cone lude [d ] tha t both orders
g ra n t in g a t t o r n e y s ' f e e s and expenses p ro v id e
inadequate compensation, contain l e ga l e rrors , and
reach factua l conclusions not supported by the
r eco rd . " Pet. App. 10-A. Since the record on the
f i r s t award was not in a posture f o r f i n a l dispo
s i t i o n ( see note 3a, supra) , the court remanded
the pr inc ipa l part o f the case fo r further pro
ceed ings in accordance w i th the standards se t
out in th is op in ion . " I d . The court determined,
however, that the record on the second award was
"adequate . . . fo r us to independently assess an
appropriate award, . . . and we do so to demonstrate
14a/ On the ground that they were "excess ive " or
without " j u s t i f i c a t i o n , " the court awarded only
one-half o f p l a i n t i f f s ' expenses fo r exper t -w i t
ness fees , preparation of a pr ivate-school pupi l -
locator map, and photocopying, thereby awarding
$5,200.16 o f the $7,788.96 expended by p l a i n t i f f s .
P e t . App. 67-A to 68-A. The court o f appeals
sustained a l l aspects of th is holding, except the
disallowance of photocopying expenses (Pet . App.
32-A to 33-A ) , and none o f these issues is pre
sented fo r review.
12a
the f in d in g s and con c lu s ions which we ho ld
the d i s t r i c t courts must enter in the record in
making fee awards." I d . The court said ( id . ) :
We understand tha t the f in d in g s o f f a c t
which are required to substantiate a court 's
exerc ise of i t s d is c re t ion in making a fee
award are f r e q u e n t l y v e ry com p l ica ted .
Nevertheless, both the court 's f indings and
i t s mode o f analysis must be c lear to enable
an appel la te court to i n t e l l i g e n t l y review
the award. The p l a i n t i f f s are e n t i t l e d to
some e x p la n a t io n o f the r eason ing used to
exclude those hours which were cut, and some
descr ipt ion o f the f indings which were r e l i e d
upon to f ind that expenses and b i l l i n g rates
were excessive . Any review o f the court 's
awards in th is case would require substant ia l
amounts o f sheer conjecture on our part, as
we sp ecu la t e as to reasons why the court
might have cut cer ta in documented hours. In
fac t , i t is impossible to t e l l whether the
d i s t r i c t judgement might not have s imply
o v e r lo ok ed c e r t a i n s e r v i c e s p ro v ided by
p l a i n t f f s ' a t t o r n e y s . C e r t a in l y no more
substant ia l reason appeals in th is record.
The court o f appea ls h e ld , f i r s t , tha t 20
U.S.C. § 1617 and 42 U.S.C. § 1988, both enacted
while th is case was in ac t ive l i t i g a t i o n , author
i ze fees fo r serv ices rendered to p l a i n t i f f s since
15a/1968.----- The court e lected to focus i t s decis ion
15a/ Because o f an unresolved dispute about the
meaning o f a 1966 order, a f t e r which the case was
13a
on the app l ica t ion of § 1988 and i t s comprehensive
l e g i s l a t i v e h i s t o r y . P e t . App. 11-A. On the
b a s i s o f t h i s C o u r t ' s d e c i s i o n in B rad ley v .
School Bd. o f Richmond, supra, and the e x p l i c i t
l e g i s l a t i v e h i s t o r y o f § 1988 th a t the new
statutory author izat ions f o r a t torneys ' fees apply
to a l l pending cases (cases in which " there was an
ac t ive controversy . . . at the time the Act became
e f f e c t i v e " ) , "unless spec ia l circumstances ex is t
which would make an award m a n i f e s t l y u n ju s t . "
Pet. App. 14-A. Applying that standard to th is
case, the court held that while " [ c ] e r t a i n interim
aspects o f the case may have been subject to a
f in a l order s e t t l in g the issue o f a t torney 's fees
to that point, rendering the reopening o f long-
s e t t l ed aspects o f the case un fa i r " (Pet. App.
16-A), there has been no such order since 1968 in
t h i s l i t i g a t i o n . In response to the d i s t r i c t
court 's reasons f o r denying app l icat ion o f the
s t a t u t e , the court h e ld ( P e t . App. 17-A and
18-A):
15a/ cont 'd .
dormant un t i l p l a i n t i f f s f i l e d th e i r Green motion
in 1968 ( see Pet. App. 3-A) , the court o f appeals
remanded the question of entit lement to fees for
pre-1968 s e r v i c e s to the d i s t r i c t court f o r
further considerat ion. Pet. App. 17-A to 18-A.
That issue is not before the Court.
- 14a -
However, we r e j e c t the no t ion tha t mere
uncertainty in the law is a "spec ia l circum
stance" ju s t i f y in g r e j e c t i o n of the statutory
remedy. A major purpose o f the Fees Awards
Act was to encourage the bringing o f suits in
new and undeveloped areas o f c i v i l r i g h t s
law, and i t would be anomalous indeed i f we
were to deny f e e s f o r the ve ry reason the
statute was passed. F ina l ly , the p l a i n t i f f s '
d e l a y i n a p p l y i n g f o r f e e s (w h ich was
l a r g e l y due t o the f a c t tha t th e re was no
e a r l i e r appropriate time to pause fo r l i t i g a
t i o n o f the f e e i s su e , at l e a s t not s in ce
1966) i s h a rd ly grounds f o r denying f e e s .
The de fendants have f a i l e d t o po in t to
any prejudice or harmful e f f e c t s on them as a
result o f the p l a i n t i f f s ' delay. The pre
ju d i c e , i f any, has inured to p l a i n t f f s '
attorneys who have provided years o f serv ice
w i thout compensat ion in hand. This is
not a case where, years a f t e r a case has been
f i n a l l y d isposed o f , the p r e v a i l i n g par ty
seeks to reopen the case to l i t i g a t i o n of the
f e e s issue . Cf United S ta tes v . P in to , 44
F.R.D. 357 (W.D. Mich. 1968).
* * * * * *
However, from 1968 un t i l short ly before the
app l ica t ion f o r fees was made by the p la in
t i f f s , the case was in cont inuous, a c t i v e
l i t i g a t i o n . Not on ly was th e r e no " f i n a l
judgment" which could reasonably be said to
s e t t l e the issue o f fees during that period,
but there was not time to ra ise the matter
o f fees at a l l .
15a -
Second, the Sixth C ircu it held that in th is
s ing le -c la im school desegregation case in which
the p l a i n t i f f s had "preva i led on the case as a
whole" (Pe t . App. 18-A) and "obtained the r e l i e f
which they sought" (Pe t . App. 19-A), the d i s t r i c t
court p la in ly erred "by deciminating the to ta l
hours c la imed w i th a r b i t r a r y p e rc en ta ge s " to
account fo r " issues or parts o f issues" on which
p l a i n t i f f s had asserted ly not preva i led . Pet.
App. 18-A and 19-A. supra . The r u l e adopted,
based on the l e g i s l a t i v e h is to ry o f § 1988, is
that a l l necessary serv ices are to be compensated,
"as is t r a d i t i o n a l with attorneys compensated by a
fee-pay ing c l i e n t , fo r a l l time reasonably ex
pended on a matter . " Pet. App. 19-A. "The hours
claimed need not be automatically accepted by the
d i s t r i c t court, but to the extent that hours are
r e jec ted , the court must indicate some reason for
i t s a c t i o n . . . . Hours may be cut f o r duplicat ion,
padding or f r i vo lou s c la ims. " Pet. App. 2Q-A.
Since in i t s f i r s t award the d i s t r i c t court
had "simply e l iminated, without comment, hundreds
o f hours o f documented s e r v i c e , " the court remand
ed that part o f the case " f o r entry o f f indings o f
fac t and conclusions o f law adequate to permit our
- 16a -
review o f the award." Pet. App. 21-A.——̂
F in a l l y , the court addressed the appropriate
standard f o r determining a reasonable hourly rate ,
and concluded that the " f a i r market value o f the
serv ices provided" (Pet. App. 23-A) is the appro
p r i a t e standard to implement the in t en t o f
Congress. The court adhered to i t s e a r l i e r
decis ion in O l iver v. Kalamazoo Bd. o f Educ. , 576
F . 2d 714 (6th Cir. 1978), d isa llowing "a 'bonus'
m u l t i p l i e r . " Pet. App. 23-A. But the court did
recognize (Pet . App. 24-A):
This does not mean that the r ou t in e
hour ly r a t e charged by a t t o rn ey s is the
maximum which can or should be awarded. In
many cases tha t r a t e i s not " r e a s o n a b l e , "
because i t does not take in to account special
c i rcum stances , such as unusual t ime con-
16a/ Pursuant to th e i r attempt below to id en t i f y
the hours excluded without comment by the d i s t r i c t
court ( see note 6a, supra) , p l a i n t i f f s determined
that the d i s t r i c t court had el iminated a l l hours
during the period covered by i t s award r e la t in g to
monitoring the f in a l desegregation decree (136.8
h r s . ) , to s e r v i c e s rendered on appeal (231.5
h r s . ) , and hours expended on the l i t i g a t i o n of
p l a i n t i f f s claim f o r costs and fees (341 h r s . ) .
The court o f appeals held that compensation is due
fo r these serv ices (Pet. App.21-A to 22-A), and
that holding is not contested here.
17a -
s t r a i n t , or an unusual ly unpopular cause,
which a f f e c t the market value o f the serv ices
rendered . Perhaps the most s i g n i f i c a n t
fac to r in these cases which at time renders
the routine hourly fee unreasonably low is
the fact that the award is contingent upon
success.
The court there fore held that in such appropriate
cases an upward adjustment in the routine hourly
r a t e may be necessa ry in o rde r t o a r r i v e at a
"reasonable” fee fo r par t icu la r serv ices rendered.
The court then applied these standards to the
second award, invo lv ing a claim fo r 271.25 hours
o f se rv ices . The d i s t r i c t court had awarded an
average of $31 Air. f o r these serv ices . The court
o f appea ls , f i n d i n g th a t "we have a complete
record and conclude that the in teres ts o f ju s t ic e
w i l l be served, in l i gh t o f the long delay in th is
case , by our r e c a l c u l a t i o n o f an a p p ro p r ia t e
award . . , " (Pet . App. 28-A) , scrut in ized the record
and found the d i s t r i c t court 's award to be inade
quate. Pet. App. 29-A to 32-A. The court there
f o r e made adjustments to the award, the end
resu l t of which was to award p l a i n t i f f s ' attorneys
an average o f $63/hr. f o r th ese s e r v i c e s , in
contrast to the $31/hr. awarded by the d i s t r i c t
18a -
court. With respect to the 74 hours o f serv ices
which the d i s t r i c t court had exc luded without
f ind ings, the court o f appeals determined: "Not
only is th is cut unsupported in the record, but we
conclude that i t i s c l e a r l y excessive g iven the
f a c t s o f t h i s case " where " th e r e was l i t t l e
overlapping o f s e r v i c e s . " Pety. App. 29-A. (For
that " l i t t l e over lapping" the court reduced the
compensable hours by 5%). The court a lso re jec ted
the d i s t r i c t c o u r t ' s 20% r ed u c t i o n a l l e g e d l y
des igned to d iscount f o r " p a r t s o f i s s u e s " on
which p l a i n t i f f s did not p r e va i l . See Pe t . App.
18-A.
The court further found that while the normal
hourly f e d e r a l - l i t i g a t i o n rate of $125/hr. fo r
p l a i n t i f f s 1 experienced ch ie f t r i a l counsel was
"high f o r o f f i c e s e r v i c e s , " i t was "reasonable and
supported both by the record and our own expe
r ience with fees charged by lawyers o f his expe
r i e n c e and l e g a l s ta tu re f o r t r i a l s e r v i c e s . "
Pet. App. 39-A. In response to p l a i n t f f s ' conten
t ion that there was a high degree of contingency
in th is aspect of the case because s imi lar though
l e s s e x t e n s i v e Board-proposed m o d i f i c a t i o n s
o f the desegregation plan had been approved over
p l a i n t i f f s ' objections during each o f the three
19a
preceding years, the court o f appeals found that
although "there was a rea l element o f contingency
as to whether the attorneys would be compensated
f o r t h e i r s e r v i c e s at a l l , " the con t ingency
element was reduced by other fac tors , pr imar i ly by
the fact that "the burden was on the Board" which
"here was seeking to a l t e r a f in a l judgment o f the
d i s t r i c t cour t which had been a r r i v e d at on ly
a f t e r many years o f b i t t e r l i t i g a t i o n . " Pet. App.
31-A. The court there fore concluded that an award
adjustment o f only 10% was adequate to a r r iv e at a
reasonable f e e in l i g h t o f the contingency fac tor .
17a/
Id .—----
The Board (but not the C i t y ) pe t i t ioned the
court o f appeals fo r rehearing, with suggestion
f o r en banc considerat ion, which was duly denied
without dissent.
17a/ The court a lso af f irmed the d i s t r i c t court 's
d i s p o s i t i o n w i th r e sp ec t t o cos ts and o u t - o f -
pocket expenses, except fo r the denial of photo
copying costs . These issues are not be fo re the
court. See note 17, supra.
20a ~
ME1LEN PRESS IN C — N. Y. C. 219