Davis v. Arn Brief for Appellants
Public Court Documents
January 1, 1952

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Brief Collection, LDF Court Filings. Davis v. Arn Brief for Appellants, 1952. 99b99a40-af9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/066757cf-e7b9-468c-95a3-b3cb01890779/davis-v-arn-brief-for-appellants. Accessed April 06, 2025.
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United Btatta (Earn*! af Appals For the Fifth Circuit IN THE No. H andy L . D avis, J ohn F . G ray, W illiam F . J ones, O scar M u rph y , J ohn L an g h am , Clarence Carson, Appellants, v. F red A rn , J. S. P atterson , L on B. M oreland, as members of the Personnel Board of Mobile County, Alabama, and H. T. P illan s , as Director of the Personnel Board of Mobile County, Alabama, Appellees. A ppeal from th e D istrict Court of th e U nited S tates, S outhern D istrict of A labama— S outhern D ivision BRIEF FOR APPELLANTS A rth u r D. S hores, P eter A . H all , 1630 Fourth Avenue, N., Birmingham 3, Alabama, T hurgood M arshall , R obert L . C arter, 20 West 40th Street, New York 18, N. Y., Attorneys for Appellants. Constance B aker M otley, New York, N. Y., of Counsel. S upreme Printing Co., Inc.. 41 M urray Street, N. Y „ B A rclay 7-0349 49 IN THE imte& (Emtrt of Appeals For the Fifth Circuit No. --------------- ------------------— — ■— - o --------------------------------------------------------- H andy L . D avis, J ohn F . G ray, W illiam F . J ones, O scar M u bph y , J ohn L an g h am , Clarence Carson, Appellants, v. F red A rn , J. S. P atterson , L on B. M oreland, as members of tbe Personnel Board of Mobile County, Alabama, and H. T. P illan s , as Director of tbe Personnel Board of Mobile County, Alabama, Appellees. A ppeal from the D istrict Court of th e U nited S tates, S outhern D istrict of A labama --------- ----- ------—o---------------------- BRIEF FOR APPELLANTS P A R T O N E Statement of the Case This is an appeal by Handy L. Davis, John F. Gray, William F. Jones, Oscar Murphy, John Langham, and Clarence Carson, plaintiffs below, from an order entered in the District Court of the United States, Southern District of Alabama, on the 4th day of January, 1952, granting the Motion to Dismiss filed by appellees, de fendants below, and dismissing the complaint (R. 52). 2 Statement of Facts The amended complaint (R. 2, 15) alleges (1) that the plaintiffs are citizens of the United States and of the State of Alabama, residing in the cities of Mobile and Pritchard, said cities being located in Mobile County, Alabama; (2) that all of the plaintiffs are colored persons of African descent; (3) that all of the plaintiffs possess all of the qualifications required to take the examination for the position of either policeman or fireman for the cities of Mobile and Pritchard, said qualifications being set out in Exhibits A, B and C attached to plaintiffs’ amended complaint; (4) that the defendants hold office pur suant to the laws of the State of Alabama as administrative officers of the State and that, under the rules and regula tions of the defendant Personnel Board, taking an examina tion is a prerequisite to being certified by the Personnel Director for consideration for an appointment as police officer or fireman for the cities of Mobile, Pritchard, and Chickasaw; (5) that pursuant to the authority vested in the Personnel Board, bulletins were issued dated August 25, 1950, and January 25, 1951, requesting applicants for examinations for the positions of policeman and fireman for the cities of Mobile, Pritchard, and Chickasaw, said bulletins being made a part of the amended complaint and attached thereto as Exhibits A, B and C; (6) that plain tiffs, in response to said bulletins, made timely applica tions to take the examinations for either policeman or fireman and were refused application blanks and were denied the right to take the examinations by the defendants solely because of their race and color. The said bulletins announcing the examinations, incorporated in and made a part of the amended complaint and attached thereto as Exhibits A, B and C, state the following: “ Open t o : All white male U. 8. citizens who meet the requirements as set forth herein and who may lawfully be appointed to a position.” 3 The appellees moved to dismiss the complaint on seventy separate grounds (R. 21). One of these grounds was that the appellants had failed to exhaust the administrative remedy provided by Act No. 470, Local Acts Alabama, 1939, before resorting to the court below for relief. The court below in granting the Motion to Dismiss ruled that the appellants had failed to exhaust their administrative remedy which, of itself, was sufficient for the granting of the appellees’ Motion to Dismiss without ruling on the other grounds. The court thereupon granted the Motion and dismissed the amended complaint (R. 52). Notice of Appeal was filed on February 1, 1952 (R. 53). P A R T T W O Specification of Errors The District Court erred in ruling that the appellants had failed to exhaust their administrative remedy before resorting to it for relief and in dismissing the complaint on this ground. 4 P A R T T H R E E ARGUMENT I The doctrine of exhaustion of administrative remedies has no application where a determination devoid of any legislative function is sought. The appellee Personnel Board of Mobile County, Ala bama, in accordance with the authority conferred on it by Act No. 470, Local Acts of Alabama, 1939, on August 26, 1950, and on January 25, 1951, issued bulletins in which it announced open competitive examinations for the posi tions of police patrolman and fireman for the cities of Mobile, Pritchard, and Chickasaw. The first paragraph of each bulletin reads as follows: “ Open t o : All white male U. S. citizens who meet the requirements as set forth herein and who may lawfully be appointed to a posiiton.” (R. 9, 12, 16.) Notwithstanding the express limitation to white male U. S. citizens, the appellants, who are non-white, duly made timely application to take the said examinations but were denied application blanks and the right to take the examinations solely because of their race and color. Upon being so denied, appellants filed a complaint in the court below in which they allege the preceding facts, and allege, inter alia, that they possess all of the qualifications set forth in the bulletins for taking the examinations and allege that they have been denied application blanks and the right to take the examinations by the appellees solely because of their race and color. The appellees moved to dismiss the complaint. By moving to dismiss the complaint, the appellees, as a matter 5 of law, admit all of the well-pleaded facts. Mitchell v. Wright, 154 F. 2d 924, 925. The court below granted the Motion to Dismiss on the ground that the appellants had failed to exhaust their administrative remedy. In support of this ground, ap pellees relied on the provisions of Act No. 470, Local Acts Alabama, 1939, (See Appendix pages 25-33 For Provi sions Belied on.) Local Acts Alabama, 1939, Act No. 470, Section IX (b), provides as follows with respect to rules adopted by the appellee Personnel Board: “ (b) Buies adopted under this section shall have the force and effect of law.” (See Appendix, p. 28.) The appellee Personnel Board has adopted a rule which provides as follows: “ A pplication s” # # * “ 6.5 All citizens who appear to meet the re quirements set forth in the public notice are eligible to apply for examination upon filing the prescribed application within the time required. Application forms will be furnished at the offices of the Personnel Department.” (Laws and Buies of Personnel Board for Mobile, Alabama, Bevised January 1st 1949.) In accordance with this law, the bulletins issued by the appellee Personnel Board, limiting the examinations to white male citizens, set forth the requirements for taking the examinations. Therefore, the law, as established by the appellee Personnel Board, is that the examinations are “ Open t o : All white male U. 8 . citizens who meet the requirements of the Board and who may lawfully be appointed to a position.” In other words, the appellants and other Negroes similarly situated, even if they meet the qualifications for the position and may lawfully be appointed to a position, may not, under the law, take the examination solely because they are not white. 6 In this action, the appellants challenge only the consti tutionality of this law. The appellants are not appealing to the court below from a decision or order of the Board that they are not qualified or may not lawfully be appointed to positions, but are seeking a judicial determination of the constitutional validity of a law which, on its face, precludes their taking examinations conducted by the Board and which precludes any consideration of their qualifications and any consideration as to whether they may lawfully be appointed to positions, solely because of their race and color. The appellants, therefore, seek only a determination of a question of law. Any body empowered to determine the constitutionality of this law is empowered to perform a judicial function. The doctrine of exhaustion of adminis trative remedies has no application when the function to be performed with respect to a determination is purely judicial. See, Alabama Public Service Comm. v. Southern R. Co., 341 U. S. 341, 344; Lane v. Wilson, 307 IT. S. 268; Federal Radio Commission v. Nelson Bros. B $ M C\o., 289 U. S. 266; see, Porter v. Investors Syndicate, 286 IT. S. 461, 471; Old Colony Trust Co. v. Commissioner of Internal Revenue, 279 U. S. 716; Pacific Tele, and Tele. Co. v. Kuykendall, 265 IT. S. 196; Prendergast v. New York Tele phone Co., 262 IT. S. 43; Kellar v. Potomac Electric Power Co., 261 U. S. 428; Bacon v. Rutland Railroad Co., 232 U. S. 134; Mitchell v. Wright, (C. A. 5) 154 Fed. 2d 924; Hall v. Nagel, (C. A. 5) 154 Fed. 2d 931; see, Peay v'. Cox, (C. A. 5) 190 Fed. 2d 123, 125. In Mitchell v. Wright, supra, at 928, Mr. Justice Lee, separately concurring, said in referring to the doctrine of exhaustion of administrative remedies: “ The doctrine has no application to a statutory review of a determina tion devoid of any legislative function.” 7 The United States Supreme Court, in numerous cases, has examined the function to be performed by the reviewing agency in determining whether the function was judicial or legislative. In so doing, it has set forth a number of criteria for determining whether the function to be per formed is purely judicial. Some of these criteria are the following: The judicial function involves neither advisory nor executive action by the court. Old Colony Trust Co. v. Commissioner of Internal Revenue, supra, at 724. The judicial function is confined to the deter mination of questions of law. Federal Radio Com mission v. Nelson Bros. R & M Co., supra, at 275-278. Whenever an application is made for an injunc tion upon the ground of the unconstitutionality of the order or ruling of an administrative agency. Prendergast v. New York Telephone Co., supra, at 47. Whenever the determination involved confines the reviewing agency to “ definition and protection of existing rights.” Kellar v. Potomac Electric Power Co., supra, at 440. Determinations of questions of constitutional power or right and all pertinent questions of law with respect to the order of an administrative agency. Kellar v. Potomac Electric Power Co., supra, at 442. No initiatory function is conferred on a judicial body. The action must be commenced before such body by an aggrieved party. Mitchell v. Wright, supra, at 929. Factors making for a legislative function, on the other hand, are quite different: 8 The legislative function involves discretionary and initiatory action on the part of the legislative or administrative body. Lane v. Wilson, supra, at 274. “ Legislation, # * *, looks to the future and changes existing conditions by making a new rule, to be applied thereafter to all or some part of those subject to its power.” Prentis v. Atlantic Coast Line Co., 211 U. S. 210, 226. When a court has the power to reverse a decision of an administrative body and substitute its own decision for the decision of the legislative body, then the court performs a legislative function. Prentis v. Atlantic Coast Line Co., supra., at 224; Federal Radio Commission v. General Electric Co., 281 U. S. 464, 467; Pacific Telephone and Telegraph Co. v. Kuykendall, supra, at 202. When a statutory appeal to a court from an order of an administrative agency is an integral part of the regulatory process and is supervisory in charac ter, then the function performed by the court is legislative. Alabama Public Service Commission v. Southern R. Co., supra, 348. The appellants herein seek a determination that the requirement herein challenged, which has the force and effect of law, violates their right to the equal protection of the laws, guaranteed them by the Fourteenth Amend ment to the Federal Constitution and seek an injunction against continued enforcement of this requirement by the appellees. The determination thus sought is one of a ques tion of law and obviously involves only the exercise of judicial power. It is, therefore, a question which is prop erly referred to the judiciary and need not be referred, in the first instance, to an administrative agency. Lane v. Wilson, supra; Federal Radio Commission v. Nelson 9 Bros. B & M Co., supra; Railroad and Warehouse Com mission v. Duluth Street RR Co., 273 U. S. 625; State Corporation Commission v. Wichita Gas,Co., 290 U. S. 561; Old Colony Trust Co. v. Commissioner of Internal Revenue, supra; Pacific Telephone and Telegraph Co. v. Kuykendall, supra; Prendergast v. New York Telephone Co., supra; Kellar v. Potomac Electric Power Co., supra-; Bacon v. Rutland RR Co., supra; Mitchell v. Wright, supra; Hall v. Nagel, supra. II The remedy provided by Act No. 470, Local Acts Alabama, 1939, is a judicial remedy which need not be exhausted before resorting to a federal district court for relief. A. The appellees rely on Section XXXIY , Act No. 470, Local Acts Alabama, 1939, which provides as follow : “ C ourt P roceedin'g s : Orders of the Personnel Director and Personnel Board may be enforced by mandamus, injunction, quo warranto or other ap propriate proceedings in a court of competent juris diction. Any person directly interested may, within five days, appeal to the Circuit Court of Mobile County from any order of said Board, by filing notice thereof with Board, whereupon said Board shall certify to a transcript of the proceedings before it and file the same in said court. Findings of fact of said Board contained in such transcript if sup ported by substantial evidence adduced before said Board or before its Personnel Director after hearing and upon notice to the interested party or parties and after affording such parties an opportunity to be heard, shall be conclusive on such appeal. The issues on such appeal shall be made up under the direction of the Court and within thirty days after said transcript is filed therein, and trial thereof shall proceed on the evidence contained in such 10 transcript, if it appears therefrom that said evidence was taken, after such notice and opportunity to be heard. If upon such appeal the Court finds that the ruling, order or action appealed from is unlawful or unreasonable within the meaning of this Act it shall have power to vacate or modify the same.” The appellees contended in the court below that since an appeal lies to the Circuit Court of Mobile County from any action taken by the appellee Personnel Board this remedy should first be exhausted by the appellants before resorting to a federal district court for relief. Appellants contend that the remedy provided by way of appeal to the Circuit Court of Mobile County is judicial. The United States Supreme Court and this Court have consistently held that such a remedy need not be exhausted before resort to a Federal District Court for relief. Lane v. Wilson, supra; Federal Radio Commission v. Nelson Bros. B S M Co., supra, Railroad and Warehouse Com mission v. Duluth Street RR Co., supra; State Corp. Com mission v. Wichita Gas Co., supra; Old Colony Trust Co. v. Commissioner of Internal Revenue, supra; Pacific Tele phone and Telegraph Co. v. Kuykendall, supra; Kellar v. Potomac Electric Power Co., supra; Bacon v. Rutland- RR Co., supra; Mitchell v. Wright, supra; Hall v. Nagel, supra; see, Pea-y v. Cox, supra, at 125. The remedy is judicial for the following reasons: 1. By the Constitution of the State of Alabama, Article III, Sections 42 and 43, the legislative power of the State of Alabama is confined to the legislature and may not be exercised by the judiciary. Article III, Section 42, pro vides as follows: “ Distribution of Powers of Government. “ The powers of the government of the State of Alabama shall be divided into three distinct depart ments, each of which shall be confided to a separate 11 body of magistracy, to w it: Those which are legisla tive, to one; those which are executive, to another; and those which are judicial, to another.” (Skinner’s Alabama Constitution Annotated.) With respect to this provision, the Supreme Court of the State of Alabama has held, Birmingham v. Southern Bell Tele. etc. Co., 234 Ala. 526, 176 So. 301, that the State Courts have no right to sit as boards of review to substitute their judgment for that of the legislature or its agents in matters within either’s province. The highest court of the State has also held, with respect to this provision, that the State Courts can inter fere to control legislative mistakes only when they involve a disregard of some constitutional limitation. Ex parte Screws, 49 Ala. 57; Scott v. Strohach, 49 Ala. 477. Article III, Section 43, provides: “ In the government of this state, except in the instances in this Constitution hereinafter expressly directed or permitted, the legislative department shall never exercise the executive and judicial powers, or either of them; the executive shall never exercise the legislative and judicial powers, or either of them; the judicial shall never exercise the legis lative and executive powers, or either of them; to the end that it may be a government of laws and not of men.” (Skinner’s Alabama Constitution Anno tated.) With respect to this provision, the Supreme Court of the State of Alabama has held, Birmingham V. Southern Bell Tel. & Tel. Co., supra, at 531, that no provision of the Constitution of the State of Alabama confers legisla tive power on any Court. The Supreme Court of Alabama also said, at 533, that resort to the courts of the State of Alabama is only for the purpose of confining the legislative power within constitutional bounds, but if there is no occa 12 sion for the exercise of that character of review, then the courts have no duties to perform. With respect to questions which the courts may prop erly determine in connection with the action of an adminis trative agency, the Supreme Court of the State of Alabama has pointed out, Birmingham v. Southern Bell Tel. <& Tel. Go., supra, at 533, that one may not be unjustly dis criminated against by an administrative agency and may challenge an order of an administrative agency which is made in excess of its powers or which is void for other reasons and may, in seeking such a determination, ask the court to enjoin an administrative agency from requiring that which is in excess of its authority. Therefore, under the Constitution of the State of Ala bama, Article III, Sections 42 and 43, and under the decisions of the highest Court of that State, the Circuit Court of Mobile County could not properly exercise any legislative function, cf., City of Birmingham v. Henry, 224 Ala. 239, 139 So. 283. In view of this, the remedy provided by way of appeal to the Circuit Court of Mobile County by Section XXXIV , Act No. 470, Local Acts Ala bama, 1939, must be judicial. 2. As indicated by the cases cited above, the United States Supreme Court and this Court have consistently held that such a remedy need not be exhausted before resorting to the federal district court for relief. In several of the cases cited supra, the United States Su preme Court has also established the criteria for deter mining when the remedy provided is judicial as opposed to legislative. In Kellar v. Potomac Electric Power Company, supra, the Court set forth the following criteria, at 440: “ Is the court to pass solely on questions of law, and look to the facts only to decide what are 13 the questions of law really arising, or to consider whether there was any showing of facts before the commission upon which, as a matter of law, its finding can be justified? Or has it the powTer, in the equitable proceeding, to review the exercise of dis cretion by the commission and itself raise or lower valuation, rates, or restrict or expand orders as to service? Has it the power to make the order the commission should have made? If it has, then the court is to exercise legislative power in that it will be laying down new rules, to change present con ditions and to guide future action, and is not con fined to definition and protection of existing rights. ’ ’ In Pacific Telephone and Telegraph Go. v. Kuykendall, supra, the Court, in finding a judicial remedy, noted the following, at 200: “ By the statutes * * * any complainant affected by any order of the commission * *' *, may, within 30 days, apply to the superior court of the proper county for a writ of review ‘ for the purpose of having its reasonableness and lawfulness inquired into and determined.’ The commission certifies the record upon which the court is to enter judgment affirming or setting aside the commission’s order. If reversed for failing to receive proper evidence offered, the case is to be referred back to the com mission to receive the evidence and enter a new order. The court may remand any case reversed by it to the commission for further action. It is clear that the function to be performed by the su perior court under this section is judicial. It does not fix rates or enter a new order as to them. It does not pass on the sufficiency or weight of the evidence. It only looks into the reasonableness and lawfulness of the order of the commission, and is to determine whether evidence which should have been received was rejected, and in that case is to send the case back to the commission for a new order. The court does not act legislatively.’ ’ 14 In Federal Radio Commission v. Nelson Bros. B do M, Co., supra, the Court again, in finding a judicial remedy, noted the following at 275-278: “ That review is now expressly limited to ‘ ques tions of law’ and it is provided ‘ that findings of fact by the Commission, if supported by substantial evidence, shall be conclusive unless it shall clearly appear that the findings of the Commission are arbitrary and capricious’ * * #. No longer is the court entitled to revise the Commission’s decision and to enter such judgment as the Court may think just. * * * Questions of law form the appropriate subject of judicial determinations. * * * Whether the Commission applied the legislative standards validly set up, whether it acts within the authority conferred or goes beyond it, whether its proceedings satisfy the pertinent demands of due process, whether, in short, there is compliance with the legal requirements which fix the province of the Com mission and govern its action, are appropriate ques tions for judicial decision. These are questions of law upon which the court is to pass. The provision that the Commission’s findings of fact, if supported by substantial evidence shall be conclusive unless it clearly appears that the findings are arbitrary or capricious, cannot be regarded as an attempt to vest in the court an authority to revise the action of the Commission from an administrative stand point and to make an administrative judgment. A finding without substantial evidence to support it—an arbitrary or capricious finding—does violence to the law. It is without the sanction of the au thority conferred. And an inquiry into the facts before the Commission, in order to ascertain whether its findings are thus vitiated, belongs to the judicial province and does not trench upon, or involve the exercise of administrative authority. Such an ex amination is not concerned with the weight of the evidence or with the wisdom or expedience of the administrative action. (Cases cited.)” 15 [Compare Ala. Pub. Ser. Com. v. Southern R. Co., supra, at 348 where the Circuit Court was empowered to review the weight of the evidence.] “ If the questions of law thus presented were brought before the Court by suit to restrain the enforcement of an invalid administrative order, there could be no question as to the judicial charac ter of the proceeding. But that character is not altered by the mere fact that remedy is afforded by appeal. The controlling question is whether the function to be exercised by the Court is a judicial function, and if so, it may be exercised on an au thorized appeal from the decision of an administra tive body. We must not ‘ be misled by a name, but look to the substance, and intent of the proceeding.’ (Citing cases.) ‘ It is not important,’ we said in Old Colony Trust Go. v. Commissioner of Internal Revenue, supra, ‘whether such a proceeding was originally begun by an administrative or executive determination, if when it comes to the court, whether legislative or constitutional, it calls for the exercise of only the judicial powrnr of the court upon which jurisdiction has been conferred by law.’ Nor is it necessary that the proceeding to be judicial should be one entirely de novo. When on the appeal, as here provided, the parties come before the Court of Appeals to obtain its decision upon the legal ques tion whether the Commission has acted within the limits of its authority, and to have their rights, as established by law, determined accordingly, there is a case or controversy which is the appropriate sub ject of the exercise of judicial power. The provision that, in case the Court reverses the decision of the Commission, ‘ it shall remand the case to the Com mission to carry out the judgment of the Court’ means no more than that the Commission in its further action is to respect and follow the Court’s determination of the questions of law7. # * * ” Reviewed in the light of these criteria, the remedy afforded by way of appeal to the Circuit Court of Mobile 16 County is clearly judicial. The Circuit Court of Mobile County is to pass solely on questions of law. cf., Kellar v. Potomac Electric Power Company, supra, at 440. cf., Federal Radio Comm. v. Nelson Bros. B £ M, Co., supra, at 275. It is to look to the facts only to decide what are the questions of law really arising and to consider whether there is any showing of facts before the Personnel Board upon which, as a matter of law, its finding can be justified. cf., Kellar v. Potomac Electric Power Co., supra, at 440. It does not have the power to review the exercise of dis cretion by the Personnel Board and itself make rules or classifications, cf., Kellar v. Potomac Electric Power Co., supra, at 440. It does not have the power to make the order which the Personnel Board should have made. It is confined by the express provisions of Section XXXIV , to “ definition and protection of existing rights.” cf., Kellar v. Potomac Electric Power Co., supra, at 440. By the pro visions of Section X X X IV any person directly interested may appeal to the Circuit Court from any order of the Personnel Board for the purpose of having its reasonable ness and lawfulness inquired into and determined, cf., Pa cific Tel. and Tel. Co. v. Kuykendall, supra, at 200. The Board certifies the record upon which the Circuit Court is to enter judgment vacating or modifying the Board’s order, cf., Pacific Tel. £ Tel. Co. v. Kuykendall, supra, at 200. If the Circuit Court finds that proper evidence has not been received, the case may be referred back to the Personnel Board to receive the evidence and enter a new order. Personnel Board of Mobile County v. Bunkley (Supreme Court of Alabama, 1951), 255 Ala. 299, 51 So. 2d 368. The Circuit Court of Mobile County does not pass upon the sufficiency or weight of the evidence. Com pare, Alabama Public Service Commission v. Southern Railroad Co., supra, at 348 (where the Circuit Court was empowered to review the weight of the evidence). Section X X X IV provides that the findings of fact of the Personnel 17 Board, if supported by substantial evidence, shall be conclu sive. The provision that the Board’s findings of fact, if supported by substantial evidence, shall be conclusive, cannot- be regarded as an attempt to vest in the Circuit Court of Mobile County an authority to revise the action of the Personnel Board from an administrative stand point and to make an administrative judgment, cf., Fed eral Radio Commission v. Nelson Bros. B d M Co., supra, at 275. The character of the proceeding before the Circuit Court of Mobile County is not altered by the mere fact that remedy is afforded by appeal. The controlling ques tion is whether the function to be exercised by the court is judicial, cf., Federal Radio Commission v. Nelson Bros. B d M Co., supra at 277. Neither is the judicial character of the proceeding before the Circuit Court affected by the fact that the proceeding is not one entirely de novo, cf., Federal Radio Commission v. Nelson Bros. B d M Co., supra, at 275. When the Circuit Court of Mobile County reviews the action of the Personnel Board, it calls for the exercise of only the judicial power of the Court. The parties come before the Circuit Court to obtain its decision upon a legal question and to have their rights as established by law determined accordingly, cf., Federal Radio Com mission v. Nelson Bros. B d M Co., supra, at 275. The appeal provided for from an order of the Personnel Board is not an integral part of the regulatory process. Compare, Alabama Public Service Commission v. Southern RR Co., supra, at 348. All the regulations are made by the Per sonnel Board. The Circuit Court of Mobile County is not empowered to make or change these regulations. It can only determine whether the regulations as made are within the confines of the provisions of Local Acts Alabama, 1939, Act No. 470. Neither is the appeal to the Circuit Court supervisory in character. The Circuit Court cannot tell the Personnel Board what rule to make. Nor is the Circuit Court empowered to approve or disapprove of the rule 18 adopted. It can only modify a rule to conform to the law as established. Compare, Alabama Public Service Commission v. Southern RR Co., supra, at 348. Finally, an examination of the entire statutory scheme indicates that since the only appeal provided for from an order of the Personnel Board is to the Circuit Court of Mobile County, the judicial decision rendered by that Court is res judicata and thus precludes a subsequent suit in a federal district court on the same question, cf., Peay v. Cox, supra, at 125. And since no appeal lies to the United States Supreme Court from a final judgment of the Circuit Court of Mobile County, and since no appeal is expressly provided for by Act No. 470 to the Supreme Court of Alabama, the procedure for review of an order of the Personnel Board is ‘ ‘ inadequate to preserve for ultimate review” in the United States Supreme Court the Federal question here involved. Compare, Alabama Public Service Commission v. Southern Railroad Co., supra, at 349. Therefore, this remedy need not be exhausted by appellants before resorting to the federal district court for relief. B. Neither is it necessary for the appellants to first appeal to the Personnel Board before resorting to the fed eral district court for relief. The complaint as amended specifically alleges in paragraphs 10 and 12 that the plain tiffs (appellants) were denied application blanks and the right to take the examinations solely because of their race and color by the defendants (appellees). It is clear from the allegations of the complaint as amended, however, and the exhibits attached thereto and incorporated in and made a part of said complaint that the action herein com plained of is the action of the appellee Personnel Board and not the action of the Personnel Director. The rule pro viding that only those persons who appear to meet the requirements set forth in the public notice are eligible is a rule adopted by the appellee Personnel Board. The bulletins announcing that the examinations are limited to 19 white male U. S. citizens were issued by the Personnel Board and, in accordance with Buie 6.5, adopted by the appellee Personnel Board, only the persons who appear to meet this requirement are eligible to apply for the examinations. The Personnel Director is not an inde pendent agent. He is an employee of the Board and acts for the Board, performing merely ministerial duties. Act No. 470, Local Acts Alabama, 1939, Section VIII. Any recommendations made by the Personnel Director with respect to rules which should be adopted must be approved by the Board. Local Acts of Alabama, 1939, Act. No. 470, Section VIII and Section IX. The Personnel Director is subject to the rules adopted by the Board. The Board’s rule prohibits the Personnel Director from accepting the applications of the appellants. It is, therefore, clear that the action complained of herein is the action of the appellee Personnel Board and not the action of the Personnel Director. (See Appendix for text of Sections cited.) The action complained of is the adoption by the Board of a rule which has the force and effect of law, which, on its face, discriminates against the appellants solely because of their race and color, in clear violation of the prohibitions of the Fourteenth Amendment to the Federal Constitution. cf., Ex parte Virginia, 100' U. S. 346; cf. Nixon v. Herndon, 273 U. S. 536. As pointed out above under I, the sole function to be performed by any agency or body in determining this constitutional question is purely judicial, and since the controlling question is the function to be performed, Fed eral Radio Commission v. Nelson Bros. B & M Co., supra, at 277, any remedy provided by way of appeal to the Personnel Board must be judicial and, likewise, need not be exhausted before resort to a federal district court for relief. 20 By Article VI, Section 139, of the Alabama Constitution (Skinner’s Alabama Constitution Annotated), the legisla ture may confer judicial power upon an administrative agency or individual. E x parte Thompson, 228 Ala. 113 ; State Tax Commission v. Stanley, 234 Ala. 66. Article VI, Section 139, provides as follows: “ The judicial power of the state shall be vested in the senate sitting as a court of impeachment, a supreme court, circuit courts, chancery courts, courts of probate, such inferior courts of law and equity, to consist of not more than live members, as the general assembly may from time to time establish and such persons as may be by law invested with powers of a judicial nature; * *' If the appellees are correct in their contention that the appellants should have appealed first to the Personnel Board before resorting to the federal district court for relief, despite the fact that the legislative process was complete, then it must be assumed that the legislature of the State of Alabama has conferred upon the Personnel Board the right to exercise judicial power in connection with its rule making power. No provision of Local Acts Alabama, 1939, Act No. 470, confers judicial power on the appellee Personnel Board with respect to its rule making power. Section X X V I of said Act provides that the Board shall “ make studies upon all matters touching the enforce ment and effect of the provisions of this Act and the rules and regulations prescribed thereunder.” The power to make studies obviously does not contemplate a judicial power. Section VTI(4) of said Act provides that the Per sonnel Board is authorized “ To make such investigations as, in the Board’s opinion, are reasonable * * Such investigations are authorized for the purpose of deter mining whether the provisions of the Act are being observed and the rules and regulations made pursuant thereto are being enforced, and to determine their effect. Section 21 V II(7) of said Act provides that the Board is “ To con sider and act on such matters as may be referred to the Board by the Director.” The matters which may be referred to the Board by the Director are set out in the Act itself. See Sections XII, XV, IX, VIII. It may be argued that the Board has judicial power with respect to an appeal from the action of the Personnel Director in determining that an applicant is not qualified. Compare, Mitchell v. Wright, supra, at 930. But the appellants herein are not appealing from the determination of the Personnel Director that they are not qualified. They are appealing from a rule of the Board which prohibits the Personnel Director from considering their qualifications in the first instance, and which precludes any action with respect to them or their qualifications or their right to be appointed to a position. The Supreme Court of the State of Alabama has clearly indicated that the function to be performed by the Per sonnel Board of Mobile County under Act No. 470, Local Acts Alabama, 1939, with respect to its power to classify, is purely legislative, and the function to be performed by the Circuit Court of Mobile County with respect to an appeal from any action of the Personnel Board is purely judicial. Personnel Board of Mobile County v. Bunkley (Supreme Court of Alabama, 1951), 255 Ala. 299, 51 So. 2d 368. In Personnel Board of Mobile County v. Bunkley, supra, an appeal was taken by the Tax Collector of Mobile County to the Circuit Court of Mobile County from an order of the Personnel Board of Mobile County denying the Tax Col lector’s petition for reclassification of the position of a principal clerk in the Tax Collector’s office to the position of chief clerk. The Circuit Court is given power by Sec tion XXXIV, Act No. 470, Local Acts Alabama, 1939, to vacate or modify an order of the Board if it should find 22 the order to be “ unlawful or unreasonable within the meaning of this Act,” i.e., Act No. 470, Local Acts Ala bama, 1939. The Circuit Court stated the issue before it to be the following: “ Is the action of the Personnel Board in denying the foregoing petition unlawful or unreasonable within the meaning of the Act creating the classified service in Mobile County, and, if the Court should so find, in what manner and to what extent should the action of the Personnel Board be modified, or vacated. ’ ’ The Circuit Court of Mobile County, after a trial on all the questions involved, set aside, annulled, and held for naught the order of the Personnel Board of Mobile County. The Personnel Board thereupon appealed to the Supreme Court of the State of Alabama. The Supreme Court of the State reversed the Circuit Court upon finding that the Circuit Court did not confine itself to the issue which the Circuit Court itself had indicated was before it upon the appeal, but instead had proceeded to try all of the questions involved, including a determination of the wisdom and propriety of the action of the Personnel Board in denying the request for a reclassification. The Supreme Court of Alabama said, at 371: ‘ ‘ The above quoted provision of Section XXXIV, supra, provides specifically that the trial in the circuit court shall proceed on the evidence contained in the transcript of the proceedings before the Per sonnel Board, if it appears therefrom that said evidence was taken after notice and opportunity to be heard. * * * If in fact the transcript of the pro ceedings before the Personnel Board is erroneous or incomplete that matter should be corrected before entering on a trial on appeal. “ In our opinion the trial court misconceived its authority under the statute and proceeded to try issues not contemplated by the statute, * * 23 It is, therefore, clear that the action of the appellee Per sonnel Board in making a classification is purely legislative and that the action of the Circuit Court of Mobile County in reviewing such legislative determinations is purely judi cial, i.e., the Circuit Court of Mobile County is confined to performing a judicial function, i.e., a determination as to whether the action of the Personnel Board “ is unlawful or unreasonable within the meaning of this Act,’ ’ The appellants herein challenge the constitutional validity of a classification of the appellee Personnel Board, which classification is the result of the exercise of the Board’s legislative power. To appeal to the Board for the purpose of having it determine the constitutional validity of such a classification is to ask the Board to per form a judicial function. Such an appeal is not provided for by Local Acts of Alabama, 1939, Act No. 470. An appeal lies to the Circuit Court of Mobile County to determine whether this exercise of legislative power is “ unlawful or unreasonable” within the meaning of Act No. 470, Local Acts Alabama, 1939. In other words, only the Circuit Court of Mobile County may perform this judicial function. 24 Conclusion Wherefore, it is respectfully submitted that this court should reverse the judgment of the court below. A rth u r D. S hores, P eter A. H all , 1630 Fourth Avenue, N., Birmingham 3, Alabama, T hurgood M arshall , R obert L. Carter, 20 West 40th Street, New York 18, N. Y., Attorneys for Appellants. C onstance B aker M otley, New York, N. Y., of Counsel. 25 APPENDIX Section VII. P ersonnel B oard : The Personnel Board shall consist of three members designated respectively as Member Number One, Member Number Two, and Member Number Three, each of whom shall be over 21 years of age, of recognized good character and ability, a bona fide resi dent and a qualified elector of Mobile County, and shall not, when appointed, nor for the three years then next preced ing the date of his appointment have held any Mobile County or City public office, nor have been a candidate for such. If any person actively solicits a position on such Board, the Committee may, for this reason, refuse to consider his appointment. The Board shall meet once a month on dates to be fixed by its Buies and regulations and as much oftener as shall be necessary for the orderly dispatch of its busi ness. The members of the Board shall be selected for the following terms and in the following manner; the Citizens Supervisory Committee shall, within thirty days after this Act becomes effective, appoint all three members and shall appoint the successors of said Board Members within thirty days after a term expires or a vanancy occurs. Member Number One who shall be the Chairman of the Board shall hold office for a term of two years beginning on the date this Act becomes effective and until his successor is ap pointed and has qualified. His successor shall hold office for terms of six years, the first of which shall begin two years after the passage of this Act and the subsequent terms shall begin each six years thereafter. Member Number Two shall hold office for a term of four years beginning on the date this Act becomes effective and until his successor is appointed and has qualified. His successors shall hold office for terms of six years, the first of which shall begin four years after the passage of this Act and the subsequent terms shall begin each six years thereafter. Member Num ber Three shall hold office for a term of six years beginning 26 on the date this Act becomes effective in said County and until his successor has been appointed and has qualified. His successors shall hold office for terms of six years, the first of which shall begin six years after the passage of this Act and the subsequent terms shall begin each six years thereafter. In the event of a vacancy on the Board occa sioned by death, resignation, impeachment or other cause, such vacancy shall be filled by the Citizens Supervisory Committee for the then unexpired term. Each Member shall receive ten dollars for each meeting of the Board attended by him, provided no Member shall receive more than Forty Dollars ($40.00) compensation for services dur ing any one month. This compensation shall be paid as provided in Section 30 hereof. It shall be the duty of the Board as a body: (1) To select a Personnel Director as hereinafter provided in Section 9 of this Act. (2) After a Public Hearing or Hearings to adopt and amend Rules and regulations for the administration of this Act, as hereinafter provided. (3) After a Public Hearing or Hearings to adopt, modify, or reject such Classification and Compensation Plans for the Classified Service together with Rules for their administration, as may be recommended by the Direc tor after a thorough survey by him of the personnel and de partmental organizations included in such plan or plans. (4) To make such investigations as, in the Board’s opinion, are reasonable, either on petition of a citizen, taxpayer, or party at interest, or of its own motion, concerning the en forcement and effect of this Act, and to require observance of its provisions and the Rules and Regulations made pur suant thereto. (5) To conduct hearings and to render deci sions, as hereinafter provided, on charges preferred against persons in the Classified Service. (6) To make such investi gations as, in the Board’s opinion, are reasonable, as may be requested by the governing bodies of the County or of any City therein or by the Citizens Supervisory Committee and to report thereon to the governing body of Committee re questing same. (7) To consider and act of such matters as 27 may be referred to the Board by the Director. (8) To repre sent the public interest in the improvement of personnel administration in the Classified Service. (9) To advise and assist the Director in fostering the interest of institutions of learning, civic, professional, and employee organizations in the improvement of personnel standards in the Classified Service. The Board shall also have the authority, functions, and duties as in other sections of this Act provided. Section VIII. P ersonnel! D irector: The Board shall elect and fix the salary of the Director who shall hold office at the will of the Board. The Director shall be a bona fide resident of such county and a qualified elector thereof. His ■salary shall be fixed by the Personnel Board, subject to revision by the Supervisory Committee, provided, however, that said salary shall not exceed $4,200.00 per year. The Director’s salary shall be payable monthly and as provided in Section 30 hereof. The Director, as executive head of the Department, shall direct and supervise all its administrative and technical activities. It shall be his duty to: (1) Attend all meetings of the Board, and provide for recording its official actions, but he shall not have a vote. (2) Appoint from the Employment Register such employees of the Department, and such experts and special assistants as may be necessary to carry out effectively the provisions of this Act; (3) Prepare and recommend Rules and regulations for the administration of this Act. (4) Recommend, and on its adoption, establish, administer and execute a Classification Plan for the Classified Service. (5) Submit to the Board a Pay Plan for all positions in the Classified Service. (6) Conduct Tests, Formulate Employment Registers, and cer tify persons qualified for appointment; Devise and admin ister employee Service Ratings. (7) Examine all pay rolls or other compensation for personal services within the Classified Service with authority to disapprove, from time to time, any item or items thereof, and no such items so disapproved in writing by him shall be paid or authorized 28 for payment. (8) Establish and maintain a Roster of all of the officers and employees in the Classified Service. (9) Make .such reasonable investigations pertaining to person nel, salary scales, and employment conditions in the Classi fied Service as may be requested by the Board, the Citizens Supervisory Committee, or by the governing bodies of the County or of any City therein. (10) Make investigations concerning the administration an effect of this act and the rules made thereunder and report his findings and recom mendations to the Board. (11) Make an annual report to the .Board. (12) Perform any other act or acts required of him under this Act or required of him by the Board which may be necessary or proper to carry into effect its purposes and spirit. The Director may join or subscribe to any asso ciation or service or publication having as its purpose the interchange or dissemination of information relating to the improvement of personnel administration. Section IX. R u l e s : (a) The director shall recommend such Rules as he may consider necessary, appropriate, or desirable to carry out the provisions of this Act, and may from time to time recommend amendments thereto. When such Rules or amendments are recommended by the Direc tor, the Board shall hold a Public Hearing thereon, and at or after such hearing shall approve or reject the recom mendations of the Director wholly or in part or to modify them and approve them as so modified. Rules hereunder shall be recommended by the Director with or without the advice of any appointing authorities as soon as practicable after his appointment.) The Board shall have power on its own initiative) to propose Rules, amendments or additions to the Rules and, after holding a Public Hearing thereon, adopt, modify, or reject them, (b) Rules adopted under this section shall have the force and effect of law. (c) Among other things, such Rules shall provide for the method of administering the Classification Plan and the Pay Plan; 29 the establishment, maintenance, consolidation, and cancella tion of Lists; the charge, if any, to be made for receipt of applications or admission to Tests; the application of Serv ice Ratings; the hours of work, attendance regulation, and leaves of absence for employees in the Classified Service; and the order and manner in which Layoffs shall be effected.) Such Rules may include any provisions relating to the Classified Service, not inconsistent with the laws of the state, which may be necessary or appropriate to give effect to the provisions and purposes of this Act. (d) The powers herein conferred upon the Director shall be subject only to the provisions of this Act and of the Rules adopted hereunder, and may be exercised by regulation or by order as the Director sees fit. His powers and duties shall not be limited or restricted) by the authorization to adopt Rules, except to the extent that Rules are adopted thereunder. * # # Section XII. T e s t s : The Director shall conduct Tests to establish Employment Registers for the various classes of positions in the Classified Service. The Director shall so conduct the tests as to take into consideration elements of character, reputation, education, aptitude, experience, knowledge, physical fitness, and other pertinent matters. The Tests may be written and/or oral, and/or any other demonstration of fitness as the Director may determine. Public notice of the time, place, and general scope of every Test shall be given. The Director shall determine the quali fications for admission to any Test. For a promotion Test, the qualifications shall include the requirement that an applicant be employed in a position in such class, and for such length of time, as the Director shall specify, subject to the Rules. Subject to such limitations as to age and sex as the Director considers for the best interests of the serv ice, admission to tests shall be open to all persons who appear to possess the required qualifications for such Test and may be lawfully appointed to a position in the class for 30 which a List is to be established, and who pay the fee, if any, .prescribed by the Rules. The Director may, however, reject the application of any person for admission to a Test or may strike the name of any person from a list or refuse to certify the name of any person on a list for a position if he finds that such person lacks any of the required qualifica tions, or is physically unfit to perform effectively the duties .of the position in which he seeks employment, or is addicted to the habitual excessive use of drugs or intoxicating liquor, or. has been, convicted of a felony or guilty of any crime involving moral turpitude, or had been dismissed from the public service for delinquency, or has made a false state ment of a material fact or practiced or attempted to practice any fraud or deception in his application or Test or in attempting to secure appointment. The names of Persons employed in any Classified Service at the time of the pas sage of this Act shall be placed on the employment Roster without standing the initial test herein provided for and •shall be subject to the provisions of this Act. '* # * Section XV. A ppo in tm en t : Whenever a vacancy in the Classified Service is to be filled by Appointment, the Appointing Authority shall submit to the Director a state ment of the title of the position, and if requested by the Director to do so, the duties of the position and desired qualifications of the person to be appointed, and a request that the Director certify to him the names of persons eligible for appointment to the position. The Director will, after the Board determines that there is a need that the position be filled, certify to the Appointing Authority the name of three ranking eligibles from the most appropriate register and if more than one vacancy is to be filled, the name of one additional eligible for each additional vacancy, or if agree able to the Appointing Authority, all the names on the register if there are fewer than the above required number; provided that where residence qualifications are prescribed 31 by the Appointing Authority, only those having such resi dence qualifications, or if more than three have such qualifi cations, then the three highest having such qualifications, shall be certified. If it should prove impossible to locate any of the persons so certified or should it become known to the Director that any person is not willing to accept the position, and/or there are less than the above required number of eligibles, the Appointing Authority may request that additional names be certified until the proper number of persons eligible and available for Appointment have been certified. Within ten days after such names are certified the Appointing Authority shall appoint one of those whose names are certified to each vacancy which he is to fill. In the event he has fewer than the authorized number of persons from which to make his selection, he may choose from the remaining certified names or may elect to make a provisional appointment as provided by Section 19 of this Act. In the event that there does not exist an Employment Register which the Director deems appropriate for the class in which the position is established, he shall prepare such a Register within a reasonable time after receipt of the request of the Appointing Authority that eligibles be certi fied. Whenever an eligible has been certified to and rejected by Appointing Authority three times, the Director may remove the name of such person from the Employment Register. No such vacancy shall be filled otherwise than as provided in this Act. # # *= Section XXYI. I nvestigations : The Board or its desig nated agent shall make studies upon all matters touching the enforcement and the effect of the provision of this Act and the Rules and Regulations prescribed thereunder. Members of the Board or its agent or agents may visit all places of employment and services affected by this Act in order to ascertain and advise with the heads of the various depart ments concerning their methods of handling those matters 32 affecting employees in the Service, such, as hours of work, attendance, training, working conditions and morale, and in order to ascertain whether the provisions of this Act and the Rules promulgated thereunder are obeyed. The Board in the course of such inquiries shall have the power to administer oaths, subpoena and require the attendance of witnesses and the production of books, papers, documents, and accounts pertaining to the subject under inves tigation. All hearings and inquiries made by the Board shall be governed by this Act and By Rules or practice and procedure adopted by the Board, and in conducting such inquiries they shall not be bound by the technical rules of evidence. No informality in any proceeding or in the manner of taking testimony by the Board shall invalidate any order, decision, rule, or regulation made by the Board, provided, however, that the Constitutional Rights of no individual shall be abridged. The Board or its designated agent or agents shall have the authority to inquire concerning the number of employees in any department or office, and if after notice, and opportunity to be heard to the Appointing Authority and to the employees affected, in the Board’s judgment there is an excessive number of employees in proportion to the amount of work required in such depart ment or office, they shall issue an order in writing to the Appointing Authority that the number of employees so found to be excessive, be laid off or transferred, and this order shall be promptly carried out by the Appointing Authority. The Board or its designated agent or agents shall also study the organization, procedure and/or any other business matter which might affect the Classified Employment of the different departments and suggest such changes in procedure as may increase efficiency or enable the organization to carry on its work more economically. # # Section XXXIV. Court P roceedings: Orders of the Personnel Director and Personnel Board may be enforced 33 by mandamus, injunction, quo warranto or other appro priate proceedings in a court of competent jurisdiction. Any person directly interested may, within five days, appeal to the Circuit Court of Mobile County from any order of said Board, by filing notice thereof with Board, whereupon said Board shall certify to a transcript of the proceedings before it and file the same in said court. Findings of fact of said Board contained in such transcript if supported by substan tial evidence adduced before said Board or before its Per sonnel Director after hearing and upon notice to the inter ested party or parties and after affording such parties an opportunity to be heard, shall be conclusive on such appeal. The issues on such appeal shall be made up under the direc tion of the Court and within thirty days after said tran script is filed therein, and trial thereof shall proceed on the evidence contained in such transcript, if it appears there from that said evidence was taken after such notice and opportunity to be heard. If upon such appeal the Court finds that the ruling, order or action appealed from is un lawful or unreasonable within the meaning of this Act it shall have power to vacate or modify the same.