National Labor Relations Board v. Retail Store Employees Union Motion for Leave to File and Brief Amicus Curiae
Public Court Documents
January 1, 1979
Cite this item
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Brief Collection, LDF Court Filings. National Labor Relations Board v. Retail Store Employees Union Motion for Leave to File and Brief Amicus Curiae, 1979. 263eaf4c-bf9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/076bf0ef-f8e9-476c-98b9-c4358cde5c6e/national-labor-relations-board-v-retail-store-employees-union-motion-for-leave-to-file-and-brief-amicus-curiae. Accessed December 06, 2025.
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I n t h e
§>tqn*me (Enurt nf tty* United States
October T erm, 1979
No. 79-672
National, L abor Relations B oard,
v.
Petitioner,
R etail Store E mployees U nion, L ocal 1001,
R etail Clerks International A ssociation,
AFL-CIO, et al.
ON W R IT OF CERTIORARI TO TH E U N ITED STATES COURT
OF APPEALS FOR T H E DISTRICT OF COLUM BIA CIRCUIT
MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE
AND BRIEF AMICUS CURIAE OF THE NAACP LEGAL
DEFENSE AND EDUCATIONAL FUND, INC.
Jack Greenberg
E ric S chnapper
Suite 2030
10 Columbus Circle
New York, New York 10019
Attorneys for Amicus Curiae
INDEX
Motion fo r Leave To F ile B rie f
Amicus Curiae ................................. v i
Page
Statement o f Interest ................................................. 1
Summary o f Argument ..................... 6
Argument: Section 8( b ) ( 4 ) ( i i ) o f the
National Labor Relations Act,
Insofar As It Forbids Peaceful
Picketing Advocating Lawful
Conduct, Is Unconstitutional .................... 10
I . Introduction : The Special Treat
ment o f Picketing in Carpenters and
Joiners Union v. R i t t e r 's Cafe,
315 U.S. 722 (1942),
and I ts Progeny ............................................ 14
I I . The Conjunction In A Single Act
o f Conduct and Speech Confers
Upon The Government Only The
Authority to Regulate The Con
duct Aspect o f That Act, Not
the Content Of the Speech ................. 21
I I I . The F irs t Amendment Precludes
Interference With Advocacy o f , or
Communication o f Facts Intended
to Induce, Lawful Conduct ..................... 29
IV. The F irs t Amendment Precludes
Interference With A Particu lar
Method o f Advocacy or Communi
cation Because That Method Is
Thought to be Excessively
E ffe c t iv e ............................................... 40
Conclusion ................................................................. 48
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TABLE OF AUTHORITIES
Cases:
American Federation o f Labor v . Swing,
312 U.S. 321 (1940) ................................... 15
American Radio A ssociation v. Mobile
Steamship A ssocia tion , 419 U.S. 214
(1974) ............................................................... 20,22
Babbitt v. Farm Workers, 60 L.Ed. 2d 895
(1979) ............................................................... 13
Bigelow v. V irg in ia , 421 U.S. 809
(1975) ............................................................... 12,37
Buckley v . Valeo, 424 U.S. 1 (1976) . . . 7 ,9 ,27,42
Building Service Employees v . Gazzam,
339 U.S. 531 (1950) ...................................... 16
Carlson v. State of C a lifo rn ia , 310
U.S. 106 (1940) ............................................ 14
Carpenters and Joiners Union v.
R it te r 's Cafe, 315 U.S. 722
(1942) ......................................................... 6 ,7 ,17-24
Claiborne Hardware v. N.A.A.C.P......................... 3,6
Cox v. Louisiana, 579 U.S. 559
(1965) ............................................................... 2 ,3 ,36
Cox v. New Hampshire, 312 U.S. 569
(1941) ............................................................. 24,25,28
Page
- i i -
Page
Dennis v . United States, 341 U.S. 494
(1951) ............................................................... 15
Edwards v . South Carolina, 375 U.S.
229 (1963) ...................................................... 3
Fields v . South Carolina, 375 U.S.
44 (1963) ........................................................ 3
F irst National Bank o f Boston v.
B e l lo t t i , 435 U.S. 765 (1978) ......... 23 ,27,30,
36,41,43
Food Employees v. Logan Valley Plaza,
391 U.S. 308 (1968) ...................................22,25,26
Giboney v . Empire Storage and Ice ,
336 U.S. 490 (1949) ................................ 16,17,20
Hague v. C .I .O . , 307 U.S. 496
(1939) ............................................................... 24
Hughes v. Superior Court, 339 U.S. 460
(1950) ............................................................... 2 ,18,22
44
I.B.E.W. v . N .L.R.B., 341 U.S. 694
(1951) ............................................................... 16
International Brotherhood o f Teamsters
v. Hanke, 339 U.S. 470 (1950) . . 19,22,28,46
International Brotherhood o f Teamsters
v. Vogt, 354 U.S. 284 (1957) ................. 19-22
Linmark A ssocia tes , Inc. v . W illingboro,
431 U.S. 85 (1977) ............................ 8 ,32 ,33 ,
37
Local Union No. 10 v . Graham, 345 U.S.
192 (1953) .................................................. 16,28,35
Local 761 v. N.L.R.B., 366 U.S. 667
(1961) ............................................................... 17
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Page
Milk Wagon Drivers Union v. Meadowmoor
Dairies, 312 U.S. 287 (1940) .............. 15
M ills v . Alabama, 384 U.S. 424
(1966) ............................................................... 42,44
N.A.A-.C.P. v . Button, 371 U.S. 415
(1963) ............................................................... 12
N.L.R.B. v . Fruit and Vegetable Packers,
377 U.S. 58 (1964) ................................ 10,11,12,
13,14,25,
26,28,30
N.L.R.B. v . Servette, 377 U.S. 46
(1964) ............................................................... 11
Pittsburgh Press Co. v . Pittsburgh
Commission on Human Relations,
413 U.S. 376 (1973)..................................... 15
P olice Department o f Chicago v. Mosley,
408 U.S. 92 (1972) ..................................... 9 ,28,36
Senn v. T ile Layers P rotective Union,
301 U.S. 468 (1937) ................................... 14
Shuttlesworth v . Birmingham, 394 U.S.
147 (1969) .................................................. i i i , 3,24,
25,28
Southern Christian Leadership
Conference v. A.G. C orp ., 241
So. 2d 619 (1970) ....................................... 5
Stromberg v. C a liforn ia , 283 U.S.
359 (1940) ...................................................... 26
Thornhill v . Alabama, 310 U.S. 88
(1940) ........................................................... 14,17,20
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Page
United States v . O'Brien, 391 U.S.
367 (1968) ...................................................... 7,26
V irginia Pharmacy Board v. V irg in ia
Consumer Council, 425 U.S. 748
(!976) ...................................................... 8 ,32,33,37
V illage o f Schaumburg v. Citizens for
a Better Environment, 48 U.S.L.W.
4162 (1980) .................................................... 13
Statutes
Section 8 ( b ) ( 4 ) ( i ) , National Labor
Relations Act ................................................ 16
Section 8 ( b ) ( 4 ) ( i i ) , National Labor
Relations Act ................................................. passim
Section 97-23-85, Miss. Code Anno.
1972 ................................................................... 5
Other A uthorities
H.S. Commager, Docutments of American
History (7th ed. 1963) ............................ 38
S.E. Morrison, Oxford History o f the
American People (1963) ............................ 38
M.B. Schnapper, American Labor: A
P ic to r ia l Social History (1972) ......... 46
- v -
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
No. 79-672
NATIONAL LABOR RELATIONS BOARD,
P etit ion er ,
v.
RETAIL STORE EMPLOYEES UNION,
LOCAL 1001, RETAIL CLERKS
INTERNATIONAL ASSOCIATION,
AFL-CIO, et a l . .
On Writ o f C ertiorari to the United
States Court o f Appeals fo r the
D is tr ic t o f Columbia C ircu it
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE OF THE NAACP LEGAL
DEFENSE AND EDUCATIONAL FUND, INC.
The NAACP Lepal Defense and Educational Fund,
I n c . , hereby moves fo r leave to f i l e the attached
b r ie f as amicus curiae.
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The NAACP Legal Defense and Educational Fund,
I n c . , is a non -pro fit corporation incorporated
under the laws o f the State o f New York. I t was
formed to a ss is t black persons in securing their
con stitu tion a l and other rights by prosecuting and
defending law su its . I ts charter declares that
i t s purposes in c lu d e ren d erin g l e g a l s e r v i c e s
gratu itously to Negroes su ffer in g in ju s t ic e by
reason o f r a c ia l d iscrim ination . For many years
attorneys fo r the Legal Defense Fund have rep
resented parties in l i t ig a t i o n before th is Court
in v o lv in g dem onstrations and p i c k e t in g . See,
e . g . , Shuttlesworth v. Birmingham, 394 U.S. 147
(1969).
The Legal D efense Fund b e l i e v e s that i t s
experience in l i t ig a t i o n aris in g out o f p icketing
and demonstrations may be o f assistance to the
Court in th is case .
- V I 1 -
WHEREFORE, the NAACP Legal Defense and Educa
t ion a l Fund, I n c . , re sp e c t fu l ly prays that th is
motion be granted and that the attached b r ie f be
f i l e d .
R espectfu lly submitted,
JACK GREENBERG
ERIC SCHNAPPER
Suite 2030
10 Columbus C ircle
New York, New York 10019
Attorneys fo r Amicus Curiae
v m -
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
No. 79-672
NATIONAL LABOR RELATIONS BOARD,
P etit ion er ,
v.
RETAIL STORE EMPLOYEES UNION,
LOCAL 1001, RETAIL CLERKS
INTERNATIONAL ASSOCIATION,
AFL-CIO, et a l . .
On Writ o f C ertiorari to the United
States Court o f Appeals fo r the
D is tr ic t o f Columbia C ircu it
BRIEF AMICUS CURIAE OF THE NAACP LEGAL
DEFENSE AND EDUCATIONAL FUND, INC.
STATEMENT OF INTEREST
This c a s e , though im m ediately concerned
with the F irs t Amendment rights o f labor organi
z a t i o n s , has f a r b roa der r a m i f i c a t i o n s . The
previous d ecis ion s o f th is Court have drawn no
sharp d i s t i n c t i o n s between la b o r p ic k e t in g to
induce consumer boycotts and sim ilarly motivated
p i c k e t in g by o th er o r g a n iz a t io n . See, e . g . ,
Hughes v . S u perior C ou rt , 339 U .S . 460, 466
(1950). The p r in c ip les developed in labor cases
have been re l ie d on in analyzing the F irs t Amend
ment r ights o f p icketing to protest government
conduct. Cox v . Louisiana, 579 U.S. 559, 563-4
(1965).
Picketing, along with larger public demon
s t r a t i o n s , has served h i s t o r i c a l l y as a v i t a l
v eh ic le f o r protesting r a c ia l d iscrim ination and
s o c ia l in ju s t ic e . Such public protests played an
essen tia l r o le in the c i v i l r ights movement o f the
la s t decade. Picketing in p articu la r served to
focus attention on employers, public accommoda
tions or voting reg istra rs that engaged in d is
criminatory p ra ct ices . The cumulative e f f e c t o f
the p a rticu la r instances o f d iscrim ination thus
highlighted increased the n a tion 's awareness o f
invidious r a c ia l p ra c t ice s , and spurred the public
debate which led u ltim ately to the adoption o f the
c i v i l r igh ts acts o f 1964, 1965 and 1968.
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Such picketing and demonstrations were aimed
at a l t e r in g d is c r im in a t o r y p r a c t i c e s that had
substantia l o f f i c i a l and public support in certa in
areas o f the country. State and lo ca l o f f i c i a l s ,
c o r r e c t ly re a liz in g that these protests threatened
to f r u s t r a t e t h e i r p o l i c i e s o f s e g r e g a t io n ,
f r e q u e n t ly sought to prevent p r o t e s t s whose
peacefulness and orderlin ess was beyond dispute,
but whose g oa ls they d i s l i k e d . S ta te c o u r t
in junctions and prosecutions o f protesters re
su lted , and this Court was required on repeated
o c c a s io n s t o in te rv en e on b e h a l f o f the F ir s t
Amendment r ig h t s o f th ose opposed to r a c i a l
d i s c r im in a t io n . See, e . g . , Sh u ttlesw orth v .
Birmingham, 394 U.S. 147 (1969); Cox v . Louisiana,
379 U.S. 536 (1965); Fields v . South Carolina, 375
U.S. 44 (1963); Edwards v. South Carolina, 372
U.S. 229 (1963).
P icketing and other forms o f public protest
remain as v i t a l too ls in r e c t i fy in g r a c ia l and
s o c i a l i n j u s t i c e s . Today th ose d e v ic e s are
u t i l i z e d to c a l l a ttention to a variety o f g r iev
ances with public o f f i c i a l s , p a r t icu la r ly claims
o f unremedied p o l ice b ru ta lity and unfa ir a l lo c a
t io n s o f government s e r v i c e s . The a b i l i t y to
- 4 -
conduct those a c t iv i t i e s at a s i t e relevant to the
o r ig in o f the grievance is c r i t i c a l ; the public
and press would o ften n otice and heed a group o f
p ickets at c i t y h a l l , but would rare ly consider
the same group in a vacant l o t a m ile away.
Merchants are at tim es the fo cu s o f consumer
p icketing re la ted , in ter a l i a , to the price or
quality o f goods so ld . A ll o f these practices
are implicated by the con stitu tion a l questions
presented by th is case.
This case has p a r t icu la r ly important ram ifi
c a t io n s f o r a c i v i l a c t i o n now pending in the
c o u r ts o f M i s s i s s i p p i , C la ib orn e Hardware v .
N.A.A.C.P. That action arose out o f a 1966-69
boycott o f white merchants by lo c a l c i v i l rights
a c t i v i s t s who, b e l i e v in g that the merchants
exercised de_ facto con tro l over c i t y o f f i c i a l s ,
p ick e te d the merchants in the hope th at they
would, in turn, cause those o f f i c i a l s to end a
variety o f discrim inatory p ra ct ices . In 1976 a
state court judge, s i t t in g without a jury , branded
these e f f o r t s an unlawful secondary b oy cott , and
awarded $1,250,699 in damages against the defen
d a n ts , in c lu d in g the n a t io n a l N .A .A .C .P .—̂ I f
th is award were su s ta in ed i f would, w ithout
question, destroy the N.A.A.C.P. as an organiza
t ion . In upholding the co n s t i tu t io n a l ity o f this
award the M ississipp i t r i a l judge re l ied upon the
same ca ses r e l i e d upon here by the N .L .R .B .
Opinion dated August 9, 1976, pp. 55, 60. As a
resu lt o f a boycott connected with a c i v i l rights
march in 1966 led by James Meredith, M ississippi
awarded substantial damages against the Southern
Christian Leadership Conference, in juring that
organ iza tion 's a c t iv i t i e s on behalf o f minority
r ig h ts . Southern Christian Leadership Conference
v . A. G. C o r p o r a t io n , 241 So. 2d 619 (1 9 7 0 ) .
The pending l i t i g a t i o n against the N.A.A.C.P.
involves a statute which, as here, forbids the
advocacy o f consumer conduct which i s i t s e l f
l e g a l . S e c t io n 9 7 -2 3 -8 5 , M.C.A. 1972. That
s t a tu te is b roa der than s e c t i o n 8( b ) ( 4 ) ( i i )
o f the National Labor Relations Act, in that i t
f o r b id s not on ly p i c k e t in g but any advocacy
- 5 -
1/ The NAACP Legal Defense and E du cation a l
Fund, I n c . , is not part o f the N.A.A.C.P.
o f a "secondary" b oy cott . While there are obvious
d ifferen ces between Clairborne Hardware and the
instant case, any d ecis ion on the con stitu tion a l
issues presented by th is case would be o f v i ta l
importance to the N.A.A.C.P. and a l l other c i v i l
rights organizations.
SUMMARY OF ARGUMENT
Section 8( b ) ( 4 ) ( i i ) p roh ib its p ickets from
a d v o ca t in g , or communicating in fo rm a t io n to
in d u ce , c e r t a in types o f consumer b o y c o t t s o f
merchants. Under the National Labor Relations
A ct , however, i t would be p e r f e c t l y l e g a l f o r
consumers to engage in such b o y c o t t s , o r f o r
merchants to give in to them. Regardless o f the
p rec ise types o f boycotts which cannot be induced
by p icketing , sect ion 8( b ) ( 4 ) ( i i ) is unconstitu
t ion a l on i t s face because i t forbids advocacy o f
lawful conduct.
Notwithstanding e a r l ie r decis ions to the con
t r a r y , Carpenters and Joiners Union v . R i t t e r 's
Cafe, 315 U.S. 722 (1942), and i t s progeny have
- 6 -
treated p icketin g in a manner d ra s t ica l ly d i f -
f e r e n t than o th er types o f speech o r sp eech -
conduct combinations. R itter allows the govern
ment t o r e g u la te the con ten t o f the ideas ex
pressed by p ickets on a mere showing that such
regulation furthers some o f f i c i a l p o l ic y . This
la x s tan d ard , which has never commanded the
support o f more than a bare m a jo r ity o f th is
Court, has been undermined by a number o f recent
d ec is ion s , and should be overruled.
R itter and i t s progeny assume that, because
the communicative aspect o f p icketing occurs in
conjunction with conduct, e . g . , p a tro l l in g , that
the p icketin g can be regulated. But other d e c i
sions o f th is Court make c lea r that where speech
and conduct are so com bined, the governm ent's
regulatory authority extends only to the conduct
a sp ect o f the a c t , not to i t s communicative
f a c e t s . Buckley v . V a le o , 424 U .S . 1, 17-19
(1976); United States v . O'Brien, 391 U.S. 367,
375-77, 381-82 (1968). Thus the conduct aspect o f
p icketing confers on the government only authority
to regulate the number or nois iness o f p ickets ,
not the substance o f what they wish to sa y .
- 7 -
The purpose o f sect ion 8( b ) ( 4 ) ( i i ) is to stop
or reduce p e r fe c t ly lawful consumer conduct by
obstructing presentation o f information about a
labor dispute which might lead consumers to decide
not to patronize a product or merchant. R itter
sanctions such government imposed s i len ce as a
method o f a ch ie v in g a s t a t e g o a l . But l a t e r
decisions o f th is Court make c lea r that th is is
not a means a v a i la b le to the government under
the F irs t Amendment. Linmark A ssocia tes , Inc,
v . W i l l in g b o r o , 431 U.S. 85, 96-97 (1 9 7 7 ) ;
V ir g in ia Pharmacy Bd. v . V irg in ia Consumer Coun
c i l , 425 U.S. 748, 769-70 (1976). I f the govern
ment wishes to stop consumer b oy co tts , or merchant
conduct based on such b oycotts , i t must do so by
d ire c t ly forbidding such boycotts or conduct, not
by s i l e n c i n g advocacy o f b o y c o t t s and conduct
which are l e f t lawful.
Once the government d e c id e s t o leave the
conduct o f consumers to t h e i r own judgm ents,
subject to debate about labor matters in the free
marketplace o f ideas, i t cannot lim it one p arty 's
access to that market. Both labor and business
must be free to advocate in any peaceful manner
that consumers p a tro n iz e or b o y c o t t a f irm .
Section 8( b ) ( 4 ) ( i i ) in ter fe res in that competition
in a discriminatory manner. P o lice Department o f
Chicago v. Mosley, 408 U.S. 92 (1972). R estr ic
tions on advocacy o f consumer boycotts are par
t ic u la r ly suspect, s ince such boycotts o f British
goods were by far the most important non-violent
method by which the c o l o n i s t s sough t, o f t e n
su ccess fu lly , the repeal o f B rit ish statutes to
which they ob jected , including the Stamp Act, the
Townshend Acts, and the Into lerable Acts. A ll o f
these boycotts were secondary, s ince the co lon
i s t s ' grievance was with the B rit ish government,
not with the B ritish merchants themselves.
C on gress ' d e c i s i o n to p r o h ib i t p ic k e t in g
while permitting unions to advocate by other means
consumer boycotts may have been based on the view
that p icketing was an excess ive ly e f fe c t iv e form
o f communication. The F irs t Amendment, however,
forbids in te r fe r in g with the speech o f one party
in o rd er to enchance the r e l a t i v e v o i c e o f
a n oth er . Buckley v . V a le o , 424 U .S . 1, 48 -50
(1976).
- 9 -
10 -
ARGUMENT
SECTION 8 ( b ) ( 4 ) ( i i ) OF THE NATIONAL LABOR
RELATIONS ACT, INSOFAR AS IT FORBIDS PEACEFUL
PICKETING ADVOCATING LAWFUL CONDUCT, IS
UNCONSTITUTIONAL
The p a r t ie s are in disagreem ent as to two
questions a r is in g under sect ion 8( b ) ( 4 ) ( i i ) o f the
N ationa l Labor R e la t io n s A c t : f i r s t , whether
N.L.R.B. v . Fruit and Vegetable Packers, 377 U.S.
58 (1 9 6 4 ) , c o r r e c t l y con s tru ed the s t a t u t e to
a l lo w secondary p i c k e t in g aimed s o l e l y at the
struck product and, second, i f so, whether that
e x c e p t io n to the g en era l p r o h ib i t i o n a g a in st
p icketing to produce a "secondary boy co tt" applies
to the fa c ts o f th is case.
There is no dispute, however, as to the basic
thrust o f sect ion 8( b ) ( 4 ) ( i i ) . A labor organiza
t ion i s forbidden to engage in peaceful p icketing
d is c lo s in g tru th fu lly that a firm is s e l l in g the
products o f an employer involved in a labor d is
pute i f , because o f that p i c k e t in g , consumers
11
decide not to patronize the firm so long as i t
deals in those products. I t is a lso c lea r that
the National Labor Relations Act in no way pro
h ib i t s a consumer from actua lly withholding h is or
her patronage from a firm dealing in such disputed
products; indeed, a union may urge consumers to do
so so long as that advocacy is not by means o f
p i c k e t in g . S e c t io n 8 ( i i ) ; see Tree F r u i t s ,
377 U.S. at 79 (Black J . , concurring). Equally
undisputed is that a firm may, on i t s own i n i t i a
t ive or because o f consumer or employee pressure,
refuse to deal in products from a plant involved
in a labor dispute. N.L.R.B. v . Servette, In c . ,
377 U.S. 46, 50-51 (1964).
S e c t io n 8 ( b ) ( 4 ) ( i i ) thus fo r b id s union
a d v oca cy , by means o f p e a c e fu l and t r u t h fu l
p icketin g , o f actions by consumers, and action by
the v en d or , which are them selves " p e r f e c t l y
le g a l " . Tree F ru its , supra. We be lieve that the
F i r s t Amendment p r o h ib i t s the government from
forbidding the advocacy o f lawful actions even
where, as with p icketin g , that advocacy is con
jo ined with conduct. A ccordingly , we urge that
sect ion 8(b) ( 4 ) ( i i ) i s unconstitutional regard
12
less o f the correctness and meaning o f the con
stru ction o ffered in Tree F ru its .
I t may be p o s s i b l e to co n s tru e s e c t i o n
8( b ) ( 4 ) ( i i ) so that i t s proh ib itions do not apply
to the facts of th is case, thus avoiding a d e c i
sion on the con stitu tion a l issues. But to do so
would be to leave in e f f e c t a statutory proh ib i
t io n , o ften enforced as here by an in junction that
is a c la s s ic p r io r re s tra in t , which both forbids
and deters the communication o f information and
ideas. In the area o f F irs t Amendment freedoms
th is Court customarily relaxes i t s self-im posed
r u le s o f stan d in g because o f the "danger o f
t o l e r a t i n g . . . the e x is t e n c e o f a . . . s ta tu te
s u s c e p t i b l e o f . . . im p ro p e r a p p l i c a t i o n . "
Bigelow v . V irg in ia , 421 U.S. 809, 816 (1975).
"These freedoms are d e l i c a t e and v u ln e r a b le ,
as w e l l as suprem ely p r e c io u s in our s o c i e t y .
The threat o f sanctions may deter th e ir exercise
alm ost as p o t e n t ly as the a c tu a l a p p l i c a t i o n
o f sa n ct ion s ." N.A.A.C.P. v . Button, 371 U.S.
415, 433 (1963). In th is case there is more than
merely a danger that s e c t i o n 8( b ) ( 4 ) ( i i ) w i l l
- 13 -
be enforced as we have described ; the N.L.R.B.
a c t iv e ly pursues just such an enforcement p o l ic y ,
and unions throughout the country are inhibited
from engaging in p icketing which, in our view, is
protected by the F irs t Amendment. To continue, as
in Tree F r u i t s , to a vo id t h is c o n s t i t u t i o n a l
problem by construing the statute to allow the
p a r t i c u la r p i c k e t in g b e fo r e the Court i s to
permit continued v io la t io n s o f the con stitu tion in
a fa r larger category o f cases.
For reasons such as th ese t h i s Court in
V i l la g e o f Schaumburg v . C it iz e n s fo r a Better
Environm ent, 48 U.S.L.W. 4162, 4165 (1 9 8 0 ) ,
proceeded to pass on the co n s t i tu t io n a l ity o f a
p r o h ib i t i o n a g a in s t a s s e r te d F i r s t Amendment
rights without deciding f i r s t i f the p roh ib it ion
would a c t u a l ly apply to the p arty seek in g to
challenge i t . See a lso Babbitt v. Farm Workers,
60 L.Ed. 2d 895, 908-910 (1979). We b e lieve the
Court should do so here as w e ll .
/
- 14 -
I . INTRODUCTION: THE SPECIAL TREATMENT OF
PICKETING IN CARPENTERS AND JOINERS UNION V.
RITTER'S CAFE, 315, U.S. 722 ( l9 4 2 ) , AND ITS
PROGENY
The f i r s t con stitu tion a l d ecis ion s o f this
Court dealing with p icketing treated i t in the
same manner as other forms o f communication. In
Senn v. T ile Layers Protective Union, 301 U.S. 468
(1937), Justice Brandeis stated that union members
might through picketing "make known the facts o f a
labor d ispute, fo r freedom of speech is guaranteed
by the Federal C on st itu t ion ." 301 U.S. at 478.
Thornhill v . Alabama, 310 U.S. 88 (1940), struck
down a blanket p roh ib it ion against p icketing to
persuade persons not to do business with a firm.
I t c h a r a c t e r i z e d p i c k e t in g as a " p r a c t i c a b l e ,
e f f e c t i v e means whereby those in t e r e s t e d —
including the employees d ire c t ly a f fe c ted — may
enlighten the public on the nature and causes o f a
labor d isp u te ." 310 U.S. at 104. A companion
case, Carlson v . .State o f C a lifo rn ia , 310 U.S. 106
(1940), struck down a sim ilar s ta tu te , explaining
that " [ t ]h e carrying o f signs and banners . . . is a
- 15 -
natural and appropriate means o f conveying in fo r
mation on matters o f public concern ." 310 D.S. at
112—13. American Federation o f Labor v. Swing,
312 U.S. 321 (1 9 4 0 ) , c o n s id e r e d an in ju n c t io n
against p icketing by any person who did not work
fo r the employer being p icketed ; th is Court found
that p roh ib it ion " incon sistent with the guaranty
o f freedom o f s p e e c h . " I t h e ld th a t , even
absent any actual dispute between the employer and
the p icketing employees, " [c]ommunication by such
employees o f the fa c ts o f a dispute, deemed by
them to be relevant to th e ir in te re s ts , can [not]
be barred because o f con cern f o r the econom ic
in teres ts against whom they are seeking to e n l is t
public op in ion ------" 312 U.S. at 326. See also
Milk Wagon D r ivers Union v . Meadowmoor D a ir ies ,
312 U.S. 287 , 297 ( 1 9 4 0 ) .
Subsequent decis ion s established that p ick
e t s , l i k e o th ers engaged in the communication
o f ideas, could not ord in arily advocate i l l e g a l
con d u ct . Even "pure speech" i s g e n e r a l ly not
protected when it s purpose is to produce unlawful
a c t iv i t y . Dennis v. United S tates , 341 U.S. 494
( 1 9 5 1 ) ; Pittsburgh Press Co. v . Pittsburgh Coimnis-
V
- 16 -
s io n on Human R e la t i o n s , 413 U.S. 376 (1 9 7 3 ) .
Probably a majority o f the decisions in th is Court
upholding r e s t r ic t io n s on p ickets involved such
advocacy o f i l l e g a l co n d u c t . In I . B. E■W. v .
N.L.R.B. , 341 U.S. 694, 705-6 (1951), the p ickets
sought to induce an i l l e g a l s t r i k e ; thus the
i l l e g a l conduct there advocated would have been on
the part o f those respecting the picket l in e . In
Giboney v . Empire Storage and Ice , 336 U.S. 490,
492-3 (1 9 4 9 ) , the p ic k e t s sought to f o r c e the
picketed firm to refuse to s e l l i c e to non-union
peddlers, which re fu sa l would have v io la ted state
criminal law; there the advocated i l l e g a l i t y would
2/have been on the part o f the picketed employer.—
S e c t io n 8 ( b ) ( 4 ) ( i ) o f the N ationa l Labor
Relations Act forb ids employees o f one employer
from engaging in a s t r ik e or o th er jo b a c t io n
to compel th e ir employer to refuse to deal with
another em ployer ; i t would be u n la w fu l, where
2 / See a ls o B u ild in g S e rv ic e Employees v .
Gazzam, 339 U.S. 531, 553 (1950) (p ickets sought
to induce em ployer to compel h i s em ployees
to jo in the union, which compulsion would have
v i o l a t e d s t a te la w ) ; L oca l Union No. 10 v .
Graham, 345 U .S . 192 (19535 (p i c k e t s sought
to induce em ployer to f i r e non-union la b o r ,
in v io la t io n o f state r ight-to -w ork law.)
17 -
a vendor was s e l l i n g p rodu cts from a struck
p la n t , f o r i t s employees to go on s t r ik e f o r
that reason, or fo r the employees o f yet a third
party to refuse to make d e l iv e r ie s to the vendor.
Thus p icketin g , or any other form o f communica
t ion , aimed at inducing such a s tr ik e or other job
a ct ion , could be proh ib ited , since the conduct
advocated would be i l l e g a l . Hence in the instant
case i t would be con stitu tion a l to en jo in p ick
eting which su ccess fu lly urged the employees o f
the Safeco Group Companies to go on s tr ik e . See
L oca l 761 v . N .L .R .B . , 366 U .S . 667 (1 9 6 1 ) .
In sum, neither early cases such as Thorn-
h i l l , nor the Giboney l in e o f d ec is ion s , treat
p i c k e t in g d i f f e r e n t l y than o th er methods o f
com m unication. T h o r n h il l r e co g n iz e d that the
conduct associated with p icketing could be re
s t r i c t e d i f i t in f a c t p resen ted a "danger o f
destruction o f l i f e or property", 310 U.S. at 105,
but th is power did not extend to a regulation of
the content o f the ideas advocated by the p ickets .
This Court departed sharply, and in our view
in c o r r e c t ly , from these decisions in i t s opinion
in Carpenters and Joiners Union v . R i t t e r 's Cafe,
18
315 U.S. 722 (1942). In R itter the restaurant
owner had hired a non-union firm to do construc
t i o n at another s i t e ; a c o n s t r u c t i o n union
p ic k e te d the r e s ta u r a n t , p r e c i p i t a t i n g both a
consumer boycott and a str ik e by the restaurant
employees. Although, so far as appears from the
op in ion , neither the conduct o f the consumers nor
that o f the s t r i k i n g resta u ra n t em ployees was
i l l e g a l under state law, the Texas court enjoined
the p i c k e t in g . This Court narrow ly upheld
that in junction on the ground that stopping the
p icketing furthered a state p o l ic y , whose wisdom
the Court thought irre leva n t, to protect "neu
t r a ls " from involvement in labor disputes. 315
U.S. at 728. Four members o f the Court dissented
from this departure from T hornh ill . 315 U.S. at
729 (B la ck , J . , d i s s e n t i n g ) , 7 32 (R eed, J . ,
d is se n t in g ) .
Eight years la te r Hughes v . Superior Court,
339 U.S. 460 (1950), extended R itter to what was
unquestionably a dispute with the employer being
p icketed ; i t upheld an in junction against p ick
eting to induce a store owner to h ire blacks in
p r o p o r t io n to the number o f b la ck s among i t s
- 19
customers. Such a h ir ing p ra ct ice was declared
by the state courts to be against state " p o l i c y . "
339 U.S. at 446. This Court thought i t irrelevant
whether the quota h ir ing being sought would have
been le g a l , 339 U.S. at 466, although there is
some p o s s ib i l i t y i t would have been held unlawful
by the s t a t e c o u r t s . See 339 U.S. at 4 6 3 -4 .
I n t e r n a t io n a l Brotherhood o f Teamsters v . Hanke,
339 U.S. 470 (1950), a lso involved a "primary"
b o y c o t t . Union members p ick e te d a f irm which
refused to work union hours; although the firm was
a partnership with no employees, i t s longer hours
o b v io u s ly a f f e c t e d the w i l l in g n e s s o f o th er
employers to stay open only during those hours.
Again the Court narrowly upheld the in junction ,
the p lu ra l i ty opinion arguing that the in junction
furthered a state "p o l icy in favor o f se lf-em ploy
ment." 339 U.S. at 480.
The l in e , o f d e c i s i o n s commenced by R i t t e r
u l t im a t e ly led to I n t e r n a t io n a l Brotherhood
o f Teamsters v . Vogt, 354 U.S. 284 (1957). The
f a c t s in Vogt in v o lv e d an attempt by p ic k e t s
to induce an employer to fo rce h is workers to jo in
a union, which compulsion apparently would have
v io la ted sta te law. 354 U.S. at 286. Rather than
- 20 -
re ly in g on Giboney, the Vogt majority proceeded to
analyze the case as i f the p ickets had advocated
lawful conduct. It c r i t i c i z e d Thornhill as unduly
broad, 354 U.S. at 288-9, and characterized R itter
and s im ilar cases as "reassessments" o f T hornh ill .
354 U.S. at 291. Vogt d e c la r e d th ese cases
" e s t a b l i s h a broad f i e l d in which a S ta te , in
e n fo r c in g some p u b l i c p o l i c y , whether o f i t s
criminal or i t s c i v i l law, and whether announced
by i t s leg is la tu re or i t s courts , could con s t itu
t i o n a l l y e n jo in p e a c e fu l p i c k e t in g aimed at
preventing e f fe c tu a t io n o f that p o l i c y . " 354 U.S.
at 293. That ru le was applied , again by a bare
m ajority o f the Court, in American Radio Associa
t i o n v . Mobile Steamship A ssoc ia t ion , 419 U.S.
215, 229-32 (1 9 7 4 ) , t o upheld an in ju n c t i o n
against p ickets o b je c t in g to the shipping o f goods
on n on -u n ion f o r e i g n - r e g i s t r y v e s s e l s . That
p icketing p rec ip ita ted a s tr ik e against a l l ships
in the port , union and non-union a lik e , and thus
arguably constitu ted an unfa ir labor p ra ct ice in
v i o l a t i o n o f s e c t i o n 8( b ) ( 4 ) ( i ) ; but the case
arose in state court where the advocated conduct,
though " a g a in s t s t a t e p o l i c y " , was ap p a ren tly
le g a l .
- 21
R itter and i t s progeny thus held that peaceful
and truthfu l p icketin g , advocating lawful conduct,
may be forbidden by the government i f that ad
vocacy may resu lt in conduct which, though leg a l,
i s " a g a in s t government p o l i c y . " This r u le i s
an aberration in F irs t Amendment law; no other
form o f speech, or speech-plus-conduct, may be
forbidden on such a ground. In several o f the
cases in which the doctrine has been applied the
p icketing could have been prevented on another
basis .-
Most im p o r ta n t ly , s e v e r a l re ce n t l in e s o f
d e c i s i o n s in t h is Court have undermined the
rea son in g on which R i t t e r and the ca ses which
f o l l o w i t are based . As we se t out in d e t a i l
below, these recent decis ions cannot be recon ciled
with the standard set by R itter and applied as
recen tly as American Radio A ssoc ia t ion . We urge,
accord ing ly , that R itter be overruled.
I I . THE CONJUNCTION IN A SINGLE ACT OF CONDUCT
AND SPEECH CONFERS UPON THE GOVERNMENT ONLY
THE AUTHORITY TO REGULATE THE CONDUCT ASPECT
OF THAT ACT, NOT THE CONTENT OF THE SPEECH
Although R i t t e r i t s e l f does not e x p la in
why p icketing is any d i f fe re n t than pure speech,
- 22
Hughes,— Hanke,— Vogt— and American Radio Asso-
6/ --------------- — . ---------------------------------------------------c ia t ion — a l l emphasize that p icketing involves
not ju st the communication o f ideas, but enta ils
" c o n d u c t ” as w e l l . The on ly aspect o f the
conduct s p e c i f i c a l ly referred to is "p a tro l l in g " ,
walk ing back and fo r t h in f r o n t o f the s i t e
b e in g p ic k e t e d . As t h is Court ex p la in ed in
another context, "p icketing involves elements o f
both speech and conduct, i . e . , p a tro l l in g , and . . .
because o f th is intermingling o f protected and
unprotected elements, p icketing can be subjected
to contro ls that would not be co n s t itu t io n a l ly
perm issible in the case o f pure speech ." Food
Employees v . Logan Valley Plaza, 391 U.S. 308,
313 (1968).
The conclusion which the R itter progeny draw
from the presence o f th is conduct element i s that
the speech-conduct admixture o f p icketin g becomes,
in the words o f Hanke, "a hybrid". 339 U.S. at
3 / 339 U.S. at 464-5.
4 / 339 U.S. at 474.
5 / 354 U.S. at 289, 290.
6/ 419 U.S. at 229.
- 23 -
474. The p r o t e c t i o n s accord ed speech are not
merely reduced by the in c iden ta l impact o f regula
t ion o f the associated conduct, such as l im its on
the number o f p ickets . Rather, these cases hold
that the speech aspects o f p icketing as such enjoy
less p rotection because they are somehow tainted
by a ssoc ia t ion with the conduct. While speech by
i t s e l f can be r e s t r i c t e d on ly to p r o t e c t "a
subordinating in terest which is com pelling", F irst
N ationa l Bank o f Boston v . B e l l o t t i , 435 D.S.
765, 786 (1978), the ideas communicated by p ick e t
ing are sa id to be s u b je c t t o r e s t r i c t i o n to
advance any v a lid state p o l ic y .
P icketing , however, i s not the only form o f
communication that combines speech with conduct.
Marching, demonstrations, meetings, and d o o r - to -
door canvassing involve conduct. Indeed, v i r
tu a lly a l l o f the e f f e c t iv e methods fo r the wide
spread dissemination o f ideas involve some form o f
conduct. The d ecis ion s o f th is Court regarding
- 24 -
such other speech-conduct combinations establ ish
const i tu t ion a l standards c le a r ly inconsistent with
those in R it ter and i t s progeny.
The e a r l i e s t cases dealing with th is problem
conerned the l icens ing o f parades and demonstra
t ions . From Hague v. C .I .O . , 307 U.S. 496 (1939),
t o Shutt lesw orth v . Birmingham, 394 U.S. 147
(1969), th is Court has drawn a consistent d i s t in c
t ion as to the basis on which parade permits could
be given or withheld. A con s t i tu t ion a l ly va l id
statute must limit that permit dec is ion to con
sidering whether the time, place and manner o f
the march would disturb the publ ic . See Hague v .
C .1 . 0 . , 307 U.S. at 516; Shuttlesworth v. Birming
ham, 394 U.S. at 154-156; Cox v. New Hampshire,
312 U.S. 569, 576 (1941). The regulatory power
stems from the government's "duty and resp on s ib i l
i t y to keep [ i t s ] s treets open and avai lab le for
movement", Shuttlesworth v. Birmingham, 312 U.S.
at 152, and extends only so far as that duty and
resp o n s ib i l i t y require . Hague warned that this
d is c re t io n could not be so exercised with regard
to the content o f the views being expressed in the
parade as to become an instrument f o r "suppression
o f f ree expression o f views" , 307 U.S. at 516, and
- 25 -
Cox ca u t io n e d that the l i c e n s i n g must be made
"without unfair d iscr im inat ion ." Cox, 312 U.S. at
578, and S h u t t le s w o r t h , 394 U.S. at 152, both
appear to assume that fo r const i tu t ion a l purposes
parades and p i c k e t i n g are i n d i s t i n g u i s h a b l e .
The s t r o n g i n d i c a t i o n in the parade cases
that the government can regulate only the conduct
aspect o f a conduct-speech combination is con
f irmed by d e c i s i o n s in o th er a rea s . J u s t i c e
Black, concurring in Tree Fru its , argued that the
statute at issue in the instant case was uncon
s t i tu t io n a l because i t undertook to regulate , not
the conduct o f the p ickets , but the content o f
the ideas being advanced by them.
The statute in no way manifests any govern
ment i n t e r e s t a g a in s t p a t r o l l i n g as such,
since the only patro l l ing i t seeks to make
unlawful i s that which is c a r r i e d on to
advise the public , including consumers, that
c e r t a i n p rodu cts have been produced by an
employer with whom they have a dispute. A l l
who do not patro l to publ ic ize this kind o f
dispute are, so far as this sect ion o f the
s t a t u t e i s con cern ed , l e f t whol ly f r e e to
p atro l . Thus the sect ion is aimed at out
lawing f r e e d i s c u s s i o n o f one s id e o f a
certa in kind in a labor dispute and cannot be
s u s ta in ed as a p e r m is s ib le r e g u l a t i o n o f
p a t r o l l in g . 377 U.S. at 78-79.
Such r e g u l a t i o n o f speech was s u b j e c t to the
usual s t r in g e n t c o n s t i t u t i o n a l standard , and
- 26
t h e r e f o r e i n v a l i d . 377 U.S. at 79. J u s t i c e
Douglas advanced the same d i s t i n c t i o n in Food
Employees v. Logan Valley Plaza, 391 U.S. at 326.
"Picketing is free speech p lu s , the plus being
physical a c t iv i t y that may implicate t r a f f i c and
r e l a t e d m a tters . Hence the l a t t e r a s p e c t s o f
p icketing may be regulated ."
The f u l l Court adopted th is d i s t in c t io n two
months a f ter Food Employees in United States v .
0 'Brien, 391 U.S. 367 (1968), "[W]hen 'speech'
and 'n o n - s p e e c h ' elements are combined in the
same course o f conduct, a s u f f i c i e n t l y important
governmental interest in regulating the nonspeech
element can ju s t i f y the inc idental l imitations on
F i r s t Amendment f r e e d o m s . " 391 U.S. at 376.
(Emphasis added). While the amount o f government
interest involved was not the stringent "compel
l i n g i n t e r e s t " s tandard , the Court emphasized
that the i n t e r e s t must be " u n r e la t e d to the
su p p re ss io n o f f r e e e x p r e s s i o n " . 391 U.S. at
377. 0 ' Brien ex p la in e d the e a r l i e r d e c i s i o n
in Stromberg v. C a l i f o rn ia , 283 U.S. 359 (1931),
s t r i k i n g down a s t a t u t e f o r b i d d i n g the use o f
a f la g to express opposit ion to the government,
in l ight o f th is d i s t in c t i o n . "Since the statute
- 27
there was aimed at suppressing communication i t
could not be sustained as a regulation of noncom-
municative conduct." 391 U.S. at 382. Justice
B la c k ' s c o n c u rr in g o p in io n in Tree F ru i ts was
c i ted with apparent approval. I d . . In Buckley v .
Valeo, 424 U.S. 1 (1976), the Court held that,
even though independent p o l i t i c a l expenditures
might in v o lv e an element o f cond uct , r e g u l a
tion o f such expenditures was nonetheless subject
to the usual stringent F irst Amendment standards
because the government's " in te res t in regulating
the alleged 'conduct ' o f giving or spending money
'a r ises in some measure because the communication
a l l e g e d l y i n t e g r a l to the conduct i s i t s e l f
thought to be h a r m f u l ' . " 424 U.S. at 17. See
a l s o F i r s t National Bank o f Boston v. B e l l o t t i ,
435 U.S. 765, 786, n.23 (1978).
These cases make c lear that when speech and
conduct are combined in a parade, the display o f a
f la g , the expenditure o f funds to influence an
e le c t i o n , or the destruction o f a draft card, that
combination gives to the government no power to
contro l the substance o f the speech involved; only
regulation o f the conduct i s exempt from the usual
stringent F irst Amendment standard.
- 28
Picketing is no d i f f e re n t . Cox and Shuttles -
worth treat parades and picketing as in d is t in
g u is h a b le . The m a jo r i t y o p in io n in O 'Brien
r e l i e s on Justice Black 's opinion in a picketing
case. Pol ice Department o f Chicago v. Mosley, 408
U.S. 92 (1972), expressly held that a l im itat ion
on the " s u b j e c t m atter " o f p i c k e t i n g cannot
be reg a rd ed , or upheld , as a " t im e , p la c e and
manner" regulation. 408 U.S. at 97-99.
The conduct element in p icket ing, which o ften
involves only one or two in d iv id ua ls ,—̂ is modest
by comparison to the thousands o f demonstrators
in Shuttlesworth or to other parades and public
meetings. The most noted form o f conduct involved
in picket ing is p a tro l l in g , walking back and forth
in front o f a part icu lar s i t e . In fact such move
ment is not necessar i ly regarded by the pickets
as essentia l to their a c t i v i t y ; o f ten the pickets
p r e f e r to stand s t i l l , and on ly move because
d i r e c t e d to do so by a p o l i c e o f f i c e r . That
7/ See, e . g . , International Brotherhood o f Team
s t e r s v . Hanke, 339 U.S. 470, 472 (1950) (one
p i c k e t ) ; Local 10 v. Graham, 345 U.S. 192, 199
(1953) (one or two p i c k e t s ) ; N.L.R.B. v. Fruit
and V egetab le P ackers , 377 U.S- ! 5 8, 6"0 (1964)
( two or three p i c k e t s ) ; P o l i c e Department o f
Chicago v. Mosley, 408 U.S. 9 2 ~, 93 (1972) (one
p i c k e t ).
- 29
one or two people walk back and forth on a path a
few yards long seems hardly more "conduct" than i f
they stood s t i l l . A lecturer pacing back and
forth the same distance would not ord inari ly be
described, on that account, as engaging in "speech
p l u s " ; indeed , c e r t a i n c l a s s i c a l Greek p h i l
osophers are known as the Peripatetics because
i t was the pract ice o f A r is to t le to walk through
the Lyceum as he discoursed with h is pupils . I f
the union members in th is case had "p a tro l led " in
front o f the Safeco a f f i l i a t e s carrying handbil ls ,
an in j u n c t i o n based on the content o f those
l e a f l e t s would be treated as a prior restraint on
free speech. The applicable legal standard is no
d i f fe rent because here they carried signs instead.
I l l THE FIRST AMENDMENT PRECLUDES INTERFERENCE
WITH ADVOCACY OF, OR COMMUNICATION OF FACTS
INTENDED TO INDUCE, LAWFUL CONDUCT
The r e s t r i c t i o n contained in sect ion 8 (b ) (4 )
( i i ) is unquestionably aimed at the substance o f
the views being advanced by union p ickets . For
the reasons set forth in part I I , the const i tu
t ional standards applicable to such a r e s t r i c t i o n
are the same as those which would apply i f the law
forbad h a n d b i l l s , parades , speeches or books
advocating the same sort o f boycott , or describing
30
the same underlying labor d ispute.—
The l e g i s la t iv e h is tory o f sect ion 8 (b ) (4 )
( i i ) leaves no doubt that Congress intended that
s e c t i o n , at the l e a s t , to sharply reduce the
number and e f fe c t iv en ess o f consumer boycotts .
Whether the public interest in even eliminating
these boycotts would const i tu te "a subordinating
interest which is compelling", F irst National Bank
o f Boston v. B e l l o t t i , 435 U.S. at 786, may well
be doubted; had Congress thought the matter of
such great importance i t would have f l a t l y pro
h i b i t e d consumer b o y c o t t s , as i t had e a r l i e r
forbidden secondary employee act ion , rather than
merely p a r t i a l l y o b s t r u c t i n g advocacy o f such
conduct. The Court need not, however, resolve
that question, fo r several decis ions o f th is Court
make i t c lear that, regardless o f the importance
o f the goal involved, Congress chose an imper
missib le means by which to achieve i t .
(1 ) The conduct sought by union p i c k e t s
subject to sect ion 8 ( b ) ( 4 ) ( i i ) is i t s e l f ent ire ly
8/ The House v e r s i o n o f s e c t i o n 8( b ) ( 4 ) ( i i )
contained just such a sweeping proh ib it ion against
communication. See Tree F r u i t s , 377 U.S. at
66-69.
31
la w fu l . A consumer may com p le te ly r e fu s e to
patronize a Safeco a f f i l i a t e because o f the labor
dispute at Safeco, and an a f f i l i a t e , because of
such a b o y c o t t , or o th e r w is e , cou ld l e g a l l y
transfer i t s business from Safeco to another firm.
The National Labor Relations Act neither forbids
these act ions nor places any obstacle whatever in
the way of a consumer or vendor that decides to
take them. What the Act s eek s , r a t h e r , i s to
prevent a union from providing a consumer with the
in fo r m a t io n or arguments which might lead to
such a boycott . Congress, apparently be l iev ing
that many consumers would engage in a boycott i f
they knew that a union wanted them to do so, or
perhaps merely upon learning that a vendor was
s e l l i n g products from a s t ru ck p la n t , forbad
unions from providing that information to con
sumers in the manner which Congress, employers,
and unions a like recognize as the most d i re c t ,
e f f e c t i v e and inexpensive method o f communication
— picket ing .
This Court has r e p e a t e d ly he ld that the
government ca n n ot , c o n s i s t e n t with the F i r s t
Amendment, seek to prevent o th erw ise lawful
conduct by suppressing the information on which
- 32 -
that conduct depends. In Virginia Pharmacy Board
v. Virginia Consumer Counci l, 425 U.S. 748 (1976),
Virginia sought to prevent consumers from choosing
among pharmacists on the basis o f the ir charges by
forbidding the advertis ing of those fees . This
Court h e ld t h a t , whi le the s t a t e cou ld l i m i t
competition in other ways,
i t may not do so by keeping the p u b l i c in
ignorance of the en t ire ly lawful terms that
competing pharmacists are o f f e r i n g . In
th is sense, the ju s t i f i c a t i o n s Virginia has
o f f e r e d f o r su p p ress in g the f low o f p r e
s cr ip t ion drug pr ice information, far from
persuading us that the flow is not protected
by the F irs t Amendment, have re in forced our
view that i t i s . 425 U.S. at 770.
In Linmark Associates , Inc, v. W il l ingboro , 431
U.S. 85 (1977), town o f f i c i a l s sought to reduce
panic s e l l in g o f homes by forbidding the posting
o f " f o r s a l e " s igns in f r o n t o f houses , thus
preventing homeowners from knowing how many houses
in t h e i r ne ighborhood were on the market. In
invalidating that ordinance this Court reasoned
that, however laudable the township's goal might
be , " th e F i r s t Amendment d i s a b le d [ i t ] from
achieving i t s goal by r e s t r i c t i n g the free flow o f
i n f o r m a t i o n . " 431 U.S. at 95. Here, as in
Linmark and Virginia Pharmacy, the suppression of
33
in fo r m a t ion i s not com p le te ; wh i le the most
e f f e c t i v e and t rad it ion a l manner o f communication
has been forbidden, other more cumbersome methods
remain. But Linmark and Virginia Pharmacy con
demned regulating conduct by suppressing informa
t ion , however partia l or imperfect that suppres
sion might be.
(2 ) Here, un l ike Linmark and V i r g in ia
Pharmacy Board, the suppression is intended to tip
in favor o f one side a public debate regarding
a lternative courses o f act ion.
In those cases the suppressed information was
o f importance to the potentia l s e l l e r and buyer
resp ect iv e ly , but bore l i t t l e i f at a l l on any
contest o f ideas between adverse parties . Here,
however, the primary e f f e c t o f whether a consumer
boycotts a vendor i s not on the consumer, who can
presumably buy similar goods or services e l s e
where, but on the union which f a v o r s , and the
vendor and s tru ck employer which op pose , that
b o y c o t t . In the c o n t e s t f o r the support o f
consumers, the employer w i l l defend i t s conduct in
the labor dispute, and the vendor w i l l urge that
i t not be penalized for merely s e l l in g a product
from the disputed employer. The union in turn
- 34 -
w i l l argue the m erits o f i t s p o s i t i o n in the
primary dispute, and the importance o f consumer
support to bring about the successful conclusion
o f the s t r i k e or o th er j ob a c t i o n . But in a
s o c i e t y where some consumers w i l l o r d i n a r i l y
support a boycott urged by a union, and where few
consumers w i l l know about labor disputes at o ften
distant plants, or about the presence o f merchan
dise from such plants on a merchant's shelves,
merely in form ing the consumer that the union
advocates a boycott and why is l ik e ly to be of
c r i t i c a l importance. "When we prohib it consumer
picketing we compel the public , through ignorance
o f the s i tuat ion , to side with the employer rather
than the union. We prevent the consumer from
making h i s own c h o i c e . " 105 Cong. Rec. 16397
( d a i l y e d . , Sept . 3, 1959) , (remarks o f Sen.
Morse).
The proh ib it ion of speech involved here is
thus far from neutral. The employer and vendor
are en t ire ly free to engage in any s o l i c i t a t i o n
they please to ent ice consumers to shop at the
vendor 's store or buy the struck product, while
sect ion 8( b ) ( 4 ) ( i i ) forbids the union to use i t s
most e f f e c t i v e means o f communication, p icketing,
to reveal to consumers that the union wants them
- 35 -
to e x e r c i s e t h e i r l e g a l r i g h t to b o y c o t t the
vendor. Indeed, i t is only a labor organization
that is forbidden to picket for such a secondary
boycott ; i f , fo r example, the vendor refused to
handle the struck product, the employer could send
agents to picket the vendor, urging consumers to
boycott the vendor because of that act ion . Even
i f the statute forbad the use o f pickets by a l l
part ies , that would not render i t equitable . A
labor law cannot be described as fa i r because i t
forbids union members and high corporate o f f i c i a l s
a l ike to walk picket l in es , leaving both free to
publ ic ize the ir views through f u l l page advert ise
ments in the New York Times or commercials on
network t e l e v i s i o n . Such l a v i s h l y expensive
methods may be within the reach o f large corpora
t i o n s , but " [ p ] i c k e t i n g i s . . . the working
man's method of giving p u b l i c i ty to the facts of
industr ia l l i f e . " Local Union No. 10 v. Graham,
345 U.S. 192, 202 (1953) (Douglas, J. , concur
r in g ) .
Congress, by refusing to prohibit consumer
p ar t ic ipat ion in secondary boycotts , has chosen to
leave the consumer's dec is ion whether to boycott a
vendor d e a l in g in stuck products t o the f r e e
marketplace of ideas; having so chosen, Congress
- 36
cannot con s t i tu t ion a l ly r e s t r i c t the access o f
one contestant to that market. In Pol ice Depart
ment o f Chicago v. Mosley, 408 U.S. 92 (1972),
this Court struck down an ordinance which permit
ted labor unions, but not others, to picket near
open school buildings.
[U]nder the Equal Protect ion Clause, not to
mention the F irst Amendment i t s e l f , govern
ment may not grant the use o f a forum to
people whose views i t finds acceptable, but
deny use to those w ish ing t o express l e s s
favored o r more c o n t r o v e r s i a l v iew s . . . .
There is an "equality o f status in the f i e ld
o f i d e a s , " and government must a f f o r d a l l
p o in t s o f view on equal o p p o r t u n i t y to be
heard. 408 U.S. at 96.
These c o n s i d e r a t i o n s apply â f o r t i o r i where
the r e s t r i c t i o n forb ids , not a l l d iscussion o f a
part icu lar top ic , but only advocacy by one side of
a p a r t i c u l a r p o in t o f v iew . See a ls o Cox v .
Louisiana, 379 U.S. 536, 581 (1965) (Black, J. ,
concurr ing ) .
(3 ) Suppress ion o f speech i s p erm it ted ,
i f at a l l , only in the presence o f a compelling
public in teres t , F irst National Bank o f Boston v .
B e l l o t t i , 435 U.S. at 786, because there, faced
with a c o n f l i c t between speech and a p u b l i c
p o l icy o f extraordinary importance, the government
may be permitted to prefer the l a t te r . But that
- 37
j u s t i f i c a t i o n requires a demonstration that the
speech and p o l i cy are in c o n f l i c t , a demonstration
which cannot be made where the government has not
sought to u t i l i z e methods short o f censorship to
ach ieve i t s g o a l s . Thus in V i r g in ia Pharmacy
Board, 425 U.S. at 770, and in Linmark, 431 U.S.
at 97, this Court emphasized that the government
had not sought to achieve i t s goals by regulating
conduct rather than by suppressing information.
As a general matter, whatever the public p o l i c ie s
involved, an enactment suppressing advocacy of
lawful conduct must f a l l because a less const i tu
t ion a l ly o f fens ive means, regulating the conduct
i t s e l f , has not been u t i l i z e d .
(4 ) There are , o f c o u r s e , s i t u a t i o n s in
which the const i tu t ion i t s e l f protects particular
c o n d u c t ; in such a case the government cannot
circumvent that protect ion by forbidding advocacy
o f the c o n s t i t u t i o n a l l y p r o t e c t e d b e h a v io r .
See Bigelow v. V irg in ia , 421 U.S. 809, 822-826
(1975). Such considerations may well be present
here. In the decade leading to the Revolution the
primary method u t i l i z e d by the c o l o n i s t s to
advance t h e i r i n t e r e s t s was what we would now
d e s c r ib e as a secondary b o y c o t t . Aggrieved
38
success ively by the Stamp Act, the Townshend Acts,
and the Intolerable Acts, the co lon is ts jo ined in
increasingly e f f e c t i v e agreements to refuse to
purchase Brit ish goods unti l the measures were
repealed. In 1774, fo r example, the Continental
Congress adopted a reso lut ion agreeing to refuse,
u n t i l the I n t o l e r a b l e Acts wre r e s c in d e d , to
"import into Brit ish America, from Great Britain
or I r e la n d , any goods , wares, or merchandize
9/
whatever".— The Brit ish government, which had
enacted the disputed measures, was not the vendor
o f these goods, and did not su f fe r d i re c t ly from
the boycott . But the co lo n is t s reasoned that the
Brit ish merchants who would be damaged would in
turn use the ir considerable influence to obtain
repeal of the ob ject ionab le l e g i s la t i o n . That is
prec ise ly what in fact occurred.— ^
The patr iots who led the nation through these
painful , but at times success fu l , boycotts , were in
9/ H.S. Commager, Documents o f American History,
p. 85 (7th Ed., 1963).
10/ S.E. Morrison, Oxford History o f American
People, pp. 197-200, 208 (1963). Petit ions from
London merchants urging repeal o f these measures
are set out in H.S. Commager, Documents o f Ameri
can History, pp. 59-60, 87-88 (7th Ed., 1963).
- 39
many cases the same men who framed and brought
about the adoption o f the Constitution and the
B i l l o f Rights. It seems unlikely that they would
have authorized the Congress to s tr ip Americans
o f what had been one o f the most important p o l i t i
ca l too ls of the era leading to the Revolution.
A consum er 's p r i v i l e g e to w ithh o ld h is or her
patronage f o r p o l i t i c a l or s o c i a l rea son s ,
such as sup p ort in g trade un ions , may w e l l be
numbered among the rights reserved to the people
by the Ninth and Tenth Amendments. At the very
least , advocacy o f such boycotts , in which v i r
tually every co lon ia l leader engaged at some point
between 1765 and 1775, must be viewed as enjoying
a p a r t i c u l a r l y high l e v e l o f c o n s t i t u t i o n a l
protect ion .
(5) I f , as we urge, the government cannot
forb id advocacy o f lawful conduct, the d is t in c t ion
between such speech and advocacy o f unlawful
conduct w i l l not always be c l e a r . Although, for
example, union p i c k e t s may urge a secondary
consumer b o y c o t t o f a vendor , they may not
urge an unlawful job act ion against that vendor by
h i s or o th er employees. Where the p i c k e t s '
s igns , whatever the ir content, provokes such a job
- 40 -
action, the Board could con st i tu t ion a l ly require
the union to take whatever steps were necessary to
halt that impact, including removing the pickets
i f necessary. In this case, however, the pick
et ing in fact produced neither a work stoppage
a t , nor i n t e r f e r e n c e with d e l i v e r i e s t o , the
Safeco a f f i l i a t e s . App. 10-20. In other s itua
tions a single communication may unavoidably bring
about both lega l and i l l e g a l conduct; thus while
the s a le o f c i g a r e t t e s to minors i s g e n e r a l ly
unlawful, there i s no e f f e c t i v e manner by which
c igaret te advertis ing could be framed to encourage
smoking by adults alone. Under such circumstances
a dual impact communication could be prohib ited.
IV. THE FIRST AMENDMENT PRECLUDES INTERFERENCE
WITH A PARTICULAR METHOD OF ADVOCACY OR
COMMUNICATION BECAUSE THAT METHOD IS THOUGHT
TO BE EXCESSIVELY EFFECTIVE
Congress acted to forbid certain picketing
because i t bel ieved p icketing was the most impor
tant and e f f e c t i v e method by which a union urged
p e op le to b o y c o t t a vendor . The l e g i s l a t i v e
h i s t o r y se t out in d e t a i l by S a feco suggests
Congress may have f e l t that picketing was in a
sense to o e f f e c t i v e , that i t would t o o e a s i l y
- 41
succeed in persuading consumers not to patronize a
vendor or , perhaps, not to buy a product. Actual
experience, o f course, i s often to the contrary;
re cen t un ion -sup p orted b o y c o t t s o f nonunion
l e t t u c e and o f c l o t h e s produced by the J .P .
Stevens Company have met with uneven r e s u l t s .
Union members at times cross picket l in es , not
only to shop, but also to work. However, even i f
a p i c k e t l in e had the g a lv a n iz in g e f f e c t that
Congress may have bel ieved, that would not be a
legit imate basis for r e s t r i c t in g i t s use.
The p o s s i b i l i t y that some form o f advocacy
could be forbidden because i t was thought "unduly"
e f f e c t i v e at promoting the advocated, and ent ire ly
lawful, act ion, has been consistent ly re jec ted by
t h i s Court . In F i r s t Nat iona l Bank o f Boston
v. B e l l o t t i , 435 U.S. 765 (1978), a prohibit ion
ag a in s t c o r p o r a t e expen ditures to in f lu e n c e
referenda was defended on the ground that, because
o f their great wealth, corporate advocates could
overwhelm opposing points o f view. This Court
found that argument con s t i tu t ion a l ly untenable:
To be sure, corporate advert is ing may in f lu
ence the outcome o f the v o t e ; t h i s would
be i t s purpose . But the f a c t that the
advocacy may persuade the e l e c t o r a t e is
- 42
hardly a reason to suppress i t : the Consti
tution "protects expression which is eloquent
no less than that which is unconvincing." 435
U.S. at 790.
In Buckley v. Valeo, 424 U.S. 1 (1976), the Court
disapproved on similar grounds a c e i l in g on d irect
expenditures in support o f candidates:
It i s argued . . . that the anc i l lary govern
mental interest in equalizing the re la t ive
a b i l i t y of individuals and groups to in f lu
ence the outcome o f e l e c t i o n s se rv es to
j u s t i f y the l im itat ion . . . . But the concept
that government may r e s t r i c t the speech
of some elements o f our soc ie ty in order to
e n ch a n ce t h e r e l a t i v e v o i c e o f o t h e r s
is wholly fore ign to the F irs t Amendment___
424 U.S. at 48-49.
Mills v. Alabama, 384 U.S. 214 (1966), re jected
the suggestion that e le c t io n day newspaper ed i to r
ia ls could be prohibited because they might have
a d i s p r o p o r t i o n a t e e f f e c t on the e l e c t o r a t e .
These decis ions apply a_ f o r t i o r i to peaceful
p icket ing . Picketing is p a r t icu la r ly e f f e c t i v e
fo r three reasons. F irs t , i t s message is d e l iv
ered at the time and p la c e where a consumer
decides whether to patronize the vendor or buy the
struck product. But this does not involve any
- 43 -
exaggerated impact o f the message on the people to
whom i t i s r e l e v a n t , on ly the e f f i c i e n c y o f
avoiding giving that message to the vast majority
o f the population who would never deal with the
vendor anyway. Targeting communication at the
audience which w i l l act on i t i s the normal
pract ice in a l l areas of speech.
Second, the message i s presented on a sign,
whose content can be gleaned by consumers from a
distance, affording them time to r e f l e c t on i ts
contents before they reach the door o f the vendor.
The sign may be read by consumers who would be
r e l u c t a n t to a ccept a h a n d b i l l , or who would
take a l e a f l e t but only read i t , i f at a l l ,
a f t e r they had l e f t the v e n d o r ' s prem ises . A
two foot square sign, which o ften consists of a 50
cent p ie c e o f cardboard on which the p i c k e t
has hand written his or her message, i s among the
most modest c o n c e iv a b le methods o f w r i t t e n
communication. The use o f such s igns i s a
universal ly available method o f written speech,
access ib le to the vast majority o f the population
unable to a f ford the mult imil lion d o l lar adver-
t i s in g campaigns approved in First National Bank
and Buckley, or to buy and e d i t o r ia l i z e through
- 44 -
the newspaper involved in M i l l s , and even to those
so impecunious that they cannot a fford to print
h a n d b i l l s or l e a f l e t s . I f there i s a s e r io u s
imbalance o f communicative a b i l i t y between such a
sign in the hands o f a lone p icket , and a corp
orate employer or vendor which can spend mil l ions
o f do l lars on sophist icated radio , t e l e v i s i o n and
newspaper advertisements promoting i t s goods or
serv ices , that imbalance surely i s not one which
favors the sign.
For some, p a r t i c u l a r l y union members or
s u p p o r t e r s , a p i c k e t l i n e may be v e s te d with
specia l importance. For them, though c lea r ly not
f o r o t h e r s , " [ t ] h e l o y a l t i e s and responses
evoked and exacted by p i c k e t l i n e s are un l ik e
those fo l lowing from appeals by printed word".
Hughes v. Super ior C ou rt , 339 U.S. 460, 464-5
(1950). But i f certa in individuals have a par
t i c u la r sense o f loya lty evoked by a picket l ine ,
that is not because human beings are born with
an i n s t i n c t i v e r e s p e c t f o r p i c k e t l i n e s . On
the contrary, a picket line in 1800 would have
provoked no part icu lar response other than public
c u r io s i t y , and today an anti-union picket line
ob ject ing that an employer hired union members
- 45 -
would not provoke the r e a c t i o n r e f e r r e d to
in Hughes. The public response to a picket line
i s o b v i o u s ly dependent on the i d e n t i t y o f the
pickets and the content o f their message.
Any s p e c i a l r e s p e c t a ccorded union p i c k e t
lines is the result o f a century o f argument and
debate, repeated within each generation, as to
whether working men and women ought to support one
another during periods o f labor negotiations and
str ik es . Advocates o f the union movement have
urged their members and others that improvements
in the terms and condit ions o f employment require
such outside assistance, and that individuals not
d i r e c t ly involved in the dispute could or should
re ly on the union concerned to se le c t appropriate
goals or t a c t i c s . The correctness or wisdom o f
such assoc iat iona l or id e o log ica l lo y a l t ie s are
not matters into which the government can inquire.
Loyalty to a union, or the union movement, and
d e fe r e n c e to i t s v iew s , are not d i f f e r e n t in
p r in c ip le from similar l o y a l t ie s and deference to
one 's employer, the chamber o f commerce, a p o l i t i
ca l party , or a r e l ig iou s organization. Much of
the free speech which occurs in our so c ie ty is
d i r e c t e d at producing j u s t such a l l e g i a n c e s .
- 46
To implement t h i s l o y a l t y unions have f o r
years sought with some success to e s t a b l i s h
the picket l ine as the generally accepted method
by which a labor organization indicates to i t s
supporters that i t wishes them to take some act ion
with regard to the s i t e involved. In an ea r l ie r
era unions used d i f fe ren t methods, such as hand-
. . . . 11/b i l l s , ---- or urging su p p or te rs to p a t r o n iz e
only s t o r e s d i s p la y in g a union card in t h e i r
windows. International Brotherhood o f Teamsters
v Hanke, 339 U.S. 470 (1950). Today the Inter
national Ladies Garment Workers Union broadcasts
commercials urg ing consumers to " l o o k f o r the
union l a b e l " , in the hope they w i l l buy on ly
clothes which have such a labe l . These devices
are s imilar to the forms o f communicative short
hand used by o th er o r g a n iz a t io n s and i n s t i
tutions .
When union l a b e l s , union ca rd s , or union
p i c k e t l i n e s are extrem ely e f f e c t i v e methods
o f communication, that is not because l a b e l s ,
cards, or picket lines have some mysterious and
talismanic s ig n i f i ca n ce , but because management
11/ See M. B. Schnapper, American Labor: A
P ic t o r ia l Social History, 245-47 (1972).
- 47 -
has for the time being lost the debate for the
l o y a l t i e s o f the American p u b l i c concern in g
labor disputes in general, or as to the particular
la b or d isp u te in v o lv e d . To the extent that
management has los t the debate regarding whether
consumers should heed the c a l l to act ion signaled
by labe ls , cards or p ickets , the government can no
more seek to compensate for the unpersuasiveness
o f management arguments by forbidding use o f such
signals than i t could seek to compensate for the
momentary unpopularity o f the Democratic party by
forbidding Republicans from d is c lo s in g the party
to which they belonged.
- 48
CONCLUSION
For the above reasons Carpenters and Joiners
Union v. R i t t e r ' s Cafe, 315 U.S. 722 (1942), should
be overruled. Section 8( b ) ( 4 ) ( i i ) o f the National
Labor Relations Act, insofar as i t forbids peace
ful picketing advocating lawful conduct, should
be d e c la r e d u n c o n s t i t u t i o n a l . A c c o r d in g ly ,
the judgment o f the Court o f Appeals should be
affirmed.
Respectfully submitted,
JACK GREENBERG
ERIC SCHNAPPER
Suite 2030
10 Columbus Circle
New York, New York 10019
Attorneys for Amicus Curiae
MEILEN PRESS INC. — N. Y. C. 219