Williams v. E.I. Dupont De Nemours Brief for Appellee
Public Court Documents
January 1, 1980
Cite this item
-
Brief Collection, LDF Court Filings. Williams v. E.I. Dupont De Nemours Brief for Appellee, 1980. 7b9c9e29-c99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/07f29bf1-c9e8-45b1-98ae-413ee817d3d0/williams-v-ei-dupont-de-nemours-brief-for-appellee. Accessed November 23, 2025.
Copied!
rl'
■; - •; ...-■' '"■ " -/ V;' "' - ■ ' . ■ - ' | X
\ \ y JOHN R. WILLIAMS^ et"'al.' : '/. ! . APPELLANTS
APPELLEES
APPELLANT
APPELLEES
f\- -:v ..v: . ,— -— :----.•<’.• .• v4'"•••••'••’' .'■}■'■■—, ; •••£•.' '
UNITED
•APPEAL FROM THE ’
tfB S & g !; UNITED STATES DISTRICT COURT
DISTRICT OF KENTUCKY
DIVISION
v. S ® ■' ”■ & Attorneys for E. I.-duPont
f S - Ss''• ; : de Nemours & Company c".
OF COUNSEL:
rvJoKn./F;feLawless > : ■ :W $ 0 k ^ ■
" ■ •• ••
•. i v . u u r u i i L u e n e m o m s • <x to rn
v-./ r:i': ' v Wilmington, Delaware 19898
: * , . y
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES..................................... ii-iv
INTRODUCTION ............................................. 1
COUNTERSTATEMENT OF ISSUES PRESENTED .................... 2
COUNTERSTATEMENT OF THE C A S E ............................. 3-15
ARGUMENT
I. Section 703(h) of Title VII Immunizes
duPont's Seniority System from All of
Appellants' Attacks upon It___________ . . . . 16-38
A. Section 703(h) of Title VII Immu
nizes Seniority System from the
Claim That They Perpetuate Past
Discrimination . . . . 16-23
B. The duPont Seniority System Is Not
Pretextual, But Is a Bona Fide Sen
iority System Created by the Normal
Processes of Collective Bargaining . . . 24-36
C. Reliance upon 42 U.S.C. §1981 Cannot
Avoid the Immunity Granted by §703(h)
of Title VII as Construed in Teamsters. . 37-38
II. Williams' Claim as to Testing Require
ments for Promotions Is Barred by Evans
v. United Air Lines . . . 39-40
Ill. The EEOC's Contentions as to Hiring Are
Barred Because They Are Beyond the Scope
of Its Determination . . • 40-46
CONCLUSION 46
►
TABLE OF AUTHORITIES
Acha v. Beame, 570 F.2d 57 (2nd Cir. 1978)............. 23
California Brewers Ass'n v. Bryant, ____ U.S. ____, 63
L .Ed.2d 55 (1980)........................................ 36
Chance v. Board of Examiners, 534 F.2d 993 (2d Cir.
1976), cert, denied, 431 U.S. at 965, 53 L.Ed.2d
1060, 97 S.Ct. 2920 (1977)............................. 37
Croker v. Boeing Co., (Vertol Div.), 437 F.Supp.
1138 (E.D. Pa. 1977)..................................... 29
Detroit Police Officers Assn1 v. Young, 608 F.2d
671 (6th Cir. 1979) cert, pending....................... 28
Edmonds v. Southern Pacific Trans. Co., 19 FEP 1052
(N.D. Cal. 1979)......................................... 37
EEOC v. Bailey Co., 563 F.2d 439 (6th Cir. 1977),
cert, denied, 435 U.S. 915, 55 L.Ed.2d 506, 98 S.Ct.
1468 (1978).............................................. 41-45
EEOC v. E. I. duPont de Nemours & Co., Chestnut Run,
373 F.Supp. 1321 (D. Del. 1974) aff'd, 516 F.2d
1297 (3rd Cir. 1975).................................... 44
EEOC v. E. I. duPont de Nemours & Co., Chestnut Run,
445 F.Supp. 223 (D. Del. 1978).......................... 22
EEOC v. Federated Mut. Ins. Co., 16 FEP Cases 820
(N.D. Ga. 1977).......................................... 43-46
EEOC v. Honeywell, Inc., 73 FRD 496 (N.D. 111. 1977)... 44
EEOC v. Kimberly-Clark Corp., 511 F.2d 1352
(6th Cir. 1975), cert, denied, 423 U.S. 994,
46 L.Ed.2d 368, 96 S.Ct. 420.............................. 44
EEOC v. National Cash Register Co., 405 F.Supp.
562 (N.D. Ga. 1975)...................................... 44
Ferguson v. Mobil Oil Corp., 443 F.Supp. 1334
(S.D.N.Y. 1978), aff'd, 607 F.2d 995 (2nd Cir. 1979)... 44
Fisher v. Procter & Gamble Mfg. Co., 613 F.2d 527
(5th Cir. 1980).......................................... 22, 23
Fovler v. Birmingham News Co., 608 F.2d 1055 (5th
Cir. 1979)............................................... 39
Cases Page
[ii]
Cases Page
Garner v. E. I. duPont de Nemours & Co.,
2 FEP Cases 60 (W.D. Ky. 1969).......................... 7
General Telephone Co. v. EEOC, ____ U.S. _____ ,
48 U.S.L.W. 4513 (May 12, 1980)......................... 44
Griffin v. Copperweld Steel Co., 22 FEP Cases 1113
(N.D. Ohio 1979)......................................... 29, 30
Harris v. Anaconda Aluminum Co., 479 F.Supp. 11
(N.D. Ga. 1979).......................................... 33
Hodge v. McLean Trucking Co., 607 F.2d 118 (5th
Cir. 1979)............................................... 39
International Brotherhood of Teamsters v. United
States, 431 U.S. 324, 52 L.Ed.2d 396, 97 S.Ct.
1843 (1977).............................................. 14, 16-25, 28,
31, 32, 34, 35,
37, 38, 40
James v. Stockham Valves & Fittings Co., 559
F .2d 310 (5th Cir. 1977), cert, denied, 434 U.S.
1034, 54 L.Ed.2d 781, 98 S.Ct. 767 (1978).............. 24, 25
Johnson v. Ryder Truck Lines, Inc., 575 F.2d 471
(4th Cir. 1978) cert, denied, 440 U.S. 979, 60 L.Ed.2d
239, 99 S.Ct. 1785 (1979)............................... 37
Laugesen v. Anaconda Co., 510 F.2d 307 (6th Cir. 1975). 27
McDonnell Douglas Corp.v. Green, 411 U.S. 792, 36
L .Ed.2d 668, 93 S.Ct. 1817 (1973)....................... 27
Morelock v. NCR Corp., 586 F.2d 1096 (6th Cir. 1978)
cert, denied, 441 U.S. 906, 60 L.Ed.2d 375, 99 S.Ct.
1995 (1979).............................................. 23, 27
Patterson v. American Tobacco Co., 586 F.2d 300
(4th Cir. 1978)................... 23
Pettway v. American Cast Iron Pipe Co., 576 F.2d 1157
(5th Cir. 1978) cert, denied, 439 U.S. 1115,
59 L.Ed.2d 74, 99 S.Ct. 1020 (1979).................... 37, 38
Quarles v. Phillip Morris, Inc., 279 F.Supp. 505
(E.D. Va. 1968).......................................... 8
Queen v. Dresser Industries, Inc., 21 FEP 761
(D.Md. 1978)............................................. 37
[iii]
Cases Page
Sears v. Atchison, Topeka & Santa Fe Ry.Co., 454
F.Supp. 158 (D.Kan. 1978)............................... 34
Swint v. Pullman-Standard Co., 17 FEP Cases 730
(N.D. Ala. 1978)......................................... 25, 33
Trabucco v. Delta Airlines, 590 F.2d 315 (6th
Cir. 1979)................ ............................... 39
Trans World Airlines, Inc, v. Hardison, 432 U.S.
63, 53 L.Ed.2d 113, 97 S.Ct. 2264 (1977)............... 28, 29, 35
United Airlines, Inc, v. Evans, 431 U.S. 553,
52 L.Ed. 2d 571, 97 S.Ct. 1885 (1977)................... 14, 16, 20-24
28, 33, 34,
39 - 40
U.S. v. East Texas Motor Freight System, 564 F.2d 179
(5th Cir. 1977).......................................... 37
Washington v. Davis, 426 U.S. 229, 48 L.Ed.2d 597,
96 S.Ct. 2040 (1976)..................................... 28
Waters v. Wisconsin Steel Works of International
Harvester Co., 502 F.2d 1309 (7th Cir. 1974) cert,
denied 425 U.S. 997, 48 L.Ed.2d 823, 96 S.Ct.
2214 (1976).............................................. 37
Watkins v. United Steel Workers, Local 2369, 516
F .2d 41 (5th Cir. 1975).................... ............ 37
Williams v. DeKalb County, 577 F.2d 248, modified,
582 F.2d 2 (5th Cir. 1978).............................. 29
Winfield v. St. Joe Paper Co., 20 FEP Cases 1103
(N.D. Fla. 1979)......................................... 25, 26, 29-
30, 33
Younger v. Glamorgan Pipe & Foundry Co., 20 FEP
Cases 776 (W.D. Va. 1979) aff'd, No. 79-1492 (4th
Cir. , May 9, 1980)....................................... 22
Statutes
Civil Rights Act of 1866, 42 U.S.C. §1981.............. 29, 37-38
Title VII of the Civil Rights Act of 1964,
42 U.S.C. §2000e-2 (h).................................... 18, 27
[iv]
IN THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
NO. 80-3177
JOHN R. WILLIAMS, et al. APPELLANTS
v.
E. I. duPONT de NEMOURS
& COMPANY, et al. APPELLEES
consolidated with
NO. 80-3176
EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION APPELLANT
v.
E. I. duPONT de NEMOURS
& COMPANY, et al. APPELLEES
BRIEF FOR APPELLEE,
E . I. duPONT de NEMOURS & COMPANY
May It Please the Court:
This is a Title VII case in which a class of 134
black employees and the EEOC have each asserted that the
collectively bargained seniority system administered by
duPont and the Union perpetuates the effects of past dis
crimination. The District Court entered summary judgment,
correctly concluding that intervening decisions of the U.S.
Supreme Court preclude granting Appellants' claims for
relief.
COUNTERSTATEMENT OF ISSUES PRESENTED
The questions presented by this appeal are:
1. Did the District Court properly enter summary judgment
on Appellants' claim that duPont's seniority system
perpetuates past discrimination?
2. Did the District Court properly enter summary judgment
on Appellants' claim that duPont's seniority system is
not bona fide within the meaning of §703(h) of Title
VII, 42 U.S.C. §2000e-2(h)?
3. Did the District Court properly enter summary judgment
on so much of Williams' complaint as was based juris-
dictionally upon 42 U.S.C. §1981?
4. Did the District Court properly conclude that Williams'
charge as to duPont's testing for promotions was barred
by the 180 day statute of limitations for filing
charges with the EEOC?
5. Did the District Court property conclude that so much
of the EEOC's complaint as contests duPont's current
hiring practices is barred because it was beyond the
scope of the EEOC's investigation, determination and
conciliation and was not like or related to the claims
alleged in the charges?
DuPont submits that each of these questions must be answered
affirmatively, and therefore that the summary judgment must
be affirmed in all respects.
2
COUNTERSTATEMENT OF THE CASE
DuPont's Louisville Works was opened in 1942 as a
United States Government installation [App. p. 572]. As
with many defense plants opened during World War II, the
Louisville Works was transferred by the government to the
private sector some time after the conclusion of that War
[Id.].
On December 23, 1953, the Neoprene Craftsmen Union
was certified by the National Labor Relations Board as the
bargaining representative of persons employed by duPont in
the appropriate bargaining unit [App. p. 276]. The first
collective bargaining agreement between duPont and the Union
was effective April 16, 1954 [App. p. 114 and 608]. That
agreement contained a typical seniority system for the
allocation of employment perquisites on the basis of con
tinuous service with the company.
The agreement recognized both plant seniority and
unit seniority and specifically provided that for the first
six months after an employee transferred into a new unit,
his seniority protection for purposes of promotion within
and layoff from the unit commenced only with his date of
entry into the unit. After six months' continuous service
in the unit, his unit seniority became synonomous with his
plant seniority. Accordingly, any employee chosen to trans
fer into a new unit suffered a diminution of seniority
I
/
3
protection for six months following his transfer. Further
more, the agreement made no provision for transfer between
units on the basis of seniority. Under the 1954 agreement
such transfers were decisions made by management.
The second collective bargaining agreement between
duPont and the Union, which became effective on April 16,
1956, built upon the typical seniority system incorporated
in the initial, 1954 agreement [App. pp. 120-21]. Specif
ically, management surrendered its prerogative of deciding
transfers and agreed to a contractual provision permitting
bidding on job unit transfers using plantwide seniority as
one of the criteria by which the successful bidder would be
chosen [App. pp. 48-49]. In addition to plantwide seniority
pursuant to this seniority system, however, duPont also
required a high school diploma for transfer into certain of
its job units and required a passing score on the then-
prevailing written tests [App. p. 118]. Promotions within
the various job units, as well as some job benefits (such as
vacation schedules), continued to be governed by unit
seniority.
third collective bargaining agreement between duPont and the
Union, which became effective on April 16, 1958 [App. p.
117]. It was this agreement which, for the first time,
created Master Seniority Divisions denominated Engineering,
Operations, Utility and Classified. Bidding on transfers to
The seniority system was further altered by the
4
new job units, as well as protection against layoff, con
tinued to be governed by plantwide seniority; and promotions
within any of the job units in the four Divisions, as well
as certain fringe benefits, continued to be governed by unit
seniority. The 1958 agreement fixed unit seniority accord
ing to the roster in effect on May 18, 1956, and any unit
seniority earned thereafter. This system of Master Division
Seniority prevailed, with only minor changes, in the ensuing
collective bargaining agreements effective April 16, 1961,
February 15, 1963, February 15, 1965, September 23, 1968,
and April 20, 1971. Accordingly, this was the system in
effect when the charges which initiated this litigation were
filed with the EEOC in 1971.
The present effect of this seniority system upon
the 134 black persons who are members of the Williams class
arises from two of duPont's prior employment practices.
First, for a period of time prior to the effective date of
Title VII, duPont assigned all its newly hired black em
ployees to a group of jobs informally known as "classified"
which, in the 1958 agreement, became the Classified Sen
iority Division [Id.]. This disparate treatment has long
since been discontinued, but Appellants allege it is cur
rently perpetuated by the provisions of the otherwise neu
tral seniority system described above. Second, the now-
discontinued requirement of a high school diploma for trans
fer into the Engineering and Operations Master Seniority
5
Divisions, together with the written tests which were then
administered as prerequisites to such transfers, are alleged
by Appellants to have had a disparate impact upon black
employees; and Appellants allege this disparate impact is
also perpetuated today by the operation of the otherwise
neutral seniority system described above.
DuPont's seniority system was first attacked in
1968 when charges were filed by several of its black em
ployees with the Equal Employment Opportunity Commission
[App. pp. 28-37]. Upon receipt of a right-to-sue letter
from the Commission, suit was filed by these employees
against both duPont and the Union on October 1, 1968 [Id.].
On November 15, 1968, the District Court referred
the matter to the Kentucky Commission on Human Rights for an
investigation and an attempt to conciliate the matter. The
Kentucky Commission filed a report with the District Court
in which it said the following:
After numerous joint meetings with the Plain
tiffs, the Company and the Union, as well as a
series of individual meetings with each of the
named parties, it was generally agreed by all
parties and the Commission that since 1956 when
the Company and the Union negotiated a provision
in their Collective Bargaining Agreement providing
for transfer from Division to Division by a bid
ding process, there has been no evidence of any
violation of Title VII of the Civil Rights Act of
1964. However, in an attempt to make any and all
adjustments for the members of the class repre
sented by the Plaintiffs, who were hired prior to
the establishment of the bidding process in 1956,
and who, therefore, were or could have been ad
versely affected by the lack thereof, the under
signed met with the Plaintiffs and the Company to
6
study ways resolving and conciliating the matter.
[App. p. 277.]
The conciliation efforts of the Kentucky Commission resulted
in a judgment tendered to the District Court jointly by
counsel for the Plaintiffs and counsel for duPont on July
10, 1969 [App. pp. 267-71]. In substance, members of the
class of black persons employed by duPont prior to the
effective date of Title VII were entitled by the judgment to
use their plant seniority in a number of ways so that the
allegedly disparate impact of the seniority system was
considerably lessened as to them. See, Garner v . E . I.
duPont de Nemours & Co., 2 FEP Cases 60 (W.D. Ky. 1969). An
appeal was taken from this judgment by some members of the
class (including some of the named plaintiffs who were
represented by some of the same counsel as are representing
them in this case), but the appeal was dismissed by this
Court on November 28, 1979 [App. p. 275].
Despite the provisions of the judgment entered by
the District Court in 1969, the Appellant Williams filed a
charge with the EEOC on January 13, 1971 [App. pp. 209-10].
In May of 1971, another 17 charges were filed with the EEOC
[App. pp. 211-30], and they were all consolidated for in
vestigation and conciliation by the EEOC [App. pp. 326-28].
Not one of these 18 charging parties claimed that he had
been denied a particular promotion or job benefit because of
his race within the 180 days preceding his charge. Instead,
7
each of the 18 complained that the seniority system al
legedly perpetuated discriminatory practices which had
occurred long prior to the filing of his charge. In fact,
13 of the charges were worded identically:
Past discriminatory practices in job opportunities
perpetuate in present opportunities for Negroes as
a class. I have been discriminated agianst [sic]
because of past discriminatory practices which
denied Negroes as a class, job opportunities and
now perpetuate as a disadvantage to negroes [sic].
[App. pp. 216-30.]
On October 20, 1972, the EEOC issued its Determi
nation based upon its investigation of these individuals'
charges. Like the charges, the Determination focused upon
the allegation that the seniority system perpetuated past
discrimination. Citing the seminal decision in Quarles
v. Phillip Morris, Inc., 279 F.Supp. 505 (E.D. Va. 1968),
the EEOC determined that the initial placement of newly
hired black individuals in the Classified Master Seniority
Division, together with the prohibitions against transfer
which existed prior to 1956 and the impediments imposed upon
transferring from that Division after 1956, constituted
discrimination against the black employees which was being
perpetuated into the present day by the otherwise neutral
seniority system which had been collectively bargained
between duPont and the employees' Union [App. pp. 326-28].
In July, 1973, Williams filed suit on behalf of a
class defined in his Complaint as "134 Negro employees of
8
Defendant company whose plant-wide seniority dates are prior
to July 2, 1965" [App. pp. 11-15]. Obviously, the class
which Mr. Williams sought to represent was identical to the
class which Mr. Garner had represented in the case which was
reduced to judgment in 1969 through a decree which sig
nificantly altered duPont's seniority system in favor of
those 134 employees.
Meanwhile, the seniority system was being attacked
by yet another instrumentality of the United States govern
ment, namely, the U.S. Atomic Energy Commission. The AEC
was acting as compliance agent for the Office of Federal
Contract Compliance in enforcing Executive Order 11246.
DuPont negotiated with the AEC in an attempt to conciliate
this allegation, just as it had conciliated Garner's alle
gations in district court a few years before [App. pp.
44-63]. The result of the conciliation between duPont and
the AEC was that all of the 134 black employees were per
mitted to use their plant seniority date as their Master
Division and unit seniority dates so that the previous
"lock-in" effect of the system was eradicated as to the
whole class. Only benefit seniority (such as vacation
schedules) was thereafter governed by unit seniority for
these 134 blacks.
This settlement was embodied as an express provi
sion of the collective bargaining agreement effective March
22, 1974. That agreement, and all ensuing agreements,
9
provided in §20 of Article IV the following provisions for
the 134 black employees who were members of the class in
both Garner and the present litigation:
The 134 black employees hired prior to August 27,
1962 shall have Master Division Seniority and Unit
Seniority equal to Plant Seniority for the purpose
of promotion to (except for those who do not
qualify on a medical basis), demotion from and
layoff from jobs in wage grades 9 and 10 (but not
for other purposes) job vacancies in these wage
grades to be filled on this basis after exhaustion
of call-back lists, using minimum qualifications
of the current job incumbents. [App. pp. 123-24.]
This agreement between the AEC and duPont was
consummated in February of 1973. Within four months, Wil
liams filed this class action in the District Court attack
ing the seniority system anew [App. pp. 11-15]. Four months
after that, the EEOC filed its bureaucratically drafted
boilerplate complaint which accuses the defendants of vio
lating Title VII in every imaginable respect [App. pp.
64-68]. The two cases were were ultimately consolidated for
pretrial proceedings [App. p. 330], and discovery ensued.
In their briefs, both Appellants have unabashedly
accused duPont of obstructing the discovery process [EEOC's
Brief, p. 6; Williams' Brief, pp. 14-15]. Of course, this
is a somewhat tangential point (although the EEOC seems to
contend that the alleged deficiencies in discovery are
sufficient, standing alone, to warrant reversal of the
summary judgment) [EEOC's Brief, p. 6]. Nevertheless, the
10
falsity of the Appellants' assertion deserves specific
attention.
First, there is no question that duPont found some
of the Appellants' discovery requests to be onerous or ir
relevant, and duPont used the appropriate procedures pro
vided by the Civil Rules to register those objections [App.
pp. 392-98 and pp. 420-40]. Significantly, the District
Judge upheld duPont in at least some of these objections
[App. pp. 399-400]. It is also notable that duPont was not
alone in objecting to discovery requests. Indeed, the EEOC
sought to totally prevent duPont from deposing any employees
of the EEOC and to limit duPont's discovery to written
interrogatories and produced documents [App. pp. 90-92 and
pp. 93-103]. Of course, such objections to discovery are
routine. Indeed, the routine nature of such objections is
precisely the point. For the Appellants to attempt to make
such routine procedural matters into a separate appellate
issue is, to say the least, an overstatement.
Furthermore, the volume of information supplied by
duPont to the Appellants on discovery completely refutes the
obstructionist motives which Appellants attempt to attribute
to duPont. In the aggregate, - the Williams class and the
EEOC served five sets of interrogatories upon duPont con
taining literally hundreds of inquiries [App. pp. 69-71, pp.
331-339, pp. 387-91, pp. 442-48 and pp. 493-99]. In addi
tion, Requests to Admit were served upon duPont, to which
11
duPont appropriately responded [App. pp. 104-112 and pp.
113-35]. The information supplied by duPont to the Ap
pellants includes at least two computer printouts compiled
by duPont for Appellants' use [App. pp. 359-83 and pp.
473-92].
In addition, duPont responded to a request to
produce all of its raw data relating to each transfer by
each individual employee from 1950 to date by making that
information available for inspection by attorneys for Ap
pellants [App. p. 403]. That voluminous information, which
was not computerized and was therefore manually compiled by
duPont, was made available on January 19, 1977, but no
attorney for either the class or the EEOC made any effort to
examine any of that information for a period of two years
after it was made available [App. pp. 420-23 and p. 466].
Similarly, the objections made by duPont to certain discov
ery requests went unchallenged by the EEOC for four years
before a motion to compel discovery was filed with the Court
by the EEOC [App. p. 405]. In light of these facts, the
implication which Appellants seek to convey of duPont ob
structing their vigorous discovery is something less than
accurate.
Indeed, Appellants' lack of fidelity to the Record
in this case is so egregious as to require some additional,
separate comments. Both Appellants' briefs engage in mis
statements and slanting of facts in an attempt by innuendo
12
to make it appear that duPont is guilty of active, present-
day discrimination. For example, the EEOC's brief asserts
that "no black employee had been hired into" the Engineering
Seniority Division prior to 1972 [EEOC's Brief, pp. 7-8].
The fact is that no white employee had been hired into that
Division prior to 1972, either. The reason, as the EEOC
well knows from the Record in this case, is that all va
cancies in the Engineering Division were filled by bidding
pursuant to the seniority system and no one was newly hired
into that division [App. p. 593]. Similarly, both the EEOC
and the Williams class infer that white employees were
permitted to transfer into the Engineering and Operations
Divisions without taking the test which black employees were
required to take as a prerequisite to a transfer [EEOC
Brief, p. 8; Williams Brief, p. 5]. The facts, as the
Appellants' know from the Record in this case, are that no
employee — black or white — was permitted to transfer into
those divisions after 1956 without taking the requisite test
[App. p. 118]. Finally, the Williams Brief attempts to
distinguish between the 134 black employees covered by the
prior conciliation agreements and other black employees
hired by duPont 25 years ago in an attempt to paint a pic
ture of the current condition at duPont as being highly
discriminatory:
Thus, except for the limited relief provided for
134 persons since 1973, a black employee who was
13
hired into the segregated Classified Seniority-
Division 25 years ago and who now wishes to trans
fer to a job in another division will have less
Unit and Master Division Seniority in the new unit
than either a white employee who was also hired 25
years ago or a white employee who was hired into
that unit yesterday. As a result, each of those
white employees will be given preference over the
25-year black employee in promotion, demotion,
bumping, recall, overtime listing, work schedules,
vacation schedules and job retention within the
unit. [Williams Brief, p. 8.]
The fallacy of this florid assertion is that there are no
black employees who were hired at duPont 25 years ago other
than the 134 employees who are covered by the Garner judg
ment and the AEC conciliation agreement and the special
provision in all collective bargaining agreements since
1974. For those 134 employees, plant seniority is the only
competitive seniority criterion. Consequently, none of them
are today "locked into" the Classified Division. What this
case involves is claims for back pay by those 134 employees
for promotions allegedly lost prior to the 1973 conciliation
with the AEC, not any attempt to further modify the sen
iority system for them.
While discovery was being pursued by the parties,
the United States Supreme Court decided International Broth
erhood of Teamsters v. United States, 431 U.S. 324, 52
L.Ed.2d 396, 97 S.Ct. 1843 (1977) and United Air Lines, Inc,
v. Evans, 431 U.S. 553, 52 L.Ed.2d 571, 97 S.Ct. 1885 (1977).
Since those two decisions completely disposed of both the
Williams and EEOC complaints against duPont's seniority
14
system, duPont filed a motion for summary judgment [App. pp
507-13]; and the district court granted that motion [App. p
530]. This appeal followed.
15
ARGUMENT
I. Section 703(h) of Title VII Immunizes
duPont's Seniority System from All of
Appellants' Attacks upon It___________
A. Section 703(h) of Title VII Immu
nizes Seniority System from the
Claim That They Perpetuate Past
Discrimination____________________
The central issue in this case is, and always has
been, Appellants' charge that duPont's seniority system
violates Title VII because it perpetuates the effects of
discriminatory practices formerly employed at the Louisville
Works. The U.S. Supreme Court has now dealt a mortal blow
to that theory with its companion decisions in Teamsters,
supra, and Evans, supra; and Appellants' briefs are there
fore devoted to desperate attempts to evade the obvious
application of those decisions to this case. However, an
understanding of the Teamsters and Evans holdings leaves no
doubt as to the correctness of Judge Ballantine's conclusion
that those decisions completely dispose of Appellants'
complaints.
In Teamsters, as in this case, the EEOC sued an
employer and its union alleging that the company had dis
criminated against Negroes (and Spanish-surnamed persons)
prior to the enactment of the Civil Rights Act of 1964 by
assigning them to lower-paying, less desirable jobs. The
seniority system allegedly perpetuated the effects of this
16
pre-Act discrimination by discouraging transfers from those
lower-paying job units to the better-paying job units.
The seniority system in Teamsters was similar to
duPont's seniority system. Seniority for purposes of calcu
lating fringe benefits such as vacations and pensions was in
Teamsters measured from the date the person was employed by
the company. However, for competitive purposes such as
promotion and layoff, seniority in Teamsters was calculated
only from the date the employee entered the particular
seniority unit in which the job opening existed or the
layoff occurred. The plaintiffs in Teamsters, like the
plaintiffs herein, alleged that this type of seniority
system discriminated against them because they would lose
competitive seniority if they transferred to another sen
iority unit.
In Teamsters, the district court and the court of
appeals found that this system violated Title VII because it
"locked" minority workers into the inferior job positions
discriminatorily assigned to them before Title VII was
enacted. "The linch-pin of the theory embraced by the
District Court and the Court of Appeals" [431 U.S. at 344]
was that an employee who was placed in a bargaining unit as
a result of discriminatory hiring practices could never
catch up to his fellow emloyees who were not discriminated
against, and that the seniority system was therefore a
continuing violation of Title VII.
17
However, the lower courts' analysis and holdings
were contrary to an express statutory provision which Con
gress had inserted into Title VII to protect seniority
systems from precisely this kind of attack. Section 703(h)
provides in pertinent part:
Notwithstanding any other provision of this
title, it shall not be an unlawful employment
practice for an employer to apply different stan
dards of compensation, or different terms, condi
tions, or privileges of employment pursuant to a
bona fide seniority or merit system, ... provided
that such differences are not the result of an
intention to discriminate because of race, color,
religion, sex, or national origin.... 42 U.S.C.
§2000e-2(h).
Accordingly, in Teamsters the Supreme Court re
versed the lower courts. The Supreme Court read §703(h) to
be a grant of immunity to seniority systems such as the one
involved in Teamsters and the one involved in the present
case. The Supreme Court was well aware of the "lock-in
effect" by which seniority systems perpetuate the effects of
past discrimination. However, as the Court stated:
[Bjoth the literal terms of §703(h) and the legis
lative history of Title VII demonstrate that
Congress considered this very effect of many
seniority systems and extended a measure of im
munity to them. 431 U.S. at 350.
The Court reviewed the legislative history of Title VII in
general and §703(h) in particular, and quoted from the
Congressional Record as follows:
18
Title VII would have no effect on established
seniority rights. Its effect is prospective and
not retrospective. Thus, for example, if̂ a busi
ness has been discriminating in the past and as a
result has an all-white working force, when the
title comes Into effect the employer1s obligation
would be simply to fill future vacancies on a
non-discriminatory basis. He would not be
obliged — or indeed, permitted — to fire whites
in order to hire Negroes, or to prefer Negroes for
future vacancies, or, once Negroes are hired, to
give them special seniority rights at the expense
of the white workers hired earlier.
Title VII would have no effect on seniority rights
existing at the time it takes effect. If, for
example, a collective bargaining contract provides
that in the event of lay-offs, those who were
hired last must be laid off first, such a provi
sions would not be affected in the least by Title
VII. This would be true even in the case where
owing to discrimination prior to the effective
date of the title, white workers had more sen
iority than Negroes. 431 U.S. at 350-51 (emphasis
m original).
The Court then stated its holding as follows:
In sum, the unmistakable purpose of §703 (h)
was to make clear that the routine application of
a bona fide seniority system would not be unlawful
under Title VII. As the legislative history
shows, this was the intended result even where the
employer's pre-Act discrimination resulted in
whites having greater existing seniority rights
than Negroes. Although a seniority system in
evitably tends to perpetuate the effects of pre-
Act discrimination in such cases, the congres
sional judgment was that Title VII should not
outlaw the use of existing seniority lists and
thereby destroy or water down the vested seniority
rights of employees simply because their employer
had engaged in discrimination prior to the passage
of the Act.
19
Accordingly, we hold that an otherwise neu
tral, legitimate seniority system does not become
unlawful under Title VII simply because it may
perpetuate pre-Act discrimination. Id. at 352-54
(emphasis added).
The import of the Teamsters holding for the pres
ent case is obvious. Appellants' theory in this case is
identical to the EEOC's theory in Teamsters. Accordingly,
the District Court's entry of summary judgment should be
affirmed.
The effect of Teamsters on the present litigation
becomes more compelling when Teamsters is read in conjunc
tion with United Airlines, Inc, v. Evans, supra, which was
decided on the same day Teamsters was decided.
In Evans, a female flight attendant was forced to
resign her position in 1968 due to her pregnancy. She was
rehired as a new employee in February, 1972, but no sen
iority credit was given for her prior employment. One year
later (February, 1973), she filed charges with the EEOC
alleging that United's seniority system discriminated
against her because of her sex. Her theory was that her
discharge due to pregnancy in 1968 was discriminatory and
that the failure to give her seniority credit for this prior
service perpetuated that discrimination. The Supreme Court
was unpersuaded by her arguments, saying:
Respondent is correct in pointing out that
the seniority system gives present effect to a
20
past act of discrimination. But United was en
titled to treat that past act as lawful after
respondent failed to file a charge of discrimina
tion within 90 days then allowed by §706(d). [Now
180 days under §706(e).] A discriminatory act
which is not made the basis for a timely charge is
the legal equivalent of a discriminatory act which
occurred before the statute was passed. It may
constitute relevant background evidence in a
proceeding in which the status of a current prac
tice is at issue, but separately considered, it is
merely an unfortunate event in history which has
no present legal consequences 431 U.S. at 558
(emphasis added).
[S]uch a challenge to a neutral system may not be
predicated on the mere fact that a past event
which has no present legal significance has af
fected the calculation of seniority credit, even
if the past event might at one time have justified
a valid claim against the employer. A contrary
view would substitute a claim for seniority credit
for almost every claim which is barred by limita
tions. Such a result will contravene the mandate
of §703(h). 431 U.S. at 560.
When Teamsters and Evans are read together, it is
clear that allegations that a seniority system perpetuates
the effects of any past discrimination simply fail to state
a claim on which relief may be granted. Indeed, this con
clusion flows from the opinion in Teamsters itself. In
footnote 30 of the Teamsters opinion, the Court held:
The legality of the seniority system insofar
as it perpetuates post-Act discrimination nonethe
less remains at issue in this case, in light of
the injunction entered against the union. Our
decision today in United Airlines v. Evans is
largely dispositive of this issue. Evans holds
that the operation of a seniority system is not
unlawful under Title VII even though it perpetu
ates post-Act discrimination that has not been the
21
subject of a timely charge by the discrimina-
tee.... Section 703(h) on its face immunizes all
bona fide seniority systems, and does not distin
guish between the perpetuation of the pre- and
post-Act discrimination. 431 U.S. at 348 n. 30
[citations omitted].
In fact, in Evans the Seventh Circuit's holding rested on a
purported distinction between perpetuating pre-Act and
post-Act discrimination, but the Supreme Court flatly dis
agreed. 431 U.S. at 560. Thus, the joint holdings in
Teamsters and Evans completely rebuff any attack upon a
seniority system which rests upon the perpetuation theory.
Accord, Fisher v. Procter & Gamble Mfg. Co., 613 F.2d 527,
541 (5th Cir. 1980) and EEOC v . E . I. duPont de Nemours &
Co., Chestnut Run, 445 F.Supp. 223, 248 (D. Del. 1978). As
Judge Butzner of the Fourth Circuit has said:
Accordingly, under the Teamsters rationale a
Plaintiff will not be successful in challenging a
neutral seniority system as violative of Title VII
by merely showing that a past event that has no
legal significance, i.e., pre-Act discrimination
or post-Act discrimination that was not made the
subject of a timely EEOC charge, is being per
petuated by the current operation of a seniority
system. See Evans, 431 U.S. at 560, 14 FEP Cases
at 1513. Younger v. Glamorgan Pipe & Foundry Co.,
20 FEP Cases 776, 784 (W.D. Va. 1979) (Butzner
sitting by designation), aff1d No. 79-1492 (4th
Cir., May 9, 1980 ).
Accordingly, where as here the alleged discrimina
tion occurred more than 180 days before the charge was
filed, "it is merely an unfortunate event in history which
has no present legal consequences." 431 U.S. at 558. The
employee must file a timely charge alleging that he has been
22
discriminated against in the preceding 180 days by the em
ployer's decision on a particular promotion or other
seniority-related job opportunity.1 In this case, none of
the 18 charges alleged discrimination within the preceding
180 days. Each charge relied exclusively upon conduct which
occurred prior to the filing of the charge, and sought to
avoid the 180 day statute of limitations by arguing that the
seniority system was a continuing violation because it
perpetuated the past discrimination. Teamsters and Evans
leave no doubt that Appellees were properly granted summary
judgment on those claims.
Appellants make the incredible contention that, even
after Evans, the lower courts have entertained attacks upon
seniority systems under a continuing violation theory [EEOC
Brief, pp. 20-22; Williams Brief, pp. 38-43]. That is
simply untrue. The courts have recognized that contempo
raneous promotion policies may be attacked if the complain
ant alleges present-day discrimination, as distinguished
from perpetuation of past discrimination. See, e .g., Fish
er v. Procter & Gamble Mfq. Co., supra; and, in those cases,
the 180 day statute of limitations does not begin to run on
the date the policy was first instituted. Morelock v. NCR
Corp. , 586 F .2d 1096 (6th Cir. 1978) cert, denied, 441 U.S.
906, 60 L.Ed.2d 375, 99 S.Ct. 1995 (1979) (ADEA, not
Title VII). Rather, the statute begins to run on the most
recent day on which the policy was applied to the claimant.
See, e . g. , Patterson v. American Tobacco Co., 586 F.2d 300,
304 (4th CirT 1978); Acha v. Beamed 570 F~.2d 57, 65 (2nd
Cir. 1978). But that rule is precisely duPont's position in
this case. Evans bars these Appellants' "perpetuation"
theory and remits them to allegations against policies, if
any, which were applied to Williams (or another charging
party) within 180 days before the charge was filed. Id.
23
B. The duPont Seniority System Is Not
Pretextual, But Is a Bona Fide Sen
iority System Created by the Normal
Processes of Collective Bargaining
In a desperate attempt to evade the clear holdings
in Teamsters and Evans, Appellants have latched onto the
language in §703(h) which limits its grant of immunity to
"bona fide" seniority systems. Consequently, Appellant's
briefs contain lengthy dissertations attacking the bona
fides of this seniority system. The most salient fact,
however, is that neither Appellant's Brief even purports to
deny that duPont's seniority system is neutral on its face,
i.e., that the "lock-in effect" of the unit seniority system
locks-in white employees in the Classified and Utility Divi
sions as well as the black employees in those Divisions.
Nor does either Appellants' brief contend that this sen
iority system is pretextual; both implicitly concede that it
is the product of customary give-and-take between management
and union. Nevertheless, Appellants do contend the system
is not bona fide within the meaning of §703(h).
To support this contention, Appellants rely heavi
ly upon the decisions in cases such as James v. Stockham
Valves & Fittings Co., 559 F.2d 310 (5th Cir. 1977), cert.
denied, 434 U.S. 1034, 54 L.Ed.2d 781, 98 S.Ct. 767 (1978).
In those cases, some lower courts have disingenuously re
sisted the holding in Teamsters by erecting a four-part test
24
for adjudging the bona fides of a seniority system. Under
this test, the Court inquires into the facial neutrality,
rationality, genesis and maintenance of the system in order
to determine its bona fides. The primary fallacy of this
approach is that it rests on obiter dictum in the Teamsters
opinion, not on any holding. Accord, Winfield v. St. Joe
Paper Co. , 20 FEP Cases 1103, 1131 (N.D. Fla. 1979); Swint
v. Pullman-Standard Co., 17 FEP Cases 730, 734 (N.D. Ala.
1978).2
In Teamsters, the sole attack on the seniority
system was the assertion that it perpetuated past discrimi
nation. In order to crystalize that issue, the plaintiffs
stipulated that the seniority system was otherwise bona
fide. It was in the course of pointing out that this issue
was not before the Court that the opinion made the statement
upon which Appellants bottom their argument:
Stockham Valves is also factually distinguishable from
the persent case because, in that case, there was a finding
of fact that the seniority system had been maintained after
the effective date of Title VII for the avowed purpose of
racial discrimination. Accord, Swint v. Pullman-Standard
Co., supra. There is nothing in this record to support even
an inference that these Appellees acted after 1965 with an
intent to structure a racially discriminatory seniority
system.
25
It is conceded that the system did not have its
genesis in racial discrimination, and that it was
negotiated and has been maintained free from any
illegal purpose. In these circumstances, the
single fact that the sytem extends no retroactive
seniority to pre-Act discriminatees does not make
it unlawful. 431 U.S. at 356.
Clearly this passing reference to nonissues was not intended
by the Supreme Court to be an inflexible test by which all
seniority systems are to be adjudged. As the Court said in
Winfield:
It does not appear from Teamsters itself that the
Supreme Court intended to fashion a rigid test
from these four criteria. Rather, these are
matters used to bolster the Court's conclusion in
that case. [Citation omitted.] Considerable
difficulty is entailed by attempting to apply the
four factors to every case, no matter how dissimi
lar to the factual circumstances of Teamsters. 20
FEP Cases at 1131.
Accordingly, the question as to the criteria for adjudging
the bona fides of a seniority system is an open question in
both the Supreme Court and in this Court. In order to
answer that question, one should start with the plain lan
guage of the statute itself.
Section 703(h) provides, insofar as relevant here,
as follows:
Notwithstanding any other provision of this title,
it shall not be an unlawful employment practice
for an employer to apply different standards of
compensation, or different terms, conditions, or
privileges of employment pursuant to a bona fide
26
seniority or merit system, ... provided that such
differences are not the result of an intention to
discriminate because of race.... (emphasis sup
plied) 42 U.S.C. §2000e-2(h).
Given a common sense reading, this provision simply states
that differences in employment conditions are not actionable
if they arise from the application of a nonpretextual sen
iority system and therefore are not actuated by present-day
racial animus on the part of the managerial employee who
3makes the particular employment decision m question. This
common sense reading is directly supported by opinions of
the U .S . Supreme Court.
The similar proviso in the Age Discrimination in Employ
ment Act strongly supports the conclusion that, to Congress,
a non bona fide seniority system is a pretextual system.
That statute, 29 U.S.C. §673(f)(2), provides that it is not
unlawful for an employer to "observe the terms of a bona
fide seniority system ... which is not a subterfuge to evade
the purposes of this chapter." See Morelock v. NCR Corp.,
supra. Of course, the ADEA was originally designed to be
part of Title VII and the resulting parallels between the
two laws often require them to be construed in para materia.
Laugesen v. Anaconda Co., 510 F.2d 307 (6th Cir. 1975).
Accordingly, the Congressional statement in the ADEA that
the seniority system must be proven to be a "subterfuge" is
consistent with a reading of §703(h) which requires a Title
VII plaintiff to prove the seniority system is pretextual.
This allocation of the burden of proof is also con
sistent with the U.S. Supreme Court's leading decision on
burden of proof in Title VII cases, McDonnell Douglas Corp.
v. Green, 411 U.S. 792, 36 L.Ed.2d 668, 93 S.Ct. 1817
(1973). Where, as here, the employer's allegedly discrimi
natory conduct is explained by a legitimate, nondiscrimina-
tory reason (namely, the operation of a facially neutral
seniority system), the burden is on the plaintiff to prove
that reason is in fact "pretext." 411 U.S., at 804.
27
Contrary to Appellants' assertion that §703(h) is
an affirmative defense which allocates to employers the
burden of proving their seniority system is bona fide, the
Supreme Court has squarely held in Trans World Airlines,
Inc, v. Hardison, 432 U.S. 63, 53 L.Ed.2d 113, 97 S.Ct. 2264
(1977) that §703(h) is a provision which delineates the
elements of a claim for relief based on the assertion that a
seniority system violates the Act. Within a mere two weeks
after Teamsters and Evans were announced, the Court in
Hardison held that where "the operation of the seniority
system itself is said to violate Title VII, ... §703(h)
unequivocally mandates that there is no statutory violation
in the absence of a showing of discriminatory purpose." 432
U.S. at 82, n. 13. See also, Teamsters v. U.S., 431 U.S. at
353, n. 38.
The Supreme Court's choice of words in Hardison is
illuminated by its recent decisions concerning burdens of
proof in employment discrimination cases predicated upon 42
U.S.C. §1981. Beginning with Washington v. Davis, 426 U.S.
229, 48 L.Ed.2d 597, 96 S.Ct. 2040 (1976), the Supreme Court
has now held that employees who rely upon §1981 cannot rely
solely upon evidence of disparate impact, but rather must
prove the employer had a "discriminatory purpose," or an
"invidious purpose" or a "segregative intent" for imposing
the questioned employment practice. See, e.g., Detroit Po
lice Officers Ass'n v. Young, 608 F.2d 671, 693 (6th Cir.
28
1979), cert, pending; Williams v. DeKalb County, 577 F.2d
248, modified, 582 F.2d 2 (5th Cir. 1978); Croker v. Boe
ing Co., (Vertol Div.), 437 F.Supp. 1138, 1181 (E.D. Pa.
1977). Thus, when the Supreme Court in Hardison said
§703(h) requires the plaintiff to show "discriminatory
purpose," it was adopting the standard of proof applicable
in §1981 cases; and rightly so since the proviso to §703(h)
says bona fide seniority systems do not violate Title VII
unless the "differences" in employment conditions which are
allegedly racially discriminatory are "the result of an
intention to discriminate because of race...."
Accordingly, an attack upon a promotion made
pursuant to a nonpretextual seniority system, like a suit
under 42 U.S.C. §1981, "requires proof of current discrimi
natory intent." Griffin v. Copperweld Steel Co., 22 FEP
Cases 1113, 1117 (N.D. Ohio 1979) (emphasis added). As the
Court said in Winfield, supra:
There is a great deal of dispute in the present
case whether Title VII places on the plaintiffs
the burden of establishing that a seniority system
is not "bona fide" within the meaning of §703(h),
or whether it requires the defendants to prove the
bona fides of the system as an affirmative de
fense. The district court in Swint v. Pullman-
Standard [citation omitted] analogizing the situ
ation to cases involving the use of ability tests
under the same §703 (h) concluded that this issue
is in the nature of an affirmative defense, re
quiring a defendant to shoulder the burden of
persuasion. Other cases, however, suggest that it
is a part of a plaintiff's case-in-chief to demon
strate that a seniority system is not bona fide.
See Croker v. Boeing Co., 437 F.Supp. 1138, 1187,
29
15 FEP Cases 165 (E.D. Pa. 1977). Cf. Morelock
v. NCR Corp., 580 F.2d 1096, 18 FEP Cases 225 (6th
Cir. 1978) (construing "bona fide seniority sys
tem" provision in Age Discrimination in Employment
Act similar to that contained in Title VII).
Under this view §703(h) does not provide an exemp
tion from liability or an affirmative defense for,
as the Supreme Court stated in Teamsters, supra,
quoting from Franks v. Bowman Transportation Co.,
424 U.S. 747, 12 FEP Cases 549 (1976):
the thrust of [§703(h)] is directed toward
defining what is and what is not an illegal
discriminatory practice in instances m
which the post-Act operation of a seniority
system is challenged as perpetuating the
effects of discrimination occurring prior to
the effective date of the Act.
431 U.S. at 336-37 (emphasis added). Winfield v.
St. Joe Paper Co., 20 FEP Cases at 1129-30.
4Accord, Griffin v. Copperweld Steel Co., supra.
Accordingly, the burden of proof is upon Appel
lants to prove either that duPont's seniority system is
pretextual or that the promotions and layoffs at issue were
actuated by present-day racial animus. Yet, Appellants make
no effort to prove that either of those has occurred here.
In Copperweld, Judge Lambros said:
Our Court of Appeals has, of course, emphatically
embraced Teamsters and its protection of genuine,
facially neutral seniority programs. See Rice v.
Gates Rubber Co., 584 F.2d 135 (6th Cir. 1978); Wig
gins v. Spector Freight System, Inc., 583 F.2d 882
(6th Cir., 1978); Alexander v. Aero Lodge No. 735, 565
F.2d 1364 (6th Cir. 1977), cert, denied, 98 S.Ct. 2849
(1978). Consequently, where defendants have estab
lished that the seniority system in question is textu-
ally neutral and is administered without regard to
race, it is incumbent upon plaintiff to come forward
with some evidence (1) suggesting the opposite conclu
sion, or (2) demonstrating that Teamsters does not
apply because the challenged seniority system is not
bona fide. 22 FEP Cases at 1117-18.
30
Instead, their primary argument is that duPont's seniority
system was fashioned in a segregationist era and, ipse
dixit, cannot be bona fide. That argument flies in the
teeth of Teamsters.
To say that seniority systems which were created
prior to the effective date of Title VII were created in an
era of segregation is a redundant statement. Prior to the
effective date of Title VII, segregation was not unique to
Louisville nor even to the South. Whether by de jure or de
facto methods, segregationist practices prevailed throughout
the United States prior to the effective date of Title VII.
Thus, if one can overcome the defense of §703 (h) merely by
proving that the seniority system was born in a segrega
tionist era, then no seniority system created prior to
Title VII will enjoy any protection under §703(h). But that
result would render §703(h) meaningless.
Among the practical, political problems which
confronted the proponents of the 1964 Civil Rights Act was
the fear of the American labor movement that Title VII would
emasculate the hard-won perquisites of its seniority sys
tems. The 1964 Congress was well aware that those seniority
systems perpetuated the effects of prior discrimination.
Indeed, that Congress foresaw the kinds of arguments the
plaintiffs are making in this very case. Congress never
theless determined that the seniority rights of incumbent
white males should not be put in jeopardy by anything else
31
in Title VII. That sentiment may not have been as egali
tarian as these Appellants would have preferred, but it was
part of the political compromise without which Title VII
could not have been enacted. Section 703(h) embodies that
compromise and it would make a mockery of legislative intent
for the courts to now hold that §703(h) can be rendered
inapplicable by evidence of discrimination prior to the
enactment of Title VII. Indeed, that is the square holding
of Teamsters:
To be sure, §703 (h) does not immunize all
seniority systems. It refers only to "bona fide"
systems, and a proviso requires that any differ
ences in treatment not be "the result of an in
tention to discriminate because of race ... or na
tional origin...." But our reading of the legis
lative history compels us to reject the Govern
ment's broad argument that no seniority system
that tends to perpetuate pre-Act discrimination
can be "bona fide." To accept the argument would
require us to hold that a seniority system becomes
illegal simply because it allows the full exercise
of the pre-Act seniority rights of employees of a
company that discriminated before Title VII was
enacted. It would place an affirmative obligation
on the parties to the seniority agreement to sub
ordinate those rights in favor of the claims of
pre-Act discriminatees without seniority. The
consequence would be a perversion of the congres
sional purpose. We cannot accept the invitation
to disembowel §703(h) by reading the words "bona
fide" as the Government would have us do. Accord
ingly, we hold that an otherwise neutral, legiti
mate seniority system does not become unlawful
under Title VII simply because it may perpetuate
pre-Act discrimination. Congress did not intend
to make it illegal for employees with vested
seniority rights to continue to exercise those
rights, even at the expense of pre-Act discrimi
natees. 431 U.S. at 353-54.
32
Accordingly, even if Appellants could prove at trial that
pre-Act alterations in the seniority system made it more
difficult for blacks to transfer out of the Classified
Division, that would not avoid the impact of §703(h). Each
of those facts is simply an "unfortunate event in history
which has no present legal consequences" [Evans, 431 U.S. at
558] .5
Furthermore, the collective bargaining agreements
at duPont have not been in force without change since 1954.
As detailed earlier in this brief, the collective bargaining
negotiations have, over the years, made significant altera
tions in duPont's seniority system. In fact, the main
While proof that discrimination was "standard operating
procedure" is legally irrelevant, it should be noted that
all three trial courts which heard evidence on the issue
found such evidence tended to support the bona fides of the
seniority system. Winfield v. St. Joe Paper Co., supra;
Swint v. Pullman-Standard Co., supra; Harris v. Anaconda
Aluminum Co. , 479 F . Supp. IT, 30 (N.D. Ga. 1979). As the
Court said in Winfield:
This court agrees with the defendants that the very
ubiquity of overt discrimination casts doubt on the
theory that the St. Joe job seniority system was
intended to restrict the promotional opportunities of
black workers.... In the present case the Company
utilized other, less subtle methods for effecting job
discrimination against its black employees, which
would have obviated the necessity for using the job
seniority system for discriminatory purposes. In the
absence of other proof in the record to guide a deci
sion on this matter, this circumstantial evidence must
be accepted as conclusive for present purposes. 20
FEP Cases at 1134.
f ( } ( U / \ r "
Thus, if as Appellants allege discrimination was blatantly
applied by duPont in 1956, the subtle rules of a seniority
system would hardly have been a necessary tool to effectuate
such a policy.
33
thrust of Appellants' attack on the seniority systems re
lates to the changes in the system which were made in 1956
and 1958 [Williams Brief, pp. 4-5, 28-29]. Appellants have
therefore recognized that the bargaining teams for labor and
management can and do alter seniority systems; yet Appel
lants impugn the bona fides of the seniority system in the
1971 contract by referring to the motives of the negotiators
who wrote the 1956 contract. That is, at best, a non sequi-
tor. Appellants cannot be permitted to prove that the 1971
contract was "the result of an intention to discriminate"
within the meaning of §703(h) by proving that the negotia
tors in 1956 had discriminatory motives.* 6
Williams filed his charge in January of 1971, and
the other 17 charges were filed in May of 1971. Under Evans
as incorporated into Teamsters [431 U.S. at 348, n. 30], any
discriminatory conduct which occurred more than 180 days
before Williams' charge was filed is "merely an unfortunate
The nadir of this approach is Sears v. Atchison, Topeka
& Santa Fe Ry.Co., 454 F.Supp. 158 (D.Kan. 1978), upon which
Appellants place great reliance. In Santa Fe, the District
Court determined that the railroad's seniority system had
been created in the 1890's when segregation was the order of
the day and held this rendered the seniority system not bona
fide in 1978. Obviously, the men who initiated Santa Fe's
seniority system almost a century ago were long since dead
and the company and union had repeatedly renegotiated their
union contracts in the interim. To hold §703(h) inappli
cable on that basis is to subvert the intent of the 1964
Congress which enacted §703(h). The same is true here.
34
event in history" [431 U.S. at 558]. Accordingly, Appel
lants' attack on the bona tides of duPont's seniority system
must be directed to the negotiations which produced either
the September 23, 1968 contract or the April 20, 1971 con
tract. Unless Appellants can prove these negotiators re
tained or changed the seniority system for purposes of
racial discrimination rather than for purposes of labor-
management relations, §703(h) entitles Appellees to summary
judgment. But no Appellant has even made such an allega
tion, much less filed an affidavit to that effect in com
pliance with Rule 56.
The most any Appellant says is that the 1968 and
1971 negotiators failed to even discuss the impact of the
system upon the black employees [Williams' Brief, pp. 9-10].
Of course, Appellants' theory is that the burden of proof is
upon duPont, so Appellants reason that the absence of evi-
. 7dence precludes entry of summary judgment. But, since
Appellants also argue that since the negotiators knew the
seniority system disparately impacted blacks, their failure
to alter it infers discriminatory intent. That assertion is
tantamount to contending that management and union have an
affirmative duty to destroy the protection Congress gave
them in §703(h). That reasoning was flatly rejected in
Hardison. The Eighth Circuit had held the employer should
have unilaterally altered the seniority system to accom
modate Mr. Hardison's religious beliefs. The Supreme Court,
however, noted that peaceful collective bargaining is at the
heart of our national labor policy and that collectively
bargained "seniority systems are afforded special treatment
under Title VII itself" in §703(h) 432 U.S at 81. The Court
therefore rejected any duty to modify the seniority system.
Accord, Teamsters, 431 U.S., at 353-54.
35
Hardison holds that the burden is upon Appellants to show
"discriminatory purpose," the failure of the 1971 negotia
tors to even discuss the matter is conclusive evidence that
the seniority portions of the relevant contract were re
tained intact in order to preserve the 15 years of economic
security produced by the seniority system since 1956, not to
overtly discriminate against blacks.
Appellants' reliance upon the 1956 negotiations is
misplaced for yet another reason. As Appellants correctly
note, the 1956 agreement was actually a step forward for
blacks since it was the first contract which permitted
transfer between units by seniority [Williams' Brief, p. 4].
The 1956 practices about which Appellants complain are the
diploma and testing requirements imposed by duPont in 1956
[Id., pp. 5, 28-29]. But those practices were not part of
the seniority system, as the Supreme Court has now squarely
held in California Brewers Ass'n v. Bryant, ____ U.S. ____,
63 L.Ed.2d 55 (1980). Accordingly, those non-seniority
practices cannot be used to attack the bona fides of the
seniority system. Furthermore, under Evans, they cannot now
form the basis for this lawsuit. They are an "unfortunate
event in history which has no present legal consequences."
431 U.S. at 558.
36
C. Reliance upon 42 U.S.C. §1981 Can
not Avoid the Immunity Granted by §703(h)
of Title VII as Construed in Teamsters
Of all the Appellants' contentions, the easiest to
refute is Williams' assertion that he can totally avoid the
impact of Teamsters by bottoming his attack on the seniority
system upon the Reconstruction era statute now codified as
42 U.S.C. §1981. At least two circuits have now rejected
this argument. See, Johnson v. Ryder Truck Lines, Inc., 575
F.2d 471, 474 (4th Cir. 1978) cert, denied, 440 U.S. 979, 60
L.Ed.2d 239, 99 S.Ct. 1785 (1979); Pettway v. American Cast
Iron Pipe Co., 576 F.2d 1157, 1191 n. 37 (5th Cir. 1978)
cert, denied, 439 U.S. 1115, 59 L.Ed.2d 74, 99 S.Ct. 1020
(1979); U.S. v. East Texas Motor Freight System, 564 F.2d
179, 185 (5th Cir. 1977). This is also the unanimous view
of the District Courts which have decided the issue. Win
field v. St. Joe Paper Co., 20 FEP at 1131; Edmonds v.
Southern Pacific Trans. Co., 19 FEP 1052, (N.D. Cal. 1979);
Queen v. Dresser Industries, Inc., 21 FEP 761, 763 (D.Md.
1978). It was also the view of the three circuits which
addressed the issue prior to the Supreme Court's decision in
Teamsters. Chance v. Board of Examiners, 534 F.2d 993 (2d
Cir. 1976), cert, denied, 431 U.S. at 965, 53 L.Ed.2d 1060,
97 S.Ct. 2920 (1977); Watkins v. United Steel Workers, Lo
cal 2369, 516 F.2d 41, 49-50 (5th Cir. 1975); Waters v.
Wisconsin Steel Works of International Harvester Co., 502
37
F.2d 1309 (7th Cir. 1974) cert, denied 425 U.S. 997, 48
L.Ed.2d 823, 96 S.Ct. 2214 (1976).
The reason for this rule is obvious. The Congress
which in 1964 enacted §703(h) in order to preserve seniority
systems could not have intended to permit §703(h) to be cir-
Qcumvented by reliance upon 42 U.S.C. §1981. As the Fifth
Circuit has said:
Assuming, as we must, that Congress intended
section 703(h) to accord absolute protection to
pre-Act seniority rights which accrued under bona
fide seniority systems, Congress could not have
intended such seniority rights to remain subject
to revision under section 1981. The same protec
tions should apply whether the seniority system is
challenged under Title VII or section 1981. We
therefore agree with the Fourth Circuit's holding
in Johnson that the protection accorded bona fide
seniority systems by section 703(h) apply whether
suit is brought under Title VII or section 1981.
Pettway v. American Cast Iron Pipe Co., 576 F.2d
at 1191, n. 37.
Accordingly, all the Appellants' attacks on duPont's sen
iority system are barred by §703(h) and the entry of summary
judgment on those portions of both complaints must be
affirmed.
The Supreme Court squarely held in Teamsters that it is
the intent of the 1964 Congress, not the 1972 Congress,
which governs construction of § 703(h). See, 431 U.S. at
354, n. 39.
38
II. Williams' Claim as to Testing Require
ments for Promotions Is Barred by Evans
v. United Air Lines_____________________
Williams contends alternatively that his complaint
is not limited to an attack on the seniority system. He
points out that his 1971 charge to the EEOC alleged that, in
the early 1960's, he had lost a promotion due to the al
legedly disparate impact of a test administered by duPont
[Exhibit H-l to duPont's Motion to Dismiss, dated November
4, 1974]. Clearly, Evans completely disposes of this asser
tion. The alleged incident occurred before the effective
date of Title VII, much less more than 180 days before Wil
liams filed his charge in January of 1971.
Nor can Williams save his claim by calling it "a
continuing violation" of Title VII. See, footnote 1, supra.
Evans clearly sounded the death knell for the continuing
violation theory. Accord, Trabucco v. Delta Airlines, 590
F.2d 315 (6th Cir. 1979); Hodge v. McLean Trucking Co., 607
F.2d 118 (5th Cir. 1979); Fowler v. Birmingham News Co., 608
F.2d 1055 (5th Cir. 1979).
Stripped to its essentials, Williams is contending
he was denied a promotion for racially discriminatory rea
sons. He concedes this occurred in the early 1960's but
contends his 1971 charge is timely because he is still
suffering from the loss of that job. Clearly, that claim is
indistinguishable from the claim rejected in Evans. In
Evans, the U. S. Supreme Court said:
39
Respondent emphasizes the fact that she has
alleged a continuing violation. ... But the
emphasis should not be placed on mere continuity;
the critical question is whether any present
violation exists.
A contrary view would substitute a claim for
seniority credit for almost every claim which is
barred by limitations. Such a result would con
travene the mandate of §703(h).
431 U.S. at 558, 560 (emphasis original). Accordingly,
Williams' attack on duPont's promotional testing is barred
by the applicable statute of limitations.
III. The EEOC's Contentions as to Hiring Are
Barred Because They Are Beyond the Scope
of Its Determination______________________
Like Williams, the EEOC contends that even if
Teamsters and §703(h) eliminate the assault upon duPont's
seniority system, there are other claims for relief in the
EEOC's complaint which should have survived duPont's motion
for summary judgment. Specifically, the EEOC claims that
duPont has engaged in post-Act discrimination in hiring and
the EEOC seeks a trial on the hiring issues even if the
Court affirms summary judgment on the seniority issues.
The fallacy of the EEOC's approach is that not one
of the 18 charges filed with the EEOC dealt with hiring.
The one charge which the EEOC says charged discriminatory
hiring plainly refers to hiring practices 20 years before
the charge was filed when the charging party was hired, and
40
the charge clearly focuses on the alleged perpetuation of
the effects of that discriminatory hiring [App. pp. 209-10].
Every one of them attacked duPont's seniority system for
allegedly perpetuating pre-Act discrimination. Consequent
ly, the EEOC's investigation was limited to seniority. Its
determination of reasonable cause and its conciliation
proposals were likewise limited to seniority [App. pp.
326-28]. DuPont's hiring practices were never investigated
nor conciliated. Indeed, the EEOC's own brief says its
administrative Determination was limited to discrimination
"against incumbent black employees" [EEOC Brief, p. 4].
Under these circumstances, the EEOC cannot now maintain a
suit questioning duPont's hiring practices.
The leading case on this point happens to be a
decision of this Court, EEOC v. Bailey Co., 563 F.2d 439
(6th Cir. 1977), cert, denied, 435 U.S. 915, 55 L.Ed.2d 506,
98 S.Ct. 1468 (1978); and it is a tour de force on this
issue.
In Bailey, a female employee filed charges of sex
and race discrimination. The EEOC investigated those
charges, issued its reasonable cause determination and
attempted conciliation. At trial, the EEOC sought to go
beyond sex and race discrimination to allege national origin
discrimination. The District Court refused to permit that,
and this Court affirmed.
41
This Court reasoned that the conciliation process
would be a nullity if the EEOC could use any charge to
support a complaint that covers every imaginable form of
discrimination. Accordingly, this Court squarely held that
the complaint which the EEOC files in court may not include
any allegation which was not both in the EEOC's determi
nation of reasonable cause and within the scope of a rea
sonable investigation of the charge filed with the EEOC.
The Court said any other type of discrimination found by the
EEOC's investigation should prompt the Commission to file a
new charge of its own rather than proceeding directly to
court. Some excerpts from the opinion dramatize the point:
The clearly stated rule in this Circuit is
that the EEOC's complaint is "limited to the scope
of the EEOC investigation reasonably expected to
grow out of the charge of discrimination." Tip-
ler v. E. I. duPont deNemours & Co., 443 F.2d 125,
131 (6th Cir. 1971); EEOC v. Kimberly-Clark Corp.,
511 F .2d 1352, 1363 (6th Cir. 1975), cert, denied,
423 U.S. 994, 96 S.Ct. 420 (1976); McBride v. Del-
ta Air Lines, Inc., 551 F.2d 113, 115 (6th Cir.
1977).
The procedure to be followed when instances
of discrimination, of a kind other than that
raised by a charge filed by an individual party
and unrelated to the individual party, come to the
EEOC's attention during the course of an investi
gation of the private party's charge is for the
filing of a charge by a member of the EEOC and for
a full EEOC investigation of that charge. Then
the employer is afforded notice of the allegation,
an opportunity to participate in a complete inves
tigation of such allegation, and an opportunity to
participate in meaningful conciliation discussions
should reasonable cause be found following the
42
EEOC investigation. Section 706(b) of Title VII,
42 U.S.C. §2000e-5(b), provides for the filing of
a charge by a member of the EEOC, and under such a
filing, an employer will not be stripped of formal
notice of the charge and of the opportunity to
respond to the EEOC's inquiry into employment
practices with respect to allegations of discrimi
nation unrelated to the individual party's charge.
In addition, the filing of a charge will permit
settlement discussions to take place pursuant to
29 C.F.R. §1601.19a after a preliminary investiga
tion but before any finding of reasonable cause.
To justify the EEOC's position would require us to
accept the proposition that once a charge is filed
with the EEOC, then the EEOC may investigate
whether the employer is engaged in any discrimi
natory practices and proceed to issuance of a
reasonable cause determination, to conciliation,
and even to court as to unlawful employment prac
tices under Title VII that it may have uncovered.
Such an expansive theory, giving the EEOC a carte
blanche once a charge is filed with the EEOC, must
be premised on the belief that all forms of unlaw
ful employment discrimination — whether by race,
religion, sex, or national origin and whether
involving hiring, discharge, promotion, or compen
sation — are like or related regardless of the
separate individuals involved. Under the EEOC's
theory, investigation of one form of employment
discrimination can always be said to have reason
ably expected to grow out of a charge of another
form of employment discrimination. See EEOC v.
Huttig Sash & Door Co., supra, 511 F.2d at 455;
EEOC v. General Electric Co., supra, 532 F.2d at
364-69. We do not subscribe to that theory be
cause for the purposes of Title VII, forms of
employment discrimination involving race, reli
gion, sex, and national origin are not so related.
563 F.2d at 446, 448, 451 (emphasis added).
This Court's holding in Bailey has been followed
in a number of district court decisions, most notably EEOC
v. Federated Mut. Ins. Co., 16 FEP Cases 820 (N.D. Ga.
43
443 F.Supp. 1334 (S.D.
N.Y. 1978), aff'd, 607 F.2d 995 (2nd Cir. 1979); EEOC v.
Honeywell, Inc., 73 FRD 496 (N.D. 111. 1977); EEOC v. Na
tional Cash Register Co., 405 F.Supp. 562 (N.D. Ga. 1975);
EEOC v. E. I. duPont de Nemours and Co., Chestnut Run, 373
F.Supp. 1321 (D. Del. 1974) aff'd, 516 F.2d 1297 (3rd Cir.
1975).9
The Court in Federated Mut. Ins, accurately dis
tilled the Bailey holding in the following words:
1977); Ferguson v. Mobil Oil Corp.,
In testing the scope of the EEOC's complaint,
then, this court concludes that there are two
distinct questions involved: (1) whether the
additional alleged unlawful employment practices
are within the scope of the EEOC's investigation,
determination, and conciliation; and (2) if so,
whether these practices are "like or related to"
those alleged in the original charge. 16 FEP
Cases at 822.
When that rule is applied to the present case, it is clear
that the EEOC cannot in this litigation contest duPont's
current hiring practices.
In support of a contrary view, Appellants cite General
Telephone Co. v. EEOC, ____ U.S. _____ , 48 U.S.LW 4513
(May 12, 1980) and EEOC v. Kimberly-Clark Corp., 511 F.2d
1352 (6th Cir. 1975), cert, denied, 423 U.S. 994, 46 L.Ed.2d
368, 96 S.Ct. 420. However, as with so much of their
briefs, these citations make facile use of the authorities.
In General Telephone, the Supreme Court did not deal with
this issue. Its holding in that case was that the EEOC need
not satisfy the procedural requirements of Rule 23 as a pre
requisite to obtaining relief for a class of discriminatees.
Similarly, this Court's opinion in Kimberly-Clark preceded
Bailey and was discussed in Bailey. Thus, Bailey is the law
m this Circuit.
44
First, the EEOC's Determination letter demon
strates conclusively that the EEOC's "investigation, deter
mination and conciliation" in this case were limited to
duPont's promotional practices through its seniority system.
DuPont's methods of selecting new hires were never inves
tigated or conciliated. Thus, under Bailey, the EEOC cannot
now litigate its hiring claim.
Second, even if the EEOC's investigation had dealt
with duPont's hiring practices, Bailey would have required
an EEOC Commissioner to file a new charge because hiring
practices are not "like or related to those alleged in the
original charge." The 18 charges filed with the EEOC dealt
with assertions that the seniority system perpetuated past
discrimination. That is not "like or related to" assertions
that duPont currently discriminates in hiring. Bailey
itself rejects the "belief that all forms of unlawful em
ployment discrimination ... whether involving hiring, dis
charge, promotion or compenation — are like or related...."
563 F .2d at 451.
Also directly in point is Federated Mut. Ins.,
supra. In that case, the charge dealt with hiring and the
EEOC's complaint filed in court also encompassed seniority.
The Court squarely held that the defendants were entitled to
summary judgment on the seniority claim because hiring and
seniority are not sufficiently like or related to permit
expansion of a charge dealing with one into a complaint
dealing with both. The Court said:
45
1
Employing the test outlined above, the court
concludes that the complaint filed in this case is
overbroad. Here, the charge upon which the EEOC's
action is based concerned racial discrimination in
hiring practices. An examination of the reason
able cause determination reveals that both the
investigation and the determination concerned the
defendant's hiring practices. -The complaint,
however, alleges discrimination "against blacks
with respect to the terms, conditions and privi
leges of employment because of their race...."
Such a broad allegation was not within the scope
of the EEOC's investigation and determination and,
therefore, cannot be encompassed within this
lawsuit. Accordingly, the EEOC will be limited to
litigating the defendant's alleged unlawful em
ployment practices in hiring only. 16 FEP Cases
at 822.
That logic is equally applicable here. Accordingly, so much
of the EEOC's complaint as deals with hiring simply fails to
state a justiciable claim. The entry of summary judgment as
to those claims should therefore also be affirmed.
CONCLUSION
For the foregoing reasons, the summary judgment
entered by the trial court should be affirmed in its en
tirety.
OF COUNSEL:
Res. fully submjjtted,
E d g a r Z i n g m a n
Sheryl—el Snyder
Robert B. Vice
WYATT, GRAFTON & Si
2800 Citizens Plaza
Louisville, Kentucky 40202
(502) 589-5235
Attorneys for E . I.
de Nemours & Company
duPont
John F. Lawless
Deborah Pierce
Legal Department
E . I. duPont & DeNemours & Company
Wilmingbon, Delaware 19898
46