Fairfax Countywide Citizens Association v. Fairfax County, VA Brief for Plaintiff-Appellees and Cross-Appellants
Public Court Documents
April 1, 1977

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Brief Collection, LDF Court Filings. Washington State Dept of Fisheries v. United States of America Petition for Writ of Certiorari, 1978. d1893c91-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/a8a25fd0-8111-453a-ae20-b19aea560f8c/washington-state-dept-of-fisheries-v-united-states-of-america-petition-for-writ-of-certiorari. Accessed August 19, 2025.
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IN THE SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1978 No______ State of W ashington, Department of Fisheries and Donald W. M oos, Its Director, Petitioners, United States of America, Respondents, M akah T ribe, Lower Elwha Band of Clallam T ribe, Port Gamble Band of Clallam T ribe, Suquamish T ribe, Lummi T ribe, N ooksack T ribe, and Swinomish Indian T ribal Community, Intervenors-Respondents. State of W ashington, Department of Fisheries, Petitioners, vs. United States of America, et al., Respondents. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Slade Gorton, Attorney General, Edward B. M ackie, Deputy Attorney General, James M. Johnson, Sr. Asst. Attorney General, Counsel for Petitioners. Office and Post Office Address: Temple of Justice Olympia, Washington 98504 (206) 753-6207 S T A T E P R I N T I N G P L A N T O L Y M P I A , W A S H I N G T O N IN THE SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1978 No. ____ State of W ashington, Department of Fisheries and Donald W. M oos, Its Director, Petitioners, vs. United States of America, Respondents, M akah T ribe, Lower Elwha Band of Clallam T ribe, Port Gamble Band of Clallam T ribe, Suquamish T ribe, Lummi T ribe, N ooksack T ribe, and Swinomish Indian T ribal Community, Intervenors-Respondents. State of W ashington, Department of Fisheries, Petitioners, vs. United States of America, et al., Respondents. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Slade Gorton, Attorney General, Edward B. M ackie, Deputy Attorney General, James M. Johnson, Sr. Asst. Attorney General, Counsel for Petitioners. Office and Post Office Address: Temple of Justice Olympia, Washington 98504 (206) 753-6207 Ill TABLE OF CONTENTS Page OPINIONS BELOW A. United States v. Washington, 573 F.2d 1123 (9th Cir. April 24, 1978).................................................................... 2 B. United States u. Washington, 573 F.2d 1118 (9th Cir. April 24, 1978).................................................................. 3 QUESTIONS PRESENTED.................................................. 4 CONSTITUTIONAL PROVISIONS, TREATIES, STAT UTES INVOLVED.............................................................. 6 STATEMENT OF FAC TS.................................................... 8 REASONS FOR GRANTING W R IT ................................. 12 A. Introduction.............. 12 B. Conflict in treaty interpretation between the state court and lower federal courts................................ 20 - C. The decisions of the United States District Court and the United States Court of Appeals for the Ninth Circuit conflict with prior decisions of this Court interpreting the treaties in question............ 23 D. Court of Appeals has sanctioned a departure from the accepted and usual course of judicial proceedings .................................................................. 26 E. International Fisheries Case ................................. 28 CONCLUSION................................... ....................................... 36 Index to Appendix.................................................................. 39 IV TABLE OF AUTHORITIES Table of Cases Page Department of Game v. Puyallup Tribe, 414 U.S. 44 (1973) [Puyallup I I ] ............................. ............... 13,15, 20, 24, 26, 30 International Fishery Case — United States v. Washington, 573 F.2d 1118 (9th Cir. April 24, 1978) ..............................................3, 4,18,19, 28, 34 Lone Wolf v. Hitchcock, 187 U.S. 553 (1903).................. 33 Monominee Tribe v. United States, 391 U.S. 404 (1965)................................................................................... 20,33 Puget Sound Gillnetters Assn. v. Moos, 88 Wn.2d 677, 565 P.2d 1151 (1977).......................................................... 21,22,23 Puyallup I — Puyallup Tribe v. Department of Game, 381 U.S. 392 (1968)......................................................14, 20, 24, 25 Puyallun II — Department of Game v. Puyallup Tribe, 414 U.S. 44 (1973)............................................ 13,14,15, 20, 26, 30 Puyallup III — Puyallup Tribe v. Department of Game, 433 U.S. 165 (1977)......................................................14,20,24,26 Puyallup Tribe v. Department of Game, 391 U.S. 392 (1968) [Puyallup I ] ................................................................ 14, 20, 25 Puyallup Tribe v. Department of Game, 433 U.S. 165 (1977) [Puyallup III] ........................................................14, 20, 24, 26 Tulee v. Washington, 315 U.S. 681 (1942)........................ 8,24 United States v. Washington, 384 F.Supp. 312 (W.D. Wa. 1974), 520 F.2d 676 (9th Cir. 1975), cert. den. 423 U.S. 1086 (1976)..........................2, 4, 15,16,17, 25, 28, 29, 35 United States v. Washington, 573 F.2d 1118 (9th Cir. April 24, 1978) [International Fishery Case] . . . 3, 4, 18,19, 28, 34 United States v. Washington, 573 F.2d 1123 (9th Cir. April 24, 1978) [Washington Fishery C ase]............2,15, 16, 21, 25 United States v. Winans, 198 U.S. 371 (1905) ................ 23 Washington Fishery Case — United States v. Washington, 573 F.2d 1123 (9th Cir. April 24, 1978) ................................................ 2, 15,16, 21, 25 TABLE OF AUTHORITIES (cont.) Table of Cases Page Washington State Commercial Passenger Fishing Vessel Assn. v. Tollefson, 87 Wn.2d 417, 553 P.2d 113 (1977)...................................................................................... 22 Z & F Assets Realization Corp. v. Hull, 311 U.S. 470 (1941)...................................................................................... 31 Constitutional Provisions United States Constitution Article I I ................................................................................ 6 Article VI ........................ 6 Amendment V ...................................................................... 6 Amendment X ...................................................................... 6 Amendment XIV ................................................................ 6' Treaties United States 10 Stat. 1132 (Treaty of Medicine C reek )........................ 7 10 Stat. 927 (Treaty of Point E lliott)................................ 7 12 Stat. 933 (Treaty of Point No Point)..........................7, 12 12 Stat. 939 (Treaty with the Makahs, Treaty of Neah Bay) ....................................................................................... 7 12 Stat. 951 (Treaty with the Yakimas)............................... 7 12 Stat. 971 (Treaty with the Quinaeilts, Treaty of Olympia)................................................................................ 7 50 Stat. 1355, supplemented by 8 T.I.A.S. 3687, 8 U.S.T. 1057 (Convention with Canada)..........................3, 19, 28, 33 Statutes 16 USC 776-776 f (Sockeye Salmon or Pink Salmon Fishing Act of 1947)....................................................................7,19, 33 16 USC 1801-1882 (Fishery Conservation and Management Act of 1976)..........................................................................7, 11 Washington State RCW 75.40.060...................................................................... 7 Miscellaneous 25 CFR 256 (B) (Federal Register, Vol. 42, #122, Friday, June 23, 1978)...................................................................... 35 IN THE SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1978 No. ____ State of W ashington, Department of Fisheries and Donald W. M oos, Its Director, Petitioners, vs. United States of America, Respondents, M akah T ribe, Lower Elwha Band of Clallam T ribe, Port Gamble Band of Clallam T ribe, Suquamish T ribe, Lummi T ribe, N ooksack T ribe, and Swinomish Indian T ribal Community, Interuenors-Respondents. State of W ashington, Department of Fisheries, Petitioners, vs. United States of America, et al., Respondents. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Petitioners Washington State, Washington State Department of Fisheries and the Director of that Department, hereinafter referred to as the “ State,” pray that a writ of certiorari issue to review judgments and opinions of the United 2 States Court of Appeals for the Ninth Circuit entered in these proceedings on April 24, 1978. OPINIONS BELOW The petitioner has, pursuant to Rule 23.5, joined two decisions by the Ninth Circuit which involve identical or closely related questions on the nature and extent of Indian treaty fishing rights. A. United States v. Washington, 573 F. 2d 1123 (9th Cir. April 24, 1978) (hereinafter refer red to as “Washington fishery case.” ) In 1977, the United States and numerous Indian tribes requested the District Court to order that specific numbers of fish be guaranteed to treaty Indians (approximately 50% by run, species and area). They also requested the Court to assume direct control by injunction of the fishing activities of non-Indian commercial net fishermen with enforcement by citation of violators for contempt of court. The District Court in the exercise of its continuing jurisdiction in United States v. Washington, 384 F.Supp. 312 (W.D. Wa. 1974), 520 F.2d 676 (9th Cir. 1975), cert. den. 423 U.S. 1086 (1976), granted those requests in an unreported series of orders cul minating in a Salmon Management Plan (App. 61-77), Findings of Fact and Conclusions of Law Re Enforcement of 1977 Fisheries Orders (App. 79-87) a Memorandum and Preliminary Injunction a Preliminary Injunction Re En 3 forcement of 1977 Fisheries, (App. 35-60), a Pre liminary Injunction Order (App. 93-100), and a Preliminary Injunction Staying State Court (App. 101-104). The petitioners’ appeals of those orders were consolidated by the Circuit Court of Appeals with mandamus actions brought by nonparty fishing organizations1 whose members’ activ ities were enjoined by orders of the United States District Court. The United States Court of Appeals on April 24, 1978, entered a decision affirming the District Court (573 F. 2d 1123 (1978)) (App. 1-28). B. United States v. Washington, 573 F. 2d 1118 (9th Cir. April 24,1978) (hereinafter referred to as the “ International Fishery case.” ) The United States on behalf of certain In dian tribes, and some tribes as intervenors, re quested in mid-1975 that treaty Indians be granted special fishing seasons in waters under the regulation of the International Pacific Salmon Fisheries Commission. That Commis sion (hereinafter referred to as the “ IPSFC” or “ Commission” ) was established by a 1937 Con vention between United States and Canada, rati fied by the Senate and proclaimed August 4,1937' (50 Stat. 1355, supplemented by 8 T.I.A.S. 3867, R espite requests, no non-Indian fishing group organizations have been permitted intervention by the United States District Court judge handling this litigation, although one group was granted intervention by another judge. 4 8 U.S.T. 1057). The plaintiffs and intervenors also sought a court order that treaty Indians are entitled to 50% of the American share of those runs. The United States District Court for West ern Washington, acting under its continuing jurisdiction in United States v. Washington, supra, conducted hearings and entered orders which culminated in Supplemental Findings of Fact and Conclusions of Law, Decree and In junction (App. 105-20). The District Court decided that treaty Indians do not have to comply with certain regulations of the IPSFC and that they are entitled to 50% of the American harvest of those fish runs. Petitioners appealed the 1975 decision (No. 75-2835). An amending order and one establish ing another special Indian fishery were also appealed later. (No. 76-1042). The two were con solidated. Notwithstanding the request to expe dite the appeals, these matters were not heard by the court of appeals until January of 1978. An opinion was rendered on April 24, 1978, dis missing both appeals as moot. (573 F.2d 1118 (1978) (App. 29-34). QUESTIONS PRESENTED (1) Do the Indian treaties require an alloca tion of 50% of the harvestable fish to treaty In dian fishermen? (2) Do the Indian treaties mandate an alio- 5 cation of harvestable fish between Indian and non-Indian fishermen when they both have an opportunity to participate in the fishery on a nondiscriminatory basis? (3) Does the district court’s equitable power in conjunction with treaty provisions permit an allocation of the fishery resource between Indian and non-Indian fishermen when they both have an opportunity to participate in the fishery on a nondiscriminatory basis? If so, has the court exceeded those powers by its specific 50% alloca tion formula and implementing orders? (4) Does an allocation of a specific number or percentage of fish to treaty Indians, who are citizens, and a reduction or prohibition on com mercial fishing by other citizens constitute a violation of the Constitutional doctrines of equal protection or the prohibition against granting special privileges and immunities. (5) If the Indian treaties mandate an allo cation of the harvestable fish to Indians, does the United States/Canada Convention of 1937 supersede that requirement for the fish harvest which is subject to the jurisdiction of the Inter national Pacific Salmon Fisheries Commission? (6) Do the Indian treaties, or can the United States District Court, grant Indians an immun ity from the enforcement of IPSFC regulations? (7) Can the United States District Court assume control of the management of the fishery resource within Washington state waters? 6 CONSTITUTIONAL PROVISIONS, TREATIES, STATUTES INVOLVED Constitutional provisions, treaties and stat utes involved are as follows and are reproduced in Appendix A, infra, pp. A-128 to A-167. Constitutional Provisions of the United States Appendix Page (a) Article II, Section 2, Powers of the P resident............................................. A-128 (Section 2 Clause 2) (Presidential powers with the Advice and Consent of the Sen ate to make Treaties) (b) Article VI, Debts, Supremacy Oath, #2, Supremacy.................................. A-129 (c) Amendment V, Due Process . . . . A-129 (d) Amendment X, Powers Reserved to States or People .................................. A-130 (e) Amendment XIV, Citizenship rights not to be Abridged ........................ A-130 TREATIES Six treaties were entered into by the United States with various Indian tribes and bands living in the State of Washington in 1854 and 1855. Those six treaties each contain a similar fishing provisions and only those provisions are set forth in the appendix. 7 Appendix Page (a) Treaty of Medicine Creek, 10 Stat. 1132...................................................... A-131 (b) Treaty of Point Elliott, 12 Stat. 927................................................................. A-131 (c) Treaty of Point No Point, 12 Stat. 933................................................................. A-132 (d) Treaty with the Makahs (Treaty of Neah Bay), 12 Stat. 939........................ A-132 (e) Treaty with the Quinaielts (Treaty of Olympia), 12 Stat. 971..............A-133 (f) Treaty with the Yakimas, 12 Stat. 951................................................................. A-133 Convention with Canada 1930 and 1956 Supplement. 50 Stat. 1355, 8 TIAS 3867, 8 UST 1057................................. A-135- 158 STATUTORY PROVISIONS United States Code, Title 16: Section 776 - 776f (Sockeye Salmon or Pink Salmon Fishing Act of 1947) ................................................. A-159-61 Section 1801 - 1882 (Fishery Con servation and management Act of 1976) ............................................ A-162-67 Revised Code of Washington RCW 75.40.060 Fraser River sockeye salm on fishery—Adoption, en forcement of convention author ized ................................................... A-167 8 STATEMENT OF FACTS In anticipation of an increased influx of settlers in the Pacific Northwest a series of treaties were executed in 1854 and 1855 with Indians in what are now the states of Washing ton, Oregon and Idaho. At that time the Indian settlements were widely dispersed and fish was a major source of food supply with the Indian fishery being primarily for subsistence. While the treaties contemplated the creation of reser vations, they also provided for the continuation of Indian fishing, each of the treaties adopting essentially similar language. * * * the right of taking fish at usual and accustomed grounds and stations is further secured to said Indians in common with all citizens of the territory, it Until the invention and perfection of the canning process in the late 19th Century, com mercial fishing enterprises in Washington were rudimentary and mostly unsuccessful. The ad vent of the canning process gave rise to the devel opment of large-scale commercial fisheries which have been and now are open to all citizens, both Indians and non-Indians. The Indians use es sentially the same fishing gear as non-Indians and have the same economic incentives to partici pate in the fishery. They are not, however, charged license fees nor do they pay landing taxes. !t Tulee v. Washington, 315 U.S. 681 (1942). 9 The five species of salmon: chinook, Coho, Chum, Pink and Sockeye, spawn in fresh water and migrate to the ocean where they reach ma turity. Each salmon subsequently seeks to return to its river of origin to reproduce the next gener ation of its species. In Washington these fish are produced naturally in 15 major river systems and their tributaries, and 239 small independent streams. In addition, the state augments natural runs with hatchery produced fish and in some rivers and streams the state has created runs of fish which did not historically exist. In addition to the fish which are spawned in Washington rivers, a substantial Washington fishery occurs on Canadian Fraser River fish runs which are subject to the jurisdiction of the International Pacific Salmon Fisheries Commission. For many years the State of Washington has regulated commercial and sports fishing to con serve the salmon species and provide for an orderly fishery. The IPSFC has similarly exer cised regulatory control over the harvest of Fraser River salmon in the waters of the State of Washington and the Province of British Colum bia since the ratification of the United States- Canada treaty in 1937. The United States District Court in this proceeding originally decreed that the Indian treaties mandated an opportunity on the part of treaty Indians to harvest 50% of the fish runs. This 50% formula actually provides substantially 10 in excess of 50% of the fishery to treaty Indians. The court determined that the Indian harvest of fish for ceremonial or subsistence purposes, plus that within the boundaries of an Indian reservation, are first subtracted from the total fish available for harvest before dividing the remainder into equal shares. Finally, the court has declared that when Indians harvest fish out side of their usual and accustomed grounds, those harvests are included in the non-Indian share. The District Court has subsequently con verted the “ opportunity” to a “guarantee,” having allocated specific numbers of fish by species in areas for the Indian fishery. Full de tails of such specific allocation by number and species are set forth in the Appendix, pp. 43 to 53. In Bellingham Bay, for example, Chinook salmon allocation is: Indians - 47,200, non-Indians - 31,300 (the court assumed that 10,600 Chinook were harvested in sports and ocean troll fishery). The division for Skagit Bay is: Indians - 6,600; non-Indians - 2,800 (the court assumed a non-Indian harvest of 1,800 in the sports and ocean troll fisheries). South Sound Coho: Indians - 231,000; non-Indians - 154,000 (the court estimated 100,000 to have been har vested in the sports and ocean troll fishery). In the foregoing allocation of a guaranteed fish harvest for Indians reference has been made to the ocean fisheries. In 1976 Congress enacted 11 the Fisheries Conservation and Management Act (PL 94-265; 90 Stat. 331, 16 USC 1801-82). Under that act the United States government has assumed preemptive jurisdiction to regulate all fisheries in the zone commencing 3 miles off shore to 200 miles. It is within that fishing zone in which the United States is exercising pre emptive jurisdiction that a substantial portion of the ocean fishery occurs. The District Court in implementing what it believed to be the mandatory allocation of the fishery resource between Indians and non- In dians has essentially assumed responsibility for the management of the fishery resource in the case area. The court has authorized various tribes to enforce fishing regulations in areas outside of their reservations. It has also required that approval be obtained from Indian tribes for some state fish management decisions. The state courts have been enjoined from proceedidng with litigation which has been filed in those courts. The District Court has effectively re quired special Indian fishing seasons in IPFSC waters which are not authorized by that inter national commission. The court has also, in order to enforce its orders, invoked contempt powers against nonparties and has effectively forced the federal agencies to undertake actions which are beyond their normal duties and responsibili ties. 12 REASONS FOR GRANTING WRIT A. Introduction Petitioners are currently caught between conflicting decisions of the highest appellate court of the state and the lower federal courts involving treaty Indian fishing. We have de scribed the conflict and have sought review of the state court decisions in No. 77-983. The in stant petition presents the opportunity to review jointly2 those conflicting state and federal court decisions which can only be resolved by this court. The fundamental question in this litigation, which has had substantial social, economic and governmental repercussions, is the meaning of the treaty provision: The right of taking fish, at all usual and accustomed grounds, and stations, is further secured to said Indians, in common with all citizens of the Territory, and of erecting temporary houses for the purpose of curing together with the privilege of hunting, gathering roots and berries, * * * on open and unclaimed lands. Provided however, that they shall not take shellfish from any beds staked or cultivated by citizens. (Article 4, Treaty of Point-no-Point, 12 Stat. 933) 2If this petition and our petition in No. 77-983 are granted and consoli dated for hearing. 13 The Circuit Court has affirmed the District Court conclusion that that provision mandates 50% plus3 of the harvestable fish be allocated to Indians. Virtually all of the other issues in this litigation essentially have involved the imple mentation of that allocation and its impact upon management of the fishery resource by the State of Washington and the International Pacific Salmon Fisheries Commission, and the substan tial impact upon non-Indian fishermen and others. Not only is there a substantial conflict be tween the state and federal court decisions, but there are also conflicts between those federal court decisions and prior decisions by this court. While there have been a series of decisions by this Court defining treaty Indian fishing rights under the treaty language in question, none of those decisions have required an alloca tion of the resource between Indians and non- Indians when both groups have been permitted access to the fishery resource on a nondiscrimin- atory basis. The Department o f Game v. Puyallup Tribe, 414 U.S. 44 (1973) (hereinafter referred to as “Puyallup II” ) and Puyallup Tribe v. Depart- 3The court’s allocation provides that the Indians are entitled to (1) a reservation catch, (2) ceremonial harvest, and (3) a subsistence fishery, all three in an amount determined by the Indians. All three come off the top; that is, they are subtracted from the total before dividing into 50% shares. Furthermore, the court has decreed that fish caught by Indians outside their usual and accustomed grounds count as part of the non- Indian share. 14 merit of Game 433 U.S. 165 (1977) (hereinafter referred to as “Puyallup III” ) decisions made reference to an allocation. However, in those cases, this Court indicated that the state could not close an Indian fishery while permitting non-Indians to continue to fish unless there had been an allocation of the fishery resource. The allocation reference in Puyallup II, supra, ad dressed the question of whether a closure of In dian fishing while permitting the continuation of non-Indian fishing constituted a discrimina tory closure. See, Puyallup Tribe v. Department of Game, 391 U.S. 392 (1968), hereinafter re ferred to as “Puyallup I.” This is in distinct con trast to the present decree which requires that marine areas which are open and available on a nondiscriminatory basis for fishing by Indian and non-Indian groups to be closed to non- Indian commercial fishing so that the Indians will harvest 50% of the resource. In the instant proceeding, the United States District Court ruled that a 50% allocation is re quired by the treaty as a matter of law. That court has consistently4 applied the 50% formula in disparate factual situations. The “Washing ton Fisheries case,” supra, involves the Indian fishery in Washington waters on primarily Wash ington origin stocks, both hatchery and natural. 4A slight adjust for some areas and species was made in 1977, after an oral request by a United States Attorney communicating a Presiden tial Task Force’s concern that a lesser share for that year would be more equitable. 15 And the same 50% formula has been applied by the District Court to the Indian fishery in Wash ington waters under IPSFC jurisdiction on stocks bound for Canada’s Fraser River though only a few tribes have treaty rights in those waters. This is “ International Fishery case,” supra.5 The court of appeals affirmed the allocation and implementing management system6 7 in the “Washington Fisheries case,” supra, on the basis that it was an exercise of equitable discretion by the district court (App. 11) yet the District Court had adopted the 50% sharing as a matter of law, mandated by the treaty language.1 In contrast, this Court implicitly rejected the concept that the treaty mandated any spe cific allocation in Puyallup II, supra, stating: What formula should be employed is not for for us to propose. There are many variables— 5In each of those cases, prior to the court’s orders, the Indians had had the opportunity to participate along with non-Indians in the fishery- harvest, on a nondiscriminatory basis and would continue to have that opportunity even in the absence of such orders. 6In that case, the federal district court determined the numbers of fish produced by area of origin and set specific numbers of fish the In dian fishermen were to be provided, by area and species. (App. 43-53) Non- Indians were enjoined from net fishing in those areas unless authorized by a “Hotline” (recorded telephone message). (App. 97-98) The non-Indians were not authorized to fish where such fishing could result in treaty Indian fishery catching fewer than the numbers guaranteed the Indians by the court’s orders. 7 8The District Court stated, “By dictionary definition and as intended and used in the Indian treaties and in this decision ‘in common with’ means sharing equally the opportunity to take fish as ‘usual and accustomed grounds and sta tions;’ * * * ” U.S. v. Washington, 384 Fed. Supp. 312, 343 1974). 16 the number of nets, the number of steelhead that can be caught with nets, the places where nets can be placed, the length of the net season, the frequency during the season when the nets may be used. Supra, at 49. Notwithstanding this specific statement by this Court, the District Court,8 and the Circuit Court in affirming, failed to consider those or any other variables which this Court deemed relevant in Puyallup II, supra. The Court of Appeals stated: Comparison between the number of treaty and nontreaty fishers, or the quantity of fish each category has an opportunity to take, are simply irrelevant under the law. (“ Washington Fishery case” , supra, at 1128) In the “Washington Fishery case,” supra, two of the three Court of Appeals Judges indi cated doubt that 50% is the proper formula. It has not been clearly demonstrated that the rule of fifty percent apportionment is a neces sary and proper implementation of those treaty rights, (pp. 1135-1136) (Judge Kennedy concurring quoted with approval by Judge Wallace in his separate concurring opinion. App. 28 and 28) The two concurring judges, despite believ ing that the allocation was not justified, felt they were bound by the earlier decision in United States v. Washington, supra. The instant proceed 6The District Court stated, “By dictionary definition and as intended and used in the Indian treaties and in this decision ‘in common with’ means sharing equally the opportunity to take fish as ‘usual and accustomed grounds and stations;’ * * * * (U.S. v. Washington, 384 Fed. Supp. 312, 343 1974). 17 ing is a continuation of that proceeding which this Court has not considered on the merits. It must be emphasized that the current decision in United States v. Washington, supra, here sought to be reviewed differs from the original judgment. This is dramatically evidenced by the characteriza tions of that decision made to this Court by the United States when review was sought of the original decree in United States v. Washington, supra. The state anticipated that the District Court’s original decree might be transformed from an “ opportunity” to harvest up to 50% to a “guarantee” of a specific number of harvested fish. In opposing the petition for certiorari of the State, the United States assured this Court that the District Court was not guaranteeing any particular harvest to the tribes: It should be clear that the 50 percent guide line is not a guarantee of any harvest. It is simply a readible understandable measure of what portion of the harvest the tribes as a group may rightfully insist they should have a chance to take in varying circum stances. The share worked out for specific runs in particular years for specific tribes will vary from the guideline, in accordance with extent of Indian fishing capability, the size of the run, the degree of Indian and non- Indian interest in the run, and the give and take of cooperative operations. Page 20, United States’ brief in opposition to certiorari, Nos. 75-588, 592, 705 supra, emphasis in original. 18 The District Court’s present implementation of its decision (at the request of the United States Government) does not comply with these assur ances. The district court’s implementation in the Washington Fishery case is a guarantee to the Indians of a specific number of fish from each run. See App. 43 to 53 and pp. 10 of this peti tion. Furthermore, despite the fact that many treaty Indians may choose not to fish a particu lar run (particularly true of the International fishery), the court has not made any meaning ful changes in its 50% formula. Among the decisions included in this peti tion is the International Fisheries case, supra. That decision has extended the District Court’s 50% formula to fisheries which are subject to the jurisdiction of the International Pacific Salmon Fisheries Commission. These actions by the court have provoked an objection from the Ca nadian government and the Commission. The dollar amount of the fishery impacted by these orders is in the 10’s of millions of dol lars. Substantial numbers of non-Indian citizens are being restricted in their fishing activities while neighbors who are descendants from mem bers of bands, tribes9 or groups party to the treaties are granted special additional fishing times in addition to those they share with their non-Indian neighbors. 9The federal district court has extended these special treaty rights to members of groups which are not recognized as tribes by the United States Government and thus have no approved role. It requires a show ing of blood quanta for such rights. 19 It is thus ironic that the Court of Appeals, in dismissing the appeals in the International Fisheries case, supra, admitted: It must be quite apparent that the case ten dered for our decision here would require us to address procedural questions that touch upon fundamental principles controlling the delicate balance of state and federal power. Beyond those questions we would further be required to interpret substantive rights of the parties under United States v. Washing ton that are of great significance to the fish ing industry in the Northwest. This extension of the 50% formula to the commission waters is in clear contrast to the position asserted to this Court by the United States in their reply to the state’s petition for certiorari in 75-588, where, at page 33, it was stated: Both courts below specifically recognized the supremacy of IPSFC regulations. If any subsequent actions interfere with the regu lations of the Commission, they are not sanctioned by the decision. The treaty with Canada requires both coun tries to enforce the com m ission regulations against “ every national and inhabitant.” (Art. IX of the Convention, App. 135-58) The implement ing federal enactment (16 U.S.C. § 776, Appendix 160) makes it unlawful for any person to violate any regulation of the commission. There is no exemption for Indians in either the con vention or in the federal implementing act. There 20 is no legislation which can be read in pari materia to create an exemption as was present in Menominee Tribe v. United States, 391 U.S. 404 (1965). Thus, there is no legal justification for special Indian entitlement to fish under the jurisdiction of the IPFSC. The fishery in the commission marine waters is available on an open, nondiscriminatory basis to both Indians and non-Indians. It is a violation of the treaty with Canada for the District Court to have inter- ferred in the operations of that fishery. Further, a district court does not have jurisdiction to inter fere with the conduct of international relations. B. Conflict in treaty interpretation be tween the state court and lower fed eral courts. There is a conflict between the District Court, the Ninth Circuit Court of Appeals and the Wash ington State Supreme court (the state’s highest court) justifying the issuance of a Writ of Certio rari. The Washington Supreme Court has inter preted the treaty language in three decisions which have been reviewed by this Court (Puyal lup I, II, and III, supra.) The petitioners have sought review of two more recent decisions now pending in No. 77-983. These recent two state court decisions are in direct conflict with the decisions of the circuit and district courts. The conflict was clearly rec 21 ognized by the federal district court: In Puget Sound Gillnetters Association y. Moos, the Washington Supreme Court said that the Director of Fisheries may not “allo cate fish among competing claimants for gurposes other than conservation,” and that e may not “ allocate fish to treaty Indians or to non-Indians.” Those rulings prevent defendants from complying with earlier de crees of this Court * * * Findings of Fact and Conclusions of Law Re: Enforcement of 1977 Fisheries Orders dated Sep tember 27, 1977, App. 81. The holdings of the Washington Supreme Court are contrary to the affirmed decision and decree of this court on the federal ques tions of the nature and scope of the treaty fishing rights of Indian tribes and the obli gations of the State toward those rights, which decision and decree are binding upon the defendants in this case, * * * Memorandum Order and Preliminary Injunc tion dated August 31, 1977, App. 38. Similarly the circuit court stated: The state and the non-Indian fish catchers argue that to treat Indian fish catchers dif ferently from non-Indians in allocating fish ing opportunities and determining fishing regulations is a patent violation of basic equal protection principles. The Washington state courts have accepted this argument. See Washington State Commercial Passen ger Fishing Vessel Association v. Tollefson, 89 Wash.2d 276, 571 P.2d 1373 (1977). and then proceeded to reject that construction of the treaties. Washington Fisheries case, supra at 1127 and 1128 (App. 6). 22 The conflict has also been recognized by the Washington Supreme Court which also refused to accede to the view of the lower federal courts: We are asked to accede to the federal dis trict court’s interpretation of the Medicine Creek and other Indian treaties, whereby it found that treaty Indians have the right to 50 percent of the salmon runs, plus fish for ceremonial and subsistence purposes. It ap pears that, if this ruling is given effect, non- Indian fishermen will he required to refrain from fishing until the Indians have har vested 50 percent of the fish runs, plus an undetermined additional number of fish. Being cited no authority for the proposi tion that federal district courts have exclu sive jurisdiction to construe Indian treaties —treaties which affect important interests of the state—we adhere to our own interpre tation of the treaty. (Puget Sound Gillnetters Assn. u. Moos, 88 Wn.2d 677, 691, 565 P.2d 1151 (1977)). While refusing to concur with the lower fed eral courts, the Washington Supreme Court rec ognized that: The resolution of this question cannot come from this court or from the federal district court, if no definitive authority upon the subject exists. It must come from a higher court whose decisions are binding upon both of us. In short, this dilemma can be resolved only by the Supreme Court of the United States, * * * Washington State Commercial Passenger Fish ing Vessel Assn. v. Tollefson, 87 Wn.2d 417, 421, 553 P.2d 113 (1977). 23 In an opinion, two state supreme court jus tices, in referring to a hope that this issue will be resolved by this Court, stated: Such an interpretation by the ultimate legal authority is the only way the current legal, economic and social conflict can be resolved. Most assuredly, this unresolved clash be tween federal and state judicial systems and between economic and social interests can not be permitted to continue. Too much is at stake in all areas. Puget Sound Gillnetters Assn. v. Moos, supra, at 698. C. The decisions of the United States District Court and the United States Court of Appeals for the Ninth Cir cuit conflict with prior decisions of this Court interpreting the treaties in question. This Court has considered the same treaty language on several occasions. In United States u. Winans, 198 U.S. 371, a private landowner could not prohibit access by a treaty Indian to his usual and accustomed grounds and stations. The treaty lanuage, while guaranteeing access to the usual and accustomed fishing places, did not prohibit the state from nondiscriminatory regulation: “Nor does it (the treaty) restrain the state unreasonably, if at all, in the regulation of the right. It only fixes in the land such ease ments as enables the right to be exercised.” 24 Winans, supra, at 384. Subsequently in Tulee v. Washington, 315 U.S. 681 (1942), while holding that a treaty In dian could not be compelled to pay a general rev enue license fee in order to exercise his treaty- protected right to fish, this court reasserted: * * * the treaty leaves the state with power to impose on Indians equally with others such restrictions of a purely regula tory nature concerning the time and manner of fishing outside the reservation as are nec essary for the conservation of fish. Tulee, supra, at 684. Nondiscriminatory state regulation of fish ing activities, including those by treaty Indians, was again approved in Puyallup Tribe v. Depart ment of Game, 391 U.S. 392 (1968) (.Puyallup I): “ The manner of fishing, the size of the take, the restriction of commercial fishing, and the like may be regulated by the State in the interest of conservation, provided the regu lation meets appropriate standards and does not discriminate against the Indians.” Supra, at 398, and * * * any ultimate findings on the conser vation issue must also cover the issue^of equal protection implicit in the phrase “ in common with” * * * Supra, at 403. In Puyallup III, supra (footnote 16), this Court recognized that all citizens of Washington, both Indian and non-Indian, have fishing rights. Since Indians and non-Indians have common 25 rights, it should follow that neither group may be discriminated against in regulating fishing. The federal Court’s orders are inconsistent with the above decisions.10 The district court has mandated a pattern of regulation which dis criminates between Indian and non-Indian net fishermen, limiting or prohibiting fishing by the non-Indians while expressly permitting fishing by Indian fishermen. As we have shown, this Court has consist ently upheld the applicability of the state’s non- discriminatory regulation to treaty Indian fish ing. Yet the “ Washington fishery case” orders remove the Indian fishery harvest from the state’s jurisdiction. (See Memorandum Order and Preliminary Injunction, pp. 17-18, entitled “ Removal of Treaty Allocation from State Exer cise of Jurisdiction,” (App. 54-57) and paragraph K prohibiting the application of conservation measures to Indians where the nontreaty share decreed by the District Court has been exceeded. (App. 59). The United States District Court has also continued to include within the fish allocation those fish propagated by the hatchery systems of the State of Washington. Such inclusion is in conflict with the concurring opinion in Puyallup 10The district court made the following reference to the court’s de cision in Puyallup I, supra: “ If the seeming nonsequitur be the law, it certainly is deserving of more specific legal analysis and justifications than it has ever had in any United States Supreme Court decision.” United States v. Washington, 384 F.Supp. 312 at 337 (1974). 26 II, supra, wherein three justices of this Court clearly indicated that the treaty right does not extend to hatchery fish. 414 U.S. at 49. It is also in conflict with the implementation of Puyallup II in Puyallup III in which the allocation ex cluded hatchery fish. D. The Court of Appeals has sanctioned a departure from the accepted and usual course of judicial proceedings. Based upon the 50% ruling,11 the federal dis trict court has adopted extraordinary measures including: 1. Removing the state from its traditional role as manager and regulator of its fisheries. 2. Enjoining state courts from proceeding with any actions filed with them which might af fect the federal district court’s implementation of its treaty interpretation. 3. Enjoining all (nonparty) citizens of the state from commercial net fishing unless author ized by orders of the federal district court. This approval is granted only through a recorded tele phone message. Only treaty Indians are exempt. 4. Interferring in the regulatory system of an international Commission established by a treaty between this Nation and Canada (which treaty also gave the word of this nation to en force compliance with IPSFC regulations.) 11 Characterized by the circuit court as a discretionary determination. 27 5. Three years after the judgment in the orig inal action, the court amended its decree to ex pand the case area to apply the same special Indian allocations to areas which were neither within the pretrial pleadings nor the post-trial, but pre-judgment, relief requested. The number of extraordinary rulings, modi fications, and even orders granted without hear ing, are too numerous to list. We will, in the in terest of brevity, only discuss one of the foregoing list: removal of the state as the traditional man ager of the fishery resource. The district court adopted a Salmon Man agement Plan (App. 61-77) which was appealed to, but not discussed by, the circuit court of ap peals in the Washington fishery case, supra. That Plan included, but was not limited to (1) requir ing state agencies to obtain agreement from the tribes for fishery enhancement planning includ ing where facilities will be constructed and where fish would be planted from the hatchery pro ram. (App. 68); (2) requiring agreements with tribes as to escapement goals. This is, fish avail able for spawning; (3) providing that where the court’s allocation is not achieved it is to be made up in following years; and (4) a previously estab lished Fisheries Advisory Board composed of one representative of the state, one from the tribes, and the court’s “ fishery expert” shall re solve disputes on subjects addressed by the plan (which encompasses nearly all elements of sal 28 mon management). The order provides “ No party may object to the jurisdiction of the board as to matters addressed by this plan.” (App. 76). Thus, the court has not only taken control and management of the salmon resources from the agency lawfully charged with that function but has established a nonjudicial body to which much of that authority has been delegated. E. International Fisheries Case The IPSFC (International Fishery) case is so extraordinary, it deserves separate discus sion. The original decision of the district court and circuit court appeared to recognize that the IPSFC Convention (50 Stat. 1355), implement ing federal statutes (16 USC 776) and IPSFC- regulations all took precedence over any special rights the Indians might enjoy under the treaties in question. The district court observed: * * * this court believes that treaty right tribes fishing in waters under the jurisdic tion of the International Pacific Salmon Fisheries Commission must comply with regulations of the Commission. United States u. Washington, supra, 384 F.Supp. at 411. and the circuit court declared: Congress sufficiently indicated its intent that all persons, including Indians, be subject to Commission regulation. United States u. Washington, supra, 520 F.2d at 690. 29 The state petitioners in United States u. Washington, supra, (#75-588) indicated to this Court concern that the federal court actions would interfere with IPSFC regulation. In response, the United States assured this Court that there was no problem with the IPSFC fishery: The decision below presents no issue re garding that Convention requiring further review. Both the district court (384 F.Supp. at 411) and the court of appeals (Pet. App. 49-50) specifically held that all persons, in cluding treaty protected Indians, are subject. to the regulations of the IPSFC. Thus there is no question of the decree impinging upon the authority of the IPSFC. * * * As we have demonstrated, both courts below specifically recognized the supremacy of IPSFC regulations. If any subsequent actions interfere with the regu lations of the commission they are not sanc tioned by the decision under review. Brief of the United States in Opposition (to peti tion for writ of certiorari) in United States v. Washington, Nos. 75-588, pp. 21-22. Notwithstanding those assurances, the United States and some of the tribes moved the district court for orders establishing special In dian fisheries in violation of the then existing IPSFC regulations and for orders specifically applying the 50% allocation to the United States’ share of the IPSFC harvest. The relief was granted, permitting fisheries by Indians on IPSFC stocks at times and in manners prohib 30 ited by IPSFC regulations and Indian fisheries during periods closed by IPSFC regulations.12 Specific findings and conclusions were entered that Indians are entitled to 50% of the United States’ share.13 The Stevens treaties between the United States and the various Indian tribes, as in terpreted by this Court and the Ninth Circuit Court of Appeals, preempted State control of fishing within Washington territorial waters in Puget Sound, including Fraser River sock- eye and pink salmon, and made it the su- Ereme law of the land that the Indians must e allowed the opportunity to take up to fifty per cent of the fish that may be legally har vested in Washington territorial waters. Conclusion of Law 63 from the Order proposed by the United States and signed by the district court. This constitutes a reversal of position by the United States and the district court. It conflicts with the prior assurances made by the United States to this Court. Not only has the district court changed its decision but in doing so has acted in excess of 12The Indians allowed to fish included those from at least one tribe without established usual and accustomed fishing areas in IPSFC waters. 13This allocation did not take into account the factors this court indi cated were relevant in Puyallup II, supra. The district court made a find ing that Indians would fish 108 vessels and non-Indians had fished 1,466 vessels in IPSFC waters. If the Indians had taken 50% and the run had been as predicted, the average Indian boat catch would have been nearly 18,000 salmon which would have a value of nearly $100,000. The runs, however, were smaller than predicted. The Indians did not catch the share alloted. 31 its jurisdiction in interferring with the affairs of the International Commission.14 The district court here was consciously inter fering in the decision-making process of the Com mission. The court included several stays in a series of orders to give time to persuade the IPSFC to change its regulations. The court di rected the petitioner, Director of Fisheries, in his capacity as an International Commissioner, to “promptly take action, whatever seems appro priate in the occasion, to press the matter before the Commission.” (Transcript of 11 July, quoting the judge.) Similarly, the court, when ordering that one tribe be allowed to disregard Commission clos ures as implemented by state regulations, de layed the entry of the order so the state could ask the IPSFC to permit such a fishery (TR 6 August, pp. 130, 133-34). After the IPSFC refused, the court entered the order (App. 125-27). The district court’s interference with the regulations of the IPSFC did have international 14See: Z & F Assets Realization Corp. v. Hull, 311 U.S. 470 (1941) wherein this Court rejected an indirect attempt to interfere with an international commission created by treaty between the United States and Germany to rule upon war claims by United States citizens. Justice Black stated: And the fact that petitions sought to challenge the Commission’s power by proceedings against the Secretaries of State and the Treas ury, and not by direct suit against the Commission, is immaterial. If petitioners cannot directly attack the Commission in the courts, neither can they, in the absence of congressional consent, assail the propriety of its awards through the expedient of suits against others charged with responsibility for executing the final determi nation of the Commission. Supra, at 491. 32 ramifications. Two protests to the Secretary of State were filed by the International Commission (Joint Exhibit 10, Joint Exhibit 11). An objecting letter from the government of Canada to the govern ment of the United States was also sent. (It was agreed by the United States that this letter would be provided as an exhibit. Transcript of 6 August 1975, p. 10-11. It was never provided.) One state department official advised the court by affidavit that the State Department had declined to implement one portion of the court’s order: No action was taken * * * with regard to the further provision pertaining to a five day fishery, since the Department of State concluded that provision was contrary to the United States obligation and policies under the Salmon Convention in that it was incon sistent with the basic regulatory scheme elaborated by the Commission. The injunction was then amended to delete this five-day fishery. However, the conclusion is inescapable that the order of the district court was involving that court impermissibly in inter national relations and violating United States obligations. Additionally Donald L. McKernan, who headed the United States’ delegation in bilateral negotiations with Canada as Chief Negotiator, testified as to possible disruption of the regula tory system of the IPSFC (Transcript of 11 July, 1975, p. 136). 33 When asked whether such disruption of the IPSFC could cause problems in the international negotiations with Canada (which extended to all shared fisheries, not just those under the IPSFC), his answer was “yes.” (Transcript of 11 July 1975, p. 137). Even if the Indian treaties mandate a special allocation of fish, the IPSFC treaty and imple menting statutes have superseded the require ment of such an allocation on fisheries which are subject to the jurisdiction of the IPSFC. There is no doubt Congress has that author ity. Menominee Tribe u. United States, 391 U.S. 404, 412 (1965); Lone Wolf u. Hitchcock, 187 U.S. 553, 565-67 (1903). The existence of the Indian treaties were known to Congress when the IPSFC treaties were approved and the implementing statutes passed. The treaty with Canada obligates the United States to enforce “ Commission” regulations against “every national or inhabitant, vessel or boat * * * that engages in fishing.” (Con vention, Article IX, App. 145). No exception is provided for Indians. The implementing federal legislation makes it unlawful for “ any person to engage in fishing for sockeye salmon or pink salmon in convention waters in violation * * * of any regulation of the Commission.” (16 USC # 776, App. 160). Again, there is no exemption for Indians. 34 The IPSFC treaty and implementing stat utes were passed nearly forty years before the federal district court’s determination that the Indian trety language mandated 50% of the fish runs. The interpretation urged here, that treaty Indians are fully subject to IPSFC regulation and are not entitled to a special fishery but may participate pursuant to those nondiscrimina- tory IPSFC regulations, was the interpretation of all parties until the actions of the federal dis trict court in 1975. It is necessary to answer the Court of Ap peals conclusion that the matters relating to the IPSFC concern only the 1975 season and there fore the appeals are moot: The 1975 season has now passed and neither the order of the United States District Court nor that of the state court has current force. (International Fisheries case, supra, at 1121.) (App. 29-33). These questions are not moot. The important aspects of the district court’s orders as they re late to the IPSFC are still in effect. The decision that Indians are entitled to 50% of the United States’ share and the requirement petitioner Fisheries Director work toward implementation in his capacity as a United States IPSFC Com missioner continues effective. A letter of instruc tion was sent from United States State Depart ment to the United States Commissioners. That 35 letter of instructions is reprinted in the Appen dix 168-69. It notes United States regulatory rec ommendations: * * * with the aim of accommodating the United States u. Washington decision re garding Indian treaty rights * * * You are instructed to support it at the next Com mission meeting and vote for its adoption into final regulations for 1977. Further, the tribe allowed a special exemp tion from state regulations implementing IPSFC regulations still claims that exemption. (Other tribes have now asserted they enjoy the same exemption.) The United States Department of Interior has adopted regulations providing for special treaty Indian fisheries in IPSFC waters. 25 CFR 256 (B) found in Federal Register, Vol. 43, # 122, Friday, June 23, 1978. The express purpose recited therein is to imple ment treaty fishing rights “affirmed in United States v. Washington ” Clearly the International Fishery decision continues to be effective, though implementa tion has taken different forms from year to year. 36 CONCLUSION The Petitioner State of Washington finds itself in the extraordinary position of being con fronted with conflicting decrees by the highest state appellate court and the lower federal courts with reference to fishing by treaty Indians. This conflict can only be resolved by this Court. The lower federal court decisions have, some 120 years after the execution of the treaties, con cluded for the first time that the fishery resource in the State of Washington is to be divided “equally” between treaty fishermen and non treaty fishermen. The implementation of this extraordinary ruling has been transformed by the district court to a guarantee of specific numbers of fish by species and areas for Indian fishermen. The implementation of this decision has had an adverse impact upon the citizens of the state and the basic authority of the state to manage and conserve its fishery resources. The court’s unprecedented expansion of Indian jurisdiction involving such concepts as self regulating tribes beyond the boundaries of the reservations and the interference with the In ternational Fisheries Commission, even indi vidually, would justify the exercise of jurisdic tion by this Court. The collective impact of these decisions literally demands review by this Court. 37 We, therefore, respectfully submit that the application for Writ of Certiorari be granted. D a t e d this 20th day of July, 1978. Respectfully submitted, S l a d e G o r t o n , Attorney General E d w a r d B. M a c k i e , Deputy Attorney General J a m e s J o h n s o n , Senior Assistant Attorney General Attorneys for Petitioner 40 Constitutional Provisions Page United States Article I I ...................................................................... 128 Article V I ...............................................................................129 Amendment V .......................................................................129 Amendment X .......................................................................130 Amendment X I V ...................................................................131 Treaties United States 10 Stat. 1132 (Treaty of Medicine Creek) ........................ 131 12 Stat. 927 (Treaty of Point E lliott)..............................132 12 Stat. 933 (Treaty of Point No P o in t)........................132 12 Stat. 939 (Treaty with the Makahs (Treaty of Neah B ay)).................................................................................. 132 12 Stat. 951 (Treaty with the Yakimas) ........................ 133 12 Stat. 971 (Treaty with the Quinaielts (Treaty of Olympia))...........................................................................133 Convention with Canada 1930 and 1956 Protocol Amending 50 Stat. 1355, 8 T.I.A.S. 3687, 8 U.S.T. 1057.. 135 Statutes 16 USC 776 — (Sockeye Salmon or Pink Salmon Fish Act of 1947) 159 16 USC 1801, 1811, 1812 — (Fishery Conservation and Management Act of 1976)................................................................................. 162 Washington State RCW 75.40.060..................................................................... 167 Miscellaneous Letter dated March 16, 1977, from Rozanne L. Ridgway (Department of State) to Donald Moos (Director of Washington Department of Fisheries)............................168 A — 1 UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Puget Sound Gillnetters Association et al., Petitioners, v. United States District Court for the W estern District of W ashington, Respondent, United States of America et al., Real Parties in Interest, Columbia River Fishermen’s Protective Union, Inc., et al., Petitioners-Appellants, v. United States District Court for the District of Oregon, Respondent, and United States of America et al., Real Parties in Interest, Appellees. United States of America et al., Plaintiffs-Appellees, v. State of W ashington et al., Defendants-Appellants. Nos. 77-3129, 77-3208, 77-3209, 77-3654 and 77-3655. United States Court of Appeals Ninth Circuit. April 24, 1978. Before Goodwin, W allace, and K ennedy, Circuit Judges. Goodwin, Circuit Judge: These consolidated appeals are the latest in a series of efforts by agencies of the State of Washington and various associations of non-Indian fish catchers to overturn decisions of the District Courts of Oregon and of the Western District of Washington apportioning between treaty Indians and others the right to take fish. See United States u. Washington, 384 F.Supp. 312 (W.D. Wash. 1974), aff’d, 520 F.2d 676 (9th Cir. 1975), cert, denied, 423 U.S. 1086, 96 S.Ct. 877, 47 L.Ed.2d 97 (1976); Sohappy u. Smith, 302 F.Supp. 899 (D.Or.1969); United States v. Oregon, 529 F.2d 570 (9th Cir. 1976). The geographic areas coverd by these appeals are Puget Sound, the Washington coast south to and including Gray’s Harbor, and the Columbia River. I BACKGROUND Litigants reached an agreement concerning the Columbia River, and that agreement was incorporat ed in a final decree of the District Court, Order of February 28, 1977, United States v. Oregon. That case retains minor problems of enforcement. A—3 Agencies of the State of Washington and various of its constituencies continue to attack the judgment in United States v. Washington. Accordingly, we will again set forth the treaty basis of that decision and reaffirm its validity. The state’s extraordinary machinations in resisting the decree have forced the district court to take over a large share of the management of the state’s fishery in order to enforce its decrees. Except for some desegregation cases (see Morgan v. Kerrigan, 530 F.2d 401 (1st Cir.), cert, denied sub nom. McDonough u. Morgan, 426 U.S. 935, 96 S.Ct. 2649, 49 L.Ed.2d 386 (1976); Morgan v. McDonough, 540 F.2d 527 (1st Cir. 1976), cert, denied, 429 U.S. 1042, 97 S.Ct. 743, 50 L.Ed.2d 755 (1977)), the district court has faced the most concerted official and private efforts to frustrate a decree of a federal court witnessed in this century. The challenged orders in this appeal must be reviewed by this court in the context of events forced by litigants who offered the court no reasonable choice. When Europeans first came to the Northwest, they found it occupied by many bands of Indians, who together exercised superficial control over the entire territory. The Indians knew nothing of English land tenure, by they were destined to learn. For most tribes living along Puget Sound, the Pacific Coast, or a major stream, the yearly runs of anadromous fish were central to their economies and their cultures. As settlement from the East increased A—4 during the 1840’s and 1850’s, the white settlers created political pressure to limit Indian occupation to designated lands so that more land would be available to the settlers for enclosure and exclusive possession. Under instructions from the federal government, Governor Isaac Stevens of Washington Territory negotiated a series of treaties in 1854-55 to achieve settlement goals. The treaties followed a pattern, the Treaty of Medicine Creek, 10 Stat. 1132 (1854) being typical. In article II the Indians reserved to themselves certain lands for reservations, and in article III the government further guaranteed them the right to continue taking fish at their usual and accustomed sites off the reservation, in common with all citizens of the Territory. This court has previously construed these clauses in earlier chapters of this litigation. We held that article II reserved an exclusive right to fish on the reservation and that article III established something analogous to a cotenancy, with the tribes as one cotenant and all citizens of the Territory (and later of the state) as the other. United States v. Washington, 520 F.2d at 685, 690. It is crucial to remember that these treaties did not grant the tribes anything; rather, the tribes granted the United States a vast expanse of land, reserving to themselves certain interests in it and in its profits a prendre.1 'This reservation included customary uses outside the area ceded. See Seufert Brothers Co. v. United States, 249 U.S. 194, 39 S.Ct. 203, 63 L.Ed. 555 (1919). A—5 The negotiations and treaties show that the right to take fish was to the Indians one of the most important rights reserved. The Supreme Court has recently indicated that tribal sovereignty continues as a necessary part of Indian law. In McClanahan v. Arizona State Tax Commission, 411 U.S. 164, 93 S.Ct. 1257, 36 L.Ed.2d 129 (1973), it overturned a state tax on income earned by a reservation Indian from reservation -sources. In doing so it noted that tribal sovereignty provides a backdrop against which treaties and statutes must be read. The Indian claim to sovereignty long predates that of the United States or of any state. Indians on reservations remain a separate people, exempted from many laws of the state within whose borders they live. 411 U.S. at 172-73, 93 S.Ct. 1257. In Morton v. Mancari, 417 U.S. 535, 94 S.Ct. 2474, 41 L.Ed.2d 290 (1974), the Court upheld a hiring preference for Indians in Bureau of Indian Affairs positions. It noted that the preference was political, not racial, 417 U.S. at 553 n.24, 94 S.Ct. 2474 given to “members of quasi-sovereign tribal entities,” 417 U.S. at 554, 94 S.Ct. at 2484. In United 2 2It is questionable whether Anglo-American concepts of sovereignty existed in these Indian cultures, or whether the collections of villages Governor Stevens made for purposes of his negotiations were in fact tribes. The United States treated them as tribes, however. The villages were then exercising and the tribes have since exercised what we would consider sovereign powers over their members and territories. These concepts have become basic to the legal justification for preserving the tribes as legal and cultural entities, a goal which the treaties were intended to serve and which Congress has recently reaffirmed. Indian Self-Determination Act of 1975, Pub.L. 93-638, Title I, 88 Stat. 2203, 2206. We will therefore use these concepts, recognizing that in doing so we may not be perfectly adapting Western legal concepts to Indian culture. A—6 States v. Mazurie, 419 U.S. 544, 95 S.Ct. 710, 42 L.Ed.2d 706 (1975), the Court upheld the power of Congress to delegate to an Indian tribe the right to regulate the sale of liquor on non-Indian land within an Indian reservation. The Court specifically rejected the Tenth Circuit’s holding that Indian tribes are simply voluntary associations of private citizens, citing Worcester and McClanahan among other cases. 419 U.S. at 557, 95 S.Ct. 710. Most recently, the Court held unanimously that a conviction by a tribal court does not bar federal prosecution for the same offense, because the tribal and federal courts are arms of different sovereigns. “ Indian tribes still possess those aspects of sovereignty not withdrawn by treaty or statute, or by implication as a necessary result of their dependent status.” United States u. Wheeler, — U.S. __ , __ , 98 S.Ct. 1079, 1086, 54 L.Ed. __ (1978). II EQUAL PROTECTION The state and the non-Indian fish catchers argue that to treat Indian fish catchers differently from non-Indians in allocating fishing opportunities and determining fishing regulations is a patent violation of basic equal protection principles. The Washington state courts have accepted this argument. See Washington State Commercial Passenger Fishing Vessel Association v. Tollefson, 89 Wash.2d 276, 571 P.2d 1373 (1977). Yet the most obvious conclusion A — 7 from this background is that “ equal protection” is an issue in this case only as it limits the state’s regulation of Indian fishing in those areas where the state has a right to regulate. Comparisons between the numbers of treaty and nontreaty fishers, or the quantity of fish each category has an opportunity to take, are simply irrelevant under the law. The treaty tribes reserved their preexisting rights to fish, and they continue, as quasi-sovereign entities, to hold those reserved rights. As we pointed out in United States v. Washington, 520 F.2d at 685, the treaties established something analogous to a cotenancy in the off-reservation fishery.3 The treaty fishers derive their rights from one of the cotenants, the tribes. The nontreaty fishers derive their rights from the other, the state as the successor to the United States. The population-head-count disparity is the unremarkable result of normal principles of property law applied to changing numbers within cotenant classes. 3We refer to the cotenancy analogy only because it is helpful in explaining the rights of the parties, not because all the rights and incidents of a common law cotenancy necessarily follow. The shared interest is in a yearly run which is apportioned on a yearly basis between two parties, each having equal rights in it. It is this equality of right between two quasi-sovereigns which we expressed by analogy in the earlier case. Obviously, not all the rules of cotenancy in land can apply to an interest of the nature of a profit. Another analogy might have been drawn to the doctrine of equitable apportionment between states claiming the yearly flow of a common stream. The Supreme Court has often resolved the conflicting claims of quasi-sovereign states in this context. Nebraska u. Wyoming, 325 U.S. 589, 65 S.Ct. 1332, 89 L.Ed. 1815 (1945); Wyoming v. Colorado, 259 U.S. 419, 42 S.Ct. 552, 66 L.Ed. 999 (1922). Similar principles might apply here with the addition, of course, of the equality of rights which the treaties guarantee. The primary point is that the state and the tribes stand in similar positions as holders of quasi-sovereign rights in the fishery, and that the federal courts are, when necessary, the arbiters of those rights. A — 10 Fisheries issued to comply with the district court’s orders to be beyond the Department’s authority under state law.* 5 The Department thereupon withdrew its regulations and issued new ones which made no attempt to protect tribal rights in the fishery. This situation led the district court to cease its attempts to work through the state government and, instead, to undertake fishery management directly. The Court’s enforcement actions are the special focus of the present appeal. The tribes have a right to the enforcement of the treaties. This court has previously upheld the district court’s construction of those treaties. The state was a party to that construction and remains a party now. The state is bound by the previous decisions. The district court might have required the state to comply with its orders despite the conflicting state court rulings, but a direct confrontation would have raised serious questions of federalism. In an effort sIn those cases, and in Washington State Commercial Passenger Fishing Vessel Association v. Tollefson, 89 Wash.2d 276, 571 P.2d 1373 (1977), the court construed the treaties as simply guaranteeing tribal Indians equal treatment with other citizens and stated that the district court’s actions had created a class based on an impermissible racial classification. We reject these positions for the reasons given above and in Justices Horowitz’ and Utter’s dissents. We assume that the Washington court has unwittingly misconstrued the basic concepts of Indian law and failed to understand a long line of Supreme Court decisions beginning with United States v. Winans, 198 U.S. 371, 25 S.Ct. 662, 49 L.Ed. 1089 (1905). This misconstruction of Indian law was one basis for the Washington court’s denial of state authority to allocate fish between treaty and nontreaty fishers. The state court thought that such an allocation would violate equal protection, something the state could not be required to do. We question whether the court would continue to deny state agencies the authority to allocate under a correct view of tribal status and rights. A — 11 to minimize friction in a delicate state-federal situation without denying the tribes the rights they had reserved in the treaties and vindicated in court, the district court entered into the direct management of the fishery. Unless or until Congress acts to harmonize state and treaty interests in the fishery, the default of state government leaves the district court as the only instrument available to vindicate the treaty rights. The pertinent questions, therefore, are not whether the court was right or wrong in 1974, but whether the court’s actions are reasonable now. A subsidiary question is whether the court may enforce its orders against “nonparty” fishers directly. B We held in United States v. Washington, 520 F.2d at 687-90, that the district court had discretion in its allocation of the fishery; we now extend that holding to recognize its broad discretion in managing the fishery. Further, none of the district court’s actions now before us constitutes an abuse of that discretion. The district court’s orders set forth an allocation of fishing opportunity6 between the treaty and nontreaty fishers intended, for 1977 only, to provide 6The appellants argue that the district court attempted to transfer title in the fish to the tribes although fish in their wild state are incapable of being owned. This was not the district court’s order. Considered in light of the record as a whole, the orders allocate only the opportunity to take fish. That allocation can best be expressed and enforced, of course, by numbers of fish taken. A — 12 nontreaty fishers with 55% of the total opportunity and treaty fishers with 45%. Because the district court included the amount taken in close-in ocean waters in the estimate of the total opportunity available to nontreaty fishers, the allocations generally pushed upward the opportunity in Puget Sound and the coastal streams for treaty fishers.7 The difference in technology between white and Indian fishers is explained in United States v. Washington, and in the voluminous record here. The district court made its allocation orders upon the best technical advice available. It made its orders binding upon fishers’ associations and upon all persons fishing under the authority of the State of Washington. We have noted that the appellants argue that the district court’s actions violate equal protection. The allocation is not an allocation among an indistinguishable mass of citizens but between two groups of persons each claiming undivided half interests in a quasi-cotenancy. Each of the co-owners, the state and the tribes, is a quasi-sovereign, and the distinction between their members is thus political rather than racial. Ethnic origin is relevant only to the degree it happens to define tribal, and therefore political, status. An ethnic Indian who is not a member of a tribe with reserved fishing rights is in the same position with respect to Washington fish ’There is a small tribal ocean fishery, and the parties do not agree whether it is included in the tribal share. If it is not now included, we presume the district court would include it on a proper showing. A — 13 and game laws as any other citizen of the state. We find no abuse of discretion in the district court’s orders allocating the opportunity to take fish. The circumstances compelled the court to intervene in fisheries management, and the state does not appear to quarrel seriously with the specific allocations.8 Indeed, we do not see how, given the state’s inability or unwillingness to act, the district court could have protected tribal rights without making orders allocating fish in some manner. The numbers question is one of degree, not one of principle. Fish reach the tribal fishery after passing through the areas of heaviest nontribal fishing. The technology of commercial salmon fishing favors the nontribal fisher. If the nontribal fishery were not limited, the tribal fishery would never have the opportunity to take its full share, particularly in light of the need to provide an escapement of fish sufficient to preserve the run. Preserving the tribal opportunity requires limiting the nontribal opportunity.9 In restating this obvious truth, we are 8The appellants do question the district court’s limitation only of commercial fishing. Such a limitation may be the most practical way to enforce the district court’s orders. The state can always propose limitations effective against both sport and commercial fishers if it can give reasonable assurances that such limitations would be enforceable. If the state were able and willing to regulate its fishery in a way consistent with the district court’s orders, of course, the sport/commercial fishery issue would be entirely a state concern so long as tribal fishers had an opportunity to take their treaty shares. Appellants urge that the treaties are not self-executing but require Congressional action to be effective. The treaties specifically reserved rights to the tribes and gave federal guarantees of those rights; we do not know what more would be necessary to make the treaties effective and enforceable in federal court as the supreme law of the land. See United States v. Washington, 520 F.2d at 684. A — 14 not unmindful of the equities that lie on the side of the State of Washington. Its hatcheries help produce fish that will be caught by Indians as well as by non-Indians. But these equities call for state, federal, and tribal cooperation. They do not justify an attitude of total intransigence. IV GRAY’S HARBOR Because of uncertainty over whether the Quinault tribe would continue as a plaintiff in the earlier litigation, the original pretrial order defined the case area to include only coastal streams north of the Gray’s Harbor watershed. This area includes the Quinault reservation and several off-reservation streams which are usual and accustomed locations for Quinault fishers. There was evidence at the trial concerning Quinault fishing in Gray’s Harbor as well as within the case area. The court found that Quinault Indians had important fisheries, shared with other tribes, in Gray’s Harbor and its tributaries, although it did not specifically find them to be usual and accustomed fishing places. 384 F.Supp. at 374-75. In 1974, in response to a motion by the state, the court held that the Quinault tribe had usual and accustomed fishing places in the Gray’s Harbor area and that nothing in its previous decisions prevented them from using those places. The state filed a notice of appeal from this ruling, but the appeal apparently lapsed for want of prosecution. A — 15 Since the district court’s original decision the Quinault tribe has been actively developing its Gray’s Harbor fishery, both by increasing its fishing capacity and by managing the run to produce more fish. The state’s actions in response to the state court decisions threatened the continuance of this Indian fishery, and the district court’s order and injunction of August 10, 1977, as interpreted on August 12, excluded Gray’s Harbor fishing from its protection. In response to this situation, the Quinault tribe, with the support of the United States, asked the district court to extend the case area to cover Gray’s Harbor. The court agreed to the request. After a series of hearings the court allocated the opportunity to take fish between the treaty and nontreaty fishers in a fashion similar to its other allocations. One question on appeal is whether the district court had the authority to expand the case area beyond that defined in the pretrial order and in its original decree; Gray’s Harbor was included in the original complaint. The United States argues that the district court simply extended its decree, without modification, to cover a new area. We cannot agree with this statement. In its conclusion of law number 7, 384 F.Supp at 400, the court explicitly excluded Gray’s Harbor from the case area. To change the case area requires changing this conclusion of law. Since the decree depends on the conclusions of law, such a change would be a modification of the decree. The state suggests that the tribe’s request may A — 16 be a motion to modify the decree under Fed.R.Civ.P. 60(b). Rule 60(b), however, deals with relief from judgments, not modification at the prevailing party’s request to extend the judgment’s scope. The best interpretation of the district court’s order is that it is a supplemental decree based on a modification of the pretrial order to conform to the evidence presented at the trial. Under Fed.R.Civ.P. 15(b), the pleadings may be amended, even after judgment, to conform to the evidence. The same standard should be applied to the modification of a pretrial order under Rule 16 in these circumstances. 3 Moore’s Federal Practice U15.13[l]. We have previously upheld a district judge who applied Rule 15(b) standards to amend a pretrial order to conform to the proof, Gsell v. Adams, 316 F.Supp. 394 (D.Or.1969), aff’d, 431 F.2d 1204 (9th Cir. 1970), and one whose holding was based on a theory which had evidentiary support and was argued but which was not in the pleadings or the pretrial order, Dering u. Williams, 378 F.2d 417 (9th Cir. 1967).10 Here the parties tried the issue of Quinault off-reservation fishing without objection. The trial court found that Quinault Indians traditionally used Gray’s Harbor and its watershed for their fishing; its failure to use '“Other circuits have reached similar conclusions. In Monod v. Futura, Inc., 415 F.2d 1170 (10th Cir. 1969), the court in dictum stated that Rule 15(b) standards apply to a postjudgment amendment of a pretrial order if the issue has been tried without objection. The Sixth Circuit agrees, if the parties understood that the evidence was directed to the unpleaded issue. MBI Motor Company, Inc. v. Lotus/East, Inc., 506 F.2d 709 (6th Cir. 1974). The Fifth Circuit points out that in these circumstances allowing the amendment is mandatory. Wallin v. Fuller, 476 F.2d 1204 (5th Cir. 1973). A — 17 the treaty words “ usual and accustomed fishing places” was the result of the exclusion of Gray’s Harbor from the case area of the original decree. When the state asked the court to limit Quinault fishing in Gray’s Harbor, the court specifically found that the Quinault tribe had usual and accustomed locations there; the state failed to pursue its appeal from this finding.11 In the light of these circumstances, we will treat the court’s order expanding the case area as a supplemental decree based on an implied modifica tion of the pretrial order to conform it to the evidence actually presented.12 (The court retained continuing jurisdiction to enter further decrees.) As a supplemental decree, the order is appropriate. Some action was necessary to protect Quinault treaty rights in Gray’s Harbor. The alternative to the supplemental decree would have been to bring a separate action, which the court would undoubtedly have consolidated with this action. The evidence and parties were such that the state would probably have been collaterally estopped to deny most of the necessary facts; the court could certainly have issued a temporary restraining order or preliminary "The fact that Gray’s Harbor is outside the area ceded is irrelevant if Quinault Indians customarily fished there. Seufert Brothers Company v. United States, 249 U.S. 194, 39 S.Ct. 203, 63 L.Ed. 555 (1919). I2No one suggests a need for the trial court to go back and amend the pretrial order if we can say on appeal that it would have been justified in doing so. Dering v. Williams, 378 F.2d 417 (9th Cir. 1967). An appellate court may uphold a judgment on any theory which finds support on the record even though the lower court relied upon a wrong ground or gave a wrong reason. Jurinko v. Edwin L. Wiegand Company, All F.2d 1038 (3d Cir.), vacated on other grounds, 414 U.S. 970, 94 S.Ct. 293, 38 L.Ed.2d 214 (1973). A — 18 injunction with little extra delay. The court did hold factual hearings before making its allocations of fishing opportunity. The only result of requiring a separate action would have been to add further complexity to an already complex case.13 V BINDING NONPARTIES Several of the district court’s orders were directed to individual fishers and to fishers’ associations, although these persons and associations were not parties to the litigation. The fishers argue that the court was therefore without jurisdiction over them. The United States suggests several theories which would support the district court’s actions. Without ruling on the other theories, we agree that the fishers are bound because they are in privity with the state, which is a party. Wild animals and fish belong to the people of a state as a whole in their sovereign capacity, and the state may regulate the manner of their taking or prohibit it entirely. Geer u. Connecticut, 161 U.S. 519, 527-30, 16 S.Ct. 600, 40 L.Ed. 793 (1896).14 “The state’s only objection to the specific allocations seems to be based on the equal protection argument which we rejected above. We thus have no occasion to decide whether the allocations were within the district court’s discretion. 14Douglas v. Seacoast Products, Inc. 431 U.S. 265, 284-85, 97 S.Ct. 1740, 52 L.Ed.2d 304 (1977), simply holds that a state does not have title to its fish to the extent that it can give its citizens rights superior to those of citizens of other states who hold a federal fishing license. This holding does not deny the state’s substantial interest in fish or that its claim to them, as a sovereign, represents the claim of all its citizens. See Justice Rehnquist’s opinion in Douglas, 431 U.S. at 287-88, 97 S.Ct. 1740. Both Oregon and Washington hold that fish within their borders, so far as title can be asserted, belong to the state in its sovereign capacity in trust for its people. Anthony v. Veatch, 189 Or. 462, 474-75, 486-87, 220 P.2d 493, 498-99, 503-04, rehearing denied, 189 Or. 504, 221 P.2d 575 (1950); Columbia River Fishermen’s Protective Union v. City of St. Helens, 160 Or. 654, 661, 87 P.2d 195, 198 (1939); Monroe v. Withycombe, 84 Or. 328, 334-35, 165 P. 227, 229 (1917); Washington Helpers Association v. State, 81 Wash.2d 410, 414-415, 502 P.2d 1170, 1172-73 (1972), cert, denied, 411 U.S. 982, 93 S.Ct. 2274, 36 L.Ed.2d 959 (1973); State ex rel. Bacich v. Huse, 187 Wash. 75, 79-80, 59 P.2d 1101, 1103-04 (1936). The Washington Supreme Court has recently specifically held that fishers have no private property rights in taking salmon. “ In regulating the fisheries, the state is merely enacting legislation concerning its own property and prescribing the methods which may be used in acquiring it by private persons.” Washington Helpers Association v. State, 81 Wash, at 415, 502 P.2d at 1173. While the quoted statement of state ownership may be too strong, it shows that under Washington law the citizen’s right to take fish is purely derivative of the state’s power to regulate rights in the fish. The fishers’ interest is therefore derivative of the state’s interest; the fishers are in privity with the state and are bound by actions affecting its sovereign interests to which it is a party. City of Tacoma v. Taxpayers of Tacoma, 357 U.S. A — 20 320, 340-41, 78 S.Ct. 1209, 2 L.Ed.2d 1345 (1958); Wyoming v. Colorado, 286 U.S. 494, 506-09, 52 S.Ct. 621, 76 L.Ed. 1245 (1932).15 This being the case, the district court had authority to act against the fishers directly when it appeared that the state was unable to do so. Since the fishers are bound by the district court’s actions, they may not collaterally attack them now, and they are subject to penalties for contempt if they have actual knowledge of the court’s orders and violate them.16 Any complaints the fishers may have concerning the state’s representation of their interests are matters between them and the state. Indeed, much of the difficulty in this case is the direct result of the pressure these same fishers have brought to bear upon the state government. The district court’s injunction against state court action was both necessary and proper. The state trial court sought to require the Department of Fisheries to authorize a harvest of fish without 15The United States and the tribes cite Wyoming v. Colorado and several other water law cases in their brief. We agree with them that this is the most nearly analogous area of the law. States litigate their quasi-sovereign rights to water, and appropriators under the states’ laws are bound by those decisions without being parties. Nebraska v. Wyoming, 295 U.S. 40, 43, 55 S.Ct. 568, 79 L.Ed. 1289 (1935). Washington’s fishers are its privies in litigation over the state’s quasi-sovereign right to its fish in the same way that Wyoming’s appropriators are its privies in litigation over the state’s quasi-sovereign right to water. “The appellants make a number of technical attacks on the injunctions. We find them to be without merit. In the context of all the proceedings in this case, the state and the fishers knew what was being enjoined. The use of a telephone hot line for daily information on fisheries openings and closings was appropriate and may have been the only practical way to get the information to all the fishers affected by the court’s orders. A — 21 regard to tribal rights or the district court’s orders. This action went beyond the Washington Supreme Court’s holding that the Department was without authority to obey the district court’s orders; instead, it required a direct violation of them. The normal requirements for injunctive relief were clearly present. Washington’s reliance on 28 U.S.C. § 2283, which limits injunctions of state court proceedings, is misplaced. Section 2283 does not apply when the United States requests the injunction. Leiter Minerals, Inc. v. United States, 352 U.S. 220, 224-26, 77 S.Ct. 287, 1 L.Ed.2d 267 (1957). Nor should the district court have waited for the state system to resolve questions of state law; none were relevant. As a party to this action, the state was bound not to interfere with the district court’s enforcement of its decree, and any state law to the contrary would fall under the Supremacy Clause. U.S.Const, art. VI, cl. 2. VI COLUMBIA RIVER A few issues concerning the Columbia River case deserve comment. The agreement reached by all the parties in early 1977 is a decree of the District Court of Oregon. No party has raised any questions in the district court concerning the State of Washington’s authority to enter into the agreement and consent to the decree; the state is therefore bound by it. Under the principles discussed above, the fishers A — 22 from both sides of the river, Oregon and Washington, are bound by the decree binding the states, and the district court had authority to hold violators with actual knowledge in contempt. The district court’s jurisdiction extends to the entire Columbia River, not simply to the Oregon side. Oregon Admission Act of February 14, 1859, § 1, 11 Stat. 383; The Annie M. Smull, 1 Fed.Cas. 983 (No. 423) (D.Or.1872). Nielsen v. Oregon, 212 U.S. 315, 29 S.Ct. 383, 53 L.Ed. 528 (1909), simply holds that Oregon may not enforce its regulatory laws on the Washington side. It does not question the power of the district court to enforce federal law over the entire river. VII CONCLUSION We do not entertain the illusion that this is the last appeal we will see in this case. The issues involved are too volatile and raise too many emotions for a mere statement of the law to resolve them. On the other hand, neither this court nor the district court has any desire to be a permanent fish master in Washington waters. It is to be hoped that the parties can reach an agreement, as they did in the Oregon case, and that Washington law will be changed to allow the state to carry it out. Until the state decides to cooperate, the district court will have to continue protecting the tribes’ rights. The state and the fishers hold the key to lifting federal judicial A — 23 interference with their fish-management pre rogatives. In Nos. 77-3208 and 77-3129, the applications for writs of mandamus are dismissed. In Nos. 77-3209, 77-3654, and 77-3655, the judgments are affirmed. The cases are remanded so that the district court may retain continuing jurisdiction. Kennedy, Circuit Judge, concurring: The domensions of the state’s resistance to the decrees in these cases are, in my view, over-stated by the opinion for the court, but I fully agree that by its policy with respect to this litigation the state has unduly complicated the issues without advancing its own cause. I agree further that an apportionment of fishing rights half to the treaty Indians and half to all other fishermen is binding on this panel. United States u. Washington, 520 F.2d 676 (9th Cir. 1975), cert, denied, 423 U.S. 1086, 96 S.Ct. 877, 47 L.Ed.2d 97 (1976). However, the court undertakes to restate the rationale for the apportionment rule of our earlier decision, and I find it necessary to suggest that the explanation of this critical point remains somewhat obscure. The prior decision of this court and the opinion for the court on this appeal rely on an analogy to a cotenancy or to a “quasi-cotenancy” to rationalize the rule of even apportionment. The principles of a cotenancy apply to the legal relation among parties who share a right of possession in real or personal A — 24 property.1 But the parties to this dispute claim rights of access and exploitation in a wildlife resource of fluctuating and uncertain extent. These rights do not depend upon possession, or even upon ownership, of the wildlife itself. The cotenancy analogy would be of dubious relevance even in an era when the supply of fish exceeded the demands of the fishing population.2 Certainly it is inadequate to resolve the present conflict between treaty rights and asserted state authority to conserve and allocate a fishery that cannot sustain the full demands of all the parties to this litigation. A cotenant, absent acts of waste or ouster, has the right to possess and use the entire property.3 Accordingly, serious application of the ‘“For indeed tenancies in common differ in nothing from sole estates but merely in the blending and unity of possession.” 2 W. Blackstone, Commentaries * 180. ‘The term “tenants in common” was used in an early case to describe the rights of state citizens to the ownership of New Jersey oyster beds. Corfield v. Coryell, 6 Fed.Cas. 546, 552 (C.C.E.D.Pa.1823). The phrase, however, was used solely to explain the court’s holding that state citizens collectively held one hundred percent of the rights to the shellfish to the exclusion of noncitizens, rather than as a point of departure for explaining a method of division. 32 American Law of Property § 6.13, at 52-53 (A. J. Casner ed. 1952); R. Powell & P. Rohan, Powell on Real Property H 603 (1 vol. ed. 1968); H. Tiffany, The Law of Real Property § 199 (3d ed. 1970). At common law, property rules pertaining to ouster and waste insured that cotenants shared finite resources fairly, but to apply those rules to effect an allocation of the parties’ rights here would stretch an already attenuated analogy to the breaking point. Moreover, there is substantial doubt that the apportionment theory of this case follows from those rules. The standards which define waste for which a life tenant or tenant for years may recover are not necessarily applicable as between cotenants. The English rule is that, since a cotenant of a fee simple estate has the right to enjoy and use the common property in any reasonable way, the usual and ordinary use of the property by an owner in severalty is not waste. 2 American Law of Property, supra § 6.15, at 64; 2 W. Walsh, Commentaries on the Law of Real Property § 131, at 69 (1947). Thus, any cotenant may cut trees that are mature and Fit for cutting, Martyn v. Knowllys, 101 Eng.Rep. 1313 (K.B.1799), and may develop and operate mining land, Job v. Potton, 20 Eq. 84 (1875), without liability for waste. In the United States, while it is clear A — 25 analogy might permit a fishing group to take all the fish it has the capacity to catch, a result contrary to the one we affirmed in the principal case.4 that acts which amount to destructive permanent damage to the common property are held to constitute waste, E. Hopkins, Handbook on the Law of Real Property § 214, at 342 (1896); 2 W. Walsh, supra § 131, at 72, some cases have followed the English rule allowing the cutting and sale of timber, Hihn v. Peck, 18 Cal. 641 (1861); Buchanan v. Jencks, 38 R.I. 443, 96 A. 307 (1916); Williams v. Bruton, 133 S.C. 395, 131 S.E. 18 (1925); McDodrill v. Pardee & Curtin Lumber Co., 40 W.Va. 564, 21 S.E. 878 (1895), and the operation of mines, quarries, and oil wells, Prairie Oil & Gas Co. v. Allen, 2 F.2d 566 (8th Cir. 1924); Cascaden u. Dunbar, 191 F. 471 (9th Cir. 1911); McCord v. Oakland Quicksilver Mining Co., 64 Cal. 134, 27 P. 863 (1883); Payne v. Callahan, 37 Cal.App.2d 503, 99 P.2d 1050 (1940), while others have held that the cutting and sale of timber, Fitzhugh v. Norwood, 153 Ark. 412, 241 S.W. 8 (1922); Emmons v. Evans, 178 Ky. 180, 198 S.W. 900 (1917), or the development or operation of mines or oil wells, Clark v. Whitfield, 218 Ala. 593, 119 So. 631 (1929); Abbey v. Wheeler, 170 N.Y. 122, 62 N.E. 1074 (1902); McNeely v. South Penn Oil Co. 58 W.Va. 438, 52 S.E. 480 (1905), constitues waste. In cases following the latter rule, courts have tended to call the action one for waste but to hold the defendant merely to a duty to account for the net proceeds from the operations rather than to impose the usual penalties, such as treble damages, for waste. See generally cases cited above and 2 American Law of Property, supra § 6.15; 2 W. Walsh, supra § 131. Injunctive relief in an action for waste by one cotenant against another is granted only for waste which is “of a malicious character, or so unusual or unreasonable as to constitute a wanton destruction of the estate.” Mott v. Underwood, 148 N.Y. 463, 42 N.E. 1048, 1050 (1896); see McCord v. Oakland Quicksilver Mining Co., 64 Cal. 134, 27 P. 863 (1883); R. Powell & P. Rohan, supra 11 647, at 695. With reference to ouster, a tenant who excludes his cotenants from the commonly held property by adverse possession is guilty of an ouster, and an action in ejectment may be brought by a dispossessed tenant. J. Cribbet, Principles of the Law of Property 104 (2d ed. 1975). “ [T]he ousting tenant’s possession must be exclusive, for mere possession and use of the entire property by one cotenant is not an ouster, nor is his possession adverse, so long as the other cotenants remain voluntarily out of possession, and are not kept out of possession by the acts of the possessor-tenant.” 2 American Law of Property, supra § 6.13, at 52-54 (footnotes omitted). 4While courts will not interfere by way of injunction with cotenants’ exercise of their rights to use and enjoyment of the cotenancy even when one cotenant has committed waste, see note 3 supra, an action for accounting for rents and profits between cotenants may be available when one cotenant has taken certain advantages from the property. Even when a cotenant’s use does not constitute waste or ouster, he is required to account to his cotenants for their proportionate share of the net amount received from the cutting and selling of timber or the operation of mines or oil wells. Prairie Oil & Gas Co. v. Allen, 2 F.2d 566 (8th Cir. 1924) (oil); Cascaden v. Dunbar, 191 F. 471 (9th Cir. 1911) (gold mining); Buchanan v. Jencks, 38 R.I. 443, 96 A. 307 (1916) (timber); see Martyn v. Knowllys, 101 Eng.Rep. 1313 (K.B.1799). However, a A — 26 Most importantly, the concept of a cotenancy does not help the court determine what share of the disputed rights should be allocated to each of the parties. By relying so heavily upon the theory, the court seems to imply that an even apportionment follows from creation of a cotenancy; but, of course, it does not. Cotenancy is not synonymous with entitlement to equal shares.5 Nor does the right of cotenant is not required to account for crops grown and harvested by him. 2 American Law of Property, supra note 3, § 6.14, at 60; see, e.g., Black v. Black, 91 Cal.App.2d 328, 204 P.2d 950 (1949); Le Barron v. Babcock, 122 N.Y. 153, 25 N.E. 253 (1890). The distinction seems to be that a cotenant need not account for profits from a use of the cotenancy which does not reduce the permanent value of the property. Cf. 3 B. Witkin, Summary of California Law § 216, at 1948 (8th ed. 1973), suggesting that because of the possibility of exhausting the resources, the rule of accounting is a special rule applying only to oil and mineral rights. In Mott v. Underwood, 148 N.Y. 463, 42 N.E. 1048 (1896), the court assumed that a cotenant who planted oysters in a commonly held oyster bed could prevent his cotenants from interfering with the crop, though no cotenant could maintain an action for trespass or conversion against his cotenant for taking natural oysters from the land held in common. That case suggests that oysters, at least, might be treated in a manner similar to crops for purposes of an accounting. To the extent that a run of anadromous fish is capable of self-perpetuation, that is, up to the point where fishing activity reduces the quantity of fish in future runs, perhaps each cotenant should be allowed to take free from a duty to account. Another factor in the equitable equation is that the State of Washington operates salmon hatcheries. In an action for an accounting, a cotenant who makes improvements on the property generally may not claim a credit for such expenditures. 2 American Law of Property, supra note 3, § 6.18, at 81. In an action for partition, however, a cotenant who has made an improvement is awarded any additional amount which the property might bring as a result of the improvement. Id. at 83; IV S. Symons, Pomeroy’s Equity Jurisprudence § 1389, at 1018 (5th ed. 1941). Apparently neither the district court nor this court has considered whether the state’s operation of hatcheries should have an effect on apportionment of the fish. Cf. Department of Game v. Puyallup Tribe, 414 U.S. 44, 94 S.Ct. 330, 38 L.Ed.2d 254 (1973) (Puyallup ID (reserving the question of whether the catch of steelhead that was developed from the state hatchery program could be taken into consideration in allocating the yearly catch between treaty Indians and sport fishermen). Again, the cotenancy analogy, if taken seriously with reference to the rule of even apportionment, creates more problems than it solves. sEach tenant in common may have a share greater or smaller than the shares of the others. 2 American Law of Property, supra note 3, § 6.5, at 19. If the shares are not fixed in the instrument creating the cotenancy it may be presumed that the cotenants take in equal shares, but an intent that they hold different fractional shares may be established by the circumstances. Id. at 19-20; E. Hopkins, supra note 3, § 209, at 336. A — 27 a cotenant to partition provide guidance for an equitable division of the fish. Effective use of that remedy presupposes a method of determining the percentage interests of the parties, but that is precisely the question to be answered in the case. By using the cotenancy theory to explain the critical ruling on apportionment, the court tends to mask the most difficult problems of this litigation: definition of the rights recognized by the treaties, reconciliation of those rights with the state’s legitimate interest in conservation,6 and declaration of the parameters of the state’s authority to protect its interest by appropriate regulation. These are the issues that must be resolved if the district court is ever to return the task of supervising the fishery to the state. Indian treaties are not second-class agreements, and rights declared by them may not be whittled down year by year as the state asserts a need to exercise its regulatory authority. The state and, absent its cooperation, the federal courts, must protect the fishing resource in a manner that respects the rights of the treaty parties. The boundaries of the state’s authority and any rule of apportionment must therefore be drawn with precise reference to the treaty understandings. The district court undertook to explain those understandings in its original decision, and proper review of its ruling requires a 6See Puyallup Tribe v. Department of Game, 391 U.S. 392, 398, 88 S.Ct. 1725, 20 L.Ed.2d 689 (1968) (Puyallup /). A — 28 like analysis. No doubt it would be correct to determine that the Indian tribes retained by treaty the right to fish for subsistence and ceremonial purposes and the right to a fair opportunity to compete in the recreational and commercial fisheries. But it has not been clearly demonstrated that the rule of fifty percent apportionment is a necessary and proper implementation of those treaty rights. I recognize that the opinion of the court does not advocate strict adherence to the technical rules of common law cotenancy as a means of resolving this case. The defects of the analogy, however, should be noted specifically, since alternative justifications for the apportionment rule have not yet been fully discussed. This panel is bound by United States v. Washington, supra, and thus I concur in today’s judgment. However, I would not attempt to restate or explain that decision by means of an inappropriate analogy. We do not sustain the dignity of the treaties in question by deriving an apportionment rule from a hesitant reference to property concepts that are unrelated to the rights asserted by the parties. W allace, Circuit Judge, concurring: While I sympathetically agree with Judge Kennedy’s statement that “ it has not been clearly demonstrated that the rule of fifty percent apportionment is a necessary and proper implemen tation of [the Indians’] treaty rights,” I am compelled to join with Judge Goodwin based upon our prior decision in United States v. Washington, 520 F.2d 676 (9th Cir. 1975), cert, denied, 423 U.S. 1086, 96 S.Ct. 877, 47 L.Ed.2d 97 (1976). A — 29 UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT United States of America, Plaintiff-Appellee, Makah T ribe, Lower Elwha Band of Clallam T ribe, Port Gamble Band of Clallam T ribe, Suquamish T ribe, Lummi T ribe, N ooksack T ribe and Swinomish Indian T ribal Community, Intervenors-Appellees, v. State of W ashington, Department of Fisheries and Donald W. M oos, its Director, Defendants-Appellants. Nos. 75-2835 and 76-1042. United States Court of Appeals, Ninth Circuit. April 24, 1978. Before Chambers and Kennedy, Circuit Judges, and Jameson,* District Judge. Kennedy, Circuit Judge: In the continuing litigation to implement and enforce the decrees we affirmed in United States u. Washington 520 F.2d 676 (9th Cir. 1975), cert, denied, 423 U.S. 1086, 96 S.Ct. 877, 47 L.Ed.2d ♦Honorable William J. Jameson, Senior United States District Judge for the District of Montana, sitting by designation. (1976), the district court issued certain injunctions against the State of Washington to enforce an allocation of fishing rights between treaty Indians and other fishermen during the 1975 salmon fishing season. The State of Washington challenges the injunctions on this appeal. We have determined the appeal should be dismissed as moot. The first injunctive order in question directed the State of Washington and its Department of Fisheries to adopt certain regulations to implement and enforce directives of the 1975 International Pacific Salmon Fisheries Commission (“ IPSFC” or “Commission”) pertaining to sockeye and pink salmon fishing in United States waters.1 Since the Commission promulgates fishing regulations on a yearly basis, the 1975 Commission directives are now fully superseded by other Commission orders. If there were a likelihood that the district court would require the state to implement Commission regulations for subsequent seasons, the legal questions presented here might be ones “ capable of repetition, yet evading review,” and thus amenable to adjudication notwithstanding their moot character in this case. Southern Pacific Terminal Co. v. Interstate Commerce Commission, 219 U.S. 498, 515, 'The IPSFC was created by the 1937 Convention between Canada and the United States to coordinate management of sockeye and pink salmon in the Fraser River system. 50 Stat. 1355 (1937). The Commission, composed of three American and three Canadian members, is authorized to issue regulations for supervising the fishery. These regulations, if approved by the respective countries, are ordinarily enforced in the United States through the cooperative efforts of federal and state agencies. 16 U.S.C. § 776d(a)-(b). A— 31 31 S.Ct. 279, 55 L.Ed. 310 (1911); see Roe v. Wade, 410 U.S. 113, 125, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973). That, however, is not the position here. After the 1975 season, it became unnecessary to utilize state regulations to accommodate the Commission directives and the court decree. The United States has taken steps to remove treaty Indians from the jurisdiction of the Commission and regulates treaty Indian fishing solely through the Bureau of Indian Affairs. The Commission regula tions are enforced against nontreaty fishermen by the National Oceanic and Atmospheric Administration through its subagency the National Marine Fisheries Service and by the United States Coast Guard. The 1975 injunction which required the state to adopt regulations is not, therefore, likely to be reissued for later years. Appellant argues that, even if repetition of this injunction is unlikely, two of the legal premises relied on by the district court are of continuing importance in this litigation and should be addressed here. These questions are whether or not the Washington Department of Fisheries is required to adopt and enforce fishing regulations in a manner designed to give treaty Indians the opportunity to catch fifty percent of the available fish, and whether this court s holding in United States u. Washington, supra, dictates that any fifty percent allocation must apply to waters under the jurisdiction of the IPSFC. Questions regarding the nature and extent of the A — 32 rights of treaty Indians to an allocation of the pink and sockeye salmon in IPSFC waters should not be discussed in a hypothetical context. Furthermore, the question of a percentage allocation is presented in United States v. Washington, 573 F.2d 1123 (9th Cir. 1978) (Nos. 77-3654 & 77-3655, filed April 24, 1978). These are not issues that threaten to elude review. Therefore we follow the rule that “ federal courts are without power to decide questions that cannot affect the rights of litigants in the case before them.” North Carolina v. Rice, 404 U.S. 244, 246, 92 S.Ct. 402, 404, 30 L.Ed.2d 413 (1971); see DeFunis u. Odegaard, 416 U.S. 312, 316, 94 S.Ct. 1704, 40 L.Ed.2d 164 (1964). The district court issued a second injunction directed to the Superior Court of the State of Washington in and for the County of Thurston. The federal injunction ordered a stay of state court orders requiring the Washington Department of Fisheries to suspend fishing regulations then in effect for the 1975 season. The 1975 season has now passed and neither the order of the United States district court nor that of the state court has current force. Moreover, the situation that gave rise to the federal injunction is unlikely to recur since, as noted above, state agencies are no longer relied upon to allocate fishing rights in the fisheries controlled by the IPSFC as between treaty Indians and others. The issues presented by the order enjoining the state proceedings are now moot. Thirdly, the district court issued a preliminary injunction to prevent the state from enforcing state regulations which restricted certain types of net fishing by the Swinomish tribe. The purpose of the state regulation was to give effect to IPSFC directives. This injunction has no practical con sequence for the parties now. It is not likely to be reissued. The responsibility for enforcement of IPSFC regulations has now been assumed solely by federal authorities, and we think the appeal from this order is also moot. It must be quite apparent that the case tendered for our decision here would require us to address procedural questions that touch upon fundamental principles controlling the delicate balance of state and federal power. Beyond those questions we would further be required to interpret substantive rights of the parties under United States v. Washington that are of great significance to the fishing industry in the Northwest. We would not serve the vital interests of the parties by addressing such questions in a hypothetical case while other pending cases present the issues in an active context. We dismiss this appeal as moot. A—34 A—35 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of America, et al., vs. State of W ashington, et al., Plaintiffs, Defendants. XIVIL NO. 9213 MEMORANDUM ORDER AND PRELIMINARY INJUNCTION The court has fully reviewed and carefully considered the motions of plaintiff, United States of America, and the plaintiff intervenor Tribes, the supporting and opposing memoranda, affidavits and attachments thereto, the documentary and testimon ial evidence offered in open court at hearings held August 8 and August 25, 1977, as well as evidence offered at a hearing held on July 21, 1977 on aspects relevant to the present motions, and the oral argument of counsel. The Memorandum Order and Preliminary Injunction signed and entered by this court on August 10, 1977 and the clarifying minute order entered on August 12, 1977 are hereby vacated and superseded in their entirety by this Memoran dum Order and Preliminary Injunction. Based on all of the evidence, the prior holdings and decrees in this case, and certain decisions of the A — 36 Supreme Court of the State of Washington, this court FINDS, HOLDS and ORDERS as follows: 1. The defendant, State of Washington, and its courts, legislature and fisheries management and regulatory agencies and officers have failed and refused to manage and regulate the harvest of the fishery resources that are subject to the reserved treaty fishing rights of plaintiff tribes in a manner that will comport with the prior decrees of this court in this case declaring and enforcing those reserved fishing rights which were secured by the treaties of the United States referred to in Final Decision #1 in this case. 2. The defendant, State of Washington, through its attorneys herein, and the defendant Director of Fisheries, have stated that they are unwilling or unable to so manage and regulate such fishery resources and harvest and have stated that such inability is based, at least in part, on State law as recently pronounced by the Washington State Supreme Court and on the refusal of the State legislature to enact legislation authorizing the Department of Fisheries to regulate the harvest of the resource in conformity with the requirements of this court’s prior decrees. (Tr. 8/8/77, pages 139-140, 160-162). 3. The inability or unwillingness to so manage and regulate such fishery resources and harvest imminently threatens to deprive the plaintiff tribes of their treaty rights as previously decreed by this A — 37 court unless this court provides for the allocation, under its direction and control, of the amount of fish from each run that must be reserved from State harvest control, and the amount that must be reserved for spawning escapement, in order to insure the plaintiff’s tribes their right to take fish, both now and in the future, to the extent provided by this court’s decrees. 4. The Supreme Court of the State of Washington held in the case of Puget Sound Gillnetters Association, et al. v. Donald Moos, et al., No. 44401, decided June 9, 1977 (565 P.2d 1151), that the Department of Fisheries has a “statutory duty” under State law “to authorize the harvesting of salmon not required for * * * spawning” and that it “may restrict the harvesting of salmon by the commercial fishermen only to the extent that no surplus exists and that the restriction is necessary to prevent the impairment of the supply of salmon” and further that in carrying out this duty to authorize commercial harvest, the Director of Fisheries may not “allocate fish among competing claimants for purposes other than conservation,” and specifically that he may not “allocate fish to treaty Indians or to non-Indians,” and that “ every fisherman in a class must be treated equally, and * * * given an equal opportunity to fish * * * .” In this regard the Supreme Court of the State of Washington held that treaty Indians are not a separate class, but that each Indian is a citizen of A — 38 the United States who may not be “granted special privileges and immunities. * * * Distinctions between fishermen based upon their race or ethnic background are not proper.” It reaffirmed this holding on July 21, 1977 in Purse Seine Vessel Owners Association v. Moos, No. 43938. 5. The Director of the Department of Fisheries has stated publicly that as a State officer he feels bound to comply with the State Supreme Court holding in case No. 44401 even though the State court did not issue a writ of mandamus to order him to comply. (Tr. 8/8/77, page 137, 160-162). In declining to issue the writ the State court said, “We have full confidence that the Director will abide by our decision.” (565 P.2d at 1152). 6. The holdings of the Washington Supreme Court are contrary to the affirmed decision and decree of this court on the federal questions of the nature and scope of the treaty fishing rights of Indian tribes and the obligations of the State toward those rights, which decision and decree are binding upon the defendants in this case, including the State of Washington and its Director of Fisheries. Specifical ly, this court has decreed that the treaty tribes hold the reserved treaty right to harvest anadromous fish. This reserved right is distinct from rights or privileges of others, does not depend upon State law, and may not be qualified by any action of the State. This court has also decreed that the tribes reserved the right to share equally with the non-treaty citizens A — 39 of the United States the opportunity to take fish at their usual and accustomed places and that the treaty fishermen as a group and non-treaty fishermen as a separate group are each to have the opportunity to take up to fifty percent (50%) of the harvestable number of fish that would reach such fishing places; that the Department of Fisheries’ harvesting plan must provide for an opportunity for treaty Indians to take this share; and that State laws or regulations which affect the volume of anadromous fish available for harvest by a treaty tribe must be designed so as to carry out the purpose of the treaty provision. Neither the treaty Indians nor the non-treaty fishermen may fish in a manner so as to destroy the resource or to preempt it totally. This court has also decreed that the defendants must make “significant reductions in the non-Indian fishery, as are necessary to achieve the ultimate objective of the court’s decision * * * .” (384 F.Supp. at 343, 345, 346, 401, 403, 406, 407, 408 and 420). 7. The defendant, Director of Fisheries, and defendant, Director of Game, have each on occasion applied RCW 75.12.060 and RCW 77.16.060 to restrict the exercise of the fishing rights of certain plaintiff tribes contrary to the holding and decree of this court. (Ex. PL 109, PL 110, PL 111; Tr. 8/8/77, (Sandison), pages 143-146). 8. On July 27, 1977, the Director of Fisheries, without prior notice to the plaintiffs or this court, adopted an emergency order closing certain areas, A — 40 including State Management Area 6A, to all treaty Indian salmon fishing except when opened by regulations of the International Pacific Salmon Fisheries Commission. (Ex. PL 103). The United States had previously taken official action to reject IPSFC control over the treaty Indian sockeye and pink salmon fisheries and to regulate such fisheries in IPSFC waters by regulations of the Department of the Interior. (42 Fed. Reg. 31450-31453; Tr. 8/8/77, 147-148). 9. On or about June 1, 1977, the Director of Fisheries adopted and filed with this court an emergency regulation closing Indian Treaty Puget Sound Salmon Management and Catch Reporting Areas 10B, 10C and 10D to commercial salmon fishing by treaty Indians for the reason that the existing forecast indicated that the 1977 Lake Washington sockeye run would be below spawning escapement needs and needed “ complete protec tion.” The Director adivsed the tribes and this court that if later data indicated a run in excess of escapement needs, the sport and net fishery could be authorized. (Ex. USA 141; USA 142). 10. On July 14, 1977 the Director of Fisheries adopted an emergency regulation opening areas 10C and 10D (Lake Washington) to sport fishing for sockeye commencing July 16, 1977 giving as his reason that the run size was then forecast to be 44,000 fish more than are needed for escapement and that an emergency opening was necessary to harvest A — 41 those excess fish. (Ex. USA 143). The Director refused tribal requests to rescind his conservation closure of the treaty Indian fishery on these same fish for the reason that RCW 75.12.010 prohibited a treaty net fishery in those areas. (Ex. USA 144; Tr. 8/8/77, page 151). 11. Although no conservation justification for a prohibition of the treaty fishery in Lake Washington or in management area 10B existed subsequent to July 14, 1977 the Director did not rescind the closure of the treaty fishery until July 21, 1977 after the plaintiffs had obtained that date for hearing in this court on a motion for injunctive relief against the continuance of the closure. (Ex. F 111). By that time, the Department of Fisheries had established that the harvestable surplus in the run was 61,000. (Tr. 7/21/77, page 151). 12. Under the protection of a Temporary Restraining Order of this court, the Muckleshoot and Suquamish Tribes authorized tribal fisheries to take up to 30,500 fish. The State and the tribes monitored this fishery. This fishery was closed by the Muckleshoot and Suquamish Tribes after tribal members had taken their allotted number of fish. 13. On July 22, 1977 the Director of Fisheries adopted regulations for the 1977 commercial harvest of Puget Sound chinook, coho and chum salmon runs. (Ex. PL 102). Neither the regulations nor the accompanying statement of “ 1977 Regulatory Considerations” makes any reference to treaty rights A — 4 2 of any Indians, nor do they contemplate compliance by the State through its Department of Fisheries with decrees and orders of this court in this case. The regulations are intended to apply to treaty Indians and non-treaty fishermen alike. (Ex. PL 121; Tr. 8/8/77 (Sandison), pages 139, 171-172). The regulations fail to provide the plaintiff tribes with the opportunity to harvest their share of such salmon as decreed by this court and are in violation of the decreees and orders of this court. 14. RCW 75.12.010 is broader than necessary for the preservation of the fishery resource and does not meet the standards previously declared by this court for State measures which may lawfully be applied to restrict members of treaty tribes from exercising their tribe’s treaty fishing rights or which may be applied to authorize non-treaty fishing within limitations prescribed by the decrees of this court. 15. The Fisheries Advisory Board appointed a Technical Committee consisting of five biologists representing treaty tribes and four biologists from the Department of Fisheries to develop a joint report on the run sizes, escapement goals, harvest numbers, troll and sport interception rates and ceremonial and subsistence numbers for 1977 runs of chum and coho salmon returning to the various Puget Sound salmon management areas. That committee’s unanimous report was approved by the Fisheries Advisory Board on August 24, 1977 and filed with the court on A — 43 August 25, 1977. On the basis of that report the court finds that harvest allocations for such runs shall be based upon the following data, subject to in-season updates of pre-season estimates of run sizes and harvest numbers to be determined as provided in this Order: COHO Management Escape ment Total Harvestable •Prior Regions Run Size Goal Number Interceptions Straits 59,000 11,000 48,000 12,000 Nooksack- Samish 122,000 4,000 118,000 24,000 Skagit 66,000 35,000 31,000 13,000 Snohomish- Stillaguamish 198,000 66,000 132,000 39,000 South Sound 513,000 45,000 468,000 100,000 Hood Canal 98,000 22,000 76,000 19,000 *Excludes 5,000 coho interceptions by treaty Indians Straits Nooksack- Samish CHUM No harvestable runs expected 12,300 6,000 6,300 0 Skagit 42,500 56,200 0 0 Snohomish- Stillaguamish 18,000 22,600 0 0 South Sound 250,500 113,000 137,500 0 Hood Canal 204,000 142,000 62,000 0 16. The following figures represent subsistence and ceremonial and on-reservation estimates of treaty catch as previously filed by plaintiff tribes with this Court: A — 44 Subsistence and Ceremonial (The below listed number should be added to the run size and harvestable numbers above listed) COHO CHUM Straits Nooksack- 2,000 300 Samish 4,000 5,000 Skagit Snohomish- 1,600 1,200 Stillaguamish 2,200 5,500 South Sound 17,000 11,300 Hood Canal 3,600 On-Reservation 3,500 COHO CHUM Straits Nooksack- 12,000 — Samish No estimates available Skagit Snohomish- 3,400 — Stillaguamish 7,800 — South Sound 28,000 14,000 Hood Canal 12,000 14,000 The percentage allocations ordered herein for coho and chum salmon are solely limited to the 1977 Puget Sound salmon runs and are based on the facts, circumstances and equities peculiar to this year’s salmon runs. These allocations of coho and chum salmon shall not be interpreted in any way as an express or implied modification by this court of Final Decision #1. 17. Coho Salmon Allocation For 1977 the allocations of Puget Sound area coho salmon to the treaty Indian fisheries, including fish taken for subsistence and ceremonial purposes and those taken on the reservations, shall be 45% of the total harvestable numbers shown in paragraph A — 45 15 above and the allocations to the non-treaty commercial fisheries shall be 55% of such harvestable numbers. Because North Sound treaty tribes have benefitted from fishing on unusually abundant sockeye and pink salmon runs, while the South Sound tribes have not, the court orders, in the interest of equity, that the 45% allocation to the treaty fishery be divided so that the share in South Sound is closer to 50%, while that in North Sound is somewhat further from 50%, as shown below: Approximate Percentage of Total Harvestable Coho Area Non-Treaty Fishermen Treaty Fishermen Strait of Juan de Fuca 55 45 Bellingham Bay-Samish Bay (Nooksack-Samish Rivers) 60 40 Skagit River 63 37 Snohomish-Stillaguamish R. 58 42 South Sound 52 48 Hood Canal 55 45 Purposes of the above division of catch are to give a 55%-45% overall allocation, and to give a sharing formula of the salmon runs inside Puget Sound which will approximate 60% to the treaty fishery and 40% to the non-treaty fishery in all regions except Bellingham Bay, which is approxi mately 50% to the treaty fishery and 50% to the non-treaty fishery. The allocation percentages inside Puget Sound are intended to provide an allocation that can be attainable in practice without complex A — 46 manipulations in management of the treaty and non-treaty fisheries. These percentages shall continue to apply to any revision in those harvestable numbers that may be found to be required because of revised estimates of run sizes. (a) Strait of Juan de Fuca Tributaries Based upon the agreed total numbers of coho shown in the table, the court is satisfied that the allocation ordered by the court can be achieved by an allocation of 60% of the allowable catch in Puget Sound of the salmon originating in the Strait of Juan de Fuca tributaries to treaty Indian fishermen and 40% to non-treaty fishermen. On the basis of the run size estimates now available, the allocation would be 22,500 coho to treaty Indian fishermen and 15,500 to non-treaty fishermen. The non-treaty fishermen will have taken an estimated 12,000 coho in the troll and sport fishery prior to their return. This number, when added to the 15,500 coho allocated to non-treaty fishermen, will approximate 55% of the harvestable number of coho. (b) Bellingham Bay-Samish Bay (Nooksack-Samish Rivers) Based upon the agreed total numbers of coho shown in the table, the court is satisfied that the allocation ordered by the court can be achieved by an allocation of 50% of the allowable catch of the Bellingham Bay-Samish Bay (Nooksack-Samish A — 47 Rivers) salmon in Puget Sound to treaty Indian fishermen and 50% to non-treaty fishermen. On the basis of the run size estimates now available, the allocation would be 49,000 coho to treaty Indian fishermen and 49,000 to non-treaty fishermen. The non-treaty fishermen will have taken an estimated 24.000 coho in the troll and sport fishery prior to their return. This number, when added to the 49,000 coho allocated to non-treaty fishermen, will approximate 60% of the total harvestable number of coho. (c) Skagit River Based upon the agreed total numbers of coho shown in the table, the court is satisfied that the allocation ordered by the court can be achieved by an allocation of 60% of the allowable catch of the Skagit River salmon in Puget Sound to treaty Indian fishermen and 40% to non-treaty fishermen. On the basis of the run size estimates now available, the allocation would be 12,000 coho to treaty Indian fishermen and 7,600 to non-treaty fishermen. The non-treaty fishermen will have taken an estimated 13.000 coho in the troll and sport fishery prior to their return. This number, when added to the 7,600 coho allocated to non-treaty fishermen, will approximate 63% of the total harvestable number of coho. (d) Snohomish-Stillaguamish Rivers Based upon the agreed total numbers of coho shown in the table, the court is satisfied that the A — 50 is a one-step process. Accordingly, for chum salmon originating in the Bellingham Bay-Samish Bay (Nooksack-Samish Rivers) the allocation is 5,650 chum salmon to the treaty fishery and 5,650 chum salmon to non-treaty fisheries. For the chum salmon originating in South Sound the allocation is 74,400 chum salmon to the treaty fishery and 74,400 chum salmon to non-treaty fisheries. For the chum salmon originating in Hood Canal the allocation is 32,750 chum salmon to the treaty fishery and 32,750 chum salmon to the non-treaty fisheries. 19. Chinook Salmon Allocation Chinook salmon are hereby allocated to treaty Indian and non-treaty fishermen on the basis of a percentage of the Washington Department of Fisheries’ present run size predictions. (a) Bellingham Bay Chinook Salmon: The Court is satisfied, based on the advice of its technical advisor, Dr. Richard Whitney, that the proper allocation to treaty Indian fishermen will be achieved by an allocation of 60% (which includes on-reservation, ceremonial and subsistence catches) of the allowable catch in Puget Sound to treaty Indians and 40% to non-treaty fishermen. On the basis of the present Washington Department of Fisheries run size predictions, there would be 47,200 salmon for treaty Indians and 31,500 salmon for non-treaty fishermen. Preliminary A—51 estimates disclose that the non-treaty troll and sport fishery will take an estimated 10,600 chinook salmon prior to their return to Bellingham Bay. This number, when added to the 31,500 chinook salmon allocated to non-treaty fishermen, will approximate 50% of the harvestable number of chinook salmon after deducting the on-reservation, ceremonial and subsistence catches. The report of the Fisheries Advisory Board of August 23, 1977 on the subject of the Bellingham Bay chinook fishery informed the court that the non-treaty share of chinook salmon in Bellingham Bay had been reached and therefore the non-treaty fishery was scheduled to close August 24, 1977. (b) Skagit Bay Chinook Salmon: The Court is satisfied, based on the advice of its technical advisor, Dr. Richard Whitney, that the proper allocation to treaty Indian fishermen will be achieved by an allocation of 70% (which includes on-reservation, ceremonial and subsistence catches) of the allowable catch in Puget Sound to treaty Indians and 30% to non-treaty fishermen. On the basis of the present Washington Department of Fisheries run size predictions, there would be 6,600 salmon for treaty Indians and 2,800 salmon for non-treaty fishermen. Preliminary estimates disclose that the non-treaty troll and sport fishery will take an estimated 1,800 chinook salmon prior to their return to Skagit Bay. This number when added to the 2,800 chinook salmon allocated A — 52 to non-treaty fishermen will approximate 50 % of the harvestable number of chinook salmon after deducting the on-reservation, ceremonial and subsistence catches. The report of the Fisheries Advisory Board of August 23, 1977 on the subject of the steps taken by the Washington Department of Fisheries to comply with the Memorandum Order and Prelimi nary Injunction signed by this court on August 10, 1977 informed the court that Skagit Bay was closed to non-treaty fishermen August 18, 1977 because the non-treaty allocation was reached. (c) Hood Canal Chinook Salmon: The Court is satisfied, based on the advice of its technical advisor, Dr. Richard Whitney, that the proper allocation to treaty Indian fishermen will be achieved by an allocation of 75% (which includes on-reservation, ceremonial and subsistence catches) of the allowable catch in Puget Sound to treaty Indians and 25% to non-treaty fishermen. On the basis of the present Washington Department of Fisheries run size predictions, there would be 12,500 salmon for treaty Indians and 4,100 salmon for non-treaty fishermen. Preliminary estimates disclose that the non-treaty troll and sport fishery will take an estimated 4,700 chinook salmon prior to their return to Hood Canal. This number when added to the 4,100 chinook salmon allocation to non-treaty fishermen will approximate 50% of the harvestable number of chinook salmon after A — 53 deducting the on-reservation, ceremonial and subsistence catches. The court is informed by the court’s technical advisor, Dr. Richard Whitney, that the treaty allocation of chinook salmon in Hood Canal has been reached and the treaty fishery has therefore been closed. (d) Closures. Non-treaty fishermen shall not fish commercial ly for chinook salmon in any Puget Sound area (including Strait of Juan de Fuca), other than Hood Canal, as above specified, unless prior approval of the regulations authorizing such fishing is obtained from the court’s Fisheries Advisory Board or the court. Treaty fishermen shall not fish in Hood Canal, as above specified, unless prior approval of the regulations authorizing such fishing is obtained from the court’s Fisheries Advisory Board or the court. 20. Gordon Sandison is the duly appointed Director of Fisheries of the State of Washington. Ralph W. Larson is the duly appointed Director of Game of the State of Washington. 21. The issuance of a preliminary injunction is necessary to prevent irreparable injury to the plaintiff tribes and their members. 22. The United States of America and the plaintiff tribes have no adequate remedy at law. 23. It is necessary in aid of this court’s jurisdiction and to protect and effectuate its A — 54 judgments that a Preliminary Injunction be issued as hereinafter set out. REMOVAL OF TREATY ALLOCATION FROM STATE EXERCISE OF JURISDICTION The Supreme Court of the United States has held that while the states have jurisdiction under their police power to regulate the off-reservation exercise of the treaty Indians’ reserved fishing right to the extent necessary to preserve the resource, they do not have the authority to qualify that right, even though the Indians are now citizens of the United States. Puyallup Tribe v. Department of Game, 391 U.S. 392, 398 (1968). That Court has not hesitated to prohibit the application to treaty Indians of state laws that went beyond this limited power of regulation. Antoine v. Washington, 420 U.S. 194 (1975); Washington Department of Game v. Puyallup Tribe, 414 U.S. 44 (1973); Tulee v. Washington, 315 U.S. 681 (1942). The Court of Appeals for this Circuit has done likewise. United States v. Washington, 520 F.2d 676 (1975) (this case); Holcomb u. Confederated Tribes, 382 F.2d 1013 (1967); Maison v. Confederated Tribes, 314 F.2d 169 (1963); Makah v. Schoettler, 192 F.2d 224 (1951). On the basis of the above findings of State refusal to manage the fishery resources that are subject to the reserved and federally-secured rights A — 55 of the plaintiff tribes and to regulate the harvest thereof in a manner that conforms to this Court’s prior holdings and decrees that have now become final and binding as a result of completion of appellate review, this Court reluctantly, but necessarily, finds that it is necessary for this Court to make the allocations required to effectuate those decrees, including approval of allocations of fish necessary for propagation escapement to perpetuate the fish runs, and to enjoin the State from exercising any form of jurisdiction over the fish so allocated without obtaining the express approval of this Court in a manner herein provided for. It is further necessary that this court require the defendants to adopt and enforce appropriate regulations to prevent non-treaty fishermen from taking more than their allocated shares of the runs or from taking fish needed for propagation to perpetuate the runs. Accordingly, it is Hereby Ordered that: A. The 1977 allocations of Puget Sound salmon shall be those adopted in this Memorandum Order and Preliminary Injunction unless modified by this court. B. The Washington Department of Fisheries shall be responsible for developing updated estimates of run sizes for coho and chinook salmon as each particular fishery develops and advise the court, the court’s Technical Advisor, and the Northwest Indian Fisheries Commission who shall in turn be A — 58 G. Nothing in this Order shall diminish the immunity from state regulation or affect the jurisdiction of self-regulatory tribes as prescribed by prior Orders of this court, except that such tribes shall be bound by the allocations made effective pursuant to the provisions of this Order. H. The United States, through its appropriate agencies and officers, is hereby directed to monitor fishing activities in the waters of the case area for and on behalf of the court and to report to the court on a daily basis, with copies to all affected parties, regarding the extent of compliance with State, tribal and court determined regulations and to immediately report any substantial violations thereof to the court for further action as the court deems appropriate. MISCELLANEOUS PROVISIONS I. The defendants shall not apply or enforce RCW 75.12.010 or the regulations of the Director of Fisheries concerning certain Puget Sound salmon fisheries adopted July 22, 1977, to regulate, limit or restrict the exercise of the fishing rights of a treaty tribe or to authorize a non-treaty harvest in excess of the amounts allocated for that purpose pursuant to this Order. J. The defendants shall not adopt, apply or enforce any regulations — including Director of Fisheries Order No. 77-60 — to regulate, limit or restrict any fishing by members of a treaty tribe that is authorized by regulations of the United States or A — 59 any of its agencies without first obtaining the prior express approval of this court. K. The defendants shall not apply or enforce any emergency regulations adopted under the permission of paragraph 19 of this court’s Injunction of March 22, 1974, as modified by the Order of December 27, 1976, Order Re: Rules of Procedures for Fisheries Advisory Board, to limit or restrict the exercise of the fishing rights of a treaty tribe beyond the period for which the facts and circumstances of the emergency recited in the statement filed with this court continue to exist or beyond thirty days after the adoption of such emergency regulations, whichever is shorter, provided that for regulations heretofore adopted, said thirty-day period shall commence on the date of this Order. The foregoing durational limitation on emergency orders shall not preclude the defendants from adopting, in accord ance with the approved procedural and other provisions of this court’s orders, continuing regulations or renewing emergency regulations to deal with conditions that extend beyond thirty days. The defendants shall not, without the prior approval of this court, adopt, apply or enforce any emergency closure or limitation of treaty fishing if the non-treaty fishermen have taken more than the number of fish allocated pursuant to this order for the non-treaty harvest from any run affected by such regulation. L. The portions of this court’s order of March A — 62 that a salmon management plan be adopted by this court forthwith. Accordingly, the court adopts the following plan, effective immediately, which in the opinion of the court will best accommodate the interests of all parties. However, the court recognizes that this plan is not an end, in and of itself. Therefore, the court instructs the parties to continue to work together with the court’s technical advisor, and through the Fisheries Advisory Board, to refine issues that may still require clarification, modification, or develop ment, such as the three points raised by Dr. Whitney in his memorandum to the court dated August 30, 1977, and to present to the court for approval any proposed clarifications to which all parties agree. The following plan shall continue in effect until May 30, 1982. However, on or before May 1 of each succeeding year, beginning with 1978, the parties are instructed to confer with each other and the court’s technical advisor with respect to any recommended clarifications and/or modifications of any provisions contained in the salmon management plan then in effect. If no modifications are proposed to the court prior to May 15 of any year, the then existing salmon management plan will automatically continue in effect for another year. 1. Preamble 1.1 The purpose of this plan is to establish guidelines for management of salmonid resources originating in or passing through Washington waters from the mouth of the Strait of Juan de Fuca eastward (Puget Sound). The parties, hereto, all Puget Sound Treaty Tribes, and the State of Washington, agree to a philosophy of cooperation in implementing management programs to maintain, perpetuate and enhance the salmonid resources. 1.2 This plan is intended to insure that treaty fishermen and non-treaty fishermen subject to their respective regulatory authorities shall be accorded the opportunity to harvest their shares as determined in United States v. Washington, 384 F. Supp. 312, aff’d 520 F.2d 676, cert, denied 423 U.S. 1086 (1976). 1.3 The parties agree to enact and recommend for enactment by the Pacific Fishery Management Council, appropriate regulations for the ocean salmon fishery that will provide for adequate escapement of salmon into Puget Sound waters to achieve the goals and purposes of this plan. 1.4 The parties shall advocate and recommend to the appropriate governmental and regulatory entities, international agreements to reduce foreign interceptions, particularly Canadian, of salmonids originating from Puget Sound. 1.5 The duration of this plan shall be for five (5) years from the date of acceptance by the court, subject to annual review, renewal, and modification, except that the provision (Sec 7.2) for the annual adjustment of shares shall be modified only upon terms that are equitable. A — 64 1.6 Where action of the parties is required in this plan, failure to act or to reach agreement shall be resolved as provided in section 11. 1.7 This order supplements and where inconsist ent modifies the order on certain questions re: Fisheries Management, dated April 13, 1976, United States v. Washington, Civil No. 9213 WD Wash, which is hereby extended and shall remain in effect until further order of the court. This order also supplements and, where inconsistent, modifies the Order for Program to Implement Interim Plan, dated October 8, 1974 as extended by the Minute Order dated April 5, 1976 and the Order Re: Rules of Procedure for Fisheries Advisory Board and Resolution of Disputes, dated December 17, 1976. This order, for example, removes from the court much of the burden of making equitable adjustments through an automatic adjustment mechanism (Section 7.2). 2. Definitions — Except where the context clearly requires otherwise, the following terms used in this plan have the following meanings: 2.1 Prior net interceptions. Harvest by net fisheries of a run outside of its region of origin. Computed separately for treaty and non-treaty fishermen. 2.2 Region of origin. A geographic area which can be used to separate runs of the same species. The following geographic areas are recognized regions of origin for Puget Sound: 1) Strait of Juan de Fuca A — 65 (Tributaries) 2) Bellingham-Samish Bays-Nook- sack-Samish Rivers 3) Skagit 4) Stillaguamish- Snohomish 5) South Puget Sound, South of Snohomish System 6) Hood Canal 7) Canada. 2.3 Run. A stock, or group of stocks identified for fishery management purposes which return to the same region of origin at similar times. 2.4 Run management period. A time interval during which a specific run is a target of a fishery in a particular harvest management area. 2.5 Run size. The total number of fish in a run. 2.6 Salmonid. Refers only to the following species: Chinook—Oncorhynchus tshawytscha (also called spring, king, tyee, or blackmouth) Coho—Oncorhynchus kisutch (also called silver, silverside, or hooknose) Pink—Oncorhynchus gorbuscha (also called humpback or humpy) Chum—Oncorhynchus keta (also called dog or keta) Sockeye—Oncorhynchus nerka (also called red or blueback) Steelhead—Salmo gairdneri 2.7 Stock. A population of one species migrating to a particular lake or stream (or portion thereof) within a region of origin, at a particular season. 2.8 Twelve Questions. Order on Certain Questions re: Fisheries Management, dated April 13, 1976, United States v. Washington, W.D. Wash. No. 9213. A — 66 2.9 Viable natural stock. A stock for which a spawning escapement goal is established with the intent that the fishery will be managed to meet this goal. 3. Steelhead stocks. The parties shall manage from the premise that steelhead and salmon fisheries are intimately related. The parties have made substantial progress in developing cooperative plans for scientific man agement of steelhead in their respective river systems, and it is important that these efforts result in firm management agreements prior to the 1977-78 steelhead season. Therefore, prior to October 1, 1977, the affected parties shall reach agreement regarding the management of steelhead fisheries system by system and stock by stock. 4. Escapement. Meetings of technical repre sentatives regarding escapement goals during development of joint management principles for 1977 have proven especially productive. Therefore, the concepts of the “ Initial Understandings on Technical Issues” , of April 12, 1977, are essentially incorporated herein. This section, also, addresses the special problems which have arisen in past seasons from unilateral changes in escapement goals for hatchery stock requirements. Sections 4.2.1.1 and 4.3.1 will resolve such questions prior to the season in the future. Basic premises used are that harvest and enhancement policies and programs must be tempered with the understanding that certain natural stocks of salmonids native to particular river systems should be preserved and protected sufficiently to insure their perpetual existence and production. 4.1 Escapement goals shall be developed sepa rately for natural stocks and hatchery stock requirements. 4.2 Escapement goals for natural stock requir ements apply to those stocks where egg deposition and fertilization occur naturally. 4.2.1 Escapement goals for natural stock requirements shall be established only for viable natural stocks. 4.2.1.1 The affected parties shall reach agreement as to which natural stocks shall be considered viable natural stocks. The following natural runs have been deter mined by WDF not to be viable for harvest management purposes and in terms of achieving full natural spawning escapement goals WDF has conducted artificial accordingly: production programs Bellingham Bay 1977, 78, 79, 80 1977, 78 Chinook Coho Skokomish River 1977, 78, 79, 80 1978 Chinook Coho Carr Inlet 1977, 78 Coho Puyallup River 1977, 78 Coho Duwamish- Green River 1977, 78 Coho A — 68 Dungeness River 1977, 78 Coho Elwha River 1977, 78 Coho From the date of the adoption of this plan, parties shall agree on the enhancement planning that determines which natural stocks are considered viable and, therefore, determines future harvest management policies. This must, however, be in the manner and time frame described below: a) for new facilities this shall first be considered during the site selection and facility planning stages. b) for all facilities this shall be considered prior to annual hatchery programming, on or about August 1 of each year. In reaching an agreement, the parties shall consider the following factors: Impact upon existing hatchery stock harvest in the mixed stock fishery and the terminal fishery due to harvest rates necessary to provide for the natural escapement goal. Harvestable numbers presently produced by a natural stock, or which may be projected based upon potentially available spawning ground and/or rearing environment. Unique characteristics of the natural stock with respect to behavior, physiology or morphology, which indicate value for future natural or hatchery stock development. 4.2.2 Except as otherwise agreed between all affected parties, a viable natural stock as determined A — 69 in section 4.2.1.1 shall remain a viable natural stock from year to year. 4.2.3 Annually, prior to each fishing season, the affected parties shall reach agreement as to escapement goals for natural stocks, according to the following schedule: fall chinook stocks — April 1 coho stocks — May 1 chum stocks — June 1 all other stocks — at least forty (40) days prior to the entry of the stock into Puget Sound. 4.2.4 Escapement goals for natural stocks shall be the number of spawners which would, in an average year, maximize the biomass of juvenile outmigrants subsequent to incubation and freshwater rearing, under average environmental conditions. These goals shall be consistent with the population limiting factors for each species, e.g., spawning area and/or rearing area. In cases where the total run size of a stock entering Puget Sound is less than the escapement goal, it is understood that the escapement goal will not be fully attainable. 4.2.5 Except as otherwise agreed by all affected parties, escapement goals under this section 4.2 shall not be changed during the fishing season. 4.3 Escapement goals for hatchery stock require ments apply to those stocks from which eggs are collected and fertilized artificially. 4.3.1 The escapement goal for hatchery requirements is that number of spawners needed from a stock to meet an artificial production A — 70 plan that is agreed upon by all affected parties. 4.4 Prior to the fishing season the affected parties shall reach agreement as to the methods for estimating actual escapement to the spawning grounds according to the following schedule: fall chinook stocks — April 1 coho stocks — May 1 chum stocks — June 1 all other stocks — at least forty (40) days prior to the entry of the stock into Puget Sound. 4.5 Annually, prior to the fishing season, the Washington Department of Fisheries shall provide to all parties proposed draft reports on the following schedule: fall chinook stocks — March 1 coho stocks — April 1 chum stocks — May 1 all other stocks — at least seventy (70) days prior to the entry of the stock into Puget Sound. These reports shall be prepared on a system by system, species by species basis and shall contain proposed escapement goals for natural stock and hatchery stock requirements, and proposed methods and data for estimating escapement. These reports shall serve as a basis for discussions and to promote mutual understand ing between the parties in reaching agreements as to these matters. 5. Run Size Estimation. The “ Initial Under standings on Technical Issues,” of April 12, 1977, demonstrate the clear agreement of all parties that some pre-season forecasts are inadequate and that in-season run strength estimation, together with A — 71 pre-season forecasts, must be utilized for harvest management, both for providing escapement and allocation of the harvest. 5.1 Qualitative and quantitative pre-season forecasts shall be distributed by the Washington Department of Fisheries to all parties for each salmon species and region of origin. These reports shall include detailed data on brood year spawning escapements and artificial production releases, and other data and methods used to derive the pre-season forecasts. 5.2 Prior to June 1, 1978, the affected parties shall reach agreement as to the methods and estimates to be used for pre-season and in-season run strength estimation in each region of origin. 6. Harvest Rates. The following rules shall govern harvest management in all salmon fisheries, except as otherwise agreed by all affected parties. 6.1 Harvests of salmon in mixed stock areas shall insure that the weakest viable stock is protected. 6.2 The maximum harvest rate for a stock or set of stocks shall be defined as follows: H = S - E S where, H = the maximum harvest rate S = the numerical abundance of a defined stock or set of stocks based on the best available estimate of run size (see Section 5). E = the sum of escapement goals applicable to the stock or set of stocks. A — 72 6.3 The maximum harvest rates in each fishing area shall be determined separately for hatchery and viable natural stocks. Of the harvest rates computed in each fishing area, the lowest rate shall prevail in the management of the area during the course of the run, provided, however, that all affected parties may agree to a lower harvest rate. 6.4 Harvest rates in each fishing area shall be agreed upon between the State and all affected Tribes on the basis of escapement goals agreed upon between the parties. 7. Allocation of Harvest 7.1 Shares shall be computed separately for each species and region of origin, unless otherwise agreed between all affected parties. 7.2 Both the State and the Tribes recognize that fisheries management is not sufficiently precise to provide a prescribed harvest allocation between Treaty (fishermen) and non-Treaty (fishermen) on every run each year. Therefore, if Treaty or non-Treaty fishermen are not provided the opportunity to harvest their share of any given run as provided (by the orders of this court), deficiencies in numbers of fish shall be made up during the next succeeding run of the same species whenever practicable. If necessary, the deficiency for each given year shall be distributed and made up over a series of years, not exceeding five years. Annually, prior to June 1, the parties shall agree upon recommendations regarding implementation of this A — 73 Section. This does not apply to Fraser River sockeye and pink salmon. 7.3 Catches made in Puget Sound marine waters having a mixture of stocks from two or more of the regions of origin in Puget Sound will be apportioned on the basis of comparative run size estimates for the stocks involved. 7.4 Prior catch projections by troll, and sport fisheries shall be agreed upon annually by the parties according to the following schedule: spring chinook stocks — March 1 summer-fall chinook stocks — June 1 coho stocks — June 1 8. Catch Recording System. Reliable “soft” and “hard” data systems are needed for in-season fisheries management needs and for the finalizing catch and effort statistics, respectively. The “ soft” data system shall provide updated current catch and effort information as frequently as is necessary for in-season management purposes. 8.1 To the extent feasible, the “ hard” data shall include catch of salmon and steelhead for ceremonial and subsistence use for all fisheries of the parties. 8.2 Processing of Treaty Indian fish tickets, correction of errors in such tickets, and collection of such data shall be carried out under an agreed upon joint catch monitoring system which recognizes the need and responsibility of each Treaty Tribe to correct its own fish ticket information. Primary A — 74 emphasis will be on achieving completeness and accuracy in the initial preparation of the fish ticket. 9. Timing and Contents of Tribal Regulations 9.1 The parties shall cooperate to develop a system for filing, compiling, transmitting, and cross-indexing both pre-season and in-season tribal and state regulations affecting Puget Sound harvests (e.g., common files accessed by computer terminals). In cases of conflicts, the system must identify the applicable regulations. 9.2 At least twenty-one (21) days prior to a run management period, tribes shall file, either separately or in common with other affected tribes, written regulations specifying at least the areas to be managed, the beginning and duration of the run management period, any appropriate gear restric tions and estimates of the amount of each gear type to be used under the regulation. 9.3 At least twenty-four (24) hours prior to effectiveness, tribes may supplement the pre-season regulations by filing either separately or in-common with other affected tribes, written regulation modifications reflecting updated estimates of run strength specifying at least the duration and location of fishing to be conducted by each commercial gear type. This provision shall not limit the ability of tribes to promulgate emergency regulations, in accordance with prior orders of this court, for A — 75 fisheries managed by the International Pacific Salmon Fisheries Commission. Subject to the provisions of other applicable orders of this court, the “Order Re: Rules of Procedure of Fisheries Advisory Board and Resolutions of Disputes,” dated December 17, 1976, shall be and hereby is modified to permit the State of Washington to enact emergency closures of treaty right fishing for conservation purposes within twenty-four (24) hours, in cases where the tribal parties have not provided the state at least sixty (60) hours notice of the tribal emergency opening required by this order. 10. Submission of Regional Management Plans — Prior to June 1, 1978, all treaty tribes shall, separately or in common with other affected tribes, submit comprehensive management plans for the portions of Puget Sound waters in which their tribal fisheries are conducted. The goal of these plans shall be to achieve coordination between all affected tribes and to eliminate potential conflicts in management strategy. These regional plans of the tribes shall specifically address the provisions of this plan as to viable stocks, escapement goals for both natural and hatchery production, methods of in-season run size estimation, harvest rates and intertribal sharing, and other matters as required by this Order. 11. Resolution of Disputes 11.1 Disputes regarding failure to reach agreeements, or to take, or to refrain from taking, A — 76 any action required under this agreement shall be resolved as provided in the Order Re: Rules of Procedure for Fisheries Advisory Board and Resolution of Disputes, dated December 17, 1976, United States v. Washington, (W.D. Wash. No. 9213), except that no party may object to the jurisdiction of the Board as to matters addressed by this Plan. In addition, the parties shall choose a technical advisory committee or committees, which shall develop and analyze data pertinent to this agreement, including but not limited to the following: calculated run size for all species of fish, ocean catches, escapement goals, catches and adjustments, habitat restoration, and hatchery rearing programs. Such a committee shall make recommendations to the fishery management entities to assure that the commitments in this agreement are realized. Members shall be qualified fishery scientists familiar with technical management problems in Puget Sound. The committee shall be comprised of an equal number of representatives named by the State of Washington and the Indian Tribes, respectively. 11.2 This Plan shall in no way affect or be considered by any person, party, or court to affect the continuing jurisdiction of the United States District Court for the Western District of Washing ton over all issues and matters within the jurisdiction of that Court pursuant to the ruling in United States v. Washington, No. 9213. 11.2.1 This Plan shall in no way be considered to A — 77 change Final Decision #1 of the United States District Court for the Western District of Washing ton in United States v. Washington, No. 9213, with regard to sharing principles, usual and accustomed fishing places, treaty rights, the self-regulating status of Indian Tribes, the off-reservation jurisdiction of Indian tribal governments, the obligations of the State of Washington, the special status of on-reservation fisheries, or any other matter. The foregoing plan is hereby adopted by the court this 31st day of August, 1977. /s/. George H. Boldt Senior, United States District Judge A—78 A — 79 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of A merica, et al., Plaintiffs, vs. State of W ashington, et al., Defendants. CIVIL NO. 9213 FINDINGS OF FACT AND CONCLUSIONS OF LAW RE: ENFORCEMENT OF 1977 FISHERIES ORDERS On September 27, 1977, the Court entered an Order Granting Preliminary Injunction Re: Enforce ment of 1977 Fisheries. Based upon the pleadings, memoranda and affidavits submitted by the parties, the testimonial and documentary evidence admitted at a hearing held before the Magistrate on September 22, 1977, and at a hearing held before the Court on September 27, 1977, and on the oral arguments of counsel, the Court made and hereby enters the following findings of fact and conclusions of law in support of that Order. FINDINGS OF FACT 1. In Final Decision #1 herein, this Court recognized and affirmed the responsibility of all citizens to see that the terms of the treaties involved A — 80 in this litigation are carried out. (384 F.Supp. 406 (Declaratory Judgment and Decree, 1112).) 2. In Final Decision #1, this Court ordered the defendants to make significant reductions in the non-Indian fishery in order to assure that the treaty fishermen will have their rightful opportunity to harvest fish. (384 F.Supp. 420 (Interim Plan and Stay Order, 115).) 3. On August 31, 1977, this Court removed from the State of Washington all authority over the treaty harvest opportunity (except such authority as is needed to insure conservation), and further made an allocation of the 1977-1978 fish runs in Puget Sound between the treaty and non-treaty harvest opportun ities. (Memorandum Order and Preliminary Injunc tion, August 31, 1977.) 4. Since Final Decision #1, certain non-treaty fishermen have engaged in a substantial number of violations of those state fishing regulations which were issued to comply with allocation orders of this Court and protect treaty fishing rights. (Ex. PL 130-134; Tr. 9/22/77 (Miller) pp. 47-48, 50-51, 58.) 5. A substantial number of the violations referred to Finding #4 above, did not result in criminal citations from the State of Washington or any other sanction. (Ex. PL 130; Tr. 9/22/77 (Miller) pp. 52, 61.) 6. A substantial number of the citations which were issued in response to the violations described A— 81 in Finding #4 above did not result in criminal prosecution by the State of Washington or any other type of enforcement action. (Ex. PL 130; Tr. 9/22/77 (Miller) p. 52.) 7. A substantial number of the state court criminal prosecutions which did take place as a result of violations referred to in Finding #4 above resulted in dismissals on the ground that the Department of Fisheries has no authority to issue regulations designed to comply with orders of this Court and to protect treaty fishing rights. (Ex. PL 130, 144.) 8. Decisions by the Washington Supreme Court in Puget Sound Gillnetters Association v. Moos, 565 p.2d 1151 (1977), and Purse Seine Vessel Owners Association v. Moos, No. 43938, July 1977, have apparently given approval to the state court practice of dismissing prosecutions against non-treaty fishermen. In Puget Sound Gillnetters Association v. Moos, the Washington Supreme Court said that the Director of Fisheries may not “allocate fish among competing claimants for purposes other than conservation,” and that he may not “allocate fish to treaty Indians or to non-Indians.” Those rulings prevent defendants from complying with earlier decrees of this Court in the particulars specified in Finding of Fact #6 in this Court’s Memorandum Order and Preliminary Injunction of August 31, 1977, which finding is adopted herein by reference. They also prevent defendants from complying with the law as set forth in repeated holdings of the United States A — 82 Supreme Court on which this Court’s decision is based. 9. As a result of the decisions of the Washington Supreme Court referred to in Finding #8, above, there have been widespread, open and intentional violations of this Court’s orders (and of state regulations enacted to comply with those orders) by certain non-treaty fishermen during the current fishing season. (Ex. PL 140, 144, 146-152; Tr. 9/22/77 (Lewis) pp. 15-20; Tr. 9/22/75 (Miller) p. 58.) 10. Although the Washington Department of Fisheries has indicated that it intends to enact regulations which comply with this Court’s allocation orders, it feels that such regulations will be ineffectual because of the refusal of certain county prosecutors to prosecute citations issued for violation of those regulations and the refusal of certain state courts to convict individuals who commit those violations. (Ex. PL 138, 139, 144; Tr. 9/22/77 (Miller) pp. 52, 62; Temporary Restraining Order Re: Enforcement of 1977 Fisheries, August 31, 1977, herein.) 11. Despite the violations referred to in Finding #9, above, the Department of Fisheries has not issued a single citation for violation of those state regulations. (Tr. 9/22/77 (Miller) p. 61.) 12. The State of Washington and its Depart ment of Fisheries is, and will be, unable to enforce regulations it adopts to comply with orders of this A — 83 Court. (Ex. PL 138, 144; Tr. 9/22/77 (Miller) pp. 61-63; Tr. 9/22/77 (Lewis) pp. 22-23.) 13. This litigation has adjudicated the right of the State of Washington to authorize the harvest of anadromous fish and the rights of all its citizens to harvest those fish. 14. Because of the public nature of this litigation, implementation of the judgment depends in part on cooperation by the State of Washington and its citizens, and is vulnerable to disruption by any of a large number of individuals, whose identitites cannot practicably be specified in advance. 15. During 1975, 1976 and 1977, certain non-treaty fishermen have engaged in regular, intentional, admitted violations of this Court s orders. They have caused widespread disregard of the orderly process of law and adjudication of rights. They have frustrated the exercise of plaintiffs’ federally protected treaty rights and implementation of this Court’s orders designed to protect those rights, and have interfered with defendants ability to comply with those orders. 16. Those circumstances interfere with this Court’s jurisdiction over the property involved in this litigation, and specifically with its jurisdiction over the harvest opportunity reserved to the tribes by the treaties, and further interfere with this Court’s ability to protect and effectuate its prior decrees. 17. The conditions described in Findings #15 A — 84 and 16 above have continued and become much more severe during the current coho salmon fishing season. (Ex. PL 140, 146-152; Tr. 9/22/77 (Lewis) pp. 16-20; Tr. 9/22/77 (Miller) p. 58.) 18. Other methods used by this Court to seek compliance with its orders in this case in previous years (e.g., Preliminary Inuunction, 1975 Chum Fishing, October 27, 1975; Order Re 1976 Coho Fishery, September 6, 1976) have not succeeded in deterring violations of those orders. 19. The only reasonable method available to achieve compliance with this Court’s orders and protection of plaintiffs’ treaty rights is enforcement of those orders by this Court, by means of an injunction directed toward violators of those orders enforced by federal law enforcement officers. 20. This Court has always given, and continues to give, all individuals and groups who desire to be heard in this case an opportunity to present their positions and arguments. Attorneys for the groups which represent non-treaty fishermen were served with the pleadings and with notice of the hearings which culminated in entry of these findings, conclusions and orders. 21. The interests of non-treaty fishermen continue to be adequately, ably and vigorously advocated by the State of Washington, its Department of Fisheries and its attorneys. 22. Injunctive relief is necessary to prevent irreparable injury to the plaintiff tribes and their members. 23. Injunctive relief is necessary in aid of this Court’s jurisdiction and to protect and effectuate this Court’s prior judgments. 24. Plaintiffs have no adequate remedy at law. CONCLUSIONS OF LAW 1. An allocation of the fishing opportunity between treaty and non-treaty fishermen, and enforcement of that allocation, is an appropriate exercise of this Court’s discretion. Department of Game v. Puyallup Indian Tribe, 414 U.S. 44 (1973); Puyallup Indian Tribe v. Department of Game, 97 S.Ct. 2616 (1977); United States v. Washington, 520 F.2d 696 (9th Cir., 1975). 2. This Court has the authority and the duty to protect and effectuate its prior judgments. Brown v. Board of Education, 394 U.S. 294 (1955); Cooper v. Aaron, 358 U.S. 1 (1958); Bullock v. United States, 265 F.2d 683 (6th Cir.) cert, den., 360 U.S. 909 (1959). 3. This Court has broad discretion to fashion remedies which will protect and effectuate its earlier rulings, the more so when the public interest and the rights of a large group of people are involved. Virginia Railroad Co. v. System Federation, 300 U.S. 515 (1937); Golden State Bottling Co. v. N.L.R.B., 414 U.S. 168 (1973); Bullock v. United States, supra. 4. This Court is empowered to issue all writs necessary or appropriate in aid of its jurisdiction A — 86 which are agreeable to the usages and principles of law. 28 U.S.C. §1651. 5. This Court is empowered to punish dis obedience or resistance of its lawful orders and decrees. 18 U.S.C. §401. 6. In limited and extraordinary circumstances, this Court may enjoin individuals who are not parties to this action where they have notice of this Court’s orders, they intentionally violate those orders, where they are members of a class who cannot realistically be specified in advance of such violations, and their actions violate the rights of a large class of plaintiffs, interfere with the obligations and ability of defendants to comply with this Court’s orders, create conditions of lawlessness and chaos in the community and interfere with this Court’s ability to adjudicate the rights and responsibilities of the parties before it. Kasper v. Brittain, 245 F.2d 92 (6th Cir.), cert. den. 355 U.S. 834 (1957); Bullock v. United States, supra; United States v. Hall, 472 F.2d 261 (5th Cir. 1972). 7. This Court may enjoin individuals who are not parties to the lawsuit when they are in privity with one of the parties; that is, when the party is representing the interests and advocating the position of the non-party. City of Tacoma v. Taxpayers of Tacoma, 357 U.S. 320, 340-1 (1957); New Jersey v. New York, 345 U.S. 369 (1953). 8. The orders of this Court directed toward the State of Washington are binding on its citizens. City A — 87 of Tacoma v. Taxpayers of Tacoma, 357 U.S. 321 (1957); Wyoming u. Colorado, 286 U.S. 494 ( ); New Jersey v. New York, 345 U.S. 369 (1953); Kentucky v. Indiana, 281 U.S. 163 (1930). 9. This Court may enjoin interference with property which is under the control of this Court, and punish violations of such injunctions. United States v. Dean Rubber Manufacturing Co., 71 F.Supp. 96 (W.D. Mo. 1946); In re Lustron Corp., 184 F.2d 789, 798 (7th Cir. 1950), cert, den., 340 U.S. 946 (1951); 7 Moore’s Federal Practice 1165.13, n.l (1976). Dated this 27th day of September, 1977. /s/. George H. Boldt Senior, United States District Judge A—88 A — 89 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of America, et al., Plaintiffs, v. State of W ashington, et al., Defendants. CIVIL NO. 9213 PRELIMINARY INJUNCTION RE: ENFORCEMENT OF 1977 FISHERIES Upon the motion of the United States, the affidavits in the record, the testimony of witnesses, together with the records and files of this case, the Court finds that the State of Washington remains unwilling or unable to control the non-treaty fishermen so as to be in compliance with the orders of this Court by providing treaty Indians with the opportunity to catch their share of the returning salmon. The Court further finds that this situation, if permitted to continue, will lead to a breakdown of law and order in the case area, the substantial denial of federally guaranteed treaty fishing rights and will endanger the preservation of the fishery resource. Therefore, it is hereby Ordered that: 1. All Puget Sound and other marine waters easterly of Bonilla Point-Tatoosh line and their watersheds, all Olympic Peninsula watersheds, and all Grays Harbor and its watersheds are hereby closed to all net salmon fishing except during such times and such specific waters as are opened by State or tribal regulations or regulations of the United States conforming to the orders of this Court in this case. 2. All reef net, gill net and purse seine fishermen licensed by the State of Washington, all other persons who attempt to net or assist in netting salmon in the waters described in paragraph 1, the Puget Sound Gillnetters Association, the Purse Seine Vessel Owners Association, the Grays Harbor Gillnetters Association and all persons in active concert or participation with them are hereby enjoined and prohibited from engaging in taking, possessing, or selling salmon of any species taken from such waters, unless such person has first ascertained from the Washington Department of Fisheries telephone “hot-line” , 1-800-562-5672 or 1-800-562-5673, that the area to be fished is open for fishing by non-treaty fishermen at the time the individual intends to fish, provided, that this provision shall not apply to persons exercising treaty fishing rights in accordance with the orders of this Court. 3. The defendant State of Washington is directed to maintain a continuous telephone hot-line service free of charge to any caller from within the A—91 State of Washington to provide information on areas within the waters described in paragraph 1 of this order that are open to net salmon fishing by non-treaty fishermen in conformity with the orders of this Court. The defendant shall furnish to this Court and to the United States Attorney a transcript of the daily hot-line messages. 4. The defendant State of Washington is ordered and enjoined to commence immediately to serve by certified mail return receipt requested or otherwise copies of this preliminary injunction on all state-licensed commercial salmon net fishermen, and any other person found to be engaged in net fishing for salmon or assisting in such fishing, and to furnish the Court with proof of service or written statement of the reason for the inability to serve any particular licensee. The United States, through the Coast Guard, the National Marine Fisheries Service, the United States Marshal’s Service, and such other agencies as may be appropriate, may serve copies of the preliminary injunction on all such persons. 5. Defendant State of Washington is ordered and the United States is directed to cite any fishermen who, having received notice of this order, thereafter engages in fishing or assisting with fishing in violation of the provisions of this order to appear before the United States District Court to be ordered to show cause why he should not be held in contempt. 6. The issuance of a Preliminary Injunction is A — 92 necessary to prevent irreparable injury to the plaintiff tribes and their members and to the salmon resource. 7. The issuance of a Preliminary Injunction is necessary in aid of this Court’s jurisdiction and to protect and effectuate this Court’s prior judgments. This Preliminary Injunction shall remain in effect until further order of this Court. It Is Hereby So Ordered this 27th day of September, 1977. /s/. George H. Boldt Senior United States District Judge A — 93 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of America, et al., Plaintiffs, vs. State of W ashington, et al, Defendants. CIVIL NO. 9213 PRELIMINARY INJUNCTION ORDER This matter having come on before the Court on the motion of the United States, and certain plaintiff intervenor tribes for a preliminary injunction notice of this hearing having been given by the Court on October 8, 1977, and the Court having carefully considered the records and files of this case, and especially the record of the proceedings of August 31, 1977, September 27, 1977, and September 28, 1977, together with the arguments of counsel, the Court finds and concluded as follows: 1. On August 31, 1977, this Court entered an Order removing the treaty allocation of salmon from the jurisdiction of the State of Washington and enjoining the State to issue regulations which would not permit non-treaty fishermen in the case area from catching in excess of fifty-five percent of the coho salmon and fifty percent of the chum salmon during 1977. The Court by and through its August 31, 1977, Order specifically allocated the salmon A — 94 between treaty and non-treaty fishermen as above set out. 2. In order to insure proper enforcement of this Court’s orders allocating fish between treaty and non-treaty fishermen, the Court entered an additional order on September 27, 1977, which held in part as follows: The defendant State of Washington is directed to maintain a continuous telephone hotline service free of charge to any caller from within the State of Washington to provide information on areas within the waters described in paragraph 1 of this order that are open to net salmon fishing by non-treaty fishermen in conformity with the orders of this Court. The defendant shall furnish to this Court and to the United States Attorney a transcript of the daily hotline messages. 3. On September 28, 1977, this Court allocated the available salmon harvest in Grays Harbor so as to provide treaty Indians with 45% of the chinook and coho and 50% of the chum which returned during 1977, and further ordered that the State promulgate regulations which would be consistent with the Court’s designated allocation. 4. This Court in entering its orders of August 31, September 27, and September 38, [sic] was attempting to provide for the implementation of this Court’s decision of February 12, 1974, recognizing, but not necessarily condoning the contrary interpre tations of the law issued by various State Courts. This Court attempted throughout the proceedings to frame the orders in such a way as to preserve as much A — 95 management discretion and authority with the State of Washington as was possible and still provide for the protection of the federal treaty right, which is the supreme law of the land. 5. Each of the orders above came in response to specific state action, which if left uncorrected would make it impossible for treaty Indians to harvest the allocation decreed by this Court. The Court has found that treaty Indians would suffer irreparable harm if they were not provided with additional and exclusive fishing opportunity so that they can have the opportunity to catch their determined share of the salmon run. Nothing has been presented to the Court today which would in any way modify this Court’s opinion that the Plaintiff intervenor tribes, and their respective treaty Indian fishermen would continue to suffer irreparable harm unless this Court acts to further implement its prior orders. 5. The State of Washington has attempted to promulgate regulations consistent with this Court’s orders of August 31, September 27, September 28, 1977, subsequent to the issuance of those orders. However, on two occasions pursuant to suits brought by the non-treaty commercial fishermen and their associations the Superior Court of Thurston County has issued orders to the State ordering them not to comply with this Court’s orders. This Court has been forced to enjoin the orders of the Superior Court of Thurston County which have frustrated the State’s efforts to comply with this Court’s orders. A — 96 6. On October 6, 1977, Chief Justice Charles T. Wright, of the Supreme Court of the State of Washington on motion by the Grays Harbor Gillnetters Association issued an extraordinary writ against the Washington State Department of Fisheries. The Washington Department of Fisheries has incorrectly interpreted that order as requiring it to violate this Courts’ orders of August 31, September 27, and September 28. The Washington Department of Fisheries promulgated regulations which were inconsistent with these prior rulings. Additionally the Washington Department of Fisher ies removed from the State telephone hotline information required by this Court’s order of September 27, 1977, thus making it impossible for the federal enforcement agencies to enforce this Court’s orders. 7. This Court has examined Judge Wright’s order of October 6, 1977, and finds that it is consistent with this Court’s previous orders. The order does not in any way dictate that the Washington Department of Fisheries need or must deviate from complete compliance with this Court’s orders. 8. The State notwithstanding its legal ability to comply with both Judge Wright’s order and this Court’s orders, has exhibited the intention to continue to approve non-treaty fisheries that will deprive treaty fishermen of their opportunity to harvest their allocation. This Court hereby deter A — 97 mines that the only alternative remaining to this Court to insure complete compliance with this Court’s previous orders, and with Final Decision #1, is to remove from the State of Washington the power to issue certain regulations. This step is taken reluctantly and only after repeated showings on the part of the State of Washington that they are unable, or unwilling to adopt regulations in a consistent manner which would comply with this Court’s prior orders. Therefore, this Court must enter the following relief: It Is Hereby Ordered, Adjudged and Decreed: 1. The Washington Department of Fisheries, its officers, agents, attorneys, and servants, are enjoined from announcing or publishing via the telephone hotline, telephone numbers 1-800-5672 [sic] or 1-800-562-5673 or any other means, any non-treaty net fishery for salmon in the area defined as that portion of the State of Washington west of the Cascade Mountains and north of the Columbia River and Willapa Harbor drainage areas, and including the United States portion of the Puget Sound watershed, the watersheds of the Olympic Peninsula including the Grays Harbor watershed, and the off-shore waters adjacent to those areas. Provided, the Washington Department of Fisheries may continue to announce a non-treaty net commercial fishery in areas 7B, and 7C for coho salmon. The Washington Department of Fisheries is further A — 98 enjoined not to announce any additional non-treaty net commercial fisheries except in compliance with the provision of this order. The Washington Department of Fisheries shall cause to be placed upon the telephone hotline information that non-treaty fishermen fishing in State of Washington management areas, within said area as above defined, that are not declared open on the hotline shall be subject to the contempt powers of the United States District Court. The Washington Department of Fisheries shall not allow any other information to be placed on the hotline which would say or suggest that non-treaty fishing may proceed in any other areas. Specifically, in the telephone hotline information, the Department of Fisheries shall make no distinction between closures instituted by order of this court or closures instituted by the Department of Fisheries or those instituted for conservation, or to meet allocation needs, nor shall the State of Washington make any distinctions between regulations or closures that would be enforced by the State of Washington and those which may be enforced by others. 2. The Washington Department of Fisheries its officers, agents, attorneys, and servants are enjoined not to adopt or promulgate any regulation that would open a non-treaty net commercial salmon fishery in waters of the area as above defined. Provided, that the Washington Department of Fisheries may close any fishery when necessary for the actual preserva tion of a particular salmon run, consistent with previous orders of this Court. The Washington Department of Fisheries may propose to this Court through the Fisheries Advisory Board appropriate gear and season openings for non-treaty fishermen, consistent with this Courts’ previous orders. Upon recommendation to the court by the Fisheries Advisory Board or the Court’s Technical Advisor that such non-treaty fishery would be appropriate, such opening may be placed on the telephone hotline. 3. The Washington Department of Fisheries, its officers, agents and servants, are further enjoined to serve copies of this Court’s Preliminary Injunction of September 27, 1977, upon all persons found to be engaged in net fishing for salmon and any person assisting in such fishing, and file with this Court proof of such service; provided, that this order shall not be served upon treaty fishermen. 4. The Washington Department of Fisheries its officers, agents and servants, are further enjoined to cite any non-treaty fisherman who, having received notice of this Court’s order of September 27, 1977, thereafter engaged in any fishing or assisting with fishing in violation of the provisions of the September 27, 1977, Order and shall direct such persons to appear before the United States District Court to be ordered to show cause why he or she should not be held in contempt. A — 100 Dated this 17th day of October, 1977. Honorable George H. Boldt Sr. U.S. District Court Judge A — 101 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of America, et al., v. Plaintiffs, State of W ashington, et al., Defendants. CIVIL NO. 9213 PRELIMINARY INJUNCTION STAYING THURSTON COUNTY SUPERIOR COURT Upon the application of the United States and the Quinault Indian Tribe, notice having been given to the State of Washington, the Honorable Frank Baker, Superior Court, Thurston County, and the Thurston County Prosecuting Attorney, and the Court having carefully considered the records and files of this case, together with the arguments of counsel, finds that: 1. On September 28, 1977, this Court ordered the defendants State of Washington and Gordon Sandison, Director of the Department of Fisheries, to regulate the salmon harvest in Grays Harbor so as to not interfere with the opportunity of the treaty Indians to catch 45% of the chinook and coho and 50% of the chum which will return during 1977. That order was issued after the Court considered testimony presented before United States Magistrate John L. Weinberg on September 16, 1977, and before A — 102 this Court on September 28, 1977, together with arguments of counsel. The Court found, and continues to find, that irreparable harm would be suffered by the plaintiff treaty Indians if the allocation which has been ordered is not implement ed. In that event, the plaintiff treaty Indians would be unable to catch their treaty entitlement of fish in 1977. 2. On October 4, 1977, the Superior Court for Thurston County, in Grays Harbor Gillnetters Association v. Sandison, Cause No. 58462, ordered the defendants to promulgate emergency regulations which would not restrict commercial salmon fishing in Grays Harbor except for conservation and to disseminate those regulations over the Washington State Department of Fisheries “hotline.” Such action by the State would have been directly contrary to this Court’s orders to the defendants of August 31, 1977 (Preliminary Injunction Staying State Court Injunction and Order Implementing Preliminary Injunction), September 28, 1977 (Order Allocating Salmon Catch in Grays Harbor), and October 8, 1977. 3. The State of Washington has previously promulgated regulations which are consistent with this Court’s orders allocating the salmon catch in Grays Harbor. If the State enacts and publicizes new regulations which do not allow treaty Indians to catch their full share of salmon, the plaintiff treaty Indians will suffer irreparable harm and non-treaty A — 103 fishermen who are prohibited from fishing contrary to State allocation regulations which permit treaty Indians to harvest their full share of the salmon could be allowed to resume fishing contrary to that allocation thus enforcement of the Court’s prelimin ary injunction of September 27, 1977, which is directed at the fishermen might be frustrated. Additionally, the State has been enjoined from adopting any salmon fishing regulations, other than closures for conservation, by this Court’s order of October 8, 1977. T herefore, It Is Hereby Ordered that the Superior Court of the State of Washington, County of Thurston, is hereby enjoined and prohibited from in any manner or to any extent enforcing the temporary injunction issued by said Court (per the Honorable Frank Baker) on October 4, 1977, in Cause No. 58462, and from issuing any other order in said cause, or in any other cause, which will have the effect of preventing the State of Washington, the Washington State Department of Fisheries, or their officers and agents, from fully complying with the orders of this Court. The defendants State of Washington, Gordon Sandison, the Department of Fisheries and Game of the State of Washington, and their officers, agents, servants, employees and attorneys, and those persons in active concert or participation with any of them, are hereby relieved from any obligation to comply with the orders of the Thurston County Superior A — 104 Court for the State of Washington in Cause No. 58462 and are ordered not to obey, carry out, enforce or otherwise treat as having any lawful effect on the orders of that Court which are contrary to the orders of this Court. This order shall remain in effect until a trial shall be held on the merits or until further order of this Court. Dated this 17th day of October, 1977. George H. Boldt Senior United States District Judge A — 105 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of America, et al., Plaintiffs, v. State of W ashington, et al., Defendants. CIVIL NO. 9213 FOURTH SUPPLEMENTAL FINDINGS OF FACT AND CONCLUSIONS OF LAW AND DECREE RE 1975 FRASER RIVER SOCKEYE AND PINK SALMON HARVEST This matter having come on regularly before the Court on Plaintiff United States’ Motion for Preliminary and Permanent Injunctions, and the Court having considered the testimony and other evidence admitted and the memoranda and oral arguments of counsel, makes the following Findings of Fact and Conclusions of Law in addition to those heretofore entered in this case, particularly Findings of Fact Nos. 214, 215 and 216 entered February 12, 1974 (384 F.Supp. at 392-393) and to the Ruling on Department of Fisheries Question #18 (384 F.Supp. at 411) and on the basis thereof renders the following Decree: DEFINITIONS As used herein the terms— “ Convention” means the Convention for the A — 106 Protection, Preservation and Extension of the Sockeye Salmon Fisheries of the Fraser River System, entered into by the United States and Canada and signed at Washington on the 26th day of May, 1930 (50 Stat. 1355; TS 918) as amended by the Pink Salmon Protocol signed at Ottawa on the 28th day of December, 1956 (8 UST 1057; TIAS 3867) (Ex. USA-79; USA-80). “Commission” means the International Pacific Salmon Fisheries Commission (IPSFC) established pursuant to the Convention. “ Convention Waters” means those waters described in sections 1, 2 and 3 of Article I of the Convention of May 26, 1930. “U.S. Convention Waters” means those Conven tion Waters located in or under the fisheries regulatory control of the United States. “Period of Commission control” means, with respect to any portion of U.S. Convention Waters, the 1975 period that such portion is under the regulatory control of the Commission. As of the date of this Order said period is from June 26, 1975, to September 20, 1975, inclusive, for U.S. Convention Waters between the Bonilla-Tatoosh line and the Angeles Point-William Head line and from June 26, 1975, to September 27, 1975, for certain of those waters east of the latter line plus the period September 28, 1975, to October 11, 1975, inclusive, for an area near Point Roberts as described in the Commission’s recommendation regulations. (Ex. USA-77.) A — 107 FINDINGS OF FACT 271. The International Pacific Salmon Fisheries Commission has adopted recommendations and the United States Government has approved those recommendations for restrictions on the commercial taking of sockeye and pink salmon in certain Convention Waters including those comprising Washington Department of Fisheries, Puget Sound Salmon Fishing Areas 1, 2, western portion of 3, and western portion of 8, as defined in WAC 220-47-201, WAC 220-47-202, WAC 220-47-203 and WAC 220-47-209, during the 1975 period of Commission control. (Ex. JX-2a, Fig. 18, p. 254; Ex. USA-77.) The Washington Director of Fisheries, after a public hearing, adopted regulations implementing the Commission’s recommendations. (Ex. USA-78.) Neither the Commission’s recommended regulations nor the Director of Fisheries’ regulations make any specific reference to or distinctive provisions for fishing by treaty Indians at their usual and accustomed fishing places. 272. In transmitting the Commission’s 1975 recommendations to the Washington Director of Fisheries for implementation the United States Department of State, on behalf of the U.S. Government, advised the Director as follows: “ In light of the decision in U.S. v. Washington, regulation in conformity with Indian Treaty rights, as set forth in that decision, is now required. It is understood, in view of this decision, that the State will regulate in a manner consistent with Indian Treaty rights.” A — 108 “ In this regard, the United States has reached an understanding with the Government of Canada which we believe will ensure sufficient flexibility in the Commission to accommodate domestic implementation of that decision. Specifically, should action to implement the decision, through means such as restrictions of fishing on certain U.S. fishing days to Indian fishermen, create a situation in which effort by the Indians is insufficient to permit the U.S. fishery to reach the catch goals set by the Commission, then the Commission could take action to remedy this imbalance by providing extra time to assure that the targets are reached. Thus, regulation by the State of Washington in conformity with the Boldt decision can be undertaken in a manner consistent with the overall obligations of the U.S. under the Convention.” (Ex. USA-77.) 273. The Commission takes the position that while it is aware that changes in units of gear and in fishing effort have occurred in different segments of the industry and that these changes sometimes affect individual catches, the Commission does not directly concern itself with these matters. The Commission fulfills its responsibilities to assure proper spawning escapement and to divide the allowable catch in Convention Waters by considering the catches that are made, and not by setting the number of days of fishing in the abstract. The number of days allowed for fishing need not be, and often is not, the same for each country. The Commission has no jurisdiction over the numbers or types of gear that may be operated A — 109 in Convention Waters. Jurisdiction over these matters rests with the respective national or state or provincial governments as matters of domestic law. (Ex. USA-89.) 274. The best available estimates of the number of treaty Indian gear that are likely to be use in U.S. Convention waters during the 1975 period of Commission control, as compiled by the Northwest Indian Fisheries Commission from treaty tribes having treaty-right usual and accustomed fishing places within those waters, are 65 large gill net boats, 39 gill net skiffs and 4 purse seine vessels. (Ex. USA-84.) 275. In 1974 the number of units of United States gear landing sockeye during the period of Commission control was 272 purse seines, 1140 gill nets and 54 reef nets. (Ex. USA-85.) 276. The 1974 Fraser River sockeye run totalled 8.5 million fish and the Convention Waters catch was 5 million fish, of which U.S. fishermen caught 2,476,053 (Ex. USA-86) and Canadian fishermen caught 2,500,019. The Indian portion of the United States catch was 34,277 (Ex. USA-86). Pink salmon runs occur only in odd numbered years. (Ex. USA-86.) 277. The Commission presently forecasts a 1975 convention waters run of 5.5 million Fraser River sockeye. 278. A regulation by the State of Washing ton or its Director of Fisheries limiting fishing in U.S. Convention Waters to treaty Indians for at least one day per calendar week of the days on which fishing in such waters is authorized by the Commission during 1975 would not adversely affect the conservation of any species or run of fish under normal fishing patterns, deny non-Indians an opportunity to take up to 50% of the harvestable fish available at the Indian treaty usual and accustomed fishing places, or adversely affect any obligation of the United States under the Convention with Canada. Such a regulation is appropriate “ to approach more nearly an equal allocation of the opportunity to harvest fish at usual and accustomed grounds and stations” as required by Final Decision #1 in this case, 384 F.Supp. at 344. 279. The International Pacific Salmon Fisheries Commission controls the convention water harvest of sockeye and pink salmon by adopting recommended regulations several months in advance of the season which are submitted for approval by the respective national governments and thereafter, as a matter of practice, for Washington waters, for adoption by the Washington Department of Fisheries. Thereafter that Commission staff closely monitors the actual runs and catches throughout the season and the Commission meets or confers sometimes by telephone, frequently throughout the season to adopt such changes to the A — 111 pre-season regulations as necessary. These become effective without the necessity for further approval by the national governments and, for Washington waters, are customarily placed in effect through their promulgation by the Director of Fisheries as emergency regula tions. In 1973 the Commission met over thirty times during the 113 day period of Commission control. 280. The Canadian Government has in dicated that it will not consider it contrary to United States’ obligations under the Convention if the State of Washington or its Director of Fisheries authorizes, during periods of Commis sion control in 1975, a fishery in U.S. Convention Waters that is less extensive than the fishery authorized by the Commission, so long as such action has not been shown either to prevent the Commission from assuring a proper escapement to the spawning grounds of Fraser River sockeye and pink salmon, or to preclude an equal division of the harvestable catch as between Canada and the United States or to unduly burden the Government of Canada in fullfilling its obligations or realizing the benefits due its citizens under the convention. 281. On or about July 10,1975, the Director, Washington Department of Fisheries, contacted the United States Department of State, outlining four alternative proposals for action by A — 112 the State of Washington, with respect to its fisheries under the jurisdiction of the Commis sion. The Director therein requested guidance as to whether any or all of these alternatives would be consistent with the obligations of the United States under the convention. The State Department, by William L. Sullivan, Jr., after consultations with the Canadian Government, responded to the Director by cable on July 11, 1975, to the effect that the first alternative (extra days for treaty Indian fishermen) would be objectionable to the State Department; that the second alternative (restricting non-Indian fishing more than the Commission’s regulations would otherwise require), would be acceptable thereto; that the third alternative (allowing all treaty Indians to fish with any gear whenever the Commission allowed fishing by any United States fishermen), was not objectionable in principle, although some technical changes in the Commission’s regulations might be neces sary; and that the State Department had no legal objection to the fourth alternative (closing down the United States’ non-Indian fishery) although it might seem to violate the spirit of the convention. (Ex. USA-90.) Further, the State Department sent a subsequent telegram to the Director, State of Washington Department of Fisheries, stating that, at the present time, the State Department is opposed to the third A — 113 alternative given existing Commission regula tions, but not indicating that the State Department’s lack of objection in principle thereto had been changed. 282. In light of the need to provide for Indian treaty fishing rights, and with regard to the management scheme of the commission, of all of the alternatives presented to the Court and practically available to this Court at this time for meeting that need, the one which would cause the least disruption to the Commission’s management scheme and to the non-Indian fishery would be one allowing treaty Indians to fish with any gear whenever the Commission’s regulations would allow fishing by any United States fishermen in all Convention Waters except State Area 2 and a regulation allowing fishing in State Area 2 at least five days a week. 283. It has not been clearly established that a violation of the responsibilities of the United States under the convention would occur if the fishery management authorities of the treaty Indian tribes were to allow treaty Indian fishermen to fish with any gear whenever the Commission’s regulations would allow fishing by any United States fishermen. [Conclusions of law omitted.] Dated --------- A — 114 CONCLUSIONS OF LAW 55. The Sockeye Convention of May 26, 1930, between the United States and Canada, as amended by Pink Salmon Protocol of December 28, 1956, does not require the State of Washington to open its fisheries in U.S. Convention Waters, or any portion thereof, to all Washington fishermen or any specific group or category of Washington fishermen during all or any portion of the times when the Commission-prescribed regulations authorize fishing in such waters. A Washington regulation prohibiting fishing by persons who are not treaty Indians during certain portions of the fishing time allowed by the Commission or in portions of the U.S. Convention Waters within which fishing is not prohibited by the Commission would not necessarily be in conflict with the Convention or the United States’ obligations under the Convention. 56. The Convention does not confer any rights on Washington non-Indian fishermen to a greater share of fish taken in Washington waters than they would have under the earlier treaties of the United States with the Indians. 57. The State of Washington and its Director of Fisheries may, consistent with the United States’ obligations under the Convention and the 1975 regulatory recommendations of the Commission approved by the United States, allow fishing only to treaty Indians during certain times or in certain areas authorized to be open to fishing by such approved A — 115 regulatory recommendations so long as such action has not been shown either to prevent the Commission from assuring a proper escapement to the spawning grounds of Fraser River sockeye and pink salmon, or to preclude an equal division of the harvestable catch as between Canada and the United States or to unduly burden the Government of Canada in fulfilling its obligations or realizing the benefits due its citizens under the convention. 58. The management authorities of the various Indian treaty fishing tribes may allow any of their fishermen to fish, in Convention Waters except State Area 2, with any gear whenever the Commission’s regulations would allow fishing by any United States fishermen; and in State Area 2 for five days per week. 59. The Director of Fisheries may so allocate the fishing times authorized by the International Pacific Salmon Fisheries Commission for waters of the State of Washington that are under Commission control as to come as close as possible toward meeting the twin objectives prescribed by this Court’s Orders of February 12, 1974, and March 22, 1974, affording to Indian treaty fishermen an opportunity to take up to 50% of the U.S. share of the harvestable fish and to still permit a full U.S. harvest of said harvestable quota. DECREE Now therefore it is Hereby Decreed, Adjudged and Ordered as follows: A — 116 1. It is necessary for proper enforcement of state and tribal regulations that may be promulgated to carry out the Orders of this Court that the number and identity of boats and gear used in the treaty Indian fishery be known to state, tribal and federal enforcement authorities. Accordingly, no boat or fishing gear shall be used in the exercise of Indian treaty rights with respect to any fishery or in any area over which the IPSFC is exercising control until such boat or gear has been specifically registered with and its use in such fishery or area authorized by the tribal authorities of the user’s tribe and notice of such registration and authorization has been given by the tribal authorities to the Washington Department of Fisheries and the Regional Director of the National Marine Fisheries Service. Such offices shall also be immediately notified of the cancellation or suspension of any such registration or authorization. The registration and notice shall contain at least the following information: name and address of the owner and operator; type and name, if any, of the vessel; tribal identification number; type of gear to be used; and area or areas for which registered. No boat or unattended gear shall be used in the exercise of Indian treaty rights with respect to any fishery or in any area over which the Commission is exercising control unless there is affixed to it an identification tag, the style and type of which and the location at which affixed shall have been previously agreed to by the Director, A— 117 Washington Department of Fisheries. Use of any vessel or gear in violation of this paragraph may be subject to the provisions of state law or regulation applicable to nontreaty fishermen. 2. The Defendants State of Washington, Washington Department of Fisheries, and Donald W. Moos, its Director, are Hereby Enjoined from allowing any fishing, authorized by the 1975 regulations of the International Pacific Salmon Fisheries Commission by persons not entitled to exercise Indian treaty rights pursuant to the Decrees of this Court, until the Department of Fisheries adopts and files with this Court regulations within the limitations required by the regulations of said Commission as they may from time to time be modified, and which conform with this Court’s Orders that defendants must, to the extent consistent with permitting the full permissible total harvest, afford treaty Indians an opportunity to take an equal share of the total number of harvestable fish which, absent the fishing activities of other citizens, would be available for harvest at their usual and accustomed fishing grounds within Washington waters, or must otherwise equitably adjust the treaty Indians’ share of other species or in other areas to compensate them for disproportionate numbers of fish taken by other Washington citizens under regulations issued by said Commission. 3. Said Defendants are directed to file with this Court and serve on the following participating tribes A — 118 — to wit, the Makah Tribe, Lower Elwha Band Clallam Tribe, Port Gamble Band Clallam Tribe, Suquamish Tribe, Lummi Tribe, Nooksack Tribe, the Swinomish Indian Tribal Community and Tulalip Tribe — the United States, and the United States Commissioners of the International Pacific Salmon Fisheries Commission, copies of such regulations by July 1, 1975, and to thereafter similarly file and serve within 24 hours after adoption any changes or supplementary regulations that may be adopted as a result of any modification to the Commission’s regulations. 4. The treaty Indians’ opportunity to take fish up to the share specified in Final Decision #1 and the related Orders of this Court shall be taken into consideration in making any equitable adjustments or with respect to other fisheries subject to state regulatory control. 5. Regulatory restrictions prescribed by the Commission limit somewhat the latitude of means that will be available to the state and the tribes for achieving the allocation of fish in accordance with the Stevens treaties. This makes it particularly necessary that the tribes and the state regulatory agency retain and promptly exercise, when appro priate, the authority and capability to enact on an emergency basis, and place into immediate effect, subject to limitations prescribed by this Court, additional openings or closures or other modifica tions to their respective regulations that in A— 119 conjunction with the permissible regulations of the other parties and the applicable provisions of the Commission requirements will reasonably assure protection, proper harvest, and the allocation of, or compensatory adjustments from, the fishery resource within the state’s total regulatory authority required by this and prior Orders of this Court in this case. Accordingly, this Court retains continuing daily jurisdiction over the implementation of this Order and Decree. Any party hereto or any other person aggrieved by any action or failure to act on the part of another party pursuant to this Decree shall bring the matter to this Court for an appropriate Order to implement the requirements of this Decree. Consideration of such matters will be given on a highly expedited basis by the Court, particularly if it develops that the Commission or the Canadian Government raises serious objection hereto, or if the effective implementation of the Commission’s management responsibilities is hindered hereby. The Master is hereby authorized and directed, subject to the provisions of Rule 53, Federal Rules of Civil Procedure, to act upon any request for relief at any time that the undersigned Judge is unavailable to give timely consideration to the request. 6. The Court retains the authority to modify or terminate the provisions of these Findings, Conclusion and Decree, and the Order signed this day implementing such, either on its own initiative or on motion of any party, whenever it appears to A — 120 the Court that such change is necessary or appropriate to conform to the holding of Final Decision #1 or comply with the obligations of the United States under the International Sockeye Convention and Pink Salmon Protocol. Dated this 16th day of July, 1975. / g/ George H, Boldt____________ United States District Judge A — 121 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of America, et al., Plaintiffs, v. State of W ashington, et al., Defendants CIVIL NO. 9213 MODIFICATIONS AND ADDITIONS TO FOURTH SUPPLEMENTAL FINDINGS OF FACT AND CONCLUSIONS OF LAW AND DECREE AND INJUCTION RE 1975 FRASER RIVER SOCKEYE AND PINK SALMON HARVEST T his M atter having come on regularly before the Court on plaintiff United States’ Motion for Modification of Injunction, and the Court having considered the memoranda and oral arguments of counsel, amends the Findings of Fact and Conclusions of Law and Decree entered in this case on July 16, 1975, as follows: FINDINGS OF FACT 1. Finding of Fact No. 282 is amended to read as follows: 282. In light of the need to provide for Indian treaty fishing rights, and with regard to the management scheme of the Commission, of all of the alternatives presented to the Court and practically available to this Court at this time for meeting that need, the one which would cause the least disruption to the Commission’s managment scheme and to the non-Indian fishery and which would not violate the responsibilities of the United States under the Convention would be one allowing treaty Indians to fish with any gear whenever the Commission’s regulations would allow fishing by any United States fishermen in Convention Waters. 2. A new Finding of Fact is made as follows: 284. On July 11, 1975, representatives of the governments of the United States and Canada met in Bellingham, Washington, to attempt to reach some agreement which would allow implementation of this Court’s Injunction of July 16, 1975. However, the Canadian govern ment would not agree to proposals put forward by the United States. Subsequent thereto, the United States temporarily withdrew its approval under the Convention of those parts of the Commission’s regulations which seek to allocate the open fishing periods among various types of gear. CONCLUSIONS OF LAW 1. Conclusion of Law No. 58 is amended to read follows: 58. The management authorities of the various Indian treaty fishing tribes or the State of Washington may allow treaty Indian fishermen to fish, in Convention Waters, with any gear whenever the Commission’s regulations would allow fishing by any United States fishermen. A — 123 2. New Conclusions of Law are added as follows: 60. The temporary withdrawal by the United States of its approval under the Convention of those parts of the Commission’s regulations which seek to allocate the open fishing periods among various types of gear is a valid exercise of its rights and responsibilities under the Convention. 61. The Commission may prohibit all fishing within Convention waters but Commis sion regulations do not preclude the State from allocating the time allowed United States fishermen among various user groups. 62. The Commission regulations, as ap proved by the United States, allow fishing time without regard to gear limitations. 63. The Stevens treaties between the United States and the various Indian tribes, as interpreted by the Court and the Ninth Circuit Court of Appeals, preempted State control of fishing within Washington territorial waters in Puget Sound, including Fraser River sockeye and pink salmon, and made it the supreme law of the land that the Indians must be allowed the opportunity to take up to fifty per cent of the fish that may be legally harvested in Washington territorial waters. 64. Through federal preemption of State regulation of Indian fishing at treaty fishing grounds, this Court has jurisdiction to suspend, modify, or substitute State regulations. 65. The Washington Director of Fisheries has authority under State law to adopt regulations of the Commission and, under order of this Court, to allocate the United States’ share A — 124 of Fraser River sockeye and pink salmon among user groups. 66. The adoption of regulations as required by this Court’s order of July 16, 1975, modified July 30, 1975, is a valid exercise of the authority delegated to the Director by the State Legislature as limited by this Court. Dated this 6th day of August, 1975. /s/___________________________ George H. Boldt United States District Judge UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT TACOMA United States of AMERICA, et al., Plaintiff, Swinomish Indian T ribal Community, Plaintiff-Intervenor, vs. State of W ashington, et al, CIVIL NO. 9213 Defandants. PRELIMINARY INJUNCTION RE SWINOMISH INDIAN TRIBAL COMMUNITY CHINOOK FISHERY IN AREA DESIGNATED WEST BEACH This matter having come on for hearing before this Court on the motion of the Swinomish Indian Tribal Community for Preliminary and Permanent injunction on July 30th, 1975 and continued for further hearing on August 6, 1975, and evidence having been introduced and the Court finding that the Swinomish Indian Tribal Community fishermen have been and desire to continue fishing for chinook salmon in the area designated as West Beach, which is in convention waters over which the International Pacific Salmon Commission has jurisdiction insofar as sockeye and pink salmon are concerned and that A — 126 the State of Washington has issued a citation for fishing for chinook salmon to a member of the Swinomish Indian Tribal Community fishing in this area and the Court from the evidence further finding that fishing with a large mesh net results in an incidental catch only of sockeye or pink salmon which is so small in number as not to interfere with the management of the sockeye and pink salmon resource and The Court conluding that the Treaty between the United States and Canada governing the fishing relates to the regulation of fishing for sockeye and pink salmon, and that the Swinomish Indian Tribal Community fishermen should be allowed to fish for chinook under regulation safeguarding the sockeye and pink salmon escapement now therefore It Is Hereby Ordered and Adjudged that the State of Washington be and it is hereby enjoined from prohibiting the fishing by Swinomish Indian Tribal Community fishermen for chinook salmon in the area know and designated as West Beach defined as that area lying easterly of a line from Deception Island to Lawson Reef to Partridge Point and easterly of Whidbey Island provided that such fishing shall be done by the use of nets with a minimum eight and one-quarter inch stretch mesh, using a ten pound weight on a wet net, unless said fishing results in a more than incidental catch of sockeye or pink salmon, or closure is necessary for conservation of the chinook salmon, and it is further A — 127 Ordered that Mr. Ronald Costello, fish biologist for the Swinomish Indian Tribal Community constantly monitor the fishery and if the catch of sockeye or pink salmon exceed 5% of the catch to require closure of the fishery or report to the Court and it is further Ordered that the permanent injunction application be heard at 9:30 a.m., October 20, 1975, and it is further Ordered that bond is set in the sum of $250.00. Ordered this 8th day of August, 1975. /s/. George H. Boldt Senior United States District Judge A — 128 UNITED STATES CONSTITUTION ARTICLE II § 2 POWERS OF THE PRESIDENT. The president shall be commander in chief of the army and navy of the United States, and of the militia of the several states, when called into the actual service of the United States; he may require the opinion, in writing, of the principal officer in each of the executive departments, upon any subject relating to the duties of their respective offices, and he shall have power to grant reprieves and pardons for offences against the United States, except in cases of impeachment. He shall have the power, by and with the advice and consent of the senate, to make treaties, provided two-thirds of the senators present concur; and he shall nominate, and by and with the advice and consent of the senate, shall appoint ambassadors, other public ministers and consuls, judges of the supreme court, and all other officers of the United States, whose appointments are not herein otherwise provided for, and which shall be established by law: but the congress may by law vest the appointment of such inferior officers, as they think proper in the president alone, in the courts of law, or in the heads of departments. The president shall have power to fill up all vacancies that may happen during the recess of the senate, by granting commissions which shall expire at the end of their next session. A — 129 ARTICLE VI Debts, supremacy, oath. All debts contracted and engagements entered into, before the adoption of this Constitution, shall be as valid against the United States under this Constitution, as under the confederation. This Constitution, and the laws of the United States which shall be made in pursuance thereof; and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land; and the judges in every state shall be bound thereby, any thing in the Constitution or laws of any state to the contrary notwithstanding. The senators and representatives before men tioned, and the members of the several state legislatures, and all executive and judicial officers, both of the United States and of the several states, shall be bound by oath or affirmation, to support this Constitution; but no religious test shall ever be required as a qualification to any office or public trust under the United States. AMENDMENT V RIGHTS OF ACCUSED IN CRIMINAL PROCEEDINGS. No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury, except in cases arising in the land or naval forces, or in the militia, when in actual service in time of war or public danger; nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb, nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation. AMENDMENT X POWERS RESERVED TO STATES OR PEOPLE. The powers not delegated to the United States by the Constitution, nor prohibited by it to the states, are reserved to the states respectively, or to the people. AMENDMENT XIV § 1 CITIZENSHIP RIGHTS NOT TO BE ABRIDGED BY STATES. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the state wherein they reside. No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any state deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws. A — 131 TREATIES TREATY OF MEDICINE CREEK December 26, 1854 10 Stat. 1132 Article III. The right of taking fish, at all usual and accustomed grounds and stations, is further secured to said Indians, in common with all citizens of the Territory, and of erecting temporary houses for the purpose of curing, together with the privilege of hunting, gathering roots and berries, and pasturing their horses on open and unclaimed lands: Provided, however, That they shall not take shell fish from any beds staked or cultivated by citizens, and that they shall alter all stallions not intended for breeding horses, and shall keep up and confine the latter. TREATY OF POINT ELLIOTT January 22, 1855 12 Stat. 927 Article V. The right of taking fish at usual and accustomed grounds and stations is further secured to said Indians, in common with all citizens of the Territory and of erecting temporary houses for the purpose of curing, together with the privilege of hunting and gathering roots and berries on open and unclaimed lands. Provided, however, that they shall not take shell-fish from any beds staked or cultivated by citizens. TREATY OF POINT NO POINT January 26, 1855 12 Stat. 933 Article 4. The right of taking fish at usual and accustomed grounds and stations is further secured to said Indians, in common with all citizens of the United States and of erecting temporary houses for the purpose of curing; together with the privilege of hunting and gathering roots and berries on open and unclaimed lands. Provided, however, That they shall not take shell-fish from any beds staked or cultivated by citizens. TREATY WITH THE MAKAH (TREATY OF NEAH BAY) January 31, 1855 12 Stat. 939 Article IV. The right of taking fish and of whaling or sealing at usual and accustomed grounds and stations is further secured to said Indians in common with all citizens of the United States, and of erecting temporary houses for the purpose of curing, together with the privilege of hunting and gathering roots and berries on open and unclaimed lands: Provided, however, That they shall not take shell-fish from any beds staked or cultivated by citizens. A — 133 TREATY WITH THE YAKIMAS June 9, 1855 12 Stat. 951 Article III. And provided, That, if necessary for the public convenience, roads may be run through the said reservation; and on the other hand, the right of way, with free access from the same to the nearest public highway, is secured to them; as also the right, in common with citizens of the United States, to travel upon all public highways. The exclusive right of taking fish in all the streams, where running through or bordering said reservation, is further secured to said confederated tribes and bands of Indians, as also the right of taking fish at all usual and accustomed places, in common with citizens of the Territory, and of erecting temporary buildings for curing them; together with the privilege of hunting, gathering roots and berries, and pasturing their horses and cattle upon open and unclaimed land. TREATY WITH THE QUINAIELTS July 1, 1855 12 Stat. 971 Article III. The right of taking fish at all usual and accustomed grounds and stations is secured to said Indians in common with all citizens of the A — 134 Territory, and of erecting temporary houses for the purpose of curing the same; together with the privilege of hunting, gathering roots and berries, and pasturing their horses on all open and unclaimed lands. Provided, however, That they shall not take shell-fish from any beds staked or cultivated by citizens; and provided, also, that they shall alter all stallions not intended for breeding, and shall keep up and confine the stallions themselves. A — 135 Convention for the Protection, Preservation, and Extension of the Sockeye Salmon Fishery of the Fraser River System, May 26, 1930 Signed at Washington May 26, 1930; Ratification advised by the Senate subject to understandings June 16, 1936; Ratified by the President, subject to the said understandings, July 23, 1937; Ratified by His Majesty in respect of Canada June 26, 1937; Ratifications exchanged at Washington July 28, 1937; Proclaimed by the President August 4, 1937. B y the President of the United States of America A PROCLAMATION W hereas a Convention between the United States of America and Canada for the protection, preservation and extension of the sockeye salmon fishery of the Fraser River system was concluded and signed by their respective Plenipotentiaries at Washington, on the twenty-sixth day of May, one thousand nine hundred and thirty, the original of which Convention is word for word as follows: The President of the United States of America and His Majesty the King of Great Britain, Ireland and the British dominions beyond the Seas, Emperor of India, in respect of the Dominion of Canada, recognizing that the protection, preservation and A — 136 extension of the sockeye salmon fisheries in the Fraser River system are of common concern to the United States of America and the Dominion of Canada; that the supply of this fish in recent years has been greatly depleted and that it is of importance in the mutual interest of both countries that this source of wealth should be restored and maintained, have resolved to conclude a Convention and to that end have named as thier respective plenipo tentiaries; The President of the United States of America: Mr. Henry L. Stimson, Secretary of State of the United States of America; and His Majesty, for the Dominion of Canada: The Honorable Vincent Massey, a member of His Majesty’s Privy Council for Canada and His Envoy Extraordinary and Minister Plenipotentiary for Canada at Washington; Who, after having communicated to each other their full powers, found in good and due form, have agreed upon the following Articles: Article I The provisions of this Convention and the orders and regulations issued under the authority thereof shall apply, in the manner and to the extent hereinafter provided in this Convention, to the following waters: 1. The territorial waters and the high seas westward from the western coast of the United States A — 137 of America and the Dominion of Canada and from a direct line drawn from Bonilla Point, Vancouver Island, to the lighthouse on Tatoosh Island, Washington, — which line marks the entrance to Juan de Fuca Strait, — and embraced between 48 and 49 degrees north latitude, excepting therefrom, however, all the waters of Barklay Sound, eastward of a straight line drawn from Amphitrite Point to Cape Beale and all the waters of Nitinat Lake and the entrance thereto. 2. The waters included within the following boundaries: Beginning at Bonilla Point, Vancouver Island, thence along the aforesaid direct line drawn from Bonilla Point to Tatoosh Lighthouse, Washington, described in paragraph numbered 1 of this Article, thence to the nearest point of Cape Flattery, thence following the southerly shore of Juan de Fuca Strait to Point Wilson, on Quimper Peninsula, thence in a straight line to Point Partridge on Whidbey Island, thence following the western shore of the said Whidbey Island, to the entrance to Deception Pass, thence across said entrance to the southern side of Reservation Bay, on Fidalgo Island, thence following the western and northern shore line of the said Fidalgo Island to Swinomish Slough, crossing the said Swinomish Slough, in line with the track of the Great Northern Railway, thence northerly following the shore line of the mainland to Atkinson Point at the northerly entrance to Burrard Inlet, British A — 138 Columbia, thence in a straight line to the southern end of Bowen Island, thence westerly following the southern shore of Bowen Island to Cape Roger Curtis, thence in a straight line to Gower Point, thence westerly following the shore line to Welcome Point on Seechelt Peninsula, thence in a straight line to Point Young on Lasqueti Island, thence in a straight line to Dorcas Point on Vancouver Island, thence following the eastern and southern shores of the said Vancouver Island to the starting point at Bonilla Point, as shown on the United States Coast and Geodetic Survey Chart Number 6300, as corrected to March 14, 1930, and on the British Admiralty Chart Number 579, copies of which are annexed to this Convention and made a part thereof. 3. The Fraser River and the streams and lakes tributary thereto. The High Contracting Parties engage to have prepared as soon as practicable charts of the waters described in this Article, with the above described boundaries thereof and the international boundary indicated thereon. Such charts, when approved by the appropriate authorities of the Governments of the United States of America and the Dominion of Canada, shall be considered to have been substituted for the charts annexed to this Convention and shall be authentic for the purposes of the Convention. The High Contracting Parties further agree to establish within the territory of the United States of A — 139 America and the territory of the Dominion of Canada such buoys and marks for the purposes of this Convention as may be recommended by the Commission hereinafter authorized to be established, and to refer such recommendations as the Commission may make as relate to the establishment of buoys or marks at points on the international boundary to the International Boundary Commis sion, United States-Alaska and Canada, for action pursuant to the provisions of the Treaty between the United States of America and His Majesty, in respect of Canada, respecting the boundary between the United States of America and the Dominion of Canada, signed February 24, 1925. Article II The High Contracting Parties agree to establish and maintain a Commission to be known as the International Pacific Salmon Fisheries Commission, hereinafter called the Commission, consisting of six members, three on the part of the United States of America and three on the part of the Dominion of Canada. The Commissioners on the part of the United States of America shall be appointed by the President of the United States of America. The Commissioners on the part of the Dominion of Canada shall be appointed by His Majesty on the recommendation of the Governor General in Council. A — 140 The Commissioners appointed by each of the High Contracting Parties shall hold office during the pleasure of the High Contracting Party by which they were appointed. The Commission shall continue in existence so long as this Convention shall continue in force, and each High Contracting Party shall have power to fill and shall fill from time to time vacancies which may occur in its representation on the Commission in the same manner as the original appointments are made. Each High Contracting Party shall pay the salaries and expenses of its own Commissioners, and joint expenses incurred by the Commission shall be paid by the two High Contracting Parties in equal moieties. Article III The Commission shall make a thorough investigation into the natural history of the Fraser River sockeye salmon, into hatchery methods, spawning ground conditions and other related matters. It shall conduct the sockeye salmon fish cultural operations in the waters described in paragraphs numbered 2 and 3 of Article I of this Convention, and to that end it shall have power to improve spawning grounds, construct, and maintain hatcheries, rearing ponds and other such facilities as it may determine to be necessary for the propagation of sockeye salmon in any of the waters covered by this Convention, and to stock any such waters with sockeye salmon by such methods as it may determine to be most advisable. The Commission shall also have authority to recommend to the Governments of the High Contracting Parties removing or otherwise overcoming obstructions to the ascent of sockeye salmon, that may now exist or may from time to time occur, in any of the waters covered by this Convention, where investigation may show such removal of or other action to overcome obstruction to be desirable. The Commission shall make an annual report to the two Governments as to the investigations which it has made and other action which it has taken in execution of the provisions of this Article, or of other Articles of this Convention. The cost of all work done pursuant to the provisions of this Article, or of other Articles of this Convention, including removing or otherwise overcoming obstructions that may be approved, shall be borne equally by the two Governments, and the said Governments agree to appropriate annually such money as each may deem desirable for such work in the light of the reports of the Commission. Article IV The Commission is hereby empowered to limit or prohibit taking sockeye salmon in respect of all or any of the waters described in Article I of this Convention, provided that when any order is adopted by the Commission limiting or prohibiting taking A — 142 sockeye salmon in any of the territorial waters or on the High Seas described in paragraph numbered 1 of Article I, such order shall extend to all such territorial waters and High Seas, and, similarly, when in any of the waters of the United States of America embraced in paragraph numbered 2 of Article I, such order shall extend to all such waters of the United States of America, and when in any of the Canadian waters embraced in paragraphs numbered 2 and 3 of Article I, such order shall extend to all such Canadian waters, and provided further, that no order limiting or prohibiting taking sockeye salmon adopted by the Commission shall be construed to suspend or otherwise affect the requirements of the laws of the State of Washington or of the Dominion of Canada as to the procuring of a license to fish in the waters on their respective sides of the boundary, or in their respective territorial waters embraced in paragraph numbered 1 of Article I of this Convention, and provided further that any order adopted by the Commission limiting or prohibiting taking sockeye salmon on the High Seas embraced in a paragraph numbered 1 of Article I of this Convention shall apply only to nationals and inhabitants and vessels and boats of the United States of America and the Dominion of Canada. Any order adopted by the Commission limiting or prohibiting taking sockeye salmon in the waters covered by this Convention, or any part thereof, shall remain in full force and effect unless and until the A — 143 same be modified or set aside by the Commission. Taking sockeye salmon in said waters in violation of an order of the Commission shall be prohibited. Article V In order to secure a proper escapement of sockeye salmon during the spring or chinook salmon fishing season, the Commission may prescribe the size of the meshes in all fishing gear and appliances that may be operated during said season in the waters of the United States of America and/or the Canadian waters described in Article I of this Convention. At all seasons of the year the Commission may prescribe the size of the meshes in all salmon fishing gear and appliances that may be operated on the High Seas embraced in paragraph numbered 1 of Article I of this Convention, provided, however, that in so far as concerns the High Seas, requirements prescribed by the Commission under the authority of this paragraph shall apply only to nationals and inhabitants and vessels and boats of the United States of America and the Dominion of Canada. Whenever, at any other time than the spring or chinook salmon fishing season, the taking of sockeye salmon in waters of the United States of America or in Canadian waters is not prohibited under an order adopted by the Commission, any fishing gear or appliance authorized by the State of Washington may be used in waters of the United States of A — 144 America by any person thereunto authorized by the State of Washington, and any fishing gear or appliance authorized by the laws of the Dominion of Canada may be used in Canadian waters by any person thereunto duly authorized. Whenever the taking of sockeye salmon on the High Seas embraced in paragraph numbered 1 of Article I of this Convention is not prohibited, under an order adopted by the Commission, to the nationals or inhabitants or vessels or boats of the United States of America or the Dominion of Canada, only such salmon fishing gear and appliances as may have been approved by the Commission may be used on such High Seas by said nationals, inhabitants, vessels or boats. Article VI No action taken by the Commission under the authority of this Convention shall be effective unless it is affirmatively voted for by at least two of the Commissioners of each High Contracting Party. Article VII Inasmuch as the purpose of this Convention is to establish for the High Contracting Parties by their joint effort and expense, a fishery that is now largely nonexistent, it is agreed by the High Contracting Parties that they should share equally in the fishery. The Commission shall, consequently, regulate the fishery with a view to allowing, as nearly as may be practicable, an equal portion of the fish that may be caught each year to be taken by the fishermen of each High Contracting Party. Article VIII Each High Contracting Party shall be responsi ble for the enforcement of the orders and regulations adopted by the Commission under the authority of this Convention, in the portion of its waters covered by the Convention. Except as hereinafter provided in Article IX of this Convention, each High Contracting Party shall be responsible, in respect of its own nationals and inhabitants and vessels and boats, for the enforcement of the orders and regulations adopted by the Commission, under the authority of this Convention, on the High Seas embraced in paragraph numbered 1 of Article I of the Convention. Each High Contracting Party shall acquire and place at the disposition of the Commission any land within its territory required for the construction and maintenance of hatcheries, rearing ponds, and other such facilities as set forth in Article III. Article IX Every national or inhabitant, vessel or boat of the United States of America or of the Dominion of Canada, that engages in sockeye salmon fishing on the High Seas embraced in paragraph numbered 1 of Article I of this Convention, in violation of an order or regulation adopted by the Commission, under the authority of this Convention, may be seized and detained by the duly authorized officers of either High Contracting Party, and when so seized and detained shall be delivered by the said officers, as soon as practicable, to an authorized official of the country to which such person, vessel or boat belongs, at the nearest point to the place of seizure, or elsewhere, as may be agreed upon with the competent authorities. The authorities of the country to which a person, vessel or boat belongs alone shall have jurisdiction to conduct prosecutions for the violation of any order or regulation, adopted by the Commission in respect of fishing for sockeye salmon on the High Seas embraced in paragraph numbered 1 of Article I of this Convention, or of any law or regulation which either High Contracting Party may have made to carry such order or regulation of the Commission into effect, and to impose penalties for such violations; and the witnesses and proofs necessary for such prosecutions, so far as such witnesses or proofs are under the control of the other High Contracting Party shall be furnished with all reasonable promptitude to the authorities having jurisdiction to conduct the prosecutions. Article X The High Contracting Parties agree to enact and A — 147 enforce such legislation as may be necessary to make effective the provisions of this Convention and the orders and regulations adopted by the Commission under the authority thereof, with appropriate penalties for violations. Article XI The present Convention shall be ratified by the President of the United States of America, by and with the advice and consent of the Senate thereof, and by His Majesty in accordance with constitutional practice, and it shall become effective upon the date of the exchange of ratifications which shall take place at Washington as soon as possible and shall continue in force for a period of sixteen years, and thereafter until one year from the day on which either of the High Contracting Parties shall give notice to the other of its desire to terminate it. In witness whereof, the respective plenipoten tiaries have signed the present Convention, and have affixed their seals thereto. Done in duplicate at Washington on the twenty-sixth day of May, one thousand nine hundred and thirty. [SEAL] Henry L. Stimson [seal] V incent M assey And whereas the said Convention has been duly ratified on both parts, and the ratifications of the two Governments were exchanged in the city of A — 148 Washington on the twenty-eighth day of July, one thousand nine hundred and thirty-seven; And whereas the said Convention was ratified by the United States of America subject to three understandings, made a part of the ratification, as follows: (1) That the International Pacific Salmon Fisheries Commission shall have no power to authorize any type of fishing gear contrary to the laws of the State of Washington or the Dominion of Canada; (2) That the Commission shall not promul gate or enforce regulations until the scientific investigations provided for in the convention have been made, covering two cycles of Sockeye Salmon runs, or eight years; and (3) That the Commission shall set up an Advisory Committee composed of five persons from each country who shall be representatives of the various branches of the industry (purse seine, gill net, troll, sport fishing, and one other), which Advisory Committee shall be invited to all non-executive meetings of the Commission and shall be given full opportunity to examine and to be heard on all proposed orders, regulations or recommendations. And whereas the aforesaid three understandings have been accepted by the Government of Canada, as is recorded in the Protocol of Exchange of ratifications of the said Convention; A — 149 Now, therefore, be it known that I, Franklin D. Roosevelt, President of the United States of America, have caused the said Convention to be made public, to the end that the same and every article and clause thereof may be observed and fulfilled with good faith by the United States of America and the citizens thereof, subject to the three understandings herein recited. In testimony whereof, I have hereunto set my hand and caused the Seal of the United States of America to be affixed. Done at the city of Washington this fourth day of August in the year of our Lord one thousand nine hundred and thirty-seven, and of the Independence of the United [seal] States of America the one hundred and sixty-second. FRANKLIN D. ROOSEVELT By the President: Cordell Hull Secretary of State. PROTOCOL OF EXCHANGE The undersigned the Secretary of State of the United States of America and the Canadian Minister at Washington met this day for the purpose of exchanging ratifications of the convention between the United States of America and Canada for the protection, preservation and extension of the sockeye salmon fisheries of the Fraser River System, signed at Washington on May 26, 1930. The Secretary of State of the United States of America stated that the convention is ratified on the part of the United States of America subject to the three understandings contained in the resolution of the Senate of the United States of America advising and consenting to ratification, a copy of which resolution was communicated to the Secretary of State for External Affairs of Canada by the Minister of the United States of America at Ottawa in his note of July 7, 1936. These three understandings are as follows: (1) That the International Pacific Salmon Fisheries Commission shall have no power to authorize any type of fishing gear contrary to the laws of the State of Washington or the Dominion of Canada; (2) That the Commission shall not promulgate or enforce regulations until the scientific investigations provided for in the convention that have been made, covering two cycles of Sockeye Salmon runs, or eight years; A — 151 and (3) That the Commission shall set up an Advisory Committee composed of five persons from each country who shall be representatives of the various branches of the industry (purse seine, gill net, troll, sport fishing, and one other), which Advisory Committee shall be invited to all non-executive meetings of the Commission and shall be given full opportunity to examine and to be heard on all proposed orders, regulations or recommendations. The Canadian Minister stated that he was authorized by his Government to state that it accepted the foregoing understandings. The exchange then took place in the usual manner. In witness whereof they have signed the present protocol and have affixed their seals hereto. Done at Washington this twenty-eighth day of July, 1937. [seal] Cordell Hull, Secretary of State of the United States of America [seal] Herbert M. Marler, Canadian Minister. A — 152 PROTOCOL AMENDING THE CONVEN TION, TO INCLUDE PINK SALMON IN THE FRASER RIVER SYSTEM, DECEMBER 28, 1956 Signed at Ottawa December 28, 1956; Ratification advised by the Senate June 6, 1957; Ratified by the President June 18, 1957; Ratified by Canada April 19, 1957; Ratifications exchanged at Ottawa July 3, 1957; Proclaimed by the President July 24, 1957; Entered into force July 3, 1957. By the President of the United States of America A PROCLAMATION W hereas a protocol between the Government of the United States of America and the Government of Canada to the Convention for the Protection, Preservation, and Extension of the Sockeye Salmon Fisheries in the Fraser River System signed at Washington on the 26th day of May 1930 was signed at Ottawa on December 28, 1956, the original of which protocol is word for word as follows: PROTOCOL BETWEEN THE GOVERN MENT OF THE UNITED STATES OF AMERICA AND THE GOVERNMENT OF CANADA TO THE CONVENTION FOR THE PROTECTION, PRESERVATION, AND EXTENSION OF THE SOCKEYE A — 153 SALMON FISHERIES IN THE FRASER RIVER SYSTEM, SIGNED AT WASHING TON ON THE 26TH DAY OF MAY, 1930. The Government of the United States of America and the Government of Canada, desiring to coordinate the programs for the conservation of the sockeye and pink salmon stocks of common concern by amendment of the Convention between the United States of America and Canada for the Protection, Preservation and Extension of the Sockeye Salmon Fisheries in the Fraser River System, signed at Washington on the 26th day of May, 1930, hereinafter referred to as the Convention, Have agreed as follows: Article I The Convention as amended by the present Protocol shall apply to pink salmon with the following exception: The understanding stipulated in the Protocol of Exchange of Ratification signed at Washington on the 28th day of July, 1937, which provides that “ the Commission shall not promulgate or enforce regulations until the scientific investigations provided for in the Convention have been made, covering two cycles of sockeye salmon runs, or eight years;” shall not apply to pink salmon. A rticle II The following words shall be deleted from the first sentence of Article IV of the Convention: “ * * * that when any order is adopted by the Commission limiting or prohibiting taking sockeye salmon in any of the territorial waters or on the High Seas described in paragraph numbered 1 of Article I, such order shall extend to all such territorial waters and High Seas, and, similarly, when in any of the waters of the United States of America embraced in paragraph numbered 2 of Article I, such order shall extend to all such waters of the United States of America, and and when in any of the Canadian waters embraced in paragraphs numbered 2 and 3 of Article I, such order shall extend to all such Canadian waters, and provided further * * Article III The following paragraph shall be added to Article VI of the Convention: “All regulations made by the Commission shall be subject to approval of the two Governments with the exception of orders for the adjustment of closing or opening of fishing periods and areas in any fishing season and of emergency orders required to carry out the provisions of the Convention.” Article IV Article VII of the Convention shall be replaced by the following Article: “The Commission shall regulate the fisher ies for sockeye and for pink salmon with a view to allowing, as nearly as practicable, an equal A — 155 portion of such sockeye salmon as may be caught each year and an equal portion of such pink salmon as may be caught each year to be taken by the fisherman of each Party.” Article V Paragraph (3) of the understandings stipulated in the Protocol of Exchange of Ratifications signed at Washington on the 28th day of July 1937, shall be amended to read as follows: “That the Commission shall set up an Advisory Committee composed of six persons from each country who shall be representatives of the various branches of the industry including, but not limited to, purse seine, gill net, troll, sport fishing and processing, which Advisory Committee shall be invited to all non-executive meetings of the Commission and shall be given full opportunity to examine and to be heard on all proposed orders, regulations or recommendations.” Article VI 1. The Parties shall conduct a coordinated investigation of pink salmon stocks which enter the waters described in Article I of the Convention for the purpose of determining the migratory movements of such stocks. That part of the investigation to be carried out in the waters described in Article I of the Convention shall be carried out by the Commission. 2. Except with regard to that part of the investigation to be carried out by the Commission, the provisions of Article III of the Convention with A — 156 respect to the sharing of cost shall not apply to the investigation referred to in this Article. 3. The Parties shall meet in the seventh year after the entry into force of this Protocol to examine the results of the investigation referred to in this Article and to determine what further arrangements for the conservation of pink salmon stocks of common concern may be desirable. Article VII Nothing in the Convention or this Protocol shall preclude the Commission from recording such information on stocks of salmon other than sockeye or pink salmon as it may acquire incidental to its activities with respect to sockeye and pink salmon. Article VIII The present Protocol shall be ratified and the exchange of the instruments of ratification shall take place in Ottawa as soon as possible. It shall come into force on the day of the exchange of the instruments of ratification. In witness whereof the undersigned, duly authorized by their respective Governments, have signed this Protocol and have affixed thereto their seals. Done in duplicate at Ottawa this 28th day of December, 1956. For the Government of the United States of America: A — 157 Livingston T. Merchant [seal] W m. C. Herrington For the Government of Canada: [seal] James Sinclair W hereas the Senate of the United States of America by their resolution of June 6, 1957, two-thirds of the Senators present concurring therein, did advise and consent to the ratification of the said protocol; W hereas the said protocol was duly ratified by the President of the United States of America on June 18, 1957, in pursuance of the aforesaid advice and consent of the Senate, and was duly ratified on the part of Canada; W hereas the respective instruments of ratifica tion of the said protocol were duly exchanged at Ottawa on July 3, 1957; And whereas it is provided in Article VIII of the said protocol that the protocol shall come into force on the day of the exchange of the instruments of ratification; Now, therefore, be it known that I, Dwight D. Eisenhower, President of the United States of America, do hereby proclaim and make public the said protocol to the end that the same and each and every article and clause thereof may be observed and fulfilled with good faith, on and after July 3, 1957, by the United States of America and by the citizens of the United States of America and all other persons subject to the jurisdiction thereof. A —158 In testimony whereof, I have hereunto set my hand and caused the Seal of the United States of America to be affixed. Done at the city of Washington this twenty- fourth day of July in the year of our Lord one thousand nine hundred fifty-seven and of the Independence of [seal] the United States of America the one hundred eighty-second. DWIGHT D. EISENHOWER By the President: Christian A. Herter Acting Secretary of State A —159 16 USC § 776. Definitions When used in this chapter— (a) Convention: The word “convention” means the convention between the United States of America and the Dominion of Canada for the protection, preservation, and extension of the sockeye salmon fisheries of the Fraser River system, signed at Washington on the 26th day of May 1930, as amended by the protocol to the convention, signed at Ottawa on the 28th day of December 1956. (b) Commission: The word “ Commission” means the International Pacific Salmon Fisheries Commission provided for by article II of the convention. (c) Person: The word “ person” includes in dividuals, partnerships, associations, and corporations. (d) Convention waters: The term “convention waters” means those waters described in article I of the convention. (e) Sockeye salmon and pink salmon: The term “sockeye salmon” means that species of salmon known by the sicentific name Oncorhynchus nerka, and the term “pink salmon” means that species of salmon known by the scientific name Oncorhynchus gorbuscha. (f) Vessel: The word “vessel” includes every type or description of water craft or other contrivance used, or capable of being used, as a means of transportation in water. A —160 (g) Fishing: The word “ fishing” means the fishing for, catching, or taking, or the attempted fishing for, catching, or taking, of any sockeye salmon or pink salmon in convention waters. (h) Fishing gear: The term “ fishing gear” means any net, trap, hook, or other device, appurtenance or equipment, of whatever kind or description, used or capable of being used, for the purpose of capturing fish or as an aid in capturing fish. 16 USC § 776a. Unlawful acts (a) It shall be unlawful for any person to engage in fishing for sockeye salmon or pink salmon in convention waters in violation of the convention or of this chapter or of any regulation of the Commission. (b) It shall be unlawful for any person to ship, transport, purchase, sell, offer for sale, import, export, or have in possession any sockeye salmon or pink salmon taken in violation of the convention or of this chapter or of any regulation of the Commission. (c) It shall be unlawful for any person or vessel to use any port or harbor or other place subject to the jurisdiction of the United States for any purpose connected in any way with fishing in violation of the convention or of this chapter or of any regulation made by the Commission. (d) It shall be unlawful for any person or vessel to engage in fishing for sockeye salmon or pink A —161 salmon in convention waters without first having obtained such license or licenses as may be used by or required by the Commission, or to fail to produce such license, upon demand, for inspection by an authorized enforcement officer. (e) It shall be unlawful for any person to fail to make, keep, submit, or furnish any record or report required of him by the Commission or to refuse to permit any officer authorized to enforce the convention, this chapter, and the regulations of the Commission, or any authorized representative of the Commission, to inspect any such record or report at any reasonable time. (f) It shall be unlawful for any person to molest, interfere with, tamper with, damage, or destroy any boat, net, equipment, stores, provisions, fish-cultural stations, rearing pond, weir, fishway, or any other structure, installation, experiment, property, or facility acquired, constructed, or maintained by the Commission. (g) It shall be unlawful for any person or vessel to do any act prohibited or to fail to do any act required by the convention or by this chapter or by any regulation of the Commission. FISHERY CONSERVATION AND MANAGEMENT 16 USC § 1801. Findings, purposes and policy (a) Findings.—The Congress finds and declares the following: (1) The fish off the coasts of the United States, the highly migratory species of the high seas, the species which dwell on or in the Continental Shelf appertaining to the United States, and the anadromous species which spawn in United States rivers or estuaries, constitute valuable and renewable natural resources. These fishery resources contribute to the food supply, economy, and health of the Nation and provide recreational opportunities. (2) As a consequence of increased fishing pressure and because of the inadequacy of fishery conservation and management practices and controls (A) certain stocks of such fish have been overfished to the point where their survival is threatened, and (B) other such stocks have been so substantially reduced in number that they could become similarly threatened. (3) Commercial and recreational fishing consti tutes a major source of employment and contributes significantly to the economy of the Nation. Many coastal areas are dependent upon fishing and related activities, and their economies have been badly damaged by the overfishing of fishery resources at A —163 an ever-increasing rate over the past decade. The activities of massive foreign fishing fleets in waters adjacent to such coastal areas have contributed to such damage, interfered with domestic fishing efforts, and caused destruction of the fishing gear of United States fishermen. (4) International fishery agreements have not been effective in preventing or terminating the overfishing of these valuable fishery resources. There is danger that irreversible effects from overfishing will take place before an effective international agreement on fishery management jurisdiction can be negotiated, signed, ratified, and implemented. (5) Fishery resources are finite but renewable. If placed under sound management before overfish ing has caused irreversible effects, the fisheries can be conserved and maintained so as to provide optimum yields on a continuing basis. (6) A national program for the conservation and management of the fishery resources of the United States is necessary to prevent overfishing, to rebuild overfished stocks, to insure conservation, and to realize the full potential of the Nation’s fishery resources. (7) A national program for the development of fisheries which are underutilized or not utilized by United States fishermen, including bottom fish off Alaska, is necessary to assure that our citizens benefit from the employment, food supply, and revenue which could be generated thereby. (b) Purposes.—It is therefore declared to be the purposes of the Congress in this chapter— (1) to take immediate action to conserve and manage the fishery resources found off the coasts of the United States, and the anadromous species and Continental Shelf fishery resources of the United States, by establishing (A) a fishery conservation zone within which the United States will assume exclusive fishery management authority over all fish, except highly migratory species, and (B) exclusive fishery management authority beyond such zone over such anadromous species and Continental Shelf fishery resources; (2) to support and encourage the implementa tion and enforcement of international fishery agreements for the conservation and management of highly migratory species, and to encourage the negotiation and implementation of additional such agreements as necessary; (3) to promote domestic commercial and recreational fishing under sound conservation and management principles; (4) to provide for the preparation and im plementation, in accordance with national standards, of fishery management plans which will achieve and maintain, on a continuing basis, the optimum yield from each fishery; (5) to establish Regional Fishery Management Councils to prepare, monitor, and revise such plans under circumstances (A) which will enable the States, A —165 the fishing industry, consumer and environmental organizations, and other interested persons to participate in, and advise on, the establishment and administration of such plans, and (B) which take into account the social and economic needs of the States; and (6) to encourage the development of fisheries which are currently underutilized or not utilized by United States fishermen, including bottom fish off Alaska. (c) Policy.—It is further declared to be the policy of the Congress in this chapter— (1) to maintain without change the existing territorial or other ocean jurisdiction of the United States for all purposes other than the conservation and management of fishery resources, as provided for in this chapter; (2) to authorize no impediment to, or interfer ence with, recognized legitimate uses of the high seas, except as necessary for the conservation and management of fishery resources, as provided for in this chapter; (3) to assure that the national fishery conserva tion and management program utilizes, and is based upon, the best scientific information available, involves, and is responsive to the needs of interested and affected States and citizens; promotes efficiency; draws upon Federal, State, and academic capabilities in carrying out research, administration, man agement, and enforcement; and is workable and effective; (4) to permit foreign fishing consistent with the provisions of this chapter; and (5) to support and encourage continued active United States efforts to obtain an internationally acceptable treaty, at the Third United Nations Conference on the Law of the Sea, which provides for effective conservation and management of fishery resources. 16 USC § 1811. Fishery conservation zone There is established a zone contiguous to the territorial sea of the United States to be known as the fishery conservation zone. The inner boundary of the fishery conservation zone is a line coterminous with the seaward boundary of each of the coastal States, and the outer boundary of such zone is a line drawn in such a manner that each point on it is 200 nautical miles from the baseline from which the territorial sea is measured. 16 USC § 1812. Exclusive fishery manage ment authority The United States shall exercise exclusive fishery management authority, in the manner provided for in this chapter, over the following: (1) All fish within the fishery conservation zone. (2) All anadromous species throughout the migratory range of each such species beyond the fishery conservation zone; except that such management authority shall not extend to such species during the time they are found within any foreign nation’s territorial sea or fishery conservation zone (or the equivalent), to the wxtent that such sea or zone is recognized by the United States. (3) All Continental Shelf fishery resources beyond the fishery conservation zone. RCW 75.40.060 Fraser River sockeye salmon fishery----- Adoption, enforcement of convention authorized. The director and his duly authorized agents are hereby author ized to adopt and to enforce the provisions of the convention between the United States and the Dominion of Canada for the protection, perservation and extension of the sockeye sal mon fishery of the Fraser River system, signed at Washington, District of Columbia, on the twenty-sixth day of May, 1930, and the regula tions of the commission promulgated under au thority of said convention. A —168 DEPARTMENT OF STATE Washington, O.C. 20520 BUREAU OF OCEANS AND INTERNATIONAL ENVIRONMENTAL AND SCIENTIFIC AFFAIRS March 16, 1977 The Honorable Donald Moos Commissioner International Pacific Salmon Fisheries Commission National Marine Fisheries Service Room 115 General Administration Building Olympia, Washington 98501 Dear Don: As you know, the U.S. authorities presented to the Canadian authorities some proposed modifica tions to the IPSFC’s tentative regulatory recommen dations for U.S. Convention waters for 1977 with the aim of accommodating the U.S. u. Washington decision regarding Indian treaty rights. After a meeting of officials of the two governments in Vancouver, B.C. on March 2-3, 1977, when the Commission’s staff advised that these measure would not adversely affect escapement and an equal division of catch in Convention waters, the Canadian A - 169 authorities informed’ us they are prepared to accept our proposals with a few drafting changes. I am enclosing a final copy of the proposal, which incorporates the Canadian modifications, as well as the reef net changes discussed at the Vancouver meeting. You are instructed to support it at the next Commission meeting and vote for its adoption into final regulations for 1977. Sincerely, /s/_________________________ Rozanne L. Ridgway Deputy Assistant Secretary For Oceans and Fisheries Affairs Enclosure: As stated A—170