Wisconsin v. Mitchell Brief Amicus Curiae in Support of Petitioner
Public Court Documents
October 5, 1992
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Brief Collection, LDF Court Filings. Wisconsin v. Mitchell Brief Amicus Curiae in Support of Petitioner, 1992. 84eb4a5a-c99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/09916aa6-c9f1-4381-a0dc-76e087445dd4/wisconsin-v-mitchell-brief-amicus-curiae-in-support-of-petitioner. Accessed November 23, 2025.
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No. 92-515
In The
Supreme Court of tj)e MmtEtr States:
October Term , 1992
State of W isconsin,
v.
Todd Mitchell ,
Petitioner,
Respondent.
On Writ of Certiorari to the
Supreme Court of Wisconsin
BRIEF AMICUS CURIAE IN SUPPORT OF PETITIONER
OF THE CROWN HEIGHTS COALITION, THE NAACP
LEGAL DEFENSE AND EDUCATIONAL FUND, INC.,
AND THE AM ERICAN JEW ISH COMMITTEE
Elaine R. Jones
E ric Schnapper
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street
16th Floor
New York, New York 10013
(212) 219-1900
Samuel Rabinove
Richard T. Foltin
Kenneth S. Stern
The American Jewish
Committee
165 East 56 Street
New York, New York 10002
(212) 751-4000
Counsel for Amici
PRESS OP BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
TABLE OF CONTENTS
TABLE OF CONTENTS ................................................... i
TABLE OF AUTHORITIES..................................... .. . ii
INTEREST OF AMICI ................................................. 2
SUMMARY OF ARGUM ENT......... ...................... . . 4
ARGUMENT.................................... 6
I. SECTION 939.645 DOES NOT VIOLATE
THE FIRST AMENDMENT........................ 8
II. THE DECISION OF THE COURT BELOW
IS INCONSISTENT WITH THE
DECISIONS OF THIS COURT
AND WITH BASIC PRINCIPLES OF
CRIMINAL LAW ........................... 21
III. SECTION 939.645 SERVES IMPORTANT
STATE INTERESTS................................ .39
IV. ESTABLISHED CONSTITUTIONAL
SAFEGUARDS SHOULD ASSURE THAT
THE APPLICATION OF
SECTION 939.645 IS CONSISTENT
WITH THE FIRST AND FOURTEENTH
AMENDMENTS......................................... 48
CONCLUSION .............................................................. 57
l
TABLE OF AUTHORITIES
CASES
Barclay v. Florida,
463 U.S. 939 (1983) . . . . . . . . . . . . 5, 20, 52, 55
Blystone v. Pennsylvania,
494 U.S. 299 (1990) ........................... .......... 31, 49
Board of Directors v. Rotary Int’l,
481 U.S. 537 (1987) ...................... .. 12
Bob Jones University v. United States,
461 U.S. 574 (1983) .................... .. 5, 13
Brandenburg v. Ohio,
395 U.S. 444 (1969) .................... ................... 12
Bray v. Alexandria Women’s Health Clinic,
61 U.S.L.W. 4080 (1993) ......... .......................... 9
Brown v. Board of Education,
347 U.S. 483 (1954) .......................’................... 40
Ex Parte Commonwealth of Virginia,
100 U.S. 339 (1880) . ........................................ 7
Dawson v. Delaware,
117 L. Ed. 2d 309 (1992) . . . . . . . . . 6, 19, 20, 48
Eddings v. Oklahoma,
455 U.S. 104 (1982) . .............. 32
Estelle v. McGuire,
116 L. Ed. 2d 385 (1991) 49
Evans v. United States,
119 L. Ed. 2d 57 (1992) .................................. 49
Illinois v. Perkins,
110 L. Ed. 2d 243 (1990).................................. 49
Lambert v. California,
355 U.S. 225 (1957) ...................... 23
Lewis v. Jeffers,
111 L. Ed. 2d 606 (1990)......... ................... 31,49
Lockett v. Ohio,
438 U.S. 586 (1978) ............................... .. 32
McCleskey v. Kemp,
481 U.S. 279 (1987) .................................... 37, 54
Meritor Savings Bank v. Vinson,
477 U.S. 57 (1986)............................................ 17
NAACP v. Claiborne Hardware Co.,
458 U.S. 886 (1982) ................ 5, 6, 11, 35, 50, 52
New York Times v. Sullivan,
376 U.S. 254 (1964) ........................................ 35
Norwood v. Harrison,
413 U.S. 455 (1973) ........................................ 13
Payne v. Tennessee,
115 L. Ed. 2d 720 (1991)............. ............... 32, 53
People v. Beebe,
67 Or. App. 738, 680 P.2d 11 (1981) ............. 46
in
People v. Grape,
532 N.Y.S.2d 815, 141 Misc. 2d
6 (N.Y. Crim. Ct. 1988) ......................... .. . 14, 40
R.A.V. v. St. Paul,
120 L. Ed. 2d 305 (1992) . . . . 4, 13, 14, 15, 17, 39
Renton v. Playtime Theaters, Inc.,
475 U.S. 41 (1988)............................. .. 36
Roberts v. United States Jaycees,
468 U.S. 609 (1984) .............. .................. .. . 12, 39
Robinson v. California,
370 U.S. 660 (1962) . . . . . . . . . . . . . . ----- - 23
Runyon v. McCrary,
427 U.S. 160 (1976) .................. .. 13
Sawyer v. Smith,
111 L. Ed. 2d 193 (1990) . ................................ 49
Screws v. United States,
325 U.S. 91 (1945)..................................... .. 23, 24
Stanford v. Kentucky,
492 U.S. 361 (1989) .................................... 49
State v. Madsen, 609 P,2d 1046 (Ariz. 1980),
cert, denied, 449 U.S. 873 (1980)...................... 31
Stringer v. Black,
117 L. Ed. 2d 367 (1992) . ................................ 30
Texas v. Johnson,
491 U.S. 397 (1989) ...................... ................... 11
IV
Thompson v. Oklahoma, 487 U.S. 815 (1988) . . . . . . 49
United States v. Eichman,
496 U.S. 310 (1990) .................................. ........... 11
United States v. Gilbert,
813 F.2d 1523 (9th Cir. 1987) ............................... 25
United States v. Lee,
935 F.2d 952 (8th Cir. 1991) .......................... 25
United States v. Mills,
704 F.2d 1553 (11th Cir. 1983) ....................... .. . 53
United States v. Palmer,
Crim. No. 91-50063-03 (W .D.La).......................... 25
United States v. Price,
383 U.S. 787 (1966) .............................................. 25
Walker v. Birmingham,
388 U.S. 307 (1967) .............................................. 35
Washington v. Davis,
426 U.S. 229 (1976) .............................................. 37
Williams v. United States,
117 L. Ed. 2d 341 (1992)....................................... 49
STATUTES
14 Stat. 27 (1866) ............................................................ 7
16 Stat. 140 (1870) ............................................................ 7
18 Stat. 336 (1875) .......................................................... 7
18 U.S.C..................... 7,25,26,27,54
42 U.S.C. §3631 .......................................................... 8,42
v
18 U.S.C. . . . ___ 7,25,26,27,54
42 U.S.C §3631 .......................................................... 8,42
42 U.S.C. §1981 ........................................ . . . . . . . . 33
Wis. Stat. §939.23(3) . ................................................. . 29
Wis. Stat. §939.48 .......................... . . . . . . . . . . . . . . . 30
Wis. Stat. §939.49 .................. ................................ .. • • 30
Wis. Stat. §939.645 ........... .......................... . . . . . . passim
Wis. Stat. §940.19 ............................. .. 28
Wis. Stat. §943.10 ............. ................. ........................ 30
M ISCELLA NEO US
Cong. Globe, 39th Cong., 1st sess. 2962 (1866) ......... 18
FBI Law Enforcement Bulletin, (January 1991.) . . . . 40
"Fighting Words and Fighting Freestyle: The
Constitutionality of Penalty Enhancement for Bias
Crimes", 101 Col L.Rev. 178 (1992) ........... ................. 31
K. Stem, Bigotry on Campus:
A Planned Response (1990) .................... .. 44
Minnesota Board of Peace Officer Standards
and Training, Bias Motivated Crimes (1990) . . 43
National Institute Against Prejudice and Violence,
Ethnoviolence on Campus:
The UMBC Study, (1987) ................ .. 44
vi
Note, 26 Marquette L.Rev. 92, (1942) ......................... 23
T. Wood, An Institute of the Laws of England, (1772) . 23
1 W. Hawkins, A Treatise of the Pleas of the Crown,
(1716)................................................................. 23
W. LaFave and A. Scott, Jr., Criminal
Law (1972)................................. .. ................ 23, 30
W. LaFave, Principles of Criminal Law (1978) . . . . . . 22
vn
No. 92-515
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1992
STATE OF WISCONSIN,
Petitioner.
v.
TODD MITCHELL,
Respondent
On Writ of Certiorari to the
Supreme Court of Wisconsin
BRIEF AMICUS CURIAE
IN SUPPORT OF PETITIONER
OF THE CROWN HEIGHTS COALITION,
THE NAACP LEGAL DEFENSE AND
EDUCATIONAL FUND, INC., AND THE
AMERICAN JEWISH COMMITTEE
2
IN TER EST O F AM ICI1
The Crown Heights Coalition was formed on August
22, 1991, at the behest of Brooklyn Borough President
Howard Golden, in response to a racial crisis in the Crown
Heights neighborhood of Brooklyn, in which African-
Americans, Caribbean-Americans, and Lubavitch Hasidic
Jews live. This racial crisis was precipitated by the tragic
automobile accident in which Gavin Cato, a seven year old
black boy, was killed by a car driven by a Lubavitch, and the
apparently retaliatory murder of Yankel Rosenbaum, a
twenty-nine year old Lubavitch scholar, by a group of black
youths. The Crown Heights Coalition includes thirty-six
educational, religious, civic and elected leaders representing
local Lubavitch Hasidim, Caribbean-Americans, and African-
Americans. Dr. Edison O. Jackson, President of Medgar
Evers College, and Rabbi Shea Hecht, Board Chairperson,
National Committee for the Furtherance of Jewish
1 Copies of letters from the parties consenting to the filing of
this brief have been filed with the Clerk.
3
Education, serve as Co-Chairpersons. The Coalition has
identified and is endeavoring to alleviate the underlying
causes of racial and ethnic tensions in Crown Heights,
including a lack of cultural awareness and interaction,
problems in police-community relations, inadequate youth
services, and concerns that one group or another has
received preferential treatment by city officials. The
members of the Coalition share a conviction that a respect
for and tolerance of racial, religious and cultural differences
is essential to the well being of their community.
The NAACP Legal Defense and Educational Fund,
Inc., is a non-profit corporation formed to assist African-
Americans to secure their constitutional and civil rights by
means of litigation. Since 1965 the Fund’s attorneys have
represented plaintiffs seeking to enforce a wide variety of
statutes which prohibit intentional discrimination on the
basis of race. The constitutionality of these statutes has
been called into question by the decision below. Individuals
represented by the Fund’s attorneys have been the victims of
4
intentionally discriminatory conduct which violated criminal
civil rights provisions similar to the statute declared
unconstitutional by the Wisconsin Supreme Court.
The American Jewish Committee, a national
organization with over thirty chapters, was founded in 1906
for the purpose of protecting the civil and religious rights of
Jews. It is AJC’s conviction that the security and the
constitutional rights of Jewish Americans can best be
protected by helping to preserve the security and
constitutional rights of all Americans, irrespective of race,
creed, or national origin. The constitutionality of criminal
statutes such as the Wisconsin law at issue in this case is of
particular concern to AJC because Jews and Jewish religious
institutions have been and continue to be a particular target
of bias motivated criminal activity.
SUMMARY OF ARGUMENT
Unlike the statute held unconstitutional in R.A. V v.
St. Paul, 120 L.Ed.2d 305 (1992), the statute at issue in this
case is concerned with conduct, not expression. Section
5
939.645 authorizes an enhanced sentence where the victim
of a crime was selected on the basis of race, etc., regardless
of whether the perpetrator, by word or expressive conduct,
conveyed any message to the victim or the public. This
Court has long held that neither violence nor intentional
discrimination are protected by the First Amendment.
NAACP v. Claiborne Hardware Co., 458 U.S. 886 (1982); Bob
Jones University v. United States, 461 U.S. 574 (1983). The
imposition of an enhanced sentence for a racially motivated
crime was expressly held permissible in Barclay v. Florida,
463 U.S. 939 (1983).
If the First Amendment barred the imposition of
additional criminal sanctions, or penalty enhancement,
based on a defendant’s motive, numerous federal and state
laws would have to be struck down as unconstitutional. Six
federal criminal provisions apply to conduct undertaken with
a racial motive. Eight federal laws impose criminal penalties
for attacks on various federal officials "on account of' their
performance of official duties. Wisconsin law imposes an
6
enhanced penalty for an assault on a juror "by reason of any
verdict . . . assented to by the person." (Wisconsin Stat.
940.20). These statutes are indistinguishable from the
Wisconsin law held invalid by the court below.
Section 939.645 serves the state’s vital interest in
deterring and punishing bias related crimes. Such crimes
have a unique capacity to terrorize entire groups, to
interfere with constitutionally protected activity, and to
trigger retaliatory criminal acts.
The existing decisions of this Court provide suitable
safeguards to assure that section 939.645 is not abused.
NAACP v. Claiborne Hardware Co., 458 U.S. 886 (1982);
Dawson v. Delaware, 117 L.Ed.2d 309 (1992).
ARGUMENT
Since the end of the Civil War, when the Constitution
was amended to replace protection of chattel slavery with a
guarantee of equal justice, the national government has
utilized the force of the criminal law to prohibit, deter and
punish various forms of invidious discrimination. The 1866
7
Civil Rights Act contained in section 2 a criminal provision
forbidding certain types of unequal treatment "by reason or
. . . color or race."2 The 1870 Civil Rights Act, adopted
following the ratification of the Fifteenth Amendment,
imposed criminal penalties on those who denied citizens an
equal right to vote "without distinction of race, color, or
previous condition of servitude."3 In 1875 Congress declared
it a misdemeanor for any person responsible for the
selection or summoning of jurors to discriminate "on account
of race, color or previous condition of servitude."4 Today
there are a total of six federal criminal provisions that
prohibit conduct based on an invidiously discriminatory
motive. Most of these, like the 1866 Civil Rights Act, apply
to discrimination on the basis of race; other subsequently
2 14 Stat. 27 (1866). This provision is now codified in 18 U.S.C.
§241.
3 16 Stat. 140 (1870). The analogous provisions are now codified
in 18 U.S.C. §245.
4 18 Stat. 336 (1875). This Court sustained the prosecution of a
state judge under this statute. Ex Parte Commonwealth of Virginia,
100 U.S. 339 (1880).
8
enacted prohibitions also apply to discrimination on the
basis of national origin, religion, and sex.5
Wisconsin, like several dozen other states, has
adopted a criminal provision similar to these federal criminal
civil rights provisions. The question presented by this case
is whether the First Amendment prohibits the states and the
federal government from enacting criminal prohibitions
against invidious discrimination.
I. SECTION 939.645 DOES NOT VIOLATE THE
FIRST AMENDMENT.
Section 939.645 provides that the penalty for most6
crimes may be increased if the prosecution proves beyond a
reasonable doubt that the defendant selected the victim of
the crime, or the property damaged or affected by the crime,
"because of the race, religion, color, disability, sexual
orientation, national origin or ancestry of that person or the
5 18 U.S.C. §§242, 243, 245, 246, 247; 42 U.S.C. §3631.
6 The enhanced penalty in section 939.645 applies to the crimes
prohibited by chapters 939-948 of the Wisconsin Statutes. These
chapters encompass most of the criminal provisions of the Wisconsin
statutes.
9
owner or occupant of that property." What the actual
sentence imposed will be remains a decision for the
sentencing judge. In order to trigger application of section
939.645, the prosecution must prove beyond a reasonable
doubt two distinct elements: first, that the defendant made
a deliberate choice of victim, rather than, for example,
robbing whomever he chanced first to meet, and, second,
that the choice was made on the basis of race or one of the
other specified grounds.
On the face of the statute, however, it is irrelevant
why the perpetrator may have utilized race, etc., to select his
victim. The statute does not require proof that the
defendant, harbored animosity toward a particular group,7
and does not authorize an enhanced penalty merely because
the defendant may believe that his own race, religion or
ethnic group is superior. Section 939.645 would apply, for
7 Some penalty enhancement statutes do require proof of racial
or other class animus. In our view such a requirement poses no
constitutional problem. See Bray v. Alexandria Women’s Health Clinic,
61 U.S.L.W. 4080 (1993).
10
example, if a black perpetrator selected a black victim in the
belief that the police were less likely to investigate crimes
against racial minorities. The law would be equally
applicable to a defendant who, although personally
indifferent to matters of theology, made a tactical decision
to rob Quakers in the belief that they were less likely to
offer forcible resistance. Of course in any particular case it
may be that a defendant made a race-based choice of victim,
not as a matter of tactics, but because of some belief
regarding, for example, the moral worth of the targeted
group. But the Wisconsin law does not require that the
defendant adhere to any such view, and such views, if not
the basis for the selection of the victim, would be legally
irrelevant.
The First Amendment, of course, protects the rights
of all persons, law abiding and criminal alike, to hold
whatever beliefs they please regarding race, religion,
ancestry, disability, and sexual orientation. But where an
individual’s beliefs lead him or her to engage in otherwise
11
criminal activity, the First Amendment affords no protection
for that conduct. In striking down the state flag desecration
statute in Texas v. Johnson, 491 U.S. 397 (1989), this Court
emphasized that
nothing in our opinion should be taken to
suggest that one is free to steal a flag so long
as one later uses it to communicate. We also
emphasize that Johnson was prosecuted only
for flag desecration-not for trespass,
disorderly conduct, or arson.
491 U.S. at 412 n. 12. Justice Stevens correctly observed in
United States v. Eichman, 496 U.S. 310, 322 (1990) (dissenting
opinion), that "the communicative value of a well-placed
bomb in the Capitol does not entitle it to the protection of
the First Amendment . . ." The Court in NAACP v.
Claiborne Hardware Co., 458 U.S. 886 (1982), admonished:
The First Amendment does not protect
violence. "Certainly violence has no sanctuary
in the First Amendment, and the use of
weapons, gunpowder, and gasoline may not
constitutionally masquerade under the guise
o f ’advocacy.’". . . [Vjiolent conduct is beyond
the pale of constitutional protection.
458 U.S. at 916, 933. Even speech can be criminalized where
it is an effective "incitement to imminent lawless action."
12
Brandenburg v. Ohio, 395 U.S. 444, 449 (1969). A fortiori
lawless action itself enjoys no constitutional protection
merely because it may have been prompted by such verbal
incitement. The First Amendment provides to every
individual the right to believe Proudhon’s quip that
"Property is theft", but accords to no one the right to steal.
Brandenburg applied the First Amendment to protect
the right of members of the Ku Klux Klan to both adhere to
and express deplorably racist and anti-Semitic beliefs. 395
U.S. at 446, 447, 446 n. 1. But this Court has repeatedly
rejected First Amendment challenges to the authority of the
government to forbid discriminatory conduct.
[Ajcts of invidious discrimination . . . cause
unique evils that government has a
compelling interest to prevent-wholly apart
from the point of view such conduct may
transmit. Accordingly, like violence or other
types of potentially expressive activities that
produce special harms distinct from their
communicative impact, such practices are
entitled to no constitutional protection.
Roberts v. United States Jaycees, 468 U.S. 609, 628 (1984); see
Board of Directors v. Rotary Int’l, 481 U.S. 537 (1987).
13
[PJarents have a First Amendment right to
send their children to educational institutions
that promote the belief that racial segregation
is desirable . . . . [b]ut it does not follow that
the practice of excluding racial minorities
from such institutions is also protected by the
same principle.
Runyon v. McCrary, 427 U.S. 160, 176 (1976); see Bob Jones
University v. United States, 461 U.S. 574, 602-04 (1983);
Norwood v. Harrison, 413 U.S. 455, 469-70 (1973) ("although
the Constitution does not proscribe private bias, it places no
value on discrimination. . . .").
The ordinance held unconstitutional in RA. V. v. St.
Paul, 120 L. Ed. 2d 305 (1992), is clearly distinguishable from
the statute in the instant case. The law in RA.V. was
concerned with speech, not with action; it forbad the use of
symbols, graffiti, or appellations (e.g. racial epithets) which
would arouse "anger, alarm or resentment in others on the
basis of race," etc. 120 L.Ed. 2d at 315. This Court held
that even where speech as such was subject to government
control because, e.g., it involved fighting words, libel or
obscenity, those controls had to be content neutral; the St.
14
Paul ordinance, although directed at fighting words, was
fatally defective because it specifically treated some fighting
words differently than others. 120 L. Ed. 2d at 323-26.
The statute at issue in this case, on the other hand,
is directed not at expression, whether through words or
symbolic acts, but at conduct, regardless of whether that
conduct has any expressive element8 and regardless of what
any such expressive element may be. Thus, section 939.645
is fully applicable if the victim at issue was chosen on the
basis of race, etc., even though the perpetrator may never
have intended to communicate any message to his victim or
others. In the instant case there appears to have been no
such intent or message; the victim in all likelihood assumed
at the time of the crime that he was being assaulted for his
shoes. Conversely, under the Wisconsin law even the most
overtly racist message conveyed in connection with a crime
would be irrelevant unless the victim was selected by means
8 "One could violate this statute while remaining entirely
mute." People v. Grupe, 532 N.Y.S. 2d 815, 818, 141 Misc. 2d 6 (N.Y.
Crim. Ct. 1988).
15
of one of the forbidden criterion. Thus if a perpetrator had
killed a randomly selected victim, and then pinned to the
body a diatribe vilifying some racial group, the Wisconsin
statute would not apply.
RA, V. does not, as the court below evidently
believed,9 impart some special constitutional protection to
a defendant’s "racial or other discriminatory animus". On
the contrary, RA. V made clear that under other statutes a
state could have penalized the very cross burning in that
case. The Court observed that Minnesota had available to
it for that purpose several laws which were neutral with
regard to any message that R.A.V. may have intended to
convey. 120 L. Ed. 2d at 328. The majority referred
expressly to two Minnesota provisions which, like the statute
in the instant case, provided for enhanced penalties where
certain crimes were committed "because of the victim’s . . .
9 Pet. App. A16.
16
race, color, religion, sex, sexual orientation, disability . . .
age, or national origin."10
The Court in R A .V specifically held that the
enforcement of anti-discrimination laws would raise no
problems under the First Amendment, even where—as is not,
of course, the case here-the discrimination had been
effectuated by means of words rather that physical actions.
[SJince words can in some circumstances
violate laws directed not against speech but
against conduct (a law against treason, for
example, is violated by telling the enemy the
nation’s defense secrets), a particular content-
based subcategory of a proscribable class of
speech can be swept up incidentally within the
reach of a statute directed at conduct rather
than speech. . . . Thus, for example, sexually
10 120 L. Ed. 2d at 315 nn. 1 and 2. Minnesota Statutes §
606.595(Supp. 1992), cited at p. 315 and footnote 1 as among the laws
under which R.A.V. might have been punished, authorizes an
enhanced sentence for intentional damage to property if the
perpetrator caused the damage because of the race, etc., of the owner
or another.
Footnote 2 notes that the petitioner in R A . V. had indeed been
charged under, but "did not challenge", Minnesota Statute
§609.2231(4). The cited subparagraph 4 is the portion of the
Minnesota assault statute which authorizes an enhanced penalty for
"[wjhoever assaults another because of the victim’s or another’s actual
or perceived race, color, religion, sex, sexual orientation, disability .
. . ,age, or national origin."
17
derogatory "fighting words", among other
words, may produce a violation of Title VII’s
general prohibition against sexual
discrimination in employment practices. . . . .
29 CFR §1604.11 (1991).
120 L. Ed. 2d at 322. The Title VII regulation cited by the
Court in RA. V. proscribes as sexual harassment verbal or
physical acts which have "the purpose or effect of
unreasonably interfering with an individual’s work
performance or creating an intimidating, hostile, or offensive
working environment." 29 C.F.R. §1604,ll(a) (1991). See
Meritor Savings Bank v. Vinson, A ll U.S. 57, 63-67 (1986).
R A .V also properly recognized that a statute which
protected only "certain persons or groups" would ordinarily
have difficulty meeting "the requirements of the Equal
Protection Clause." 120 L. Ed. 2d at 323. One of the core
requirements of the Equal Protection Clause is that all
persons should enjoy to an equal degree the protection
which the law provides against murder, assault, and other
criminal acts. As one member of the Thirty-Ninth Congress
explained, "All the people, or all the members of a state or
18
community, are equally entitled to protection."11 That
concept of equal protection was of central importance to the
framers of the Fourteenth Amendment, and explains-the use
of the word "protection" in the phrase equal protection.12
The Wisconsin statute at issue in this case, however, does
not provide for an enhanced penalty if members of some
favored race, religion or other group or class are the victims
of crime.13 Individuals of every race, creed, national origin
11 Cong. Globe, 39th Cong., 1st sess. 2962 (1866). Senator Wilson
admonished:
"[T]he poorest man, be he black or white, that treads
the soil of this continent, is as much entitled to the
protection of the law as the richest and proudest
man in the land. . . . [T]he poor man, whose wife
may be dressed in a cheap calico, is as much entitled
to have her protected by equal law as is the rich
man to have his jeweled bride protected by the laws
of the land . . . . [T]he poor man’s cabin, though it
may be the cabin of a poor freedman in the depths
of the Carolinas, is entitled to the protection of the
same law that protects the palace of a Stewart or an
A stor____"
Id. at 343.
12 The original intent of the framers of the Fourteenth
Amendment in this regard is set out in the Brief Amicus Curiae of
the NAACP Legal Defense and Educational Fund, Inc., in No. 88-
305, South Carolina v. Gathers.
13 In contrast, a state could provide special protection, including
a provision for enhanced punishment, for individuals performing
governmental or other important functions, or for individuals, such
19
and sexual orientation are protected to an equal degree by
the law.
This Court’s decision in Dawson v, Delaware, 117 L.
Ed. 2d 309 (1992), is fairly dispositive of the validity of the
Wisconsin statute at issue in the instant case. The defendant
in Dawson advanced essentially the same argument accepted
by the court below, that "the Constitution forbids the
consideration in sentencing of any evidence concerning
beliefs or activities that are protected under the First
Amendment." 117 L. Ed. 2d at 318. This Court expressly
rejected any such "per se" rule. 117 L. Ed. 2d at 316-17.
The Court held that admission of the evidence at issue in
Dawson was constitutional error because the particular past
associations and beliefs of the defendant there "had no
relevance to" the crime at issue, and were apparently
adduced "simply because the jury would find those beliefs
as children, who are particularly vulnerable to attack. A list of such
statutes is set forth in Appendix A of the Brief Amicus Curiae of the
NAACP Legal Defense and Educational Fund, Inc., in No. 88-305,
South Carolina v. Gathers.
20
reprehensible." 117 L. Ed. 2d at 317-18. But the Court
added that such evidence could indeed be considered, and
provide the basis for a heavier sentence, where the beliefs at
issue were the motive for the underlying crime.
We have previously upheld the consideration,
in a capital sentencing proceeding, of
evidence of racial intolerance . . . where such
evidence was relevant to the issues involved.
In Barclay v. Florida, 463 U.S. 939 . . . (1983),
for example, we held that a sentencing judge
in a capital case might properly take into
consideration "the elements of racial hatred"
in Barclay’s crime as well as "Barclay’s desire
to start a race war." . . . In Barclay . . . the
evidence showed that the defendant’s
membership in the Black Liberation Army,
and his consequent desire to start a "racial
war," were related to the murder of a white
hitchhiker.. . . We concluded that it was most
proper for the sentencing judge to "tak[ej into
account the elements of racial hatred in this
murder."
117 L. Ed. 2d at 316-18; see Barclay v. Florida, 463 U.S.
939,949 (1983) (plurality opinion) ("The United States
Constitution does not prohibit a trial judge from taking into
account the elements of racial hatred in this murder.").
Wisconsin law makes precisely the distinction
mandated by Dawson. Section 939.645 does not permit the
21
imposition of an enhanced sentence merely because a
defendant adhered to racist or intolerant beliefs; had his
case arisen in Wisconsin, David Dawson’s membership in the
Aryan Brotherhood would have been irrelevant under
section 939.645, and could not have led to the application of
that statute. Wisconsin sanctions admission of evidence
regarding a defendant’s beliefs only where, as was the case
in Barclay, those beliefs were demonstrably a factor in the
commission of the crime at issue.
II. THE DECISION OF THE COURT BELOW IS
INCONSISTENT WITH THE DECISIONS OF
THIS COURT AND WITH BASIC PRINCIPLES
OF CRIMINAL LAW
The interpretation of the First Amendment advanced
by the Wisconsin Supreme Court represents an extraordinary
and unwarranted departure from the established principles
of constitutional and criminal law. The central premise of
the decision below is that the First Amendment precludes
the states or national government from considering the
mental state of a person who committed a forbidden act.
22
The statute punishes the "because of' aspect
of the defendant’s selection, the reason the
defendant selected the victim, the motive
behind the selection. . . . The physical assault
. . . is the same whether he was attacked
because of his skin color or because he was
wearing "British Knight" tennis shoes.
Mitchell’s . . . motivation . . . , his thought
which impelled him to act, is the reason his
punishment was enhanced.. . . Punishment of
one’s thought, however repugnant the
thought, is unconstitutional.
(Pet. App. A9-A15) (Emphasis in original).
This proposed constitutional analysis is at odds with
basic principles of criminal law that were universally
accepted at the time when the First Amendment was
adopted. Since at least 1600 it has been a fundamental
precept of Anglo-American law that actus not facit reum nisi
mens sit rea, an act does not make one guilty unless his mind
is guilty. W. LaFave, Principles of Criminal Law 60 (1978).
This requirement was welcomed as a modification of
medieval law, which at times imposed a species of strict
23
liability in criminal law.14 Thus eighteenth century
authorities were in agreement that no crime was committed
unless the perpetrator had acted with "an evil intention." 1
W. Hawkins, A Treatise of the Pleas of the Crown, 65 (1716);
T. Wood, An Institute of the Laws of England, 340 (1772).
It is inconceivable that the framers of the First Amendment
intended to overturn one of the most important principles of
common law jurisprudence.
To this day proof of some mental element is
required for virtually all criminal offenses. A number of
statutes which lacked such a mens rea requirement have
been struck down as unconstitutional.15 In Screws v. United
States, 325 U.S. 91 (1945), this Court sustained the criminal
provision of the 1866 Civil Rights Act from constitutional
14 The evolution of this principle is discussed in F. Pollock and F.
Maitland, The History of English Law, v. ii, ch. viii, §2 (Milsom, ed.,
1968). Pollock and Maitland trace this doctrine to St. Augustine. Id.
at 476. Other authorities contend the mens rea requirement had its
roots in Roman law. Note, 26 Marquette L.Rev. 92, 92 (1942).
15 See W. LaFave and A Scott, Jr., Criminal Law, 144-46 (1972);
Lambert v. California, 355 U.S. 225 (1957); Robinson v. California, 370
U.S. 660 (1962).
24
attack by reading into that section a requirement that the
prosecution prove the defendant had acted with an "evil
motive" or "bad purpose", such as "purposeful
discrimination." 325 U.S. at 101, 103. It is inconceivable
that such a mens rea requirement, at least ordinarily
necessitated by the Due Process Clause, is paradoxically
forbidden by the First Amendment.
The interpretation of the First Amendment endorsed
by the court below would, if accepted by this Court, wreak
havoc with the criminal provision of the United States Code.
That interpretation would, of course, compel the conclusion
that all six federal laws criminalizing particularly serious
forms of invidious discrimination are unconstitutional.
Section 3631 of 42 U.S.C. imposes criminal penalties on any
person, "whether or not acting under color of law", who uses
force or threats of force against any other person, "because
of his race color, religion, sex or national origin" in
25
connection with the sale or leasing of real property.16
Section 245(b)(2) of 18 U.S.C. imposes similar penalties on
any one, "whether or not acting under color of law," who by
force or threats of force interferes with certain federally
protected activities "because of' the victim’s "race, color,
religion or national origin." 18 U.S.C. §247(a)(2) prohibits
destruction of or damage to religious property "because of
the religious character of that property." Criminal penalties
are imposed by 18 U.S.C. §246 on anyone who denies
benefits under certain federally funded programs "on
account of political affiliation, race, color, sex, religion, or
national origin." Section 242 of 18 U.S.C., which forbids
imposing unequal punishments "by reason of . . . color, or
race", is limited to conduct occurring "under color of law"; in
United States v. Price, 383 U.S. 787 (1966), this Court held
that under some circumstances private parties may be
16 The lower courts have consistently rejected First Amendment
challenges to section 3161. United States v. Gilbert, 813 F.2d 1523 (9th
Cir. 1987); United States v. Lee, 935 F. 2d 952 (8th Cir. 1991); United
States v. Palmer, Crim. No. 91-50063-03 (W.D.La), Memorandum
Ruling, Oct. 30, 1992.
26
prosecuted under section 242. Of the federal criminal civil
rights statutes, only 18 U.S.C. §243, prohibiting racial
discrimination in jury selection, is expressly limited to
conduct by government officials.
Equally clearly, the interpretation of the First
Amendment adopted by the court below would invalidate all
eight federal statutes which prohibit acts of violence against
federal judges, jurors, witnesses, marshals, and other officials
where those acts were taken "on account of' the
performance of official duties.17 Also invalid would be
provisions of Title 18 declaring it a crime to give something
of value to an official "because of any official act" (18 U.S.C.
§201 (c)), or to file false claims "with a view to securing
payment" (18 U.S.C. §550), declaring an accessory after the
fact any person who aids an offender "in order to hinder . .
17 18 U.S.C. §§lll(a)(2)(persons designated in section 1114),
115(a) (judge, law enforcement officer, or others designated in
section 1114), 372 (any person holding any office under the United
States), 1114 (judge, United States Attorney, United States marshal,
employee of the F.B.I., or other listed officials), 1201(persons
designated in section 1114), 1503 (grand or petit juror), 1513
(witness), 2231 (person executing search warrant.)
27
. apprehension" (18 U.S.C. §3), forbidding discrimination in
public accommodations against members of the armed forces
"because of th[eir] uniform" (18 U.S.C. §244), and
conspiracies and the use of force against any person
"because of his having exercised" federally protected rights
(18 U.S.C. §§ 241, 245.) Another thirty federal laws provide
that a variety of acts are unlawful if, but only if, engaged in
for a particular "purpose" specified in the statute.18 Still
other provisions of Title 18 include a requirement of "intent"
which refers, not to what the perpetrator himself did, but to
the reason the perpetrator took that course of action.19
The decision below would have a dramatic impact as
well on state criminal laws. Of course, any criminal law
prohibiting invidious discrimination would be
18 18 U.S.C. §§47, 288, 494, 495, 500, 505, 551, 594, 595, 598, 599,
605, 608, 706, 707, 793, 796, 842, 877, 917, 1007, 1010, 1014, 1231,
1342, 1384, 1582, 1721, 1857, 1951.
19 See, e.g 18 U.S.C. §§33, 215, 549, 953, 1507.
28
unconstitutional.20 Also invalid would be state laws
providing enhanced penalties where the victim of an assault
was selected because he or she had engaged in some
governmental activity. Wisconsin has three such statutes.
Section 940.20, for example, classifies as a Class D felony a
battery committed against a witness or juror "by reason of
the person having attended or testified as a witness or by
reason of any verdict or indictment assented to by the
person." The same battery against the same victim would be
classified differently in the absence of such a motive. Unlike
the statute at issue in the instant case, which merely
authorizes an increased penalty, section 940.20 goes further
and classifies as a serious felony conduct which might
otherwise be a misdemeanor. (See Wis. Stat. §940.19).21
20 Wisconsin Statutes §942.04, for example, declares it a
misdemeanor to discriminate on the basis of race, color, creed,
national origin or disability in various public accommodations, or in
automobile insurance rates.
21 Section 943.01 classifies as a Class D felony criminal damage
to property of a witness or juror "by reason of the owner’s having
attended or testified as a witness or by reason of any verdict or
indictment assented to by him"; under other circumstances criminal
damage to property may be a misdemeanor. Section 943.015
29
As amicus Cook County correctly observed in its
brief in support of certiorari, the decision below calls into
question the constitutionality of almost all state criminal
statutes.
Virtually the entire Illinois criminal code, as
in other jurisdictions, relies on proof of intent
(indeed, this element of proof operates for
the protection of those who commit acts
without mens rea.) With specific intent
crimes, the State must prove that an
individual does an act with a further object.
Under each of these statutes, the State must
prove beyond a reasonable doubt the thought
process of the offender . . . ,22
Under Wisconsin law, for example, a defendant can be
shown to have acted intentionally if the state proves he or
she acted with "a purpose to do the thing." (Wis. Stat. §
939.23(3)). Conversely, a defendant must be exonerated
under certain circumstances if he or she can show that he or
she acted "for the purpose of preventing or terminating"
classifies as a Class D felony criminal damage to the property of a
revenue official or his or her family "in response to any action taken
in an official capacity" by that official.
22 Brief Amicus Curiae Cook County, Illinois, in Support of
Petitioners, pp.10-11 (emphasis in original; footnote omitted.)
30
unlawful interference with his or her person or property.
(Wis. Stat. §§ 939.48, 939.49) In Wisconsin, as in every
other state, there are numerous criminal provisions which,
like the provisions of Title 18 noted above, require proof
that a defendant acted with a particular purpose. See, e.g.,
Wis. Stat. §943.10 (burglary requires proof of both unlawful
entry and a purpose of stealing or committing a felony).
The decision below is also inconsistent with widely
utilized sentencing practices and statutes. Until now the
motive which prompted a defendant to commit a crime was
regarded as an important consideration in determining his or
her sentence. W. LaFave and A. Scott, Jr., Criminal Law
208 (1972). Thus it was hitherto thought sensible to impose
a greater sentence for a burglary if the crime was committed
to acquire funds to finance a bank robbery. Numerous
capital punishment laws list among the statutory aggravating
factors a motive deemed particularly heinous, such as
murders committed to avoid arrest,23 to prevent
23 See, e.g., Stringer v. Black, 117 L.Ed. 2d 367,375 (1992).
31
testimony,24 or for pecuniaiy gain.25 Under the latter type
of statute, where two murderers committed identical acts,
and both subsequently filed claims for the life insurance of
their victims, they might receive different sentences if one
murderer merely knew that he would receive the insurance
payment while the other was actually motivated by that
fact.26
Of course a defendant in any criminal case might
seek to win a reduced sentence by proving that he had acted
out of a sympathetic motive, such as a desire to feed his
children. But if, as the court below suggests, the First
Amendment bars enhancement of a sentence because of a
heinous motive, it must also bar reduction of a sentence on
the basis of a more benign motives. A statutory scheme
24 See, e.g., Blystone v. Pennsylvania, 494 U.S. 299, 310 n. 1
(Brennan, J., dissenting) (1990).
25 See, e.g., Lewis v. Jeffers, 111 L.Ed. 2d 606,615 n. 1 (1990).
26 Note, "Fighting Words and Fighting Freestyle: The
Constitutionality of Penalty Enhancement for Bias Crimes", 101 Col.
L.Rev. 178, 192-93 (1992), citing State v. Madsen, 609 P.2d 1046, 1053
(Ariz. 1980), cert, denied, 449 U.S. 873 (1980).
32
which reduced sentences upon proof of a benign motive
would be difficult to distinguish in practice from a scheme
which increased sentences for non-benign motives. Under
either system a criminal who stole for a noxious purpose
would receive a heavier sentence than one who stole for
more understandable though still illegal reasons. Under a
statute authorizing lenity for benign motives, the prosecution
would be entitled to seek to rebut a claim of benign motive
by showing, for example, that the defendant in fact acted out
of racial animus. Cf. Payne v. Tennessee, 115 L. Ed. 2d 720
(1991). The First Amendment argument advanced by the
defendant in the instant case could severely limit the ability
of defendants to adduce mitigating evidence in other
instances.27
21 The First Amendment cannot preclude a state from
considering such mitigating evidence, because in capital cases, at
least, the states are required to consider all mitigating circumstances.
Eddings v. Oklahoma, 455 U.S. 104 (1982); Lockett v. Ohio, 438 U.S.
586 (1978).
33
Apparently recognizing the tension between its
reasoning and longstanding sentencing practices, the court
below added:
Of course it is permissible to consider evil
motive or moral turpitude when sentencing
for a particular crime, but it is quite a
different matter to sentence for that
underlying crime and then add to that
criminal sentence a separate enhancer that is
directed solely to punish the evil motive for
the crime. (Pet. App. A17 n. 17)
This purported distinction undermines the lower court’s
entire analysis. If a sentencing judge could impose a heavier
sentence on a defendant who acted with a racial motive, it
is difficult to see the constitutional defect in a statute which
merely authorized that very practice.
If the decision below is correct, it is difficult to see
how this Court could uphold the constitutionality of Title
VII or any other federal, state or local civil rights law. Title
VII, like 42 U.S.C. §1981, prohibits invidiously motivated
discriminatory employment practices, and compensatory and
punitive damages are available under Title VII only for acts
of intentional discrimination. 42 U.S.C. §1981a (1992 Supp.)
34
The court below suggested that Title VII is distinguishable
from the statute at issue in this case, asserting that Title VII
prohibits a "discriminatory act", while section 939.645
assertedly punishes not "an act" but "a mental process." (Pet.
App. A20). Under Section 939.645, it asserted,
[t]he actor’s penalty is enhanced not because
the actor fired the victim, terminated the
victim’s employment, harassed the victim,
abused the victim or otherwise objectively
mistreated the victim because of the victim’s
protected status; the penalty is enhanced
because the actor subjectively selected the
victim because of the victim’s protected
status. Selection, quite simply, is a mental
process, not an objective act.
(Pet. App. A20) This pivotal passage in the decision below
is virtually unintelligible. Selection decisions by an employer
are not different from selection decisions by a mugger. In
the case of a Title VII violation, an employer, having
decided that its employment needs require the hiring,
promotion, demotion or dismissal of an employee, selects on
the basis of race or another forbidden criterion the
employee to be so treated. If a Wisconsin employer
launched a campaign of racial harassment that included
35
physical beatings, those beatings would violate both Title VII
and section 393.645. It is difficult to see how under such
circumstances the application of Title VII could be valid if
the application of section 393.645 to the same act for the
same reasons would violate the First Amendment.
The decision below suggests that Title VII might be
saved from invalidity if its proposed constitutional analysis
were limited to criminal statutes. The introduction of a
generally lower level of First Amendment scrutiny in non
criminal cases, however, would be a largely unprecedented
and dangerously far reaching change. The seminal decision
in New York Times v. Sullivan, 376 U.S. 254, 277 (1964),
turned on the application to civil libel claims of principles
that had been first established in a criminal law context.
Unquestionably the $1.25 million damage award overturned
in NAACP v. Claiborne Hardware Co., 458 U.S. 886 (1982),
which would have literally destroyed the NAACP, was
substantially more serious than the five day jail term upheld
in Walker v. Birmingham, 388 U.S. 307 (1967). A more
36
stringent level of scrutiny for sentencing statutes would as a
practical matter mean that the small number of individuals
who commit serious criminal acts would enjoy more
constitutional protection than the far larger group of law
abiding citizens.
The notion that the First Amendment precludes
consideration of whether a person acted with a
discriminatory motive is refuted by the very language of the
Constitution itself. The Fifteenth Amendment prohibits
denial of the right to vote "on account of race," and the
Nineteenth Amendment forbids denial of the franchise "on
account of sex." A court asked to enforce either of these
constitutional provisions, in the absence of a facially
discriminatory law or practice, would have to inquire into
the motives of the officials at issue. Indeed, the free speech
guarantee of the First Amendment itself requires at times
that the courts inquire whether a disputed official action was
motivated by a desire to suppress speech. Renton v. Playtime
Theaters, Inc., 475 U.S. 41, 48 (1988). It would be
37
paradoxical if the First Amendment prohibited a court from
inquiring into, or providing a remedy for, a violation of the
First Amendment itself. Equally importantly, the
Fourteenth Amendment precludes government officials from
making selection or other decisions on the basis of race.
Washington v. Davis, 426 U.S. 229 (1976). If the prosecutor
in this case had invoked section 939.645 because of hostility
to black defendants, or out of special solicitude for white
victims, such an application of that section would have
violated the Fourteenth Amendment. McCleskey v. Kemp,
481 U.S. 279 (1987).
Apparently acknowledging that the criminal law can
consider the intent of a defendant, the court below asserts
that section 393.645 is invalid because it deals not with
intent but with motive. For this genuinely revolutionary
change in First Amendment and criminal jurisprudence, the
court below relied primarily on an entry in Black’s Law
Dictionary, insisting that the distinction between intent and
motive is "crucial." (Pet. App. A ll n. 11). The First
38
Amendment, however, was not adopted to codify the views
of the editors of this or any other dictionary.28 Other
authorities maintain that motive is often an essential element
of a crime,29 that the distinction between intent and motive
is purely semantic,30 and that intent includes any motive
which the legislature has required the prosecution to
prove.31 This Court’s decision in Screws v. United States,
325 U.S. 91 (1945), used the terms motive and intent
interchangeably. The more recent and at times arcane
academic debate about the meaning of and relationship
between intent and motive cannot provide a basis for any
constitutional distinction.
28 The distinction between motive and intent in Black’s Law
Dictionary is not made, for example, in B. Garner, A Dictionary of
Modem Legal Usage (1987).
29 Hitchler, "Motive As An Essential Element of Crime," 35
DickL.Rev. 105 (1931).
30 W. LaFave and A. Scott, Jr., Criminal Law 204 (1972).
31 Note, "Fighting Words and Fighting Freestyle: The
Constitutionality of Penalty Enhancement for Bias Crimes," 101 CoL
L.Rev. 178, 190 (1993); see also W. Cook, "Act, Intention and Motive
in the Criminal Law," 26 Yale LJ. 645, 661 (1917) ("motive is merely
a name for a certain kind of desire and intention").
39
III. SECTION 939.645 SERVES IMPORTANT STATE
INTERESTS
This Court has repeatedly recognized that there is a
vital governmental interest in preventing acts of
discrimination.
[T]he State’s strong historical commitment to
eliminating discrimination . . . plainly serves
compelling state interests of the highest
order. . . . .[Discrimination . . . deprives
persons of their individual dignity and denies
society the benefits of wide participation in
political, economic, and cultural life.
Roberts v. United States Jaycees, 468 U.S. 609, 624-25 (1984).
R.A. V v. St. Paul recognized that the states have a
compelling interest in ensuring "the basic human rights of
members of groups that have historically been subjected to
discrimination." 120 L. Ed. 2d at 325. We set out in
Appendix A the most recent FBI report on bias related
crimes.
The states have a particularly important interest in
preventing criminal conduct targeted on the basis of, or
inflicted because of, a victim’s race, religion, or other group
characteristic. Bias related crimes inflict on the victim an
40
injury wholly different in kind from the physical or financial
harm caused by ordinary criminal conduct. Such crimes are
an attack on the right of the victim to participate equally, if
at all, in American society, and can inflict serious and long
lasting injury to the dignity of the victim.32 Such attacks
are likely to induce in the victims a sense of separation from
and rejection by the larger community "that may affect their
hearts and minds in a way unlikely ever to be undone."
Brown v. Board of Education, 347 U.S. 483, 494 (1954). Fear
of such attacks is likely to terrorize members of the racial,
religious, or other targeted group in a manner entirely unlike
fear of ordinary random crime. It is for that reason that the
investigation of organized attacks of this type are conducted
under the Domestic Counterterrorism Program of the
Federal Bureau of Investigation.33
32 People v. Grupe, 532 N.Y.S. 2d 815, 820, 141 Misc. 2d 6
(N.Y.Crim. Ct. 1988) ("bias-related violence [causes] emotional as
well as physical scars.")
33 F. Clarke, "Hate Violence in the United States", FBI Law
Enforcement Bulletin, 14, 15 (January 1991.)
41
Crimes targeted at particular groups are likely to
deter members of the victimized group from engaging in
constitutionally or legally protected activities. The somewhat
sparse legislative history of the Wisconsin law indicates that
the state was particularly concerned with incidents of this
sort. The sponsor34 and supporters of the Wisconsin
legislation pointed to three types of such protected activities
which had been the focus of crimes targeted at particular
groups.
First, they cited a highly publicized incident in which
the home of a black resident in a predominantly white
Milwaukee suburb had been vandalized.35 One witness
34 We set out in Appendix B the statement issued by the sponsor
of section 939.645 when it was introduced.
35 Statement of State Senator Mordecai Lee, Senate Judiciary
Committee Public Hearing on SB 442, January 7, 1988 ("Racial
epithets were recently spray-painted on the home of a new black
resident in the Milwaukee suburb or Brown Deer."); Milwaukee
Community Journal, Nov. 18, 1987 (incidents the bill would cover
include one in which "a Black woman living in Brown Deer returned
to her home to find racist epithets scrawled on her door.") Wisconsin
State Journal, January 8, 1988 ("The bill was motivated by such
incidents as . . . the recent spray painting of racist slogans on a home
bought by a black woman in the Milwaukee suburb of Brown Deer
. . . . " ) . '
42
observed that such crimes obstructed Wisconsin’s open
housing law:
Enactment of this legislation will further
protect persons who exercise their right to
live peacefully anywhere by greatly enhancing
the punishment for criminal acts prompted by
the race of the target or the target’s
property.36
This is the same concern which prompted Congress in 1988
to amend Title VIII to prohibit race based crimes connected
with the ownership or rental of housing. See 42 U.S.C.
§3631.
Second, supporters of the legislation pointed to
criminal attacks against racial and religious minorities that
had occurred on Wisconsin college campuses. In one
repeatedly cited incident, members of an all-white fraternity
at the University of Wisconsin-Madison had assaulted an
African-American and a Jewish member of another
36 Statement of Robert H. Friebert on Hate Crimes Bill, January
7, 1988, p.3.
43
fraternity while screaming racial and religious epithets.37
This concern was consistent with a 1990 Minnesota Police
Study that noted a serious upsurge in bias related attacks on
campuses.38 These incidents had become a major factor in
37 Statement of State Senator Mordecai Lee, Senate Judiciary
Committee Public Hearing on SB 442, January 7, 1988 (fraternity
members "were assaulted in an incident in which anti-semitic and
anti-black hostilities were expressed"); Milwaukee Community Journal,
November 18, 1987 (bill would address recent assault on fraternity
members "during which anti-Semitic and anti-Black hostilities were
expressed."); Testimony in Support of AB 599 of Nancy Weisenberg,
January 14, 1988. p. 2 (fraternity assault demonstrates need for
legislation.) This assault is also discussed in articles in The Defender
(November 9, 1987), The Capitol Times (December 19, 1987;
December 21, 1987), and The Milwaukee Journal (November 1, 1987;
November 4, 1987.) Other incidents of campus violence directed at
minority groups are discussed in The Milwaukee Journal, May 6,1987,
and The Guardian, December 7, 1988.
38 Minnesota Board of Peace Officer Standards and Training,
Bias Motivated Crimes (1990):
"The incidence of hate violence . . . on college
campuses has dramatically increased . . . United
States Justice Department figures show that the
number of school-related, racial incidents
investigated by the department increased by almost
50 percent in 1988. . . . Over the past several years,
American Colleges and Universities have
experienced a disquieting resurgence of racial and
ethnic intolerance-most notably bias-related violence.
. . . A 1987 study of ethnoviolence on campus . . .
reported bias-motivated incidents on seventy
campuses across the U.S."
Pp. 11-14. See C. Clay, "Campus Racial Tensions: Trend or
Aberration?", Thought and Education, the NEA Education Journal,
44
deterring minority students from attending the University of
Wisconsin at Madison.39 It was particularly important that
Wisconsin deal effectively with such on-campus
discrimination, because racial incidents which deterred
minorities from attending a college, or which created a
hostile educational atmosphere, would place the university
in violation of Title VI of the 1964 Civil Rights Act, and
could lead to a termination of all federal financial assistance
to the school. Cf. 29 C.F.R. §1604.11.
Third, supporters of the legislation expressed concern
about a series of incidents in which buildings used for
religious activities had been vandalized because of the
V (l) (Spring, 1990), pp. 21-36; L. Guydon, "Racial Turmoil Rising on
U.S. Campuses", Pittsburgh Post-Gazette, May 11, 1989; C.
Leatherman, "More Anti-Semitism is Being Reported on Campuses,
But Educators Disagree on How To Respond To It," Chronicle of
Higher Education, February 7, 1990, pp. A39-A40; National Institute
Against Prejudice and Violence, Ethnoviolence on Campus: The
UMBC Study, (1987); K. Stern, Bigotry on Campus: A Planned
Response (1990).
39 R. Jones, "Racist Incidents Hurt UW Recruiting Efforts",
Milwaukee Journal, November 1,1987.
45
religion of the congregants.40 Congressional concern about
similar incidents nationally led to the enactment in 1988 of
42 U.S.C. §247, which prohibits damage to religious property
"because of the religious character of that property."
The states also have a vital interest in eradicating
crimes targeted at distinct racial, religious or other groups
because of the grave and unique danger that this particular
category of crime will lead to further criminal acts. The
example of one bias related crime is all too likely to trigger
other similar attacks against the same victimized groups.
Although racial, religious and other biases remain
regrettably common in our society, few people who harbor
such views ordinarily vent their biases through criminal acts.
One such incident, however, may easily set an example that
other individuals will follow. Equally seriously, even a single
highly publicized incident can pose a grave risk that
40 Statement by State Senator Mordecai Lee, Senate Judiciary
Committee Public Hearing on SB 442, January 7, 1988; Wisconsin
Jewish Chronicle, January 15, 1988; Statement of Robert H. Friebert
on Hate Crimes Bill, January 7, 1988, p. 1; Wisconsin State Journal,
January 8, 1988; Testimony of Nancy Weisenberg in Support of AB
599, January 14, 1988, p. 2.
46
retaliatory crimes will be committed against a victim of the
same race, religion or ancestry as the original perpetrator.
"Assaultive behavior motivated by bigotry . . . readily — and
commonly do[es] — escalate from individual conflicts to mass
disturbances." People v. Beebe, 67 Or. App. 738, 680 P.2d 11,
13 (1981).
Most importantly, crimes targeted at a particular
racial, religious, or other group threaten, in the words of a
recent Attorney General, "to tear apart the moral fabric of
our society."41 The world in which we live reminds us daily
of the uniqueness and fragility of the tolerance that is the
birthright of eveiy American. From Sarajevo to the Sudan,
from the Indian subcontinent to Nagomo-Karabagh,
communities and nations are today being tom apart with
41 Media Release, April 4, 1991. U.S. Department of Justice,
Federal Bureau of Investigation, p. 1 (Attorney General
Thornburgh.). See also Keynote Address by John R. Dunne,
Assistant Attorney General, Civil Rights Division, Before the Anti-
Defamation League, October 28, 1992, p. 4 ("I believe that today’s
‘public enemy no. V is not some bank robber or even some drug
dealer. In my mind, public enemy no. 1 is that growing mob who
commit crimes of hatred, tearing deep holes in the fabric that binds
our society together. Their acts subvert our nation’s promise of
liberty and equality and they must be stopped.").
47
almost unimaginable ferocity and bloodshed by racial, ethnic,
and religious differences. The promise of America is that
the peoples who in the Old World nursed generations of
hatred will here be able to live, work and prosper peacefully
together, respecting and enriched by their differences, black
and white, Arab and Jew, Christian and Muslim, Catholic
and Protestant, Greek and Turk, Japanese and Chinese,
Serb, Croat and Bosnian. It is a promise that brought
millions of immigrants to our shores, and which our nation
fought a Civil War to keep.
The state of Wisconsin has wisely enacted a variety
of civil rights laws to safeguard that national commitment.
The state has concluded, as reasonably it might, that in some
circumstances the full force of the criminal law should be
resorted to. That the state and national governments should
deal firmly and effectively with racially and religiously
targeted crimes is not merely constitutionally permissible; it
is a moral and practical imperative in a nation as diverse as
the United States. The First Amendment does not require
48
Wisconsin to stay its hand until its cities are divided by
barricades and its neighborhoods have been devastated by
"ethnic cleansing."
IV. E S T A B L I S H E D C O N S T I T U T I O N A L
SAFEGUARDS SHOULD ASSURE THAT THE
APPLICATION OF SECTION 939.645 IS
CONSISTENT WITH THE FIRST AND
FOURTEENTH AMENDMENTS
(1) The court below argued that section 939.645 is
unconstitutional because otherwise protected speech might
be introduced in evidence to prove that a defendant selected
his victim on the basis of race, etc. (Pet. App. A17-A19)
That aspect of the Wisconsin court’s decision is plainly
inconsistent with this Court’s decision in Dawson v.
Delaware. Dawson held that evidence of otherwise protected
speech can in fact be introduced, where relevant, in a
criminal proceeding. 117 L.Ed. 2d at 316-17. A fortiori a
criminal prohibition cannot be invalid merely because such
evidence might be relevant in a proceeding to enforce that
law.
49
Evidence of statements made by a criminal defendant
are routinely introduced at either the guilt or penalty phase
of a proceeding. Remarks by a defendant that he intends to
commit a crime, such as "I am going to kill her"42 or "I am
going to pick up this guy and rob him,"43 are exceedingly
probative. Frequently statements by a defendant, such as
threats of violence44 or the offer of a bribe,45 are part of
the crime itself. Confessions46 and implausible denials47
may and often are introduced in evidence.
The existing decisions of this Court, if adhered to in
the implementation of section 939.645, should be sufficient
42 Lewis v. Jeffers, 111 L.Ed. 2d 606,614 (1990).
43 Blystone v. Pennsylvania, 494 U.S. 299, 301 (1990); see also
Sawyer v. Smith, 111 L.Ed. 2d 193, 203 (1990) (defendant explained
his actions were intended to show "just how cruel he could be");
Stanford v. Kentucky, 492 U.S. 361, 366 (1989)(defendant proposed to
kill "whoever was behind the counter" because "a dead person can’t
talk"); Thompson v. Oklahoma, 487 U.S. 815, 860 (1988)(Scalia, J.,
dissenting) ("We‘re going to kill Charles.")
44 Williams v. United States, 117 L.Ed. 2d 341, 351 (1992).
45 Evans v. United States, 119 L.Ed. 2d 57,65 (1992).
46 Illinois v. Perkins, 110 L.Ed. 2d 243, 252 (1990).
47 Estelle v. McGuire, 116 L.Ed. 2d 385, 394 (1991).
50
to prevent that provision from being abused. Where a
defendant was engaged in the types of political activity that
lie at the core of First Amendment values, a state must with
exactitude distinguish between protected activities and
activities which are unlawful. NAACP v. Claiborne Hardware
Co., 458 U.S. 886 (1982). "[T]here must be ‘clear proof that
a defendant "specifically intend[s] to accomplish [his or her
aims] by resort to" ’ " criminal conduct. Id. at 919. "[T]his
intent must be judged ‘according to the strictest law,’ for
‘otherwise there is a danger that one in sympathy with . . .
legitimate aims . . . but not specifically intending to
accomplish them by resort to [unlawful conduct], might be
punished for his adherence to lawful and constitutionally
protected purposes . . . Id. The appellate courts have a
constitutional responsibility to conduct an independent
examination to ascertain a statute has been constitutionally
applied. Id. at 915 n. 50.
The likelihood that section 939.645 would have any
significant chilling effect is remote. In order to be subject
51
to the Wisconsin statute, a defendant must first have
committed a separate criminal offense. Thus, section
939.645 by its very nature could not have a deterrent effect
on anyone except an individual who already contemplates
committing a crime. The number of such individuals is of
course small in comparison with the total population, and
criminals as a group are virtually by definition not easily
deterred by fear of criminal sanctions.
Were a prosecutor to offer evidence of statements on
racial or religious issues in an attempt to prove the guilt of
a defendant, the First Amendment problems would be more
serious. Even individuals who had committed no crime, and
had no intent to do so, could legitimately be deterred from
making statements which might result in an indictment and
trial. The First Amendment has long been understood to
bar prosecution for impassioned and inflammatory
statements that fell short of a call for imminent lawless
action; the use of those same statements to prove complicity
in a non-speech crime could raise similar constitutional
52
issues. NAACP v. Claiborne Hardware Co., 458 U.S. at 924-
930. As a practical matter, generalized statements reflecting
racial or religious bigotry, although quite probative in a Title
VII case, would be worth significantly less in a case in which
a plaintiff or prosecutor alleged a defendant had engaged in
violent conduct. At the height of Jim Crow, when most of
the white population of the South was biased against African
Americans and practiced discrimination in virtually all
aspects of their lives, only a relatively small number of
individuals resorted to violence to preserve segregation. In
our own era, although lingering racial and religious
prejudices and stereotyping remain all too common, most
Americans who still entertain such views do not express
them through assault, murder, or acts of terrorism. For
that reason, evidence of a defendant’s statements regarding
racial or religious issues may only be adduced to
demonstrate guilt of a crime where there is a nexus between
those statements and criminal activity. See, e.g., Barclay v.
53
Florida, 463 U.S. 939 (1983); United States v. Mills, 704 F.2d
1553, 1558-60 (11th Cir. 1983).
(2) In determining whether to admit into evidence
statements made by a defendant which reveal racial or
religious bias, a court must weigh the probative value of the
evidence against its potential to unfairly prejudice a jury
against that defendant. See Rule 403, Fed. R. Evid. That
risk is obviously particularly great where a jury is composed
largely or exclusively of members of the group against which
the defendant has made biased statements. Under some
circumstances the admission of inflammatoiy evidence of
little or no relevance would violate the Due Process Clause.
Payne v. Tennessee, 115 L. Ed. 2d 720, 739-40 (O’Connor, J.,
concurring), 743 (Souter, J., concurring) (1991).
(3) Although section 939.645 could literally be
applied to a defendant who selected as his victim a member
of his own race or religion, as a practical matter most
applications of the Wisconsin law will involve crimes
committed by a member of one racial or religious group
54
against a member of another. The states are free to impose
an enhanced penalty where a victim was chosen on the basis
of race, or where a crime was racially motivated, but the
states may not impose such an enhanced penalty merely
because the perpetrator and victim were of different races or
different faiths. A state may not inflict an enhanced penalty
because of the race of a victim, McCleskey v. Kemp, 481 U.S.
279, 292 n. 8 (1987), or because of the race of the
perpetrator. 18 U.S.C. §242. McCleskey makes clear that a
state could not, for example, impose a greater sentence on
blacks who kill whites than on whites who kill blacks. Such
enhanced penalties for inter-racial crimes were one of the
evils of the Slave Codes and Black Codes which the
Fourteenth Amendment was adopted to end.
The rule in McCleskey would be entirely eviscerated
if under section 939.645 a jury were permitted to infer that
a victim had been selected on the basis of race from the
mere fact that the perpetrator and victim were of different
races. The quantum of additional evidence necessary to
55
justify submitting a section 939.645 issue to a jury should be
great enough to exclude most interracial crimes, and thus
"genuinely narro[w]" the law. Barclay v. Florida, 463 U.S.
939, 960 (1983). The Wisconsin courts appear to construe
section 939.645 to require substantially more than that a
perpetrator and victim were of different races or religions.
(Pet. App. A43, A108.)
(4) In the instant case the Wisconsin law requires
the state to prove beyond a reasonable doubt that a victim
was chosen on the basis of race or religion, and the jury was
so instructed. By placing this burden on the prosecution,
Wisconsin has materially reduced the danger that section
939.645 might be applied under circumstances which would
violate the First or Fourteenth Amendments. The necessity
of finding race or religion based victim selection beyond a
reasonable doubt makes it less likely that a jury would apply
the section on the basis of statements of little direct
relevance, or of evidence consisting primarily of the fact that
56
the perpetrator and victim belonged to different religious or
racial groups.
Many states deal have chosen to deal with the
problem addressed by section 939.645 by providing that a
separate crime occurs where a perpetrator selects his a
victim, or commits a crime, on the basis of race or religion.
Where state law defines this conduct as constituting a
distinct crime, a number of constitutional safeguards apply,
including a requirement of proof beyond a reasonable doubt.
Although the states enjoy considerable leeway in deciding
whether to treat motive or conduct as an additional crime,
or as a factor in sentencing, at some point a sentence
enhancement could be so great as to require application of
the constitutional safeguards applicable to proof of a distinct
crime, including proof beyond a reasonable doubt that the
greater sentence should be imposed. In the instant case
section 939.645 increases the maximum permissible sentence
for aggravated battery, the crime of which Mitchell was
convicted, from two to five years, and Mitchell was in fact
57
sentenced to four years in jail. Since Wisconsin law itself
required the prosecution to establish beyond a reasonable
doubt the applicability of section 939.645, there is no need
for the Court to determine in this case whether the Due
Process Clause itself required the prosecution to do so.
CONCLUSION
For the above reasons, the decision of the Wisconsin
Supreme Court should be reversed.
Respectfully submitted,
ELAINE R. JONES
ERIC SCHNAPPER
NAACP Legal Defense and
Educational Fund, Inc.
99 Hudson Street
16th Floor
New York, New York 10013
(212) 219-1900
SAMUEL RABINOVE
RICHARD T. FOLTIN
KENNETH S. STERN
The American Jewish Committee
165 East 56th Street
New York, New York 10002
(212) 751-4000
Counsel for Amici
APPENDIX
APPENDIX A
JANUARY 1993 FBI HATE CRIM E STATISTICS
U.S. Department of Justice
Federal Bureau of Investigation
Washington, D.C. 20535
FOR IMMEDIATE RELEASE
Director William S. Sessions today released the first
data available from the FBI’s statistical program on hate
crimes. The program was initiated in response to the Hate
Crime Statistics Act of 1990 and is being implemented by
law enforcement agencies across the Nation. "While these
initial data are limited," commented Director Sessions, "they
give us our first assessment of the nature of crimes
motivated by bias in our society." The data cover calendar
year 1991 and were supplied by nearly 3,000 law
enforcement agencies in 32 states. Hate crime occurrences
were recorded by 27 percent of the 2,771 agencies
participating; the remainder reported no such offenses came
to their attention.
2a
A total of 4,558 hate crime incidents involving 4,755
offenses were reported in 1991. Among the offenses
measured, intimidation was the most frequently reported
hate crime, accounting for 1 of 3 offenses. Following were
destruction/damage/vandalism of property, 27 percent;
simple assault, 17 percent; aggravated assault, 16 percent;
and robbery, 3 percent. The remaining offense types;
murder, forcible rape, burglary, larceny-theft, motor vehicle
theft, and arson; each accounted for 1 percent or less of the
total.
Racial bias motivated 6 of 10 offenses reported;
religious bias, 2 of 10; and ethnic and sexual-orientation
bias, each 1 of 10. Among the specific bias types, anti-black
offenses accounted for the highest percentage, 36 percent of
the total. Anti-white and anti-Jewish motivations followed
with 19 and 17 percent, respectively.
Information concerning the offenders was unknown
for 43 percent of the incidents reported. Considering
incidents for which suspected race of the offender was
3a
reported, 65 percent of the hate crimes were committed by
whites, 30 percent by blacks, and 2 percent by persons of
other races. The remainder of the incidents were committed
by groups of offenders not all of the same race.
The accompanying tables provide specific hate crime
data. A more comprehensive report is planned for the
spring of 1993.
Hate Crime Offense Codes Reported, 1991
Number Percent*
Murder 12 0.3
Forcible Rape 7 0.1
Robbery 119 2.5
Aggravated Assault 773 16.3
Burglary 56 1.2
Larceny-theft 22 0.5
Motor Vehicle Theft 0 0.0
Arson 55 1.2
Simple Assault 796 16.7
Intimidation 1,614 33.9
Destruction/Damage/
Vandalism of
Property
1,301 27.4
Total Number of Offense
Types
4,755 100.0
*Because of rounding, percentages do not add to total.
4a
Hate Crime Bias-Motivations Reported 1991
Bias-Motivation Number Percent*
R a c e 2,963 62.3
Anti-White 888 18.7
Anti-Black 1,689 35.5
Anti-American Indian/ 11 0.2
Alaskan Native
Anti-Asian/Pacific Islander 287 6.0
Anti-Multi-Racial Group 88 1.9
E th n ic ity 450 9.5
Anti-Hispanic 242 5.1
Anti-Other Ethnicity/ 208 4.4
National Origin
R e lig io n 917 19.3
Anti-Jewish 792 16.7
Anti-Catholic 23 0.5
Anti-Protestant 26 0.5
Anti-Islamic (Moslem) 10 0.2
Anti-Other Religion 51 1.1
Anti-Multi-Religious Group 11 0.2
Anti-Atheism/Agnosticism/ 4 0.1
etc.
S e x u a l O r ie n ta t io n 425 8.9
Anti-Homosexual 421 8.9
Anti-Heterosexual 3 0.1
Anti-Bisexual 1 0.0
Total 4,755 100.0
•Because of rounding, percentages may not add to totals.
5a
Suspected Race o f Offenders in Hate Crimes, 1991
Suspected Race
of Offender
Number of
Incidents
Percent
White 1,679 36.8
Black 769 16.9
American Indian/ 12 0.3
Alaskan Native
Asian/Pacific Islander 47 1.0
Multi-racial group 77 1.7
Unknown 1,974 43.3
Total Incidents 4,558* 100.0
*A single incident may involve more than one offense.
6a
Agency Participation in Hate Crime Reporting, 1991
State
Agencies
Participating*
Incidents
Reported
ARIZONA 1 48
ARKANSAS 169 10
CALIFORNIA 2 5
COLORADO 194 128
CONNECTICUT 29 69
DELAWARE 58 29
GEORGIA 2 23
IDAHO 98 33
ILLINOIS 26 133
INDIANA 1 0
IOWA 201 89
KANSAS 3 6
KENTUCKY 1 0
LOUISIANA 6 0
MARYLAND 156 431
MASSACHUSETTS 30 200
MINNESOTA 42 225
MISSISSIPPI 4 1
MISSOURI 18 136
NEVADA 1 I 16
NEW JERSEY 271 895
NEW MEXICO 1 0
NEW YORK 773 943
OHIO 30 80
OKLAHOMA 7 99
OREGON 39 296
PENNSYLVANIA 50 277
TENNESSEE 2 1
7a
-
TEXAS 28 95
VIRGINIA 19 53
WASHINGTON 206 196
WISCONSIN 303 41
Total 2,771 4,558
“"Includes agencies participating in Program whether
or not any incidents were experienced.
8a
A P P E N D IX B
STATEM ENT O F SPO N SO R O F SEC TIO N 939.645
[Letterhead Omitted]
STATEMENT BY STATE SENATOR MORDECAI LEE
SENATE JUDICIARY COMMITTEE PUBLIC
HEARING ON SB 442
JANUARY 7, 1988
One of the great lessons of history is that a system of
government or justice is only as good as its ability to protect
the rights of the minority. Right now there seems to be an
increase in the incidence of crimes that are motivated by
religious or social hatred, known as ’hate crimes.’ I believe
we need to keep our history lessons in mind and change
Wisconsin’s laws to address the problem of hate crimes.
Racial epithets were recently spray-painted on the
home of a new black resident in the Milwaukee suburb of
Brown Deer. Swastikas were painted on a synagogue in
Ozaukee County. Catholics were harassed by a group called
the ’Alamo Foundation,’ and here in Madison members of
a Jewish fraternity were assaulted in an incident in which
anti-semitic and anti-black hostilities were expressed.
Representative Louis Fortis and I introduced Senate
Bill 442 at the request of a broad coalition of organizations,
including Christian, Jewish, black, disabled and Native
American groups. This bill is one step toward combatting
these far-reaching and intimidating crimes.
Senate Bill 442 proposes additional criminal penalties
when an offense is proven to have been motivated by
religious or social bias. Secondly, it creates a new category
of criminal damage to property when such property is a
church, synagogue, cemetery, ethnic center or ’venerated
object,’ a term I hope will be added to the bill in a clarifying
amendment. Finally, the bill gives victims of hate crimes
more opportunities for civil actions against persons who
commit such crimes.
Fifteen other states, including Ohio and Illinois, have
recognized the need to enhance penalties for hate crimes.
It’s important to remember that the victims of hate crimes
extend far beyond the direct victims of a racially or socially
biased assault or act of vandalism. Entire communities
become the victims, and I fear we’re seeing this kind of
thing more and more often.
I hope that you’ll agree to address the problem of
hate crimes and support this bill.
_ 10a -