Brief for the United States as Amicus Curiae
Public Court Documents
June 6, 1977
77 pages
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Case Files, Bolden v. Mobile Hardbacks and Appendices. Brief for the United States as Amicus Curiae, 1977. 5ad41eac-cdcd-ef11-b8e8-7c1e520b5bae. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/09b56578-7d55-40b4-a0fc-ac8ed8cf847e/brief-for-the-united-states-as-amicus-curiae. Accessed November 23, 2025.
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IN THE UNITED STATES COURT OF APPEALS
FOR THE PIFTHR CIRCUIT
Nos. 76-3619 and 76-4210
BLACKS UNITED FOR LASTING LEADERSHIP, INC., 2t al.,
0 Plaintiffs-Appellze
Defendants-Appeliants
WILEY L. BOLDEN, et 2l.,
H))
Plaintiffs~Appellee
on
CITY OF MOBILE, ALABAMA, et al.,
pellants oO
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On Appeal from the United States District Courts
for the Western District of Louisiana and
the Scuthern District of Alabama
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
EW S. DAYS, I11
sistant Attorney General
BRIAN K. LANDSBERG
WALTER W. BARNETT
DENNIS J. DIMSEY
MIRIAM R. EISENSTEIN
Attorneys
Department of Justice
Washington, D. C. 20330
TABLE OF CONTENTS
Ld
QUESTIONS PRESENTED ¥en EE
INTEREST OF THE UNITED STATES al eR RO oP 2
STATEMENT ,ccceccecccscscscsccscsssscsscssesccsscscscsoocscscscsce 3
v. BULL. V. CITY OF SHRRVEPORT .esvesisnsvns 3
A. Procedural HiStOIY ceceeccccecccccccoccse 3
Be FACES ceeecvvsrsssrsresssiasssssvnesenss 4:
C. Opinion of the District Court ...ccce.e.. 8
11. BOLDEN V. CITY OF MOBILE .cvvsenvrsnseeceses 1}
A. Procedural History ead on 11
Bei PBOLE ens ensesdesseesrsssssvesnssnnvenss “14
Cc. Opinion of the District Court ..cceceees 27
INTRODUCTION AND SUMMARY OF ARGUMENT vse swe thn 29
ARGUMENT see cnotsionsarsssinssonsensmsnsnssrsiteenenas 35
I. THE DISTRICT COURTS CORRECTLY HELD
THAT THE AT-LARGE SCHEMES FOR ELECTING
CITY COMMISSIONERS IN SHREVEPORT AND
MOBILE IMPERMISSIBLY DILUTE BLACK VOTING
STRENGTH IN THOSE CITIES ccccccccccccnscccnne 35
A. The courts below correctly
applied the principles of White
Ve Regester © © © © 9? © 0 9% © © © OO O° OOOO O° OO OOS Oe 35
B. The Mobile court correctly found
blacks were excluded from the
political process SN 0998009080069 86099 0 41
Pd
e
| ants
| PRGE
II. PROOF OF INITIAL RACIALLY DISCRIM-
: INATORY INTENT IS NOT AN ESSENTIAL
ELEMENT IN CASES CHALLENGING AT-LARGE
VOTING PLANS AS DILUTING MINORITY VOTING
STRENGTH vive vr vrtarnins sn sot ss osevrvoeey vanes 45
A. The test under the Fourteenth
‘Amendment is whether a scheme,
designedly or otherwise, minimizes
or cancels out the voting strength
Of 2a racial Minority cevvessescocesvssnes 45
B. The Fifteenth Amendment does
not require proof of official
racial intent in cases challenging
at-large voting plans ..cecccccccncccccns 54
C. If proof of racially discriminatory
intent is needed, it should be
inferred from the facts of the
Shreveport and Mobile cases cceecccccesns 56
III. THE DISTRICT COURTS' ORDERS WERE COM-
PELLED BY THE CIRCUMSTANCES OF EACH
CASE, AND WITHIN THE COURTS' REMEDIAL
"POWERS tt ccececcccecsesetcscscccncesccscccsnsccnce 61
CONCLUSION © © © © © © © © © 0 9 0 OO © © © OO 9 OO OO OO TO OO OOOO SO OOO OO 68
rg
ii
TABLE OF AUTHORITIES
CASES | : PAGE
(
Allen v. City of Mobile, 331 F. Supp.
1134 (5.D. Ala. 1971), aff'd, 466
F.28 122 "(5th Cir. 1972), Cert. ;
denied, 412 U.8. 909 (1973) vasvsesvsnrenvons : 24
Anderson v. Martin, :
B15 VeSe IY {19648) cvurvnssnisvssssnsssssnses 43
Atlantis Development Corp. Vv.
United States, 379 F.2d 818
(5th Cir. 1967) ® @ @ © oo © © © © © @ © 9° © © O° 0 OO © OO 0 O° OO 37
Blacks United for Lasting Leadership
Vv. City of Shreveport, Loulsiana,
71 F.R.D. 623 ‘w.D. La. 1976) ® © © © © © © © ® © © © © 8 0 passim
Bolden v. City of Mobile, Alabama,
823 FeSUDD. 38% (S.Ds AlAs 19/0) sievasvssnvies passim
Bradas v. Rapides Parish Police Jury,
508 F.2d 1109 (5th Cir. 1975) © ee 000000000000. 46
Brown v. Board of Education,
345 U.Se 294 11955) cowvcviessn Cohesive an deien ns | 64
Burns v. Richardson,
388 U.Se 3 {1900) wevvesesssnssssossavsosess _ 45
Chapman v. Meier, :
420 U.S. 1 (1975) © © ¢ 0° 0 9° @ O° OO O00 O00 ee 00 eo 45, 51, 56
Connor v. Johnson,
102 U.S. 690 (1971) ® © © ® © © ®@ © 0 © O OO O° OO OOO OO 0 00 36, 51, 62
Cal v. Boren,
U.S. 190 (1976) ® © © @ © 9 © © © © © © © 0 © © O&O © 0 © © O° O° 0 0 51
Dandridge v. Williams, : :
SY] U.S+i 871 A1940Y evn eeve es 6 nvninoieinise enn 50, 54
Dunn v. Blumstein,
505 U.S. 330 (1972) ® ®@ @ ® © @ © © © © © © & © © © @ OO OO 0 © © 0 0 0 5 51
East Carroll School Bd. v. Marshall,
424 u.s. 636 (1970) ee eo 00 ® ® e090 ® 00 ee 0°00 00 00 0 0 36,37,47
. 51
iii
CASES : PAGE
Ferguson v. Winn Parish Police Jury,
EZ F.28 537 (SED CIC. 1976) -evevsevoses
a5
Fortson v. Dorsey, ; .
379 U.5. 433 (1965) ie i Jee ne EE
45, 57
Gomillion v. Lightfoot,
364 U.S. 339 (1960) eo ee 8 8 © @ © @@ © © © 0 © OO © O° 0° 20 50, 52, GO,
pi 63-et seq.
Graves v. Barnes,
343 F. Supp. /04 (W.D.. Tex. 1972),
aff'd sub nom White v. Regester,
412 U.8. 755 (1973) cemecsvesosnvsncnssnss.. 42, 43, 57, 58
Howard v. Adams County Board
of Supervisors, 4353 F 1 455
(5th Cit.¥, cert. denied, 405
U.S. 928 (1972) svesves Te sews ens eens 46
.Jaffke v. Dunham,
352 U.S. 280 (1957) © © © 0 0 © 0 © 0 @ 8 8° eo 0 0 00 00 54
Kendrick v. Walder, |
527 F.2d 44 (7th Cir. 1973) ececececcenccs 29, 65
Kirksey v. Board of Supervisors
of Hinds County, Mississippi,
No. 75-2212 15th vir., qecided ;
May 31, 1977) cececenccceccenscccccnccnae 37, 39, 43, 49,
59, 60
Lucas. v. Colorado General Assembly, :
377 U.S, 713 (1Y08) sevsenssensns eesssans 64
McGill v. Gadsden County Commission,
535 F.2d 277 (5th Cir. 1970) eeecececccee 37
Moore v. Leflore County Board >
of Election Com'rs, 502 r.Zd
021 (5th Cir. 1974) vie vie vin sine se Hee. 40, 46
Nevett v. Sides, |
533 F.2d 13601 (5th Cir. 1975) vivitie a6 4h ee : 37
Nevett v. Sides, | ial
appeal pending, No. 76-2951 (5th Cir.) +. cil
iv
CASES : PAGE
Paige v. Gray, :
B38 F.2d 1108 (5th Cire 1978) evesviarnennina 2, 37, 49-50,
; 66-67
Panior v. Iberville Parish School Bd.
536 F.2d 101 (5th Cir. 19706) ® © © @ ° & o. ® © © & ¢ ‘45
. Perry v. City of Opelousas,
515 F.20 B39 (OFN Cire 1975) suv nvrvsnenne 40
Reynolds v. Sims, :
377 U.S 533 (1964) TNE ET Re SR SR Sr to We TR Re 53
Robinson v. Commissioners Court,
Anderson County, oU0b F.<0 014 :
(5th Cir. 1974) ® © © © ® ® © © © © © © © © © © © © O&O © © © 0 O° O° 46
Sims v. Amos, 336 F. Supp. :
924 (M.D. Ala. 1972) ® © @ © © © © © © © @ ®@ & 0 OO © O° 0 0 23
Swann v. Charlotte-Mecklenburg Board
of Education, 402 UeS. 1 (1971) venus coeds 65
Turner v. McKeithen, : |
§90 P.2d7191 (5th Cir. 1973) veceveenmanasi 40
United Jewish Organizations of
Williamsburgn, Inc. v. Carey,
YY UsS.lieW. 422% {U.S. Mar. 1, 1977) wuss’ 42, 48, 55
United States v. City of Shreveport,
7210 F. Supp. 36 (w.D. La. 1962),
affirmed, 315 F.28 928 (5:h Cir. 1968) . a 7
United States ex rel. Barbour v.
District Dir. of 1. &% N.S., :
491 F.2d 573 {5th Cir. 1974) ® © ® ® © @ © © * © © 0° 54
Vandenades v. United States,
523 F.2d 1220 {oth CIT. 1975) ® @ © © © © o @ 0 0° 37
Village of Arlington Heights v.
Metropolitan Housing Development
Corp., 45 U.8.L.W. 4073 (U.S.
JAN 11, 1977) sneer sessmavsossssnnsroneinse 32, 33, 35,
: 47, 49, 54,
56, 57, 59, 53
CASES | PAGE
Wallace v. House, 515 F.2d
619 (5th Cir. 1975), cert.
granted, judgment vacated and
remanded, 425 U.S. 947 (18976) cevevvesconsiesed, 28, 37,
40, 46, 47
Wallace v. House,
538 F.2d 1133 (5th Cir. 1976) © ® oa e000 0 00 0 00 oe 37
Washington v. Davis,
426 J.S. 229 (1976) © ® © © 0 00 @ @ 0 000 000 ee O00 00 28, 32, 33,
35, 47, 49,
50, 54, 56,
59, 63
Whitcomb v. Chavis,
303 T.5." 124 T1771) cnenese PEIN NEI NC ra passim
White v. Regester, :
12 U.80 155 1973) avant svnsnsesnisnanenssess passim
Wright v. Rockefeller,
370 DSc 527(1964Y vue vvese sasisns se vaeiesreeey 48,:49, 52
Wright v. Rockefeller,
211 P., Supp. 460°
{S.D. N.Y. 1962) ® © & & © oo oo ®@ @ © © &@ © © © @ © © © © © & © © © 0 49
Yick Wo v. Hopkins, . ;
T15 U.S. 358 (1586) uc evsnivevs te ein ein eie sen 52
Zimmer v. McKeithen,
485 F.2d 1297 (5th Cir. 1973),
affirmed sub. nom East Carroll
School Bd. v. Marshall, 424 4.8.
636 (19706) eee ceo eee FEE ar CO OI MRE GPE passim
UNITED STATES CONSTITUTION
First MmenIGMmenlt .eeceess esses sssrsrssnes Cheese 11
Fifth Amendment SI ON PE NM TNE CE Pi td 54
Thirteenth Amendment Gees cvsersvsonsrsneoniovns 11
Fourteenth Amendment ® © @ © © © © © © @ © © O° © © © O © °° 0° °° O° 0 passim
Fifteenth AMeNAMENE vd vos casnsrssssensvasesves passim
vi
STATUTES
28
42
- 42
42
u.s.cC.
U.S.C.
¢.5.C,
u.s.c.
u.s.cC.
2201
1971
1973
19737
eo @ oe &@ © © © 0°
® © © 0 © 0 @ © @ @ oO 0
© © ® © 6 © © 0 © @ © 0 ¢ Oo 0
® eee @ © 0° © 0° OO 0 0 0
0.8.C. 1073340) eesvinvrssrrsnserssons 3
¥.8.C. 11983 4,
© ® © © © © © © © ® ®@ © © © 9 OO 6 0 ee 0 0 0 00
42 U.S.C. 1985(3) ceecececcccacccccccccac
-
STATE STATUTES
Ala. Act.281 (1911) @e © © © @ © © © © ® © © © O° © © @ 0 O° 0 0
Ala. Act 823 (1965)
la. R.S, 18:358 ... “rune 5
La. Act 302 (1910)
FEDERAL RULES OF CIVIL PROCEDURE
Rule 52(a) 30, 41
© ® © 9 © 8 8 © © 9 © 0 OO 0 8 OT OOS OOO 00 ee 000
RULE ZU DI IY rants eines r cows vnnvassdicnevie 12
MISCELLANEOUS
U.S. Bureau of the Census, Census of
Population Characteristics, Final
Report PC (1) - B2, Alabama,
Table 24 18
vii
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
¥
Nos. 76-3619 and 76-4210
BLACKS UNITED FOR LASTING LEADERSHIP, INC., et al.,
Plaintiffs-Appellees
Ve
CITY OF SHREVEPORT, et al.,
Defendants—Appellants
and
WILEY L. BOLDEN, et al.,
Plaintiffs—-Appellees
Ve
CITY OF MOBILE, ALABAMA, et al.,
Defendants—-Appellants
7
On Appeal from the United States District Courts
for the Western District of Louisiana and
the Southern District of Alabama
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
QUESTIONS PRESENTED
1. Whether the district courts correctly ruled that the
at-large systems for electing the city commissioners of Shreve-
port, Louisiana, and Mobile, Alabama, unconstitutionally dilute
black voting strength.
- .
2. Whether the district courts erred in failing to
require proof that the at-large voting YAS in question
were adopted with racially discriminatory purpose or motive.
3. Whether the courts' remedial orders, which effectively
preclude the use of strict commission governments in Shreveport
and Mobile, were within the scope of their equitable powers.
INTEREST OF THE UNITED STATES
Congress has placed upon the Attorney General important
responsibilities for protecting the voting rights of United
~ States citizens. The Attorney General is authorized by 42 U.S.C.
1971 and 1973j to institute actions to prevent the denial of
the right to vote on grounds of race or color. Although
these actions were instituted by private parties, resolution
of the issues presented will directly Affect ule authority
of the Attorney General to protect the voting rights
of Americans citizens. See, e.g., Paige v. Gray, 538 F.2d
1108 (5th Cir. 1976).
- 3 -
In addition, Section 5 of the Voting Rights Act of
1965, as amended, 42 U.S.C. 1973c¢c, requires the submission
of changes in voting laws of covered jurisdictions for the
purpose of obtaining clearance of such changes from either
the United States District Court for the District of
Columbia or the Attorney General. The Attorney General
is authorized by Section 12(d) of that Act, 42 U.S.C.
1973j(d), to institute an action to prevent a change from
being implemented unless it has been cleared pursuant to
Section 5. In 1976, the Attorney General interposed an
objection to Mobile's change from at-large elections for
three undifferentiated city commission “places” to at-large
elections for three ‘functional commissioners.
STATEMENT : ;
I. B.U.L.L. Vv. CITY OF SHREVEPORT
A. Procedural History
This action was commenced in March 1974 by black
individuals and organizations in Shreveport, Louisiana.
The complaint, which named as defendants various city and
state officials, charged that the at-large system for the
election of Shreveport's city commissioners impermissibly
* . -4-
diluted black voting strength in violation of the Four teenth
and Fifteenth Amendments. PL2intizes wought GeslAratory and
injunctive relief pursuant to 28 U.S.C. 2201 and 42 U.S.C.
1983, including an order requiring the defendants to submit
a oi dbs plan apportioning Shreveport into five single-
member districts.
Three days of evidentiary hearing were held in May
1974. The hearing was postponed pending resolution of
the question whether a three-judge court was required
to hear the case. In September 1974 the court ruled that a
court of three judges was unnecessary. Two more days of
evidentiary hearing were held in April 1975, On July 16,
1976, the court issued an opinion in which it declared
Shreveport's election scheme unconstitutional. Judgment
was entered July 27, 1976. Defendants appealed.
On December 27, 1976, Blainsitte-aApgelises filed a
motion to dismiss the appeal on the grounds of mootness
and the non-appealability of the district court's order.
This motion was denied by this Court on February 14, 1977.
That same day, the Court ordered the case consolidated with
1/
Bolden v. City of Mobile, Alabama.”
B. Facts
The facts are set forth in detail in the district court's
opinion (pp. 6-16), in appellants' brief (pp. 8-12), and in
appellees' brief (pp. 7-13). Essentially, the evidence showed
1l/ The United States learned only recently that the court had
ordered Nevett v. Sides, No. 76-2951, to be argued in conjunction
with B.U.L.L. and Bolden. Because we did not have sufficient
time to prepare a brief for the Nevett case, this brief
addresses only the B.U.L.L. and Bolden cases.
“5
that Shreveport has functioned under a commission form of govern-
ment since 1910. In 1950 Shreveport adopted a city charter that
continued the basic commission government under which it had been
operating. The charter provides for five commissioners, each of
whom is elected at-large. Each commissioner, including the mayor,
heads one or more of the city's departments. In addition, the
commissioners act as the city's legislators. Most of the
conaleeionsrs! working hours are spent on executive sitters |
Primary elections in Shreveport are governed by Louisiana's
"majority primary law" {La. R. S. 18:358)., Candidates must
run for a designated commissionership, and there is no
residency requirement (other than city residency). There is
no official candidate slating process in TI Poten-
tial candidates usually consult with city leaders before
4/
deciding whether to run.
5/
6/
Although blacks constitute 34% of Shreveport's population, .
Voting in Shreveport is polarized along racial lines.
no black has ever been elected a commissioner. Only one
4
black has run for a commissionership; blacks have been
discouraged from running for office by the inevitability
2/ T.1 59. {T.1 refers to the transcript of proceedings
Tor May 2, 3, and 30, 1975; 7.11 refers to the transcript
for proceedings for April 21 and 22, 1975.)
3 2.1123, 58, 119.
4/ T.I 40, 68, 216.
5 7.1130, 212; T.11 8-11, 157-158, 169-170.
8/ T.11 32.
- 6 =
8/
of defeat. In only a few instances "have blacks been
able to affect the outcome of an election by tipping the
9/
balance in favor of one of two white candidates. However,
the support of black voters is sought by candidates for
10/
the office of city commissioner.
11/
Housing in Shreveport is racially segregated.” 0il-
base streets in black neighborhoods are permitted to lapse
12/
into disrepair; drainage in black areas is poor. Police
protection and garbage collection in the black community
13/
are unsatisfactory. The city has failed to provide
. 14/
adequate low-cost housing for blacks.
8/ T.1-2), 150-131,
9/ P.1 6l.
xo/ T.1.37, 215,.227; 7,11 100-101, ‘120, 201.
11/ Deposition of Professor Karl E. Tauber.
12/ T.I 11-12, 80, 92, 100-101, 104-106, 176. However, the
city recently allocated $500,000 for the improvement of
drainage in black neighborhoods. T.I 66, 94, 220; T.II
325, 215,
13/ T.1 49, 64, 115-116, 142, 149, 169-170, 179, 183,
203-205; T.II 112.
14/ T.I 162-163, 193-196.
Hk, Ti
The city's record in minority employment is poor, and
only recently have blacks been appointed to official
committees under the city commit 85.9 per cent of
all nynek lotiv employees earn less than $6000 a year,
while only 18.7 per cent of all white city employees earn
less than that amount. 82.7 per cent of all black city
employees are classified as “service maintenance,” the
city's lowest job classification; only 13.7 per cent of all
white employees are. so tasetbist in
Blacks in Shreveport have been the victims of official
racial discrimination in the voting Srocess. 1H addition,
under state statutes and local ordinances, they Have
been required to attend segregated schools and to. use
segregated public accommodations, recreational facilities,
: 18/
conveyances, restrooms, and water fountains. .
i5/ 7.1 65, 112-113, 115, 134, 153-154, 225: 2.11 35-40.
Yeé/ 7. 11 40.
17/ T.1I 73-74; answers to interrogatories of J. Stanley Pottinger,
Assistant Attorney General, Civil Rights Division, United States
Department of Justice.
18/ See, e.g. United States v. City of Shreveport, 210
F. Supp. 36 (W.D. La, 1967), affirmed, 316 F.2d 925
(5th Cir. 1963) (City of Shreveport and its commission
council permanently enjoined from operating racially
segregated rest rooms and dining facilities in the Shreveport
- Municipal Airport).
- 5
C. Opinion of the District Court
The district court found for the plaintiffs. The court
peld that "the commission-council form of municipal government
in Shreveport, requiring thé at-large election of all commissioners,
within the framework of facts and circumstances peculiar to this
city, Her AEN impermissibly to dilute the minority voting strength
of black electors" (Blacks United for Lasting Leadership, Inc..,
{*"B.U.L.L.") v. City of Shreveport, Louisiana, 71 P.R.D. 623,
627 (W.D. La. 1976)).
The court relied principally upon the Supreme Court's
decision in White v. Regester, 412 U.S. 755 (1973). The
court also cited -- as "giv[ing] us insight into the con-
trolling principles of law by which we ... are guided”
(id. at 633) -- two recent cases decided by this Circuit:
Zimmer v. McKeithen, 485 F.2d 1297 (1973) (en banc), affirmed
on other grounds sub nom. East Carroll Parish School Bd. v.
Marshall, 424 U.S. 636 (1976), and Wallace v. House, 515 F.248
619 (1975), cert. granted, judgment vacated and remanded, 425
U.S. 947 AT These cases identified a number of factors
to be considered in determining whether an at-large or
multi-member district voting scheme impermissibly dilutes
minority voting strength in violation of the Equal Protection
Clause. The district court considered each of the
‘relevant factors. Its findings as to these factors are
summarized as follows:
19/ The court stated, "[OJur decision today does not stand
or fall upon the constitutional orinciples axpressed in
Zimmer, but rather upon those announced in White v. Regester,
D.
supra, and authorities there cited.” B.U.L.L., supra, 71 PF.
at 633-634, n.l17.
“GQ w
1. Lack of Opehness of the selitical Process. No
black has ever been elected to the city office in Shzevepdrt.
Only one black has ever run for a Shreveport commissionership.
“[B] lack persons plainly have been discouraged from seeking
office by [the] inevitability of defeat" (id. at 628; foot-
note omitted). The support of black voters is actively
sought by candidates in city elections, and black voters
sometimes have been able "to tip the balance in favor of
either of two white candidates” (id. at 635). The court,
however, did not consider this “the sort of meaningful
access to political processses intended by the Fourteenth
Amendment as interpreted in White [v. Regester]" (ibid.)
2. History of Racial Discrimination. The court
found that "official racial discrimination ... long
[has] affected all aspects of the lives of Shreveport's
black citizens" (ibid.). “Housing in the city remains
almost totally segregated[;] residual effects of past
discrimination linger in public employment[;] [b]lack
voter registration percentages remain lower than proportionate
white registration" (ibid.; footnote omitted).
3. State Policy Underlying Use of At-Large Voting.
Blacks were disenfranchised in 1910 when at-large voting
for city commissioners was instituted in Shreveport.
The court therefore perceived no "tenuous policy" underlying
= “10 —
| 20/
the use of at-large voting (ibid.).
- 4, Responsiveness to the Black Community. The court .
found that “in the past, local officials clearly neglected
their responsibilities to the needs of black persons in
the community. Recreational facilities were completely
segregated and those in black neighborhoods inevitably
were inferior. Blacks were not appointed to committees
and boards of local importance, and the record of black
employment by the city was, and still is shameful. Finally.
governmental services and facilities generally were
disproportionately poor in the black neighborhoods" (id.
at 635-636). |
The court perceived “at least some sincere efforts
to achieve racial fairness in dispensing public benefits”
(id. at 636). Nonetheless, the court ruled, “the record,
in clarion tones, bespeaks many still lingering failures
remaining to be rectified" (ibid.).
5. Enhancing Factors. The court found that “[t]lhe
majority primary law, 'place' requirements, [the] absence
of residency requirements, and racially polarized voting
all have sracerbated the past almost total foreclosure
of blacks from truly effective exercise of the ballot" (ibid.).
20/ There is no “strong state policy," Zimmer v. McKeithen,
supra, 485 F.2d at 1305, underlying the use of the commission
orm of government in Louisiana. State law permits, but
does not require, the use of this type of government. See
Act 302 of 1910.
- 11 -
On the basis of these findings, the court held
that the relevant portions of tie city charter "operate
impermissibly to dilute the. voting power of the city's
black electors in violation of the Equal Protection
Clause of the Fourteenth Amendment” (id. at 636).
The court did not order specific changes in the city
charter. Rather, it required the defendants to submit
within one year proposed revisions to the charter
“to bring it into compliance with the constitutional
principles [it had] articulated" (id. at 637). =
1X. BOLDEN v, CITY OF MOBILE
A. Procedural History
This action was commenced on June 9, 1975, by black
voting-age citizens of Mobile, Alabana, against the City of
Mobile and the three incunBent city conn ssioners in their
individual and official capacitor Shpt elation alleged that
the system of electing the city commission at-large, to numbered
places, discriminated against the black voter minor ity, and
diluted their vote, thus violating plaintiffs' rights under the
First, Thirteenth, Fourteenth, and Fifteenth Amendments, and
21/ The court did not require that the Mayor be elected
from a single-member district. It stated, id. at 636, that
»{o]f course, as Chief Executive Officer of the City,
‘necessarily the Mayor must be elected by voters in an
at-large election city-wide."
22/ R 1. Appellants in Bolden have elected to proceed with a
deferred appendix. Citations here to the record will be
made by the designation “R _;" "Tr. " will signify citations
to the trial transcript. Exhibits will be identified as "Pls.
Ex. mal and “"Defs. EX. RANG by number and, where relevant, page.
TE a
-12 - ;
23/
42 U.S.C. 1973, 1983, and 1985(3). ‘They prayed the court for
a declaratory judgment and an order enjoining further
elections under any plan other than one implementing single-
24/
member districts. After the court denied the defendants’
motion to dismiss for lack of jurisdiction and failure to state
25/
a claim, and motion to strike plaintiffs' prayer for in-
26/ :
junctive relief, the defendants filed an Answer denying
27/
all material allegations of Complaint, including plaintiffs’
class allegations. On January 19, 1976, the district court
certified the plaintiff class, pursuant go mule 23(b)(2),
Fed. R. cio Bl, as "all black persons who are now citizens of
the City of Mobile." 2% |
After extensive discovery, trial was held in July. 1978,
At the completion of trial, prior to entering findings, the
23/ R 1-3. The district court subsequently dismissed plaintiffs’
T1983 claims against the City defendant, and the 1985(3) (conspiracy)
claim against all the defendants, R 171-172.
24/ R 3. | et
25/ R 19-20 (Motion to Dismiss).
26/ R 21-22; Motions denied, R 170-173, November 18, 1975.
27/ R 184-189 (December 3, 1975).
28/ R 333.
A
-l3~
district court asked the defendants fo submit alternative single-
member district mayor-council plans ih case the court should
: 29/
decide in favor of the plaintiffs.” The. plaintiffs submitted
a nine single-member district plan but "the defendants chose
| | 30/
not to avail themselves of this opportunity." Thercfore, the
court requested and received recommendations from the parties
for three persons to constitute a committee to draft and recommend
3Y/
to the court a complete mayor-council plan. - On October 6, 1976,
the court appointed the three-man committee and asked them to
: ; 32/
complete their recommendation by December 1, 1976. On October
: 33
22, 1976, the district court entered judgment for the ovlaintiffs,”
ordering that the August 1977 city elections be conducted and
council members elected from nine single-member districts pur-
suant to a detailed plan yet to be adopted. Defendants filed a
| 34/ :
notice of appeal on November 19, 1976. = On March 9, 1977, the
district court entered its remedial order spelling out the plan
35/
for a new form of government and elections. Because there was
doubt as to the finality of the court's October 22, 1976, judg-
36/
ment, defendants filed a second Notice of Appeal, March 18, 1977+
29/ Pr. 1415 (July 21, 1976). Plaintiffs had already submitted
plans pursuant to the pre-trial order (id., 1414-1415). N
30/ Bolden v. City of Mobile, Alabama, 423 F. Supp. 384, 404
(S. D. Ala. 1970).
31
/: Ibid.
543-544 (Langan, Outlaw, Buskey).
604-606.
R
R
34/ B® 613,
R 622-627.
R 681. Appellees' brief (footnote continued on next page)
- 14 -
Me oY,
B. Facts
In Alabama, the form of government olch city must
(or may) adopt is prescribed by state law. Between 1844 and
1911, Mobile most often functioned under a "hybr id" system of
at-large coutiol Inentand aldermen elected from multi-member
Sistrintinl The three person commission-type municipal government
was adopted in 1911 by Ala. Act. No. 281 (1911)(at p. 330).
The system requires each commissioner-candidate to run for a
numbered post and win a majority in a non-partisan election
(without first winning a primary). There are no residency re-
quirements other than residency in the City of sopiiel
While elections to the city commission have always been
at-large to numbered posts, it was only in 1965 that specific
40/
functions were assigned to each post by statute. After this
(footnote continued from previous page) informs us that on
April 7, 1977, the district court granted the Commissioners’
application for a stay pending appeal, and that a motion to
dissolve that stay is pending in this Court, brief, pp. 6-7.)
37/ The facts are spelled out in the district court's opinion,
423 F. Supp. at 386-394, and in the appellees' brief at pp. 7-24.
38/ See, generally, appendix A to appellants’ brief, outlining
the history of Mobile city government.
39/ 423 F. Supp. at 386-387.
40/ 423 F. Supp. at 386.
-15 ~-
action was commenced, the City of Mobile submitted Act 823 of
(
Alabama (1965), instituting functional posts, to the Attorney
: 41/
General pursuant to Section 5 of the Voting Rights Act of 1965.
On March 2, 1976, the Attorney General (per Assistant Attorney
General Pottinger) interposed an objection to the change on the
42/
ground that it tends to lock in the use of at-large elections.
ee«[Ilncorporating as it does the
numbered post and majority vote features,
and in view of history of racial discri-
mination and evidence of bloc voting in
Mobile, we are unable to conclude... that
section 2 of Act No. 823 will not have the
effect of denying or abridging the right
to vote on account of race or color. 43/
The objection letter explicitly noted that the move to functional
RE, would make it impossible for the city to change to single-
member district voting, as it would be inappropriate to give
one segment of the city exclusive right to elect, €.g9., the
commissioner of sotice. vo suit has been brought in the
District Court for the District of Columbia +0 challenge this
objection.
It is undisputed that the commission form Bs eanent was
adopted in what the court labeled a "race proof" context because
the 1901 Alabama Constitution had already disfranchised blacks.
41/ R 472-477.
"42/ R 478-481.
43/ R 479.
44/ Ibid.
45/ 423 PF. Supp. at 397.
“16 ~
Plaintiffs' historical expert, Dr. McLaurin, however noted
that: (1) the reformers who brought about the commission form
of government to end "corruption" identified corruption with the
black vote; (2) they were aware that at-large elections would
diminish the impact of any potential future black vote; and,
(3) blacks, in any event, were excluded from the decision to
46/
adopt ehts form of city government.
The city has had the option to discard the commission
form of government by referendum but, under state law, the
available alternatives have been a return to the pre-1911
system or adoption of the so-called "weak" mayor-council
system. ¥ Referenda to change the form of government in
Mobile rejected those options in 1963 and 1973.2
As a practical matter, the power to pass or veto bills
modifying the form of city government resides in the city's
delegation to the State Legislature. Mobile has three senators,
any one of whom can veto proposed local legislation under
the existing courtesy rule. A majority of Mobile's
46/ Tr. 21-25, 38. The district court made an explicit finding
as to the second of these points, 423 PF. Supp. at 397: "A
legislature in 1911 ... should reasonably have expected that
the blacks would not stay disfranchised. It is reasonable to
hold that the present dilution of black Mobilians is a natural
and foreseeable consequence of the at large election system
imposed in 1911."
47/ See, generally, 423 F. Supp. at 404; Edington dep. (Pls.
Ex. 98), pp. 41-43, 68. :
48/ vr. 335, 734, 737: Ple. Ex. 98, p. 41,
- 17 =-
eleven-menmber House delegation can prevent a local biil
from reaching the floor for debate.
After this suit was filed, a bill was introduced to the
State Senate to make a strong mayor-council Soeted an option
the City of Mobile could adopt by referendum. It would provide
for an at-large-elected mayor, seven council members from
sinalemenbet Alek tots; and two council members at-large.
The pill has been held up by the "veto" of a single state
senator. At a meeting of civil leaders, a white Moble
leader expressed the view that this bill threatened
“majority" rule. 2Y Similar bills have been intro-
duced calling for single-member district elections for
county commission and county school board. Black state
49/ 423 F. Supp. at 397.
50/. Tr. 726-736 (Roberts); see, also, Pls. Ex. 98, p. 30.
--18 ~
representative Cain Kennedy testified that-the question most
often raised in opposition to both wag: how many blacks
| 51/ :
might be elected.
Blacks constitute approximately 35.4% of Mobile's popalation
of over 190,000. 22/ he black percentage of the City's voting
age population is 318.2 The percentage of registered voters
who are black is even Yovor 2 sn black turnout regularly
lags behind the already low white A, ad
Extensive evidence was introduced to show the degree to
which voting in Mobile has been polarized along racial lines.
. Plaintiffs made use of the correlation analyses done by defen-
56/
dants' expert, Dr. Voyles, .in his doctoral dissertation,” and
: 51/
correlation studies by their own expert, Dr. Cort B. Schlichting.
s
51/ Kennedy dep. , Pp. 28-29, See, also, 423 F. Supp. at 397.
52/ 423 F. Supp. at 386.
53/ U.S. Bureau of the Census, Census of Population Charac-
teristics, Final Report PC(l)-B2, Alabama, Table 24.
54/ 423 F. Supp. at 386; 89% of the voting age white population
1s registered, but only 63.4% of the black voting age population
is registered.
S5/ Pls. Exs. 3 through 5.
56/ Pls. Ex. 9, “An Analysis of Mobile Voting Patterns,
1948-1970."
51/ Tr. 92-194 and Pls. Exs. 10-53.
-19 -
The basic scheme of these correlation analyses is as follows:
if there are two wards, one 100% black and the other 100%
white, and 100% of the vote in each goes to opposite candidates,
the correlation between race and voting would be 1.0 and race
would account for 100% of the voting behavior. No candidate
ever produces such a correlation, of course, if for no other
reason than that no ward is 100% black or white. Any correlation,
city-wide (or county-wide) over .7 is statistically Re
By an accepted mathematical formula, a "Pearson's R" (like .7)
3 59 /
accounts for 49% (R ) of the voting behavior. =~
‘ The career of Joe Langan, white, long time finance commissioner
long identified with black interests, furnished the only significant
data with respect to city commission elections, for no blacks ran
for city commission until 1973, and then, as minor candidates.
Langan ran for the commission and won in 1953 and thereafter,
every four years until he was defeated in 10892 besos ing to
Voyles' tables and analysis, Langan began as a New Deal Democrat
who won, at first, with a coalition of the white and such black
vote as arated Beginning in 1961, a polarization became
apparent between the lower and lower middle class black wards on
: 62/
the one hand and the equivalent-class white wards.
58/ See e.g., Tr. 159 (Schlichting).
S59/ Pls, Ex. 9, Ch. 1V.
60/ See Pls. Ex. 9, pp. 82-99,
61/ 1d. at pp. 82-84 and table at p. 87.
62/ 1d. at pp. 91-93; in 1961, Langan won 94.31% of the yote in
Fhe lower-black wards and 91.30% of the lower middle black; the
overall correlation was .71 for race.
- 20 ~-
; 63/
The gap widened with each successive election, so that in
1969 he won 94.39% of the vote in the lower-middle black wards
but 34.35% in the lower-middle white wards, for an overall
64/ :
correlation of .91. Campaign literature openly identified:
Langan with the so-called "bloc vote" (a code for blacks)
and with John LeFlore, well known black leader in Mobile. hg
One flier, challenging the voters: "Bloc Vote or Youz",
lists five ways in which the bloc vote is obtained, e.g...
favoring integration and open housing, and using terms of
66/
respect when addressing blacks.
At trial, there was considerable debate regarding the
role played in the 1969 Langan defeat by the unusually low
67/
black turnout. No one, however, disputed that this election
’,
represented the high water mark of racial polarization.
(o)
]
bi
o,
3 See, id., pp. 93, 99,
oN
~N
4 Id., p. 99; Pls. Ex. 53.
65/ Pls. Bx. 61, po. 48, (ad): 55 (flier); 49
{political ad); 56 (flier); 58 (flier); 59 (flier).
66/ Id., p. 56. The flier also lists black ward votes for
Langan in the past. 9
67/ Tr. 295-305 (Langan); 481-482, (Voyles).
- 21 -
Indeed, the winners in the 1969 city commission race,
68/
generally, carried no black wards, and though Langan carried
some white wards, he failed to carry any group (e.g., lower,
69/
lower-middle) of white wards.
In 1973, by contrast, blacks ran for two of the three
city commission slots. They were relatively unknown and
underfinanced, and garnered relatively few votes even in the
predominantly black wards. On the other hand, they received
70/
their only votes in the black wards. Race was not manifestly
‘a factor in 1973 as between the white candidates. Doyle had run
unopposed. Mims had prevailed without a run-off, with a Pearson's
71/ : : 72/
R of .71, and Greenough beat Bailey with a Pearson's R of .59.
The black vote, however, went more heavily to loser Bailey than
73/
winner Greenough.
68/ Tr. 460 (Voyles).
69/ Tr. 491 (Voyles).
70/ Pls. Exs. 48 and 53 (Taylor's R); Pls. Ex. 47
(Smith's R). Cooper dep., Pp. 15 (Pls. Ex. 99).
11/ Pls. Ex. 53, (Voyles' Pearson's R).
12/ Pls. Ex. 53, using Voyles' data. . Pls. Ex. 46
shows a correlation of only .51.
73/ Defs. Ex. 29; Tr. 1133-1134.
om 22 -
The city commission races of 1961 and 1965 other than
the ones trvolving Langan show only moderate correlations
between voting and race, at least by compar ison to the Langan
races. The only consistent feature is that the majority of
| 74/
the black vote went to losers.
Significant correlations between race and voting appeared,
however, in five county school board primary run-off
: : 75/
elections in 1962, 1966, 1970, 1972, and 1974. In four of these
elections, a black candidate ran against a white. In the fifth,
the 1972 race, a white woman, Koffler, who was highly identified
with desegregationist interests, was defeated by a white man
with opposing stevens The highest correlation was that in 1966,
where a black, Russell, lost to 2 White fa a contest polarized
.96 by race.
Finally, in 1972, Langan made a run for the Democratic
nomination for County Commission, and lost in a run-off in
18/
- a heavily polarized vote (.86). As in 1969, Langan's opposition
publicized in detail the candidate's popularity with the “bloc
74/ Defs. Ex. 33; Pls. Fxs. 9 and 53. Note that Voyles'
findings of high correlations by race are offset by almost
equal correlations based on income. Schlichtings' correla-
tions for Mims v. Luscher (Pls. Exs. 16 and 18) is only .6753.
15/ Pis.:Px."10, 18, 34, 36, and 52.
76/ Tr. 374-378 (Koffler).
17/ Pls. Ex. 19.
-18/. Pls. Ex. 43.
- 23 =
vote," his identification with John LeFlore's Non-partisan
72/
Voting League, and his anti-Wallace stances in the 1960s.”
Ca " 80/
There was no.black boycott in this election, though the
81/
black turnout was very low.
No black or candidate identified with blacks (other than
Langan) has ever won an at-large election in the City or Ccunty of
82/ :
Mobile™ and many witnesses, black and white, testified that they
83/
believed it would be futile for a black even to attempt to run.
Moreover, witnesses experienced in local politics indicated that
while Non-partisan Voting League (i.e., black) endorsement could
be helpful to a sandidater te conspicuous black support has
been and will continue to be a "kiss of death" to a Gantt iat
Blacks can be, and were elected to the State Legislature after
single-member districts were introduced, but even as late as
1974, black candidate Buskey lost to a white in a closely con-
tested, highly polarized State Senate race. This campaign, like ~
, B86/
others before it, featured racially oriented publicity.
79/ Pls. Ex. 61, pp. 10, 14, 16.
80/ Tr. 311.
8l/ pris. Ex. 3.
82/ State legislature elections were alsc at-large until Sims
Vv. Amos, 336 F.Supp. 924 (M.D. Ala. 1972).
83/ Pr. 209-210 {Bolden):;237, 246-7 (Buskey) ; 410 (Hope); 594
{Alexander); Pls. Ex. 98, p. 38; Tr. 566-567 (Wyatt).
84/ Tr. 213-214 (Bolden); 275 (Buskey); 567 (Wyatt); 322-323
(Langan).
85/ Tr. 141, 193 (Schlichting); 460-463 (Voyles); 227-230, 235-6,
253 (Buskey); Edington dep., pp. 8, 10, 15-17; Kennedy dep., Ppp.
8-11, 20. i 3
86/ Tr. 223-229, 236 (Buskey, re Buskey-Parloff campaign).
The district in question is evenly divided between black and
white with blacks possibly having a slight majority, Tr. 226.
- 34
It is undisputed that between the turn of the century and
1965, blacks suffered from extensive official .and unofficial
discrimination and ‘intimidation, inhibiting their rights
to vote. This history is reviewed in the district court's
opinion and need not be repeated here.
In addition, the city government of Mobile has been unresponsive
to the interests of blacks. Desegregation of such public facilities
as public transportation, the golf course, and the airport, have
all been achieved by federal court ot8eis 2 sintunt in, it required
a federal suit to end Pacial discrimination by the police depart-
parti a City had segregated fire departments until the late
1960's, and at the time of trial, of 439 firemen, 27 were b1ack="
The City's EEO-4 reports to the federal Sevdpnneni sho that
blacks represent about 26% of the City's work force, but they
are heavily concentrated in the lowest service and maintenance job
categories.
87/ 423 Pp. Supp. at 387, 393.
88/ 1d. at 389.
89/ 1bid. {Allen v. City of Mobile, 331 PF. Supp. 1134 (Ss. D.
Ala. I971), B2cTq., 408 F.2d 122 (oth Cix. 1972), cert. denied,
412 U.S. 909 (1973)).
90/ Tr. 1403-1405 (Edwards).
91/ As analyzed in Pls. Ex. 73.
- 25 -
Blacks have minimal representation on the many boards
and committees appointed by the Commission to help run the |
city, amounting to about 10% of the total membership at the
time of WORE a on many of these boards requires
a certain technical expertise or skill. Yet, Commissioner Mims,
on Cross examination, said that the commission limits the field
from which such appointments are made even when not required by
statute to do so. Moreover, in most instances, he was able to offer
no explanation for the absence of blacks from boards, and denied
believing there were no blacks qualified to sete ln, one in-
stance, that of the now-defunct citizens advisory committee
on the Donald Street Freeway, Mims testified that the large black
representation was probabably due to federal regulations regarding
board membership in federally assisted highway oregon
In 1973, the local NAACP complained to the United States
Department of Treasury that federal revenue sharing
92/ Pls. Ex. 64.
93 Tr. 942-997.
94/ Tr. 948-949 and Pls. Ex. 103.
- 26 ~ :
lh
; 95/
funds were being allocated in a discriminatory fashion.
The Office of Revenue Sharing (ORS) made an investigation, and
reached the conclusion that there were a number of inequities in
the allocation of revenue sharing funds, particularly in park im-
provements, paving, resurfacing, drainage, and swimming pools.
After. considerable negotiation, ORS was satisfied that Mobile
had rectified the inequities, or at least had made commitments
to doing 0.”
In the spring of 1976, two major racial incidents
occurred. | One was a “mock lynching” of a black burglary
suspect carried out by a group of policemen; the second
was an outbreak of cross-burnings. The speed with which the
city rdacted to the first of these was a matter of debate
ria Police Commissioner Doyle advised that while
he deplored such activities, he felt he had no obligation
to say so publicly. 2%/ Public Works Commissioner Mims
testified that he, too, deplored cross-burnings, thought people
could do what they pleased on their own property, and would not
95/ Pls. EX. 111 *“D."
96/ Pls. Ex. 111 "X" (January 1974 letter).
97/ Tr. 7155-761, 794-805 (Doyle). The district court concluded,
423 F. Supp. at 392, that the city's reaction was “timid and
slow.”
98/ Tr. 767-768, 804-806.
. i JT
oppose an ordinance to probibit burning anything, crosses or
199/ of
trash, on public property. The district court concluded, 423
(
F. Supp. at 392:
The lack of reassurances by the city commission
to the black citizens and to the concerned white
citizens about the alleged "mock" lynching and
and cross burnings indicates the pervasiveness
of the fear of white backlash at the polls and
evidences a failure by elected officials to take
positive, vigorous, affirmative action in matters
which are of such vital concern to the black people.
C. Opinion of the District Court
On October 21, 1976, the district court entered detailed
findings of fact and conclusions of law, now reported at 423 F.
Supp. 384. Following the lines of factual and legal analysis
prescribed by White v. Regester, supra, and this Court's opin-
jon in Zimmer v. McKeithen, supra, the court found:
1. The history of racial discrimination in Alabama
generally, and Mobile, specifically, combined with polarization
of the vote along racial lines and the at-large structure of
city elections have left blacks with no reasonable expentaLion
of electing blacks or persons identified with plack interests
to the city commission, and have discouraged qualified black
candidates from entering city commission races, 423 F. Supp.
at 389, 393, 39%;
2. The Mobile City Commission has been and continues to
be unresponsive to the needs of black citizens. This has
manifested itself in the city's resistance to desgregation of
public employment and public facilities, reluctance to ap-
point blacks to the City's governing committees, and making
99/ Tr. 1021-1022.
- 28
only a “sluggish and timid response" (id. at 392) with respect
to cross-burnings, police brutality, and other issues of par-
ticular concern to the black community, id. at 389-392, 400;
3. The potential for dilution of the black vote is enhanced
by the size of the city as a multi-member district, lack of a
residency requirement (other than city residency), and the majority
vote requirement for each place on the city commission, id. at
401-402;
4, State law has evidenced no strong preference for
commission government, id. at 393, 400-401.
On the basis of these findings, the district court
concluded that, id. at 402,
«..[Tlhe electoral structure, the multi-
member at-large election of Mobile City
Commissioners, results in an unconsti-
tutional dilution of black voting strength.
It is “fundamentally unfair," Wallace [v.
House], 515 F.2d [619,] at 630 [vacated
on other grounds, 425 U.S. 947 (1976)]
and invidiously discriminatory.
The court also held, as a matter of law, that the Supreme Court's
decision in Washington v. Davis, 426 U.S. 229 (1976), had not
overruled, superseded, or modified the standards for proving unlaw-
ful dilution set forth in White, supra, Zimmer, supra, or Whitcomb
v. Chavis, 403 U.S. 124 (1971), and that initial discriminatory
purpose is not an essential element in dilution. See, generally,
423 F. Supp. at 394-399. Alternatively, the court found racial
motivation in the perpetuation of the at-large commission system
to have been adequately demonstrated, id. at 391.
- 29 -
INTRODUCTION AND SUMMARY OF ARGUMENT
i :
100/
These cases resent. for the first time in this Circuit
the question of the validity of the use of the commission
form of municipal government in circumstances where other
at-large systems of representation would unconstitutionally
dilute the black vote. The violation here is not the fusion
of legislative and executive functions, but the maintenance
of a system which deprives blacks of an equal chance for
legislative representation on the commission. The rationale
of the decisions below does not foreclose cities such as
Mobile and Shreveport from maintaining some of the attributes of
a commission system of government, so long as blacks are
not effectively frozen oul of the legislative body. Since
no such system has been proposed by the defendants here, these
are not appropriate cases in which to explore the possibility
of adapting commission government so as to eliminate dilution.
It is, however, important to leave open that possibility, to
be considered in other cases, in the remedy proceedings in the
Shreveport case, or in evaluating any future Mobile plan. The
remedy must be directed at eliminating unlawful dilution,
not at eliminating commission government.
100/ The Court of Appeals for the Seventh Circuit has held
that a state's interest in maintaining the commission form
of government does not justify otherwise unconstitutional
dilution of the black vote. Kendrick v. Walder, 527 F.2d
44 (Ith Cir. 1975).
-30-
II
In our view, the decisions of the courts below should be
affirmed. Both courts properly interpreted the principles of
White v. Regester, supra, and correctly applied those principles
to the facts before them.
: The district Sours found: that blacks lacked effective
access to Shreveport's and Mobile's political processes;
that blacks in both cities suffered from the effects of
extensive official racial discrimination; that officials
in both cities were unresponsive to the interests of blacks
in employment and other areas; and that the cities' majority-
vote requirements, “place” requirements, rand the lack of |
residency requirements (other than city residency) had
the effect of minimizing black voting ESOT. These findings
are supported by substantial evidence and are not clearly
erroneous. Therefore they may not be set aside on appeal.
Rule 52{x), FP. Re. Civ. Pu.
The findings of the district courts are sufficient
to establish violations of the Equal Protection Clause of the
Four teenth Amendment, as interpreted by the Supreme Court in
White v. Regester, and of the Fifteenth Amendment. The facts
of these cases are closely analogous to the facts of White
Vv. Regester, in which the Court held unconstitutional multi-
member district plans for Dallas and Bexar Counties, Texas,
and are different from the facts of Whitcomb v. Chavis, supra,
| m3 Lm
in wich the Court upheld the use of a multi-member district
for Marion County, Indiana. Moreover, the facts of the
instant cases are similar to those of several other cases
in which this Court has held that at-large or multi-member
district voting schemes unconstitutionally dilute minority
voting strength. The district courts did not base their de-
elsions on the mistaken notion that racial minorities have a
right to proportional representation. Rather, the constitutional
violation lies in maintaining a form of representation which
perpetuates the effects of past official racial discrimination
and which maximizes the adverse impact of private racial bias.
Because the conclusions of the district courts represent "a
blend of history and an intensely local appraisal of the de-
sign and impact" of the at-large plans in question, they are
’s
entitled to special deference frcm this Court. White, supra,
412 U.S. at 769-7740.
111
The district courts were correct in not requiring
plaintiffs to demonstrate that the voting plans in
question were adopted with an intent or purpose to
discriminate against blacks. The test is whether
“designedly or otherwise" an at-large or multi-member
plan operates to minimize or cancel out minority
=32-
|
voting strength. In .neither White v. Regester nor Whitcomb v.
Chavis aid tne cupreme Court say that the Equal Protection
rs-wce Of the Fourteenth Amendment resuires proof of official
racial intent in cases such as these. Neither Washington v.
Davis, supra, nor Village of Arlington Heights v. Metropolitan
Housing Development. Corp., 45 U0.S.L.W. 4073 (U.S. Jan. 11, 1977),
dealt with at-large or multi-member district plans. Neither
case made any reference to White v. Regester, Whitcomb v.
Chavis, or any lower court decision dealing with such
voting plans. In these circumstances, Washington v. Davis
and Arlington Heights cannot properly be interpreted as
overruling or modifying the White and Whitcomb criteria.
. In several decisions rendered after Washington v. Davis
and Arlington Heights, this Court has ruled that the,
White standards, as interpreted and applied by the Court
in Zimmer v. McKeithen, supra, still govern in this
Circuit,
| Even if the Equal Protection Clause of the Fourteenth
Amendment does require proof of racial intent in the enactment
of an at-large or multi-member district plan, the Fifteenth
Amendment does not. Washington v. Davis and Arlington Heights
. apply only to violations of the Equal Protection Clause, and
the Supreme Court has never held that proof of racial effect
“33
ir
is insufficient to establish a Fifteenth Amendment violation.
That proof of official racial purpose is not required under
the Fifteenth Amendment is supported by Congress's determination,
in enacting Section 5 of the Voting Rights Act, that it can
implement the Fifteenth Amendment by proscribing laws which have
the effect of ony lng or abridging the right to vote on account
of race, regardless of the purpose or sotive behind such laws.
Even if proof of racial purpose is required by both
the Fourteenth and Fifteenth Amendments, such purpose may
be inferred from the facts of both the instant cases. Direct
evidence of racial purpose is not required; rather, racial
purpose may be shown by circumstantial evicence. forsover , such
purpose need not be present in the enactment of the voting
plan under review. Findings of cur posstul maintenance of the
discriminatory scheme - such as those made in both the instant
cases - are sufficient to establish the‘requisite discriminatory
purpose. When plaintiffs establish - as they did in the instant
cases - the White v. Regester factors of past discrimination,
racially polarized voting, and the present unresponsiveness
of elected officials, they have made a sufficient showing
of invidious racial purpose under the criteria of Washington
v. Davis and Arlington Heights, supra. An at-large voting
‘plan, itself racially neutral, is unconstitutional if it
carries forward intentional and purposeful discriminatory denial
of access to the political process.
asa
IV
~ The orders of the district SOUL LY 2s to relief
were! vell within the courts' broad remedial powers.
The structure of the cities' governments is not inmone
from federal judicial review and must give way to the re-
quirements of -the Constitution. In Mobile, the district
court was forced to design an interim plan after the defend-
ants failed to respond to the opportunity to submit their
own proposals. In Shreveport, the precise contours of. the
remedy have not yet been established. The cities' attacks
upon the relief granted by the courts below, essentially
pleas that no relief at all should have been granted, are
without merit.
- 35 =
ARGUMENT
I
THE DISTRICT COURTS CORRECTLY HELD THAT THE AT-LARGE
SCHEMES FOR ELECTING CITY COMMISSIONERS IN SHREVEPORT
AND MOBILE IMPERMISSIBLY DILUTE BLACK VOTING STRENGTH
IN THOSE CITIES
A. The courts below correctly applied the principles
of White v. Regester. 32
White v. Regester teaches that at-large or multi-member
district voting plans are not per se unconstitutional. Such
plans, however, may violate the Constitution, if they "are
being used invidiously to cancel out or minimize the voting
strength of racial groups,” 412 U.S. at 765. "The plaintiffs’
burden is to produce evidence to support findings that the politi-
cal processes leading to nomination and election were not equally
open to participation Be the group. in question ~-- that its members
had less opportunity than did other residents in the district to
participate in the political processes and to elect legislators
of their choice." White v. Regester, supra, 412 U.S. at 766,
citing Whitcomb v. Chavis, supra, 403 U.S. at 149-150.
To determine whether an at-large or multi-member
district voting plan unconstitutionally dilutes minority
voting strength, a court must consider a number of factors.
Compare White v. Regester with Whitcomb v. Chavis. This
Circuit, en banc, discussed these factors in Zimmer v.
McKeithen, 485 F.2d 1297 (1973), affirmed on othér grounds
sub nom. East Carroll Parish School Board v. Marshall, 424
“36-
: 101/
U.8. 636 (1976). The Court stated:
The Supreme Court has identified a panoply
of factors, any number of which may contribute to
the existence of dilution. Clearly, it is not
enough to prove a mere disparity between the
number of minority residents and the number of
minority representatives. Where it is apparent
that a minority is afforded the opportunity to
participate in the slating of candidates to
"represent its area, that the representatives
slated and elected provide representation respon-
sive to minority's needs, and that the use of a multi-
member districting scheme is rooted in a strong state
policy divorced from the maintenance of racial
discrimination, Whitcomb v. Chavis, suora, would
require a holding of no dilution. Whitcomb would
not be controlling, however, where
the state policy favoring multi-member
or at-large districting schemes is rooted
in racial discrimination. Conversely,
where a minority can demonstrate a lack of
access to the process of slating candidates,
the unresponsiveness of legislators to their
particularized interests, a tenuous state
policy underlying the preference for multi-
member or at-large districting, or that the
existence of past discrimination in general
precludes the effective participation in
the election system, a strong case is made. - ,
Such proof is enhanced by a showing of
the existence of large districts, majority
vote requirements, anti-single shot voting
provisions and the lack of provision for .at-
101/ The district court in the East Carroll litigation adopted
a reapportionment plan calling for the at-large election
of members of both the police jury and the school board of
East Carroll Parish, Louisiana. In Zimmer, this Court
reversed, finding clearly erroneous the district court's
ruling that at-large elections would not dilute black
voting strength in the parish. The Supreme Court affirmed,
“but without approval of the constitutional views exvressed
by [this Court] ," 424 U.S. at 638. The Supreme Court ruled
that the district court had erred under Connor v. Johnson,
402 U.S. 690 (1971), in endorsing a multi-member plan.
Connor requires federal district courts to give preference
to single-member districts when devising reapportionment
plans to replace invalid state legislation. Since the
Supreme Court did not reach the constitutional issue, its
affirmance in East Carroll indicates neither approval
nor disapproval of the constitutional views expressed by
this Court in Zimmer.
| 57
ir
large candidates running from particular -
geographical subdistricts. The fact of
dilution is established upon proof of the
existence of an aggregate of these factors.
The Supreme Court's recent pronouncement in
White v. Regester, supra, demonstrates, however,
“that all theses factors need not be proved in
order to obtain relief. (485 F.24 at 1305;
footnotes omitted.)
This Court reiterated these principles in Wallace Vv.
102/
House, supra, 515 F.2d at 623. See also Kirksey
v. Supervisors of Hinds County, Mississippi, No. 75-2212,
(5th Cir., decided May 31, 1977) (en banc). In our view,
"this language is a correct explanation of the principles
of White v. Regester and Whitcomb v. Chavis.
102/ In Wallace, the district court held that the at-large
scheme for the election of the five aldermen in Ferriday,
Louisiana, unconstitutionally diluted black voting power.
. It ordered the implementation of a plan calling for the
election of the aldermen from single-member districts.
This Court reversed, holding that the lower court should
have ordered the implementation of a plan proposed by the
city providing for the at-large election of one of the
five aldermen. The Supreme Court vacated this Court's
judgment and remanded the case "for further consideration
in light of East Carroll Parish School Board v. Marshall ..."
(see note 101, supra). Thus in Wallace the Supreme Court
took issue with the form of relief sanctioned by this
Court, not with the constitutional principles it had
articulated. See Wallace v. House, 538 P.24 1138 (5th Cir.
1976). In cases decided after the Supreme Court's actions
in East Carroll and Wallace, this Court has held that the
constitutional principles of Zimmer still apply in this
Circuit. See Paige v. Gray, supra, 538. P.24 at 1110-1111 n. 4;
McGill v. Gadsden County Commission, 535 F.2d 277, 280 (1976);
Nevett v. Sides, »33 F.<a 1361, 1364 (1976). ‘This panel, there-
fore, is bound by the en banc decision in Zimmer. Cf. Vandenades
v. United States, 523 F.2d 1720, 1223 {3th Cir. 1975); Atlantis
Develooment corp. v. United States, 379 F.24 818, 828 (5th Cir.
1967).
«33.»
With due regard for those standards, the district
courts found that blacks lacked effective access to
Shreveport's and Mobile's political processes; that
blacks had long suffered from, and continued to suffer
from, the effects of extensive official racial discrimina-
tion The courts also found that the city officials in
Shreveport were unresponsive to the interests of blacks,
particularly in the areas of housing and employment, and Ehak
in Mobile, the city commissioners had been unresponsive to
black interests in employment, appointments to boards and
desegregation of public facilities. The Bolden court further
found that the Mobile city commissioners' “sluggish and timid"
(423 F. ‘Supp. at 392) response to racial incidents in 1976
demonstrated the “low priority given to the needs of black
citizens..." (ibid.). In addition, both courts found that the
cities’ majority-vote requirements (majority primary, in
Shreveport), "place" requirements, and lack of residency
requirements for candidates for city commissioner operated to
103/ The district court in B.U.L.L. did not cite any statistics
In support of its statement that black voter registration per-
centages remain lower than registration percentages for whites,
and the record does not appear to contain such statistics.
However, proportionately lower black voter registration is less
significant in a case such as this, where blacks constitute a
minority of the population, than in a case such as Zimmer v.
McKeithen, supra, where blacks constituted a majority of the
population, but a minority of the registered voters. Where
‘blacks constitute a distinct population minority, it is unlikely,
given racial bloc voting and an at-large system, that they will
be able to play a decisive role in any election even if the
percentage of blacks who are registered voters equals the
. white percentage.
- 30
submerge black voting strength. Those findings are
sufficient, in both cases, to sSeppont the con-
clusion that the at-large schemes «in Shreveport and Mobile
were "formulated in the context of an existent intentional
denial of 53688 by minority group members to the political
process, and ... perpetuate that denial." Kirksey v.
Board of Suvervisors of Hinds County, supra, slip. op. p. 9.
The facts found by the district courts in these
cases are more closely analogous to the facts of White v.
Regester than to those of Whitcomb v. Chavis. Facts present
in both White and the instant cases include the following:
(1) a history of official racial discrimination; (2) the
unresponsiveness of elected officials to minority interests;
(3) few or no minorities elected to office; (4) a "majority
primary" law, a "place" rule, and the absence of a residency
requirement. By contrast, in Whitcomb black candidates were
- 40 -~
| 104/
regularly slated by both political parties and on several
occasions were elected (403 U.S. at 150-152 n.30). Moreover,
in Whitcomb elected officials were not shown to be unrespon-
sive to black interests (id. at 155), and there was no history
of official racial discrimination. The facts of these cases
are analogous to those of other cases in which this Court has
found that at-large or multi-member voting schemes unconstitu-
tionally dilute minority voting power. See, £.9.. Wallace Ve
House, supra, 515 F.2d at 622-624; Perry v. City of Opelousas,
515 F.24 639, 641 (5th Cir. 1975); Moore v. Leflore County
Board of Election Com'rs, 502 F.2d 621, 624, 627 (5th Cir. 1974);
Turner v. McKeithen, 490 F.2d 191, 193-197 (5th Cir. 1973):
Zimmer v. McKeithen, supra, 485 F.2d at 1304-1307.
104/ In White v. Regester, supra, the Supreme Court appeared
To base its conclusion that blacks in Dallas County,” Texas,
were denied access to the political process in part upon
the finding that blacks were effectively excluded from
participation in the Democratic Party primary selection
process for that County. 412 U.S. at 766-767. In neither
Shreveport nor Mobile is there a candidate slating process
like that in Dallas County. The absence of a candidate
slating process in the instant cases is not determinative,
however. In holding that Mexican-Americans were excluded
from the political process in Bexar County, Texas, the
Court in White v. Regester made no reference to any
candidate slating process in that county. 412 U.S. at
767-770. Exclusion from a candidate slating process is
therefore not an. essential element. It makes no difference
at which stage of the political process blacks are
excluded. The practical effect is the same, whether they
are denied effective participation in orimary or general
elections. This is particularly true in Mobile, where, as
the district court found, black support for a candidate
could have a negative impact on the candidate's chances
to be elected. 423 F. Supp. at 388, and see p. 44, infra.
- 4] -
With the possible exception of Mobile's brief, pp. 35-43
(addressed in part “B" of this section), the appellants do
nos expressly challenge the district court's factual findings
as clearly erroneous. 10% not clearly cerroneous, they may
not be set aside on appeal, Rule 52(a), Fed. R. Civ. P. The
district courts' conclusions, based upon these findings, are
entitled to deference, "representing as [they do] a blend of
history and ... intensely local appraisal/(s] of the design [s]
and impacts] of [at-large voting in Mobile and Shreveport]
in light of past and present realit[ies], political and
. otherwise.” White v. Regester, supra, 412 U.S. at 769-770.
B. The Mobile court correctly found blacks were
excluded from the political process.
Though it is undisputed that no black candidate has
ever won an at-large election in Mobile, appellants claim that
the district court's ultimate finding of exclusion from the
106/
political process is in error, Brief for Appellants, pp. 1,
105/ Shreveport's discussion of the evidence, Brief, pp. 32-45,
fails to demonstrate that any of the district court's findings are
plainly wrong. Rather, the soundness of the court's factual findings
is illustrated by the discussion at pp. 5-13 of the Shreveport
plaintiffs-appellees' brief.
106/ Since the Mobile appellants take issue with the district
court's ultimate finding, necessarily a combination of fact
and law, the "clearly erroneous" rule probably is inapplicable
here.
- a3
35-43. The basis for this claim ABpasis to be: (1) blacks
have voted in Mobile, particularly ‘since 1965; (2) most
candidates solicit the endorsement:of the Non-partisan Voting
League; and, (3) some candidates for whom some blacks vote
sometimes win. In so arguing, the Mobile appellants fail to
credit the impact of racially polarized-voting when it is
combined with at-large, numbered place elections. |
In Graves v. Barnes, 343 F. Supp. 704, 719, (W.D.
Tex. 1972), aff'd. sub nom. White v. Regester, supra, the
court said:
The underpinning of the apportionment cases is
the Fourteenth Amendment right to an effective
vote within the general constructs of what 1s
essentially a majoritarian system of representa-
tive government [citations omitted; emphasis
added].
Racially polarized voting, by itself, does not necessarily
deprive minorities of fair representation. As the Supreme
Court noted in United Jewish Organizations of Williamsburgh,
Inc. v. Carey, 45 U.S.L.W. 4221, 4227 (U.S. Mar. 1, 1377),
when fair and neutral single-member districts are drawn,
a racial minority may lose in any given district, but
the overall system of representation will generally reflect
fairly the approximate voting strength of majorities and
minorities. Thus, so long as whites controlled a majority of
Brooklyn's legislative districts, whites could not be heard to
complain that they were a minority in the district encompassing
Williamsburgh. Where, as in Mobile, the electoral system,
y implements and encourages racially polarized voting, and sub-
-43-
merges a racial minority in a ‘manner that renders its votes
impotent, the system is, in effect, "state action"
effectuating a racial classification. Cf. Anderson v.
Martin, 375 U.S. 399 (1964). Where there is a history of
racial discrimination and unresponsiveness to black interests
as well as polarized voting, a court may well make the prog-
nosis that the at-large system will perpetuate this adverse im-
pact upon the racial-minority voter. Cf. Kirksey v. Board
of Supervisors of Hinds County, Mississippi, supra.
It should be stressed that this is not a political context
in which there is occasionally an issue upon which voters
divide along racial lines, or a coincidence of black and
working class voting, e.g., Whitcomb v. Chavis, supra. The
White-Zimmer formula is pre-eminently applicable to the sit-
uation in Mobile in which race has demonstrably been, and retains
’
the potential for being, the single most divisive issue.
One indication that this is so is the failure of blacks to
be elected in any city-wide or county-wide election. As the
Graves court said, 343 F. Supp. at 732:
It is not suggested that minorities have a
constitutional right to elect candidates of
their own race, but elections in which minority
candidates have run often provide the best evi-
dence to determine whether votes are cast on
racial lines. All these factors 107/ confirm
the fact that race is still an important issue
in Bexar county and that because of it, Mexican-
Americans are frozen into permanent political
minorities destined for constant defeat at the
hands of the controlling political majorities.
The Mobile appellants' reliance upon the Langan elections
(Brief, p. 42) to show black participation in the political process
107/ The reference is to the preceding pages, 343 F. Supp. at
127-1732.
- 44 - |
is misplaced. The evidence showed, and the district court
found, that Langan's white support diminished as his
black suppor t increased. Indeed, expert testimony tended
to show that black impact on the results of elections
declined in direct proportion to their increase in regis-
tration and turnout because the heavier the black vote, the
greater the "backlash," i.e, the polarization. Nor is this
a matter of mere statistical correlation. The campaign
literature in Langan's 1969 and 1972 campaigns (see pp. 20, 22-23,
supra) demonstrated that nis opposition intended to stimulate
and encourage polarization along racial Lines.
To be sure, there are pitfalls in attempting 0 analyze
the election returns, where both racial and non-racial factors
may be present. But the Mobile appellants have not shown that the
district court's analysis of the Langan elections (432 F. Suppo.
at 388) was clearly erroneous. Nor have they addressed the
defeat, in racially polarized run-offs, of black or black
identified candidates for other at-large posts in the county.
The district court's ultimate finding that blacks are ef-
fectively excluded from the political process rests upon
a firm factual and legal foundation.
108/ The Mobile apvellants say that Commissioner Greenough
“was elected in 1973 on the margin of the black ‘'swing' vote,"
(Brief, pp. 42-43). While blacks can be a "swing" vote when
they vote as a bloc, but the whites do not, in the Greenough-
Balley election (see p. 21, supra), both the black and white
vote split, though more blacks voted for Bailey than for
Greenough. Dr. Voyles offered this election to prove voting
was becoming less polarized (Tr. 1123-1136). .In fact, all the
1973 run-off showed was that neither candidate addressed the
particularized needs of the black community.
- AB
PROOF OF INITIAL RACIALLY DISCRIMINATORY
INTENT IS NOT AN ESSENTIAL ELEMENT IN
CASES CHALLENGING AT-LARGE: VOTING PLANS
AS DILUTING MINORITY VOTING STRENGTH
‘A. The test under the Fourteenth Amendment
: Is whether a scheme, designedly or otherwise,
minimizes or cancels out the voting strength
OF 3 tacial minority.
Defendants—-appellants contend- that the standard
applied by the district courts was incorrect because it
failed to include proof of initial racial motive or intent
as an essential element. But the test is whether "designedly
or otherwise, a multimember constituency apportionment scheme,
under the circumstances of a particular case would operate
to minimize or cancel out the voting strength of racial
or political elements of the voting population." Burns v.
Richardson, 384 U.S. 73, 88 (19606) (emphasis added); Fortson
109/
v. Dorsey, 379: U.S. 433, 439 (1965). The inclusion of the term
“or otherwise" in the standard indicates that a legislative intent
to discriminate is not necessary for a constitutional violation.
This Court itself has repeatedly stated a voting plan is unconsti-
tutional if it "designedly or otherwise" operates to minimize or
cancel out minority voting strength. See, €.9., Panior v.
Iberville Parish School Bd., 536 F. 24 101, 104-105 (1976);
Ferguson v. Winn Parish Police Jury, 528 F. 24 592, 597 (1976);
109/ The Supreme Court in White v. Regester and Whitcomb v.
Chavis omitted the phrase "designedly or otherwise” in de-
scribing the standard. This omission was without significance,
however, because in the subsequently decided case of Chapman
v. Meier, 420 U.S. 1, 17 (13975), the Court described the
standard in the language quoted above, including the phrase
"designedly or otherwise.”
- AB
Wallace v. House, supra, 515 F.2d at 622-623; Bradas v.
Rapides Parish Police Jury, 508 F.2d 1109, 1113 (1975);
Robinson v. Commissioners Court, Anderson County, 505 F.2d 674,
678 n. 3 (1974); Moore v. Leflore County Board of Election
Com'rs, supra, 502 F.2d at 623-624 (1974); Zimmer v. McKeithen,
supra, 485 F.2d at 1304; Howard v. Adams County Board of
Supervisors, 453 F.2d 455, 457-458, cert. denied, 405 U.S.
925 (1372). -
In neither White nor Whitcomb did the Supreme Court state that
proof of a legislative intent or motive to discriminate was
110/
required. The Supreme Court's decision in White v. Regester does
not suggest: that the reapportionment scheme there being attacked was
enacted by the Texas Legislature with improper racial motive
and intent. Rather, the Court discussed the effect of the
reapportionment plan upon minorities in Bexar and Dallas
Counties; the Court found it unnecessary to address the
question whether the plan was racially motivated.
-
110/ In Whitcomb, Justice Douglas, concurring in part and dis-
senting 1n part, stated in an opinion concurred in by Justices
Brennan and Marshall:
A showing of racial motivation is not
necessary when dealing with multi-member dis-
tricts....[Tlhe test for multimember districts
is whether there are invidious effects. 403 U.S.
at. 177.
wi RF -
Following this principle, in Wallace v. House, supra,
this Court sustained the district court's finding that an
at-large system of electing city aldermen unconstitutionally
diluted the black vote. This Court was aware that Louisiana
had a policy favoring at-large aldermanic elections that was
adopted in 1898 without racial motivation, but EEE
fact as irrelevant to a finding of unlawful dilution.
Defendants base their intent argument upon Washington Ve.
Davis, supra and Village of Arlington Heights v. Metropolitan
Housing Develooment Corp., supra. These cases, however, do
not require proof of legislative racial intent in cases
challenging the constitutionality of at-large or multi-
member districts.
In Washington v. Davis the Supreme Court sustained the
use of a pre-employment test which had a disproportionate
adverse impact on black job applicants. In ruling
111/ This Court did, however, consider the long duration of
The policy as a factor leading it to modify the relief
entered by the district court so that one at-large alderman
would remain. Wallace v. House, supra, 515 F.2d at 633-634.
The Supreme Court vacated this modification of relief and
remanded in light of East Carroll Parish School Board v.
Marshall, supra, requiring all sing le-member districts in
court reapportionment absent special circumstances. See
note 102, supra.
=-48-
LJ
the plaintiffs had failed to demonstrate the discriminatory
purpose necessary for a constitutional violation, the Court
112/
cited Wright v. Rockefeller, 376 U.S. 52 (1964), for the
proposition that invidious intent is necessary to demon-
strate a constitutional violation in legislative redistrict-
ing. But the Court did not refer to White v. Regester, supra,
or Whitcomb v. Chavis, supra, the leading cases involving
multi-member districts. And, in citing with disapproval a
number of lower court decisions finding constititutional
violations on a showing of discriminatory effect alone
"(426 u.s. 244-245, n. 12), the Court included no cases
involving at-large voting or multi-member districts,
112/ In Wright v. Rockefeller, supra, plaintiffs alleged that
‘the New York legislature, 1n designing Manhattan's Congressional
district, had deliberately created a.single white Seventeenth
District by drawing peculiarly shaped dividing lines. Plaintiffs,
however, failed to prove that anyone's vote was unlawfully diluted.
On the contrary, intervening black plaintiffs contended that 1n
view of the high degree of residential racial concentration in
Manhattan, any district lines that attempted to diffuse the
voting power of Harlem's non-white population might, itself, be
“dilutive.” Thus, even if the district lines in fact Followed
racially defined neighborhood lines (which the Court doubted),
they were so drawn pursuant either to a neutral or a benign pur-
pose, neither of which make out a constitutional violation. Cf.
United Jewish Organizations of Williamsburgh, Inc. v. Carey, supra.
- 49 -
even though Zimmer v. McKeithen, supra, and many other
; 113/
similar cases had been decided.
In Village of Arlington Heights, supra, the Supreme
Court held that a village's refusal to rezone property
for the construction of racially integrated low and moderate
income housing did not violate the Equal Protection Clause
because the plaintiffs had failed to prove that racially
discriminatory intent or purpose was a motivating factor in
the rezoning decision. In its discussion of the application
of Washington v. Davis, the Court cited Wright Vv. Rockefeller,
but again failed. to mention White v. Regester, Whitcomb v.
Chavis, or any other cases dealing with at-large or multi-
member district voting schemes.
This analysis supports this Court's conclusion in
’
Kirksey, supra, (slip op. p. 19), that Washington v. Davis
and Arlington Heights do not alter the principles of White
Vv. Regester and Whitcomb v. Chavis. See also Paige v.
113/ Plaintiffs-appellees in the B.U.L.L. case state
In their brief {(p. 20 n. 33) that “Washington v. Davis
expressly disapproved a number of Fourteenth Amendment
effect cases.... Conspicuously absent from this list
were White, its predecessors or progeny, or any Fifteenth
Amendment cases." However, Wright v. Rockefeller, supra,
cited in Washington v. Davis, was decided uvon the bases
of both the Fourteenth and Fifteenth Amendments. See 376
U.S. at 53, 54, 36. See also Wright v. Rockefeller, 211 F.
Supp. 460, 469 n.5 (S.D. N.Y. 1962).
50
Gray, supra, where, after suggesting that Washington v.
Davis required proof of unlawful motive in cases based
. ; 114/
upon Gomillion v. Lightfoot, 364 U.S. 339 (1960),
this Court stated at 538 F. 2d 1110:
[A]bsent an express finding of discriminatory
purpose, the application of Comillion to the
assessment of an at-large election plan's
validity may be incomplete. Since we conclude
that any evaluation of. the 1947 law should
be made under more recent and less ambiguous
precedents, we do not reach the question of
whether the sequence of events leading to the
passage of the 1947 Act was sufficiently
suspect to compel a finding of racial motivation.
The validity of Albany's change from a
ward to an at-large system can best be handled
by applying the mutifactor test enunciated
in.the recent dilution decisions of the
Supreme Court and this circuit, notably
White v. Regester...and Zimmer Vv. McKeithen...
[footnote omitted].
By implication, then, this Circuit has recognized that
proof of official racial intent is not required under the
White v. Regester and Zimmer v. McKeithen rationale.
It is not unusual that proof of official racial intent
should not be required in all cases under the Equal Protec-
tion Clause alleging racial discrimination. Application of
the Equal Protection Clause may require a court to apply
different standards in different contexts. Compare, €.9-r
Dandridge v. Williams, 397 U.S. 471, 485 (1970) (classifi-
cations for the administration of public welfare benefits
14/ Plaintiffs-apoellees in the B.U.L.L. case incorrectly
assert in their brief (p. 21, n. 35) that “Gomillion
was a Fourteenth Amendment case." See 364 U.S. at 346, 349.
-5]1-
ir
need only have some “reasonable basis"); Craig v. Boren,
429 U.S. 190 (1976) ("classifications by gender must serve
important governmental objectives and must be substantially
related to achievement of those objectives"); and Dunn
v. Blumstein, 405 U.S. 330, 342 (1972) (durational residence
requirements for voting must be necessary to promote a
“compelling governmental interest").
In Whitcomb v. Chavis, supra, the Supreme Court commented
upon the inherent “tendency” of multi-member districts to
dilute minority voting strength. 403 U.S. at 143-144. Be~
cause of this, and because of other "practical weaknesses
inherent in such schemes," Chapman v. Meier, supra, 420 U.S.
at 15, multi-member districts are disfavored in court-drawn
reapportionment plans. "[W]hen United States district courts
are put to the task of fashioning reapportionment plans to
supplant concededly invalid state legislation, single-mem-
ber districts are to be preferred absent unusual circum-
stances." East Carroll Parish School Bd. v. Marshall, supra,
424 U.S. at 639. See also Chapman v. Meier, supra, 420 U.S.
at 18; Connor v. Johnson, supra, 402 U.S. at 692.
The normal result of neutral single-member districting
is that some districts will be majority black and others
"majority white. The percentages of: each race will vary from
district to district. In this circumstance, bloc voting
assumes a significance which, overall, does not skew the
-52- ‘
natural voting strength of minority groups. But the normal
result of atolavee elections with numbered posts is to
submerge minority groups when there is bloc voting. Thus,
the racially discriminatory voting patterns of the majority
are given much greater force in an at-large, numbered
post scheme than in a neutral single-member districting
scheme. Because of this dilutive effect of at-large or -
multi-member district voting schemes in such circumstances,
it is reasonable that the Supreme Court would not require
proof of official racial intent in cases challenging such
schemes, e.g., White v. Regester. On the other hand, since
fairly drawn single-member district schemes normally do not
tend to submerge minority voting power, it is reasonable
that the Court would require proof of racial intent in
cases challenging such schemes, e.g., Wright v. Rockefeller,
115/ ig
supra.
The Supreme Court has characterized “the political
franchise of voting" as "a fundamental political right,
because [it is] preservative of all rights." Yick Wo
v. Bopkins, 118 U.S. 356, 370 (1886). "The right to vote
freely for the candidate of one's choice is of the essence
115/ Wright v. Rockefeller and Gomillion v. Lightfoot, supra,
involved only claims of deliberate racial discrimination;
neither involved an at-large or multi-member district scheme.
Neither case, therefore, is authority against the proposition
that multi-member or at-large schemes may be unconstitutional
on the basis of their effects alone.
53
of a democratic society, and any restrictions on that right
strike at the heart of representative government. And
the right of suffrage can be denied by at debasenent or
dilution of the weight of a citizen's vote just as ef-
. fectively as by wholly prohibiting the free exercise of the
franchise.” Reynolds v. Sims, 377 U.S. 533, 555 (1964) (foot~-
note omitted). The Equal Protection Clause requires all votes
to be weighted equally; it is consititutionally immaterial
whether a multi-member district plan dilutes minority
voting strength by the design of legislators or by the
operation of other racially discriminatory factors.
- 54 -
B. The Fifteenth Amendment -does not
require proof of raclal intent in
cases challenging at-large ‘voting
plans.
Even if this Court should hold that proof of official racial
intent is required to establish a violation of the Equal Protec-
tion Clause, it does not follow that the decisions of the courts
below must be reversed. The failure of the lower courts to
require proof of racial intent may be sustained on the basis
of the Fifteenth Spendiani er
Washington v. Davis and Arlington Heights pertain only to
cases arising under the Equal Protection Clause of the Fourteenth
Amendment (and the Due Process Clause of the Fifth Amendment).
Since neither case involved a denial or abridgment of the
right to vote on account of race, neither can be regarded
as establishing a requirement for the Fifteenth Amendment.
The Supreme Court has never held that proof that a voting
plan which maximizes the impact of private racial bias and
has a racially disparate effect is insufficient to establish a
Fifteenth Amendment violation. That proof of official
116/ The complaints in both cases alleged a violation of the
Fifteenth Amendment. See 71 F.R.D. at 626; 423 F. Supp. at
385. The court in B.U.L.L. expressly based its decision on
the Fourteenth Amendment alone. 71 F.R.D. at 636 n. 21. The
Bolden court based its decision principally upon White v. Regester
and Zimmer v. McKeithen, both of which were Fourteenth Amendment
cases. An apoellate court, however, may affirm the ruling of
a lower court on any ground that finds support in the record,
even where the lower court reached its conclusion from a
different or even erroneous course of reasoning. Jaffke v.
Dunham, 352 U.S. 280, 281 (1957); Dandridge v. Williams, suvora,
397 U.S. at 475 n. 6; United States ex rel. Barbour v.
District Dir. of 3. & NN. 5. 491 F.2d 573, 577 {5th Cir. 1974).
“Bp i.
C. If proof of racially discriminatory intent
is needed, it should be inferred from the facts
of the Shreveport and Mobile cases.
Even if the Court should hold that both the Fourteenth
and Fifteenth Amendments require proof of racial intent,
the decisions of the lower courts need not be set aside.
The requisite intent, we Ss hrtE. may be inferred from the
facts of both of these cases.
In Washington v. Davis, supra, the Supreme Court
stated:
Necessarily, an invidious discrimina-
tory purpose may often be inferred from
the totality of the relevant facts, in-
cluding the fact, if it is true, that the
law bears more heavily on one race than
another [426 U.S. at 242].
In Village of Arlington Heights, supra, the Supreme Court
identified a number of "subjects of proper inquiry in deter-
mining whether racially discriminatory intent existed" (45 U.S.L.W.
at 4077-4078). The court stated that "“[d]etermining whether
invidious discriminatory purpose was a motivating factor
demands a sensitive inquiry into such circumstantial and
direct evidence of intent as may be available" (id. at 4077).
It is clear, then, that neither Washington v. Davis nor
- 57 -
Arlington Heights requires direct evidence of racial intent.
: t
The "totality of the relevant facts" of the instant cases
justifies the inference that race has been a “motivating
factor" in the use of at-large voting in Shreveport
and Mobile. Enactment of the schemes in question, moreover,
need not be the manifestation of intent upon which the
decision must turn.
In Graves v. Barnes, supra, the court struck
down multi-member district schemes of long standing in
Dallas and Bexar counties. While the court made no |
finding that the multi-member systems, as such, had
been adopted with racially diserininatory intent, the court
did make extensive findings with respect to racial bloc
voting, past official racial discrimination, and current
unresponsiveness of the state legislative delegations to
minority interests. These findings furnish the necessary
element of intent in a racial-dilution case.
In Fortson v. Dorsey, supra, the Supreme Court said that
an apportionment scheme may be unlawful if it operates to min-
imize or cancel out the voting strength of racial or political
elements of the. voting population. Whitcomb v. Chavis, how-
ever, made it clear that political minorities have
- 88
no constitutional right to be represented despite the
fact that they are repeatedly out-vated. What kind of
scheme is invalid, then, for cancelling out political
elements of the population remains very much an open question.
In the racial area Graves v. Barnes, supra, stands at
least for these propositions. Where (1) race has been
the basis for otticlal action and inaction in the past;
and, (2) continues to be a significant factor affecting
voting behavior and official action in the present; (3)
an appor tionment scheme that relegates the racial minority
to political invisibility is necessarily suspect.
Assuming that the racial minority in question lives
in contiguous and segregated areas, single-member districts,
fairly and neutrally drawn, could be expected to lead to
some minority representation. At-large apportionmeht,
however, incorporates and implements the racial animus manifested
in racially polarized voting. It encourages that polarization.
by assuring that whites united against black interests will always
prevail. Official discrimination, past and present, tends
to show both that the exclusion of blacks from effective
political participation has been shcoesatul } and that the
system has built in, structurally determined political
hazards to responding to black interests. Thus when courts
find, as they did here, the White - Zimmer factors
-59-
of past discrimination, polarized voting, and present
: { . a
unresponsiveness, they have made findings of invidious,
racially discriminatory intent.
The reasoning of this Court in Kirksey v. Board of
Supervisors of Hinds County, Mississippi, supra, is appo-
site here. In setting aside a court-ordered single-member
district plan for electing the officials of Hinds County,
this Court acknowledged that there was no improper racial
motive on the part of the draftsman of the plan and that
the motives of the county supervisors were neutzdl vi th
respect to the drawing of the plan (slip. op. p. 153).
Nevertheless, this Court concluded, " twlhete a plan, though
itself racially neutral, carries forward intentional and
purposeful discriminatory denial of access that is already
in effect, it is not constitutional” (id. at 15).
This Court held that Washington v. Davis and Arlington
Heights did not require proof that the drafting of the plan
was racially motivated. This Court assumed, without deciding,
that “these cases are to be applied ™ racial minorities’
claims of exclusion from the democratic process" (id. at 18).
This Court commented that nevertheless, these cases "would
be of particular significance in the present case if the only
issue were whe ther the racially neutral plan created such
exclusion in Hinds County" (ibid.; emphasis by the Court).
Moreover, this Court indicated that the “intent” requirement
of these cases is fulfilled if the voting plan, "though
-60-
neutral in design, was the instrumentality for carrying
forward patterns of purposeful and intentional discrimination
that already existed in violation of our Constitution" (ibid.).
Thus, this Court observed, "the Dallas and Bexar County
plaintiffs in White v. Regester were successful, even though
they did not prove that the plan in question was a Gomillion
v. Lightfoot type of racial gerrymander, because they es-
tablished the requisite intent or purpose in the form of the
existent denial of access to the political process” (id. at 19).
The same is true here. There can be no doubt that blacks
in Shreveport and Mobile have been the victims of a “legis-
lative and administrative history of official resistance to
black efforts to move into the full stream of the democratic
process. . ." (ibid.). At-large voting in these cities, even
if neutral in design, perpetuates these patterns of- purpose-
ful and intentional discrimination by minimizing the effect-
jveness of black voting power. Under the Kirksey rationale,
therefore, plaintiffs in the instant cases have made a suf-
ficient showing of racial purpose.
In addition, racially discriminatory purpose may be in-
ferred when a scheme is perpetuated after its effects have
become apparent. Findings of purposeful maintenance of the
discriminatory scheme were made by both district courts in
the instant cases. In Shreveport, in 1970, a proposal to
change the city charter was presented to the electorate.
-61~
It was widely known among voters that, under
the proposed revision, council members would
be elected from single member districts, some
of which would have a predominantly black
constituency. Notwithstanding strong support
by blacks at the polls, the proposal soundly
was defeated in a city-wide referendum. 71
F.R.D. at 629.
Similarly, the Bolden court noted that Mobile's state
legislative delegation can prevent a local redistricting
bill from reaching the floor of the state legislature, and
that :
.« «Whenever a redistricting bill of any type
is proposed by a county delegation member, a
. major concern has centered around how many,
if any, blacks would be elected. 423 F. Supp.
at 397.
Later (id. at 398), the court held that “there is a
‘current' condition of dilution of the black vote resulting
from intentional state legislative inaction . . .+" [emphasis
by the court]. |
We submit, therefore, that even if proof of racial motive
or intent is required, plaintiffs in the instant cases have
met their burden.
III. THE DISTRICT COURTS' ORDERS WERE COMPELLED
’ BY THE CIRCUMSTANCES OF EACH CASE, AND WITHIN
THE COURTS' REMEDIAL POWERS
In both the instant cases, the courts' orders enjoining
the use of at-large elections were necessary consequences of
their findings that such elections unconstitutionally ‘diluted
black voting strength in Shreveport and Mobile. A strict
wf 2=
commission -form of government is incompatible with single-
member district elections. E( Neither Shreveport nor
_ Mobile demonstrated a state or local interest either in
at-large elections or a strict commission form of govern-
ment sufficient to justify that system's dilutive effect. Nor
has either city thus far proposed a form of government de-
signed to retain the primary feature of commission government--
fusion of executive and legislative roles--while eliminating the
racially dilutive effect of the present systems of represent-
ation. Thus, Shreveport's claim that the relief exceeded the
scope of the violation (Br., 46-49), and Mobile's claim that
the court gave too 1ittle weight to its longstanding interest
in commission government (Br., 47-48), are at bottom contentions
that the commission system is immune from judicial alteration.
These contentions lack merit. p
First, both courts properly weighed the cities' alleged
stake in the commission form of government. They found that
state laws in Louisiana and Alabama permit but do not
compel Shreveport and Mobile to be governed by commissions,
and therefore state policy, in both cases, is neutral on the
118/ B.U.L.L. v. Shreveport, supra, 73.F.R.D. at 637;
Bolden v. City of Mobile, supra, 423 F. Supp.at 387.
Commission governmant 1S theoretically compatible with
pure at-large elections, without place requirements, a system
less dilutive than place elections; see Zimmer, Supra, 435 FPF.
2d at 1305. Pure at-large elections were not, under Connor Vv.
Johnson, supra, among the district courts' remedial altern-
atives in these cases.
-63~
subject of at-large elections. Bolden, supra, 423 PF. Supp.
119/
at 401; B.U.L.L., supra, 71 F.R.D. at 627, 635.
The only evidence of Mobile's strong interest in its
commission system appears to be the fact that it has not
been abolished. The record also reflects that a major reason
it has not been abolished is that the gliv's. Sesto legisla-
tive delegation has refused to endorse a suitable substitute,
and that reluctance to permit blacks an effective voice has
played a role at least in the most recent senatorial veto
of a city government bill.
In Zimmer, supra, 485 F. 2d at 1305, this Court acknow-
ledged that minorities have a better oppor tunity to affect
the outcome in pure at-large elections than they do in a
system of “place” elections. In pate at-large elections
(which permit single-shot voting), blacks can throw their
weight behind a single candidate and withhold their vote
from all the others, thus enhancing the possibility that
at least one candidate of their choice will come out among
the top three. In 1965, Mobile took a step away from the
less dilutive, pure at-large system; by introducing
functional posts, the city strengtnened and locked in its
original "place" requirements. (This change could not have
119/ Similarly, in Zimmer v. McKeithen, supra, state law
permitted, but did not require, at-large elections for
police juries and school boards. See 485 F.2d at 1301-1302,
gl | Pesae ;
been onc: ced in the 1977 elections in ary event because of
the outstanding Attorney General objection.) To the extent
that duration, alone, can evidence ga more-than-tenuous
governmental interest in a particular electoral system,
however, Mobile's current System can claim only: 11,
net 66 years, of continuous existence,
Manifestly, the fact that an apportionment
i
Plan is adopted in ga popular referendum is insufficient to sustain its constitutionality Or to induce a court of equity to refuse to ACL. + «i A citizen's constitutional right can hardly be infringed simply because a
legislative apportionment plan was approved
;
by the electorate is without federal con- stitutional significance, if the scheme adopted fails to satisfy the basic require- ments of the Equal Protection Clause. . ..
Lucas v. Colorado General Assembly, 377 0.8. 713, 736~ 737 (1964).
|
Second, equitable powers of federal courts to remedy
: Past wrongs are broad. “Traditionally, equity has been
Public and Private needs." Brown v. Board of Education,
349 u.s. 294, 300 (1955) (Brown 11). "Once a right and
I
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m
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-65-
a violation have been shown, the scope of a district court's
equitable powers to remedy past wrongs is broad, for
breadth and flexibility are inherent in equitable remedies...
[T]he nature of the violation determines the scope of the
remedy." Swann v. Charlotte-Mecklenburg Board of Education,
402 U.S. 1, 15,.16 (1971). Here, the nature.of the violation
was the dilutive effect of the at-large, numbered post
feature of the commission form of government.
The Seventh Circuit recognized that the commission form
of government may not be used to circumvent the requirements
of the Equal Protection Clause in Kendrick v. Walder, supra.
Plaintiffs in Kendrick, black residents of the City of Cairo,
Illinois, brought a class action charging that the at-large
system for electing city councilmen under the cormtosion form
of government in Cairo diluted black voting strength in
violation of the Fourteenth and Fifteenth Amendments. 12
The district court granted the defendants' motion to dismiss
the complaint. The court of appeals reversed, holding that
the complaint stated a cause of ‘action under the Equal
Protection Clause of the Four teenth Amendment. The court
of appeals stated at 527 F.2d 50-511
[T]he need for citywide solutions to the
problems in Cairo is counter-balanced by
the plaintiffs' allegations that their
interests are not synonymous with those
120/ Cairo adopted the commission form of government in 1913.
Sea 527 FP. 24 .at 51.
-66-
ie
of the white majority and are frustrated
by the use of at-large elections which
guarantee the election of those who are
unresponsive to their needs....
The citizens of Cairo cannot, therefore,
by adopting the commission form of govern-
ment dilute the plaintiffs' votes.
The commission form of government is not immune from
judicial alteration, then, when it proves unlawfully to
dilute the voting strength of a racial minority. Once ;
at-large elections are enjoined, some form of government
employing single-member districts must be adopted. In
neither case has the city been left without some choice
as to what the substitute will be. Shreveport was given a
year to devise a plan; Mobile failed to come up with a
single-member district plan and so the court adopted a
temporary plan for the August 1977 elections, effective
only until an acceptable substitute is enacted.
In a commission system, the commissioners exercise both
executive and legislative powers. The district court de-
cisions in these cases preclude at-large elections of the
cities' only legislative bodies. Not necessarily precluded,
however, are mixed plans. For example, it is possible that
Mobile could be governed by an ll-member council, 8 members
elected from single-member districts and exercising only
legislative power, and three elected at-large and functioning
as both legislators and executives. Such a system might be
justified because of “special circumstances," Paige v.
-57~
Gray, supra, 538 F. 24 at 1111, ‘i.e., that the latter three
121/
would be fulfilling executive as well as legislative roles,
if the net effect is not substantially to dilute the impact
of the black vote. The validity of any mixed plan might,
additionally, depend upon the degree to which the vote tends
to be polarized and the degree to which residential patterns
permit equal and nondilutive Slstrlosing: For example, it is
conceivable that in a severely polarized environment, any
system of representation that offers blacks the possibility
of electing less than one third of the total governing body
would necessarily be dilutive. These are matters which a dis-
trict court would have to consider in evaluating substitute
plans, with all the facts before them. All that we urge,
here, is that in evaluating a 2737, the district courts give
ok weight to the values represented by the dual-role facet
of the commission form of government. To the extent that
the cities' attacks upon the relief granted by the courts
below, however, are essentially pleas that no relief at all
should have been granted, they are without merit.
121/ We take it as given that officials fulfilling only
executive roles may, and probably should be, elected at
large.
-68-
CONCLUSION
For the foregoing reasons, the judgments of the
district courts should be affirmed.
Respectfully submitted,
DREW S. DAYS, III
Assistant Attorney General
Vv
BRIAN K. LANDSBERG v
WALTER W. BARNETT
DENNIS J. DIMSEY
MIRIAM R. EISENSTEIN
Attorneys
Department of Justice
Washington, D.C. 20530
CERTIFICATE OF SERVICE
I hereby certify that I have this day served the
foregoing Brief for the United States as Amicus Curiae
on the parties to these cases by mailing two copies to
their respective counsel, postage prepaid, guaranteed
overnight delivery, as indicated below:
Neil Dixon
425 Lane Building
Shreveport, Louisiana 71101
Robert E. Piper, Jr.
800 Petroleum Tower
Shreveport, Louisiana 71101
Eric Schnapper
Suite 2030
10 Columbus Circle
New York, New York 10019
BHilry Huckaby, 111
Suite B
2600 -Jewella Avenue ;
Shreveport, Louisiana 71109
C.B. Arendall, Jr.
William C. Tidwell, III
Travis M. Bedsole, Jr.
P.O. Box 123
‘Mobile, Alabama 36601
Fred G. Collins, City Attorney
City Hall
Mobile, Alabama 36602
J.U. Blacksher
Larry T. Menefee
Crawford, Blacksher, Figures and Brown
1407 Davis Avenue
Mobile, Alabama 36603
Edward Still
601 Title Bldg.
Birmingham, Alabama 35203
#%
(continued)
I further certify that I have this day served the
foregoing Brief for the United States as Amicus Curiae
upon the counsel named below by personally delivering two
copies to them at the address indicated:
Charles S. Rhyne
William S. Rhyne
Donald A. Carr
Martin W. Matzen
400 Hill Building
Washington, D.C. 20006
This (th day of June 1977.
Abn). Khimass
DENNIS {/ DIASEY (/
Attorney
Department of Justice
Washington, D.C.” 20530