Reddix v. Thigpen Reply Brief for Petitioner-Appellant
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July 18, 1986

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Brief Collection, LDF Court Filings. Reddix v. Thigpen Reply Brief for Petitioner-Appellant, 1986. e8c3afdc-c19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0a5872e3-e36a-478c-a693-337d2b8c6c6b/reddix-v-thigpen-reply-brief-for-petitioner-appellant. Accessed July 06, 2025.
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IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT 8 6 - 4 0 6 6 WILLIE N. REDDIX, Petitioner-Appellant, v. MORRIS THIGPEN, et al., Respondents-Appellees. On Appeal From The United States District Court For The Southern District Of Mississippi' Southern Division REPLY BRIEF FOR PETITIONER-APPELLANT CHARLES H. RAMBERG P . O. BOX 1 4 2 8 Jackson, Miss. 3 9 2 0 5 ( 6 0 1 ) 9 4 8 - 0 2 4 2 STEVEN L. WINTER University of Miami School of Law P.O. Box 248087 Coral Gables, Florida 3 3 1 2 4 - 8 0 8 7 ( 3 0 5 ) 2 8 4 - 2 3 9 2 COUNSEL FOR PETITIONER-APPELLANT TABLE OF CONTENTS Table of Authorities ............... ii Argument ....................... 1 I. PETITIONER IS ENTITLED TO RELIEF UNDER BECK V. ALABAMA. AND THAT CLAIM IS NOT BARRED BY PROCEDURAL DEFAULT UNDER THE STATE' S OWN THEORY ...................... . 1 A. Petitioner Was Entitled to Instructions on the Lesser Included Offenses ................... 2 B. There Is No Procedural Default or Bar to Federal Habeas Review on this Issue, Even Under the State's Own Theory.................... 6 II. THE STATE'S CONCESSION ESTABLISHES THAT, UNDER THE GOVERNING CONSTITUTIONAL STANDARDS, THE CHARGE ON THE PREDICATE FELONY OF ROBBERY VIOLATED DUE PROCESS ..... 9 III. PETITIONER IS SEPARATELY ENTITLED TO INDEPENDENT FEDERAL CONSIDERATION OF HIS CONFESSION CLAIM AND TO A FEDERAL EVIDENTIARY HEARING ............................ 11 IV. THIS COURT SHOULD NOT DISTURB ITS PRIOR JUDGMENT THAT PETITIONER IS ENTITLED TO A NEW SENTENCING HEARING BECAUSE NO STATE COURT OR JURY MADE ANY FINDING THAT PETITIONER KILLED, ATTEMPTED TO KILL, OR INTENDED THATA KILLING TAKE PLACE ............................. 17 CONCLUSION ................................................. 24 Certificate of Service ..................................... 25 Appendix ................................................... 2 6 TABLE OF AUTHORITIES Cases Page Ackerman v. United States, 340 U.S. 193 (1950) ........ 19 Baldwin v. Iowa State Travelling Men's Assn., 283 U.S. 522 (1931) 20 Baygents v. State, 154 Miss. 36, 122 So. 187 (1929) .... 10 Beck v. Alabama, 447 U.S. 625 (1980) 1,6 Bell v. Watkins, 692 F.2d 999 (5th Cir. 1982) 1 Bell v. Watkins, 381 So.2d 118 (Miss. 1980) 7 Blackburn v. Alabama, 361 U.S. 199 (1960) ............. 13 Cabana v. Bullock’, 474 U.S. ___, 88 L.Ed.2d 704 (1986) 17,20-23 Cannaday v. State, 455 So.2d 713 (Miss. 1984) ......... 1 Cardinale v. Louisiana, 394 U.S. 437 (1969) 22 Chapman v. NASA, 736 F.2d 238 (5th Cir. 1984) ......... 18 Chicot County Drainage District v. Baxter State Bank, 308 U.S. 371 (1940) ......................... 19 Conway v. Chemical Leaman Tank Lines, Inc., 644 F. 2d 1059 (5th Cir. 1981) .......................... 18 Culombe v. Connecticut, 367 U.S. 568 (1961) 16 Dobbert v. Florida, 432 U.S. 282 (1977) 5 Eakens v. State, 289 So.2d 687 (Miss. 1974) ........... 10 Edwards v. Thigpen, 433 So.2d 906 (Miss. 1983) ........ 7 Enmund v. Florida, 458 U.S. 782 (1982) ................ 17,20,22 Fairchild v. State, 459 So.2d 793 (Miss. 1984) ........ 2-3,4 Fay v. Noia, 372 U.S. 391 (1963) ...... ................ 15 Federated Department Stores v. Moitie, 452 U.S. 394 (1981) ........................................ 19-20 ii Cases Page Fortenberry v. State, 1 So.2d 585 (Miss. 1941) ........ 4 Francis v. Franklin, 471 U.S. ___, 85 L.Ed.2d 344 (1985) .................. ..................... 10 Gray v. Lucas, 677 F.2d 1086 (5th Cir. 1982) .......... 6 Guice v. Fortenberry, 661 F.2d 496 (5th Cir. 1981) (en banc) ......................................... 15 Harper v. State, 478 So.2d 1017 (Miss. 1985) .......... 5 Illinois v. Gates, 462 U.S. 213 (1983) 22 Johnson v. Zerbst, 304 U.S. 458 (1938) 15 In re Jordan, 390 So.2d 584 (Miss. 1980) .............. 7 King v. Thigpen, 441 So.2d 1365 (Miss. 1983) ............ 8 LaVallee v. Delle Rose, 410 U.S. 690 (1973) ........... 13 Lehrman v. Gulf Oil Corp., 500 F.2d 659 (5th Cir. 1974) 18 Miller v. Fenton, 474 U.S. ___, 88 L.Ed.2d 405 (1986) 11-14,16 Morrow v. Dillard, 580 F.2d 1284 (5th Cir. 1978) 20,21 Preston v. Maggio, 705 F.2d 113 (5th Cir. 1983) 8 Polk v. state, 417 So.2d 930 (Miss. 1982) 3-4 Reddix v. State, 381 So.2d 999 (Miss. 1980) ........... 14 Reddix v. Thigpen, 728 F.2d 705 (5th Cir.), on rehearing, 732 F.2d 494 (5th Cir. 1984)........... 17,20-23 Sandstrom v. Montana, 442 U.S. 510 (1979) 10-11 Schwartz v. NMS Industries, Inc., 575 F.2d 553 (5th Cir. 1978) 20 Singleton v. Wulff, 428 U.S. 106 (1976) 22 Spaziano v. Florida, 468 U.S. ___, 82 L.Ed.2d 340 (1984) 6 iii Todd Shipyards Corp. v. Auto Transportation, S.A., 763 F. 2d 745 (5th Cir. 198.5) . .......... . 20 Townsend v. Sain, 372 U.S. 293 (1963) ............... 11,14,15,16 West v. Louisiana, 478 F.2d 1026 (5th Cir. 1973), on rehearing, 510 F.2d 363 (5th Cir. 1975) (en banc) .............. 11 Westbrook v. Zant, 743 F.2d 764 (11th Cir. 1984) ....... is Wheat v. Thigpen, ___ F.2d ___, No. 85-4590 (5th Cir. June 27, 1986) 7,8,9 white V. Murtha, 377 F.2d 428 (5th cir. 1967) ......... 20,22-23 Ulster County Court v. Allen, 442 U.S. 140 (1979) ..... 9 United States v. Moser, 266 U.S. 236 (1924) ........... 19 Other Authorities B. Cardozo, THE NATURE OF THE JUDICIAL PROCESS (1921) .. 18 F.R.C.P. 60(b) ........................................ 18,19 Rule 8, Rules Governing Section 2254 Cases in the United States District Courts ............. 16 Cases page REPLY BRIEF FOR PETITIONER-APPELLANT I. PETITIONER IS ENTITLED TO RELIEF UNDER BECK V. ALABAMA. AND THAT CLAIM IS NOT BARRED BY PROCEDURAL DEFAULTUNDER THE STATE'S OWN THEORY__________________________ The state now appears to abandon its prior argument that there are no lesser included offenses to capital-robbery-murder.1 Instead, it argues that petitioner was not entitled to lesser- offense instructions either because he did not frame his request properly or because he did not take the stand to produce evidence in support of his theory on the lesser included offenses. Alternatively, the state argues that the issue is barred by a procedural default never invoked by the Mississippi Supreme Court. 1 The state claims that, in Bell v. Watkins. 692 F.2d 999 (5th Cir. 1982) , it never argued that there were no lesser included offenses to capital-robbery-murder. State's Brief at 7. We cannot speak to the state's arguments before this court in Bell. What is important, however, is that the opening pages of the state's brief abandon the position that the state has previously argued in the present case. On the last appeal, the state argued that: "Mississippi has no statutory provision for degrees of murder, and capital murder is the only charge with which petitioner could have been charged." Brief for the State in Reddix v. Thigpen. No. 83-4068 at 38 (May 6, 1983) . Similarly, on remand from this court's decision, the state cited to the district court that passage in Bell v. Watkins. 692 F.2d at 1004- 1005, in which the panel noted that: "In Mississippi, no murder committed during the course of a robbery can be simple murder." Id. (emphasis in original); See State's Memorandum Regarding Proceedings on Remand at 3-4 (October 9, 1985). Perhaps as an unintended carry-over of its earlier position, the state's brief continues to reflect some confusion on this point. At page 9, it argues that: "Further the indictment under which appellant was tried does not support the theory of felony manslaughter or felony murder less than capital. Neither of these are lesser included offenses of capital murder as a matter of law." Id. This not only contradicts its opening concession, but also the opinion of the Mississippi Supreme Court quoted by the state on the immediately preceding page: "Murder and manslaughter may be lesser included offenses of capital murder...." Cannadav v. State. 455 So.2d 713, 725 (Miss. 1984)(quoted in State's Brief at 8) . In the sections that follow, we first show the fallacies in the state's arguments concerning the availability of petitioner's requested charges on the lessers as a matter of Mississippi law. We then show that, under the state's explanantion of the Mississippi Supreme Court's practice, that court's silent dismissal of petitioner's 1981 coram nobis petition was not and could not have been an invocation of procedural default. A. Petitioner Was Entitled to Instructions on the Lesser Included Offenses The thrust of the state's argument is that if one believes all of its evidence together with the inferences the state draws from that evidence, then the only conclusion a rational jury could draw is that petitioner is guilty of planning and participating in the robbery-murder of Arthur Weinberger. To this end, it marshals its factual arguments, much as one would present them to a jury. State's Brief at 11-12. It also argues that in order to put his theory before the jury, petitioner should have taken the stand. Id. at 9-10. But this logic is precisely what a unanimous Mississippi Supreme Court repudiated in Fairchild v. State. 459 So.2d 793 (Miss. 1984).2 2 The state's brief ignores entirely the Mississippi Supreme Court's opinion in Fairchild except on a collateral point that the Fairchild court did not address: whether robbery is a lesser included offense to robbery-murder. See State's Brief at 8. The state seems to imply that Fairchild is not controlling because it is not an en banc decision of the Mississippi Supreme Court. If that is the state's argument, it is plainly wrong. Although Fairchild was argued to a panel of the state supreme court, see 459 So.2d at 795, all nine Justices of the court concurred in the opinion. Id. at 802. 2 Fairchild rejected the state's "logic [that] requires the determination that the proof offered by the State where not substantially contradicted must perforce be believed by the jury and so acted upon in their verdict." 459 So.2d at 800. To the contrary, "the ... instruction should have been granted because all that was necessary for the jury to find [the defendant] guilty of [the lesser included offense of] murder was that it disbelieve or find unconvincing a part of the State's proof." Id. at 802. The only time a defendant must offer evidence to support a requested charge on a lesser is when that charge asks the jury to make an affirmative finding? this would be true in a case in which the lesser is premised on a finding of excuse, such as heat of passion. Id. at 802.3 This analysis is not affected by the fact that the state's evidence was based primarily on petitioner's contested confession. For in Polk v. State. 417 So.2d 930 (Miss. 1982), the state's evidence of the capital-murder of a peace officer included the defendant's statement to his son "that ... he shot the constable and intended to do so." Id. at 932. Nevertheless, 3 As the court explained in Fairchild: The point is made another way. If the trial court had given a simple murder instruction, and if the jury had then returned a verdict that [the defendant] was guilty of simple murder, the State could hardly argue that evidence did not support such a conviction. In such an event, on appellate review, we would clearly have had to affirm on the sufficiency of the evidence issue. Because this is so, it follows that the simple murder instruction should have been given. 459 So.2d at 801. 3 the Mississippi Supreme Court approved the charges on the lesser included offenses, concluding that "it was for the jury to resolve the issue of whether the defendant was guilty of murder, manslaughter, or no crime." Id. at 931. Similarly, it was not necessary for petitioner to take the stand; Mr. Fairchild did not testify, but that did not affect the availability of an instruction on the lesser included offense of simple murder. Fairchild. 459 So.2d at 802. Thus, petitioner was entitled to a charge on any of the lessers if supported by some subpart of the state's evidence. When viewed in these terms, it is clear that the state trial court erred in denying the requested charges. The jury could have disbelieved the state's evidence about the value of the materials stolen or it could have disbelieved the•evidence concerning the forcing open of the register drawer. It was not required under Mississippi law to find robbery simply because a taking followed a use of force. Fortenberry v. State. 1 So.2d 585, 588 (Miss. 1941) ("no premeditated thought of robbery"). Because, for example, it could have inferred from petitioner's solicitude for the injured victim that he had no preformed plan either to kill or to use force, a rational jury could have decided that petitioner was responsible only for theft, not robbery. In this way, our case is exactly like Fairchild, which on similar facts required an instruction on the lesser included offense of simple murder. 4 Given the broad range of theories supported by the evidence,4 the jury could have concluded that petitioner was guilty of the misdemeanor of shoplifting,5 the felonies of shoplifting or larceny,6 or that of robbery. It then could have 4 The state purports to find in the record a concession by trial counsel that the requested intructions on the lessers were not supported by the evidence. State's Brief at 10. It successfully pressed this position before Judge Cox, who adopted it in his opinion. Judge Russell accepted it in turn when he adopted Judge Cox's opinion verbatim. The actual comment, however, cannot bear as much weight as the state suggests. It accompanies counsel's withdrawal of proposed Instruction 5, and is addressed to that instruction. Although the withdrawn instruction is not part of the record, it apparently "looks like a form instruction on the failure to find beyond a reasonable doubt...." Tr. 751. The very fact that the defense did not withdraw instructions 1-4 when it withdrew number 5 suggests that the defense believed that instructions 1-4, unlike number 5, were supported by the evidence. 5 The state suggests that petitioner's shoplifting instructions were properly rejected because they were legally incorrect. This argument is premised on the fact that the requested instructions were framed in terms of the then recently amended shoplifting statute. But the state is incorrect in its argument that "[h]ad petitioner been convicted under one of these instructions we would be here arguing an ex post facto question." State's Brief at 8. The only difference effected by the 1975 statute that was material to the requested instruction was that the new law increased from $25 to $100 the dividing line between misdemeanor and felony shoplifting. The new statute maintained the penalties at precisely the same level, with one exception that would have been relevant only in the unlikely event that the court would have imposed a fine. Thus, the 1975 change "was ameliorative. It is axiomatic that for a law to be ex post facto it must be more onerous than the prior law." Dobbert v. Florida. 432 U.S. 282, 294 (1977). 6 Even if the state were correct and felony-shoplifting was the wrong charge, the trial court should simply have corrected the inartfully drawn instruction to charge larceny. There was no ex post facto "problem" there, so the requirement of Harper v. State, 478 So.2d 1017, 1022 (Miss. 1985), would apply. 5 orconvicted him of manslaughter, simple murder, robbery7 capital-murder, respectively. The failure to give the lesser included offense instructions deprived the jury of these options and robbed its verdict of guilt of the reliability necessary to support a subsequent death sentence. Beck v. Alabama. 447 u.S. 625 (1980) . B. There Is No Procedural Default or Bar to Federal Habeas Review on this Issue, Even Under the State1s Own Theory The state attacks the recent decision of this court that, during the period relevant to this case, the Mississippi courts had no clearly announced and regularly invoked procedural default rule entitled to respect as an independent and adequate 7 The state argues that the predicate offense of robbery is not a lesser included offense to robbery-murder. While we recognize that there are Mississippi cases that support this proposition, see State's Brief at 7, there is substantial inconsistency on this point. For, as this court noted in Gray v. Lucas, 677 F. 2d 1086 (5th Cir. 1982), capital defendants in Mississippi who have been charged with kidnapping-murder have obtained lesser included offense instructions on the crime of kidnapping. 677 F.2d at 1109. The state's theory is that robbery is not a lesser included offense to robbery-murder because: "To have allowed the jury to convict petitioner of robbery we would have allowed them to convict him of a crime with which he was not charged." State's Brief at 7-8. The state's hollow concern for the defendant's rights would preserve the lesser right to inflict the greater harm. Clearly, by requesting the instruction on the lesser, the petitioner makes the sensible choice to waive the state right to indictment in favor of a procedure that is likely to produce a more reliable and less harsh verdict. If the question is "whether the defendant should be given a choice between having the benefit of the lesser included offense instruction or asserting the [right to notice by indictment] on the lesser included offense..., [then w]e think the better option is that the defendant be given the choice." Spaziano v. Florida. 468 U.S. ___, 82 L.Ed.2d 340, 350 (1984). 6 state ground barring habeas review. Wheat v. Thicroen. ___ F.2d ___, No. 85-4590 (5th Cir. June 27, 1986). But the Wheat decision is copiously documented in the Mississippi Supreme Court's opinions and the Attorney General's own briefs. For example, in Bell v. Watkins. 381 So.2d 118 (Miss. 1980) , and In re Jordan. 390 So.2d 584 (Miss. 1980), the Mississippi court considered on the merits in coram nobis various issues that had not been properly preserved at trial or raised on direct appeal. Accordingly, in Edwards v, Thicroen. 433 So.2d 906 (Miss. 1983), the Attorney General could and did ask that court to change its practice of considering all claims on the merits regardless of their procedural posture. Wheat, Slip op. at 6875-78 & n. 5. Although Wheat is thus plainly correct, the court need not reach this question to provide relief to Mr. Reddix. For under the state's own version of Mississippi practice prior to 1983, it is uncontrovertibly clear that no procedural bar was invoked by the Mississippi court in this case. The state's version of Mississippi practice during this period is that there was a procedural default rule regularly in effect, but that it was not invoked in those cases in which it was not pressed by the Mississippi Attorney General in his briefs. On this basis, it argues that Bell and Jordan stand for nothing, but the fact that the state foolishly ignored to raise the bars available to them. The state court did as this Court does on most occasions, decided the case on the questions and theories of law presented to it by the parties. State's Brief at 14. 7 If this is true, then the silent dismissal of Mr. Reddix's coram nobis petition could not have been premised on procedural default, as the state now asserts on authority of Kincr v. Thicroen. 441 So.2d 1365 (Miss. 1983).8 For in its brief to the Mississippi Supreme Court on Reddix's coram nobis petition (a copy of which is attached as an appendix to this brief) , the state did not invoke procedural default on any of the claims it now asserts are barred. Rather, the state's brief addressed each of these claims on the merits. State's Response to Application for Leave to File a Petition for Writ of Error Coram Nobis at 2- 6. Thus, exactly as in Bell and Jordan. "[t]he state court ... decided the case on the questions and theories of law presented to it by the parties...," State's Brief at 14 — that is, on the merits. That "the prosecution never argued to any state court that a procedural default had occurred ... surely suggests that 8 King was decided after the Mississippi Supreme Court began, in 1983, the regular invocation of procedural default for claims not raised at trial or pressed on direct appeal.' See Wheat. Slip op. at 6876. Thus, King has no relevance to a determination of the meaning of a summary rejection of a coram nobis petition that, as in this case, occurred at a time when the state court's practice was to consider all claims on the merits regardless of their procedural posture. That King bears no relevance to the silent dismissal of Reddix's coram nobis petition in 1981 is confirmed by the fact that King pegs its standard to this court's decision in Preston v. Maggio. 705 F.2d 113 (5th Cir. 1983), decided long afterward. It is one thing for a court to say "this is what we've been doing all along," it is quite another to articulate that the practice in 1981 was dictated by a decision not then rendered. To the contrary, the Mississippi Supreme Court's invocation of Preston v. Maggio in King suggests that the court was reformulating its practice vis-a-vis silent dismissals to conform with its new practice of invoking procedural default. 8 the [state] courts were not thinking in procedural terms when they decided the issue." Ulster County Court v. Allen. 442 U.S. 140, 152 (1979).9 Thus, under either theory, petitioner's Beck claim is not barred from habeas review. If, as we believe, Wheat is correct, then there was no regular procedural bar in effect in 1981 that would prevent habeas review on the merits. If the state is correct, then the Mississippi Supreme Court did not invoke procedural default on Mr. Reddix's claims because it was not asked to. In either event, the state court did not invoke procedural default and Mr. Reddix's claims are properly before this court on their merits. II. THE STATE'S CONCESSION ESTABLISHES THAT, UNDER THE GOVERNING CONSTITUTIONAL STANDARDS, THE CHARGE ON THE PREDICATE FELONY OF ROBBERY VIOLATED DUE PROCESS The state now abandons the argument that it has made at least since the coram nobis petition in this case and concedes that intent is an element of the predicate offense of robbery. Compare State's Brief at 16 with State's Response to Application for Leave to File a Petition for Writ of Error Coram Nobis at 6. Thus, it is plain that Judge Russell's adoption of Judge Cox's opinion on this point is flatly wrong. 9 What accounts for the Mississippi Supreme Court's silent disposition in Reddix, as opposed to its full opinions in Bell and Jordan, is net the subsequent explanation suggested by Kina but rather "theories of law presented to it by the parties." State's Brief at 14. For in the conclusion of its brief, the state argued that the coram nobis petition should simply be denied because it did not present issues "of sufficient gravity with respect to guilt or innocence [or sentence]" to warrant post-conviction consideration. State's Response at 20. 9 The state similarly recognizes, as it must, that the instruction given the jury does not separately include this crucial element of the underlying offense. Its sole submission on this point is that, as a matter of state law, the words "to rob" mean "with intent." According to the Mississippi Supreme Court: The word "rob" or "robbery" has a well-defined meaning and imports an intent to steal. Robbery is the feloniously [sic] taking of the property of another from his presence, against his will, by means of force or violence, or by putting him in fear,- and since the instruction here involved authorized the conviction only upon evidence from which the jury believed, beyond a reasonable doubt, that the appellant feloniously and violently did rob ... the failure to otherwise state the intent necessary to constitute the crime charged was not erroneous. Eakens v. State. 289 So.2d 687, 689 (Miss. 1974)(quoting Bavaents v. State. 154 Miss. 36, 39, 122 So. 187, 188 (1929)). This, however, concedes constitutional error. "[F]or whether a defendant has been accorded his constitutional rights depends upon the way in which a reasonable juror could have interpreted the instruction." Sandstrom v. Montana. 442 U.S. 510, 514 (1979); accord Francis v. Franklin. 471 U.S. ___, 85 L.Ed.2d 344, 354 (1985). The constitutional standard is not whether as a matter of state law the words "to rob" have encoded within them the further specification of "with intent." Judges and lawyers may know that — although the state's lawyers and two federal district judges appear previously to have missed the point in this very case— but most lay jurors will not. This is so, Eakens notwithstanding: "The Supreme Court of [Mississippi] is, of course, the final authority on the legal [meaning] to be given a[n element of an 10 offense] under [Mississippi] law, but it is not the final authority on the interpretation which a jury could have given the instruction." Sandstrom. 442 U.S. at 516-17. The state makes an alternative argument of procedural default. But it did not invoke procedural default on this issue in the state courts. No court, state or federal, has ever suggested or relied on a procedural default to bar consideration of this claim on the merits. For the same reasons there is no procedural bar to the consideration of the Beck claim, this claim is available for habeas review and requires reversal. III. PETITIONER IS SEPARATELY ENTITLED TO INDEPENDENT FEDERAL CONSIDERATION OF HIS CONFESSION CLAIM AND TO A FEDERAL EVIDENTIARY HEARING_____________________ The state's brief first conflates petitioner's separate arguments under Miller v. Fenton. 474 U.S. _, 88 L.Ed.2d 405 (1986), and Townsend v. Sain. 372 U.S. 293 (1963), and then purports to show why they should be separate. We agree on that much. Nevertheless, the state's discussion of the application of these decisions to this case is wrong. We consider each point separately, as we did in the opening brief. (1) The state's discussion of the law is correct insofar as it states that a presumption of correctness ordinarily attaches only to the state court findings of subsidiary, historical facts and not to its determination of the issue of voluntariness. Miller, 88 L.Ed.2d at 415; see West v. Louisiana. 478 F.2d 1026, 1032 (5th Cir. 1973), adhered to on rehearing. 510 F.2d 363 (5th Cir. 1975)(en banc). 11 The state misses two points, however. First, Miller speaks directly to the relationship between the state court's findings of historical facts and the federal court's independent review of the ultimate question: [0]nce such underlying factual issues have been resolved, and the moment comes for determining whether, under the totality of the circumstances, the confession was obtained in a manner consistent with the Constitution, the state-court judge is not in an appreciably better position than the federal habeas court to make that determination. 88 L.Ed.2d at 415. Second, the state misses the import of Miller with regard to the dual nature of the independent federal inquiry that is required. "Voluntariness" is not a single inquiry into the defendant's state of mind; rather, the admissibility of a confession turns as much on whether the techniques for extracting the statements, as applied to this suspect, are compatible with a system that presumes innocence and assures that a conviction will not be secured by inquisitorial means as on whether the defendant's will was in factoverborne. Miller, 88 L.Ed.2d at 414-15 (emphasis in original). The duty of independent federal review applies to both questions of voluntariness. Id. at 411. In resting its decision on a presumption that the state court finding of "voluntariness" was correct, the district court failed its duty to consider independently either aspect of the ultimate question. It did not consider whether Reddix's will in fact was overborne; it did not consider whether Tichell's tactics "either in isolation or as applied to the unique characteristics 12 of a particular suspect," fell "within the broad constitutional boundaries imposed by the Fourteenth Amendment's guarantee of fundamental fairness." Miller. 88 L.Ed.2d at 410. Instead, it deferred to the state court "finding" and simply added that the proffered evidence did not disturb a finding that Reddix understood the Miranda warnings. Neither of these rulings satisfy Miller's concern for the "hybrid quality of the voluntariness inquiry, subsuming as it does a 'complex of values....'" 88 L.Ed.2d at 414 (quoting Blackburn v. Alabama. 361 U.S. 199, 207 (1960)). The state's reliance on LaVallee v. Delle Rose. 410 U.S. 690 (1973), is thus misplaced. LaVallee was a case in which the sole issue relating to voluntariness was one of historical fact. Delle Rose claimed that the confession was coerced by relentless questioning and police misconduct; the police denied it and in fact relied on Delle Rose's own testimony "that the police had treated him 'nice.'" 410 U.S. at 693-94. In that context, the real question was whom to believe, and the state court's ruling could fairly be understood to have resolved that issue. Here, in contrast, the court is presented with a factual situation that is substantially like that the Miller Court returned to the lower courts for independent federal evaluation.10 The Mississippi courts recognized "that appellant 10 In this regard, the ruling of the Third Circuit "that it 'would reach the same result' even were it to give the issue plenary consideration...," Miller. 88 L.Ed.2d at 416 (quoting 741 F.2d 1456, 1467 (3rd Cir. 1984)), is legally indistinguishable from the district court's unexamined and unexplained deference to the state court "finding" of "voluntariness." 13 was concerned about [his brother] J.D. and what might happen to him..." and viewed the central issue as whether "this earnest concern was used by the officers to overreach him and lead him to an involuntary confession...." Reddix v. State. 381 So.2d 999, 1006 (Miss. 1980) . It said not. This is precisely the kind of "voluntariness" question — "whether the techniques for extracting the statements, as applied to this suspect, are campatible with a system that presumes innocence and assures that a conviction will not be secured by inquisitorial means" — that Miller reserves to the federal courts. (2) On the separate issue of the Townsend hearing, the relevant questions are whether the additional information is material and whether petitioner is guilty of deliberate bypass or inexcusable neglect in failing to present the testimony to the state courts. No one disputes the materiality of Dr. Davis's affidavit— although the district court and the state both miss its significance. The court below thought the testimony relevant only to the question whether Reddix understood the Miranda warnings; the state thinks it relevant only to Reddix's "competency to give a confession." State's Brief at 23. Of course, both of these characterizations are crabbed. Both fail to consider the proper scope of the voluntariness inquiry, which requires evaluation of "interrogation techniques, either in isolation or as applied to the unique characteristics of a particular suspect...." Miller. 88 L.Ed.2d at 410. 14 The only real question here is whether the petitioner him self committed a deliberate bypass, as measured by the Johnson v. Zerbst, 304 U.S. 458, 464 (1938), and Fav v. Noia. 372 U.S. 391, 439 (1963) , standards of "intentional relinquishment or abandon ment of a known right or privilege." See Townsend. 372 U.S. at 317; Guice v. Fortenberry. 661 F.2d 496, 507 & n. 25 (5th Cir. 1981)(en banc).11 The state does not join issue on this point. Rather, it purports to find a "waiver" by original trial counsel on the issue of "competency to give a confession." The state relies on a colloquy at petitioner's second trial in which the trial judge obtained an assurance from counsel "that the capacity of the accused to commit the crime or to assist in his own defense is not an issue in this trial." Tr. 164 (quoted in State's Brief at 24). On the basis of this "affirmative statement" alone, the state concludes that "there was a deliberate bypass by counsel to present and develop testimony regarding petitioner's ability to understand his Miranda rights." State's Brief at 24-25. Aside from the underlying legal error of the state's position that we look to counsel's actions, there are both 11 The full expression in Fav that was adopted in Townsend is: "If an applicant, after consultation with competent counsel or otherwise, understandingly and knowingly forwent the privilege of seeking to vindicate his federal claims in state courts, whether for strategic, tactical, or any other reasons that can fairly be described as the deliberate by-passing of state procedures, then it is open to the federal court on habeas to deny him ... relief... — though of course only after the federal court has satisfied itself, by holding a hearing or by some other means, of the facts bearing upon the applicant's default." Fay. 372 U.S. at 439. This, of course, was not the standard applied by the district court. 15 fundamental analytic and temporal flaws in premising a deliberate bypass on this colloquy. Analytically, competence to stand trial and assist in one's defense is not the same question, factually or legally, as the question of a defendant's mental state as it bears upon the involuntariness of his confession: "The notion of 'voluntariness' is itself an amphibian. It purports at once to describe an internal psychic state and to characterize that state for legal purposes." Culombe v. Connecticut. 367 U.S. 568, 650 (1961)(opinion of Frankfurter, J.)(quoted with approval in Miller. 88 L.Ed.2d at 415). Temporally, the colloquy is too distant in time to be of any relevance whatsoever to the confession issue. The confession was made in December 1974; petitioner's retrial from which the colloquy is quoted occurred three years later in December 1977. Clearly, a statement that there is no issue regarding petitioner's competence in 1977 is not a statement that there was no such issue at the time of his confession three years earlier in 1974. In sum, the district court separately erred on both points. It failed to provide an independent evaluation of the legal claim on the record as it stood and it failed to conduct a Townsend hearing as required by Rule 8, Rules Governing Section 2254 Cases in the United States District Courts. 16 IV. THIS COURT SHOULD NOT DISTURB ITS PRIOR JUDGMENT THAT PETITIONER IS ENTITLED TO A NEW SENTENCING HEARING BECAUSE NO STATE COURT OR JURY MADE ANY FINDING THAT PETITIONER KILLED, ATTEMPTED TO KILL, OR INTENDED THAT A KILLING TAKE PLACE____________’ ____________ _ Finally, the state makes the sweeping assertion that: "This Court ... has the inherent power to correct its o[w]n error when the case is still pending before it." State's Brief at 27. On this basis, it asks this court to modify its judgment and mandate from the first appeal, which it variously describes as "erroneous[]", "in error", and "incorrect." Id. at 4, 27. Neither assertion is true; this court should decline the state's improper invitation. First, it is important to note the procedural history of the claim the state asks this court to redetermine. Having lost in this court its argument that the Mississippi Supreme Court supplied the necessary finding under Enmund v. Florida. 458 U.S. 782 (1982) — Reddix v. Thicroen. 728 F.2d 705, 709-11 (5th Cir.), on rehearing, 732 F.2d 494, 495 (5th Cir. 1984) — the state sought review in the United States Supreme Court.12 The Supreme Court denied review, although it later took Bullock's case which presented the Enmund issue on a different factual and procedural record. Cabana v. Bullock. 474 U.S. ___, 88 L.Ed.2d 704 (1986). The mandate issued to the district court which, after determining Reddix's other issues, entered judgment on the mandate. 12 It should be noted that, in its petition for a writ of certiorari, the state never once suggested the claim it now suggests in closing: that this court's opinion contained a "finding" which would suffice under Enmund. 17 The state then sought to reopen the question by way of a motion under F.R.C.P. 60(b). It failed, however, properly to invoke the district court's jurisdiction. When its motion was denied on that ground, it failed to file a timely notice of appeal. Now it asks the court to reopen its prior judgment and undo its mandate without reference to the governing standards. It is not true that an appellate court has inherent power to reopen its judgments to correct a mere error, if one exists. Rather, for generations, judges have felt themselves bound by [t]he 'law of the case' doctrine . . . [which] operates to preclude a reexamination of issues of law decided on appeal. . . either by the district court on remand or by the appellate court in a subsequent appeal . . . . It is a restriction self-imposed on the courts to further the interests of judicial efficiency, and is based on the policy that issues once decided should remain so. Chapman v . NASA, 736 F.2d 238, 241 (5th Cir. 1984) (citing Conwav v. Chemical Leaman Tank Lines. Inc.. 644 F.2d 1059, 1061-62 (5th Cir. 1981), and Lehrman v. Gulf Oil Coro.. 500 F.2d 659, 662-63 (5th Cir. 1974)).13 This doctrine of finality and repose applies in habeas, as elsewhere. Westbrook v. Zant. 743 F.2d 764 (11th Cir. 1984). It is an every-day fact of life which occurs often in litigation that a party is involved in parallel litigation and does better in one case than the other. Ordinary principles of finality do not allow that litigant to seize upon the more 13 The value of finality is substantial: "The labor of judges would be increased almost to the breaking point if every past decision could be reopened in every case . . . ." b . Cardozo, THE NATURE OF THE JUDICIAL PROCESS 149 (1921). 18 auspicious outcome in a second case to go back and reopen the judgment in a prior case. Chicot Countv Drainage District v. Baxter State Bank. 308 U.S. 371 (1940); Ackerman v. United States. 340 U.S. 193 (1950).14 In Ackerman. the Supreme Court held that a defendant could not do what the state attempted here: use Rule 60(b) to reopen a proceeding on the ground that a later decision provided a more favorable result. There, the codefendant in the same case had appealed the adverse judgment and obtained a reversal and dismissal. Here, in an unrelated case on a different record presenting different facts, the state appealed and lost. On the basis of that separate proceeding, it now asks this court to reopen its judgment and undo its mandate. As the Supreme Court has observed in the related context of res judicata, it is hard to see the grave injustice which would be done by the application of accepted principles of [finality].... "Simple justice" is achieved when a complex body of law developed over a period of years is even- handedly applied. The doctrine . . . serves vital public interests beyond any individual ... ad hoc determination of the equities in a particular case. ... This Court has long recognized that "[p]ublic policy dictates that there be an end of litigation; that those who have contested an issue shall be bound by the result of the contest, and that 14 See also United States v. Moser. 266 U.S. 236, 242 (1924) ("A determination in respect of the status of an individual, upon which his right ... depends, is as conclusive as a decision upon any other matter."). In Moser, the Court held that the decision of the Court of Claims in Moser's first suit controlled, even though an intervening decision of the Court of Claims had overruled that first decision on the precise question at issue. 19 matters once tried shall be considered forever settled as between the parties." Baldwin v. Iowa State Travelling Men's Assn.. 283 U.S. 522, 525 (1931). Federated Department Stores. Inc, v. Moitie. 452 U.S. 394, 401 (1981). "Once a case has been decided on appeal, the rule adopted is to be applied, right or wrong, absent exceptional circumstances." Schwartz v. NMS Industries, Inc. . 575 F.2d 553, 554 (5th Cir. 1978) . The doctrine has three exceptions: "when (1) a subsequent trial produces substantially different evidence, (2) controlling authority has made a contrary decision of the law applicable to the issues, or (3) the prior decision was clearly erroneous and would work an injustice." Todd Shipyards Coro, v. Auto Transportation. S.A. , 763 F.2d 745, 752 n. 14 (5th Cir. 1985) (citing Morrow v. Dillard. 580 F.2d 1284, 1292 (5th Cir. 1978), and White v. Murtha. 377 F.2d 428, 432 (5th Cir. 1967)). Analysis under these standards compels rejection of the state's position. First, there is no new evidence to justify reconsideration. Second, the Supreme Court's decision in Bullock did not posit a legal standard different than that applied by this court on the last appeal. Just the opposite is true: Bullock affirms that Reddix's death sentence was properly vacated and differs only slightly about how the relief ordinarily should be framed. Contrary to the state's assertions that this court reversed Reddix's death sentence solely on the grounds that the jury did not make proper findings under Enmund, this court applied the proper standards under Bullock. In its opinion on rehearing, this 20 court made clear that the Mississippi "supreme court . . . made no specific finding that Reddix had a personal intent to kill." Reddix, 732 F- 2d at 495. Thus, this court anticipated the Supreme Court's ruling in Bullock that the habeas court should "examine the entire course of the state-court proceedings against the defendant in order to determine whether, at some point in the process, the requisite factual finding as to the defendant's culpability has been made." Bullock. 88 L.Ed.2d at 717. While Bullock did change the remedy ordinarily available to a habeas petitioner from that which was accorded Reddix, it is not a contrary decision of the controlling law within the meaning of the doctrine of law of the case.15 Nor does it follow either that the judgment providing Reddix a new sentencing hearing is legally incorrect or that it "would work an injustice" under the third exception to the doctrine of the law of the case. Bullock recognized that "[t]here might be instances . . . in which . . . appellate factfinding procedures were not 'adequate,'" as when "a given case turn[s] on credibility determinations that could not be accurately made by an appellate court on a paper record." Bullock. 88 L.Ed.2d at 718 n. 5. This case turns on an even more fundamental failing: that the factual record in the state court is inadequately developed to yield "a reliable determination as to whether he is subject to a death penalty" under Enmund. Bullock. 88 L.Ed.2d at 720; see 15 It does not suffice if the new decision reflects a different constitutional theory or modifies the permissible scope of remedy; in that case it "is not a contrary decision of the law applicable to the issue herein raised." Morrow v. Dillard. 580 F.2d at 1292, 1294 (emphasis in original). 21 also Illinois v. Gates. 462 U.S. 213, 221-22 (1983); Singleton v. Wulff. 428 U.S. 106, 120-21 (1976); Cardinale v. Louisiana. 394 U.S. 437, 439 (1969) . This is not a case in which, despite the ambiguous instructions, "the theory on which the case was tried and the evidence received leave no doubt ... that the defendant killed or intended to kill." 88 L.Ed.2d at 718 n. 5. This case was tried as if intent was simply irrelevant. Reddix. 728 F.2d at 710. As a result, there were numerous factual questions going to intent that were raised either by the evidence or the absence of pertinent evidence. For example, Reddix's actions after Jones's assault on the victim were inconsistent with an intent to kill. See Reddix. 728 F.2d at 711 n.6. There was evidence that Reddix and Jones had a "plan" but no evidence what that plan was. Id.; Tr. 721. And it was unclear whether Larry Jones, who actually committed the murder, was armed or had deliberately left the gun behind.16 For all these reasons, the question of intent was left open at trial, and is still very much in doubt. "In Reddix's case, however, involving three perpetrators, nothing that transpired at trial and nothing in the instructions given at his sentencing hearing clarifies the confusion left by the jury instructions . . . . " Reddix. 728 F.2d at 710. Accordingly, a judgment that sends this case back for a new sentencing hearing is not "a manifest 16 We will not repeat the explanation of the state's error regarding "the gun." It is debunked in footnote 9 of our opening brief. Reddix's actual confession as transcribed by Officer Tichell simply fails to reveal whether the reference was to "the gun . . . that Larry had" or whether it was a statement "that Larry had just the Stilson wrench . . . ," indicating that a gun had deliberately been left behind. 22 injustice." White v. Murtha. 377 F.2d at 432. Indeed, it is entirely appropriate to the posture of the case. Finally, the state’s invitation to construct from this court's prior opinion a facual finding that suffices under Enmund and Bullock should be declined.17 This court expressed itself in a manner that was both clear and legally correct: It held only that a reasonable jury might have found intent. [W]e do not hold that the evidence adduced at trial is insufficient for a reasonable iurv to conclude that Reddix had a personal criminal intent justifying the imposition of the death penalty. We hold only that because of the jury instructions, we cannot ascertain what the jury actually concluded from the evidence. Reddix, 728 F.2d at 710 (emphasis added) . It defies logic to suggest that a legal ruling that there was enough evidence from which a jury might have found a fact can be metamorphosed into a finding by the reviewing court of the disputed fact itself. 17 The state's premise that it would be appropriate merely to affirm a death sentence on the basis of a finding made by a federal court is directly contrary to the explicit holding in Bullock. Twice, the Supreme Court specifically held that the federal court should not make such findings, both as a matter of comity to the state and fairness to the defendant. "[W]e hold that the state courts should be given the opportunity to address the matter in the first instance." 88 L.Ed.2d at 714 n. 1. "[I]t is Mississippi, therefore, and not the federal habeas corpus court, which should first provide [the defendant] with that which he has not yet had and to which he is constitutionally entitled — a reliable determination as to whether he is subject to the death penalty as one who has killed, attempted to kill, or intended that a killing take place or that lethal force be used." Id. at 720. 23 CONCLUSION For the foregoing reasons, the judgment of the district court that granted the writ as to sentence pursuant to this court's mandate must be affirmed and the judgment of the district court denying habeas relief as to guilt or innocence should be reversed. Respectfully submitted, CHARLES H. RAMBERG P. 0. Box 1428 Jackson, Miss. 39205 (601) 948-0242 STEVEN L. WINTER University of Miami School of Law P.O. Box 248087 Coral Gables, Florida 33124-8087 (305) 284-2392 COUNSEL FOR PETITIONER-APPELLANT 24 CERTIFICATE OF SERVICE I hereby certify that a copy of the foregoing reply brief for petitioner-appellant was served on opposing counsel by depositing same in the United States Mail, first class postage prepaid, addressed as follows: Marvin L. White, Jr. Assistant Attorney General P.0. Box 220 Jackson, Mississippi 39205-0220 This & day of July, 1986. Respectfully submitted, APPEEEftfTT 25 APPENDIX State's Response to Application for Leave to File a Petition for Writ of Error Coram Nobis in Reddix v. State. No. 50,999 (Miss. 1981) 26 IN THE SUPREME COURT OF THE STATE OF MISSISSIPPI SEPTEMBER 1980 TERM' WILLIE N. REDDIX, Petitioner v. JOHN C. WATKINS, Commissioner Smvi"MGET-"PSra"’t °' »t.te p“ S L a “ f!?' ) )1 NO. 50,999 Respondent s . RESPONSE TO APPLICATION FOR LEAVE TO FILE A PETITION FOR WRIT OF ---------- ERROR CORAM NOBIS COMES NOW, respondents, through counsel, and file this resp in the above stvled response f,ct., to „it “ ’" a • * » - I. Respondents aqree wi t-h +-u history of th' statement of the pleadings and- o r y this „ , e contained in paragraphs p tion filed in y 3 ot the Peti- th 0336 thS SXCePti0n °f allegations as totne respondents in this case no • ° - « . oe,potto. R.,po„do„t5 ZlZ ^ ̂ ‘ " P.ppgp.pt to ot too petition and „U 1 sho„ „hy ZZZu"̂ paragraphs. Y " folI°wing V The plead Thigpin isln^ L rnetiynC°hrere^ i s Sstyled ln this case as Morris Correotions and Eddie Lucases Apartment of“ State Penitentiary. s presently the Warden of the - 1 - II. The allegations concerning the admission into evidence of petitioner’s confession contained in paragraphs 11(a) to 11(g) of the petition were fully decided adversely petitioner's posi tion, asserted here, by this Court in the original decision on direct appeal. See: 381 So.2d at 1005-1007. Respondents sub mit the Court's decision as explained in the opinion is correct III. The allegations concerning the wrench and the statements connected therewith contained in paragraphs 12(a) to 12(g) and paragraphs 13(a) and (b) of the petition were fully disposed of in the decision of this case on direct appeal. See: 381 So.2d at 1008-1009. The Court's reasoning was correct on this issue. IV. Petitioner alleges in paragraphs 14(a) to 14(d) that the trial court erred in refusing instructions on the lesser in cluded offenses of "misdemeanor/manslaughter and non-capital felony murder" in contravention of the teachings of Beck v. Alabama, ___U.S.___, 65 L.Ed.2d 392, 100 S.Ct. 2382 (1980). Respondents would submit that there was no evidence adduced by the State remotely suggesting that the purpose for which peti tioner and Larry Jones entered Arthur Weinberger's store on the day of the murder was anything other than robbery. Petitioner did not take the stand or offer evidence to the jury to refute the evidence of the State. In fact this Court stated in the Redd i:< opinion: - 2 - He and Jones, his accomplice had a ^ S 5 J S . . - T £ : “ i « S V ? . ” 1 “ 3 f f i , 1 S t l S . . is no qho fruits ye shaH know them." There s s s ? i a s i f aa ? S u a J t J S a r , hb l -d 9 e 0 n in g th e v i c t i m him while L s head wasyh1Cally restrained m s nead was being crushed. 381 So.2d at 1011-1012. Purth« cvidcc. that tfta inatrnotionii wer< n M supported by th. .vid.„=. co«s fro„ Petitioner's trf: cou„,.l. Tte £ol_ l0”‘n9 C°ll0,“y “ °k Pl“ » the instructions 6aing considered. The record reads: De fens e A ^ You A " me make su« "ow for the cerning Instruction^^ ann° ^ cement c°n- andS iMlAngAome Amendments in * £ £ ” ^ on- you have an announcement on 5? 0ther' d° aYpart of Whatever A s Cin°the°i V S actually through 4 that you refused s i n ^ A ^ 1®"8 1 been no other — as it look- nf there have H n J --jrr- , ■ - court refusing those intinJ M s , t h a t s i w jg _ g g _ g o u l d ^ I t h d 7 ^ T T h ^ ~ t^ink it would con — ;----------- ------- — — 11 wt= wo Igtruction at this t H ^ " r th fuse them more than anything. that ̂instruction 'm I-jlAiscard" [°U£ ithdra«Number 5 for t-ho Card it then, this time thK Defense 1S withdrawn. At anv objections toAnv" °PP°rtunity to note given by the State or t h e A o u r t ? ^ ^ 003 - 3 - BY MR. HENRY: We would only go on the record as objecting to the Court's refusal of 6 and 7 and, of course, the first four instructions. BY THE COURT: That's noted for the record, but the fact that the Court refused those is suf ficient on your record on appeal. BY MR. HENRY: Yes, I know, but it's come up in several recent cases that it has to be - an objection has to be stated in the record why. We would just state for the record that we think the Jury can deduce, even with the evidence as presented at this time, this being a felony murder case, based on the theory of felony murder, that this Defendant was only guilty of robbery. (emphasis added) (R. 751-752) There was no evidence in the record that the "plan" was to shop lift. The evidence adduced before the jury was that the "plan" was to rob Arthur Weinberger. Petitioner engages in rank speculation when he offers versions of his intentions on the day he assisted Larry Jones murder Arthur Weinberger. This Court said in Jackson v. State, 337 So.2d 1242 (Miss. 1976) : We therefore hold that, when warranted by the evidence, the trial court may in struct the jury with reference to lesser included offenses. However, such an in struction should not be indiscriminately or automatically qiven, as was condemnedin Roberts, supra, U.S. at , 96 S.Ct.at 3007, 49 L.Ed.2d at 982, but: should onlybe given after the trial court has carefully considered the evidence and is of the opinion that such an instruction is justified by the evidence. 337 So.2d at 1255. Jackson was cited favorably for this point by the United States Supreme Court for this proposition in footnote 10 of the Beck opinion 65 L.£d.2d at 401. There being no evidnece to support the offered instructions on lesser included offenses, they were porperly refused. - 4 - V. The allegations contained in paragraphs 15(a) and (b) con cerning the omission of the "crucial element of intent to rob the victim" is best put to rest by reference to Instruction S-l on page 812 of the record. The instruction reads: The Court instructs the Jury that the killing of a human being without the authority of law by any means or in any manner shall be capital Murder when done with any design to effect death by any person engaged in the com mission of the crime of robbery. The Court therefore instructs the Jury that if you believe from the evidence in this case beyond a reasonable doubt, that the Defendant, Willie N. Reddix, in company with another person, in the Second Judi cial District of Harrison County, Mississippi, on or about the time and date charged and testi fied about, went to Art's Levi's in Biloxi, Mississippi, and did then and there take the personal property of one Arthur Weinberger, to- wit: clothing and valuables from his business, and against his will by violence to his person, and did then and there rob the said Arthur Weinberger of said personal property, and while so engaged in this design, the said Willie N. Reddix, acting in concert with another, struck the said Arthur Weinberger and killed him with an instrument, to-wit: a wrench, with the formed purpose to effect his death and as a result of said blows to the head, the said Arthur Weinberger died, arid said murder was without justification or in necessary self-defense, then the Jury shall find the Defendant guilty of Capital Murder. (emphasis added) R. 812 The elements of robbery are set forth in the instructions, the intent to rob is included. Further this Court stated in In re Jordan, 390 So.2d 584 (Miss.1980): Although the indictment charged murder "while engaged in the commission" of kid napping and did not set forth any of the elements of such offense. Accordingly, a verdict of guilty of kidnapping would have been totally improper, and the argument under discussion lacks merit. 390 So.2d at 584. Here the jury was instructed on the elements of robbery at both the guilt and sentencing phases of the trial. (R. 812, 814) Further there is no such element of robbery as "intent to rob." Robbery is defined in Section 97-3-79 Miss. Code Ann. (Supp.1980) as follows: Every person who shall feloniously take or attempt to take from the person or from the presence the personal property of another and against his will by violence to his person or by putting such person in fear of immediate injury to his person by the exhibition of a deadly weapon shall be guilty of robbery. These elements are set forth in the instructions. Petitioner's claim is baseless. VI. The allegations in paragraphs 16A(1) to 16A(2)(b) concerning the lack of any finding by the jury of an intent to kill are clearly without merit. This question was presented to the Untied States Supreme Court on his petition for writ of certiorari. The petition was denied on November 10, 1980. Respondents will respond in a similar manner here. Petitioner first claims there was no finding by the jury that he intended to take life making the sentence of death dispropor tionate to the crime and thus impermissible. Such a claim only serves to demonstrate the lack of knowledge petitioner has of Mississippi law. Contrary to petitioner's assertions, the jury in his case made a finding of intent when it returned the verdict: Guilty of Capital Murder. Under Miss. Code Ann. § 97-3-19(2) (e) (Supp. 1979), a jury can and has returned a guilty verdict without a finding of intent to kill, but not in petitioner's case. The indictment on which peti tioner was tried states in part: That Willie N. Reddix, . . -did unlawfully, wilfully & feloniously, with malice afore- thouqht, kill and murder one Arthur Wein berger, a human being, while engaged in the commission of the crime of robbery upon him. . .. (emphasis added) (R. 5) Petitioner was tried under an indictment succinctly charging malice even though such was not an essential ingredient of the of fense charged. The State had the burden of proving its existence, and the jury was instructed in a manner requiring, as a prerequisite for a capital conviction, a finding that the killing was maliciously perpetrated. It was thus not possible for the jury to find peti tioner guilty of capital murder without also finding that he killed and murdered his victim maliciously. We observe that the indictment at bar contains the phase ". . . unlawfully, wilfully, & feloniously, with malice aforethought, kill and murder . [emphasis added]. The word "unlawfully" means "in violation of law," Gilbert v. State, 198 Miss. 175, 21 So. 2d 914, 916 (1945), and connotes, in a homicide case, that the act was done without justification or excuse. "Wilfully" means "in tentionally," i,e. not by accident or lawful excuse, and implies that an act is done "knowingly." Ousley v. State, 154 Miss. 451, 122 So. 731 (1929). "Feloniously" is a technical word of the law, and means "done with the intent to commit a crime; of the grade or quality of a felony." Martin v. State, 163 Miss. 454, 142 So. 15 (1932). These adverbs are descriptive of the capital offense charged, namely, capital murder with malice or deliberate design. This Court has long held that malice aforethouaht and deliberate design mean the same thing. Hawthorne v. State, 58 Miss. 778 (1881). As stated above, the instructions given to the jury,on the quilt phase of the trial were not at variance with the indictment. - 7 - Instruction S-l (R. 812) required the jury to find the murder was committed with "any design to effect death" and "with the formed purpose to effect [Weinberger's] death.” Instruction S-2 (R. 813) required the jury to find that petitioner "in concert with another did unlawfully, wilfully, feloniously and of their malice afore thought kill and murder Arthur Weinberger. . . . " From the foregoing, it is clear that petitioner is factually and legally incorrect when he states there was no finding of intent 2/to kill.- Petitioner’s argument in paragraph 16A(2)(b) is novel to say the least. He would require the jury to find an intent to kill a second time on the sentencing phase. The jury had already found petitioner intended to kill Arthur Weinberger when it re turned a verdict of "Guilty of Capital Murder." To require a second such finding is not invisioned under our statutory scheme. In fact, this Court has stated that it is not necessary for a defendant to have any design to effect the victim’s death under our statutory scheme. Reddix v. State, 381 So.2d 999, 1011 (Miss. 1980); Jones v. State, 381 So.2d 983, 989 (Miss.1980); Culberson v. State, 379 So.2d 499, 504 (Miss.1975). Petitioner's allegations in paragraphs 16A(3)(a) to 16A(3)(f) concern the sufficency of the evidence to find he intended the death of Arthur Weinberger. This allegation was disposed of in the ori ginal decision on direct appeal. See: 381 So.2d 1011-1013. The jury found intent to kill after the State produced the evidence supporting this factually. As stated above there is no require ment that intent be found. The State took on the extra burden and me t it. 2/ The above is a reproduction of the argument made to the United States Supreme Court with minor changes made for clarity here. SEE: Appendix A. - 3 - Petitioner's allegations in paragraphs 16B(1) to 16B(5) concern his receiving the death penalty when he was not the "triggerman." This Court considered this issue on direct appeal and decided it adversely to petitioner's position here. See: 381 So.2d 1011-1012. Petitioner's punishment is neither cruel nor unusual under the law. VII. The allegations contained in paragraphs 17(1) to 17(3) of the petition concern his sentence of death being the result of a "scheme of capital that is administered in an arbitrary and capricious manner." He bases this claim on purported statistics relating to the 23 death sentences this Court reversed and re manded for bifurcated trials in the wake of this Court's decision in Jackson v. State, 337 So.2d 1242 (Miss.1 9 7 6 ) ^ Many factors, not the least of which is prosecutorial dis cretion, enter into a decision to allow a defendant to plead guilty in exchange for a life sentence. With a guilty plea punishment is insured as against the ever present risk of acquittal or a mistrial. Mere passage of time from the indictable act may result in lost witnesses, as here, and fading memories. Inter vening appellate review may result in condemnation of the use upon retrial of certain evidence without which the likelihood of conviction may be lessened. 3/ Jackson v. State, 337 So.2d 1242 (1976); Hill v. State, 339 So.2d 1382 (19T6); Wansley v. State, 339 So.2d 989 (1976); Biles v. State, 338 So.2d 1004 (1976); Rogers v. State, 338 So.2d 1005 (1976); Ivey v. State, 341 So.2d 918 (1977) ; Davis v. State, 349 So.2d 509 (1977); Caldwell v. State,347 So.2d 1389 (1977); Henderson v. State, 343 So.2d 744 (1977); Moore v. State, 344 So.2d 731 (1977); Picklo v. State, 345 So.2d 623 (1977); Spencer v. State, 348 So.2d 1030 (19 7 7) ; Upshaw v. State, 350 So.2d 1358 (1977); Culberson v. State, 348 So.2d 1025 (1977); Reddix v. State, 342 So.2d 1306 (1977); Jones v. State, 342 So.2d 735 (1977); Jordan v. State, 365 So.2d 1193 (1973); Hicks v. State, 355 So.2d 679 (1978); Stevenson v. State, 354 So.2d 1095 (1978) and Irving v. State, 361 So.2d 1360 (1973). -9- Of the twenty-three pre-Jackson defendants heretofore referenced, it is unknown how many were initially offered the opportunity to plead guilty in exchange for a penalty less than death, but it is highly likely that having once been sentenced to death, a defendant may be more than willing to acknowledge his guilt in exchange for a lesser penalty. Contrary to petitioner's assertion that a subsequent sentence less than death on retrial is evidence of arbitrary and capricious administration of the death penalty as condemned in Furman v. Georgia, 408 U.S. 238 (1972) and Gregg v. Georgia, 428 U.S. 153 (1976), respondent submits that retrial with bi furcation and a sentence of life is evidence that the procedure delineated in Jackson and the new statutes work to the defen dant's benefit and serve to insure that the penalty of death is not imposed in an arbitrary and capricious fashion. VIII. Petitioner alleges in paragraphs 18(a) to 18(f) that his death sentence is the result of "race and sex discrimination," or in other words arbitrary and capricious. This same question has been presented to the United States District Court for the Northern District of Mississippi in the case of Washington v. Watkins, NO. GC 79-39-K-P (N.D. Miss., December 13, 1979).- The response of the Court there is found on pages 3-6 of the Report and Recommendantion of the magistrate, later adopted as part of the opinion issued by Judge William Keady. 4/ Washington v. State, 361 So.2d 61 (Miss.1978) , Federal ~ habeas corpus petition. - 1 0 - TheThe reasoning of the Court there is applicable here, respondents adopt the language of the Court there as their response to the argument made here. For the Court's convenience we will set forth that part of the opinion dealing with this issue. The opinion reads: A. Discriminatory Imposition of Death Penalty. Petitioner contends that the death penalty under Miss. Code Ann. § 99-19-101 is being imposed in a discriminatory manner against blacks, males, indi gents, and defendants convicted of murdering whites as opposed to blacks, in violation of the equal pro tection clause of the Fourteenth Amendment and the Eight Amendment prohibition against arbitrary and capricious imposition of the death penalty. In sup port of this claim, petitioner alleges that "[o]f the twelve persons awaiting execution in Mississippi, all are male indigents, three-fourths or nine are black and all’ of the victims were white." As to peti tioner's claim under the Eighth Amendment, To allege discriminatory application of the death penalty, as meant in the context of this case, is to argue that defendants who have murdered whites have received the death penalty when other defendants who have murdered blacks, and who are equally or more deserving to die, have received life imprisonment. In order to ascertain through federal habeas corpus pro ceedings if the death penalty had been discriminatorily imposed upon a peti tioner whose murder victim was white, a district court would have to compare the facts and circumstances of the peti tioner's case with the facts and circum stances of all other Florida death penalty cases involving black victims in order to determine if the first degree murderers in those cases were equally or more deserving to die. The petitioner thus requests the same type of case-by case comparison by the federal judiciary that we have previously rejected in con sidering the petitioner's contention that Florida's death penalty is being imposed arbitrarily and capriciously. We need not repeat the myriad of difficult problems, legal and otherwise, generated by such federal court intrusion into the sub stantive decision making of the sentencing process which is reserved to the Florida state courts under Section 921.141. As we previously noted, this Court reads Furman, Gregg, Proffitt, Jurek, Woodson, and Roberts as holding that if a state follows a properly drawn statute in im posing the death penalty, then the arbi trariness and capriciousness— and there fore the racial discrimination — condemned in Furman have been conclusively removed. Florida has such a statute and it is being followed. The petitioner's con tention under the Eighth and Fourteenth Amendments is therefore without merit. Soinkellink v. Wainwright, 578 F .2d 582, 613-14 (5th Cir. 1978), cert, denied, ___ U.S. ___, 59 L.Ed.2d 796 (1979). From an Eighth Amendment standpoint, similar consideration would obtain with regard to petitioner's claim of discriminatory application of the death penalty to black, indigent, and male de fendants. Petitioner's equal protection claims of allegedly discriminatory application of the death penalty against blacks, males, and indigents are not far removed from his Eighth Amendment claim, i.e., "at its core lies the charge of arbitrary and capricious conduct." Spinkel- link, supra, 578 F.2d at 616. If a petitioner can show specific act or acts evidencing intentional or purposeful racial discrimination against him. See: Village of Arlington Heights v . Metropolitan Housing Development Corp., 429 U.S. 252, 266-68, 97 S.Ct. 555, 564- 565, 50 L.Ed.2d 450 (1977), either be cause of his own race or the race of his victim, the federal district court should intervene and review substantively the sentencing decision. We emphasise once again . . . that this Court anticipates that such intervention will be infrequent and only for the most compelling reasons. Mere conclusory allegations, as the peti tioner makes here, such as that the death penalty is being "administered arbitrarily and discrininatorily to punish the killing of white persons as opposed to black persons," . . . do not constitute such reasons and would not warrant an evidentiary hearing. This is so on Eighth Amendment grounds as well as on Fourteenth Amendment equal protection grounds, because the intrusionary effect would be the same. -12- Jurek v. Estell, 593 F.2d 672, 685 (5th Cir.X979). Assuming the correctness nf i“ S . S * i f S " L t;,rippic\ ° df i a£.*&. s s s s 2 ” “i ; s “ ™ ' “ “ : r « s s s £ s s . hearing on this claim by petition™*" “ evldentiarY (Appendix B at 21a-24a; Rept. & Rec. at 3-6) The statistics have changed slightly since Judge Keady wrote his opinion. as of January 23, 1981, twelve (12) death penalty cases tried under either legislative or judicial bifurcation have been fully litigated before this Court and reviewed meaningfully effectively. One case was reversed and remanded for trial anew [Gra^.^^^state, 351 So.2d 1342 (Miss. 1977) ] , one other was affirmed as to guilt and reversed as to sentence, reducing the sentence to life I C ^ ^ a t e , 378 So.2d 640 (Miss.1979)] while ten (1 0) of the convictions and sentences of death have been affirmed. We allude specifically to Bell_v. state, 360 So.2d 1206 (MlSS‘ 1978); 'ĤShiSatonv. State, 361 So.2d 61 (Miss.1978); 361 SO-2d 1260 (Miss. 1978); voyles v. .9^ 362 So.2d 1236 (Miss. 1978,1/; Jordan^^^tate, 365 So.2d 1198 (Miss. 1978); Gray v. State. 375 So.2d 994 (Miss 1 9 7 9). m i kwiiss.iy/yj; Culberson v. State 379 So. 2d 499 Jon.» v. state. 381 So72d 983 ,W „ ’ 19«0,,• M So.2ti (,u„.19S0)i ^ v States No. 51,937 (Decided August 6 1980- R«hugust b, 1980, Rehearing Denied January 1 4 , 1981, Not yet reported). Bell, Washington, Irving, Culberson, Jones, and Reddix are black men. Voyles, Jordan, Gray and Bullock are white men. Reddix and Jones were both convicted of the same crime. At present there -14- are five other cases where the death penalty has been imposed pending before this Court or soon to be filed before this Court. These cases involve Arthur Ray Lanier, a black man, Kenneth Wheat, a white man, Mack King, a black man,. Alvin Hill, a black man, and Edward Johnson, a black man. This makes the division, along racial lines, of people, sentenced to death under the present bifurcated system ten (10) blacks and six (6) whites. Respon dents contend that this number is till insufficient to demonstrate a pattern or practice of discrimination or arbitrariness. These numbers do not indicate anything at the present time. Respondents would further note that Alvin Hill, a black man, was convicted and sentenced to death in DeSoto County for the capital murder of another black man. The only sentence that has been reduced by this Court to date was that of a black man. Coleman v. State, 378 So.2d 640 (Miss.1979). Further a booklet published by the United States Justice Department entitled “Capital Punishment 1977," National Prisoner Statistics Bulletin; No. SD-NPS-CP-6 (November 1978), set forth in Table 4, page 16 that women were executed for murder in Mississippi in 1937, 1943, and 1944. These convictions and sentences occurred before the present system was mandated and are actually not relevant to an analysis under the present statutes. We only feel compelled to correct petitioner's glaring lack of research into the subject. Respondents would submit that the State of Mississippi is not discriminating in its imposition of the death penalty. IX. The allegations contained in paragraph 19(A)(1) contend that the jury based its decision on a unconstitutional aggravating cir cumstance namely that the offense was "especially henious, artro- cious or cruel" in contravention of the ruling in Godfry v, Georgia, __ U.S. ___, 64 L.Ed.2d 398 (1980). This exact argument was made -15- to the United States Supreme Court in petitioner's petition for Writ of Certiorari. Respondents adopt its response to the high court as its answer here. This argument is legently thus it will not be reproduced here. We would invite the Court's atten tion to pages 5-13 of our Brief in Opposition attached hereto as Appendix A. We would further note that the Supreme Court has now denied certiorari on this exact point four times. Voyles v. Mississippi, 441 U.S. 956 (1979); Gray v. Mississippi, ___ U.S. _, 64 L.Ed.2d 847 (1980); Culberson v. Mississippi, ___ U.S. _, 66 L.Ed.2d 250 (1980); Reddix v. Mississippi, ___ U.S. ___, 66 L.Ed.2d 251 (1980). Gray, Culberson, and Reddix were all decided after the Court's ruling in Godfrey. Paragraph 19 (A)(2) contains allegations concerning the form of the sentencing instruction that were resolved against peti tioner on his original appeal. SEE: 381 So.2d at 1004-1005. The Court's ruling was correct. Petitioner contends in paragraphs 19(A)(3)(i) and (ii) that the burden of proof was shifted to him during the sentencing phase. This issue has been resolved adversely to petitioner's position by this Court's rulings in Coleman v. State, 378 So.2d 640, 646-647 (Miss.1979) and Jordan v. State, 365 So.2d 1198, 1205-1206 (Miss. 1979) . Paragraph 19(A)(4) and 19(A)(5) contends that the sentencing instructions were incorrect in that they limited mitigating cir cumstances and denied him the jury's mercy. This contention has been litigated and resolved by this Court against petitioner. SEE: 381 So.2d at 1010-1011. - 1 6 - Paragraph 19(B)(1)(a) to 19(B)(1)(d) contend the aggravating circumstance of "especially henious, atrocious or cruel" is not supported by sufficient evidence. He contends "there was no torture or aggravated battery to the victim." Several blows to the skull of a seventy-seven year old man with a wrench would equal aggravated battery in any court. He submits the "victim died not long after he was struck without ever regaining consciousness." Five hours later is now a short time. His next contention is that the "homo- cide did not involve multiple victims." Nowhere in our law, State or Federal, is there a requirement that there be multiple victims to support the "especially henious, atrocious or cruel" circum stance. Finally he says that there is "no evidence that the victim was placed in fear or even apprehended what was to occur. Certainly not, petitioner was doing his job according to the "plan" drawing Weinberger's attention so he would not apprehend danger and sound an alarm. Weinberger was lead like a sheep to slaughter by peti tioner with callousness that shocks the conscience. Respondents would submit that this aggravating circumstance was supported by proof beyond a reasonable doubt. Paragraphs 19(B) (2) (a) and 19(B) (2) (h) contain allegations that the State cannot use the underlying robbery to elevate the crime to capital murder and then use the fact that the murder was committed while he was engaged in a robbery to aggravate the crime at sentencing. This contention has been laid to rest by both this Court and the Federal District Court. Our statutory scheme of capital sentencing has been declared constitutional by this Court in each and every death penalty case that has come before it. SEE: Coleman v. State, 318 So.2d 640, 647 (Miss.1979). The United States District Court has declared the statutes and procedures constitutional also. Washington v. Watkins, No. GC 79-39-K-P (N.D. Miss., December 10, 1979) [SEE: Appendix B]; Voyles v. Watkins, 489 F.Supp. 901 (N.D. Miss., 1980). Paragraphs 19(B)(3)(a) to 19(B)(3)(f) contain allegations that it was impermissable for the State to rely on petitioner's prior convictions for crimes occuring after the capital murder. These allegations were decided against petitioner's position on direct appeal. SEE: 381 So.2d at 1009—1010. The Court's decision is correct. XI In Paragraph 20 petitioner alleges that the failure to set out the aggravating circumstances the State would rely on in the indictment denied him notice as required by the State and Federal constitutions. This question has been answered adversley to petitioner's contention by this Court in In re Jordan, 390 So.2d 584, 585 (Miss.1980). . . XII. Petitioner alleges in paragraphs 21(A)(1) to 21'(A)(3) that this Court did not review the case on the full record as the voir dire, opening arguments, closing arguments and the report of the trial judge are not present. I.t is true that the record does not contain the full text of the voir dire, but it does contain the objections and rulings of the trial court (R. 372-375) as well as the in chambers jury selection process including the challenges for cause to certain members of the venire. (R. 377—330) It does not appear from the record if opening arguments were made. The objections made during closing arguments were transcribed. (R. 754- 756, 781-782) Petitioner's statement that the trial judges report does not appear in the record is false■ The report of the trial judge is contained in the record on pages 861-865. This Court had a sufficiently complete record upon which to review, especially when it is noted that there were no questions raised on direct appeal concerning possible errors during voir dire, opening argu ments or closing arguments. -18- Paragraphs 21(B)(1) to 21(B)(3)(i) allege that this Court did not make a proper comparative review of petitioner’s case with "similar cases." A review of the opinion in this case clearly demonstrates that these allegations are without merit. SEE: 381 So.2d at 1012-1013. This Court conducted a complete comparison taking into account that petitioner was not the so-called "triggerman." XIII. Paragraphs 22(a) to 22(d) of the petition contain allega tions that the statutory scheme of capital sentencing in this state is unconstitutional on its face. This Court has held the provisions of our statutes are consititutional in all respects. SEE: Gray v. State, 351 So.2d 1342 (Miss.1977); Washington v. State, 361 So.2d 61 (Miss.1978); Culberson v. State, 379 So.2d 499 (Miss.1980); Coleman v. State, 378 So.2d 640 (Miss.1979); Jones v. State, 381 So.2d 933 (Miss. 1980) ;. Reddix v. State, 381 So.2d 999 (Miss.1980). The Mississippi statutory scheme has also been upheld in Washington v. Watkins, No. GC 79-39-K-P (N.D. Miss., December 18, 1979) and Voyles v. Watkins, 489 F.Supp. 901 (N.D. Miss., 1980) Respondents submit these decisions are conclusive on the matter. XIV. Petitioner's final allegations contained in paragraphs 23(1) to 23(4)(c) concern the method on execution used in this State. Petitioner contends that death by lethal gas is "cruel and un usual punishment." Petitioner's attempt to inject extaneous matters are to no avail/it actually merits no response. Appel lant has failed to raise this issue at the trial of this case. Therefore it is not proper for consideration here as he has shown no reason as required under error coram nobis procedure why this issue was not raised below. -19- CONCLUSION In Howell v. State, 354 So.2d 1124 (Miss.1978), this Court explained an important criterion it uses in making the deter mination of whether to grant an application for leave to file in the trial court a motion for new trial on grounds of newly discovered evidence: When we granted appellant leave to file his motion for a new trial on the ground of newly discovered evidence, we in effect held that the claimed newly discovered evidence presented a question of sufficient gravity with respect to the guilt or innocence of the defendant to warrant a judicial determination of whether the conviction should be set aside and a new trial granted. 354 So.2d at 1127. That criterion applies with equal force to the application in the case at bar. The factual issues presented by the present appli cation, which either have been previously decided by this Court or which present only legal questions, do not represent "ques tion [s] of sufficient gravity with respect to the guilt or innocence [or sentence] of the defendant to warrant a judicial determination of whether the conviction [or sentence] should be set aside and a new trial granted." The application should there fore be denied and a new execution date set in this case. Respectfully submitted BILL ALLAIN, ATTORNEY GENERAL