Norwood v. Harrison Motion for Partial Summary Affirmance and Brief for Plaintiffs-Appellees
Public Court Documents
June 30, 1978
Cite this item
-
Brief Collection, LDF Court Filings. Norwood v. Harrison Motion for Partial Summary Affirmance and Brief for Plaintiffs-Appellees, 1978. b518d902-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0be6d29e-61b0-4a84-b30b-7af95e898399/norwood-v-harrison-motion-for-partial-summary-affirmance-and-brief-for-plaintiffs-appellees. Accessed December 04, 2025.
Copied!
No. 78-1600
DELORES NORWOOD, et al.,
Plaintiffs-Appellees,
Cross-Appellants,
v.
D. L. HARRISON, SR., et al.,
Defendants-Appellants.
IN THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
On Appeal From The United States District Court
For The Northern District Of Mississippi
MOTION FOR PARTIAL SUMMARY AFFIRMANCE AND
FOR PARTIAL SUMMARY REVERSAL, AND BRIEF FOR
PLAINTIFFS-APPELLEES, CROSS-APPELLANTS
JACK GREENBERG
BILL LANN LEE
10 Columbus Circle
Suite 2030
New York, New York 10019
FRED L. BANKS, JR.
Banks & Nichols
538-1/2 North Farish Street
Jackson, Mississippi 39202
Attorneys for Plaintiffs-
Appellees, Cross-Appellants
IN THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 78-1600
DELORES NORWOOD, et al..
Plaintiffs-Appellees,
Cross-Appellants,
v.
D. L. HARRISON, SR., et al.,
Defendants-Appellants.
On Appeal From The United States District Court
For The Northern District Of Mississippi
MOTION FOR PARTIAL SUMMARY AFFIRMANCE AND
FOR PARTIAL SUMMARY REVERSAL, AND BRIEF FOR
PLAINTIFFS-APPELLEES, CROSS-APPELLANTS
JACK GREENBERG
BILL LANN LEE
10 Columbus Circle
Suite 2030
New York, New York 10019
FRED L. BANKS, JR.
Banks & Nichols
538-1/2 North Farish Street
Jackson, Mississippi 39202
Attorneys for Plaintiffs-
Appellees, Cross-Appellants
IN THE
No. 78-1600
DELORES NORWOOD, et al..
Plaintiffs-Appellees,
Cross-Appellants,
v.
D. L. HARRISON, SR., et al.,
Defendants-Appellants.
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
On Appeal From The United States District Court
For The Northern District Of Mississippi
CERTIFICATE OF COUNSEL
Undersigned counsel of record for plaintiffs-appellees,
cross-appellants Delores Norwood, et al., certifies that the
following listed parties have an interest in the outcome of
this case. These representations are made in order that
judges of this Court may evaluate possible disqualification
or recusal pursuant to Local Rule 13(a).
1. NAACP Legal Defense and Educational Fund, Inc.;
2. Banks & Nichols;
3. Officers, members and the executive secretary of
the Mississippi State Textbook Purchasing Board in their
official capacity; and
4. Mississippi State Textbook Purchasing Board.
BILL LANN LEE
Attorney of Record for
Plaintiffs-Appellees,
Cross-Appellants
2
IN THE
No. 78-1600
DELORES NORWOOD, et al.,
Plaintiffs-Appellees,
Cross-Appellants,
v.
D. L. HARRISON, SR., et al.,
Defendants-Appellants.
On Appeal From The United States District Court
For The Northern District Of Mississippi
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
STATEMENT WHY ORAL ARGUMENT
NEED NOT BE HAD
Counsel for plaintiffs-appellees, cross-appellants
Delores Norwood, et al., state that oral argument need not
be had for the following reasons:
1. The issues raised by the defendants-appellants D. L.*
Harrison, Sr., et al., concerning immunity from a statutory
award of attorney's fees to plaintiffs-appellees, as prevail
ing parties, have been definitively resolved, by the Supreme
Court during the pendency of the appeal in Hutto v. Finney,
___ U.S. ____, 46 U.S.L.W. 4817 (decided June 23, 1978), in
accord with pre-existing law of this Circuit.*
2. The cross appeal of plaintiffs-appellees from the
amount of the attorney's fees awarded by the district court
involves neither disputed issues of fact nor novel issues of
law, but only the application of clear legislative history
of the Civil Rights Attorney's Fees Awards Act of 1976, 42
U.S.C. § 1988.
3. The issues are clearly presented in the record, and
the appeal can be decided on the briefs alone. Oral argument,
in the opinion of counsel for plaintiffs-appellees, cross
appellants, would not necessarily assist the Court.
4. As set forth, infra, summary disposition of the
cross-appeals is appropriate.
* This portion of the appeal has been before the Court, briefed
and orally argued. The earlier appeal, however, was dismissed
for lack of jurisdiction, see infra at p. 3 of the brief.
2
IN THE
No. 78-1600
DELORES NORWOOD, et al.,
Plaintiffs-Appellees,
Cross-Appellants,
v.
D. L. HARRISON, SR., et al.,
Defendants-Appellants.
On Appeal From The United States District Court
For The Northern District Of Mississippi
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
MOTION FOR PARTIAL SUMMARY AFFIRMANCE
AND FOR PARTIAL SUMMARY REVERSAL
Plaintiffs-appellees, cross-appellants Delores Norwood,
et al., respectfully request that the court summarily affirm
the lower court's statutory award of attorney's fees in
light of Hutto v. Finney. ____ U.S. ____, 46 U.S.L.W. 4817
(decided June 23, 1978). It is also requested that the
court summarily reverse the district court's determination
of the amount of the attorney's fees awarded in light of 42
U.S.C. § 1988 and the law of this Circuit. The motion should
be granted for the following reasons:
1. The Supreme Court's recent decision in Hutto v.
Finney, supra, definitively resolves against defendants-
appellants D. L. Harrison, Sr., et al., all the issues raised
on this appeal from a statutory award of attorney's fees to
plaintiffs-appellees, as prevailing parties, as more fully
detailed in the attached brief.
2. The legislative history of the Civil Rights Attorney's
Fees Awards Act of 1976, 42 U.S.C. § 1988, and law of the
Circuit clearly establish that the district court plainly
erred in determining the amount of the fees awarded, as more
fully detailed in the attached brief.
JACK GREENBERG
BILL LANN LEE
Suite 2030
10 Columbus Circle
New York, New York 10019
FRED L. BANKS, JR.
Banks & Nichols
538-1/2 North Farish Street
Jackson, Mississippi 39202
Attorneys for Plaintiffs-
Appellees, Cross-Appellants
2
TABLE OF CONTENTS
Page
Statement of the Issues ............................... 1
Statement of the Case ................................. 2
A. Prior Proceedings ............................ 2
B. Facts ........................................ 5
Summary of Argument ................................... 10
Argument:
I. The Judgment of the District Court That
Plaintiffs, as Prevailing Party, Were
Entitled to An Award of Attorney's Fees
and Costs Should Be Affirmed in Light of
Hutto v. Finney............................... 12
II. The Determination of the District Court of
the Amount of Attorney's Fees and Costs to
Be Awarded Should Be Reversed in Light of
the Legislative History of 42 U.S.C. § 1988. .. 15
A. The Hourly Rates Determined by the
District Court for Legal Services From
October 1970 - August 1974................ 16
B. The Supplemental Request for Fees and
Costs from October 1974 - January 1978. ... 19
III. The Court Should Consider a Direct Award of
Attorney's Fees and Costs Sought by Plaintiffs. 21
Conclusion .......................................... . 22
Appendix A, Antitrust Attorney's Fees Awards .......... la
Appendix B, Civil Rights Attorney's Fees Awards .......
TABLE OF AUTHORITIES
Cases: Paqe
Baxter v. Savannah Sugar Refining Corp., 495 F.2d 437
(5th Cir.), cert, denied, 419 U.S. 1033 (1974) ... 19
Bolton v. Murray Envelope „Corp., 553 F.2d 881
(5th Cir. 1977) ................................ 18,20
Brown v. Culpepper, 561 F.2d 117, denyinq petition
for rehearing with opinion in, 559 F.2d 274
(5th Cir. 1977) .......................... 12,15,17,18,
Davis v. County of Los Angeles, 8 E.P.D.
19,21
2 9444 (C.D. Cal. 1974) ........................ 16,21
Gates v. Collier, 559 F.2d 241 (5th Cir. 1977) ....... 13
Gore v. Turner, 563 F.2d 159 (5th Cir. 1977) ......... 21
Hodge v. Seiler, 558 F.2d 284 (5th Cir. 1977) ........ 21
Hutto v. Finney, 548 F.2d 740 (8th Cir. 1977),
affirmed, U.S. , 46 U.S.L.W. 4817
(decided June 23, 1978) ......................... 22
Hutto v. Finney, U.S. , 46 U.S.L.W. 4817
(decided June 23, 1978) ................... 10,12,13,14,
15,22
Johnson v. Georgia Highway Express, 488 F.2d
714 (5th Cir. 1974) ............................ 16,21
Miller v. Amusement Enterprises, Inc., 426 F.2d
534 (5th Cir. 1970) ............................. 20
Miller v. Carson, 563 F.2d 757 (5th Cir. 1977) ....... 13
Palmer v. Rogers, 10 EPD 2 10,499 (D. D.C. 1975) ..... 18,21
Parker v. Califano, 443 F. Supp. 789 (D. D.C. 1978) ... 17
Peltier v. City of Fargo, 533 F.2d 374 (8th Cir. 1976)
Rainey v. Jackson State College, 551 F.2d 672 (5th
19
Cir. 1977) ..................................... 13,14
l i
Cases (Cont'd): Page
Stanford Daily v. Zurcher, 64 F.R.D. 680 (N.D.
Cal. 1974) ................................ 16,18,20,21
Swann v. Charlotte-Mecklenburg Board of Education,
66 F.R.D. 483 (W.D. N.C. 1975) ............. 17,18,21
Zurcher v. Stanford Daily, ___ U.S. ___, 46 U.S.L.W.
4546 (decided May 31, 1978), reversing,
550 F.2d 464 (9th Cir. 1977) ..................... 17
Statutes:
20 U.S.C. § 1617, Emergency School Aid Act of
1972, § 718 .............................. 1,3,10,12,15
20 U.S.C. § 1618 ...................................... 6
28 U.S.C. § 1291 ...................................... 3
42 U.S.C. § 706(b) .................................... 18
42 U.S.C. § 1983 ...................................... 7
42 U.S.C. § 1988, Civil Rights Attorney's Fees
Awards Act of 1976 ...................... 1,3,6,7,10,12,
13,14,15,16,20,21
Other Authorities:
Rule 58, Fed. R. Civ. Pro.............................. 3
S. Rep. No. 74-1011, 1976 Attorney's Fees Awards Act,
94th Cong., 2d Sess. 6 (1976), reprinted in,
U. S. Code Cong. & Admin. News, 94th Cong., 2d
Sess. 1976, vol. 5 ........................... 11,16,20
iii
IN THE
No. 78-1600
DELORES NORWOOD, et al.,
Plaintiffs-Appellees,
Cross-Appellants,
v.
D. L. HARRISON, SR., et al.,
Defendants-Appellants.
On Appeal From The United States District Court
For The Northern District Of Mississippi
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF FOR PLAINTIFFS-APPELLEES, CROSS-APPELLANTS
STATEMENT OF THE ISSUES
1. Whether the lower court correctly awarded attorney's
fees to plaintiffs, as prevailing parties, pursuant to the
Civil Rights Attorney's Fees Awards Act of 1976, 42 U.S.C.
§ 1988, and the earlier § 718 of the Emergency School Aid Act
of 1972, 20 U.S.C. § 1617?
2. Whether the lower court correctly determined the
amount of the attorney's fees to be awarded plaintiffs pursuant
to applicable statutory standards?
STATEMENT OF THE CASE*
A. Prior Proceedings
This class action to enjoin the Mississippi State
Textbook Purchasing Board from providing textbooks to private
schools engaging in racially discriminatory policies and
practices was brought by black Mississippi school children
October 9, 1970, 2 R.A. 1. The dismissal of the complaint
by a three-judge court, 340 F. Supp. 1003 (N.D. Miss. 1972),
was reversed by a unanimous Supreme Court in a landmark
opinion that the Equal Protection Clause forbids both direct
and indirect aid to private segregated schools, 413 U.S. 455
(1973). On remand, the district court established and
applied certification procedures to determine eligibility of
private schools to receive state owned textbooks, 2 R.A. 39,
382 F. Supp. 921 (N.D. Miss. 1974).
On July 31, 1974, plaintiffs applied for an award of
reasonable attorney's fees, 2 R.A. 47, and the next month sub
mitted supporting affidavits of counsel, 2 R.A. 52-67. The
lower court decided the matter March 2, 1976. The lower court
*
ruled that (a) the Eleventh Amendment does not bar an award
* References are to the Record on Appeal (hereinafter ("R.A.").
The particular volume of the two-volume record is designated
by a preceding "1" or ”2" and the particular page is desig
nated by a following page number.
2
of attorney's fees and costs which will ultimately be paid
from the coffers of a state treasury, (b) an award was
proper pursuant to § 718 of the Emergency School Aid Act of
1972, 20 U.S.C. § 1617, and (c) an attorney's fee of $23,852
and taxable costs of $4,999.44 were determined and assessed
against officers and members of the Mississippi State Textbook
Purchasing Board in their official capacity, 2 R.A. 68-107,
410 F. Supp. 133 (N.D. Miss. 1976).
Defendants appealed from the accompanying March 2, 1976,
order, 2 R.A. 107a. However, the appeal was dismissed
November 21, 1977, for the lack of an appealable final order
pursuant to 28 U.S.C. § 1291, 563 F.2d 722 (5th Cir. 1977).
The merits of the appeal were not reached.
In the interim, the Civil Rights Attorney's Fees Awards Act of
1976, 42 U.S.C. § 1988, was enacted and went into effect.
Thereafter, the district court issued a final judgment
under Rule 58, Fed. R. Civ. Pro., January 3, 1978.
*"Upon receipt of the mandate issued on
December 13, 1977, by the United States Court
of Appeals for the Fifth Circuit, dismissing
the appeal from our prior order of March 2,
1976, allowing attorney fees on the ground that
said order was interlocutory and hence non-
appealable, and upon inspection of the jacket
file, and the court having concluded that the
case is ripe for final disposition, that further
delay in the allowance of attorney fees is con
trary to the public interest and to the principles
of justice and equity, and the court being of the
firm opinion that the plaintiffs are entitled to
3
an award of counsel fees in the sum hereinafter
fixed, for the reasons cited in our prior pub
lished opinion, Norwood v. Harrison, 410 F.
Supp. 133 (1976), which holding was bottomed
upon § 718 of the Emergency School Act of 1972,
20 USC § 1617, a holding which we now reaffirm,
as well as declaring an alternative ground for
allowing said award is based upon the Civil
Rights Attorney's Fees Awards Act of 1976, Pub.
Law 94-559, enacted October 19, 1976, 42 USC
§ 1988, it is ordered sua sponte as follows:
"That the members of the plaintiff class
represented by Delores Norwood ... do have of
and recover from the ... [officers and] members
of the Mississippi State Textbook Purchasing
Board, in their official capacity but not indi
vidually, and their successors in office, and
also the Mississippi State Textbook Purchasing
Board, as a distinct public agency of the State
of Mississippi, the sum of $23,852 as attorney
fees payable to plaintiffs' counsel, Honorable
Melvyn R. Leventhal, in the amount of $22,102,
Honorable James M. Nabrit III, $1,750, and the
additional sum of $4,999.44 taxed as reasonable
and necessary costs incurred by the plaintiffs
in the successful prosecution of this suit."
1 R.A. 172-173. Plaintiffs' motion to amend judgment to
increase the amount of the fees by increasing the hourly rate
and by adding a supplemental award for legal work since
August 1974 was denied, 1 R.A. 174, 178 and 185. Defendants'
motion to vacate the judgment was also denied, 1 R.A. 179,
188.
Thereafter, both defendants and plaintiffs filed notices of
appeal, 1 R.A. 189, 194.
4
B. Facts
1. Entitlement To An Award Of Fees And Costs
The facts with respect to entitlement to an award
of fees are undisputed.
The district court has recounted the results of the
"saga," of this litigation to bring Mississippi's program
of furnishing state-owned textbooks to racially segregated
private schools into conformity with the Equal Protection
Clause.
"Before Norwood, 107 private academies received
such aid; after Norwood, 33 academies applied
for state textbooks in accordance with certi
fication procedure established by this court
upon remand. Of this number, the Board at
the administrative level found 5 ineligible
and approved 28. Plaintiffs filed objections
to 24 schools approved by the Board. Pending
appeal to this federal district court, 13 pri
vate academies were able to satisfy, by stipu
lation, challenges raised by plaintiffs. As
previously stated, 4 academies voluntarily
withdrew their requests for textbooks after
challenge; and we have herein found 4 more
academies ineligible, 2 qualified, and one
approved only conditionally for one year. "
382 F. Supp. at 935. All told, 88 private schools lost text
book aid as a direct result of the action; at least 13 private
academies changed their procedures in order to no longer
engage in racial discrimination as part of the action; and
henceforth no private school in Mississippi may receive, ab
initio, state textbook aid without the prior approval of the
5
court, 410 F. Supp. at 138, n. 3.
Aside from their immunity to an award of attorney's fees
and costs, defendants do not dispute that plaintiffs meet
i/the various requirements of 20 U.S.C. § 1617 and 42 U.S.C.
2/
§ 1988. With respect to 20 U.S.C. § 1617: there is a "final
order"; the action is one arising under "the Fourteenth
Amendment ... as [it] pertain [s] to elementary and secondary
education"; the suit was "necessary" to end the practice of
providing state textbook aid to racially segregated private
schools in order to bring about compliance with the Fourteenth
1/ "Upon the entry of a final order by a court of the
United States against a local educational agency, a
State (or any agency thereof), or the United States
(or any agency thereof), for failure to comply with
any provision of this chapter or for discrimination
on the basis of race, color, or national origin in
violation of title VI of the Civil Rights Act of 1964,
or the fourteenth amendment to the Constitution of the
United States as they pertain to elementary and secondary
education, the court, in its discretion, upon a finding
that the proceedings were necessary to bring about com
pliance, may allow the prevailing party, other than the
United States, a reasora ble attorney's fee as part of
the costs. "
2/ "... In any action or proceeding to enforce a provision
of sections 1981, 1982, 1983, 1985, and 1986 of this
title, title IX of Public Law 92-318, or in any civil
action or proceeding, by or on behalf of the United
States of America, to enforce, or charging a viola
tion of, a provision of the United States Internal
Revenue Code, or title VI of the Civil Rights Act of
1964, the court, in its discretion, may allow the
prevailing party, other than the United States, a
reasonable attorney's fee as part of the costs."
6
Amendment; and the plaintiffs are "the prevailing party"
because plaintiffs requested injunctive relief against state
aid to all-white segregated private schools was for all
practical purposes granted in its entirety," 410 F. Supp.
at 137-141. With respect to the less extensive standards of
42 U.S.C. § 1988: this is an action to enforce 42 U.S.C.
§ 1983 and plaintiffs are the "prevailing party^" see 1 R.A. 172.
2. Amount Of Fees And Costs
The question of the amount of fees and costs in this
protracted litigation of eight years concerns two periods,
i.e., October 1970 - August 1974, and October 1974 - January
1978.
a. Fees And Costs, October 1970 - August 1974
Although plaintiffs' counsel requested an award
of fees for a somewhat greater number of hours, during the
period from the filing of the action in October 1970 through
August 1974 when supporting affidavits of counsel were filed,
►the lower court determined that the following hours were rea
sonable for the period:
In the District Court (Leventhal)
116.35 hours for correspondence, conferences,
filing routine motions, preparing
exhibits, etc.
101.50 hours for depositions
152.00 hours for drafting the complaint,
legal research, brief writing and
courtroom appearances
7
141.50 hours for developing certification
procedure and ascertaining the eligi
bility of each of the private schools
seeking textbook aid on remand
In the Supreme Court
115 hours for Leventhal
35 hours for Nabrit
410 F. Supp. at 142, n. 10. The district court also found,
inter alia, that the case was "by any standard, one of diffi
culty, involving delicate concepts of constitutional law," and
that plaintiffs' lead counsel, Mr. Leventhal, "acted in accord-
ance with the best traditions of the legal profession," and
"[h]is legal representation was, without question, of the
highest calibre, exhibiting thoroughness and skill in factual
3/
development as well as legal argument," 410 F. Supp. at 142.
The district court also determined that the following were
reasonable hourly rates for legal work in the October 1970 -
August 1974 period:
3/ The district court also determined that "it seems unlikely
that Leventhal's participation in the suit either cost him
other clients or precluded other remunerative employment,"
id., which plaintiffs-appellees, cross-appellants believe
to be plainly erroneous under prevailing legal standards,
see infra at pp. 17-18 n. 9.
8
Leventhal
116.35 hours X $20 = $ 2,327
101.50 hours X $30 = 3,045
152.00 hours X $35 = 5,320
141.50 hours X $40 = 5,660
115.00 hours X $50 = 5,750
$22,102
Nabrit
35 hours x $50 = $1,750
410 F. Supp .at 142, n. 10. (The average rate is $36.06/hour.)
Plaintiffs' motion to amend judgment of January 10, 1978,
requested that the hourly rate be doubled, 1 R.A. 1974.
The lower court awarded the full request for taxable costs
of $4,999.44, 410 F. Supp. at 137, n. 2.
b . Fees And Costs, October 1974 - January 1978
With respect to the period from October 1974 -
January 1978, plaintiffs sought a supplemental award of $8,475 for
84.75 hours at an hourly rate of $100, as follows:
Pre-March 2, 1976, Order
32 hours for legal work on an award of
attorney's fees and eligibility of a
private school for textbook assistance
Post-March 2, 1976, Order
52.75 hours for legal work on the first
appeal of the March 2d order on
attorney's fees
1 R.A. 175, 185. With respect to the supplemental request, the
district court denied without stating any reason the request
9
for services up to March 2, 1976, 1 R.A. 178. The lower
court denied the remainder of the supplemental request for
post-March 2, 1978, legal services "without prejudice" if
the March 2d Order is upheld on appeal and if the Court of
Appeals mandates an award for additional services since
March 2, 1976, id.
Plaintiffs also sought $290.10 for travel expenses to
the argument of the first appeal, which the district court
also declined to grant, 1 R.A. 176.
SUMMARY OF ARGUMENT
On their appeal, defendants-appellants D. L. Harrison,
Sr., et al., argue against any award of attorney's fees and
costs on three grounds, viz., (1) the Eleventh Amendment bars
a monetary judgment against a State; (2) § 718 of the Emer
gency School Aid Act, 20 U.S.C. § 1617, and the Civil Rights
Attorney's Fees Awards Act of 1976, 42 U.S.C. § 1988, do not
abrogate the Eleventh Amendment prohibition here; and (3) the
state of Mississippi is an absent indispensable party. The
Supreme Court has expressly addressed and definitively
resolved each of these issues against defendants in Hutto v.
Finney, ___ U.S. ___, 46 U.S.L.W. 4817 (decided June 23,
1978). The district court's ruling that plaintiffs were
entitled to an award of fees and costs should therefore be affirmed.
10
On the cross-appeal, plaintiffs-appellees, cross
appellants Delores Norwood, et al.-, assert that the lower
court erred in determining the amount of attorney's fees and
costs. With respect to the October 1970 - August 1974 period,
the hourly rates imposed by the lower court conflict with
express legislative history of the Civil Rights Attorney's
Fees Awards Act that "the amount of fees awarded under [the
Act] be governed by the same standards which prevail in other
types of equally complex Federal litigation, such as anti
trust cases," and with authorities which Congress specifically
endorsed as cases in which "appropriate standards ... are cor
rectly applied," S. Rep. No. 74-1011, 1976 Attorney's Fees
Awards Act, 94th Cong., 2d Sess. 6 (1976), reprinted in,
U. S. Code Cong. & Admin. News, 94th Cong., 2d Sess. 1976,
vol. 5, at p. 5913. The Act also requires that fees and costs
be granted for the October 1974 - January 1978 period. Legis
lative history of the 1976 Act is equally as clear that "[i]n
*computing the fee, counsel for prevailing parties should be
paid, as is traditional with attorneys compensated by a fee
paying chart, 'for all time reasonably expended on a matter,'"
id. The lower court's determination of the amount of attor
ney's fees and costs should therefore be reversed.
Lastly, the court should consider summary disposition and
direct award of reasonable fees and costs. See, e.g., Brown
11
v. Culpepper, 561 F.2d 1177, denying petition for rehearing
with opinion in, 559 F.2d 274, 276, n. 4, 278 (5th Cir.
1977).
ARGUMENT
I .
The Judgment of the District Court That Plaintiffs,
As Prevailing Party, Were Entitled to An Award of
Attorney's Fees and Costs Should Be Affirmed in
Light of Hutto v. Finney.
In Hutto v. Finney, ___ U.S. ____, 46 U.S.L.W. 4817
(decided June 23, 1978), the Supreme Court authoritatively
jL_/resolved the specific issues raised by defendants in their
appeal from the lower court's final judgment that plaintiffs,
as prevailing party, were entitled to an award of attorney's
fees and costs pursuant to the Civil Rights Attorney's Fees
Awards Act of 1976, 42 U.S.C. § 1988, and the earlier § 718
of the Emergency School Aid Act of 1972, 20 U.S.C. § 1617.
First, the Supreme Court specifically ruled that the
Eleventh Amendment did not bar an award of reasonable attor
ney's fees pursuant to 42 U.S.C. § 1988.
"As this Court made clear in Fitzpatrick v.
Bitzer, 427 U.S. 445, Congress has plenary
power to set aside the State's immunity from
retroactive relief in order to enforce the
Fourteenth Amendment. When it passed the Act,
Congress undoubtedly intended to exercise that
power and to authorize fee awards payable by the
4 / Brief For Defendants-Appellants, pp. 10, ejt seg.
12
States when their officials are sued in
their official capacities. The Act itself
could not be broader. It applies to "any"
action brought to enforce certain civil
rights laws. It contains no hint of an
exception for States defending injunction
actions; indeed, the Act primarily applies
to laws passed specifically to restrain
state action. See, e.g., 42 U.S.C.
§ 1983."
v46 U.S.L.W. at 4821; compare Rainey v. Jackson State College,
§ /551 F.2d 672, 675 (5th Cir. 1977).
Second, the Hutto opinion specifically disposed of the
claim that the imposition of attorney's fees "as a part of
the costs" in § 1988 does not constitute an "express statu
tory waiver" necessary to abrogate the Eleventh Amendment
immunity of State defendants, 46 U.S.L.W. at 4821-4822.
5/ There is no doubt that 42 U.S.C. § 1988 applies to this
action which was pending when § 1988 was enacted:
"The Attorney General also contends that
the fee award should not apply to cases,
such as this one, that were pending when
the Act was passed in 1976. But the legis
lative history of the Act, as well as this
Court's general practice, defeat this argu
ment. The House Report declared: 'In
accordance with applicable decisions of the
Supreme Court, the bill is intended to apply
to all cases pending on the date of enactment.
...' H.R. Rep. No. 94-1558, p. 4 n. 6 (1976).
See also Bradley v. School Board, 416 U.S.
696. "
4 U.S.L.W. at 4821, n. 25.
6/ See also Gates v. Collier, 559 F.2d 241 (5th Cir. 1977);
Miller v. Carson, 563 F.2d 757 (5th Cir. 1977).
13
"Just as a federal court may treat a State
like any other litigant when it assesses
costs, so also may Congress amend its defini
tion of taxable costs and have the amended
class of costs apply to the States, as it
does to all other litigants, without expressly
stating that it intends to abrogate the States'
Eleventh Amendment immunity. For it would be
absurd to require an express reference to
state litigants whenever a filing fee, or a
new item, such as an expert witness' fee, is
added to the category of taxable costs.
"... It is much too late to single out
attorney's fees as the one kind of litigation
cost whose recovery may not be authorized by
Congress without an express statutory waiver
of the States' immunity."
46 U.S.L.W. at 4822; compare Rainey v. Jackson State College,
supra, 551 F.2d at 675.
Third, the Hutto opinion specifically rejected the claim
that "even if attorney's fees may be awarded against a State,
they should not be awarded in this case, because neither the
State nor the Department [of Correction] is expressly named
as a defendant" under § 1988, 46 U.S.L.W. at 4822-4823.
"Like the Attorney General, Congress
recognized that suits brought against indi
vidual officers for injunctive relief are
for all practical purposes suits against the
State itself. The legislative history makes
it clear that in such suits attorney's fee
awards should generally be obtained 'either
directly from the official, in his official
capacity, from funds of his agency or under
his control, or from the State or local
government (whether or not the agency or
government is a named party).' S. Rep. No.
94-1011, p. 5 (1976)."6a/
6a/ The result is the same under § 718 of the Emergency School
- 14 -
II.
The Determination of the District Court of
the Amount of Attorney's Fees and Costs to
Be Awarded Should Be Reversed in Light of
the Legislative History of 42 U.S.C. § 1988.
The cross appeal of plaintiffs-appellees, cross
appellants Delores Norwood, et al., is founded on the failure
of the district court to follow guidelines for determination
of fees and costs set forth by Congress in the legislative
history of the Civil Rights Attorney's Fees Awards Act of
v1976 in two respects: As to the request for fees for the
October 1970 - August 1974 period, the lower court failed to
follow express legislative history defining what constitutes
a "reasonable" attorney's fee. With respect to the supple
mental request for fees and costs for the October 1974 -
January 1978 period, the district court erred in not confer
ring "'for all time reasonably expended on a matter.'"
6a/ (Cont'd)
Aid Act, 20 U.S.C. § 1617, in which Congress provided spe
cifically for attorney's fees awards against states and
subdivisions and which also provides that fees are to be
awarded "as a part of the costs," see, e.g., Brown v.
Culpepper, 559 F.2d 274, 277-278 (5th Cir. 1977).
7/ The legislative history of 42 U.S.C. § 1988 is decisive
as to the scope and coverage of the Act, see Hutto v. Finney,
supra; Brown v. Culpepper, supra, 559 F.2d at 277-278.
15
A . The Hourly Rates Determined By The District Court For
Legal Services From October 1970 - August 1974.
The legislative history of § 1988 clearly announces that
"the amount of fees awarded under [the Act] be governed by
the same standards which prevail in other types of equally
complex EaderaJL. litigation, such as antitrust cases, and not
be_ reduced because the rights involved may be nonoecuniarv
in nature"(emphasis added), and then proceeds to state the
appropriate standards.
"... The appropriate standards, see Johnson
v. Georgia Highway Express. 488 F.2d 714 (5th
Cir. 1974), are correctly applied in such cases
as Stanford Daily v. Zurcher, 64 F.R.D. 680
(N.D. Cal. 1974); Davis v. County of Los Angeles,
8 E.P.D. 5 9444 (C.D. Cal. 1974); and Swann v.
Charlotte-Mecklenburg Board of Education, 66
F.R.D. 483 (W.D. N.C. 1975). These cases have
resulted in fees which are adequate to attract
competent counsel, but which do not produce
windfalls to attorneys."
S. Rep. No. 74-1011, 1976 Attorney's Fees Awards Act, 94th
Cong., 2d Sess. 6 (1976), reprinted in, U. S. Code Cong. &
Admin. News, 94th Cong., 2d Sess. 1976, vol. 5 at p. 5913.
In the cases in which Congress stated that Johnson v.
Georgia Highway Express standards are "correctly applied," the
hourly rates awarded prior to the lower court's determination
were substantially greater than the average rate of $36.06
awarded in the instant action: Davis v. County of Los Angeles
_8_/
($65.29/hour); Stanford Daily v. Zurcher ($63.33/hour);
8 / The fees award in Zurcher was subsequently vacated on
16
and Swann v. Charlotte-Mecklenburg Board of Education ($64.81/
hour). Moreover, this Court has recently determined that rates
of $65/hour and $75/hour were reasonable in a routine jury dis
crimination action, Brown v. Culpepper, 559 F.2d 274, 276 n. 4,
278, petition for rehearing denied with opinion, 561 F.2d 1177
(5th Cir. 1977). Attached hereto are Appendix A, which is a
list of comparable antitrust attorney's fees awards, and Appen
dix B, which is a list of other comparable civil rights attor
ney's fees awards. The doubling of the rate to $72.12/hour
sought by plaintiffs is well within these exemplary hourly rates.
As noted above, the hours of legal services, novelty of
the issues, difficulty, reputation and skill of counsel, and
9/
results obtained are all undisputed. Indeed, the hourly
8/ (Cont'd)
other grounds when the Supreme Court reversed the decision on
the merits, Zurcher v. Stanford Daily, ____ U.S. ____, 46
U.S.L.W. 4546, 4547 n. 3 (decided May 31, 1978), reversing.
550 F.2d 464 (9th Cir. 1977).
9/ The lower court’s reduction of the hourly rate because
much of Mr. Leventhal's legal services were provided in pre-
inf lationary 1970-1971, 410 F. Supp. at 142, is at odds with
the cases cited, which cover a similar period. Indeed,
the rate for legal services should be adjusted upward (not
downward) to counter the effects of inflation on the actual
value of the legal services performed in the past, see, e.g.,
Parker v. Califano, 443 F. Supp. 789, 793 (D. D.C. 1978).
It was plainly erroneous for the district court to
rule that the substantial number of hours required by the
17
rate sought by plaintiffs is "reasonable" under the strictest
standard in light of the contingent nature of the fee
10/
arrangement and inherent risk, see Stanford Daily v.
Zurcher, supra, 64 F.R.D. at 685-686; Swann v. Charlotte-
Mecklenburg Board of Education, supra, 66 F.R.D. at 486.
Moreover, a bonus, although not requested, would have been appro
priate for obtaining "a signal victory from a unanimous
11/Supreme Court," and "the considerable impact of plaintiffs'
success in this litigation vis-a-vis Mississippi's private
12/
academies," Stanford Daily, supra; Davis, supra.<
As stated in Bolton v. Murray Envelope Corp., 553 F.2d
881, 884 (5th Cir. 1977), with respect of the identically-
worded attorney's fees provision of Title VII, 42 U.S.C.
§ 706(k), "We take this opportunity to remind the district
9/ (Cont'd)
litigation did not preclude other plaintiffs' counsel from
other legal work, 410 F. Supp. at 142. "It goes without
saying that representing plaintiffs in this case is bound
to have cost plaintiffs' counsel a lot of representation of
other people in other matters, Swann v. Charlotte-Mecklenburg
Board of Education, supra, 66 F.R.D. at 486; Palmer v. Rogers,
10 EPD 5 10,499, at p. 6131 (D. D.C. 1975).
10/ Plaintiffs have never paid plaintiffs' counsel a fee.
Any attorney's fees recovered would be from defendants pur
suant to statute "as a part of the costs."
11/ 410 F. Supp. at 142.
12/ Supp. at 138 n. 3.410 F.
18
court that the purpose [of the Act] is 'to insure that attor-
13/
neys will undertake representation in this type of case,'"
compare, Brown v. Culpepper, supra, 559 F.2d at 277-278.
B. The Supplemental Request For Fees And Costs From
October 1974 - January 1978.
The district court declined to award any of the supple
mental request for fees from October 1974 through March 2,
1976, without giving any reason, see supra at pp. 9-10, and
declined to grant the supplemental request from March 1976
through January 1978 unless this Court authorized it, see
wsupra at p . 10.
There were clearly no grounds for denying plaintiffs that
portion of the supplemental request concerned with the contin
uing enforcement of the substantive decree (6.5 hours from
February 20, 1975 - March 3, 1975, for telephone conferences
and drafting of stipulation for Presbyterian Day School of
13/ The court cited, at n. 4, inter a3»La, Baxter v. Savannah
Sugar Refining Corp., 495 F.2d 437, 447 (5th Cir., cert.
denied, 419 U.S. 1033 (1974) (rate of $22.50 per hour ques
tioned) and Peltier v. City of Fargo, 533 F.2d 374 (8th Cir.
1976) (fee award increased on appeal).
14/ Although the request was denied "without prejudice," the
lower court made clear that the request would only be con
sidered "if thfe] court's judgment fixing attorney fees as of
March 2, 1976, is upheld on appeal and the Court of Appeals
mandates that we allow fees for additional services rendered
since March 2, 1976," 1 R.A. 178 (emphasis added).
19
Cleveland, 2 R.A. 175). These services simply cannot be dis
tinguished from other services on the substantive part of the case.
With respect to the greater part of the supplemental
request, i.e., the remainder of the pre-March 2, 1975, period
(23.5 hours) and all of the post-March 2, 1976, period (52.75
hours), the possible grounds for denial are that the legal
services concern work performed to recover an award of fees,
that some legal services were performed on appeal, and that
plaintiffs did not "prevail" because the fees issue was pre-
termitted on the first appeal. As to the impropriety of these
grounds, § 1988 and caselaw are clear.
Thus, the legislative history states the rule that "[i]n
computing the fee, counsel for prevailing parties should be
paid, as is traditional with attorneys compensated by a fee
paying client, 'for all time reasonably expended on a matter,'
Davis, supra; Stanford Daily, supra, at 689," S. Rep. No.
74-1011, 1976 Attorneys' Fees Awards Act, 94th Cong., 2d Sess.
6 (1976), reprinted in, U. S. Code Cong. & Admin. News, 94th
Cong., 2d Sess. 1976, vol. 5 at p. 5913. Of necessity this
would encompass time reasonably expended to seek or defend a
15/ 16/
fees award, legal services on appeal, and time devoted
15/ See, e.g., Stanford Daily v. Zurcher, supra, 64 F.R.D. at 683-
684; Miller v. Amusement Enterprises, Inc., 426 F.2d 534, 539
(5th Cir. 1970).
16/ See, e.g., Bolton v. Murray Envelope Corp., supra, 553 F.2d
20
to issues on which plaintiffs did not "prevail."
The hours and hourly rate of the supplemental request
meet the Georgia Highway Express criteria, see supra
at pp. 16-19. Recovery of reasonable litigation expenses is
also proper, Swann v. Charlotte-Mecklenburg Board of Educa
tion, supra, 66 F.R.D. at 486; Davis v. County of Los Angeles,
supra, 8 EPD at p. 5048.
III.
The Court Should Consider a Direct Award of
Attorney's Fees and Costs Sought by Plaintiffs.
Although an award of attorney's fees normally falls within
the sound discretion of the trial judge, "'appellate courts,
as trial courts, are themselves experts as to the reasonable
ness of attorneys' fees, and may, in the interest of justice,
fix the fees of counsel albeit in disagreement on the evidence
with the views of the trial court,'" Brown v. Culpepper, 561 F.2d
1177-1178, denying petition for rehearing with opinion in
1
16/ (Cont'd)
at 885 n. 7; Hodge v. Seiler, 558 F.2d 284, 287 (5th Cir.
1977); Gore v. Turner, 563 F.2d 159, 163 (5th Cir. 1977).
17/ Issue-by-issue pursuing is contrary to § 1988, see,
e.g., Stanford Daily v. Zurcher, supra, 64 F.R.D. at 684;
Davis v. County of Los Angeles, supra, 8 EPD at p. 5049;
Swann v. Charlotte-Mecklenburg Board of Education, supra, 66
F.R.D. at 484; see also, Palmer v. Rogers, 10 EPD f 10,499
at pp. 6130-6131 (D. D.C. 1975). Overall success of the
litigation is the test for a "prevailing party."
21
559 F.2d 274 (5th Cir. 1977); see also, Hutto v. Finney, 548
F.2d 740 (8th Cir. 1977), affirmed, ___ U.S. ____, 46 U.S.L.W.
18/
4817 (decided June 23, 1978).
CONCLUSION
For the above reasons, the judgment of the district
court's ruling that plaintiffs are entitled to an award of
attorney's fees and costs should be affirmed, and the dis
trict's determination of the amount of fees and costs should
be reversed. In addition, the court should consider a direct
award of fees and costs sought by plaintiffs.
Respectfully submitted,
JACK GREENBERG
BILL LANN LEE
Suite 2030
10 Columbus Circle
New York, New York 10019
FRED L. BANKS, JR.
Banks & Nichols
538-1/2 North Farish Street
Jackson, Mississippi 39202
Attorneys for Plaintiffs-
Appellees, Cross-Appellants
18/ The total award would be:
October 1970 - August 1974
Fees $47,704.00
Costs 4,999.44
October 1974 - January 1978
Fees $8,475.00
Expenses 290.10
This total does not include post-January 1978 attorney's fees
and costs of this appeal and related district court proceedings.
22
CERTIFICATE OF SERVICE
This is to certify that on this 30th day of June, 1978,
copies of the foregoing Motion for Partial Summary Affirm
ance and for Partial Summary Reversal, and Brief for
Plaintiffs-Appellees, Cross-Appellants were served on the
following counsel for the parties by U. S. mail, first class,
postage prepaid, addressed to:
Hon. Peter M. Stockett, Jr
Assistant Attorney General
Post Office Box 220
Jackson, Mississippi
BILL LANN LEE
Attorney for Plaintiffs-
Appellees, Cross-Appellants
23
APPENDIX A
A COMPENDIUM OF ILLUSTRATIVE
RECENT ANTITRUST FEE AWARDS
Case
City of Detroit v. Grinnell
Corp., S.D. N.Y., 68 Civ. 4026,
April 21, 1976
t
Blank v. Talley Industries, Inc.,
390 F. Supp. 1 (S.D. N.Y. 1975)
Lindy Brothers Builders, Inc,
of Philadelphia v. American
Radiation & Standard Sanitary
Corp., 382 F. Supp. 999 (E.D.
Pa. 1974)
Arenson v. Board of Trade of
the City of Chicago. 372
F. Supp. 1349 (N.D. 111. 1974)
Calson v, Hilton Hotels Corp.,
59 F.R.D. 324 (N.D. 111. 1972)
G. & K. Foods Inc, v. Kentucky
Fried Chicken. M.D. Fla., Civ.
Action No. 71-5 Ft. M,
December 13, 1972
*
In re Four Reasons Securities
Laws Litigation. 59 F.R.D. 667
(W.D. Okla. 1973) (securities)
Quirke v. Chessie Corp., 368
F. Supp. 558 (S.D. N.Y. 1974)
Gold v. D.C.L., Inc.. S.D. N.Y.,
72 Civ. 4193, January 22, 1975
In re Gypsum. 386 F. Supp. 959
(N.D. Cal. 1974)
Fees Awarded
$125/hour plus multi
plier of 3
$100/hour for partner,
$50/hour for associate,
plus 50% incentive award
$100 - $125/hour for
senior partners, $35 -
$75/hour for junior
partners and associates,
plus 100% multiplier
$100 - $125/hour for
senior partners, $35 -
$80/hour for associates,
plus multiplier of 4
$152.29/hour
$112.11/hour
$119.34 - $127.43/hour
for class attorneys
$150/hour, plus multiplier
of 50%
$140/hour, plus 15%
$100/hour for senior
attorneys, $50/hour for
associates, plus 2.2
weighted multiplier
- la -
APPENDIX B
A COMPENDIUM OF ILLUSTRATIVE
RECENT CIVIL RIGHTS FEE AWARDS
Case
Guajardo v. Estelle, 432 F. Supp.
1373 (S.D. Tex. 1977) (prisoners'
rights)
Adams v. Weinberger, C.A. No.
3095-70 (D. D.C. 1976) (school
desegregation suit against HEW)
Kelsey v. Weinberger, C.A. No.
1660-73 (D. D.C. 1976) (school
desegregation suit against HEW)
Smith v. Kleindienst, 8 F.E.P.
Cases 753 (D. D.C. 1974), aff'd
sub nom. Smith v. Levi, 527
F.2d 853 (D.C. Cir. 1975) (Indi
vidual Title VII)
Hammond v. Balzano, 10 EPD
5 10,333 (D. D.C. 1975)
(Individual Title VII)
Nat'l Ass'n for Mental Health v.
Weinberger, 68 F.R.D. 387, 393-
94 (D. D.C. 1975) (unlawful
impoundment of federal funds)
Nat'l Ass'n of Regional Medical
Programs v. Weinberger, 396
F. Supp. 842, 849-51 (D. D.C.
1975) (unlawful impoundment of
federal funds)
Rosenfield v. Southern Pacific
Co., 519 F.2d 527, 530 (9th
Cir. 1975) (Title VII)
Fees Awarded
$125/hour for senior
attorneys, $50/hour
junior attorneys
$100/hour for all counsel
$100/hour for all counsel
plus a bonus of 50% for
an effective rate of
$150/hour
$75/hour for senior
attorneys and $40/hour
for junior counsel
$75/hour
$70/hour for substantive
work multiplied by a factor
of 1.75 for an effective
hourly rate of $122.50,
plus $50/hour for work on
fee application
Same, bur factor for
substantive work was 2,
for an effective hourly
rate of $140 on substantive
work
Upheld average of $73.71/
hour for all counsel (1971
award)
- lb -
Case Fees Awarded
Beazer v. New York City Transit
Authority, S.D. N.Y., 72 Civ.
5307, January 13, 1977, aff'd in
pert, part, 558 F.2d 97 (2d Cir.
1977) (failure to employ persons
completing methadone maintenance
programs)
Mandel v. Hodges, 12 F.E.P. Cases
527, 640 (Cal. Ct. App., 1st
Dist., 1975) (religious discrim
ination)
$100 - $110/hour for
senior attorneys, $60/hour
for junior attorneys
$83.33/hour
Oliver v. Kalamazoo Board of
Education, 73 F.R.D. 30 (W.D.
Mich. 1976), aff'd in pert, part,
6th Cir. No. 77-1038, decided
May 25, 1978 (school desegregation)
$60 - $100/hour for senior
attorneys, $35 - $40/hour
for junior attorneys