Wrigth v. Council of the City of Emporia Petition for a Writ of Certiorari
Public Court Documents
October 5, 1970
Cite this item
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Brief Collection, LDF Court Filings. Wrigth v. Council of the City of Emporia Petition for a Writ of Certiorari, 1970. c98ae68a-c99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0c1ab6b0-7290-4cee-9240-d1011642920f/wrigth-v-council-of-the-city-of-emporia-petition-for-a-writ-of-certiorari. Accessed December 04, 2025.
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g’uprmp dmtrl of % States
October Term, 1970'
No. 113.0
1st th e
P ecola A n n ette W right , et al.,
Petitioners,
—v.—
C o u ncil op T h e Cit y op E m poria , et al.
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
J ack G reenberg
J am es M . N abrit , III
N orman J . Ch a c h k in
10 Columbus Circle
New York, New York 10019
S. W. T u cker
H en ry L. M arsh , III
214 East Clay Street
Richmond, Virginia 23219
Attorneys for Petitioners
I N D E X
PAGE
Opinions B elow ................................................................. 1
Jurisdiction ....................................................................... 2
Questions Presented ....... 2
Constitutional and Statutory Provisions Involved ..... 3
Statement ....... 3
S easons for G ran tin g th e W rit
I. This Case Presents Federal Constitutional Is
sues of Critical Significance in the Process of
School Desegregation ....................................... 15
II. The Decision Below Is In Conflict With Rul
ings Of This Court and The Ruling of Another
Court of Appeals ....................................... 22
C onclusion ....................................................................... 25
A ppendix—
Opinions of Court of Appeals................................. la
Memorandum Opinion of District Court dated
March 2, 1970 ...................................................... 63a
Findings of Fact and Conclusions of Law of Dis
trict Court dated August 8, 1969 ...................... 80a
Order of District Court dated August 8, 1969 ..... 85a
Excerpts from the Code of Virginia ...................... 86a
Judgment of Court of Appeals ............................... 99a
11
T able oe A uthorities
Cases: page
Alexander v. Holmes County Bd. of Educ., 396 U.S.
19 (1969) ................... ......... .................... ..... .............. 16
Aytch v. Mitchell, Civ. No. PB-70-C-127 (E.D. Ark.,
Jan. 15, 1971) ................................. ............................. 17
Brown v. Board of Educ., 349 U.S. 294 (1955) .............. 15
Burleson v. County Bd. of Election Comm’rs of Jeffer
son County, 308 F. Supp. 352 (E.D. Ark.), aff’d per
curiam, 432 F.2d 1356 (8th Cir. 1970) .............. 17,23,25
Cato v. Parham, 302 F. Supp. 129 (E.D. Ark. 1969) .... 23
Cooper v. Aaron, 358 U.S. 1 (1958) ......... ..... ........ ..... 16
Davis v. Board of School Comm’rs of Mobile County,
No. 436, O.T. 1970 ...................... ............................... . 18
Gomillion v. Lightfoot, 364 U.S. 339 (1960) .................. 21
Goss v. Board of Educ. of Knoxville, 373 U.S. 683
(1963) ..... 16
Green v. County School Bd. of New Kent County, 391
U.S. 430 (1968) ......................................... ...3,16,22,23
Griffin v. County School Bd. of Prince Edward County,
377 U.S. 218 (1964) .................... ................. ................. 16
Hall v. St. Helena Parish School Bd., 417 F.2d 801
(5th Cir.), cert, denied, 396 U.S. 904 (1969) .............. 19
Hawkins v. Town of Shaw, 437 F.2d 1286 (5th Cir.
1971) ............. 18
Jackson v. Godwin, 400 F.2d 529 (5th Cir. 1969) .......... 18
Jenkins v. Township of Morris School Disk, N.J. Su
preme Court No. 7777 ..................................................... 17
Kennedy Park Homes Ass’n v. City of Lackawanna,
436 F.2d 108 (2d Cir. 1970), cert, denied, No. 1319,
O.T. 1970 (April 5, 1971) ............................................ 18
PAGE
iii
Keyes v. School Dist. No. 1, Denver, 396 U.S. 1215
(1969) (Mr. Justice Brennan, in Chambers) .......... 19
Lee and United States v. Calhoun County Bd. of Educ.,
5th Cir. No. 30154 ....................................................... 17
Loving v. Virginia, 388 U.S. 1 (1967) ............................. 18
Northcross v. Board of Educ. of Memphis, 397 U.S. 232
(1970) ............. ........ ................................................ ....16,19
Perkins v. Mathews, 400 U.S. 379 (1971) ...................... 21
Rogers v. Paul, 382 U.S. 198 (1965) ............................. 16
Stout v. Jefferson County Bd. of Educ., 5th Cir. No.
30387 ............ ................................................... ............. 17
Swann v. Charlotte-Mecklenburg Bd. of Educ., No. 281,
O.T. 1970 ________________ __ ____ _______ 3,16, 21, 22, 23
Wright v. County School Bd. of Greensville County,
252 F. Supp. 378 (E.D. Va. 1966) ......... ............... . 2, 4
Wright v. County School Bd. of Greensville County,
309 F. Supp. 671 (E.D. Va. 1970) ............................. 1
Statutes:
42 U.S.C. §§2000d et seq.................................................. 4
Va. Code Ann.—
§22-7 .................. ..... .................. ...... ................ ..........5, 21
§22-30 ........... ................................. ....... ........ ........... 6
§22-34 .......................................... 21
§22-89 ...................... 6
§22-99 ............................................... 21
§§22-100.1 et seq....................................................... 21
If THE
(Knurt ut % luttrtu Bint?b
October Term, 1970
No. ...........
P ecola A n n ette W eight , et al.,
—v.—
Petitioners,
C o uncil of T h e Cit y oe E mpobia , et al.
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
Opinions Below
The majority opinions of the Court of Appeals and the
dissenting opinions (Judges Sobeloff and Winter) are re
printed infra, pp. la-62a and are not yet reported. The
judgment of the Court of Appeals is reprinted infra, p.
99a.1
The order of the district court granting a temporary in
junction, as well as the court’s Findings of Fact and Con
clusions of Law thereon, are not reported and are reprinted
infra, pp. 80a-85a. The opinion on permanent injunction is
reported at 309 F. Supp. 671 and is reprinted infra, pp.
63a-79a. 1
1 On April 21, 1971, the Court of Appeals stayed its mandate
pending application for certiorari, on the condition that this Peti
tion be filed by May 21, 1971.
2
A previous district court opinion in this litigation is
reported as Wright v. County School Bel. of Greensville
County, 252 F. Supp. 378 (ED. Va. 1966).
Jurisdiction
The judgment and opinion of the Court of Appeals were
entered March 23, 1971. The jurisdiction of this Court is
invoked pursuant to 28 U.S.C. §1254(1).
Questions Presented
This litigation was commenced in 1965 to desegregate
the public schools of Greensville County, Virginia. The
district court in June, 1969 ordered a pairing plan into
effect. Thereafter, the City of Emporia—located within
Greensville County—sought to operate separate schools for
City residents. The City schools would have a substantially
greater proportion of white students than either the remain
ing county schools or the schools of the original combined
system. The district court enjoined the operation of sep
arate school systems because it would create a “substantial
shift in the racial balance.” The Court of Appeals reversed,
holding that the “primary” or “predominant purpose” of
separation had not been shown to be “to retain as much
separation of the races as possible.”
1. Did the Court of Appeals err in permitting divi
sion of a school district, required by law to desegregate,
into separate school systems of substantially differing
racial composition?
2. Did the Court of Appeals err in dissolving the
district court’s injunction against creation of a new
school system which the district court found would
interfere with its desegregation decree?
3
3. Did the Court of Appeals err in applying a sub
jective test of motive to the proposed secession, rather
than an objective test of result as required by the de
cisions in Green v. County School Bd. of New Kent
County, 391 U.S. 430 (1968) and Swann v. Charlotte-
MecUenburg Bd. of E d u c No. 281, O.T. 1970?
Constitutional and Statutory Provisions Involved
This matter involves Section 1 of the Fourteenth Amend
ment to the Constitution of the United States, which pro
vides as follows:
All persons born or naturalized in the United States,
and subject to the jurisdiction thereof, are citizens of
the United States and of the State wherein they reside.
No State shall make or enforce any law which shall
abridge the privileges and immunities of citizens of
the United States; nor shall any State deprive any
person of life, liberty, or property, without due process
of law; nor deny to any person within its jurisdiction
the equal protection of the laws.
The following sections of the Virginia Code (statutes re
lated to the operation of school districts and divisions with
in the Commonwealth of Virginia) are set out in the Ap
pendix, infra pp. 86a-98a: §§22-7, -30, -34, -42, -61, -68, -72,
-89, -97, -99, -100.1, -100.2, and -100.3.
Statement
This is one of three cases decided together by the Court
of Appeals involving the relationship between desegrega
tion and the creation of new school districts. In each in
stance, a portion of a larger district desegregating under
4
federal court order or in accordance with, the requirements
of the Civil Rights Act of 1964, 42 U.S.C. §§2000d et seq.,
was sought to be detached and operated as a separate school
system. In each instance, federal district courts found a
significant difference in racial composition between the pro
posed new districts and the old, found that race was one of
the motivating factors for establishing the new district, and
enjoined creation of separate school systems. In one case
(56a-62a)2 the Court of Appeals affirmed; in this case and
in the third (United States v. Scotland Neck City Bd. of
Educ., No. 1614, O.T. 1970),3 the Court of Appeals reversed,
on the grounds that the predominant motive for carving
out the new districts was not “to retain as much of separa
tion of the races as possible.”
The background of this litigation is set out in the margin.4
2 Citations given are to the Appendix to this Petition, infra.
3 That case is already pending before this Court for review upon
the petition of the United States. Simultaneously with the filing of
this Petition, attorneys for the plaintiffs-intervenors Pattie Black
Cotton, et al. are also filing a Petition for Writ of Certiorari in the
Scotland Neck matter.
4 This case was commenced March 15, 1965 by parents and Negro
students within Greensville County, Virginia. At that time, Em
poria had the status, under Virginia law, of a “ Town.” Its students
were educated by the County School Board of Greensville County
in buildings owned by that Board. Historically, white students
[from the Town and the remaining area of the County] attended
only two schools in the system, both of which were physically located
within the Town; Negro students [from the Town and the County]
attended the various other schools, all but one of which were located
outside the Town of Emporia (64a).
In 1966, the district court approved and ordered into effect a
“ free choice” plan of desegregation. Wright v. County School Bd.
of Greensville County, 252 F. Supp. 378 (E.D. Va. 1966). The
district court subsequently found, however, that under this plan
some Negro students entered the formerly white schools within
Emporia but no white students chose to attend any Negro school.
The district court therefore disapproved the continued use of free
choice (64a-65a).
5
On June 17, 1969, following an evidentiary hearing on
the County School Board’s desegregation plan, the district
court announced its intention of approving a pairing plan
submitted by plaintiffs, and a written order to that effect
was entered June 25, 1969 (65a).5 On July 7, 1969, the City
Council of Emporia addressed a letter to the Greensville
County Board of Supervisors and the County School Board,
requesting that ownership of the schools within the Emporia
corporate limits be transferred to the City, by lease or sale,
in order that the City might operate its own school system
(Plaintiffs’ Trial Exhibit No. 6). The letter stated:
The pending Federal Court action, at the time of
Emporia’s transition from a town to a city, was finally
decided by the court on June 23, 1969. The resulting
order R e q u ir e s massive relocation of school classes,
excessive bussing of students and mixing of students
within grade levels with complete disregard of indi
vidual scholastic accomplishment or ability.
An in-depth study and analysis of the directed school
arrangement reflects a totally unacceptable situation
to the Citizens and City Council of the City of
Emporia. . . .
IY. [If the City operates a separate school system,]
The City will accept on a first come, first serve, no
In the meantime, the population of the Town of Emporia had
increased sufficiently to permit it to become a city of the second
class, which it elected to do on July 31, 1967 (80a). As of that
time, the City— now an independent political entity—was free to
seek to operate its own school system, separate from the County,
but Emporia chose not to do so. Instead, it attempted to negotiate
an agreement with the Greensville County School Board to operate
joint schools (Va. Code Ann. §22-7) and ultimately signed a con
tract with the County School Board pursuant to which the County
agreed to educate city children in the schools it owuied in exchange
for payment by the City of 34.26% of the cost of operation (80a).
5 That plan was modified on July 30, 1969 as suggested by the
County School Board (65a).
6
transportation basis, any and all students residing in
Greensville County who wish to complete or continue
their education in City schools. Out-of-City students
will be required to pay a tuition fee, based on present
pupil operating cost, less financial aids collectible from
the Commonwealth.
July 14, 1969, the City Council met “to take action on the
establishment of a City School System, to try and save a
school system for the City of Emporia and Greensville
County” (official minutes of meeting, Plaintiffs’ Trial Ex
hibit No. 12) (emphasis supplied). At that time, the min
utes reflect that the Mayor of Emporia stated, “ ‘it’s ridicu
lous to move children from one end of the County to the
other end, and one school to another, to satisfy the whims
of a chosen few.’ He said, ‘The City of Emporia and Greens
ville County are as one, we could work together to save our
school system.'’ ” (emphasis supplied) (ibid.).
The City Council was informed of the percentage of
students at each school who would be Negroes under the
plan ordered by the district court, and also that the Board
of Supervisors had declined to transfer school properties
as requested in the July 7 letter, because of the outstanding
district court order governing their use. The meeting-
concluded with the adoption of a resolution instructing
the City School Board to take the necessary steps to estab
lish a School Division of the City of Emporia separate
and apart from Greensville County (ibid.).6
6 The basic Virginia administrative school unit is the “school
division,” and Va. Code Ann. §22-30 requires the State Board of
Education to divide the entire Commonwealth into an “ appro
priate” number of school divisions of not less than one county or
city each. When Emporia achieved city status, it became entitled
to have a City School Board elected by its City Council (Va. Code
Ann. §22-89) and to purchase the school buildings located within
the City, either for an agreed price or at a value established in
7
Accordingly, the Emporia City School .Board met July
17, 1969 and determined to request that the State Board
of Education create a new, separate school division for
the City alone (Plaintiffs’ Trial Exhibit No. 23). A similar
request to the State Board was adopted by the City Council
on July 23, 1969 (Plaintiffs’ Trial Exhibit No. 12). On
July 30, 1969, the City School Board authorized registra
tion of pupils even though the State Board had not yet
ruled (Plaintiffs’ Trial Exhibit No. 23) and on July 31,
1969, registration notices (with the provision for tuition
paying out-of-city students) were mailed (Plaintiffs’ Trial
Exhibit No. 25).
August 1, 1969, plaintiffs filed a Supplemental Complaint
alleging that the Emporia City Council and School Board
were taking* steps to operate a separate Emporia school
system, and would not contribute anticipated funds toward
the operation of the Greensville County schools during
the 1969-70 school year in the manner directed by the
district court’s July 30 order. The Supplemental Complaint
sought joinder of the additional parties and an order
restraining interference with the execution of the court’s
July 30 decree.
A hearing on temporary injunction was held August 8,
1969. The Mayor of Emporia and the Chairman of the
City School Board testified that the immediate motivation
behind the move to establish a separate school system was
the district court’s order desegregating the entire Greens
ville County school system according to a plan whereby
students must attend six schools during their twelve years
court proceedings. However, it could not operate a separate school
system unless it was named a separate school division by the State
Board. Initially, Greensville County and the City of Emporia to
gether were designated a single school division by the State Board
of Education. See Defendants’ Trial Exhibit E-l.
8
of public education (Transcript of hearing, August 8, 1969,
pp, 116, 154, 176). The Mayor also noted that Greensville
County white students already were attending a private
school in an adjacent county, that the June 25 order had
led to increased interest in private schools, and that he
believed a separate school system would prevent a mass
exodus of Emporia whites to private schools (Id. at 116-17,
182).
The district court granted the temporary injunction,
ruling from the Bench that racial considerations lay behind
the sudden decision to establish a separate school system:
The Court finds that after this Court’s order of June
25, 1969, a meeting of the Council was held, according
to the minutes contained in Plaintiffs’ Exhibit 12, and
the Mayor of the City of Emporia stated to the Council
his opinion concerning the plan that had been approved
by this Court. Without quoting him it certainly evi
denced a disagreement.
The Court finds at that time a member of the School
Board reported to Council the percentage of Negroes
in each school for the first seven grades. It is apparent
that therein was borne [sic] the idea that this [City]
School Board [which] had never functioned as a
School Board except for purposes of discussing with
the School Board of Greensville County the salary
of the superintendent and selection, who had never
functioned, had been created only because the law
required that there be a School Board in the city, they
then decided that they would operate a school. . . .
The mere fact that there is a Board that, for all
practical purposes, is a moot Board for the city, and
there is a county conti [g]uous thereto, the process
of desegregation ought not and cannot be thwarted
9
by drawing a line between Emporia and Greensville
County. . . .
In short, gentlemen, I might as well say what I think
it is. It is a plan to thwart the integration of schools.
This Court is not going to sit idly by and permit it.
I am going to look at any further action very, very
carefully. I don’t mind telling you that I would be
much more impressed with the motives of these de
fendants had I found out they had been attempting
to meet with the School Board of Greensville County
to discuss the formation of a plan for the past year.
I am not impressed when it doesn’t happen until they
have reported to them the percentage of Negroes that
will be in each school.
(Transcript of hearing, August 8, 1969, pp. 204-207. See
also the Findings of Fact and Conclusions of Law, infra
pp. 81a-83a).
Pursuant to the district court’s temporary injunction,
schools in Emporia and Greensville County opened for
1969-70 in accordance with the court’s June 30, 1969 order.
On August 19-20,1969, the State Board of Education tabled
Emporia’s request for separate school division status “in
light of matters pending in the federal court.” (Defendants’
Trial Exhibit E-I). The City Board hired Dr. H. I. Willett,
former school superintendent of Richmond, Virginia, to
prepare a proposed budget for the school year 1970-71
(Defendants’ Trial Exhibit E-G).
At the hearing on permanent relief held December 18,
1969, the Mayor and the Chairman of the City School Board
testified that the City of Emporia desired to offer a
“ superior” educational program through the device of
operating a separate school system; that in their opinion,
10
the County officials would not allocate the increased ex
penditures required by desegregation; that City residents
would be willing to pay the increased taxes which would
be necessitated if the City operated an educational program
of the magnitude suggested by Dr, Willett’s draft budget.
The City also called Dr. Neal Tracey, a professor of school
administration, who supported the view that a separate
Emporia school system with the programs and expenditure
levels proposed by Dr. Willett would be superior in some
ways to the educational program then being offered in
the County schools. Dr. Tracey agreed with Emporia
officials that the Greensville County School budget for
1969-70 ought to have been higher. However, he also
recognized educational disadvantages flowing- from the
operation of separate systems (76a-77a).
Dr. Tracey did not evaluate the proposal from the stand
point of desegregation; he considered the different racial
compositions of the two separate systems irrelevant to
his analysis:
No, my basic contention is, and has been, that elimina
tion of the effects of segregation must be an educational
solution to the problem and that no particular pattern
of mixing has in and of itself, has any desirable effect.
(Transcript of hearing, December 18, 1969, p. 68).
It was undisputed that the racial compositions of the
two separate school systems would differ significantly from
each other, and as well from the original combined unit.
The following table, drawn from the district court’s find
ings, illustrates the change:
11
TABLE 1— COMPARISON OP STUDENT ENROLLMENTS
Combined System City of Emporia Greensville County
Black Students
No. %
No.
White
Stu
dents
Black Students
No. %
No.
White
Stu
dents
Black Students
No. %
No.
White
Stu
dents
1968- 69
1969- 70
Proposed
1970- 71
2510
2477
2404
62.7%
65.9%
65.6%
1491
1282
1260 566 51.1% 541 1838 71.8% 719
[Source : pp. 68a, 74a, 75a]
The district court made its injunction permanent (63a-
79a). The court concluded that the City’s budget did pro
pose a superior educational system, and that defendants
were pursuing mixed motives—including racial motives—
hut that the “establishment of separate systems would
plainly cause a substantial shift in the racial balance”
(emphasis supplied) (74a):
. . . The two schools in the city, formerly all-white
schools, would have about a 50-50 racial makeup, while
the formerly all-Negro schools located in the county
which, under the city’s plan, would constitute the
county system, would overall have about three Negro
students to each white. As mentioned before, the city
anticipates as well that a number of students would
return to a city system from private schools. These
may be assumed to be white, and such returnees would
accentuate the shift in proportions.
The district court concluded that the operation of sepa
rate school systems would have serious adverse impact on
the provision of plaintiffs’ constitutional rights, and there
fore enjoined creation of the new unit (78a):
. . . The inevitable consequence of the withdrawal
of the city from the existing system would be a sub
12
stantial increase in the proportion of whites in the
schools attended by city residents, and a concomitant
decrease in the county schools. The county officials,
according to testimony which they have permitted to
stand unrebutted, do not embrace the court-ordered
unitary plan with enthusiasm. If secession occurs
now, some 1,888 Negro county residents must look
to this system alone for their education, while it may
be anticipated that the proportion of whites in county
schools may drop as those who can register in private
academies. This Court is most concerned about the
possible adverse impact of secession on the effort,
under Court direction, to provide a unitary system to
the entire class of plaintiffs. This is not to say that
the division of existing school administration areas,
while under desegregation decree, is impermissible.
But this Court must withhold approval “if it cannot
be shown that such a plan will further rather than
delay conversion to a unitary, nonracial, nondiscrim-
inatory school system,” Monroe v. Board of Commis
sioners, supra, 459. As a court of equity charged with
the duty of continuing jurisdiction to the end that
there is achieved a successful dismantling of a legally
imposed dual system, this Court cannot approve the
proposed change.
The majority of the Court of Appeals, apparently con
cerned that the district court had not sufficiently recognized
“the legitimate state interest of providing quality educa
tion for the state’s children” (3a), articulated a different
test:
If the creation of a new school district is designed
to further the aim of providing quality education and
is attended secondarily by a modification of the racial
balance, short of resegregation, the federal courts
13
should not interfere. If, however, the primary pur
pose for creating a new school district is to retain as
much of separation of the races as possible, the state
has violated its affirmative duty to end state supported
school segregation. The test is much easier to state
than it is to apply.
The majority concluded that the proposed “Emporia city
unit would not be an [all-]white island in an otherwise
heavily black county” because “ [rjegardless of whether the
city students attend a separate school system, there will
be a substantial majority of black students in the county
system” (emphasis supplied); thus, “ the effect of sepa
ration [does] not demonstrate that the primary purpose
of the separation was to perpetuate segregation” (5a-6a).
Since the district court had made no explicit “finding of
discriminatory purpose,” and because the school district
officials advanced non-raeial motives for the creation of a
separate district, therefore, the majority of the Court of
Appeals held that “the district court’s injunction against
the operation of a separate school district for the City
of Emporia was improvidently entered and unnecessarily
sacrifices legitimate and benign educational improvement”
(8a).
The dissenting judges (Sobeloff and Winter, JJ) dis
agreed with both the formulation and application of the
majority’s rule:
[The majority] directs District Courts to weigh and
assess the various purposes that may have moved the
proponents of the new school district, with the ob
jective of determining which purpose is dominant.
District Courts are told to intercede only if they find
that racial considerations were the primary purpose
in the creation of the new school units. I find no prece
14
dent for this test and it is neither broad enough nor
rigorous enough to fulfill the Constitution’s mandate.
[lla-12a]
If challenged state action has a racially discrimina
tory effect, it violates the equal protection clause unless
a compelling and overriding legitimate state interest
is demonstrated. [12a]
If, as the majority directs, federal courts in this
circuit are to speculate about the interplay and the
relative influence of divers motives in the molding of
separate school districts out of an existing district,
they will be trapped in a quagmire of litigation. . . .
Whites in counties heavily populated by blacks will
be encouraged to set up, under one guise or another,
independent school districts in areas that are or can
be made predominantly white. [24a]
. . . I think the advocates of such a subdivision
[of an existing district] bear the “heavy burden” of
persuasion referred to in Green because, as in that
case, the dominant feature of these cases is the last-
minute proposal of an alternative to an existing and
workable integration plan. [27a]
The record amply supports the conclusion that the
creation of a new school district for the City of Em
poria would, in terms of implementing the principles of
Brown, be “less effective” than the existing “pairing”
plan for the county system. [29a]
. . . I disagree that injunctive relief should be granted
only when racial motivation was the “primary” motive
for the creation of the new district. Consistent with
Green, we should adopt the test urged by the govern
ment in Scotland Neck, i.e., to view the results of the
severance as if it were a part of a desegregation plan
for the original system. . . . By this test the injunction
would stand in the Littleton-Lake Gaston case, as well
15
as in each of the two other cases, because in each of
the three there is at least some racial motivation for
the separation and some not insubstantial alteration
of racial ratios, some inherent delay in achieving an
immediate unitary system in all of the component
parts, and an absence of compelling justification for
what is sought to be accomplished. [36a]
REASONS FOR GRANTING THE WRIT
I
This Case Presents Federal Constitutional Issues of
Critical Significance in the Process of School Desegrega
tion.
This case arises out of the repeated failure of the County
School Board of Greensville County to propose an accept
able desegregation plan (64a-65a). Acting pursuant to the
mandates of Brown v. Board of Educ., 349 U.S. 294 (1955)
and subsequent decisions of this Court, the federal district
court ordered that all of the County’s schools be paired in
order to provide a unitary, nonraeial education for all stu
dents. Immediately thereafter, and without first seeking
the permission of the district court, the City of Emporia
undertook to establish a separate school system for its resi
dents, which would have had the effect of creating an inde
pendent school division of substantially different racial
composition from the County unit.
On plaintiffs’ motion for injunctive relief, the district
court considered Emporia’s claims that a separate system
would enable it to provide a “quality education” for its
students, but concluded that maintenance of the County
district structure and implementation of the pairing order
would best accomplish the required desegregation. Ac
cordingly, the district court enjoined the secession.
16
The Court of Appeals severely limited the district court’s
power to protect its desegregation decree, by confining the
authority to prevent carving out of new districts to situa
tions in which “the primary purpose for creating a new
school district is to retain as much of separation of the
races as possible.” The potential impact of the decision
upon “implementation of the basic constitutional require
ment that the State not discriminate between public school
children on the basis of their race,” Swann, supra, slip op.
at pp. 8-9—an impact perceived by the majority below, ex
emplified by the three cases before the Court of Appeals,
and reflected in the increasing number of lawsuits involving
similar issues—makes review by this Court particularly
appropriate.
Both the majority and dissenting opinions below recog
nize the “ serious danger that the creation of new school dis
tricts may prove to be yet another method to obstruct the
transition from racially separated school systems to school
systems in which no child is denied the right to attend a
school on the basis of race” (3a). This Court has con
sistently accepted for review cases involving various de
vices or techniques which had the effect of avoiding full
implementation of the Broivn mandate.7 This is clearly such
a case.8 *
7 .E.gr., Cooper v. Aaron, 358 U.S. 1 (1958) (direct State inter
ference) ; Goss v. Board of Educ. of Knoxville, 373 U.S. 683 (1963)
(minority-to-majority transfers) ; Griffin v. County School Bd. of
Prince Edward County, 377 U.S. 218 (1964) (school closings) ;
Rogers v. Paul, 382 U.S. 198 (1965) (faculty segregation hindering
free choice); Green v. County School Bd, of New Kent County, 391
U.S. 430 (1968) (free choice plans) ; Alexander v. Holmes County
Bd. of Educ., 396 U.S. 19 (1969) (delay) ; Northcross v. Board of
Educ. of Memphis, 397 U.S. 232 (1970) (exception for large cities) ;
Swann v. Charlotte-Mecklenburg Bd. of Educ., supra ( “neighbor
hood schools” ).
8 The Solicitor General of the United States also views the issue
as important. See Petition for Writ of Certiorari, United States v.
Scotland Neck City Bd. of Educ., No. 1614, O.T. 1970.
17
The circumstances surrounding the movement for sep
arate school districts in the three cases decided - by the
Court of Appeals suggest an inclination to utilize new school
systems to avoid desegregation requirements. The cases
are all from contiguous counties,9 each of which is majority
black. Efforts to create separate city school districts wTere
initiated within a very short period of time: March, 1969
(Halifax County), April, 1969 (Warren County), and July,
1969 (Greensville County). Although the Court of Appeals
found in only one of the cases that “the primary purpose . . .
was to carve out a refuge for white students and preserve
to the extent possible segregated schools” (62a), the co
incidence of dates and similarity of strategy suggests that
this motive was not limited in occurrence, influence or effect
to Warren County, North Carolina, alone.
Equally indicative of the gravity of the issue here
presented are the numerous similar suits pending in or
decided by lower courts.10 *
The rule adopted by the majority below provides, in the
context of the federal courts’ responsibility for the
effective enforcement of the Fourteenth Amendment, that
the constitutionality of changes in school district organiza
tion and attendance patterns shall depend upon examination
of the motives of those supporting the changes. If a district
court concludes the primary motive was to preserve as
much segregation as possible, it may enjoin formation of
9 Warren Comity, North Carolina abuts Halifax County, North
Carolina on the east; a portion of Halifax County is contiguous on
the north with Greensville County, Virginia.
10 E.g., Burleson v. County Bd. of Election Comm’rs of Jefferson
County, 308 F. Supp. 352 (E.D. Ark.), aff’d per curiam, 432 F.2d
1356 (8th Cir. 1970) ■ Aytch v. Mitchell, Civ. No. PB-70-C-127 (E.D.
Ark., Jan. 15, 1971) ; Stout v. Jefferson County Bd. of Educ., 5th
Cir. No. 30387; Lee and United States v. Calhoun County Bd. of
Educ., 5th Cir. No. 30154; Jenkins v. Township of Morris School
Dist., N.J. Supreme Court No. 7777.
18
a new unit; if, as in this case, the lower court finds both
racial and non-racial motivations, it must permit the
secession in spite of any disadvantageous effects upon
desegregation of the schools.
The majority opinion itself recognizes the difficulty
attendant to the application of this standard (3a); the
dissenters trenchantly predict it will trap the district
courts in a “quagmire of litigation” “ to speculate about
the interplay and the relative influence of divers mo
tives . . (24a). We need not here belabor the point, well
made by the Solicitor General to this Court,11 that so
subjective a standard ill serves the goal of attaining equal
educational opportunity. It is worth repeating, though,
what this Court recently said about the matter: “The
measure of any desegregation plan is its effectiveness.”
Davis v. Board of School Comm’rs of Mobile County, No.
436, O.T. 1970, slip op. at p. 4.
By focusing upon intent, rather than effect, the standard
enunciated below not only departs from this Court’s hold
ings in school desegregation cases (see II below), but
also from the general notion that the government must
show compelling justification for actions which are based
upon or result in racial differences.12 The Court of Appeals’
concern with intent is reminiscent of the time when “good
faith,” rather than results, was considered sufficient com
pliance with the State’s obligation to desegregate. But
The good faith of a school board in acting* to desegre
gate its schools is a necessary concomitant to the
11 See Petition for Writ of Certiorari, United States v. Scotland
Neck City Bd. of Educ., No. 1614, O.T. 1970.
12 B.g., Loving v. Virginia, 388 U.S. 1 (1967); Kennedy Park
Homes Ass’n, Inc. v. City of Lackawanna, 436 F.2d 108 (2d Cir.
1970) (per Mr. Justice Clark), cert, denied, No. 1319, O.T. 1970
(April 5, 1971); Hawkins v. Town of Shaw, 437 F.2d 1286 (5tli
Cir. 1971); Jackson v. Godwin, 400 F.2d 529 (5th Cir. 1969).
19
achievement of a unitary school system, but it is
not itself the yardstick of effectiveness.
Hall v. St. Helena Parish School Bd., 417 F.2d 801, 807 (5th
Cir.), cert, denied, 396 U.S. 904 (1969).
These problems are accentuated by the Fourth Circuit’s
application of the test it proposes,33 as the dissenting judges
cogently argue. For example, the majority minimizes the
shift in racial composition effected by the new districting,
by comparing only the black student percentages in the
county system before and after creation of a new district
(6a), but fails to observe that the city unit, operating in
the schools formerly attended by all the white children in
13 Even if the standard were correct, the Court of Appeals should
have left its application to the district courts (which are more
familiar with the facts and circumstances, and can weigh the credi
bility and demeanor of witnesses) rather than making its own
judgment based on the record of proceedings. Cf. Keyes v. School
Dist. No. 1, Denver, 396 U.S. 1215 (1969) (Mr. Justice Brennan,
in Chambers); Northcross v. Board of Educ. of Memphis, 397 U.S.
232 (1970).
This is particularly relevant in this case. For example, one of
the factors relied upon by the majority below was that
Emporia’s position, referred to by the district court as “un
contradicted,” was that effective integration of the schools in
the whole County would require increased expenditures in order
to preserve educational quality, that the county officials were
unwilling to provide the necessary funds, and'that therefore
the city would accept the burden of educating city children.
(7a). Compare the finding of the district court (76a) :
. . . The city’s evidence, uncontradicted, was to the effect that
the board of supervisors, in their opinion, would not be willing
to provide the necessary funds.
While it is unfortunate that the County chose to take no posi
tion on the instant issue, the Court recognizes the City’s evi
dence in this regard to be conclusions; and without in any way
impugning the sincerity of the respective witnesses’ conclu
sions, this Court is not willing to accept these conclusions as
factual simply because they stand uncontradicted. . . . [em
phasis supplied]
20
the consolidated district, would have a substantially lower
percentage of black students (compare the district court’s
opinion, 74a).14 Furthermore, in this case and in Scotland
Neck, the majority excluded from consideration the num
ber of white students who could have attended city schools
pursuant to the transfer provisions which initially accom
panied the plans for separate districts, but it took account
of such proposed transfers in concluding that an injunction
was proper in the Warren County case. Again, in Warren
County the majority probed deeply into the legislative his
tory of the North Carolina special act creating the Littleton-
Lake Gaston district, but in this case relies upon “the un
usual nature of the organization of city and county gov
ernments in Virginia” (7a) as a justification for Emporia’s
desire to operate a separate school system without examin
ing the relevant Virginia statutes governing the relation
ship between Emporia and the County school system (see
14 The following table shows the racial composition of the tradi
tionally white schools in the City of Emporia:
TABLE 2— COMPARISON OF STUDENT ENROLLMENTS
Greensville County High Emporia Elementary
No.
Black
Students
%
Black
Students
No. No.
W hite Black
Students Students
%
Black
Students
No.
W hite
Students
19 6 7 -6 8 50 6 .5% 7 19 46 5 .1% 857
19 6 8 -6 9 45 5 .9 % 7 20 53 6 .4 % 283
19 6 9 -7 0 4 2 4 5 5 .1% 346 665 6 9 .9 % 283
Proposed
19 7 0 -7 1* 252 4 8 .2 % 2 7 1 3 1 4 5 3 .8 % 270
* The remaining County schools were projected to enroll the fol
lowing percentages of black students: 73.7%, 68.9%, 76.5%,
72.5%, and 69.4%.
[Sources: 64a, 67a-68a, 74a-75a]
21
86a-98a).15 Three judges of the Court of Appeals could find
no distinction between the cases to justify the different
results reached by the majority.
In sum, the district court measured the new district pro
posal in the same straightforward fashion as any desegre
gation plan which might be presented to it,16 selecting that
plan which (adopting this Court’s phrasing) achieved “the
greatest possible degree of actual desegregation,” Swann,
supra, slip op. at 22. The Court of Appeals reversed the
priorities, holding that district courts should not interfere
with the carving up of desegregating school systems, even
if desegregation is thereby impeded, unless the motive is
to maintain the greatest possible degree of segregation.
That new test seriously jeopardizes continued progress
toward school desegregation in every jurisdiction and so
compels the granting of review by this Court.
16 Where a school division is comprised of a county and a city,
the two school boards must meet jointly to select the superin
tendent. Ya. Code Ann. §22-34(87a). When a City contracts with
a County for the education of city students, Va,. Code Ann. §22-99
(96a) requires that the County School Board shall include city
representatives. By agreement, the City and County Boards may
operate joint schools, Va. Code Ann. §22-7 (86a) or, with the
consent of the two jurisdictions’ governing bodies, may establish a
single division school board. Va. Code Ann. § §22-100.1 et seq.
(97a-98a). Thus, Virginia law affords cities several alternatives to
operating their own schools.
At the time of the preliminary hearing in this case, two of the
four members of the County School Board were residents of the
City of Emporia (Transcript of Hearing, August 8, 1969, pp.
182-83).
16 Cf. Perkins v. Mathews, 400 U.S. 379 (1971); Gomillion v.
Lightfoot, 364 U.S. 339 (1960).
22
II
The Decision Below Is In Conflict With Rulings Of
This Court and The Ruling of Another Court of Appeals.
In Green v. County School Bd. of New Kent County, 391.
U.S. 430 (1968), this Court mandated federal district courts
to judge proposed school desegregation plans by their ef
ficacy, and to select that plan which offers to bring about
the greatest amount of desegregation unless a school board
demonstrates very compelling reasons for preferring an
other plan:
Of course, where other, more promising courses of ac
tion are open to the board, that may indicate a lack of
good faith; and at the least it places a heavy burden
upon the board to explain its preference for an appar
ently less effective method.
391 U.S. at 439 (emphasis supplied). Recently, in Swann v.
Charlotte-Meeklenburg Bd. of Educ., No. 281, O.T. 1970,
this Court reemphasized the proposition that the adequacy
of a desegregation plan is to be tested by its results.
In this case, the district court correctly performed its
Green obligation. It rejected Emporia’s effort to establish
a separate school system because it found such separation
would detract from, rather than enhance, desegregation.
However, the Court of Appeals held Green inapplicable
because the new lines proposed were school district lines,
rather than school attendance area lines. Instead, the Court
of Appeals established a test which places the burden upon
the plaintiffs—not the school board, as in Green—to dem
onstrate that the primary motivation of those who seek to
operate a separate system is to maintain segregation. Al
though the district court found that separation would estab
23
lish two school systems with substantially differing racial
compositions, and would operate only to hinder, not fur
ther, the process of desegregation, still the Court of Ap
peals reversed because there was no finding of primary
motivation.
Such a rule is clearly at odds with that stated in Green
and applied by the district court whose decision was affirmed
in Swann. See the dissenting opinion of Judge Winter,
below, 26a-32a.
The decision below also conflicts directly with that of
the Eighth Circuit Court of Appeals, which considered the
same issue but reached a contrary result.
In Burleson v. County Bd. of Election Comm’rs of Jef
ferson County, 308 F. Supp. 352 (E.D. Ark.), aff’d per
curiam, 432 F.2d 1356 (8th Cir. 1970), the small, white
Hardin area, formerly a separate school district noncon
tiguous to the Dollarway school district, joined Dollarway
in 1949 when its school facilities were destroyed by fire.
In 1969 (following the issuance of decrees requiring effec
tive desegregation of the Dollarway district, see Cato v.
Parham, 302 F. Supp. 129 (E.D. Ark. 1969)), petitions were
circulated among Hardin residents which sought the re
separation of the area from Dollarway. The Arkansas
court enjoined the secession because it concluded that loss
of the Hardin area would frustrate, and render increasingly
difficult, execution of its own desegregation decrees. Find
ings with regard to motivation were not made nor were
they considered necessary:
Much of the evidence at the trial was directed at
the motive of the proponents of secession. Plaintiffs
undertook to prove that the basic motivation was a
desire to avoid an integrated school situation; the in-
tervenors undertook to show that integration was not
a factor in the equation.
24
While the Court is satisfied that a desire to escape
the impact of the Court’s decree was not the sole mo
tive for the circulation of the election petitions and
was not the sole factor taken into consideration by
Hardin residents who voted for secession, the Court is
also convinced and finds that the belief or hope of the
Area residents that by seceding from Dollarway they
could keep their children out of integrated schools or
at least would be able to send them to districts having
a smaller Negro population than Dollarway was a pow
erful selling point for the measure in the Area. . . .
The Court finds from uncontradicted evidence that
the secession of the Area would inflict severe damage
upon the District financially. . . . The Court further
finds that the secession, if permitted, will substantially
increase the racial imbalance in the District’s student
bodies. . . .
The Area residents do not want to move out of the
District; they want to move the District and its prob
lems away from themselves. The Court does not think
that they can be permitted to avoid the supposed bene
fits or escape the supposed burdens of the Dollarway
litigation so easily, or that in the existing circumstances
a majority of the residents of the Area can deprive
other residents of their present right to attend fully
integrated schools at Dollarway.
No resident of the Area is required to remain there.
No resident of the Area is required to send his chil
dren to the District’s schools. But at this time the
residents of the Area as a class cannot be permitted
while remaining where they are to use the State’s laws
and procedures to take the Area out of the District.
308 F. Supp. at 356-57.
25
Thus, in Burleson, the district court recognized, as did
the district court in this case, that motives were mixed;
that some residents might favor dissolution for different
reasons, including some for racial reasons. The court’s
majo r concern was the impact upon its own decrees, which
it found would be considerable. The Court of Appeals for
the Eighth Circuit affirmed summarily upon the district
court’s opinion. 432 F.2d 1356.
The Burleson decision depends upon and encourages the
responsible exercise of a district court’s powers. Contrari
wise, the opinion below strips the lower courts of their
ability to protect their decrees and to effectuate desegrega
tion. On the choice between these conflicting rules may rest
the future course of much school desegregation.
CONCLUSION
W herefore, for the foregoing reasons, petitioners re
spectfully pray that a Writ of Certiorari be granted.
Respectfully submitted,
J ack G reenberg
J am es M . N aerit , III
N orman J . C h a c h k in
10 Columbus Circle
New York, New York 10019
S. W. T u cker
H en ry L. M arsh , III
214 East Clay Street
Richmond, Virginia 23219
Attorneys for Petitioners
APPENDIX
Opinions o f Court o f Appeals
United States Court of Appeals for the Fourth Circuit
No. 14552
P ecola A n n e t t e W r ig h t , et a l ., appellees
v ,
C o u n c il op t h e C it y op E m p o r ia an d t h e M em bers
T h e r e o f , a n d S c h o o l B oard op t h e C it y op E m po ria
a n d t h e M em bers T h e r e o f , a p p e lla n ts
Appeal from the United States District Court for the
Eastern District of Virginia, at Richmond
R obert R. M e r h ig e , Jr., District Judge
Argued October 8,1970—Decided March 23,1971
Before H a y n s w o r t h , Chief Judge, B o r e m a n , B r y a n ,
W in t e r , and C r a v e n , Circuit Judges sitting en
bane*
John F. Kay, Jr., and D. Dortch Warriner ( War-
riner, Outten, Slagle & Barrett; and Mays, Valentine,
Davenport & Moore on brief) for Appellants, and S.
W . Tucker (Henry L. Marsh, I II , and Hill, Tucker
& Marsh; and Jack Greenberg, James M. Nabrit, III ,
and Norman Ghachkin on brief) for Appellees.
CRAVEN", Circuit Judge: In this case and two
others now under submission en banc we must deter
mine the extent of the power of state government to
* Judge Sobeloff did not participate. Judge Butzner disqualified
himself because he participated as a district judge in an earlier
stage of this case.
la
2a
redesign the geographic boundaries of school dis
tricts.1 Ordinarily, it would seem to be plenary but
in school districts with a history of racial segregation
enforced through state action, close scrutiny is required
to assure there has not been gerrymandering for the
purpose o f perpetuating invidious discrimination.
Each of these cases involve a county school district
in which there is a substantial majority of black students
out of which was carved a new school district comprised
of a city or a city plus an area surrounding the city. In
each case, the resident students of the new city unit are
approximately 50 percent black and 50 percent white.
In each case, the district court enjoined the establish
ment of the new school district. In this case, we reverse.
I
I f legislation creating a new school district produces
a shift in the racial balance which is great enough to
support an inference that the purpose of the legisla
tion is to perpetuate segregation, and the district
judge draws the inference, the enactment falls under
the Fourteenth Amendment and the establishment of
such a new school district must be enjoined. See
Gomillion v. Lightfoot, 364 U.S. 399 (1960). Cf.
Haney v. County Board of Education of Sevier
County, 410 E. 2d 920 ( 8th Cir. 1969) ; Burleson v.
County Board of Election Commissioners o f Jefferson
County, 308 E. Supp. 352 (E.D. Ark.) aff’d — F. 2d —,
No. 20228 (8th Oir. Nov. 18, 1970). But where the
shift is merely a modification of the racial ratio rather
than effective resegregation the problem becomes more
difficult.
1 The other two cases are United States v. Scotland Neck City
Board o f Education, — F. 2d —, Nos. 14929 and 14930 (4th
Cir. —, 1971) 'and Turner v. Littleton-Lake Gaston School Dis
trict, — F. 2d —, No. 14990 (4th Cir. — , 1971).
3a
The creation of new school districts may be desir
able and/or necessary to promote the legitimate state
interest of providing quality education for the state’s
children. The refusal to allow the creation of any new
school districts where there is any change in the racial
makeup of the school districts could seriously impair
the state’s ability to achieve this goal. At the same
time, the history of school integration is replete with
numerous examples of actions by state officials to im
pede the mandate of Brown v. Board of Education,
349 U.S. 294 (1955) (Brown II ) . There is serious
danger that the creation of new school districts may
prove to be yet another method to obstruct the transi
tion from racially separated school systems to school
systems in which no child is denied the right to attend
a school on the basis of race. Determining into which
of these two categories a particular case fits requires a
careful analysis of the facts of each case to discern the
dominant purpose of boundary realignment. I f the cre
ation of a new school district is designed to further
the aim of providing quality education and is attended
secondarily by a modification of the racial balance,
short of resegregation, the federal courts should not
interfere. If, however, the primary purpose for creat
ing a new school district is to retain as much of sepa
ration of the races as possible, the state has violated
its affirmative constitutional duty to end state sup
ported school segregation. The test is much easier to
state than it is to apply.
I I
Emporia became a city of the so-called second class
on July 31, 1967, pursuant to a statutory procedure
established at least as early as 1892. See 3 Ya. Code
§ 15.1-978 to -998 (1950); Acts of the Assembly 1891-
92, eh. 595. Prior to that time it was an incorporated
4a
town and as such was part of Greensville County. At
the time city status was attained Greensville County
was operating public schools under a freedom of
choice plan approved by the district court, and Green
v. County School Board of New Kent County:, 391
U.S. 430 (1968), invalidating freedom of choice unless
it “ worked,” could not have been anticipated by Em
poria, and indeed, was not envisioned by this court.
Bowman v. County School Board of Charles City
County, 382 F. 2d 326 (4th Cir. 1967). The record does
not suggest that Emporia chose to become a city in
order to prevent or diminish integration. Instead, the
motivation appeal’s to have been an unfair allocation
of tax revenues by county officials.
One of the duties imposed on Emporia by the V ir
ginia statutes as a city of the second class was to
establish a school board to supervise the public educa
tion of the city’s children. Under the Virginia statutes,
Emporia had the option of operating its own school
system or to work out one of a number of alternatives
under which its children would continue to attend
school jointly with the county children. Emporia con
sidered operating a separate school system but decided
it would not be practical to do so immediately at the
time of its independence. There was an effort to work
out some form of joint operation with the Greensville
County schools in which decision making power would
be shared. The county refused. Emporia finally signed
a contract with the county on April 10, 1968, under
which the city school children would attend schools
operated by the Greensville County School Board in
exchange for a percentage of the school system’s oper
ating cost. Emporia agreed to this form of operation
only when given an ultimatum by the county in March
1968 that it would stop educating the city children
mid-term unless some agreement was reached.
5a
At the same time that the county was engaged in its
controversy with Emporia about the means of educat
ing the city children, the county was also engaged in
a controversy over the elimination of racial segrega
tion in the county schools. Until sometime in 1968,
Greensville County operated under a freedom of
choice plan. At that time the plaintiffs in this action
successfully urged upon the district court that the
freedom of choice plan did not operate to disestablish
the previously existing dual school system and thus
was inadequate under Green v. County School Board
of New Kent County, supra. After considering various
alternatives, the district court, in an order dated June
25, 1969, paired all the schools in Greensville County.
Also in June 1969, Emporia was notified for the
first time by counsel that in all probability its contract
with the county for the education of the city children
was void under state law. The city then filed an action
in the state courts to have the contract declared void
and notified the county that it was ending its con-
teetual relationship forthwith. Parents of city school
children were notified that their children would at
tend a city school system. On August 1, 1969, the
plaintiffs filed a supplemental complaint seeking an
injunction against the City Council and the City
School Board to prevent the establishment of a sepa
rate school district. A preliminary injunction against
the operation of a separate system was issued on Au
gust 8, 1969. The temporary injunction was made
permanent on March 3 ,1969.2
The Emporia city unit would not be a white island
in an otherwise heavily black county. In fact, even in
2 The decision o f the court below is reported as Wright v.
County School Board of GreensviUe County, 309 F. Supp. 671
(E.D. Va. 1970).
6a
Emporia there will be a majority of black students
in the public schools, 52 percent black to 48 percent
white. Under the plan presented by Emporia to the
district court, all of the students living within the city
boundaries would attend a single high school and a
single grade school. At the high school there would
be a slight white majority, 48 percent black and 52
percent white, while in the grade school there would
be a slight black majority, 54 percent black and 46
percent white. The city limits of Emporia provide a
natural geographic boundary for a school district.
The student population of the Greensville County
School District without the separation of the city unit
is. 66 percent black and 34 percent white. The stu
dents remaining in the geographic jurisdiction of the
county unit after the separation would be 72 percent
black and 28 percent white. Thus, the separation of
the Emporia students would create a shift of the
racial balance in the remaining county unit of 6 per
cent. Regardless of whether the city students attend
a separate school system, there will be a substantial
majority of black students in the county system.
Not only does the effect of the separation not de
monstrate that the primary purpose of the separation
was to perpetuate segregation, but there is strong evi
dence to the contrary. Indeed, the district court found
that Emporia officials had other purposes in mind.
Emporia hired Dr. Neil H. Tracey, a professor of
education at the University of North Carolina, to
evaluate the plan adopted by the district court for
Greensville County and compare it with Emporia’s
proposal for its own school system. Dr. Tracey said
his studies were made with the understanding that it
was not the intent of the city to resegregate. He testi
fied that the plan adopted for Greensville County
would require additional expenditures for transpor
7a
tation and that an examination of the proposed budget
for the Greensville County Schools indicated that not
only would the additional expenditures not be forth
coming but that the budget increase over the previous
year would not even keep up with increased costs due
to inflation. Emporia on the other hand proposed in
creased revenues to increase the quality of education
for its students and in Dr. Tracey’s opinion the pro
posed Emporia system would be educationally su
perior to the Greensville system. Emporia proposed
lower student teacher ratios, increased per pupil ex
penditures, health services, adult education, and the
addition of a kindergarten program.
In sum, Emporia’s position, referred to by the dis
trict court as “ uncontradicted,” was that effective
integration of the schools in the whole county would
require increased expenditures in order to preserve
education quality, that the county officials were un
willing to provide the necessary funds, and that
therefore the city would accept the burden of educat
ing the city children. In this context, it is important
to note the unusual nature of the organization of city
and county governments in Virginia. Cities and coun
ties are completely independent, both politically and
geographically. See City of Richmond v. County
Board, 199 Va. 679, 684 (1958); Murray v. Roanoke,
192 Va. 321, 324 (1951). When Emporia was a town,
it was politically part of the county and the people of
Emporia were able to elect representatives to the
county board of supervisors. When Emporia became a
city, it was completely separated from the county and
no longer has any representation on the county board.
In order for Emporia to achieve an increase in school
expenditures for city schools it would have to obtain
the approval of the Greensville County Board of
8a
Supervisors whose constituents do not include city
residents.
Determining what is desirable or necessary in terms
of funding for quality education is the responsibility
of state and school district officers and is not for our
determination. The question that the federal courts
must decide is, rather, what is the primary purpose
of the proposed action of the state officials. See Devel
opments in the- Law—Equal Protection, 82 Harv. L.
Rev. 1065 (1969). Is the primary purpose a benign
one or is the claimed benign purpose merely a cover-
up for racial discrimination? The district court must,
of course, consider evidence about the need for and
efficacy of the proposed action to determine the good
faith of the state officials’ claim of benign purpose. In
this ease, the court did so and found explicitly that
“ [t]he city clearly contemplates a superior quality
education program. It is anticipated that the cost will
be such as to require higher tax payments by city resi
dents.” 309 F. Supp. at 674. Notably, there was no
finding of discriminatory purpose, and instead the
court noted its satisfaction that the city would, if per
mitted, operate its own system on a unitary basis. .
We think the district court’s injunction against the
operation of a separate school district for the City of
Emporia was improvidently entered and unnecessarily
sacrifices legitimate and benign educational improve
ment. In his commendable concern to prevent resegre
gation—under whatever guise—the district judge
momentarily overlooked, we think, his broad discretion
in approving equitable remedies and the practical flex
ibility recommended by Brown I I in reconciling
public and private needs. We reverse the judgment of
the district court and remand with instructions to dis
solve the injunction.
9a
Because of the possibility that Emporia might insti
tute a plan for transferring students into the city sys
tem from the county system resulting in resegregation,3
or that the hiring of teachers to serve the Emporia
school system might result in segregated faculties, the
district court is directed to retain jurisdiction.
Reversed and remanded.
SOBELOPP, Senior Circuit Judge, with whom
W IN TER, Circuit Judge, joins, dissenting and con
curring specially: In respect to Nos. 14929 and 14930,
United States v. Scotland Neck City Board of Educa
tion, — P. 2d — (4th Cir. 1971), and No. 14990,
Turner v. Littleton-Lake Gaston School District, —
P. 2d — (4th Cir. 1971), the two cases in which I par
ticipated, I dissent from the court’s reversal in Scot
land Neck and concur in its affirmance in Littleton-
Lake Gaston. I would affirm the District Court, in each
of those cases. I join in Judge Winter’s opinion, and
since he has treated the facts analytically and in
detail, I find it unnecessary to repeat them except as
required in the course of discussion. Not having partic
ipated in No. 14552, Wright v. Council of City of
Empm'ia, — P. 2d — (4th Cir. 1971), I do not vote
on that appeal, although the views set forth below
necessarily reflect on that decision as well, since the
principles enunciated by the majority in that case are
held to govern the legal issue common to all three of
these school cases.
3 A notice o f August 31, 1969, invited applications from the
county. Subsequently, the city assured the district court, it
would not entertain such applications without court permission.
10a
I
The history of the evasive tactics pursued by white
communities to avoid the mandate of Brown v. Board
of Education, 349 U.S. 294 (1955), is well documented.
These have ranged from outright nullification by
means of massive resistance laws1 and open and oc
casionally violent defiance,2 through discretionary
pupil assignment laws3 and public tuition grants in
support of private segregated schools,4 to token in
tegration plans parading under the banner “ freedom-
1 See Duckworth v. James, 267 F. 2d 224 (4th Cir. 1959);
Bush v. Orleans Parish School Bd., 188 F. Supp. 916 (E.D. La.
1960), aff'd per curiam, 365 U.S. 569 (1961); Bush v.
Orleans Parish School Bd.. 187 F. Supp. 42 (E.D. La. 1960),
aff'd Per curiam, 365 U.S. 569 (1961); Aaron v. McKinley, 173
F. Supp. 944 (E.D. Ark. 1959); aff'd sub nom., Faubus v.
Aaron. 361 U.S. 197 (1959): James v. Almond, 170 F. Supp.
331 (E.D. Ya. 1959), app. dis., 359 U.S, 1006 (1959); Harrison
v. Day, 200 Ya. 439, 106 S.E. 2d 636 (1959) (decided the same
day as James v. Almond, supra).
2 See Cooper v. Aaron., 358 U.S. 1 (1958); Armstrong v.
Board o f Education o f City o f Birmingham, Ala., 323 F. 2d
333 (5th Cir. 1963), cert, denied sub nom., Gibson v. Harris, 376
U.S. 908 (1964): Brewer v. Hoxie School District No. ^6, 238
F. 2d 91 (8th Cir. 1956); Holmes v. Danner, 191 F. Supp. 394
(M.D. Ga. 1961), stay denied, 364 U.S. 939 (1961).
3 See North cross v. Board o f Education o f City o f Memphis,
302 F. 2d 818 (6th Cir. 1962); Manning v. Board o f Public
Instruction. 277 F. 2d 370 (5th Cir. 1960); Gibson v. Board
of Public Instruction, Dade County, Fla., 272 F. 2d 763 (5th
Cir. 1959); Orleans Parish School Board v. Bush, 242 F. 2d
156 (5th Cir. 1957); United. States Commission on Civil
Rights. Civil Rights USA—Public Schools, Southern States,
2-17 (1962).
4 See Griffin v. County School Board, o f Prince Edward
County. 377 U.S. 218 (1964); Hall v. St. Helena Parish School
Board. 197 F. Supp. 649 (E.D. La. 1961, aff'd, 368 U.S. 515
(1962).
11a
of-ehoice.” 5 One by one these devices have been con
demned by the Supreme Court:
[T]he constitutional rights of children not to be
discriminated against in school admission on
grounds of race or color declared by this Court
in the Brown ease can neither be nullified
openly and directly by state legislators or state
executive or judicial officers, nor nullified in
directly by them through evasive schemes for
segregation whether attempted “ ingeniously
or ingenuously.” Cooper v. Aaron. 358 U.S. 1,
17 (1958).
Neither these agencies, nor school boards, nor local
communities have the right to put roadblocks in the
way of effective integration. The Court has declared
that “ the obligation of every school district is to ter
minate dual school systems at once and to operate now
and hereafter only unitary schools.” Alexander v.
Holmes County Board of Education, 396 U.S. 19, 20
(1969).
Today, I fear, we behold the emergence of a further
stratagem—the carving out o f new school districts in
order to achieve racial compositions more acceptable
to the white community. The majority frankly ac
knowledges the “ serious danger that the creation of
new school districts may prove to be yet another
method to obstruct the transition from racially sepa
rate school systems to school systems in which no
child is denied the right to attend a school on the basis
of race,” Emporia, supra at 4. However, the court
fashions a new and entirely inappropriate doctrine to
avert that danger. It directs District Courts to weigh
and assess the various purposes that may have moved
5See Green v. County School Board, 391 U.S. 430 (1968);
Raney v. Board o f Education. 391 U.S. 443 (1968); Monroe v.
Board o f Commissioners, 391 U.S. 450 (1968).
12a
the proponents of the new school district, with the ob
jective of determining which purpose is dominant.
District Courts are told to intercede only if they find
that racial considerations were the primary purpose in
the creation of the new school units.6 I find no pre
cedent for this test and it is neither broad enough nor
rigorous enough to fulfill the Constitution’s mandate.
Moreover, it cannot succeed in attaining even its in
tended reach, since resistant white enclaves will
quickly learn how to structure a proper record—shrill
with protestations of good intent, all consideration of
racial factors muted beyond the range of the court’s
ears.7
I f challenged state action has a racially discrimina
tory effect, it violates the equal protection clause un
less a compelling and overriding legitimate state in
terest is demonstrated. This test is more easily ap
plied, more fully implements the prohibition of the
Fourteenth Amendment and has already gained firm
root in the law. The Supreme Court has explicitly ap
plied this test to state criminal statutes which on their
face establish racial classifications. In 1984, striking
down a Florida criminal statute which forbade a man
and woman of different races to “ habitually live in
and occupy in the nighttime the same room,” the
Court stated in an opinion written by Justice W hite:
6 The majority’s test as stated in Emporia, supra, is as fo l
lows: “ Is the primary purpose a benign one or is the claimed
benign purpose merely a cover-up for racial discrimination ?”
7 The impracticability o f the majority’s test is highlighted by
the dilemma in Which the District Judges found themselves
in Scotland N eck: “ In ascertaining such a subjective factor as
motivation and intent, it is o f course impossible for this Court
to accurately state what proportion each o f the above reasons
played in the minds o f the proponents o f the bill, the legisla
tors or the voters o f Scotland Neck * * *. United States v.
Halifax County Board of Education, 314 F. Supp. 65, 72
(E.D.N.C. 1970).”
13a
Normally, the widest discretion is allowed the
legislative judgment * * *; and normally that
judgment is given the benefit of every conceiv
able circumstance which might suffice to char
acterize the classification as reasonable rather
than arbitrary and invidious. [Citations] But
we deal here with a classification based upon
the race of the participants, which must be
viewed in light of the historical fact that the
central purpose of the Fourteenth Amendment
was to eliminate racial discrimination emanat
ing from official sources in the States. This
strong policy renders racial classifications “ con
stitutionally suspect/’ Bolling v. Sharpe, 347
U.S. 497, 499; and subject to the most “ rigid
scrutiny,” Korematsu v. United States, 323
U.S. 214, 216; and “ in most circumstances irrel
evant” to any constitutionally acceptable legis
lative purpose, Hirabayashi v. United States,
320 U.S. 810,100.
McLaughlin v. Florida, 379 U.S. 184, 191-92 (1964).
Thus, the Court held that the proper test to apply in
that case was “whether there clearly appears in the
relevant materials some overriding statutory purpose
requiring the proscription of the specified conduct
when engaged in by a white and a Negro, but not
otherwise.” Id. at 192 [emphasis added]. To the fur
ther argument that the Florida statute should be up
held because ancillary to and serving the same pur
pose as an anti-miscegenation statute presumed valid
for the purpose of the case, the Court replied:
There is involved here an exercise of the state
police power which trenches upon the constitu
tionally protected freedom from invidious offi
cial discrimination based on race. Such a law,
even though enacted pursuant to a valid state
interest, bears a heavy burden o f justification,
as we have said, and will be upheld only if it is
14a
necessary, and not merely rationally related, to
the accomplishment of a permissible state pol
icy. Id. at 196 [emphasis added].
There were no dissents in the McLaughlin case. The
two concurring opinions serve to underline and but
tress the test applied by the majority. Justiee Harlan,
joining the Court’s opinion, added :
I agree with the Court * * * that necessity,
not mere reasonable relationship, is the proper
test, see ante, pp. 195-196. NAACP v. Alabama,
377 U.S. 288, 307-308; Saia v. New York, 334
U.S. 558, 562; Martin v. Struthers, 319 U.S.
141, 147; Thornhill v. Alabama, 310 U.S. 88, 96;
Schneider v. State, 308 U.S. 147, 161, 162, 164;
see McGowan v. Maryland, 366 U.S. 420, 466-
467 (Frankfurter, J., concurring).
The fact that these cases arose under the
principles of the First Amendment does not
make them inapplicable here. Principles of free
speech are carried to the States only through
the Fourteenth Amendment. The necessity test
which developed to protect free speech against
state infringement should be equally applicable
in a case involving state racial discrimination—
prohibition of which lies at the very heart of the
Fourteenth Amendment.
Id. at 197. Justice Stewart, speaking for himself and
Justice Douglas, expressed the view that the major
ity’s test did not go far enough as applied to a crimi
nal statute because no overriding state purpose could
exist.
* * * I cannot conceive of a valid legislative
purpose under our Constitution for a state law
which makes the color of a person’s skin the
test of whether his conduct is a criminal of
fense. * * * I think it is simply not possible
for a state law to be valid under our Constitu
tion which makes the criminality of an act de
pend upon the race of the actor.
15a
Id. at 198.
Three years later the Court dealt with a Virginia
statute prohibiting interracial marriages. The statute
was determined to be unconstitutional under the Mc
Laughlin test, expressed here in these terms:
At the very least, the Equal Protection Clause
demands that racial classifications, especially
suspect in criminal statutes, be subjected to the
“ most rigid scrutiny,” Korematsu v. United
States, 323 U.S. 214, 216 (1944), and, if they
are ever to be upheld, they must be shown to be
necessary to the accomplishment of some per
missible state objective, independent of the ra
cial discrimination which it was the object of
the Fourteenth Amendment to eliminate. * * *
There is patently no legitimate overriding
purpose independent of invidious racial dis
crimination which justifies this classification.
Loving v. Virginia, 388 U.S. 1, 11 (1967) [emphasis
added]. Justice Stewart filed a separate concurring
opinion—reiterating his belief that there could never
be a sufficiently compelling state purpose to justify a
criminal statute based on racial classification. Id.
at 13.
Although McLaughlin and Loving dealt with crim
inal statutes and express racial classifications, numer
ous lower court decisions apply the strict “ compelling”
or “ overriding” purpose standard in the civil area as
well as the criminal, and extend its application to
facially neutral state action which, in reality, is
racially discriminatory in its effect. The definitive ease
is Jackson v. Godwin, 400 F. 2d 529 (5th Cir. 1968), in
which Judge Tuttle meticulously and exhaustively
examines the lower court cases, including those “ which
have struck down rules and regulations which on their
face appear to be non-discriminatory but which in
practice and effect, i f not purposeful design, impose a
422—400— 71-------4
16a
heavy burden on Negroes and not on whites, and oper
ate in a racially discriminatory manner.” Id. at 538-
39 [emphasis added]. He concludes his analysis with
this formulation of the constitutional standard:
In both the areas of racial classification and
discrimination and First Amendment freedoms,
we have pointed out that stringent standards
are to be applied to governmental restrictions
in these areas, and rigid scrutiny must toe
brought to bear on the justifications for en
croachments on such rights. The State must
strongly show some substantial and controlling
interest which requires the subordination or
limitation of these important constitutional
rights, and which justifies their infringement,
[citations]; and in the absence of such compel
ling justification the state restrictions are
impermissible infringements of these funda
mental and preferred rights. Id. at 541.
The most recent application of the “ compelling and
overriding state interest” test is to be found in the
Fifth Circuit’s decision in Hawkins v. Town of Shaw,
F. 2d (5th Cir. 1971). The plaintiffs, Negro resi
dents of Shaw, Mississippi, alleged racial discrim
ination by town officials in the provision of various
municipal services. The District Court dismissed the
complaint, applying a test akin to that used by the
majority in this case: “ I f actions of public officials
are shown to have rested upon rational considerations,
irrespective of race or poverty, they are not within the
condemnation of the Fourteenth Amendment, and
may not be properly condemned upon judicial review.”
Hawkins v. Town of Shaw, 303 F. Supp. 1162, 1168
(N.D. Miss. 1969). The Fifth Circuit reversed, point
ing to the standard set forth in Jackson v. Godwin,
supra, and stating, “ In applying this test, defendants’
actions may be justified only if they show a compel
17a
ling state interest.” Hawkins v. Town of Shaw, F, 2d
(5th Cir. 1971) (slip opinion at 3).
In Hawkins the Fifth Circuit specifically considered
the relevance of the defendant’s “ intent,” or “ pur
pose” as the majority in our case would label it. Con
ceding that “ the record contains no direct evidence
aimed at establishing bad faith, ill will or an evil
motive on the part of the Town of Shaw and its public
officials,” Id. at (slip opinion at 12), the court held:
‘ ‘Having determined that no compelling state interests
can possibly justify the discriminatory results of
Shaw’s administration of municipal services, we
conclude that a violation of equal protection has
occurred.” Id. at (slip opinion at 13) [emphasis in
original text].
Just as Shaw’s administration of municipal serv
ices violates the constitutional guarantee of equal pro
tection, so too does the creation of the new Scotland
Neck School District.8 The challenged legislation
carves an enclave, 57% white and 43% black, from a
previously 22% white and 77% black school system.9
No compelling or overriding state interest justifies the
new district, and its formation has a racially dis
criminatory effect by allowing the white residents of
Scotland Neck to shift their children from a school
district where they are part of a 22% minority to one
where they constitute a 57% majority.
The prevailing opinion draws comfort from the fact
that the new school district, because all children in
the same grade will attend the same school, will be
“ integrated throughout.” I dare say a 100% white
8 Since even the majority concedes that the Littleton-Lake
Gaston School District must be enjoined as a racially discrimi
natory scheme in violation o f the Fourteenth Amendment, I do
not discus the facts o f that case.
9 One percent of the pupils in Halifax County are Indians.
18a
school district would also be “ integrated throughout.”
The relevant question is what change in degree of in
tegration has been effected by the creation of the new
district. Here the change is an increase in the per
centage of white pupils from 22% to 57%. The Con
stitution will no more tolerate measures establishing a
ratio o f whites to blacks which the whites find more
acceptable than it will measures totally segregating
whites from blacks. The 35% shift here is no less dis
criminatory because it is a shift from 22% to 57%
than if it were one from 65% to 100%.10
The majority opinion makes the puzzling conces
sion that:
I f the effect of this act was the continuance
of a dual school system in Halifax County or
the establishment of a dual system in Scotland
Heck it would not withstand challenge under
the equal protection clause, but we have con
cluded that it does not have that effect.
The situation here is that the Act sets up in Halifax
County two school systems, one with a 50: 43 white
to black ratio and the other with a 19:80 white to
black ratio, in place of one school system with a
22: 77 white to black ratio. Thus, the Act constructs
a dual school system in Halifax Coimty by the simple
expedient of labeling the two sets of schools as
separate districts. The majority does not explain
10 Judge Winter properly emphasizes in his separate opinion
that the effect o f the new school districts must be measured by
comparing “ the racial balance in the preexisting unit with that
in the new unit sought to be created, and that remaining in the
preexisting unit after the new unit’s creation.” Focusing, as do
I, on the 35% increase in the white student population o f the
new Scotland Neck School District, he quite correctly notes that
“ [a] more flagrant example o f the creation o f a white haven,
or a more nearly white haven, would be difficult to imagine.”
19a
why the Act can create a dual school system in Hali
fax County if it could not continue a dual system
there. Nor do they explain why the Act can establish
a dual school system in Halifax County if it could not
establish one in Scotland Neck. Obviously no explana
tion is possible and the legislation severing the Scot
land Neck School District fails to meet the test of the
equal protection clause.
II
Even if I accepted the majority’s formulation as
the proper doctrine to control these cases, which I
certainly do not, I think their test is misapplied in
Scotland Neck, The court accepts at face value the
defendants’ assertions that local control and increased
taxation were the dominant objectives to be fulfilled
by the new district, with the ultimate goal of provid
ing quality education to the students of Scotland
Neck. The facts plainly are to the contrary and
demonstrate that, in projecting the new district,
race was the primary consideration. The District
Court specifically found that a significant factor in
the creation of the new school district was
a desire on the part of the leaders of Scotland
Neck to preserve a ratio of black to white
students in the schools of Scotland Neck that
would be acceptable to white parents and
thereby prevent the flight of white students
to the increasingly popular all-white private
schools in the area.
United States v. Halifax County Board of Education,
314 P. Supp. 65, 72 (E.D.N.C. 1970). The defendants
do not contest this finding.11 11
11 The defendants assert instead that the prevention o f white
flight is a legitimate goal. However, the Supreme Court in
20a
What starkly exposes the true purpose impelling the
redistrieting adventure and belies the professions of
lofty objectives is the transfer plan initially adopted
by the Scotland Neck City Board of Education.12
Under that plan, parents residing within Halifax
County but outside the newly fashioned district could
place their children in the Scotland Neck Schools by
paying a fee ranging from $100 to $125. The use of
transfer plans of this nature as devices to thwart the
mandate of Brown v. Board of Education, supra, has not
been uncommon,13 and the majority here has no diffi
culty in recognizing that the Scotland Neck transfer
plan was a contrivance to perpetuate segregation.
Initial applications for transfer under the plan were
received from 350 white and only 10 black children
in Halifax County. The net result would have been a
racial mix of 74% white, 26% black in the Scotland
Neck School District, contrasting with 82% black,
17% white, 1% Indian, in the rest of Halifax County.
Monroe v. Board of Commissioners, 391 U.S. 450, 459 (1968),
has directly addressed itself to this argument, and rejected it
out o f hand: “ We are frankly told in the Brief that without
the transfer option it is apprehended that white students will
flee the school system altogether. But it should go without say
ing that the vitality o f these constitutional principles cannot be
allowed to yield simply because o f disagreement with them.”
Brown II, at 300.
See also Brunson v. Board of Trustees of School District No. 1
of Clarendon Gownty, 429 F. 2d 820 (4tli Cir. 1970); Anthony v.
Marshal County Board of Education, 409 F. 2d 1287 (5th Cir.
1969). The defendants’ candid admission serves only to empha
size the dominant racial considerations behind the whole scheme.
12 Although the School Board later abandoned the transfer
plan, its initial adoption nevertheless reflects the Board’s in
tentions.
13 See Monroe v. Board of Commissioners, 391 U.S. 450
(1968); Gross v. Board of Education, 373 U.S. 683 (1963).
21a
Thus the transfer plan would have operated directly
contrary to the obligation to desegregate the schools
of Halifax County and distinctly evidences the design
of the Scotland Neck School Board to bring into
existence a white haven.
Curiously enough, despite its condemnation of the
transfer plan, the court declares the plan not relevant
in assessing the intent of the North Carolina legisla
ture in enacting Chapter 31, since there is no evidence
in the record to show that the legislative body knew
a transfer plan would be effected. This reasoning is
fallacious for legislators are not so naive and, in any
event, are chargeable with the same motivations as the
local communities concerned. The relevant inquiry
under the majority’s test is into the purposes for
which state action was taken and, as Judge Winter
observes in Ms separate opinion, when dealing with
statutes designed to affect local communities, one must
look to the localities to determine the purposes
prompting the legislation.14
The size of the new school district in Scotland Neck
is also a crucial factor to be taken into account in
judging the genuineness of the alleged goal of quality
education. The Report of the Governor’s Study Com
mission on the Public School System of North Caro
lina favors the consolidation of school districts to
increase efficiency in the operations of the public schools,
14 Moreover, as the District Court noted, local newspapers,
including the Raleigh News and Observer, suggested that racial
considerations, and not a concern for better educational, motivated
the legislation. For example, on February 14, 1969, a month
before Chapter 31 was enacted, the Raleigh Nexos and Observer
commented editorially that the bill provided for an “ educa
tional island” dominated by whites and on February 22, 1969,
suggested that i f the bill passed, it would encourage other
school districts to resort to similar legislation.
22a
and suggests 9,000-10,000 as a desirable pupil popu
lation, with 3,500 to 4,000 as a minimum. Scotland
Neck’s minuscule new school district for 695 pupils—
one fifth of the suggested minimum—-is an anomaly
that runs directly counter to the recommendation of
the Study Commission that schools be merged into
larger administrative units. Moreover, if quality edu
cation were the true objective and Scotland Neck
residents were deeply concerned with increasing rev
enue to improve their schools, one might have expected
that in-depth consideration would have been given to
the financial and educational implications of the new
district. However, the District Court found that:
[tjhere were no studies made prior to the intro
duction of the bill with respect to the educa
tional advantages of the new district, and
there was no actual planning as to how the
supplement would be spent although some
people assumed it would be spent on teachers’
supplements.
United States v. Halifax County Board of Education,
314 F. Supp. at 74.
Also highly relevant in assessing the dominant pur
pose is the timing of the legislation splintering the
Halifax County school system. During the 1967-68
school year the Halifax County School District main
tained racially identifiable schools, and only 46 of
the 875 students attending the Scotland Neck school
were black. The next school year, under prodding by
the Department of Justice, the Halifax County Board
of Education assigned to the Scotland Neck school
the entire seventh and eighth grades from an adjacent
all-black county school, and promised to desegregate
completely by 1969-70. A survey by the North Caro
lina State Department of Education in December. 1968
recommended an integration plan which provided that
23a
690 black and 325 white students should attend the
Scotland Neck school. It was only then that the bill
which later became Chapter 31 was introduced in the
General Assembly of North Carolina in 1969. The
fact that the Scotland Neck School District was not
formed until the prospects for a unitary school system
in Halifax Comity 'became imminent leads unmistak
ably to the conclusion that race was the dominant
consideration and that the goal was to achieve a de
gree of racial apartheid more congenial to the white
community.15
I l l
The court’s incongruous holdings in these two
cases, reversing the District Court in Scotland Neck,
while affirming in the twin case, Littleton-Lake Gaston,
cannot be reconciled. The uncontested statistics pre
sented in Scotland Neck speak even louder in terms
of race than the comparable figures for Littleton-Lake
Gaston. The white community in Scotland Neck has
sliced out a predominantly white school system from
an overwhelmingly black school district. By contrast,
the white community in Littleton-Lake Gaston was
more restrained, gerrymandering a 46% white, 54%
black, school unit from a county school system that
was 27% white, 67% black.16 The majority attempts
to escape the inevitable implications of these statistics
by attributing to the North Carolina legislature, which
severed the Scotland Neck School District on March 3,
1969, benevolent motivation and obliviousness to the
15 It is also noteworthy that while the Scotland Neck commu
nity claims that it had not been accorded a fair allocation of
county school funds over a period o f years, this apparently
became intolerable only when the Department of Justice
exerted pressure for immediate action to effectuate integration.
16 Six percent o f the pupils in Warren County are Indian.
24a
racial objectives of the local white community. Yet
the majority unhesitatingly finds a discriminatory
purpose in the similar excision of the new Littleton-
Lake Gaston School District by the same legislators
only one month later, on April 11, 1969. The earlier
statute no less than the later provided a refuge for
white students and maximized preservation of segre
gated schools. The record and the District Court’s
opinion in Scotland Neck, no less than the record
and the opinion in Littleton-Lake Gaston, are replete
with evidence of discriminatory motivations. On their
facts the two cases are as alike as two peas in a pod.
Judge Bryan soundly recognizes the discordance in
the two holdings of the majority. The resolution he
proposes is to reverse in both cases. This would in
deed cure the inconformity, but at the cost o f com
pounding the error. The correction called for lies in
the opposite direction—affirmance in both cases.
IY
If, as the majority directs, federal courts in this
circuit are to speculate about the interplay and the
relative influence of divers motives in the molding of
separate school districts out of an existing district,
they will be trapped in a quagmire of litigation. The
doctrine formulated by the court is ill-conceived, and
surely will impede and frustrate prospects for success
ful desegregation. Whites in counties heavily popu
lated by blacks will be encouraged to set up, under
one guise or another, independent school districts in
areas that are or can be made predominantly white.
It is simply no answer to a charge of racial discrim
ination to say that it is designed to achieve “ quality
education.” Where the effect of a new school district
is to create a sanctuary for white students, for which
25a
no compelling and overriding justification can be
offered, the courts should perform their constitutional
duty and enjoin the plan, notwithstanding professed
benign objectives.
Racial peace and the good order and stability of
our society may depend more than some realize on a
convincing demonstration by our courts that true
equality and nothing less is precisely what we mean
by our proclaimed ideal of “ the equal protection of
the laws.” The palpable evasions portrayed in this
series of cases should be firmly condemned and en
joined. Such examples of racial inequities do not go
unheeded by the adversely affected group. They are
noted and resented. The humiliations inflicted by such
cynical maneuvers feed the fires o f hostility and ag
gravate the problem of maintaining peaceful race
relations in the land. In this connection it is timely
to bear in mind the admonition of the elder Mr. Jus
tice Harlan, dissenting in Plessy v. Ferguson, 163 U.S.
537, 560 (1896) :
The destinies of the two races, in this country,
are indissolubly linked together, and the in
terests of both require that the common gov
ernment of all shall not permit the seeds o f
race hate to be planted under the sanction of
law.
I dissent from the reversal in Nos. 14929 and 14930,
United States v. Scotland Neck City Board of Educa
tion, — F. 2d — (4th Cir. 1971), and concur in the
affirmance in No. 14990, Turner v. Littleton-Lake Gas
ton School District, — P. 2d — (4th Cir. 1971).
ALBERT V. BRYAN, Circuit Judge, dissenting:
Por me there is here no warrant for a decision dif
ferent from the Scotland Neck and Emporia deter-
26a
ruinations. This conclusion derives from the majority’s
exposition of the fact parallel of these cases with the
circumstances of Littleton-Lake Gaston. The identi
calness irresistibly argues a like disposition—reversal
of the judgment on appeal.
W IN TER, Circuit Judge, dissenting and concurring
specially: I dissent from the majority’s opinion and
conclusion in No. 14,552, Wright v. Council of City
of Emporia, — F. 2d — (4 Cir. 1971), and in Nos.
14929 and 14930, United States v. Scotland Neck City
Board of Education, — F, 2d — (4 Cir. 1971). I con
cur in the judgment in No. 14990, Turner v. Littleton-
Lake Gaston School District, — F. 2d •—• (4 Cir. 1971),
and I can accept much of what is said in the major
ity’s opinion. There is, however, a broader basis of
decision than that employed by the majority on which
I would prefer to rest.
Because the majority makes the decision in Emporia
the basis of decision in Scotland Neck and distin
guishes them from Littleton-Lake Gaston, I will dis
cuss the cases in that order. I would conclude that the
cases are indistinguishable, as does my Brother Bryan,
although I would also conclude that each was decided
correctly by the district court and that in each we
should enjoin the carving out of a new school district
because it is simply another device to blunt and to
escape the ultimate reach of Brown v. Board of Edu
cation, 347 U.S. 483 (1954), and subsequent cases.
I
While the legal problem presented by these cases is
a novel one in this circuit, I think the applicable legal
standard is found in the opinion of the Supreme Court
in Green v. County School Board of New Kent
27a
County, 391 U.S. 430 (1968). In rejecting a “ freedom
of choice” plan under the circumstances presented
there, the Court articulated the duties of both a school
board and a district court in implementing the man
date of Brown:
The burden on a school board today is to come
forward with a plan that promises realistically
to work, and promises realistically to work now.
* * * * *
Where the court finds the board to be acting in
good faith and the proposed plan to have real
prospects for dismantling the state-imposed
dual system “ at the earliest possible date/’ then
the plan may be said to provide effective relief.
Of course, the availability to the board of other
more promising courses of action may indicate
a lack of good faith; and, at the least it places
a heavy burden upon the board to explain its
preference for an apparently less effective
method, [emphasis added.]
391 U.S. at 439.
In each of the instant cases, following a protracted
period o f litigation, a plan designed finally to institute
a unitary school system was jeopardized by the at
tempt of a portion of the existing school district to
break away and establish its own schools. I think
the advocates of such a subdivision bear the “heavy
burden” of persuasion referred to in Green because,
as in that case, the dominant feature of these cases is
the last-minute proposal o f an alternative to an exist
ing and workable integration plan. Factually, these
cases are not significantly dissimilar from Green.
Each act of secession would necessarily require the
submission and approval of new integration plans for
the newly-created districts, and thus each is tanta
mount to the proposal of a new plan. And while the
act giving rise to the alternative approach here is
28a
state legislation rather than a proposal o f the local
school board, the fact remains that the moving force
in the passage of each piece of legislation1 was of
local origin. Few who have had legislative experience
would deny that local legislation is enacted as a result
of local desire and pressure. It is, therefore, to local
activities that one must look to determine legislative
intent.
Application of the “heavy burden” standard of
Green to the instant cases is also supported by con
siderations of policy. In an area in which historically
there was a dual system of schools and at best grudg
ing compliance with Brown, we cannot be too careful
to search out and to quash devices, artifices and tech
niques furthered to avoid and to postpone full com
pliance with Brown. W e must be assiduous in detect
ing racial bias masking under the guise of quality
education or any other benevolent purpose. Especially
must we be alert to ferret out the establishment of a
white haven, or a relatively white haven, in an area
in which the transition from racially identifiable
schools to a unitary system has proceeded slowly and
largely unwillingly, where its purpose is at least in
part to he a white haven. Once a unitary system has
been established and accepted, greater latitude in re
definition of school districts may then be permitted.
Given the application of the Green rationale, the
remaining task in each of these cases is to discern
whether the proposed subdivision will have negative
effects on the integration process in each area, and,
if so, whether its advocates have borne the “ heavy
burden” of persuasion imposed by Green.
1 In Emporia, the implementing legislation for the separation
already existed; however, the local people alone made the
choice to exercise the option which the statute provided.
29a
II
EMPORIA SCHOOL DISTRICT
The City of Emporia, located within the borders
of Greensville County, Virginia, became a city of
the second class on July 31, 1967, pursuant to a sta
tutory procedure dating back to the 19th Century.
While it had the state-created right at that time to
establish its own school district, it chose instead to
remain within the Greensville County system until
June, 1969. It is significant that earlier in this same
month, more than a year after it had invalidated a
“ freedom of choice” plan for the Greensville County
system, the district court ordered into effect a “ pair
ing” plan for the county as a further step toward
full compliance with Brown and its progeny.
The record amply supports the conclusion that the
creation of a new school district for the City of Em
poria would, in terms of implementing the principles
of Brown, be “ less effective” than the existing “pair
ing” plan for the county system. In the first place,
the delay involved in establishing new plans for the
two new districts cannot be minimized in light o f the
Supreme Court’s statement in Green that appropriate
and effective steps must be taken at once. See also
Carter v. West Feliciana School Board, 396 TJ.S. 290
(1970); Alexander v. Holmes County Bd. o f E d 396
TJ.S. 19 (1969). Secondly, as the district court found,
the separation o f Emporia from Greensville County
would have a substantial impact on the racial balance
both within the county and within the city. Within the
entire county, there are 3,759 students in a racial ratio
of 34.1% white and 65.9% black. Within the city
there are 1,123 students, 48.3% of whom are white and
51.7% are black. I f the city is permitted to establish
30a
its own school system, the racial ratio in the remainder
of the county will change to 27.8% white and 72.2%
black.2 To me the crucial element in this shift is not
that the 48.3%-51.7% white to black ratio in the town
does not constitute the town a white island in an
otherwise heavily black county and that a shift of 6%
in the percentage of black students remaining in the
county is not unacceptably large. Whenever a school
area in which racial separation has been a historical
fact is subdivided, one must compare the racial bal
ance in the preexisting unit with that in the new unit
sought to be created, and that remaining in the pre
existing unit after the new unit’s creation. A substan
tial shift in any comparable balances should be cause
for deep concern. In this case the white racial per
centage in the new unit will increase from 27.8% to
48.3%. To allow the creation of a substantially whiter
haven in the midst of a small and heavily black area is
a step backward in the integration process.
And finally, the subdivision of the Greensville
County school district is “ less effective” in terms of
the principles of Brotvn because of the adverse psy
chological effects on the black students in the county
which will be occasioned by the secession of a large
portion of the more affluent white population from
the county schools. I f the establishment of an Emporia
school district is not enjoined, the black students in
2 As part of the establishment of the new system, the Emporia
school board proposed a transfer plan whereby Emporia will
accept county students upon payment o f tuition. The record
does not contain any projection o f the number of county stu
dents who would avail themselves o f the plan although in argu
ment counsel was candid in stating that only white parents
would be financially able to exercise the option. The transfer
plan was quickly abandoned when it became apparent that it
might not earn the approval o f the district court.
31a
the county will watch as nearly one-half the total
number of white students in the county abandon the
county schools for a substantially whiter system. It
should not be forgotten that psychological factors, and
their resultant effects on educational achievement,
were a major consideration in the Supreme Court’s
opinion in Brown.
In my mind, the arguments advanced by the resi
dents of Emporia in support of their secession from
the county school system do not sustain the “ heavy
burden” imposed by Green. The essence of their posi
tion is that, by establishing their own schools over
which they will exercise the controlling influence, they
will be able to improve the quality of their children’s
education. They point to a town commitment to such
a goal and, in particular, to a plan to increase educa
tional revenues through increased local taxation. They
also indicate that they presently have very little voice
in the management of the county school system. Al
though, as the district court found, the existence of
these motives is not to be doubted, I find them insuffi
cient in considering the totality of the circumstances.
While the district court found that educational con
siderations were a motive for the decision to separate,
it also found that “ race was a factor in the city’s deci
sion to secede.” Considering the timing of the decision
in relation to the ordering into effect of the “ pairing”
plan, as well as the initial proposal of a transfer plan,
this finding is unassailable. Green indicates that the
absence of good faith is an important consideration in
determining whether to accept a less effective alterna
tive to an existing plan of integration. The lack of
good faith is obvious here.
When the educational values which the residents of
Emporia hope to achieve are studied, it appears that
the secession will have many deleterious consequences.
422-400—71----5
32a
As found by the district court, the high school in the
city will be of less than optimum size. County pupils
will be cut off from exposure to a more urban society.
The remaining county system will be deprived of
leadership ability formerly derived from the city. It
will suffer from loss of the city’s financial support,
and it may lose teachers who reside in the city. To me,
these consequences, coupled with the existence of the
racial motive, more than offset the arguments ad
vanced by the residents of Emporia. The separation,
with its negative effects on the implementation of the
principles of Brown, should be enjoined.
I l l
SCOTLAND NECK SCHOOL DISTRICT
As the majority’s opinion recites, the history of
resistance to school desegregation in the Halifax
County school system parallels the history of the at
tempts on the part of the residents of Scotland Neck
to obtain a separate school district. The significant
fact is that in spite of otherwise apparently cogent
arguments to justify a separate system, the separate
system goal was not realized until, as the result of
pressure from the United States Department of Jus
tice, the Halifax County Board agreed to transfer the
seventh and eighth grade black students from the pre
viously all-black Brawley School, outside the city
limits of Scotland Neck, to the Scotland Neck School,
previously all-white. Chapter 31 followed thereafter
as soon as the North Carolina legislature met. It is
significant also that the Halifax County Board re
neged on its agreement with the Department of Jus
tice shortly before the enactment of Chapter 31.
The same negative effects on achieving integration
which are present in the Emporia secession are present
33a
here. Although the City of Scotland Neck has already
submitted a plan for its school district, delay will
result in devising such a plan for the remaining por
tion of Halifax County. The racial balance figures
show that the existing county system has 8,196 (77%)
black students, 2,357 (22%) white students, and 102
(1% ) Indian students. Within the city system, there
would be 399 (57.4%) white and 296 (42.6%) black,
while the remaining county system would be comprised
of 7,900 (80%) black, 1,958 (19%) white and 102
(1% ) Indian. The difference between the percentage
of white students within the existing system and the
newly-created one for Scotland Neck is thus 35%. A
more flagrant example of the creation of a white
haven, or a more nearly white haven, would be diffi
cult to imagine. The psychological effects on the black
students cannot be overestimated.
The arguments advanced on behalf of Scotland
Neck are likewise insufficient to sustain the burden
imposed by Green. Even if it is conceded that one
purpose for the separation was the local desire to
improve the educational quality of the Scotland Neck
schools, the record supports the conclusion of the
district court that race was a major factor. I f the
basic purpose of Chapter 31 could not be inferred
from the correlation of events concerning integration
litigation and the attempt to secede, other facts make
it transparent. As part of its initial plan to establish
a separate system, Scotland Neck proposed to accept
transfer students from outside the corporate limits
of the city on a tuition basis. Under this transfer
system, the racial balance in the Scotland Neck area
was 749 (74%) white to 262 (26%) black, and the
racial balance in the rest of Halifax County became
7,934 (82%) black, 1,608 (17%) white, and 102
34a
(1% ) Indian.3 This proposal has not yet been finally
abandoned. In oral argument before us, counsel would
not tell us forthrightly that this would not be done,
but rather, equivocally indicated that the proposal
would be revived if we, or the district court, could
be persuaded to approve it. I cannot so neatly com
partmentalize Chapter 31 and the transfer plan as
does the majority, and conclude that one has no rele
vance to the other. To me, what was proposed, and
still may be attempted, by those who provided the
motivation for the enactment of Chapter 31 is persua
sive evidence of what Chapter 31 was intended to
accomplish.
In terms of educational values, the separation of
Scotland ISTeck has serious adverse effects. Because
Scotland Feck, within its corporate boundaries, lacked
sufficient facilities even to operate a system to ac
commodate the only 695 pupils to be educated, it
purchased a junior high school from Halifax County.
This school is located outside o f the corporate bound
aries of Scotland Feck. The sale deprives the students
of Halifax County, outside of Scotland Feck of a
school facility. The record contains abundant, per
suasive evidence that the best educational policy and
the nearly unanimous opinion of professional eduea-
3 There is apparent error in the computations made by the
district court in this regard. The district court found that the
net effect o f the transfer plan would be to add 350 white stu
dents to the city system. Added to the resident white students
(399), the total is 749, not 759 as indicated in the opinion o f
the district court. The district court’s figure o f 262 black
students in the city under the transfer plan (a net loss o f 34)
appears correct. But when these two totals are subtracted from
the figures given for the existing county system in 1968-1969
(2,357 white, 8,196 black and 102 Indian), the effects on the
county are as shown above.
35a
tors runs contrary to the creation of a small, separate
school district for Scotland Neck. A study by the
State of North Carolina indicates that a minimally
acceptable district has 3,500-4,OCX) pupils.
On the facts I cannot find the citizens of Scotland
Neck motivated by the benign purpose of providing
additional funds for their schools; patently they seek
to blunt the mandate of Brown. Even i f additional
financial support for schools was a substantial motive,
the short answer is that a community should not
be permitted to buy its way out of Brown. Here
again, the “heavy burden” imposed by Green has not
been sustained.
IV
LITTLETON-LAKE GASTON SCHOOL DISTRICT
The majority’s opinion correctly and adequately
discloses the legislative response to court-ordered
compliance with Brown and its progeny. That re
sponse was the creation of the Warrenton City School
District and the Littleon-Lake Gaston School District.
The overall effect of the creation of the Littleton-
Lake Gaston district, the proposed tuition transfer
plan, and the creation of the Warrenton City district
(an act enjoined by the district court and not before
us) would be to permit more than 4 out of 5 white
students to escape the heavily black schools of Warren
County. Even without the transfer plan, the racial
balance in the Littleton-Lake Gaston district would
show nearly 20% more white students than in the
existing Warren County unit. To permit the subdi
vision would be to condone a devastating blow to the
progress of school integration in this area.
Despite the assertion of the benign motives of
remedying long-standing financial inequities and the
36a
preservation of local schools, I agree with the ma
jority that the “ primary” purpose and effect of the
legislation creating the Littleton-Lake Gaston school
district was to carve out a refuge for white students
and to preserve to the fullest possible extent segre
gated schools. Aside from questions of motivation,
the record show7s that the new district was established
to accommodate a total of only 659 students, despite
state policy to the contrary and expert opinion that
its small size rendered it educationally not feasible.
And, as the majority indicates, there is no evidence
that the residents of the Littleton area have been
deprived of their proportionate voice in the operation
of the schools of Warren County. In short, there is a
complete absence of persuasive argument in favor
of the creation of the new district.
While I agree that the injunction should stand,
I disagree that injunctive relief should be granted
only when racial motivation was the “primary” motive
for the creation of the new district. Consistent with
Green, we should adopt the test urged by the govern
ment in Scotland Neck, i.e., to view the results of the
severance as if it were a part of a desegregation plan
for the original system—that is, to determine whether
the establishment of a new district would, in some
way, have an adverse impact on the desegregation of
the overall system. By this test the injunction would
stand in the Littleton-Lake Gaston case, as well as
in each of the two other cases, because in each of the
three there is at least some racial motivation for the
separation and some not insubstantial alteration of
racial ratios, some inherent delay in achieving an
immediate unitary system in all of the component
parts, and an absence of compelling justification for
what is sought to be accomplished.
37a
BUTZNER, Circuit Judge: This appeal involves
the same case in which I decided questions concern
ing the school hoard’s compliance with the Fourteenth
Amendment when I served on the district court.*
While the details differ, the same basic issues re
main—the validity of measures taken to disestablish a
dual school system, to create a unitary system, and to
assign pupils and faculty to achieve these ends.
Title 28 TJ.S.C. §47 provides: “ No judge shall
hear or determine an appeal from the decision
of a case or issue tried by him.”
Recently, Judge Craven carefully examined this
statute and the cases and authorities which cast light
on it. He concluded that he should not sit on an appeal
of a case in which he had participated as a district
judge when the ultimate questions were the same:
“ what may a school board be compelled to do to dis
mantle a dual system and implement a unitary one,
or how much school board action is enough?” See
Swarm v. Charlotte-Mecklenburg Bd. of Ed., 431 F.
2d 135, (4th Cir. 1970). Following the sound precedent
established by Judge Craven, I believe that I must
disqualify myself from participating in tins appeal.
* See Wright v. County School Bd. of Greensville County,
Va., 252 F. Supp. 378 (E.D. Va, 1966). Two other opinions
were not published.
38a
U n it e d S t a t e s C o u r t of A p p e a l s f o b t h e F o u r t h
C ir c u it
No. 14929
U n it e d S t a t e s of A m e r ic a , a n d P a t t ie B l a c k C o t
t o n , E d w a r d M. F r a n c is , P u b l ic S c h o o l T e a c h e r s
o f H a l if a x C o u n t y , e t a l ., a p p e l l e e s
versus
S c o t l a n d N e c k C it y B oard o f E d u c a t io n , a B o dy
C o r po r ate , a p p e l l a n t
No. 14930
U n it e d S t a t e s of A m e r ic a , a n d P a t t ie B l a c k C o t
t o n , E d w a r d M . F r a n c is , P u b l ic S c h o o l T e a c h e r s
o f H a l if a x C o u n t y , a n d O t h e r s , a p p e l l e e s
versus
R o b er t M o r g a n , A t t o r n e y G e n e r a l of N o r t h C a r o
l i n a , t h e S t a t e B oard o f E d u c a t io n o r N o r t h
N o r t h C a r o l in a , a n d D r . A . C r a ig P h il l ips ,
N o r t h C a r o l in a S t a t e S u p e r in t e n d e n t of P u b l ic
I n s t r u c t io n , a p p e l l a n t s
Appeal from the United States District Court for the
Eastern District of North Carolina, at Wilson
A l g e r n o n L. B u t l e r , District Judge, and J o h n D.
L a r k in s , Jr., District Judge
422 - 400— 71----------2
39a
Argued (September 16, 1970
Before B o k e m a n , B r y a n -and C r a v e n , Circuit Judges
Reargued December 7, 1970—Decided March 23, 1971
Before H a y n s w o r t h , Chief Judge, S o b e l o f f , B ore-
m a n , B r y a n , W in t e r , C r a v e n and B u t z n e r , Circuit
Judges sitting en banc, on resubmission
William T. Joyner and G. K it chin Josey (Joyner &
Howison and Robert Morgan, Attorney General of
North Carolina, on brief) for Appellants; and Brian
K. Landsberg, Attorney, Department of Justice (Jer-
ris Leonard, Assistant Attorney General, David L.
Norman, Deputy Assistant Attorney General, and
Francis H. Kennedy, Jr., Attorney, Department of
Justice, and Warren H. Coolidge, United States At
torney, on brief) for Appellee United States of
America; and Janies R. Walker, Jr., (Samuel S.
Mitchell on brief) for Appellees Pattie Black Cotton,
et al.
C r a v e n , Circuit Judge:
The Scotland Neck City Board of Education and
the State of North Carolina have appealed from an
order of the United States District Court for the
Eastern District of North Carolina entered May 23,
1970, declaring Chapter 31 of the 1969 Session Laws
of North Carolina unconstitutional and permanently
enjoining any further implementation of the statute.1
We reverse.
1 This is one of three cases now before the Court involving
the “carving out” of part of a larger school district. The others
are Alvin Turner v. Littleton-Lake Gaston School District, —
F. 2d — (No. 14,990) and Wright v. Council of City of Em
poria, — F. 2d — (No. 14,552).
40a
Chapter 31 o f the 1969 Session Laws of North Caro
lina,2 enacted by the North Carolina General Assembly
on March 3, 1969, provided for a new school district
bounded by the city limits of Scotland Neck upon the
2 Chapter 31 is entitled and reads as follows:
“AN ACT to improve and provide public schools of a higher
standard for the residents of Scotland Neck in Halifax
County, to establish the Scotland Neck City Administrative
Unit, to provide for the administration of the public schools
in said administrative unit, to levy a special tax for the
public schools of said administrative unit, all of which shall
be subject to the approval of the voters in a referendum or
special election
S ectio n 1. There is hereby classified and established a pub
lic school administrative unit to be known and designated as
the Scotland Neck City Administrative Unit which shall consist
of the territory or area lying and being within the boundaries
or corporate limits of the Town of Scotland Neck in Halifax
County, and the boundaries of said Scotland Neck City Ad
ministrative Unit shall be coterminous with the present cor
porate limits or boundaries of the Town of Scotland Neck. The
governing board of said Scotland Neck City Administrative
Unit shall be known and designated as the Scotland Neck
City Board of Education, and said Scotland Neck City Board
of Education (hereinafter referred to as: Board) shall have
and exercise all of the powers, duties, privileges and authority
granted and applicable to city administrative units and city
boards of education as set forth in Chapter 115 of the General
Statutes, as amended.
“ Section 2. The Board shall consist of five members ap
pointed by the governing authority of the Town of Scotland
Neck, and said five members shall hold office until the next regular
municipal election of the Town of Scotland Neck to be held
in May, 1971. At the regular election for Mayor and Com
missioners of the Town of Scotland Neck to be held in May,
1971, there shall be elected five members of the Board, and
three persons so elected who receive the highest number of votes
shall hold office for four years and the two persons elected
who receive the next highest number of votes shall hold office
41a
approval of a majority of the voters of Scotland Neck
in a referendum. The new school district was approved
by the voters of Scotland Neck on April 8, 1969, by
a vote, of 813 to 332 out of a total of 1,305 registered
for two years, and thereafter all members of the Board so
elected, as successors, shall hold office for four years. All mem
bers-of the Board shall hold their offices until their successois
(sic) are elected and qualified. All members of the Board shall
be eligible to hold public office as required by the Consti
tution and laws of the State.
“ Section' 3. All members of the Board shall be elected by
the qualified voters of. the Town of Scotland Neck and said
election shall be held and conducted by the governing author
ity of the Town of Scotland Neck and by its election officials
and pursuant to the same laws, rules and regulations as are
applicable to the election of the municipal officials of the Town
of Scotland Neck, and the results shall be certified in the same
manner. The election of members of the Board shall be held
at the same time and place as applicable to the election of the
Mayor and Board of Commissioners of the Town of Scotland
Neck and in accordance with the expiration of terms of office
of members of the Board. The members of the Board so elected
shall be inducted into office on the first Monday following the
date of election, and the expense of the election of the mem
bers of the Board shall be paid by the Board.
“ Section 4. At the first meeting of the Board appointed
as above set forth and of a new Board elected as herein
provided, the Board shall organize by electing one of its
members as chairman for a period of one year, or until his
successor is elected and qualified. The chairman shall pre
side at the meetings of the Board, and in the event of liis
absence or sickness, the Board may appoint one of its members
as temporary chairman. The Scotland Neck City Superin
tendent of Schools shall be ex officio secretary to his Board
and shall keep the minutes of the Board but shall have no
vote. If there exists a vacancy in the office of Superintendent,
then , the Board may appoint , one of its members to serve tem
porarily as.secretary to the Board. All vacancies in the mem
bership of the Board by death, resignation, removal, change
42a
voters. Prior to this date, Scotland Neck was part
of the Halifax County school district. In July 1969,
the United States Justice Department filed the com
plaint in this action against the Halifax County Board
of residence or otherwise shall be filled by appointment by the
governing authority of the Town of Scotland Neck of a per
son to serve for the unexpired term and until the next regular
election for members of the Board when a successor shall be
elected.
“ Section 5. All public school property, both real and per
sonal, and all buildings, facilities, and equipment used for
public school purposes, located within the corporate, limits of
Scotland Neck and within the boundaries set forth in Section
1 of this Act, and all records, books, moneys budgeted for said
facilities, accounts, papers, documents and property of any
description shall become the property of Scotland Neck City
Administrative Unit or the Board; all real estate belonging to
the public schools located within the above-described bound
aries is hereby granted, made over to, and automatically by
force of this Act conveyed to the Board from the County
public school authorities. The Board of Education of Halifax
County is authorized and directed to execute any and all deeds,
bills of sale, assignments or other documents that may be
necessary to completely vest title to all such property to the
Board.
“ Section 6. Subject to the approval of the voters residing
within the boundaries set forth in Section 1 of this Act, or
within the corporate limits of the Town of Scotland Neck, as
hereinafter provided, the governing authority of the. Town of
Scotland Neck, in addition to all other taxes, is authorized
and directed to levy annually a supplemental tax not to exceed
Fifty Cents (50c) on each One Hundred ($100.00) Dollars of
the assessed value of the real and personal property, taxable
in said Town of Scotland Neck. The amount or rate of said
tax shall be determined by the Board and said tax shall be
collected by the Tax Collector of the Town of Scotland Neck
and paid to the Treasurer of the Board. The Board may use
the proceeds of the tax so collected to supplement any object
or item in the school budget as fixed by law or to supplement
43a
of Education seeking the disestablishment of a dual
school system operated by the Board and seeking a
declaration of invalidity and an injunction against
the implementation of Chapter 31. Scotland Neck
any object or item in the Current Expense Fund or Capital
Outlay Fund as fixed by law.
“ S e c t io n 7. Within ten days from the date of the ratification
of this Act it shall be the duty of the governing authority of
the Town of Scotland Neck to call a referendum or special
election upon the question of whether or not said Scotland
Neck City Administrative Unit and its administrative board
shall be established and whether or not the special tax herein
provided shall be levied and collected for the purposes herein
provided. The notice of the special election shall be' published
once a week for two successive weeks in some newspaper pub
lished in the Town of Scotland Neck. The, notice shall contain
a brief statement of the purpose of the special election, the
area in which it shall be held, and that a vote by a majority
of those voting in favor of this Act will establish the Scotland
Neck City Administrative Unit and its Administrative Board
as herein set forth, and that an annual tax not to exceed Fifty
Cents (50c) on the assessed valuation of real and personal
property, according to each One Hundred Dollars ($100.00)
valuation, the rate to be fixed by the Board, will be levied as a
supplemental tax in the Town of Scotland Neck, for the pur
pose of supplementing any lawful public school budgetary item.
A new registration of voters shall not be required and in all
respects the laws and regulations under which the municipal
elections of the Town of Scotland -Neck are held shall apply
to said special election. The governing authority of the Town
of Scotland Neck shall have the authority to enact reasonable
rules and regulations for the necessary election books, records
and other documents for such special election and to fix the
necessary details of said special election.
“ S e c t io n 8. In said referendum or special election a ballot
in form substantially as follows shall be used: VOTE FOR
ONE:
“ ( ) FOR creating and establishing Scotland Neck City
Administrative Unit with administrative Board to operate pub-
44a
City Board of Education was added as a defendant
in August 1969, and the Attorney General of North
Carolina was added as a defendant in November 1969.
On August 25, 1969, the District Court issued a tem
porary injunction restraining the implementation of
Chapter 31, and thereafter on May 23, 1970, made
the injunction permanent. The District Court rea
soned that Chapter 31 was unconstitutional because
it would create a refuge for white students and would
interfere with the desegregation of the Halifax
County school system.
lie schools of said Unit and for supplemental tax not to exceed
Fifty Cents (50c) on the assessed valuation of real and per
sonal property according to each One Hundred Dollars
($100.00) valuation for objects of school budget.
“ ( ) AGAINST creating and establishing Scotland Neck
City Administrative Unit with administrative Board to oper
ate public schools of said Unit and against supplemental tax
not to exceed Fifty Cents (50c) on the assessed valuation of
real and personal property according to each One Hundred
Dollars ($100.00) valuation for objects of school budget.
“If a majority of the qualified voters voting at such refer
endum or special election vote in favor of establishing Scotland
Neck City Administrative Unit, for creation of administrative
Board to operate public schools of said Unit and for special
supplemental tax as herein set forth, then this Act shall be
come effective and operative as to all its provisions upon the
date said special election results are canvassed and the result
judicially determined, otherwise to be null and void. The ex
pense of said referendum or special election shall be paid by
the governing authority of the Town of Scotland Neck but if
said Unit and Board are established, then said Town of Scot
land Neck shall be reimbursed by the Board for said expense
as soon as possible.
“ Section 9. All laws and clauses o f laws in conflict with
this Act are hereby repealed.
“ S e c t io n 10. This Act shall be in full force and effect accord
ing to its provisions from and after its ratification.”
45a
It is clear that Chapter 31 is not uneonsitutional
on its face. But a facially constitutional statute may
in the context of a given fact situation be applied
unfairly or for a discriminatory purpose in violation
of the equal protection clause of the Fourteenth
Amendment. Tick W o v. Hopkins, 118 TT.S. 356
(1886). We cannot judge the validity of the statute
in vacuo but must examine it in relation to the prob
lem it was meant to solve. Poindexter v. Louisiana
Financial Assistance Commission, 275 F. Supp. 833
(E.D. La. 1967).
I
THE HISTORY OP SCHOOL, DESEGREGATION' IN HALIFAX
COUNTY AND THE ATTEMPTS TO SECURE A SEPARATE
SCHOOL DISTRICT FOR THE CITY OF SCOTLAND NECK
For many years until 1936, the City of Scotland
Neck was a wholly separate school district operating
independently of the Halifax County school system
into which it was then merged. Both the elementary
and the high school buildings presently in use in Scot
land Neck were constructed prior to 1936 and were
financed by city funds.
Halifax County operated a completely segregated
dual school system from 1936 to 1965. In 1965, Hali
fax County adopted a freedom-of-choice plan. Little
integration resulted during the next three years.
Shortly after the Supreme Court decision in. Green
v. County School Board of New Kent County, 391
U.S. 430, in May of 1968, the Halifax County Board
of Education requested the North Carolina Depart
ment of Public Instruction to survey their schools
and to make recommendations regarding desegre
gation of the school system.
46a
In July 1968, the Justice Department sent a “ notice
letter” to the Halifax County Board notifying them
that they had not disestablished a dual school sys
tem and that further steps would be necessary to
comply with Green. After negotiations with the Jus
tice Department, the Halifax County Board agreed
informally to disestablish their dual school system
by the beginning of the 1969-70 school year, with a
number of interim steps to be taken in the 1968-69
school year. As part of the interim steps, the seventh
and eighth grades were transferred from the Brawley
School, an all-black school located just outside the
city limits of Scotland Neck, to the Scotland Neck
School, previously all white.
The results of the North Carolina Department of
Public Instruction survey were published in Decem
ber of 1968. It recommended an interim plan and a
long range plan. The interim plan proposed the crea
tion of a unitary school system through a combination
of geographic attendance zones and pairing of previ
ously all-white schools with previously all-black
schools. Scotland Neck School was to be paired with
Brawley School, grades 1-4 and 8-9 to attend Braw
ley and grades 5-6 and 10-12 to attend Scotland
Neck. The long range plan called for the building of
two new consolidated high schools, each to serve half
of the geographic area composing the Halifax County
school district. The Halifax County Board of Educa
tion declined to implement the plan proposed by the
Department of Public Instruction and the Justice
Department filed suit in July 1969.
Paralleling this history of school segregation in the
Halifax County school system is a history of attempts
on the part of the residents of Scotland Neck to ob-
47a
tain a separate school district. The proponents of a
separate school district began to formulate their plans
in 1963, five years prior to the Green decision and
two years prior to the institution of freedom-of-choice
by the Halifax County Board. They were unable to
present their plan in the form of a bill prior to the
expiration of the 1963 session of the North Carolina
Legislature, but a bill was introduced in the 1965
session which would have created a separate school
district composed of Scotland Neck and the four sur
rounding townships, funded partially through local
supplemental property taxes. The bill did not pass and
it was the opinion of many of the Scotland Neck
residents that its defeat was the result of opposition
of individuals living outside the city limits o f Scot
land Neck.
At the instigation of the only Halifax County
Board of Education member who was a resident of
Scotland Neck, a delegation from the Halifax County
schools attempted in 1966 to get approval for the
construction of a new high school facility in Scotland
Neck to be operated on a completely integrated basis.
The proposal was not approved by the State Division
of School Planning.
After visiting the smallest school district in the
state to determine the economic feasibility of creating
a separate unit for the City of Scotland Neck alone,
the proponents of a separate school district again
sponsored a bill in the Legislature. It was this bill
which was eventually passed on March 31, 1969, as
Chapter 31 of the Session Laws of 1969.
48a
II
THE THREE PURPOSES OF CHAPTER 31
‘The District Court found that the proponents of a
special school district had three purposes in mind in.
sponsoring Chapter 31 and the record supports these
findings. First, they wanted more local control over
their' schools. Second, they wanted to increase the
expenditures for their schools through local supple
mentary property taxes. Third, they wanted to pre
vent anticipated white fleeing of the public schools.
Local control and increased taxation were thought
necessary to increase the quality of education in their
schools. Previous efforts to upgrade Scotland Neck
Schools had been frustrated. Always it seemed the
needs of the County came before Scotland Neck. The
only county-wide bond issue passed in Halifax County
since 1936 was passed in 1957. Two local school dis
tricts operating in Halifax County received a total
of $1,020,OCX) from the bond issue and the Halifax
County system received $1,980,000. None of the money
received by Halifax County was spent on schools
within the city limits of Scotland Neck. I f Scotland
Neck had been a separate school district at the time,
it would have received $190,000 as its proportionate
share of the bond issue. The Halifax County system
also received $950,000 in 1963 as its proportionate
share of the latest statewide bond issue. None o f this
money was spent or committed to any o f the schools
within the city limits of Scotland Neck. Halifax
County has reduced its annual capital outlay tax from
63 cents per $100 valuation in 1957 to 27.5 cents per
$100 valuation in the latest fiscal year. In order for
the referendum to pass under the terms of Chapter
31, the voters of Scotland Neck had to approve not
49a
only the creation of a separate school district but in
addition had to authorize a local supplementary
property tax not to exceed 50 cents per $100 valua
tion per year. Despite such a political albatross the
referendum was favorable, and moreover, the sup
plementary tax was levied by the Scotland Neck
Board at the full 50 cent rate.
I l l
WHITE FLEEING---- THE QUESTIONABLE THIRD PURPOSE
But it is not the permissahle first purpose or the
clearly commendable second purpose which caused the
District Court to question the constitutionality of
Chapter 31. It is rather the third purpose, a desire
on the part of the proponents of Chapter 31 to pre
vent, or at least diminish, the flight of white students
from the public schools, that concerned the District
Court. The population of Halifax County is pre
dominantly black. The population of Scotland Neck
is approximately 50 percent black and 50 percent
white, and the District Court found that the pupil
ratio by race in the schools would have been 57.3
percent white to 42.7 percent black.
A number of decisions have mentioned the problem
of white flight following the integration of school
systems which have a heavy majority of black stu
dents. Monroe v. Board of Commissioners of the City
of Jackson, 391 U.S. 450, 459 (1968) ; Brunson v.
Board, of Trustees of School District No. 1 of Claren
don County, — F. 2d — (4th Cir. 1970); Walker v.
County School Board of Brunswick County, 413 F.
2d 53 . (4th Cir. 1969); Anthony v. Marshall County
Board of Education, 409 F. 2d 1287 (5th Cir. 1969).
All of these cases hold that the threat of white flight
will not justify the continuing operation of a dual
50a
school system. But it has never been held by any court
that a school board (or a state) may not constitu
tionally consider and adopt measures for the purpose
of curbing or diminishing white flight from a unitary
school system. Indeed it seems obvious that such a
purpose is entirely consistent with and may help
implement the Brown principle. It is not the purpose
of preventing white flight which is the subject of
judicial concern but rather the price of achievement.
I f the effect of Chapter 31 is to continue a dual school
system in Halifax County, or establish one in Scot
land Heck, the laudable desire to stem an impending
flow of white students from the public schools will
not save it from constitutional infirmity. But if
Chapter 31 does not have that effect, the desire of its
proponents to halt white flight will not make an other
wise constitutional statute unconstitutional.
In considering the effect of Chapter 31 on school
desegregation in Halifax County and Scotland Heck,
it is important to distinguish the effect of Chapter 31
from the effect of a transfer plan adopted by the
Scotland Heck Board of Education. The effect of the
transfer plan was to substantially increase the per
centage of white students in the Scotland Heck
schools. But the transfer plan is solely the product of
the Scotland Heck Board of Education and not
Chapter 31. Therefore the effect of the transfer plan
has no relevance to the question of the constitutional
ity of Chapter 31.3
3 Appellees argue that the creation of the transfer plan is
evidence that the intended effect of Chapter 31 was to preserve
the previous racial makeup of the Scotland Keck schools. We
disagree.
We are concerned here with the intent of the North Carolina
Legislature and not the intent of the Scotland Neck Board. In
determining legislative intent of an act such as Chapter 31,
51a
The District Court held that the creation o f a sep
arate Scotland Neck School district would unconstitu
tionally interfere with the implementation of a plan
to desegregate the Halifax County schools 'adopted by
the Halifax County Board of Education. W e hold
that the effect of the separation of the Scotland Neck
schools and students on the desegregation of the re
mainder of the Halifax County system is minimal and
insufficient to invalidate Chapter 31. During the 1968-
69 school year, there were 10,655 students in the Hali
fax County Schools, 8,196 (77%) were black, 2,357
(22%) were white, and 102 (1% ) were Indian. Of
this total, 605 children of school age, 399 white and
296 black, lived within the city limits of Scotland
Neck. Removing the Scotland Neck students from the
Halifax County system would have left 7,900 (80%)
black students, 1,958 (19%) white students, and 102
(1% ) Indian students. This is a shift in the ratio of
black to white students of only 3 percent, hardly a
substantial change. Whether the Scotland Neck stu
dents remain within the Halifax County system or
attend separate schools of their own, the Halifax
County schools will have a substantial majority of
black students. Nor would there he a per pupil de-
it is appropriate to consider the reason that the proponents of
the act desired its passage if it can be inferred that those rea
sons were made known to the Legislature. There is evidence
in the record to show that the three purposes that the District
Court found were intended by the proponents of Chapter 31
were presented to the Legislature. However, there is nothing
in the record to suggest that the Legislature had any idea that
the Scotland Neck Board would adopt a transfer plan after the
enactment of Chapter 31 which would have the effect of in
creasing the percentage of white students.
We will discuss the transfer plan later in a separate part of
the opinion.
52a
crease in the proceeds from the countywide property
taxes available in the remaining Halifax County sys
tem. The county tax is levied on all property in the
county and distributed among the various school
districts in the county on a per pupil basis. In addi
tion, the Superintendent o f Schools for the Halifax
County system testified that there would be no de
crease in teacher-pupil ratio in the remaining Halifax
County system and in fact that in a few special areas,
such as speech therapy, the teacher-pupil ratio may
actually increase.
Nor can we agree with the District Court that
Chapter 31 creates a refuge for the white students of
the Halifax County system. Although there are more
white students than black students in Scotland Neck,
the white majority is not large, 57.3 percent white and
42.6 percent black. Since all students in the same
grade would attend the same school, the system would
be integrated throughout. There is no indication that
the geographic boundaries were drawn to include
white students and exclude black students as there
has been in other cases where the courts have ordered
integration across school district boundaries. Haney
■v. County Board of Education of Sevier County, 410
P. 2d 920 (8th Cir. 1969). The city limits provide a
natural geographic boundary. There is nothing in the
record to suggest that the greater percentage of white
students in Scotland Neck is a product of residential
segregation resulting in part from state action. See
Brewer v. School Board of the City of Norfolk, 397
P. 2d 37 (4th Cir. 1968).
Prom the history surrounding the enactment of
Chapter 31 and from the effect of Chapter 31 on
school desegregation in Halifax County, we conclude
that the purpose of Chapter 31 was not to invidiously
53a
discriminate against black students in Halifax County
and that Chapter 31 does not violate the equal protec
tion clause of the Fourteenth Amendment.
Appellees urge in their brief that conceptually the
way to analyze this case is to “ view the results of
severance as if it were part of a desegregation plan
for the original system.” W e do not agree. The sever
ance was not part o f a desegregation plan proposed
by the school board but was instead an action by the
Legislature redefining the boundaries of local govern
mental units. I f the effect of this act was the con
tinuance of a dual school system in Halifax County
or the establishment of a dual system in Scotland
Neck it would not withstand challenge under the equal
protection clause, but we have concluded that it does
not have that effect.
But assuming for the sake of argument that the
appellees’ method of analysis is correct, we conclude
that the severance of Scotland Neck students would
still withstand constitutional challenge. Although it is
not entirely clear from their brief, appellants’
apparent contention is that the variance in the ratio
of black to white students in Scotland Neck from the
ratio in the Halifax County system as a whole is so
substantial that if Scotland Neck was proposed as a
geographic zone in a desegregation plan, the plan
would have to be disapproved. The question of
“ whether, as a constitutional matter, any particular
racial balance must be achieved in the schools” has
yet to be decided by the courts. Northcross v. Board
of Education of Memphis, —U.S.—, 90, S. Ct. 891,
893 (1970) (Burger, C. J., concurring). In its first
discussion of remedies for school segregation, Brown
v. Board of Education of Topeka, 349 IT.S. 294
(1955) (Brown I I ) , the Supreme Court spoke in
terms of “ practical flexibility” and “ reconciling pub-
54a
lie and private needs.” 349 U.S. at 300. In Green v.
County School Board of New Kent County, 391 U.S.
430 (1968), the court made it clear that the school
board has the burden of explaining its preference
for a method of desegregation which is less effective
in disestablishing a dual school system than another
more promising method. Even if we assume that a
more even racial balance throughout the schools of
Halifax County would be more effective in creating
a unitary school system, we conclude that the devia
tion is adequately explained by the inability of peo
ple of Scotland Heck to be able to increase the level
of funding of the schools attended by their children
when the geographic area served by those schools
extended beyond the city limits of Scotland Heck.
Our conclusion that Chapter 31 is not unconsti
tutional leaves for consideration the transfer plan
adopted by the Scotland Heck School Board. The
transfer plan adopted by the Board provided for
the transfer of students from the remaining Halifax
County system into the Scotland Heck system and
from the Scotland Heck system into the Halifax
County system. Transfers into the Scotland Heck
system were to pay $100 for the first child in a fam
ily, $25 for the next two children in a family, and
no fee for the rest of the children in a family. As
a result of this transfer plan, 350 white students and
10 black students applied for transfer into the Scot
land Heck system, and 44 black students applied for
transfer out of the system. The net result of these
transfers would have been to have 74 percent white
students and 26 percent black students in the Scot
land Heck system. We conclude that these transfers
would have tended toward establishment of a resegre
gated system and that the transfer plan violates the
equal protection clause of the Fourteenth Amend-
422- 400— 71----------------8
55a
ment.‘ See Monroe v. Board of Commissioners of the
City of Jackson, 391 TT.S. 450 (1968).
W e reverse the judgment of the District Court
holding Chapter 31 unconstitutional, and remand to
the District Court with instructions to dissolve its
injunction. The District Court will retain jurisdic
tion to consider plans of integration proposed by
Halifax County Board o f Education and by Scotland
Neck Board o f Education.
‘ Perhaps it should be noted that in the school board’s
amended answer filed on September 3, 1969, it withdrew
the original transfer plan and represented to the District
Court that it intended to allow only such transfers as “may
be in conformity to the law and/or Court order or orders
applicable to Defendant, and in conformity to a plan of
limitation of transfers to be prepared by Defendant and
submitted to this Court.”
56a
UNITED STATES COURT OE APPEALS FOR
THE FOURTH CIRCUIT
No. 14990
A l v in T u r n e r , e t a l ., a n d Jo A n n e A m e l i a C l a y t o n ,
ET AL., APPELLEES
versus
T h e L it t l e t o n - L a k e G a s t o n S c h o o l D is t r ic t , a P u b
l ic B o d y C o r p o r a t e op W a r r e n C o u n t y a n d H a l i
f a x C o u n t y , N o r t h C a r o l in a , a p p e l l a n t
Appeal from the United States District Court for
the Eastern District of North Carolina, at Raleigh
Algernon L, Butler and John D. Larkins, Jr., Dis
trict Judges.
Argued December 7, 1970—Decided March 23, 1971
Before H a y n s w o r t h , Chief Judge, S o b e l o f f , B ore-
m a n , B r y a n , W in t e r , C r a v e n and B u t z n e r , Cir
cuit Judges sitting en banc
William S. McLean (McLean, Stacy, Henry & Mc
Lean; James H. Limer; Robert Morgan, Attorney
General of North Carolina, and Ralph Moody, Deputy
Attorney General of North Carolina, on brief) for
Appellant, and Adam Stein (J. LeVonne Chambers,
and Chambers, Stein, Ferguson dc Canning; T. T.
Clayton and Frank Ballance, and Clayton and Bal-
lance; Conrad 0. Pearson; Jack Greenberg, James M.
Nabrit, I II , and Norman Chachkin on brief) for
Appellees.
57a
CRAVEN, Circuit Judge: This is one of three cases
on appeal in which the court below enjoined the
carving out of a new school district containing ap
proximately 50 percent white students and 50 percent
black students from a county school district contain
ing a substantial majority of black students. In the
other two cases, we reversed the district court. United
States v. Scotland Neck Board of Education, — F.
2d —, Nos. 14929 and 14930 (4th Cir. ------ , 1971);
Wright v. Council o f City of Emporia, — F. 2d —,
No. 14552 (4th Cir. ------ , 1971). In this one, we
affirm.
This suit to compel the desegregation o f the Warren
County school system was begun in 1963. Back then
Warren Comity had assigned all of the white students
to six all-white schools, all of the black students to
thirteen all-black schools and all of the Indian stu
dents to one all-Indian school. During the school years
beginning in the fall of 1964, 1965 and 1966, Warren
County assigned its students to the various schools
through a freedom of choice plan. On May 16, 1967,
the district court determined that the freedom of
choice plan had failed to materially alter the previ
ously existing racially segregated school system and
ordered the Warren County School Board to take
affirmative action to eliminate the dual school system.
The affirmative action taken by the school board was
to assign a handful of black and Indian students to
predominantly white schools and assign four teachers
across racial lines. On July 31, 1968, the district court
found that Warren County was still operating a dual
school system and ordered the school board to file a
plan for the elimination of racial segregation. The
first two plans were rejected as inadequate. Finally,
on December 1, 1968, the school board submitted a
third plan providing for geographic attendance zones
58a
to take effect with the beginning of the 1969-70 school
year. This plan was approved by the district court in
July 1969.
Opposition to the school board’s third plan arose
soon after it was submitted. The opposition resulted
in proposals for the creation of separate school dis
tricts for the town of Warren ton and the area sur
rounding the town of Littleton. Bills were introduced
to the North Carolina legislature to carve new school
districts for these two areas out of the existing
Warren Comity school district. The governing bodies
of the two new school districts were denominated
the Warrenton City Board of Education and the
Littleton-Lake Gaston School District. The Warren
County Board of Education approved petitions urging
the passage of these bills. The two bills were passed
by the North Carolina legislature and ratified as
Chapters 578 and 628 of the 1969 North Carolina
Session Laws. The residents of both affected areas
approved the creation of the new school districts by
referendum.
On July 17, 1969, the plaintiffs filed a supplemental
complaint seeking a declaratory judgment that Chap
ters 578 and 628 of the 1969 North Carolina Session
Laws were unconstitutional and seeking an injunction
against the operation of the two newly created school
systems. On August 25, 1969, a temporary injunction
against the operation of the two new school districts
was issued by the United States District Court for
the Eastern District of North Carolina. The injunc
tion was made permanent on May 26,1970. The Little
ton-Lake Gaston School District appealed. The
Warrenton City Board of Education has not appealed.
The constitutionality of the legislation creating the
Littleton-Lake Gaston School District depends on
whether its primary purpose is to prevent, insofar as
59a
is possible, the dismantling of the former dual school
system. Wright v. 'Council of City of Emporia, — F.
2d. —, No. 14552 (4th C ir .--------- , 1971). Legislatures
are assumed to intend the natural and reasonable ef
fect o f the legislation they enact. “ In a legal sense the
object or purpose of legislation is to be determined
by its natural and reasonable effect. . , People
ex rel. Parke, Davis -& Go. v. Roberts, 171 U.S. 658
(1898).
Looking at effect only, and ignoring the abortive
creation of the Warrefiton City School district, this
case is similar to Scotland Neck and 'Emporia, supt'a.
Removing the students who were to attend the Little-
ton-Lake Gaston School District would alter the racial
balance in the remaining Warren ‘County school dis
trict by, at most, 5.5 percent, from 28 percent white,
67 percent black and 6 percent Indian, to 21.5 percent
white, 72.5 percent black and 6 percent Indian.1 There
would be a substantial majority of black students in
the Warren County system whether or not these stu
dents were removed. Also, paralleling Scotland Neck
and Emporia, the Littleton-Lake Gaston school of
ficials argued in the district court that the creation
of the special school district was designed to remedy
long standing financial difficulties and to prevent the
imminent elimination of school facilities from the
town of Littleton. The town of Littleton lies partly
in Warren County and partly in Halifax County.
1 The appellants and the appellees disagree on the method that
should be employed to measure the effect of the removal of
the students who were to attend the Littleton-Lake Gaston
School District on the racial balance in Warren County. Accord
ing to the appellants, the effect would have been a change in
the racial balance in the remaining Warren County system of
no more than 2.6 percent. Our disposition of this case does
not require us to resolve this dispute.
60a
Historically, students from both. Warren County and
Halifax County attended school in Littleton, although
the school was officially part of the Warren County
school system. The Warren County Board refused
to fund the Littleton school at a level commensurate
with other schools in the system arguing that Halifax
County should provide support for the students from
Halifax County. The Halifax County Board refused
to provide funds for a school run by Warren County.
Apparently as a result of this financial dilemma, the
physical condition of the school building in Littleton
was deteriorating. A report by the North Carolina
Division of School Planning in 1965 recommended the
eventual abandonment of school facilities presently in
use in Littleton. Although the report did not specify
where replacement facilities would be erected, the
Littleton officials apparently assume that they would
not be located in Littleton.
Despite these similarities, we think there are im
portant differences that distinguish this case from
Scotland Neck and Emporia. In both Scotland Neck
and Emporia, the district courts specifically found
that there were non-invidious purposes for the crea
tion of the new school districts. The opinion below
in this case, signed by the same two district judges
who sat in Scotland Neck, contains no such findings.
In both Scotland Neck and Emporia, the geographic
boundaries of the new school districts are the pre
viously existing boundaries of the two cities. The Lit-
tleton-Lake Gaston School District is composed of the
town of Littleton, two townships in Warren County
and part of a third township in Halifax County. Why
U.S. 158 was selected as the southern boundary for the
new school district is not satisfactorily explained. New
boundary lines are suspect and require close scrutiny
to assure that they are not gerrymandered for invid-
61a
ions purposes. Although the financial difficulties o f the
Littleton school are of long standing and the report
recommending the abandonment of the Littleton school
facilities predates the creation of the Littleton-Lake
Gaston School District by four years, there were no
attempts by the residents o f the Littleton area to ob
tain a separate school district prior to the time that
effective integration was imminent as there were in
Scotland Neck. Unlike Emporia, the residents o f the
Littleton area have not been deprived of their propor
tionate voice in the governmental affairs o f Warrent
County.
But we need not decide whether these differences
alone are sufficient to compel a result different from
the disposition of Scotland Neck and Emporia. In
determining the purpose of legislation, it is appropri
ate to consider not only the effect ,of the legislation
itself, but also the history and setting out of which
the legislation arose. See Poindexter v. Louisiana
Financial Assistance Commission, 275 E. Supp. 833
(E.D. La. 1967), aff’d per curiam, 389 U.S. 571
(1968). The adverse reaction and strong opposition
to the third desegregation plan submitted by the W ar
ren County Board o f Education plainly fueled the
creation o f the two new school districts, Littleton-
Lake Gaston and the Warrenton City Administrative
Unit. The two bills creating these school districts were
introduced on April 10 and 11, 1969, a day apart, and
were ratified three days apart. Both were “ local bills”
sponsored by representatives to the North Carolina
legislature from districts including Warren County.
The court below focused, quite properly, on the com
bined effect of these two bills. The net effect o f both
bills would have been to reduce the number of white
students in the Warrenton County school system from
1,415 (27 percent) to 260 (7 percent)—-allowing more
422— 400— 71— -— 8
62a
than four out of five white students to escape the
heavily black schools of Warren County.2 The finding
of the district court that the primary purpose of the
legislation was to carve out a refuge for white students
and preserve to the extent possible segregated schools
in Warren County is supported by substantial evi
dence, and indeed, is inescapable. Accordingly, we
affirm the judgment of the district court enjoining the
establishment of the Littleton-Lake Gaston School
District.
'Affirmed.
2 These figures include the net effect of transfer plans adopted
by both the Littleton-Lake Gaston School District and the
Warrenton City Board of Education. In Scotland Neck we
concluded that the effect of a transfer plan adopted by the
Scotland Neck Board of Education had no relevance to the
question of the constitutionality of the legislation creating the
Scotland Neck school district because there was nothing in the
record to suggest that the legislature was aware that Scotland
Neck would adopt a transfer plan. In this case, however, such
evidence does appear in the record. The school facilities in
Warrenton had a capacity of 1,000 to 1,200 students but the
Warrenton City Unit contained only 206 resident students. The
district court found that Warren County could not accommo
date its present students without utilizing the surplus space in
Warrenton and that Warrenton could not maintain acceptable
educational standards in a 12-grade school system containing
only 200 students. Thus, Warrenton could not operate a sepa
rate school system without a substantial number of students
transferring from the county. In addition, there was direct testi
mony by State Senator Julian Allsbrock, one of the sponsors
of the Littleton-Lake Gaston bill, that there was some discus
sion of students transferring into the Littleton-Lake Gaston
School District while the bill was pending. Volume III, Record
on Appeal, Transcript of Hearing at Raleigh, North Carolina,
December 17, 1969, at 23, 59.
63a
Memorandum Opinion of District Court
[Filed March 2, 1970]
M eehige , District Judge.
The plaintiffs in this action filed a supplemental complaint
on August 1, 1969, alleging that the added defendants, the
City Council and the School Board of the City of Emporia,
had taken steps to establish a city school system indepen
dent of the Greensville County system, then under a de
segregation. order in this suit. Emporia, a city of the second
class since 1967, is surrounded by Greensville County.
Through the school year 1968-69 public school pupils resi
dent in Emporia had attended schools operated by Greens
ville County; the city had been reimbursing the county for
this service under a contract of April 10, 1968.
On August 8, 1969, the added defendants were tempo
rarily enjoined by this Court from any steps which would
impede the implementation of the outstanding desegrega
tion order. Subsequently the Emporia officials answered,
denying the allegation that the plan for separation would
frustrate the efforts of the Greensville County School
Board to implement the plan embraced by the Court’s order.
The matter was then continued until December 18, 1969, for
a hearing on whether the injunction should be made perma
nent.
The original action seeking relief from alleged racial
discrimination in the operation of the Greensville County
School System, was filed in March of 1965. Emporia was
not a city under Virginia law until July 31, 1967; until that
time the county was alone responsible for the public educa
tion of those within its borders. Under the contract of
April 10,1968, the county continued this service in exchange
for the payment of 34.26% of the cost of the system.
On June 21, 1968, the plaintiffs moved for additional re
lief. Up to that point the county-administered system had
operated under a free-choice plan which, plaintiffs asserted,
had not achieved constitutional compliance under Green v.
County School Board of New Kent County, 391 U.S. 480,
88 S.Ct. 1969, 20 L.Ed.2d 716 (1968). The 1967-68 enroll
ment figures show the racial distribution then prevailing:
Students Faculty
School W N W N
Greensville County High 719 50 39% 1
Emporia Elementary 857 46 34% 2
Wyatt High 0 809 41/2 32%
Moton Elementary 0 552 0 22%
Zion Elementary 0 255 1 12%
Belfield Elementary 0 419 3 14
Greensville County Training 0 439 0 16
The two schools then attended by all the white students
were and still are in the city of Emporia, as is the training
school; others are in the county.
The county proposed the extension of the free choice
plan for another year while a zoning or pairing plan was
developed. The plaintiffs took exception. The Court or
dered the county to file a pupil desegregation plan bringing
the system into compliance with Green by January 20,1969.
The county again proposed that the free choice plan be re
tained with certain changes, principally involving transfers
out of a pupil’s regular school for special classes and faculty
reassignment. As an alternative, if the first proposal were
rejected, the county suggested a plan under which the high
school population would be divided between the two facili
ties on the basis of curriculum pursued, academic or voca
tional. Faculties would be reassigned to achieve at least a
65a
75%-25% ratio in each school. Elementary school desegre
gation would be achieved by the transfer of individual
Negroes to white schools “on the basis of standardized test
ing of all students.”
The plaintiffs suggested the assignment of all students on
the basis of grades attained to specific schools; pairing, in
other words, the entire system. Elementary teachers were
to follow their classes as reassigned, and high school teach
ers were to be shifted so that the racial balance in the Wyatt
School and Greensville County High would be approxi
mately the same.
A hearing was held on June 17,1969, and this Court stated
its findings and indicated its intention to order that the
plaintiffs’ plan be adopted.
By order of June 25, 1969, this Court rejected the defen
dants’ proposals and ordered the plaintiffs’ plan put into
effect. Subsequently the plan was modified slightly on de
fendants’ motion; the pupil assignments ordered on July
30, 1969, were as follows:
School Grades
Greensville County High 10, 11, 12
Junior High (Wyatt) 8, 9
Zion Elementary 7
Belfield Elementary 5, 6
Moton Elementary 4, 5
Emporia Elementary 1, 2, 3
Greensville County Training Special Education
On July 9, 1969, the city council met especially to formu
late plans for a city school system. On July 10th the mayor
sought the cooperation of county officials in selling or
leasing school facilities located in Emporia. On July 14th
the council instructed the city school board to take steps
to create a city school division. On July 23rd the council
66a
requested the state board of education to authorize the
establishment of such a division, which request has been
tabled by the State Board “in light of matters pending-
in the federal court,” defendants’ Ex. E-l. The Emporia
school board in the meantime advised the county officials
that the contract would no longer be honored and that city
pupils would not attend the county system in the forth
coming school year. A notice of July 31, 1969, published
by the city school board, required that school age children
resident in Emporia be registered and invited applications
from non-residents on a tuition basis. The injunction of
August 8, 1969, however, resulted in a continuation of city
pupils attending the county system for the present school
year.
At a hearing on December 18, 1969, the city took the
position that the contract was void under state law (see
defendants’ Ex. E -J ); this question is the subject of pend
ing litigation brought by the city on October 1, 1969, in the
state courts. The evidence shows that the city on Septem
ber 30, 1969, notified the county of its view that the con
tract is invalid and its intention to terminate the contract
under its terms, in any case, effective in July, 1971. Pay
ments, however, were continued through the date of the
December hearing. Emporia officials also have assured
the Court that they have no intention of entertaining
applications from nonresidents until so permitted by this
Court.
At the hearing the county, unfortunately, took no
position.
A resolution of the city school board of December 10,
1969, defendants’ Ex. E-F, outlines the city’s plan. Ele
mentary levels through grade six would be conducted in
the Emporia Elementary School building; grades seven
through twelve would be housed in the Greensville County
High School. Defendants’ Ex. E-G includes budgetary
67a
projections for the new system. The city projects enroll
ment figures for the system at about ten percent above
the number of city residents now in the public system “on
the expectation that some pupils now attending’ other
schools would return to a city-operated school system,”
defendants’ Ex. E-F, at 1.
The city clearly contemplates a superior quality educa
tional program. It is anticipated that the cost will be such
as to require higher tax payments by city residents. A
kindergarten program, ungraded primary levels, health
services, adult education, and a low pupil-teacher ratio
are included in the plan, defendants’ Ex. E-G-, at 7, 8.
The county has filed, at the Court’s request, a statistical
breakdown of the students and faculty in the county-
administered schools, now in operation under this Court’s
order of July 30, 1969. The table below shows the current
racial makeup of the seven schools:
School Students Faculty
W N W N
Emporia Elementary
Grades 1-3
283 655
30.1% 69.9%
17 18
Hicksford (Moton)
Grades 4-5
238
37%
405
63%
11 13
Belfield
Grade 6
107
30.6%
243
69.4%
7 11
Zion
Grade 7
127
34.8%
238
65.2%
7 7
Junior High
Grades 8-9
215
32.6%
443
67.4%
19 21
Senior High
Grades 10-12
346
44.9%
424
55.1%
31 14
Training School 10 63 1 8
13.7% 86.3%
68a
By comparison, the county reported the following racial
characteristics for the 1968-69 school year:
School Students Faculty
W N W N
Greensville County High 720 45 39 1
Wyatt H.S. (present Jr. High) 0 829 5 34
Emporia Elementary 771 53 33 3
Moton (present Hicksford) 0 521 5 18
Zion 0 248' 1 13
Greensville County Training 0 387 0 17
Belfield 0 427 2 16
The procedural status of the case at present needs
clarification. The plaintiffs contend that no one has made
application to this Court that its order of June 25, as
modified on July 30, be amended. This is the outstanding
desegregation order addressed to “ the defendants herein,
their successors, agents, and employees.” They contend
that this Court is therefore limited to the inquiry whether
the city officials threaten to interfere with the implementa
tion of the order and therefore should be permanently
enjoined.
Some passages in the city officials’ briefs support this
contention. In their rebuttal brief they state that the
city is not seeking any sort of judicial relief excepting that
the injunction of August 8, 1969, be lifted. They contend
that any change in the existing desegregation order would
be “a matter to be resolved by the Court, the plaintiffs and
Greensville County, and would not involve the city.”
[Rebuttal brief of January 23, at 3.] Such a position,
however, is inconsistent with that taken by counsel at
the December 18th hearing. Issues explored went beyond
the question whether the city’s initiation of its own system
would necessarily clash with the administration of the
69a
existing- pairing plan; indeed there seems to be no real
dispute that this is so. The parties went on to litigate
the merits of the city’s plan, developing the facts in detail
with the help of an expert educator. Counsel for the
city stated that “at the conclusion of the evidence today,
we will ask Your Honor to approve the assignment plan
for the 1970-71 school year and to dissolve the injunction
now, against the city, effective at the end of this school
year,” Tr., Dec. 18, at 11.
It seems clear that the supplemental complaint sought
to join the city officials not so much as successors, in full
or in part, to the official powers and interests of the original
defendants, but rather as persons who intended to use
state powers to interfere with the plaintiffs’ enjoyment of
their constitutional right to unsegregated public education.
Ample precedent exists for authority to grant relief in such
a case. Faubus v. United States, 254 F.2d 797 (8th Cir.,
1958); Lee v. Macon County .Board of Education, 231
F.Supp. 743 (M.D.Ala. 1964). Indeed such orders have
issued against private parties, on occasion, even at the
instance of state officials, Kasper v. Brittain, 245 F.2d
92 (6th Cir. 1957); Brewer v. Hoxie School District No. 46,
238 F.2d 91 (8th Cir. 1956). Plaintiffs did not specifically
request then or since that the city officials be joined or
substituted as parties defendant pursuant to Fed.Rules
Civ.Proc., Rule 25(c), or Rule 25(d), 28 U.S.C.
Nevertheless, this Court has concluded that the plaintiffs’
failure to so move was, under the circumstances, excusable
and indeed unnecessary. The city defendants, by their
actions, have made it clear that, according to state law,
they have succeeded to the powers of the county board
members over public school students resident in the city.
They now desire to exercise these latent powers and have
asked this Court to amend its orders to enable them to
so do. A w-ord about the Virginia education law aids in
understanding this aspect of the case.
70a
When Emporia became a city the duty fell upon it to
establish a school board to supervise public education in
the city. §§ 22-2, 22-93, 22-97, Va.Code Ann., 1950. State
law permits, however, the consolidation of a city with a
county to form a single school division, with the approval
of the State Board of Education, § 22-30, Va.'Code Ann.,
1950. In such a case a single school board may be estab
lished with the approval of both governmental units.
§ 22-100.2, Ya.Code Ann., 1950; the individual boards
would then cease to exist, § 22-100.11, Va.Code Ann., 1950.
Alternatively, the two boards might remain in existence and
meet jointly to choose a division superintendent, § 22-34,
Va.Code Ann., 1950. There is provision as well for the
establishment of jointly owned schools, §22-7, Va.Code
Ann., 1950. When a city contracts with a county for the
provision of school services, moreover, there is specific
provision that the county board shall include representa
tives of the city, § 22-99, Va.Code Ann., 1950. Therefore,
once it became a city, there is no doubt that Emporia
succeeded to the state-law powers and duties of actively
administering public schools for its residents under one
of these statutory schemes. It has not, however, until
recently sought to exercise that power. Only after the June
order did the city move to assume the powers that it had,
by contract, delegated to the county, plaintiffs’ exhibit 12.
Under .federal practice, an injunction may not issue
against and bind all the world. The persons wdiose con
duct is governable by court order are defined by rule:
Every order granting an injunction * * * is binding
only upon the parties to the action, their officers,
agents, servants, employees, and attorneys, and upon
those persons in active concert or participation with
them who receive actual notice of the order by per
71a
sonal service or otherwise. Fed. Buies Civ.Proc., Rule
65(d), 28 U.S.C.
This rule fixes the scope of valid orders, and terms in a
decree exceeding the rule are of no effect, Swetland v.
Curry, 188 F.2d 841 (6th Cir. 1951); Alemite Mfg. Co. v.
Staff, 42 F.2d 832 (2d Cir. 1930); Baltz v. The Fair, 178
F.Supp. 691 (N.D. 111. 1959); Chisolm v. Caines, 147 F.Supp.
188 (E.D.S.C. 1954). In general, only those acting in con
cert with, or aiding or abetting, a party can be held in con
tempt for violating a court order. One whose interest is
independent of that of a party and who is not availed of
as a mere device for circumventing a decree is not subject
to such sanctions, United Pharmacal Corp. v. United States,
306 F.2d 515, 97 A.L.R.2d 485 (1st Cir. 1962). The law
exposes to summary punishment only those who have
already had their rights adjudicated in court. Consistent
with these limitations, a court will only order a public
official to perform or refrain from certain acts which are
within the powers conferred upon him by law, Bell v. School
Board of Powhatan County, 321 F.2d 494 (4th Cir. 1963),
and will deny relief when those parties before it are not
fully empowered, under state law, to take the action re
quested, Thaxton v. Vaughan, 321 F.2d 474 (4th Cir. 1963).
Under these precedents one might conclude that, be
cause the city officials were not parties to any of the pro
ceedings in this case prior to the filing of the supple
mental complaint, they are therefore not bound by decrees
in that litigation. But a line of cases involving public
officers has also evolved holding that a decree may bind one
who succeeds to the powers exercised by the officer who was
a party to the original suit. In Regal Knitwear Co. v. N. L.
R. B., 324 U.S. 9, 65 S.Ct. 478, 89 L.Ed. 661 (1945), the
Supreme Court recognized that a decree might bind “suc
cessors” to a private litigant, at least if they came within
72a
the usual “privity” doctrines. Lucy v. Adams, 224 F.Supp.
79 (N.D.Ala.1963), held that the successor to a state uni
versity dean of admissions was bound by a decree against
his predecessor so long as he had notice of the injunction.
In Lankford v. Gelston, 364 F.2d 197, 205 n. 9 (4th Cir.
1966), an injunction against a police official or his successor
was expressly endorsed. The injunction of June 25, 1969,
as mentioned above, issued against the county officials or
their successors. No one contests that the city officers had
notice of the decree. The Emporia officials in a very real
sense appear now to have succeeded, under state law, to
the part of the county officers’ powers and thus are amen
able to the decree.
It is irrelevant that the city officials hold positions that
differ in name from those of the original parties. Substi
tution in analogous situations has been effectuated under
Fed. Rules Civ. Proc. Rule 25(d) 28 U.S.C., when the rele
vant functions have been moved from one office to another,
Fleming v. Mohawk Wrecking &, Lumber Co., 331 U.S. I ll ,
67 S.Ct. 1129, 91 L.Ed. 1375 (1947); Toshio Joji v. Clark,
11 F.R.D. 253 (N.D.Cal.1951); Porter v. American Dis
tilling Co., 71 F.Supp. 483 (S.D.N.Y. 1947), cf. Skolnick v.
Parsons, 397 F.2d 523 (7th Cir. 1968).
The city might have moved for substitution under Fed.
Rules Civ. Proc., Rule 25(d), but its failure to do so is quite
excusable. The county officials were under contract to
operate the schools, and the question of the validity of that
instrument was not raised. Greensville County officials
were in possession of the schools whereas the city board
was by all indications asserting no control. The county
board, when ordered to take certain steps in the exercise of
its power over the public school pupils of the city and the
county, did not protest its lack of power. It may yet possess
power over both city and county residents, at least for the
term of the contract. But the city’s actions subsequent to
73a
the pairing decree, and in particular the pending suit to
declare the contract void, cast great doubt on the county’s
authority under state law. To all appearances the city
board, but for and subject to the decree of this Court
ordering non-interference, now has the powTe:r under state
law to administer schools for the city residents. Certainly
it must have such power, even if the contract is valid, com
mencing July 1, 1971.
As a successor in interest to a party to the original
decree, it would seem that the city school board now has
sufficient standing under Fed.Rules Civ.Proc., Rule 60(b),
28 U.S.C., to move to amend the outstanding decree. Those
cases holding such relief to be unavailable to nonparties
concern chiefly the applications of persons who did not
have an interest in the judgment identical to that of the
original party, Mobay Chemical Co. v. Hudson Foam
Plastics Corp., 277 F.Supp. 413 (S.D.N.Y. 1967); United
States v. 140.80 Acres of Land, 32 F.R.D. 11 (E.D.La.
1963); United States v. International Boxing Club, 178
F.Supp. 469 (S.D.N.Y.1959). The present standing of the
city board members is still problematical because the valid
ity of the contract has not been finally adjudicated. But
it is clear that they will enjoy the relevant powers at least
in the 1971-1972 school year, and sooner if they succeed in
their litigation; this puts them in a position to move to
modify the decree.
The Court therefore must proceed to the merits of the
city’s plan, treating the school board’s application, as dis
cussed above, as a motion under Fed.Rules Civ.Proc., Rule
60(b), 28 U.S.C.
The county board has provided data on the composition
of the student body of each school as currently operated,
broken down by race and by place of residence. The tables
below are based upon that information:
74a
Overall System, September 1, 1969
Students by race and residence :
White Negro Total % White % Negro
County: 728 1888 2616 27.8% 72.2%
City: 543 580 1123 48.3% 51.7%
Total 1282 2477 3759 34.1% 65.9 %x
The establishment of separate systems would plainly cause
a substantial shift in the racial balance The two schools
in the city, formerly all-white schools, would have about a
50-50 racial makeup, while the formerly all-Negro schools
located in the county which, under the city’s plan, would
constitute the county system, would overall have about
three Negro students to each white As mentioned before,
the city anticipates as well that a number of students would
return to city system from private schools. These may be
assumed to be white, and such returnees would accentuate
the shift in proportions.
The city contemplates placing grades one through six
in the Emporia Elementary School building. Such a school
would have 314 Negro students and 270 white; 46.2% white
and 53.8% Negro. A city high school incorporating grades
seven through twelve would have 252 Negro students and
271 white; this would make for a ratio of 51.8% white to
48.2% Negro pupils.
1 Figures secured from G-reensville County school system total
students include 11 white and 9 Negro, who apparently reside out
side both county and city.
75a
The impact of separation in the county would likewise
be substantial. The distribution of county residents, by
grade and race, is as follows:
Grades 1-3
Grades 4-5
Grade 6
Grades 7-9
Grades 10-12
White
167—26.3%
142—31.1%
57—23.5%
192—27.5%
161—30.6%
Negro
468—73.7%
314—68.9%
185—76.5%
506—72.5%
365—69.4%
These figures should be compared with the current per
centages reported by the county, given in a table above.
At each level the proportion of wThite pupils falls by about
four to seven percent; at the high school level the drop is
much sharper still.
The motives of the city officials are, of course, mixed.
Ever since Emporia became a city consideration has been
given to the establishment of a separate city system. A
second choice was some form of joint operating arrange
ment with the county, but this the county would not assent
to. Only when served with an “ultimatum” in March of
1968, to the effect that city students would be denied access
to county schools unless the city and county came to some
agreement, was the contract of April 10, 1968, entered into.
Not until June of 1969 was the city advised by counsel that
the contract was, in all probability, void under state law.
The city then took steps to have the contract declared void
and in any event to terminate it as soon as possible.
Emporia’s position, reduced to its utmost simplicity, was
to the effect that the city leaders had come to the conclusion
that the county officials, and in particular the board of su
pervisors, lacked the inclination to make the court-ordered
unitary plan work. The city’s evidence was to the effect that
increased transportation expenditures wmuld have to be
76a
made under the existing plan, and other additional costs
would have to be incurred in order to preserve quality in
the unitary system. The city’s evidence, uncontradicted,
was to the effect that the board of supervisors, in their
opinion, would not be willing to provide the necessary funds.
While it is unfortunate that the county chose to take no
position on the instant issue, the Court recognizes the city’s
evidence in this regard to be conclusions; and without in
any way impugning the sincerity of the respective witnesses’
conclusions, this Court is not willing to accept these conclu
sions as factual simply because they stand uncontradicted.
Assuming arguendo, however, that the conclusions afore
mentioned are indeed valid, then it would appear that the
Court ought to be extremely cautious before permitting any
steps to be taken which would make the successful opera
tion of the unitary plan even more unlikely.
The Court does find as a fact that the desire of the city
leaders, coupled with their obvious leadership ability, is and
will be an important facet in the successful operation of any
court-ordered plan.
Dr. Tracey, a professor of education at Columbia Uni
versity, felt that the county budget had not even been in
creased sufficiently to keep up with inflation in the 1969-1970
year, and that it seemed that certain cutbacks had been
made in educational programs, mainly to pay for increased
transportation costs. In Dr. Tracey’s opinion the city’s
projected budget, including higher salaries for teachers, a
lower pupil-teacher ratio, kindergarten, ungraded primary
schooling, added health services, and vocational education,
will provide a substantially superior school system. He
stated that the smaller city system would not allow a high
school of optimum size, however. Moreover, the division of
the existing system would cut off county pupils from ex
posure to a somewhat more urban society. In his opinion as
an educator, given community support for the programs he
77a
envisioned, it would be more desirable to apply them
throughout the existing system than in the city alone.
While the city has represented to the Court that in the
operation of any separate school system they would not
seek to hire members of the teaching staff now teaching
in the county schools, the Court does find as a fact that
many of the system’s school teachers live within the geo
graphical boundaries of the city of Emporia. Any separate
school system would undoubtedly have some effect on the
teaching staffs of the present system.
Dr. Tracey testified that his studies concerning a possible
separate system were conducted on the understanding that
it was not the intent of the city people to “resegregate”
or avoid integration. The Court finds that, in a sense, race
was a factor in the city’s decision to secede. This Court
is satisfied that the city, if permitted, will operate its own
system on a unitary basis. But this does not exclude the
possibility that the act of division itself might have fore
seeable consequences that this Court ought not to permit.
Mr. Lankford, chairman of the city school board, stated :
Bane, of course, affected the operation of the schools
by the county, and I again say, I do not think, or we
felt that the county was not capable of putting the
monies in and the effort and the leadership into a
system that would effectively make a unitary system
work * # #, Tr.Dec. 18, at 28.
Mr. Lankford stated as well that city officials wanted a
system which would attract residents of Emporia and “hold
the people in public school education, rather than drive
them into a private school * * Tr.Dec. 18, at 28.
Under Monroe v. Board of Commissioners, 391 U.S. 450,
88 S.Ct. 1700, 20 L.Ed.2d 733 (1968), and under prin
ciples derived from Brown v. Board of Education, 347 U.S.
78a
483, 74 S.Ct. 686, 98 L.Ed. 873 (1954), federal courts cannot
permit delay or modification in plans for the dismantling
of dual school systems for the purpose of making the public
system more palatable to some residents, in the hopes that
their flight to private schools might be abated. The inevi
table consequence of the withdrawal of the city from the
existing system would be a substantial increase in the pro
portion of whites in the schools attended by city residents,
and a concomitant decrease in the county schools. The
county officials, according to testimony which they have
permitted to stand unrebutted, do not embrace the court-
ordered unitary plan with enthusiasm. If secession occurs
now, some 1,888 Negro county residents must look to this
system alone for their education, while it may be antici
pated that the proportion of whites in county schools may
drop as those who can register in private academies. This
Court is most concerned about the possible adverse impact
of secession on the effort, under Court direction, to provide
a unitary system to the entire class of plaintiffs. This is
not to say that the division of existing school administra
tion areas, while under desegregation decree, is impermis
sible. But this Court must withhold approval “if it cannot
be shown that such a plan will further rather than delay
conversion to a unitary, nonracial, nondiscriminatory
school system,” Monroe v. Board of Commissioners, supra,
391 U.S. 459, 88 S.Ct. 1705. As a court of equity charged
with the duty of continuing jurisdiction to the end that
there is achieved a successful dismantling of a legally im
posed dual system, this Court cannot approve the proposed
change.
This Court’s conclusion is buttressed by that of the dis
trict court in Burleson v. County Board of Election Com
missioners, 308 F.Supp. 352 (E.D.Ark., Jan. 22, 1970).
There, a section of a school district geographically separate
from the main portion of the district and populated princi
79a
pally by whites was enjoined from seceding while desegre
gation was in progress. The Court so ruled not principally
because the section’s withdrawal was unconstitutionally
motivated, although the Court did find that the possibility
of a lower Negro population in the schools was “a powerful
selling point,” Burleson v. County Board of Election Com
missioners, supra, 308 F.Supp. 357. Rather, it held that
separation was barred where the impact on the remaining
students’ right to attend fully integrated schools would be
substantial, both due to the loss of financial support and
the loss of a substantial proportion of white students. This
is such a case.
If Emporia desires to operate a quality school system
for city students, it may still be able to do so if it presents
a plan not having such an impact upon the rest of the area
now under order. The contractual arrangement is ended,
or soon will be. Emporia may be able to arrive at a system
of joint schools, within Virginia law, giving the city more
control over the education its pupils receive. Perhaps, too,
a separate system might be devised which does not so
prejudice the prospects for unitary schools for county as
well as city residents. This Court is not without the power
to modify the outstanding decree, for good cause shown,
if its prospective application seems inequitable.
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District Court’s
Findings of Fact and Conclusions of Law
[Filed on August 8, 1969]
This cause came on to be heard on the verified supple
mental complaint and the plaintiffs’ motion for an inter
locutory injunction as prayed in the supplemental com
plaint; and having heard oral evidence and received ex
hibits in open court, the Court makes the following
F in d in g s o f F a c t
This action, seeking the racial desegregation of the pub
lic school system of Greensville County, was commenced
March 15, 1965.
On July 31, 1967, the Town of Emporia became a city
of the second class known as the City of Emporia.
In recognition of its obligation to provide certain services
and facilities including public schools for children within
its boundaries, the said City by the Council thereof on
April 10, 1968 entered into and signed an agreement with
the surrounding County of Greensville acting through the
Board of Supervisors thereof, whereby the County would
continue to provide public schools to the citizens of the
City of Emporia in the same manner as when the City was
a town and to the same extent as provided to the citizens of
the County, and the City would pay as billed its contractual
share, ascertained at 34.26 percentum, of the local cost to
the County. Said agreement provides for its continuing
effectiveness for a period of four years and thereafter until
notice will be given by either party to the other by Decem
ber 1 of any year that said agreement would be terminated
on July 1 of the second year following such notice. The
contract provides for other contingencies in reference to
termination.
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On June 17, 1969, this Court stated from the bench its
findings of fact and conclnsions of law regarding the plain
tiffs’ motion for further relief and indicated that an order
would be entered requiring the County School Board of
Greensville County to implement the plan for desegregation
filed by the plaintiffs which proposed the use of two school
buildings located near but outside the City limits for all
children in primary and lower elementary grades living
south of the Meherrin River, the use of a school building
located within the City and one located near but outside the
City limits for all children in primary and lower elementary
grades living north of the Meherrin River, the assignment
of all pupils in intermediate grades to Emporia Elementary
School located within the City of Emporia, the assignment
of all pupils in the junior high school grades to Wyatt High
School located near but outside the City limits, and the
assignment of all pupils in the senior high school grades to
Greensville County High School located within the City
limits. The only two schools in the system which white
children have ever attended are within the City.
On June 24, 1969, Bruce Lee Townsend, an infant, etc.,
et al, residents of the City of Emporia, filed in the Circuit
Court of the County of Greensville a petition (which on the
same day was served on the respondents thereof, viz: City
Council of City of Emporia, School Board of City of Em
poria, Greensville County Board of Supervisors, and
Greensville County School Board) seeking, inter alia, judi
cial dissolution of the above mentioned agreement of April
10, 1968, and an injunction preventing any pupils residing
within the City from being assigned to schools not located
within the City. Each of the respondents demurred to said
petition on July 15, 1969.
On July 9, 1969, William H. Ligon, L. R, Brothers, Jr.,
T. Cato Tillar, Fred A. Morgan, Julian C. Watkins, S. G.
Keedwell, M. L. Nicholson, Jr., and Robert F. Hutcheson,
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constituting the Council of the City of Emporia; George F.
Lee, Mayor of the City; D. Dortch Warriner, City At
torney; and Robert K. McCord, City Manager, convened
in a special meeting, the purpose of which was for “ estab
lishing a City School system.”
Under date of July 10, the Mayor sought cooperation
from the County Board of Supervisors, specifically the sale
or lease of the school buildings located within the City.
At the July 14 meeting of the same City officials, the
Mayor evidenced his dissatisfaction with the plan which this
Court had ordered to be executed to accomplish school
desegregation. The Council heard purported percentages of
Negroes who would be in each school for the first seven
grades under the plan approved by this Court, and there
was evidenced a view that the plan was educationally un
sound. The chairman of the City School Board advised the
Council that approximately 500 County children could at
tend City schools if the City obtained the buildings wanted,
i.e., the Emporia Elementary School and the Greensville
County High School which white children of the County
and City have traditionally attended. The Council unani
mously decided to instruct the School Board of the City
of Emporia to immediately take all steps to establish a
school division for the City of Emporia,
At a special meeting held July 23, 1969, the Council
adopted a resolution requesting the State Board of Educa
tion to authorize the creation of a school division for the
City of Emporia.
The City School Board notified the County School Board
that a separate school system for the City will be operated,
that no City school children will attend the County system
during the year 1969-70 and thereafter, and that the City
would no longer pay a share of the cost of operating the
County schools. The notification solicited the cooperation of
the County School Board in making this transition which
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was characterized as being “for the benefit of the entire
community.”
The City School Board has caused to be circulated and
posted a notice dated July 31,1969, requiring all parents of
school age children residing in the City to register such
chidren during the week of August 4-8 and inviting appli
cations from out-of-city students who desire to attend Em
poria City schools on a tuition, no transportation basis.
The City School Board’s proposed operation of the
schools would afford those students residing in the County
the opportunity to attend a City school upon payment of
certain tuition fees.
Certain members of the County School Board and mem
bers of the Board of Supervisors had knowledge of the
foregoing events as and when they occurred and have met
with members or representatives of the City Council and of
the City School Board and discussed the plans of the City
to withdraw from the County school system.
The Court further finds that a failure of this Court to
enjoin the defendants would result in incalculable harm to
those students residing in the County and would be disrup
tive to the effectiveness of the Court’s previous order.
The Court further finds that the members of the School
Board of Emporia have not functioned as such except for
the purpose of consulting with the County Board in the
selection of a superintendent of schools. They never acted
in any manner for purposes of offering their assistance to
the County Board in reference to a school plan to be sub
mitted to this Court.
On the basis of the foregoing, the Court makes the fol
lowing
C o n c l u s io n s o f L a w
1. As a successor to the County School Board with re
spect to the duty to educate children of school age residing
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in the City of Emporia, the City School Board would be
and is bound by this Court’s order requiring the County
School Board to disestablish racial segregation in the pub
lic school system which it controlled and operated both
when this suit was commenced and when said order was
entered and to do so in accordance with the plan approved
by this Court.
2. As persons in participation with the County School
Board with respect to the cost of the school system, and
they having received notice of this Court’s said order, the
Council of the City of Emporia, the members thereof, the
Mayor of the City, the School Board of the City of Em
poria, the members thereof, the County Board of Super
visors of Greensville County and the members thereof were
and are bound by this Court’s said order.
3. The establishment and operation of a separate public
school system by the City of Emporia and the consequent
withdrawal of children residing in that City from the public
school system of Greensville County would be an imper
missible interference with and frustration of this Court’s
said order.
4. The Council of the City of Emporia may not with
hold its appropriate share of financial support for the
operation of public schools by the County School Board of
Greensville County when such would defeat or impair, the
effectuation of the constitutional rights of the plaintiffs
in the manner which this Court has directed.
Dated: 8-8-69
/s / R o b e r t R . M e r h ig e , Jb.
United States District Judge
85a
Order of District Court
[Entered and Filed on August 8, 1969]
For the reasons assigned in the Court’s Findings of Fact
and the Conclusions of Law, and deeming it proper so to
do, it is A d j u d g e d , O r d e r e d and D e c r e e d that the School
Board of the City of Emporia and the members thereof,
viz: E. Y. Lankford, Julian P. Mitchell, P. S. Taylor and
G. B. Ligon, and their successors, and the officers, agents,
servants, employees and attorneys of said Board, as well
as George F. Lee, as Mayor of the City of Emporia, and
his successors, and the Council of the City of Emporia
and the members thereof, viz: William H. Ligon, L. R.
Brothers, Jr., T. Cato Tillar, Fred A. Morgan, Julian C.
Watkins, S. G. Keedwell, M. L. Nicholson, Jr., and Robert
F. Hutcheson, and their successors, and the officers, agents,
servants, employees and attorneys of said Council, be, and
they hereby are, enjoined and restrained from any action
which would interfere in any manner whatsoever with the
implementation of the Court’s order heretofore entered in
reference to the operation of public schools for the student
population of Greensville County and the City of Emporia.
This order shall be effective upon the plaintiffs’ giving
security in the sum of $100.00 for the payment of such
costs and damages as may be incurred or suffered by any
party who is found to have been wrongfully enjoined; and
shall remain in full force and effect for a period of 140 days
unless sooner modified, enlarged or dissolved.
Let the United States Marshal serve copies of this order
upon each of the named defendants.
Dated: August 8, 1969
3 :45 P.M.
/ s / R obert R . M erhige , J r .
United States District Judge
86a
Va. Code Ann.
§22-7. Joint schools for counties or for counties and
cities or towns.—The school boards of counties or of coun
ties and cities, or of counties and towns operating as sepa
rate special school districts, may, with the consent of the
State Board, establish joint schools for the use of such
counties or of such counties and cities or of counties and
towns operating as separate special school districts, and
may purchase, take, hold, lease, convey and condemn,
jointly, property, both real and personal, for such joint
schools. Such school boards, acting jointly, shall have the
same power of condemnation as county school boards ex
cept that such land so condemned shall not be in excess
of thirty acres in a county or city for the use of any one
joint school. The title of all such property acquired for
such purposes shall vest jointly in such school boards of
the counties or counties and cities or counties and towns
operating as separate special school districts in such re
spective proportions as such school boards may determine,
and such schools shall be managed and controlled by the
boards jointly, in accordance with such rules and regula
tions as are promulgated by the State Board. However,
such rules and regulations in force at the time of the adop
tion of a plan for the operation of a joint school shall not
be changed for such joint school by the State Board without
the approval of the local school boards.
§22-30. How division made.—The State Board shall
divide the State into appropriate school divisions, in the
discretion of the Board, comprising not less than one
county or city each, but no county or city shall be divided
in the formation of such division.
87a
§ 22-34. When school boards to meet jointly to appoint
superintendent.—When a school division is composed of a
city and one or more counties, or two or more counties,
the school boards composing the division must meet jointly
and a majority vote of the members present shall be
required to elect a superintendent.
§ 22-42. Counties and magisterial districts as school dis
tricts.—Each magisterial district shall, except where other
wise provided by law, constitute a separate school district
for the purpose of representation. For all other school
purposes, including taxation, management, control and
operation, unless otherwise provided by law, the county
shall be the unit; and the school affairs of each county
shall be managed as if the county constituted but one school
district; provided, however, that nothing in this section
shall be construed to prohibit the levying of a district tax
in any district or districts sufficient to pay any indebted
ness, of whatsoever kind, including the interest thereon,
heretofore or hereafter incurred by or on behalf of any
district or districts for school purposes.
C o u n t y S c h o o l B oards G e n e r a l l y
§ 22-61. How school board appointed; assignment of
duties.—-The county school board shall consist of one mem
ber from each school district in the county, and in any
county having a population not less than eighteen thousand
and not more than twenty thousand and in any county
having a population not less than thirty-three thousand and
not more than thirty-five thousand, if the governing body
thereof so adopts by resolution, not more than two mem
bers at large, and in any county having a population of
more than forty thousand but less than forty thousand
four hundred, one member at large, and in any county
88a
having- a population of more than thirteen thousand but
less than thirteen thousand five hundred, one member at
large, all appointed by the school trustee electoral board,
provided that in towns constituting separate school dis
tricts and operated by a school board of three members,
one of the members shall be designated annually by the
town board as a member of the county school board. The
members of the county school board from the several dis
tricts shall have no organization and duties except such
as may be assigned to them by the school board as a whole.
§ 22-68. Members must be residents.-—Each member of
the county board at the time of his election shall be a bona
fide resident of the magisterial district or town from which
he is elected, and if he shall cease to be a resident of such
district or town, his position on the county school board
shall be deemed vacant, except in counties where magis
terial districts have been abolished, in which case he
may be appointed at large, but any member at large must
be a bona fide resident of that county and upon his ceasing
to be a resident of that county his position on the county
school board shall be deemed vacant.
§22-72. Powers and duties.—The [county] school board
shall have the following powers and duties:
(1) Enforcement of school laws.—To see that the school
laws are properly explained, enforced and observed.
(2) Rules for conduct and discipline.—To make local
regulations for the conduct of the schools and for the
proper discipline of the students, which shall include their
conduct going to and returning from school, but such local
rules and regulations shall be in harmony with the general
rules of the State Board and the statutes of this State.
89a
(3) Information as to conduct.—To secure, by visita
tion or otherwise, as full information as possible about the
conduct of the schools.
(4) Conducting according to law.—-To take care that
they are conducted according to law and with the utmost
efficiency.
(5) Payment of teachers and officers—Ho provide for
the payment of teachers arid other officers on the first of
each month, or as soon thereafter as possible.
(6) School buildings and equipment.—To provide for the
erecting, furnishing, and equipping of necessary school
buildings and appurtenances and the maintenance thereof.
(6a). Insurance.—To provide for the necessary insur
ance on school properties against loss by fire or against
such other losses as deemed necessary.
(7) Drinking ivater.—To provide for all public schools
an adequate and safe supply of drinking water and see
that the same is periodically tested and approved by or
under the direction of the State Board of Health, either
on the premises or from specimens sent to such Board.
(8) Textbooks for indigent children.—School boards shall
provide, free of charge, such textbooks as may be neces
sary for indigent children attending public schools; in
systems providing free textbooks, the cost of furnishing
such textbooks may be paid from school operating funds
or the textbook fund or such other funds as are available;
in systems operating rental textbook systems, school boards
shall waive rental fees, or in their discretion, may reim
burse the rental textbook fund from school operating funds.
(9) Costs and expenses.—In general, to incur costs and
expenses, but only the costs and expenses of such items
as are provided for in its estimates submitted to the tax
levying body without the consent of the tax levying body.
90a
(10) Consolidation of schools.—To provide for the con
solidation of schools whenever such procedure will con
tribute to the efficiency of the school system.
(11) Other duties.—To perform such other duties as shall
be prescribed by the State Board or as are imposed by
law.
B oards o f C it ie s a n d T o w n s
§ 22-89. Appointment and term.—The council of each
city except as otherwise provided by the city charter shall,
on or before July first, nineteen hundred and thirty, appoint
three trustees for each school district in such city, whose
term of office shall be three years, respectively, and one
of whom shall be appointed annually The first appoint
ment hereunder shall be one for one year, one for two
years, and one for three years, beginning July first, nine
teen hundred and thirty, and thereafter all appointments
shall be for three years. If a vacancy occurs in the office
of trustee at any time during the term, the council shall
fill it by appointing another for such part of the term as
has not expired. Within thirty days preceding the day on
which the term of such trustees shall expire by limitation,
and within the like number of days preceding the day on
which the term of any trustee shall expire by limitation in
any subsequent year, such council shall appoint a successor
to each such trustee in office, whose term shall commence
when the term of predecessor shall have expired; provided,
the office of any such trustee has not been abolished in
redistricting the city; and, provided, that in the city of
Norfolk the trustees shall be appointed in accordance with
the provisions of § 22-89.1 rather than in accordance with
the provisions of the city charter, and provided, further,
that the common council of the city of Winchester shall
select and appoint the school trustees for said city, and
91a
that in all other respects the provisions of this section shall
apply to the city of Winchester. All acts heretofore clone
by the school board of the city of Winchester are hereby
validated.
§ 22-97. Enumeration of powers and duties.—The city
school board shall have the following powers and duties:
(1) Buies and regulations.—To explain, enforce, and ob
serve the school laws, and to make rules for the govern
ment of the schools, and for regulating the conduct of pupils
going to and returning therefrom.
(2) Method of teaching and government employed.—To
determine the studies to be pursued, the methods of teach
ing, the government to be employed in the schools, and
the length of the school term.
(3) Employment and control of teachers.—To employ
teachers on recommendation of the division superintendent
and to dismiss them when delinquent, inefficient or in
anywise unworthy of the position; provided, that no school
board shall employ or pay any teacher from the public
funds unless the teacher shall hold a certificate in full
force, according to the provisions of §§ 22-203 to 22-206.
It shall also be unlawful for the school board of any city,
or any town constituting a separate school district, to
employ or pay any teacher or other school employee re
lated by consanguinity or affinity as provided in § 22-206.
The exceptions and other provisions of that section shall
apply to this section.
(4) Suspension or expulsion of pupils.-—To suspend or
expel pupils when the prosperity and efficiency of the
school make it necessary.
(5) Free textbooks.—To decide what children, wishing
to enter the schools of the city, are entitled by reason of
92a
poverty of their parents or guardians to receive textbooks
free of charge and to provide for supplying them accord
ingly.
(6) Establishment of high and normal schools.—To
establish high and normal schools and such other schools
as may, in its judgment, be necessary to the completeness
and efficiency of the school system.
(7) Census.—To see that the census of children required
in § 22-223 is taken within the proper time and in the
proper manner.
(8) Meetings of board.—To hold regular meetings and
to prescribe when and how special meetings may be called.
(9) Meetings of people.—To call meetings of the people
of the city for consultation in regard to the school interests
thereof, at which meetings the chairman or some other
member of the board shall preside if present.
(10) Schoolhouses and property.—To provide suitable
schoolhouses, with proper furniture and appliances, and
to care for, manage, and control the school property of
the city. For these purposes it may lease, purchase, or
build such houses according to the exigencies of the city
and the means at its disposal. No schoolhouse shall be
contracted for or erected until the plans therefor shall
have been submitted to and aproved in writing by the
division superintendent of schools, and no public school
shall be allowed in any building which is not in such condi
tion and provided with such conveniences as are required
by a due regard for decency and health; and when a school-
house appears to the division superintendent of schools
to be unfit for occupancy, it shall be his duty to condemn
the same, and immediately to give notice thereof, in writ
ing, to the chairman of the school board, and thenceforth
93a
no public school shall be held therein, nor shall any part,
of the State or city fund be applied to support any school
in such house until the division superintendent shall certify,
in writing, to the city school board that he is satisfied
with the condition of such building, and with the appliances
pertaining thereto.
(11) Visiting schools.—To visit the public free schools
within the city, from time to time, and to take care that
they are conducted according to law, and with the utmost
efficiency.
(12) Management and control of funds.—To manage
and control the funds of the city made available to the
school board for public schools, to provide for the pay of
teachers and of the clerk of the board, for the cost of
providing school-houses and the appurtenances thereto and
the repairs thereof, for school furniture and appliances,
for necessary textbooks for indigent children attending the
public free schools, and for any other expenses attending
the administration of the public free school system, so
far as the same is under the control or at the charge of the
school officers.
(13) Approval and payment of claims.—To examine all
claims against the school board, and when approved, to
order or authorize the payment thereof. A record of such
approval, order or authorization shall be made in the pro
ceedings of the board. Payment of each claim shall be
ordered or authorized by a warrant drawn on the treasurer
or other officer of the city charged by law with the respon
sibility for the receipt, custody and disbursement of the
funds made available to the school board of such city.
The warrant shall be signed by the chairman or vice-
chairman of the board and countersigned by the clerk
or deputy clerk thereof, payable to the person or persons,
94a
firm or corporation entitled to receive such payment. There
shall be stated on the face of the warrant the purpose or
service for which such payment is drawn and also that such
warrant is drawn pursuant to an order entered or authority
granted by the board on the........ ......... day o f ................ .
The warrant may be converted into a negotiable check when
the name of the bank upon which the funds stated in the
warrant are drawn or by which the check is to be paid
is designated upon its face and is signed by the treasurer,
deputy treasurer or other officer of the city charged by
law with the responsibility for the receipt, custody and
disbursement of the funds of the city.
The board may, in its discretion, appoint an agent and
a deputy ag’ent to act for the agent in his absence or in
ability to perform this duty by resolution spread upon the
record of its proceedings to examine and approve such
claims and, when approved by him or his deputy to order
or authorize the payment thereof. A record of such ap
proval, order or authorization shall be made and kept with
the records of the board. Payment of each such claim so
examined and approved by such agent or his deputy shall
be ordered or authorized by a warrant drawn on the
treasurer or other officer of the city charged by law with
the responsibility for the receipt, custody, and disburse
ment of the funds made available to the school board of
the city. The warrant shall be signed by such agent or his
deputy and countersigned by the clerk or deputy clerk
of the board, payable to the person or persons, firm or
corporation entitled to receive such payments; provided,
however, that when the agent appointed by the board is
the division superintendent of schools and the division
superintendent and clerk is one and the same person, all
such warrants shall be countersigned by the chairman or
vice-chairman of the board; provided further that when
95a
the deputy agent and deputy clerk is one and the same
person the warrant shall be countersigned by either the
clerk or the agent of the board. There shall be stated
on the face of the warrant the purpose or service for which
such payment is made and also that such warrant is drawm
pursuant to authority delegated to such agent or his deputy
by the board on the .................. day ______ ______ The
warrant may be converted into a negotiable check in the
same manner as is prescribed herein for warrants ordered
or authorized to be drawn by the school board. The board
shall require such agent and his deputy to furnish the
city a corporate surety bond conditioned upon the faithful
performance and discharge of the duties herein assigned
to each such official. The board shall fix the amount of
such bond or bonds and the premium therefor shall be paid
out of the funds made available to the school board of such
city.
(14) Report of expenditures and estimate of necessary
funds.—It shall be the duty of the school board of every
city, once in each year, and oftener if deemed necessary, to
submit to the council, in writing, a classified report of all
expenditures and a classified estimate of funds deemed to be
needed for the proper maintenance and growth of the public
schools of the city, and to request the council to make pro
visions by appropriation or levy pursuant to § 22-126, for
the same.
(15) Other duties prescribed by State Board.—To per
form such other duties as shall be prescribed by the State
Board or are imposed by other parts of this title.
(16) Acquisition of land.—City school boards shall, in
general, have the same power in relation to the condemna
tion or purchase of land and to the vesting of title thereof,
and also in relation to the title to and management of
96a
property of any kind applicable to school purposes, whether
heretofore or hereafter set apart therefor, and however set
apart, whether by gift, grant, devise, or any other convey
ance and from whatever source, as county school boards
have in the counties, and in addition thereto, they shall have
the further right and power to condemn not in excess of
fifteen acres of land for any one school when necessary for
school purposes, except that when dwellings or yards are
invaded not more than five acres may be condemned for any
one school; provided, however, that the school board of any
city having a population of more than eighty-six thousand
and not more than ninety thousand and any city having a
population of more than seventy-five thousand but less
than eighty-seven thousand, may have the right and power
to condemn not in excess of forty-five acres when necessary
for school purposes.
(17) Consolidation of schools.—To provide for the con
solidation of schools whenever such procedure will con
tribute to the efficiency of the school system.
§ 22-99. When city contracts with county to furnish facil
ities. In the event that a city through authority granted in
its charter enters into contract with the county school board
of the adjacent county for furnishing public school facilities
for the city where the county and city are constituted as one
school system for the establishment, operation, mainte
nance and management of the public schools within the
county and city, the school board of the county shall consist
of one representative from each magisterial district of the
county and each magisterial district (or ward) of the city,
such incumbent to be appointed by the county school trustee
electoral board, as provided by § 22-61; provided further
that the members of the county school board representing
the city shall be selected from a list of three citizens from
each district (or ward) to be submitted by the city council
of the city; any other law to the contrary notwithstanding.
97a
B o a r d s o f D iv is io n s C o m p r is in g T w o o r M ore
P o l it ic a l S u b d iv is io n s
§ 22-100.1. Single school hoard authorised.-—When the
State Board of Education has created a school division,
composed of two or more counties or one or more counties
with one or more cities, the supervision of schools in any
such school division may be vested in a single school board
under the conditions and provisions as hereinafter set
forth.
§ 22-100.2. How hoard established.—The school boards
of such counties, county and city or counties and cities,
comprising such school division, by a majority vote, may,
with the approval of the governing bodies of such counties,
or counties and cities, and the State Board of Education,
establish such division school board in lieu of the school
boards as at present constituted for the counties, county
and city or counties and cities of such school division.
Provided, however, that no such division shall be created
which includes a county in which there is located a town
operating as a separate school district.
§ 22-100.3. How composed; appointment and terms of
members; vacancies.—Such division school board shall be
composed of not less than six nor more than nine trustees,
with an equal number of members from each county or city
of the division and with a minimum board of six members,
who shall be appointed by the county board of supervisors
for a county and the city council for a city. Upon the
creation of such school division there shall be appointed
by the appropriate appointing bodies the required number
of members to the division school board who shall serve
until the first day of July next following the creation of
98a
such division. Within sixty days prior to that day each
appointing body shall appoint the required number of
members of the division school board as follows: If there
be three members, one shall be appointed for a term of
two years, one for a term of three years, and one for a
term of four years; if there be four members, one shall be
appointed for a term of one year, one for a term of two
years, one or a term of three years, and one for a term of
four years. Within sixty days prior to the first day of
July in each and every year thereafter there shall be ap
pointed by the appropriate appointing body for a term of
four years beginning the first day of July next following
their appointment, successors to the members of the divi
sion school board for their respective counties or cities,
whose terms expire on the thirtieth day of June in each
such year. The exact number of trustees for a county or
city shall be determined by the governing bodies concerned
within the limits above provided. Any vacancy occurring
in the membership of the division school board from any
county or city shall be filled for the unexpired term by the
appointing body of such county or city. The governing
bodies concerned shall jointly select for a term of four
years one person who shall be a member of the division
school board only for the purpose of voting in case of an
equal division of the regular members of the board on any
question requiring the action of such board. Such person
shall be known as the tie breaker.
If the governing bodies are not able to agree as to the
person who shall be the tie breaker, then upon application
by any of the governing bodies involved to a circuit court
having jurisdiction over a county or city embraced in such
school division, the judge thereof shall name the tie breaker
and his decision shall be final.
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Judgment
UNITED STATES COURT OF APPEALS
F o e t h e F o u r t h C ir c u it
No. 14,552
P e c o l a A n n e t t e W r i g h t , et al.,
v.
Appellees,
C o u n c il of t h e C i t y o f E m p o r ia a n d t h e m e m b e r s t h e r e o f ,
a n d S c h o o l B o ard o f t h e C i t y o f E m p o r ia a n d t h e
m e m b e r s t h e r e o f ,
Appellants.
Appeal from the United States District Court for the
Eastern District of Virginia.
This cause came on to be heard on the record from the
United States District Court for the Eastern District of
Virginia, and was argued by counsel.
On consideration whereof, It is now here ordered and ad
judged by this Court the the judgment of the said District
Court appealed from, in this cause, be, and the same is
hereby, reversed; and the case is remanded to the United
States District Court for the Eastern District of Virginia,
at Richmond, with instructions to dissolve the injunction;
and because of the possibility that Emporia might institute
a plan for transferring students into the city system from
the county system resulting in resegregation, or that the
hiring of teachers to serve the Emporia school system
might result in segregated faculties, the district court is
directed to retain jurisdiction.
/ s / S a m u e l W. P h i l l i p s
Clerk
M E ILE N PR ESS INC . — N. Y. C. 219