Avent v. North Carolina Oral Arguments 2
Public Court Documents
November 7, 1962
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Brief Collection, LDF Court Filings. Avent v. North Carolina Oral Arguments 2, 1962. 0844fc78-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0c3458e7-3da3-4671-98f3-cf2f52915248/avent-v-north-carolina-oral-arguments-2. Accessed November 18, 2025.
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In The
SUPREME COURT OF THE UNITED STATES
Washington, D. C.
;i.k A VENT, ET AL.,
Petitioners
vs.
?H CAROLINA,
Respondent
No. XX
No . 26
No. 58
No. 66
No. 67
No. 71
No. 68
917 G STREET, N.W.
W ASHINGTON 1, D. C.
( 4266
) 4267
) 4268
(. 4269
C O B T E N T S
le Court
/62
PAGE
ARGUMENT OH BEHALF OF CITY OF GREENVILLE, RESPONDENT
By Theodore A, Snyder — resumed 324
REBUTTAL ARGUMENT ON BEHALF OF JAMES RICHARD
PETERSON, ET AL., PETITIONERS,
By Matthew J. Perry 330
ARGUMENT ON BEHALF OF NATHANIEL WRIGHT, ET A L .,
PETITIONERS,
Bv James. M. Nabrit, III 337
ARGUMENT ON BEHALF OF STATE OF GEORGIA, RESPONDENT,
By Sylvan A. Garfunkel 351
REBUTTAL ARGUMENT ON BEHALF OF NATHANIEL WRIGHT,
ET AL., PETITIONERS,
By James M, Nabrit, III 388
ARGUMENT ON BEHALF OF THE UNITED STATES,
By Archibald Cox 393
AFTER RECESS - p. 403
ARGUMENT ON BEHALF OF THE UNITED STATES,
By Archibald Cu Cox — - resumed 403
REBUTTAL ARGUMENT ON BEHALF OF THE STATE OF
MARYLAND, RESPONDENT,
By Joseph S. Kaufman 427
REBUTTAL ARGUMENT ON BEHALF OF CITY OF
BIRMINGHAM, RESPONDENT,
By J. M. Breckenridge 438
Firsheira #1
et 1
321
IN THE SUPREME COURT OF THE UNITED
OCTOBER TERM, 1962
JOHN THOMAS AVERT, ET AL.,
Petitioners
VS,
STATE OF NORTH CAROLINA,
Respondent
*“* "* *“ ** “*
WILLIAM L. GRIFFIN, ET AL. Q
Petitioners
vs.
STATE OF MARYLAND,
Respondent
RUDOLPH LOMBARD, ET AL.,
V S .
STATE OF LOUISIANA.
Petitioners
Respondent
" X
JAMES GOBER, ET AL.*
vs.
CITY OF BIRMINGHAM.
Petitioners,
Respondent
STATES
HO. 11
NO. 26
HO. 53
No. 66
322
F. L. SKUTTLESWORTH, ET AL.,
Petitioners,
vs.
CITY OF BIRMINGHAM,
Respondent
Ho. 67
JAMES RICHARD PETERSOH, ET ALa,
Petitioners,
vs.
CITY OF GREENVILLE,
Respondent :
?
..................................X
NATHANIEL WRIGHT, ET AL.,
vs.
STATE OF GEORGIA,
Petitioners,
170. 71
170. 68
Respondent„ , „ „ x
Washington, D. C.
Wednesday, November 7, 1962
Oral argument in the above~entifcled matters was resumed
at 10:05 a.m
323
PRESENT:
The Chief Justice, Earl Warren, and Associate
Justices Black, Douglas, Clark, Harlan, Brennan, Stewart, White
and Goldberg.
APPEARANCES:
On behalf of Respondent City of Greenville:
Theodore A. Snyder, Jr. Esq.
On behalf of James Richard Peterson, et al., petitioners
Matthew J. Perry, Esq..
On behalf of Nathaniel Wright, et al., petitioners:
James M. Naforit, III, Esq-
On behalf of Respondent State of Georgia:
Sylvan A. Garfunkel, Esq.
On behalf of the United States:
Archibald Co::, Esq., Solicitor General
On behalf of Respondent State of Maryland:
Joseph S. Kaufman, Esq.
On behalf of Respondent City of Birmingham:
J. M. Breckenridge, Esq.
324
O 5 C E E D I N G S
The Chief Justice: No. 71, James Richard Peterson, et al.,
petitioners, versus City of Greenville.
Mr. Snyder, you may continue your argument.
ARGUMENT ON BEHALF OF CITY OF GREENVILLE,
RESPONDENT,
BY MR. THEODORE A. SNYDER, JR. resumed
Mr. Snyder: May it please the Court, one of the chief
issues in this case, as well as the other cases which has been
briefed before you gentlemen is the question of freedom of
speech, whether or not these petitioners were exercising any
right of freedom of speech when they staged this sit-in demon
stration.
We submit that they were not.
First of all, in considering the question of freedom of
speech, you have to consider where the traditional area for
speech in public speaking has taken place in this country, and
you will find on looking at the cases that the traditional area
of speech where you have people, to be begin with, who are not
speaking with each other as between associations and friends in
private discussion, is that they have to meet in the public
places for their discussion, that is, on the streets and in the
parks, in the places where ordinary people will come together
who had something that they wished to talk about, and we think
it is proper that people should have freedom to speak co each other
325et5
and try to convince others of their views when they meet in
public places, in a place like that, and we think they have a
right to go there to try to convince others of their thoughts
and of their ideas*
You go a step further, however, when you have a person
who wishes to try to convince someone else of his thoughts and
ideas when he goes on that man's private property to do so,
and chat is what you have in this case.
The petitioners, who claim they have been exercising the
right of freedom of speech, have left the traditional areas of
speech, which are out in the public, out in the open, and have
gone inside a store where they now seek to speak not to the
other public in general, not to someone who may, by chance, be
coming down the street, but they seek to speak to the owner or
operators or manager of this particular premises, so they have
narrowed down in two ways: one, they have moved away from the
traditional area of speech and, second, they have moved in and
they have narrowed their design to speak to a particular person,
and not to speak to anyone in general, anyone who may happen to
be present.
Now, they might have that right, and we do not deny they
have a right, to go to this store to attempt to speak to the
manager or to anyone who may be there. They have at least the
right to make an attempt to go there and begin a conversation.
But we submit that they do not have a right to stay there
I
326
and force the person they found there, whether he might be the
manager or someone else, to stay and listen to their ideas.
They have no right to force him to listen on his own
property when he does not desire to listen to them. If they do,
they take av/ay from that person his right of speaking himself.
He has no chance to do anything else.
The .lav/, even in the public places, as it has concerned
freedom of speech heretofore, has given the right of the person
who is spoken to either to refuse to listen or to require the
person who speaks to move away.
For example, in Cantwell against Connecticut, you had a
speech problem of persons where they would be listeners after
they had heard all that they desired to hear, required the
speaker to move on, or they could have moved on themselves
because they did not want to hear any more, and they had that
right.
You have the same question in the doorbell cases where,
on the ground of freedom of religion, a person has the right to
ring a doorbell to summon the householder, but the householder
is not required to stand there and listen to whatever the speaker
may have to say.
He has the right, if he dees not agree with the person, to
require him to move on. He is not required by any measure of
the freedom of speech to engage in a conversation with that
person if he does not desire tou That is what you have in this
327
case.
Here the manager, after he had heard the sound of the
argument presented co him by the petitioners, did not desire
to negotiate with them, did not desire to discuss the question
with them any further and he asked them to proceed about their
ovm business somewhere else; that was his right. He did not
have to sit there and listen to their demands hour by hour, and
when he had told them that, their duty was then to proceed and
take their conversation somewhere else.
Justice Goldberg: Mr. Snyder, would you mind at this point,
if it does not disturb the course of your argument, saying a
word about whether in connection with whether, the manager was
operating under his own steam, as it were, in this area, about
the propriety of the trial judge's action in refusing to permit
Mr. Perry to inquire into the question of whether or not there
had been prearrangement with the police to cake action in con
nection with the sit-in?
Mr. Snyder: I think in that connection, Your Honor, that
the petitioners would have had a right to prove, if they could
have, the fact that there was a prearrangement with the police
in which the police had directed the store manager or the store
owners to take the course of action that he did.
Justice Goldberg: You think it was foreclosed by this
ruling of the trial judge?
Mr. Snyder: I do not, sir, for several reasons.
etS 328
First of all, after the first objection v/as made and sus
tained, the witness, Mr. West, the manager, v/as asked for v/hat
reason did he then exclude the petitioners. And his answer
was not because of some prearrangement but because of the custom
and the ordinance which had been discussed, which v/as the ordin
ance, v/e submit, which prohibited trespass after notice.
Justice Goldberg: Would it not have been appropriate in
connection v/ith that answer to pursue the question of whether
the police had, in effect, asserted the ordinance with him,
because, as I read the record, and starting on page 22, where
that offer v/as made, Mr. Perry v/as foreclosed by the Judge,
unless he were to persist after a Judge's ruling, which he could
not very well, from pursuing that line of inquiry.
Mr. Snyder: We would not require him to persist after his
objection had been overruled. But under our procedure, Your
Honor, the man who has been foreclosed in this manner may, if
he desires and if he wishes to perfect and sustain his objection
there, he should have made an offer of proof into the record,
which he had a right co do.
In other words, he could have stated for the record at that
point, by way of an offer of proof, v/hat the testimony of the
manager was anticipated to be on that point, and he could have
done that had he so desired. But he did not. The fact that
he did not shows to us the fact that the manager could not be
expected to have testified as to any such arrangement.
et9 329
Justice Goldberg: Would you not read his comment af ter
the objection was sustained as being equivalent to an offer
o£ proof when he stated what he purported to bring out in this
line of questioning?
Mr. Snyder: No, sir? I do not read it that way. I under
stand what he was stating that his objection was that he desired
to attempt to show by cross-examination. But he did not state
that he expected the manager to testify to that effect, which
he would have had to have done if he wanted to make an offer
of proof in the case.
In conclusion, just let me say that we have here under the
14th Amendment the question of whether or not you are going to
have to balance two things really. You have a property right
on the one hand, in the hands of the property owner there.
On the other hand, you have the asserted right of these
petitioners to a portion of their liberty.
The Court, as I see this, has got to draw the line between
those two rights, which are both equally protected and, as I
read the amendment in the decisions, they are co-equal rights.
The Court has got to decide whether one right would give
way to the other in the circumstances.
We submit that in the case that is presented here, and
under the facts, that the Court should decide that the property
right of the owner of this property is paramount to the right
of petitioners to have their liberty on these premises for the
etlO 330
purpose for which they were present. Thank you.
The Chief Justice: Mr. Perry.
REBUTTAL ARGUMENT ON BEHALF OF JAMES RICHARD
PETERSON, ET AL. t PETITIONERS,
BY MATTHEW J. PERRY
Mr. Perryj Mr. Chief Justice, may it please the Court,
Mr. Snyder, in his remarks on yesterday, referred to the inn
keeper doctriner and stated that the innkeeper doctrine was not
applicable in this situation.
We respectfully call to the attention of the Court that
in the City of Greenville, South Carolina, a Negro traveling
through the City of Greenville or in the City of Greenville on
business or for whatever his purpose might be, cannot obtain
a meal on Main Street in the City of Greenville, and this policy
or custom is generated by state lav/, and most especially by the
ordinance which the store manager in this case testified he was
acting upon.
Justice Goldberg: Are there any restaurants in Greenville
v/here a Negro can get meals, do you know, Mr. Perry?
Mr. Perry: There are a few restaurants which cater only
to Negroes.
Justice Goldberg: But not in the main section of town,
is that what you are telling us?
Mr. Perry: That is correct, sir.
Justice Harlan: Under your statute or under your lav/, the
til 331
ordinance is properly in this record, is it not?
Mr. Perry: We contend that ic is, Mr. Justice Harlan and,
as I understood the remarks of Mr. Snyder on yesterday, the
City of Greenville concedes that it is properly before this
Court.
Justice Harlan: And the Supreme Court or Court of Appeals
declined to consider the effect of the ordinance, as I read its
Opinion?
Mr. Perry: That is correct, sir.
Justice Douglas: If a white man went into a Negro restau
rant would he be arrested?
Mr. Perry: There have been many contentions in this particu
lar regard that a white man would be so arrested.
Justice Douglas: Have there been any incidents of that
kind?
Mr. Perry: Not to my knowledge. Not in the whole state
of South Carolina. I believe, of course, as these cases will
demonstrate, the demonstrations in soma of the other cases
involved interracial groups,but none of the demonstrations in
South Carolina which involved, I believe, more than 1200 young
people, involved interracial groups.
Justice Douglas: How many cases are awaiting trial of
this kind?
Mr. Perry: A number of them are still awaiting trial. I
would not hazard a guess as to the exact number, but I think
G tl2 332
that I can answer your question, sir, by stating that more chan
1200 young people were arrested, and this case, of course, was
sec down for hearing.
There are a number of other cases in which petitions for
writs of certiorari are now pending, and a number of cases are
still to ?oc argued before the South Carolina Supreme Court, I
believe, on next week. We have some nine cases set down for
argument in the South Carolina Supreme Court. Some of them
have not yet been tried. They seem to be awaiting the outcome
of this class of litigation before this Court.
Justice Black: I do not quite understand. Do I under
stand you to say it is your belief that this ordinance should
not be against white people who went into a restaurant set
apart for Negroes?
Mr. Perry: Ho, I did not say that.
Justice Black: I did not think you had.
Mr. Perry: Mr. Snyder says here that the ordinance in
this case did not punish the petitioners, but would punish the
manager had che manager sought to serve both whites and Hegroes.
May we answer that by pointing out that the ordinance in
this case was not a mere abstract exhortation to the manager,
but was obligatory in its terms. The manager was left without
a choice, and acted, in asking these petitioners to leave his
premises, according to his testimony, pursuant to the mandate
of the ordinance
et!3 333
Mr. Snyder said on yesterday that textile mills are not
acting in accordance with the state statute which prohibits the
employment of whites and Negroes in the same room at the same
time.
In answer to that, may we point out that the statute is
still in effect on the books in South Carolina, and were we
permitted to go outside the record in this case, we could prove
that the statute is still followed all over the State of South
Carolina. We understand, however, that I may not make such a
comment.
Mr. Snyder pointed out in his remarks on yesterday that
the Greenville Airport in Greenville, South Carolina, is desegre
gated.
May we comment on that in the following manner: the
Fourth Circuit Court of Appeals required the Greenville Airport
Commission to desegregate that airport, and the same counsel
in this case before this Court today were counsel in that case.
Mr. Snyder has alluded to whac he believes to be the
primary issue in this case, namely, whether the proprietor of
a business establishment has the right to select its customers
on the ground of race.
We respectfully say that whatever right of personal choice
a proprietor has to make personal distinctions, the limit of
that privilege certainly seems to be reached when the person
exercising it turns to the state for assistance.
etl4 334
This seems to be what happened in this case. The store
manager, acting not upon his personal choice but upon the man
date or pursuant co the mandate of the City of Greenville and
of the State of South Carolina, in following its broad plan of
keeping the races separated in every area of life in South
Carolina, chose to tell this man to segregate white and Negroes
seeking to eat in the premises of his business.
In Shelley versus Kraemer, this Court said:
"The Constitution confers upon no individual the
right to demand action by the state which results in the
denial of equal protection of the laws to ocher individuals."
We respectfully say to this Court that this is what has
happened in this case, chat whatever right of personal choice
the manager of Kress1 had in this case, he did not use it. He
turned to the state to enforce its, the state's policy of
racial segregation.
Justice Black: Does your argument, chat particular argu
ment, go to this particular point, that if a man goes into an
other man1s property, store, anything, and the man does not
want him there, and he has a perfect legal right to tell him
so, that the state could not protect him in that right by police
officers?
Mr. Perry: Well, Mre Justice Black, may I suggest respect
fully that the record in this case does not show that the manager
did not want -
etl5 335
#3
Justice .black: I am asking you about the argument you
have just made.
Mr* -|3errY : I believe, sir, that the Constitution would
not confer upon him the right to demand of the state action
which would —
Justice Black: Demand? The idea of the law, the right
of the Court co have lav/, is to keep things from being settled
by force and violence, all personal differences settled by
force and violence.
Here is a citizen v/ho has a right under the law, a perfectly
valid right, to do something, that the state can come in and
protect that right with its officers, that has usually been the
case. Are you saying that is not the case?
Mr. Perry: I certainly would not go that far, sir. But
in a case like this one, where the manager of Kress, the Kress
Company has opened its entire premises to the public and has
said to the public, "Come one, come all. We have for sale here
more than 10,000 items. You, white, black, red and yellow, are
invited to come here and purchase."
Justice Black: Then you are denying that they have a
legal right — I understand that argument and I understand the
other one, I think, or I thought I did. But I just wanted to
know if that was your position, that the state is without power
through its police force and its officials to protect people,
people!s rights, on the assumption that they have the rights.
et!6 336
Mr. Perry: I would not go that far, sir.
Thank you very much.
337
The Chief Justice: No. 68, Nathaniel Wright, et al.,
petitioners, versus Georgia.
The Clerk: Counsel are present.
The Chief Justice: Mr. Nabrit.
ARGUMENT ON BEHALF OF NATHANIEL WRIGHT, ET AL.,
PETITIONERS,
BY JAMES M. NABRIT, III
Mr. Nabrit: Mr. Chief Justice, may it please the Court,
this case is somewhat unlike the si:: cases which have preceded
it this week in that here arrests have been made for conduct
on city property, city park property managed by a city depart
ment, but it is similar to chose other six cases in that here
again the police are engaged in enforcing segregation customs
as if they were an extension of or part of the lav/.
This case is before the Court on writ of certiorari to
the Supreme Court of Georgia brought by six young Negro men
from Savannah who were convicted of the crime of unlawful
assembly under Section 26-5301 of the Georgia Code.
That statute, which appears on page two of our brief,
punishes any two or more persons who assemble, and this is the
key language, "assemble for the purpose of disturbing the public
peace or committing any unlawful act," and fails to disperse
on the command of peace officers, et cetera.
The petitioners were charged under an accusation filed
substantially in the statutory language in assembling at Baffin
ecl8 338
Park in Savannah, Georgia, for the purpose of disturbing the
public peace. No reference was made in the accusation to the
second clause relating to committing any unlawful act, and
petitioners were convicted in the city Court of Savannah by a
jury, and sentenced to fines or to imprisonment in default of
payment of the fines.
On appeal their convictions were affirmed by the Supreme
Court of Georgia.
In the courts below and here we contend the petitioners
have asserted due process claims that they were convicted with
out evidence of their guilt, convicted under a vague statute
which denied them due process.
Nov/, I think it is important to look at the facts in some
detail because of the no evidence claim.
Four witnesses testified at the trial in the state court.
Two of them were, only two of them were, witnesses to the inci
dent which led to the arrest. They were the two arresting
officers.
The other two people who testified were a police sergeant
who came upon the scene after the arrests had been made, and
the head of the City Park Department who was not there at all
and had no contact with petitioners, was not a witness to the
incident, did not know about it until after.
So that the facts I am giving you are the arresting officer's
version of what transpired, and I submit that it demonstrates
339ecl9
completely that petitioners1 guilt is of no criminal act of
any kind.
On January 23, 1961, at about 2 o*clock in the afternoon,
police officers Thompson and Hillis were on duty in Baffin Park,
which is a 50-acre recreational park which, as I have said, is
managed and operated by the City of Savannah. They were in
there apparently —
Justice Black: Owned and operated by the City of Savannah?
Mr„ Nabrit: I understand that is the fact, Your Honor,
and there is no dispute about that. The testimony of the Park
Manager at page, beginning at the bottom of page, 42, indicates
chat he is the Superintendent of the Recreational Department
of the City, and that as superintendent he has overall juris
diction of the playgrounds, aid later on he lists them, and
mentions Daffin Park. There is no explicit statement about
ownership, but I am sure that the city attorneys will confirm it.
Now, Officers Thompson and Hillis were approached by a
person who is identified in the record only as a white lady
and she is, according to Officer Thompson's testimony, supposed
to have told them there were colored people playing basketball
in the park, and Officer Thompson made it clear that as soon as
he heard this, he and his fellow officer proceeded immediately
to che basketball court.
He said, "I did not ask this white lady how old these
people were. As soon as 1 found out these were colored people
et20 340
I immediately went there."
When Officers Hillis and Thompson got to the basketball
court they found the six petitioners playing basketball. Both
officers agreed that that was all chat was going on.
Officer Hillis! testimony at page 50 says, "When I arrived
the defendants were playing basketball. They x;ere not necessarily
creating any disorder* they were just shooting ac the goal*
that is all they were doing, they wasn't disturbing anything."
And Officer Thompson’s testimony at page 41 is the same.
He said in the middle of the page:
"I observed the conduct of these people, when they
were on the basketball court and they were doing nothing
besides playing basketball," and he goes on to say, "They
were just normally playing basketball, and none of the
children from the schools were there at that particular
time."
Justice Black: No what?
Mr. Mabrit: There were no children around.
At an earlier point in his testimony, Mr. Justice Black,
he had mentioned chat there were schools in the neighborhood,
that the schools let out at about 2:30 in the afternoon, and
that at that time the children usually came to this area to play,
but that this was about 2 o'clock.
Justice Black: The City claimed that playing basketball
was against the rules of the City to play basketball in the park?
t2l 341
Mr, Nabrit: Per se, no, sir? no, sir. This facility
was obviously designed for playing basketball.
Justice Black: There was no claim by the City that it
was not available for and used for playing basketball, is that
correct?
Mr.Nabrit: Mo, that is correct. But the City in its
brief in this Court makes an argument about the Park rule, a
claimed argument, that this facility was for children and not
for adults. This was something that was never relied on by
the arresting officer.
Again on page 41 the officer expressly disclaimed any re
liance on this.
At the end of that first paragraph that starts on the page,
Officer Thompson said:
"I have never made previous arrests in Baffin Park
because people played basketball there, I don't have any
knowledge myself if any certain age group is limited to
any particular basketball court, I don't know the rules
of the City Recreational Department."
Officer Thompson —
The Chief Justice: Were any rules presented to the court
in this case, any written rules?
Mr. Nabrit: Mo, Your Honor, there were no written rules.
There was some testimony by the Park Superintendent as to
certain preferences and priorities that he had in his own mind.
et22 342
#4
I submit that these are very vaguely defined and, in part,
contradictory* But the important thing is that there is no
reason at all to think that petitioners had any notice of what
was in the Park Superintendent's mind or any reason to or
opportunity to know about it.
Justice Black: Was there any finding of fact —
Mr. Nabrit: Your Honor, there was a general finding of
guilty.
Justice Black: I am not talking about a breach of the
peace by colored. Was there any general finding of fact that
persons playing basketball in the Park were prohibited by the
City, and applied to everybody in the same way?
Mr. Nabrit: No, there is no indication of anything of
that kind.
Justice Black: No finding of that kind?
Mr. Nabrit: There is only a general finding of guilty by
the jury. There were no court findings in the record.
Justice Black: Was there anything in the charge to the
jury?
Mr. Nabrit: The charge — no, sir. The charge to the jury
contained no discussion of the evidence, no definition of the
offense, beyond a reading of the statute to the jury, and a
statement to them that these police officers were peace officers
within the meaning of the statute. That was the only explanation
of the statute that the jury drew.
343
Nov/, turning again to the scene when the officers arrived,
they proceeded immediately upon arriving to order these peti
tioners to leave the basketball court.
/Vc that point, one petitioner asked the officer, Officer
Thompson, who ordered him to come out here, what his authority
was to come out here and order them off.
Officer Thompson responded he didn't need any authority,
he didn't need any orders.
Another petitioner began to write down the officer's badge
number, and when they didn’t leave in a few minutes they were
all placed under arrest.
Justice Harlan: Was there any physical resistance to the
officers?
Mr. Nabrit: Ho, sir; no indication of that at all. In
fact, the state attempts to make something of the fact that
these — I don't quite understand how this helps the state's
case — but they attempt to argue something from the fact that
petitioners were cooperative with the officers and got in his
car without any urging when they were placed under arrest.
When Officer Thompson testified at the trial he stated
in language that is as clear as day on page 41, that he had a
racial reason for these arrests. Right in the middle of the
page thsre at the beginning of the paragraph he said;
"I arrested these people for playing basketball in
Daffin Park. One reason was because they were Negroes."
344
And everything about his conduct confirms that that was — is
consistent with that reason in that he said that he went immedi
ately to the scene when he found out that colored people were
playing in the Park, and there is additional testimony in the
record that this Park v/as one which customarily had been used
only by white people; that the City of Savannah establishes its
parks in colored and white neighborhood, as such; that the P a r k
Superintendent testified that it was customary co use these
parks separately for the different races at page 45.
Officer Thompson also mentioned another reason which is,
if it means anything, related to race, but is completely un
substantiated ,
He said at another point on page 40 that the purpose of
asking them to leave was to keep down trouble which appeared
to him might start, and he referred to the fact there were five
or six cars driving around the park with white people in them.
And at another place on cross-examination he acknowledged
that these cars were on a driveway which passed the court, the
basketball court, and that this v/as not unusual traffic for
the time of day.
A curious thing about the testimony is that there is nothing
at all to give us any information about the conduct, the demeanor,
of these people in the cars.
There is nothing to even indicate that they observed the
petitioner or the petitioners observed them. There is no
345
indication that they slowed down, that they drove by repeatedly.
There is nothing at all to connect this up as a justification
or substantiation for the officer's expressed, professed fears
that trouble might start.
There was no one else around. There was no one else
present in the area at all.
Justice Black: Is it your contention that the charge v/as
based on such assumption?
Mr. Nabrit: The charge to the jury or the accusation?
Justice Black: Yes,the charge to the jury.
Mr. Nabrit: The charge to the jury which just appears —
Justice Black: I just read it, and I have looked —
Mr. Nabrit: I do not think so.
Justice Black: And they were there, and the officer ordered
them to leave, and they had to leave.
Mr. Nabrit: That is right. That is how I view it, Your
Honor.
But in any event, this is one of the things e::pressed by
the officer during the trial. Beyond this there is nothing.
Beyond this completely unsubstantiated fear of trouble, and his
positive statement, that his other reason was because they were
Negroes, that is the state’s proof.
Justice Black: The statute is broad enough to cover what
was shown to be done here, is it not, because it says "assemble
for the purpose of disturbing the public peace, or committing
346
any lawful act," must move 021 as ordered by a Judge, Justice,
Sheriff, Constable, Coroner, or any other peace officer.
Mr. Nabrit: X do not know whether Your Honor misread that
or not. It is unlawful act.
Justice Black: : I am reading from page 53.
Mr. Nabrit: Committing unlawful act.
Justice Black: It says here "lawful act." It is probably
a misprint.
Mr. Nabrit: You are reading from the Judge's charge.
Justice Black: Page 63.
Mr. Nabrit: That is a misquotation of the statute as it
appears in the Code. Whether that represents what he said to
the jury or not, Your Honor, I do not know. We have no we
only have the court reporter's certificate.
Justice Black: Under the statute it is assemble for the
purpose of disturbing the public peace or committing any unlawful
act.
Mr. Nabrit: That is correct. The correct statute appears
at page 2 of our brief.
Justice Black: I wonder if in his charge to the jury he
charged "committing an unlawful act"?
Mr. Nabrit: Well, I do not believe that he charged them
anything. And I point out again, as I attempted to earlier,
that the accusation itself never relied on chat part of the
statute, "committing any unlawful act."
et27 347
#5
This is something which the court below also observed
when it, in its Opinion, it said, "The only thing involved was
the phrase 'disturbing the public peace6 or 'for the purpose of
disturbing the public peace.1"
In answer to Youa: Honor’s original question about whether
this statute covered this conduct, I state that this statute
is probably so vague and indefinite that it could cover almost
any type of lawful conduct.
This statute has been authoritatively construed by the
Georgia Court of Appeals to cover acts which I consider beyond
the common law meaning of this type, to go beyond the common
lav; concept of unlawful assembly, and the only appellate decision
construing this statute in a prosecution of it, State against
Samuels, this statute was applied to sit-in demonstrators on
facts substantially the same as those in two of the cases in
Garner against Louisiana.
These were people who had not been ordered out of the
store by any proprietor, people who were there at the sufferance
of the proprietor, ordered out by a police officer, and that,
in that Opinion, it seems to me evident, that the court took
this statute beyond any common law concept of disturbing the
peace, and applied it to the area of liberty protected by the
due process clause.
Justice Goldberg: Mr. Nabrit, let me see if I understand
what you are saying. Are you saying that this statute, which
et28 348
is a fairly common statute, isn't of this type, on its face
is vague —
Mr. Nabrit: I am arguing —
Justice Goldberg: (continuing) — or are you saying there
wasn't evidence to warrant a conviction under the statute?
Mr. Nabrit: I am making both of those arguments, and a
third argument which I have not expressed yet, that the statute
did not give them fair warning that their particular acts were
prohibited.
Justice Goldberg: What was argued in the Georgia Court as
the Federal basis for relief in the Supreme Court?
Mr. Nabrit: Yes, sir.
Justice Goldberg: Would you, in the course of your argu
ment, point out which of these was directed to the Georgia
Supreme Court?
Mr. Nabrit: Your Honor has, perhaps, observed that the
Georgia Supreme Court's Opinion does not at all discuss the
facts.
Justice Goldberg: That is correct.
Mro Nabrit: And this is a curious thing which has undoubtedly
attracted the attention of the Court.
It is our contention that the no evidence issue, the vague
ness, and the vagueness of the statute in all of the applica
tions of that term, were properly argued and preserved at every
stage of the proceeding in the state court.
ec29 349
The due process vagueness question was first raised in a
demurrer. It was again raised in a motion for a new trial, as
was the claim chat there was no evidence upon which the defendants
could be convicted.
The assignments of error contended that the court did err
in overruling that motion for a nev; trial which embodied a no
evidence claim and due process vagueness claim.
Justice Goldberg: Was the no evidence claim buttressed
upon the Federal Constitution?
Mr. Nabrit: The no evidence claim — I think it is inherently
a federal issue. Your Honor. It appears at page 17 of the
record. There were six identical motions for a new trial.
This was the first one, and paragraph one says chat the verdict
is contrary to evidence and without evidence to support it.
There was no particular reference at that point to the
due process clause, but I believe that Thompson against the
City of Louisville stands for the proposition that a conviction
without evidence is inherently a due process matter.
Justice Goldberg: Does it stand for the proposition that
an allegation of this type or a complaint of this type is suffi
cient to direct the attention of che Court to the Federal
question involved?
Mr. Nabrit: Well, I don’t believe that Thompson indicates
anything on that one way or another. However, I submit that
this Court, the Georgia Supreme Court's attention was directed
et30 350
to the problem which you are attempting to raise here, and I
will try to tell you why.
The basis upon which the Georgia Supreme Court determined
apparently not to consider the evidence was the theory that the
petitioners, defendants there, had impliedly abandoned their
claim that there was error in overruling the motion for a new
trial by their brief in the Georgia Supreme Court.
When the record and the petition for certiorari were filed
here, certified copies of all of those briefs were deposited
with the Clerk here, so they are available for the Court to
inspect.
Now, we submit that chat brief on behalf of these petitioners,
filed in the court below, while it did not say in the section-
labeled ’'Argument", while there was no subsection saying, "We
are now arguing our motion for a new trial," nevertheless, did
argue these due process issues and that it did argue the facts
of the case, it did argue that petitioners were convicted for
innocent acts. It did argue that the officers’ conduct was
arbitrary and capricious.
There was a long quote from language in the Yick Wo case
about arbitrary application of statutes, and I might point out
that when the Court decided Thompson against Louisville, it
cited in support of the holding that a conviction without
evidence was a denial of due process, and one of the cases that
was cited was Yick Wo.
et31 351
Justice Harlan: Had Thompson been decided at the time
this brief in the state court had been written?
Mr. Nabrit: I am inclined to think that it was. I do not
know the respective dates off hand, Your Honor. But 1 know
that the date of decision in the State Supreme Court was
November a year ago.
Justice Harlan: November '61?.
Mr. Nabrit: Yes. But 1 have no knowledge as to when the
briefs were filed. The copies deposited with the Clerk may
very well indicate that.
I would like to reserve —
Justice Harlan: Was Thompson cited in that brief?
Mr. Nabrit: 1 believe not, Your Honor.
I would like to reserve the balance of my time.
The Chief Justice: You may.
ARGUMENT ON BEHALF OF STATE OF GEORGIA,
RESPONDENT.
BY MR. SYLVAN A. GARFUNKEL
Mr. Garfunkel: Mr. Chief Justice and Associate Justices,
I should like to state at the beginning that the State of
Georgia — and we are not city attorneys, we are the District
Attorneys office, they call us solicitors general, and I am
Chief Assistant Solicitor General in the Circuit, which is
Savannah — we admit this was a city operated park.
We further admit that it would be unconstitutional to
352
practice segregation in such a park.
We further admit and feel that if this statute was being
used in a manner to preserve segregation in this park as a
subterfuge to preserve segregation, then under the facts in this
case this case should be reversed and sent back and the defendants
acquitted.
However, we ask the Court to look at the record in this
case and study the facts that were developed.
As I heard argument yesterday —
The Chief Justice: Are those issues before us to determine?
Mr. Garfunkel: Yes, sir. That is what I was coming to now.
The Chief Justice: Yes.
Mr. Garfunkel: As I heard the arguments yesterday, the
Court several times referred to the question of what was the
policy and, as Mr. Nabrit referred to the Pari; Superintendent
having testified in the development of this case on cross-
examination, it was understood that the Court was being told
that these people were being arrested because of being Negroes.
We, therefore, put the Park Superintendent on the stand to
outline for the jury and the court below and the Court of
Appeals and before this Court to understand the policy of the
park, park playgrounds, in Savannah, and I, therefore, would
like to refer the Court to page 42 of the record, which is the
testimony of the playground superintendent, in which he outlined
the way the park3 were set up in Savannah.
et33
#6
353
He said he tried to put them in areas, in white areas and
in colored areas, although v/e have several which are now in
mixed areas, Park Extension and Wells Park because in certain
areas they play together.
He says it has occurred from time to time that colored
children would play in the Daffin Park area and in the Park
Extension area, but no action has been taken because it is
legal, it is allowed and nobody has said anything about it.
That is in the middle of page 43 of the record.
Justice Douglas: This is Mr. Hager?
Mr. Garfunkel: This is Mr. Hager, the Park Superintendent.
He said then further on at the bottom of the page:
"The playground areas" — in further explanation —
"the playground areas are basically for young children,
say 15 through 15 and under, along that age group, v/e
give priority to the playground to the younger children
over the grownups, it made no difference as to whether
they were white or colored."
He continued:
"Any time that v/e requested anyone to do something and
they refused we would ask the police to scop" — - that is
a misprint, it should be "step in, if we would ask them
to leave and they did not v/e would ask the police to step
in. We have had reports that colored children have played
in the Park Extension, but they were never arrested or told
to leave."
He further referred earlier, of course, to the fact that
they had played in the Daffin Park area and had not been
arrested.
The facts in this case show that these defendants were
grown wen, the youngest of which was 23 years of age, and
the oldest of which was 32 years of age; that they went upon
this playground around 1:30 or 2 o'clock in the afternoon during
a school day.
At that time they were dressed not for playing basketball
but dressed more for business purposes, that is, they had on
hard shoes, they had on shirts, jackets, and I think some of
them might even have had ties on, I am not sure. The police
officer —
The Chief Justice: Is that against the rules?
Mr* Garfunkel: Ho, sir; but it was to go into the question
of the bona fide., the purpose of the question of intent, that
came into the intent, because the defendants constantly said
they were just merely there for the purpose of playing basket
ball, and we said the intent v/as not to play basketball, and
although they denied this all the way down up to this Court in
their brief in this Court, they say that, perhaps, it v/as not
to play basketball but to make a profound non-verbal expression
against segregation in public parks. That is the way they put
it in order to come into the question of free speech.
355
Now, however, Mr. Hager further on in his testimony said,
he further testified that, if there were a conflict between
the younger people and the older people using the park facilities
the preference would be for the younger people to use them.
"But we have no objection to older people using the facilities
if there are no younger peop.le present or if they are not
scheduled to be used by the younger peop.le."
He said, and this is on further direct examination:
"It has been the custom to use the parks separately
for the different races. I couldn't say whether or not a
permit would or would not be issued to a person of color
if that person came to the office of the Recreational
Department and requested a permit to play on the courts,
but I am of the opinion that it would have been, we have
never refused one, the request never has been made."
In other words, he said if they came "we would grant them,"
but nobody has ever come and "asked us, so I can11 say we have
done it because nobody has requested it."
Justice Harlan: What does the record show as to whether
there were younger people who wanted to play basketball?
Mr. Garfunkel: I am coming to that right now, Your Honor.
Further, I would like to go on to Mr, Hager's point and
then I will come back to the actual facts.
Cn school days, and this was a school day, these courts
and the playground area are at Baffin Park available only for
356
certain age groups, and they are only used at that time of day
by the schools in that vicinity.
It is more or less left available for them. That is the
way we have our recreation set up.
In other words, at this time, this park, this playground,
was reserved, and the evidence shows there v/e re two schools right
across the street, it was reserved for the use of these schools,
and he further said all during the day these people came from
various schools to play, not just recess, but they had physical
education activities in which they would come out and play on
this playground, and all during the day, even though at that
particular moment they might not be there, they momentarily
might come in the next five minutes, and the policemen knew
definitely that the school would be out at 2:30, and at that
time he knew the children would be coming across to play on
the playground, and this was — and this policeman so testified
in court that he knew these children would come.
Justice Black: Were there indications of this kind sub
mitted before the jury?
Mr. Garfunkel: Yes, sir. This is all evidence.
Justice Black: I am not talking about evidence. Did the
Court charge the jury on the issues?
Mr. Garfunkel: Mr. Justice 31ack, in the Georgia pro
cedure we have what is locally known as che dumb act, and that
is the judge is not able to comment on the evidence. He cannot
et37 357
comment one way or the other on the evidence. He merely charges
the jury on the lav;.
Justice Black: That is what he said, "I am now charging
you fully on the lav;." But he charged on the lav; as well as
some rules that they had that these people had violated —
Mr. Garfunkel: Well, the rule —
Justice Black: (continuing) — a practice of custom?
Mr. Garfunkel: They had violated — what he charged them
was they had violated the order of the police officer.
Justice Black: Order of the police officer?
Mr. Garfunkel: That is right.
Justice Black: But is it the law, as you understand it,
in Georgia that a man charged with the offense of doing some
thing that is unlawful and a police officer thereafter orders
him to leave, that when he is tried they do not submit any
issue except and other chan as to whether he had to move when
an officer told him?
Mr. Garfunkel: It is only a general verdict.
Justice Black: I understand the general verdict. But does
the state have to prove its case?
Mr. Garfunkel: The state attempted to prove its case.
Justice Black: Is it part of its case, what you have been
arguing to us here, that these people were violating the rules
in that they were playing at the time that children should play?
Mr,. Garfunkel: No, The Court did not go into detail as
358
to violation of the rule.
Justice Black: He did not even mention it, did he?
Mr. Garfunkel: Ho, he did not. He mentioned only that
they would be charged with going on for the purpose — and
there was a question of whether this v/as an intent co disturb
the peace? all this was taken into consideration.
Justice Black: Maybe it does not affect the argument you
are making here, but so far as the charges concerned, nothing
like this was contained in the charge?
Mr. Garfunkel: Of the trial judge?
Justice Black: He is supposed to charge what the law is
and what they violated.
Mr. Garfunkel: The usual trial, the judges in the courts
below, the Georgia Courts —
Justice Black: He didn’t charge them what would be — on
what they would have to pass as being lawful or unlawful except,
as you say, they disobeyed a policeman.
Mr. Garfunkel: They were not charged with doing something
unlawful, Your Honor. They were charged with going on the play
ground for the purpose of disturbing the peace.
Justice Black: Disturbing the peace or some other unlawful
acto
Mr. Garfunkel: Ho, sir? disturbing the peace.
Justice Black: Disturbing the peace, Did he charge them
as to what amounted to a disturbance of the peace?
et39 359
Mr* Garfunkel: Wot in detail, Your Honor.
Justice Black: Did he charge them ac all?
Mr. Garfunkel: He charged them — and I will have to get
his charge, sir.
Justice Black: It would not disturb the peace, \;ouid it,
if they were there not violating any rules, not violating any
rules of the city?
Mr. Garfunkel: Not genericallv. This is the case, this
is the statute, and the way we are arguing to the Court.
The statute becomes violated not by disturbing the peace
but by two or more people assembling for the purpose of dis
turbing the peace, not that the purposes of die peace have to
be disturbed.
Justice Black: They wouldn't have been determined to have
disturbed the peace, would they, if they attempted to do a
lawful act on the park?
Mr. Garfunkel: But it became unlawful when they refused
to obey the police officer's request to leave.
Justice Black: We finally get back to the fact you are
saying that under your Georgia statute the policeman has the
complete power, and one of their contentions was, 7. believe,
that this vests them with arbitrary power, they have complete
power to determine whether they have already done something
for the purpose of violating the peace.
Mr. Garfunkel: Then it is up to the jury to so determine,
360
and the j udge *
Justice Black: Yes, if they are charged with what would
he their —
Mr. Garfunkel: If they thought the policeman was correct.
That question has not been raised very much, but there is a case
that is very interesting, from the Court of Appeals of Hew York,
People versus Galpin, and in that case, one in a million case,
Mr. I. Sylvan Galpin was a member of the Bar of New York, and
the reference is made in my brief and I won't give you the
citation, and he had come out of a restaurant and was standing
on the sidewalk talking to some friends of his, and a policeman
came along and said, "Would you please move," and he said, "I
don't have to move. I am on the public sidewalk," and the
policeman arrested him for, under a somewhat similar statute
in the State of New York.
He was convicted. This went all the way up to the Court
of Appeals in New York, and they were faced with a somewhat
similar situation because there he says he was validly on the
sidewalk and the Court said that the policeman had a right to
believe that he might block the sidewalk, and if the policeman
felt in his mind and he bona fide made a request in his mind that
there was that chance, that refusing to obey the police officer
at that time could very well be and was a disturbance of the
peace for which a jury or a judge sitting as jury could convict,
and they affirmed his conviction.
361
The record showed that there was no disorder, it was all
talk, very friendly„ There were no harsh words or anything
else, just a request made by a policeman.
Justice Black: I understand your citation of that case
as a justification of what was done, because there- maybe the
way the jury was charged, I think that was the only thing per
mitted to them. Did the policeman order them to go away and
did they stay? I see no other issue except chat, and that case
which you referred to may be wholly irrelevant on that issue.
Mr. Garfunkel: And then we have the further question of
the Supreme Court of Georgia construing a statute in which, I
think, this Court held in Garner versus Louisiana, that it was
up to the highest court to construe the meaning of its own
statute and when it was violated.
The question that I see to be presented to this Court
would be twofold: first, was this statute used as a vehicle to
preserve segregation and, second, was there any evidence what
soever to justify the police officer to believe that a breach
of the peace was imminent or might happen to cause him to ask
them to leave. Was he in a bona fide manner asking them to leave.
Justice Goldberg: General, what in this record would
lead the police officer to believe that?
Mr. Garfunkel: That is what I was coming to.
Justice Goldberg: Were you coming to that?
Mr. Garfunkel: I am glad, Mr. Justice Goldberg, you
et42 362
brought that up. because there are several issues.
First, that these children were there, they were coming,
and he expected them there. Ee testified, Officer Killis
testified, and that is in the record or rather, Officer Thompson,
1 believe —
Justice Goldberg: 41.
Mr. Garfunkel: Right.
Justice Goldberg: He said he made these arrests around
2 o'clock, and the schools let cut around 2:30, and it would
have been at least 30 minutes before any children would have
been in this particular area.
Mr. Garfunkel: That is true. But, Your Honor, at what
point would it be necessary for him to tell them to leave this
playground? Under the rules of the. Playground Commission, the
playground was available for these school children all during
the day.
Justice Goldberg: But that is not what the Superintendent
said precisely. You read part of it. Did he not also say on
page 48:
"If that basketball court was not scheduled it would
be compatible with our program for them to use ic, and
we would not mind them using it*"
And didn1t he further say on page 47:
"I dont know whether or not w e had a planned program
arranged for the day that these arrests were made, I would
have to check my records."
Mr. Garfunkel: But earlier, above that, Your Honor, he
said, and this was in answer to a hypothetical question, and
this is tha total question and answer:
"If your planned program did not have the 23rd of
January, 1961 set aside for any particular activity
would it have been permissible to use this basketball
court in Daffin Park in the absence of children?"
And his answer said:
"I can:t very well answer that question because you
have several questions in one. First, 1 would like to
say that normally we would not schedule anything for that
time of the day because of the schools using the totals
area there," so at that time it was reserved, according to
the first part of his testimony.
Then, in going to try to help the answer in this hypothetical
question, he said:
"If we had not had something scheduled at that time
' of day then we would have granted them permission. But
at that time the total area was reserved for the school
children."
The Chief Justice: Whose witness was this man?
Mr. Garfunkel: This man was the state's witness, when
the defense started to develop the fact that they were arrested
solely because of the fact they were Negroes.
et44 364
The Chief Justice: Aren't you bound by his cross-examina
tion?
Mr. Garfunkel: Yes, sir. Eut this was — what Mr. Justice
Goldberg asked me was, he quoted the first part, I should say
he quoted the last part, and this was the first part of the
same answer chat he was asked. In other words, this answer goes
on for almost half a page, and he said at first at that time of
day this playground was reserved for the schools.
Then, in going along further he said, "You have asked me
several questions in one. If they had not been reserved," he
said, "if that basketball court was not scheduled ic would be
compatible with our program for them to use it, and we would
not mind them using it. If there was a permit issued there
would be no objections as to race, creed or color." In ocher
words, that is the last part of the answer.
The Chief Justice: Then he also said, didn’t he, that
he didn’t know whether there was anything scheduled or not?
Didn1t he?
Mr. Garfunkel: He says, "We never know when they are
coming," in one part? that is, the parochial schools use it
during recess and lunch periods and also for sport? and also
the Lutheran schools and the public schools bring their school
children out there by bus, and at various times during school
hours all day long. He said*"We never know when they are
coming, and they use Cann Park the same way, I might add."
et45 365
Cann Park is a park area in the colored section, and I
think what the interpretation of his answer is, that he per
sonally does not know if the schools are going to bring some
body around at 10 o'clock or 12 o'clock or 1 o'clock, but as
far as the playground, as far as the playground department is
concerned, those playgrounds are exclusively for the use of
the schools during those hours for whenever they want to use it.
#8 Justice Goldberg: But this was not embodied in any regula
tion known to anybody, is that correct, General, because as I
read his testimony on page 46 he says there is no regulation
for playing on a court when it is not in use, and there is no
one around.,
Mr. Garfunkel: That is correct,sir. There was no printed
regulations, and there was no — but we state this, sir, Mr.
Justice Goldberg, that the going, merely going, upon the park
grounds and playing the basketball is not criminal, and if
they had walked up, the policeman had walked up to him and
said, “I am arresting you, we are going to charge you with a
misdemeanor," there is a basic unfairness in such a statute,
because obviously no one would know that he had violated or was
violating something.
But it becomes, the fairness in this is, that it does not
become a misdemeanor until he is asked to leave and refuses to
leave, and asked to leave by a peace officer, who is a policeman,
a police officer wearing a uniform.
et46 366
Justice Goldberg: So is your contention, in substance,
this, there being no regulation against the use when ic is
not being used by anybody else, there being no children evident
in the vicinity since they were not out of school until 2:30,
that it becomes a disturbance of the peace if a group of men
are there, using an empty court, it becomes a disturbance of
the peace if you do not obey a police officer when he says,
"While you are here legally and properly and not against any
regulation, I tell you now to move on," is that a disturbance
of the peace?
Mr. Garfunkel: The police officer did not actually tell
them, "While you are here legally and properly."
Justice Goldberg: But 1 mean the superintendent said
they were there legally and properly.
Mr. Garfunkel: Mo. I think the superintendent said if
they had not been scheduled. But at that time of day they
would not have been allowed.
Justice Goldberg: DidnJt we both agree a moment ago that
there is no regulation for playing on a court when it is not
in use and there is no one around?
Mr. Garfunkel: There is no printed regulation, but there
is a regulation of the park. I mean, that is the way they
regulate the parks. If you put it, chat is the way the park
superintendent regulates the park. If they had printed — if
you are saying are there printed regulations that are posted
367
and all of that, I would say, no. But there is this regulation
in the sense that chat is the way the parks are run.
Justice Goldberg: General, then would you define what
constituted the disturbance of the peace under the circumstances.
Mr. Garfunkel: Yes, sir. The disturbance of the peace
under the circumstances, Your Honor, was that they had gone
there, we feel, and 1 think the record shows, because they
went there to what they thought was to test segregation.
The police officer —
Justice Goldberg: Is that illegal?
Mr*. Garfunkel: Ho, sir? it is not illegal. But the
police officer said, "On other occasions I have seen colored
children in Daffin Park and I have not arrested them0 But in
these circumstances I did."
I think what we are faced with is the police officer was
exercising a question of judgment. Did he bona fide feel that
there could be a disturbance of the peace, not that they were
disturbing the peace, but by their actions cause others to
disturb the peace.
Justice Harlan: - Could I put this question to you?
Mr. Garfunkel: Yes, sir,
Justice Harlan: Taking this question as you say it
should be taken, namely, that the offense is disobeying a
proper action of — a proper request of a police officer, what
do you do about the sta tement that seems to be undisputed that
et48 368
r
the arresting officer himself said that one of the considerations
that led to the command was that this man was a Negro?
Mr. Garfunkel: Yes, sir.
Justice Harlan: Is that a valid Constitutional consideration?
Mr. Garfunkel: If that was the overriding consideration
for the man's arrest, I would say that this case should be
reversed*
Justice Harlan: And you do not get to any question of
the sufficiency of the evidence or anything else, do you, on
that premise?
Mr. Garfunkel: The question —
Justice Harlan: I wish you would deal with that point.
Mr. Garfunkel: The question presented by and in the briefs,
the question presented by the petitioners and the way the
question is presented by the respondent, expressly states that
because in our brief we have put the question in this manner.
We feel that the evidence shows this:
"Whether the conviction of petitioners for unlawful
assembly denied them due process of lav/ under the 14th
Amendment when they were convicted on evidence which showed
that they were grown Negro men who took over a playground
in a predominantly white neighborhood at a time when the
playground was reserved for and was to be used by school
children and they refused to leave when requested by the
police."
et49 369
Now, the reason he said he asked them to leave was because
he expected the children.
Now, he said he knew the children would be there by 2:30.
He knew they were going to be there by 2:30. They could have
come earlier. He asked them to leave. Nov; here we are in a
predominantly white area —
Justice Black: What does that mean?
Mr. Garfunkel: Your Honor, because he asked the question,
he said they asked on cross-examination was one of the reasons
"you arrested them was because they were Negroes," and he said,
"Partly one of the reasons was." But the overriding reason.
Justice Black. Why should we include that in your question
there unless it was based on color, "in a predominantly white
neighborhood?"
Mr. Garfunkel: Because the evidence showed it was in a
predominantly white area.
Justice Black: Why?
Mr. Garfunkel: Because he felt —
Justice Black: The law is all right if you provided parks
located in a predominantly white neighborhood, that people
should be excluded because of their color?
Mr„ Garfunkel: No.
Justice Black: What does chat have to do with it?
Mr. Garfunkel: Because the question was asked the police
officer, and that was asked on cross-examination. He said if
370
these were white adult men they still would have to he asked
to leave. But the fact that they were Negroes added to the
fear of the police officer that here they were on a playground
that was at that time reserved for these children, and the
park superintendent said, "We keep them separate as to groups
because it is not gocsfl park policy to have grown people on a
playground which is reserved for children."
He said, "We donct want it" and that is in the record.
Here were these people who, if they had been adult white men,
would still have been requested to leave.
But the question on cross-examination was asked, and he
said, "That was part of the reason, wasn't it?" He said,
"Partly."
Of course, in the policeman's eyes, it is a fact, and I
cannot deny the fact that they were on this because there was
a further chance of a disturbance of the peace — and they
were asked to leave, there would be a disturbance of the peace,
the fact they were Negro. And that is not the overriding con
sideration.
Justice Black: Bo you think everyone on the grounds would
have been excluded?
Mr. Garfunkel: Which ones?
Justice Black: The ones who were colored, and that this
park was predominantly white?
Mr. Garfunkel: No, sir. That was not the overriding —
et51 371
that would not have been sufficient, and if that was the over
riding reason, and if it was, this case should be reversed.
But the overriding reason — the fact they were colored, had
nothing to do
Justice Black: Suppose it was one of the reasons. Would
that make any difference?
Mr. Garfunkel: Well now, we feel if the fact that one
of the reasons the police officer says, if there is a legitimate
reason for reversal, if there is a legitimate reason for a
police officer to ask them to leave without regard to color,
the fact that color might incidentally be a part of it, should
not say that you would not be guilty.
For instance, suppose white adult men went on the play
ground and they asked him to leave, and this case came up on
the record of the same type, they went there and played in the
same way, then would the fact that these people were white,
would that mean that they should be acquitted when colored in
the same category would be convicted — when colored in the
same category would be acquitted?
The Chief Justice: If these people had been white people,
would you have put in your question, as you read it to us, the
fact that this was in a predominantly white neighborhood?
Mr. Garfunkel: No, sir? I would not. The only reason I
mentioned that was because in the record it shows on cross-
examination, in answer to one of the defense attorney's question
372
was one of the reasons you asked, “That you arrested them
because they were Negro or did you arrest them because they were
Negro," and in response to the question it was, "Yes", and that
is why it was put in the question because it had been put into
the case by the defense counsel.
The Chief Justice: Why do you say chat the predominant
reason for the arrest was ocher than because they were Negroes?
Mr. Garfunkel: Because the facts that the State proved
showed that colored children had played in that park other
times and had never been arrested.
The undisputed testimony of the Park Superintendent was
that they had a right to play and it was legal? that the Park
Superintendent was aware of the fact that colored children had
played in that Park and had not been arrested.
The arresting officer himself testified that he had seen
colored children playing in that Park, and they had not been
arrested.
So that in this instance, I would say, one swallow wouldn!t
make a summer, one arrest of these people does not show a pro
gram of segregation, but this feeling that this would be a
legitimate area of inquiry by this Court and by any of the
higher appellate courts, the State showed by putting it in that
this was not the reason because af it were the reason, if this
were the true reason, then it also would have been applicable
to all of the other instances, and they should have been arrested
et53 373
to sho.7 that .
The Chief Justice: Then to the extent that he was motivated
by the fact that they were Negroes, the arrest would be illegal.
Mr. Garfunkel: If that was the sole, if that was the
proper or overriding reason, and by that I mean if that was his
motivating reason —
The Chief Justice: You say the other is the overriding
reason. I understood Mr. Nabrit to say that one of these
officers testified that he didn't know anything about the rules,
didn't knew if they had any rules, didn't know what they were
and, in effect, he didn't arrest them because of a violation of
the rules.
Mr. Garfunkel: He arrested them, he said —
The Chief Justice: Is that true?
Mr. Garfunkel: That is correct in this respect that he
didn't know about the rules of the park, but he did know of
the fact that the cli ldren would be there. He knew this every
day. He rides this beat, and he knew every day that children
played in the park during the recess, as he put it, during the
physical education period.
The Chief Justice: But he didn't know there were any
rules about anybody else being there.
Mr. Garfunkel? No, sir? he knew chat park was reserved
for the children.
The Chief Justice: Where does he say chat?
374
Mr. Garfunkel: He says, "I knew that within a half hour"
— Officer Hillis or Officer Thompson —
Justice Goldberg: 4l.
Mr. Garfunkel: "Under ordinary circumstances I would not
arrest boys for playing basketball in a public park. I made
these arrests around 2 o'clock; and the schools let out around
2:30 o'clock, and it would have been at least 30 minutes before
any children" — that \/as on cross-examination — "the children
from the schools" — this is page 40, the middle of the page —
"children from the schools would have been out there shortly
after that. The purpose of asking them to leave was to keep
down trouble, which looked like to me might start."
And up at the top, "There is a school nearby this basket
ball court, ;.c is located at Washington Avenue and Bee Road,
I mean at Washington Avenue and Waters." This is just across
the street.
"There is another school on 44th Street — there are two
schools nearby; I believe they are both 'grammar' schools. I
patrol that area and the children from these schools play there,
they come there every day I believe, I believe they come there
every afternoon when they get out of school, and I believe they
come there during recess."
The Chief Justice: But he also said, "I don't have any
knowledge myself if any certain age group is limited to any
particular basketball court. I don't know the rules of the
375
City Recreational Department."
Mr*. Garfunkel: That is right, sir.
The Chief Justice: And still he arrested them presumably
for violation of those rules, plus the fact they were Negroes»
Mr. Garfunkel: No, sir. He arrested them for failing to
leave when he made this request, Your Honor.
The Chief Justice: But if they weren!t doing anything
illegal, and they were doing something they had no knowledge of,
did they have any right to ask them to move along — did he
have the right as a police officer just to move them along?
Mr. Garfunkel: That is the main issue, as v/e see it, in
this case.
The Chief Justice: Well, does he have chat right as a
police officer?
Mr. Garfunkel: We believe as a police officer he has
the right to ascertain from the facts that he can tell from
what is happening to determine whether he should make the
request to leave; chat is a question of judgment. That there
might be a question of whether, if you or I or someone else
was there, whether we think v/e should have asked them to leave.
But when a police office, acting on the best available
evidence in the way he observes it, makes this request to leave,
if there is any evidence whatsoever to sustain him to show chat
this was a bona fide request, that he was trying to keep down
trouble in the parks, then that should be obeyed, and he would
et56 376
for failure to obey it, be in a position of where you are
doing it at your peril. You might be right or you might be
wrong.
in other words, you say. "I didnct leave and I was right,"
just like sometimes a man says, "Go ahead and violate that law,
it is unconstitutional," you violate it at your peril.
The Chief Justice: But if these people -- that is true —
but if these people were doing nothing out of the way, which
he said, he said they were just playing there and doing nothing
else, and if that is true, and if it is true that he had no
knowledge of a violation of any rules of the park, what is
there in this case to indicate that these people were doing
something unlawful for which they could be moved along by a
police officer without more?
Mr. Garfunkel: We were not charging them with doing some
thing unlawful, Your Honor. We were charging them with going
upon the park for the purpose of disturbing the peace.
The Chief Justice: It was a public park.
Mr. Garfunkel: Thac is correct, sir.
The Chief Justice: And they admitted they had the right
to go there, didn't you? I thought your opening statement was
that they had the right to go to that park.
Mr. Garfunkel: We said if this arrest was used for the
purpose of preserving segregation in the park, we say that it
should be reversed. We further say
et57 377
The Chief Justice: You mean although you admit that
that you don't admit chat a Negro had a right to go on that
court?
Mr. Garfunkel: No. The Negro had a right to go on chat
court, but not for the purpose for which they went on it. In
other words, they went on to see what would happen. They went
on to see if they could play. At that time —
The Chief Justice: I thought you said —
Mr. Garfunkel: What is that, sir?
The Chief Justice: I thought you also made no point of
that, that they had a right to go there because it was legal
under the rules of the park for Negroes or anybody else to go
in that park.
Mr. Garfunkel: No, sir. I said it was — - I admit if —
there is no park segregation, but you do not have the right
to go on the park when the park is reserved for others, and
you are requested to leave. But we did say the purpose they
went on this playground, was for the purpose of disturbing the
peace not by their actions, but by the reaction that they could
get from the people around them.
If they had actually gone on the park to play basketball
they would have acted in a differentmanner. These were grown
men, 23 to 32 years of age, and they went on with the purpose
of seeing not that their actions but the reaction, and part
of the disturbance of the peace, as we understand it, in our
et58 378
brief, in our brief to the Supreme Court of Georgia, we have
dealt very extensively with respect to that, and that was made
a part of this record.
The Chief Justice: Mr. Garfunkel,. I must come back to
this statement:
"I observed the conduct of these people when they
were on the basketball court and they were doing nothing
beside playing basketball. They were just normally play
ing basketball, and none of the children from the schools
were there at that particular time."
Mr. Garfunkel: Right.
The Chief Justice: What was it, are you going to tell us
that because someone else driving around that park might get
excited that might do something unconstitutional that these
people can be put in jail for not moving along?
Mr. Garfunkel: The unconstitutionality was not because —
at this time this park was a well-known public playground, the
people riding around, we presume, knew those children were
coming because they had come there every day during school hours,
and that here were these men who had come on this park at this
time when these children were generally there, and they took
it over, and we say that this was the reaction.
The Chief Justice: They took it over?
Mr. Garfunkel: They took over the playground. There was
nobody else. Certainly the school teachers or the children
e59 379
would not want to go on the playground — they might want to
go, hut they would not want them to go on the playground.
The Chief Justice: Is that all there was on the playground,
just the basketball part?
Mr. Garfunkel: No. The record, as it shows it, there
were swings and slides. There is a playground area.
The Chief .Justice: It is rather a large park, isn’t it?
Mr. Garfunkel: It is a large park with the playground
area which is small. The playground area is at one end of
the park. The rest of the park is devoted to other purposes,
and the playground area is immediately across the street from
these schools.
The Chief Justice: Very well.
Justice Black: Suppose you had had a statute in Georgia
stating precisely what you said here with an overall considera
tion for making it illegal for these people to stay there.
In other words, you had a statute which said that because the
State of Georgia wants to regulate the parks and regulate them
this way, where men go on the park to play, and they are colored,
and they are there at a time when they should not be there —
that is what you have argued here as to what has happened —
they shall be committing an offense, they shall be convicted of
such an offense.
Mr. Garfunkel: No, sir? such a statute would be unconsti
tutional.
ec60 380
Justice Black: Why. because it embraces —
Mr. Garfunkel: Because of the fact that it embraces the
fact that they v/ere colored.
Justice Black; What were the reasons that this man gave
you for excluding these men if not one being that they were
colored, and if we had to determine what was the ground for,
the overriding ground for, the statute, if it was a statute,
why would we have to decide it when it is brought up in this
nebulous fashion?
Mr. Garfunkel: The statute, the question of the color,
we are going into what was in the mind of the police officer
as to why he asked them to leave.
Justice Black: He said he arrested them because they were
colored.
Mr. Garfunkel: Wo, he said first, originally, "I arrested
them because I was afraid of what might happen. Children v/ere
expected on the playground within a certainty by 2:30."
Justice Black: You also used the words "he arrested them
because they v/ere colored."
Mr. Garfun3:e.l: The police officer on cross-examination —
Justice Black: Well, whatever it was.
Mr. Garfunkel: Yes. He came baclc on cross-examination
and said, "Was one of the reasons that you arrested them because
they were colored?"
He said partly, but that was not the reason he gave.
et61
3^0-A
#11
Justice Black: Suppose the Georgia statute says partly
because they v/ere colored?
Mr. Garfunkel: The statute would be unconstitutional.
Justice Black: Unconstitutional.
Why wouldn't it be if it was in another statute?
Mr, Garfunkel: The State of Georgia —
Justice Black: You haven't explained this one to me,
Mr. Garfunkel: In the record, Your Honor, I say that is
why we went into the other issues to show that under similar
circumstances where there v/ere children who v/ere colored, they
v/ere not asked to leave and v/ere not arrested. But because of
the fact — to show that the reason for the arrest was not
overriding, primarily, because they v/ere colored. The reason
for the arrest was because they v/ere grown men. If they had
been children they would not have been arrested.
Justice Black: Of course, if this was to be used as a
device for the purpose of keeping colored men off, you would
agree that you cannot do it?
Mr. Garfunkel: That is exactly what I said at the beginning
of my argument.
Justice Black: Any more than you can disfranchise people
by the grandfather clause.
Mr. Garfunkel: That is correct, and that is why we were
trying to show the court and the jury by the testimony of the
police officer that in other circumstances colored children had
etS2 331
been allowed to play on the playground and had not been arrested.
So this would differentiate and show that color was not -*• and
this same police officer had said he had seen colored children
playing out on the playground and he had not arrested them or
asked them to move.
But he said this was different. These were grown men and
this playground at that time was designed or set aside, he knew
the children were coming.
Justice Black: But suppose they only applied it to grown
men when they were colored. He said these were colored and
they were grown men.
Mr. Garfunkel: Then I think if the defense would have
shown that that had been used for that purpose that they only
applied to colored grown men, I think it would have been a
valid defense, and they should have been acquitted.
I would like to call the Court*s attention to the fact that
no evidence v/as introduced by the defendants. The only witnesses
were witnesses by the State.
Justice Black: What do you mean, the man who made the
arrest gave the reason.
Mr. Garfunkel: Your Honor put the question to me if they
didn51 arrest anybody, didn't arrest a white man. I might say
that no colored man has been arrested, no colored children have
been arrested, under the statute, and v/e have had no further
difficulty on this question. This is the sole arrest that was
et63 332
made*.
Colored children have played on the parks during the
afternoon after school hours. I do not know that they play in
Daffin Park so much because it is further away from the colored
area, but they do play quite extensively in the Park Extension,
which is in the midst of a mixed area, and every afternoon they
play up there.
Justice Black: In your view, if we find — we would have
to find this was the overriding purpose, and unless it was what
you called the overriding purpose, Georgia had a right to do it?
Mr. Garfunkel: I would say that the jury had a right to
find the man guilty because of the fact that the overriding
purpose was not — was that the statute was not being used as
a cloak to preserve segregation, and that it was not being used
as a c3-oak to preserve segregation, we feel it should be affirmed.
Justice Clark: What was the actual reason the officer
gave to the petitioners?
Mr. Garfunkel: The petitioners did not actually ask it. The
petitioners — he went up to the petitioners and said, asked
them to leave, and they said, :,By what authority did you get
here," and in a very sarcastic manner, and that was all.. They
did not ask vzhy.
I think if they had asked why I think they would have been
entitled to have been given a reason. But the evidence of the
officer says, "By what reason," and he says — or "By what
383
authority," he says, "I will have to ask you to leave, and if
you don't leave" — they just piled into the police car. There
were seven of them, and he had to ask them to get out and wait
until the cruiser came because they could not carry them all.
The testimony of the officer was they looked like they
were waiting to be arrested.
The Chief Justice: If somebody asked you to get out of a
public park, whether it was a police officer or not, what would
be your question? Wouldn't you be likely to ask him for what
reason or by what authority he was ordering you off?
Mr. Garfunkei: I think that would be by what authority,
but he said they didn’t put it in the way of what authority —
he put it by what authority, but he did not ask the question
"Why are you asking me to leave," or "why are you asking us to
leave." '
They were raerely out there, he said they were ready to be
arrested, the way the police officer said. He said they went
on that park ground, they played, and when the police officer
came up and asked them to leave and they didn't leave, and he
said, "By what authority," and he said, "I will have to arrest
you," and they just piled right in there. That is the record.
The police officer —
The Chief Justice: The fact that they went along peace
ably after they were arrested, is taken as evidence against
the petitioners?
et65 384
Mr. Garfunkel; Not that they went along peaceably, Your
Honor, but they practically anticipated. That is the point
I am getting at.
Justice Black: Is it your statement that a man can be
arrested by a policeman if a man is peacefully on a place,
without giving a reason as to why he is arrested?
Mr* Garfunkel: Our State — I think when a police officer
is in uniform and the police officer has a right to arrest a
man for committing an offense in his presence. Of course, this
became an offense when they did it in his presence.
Justice Black: Without telling him why?
Mr. Garfunkel: It doesn!t state whether you have to tell
the man why at that time. I mean, it was perfectly obvious what
was going on. I think if you were to meet a man and say, a man
you are going to arrest, and he asks you, "Why am I under arrest,
you would tell him.
The normal person would ordinarily say, "Why are you
arresting me?" If some policeman was going to arrest me, the
first question would be why. I wouldn't say by what authority
because his authority was his uniform.
Justice Black: You would probably choose other words.
Mr. Garfunkel: Other means.
Justice Black: I would think under the basic rules of
arresting a man you have co tell him why, by what authority..
Would he have a right to resist in the beginning if you didn't?
ec66
fls
335
Mr, Garfunkel: If he is questioning the arrest. If he
is questioning it — suppose, and I am talking about the question
ing# the reason for the arrest. If a man, if I were in plain
clothes# and I were a detective, and I said to a man, "You are
under arrest," he might want to know by what authority did I
have to arrest him.
Here was a man in his uniform and the record shows he was
in his uniform as a police officer.
Now# he says# "I am going to have to ask you to leave,"
and they say, "By what authority do you corae out here to tell
us that," and then he said, if he has said why, and the police
officer said# "Well, there are going to be children out here
on this playground in a few minutes and we are going to ask you
— we are asking you to leave to let them come ouc here," I
think it would have been a legitimate question for why, and
the policeman owed them a duty to tell them why.
But they did not go that far. But as soon as he said, "I
arrest you," they piled into his car. They anticipated all this.
Justice Black: His answer didn't indicate that he was
anxious tc tell them why he was arresting then.
Mr, Garfunkel: The record shows that most of the sarcasm
or all of the sarcasm was on the part of the defendants. There
was nothing in the record to show that the policeman did not
act in a polite or courteous manner to these men.
Justice Black: They did not act polite?
Mr. Garfunkel: Yes* sir.
Justice Black: I/here?
Mr. Garfunkel; He says "One of them sarcastically asked
me"
Justice Black: Sarcastically?
Mr. Garfunkel: Yes.
Justice Black: You mean by the Inflection of his voice?
Mr. Garfunkel: I don't know exactly what it means. All I
know is that is what the witness testified to, Your Honor. At
that point the witness gave as his opinion, "one of them said
sarcastically" —
The Chief Justice: He said they were in there peacefully,
just playing basketball and nothing else, it would irritate you
to be thrown off of a basketball court in the park.
Mr. Garfunkel: Your Honor, it is the reaction that hurts,
that comes. Sure, it would hurt me a lot of times to be thrown
out of anywhere.
The Chief Justice: Yes
Mr* Garfunkel: But it is the reaction that is the cause —
let us use another example. It is very hard to realize what we
are saying. It Is not their reaction but It is the action that
arises from their reaction.
Let us take this: I am Jewish. I am a member of the
Orthodox faith. There Is a big difference between the Orthodox
and the conservative. The main difference is the seating, mixed
seating. In the Orthodox you have separate seating, and in the
conservative you have mixed seating.
In an orthodox congregation where they have separate seating,
you have a member of the synagogue who thinks that it should have
mixed seating.
So on a Saturday morning he comes dressed with his wife and
they go down and sit In the middle of the synagogue peaceably
without doing anything, asking for a prayer book, and they want
to engage In prayers. They are not doing anything unlawful. They
are not disturbing the peace per se. But I believe that you
would have a tremendous reaction In a truly orthodox synagogue
by these people so sitting in the section reserved exclusively
for men.
The Chief Justice: You think if an Irish policeman came
in there and said, "Get out of here'1 —
Mr. Garfunkel: I think —
The Chief Justice: You think they would not have a right
to say by what authority?
Mr* Garfunkel: They have the right to ask by what authority
by what authority they are asked to come in, and I think if he
said, "by the authority of my uniform," I think they would be
required to go.
Justice Douglas: You have overlooked one other crucial
fact here*
Mr. Garfunkel: Yes, sir.
Justice Douglas: The state has sent somebody to prison or
fined somebody.
Mr. Garfunkel: Pined somebody. The fines, as you will
notice, were $100 for five of them, and $125 for the sixth,
and there was a reason for that. There was no Intent to make a
big case, it was just a question of whether they had actually
violated —
The Chief Justice: If they do not have the $100 they go
to jail.
Mr. Garfunkel: If they do not have the $100 they would
have to go to jail. That is the judgment and the fine.
The Chief Justice; Thank you.
Mr. Nabrit.
REBUTTAL ARGUMENT ON BEHALF OF NATHANIEL WRIGHT, ET AL.
PETITIONERS
BY JAMES M. NABRIT, III
Mr. Nabrit: May it please the Court, these were the first
Negroes to play on this basketball court. There is some evidence
that some children had fished in Baffin Park., but all the
witnesses agreed these were the first. No colored children
had played basketball here.
As I understand the state's argument it is that the Negro
is welcome in this park and has a right to play there but he doe
not have a right to coine there for the purpose of finding out
if that is so.
In any event, this is a segregated park to me where the
only Negroes — segregated basketball court where the only
Negroes — who go there get arrested.
The People against Galpin, a New York case was mentioned.
That case involved no constitutional issue, state or Federal.
It was the construction of a state lav;.
Now, this argument that the state grants that there was a
purpose to commit a breach of the peace is an attempt to prove
a state of mind. It Is an attempt to prove a state of mind in
a case where there is no admission of such a purpose, and where
there are no circumstances from which you could infer such a
purpose.
The circumstances the state points to are, one, the fact
that these are Negroes in a white neighborhood and, two, a claim
that this playground was reserved.
Now, if you accept the state's case at its strongest, that
maybe somehow this area was reserved for children, you still
cannot get an Inference of an intent to commit a crime without
making a constitutionally impermissible use of the statute,
to permit someone to be punished where he did not know, he had
no opportunity to know, of the rule or that he was breaking any
rule. There were no signs around that this was reserved for
children.
There is nothing in this case, in Mr. Hager's testimony,
remotely arising to the dignity of a rule or regulation. The
best that you can get is that he had a personal preference or
department preference, unexpressed to anyone until the trial,
for children to use these basketball courts, and his testimony
about it being reserved for the use of the schools, he says they
are more or less left available for them. But there is no
reason to think that the petitioners had any opportunity to
know this.
So the statute would be doubly vague, indeed this is very
reminiscent of the problem in Neomoko vs. Maryland where the
petitioners before this Court were convicted of disorderly con
duct for holding a religious meeting in a public park where there
was no — and the only claim of disorderly conduct is they were
there without a permit, and there was no ordinance requiring
that there be a permit and, indeed, no standard for the granting
of a permit. But the facts are somewhat analogous.
Now, there is a contention that because children were going
to be at this park in half an hour perhaps this is a circumstance
from which you can infer a breach of the peace.
391
There is no evidence to indicate that the petitioners
knew the children would be there in a half hour. When they
asked the officer, "By what authority" — I think I will read
that testimony. I don't know which one it was — this is
Thompson's testimony,
Justice Stewart: What page?
Mr. Nabrit: The middle of page L!-0. He said:
"One of the, I don't know which one it was, came up
and asked me who gave me orders to come out there and by
what authority I cane out there, and I told him that I didn't
need any orders to come out there."
If you can translate that testimony you can imagine what
that officer really said. But his own version of it is that he
told the petitioner he didn't need any orders to come out there
and order them off.
Justice Goldberg: Mr. Nabrit, if we can imagine what the
officer said, can we also imagine that these fellows came on the
park to test the segregation question in the park and prepared
to take the consequences of the fact that there might be some
trouble if they did? Would that be a fair inference from this
record?
Mr. Nabrit: I think my argument is the same whichever way
you look at that, Your Honor. I think that we can assume that
a Negro going on to a customarily white basketball court in
Savannah, Georgia, is engaging in non-conformance conduct.
rb-7
.av 13
392
Justice Goldberg: Which might create some problems,
Mr. Nabrit: That Is right. But to me that doesnrt change
it.
Justice Goldberg: You would say he had the right to do it,
and we ought to be protecting that right and not arrested for
exercising it; is that what you are saying?
Mr. Nabrit: Yes, that is right.
To finish that, that the officers never connected their
order to leave to this problem of that the park was for children
or "to the half hour period. Actually a half hour is a pretty
good period to engage in a basketball game, especially when
you get up around thirty years old.
I respectfully submit that the judgment below should be
reversed.
393
The Chief Justice: Mr. Solicitor General.
ARGUMENT ON BEHALF OF THE UNITED STATES
BY MR. ARCHIBALD COX
Mr. Cox: Mr. Chief Justice, may it please the Court,
the oral argument in these seven cases has thus far covered a
wide range of new but very fundamental constitutional questions.
In our view none of them or certainly almost none of them
need to be decided, and the United States takes no position upon
them at this time because we think that the convictions must be
reversed upon narrower and much simpler grounds.
I would like first to lay to one side two of the cases and
then come to the five with which the bulk of my argument will
be concerned.
First, we have filed no brief, and I shall not argue concern
ing Wright against Georgia, the case that was just argued before
the Court.
The constitutional principles applicable to that case are
well settled. It was conceded at the Bar that discrimination
on grounds of race in a city park was unconstitutional, and what
is involved, therefore, is the application of rairly well-
settled principles to particular facts.
Second, I would like to deal briefly with Griffin vs.
Maryland, the case Involving the Glen Echo amusement park,
because it seems to us that that case, too, can and should be
cited upon grounds peculiar to it alone.
rb-9
394
The decisive facts in our view are three:
First,, Maryland delegated its police authority or part of
its sovereign power to Lieutenant Collins who was acting under
the direction and control of the park, so that the park was in
every substantial sense exercising the police power of Maryland.
Second, Lieutenant Collins made the arrest and instituted
the prosecution while on duty as a state officer.
May I say in this connection that the warrants that appear
at the beginning of the record, as I understand it, are warrants
that serve the purpose of a complaint or information in many
criminal proceedings, that is to say, this is the way the
prosecution was started, and if you will look at the first, at
the application for a warrant, you will see that the police officer
recites in it that he had already made the arrest, so that this
was not the initial step toward a formal arrest, that he had made
the arrest, and this was the institution of the prosecution.
Justice Stewart: In the Glen Echo case?
Mr. Cox: In the Glen Echo case, yes.
Third, admittedly the park's instructions to Lieutenant
Collins as to what ho should do were based on grounds of race.
Now, it seems to us that on those facts the decisive prop
ositions of law are also three:
First, that when a state delegates its police power to a
private person, the state is responsible under the Fourteenth
Amendment for the way that its police power is exercised.
Justice Harlan; Why isn't that true also in the case of
an ordinary police officer?
I'lr. Cox; Because of my second proposition I think is,
perhaps, the best way to answer Your Honor.
We submit that the park manager's discriminatory motivation
in ordering the petitioner to leave cannot be separated from
his motivation in ordering the arrest and institution of the
prosecution.
In other words, you cannot separate his mind into two
compartments and say that when he asked — when he had the
police officer tell the petitioner to leave, yes, then he
was acting out of a desire to promote segregation. But when
he told the police officer to exercise the state’s sovereign
power then he was acting in a non-discriminatory fashion. They
just being in one m a n ’s mind, it is too close a connection, we
submit.
Justice Goldberg; General, what is the difference though
when a case where the park manager having made up his mind that
he wants to discriminate, as here, because that is apparent In
the record, or gets on the telephone and calls a policeman and
says, "Execute It," and in a case where he hires this private
detective who also has a badge? Doesn’t it all add up to the
same thing?
Mr. Cox: I think sometimes the fact that you can do, you
can accomplish, the same result in a constitutional way is not
i -b -1 1
396
an excuse for doing it, for going about it, in an unconstitu
tional way.
When I say accomplish it in a constitutional way, let me
make it plain that I am assuming that only for the purposes
of argument. There were argued here, of course, a number of
other grounds, and I do not mean to imply that I reject them
at any point. I am not dealing with them. But there are a good
many things where the same result can be constitutionally
accomplished but, nevertheless, if it is done unconstitutionally
there is a violation.
Second, we think that here it is not clear that the same
result would necessarily have followed.
There is often a practical difference in dealing with minor
f
crimes or squabbles between citizens, between what the police —
and how the police may act. They have a certain amount of dis
cretion.
I don't know about Glen Echo or a city, but I know in a
small country town when two neighbors start a row, the chief of
police, if he thinks anybody is being unreasonable, he says,
”You had better go see the Selectman Monday night” and then
the Selectmen d o n ’t have time for him that Monday night, and
we tell him to come back to a meeting a month later.
There are many practical differences between the states1
exercising of their own public discretion. One of the best
illustrations in our history, of course, has been in connection
vi 1th labor disputes
The conduct of deputized officers has been different over
and over again from the conduct of formal public officers acting
under the direction of public officials.
Justice Goldberg: Are you arguing then, is it a deduction
from your argument, that if the state does exercise its dis
cretion through a police officer and conies in and makes the
arrest that is more 3tate action or less state action than took
place here?
Mr. Cox: It is, in a sense, state action unquestionably.
I would say that the question then became whether it was a state
denial of equal protection of the laws.
Here I think the state is responsible, that the exercise
of state power has been based on the discriminatory motive of
the manager.
In the case where the public official comes in, his motive
may be that he is intervening for the purpose of supporting
the private decision of the owner of the property to decide whom
he will license to appear upon it regardless of the motives of
the private person.
But where it is a private person who is acting out of
discriminatory motives, exercising the state power itself out of
discriminatory motives, then it seeni3 to me to be different.
Now, in stating the argument again I did not mean to reject
the suggestion that it may be enough that the state arrest and
rb-13
# IK
398
prosecute.
The argument has been made, based on Shelly and Kraemer,
that it is. As to that, I simply take no position.
But it seems to me distinctly different, and I could
concede there was no state denial of equal protection of the
laws where the superintendent of the police sends an officer to
make the arrest and still make the argument I am making here
because the motives would be or at least could be entirely
different.
Here the motive, admittedly, the motive with which the
manager acted, would be discriminatory.
Justice Goldberg: Wouldn’t that be so in both cases?
Mr. Cox: Yes. But the manager is not exercising the
state power in the case where the independent policeman comes
and makes an independent judgment. But he is exercising the
state power in this case.
It has been given to him to exercise. In a sense, perhaps
it is fair to draw the analogy between this case and in the case
where the state gives its property currently owned by it, as
in Birmingham, and Wilmington Parking Authority, and this Court
said where the state gave Its property in a state building to
a lessee, then the state was involved to such an extent that it
couldn’t later pull back and say "We have no responsibility.
The private owner has made the decision.11
Well, so a fortiori, if it gives its sovereign power it
rto-14 399
cannot later attempt to disentangle itself from the way that
sovereign power is exercised.
Justice Goldberg: But isn't it entangled in both cases?
Let's restate it. A private owner calls up the police and says.,
:,I don't want Negroes to come to Glen Echo. That is the basis of
my decision and, therefore,since it is my decision that they
should not come, I want to make an arrest."
Then the state comes and makes the arrest. How does that
differ from a case where the private owner says, "This is my
decision and I hire this man and he has a badge to execute it?"
Mr. Cox: In the second case this man he has hired is his
man, paid by him, loyal, with a duty of loyalty, to him, following
his direction and exercising no independent judgment whatever,
and regardless of what the answer may be in the case where he has
an opportunity to exercise an independent judgment, I submit the
state cannot disclaim the responsibility in the case where he has
none.
It may well be, as has been suggested here that there is
enough state action anyway. But in one case there is a situation
where it is a step removed. There has been an opportunity to
make an independent judgment, to act on whatever grounds the
state may care to act on, and one of those grounds it is argued
for the other side Is that"we are going to act to protect owners
to do as they please in admitting people to property."
But where It Is all in the same man's mind, I submit that
rb~l5
400
he cannot separate them out and say —
Justice Stewart: I think your argument can be run the other
way. I mean., as you emphasize, this was a man paid by and
exclusively under the control of the operator of Glen Echo, and
not under the control of the state,
Mr. Cox: But he is wielding state power. Just like the
man occupying the space in the Wilmington Parking Authority
building was using state power, he is wielding state power.
Justice Brennan: What you are really saying is we ought
to consider the Glen Echo case as if that badge had been worn
by the manager of the park.
Mr, Cox: Precisely, precisely.
If, of course, the Court rejects this ground, then —
in the Glen Echo case, then — other questions are presented.
I would like to lay Glen Echo on one side.
Justice Stewart: The Glen Echo case, in that case you
could not maintain the argument, could you, that you make in
these sit-in cases?
Mr. Cox: No, sir.
Justice Stewart: Because Maryland does not have this
massive group of segregation legislation.
Mr. Cox: Nor any ordinance.
Justice Stewart: Nor any ordinance,
Mr. Cox: Such as we rest on.
Justice Stewart: No.
rb-16 401
Mr. Ccx: I come now to the other five cases, and also
there are strong arguments that have been made to the contrary,
and which may turn out to be well-founded.
I assume, and solely for the purposes of argument, that
owners of stores, restaurants and like establishments do have the
privilege cf choosing their customers upon whatever grounds,
however immoral or unworthy, and that a state does not violate
the Fourteenth Amendment by making its peace officers and courts
available to all proprietors with discrimination and without
scrutinizing the grounds of their decisions.
I say I assume that simply for the purposes of argument,
and conscious that there are strong arguments on the other side
Which may well prevail, and which would have to be considered
if our ground is rejected.
We think that the principle is not — that principle that
I assume is not applicable to these cases for two reasons:
First, we are not dealing here in any substantial sense
with the right of a property owner to choose whom he will admit
and whom he will exclude. These stores were open to the general
public in all five cases that I am now speaking about, open to
the general public without any discrimination.
The owners have solicited the patronage of Negroes and
dealt with them regularly at all the other counters, and in
several of the instances, at least, the counters seemed to be
all mixed up together so that in anything except the most literal
402
sense, Negroes were free to go anywhere in the store.
But the only privilege that the proprietor is really assert
ing here is the privilege to subject Negroes to a social stigma
of inferiority, and to insist on that by preventing them from
breaking bread together with white people.
Now, from the standpoint of whether there is state respansi
bility, a state denial of equal protection, that fact may be
unimportant,but if one comes to consider the other arguments
that there are substantial private property rights involved in
a constitutional sense, then it seems to us that Marsh and
Alabama furnishes a complete answer, and it shows that there
are no really substantial property rights to be weighed in the
scale here.
The second difference, and more important difference, is
that in these five cases there was antecedent state action which
under well-settled principles, indeed indisputably violates the
Fourteenth Amendment.
The Chief Justice: lie will recess now for lunch.
(Whereupon, at 12:00 o ’clock noon, the Argument was
recessed, the Court to reconvene at 12:30 o ’clock p.m.
of the same day.)
TAYLOR #1 403
rb-1 AFTER RECESS
12:32 P.M,
The Chief Justice: Mr. Solicitor General.
ARGUMENT ON BEHALF OF THE UNITED STATES
BY ARCHIBALD C, COX — resumed
Mr. Cox: Mr. Chief Justice, may it please the Court,
I was just beginning to deal with the five remaining cases when
the Court closed for luncheon.
Our basic view concerning them is that in each of these
five cases there was antecedent state action which under well
settled principles violated the equal protection clause of the
Fourteenth Amendment. I refer, of course, to the ordinances
In four of the cases, and in the fifth, the Louisiana case, there
is a mass of current and pervasive state statutes establishing a
state policy of racial segregation in all aspects of society. So
it seems to us the only question here is whether the criminal
convictions are so related to the unconstitutional state laws
as to be invalid, and we think that they are.
Basically our proposition is that a state may not, con
sistent with the Fourteenth Amendment, both induce the pro
prietors of businesses to engage in racial discrimination and
then prosecute the victims for criminal trespass or some similar
offense.
Now, because of the importance of the ordinances, I would
like to take just a minute to review the record with respect to
2
4o4
thorn.
Beginning with Peterson against the City of Greenville,
the Greenvile ordinance is printed on page 35 of our brief and
it clearly required segregation in this Kress department store.
It also happens, although we would make the same argument anyway,
that the record does reveal the effect of the ordinance. Kress1
manager testified that his Instructions from the national organiza
tion were to adhere to local custom. Then when he was asked,
"Mr. West, why did you order your lunch counter closed", he
replied it Is contrary to local custom and it is also the ordi
nance that has been discussed.
Justice Douglas: There has been some discussion —
Mr. Cox: That "ordinance" means "statute". Well, I don't
know why anyone reads ordinance to mean statute. The distinction
has been clearly drawn earlier in the trial and ordinance on the
face of it to me means ordinance.
It was also planned that the ordinance was identified for
the purposes of the record and was excluded only on the ground
of the judge's substantive theory of law which, of course, is
challenged here.
It also seems plain to me from the opinion of the Appellate
Court that it regarded the ordinance as properly proved, properly
before it, but it thought that the ordinance was immaterial
because it said the prosecution isn't founded on the ordinance
and therefore it Is not before u s .
The second case, Gober against the City of Birmingham, the
Birmingham ordinance, again one requiring segregation in these
department stores at the eating place, is printed here in this
case on page 22 of our brief. And again the record shows that
some attention was called to the effect of the ordinance.
It was discussed at the trial. The trial court did cut off
further inquiry but we do get a certain amount of light into it.
Thus the witness Gottlinger, who was the controller of zhe store,
testified in the Gober case that the assistant to the president,
who is the one who asked Gober to leave, had said he told him
that they couldnrt be served here and then later he told him
that it would be against the law to serve them here.
This was the reason given by the store In the Gober case
to require them to leave.
The point is certainly raised in the trial court by the
petitioners. Counsel explained, "It Is our theory of this case
that it is one based simply upon the city’s segregation order."
And Mr. Gottlinger, the controller, Mr. Pizitz, the assistant to
the President of the store, and the police officers and everyone
acted simply because of the segregation law.
So we submit so far as the trial court is concerned, there
is no question about this having been brought out In the lead
case. It was adverted to in a second of these cases, or a
number of these cases that were tried in sequence, at record
166 and 168, and I think the circumstances of the hearing make
406
it plain in substance that what with the judge, it was the same
judge, what he had been given notice of in one case he clearly
had notice of in the other.
Now, it has been argued that Alabama has some ?male of
procedure that prevent taking this ordinance into account. I
d o n ’t feel qualified to discuss Alabama procedure in any detail,
and I think I will have to leave that for the arguments of counsel
who are more familiar with it, but there are a few points that I
think I should note that may be helpful to the Court.
One is that the case is cited for the proposition that these
prosecutions are governed by the rules of civil practice. They
seem to have to clo only with the assignment of errors on appeal
and none of those cases — I can't speak as to the understanding
of the Alabama Bar, but none of those cases as we -read them have
anything to do with the filing of special pleas in the trial court,
or applications or other pleadings.
Second, it is entirely clear that the Alabama statute not
only permits but apparently requires the Court to take judicial
notice of this ordinance.
And third, it appears not to be disputed that the petitioners
in these cases did properly argue to the Alabama Appellate Court
the proposition that they were being denied the equal protection
of the laws in violation of the Fourteenth Amendment.
Now, it seems tc me that the reference to the segregation
ordinance under these circumstances is the kind of legal reason
ing that a lawyer develops under that main point, that it is
subordinate to it, the specific application of it rather than
the kind of point that you would ordinarily be required to raise
separately. And again although we certainly haven't exhausted
the matter of research, looking in the obvious places we find
no Alabama case that would seem to prevent the argument having
been raised in that fashion.
There may be some that aren't as obvious when we look at it
in the course of an afternoon. So we think it cannot be assumed
and indeed would be contrary to general experience that the
Alabama court couldn't have taken note of this argument. What
was argued to it, of course, I don't know.
Justice Stewart: You don't know whether anything was said
in the Alabama Supreme Court?
Mr. Cox: The brief wasn't available in Washington. We don'
know what was said in the Alabama —
Justice Stewart: Or whether the ordinance was pointed out
to them?
M r . Cox: What?
Justice Stewart: Or whether or not the ordinance was
pointed out to them?
Mr. Cox: We know from the opinion that the court said the
ordinance is irrelevant, as I read it, because the case wasn't
founded on the ordinance. There was no charge that they violated
the ordinance.
Now, the language is a little broader — there is no pleading
based upon it.
Justice Stewart: In the Gober case?
Mr. Cox: In the Gober case. The language in the opinion
is a little broader. It says there is no pleading based on the
ordinance, but reading it in context — 1 can't be sure as to
saying what South Carolina did. This isn't prosecution under
the ordinance, so stop talking about the ordinance. But this
isn't, as I will attempt to show a little later, the complete
answer.
Now, Shuttlesworth is governed by the same considerations
in thi3 respect as Gober. The charge was that Shuttlesworth
either incited or aided and abetted in a violation of the
criminal trespass statute. The same ordinance, same segregation
ordinance, is involved and it has the same pertinence as before.
If what he was advising these young people to do was const!-
tutionally protected under the circumstances, then, of course, he
committed no crime In advising them to do it.
The fourth ca3e is Avent against North Carolina. We have
set forth on page 6 of our brief the ordinance of the City of
Durham.
Now, in this case it is quite clear that the ordinance was
not mentioned in the trial court and apparently it was not
mentioned on appeal. It is also clear that the North Carolina
courts will not ordinarily take judicial notice of a municipal
409
ordinance.
The North Carolina statutes do set forth specific ways of
proving an ordinance. The reference concerned is GS 160-272,
or alternatively, GS 8-5.
At this Bar yesterday or the day before it was stated by
counsel that the ordinance we have printed here is an ordinance
of the City of Durham, that the ordinance is still in effect in
the City of Durham, and that it has been marked to be repealed.
Nov;, under those circumstances the only ground, the doubt as to
the existence of the ordinance, as to the correctness of the
reported form, as to its not having been amended, is entirely
removed and the —
Justice Stewart; It was also conceded, wasn't it, that
the ordinance was unconstitutional?
Mr. Cox; It was conceded that it was unconstitutional as
indeed it undoubtedly is. I d o n ’t think that removes for reasons
I will state a little later its significance from this case. It
also is the rule that where counsel stipulate as to an ordinance,
then the normal objection to judicial notice is removed. The
authority I can refer the Court to is a Tennessee case, Getty
against the City of Memphis, 263 Southwest 532 at 535.
Justice Goldberg: General, do you take a statement by
counsel, in answer to a question by this Court, to be a stipu
lation, as to put an ordinance in evidence?
Mr. Cox: I would think it was regarded as — it was an
b-3
410
acknowledgement of its existence and that it was correctly set
forth here, yes.
If I made such a statement, I would expect to be held by
it and I assume he did, although I am not trying to trap him
into anything.
Justice Goldberg: Isn’t there just a difference between
stating something exists and stating what its effect may be in
terms —
Mr. Cox: I don't think there is any stipulation as to its
effect on the case. If I said that, I quite misspoke myself.
Justice Goldberg: What you are stating is he admitted that
the ordinance you quoted in your brief —
Mr. Cox: It exists.
Justice Goldberg: — is the first time it entered the case
Mr. Cox: Yes.
Justice Goldberg: — Is In existence, Is that correct?
Mr. Cox: Yes, and therefore the necessity of proving it,
I would say, was removed.
Now, the question remains —
Justice Goldberg; The necessity of removing it in the trial
court was removed?
Mr. Cox: What I was going to say remains and will perhaps
answer Your Honor. I was going to say the question remains
whether it was brought up this late. But that would be not the
normal obstacle to taking judicial notice but a state ground
rb-9
4ll
having to do with raising at this stage something this far
a long.
As to that, I would suggest two things, first, we are
assuming that the ordinance is considered in the South Carolina
case, as it must be, and that this Court should hold, as I shall
argue when I get to the substance, that the North Carolina
conviction must be reversed because of it. Then we would have
established substantive constitutional law in the Durham case
that there was a deprivation of constitutional rights in the
conviction.
Now, I find it very hard to believe, Mr. Justice C-oldberg,
that if the matter came before the North Carolina court in that
posture, with an admission that the ordinance did exist, that
it would still say, "well, it is too bad; the petitioners must
go to jail, even though this deprives them of their consti
tutional rights, because they didn't foresee what the Supreme
Court would ultimately hold.
And I thiftk that this Court, it would seem to me, has the
same power to do what it thinks the North Carolina court would
do and that is take the ordinance into account.
I would also point out that in the Terminiello case the
Court did decide it and reversed on c o m titutional grounds
because of an error in the charge that had not been raised in
the state courts.
Finally, and perhaps most important, this Court under the
rb-10 412
relevant section of the judicial code, 28 USE 2106 is, of course
not limited to affirming, modifying or reversing, but it may make
such disposition of the case as justice may require.
Nov;, here not only would we have this supervening event
showing that A vent had been denied his constitutional rights
but the Court would also have in front of it some other con
stitutional issue that seemed to us to be new and far-reaching
and which may some day have to be decided but which doesn't
have to be decided now.
Under these grounds justice would seem plainly to require
if this Court can't notice the ordinance, sending the case back
to the North Carolina court in order to get it an opportunity
to deal with these supervening events, and I think I have a clear
precedent for that proposition.
In Patterson against Alabama, which unfortunately I neglected
vo cite ^ rny brief, in Patterson against Alabama —
Justice Douglas: What is the citation?
Mr. Cox: 294 U.S. 600, and I am going to quote from 606,
if the Court will permit. In Patterson against Alabama there was
a conviction in the Alabama courts and the defendant sought to
raise in this Court a constitutional claim. He had not properly
preserved his point in the Alabama courts according to state law.
At the same time the Patterson case was before the court, another
case, Norris, was before the court which involved the same consti
tutional issue properly raised.
The Court sustained the constitutional claim in Norris and
then the question was what should it do with Patterson?
The Court held that it would remand Patterson to the
Alabama court in the light of the supervening events and the
Court said., "We have frequently held that in the exercise of
our appellate jurisdiction, we have power not only to correct
error in the judgment under review but to make such disposition
of the case as justice may require."
And then it went on and explained much that I have just
said and sent the case back to the Alabama court to see whether
their procedure wouldn’t permit them to deal with this new
development.
Now, there is one difference in that case. It was a
capital offense. In this case It is going to jail in depriva
tion of your proper constitutional rights. Thirty days is
obviously not a3 irremedial as execution. Otherwise it seems
to me the cases are on all four3.
*
The Patterson case was followed in this Court In Williams
vs. Georgia, 3^9 U.S. 375, 3^9, U.S. 375, which Justice Frank
furter quoted from the passage to which I have just referred the
Court.
Justice Goldberg: Can we send a case back, in other words,
in effect telling the North Carolina court to change the rule
on judicial notice?
Mr. Cox: No. I d o n ’t think you would be telling the North
rb~12 414
JLir
Carolina court to do anything. If the North Carolina court
should refuse to take the supervening events into account, why,
then, perhaps it would be another ground for bringing the case
here, and there certainly would be the ground that counsel have
argued, that we do not press, but justly positioned, Mr. Justice
Goldberg, would be that justice would require giving the North
Carolina court a chance to decide what it would do under North
Carolina procedure in the light of these events.
In this case there is a very good reason for doing it. It
would be the application of the old, the familiar rule that the
court should not rush to decide novel and unnecessary constitu
tional questions.
And by hypothesis, by ray argument in the South Carolina
case, you would have decided one constitutional question so you
wouldn't be adding to it.
Excuse me, Justice Stewart.
Justice Stewart: Am I right in recollecting In Williams vs.
Georgia that the gambit was not received very hospitably by the
State of Georgia, that it didn't take —
Mr. Cox: I confess I haven't — perhaps we may expect
better from North Carolina, but it seems to me that is not a
reason not to give North Carolina the chance, whatever the upshot
may be. Or not to give the petitioners a chance, whatever the
upshot may be.
Justice Harlan: Assuming that one or all of these courses
415
arc open, what bearing do you think it has, that the record shows
in this case, at least, that this restaurateur was operating in
violation of the statute, namely, operating the integrated
stand-up restaurant?
14?. Cox: Well, I think that is not sufficient to — two
points. First, I think that is not sufficient to overcome the
considerations that I am now going on to develop, and I think
if I might come back to your question, if I haven't answered it
in developing them, I would be happy to do so.
Second, it seems to me that there is question as to whether
the ordinance was understood to apply to stand-up restaurants.
As was said at the Bar here, in the argument of earlier cases
by people who know the customs better than I do, that these
things apply to sitting down together. They don't apply to
standing up together.
In that event, the ordinance might have carried just as much
effect sitting down as if there had been no acquiescence in the
violation with respect to standing up.
An analogy — I don't suggest compelling — will show what
I a m trying to say. There are many places where it is well known
that the speed law is 55 miles an hour, but as long as you don't
drive over 55, nobody will arrest you, and this may be true In
the application of that ordinance.
That isn't my only answer. I go on to say why we think the
ordinances are decisive in these cases.
416
The first three steps seem to me to he clear beyond dis
pute. The first is that an ordinance requiring racial segrega
tion is, of course, unconstitutional.
Second, I take it that it is agreed on all sides that if
petitioners had been prosecuted for violating the ordinances or
for procuring and aiding and abetting violations, that that
conviction would have to be set aside as a violation of the
Fourteenth Amendment because of a denial of equal protection of
the lav;.
And third, if a state by injunction or active threats of
prosecution required a department store unwillingly to expel
Negroes from a lunch counter where whites were being served,and
then the Negroes were prosecuted for criminal trespass for failing
to leave, surely their convictions would be set aside as the
result of a denial of equal protection of the law.
The state can't insulate itself from responsibility for
unconstitutional state discrimination by requiring some private
person to do its dirty work for it, if I may put it colloquially.
That has been adjudicated in a number of lower court decisions
cited in our brief, and I take it that this proposition, too,
no one would dispute here.
So that the question would seem to come down to this. Can
the states defend these convictions as color-blind in the face
of ordinances requiring the segregation based upon color, upon
the ground that the ordinances and the convictions are separated
by the owner's decision to segregate, which decision may or may
not have been the result of the ordinance? Ue think that even
if that is an accurate statement of fact, that the link between
the ordinance and the conviction is still too close and that
the conviction must be set aside upon such a record as a denial,
as the result of a denial of equal protection of the law.
Justice Stewart: Mr. Solicitor General, you began your
argument by making the assumption, which you just said was an
assumption, that there was nothing in the Constitution that would
forbid an owner of a private restaurant from selecting his clien
tele even though his selection was based on mischievous or
immoral or what you or I might think prejudiced and wrong set
of criteria. But wouldn't your present argument mean that if
there were, if a restaurateur in one of these Southern States
which has segregation statutes, and let us say specific restaurant
segregation ordinance, wouldn't this prevent the proprietor of
a restaurant from selecting his clientele on a racial basis
even though in his prejudice he wanted to do that?
Mr. Cox: I think not for several reasons. Let me state
now — let me state them now. Again maybe it will become clearer
after I have said a few intermediate things. But the reasons
are these.
First, it seems to me in these cases it is not necessary for
us to go beyond the point of saying that if the decision — if
the decision is based upon the desire of the owner of the premises
rb-16 418
without regard to the command or inducement of the state, that
the burden of proving that rests upon the state in criminal
prosecutions and upon the ovmer if he is bringing a private
action. And in these cases the inference and the presumption
are the other way, and that there is not only nothing to overcome
them but certainly in the South Carolina case and in the Gober
case in Alabama there is a great deal to the contrary.
Justice White: So I take it you would make it a matter of
factual determination? There may be a presumption operating
which may serve to dispose of these cases, but in the — but in
a normal case you would say —
Mr. Cox: I would —
Justice White: — it would be a factual determination.
Mr. Cox: I would say in these cases it is enough to say
that the state hasn't overcome the presumption. Now, if we had
gone beyond that in the brief, J. am quite prepared to go beyond
it. I am prepared to say that where a state has such an ordi
nance, that the state cannot both command people to segregate
and at the same time come into court and defend the prosecution
for criminal conviction on the ground that its command had nothing
to do with the owner's decision.
Justice White: At least a —
Mr. Cox: In other words, if we had to, we would be prepared
to take that next step, but we don't think it has to be taken
here
Justice Stewart: This would mean that a man running a
restaurant in Montana could exclude all Negroes and serve white
people only, hut a man running a restaurant In South Carolina
cannot.
Am I right?
Mr. Cox: Mo, because I think again the upshot in a prose
cution by the state need not be the same as the upshot in a case
brought by the private owner. That is, the parallel does not
have to follow.
Justice White: You would say, then, that perhaps the police
might be, the 3tate might be free to help the owner with his
self-help but except they couldn't convict him.
Mr. Cox: Well, my X haven’t done any more than make an
assertion to Justice Stewart. I haven’t given any reason. Might
X first state my reasons for the presumption and our reasons for
saying that the ordinance would bind the state, and then against
that background it is easier to say how far they tfould or would
not be applicable to the private owner setting up his right, I
d o n ’t want to run away from it, but X think it would be greatly
clearer if I did it that way.
Now, we say essentially that there are three reasons for
concluding in the absence of any other showing that where the
state has such a command, that it has significantly intruded itself,
significantly involved itself, in Justice Clark's phrase in the
Wilmington Parking Lot case, in the discrimination.
420
I would emphasize as a predicate that It Is entirely clear
on the decision that if the state is a substantial Influence in
bringing about the discrimination, it doesn't exculpate it on
the ground that there has been some opportunity for private
decision in between. That is the Wilmington Parking Authority
case. It is Wellington & Plummber. It is the other cases dealing
with restaurants that have sitting facilities of one kind or
another.
Justice Douglas: Isn't it always such if you send people
to jail for doing what has been done here?
Mr. Cox: Well, I think it is always state action. I think
the question is whether it is always a state denial of equal
protection and the answer to that might be yes for the reasons
that counsel have argued or It might be otherwise as was argued
for the other side.
I am assuming for the purposes of our discussion that the
mere sending of people to jail for trespassing is not a state
denial of equal protection of the laws. That may be a false
assumption. I don't want to embrace it permanently.
Now, here we think there are three strong reasons for
concluding that the state was sufficiently involved. In the
first place, when a state orders people to segregate their
restaurants, the normal factual inference is that that law
simply has an influence on the action of proprietors for one
thing
421
Having been told to do it, they have no occasion to consider
what they might otherwise wish to do.
Or perhaps more realistically in terms of some of these
communities, if they might fall away from the local custom,
they have no opportunity to do it because the ordinance takes
away from them the power and the responsibility of a private
decision.
In the Peterson case, as I pointed out, the manager said
it is the local custom. It Is also the ordinance that has been
discussed.
Now, a second factor certainly is that the department stores
situated as these are don't ordinarily act by themselves. In
matters of this kind, a group of them, the leading stores, will
follow a common practice. And therefore, even if one particular
store didn't know anything about the ordinance, it still would be
likely that other stores did know about it, that they were
influenced In their decision that way, and that this had its
impact upon the particular man who said, I never heard of the
ordinance.
Third, I would emphasise again in support of this basic
factual Inference that true freedom of private choice carries
commercial and moral consequences that are affected by an
ordinance dictating the decision.
Here, as I pointed out earlier, these stores were open to
Negroes and solicited their patronage. Now, it is one thing to
serve them food, saying I w o n rt do it* It is another thing to
say, as they said in the Pizitz store, the law won't let me do
it. Not only are the commercial consequences likely to be
different but indeed the moral problem that the man faces in
making that decision is entirely different. And I think it is
a misnomer to describe a decision made under such an ordinance
as a free private choice.
Second, In support of the proposition that the states are
involved, we invoked the familiar principle with the wide appli
cation in the law that where one does a wrong, as Learned Hand
once put it, the burden is upon him to disentangle the conse
quences for which he is chargeable from those which he can show
he had no relation to or else bear the consequences for the
whole *
And so here the states having unquestionably violated the
constitutional rights of Negroes, including the petitioners,
it is up to the state to prove that its unquestionable violation
i
had no relation to the owners' decisions, and still to these
convictions.
Justice Harlan: Do you draw any distinction or not between
the ordinance that was passed for or about the board with the >
approval of this Court, that what was being done was done and
what has passed since?
Mr. Cox: I doubt that I would draw any significant distine-
tion. I think in these cases, unless perhaps it were shown,
and X underscore perhaps", unless perhaps it were shown that
the ordinance were one widely ignored by everyone concerned, or
one which possibly was the subject of a specific court decree
in that community, but we all know that the decision in Brown
has not been made to take effect in a large number of places on
the local authority, and in many places they wait until there
has been an injunction or even a threat of contempt.
In others they don't. But I think a department store owner
in a particular community would assume, and we are entitled to
assume, that the ordinance is a living thing, at least until the
contrary is shown.
Now, there is one other point —
Justice Douglas: I wonder if perhaps you haven't thought
this through, perhaps you don't care to give a position, but I
was wondering if the Department of Justice thought that an
institution of segregation would be perpetuated through this
freedom of choice conception, the sacrosanct private property,
whether it be a bus company owned by stockholders or a retail
store owned by one man or a chain store owned by a big group.
Hr. Cox: Well, I think that the question Your Honor is
raising is one which may some day be raised in these cases. At
that time we no doubt would take a position on it. But it is not
one that we feel is incumbent upon us to take a position upon now
because it doesn't require decision at this time. Our failing to
424
do so isn't Intended to express anything but the familiar role
of deciding the case at hand.
Justice Goldberg: General, you place this emphasis on the
ordinance, and without denegating your argument, would you
not say it was a fair inference from all of these records that
custom was the more persuasive influence which led to the conduct
involved than the ordinance? I ask you this because even in the
Peterson case, which I think is the strongest case on ordinance,
Mr. Perry, the counsel, when he entered into the case after
presumably consulting with his client didn't even know about the\
existence of the ordinance and had to Inquire and discover, as
stated in the record, had to inquire about it.
Isn't- the dominant thing here in the South and these states
the pervasive custom?
Mr. Cox: I think there is a difference in customs supported
by the state's demand and customs without the state's demand.
As to what the rule would be if we had a case of custom without
the state's demand, as to that I don't think it is necessary for
the Court to make a decision.
It is certainly arguable that custom of a number of people
is something different from the individual choice of people acting
alone. But it also seem3 to me that it is certainly arguable
that custom resulting from the private action of a lot of people
may be something different from the action of the state.
Justice Stewart: !fhe whole foundation of your argument could
rb~24 425
be brushed right away if the states went through the motion of
repealing all these integration orders.
Mr. Cox: I don't think that is an insignificant consequence,
Your Honor. I would, — if I answered that, I don't want to sit
down, and I see my time has almost expired, I don't want to sit
down without directing myself to the question you raised earlier
which is very important, and that is isn't the effect of your
argument to say that private citizens in the City of Greenville
no longer have the right to choose their customers?
Justice Stewart: On a racial basis.
Mr. Cox: Yes, on a racial basis. My answers are these.
First, that no rule need be laid down here that goes beyond
saying that until the fact is proven, that a man made the choice
without regard to the ordinance and that the convictions must be
set aside as the result of significant state Involvement, not
state compulsion, significant state involvement in the outcome.
Second, the presumption that I invoked about disentangling
consequences would work somewhat differently when a private
person was acting.
And third, because it runs against the wrong-doer. It
wouldn't run against the private person.
Justice Douglas: Then you are proposing a separate rule
for the South, another one for Montana?
Mr. Cox: I am suggesting a rule for any place that has
such an ordinance and not for anybody else.
rb-25
425
Justice Douglas: He are talking about custom.
Mr. Cox: No, I think not, Mr. Justice. I think I disclaimed
associating myself with Justice Goldberg's view, just to lay it
to one side, and what I say is applicable to any place that has
an ordinance.
Now, I see no reason, Mr. Justice Stewart, that the upshot,
where the private owner asserts his rights, must be just the same
as where the state acts. And to take a rather foolish illustra
tion, but one vihich may make the point, make my meaning clear,
if a Negro in the South were to steal your automobile and were
to be indicted before a grand jury, the, what do you call it,
the call for the grand jury excluding Negroes, the call for the —
Justice Black: Systematic exclusion of Negroes.
Mr. Cox: Systematic exclusion of Negroes, then, so long as
that persisted, the man who stole the car could not validly be
convicted of a crime, but I take it you would have the right to
sue him for trespass.
Justice Stewart; And I could get ray car back.
Mr. Cox; You could get your car back. And equally here, I
take it, anything that we have said by a parity of raasons would
not require a result that would hold that the Negroes had a right
to compel these stores to open up. Maybe they do, maybe they
d o n ’t.
I would add one qualification, and that is it is quite clear
on decisions in the .Fourth and Fifth Circuits that if the owner
rb-26
427
excludes them on the basis of the ordinance, then he is acting
under color of state lav? and under the present Civil Rights Act,
of course, an action would lie against him.
In the Louisiana case, Chief Justice Warren, we submit that
the mass of current and pervasive state lav?s, and I emphasize
current,lav?s enacted as recently as i960, entailing policy of
Louisiana in favor of segregation, play exactly the same role
that the ordinances do under the argument that I have just
presented.
Thank you.
The Chief Justice: Mr. Kaufman.
REBUTTAL ARGUMENT ON BEHALF OF THE STATE OF MARYLAND,
RESPONDENT,
BY JOSEPH S. KAUFMAN
Mr. Kaufman: Mr. Chief Justice, may it please the Court —
Justice Douglas: What case are you in?
Mr. Kaufman: I am in No. 26, sir, Griffin vs. Maryland, and
my remarks will be directly only to that case.
Since the Solicitor General both in his brief and in oral
argument agrees at least by assumption with the basic postulate
that v?e have submitted in our case, that a private businessman
regardless of whether or not his motives are praiseworthy or
commendable may nevertheless deal with those Individuals or
persons whom he chooses, the case against Maryland, as the
Solicitor General has stated, is that Maryland through some old
statute had delegated its police power to the private businessman,
and therefore the power of the state and the power of the private
businessman had been merged, and that therefore this is state
action,
We think that this is not a sound argument because on many
grounds, grounds which this Court has recognised — it is in
fact at the time that this power was exercised., it was the
private detective who was also deputised as a special deputy
sheriff acting for the state and under state authority, and I
think that is a very important issue because this Court both in
the Williams case and in the NLRB vs, Jones and Laughlln case
clearly recognized that a deputy sheriff, a special deputy
sheriff or special policeman who was deputized wears two hats,
and you must look at what hat he is wearing when he performs
the act.
And we say to Your Honors we think it is important for
this Court to recognise that this man at this time, Collins,
was in fact wearing two hats.
Nov;, ny brother, the Solicitor General, says that the
combination in this case, because of the wearing of the badge,
and the fact that the special deputy sheriff of Montgomery
County also had some state authority, therefore resolved this
man into an all-inclusive power into state power, and that there
fore it took away his, Collins’, discretion.
Well, may I pose this rhetorical question to the Court?
Suppose in this case that Collins went to these individuals on
rb-28
429
the carrousel and said, it is the decision of management that
we ask you to D.eave; would you please leave; and suppose they
said no. And suppose instead of Collins saying, I am going to
take you to the police station, swear out a warrant and arrest
you, suppose Collins said, you stay here, and he goes in and
calls the county police and the county police come out and the
arrest is made.
I submit to you that in this case, therefore, there is
no legal distinction. It is a difference without a distinction,
and that is exactly what the Court of Appeals of Maryland found.
Nov;, this is a good bit of agency in this question, and I
would like to point up the fact of the agency, and I think there
is no dispute in the record.
The state is in no way involved as to the question as to
whether it may hire or fire Collins. The state in no way sets
Collins' wages or says he must be paid at all. The state in no
way instructs Collins as to his duties. The state had no control
over Collins other than the mere fact that the state as it does
for every businessman, private property owner, plant, manufac
turing, or otherwise, will allow their guards, watchmen, to be
deputized with some semblance of state authority.
Justice Harlan: I-Jhat would you say in the situation if the
state had deputized the owner of the restaurant itself?
Mr. Kaufman: 'Well, I think, if it was for the purpose of
segregation?
rb-29 430
Justice Harlan: No. He deputizes in this situation —
Mr, Kaufman: Well, I think if I may answer your question, sir,
that you have to look at the statute and the statute is clear
that the sheriff of the county — this is in public local law
of Montgomery County; this is not a state-wide law — the sheriff
of the county on application of any corporation or individual
may appoint special deputy sheriffs for duty in connection with
the property or under charge of such corporation or under charge
of such individual,
Now, they can deputize but if the state acting in a neutral
position, as we contend it did here, merely deputizes a person
for the protection of private property, that is nos fostering
a policy of segregation, and T. think it has been made eminently
clear that that is not the policy of the State of Maryland.
Counsel for the petitioners as well as the Solicitor
General recognize that. In fact, if anything, the policy of
the State of Maryland is to the contrary.
The Chief Justice: Is he a peace officer?
Mr. Kaufman: Sir?
The Chief Justice: Is he a peace officer?
Mr. Kaufman: Mr. Chief Justice, this is a very difficult
field and we went back to the common law and the sheriff at
common lav; is a conservator of the peace, and I therefore would
say if those duties have now been superseded or construed to be
superseded by the statutory law, he would have some authority of
rb-30 431
a peace officer, yes, sir, but we have a very peculiar situation
as to sheriffs in Maryland, and I think it might be well to state
this to the Court, that the sheriff, primarily in Maryland, is a
process server, lie have in Montgomery County, for example, a
county police force, lie also have the state police force which
exercise the police or peaceful authority of the state. So
primarily the sheriff has in fact two functions in Montgomery
County. He is a process server and he is the custodian of
prisoners in the county jail.
The Chief Justice: Does he have the right to form a posse?
Mr. Kaufman: Yes, posse comitas. There is a case vie cited
in our brief, very early case, 5^ Maryland, which went to that/
and indicated that the sheriff himself has that authority, sir.
The Chief Justice. That means he can command people to
become, to act as peace officers.
Mr, Kaufman: I think under the common law he could do
that, yes, sir.
Now, if I may, sir, and this case was not cited on our brief,
but since this issue has become important, with the Court's
permission I would like to give you this case, it is the old
case of Deck vs. Baltimore and Gilo Company. That is cited at
100 Maryland, 163; 100 Maryland 168, 59 Atlanta, 650, 59
Atlanta, 650.
In that case, similar to this, a railroad guard was designa
ted by the Governor to be a special policeman. He obtained a
a commission. And as the special policeman he also had the right
to vjear a badge.
Now, one summer day some boys apparently hopped a freight
train and took the train from Baltimore to Elkton, which is
just outside Ellicott City, and they hopped off the train, and
that evening they started to come back, and Steiner, who was
the special policeman, saw the boys on the train and he ordered
them to get off, and as they were getting off and leaving, one
of the boys was shot and seriously wounded, and the question came
up as to whether Steiner at the time he was acting as agent for
the railroad — was he acting as agent for the B&C railroad or
the state?
And the Court said this:
"This brings us to the question as to whether Steiner
was acting as an employee of the company or as a commissioned
officer of the state when the injury was inflicted. It seems
to be clear from the testimony that he was employed and paid
by the defendant at the time indicated and he was acting as
a policeman-detective, and whether he was acting in one
capacity or the other is a question for the jury,"
and in that case the jury found he was acting for the railroad
company.
That case went back on appeal in 102 Maryland, 669, where
the Court of Appeals again said :
"Steiner was a state officer appointed by the Governor
under the law and held a commission for the state. He was
also an employee of the defendant company, but when he
was acting as an employee of the company” — "but whether
he was acting as an employee of the company at the time the
injury was inflicted or commissioned officer of the state
in the exercise of his powers, in attempting to arrest with
out a power of warrant, was a question again for the jury."
The Chief Justice: Did the court instruct the jury in this
case to that effect?
Mr. Kaufman: Your Honor, this was a case without a jury,
and I may just point out one question to Your Honor. You asked
why this ease took so long in coming to trial. The petitioners
here prayed a jury trial before the Magistrate. When a petitioner
or defendant prays a jury trial, it divests the magistrate of the
jurisdiction, and it must be sent to the Circuit Court. It was
sent to the Circuit Court and when it got to the Circuit Court,
then they waived jury trial and took a trial by the judge.
Now, if Your Honor please, I want to answer the question
that my brother raises as to whether in fact Collins lost his
right of judgment because he was acting for his employer and
whether an unemployed, independent police officer had come, he
would have exercised some discretion.
That is not the police officer's duty. That Is the
magistrate’s duty to determine who is right or wrong in this
controversy, and the police officer who would take it upon himself
rb-33 434
to be the judge i.3 acting way beyond the scope of his authority.
Justice Stewart: It is done every day, isn't it?
Iir. Kaufman: Of course it is, Your Honor.
Justice Stewart: In minor offenses of whether to arrest
somebody for loitering and disorderly conduct.
4
Mr. Kaufman: But again, if I should be mean enough to
strike my wife and my wife calls the police, it is not the duty
of the policeman to determine whether I did in fact strike her
o.< had justification ior striking her. It is for the Magistrate
to determine that. And if she Insists that a charge be placed
against me, It is the duty of the officer to take me to the
police station and see that I am charged, not for him to make
the decision.
The Chief Justice: Is it appropriate practice in such
cases for the officer to say to your wife, you arrest him and I
will take him to the police station, and then he takes you to the
police station, and then you go through your proceeding. But
does an officer have the right or can one person, for instance,
on the word of another arrest a person for a misdemeanor?
Mr. Kaufman- Your Honor, the rule is, I think, as has been
well defined here, that a police officer may arre3t an individual
for a misdemeanor if It occurs within his presence.
The Chief Justice: Exactly, but this didn't happen within
his presence.
Mr. Kaufman; But the practice is, and it happens many times,
rb~3^
^35
that both the husband and wife would go to the police station
and the warrant would bo sworn out at that time. But If Your
Honor please here, why 1 also raise the point that there might be
a difference without a distinction here, 1 think as Mr. Justice
Goldberg tried to bring out with the Solicitor General, it is
that the police officer Collins here, the special deputy sheriff,
could have gone down and sworn out what we generally know as a
"show cause” order. It is a subpoena to appear- before the
Magistrate, show cause why he shouldn't be charged. And what
would have been the difference if he had done that instead, as
apparently happened here, all the parties together in a peaceful
way went to the Magistrate and the warrant was sworn out?
The Chief Justice: The Magistrate would use his discretion
then, wouldn't he?
Mr. Kaufman: As to a show cause order?
The Chief Justice: As to whether you would arrest the
man.
Mr. Kaufman: Well, the Magistrate, if there is a prims
facie showing that there might be a violation of law, the
Magistrate would then issue the warrant and then on a hearing
determine whether the facts support the charge.
Justice Goldberg: What significance do you place at all
on the Deputy Sheriff’s status? Why did he become a Deputy
Sheriff?
Mr. Kaufman: Well, sir, I think that can be answered best by
rb-3 5
436
this Court's own statement in the NLRB vs. O'ones and Laughlin
case. It is because of the fact that certain business interests,
and you will note that our statute limits it to business interests
of their either immensity or inaccessibility to normal police,at
all times want the additional protection to have someone on hand.
And I think that is —
Justice Goldberg: Vested with state authority.
Mr. Kaufman: Well, if Your Honor please, the Court's
statement in the Jones and Laughlin case was:
"Because of the magnitude and other characteristics
of Jones and Laughlln's works, the police protection by
ordinary police of the City of Cleveland Is not practical
or feasible, and as a result, for a great many years the
police protection of the works, the enforcement of the law,
peace and order therein has been delegated wholly to the
plant guard force."
And in that case, if Your Honor please, the court made a
very clear distinction that this was private property, that when
they are performing public functions, they are public officers.
When they are performing private functions, they are private
officers. And the Court there said, this Court said that they
were employees within the meaning of the National Labor Relations
Act.
They did not take on the status of being state employees under
the terms of that A c t .
rb-3o
437
Now, if Your Honor please, the Court of Appeals of Maryland
in its decision found that the actions of Collins here were no
different than if he had called the police and had them come and
together they had gone to the police station and a warrant were
sworn out, and again this Court, if it is wrong, under the
doctrine, it said:
"It is one step removed from state enforcement of a
policy of segregation and therefore violated no constitu
tional right."
Justice Douglas: You said at the beginning that Maryland
did not embrace segregation as a public policy.
Mr. Kaufman: I think that is an accurate statement, sir.
Justice Douglas: But doesn't this judgment put Maryland
on the side of embracing it?
Mr. Kaufman: This judgment —
Justice Douglas: Because this judgment — this isn't a
suit by Glen Echo in a civil side to get damages for the loss
of its business as a result of the appearance of a Negro.
This is a judgment that Indicates the public interest of Maryland,
isn’t it, in not having Negroes mixed with the whites?
Mr. Kaufman: No, sir. I will not accept that statement,
sir, because —
Justice Douglas: It is a judgment in a criminal case.
Mr. Kaufman: It is a judgment In a criminal case. It is
part of the complaint just as If I would strike my wife. That
is her complaint, but the state sanctions and says that wife-
beating or assault is a wrong and that the state will not ccndonc-
such a thing. All this is done just as if this wa3 a trespass
on a land, where if I cone on your land to hunt and you have
your land posted, although it is a private right to keep your
land free from impostors who want to hunt, and if I violate that
law I am subject to criminal penalties, it is true, but I do not
accept the proposition that it is for the purpose of fostering
segregation, and I think the record will bear it out as conceded
by both sides that since this case, an equal accommodations
ordinance was passed in this jurisdiction, so I will not accept
that as a proposition to agree with.
Thank you, sir.
The Chief Justice: Mr. Breckenridge.
REBUTTAL ARGUMENT ON BEHALF OF CITY OF BIRMINGHAM,
RESPONDENT,
BY J. M. BRECKENRIDGE
Mr. Breckenridge: If It please the Court, I am, of course,
representing the City of Birmingham in connection with the two
cases involving the City of Birmingham before this Court.
I would like to say to begin with that the ordinance involved,
trespass after warning, is an ordinance for the protection of
private property. It applies to everyone and, of course, is
not unconstitutional on its face. It Is for the benefit of
private property owners.
rb-38
2!-39
Certainly, as this Court has held, even a constitutional
ordinance, if unconstitutionally enforced, is subject to a
prohibition of the Fourteenth Amendment, and I do not believe
this ordinance has been unconstitutionally enforced, and I will
demonstrate it to this extent.
As I said, it is based on private property, buttresses up
private ownership, and, of course, in a capitalistic system
which we are in and which we hope to continue, private property
is a fundamental basis of that system and is one of the funda
mental distinctions between that system of government and at
least one other system.
I mention that because I want to bring out the importance
of the ordinance relating to trespass on private property, not
as an excuse for enforcing any unconstitutional items, but the
ordinance itself, the purpose of it. It is and can be Invoked
only by private persons, not by the state but by a private person.
Now, it is different from an ordinance against assault. May
I advert for an illustration, as the news reports showed some
three or four weeks ago, Dr. Martin Luther King addressed a
meeting, or rather, conducted a week-long meeting in the City
of Birmingham without incident except for one instance and then
by a non-resident of the state who attacked Dr. King at one
meeting.
He was promptly arrested by the police and placed in jail.
Dr. King did not want to prefer charges and did not want to
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440
prosecute, but the c i t y said in that case,whether you want to
prosecute or not, we are going to prosecute the case and wo
want the evidence.
They got the evidence and the non-resident white man who
started the trouble was given a jail sentence and fined.
That is a type of ordinance that the state can get behind
and needs to protect for the general public, but the trespass
ordinance against private property is not such an ordinance.
Now, with that distinction in mind, I would like to say this.
If that ordinance is invalid, and I think everybody concedes it
is, then it can be — its enforcement can be prohibited In
cases such as we have before us only If there is a prohibition
of the fourteenth Amendment.
Now, if there is a prohibition of the fourteenth Amendment
between the enforcement of that ordinance in a specific instance,
then certainly it should not be imposed. The fourteenth Amend
ment, of course, operates against the state and guarantees
property rights to white people, to Negroes, Chinese, and everyone.
So the fourteenth Amendment must operate alike upon all.
In this case, in a case involving private property rights,
would we say that a void ordinance, and the existence of a void
ordinance, and we concede it is void, adopted prior to 1930,
— it appears In the Birmingham City Code of 1930 at a time
when it was perfectly valid and approved by this Court — it
was brought forward into the City Code of 1944 at a time that this
Court had not held such an order Invalid, It Is invalid now?
A
I would not and have not argued even to the District Court that
It is invalid. It has been declared invalid since these cases
in a case in which no one was arrested in Birmingham and we did
not argue the validity of the ordinance and we admitted the
ordinance was invalid. So —
Justice Goldberg: Has it been repealed, Mr. Breckenrldge?
Mr. Breckenrldge: Mr. Justice Goldberg, it has not been
repealed but I do not think even the civil rights cases have
been repealed. And I think Mr. Chief Justice John Marshall
settled that question. A repeal is not necessary. The power
of this Court takes the life out of such an ordinance, takes
the life out of any constitutional laws, and repeal is not
necessary. If repeal were necessary or if repeal would serve
any purpose, then there should be some Federal authority to
require it. There Is none that I know of because this Court
shifts from day to day, and it should not be enforced when it is
invalid.
Now, I am talking about the so-called segregation orders.
Now, let us say it is left on the books, and this is not an
isolated case. Such ordinance is — there are such ordinances
on the books.
Justice Brennan: Bxcuse me. When was the most recent
codification of the Birmingham code?
Mr. Breckenrldge: IS)2*2*. We are now In the process of
codifying the code and I have something to do with it, and as
we have in the past, any unconstitutional orders will be left
out. It would be a waste of money and expense to print it.
There isn’t any question about this ordinance.
The Chief Justice: Would the fact that it was declared
invalid after this case have any bearing on this case?
Mr. Breckenridge: I do not think so, Your Honor. I do not
think that it would have any bearing on this case, and I will
show you, I mean, I believe I can demonstrate it here. We are
protecting private property. If we can keep that in mind and
get away from the emotional aspects of the case, and I do not __
we recognize that emotions, are on both sides and that Is a fact
we have got to live with, and we have got to solve, and we all
hope to solve it and solve it in a way that will be to the
benefit of this Nation.
There is a difference in views as to that way. We agree
It has got to be solved.
Now, it has not been repealed. It is void. But the
private property owner, should he be deprived — here is a
private property owner under the Constitution and he has a
constitutional right in the civil rights cases and under the
law as it has existed up to this moment in the operation of his
business, a store, a barber shop, beauty parlor, to say, I will
take this customer, that customer, I will take this class of
customer, that class of customer; I will not take another one.
rb-42
443
That is an unadulterated property right as to this type of
operation, as far as the Federal Government is concerned. I am
not talking about state power. That has been recognized up to
this time.
Now, if we say that the void ordinance in this case —
Justice Douglas: How has it been recognized up to now?%
Are you talking about Plessy vs. Ferguson?
Mr. Breckenridge: No, sir. Plessy vs. Ferguson was the
law up until the Brown cases. I am talking about the Shelly v s .
Kraemer and a number of other cases, and cases from the Fifth
Circuit which have said that the private property owner can
discriminate privately as he sees fit.
Now, I am coming to the question of whether or not this
void ordinance should take away the right to the property owner
to prosecute. If the void ordinance is going to take that right
away from the property owner to prosecute, then he has lost a
constitutional right which we contend that he has. And why?
Because state officials had a void ordinance on its books. He
has lost a right that he would have in Montana or Kansas, maybe,
or some other state, but he wouldn't have that right In
Birmingham, Alabama. So I say the mere existence of the void
ordinance.isn't enough.
If the evidence shows the mere existence —
Justice Harlan: The Government doesn't contend that.
Mr. Breckenridge: It isn't enough.
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444
Now, well, some of the arguments that have gone before I
thought — I rm sorry, I understood that they were contending
that if you got a void ordinance, then you have got a — not
void ordinance, but if you have got a segregation ordinance,
then you can't enforce this if it applies to Negroes only or
white people only.
So the — -
Justice Goldberg: Mr. Breckenridge, are you asserting
that at the time this incident took place the city authorities
of Birmingham were not enforcing the segregation ordinance?
Mr. Breckenridge: At the time this incident took place,
I do not know of any enforcement prior to that time. As you heard
counsel yesterday who handled it in the trial court, he said he
did not even know of a segregation —
Justice Goldberg: That was in the Carolina case, and he was
not from that town. I should hastily add he might not have known
because he was from another city, but in Birmingham, is it not
logical to assume that an ordinance that you had on your books
which had not been declared void was being enforced? Wasn't it a
law that applied?
Mr. Breckenridge: If it is a void ordinance, and I would
say if it was understood to be valid, that there might be some
thing to it. But I believe every child above the seventh grade
especially South — well, especially in Alabama — knows that
this Court has said and it is the lav/ that you cannot by state
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445
action classify according to race. And certainly the store
owners know it.
The Chief Justice: Some of the states involved in these
cases have deliberately passed laws as bad as this one and
worse since Brown vs. Board of Education, and up to the last
year or so. Why do you say, then, that any child will know and
no one —
Mr. Breckenridge: That it is —
The Chief Justice: No one would do it?
Mr. Breckenridge: That it is invalid. J. said that it is
invalid. I didn't say it wouldn’t be enforced. But that it is
invalid. Now, the question of enforcement, for instance, you
don't need a law, as I understand the Fourteenth Amendment. You
don't need a law, void or otherwise. If a man clothed with
state authority tries to force discrimination, then you have a
violation of the Fourteenth Amendment.
Justice Douglas: How about a judge?
Mr. Breckenridge: I believe the judges have certain judicial
protection, but certain of their decrees would be subjectto review
and reversal occasionally.
The Chief Justice: How about a deputy sheriff?
Mr. Breckenridge: In Baldwin vs. Morgan, a case we carried
to the Fifth Circuit twice, it was held that the police in uni
form, where he went into a white waiting room, we had no ordinance
that said a waiting room had to be white or colored. He went
rb~45
446
into a waiting room and he said, let me see your ticket, and
notwithstanding the Terrainiello case and the officer said, there
is a colored waiting room in another place in the station.
The Fifth Circuit said that is not permissible if you have
a uniform. That type of act is a violation of the amendment.
So we come back to this, what effect did this ordinance have,
if anything, on the particular individual operator of a private
business? To say that because the ordinance exists that he can't
discriminate as to the selection of the customers would be taking
away his equal protection of the laws. So I would say in a case
like this, they would have to -- there should — the state I
believe had proved a prima facie case when they showed that the
manager, when they show the elements which make trespass after
warning and when the manager of a store says, you will have to
leave, I think that I — I submit that those words mean what
the English language expects them to mean, and in America we
don't think people do things that they are not — don't want to
do, certainly if we know the law is invalid. But assuming he
was under a compulsion, then you might have a case. But I think
the record, the defendant should raise it in the record by asking
and bringing it out and if it is objected, bringing up a showing
of what would be testified.
The issue here would be whether or not there was a threat
of enforcement. Not many store owners in Birmingham — they
offered none on the stand to find out if there were any city
officials which said, you do this or that or the other, and
thereby put state power behind you.
Justice Black? Bo you think it would have been admissible
if they would have shown statements by the police commissioners
relative to this statement as to what they had done to violate
the —
Mr. Breckenridge: Not as to what they would do. That is
where you run into trouble. When you try to get the mental
operation of the owner, we run into trouble there. But I have
had cases in the Federal Bistrict Court, and which have gone
up, in which there was no problem there and they would bring
the city official in and put him on the stand and say, didn't
you say this at such and such a political rally, at such and
such a place? Bidn't you say this? And the police chief —
didn’t you tell so-and-so this or that? Then you have facts,
not mental operations.
Justice Black: Bo you tell us as city attorney that it
was not the policy of the Commissioner of Police to enforce
every segregation ordinance they had?
Mr. Breckenridge: I can say that this ordinance was not
enforced. I cannot tell you that at the time of the trial of
these cases every segregation ordinance on the books would not
be enforced or that they would not enforce it. I cannot tell
you that.
Justice Black: Can you deny the city would enforce it ?
rb-4-7 448
The man in charge of the who 13? The police commissioner?
Mr. Breckenridge: At the time of the trial of these cases,
I have no facts with which I can answer that question.
Justice Black: What about now?
Mr. Breckenridge; As cl now I don't know. Advice of my
office is that none will he enforced, and I would say this, that
they would be nolle prossed on appeal if there was a violation.
For instance —
Justice Black: What court?
Mr. Breckenridge: Circuit Court from the Recorder's
Court.
Justice Black: Have any been nolle prossed by the Circuit
Court, segregation cases, on the ground that the law is unconsti-
tutiona1?
Mr. Breckenridge: Yes. I have nolle prossed.
Justice Black: What case?
Mr. Breckenridge: I have nolle prossed two involving—
not in this record, of course — involving bus stations.
Justice Black: That is after the Federal Court passed on
that law.
Mr. Breckenridge: After the Federal Court passed on that
law, yes, sir. In fact, — wait a minute. You asked me if
they were nolle prossed also. I will tell you in Baldwin vs.
Morgan we nolle prossed that in court because there vias no
disorderly conduct, because they were sitting in the white waiting
48
449
room, and there was no disorderly conduct.
Justice Black: I am asking you these questions because we
have to decide this on realities.
Mr. Breckenridge; Well, Your Honor —
Justice Black: Your argument, as I understand it, is
a man has a right to expect that a merchant should have known
this law was unconstitutional and it would not be enforced by
the city.
Mr. Breckenridge: I think you have got to go further than
that, Your Honor, and show that the merchant intended — that
the merchant did not enforce his segregation ordinance because
— not because we — we have quite a few rugged individualists.
Justice Black: Have any of them not enforced it?
Mr. Breckenridge: Ho, sir. Excuse me. I got the words
wrong. Have any of them integrated the counters, no. I am
sure, though, it is for an economic reason. Now, the Dobbs
House has been integrated. That is under injunction. That
has been integrated and, of course, the economic results there
show the reason. It isn't enforced, the ordinance. It is the
economic result of the enforcement. The effect on private
property.
Justice Black: You are arguing before us the merchant as
I understand it had reason to think that the law was invalid
and would not be enforced. How could they, how could the
statement have been made in every one of the states that the
action of this Court was unconstitutional by leading people in
the South?
Mr. Breckenridge: The action of this Court in this type
of case —
Justice Black: Brown vs. Board of Education.
Mr. Breckenridge: Your Honor, in other words, I construe
that statement to mean that there were quite a few people in the
South that did not concur in the reasoning or conclusions of
the cases. I do not think that —
Justice Stewart: The understatement of the week.
Mr. Breckenridge: I do not think that anyone will dispute
the authority of this Court, and I have not heard anyone dispute
the authority of this Court, and I have heard them disagree with
it, but I — and it cannot be disputed if we expect to live
under law.
Justice Black: You haven't heard it disputed?
Mr. Breckenridge: I said the authority, the right of this
Court to render the decisions that it has rendered. They have
disagreed with it and said they ought not to have done it, but
as I see it, I mean, some people have, but as I see it, once
this Court renders its decision, that is its authority. There
isn't any other answer to that'if we are going to end up under
a system of law, and I say this, in the enforcement of the
Fourteenth Amendment, it has got to be •— it should be enforced
not according to cases but under general principles where we will
451
know where the dividing line is and not end up with a govern
ment — in other words, there has been a transition. The law
was one thing here when I went to law school and when Mr. Justice
Black, when you were practicing law in Birmingham. It is another
thing now.
It is what it is now because of decisions of this Court.
It was what it was then because of decisions of the Court.
Now, there has been a change. Now, that change isn't like
slipping a leaf. It takes time to go through. You say that —
and I don't want to get on these cases on the general segregation
issues because I don't think it is necessary, but I do say this,
and I do earnest?i.y entreat this Court, that this deals with
private property and owners of a private business ought to have
the right to serve who they want regardless of reason. That is
l
part of the American system.
And that issue should not be overturned. And it was not
overturned in Kraemer. There have been numerous cases in
which statements have been made by Circuit Courts of Appeal on
this, and I think Kraemer recognized it, and Marsh vs. Alabama
i3 absolutely not appropriate to this case. The Solicitor
General brought it out. But that Involved the streets of a
company town, in a company town here, and the streets were being
used as the Court said for the same reasons and the same purposes
that a public property public street was used.
Therefore, being used for the same thing,it lost some of its
qualities in private property. But when you open a store, that
is not public property. The State of Alabama and the City of
Birmingham not only can't but they have no authority to operate
a store like that under the Constitution. It is different from
Marsh. Marsh didn't pass on property'being used for the same
purpose of private people.
Marsh was talking about passing leaflets on a company street
a street that was used for the same thing a town uses its streets
Justice Goldberg: Bid I understand you a little earlier
to say that you recognize the defendant here would have a right
to introduce evidence that the store policies were based on the
compulsion of law?
Mr. Breckenridge: I believe that is a little broader, Mr.
Goldberg, than what I said. I think they would have a right to
introduce evidence which showed that the request to leave was
not given voluntarily. I believe that was —
Justice Goldberg: Based upon law?
Mr. Breckenridge: Well, if it could be construed —
Justice Goldberg: That is the purport --
M r . Bre ckenr idge: If it can be construed — in other words,
the request to leave should be voluntary and not state —
Justice Goldberg: Compelled.
Mr. Breckenridge: — compelled. You are right.
Justice Goldberg: In the Parker case —
Mr. Breckenridge: And the state may have — excuse me
Justice Goldberg: I was going to say in the Parker case
as I read the record here, one of these cases, there was an
atterapt made by counsel to develop this point, but as I read it,
the judge denied him that request. Am I correct in that?
Mr. Breckenrldge: I d o n rt remember. I remember the question
of attempting to bring out the ordinance and the ordinance —
Justice Goldberg: Yes.
Mr. Breckenrldge: And Mr. Pisitz saying, I have heard of
the ordinance. He said that. And then that was in the record,
and then counsel for the defendants withdrew the question, but
they left the answer in. The answer was still in the record
there. "That I have heard of the ordinance."
Justice Goldberg: Didn't he really develop the point and
then the Court said in effect "It is not competent"? 168 of
the record.
Mr. Breckenrldge: The Court said that the policy of
Pizitz, I think said in effect that the policy of Pizitz was
not relevant. I believe that was the point.
Justice Goldberg: Rather it was based upon law or not.
Mr. Breckenrldge: Or not. In other words, even though
they had a law, if Pizitz said they didn't want to serve Negroes,
they could do so even though they had the lav' And I think
that —
Justice Black: Did I understand you to s a y the judge said that
Mr. Breckenrldge: The effect of it was — no. The judge
rb-53 454
didn't say that. The judge didn't even go into the question of
law* but I would say this, even though there was a law which was
in effect, the private property owner ought not to be deprived
of his right to select his customers, and a private property
owner may say, well, even if they didn't have the law, I would
still want to select my customers because if the law is going —
Justice Black: That would be subject to proof, would it not,
on your assumption?
Mr. Breckenridge: I think it ’would be for the defense to
bring out, and I don't think they could ask to bring out the
mental operation of the man but I think it would be necessary
to find out what force and effect the law had on his decision,
if any.
The Chief Justice: How would you do that without prying
into the mental effects of the order?
Mr. Breckenridge: As I said before, I believe you would ask
if there had been any conversations with city officials relative
to the serving of Negroes at that counter. At least the District
Court has let things like that go in.
The Chief Justice: Suppose they didn’t have any conversa
tions but knew about the ordinance? The man could answer it if
he had been asked, did you do it because you were afraid you
would be arrested if you didn't do it?
Mr. Breckenridge: I think then sometimes there are excep
tions to that rule. I think if the defendants had asked such
a question and offered a showing., if it was overruled, that
then that issue would be straight up to this Court, and, of
course the main thing is that the Appellate Court did not have
the issue before it because they did not comply with state
appellate procedure in arguing the assignments of error before
the Appellate Court in connection with the constitutional
question.
Justice Harlan: I was going to aslc you two questions
specifically. I wonder whether you would comment on the
Solicitor General's suggestion that even under your appellate
practice —
Mr. Breckenridge: Presumption?
Justice Black: No, no.
Mr. Breckenridge: Excuse me.
Justice Black: This question was preserved under the
general equal protection argument.
Mr. Breckenridge: I am inclined to think that that is
limited to capital cases. I'm sorry, I am not in a position to
bring it out, but I am inclined to think it is not limited —
it is limited to capital cases, that the question as to whether
or not the state court would look beyond the record, beyond the
record —
Justice Harlan: That isn't the point. The Solicitor General
says that as far as — assume for the moment, to be specific,
assume for the moment that the record of the trial judge
rb-55 456
erroneously excluded questions as to the ordinance. Assume
that. I am not saying that is so hut let us assume that. My
question is whether or not under your practice the Supreme
Court could consider that alleged error.
Mr. Breckenridge: Certainly, if properly raised.
Justice Black: What is that? Well, properly raised —
Mr. Breckenridge: I don't think so in these cases because
it is necessary to assign error and argue error separately In the
Supreme Court. I am sorry we don't have the briefs here. You
asked about that yesterday. If the Court wishes, I will be glad
to mail to the clerk a copy of the briefs in the State Appellate
Court.
The Chief Justice: Will you do that, please.
Mr. Breckenridge: I will be glad to do it. In the
Appellate Court.
Justice Black: Have you discussed the Terminiello case
on that point?
Mr. Breckenridge: Terminiello. I don't believe we have,
sir.
Now, the Fourteenth Amendment — one other thing — does
not get rid of all state action which as a result will enforce
Segregation. The Girard case which came up from Pennsylvania,
I believe, to this Court, and then they held that there were
state officials on the Board and that they could not administer
a will in such a way as to admit only white orphans. The
rJ>~56
457
Court reversed it. The state courts then in Pennsylvania,
I believe it was, removed as trustees the state officials and
replaced them by private people, individuals, and I believe
they sought certiorari before this Court and that was allowed
to stand.
The Chief Justice: Have we completed all the arguments?
Mr. Clerk: Ue have.
(Whereupon, at 2-.00 o'clock p.m., the Argument
was concluded and the Court adjourned.)