Weber v. Kaiser Aluminum & Chemical Corporation and United Steelworkers of America, AFL-CIO Supplemental Brief Amici Curiae
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April 27, 1977

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Brief Collection, LDF Court Filings. Weber v. Kaiser Aluminum & Chemical Corporation and United Steelworkers of America, AFL-CIO Supplemental Brief Amici Curiae, 1977. 8fc13ad4-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0dcc5e19-4b06-4cc1-bfec-0b39235e9b14/weber-v-kaiser-aluminum-chemical-corporation-and-united-steelworkers-of-america-afl-cio-supplemental-brief-amici-curiae. Accessed April 29, 2025.
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IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT BRIAN F. WEBER, Individually and on Behalf of All Other Persons Similarly Situated, KAISER ALUMINUM & CHEMICAL CORPORATION AND UNITED STEELWORKERS OF AMERICA, On Appeal from the United States District Court for the Eastern District of Louisiana SUPPLEMENTAL BRIEF FOR THE UNITED STATES AND THE EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AS AMICI CURIAE Plaintiff-Appellee AFL-CIO Defendants-Appellants. ABNER SIBAL General Counsel DREW S. DAYS III Assistant Attorney Gene JOSEPH T. EDDINS “ Associate General Counsel GERALD J. GALLINGHOUSE United States AttorneyBEATRICE ROSENBERG LUTZ A. PRAGER AttorneysEqual Employment Opportunity Commission CARIN A. CLAUSE Solicitor of Labor ROBERT T. MOORE JAMES D. HENRY LOUIS G. FERRAND, JR. GARY M. BUFF RICHARD S. UGELCW Attorneys Department of Justice Attorneys Department of Labor IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT NO. 76-3266 BRIAN F. WEBER, Individually and on Behalf of All Other Persons Similarly Situated, Plaintiff-Appellee, v. KAISER ALUMINUM & CHEMICAL CORPORATION AND UNITED STEELWORKERS OF AMERICA, AFL-CIO, Defendants-Appellants. On Appeal from the United States District Court for the Eastern District of Louisiana SUPPLEMENTAL BRIEF FOR THE UNITED STATES AND THE EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AS AMICI CURIAE INTRODUCTION At the oral argument in this cause, held on March 28, 1977, the Court invited further discussion by briefs of the relevance of United Jewish Organizations of Williamsburgh, Inc. v. Carey, 45 U.S.L.W. 4221 (March 1, 1971), to the issues raised herein. This supplemental brief is filed on behalf of the United States and the Equal Employment Opportunity Commission in response to that invitation. We would also like to take this 1977), and the recent decision of the Court of Appeals for the Third Circuit in E. E.0.C. v. American Telephone & Telegraph, Co., et al., No. 76-2217, No. 76-2281, No. 76-2285 (April 22, 1977) which we believe to be relevant. DISCUSSION In United Jewish Organizations, the Supreme Court sustained the constitutionality of a race conscious reapportionment plan enacted by the New York State Legislature in order to render cer tain legislative districts of the State acceptable to the Attorney General of the United States under Section 5 of the Voting Rights Act, of 1965, as amended, 42 U.S.C. §1973. One of the geographic areas affected by this reapportionment was the Williamsburgh section of Brooklyn (Kings County, New York), in which a community of some 30,000 Hasidic Jews resided. Prior to reapportionment, the entire Hasidic community was situated in one assembly and one senate district. To achieve a nonwhite population goal of 65% in certain districts, the reapportion ment plan divided the Hasidic community by placing a portion _ vof it into each of two assembly and two senate districts. The plaintiffs challenged the redistricting on the grounds that it opportunity to bring to the Court's attention the Supreme Court decision in Califano v. Webster, 45 U.S.L.W. 3630 (March 21, 1/ 65% was the non-white population figure which the Attorney General indicated would bring the legislative districting of Kings County into compliance with the Voting Rights Act. 2 diluted the value of their vote for the sole purpose of achiev ing a racial quota, which it was alleged, violated the Fourteenth Amendment. The Supreme Court rejected this challenge. There are important similarities between United Jewish Organizations and the instant case. Each involves the volun tary action by a defendant to comply with efforts of the executive branch to remedy the present effects of discrimi nation by implementing race conscious affirmative relief. In United Jewish Organizations, the Court noted that the appli cation of Section 5 of the Voting Rights Act was not dependent upon proof of past discrimination by the state. 45 U.S.L.W. at 4225-26. Moreover, in both United Jewish Organizations and the pre sent case, the affirmative remedy adopted included a specific numerical goal which was representative of the population characteristics of the relevant community. Finally, as the Supreme Court noted, the use of numerical goals to achieve specific objectives in the context of the Voting Rights Act has been ratified by the Congress and sanctioned by the courts. 45 U.S.L.W. at 4225. Likewise, the use of numerical goals as an important element of affirmative actions plans under Executive Order 11246, as amended, has also been rati fied by the Congress and sanctioned by the courts (see pages 19-30 of our principal brief). 3 The Supreme Court in Califano v. Webster, supra, recently- sustained a statute which granted females reaching age 62 prior to 1972 an economic advantage over males in the computation of social security entitlements. The Supreme Court referred to the historic job discrimination which put women at an economic disadvantage and held that the Congress may, as it did, enact remedial legislation to compensate women for economic disabili ties suffered by them as a result of that societal discrimination. As we have emphasized in our principal brief, we believe that the United States has a compelling interest in redressing historic job discrimination by the use of remedial programs. The Congressional use of social secuirity benefits to compen sate "... women for past economic discrimination" is but one example. 45 U.S.L.W. at 3630. The remedial policies embodied in Executive Order 11246 and other employment discrimination programs serve the equally important government objective of remedying the effects of society's disparate treatment of minorities and females. Lastly, we attach for the Court's consideration the slip opinion in E.E.O.C. v. American Telephone & Telegraph, Co., et al., supra. We believe that this decision is rele vant to the discussion in our principal brief regarding the 4 differences between relief under Title VII and affirmative action under the Executive Order program (see slip op. pp. 15-16). ABNER SIBAL General Counsel JOSEPH T. EDDINS Associate General Counsel BEATRICE ROSENBERG LUTZ A. PRAGER Attorneys Equal Employment Opportunity Commission CARIN A. CLAUSS Solicitor of Labor JAMES D. HENRY LOUIS G. FERRAND, JR. GARY M. BUFF Attorneys Department of Labor DREW S. DAYS III Assistant Attorney General GERALD J. GALLINGHOUSE United States Attorney RICHARD S. UGELOW Attorneys Department of Justice CERTIFICATE OF SERVICE I, Robert T. Moore, hereby certify that a copy of the the foregoing Supplemental Brief of the United States and the Equal Employment Opportunity Commission was on this 27th day of April, 1977, mailed, first class, postage prepaid, to the following counsel of record: Michael Gottesman, Esquire Bredhoff, Cushman, Gottesman & Cohen 1000 Connecticut Avenue, N.W. Washington, DC 20036 Robert J. Allen, Jr., Esquire Legal Department Kaiser Aluminum & Chemical Corporation 300 Lakeside DRive Oakland, CA 94612 Cloyd R. Mellott, Esquire Eckert, Seamans, Cherin & Mellot 600 Grant Street Pittsburgh, PA 15219 Burt A. Braverman, Esquire Cole, Zylstra & Raywid 2011 Eye Street, N.W. Washington, DC 20006 John W. Finley, Jr., Esquire Brashich and Finley 501 Madison Avenue New York, NY 10022 Arnold Forster, Esquire 315 Lexington Avenue New York, NY 10016 Michael R. Fontham, Esquire Stone, Pigman, Walther, Whittmann & Hutchinson 1000 Whitney Bank Building New Orleans, LA 70130 Frank W. Middleton, Jr., Esquire Taylor, Porter, Brooks & Phillips P.O. Box 2471 Baton Rouge, LA 70821 Jerome A. Cooper, Esquire Cooper, Mitch & Crawford 409 North 21st Street Birmingham, AL 35203 Joseph P. Fischer, Esquire Law Department ALCOA Building Pittsburgh, PA 15219 Austin Graff, Esquire 6601 West Broad Street Richmond, VA 23261 Gene E. Voigts, Esquire Shook, Hardy & Bacon Mercantile Tower Building 1101 Walnut Street Kansas City, MO 64106 ROBERT T. MOORE Attorney U.S. Department of Justice Washington, DC 20530 UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT NOS. 76-2217, 76-2231 and 76-2285 EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, JAMES D. HODGSON, Secretary of Labor, United States Department of Labor and UNITED STATES OF AMERICA vs. AMERICAN TELEPHONE AND TELEGRAPH COMPANY, NEW ENGLAND TELEPHONE AND TELEGRAPH COMPANY, THE SOUTHERN NEW ENGLAND TELEPHONE COMPANY, NEW YORK TELEPHONE COMPANY, NEW JERSEY BELL TELEPHONE COMPANY, THE BELL TELEPHONE COMPANY OF PENNSYLVANIA AND THE DIAMOND STATE TELEPHONE COMPANY, THE* 0-ESAPEAKE AND POTOMAC TELEPHONE COMPANY, THE CHESAPEAKE AND POTOMAC TELEPHONE COMPANY OF MARYLAND, THE CHESAPEAKE AND POTOMAC TELEPHONE COMPANY OF VIRGINIA,POTOMAC TELEPHONE COMPANY OF WESl BELL TELEPHONE AND TELEGRAPH COMPANY, TELEPHONE’COMPANY, THE OHIO BELL 'ATI BELL INC., MICHIGAN BELL •BELL COMPANY CINCINNa. THE CHESAPEAKE AND VT.RGINIA, SOUTHERN SOUTH CENTRAL TELEPHONE COMPANY, INDIANA BE CL TELEPHONE COMPANY^, INCORPORATED WISCONSIN TELEPHONE COMPANY, ILLINOIS BELL TELEPHONE COMPANY, NORTHWESTERN BELL TELEPHONE COMPANY, SOUTHWESTERN BELL TELEPHONE COMPANY, THE MOUNTAIN STATES TELEPHONE AND TELEGRAPH COMPANY, PACIFIC NORTHWEST BELL TELEPHONE COMPANY, THE PACIFIC TELEPHONE AND TELEGRAPH COMPANY AND B^LL rELEPHONii COMPANY OF NEVADA COMMUNICATIONS WORKERS OF AMERICA AFL-CIO (CWA) (intervening defts.) TELEPHONE COORDINATING COUNCIL TCC-1 (national^Bell Council), IBEW ("IBEW"Council) and THE ALLIANCE OF INDEPENDENT TELEPHONE UNIONS - intervening defts. COMMUNICATIONS WORKERS OF AMERICA, Appellant in No. 76-2217 THE TELEPHONE COORDINATING COUNCIL, TCC-1, IBEW - Appellant in No. 76-2281 ALLIANCE OF INDEPENDENT TELEPHONE UNIONS, Appellant in No. 76-2285 Of Counsel: JAMES A. DeBOIS AMERICAN TELEPHONE L TELEGRAPH COMPANY 195 Broadway New York, New York j.0036 BERNARD G. SEGAL BARRY SIMON SCHNADER, HARRISON, SEGAL 6c LOUTb 1719 Packard. Building Philadelphia, Pa. 19102 Of Counsel: CHARLES V. KOONS MATTHEW A. KANE KANE 6c KOONS 1100 - 17th St. N.W. Washington, D.C. 20036 THOMPSON POWERS JANE MeGREW MORGAN D. HODGSON SYEPTOE 6c JOHNSON 1250 Connecticut Avenue, N.W. Washington, D.C. 20036 Attorneys for American Telephone 6c Telegraph Company, et al. RICHARD H. MARKONJ.TZ MIRIAM L. GAFNI MARKOWITZ ; 6c KIRSCHNER 1500 Walnut Street Philadelphia, Pa. 19106 Attorneys for Communications Workers of America ELI HU I. LEI FEE. SHERMAN, DUNN, COHEN 6c LEiFER 1125 Fifteenth Street, N.W. Suite 801 Washington, D.C. 20005 LOUIS H. WILDERMAN MERANZE, KATZ, SPEAR & WILDERMAN 21st Floor, Lewis Tower Building 15th and Locust Philadelphia, Pennsylvania 19102 Attorneys for IBEW Council ABRAHAM WEINER ^AUL M . LEVINS ON MAYER, WEINER <S LEVINSON 19 West 44th Street Nev7 York, New York 10036 Attorneys for Allrance oj- Independent Telephone Unions 4 GIBBONS, Circuit Judge This is an appeal by three labor unions: the Communica- cions Workers of America (CWA), the Telephone Coordinating Council TCC-1, International Brotherhood of Electrical Workers (I3EW), and the Alliance of Independent Telephone Unions (Alliance) (hereinafter referred to collectively as the intervening defendants). The order below denied their motions to modity a consent decree, dismissed the motion of CWA for a preliminary injunction against continued implementation of an affirmative action override provided for by Che decree, and granted the motion of the plaintiffs and the original defendants for the entry of a supplemental injunctive order. The plaintiffs are the Equal Employment Opportunity Commission (EEOC), the Secretary ot labor, and the United States. Their complaint, filed on January 18, 1973, charged violations of the Fair Labor Standards Act, of Title VII of the Civil Rights Act or 1964, and of Executive Order 11246. The defendant is the American Telepp.one and Telegraph Company (AT&T) , appearing-' for itself and on behalf of its associated telephone companies in the Bell System. On the same day that the complaint was fried AT&T answered, deny u p the violations alleged. However, it simultaneously approved and 1 consented to a decree which embodied and was designed to enforce a negotiated agreement under which AT&T undertook to implement a model affirmative action program. That program . was designed to overcome the effects of past employment dis crimination in the Bell System with respect to women, blacks, and other minorities. The intervening defendants contend that the consent decree, as originally agreed to and as supplemented, conflicts with provisions of collective bargaining agreements , f-spn and AT&T and otherwise unlawfully invades rightsbetween Lnem ana eicc-L, ^ c- r onoetitive seniority in transferof their members respecting competi.iv 1 and promotion. hTe aa.firm. I. The Consent Decree in November 1970, AT&T filed with the Federal Communica tions Commission (FCC) a proposed tariff which would increase interstate telephone rates. Before that filing was acted on, t The decision a p p e a l e d ^ Opportunity Commission . 1 * prior history of this pro- 419 F.Supp. 1022 (E.D.Pa. 1976). ? Employment Opportunitytreated litigation may be gl*aned ^omjCquaL 506 F .2d 735 Commission v. American Telephon^ & J in part 356 F.Supp. (3d Cir. 1974) affirmin&j£^a£ — T ^ T ^ Z ^ n l z e d that CWA would 1105 (E.D. Pa. 1973). In that case we ^ â rotect its existing have standing to intervene as a dei^ eafter CWA, IBEW and Alliance collective bargaining agreement . . e e as defendants formoved for and were granted leave to ^terven the purpose of seeking modification of the consent - 2 - H-v. -CC-» W>T *> M1 ' i .r-̂L.1 ' l-' ̂ wv • - - - —— ->• ~-- • - - •' *.. ... ___ ‘4 . . y . . t /.V -t r: *v * '* » * * • > EEOC filed with the FCC a petition requesting that the increase be denied because AT&T's operating companies were engaged in systemwide discrimination against women and minorities. The FCC initiated a special proceeding to consider the charges, holding 60 days of hearings in 1971 and 1972. A number of organizations intervened in support of the EEOC. While the hearings progressed, settlement negotiations took place between AT&T and the government parties, w m c n eventually led termination of the FCC special proceeding and the entry of the Consent Decree. Although the Alliance of Independent Telephone Unions did not participate in negotiating the Consent Decree, tea A rvTA invited to do so but remainedIBEW did participate, and CWA was rnvitec uo deliberately aloof. 365 F.Supp. at 1108, 1109. The Bell System is one of the largest employers in the United States. Traditionally, its operating companies have been organized along departmental lines. The plant department has been responsible for installation'and maintenance of physical facilities such as central office equipment, transmission lines, and subscriber telephones. The traffic department has been responsible for putting calls through, operator assistance, information, and related services. The commercial department has handled subscriber sales and Dilling. The accou department has performed the bookkeeping and accounting runctions 3 Until at least the late 1960's, Bell System hiring practices generally followed departmental lines. The plant department, in which craft jobs predominated, was traditionally a male preserve, while female employees were generally employed as operators, bookkeepers, or in other clerical occupations in the traffic and commercial departments. Pay scales at both entry and higher levels in the plant department were, and remain,higher than for employees with comparable length of service in the other departments. Transfers from the traffic or commercial departments were possible, but there was a general policy of slotting a transferred employee in at the next higher pay rate than that last enjoyed in the previous position. Since traffic and commercial employees had lower starting rates and lower rates at each step of the wage progression schedule, that policy resulted in a transferee to the plant- department receiving a lower rate of pay than would an employee performing the same job who had been hired on the same date, but who had started in the plant department. These hiring practices resulted in a concentration of males and females m certain classifications. Moreover there was an imbalance between the racial and ethnic composition of the work forces, of many operating companies and the racial ^nd e<_hnic makeup 4 their available labor markers. The intervening defendants do not dispute that past patterns and practices were dis criminatory, nor do they dispute that the present work force in many Bell System departments still reflects those past patterns and practices. The Consent Decree directs the Bell System Companies to establish goals and intermediate targets to promote the full utilization of all race, sex, and ethnic groups in each of fifteen job classifications. The intermediate targets, set annually, reflect the representation of such groups in the external labor market in relevant pools for each operating company’s work force. The intermediate targets are the major prospective remedies in the Consent Decree. When any Bell Company is unable to achieve or maintain its intermediate target,-applying normal selection standards, it is required by the decree to depart from those standards in selecting candidates for promotional opportunities. Ityeust then pass over candidates with greater seniority or better qualifications in favor of members of the underrepresented group who are at least ’"oasically . - ffiVmflrive action override, the greater qualified.” Without tars afrrrmatrv time in title of incumbent members of the over-represented race, sex, or ethnic group would inevitably reduce the opportunity for advancement of the under-represented groups and would perpetuat 5 the effects of the former discrimination. The' affirmative action override applies, however, only to minority promotional oppor tunity. A promotion under the override does not result in any increase in competitive seniority for purposes of layoff or rehire, as to which the collective bargaining agreements control.2 The life of the decree is sin; years, ending on January 17, 1979. It provides that AT&T may bargain collectively with collective bargaining representatives for alternative pro visions which would also comply with federal law. No such alternative provisions have been presented to. the district court. II. The Supplemental Order . In an interim report on compliance with the Consent Decree it appeared that in a number of specific categories the Bell Companies fell short of attaining intermediate targets promulgated for 1973. The government plaintiffs and AT&T jointly moved for the entry of a supplemental order aimed .at remedying 2 The consent decree, Part A § 1II-C ter_Met credited service shall be used ior deter to in in®6 layoff and related force adjustments and recall to jobs where nonmanagement female and minority employees would otherwise be laid orf, Effected or not recalled. Collective bargaining agreements or Bell Company practices snail govern the confines of the group of employees being sidered. Provided, however, vacancies created bv layoff and related torce adjustments shall not be considered vacancies for purpose fer and promotion under thrs Section. 6 thase deficiencies and assuring future achievement of targets and goals. The supplemental order provides that unmet targets' shall be carried forward in certain establish ments and job classifications. For a two month period ending on October 24, 1976 some Bell Companies were required to make all placements in affected job classifications from groups as to which their targets had not been met. The supplemental order also provides for the creation or a Bell System Affirma tive Action Fund and its expenditure on projects which will advance the objects of the decree. It also articulates tne understanding of the parties that while the original Consent Decree was not intended to supplant the collective bar gaining agreements, to the extent that any provisions of the latter would prevent the achievement of the affirmative action targets and goals, the decree controlled. The^carry-forward provisions of the supplemental order do hot enlarge the Bell companies' total affirmative action obligations under the Consent Decree, nor do they extend its life. III. Bell System Promotional Seniority Since the only alleged conflict between the collective bargaining agreements and the Consent Decree and supplemental order relates to promotional seniority, our sta-trn0 r , ^aoinpd-for promotional practices point is a description of bargained for P _______________ The contracts between AT&T and each of the intervening defendants are not identical. As to each intervening defendant there are also variations, in contracts v i * specific operating com panies, negotiated locally to reflect local conditions and practices. However, a common feature of all tne agreements is that seniority for all purposes is determined by "net credited service" in any department in the Bell System. It is also com mon to provide that in selecting employees for promotion, other factors being equal, the Company will promote the employee with the greatest net credited service. However, it is clear that the company has not bargained to the union any role in the determination of employee qualifications. Soma ag cent to "the employee whom Company rinds is best qualified, speak of "ability, aptitude, attendance, physical fitness the job, and proximity to the assignment." Some agreements even qualify the seniority-equal qualification language by language to the effect that "[Nothing in this paragraph shall be con strued to prevent Company from promoting employees for unusually meritorious service or exceptional ability. nlmough their approach to the alleged conflict between the Consent Decree and 8 i * their collective bargaining agreements is not identical the intervening defendants agree -that the bargained-for promotional system is a merit selection system. Management determines the employee best qualified in its judgment, but seniority decides the issue where two employees are considered by management to , Th^ effect or the affirmative action be equally qualified. ihe ei^ecc « . . . « . « - - ■ “ < r ° " a «... “ “ ‘ under pre-decree practice. The decree provides for selecting, f nprqonS those who in the judgment from the under-utilized group of persons, . . r- j »' Although the briefs of the<- ''basically qualified. AiUlUU5of management are oasicao-^y h „ ..V,- issue of competitive seniority, tb intervening defendants stress the xssu .. T tjM ch under the contracts woulc roal dispute is less over seniority, which • eases of equal qualification, as overo-ily be determinative in cases . Rifled" oriterioh. The continued the departure from the "best qualified operation of that criterion would,^of course, significantly confine promotions within departmental lines, as ha, b p3st practice, since experience in the department will always be a significant factor in an employee's qualification level. ,T rT hlS agreed, in the instances _. i l. ronsent Decree AT&T has a0x. >Bv executing the vonsem il which the affirmative action override applies, to limit its - 9 - T bargained-for management prerogative or determining the employee best qualified for promotion, so long as it promotes a basically qualified applicant from an under-represented group. The unions urge that it may not do so without illegally breaching their collective bargaining agreements and the rights of some of the employees they represent. The Union Contentions Claiming standing as representatives of their members and by virtue of the conflict between the affirmative action override and the collective bargaining agreements, the inter i o r unions attack the Consent Decree on a number of grounds. Some of those grounds transcend tne issue of purport conflict between the decree and the collective bargaining agreements. They recognize that in making tneir Droad 0au= challenge they may oe acting inconsistently with interests of some of the persons whom they represent in the collective bargaining process, but joint W that this potential • • . the collective bargaining relationship,conflict is innerent in tne l u u See Caoweil Co. v .. W ^ ^ n ^ d d i r i ^ t u n . i t ^ a n i g a t i o n . 420 U.S. 50 (1975). Since the anions object to tne claimed m , decree and the promotional seniorityconsistency between the aecree anu f provisions of their contracts, they have standing to assert all grounds of invalidity of the decree which would result in the 10 elimination of that conflict. Moreover they are appropriate representatives of their members within the standing test of c<.~. n „ h v. Morton. 405 U.S. 727 (1972). Thus we will con- . f statutory and constitutional challenges,s icier eacn or tnerr staiutui^ ant-rv of the decree was an abuse as well as the contention that entry of the district court's discretion. A. The Consent Decree and Third Party Interests The unions contended in the district court, and contend somewhat less vigorously here, that it was improper in a Consent Decree to award relief affecting third party rights. That objection is meritless. To the extent that third party rights in which the unions are interested have been affected, they were allowed to intervene and be heard hr this case. They do not dispute the factual predicate of the decree, the prior patterns and practices of discrimination. If this were a litigated judgment the fact that they and their members did'not cause the discrimination would not prevent relief affecting tnrrd parties. franks v. Bowman Transth-£°-,424 U.S. 747, 778 (1975). At best, in a fully litigated case, they would be entitled to be heard only on the appropriateness of the remedy. They have been heard on that aspect or the case. Class actions frequently affect the interests of persons who are before the court only by virtue of the opting out - 11 " . • * tj Civ P 23(c) . We have approved theprovisions of Fed. K. trv. . v ) settlement of those actions even over the objection of class members who think additional r'elief should have been granted. E ^ . , V. Pittsburgh Pla t e j n a s ^ . 494 F.2d 799 (3d Cir.), cert, denied. 419 U.S. 900 (1974); Acs Heating & Plumbi£S. v. Crane Company. 453 F.2d 30 (3d Cir. 1971). These cases hold that approval of such a settlement, arrived at after negotiations between the defendant and the * ,4 t i i-.a s£d. only If ths courtclass rcprcsonC3.tIvo, will - abused its discretion in approving it. There is, of course, a difference between approving a settlement benefiting a plaintiff class whose representative negotiated it, and approving a settlement imposing burdens on an unrepresented class of defendants. The recognition of that difference was the very reason why in E H u a l & g o l o f f i ^ ^ .... .. V American Teleoho j ^ & J S ^ ^ E k ^ B ^ . 506 F.2d at 741-42, we held that C17A could move to intervene as a defendant. Following intervention the unions were per- _ mnvince the court that the relie^ mitted a full opportunity lo conv_nce , j /-'—ot- eauired to remedy .-heAT-ST had agreed to went beyond tnat a equ jp r u p case before us is, for all practica violation. The posture of the case o - 12 - —--,— -7 '■■'T'1■ r* •: mzi: *. '• VJmrt.v z. ur*: • .* ♦* ■* v purposes, that of a fully litigated decree. B. The § 703 Contention Advancing essentially-the same argument that we expressly rejected in United States v. Inc'1 .Union .of Elevator Const.. 533 F.2d 1012, 1019 (3d Cir. 1976), the intervening defendants urge that §s 703(a), 703(h) and 703(j) of Title VII, 42 U.S.C. §5 2000e-2(a),(h),(j), prohibit the district court from providing for an affirmative action plan containing interim targets and goals, and prohibit an affirma tive action override. As we noted in Elevator Constructors, that argument is foreclosed by j ^ o h s j J ^ owTian Transp. Co.., supra, 424 U.S. at 757-62. Even the Justices who wrote separately in Franks acknowledged that 5 703 is not a statutory limitation upon the remedial authority conferred on the district courts by 5 706(g), 42 U.S.C. § 2000s-5(g). C. The § 706(g) Contentions ' • The intervening defendants jaiso urge several separate challenges to the decree, based on their interpretation of i 706(g). The first of these is that the section prohibits quota remedies, and that the interim targets and goals of the Consent Decree amount to such a remedy. That challenge is also foreclosed by Elevator Constructors, supra, and we will not repeat the analysis of the legislative history of the 1972 amendments 13 3 to Title VII upon which w« « U « d in rejecting it. The unions contend that Elevator Constructors is ars- • u vt fi,,f it d<d not deal with competitive senioritytin^uishable in that n u-u° ̂- . out only with new hires. In one sense that is true, for the case dealt with a remedy in an industry where employers relied upon a hiring hall and a transitory work force. But the blunt fact is that the union membership quota remedy we approved in r1o„.for Constructors did involve competitive seniority with respect to referrals from a hiring hall. 53S,F.2d at 1017-18. More significant than our decision in the hiring hall context, however, is the Supreme Court's holding in Tranks v f B.q g aa TransO, Co., suora, Chat- a change in competitive seniority rs , , s , Tjr, orP not free to reconsidera permissible § 706(g) remedy. We are not . r „ _ . ™ wa do not think if is appropriatelythe issue. Even rr we a ■ this case since the decree actually preserves presented rn thrs case, oiul - . ., - • i. _ ond only - modiries tiVislayoff and rehire competitive senro method of selection for promotion W transfer. It affects cot all seniority rights, but only some. And among two equally basically qualified under-represented group applicants, for example, the seniority provisions would still operate, even with respect to promotion and transzer. 3 538 F.2d 1012, 1019-20 14 The unions’ najor challenge Co the decree, however, is that in all our prior Title VII remedy cases, and in those in the Supreme Court as well,'the remedy provided relief only in favor of identifiable victims of specific past discrimination. They contend that § 706(g) proscribes any decree, even in a class action, which would permit relief to a minority group member who could not so identify himself. The intervenor defendants misread our prior authority. Nothing in the decree which we approved in Elevators Constructors limited its applicability to blacks who had applied and been rejected for membership in the union. The decree ran to the benefit of the class of persons found to have been underutilized by virtue of a discriminatory pattern or practice. Moreover, the contention ignores the fact that in this case the Unit States sued to enforce Executive Order No. 11246.. _ In Contractors Ass'n of Eastern Pa. v. Secretary of Labor, 442 F.2d 159 (3d Cix. 1971), we held that the Executive 6rder was a valid effort by the government to assure utilization of all segments of society in the available labor pool for government contractors, entirely apart from Title VII. Certainly that broader governmental interest is sufficient in itself to justify relief directed at 15 classes rather than individual victims of d i s c r e t i o n . It is undisputed that the Bell System is a major governmental contractor. - W e could rest on Flavor or Constructors and Contractors. _ i ] a n a ■ni'ccscsnts in this Circuit. How of Eastern ?a. as conuroxlxng preceaen . _p Seens Hkely that review will be sought in the ever, since il seens — ^ J • ,-ur we discuss the merits ofSupreme Court it is appropriate that we ai the unions' contention that 5 706(g) proscribes class relief to classes which may contain persons who are not identifiable victims of specific discrimination.. Befofe doing so, we note that even if we were to accept the unions' position on § 706(g), 1:his decr3e v'OUld have a large scope of valid operation. The chief charge is that for years Bell System hiring practices steered certain classes of persons into certain departments. Any member of the affected class who became a Bell System employee during the time the practices operated w'as affected by them, at least to the extent that he or she was not informed that emoloyment opportunities might exist in other departments, we do not think that Congress, in enacting Title VII, intended that § 706(g) remedies be available only to those .uiowl enough and militant enough to have demanded and been refused - 16 - „ . ’ T " y H ... c • w . 1 s . . - w _ * r ££. a... 7 .. t V * what was not in fact available. All who became employees while the Challenged employment practices operated were individual victims of the practice. Thus the unions' objection only'goes to the possibility that some minority group members,hired after the offending practices ceased, might be able to take advantage of the affirmative action override. Ho record was made in the district court, by the intervening defendants or anyone else, to establrsh whetner there is a significant number of such parsons. Recognizing that there are thousands of class members who could validly be protected, even on the unions' construction of § 705(g), we would find it extremely difficult to set aside the decree in the absence of such a record. The district court in framing a remedy could certainly balance the possibility that some recent hires who were not affected by the offending prior practices might be advantaged against the practicality that the decree had to be simple enoughvin operation to achieve its main purpose. Thus, we would not reverse even if we agreed with the intervening defendants', interpretation of § 706(g). That interpretation rests upon the last sentence of that subsection: 17 ,l0 order of the court shell require the admission reinstatement of an individual as a member o. "union or the hiring, reinstatement, or pro- n H n . Q C an individual as an employee, or the oav^ent to hLm of any bade pay, if such individual was11 refused admission, suspended, or expelled,jr was refused employment or advancemen dis_ pended or discharged for_any re,sson sex> or National % £ £ T £ vSlation o l section 2000.- 3(a) of this title. The unions urge that any relief going beyond class members who can show that they, rather than the class to which they belong,have been discriminated against is proscribed. must be'read in light The last sentence an 3 706(gj muse u r ,.,,p rest of the section. That of the settled construction 01- 1 settled construction is that once a Pri,a facie showing is made that an employer has engaged in a practice w m e n violates Title VII,the burden shifts to it to^prove that there is a t i--nn The last sentence of § 706(g) benign justification or explanation. snysVecisely that. Obviously, an employer can.meet an individual V • „ rhar although that individual was a member charge by showing that aitnou0a _ _ _ -t-Vvip'f or a drunk.,. , pices he was also a ttnsi.,of the disadvantaged cia^s nc , ' e qiirh a reason denied employmentor an incompetent, and was for suen a — ■----7 . T.,rM Union of Elevator Const., 538Unitea States v. pg-g) see pranks v. Bowman F .2d 1012, 1017 & n.8 (3a Cir 19• •> • -gj Albemarle Paper to. < « , . . . Green, 441 U.S. 792, 302 (1973). 18 or promotion. But the sentence does not speak at all to the showing that must be made by individual suitors, or class representatives on behalf of elass members, or the EEOC on behalf of class members.' The sentence merely preserves the employer's defense that the non-hire, discharge, or non-promotion .as for a cause other than discrimination. Nothing in the Consent Decree prevents AT6cT from asserting that defense with respect to individual applicants for promotion, and it is difficult to see what interest the unions have in it. The sparse legislative history available on the bills which became Title VII confirm our interpretation of the sentence.- In H.R. 7152,what is now § 706(g) appeared as § 707(e). A section- - * -i r-i T4 t? No 914. 88th Cong. 1stby-section analyses contained _n H.R. x P* Sess. (1964) , states of the latter. "bio order of the court m a y _ ^ ’oire_tjge admission Fii^Ttemant of an individual as a memoer of the union or the hiring, reinstatement, o. was refused admission, suspended, or separated,^or ^TTiflised employment or advancement^., or was suspended or discharged Joj ^EO , Legislative History of Titles Vil and ^ Civil'Rights Act of 1964 (hereinafter to as "Legislative History ), P* 20-9 ( •? supplied). - 19 - . k k T * J »-■ err. :• ! t "For cause H.R. 7152h dearly refers to an employer's derense. went directly to the floor of.the Senate, where major changes were made. Hone, however, substantively affected § 707(e) except that sex was included among the proscribed bases of discrimination, and the section was renumbered to § 706(g). Confirming the Senate's understanding that the last sentence merely preserved the employers' defense is the comparative analysis of the Senate and House bills printed in the Con- gressional Record-on June 9, 1964: House Version 11. No order of court shall re quire the admission or reinstate ment of an individual_to a labor organization or the hiring, ̂ t a in statement, promotion of an indiv idual by an employer if the laoor organization or employer took action for any reason other than discrimination on account of race: color, religion, or national origin. Senate Version 11. Same, except "sex" was included. (This had oeen unin tentionally omitted in House biu. Also, court action in this regar was prohibited where an indiv idual opposed, made a charge, testified, assisted,^or parti cipated in an. investigation, hearing or proceeding of an un lawful employment practice o- ai employer, employment agency, or labor organization. Legislative History at 3027. The intervening defendants rely on what they consider to be contrary indications in an explanatory memorandum on § 707(e) by Senators Clark and Case. Legislative History at 3044. He place no reliance on this ambiguous reference, since the section-by-section analysis quoted above is a o,ore authoritativ n n indication of congressional understanding. We also note that in considering the 1972 amendments to Title VII, Congress rejected the Ervin no-quota amendment to the 1972 Act. It did so af^er .specific discussion ,of United States v. Ironworkers Local .86, 443 F.2d 544 (9th Cir.), cert, denied. 404 U.S. 9S4 (1971). T'ne "ironworkers remedy, like that in our Elevator Constructors case, * * supra, included a new membership provision not limited to iden tifiable victims of specific past discrimination. As we pointed out in the latter case, the solid rejection of the Ervin amendment confirmed the prior understanding by Congress that an affirmative action quota remedy in favor of a class is permissible. 538 F.2d * at 1019-20. We are reinforced in our conclusion that class relief, without regard to the victim status of every class member, is appropriate by the firm consensus in the courts of appeals upon the lawfulness of class-based hiring preferences and membership 5 goals. 5 £ e. United States v. Elevator Constructors^Local 5, supra; Rios'v.’stearafitters Local 638, 5 0 1 FM2d 622 (2d Cir 97’); United States v. Hood Lathers Local 46, 471 r.2d 408 (2d Car ), cert, denied, 412 U.'S. 939 (1973); United States v. N.L Indus ;nc., 470_F.2dl54 (8th Cir. 1973); NAACP v. Eeec.ner, 50a F.2d 1017 (1st Cir 1974) cert, denied, 421 U.S. 910 (1975); United States v. 13EW Local 38, 428 F.2d 144 (6th Cir.), c^._d£niedi 400 U.S. 943(1970); Morrow v. Crisler, 491 F.2d 1053 (5th Cir.), cer£. 419 U.S 895 (1974); Southern Illinois Builders Ass n v. Ogilvie 471 F.- (7th Cir. 1972); United States v. Ironworkers „ocal 86, >4. F._ 5 qth Cix 1 cert denied, 404 U.S. 984 (1971); Patterson v. American Tobacc^Coh^ 4 3 1 ^ 5 7 (4th Cir.), cert, denied, 45 U.S.L.W. 3350 (U.S. Nov. 2, 1976)(Nos. 76-46, 76-56). Cf. Albemarle Paper Co. v. Moody, 422 U.S. 405, 414 n.8 (1976): 1St® 1 21 - r.je find meritless the proposal that we distinguish, for purposes of the availability of class action relief, between nev7 hires and those already employed. Noth m g m the language of the last sentence of § 706(g), upon which the intervening defendants base their individualized remedies argument, suggests such a distinction. Class action relief is equally available to both new hires and employees. The only distinction between the two classes is that in considering a seniority or promotion remedy, a court of equity must take into account expectations of other incumbent employees. But those incumbent employees will be affected identically by a remedy in favor of identifiable victims of specific discrimination as by a remedy which includes employee members not so identifiable. The impact on meumoent 5 (continued) , .The petitioners also contend that no packpay can be awarded to those unnamed parties in the plaintifr class who have not themselves filed charges with the ^EOC We reject this contention. The Courts of Appeals^that have confronted the issue are unanimous in_recognizing that backpay may be awarded on a class basis under Tiuie y5 * * * * * 11 without exhaustion of administrative procedures by the _ unnamed class members. See, e.g., Rosen ,v. Public Seuice Electric 0 Gas Co., 409 F.2d 775, 780 (CA 3 1969 , and 477 F.2d 90, 95-96 (CA3 1973); Robinson v. Lorillard Corp. 444 F 2d 791, 802 (CA 4 1971); United States v. Georgia Power * Co., 474 F.2d 906, 919-921 (CA5 1973); Head v Timken Roller Bearing Co., supra, at 876; Bowe v. Colgate- Palmolive Co., 416 F.2d 711, 719-721 (CA7 1969); United States v. N.L. Industries, Inc. 479 *.2d 354,^378-379 (CAS 1973). The Congress plainly ratified this construc tion of the Act in the course of enacting the Equal employ ment Opportunity Act of 1972, Pub. L. 92-261, 86 Stat. 103 employees goes to the scope rather than the availability of 6 class relief. Summarizing, none of the interveners’interpretations of § 706(g), urged upon us as prohibitions against the inter mediate targets, the employment goals, or the affirmative action override, persuade us. D. Abuse of Discretion We turn then to the contention that even assuming the existence of statutory authority,the district court abused its discretion in refusing to grant the unions' motions to modify the Consent Decree, and in entering the Supplemental Order. As with equitable remedies generally, the scope of relief is a matter entrusted in the first instance to the trial court. As tua Supreme Court has made plain, however " that discretion imports not the courts ■‘"inclination, but . . . its judgment; an.d its judgment is to be guided by sound legal prrn- cioles Discretion is yes ted.not for pur- poses if •'limit[ing] appellate review of trial courts or . . invit[ing] inconsistency and caprici * but rather to allow the most complete achievement of the objectives o£ ™ ^ is attainable under the facts and circumstances of the specific case. 422 U.S at 421 Ac cordingly the District Court's denial o- any ~ see e.g., Ostapowiczv. Johnson, 541 F.2d 394 (3d Cir. 1976), cert, denied, 45 U.S.L9. 3463 1974)! Com- r ^ r t h “ HCe“ i D?2d 1029 (3d'cir. 1973) (per curiam) ( £ banc); Kirkland v. New York State Dept. of Correction tpt p ’ (tt.S . ■ O d 420, 430 (2d Cir. 1975), cert, denied, 45 U.S.L.J. 3ZA9 fu October 5, 1976). form of seniority remedy must be reviewed rn terms of its effect on the attainment of the Art's obiectives under the circumstances pre sented by this record." Franks v, bowman Treasg, Co , suoL, 42^ U.S. at 770-71. in Franks, thf Court reviewed the denial rather than the award of relief, but it is equally relevant to the scope of appellate review of the award of relief as well. As we pointed out in Part IV A,supra this case comes to us after actual litigation by the intervening defendants over Lne scope of reli it is closer, procedurally, to IsajSLV.,, gotten, suora, than to Brvan v. Pittsburgh Plate Glass Co ,̂ supra,, and noo_r . bouse Electric Cprpu, 680 F.2d 240, 247-50 (3d Cir. 1973), in which we reviewed settlements objected to by plaintiff class members. But whether we apply the standard of appellate review for litigated Title VII cases or that for review of settle ments , considerable deference must be accorded the decision of the trial judge as to remedy. The intervening defendants ydo not dispute tha p hiring practices violated the law, that the makeup of the work force in many Bell System departments reflects the present effects of those past practices, or that continuance of the "best qualified" criterion for promotion,by rewarding experience in a given department,would tend to perpetuate those effects. - 24 - rm r c t--: .. - j re,.CPpt in their general attacks against Nor have they urged (e^c_p„ - -r*-ion targets and goals) tnat -3--ting the all affirmative ^caon -ara rv-representation in the available targets and goals to minority -ep. -,JC force ,as'error. They do contend that other means of at taining those goals might have been resorted to, and might be . preserves for the unions theequally effective. But tne decree pres . ■ ^^lectwely for such alternative mean* . opportunity to bargain collectively _ , _ careful consideration to all the union s The district court gave Carerui cons objections, and struck an appropriate balance between the integrity o£ the collective bargaining process and the necessity for eefectiv relief. The affirmative action override was not applied across the board, but only when necessary to bring particular worm units into compliance. The intermediate targets and the goals remain subject to oeriodic review and adjustment. The decree is short lived. It makes no intrusion- upon competitive seniority for ^ . .-e'-inres we cannot say that the layoffs or rehires. In the circumscanoes w . court abused its discretion. 4 E. Constitutional Challenges Finally, the intervening defendants cnallen0 decree on the ground that any court-imposed remedy requiring a _ cp-v race or national.i ap'f'Ttieci "’ll terms or -*■> quota, target or goal de^inec _n -p +-Va’P fifth amendment., j „ „r(V,PcS clause of tne inuiorigin violates the due process - 25 r i T -rrr« r t » V .‘S-w’wT If. its broadest reach, this argument is that any class action remedy for discrimination against minor-ities is unconstitutional, for any such remedy cf necessity dennes the prot-c.ed „c are not asked to go quite that far. The unions do not object to the provisions of the deer*; prohibiting employment district- ination in the'future. Their objection is to the provisions for overcoming the effects of past practices. We have rejected the same constitutional arguments against affirmative action r erne dies in the past. United Spates v. i n ^ ---------------- Const., supra, 538 F.2d at 1018; Erie Human Relations Coma’n v ^ Tullio, supra; Contractors Ass’n qf_Eastem Pa.-v. Secretary of Labor, supra, 442 F.2d at 176. See Oburn v. Shapn, 521 F.2d 142, 149 (3d Cir. 1975)(Garth, J.). The intervening defendants would have us distinguish these cases because they didrot involve compet itive seniority, and thus did not involve contractual interests of other employees. We pointed out above that Elevatpr_Constractors did involve competitive seniority. But in any event the proposed distinction is unavailing. Franks v. BowmanTrang^^Co^ sugra, holds that the contractual interest of an employee in competitive seniority must yield to an appropriate Title VII remedy. 26 See 424 U.S. at 778. Federal statutory remedies need not be color blind or sex unconscious. He recognize that the remedy adopted by the district , court can operate to the disadvantage of members of groups which have-not previously been discriminated against compared to members of sex or racial groups previously subject to dis crimination who have not themselves been discriminated against. The remedy thus constitutes federal action which classifies by membership in a sex or racial group, and must be held invalid under the equal protection guarantee inherent in the due process clause of the Fifth Amendment unless it can be shown that the interest in making the classification is sufficiently great. The standard applied by the Court in evaluating that interest has differed somewhat for sex as opposed to racial classifications. Racial classifications are subject to strict scrutiny: the federal "purpose or interest" must be 'both con stitutionally permissible and substantial,^ and the use classification" must be"’necessary . . to the accomplishment' ~ 7 i cn* or, strengthened by the Supreme Court'sOur conclusion is s t ^ „ o£ Will^m.sburgh, recant decision w 4221 (U.S. March I, 1977). There, In% V - that'racial quotas could permissibly be usee tne ieetsia^ve^apportionment pursuant to a constl-to efiecL^^i:s .at p Fhe claims of discrimination oytutional peueral statut . , reapportionment petitioners were unavailing where the ™ * f ^ * * * taation. was designed to remedy the ef_ect j. P- 424 u>s_ at 775 See also Franks v. Bowman Transp •> - ' ^ 446 F>2d 652, United States v. Beth^ t̂ cC°r^ [ F 2d 1236,663 (2d Cir. 1971); Vogler v. McCarty, Inc., 1238-39 (5th Cir. 1971). 27 of [Che] purpose or the safeguarding of [the] interest." In re Griffiths, 413 U.S. 717, 721-2 (1973)(footnotes omitted). On the other hand, "classifications by gender must serve • i important governmental objectives and must be su d stantially related to achievement of those objectives." Craig v. Boren, 45 U.S.L.W. 4057, 4059 (U.S. December 20, 1976). The present classifications are permissible in the case of race, and are thus permissible a fortiori with respect to sex. federal interest in the present case is that of remedying the effect of a particular pattern of employment discrimination upon the balance or sex and racial groups would otherwise have obtained -- an interest distinct from that of seeing that each individual is not di.sadvantaged by discrimination, since it centers on the distribution of benefits among groups. This purpose is "substantial" within the meaning 8 of In re Griffiths, supra, where the Supreme^Court said that "a State does have a substantial interest in the qualifications of those admitted to the practice of law . . 413 U.S. at 725. 8~The Court said in footnote 9 of its opinion that: '̂ The state interest required has been characterized as overriding, [McLaughlin v. Florida, 379 U.S. 1S4, 196 (1964)]; Loving Y- Virginia, 388 U.S. 1, 11 (1967); 'compelling,' Graham v. Richardson^ [403 U.S. 365 , 375 (1971) ];' important, 1 Dunn v .. B_l_umstein, 405 U.S. 330, 343 (1972), or "substantial," ibid. We^attribute no particular significance to these variations in diction. 28 The governmental interest in having all groups fairly repre sented in employment is^at least as substantial, and since that interest is substantial the adverse effect on third parties is not a constitutional^ violation. Moreover, the same exclusic of such members could conceivably result from remedies afforded to individual victims of discrimination. This remedy operates no differently. Furthermore, as we noted above, the affrrmativ action override is necessary to the practical accomplishment of the remedial goal. It will doubtless be possible to detail, and thus to employ remedies other than quotas, for many individual instance of discrimination. But it is also true that much discriminatic cannot be proved through evidence of individual cases, even tnc a prima facie case can be made out on the basis of statrstrcal other evidence. It will, for example, be nearly impossible to show that individuals were deterred from applying for hiring o: promotion, or from attempting to meet the.prerequisites for advancement, because of their well-founded belief that a partic employer would not deal fairly with members of their particular sex or racial group. Moreover, even apart from problems of 9 See findings in House Judiciary Committee Report on • i j < — 1? ■p n p T e^islative History of TitleH.R. 7152, reprinted m E.E.O.C., he ^ia VII and XI of Civil Rights Act of 19o4 at 2018. - 29 - . * - 'f t / * • ■ proof, goals and quotas are necessary to counteract the effects of discriminatory practices because some victims or discriminate: no longer seek the job benefits which they were discriminatorily denied. '.In such cases, quotas are needed to counteract the erfec of discriminatory practices upon the balance or sex and racral groups that would otherwise have obtained. The use of employment goals and quotas admittedly involve tensions with the equal protection guarantee inherent in the due process clause of the Fifth Amendment. But the remedy granted by the district court is permissible because it seems reasonably calculated to counteract the detrimental effects a particular, identifiable pattern of discriminatron has had upon.t..- P ? Of achieving a society in which the distribution of jobs to basically qualified members of sex and racial groups is not affected by discr initiation. The judgment appealed from will be affrrned. TO THE CLERK OF THE COURT please file the foregoing opinion, Circuit Judge 30