Alexander v. Dennis Appellees' Response to Second Supplemental Briefs of Appellants
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August 3, 1977

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Brief Collection, LDF Court Filings. Alexander v. Dennis Appellees' Response to Second Supplemental Briefs of Appellants, 1977. 13687173-b79a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0f998937-ccac-4384-9ff3-b947b93e03f8/alexander-v-dennis-appellees-response-to-second-supplemental-briefs-of-appellants. Accessed May 12, 2025.
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ot5 U)F IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 75-177S, 75-2097, 75-2098, 75-2099 RAMSEY ALEXANDER and ROBERT F. NEWMAN, Plaintiffs-Appellees, and RAYMOND L. DENNIS and WARNER McCREARY, Intervenors-Appellees, vs. AVCO CORPORATION - AEROSPACE STRUCTURES DIVISION, Nashville, Tennessee and AERO LODGE NO. 735, INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS, AFL-CIO, Defendants-Appellants. On Appeal from the United States District Court for the Middle District of Tennessee APPELLEES’ RESPONSE TO SECOND SUPPLEMENTAL BRIEFS OF APPELLANTS JACK GREENBERG O. PETER SHERWOOD 10 Columbus Circle New York, New York 10019 MORRIS J. BALLER 145 Ninth Street San Francisco, Calif. 94103 Attorneys f AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 RUSSELL C. B. ENNIX, JR. Morris Memorial Building 330 Charlotte Avenue Nashville, Tennessee 37201 : Appellees IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 75-1776, 75-2097, 75-2098, 75-2099 RAMSEY ALEXANDER and ROBERT F. NEWMAN, Plaintiffs-Appellees, and RAYMOND L. DENNIS and WARNER McCREARY, Intervenors-Appellees, vs. AVCO CORPORATION - AEROSPACE STRUCTURES DIVISION, Nashville, Tennessee and AERO LODGE NO. 735, INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS, AFL-CIO, Defendants-Appellants. On Appeal from the United States District Court for the Middle District of Tennessee APPELLEES' RESPONSE TO SECOND SUPPLEMENTAL BRIEFS OF APPELANTS Appellants Avco and Aero Lodge 735 have each moved to file supplemental briefs in this matter raising additional argument based on decisions of the Supreme Court in June, 1977. Appellees hereby reply to those supplemental briefs. Because the issues argued in the two supplemental briefs substantially overlap, and because the Aero Lodge 735 brief is little more than a summary of Avco's brief, we respond to both in a single argument. I. APPELLANTS DISTORT OR IGNORE PERTINENT FINDINGS OF THE DISTRICT COURT Appellants' briefs would hold up to this Court, for reexami nation in light of recent Supreme Court decisions, a wholly hypothetical district court decision. The decision which they urge must now be reversed bears only slight resemblance to the one entered by the court below. 1. Both defendants would characterize that decision as one in which a bona fide seniority system with unintentionally dis criminatory side-effects was the primary Title VII violation. (See Avco Br. at 2-3; Aero Lodge 735 Br. at 2-3). But a review of Judge Morton's decision will demonstrate that seniority was only one of a panoply of intentionally discriminatory practices identified and enjoined, see Appellees' Brief filed February 19, 1/ ' 1976, at 16-19. In fact, the other discriminatory practices — including deliberately discriminatory abuse of a word of mouth 1/ This brief is hereafter cited as "Main Br.". 2 recruitment system, deliberately discriminatory and subjective supervisory evaluations of employee qualifications, deliberately discriminatory refusal to afford black employees equal training opportunities, overt supervisory bias and Avco's deliberate failure to correct it, and deliberately discriminatory manipu lation of personnel records form the great bulk of the Title VII violations identified by the District Court. (See Main Br. at 16, A. 1385-87, A. 1410.) Both defendants also persist in characterizing the Globe-Wernicke incident as the racially neu tral application of a bona fide seniority system within the meaning of Title VII’s §703 (h), 42 U.S.C. §2000e-2 (h), as now construed by the Supreme Court in Int'l Brotherhood of Teamsters v. United States. 45 U.S.L.W. 4506 (May 31, 1977). See Avco Br. at 3, Aero Lodge 735 Br. at 2. That distortion of the plain facts as found by the court below — which are that appellants actually subverted and manipulated the seniority rights of black employees in a deliberate effort to deprive them of the fruits of their bona fide seniority position, see Main Br. at 19-21, 50-55, A. 1388-1390 — cannot be condoned. 2. Avco strenuously argues the case as if the district court has only made findings of initial discrimination (sub sequently perpetuated by neutral practices) founded solely on statistical evidence with respect to the pre-Title VII period. See Avco Br. at 2-3, 6-7. But, in fact, the statistical 3 evidence relied on by Judge Morton comprised only one element of a massive array of findings of deliberately discriminatory acts and their effects. The list of discriminatory practices engaged in by appellants and found by the court below, see Main Br. at 16-23, A. 1379-1410, includes intentional prac tices of overt racism. This is not a subtle, purely statis tical case in which discriminatory purpose or effect must be inferred from dry workforce breakdowns. Moreover, the statis tical and other evidence of discrimination does not rest solely on findings of pre-1965 discrimination and post-1965 perpetua tion by neutral practices. Both Avco and Aero Lodge 735 con tinued their active program of discrimination for years after Title VII became effective. See Main Br. at 16, A. 1385-87, 1410. The statistical indicia of discrimination found by the District Court include many findings of discrimination after 1965 in hiring and promotions. See, e.g., A. 1383 (Black employment declined dramatically after January 1970, and black 2/ All these discriminatory practices continued in effect long after the filing of EEOC charges by plaintiff class representa tive Alexander and Newman on September 9, 1965 and May 2, 1966, respectively, A. 1374. Those charges were sufficient to allow appellees to raise in litigation, the broad class claims in volved here. See A. 1374. There is, therefore, no question of the timeliness of the class claims or the actionability appel lants' practices of classwide discrimination, cf. United Air Lines v. Evans, 45 U.S.L.W. 4566 (May 31, 1977). women were never hired until after October 1968), A. 1384 (only 9 of 734 salaried employees were black as of July 9, 3/ 1971, and Avco had no black mechanics and had never had a black superintendent as of the same date). 3. Both appellants stubbornly deny the typicality and basic nature of the named plaintiffs' discrimination problems and of their claims. See Avco Br. at 4-6, Aero Lodge Br. at 3-5. The facts about the individual claims as largely found below, are fully set forth at Main Br. 56-64 (See esp. facts re Alexander and Newman). That narrative makes it clear that the individual claims are in multiple respects protypical of the class-wide discrimination practices of both Avco and Aero Lodge 735. There is no need to reiterate those facts here; we simply note that the distorted and disingenuously narrow characteriza tion of what happened to the plaintiffs and what kinds dis crimination they complained about bear little relation to reality and have no foundation in the record. II. THE RODRIGUEZ DECISION DOES NOT AFFECT THE DISTRICT COURT'S PROPER DETERMINATION THAT APPELLEES WERE APPROPRIATE CLASS REPRESEN TATIVES Both appellants argue that under East Texas Motor Freight 3/ This disparity reflects post-1969 hiring discrimination, see Main Br. 14, A. 1149, not ancient history. 5 v. Rodriquez, 45 J.S.L.W. 4525 (May 31, 1977), appellants were not appropriate class representatives (Avco Br. at 4, Aero Lodge 735 Br. at 3). Their arguments rest largely on the fallacious presumption that the individual plaintiffs1 discrimi nation problems had nothing to do with the patterns of across- the-board employment discrimination found by the District Court. Since the presumption is wrong, see 1.3 supra, the argument fails without further analysis. But it is nevertheless worth consider ing briefly how Rodriguez differs from the instant action. The crux of the Rodriguez decision was that the specific facts present in that records showed that the district court was not clearly in error in finding those plaintiffs inadequate 4/ class representatives. On each of these specific factual points, the case at bar differs dramatically. In Rodriguez, the plaintiffs did not pursue their case as a class action at trial but attempted to resurrect it on appeal, see 45 U.S.L.W. at 4526, n. 6 and accompanying text. Here, plaintiffs explicitly pursued, see Main Br. at 2-3, and at trial massively documented their class claims. The Rodriguez plaintiffs were not members of their class because "they suffered no injury as a result of the alleged discriminatory practices," see 45 U.S.L.W. at 4/ The Supreme Court at the same time reiterated the principle that "suits alleging racial or ethnic discrimination are often by their very nature class suits involving classwide wrongs. Common questions of law or fact are typically present." 45 U.S.L.W. at 4527. 6 4526-27. Here the district court correctly found that three named plaintiffs had suffered injury due to discriminatory treatment typical of that inflicted on all black employees, 5/ see Main Br. at 22-23, 55-64. Whereas the Rodriguez plaintiffs stipulated that they had not been discriminatorily hired on initially assigned, see 45 U.S.L.W. at 4527, the plaintiffs here never conceded anything and moreover, proved their allega tions that they became and remained laborers for racial reasons, see Main Br. at 55-64. The Supreme Court also doubted the Rodriguez plaintiffs' ability to represent the class because they had failed to move for certification prior to trial and because the record indicated substantial opposition by class members to the plaintiffs' litigation goals, see 45 U.S.L.W. at 4527. But in the case at bar, appellees did move before trial for certi fication, see Main Br. at 2-3, and they were recognized as leaders and spokesmen by all of Avco's black workers, see Main Br. at 22-23. Appellants' arguments that Rodriguez makes 5/ Even if the district court's judgment for appellees on their individual claims were erroneous, Rodriquez would still support affirmance of the holding that appellees were proper class representatives since this case was fully tried as a class action. See 45 U.S.L.W. at 4527, n. 12. 7 §/ appellees improper class representatives is frivolous. III. NOTHING IN THE TEAMSTERS DECISION ON SENIORITY UNDERCUTS THE DISTRICT COURT'S CORRECT FINDINGS AND CONCLUSIONS Both Avco and Aero Lodge 735 argue that the Supreme Court's decision in Int'l Brotherhood of Teamsters v. United States, 45 U.S.L.W. 4506 (May 31, 1977) supports their position here. Both are wrong. Appellants' main thrust based on Teamsters urges that since the Supreme Court held bona-fide seniority systems immune under Title VII, the district court's findings of discriminatory prac tices must be reversed. These arguments are both inapplicable 6/ No court, including the Supreme Court in Rodriguez, has ever held that the representative's individual claims must be in every respect identical to the class claims. A general congru ence in the nature of the claims suffices, e.g., see Gibson v. Local 40, Supercargoes & Checkers (ILWU), 543 F.2d 1259, 1264 (9th Cir. 1976), and appellees abundantly meet that standard. Aero Lodge 735's argument that the Globe-Wernicke incident is rendered unactionable because no named plaintiff was directly affected misses this point; the manipulation of job opportuni ties for the benefit of white employees and to the detriment of black employees which occurred in the Globe-Wernicke incident is the prototype of other practices that displaced or deprived appellees of jobs they held or sought. See especially Main Br. at 61 and n. 91a, and td. at 57-58. Likewise, the Lodge's assertion that there was no union-caused discrimination against any named plaintiff is either a flight of fantasy or a calculated effort to ignore the facts as found by the court below, see A. 1393-94, 1398, 1399, cf. 1390, 1380-81. In Rodriguez the Supreme Court merely cautioned that commonality is not the only require ment of Rule 23(a) that must be met. Numerosity, typicality and adequacy of representation must be present as well. All of the requirements of Rule 23(a) and b(2) are satisfied in this case. 8 and incorrect. They are inapplicable because appellants' seniority — discrimination practices constitute just a small part of the comprehensive scheme of illegal practices found by the court below, see p. , supra. Title VII1s §703 (h) — the sole basis for the Teamsters seniority holding, see 45 U.S.L.W. at 4512 — and its interpretation in Teamsters relate only to seniority systems. All the other discriminatory prac- ’ u tices of appellants are outside §703(h); the district court's 8/ holdings as to them are therefore not affected by Teamsters. The Supreme Court's decision is further inapplicable to those practices because it dealt only with the legality of an other wise neutral seniority system which in the post-Title VII period perpetrates the effects of pre-Act discrimination, see 45 U.S.L.W. at 4512. Avco and Aero Lodge 735 continued to discriminate on a systematic basis long after Title VII became effective, see p. supra. Thus, this cas is one in which, as the Supreme Court took pains to note, "[p]ost-Act discriminatees . . . may 7/ These practices can in no sense be said to be a "bona fide. . . merit system," cf. §703(h), 42 U.S.C. §2000e-2(h). 8/ See n. 11 infra. Aero's assertion, Br. at 2, that "[t]he only persons entitled to relief under Teamsters are the identi fied victims of post-Act hiring or transfer discrimination," badly misreads the Supreme Court's decision. Consistent with Teamsters, full relief must be awarded to all victims of all forms of employment discrimination, except that which consists solely of the post-Act effects of a racially neutral seniority system which perpetrates disadvantages rooted in pre-Act discrimination. 9 obtain full ’make whole' relief . . . without attacking the legality of the seniority system as applied to them," 45 USLW at V4512. Even if Teamsters did apply in some general sense to some of appellants' seniority practices, the seniority system shown on this record would not qualify for the limited immunity granted under §703(h) as construed in Teamsters. "To be sure, §703 (h) does not ummunize all seniority systems, it refers only to 'bona fide' systems, and a proviso requires that any difference in treatment 10/ not be 'the result of an intention to discriminate', 45 USLW at 4513. The Avco seniority system simply cannot be viewed as bona fide. In Teamsters, the government had conceded that the seniority system was not devised or maintained in racial discrimi nation, see 45 USLW at 4514. Here, the record shows that racism permeated the operations of both parties who devised the seniority 9/ The only limitation on the availability of relief for post-Act seniority discrimination is one of ttimely filing of a discrimination complaint, see 45 USLW at 4512 n.30. This is not an issue here, see n.2, supra. 10/ in a post-Teamsters decision the Fifth Circuit succintly restated the holding Supreme Court's decisions: "The principal import of those decisions for this case is the holding that "bona fide" seniority systems, that is, systems which are facially neutral, which did not have their genesis in racial discrimination, and which were negotiated and have been maintained free from any illegal purpose, do not violate Title VII even though they perpetuate the effects of an employ er's discrimination. Myers v. Gilman Paper Co. ____ F.2d ____ , (5th Cir. July 29, 1977) (Copy attached for the convenience of the Court). 10 11/system, see Main Br. at 7-8. This case, therefore, is one of those distinguished in Teamsters, on the grounds that "a seniority system that perpetrates the effects of pre-Act discrimination cannot be bona fide if an intent to discrimi nate entered into its very adoption," 45 USLW at 4511 and n.28. See also, 45 USLW at 4520 and n.3 (Marshall, J., concurring and dissenting opinion). Equally compelling is clear evidence that the seniority system was maintained, manipulated, or subverted after 1965 in any way necessary to perpetuate white workers' advantage. After conversion to a modified plant seniority (by occupation) sys tem in 1968, Avco management, with union acquiescence, avoided the exercise of black workers' seniority rights by discrimina- torily finding them unqualified or denying them equal training opportunities, see Main Br. at 12-13, 41 n.62 and accompanying text and other citations contained therein, and see id. at 57 (3) and 58. It is no coincidence that the assembler bench and jig job, into which most black employees were hired, see Main Br. at 20, 21, n.31 and accompanying text, was placed in a unique category as a separate seniority unit even though the occupation occurred in many different departments and units which would otherwise have been opened to further black 11/ Aero Lodge 735, for example, did not permit blacks to join as members until 1957, and then accepted only a few under degrading conditions, see Main Br. at 8. 11 penetration, see Main Br. at 12. Of course, the most glaring and most recent example of how little appellants heed the "neutral" dictates of bona fide seniority is the Globe-Wernicke incident. There, they actually stripped black employees of seniority rights properly belonging to them, and modified the existing seniority system at their expense, to grant additional seniority benefits to white employees. See Main Br. at 19-21, 50-54. It is ironic indeed to read appellants' characterizations of the pre-Globe Wernicke seniority system and their modification of it as "bona fide"; for the neutral application of that "bona fide" system would have left the white Globe-Wernicke group on the street instead of giving them 52 black jobs to which they had no seniority rights. What the Globe-Wernicke caper eloquently shows is that appellants stood ready to, and did, subordinate objective standards of seniority to unlawful considerations of race. Appellants' use and ab se of seniority — both in Globe-Wernicke and generally — can only be seen as intentionally discri minatory. Therefore §703 (h) imposes no bar to any finding of liability for discriminatory practices. Moreover, in the absence of a §703 (h) grant of immunity the sweeping remedial command of §703(g), 42 U.S.C. §2000e-5(g) comes fully into play, see Franks v. Bowman Transportation Co., 424 U.S. 747 (1976). See, e.g.. United Air Lines v. Evans, supra, 45 USLW at 4567-68. The District Court could therefore properly enter any practicable remedial measures necessary to make whole the 12 victims of discrimination, including full retroactive seniority- relief. See, e.g., United States v. Trucking Employers, Inc. F.2d (D.C. Cir. Nos. 76-1521, 1577, June 29, 1977). Avco also relies on Teamsters in connection with its argument against the district court's use of employment statistics, see Br. at 2-3. We treat that point in the next section. 12/ The Court in Trucking Employers, carefully reading the Teamsters decision, stated: Unless the. . . employee could show discriminatory purpose in the very adoption of the seniority system, he would have no claim under Title VII, and no quest ion of waiver would arise. If, however, an employee could prove that the maintenance of the seniority _ system was a continuous act of intentional discrimi nation, the proposed release would not bar an action for post-decree damages. Similarly, the waiver would not preclude a suit arising from the post-decree operation of any neutral practice, other than the seniority system, that perpetuated the effects of the prior act of neutral discrimination. An employer cannot purchase a license to avoid its duty to elimi nate practices which perpetuate prior discriminatory acts any more than it can circumvent its responsibi lity for future acts of purposeful discrimination. In both cases, the strictures of Title VII are absolute. United States v. Trucking Employers, Inc. F.2d ___, 14 EPD f (D.C. Cir. 1977). 13 IV. THE SUPREME COURT’S CLARIFICATION OF STANDARDS FOR USE OF STATISTICAL EVIDENCE DOES NOT UNDERMINE THE DISTRICT COURT'S DECISION In both Teamsters, supra, and Hazelwood School District v. United States, 45 U.S.L.W. 4882 (June 27, 1977), the Supreme Court clarified the principles governing use of statistical evidence as to work force composition in Title VII cases. Avco seizes on that clarification to urge reversal here, but in so doing overlooks or distorts both what the court below did and what the Supreme Court said. Appellees proff in this case was not exclusively or even primarily statistical. Here as in Teamsters (where the Supreme Court affirmed the finding of hiring discrimination), "indivi duals who testified about their personal experiences with the company brought the cold numbers convincingly to life," 45 U.S.L.W. at 4509. The district court here did not, as Avco implies, cf. BR. at 3, base its findings of a prima facie case of Title VII violations solely or even primarily on statistical summaries of work force composition. Rather, it relied on specific, vivid examples of racially motivated employment procedures and disparate treatment of numerous black workers. See Main Br. at 7-8, 11-13, 15-21. Insofar as the district court did emphasize statistics, Teamsters supports its analysis. The Supreme Court reiterated the great weight attached to careful statistical analyses in Title VII cases, see 45 U.S.L.W. at 4510. Teamsters notes that statistical evidence of an employer's nondiscriminatory hiring 14 after the effective date of Title VII might tend to rebut a prima facie case based mainly on overall work force statistics. See 45 U.S.L.W. at 4510. But the court's observations was only that such proof might exonerate an employer, unlike the one in that case, who "had done virtually no new hiring since the effective date of Title VII," 45 U.S.L.W. at 4510. That observation did not save the employer there because its "later changes in its hiring and promotion policies could be little comfort to the victims of the earlier post-Act discrimination, and could not erase its previous illegal conduct or its obliga tion to afford relief to those who suffered because of it," id. The same reasoning applies here. Avco enjoyed a large increase in employment totals after 1964, with concommitant copening up of large numbers of entry level and higher level positions. See A. 1383. Yet, the statistics as of years after 1964 still reflects a nearly total exclusion of black employees from the better and higher paying jobs. See Main Br. at 13-15, and see p. ____ , supra. Moreover, the record contains numerous examples of how appellant purposefully discriminated against individual black employees long after 1965, see Main Br. at 17-19. The district court correctly found that a whole panoply discrimi- minatory practices remained in effect after 1965, many until trial in 1971. The victims of those discriminatory practices are entitled to a finding of entitlement and a grant of relief. The court suggested in Hazelwood only "the possibility that this prima facie statistical proof in the records might at the trial court level be rebutted by statistics dealing with 15 Hazelwood's hiring after it became subject to Title VII, 45 U.S.L.W. at 4885. That suggestion at most would give Avco "an opportunity to show 'that the claimed discriminatory pattern is a product of pre-act hiring rather than unlawful post-act discrimination,'" id. Avco had that opportunity, and failed. The district court emphatically concluded that the observed statistical disparities were the product of post-Act discri minatory practices, see main Br. at 16, A. 1385-87, 1410-11. Avco also stresses the holding in Hazelwood that where special qualifications are required for certain positions, general population statistics may not be an appropriate statis tical measure of the employers hiring patterns, see 45 U.S.L.W. at 4884, n. 13. Avco's reliance on that comment is misplaced. The great bulk of Avco's jobs are not similar to the profes sional teaching positions involved in Hazelwood. Rather, they more closely resemble the truck driver positions at stake in Teamsters, as to which the court reiterated in Hazelwood that general population figures are "highly probative", since "the job skill their involved . . . is one that many persons possess or can fairly readily acquire," 45 U.S.L.W. at 4884, n. 13. Avco's assertions that, because of these two holdings, the district court statistical findings were "irrelevant" (Br. 2) and "without probative value" (Br. 3, see also Br. 7), are greatly exaggerated. While as Avco notes (Br. 7) in some later post Acts (and, of course, post law suit) years its overall employment percentages reflected a substantial number of black 16 employees, that single fact masks significant statistical evidence of continuing exclusion of black workers. As of the time of this appeal, Avco1s total work force once again had only one-half as many blacks as the local work force, see main Br. at 38, n. 59. Even more significantly, the temporary employment of large numbers of blacks in the assembler-bench and jig occupation (see Main Br. at 21) did not affect Avco's continuing refusal to employe blacks in higher paid, more skilled and more secure jobs, such as those in the mechanical department's higher ranked production jobs, and salaried positions, see Main Br. at 14. Even at the time of this appeal, most of Avco1s jobs remained segregated, with blacks holding maily lower rated positions. See Main Br. at 38, n. 59, report of Avco dated 11/25/75 attached to main brief. The district court correctly relied on the statistical evidence to confirm what it otherwise found: that after as well as before 1965, Avco continued to suppress the aspirations of its black employees for advancement to the better jobs. CONCLUSION The recent Supreme Court decision in no way changes the result which this Court should reach in the instant case. The judgment below should be affirmed. Respectfully submitted, 17 *7JACK GREENBERG O. PETER SHERWO ERIC SCHNAPPER 10 Columbus Circle New York, New York 10019 MORRIS J. BALLER 145 Ninth Street San Francisco, Calif. 94103 AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 RUSSELL C. B. ENNIX, JR. Morris Memorial Building 330 Charlotte Avenue Nashville, Tennessee 37201 Attorneys for Appellees CERTIFICATE OF SERVICE This is to certify that on this _3 sJL day of August, 1977, I served a copy of the foregoing Appellees' Response to Second Supplemental Briefs of Appellants upon the following counsel of record by depositing same in the United States mail, postage prepaid Don A Banta, Esq. Naphin, Banta & Cox 105 West Adams Street Chicago, Illinois 60603 William Waller, Esq. Waller, Lansden, Dortch & Davis American Trust Building Nashville, Tennessee 37201 Carrol D. Kilgore, Esq. 216 Third Avenue, North Nashville, Tennessee 37201 James Scanlan, Esq. Equal Employment Opportunity Commission 2401 E Street, N.W. Attorney for Appelll^s 18 1