League of United Latin American Citizens (LULAC), Council No 4434 v. Clements Cross-Petition for Writ of Certiorari
Public Court Documents
October 4, 1993
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Brief Collection, LDF Court Filings. League of United Latin American Citizens (LULAC), Council No 4434 v. Clements Cross-Petition for Writ of Certiorari, 1993. dead76d4-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/10a9535a-4aa5-442a-8727-59bd7cce4c8b/league-of-united-latin-american-citizens-lulac-council-no-4434-v-clements-cross-petition-for-writ-of-certiorari. Accessed November 03, 2025.
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In The
No.
Supreme Court of the United States
October Term, 1993
-----------------♦ -----------------
LEAGUE OF UNITED LATIN AMERICAN CITIZENS,
COUNCIL NO. 4434, et a l,
v.
Petitioners,
WILLIAM P. CLEMENTS, GOVERNOR OF THE
STATE, OF TEXAS, et a l,
♦
Respondents.
On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit
-----------------♦ --------------—
CROSS-PETITION FOR WRIT OF
CERTIORARI OF HARRIS COUNTY DISTRICT
JUDGE SHAROLYN WOOD
----------------- ♦ -----------------
J. Eugene C lements
Clements, O 'N eill & Pierce, L.L.P.
1000 Louisiana, Suite 1800
Houston, Texas 77002
Telephone: (713) 654-7600
Facsimile: (713) 654-7690
Attorney of Record for Respondent
Harris County District Judge
Sharolyn Wood
Of Counsel:
Evelyn V. Keyes
Clements, O 'N eill & P ierce, L.L.P.
1000 Louisiana, Suite 1800
Houston, Texas 77002
Telephone: (713) 654-7600
Facsimile: (713) 654-7690
COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831
1
1. Whether this Court should resolve the important fed
eral questions posed under the guaranty clause, the
separation of powers doctrine, and the tenth and
fourteenth amendments when a state attorney gen
eral, in a collusive suit with the plaintiffs, refuses to
defend state laws or represent defendant state offi
cials who have been sued in their official capacity,
while insisting on his sole right to represent the
state's interests, and, while so doing, attempts to
change constitutionally prescribed state laws of gen
eral application by "settlement" with private plain
tiffs enforced by court order in violation of law.
2. Whether this Court should resolve the conflict
between the Fifth Circuit Court of Appeals' holding
and conflicting precedent by realigning and disqual
ifying the state attorney general who refuses to
defend the state as a matter of policy in a lawsuit
brought against it and attempts to "settle" the case
and change state laws of general application by
"agreement" with private plaintiffs over the objec
tions of named state defendants and defendant-inter-
venors and in violation of law.
Q U ESTIO N S PRESENTED
11
LIST OF PARTIES
The participants in the proceedings below were
Plaintiffs:
LULAC Local Council 4434
LULAC Local Council 4451
LULAC (Statewide)
Christina Moreno
Aquilla Watson
Joan Ervin
Matthew W. Plummer, Sr.
Jim Conley
Volma Overton
Willard Pen Conat
Gene Collins
A1 Price
Theodore M. Hogrobrooks
Ernest M. Deckard
Judge Mary Ellen Hicks
Rev. James Thomas
Plaintiff-Intervenors:
Houston Lawyers' Association
Alice Bonner
Weldon Berry
Francis Williams
Rev. William Lawson
DeLoyd T. Parker
Bennie McGinty
Jesse Oliver
Fred Tinsley
Joan Winn White
Ill
LIST OF PARTIES - Continued
Defendants:
Dan Morales, Attorney General of Texas
John Hannah, Secretary of State of Texas
Texas Judicial Districts Board
Thomas R. Phillips, Chief Justice, Texas Supreme
Court
Mike McCormick, Presiding Judge, Court of
Criminal Appeals
Pat McDowell, Presiding Judge, 1st Administra
tive Judicial Region
Thomas J. Stovall, Jr., Presiding Judge, 2nd
Administrative Judicial Region
B. B. Schraub, Presiding Judge, 3rd Administra
tive Judicial Region
Olin Strauss, Presiding Judge, 4th Administra
tive Judicial Region
Darrell Hester, Presiding Judge, 5th Administra
tive Judicial Region
William E. Moody, Presiding Judge, 6th Admin
istrative Judicial Region
Weldon Kirk, Presiding Judge, 7th Administra
tive Judicial Region
Clyde R. Ashworth, Presiding Judge, 8th
Administrative Judicial Region
Ray D. Anderson, Presiding Judge, 9th Adminis
trative Judicial Region
Joe Spurlock II, President, Texas Judicial Council
Leonard E. Davis
Defendant-Intervenors:
Judge Sharolyn Wood
Judge Harold Entz
IV
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED.............................................. i
LIST OF PARTIES.............................................................. ii
TABLE OF AUTHORITIES............................................... v
OPINIONS AND JUDGMENT BELOW....................... 1
JURISDICTION.................................................................... 2
CONSTITUTIONAL AND STATUTORY PROVI
SIONS ................................................................................ 2
STATEMENT OF THE CASE........................................... 3
The Proceedings Below................................................. 3
Statement of Facts.......................................................... 5
REASONS FOR GRANTING THE WRIT ................... 8
1. The Fifth Circuit Erred in Avoiding the Funda
mental Federal Question that Arises When a State
Attorney General Explicitly Refuses to Defend
State Law and Defendant State O fficials,
Attempts to Prevent Anyone Else from Defending
the State, Adopts the Position of the Plaintiffs in a
Lawsuit Against the State and Attempts to
Change State Laws by Collusive "Agreement"
With the Plaintiffs or a Sham Adversary Proceed
ing .................................................................................... 8
2. The Fifth Circuit Erred in Failing to Realign the
Texas Attorney General with the Plaintiffs and/or
to Disqualify Him and His Staff as Counsel for
Texas................................................................................ 10
CONCLUSION........................................................ 15
V
F ederal C ases
Baker v. Wade, 769 F.2d 289 (5th Cir. 1985)................. 11
Coolidge v. New Hampshire, 403 U.S. 443, 91 S. Ct.
2032 (1971)......................................................................... 14
Houston Lawyers' Association ("HLA") v. Attorney
General of Texas, 111 S. Ct. 2379 (1991)..........1, 3, 4, 6
New York v. United States, 112 S. Ct. 2508 (1992)...9, 10
United States v. Texas, 680 F.2d 356 (5th Cir. 1982) . . . . 12
State Cases
Public Utility Comm'n of Texas v. Gofer, 754 S.W.2d
121 (Tex. 1988)................................................................. 12
State v. Reagan County Purchasing Co., 186 S.W.2d
128 (Tex. Civ. App - El Paso 1944, writ ref'd
n .r.e .).....................................................................................12
Terrazas v. Ramirez, 829 S.W.2d 713 (Tex. 1991)........... 11
Federal Statutes
28 U.S.C. § 1292(b)................................................................. 7
42 U.S.C. § 1973...................................................... 2
U.S. Const. Amend. 10................................................ 2, 5, 8
U.S. Const. Amend. 14......................................................2, 5
U.S. Const. Art. 2 § 1 ............................................................. 2
U.S. Const. Art. IV § 4 ....................................................2, 5
TABLE OF AUTHORITIES
Page
V I
State Statutes
Tex. Const, of 1876, Art. 1 § 3 ........................................... 2, 5
Tex. Const, of 1876, Art. 1 § 19 ......................................... 2, 5
Tex. Const, of 1876, Art. 2 § 1 ...........................................2
Tex. Const, of 1876, Art. 4 § 2 2 ...................................... 2, 6
Tex. Const, of 1876, Art. 5 §§ 7 and 7 a ......................... 2, 5
Tex. Const, of 1876, Art. 16 § 1 ...................................... 3, 6
Tex. Const, of 1876, Art. 17 § 1 ...................................... 3, 5
Tex. Disciplinary R. Prof. Conduct § 1.06(b).............3, 6
Tex. Gov't Code Ann. § 402.004 (Vernon 1988)---- 3, 6, 12
Tex. Civ. Prac. & Rem. Code §§ 402.041, 402.045..........3, 6
Tex. Rev. Civ. Stat. Ann. Art. 4399....................................... 3, 6
Tex. Rev. Civ. Stat. Ann. Art. 4411........................................3, 6
TABLE OF AUTHORITIES - Continued
Page
N o._________
-------------------------------4 _ -----------------------------
In The
Supreme Court of the United States
October Term, 1993
---------------- ♦-----------------
LEAGUE OF UNITED LATIN AMERICAN CITIZENS,
COUNCIL NO. 4434, et al.,
Petitioners,
v.
WILLIAM P. CLEMENTS, GOVERNOR OF THE
STATE, OF TEXAS, et a l,
Respondents.
-----------------♦-----------------
On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit
----------------♦-----------------
CROSS-PETITION FOR WRIT OF
CERTIORARI OF HARRIS COUNTY DISTRICT
JUDGE SHAROLYN WOOD
---------------- ♦-----------------
Respondent/Intervenor Harris County District Judge
Sharolyn Wood ("Judge Wood") files this Cross-Petition
for Writ of Certiorari to respectfully show the Court the
following:
----- ------------♦-----------------
OPINIONS AND JUDGMENT BELOW
This case is on remand from Houston Lawyers' Asso
ciation ("HLA") v. Attorney General of Texas, 111 S. Ct. 2379
1
2
(1991). The en banc opinion of the Fifth Circuit is reported
at 999 F.2d 831 and is set out at pp. la-202a of the
Appendix ("App.") filed by Petitioners, the League of
United Latin American Citizens ("LULAC") et al. (collec
tively "Plaintiffs"). The panel decision rendered on
remand and vacated by the en banc Court is reported at
986 F.2d 728 and is set out at App. 203a-486a. The opinion
of the United States District Court for the Western Dis
trict of Texas is not reported and is set out at App.
487a-549a.
-----------------♦ -----------------
JURISDICTION
Judge Wood adopts the Plaintiffs' statement of juris
diction.
-----------------♦ -----------------
CONSTITUTIONAL AND STATUTORY PROVISIONS
This cross-petition involves Section 2 of the Voting
Rights Act, as amended, 42 U.S.C. § 1973, set out in
Plaintiffs' Petition ("Pet.") at 2-3, U.S. Const, and Tex.
Const, of 1876, A rt. 2 § 1 (separation of powers doctrine),
set out in Appendix B ("App. B") hereto at 2b; U.S. C onst.
A rt. IV § 4 (Guaranty Clause), App. B at lb; U.S. C onst.
A mend. 10, App. B at lb; U.S. Const. A mend. 14, App. B at
lb, and Tex. Const, o f 1876, A rt. 1 § 3 (equal protection of
law), App. B at 2b; U.S. Const. A mend. 14, App. at lb, and
Tex. C onst, of 1876, A rt. 1 § 19 (due process of law), App.
B at 2b; Tex. C onst, of 1876, A rt. 4 § 22 (powers of the
attorney general), App. B at 3b; Tex. C onst, of 1876, A rt. 5
§§ 7 and 7a (election and qualifications of state district
3
judges), App. B at 3b-5b; A rt. 16 § 1 (official oath), App. B
at 5b; Art. 17 § 1 (amendment of Texas Constitution),
App. B at 5b-7b; former Tex. Rev. Crv. Stat. A nn. A rt. 4399
(repealed and codified at Tex. C iv. Prac. & Rem. C ode
§§ 402.041, 402.045) (Whom to advise), App. B at 7b;
former Tex. Rev. Civ. Stat. A nn. A rt. 4411 (No admission
[by attorney general] to prejudice [of state]), (repealed
and recodified at Tex. Gov't Code § 402.004), App. B at 8b;
and Tex. Disciplinary R. Prof. C onduct 1.06(b) (conflict of
interest), App. B at 8b-9b.
-----------------♦---------------- -
STATEMENT OF THE CASE
The Proceedings Below
The proceedings in this case are accurately stated in
the Fifth Circuit's en banc opinion, App. la-28a. Judge
Wood adopts that statement of proceedings but would
add that, essentially, this is a vote dilution challenge
under § 2 of the Voting Rights Act to Texas' county-wide
system for electing state district judges in Texas' nine
most populous counties. The case is on remand from HLA
v. Attorney General, 111 S. Ct. 2379 (1991), in which this
Court, reversing an en banc majority opinion of the Fifth
Circuit, held that a vote dilution challenge may be
brought under § 2 to district judge elections. Acknowl
edging, however, Texas' strong state interest in linking
the jurisdiction and electoral base of its district judges
and the detrimental effect on minority voting powers of
severing that linkage, this Court remanded the case to the
Fifth Circuit with specific instructions to determine
4
whether vote dilution "may be found or remedied" under
the totality of the circumstances. I l l S. Ct. at 2380-81.
The case was rebriefed and heard by the original
three-judge panel. Fifteen months later, a two-judge
majority of that panel affirmed the trial court's finding of
illegal vote dilution in eight of the nine target counties.
Within a matter of days, the Fifth Circuit vacated the
panel majority opinion sua sponte and ordered en banc
review.
Following oral argument, the en banc Court issued its
opinion and judgment on August 23, 1993, reversing the
judgment of the trial court and rendering judgment for
the defense. The opinion also rejected attempts by Texas
Attorney General Dan Morales and the Plaintiffs to abort
en banc review and then "settle" the case over the objec
tions of the state officials and Defendant-Intervenors
without a judicial finding of illegality in Texas' district
judge election system, thereby replacing Texas' constitu
tionally mandated county-wide election system with their
own preferred subdistricting plan. The Court denied
Attorney General Morales' and the Plaintiffs' motion to
remand this case to the district court for implementation
by "consent decree." The Court, however, also denied
motions by the Defendant-Intervenors, Judge Wood and
Dallas County District Judge Harold Entz ("Judge Entz")
to realign Attorney General Morales with the plaintiffs
and to expand their intervention as necessary to cover all
counties, and it denied Judge Wood's motion to disqual
ify Attorney General Morales as counsel for the defense.
The Plaintiffs filed a petition for writ of certiorari on
the merits and on the Fifth Circuit's refusal to remand on
5
October 21, 1993. Judge Wood received a copy on Novem
ber 1, 1993. She files this cross-petition on the Fifth Cir
cuit's denial of her motions to realign and disqualify the
Texas Attorney General.
Statement of Facts
The essential facts relevant to this cross-petition for
certiorari are set out in the en banc opinion of the Fifth
Circuit Court of Appeals, App. at 4a-28a, and Judge
Wood adopts them. Essentially, the Court detailed and
condemned the refusal of Texas Attorney General
Morales to defend the state officials sued in this case, his
attempts to prevent anyone else from defending the State
- specifically including Judge Wood - and his and the
Plaintiffs' collusive attempt to enlist the injunctive
powers of the Fifth Circuit in imposing their own prefer
red plan for electing state district judges from subdistricts
without any finding of illegality in the present system
and in violation of numerous federal and state constitu
tional provisions and state laws.1
1 Laws cited by Judge Wood to the en banc Court of Appeals
which have been violated by Attorney General Morales include
the separation of powers doctrine under the Texas and United
States Constitutions; the Guaranty Clause, Article IV, § 4, and
the Tenth Amendment of the United States Constitution; the
equal protection doctrine, Article 1 § 3 of the Texas Constitution
and Fourteenth Amendment to the United States Constitution;
the due process doctrine, Art. 1 § 19 of the Texas Constitution
and Fourteenth Amendment; Art. 17 § 1 of the Texas Constitu
tion (which requires the approval of two-thirds of the Texas
legislature, public notice, and a majority vote of the citizens of
Texas to amend any provision of the Texas Constitution); Art. 5
§§ 7 and 7a of the Texas Constitution (which prescribe Texas'
6
Judge Wood adds that when this case was previously
before this Court for oral argument on April 22, 1991, sub
nom HLA v. Attorney General on the issue whether state
district judges are "representatives" of their constituents
within the meaning of § 2 of the Voting Rights Act, the
Assistant Texas Attorney General who argued for the
State of Texas at the request of Attorney General Morales
expressly refused to defend the en banc majority opinion
of the Fifth Circuit, which had held that, since district
judges are not "representatives" of their constituents,
district judge elections are not covered by § 2. The Attor
ney General averred, "Much to the chagrin of much of the
Texas judiciary, many of the people that have intervened
on my case, I do not - I anticipate Mr. Pugh - I do not
adopt the theory of noncoverage that Louisiana has
method for electing state district judges); Article 4 § 22 of the
Texas Constitution (which provides, "The Attorney Gener
al . . . shall represent the State in all suits and pleas in the
Supreme Court of the State in which the State may be a party.");
Attorney General Morales' own oath of office, Tex. Const, of
1876 Art. 16 § 1; former article 4399 of the Texas Constitution
(repealed and codified at Tex. C iv. Prac. & Rem. Code
§§ 402.041-402.045) (which prohibits the Texas Attorney General
from giving advice to private civil counsel or from representing
the interests of those challenging the laws of Texas in cases he is
bound by his constitutional duty to defend); former article 4411
of Vernon's Revised Texas Statutes, repealed and codified at
§ 402.004 of the Texas Government Code (which provides, "No
admission, agreement or waiver, made by the Attorney General,
in any action or suit in which the State is a party, shall prejudice
the rights of the State"); and Rule 1.06(b) of the Texas Disciplin
ary Rules of Professional Conduct (which proscribes conflicts of
interest on the part of advocates and prohibits lawyers from
switching sides in litigation and choosing to represent the
adversary).
7
adopted or that the Fifth Circuit adopted." Tr. at 28. He
went on to argue that the term "representative" is indeed,
"capable of covering judges" - the exact opposite of the
Fifth Circuit's en banc holding in favor of the State. Tr. at
45. He expressly repudiated the reasoning of the Fifth
Circuit majority, Tr. at 46, introduced a wholly new and
incomprehensible argument ostensibly "defending" the
State, and offered the opinion that if this Court did not
agree with him, "you must remand." Tr. at 46. He also
volunteered the information to the Court that since he
was having to defend the case, "I'm having a hard time
thinking." Tr. at 53. This Court reversed the en banc
majority opinion of the Fifth Circuit which had been
rejected by the State of Texas' own counsel, i.e., the only
counsel permitted to argue for the defense.
In reality, the Defendant-Intervenors, Judges Wood
and Entz, had sought the interlocutory appeal under 28
U.S.C. § 1292(b) which resulted in the Fifth Circuit's en
banc opinion and this Court's review when the Texas
Attorney General refused to do so, and Judges Wood and
Entz - not Attorney General Morales - had taken the lead
on appeal. See App. at 5a, 19a. When the case reached this
Court, the Defendant-Intervenors moved to divide oral
argument - a motion strongly opposed by Attorney Gen
eral Morales. The Court denied their motion and only the
Attorney General was heard.
At the May 24, 1993, en banc hearing on remand, the
Assistant Attorney General refused to argue in support of
Texas law and, on direct questioning by the Court, con
ceded that the Attorney General no longer advocated the
defense of the Texas system. At this stage, this suit is
8
collusive as between the Petitioners and the Texas Attor
ney General, who share the common goal of subverting
Texas law by "settlement" or a sham adversary proceed
ing.
-----------------♦-----------------
REASONS FOR GRANTING THE WRIT
1. The Fifth Circuit Erred in Avoiding the Funda
mental Federal Question that Arises When a
State Attorney General Explicitly Refuses to
Defend State Faw and Defendant State Offi
cials, Attempts to Prevent Anyone Else from
Defending the State, Adopts the Position of the
Plaintiffs in a Eawsuit Against the State and
Attempts to Change State Faws by Collusive
"Agreement" With the Plaintiffs or a Sham
Adversary Proceeding.
It is a federal question of utmost importance under
the Guaranty Clause, the Tenth Amendment, and the
doctrines of equal protection and due process of law
whether a state attorney general should be realigned as a
plaintiff and disqualified as defense counsel when, aver
ring that state law is indefensible and it is his duty to
implement his own policy, he refuses to defend state law
and defendant state officials, attempts to prevent anyone
else from defending the State, and attempts to change the
duly enacted laws of the State by collusive agreement
with private plaintiff interest groups, enforced by federal
court order, without any finding of illegality in the chal
lenged law (and avowedly in order to avoid judicial
review of the law) and in violation of numerous federal
and state constitutional provisions and statutes.
9
This Court had occasion in 1992 to deal with the
threat posed to federalism by state officials who ratify
unconstitutional plans by "consent." New York v. United
States, 112 S. Ct. 2508, 2431 (1992). On behalf of the Court,
Justice O'Connor pointed out that "powerful incentives
might lead both federal and state officials to view depar
tures from the federal structure to be in their personal
interests" and that the interests of public officials may not
coincide with the Constitution's allocation of authority.
Id. at 2432. She stated, "The Constitution does not protect
the sovereignty of States for the benefit of the States or
state governments as abstract political entities, or even
for the benefit of the public officials governing the States.
To the contrary, the Constitution divides authority
between federal and state governments for the protection
of individuals." Id. She indicated that in such a case the
seperation of powers, the Tenth Amendment, and the
Guaranty Clause would be implicated. Id. The situation is
even more egregious when a state attorney general, in the
absence of a violation of federal law, attempts to impli
cate the power of the federal judiciary to implement a
personal political objective in collusion with private liti
gants and in violation of many state constitutional and
statutory provisions. That is the fundamental issue here.
The Plaintiffs have raised the "settlement" issue in
this Court in their petition for writ of certiorari - a tactic
that seems certain to fail since there is nothing to remand
where there is no illegality. But the fail-back strategy is
clearly for Attorney General Morales - who has once
refused to defend the en banc opinion of the Fifth Circuit
in arguments made to this Court and who pointedly
refused to defend the State at the en banc hearing on
10
remand - to do the same thing again with the same goal
of snatching defeat from the jaws of victory by thwarting
the defense of the State of Texas, which he claims sole
authority to "represent." This would be a travesty of law
and justice and, like Attorney General Morales' prior
efforts in this regard, a blatant violation of the spirit and
letter of New York.
The Court should, therefore, grant Defendant-Inter-
venor Judge Wood's Cross-Petition for Writ of Certiorari
and reverse the Fifth Circuit's denial of her motion to
realign Texas Attorney General Morales with the Plain
tiffs and to disqualify him as counsel for the State whose
interests he repudiates; and it should permit her to
defend the State of Texas at oral argument. 2
2. The Fifth Circuit Erred in Failing to Realign the
Texas Attorney General with the Plaintiffs and/
or to Disqualify Him and His Staff as Counsel
for Texas.
In its en banc opinion below, the Fifth Circuit itself
soundly condemned the collusive activities of Attorney
General Morales in this case, citing numerous extra-legal
actions he had taken and numerous authorities - both
federal and state - condemning such behavior by the
Attorney General. The Court observed, for example, that,
having contended that "the Attorney General is the exclu
sive lawyer for the State of Texas . . . , General Morales
also maintains that in his role as lawyer for the State, he
need not represent the State's policy makers; he can
ignore them and impose his own views." App. at 9a. The
Court held, "Texas law does not sanction his actions." Id.
11
It cited its own case, Baker v. Wade, 769 F.2d 289 (5th Cir.
1985) (en banc), as authority, reminding the Attorney Gen
eral that in that case it “rejected the very power claimed
by this Attorney General." The Court correctly con
cluded, "The power he would exercise cannot be squared
with Baker." App. at 11a.
The Court also observed that although "the state
courts have had little occasion to face such a bold claim of
authority," their decisions (when considering the activ
ities of this same Attorney General, among others) "offer
him little comfort." App at 12a. The Court cited Terrazas v.
Ramirez, 829 S.W.2d 713 (Tex. 1991), in which the Texas
Supreme Court refused to allow Attorney General
Morales to "settle" a legislative reapportionment case.2
Citing still to Terrazas, the Fifth Circuit held, "No lawyer
may forge a settlement agreement over the express objec
tion of his client," specifically over the objection of Chief
Justice Phillips of the Texas Supreme Court, a named
Defendant, who was forced to hire his own counsel when
Attorney General Morales refused to defend his interests
or involve him in "settlement" discussions. App. at 14a.
Attorney General Morales moved to disqualify the Chief
Justice's private counsel.
Reviewing Attorney General Morales claims of
authority to impose his policy views on the state and to
bind state officials to that policy, the Court reminded him
that "the Attorney General represents the State but does 2
2 This pattern of "settling" federal Voting Rights Act
cases by capitulation, then using the federal courts to alter state
law without complying with the electoral process required by
the State should be disquieting to constitutional scholars.
12
not make its policies" and that "Texas has been at particu
lar pains to circumscribe the power of the attorney gen
eral to make admissions on its behalf." App. at 15a (citing
Tex. Gov't Code Ann. § 402.004 (Vernon 1988) and State v.
Reagan County Purchasing Co., 186 S.W.2d 128, 135 (Tex.
Civ. App. - El Paso 1944, writ ref'd n.r.e.); United States v.
Texas, 680 F.2d 356, 368 n.17 (5th Cir. 1982). The Court
held that Attorney General Morales "cannot ignore his
clients and bind the state against their wishes." App. at
18a (citing to Public Utility Comm'n of Texas v. Cofer, 754
S.W.2d 121, 125 (Tex. 1988).
The Court also took the Texas Attorney General
soundly to task for attempting to "settle" this case and
thus deprive Judges Wood and Entz of their right to a
judicial determination of the merits of their indepen
dently perfected appeals. App. at 18a-21a. And it pointed
out that Attorney General Morales' and the Plaintiffs'
attempt to use the injunctive power of the Court to
achieve a result they were not able to achieve through the
political process was an abuse of the legal system. App. at
21a-24a. The Court stated that it could use such power
only as "a tailored remedial response to illegality," App.
at 24a, which was non-existent, and that it could not put
its sanction behind a settlement that was unfair or that
"violates constitutional statutes or jurisprudence," App.
at 22a, which this one, in its "attempts to avoid constitu
tional requirements," App. at 27a, plainly did. The Court
concluded, "The suggestions that state political groups,
unable to muster sufficient political force to change the
system can by 'agreement' enlist the preemptive power of
the federal court to achieve the same end stands federal
ism on its head." App. at 28a.
13
The Fifth Circuit thus accepted Judge Wood's allega
tion that the activities of Attorney General Morales vio
lated fundam ental federal p rincip les and state
constitutional and statutory provisions. The Court also
expressly recognized the fact that Judges Wood and Entz
had "played an important role at trial and have since
taken the lead," had standing to pursue the appeal on the
merits, and were entitled to a legal determination of the
issues (which were the core issues the Plaintiffs seek to
have this court review). App. at 5a, 19a~28a.
Nevertheless, despite its unequivocal condemnation
of the actions of Attorney General Morales as purported
counsel for the defense, the Fifth Circuit, with no citation
except for authority to the contrary, denied Judges Wood's
and Entz's motions to realign, App. at 17a, and Judge
Wood's motion to disqualify, App. at 18a. The Fifth Cir
cuit observed "while we have rejected [Attorney General
Morales'] claimed power to bind against their will state
officials he is charged to represent, he is nonetheless their
counsel." Id.
The Court made it clear, however, that its denial of
the Defendant-Intervenors' motions was provisional and
contingent on the Attorney General's actually representing
the State's interests and not his own. App. at 17a-18a. In
provisionally denying the Defendant-Intervenors
motions to realign and disqualify, however, the Court
stated, mistakenly, that Attorney General Morales did not
purport to represent the Defendant-Intervenors, Judges
Wood and Entz. App. at 18a. This was a critical mistake.
In reality, Attorney General Morales had vigorously
opposed Judges Wood's and Entz s participation in the
case on the ground that he himself represented them in
14
their official capacity as state district judges and that they
had no personal standing to defend this case. Indeed, the
Attorney General conceded in oral argument that the
very terms of his settlement agreement were crafted to
attempt to deprive Judges Wood and Entz of standing to
pursue this appeal and the Fifth Circuit itself recognized
this admission in its opinion. App. at 8a, 18a-19a.
Not only did the failure of the Fifth Circuit to realign
and disqualify Attorney General Morales and to permit
the Defendant-Intervenors to carry the defense of the
State conflict with the Fifth Circuit's own holdings
regarding disqualifying activities by a state attorney gen
eral and the circumstances under which others may
assume the duties abdicated by the Attorney General, it
also conflicted with binding opinion of the Texas
Supreme Court on the same subject, as the Court's own
citations prove.
In addition, the Fifth Circuit's failure to realign
Attorney General Morales and disqualify him conflicts
with precedent of this Court. In Coolidge v. New Hamp
shire, this Court held that a state attorney general was per
se disqualified from playing the dual roles of investigat
ing and prosecuting a case on the one hand and adjudi
cating the issue of probable cause to issue search
warrants on the other hand. Coolidge v. New Hampshire,
403 U.S. 443, 91 S. Ct. 2032 (1971). It follows a fortiori that
a state attorney general may not insist on his right to
"defend" a state's laws and state officials against a fed
eral suit and, at the same time, declare the challenged
state law "indefensible" and declare it his duty as a
matter of "policy" to replace it with his personal "consent
decree" or "settlement" worked out in collusion with
15
private plaintiffs over the objections of affected defen-
dant-intervenors and defendant state officials and in vio
lation of federal and state constitutional and statutory
principals.
As the facts recited above show, if certiorari is
granted in this case, the en banc opinion of the Fifth
Circuit will not only be without defenders, the voice of
the defense will sing the tune of the petitioners. Given the
rule of this Court that only one advocate may represent
each side at oral argument, the only way to prevent a
sham proceeding is for this Court to realign Texas Attor
ney General Morales as a plaintiff, not a defendant, to
disqualify him as counsel for the defense, and to award
oral argument to the intervenors - whose briefs and
arguments throughout this case have been in full accord
with all applicable law and principles of legal ethics and
whose commitment to the defense of this case has been
unwavering. See App. at 19a.
-----------------♦-----------------
CONCLUSION
At this stage, this is a classic collusive suit where
Petitioners and the State Attorney General (although
ostensibly adverse) are seeking to overthrow the law of
the State of Texas by agreement if possible or by the sham
of a purported adverary proceeding if necessary. This
Court should not decide important federal questions with
only one side present. Respondent Harris County District
Judge Sharolyn Wood requests that the Court grant her
cross-petition for writ of certiorari and reverse the judg
ment of the Fifth Circuit Court of Appeals solely insofar
16
as it denies her motions to realign the Texas Attorney
General with the Plaintiffs as a party, and to disqualify
him and his staff as counsel for the Defendants. She
requests that the Court realign and disqualify the Taxes
Attorney General and expand the Defendant-Intervenors'
intervention as necessary to cover all target counties and
accord oral argument for the defense to the Defendant-
Intervenors. Judge Wood finally requests that the Court
deny the Plaintiffs' petition for writ of certiorari on the
merits of this case, or alternatively, in the event it grants
certiorari, that it affirm the en banc judgment of the Fifth
Circuit Court of Appeals on the merits.
Respectfully submitted,
J. Eugene Clements
Clements, O 'N eill & P ierce, L.L.P.
1000 Louisiana, Suite 1800
Houston, Texas 77002
Telephone: (713) 654-7600
Facsimile: (713) 654-7690
Attorney of Record for Respondent
Harris County District Judge
Sharolyn Wood
Of Counsel:
Evelyn V. Keyes
Clements, O 'N eill & Pierce, L.L.P.
1000 Louisiana, Suite 1800
Houston, Texas 77002
Telephone: (713) 654-7600
Facsimile: (713) 654-7690
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APPENDIX
UNITED STATES CONSTITUTION
Section 4. Republican Government
Section 4. The United States shall guarantee to every
State in this Union a Republican Form of Government,
and shall protect each of them against Invasion; and on
Application of the Legislature, or of the Executive (when
the Legislature cannot be convened) against domestic
Violence.
U.S. C onst. A rt. 4 § 4.
AMENDMENT X - RESERVED POWERS TO STATES
The powers not delegated to the United States by the
Constitution, nor prohibited by it to the States, are
reserved to the States respectively, or to the people.
U.S. C onst. A mend. X.
AMENDMENT XIV - CITIZENSHIP; PRIVILEGES
AND IMMUNITIES; DUE PROCESS; EQUAL PROTEC
TION
Section 1. . . . No State shall make or enforce any law
which shall abridge the privileges or immunities of citi
zens of the United States; nor shall any State deprive any
person of life, liberty, or property, without due process of
law; nor deny to any person within its jurisdiction the
equal protection of the laws. . . .
U.S. C onst. A mend. XIV § 1.
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TEXAS CONSTITUTION OF 1876
§ 3. Equal rights
Sec. 3. All free men, when they form a social com
pact, have equal rights, and no man, or set of men, is
entitled to exclusive separate public emoluments, or priv
ileges, but in consideration of public services.
Tex. Const, of 1876, A rt. 1 § 3.
§ 19. Deprivation of life, liberty, etc.; due course of law
Sec. 19. No citizen of this State shall be deprived of
life, liberty, property, privileges or immunities, or in any
manner disfranchised, except by the due course of the
law of the land.
Tex. Const, of 1876, A rt. 1 § 19.
§ 1. Division of powers; three separate departments;
exercise of power properly attached to other
departments
Section 1. The powers of the Government of the
State of Texas shall be divided into three distinct depart
ments, each of which shall be confided to a separate body
of magistracy, to wit: Those which are Legislative to one,
those which are Executive to another, and those which
are Judicial to another; and no person, or collection of
persons, being of one of these departments, shall exercise
any power properly attached to either of the others,
except in the instances herein expressly permitted.
Tex. Const, of 1876, A rt. 2 § 1.
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§ 22. Attorney General
Sec. 22. The Attorney General elected at the general
election in 1974, and thereafter, shall hold office for four
years and until his successor is duly qualified. He shall
represent the State in all suits and pleas in the Supreme
Court of the State in which the State may be a party, . . . .
Tex. C onst, of 1876, A rt. 4 § 22.
§ 7. Judicial Districts; District Judges; terms or ses
sions; absence, disability or disqualification of
Judge
Sec. 7. The State shall be divided into judicial dis
tricts, with each district having one or more Judges as
may be provided by law or by this Constitution. Each
district judge shall be elected by the qualified voters at a
General Election and shall be a citizen of the United
States and of this State, who is licensed to practice law in
this State and has been a practicing lawyer or a Judge of a
Court in this State, or both combined, for four (4) years
next preceding his election, who has resided in the dis
trict in which he was elected for two (2) years next
preceding his election, and who shall reside in his district
during his term of office and hold his office for the period
of four (4) years, and who shall receive for his services an
annual salary to be fixed by the Legislature. The Court
shall conduct its proceedings at the county seat of the
county in which the case is pending, except as otherwise
provided by law. He shall hold the regular terms of his
Court at the County Seat of each County in his district in
such manner as may be prescribed by law. The Legisla
ture shall have power by General or Special Laws to
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make such provisions concerning the terms or sessions of
each Court as it may deem necessary.
The Legislature shall also provide for the holding of
District Court when the Judge thereof is absent, or is from
any cause disabled or disqualified from presiding.
(Amended Nov. 5, 1985.) Tex. C onst, of 1876, A rt. 5 § 7.
§ 7a. Judicial District Board; reapportionment of judi
cial districts
Sec. 7a. (a) The Judicial Districts Board is created
to reapportion the judicial districts authorized by Article
V, Section 7, of this constitution.
(b) The membership of the board consists of the
Chief Justice of the Texas Supreme Court who serves as
chairman, the presiding judge of the Texas Court of Crim
inal Appeals, the presiding judge of each of the adminis
trative judicial districts of the state, the president of the
Texas Judicial Council, and one person who is licensed to
practice law in this state appointed by the governor with
the advice and consent of the senate for a term of four
years. In the event of a vacancy in the appointed member
ship, the vacancy is filled for the unexpired term in the
same manner as the original appointment.
(i) The legislature, the Judicial Districts Board, or
the Legislative Redistricting Board may not redistrict the
judicial districts to provide for any judicial district
smaller in size than an entire county except as provided
by this section. Judicial districts smaller in size than the
entire county may be created subsequent to a general
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election where a majority of the persons voting on the
proposition adopt the proposition "to allow the division
o f ___County into judicial districts composed of parts of
__ County." No redistricting plan may be proposed or
adopted by the legislature, the Judicial Districts Board, or
the Legislative Redistricting Board in anticipation of a
future action by the voters of any county.
(Adopted Nov. 5, 1985). Tex. C onst, of 1876, Art. 5 § 7a.
§ 1. Official Oath
Sec. 1. (a) Members of the Legislature, and all
other elected officers, before they enter upon the duties of
their offices, shall take the following Oath or Affirmation:
" I , ___, do solemnly swear (or affirm), that I
will faithfully execute the duties of the office of
__ of the State of Texas, and will to the best of
my ability preserve, protect, and defend the
Constitution and laws of the United States and
of this State, so help me God."
Tex. C onst, of 1876, A rt. 16 § 1.
§ 1. Proposed amendments; submission to voters;
adoption
Section. 1. The Legislature, at any regular session,
or at any special session when the matter is included
within the purposes for which the session is convened,
may proposed amendments revising the Constitution, to
be voted upon by the qualified electors for statewide
offices and propositions, as defined in the Constitution
and statutes of this State. The date of the elections shall
6-b
be specified by the Legislature. The proposal for submis
sion must be approved by a vote of two-thirds of all the
members elected to each House, entered by yeas and nays
on the journals.
A brief explanatory statement of the nature of a
proposed amendment, together with the date of the elec
tion and the wording of the proposition as it is to appear
on the ballot, shall be published twice in each newspaper
in the State which meets requirements set by the Legisla
ture for the publication of official notices of officers and
departments of the state government. The explanatory
statement shall be prepared by the Secretary of State and
shall be approved by the Attorney General. The Secretary
of State shall send a full and complete copy of the pro
posed amendment or amendments to each county clerk
who shall post the same in a public place in the court
house at least 30 days prior to the election of said amend
ment. The first notice shall be published not more than 60
days nor less than 50 days before the date of the election,
and the second notice shall be published on the same day
in the succeeding week. The Legislature shall fix the
standards for the rate of charge for the publication, which
may not be higher than the newspaper's published
national rate for advertising per column inch.
The election shall be held in accordance with pro
cedures prescribed by the Legislature, and the returning
officer in each county shall make returns to the Secretary
of State of the number of legal votes cast at the election
for and against each amendment. If it appears from the
returns that a majority of the votes cast have been cast in
favor of an amendment, it shall become a part of this
7-b
Constitution, and proclamation thereof shall be made by
the Governor.
(Amended Nov. 7, 1972.) Tex. Const, of 1876, A rt. 17 § 1.
TEXAS REVISED CIVIL STATUTES
& TEXAS CODES
Art. 4399. Whom to advise
The Attorney General at the request of the Governor,
or the head of any department of the State government,
including the heads and boards of penal and eleemosyn
ary institutions, and all other State boards, regents,
trustees of the State educational institutions, committees
of either branch of the Legislature, and county auditors
authorized by law, shall give them written advice upon
any question touching the public interest, or concerning
their official duties. . . . He is hereby prohibited from
giving legal advice or written opinions to any other than
the officers or persons named herein.
Tex. Rev. Crv. Stat. A nn. Art. 4399 (repealed and recodified
at Tex. Civ. Prac. & Rem. Code §§ 402.044-402.045).
§ 402.041. Definition
In this subchapter "opinion" means advice or a judg
ment or decision and the legal reasons and principles on
which it is based.
Tex. Crv. Prac. & Rem. Code § 402.041.
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§ 402.045. Limitation
The attorney general may not give legal advice or a
written opinion to a person other than a person named in
this subchapter.
Tex. C iv. Prac. & Rem. Code § 402.045.
Art. 4411. [4429] [2902] [2807] No admission to preju
dice.
No admission, agreement or waiver, made by the
Attorney General in any action or suit in which the State
is a party, shall prejudice the rights of the State.
Acts 1846, p. 206; P.D. 211; G.L. vol. 2, p. 1148. Tex. Rev.
Civ. Stat. A nn. A rt. 4411 (repealed and recodified at Tex.
Gov't. Code 402.004.
TEXAS DISCIPLINARY RULES
OF PROFESSIONAL CONDUCT
RULE 1.06 CONFLICT OF INTEREST: GENERAL RULE
(a) A lawyer shall not represent opposing parties to
the same litigation.
(b) In other situations and except to the extent per
mitted by paragraph (c), a lawyer shall not represent a
person if the representation of that person:
(2) reasonably appears to be or become adver
sely limited by the lawyer's or law firm's responsibilities
to another client or to a third person or by the lawyer's or
law firm's own interests.
9-b
(e) If a lawyer has accepted representation in viola
tion of this Rule, of if multiple representation properly
accepted becomes improper under this Rule, the lawyer
shall promptly withdraw from one or more representa
tions to the extent necessary for any remaining represen
tation not to be in violation of these Rules.
(f) If a lawyer would be prohibited by this Rule
from engaging in particular conduct, no other lawyer
while a member or associated with that lawyer's firm
may engage in that conduct.
(Adopted eff. Jan. 1, 1990.) Tex. D isciplin ary R. Prof. Con
d u ct 1.06