Shelby County v. Holder Petition for Writ of Certiorari
Public Court Documents
November 3, 2015
137 pages
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Brief Collection, LDF Court Filings. Shelby County v. Holder Petition for Writ of Certiorari, 2015. 420aeef8-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/118e422e-a6f7-4853-b66e-e32ae8c44e09/shelby-county-v-holder-petition-for-writ-of-certiorari. Accessed November 23, 2025.
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No. 15-
In the
Supreme ©curt of tt|E Mntteti States
SHELBY COUNTY, ALABAMA,
Petitioner,
v.
LORETTA E. LYNCH, IN HER OFFICIAL
CAPACITY AS ATTORNEY GENERAL OF THE
UNITED STATES, et al,
Respondents.
On P etition for a W rit of Certiorari to the United
States Court of A ppeals for the D.C. C ircuit
PETITION FOR A WRIT OF CERTIORARI
T homas R. M cCarthy
Counsel of Record
W illiam S. Consovoy
J. M ichael Connolly
Consovoy McCarthy Park PLLC
3033 Wilson Boulevard, Suite 700
Arlington, VA 22201
(703) 243-9423
tom@consovoymccarthy.com
Attorneys for Petitioner
Date: November 3, 2015__________________________________
261938
C O U N S E L PRESS
(800) 274-3321 • (800) 359-6859
mailto:tom@consovoymccarthy.com
I
QUESTION PRESENTED
Longstanding precedent of this Court holds that
plaintiffs prevailing in actions under federal civil-rights
statutes “should ordinarily recover attorney’s fees unless
special circumstances would render such an award
unjust,” Newman v. Piggie Park Enterprises, Inc., 390
U.S. 400,402 (1968), and that prevailing defendants should
not recover fees unless “the plaintiffs action was frivolous,
unreasonable, or without foundation,” Christiansburg
Garment Co. v. EEOC, 434 U.S. 412, 421 (1978). Here,
Petitioner Shelby County was a prevailing plaintiff in an
action under Section 14(b) of the Voting Rights Act. See
Shelby County, v. Holder, 133 S. Ct. 2612 (2013).
The question presented is whether the district court
can refuse to apply the Piggie Park standard based on
its value judgment that Congress would not have wanted
Shelby County to recover its attorney’s fees.
PARTIES TO THE PROCEEDING
AND RULE 29.6 STATEMENT
Petitioner in this case is Shelby County, Alabama.
Respondents are Loretta E. Lynch, in her official
capacity as Attorney General of the United States, and
Earl Cunningham, Harry Jones, Albert Jones, Ernest
Montgomery, Anthony Vines, William Walker, Bobby
Pierson, Willie Goldsmith, Sr., Mary Paxton-Lee, Kenneth
Dukes, Alabama State Conference of the National
Association for the Advancement of Colored People, and
Bobby Lee Harris.
in
QUESTION PR E SE N TE D ..............................................i
PARTIES TO THE PROCEEDING AND RULE
29.6 STATEM ENT.......................................................ii
TABLE OF CONTENTS..................................................iii
TABLE OF APPEN DICES.............................................v
TABLE OF CITED AUTHORITIES........................... vi
PETITION FOR A WRIT OF CERTIORARI...............1
OPINIONS BELOW........................................................... 1
JURISDICTION................................................................. 1
STATUTORY PROVISION INVOLVED.......................1
STATEMENT OF THE C A S E .......................................2
REASONS FOR GRANTING THE PETITION........ 10
I. Review Is Warranted Because The Decision
Below Conflicts With Piggie Park And Will
Hinder States And Local Governments
From Opposing Federal Overreach.................... 14
TABLE OF CONTENTS
Page
IV
Table of Contents
Page
II. R e v ie w Is W a r r a n te d To L im it
Christiansburg’s Misguided Countertextual
Approach To Fee Determinations....................... 20
III. Under A P roper A pplication Of The
G overning Precedent, There Can Be
No Question That Shelby County Is
Entitled To Recover Its Fees............................... 25
IV. Shelby County Is Eligible For Fees.....................31
CONCLUSION................................................................. 35
V
TABLE OF APPENDICES
Page
A P P E N D IX A — O P IN IO N OF T H E
UNITED STATES COURT OF APPEALS
FOR TH E D IS T R IC T OF CO LU M BIA,
DATED SEPTEMBER 1, 201 5 ................................ la
A P P E N D I X B — M E M O R A N D U M
O PIN ION OF TH E U N IT E D STATES
DISTRICT COURT FOR THE DISTRICT
OF COLUMBIA, FILED MAY 28, 2014................41a
TABLE OF CITED AUTHORITIES
Page
C A SE S
Allen v. State Bd. of Elections,
393 U.S. 544 (1969)...................................................... 29
Andrews v. Koch,
554 F. Supp. 1099 (E.D.N.Y. 1983)............................ 15
Bondv. United States,
131 S. Ct. 2355(2011)................................................ 33
Buckhannon Bd. & Care Home, Inc. v.
West Virginia Dept, of Health
and Human Resources,
532 U.S. 598(2001)....................................................... 21
Campaign for a Progressive Bronx v. Black,
631 F. Supp. 975 (S.D.N.Y. 1986).................................15
Carnegie v. Household Int’l, Inc.,
376 F.3d 656 (7th Cir. 200 4 )...................................... 18
Castro County, Tex. v. Crespin,
101 F.3d 121 (D.C. Cir. 1996)..................................17,18
Christiansburg Garment Co. v. EEOC,
434 U.S. 412 (1978)..............................................passim
City ofBoerne v. Flores,
521 U.S. 507 (1997).......................................................26
mi
Commissioners Court of Medina County, Texas
v. United States,
683 F.2d 435 (D.C. Cir. 1982)................................ 7,17
Coyote v. Roberts,
502 F. Supp. 1342 (D.R.1.1980)................................ 19
Crawford v. Marion County Election Board,
553 U.S. 181 (2008).......................................................27
Davis v. Abbott,
991 F. Supp. 2d 809 (W.D. Tex. 2014)........................ 16
Davis v. Perry,
No. ll-cv-788, 2011 WL 6207134
(W.D. Tex. Nov. 23, 2011)............................................. 14
Doe v. Boston Pub. Sch.,
358 F.3d 20 (1st Cir. 2004).......................................... 19
Dole Food Co. v. Patrickson,
538 U.S. 468 (2003).......................................................22
Donnell v. United States,
682 F.2d 240 (D.C. Cir. 1982).................................... 17
Elgin v. Dep’t of Treasury,
132 S. Ct. 2126 (2012).................................................30
Florida v. United States,
885 F. Supp. 2d 299 (D.D.C. 2012)
~ ■ Cited Authorities
Page
14, 27
mn
Cited Authorities
Fogerty v. Fantasy, Inc.,
510 U.S. 517 (1994)........................................... 6, 23, 24
Fox v. Vice,
131 S. Ct. 2205(2011)...................................................28
Georgia v. Ashcroft,
539 U.S. 461 (2003)...................................................... 27
Hastert v. III. State Bd. of Election Comm’rs,
28 F.3d 1430 (7th Cir. 1993).........................................19
Herrington v. County of Sonoma,
883 F.2d 739 (9th Cir. 1989)................................ 19, 34
Indep. Fed’n of Flight Attendants v. Zipes,
491 U.S. 754 (1989).....................................19, 20, 27, 28
Kulkarni v. Nyquist,
446 F. Supp. 1274 (N.D.N.Y. 1977)............................ 29
Lavin v. Husted,
764 F.3d 646 (6th Cir. 2014)................................ 28, 29
Lytle v.
Commissioners of Election of Union County,
541 F.2d 421 (4th Cir. 1976).........................................15
Page
Maloney v. City of Marietta,
822 F.2d 1023 (11th Cir. 1987) 19
IX
Cited Authorities
NAACP v. City of Dover, Del.,
123 F.R.D. 85 (D. Del. 1988)...................................... 15
Newman v. Piggie Park Enterprises, Inc.,
390 U.S. 400 (1968)............................................ passim
Northwest Austin v. Holder,
557 U.S. 193(2004).......................................................27
Reno v. Bossier Parish Sch. Bd.,
528 U.S. 320 (2000).......................................................27
Shelby County v. Holder,
43 F. Supp. 3d 47 (D.D.C. 2014).................................. 17
Shelby County v. Holder,
133 S. Ct. 2612 (2013)........................................passim
Shelby County v. Holder,
679 F.3d 848 (D.C. Cir. 2012)................................ 3, 34
Shelby County v. Holder,
811 F. Supp. 2d 424 (D.D.C. 2011).......................... 2,14
Shelter Framing Corp. v.
Pension Benefit Guar. Corp.,
705 F.2d 1502 (9th Cir. 1983).......................................30
South Carolina v. Katzenbach,
383 U.S. 301 (1966).........................................................3
Page
Texas v. United States,
798 F.3d 1108(2015)...............................................16,18
Texas v. United States,
887 F. Supp. 2d 133 (D.D.C. 2012)................ 14,16,17
Torres v. Sachs,
538 F.2d 10 (2d Cir. 1976)...........................................15
West Virginia Univ. Hosps., Inc. v. Carey,
499 U.S. 83 (1991)......................................................... 22
Williams v. Board of Com’rs of McIntosh County,
938 F. Supp. 852 (S.D. Ga. 1996)................................ 15
STATUTES AND OTHER AUTHORITIES
U.S. Const. Amend. XIV, § 1 ..........................................32
U.S. Const. Amend. XIV, § 2 ..........................................32
U.S. Const. Amend. XIV, § 5 .................................... 14, 32
U.S. Const. Amend. XV, § 1 .............................................32
U.S. Const. Amend. XV, § 2 ...................................... 14, 32
U.S. Const., Art. VI, cl. 3 .................................................26
5U.S.C. §5596...................................................................30
X
Cited Authorities
Page
XI
Cited Authorities
Page
28 U.S.C. § 1254(a)............................................................ 1
42 U.S.C. § 2000e-5(k).................................................... 21
52 U.S.C. § 10303(b)...............................................passim
52 U.S.C. § 10304.....................................................passim
52 U.S.C. § 10310(b)........................................ 2,25, 29, 30
52 U.S.C. § 10310(e).................................................passim
Bipartisan Campaign Reform A ct o f 2002,
Pub. L. No. 107-155,116 Stat. 81 (2002)................. 30
Black’s Law Dictionary 621 (4th ed. 1968)................... 32
S. Wilborn, Public Pensions & the Uniform
Management of Public Employee Retirement
Systems Act, 51 Rutgers L. Rev. 141 (1998)............ 23
To Enforce the 15th Amendment to the Constitution
of the United States: Hearing on S.1561 Before
the S. Comm, on the Judiciary, 89th Cong.
(1965) .29
1
PETITION FOR A WRIT OF CERTIORARI
Petitioner Shelby County, Alabama, submits this
petition for a writ of certiorari to review the judgment of
the United States Court of Appeals for the D.C. Circuit.
OPINIONS BELOW
The opinion of the United States Court of Appeals
for the D.C. Circuit is available at 2015 W L 5099964
and is reproduced in the Appendix (“App.” ) at la-40a.
The opinion of the United States District Court for the
District of Columbia is reported at 43 F. Supp. 3d 47 and
is reproduced at App. 41a-88a.
JURISDICTION
The United States Court of Appeals for the D.C.
Circuit rendered its decision on September 1, 2015. App.
la. This Court has jurisdiction under 28 U.S.C. § 1254(a).
STATUTORY PROVISION INVOLVED
Section 14(e) of the Voting Rights Act, 52 U.S.C.
§ 10310(e), provides:
In any action or proceeding to enforce the
voting guarantees of the fourteenth or fifteenth
amendment, the court, in its discretion, may
allow the prevailing party, other than the
United States, a reasonable attorney’s fee,
reasonable expert fees, and other reasonable
litigation expenses as part of the costs.
2
STATEMENT OF THE CASE
1. On April 27, 2010, Shelby County brought an
action against the Attorney General of the United States
(“Attorney General” or “Government” ) under Section
14(b) of the Voting Rights Act (“VRA”) challenging the
constitutionality of Section 4(b) and Section 5 of the
VRA, 52 U.S.C. §§ 10303(b), 10304, on the grounds that
those provisions exceeded Congress’s authority under
the Fourteenth and Fifteenth Amendments. See Dkt. 1
(Complaint HU 1,38,42,44). Because Shelby County was a
“covered” jurisdiction under Section 4(b), it was required
to submit all voting changes (no matter how minor) for
“preclearance” under Section 5. This obligation imposed
great costs on Shelby County and its citizens— both in
terms of expenditure of county resources and the intrusion
on autonomy and self-government. Shelby County argued
that neither Section 4(b) nor Section 5 was “appropriate”
enforcement legislation and sought a declaration that these
provisions were unconstitutional under the Fourteenth
and Fifteenth Amendments, along with a permanent
injunction, reasonable attorney’s fees and costs, and all
other appropriate relief.
Several groups and individuals (“ D efendant-
Intervenors” ) sought to intervene early in the action,
which the district court allowed. All parties thereafter
filed cross-motions for summary judgment on the merits
of Shelby County’s claims. On September 21, 2011, the
district court issued an opinion and order granting the
Government’s and Defendant-Intervenors’ cross motions
for summary judgment, and denying Shelby County’s
motion for summary judgment. Shelby County v. Holder,
811 F. Supp. 2d 424 (D.D.C. 2011).
3
On appeal, the D.C. Circuit issued a 2-1 decision
affirming the district court’s judgment. Shelby County
v. Holder, 679 F.3d 848 (D.C. Cir. 2012). Judges Tatel
and Griffith found both Sections 4(b) and 5 constitutional,
holding that the evidence of voting discrimination in
covered jurisdictions justified Section 5’s remedial remedy
and Section 4(b)’s coverage formula. Id. at 884. Senior
Judge Williams dissented. He found that Section 4(b)
exceeded Congress’s authority under the Fourteenth
and Fifteenth Amendments because its coverage formula
was not responsive to current conditions in the covered
jurisdictions and was not “congruent and proportional” to
the violations it sought to remedy. Id. at 885.
The Supreme Court reversed in a 5-4 decision. Shelby
County v. Holder, 133 S. Ct. 2612 (2013). The Court accepted
Shelby County’s argument that Section 4(b)’s coverage
formula was not rational in theory and thus held that the
formula was not “appropriate” enforcement legislation
under the Fourteenth and Fifteenth Amendments.
Writing for the Court, Chief Justice Roberts explained
that the Court previously had upheld the VRA because
the coverage formula was rational when enacted in 1965.
Id. at 2627-28 (citing South Carolina v. Katzenbach,
383 U.S. 301, 309 (1966)). Section 4(b) had targeted the
jurisdictions that “shared two characteristics: ‘the use of
tests and devices for voter registration, and a voting rate
in the 1964 presidential election at least 12 points below
the national average.’” Id. at 2625. Katzenbach upheld the
formula as “rational in both practice and theory” because
“ [i]t accurately reflected those jurisdictions uniquely
characterized by voting discrimination on a pervasive
scale, linking coverage to the devices used to effectuate
discrimination and to the resulting disenfranchisement.”
Id.
4
But whereas Congress in 1965 “ looked to cause
(discriminatory tests) and effect (low voter registration
and turnout), and tailored the remedy (preclearance) to
those jurisdictions exhibiting both,” Congress in 2006
relied on “a formula based on 40-year-old facts having
no logical relation to the present day.” Id. at 2627-29.
Moreover, Congress sought to prevent vote dilution,
yet continued to employ a formula tied to ballot access.
Id. Thus, the coverage formula was no longer rational
in theory and thus was not “appropriate” enforcement
legislation.
Given this holding with respect to Section 4(b), the
Court declined to reach Section 5’s constitutionality.
See id. at 2631. Justice Thomas concurred, writing
separately to explain why he would have found Section
5 unconstitutional as exceeding Congress’s enforcement
power under the Fourteenth and Fifteenth Amendments.
Id. at 2631-32. Justice Ginsburg dissented, arguing that
the evidence assembled by Congress justified the exercise
of remedial power under the Reconstruction Amendments
to subject the covered jurisdictions to preclearance. See
id. at 2632-52.
2. On remand, Shelby County timely filed a motion for
attorney’s fees. Shelby County argued that it was eligible
for and entitled to fees because it was the “prevailing
party” in an action to “enforce the voting guarantees of
the Fourteenth and Fifteenth Amendment.” 52 U.S.C.
§ 10310(e).
The district court denied Shelby County’s fee request.
The court first examined whether Shelby County was
eligible for fees under Section 14(e) of the VRA. The
5
court found Section 14(e) susceptible to three possible
interpretations concerning the parties who might be
eligible for fees: (1) that only plaintiffs that filed a
lawsuit seeking “to enforce the voting guarantees of the
fourteenth or fifteenth amendment” would be eligible for
attorney’s fees; (2) that any party could be eligible for
attorney’s fees as long as that party was the party seeking
to enforce “ the voting guarantees of the fourteenth or
fifteenth amendment”; or (3) that any prevailing party
would be eligible for attorney’s fees as long as the lawsuit
could be described as “an action or proceeding to enforce
the voting guarantees of the fourteenth or fifteenth
amendment.” App. 54a-67a. The court concluded that the
third interpretation was “the best answer,” App. 66a, and
thus that this case was likely an “action or proceeding
to enforce the voting guarantees of the fourteenth or
fifteenth amendment.” App. 66a n.12.
Yet the Court declined to actually decide whether
Shelby County was eligible for fees because it believed
that Shelby County was not entitled to fees. App. 66a-67a.
The district court began by emphasizing that the Supreme
Court had employed a “purposive” mode of analysis to
“cabin district court discretion in awarding attorney’s
fees under the federal civil rights laws.” App. 68a; see also
App. 74a-75a (contrasting this “purposive” approach with
the more evenhanded approach employed in applying fee
statutes outside of the civil-rights context).
Notwithstanding that “prevailing party” statutes are
party neutral, the district court explained that this Court
had elected to treat prevailing plaintiffs more favorably
than defendants in civil rights cases. App. 75a. On the one
hand, prevailing civil-rights plaintiffs “should ordinarily
6
recover attorney’s fees unless special circumstances would
render such an award unjust.” Newman v. Piggie Park
Enterprises, Inc., 390 U.S. 400, 402 (1968). On the other
hand, the Court “ insulate[d]” unsuccessful civil-rights
plaintiffs from most attorney’s fee claims, holding that
prevailing defendants should be entitled to fees “only
if ‘the plaintiff’s action was frivolous, unreasonable, or
without foundation.’” App. 72a (quoting Christiansburg
Garment Co. v. EEOC, 434 U.S. 412, 421 (1978)).
The district court found two reasons why this Court
had treated plaintiffs more favorably. First, a plaintiff
proceeding under a federal civil-rights statute “ ‘is the
chosen instrument of Congress to vindicate a policy that
Congress considered of the highest priority.’” Id. (quoting
Christiansburg, 434 U.S. at 418). “ ‘Second, when a district
court awards counsel fees to a prevailing plaintiff, it is
awarding them against a violator of federal law.’” Id.
(quoting Christiansburg, 434 U.S. at 418). These dual
standards stemmed from the Court’s “value judgment
about the subjective intent of Congress.” App. 70a.
“ ‘Congress sought t o ... provide incentives for the bringing
of meritorious lawsuits, by treating successful plaintiffs
more favorably than successful defendants in terms of the
award of attorney’s fees.’” App. 75a (quoting Fogerty v.
Fantasy, Inc., 510 U.S. 517, 524 (1994)).
Having outlined the required analysis, the district
court emphasized that the D.C. Circuit had “arguably” gone
further than the Supreme Court has” by “employ[ing]
this purposive approach even in economic statutes outside
of the civil rights context.” App. 78a. Moreover, the
district court read D.C. Circuit precedent as endorsing
an inquiry into “ the actual motivations of the plaintiff
7
and the defendant in a particular case.” App. 83a. Thus,
the district court explained, “a court should look beyond
the simplistic labels of ‘plaintiff’ and ‘defendant.’” App.
77a; see also App. 78a (stating that Christiansburg does
not apply where “ ‘the procedural posture of a case places
the party who seeks to vindicate rights guaranteed by
the Constitution in the position of defendant’” ) (quoting
Commissioners Court of Medina County, Texas v. United
States, 683 F.2d 435, 440 (D.C. Cir. 1982)).
Turning to this case, the district court believed that
whether Piggie Park’s broadly permissive standard or
Christiansburg’s more restrictive standard should apply
was “a question of first impression.” App. 46a. The district
court elected to apply the Christiansburg standard to
Shelby County’s request for fees, notwithstanding that
Shelby County is the plaintiff in this VRA action. In the
district court’s view, Shelby County’s lawsuit “was about
as far as possible from the lawsuit the drafters of section
19731(e) were hoping to ineentivize.” App. 81a. The Attorney
General and the defendant intervenors “were actually ...
the parties charging civil rights violations and seeking to
assert their civil rights.” App. 84a (quotation omitted). And
Shelby County, the plaintiff, was “essentially the opposite
of the chosen instrument of Congress to vindicate a policy
that Congress considered of the highest priority.” App. 85a
(quotations omitted). As the district court saw it, Shelby
County’s position “was openly hostile to Congress’s policy
choices, attacking them as unconstitutional.” App. 86a.
Because Shelby County did not “ fit the statute’s preferred
profile,” App. 81a, the court applied the more restrictive
Christiansburg standard. Applying Christiansburg, the
district court concluded that the Government’s and the
Defendant-Intervenors’ positions were not “ frivolous,
8
unreasonable, or without foundation,” App. 87a (quoting
Christiansburg, 434 U.S. at 421), and therefore Shelby
County was not entitled to fees.
3. The D.C. Circuit affirmed, in three separate
opinions. Writing for the court, Judge Griffith noted that
whether Shelby County was eligible for fees was a “difficult
question.” App. 15a-16a. Declining to answer that question,
Judge Griffith held that Shelby County was not entitled to
fees because “ its victory did not advance any of the goals
Congress meant to promote by making fees available.”
App. 2a. While purporting to apply Piggie Park, Judge
Griffith followed the Court’s analysis in Christiansburg.
According to Judge Griffith, Shelby County’s argument
in support of its fee request “boils down to the proposition
that Congress introduced the fee-shifting provision into
the VRA in 1975 with the express goal of inducing a
private party to bring a lawsuit to neuter the Act’s central
tool.” App. 17a. To Judge Griffith, this made “no sense”
because Congress “enacted fee-shifting provisions in civil
rights statutes to ‘secur[e] broad compliance’ with [them],
not to immobilize them.” Id. (quoting Piggie Park, 390 U.S.
at 401). Nor did “Congress need to enlist private suits to
challenge the constitutionality of the coverage formula,”
because Congress included a “sunset provision that would
ensure the formula’s expiration at some point in the future
absent new authorization.” Id. In short, Judge Griffith
concluded that Shelby County was not entitled to rely on
the Piggie Park standard for the same reasons that the
defendant-employer in Christiansburg could not: because
it had not “helped ensure compliance with the civil rights
laws.” App. 15a.
9
In his concurrence, Judge Tatel agreed that Shelby
County was not entitled to attorney’s fees, but would
have found that Shelby County also was not eligible for
fees under Section 14(e) of the VRA. According to Judge
Tatel, Shelby County’s complaint was not designed to
“protect any voting right guaranteed by the Fourteenth
or Fifteenth Amendment,” but was instead designed
to “ enforce the Tenth Am endm ent by vindicating
federalism interests and the fundamental principle of
equal sovereignty among the states.” App. 31a (emphasis
in original). Accordingly, Shelby County’s lawsuit was not
an “action or proceeding to enforce the voting guarantees
of the fourteenth or fifteenth amendment.” 52 U.S.C.
§ 10310(e).
Judge Silberman concurred in the judgment, writing
separately to rebut the fees analysis of Judges Griffith and
Tatel. According to Judge Silberman, they improperly
found that “a suit that challenges the constitutionality
of a version of the Voting Rights Act [could] be rejected
merely because it challenges the Voting Rights Act.”
App. 38a Unlike other civil rights statutes that speak to
suits to enforce the statute, the VRA provides fees for
suits “ to enforce the voting guarantees of the Fourteenth
and Fifteenth Amendments.” Id. For example, a party
challenging a version of the VRA that was discriminatory
to African-American voters clearly would be entitled to
fees, as even the Defendant-Intervenors acknowledged. Id.
Judge Silberman further found that a plaintiff
whose action invalidated Section 4(b) and Section 5 could
receive attorney’s fees because “ the Section 5 procedure
... limit[ed] the ability of voters to expeditiously change
various voting practices and insofar as the formula for
10
inclusion of covered jurisdiction was arbitrary, it was
discriminatory.” App. 39a. In other words, a plaintiff could
receive fees if it “protect[ed] the rights of individual voters
in governed jurisdictions not to be discriminated against
under the Fourteenth and Fifteenth Amendments” by
ensuring their votes were not “abridged” by arbitrary
means. Id.
Despite this recognition, however, Judge Silberman
believed that Shelby County could not recover attorney’s
fees because “the original suit was not brought on behalf
of the individual voting rights of the citizens of Shelby
County.” App. 40a. Instead, Shelby County’s “claim of
inappropriateness— at least originally—was only based
on precepts of federalism of the Tenth Amendment, not
individual voting guarantees.” Id. Believing that the fees
analysis must turn on how the complaint was framed (and
not the ultimate result of the action), Judge Silberman
concluded that Shelby County should not receive fees.
REASONS FOR GRANTING THE PETITION
Under the Fourteenth and Fifteenth Amendments,
States and individual voters within them have the right to
control their electoral processes unless Congress enacts
“appropriate” legislation overriding this authority. In
Shelby County, Alabama v. Holder, this Court issued a
landmark decision enforcing these voting guarantees. 133
S. Ct. 2612 (2013). Striking down the antiquated coverage
formula of the VRA, the Court found that Shelby County
and its citizens had been denied their rights by a federal
law that was not “appropriate” enforcement legislation
under the Fourteenth and Fifteenth Amendments.
11
Through its lawsuit, Shelby County obtained historic
success. Before Shelby County filed its complaint,
thousands of jurisdictions had to go “hat in hand” to
Washington, D.C. to seek federal approval before it
could enact any voting change— no matter how small or
inconsequential. This federal regime imposed enormous
costs— in terms of sovereignty, individual rights, and
resources. Through Shelby County, this Court declared
the V R A ’s coverage form ula unconstitutional and
reinstated the voting rights of individual voters in covered
jurisdictions throughout the country.
On remand, Shelby County sought to recover its
attorney’s fees under Section 14(e) of the VRA, which
provides that “ [i]n any action or proceeding to enforce
the voting guarantees of the fourteenth or fifteenth
amendment, the court, in its discretion, may allow the
prevailing party ... a reasonable attorney’s fee.” 52
U.S.C. § 10310(e). This fee petition followed logically
from Shelby County’s victory before this Court. Shelby
County indisputably prevailed on the merits and the
relief it obtained enforced the Fourteenth and Fifteenth
Amendment guarantees of local autonomy against
discriminatory and “ inappropriate” federal regulation.
In addition, there were no equitable circumstances of
the kind present in Christiansburg counseling in favor of
denying attorney’s fees. Shelby County’s sole reason for
bringing this lawsuit was to stop the Attorney General
from depriving the county and its citizens of rights
guaranteed to them by the Fourteenth and Fifteenth
Amendments. Shelby County should have recovered its
fees.
12
Yet the court of appeals did not accept this Court’s
views on the deprivation of constitutional rights imposed
by the VRA. The court of appeals denied Shelby County’s
fee request based on nothing more than its value judgment
about whether Congress would have wanted a party such
as Shelby County to recover its attorney’s fees. Congress,
the court believed, would have cared little about protecting
States and localities from an unconstitutional law; all
Congress wanted was to enforce the federal regime to
the maximum extent feasible.
As a consequence, the court refused to apply this
Court’s longstanding rule that plaintiffs “should ordinarily
recover attorney’s fees unless special circumstances would
render such an award unjust.” Piggie Park, Inc., 390 U.S.
at 402. Instead, the court of appeals employed an analysis
borrowed from Christiansburg. This approach finds no
basis in this Court’s decisions or the text of the VRA.
Nothing but antipathy to this Court’s decision and the
constitutional rights it protected can explain the court of
appeals’ denial of Shelby County’s fee request.
Under the court of appeals’ reasoning, no party could
ever be entitled to fees for challenging an unconstitutional
federal law or action. But that cannot be right. Section
14(e) provides for the recovery of fees by parties that
prevail in actions “to enforce the voting guarantees of the
fourteenth or fifteenth amendment,” and those guarantees
apply against the federal governm ent. 52 U.S.C.
§ 10310(e). Congress thus should be equally concerned
with unconstitutional federal and state actions. At a
minimum, it is entirely reasonable for Congress to pass a
fees provision and intend for it to apply to future federal
laws that violate constitutional rights. That is exactly what
13
happened here, as Shelby County successfully challenged
the enforcement of the 2006-reauthorized preclearance
regime and then sought fees under a 1975 fees provision.
But the court’s denial of fees will not just injure Shelby
County— it will prevent future States and localities from
resisting similar federal overreach. Not only will these
jurisdictions be unable to recover their attorney’s fees, but
they will face the possibility of paying the attorney’s fees
of any groups that intervene on behalf of the government.
Indeed, just weeks before the decision here, the court of
appeals ordered the State of Texas to pay more than a
million dollars in attorney’s fees to the many individuals
and groups that intervened as defendants in Texas’s
preclearance action— despite the fact that Shelby County
meant that the defendant-intervenors there did not prevail
in that lawsuit. Faced with such prospects (paying its
own fees if it wins or paying all parties’ fees if it loses),
no jurisdiction will venture forth to protect itself and its
citizens.
This may have been the goal of the lower courts,
but it should give this Court tremendous pause. Shelby
County was one of the most important voting rights
decisions of the past 50 years. It enforced the limits
on congressional authority under the Fourteenth and
Fifteenth Amendments and vindicated the rights of the
covered jurisdictions and the millions of individual voters
within them. But similar cases may never go forward if the
court of appeals’ decision is allowed to stand. This Court
should grant the petition.
14
I. Review Is Warranted Because The Decision Below
Conflicts With Piggie Park And Will Hinder States
And Local Governments From Opposing Federal
Overreach.
At the turn of the decade, there were numerous
lawsuits across the country stemming from the Attorney
General’s enforcement of Sections 4(b) and 5 of the VRA.
States were seeking “preclearance” from the District
Court for the District of Columbia for their voting
changes, such as redistricting plans, see, e.g., Texas v.
United States, 887 F. Supp. 2d 133 (D.D.C. 2012), and
changes to election procedures, see, e.g., Florida v. United
States, 885 F. Supp. 2d 299 (D.D.C. 2012). Individuals and
interest groups were asking other district courts to enjoin
voting practices until the covered jurisdiction obtained
preclearance. See, e.g., Davis v. Perry, No. ll-cv-788,
2011 WL 6207134, at *1 (W.D. Tex. Nov. 23, 2011). And
counties and individuals were bringing lawsuits in the
District Court for the District of Columbia challenging the
constitutionality of the Act itself. See, e.g., Shelby County,
Ala. v. Holder, 811 F. Supp. 2d 424 (D.D.C. 2011).
This Court’s decision in Shelby County resolved all of
these cases. Finding that “the conditions that originally
justified [preclearance] no longer characterize voting in
the covered jurisdictions,” 133 S. Ct. at 2622, the Court
held that Section 4(b) of the VRA unconstitutionally
exceeded Congress’s powers under Section 5 of the
Fourteenth Amendment and Section 2 of the Fifteenth
Amendment, id. at 2629. In short, the Court struck down
the VRA’s coverage formula and thus freed every state and
local jurisdiction in the country from their obligation to
obtain federal permission before enacting voting changes.
15
Two things should have been clear following Shelby
County. First, Shelby County, as the prevailing plaintiff in
a case brought under a civil rights act statute, should have
received attorney’s fees. Under Piggie Park, this Court
has long held that a plaintiff “who succeeds in obtaining
an injunction under [Title II of the Civil Rights Act]
should ordinarily recover an attorney’s fee unless special
circumstances would render such an award unjust.”
390 U.S. at 402 (1968). This rule is well established.
Before Shelby County, courts regularly awarded fees to
prevailing plaintiffs in a wide array of voting litigation,
including suits involving apportionment and redistricting
plans, see, e.g., Williams v. Board of Com’rs o f McIntosh
County, 938 F. Supp. 852 (S.D. Ga. 1996), voter-residency
requirements, see, e.g., Lytle v. Commissioners of Election
of Union County, 541 F.2d 421 (4th Cir. 1976), the dilution
of African-American or other minority voting strength,
see, e.g., Campaign for a Progressive Bronx v. Black, 631
F. Supp. 975 (S.D.N.Y. 1986), at-large methods for electing
legislators, see, e.g., NAACP v. City of Dover, Del., 123
F.R.D. 85 (D. Del. 1988), election procedures, such as
all-English ballots, see, e.g., Torres v. Sachs, 538 F.2d
10,13 (2d Cir. 1976), and a jurisdiction’s failure to obtain
preclearance, see, e.g., Andrews v. Koch, 554 F. Supp. 1099
(E.D.N.Y. 1983). Indeed, no party or court below has cited
a single case in which a plaintiff sued under a civil rights
statute, prevailed, and was denied fees under a standard
other than Piggie Park.
Second, those individuals and interest groups
intervening as defendants to defend the VRA’s preclearance
regime and oppose covered jurisdictions’ attempts to
obtain preclearance should not have received attorney’s
fees. Even assuming that defendant-intervenors in
16
preclearance actions are eligible for fees under Section
14(e) of the VRA, see infra at 17, there was no question
that the defendant-intervenors in these cases were not
“prevailing parties” after Shelby County. The Attorney
General and his supporting intervenors lost all of these
cases the moment this Court declared the preclearance
regime unconstitutional.
Yet when the issue arose in two cases, the D.C. Circuit
flipped the script. In Shelby County’s case, the court of
appeals denied attorney’s fees— despite the fact that
Shelby County was unequivocally the prevailing party
in an action brought under the VRA. But then in Texas
v. United States, the D.C. Circuit awarded fees to the
defendant-intervenors— despite the fact that Texas had
prevailed on every claim after Shelby County. 798 F.3d
1108 (2015). In short, the D.C. Circuit declared that the
winners should lose and the losers should win.1
Only antipathy to this Court’s decision in Shelby
County and the plaintiffs supporting it explains these
backward decisions. Under this Court’s precedent, Shelby
County should have received fees, and the defendant-
intervenors in Texas should not have, see Petition for
Certiorari, Texas v. Davis, No. 14-5151 (Oct. 22, 2015).
While these decisions obviously harm the jurisdictions
involved, they do far more damage to future jurisdictions
in similar situations. By putting an enormous thumb on
the scale, the D.C. Circuit grossly distorts a State or local
1. The D.C. Circuit was not the only court to impose
attorney’s fees on covered jurisdictions despite Shelby County.
See Davis v. Abbott, 991 F. Supp. 2d 809 (W.D. Tex. 2014), rev’d
781 F.3d 207 (5th Cir. 2015). That case too is pending before this
Court. See Davis v. Abbott, No. 15-46 (S. Ct.).
17
government’s ability to defend its rights and the rights of
its voters under the VRA and other similar statutes.
As it made plain in Texas, the D.C. Circuit interprets
Section 14(e) of the V R A to mean that defendant-
intervenors “should be awarded attorney’s fees ... if
[they] contributed substantially to the success of the
litigation.” Donnell v. United States, 682 F.2d 240,
248-49 (D.C. Cir. 1982). And history demonstrates that
defendant-intervenors are nearly always awarded fees,
notwithstanding the fact that the Attorney General is
perfectly capable of litigating actions under the VRA.
For example, in Commissioners Court of Medina County,
Texas v. United States, the D.C. Circuit found that three
Mexican-American citizens who intervened as defendants
in a preclearance action would be eligible for fees. 683 F.2d
435, 440 (D.C. Cir. 1982) (“ [N]either [the party’s] status
as intervenors nor as defendants precludes an award of
fees under the Voting Rights Act.” ). The court’s holding
rested on the belief that “ [h]aving voluntarily entered the
suit, a defendant-intervenor’s position can more readily
be analogized to that of a plaintiff.” Id. at 440 n.5; see also
Castro County, Tex. v. Crespin, 101 F.3d 121,126 (D.C. Cir.
1996) (holding that “a party intervening as a defendant in
a section 5 action may be a prevailing party” and thus may
be entitled to attorney’s fees); Shelby County v. Holder,
43 F. Supp. 3d 47, 55 (D.D.C. 2014) (documenting history
of D.C. Circuit awarding fees to defendant-intervenors).
As a consequence, if the D.C. Circuit’s decisions are
allowed to stand, a jurisdiction like Shelby County must
now assume an enormous risk before bringing a similar
lawsuit. It cannot recover damages (because the statute
does not allow them) and it cannot recover attorney’s fees
18
(unless the high Christiansburg standard is met). Thus,
even a win will cost the jurisdiction significant sums of
money. At the same time, a loss would cost them even more.
Defendant-intervenors are almost always granted leave
to intervene, see Cunningham Motion to Intervene at 5-6,
Shelby County v. Holder, No. 10-651 (D.D.C.) (Dkt. 6-1)
(listing cases), and almost always awarded attorney’s fees
if they prevail, see, e.g., Castro County, Tex., 101 F.3d at
126. And as the Texas case shows, defendant-intervenors—
despite having the United States government as the lead
defendant— often incur substantial attorney’s fees. See,
e.g., Texas, 798 F.3d at 1108 (affirming award to defendant-
intervenors in district court redistricting litigation of over
$1 million in attorney’s fees).
Indeed, that easily could have happened here. As the
district court recognized, if Shelby County had lost before
the Supreme Court, “defendant-intervenors would likely
have sought attorney’s fees” and the court “presumably
would have awarded” them. App. 63a. Defendant-
intervenors in this case were represented by eighteen
lawyers from seven different law firms or organizations.
There is no doubt that Shelby County would have been
handed a massive bill had this Court gone the other way
on the merits.
Faced with such prospects— paying its own attorney’s
fees if it wins and paying the fees of perhaps dozens of
additional attorneys if it loses— a jurisdiction such as
Shelby County would never file a similar lawsuit in the
future, as “only a lunatic or a fanatic” would go forward
against such odds. Carnegie v. Household Int’l, Inc., 376
F.3d 656, 661 (7th Cir. 2004). That is precisely the kind
of “distortion” of incentives that this Court has sought
19
to avoid in applying equitable concepts to fee-shifting
statutes like Section 14(e). See Indep. Fed’n of Flight
Attendants v. Zipes, 491 U.S. 754, 763-64 & n.4 (1989)
(fee-shifting statutes should not be construed so as to
impose “one-way fee liability” on parties who bring
lawsuits merely “ to defend their own constitutional or
statutory rights” ).
These decisions will also inject enormous risk and
uncertainty into the decision of whether to bring a lawsuit
involving “unsympathetic” positions. Courts should not
deny fees merely because they believe Congress would
have disfavored the litigants, see, e.g., Maloney v. City of
Marietta, 822 F.2d 1023,1026 (11th Cir. 1987) (awarding
attorney’s fees to a white male plaintiff under Section
14(e) of the VRA); Coyote v. Roberts, 502 F. Supp. 1342,
1354 (D .R.1.1980) (awarding attorney’s fees to admitted
prostitutes over the government’s objection that it
was not in “the interest of the public [to] protects and
legitimiz[e] prostitution”), because they dislike the parties’
motivations, see e.g., Herrington v. County of Sonoma, 883
F.2d 739, 744 (9th Cir. 1989) (awarding fees even though
the plaintiff was motivated by “personal financial gain
rather than a desire to promote constitutional rights [or]
the public at large”), or because the individual has no need
for the fees, see, e.g., Hastert v. III. State Bd. of Election
Comm’rs, 28 F.3d 1430,1443 (7th Cir. 1993) (awarding fees
even though the plaintiff had the “ability to pay for legal
representation”). Similarly, courts should not award fees
to parties that did not prevail, even if they are promoting
a good cause or are in need of the fees. See Doe v. Boston
Pub. Sch., 358 F.3d 20, 29 (1st Cir. 2004) (explaining how
the “undeniably laudable” goal of encouraging prompt
resolution of disputes regarding appropriate education for
20
handicapped children “does not affect our interpretation of
the term prevailing party”). The D.C. Circuit’s decisions
undermine these basic principles.
At bottom , the D.C. C ircuit has reduced the
determination of fee awards in civil-rights cases into
judicial handpicking of winners and losers based on
nothing more than the “value judgm ents,” App. 75a, of
the sitting panel. This “judge-made ranking of rights”
warrants correction. Zipes, 491 U.S. at 763 n.4.
II. Review Is Warranted To Limit Christiansburg’s
Misguided Countertextual Approach To Fee
Determinations.
In 1968, the Court in Piggie Park laid down the rule
that a plaintiff “who succeeds in obtaining an injunction
under [Title II of the Civil Rights Act] should ordinarily
recover an attorney’s fee unless special circumstances
would render such an award unjust.” 390 U.S. at 402
(1968). The Court explained that the statute’s fee-shifting
provision must provide fees to successful plaintiffs in
nearly all civil rights cases because successful plaintiffs
under Title II “cannot recover damages.” Id. Thus, “ few
aggrieved parties would be in a position to advance the
public interest by invoking the injunctive powers of the
federal courts” if they were “routinely forced to bear their
own attorneys fees.” Id. The Court’s Piggie Park decision
established the default standard for awarding fees to a
prevailing party who sues under a statute for which fees
are authorized and prevails.
21
Twelve years later, the Court carved out an exception
to the Piggie Park rule that prevailing parties are
ordinarily entitled to fees. In Christiansburg Garment, the
Equal Employment Opportunity Commission (“EEOC”)
sued Christiansburg Garment Company alleging that the
company had engaged in unlawful employment practices
in violation of Title VII of the Civil Rights Act of 1964. The
district court granted the company summary judgment
on procedural grounds, finding that the EEOC could not
bring its claim because no charges were “pending” before
the EEOC when Title VII took effect. 434 U.S. at 421.
Christiansburg Garment then sought fees under the
Piggie Park standard. Because Title V II’s fee provision,
like the V R A ’s, is a “prevailing party” statute, see
Buckhannon Bd. & Care Home, Inc. v. WestVirginia Dept,
of Health and Human Resources, 532 U.S. 598, 602-03
(2001) (listing examples), the provision is party-neutral as
to plaintiffs and defendants.2 Accordingly, Christiansburg
Garment argued “that the language of [the attorney’s fee
provision] admits of only one interpretation: A prevailing
defendant is entitled to an award of attorney’s fees on the
same basis as a prevailing plaintiff.’” Christiansburg, 434
U.S. at 418.
Yet the Court in Christiansburg rejected this
“mechanical construction” of the statute as “untenable,”
noting that the terms of the statute “provide no indication
whatever of the circumstances under which either a
plaintiff or a defendant should be entitled to attorney’s
2. Section 706(k) of Title V II provides: “In any action or
proceeding under this title the court, in its discretion, may allow
the prevailing party ... a reasonable attorney’s fee[J” 42 U.S.C.
§ 2000e-5(k).
22
fees.” Id. The Court simply assumed that Congress would
not have wanted prevailing defendants to regularly receive
fees and so it created a restrictive standard under which
prevailing defendants would recover fees only when
the plaintiff’s claim was “ frivolous, unreasonable, or
groundless.” Id. at 422.
The Christiansburg Court based this standard upon
certain “equitable considerations”— namely, its perception
that a prevailing plaintiff under a civil rights statute “ is
the chosen instrument of Congress to vindicate a policy
that Congress considered of the highest priority” and that
the losing defendant is “a violator of federal law.” 434 U.S.
at 418 (internal quotation omitted). But Christiansburg
created these considerations out of whole cloth. Indeed, the
Court has long recognized that they did not arise from the
text. Id. (“The terms of § 706(k) provide no indication ....” );
see also West Virginia Univ. Hosps., Inc. v. Carey, 499 U.S.
83,112 (1991) (Stevens, J., dissenting) (“[Christiansburg’s]
holding rested entirely on our evaluation of the relevant
congressional policy and found no support within the four
corners of the statutory text.” ).
Though courts have described this approach as
“purposive,” that is a charitable description. A purposive
construction is one in which a court “considerfs] statutory
language in light of a statute’s basic purposes,” and thus
is understood to reflect the purposes and intentions
of Congress. Dole Food Co. v. Patrickson, 538 U.S.
468, 484 (2003) (Breyer, J., concurring in part and
dissenting in part). But Christiansburg’s purposivism
is so unhinged from the statute that it cannot fairly be
said to reflect the purposes and intentions of Congress.
Indeed, Christiansburg itself indicates that the “equitable
23
considerations” supporting the restrictive standard
it adopted grew out of the court’s own “moment[ary]
reflection .” 434 U.S. at 418. As the district court
acknowledged, Christiansburg’s purposivism thus is no
more than a court’s “value judgment about the subjective
intent of Congress.” App. 70a. This is essentially no
standard at all.3
Although Christiansburg’s mode of analysis is suspect,
the dual approach it set out for fee determinations at least
had the benefit of clarity: under Piggie Park, prevailing
plaintiffs “almost always” recover their fees, and under
Christiansburg, courts “ almost always” deny fees to
prevailing defendants. S. Wilborn, Public Pensions & the
Uniform Management of Public Employee Retirement
Systems Act, 51 Rutgers L. Rev. 141, 171 n.170 (1998).
Christiansburg’s lack of standards, however, has replaced
clarity with confusion, as courts now read Christiansburg
to throw away the “simplistic labels of ‘plaintiff’ and
‘defendant.’” App. 77a.
Indeed, this case illustrates the mischief caused
by Christiansburg. Guided by nothing other than their
own preferences, courts will award fees to whichever
prevailing parties they favor. Here, the lower courts cited
no case in which a prevailing plaintiff in an action under
3. Congress has employed similar “prevailing party” statutes
in numerous instances outside of the civil-rights realm. But these
are uniformly applied in an “evenhanded” manner. Fogerty v.
Fantasy, Inc., 510 U.S. 517, 536 (1994) (Thomas, J., concurring
in the judgment). That the same language has resulted in two
entirely divergent regimes for fee determinations confirms that
the Christiansburg approach is entirely court-driven and does
not reflect choices made by Congress. Id.
24
the civil-rights laws was denied fees; yet both held that
Shelby County’s fee request should be denied based on
nothing more than their view that Congress would not
have wanted to incentivize this type of lawsuit.
The district court was at least candid about its “value
judgment^].” App. 70a. While the D.C. Circuit purported
to apply Piggie Park, it did no such thing. Instead, it
employed the same analysis as the district court, tracking
Christiansburg to evaluate for itself whether Shelby
County was a “chosen instrument of Congress.” App. 13a.
The court never engaged in the inquiry actually called
for under Piggie Park to determine whether “special
circumstances” existed that would render a fee award to
Shelby County “unjust.”
There are only two possible reasons why the court
would say it was applying Piggie Park while not actually
doing so. Either the Christiansburg’s standardless
approach has so muddled the fee analysis that the court
was confused about how to apply the precedent; or the
court strategically manipulated the precedent in order to
achieve a particular outcome. One may be worse than the
other, but either is an indictment of the Christiansburg
approach.
At bottom, Christiansburg’s standardless approach
to statutory interpretation “robs the law of the clarity
of its command and the certainty of its application.”
Fogerty, 510 U.S. at 537 (Thomas, J., concurring in the
judgment). Review is warranted to remedy the mischief
Christiansburg has created and make clear that Piggie
Park applies to all plaintiffs prevailing under civil-rights
statutes.
25
III. Under A Proper Application Of The Governing
Precedent, There Can Be No Question That Shelby
County Is Entitled To Recover Its Fees.
Resolving this fee dispute requires no more than a
straightforward application of Piggie Park. Under Piggie
Park, prevailing civil-rights plaintiffs “ recover attorney’s
fees unless special circumstances would render such
an award unjust.” 390 U.S. at 402. Shelby County is a
prevailing plaintiff in an action under Section 14(b) of
the Voting Rights Act. No party contended and neither
lower court found that “special circumstances” exist that
would render a fee award to Shelby County “unjust.” Nor
is there a single case in which a prevailing plaintiff under
a civil rights act statute was denied fees under a standard
other than Piggie Park. Shelby County is entitled to a fee
recovery.
Even assuming that Christiansburg properly could
apply to the fee request of a prevailing civil-rights plaintiff,
it should not here. Piggie Park applies for several reasons.
First, and most important, Shelby County is a classic
“private attorney general,” Piggie Park, 390 U.S. at 402,
as it brought this action directly under a civil rights act
statute in order to “advance the public interest by invoking
the injunctive powers of the federal courts,” id., on behalf
of itself and thousands of similarly situated jurisdictions
and their millions of citizens. Shelby County sought to
restore proper constitutional order and to regain for its
citizens their fundamental right to structure and order
elections in the way they see fit, subject to universal
constitutional restraints. In this regard, it was hugely
successful. See Shelby County, 133 S. Ct. at 2625.
26
Second, by bringing its lawsuit, Shelby County was
vindicating a policy of the “highest priority,” Piggie Park,
390 U.S. at 402, as it sought to enforce the Fourteenth and
Fifteenth Amendments and the bounds of congressional
authority thereunder and to preserve the federalism rights
of covered jurisdictions and the rights of individual voters
therein. The lower courts suggested Congress would
have disagreed, but this could be true only if Congress
is presumed to have no regard for the limits on its own
constitutional authority, the rights of States to be free
of a prior restraint that runs counter to the principles of
federalism and self-government, or the rights of individual
voters within those restrained jurisdictions. But of course,
Congress is duty bound to uphold the Constitution, see U.S.
Const., art. VI, cl. 3 (“ The Senators and Representatives
... shall be bound by Oath or Affirmation, to support this
Constitution.”), and to consider the limits of its authority
when legislating, see City of Boerne v. Flores, 521 U.S.
507, 535 (1997).
Third, awarding Shelby County fees would not
undermine any congressional goal of encouraging
plaintiffs to bring actions to protect voting rights under
the VRA. Future VRA plaintiffs could still anticipate
recovering their fees under Piggie Park if they prevailed.
And “blameless” intervenors could still intervene and
assert their rights while being protected from catastrophic
fee awards. In fact, it is the court of appeals that has now
grossly distorted the incentives to litigate under the VRA
and other civil rights statutes. See supra at 17-19.
Finally, a fee award against the Government would not
be inequitable because the Government is not “blameless”
or “ innocent” like the Title VII plaintiff in Christiansburg
27
or the intervenors in Zipes. A fter this Court twice
interpreted Section 5 to lessen the federalism burdens of
the preclearance obligation (and to avoid serious questions
about its constitutionality), see Reno v. Bossier Parish Sch.
Bd., 528 U.S. 320 (2000); Georgia v. Ashcroft, 539 U.S. 461
(2003), Congress disregarded both of those decisions in
passing the 2006 reauthorization of the VRA. Moreover,
the Court warned Congress in Northwest Austin v. Holder
that the “preclearance requirements and its coverage
formula raise serious constitutional questions” in light of
the changed circumstances in the covered jurisdictions.
557 U.S. 193, 204 (2004). Yet Congress did nothing in
response. It held not one hearing, proposed not one bill,
and amended not one law. See Shelby County, 133 S. Ct. at
2631 (“ [I]n [Northwest Austin], we expressed our broader
concerns about the constitutionality of the Act. Congress
could have updated the coverage formula at that time,
but did not do so. Its failure to act leaves us today with no
choice but to declare § 4(b) unconstitutional.” ).
Even worse, the Attorney General actively and
aggressively enforced an unconstitutional statute over
those same warnings and in ways that served only to
exacerbate the problems with the coverage formula. For
example, the Attorney General refused to preclear Texas
and South Carolina voter ID laws, despite the fact that the
Supreme Court had previously upheld a similar Indiana
law. See Crawford v. Marion County Election Board, 553
U.S. 181 (2008). The Attorney General likewise refused
to preclear Florida’s decision to reduce early voting
from 14 days to 8 days, when noncovered States such
as Connecticut and Rhode Island have no early voting
whatsoever. See Florida, 885 F. Supp. 2d at 299.
28
Clearly, then, the actions of Congress and the Attorney
General in disregarding the limits of federal authority
under the Fourteenth and Fifteenth Amendments are
what forced the constitutional showdown in Shelby
County} See Fox v. Vice, 131 S. Ct. 2205, 2213 (2011)
(explaining that Piggie Park applies where a plaintiff
prevails against “ the party whose misconduct created the
need for legal action”). The federal government enacted
and aggressively enforced an unconstitutional statute.
Awarding counsel fees to Shelby County thus would
be “awarding them against a violator of federal law.”
Christiansburg, 434 U.S. at 418. And it clearly would
promote “ the general policy that wrongdoers make whole
those whom they have injured.” Zipes, 491 U.S. at 762.4 5
The D.C. Circuit’s principal reason for denying fees
was its belief that Congress would never have wanted to
award fees to a party that succeeded in “convincing the
[Supreme] Court to strike down the VRA’s signature
statutory device.” App. 24a. But this analysis is deeply
flawed.
To begin, the court of appeals’ reasoning ignores the
fact that Congress specifically included a provision in the
4. The D.C. Circuit thus is plainly wrong to suggest that
Congress did not “need[] help” in enforcing the limits of its
authority under the Fourteenth and Fifteenth Amendments.
App. 18a.
5. There is no meaningful difference in the injury caused by
enforcement of an unconstitutional statute and an unconstitutional
ad hoc decision that leads to the same result— both affect the
injured party in the same way. See, e.g., Lavin v. Rusted, 764
F,3d 646 (6th Cir. 2014) (awarding fees after successful challenge
to 30-year-old campaign finance law that had not been enforced).
29
VRA— Section 14(b), 52 U.S.C. § 10310(b)—which creates
a cause of action for a plaintiff to seek a “declaratory
judgment... or permanent injunction against the execution
or enforcement of any provision of [the VRA] or any action
of any Federal officer or employee pursuant hereto.” 52
U.S.C. § 10310(b). Attorney General Katzenbach, one of the
primary drafters of the VRA, emphasized that the point
of this provision was to spur a challenge to the statute: “ it
seemed to us that the important thing was to get this act
tested, to get it tested in one court, and not to interfere
with the jurisdiction of that court, and provide an appeal
to the Supreme Court.” To Enforce the 15th Amendment
to the Constitution of the United States: Hearing on S.156J
Before the S. Comm, on the Judiciary, 89th Cong, at 144
(1965). Shelby County thus brought its lawsuit directly
under Section 14(b) of the VRA. This was exactly what
Congress intended. See Allen v. State Bd. of Elections,
393 U.S. 544, 558 (1969) (recognizing that Section 14(b)
specifically authorizes plaintiffs to pursue various actions
including lawsuits “attack[ing]... the constitutionality of
the Act itself” ); see also App. 51a-54a.
Moreover, as Judge Silberman recognized, the
VRA’s fee provision was enacted in 1975, whereas the
provisions Shelby County challenged were enacted in
2006. Thus, it is entirely possible that Congress would have
supported awarding fees to plaintiffs challenging future
unconstitutional actions. Indeed, courts have repeatedly
recognized that litigants that succeed in declaring a law
unconstitutional provide a public benefit. See, e.g., Lavin,
764 F.3d at 651; Kulkarni v. Nyquist, 446 F. Supp. 1274,
1277-78 (N.D.N.Y. 1977).
30
Under the D.C. Circuit’s rule, no party would ever be
entitled to fees for challenging an unconstitutional federal
law or action. Yet Congress should be equally concerned
about unconstitutional federal and state actions, especially
given that the recovery of fees under Section 14(e) is
tied to the enforcement of the voting guarantees of the
Fourteenth and Fifteenth Amendments, which apply to
the federal government.
In fact, Section 14(b) is hardly unique. Numerous
examples abound of statutes in which Congress sought
to police the limits on its own authority by providing for
a challenge to a statute, particularly where one or more
of its provisions were of debatable constitutionality at
the time of its enactment. See, e.g., Bipartisan Campaign
Reform Act of 2002, Pub. L. No. 107-155, § 403, 116
Stat. 81 (2002) (creating cause of action to “challenge
the constitutionality of any provision of this Act or any
amendment made by this Act” and prescribing rules for
venue, intervention, and the like for such challenges). Nor
is it unusual for fees to be available to a prevailing party in
such an action. See, e.g., Elgin v. Dep’t of Treasury, 132 S.
Ct. 2126 (2012) (employee challenging constitutionality of
the Civil Service Reform Act must bring action under that
act; fees available pursuant to 5 U.S.C. § 5596); Shelter
Framing Corp. v. Pension Benefit Guar. Corp., 705 F.2d
1502 (9th Cir. 1983), rev’d on other grounds sub nom.
Pension Benefit Guar. Corp. v. R.A. Gray & Co., 467 U.S.
71/ (1984) (fees freely available to business that sought a
declaratory judgment under ERISA that a provision of
the ERISA statute was unconstitutional and prevailed on
the merits). In other words, even if an action like Shelby
C ounty s was not the primary reason Congress created
the VRA’s fees provision, the presence of Section 14(b) is
31
good reason to believe that Congress wanted to encourage
jurisdictions to bring an action to enforce the limits of the
Fourteenth and Fifteenth Amendments.
In the end, the infirmity of the D.C. Circuit’s analysis
is laid bare by what it does not cite: any case in which a
plaintiff sued under a statute for which fees are available,
prevailed on the merits, and had its request for fees from
the defendant judged under a standard other than Piggie
Park. That absence of authority is telling. This Court
should not endorse the D.C. Circuit’s transparent attempt
to deny fees based on its antipathy to this Court’s decision
in Shelby County.
IV. Shelby County Is Eligible For Fees.
Although neither lower court ruled on the issue, both
Judge Griffith and District Judge Bates strongly indicated
that Shelby County would be eligible for fees under Section
14(e) if they reached the issue. See App. 2a-30a, 41a-88a.
While Judges Tatel and Silberman believed that Shelby
County was not eligible for fees under the statute, their
reasoning suffers from the same errors affecting the
court of appeals’ entitlement analysis. See App. 28a-40a
(Silberman, J.) (applying the same analysis to both issues).
There is no question that Shelby County is eligible for
attorney’s fees.
Section 14(e) of the VRA gives district courts the
discretion to award fees to prevailing parties in “any
action or proceeding to enforce the voting guarantees of
the fourteenth or fifteenth amendment.” The Fourteenth
and Fifteenth Amendments, in turn, create two categories
of voting guarantees: (1) a guarantee to individuals against
32
discriminatory voting practices, and (2) a guarantee to
state and local governments against federal nullification
of voting laws unless by “appropriate” legislation. See
amend. XIV, § 1 (“No state shall ... deny to any person
within its jurisdiction the equal protection of the laws.” );
amend. XIV, § 2 (imposing apportionment penalties “when
the right to vote at any election ... is denied ... or in any
way abridged”); amend XV, § 1 (“ The right of citizens of
the United States to vote shall not be denied or abridged
by the United States or by any state on account of race,
color, or previous condition of servitude.” ); amends XIV,
§ 5, XV, § 2 (providing Congress with the power to enforce
the amendments by “appropriate legislation”). Shelby
County’s successful lawsuit enforced both of these voting
guarantees. See Black’s Law Dictionary 621 (4th ed. 1968)
(defining “enforce” as “ to compel obedience to”).
First, Shelby County’s lawsuit enforced the right of
its citizens to be free of discriminatory voting practices.
As Judge Silberman accurately explained, “ the Section 5
procedure ... limitjed] the ability of voters to expeditiously
change various voting practices and insofar as the formula
for inclusion of covered jurisdiction was arbitrary, it was
discriminatory.” App. 39a. In other words, Shelby County
is eligible for fees because it “protected] the rights of
individual voters in governed jurisdictions not to be
discriminated against under the Fourteenth and Fifteenth
Amendments” by ensuring their votes were not “abridged”
by arbitrary means. Id.6
6. Although Judge Silberman recognized the right principle,
he believed that Shelby County was not eligible for fees because
its action “was not brought on behalf of the individual voting
rights of the citizens of Shelby County” but instead on “precepts
of federalism of the Tenth Amendment.” App. 39a. But it is mere
33
Second, Shelby County’s lawsuit enforced its right
(and by extension its citizens’ rights) to be free of
“ inappropriate” federal regulation of its voting practices.
Shelby County prevailed in this litigation because it
demonstrated that the record of racial discrimination
in voting upon which Congress acted was insufficient
to subject Shelby County and those similarly situated
to comprehensive preclearance. Indeed, this Court
recognized that Section 5 impaired the fundamental
voting rights of citizens of covered jurisdictions in a way
that comparable fundamental voting rights of citizens
o f non-covered jurisdictions were not. See Shelby
County, 133 S. Ct. at 2626-27 (observing that the 2006
reauthorization of Section 5 provided only certain citizens,
but not other citizens, with a substantive protection
of their ability “ to elect their preferred candidates of
choice,” and that “ the preclearance requirements in one
State [might] be unconstitutional in another” because
Section 5 required race-based action with regard to
voting) (internal quotations and citations omitted). Shelby
County succeeded, and its citizens once again possess the
full panoply of voting rights that citizens of non-covered
jurisdictions have always enjoyed. Cf Bond v. United
States, 131 S. Ct. 2355, 2364 (2011) (federalism-based
arguments ultimately promote individual liberty).
Both Judge Tatel and Judge Silberman believed that
Shelby County is not eligible for fees because its action
formalism to say that Shelby County was acting only on its own
behalf. Shelby County acted to protect it and its residents from
federal overreach and to protect its voters’ ability to make changes
in voting practices. Moreover, even a lawsuit to protect federalism
is ultimately a promotion of individual rights. See Bond v. United
States, 131 S. Ct. 2355, 2364 (2011).
34
was “only based on precepts of federalism of the Tenth
Amendment, not individual voting guarantees.” App. 40a.
But that is simply not true. From the beginning, Shelby
County argued that Sections 4(b) and 5 of the VRA violated
the Fourteenth and Fifteenth Amendments’ requirement
that enforcement legislation be “appropriate,” see, e.g.,
App. 56a (“ The ‘preclearance’ obligation of Section 5
exceeds Congress’s enforcement authority under the
Fourteenth and Fifteenth Amendments”), and the courts
recognized it as such, see, e.g., Shelby County, 679 F.3d
at 853 (“Shelby County, Alabama, a covered jurisdiction,
contends that when Congress reauthorized section 5 in
2006, it exceeded its enumerated powers.” ). This case
was about what Congress was no longer authorized to do
under the Fourteenth and Fifteenth Amendments, plain
and simple.
In any event, Shelby County’s intentions are not
important, see Herrington, 883 F.2d at 744; what matters
is whether its ultimate result “enforce[d] the voting
guarantees of the fourteenth or fifteenth amendment,” 52
U.S.C § 10310(e). Shelby County’s enforcement of the limits
on congressional authority under the Fourteenth and
Fifteenth Amendments and the concomitant guarantees
to States and their citizens falls squarely within the scope
of Section 14(e). As a prevailing party, it is eligible for fees.
35
CONCLUSION
The Court should grant the petition.
Respectfully Submitted,
Thomas R. McCarthy
Counsel of Record
W illiam S. Consovoy
J. M ichael Connolly
Consovoy McCarthy Park PLLC
3033 Wilson Boulevard, Suite 700
Arlington, VA 22201
(703) 243-9423
tom@consovoymccarthy.com
Attorneys for Petitioner
Date: November 3,2015
mailto:tom@consovoymccarthy.com
APPENDIX
la
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA, DATED
SEPTEMBER 1, 2015
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 14-5138
SHELBY COUNTY, ALABAMA,
Appellant,
v.
LORETTA E. LYNCH, IN HER OFFICIAL
CAPACITY AS ATTORNEY GENERAL
OF THE UNITED STATES, et al,
Appellees.
April 10, 2015, Argued
September 1, 2015, Decided
Appeal from the United States District Court
for the District of Columbia
(No. l.TO-cv-00651).
Before: Tatel and Griffith , Circuit Judges, and
Silberman, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge Griffith.
2a
Concurring opinion filed by Circuit Judge Tatel.
Opinion concurring in the judgment filed by Senior
Circuit Judge Silberman.
Griffith, Circuit Judge:
Shelby County, Alabama, prevailed in a challenge to
the constitutionality of section 4 of the Voting Rights Act
of 1965 (VRA) and now seeks attorneys’ fees from the
Government under the Act’s fee-shifting provision. The
district court found that Shelby County was not entitled
to receive fees because its victory did not advance any
of the goals Congress meant to promote by making fees
available. We agree.
Appendix A
I
The historical and legal background to this dispute
has been set out several times over the history of this case.
See Shelby Cnty., Ala. v. Holder, 133 S. Ct. 2612,2619-21,
186 L. Ed. 2d 651 (2013); Shelby Cnty., Ala. v. Holder, 679
F.3d 848,853-58,400 U.S. App. D.C. 367 (D.C. Cir. 2012),
rev’d, 133 S. Ct. 2612,186 L. Ed. 2d 651; Shelby Cnty., Ala.
v. Holder, 43 F. Supp. 3d 47, 50-52 (D.D.C. 2014); Shelby
Cnty., Ala. v. Holder, 811 F. Supp. 2d 424,428-41 (D.D.C.
2011) , affd, 679 F.3d 848,400 U.S. App. D.C. 367 (D.C. Cir.
2012) , rev’d, 133 S. Ct. 2612,186 L. Ed. 2d 651 (2013). We
assume familiarity with those discussions and will cover
only the topics relevant to this fee dispute.
3a
Appendix A
A
In the aftermath of the Civil War, the Nation ratified
the Thirteenth, Fourteenth, and Fifteenth Amendments
to the Constitution in an effort to stamp out the race-based
forms of legal oppression that the states had imposed
throughout the first century of the Republic. These
amendments worked a profound change by sweeping
away the most appalling forms of legal subjugation that
had defined the pre-Civil War era. Black Americans now
held the sovereign franchise and were entitled to equal
treatment under the law. But racial prejudice is not only
insidious, it is resilient. The serpent of state-sponsored
racism remained in the garden and “the blight of racial
discrimination” simply switched its focus to a new
battleground and “ infected the electoral process” that
black citizens had only begun to enter. South Carolina
v. Katzenbach, 383 U.S. 301, 308, 86 S. Ct. 803,15 L. Ed.
2d 769 (1966). Almost as soon as Reconstruction ended, a
number of states adopted a variety of devices to suppress
the newly established franchise of black citizens. Id. at
310. Literacy tests, grandfather clauses, poll taxes, and
property qualifications prevented black Americans from
voting at all. Id. at 310-11. And cunning district design
and other tactics almost completely diluted the political
power of black citizens. See Shaw v. Reno, 509 U.S. 630,
640, 113 S. Ct. 2816,125 L. Ed. 2d 511 (1993).
It was not until the 1950s that Congress began to take
action to secure the promise of equal citizenship extended
after the Civil War; among other things, Congress passed
three statutes authorizing individual suits to protect
4a
voting rights. Katzenbach, 383 U.S. at 313. But case-
by-case litigation proved too slow, so Congress enacted
a further-reaching solution to “rid the country of racial
discrimination in voting,” id. at 315: the Voting Rights
Act of 1965. The VRA contained two principal provisions.
The first, section 2, created a permanent, nationwide
replacement for earlier civil rights statutes and authorized
individual suits against any state or local jurisdiction
that adopted a voting practice that had a discriminatory
purpose or result. See Thornburg v. Gingles, 478 U.S. 30,
35, 106 S. Ct. 2752, 92 L. Ed. 2d 25 (1986). The second,
section 5, was even more dramatic: It imposed on “covered
jurisdictions” the requirement of obtaining “preclearance”
for “all changes in state election procedure” from a three-
judge federal district court in Washington, D.C., or from
the Attorney General before they could take effect. Nw.
Austin Mun. Util. Dist. No. One v. Holder, 557 U.S. 193,
198, 203, 129 S. Ct. 2504, 174 L. Ed. 2d 140 (2009). The
scope of section 5 was set by a formula in section 4 of the
Act that covered any state or political subdivision that met
certain telltale criteria of discriminatory voting practices
as of November 1,1964. See Shelby County, 679 F.3d at 855.
The scope of this intrusion onto state affairs, Congress
found, was justified by the severity and intractability
of the problem posed by racial discrimination in voting.
Under the older case-by-case approach to litigating
voting abuses, progress had been “painfully slow,” in part
“because of the intransigence of [s]tate and local officials
and repeated delays in the judicial process,” but also
because “even after apparent defeat resisters [sought]
new ways and means of discriminating.” H.R. Rep. No.
89-439, at 9-10 (1965). “Barring one contrivance too often
Appendix A
5a
. . . caused no change in result, only methods.” Id. at 10. In
the face of this record, Congress concluded that there was
“little basis for supposing” that without legislative action
“the [sjtates and subdivisions affected will themselves
remedy the present situation___ ” S. Rep. No. 89-162, at
19 (1965). “ Thus, to keep minorities from continuing to be
victimized by [sjtates and political subdivisions’ actions,
Congress sought, through [sections 4 and 5] to ‘shift the
benefit of time and inertia from the perpetrators of evil to
the victim.’” H.R. Rep. No. 109-478, at 8 (2006) (quoting
Katzenbach, 383 U.S. at 328).
“The historic accomplishments of the Voting Rights
Act are undeniable.” Northwest Austin, 557 U.S. at 201.
“The A c t . . . proved immensely successful at redressing
racial discrimination and integrating the voting process.”
Shelby County, 133 S. Ct. at 2626. The change wrought
by section 5 in particular can hardly be overstated. As
Congress put it when reauthorizing the VRA in 2006,
section 5 was a “vital prophylactic tool[], protecting
minority voters from devices and schemes that continue[d]
to be employed by covered [s]tates and jurisdictions.” H.R.
Rep. No. 109-478, at 21; see also id. at 24 (“ [T]he existence
of [sjection 5 deterred covered jurisdictions from even
attempting to enact discriminatory voting changes.”); S.
Rep. No. 94-295, at 19 (1975) (“ [I]t is largely [sjection 5
which has contributed to the gains thus far achieved in
minority political participation. Moreover, it is [sjection
5 which serves to insure that this progress shall not be
destroyed through new procedures and techniques.” ).
Appendix A
6a
The coverage formula in section 4 and the preclearance
regime in section 5 of the VRA were both originally
subject to five-year sunset clauses. Northwest Austin,
557 U.S. at 199. When their scheduled expiration drew
near in 1970, Congress renewed both provisions and once
again set an expiration date for five years later. The House
supported the reauthorization by a vote of 272 to 132, the
Senate by a margin of 64 to 12. J. Morgan Kousser, The
Strange, Ironic Career of Section 5 of the Voting Rights
Act, 1965-2007, 86 Tex. L. R ev. 667, 687 (2008). When the
next deadline approached in 1975, Congress reauthorized
both provisions yet again with a seven-year sunset clause,
this time by a vote of 346 to 56 in the House and 77 to 12
in the Senate. Id. at 705-06. In 1982, with the seven-year
window coming to an end, Congress reauthorized both
provisions a third time, but added a twenty-five-year
sunset clause. The House voted for reauthorization 389
to 24 and the Senate 85 to 8. Id. at 707. Finally, in 2006,
Congress again reauthorized both provisions for another
twenty-five years. In the House, 390 members supported
reauthorization, with 33 opposed. Id. In the Senate, the
vote was 98 to 0 in favor of reauthorization. Id. When he
signed the reauthorization into law, President George W.
Bush remarked: “The Voting Rights Act . . . broke the
segregationist lock on the ballot box___Today, we renew a
bill that helped bring a community on the margins into the
life of American democracy.” Press Release, Office of the
Press Secretary, The White House, President Bush Signs
Voting Rights Act Reauthorization and Amendments Act
ot 2006 (July 27,2006), 2006 WL 2076688, at *1-2. Because
ol this series of reauthorizations, neither section 4 nor
section 5 ever expired. Congress made some changes
Appendix A
7a
to the provisions along the way, twice altering the basic
coverage formula in section 4 so that it would include even
more jurisdictions. Shelby County, 133 S. Ct. at 2620.
B
Shelby County, Alabama, was covered by the section 5
preclearance regime under the formula set out in section
4 of the VRA and challenged the constitutionality of both
in a suit filed in district court in the District of Columbia.
After losing in the district court and before us, Shelby
County ultimately prevailed when the Supreme Court
ruled the coverage formula unconstitutional. Shelby
County, 133 S. Ct. at 2631. The Court explained that “ ’the
Framers of the Constitution [also] intended the [s]tates to
keep for themselves, as provided in the Tenth Amendment,
the power to regulate elections.’” Id. at 2623 (quoting
Gregory v. Ashcroft, 501 U.S. 452,461-62, 111 S. Ct. 2395,
115 L. Ed. 2d 410 (1991)). Moreover, “ [n]ot only do [sjtates
retain sovereignty under the Constitution, there is also a
‘fundamental principle of equal sovereignty’ among the
[s]tates.” Id. (quoting Northwest Austin, 557 U.S. at 203).
The Court held that the VRA constituted a departure from
those principles by infringing on the sovereignty of the
states to design their own electoral process and burdening
only some states while leaving others unaffected. Id.
at 2623-24. Congress could only impose burdens that
departed so significantly from constitutional norms if
the burdens were justified under “current conditions.”
Id. at 2627. But, the Court explained, the coverage
formula had never evolved to match the Nation’s social
Appendix A
8a
and political changes. Congress had “ ignore[d] these
developments, keeping the focus on decades-old data
relevant to decades-old problems, rather than current
data reflecting current needs.” Id. at 2629. Congress could
not, the Court explained, impair the equal dignity of the
states and infringe on their sovereignty simply by relying
on the existence of a problem in the past. Id. Because the
coverage formula did not adequately target contemporary
conditions, the Court struck it down. Id. at 2631.
On remand to the district court, Shelby County filed
a motion for attorneys’ fees, seeking $2 million in fees and
$10,000 in costs. The 1975 amendments to the VRA had
introduced a fee-shifting provision at section 14(e) of the
Act, which provides:
In any action or proceeding to enforce the
voting guarantees of the fourteenth or fifteenth
amendment, the court, in its discretion, may
allow the prevailing party, other than the
United States, a reasonable [attorneys’] fee,
reasonable expert fees, and other reasonable
litigation expenses as part of the costs.
52 U.S.C. § 10310(e).1 Shelby County insisted that it had
prevailed in an “action or proceeding to enforce the
1. The Voting Rights Act was originally codified in Title 42 of
the United States Code. Section 14(e) was first codified as 42 U.S.C.
§ 19731(e). On September 1, 2014, the Office of the Law Revision
Counsel i ecodified the VRA and other provisions related to voting
and elections into a new Title 52. See Editorial Reclassification,
Office of the Law Revision Counsel, http://uscode.house.gov/
editorialreclassification/t52/index.html (last visited Sept. 1,2015).
We will cite to the current version of the Code.
Appendix A
http://uscode.house.gov/
9a
voting guarantees” of the Fourteenth and Fifteenth
Amendments (which, for ease of reference, we shall term
the Reconstruction Amendments) and so should receive
fees under section 14(e). The Government opposed. The
district court sided with the Government, concluding that
Shelby County was not entitled to fees because, far from
helping ensure compliance with the VRA, its lawsuit had
explicitly opposed Congress’s enforcement mechanism
by trying—and succeeding—to have the coverage formula
declared unconstitutional.
Shelby County timely appealed. We have jurisdiction
over a final order of the district court under 28 U.S.C. §
1291. As the question in this case is whether the district
court correctly applied the proper legal standard to
determine whether Shelby County should receive fees,
we review the decision de novo. See Conservation Force
v. Salazar, 699 F.3d 538,542,403 U.S. App. D.C. 69 (D.C.
Cir. 2012).
Appendix A
II
We agree with the district court that Shelby County
is not entitled to fees.
A
The rules governing this dispute are straightforward.
Fee-shifting provisions set out the criteria a court must
use to determine whether a party is even eligible for
fees. In addition to those statutory criteria, the Supreme
Court has also created an additional requirement: A party
10a
can only receive fees if it also shows that it is entitled to
them, meaning that its victory in court helped advance
the rationales that led Congress to create fee-shifting
provisions in the first place. Though the entitlement
requirement does not appear in the text of any fee-shifting
provision, the Supreme Court has enforced it on a number
of occasions and both this court and Congress have
accepted that a prevailing party must show entitlement to
receive a fee award. See Christiansburg Garment Co. v.
EEOC, 434 U.S. 412, 418, 98 S. Ct. 694, 54 L. Ed. 2d 648
(1978) (“ The terms of [the fee-shifting provision in Title
VII] provide no indication whatever of the circumstances
under which [a prevailing party] should be entitled to
attorney’s fees.” (emphasis added)).
The Court has also explained that the primary
rationale for such fee-shifting provisions-and the only
rationale on which Shelby County relies to justify its
entitlement to fees here—is encouraging private parties
to bring civil rights lawsuits by protecting them from
the costs of litigation. In no circumstances is a fee award
a prize. Nor is it a bonus form of compensation to a
litigant whose position the court finds sympathetic. It is
an inducement to private parties to engage in favored
activity. A party is entitled to fees only when it shows
that its success in litigation advanced the goals Congress
intended the relevant fee-shifting provision to promote.
When a party’s success did not advance those goals, it is
not entitled to fees.
The Court first explained this standard in Neivman v.
Piggie Park Enterprises, Inc., 390 U.S. 400,88 S. Ct. 964,
Appendix A
11a
19 L. Ed. 2d 1263 (1968). In Piggie Park, a district court
had refused to award fees to parties who unmistakably
prevailed in a suit brought under Title II of the Civil
Rights Act of 1964. The Court found that refusal an error.
The prevailing parties were entitled to fees and so the
district court was required to award them. The Court
explained that Congress meant for fee-shifting provisions
in civil rights statutes to encourage private parties to
bring their own civil rights litigation. Congress was well
aware that “ the Nation would have to rely in part upon
private litigation as a means of securing broad compliance”
with Title II, given the obvious impossibility of the federal
Government identifying and prosecuting every violation.
Id. at 401. Indeed, the Court continued, a private party
bringing a civil rights suit “does so not for himself alone
but also as a private attorney general, vindicating a policy
that Congress considered of the highest priority.” Id.
at 402 (internal quotation marks omitted). Yet without
a provision enabling prevailing parties to recover their
fees, “successful plaintiffs” would be “routinely forced
to bear their own attorneys’ fees,” meaning that “ few
aggrieved parties would be in a position to advance the
public interest” by bringing civil rights litigation. Id. This
obviously posed a problem, given congressional awareness
that private litigation was an indispensable element of any
successful enforcement program. See, e.g., Allen v. State
Bd. of Elections, 393 U.S. 544, 556, 89 S. Ct. 817, 22 L.
Ed. 2d 1 (1969) (“The achievement of the Act’s laudable
goal could be severely hampered . . . if each citizen were
required to depend solely on litigation instituted at the
discretion of the Attorney General.”). Congress solved
this problem with fee-shifting provisions. In other words,
Appendix A
12a
Congress enacted fee-shifting provisions to encourage
victims of discrimination to invest the resources needed to
litigate civil rights violations and to distribute the cost of
successful enforcement among lawbreakers. Because the
prevailing parties in Piggie Park had acted as “the chosen
instrument of Congress,” Christiansburg Garment, 434
U.S. at 418, by helping to “secur[e] broad compliance” with
Title II, Piggie Park, 390 U.S. at 401, they were entitled
to fees.
Decades ago, we held that the Piggie Park standard
also governs claims for attorneys’ fees under the VRA. See
Donnell v. United States, 682 F.2d 240,245,220 U.S. App.
D.C. 405 (D.C. Cir. 1982) (“ ’Congress depends heavily upon
private citizens to enforce the fundamental rights involved
[in the Voting Rights Act]. [Fee] awards are a necessary
means of enabling private citizens to vindicate these
Federal rights.’” (quoting S. Rep. No. 94-295, at 40 (1975))).
Shelby County insists that it is entitled to fees under
Piggie Park. We disagree. Shelby County is not entitled
to fees because its challenge to the constitutionality of the
coverage formula did not help “securfej broad compliance
with” the VRA. Piggie Park, 390 U.S. at 401.
As a general matter, a plaintiff who prevails in a lawsuit
in connection with a civil rights statute typically will have
helped enforce that statute exactly as Congress hoped
and so will usually be entitled to fees under Piggie Park.
See Piggie Park, 390 U.S. at 402 (“ [0]ne who succeeds in
obtaining an injunction under [Title II] should ordinarily
recover an attorney’s fee unless special circumstances
would render such an award unjust.”). But the Court has
Appendix A
13a
made very clear that success in a lawsuit alone does not
resolve the separate question of whether the successful
party is entitled to fees. See Christiansburg Garment,
434 U.S. at 418 (explaining that merely prevailing in an
action under Title VII “provide[s] no indication whatever
of the circumstances under which [the prevailing party]
should be entitled to attorney’s fees.” (emphasis added)).
Instead, entitlement turns on whether the prevailing
party’s success advanced the purposes Congress meant
to promote by making fees available—in particular, under
the Piggie Park standard, whether the prevailing party
helped “secur[e] broad compliance” with the civil rights
statute in question. Piggie Park, 390 U.S. at 401.
For example, in Christiansburg Garment, an employer
was accused of wrongful discrimination in violation of
Title VII of the Civil Rights Act of 1964. 434 U.S. at 414.
The defendant employer prevailed in the subsequent
litigation, proving that it had not discriminated unlawfully.
Having prevailed in a Title VII suit, the defendant was
thus eligible for fees under the text of the statute’s fee-
shifting provision. The defendant insisted that it was also
entitled to fees under Piggie Park for the same reason:
It had won in court and so should receive fees. The Court
rejected this argument. The Piggie Park standard entitles
parties to receive fees for which they may be eligible
only when they shoulder the burden of acting as “ the
chosen instrument of Congress” and “vindicate ‘a policy
that Congress considered of the highest priority’” by
enforcing compliance with a statute. Id. at 418 (quoting
Piggie Park, 390 U.S. at 402). The defendant employer in
Christiansburg Garment did nothing more than prove
Appendix A
14a
it had not engaged in the alleged misconduct. Therefore,
even though the defendant prevailed and was eligible for
fees, it was not entitled to them under the Piggie Park
standard.
The Court came to effectively the same conclusion
in a different context in Independent Federation of
Flight Attendants v. Zipes, 491 U.S. 754,109 S. Ct. 2732,
105 L. Ed. 2d 639 (1989). In Zipes, an intervenor union
opposed the settlement of a Title VII class action by a
class of employees against their employer, arguing that
the collective bargaining agreement should preclude the
employer from agreeing to the settlement. After the
employees won judicial approval for the settlement of their
class action, they argued that they were entitled to have
the intervenor pay their fees. Just as in Christiansburg
Garment, the Court found that the plaintiffs were not
entitled to fees, even though they had prevailed, because
Congress did not mean to use fee-shifting provisions as
a general reward for victory. Id. at 761-64. Instead, fee-
shifting provisions are designed to further the “central
purpose” of civil rights statutes-”vindieating the national
policy against wrongful discrimination by encouraging
victims to make the wrongdoers pay at law.” Id. at 761.
The plaintiffs in Zipes had not helped enforce compliance
with Title VII by fighting with the intervenor union over
which of the employer’s legal obligations would take
precedence. Therefore they were not entitled to fees from
the intervenor under the Piggie Park standard.
In both Christiansburg Garment and Zipes, the
Court also explained that Congress intended fee-shifting
Appendix A
15a
provisions in civil rights statutes to require parties who
took “ frivolous” or “unreasonable” positions to pay the fees
of their successful opponents. Christiansburg Garment,
434 U.S. at 421; Zipes, 491 U.S. at 761. In both cases, the
Court relied on this secondary rationale to craft a separate
standard for fee awards to a party that successfully
defeats such vexatious arguments. But in neither case
could the prevailing parties rely on the Piggie Park
standard because, though each party had won an action
brought under a civil rights statute, neither had helped
ensure compliance with the civil rights laws.2
B
1
Section 14(e) of the VRA permits district courts
to award fees to a party who prevailed in an “action
or proceeding to enforce the voting guarantees of the
fourteenth or fifteenth amendment.” 52 U.S.C. § 10310(e).
To show that it is eligible for fees under the statute,
Shelby County must demonstrate that it prevailed
in an action to enforce the voting guarantees of the
Reconstruction Amendments. The Government concedes
that Shelby County is a “prevailing party,” but argues
that it is nonetheless not eligible for fees because its
lawsuit did not enforce the “voting guarantees” of the
Reconstruction Amendments. As it turns out, this is
Appendix A
2. In both Christiansburg Garment and Zipes, the Court
went on to conclude that the prevailing plaintiffs were not entitled
to fees under the alternative frivolous litigation standard.
16a
a difficult question. The Government submits that the
only “voting guarantees” secured by those amendments
are individual voting rights and that Shelby County’s
lawsuit was aimed instead at vindicating the structural
rights of states and other political jurisdictions. Shelby
County insists to the contrary that the Reconstruction
Amendments “reflect guarantees to individuals and
states alike: to individuals, to be free from discrimination;
and to states, to be free from unwarranted regulation.”
To settle this dispute we would need to determine what
voting rights the Reconstruction Amendments actually
guarantee.
However. Shelby County could not win fees even if
it were correct about the contours of the Reconstruction
Amendments. Section 14(e) serves only to identify those
eligible for fees. As we have explained, the prevailing
party must also show that it is entitled to fees. See
Christiansburg Garment. 434 U.S. at 418 (“The terms
of [the fee-shifting provision in Title VII] provide no
indication whatever of the circumstances under which [a
prevailing party] should be entitled to attorney's fees "
(emphasis added)); cf. Natiomeide Bldg. MainL, Inc. v.
So —.peon. 559 F.2d 704. 710.182 U.S. App. D.C. 83 (D.C.
xplaining that a prevailing party’s "eligibility
for an award of attorney fees does not mean that it is
necessarily entitled to such an award” (emphasis added)).
As we will explain below. Shelby County is not entitled
to attorneys' fees because its lawsuit did not advance
any of the purposes that Congress meant to promote
'taking fees available. Therefore we do not need to
Appendix A
17a
determine whether Shelby County or the Government is
correct about what “voting guarantees” are secured by
the Reconstruction Amendments. Resolving that question
is immaterial to the outcome of this case. And because we
need not answer that constitutional question, we will not
do so. See, e.g., Elk Grove Unified Sch. Disk v. Newdow,
542 U.S. 1, 11, 124 S. Ct. 2301, 159 L. Ed. 2d 98 (2004)
(advising courts “ to guard jealously and exercise rarely
our power to make constitutional pronouncements”); PDK
Labs. Inc. v. U.S. Drug Enforcement Agency, 362 F.3d
786,799,360 U.S. App. D.C. 344 (D.C. Cir. 2004) (Roberts,
J., concurring in part and concurring in the judgment)
(“ [T]he cardinal principle of judicial restraint—if it is not
necessary to decide more, it is necessary not to decide
more—counsels us to go no further.” ).
2
We agree with the district court that Shelby County
is not entitled to fees under Piggie Park. Shelby County’s
argument boils down to the proposition that Congress
introduced the fee-shifting provision into the VRA in 1975
with the express goal of inducing a private party to bring
a lawsuit to neuter the Act’s central tool. But that makes
no sense. As we know from numerous statements by the
Supreme Court, Congress enacted fee-shifting provisions
in civil rights statutes to “securfe] broad compliance” with
those statutes, not to immobilize them. Piggie Park, 390
U.S at 401. Nor did Congress need to enlist private suits
to challenge the constitutionality of the coverage formula
in the way that it needed to rely on private parties to
pursue individual enforcement litigation. See id. (“ [T]he
Appendix A
18a
Nation would have to rely in part upon private litigation as
a means of securing broad compliance with the law.” ); see
also Allen, 393 U. S. at 556 (“ The achievement of the Act’s
laudable goal could be severely hampered... if each citizen
were required to depend solely on litigation instituted at
the discretion of the Attorney General.”). To the contrary,
Congress carefully preserved the power to invalidate
the coverage formula by repeatedly including a sunset
provision that would ensure the formula’s expiration at
some point in the future absent new authorization. Because
of these successive sunset clauses, invalidating provisions
of the Act did not even require both houses of Congress
and the President to agree. Either house of the legislature
could have refused to pass reauthorizing legislation, or
the President could have refused to sign it, and thereby
invalidated the coverage formula or forced alteration to
the provision by insisting on revisions before agreeing to
reauthorization legislation.
In other words, Shelby County’s lawsuit neither
advanced Congress’s purpose nor performed some service
Congress needed help to accomplish. It defies common
sense and ignores the structure and history of the Act
to think otherwise. Therefore we conclude that Shelby
County is not entitled to fees under the Piggie Park
standard.
Shelby County tries to justify its entitlement to fees
by relying on a number of counterarguments. None
persuade us. Most importantly, Shelby County points to
section 14(b) of the Act. which provides that ‘*[n]o court
other than the District Court for the District of Columbia
Appendix A
19a
shall have jurisdiction to issue any declaratory judgment
. . . or any restraining order or temporary or permanent
injunction against the execution or enforcement of any
provision” of the VRA. 52 U.S.C. § 10310(b). Shelby
County argues that section 14(b) created a new cause of
action authorizing constitutional challenges to the VRA.
Therefore, the argument goes, Congress must have meant
to encourage constitutional challenges. If not, it would
have had no reason to establish a cause of action allowing
private parties to bring such challenges. And if so, Shelby
County insists that its success in striking down section
4 advanced Congress’s purposes after all. On this peg
Shelby County has hung its hopes.
But it is by no means clear that section 14(b) creates
a new cause of action. The more natural reading is that
the provision simply limits jurisdiction over constitutional
challenges to the VRA to the District Court for the
District of Columbia. The available evidence supports this
view. To begin with, Congress had no need to create a new
cause of action. The grants of jurisdiction in 28 U.S.C.
§ 1331 and in the Declaratory Judgment Act, 28 U.S.C.
§ 2201, provide adequate authorization for any attack
on the VRA’s constitutionality. Because parties already
had all the authorization they needed to mount lawsuits
arguing that the Act was not constitutional, Congress
had no need to create a new cause of action for such
suits. We also note that Attorney General Katzenbach’s
testimony during the Senate hearings on the VRA
strongly suggests that section 14(b) is a venue provision.3
Appendix A
3. Attorney General Katzenbach was one of the principal
drafters of the VR A. See Dougherty Cnty., Ga., Bd. of Ed. v.
20a
During the Senate hearings, General Katzenbaeh was
asked the purpose of section 14(b). He explained that it
would channel all significant VRA litigation, enforcement
suits and constitutional challenges alike, into one court,
and prevent multiple parallel constitutional challenges
unfolding in courts throughout the country. To Enforce
the 15th Amendment to the Constitution of the United
States: Hearing on S.1564 Before the S. Comm, an the
Judiciary. 89th Cong, at 144 (1965) (statement of Nicholas
Katzenbaeh. Attorney General of the United States) (“ [T]
he [preclearance] determinations are to be made in the
three-judge court in the District of Columbia___ And it
seems to us that if the integrity of that practice were to be
preserved, then you had to have a corresponding provision
here, otherwise you are going to have the act tested in
a variety of different courts. So it seemed to us that the
important thing was to get this act tested, to get it tested
in one court, and not to interfere with the jurisdiction of
that court, and provide an appeal to the Supreme Court."
emphasis added . General Katzenbaeh said nothing about
encouraging or authorizing constitutional challenges.
The Supreme Court seems to have put this issue to
rest in AUen u State Board of Elections. 393 U.S. 544,89
Appendix A
White, 439 UJS. 32,37.99 S. Ct. 368.581.. Ed. 2d 269 (1978). The
C curt r.as often relied on his testimony to Congress regarding
the Act to help illuminate the statutes terms. See. e.g.. Reno r.
Bossier Parish Srit BdL, 528 U.S. 320. ' 20 S. Ct. 866,145 L.
_ d 845 (2000); McCain c. Lybmnd, 465 U.S. 236.247,104 S.
Ct. 103«. 79 L. Ed. 2d 2 d il9S4>: ( nited States r. Bd. ofComm'rs
ofShrf.- A Ala.. 435 U.S. 110.12S n.15.142-46.98 S. Ct. 965.55
L. Ed. 2d 14S (1978): AUen. 393 U.S. at 567.
21a
S. Ct. 817, 22 L. Ed. 2d 1 (1969). In Allen, the Court held
that private citizens can sue for declaratory judgment that
a jurisdiction must obtain preclearance for any change in
voting practices. The Court also held that citizens could
file such actions anywhere in the country, not only in the
District of Columbia. In reaching this conclusion the Court
explained that section 14(b) imposed a “restriction” on
lawsuits authorized by some other cause of action; it never
suggested that the provision authorized or created a cause
of action for suits. Id. at 560 (emphasis added). The Court
also noted that section 14(b) presented a “question involving
the jurisdiction of the district courts,” not involving the
right of parties to bring lawsuits. Id. at 557 (emphasis
added). The discussion in Allen strongly indicates that
section 14(b) is only a venue provision. And a number of
other Supreme Court cases that mention section 14(b) in
passing also uniformly refer to it as a venue provision,
not as a cause of action. See Shaw v. Reno, 509 U.S. 630,
637,113 S. Ct. 2816,125 L. Ed. 2d 511 (1993) (noting that
section 14(b) “vests the District Court for the District of
Columbia with exclusive jurisdiction to issue injunctions
against the execution of the Act” ); Hathorn v. Lovorn,
457 U.S. 255, 267,102 S. Ct. 2421, 72 L. Ed. 2d 824 (1982)
(noting that section 14(b) raised a “jurisdictional” issue);
Katzenbach v. Morgan, 384 U.S. 641,645,86 S. Ct. 1717,16
L. Ed. 2d 828 (1966) (noting that, “ [pursuant to [section]
14(b),” parties challenging the VRA’s constitutionality had
“commenced [their] proceeding in the District Court for
the District of Columbia”).4
Appendix A
4. The Fifth and Ninth Circuits have also referred to section
14(b) solely as a venue provision. See Brown v. City of Shreveport,
158 F.3d 583, *1 [published in full-text format at 1998 U.S. App.
22a
Shelby County points to a single sentence in Allen,
in which the Court referred to section 14(b) as one of the
“Act’s enforcement provisions” and said that a suit of the
kind identified in section 14(b) “would involve an attack on
the constitutionality of the Act itself.” 393 U.S. at 558. We
do not understand why Shelby County thinks this remark
helps its case. Given that section 14(b) requires any attack
on the constitutionality of a VRA provision to be filed in
federal court in the District of Columbia, all such cases
necessarily come under the heading of a “ section 14(b)
injunctive action,” irrespective of whether that section also
serves to create a cause of action. The Court’s remark in
Allen therefore proves nothing either way.5 And as we have
just said, the rest of the Court’s discussion of section 14(b)
in Allen suggests much more strongly that the section is
a jurisdictional venue provision, not a cause of action.
LEXIS 39629] (5th Cir. 1998) (per curiam) (unpublished) (citing
section 14(b) to explain that "[t]he district court for the District
of Columbia has exclusive jurisdiction over actions against federal
officers or employees challenging the enforcement of the Voting
Rights Act”); Reich v. Larson, 695 F.2d 1147,1149 (9th Cir. 1983)
holding that, under section 14(b). constitutional challenges to the
VRA “can only be brought in the District of Columbia district
court").
Appendix A
5. Shelby County also insists that the Supreme Court
understood section 14tb) to create a cause of action when it
mentioned in A.-.-conro.-c r. Morgan that “[pjursuam to [section]
14(b),’ the parties challenging the VR A s constitutionality in that
case had “commenced [the] proceeding in the District Court for the
V str:.-: . • • • .t: -A? She'.by C :u r :y s reliance
or. a o:: is even more mystifying than its reliance on A ik n.
As we have already said, this remark apparently indicates that
the Conn in Kaize^bach perceived section lA b> as no more than
a venae provision.
23a
In any event, even if Shelby County were right
that section 14(b) creates a cause of action—a dubious
proposition given the evidence—the County still would
not be entitled to fees under the Piggie Park standard.
Piggie Park does not ask whether Congress intended to
authorize Shelby County’s challenge. The only question
under Piggie Park is whether Congress intended to
encourage constitutional challenges to the VRA as a way
of “securing broad compliance” with the statute, Piggie
Park, 390 U.S. at 401, and thus made attorneys’ fees
available to promote such challenges. Shelby County has
not given us any reason to believe that Congress did so.
Shelby County’s lawsuit did not facilitate enforcement
of the VRA; it made enforcing the VRA’s preclearance
regime impossible. And as we have already explained,
Congress did not need to rely on private challenges to
the Act’s constitutionality. The fact that Congress may
have created a cause of action permitting such a suit
does nothing to persuade us, in the face of these other
considerations, that Congress also intended to use fees
to encourage suits that sought to strike down its own
carefully crafted enforcement program. Therefore Shelby
County’s insistence that section 14(b) creates a cause of
action is irrelevant.
Shelby County tries to bolster its argument by
explaining all the reasons why Congress might have
regarded constitutional challenges to the VRA as socially
beneficial. But as we have already said, the Piggie Park
standard does not determine fee entitlement based on
whether Congress would applaud or condemn an individual
litigant. Instead, entitlement under Piggie Park turns
Appendix A
24a
on whether Congress intended to use fees to encourage
the prevailing party’s litigation as part of a program for
ensuring compliance with the Act. Though Shelby County
may have vindicated other values, invalidating one of the
VRA’s central provisions did not promote compliance with
the Act.
Shelby County’s other arguments are no more
persuasive. For example, Shelby County insists we
must find it entitled to fees because winning this lawsuit
enforced the voting guarantees of the Reconstruction
Amendments. This argument thoroughly misses the point.
Whether Shelby County defended the rights secured in
the Reconstruction Amendments is relevant to whether
the County is eligible for fees, not whether it is entitled
to them. We do not decide whether Shelby County is right
about the contours of those Amendments because we
do not need to do so. Shelby County did not help secure
compliance with the VRA by convincing the Court to strike
down the VRA’s signature statutory device. Therefore
Shelby County is not entitled to fees under Piggie Park.
Shelby County also points out that “nothing in the
legislative history suggests that Congress was disavowing
promotion of other types of litigation authorized under the
statute. . . . ” Perhaps, but the legislative history does make
clear that Congress intended for courts to award fees
under the VRA, pursuant to the Piggie Park standard,
when prevailing parties helped secure compliance with
the statute. Most notably, the Senate Report explains that
Congress was adopting section 14(e) because the Nation
“depends heavily on private citizens to enforce” the Act.
Appendix A
25a
S. Rep. No. 94-295, at 40 (1975). Shelby County cannot
plausibly argue that Congress “depend[ed] heavily on
private citizens” to bring constitutional challenges to the
coverage formula, especially because the sunset provision
empowered even one house of the legislature to invalidate
section 4 by refusing to support reauthorization.
Shelby County insists that if it is not entitled to fees,
the incentives to bring VRA actions would be distorted.
Other jurisdictions seeking to invalidate provisions of
the VRA on constitutional grounds in the future would
have to bear the costs of litigating those challenges, while
facing the prospect, if they lost, of fee liability to private
parties that intervened on the Government’s behalf. The
distorted incentives of which Shelby County warns seem
at best hypothetical. Shelby County has not identified any
case in which an intervenor-defendant has obtained fees
from a plaintiff jurisdiction for helping the Government
defend the VRA’s constitutionality, nor have we found such
a case ourselves. Thus Shelby County’s fear that future
unsuccessful challengers would face the prospect of paying
the fees of intervenor-defendants is mere speculation.
Moreover, Shelby County does not seem to believe that
these distorted incentives would actually materialize. In
its reply brief Shelby County maintained that it would not
have been liable for fees as to the intervenor-defendants
in this case had Shelby County lost. But more to the point,
even if we accepted Shelby County’s prognostication and
overlooked the internal contradictions of its argument,
this issue is not relevant to our decision here. We need not
decide whether our legal conclusion would actually create
unequal litigation incentives or weigh the undesirability of
Appendix A
26a
that consequence as a matter of policy. Such considerations
are the province of Congress, not the courts.
Shelby County also argues that finding it not entitled
to fees would merely constitute punishment because we
dislike the results of Shelby County’s success even though
“unsympathetic litigants” routinely win fees when they
prevail under civil rights statutes. Appellant’s Br. 33-34.
As an initial matter, we reject Shelby County’s premise.
Our decision in no way rests on any assessment of the
social value of Shelby County’s suit. Nor do we find Shelby
County not entitled to fees based on the assumption that
it brought this suit as an “opponent of individual voting
rights.” Id. at 43.
What is more, Shelby County misapprehends the
cases on which this argument relies. The “unsympathetic”
litigants Shelby County identifies won fee awards when
they helped to enforce the statute in question, irrespective
of whether the legal theory or practical effect of that
suit was universally appealing. Some observers may be
surprised, puzzled, or even upset when, pursuant to a
fee-shifting provision, a court awards fees to a Caucasian
man in a VRA suit, see Maloney v. City of Marietta, 822
F.2d 1023, 1026 (11th Cir. 1987), or a large corporation
in a § 1983 suit, see Sable Commc’ns of Cal. Inc. v. Pac.
Tel. & Tel. Co., 890 F.2d 184,193 (9th Cir. 1989), or even
wealthy plaintiffs who sued a state government, see Lavin
v. Hasted, 764 F.3d 646, 650-51 (6th Cir. 2014). But when
prevailing parties-no matter who they are-help enforce
a civil rights statute, they are entitled to fees. Shelby
County’s problem here is not that this lawsuit may have
Appendix A
27a
upset some observers. We find Shelby County not entitled
because its lawsuit did not enforce compliance with the
VRA and because Congress did not intend to use fees to
encourage the invalidation of the Act’s provisions.
In the same vein, Shelby County argues that we
should be guided here by the analysis that persuaded
the court to grant fees in Lawrence v. Bowsher, 931
F.2d 1579, 289 U.S. App. D.C. 346 (D.C. Cir. 1991). In
that case, the district court dismissed a former federal
employee’s claim that he had been unlawfully discharged
from his job, finding that he had not first exhausted the
administrative remedies required under Title VII. Id. at
1580. The plaintiff successfully argued to us that Title
VII did not apply to his class of federal employees and so
he was not subject to an exhaustion requirement. Id. As a
result, other federal employees who belonged to the same
category as the plaintiff were then excluded from the scope
of Title VII and no longer benefitted from its protections.
Id. After prevailing, the plaintiff sought attorneys’ fees
under Title VII. Id. The district court refused to grant
fees, concluding that a plaintiff whose lawsuit “was
positively harmful to the civil rights of others” should
not receive a fee award under a civil rights statute. Id.
(internal quotation marks omitted). We disagreed, holding
that “ [a] district court may not deny fees to a prevailing
plaintiff simply because his litigating position, although
a correct interpretation of the law, does not comport
with the court’s vision of a position that would, in a broad
sense, protect civil rights.” Id. (internal quotation marks
omitted). Shelby County submits that this case is exactly
analogous to Lawrence v. Bowsher. We should not deny
Appendix A
28a
fees simply because some observers find the invalidation
of the coverage formula undesirable as a matter of policy.
We disagree with Shelby County’s reading of Lawrence
v. Bowsher. We think that case helps illustrate exactly
how Shelby County’s suit differs from those in which
prevailing parties are entitled to fees. The plaintiff there
contributed to enforcement of Title VII by defining the
category of individuals that Congress intended to protect,
ensuring that the actions Congress meant to prohibit—and
no other actions—would be prosecuted. That is precisely
the kind of private enforcement action Congress meant
the fee-shifting provision to encourage. Not so here.
Shelby County defeated Congress’s plans for enforcement
of the VRA by invalidating the coverage formula and
immobilizing section 5. Of course, as we have learned,
Congress’s plans violated the Constitution. But Shelby
County’s suit, unlike the suit in Lawrence v. Bowsher,
did not contribute to enforcement of the VRA. For that
reason Shelby County is not entitled to fees.
Finally, Shelby County argues that the approach
we have taken to understanding section 14(e) is in error.
Shelby County accepts that the Supreme Court has several
times, in Piggie Park, Christiansburg Garment, and
Zipes, discussed and relied on the purposes Congress
intended to advance through fee awards. And Shelby
County admits that in those cases the Court explained
that prevailing parties are entitled to fees when their
lawsuits advanced one or another purpose that Congress
planned to advance by enacting the fee-shifting provision.
Shelby County even acknowledges that we have adopted
the Piggie Park standard to govern fee entitlement under
Appendix A
29a
section 14(e). See Donnell, 682 F.2d at 245. Yet Shelby
County insists nonetheless that neither we nor the Court
has ever taken the additional step of determining the
specific kind of plaintiff, argument, or motivation that
Congress had intended to reward with fees. But we have
not based our approach on such considerations. Rather,
we have applied the Piggie Park standard as directed by
the Court and as urged by Shelby County. Under that
standard, we have considered whether the outcome of
Shelby County’s suit—the invalidation of the coverage
formula of the V R A —was the kind of outcome that
Congress thought would enhance enforcement of the VRA
and made fees available to promote. We think it was not.
Therefore Shelby County is not entitled to fees.
C
Even though Shelby County has based its argument
for fees entirely on Piggie Park, the district court
considered whether Shelby County might also be entitled
to fees under the Christiansburg Garment standard,
which would allow a fee award only if the Government’s
defense of the coverage formula’s constitutionality was
frivolous or without foundation. See Shelby County, 43
F. Supp. 3d at 68-71. But since Shelby County has never
maintained that it could even theoretically obtain fees
under that standard, we do not believe we should resolve
whether Christiansburg Garment should sometimes
apply in cases like this one. It is enough to resolve this
fee dispute by holding that Shelby County is not entitled
to fees under the only standard it has urged us to apply.
Appendix A
30a
Appendix A
III
For the foregoing reasons, we affirm the district
court’s denial of Shelby County’s application for attorneys’
fees.
31a
Tatel, Circuit Judge, concurring: Although I agree
with Judge Griffith that Shelby County is not entitled to
recover attorneys’ fees, I find nothing at all “difficult”
about the question whether the County is even eligible for
fees under section 14(e) of the Voting Rights Act. See Op. at
14. Resolving this case on that threshold issue, moreover,
would not require us “to decide more. . . [than] necessary,”
id. at 15 (internal quotation marks omitted)—or, for that
matter, any new question of law.
Recall that Shelby County is eligible for fees only if
its lawsuit—an action to invalidate the VRA’s preclearance
regime—qualifies as an “action or proceeding to enforce
the voting guarantees of the fourteenth or fifteenth
amendment.” 52 U.S.C. § 10310(e). As filed and briefed,
the County’s suit does not meet this standard. Neither in
its complaint nor in any brief filed in the district court,
this court, or the Supreme Court did Shelby County
even hint that its suit would protect any voting right
guaranteed by the Fourteenth or Fifteenth Amendment.
Instead, as Judge Bates recognized in rejecting the
County’s request for fees, Shelby County expressly and
repeatedly stated that it sought to enforce the Tenth
Amendment by “vindicating] federalism interests and
the ‘fundamental principle of equal sovereignty’ among the
states.” Shelby County, Alabama v. Holder, 43 F. Supp. 3d
47, 57 (D.D.C. 2014) (quoting Compl. 1143); see also Br. for
Shelby County at 23, Shelby County, Alabama v. Holder,
133 S. Ct. 2612, 186 L. Ed. 2d 651 (2013) (contending
that V R A preclearance provisions “encroach[ed] on
Tenth Amendment rights”). Indeed, in its cert petition,
Shelby County framed the relevant question as whether
Appendix A
32a
Congress’s reauthorization of Section 5 of the Voting
Rights Act “exceeded its authority under the Fifteenth
Amendment and thus violated the Tenth Amendment
and Article IV of the United States Constitution,” and it
was on this issue that the County ultimately prevailed.
See Shelby County, 133 S. Ct. at 2623, 2631 (invalidating
V R A ’s preclearance coverage formula under Tenth
Amendment). But now seeking to qualify for fees under
section 14(e), the County has changed its tune, claiming
that its suit in fact sought to enforce the Fourteenth and
Fifteenth Amendments’ “voting guarantees,” 52 U.S.C. §
10310(e), by vindicating what it calls those Amendments’
“guarantee of local voting autonomy,” Appellant’s Reply
Br. 3. This claim is meritless.
Anyone wishing to discover what “voting guarantees”
the Fourteenth and Fifteenth Amendments protect must
begin with the Amendments’ text. Section One of the
Fifteenth Amendment provides that the “right of citizens
of the United States to vote shall not be denied or abridged
by the United States or by any State on account of race,
color, or previous condition of servitude.” Section One of
the Fourteenth Amendment declares, among other things,
that “ [n]o State shall . . . deny to any person within its
jurisdiction the equal protection of the laws.”
Obviously, neither of these provisions includes any
guarantee of state autonomy over voting. By its plain
terms, the Fifteenth Amendment enshrines only one
“voting guarantee,” i.e., the “right of citizens of the
United States to vote” free from discrimination based
on “ race, color, or previous condition of servitude.”
Appendix A
33a
Furthermore, and contrary to Shelby County’s claim that
the Amendment protects “state autonomy over voting,”
Appellant’s Reply Br. 14, the Amendment’s prohibition
against discrimination is expressly directed at the
states. And although the Fourteenth Amendment says
nothing about “voting guarantees”—indeed, as adopted,
the Amendment did not even protect the right to vote-
-the Supreme Court has subsequently interpreted the
Amendment’s Equal Protection Clause as “guarantee[ing]
the opportunity for equal participation by all voters.”
Reynolds v. Sims, 377 U.S. 533, 566, 84 S. Ct. 1362, 12
L. Ed. 2d 506 (1964). Like the Fifteenth Amendment,
moreover, it secures that right against the states. The
two Amendments thus “guarantee” not state autonomy,
but rather the right of citizens to vote, and they expressly
guarantee that right against state interference.
Shelby County, however, claims to have found a
“concomitant guaranteef]” of local voting autonomy
lurking in the two Amendments’ enforcement provisions.
Appellant’s Br. 14. That Congress may enforce the
Amendments only by “appropriate” legislation, the County
insists, means that the enforcement provisions guarantee
“the constitutional right of sovereign States... to regulate
state and local elections as they see fit.” Id. at 43. But
this claim finds no support in the constitutional text.
Section Two of the Fifteenth Amendment provides that
“ [t]he Congress shall have power to enforce this article
by appropriate legislation.” Using virtually identical
language, Section Five of the Fourteenth Amendment
provides that “ [t]he Congress shall have power to enforce,
by appropriate legislation, the provisions of this article.”
Appendix A
34a
By their plain text, neither clause “guarantees” any right,
voting or otherwise. Rather, they give Congress power
to enforce the “articles,” i.e., equal protection of the laws
(Fourteenth Amendment) and the right of citizens to
vote free from discrimination based on race (Fifteenth
Amendment).
Shelby County cites nothing to support its argument
that the two enforcement clauses somehow also protect
state autonomy, and for good reason. Added to the
Constitution in the wake of this nation’s bloody civil war
to “ take away all possibility of oppression by law because
of race or color,” Ex parte Virginia, 100 U.S. 339, 345,
25 L. Ed. 676 (1880), the Amendments were intended to
limit state autonomy, not protect it. Owing largely to their
enforcement provisions, see id., they “established] . . .
the federal government as the main protector of citizens’
rights,” granting “ the national state the authority to
intervene in local affairs to protect the basic rights of
all American citizens,” Eric Foner, The Supreme Court
and the History of Reconstruction-and Vice Versa, 112
C olumbia L. Rev. 1585,1587 (2012).
The Supreme Court has long recogn ized this
proposition. In Ex parte Virginia, decided just years
after the Fifteenth Amendment’s ratification, the Court
declared that the Reconstruction Amendments “were
intended to be, what they really are, limitations of the
power of the States and enlargements of the power of
Congress.” 100 U.S. at 345. With respect to Congress’s
power to enforce the Amendments, the Court explained:
Appendix A
35a
W hatever legislation is appropriate, that
is, adapted to carry out the objects the
amendments have in view, whatever tends
to enforce submission to the prohibitions
they contain, and to secure to all persons the
enjoyment of perfect equality of civil rights and
the equal protection of the laws against State
denial or invasion, if not prohibited, is brought
within the domain of congressional power.
Id. at 345-46 (emphasis added). In Fitzpatrick v.
Bitzer, the Court, elucidating Congress’s authority to
enforce the substantive guarantees of the Fourteenth
Amendment, recognized that the Amendment “quite
clearly contemplates limitations on [the states’] authority.”
427 U.S. 445, 453, 96 S. Ct. 2666, 49 L. Ed. 2d 614 (1976).
And in City ofBoerne v. Flores, the Court, harkening back
to Ex parte Virginia, emphasized that the Reconstruction
Am endm ents’ enforcem ent provisions ensure that
Congress has “ the power to make the [Amendments’]
substantive constitutional prohibitions against the States
effective.” 521 U.S. 507, 522, 117 S. Ct. 2157, 138 L. Ed.
2d 624 (1997). The Court explained that they constitute
a “positive grant of legislative power to Congress,”
authorizing “ [legislation which deters or remedies
constitutional violations . . . even if in the process i t . . .
intrudes into legislative spheres of autonomy previously
reserved to the States.” Id. at 517-18 (internal quotation
marks omitted).
Given this century and a half of precedent, rejecting
Shelby County’s argument hardly requires that we
Appendix A
36a
“make constitutional pronouncements,” Op. at 15 (internal
quotation marks omitted), or otherwise attempt to delimit,
once and for all, the precise contours of the Reconstruction
Amendments, see id. at 14, 21. It suffices to recognize,
as the Supreme Court has time and again, that the
Fourteenth and Fifteenth Amendments protect not state
autonomy, but rather individual rights “against State
denial or invasion.” Ex parte Virginia, 100 U.S. at 346.
Of course, Congress’s remedial authority under
the Fourteenth and Fifteenth Amendments is “ not
unlimited,” as it “extends only to enforcing the provisions
of [those] Amendment^].” City of Boerne, 521 U.S. at
518-19 (emphasis added) (internal quotation marks
and alteration omitted). But when Congress oversteps
the limits of that power, it does not, as Shelby County
contends, violate any “guarantee” of the Fourteenth
or Fifteenth Amendment. Instead, as always happens
when Congress exceeds its enumerated authority and
breaches the bounds of federalism, it violates the Tenth
Amendment, which reserves to the states all “powers not
delegated to the United States by the Constitution, nor
prohibited by it to the States.” See, e.g., Printz v. United
States, 521 U.S. 898, 919, 117 S. Ct. 2365, 138 L. Ed. 2d
914 (1997); Neiv York v. United States, 505 U.S. 144,177,
112 S. Ct. 2408,120 L. Ed. 2d 120 (1992). Indeed, as noted
above, such was the basis for Shelby County’s original
complaint in this very case, as well as for the Supreme
Court’s decision in the County’s favor. Put in terms of the
VRA’s fee-shifting provision, then, Shelby County brought
this case to enforce the federalism “guarantees” of the
Tenth Amendment, not the “voting guarantees” of the
Appendix A
37a
Fourteenth or Fifteenth Amendment. Shelby County is
thus ineligible for attorneys’ fees.
Finally, I agree with Judge Silberman that Shelby
County would have been eligible for fees had it prevailed
in a suit brought on behalf of voters to vindicate their
Fourteenth and Fifteenth Amendment rights to be free
from discrimination in voting. But that is not the case the
County filed.
Appendix A
38a
S ilberman , Senior Circuit Judge, concurring in
the judgment: At oral argument, I asked counsel for
the NAACP (originally the intervenor) the following
hypothetical. Suppose a new Congress were to pass a
version of the Voting Rights Act that was discriminatory
to African-American voters. If you sued and prevailed on
grounds that the new statute violated both the “right to
vote” under the Fifteenth Amendment (which protects
against interference by both the states and the United
States), as well as the right to vote pursuant to the equal
protection clause of the Fourteenth Amendment, see
Reynolds v. Sims, 377 U.S. 533,84 S. Ct. 1362,12 L. Ed. 2d
506 (1964), would you be entitled to attorney’s fees under
the Voting Rights Act. The answer was unequivocally yes,
and I think that is correct.
But that dialogue demonstrates two logical flaws in
the court’s opinion. The first is that the attorney’s fees
provision does not speak to suits to enforce the Voting
Rights Act, similar to prior cases dealing with civil rights
statutes, but “rather an action or proceeding to enforce
the voting guarantees of the Fourteenth and Fifteenth
Amendments.” In other words, a suit that challenges the
constitutionality of a version of the Voting Rights Act can
not be rejected merely because it challenges the Voting
Rights Act. Therefore, much of the court’s discussion on
this point is irrelevant.
The second logical flaw, similar to the first, which the
district court and Judge Griffith’s opinion emphasize, is
that it is allegedly inconceivable that any Congress would
authorize attorney’s fees for an action challenging the
Appendix A
39a
legality of the very statute in which attorney’s fees are
authorized. The problem is that the statute authorizing
attorney’s fees was passed in 1975, whereas the recent
statute challenged in this case was passed in 2006.1 So,
whether attorney’s fees are allowed depends not on the
view of the recent Congress, but rather on the words of
the 1975 Congress.
I also disagree with the government that Shelby
County could not have recovered fees because its lawsuit
was inherently one on behalf of state autonomy. Actually,
the original case could have been framed as one protecting
the rights of individual voters in governed jurisdictions
not to be discriminated against under the Fourteenth and
Fifteenth Amendments. After all, the Section 5 procedure
did limit the ability of voters to expeditiously change
various voting practices and insofar as the formula for
inclusion of covered jurisdictions was arbitrary, it was
discriminatory. (Indeed, Section 2 of the Fourteenth
Amendment actually speaks of preventing the right to
vote of anyone being in any way “abridged.”1 2)
Nevertheless, I concur in the judgment in this case
because I agree with Judge Tatel that the original suit
was not brought on behalf of the individual voting rights
Appendix A
1. Section 14(e) was originally codified as 42 U.S.C. §19731(e),
but was later recodified with the Voting Rights Act as a whole
into Title 52.
2. Although a specific remedy is provided. It is not clear
whether, and if so, how, it may be implemented by statute; in any
event, it was not relied upon by Shelby County.
40a
of the citizens of Shelby County. Whether this goes to
eligibility or entitlement — the concepts are interrelated in
the court’s opinion — it is sufficient to conclude the action
was not brought to enforce the voting guarantees of the
Fourteenth or Fifteenth Amendment. It is simply not
enough to rely, as does Shelby County, on their original
argument that the statute was not “appropriate” within
the meaning of those amendments, because its claim of
inappropriateness — at least originally — was only based
on precepts of federalism of the Tenth Amendment, not
individual voting guarantees.
Appendix A
41a
APPENDIX B — MEMORANDUM OPINION OF
THE UNITED STATES DISTRICT COURT FOR
THE DISTRICT OF COLUMBIA, FILED
MAY 28, 2014
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
Civil Action No. 10-651 (JDB)
SHELBY COUNTY, ALABAMA,
Plaintiff,
v.
ERIC H. HOLDER, Jr., in his official capacity
as Attorney General of the United States,
Defendant,
EARL CUNNINGHAM, et al.,
Defendant-Intervenors.
May 28, 2014, Decided
May 28, 2014, Filed
MEMORANDUM OPINION
Before the Court is [94] plaintiff Shelby County,
Alabama’s (“ Shelby County”) motion for attorney’s fees.
Shelby County seeks $2,000,000 in fees under 42 U.S.C.
§ 1973/(e), a provision of the Voting Rights Act (“VRA”)
42a
that permits an award of reasonable attorney’s fees, in a
district court’s discretion, to the prevailing party in “any
action or proceeding to enforce the voting guarantees
of the fourteenth or fifteenth amendment.” The United
States and defendant-intervenors oppose the requested
fee award. Both Shelby County’s fee petition and section
1973£(e) present a series of interpretive challenges, for
which there is often little or no binding precedent. But
ultimately, for the reasons set forth below, the Court will
deny Shelby County’s motion for attorney’s fees. Shelby
County’s attorneys won an impressive victory before the
U.S. Supreme Court. But as is true in most litigation, that
victory came at a price. Shelby County and its attorneys,
not the American taxpayer, must foot the bill.
BACKGROUND
Shelby County brought this action against the Attorney
General as a facial challenge to the constitutionality of
Section 4(b) and Section 5 of the Voting Rights Act of
1965. Section 5 of the VRA “required States to obtain
federal permission before enacting any law related to
voting,” and Section 4(b) created a coverage formula that
“applied that requirement only to some States.” Shelby
Cnty., Ala. v. Holder, 133 S. Ct. 2612, 2618, 186 L. Ed.
2d 651 (2013). Shelby County alleged that Section 4(b)’s
coverage formula and Section 5’s preclearance obligation
for covered jurisdictions violated the principle of “equal
sovereignty” embodied in the Tenth Amendment and
Article IV of the United States Constitution, and that it
exceeded Congress’s enforcement authority under the
Fourteenth and Fifteenth Amendments. See Compl.
Appendix B
43a
[ECF No. 1] 1111 36-43. Shelby County included a request
for “reasonable attorneys’ fees and costs” in the prayer
for relief in its complaint. Id. II 44(c).
Defendant-intervenors— a group of voters from Shelby
County, Alabama who believed in the constitutionality of
the challenged provisions of the VRA— intervened on
the side of the Attorney General. Together, both the
Attorney General and defendant-intervenors pointed
to “ the extensive 15,000-page legislative record that
Congress amassed in support of its 2006 reauthorization
of Section 5 and Section 4(b),” Shelby Cnty., Ala. v. Holder,
811 F. Supp. 2d 424, 428 (D.D.C. 2011), as evidence that
the challenged provisions remained “justified by current
needs,” Nw. Austin Mun. Util. Dist. No. 1 v. Holder,
557 U.S. 193, 203, 129 S. Ct. 2504, 174 L. Ed. 2d 140
(2009). After a review of the legislative record, extensive
briefing, and oral argument, this Court agreed, holding
that the challenged provisions “remain[ed] a congruent
and proportional remedy to the 21st century problem
of voting discrimination in covered jurisdictions,” and
granted summary judgment in favor of the United States.
Shelby County, 811 F. Supp. 2d at 428 (internal quotation
marks omitted).
The Court of Appeals for the District of Columbia
Circuit affirmed. Judge Tatel, writing for himself and
Judge Griffith, acknowledged that “ [t]he legislative
record is by no means unambiguous,” but ultimately held
that “ Congress drew reasonable conclusions from the
extensive evidence it gathered and acted pursuant to the
Fourteenth and Fifteenth Amendments” in reauthorizing
Appendix B
44a
the challenged provisions. Shelby Cnty., Ala. v. Holder,
679 F.3d 848, 884, 400 U.S. App. D.C. 367 (D.C. Cir.
2012). Judge Williams dissented. Troubled by Section
4(b)’s reliance on aging data, he concluded that Section
4(b)’s coverage formula was “irrational” and, therefore,
unconstitutional. Id. at 885 (Williams, J., dissenting).
The United States Supreme Court reversed. Chief
Justice Roberts, writing for a five-justice majority, first
acknowledged that “voting discrimination still exists;
no one doubts that.” Shelby County, 133 S. Ct. at 2619.
Nevertheless, the Chief Justice repeated the Supreme
Court’s earlier admonition that the VRA “imposes current
burdens and must be justified by current needs.’” Id.
(quoting Northwest Austin, 557 U.S. at 203). Ultimately,
the Court held that the Section 4(b) coverage formula—
”an extraordinary departure from the traditional
course of relations between the States and the Federal
Government,” id. at 2631—was unconstitutional. Justice
Ginsburg (joined by Justices Breyer, Sotomayor, and
Kagan) dissented, claiming that the majority “err[ed]
egregiously by overriding Congress’ decision.” Id. at 2652
(Ginsburg, J., dissenting).
After the mandates issued from the courts above,
this Court entered a final judgment in Shelby County’s
favor on October 11, 2013. See Oct. 11, 2013 Order [ECF
No. 92], Shelby County filed its motion for attorney’s fees
two weeks later, within the timeline provided for by the
Federal Rules. See Fed. R. Civ. R 54(d)(2)(B)(i). Shelby
County asked for $2,000,000 in fees and $10,000 in costs.
Shortly thereafter, the parties— acknowledging that
Appendix B
45a
Shelby County’s motion “appears to present a legal issue
of first impression”— filed a joint motion to bifurcate the
issues of fee entitlement (that is, whether Shelby County
is entitled to any attorney’s fees) and fee amount (that
is, assuming Shelby County is entitled to a fee award,
what the proper size of that fee award is). Joint Mot. for
Bifurcation [ECF No. 96]. This Court granted the motion,
delaying resolution of the “ fee amount” question until after
resolution of the “ fee entitlement” issue. See Nov. 5,2013
Order [ECF No. 98]. The United States opposed Shelby
County’s fee request, arguing (1) that sovereign immunity
barred the claim, (2) that this was not the sort of “action
or proceeding” in which the VRA authorized a fee award,
and (3) that even if it were, Shelby County was not entitled
to a fee award. Defendant-intervenors mostly agreed with
the arguments advanced by the United States. After full
briefing, the Court held a motions hearing on February
14, 2014.
Appendix B
LEGAL STANDARD
The fee-shifting provision of the Voting Rights Act
provides:
In any action or proceeding to enforce the
voting guarantees of the fourteenth or fifteenth
amendment, the court, in its discretion, may
allow the prevailing party, other than the
United States, a reasonable attorney’s fee,
reasonable expert fees, and other reasonable
litigation expenses as part of the costs.
42 U.S.C. § 1973Z(e).
46a
Appendix B
DISCUSSION
All agree that this fee petition presents several
challenging legal questions, some of which are issues of
first impression. After a careful review of the parties’
briefs, their presentations at oral argument, and the
entire record in this case, and for the reasons discussed
below, the Court holds that the United States waived its
sovereign immunity in the Equal Access to Justice Act,
but that Shelby County is not entitled to a fee award—
even if this is the sort of “action or proceeding” in which
the Court could award fees (a question the Court does not
decide). Despite Shelby County’s creative efforts to show
otherwise, its fee petition is too square a peg for section
1973Z(e)’s round hole.
I. T he U nited States W aived Its S overeign Imm unity.
The first matter to be resolved is the issue of
sovereign immunity, because “ ^jurisdiction must be
established before a federal court may proceed to any
other question,” Galvan v. Fed. Prison Indus., Inc., 199
F.3d 461, 463, 339 U.S. App. D.C. 248 (D.C. Cir. 1999)
(citing Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83,
94-95,118 S. Ct. 1003,140 L. Ed. 2d 210 (1998)), and the
issue of “ [sjovereign immunity is jurisdictional: a court’s
jurisdiction to entertain a suit against the sovereign is
circumscribed by the limits of the legislature’s waiver of
sovereign immunity.” In re Al Fayed, 91 F. Supp. 2d 137,
138 (D.D.C. 2000); accord United States v. Mitchell, 463
U.S. 206, 212, 103 S. Ct. 2961, 77 L. Ed. 2d 580 (1983)
(“ It is axiomatic that the United States may not be sued
47a
without its consent and that the existence of consent is a
prerequisite for jurisdiction.”). Although this fee petition
presents several novel and challenging questions of law,
the question of sovereign immunity is not one of them:
the United States plainly waived its sovereign immunity
for attorney’s fees claims in section 2412(b) of the Equal
Access to Justice Act.
A. Shelby County did not forfeit the argument
that the United States has waived its sovereign
immunity.
The United States takes the aggressive position that
because “ Shelby County’s [opening] brief is completely
silent on the essential question of the sovereign immunity,”
Shelby County has forfeited any argument that the United
States has waived sovereign immunity, which “by itself, is
a fatal defect that must lead to denial of Shelby County’s
fee petition.”1 Gov’t’s Opp’n to Pl.’s Mot. for Attorney’s
Fees (“Gov’t’s Opp’n”) [ECF No. 103-1] at 5-6; see also id.
at 5 (“ The United States should not be required to guess
about the possible arguments Shelby County might have
made but did not make.” ). In response, Shelby County
points out that “sovereign immunity is a defense, and
Shelby County is under no obligation to anticipate a
defense and raise it on behalf of the United States.” Pl.’s
Reply [ECF No. 104] at 14 n.5.
Appendix B
1. Of course, sovereign immunity would not bar a fee award
against defendant-intervenors.
48a
Shelby County is correct. The D.C. Circuit has
consistently (and intuitively) classified sovereign immunity
as a “defense.” See, e.g., World Wide Minerals, Ltd. v.
Republic of Kazakhstan, 296 F.3d 1154,1161 n.10,353 U.S.
App. D.C. 147 (D.C. Cir. 2002) (analyzing “the defense of
sovereign immunity”). A plaintiff seeking relief has no
obligation to anticipate and negate a possible affirmative
defense by the defendant. See, e.g., Flying Food Grp., Inc.
v. NLRB, 471 F.3d 178,183, 374 U.S. App. D.C. 55 (D.C.
Cir. 2006). That general principle applies to a sovereign
immunity defense. Owens v. Republic o f Sudan, 412
F. Supp. 2d 99, 104 (D.D.C. 2006) (“ Because sovereign
immunity is in the nature of an affirmative defense, the
plaintiff need not prove the absence of sovereign immunity
in the first instance; rather, the defendant bears the burden
of proving that the plaintiff’s allegations do not bring its
case within a statutory exception to immunity.” ) (internal
quotation marks and emphasis omitted), aff’d, 531 F.3d
884, 382 U.S. App. D.C. 155 (D.C. Cir. 2008). Likewise, a
party seeking attorney’s fees against the government has
no obligation to address the issue of sovereign immunity
unless and until the government raises it.
Here, the government raised a sovereign immunity
defense in its opposition brief. Gov’t’s Opp’n at 5. Shelby
County timely responded in its next filing. Pl.’s Reply
at 12. Because Shelby County had no obligation to
preemptively respond to a possible affirmative defense
that the government might (or might not) choose to raise,
Shelby County has not forfeited the argument that the
United States waived sovereign immunity.2
Appendix B
2. When pressed at oral argument, counsel for the United
States came close to— but ultimately stopped short of— conceding
49a
B. The United States waived its sovereign
immunity from attorney’s fees claims in the
Equal Access to Justice Act.
“ [T]he United States may not be sued without its
consent,” Mitchell, 463 U.S. at 212, so, “ [ejxcept to the
extent it has waived its immunity, the Government is
immune from claims for attorney’s fees” under general
principles of sovereign immunity.* 3 RucJcelshaus v. Sierra
Club, 463 U.S. 680, 685,103 S. Ct. 3274, 77 L. Ed. 2d 938
(1983). The Equal Access to Justice Act (“EAJA”) includes
a generic waiver of sovereign immunity by the United
States for attorney’s fees claims: sovereign immunity
is waived wherever the United States would have been
liable for fees at common law or under some other statute,
but for the doctrine of sovereign immunity. The relevant
provision reads:
Unless expressly prohibited by statute, a court
may award reasonable fees and expenses of
attorneys . . . to the prevailing party in any civil
action brought by or against the United States
or any agency or any official of the United States
acting in his or her official capacity in any court
this argument. See Feb. 14, 2014 Hr’g Tr. (“Hr’g Tr.”) [ECF No.
106] at 30 (“[W]hile it was mentioned in the brief, we would not
rest our hat on that point.”).
3. Because Shelby County sued the Attorney General of the
United States in his official capacity, this case is treated as a suit
against the United States for purposes of sovereign immunity.
See Kentucky v. Graham, 473 U.S. 159, 165-66, 105 S. Ct. 3099,
87 L. Ed. 2d 114 (1985).
Appendix B
50a
having jurisdiction of such action. The United
States shall be liable for such fees and expenses
to the same extent that any other party would
be liable under the common law or under the
terms of any statute which specifically provides
for such an award.
28 U.S.C. § 2412(b). This provision “ eliminated the
absolute sovereign immunity bar to attorney fee awards
against the government. . . . [T]he plain meaning of the
EAJA is that an attorney fees award is not barred or
made less likely simply because the offending party is
the government.” Aero Corp. v. Dep’t of the Navy, 558 F.
Supp. 404,419 (D.D.C. 1983); see also Unification Church
v. INS, 762 F.2d 1077,1080, 246 U.S. App. D.C. 98 (D.C.
Cir. 1985) (accepting the government’s argument that “ [t]
he usual grant of sovereign immunity to the United States
from fees awarded under a particular statute would . . .
now be waived even in the absence of a particular provision
in the fees statute to that effect” ).4
Appendix B
4. Section 2412(b) of the EAJA is used less often than its
better known cousin, section 2412(d)(1)(A), which provides for a
fee award to a party prevailing against the United States in most
civil cases, with the important caveat that the United States can
escape a fee award under that provision if it can show that its
(losing) position was “substantially justified.” See Am. Hosp. Ass’n
v. Sullivan, 938 F.2d 216, 219, 290 U.S. App. D.C. 397 (D.C. Cir.
1991) (“ [The EAJA] waived the sovereign immunity of the United
States against attorneys’ fees in two distinct manners. Most EAJA
litigation arises under 28 U.S.C. § 2412(d)(1)(A), which provides
for the award of fees against the United States in most types of
civil litigation unless the court finds that the position of the United
States was substantially justified----- There is, however, a lesser
51a
A quick read of the statute would seem to decide the
waiver question in Shelby County’s favor, but the United
States resists. To begin with, it concedes that “ Section
2412(b) works a partial waiver of sovereign immunity
through application to the United States of certain other
federal fee-shifting statutes that allow fees to prevailing
parties.” Gov’t’s Opp’n at 8. It then offers a two-part test,
claiming that “ Section 2412(b) authorizes reasonable
attorney’s fees against the United States under the terms
of any statute that: (1) expressly permits suit against the
United States for its violation of the statute, and (2) also
provides for the award of attorney’s fees against the losing
party without mentioning the United States.” Id. So both
parties agree that sovereign immunity is waived by the
EAJA when read in conjunction with generally applicable
fee-shifting provisions in other statutes. And both agree
that “Section 1973/(e) of the VRA constitutes a fee-shifting
provision that does not expressly prohibit obtaining fees
from the United States.” Id. at 9. Nonetheless, the United
States insists that sovereign immunity still shields it from
fee liability in this case, relying on the first prong of its
proposed test. See id. (asserting that the EAJA waives
sovereign immunity only for a statute that “expressly
permits suit against the United States for its violation of
the statute” ). None of the government’s arguments on this
score are persuasive.
Appendix B
used waiver of sovereign immunity against attorneys’ fees in 28
U.S.C. § 2412(b). That section makes ‘[t]he United States. . . liable
for [attorneys’] fees and expenses to the same extent that any other
party would be liable under the common law or under the terms
of any statute which specifically provides for such an award.’”).
52a
The United States claims that Shelby County’s lawsuit
fails its proposed test for a waiver of sovereign immunity
under section 2412(b) of the EAJA because there is no
“merits liability in this case by the United States for
violations of the voting guarantees of the constitution or
the statutes that enforce them,” and, similarly, because
“ fee liability runs with merits liability.” Id. at 9-10 (citing
Graham, 473 U.S. at 168). Shelby County responds by
pointing out, first, that the government cites no authority
for its supposed requirement that the statute containing
the secondary fee-shifting provision “expressly permits
suit against the United States.” Pl.’s Reply at 13. Shelby
County also argues that, even if there were such a
requirement, it “ is of course met here— Section 19732(b)
[of the VRA] expressly authorized this suit against the
United States.” Id.
Again, Shelby County has the better of this argument.
Shelby County cited 42 U.S.C. § 1973Z in its complaint
as one of the bases for subject-matter jurisdiction in
this Court. Compl. 11 4. And section 19731(b) provides
for exclusive jurisdiction in the U.S. District Court for
the District of Columbia for “any declaratory judgment”
or "any restraining order or temporary or permanent
injunction against the execution or enforcement of any
provision” of the Voting Rights Act. Shelby County filed
its suit pursuant to the terms of the Voting Rights Act,
and it prevailed, so the government’s argument that the
Voting Rights Act does not “permit[] suit against the
United States,” Gov’t’s Opp’n at 9, and that there can be
Appendix B
53a
no merits liability for the United States, is disproved by
this very lawsuit.5
Further support for this conclusion comes from the
Supreme Court’s decision in Allen v. State Board of
Elections, 393 U.S. 544,89 S. Ct. 817,22 L. Ed. 2d 1 (1969).
There, the Supreme Court called section 1973((b) one of the
Voting Rights Act’s “enforcement provisions,” even though
this type of “ injunctive action is one aimed at prohibiting
enforcement of the provisions of the Voting Rights Act,
and would involve an attack on the constitutionality of
the Act itself.” Id. at 558; see also Katzenbach v. Morgan,
384 U.S. 641, 645, 86 S. Ct. 1717, 16 L. Ed. 2d 828 (1966)
(noting that section 1973((b) provides exclusive jurisdiction
in the U.S. District Court for the District of Columbia for
such actions). For this reason, even if the Court accepted
the government’s (unsupported) assertion that sovereign
immunity is not waived under the EA JA without another
statutory provision that “expressly permits” a lawsuit
against the United States, there is such a provision here,
5. The government makes an unforced error in asserting that
“the United States cannot be held substantively liable under [the]
voting guarantees of the Fourteenth or Fifteenth Amendments
themselves or under any of the statutes that enforce the voting
guarantees” because they “regulate the conduct of voting by states
(and localities like Shelby County), not the United States.” Gov’t’s
Opp’n at 10-11. As Shelby County correctly responds, the text of
“[t]he Fifteenth Amendment itself conclusively refutes the Gov
ernment’s contention: ‘The right of citizens of the United States
to vote shall not be denied or abridged by the United States or by
any state . . . . ’” Pl.’s Reply at 3 (quoting U.S. Const, amend. XV).
And section 1973Z(b) authorizes a declaratory judgment action
against the Attorney General under the VRA.
Appendix B
54a
and Shelby County sued under it. Put another way, even
though “fee liability runs with merits liability,” the United
States lost this case on the merits. Hence, sovereign
immunity is no bar to Shelby County’s motion.
II. F ee E ligibility: W as T his an “A ction or P roceeding to
E nforce the V oting Guarantees of the F ourteenth
or F ifteenth A mendment” ?
Section 1973£(e) gives a district court discretion to
award attorney’s fees only in certain cases. Specifically,
the district court’s “discretion” to award attorney’s
fees to the “prevailing party”6 is limited to “any action
or proceeding to enforce the voting guarantees of the
fourteenth or fifteenth amendment.”7 42 U.S.C. § 19737(e).
The problem is this. In any given “action or proceeding,”
the plaintiff and the defendant may have vastly different
goals— indeed, they are often diametrically opposed.
For example, in a murder prosecution, the government
is “enforcing” the legal prohibition on murder, but the
criminal defendant is not. In a constitutional tort action,
a victim of government abuse is “enforcing” individual
rights protections in the Constitution or 42 U.S.C. § 1983,
but the state-official defendant is not. Section 19737(e),
6. The United States concedes that Shelby County is the
“prevailing party.”
7. Individual amendments to the United States Constitution
are typically capitalized. See The Bluebook: A Uniform System of
Citation R. 8(c)(ii), at 85 (Columbia Law Review Ass’n et al. eds.,
19th ed. 2010). For whatever reason, in section 19737(e), they are
not. In this opinion, the Court will (mostly) adopt the statute’s
convention.
Appendix B
Appendix B
however, seemingly requires the Court to describe an
“action or proceeding”— rather than a party— as either
“ en forcing ] the voting guarantees” of the relevant
amendments, or not.
There are three plausible ways to interpret this
ambiguous statutory language: (1) a “plaintiff-specific”
interpretation, which would ask whether the plaintiff
filed the lawsuit “ to enforce the voting guarantees of the
fourteenth or fifteenth amendment”; (2) a “party-specific”
interpretation, which would ask whether the party seeking
attorney’s fees was participating in the lawsuit “ to enforce
the voting guarantees of the fourteenth or fifteenth
amendment”; or (3) a “neutral” interpretation, in which
the Court would assess whether, overall, the “action or
proceeding” was “ to enforce the voting guarantees of
the fourteenth or fifteenth amendment.” The Court will
consider each of these three possibilities in turn.
A. The Plaintiff-Specific Interpretation
Conceptually, it is difficult to assess whether a
particular “action or proceeding” was one “to enforce”
the relevant amendments without thinking about who filed
it. The character of a lawsuit, after all, is shaped most
significantly by the plaintiffs complaint. Cf Metro. Life
Ins. Co. v. Taylor, 481 U.S. 58, 63, 107 S. Ct. 1542, 95 L.
Ed. 2d 55 (1987) ( “ It is long settled law that a cause of
action arises under federal law only when the plaintiffs
well-pleaded complaint raises issues of federal law.”).
Recognizing this, the plaintiff-specific interpretation
would call on a court to ask whether the plaintiff filed the
56a
lawsuit in order to “enforce the voting guarantees of the
fourteenth or fifteenth amendment.” If so, the “action or
proceeding” is the type envisioned by the statute, and the
“prevailing party” is eligible for attorney’s fees (subject
to the district court’s “discretion,” see infra Section III).
To illustrate: under the plaintiff-specific interpretation,
Shelby County would not be eligible for attorney’s fees,
because the plaintiff, Shelby County, did not file this
lawsuit in an attempt “to enforce the voting guarantees of
the fourteenth or fifteenth amendment.” Instead, it filed
this lawsuit to enforce “ the Tenth Amendment and Article
IV of the Constitution,” Compl. 11 39, and to vindicate
federalism interests and the “ fundamental principle of
equal sovereignty,” id. 11 43, among the states. Those
were the bases for Shelby County’s arguments in this
Court, before the D.C. Circuit, and ultimately before the
Supreme Court.
To be sure, Shelby County has always argued that
Section 5 and Section 4(b) of the V R A “ exceeded ]
Congress’s enforcement authority under the Fourteenth
and Fifteenth Amendments.” Id. 1111 39, 43. So in support
of its motion, Shelby County argues that these arguments
show that its lawsuit was indeed designed to “enforce”
those amendments. See Pl.’s Mot. at 6 (“ Shelby County
enforced the ‘appropriate legislation’ limitation that the
Fourteenth and Fifteenth Amendments include to ensure
individual liberty and protect meaningful participation in
the electoral process.” ); see also id. at 3 (“The ordinary
meaning of ‘enforce’ is ‘to compel obedience to.’ That
is precisely what Shelby County has done here: it has
Appendix B
57a
compelled the Government’s obedience to the outer
limits of congressional enforcement authority under the
Fourteenth and Fifteenth Amendments . . . .”) (internal
citation omitted).
A clever argument, but it misses the mark. The fee-
shifting provision in the VRA requires that the “action
or proceeding” be designed to enforce “ the voting
guarantees of the fourteenth or fifteenth amendment,”
not just “ the fourteenth or fifteenth amendment.” By
using the phrase “voting guarantees,” Congress made
clear that it was referring to the individual voting rights
protections that appear explicitly in the Fifteenth
Amendment, see U.S. Const, amend. XV (“ The right of
citizens of the United States to vote shall not be denied or
abridged by the United States or by any state on account
of race, color, or previous condition of servitude.”), and
implicitly in the Fourteenth Amendment, see U.S. Const,
amend. XIV (Equal Protection Clause). By contrast, the
limitations on Congress’s enforcement powers under those
amendments—which is what Shelby County’s challenge
to the V R A rested on— are not individual “ voting
guarantees”; they address the power of Congress. See
U.S. Const, amend. XV (“The Congress shall have power
to enforce this article by appropriate legislation.” ); U.S.
Const, amend. XIV (“ The Congress shall have power
to enforce, by appropriate legislation, the provisions of
this article.” ). For this reason, though Shelby County
argues at length that its lawsuit was designed to “ensure
individual liberty and protect meaningful participation in
the electoral process,” Pl.’s Mot. at 6, its interpretation
essentially reads the words “voting guarantees” out of
the statute.
Appendix B
58a
Furthermore, Shelby County cites no case for the
proposition that there is a generic constitutional right
to “meaningful participation in the electoral process.”
In fact, the “voting guarantees” of the Fourteenth and
Fifteenth Amendments are targeted at a narrower,
more specific set of individual voting rights— none of
which Shelby County was seeking to enforce through its
federalism-based, Tenth Amendment facial challenge
to the VRA. Shelby County did not file this lawsuit to
“enforce” the “voting guarantees” of the Fourteenth and
Fifteenth Amendments; in fact, it restricted Congress’s
ability to legislate protections for those guarantees.8
In any event, the plaintiff-specific interpretation has
much to recommend it— most notably, its consistency with
the statutory text and its relative administrability. But
despite those advantages, it runs into one major hitch:
three D.C. Circuit decisions implicitly reject this approach.
Although none of these cases actually considered this
precise issue, their logic makes it difficult for this Court
to adopt the plaintiff-specific interpretation.
8. Shelby County cites heavily to Supreme Court opinions
extolling the virtues of federalism and its connection to individual
liberty. See, e.g., Pl.’s Mot. at 5 (quoting Bond v. United States,
131 S. Ct. 2355, 2364, 180 L. Ed. 2d 269 (2011) (“[FJederalism
secures to citizens the liberties that derive from the diffusion of
sovereign power.”)). The Court has no quarrel with the proposition
that federalism protects individual liberty. But even so, that does
not mean that Shelby County’s federalism-based lawsuit was filed
“to enforce” the “voting guarantees of the fourteenth or fifteenth
amendment.” Once again, those “voting guarantees” refer to
a narrower set of rights than the broad notions of “individual
liberty” referenced in Shelby County’s brief.
Appendix B
59a
In 1980, “ the Commissioners of Medina County, Texas
. . . instituted a declaratory judgment action against the
United States pursuant to Section 5” of the VRA, seeking
“a declaration that two redistricting plans . . . which had
failed to obtain preclearance from the Attorney General”
were legal. Comm’rs Court of Medina Cnty., Tex. v. United
States, 683 F.2d 435,437-38,221 U.S. App. D.C. 116 (D.C.
Cir. 1982). Three “Mexican-American citizens residing
and registered to vote in Medina County[] intervened as
party defendants in the County’s suit against the United
States.” Id. at 438. The United States and the defendant-
intervenors prevailed in part when the County decided to
abandon its plan, and the defendant-intervenors moved
for fees. See id. The D.C. Circuit ultimately remanded for
further analysis of the question of whether the defendant-
intervenors were “prevailing parties.” But its analysis
rests entirely on the assumption that had they truly
“prevailed,” they would be entitled to attorney’s fees. See
id. at 444.
Similarly, in Donnell v. United States, 682 F.2d
240, 220 U.S. App. D.C. 405 (D.C. Cir. 1982), the D.C.
Circuit cabined the discretion of a district court to award
attorney’s fees to defendant-intervenors in a preclearance
declaratory judgment action under Section 5 of the
VRA. But in doing so, it held that prevailing defendant-
intervenors can be awarded attorney’s fees, even in a
VRA “action or proceeding” filed by a covered jurisdiction
seeking to obtain preclearance for a plan opposed by the
Attorney General. See, e.g., id. at 248-49 (“ [A]n intervenor
should be awarded attorneys’ fees only if it contributed
substantially to the success of the litigation.” ). Finally, in
Appendix B
60a
a third example, the D.C. Circuit reaffirmed Donnell and
Medina County in 1996. See Castro County v. Crespin,
101 F.3d 121,126, 322 U.S. App. D.C. 11 (D.C. Cir. 1996)
(holding that “a party intervening as a defendant in a
section 5 action may be a prevailing party,” and thus, may
be entitled to attorney’s fees) (citing Medina County, 683
F.2d at 439-40).
Although none of these opinions explicitly analyzed
the issue of how to describe a particular “ action or
proceeding” under section 1973Z(e), all three make clear
that in the D.C. Circuit, defendant-intervenors may be
entitled to attorney’s fees if they prevail in a lawsuit filed
under Section 5 of the VRA, by a covered jurisdiction,
against the Attorney General— that is, in a lawsuit that
was not filed to vindicate individual voting rights. And
because the fee-shifting provision of the VRA allows for
attorney’s fees only in an “action or proceeding to enforce
the voting guarantees of the fourteenth or fifteenth
amendment,” logic dictates that each of those lawsuits
must have been, in the eyes of the D.C. Circuit, an “action
or proceeding to enforce the voting guarantees of the
fourteenth or fifteenth amendment.” Were they not, no
fees could have been awarded; under the “American Rule,”
courts generally may not award attorney’s fees without
some specific congressional authorization. See Alyeska
Pipeline Serv. Co. v. Wilderness Soc’y, 421 U.S. 240,247,
95 S. Ct. 1612, 44 L. Ed. 2d 141 (1975) (“ In the United
States, the prevailing litigant is ordinarily not entitled to
collect a reasonable attorneys’ fee from the loser.” ).
Appendix B
61a
Hence, a district court in the D.C. Circuit cannot
adopt the plaintiff-specific interpretation, whatever
its merits. None of the complaints in Medina County,
Donnell, or Castro County were filed for the purpose
of enforcing “the voting guarantees” of the Fourteenth
or Fifteenth Amendments. Like this one, those cases
were filed by those who sought to oppose enforcement
of those individual voting rights protections, in favor of
other interests, like federalism and local sovereignty—
legitimate interests that are, importantly, beyond the
scope of section 1973Z(e). Nevertheless, the D.C. Circuit
was not troubled by the prospect of awarding fees to a
prevailing party. So although the D.C. Circuit has never
expressly rejected the plaintiff-specific approach, those
holdings seriously undermine its viability.
B. The Party-Specific Interpretation
The next alternative is the “ p a rty -sp e c ific ”
interpretation, in which a court would ask whether the
party seeking attorney’s fees was participating in the
“action or proceeding” in order “to enforce the voting
guarantees” of the relevant amendments.9 Unlike the
plaintiff-specific interpretation, this one is not foreclosed
by D.C. Circuit case law, since all three of the D.C. Circuit
cases on this issue involved a fee request from defendant-
intervenors who were supporting the enforcement of
individual voting rights. Of course, none of those cases
actually discussed the issue, so they do not offer strong
support for either conclusion.
Appendix B
9. For the same reasons discussed above with respect to
the plaintiff-specific interpretation, Shelby County would not be
eligible for fees under the party-specific interpretation.
62a
Although this interpretation may not be foreclosed
by D.C. Circuit precedent, it has other problems. Most
importantly, it is in strong tension with the text of the
statute. Section 1973Z(e) calls for a determination about
a particular “action or proceeding”— that is, whether
the “action or proceeding” was “ to enforce the voting
guarantees” of the relevant amendments— rather than
a determination about the intent of the “ prevailing
party.” As Shelby County puts it, the text of the statute
calls for two distinct questions: (1) what type of “action
or proceeding” was this, and (2) which party prevailed?
The plaintiff-specific interpretation and the neutral
interpretation (discussed below) are faithful to this feature
of the statute (the plaintiff-specific interpretation, by
analyzing the lawsuit at the moment of filing, is still about
describing the “action or proceeding” ex ante, rather
than asking who is the “prevailing party,” ex post). The
party-specific interpretation is not: it asks for an ex post
determination about one of the litigants, rather than an
ex ante determination about the “action or proceeding.”
A hypothetical illustrates this flaw in the party-specific
interpretation. Imagine that one vote had switched at the
Supreme Court, and the challenged provisions of the VRA
had been upheld. Then, as prevailing parties, defendant-
intervenors would likely have sought attorney’s fees.10 They
Appendix B
10. Counsel for defendant-intervenors refused to make this
concession at oral argument. See Hr’g Tr. at 45-46. The Court notes
that similarly situated defendant-intervenors— represented by
many of the same attorneys at the NAACP Legal Defense Fund,
the ACLU, and the Lawyers Committee for Civil Rights as these
defendant-intervenors are— indicated their intent to do so after
63a
would have been eligible for such fees under established
D.C. Circuit precedent. See, e.g., Crespin, 101 F.3d at 126.
And this Court presumably would have awarded fees, if
it determined that defendant-intervenors “contributed
substantially to the success of the litigation.” Donnell, 682
F.2d at 248-249.11 By awarding fees, however, the Court
would necessarily be deciding that this lawsuit was an
“action or proceeding to enforce the voting guarantees of
the fourteenth or fifteenth amendment”— otherwise, there
would be no legal basis for the fee award. See Alyeska, 421
U.S. at 247. Shelby County puts it sharply: if this lawsuit
“ is an ‘action or proceeding’ under Section 1973Z(e) when
the defendants or defendant-intervenors prevail, it also
must be [such] an ‘action or proceeding’ when the plaintiff
prevails.” Pl.’s Reply at 7 n.3. Describing an “action or
proceeding” differently based on who prevailed after the
fact does violence to the statutory text. Either the “action
or proceeding” was “to enforce the voting guarantees” of
the amendments, or it was not. That question cannot turn
on which party is seeking attorney’s fees, determinable
only after years of litigation. Thus, the party-specific
interpretation does not hold up well under scrutiny. 11
Appendix B
prevailing in a previous challenge to the constitutionality of Section
5 of the VRA. See Nw. Austin Mun. Util. Dist. No. 1 v. Mukasey,
No. 06-1384, ECF No. 136 (D.D.C. June 13, 2008).
11. This standard is unique to prevailing defendant-
intervenors in VRA litigation, and will be discussed in more detail
below in the course of analyzing how Supreme Court and D.C.
Circuit precedent cabin district court discretion to award fees
under the statute. See infra Section III.
64a
C. The Neutral Interpretation
Finally, the neutral interpretation would permit a
fee award to any prevailing party, as long as the lawsuit
could be described as “an action or proceeding to enforce
the voting guarantees of the fourteenth or fifteenth
amendment”—without regard to who filed the case or who
was seeking fees. This interpretation has much to offer.
Most importantly, it is faithful to the statutory text. As
discussed above, section 1973Z(e) calls for a determination
about the “action or proceeding,” not about a particular
litigant. The neutral interpretation is congruent with
that textual command, which is an advantage over the
party-specific interpretation. When Congress wishes to
favor particular litigants in an attorney’s fee provision,
it knows how to do so: many statutes explicitly limit fee
eligibility to certain favored litigants. See Pl.’s Mot. at 8
n.3 (collecting examples). Section 1973Z(e) is written from
a neutral perspective with respect to the “prevailing
party,” so it should be treated that way. And the neutral
interpretation is also consistent with circuit precedent.
Unlike the plaintiff-specific interpretation, no D.C. Circuit
cases foreclose it.
Further, the only other federal court to have
interpreted the “action or proceeding” language adopted
the neutral interpretation. In that case, plaintiffs
had proposed a ballot initiative for which no Spanish
translation would be provided to voters. In re Cnty. of
Monterey Initiative Matter, 2007 U.S. Dist. LEXIS 39557,
2007 W L 1455869 (N.D. Cal. May 17, 2007). The County
Appendix B
65a
of Monterey refused to put the initiative on the ballot,
arguing that failing to include a version for Spanish-
speakers would violate the County’s obligations under
the VRA. 2007 U.S. Dist. LEXIS 39557, [WL] at *1. The
plaintiffs prevailed when the court found that the VRA did
not prevent it from putting the referendum on the ballot.
2007 U.S. Dist. LEXIS 39557, [WL] at *2.
When the plaintiffs sought attorney’s fees under
section 1973Z(e), the County resisted on the grounds
“ that the Plaintiffs did not bring an action to enforce
voting guarantees.” Id. The court rejected the County’s
argument, and awarded fees to the proponent of the
English-only ballot initiative. 2007 U.S. Dist. LEXIS
39557, [WL] at *3. The court acknowledged that plaintiffs
had not initially filed the suit with the VRA in mind and
that, indeed, it was the County that first injected federal
voting rights into the litigation. Id. Even so, the court
held that “ [w]hen the County invoked the Voting Rights
Act, the . . . actions became actions to enforce the voting
guarantees of the Fourteenth Amendment. Accordingly,
as the prevailing parties, Plaintiffs are entitled to
reasonable fees and costs.” Id.
In awarding fees to the proponents of the English-
only ballot initiative, the County of Monterey court
necessarily adopted the neutral interpretation, because
the plaintiffs unquestionably had not been the ones
“enforcing” individual voting rights. Indeed, voting rights
were irrelevant to the litigation until the County used the
VRA as a justification for its refusal to put the referendum
on the ballot. So the only court to have considered the
issue adopted the neutral interpretation.
Appendix B
66a
This is not to say that the neutral interpretation is
perfect. One flaw is that it presents a difficult interpretive
task: how should a court decide whether a particular “action
or proceeding” was “to enforce the voting guarantees” of
the relevant amendments without considering who filed
the lawsuit and who is seeking attorney’s fees? The best
answer, as suggested by County of Monterey, is to label
any “action or proceeding” in which at least one of the
litigants is seeking “to enforce the voting guarantees” of
the relevant amendments as an “action or proceeding” that
triggers fee eligibility for the prevailing party.12 See id.
At that point, the court could move on to an assessment of
fee entitlement. That approach solves the administrability
problem and is still consistent with the neutrally-written
statutory text.
Appendix B
* * *
As the above analysis demonstrates, interpreting
the phrase “action or proceeding to enforce the voting
guarantees of the fourteenth or fifteenth amendment”
presents a host of difficulties— some due to inartful
statutory drafting, some due to D.C. Circuit opinions
that, with the benefit of hindsight, appear not to have
grappled with the full logical implications of their holdings.
But this interpretive puzzle can be left for another day.
As discussed below, even if this is the sort of “action
12. Under this interpretation, Shelby County would be eli
gible for fees as the “prevailing party” in an “action or proceed
ing” in which the United States and defendant-intervenors were
seeking “to enforce the voting guarantees of the fourteenth or
fifteenth amendment.”
67a
or proceeding” in which Shelby County is eligible for
attorney’s fees, the Court, in its discretion, holds that
Shelby County is not entitled to attorney’s fees under the
circumstances of this case.
III. F ee E ntitlement: Is Shelby County E ntitled To
A ttorney ’s F ees as a M atter of “D iscretion” ?
Even in the right sort of “action or proceeding,” no
prevailing party is guaranteed a fee award under section
1973i(e). Instead, “the court, in its discretion, may” award
fees. 42 U.S.C. § 1973Z(e). The text appears to offer broad
discretion to a district court to award attorney’s fees as
it sees fit. But a long line of Supreme Court and D.C.
Circuit precedent indicates that this discretion is far more
limited. Specifically, those courts have examined the broad
purposes of the relevant statute—frequently in the civil
rights context— and concluded that Congress intended
attorney’s fees to be awarded only in circumstances
consistent with the statute’s purpose. Although this is a
question of first impression, that line of cases strongly
suggests that the demanding Christiansburg standard
should apply in this case, under which Shelby County may
recover fees only if its opponents’ position was “ frivolous,
unreasonable, or without foundation.” Christiansburg
Garment Co. v. EEOC, 434 U.S. 412, 421, 98 S. Ct. 694,
54 L. Ed. 2d 648 (1978). Today, the Court so holds.
To reach this conclusion, the Court will begin by
exploring the Supreme Court and the D.C. Circuit case
law adopting purposive interpretations of discretionary,
textually neutral fee-shifting provisions— particularly,
Appendix B
68a
those found in federal civil rights statutes. Next, following
the lead of this precedent, the Court will consider the
purpose of section 1973£(e), the fee-shifting provision in
the Voting Rights Act. Then, with this statutory purpose in
mind, the Court will select the appropriate legal standard
to apply when exercising discretion in considering Shelby
County’s fee petition. And finally, the Court will apply that
standard to this case, and decide whether Shelby County
is entitled to a discretionary award of attorney’s fees.
Ultimately, the Court finds that the purpose of
section 1973((e) is to encourage private attorneys general
to bring lawsuits vindicating individual voting rights.
Shelby County does not fit that statutory paradigm, so
it cannot recover attorney’s fees unless it meets a higher
bar: the Christiansburg standard, under which it may
recover fees only if it can show that the position taken by
its opponents was frivolous or unreasonable. And because
Shelby County cannot make that showing, it is not entitled
to a discretionary award of attorney’s fees.
A. The Supreme Court and the D.C. Circuit have
repeatedly used purposive considerations to
cabin district court discretion in awarding
attorney’s fees.
Although the text of section 1973/(e) “does not specify
any limits upon the district courts’ discretion to allow
or disallow fees, in a system of laws discretion is rarely
without limits.” Indep. Fed’n of Flight Attendants v. Zipes,
491 U.S. 754,758,109 S. Ct. 2732,105 L. Ed. 2d 639 (1989).
The Supreme Court and the D.C. Circuit have cabined
Appendix B
69a
this discretion by considering “ the large objectives”
of the relevant statute, id. at 759, and have endorsed
“the practice of using ‘several nonexclusive factors’ in
determining whether to award attorneys’ fees so long as
the factors are faithful to the statutory purpose.” Eddy
v. Colonial Life Ins. Co. of Am., 59 F.3d 201, 204, 313
U.S. App. D.C. 205 (D.C. Cir. 1995) (quoting Fogerty v.
Fantasy, Inc., 510 U.S. 517, 534 n.19,114 S. Ct. 1023,127
L. Ed. 2d 455 (1994)). This is particularly common for
statutes that protect individual civil rights, and the D.C.
Circuit has used this approach in applying this very fee-
shifting provision, section 1973Z(e) of the VRA. See Medina
County, 683 F.2d at 435; Donnell, 682 F.3d at 240. This
Court will follow suit.
The first example of the Supreme Court adding an
interpretive gloss on statutory “discretion” to award
attorney’s fees came in 1968 (before the 1975 enactment
of the VRA ’s fee-shifting provision). In Newman v.
Piggie Park Enterprises, Inc., 390 U.S. 400, 88 S. Ct.
964, 19 L. Ed. 2d 1263 (1968), the Court interpreted the
fee-shifting provision of Title II of the Civil Rights Act
of 1964, which provides that: “ In any action commenced
pursuant to this subchapter, the court, in its discretion,
may allow the prevailing party, other than the United
States, a reasonable attorney’s fee . . . .” Id. at 401 n.l
(quoting 42 U.S.C. 2000a-3(b)). That provision is even more
neutral, on its face, than the fee-shifting provision of the
VRA. Nevertheless, finding that Congress intended “ to
encourage individuals injured by racial discrimination
to seek judicial relief,” the Supreme Court held that any
prevailing plaintiff “should ordinarily recover attorney’s
Appendix B
70a
fees unless special circumstances would render such
an award unjust.” Id. at 402. In doing so, the Supreme
Court reduced district court discretion to deny attorney’s
fees to prevailing plaintiffs who were victims of racial
discrimination— even though the statute is written
neutrally with respect to “the prevailing party.” See id.
at 401-02. And it did so based on purposive considerations
and a value judgment about the subjective intent of
Congress.
The Supreme Court reaffirmed this approach in
1973, with respect to an identically worded fee-shifting
provision in the Emergency School Aid Act of 1972, under
which plaintiffs had prevailed in “ litigation aimed at
desegregating the public schools of Memphis, Tennessee.”
Northcross v. Bd. ofEdue. o f the Memphis City Schs., 412
U.S. 427, 427, 93 S. Ct. 2201, 37 L. Ed. 2d 48 (1973). The
Court, in a step that it would repeat in later cases, noted
that the “similarity of language” in the statute and the
fee-shifting provision in the Civil Rights Act was “a strong
indication that the two statutes should be interpreted
pari passu.” Id. at 428. It then explained that “plaintiffs
in school cases are ‘private attorneys general’ vindicating
national policy in the same sense as are plaintiffs in Title
II actions. The enactment of both provisions was for the
same purpose— ’to encourage individuals injured by
racial discrimination to seek judicial relief.’” Id. (quoting
Biggie Park, 390 U.S. at 402). For this reason, it held
that prevailing plaintiffs “ ’should ordinarily recover an
attorney’s fee unless special circumstances would render
such an award unjust.’” Id. (quoting Biggie Park, 390 U.S.
at 402).
Appendix B
71a
In 1978, the Supreme Court, for the first time,
had occasion to apply this methodology to a prevailing
defendant in a civil rights case— that is, to a party that
was opposing enforcement of the principles that the
statute was designed to vindicate. In Christiansburg
Garment Co. v. EEOC, an employer-defendant prevailed
in a race discrimination suit under Title VII of the Civil
Rights Act. 434 U.S. at 414. As “the prevailing party” in
“an action or proceeding under” Title VII, the defendant
sought attorney’s fees. Id. at 414-15.
In rejecting the defendant’s fee claim, the Supreme
Court first described the set of statutes that had become
subject to this purposive interpretive methodology:
Some of these statutes make fee awards
mandatory for prevailing plaintiffs; others
make awards permissive but limit them to
certain parties, usually prevailing plaintiffs.
But many of the statutes are more flexible,
authorizing the award of attorney’s fees to
either plaintiffs or defendants, and entrusting
the effectuation of the statutory policy to the
discretion of the district courts. Section 706(k)
of Title VII of the Civil Rights Act of 1964 falls
into this last category, providing as it does that
a district court may in its discretion allow an
attorney’s fee to the prevailing party.
Appendix B
Id. at 415-16.
72a
Next, the Supreme Court proceeded to outline the
process by which the district courts should carry out this
“effectuation of the statutory policy” in interpreting a
discretionary fee-shifting provision. Id. It acknowledged
candidly that the text of the statute itself “provide[s] no
indication whatever of the circumstances under which a
plaintiff or a defendant should be entitled to attorney’s
fees,” but then noted that “a moment’s reflection reveals
that there are at least two strong equitable considerations
counseling an attorney’s fee award to a prevailing Title VII
plaintiff that are wholly absent in the case of a prevailing
Title VII defendant.” Id. at 418. First, a Title VII “plaintiff
is the chosen instrument of Congress to vindicate ‘a policy
that Congress considered of the highest priority.’” Id.
(quoting Biggie Park, 390 U.S. at 402). “ Second, when a
district court awards counsel fees to a prevailing plaintiff,
it is awarding them against a violator of federal law.” Id.
For these reasons, the Supreme Court insulated
unsuccessful Title VII plaintiffs from most attorney’s fee
claims, holding that “a district court may in its discretion
award attorney’s fees to a prevailing defendant in a Title
VII case” only if “ the plaintiff’s action was frivolous,
unreasonable, or without foundation.” Id. at 421. The
Court reasoned that if fees were too readily available to
prevailing Title VII defendants, it “would substantially
add to the risks inherent in most litigation and would
undercut the efforts of Congress to promote the vigorous
enforcement of the provisions of Title VII.” Id. at 422.
The Christiansburg interpretive approach was
reaffirmed by the Supreme Court in the 1989 decision in
Appendix B
73a
Independent Federation of Flight Attendants v. Zipes, 491
U.S. 754,109 S. Ct. 2732,105 L. Ed. 2d 639 (1989). In Zipes,
Justice Scalia’s opinion for the Court opens with a strong
endorsement of the general practice of purposive, judge-
made tests to cabin district court discretion in awarding
attorney’s fees under the federal civil rights laws:
Although the text of [Title V II’s fee-shifting]
provision does not specify any limits upon the
district courts’ discretion to allow or disallow
fees, in a system of laws discretion is rarely
without limits. In the case of [Title VII] and
other federal fee-shifting statutes. . . , we have
found limits in “ the large objectives” of the
relevant Act, which embrace certain “equitable
considerations.”
Id. at 758-59 (quoting Christiansburg, 434 U.S. at 418)
(internal citations omitted).
Zipes involved a fee request against a “ losing
defendant-intervenor in a Title VII case. Following the
lead of Christiansburg, the Supreme Court examined
the role of an intervenor in a Title VII suit, pointing
out that “assessing fees against blameless intervenors
. . . is not essential to [the] purpose” of Title VII’s fee-
shifting provision, which is “ to vindicate the national
policy against wrongful discrimination by encouraging
victims to make the wrongdoers pay at law assuring
that the incentive to such suits will not be reduced by the
prospect of attorney’s fees that consume the recovery.
Id. at 761. Furthermore, “ losing intervenors . . . have not
Appendix B
74a
been found to have violated anyone’s civil rights,” and “ [a]
warding attorney’s fees against such an intervenor would
further neither the general policy that wrongdoers make
whole those whom they have injured nor Title V II ’s aim
of deterring employers from engaging in discriminatory
practices.” Id. at 762. Thus, the Court reasoned, a party
seeking attorney’s fees against a Title VII defendant-
intervenor must meet a high bar before obtaining a fee
award; it must satisfy the Christiansburg standard, by
demonstrating that “ the intervenors’ action was frivolous,
unreasonable, or without foundation.” Id. at 761.13
In contrast to the purposive analysis it conducts when
interpreting fee-shifting provisions in the civil rights
laws, the Supreme Court has taken a slightly different
Appendix B
13. To be sure, in recent years some have criticized this
approach as outdated and inappropriately based on atextual
considerations. See, e.g., Fogerty, 510 U.S. at 538 (Thomas, J.,
concurring) (“The Court goes astray, in my view, by attempting
to reconcile this case with Christiansburg. Rather, it should
acknowledge that Christiansburg mistakenly cast aside the
statutory language to give effect to equitable considerations.” )
(emphasis in original); Eddy, 59 F.3d at 212 (Randolph, J.,
dissenting) (“Instead of giving deference, it usurps the district
court’s discretion. And instead of applying § 1132(g)(1) in a neutral
fashion,. . . it tilts decidedly in favor of the plaintiffs’ side of these
controversies.”). But finding these criticisms only in concurring
and dissenting opinions implies the continued legitimacy of the
approach, as understood by majorities of both the Supreme Court
and D.C. Circuit panels to have considered the issue. In addition,
at least with respect to section 1973/(e) of the VRA, the explicit
statutory grant of “discretion” to a district court in considering
a fee petition offers a textual basis for this approach.
75a
approach when faced with fee-shifting provisions in purely
economic statues. In Fogerty v. Fantasy, Inc., 510 U.S.
517, 114 S. Ct. 1023, 127 L. Ed. 2d 455 (1994), the Court
interpreted the fee-shifting provision in the Copyright
Act. It ultimately held that all prevailing parties under
the Copyright Act should be treated equally—but in doing
so, relied on the differences between a purely economic
statute like the Copyright Act and the civil rights statutes
it normally subjects to a purposive value judgment. The
Supreme Court explained that “ in the civil rights context,
impecunious ‘private attorney general’ plaintiffs can ill
afford to litigate their claims against defendants with more
resources.” Id. at 524. And despite the textually neutral
fee-shifting provision in the Civil Rights Act, it justified
the Christiansburg decision as follows: “Congress sought
to . . . provide incentives for the bringing of meritorious
lawsuits, by treating successful plaintiffs more favorably
than successful defendants in terms of the award of
attorney’s fees.” Id. Although the Supreme Court’s use
of the words “plaintiff” and “defendant” in this context
seems a bit imprecise, see, e.g., Zipes, 491 U.S. at 761
(protecting defendant-intervenors from most fee requests
based on the same purposive considerations), the Court
reaffirmed its purposive methodology in interpreting
textually neutral fee-shifting provisions in federal civil
rights statutes.14
Appendix B
14. After oral argument on Shelby County’s motion, the
Supreme Court decided another case interpreting a fee-shifting
provision, this time in the Patent Act. It relied primarily on the
plain text of the relevant fee-shifting provision to define the
nature of an “exceptional” patent case in which fee-shifting was
warranted. See Octane Fitness, LLC v. ICON Health & Fitness,
76a
The D.C. Circuit has followed the Supreme Court’s
lead, and has used this purposive methodology on several
occasions to interpret neutrally worded fee-shifting
provisions— including the fee-shifting provision in the
VRA. First, in Donnell, the D.C. Circuit crafted a standard
to apply when a prevailing defendant-intervenor, who is
seeking to enforce individual voting rights by opposing
an allegedly discriminatory voting plan submitted by
a covered jurisdiction, seeks attorney’s fees. The D.C.
Circuit noted that “ the purpose of this provision,” that
is, the fee-shifting provision of the VRA, section 1973Z(e),
“ is the familiar one of encouraging private litigants to
act as ‘private attorneys general’ in seeking to vindicate
the civil rights laws.” Donnell, 682 F.2d at 245. The
court then pointed out the unusual procedural posture,
noting that “ [h]ad this been a successful suit by these
intervenors as plaintiffs against the [covered jurisdiction],
Appendix B
Inc., 1B4 S. Ct. 1749,1755,188 L. Ed. 2d 816 (2014) (“Our analysis
begins and ends with the text of § 285.”). Although Shelby
County might read Octane Fitness as a rejection of purposive
considerations when interpreting fee-shifting provisions, it can
also be read consistently with the Supreme Court’s distinction
between statutes— like the Patent Act and the Copyright
Act— that merely reshuffle economic burdens and benefits, and
statutes— like the Civil Rights Act and the Voting Rights Act—
that protect individual civil rights. Octane Fitness, a brief and
unanimous decision, contains no hint that the Supreme Court
intended to overrule or modify cases like Christiansburg and
Piggie Park sub silentio; indeed, both opinions are cited favorably.
See Octane Fitness, 134 S. Ct. at 1758 (citing Christiansburg, 434
U.S. at 419; Piggie Park, 390 U.S. at 402 n.4). Unless and until the
Supreme Court or the D.C. Circuit suggests otherwise, this Court
will continue to treat the Christiansburg line of cases as good law.
77a
then, their entitlement to attorneys’ fees would hardly
be in doubt.” Id. This was because “ [t]he result of the
litigation furthered the purpose of the Voting Rights Act.”
Id. Ultimately, the D.C. Circuit concluded that Congress
intended an award of fees to successful intervenors to be
made “only if [the intervenor] contributed substantially
to the success of the litigation,” id. at 248-49, reasoning
that the Attorney General was already available in such
cases to vindicate voting rights, and fearful that “private
litigants [would] ride the back of the Justice Department
to an easy award of attorneys’ fees.” Id. at 249. Although
the particulars of the role of a prevailing defendant-
intervenor are not critical to resolving this fee dispute
(defendant-intervenors lost this case), the interpretive
method employed by the D.C. Circuit is instructive: the
Donnell decision rests on reading section 1973Z(e) with a
heavy purposive gloss.
Medina County offers additional elaboration on how
to apply the Supreme Court’s purposive methodology in
interpreting fee-shifting statutes— specifically, section
1973Z(e) of the VRA. There, the D.C. Circuit quoted
approvingly a district court decision holding that “ ’the
attorneys’ fees statute [in the VRA] is to be liberally
construed to effectuate its purposes,” ’ and that “ ’the
procedural posture of the case should not be dispositive.’”
Medina County, 683 F.2d at 439 (quoting Baker v. City
of Detroit, 504 F. Supp. 841, 850 (E.D. Mich. 1980)). In
other words, a court should look beyond the simplistic
labels of “plaintiff” and “defendant” in determining how
freely to award attorney’s fees to a prevailing party. The
D.C. Circuit concluded: “ It is thus clear from the case
Appendix B
78a
law and the legislative history that when the procedural
posture of a case places the party who seeks to vindicate
rights guaranteed by the Constitution in the position
of defendant, the restrictive Christiansburg Garment
rule is not applicable,” id. at 440, when that party seeks
attorney’s fees.
Finally, arguably going one step further than the
Supreme Court has, the D.C. Circuit has employed this
purposive approach even in economic statutes outside
of the civil rights context. See, e.g., Eddy, 59 F.3d at
204 (adopting a multi-factor balancing test constraining
district court discretion in awarding attorney’s fees
under ERISA, noting that “ [t]he Supreme Court recently
validated the practice of using ‘several nonexclusive
factors’ in determining whether to award attorneys’
fees so long as the factors are faithful to the statutory
purpose.” (quoting Fogerty, 510 U.S. at 517 n.19));
Metropolitan Wash. Coal, for Clean Air v. District of
Columbia, 639 F.2d 802,804,205 U.S. App. D.C. 280 (D.C.
Cir. 1981) (noting that the key consideration in awarding
fees under the Clean Air Act is “whether the suit was of
the type that Congress intended to encourage when it
enacted the citizen-suit provision”). These cases provide
strong support for the use of this purposive methodology
when interpreting the VRA in this Circuit, because the
Supreme Court has shown greater caution in expanding
this approach beyond the civil rights laws. See Fogerty,
510 U.S. at 524 (contrasting purposive interpretation of
fee-shifting provisions under civil rights statutes with
neutral interpretation of fee-shifting provision under
the Copyright Act); see also Octane Fitness, 134 S. Ct.
Appendix B
79a
at 1755-56 (employing a textually focused analysis of the
fee-shifting provision in the Patent Act).
To summarize: “Christiansburg teaches that even
a neutrally-worded fee statute does not necessarily
have an identical application to every prevailing party.
Rather, when the statute establishes a flexible standard,
a consideration of policy and congressional intent must
guide the determination of the circumstances under which
a particular party, or class of parties (such as plaintiffs
or defendants), is entitled to fees.” Dorn’s Transp., Inc. v.
Teamsters Pension Trust Fund ofPhila. & Vicinity, 799
F.2d 45, 49 (3d Cir. 1986). The Court will now apply the
teachings of the Christiansburg line of cases to section
1973Z(e).
B. The purpose of section 1973/(e) is to encourage
private attorneys general to bring lawsuits
vindicating individual voting rights.
To carry out the preferred approach of the Supreme
Court and the D.C. Circuit in interpreting discretionary
fee-shifting provisions in civil rights statutes, this Court
must consider the purpose of the VRA’s fee-shifting
provision, 42 U.S.C. § 1973Z(e). Unlike for the other
questions in this case, the case law offers substantial
guidance here. “The purpose of this provision . . . is the
familiar one of encouraging private litigants to act as
‘private attorneys general’ in seeking to vindicate the civil
rights laws.” Donnell, 682 F.2d at 245; accord King v. III.
State Bd. of Elections, 410 F.3d 404, 412 (7th Cir. 2005)
(“The purpose of § 1973i(e). . . is to ensure effective access
Appendix B
80a
to the judicial process for persons with . . . voting rights
grievances” ) (internal quotation marks omitted); Francia
v. White, 594 F.2d 778,781 n.l (10th Cir. 1979) (“All of these
civil rights laws depend heavily upon private enforcement,
and fee awards have proved an essential remedy if private
citizens are to have a meaningful opportunity to vindicate
the important Congressional policies which these laws
contain.” ).
As confirmation of this common-sense understanding
of the purpose of the provision, “ the legislative history of
section[] 1973Z(e). . . emphasizes over and over again the
critical goal of enabling private citizens to serve as ‘private
attorneys general’ in bringing suits to vindicate the civil
rights laws.” Donnell, 682 F.2d at 246. The 1975 Senate
Committee Report discussed the “private attorneys
general” rationale at length, and called on the judiciary
to adopt similar standards as had already been adopted
with respect to the fee-shifting provisions in other civil
rights laws:
[Section 1973Z(e)] allows a court, in its discretion,
to award attorneys’ fees to a prevailing party
in suits to enforce the voting guarantees of the
Fourteenth and Fifteenth amendments, and
statutes enacted under those amendments.
. . . Such a provision is appropriate in voting
rights cases because there, as in employment
and public accommodations cases, and other
civil rights cases, Congress depends heavily
on private citizens to enforce the fundamental
rights involved. Fee awards are a necessary
Appendix B
81a
means of enabling private citizens to vindicate
these federal rights. . . . [PJrivate attorneys
general should not be deterred from bringing
meritorious actions to vindicate the fundamental
rights here involved by the prospect of having
to pay their opponent’s counsel fees should they
lose.
S. Rep. 94-295, at 40-41 (1975). This point is largely
undisputed. See Pl.’s Reply at 18 n.7 (acknowledging that
the Senate Report reflects “Congress’s acceptance of both
the Piggie Park and Christiansburg Garment standards,”
but maintaining that the Senate Report “does not indicate
which standard should apply in this instance”).
C. Shelby County must satisfy the Christiansburg
standard to obtain a fee award.
With the well-settled purpose of section 1973Z(e) in
mind— that is, incentivizing private attorneys general to
bring lawsuits vindicating individual voting rights—the
Court now turns to the question of how Shelby County fits
within that paradigm. Unfortunately for Shelby County,
its lawsuit was about as far as possible from the lawsuit
the drafters of section 1973((e) were hoping to incentivize.
Accordingly, for the reasons discussed below, as a result
of Shelby County’s failure to fit the statute’s preferred
profile, the Court concludes that to obtain a fee award in
this case, Shelby County will need to satisfy a higher bar:
the Christiansburg standard.
Appendix B
82a
In most VRA lawsuits, an individual plaintiff, perhaps
with the assistance of the Attorney General, is suing a
state government entity for taking an action that violates
the plaintiffs individual voting rights. These suits fall
squarely within the wheelhouse of the VRA fee-shifting
provision, so in such a case, a prevailing plaintiff “ ’should
ordinarily recover an attorney’s fee unless special
circumstances would render such an award unjust.’”
Donnell, 682 F.2d at 245 (quoting Biggie Park, 390 U.S.
at 402). Similarly, in such a typical case, “ [generally, a
defendant may not recover attorneys’ fees unless the court
finds that the plaintiff’s suit was frivolous, vexatious, or
without foundation.” Medina County, 683 F.2d at 439
(citing Christiansburg, 434 U.S. at 421-22).
But not all cases are “ typical,” and sometimes, the
plaintiff/defendant lineup is more complex— or is wholly
reversed. In the words of the D.C. Circuit in Medina
County, it is “clear from the case law and the legislative
history that when the procedural posture of a case places
the party who seeks to vindicate rights guaranteed by the
Constitution in the position of defendant, the restrictive
Christiansburg Garment rule is not applicable.” Id. at
440. By the same token, “when the procedural posture of a
case places the party who seeks to” oppose enforcement of
individual voting rights “ in the position of” a plaintiff, “ the
restrictive Christiansburg Garment rule” is applicable,
id., when that party seeks attorney’s fees. That, of course,
is the situation here.15
Appendix B
15. To be precise, the Medina County language quoted above
uses the phrase “rights guaranteed by the Constitution,” Medina
County, 683 F.2d at 440, and Shelby County’s facial challenge
83a
In fact, section 1973/.(e)’s legislative history—relied
upon heavily by the D.C. Circuit in Medina County—
specifically addresses a scenario that is highly analogous
to this litigation. After explaining that prevailing plaintiffs
are typically entitled to attorney’s fees under the lenient
Piggie Park standard— that is, they should recover fees
“unless special circumstances would render such an award
unjust,” 390 U.S. at 402— the report explains that this
rule should be interpreted pragmatically by looking at the
actual motivations of the plaintiff and the defendant in a
particular case. “ In the large majority of cases the party
or parties seeking to enforce [voting] rights will be the
plaintiffs___However, in the procedural posture of some
cases (e.g., a declaratory judgment suit under Sec. 5 of the
[VRA]) the parties seeking to enforce such rights may
be the defendants and/or defendant intervenors.” S. Rep.
94-295, at 40 n.42 (1975) (quoted in Medina County, 683
F.2d at 439-40). This passage provides powerful support
for the conclusion that plaintiff/defendant labels are not
dispositive: the key question is whether a party is seeking
to enforce individual voting rights.
Appendix B
did, of course, rely on the Constitution. But context makes clear
that the constitutional rights the D.C. Circuit was concerned
about in Medina County are the individual “voting guarantees”
of the Fourteenth and Fifteenth Amendments, rather than the
federalism-based, Tenth Amendment interests vindicated by
Shelby County in this case. See id. at 439-40 (quoting the Senate
Report’s example of defendant-intervenors being the party
“seeking to enforce” voting rights in a Section 5 declaratory
judgment action brought by a covered jurisdiction). Importantly,
and as discussed at length above, those constitutional interests
while equally legitimate— are not mentioned in section 19731(e).
84a
Cases from outside the D.C. Circuit also provide
support, relying on this legislative history. See, e.g.,
King, 410 F.3d at 413 (“ The legislative histor[y] of §
1973/(e). . . reflects] Congress’ expectation that, in some
circumstances, defendants or defendant-intervenors
would be prevailing parties entitled to attorneys’ fees.”);
League o f United Latin-American Citizens Council No.
U-U v. Clements, 923 F.2d 365, 368, 368 n.2 (5th Cir.
1991) (en banc) (“Given the Supreme Court’s apparent
rationale for applying different standards to plaintiffs
and defendants, any such reclassification of a party’s role
must hinge upon whether the parties in question acted as
private attorneys general within the scope of the statutes
under which Congress provided fee entitlement___ For
example, in section 5 declaratory judgment actions under
the [VRA], the parties positioned as ‘defendants’ may
actually be the parties charging civil rights violations and
seeking to assert their civil rights.” ).
Finally, Christiansburg itself offers support. The
Supreme Court in Christiansburg drew a distinction
between the classic Title V II plaintiff— the “chosen
instrument of Congress to vindicate a ‘policy that Congress
considered of the highest priority,” ’ Christiansburg, 434
U.S. at 418 (quoting Piggie Park, 390 U.S. at 402)— and
a prevailing Title V II defendant. It pointed out that
“when a district court awards counsel fees to a prevailing
plaintiff, it is awarding them against a violator of federal
law.” Id. Despite Shelby County’s best efforts to argue the
contrary, a fee award in this case would not run “against
a violator of federal law” in the manner contemplated by
Christiansburg. To be sure, the Constitution is “ federal
Appendix B
85a
law,” and Supreme Court held in this case that Congress
exceeded its constitutional authority in passing the latest
Voting Rights Act reauthorization. But Christiansburg’s
reference to a “violator of federal law” is a reference to
a violator of individual civil rights (in that case, Title
VII)— not the passage of a federal statute through the
normal legislative process. Counsel for Shelby County
essentially conceded as much at oral argument. See Hr’g
Tr. at 17-18 (“ [W]e are not saying the Attorney General
was departing from the statutory framework. He was
constrained by the statute to exercise preclearance. There
is no question about that. . . That’s why we sued him in
his official capacity.. . . We’re not saying Mr. Holder was
a maverick___ ”). Put another way, “ in contrast to losing
Title VII defendants who are held presumptively liable
for attorney’s fees, losing” parties like the United States
and the defendant-intervenors in this case “have not been
found to have violated anyone’s civil rights.” Zipes, 491
U.S. at 762 (citing Christiansburg, 434 U.S. at 418).
Although Shelby County v. Holder was in many ways
a unique case, it was not entirely unprecedented; as in
other VRA cases, “the parties positioned as ‘defendants’”
and defendant-intervenors were “actually. . . the parties
charging civil rights violations and seeking to assert their
civil rights.” Clements, 923 F.2d at 368 n.2. And Shelby
County, the plaintiff, was not acting as a “private attorney
general” seeking to vindicate individual voting rights.
Instead, Shelby County was essentially the opposite
of the “chosen instrument of Congress to vindicate ‘a
policy that Congress considered of the highest priority,” ’
Christiansburg, 434 U.S. at 418 (quoting Piggie Park, 390
Appendix B
86a
U.S. at 402)— its position was openly hostile to Congress’s
policy choices, attacking them as unconstitutional.
True, those attacks were successful. But that does not
mean that Congress would have wanted attorney’s fees to
be easily available to someone bringing such a challenge.16
And congressional intent governs here, even though, on
the merits, the Supreme Court found that Congress had
overreached in other, unrelated provisions of the statute.
Shelby County pejoratively refers to such an inference
about congressional preferences as impermissibly creating
a “judge-made ranking of rights”— an approach it claims
was outlawed by Justice Scalia’s opinion in Zipes. See Pl.’s
Reply at 15 (quoting Zipes, 491 U.S. at 763 n.4). But Shelby
County ignores the rest of Justice Scalia’s footnote, which
ultimately (and candidly) acknowledges that “ [h]ere, as
elsewhere, the judicial role is to reconcile competing rights
that Congress has established and competing interests
that it normally takes into account.” Zipes, 491 U.S. at
763 n.4 (emphasis added). The Court has done so here and,
accordingly, will hold Shelby County to the Christiansburg
standard, under which the Court, “ in its discretion,” will
Appendix B
16. Counsel for Shelby County seems aware of this flaw in the
argument. See Hr’g Tr. at 26 (acknowledging that Congress “might
well have considered, look, yes, we pass laws; we usually don’t
incentivize people to overturn laws we pass”). Shelby County’s
response— that “a responsible Congress would say that these
laws need to be tested under the amendments,” id.— is wishful
thinking. Even if correct as a normative matter, it seems highly
implausible, as a descriptive matter, that Congress would have
wanted to incentivize lawsuits like this one with the prospect of
a fee award.
87a
award fees only if Shelby County can demonstrate that
the United States or defendant-intervenors took positions
that were “ frivolous, unreasonable, or without foundation.”
Christiansburg, 434 U.S. at 421.17
D. Shelby County cannot satisfy the Christiansburg
standard.
To its credit, Shelby County does not argue that
the United States (or defendant-intervenors) took a
position in this case that was “ frivolous, unreasonable,
or without foundation.” See Hr’g Tr. at 20 (“ I don’t think
we claimed the government’s conduct met the standard of
Christiansburg. That’s not our claim.”). That concession
was appropriate: this Court, two judges on the D.C.
Circuit, and four Justices of the U.S. Supreme Court
agreed with the position advanced by the Attorney
General, and the challenged provisions of the VRA had
been upheld in previous decisions of the Supreme Court.
Appendix B
17. Shelby County’s final argument to avoid the application of
Christiansburg is an attempt to show that there is an “exception”
to the Christiansburg standard when the party seeking attorney’s
fees “’has vindicated a constitutional right or benefitted a large
number of people.’” Pl.’s Mot. at 9 (quoting Dorn’s, 799 F.2d at
50 n.6). But neither the Supreme Court nor the D.C. Circuit has
ever hinted at the existence of such an exception, and the primary
support for it comes from a passing dictum in a footnote of a Third
Circuit ERISA decision— a decision that not only applied the
Christiansburg standard, see id. at 50, but, more importantly,
predates the Supreme Court’s suggestion that civil rights fee-
shifting provisions should be interpreted differently than those
found in economic statutes like ERISA, see Fogerty, 510 U.S. at
524.
88a
Hence, the Court will deny fees to Shelby County “ in its
discretion,” 42 U.S.C. § 1973Z(e), for failure to satisfy the
Christiansburg standard.
CONCLUSION
For the reasons set forth above, the Court will deny
Shelby County’s motion for attorney’s fees. A separate
order accompanies this Memorandum Opinion.
ZsL________________________
JOHN D. BATES
United States District Judge
Appendix B
Dated: May 28, 2014