Clark v. Roemer Brief of Respondents in Opposition
Public Court Documents
December 31, 1990
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Brief Collection, LDF Court Filings. Clark v. Roemer Brief of Respondents in Opposition, 1990. 7486b5aa-ad9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/174db318-409a-4ee0-80a7-fcb039e55113/clark-v-roemer-brief-of-respondents-in-opposition. Accessed December 05, 2025.
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No. 90-898
In The
Supreme Court of the United States
October Term, 1990
JANICE G. CLARK, ORSCINI L. BEARD, EDDIE G.
CRAWFORD, NORBERT C. RAYFORD, VOTER
INFORMATION PROJECT, INC., LOUIS SCOTT, SYLVIA
COOK, CONNIE SADLER, TOM NELSON AND
ALBERT RICHARD,
Petitioners,
versus
CHARLES "BUDDY" ROEMER, GOVERNOR OF
LOUISIANA; WILLIAM J. GUSTE, JR., ATTORNEY
GENERAL OF LOUISIANA; FOX McKEITHEN, SECRETARY
OF STATE OF THE STATE OF LOUISIANA, IN THEIR
OFFICIAL CAPACITIES AS REPRESENTATIVES OF THE
STATE OF LOUISIANA,
Respondents.
--------------♦—----- -----
Petition For A Writ Of Certiorari To The
United States Court Of Appeals For The
Fifth Circuit
--------------♦--------------
BRIEF OF RESPONDENTS IN OPPOSITION
--------------♦--------------
Robert G. Pugh
Counsel of Record
Robert G. Pugh, Jr.
Of the Law Firm of
Pugh, Pugh & Pugh
Commercial National Tower
Suite 2100
333 Texas Street
Shreveport, Louisiana 71101-5302
(318) 227-2270
(Additional Counsel On Inside Cover)
December 31st, 1990
COCKLE LAW BRIEF PRINTING CO., (800) 22S-8964
OR CALL COLLECT (402) 342-2831
John N. Kennedy
Special Counsel to the Governor
Thomas A. Casey
Executive Counsel to the
Governor
Office of the Governor
Fourth Floor
State Capitol Building
Baton Rouge, Louisiana 70804
(504) 342-7015
Attorneys for and on Behalf of
Charles "Buddy" Roemer
Governor of Louisiana
Michael H. Rubin
Christina B. Peck
Rubin, Curry, Colvin & Joseph
Ninth Floor
One American Place
Baton Rouge, Louisiana 70825
(504) 383-9000
Attorneys for the Louisiana
District Judges Association
Kenneth C. Dejean
First Assistant Attorney General
Louisiana Department of Justice
Office of the Attorney General
Second Floor
State Capitol
Baton Rouge, Louisiana 70804
(504) 342-7014
Attorney for and on Behalf of
William J. Guste, Jr.
Attorney General of Louisiana
Cynthia Young Rougeou
Special Counsel to the
Secretary of State
State of Louisiana
Post Office Box 94125
Baton Rouge, Louisiana 70804
(504) 342-2065
Attorney for and on behalf of
Fox McKeithen Secretary of State
of Louisiana
1
QUESTION PRESENTED
Did Congress intend the word "representatives' as
used in the Voting Rights Act of 1965, § 2(b) as amended,
42 U.S.C. § 1973, to include judges who are selected by a
state judicial electoral process?
/<? - 3 1 - m o
QUESTION PRESENTED................................................ i
TABLE OF CONTENTS................................................. ii
TABLE OF AUTHORITIES....................................... iv
STATEMENT OF THE CASE.......................................... 1
A. The Louisiana State Court Judiciary System
Involved in this C a s e .............................................. 2
B. Prior Proceedings in this Litigation ..................... 3
ARGUMENT....................................................................... 7
I. THE FIFTH CIRCUIT CORRECTLY CO N
CLUDED IN LULAC THAT SECTION 2(b) OF
THE VOTING RIGHTS ACT DOES NOT APPLY
TO THE JUDICIARY............................................... 7
A. The LULAC Decision........................................ 7
B. The Genesis of § 2(b) of the Voting Rights
A c t ......................................................................... 9
C. This Court has always held that Judges are
not "representatives"................... 10
D. Other Federal Courts have held that Judges
are not "representatives"................................. 11
E. The Term "representatives" is not a Syn
onym for "elected o fficia ls"........................... 14
F. The Fundamental Difference Between "repre
sentatives" and Members of the Judiciary is
Deeply Rooted in this Country's H is to ry ... 17
G. The "Dichotomy" between Sections 2 and 5
of the Voting Rights A c t................................. 20
ii
TABLE OF CONTENTS
Page
Ill
Page
II. IF THE ONE-MAN, ONE-VOTE REQUIREMENT
DOES NOT APPLY TO THE JUDICIARY, THE
CONCEPT OF MINORITY VOTE DILUTION SET
FORTH IN § 2(B) DOES NOT APPLY TO THE
JUDICIARY.........................................• • • • • • ............. 23
CONCLUSION................................................................... 29
TABLE OF CONTENTS - Continued
IV
C ases:
Baker v. Carr, 369 U.S, 186, 82 S.Ct. 691, 7 L.Ed.2d
663 (1962)..................................................................... 11, 29
Beer v. United States, 425 U.S. 130, 96 S.Ct. 1357, 47
L.Ed. 629 (1976)................................................................ 21
Brown v. Board of School Commissioners of Mobile
County, 706 F.2d 1103 (11th Cir.), affirmed, 464
U.S. 1005, 104 S.Ct. 520, 78 L.Ed.2d 705 (1983) . . . . 10
Buchanan v. Gilligan, 349 F. Supp. 569 (N.D. Ohio
1972)..................................................................................... 14
Buchanan v. Rhodes, 249 F. Supp. 860 (N.D. Ohio
1966), appeal dismissed, 385 U.S. 3, 87 S.Ct. 33, 17
L.Ed.2d 3 (1966), vacated 400 F.2d 882 (6th Cir.
1968), cert, denied, 393 U.S. 839, 89 S.Ct. 118, 21
L.Ed.2d 110 (1968)............................................................ 13
Chandler v. Judicial Council, 398 U.S. 74, 90 S.Ct.
1648, 26 L.Ed.2d 100 (1970)............................................. 29
Chisom v. Roemer, 917 F.2d 187 (5th Cir. 1990),
petition for cert, filed, 59 U.S.L.W. 3374 (U.S.
Nov. 13, 1990) (No. 90-757)................................... 2, 7, 8
Clark v. Edwards, 725 F. Supp. 285 (M.D.La. 1988)........4
Clark v. Roemer, 487 U.S. 1266, 109 S.Ct. 29, 101
L.Ed.2d 979 (1988)..................................................... 4
Clark v. Roemer, 86-435 A (M.D. La. 1990) (three-
judge court) Jurisdictional Statement filed, (U.S.
Dec. 14, 1990) (No. 90-952)................. ....................7, 21
Consumer Products Safety Comm'n v. GTE Sylvania,
447 U.S. 102, 100 S.Ct. 2051, 64 L.Ed.2d 766
(1980)................................................................................... 15
TABLE OF AUTHORITIES
Page
V
Dennis v. United States, 341 U.S. 494, 71 S.Ct. 857,
95 L.Ed. 1137 (1951)........................................................H
Dickerson v. New Banner Institute, Inc., 460 U.S. 103,
103 S.Ct. 986, 74 L.Ed.2d 845 (1983)........................... 15
Edge v. Sumter County School District, 775 F.2d 1509
(11th Cir. 1985)................................................................... 10
Escondido Mut. Water Co. v. La Jolla Indians, 466
U.S. 765, 104 S.Ct. 2105, 80 L.Ed.2d 753 (1984) . . . . 15
Fahey v. Darigan, 405 F. Supp. 1386 (D.R.I. 1975)........ 14
Gilday v. Board of Elections of Hamilton County, 472
F.2d 214 (6th Cir. 1972).................................................. 14
Gomez v. City of Watsonville, 863 F.2d 1407 (9th Cir.
1988), cert, denied, __ U.S. ___ , 109 S.Ct. 1534,
103 L.Ed.2d 839 (1989). ................................................... 10
Griswold v. Connecticut, 381 U.S. 479, 85 S.Ct. 1678,
14 L.Ed.2d 510 (1965)........................................................H
Holshouser v. Scott, 335 F. Supp. 928 (M.D.N.C.
1971), affirmed, 409 U.S. 807, 93 S.Ct. 43, 34
L.Ed.2d 68 (1972).............................................. . . . . .1 1 , 12
Houston Lawyers' Association v. Mattox, sub nom.,
Latin American Citizens Council #4434 v. Clem
ents, (5th Cir. 1990) (en banc) petition for cert,
filed, 59 U.S.L.W. 3406 (U.S. Nov. 21, 1990) (No.
90-813)...............................................................................7, 8
Jordan v. Winter, 604 F. Supp. 807 (N.D. Miss.),
affirmed, 469 U.S. 1002, 105 S.Ct. 416, 83 L.Ed.2d
343 (1984)....................... .................................................. 10
TABLE OF AUTHORITIES - Continued
Page
VI
Kail v. Rockefeller, 275 F. Supp. 937 (E.D.N.Y. 1967) . . . . 13
Ketchum v. Byrne, 740 F.2d 1398 (7th Cir. 1984),
cert, denied, 471 U.S. 1135, 105 S.Ct. 2673, 86
L.Ed.2d 692 (1985)............................................................ 10
Latin American Citizens Council #4434 v. Clements,
902 F.2d 293 (5th Cir. 1990)............................................ 8
Latin American Citizens Council #4434 v. Clements,
914 F.2d 620 (5th Cir. 1990) (en banc) ............... passim
TABLE OF AUTHORITIES - Continued
Page
League of Latin American Citizens, Inc. v. Mattox,
sub nom., Latin American Citizens Council #4434
v. Clements, (5th Cir. 1990) (en banc) petition for
cert, filed, (U.S. Dec. 14, 1990) (No. 90-974)............. 7
Martin v. Mabus, 700 F. Supp. 327 (S.D. Miss. 1988) . . . . 21
Mezvinsky v. Davis, 459 A.2d 307 (Pa. 1983)............... 22
Mobile v. Bolden, 446 U.S. 55, 100 S.Ct. 1490, 64
L.Ed.2d 47 (1980).......................................... 9, 25, 26, 27
New York State Association of Trial Lawyers v. Rock
efeller, 267 F. Supp. 148 (S.D.N.Y. 1967)..................... 13
Reynolds v. Sims, 377 U.S. 533, 84 S.Ct. 1362, 12
L.Ed.2d 506 (1964)...................................... 12, 13, 24, 29
Romiti v. Kerner, 256 F. Supp. 35 (N.D. 111. 1966)........ 14
Sagan v. Commonwealth of Pennsylvania, 542 F.
Supp. 880 (W.D. Pa. 1982)............................................ 14
Stokes v. Fortson, 234 F. Supp. 575 (N.D. Ga. 1964) . . 12, 29
Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct. 2752, 92
L.Ed.2d 25 (1986).......... 5, 9, 22, 24, 25, 26, 27, 28, 29
vii
United States v. Marengo County Commission, 731
F.2d 1546 (11th Cir.), appeal dismissed & cert,
denied, 469 U.S. 976, 105 S.Ct. 375, 83 L.Ed.2d
311 (1984)........................................................................... 10
Velasquez v. City of Abilene, 725 F.2d 1017 (5th Cir.
1 9 8 4 ) .. . . ........................................................... 10
Wells v. Edwards, 347 F. Supp. 453 (M.D. La. 1972). .11, 24
Wells v. Edwards, 409 U.S. 1095, 93 S.Ct. 904, 34
L.Ed.2d 679 (1973)..................................... 10, 23, 24, 27
Whitcomb v. Chavis, 403 U.S. 124, 91 S.Ct. 1858, 29
L.Ed.2d 363 (1971)............................................................ 29
White v. Regester, 412 U.S. 755, 93 S.Ct. 2332, 37
L.Ed.2d 314 (1973)............................................................... 9
Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973)........ 28
TABLE OF AUTHORITIES - Continued
Page
C onstitutional and Statutory P rovisions:
U nited States C onstitution Thirteenth Amend
ment ..............................................................................
United States Constitution Fourteenth Amend
ment ........................... .............................................1' 22' 2^
United States Constitution Fifteenth Amendment
................................................................ 1, 23, 26
28 U.S.C. § 1331......................... • •••■•................................ 1
28 U.S.C. § 1343..................................................................... 1
28 U.S.C. § 2201..................................................................... 1
28 U.S.C. § 2202.......................................- ............................ 1
42 U.S.C. § 1973 [Voting Rights Act] .......................passim
V lll
42 U.S.C. § 1983........................................................................1
42 U.S.C. § 1988........................................................................1
LA. R.S. 13:582 ...................................................................... 21
R egulation:
28 C.F.R. Ch. 1 (7-1-89 Edition) § 5.56..................... . 22
Rules:
Supreme Court Rule 37 ........................................................7
Fed.R.Civ. P. 23(a) and (b)(2).............................................. 1
Fed.R.Civ. P. 54(b)..................... ............................................6
Legislative H istory:
S.Rep. No. 417, 97th Cong. 2d Sess. reprinted in
1982 U.S. Code Cong. & Admin. News at 177,
196............. 24
Books:
A. Bickel, The Supreme Court and the Idea of Progress
(1978 Yale University Press paperback edition) .19, 20
J. Ely, Democracy and Distrust (1980 Harvard Uni
versity Press hardbound edition)...................................19
L. Friedman, A History of American Law (Simon &
Schuster 1973 paperback e d itio n ).................................19
E. Hickok, Judicial Selection: The Political Roots
of Advice and Consent in Judicial Selection:
Merit, Ideology and Politics (National Legal Cen
ter for the Public Interest 1990)............... 17
G. White, The American Judicial Tradition (1978
Oxford University Press edition)................... 17, 18, 19
TABLE OF AUTHORITIES - Continued
Page
STATEMENT OF THE CASE1
Petitioners brought this suit in the United States District
Court for the Middle District of Louisiana as a class action
pursuant to Rule 23(a) and (b)(2) of the Federal Rules of Civil
Procedure. The class consisted of all black voters in the State
of Louisiana. The suit challenged the at-large voting system
for the election of District, Family Court and Courts of
Appeal judges as being in violation of the 1965 Voting Rights
Act, as amended, because, allegedly, the use of an at-large
system results in a denial or abridgment of the right to vote of
petitioners and all those similarly situated on account of race
and color. Petitioners further asserted that several Louisiana
statutory provisions had not been precleared by the Justice
Department in contravention of the 1965 Voting Rights Act.
Jurisdiction was based on 28 U.S.C. §§ 1331, 1343(3), (4) and
42 U.S.C. §§ 1973, 1973(c) and 1973(f).
The action sought declaratory and injunctive relief, 28
U.S.C. §§ 2201 and 2202. The cause of action was asserted to
have arisen under Sections 2 and 5 of the Voting Rights Act of
1965, 42 U.S.C. §§ 1973 and 1973(b) as amended in 1982, 42
U.S.C. §§ 1983 and 1988 as well as the Thirteenth, Fourteenth
and Fifteenth Amendments to the United States Constitution.
1 Petitioners have presented the following Question:
Does Section 2 of the Voting Rights Act, 42 U.S.C. § 1973,
apply to elections for state court judges?
Respondents present the following Question:
Did Congress intend the word “representatives” as used in the
Voting Rights Act of 1965, § 2(b) as amended, 42 U.S.C.
§ 1973, to include judges who are selected by a state judicial
electoral process?
Respondents have never taken the position that Section 2 of the Voting
Rights Act as initially enacted in 1965 was not applicable to the state
judicial electoral process. The original Section 2 paraphrases the Fifteenth
Amendment to the United States Constitution which binds everyone. It is
the “results” test set forth in Section 2(b) which the respondents have
always contended was not intended to embrace state judicial electoral
processes.
1
2
A. The Louisiana State Court Judiciary System
Involved In This Case.2
1. Courts of Appeal
There are five Courts of Appeal in Louisiana. Each of the
five is divided into separate election districts. In those dis
tricts which contain more than one judge, the judges are
elected through at-large voting from the entire district. Addi
tionally, some of the circuits have judges who are elected at-
large from the entire circuit. The appellate jurisdiction for
these courts extends to all civil matters, all family and juve
nile court matters, and substantially all criminal matters,
except capital cases. At the time of the institution of this suit
42 judges were elected by district and 6 judges were elected
at-large.
2. District Courts
There are forty District Courts in the State of Louisiana,
together with both a Civil and Criminal District Court in the
Parish of Orleans. Where the district contains more than one
judge, the judges are elected at-large from the entire district.
They are the primary courts of original jurisdiction for both
civil and criminal matters, except in Orleans where these
functions are separated. At the time of the institution of this
suit 156 judges were elected to serve in the districts outside of
Orleans Parish. In Orleans Parish there were 10 criminal
district court judges and 12 civil district court judges.
3. Family Court
There is one Family Court in Louisiana. It is located in
East Baton Rouge Parish. The three judges who preside over
2 Additionally, Louisiana has Justice of the Peace, City, Municipal,
Parish and Juvenile Courts, none of which are involved in this litigation.
Louisiana also has a Supreme Court which is not involved in this
litigation, but which has one of its districts under challenge in Chisom, et
al v. Roemer, et al., Docket Number 90-757, before this Court. A Petition
for Certiorari is pending.
3
this Court are elected at-large from the entire parish. The
Family Court has jurisdiction in East Baton Rouge Parish
which generally encompasses matters pertaining to children
under seventeen years of age, nonsupport, adoptions and
matrimonial matters.
B. Prior Proceedings In This Litigation.
Early in the proceedings it was the district court’s
announced belief that
[I]t needs to be repeated that this court views the
problem if there is one, as a problem with the
system - not individual judicial districts. Obviously
there must be evidence that the system produces
unlawful results and those results will appear in
individual districts, but it is the system, not the
judicial district, which produces the violation.
Unreported Minute Entry, United States District Court, Mid
dle District of Louisiana, July 5, 1988.
As is customary in this type of litigation, this case was
bifurcated so as to permit a liability phase, to be followed, if
necessary, by a remedy phase. After a four day trial on
liability, the district court issued the following Ruling on
August 10, 1988:
Because of my conviction that there are legally
significant differences between judicial elections
and legislative elections, it is my view that the
remedy for Section 2 violations which are produced
by the judicial election system, is to change the
system, not to create sub-districts within district
courts.
There followed the following Order of August 11, 1988:
IT IS HEREBY ORDERED that the Governor,
the Secretary of State, the Attorney General, and all
other election officials, in their official capacities,
as well as their attorneys, agents and representa
tives are hereby preliminarily enjoined from con
ducting any family court, district court, or court of
appeal election which was scheduled for the Octo
ber 1, 1988 (primary) and November 8, 1988 (gen
eral) elections, whether specifically enumerated or
4
not and no certification shall issue to any candidate who
qualified for any such election without opposition.
The district court ultimately held in the liability phase:
Even though no specific Section 2 violation may
exist in a particular district at this time, the system
employed by the state will allow the creation of a
violation, given time.
The remedy is to revise the system - to cast
about for alternative procedures under which black
voters would have a better chance to elect judicial
candidates of their choice. * * *
Accordingly, the preliminary injunction previ
ously issued will be made permanent and will be
expanded to enjoin all family court, district court,
and court of appeal elections until revisions in the
electorial [sic] process are made. * * *
This court can only repeat what it has said many
times already. State district court districts are juris
dictional. They may not be redrawn, combined and
manipulated in the same fashion as legislative dis
tricts. There are grave problems in attempting to
create subdistricts within a district court jurisdic
tion. Tinkering with the districts is not the answer.
Clark v. Edwards, 725 F.Supp. 285, at 302-303, 307 (M.D.La.
1988).
On appeal the United States Court of Appeal for the Fifth
Circuit vacated the Injunction. Clark v. Roemer, 88-3626 (5th
Cir. 1988 unreported).
The petitioners then filed an Application for Stay with this
Court on September 10th, 1988, in an attempt to vacate the Fifth
Circuit Order. Clark v. Roemer, A-198, October Term, 1988. The
Application for Stay was denied by Justice White. It was resubmit
ted to Justice Marshall who in turn submitted it to the full Court
where it was denied. Clark v. Roemer, 487 U.S. 1266, 109 S.Ct. 29,
101 L.Ed.2d 979 (1988).
Respondents filed a Motion to Recall and Recast Find
ings of Fact and Conclusions of Law liability phase as entered
on the 15th day of August, 1988. Clark v. Roemer, 725
F.Supp. 285 (M.D.La. 1988). This was based upon the district
5
court’s conclusion that a systematic corrective measure should be
the remedy for the violations found by the court, rather than a
remedy which is district specific. The Motion set forth that neither
the plaintiffs had shown nor had the court found violations in 18 of
the district courts and in five of the courts of appeal districts. The
Motion further asserted that neither the plaintiffs had shown nor
had the court found evidence to support the three threshold criteria
as established in Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct.
2752, 92 L.Ed.2d 25 (1986). This assertion involved 10 district
courts, 8 courts of appeal districts, and 1 court of appeal district at-
large.
After a trial on the Remedy Phase the district court
issued its Findings of Fact and Conclusions of Law Remedy
Phase. The Court stated:
Throughout the course of this litigation, this
court has marched to the solitary beat of its own
drum, insisting that if Louisiana’s system for select
ing its judges produces violations of Section 2 of
the Voting Rights Act, the remedy should be to
revise the system, not to make adjustments in a few
“guilty” districts which may well need adjusting
again in the future. (See, for example, the views
expressed at 725 F.Supp. at 294-295) None of the
parties - plaintiffs, defendants, or intervenors -
have joined the court’s march. Each insists that, as a
finding of a Section 2 violation is district specific,
so any remedy must also be limited to districts in
which specific violations have been found. For rea
sons stated later, the court concludes that it lacks
the power to impose a systemic remedy upon the
state and that any remedy is indeed limited to
“guilty” districts. Both the parties and the appellate
court need to be aware of this court’s findings of
fact. If, because of the Fifth Circuit’s resolution of
the Texas case, revisions in this court’s conclusions
of law are required, so be it. Accordingly, it is
imperative that the state be permitted to fill judicial
vacancies as rapidly as possible, in these districts in
which no violation is found.
Clark v. Roemer, __ F.Supp. __ (M.D.La. 1990), not yet
reported, Slip Opinion, page 3.
6
After discussing each district and granting respondents’
Motion to Recall and Recast Findings of Fact and Conclu
sions of Law Liability Phase, the district court held:
For the foregoing reasons, there will be judg
ment in favor of plaintiffs and against defendants
making the injunction previously issued herein per
manent as to the first, fourth, ninth, fourteenth,
fifteenth, eighteenth, nineteenth, twenty-fourth and
fortieth judicial districts and as to the Family Court
for the Parish of East Baton Rouge and as to the
Court of Appeal First Circuit, District 2. The
injunction will be vacated as to all other judicial
districts.
Id. at page 54.
On September 28th, 1990, the United States Court of
Appeal for the Fifth Circuit rendered its en banc decision in
the case of League of Latin American Citizens Council #4434
v. William P. Clements, et al., 914 F.2d 620 (5th Cir. 1990) (en
banc) [hereinafter “LULAC”]. The respondents then filed a
Motion to Recall and Recast Findings of Fact and Conclu
sions of Law Liability Phase, Findings of Fact and Conclu
sions of Law - Remedy Phase and for the Rendition of a Rule
54(b) Judgment and for the Entry Thereof. The district court
then issued an Order on October 19th, 1990:
IT IS ORDERED that defendants Rule 54(b)
Motion be and the same is hereby granted, and that
the clerk of this Court enter a final Judgment upon
the Order herein dismissing plaintiffs’ claim that
“the at-large election scheme of electing Appeal,
Family, and District Court judges in the State of
Louisiana unlawfully dilutes black voting strength
and results in the denial of plaintiffs’ opportunity to
participate equally in the electoral process and to
elect judges of their choice, in violation of Section
2 of the Voting Rights Act, 42 U.S.C. 1973,” [Plain
tiffs’ Fourth Supplemental and Amended Com
plaint, prayer, paragraph (b)], pursuant to the
LULAC decision, and the undersigned expressly
determines that there is no just reason for delay in
the entry of a final Judgment of this Order.
7
Petitioners appealed this Judgment to the United States
Court of Appeals for the Fifth Circuit, where it was docketed
under 90-3785. Thereafter, without further action in the Fifth
Circuit, this petition was filed.3
ARGUMENT
I. THE FIFTH CIRCUIT CORRECTLY CONCLUDED
IN LULAC THAT SECTION 2(b) OF THE VOTING
RIGHTS ACT DOES NOT APPLY TO THE JUDICI
ARY.
A. The LULAC Decision.
As previously noted, the district court granted a 54(b)
judgment based on the en banc decision of the United States
Court of Appeals for the Fifth Circuit in LULAC.4 The plain
tiffs in LULAC challenged the county-wide, at-large
3 On the 23rd day of July, 1990, petitioners filed a Motion to a
three-judge court to enjoin at-large elections for certain unprecleared
judgeships. The proceedings thereafter are, of course, on a separate track
and a Jurisdictional Statement in connection therewith was filed with this
Court on December 14th, 1990. Clark v. Roemer, No. 90-952, October
Term, 1990.
4 This Court has pending before it for consideration a Petition for a
Writ of Certiorari as filed by the Houston Lawyers’ Association and six
individuals on November 21, 1990, Houston Lawyers’ Association v.
Mattox, 90-813, October Term, 1990, and a Petition for a Writ of
Certiorari as filed by the League of United Latin American Citizens, Inc.,
on December 14, 1990, in the matter entitled League of United Latin
American Citizens, Inc. v. Mattox, 90-974, October Term, 1990. Each of
these cases seeks this Court’s review of the decision as rendered by the
United States Court of Appeal for the Fifth Circuit on September 28,
1990, in Latin American Citizens Council #4434 v. Clements, 914 F.2d
620 (5th Cir. 1990) (en banc). Pursuant to Supreme Court Rule 37,
Louisiana may, without consent, file an amicus curiae brief in each of
these cases. At the Clerk’s suggestion, since what Louisiana would say is
covered in this Response as well as its Response filed in the Chisom case,
(90-757, October Term, 1990), Louisiana respectfully requests that, to the
(Continued on following page)
8
election of trial judges in Texas as violative of § 2(b) of the
Voting Rights Act and of the United States Constitution. The
trial court denied the constitutional claims, finding that the
requisite discriminatory intent had not been proven. 914 F.2d
at 623. The trial court, however, did find “that the Texas law
produced an unintended dilution of minority voting strength”
in violation of the “results” test of § 2(b) of the Voting Rights
Act. 914 F.2d at 623 (emphasis in original). On appeal, a
panel of the Fifth Circuit held that § 2(b) did not apply to trial
judges because they are single-member officeholders who can
be elected only at-large. 902 F.2d 293 (5th Cir. 1990).
The Fifth Circuit granted an en banc hearing sua sponte.
A majority held that judges are not “representatives” within
the meaning of § 2(b) of the Voting Rights Act and that the
“results” test of § 2(b) does not apply to the judiciary. 914
F.2d 620 (5th Cir. 1990). Five judges concurred, agreeing
with the view of the panel that trial judges are single-member
officeholders. 914 F.2d at 634. Chief Judge Clark also con
curred, limiting the case to its facts. 914 F.2d at 631. Only
one Judge, Judge Sam Johnson, dissented. 914 F.2d at 651.
After the en banc opinion was published, the panel in Chisom
remanded this case to the district judge with orders to dismiss
all Voting Rights Act claims. 917 F.2d 187 (5th Cir. 1990).
(Continued from previous page)
extent permissible, both this Response and the Response in Chisom be
deemed an amicus brief in the Houston case as well as the LULAC case.
The LULAC panel decision and Judge Higginbotham’s concurring
opinion in the LULAC en banc opinion state that the “single-official
doctrine” is applicable to judges who act alone such as Texas district
judges. LULAC, 902 F.2d 293 (5th Cir. 1990); LULAC, 914 F.2d 620, 634
(5th Cir. 1990) {en banc) (Higginbotham, J., concurring). In the event that
this Court holds that Section 2(b) of the Voting Rights Act does apply to
the judiciary, Louisiana would argue that this “single-official doctrine”
exception is applicable to Louisiana district judges and family court
judges who also act alone in making their decisions.
9
B. The Genesis of § 2(b) of the Voting Rights Act.
Section 2 of the Voting Rights Act of 1965 forbade
imposition or application of any “voting qualification or pre
requisite to voting, or standard, practice, or procedure” to
prevent any citizen from voting on account of race or color.
42 U.S.C. § 1973. This Court in Mobile v. Bolden, 446 U.S.
55, 100 S.Ct. 1490, 64 L.Ed.2d 47 (1980), held that enforce
ment of § 2 required proof of racially-discriminatory intent.
Congress then passed the Voting Rights Act of 1982
amending § 2 to
restore the “results test” - the legal standard that
governed voting discrimination cases prior to [the
Supreme Court’s] decision in Mobile v. Bolden
* * * * Under the “results test,” plaintiffs are not
required to demonstrate the challenged electoral
law or structure was designed or maintained for a
discriminatory purpose.
Thornburg v. Gingles, 478 U.S. 30, 43 n. 8, 106 S.Ct. 2752,
92 L.Ed.2d 25, 42 n. 8 (1986) (citations omitted). In writing
§ 2(b), Congress chose - with one significant exception - the
words of Justice White in White v, Regester, 412 U.S. 755, 93
S.Ct. 2332, 37 L.Ed.2d 314 (1973). Justice White stated that
plaintiffs’ burden of proof was to show:
that its members had less opportunity than did other
residents in the district to participate in the political
processes and to elect legislators of their choice.
412 U.S. at 766, 93 S.Ct. at 2339, 37 L.Ed.2d at 324
(emphasis supplied). Section 2(b) provides that a plaintiff
class of citizens must show:
that its members have less opportunity than other
members of the electorate to participate in the polit
ical process and to elect representatives of their
choice.
42 U.S.C. § 1973(b) (emphasis supplied). As the majority in
LULAC recognized, the choice of the word “representatives”
was a deliberate one: “the Congress was at some pains to
adapt and broaden the Court’s phrases so as to convey its
precise meaning.” 914 F.2d at 625.
10
C. This Court has always held that Judges are not
“representatives.”
As stated in the prior section, § 2(b) applies to “represen
tatives.” Members of the legislative and executive branches
are certainly representatives, and the case law is replete with
decisions holding that § 2(b) applies to such entities. See,
e.g., Gomez v. City o f Watsonville, 863 F.2d 1407 (9th Cir.
1988), cert, denied, ___ U.S. ___, 109 S.Ct. 1534, 103
L.Ed.2d 839 (1989) (city council and mayor); Edge v. Sumter
County School District, 775 F.2d 1509 (11th Cir. 1985)
(school board); Ketchum v. Byrne, 740 F.2d 1398 (7th Cir.
1984), cert, denied, 471 U.S. 1135, 105 S.Ct. 2673, 86
L.Ed.2d 692 (1985) (city aldermen); United States v. Marengo
County Commission, 731 F.2d 1546 (11th Cir.), appeal dis
missed & cert, denied, 469 U.S. 976, 105 S.Ct. 375, 83
L.Ed.2d 311 (1984) (county commission); Velasquez v. City of
Abilene, 725 F.2d 1017 (5th Cir. 1984) (city council); Brown
v. Board o f School Commissioners o f Mobile County, 706 F.2d
1103 (11th Cir.), affirmed, 464 U.S. 1005, 104 S.Ct. 520, 78
L.Ed.2d 705 (1983) (board of school commissioners); Jordan
v. Winter, 604 F. Supp. 807 (N.D. Miss.), affirmed, 469 U.S.
1002, 105 S.Ct. 416, 83 L.Ed.2d 343 (1984) (congressmen).
Judges, however, traditionally have not been considered
“representatives.” This Court so held by affirming a three-
judge court voting rights decision that the “one-man, one-
vote” concept does not apply to the judiciary. Wells v.
Edwards, 409 U.S. 1095, 93 S.Ct. 904, 34 L.Ed.2d 679
(1973). In refusing to apply “one-man, one vote” precepts, the
three-judge court reasoned as follows:
[AJs stated in Buchanan v. Rhodes [249 F. Supp.
860 (N.D. Ohio 1960), appeal dismissed, 385 U.S.
3, 87 S.Ct. 33, 17 L.Ed.2d 3 (1966)]:
“Judges do not represent people, they
serve people.” Thus, the rationale behind the
one-man, one-vote principle, which evolved
out of efforts to preserve a truly representative
form of government, is simply not relevant to
the makeup of the judiciary.
11
“The State judiciary, unlike the legislature, is
not the organ responsible for achieving repre
sentative government.” New York State Asso
ciation of Trial Lawyers v. Rockefeller, 267
F.Supp. 148, 153.
Wells v. Edwards, 347 F. Supp. 453 (M.D. La. 1972) (three-
judge court). The LULAC majority opinion reasons that “[i]t
is impossible, given the single point at issue and the simple
reasoning stated, to believe that the majority of the Supreme
Court, in affirming Wells, did not concur in that reasoning.”
914 F.2d at 627.
Similarly, Justice Frankfurter has stated: “Courts are not
representative bodies. They are not designed to be a good
reflex of a democratic society.” Dennis v. United States, 341
U.S. 494, 575, 71 S.Ct. 857, 95 L.Ed. 1137, 1160-61 (1951)
(Frankfurter, J., concurring in the judgment). And Justice
Stewart has contrasted the Court’s duty with that of the
people’s representatives:
It is the essence of judicial duty to subordinate our
own personal views, our own ideas of what legisla
tion is wise and what is not. If, as I should surely
hope, the law before us does not reflect the stan
dards of the people of Connecticut, the people of
Connecticut can freely exercise their true Ninth and
Tenth Amendment rights to persuade their elected
representatives to repeal it.
Griswold v. Connecticut, 381 U.S. 479, 530-31, 85 S.Ct.
1678, 14 L.Ed.2d 510, 542 (1965) (Stewart, J., dissenting)
(emphasis supplied).
D. Other Federal Courts have held that Judges are
not “representatives.”
The lower federal courts have also held that judges are
not representatives. The plaintiffs in Holshouser v. Scott, 335
F. Supp. 928 (M.D.N.C. 1971) (three-judge court), attacked
the North Carolina system of nominating judges by districts
and electing them statewide, contending that it denied voters
equal protection of the laws. They cited, inter alia, Baker v.
Carr, 369 U.S. 186, 82 S.Ct. 691, 7 L.Ed.2d 663 (1962), and
12
Reynolds v. Sims, 377 U.S. 533, 84 S.Ct. 1362, 12 L.Ed.2d
506 (1964). The court distinguished these and the other cases
because they “dealt with the election of the representatives of
the people - officials who make laws, levy and collect taxes,
and generally manage and govern people.” 335 F. Supp. at
930. After discussing two precedents involving reapportion
ment, the court stated:
While Buchanan [v. Rhodes, 249 F. Supp. 860
(N.D. Ohio 1960), appeal dismissed, 385 U.S. 3, 87
S.Ct. 33, 17 L.Ed.2d 3 (1966)] and [New York State
Association of Trial Lawyers v.] Rockefeller [267 F.
Supp. 148 (S.D.N.Y. 1967], deal with the apportion
ment of judges rather than their election, they nev
ertheless point up the many pitfalls and briar
patches which the courts will encounter if the one
man, one vote principle is made applicable to the
judiciary. The function of judges, contrary to some
popular views of today, is not to make, but interpret
the law. They do not govern nor represent people
nor espouse the cause of a particular constituency.
They must decide cases exclusively on the basis of
law and justice and not upon the popular view
prevailing at the time.
335 F. Supp. at 932. The Holshouser case was affirmed by the
Supreme Court. 409 U.S. 807, 93 S.Ct. 43, 34 L.Ed.2d 68
(1972).
A similar system of electing judges in Georgia was
upheld in Stokes v. Fortson, 234 F. Supp. 575 (N.D. Ga. 1964)
(three-judge court). The court stated:
[E]ven assuming some disparity in voting
power, the one man-one vote doctrine, applicable as
it now is to selection of legislative and executive
officials, does not extend to the judiciary. Mani
festly, judges and prosecutors are not representa
tives in the same sense as are legislators or the
executive. Their function is to administer the law,
not to espouse the cause of a particular constitu
ency. Moreover there is no way to harmonize selec
tion of these officials on a pure population standard
with the diversity in type and number of cases
which will arise in various localities, or with the
13
varying abilities of judges and prosecutors to dis
patch the business of the courts. An effort to apply a
population standard to the judiciary would, in the
end, fall of its own weight.
234 F. Supp. at 577.
In two New York cases the plaintiffs sought judicial
reapportionment on the basis of population, again relying on
legislative reapportionment cases such as Reynolds v. Sims,
377 U.S. 533, 84 S.Ct. 1362, 12 L.Ed.2d 506 (1964). In New
York State Association of Trial Lawyers v. Rockefeller, 267 F.
Supp. 148 (S.D.N.Y. 1967), the court rejected the comparison,
stating that:
The state judiciary, unlike the legislature, is not
the organ responsible for achieving representative
government. Nor can the direction that state legisla
tive districts be substantially equal in population be
converted into a requirement that a state distribute
its judges on a per capita basis.
* * * *
In contrast to legislative apportionment, popu
lation is not necessarily the sole, or even the most
relevant, criterion for determining the distribution
of state judges. The volume and nature of litigation
arising in various areas of the state bears no direct
relationship to the population of those areas.
267 F. Supp. at 153-54. A three-judge court rejected a similar suit
in the Eastern District of New York, quoting the Rockefeller
opinion’s statement that the state judiciary is not “responsible for
achieving representative government.” Kail v. Rockefeller, 275 F.
Supp. 937, 941 (E.D.N.Y. 1967) (three-judge court).
The Ohio judicial structure guaranteeing each county at least
one judge in the court of general jurisdiction came under attack in
Buchanan v. Rhodes, 249 F. Supp. 860 (N.D. Ohio 1966), appeal
dismissed, 385 U.S. 3, 87 S.Ct. 33, 17 L.Ed.2d 3 (1966), vacated,
400 F.2d 882 (6th Cir. 1968), cert, denied, 393 U.S. 839, 89 S.Ct.
118, 21 L.Ed.2d 110 (1968). Once again, the complaint was
predicated upon the Supreme Court’s reapportionment cases. The
court noted that when representatives to a legislative body are
malapportioned, the voting strength of individual citizens becomes
14
unequal, causing a dilution of power. 249 F. Supp. at 865. Judges,
however, are not governed by such a rule:
But in determining the reasonableness of a
judicial system which permits at least one judge
operating a court of general jurisdiction in each
county, we must recognize one glaring distinction
between the functions of legislators and the func
tions of jurists. Judges do not represent people, they
serve people.
249 F. Supp. at 865.5
E. The Term “representatives” is not a Synonym for
“elected officials”.
Earlier sections of this Response demonstrate that this
Court and the lower federal courts do not consider judges to
be “representatives.” This section argues that the word “rep
resentative” as used in § 2(b) is not synonymous with “elected
official” and should instead be given its commonly under
stood meaning. This Court has laid down definitive
5 Numerous other decisions make a similar distinction between
judges and representative officials. See Gilday v. Board of Elections of
Hamilton County, 472 F.2d 214, 217 (6th Cir. 1972) (rejecting application
of one-man, one-vote to judicial selection in Ohio and holding “that equal
protection does not require the allocation of state judges on this basis”);
Sagan v. Commonwealth of Pennsylvania, 542 F. Supp. 880, 882 (W.D.
Pa. 1982) (distinguishing judicial candidates from legislative and execu
tive candidates because judges administer the law rather than espouse the
cause of a particular constituency); Fahey v. Darigan, 405 F. Supp. 1386,
1391 n. 6 (D.R.I. 1975) (holding one-man, one-vote precepts inapplicable
to “the selection of officials not intended to serve in a representative role,
such as judges”); Buchanan v. Gilligan, 349 F. Supp. 569, 571 (N.D. Ohio
1972) (three judge court) (rejecting application of one-man, one-vote to
Ohio judiciary because “[t]he state judiciary is not responsible for achiev
ing representative government”); Romiti v. Kerner, 256 F. Supp. 35, 46
(N.D. 111. 1966) (three judge court) (expressing “little doubt” that “there is
a valid distinction between applying the ‘one man, one vote’ rule in a
legislative apportionment case to the election of a state supreme court
judiciary”).
15
guidelines for construing language which appears in Congres
sional acts.
In Consumer Products Safety Comm’ n v. GTE Sylvania,
447 U.S. 102, 100 S.Ct. 2051, 64 L.Ed.2d 766 (1980), the
Court stated:
We begin with the familiar canon of statutory con
struction that the starting point for interpreting a
statute is the language of the statute itself.
447 U.S. at 108, 100 S.Ct. 2051, 64 L.Ed.2d at 773.
Four years later, in furtherance of this concept of construction,
the Court held in Escondido Mut. Water Co. v. La Jolla Indians,
466 U.S. 765, 104 S.Ct. 2105, 80 L.Ed.2d 753 (1984):
Since it should be generally assumed that Congress
expresses its purposes through the ordinary mean
ing of the words it uses, we have often stated that
“ ‘[a]bsent a clearly expressed legislative intention
to the contrary, [statutory] language must ordinarily
be regarded as conclusive.’ ”
466 U.S. at 772, 104 S.Ct. 2105, 80 L.Ed.2d at 761 (citations
omitted).
And in Dickerson v. New Banner Institute, Inc., 460 U.S.
103, 103 S.Ct. 986, 74 L.Ed.2d 845 (1983), the Court said:
[W]e state once again the obvious when we note
that, in determining the scope of a statute, one is to
look first at its language * * * * If the language is
unambiguous, ordinarily it is to be regarded as
conclusive unless there is “ ‘a clearly expressed
legislative intent to the contrary.’ ”
460 U.S. at 110, 103 S.Ct. 986, 74 L.Ed.2d at 853 (citations
omitted).
The term “representatives” refers to those who serve a
specialized constituency and whose role is to represent the
needs and interests of that constituency. The term “represen
tatives” has never been commonly accepted as including the
judicial branch; indeed, the reverse is true - namely, the
judicial branch always has been treated as separate and dis
tinct from the two representative arms of government.
A representative of a district, be it federal, state, or local,
exists to serve and favor his or her constituency, while also
16
working for the good of the governmental jurisdiction as a
whole. United States representatives are expected to help
obtain government contracts for their districts; no one, how
ever, would expect a federal judge to uphold such a contract
citing as a reason the need of his area for governmental
business. State legislators are expected to seek bridges and
roads for their districts; no one, however, would expect a state
judge to mandate that such bridges and roads be built merely
because the people want them. City councilmen are expected
to promote drainage projects for their council district; no one,
however, would expect a city judge to require them to keep
his voters happy.
Judges thus are not representatives; further, they should
not be representatives. The larger the constituency, the less
parochial pressures can be brought to bear. An advantage to
at-large elections for judges is that judges can make the
difficult decisions without undue fear of dissatisfaction in the
electorate. A judge would be much less likely to vote against
the residents of a neighborhood on a zoning issue if that judge
was elected solely by that neighborhood. Justice ought to be
identical throughout a judicial system; electing judges from
neighborhoods, however, might make for a system of individ
ualized justice currently foreign to the United States. Admit
tedly, many problems could be cured on appeal; however, it
can be extremely difficult to reverse a detailed record of fact
finding even when the facts have been slanted. Further, the
petitioners here seek to make appellate districts smaller also,
again lessening the number and mix of a judge’s electorate.
Congress, had it wanted specifically to include judges
under Section 2(b) of the Voting Rights Act, could have done
so by substituting the term “elected official” for the term
“representative”; it did not do so. In a representative form of
government, such as ours, it is always true that a “representa
tive” is an “elected official”; however, the converse is not
always true.
Representatives have a constituency which numbers in
the hundreds to hundreds of thousands, to each of whom they
owe fidelity and from many of whom they are likely, sooner
or later, to receive correspondence or a telephone call or even
17
perhaps a personal visit. Judges have but one constituency,
the blindfolded lady with the scales and sword.
F. The Fundamental Difference Between “represen
tatives” and Members of the Judiciary is Deeply
Rooted in this Country’s History.
In holding that “the judiciary serves no representative
function whatsoever,” 914 F.2d at 625, the LULAC Court
quoted Professor Eugene Hickok as stating that, “The judici
ary occupies a unique position in our system of separation of
powers, and that is why the job of a judge differs in a
fundamental way from that of a legislator or executive.”
Hickok, “Judicial Selection: The Political Roots of Advice
and Consent” in Judicial Selection: Merit, Ideology and Poli
tics 5 (National Legal Center for the Public Interest 1990),
quoted at 914 F.2d at 926.
Other scholars have also recognized this difference. Pro
fessor G. Edward White has written in The American Judicial
Tradition that the American judicial tradition emerged with
Chief Justice John Marshall.6 A core element of that tradition
has always included “a measure of true independence and
autonomy for the appellate judiciary from the other two
branches of government.” Judicial Tradition 9. Professor
White summarized Chief Justice Marshall’s views concerning
the judiciary as follows:
An independent judiciary was logically the ultimate
necessity in Marshall’s jurisprudence, the culmina
tion of his beliefs about law and government. He
sought to show that judicial independence was not
merely a side effect of federalism but a first princi
ple of American civilization * * * * Against the
potential chaos attendant on mass participatory
democracy, republicanism erected the institutional
buffers of legislative representatives and an inde
pendent judiciary. The excesses of the people were
moderated by representation, a process by which
6 Citations are hereinafter abbreviated as Judicial Tradition. Page
references refer to the 1978 Oxford University Press paperback edition.
18
their passionate demands were reformulated by an
enlightened and reasonable class of public servants.
The need of the populace for an articulation of their
individual rights under law was met by the presence
of a body of judges not beholden to the masses in
any immediate, partisan sense.
Judicial Tradition 18, 20.
Chief Justice Marshall’s vision of the American judicial
tradition was not unique. Alexander Hamilton “envisaged
judicial review as an exercise in politics through which an
independent judicial elite could temper the democratic
excesses of legislatures by affirming the republican political
balances inherent in the Constitution.” Judicial Tradition 24.
Some of the Founding Fathers thought an independent judici
ary necessary because “even a government made up of the
people’s representatives was not a sufficient buffer against the
excesses of the mob.” Judicial Tradition 320.
This American judicial tradition has also been applicable
to the state judiciary. Professor White commented that the
state constitutions “were patterned on the federal Constitu
tion, with its tripartite division of powers.” Judicial Tradition
109. James Kent, Chief Judge of the New York Supreme
Court and later Chancellor of New York, “viewed the judici
ary as a buffer between established wealth and the exces
sively democratic legislature.” Judicial Tradition 112. Much
more recently, Chief Justice Roger Traynor of the California
Supreme Court wrote that judges “enjoyed a ‘freedom from
political and personal pressures and from adversary bias’ [and
that] [tjheir ‘environment for work’ was ‘independent and
analytically objective.’ ” Judicial Tradition 296, quoting
Traynor, “Badlands in an Appellate Judge’s Realm of Rea
sons,” 7 Utah L.Rev. 157, 167, 168 (1960).
Professor White traced “modern liberalism” trends
throughout the Twentieth Century. According to this political
theory, judges “were not, by and large, representatives of the
people, and their nonpartisan status insulated them from the
waves of current opinion.” Judicial Tradition 320. Legisla
tures, on the other hand, “were ‘representative of popular
opinion’ and could ‘canvass a wide spectrum of views.’ ”
19
Judicial Tradition 322. One Twentieth Century Justice, Felix
Frankfurter, has called the judiciary the “antidemocratic, unrepre
sentative” branch of government.” Judicial Tradition 367.7
Various legal theorists have also stated that judges are
not “representatives.” Perhaps the most provocative book to
appear on judicial review during the last few years is Democ
racy and Distrust by Professor John Hart Ely.8 Professor Ely
contrasts the role of the courts with the role of the representa
tive branch of government, the legislative branch. He sought
an approach to judicial review “not hopelessly inconsistent
with our nation’s commitment to representative democracy.”
Democracy and Distrust 41. In his book, Professor Ely devel
oped a representation-reinforcing theory of judicial review in
which the non-representative branch (the judiciary) would
review legislation to determine the motivation of the repre
sentative branch (the legislature) to make sure that the views
of all groups were represented in lawmaking. He concluded
by stating that “constitutional law appropriately exists for
those situations where representative government cannot be
trusted.” Democracy and Distrust 183.
Professor Alexander Bickel spoke of the importance of judi
cial independence in The Supreme Court and the Idea of Progress.9
The restraints of reason tend to ensure also the
independence of the judge, to liberate him from the
demands and fears - dogmatic, arbitrary, irrational,
self-or group-centered, - that so often enchain other
public officials. They make it possible for the
judge, on some occasions, at any rate, to oppose
7 Professor Lawrence Friedman also has written about the history of
a strong, independent judiciary in both federal and state governmental
systems. L. Friedman, A History of American Law 116, 118 (Simon &
Schuster 1973 paperback edition).
8 Page references are to the 1980 Harvard University Press hard
bound edition.
9 Citations are hereinafter abbreviated as Supreme Court and Pro
gress. Page references refer to the 1978 Yale University Press paperback
edition.
20
against the will and faith of others, not merely his own
will or deeply-felt faith, but a method of reaching
judgments that may command the allegiance, on a sec
ond thought, even of those who find a result disagree
able. The judge is thus buttressed against the world, but
what is perhaps more significant and certain, against
himself, against his own natural tendency to give way
before waves of feeling and opinion that may be as
momentary as they are momentarily overwhelming.
* * * *
The independence of the judges is an absolute
requirement if individual justice is to be done, if a
society is to ensure that individuals will be dealt
with in accordance with duly enacted policies of the
society, not by the whim of officials or of mobs, and
dealt with evenhandedly, under rules that would
apply also to others similarly situated, no matter
who they might be.
Supreme Court and Progress 82, 84.
Professor Bickel contrasted the Court with the people and
its representatives, stating, “Virtually all important decisions
of the Supreme Court are the beginnings of conversations
between the Court and the people and their representatives.”
Supreme Court and Progress 91.10
G. The “dichotomy” between Sections 2 and 5 of
the Voting Rights Act.
The petitioners argue on pages 12-13 of the Petition that
there is a dichotomy between Section 2 and Section 5 of the
Voting Rights Act because the Attorney General is barring
creation of new at-large judgeships in Louisiana based on
Section 5 objections. Of course, the Section 5 question is the
10 Supreme Court and Progress also contains much material on
reapportionment. Supreme Court and Progress 35, 158-59, 168-73. Never
in that discussion is there any intimation that reapportionment requires
judicial redistricting. Indeed, such a notion would run counter to Pro
fessor Bickel for his strong arguments for judicial independence.
21
subject of another case before this Court.11 At any rate, the
Justice Department’s position apparently is not that the addi
tion of a new judge in a judicial district was a change made
because of racial animus, but instead that the Justice Depart
ment is opposed to the at-large system of electing judges, a
system in effect in Louisiana since 1946, see LA. R.S.
13:582-585, predating by decades the Voting Rights Act of
1965. See Beer v. United States, 425 U.S. 130, 139, 96 S.Ct.
1357, 47 L.Ed.2d 629, 638 (1976).
At the hearing before the three judge court in Clark on
October 18, 1990, the Justice Department steadfastly refused
to explain why it was not preclearing the additional seats even
though the Department stated in writing that its objection was
“not to the number of judges per se”, Appendix 2, and that it
did not question the State of Louisiana’s “need for or purpose
in creating new judgeship positions.” Appendix 12. Instead,
as is clear by the September 17, 1990, letter, Appendix 11, the
Justice Department objects to Louisiana’s long-standing sys
tem of electing judges, and instead prefers other “systems”
such as limited voting.11 12
11 On December 14, 1990, these same petitioners filed a Jurisdic
tional Statement to review a three-judge court opinion in this case. Clark
v. Roemer, No. 90-952. That matter is pending.
12 Limited voting is a system under which each voter cannot vote
for every position on the ballot. For example, if there were ten positions
to be elected in an area with a 40% minority population, limited voting
would give each voter only four votes. Therefore, imposition of a limited
voting system would itself appear to violate the provisions of the Voting
Rights Act, which provides that nothing in the Act “shall be construed to
deny, impair, or otherwise adversely affect the right to vote of any person
registered to vote under the law of any State or political subdivision. 42
U.S.C. § 1973n. Further, limited voting has been uniformly rejected as a
judicial remedy in Voting Rights Act cases. In Martin v. Mabus, 700 F.
Supp. 327 (S.D. Miss. 1988), a Voting Rights Act case involving the
judiciary, the district court called it “experimental,’' “contrary to most
election laws of Mississippi and the policy contained therein, and
(Continued on following page)
22
While the Justice Department cannot “unpreclear” the seats it
has previously approved, a total of 222 judgeships out of a
judiciary consisting of 240 judges, and while its current objections
affect only 18 seats in 11 judicial districts, the Justice Department
candidly concedes that it seeks to uproot and destroy the entire
Louisiana judicial election system.13 By ignoring the decision in
this case that the Louisiana “system” of electing judges cannot
violate Section 2 of the Voting Rights Act, by ignoring the precepts
in Thornburg v. Gingles, 478 U.S. 30, 56, 106 S.Ct. 2752, 92 L.Ed.
25, 50 (1986), which holds that any remedy under Section 2 must
be district-specific and not systemic, and by ignoring the LULAC
decision, the Justice Department’s position flies in the face of
judicial authority and violates its own internal rule requiring that
preclearance detemiinations be guided by relevant federal judicial
decisions. See 28 C.F.R. Ch. 1 (7-1-89 Edition) § 5.56.
If there is a “dichotomy” between Sections 2 and 5,14 it is
caused not by the eminently correct decision in this case and
LULAC, but rather by the attempt of the Justice Department to
rewrite Section 5 while depriving Louisiana of desperately
needed judges in areas of the State concerning which the
lower court held there is no Section 2 violation, and through
(Continued from previous page)
“contrary to most general concepts of a democratic two-party system.” Id.
at 337. Limited voting for judges was held violative of the Pennsylvania
Constitution in Mezvinsky v. Davis, 459 A.2d 307 (Pa. 1983). Uncontested
evidence during the remedy phase of this case showed that limited voting
has been adopted as a “system” in only approximately 200 of the more
than 86,000 local governmental units in this country. Cumulative voting
means one can cast votes numerically dependent upon the total number of
elective positions. For instance, if a Parish has 14 district judges then a
voter can cast all 14 votes for one of these district judges.
13 See Appendix 4-16.
14 That there are differences between Sections 2 and 5 of the Voting
Rights Act is no surprise. For example, a Section 2 violation can exist
even when the affected jurisdiction has received Section 5 preclearance,
and the “results test” was added in 1982 to Section 2, although that same
change was not made in Section 5.
an election process which LULAC holds cannot violate Sec
tion 2.15
It is not Louisiana’s position that Section 5 is completely
inapplicable to the judiciary any more than it is Louisiana’s
position that Section 2 is completely inapplicable to the
judiciary. If a state passed a statute imposing a poll tax for
judicial elections, or allowing only voters of one race to vote
for judicial officials, such laws would violate both Section 2
and Section 5, as well as the Fourteenth and Fifteenth Amend
ments. No such intentional discrimination is claimed in this
case by the Justice Department. When, as here, however, a
law simply adds a much-needed judicial seat to a multi-
member district, in the absence of discriminatory intent such
a statute is not covered by either Section 2 (because the
“results test” is inapplicable to the judiciary) or by Section 5
(because Section 5 cannot be used as a guise to preclude a
state from adding a judicial seat when such a seat cannot be
enjoined under Section 2).
II. IF THE ONE-MAN, ONE-VOTE REQUIREMENT
DOES NOT APPLY TO THE JUDICIARY, THE
CONCEPT OF MINORITY VOTE DILUTION SET
FORTH IN § 2(B) DOES NOT APPLY TO THE
JUDICIARY.
This Court has held that the one-man, one-vote require
ment does not apply to the judiciary. Wells v. Edwards, 409
U.S. 1095, 93 S.Ct. 904, 34 L.E.2d 679 (1973). If this require
ment is inapplicable, the concept of minority vote dilution in
at-large districts is similarly inapplicable to the judiciary. As
the Fifth Circuit held in LULAC:
23
15 Indeed, if there is a “dichotomy” in the applicability of the Voting
Rights Act to Louisiana’s judiciary, it is in the Justice Department’s
inconsistent treatment of additional judgeships. In two letters dated
September 17, 1990, the Justice Department stated that portions of Act 8
of 1990 adding judgeships would not be precleared, but other portions of
the same statute adding judgeships were precleared. Compare Appendix
4, 12 and 16 with Appendix 19.
24
Absent the one-person, one-vote rule - that the vote
of each individual voter must be roughly equal in
weight to the vote of every other individual voter,
regardless of race, religion, age, sex, or even the
truly subjective and uniquely individual choice of
where to reside - there is no requirement that any
individual’s vote weigh equally with that of anyone
else. This being so, and no such right existing, we
can fashion no remedy to redress the non-existent
wrong complained of here.
The notion of individual vote dilution, first
developed by the Supreme Court in Reynolds v.
Sims, 377 U.S. 533, 84 S.Ct. 1362, 12 L.Ed.2d 506
(1964), was the foundation for the concept of
minority vote dilution to be later elaborated in
Whitcomb v. Chavis, 403 U.S. 124, 91 S.Ct. 1858,
29 L.Ed.2d 363 (1971), White v. Regester, [412
U.S. 755, 93 S.Ct. 2332, 37 L.Ed.2d 314 (1973)],
and Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir.
1973). Individual vote dilution was remedied by the
Court through the concept of one-person, one-vote
- the guarantee of substantial equality among indi
vidual voters. With that guarantee in mind, remedial
schemes to combat minority vote dilution were
devised on a case by case basis.
914 F.2d at 627 (emphasis in original). The Senate Report
concerning the 1982 amendment to the Voting Rights Act
states “[t]he principle that the right to vote is denied or
abridged by dilution of voting strength derives from the one-
person, one-vote reapportionment case of Reynolds v. Sims.”
S.Rep.No. 417, 97th Cong. 2d Sess., reprinted in 1982 U.S.
Code Cong. & Admin. News at 177, 196.
The key issue, therefore, is whether Section 2(b) of the
Voting Rights Act enshrines the “one-man, one-vote” princi
ple as the touchstone test. If it does, then it cannot be used to
analyze judicial elections, because the “one-man, one-vote”
test was expressly rejected as applying to the judiciary in
Wells v. Edwards, 347 F.Supp. 453 (M.D. La. 1972), affirmed
409 U.S. 1095, 93 S.Ct. 904, 34 L.Ed,2d 679 (1973).
The express language of the plurality opinion in Gingles,
bolstered by the language of the concurring opinions, shows
25
that Section 2(b) is solely a “one-man, one-vote” litmus test.
Justice Brennan, in speaking for the plurality, began by noting
that when Section 2 of the Voting Rights Act was amended in
1982 to add Section 2(b), the Congressional revision was a
response to the plurality opinion in Mobile v. Bolden, 478
U.S. at 35, 106 S.Ct. at 2759, 92 L.Ed.2d at 37. The plurality
in Gingles, in interpreting what evidence it takes under Sec
tion 2(b) to prove a Section 2(a) violation, established a
three-fold test:
First, the minority group must be able to demonstrate
that it is sufficiently large and geographically compact
to constitute a majority in a single-member dis
trict. * * * Second, the minority group must be able to
s how t h a t i t is p o l i t i c a l l y c o h e s i v e .
* * * Third, the minority must be able to demonstrate
that the white majority votes sufficiently as a bloc to
enable it, - in the absence of special circumstances, such
as a minority candidate running unopposed * * * usually
to defeat the minority’s preferred candidate * * * * In
establishing this last circumstance, the minority group
demonstrates that the submergence in a white multi
member district impedes its ability to elect its chosen
representatives.
478 U.S. at 50-51, 106 S.Ct. at 2766-67, 92 L.Ed.2d 46-47.
As Justices O’Connor, Powell, Rehnquist, and Chief Jus
tice Burger recognized in their concurring opinion in Gingles,
this three-fold test equates to a requirement of proportional
representation; i.e., one-man, one-vote. Justice O’Connor,
speaking for these Justices, stated:
Third, although the Court does not acknowledge it
expressly, the combination of the Court’s definition of
minority voting strength and its test for vote dilution
results in the creation of a right to a form of propor
tional representation in favor of all geographically and
politically cohesive minority groups that are large
enough to constitute majorities if concentrated within
one or more single-member districts.
478 U.S. at 85, 106 S.Ct. at 2784-2785, 92 L.Ed.2d at 69.
In my view, the Court’s test for measuring minority
voting strength and its test for vote dilution, operating in
2 6
tandem, come closer to an absolute requirement of
proportional representation than Congress intended
when it codified the results test in § 2.
478 U.S. at 94, 106 S.Ct. at 2789, 92 L.Ed.2d at 74.
The Court’s standard for vote dilution, when combined
with its test for undiluted minority voting strength,
makes actionable every deviation from usual, rough,
proportionality in representation for any cohesive minor
ity group as to which this degree of proportionality is
feasible within the framework of single-member dis
tricts. Requiring that every minority group that could
possibly constitute a majority in a single-member dis
trict be assigned to such a district would approach a
requirement of proportional representation as nearly as
is possible within the framework of the single-member
districts. Since the Court’s analysis entitles every such
minority group usually to elect as many representatives
under a multi-member district school, it follows that the
Court is requiring a form of proportional representation.
478 U.S. at 97, 106 S.Ct. at 279, 92 L.Ed.2d at 76-77
(emphasis supplied).
Justice O’Connor, and the other Justices who joined in
her concurring opinion, recognized that proportional repre
sentation (one-man, one-vote) is the result of the plurality’s
opinion. It was exactly this type of proportional representa
tion that the plurality in Mobile v. Bolden had rejected in its
analysis of both Section 2 (pre-1982 amendments) and the
Fourteenth and Fifteenth Amendments:
The theory of [Justice Marshall’s] dissenting opin
ion - a theory much more extreme than that
espoused by the District Court or the Court of
Appeals - appears to be that every “political
group,” or at least every such group that is a minor
ity, has a federal constitutional right to elect candi
dates in proportion to its numbers. * * *
Whatever appeal the dissenting opinion’s view may
have as a matter of political theory, it is not the law.
446 U.S. at 75, 100 S.Ct. at 1504, 64 L.Ed.2d at 63-64.
27
The plurality in Mobile recognized that what is now
Section 2(a) does not require a “proportionality” test. Section
2(a) was not substantially changed in the 1982 amendments.
Thus, if Section 2(b) establishes a “one-man, one-vote” test,
then under Wells it cannot be used against the judiciary.
The petitioners may take the position that there is a
distinction between a “proportionality” test and a “one-man,
one-vote” test. Such an argument would be unavailing, as the
plurality opinion in Mobile v. Bolden expressly recognized.
After discussing (and rejecting) the dissent’s argument
concerning proportionality, the plurality in Mobile went fur
ther and determined that the “proportionality” argument equa
ted to a “one-man, one-vote” test.
The dissenting opinion erroneously discovers the
asserted entitlement to group representation within
the “one person, one vote” principle of Reynolds v.
Sims, supra, [377 U.S. 533, 84 S.Ct. 1362, 12
L.Ed.2d 506 (1964)] and its progeny.
446 U.S. at 77, 100 S.Ct. at 1505, 64 L.Ed.2d at 65. As
Mobile v. Bolden recognized, the term “vote dilution” is
equivalent to holding that there is a “one-man, one-vote” test.
446 U.S. at 78, 100 S.Ct. at 1505, 64 L.Ed.2d at 65-66. As the
plurality in Mobile v. Bolden stated:
There can be, of course, no claim that the “one-
person, one-vote” principle has been violated in this
case * * * it is therefore obvious that nobody’s vote
has been “diluted” in the sense in which that word
was used in the Reynolds case.
It is, of course, true that the right of a person to vote on
an equal basis with other voters draws much of a
significance from the political associations that its exer
cise reflects, but it is an altogether different matter to
conclude that political groups themselves have an inde
pendent constitutional claim to representation.
446 U.S. at 78, 100 S.Ct. 1505, 1507, 64 L.Ed.2d at 65, 66.
Because Gingles involves only the interpretation of Sec
tion 2(b), and because Wells prohibits the use of a “one-man,
one-vote” test involving judicial elections, it is clear that the
28
Section 2(b) results test cannot be used to prove a violation of
Section 2(a) in judicial elections.
The concept of dilution of group voting strength [which
is embodied in subsection (b) of amended Section 2] rests on
two assumptions: (1) that each person’s vote should have the
same weight as another person’s vote, and (2) that a given
(protected) group should wield roughly the aggregate voting
strength of its members. See Zimmer v. McKeithen, 485 F.2d
1297, 1303 (5th Cir. 1973). If the first assumption is not true,
the second cannot be made. For without the assumption of
substantial equality among voting shares made possible by the
one-man, one-vote principle, no aggregate measure of minor
ity voting strength - and therefore no measure of dilution of
that strength - is conceivable. Because the one-man, one-vote
rule does not apply to the judiciary, the conceptually depen
dent notion of minority group vote dilution, embodied in
subsection (b), has no field of operation in judicial elections.
This argument has nothing to do with statutory inter
pretation, does not depend on a particular construction of the
word “representative” as used in subsection (b), and is not
based on whether Congress intended that amended Section 2
have some field of operation with respect to judicial elec
tions. It is, instead, based on an explanation of why, regard
less of what breadth Congress intended for amended Section
2, minority group vote dilution - as that concept has devel
oped in the voting rights jurisprudence - simply cannot exist
unless the one-man, one-vote rule applies.
Thornburg v. Gingles, the Court’s definitive exegesis of
Section 2 vote dilution, sharpens this point. In her concurring
opinion, Justice O’Connor, joined by Powell, Rehnquist, and
Chief Justice Burger, notes that “[i]n order to evaluate a claim
that a particular multimember district or single-member dis
trict has diluted the minority group’s voting strength to a
degree that violates § 2 . . . it is . . . necessary to construct a
measure of ‘undiluted’ minority voting strength.” Gingles,
478 U.S. at 88, 106 S.Ct. 2786, 92 L.Ed.2d at 71. There is no
doubt that the yardstick adopted by the Gingles Court - a
calculation of the minority’s potential voting strength in a
single-member district system - rests on the assumption that
29
the one-man, one-vote rule applies and that each district has
roughly the same population. See 478 U.S. at 50-51 n. 17,
89-90, 106 S.Ct. 2766-67 n. 17, 2787, 92 L.Ed.2d at 46-47
n.17, 72. Otherwise, to paraphrase Justice Harlan, the Court
would be unable even to measure what it purports to equalize.
Whitcomb v. Chavis, 403 U.S. at 169, 91 S.Ct. 1883, 29
L.Ed.2d at 391 (Harlan J., separate opinion).
Without the measure of individual voting strength provided in
legislative cases by the one-man, one-vote rule, Gingles’ first
prong is meaningless in the judicial context. It is always possible to
construct a geographically compact black voting majority district
by continuing to reduce the total population in that district down to,
if necessary, a minimum of one. There are no “judicially discem-
able and manageable standards” by which a court could find that a
given judicial election system does not dilute minority voting
strength if the population size of the hypothetical single-member
subdistrict can be contracted or expanded at will. See Baker v.
Carr, 369 U.S. 186, 217, 82 S.Ct. 691, 7 L.Ed.2d 663, 686 (1962).
As one lower court has held, “An effort to apply a population
standard to the judiciary would, in the end, fall of its own weight.”
Stokes v. Fortson, 234 F. Supp. 575, 577 (N.D. Ga. 1964).
CONCLUSION
This Court has always recognized the importance of an inde
pendent judiciary, holding in Chandler v. Judicial Council, 398
U.S. 74, 90 S.Ct. 1648, 26 L.Ed.2d 100 (1970): “There can, of
course, be no disagreement among us as to the imperative need for
total and absolute independence of judges in deciding cases or in
any phase of the decisional function.” 398 U.S. at 84, 90 S.Ct.
1648, 26 L.Ed.2d at 108. In a dissent in the same case, Justice
Douglas stated, “An independent judiciary is one of this Nation’s
outstanding characteristics.” 398 U.S. at 136, 90 S.Ct. 1648, 26
L.Ed.2d at 137 (Douglas, J., dissenting).
A quarter of a century ago this Court declared, “Legislators
represent people, not trees or acres.” Reynolds v. Sims, 377 U.S.
533, 562, 84 S.Ct. 1362, 12 L.Ed.2d 506, 527 (1964). Unlike
legislators, judges are not “instruments of government elected
directly by and directly representative of the people.” 377 U.S. at
30
562, 84 S.Ct. 1362, 12 L.Ed.2d at 527. Making judges representa
tives would do violence to (and perhaps destroy) the American
concept of an independent judiciary.
For the reasons set forth herein, this Court should deny the
Petition for Certiorari.
All of the above and foregoing is thus respectfully sub
mitted.
Robert G. Pugh
Counsel of Record
Robert G. Pugh, Jr.
Of the Law Firm of
Pugh, Pugh & Pugh
Commercial National Tower, Suite 2100
333 Texas Street
Shreveport, LA 71101-5302
(318) 227-2270
John N. Kennedy
Special Counsel to the Governor
Thomas A. Casey
Executive Counsel to the
Governor
Office of the Governor
Fourth Floor
State Capitol Building
Baton Rouge, Louisiana 70804
(504) 342-7015
Attorneys for and on behalf of
Charles "Buddy" Roemer
Governor of Louisiana
Michael H. Rubin
Christina B. Peck
Rubin, Curry, Colvin & Joseph
Ninth Floor
One American Place
Baton Rouge, Louisiana 70825
(504) 383-9000
Attorneys for the Louisiana
District Judges Association
Kenneth C. Dejean
First Assistant Attorney General
Louisiana Department of Justice
Office of the Attorney General
Second Floor
State Capitol
Baton Rouge, Louisiana 70804
(504) 342-7014
Attorney for and on behalf of
William J. Guste, Jr.
Attorney General of Louisiana
Cynthia Young Rougeou
Special Counsel to the
Secretary of State
State of Louisiana
Post Office Box 94125
Baton Rouge, Louisiana 70804
(504) 342-2065
Attorney for and on behalf of
Fox McKeithen Secretary of State
of Louisiana
App. 1
[SEAL]
U.S. Department of Justice
Civil Rights Division
Office of the
Assistant Attorney General Washington, D.C. 20530
OCT 9 1990
Cynthia Y. Rougeou, Esq.
Assistant Attorney General
P.O. Box 94125
Batpn Rouge, Louisiana 70804-9125
Dear Ms. Rougeou:
This refers to your request that the Attorney General
reconsider the September 23, 1988, objection under Sec
tion 5 of the Voting Rights Act of 1965, as amended, 42
U.S.C. 1973c, to the voting changes identified in Attach
ment A for the State of Louisiana. We received your
request on August 10, 1990.
Under the Procedures for the Administration of Sec
tion 5 of the Voting Rights Act of 1965, an objection shall
be w ithdrawn "if the Attorney General is satisfied that
the change does not have the purpose and will not have
the effect of discriminating on account of race, color, or
membership in a language minority group." 28 C.F.R.
§ 51.48(b). In its request for reconsideration the State of
Louisiana has offered no new information or arguments
to show that the electoral method by which its additional
judges will be elected is not racially discriminatory.
Rather, it appears that the State seeks a clarification of the
reach of the Attorney General's objection.
App. 2
In that regard, we iterate here what we sought to
make clear in our September 23, 1988, objection letter,
that our concerns under Section 5 went to the proposed
method of electing judges and not to the number of
judges per se. As we have suggested previously on a
number of occasions, adoption by the State of a racially
fair election scheme would provide an appropriate basis
for w ithdrawing the objection. Until such time as the
objection is w ithdrawn, however, the State may not law
fully implement any part of the process for electing those
judicial positions which are the subject of outstanding
Section 5 objections. See NAACP v. Hampton County Elec
tion Commission, 460 U.S. 166 (1985).
Under these circumstances, then, we see no basis for
altering our earlier conclusions in this matter. Accord
ingly, on behalf of the Attorney General, I must decline to
withdraw the September 23, 1988, objection.
Of course, in making this determination, we are cog
nizant of the recent decision of the Fifth Circuit Court of
Appeals in LULAC v. Mattox, No. 90-8014 (5th Cir. Sep
tember 28, 1990) (en banc) and we are studying the court's
decision in that case to determine how, if at all, it may
impact upon our enforcement responsibilities under the
Voting Rights Act. However, we feel a responsibility to
point out that we do not presently see that decision as
immediately affecting the previously interposed objec
tions to judicial elections in Louisiana.
Sincerely,
/ s / John R. Dunne
John R. Dunne
Assistant Attorney General
Civil Rights Division
App. 3
Judicial
District
Court
Districts
1st
4th
9th
14th
15th
18th
ATTACHMENT A
Voting Changes
Act 117 (1973), which creates an addi
tional judgeship and a special election
therefor
Act 480 (1970), which creates an addi
tional judgeship position
Act 19 (1974), which creates an additional
judgeship and a special election therefor
Act 40 (1967), which creates an additional
judgeship and a special election therefor
Act 332 (1975), which creates an addi
tional judgeship and a special election
therefor
Act 322 (1980), which creates an addi
tional judgeship
Act 360 (1970), which creates an addi
tional judgeship and a special election
therefor
Act 43 (1976), which creates an additional
judgeship
Act 322 (1980), which creates an add i
tional judgeship
Act 86 (1968), which creates an additional
judgeship and a special election therefor
App. 4
[SEAL]
U.S. Department of Justice
Civil Rights Division
Office of the
Assistant Attorney General Washington, D.C. 20530
SEP 17 1990
Cynthia Y. Rougeou, Esq.
Assistant Attorney General
State of Louisiana
P.O. Box 94125
Baton Rouge, Louisiana 70804-9125
Dear Ms. Rougeou:
This refers to your request that the Attorney General
reconsider and w ithdraw the September 23, 1988, and
May 12, 1989, objections under Section 5 of the Voting
Rights Act of 1965, as amended, 42 U.S.C. 1973c, to the
voting changes identified in Attachment A for the State of
Louisiana. We received your requests on June 19 and 26
and A ugust 10, 1990; supplem ental inform ation was
received July 12 and 17, 1990.
This also refers to the voting changes identified in
Attachment B for the State of Louisiana, submitted to the
Attorney General pursuant to Section 5. We received your
submission of Act 8 (1990) on June 19, 1990; supplemental
information concerning those changes was received June
26 and July 12 and 17, 1990. We received the information
to complete your submission of the remaining changes
identified in Attachment B on July 17, 1990.
App. 5
At the outset we begin with a recitation of some of
the events which have preceded our review of all the
voting changes which are before us today because those
events play an im portant part in our consideration of
these matters. You may recall that in 1987, we sent the
State a num ber of letters requesting information concern
ing numerous voting changes within judicial election cir
cuits and districts in Louisiana, including a request that
the State respond to allegations that the method of elect
ing trial and appellate court judges discriminated against
minority voters. The State, however, failed to respond to
our requests.
Meanwhile, in 1988, the court in Clark v. Edwards - a
suit brought in 1986 by private plaintiffs challenging the
method of electing judges in Louisiana - found that the
method of electing trial and appellate court judges pro
duced a "systemic" violation of Section 2 of the Voting
Rights Act. By the time of the court's 1988 decision, the
State still had not supplied us with the additional infor
mation we needed to analyze the voting changes in judi
cial circuits and d istric ts then pending before us.
Consequently, we used the record and findings from the
Clark lawsuit to analyze the voting changes that were
then pending before us for Section 5 review. On Septem
ber 23, 1988, an objection was interposed under Section 5
of the Voting Rights Act.
In 1989, the State again submitted voting changes to
us for Section 5 review and, there again, sought Section 5
preclearance of voting changes in judicial circuits and
districts that had been found by the court in Clark to be
racially discriminatory or had otherwise been the subject
of the Section 5 objection interposed in 1988. Thus, on
App. 6
May 12, 1989, a Section 5 objection was interposed to the
implementation of those changes.
Later that year, in the summer of 1989, the State
adopted a new election scheme, intended to remedy both
the Section 2 violations found by the Clark court and the
Section 5 objections interposed by the Attorney General
in 1988 and 1989. However, because the proposed system
created new senior judgeship positions in an apparent
effort to accommodate and protect incumbent judges who
might otherwise lose their seats if a racially fair election
scheme were put in place, it required the approval of the
voters in a state-wide referendum. As you know, that
proposed scheme was disapproved by the voters in a
November 1989 referendum.
Remedial proceedings in the Clark lawsuit were held
earlier this year and those proceedings culminated in
additional findings from the court. Clark v. Roemer, No.
86-435 (M.D. La., Orders of June 12 and July 6, 1990). On
the basis of those findings alone, the State now seeks
reconsideration of the previously interposed objections,
as well as Section 5 preclearance of other voting changes
which were either never before the court in the Clark
litigation or were otherwise not before that court in the
same circumstances as they are before us under Section 5.
These include the 10th, 24th, 26th and 40th Judicial Dis
tricts, and the 2nd and 3rd Circuit Courts of Appeal. With
regard to these judgeship positions and the proposed
method of election therefor, we find the Clark decision to
be inapposite because it pertains to factual circumstances
in a judicial district different from the judicial district
now before us for Section 5 review.
App. 7
In that regard, we note that the differing factual
circumstances are not insignificant. For example, one
aspect of the Clark litigation involved a challenge to the
method of electing judges in the 26th District. Because the
State had not obtained Section 5 preclearance of the cre
ation of a fifth judgeship in that District, the court in
Clark examined the evidence in the context of four exis
ting judgeships. Because the State has submitted to us a
proposal to add a fifth judgeship to the 26th District,
however, we are reviewing the method of electing judges
in that district as it would exist if five judges were being
elected. This distinction is critical because the Clark court
found that a sample single-member district drawn in that
District by private plaintiffs did not satisfy the require
ment under Thornburg v. Gingles, 478 U.S. 30 (1986), that
the minority group be shown to be sufficiently large and
geographically compact to constitute a majority in a sin
gle-member district. As a result, though the at-large mul
timember structure in the 26th District now has been
found by the court in Clark not to violate Section 2
because of that finding, the court properly made no
determination with regard to the method of election if
five judges were to be elected from that district.
Another example of how the facts and circumstances
before us differ from those which were before the court in
Clark is in the 2nd Circuit Court of Appeal. In the 2nd
Circuit, the claims before the Clark court involved a chal
lenge to a mixed election system for seven judges, in
which one judge was elected at large circuitwide and six
judges were elected from three double-member districts.
We, however, are reviewing the creation of additional
judgeship positions for the 2nd Circuit in the context of
App. 8
proposed changes to the electoral structure: first, to an
interim scheme of one circuitwide position, one double
member district and two triple-member districts; and,
second, to an election scheme that subsequently will be
comprised of three triple-member districts with at-large
elections by designated posts, staggered term s, and
majority vote. Similarly, as to the 3rd Circuit, the Clark
Litigation involved a challenge to a scheme of three at-
large circuitwide positions and three double-member dis
tricts, while we have been asked to assess the creation of
additional judgeship positions in the context of an elec
toral structure that provides for three at-large circuitwide
positions and three triple-member districts.
The fact, then, that the Clark court has vacated some
of its findings as to a violation under Section 2 does not
in and of itself afford a basis for withdrawing the objec
tion under Section 5 to the voting changes involved.
Indeed, during our reconsideration of the objected-to vot
ing changes and our review of the additional voting
changes that you have submitted, you have provided us
w ith ad d itio n a l inform ation concerning the voting
changes and judicial districts at issue by incorporating
information contained in certain Section 5 submissions
that you m ade in 1989 and in response to our requests
during the current review period. Much of the informa
tion does not appear to have been before the court in the
Clark case. For example, in analyzing voting patterns to
determine whether black voters are politically cohesive
and whether whites vote sufficiently as a bloc usually to
defeat the choice of black voters, the court in several
instances did not have the benefit of any data concerning
App. 9
parishwide election contests or data by parish for con
tests involving a number of parishes. We have analyzed
such data, and our analysis indicates a significant degree
of racially polarized voting in the districts at issue. Also,
we have been able to analyze information that was not
before the court concerning the racial identity of feder
ally-registered voters, as well as demographic and voting
information concerning modifications to alternative elec
tion schemes that demonstrate the geographical concen
tration of black persons in certain judicial districts.
Nor can we overlook the fact that in the face of
findings of a systemic Section 2 violation by the Clark
court in 1988, and notwithstanding the interposition of
far-reaching Section 5 objections in 1988 and 1989, the
State has failed to adopt a racially fair election system for
its trial and appellate court judges even though the Clark
court has given the State ample opportunity to do so.
While, as noted above, the State did propose a new
election scheme in 1989, it did so in a way which was
intended also to protect incumbent judges. It is also par
ticularly telling that there is nothing in Louisiana law we
are aware of which would prevent the State from simply
adopting a racially fair election scheme without incor
porating referendum requiring provisions such as that
connected with the earlier proposal aimed at current
officeholders. Thus, the State's failure and refusal to
adopt any remedial measures without also seeking to
protect incumbents, the vast majority of whom are white,
would appear to be elevating the State's concern for
protecting w hite incum bents over the vindication of
minority voting rights.
App. 10
It is also significant that in several judicial districts,
the State has available to it any number of alternative
election schemes in which black voters clearly would
have the opportunity to elect candidates of their choice.
Yet, the State has not adopted any of these alternatives.
For example, with regard to the proposed redistricting of
the 10th District, we note that the State proposes to carve
out one parish in order to create a new single-member
judicial district, the 39th District, which has a 36.4 percent
black population. The State thus chose to divide the 10th
District in a manner that created one majority-white,
single-member district, even though a single-member
judicial district could be created which would have a
substantial black-majority population. While we are cog
nizant that the proposed boundary lines apparently are
based on parishes as the basic building blocks, these lines
are not jurisdictional in nature but serve merely to outline
the boundaries of the districts for election purposes.
Accordingly, strict adherence to this criterion results in
the dilution of a cohesive black population within the
proposed new districts. Moreover, the State has deviated
from this criterion in devising the districts of the 5th
Circuit Court of Appeal which, inexplicably, the state has
chosen not to do with regard to the proposed 10th and
39th Districts.
Similarly, with regard to the 2nd Circuit Court of
Appeal, which has a 34.2 percent black population, there
are alternatives for electing the proposed nine judges in
which black voters would have a realistic opportunity to
elect candidates of their choice. Also, with regard to the
3rd Circuit Court of Appeal, which has a 23.7 percent
black population, available alternatives for the proposed
App. 11
twelve judges would afford black voters the opportunity
to elect candidates of their choice. As noted in our 1988
objection letter, such remedial alternatives would not nec
essarily require the State to draw single-member districts
in every instance since, in a number of areas, the State
could retain the multimember system utilizing limited or
cumulative voting and abandoning the use of the racially
discrim inatory features such as numbered posts and
majority vote which enhance dilution is those circuits.
In 1988, the Clark court admonished the State to
"revise the [judicial election] system - to cast about for
alternative procedures under which black voters would
have a better chance to elect judicial candidates of their
choice." Clark v. Edwards, 725 F. Supp. 285 (M.D. La.
1988). So too, in 1988, we informed the State that it had a
responsibility to consider appropriate remedial adjust
ments to afford black voters an opportunity to participate
on an equal basis with white voters and to elect candi
dates of their choice. Notwithstanding these suggestions,
the State has steadfastly adhered to the racially discrimi
natory multimember scheme and has resisted efforts in
the Clark case to create single-member districts. Yet, as
noted earlier, single-member districts are not the only
available remedy. Indeed, our September 23, 1988 letter
expressly observed that other corrective measure [sic]
were available to the State, such "as the use of limited or
cumulative voting schemes and the elimination of restric
tive election features, such as anti-single shot voting
devices and the majority vote requirement, that impede
minority participation." The State has chosen not to avail
itself of such remedial options.
App. 12
Under Section 5 of the Voting Rights Act, the submit
ting au th o rity has the b u rd en of show ing th a t a
subm itted change has no discrim inatory purpose or
effect. See Georgia v. United States, 411 U.S. 526 (1973); see
also 28 C.F.R. 51.52. In satisfying its burden, the subm it
ting authority must dem onstrate that the choices underly
ing the proposed change are not tainted, even in part, by
an invidious racial purpose; it is insufficient simply to
establish that there are some legitimate, nondiscrimina-
tory reasons for the voting change. See Village of Arlington
Heights v. Metropolitan Housing Development Corp., 429
U.S. 252, 265-66 (1977); City of Rome, supra, at 172; Busbee
v. Smith, 549 F. Supp. 494, 516-17 (D.D.C. 1982); aff'd, 459
U.S. 1166 (1983). While we do not in any way question the
State's need for or purpose in creating new judgeship
positions, we do find ourselves unable to conclude that
the State has carried its burden of showing the absence of
the proscribed purpose in its insistence on maintaining
and expanding the existing dilutive system for electing
candidates to those positions, a system that has been
found by the court, or our analysis, to be violative of
Section 2 of the Voting Rights Act. See, e.g., 28 C.F.R.
51.55(b). Therefore, on behalf of the Attorney General, I
must continue the objection to the implementation of the
changes enumerated in Attachment A and object to the
changes enumerated in Attachment B.
Of course, as provided by Section 5 of the Voting
Rights Act, you have the right to seek a declaratory
judgment from the United States District Court for the
District of Columbia that the changes do not have the
purpose and will not have the effect or result of denying
or abridging the right to vote on account of race or color.
App. 13
In addition, Section 51.45 of the guidelines permits you to
request that the Attorney General reconsider the objec
tions. However, until the objections are withdrawn or a
ju dgm en t f rom the D istric t of C olum bia C ourt is
obtained, the effect of the objections by the Attorney
General is to continue the legal unenforceability of the
changes identified in Attachments A and B. See also 28
C.F.R. 51.10.
Because this m atter remains pending before the court
in Clark, we are sending a copy of this letter to the court
and counsel of record in that case.
Sincerely,
/ s / John R. Dunne
John R. Dunne
Assistant Attorney General
Civil Rights Division
cc: Honorable John V. Parker
Chief Judge, United States District Court
Michael M. Rubin, Esq.
Fred J. Cassibry, Esq.
Robert G. Pugh, Esq.
Kenneth C. Dejean, Esq.
John N. Kennedy, Esq.
Jack C. Benjamin, Esq.
George A. Blair, III, Esq.
Anthony Skidmore, Esq.
Robert P. McLeod, Esq.
Harry Rosenberg, Esq.
Earnest L. Johnson, Esq.
Robert B. McDuff, Esq.
Ulysses Gene Thibodeaux, Esq.
App. 14
ATTACHMENT A
Judicial District
Court Districts Objected-to Voting Changes
6th Act 515 (1974), which creates an addi
tional judgeship and a special election
therefor
10th Act 635 (1979), which redistricts the
boundaries of the district
16th Act 104 (1968), which creates an addi
tional judgeship and a special election
therefor
Act 56 (1984), which creates an addi
tional judgeship (Division G)
20th Act 34 (1981), which creates an addi
tional judgeship
21st Act 9 (1974), which creates an addi
tional judgeship and a special election
therefor
Act 56 (1984), which creates an addi
tional judgeship (Division F)
23rd Act 464 (1968), which creates an addi
tional judgeship and a special election
therefor
24th Act 78 (1968), which creates an addi
tional judgeship and a special election
therefor
Act 674 (1968), which creates an addi
tional judgeship
Act 503 (1974), which creates two addi
tional judgeships and the special elec
tions therefor
App. 15
27th
29th
Circuit Courts
of Appeal
First Circuit,
Districts 2
and 3
Section Circuit
Third Circuit
Third Circuit,
Districts 1, 2,
and 3
Act 158 (1971), which creates an addi
tional judgeship and a special election
therefor
Act 94 (1970), which creates an addi
tional judgeship
Act 56 (1984), w hich recodifies the
ad d itio n a l judgesh ip under Act 94
(1970)
Objected-to Voting Changes
Act 114 (1975), which creates an addi
tional judgeship in each district and
special election therefor and provides
an implementation schedule
Act 114 (1975), which creates an addi
tional circuitwide judgeship
Act 801 (1987), which creates an addi
tional circuitwide judgeship and spe
cial election therefor
Act 114 (1975), which creates an addi
tional circuitwide judgeship
Act 801 (1987), which creates an addi
tional judgeship in each district and
special elections therefor
Act 200 (1987), which changes the spe
cial election dates under act 801 (1987)
App. 16
ATTACHMENT B
Judicial Districts Voting Changes
24th Act 8 (1990), which creates an addi-
26th
tional (sixteenth) judgeship
Act 174 (1989), which creates an addi
tional judgeship
40th Sections 3(A) and 3(B) of Act 611 (1989)
and Act 608 (1989), which create an
additional judgeship position (Division
C)
2nd Circuit,
Court of
Appeal
Act 8 (1990), which creates a ninth
judgeship position to be elected by des
ignated Division C in 2nd Circuit Dis
trict 3; provides for a change in method
of election for 2nd Circuit judges from
two elected at-large circuitwide and
two elected from each district by desig
nated divisions to three elected from
each district by designated divisions,
except as specified for the incumbent in
the at-large position to be converted to
the Division C position of Second Cir
cuit District 2; provides that the judge-
ship position created by Act 801 (1987)
will be elected as the designated Divi
sion C position from 2nd Circuit Dis
trict 1; and provides an implementation
schedule therefor
App. 17
[SEAL]
U.S. Department of Justice
Civil Rights Division
Assistant Attorney General Washington, D.C. 20530
SEP 17 1990
Cynthia Y. Rougeou, Esq.
Assistant Attorney General
P.O. Box 94125
Baton Rouge, Louisiana 70804-9125
Dear Ms. Rougeou:
This refers to your request that the Attorney General
reconsider and w ithdraw the September 23, 1988, and
May 12, 1989, objections under Section 5 of the Voting
Rights Act of 1965, as amended, 42 U.S.C. 1973c, to the
following voting changes for the State of Louisiana:
Orleans Parish Criminal District Court: Act 236
(1972), which creates an additional judgeship
and a magistrate, and act 143 (1975), which cre
ates five additional judges and decreases terms
from twelve years to six years;
Orleans Parish Civil District Court: Act 235
(1970), which creates an additional judgeship
position (Division J), and Act 129 (1975), which
creates five additional judgeships and decreases
terms from twelve years to six years.
We received your requests on June 19 and 26 and August
3, 1990; supplem ental information was received July 12
and 17, 1990.
This also refers to Act No. 8, S.B. No. 345 (1990), to
the extent that it creates the thirteenth and fourteenth at-
large judgeships (Divisions M and N) for the Orleans
App. 18
Parish Civil District Court; and provides an implementa
tion schedule therefor for the State of Louisiana, submit
ted to the Attorney General pursuant to Section 5. We
receive your submission on June 19, 1990; supplemental
information was received July 13 and 17, 1990.
At the outset, we note that when the state originally
submitted Acts 129 and 143 (1975), the submissions char
acterized the voting changes as an increase from five to
ten judgeship positions for both the civil and criminal
district courts in Orleans Parish. Although we asked for
clarification of the voting changes effected by these stat
utes, we have not received your response. Our further
analysis, however, indicates the following:
(1) Act 129 recodifies ten judgeship positions, eight
of which antedate the state's coverage under Section 5
and one of which received the requisite Section 5 pre
clearance in 1986. Accordingly, the effect of the Septem
ber 23, 1988, objection applied only to the tenth judgeship
position (Division J) for the Orleans Parish Criminal Dis
trict Court, a position that was initially created under Act
235 (1970) and recodified by Act 129 (1975).
(2) Act 143 (1975) recodifies ten judgeship positions,
seven of which antedate the state's coverage under Sec
tion 5. Accordingly, the effect of the September 23, 1988,
objection to Act 143 (1975) applied only to three judge-
ship positions for the Orleans Parish Criminal District
Court.
We have carefully reviewed the information you have
provided, as well as comments and information from
other sources and interested parties. Our analysis indi
cates that the changes do not have the purpose and will
App. 19
not have the effect of discriminating on the basis of race
or color and that implementation of the changes will not
lead to a clear violation of Section 2 of the Voting Rights
Act, 42 U.S.C. 1973. Accordingly, the objections inter
posed September 23, 1988, and May 12, 1989, to the
specified changes for the Orleans Parish Civil and Crimi
nal District Courts are hereby withdrawn. See the Pro
cedures for the Administration of Section 5 (28 C.F.R.
51.48 and 51.55).
With regard to the changes under act 8 (1990) for the
Orleans Parish Civil District Court, the Attorney General
does not interpose any objections to the changes in ques
tion. However, we feel a responsibility to point out that
Section 5 of the Voting Rights Act expressly provides that
the failure of the Attorney General to object does not bar
any subsequent judicial action to enjoin the enforcement
of such changes. See 28 C.RR. 51.41.
Sincerely,
/ s / John R. Dunne
John R. Dunne
Assistant Attorney General
Civil Rights Division