Salone v USA Petition for Writ of Centiorari
Public Court Documents
July 1, 1981
89 pages
Cite this item
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Brief Collection, LDF Court Filings. Salone v USA Petition for Writ of Centiorari, 1981. 430a7e92-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/189a97a0-140b-4fa9-bd77-16edce9b5faa/salone-v-usa-petition-for-writ-of-centiorari. Accessed November 07, 2025.
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No. 81-
I n THE
(Emtrt nf % Inttai States
October T eem , 1981
A nthony M. S alone, J e.,
v.
Petitioner,
U nited S tates op A merica, et al.
PETITION FOR A W RIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
J ack Greenberg
J ames M. N abrit, III
Charles S tephen R alston*
Suite 2030
10 Columbus Circle
New York, New York 10019
Claude Y. S umner
7546 S.E. 15th Street
Midwest City, Oklahoma
73110
Attorneys for Petitioner
* Counsel of Record
July, 1981
Questions Presented
1 . Did the courts below apply the
proper standard of proof in deciding
the relief to which a federal government
employee was entitled following a deter
mination that he had been discriminated
against in violation of Title VII of the
Civil Rights Act of 1964?
2. Did the court below correctly
apply the clearly erroneous standard
of Rule 52(a), F.R. Civ. Proc. , when the
findings of fact in question were contrary
to the evidence in the record?
Parties
Anthony M. Salone, Jr., Petitioner.
United States of America,
United States Civil Service Commission,
Secretary of the Air Force,
Calvin Rees, Arva Jean Massie,
William Tomlinson, Marion H. Bledsoe,
Respondents
l
Questions Presented ................ i
Jurisdiction .................... 2
Statutory Provisions Involved ...... 2
Statement of the Case .............. 6
Statement of the Facts ............. 12
Reasons for Granting the Writ ....... 22
I. The Question of the Standard
For Determining The Scope of
Relief After A Finding of Dis
crimination Is One of Recur
ring Importance That Should
Be Resolved by this Court .... 22
II. The Decision of The Court
Below Conflicts with Decisions
of This Court And Other
Circuit Courts ......... 28
III. This Case Presents An Impor
tant Issue Concerning The
Proper Interpretation of The
Clearly Erroneous Rule ...... 35
Conclusion .................... 39
Appendix ......... la
INDEX
Page
i i
Cases
Albemarle Paper Co. v. Moody, 422 U.S.405 (1975) ................. 22,23,34
Baxter v. Savannah Sugar Refining Co.,
495 F.2d 437 (5th Cir.1974) ................ ...... 26,27,32
Board of Trustees of Keene State
College v. Sweeney, 439 U.S. 24
(1978) 25
Chandler v. Roudebush, 425 U.S. 840
(1976) ........................ 8
Day v. Mathews, 530 F.2d 1083 (D.C.
Cir. 1976)........ 26,27,30,31
Foster v. Simon, 467 F. Supp. 533
(W.D.N.C. 1979) ............... 26
Franks v. Bowman Transportation Co.,
424 U.S. 747 (1976)............ 24,31
Furnco Construction Co. v. Waters,
438 U.S. 567 (1978) ........... 25
Guilday v. Dept, of Justice, 485F. Supp. 324 (D. Del. 1980) --- 26
Hernandez v. Powell, 424 F. Supp.
479 (N.D. Tex. 1977) ..... 26
- iii -
Page
Page
Johnson v. Goodyear Tire & Rubber Co.,
491 F.2d 1364 (5th Cir. 1974) .. 32
McDonnell Douglas v. Green, 411 U.S.
792 (1973) ......... 25
Marotta v. Usery, 629 F.2d 615 (9th
Cir. 1980) 26,27
Nitterright v. Claytor, 454 F.
Supp. 130 (D.D.C. 1978) ....... 26
Richerson v. Jones, 551 F.2d 918
(3rd Cir. 1977) ............... 26
Texas Dept, of Community Affairs v.
Burdine, U.S. 67 L.Ed.2d
" 207 (1981) ............... 25,35,36
United States v. U.S. Gypsum Co., 333
U.S. 365 (1948) ............... 37
Rules and Regulations
Federal Personnel Letter No. 713-44 . 28
43 F.R. 52694 (Nov. 14, 1978) ....... 28
43 F.R. 60900 (Dec. 29, 1978) ....... 28
Rule 52(a), Fed. R. Civ. Proc. .. 5,12,35
29 C.F.R. § 1613.221 ........ 15
29 C.F.R. § 1613.271 ............ 28
IV
No. 81-
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1981
ANTHONY M. SALONE, JR.,
Petitioner,
v.
UNITED STATES OF AMERICA,
et al.
Petition for a Writ of Certiorari to
The United States Court of Appeals
For The Tenth Circuit
The petitioner, Anthony M. Salons,
Jr., respectfully prays that a writ of
certiorari issue to review the judgment and
opinion of the United States Court of
Appeals for the Tenth Circuit entered on
April 10, 1981. The opinion of the Court
of Appeals is reported at 645 F.2d 875,
2
and is set out in the Appendix hereto at
pages 1a-23a. The opinion of the District
Court of April 25, 1 979, and the judgment
thereon entered May 31, 1979, are un
reported and are set out in the Appendix
hereto at pages 24a-40a. The order of the
District Court denying petitioner's motion
to alter or amend the judgment is set out
in the Appendix hereto at pp. 41a-43a.
Jurisdiction
The judgment of the Court of Appeals
was entered on April 10, 1981. Jurisdic
tion of this Court is invoked under 28
U.S.C. § 1254(1).
Statutory Provisions Involved
Section 717(b),(c), and (d) of the
Equal Employment Opportunity Act of 1972,
amending Title VII of the 1964 Civil Rights
Act, 42 U.S.C. § 2000e-16(b), (c), and (d),
provide, in pertinent part:
3
(b) Except as otherwise provided
in this subsection, the Civil Service
Commission* shall have authority to
enforce the provisions of subsection
(a) of this section through appro
priate remedies, including reinstate
ment or hiring of employees with
or without back pay, as will effec
tuate the policies of this section,
and shall issue such rules, regula
tions, orders and instructions as it
deems necessary and appropriate to
carry out its responsibilities under
this section.
( c )receipt
taken by
referred
section
Commission
decision or
Within thirty days of
of notice of final action
a department, agency, or unit
to in subsection (a) of this
or by the Civil Service
upon an appeal from a
order of such department,
agency, or unit on a complaint of
discrimination based on race, color,
religion, sex, or national origin,
brought pursuant to subsection (a) of
this section, Executive Order 11478 or
any succeeding Executive orders, or
after one hundred and eighty days from
the filing of the initial charge
_V Under the President's Reorganization
Plan No. 1 of 1978, the functions of the
Civil Service Commission under § 717 were
transferred to the Equal Employment Oppor
tunity Commission as of January 1 , 1979.
4
with the department, agency, or unit or
with the Civil Service Commission on
appeal from a decision or order of
such department, agency, or unit until
such time as final action may be taken
by a department, agency, or unit, an
employee or applicant for employment,
if aggrieved by the final disposition
of his complaint, or by the failure to
take final action on his complaint,
may file a civil action as provided in
section 2000e-5 of this title, in
which civil action the head of the
department, agency, or unit, as
appropriate, shall be the defendant.
(d) the provisions of section
2000e-5(f) through (k) of this title,
as applicable, shall govern civil
actions brought hereunder.
Section 707 (g) of Title VII of the
1964 Civil Rights Act, 42 U.S.C. § 2000e-
5(g) , provides:
(g) If the court finds that the
respondent has intentionally engaged
in or is intentionally engaging
in an unlawful employment practice
charged in the complaint, the court
may enjoin the respondent from engag
ing in such unlawful employment
practice, and order such affirmative
action as may be appropriate, which
may include, but is not limited to, reinstatement or hiring of employees,
5
with or without back pay (payable by
the employer, employment agency, or
labor organization, as the case may
be, responsible for the unlawful
employment practice), or any other
equitable relief as the court deems
appropriate....
The case also involves Rule 52(a), Fed.
Rules of Civ. Proc.:
Rule 52. Findings by the Court
(a ) Effect. In all actions tried upon the facts without a jury or
with an advisory jury, the court shall
find the facts specially and state
separately its conclusions of law
thereon, and judgment shall be entered
pursuant to Rule 58; and in granting
or refusing interlocutory injunctions
the court shall similarly set forth
the findings of fact and conclusions
of law which constitute the grounds of
its action. Requests for findings are
not necessary for purposes of review.
Findings of fact shall not be set
aside unless clearly erroneous, and
due regard shall be given to the
opportunity of the trial court to
judge of the credibility of the
witnesses. ... If an opinion or
memorandum of decision is filed, it
will be sufficient if the findings of
fact and conclusions of law appear
therein. Findings of fact and con
clusions of law are unnecessary on
6
decisions of motions under Rule 12 or
56 or any other motion except as provided in Rule 41(b).
Statement of The Case
This is the second appearance in this
Court of this action brought under Title
VII of the Civil Rights Act of 1964,
as amended by the Equal Employment Oppor
tunity Act of 1972, 42 U.S.C. § 2000e-16.
Petitioner Anthony M. Salone, Jr., the
plaintiff below, is a Black civilian
employee of the United States Air Force at
Tinker Air Force Base in Oklahoma City,
Oklahoma. This action was commenced in
1973 after a final decision of the Civil
Service Commission affirming the decision
of the Department of Air Force denying his
claim that he had been discriminated
against on the basis of race with regard to
certain employment opportunities, and
7
that he had suffered reprisal because he
had filed an earlier complaint of discrimi
nation. During the first administrative
processing of the complaint a Civil Service
Commission Complaints Examiner, following a
hearing, had recommended that the Depart
ment of the Air Force find that plaintiff
had been discriminated against and had
suffered reprisal. (Defendants' Exhibit 1,
p. 27). Despite this recommendation, the
Air Force found to the contrary, requiring
the filing of the present action.
The United States filed a motion for
summary judgment based solely on the
administrative record and decision of the
agency. The District Court granted the
motion, holding that the plaintiff was not
entitled to a trial de; novo of his claims
of discrimination and reprisal. That
decision was affirmed by the Tenth Circuit
(511 F. 2d 902 ( 1 975)) and a petition for
8
writ of certiorari was filed in this
Court. The decision of the court of
appeals was vacated and the case remanded
for reconsideration in light of the Court's
decision in Chandler v. Roudebush, 425 U.S.
840 (1976), holding that federal employees
are entitled to a trial de novo of their
claims of discrimination in actions brought
under Title VII. 426 U.S 917 (1976).
On remand to the District Court the
case was first returned to the United
States Civil Service Commission for further
consideration (Order of Remand, March 28,
1977; Rec. on appeal, p. 55). The Civil
Service Commission in turn sent the case
back to the agency for a new decision. The
agency again rejected the complaints
examiner's holding with little elaboration.
Therefore, a second action was filed in the
District Court and the two actions were
consolidated for trial.
9
In March, 1979, a five-day trial was
held, based on live testimony and documen
tary evidence, including the full record of
the administrative processing of the
complaint. At the trial the United States
did not contest the fact that plaintiff had
been discriminated against because of his
race. Indeed, the government's Proposed
Findings of Fact specifically so acknowl
edged.—^ Thus, the primary issue was the
relief to which plaintiff was entitled.
]_/ The government's proposed findings
included the following:
4. That the plaintiff has been
labeled as a troublemaker in his work
environment because of his filing of
discrimination complaints and has been
reprimanded more than usual for his
mistakes in his job performance.
5. That there existed at Tinker
Air Force Base at the times complained
of by plaintiff racial discrimination
in the performance appraisals, promo
tions and job assignments of blacks in
civilian employment.
* * *
10
Plaintiff had consistently urged that
he should be put in a higher GS level on
the ground that in the absence of the
earlier discrimination, he would have
advanced similarly to comparable white
employees who had not been discriminated
against.
The District Court issued an opinion
holding that plaintiff had been discrimin
ated against, that he was entitled to be
retroactively promoted to grade GS-7 as of
1970 and GS-8, step 1, as of 1972, and was
also therefore entitled to back pay to make
V continued
18. That the plaintiff has been
a victim of racial discrimination in
his employment at Tinker Air Force
Base during the times complained of by the plaintiff.
Defendants' Proposed Findings of Fact, pp.
2-3 (Record on Appeal, pp. 79-80).
up the difference between those salaries
and the salaries received as a GS-5 em
ployee (Findings of Fact and Conclusions
of Law, April 25, 1979, App. pp. 32a-34a;
p. 39a). Subsequently, the Court entered a
judgment granting a total of $15,544.32 in
back pay and $5,181.44, or one-third, in
counsel fees—^ (App. 39a-40a).
A motion to alter or amend the judg
ment was filed urging that plaintiff should
have been promoted to higher levels subse
quent to the GS-8, step 1, promotion in
1972, since it had not been shown that he
would not have normally advanced but for
the discrimination (Rec. on Appeal, pp.
110). The District Court denied the motion
to alter or amend, holding that plaintiff-
2/ The court of appeals reversed the
trial court's ruling on attorneys' fees.
Therefore that issue is not a subject of
this petition.
petitioner would not have advanced above a
GS-8, step 1, in the time since 1972
because he was "a troublemaker" and his
work had been unsatisfactory (App. 4 1a-
43a). On appeal the Tenth Circuit upheld
these findings as not clearly erroneous
under Rule 52(a), F. R. Civ. Proc.
Statement of the Facts
Plaintiff-appellant was hired at the
Tinker Air Force Base initially in 1947
as a wage board (or blue collar) employee.
Following a long period during which he
had experienced a number of difficulties
and during which he received few promo
tions, he filed a complaint of discrimina
tion in 1967. Shortly afterwards he was
promoted to GS-5 supply clerk position
(Series GS-2005) where he remained for 12
years, until 1979 (See, Def. Exhibit 1, p.
144; p. 19). After he had received what he
13
regarded to be an unsatisfactory and
discriminatory performance appraisal he
filed the present complaint of discrimina
tion and reprisal.
The complaint was accepted and an
investigation followed which unearthed
evidence of general patterns of discrimina
tion against blacks in the job categories
in question, of a variety of improper
employment practices, and of apparent acts
of reprisal against the plaintiff. Both
white and black co-workers of plaintiff
attested that they believed he had suffered
discrimination and reprisal (See, gener-
ally, Def. Exhibit 1, pp. 9-10, summarizing
the affidavits at pp. 76, et seq. ) .
Further, many stated that various super
visors had branded him a troublemaker
because he had filed complaints of dis
crimination in the past. Nevertheless, the
14
local officials at Tinker Air Force Base
proposed a finding of no discrimination
(Def. Exhibit 1, pp. 41-43). Plaintiff
exercised his right to have a hearing
before a Civil Service Commission com
plaints examiner, and following that
hearing, which consumed two days early in
1973, the complaints examiner issued a
recommended decision of 23 pages based on a
record of over 700 pages in which he
found:
Careful review, study and considera
tion of the total record compiled in
this case leads me to conclude that Mr. Salone has been the victim of
systematic, continuous discrimination
within the Material Processing Divi
sion. The evidence is overwhelming
that because of previous discrimina
tion complaints which he pursued
in 1967 and 1970, Mr. Salone has been
branded as a "troublemaker" and has in
numerous respects been treated dif
ferently from whites and, in many
cases differently from other blacks
who have not filed discrimination complaints. I_d., p. 19.
15
The Department of the Air Force handed
down its final decision of little more than
a page on March 9, 1973, Its entire
discussion of the record and the recom
mended decision of discrimination was, "The
entire record of your complaint has been
carefully reviewed and it has been deter
mined that the evidence therein does not
support your allegations of discrimination
based on race” (Id., p. 6). Despite the
requirements of the Civil Service Commis
sion's regulations no further explanation
was given as to why the detailed findings
of the complaints examiner were summarily
3 /rejected.—7 As stated above, this result
precipitated the present action and eventu
ally culminated in a five day hearing
before the District Court early in 1979.
3/ See, 5 C.F.R. § 713.221(b)(2), now 29 C.F.R. § 1613.221(b)(2).
-16
At the hearing the Court heard many of
the same witnesses who provided affidavits
and who testified at the administrative
hearing in Mr. Salone's case. These
witnesses gave testimony fully consistent
with that given during the administrative
process. His co-workers unanimously
testified that Mr. Salone was a good and
conscientious worker. However, they had
heard from various persons, particularly at
the supervisory levels, that he was "a
troublemaker." Most of those employees
assumed that referred to the fact, well
known to everyone, that he had complained
about racial discrimination. None of his
co-workers testified either at the trial or
during the administrative process that they
themselves thought that Mr. Salone was a
troublemaker or that he did not perform his
duties well. (See, e.g.; the testimony in
1 7
the Transcript of Trial at pp. 275, 278,
289—291; 318; 334—335; 339—340). The only
testimony to the contrary was from super
visors relating to the period prior to 1972
(See' e ♦9» > Transcript, pp. 752-53.)
The supervisors charged with discrimi
nation testified that they had not commit
ted any discrimination. However, the
government did not contest that discrimina
tion had indeed taken place, but rather
focused on what relief Mr. Salone was en
titled to. The only testimony or evidence
relating to the period after 1 972 were
documents showing that Mr. Salone had per
formed his duties in a highly satisfactory
manner, receiving performance appraisals
in the high nineties on a scale of 100.
Indeed, in 1976 he was recommended for an
outstanding performance rating. (Defen
dants ’ Exhibit 2).
Mr. Salone himself testified that he
believed he could have advanced to the
GS-14 or 15 level if he had been provided
equal employment opportunities earlier in
his career. He specifically noted that his
qualifications were equal to or superior to
those of whites who had so advanced. Thus,
he had more than three years of college
education as compared to high school
diplomas held by some of the white super
visors.
The testimony further showed that at
Tinker Air force Base it was not necessary
to apply for positions as they became
available. Profiles were developed by a
computer of all employees who had the
eligibility for positions, and those
eligible were contacted to find out if they
were interested in the positions (Tran
script, p. 235; plaintiff's Exhibit 5, pp..
6-7). Mr. Salone had been contacted in the
19
period from 1972 for some GS-6 positions,
but had declined some on the ground that
they were dead-ended and could not lead to
further advancement (Transcript, pp.
687-88). He had not declined others and
although he had been considered for a
number of GS-6 positions he had never been
promoted to one (Defendants' Exhibit 2).
The District Court, in its denial of
the motion to alter or amend the judgment,
found that Mr. Salone was a troublemaker
and did not perform his duties satisfac
torily, notwithstanding the absence
of any testimony to that effect. Indeed,
these findings were directly contrary to
the evidence noted above that Mr. Salone
received high performance ratings in the
period after 1972, and to the government's
admissions at trial that he had been
"labeled as a troublemaker . . . because of
20
his filing of discrimination complaints"
and that "the plaintiff's performance in
his job was satisfactory" (Rec. pp. 79 and
80). In fact, in its original findings of
fact the district court held that Mr.
Salone's "performance in his job was
satisfactory" (App. p. 29a).
Following the trial, Mr. Salone was
given the position of freight rate special
ist at the GS-8 level retroactive to 1972.
As noted by the court of appeals (App.
p. 12a), the freight rate specialist
position ranges from grades GS-7 to GS-12
depending upon the level of responsibility.
Thus, it is a job series in which promo
tions to higher levels may be achieved
because of an increased level of respon
sibility and good performance without the
necessity of competitive bidding. (Ibid.)
21
On appeal, the Tenth Circuit pointed
out that the district court's findings that
Mr. Salone was a troublemaker and did not
perform his duties satisfactorily were at
variance with the government's position at
trial and to the judge's own finding that
his job performance was satisfactory. The
court also noted that the position into
which petitioner had been placed was one in
which promotions could be obtained without
competition (App. pp. 11a-12a). Never
theless, the court of appeals held that it
could not be determined what vacancies were
available and that the district court's
findings of fact were not "clearly errone
ous" as they related to further promotions,
while holding that petitioner was entitled
to periodic step increases from 1972
until the present (App. p. 16a).
22
REASONS FOR GRANTING THE WRIT
This case presents an issue of great
importance in the enforcement of Title VII,
viz. , the relative burdens of proof in
establishing the scope of relief after a
finding of discrimination. The resolution
of the issue by the court below conflicts
with decisions of this Court and with other
circuits. The decision also presents an
important issue concerning the proper
interpretation of the "clearly erron
eous" rule embodied in Rule 52 of the
Federal Rules of Civil Procedure.
I.
The Question of the Standard for
Determining The Scope of Relief After
A Finding of Discrimination Is One of
Recurring Importance That Should Be
Resolved by This Court.______________
In Albemarle Paper Co. v. Moody, 422
U.S. 405 ( 1975 ), this Court held, with
23
regard to the entitlement to back pay after
a finding of discrimination, that:
It is also the purpose of Title VII
to make persons whole for injuries
suffered on account of unlawful
unemployment discrimination . . . .
Where racial discrimination is con
cerned, "the [district] court has not
merely the power but the duty to
render a decree which will so far as
possible eliminate the discriminatory effects of the past. . . . ”
442 U.S. at 418.
Thus, when the injury is of an economic char
acter:
. . . "The injured party is to be
placed, as near as may be, in the
situation he would have occupied if
the wrong had not been committed."
Wicher v. Hoppock, 6 Wall 94, 99(1867) .
422 U.S. at 418-19.
As a result, back pay should be rarely
denied and only for reasons that are
"carefully articulate[d] .
421-422, and n. 14.
II 422 U.S
24
Moreover, once discrimination has been
found, the burden of proof is on the
employer to demonstrate that the employee
who has suffered from a violation of the
law would not have received the employment
benefit even if there had been no discrimi
nation. Franks v. Bowman Transportation
Co., 424 U.S. 747, 772-773 (1976). As this
Court noted, in language directly applic
able to the present case:
It is true, of course, that obtaining
the third category of evidence with
which the District Court was concerned
— what the individual discriminatee' s
job performance would have been but for
the discrimination— presents great difficulty. No reason appears, however,
why the victim rather than the perpe
trator of the illegal act should bear
the burden of proof on this issue.
424 U.S. at 773, n. 32.
This case, therefore, presents the
opportunity for the Court to establish the
precise parameters of the relative burdens
25
of proof for determining the scope of
relief after a finding of discrimination
in a Title VII case, in the same way it has
in a series of decisions which have clari
fied the burdens of proof and production
of evidence in deciding whether there has
been discrimination in the first instance.
McDonnell Douglas v. Green, 411 U.S. 792
(1973); Furnco Construction Co. v. Waters,
438 U.S. 567 (1978); Board of Trustees of
Keene State College v. Sweeney, 439
U.S. 24 (1978); Texas Dept, of Community
Affairs v. Burdine, _____ U.S. ______, 67
L.Ed.2d 207 (1981). That the issue of the
standard for determining the scope of
relief is an important and recurring one in
the enforcement of Title VII is demon
strated by the number of decisions in the
26
1/courts of appeals and the district
5/courts.
The courts of appeals have established
a variety of rules to govern such determi
nations. In the present case, as will be
discussed below, the Tenth Circuit apparent
ly placed the burden on petitioner to prove
that he would have received further promo
tions, despite this Court's holding in
Franks. The Third Circuit has held that
the burden is on the employer to establish
4/ Richerson v. Jones, 551 F.2d 918 (3rd
Cir. 1977); Day v. Mathews, 530 F.2d 1083
(D.C. Cir. 1976); Baxter v. Savannah Sugar
Refining Co., 495 F.2d 437 (5th Cir. 1974);
Marotta v. Usery, 629 F.2d 615 (9th Cir. 1980) .
5/ There have been numerous cases involv
ing federal agencies alone. See, e.g.,
Nitterright v. Claytor, 454 F. Supp. 130
(D.D.C. 1978); Foster v. Simon, 467 F.
Supp. 533 (W.D.N.C. 1979); Guilday v. Dept.
of Justice, 485 F. Supp. 324 (D. Del.
1980); Hernandez v. Powell, 424 F. Supp. 479 (N.D. Tex. 1977).
27
by a preponderance of evidence that the
discriminatee would not have received
promotions,—/while the Fifth,—/Ninth,—/
and District of Columbia Circuits-/have
imposed a burden on the employer to
come forward with clear and convincing
evidence. Moreover, by regulation the
Civil Service Commission and subsequently
the Equal Employment Opportunity Commission
have adopted the District of Columbia
Circuit's "clear and convincing" standard
to govern the granting of relief to federal
j>/ Richerson v. Jones, 551 F.2d 918 (3rd Cir. 1977).
]_/ Baxter v. Savannah Sugar Refining Co.,
495 F. 2d 437 (5th Cir. 1974), cited with
approval in Franks v. Bowman Transportation Co., 424 U.S. at 772.
8/ Marotta v. Usery, 629 F.2d 615 (9th Cir. 1980) .
1 / Day v. Mathews, 530 F.2d 180 (D.C.Cir. 1978.
28
employees in the administrative process.— ^
II.
The Decision of The Court Below
Conflicts with Decisions of This Court
and Other Circuit Courts
As recited in the statement of the
case, after seven years of denials, it was
only on the eve of trial that the Depart
ment of the Air Force finally acknowledged
that Mr. Salone had been discriminated and
10/ 29 C.F.R. § 1613.271 provides that
where discrimination has been found, a
retroactive promotion with pay shall be
granted, "unless the record contains clear
and convincing evidence that the employee
would not have been promoted or employed at
a higher grade, even absent discrimina
tion." The provision was first adopted by
the then Civil Service Commission as an
amendment to 5 C.F.R. § 713.271, and was
made applicable to cases pending before an
agency or â court on November 14, 1978, the
amendments effective date. 43 F.R. 52694
(Nov. 14, 1978); Federal Personnel Letter
No. 713-44 (Civil Service Commission, Dec.
11 , 1978). The new regulation and the
interprative FPM letter were adopted by the
EEOC when it assumed jurisdiction over
federal EEO on January 1, 1979. See, 43
F.R. 60900 (Dec. 29, 1978).
29
reprised against because of his race and
because he had earlier filed complaints of
discrimination. Mr. Salone was denied
promotions in 1970 and 1972; therefore, the
district court awarded him promotions
to a GS —7 and GS —8 back to those years
respectively. The courts below declined,
however, to grant full relief, viz. ,
additional promotions which Mr. Salone
would have received from 1972 to 1979 in
the absence of the illegal denials in
the earlier years.
In so ruling, the court of appeals
evidently placed the burden on Mr. Salone
to demonstrate that he would have gotten
the promotions, rather than properly upon
the defendant-employer to demonstrate that
the promotions would not have been received
even if Mr. Salone had been properly
advanced in the earlier years. Thus,
30
although the court never directly articu
lated the standard or relative burdens of
11/proof it was applying, it did note
that the evidence in the record as to
petitioners' performance was "contradic
tory" (App. p. 13a). Similarly, it stated
that there was no evidence in the record
as to what vacancies might have been
available to which he could have been
promoted, despite its earlier notation that
the job series into which petitioner was
eventually placed was one in which he could
have advanced to the GS-12 level without
competition (Compare App. p. 12a, with
p. 15a).
11 / Petitioner argued in his brief that
the court should adopt the "clear and
covincing evidence" burden imposed on
employers by the District of Columbia
Circuit in Day v. Mathews, supra and by
the Fifth Circuit in a number of cases.
None of these cases were mentioned or
discussed by the court below.
31
Thus, the court evidently resolved any
doubts in the record against petitioner,
and thus placed the burden of persuasion on
him, in direct conflict with this Court's
holding in Franks (see supra), and with
the rules adopted by the Third, Fifth,
Ninth, and District of Columbia Circuits.
The Tenth Circuit's approach here may, for
example, be contrasted with that taken in
Day v. Mathews, 530 F.2d 1083 (D.C. Cir.
1976), where the court held that in the
case of an individual federal employee who
has established discrimination, it is
"'impossible . . . to recreate the past
with exactitude' . . . precisely because of
the employer's unlawful action," and,
therefore, "it is only equitable that any
resulting uncertainty be resolved against
the party whose action gave rise to the
problem." Day v. Mathews, 530 F.2d at
32
1086, citing Baxter v. Savannah Sugar
Refining Corp. , 495 F.2d 437 ( 5th Cir.
1974), and Johnson v. Goodyear Tire &
Rubber Co., 491 F. 2d 1364 (5th Cir. 1974).
See also, Richerson v. Jones, 551 F.2d 918
(3rd Cir. 1977).
The placing of the burden of proof
regarding entitlement to full relief on
petitioner was particularly inequitable
under the facts of this case. The promo
tion to a GS-8 was denied in 1972; in 1973
a Civil Service Commission complaints
examiner found unlawful discrimination and
reprisal against Mr. Salone. If the Air
Force had accepted that decision then,
petitioner would have been placed in the
GS-8 position in 1973 and there would have
been no doubts as to his work performance
or whether he would have received promo
tions in the period from 1973 to 1979 .
33
Instead, the defendant summarily rejected
the recommended decision, denied discrimi
nation when this case first went to court
in 1973, argued against Mr. Salone's right
to a plenary trial all the way up to this
Court, and again rejected his claim of
discrimination when given another oppor
tunity to resolve it administratively in
1977.
It was only on the eve of trial in
February, 1979, seven years after Mr.
Salone had been denied the promotion,
that the Air Force admitted that he indeed
had suffered illegal discrimination and
reprisal. However, it then argued that it
was up to Mr. Salone to prove what the
course of his career would have been if the
agency had carried out its statutory and
regulatory duties and properly adjudicated
Mr. Salone's complaint in the first
34
instance. Since it was solely the failure
of the Air Force that petitioner did not
receive the promotions when he should have,
any doubts as to what would have happened
should be resolved against it, and
Mr. Salone should be entitled not only to
the retroactive promotion to a GS-8 but to
subsequent career advancement to at least
a GS-12, the top rung of the job series in
which he was eventually placed. Only in
this way will he receive the complete
relief for the discrimination he suffered
to which he is entitled and "'be placed ...
in the situation he would have occupied if
the wrong had not been committed'".
Albemarle Paper Co. v. Moody, 422 U.S.
at 418-19.
35
This Case Presents An Important Issue
Concerning The Proper Interpretation
of The Clearly Erroneous Rule.
In Texas Department of Community
Affairs v. Burdine, _____ U.S. _____ , 67
L.Ed.2d 207 (1981), this Court found it
unnecessary to reach the question of the
proper application of the "clearly errone
ous" standard of appellate review of
findings of fact embodied in Rule 52(a),
F.R. Civ. Proc. , in a Title VII case. 67
L.Ed.2d 219, n.12. Presently before the
Court is Pullman Standard Co. v. Swint,
Nos. 80-1190 and 80-1193, in which the
issue is presented in the context of an
appellate court's overturning a district
court's findings of facts. The present
case provides the opportunity to clarify
the circumstances under which reliance on
Rule 52(a) is improper. As noted above,
III.
the Court of Appeals upheld the trial
36
court's denial of full relief by invoking
the clearly erroneous standard (App. p.
16a). Petitioner urges that the court
below was incorrect for two reasons.
First, the court never addressed the
threshold issue of the legal standard that
should have governed factual findings.
As argued above, the burden of persuasion
that petitioner should not receive full
relief should have been placed on the
employer, with any doubts resolved against
it. The court below noted contradictions
and uncertainties in the record, but held
that it was appropriate to resolve them all
against the plaintiff. As Burdine makes
clear, if the wrong legal standard was
applied, then the issue of whether the
findings were erroneous should not have
been reached. 67 L.Ed.2d 219, n. 12.
Second, the clearly erroneous standard
is not intended to insulate findings of
37
fact from any review. Thus, findings must
be overturned if a reviewing court is
convinced that they are incorrect. United
States v. U.S. Gypsum Co.. 333 U.S. 365
(1948). in the present case, the district
court denied further promotions on grounds
that were clearly erroneous, since they
were not only unsupported, but directly
contradicted by the record. The issue
was whether from the period 1972 until
trial in 1979 Mr. Salone would have ad
vanced beyond the GS-8 level if he had
received the promotion to GS-8 in 1972.
The District Court held that he would not
have been based on two factual determina
tions, that he did not perform in his
position satisfactorily, and that he was "a
troublemaker".
The record, however, establishes
unequivocably with regard to the first
basis that not only did Mr. Salone perform
38
satisfactorily but that he was a superior
employee. Mr. Salone consistently received
performance ratings in the high 90's on a
scale of 100 throughout the period and was
even nominated for an outstanding perfor
mance award in 1976. With regard to the
charge of being "a troublemaker," the
government itself acknowledged at trial
that the label had been pinned on Mr.
Salone by high level management officials
because he had exercised his right to
file a complaint charging employment
1 2 /discrimination. — ' Thus, the charge was
part of the pattern of reprisal which in
itself violated Title VII. Further, the
testimony relating to his being "a trouble-
12/ The "troublemaker" label has more than
once been used against Blacks who have
insisted on their rights. See, Meredith v.
Fair, 305 F.2d 343, 356-358 (5th Cir.
1962). Like James Meredith, Mr. Salone is
"a man with a mission" who will not toler
ate racial discrimination. Id. at 358.
39
maker" was restricted to the period before
1972 and consisted almost entirely of his
fellow employees' attesting to the fact
that he had been so called because of
his EEO activities. There was no evidence
in the record that he was considered a
troublemaker from 1972-1979, the period
in question.
CONCLUSION
For the foregoing reasons, the peti
tion should be granted and the decision
below reversed.
Respectfully submitted,
JACK GREENBERG
JAMES M. NABRIT, III
CHARLES STEPHEN RALSTON
Suite 2030
10 Columbus Circle
New York, New York 10019
CLAUDE V. SUMNER
7546 S.E. 15th Street
Midwest City, Oklahoma 73110
Attorneys for Petitioner
*Counsel of Record
APPENDIX
- 1 a -
Decision of the Court of Appeals
April 10, 1981
No. 79-1929
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
ANTHONY M. SALONE, JR.,
Plaintiff-Appellant,
v.
UNITED STATES OF AMERICA, et al.
Defendants-Appellees.
Appeal from the United States District Court
For the Western District of Oklahoma (D.C. Nos. Civ.-73-591-E and 78-0091-E, consol.)
April 10, 1981
Before HOLLOWAY, BARRETT and DOYLE, Circuit Judges
DOYLE, Circuit Judge.
2a
The basic question in this case is
whether the award in a Title VII civil
rights case, 42 U.S.C. § 2000e et seq., was
sufficient. The case before us is the
second appeal following a second trial.
The first opinion of this court affirmed a
denial of a trial de novo following adverse
administrative findings. The Supreme Court
reversed the affirmance and it directed
that the case be remanded for trial. See
426 U.S. 917, 96 S. Ct. 2620, 49 L.Ed. 370
(1976).
The case was tried in the district
court and following the trial a judgment
was entered in favor of the appellant,
Salone. This appeal asserts that the
judgment entered was inadequate and that
the attorneys fees were also inadequate.
Reversal is sought in these two areas.
The government, the appellee herein, does
not have any fault to find with the judg-
3a
ment as entered. It opposes, however, any
upward modification of that judgment.
The plaintiff-appellant, Anthony
Salone, has been a civilian employee at
Tinker Air Force Base in Oklahoma City
since May 1947. The initial action was
commenced in 1973 following a final deci
sion of the Civil Service Commission which
referred the decision to the Department
of the Air Force. It had denied Salone' s
claim that he had been discriminated
against on the basis of race in regard to
certain employment opportunities or promo
tion possibilities. Also denied was
Salone1s claim that he had suffered re
prisal because he had filed an earlier
complaint of discrimination.
As we indicated briefly above the
United States moved for summary judgment
upon the administrative record and the
decision of the Agency. The district court
- 4a
granted that motion and held that the
plaintiff was not entitled to a trial de
novo of his claims of discrimination
reprisal. That decision was affirmed by
this court, 511 F.2d 902 (1 9 72) and
the petition for certiorari was filed and
was granted. The judgment entered by the
district court in the first case and
approved by this court directed that the
case be remanded for reconsideration in the
light of the Supreme Court's decision in
Chandler v. Roudebush, 425 U.S. 840 (1976),
which case had held that federal employees
were entitled to a trial de novo, rather
than administrative review of their claims
of discrimination under Title VII.
Following remand to the discrict court
the case was sent back to the United
States Civil Service Commission for further
consideration. That body sent it to the
Agency for a new decision. The Agency
5a
rejected the complaints and the examiners'
holding and the second action was then
filed in the district court and the two
actions were consolidated.
In March 1979 a five day trial took
place on the merits of the case. Live
testimony and documentary evidence was
presented. At that trial the United States
did not contest the issue of discrimination
against Salone based on his race (Mr.
Salone is black). Indeed, the government's
proposed findings of fact acknowledged that
there had been discrimination. Thus,
the case boils down to how much should be
awarded.
The plaintiff took the position that
he ought to have been placed in a higher
G.S. level. He reasoned that in the
absence of the earlier discrimination he
would have advanced in a manner similar to
6a
comparable white employees who had not been
discriminated against.
The district court issued an opinion
holding that the plaintiff had been a
victim of discrimination and that he was
entitled to be retroactively promoted to a
G.S.-7 as of 1970 and a G.S.-8, step 1 as
of 1972 and was also therefore entitled to
back pay to make up the differences between
those salaries and the salaries which
he received as a G.S.-5 employee. Subse
quently a hearing was held on the issue of
attorneys fees. The trial court announced
that any counsel fee recovery would be
limited to one-third of the back pay
recovery. Thereupon the court entered a
judgment granting a total of $15,544.32 in
back pay and $5,181.44 or one-third in
counsel fees. It was first contended by
the plaintiff that he should have been
7a
promoted to higher levels following the
G.S.-8, step 1 advancement which was made
by the court in 1972. He claimed that it
had not been shown that he would not have
normally advanced absent the discrimina
tion. The second contention was that the
attorneys fees were inadequate; that they
did not consider the amount of time that
was spent and did not take into acocunt
that there were two court proceedings on
appeal to this court and to the United
States Supreme Court in order to obtain
relief for the plaintff. It was argued
that the award of a flat fee following all
this litigation over a long period of time
was out of harmony with law applicable to
the calculation of attorneys' fees in
civil rights cases. The trial court denied
the motion to alter or amend and held
that the plaintff-appellant would not have
8a
advanced above a G.S.-8, step 1 in the time
since 1972 because he was a troublemaker,
and that his work had been unsatisfactory.
As to the attorneys' fees the court held
that the amount requested was unreasonable
but did not make any findings of fact to
support this conclusion. Timely notice of
appeal was filed and the case eventually
was placed on the calendar.
The evidence shows, as has previously
been noted, that the appellant's first
employment was a Wage Board or blue-collar
employee in 1947 and that he did not
file a compolaint of discrimination until
1 967. After that he was promoted to a
G.S.-5, supply clerk position. He remained
there until 1979. After he had received
what he regarded as an unsatisfactory
discriminatory performance appraisal, he
filed the present complaint.
9a
In the most recent hearing before the
Civil Rights Commission it was concluded by
the examiner that the evidence was over
whelming that because of previous discrimi
nation complaint which he had pursued in
1967 and 1970 Salone had been branded as a
troublemaker and had in numerous respects
been treated differently than whites, and
in many cases differently from other blacks
who had not filed discrimination com
plaints. The Air Force refused to recog
nize the decision of the Civil Service
Commission in 1973. At the hearing before
the district court in 1979 the witnesses
who had provided affidavits and who had
testified at the administrative hearing
gave testimony. This evidence showed not
only that there had been discrimination but
also that he was a good and conscientious
worker. From other sources there was
1 Oa
testimony that he was a troublemaker. The
supervisor testified at the trial that
there had not been discrimination. How
ever, as has been shown, the government did
not contest that discrimination had indeed
taken place; but instead it emphasized the
nature and character of the relief which
was to be granted. The testimony relating
to the period after 1972 showed that he had
received performance appraisals in the high
90s on a scale of 100. In 1 976 he was
recommended for an outstanding performance
rating. Salone also testified that he had
in excess of three years of college educa
tion. He stated that he believed that he
would have advanced to a G.S.-14 or 15
level if he had been provided equal employ
ment opportunities early in his career.
Further testimony showed that at
Tinker Air Force Base it was unnecessary to
apply for positions as they became avail-
1 1a
able. Profiles were developed by computer
of all employees who had the eligibility
for positions, and those eligible were
contacted to ascertain if they were inter
ested. Salone had been contacted in a
period from 1972 for some G.S.-6 positions
but had declined some on the ground they
were dead-end and could not lead to further
advancement. He had not declined others
and although he had been considered for a
number of G.S. positions, had never been
promoted. The trial court in its findings
has stated that Mr. Salone was in fact a
troublemaker and did not perform his
duties satisfactorily. However, these
findings were at variance with the position
which the government took admitting that he
had been labelled as a troublemaker because
of having filed discrimination complaints
and that his performance on the job was
satisfactory. Following the trial court’s
12a
decision Salone was advanced to the posi
tion of a freight rate specialist, a
G.S.-8, step 1 level retroactive to 1972.
This position ranges from a G.S.-7 to
G.S.-12, depending on the amount of res
ponsibility. It apparently is a job series
for which promotions to higher levels may
be achieved because of an increased level
of responsibility and performance and that
this can be accomplished without competi
tive bidding.
I .
Was the plaintiff entitled to be
upgraded beyond the G.S.-8 rating that he
finally received?
There is a good deal of evidence
concerning this charge, that the plaintiff
was a troublemaker. At the same time there
is ample evidence that he was a good
workman and that he had been trying hard to
13a
better himself both by gaining additional
education and by working hard. His ratings
were good and he was considered for other
positions. However, the trial court
found:
4. That the plaintiff is known by all
his co-workers, both supervisory
and otherwise, as a troublemaker. He
has earned this label because he has
gone out of his way to create turmoil
and controversy; however, he has been
discriminated against because of his color.
* * * * *
5. Plaintiff has been a victim of
this discrimination, although a good
part of the reason for his not being
promoted was because he is a troublemaker.
6. That plaintiff's performance in his job is satisfactory.
22. That the plaintiff is properly
before this Court and has sustained
his burden of discrimination in his employment herein.
So the evidence is contradictory; on the
one hand it shows that he had a highly
satisfactory job performance and at the
14a
same time he was held to have been a
troublemaker. This latter is rather
difficult to understand in view of the fact
that his performance ratings were extremely
high. Nevertheless the evidence in the
record is sufficiently strong to sustain
that his job performance was good or
satisfactory and that he had been labelled
as a troublemaker because of his assertion
of his rights.
The evidence shows that periodic step
increases for General Schedule employees
are automatic if the employee's work is of
an acceptable level of competition as
determined by the head of the Agency. 5
U.S.C. § 5335. The purpose of Title VII is
to put the plaintiff in the place he would
have been but for the discrimination.
Under the statute he is entitled to get all
the benefits that he would have had had
there not been discrimination. Unquestion-
15a
ably Mr. Salone would have received his
annual step increases for the G.S.-7
rating from 1 970 to 1 972 . Moreover he
would have received the step increases for
the G.S.-8 after 1972 to the point where he
was advanced. Unfortunately for Mr. Salone
there is no evidence in the record that he
would have advanced to a higher grade after
1972 if at that time he had had a G.S.-8.
We have no evidence in the record as to the
vacancies which were available, the require
ments of those jobs nor do we have any way
to determine Mr. Salone's hypothetical
experience in his retroactive promotion to
G.S.-8. The effective 118 months or so as
G.S.-8 is perhaps not unusual. There is
evidence which, if it had been accepted,
would have justified award of a higher
rating but there is also evidence which
supports the ratings which were given.
1 6 a
All in all we are unable to conclude
that the trial court's determination as to
the grade that Mr. Salone should have had
was clearly erroneous. The trial court, as
the trier of the fact, must be upheld in
the absence of evidence showing that the
determination was clearly erroneous. For
that reason the decision of the trial court
as to the grade that Mr. Salone would have
had, that is the G.S.-7 to 1972 and the
G.S.-8 thereafter, cannot be set aside.
However, there is need to modify the
decision as to the steps in the grade which
he would have had with the ratings which
were given him during the periods in
question, that is 1970 to 1972 and 1972
forward. Inasmuch as the specific informa
tion relative to step increases and the
salary changes for the years in question
which would have been given is not in the
record, the case must be remanded for the
17a
purpose of ascertaining what they are and
for the purpose of awarding these increases
to the plaintiff-appellant.
II.
Was the award of attorneys' fees
inadequate for the record and is the
appellant entitled to a rehearing on this
issue? We hold that he is.
A 1972 amendment to the Civil Rights
Act is concerned with attorneys' fees
and reads as follows:
In any action or proceeding under
this subchapter the court, in its
discretion, may allow the prevailing
party, other than the Commission or
the United States, a reasonable
attorney's fee as part of the costs,
and the Commission and the United
States shall be liable for costs the
same a a private person.
42 U.S.C § 2000e-5(k) (1976).
The question is whether the trial court's
measurement of the attorneys' fee in terms
of the one-third of the back pay award to
18a
Mr. Salone in the amount of $5,181.44 was
erroneous. An effort was made to persuade
the court to amend the judgment. The court
said to this:
The court has already awarded a
reasonable attorneys' fee in this
case. What plaintiff seeks is en
tirely unreasonable and not in keeping
with the value of the services ren
dered nor justified when compared with
the result obtained.
There was evidence in the record
consisting of affidavits from several
attorneys involved in the case from the
time of the administrative procedures, the
appeals, the Supreme Court petition, the
trial and the second appeal. These affi
davits appear to have been submitted
with a motion to amend the judgment. The
transcript reflects a short hearing to
determine "[W]hether the court would go on
an hourly basis or a percentage basis on
the amount of the award." From the tran
script it is to be inferred that the only
1 9a
factor considered by the judge was the size
of the back pay award to be entered into
the one-third formula.
The plaintiff asserts that the fee
awarded is small in relationship to the
complexity of the case and the number of
hours (245) of lawyer time involved in it.
Plaintiff argues further that the purpose
of the Civil Rights Statute is to make the
plaintiff whole and that the inadequate
attorneys' fee defeats that purpose. The
amount prayed for was $20,045.00. We are
not saying that this is a reasonable fee
but it does relate to the great amount
of time spent, the complexity of the
proceedings, including the several appeals.
In support of his position the appellant
cites Johnson v. Georgia Highway Express,
Inc., 488 F. 2d 714 (5th Cir. 1974) which
sets forth a number of factors in the ABA
Code of Professional Responsibility.
20a
The Tenth Circuit has not followed any
fixed standard in setting attorneys fees in
Title VII cases. However, in EEOC v.
Safeway Stores, Inc., 597 F.2d 251, 253
(10th Cir. 1979), this court did tend to
follow the Johnson v. Georgia Highway
Express, supra, standards and the court
said that where the plaintiff has prevailed
in a civil suit he is not, "necessarily
limited to a back pay award" and that
"[t]here are many factors to be considered,
and the size of any monetary award is but
one." Considered in that case were a great
variety of factors and this court did not
disprove the method used by the trial
judge. Similarly in Carreathers v. Alex
ander, 587 F. 2d 1046, 1052 ( 10th Cir. 1978)
it was said that ”[t]he trial court is en
titled to demand ... a number of items,
such as the nature and extent of services,
the time required, the results accom-
21a
plished, the value of the matter and the
professional skill and experience of the
attorney." The court also said "that the
hours expended by the attorney is not the
sole factor." Brito v. Zia Company, 478
F.2d 1200 (10th Cir. 1973) holds to the
same effect but it approved in 1973 a
$12,00 per hour award. We conclude that
the standards as set forth in Johnson v.
Georgia Express, supra, should generally
be applied where attorneys' fees are
authorized. Battle v. Anderson, 614 F.2d
251 (10th Cir. 1979); E.E.O.C. v. Safeway
Stores, supra. Although Battle adopted
standards for attorneys' fees by following
the legislative history of 42 U.S.C.
§ 1988, we believe that it presents a
parallel situation and its reasoning should
apply to Title VII attorneys' fees awards
as well. The case should be remanded to
the district court for a hearing on attor-
22a
neys' fees and should include a reasonable
fee for the present appeal.
* * * * *
In summary then, our conclusion is
that judgment should be affirmed in large
part and that it should be reversed for the
purpose of computing the step increases
which would accrue to the plaintiff herein
considering that he had the G.S.-7 grade for
1970-1972 and the G.S.-8 grade from 1972
onward until such time as he was granted a
new position. The cause must be remanded,
as we say, in order to receive evidence
and to draw conclusions as to the added
amount. There must also be a hearing on
the matter of attorneys' fees which applies
the standards as previously discussed.
23a
Accordingly then the judgment of the
district court is affirmed in large part.
It is reversed in the particular noted and
it is remanded to the district court for
further proceedings consistent with the
views expressed herein.
24a
Decision of District Court
No. CIV-73-59 1-E
No. CIV-78-0091-E
IN THE
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
October Term, 1980
ANTHONY M. SALONE, JR.,
Plaintiff,
v.
UNITED STATES OF AMERICA, et al.
Defendants.
FINDINGS OF FACT AND CONCLUSION OF LAW
Before LUTHER B. EUBANKS, United States
District Judge.
25a
Introduction
This matter comes on before the Court
on the 7thf 8th, 9th, 14th and 15th days
of March, 1979, pursuant to plaintiff's
Complaints, Title 28 U.S.C. §§ 1331 and
1332, and Title 42 U.S.C. § 2000e, et seq. ,
for alleged violation of the statutory and
constitutional civil rights of the plain
tiff herein. The plaintiff, Anthony M.
Salone, Jr., being present in person and
represented by his attorney, Claude V.
Sumner, and the defendants appearing
through Larry D. Patton, United States
Attorney for the Western District of
Oklahoma, by John E. Green, First Assistant
United States Attorney for the Western
District of Oklahoma. All parties an
nounced that they were ready for trial and
the Court, after hearing the testimony,
statements of counsel for the respective
26a
parties, reading the pleadings herein,
observing the exhibits filed herein, and
being fully advised and informed in the
premises, does now find and conclude as
follows:
Findings of Fact
1. That the United States, pursuant
to the subpoena duces tecum served herein
calling for four copies of the requested
materials is required to supply one copy of
said materials to the plaintiff and not
four copies.
2. That the basis of the plaintiff's
Complaint involves allegations of under
rated job performance grading system; low
performance ratings based on racial
prejudice and prior complaints of racial
discrimination of the plaintiff by the
defendants; and denial of appropriate job
assignments, training and promotional
27a
opportunities resulting from alleged racial
discrimination by the defendants.
3. That the plaintiff contends that
he should have a rating above the GS-5
rating that he has held for approximately
12 years.
4. That plainitff is known by all
his co-workers, both supervisory and
otherwise, as a troublemaker. He has
earned this label because he has gone out
of his way to create turmoil and contro
versy; however, he has also been dis
criminated against because of his color.
5. That there existed at Tinker Air
Force Base at the times complained of by
plaintiff racial discrimination in the
performance appraisals, promotions and job
assignments of blacks in civilian employ
ment. Plaintiff has been victim of this
discrimination, although a good part of the
28a
reason for his not being promoted was
because he is a troublemaker.
6. That the affirmative action
program at Tinker Air Force Base has
improved from the status that it was at the
time that plaintiff lodged his original
complaint. Today the Court believes that
racial discrimination has been eliminated
at this Base.
7. That the plaintiff was never
fully utilized in his employment status
based upon his education and abilities.
8. That the plaintiff's learning
ability score of 54 is considered to be
average at Tinker Air Force Base.
9. That factors considered in
promoting an individual at Tinker Air Force
Base involved education, supervisor's
appraisals, learning ability score, train
ing time, awards, suggestions and previous
supervisory experience, if any, and
29a
experience, with certain positions requir
ing a test for those particular positions.
10. That a supervisory appraisal
score in the high 90's is generally present
in the top five persons placed on profiles
for particular jobs that would be con
sidered as a promotion for the individual
involved.
11 . That there must be a vacancy to
be filled in order to promote a person to
a high position.
12. That the plaintiff's performance
in his job was satisfactory.
13. That the plaintiff exhibited an
attitude of nervousness and anger when he
was counseled by his supervisors.
14. That the plaintiff has declined
some positions that could have been con
sidered as promotions in other areas of
work at Tinker Air Force Base.
30a
15. That in the plaintiff's division,
Materials and Supply Processing at Tinker
Air Force Base, presently there are one
person each in GS ratings of 13, 14 and
15, respectively; four in GS-12; three in
GS-11; none in GS-10; 12 in GS-9; two in
GS-8; and six in GS-7 ratings.
16. That the plainitff has over 31
years of employment at Tinker Air Force
Base, starting as a WP-5.
17. That the plaintiff has made
numerous complaints of racial discrimina
tion to management at Tinker Air Force
Base. Some of these complaints were
without foundation in fact but others did
have some substance.
18. That the plaintiff has been a
victim of racial discrimination in his
employment at Tinker Air Force Base during
the times complained of by the plaintiff.
31a
19. That the plaintiff should be
promoted to the grade of GS-8 retroactive
to June 28, 1972.
20. That no punitive damages should
be awarded to the plaintiff herein.
21. That no money judgment awards
should be made against the individual
defendants herein.
22. That the plaintiff is properly
before this Court and has sustained his
burden of discrimination in his employment
herein.
23. That the plaintiff has not shown
that he is entitled to a GS-15 rating or
other high supervisory rating.
Conclusions of Law
1. That this matter is before the
Court pursuant to Title 42 U.S.C. §§ 2000e-
16(c) and 2000e-5.
32a
2. That the two cases filed herein
by plaintiff raised the same or identical
common issues of law and fact and are
consolidated pursuant to Rule 42(a)
Fed.R.Civ.P.
3. That the case was tried de novo
before the Court with the Court considering
the Administrative Record herein along with
the testimony of witnesses, the pleadings
and exhibits herein in accordance with
Chandler v, Roudebush, 425 U.S. 840, 864
(1976), and Salone v. United States, 426
U.S. 917 (1976).
4. That the Court on the Rule 45(b)
Fed.R.Civ.P. will modify the subpoena
duces tecum herein served upon certain em
ployees of Tinker Air Force Base on March
6, 1979, to the extent that only one copy
of the requested material be produced. Fox
v. House 29 F. Supp. 673, 677 (E.D. Okla.
1939) .
33a
5. That the plaintiff has been a
victim of racial discrimination in his
performance appraisals, promotion and
training for possible higher ratings.
6. That there must be a vacancy to
be filled in order to promote a person
from one position to a higher position.
7. That plaintiff has sustained the
burden of showing racial discrimination
in his employment and was discriminated at
Tinker Air Force Base during the times
mentioned in his complaint.
8. That the plaintiff is not en
titled to promotion to a GS-15 rating or
other higher supervisory rating.
9. That the plaintiff should be
immediately promoted to the grade of
GS-8, and said rating should be retroactive
to June 28, 1972, and should be paid
as if promoted to the grade of GS-7 effec-
34a
tive June 28, 1970, and continuing until
June 28, 1972.
10. That the plaintiff is not en
titled to monetary damages against the
individual defendants herein, since at all
times herein they were acting in their
official capacities in their employment
with the United States. Monell v. Depart
ment of Social Services, 532 F.2d 259,
264, 265 (2d Cir. 1976); Wood v. Strick
land , 420 U.S. 308, 322 (1975); Scheuer v.
Rhodes, 416 U.S 232, 249-250 (1974).
11. That punitive damages are not
available as a remedy for discrimination
in employment under the Civil Rights Act,
as the same applies to the United States
of America. Littleton v. Titro Corpora
tion of America, 130 F. Supp. 774, 776
(N.D. La. 1955); Missouri Pacific R.R.
Co. v. Ault, 256 U.S. 554, 563 (1921);
Norfolk-Southern R.R. Co. v. Owens t 256
35a
U.S. 565, 566 (1921); Crockett v. Citizens
& Southern Financial Corp., 349 F. Supp.
1104 (N.D. Ga. 1972); EEOC v. Detroit Edi
son Co. , 515 F. 2d 301 , 308-310 (6th Cir.
1975); and Russell v. American Tobacco Co.,
528 F. 2d 357, 366 (4th Cir. 1975), cert,
denied, 425 U.S. 935 (1976). See also Spur
lock v. United Airlines, Inc., 330 F. Supp.
228, 230 (D.C. Colo. 1971), aff'd, 475 F.2d
216 (10th Cir. 1972) .
12. That the plaintiff should have
judgment in accordance with the findings
and conclusions herein.
13. That counsel for the parties
forthwith meet and endeavor to reach
accord as to the amount of plaintiff's
monetary judgment, including interest.
14. That counsel endeavor to agree
on a reasonable attorney's fee for plain
tiff's counsel, but if unable to do so
this Court will conduct an evidentiary
36a
hearing with respect to attorney's fee on
Thursday, April 26, 1 979 , at 9:30 a. m
DATED this 25 day of April, 1979
United States District Judge
37a
No. CIV-73-59 1-E
No. CIV-78-0091-E
IN THE
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
October Term, 1980
ANTHONY M. SALONE, JR.,
Plaintiff,
v.
UNITED STATES OF AMERICA, et al.
Defendants.
J U D G M E N T
This matter came on before the Court
on the 7th, 8th, 9th, 14th and 15th
days of March, 1979, pursuant to plain
tiff's Complaints, Title 28 U.S.C §§ 1331
and 1332, and Title 42 U.S.C. § 2000e, et
seq., for alleged violation of the statu
tory and constitutional civil rights of the
38a
plaintiff herein. The plaintiff, Anthony
M. Salone Jr., being present in person and
represented by his attorney, Claude V.
Sumner, and the defendants appearing
through Larry D. Patton, United States
Attorney for the Western District of
Oklahoma, by John E. Green, first Assistant
United States Attorney for the Western
District of Oklahoma. All parties an
nounced that they were ready for trial and
the Court, after hearing the testimony,
statements of counsel for the respective
parties, reading the pleadings herein,
observing the exhibits filed herein, and
being fully advised and informed in the
premises, does now find and conclude that
he should make judgment based on his
findings of fact and conclusions of law
filed herein on the 25th day of April, 1979
and makes the following orders and judgment:
39a
IT IS THEREFORE ORDERED ADJUDGED AND
DECREED THAT:
1. The Court adopts all the Findings
of Fact and Conclusions of Law filed by the
Court on the 25th day of April, 1979.
2. That plaintiff has been denied
equal employment opportunities by the
defendants, countrary to law.
3. That the plaintiff should be
immediately promoted retroactively to the
grade of GS-8, step 1 with said rating
retroactive to June 28, 1972, and should be
paid backpay as if promoted to the grade of
GS-7, step 1 effective June 28, 1970, and
continuing until June 28, 1972. The amount
of the backpay award should be the differ
ence between what he actually received in
pay and what he would have received in pay
had he been promoted in accordance with
this judgment with total backpay award in
the amount of $15,544.32.
40a
4. That the Court denies punitive
damages against the Federal Government and
denies damages against the individual
defendants.
5. That the defendant pay plain
tiff's costs in this action and plaintiff's
attorneys' fees in the amount of one third
of the back pay in the total amount of
$5,181.44.
DATED THIS 31st day of May, 1979.
United States District Judge
ENTERED IN JUDGMENT DOCKET ON
May. 31, 1979
41a
No. CIV-73-59 1-E
No. CIV-78-0091-E
IN THE
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
October Term, 1980
ANTHONY M. SALONE, JR.,
Plaintiff,
v.
UNITED STATES OF AMERICA, et al.,
Defendants.
O R D E R
The motion of the plaintiff to alter
or amend the judgment herein is denied.
Therein plaintiff argues that he- would have
been promoted and advanced after attaining
rating GS-8 on June 28, 1972, or alterna
tively would at least have received step
42a
increases thereafter except for the dis
crimination which he has established. The
court finds that plaintiff would not have
received any promotions or step increases
after June 28, 1972, because he was a
trouble maker and spent a great deal of his
time agitating other employees against
management and became so preoccupied with
his efforts to disrupt the procedure at
Tinker that his job performance was un
satisfactory, and his denial of advancement
after said date was because of these
factors and not because of his race.
The court has already awarded a
reasonable attorney fee in this case. What
plaintiff seeks is entirely unreasonable
and not in keeping with the value of the
services rendered nor justified when
compared with the results obtained.
43a
The Clerk of the Court is directed to
mail a copy hereof to counsel of record.
DATED this 22 day of June, 1979.
United States District Judge
MEIIEN PRESS INC. — N. Y. C. *«%#••».> 219