Three Briefs on Proposition 14 in the California Supreme Court
Public Court Documents
June 11, 1965
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Brief Collection, LDF Court Filings. Three Briefs on Proposition 14 in the California Supreme Court, 1965. e82f319a-ac9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/18aef2ca-8d47-4e73-bf88-698b73e9f4e9/three-briefs-on-proposition-14-in-the-california-supreme-court. Accessed November 23, 2025.
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CALIFORNIA COMMISSION ON LAW AND SOCIAL ACTION
Law Commentary
T H R E E B R I E F S O N P R O P O S IT IO N 14
in the
C A L I F O R N I A S U P R E M E C O U R T
1. THE C.L.S.A. “ MASTER BRIEF’ ’
2. THE SUPPLEMENTAL BRIEF IN THOMAS v, GOULIAS
(INCLUDING THE EARL RAAB AFFIDAVIT)
3. THE NAACP LEGAL DEFENSE FUND BRIEF
Publishes by the CALIFORN IA COMMISSION ON L A W AND SOCIAL ACTION o f the
A M ERICAN JEW ISH CONGRESS
Y ou 3 E p h r a im M argolin , Editor Summer 1965
Los Angeles Office:
590 N. Vermont,
Los Angeles, California.
San Francisco Office:
40 First Street,
San Francisco, California,
INTRODUCTION
In the Spring of 1964 when Proposition 14 was first brought to onr
attention,, members of the San Francisco Commission on Law and Social
Action initiated a series of meetings to discuss both the legal and the
social-action problems inherent in this proposition. Most of us became
active in the effort to fight it at the Polls. A short brief in Lewis vs.
Jordan, Sac. 7549, was filed on our behalf in the Supreme Court by
Warren Saltzman and Robert Laws, but the brief was limited to pro
cedural matters and did not undertake coverage of substantive con
stitutional issues.
Gradually, our group of attorneys, both in private practice and
from the University of California in Berkeley, grew to 20 or more.
Members of the American Civil Liberties Union, St. Thomas More
Society, and the NAACP were asked to join with us. More than a
dozen papers were commissioned from volunteers. In February 1965
five among us presented our tentative conclusions regarding the con
stitutionality of Proposition 14 at a special conference sponsored by
the National Committee Against Discrimination in Housing in coopera
tion with the University of California in Berkeley. This conference
climaxed a series of meetings in San Francisco and Los Angeles, in
which efforts were made to correlate legal work 'against the Proposition.
By February 1965 a number of us became attorneys of record in several
actions in which Proposition 14 was challenged and a draft of our
main brief wais ready for submission to a large number of sponsoring
organizations who indicated willingness1 to sign a “ Master Brief” prepared
by us. We are grateful to these organizations for their many comments
and suggestions and we wish to extend our special gratitude to Joseph
Robison of the C.L.S.A., to Sol Rabkin of the A.D.L., and to the National
Committee Against Discrimination in Housing.
In this issue of Law Commentary, we bring together the totality
of our legal effort regarding Proposition 14. We reprint the following
three briefs:
(1) The “ Master Brief” , partially financed by the National Com
mittee Against Discrimination in Housing, and partially by voluntary
contributions of a number of its California signatories.
(2) A brief financed by the American Civil Liberties Union of
Northern California, which supplements the “ Master Brief” and repro
duces a remarkable trial court affidavit by Earl David Raab.
(3) A brief financed by the NAACP Legal Defense Fund and
limited to the Supremacy Clause argument.
We do not wish to give the impression that the three briefs reprinted
herein are the only briefs filed in the litigation concerning Proposition
14. Briefs of Redevelopment Agencies, the American Civil Liberties
Union of Southern California, Herman F. Selvin, Joseph A. Ball,
Nathaniel Colley and others are all of major importance in this litiga
tion. Under the covers of Law Commentary, however, we brought
together only those briefs for which we take a measure of credit.
We regret that the lack of space precludes the reprinting of any
other papers, memoranda or drafts of other work performed by the
C.L.S.A. in California over the last year.
The Editor
L . A . N os. 28360, 28422 and 28449
S. F . N os. 22019, 22020 and 22017
Sac. N o. 7657
In the Supreme Court
OF THE
State of California
L. A. No. 28360
LINCOLN W. MULKEY, et al., Plaintiffs and Appellants,
vs.
NEIL REITMAN, et al., Defendants and Respondents.
Appeal from the Superior Court of Orange County
Honorable Raymond Thompson, Judge
AMICI CURIAE BRIEF OF
Philip Adams, Beverly Axelrod, Richard A. Bancroft, Albert M.
Bendich, Herbert A. Bernhard, Lester Bise, Harry Bremond,
Ralph Evan Brown, Frank F. Chuman, J. K. Choy, Reynold H.
Colvin, Jay Darwin, John F. Dunlap, Maurice Engel, Basil
Feinberg, Andrew H. Field, Thomas L. Fike, Maxwell E. Green
berg, Allen J. Greenberg, Joseph R. Grodin, Dorothy E. Handy,
James K. Haynes, Bruce I. Hochman, Robert Holcomb, Harold
W . Horowitz, Norman C. Howard, Neil F. Horton, Tevis Jacobs,
Mathew M. Kearny, Herbert A. Leland, Jack Levine, David J.
Levy, Arthur L. Littleworth, Julian W . Mack II, Douglas
Maloney, James McDonald, Lloyd E. McMurray, Richard W .
Petherbridge, James C. Powers, Ralph H. Prince, Gerald Rosen,
Warren H. Saltzman, Edward Stern, Robert E. Sullivan, John
E. Thorne, Solomon Zeltzer, David Ziskind
Of Counsel-.
JOSEPH B. ROBISON
ROBERT M. O’NEIL
EPHRAIM MARGOLIN
683 McAllister Street
San Francisco, California 94102
By:
DUANE B. BEESON
Russ Building
San Francisco, California 94104
SEYMOUR FARBER
593 Market Street,
San Francisco, California 94105
ROBERT H. LAWS, JR.
646 Van Ness Avenue
San Francisco, California 94102
HOWARD NEMEROVSin
111 Sutter Street
San Francisco, California 94104
Attorneys for Amici Curiae
(Continued on Inside Cover)
L, A. No. 28422
WILFRED J. PRENDERGAST and CAROL A EVA PRENDERGAST, on
behalf of themselves and all persons similarly situated,
Gross-Defendants and Respondents,
vs.
CLARENCE SNYDER, Cross-Complainant and Appellant.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
L. A. No. 28449
THOMAS ROY PEYTON, M.D., , Plaintiff and Appellant,
vs.
BARRINGTON PLAZA CORPORATION, Defendant and Respondent.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
CLIFTON HILL,
CRAWFORD MILLER,
Sac. No. 7657
vs.
Plaintiff and Appellant,
Defendant and Respondent.
Appeal from the Superior Court of Sacramento County
Honorable William Gallagher, Judge
S. P. No. 22019
DORIS R. THOMAS, Plaintiff wnd Appellant,
vs.
G. E. GOULIAS, et al., Defendants and Respondents.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge .
S. F. No. 22020
JOYCE GROGAN, Plaintiff and Appellant,
vs.
ERICH MEYER, Defendant and Respondent.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
S. F. No. 22017
REDEVELOPMENT AGENCY OF THE CITY OF FRESNO, a public body,
corporate and politic, Petitioner,
vs.
KARL BUCKMAN, Chairman of the Redevelopment Agency of the City of
Fresno, Respondent.
Petition for Writ of Mandate
Subject index
Interest of Amici .......................................................................... 3
I. Introductory statement ...................................................... 8
II. Discrimination in housing against members of minority
groups exists on a substantial scale in California and
has widespread harmful effects ........................................... 10
A. The existence of racial discrimination in housing in
California................... 10
B. The harmful effects of residential segregation in
California .................................... 13
III. The development of California law in the field of racial
discrimination and the impact of Article I, Section 26,
of the Constitution ............. 21
A. The legislative and judicial response to discrimina
tory practices ................................. - ......................... • 21
1. California legislation prior to 1959 .................... 21
2. 1959 legislation—the Unruh, Hawkins and Pair
Employment Practice Acts ............................. . • 24
3. Legislation subsequent to 1959 ............................. .26
4. Development of California antidiscrimination
common la w .................................................. 28
B. The impact of Article I, Section 26, on California
law ................................ 32
1. The effect on the Branford Act ......................... 32
2. The effect on the Unruh A c t ............................... 33
3. The effect on the development of California
common law ........................................................... 34
4. The effect on future legislative regulation......... 35
Page
S u bject I ndex
IV. Article I, Section 26 constitutes discriminatory state
action within the reach of the Fourteenth Amendment
of the United States Constitution ................................... 36
A. The Fourteenth Amendment prohibits state action
in furtherance of racial discrimination in the sale
and rental of real property ........... ................. . 36
1. Private discrimination on state-owned property 38
2. Private discrimination in the operation of prop
erty under state-assistance programs ............ 39
3. Private discrimination in the management of
property utilized in a quasi-public function . . . 41
4. Private discrimination where the state has dele
gated a governmental function ......................... 41
5. Private discrimination authorized, sanctioned or
encouraged by the state ............................. .. . . . 43
B. There is sufficient state encouragement of racial
discrimination under Article I, Section 26 to bring
it within the proscription of the Fourteenth Amend
ment ............. 47
C. The Fourteenth Amendment prohibits California
from disabling itself from dealing with matters of
fundamental government concern ........................... 54
V. Article I, Section 26 constitutes an unconstitutional im
pairment of the right to petition the government for
redress of grievances ........................................ 58
VI. The constitutional defects in Article I, Section 26
render it completely void ................................................. 62
Conclusion .................................... 65
ii
Page
Table of Authorities Cited
Cases Pages
Abstract Investment Co. v. Hutchison, 204 CaI.App.2d 242
(1962) 45,49
Anderson v. Martin, 375 U.S. 399 (1964)............................. 45,49
Aptheker v. Secretary of State, 12 L.ed. 2d 992 (1 9 6 4 ).... 64
Baldwin v. Morgan, 287 F.2d 750 (C.A. 5, 1961).................. 45
Barrows v. Jackson, 346 U.S. 249 (1953)......................... 45,48,51
Bell v. Maryland, 378 U.S. 226 (1946)................................... 43
Bowman v. Birmingham Transit Company, 280 F.2d 531
(C.A. 5, 1960) .........................................................................47,49
Brotherhood of R. Trainmen v. Virginia, 377 U.S. 1 (1964) 58, 59
Buchanan v. Warley, 245 U.S. 60 (1917)............................... 36
Burks v. Poppy Construction Co., 57 Cal.2d 463 (1962)
....................... 31,33,35,56
Burton v. Wilmington Parking Authority, 365 U.S. 715
(1961) 38,40,46,47
Carlson v. California, 310 U.S. 106 (1940)............................. 64
City of Greensborough v, Simpkins, 246 F.2d 425 (C.A. 4,
1957) 39
Civil Rights Cases, 109 U.S. 3 (1883)..............................42,43,58
Darlington v. Plumber, 240 F.2d 922 (C.A. 5, 1956), cert.
denied, 353 U.S. 924................................................................
Department of Conservation & Dev. v. Tate, 231 F.2d 615
(C.A. 4, 1955), cert, denied, 352 U.S. 838.........................
Dorsey v. Styvesant Town Corp., 299 N.Y. 512 (1949), cert,
denied, 339 U.S. 981..............................................................
Eastern R. Conf. v. Noerr Motors, 365 U.S. 127 (1961). , . . 58
Eaton v. Grubbs, 329 F.2d 710 (C.A. 4, 1964)...................... 40
Eisentrager v. Forrestal, 174 F.2d 961 (1949), reversed on
other grounds, 339 U.S. 763 (1950)............... ..................... 57
Gomillion v. Lightfoot, 364 U.S. 339 (1960)........................ 53
Griffin v. School Board, 377 U.S. 218 (1964)........................ 53
Guinn v. United States, 238 U.S. 347 (1915)........................ 53
Home Bldg. & Loan Assoc, v. Blaisdell, 290 U.S. 398 (1934) 57
Hurd v. Hodge, 334 U.S. 24 (1948)........................................ 44
Jackson v. Pasadena City School District, 59 Cal.2d 876
(1963) ..................................................................................... 56
39
39
40
IV T able of A uthorities, Cited
James v. Marinship Corp., 25.Cal.2d 721 (1944)..................28,41
Johnson,v. Levitt & Son, 131 F.Supp. 114 (E.D. Pa. 1955) 40
Pages
Lane v. Wilson, 307 U.S. 268 (1 9 3 9 )................................. .. 53
Lynch v. United States, 189 F.2d 476 (C.A. 5, 1951)........ .. 42
Marsh v. Alabama, 326 U.S. 501 (1946)................................. 41
McCabe v. Atchison T. & S. F. By., 235 U.S. 151 (1914).. .46, 49
Ming v. Horgan (Cal. Super. Ct. 1958), 3 Race Relations
L. Repts. 693 ......................................................................... 40
Nixon v. Condon, 286 U.S. 73 (1932).....................................42,49
Orloff v. Los Angeles Turf Club, 30 Cal.2d 734 (1 9 5 1 ).... 31
Piluso v. Spenser, 36 Cal.App. 416 (1918)............................. 31
Reuter v. Board of Supervisors, 220 Cal. 314 (1 9 3 4 ) . . . . . . 52
San Mateo v. Railroad Commission, 9 Cal.2d 1 ..................... 52
Schwartz-Torran.ce Investment Corp. v. Bakery Local 31, 61
Cal.2d 766 ( 1 9 6 4 ) . . . . . . . . ..................................................... 41
Second Slaughter House Case, Butchers’ Union Co. v. Cres
cent City Co., I l l U.S. 746 (1883)................................. 57, 58, 61
Shelley v. Kraemer, 334 U.S. 1 (1948)................. 37,43,44,46,48
Simpkins v. Moses II. Cohn Memorial Hospital, 323 F.2d
959 (C.A. 4, 1963), cert, denied, 376 U.S. 938................. 39
Slaughter House Cases, 83 U.S. (16 Wall.) 36 (1872)..........58, 59
Smith v. Allwright, 321 U.S. 649 (1944),................................. 42
Smith v. California, 361 U.S. 147 (1959)............................. 63
Smith v. Holiday Inns of America, Inc., 336 F.2d 630 (C.A.
6, 1964) .................................................................................. 40
State Compensation Fund v. Riley, 9 Cal.2d 126 (1 9 3 7 ).... 52
Terry v. Adams, 345 U.S. 461 (1953)..................................... 42
Testa v. Katt, 330 U.S. 386 (1947)......................................... 57
Thomas v. Goulias, No. SF 22019............................................. 12
Thornhill v. Alabama, 310 U.S. 88 (1940)............................. 64
United States v. Cruikshank, 92 U.S. 542 (1876)................. 59
United States v. Hall, 26 Fed.Cas. 79 (C.C.S.D. Ala. 1871) 43
Williams v. Boilermakers, 27 Cal.2d 586 (1946)................... 30
Wright v. Rockefeller, 376 U.S. 52 (1964)............................. 53
Yakus v. United States, 321 U.S. 414 (1944)........................... 57
Codes
Civil Code: Page
Section 51 ............................. 24
Sections 51-54 ...................................................................... 21
Section 52 ........................................................................... 24
Section 53 ........ 27
Section 69 ............................ 27
Section 782 ......................................................................... 27
Education Code:
Section 8451 ........................................................................ 22
Section 8452 ........................................................................ 22
Section 13274 ...................................................................... 23
; Section 13732 .............................................. 22
Election Code:
Section 223 .......................................................................... 27
Government Code:
Section 8400 ............. 28
Section 10702 .................................................................. 22
Section 19704 ...................................................................... 22
Health and Safety Code:
Section 33039 ...................................................................... 27
Section 33050 .......................................... 26
Sections 35700-35741 ........................................................... 25
Sections 35700-35744 ................. 28
Insurance Code:
Section 11628 .................................................. 23
Labor Code:
Section 177.6 ........................................................................ 23
Sections 1410-1432 .............................................................. 25
Section 1412 ........................................................................ 26
Section 1735 ................................... 22
Military and Veterans Code:
Section 130 ..................... 23
Penal Code:
Section 365 ........................... ........... .............................. • • 21
Welfare and Institutions Code:
Section 19 ............................................................................ 22
Table op A uthorities Cited v
Constitutions
California Constitution: Pages
Article I, Section 10 ........................................................... 60
Ai’ticle I, Section 26 ......................................................... passim
United States Constitution, 14th Amendment ......................
........................................................ 8,10, 36, 38, 42, 43, 54, 55, 58, 60
Statutes
Cal. Stats. 1893, c. 185, p. 220 ................................................ 21
Cal. Stats. 1919, c. 210, p. 309 ................................................ 21
Cal. Stats. 1923, c. 235, p. 485 ............... 21
Cal. Stats. 1925, c. 276, p. 460, Sec. 2 ...................................... 22
Cal. Stats. 1935, c. 618, pp. 1748-1749, Sec. 5.798 as amended 22
Cal. Stats. 1937, c. 753, p. 2110, Sec. 201.................................. 22
Cal. Stats. 1939, c. 643, p. 2068, Sec. 1 ............................. 22
Cal. Stats. 1941, c. 243, p. 1308, Sec. 1 ..................................... 22
Cal. Stats. 1941, c. 1192, p. 3005, Sec. 1 ........................ 23
Cal. Stats. 1947, c. 161, p. 690, Sec. 1 .............................. 22
Cal. Stats. 1949, c. 948, p. 1720, Sec. 1 ..................... 23
Cal. Stats. 1949, c. 1578, p. 2826 ................... 23
Cal. Stats. 1951, c. 1718, p. 4038, Sec. 2 .................................. 22
Cal. Stats. 1955, c. 125, p. 588, Sec. 1 .............................. 23
Cal. Stats. 1955, c. 1910, p. 3519 ........... 23
Cal. Stats. 1959, c. 121, p. 1999, Sec. 1....................... 25
Cal. Stats. 1959, c. 1102, p. 3182, Sec. 23.................................. 26
Cal. Stats. 1959, c. 1681, pp. 4074-4077 .................................... 25
Cal. Stats. 1961, c. 554, p. 1665, Sec, 2 ............................... 27
Cal. Stats. 1961, c. 1078, p. 2810, Sec. 1 27
Cal. Stats. 1961, c. 1877, p. 3976, Sec. 1 .................................. 27
vi Table oe A uthorities Cited
Table of A uthorities Cited
Cal. Stats. 1961, e. 1898, p. 4008, Sec. 1 .................................. 27
Cal. Stats. 1961, c. 2116, p. 4377, Sec. 1 ........................ 27
Cal. Stats. 1963, c. 1853, p. 3823, Sec. 2 .................................. 28
Attorney General’s Opinions
9 Ops. Cal. At.ty. Gen. 271, 274 ................................................. 31
Texts
Abrams, Forbidden Neighbors, pp. 70-81, 137-149, 150-190,
227-243 (1955) ........................................................................ 11
A New Look at State Action, Equal Protection and “ Pri
vate” Racial Discrimination, 59 Mich. L. Rev. 993 (1961) 38
Brown, The Right to Petition, 8 U.C.L.A. L. Rev. (1961) :
Page 729 ................................... 59,60
Page 732 .................................... 59
Clark, Prejudice and Your Child (1955), pp. 39-40 ............ 15
Comment, The Impact of Shelley v. Kraemer on the State
Action Concept, 44 Cal. L. Rev. 718 (1956)....................... 38
Comment, The Rumford Fair Housing Act Reviewed, 37
U.S.C. L. Rev. 427, 430, 432 (1964)..................................... 21
Frank & Monro, The Original Understanding of “ Equal
Protection of the Laws,” 50 Colum, L. Rev. 131 (1950).. 43
Groner & Helfeld, Race Discrimination in Housing, 57 Yale
L. J. 426, 428-429 (1948) ..................................................... 17
Horowitz, California Equal Rights Statute, 33 LT.S.C. L. Rev.
260-264 (1960) ............................... ...............................••••• 21
Horowitz, The Misleading Search for “ State Action” under
the Fourteenth Amendment, 37 Cal. L. Rev. 208 (1957) 38
Kaplan, Discrimination in California Housing: The Need for
Additional Legislaiton, 50 Cal. L. Rev. 635, 636 (1962).. 21
vii
Pages
Table of A uthorities Cited
Karst & Van Alstyne, Sit-Ins and State Action, 14 Stan. L.
Rev. 762 (1962) ...................................................................... 38
Klein, The California Equal Rights Statutes in Practice, 10
Stanford L. Rev. (1958) :
Pages 253, 255-259 ............................................................... 21,31
Pages 270-272 ...................................................................... 31
Lewis, The Meaning of State Action, 60 Colum. L. Rev. 1083
(1960) ...................................................................................... 38
Maslaw, De Facto Public School Segregation, 6 Vill. L. Rev.
353, 354-355 (1961) .............................................. 19
McEntire, Residence and Race (1960), pp. 32-67, 61-66 . . . . 12
Miller, An Affirmative Thrust to Due Process of Law, 30
Geo. Wash. L. Rev. 399 (1962)................................................ 43
Myrdal, An American Dilemma. (1944) :
Page 6 1 8 ................................................................................ 19
Pages 618-627 ......................... 11
Note, Civil Rights: Extent of California Statute and Reme
dies Available for Its Enforcement, 30 Cal. L. Rev. 563-565
(1942) ........................................................................................ 21
Peters, Civil Rights and State Non-Action, 34 Notre Dame
Law 303 (1959) ...................................................................... 43
Shanks, “ State Action” and the Girard Estate Case, 105 U.
Pa. L. Rev. 213 (1956) ............................. 38
St. Antoine, Color Blindness But Not Myopia ....................... 38
Williams, The Twilight of State Action, 41 Tex. L. R. 347
(1963) ......................................................................... 38
Weaver, The Negro Ghetto (1948) ........................................... 11
viii
Pages
Table of A uthorities Cited ix
Miscellaneous Pasfe
Editorial, Vol. XLIV, No. 2, California Real Estate Maga
zine (Dec. 1963) .................................................................... 52
N.Y. State Commission Against Discrimination, In Search of
Housing, A Study of Experiences of Negro Professional
and Technical Personnel in New York State (1959)......... 19
Report of Commission on Race and Housing, Where Shall
We Live? (1958) :
Pages 1-10 ........................................ 11
Page 3 .................................................................................. 13
Pages 35-36 .......................................................................... 19
Pages 5, 36-38 ...................................................................... 17
Page 36 ................................................................................ 14
Page 40 ................................................................................ 18
Report of the President’s Committee on Civil Rights, To Se
cure These Rights (1947) :
Pages 67-70 .......................................................................... 11
Pages 82-87 .......................................................................... 20
Report of U.S. Commission on Civil Rights, Book 4, Hous
ing, p. 1 (1961) ...................................................................... 11
Report of U.S. Commission on Civil Rights (1959) :
Pages 336-374 ...................................................................... 11
Page 3 9 1 ................................................................................ 15
Page 392 ................................................................................ 17
Page 545 ................................................................................ 19
U.S. Commission on Civil Rights, “ 50 States Report” (1961) :
Pages 43-46 .......................................................................... 11
Page 45 ................................................................ 18
U.S. Commission on Race and Housing, 1959 Report, p. 278 14
L. A. Nos. 28360, 28422 and 28449
S. F. Nos. 22019, 22020 and 22017
Sac. No. 7657
In the Supreme Court
OF THE
State of California
L. A. No. 28360
LINCOLN W. MULKEY, et al., Plaintiffs and Appellants,
vs,
NEIL REITMAN, et al., Defendants and Respondents.
Appeal from the Superior Court of Orange County
Honorable Raymond Thompson, Judge
L. A. No. 28422
WILFRED J. PRENDERGAST and CAROLA EVA PRENDERGAST, on
behalf of themselves and all persons similarly situated,
Cross-Defendants and Respondents,
vs.
CLARENCE SNYDER, Cross-Complainant and Appellant.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
L. A. No. 28449
THOMAS ROY PEYTON, M.D., Plaintiff and Appellant,
vs.
BARRINGTON PLAZA CORPORATION, Defendant and Respondent.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
CLIFTON HILL,
CRAWFORD MILLER,
Sac. No. 7657
vs.
Plaintiff and Appellant,
Defendant and Respondent.
Appeal from the Superior Court of Sacramento County
Honorable William Gallagher, Judge
2
DORIS R. THOMAS,
G. E. GOULIAS, et al.,
S. P. No. 22019
vs.
Plaintiff and Appellant,
Defendants and Respondents.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
JOYCE GROGAN,
ERICH MEYER,
S. !•’. No. 22020
V S i
Plaintiff and Appellant,
Defendant and Respondent.
.av. i ; . ̂ P-peal,, from the Municipal. Court of the
City and County of San Francisco
''Hl'OTiorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
S. F. No. 22017
REDEVELOPMENT AGENCY OF THE CITY OF FRESNO, a public body,
corporate and politic, Petitioner,
■ vs. . . . .
KA.B^,BUCKM4N, Chairman of the Redevelopment Agency of the City of
Fresno, Respondent.
: Petition for Writ of Mandate
AMICI CURIAE BRIEF OF
Philip Adams, Beverly Axelrod, Richard A. Bancroft, Albert M.
Bendich, Herbert A. Bernhard, Lester Bise, Harry Bremond,
Ralph Evan Brown, Frank F. Chuman, J. K. Choy, Reynold H,
Golvin, Jay Darwin, John F. Dunlap, Maurice Engel, Basil
Feinberg, Andrew H. Field, Thomas L. Fike, Maxwell E. Green
berg, Allen J. Greenberg, Joseph R. Grodin, Dorothy E. Handy,
James K. Haynes, Bruce I. Hochman, Robert Holcomb, Harold
W . Horowitz, Norman C. Howard, Neil F. Horton, Tevis Jacobs,
Mathew M. Kearny, Herbert A. Leland, Jack Levine, David J.
Levy, Arthur L. Littleworth, Julian W . Mack II, Douglas
Maloney, James McDonald, Lloyd E. McMurray, Richard W .
Eetherbridge, James C, Powers, Ralph H. Prince, Gerald Rosen,
Warren H. Saltzman, Edward Stern, Robert E. Sullivan, John
E, Thome, Solomon Zeltzer, David Ziskind
3
INTEREST OF AMICI
The California attorneys submitting this brief as
amici curiae . represent various organizations con
cerned with discrimination based on race, religion or
national origin. These organizations include:
1. National Committee Against Discrimination in
Housing and its Affiliated Organizations:
Amalgamated Clothing Workers of America,
AFL-CIO
American Baptist Convention, Division of Chris
tian Social Concern
American Civil Liberties Union
American Council on Human Rights
American Ethical Union
American Friends Service Committee
American Jewish Committee
American Jewish Congress
American Newspaper Guild, AFL-CIO
American Veterans Committee
Americans for Democratic Action
Anti-Defamation League of B ’nai B ’rith
Brotherhood of Sleeping Car Porters,
AFL-CIO/CLC
Commonwealth of Puerto Rico, Department of
Labor, Migration Division
Congress of Racial Equality (CORE)
Cooperative League of the USA
Friendship House
Industrial Union Department, AFL-CIO
4
International Ladies’ Garment Workers Union,
AFL-CIO
International Union of Electrical, Radio and Ma
chine Workers, APL-CIO
Jewish Labor Committee
League for Industrial Democracy
The Methodist Church, Woman’s Division of
Christian Service
National Association for the Advancement of Col
ored People (NAACP)
National Association of Negro Business and Pro
fessional Women’s Clubs
National Catholic Conference for Interracial Jus
tice
National Coimcil of Churches of Christ, Depart
ment of Ethical and Cultural Relations
National Council of Jewish Women
National Council of Negro Women
National Urban League
Protestant Episcopal Church, Department of
Christian Social Relations
Union of American Hebrew Congregations, Com
mission on Social Action
Unitarian Fellowship for Social Justice
United Auto Workers of America, APL-CIO
United Church of Christ, Council for Social Ac
tion, and Race Relations Department, Board of
Homeland Ministries
United Presbyterian Church, Board of Christian
Education
United Steelworkers of America, APL-CIO
5
2. and tlie following California organizations:
The American Federation of Teachers, AFL-CIO,
California Division
American Friends Service Committee, California
Offices
American Jewish Congress, California Divisions
American Jewish Committee, Los Angeles and
San Francisco Chapters
Anti-Defamation League of B ’nai B ’rith, Central
Pacific Region
Anti-Defamation League of B ’nai B ’rith, Pacific
Southwest Region
Bay Area Urban League, Inc.
California Committee for Fair Practices
California League for American Indians
Catholic Inter-Racial Councils and Human Rela
tions Councils of California
City of San Bernardino
Community Relations Committee, Jewish Welfare
Federation Council of Greater Los Angeles
C.O.R.E. (Western Region)
East Bay Conference on Religion and Race
Episcopal Diocese of California
Fair Housing Council of San Mateo County
First Unitarian Church of San Francisco
Friends Committee on Legislation of Southern
California
Golden Gate Chapter, National Association of
Social Workers
6
Hitman Relations Council of Riverside, Execu
tive Board
Human Relations Commission of San Bernardino
Interfaith Social Action Council of San Bernar
dino
Japanese American Citizens League
Jewish Community Relations Council of San
Francisco, the Peninsula and Marin
Jewish Community Relations Council for Ala
meda and Contra Costa Counties
Jewish Community Relations Council of San Jose
Jewish Labor Committee
Jewish W ar Veterans, California Department
Los Angeles Cloak Joint Board, ILGW U
Marin Committee for Fair Play
Marin Conference on Religion and Race
Marin County Human Rights Commission
NAACP, San Francisco Branch
Rapa County Human Relations Council
Orinda Council for Civic Unity
Palo Alto Fair Play Council
Pasadena Young Women’s Christian Association
Pittsburg Human Relations Commission
San Bernardino Leadership Council
San Francisco Conference on Religion and Race
San Francisco Friends of Student Non-Violent
Coordinating Committee
San Francisco Greater Chinatown Community
Service Association
7
San Francisco Young Women’s Christian Asso
ciation
San Jose Human Relations Commission
Social Action Committee, First Congregational
Church, Riverside
Union of American Hebrew Congregations
Universalist Unitarian Church of Riverside,
Board of Trustees
The foregoing organizations are committed to the
proposition that discrimination based on race, religion
or national origin is a major evil, both nationally and
in California, and that the effects of such discrimina
tion are particularly invidious in the field of housing.
The organizations have long been actively concerned
with the malignant growth and persistence of racial
ghettos in the residential areas of California and the
United States, and their pernicious social, educational
and economic consequences.
The interest of Amici in these cases is limited to
the question of the validity under the federal consti
tution of Article I, Section 26, of the California con
stitution, which became law following enactment as
Initiative Proposition No. 14 in the general election
of November 3, 1964.1 It is the position of Amici that
the new constitutional amendment encourages, sanc
tions, and unmistakeably places the state’s imprimatur
on discriminations based on race, religion and na
tional origin in the transfer of real property interests;
irThe briefs of the parties before the Court present full state
ments of the facts and proceedings below which in our judgment
necessarily present the broad constitutional issues.
8
and that the amendment arbitrarily precludes any
exercise of state power to redress private discrimina
tion in the sale and leasing of real property. Amici
submit that on these grounds Article I, Section 26, of
the California Constitution violates the Fourteenth
Amendment of the United States Constitution, and is
therefore void.
I. INTRODUCTORY STATEMENT.
The gravamen of the newly enacted Article I, Sec
tion 26, of the California Constitution is contained
in the following clause:
“Neither the State nor any subdivision or agency
thereof shall deny, limit or abridge, directly or
indirectly, the right of any person, who is willing
or desires to sell, lease or rent any part or all
of his real property, to decline to sell, lease or
rent such property to such person or persons as
he, in his absolute discretion, chooses.”
The language is, on its face, general and unqualified.
No effort is made to catalogue the considerations
which the amendment would immunize against state
regulation or prohibition in a landowner’s deter
mination to withhold property from particular in
dividuals. Rather, by vesting “ absolute discretion” in
the property owner with respect to the disposition of
his property, the amendment attempts to sweep within
the pale of state constitutional protection both rea
sonable and unreasonable motivations, ethical and
unethical considerations, licit and illicit reasons for
selecting and rejecting willing buyers and renters.
9
The major impact of the amendment falls only
upon members of minority groups. A constitutional
amendment was not needed to permit property owners
to withhold a leasehold from lessees with pets, to
withhold property in a senior citizens’ community
from purchasers who do not meet an age requirement,
or to withhold property for any number of considera
tions under commonly accepted tenets of desirable
social arid economic behavior. However, in recent
years the withholding of real property on purely
racial or religious grounds has been made the occa
sion for legal redress in California, and there is little
doubt that Article I, Section 26, was proposed and
passed for the precise objective of granting and
guaranteeing the right to discriminate on racial and
religious grounds in the selling and leasing of real
property. See infra, pp. 21-32.
The language of the amendment achieves that pur
pose. Under the “ absolute discretion” phraseology, a
Mexican seeking a home for his family in Los Angeles
may be turned away because of his national origin
by an owner whose house is on the market; a Japanese
farmer may be denied farmland in the San Joaquin
Valley because he is not Caucasian, and a Negro in
San Francisco may be told that he cannot rent an
apartment because of the color of his skin. In those
instances, the amendment undeniably would sanction
discrimination.
It is the position of Amici that Article I, Section
26, of the California constitution, by granting the
protection of law to those who discriminate against
10
minority citizens seeking to acquire property interests,
by withholding redress of law from those who suffer
such discrimination, and by arbitrarily precluding the
effective exercise of state power to regulate discrimi
nation in the transfer of real property, is in direct
conflict with the Fourteenth Amendment of the United
States Constitution. W e develop the reasons which
compel this conclusion in succeeding portions of the
brief.
A proper evaluation, however, of the impact of the
amendment in the area of personal rights covered
by the Fourteenth Amendment requires initially a
discussion of the extent of discriminatory practices
in California and of the present laws which deal with
those practices.
II. DISCRIMINATION IN HOUSING- AGAINST MEMBERS OF
MINORITY GROUPS EXISTS ON A SUBSTANTIAL SCALE IN
CALIFORNIA AND HAS WIDESPREAD HARMFUL EFFECTS.
The ghetto pattern that dominates residential areas
throughout the United States—and in California—has
been revealed in every study made of the subject—
whether by public agencies or by private institutions.
Its harmful effects are well known.
A. The Existence of Racial Discrimination in Housing1 in Cali
fornia.
That racial discrimination in housing exists through
out the United States and in California need not be
belabored.
11
In 1961, the U.S. Commission on Civil Rights ob
served :2
In 1959 the Commission found that “ housing
. . . seems to be the one commodity in the Ameri
can market that is not freely available on equal
terms to everyone who can afford to pay.” Today,
2 years later, the situation is not noticeably bet
ter.
Throughout the country large groups of Ameri
can citizens—mainly Negroes, but other minorities
too-—are denied an equal opportunity to choose
where they will. live. Much of the housing market
is closed to them for reasons unrelated to their
personal worth or ability to pay. New housing,
by and large, is available only to whites. And in
the restricted market that is open to them, Ne-
groes generally must pay more for equivalent
housing than do the favored majority. “ The dol
lar in a dark hand” does not “ have the same
. purchasing power as a dollar in a white hand.”
And the California Advisory Committee to the U.S.
Commission on Civil Rights has reported:3
. The State of California has a large and increas-
■, ing Negro population. These people live mainly in
segregated patterns in the major urban centers
of the State. In most cases, Negro housing areas
-Keport o f the U. S. Commission on Civil Rights, Book 4, Hous
ing, p. 1 (1961). See, also, Report of the President’s Committee
on Civil Rights, To Secure These Bights, pp. 67-70 (1947) ; Myrdal,
An American Dilemma, pp. 618-27 (1944) ; Weaver, The Negro
Ghetto (1948); Abrams, Forbidden Neighbors, pp. 70-81, 137-49,
150-190, 227-243 (1955); Commission on Race and. Housing,
Where Shall We Live?, pp. 1-10 (1958); Report of the U.S.
Commission on Civil Rights, pp. 336-374 (1959).
3U. S. Commission on Civil Rights, “ 50 States Report” , pp. 43-
46 (1961).
12
are considerably less attractive than housing in
other areas.
* * * * *
As California’s Negro population increases,
pressure builds up in the great urban ghettos, and
slowly but perceptibly the segregated areas en
large. The Committee found that, as a general
rule, Negro families do not move individually
throughout the community. They move as a group.
This, is true in most cases of the relatively high-
wage Negro professional group. It is practically
universally true of Negroes in the lower mass
group.
* * * * *
This Negro housing problem is widespread.
Negroes encounter discrimination not only where
houses in subdi visions and in white neighborhoods
are concerned but also in regard to trailer parks
and motels. Testimony received by the Committee
indicated that the trailer-park situation is par
ticularly acute and that, especially in the southern
part of the State, few, if any, trailer parks will
accept Negroes.4
Unquestionably there is an established pattern of
segregation in housing, and in the sale and rental of
real estate in California.5
4The existence of housing bias in California’s two principal
metropolitan areas is further documented in McEntire, Residence
and Race (I960), in a chapter (pp. 32-67) studying residential
patterns in 12 large cities representing the major regions of the
country, including Los Angeles and San, Francisco. See particu
larly the maps showing racial concentration in those two cities,
pp. 61-66.
BIn this connection, we refer the Court also to the uncontra
dicted affidavit of Earl Raab which is part of the record in
Thomas v. Goulias, No. S F 22019, pending in this Court.
B. The Harmful Effects of Residential Segregation in California.
Because of the pervasive nature of discrimination
in housing, we have in effect two housing markets,
one for whites and one for non-whites. Its oppressive
effects on the direct victims of discrimination and on
the interests of the state as a whole are readily
demonstrated.
1. The most obvious price paid by those who are
discriminated against is a loss of freedom. “ The
opportunity to compete for the housing of one’s choice
is crucial to both equality and freedom,” declares the
Commission on Race and Housing.6
Within their financial limits, majority groups in
America are free to choose their homes on the basis
of a number of factors germane to their pursuit of
happiness: the size of house needed to accommodate
the family; preferences for particular styles of hous
ing or kinds of neighborhoods; the availability of
community facilities such as churches, schools, play
grounds, clubs, shopping, and transportation.
This freedom of choice is denied members of minor
ity groups. Granted the means, a non-white person
may buy any automobile, any furniture, any clothing,
any food, any article of luxury offered for sale. But
it is not possible for a non-white American to bargain
freely, in an open, competitive market, for the home
of his choice, regardless of his intellect, integrity or
wealth.
6Report of Commission on Race and Housing, Where Shall We
Live?, p. 3 (1958).
14
The U.S. Commission on Civil Rights, referring to
the “ White noose around the city,” has said:7
There may be relatively few Negroes able to
afford a home in the suburbs, and only some of
these would want such homes, but the fact is that
this alternative is generally closed to them. It is,
this shutting of the door of opportunity open to
other Americans, this confinement behind invisible
lines, that makes Negroes call their residential
areas a ghetto.
Housing discrimination also abridges the right of
the majority group owner freely to sell or rent his
property. The mechanics of the dual, segregated hous
ing market restrict the universe within which the
white seller may find prospective purchasers. For
practical purposes he may offer his house to whites or
to Negroes, but not to both.
2. Housing discrimination imposes a heavy eco
nomic penalty on the Negro. As the U.S. Commission
on Civil Rights pointed out in the portion of its 1961
Report quoted above, “ Negroes generally must pay
more for equivalent housing than do the favored
majority.” 8 This is because the discriminatory prac
tices that hold down the supply of housing available
to Negroes inevitably raise the price or rent they
must pay.
7Oommission on Race and Housing, 1959 Report, p. 278.
Similarly, the Commission on Race and Housing, in its Report,
Where Shall We Live? (1958), p. 36, said: “ . . . segregated groups
receive less housing value, for their dollars spent than do whites,
by a wide margin.”
15
McEntire, after reviewing all past studies as well
as those conducted for the Commission on Race and
Housing, concludes :9
Racial differences in the relation of housing
equality and space to rent or value can be briefly
summarized. As of 1950, nonwhite households,
both renters and owners, obtained a poorer quality
of housing than did whites at all levels of rent or
value, in all regions of the country. Nonwhite
homeowners had better quality dwellings than
renters and approached more closely to the wThite
standard, but a significant differential persisted,
nevertheless, in most metropolitan areas and value
classes. . . .
3. Other, less tangible, injuries are inflicted on the
victims of discrimination in housing, with resultant
evil effects on the state itself.10 “ AH of our community
institutions reflect the pattern of housing,” the presi
dent of the Protestant Council of New York has
stated. “ It is indescribable, the amount of frustration
and bitterness, sometimes carefully shielded, but the
anger and resentment in these areas can scarcely be
overestimated and can hardly be described; and this
kind of bitterness is bound to seep, as it has already
seeped, but increasingly, into our whole body politic.”
He said he could “ think of nothing that is more
dangerous to the nation’s health, moral health as well
as physical health, than the matter of these ghettos.” 11
. -'Op. cit. supra, p. 155.
10See, in particular, Clark, Prejudice and Your Child (1955),
pp. 39-40.
11U. S. Commission on Civil Rights, 1959 Report, p. 391.
16
Residential discrimination and segregation impede
the social progress and job opportunities of minority
groups, and deprive the whole community of the con
tributions these Americans might otherwise make. It
is questionable whether we can fully comprehend the
enormous harm to the individual and to the com
munity in terms of waste of human and economic re
sources.
4. Perhaps the most notorious effect of the ghetto
system is its creation of slums, with all their attendant
evils—to the slum dweller and to the public weal. As
we have seen, housing bias compels non-white groups
to live in the restricted areas available to them. The
excessive density of population resulting from the
artificially limited supply is a classic cause of slums,
which in turn breed delinquency, vice, crime and
disease.
Thus, in 1959, the U. S. Commission on Civil Rights
described the effects of residential discrimination as
follows. “ The effect of slums, discrimination and in
equalities is more slums, discrimination and inequali
ties. Prejudice feeds on the conditions caused by
prejudice. Restricted shun living produces demoral
ized human beings—and their demoralization then be
comes a reason for ‘ keeping them in their place’ . . . .
Not only are children denied opportunities but the
city and nation are deprived o f their talents and pro
ductive power.” The Commission reported that a
former Secretary of Health, Education, and Welfare
estimated the national economic loss at 30 million dol
lars a year, representing the diminution in productive
17
power of those who by virtue of the inferior status
imposed upon them were unable to produce their full
potential.12
Two years later, the Commission reiterated its con
clusion and added: “ These problems are not limited
to any one region of the country. They are nationwide
and their implications are manifold . . .” 13
5. The racial patterns of the slums resulting from
housing bias severely distort programs of slum clear
ance and urban renewal. The price paid for these
civic improvements, in terms of forced moves and
disrupted lives, is often borne most heavily by the
minority families that live in the cleared areas.
The problem has been fully described by the U. S.
Commission on Civil Rights.14 It points out that
minorities are frequently the principal inhabitants of
the areas selected for slum clearance or urban re
newal.15 But each of these programs depends for
success on the ability to relocate some or all of the
slum dwellers. Urban renewal obviously contemplates
12U. S. Commission on Civil Rights, 1959 Report, p. 392; Com
mission on Race and Housing, op. cit. supra, pp. 5, 36-38; Groner
& Helfeld, Race Discrimination in Housing, 57 Yale L.J. 426,
428-9 (1948).
13U. S. Commission on Civil Rights, 1961 Report, Book 4,
“ Housing,” p. 1. See also MeEntire, op. cit. supra, pp. 93-94.
14U. S. Commission on Civil Rights, 1961 Report, Book 4,
“ Housing,” c. 4. “ Urban Renewal,” especially pp. 82-83. See also
Commission on Race and Housing, op. cit. supra, pp. 37-40.
15From the beginning of the Federal urban renewal program in
1949 up to 1960, slum clearance and urban renewal projects had
relocated 85,000 families. Of the 61,200 families whose color is
known, 69% were non-white. Housing & Home Finance Agency,
Relocation from Urban Renewal Project Areas through June 1960,
p. 7 (1961).
18
the destruction of obsolete slum buildings, and these
residents must of course move. And if they are simply
moved to another segregated area, adding to its popu
lation densities, a new slum is created. In those cir
cumstances the renewal program represents much
motion but little movement.
As Albert M. Cole, former Federal Housing and
Home Finance Administrator, has said :16
Regardless of what measures are provided or
developed to clear slums and meet low-income
housing needs, the critical factor in the situation
which must be met is the fact of racial exclusion
from the greater and better part of our housing
supply. . . . Ho program of housing or urban im
provement, however well conceived, well financed,
or comprehensive, can hope to make more than
indifferent progress until we open up adequate
opportunities to minority families for decent
housing.
The California Advisory Committee to the IT. S.
Commission on Civil Rights discovered these phe
nomena in full effect in this state, with clearly visible
harm to the Negro population. It reported:17
The Committee found that concentration of
Negro families into certain specified areas within
California cities seems to be augmented, rather
than alleviated, by urban renewal projects. It
appears that Negroes displaced by such projects
18“ What is the Federal Government’s Role in Housing?” Ad
dress to the Economic Club of Detroit, Feb. 8, 1954, quoted in
Report of the Commission on Race and Housing, Where Shall We
Live?, p. 40 (1958).
1750 States Report, supra, p. 45.
19
tend to find alternative housing in pre-existing
ISTegro sections. There seems to be little effort to
guide displaced families in their selection of
homesites. The project moves forward and Negro
f amilies, along with other groups, must quickly
find new homes. More often than not, these Negro
families settle in adjacent ghettos already in
existence.
As the proportion of minority group members
is extremely high in the so-called “ blighted areas”
of our State’s larger cities, this is a major prob
lem for those concerned with civil rights and
minority housing.
6. The harmful effects of residential segregation
are not limited to housing. A conspicuous feature of
the ghetto system is its tendency to produce segrega
tion in education and all other aspects of our daily
lives.18 It is primarily responsible for the wide
spread segregation that hampers Negroes and persons
of Puerto Rican and Mexican origin in urban public
schools.19 It has even impaired the job opportunities
opened up by fair employment laws.20
One of the most disturbing features of the physical
pattern of segregation, whether in housing or other-
18Myrdal, An American Dilemma, p. 618 (1944); Commission
on Race and Housing, op. cit. supra, pp. 35-36.
19Maslow, De Facto Public School Segregation, 6 Vill. L. Rev.
353, 354-5 (1961). In its 1959 Report, the U. S. Commission on
Civil Rights said (at p. 545) : “ The fundamental interrelation
ships among the subjects of voting, education, and housing make
it impossible for the problem to be solved by the improvement of
any one factor alone.” See also pp. 389-90.
. 20N. Y. State Commission Against Discrimination, In Search of
Housing, A Study of Experiences of Negro Professional and Tech
nical Personnel in New York State (1959).
20
wise, is that it builds the attitudes of racial prejudice
which, in turn, strengthen the segregated conduct pat
terns. This was recognized almost two decades ago by
a Presidential Committee:21
For these experiences demonstrate that segre
gation is an obstacle to establishing harmonious
relationships among groups. They prove that
where the artificial barriers which divide people
and groups from one another are broken, tension
and conflict begin to be replaced by cooperative
effort and an environment in which civil rights
can thrive.22
W e show now that California, prior to enactment of
Article 1, Section 26 of the Constitution, had indeed
made significant inroads in creating “ an environment
in which civil rights can thrive” .
21Report of the President’s Committee on Civil Rights, To Se
cure These Rights, pp. 82-7 (1947).
22The impact of housing discrimination is not limited to citizens
of our country. The California Advisory Committee to the U. S.
Commission on Civil Rights confirms this:
“ Discrimination in housing directed against Negroes has
had an unfortunate impact on foreign students whose skin
colors are dark. The Committee heard testimony from an
Indian student at Sacramento State College who indicated
that he had been refused accommodations in a number of
instances because of his color. The testimony of student gov
ernment leaders at the same school indicated that this foreign
student problem is significant. Commendably, student groups
at Sacramento State are trying to do something about this
situation through investigation and conference.
_ “ The Committee is very disturbed by the evident impact of
discriminatory treatment on foreign students whose precon
ceptions about American democracy have been rudely upset.
These students are potential leaders in their own countries
and the image of America which they take back with them
can be significantly tarnished by such experiences.” 50 States
Report, supra p. 46.
21
III. THE DEVELOPMENT OF CALIFORNIA LAW IN THE FIELD
OF RACIAL DISCRIMINATION AND THE IMPACT OF
ARTICLE I, SECTION 26, OF THE CONSTITUTION.
A. The Legislative and Judicial Response to Discriminatory
Practices.
1. California Legislation Prior to 1959.
California has a long history of legislation pro
hibiting discrimination on the ground of race.23 The
first California anti-discrimination statute, enacted in
1872,24 prohibited innkeepers and common carriers
from discriminating in making their facilities avail
able to persons of all races and creeds. In 1897 legis
lation was enacted which prohibited discrimination in
“ public accommodations.”25 Those provisions, which
became Sections 51-54 of the Civil Code in 1905, and
were amended in 1919 and 1923,26 guaranteed to “ all
citizens . . . full and equal accommodations . . . of inns,
restaurants, hotels, eating houses . . . barber shops,
bath houses, theaters, skating rinks, public convey
ances and all other places of public accommodation
or amusement, subject only to the conditions and
limitations established by law, and applicable alike to
all citizens.”
23See generally, Klein, The California Equal Rights Statutes in
Practice, 10 Stanford L. Rev., 253, 255-259 (1958) ; Kaplan, Dis
crimination in California Housing: The Need for Additional Leg
islation, 50 Cal. L. Rev., 635, 636 (1962) ; Comment, The Rumford
Fair Housing Act Reviewed, 37 U.S.C. L. Rev., 427, 430, 432
(1964) ; Horowitz, California Equal Rights Statute, 33 U.S.C. L.
Rev., 260-264 (1960) ; Note, Civil Rights: Extent of California
Statute and Remedies Available for Its Enforcement, 30 Cal. L.
Rev., 563-565 (1942).
24Now Pen. Code, Sec. 365.
25Cal. State. 1893, e. 185, p. 220.
26Cal. Stats. 1919, c. 210, p. 309; Cal. Stats. 1923, c. 235, p. 485.
22
In 1925, the California legislature enacted provi
sions27 which prohibit instruction in California public
-schools reflecting adversely upon the race or color of
United States citizens. In 1935, the California Legis
lature28 prohibited questions regarding, and discrimi
nation on account of, race or color with respect to ap
plicants or candidates for employment in California
school districts. In 1937, the Legislature prohibited
discrimination on the ground of race in the state civil
service.29 Prohibition of discrimination by reason of
race or color in employment on public work projects
became law in 1939.30
The notation of color or race in California Civil
Service personnel records was forbidden by statute in
1941.31 In 1947, the California Legislature required
that assistance programs for needy and distressed
persons be administered “ without discrimination on
account of race, . . .” 32 Two years later the legisla
ture prohibited segregation and discrimination on the
basis of race or color in the State militia, and enacted
a declaration of State policy that:
27Cal. Stats. 1925, c. 276, p. 460, Sec. 2, now Education Code,
Sections 8451 and 8452.
28Oal. Stats. 1935, c. 618, pp. 1748-1749, Sec. 5.798 as amended
by Cal. Stats. 1951,, e. 1718, p. 4038, Sec. 2, now Education Code
Section 13732.
28Cal. Stats. 1937, e. 753, p. 2110, Sec, 201, now Government
Code, Section 10702.
30Cal. Stats. 1939, c. 643, p. 2068, Sec. 1, now found in Labor
Code, Section 1735.
31Cal. Stats. 1941, e. 243, p. 1308, Sec. 1„ now Government Code,
Section 19704.
. 32Cal. Stats. 1947, c, 161, p. 690, Sec. 1, now Welfare and
Institutions Code, Section 19.
“ There shall be equality of treatment and oppor
tunity for all members of the militia of this
State without regard to race or color.”38
In the same year, 1949, the California Legislature for
bade state agencies and offices from inquiring into
the race of any job applicant, agent or employee of
the State of California.* 34 In 1951, discrimination was
prohibited on the ground of race or color with respect
to apprentices in public works by any employer of
labor union.35 In 1955, the California Legislature en
acted a measure36 37 prohibiting discrimination on the
ground of race or color by certain automobile liability
insurers. In the same session of the California Legisla
ture the following provision was enacted for the pro
tection of teachers:87
“ It shall be contrary to the public policy of
this, State for any person or persons charged, by
[the governing boards of school districts], with
the responsibility of recommending [teachers] for
employment by said boards to refuse or to fail
to do so for reasons of race, color . . . of said
applicants for such employment.”
The foregoing summary shows that for nearly a
century the California Legislature has responded to
ssOal. Stats. 1949, c. 948, p. 1720, Sec. 1, now Military and
Veterans Code, Section 130.
34Cal. Stats. 1949, c. 1578, p. 2826, now in Government Code,
Section 8400.
35Cal. Stats. 1941,. c. 1192, p. 3005, Sec. 1, now in Labor Code,
Section 177.6.
sRQal. Stats. 1955, c. 125, p. 588, Sec. 1, now in Insurance Code,
Section 11628.
37Cal. Stats. 1955, c. 1910, p. 3519, now Education Code, Section
13274.
24
the pressing need for corrective action against dis
crimination on grounds of race and color. Legislative
policy has been consistent in opposing such discrimi
nation wherever it was found to exist, whether in
public accommodations, education, employment, public
welfare, the state militia or the insurance industry.
As we show next, the Legislature has also applied the
identical anti-discrimination policy to housing.
2. 1959 Legislation—The Unruh, Hawkins and Fair Employment
Practice Acts.
During 1959 the California Legislature enacted
three far-reaching statutes prohibiting discrimination
on the grounds of race or color. The first was enacted
as Sections 51 and 52 of the Civil Code and replaced
the early civil rights provisions contained in the then
Sections 51 through 54 (see p. 21, supra) :
“ §51. This section shall be known, and may
be cited, as the Unruh Civil Bights Act.
“ All citizens within the jurisdiction of this
State are free and equal, and no matter what their
race, color, religion, ancestry, or national origin
are entitled to the full and equal accommodations,
advantages, facilities, privileges, or services in all
business establishments of every kind whatsoever.
“ This section shall not be construed to confer
and right or privilege on a citizen which is con
ditioned or limited by law or which is applicable
alike to citizens of every color, race, religion, an
cestry, or national origin.”
“ § 52. Whoever denies, or who aids, or incites
such denial, or whoever makes any discrimination,
distinction or restriction on account of color, race,
25
religion, ancestry, or national origin, contrary to
the provisions of Section 51 of this code, is liable
for each and every such offense for the actual
damages, and two hundred fifty dollars ($250) in
addition thereto, suffered by any person denied
the rights provided in Section 51 of this code.”
In addition to this measure, which on its face en
compassed all residential housing sold or leased by a
“ business,” the 1959 California Legislature enacted
a specific statute directed against racial discrimina
tion in residential housing.88 This measure, popularly
known as the “ Hawkins Act,” prohibited “ The prac
tice of discrimination because of race, color, religion,
national origin or ancestry in any publicly assisted
housing accommodations . . . ” (Cal. Stats. 1959, p.
4074.)
The third major item of civil rights legislation
during the 1959 session was the California Fair Em
ployment Practices Act.39 This Act prohibited dis
crimination on the grounds of race or color by certain
employers and labor unions and established the Fair
Employment Practice Commission to administer its
provisions. The Act begins with this legislative decla
ration of public policy (Lab. Code, See. 1411) :
“ It is hereby declared as the public policy of
this State that it is necessary to protect and safe
guard the right and opportunity of all persons
to seek, obtain, and hold employment without dis- 38
38Cal. Stats. 1959, c. 1681, pp. 4074-4077, now in Health and
Safety Code,, Sections 35700-35741.
89Cal. Stats. 1959, c. 121, Sec. 1, p. 1999, now in Labor Code,
Sections 1410-1432.
26
crimination or abridgement on account of race,
religious creed, color, national origin, or ancestry.
“ It is recognized that the practice of denying
employment opportunity and discriminating in the
terms of employment for such reasons, foments
domestic strife and unrest, deprives the State of
the fullest utilization of its capacities for develop
ment and advance, and substantially and ad
versely affects the interests of employees, em
ployers, and the public in general.
“ This part shall be deemed an exercise of the
police power of the State for the protection of
the public welfare, prosperity, health, and peace
of the people of the State of California.”
The next section of the Act provides (Lab. Code,
sec. 1412) :
“ The opportunity to seek, obtain and hold em
ployment without discrimination because of race,
religious creed, color, national origin, or ancestry
is hereby recognized as and declared to be a civil
right.”
In addition to these anti-discrimination measures,
the 1959' Legislature amended the Health and Safety
Code to prohibit discrimination “ in undertaking com
munity redevelopment or urban renewal projects.” 40
3. Legislation Subsequent to 1959.
There has been no slackening in the increasing
tempo of civil rights legislation in California since
40Cal. Stats. 1959, e. 1102, See. 23, p. 3182, now in Health and
Safety Code, Section 33050.
27
1959. In 1961 the Legislature prohibited county clerks
from refusing to deputize voter registrars on the
grounds of race or color.41 With respect to housing,
the 1961 Legislature declared:42
‘ ‘ The Legislature of the State of California
recognizes that among the principal causes of
slum and blighted residential areas are the follow
ing factors:
# # # # *
“ (c) Racial discrimination against persons of
certain groups in seeking housing.”
In furtherance of the same policy, the 1961 Legisla
ture prohibited all racially restrictive covenants affect
ing real property interests,43 and all racially restric
tive conditions subsequent in deeds of real property.44
That session of the Legislature also added a provision
to section 69 of the Civil Code providing that appli
cants for marriage licenses “ shall not be required to
state, for any purpose, their race or color. ’ (Cal.
Stats. 1961, p. 1665.)45
The next major assault by the California Legislature
on racial discrimination, and in particular on racial
discrimination in residential housing, is contained in
41Cal. Stats. 1961, c. 1898, Sec. 1,. p. 4008, now in Election Code,
Section 223.
«Cal. Stats. 1961, c. 2116, Sec. 1, p. 4377, now in Health and
Safety Code, Section 33039.
«C al Stats. 1961, c. 1877, Sec. 1, p. 3976, now in Civil Code,
Section 53.
44Cal. Stats. 1961,. c. 1078, Sec. 1, p. 2810, now in Civil Code,
Section 782,
4BCal. Stats. 1961, c. 554, Sec. 2, p. 1665,
28
the measure popularly known as the “ Rumford Act,”
which added sections 35700-35744 to the Health and
Safety Code48 and replaced the provisions of the
“ Hawkins Act.” The Rumford Act was broader than
the Hawkins Act in covering inter alia, residential
housing containing more than four units, even though
not publicly assisted. In addition, the Legislature
vested the exclusive authority to administer the Rum
ford Act in the Pair Employment Practice Commis
sion. The legislative policy which the Rumford Act
implemented is expressed in its initial provision
(Health & Safety Code, sec. 35700) :
“ The practice of discrimination because of race,
color, religion, national origin, or ancestry in
housing accommodations is declared to be against
public policy.
“ This part shall be deemed an exercise of the
police power of the State for the protection of the
welfare, health, and peace of the people of this
State. ’ ’
4. Development of California Antidiscrimination Common Law.
Legal developments against racial discrimination in
California have not been confined to legislative action.
This Court and other courts in the State, in the de
velopmental tradition of the common law, have recog
nized that private acts of racial discrimination may
warrant judicial relief.
An important example is James v. Marinship Corp.,
25 Cal.2d 721 (1944), involving a union which had a
closed shop contract with an employer. The union 40
40Cal. Stats. 1963, c. 1853, Sec. 2, p. 3823.
29
would not admit Negroes into membership with rights
and privileges equal to those enjoyed by white mem
bers. Instead, the Negro employees were given the
option of joining a segregated union or being dis
charged under the union security agreement. This
Court concluded that the closed shop, coupled with the
closed union, constituted an unlawful arrangement
affecting employment, and ordered the union either to
provide equal membership opportunities for Negroes
or to refrain from causing their discharge.
The decision was not predicated on statute. Rather,
the Court ruled that racial discrimination in the situ
ation there presented was contrary to the “ public
policy of the United States and [the State of Cali
fornia]” and was therefore unlawful as a matter of
common law. (25 Cal.2d at 739.) The Court explained
the interplay between common law and statutory law
prohibiting private discrimination (25 Cal.2d at 740) :
“ Defendants contend that ‘ individual invasion
of individual rights’ can be prohibited only by a
statute of the state, and they point out that Cali
fornia statutes forbidding racial discrimination
by private persons relate only to certain specifi
cally enumerated businesses such as inns, restau
rants, and the like, but not to labor unions (Civ.
Code, §§51-52). It has been said, however, that
such statutes, to the extent that they embrace
public service businesses, are merely declaratory
of the common law.”
Two years later, this Court made it clear that
Marinship was not restricted to circumstances where
a union had obtained a monopoly of labor in the lo
30
cality involved. Thus, in Williams v. Boilermakers,
27 Cal.2d 586 (1946), the Court sustained a complaint
similar to that in Marinship, which did not allege the
inability of the plaintiff to obtain work at his trade
elsewhere in the community. Following a discussion of
decisions in other states which granted a common law
remedy in like instances, the Court stated (27 Cal.2d
at 590-591) :
“ These decisions are based upon the theory that
such collective labor activity does not have a
proper purpose and constitutes an unlawful inter
ference with a worker’s right to employment. . . .
This rule is not founded upon the presence of a
labor monopoly in the entire locality, and the
reasoning is simply that it is unfair for a labor
union to interfere with a person’s right to work
because he does not belong to the union although
he is willing to join and abide by, reasonable
union rules and is able to meet all reasonable con
ditions of membership. dSTo purpose appropriate to
the functions of a labor organization may be
found in such discriminatory conduct. Here the
union’s efforts are directed, not toward advancing
the legitimate interests of a labor union, but
rather against other workers solely on the basis
of race and color. . . . The public interest is
directly involved because the unions are seeking
to control by arbitrary selection the fundamental
right to work.”
The Court added, in a more general vein, that “ where
persons are subjected to certain conduct by others
which is deemed unfair and contrary to public pol
icy, the courts have full power to afford necessary
31
protection in the absence of statute” (emphasis
added) .47
Apart from holdings which rest on the existence of
a common law public policy against racial discrimina
tion, this Court on numerous occasions has empha
sized the pervasiveness of California’s anti-discrimi
nation policy at all levels of California law. Thus, in
Orloff v. Los Angeles Turf Club;, 30 Cal.2d 734, 739
(1951), the Court stated:
“ The so-called civil rights statutes (Civ. Code
§§51-54) do not necessarily grant theretofore non
existent rights or freedoms. The enactments are
declaratory of existing equal rights and provide
the means for their preservation by placing re
strictions upon the power of proprietors to deny
the exercise of the right and by providing pen
alties for violation.”
See also, Piluso v. Spenser, 36 Cal.App. 416 (1918),
for an earlier statement to similar effect. In holding
the Unruh Act to be applicable to housing, the Court
has likewise observed (Burks v. Poppy Construction
Co., 57 Cal.2d 463, 471 (1962)) :
“ Discrimination on the basis of race or color is
contrary to the public policy of the United States
4"The California Attorney General has noted that the rule
underlying the Marinship decision extended protection against
racial discrimination from practices involving “ government
agencies and public service businesses” to situations involving
“ private rather than public action.” The Attorney General con
cludes that “What had hitherto been regarded as_ a rule of public
policy affecting only the government and public service enter
prises, has become to some extent, not yet clearly delineated, a
rule of conduct affecting private individuals and organizations.
9 Ops.Cal.Atty.Gen. 271, 274. See also Klein, The California
Equal Rights Statutes in Practice, 10 Stan. L. Rev., 253, 270-272
(1958).
32
and of this state. Atlhough the antidiscrimination
provisions of the federal Constitution relate to
state rather than private action, they nevertheless
evidence a definite national policy against dis
crimination.”
In sum, both statutory and common law prohibiting
racial discrimination expanded and developed in this
State consistently until the passage of Article I, Sec
tion 26. The significance of the steady development is
clear. First, the mere volume of the law evidences
the magnitude in California of the evil of racial and
religious discrimination. Second, the California Legis
lature, in the exercise of traditional police powers, and
the California courts, within the framework of the
common law, have been able to play a continuingly ac
tive role in redressing those evils. Plainly, the granting
by this State of an “ absolute” right to discriminate in
housing on grounds of race or religion is a monu
mental reversal of California’s deep rooted and un
equivocal public policy against all forms of racial and
religious discrimination. The extent of that reversal
of public policy will be treated in the following exam
ination of the effect on existing law of Article I,
Section 26.
B. The Impact of Article I, Section 26, on California Law.
1. The Effect on the Bumford Act.
The Rumford Act expressly declares that racial and
religious discrimination in housing is contrary to the
public policy of California (see p. 28, supra). While
the challenged constitutional amendment does not
refer either to racial or religious discrimination or to
33
the Rum ford Act, there is no doubt that both the
language and the purpose of the amendment nullify
the effectiveness of the Act. See p. 28, supra.
Article I, Section 2G, forbids the courts as well as any
other state agency to deny “ the right” of a seller or
lessor of real property “ to decline to sell, lease or rent
such property to such person or persons as he, in his
absolute discretion, chooses.” The landlord who re
fuses to rent an apartment to a Negro because of the
color of his skin acts in derogation of the public
policy articulated in the Rumford Act, but the new
constitutional amendment plainly denies the Negro
redress in Court or other state agency. The new
amendment, in short, places the authority of the law
in direct support of the discriminating landlord.
2. The Effect on the Unruh Act.
The Unruh Act, as shown above, prohibits racial
discrimination “ in all business establishments of every
kind whatsoever,” including businesses which deal
with housing. Burks v. Poppy Construction Co., 57
Cal.2d 463 (1962). The effect of the new amendment
upon the business activity of transferring of real
property interests, as distinguished from non-business
transactions, is not free from doubt.48
I f business establishments are outside the scope of
the amendment, the Unruh Act may continue to pro
48Article I, Section 26, speaks in terms of “ any person” who
desires to sell “ his real property,” and his right to decline to sell
to a person “ as he, in his absolute discretion, chooses.” (Emphasis
added.) The amendment defines-“ person” to include “ partner
ships, corporations and other legal entities,” but it is extremely
34
vide a limited remedy against discrimination. But that
remedy would not extend to those who suffer from
discriminatory practices by private landowners whose
discrimination still would be sanctioned and encour-
aged by the state. On the other hand, if the amend
ment authorizes discrimination by business establish
ments in the same manner as with individual land-
owners, such authorization equally violates the Four
teenth Amendment. See infra, p. 36, et seq.
3. The Effect on the Development of California Common Law.
It cannot be doubted that the effect of Article I,
Section 26 is to stunt the potential growth of common
law prohibiting discrimination in housing. The situ
ation in housing now is analogous to that which would
have resulted from a constitutional amendment, fol
lowing the decision of this Court in Marinship, to the
effect that unions with closed shop agreements are
entitled to deny membership on any ground which
they, in their absolute discretion, choose. Presumably,
the California Constitution thereby would put an end
to the common law principle embodied in Marinship.
In short, California courts are precluded by the
amendment, if valid, from further considering com
mon law principles in cases involving discrimination
by landowners against minority groups. The force of
social, moral and humane factors which have made the
common law an accommodating legal framework, re
doubtful that the purpose of the amendment was to protect the
partnership or corporation or the individual in the business of
selling or renting real property. The official ballot argument in
favor of the amendment was restricted to a discussion of its effect
on the individual landowner.
35
sponsive to historical experience, has been neutralized
in the area covered by the amendment.49
4. The Effect on Future Legislative Regulation,
The new amendment flatly prohibits the Legislature
from “ directly or indirectly” limiting the “ right” of
a landowner to discriminate in the sale or lease of his
property. Thus, in this subject of vital public concern,
there is total disabling of the ordinary legislative
processes which are geared to respond to the need for
regulation. The legislative disability extends to the
county and municipal level as well as to the state
Legislature.
In consequence of the amendment, California stands
as the single state in the Union in which the power to
deal with private discrimination in housing has been
taken away from the Legislature and from local law
making bodies by constitutional mandate. The situa
tion is anomalous. As this Court has observed, “ Dis
crimination in housing leads to lack of adequate hous
ing for minority groups . . . and inadequate housing
conditions contribute to disease, crime and immoral
ity.” Burks v. Poppy Construction Co., 57 Cal.2d 163,
471 (1962). These are precisely the problems which,
under our form of government, are immutably en
trusted to the state for regulation in the exercise of
traditional police powers. But Article I, Section 26, of
the Constitution, withdraws the Legislature and other
49Mere repeal of the Rumford Act would not have had the same
effect. For example, in the absence of legislation, the courts might
have provided redress to victims of housing discrimination. We
discuss the point in greater detail, supra, p. 28.
branches of the government from this vital area of
responsibilty, and lias the direct effect of delegating
solely to private persons the absolute power to control
the discriminatory housing conditions, which “ con
tribute to disease, crime and immorality” throughout
the state.
IV. ARTICLE I, SECTION 26 CONSTITUTES DISCRIMINATORY
STATE ACTION WITHIN THE REACH OF THE FOURTEENTH
AMENDMENT OF THE UNITED STATES CONSTITUTION.
A. The Fourteenth Amendment Prohibits State Action in Fur
therance of Racial Discrimination in the Sale and Rental of
Real Property.
The Fourteenth Amendment of the federal Consti
tution provides:
“ No State shall make or enforce any law which
shall abridge the privileges or immunities of citi
zens of the United States; nor shall any State
deprive any person of life, liberty, or property,
without due process of law; nor deny to any per
son within its jurisdiction the equal protection
of the laws.”
The Amendment’s applicability to discriminatory state
action in the sale and purchase of real property is
clear:
“ Colored persons are citizens of the United States
and have the right (under the equal protection
clause) to purchase property and enjoy and use
the same without laws discriminating against
them solely on account of color.” (Buchanan v.
Warley, 245 U.S. 60, 78-79 (1917).)
The landmark decision in Shelley v. Kraemer, 334
U.S. 1 (1948), dispels all doubts:
. among the civil rights intended to be pro
tected from discriminatory state action by the
Fourteenth Amendment are the rights to acquire,
enjoy, own and dispose of property. Equality in
the enjoyment of property rights was regarded
by the framers of that Amendment as an essential
precondition to the realization of other basic civil
rights and liberties which the Amendment was
intended to guarantee.” (334 U.S. at 10.)
Accordingly, California clearly is forbidden by the
federal constitution from asserting its governmental
authority to discriminate against minority groups in
the enjoyment of the right to purchase or rent real
property.
I f California had enacted a constitutional amend
ment stating that Negroes were not entitled to legisla
tive or judicial relief from private acts of housing
discrimination it would have been a plain violation
of the Fourteenth Amendment. The difficulty in the
present cases is that the discrimination becomes opera
tive through a subtle combination of state and private
action. The resulting problem, though novel in the
present context, is not unfamiliar. In a complex so
ciety, governmental and private action are increasingly
often entwined as well as interdependent. The state
acts in many forms and through many channels. Pri
vate activity may benefit from, or be stimulated by,
state subsidies, state regulation and other forms of
state aid or state encouragement. W e show, first, by
way of background, that those combinations of private
and state action which result in invidious discrimina
tion or interference with individual liberty are eonsti-
stutionally prohibited,50 and, second, that Article I,
Section 26, despite its artful phrasing, is within the
penumbra of that doctrine.
1. Private Discrimination on State-owned Property.
It is settled law that state ownership of property
is sufficient for applicability of the Fourteenth Amend
ment; operation of the facility directly by the state
is not a prerequisite. Thus, in Burton v. Wilmington
Parking Authority, 365 U.S. 715 (1961), state prop
erty was leased to a private restaurant which refused
to serve Negroes. The discrimination was found to be
state action for purposes of the Fourteenth Amend
ment, even though the actual decision to exclude Ne
groes from the restaurant was made by the restaurant
alone and there was no showing that the state had
endorsed or required the exclusion. As the Supreme
Court explained (365 U.S. at 725) :
“ By its inaction * * * the state, has not only
made itself a party to the refusal of service, but
has elected to place its power, property and pres
50For excellent analyses of the development of the law of state
action, see Horowitz, The Misleading Search for “ State Action”
under the Fourteenth Amendment, 37 Cal.L.Rev. 208 (1957);
Williams, The Twilight of State Action, 41 Tex.L,R. 347 (1963);
Lewis, The Meaning of State Action, 60 Colnm.L.Rev. 1083
(I960) ; Karst & Van Alsyne, Sit-Ins and State Action, 14
Stan.L.Rev. 762 (1962) ; St. Antoine, Color Blindness But Not
Myopia; A New Look at State Action, Equal Protection, and
“ Private” Racial Discrimination, 59 Mich.L.Rev. 993 (1961) ;
Shanks, “ State Action” and the Girard Estate Case, 105 U.Pa.L.
Rev. 213 (1956); Comment, The Impact of Shelley v. Kraemer on
the State Action Concept, 44 Cal.L.Rev. 718 (1956).
39
tige behind the admitted discrimination. The
State has so far insinuated itself into a position
of interdependence with (the lessee) that it must
be recognized as a joint- participant in the chal
lenged activity * *
See also, Darlington v. Plumber, 240 F.2d 922 (C.A.
5, 1956), certiorari denied, 353 U.S. 924; City of
Greensborough, v. Simpkins, 246 F.2d 425 (C.A. 4,
1957); Department of Conservation & Dev. v. Tate,
231 F.2d 615 (C.A. 4, 1955), certiorari denied, 352
U.S. 838.
2. Private Discrimination in the Operation of Property Under State-
assistance Programs.
State assistance programs of various kinds are a
sufficient link between the private property owner and
the state to subject the operation of the property to
the equal protection requirements of the Fourteenth
Amendment. Thus, it has been recently held that
where a private hospital received financial and other
assistance under the Federal Hill-Burton Act which
was administered by the state, the action of the pri
vate hospital was action of the state for the purposes
of the Fourteenth Amendment. (Simpkins v. Moses
II. Cohn Memorial Hospital, 323 F.2d 959 (C.A. 4,
1963), certiorari denied, 376 U.S. 938.) The same
court found racial discrimination in a privately
owned hospital to be constitutionally forbidden where
the hospital land was granted by the state, was to re
vert to the state upon cessation of hospital operations,
and where the state had supplied the hospital with
funds for certain purposes, and had granted it a tax
40
exemption and power of eminent domain. Eaton v.
Grubbs, 329 F.2d 710 (C.A. 4, 1964).
Similarly, the Sixth Circuit has held that a private
motel’s operations were subject to the Fourteenth
Amendment where the real property upon which the
motel had been constructed was purchased from a
municipality pursuant to an urban renewal program
and the motel was part of a comprehensive plan of
development. Smith v. Holiday Inns of America, Inc.,
336 F.2d 630 (C.A. 6, 1964).
Consistent with the preceding cases is the earlier
California decision in Ming v. Horgan (Cal. Super.
Ct. 1958), 3 Race Relations L. Repts. 693, which in
volved a private developer who was licensed and in
spected by the state and who had secur ed FIT A mort
gage financing for purchasers of his homes. The
Superior Court held that the action of the private
developer in discriminating against prospective pur
chasers on the grounds of race was state action pro
hibited under the Fourteenth Amendment.51
Those decisions demonstrate that the nexus between
prohibited discrimination and state responsibility is
sufficient wherever there is some state assistance to, or
participation in, the construction or operation of the
property or facility, so that it may be said that the
property owner is operating under the aegis or ap
proval of the state. The Courts have warned private
51Decisions to the contrary such as Dorsey v. Styvesant Town
Corp., 299 N.Y. 512 (1949), certiorari denied 339 U.S. 981, and
Johnson v. Levitt & Son, 131 F.Supp. 114 (E.D, Pa. 1955) are
of questionable validity in the light of Burton v. Wilmington
Parking Authority, 365 U.S. 715 (1961), discussed supra, p. 38.
41
landowners, in substance, “ if you rely to any appre
ciable degree on state assistance or protection, you
must observe the constitutional requirements imposed
on states in. the maintenance of your property.”
3. Private Discrimination in the Management of Property Utilized in
a Quasi-public Function.
In Marsh v. Alabama, 326 U.S. 501 (1946), the Su
preme Court held that a town which was wholly-
owned by a private corporation could not prohibit a
member of Jehovah’s Witnesses from distributing
literature on a sidewalk of the town. The Court
reasoned that since an ordinary municipality would
be prohibited from such conduct, the same rule should
be applicable to private property which serves as a
municipality for its residents.52 The Court, in short,
found that the action of the private corporation was
the action of the state for the purpose of the Four
teenth Amendment. For analogous situations in which
this Court has required private entities whose opera
tions have public or quasi public aspects to bear the
responsibilities of public bodies, see Schwartz-Tor-
rance Investment Comp. v. Bakery Local 31, 61 Cal.
2d 766 (1964) ; and James v. Marinship Corp., supra,
p. 28.
4. Private Discrimination Where the State Has Delegated a Govern
mental Function.
The state is constitutionally required to prevent
private racial and religious discrimination when it
delegates the performance of governmental responsi
52The applicability of this principle to subdivisions and planned
communities seems apparent.
42
bilities to private groups. Tlie principle lias been
firmly established with respect to political elections.
The electoral process is, of course, a function with
respect to which the state must assume a governmental
responsibility. To the extent that illicit discrimination
is accomplished in the handling of election procedures,
it makes no difference under the Fourteenth Amend
ment whether the state acts directlv or through an
intervening political group. Accordingly, private
political parties cannot constitutionally discriminate
against Negroes in party primaries. Smith v. All-
wright, 321 U.S. 649 (1944). Nor can a voluntary
political organization constitutionally discriminate
against Negroes at pre-primary elections. Terry v.
Adam-s, 345 U.S. 461 (1953) ; see Nixon v. Condon,
286 U.S. 73 (1932).
Relevant also are cases in which local officials—
police officers—were found to have transgressed the
Fourteenth Amendment’s interdictions against state
discrimination by failing to protect persons from
racial and religious attacks. As stated in Lynch v.
United States, 189 F.2d 476 (C.A. 5, 1951):
“ There was a time when the denial of equal pro
tection of the laws was confined to affirmative acts,
but the law now is that culpable official inaction
may also constitute a denial of equal protection.”
The principle that states must act affirmatively to
insure equal protection of the laws is scarcely of recent
origin. The opinion in the Civil Rights Cases, 109
IT.»S. 3 (1883), although concluding that the Four
teenth Amendment was directed only at the states and
43
not individuals, emphasized the importance of the
constitutional objective of achieving equality of treat
ment for all citizens. The basis of the decision was the
assumption that redress under state law would be
available in the event of abridgement- by private in
dividuals of the complainant’s right to equal treat
ment. 109 U.S. at 17. Compare the earlier statement
of a federal circuit court ( United States v. Hall, 26
Fed.Cas. 79 (C.C.S.D. Ala., 1871) :
“ (T)he Fourteenth Amendment not only pro
hibits the making or enforcing of laws which shall
abridge the privileges of the citizens, but prohibits
the states from denying to all persons within its
jurisdiction the equal protection of the laws.
Denying includes inaction as well as action, and
denying1 the equal protection of the laws includes
the omission to protect, as well as the omission to
pass laws for protection. A citizen of the United
States is entitled to the enforcement of the laws
for the protection of his fundamental rights, as
well as the enactment of such laws.” 53
5. Private Discrimination Authorized, Sanctioned or Encouraged by
the State.
The Fourteenth Amendment forbids the state from
lending its power to authorize, sanction or encourage
private discrimination. This was the ruling in Shelley
53A similar position was taken last year by Chief Justice War
ren, and Justices Douglas and Goldberg in Bell v. Maryland, 378
U.S. 226 (1946). These Justices would hold that a violation of the
Fourteenth Amendment is established where a state fails to pro
tect by its own laws the equality of access to public accommoda
tions. See generally, Frank & Monro, The Original Understanding
of “Equal Protection of the Laws,” 60 Colum.L.Rev. 131 (1950) ;
Miller, An Affirmative Thrust to Due Process of Law, 30 Geo.
Wash.L.Rev. 399 (1962); Peters, Civil Rights and State Non-
Action, 34 Notre Dame Law 303 (1959).
44
v. Kraemer, 334 U.S. 1 (1948), where landowners
sought the assistance of a state court to enforce a re
strictive racial covenant against a Negro purchaser.
The discriminatory covenant involved only individual
action, but the United States Supreme Court made it
clear that the state was implicated as soon as a suit
was brought to enforce the covenant. As the Court
stated (334 U.S. at 20) :
“ State action, as that phrase is understood for
the purposes of the Fourteenth Amendment,
refers to exertions of state power in all forms.
And when the effect of that action is to deny
rights subject to the protection of the Fourteenth
Amendment, it is the obligation of this Court to
enforce the constitutional commands. * * *
We hold that in granting judicial enforcement of
the restrictive agreements in these cases, the
States have denied petitioners the equal protec
tion of the laws and that, therefore, the action of
the state courts cannot stand. We have noted that
freedom from discrimination by the States in the
enjoyment of property rights was among the basic
objectives sought to be effectuated by the framers
of the Fourteenth Amendment. That such dis
crimination has occurred in these cases is clear.
Because of the race or color of these petitioners
they have been denied rights of ownership or
occupancy enjoyed as a matter of course by other
citizens of different race or color.54
54See also Hurd v. Hodge 334 U.S. 24 (1948), where the Court
held that enforcement of a racially restrictive covenant by a
court in the District of Columbia violated section 1978 of the
Revised Statutes, which provides :
“ All citizens of the United States shall have the same right,
in every State, and Territory, as is enjoyed by white citizens
thereof to inherit, purchase, lease, sell, hold, and convey real
and personal property.”
45
In Barrows v. Jackson, 346 U.S. 249 (1953), the
Supreme Court subsequently held that a racially re
strictive covenant could not constitutionally support
a suit for damages. The Court explained (346 U.S.
at 254) :
“ The result of that sanction by the State would
he to encourage the use of restrictive covenants.
To that extent, the State would act to put its sanc
tion behind the covenants. I f the State may thus
punish respondent for her failure to carry out her
covenant, she is coerced to continue to use her
property in a discriminatory manner, which in
essence is the purpose of the covenant. Thus, it
becomes not respondent’s voluntary choice but the
State’s choice that she observe her covenant or
suffer damages.” (Emphasis added.)
Unconstitutional governmental encouragement of
private discrimination also was found in Anderson v.
Martin, 375 U.S. 399' (1964), involving racial labeling
of' candidates on ballots. That practice, although ob
viously not requiring individuals to discriminate, was
struck down because it encouraged and assisted dis
crimination. See also Baldwin v. Morgan, 287 E.2d
750 (C.A. 5, 1961).
The principle that the state may not, through its
legal system, encourage or sanction racial discrimina
tion was also applied by a California Court in Abstract
Investment Go. v. Hutchison, 204 Cal. App. 2d 242
(1962). The case involved an action in unlawful de
tainer of property leased under a month to month
tenancy to the defendant, a Negro, who admitted that
the landlord was entitled to possession under the terms
46
of the tenancy, but affirmatively alleged that the sole
reason for the eviction was that he was a Negro. The
trial court refused to admit any evidence with respect
to this affirmative defense and rendered judgment in
favor of the landlord. Applying Shelley v. Kraemer,
swpra, the District Court of Appeal reversed the judg
ment on the ground that, if it could be proven that
racial considerations lay behind the eviction, enforce
ment of the landlord’s claim would constitute unlaw
ful state action.
State authorization of discriminatory acts by pri
vate individuals was recognized as satisfying the state
action test under the Fourteenth Amendment, in Mc
Cabe v. Atchinson T. & S. F. By., 235 U.S. 151 (1914).
The case held that the denial of equal railroad facili
ties to Negroes by a railroad was unconstitutional
state action on the ground that the discrimination was
authorized by a state statute. The Court reasoned that
discrimination pursuant to statutory authorization was
action under “ the authority of a state law” , which in
constitutional contemplation was not materially less
unconstitutional than discrimination pursuant to state
requirement. (235 U.S. at 162.)
Three of the justices who participated in Burton
v. Wilmington Parking Authority, supra, adopted this
reasoning. Mr. Justice Stewart, concurring, finding
that the state Court involved in that case had con
strued the state law “ as authorizing discriminatory
classification based exclusively on color” , concluded
that “ Such a law [is] clearly violative of the Four
teenth Amendment.” 365 U.S. at 726-727. Mr, Justice
47
Frankfurter, dissenting with Justices Harlan and
Whittaker, did not read the state statute as authoriz
ing discriminatory treatment against Negroes, but
made clear that if the statute were so interpreted, it
would not survive the constitutional test. ‘ £ For a state
to place its authority behind discriminatory treatment
based solely on color is indubitably a denial by a State
of the equal protection of the laws in violation of the
Fourteenth Amendment.” 365 U.S. at 727.
The same reasoning underlies the decision of the
Court of Appeals for the Fifth Circuit in Bowman v.
Birmingham Transit »Company, 280 F.2d 531 (C.A.
5, 1960). In that case, the City of Birmingham had
authorized carriers to make such rules regarding the
seating of passengers as the carrier deemed necessary
for safety and convenience. The city also provided
that violation of these rules would constitute a crim
inal offense. A carrier rule which provided for racially
segregated seating on busses was found to be author
ized by the City, and therefore was state action under
the Fourteenth Amendment.
B. There Is Sufficient State Encouragement of Racial Dis
crimination Under Article I, Section 26 to Bring It Within
the Proscription of the Fourteenth Amendment.
W e have demonstrated that racial discrimination
by private individuals is not wholly beyond the reach
of the Fourteenth Amendment. While there must be
a nexus between individual action and the state in
order to bring the federal constitution into play, state
involvement need not rise to the level of direct or
48
affirmative action. A state law requiring individual
discriminatory acts is perhaps the most obvious form
of state action through individual conduct, but the
application of the Fourteenth Amendment has cer
tainly not been limited to such flagrant situations.
A state cannot exculpate itself merely by showing that
a private person made the effective determination to
engage in invidious discrimination or some other in
vasion of fundamental rights. Implication of the state
through official authorization or encouragement of
unequal treatment of the races, through the avail
ability of its sanctions in support of such inequality,
or through failure to act in an area of state respon
sibility involving discriminatory conduct all have pro
vided the occasion for invocation of the Fourteenth
Amendment.
The conclusion is inescapable that the nexus between
the state and private racial or religious discrimination
in housing embodied in Article I, Section 26, brings
it within the proscriptions of the Fourteenth Amend
ment.
The new amendment to the California Constitution
places the state’s legal system squarely behind private
acts of housing discrimination. The landlord who
would deny Negroes the opportunity to rent or pur
chase is given the signal to proceed. But discrimi
nation authorized or encouraged by the state has
consistently been condemned under the Fourteenth
Amendment, even though the decision to discriminate
is left to private choice. See, e.g., Shelley v. Kraemer,
334 U.S. 1 (1948) ; Barroivs v. Jackson, 346 U.S. 249
49
(1953) ; Anderson v. Martin, 375 U.S. 399 (1964) ;
McCabe v. Atchison T. & S. F. By., 235 U.S. 151
(1914) ; Nixon v. Condon, 286 U.S. 73 (1932); Boman
v. Birmingham Transit Company, 280 U.2d 531 (C.A.
5,1960).
The new amendment implicates state agencies in dis
criminatory practices in a manner no different in
principle than was the case in Shelley v. Kraemer,
supra. There the judicial enforcement of private dis
criminatory practices was determined to be state
action within the Fourteenth Amendment. Under the
new amendment, the state judiciary is brought into
play on the side of discriminatory practices in an
equally meaningful way, i.e., through protecting the
act of discrimination against legal interference. The
point is illustrated by Abstract Investment Co. v.
Hutchison, 204 Cal.App.2d 242 (1962), where the
Court concluded that a Negro might defend an action
of unlawful detainer by showing that his rental prop
erty was being taken from him solely on account of
his color. Article I, Section 26, however, would deprive
the Negro defendant of his defense on the ground that
the landlord may decline to rent on any ground he
chooses. Thus, the California Courts would be re
quired to strike the defense in a repetition of the
Abstract Investment ease.55 Plainly, if the federal
Constitution requires judicial protection against evic
tion on racial grounds, as held in Abstract Investment,
B5This is precisely what occurred below in Hill v. Miller, Sac.
No. 7657, now pending in this Court.
50
and the new amendment to the state Constitution
prohibits the judiciary from preventing such an evic
tion, the federal Constitution and Article I, Section
26 are at war.
It is sheer sophistry to suggest that the new amend
ment merely places the state in a neutral position—
neither encouraging nor discouraging racial discrimi
nation. Advocates of this view would argue that the
amendment places the state in the same position as it
would be in the absence of any legislation relating to
discrimination in housing. But the enactment of an
affirmative state policy banning state interference
with landowners who discriminate against racial mi
norities cannot be equated with the absence of stat
utory law relating to discrimination.
Unlike the situation which would exist if present
fair housing legislation were merely repealed, the new
amendment: (1) prevents the development of common
law judicial remedies against private acts of racial
discrimination, (2) precludes future State and local
legislative action against private acts of racial dis
crimination no matter how moderate the action and
how pressing its need, (3) enshrines in the California
Constitution the grant of an “ absolute” right to dis
criminate on racial and religious grounds. This we
submit goes far beyond “ neutrality” and, in substance,
constitutes action of the State which clearly sanctions
and encourages private acts of racial discrimination.
There is, in fact, a difference in kind between state
refusal to prohibit private acts of racial discrimina
51
tion (no fair housing legislation) and where, as here,
the State by Constitutional amendment makes private
acts of racial discrimination a protected “ right.” In
the former instance, private acts of racial discrimina
tion are, to be sure, not prevented by legislation, but
in the latter instance, they are actually encouraged by
the State.
There can be little doubt that the new amendment
on its face tends to encourage racial discrimination in
housing on the part of those who desire to engage in
it. As observed in Barrows v. Jackson, 346 U.S. 249,
254 (1953), there is unconstitutional encouragement
of the practice of writing racially restrictive covenants
when the state places “ its sanction behind the (dis
criminatory) covenants.” Encouragement to discrimi
nate is surely no less when the state enacts a consti
tutional provision placing acts of discrimination
beyond the reach of the state Courts, the State Legis
lature and every governmental agency in the state. By
no stretch of the imagination may this be fairly re
garded as “neutrality.” By virtue of Article I, Section
26, the state has placed its thumb on the scale and
tipped it in favor of discrimination.
The encouragement and assistance which the new
amendment affords to discrimination becomes even
clearer upon consideration of the background events
which led to its adoption. The measure was spon
sored by the California Real Estate Association and
the California Apartment Owners Association, and
it was made clear during the efforts to obtain
signatures on the initiative petition that the proposal
was intended to nullify the Rumford Act and other
52
fair housing laws.56 The official ballot argument in
favor of the measure disclosed the same purpose.57 It
is of course general public knowledge that the cam
paign respecting the proposed amendment was prin
cipally concerned with the issue of racial discrimina
tion. In short, the purpose and expected effect of the
measure was to free property owners from legal re
strictions against discriminatory practices in housing.
Indeed, racial considerations in the transfer of prop
erty constituted the only matters in controversy in
respect to the amendment; neither proponents nor op
ponents were in disagreement as to other considera
tions that might motivate a landowner to decline an
offer to buy or rent, and there was no occasion to pro
pose legislation in this respect.58
In light of this single-minded purpose o f the new
amendment, its constitutionality need not be evaluated
in terms of its language alone. State laws or actions
which are neutral considered in a vacuum are the
S6See, for example, Editorial in Vol. XLIV Issue No. 2 of Cali
fornia Real Estate Magazine (Dec. 1963), the official publication
of the California Real Estate Association, which is reproduced on
pp. 44-45 of appellant’s opening brief in Hill v. Miller, Sac. No.
7657.
B7The argument asserted that ‘‘ Under the Rumford Act, any
person refused by a property owner may charge discrimination”
and urged voters to enact the proposed amendment in order to
free property owners of any such charges.
58The relevance of materials from the official ballot argument
in determining intent in initiative and referendum measures, par
ticularly where supported by matters of common knowledge as to
the issue before the voters, has been recognized by this Court.
See Reuter v. Board of Supervisors, 220 Cal. 314 (1934); San
Mateo v. Railroad Commission, 9 Cal.2d 1, 8; State Compensation
Fund v. Riley, 9 Cal.2d 126, 134 (1937).
equivalent of unconstitutional discriminatory state
action where, as in the present case, it can be shown
by reference to surrounding circumstances that the
purpose and necessary effect is to bring about racial
or religious discrimination. For example, in Griffin v.
School Board, 377 U.S. 218 (1964), the State of V ir
ginia closed its public schools in one county but con
tinued to operate its public school system in the other
counties. The authority of the state to close its schools
for lawful reasons was unnecessary to consider, since
the Court concluded on the basis o f external circum
stances surrounding the closing that this was not the
case. As the Court stated (377 U.S. at 231) :
“ * * * (The) public schools were closed and pri
vate schools operated in their place with state and
county assistance, for one reason, and one reason
only: (to discriminate against Negro children).”
In the light of this revealing motivation, the state
action took on an unconstitutional aspect. To the same
effect, see Wright v. Rockefeller, 376 U.S. 52 (1964),
where the circumstances surrounding a state reappor
tionment act were inquired into for the purpose of
ascertaining whether the districts were composed
“ with racial considerations in mind.” See also, Guinn
v. United States, 238 U.S. 347 (1915); Lane v. Wilson,
307 U.S. 268 (1939) ; Gomillion v. Lightfoot, 364 U.S.
339 (1960).
The external evidence relating to the enactment
of the new amendment inescapably points to the
conclusion that it was conceived, prepared, sub
mitted for signatures, presented to the voters and
54
enacted with a single purpose in mind—emasculating
fair housing legislation (at least in the field of indi
vidual property transactions) and immunizing dis
criminatory landowners against legal action. In these
circumstances there is little room for the argument
that the new amendment does not constitute state en
couragement of racial discrimination. Property own
ers have been told in effect that the state law stands
behind their declination to sell or rent to Negroes or
members of other minority groups. And this is indeed
the case. I f the new amendment stands, there is
neither a statutory nor common law remedy available
against racial discrimination in individual housing
sales and rentals. The Fourteenth Amendment, how
ever, will not permit state involvement of this charac
ter in discrimination of so invidious a nature, and for
that reason alone the amendment cannot constitu
tionally stand.
G. The Fourteenth Amendment Prohibits California From Dis
abling Itself From Dealing With Matters of Fundamental
Government Concern.
We have shown supra, pp. 32-36, that Article I,
Section 26 completely disables state and local legisla
tive bodies from acting to prevent discrimination in
the sale and rental of housing. Similarly, the judiciary
is precluded by the amendment from developing and
applying common law principles that in any manner
limit discrimination of this kind. The amendment in
one stroke undoes all existing state regulation in this
field, prohibits future action at any level of state
government and arbitrarily delegates to private per
55
sons the sole power to control the discriminatory hous
ing conditions which contribute to many of Califor
nia’s serious social problems. But we suggest that the
strictures of the Fourteenth Amendment may not be
so easily avoided in matters of basic governmental re
sponsibility. The purpose of the Fourteenth Amend
ment was to protect the rights of minority groups with
respect to activities in which, under our political sys
tem, the state is expected to play a role. State action
in this sense is necessarily an expanding concept. Gov
ernmental responsibility has grown with the prolifera
tion of complex problems in contemporary life. State
and individual relationships have more numerous
points of contact today than in years gone by. The
Fourteenth Amendment assures the individual that in
all matters where state responsibility is present, he
will be accorded equal protection under the law.
As we have shown above in Point II, California is
scarred by minority group ghettos and segregated
housing patterns that cause severely harmful effects
both for the minority groups affected and for the
public at large. We have further shown, in Point I II
above, that California has fully recognized the exist
ence of this problem and its responsibility to deal with
it. Legislative and judicial activity has steadily in
creased because of the state’s recognition that housing
discrimination creates problems of great magnitude
with which government must deal. In these circum
stances, the necessity at least for the availability of
government remedial action cannot reasonably be
denied.
56
This Court has catalogued the problems that may
be traced at least in part to discrimination in hous
ing: “ disease, crime and immorality.” Burks v. Poppy
Construction Co., 57 Cal.2d 463, 471 (1962). And in
Jackson v. Pasadena City School District, 59 Cal.2d
876, 881 (1963), the Court articulated the impact of
housing discrimination on the schools of our State:
“ So long as large numbers of Negroes live in
segregated areas, school authorities will be con
fronted with difficult problems in providing Negro
children with the kind of education they are en
titled to have. Residential segregation is in itself
an evil which tends to frustrate the youth in the
area and to cause antisocial attitudes in behavior.
Where such segregation exists it is not enough
for a school board to refrain from affirmative dis
criminatory conduct. The harmful influence on the
children will be reflected and intensified in the
classroom if school attendance is determined on
a geographic basis without corrective measures.
The right to an equal opportunity for education
and the harmful consequences of segregation re
quire that school boards take steps, in so far as
reasonably feasible, to alleviate racial imbalance
in schools regardless of its cause.”
Anyone familiar with the problems of racial imbalance
in our urban schools realizes that even the most
imaginative “ corrective measures” available to school
boards seeking to comply with the above mandate
cannot satisfactorily overcome the obstacles presented
by residential segregation.
The foregoing problems can be dealt with only
within the traditional police power of the state. Re
57
sponsibility to deal with those problems carries with
it logically the responsibility to deal with their social
causes. The Supreme Court has recognized this:
“ No legislature can bargain away the public
health or the public morals. The people them
selves cannot do it, much less their servants. The
supervision of both these subjects of governmental
power is continuing in its nature, and they are to
be dealt with as the special exigencies of the mo
ment m-ay require. Government is organized with
a view to their preservation, and cannot devest
(sic) itself of the power to provide for them. For
this purpose the legislative discretion is allowed,
and the discretion cannot be parted with any more
than the power itself.” (Emphasis added.) Second
Slaughter House Case, Butchers’ Union Co. v.
Crescent City Co., I l l U.S. 746, 753 (1883). See
also Home Bldg. & Loan Assoc, v. Blaisdell, 290
U.S. 398, 442, 444 (1934).59
It is suggested that California may still provide
other means of alleviating the evils of discriminatory
housing such as slum clearance programs and subsi
dies to minorities and hence Article I, Section 26
59The unconstitutionality of the instant disablement is further
demonstrated by analogy to other illegal disablements of funda
mental power. For example a state cannot disable its courts from
hearing and granting relief on federal causes of action. Testa v.
Katt, 330 U.S. 386 (1947). A government cannot disable its courts,
even in a wartime emergency, from considering a defense in a
criminal case that the law being enforced is invalid, unless an
alternative and effective procedure for reviewing the validity of
the law is available to the defendant. Yakus v. United States, 321
U.S. 414 (1944). Similarly, it is extremely doubtful that courts
could be disabled from exercising the power to issue writs of
habeas corpus in appropriate cases. See Eisentrager v. Forrestal,
174 F.2d 961, 965-966 (1949), reversed on other grounds, 339
U.S. 763 (1950).
58
merely limits tlie Legislature in its choice of remedies.
The argument misses the mark completely. It ignores
the fact that acts of private discrimination may be
precisely “ the special exigencies of the moment” re
quiring legislative supervision as indeed the Rumford
Act so recognized. We do not suggest that the Legis
lature is constitutionally required to pass legislation
in the nature of a Rumford Act but we do argue that
it cannot be constitutionally deprived of the right to
exercise its discretion to do so.
This conclusion also is fully consistent with and
supported by the assumption made long ago in the
Civil Bights Cases, 109 U.S. 3, 17 (1883), that redress
under state law would be available to citizens faced
with invidious forms of discrimination in their trans
actions with other individuals.
V. ARTICLE I, SECTION 26 CONSTITUTES AN UNCONSTITU
TIONAL IMPAIRMENT OF THE RIGHT TO PETITION THE
GOVERNMENT FOR REDRESS OF GRIEVANCES.
The First Amendment guaranty against abridgment
of “ the right of the people . . . to petition the Govern
ment for a redress of grievances” is applicable
through the Fourteenth Amendment to the states.
Brotherhood of B. Trainmen v. Virginia, 377 U.S. 1
(1964). The right guaranteed is the right to petition
the government in any of its many forms. The
Slaughter House Cases, 83 U.S. (16 Fall.) 36, 79
(1872) (right to petition the legislature); accord,
Eastern B. Conf. v. Noerr Motors, 365 U.S. 127, 138
59
(1961); Brotherhood of R. Trainmen v. Virginia, 377
U.S. 1 (1964) (right to petition the courts); see
Brown, The Right to Petition, 8 U.C.L.A. L.Rev. 729,
732 (1961). The right to petition, like freedom of
speech, is a preferred right, a privilege and immunity
of United States citizenship. Slaughter House Cases,
83 U.S. (16 Wall.) 36, 79 (1872). As the United States
Supreme Court said in United States v. Cruikshank,
92 U.S. 542, 552 (1876): “ The very idea of a govern
ment republican in form, implies a right on the part
of the citizens . . . to petition for a redress of griev
ances.”
As we have stated, prior to the adoption of the new
amendment California was in a jjosition to hear the
grievances of its citizens with respect to discrimina
tion in housing, and to take appropriate remedial
action in the exercise of its police powers. Today, how
ever, as the direct result of Article I, Section 26, Cali
fornia is precluded from dealing with citizens’
grievances relating to discrimination in housing. Cali
fornia is limited to treating only the symptoms but
not the source of major social evils. It is analogous to
allowing the state to provide hospital beds for cholera
or smallpox victims but disabling it from preventing
cholera or smallpox through vaccination, or to allow
ing the state to punish crimes committed by narcotic
addicts but disabling it from preventing or controlling
the sale, possession, or use of narcotics.
It may be suggested that persons in California who
have grievances concerning discrimination in housing
and its products of crime, disease, immorality, school
60
segregation and impairment of the right to acquire
property, might still petition for a redress of those
grievances by constitutional amendment. The pro
ponents of Proposition 14 then may contend that
Proposition 14 does not unconstitutionally abridge the
right of petition because a narrow avenue of relief by
constitutional amendment is left open.60
In sum, the effort to divest California citizens of
their right to petition for redress in an area of vital
governmental concern cannot constitutionally be ac
complished under the facts involved here. The right to
petition for redress of grievances presupposes real, not
imaginary, authority in the state to deal with matters
properly within its province. Article I, Section 26 of
thus inconsistent with the most fundamental tenets of
governmental operation under the federal constitution,
and cannot stand.
We submit that one principle underlying the lan
guage quoted from the Second Slaughterhouse case,
supra, page 57, and similar judicial expressions, is
60Tliere are at least three fundamental weaknesses in such a
contention: (1) The argument proves to much; all disablements
would be constitutional under such an argument, since the people
always would be able to upset them through another constitutional
amendment. (2) The process of constitutional amendment is too
costly, time consuming and uncertain. (3) The California Consti
tution expressly recognizes that the crucial and most important
right of petition to the government of California is the right to
petition the California Legislature, the agency that is equipped to
redress the grievances in a practical, effective and efficient manner.
Calif. Const. Art. I, Section 10. See Brown, The Right to Petition,
8 U.C.L.A. L.Rev. 729 (1961). The slow process of constitutional
amendment is not an adequate substitute for the traditional police
powers of the Legislature.
61
that the legislature of a state must generally be able
to respond to the petitions of its citizens on matters of
vital public concern and that the majority of the
voters of a state cannot, except in limited instances,
preclude the legislature from responding to such peti
tions. Could, for example, a majority of voters pre
clude the state legislature from interfering with the
“ absolute right” of landowners to build structures for
any use without regard to safety? Could the state
legislature be precluded from interfering with the
“ absolute right” of property owners to discharge such
substances into the air and/or water as they saw fit?
The answer we submit has been clearly articulated
by the United States Supreme Court:
“ No legislature can bargain away the public
health or morals. The people themselves cannot
do it, much less their servants. Subversion of both
the subjects of governmental power is continuing
in its nature, and they are to be dealt with as the
special agencies of the moment may require”
(,Second Slaughterhouse case, p. 57).
We do not suggest that a majority of voters by
initiative measure may never divest a state legislature
of power over a particular subject,. We submit that
the right to petition, like other rights contained in the
First Amendment, is not an absolute right and may
be curtailed by precluding legislature response to a
petition when on balance the legislative disablement is
justified by considerations of public health and morals.
We submit, however, that where, as here, there are
present serious social evils and the disablement would
62
prevent the legislature from attacking their source,
there must be a benefit to the public health and morals
underlying the disablement which outweighs the detri
ments to the public health and morals resulting from
it. We submit that in the instant case, there is no such
justification for the disablement, and that it cannot be
said that, on balance, it .is justified by considerations
of public health and morals.
VI, THE CONSTITUTIONAL DEFECTS IN ARTICLE I, SECTION
26 RENDER IT COMPLETELY VOID.
The bare language of Article I, Section 26 is not
specifically directed to racial or religious grounds for
discrimination, but purports to remove state power to
act with respect to any declination by the owner to
sell or rent, whatever his reasons. It may be argued,
therefore, that the amendment is susceptible to some
yet undefined constitutional applications and that the
Court should therefore refrain from declaring it un
constitutional on its face. While we would have no
serious objection to the Court’s limiting its decision
to the unconstitutional aspects of the new amendment,
we suggest that the amendment, considered in the
light of its purpose, does not warrant such judicial
restraint. The constitutional defects we have outlined
go to the very heart of the measure. The effect of the
federal Constitution on the amendment is such that
it is stripped of its substance, and nothing of impor
tance in terms of its intendment remains. Absent an
application in the field of racial discrimination, it is
63
plain that there would have been no occasion for the
amendment to have been proposed.61
A further reason for invalidating the amendment
as a whole lies in its deterrent effect, in view of the
breadth of its language, upon the enjoyment of the
basic constitutional protections against improper dis
crimination in the acquisition of property. It is well
settled that when a law affecting constitutional rights
is drawn so broadly that it discourages the exercise of
those freedoms by persons fully entitled to do so, that
law will be struck down in its entirety. Thus, in
Smith v. California, 361 TT.S. 147, 150-151 (1959), in
striking down a Los Angeles ordinance imposing strict
liability on sellers of obscene books, the Supreme
Court said:
“ Our decisions furnish examples of legal devices
and doctrines, in most applications consistent with
the Constitution, which cannot be applied in set
tings where they have the collateral effect of in
hibiting the freedom, of expression, by making the
individual the more reluctant to exercise it . . . It
has been stated here that the usual doctrines as
to the separability of constitutional and unconsti
tutional applications of statutes may not apply
where their effect is to leave standing a statute
patently capable of many unconstitutional appli
cations, threatening those who validly exercise
their rights of free expression with the expense
and inconvenience of criminal prosecution. Thorn
hill v. Alabama, 310 U.S. 88, 97, 98 . . . Cf. Staub
61See p. 9, supra.
64
v. Baxley, 355 U.S. 313 . . . And this Court has
intimated that stricter standards of permissible
statutory vagueness may be applicable to a statute
having a potentially inhibiting effect on speech ..
See also, Aptheker v. Secretary of State, 12 L.ed. 2d
992, 1003 (1964) ; Thornhill v. Alabama, 310 U.S. 88,
97-98 (1940); Carlson v. California, 310 U.S. 106
(1940).
The breadth of Article I, Section 26 has the inevi
table effect of deterring members of minority groups
from seeking remedies for discriminatory practices
against them in the field of housing. The general word
ing of the amendment stands as a governmental policy
favoring a right of landowners to discriminate on any
ground they choose. The few speculative constitutional
applications the amendment might have are inconse
quential in comparison to the evils it was intended to
perpetuate. The amendment must be struck down
entirely if its deterrent effects are to be fully elim
inated.
65
CONCLUSION
For the reasons stated, this Court should declare
Article I, Section 26 of the California Constitution to
be in violation of the federal Constitution and there
fore completely void.
May, 1965.
Respectfully submitted,
D uane B. B eeson
Seymour F arber
R obert H. L aws, Jr.
H oward Nemebovstu,
Attorneys for Amici Curiae.
Of Counsel:
J oseph B. R obison
R obert M. O ’Neil
Ephraim Margolin
S. F. Nos.
22,019, 22,020
In the Supreme Court
OF THE
State of California
Doris R. T homas,
Plaintiff and Appellant,
vs.
G. E. Goulias, et al.,
Defendants and Respondents.
.Joyce Grogan,
Plaintiff and, A ppellant,
vs.
E rich Meyer,
Defendant and, Respondent.
APPELLANTS’ CONSOLIDATED SUPPLEMENTAL BRIEF
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge
Honorable Leland J. Lazarus, Judge
Honorable Lawrence S. Mana, Judge
Ephraim M argolin,
683 McAllister Street, San Francisco 2, California,
Marshall W . K rause,
American Civil Liberties Union,
503 Market Street, San Francisco 5, California,
A rnold M. Greenberg,
22 Battery Street, San Francisco 11, California,
R ichard A. B ancroft,
683 McAllister Street, San Francisco 2, California,
Elliott Leighton,
1255 Post Street, San Francisco 9, California,
Attorneys for Plaintiffs
and Appellants.
Subject Index
I Page
Preliminary statement................................................................. 1
II
Statement of facts in Thomas v. Goulias................................. 3
III
Statement of facts in Grogan v. Meyer ..................................... 6
IV 7
Introduction ..................................................................................
V
Argum ent....................................................................................... ^
A. No state may constitutionally abdicate all police power
in a major area of the state’s traditional concern------ 11
B. Section 26 may be construed to avoid unconstitution
ality .................................................................................... ^
VI
Conclusion 18
Table of Authorities Cited
Cases Pages
Allied Properties v. Dept, of Alcoholic Beverage Control, 53
Cal. 2d 141 .............................................................................. 16
Burton v. Wilmington Parking Authority, 365 U.S. 715. . . . 9
Butchers’ Union Co. v. Crescent City Co., I l l U.S. 746
(1883) ..................................................................................... 15
Civil Rights Cases, 109 U.S. 3 ................................................... 14
Griffin v. School Board, 377 U.S. 218 ( 1 9 6 4 ) . . . . . . . . . . . . . . 14
In re Cregler, 56 Cal. 2d 308..................................................... 16
Lockheed Aircraft v. Superior Court, 28 Cal. 2d 4 8 1 . . . . . . 15
Lombard v. Louisiana, 373 U.S. 267............................... 9
Lucas v. Forty-Fourth Gen. Assembly, 377 U.S. 713............ 15
Shelley v. Kraemer, 334 U.S. 1 . ..........‘ ..............................V. 9
State of California v. Industrial Acc. Comm., 48 Cal. 2d 365
.................................................... 15,16
Truax v. Corrigan, 257 U.S. 312................................................ 9
Codes
Civil Code: '
Section 51 . ............ 5,7
Section 52 . . . . . . . ■ ; . . . . . . . . ■.... > , . . . .■._____ . . . . ; . . 5, 7
Health and Safety Code:
Section 35710 ................... 7
Constitutions
California Constitution:
United States Constitution:
Texts
Tussman and ten Brock, The Equal Protection of the Laws:
37 Calif. L. Rev. 341 .......................................................
37 Calif. L. Rev. 357-359 ..................................................
13
13
S.F. Nos. 22,019 and 22,020
In the Supreme Court
OF THE
State of California
Doris R. T homas,
Plaintiff and Appellant,
AS.
Gr. E. (ioi l i a s , et al.,
Defendants and Respondents. I
J oyce Grogan,
Plaintiff and Appellant,
vs.
Erich Meyer,
Defendant and Respondent.
APPELLANTS’ CONSOLIDATED SUPPLEMENTAL BRIEF
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge
Honorable Leland J. Lazarus, Judge
Honorable Lawrence S. Mana, Judge
I
PRELIMINARY STATEMENT
The reach and validity of Section 26 of Article I
of the Constitution of the State of California1 are
’ Added by the voters on November 3, 1964, by an initiative
measure known as Proposition 14.
2
the major issues raised in the two cases here on ap
peal. These issues are common to all the cases dealing
with Section 26 and, since the posture of our cases
neither allows nor requires the filing of full briefs2
we have limited ourselves to arguments not previously
treated.3 We have also attached as an appendix to
this brief an affidavit admitted in evidence in the
municipal court at the time motions to dismiss were
heard.
The attorneys for the California Real Estate Asso
ciation, amicus curiae, suggest that the judgments in
these cases could be reversed if Section 26 is inter
preted so as not to affect causes of action which ac
crued prior to its enactment. However, appellants are
Negroes. Therefore this litigation does not raise for
them only the narrow issue of whether they can pro
ceed to trial of the instant suits; it raises for them
the overriding issue of whether in the future—as their
personal needs change—they may have an open oppor
tunity in the housing market, or will they remain con
fined to narrow areas where the non-Negro majority
thinks they should live? For this reason counsel
would not be serving the true interest of their clients
if we did not urge this Court to first decide the broad
issues of the constitutionality of Section 26 and its
2Both cases are before this Court after certification to the
District Court of Appeal from the Appellate Department of the
Superior Court. Briefs filed with the Municipal Court are a part
of the record in these cases.
3As to other arguments, we join in the position taken by-
Messrs. Beeson, Barber, Laws and Nemerovski and Caldwell,
Wirin, Okrand, Ball & Selvin.
3
reach which, in turn, may make it unnecessary to
decide the narrower issues.
II
STATEMENT OF FACTS IN THOMAS v, GOULIAS
The facts as proven at the first trial of this case
show that plaintiff, Doris Thomas, accepted a job
with the Bay Area Urban League as a community
organization specialist. She began to search for a
four-room, unfurnished apartment. For two weeks she
had continuously and unsuccessfully searched for an
apartment. Suspecting that the reason for her failure
to obtain accommodations might have been the result
of racial discrimination, the plaintiff secured the as
sistance of a Caucasian friend, Charlotte Krause, a
social worker with the Department of Mental Hygiene.
On May 28, 1962, the plaintiff had secured a listing
from a rental agency indicating that a four-room (one
bedroom) apartment was available at 2899 Washing
ton Street, in the City of San Francisco, in a building-
owned and operated by the defendants. When plain
tiff and Mrs. Krause arrived at this apartment house,
there was a rental sign in the window. Mrs. Krause
went into the building to inquire as to the apartment.
She met the defendants, looked at the apartment, was
told that, it was available, and having excused herself
returned to report to the plaintiff who was waiting in
Mrs. Krause’s automobile downstairs. Within minutes
thereafter Miss Thomas went into the apartment
4
building, spoke with the defendants in the apartment
and was told by them that the apartment had been
rented and that, in fact, a deposit on that apartment
had been accepted. Presently, the plaintiff and Mrs.
Krause returned to the apartment together and con
fronted the defendants. The defendants volunteered
that plaintiff should not want to rent where she was
not wanted. One defendant stated that he didn’t mind
working with Negroes, but he didn’t want to live with
them and that he was fearful that other tenants might
move out if a Negro were allowed in the building.
The testimony of the defendants was to the effect
that they had told both Mrs. Krause and the plaintiff
that the apartment was not then available, that they
had had a prospective tenant who had been promised
the apartment, and that in the event this particular
prospective tenant did not take the apartment, then
they would consider Mrs. Krause or the plaintiff for
the tenancy.
It subsequently developed that this prospective ten
ant was an employee of the defendants, had not given
the defendants a deposit, did not wish a four-room
apartment because he had several children and, in
fact, finally rented a three-bedroom apartment.
Within a short period after the defendants had re
fused to rent the apartment to her, the plaintiff
developed an ulcer.
A complaint was filed in the Municipal Court, in and
for the City and County of San Francisco, on August
27, 1962, asking for relief under California Civil
5
Code Sections 51 and 52. Depositions of the defend
ants and the plaintiff were jointly taken on Decem
ber 4, 1962. A jury trial was held in the Municipal
Court in San Francisco on January 15,1964, before the
Honorable Albert A. Axelrod. A jury, consisting of
citizens of diverse racial characteristics, different
backgrounds and various occupations (including an
apartment house owner, and a business man whose
income depended upon apartment house owners) was
impaneled and heard the evidence. A unanimous ver
dict was returned in favor of plaintiff and awarded the
plaintiff the sum of one thousand dollars ($1,000.00)
by way of general damages and two hundred fifty
dollars ($250.00) by way of statutory damages,4
The defendants thereafter made their motion for
a new trial. The Honorable Albert A. Axelrod then
determined that the evidence did not justify the ver
dict for general damages in the sum of one thousand
dollars ($1,000.00), and thereupon ordered a new trial
unless the plaintiff should accept the lesser sum of
two hundred fifty dollars ($250.00) by way of general
damages and statutory damages in the sum of two
hundred fifty dollars ($250.00) for a total of five hun
dred dollars ($500.00). The plaintiff declined the re
mittitur of the court ordered a new trial.
On November 20, 1964, defendants filed their Motion
to Strike First Amended Complaint of the plaintiff,
*The Court had instructed the fury that the statutory language
of Civil Code Sections 51 and 52 in regard to the sum of two
hundred fifty dollars ($250.00) had in fact placed a maximum
amount of recovery of punitive damages and that the jury could
not return punitive damages in excess of two hundred fifty dollars
($250.00).
6
which motion was denied without prejudice to the
defendants to refile the motion upon the same docu
ments forwarded in support of that motion, at a date
subsequent to certification by the Secretary of State of
the passage of Proposition 14 by the electorate of the
State of California. That same Motion to Strike was
then refiled by the defendants on December 14, 1964.
The motion was granted by a three-judge bench of
the Municipal Court on March 1, 1965, and on March
2, 1965, the judgment of the trial court was entered
in favor of defendants. A notice of appeal was filed
to the Appellate Department of the Superior Court
and that court affirmed the judgment of the trial
court but certified the case to the District Court of
Appeal. That court accepted the certification and this
court then transferred the case to itself and granted
permission to file this Supplemental Brief.
I l l
STATEMENT OF FACTS IN GROGAN v. MEYER
On June 13, 1963, plaintiff Joyce Grogan filed her
complaint for damages in the Municipal Court of the
City and County of San Francisco. The complaint
alleged that on May 11, 1963, there was vacant and
offered to the general public for rental one apartment
unit in a four-unit apartment house owned by the
defendant, and that plaintiff desired to rent the apart
ment on the terms offered by defendant. The plaintiff
alleged she was denied the rental solely because she
is a Negro and that defendant followed a policy of
denying to all Negroes the right to occupy any prop
erty owned or managed by him. Plaintiff prayed for
general and punitive damages in the sum of $3,250.00
under Civil Code sections 51 and 52 and Health &
Safety Code section 35710. Defendant answered ad
mitting that he was in the business of renting units
to the general public, but denying the other allega
tions of the complaint.
The ease was scheduled for trial on November 23,
1964. On November 3, 1964, the voters of California
approved Proposition 14 adding Section 26 to Article
I of the California Constitution. On November 17,
1964, defendant filed a “ Motion to Dismiss Action”
because of the “ repeal” of the statutes upon which
the causes of action were based. The essence of the
motion was that even if plaintiff’s complaint was true,
the law no longer provided a remedy for her damages.
This motion was granted by a three-judge bench of
the Municipal Court on March 1, 1965, and on March
2, 1965, judgment was entered in favor of defendants.
The other facts in regard to this case are identical
with the facts stated in the preceding section concern
ing Thomas v. Goulias.
IY
INTEODUCTION
Seldom do cases arise in a court of law so signifi
cant to the welfare of a state as the seven entries
on this Court’s docket which will seal the fate of
8
Section 26. This shrewdly conceived counter-revolution
in civil rights only waits confirmation before it sweeps
the rest of the nation. It comes to this Court dis
guised in semantics of “ neutrality” and “ majority
rights” . It proceeds not on the merits of good deeds
but on the protestation that it gives no aid to the
harms which inevitably form in its wake.
Section 26 employs the cloak of “ state neutrality”
to disguise obvious state intervention. It was falsely
advertised as restorative of pre-Rumford “ rights”
when in fact its gist was never limited to Rumford
Act and its aim was to enact a grant of affirmative
“ rights” never before known in the United States,
an absolute power immune to legislation and adju
dication and impervious to the adjustments tradi
tional to a common law heritage. It purported to
eliminate only such state acts as the state was under
no duty to enact in the first place though in fact, it
goes for the jugular of state power to enforce any
remedies at all. Its supporters now urge the Court to
accept in good faith the argument that the section
does not eliminate all state powers, although it clearly
eliminates all effective state powers. Further, the
Court is assured that the technical route of Constitu
tional Amendment remains open when in practice, it
is known that there are no vested interests on the
side of the minorities wealthy enough to mount a
repeal initiative. Finally, the Court is told that since
there is no federally protected right to purchase or
rent from individual owners the State has no duty to
enforce the right of rental and acquisition where
9
pervasive custom creates a clearly recognized pattern
of de facto zoning. W e submit that this very shrewd
ness in semantic manipulation highlights the real pur
pose of the section: to encourage and sanction segrega
tion in residential housing without appearing to do
so.
Proponents of Section 26 use two expedients to ac
complish this aim. First, as above stated, Section 26
is so drafted as to sanction and re-enforce discrimina
tion in residential property without appearing to do
so. Second, its proponents urge narrow construction
for the body of available precedent under the Four
teenth Amendment, treating the eases as social statics
limiting rather than expanding the reaches of the
Equal Protection clause. But Equal Protection is an
evolving concept. When first confronted with the pri
vate restrictive covenant agreements it expanded to
produce Shelley v. Kraemer, 334 U.S. 1. In response
to specific factual situations it produced Truax v.
Corrigan, 257 U.S. 312; Burton v. Wilmington Park
ing Authority, 365 U.S. 715, and Lombard v. Louisi
ana, 373 U.S. 267. It does not merely spin formal
restatements of established protection but evolves rem
edies to meet ever new realities. The Court stated
in Burton that “ to fashion and apply a precise
formula for recognition of state responsibility under
the Equal Protection Clause is an ‘ impossible task’
which ‘ This Court has never attempted.’ (citations).
Only by sifting facts and weighing circumstances can
the non-obvious involvement of the State in private
conduct be attributed its true signifianee.” (365 U.S.
at 722.)
10
Appellants contend that Section 26 encourages dis
crimination and must fall under the doctrines of the
above cited cases. Appellants also contend that Sec
tion 26 constitutes an abdication of state functions
in conflict with a theory of State responsibility and
individual rights implicit in the due process clause
of the Fourteenth Amendment. In the alternative,
we submit that if Section 26 is strictly construed in
accordance with California law its own wording would
leave in full effect the California policy of anti-
discrimination in housing.
Prior to the hearing on the motion to dismiss plain
tiffs’ first amended complaints, plaintiffs offered in
evidence an affidavit of Earl David Raab, one of the
most accomplished and respected sociologists in Cali
fornia. This affidavit, which is reproduced as an
appendix to this brief, was accepted in evidence by
the court below. No counter affidavit was filed.
Neither was Mr. Raab’s testimony refuted or, indeed,
questioned. This evidence is not hearsay but direct
testimony under penalty of perjury backing up the
scholarly research reproduced in other briefs in this
case. It establishes in unimpeached and unimpeach
able terms the pervasive custom and continuing pat
tern of discrimination in residential housing afflicting
California.
11
V
ARGUMENT
A. NO STATE MAY CONSTITUTIONALLY ABDICATE ALL
POLICE POWER IN A MAJOR AREA OF THE STATE’ S
TRADITIONAL CONCERN.
Residential ghettoes in California are the result of
the custom of housing discrimination which has
existed over a period of many years. Government
inactivity nurtured the custom, supporting the badge
of racial inferiority inherited from days of slavery.
The state became, in large part, zoned for discrimina
tion, and zoning by individuals who operate within
the framework of a custom of discrimination is as
effective in its results as zoning enforced by the law.
The fact that after 1959 California began to retreat
from allowing private individuals to zone the state
into slums, crime, poverty and segregation establishes
formal recognition of the danger inherent in this cus
tom. W e need not reach the question of whether even
in the absence of such specific legislation the state
did not have the affirmative duty to neutralize the
custom of segregation in some manner. Suffice it to
state that once such recognition was clearly established
(on the legislative, judicial and executive levels as
well as by administrative and local action) the state
could no longer disclaim all responsibility to act.
Assuming that California was under no Fourteenth
Amendment duty to enact a specific legislative meas
ure to end private discrimination in residential hous
ing, it was free to amend its existing measures, both
to increase and to decrease their strictures. But Sec
12
tion 26 does not amend given laws; it repeals the
process of action. It creates a vacuum of police power
on a state-wide level. It deprives all local authorities
of their power to meet and to solve problems at
tendant on segregation which arise from the bedrock
of housing discrimination. It delegates the right to
zone on racial lines to owners, brokers and developers.5
This is not merely the silence of the crowd which wit
nesses rape without stirring from their seats; this is
an official pronouncement that as a matter of public
policy and constitutional doctrine the state will not
punish rape on the ground that- it is committed by
private parties. Within the realities of California,
Section 26 amounts to a State declaration that in the
midst of lawlessness and in the teeth of a rape epi
demic the state abdicates its power to enforce anti-
rape measures and declares itself “ neutral” on the
subject of rape in general, leaving the decision in each
particular case to the absolute discretion of the poten
tial rapist.
In reality, the state does not remain “ neutral” in
the situation described above, but by its expression of
a policy of non-interference delegates authority to
commit crimes to those strong enough to accomplish
the act. Protection of the weaker part of society is
left to the discretion of the stronger and the more
violent. I f such elements were also numerically larger
they could readily vote in a “ neutral” state policy
5Despite arguments of amicus that Section 26 does not apply
to brokers, the words “ directly or indirectly” in Section 26 leave
this question unresolved.
13
toward crimes of violence. However, the due process
clause of the Fourteenth Amendment protects each
citizen against the deprivation of life, liberty and
property. When it comes to basic rights, abdication
of governmental responsibility to protect the minority
against the majority is abdication of state responsi
bility forbidden by the Fourteenth Amendment. Given
the existing pattern of racial discrimination in hous
ing in California, the result of abdication is clear and
inevitable and a state responsibility. As stated in
Tussman and ten Broek, The Equal Protection of the
Laws, 37 Calif. L. Rev. 341:
“ We now know that the equal protection clause
. was designed to impose upon the states a positive
duty to supply protection to all persons in the
enjoyment of their natural inalienable rights—
especially life, liberty and property—and to do
so equally.”
and again (at pp. 357-359) :
“ . . . the prohibition against discriminatory legis
lation is a demand for purity of motive. It erects
a constitutional barrier against legislative mo
tives of hate, prejudice, vengeance, hostility or,
alternatively, of favoritism and partiality. The
imposition of special burdens, the granting of
special benefits, must always be justified. They
can only he justified as directed against the elimi
nation of some social evil, the achievement of some
social good. When and if the proscribed motives
replace a concern for the public good as the ‘pur
pose’ of the law, there is a violation of the equal
protection prohibition against discriminatory leg
islation,” (Emphasis added.)
14
Let us assume a hypothetical nightmare. Em
boldened by their success in passing Proposition 14,
the voters of California by a two to one majority,
continue the trend by abolishing the Pair Employ
ment Practices Act and the power of the state to ban
discrimination in employment. Without straining the
precedent set by Section 26, the “ badges of slavery”8
are now further extended to isolate the Negro citizen
from his community. The next steps could be to
abolish public education, which is not beyond the
realm of reality since it was tried in the Prince
Edward County, Virginia.7 This may be followed by
the abolition of unemployment insurance, public wel
fare and public health measures because the majority
thinks it does not profit by them. The “ hypothetical
nightmare” is simply an extension of forced abdica
tion of the state’s functions, to terrible lengths.
But even if we postulate a not so hypothetical
nightmare, the results will remain equally unaccep
table. Assume that as a direct result of the passage
of Section 26, Negroes become even more confined.
With the expansion of their population, unconscion
eThe term “ badges of slavery” comes from the dissenting opin
ion of Mr. Justice Harlan in the Civil Rights Cases, 109 U.S. 3,
26, 35. Harlan’s superb argument asked, concerning slavery:
“ Was it the purpose of the Nation simply to destroy the institu
tion, and then remit the race, theretofore held in bondage, to the
several States for such protection, in their civil rights, necessarily
growing out of freedom, as those States, in their discretion,
might choose to provide? Were the States against whose protest
the institution was destroyed, to be left free, so far as national
interference was concerned, to make or allow discriminations
against that race, as such, in the enjoyment of those fundamental
rights which by universal concession, inhere in a state of free
dom?” 109 U.S. at 35, emphasis added.
7See Griffin v. School Board, 377 U.S. 218 (1964) holding the
abolition unconstitutional.
15
able overcrowding follows. The overcrowding results
in even more severe alienation from society, loss of
self-esteem, and loss of faith in the institutions of our
society. As a matter of course, disease, crime and
mental illness increase. Schools fail adequately to
educate and to inculcate values of western civilization.
Even menial jobs become scarcer. The fabric of so
ciety wears to the breaking point. I f the state remains
“ neutral” in the face of such conditions it threatens
its own existence and raison d’etre. A state cannot ab
dicate its powers in a key area of society concern. The
Equal Protection Clause and the Due Process Clause
alike, compel this conclusion, and it follows that the
state cannot destroy its ability to act when the hour
demands it. “ No legislature can bargain away the
public health and the public morals” said the Court
in the second Slaughter House Case.8 “ The people
themselves cannot do it, much less their servants,”
Ibid.
B. SECTION 26 MAY BE CONSTRUED TO AVOID
UNCONSTITUTIONALITY
Generally, courts do not strain to reach constitu
tional issues. I f there are two constructions of an act,
one of which will raise grave constitutional questions
and the other of which will not, then the latter is to
be preferred. (See Lockheed Aircraft v. Superior
Court, 28 Cal. 2d 481, 484; State of California v. In-
sButchers’ TJnion Co. v. Crescent City Co., I l l U.S. 746, 753
(1883). See also Chief Justice Warren for the Court in Lucas v.
Forty-Fourth Gen. Assembly, 377 U.S. 713, 736-737:
“ A citizen’s constitutional rights can hardly be infringed
simply because a majority of the people choose to do so.”
16
dustrial Acc. Comm., 48 Cal. 2d 365, 371; Allied Prop
erties v. Dept, of Alcoholic Beverage Control, 53 Cal.
2d 141, 146; In re Cregler, 56 Cal. 2d 308, 311.) Ap
plying this rule to Section 26, we find one construction
which would leave in effect existing statutes regulat
ing discrimination in housing but prevent their ex
pansion. The alternative is to hold that Section 26
creates a new right to discriminate in housing, raising
the panoply of constitutional defects. The construc
tion avoiding constitutional issues arises from the
language of the amendment itself.
Section 26 is couched not in terms of an affirmative
grant of power but in terms of denial of the power of
the state, its agencies and subdivisions to limit, deny
or abridge the right of a willing owner to decline to
sell his property to such person or persons as he, in
his absolute discretion, chooses. “ The right” itself is
not defined in the section. The frame of reference
for defining “ the right” must be found either in the
section itself, in which case the section clearly grants
new rights not hitherto available to anyone in the
United States, or the reference must be found in the
right to decline to sell as it existed at the time
when the section was adopted. The third construc
tion, urged by the C.R.E.A. at page 12 of its amicus
curiae brief, is that the operative reference is to
the pre-Rumford pre-Unruh Act period, or to 1959.
This construction is no more supported in the section
itself than some other arbitrary date, such as 1859.
Since the reference to the right is never located
in time, the most logical meaning to be given the
17
words is that they refer to the time at the adoption
of the section. It follows that Section 26 prohibits
governmental intervention with the right as it was
then known and existing, and as it was then cir
cumscribed by law. Thus, since the right to decline
to; sell was limited in 1964 not only by powers jof
eminent domain and by the power of the equity
courts to order specific performance, but by the
Unruh and Rnmford Acts, the absolute discretion of
the owner after the passage of the section must be
identically limited. True the section seems to spe
cifically “ re-create” the power of eminent domain,
but it makes no reference to specific performance.
Surely there is still the power to force a seller to
specifically perform his contract even though, after
discovering the race of the buyer, he is no longer will
ing to sell to him. Similarly the Rumford and Unruh
Acts were also existing limitations on the right and
they also remain undisturbed.
What Section 26 actually accomplishes is to pro
hibit additional governmental limitation of the right
as in existence at the adoption of Section 26. Thus
the widening of the Unruh Act to prohibit discrimi
nation against families with children, or the extension
of the Rumford Act to single unit dwellings is pro
hibited and the owner has absolute discretion to deny
on these grounds since they were not part of the right.
The evident intention of the drafters of Section 26
to nullify the Rumford Act by implication must fail,
since it is not supported by the language of the
section. The ballot argument can cure ambiguities in
an amendment, but it cannot add language.
1 8
The alternative construction of the right means that
the property owner derives his “ right” to discriminate
on the ground of race solely from Section 26. The
underlying anti-discrimination measures are not re
pealed, but the State Constitution now creates a de
fense for the owner.9 This is not the absence of
law but state action in violation of the Fourteenth
Amendment.
V I
CONCLUSION
For the reasons stated, Section 26 ought to be de
clared either void in its entirety as in conflict with
the Fourteenth Amendment or not applicable to suits
brought under the Unruh and Rumford Acts.
Dated, June 4, 1965.
Respectfully submitted,
Ephraim Margolin,
Marshall W. K rause,
A rnold M. Greenberg,
R ichard A. B ancroft,
Elliott Leighton,
Attorneys for Plaintiffs
and Appellants.
8It would seem that no matter what the reach of Section 26, a
defendant in an Unruh or Rumford Act case could waive its
effect by not raising it as a defense.
(A ppendix A Follow s)
Appendix A
Appendix A
Arnold M. Greenberg,
22 Battery Street,
San Francisco, California,
Telephone: YUkon 6-0670,
Ephraim Margolin,
683 McAllister Street, Civic Center,
San Francisco, California 94102,
Telephone: JOrdan 7-4929,
Attorneys for Plaintiff
In the Municipal Court of the State of California,
in and for the City and County of San Francisco
No. 477388
Doris R. Thomas,
Plaintiff,
vs.
Gf. E. Gfoulias, Kostas Paxinos, Thes-
pina Paxinas,
Defendant.
A FFID A V IT IN SUPPORT OF BRIEF
IN OPPOSITION TO MOTION TO STRIKE
Earl David Baab, being first duly sworn, deposes
and says:
I
Your affiant resides at 677 Sanchez Street in the
City and County of San Francisco. I am Chief Con
sultant to the Social and Economic Committee of the
Social Welfare Board of the State of California; Staff
Consultant to the Survey Research Center of the Uni
versity of California; and Associate Director of the
Jewish Community Relations Council. I hold a de
gree of Bachelor of Arts from the City College of
Hew York. I have made virtually a lifelong study of
social and sociological problems relating to racial and
religious discrimination, in housing and otherwise; to
patterns of poverty; and to the sociological problems
of crime, delinquency, unemployment and other con
sequences related thereto. I have particularly concen
trated my attention on these problems as they exist in
California.
II
I am author, coauthor or editor of many books and
articles in this and related fields; a lecturer in this
field at the University of California and other colleges
and universities in this State; and a former member
of the faculty of San Francisco State College, in the
Department of Sociology. Among the books which I
have written, cowritten or edited in this field are:
A. Raab and Selznick, MAJOR SOCIAL PROB
LEMS (Harper and Row, 2d Ed., 1964), a standard
college textbook used by the University of California
and other colleges and universities in this State;
B. Raab and Folk, T he P attern of Dependent
P overty in California (State of California, 1963), a
study made for the Welfare Study Commission of the
State of California;
ii
I l l
C. AMERICAN RACE RELATIONS TODAY
(Doubleday and Company, 1962) ;
D. Raab and Lipset, P rejudice and the Com
munity (Anti-Defamation League, 2d Ed., 1963).
I l l
Your affiant has no personal interest in this lawsuit,
I have been informed by counsel of the general con
tentions of the parties and the subject matter of this
litigation, however, and am deeply concerned by the
information that defendant has argued that he is
privileged under the organic laws of the State of Cali
fornia freely to discriminate against the plaintiff (a
Negro) in connection with the sale or rental of hous
ing on the ground that Proposition 14, which was ap
proved by the voters of the State at the last election,
permits him legally to engage in such discrimination.
I am not especially trained or competent to render any
opinion whether this contention reflects a proper inter
pretation of Proposition 14, or whether (if it does)
Proposition 14 is valid under the Federal Constitu
tion. In light of my professional positions, training,
studies, writings and activities referred to above, how
ever, and the knowledge thereby gained, I do believe I
am especially trained and competent to conclude that
if Proposition 14 does permit such discrimination, it
would have the most serious and adverse consequences
upon the health, morals and welfare of the people of
California generally.
IV
As Chief Consultant of the Social and Economic
Committee of the Social Welfare Board of the State
of California, and as coauthor of the above-noted
study prepared for the State Welfare Study Commis
sion, I have made personal inquiry and investigation
on behalf of the State, and (with the aid and assist
ance of staff personnel supplied by the State) have in
vestigated and prepared recommendations for the So
cial Welfare Board and the Welfare Study Commis
sion with respect to patterns of dependent poverty and
discrimination within the State. In addition, as author,
coauthor or editor of the works referred to above, and
lecturer and educator in this field, I have become
familiar with all of the literature dealing with these
and related problems. I have therefore been able to
form conclusions with respect to these problems based
upon a combination of extensive personal investigation
and academic research. These conclusions are as fol
lows:
A. There is in fact a well established pattern and
custom of segregation in housing, and in the sale and
rental of real estate, within the State of California.
This pattern of segregation particularly limits the
housing available to Negroes. The pattern of segrega
tion is recognized, adhered to, and perpetuated not
only by private home owners but, far more im
portantly, by the commercial enterprises operating in
the housing field, i.e., real estate brokers, builders, tract
developers, lending institutions, etc. Brokers, builders,
developers and lenders believe they are under tremen
I V
V
dous pressure, from their fellow brokers, builders,
developers and lenders, as well as from home owners,
not to be “ the first” to sell property in a white neigh
borhood to non-whites in general and Negroes in par
ticular.
B. The Negro population in California is rising
more rapidly than any other major population seg
ment. It increased from about two per cent of the
population in 1940, to four per cent of a larger popu
lation in 1950, to six per cent of a still-larger popula
tion in 1960 and today stands at about one million
persons.
C. Because of the combination of segregation in
housing, and the rapid growth in the number of
Negroes living within this State, many Negroes are
forced to live in highly congested and almost entirely
Negro communities. A Negro, with only rare excep
tions, can move into only two types of neighborhoods:
(i) a neighborhood which already is substantially all
Negro, or (ii) a neighborhood which is “ marginal”
and already has a “ mixed” (non-white) status. As the
Negro population increases, the “ mixed” or “ mar
ginal” neighborhoods also tend to become substantially
all Negro, however, since there is so little other choice
available to Negroes. Because the increase in Negro
population has substantially exceeded the increase in
living areas into which Negroes can move, the “ Negro
neighborhoods” frequently become highly congested as
well as substantially all-Negro.
I). Many Negroes are in low income brackets. In
1960, the median income for a white California male
VI
was over $5,000; for a non-white male, it was 30 per
cent less ($3,500). Only nine per cent of the white
families in the State had incomes under $4,000. Almost
40 per cent of the non-white families earned less than
that. Negroes on the average did even worse than-
non-whites as a group. As a practical matter, of econ
omics, many Negroes therefor would not in any event
have complete freedom to find housing wherever they
choose. Nevertheless, the pattern of segregation which
prevails in this State has resulted in substantial ad
ditional restrictions upon the areas in which Negroes
can find housing. It thereby has greatly compounded
an already serious problem.
E. In addition many Negroes believe that, because
of the aggregation, a Negro cannot find low-priced or
even middle-priced housing outside certain very lim
ited areas. As a result, many Negroes who might other
wise have the incentive to increase their income, in
order to improve their housing, have become resigned
to the belief that they could not substantially improve
their housing by increasing their income within any
feasible limits. Consequently, these people often do not
have one of the prime incentives available to most
white people for increasing their income.
F. Because a disproportionately large number of
Negroes must find whatever housing they can within
very restricted geographic areas, as a result of the pat
tern of segregation prevailing in this State, the hous
ing conditions in the “ Negro section” often create
very serious health problems. This is due to the fact,
among others, that many people are crowded into un
duly small spaces without sufficient room, air or sani
tary provisions.
Gl. The very high concentration of people within
relatively small areas contributes measurably to the
fact that exceptionally high rates of crime and juvenile
delinquency prevail in crowded “ Negro” areas. This is
true within overcrowded housing areas generally but
appears more particularly to be of special magnitude
within the overcrowded areas in which Negroes are
forced to live.
H. The incidence of crime and juvenile delin
quency, which is largely attributable to the conditions
of racial segregation, and concomitant overcrowded
housing conditions, is increased by the psychological
effect of segregation and discrimination. The Negro in
overcrowded Negro areas typically believes that he has
little, if any, chance of bettering himself or moving
outside the closed Negro society which the segregated
housing patterns has imposed upon him. A frequent
result is a feeling of alienation from the legal and
moral mandates of “ white society” from which the
Negro feels he is excluded.
I. The crime and juvenile delinquency “which is
bred in these areas naturally extends beyond the
Negro community. Criminal acts are committed
against members of the entire community. In addition,
the entire community is required to pay the costs, of
additional police protection, and prison and correc
vii
tional facilities, which is very substantial in amount
and growing annually.
J. Furthermore, most Negro children in over
crowded Negro neighborhoods find themselves in pub
lic schools which typically are entirely or almost en
tirely Negro in composition. Thus housing segregation
inevitably tends to create wdiat is sometimes referred
to as “ de facto” segregation in the public schools.
K. As a very general proposition, most Negro chil
dren from overcrowded Negro neighborhoods attend
ing almost entirely Negro public schools do not per
form competitively with white children generally, or
with Negro children who are able to attend schools
which are not predominantly Negro in composition.
This seems to be due to many factors, including the
lack of room and quiet to study at home and the gen
eral feeling of alienation against the mores of a white
society caused as a result of segregation and discrim
ination; these are not the only causes of poor perform
ance in school but they are very important contribut
ing factors.
L. In any event, there is nearly twice as great a
percentage of non-white Californians over 25 years of
age who have not even finished eight grades of school
(27 per cent) than is true of white Californians (14
per cent) ; and sixty per cent of the non-white popula
tion has not finished high school (compared to 47 per
cent of the white population).
M. As a result of poor education, most Negroes
coming from overcrowded housing areas have not been
viii
IX
equipped to obtain good employment opportunities.
They consequently are frequently forced to remain in
the low income brackets, and are subject to far greater
risks of unemployment.
Nearly 30 per cent of California’s white males held
professional, technical, managerial or proprietary posi
tions in 1960. Only seven per cent of the Negro males
held such jobs. On the other hand, only 11 per cent of
the white males were private household or service
workers, or non-farm laborers. Over 33 per cent of the
Negro males held such positions. Unemployment sta
tistics are equally revealing. In 1960, the percentage of
California’s experienced non-white males who were un
employed was nearly twice as great (10.8 per cent) as
the percentage of experienced white males (5.7 per
cent); and the unemployment ratio for Negroes un
doubtedly was greater than the ratio for “ non-whites”
as a whole. These figures reflect hiring discrimination
based on race, as such, as well as the results of unequal
educational opportunities; but there can be little doubt
that unequal education is an important contributing
factor. On a national basis, unemployment (irrespec
tive of race) is twice as high (about 9 per cent) for
those who did not finish high school as it is (4 per
cent) for those who did, and over four times as great
as the unemployment rate (2 per cent) among those
who had at least some college education.
N. The low and irregular income patterns prevail
ing as a result of poor education and job discrimina
tion tend to perpetuate and intensify the patterns of
X
housing segregation already established. In addition,
the community generally loses the potential of valuable
contributions which many of these people could make
if they were equally trained at the outset.
Q. A further result of all the foregoing causes is
that many Negroes, to a greater extent than white
people, appear to require and utilize unemployment
and welfare assistance from the State. This, of course,
must be supported by the entire community. The costs
of these payments (about $750,000,000 per year) is
quite substantial and increasing annually.
P. Finally, in a few instances (particularly during
the last y ear), these conditions have been important
contributing factors in touching off acts of crime, vio
lence and vandalism in cities such as New York, Phila
delphia and Buffalo. By creating a nation apart, segre
gation engenders hatred and hatred engenders vio
lence. Your affiant does not conclude that this is in
evitable but it is one further danger which is probably
attributable, at least to a substantial degree, to segre
gated housing and racial discrimination.
V
The statistical data set forth above are derived from
the study which your affiant and Hugh Folk prepared
for the Welfare Study Commission of the State of
California, referred to in paragraph I I B. A copy of
the study is attached hereto,* and by this reference
*[The study is not reprinted here but was appended to the
original filed affidavit and was served on respondents. The study
will be found in the file of these cases.]
XI
made part hereof as if set forth in full. The study does
not necessarily represent the official views of the State
Commission. The Comission did cause its publication
at State expense, however, and Governor Edmund Gf.
Brown drew upon the material cited in the study for a
statement on Social W elf are which he sent to the Leg
islature in 1963. Your affiant cannot, of course, affirm
under oath that each or any particular figure in the
statistical compilations is absolute or precise. The
statistical information was compiled as carefully, con
scientiously and accurately as possible, however ; and,
subject to statistically acceptable margins of error,
your affiant is informed and believes, and based on
that information and belief affirms, that the statistical
information in the study is correct.
V I
The heart of the matter may well involve social and
psychological motivations. The great national concern
today, as embodied in the Economic Opportunity Act
of 1964, passed by the recent Congress, is with the
urgency of raising motivational levels within the
“ ghettoes” of our nation. Communities in California
are planning to expend many millions of dollars in
the coming months in an attempt to break open some
exit gates in those “ ghettoes.” But the rationale of the
Economic Opportunity Act is that facilities for up
grading skills, or upgrading education, no matter how
many or how good, will not fall on fertile ground if
the motivations of the young people in these “ ghet
toes” are not engaged.
There is substantial evidence that the personal moti
vations of young Negro people are not lagging. That
is, studies show that their aspirations are substantially
as high as the aspirations of the general population.
But there is a serious gap between what they are moti
vated to achieve, and what they believe they will be
allowed to achieve. This gap results in a relatively low
“ social” motivation, as against high personal motiva
tion. The evidence indicates that this social motivation
will be raised only if expectations can be raised. One
of the serious bars to lifting expectations is the cur
rent understanding among the young people of the
Negro community that no matter how well-educated
they become, no matter how well-employed they be
come, no matter how much they achieve, they will not
be allowed to rent or purchase a home in a place com
mensurate with their achievement. This feeling that
they “ are on the outside looking in” is destined to
frustrate attempts economically to rehabilitate the
bulk of the younger generation in the non-white com
munity and to break the cycle of poverty which is
burdening them and society in general.
The passage of Proposition 14 re-emphasizes and
underscores these feelings. The existence of this
amendment in the State Constitution indicates to this
embattled population, and especially to the young
people among them, that their disability has been in
definitely enshrined not only as a matter of practice,
but as a matter of fundamental State law. I f it is
valid law, it can only aggravate, to a very substantial
degree, the major social problems referred to above.
xii
X l l l
Your affiant would testify to the foregoing facts if
called as a witness at the trial of this lawsuit.
Earl David Raab
Subscribed and sworn to before me this 18th day of
December, 1964.
V I I
Notary Public
State of California
L . A . N os. 28360, 28422 and 28449
S. F . N os. 22019, 22020 and 22017
Sac. N o. 7657
Appeal from the Superior Court of Orange County
Honorable Raymond Thompson, Judge
AMICUS CURIAE BRIEF
OF THE NAACP LEGAL DEFENSE AND EDUCATION FUND, INC.
B y:
R i c h a r d A . B a n c r o f t ,
683 McAllister Street,
San Francisco, California 94102,
JA C K (xREENBERG,
New York, N. Y.,
Attorneys for Amicus Curiae.
Of Counsel:
R o b e r t M . 0 ’N e i l ,
683 McAllister Street,
San Francisco, California 94102.
OF THE
S ta te of California
L. A. No. 28360
LINCOLN W. MULKEY, et al.,
NEIL REITMAN, et al.,
Plaintiffs and Appellants,
Defendants and Respondents.
(Continued on Inside Cover)
L. A. No. 28422
WILFRED J. PRENDERGAST and CAROLA EVA PRENDERGAST, on
behalf of themselves and all persons similarly situated,
Gross-Defendants and Respondents,
vs.
CLARENCE SNYDER, Cross-Complainant and Appellant.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
L. A. No. 28449
THOMAS ROY PEYTON, M.D., Plaintiff and, Appellant,
vs.
BARRINGTON PLAZA CORPORATION, Defendant and Respondent.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
Sae. No. 7657
CLIFTON HILL, Plaintiff and Appellant,
vs.
CRAWFORD MILLER, Defendant and Respondent.
Appeal from the Superior Court of Sacramento County
Honorable William Gallagher, Judge
S. F. No. 22019
DORIS R. THOMAS, Plaintiff and Appellant,
vs.
G. E. GOULIAS, et al., Defendants and Respondents.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
S. P. No. 22020
JOYCE GROGAN, Plaintiff and Appellant,
vs.
ERICH MEYER, Defendant and Respondent.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
S. P. No. 22017
REDEVELOPMENT AGENCY OF THE CITY OF FRESNO, a public body,
corporate and politic, Petitioner,
vs.
KARL BUCKMAN, Chairman of the Redevelopment Agency of the City of
Fresno, Respondent.
Petition for Writ of Mandate
Subject Index
Page
Interest of amicus ...................................................................... .. 2
I. Article I, § 26 of the California Constitution violates
the Supremacy Clause of the United States Constitu
tion, because it obstructs vital federal programs for
California, and because it closes the doors of California
courts to the enforcement of various federal rights.. . . 3
A. Article I, § 26 cripples the federal program of
assisting .construction of nondiscriminatory housing
and urban renewal projects in California communi
t ie s ................................................................................... 3
1. The federal policy of nondiscrimination in housing 3
2. Implementation of the federal p o licy ................... 6
3. Conflict between state and federal law ............... 7
B. Article I, § 26 conflicts with other federal policies
and interests ........................... .................................... 13
C. Article I, § 26 closes the doors of the California
courts to causes of action based upon the U. S. Con
stitution and acts of Congress .................................. 15
Table of Authorities Cited
Cases Pages
Berman v. Parker, 348 U.S. 26 (1954) ................................. 4
Buchanan v. Warley, 245 U.S. 60 (1917) ............................... 4
Claflin v. Houseman, 93 U.S. 130 (1876) ............................ 15
Farmer v. Philadelphia Elec. Co., 329 F.2d 3 (3d Cir.
1964) ....................................................................................... 18
First Iowa Hydro-Electric Coop. v. FPC, 328 U.S. 152
(1946) ........................................... ...................................... 12
FPC v. Oregon, 349 U.S. 435 (1955) ..................................... 12
Hurd v. Hodge, 334 U.S. 24 (1948) ............................... 4
In re Redevelopment Plan for Bunker Hill, 61 Cal. 2d 21
(1964) ...................................................................................... 17
Ivanhoe Irrigation District v. McCracken, 357 U.S. 275
(1958), on remand, 53 Cal. 2d 692 (1960)......................... 10
Kleiber v. City and County of San Francisco, 18 Cal. 2d
718 (1941) .............................................................................. 17
McCarroll v. Los Angeles County District Council of Car
penters, 49 Cal. 2d 45 (1957) ............................................... 16
Miller v. Arkansas, 352 U.S. 187 (1956) ................................ 12
Ming v. Horgan, No. 97130, 3 Race Rel. L. Rep. 693 (Super.
Ct. June 23, 1958) ............................................................. 5,17
Napier v. Church, 132 Tenn. I ll, 177 S.W. 56 (1915)........ 17
Neiswonger v. Goodyear Tire & Rubber Co., 35 F.2d 761
(N.D. Ohio 1929) .................................................................. 18
Roosevelt Field v. Town of North Hempstead, 84 I1. Supp.
456 (E.D. N.Y. 1949) .......................................................... 18
Second Employers’ Liability Cases, 223 U.S. 1 (1911) . . . . 15
Smith v. Holiday Inns of America, Inc., 336 F.2d 630 (6th
Cir. 1964) ................................................................................ 6,17
Sperry v. Florida Bar, 373 U.S. 379 (1963) ....................... 12
Testa v. Katt, 330 U.S. 386 (1947) ....................................... 16
West Virginia ex rel. Dyer v. Sims, 341 U.S. 22 (1951). . . . 7
Woods v. Cloyd W. Miller Co., 333 U.S. 138 (1948).......... 14
Attorney General’s Opinions Pages
43 Ops. Oal. Atty. Gen 98A (1964) ....................................... 7
Constitutions
California Constitution:
Article I, Section 3 ............................................................. 3
Article I, Section 2 6 ...................................................3, 8, 10, 17
United States Constitution:
Article VI ...................................................................... 3
Statutes
Civil Rights Act of 1964:
Title IV ................................................................................ 14
Section 405(a) ................................................................ 14
Section 605 ........................................................................ 8
Title VI ...............................................................................8,9,10
23 U.S.C. § 120 (1958) ............................................................ 12
42 U.S.C. § 1441 (1958) ............................................................ 4
42 U.S.C. § 1982 (1958) ............................................................ 4,17
Texts
“ Civil Rights Under Federal Programs,” Civil Rights Com
mission, Jan. 1965, p. 13 ...................................................... 9
Clancy & Nemerovski, Some Legal Aspects of Proposition
Fourteen, 16 Hastings L. J. 3, 13 n. 47 (1964)................. 18
Executive Order on Equal Opportunity in Housing, No.
11063, 27 Fed. Reg. 11527 (1962) ....................................... 6
60 Ilarv. L. Rev. 966, 969 (1947) ............. 15
77 Harv. L. Rev. 285 (1963) .................................................. 18
Los Angeles Times, December 3, 1964, part II, p. 8 .......... 8
Sioane, One Year’s Experience: Current and Potential Im
pact of the Housing Order, 32 Geo. Wash. L. Rev. 457,
474 (1964) ............................................................................. 6
Taylor, Destruction of Federal Reclamation Policy? The
Ivanhoe Case, 10 Stan. L. Rev. 76, 83-84, 111 (1957)........ 11
T able of A uthorities Cited iii
L. A. Nos. 28360, 28422 and 28449
S. F. Nos. 22019, 22020 and 22017
Sac. No. 7657
In the Supreme Court
OF THE
State of California
L. A. No. 28360
LINCOLN W. MULKEY, et al., Plaintiffs and Appellants,
NEIL REITMAN, et al., Defendants and Respondents.
Appeal from the Superior Court of Orange County
Honorable Raymond Thompson, Judge
L. A. No. 28422
WILFRED J. PRENDERGAST and CAROLA EVA PRENDERGAST, on
behalf of themselves and all persons similarly situated,
Cross-Defendants and Respondents,
vs.
CLARENCE SNYDER, Cross-Complainant and Appellant.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
L. A. No. 28449
THOMAS ROY PEYTON, M.D., Plaintiff and Appellant,
vs.
BARRINGTON PLAZA CORPORATION, Defendant and Respondent.
Appeal from the Superior Court of Los Angeles County
Honorable Martin Katz, Judge
Sac. No. 7657
Plaintiff and Appellant,
vs.
Defetidant and Respondent.
Appeal from the Superior Court of Sacramento County
Honorable William Gallagher, Judge
CLIFTON HILL
CRAWFORD MILLER
2
S. F. No. 22019
DORIS R. THOMAS, Plaintiff and Appellant,
vs.
G. E. GOULIAS, et al., Defendants and Respondents.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
S. F. No. 22020
JOYCE GROGAN, Plaintiff and Appellant,
vs.
ERICH MEYER, Defendant and Respondent.
Appeal from the Municipal Court of the
City and County of San Francisco
Honorable Robert J. Drewes, Judge; Honorable Leland J.
Lazarus, Judge, and Honorable Lawrence S. Mana, Judge
S. F. No. 22017
REDEVELOPMENT AGENCY OF THE CITY OF FRESNO, a public body,
corporate and politic, Petitioner,
vs.
KARL BUCKMAN, Chairman of the Redevelopment Agency of the City of
Fresno, Respondent.
Petition for Writ of Mandate
AMICUS CURIAE BRIEF
OF THE NAACP LEGAL DEFENSE AND EDUCATION FUND, INC.
INTEREST OF AMICUS
The National Association for the Advancement of
Colored People Legal Defense and Education Fund
Inc., is an organization which is dedicated to the pro
tection of the legal rights of Negroes. This brief is
limited to the issue of the conflict between Proposition
3
14 and the Supremacy Clause of the United States
Constitution and is being filed because this issue has
not been fully developed in the briefs in this matter
presently before this Court.
I. ARTICLE I, § 26 OF THE CALIFORNIA CONSTITUTION VIO
LATES THE SUPREMACY CLAUSE OF THE UNITED STATES
CONSTITUTION, BECAUSE IT OBSTRUCTS VITAL FEDERAL
PROGRAMS FOR CALIFORNIA, AND BECAUSE IT CLOSES
THE DOORS OF CALIFORNIA COURTS TO THE ENFORCE
MENT OF VARIOUS FEDERAL RIGHTS.
The cornerstone of the Federal system is the su
premacy of federal law decreed by Article V I of the
Constitution of the United States. The California
Constitution, Art. I, § 3, recognizes the reciprocal ob
ligation which this clause imposes upon the States.
Article I, § 26 would challenge the supremacy of fed
eral law in three important respects: (1) by prevent
ing the implementation of comprehensive federal pro
grams in the areas of housing and urban renewal;
(2) by disabling the State and all state and local offi
cials from cooperating with the Federal Government
in other important areas; and (3) by closing the doors
of the state courts to lawsuits based upon the Federal
Constitution and acts of Congress.
A. Article I, § 26 Cripples the Federal Program of Assisting
Construction of Nondiscriminatory Housing and Urban Re-
newal Projects in California Communities.
1. The Federal Policy of Nondiscrimination in Housing.
Congress has twice declared a strong federal policy
of nondiscrimination in the sale or rental of housing.
4
Shortly after the Civil War Congress enacted as part
of the original civil rights legislation this provision:
“ All citizens of the United States shall have the same
right, in every State and Territory, as is enjoyed by
white, citizens thereof to inherit, purchase, lease, sell,
hold, and convey real and personal property.” 42
U.S.C. § 1982 (1958). This provision has been seldom
before the courts. But in one of the restrictive cove
nant cases, the U.S. Supreme Court found in this brief
statute a federal policy against any direct or indirect
governmental support of racial discrimination in pri
vate housing. Hurd v. Hodge, 334 U.S. 24, 34 (1948);
see also Buchanan v. Warley, 245 U.S. 60, 79 (1917).
The second and more recent source of nondiscrimi
nation is the extensive federal legislation designed to
assist the construction of housing. The present federal
housing aid program, of which urban renewal is a
central part, derives from the Housing Act of 1949.
In that statute Congress declared it to be the national
purpose to realize as soon as possible the goal of “ a
decent home and a suitable living environment for every
American family . . .” 42 U.S.C. § 1441 (1958). This
purpose, and the programs designed to implement it,
are in the judgment of Congress required by “ the
general welfare and security of the Nation and the
health and living standards of its people.” The United
States Supreme Court recognized over a decade ago
the critical importance of comprehensive slum clear
ance and urban renewal to the national health and
well-being. Berman v. Parker, 348 U.S. 26 (1954).
And since the adoption of the National Housing Act
5
great strides have been made toward the national goal
of decent housing for all Americans. California has
enjoyed at least a fair share of that progress; by No
vember, 1964 the Federal Government had supplied
about $250 million for urban renewal in California
communities.
Clearly these federal funds may not be used to fi
nance, directly or indirectly, racial discrimination on
the part of private beneficiaries. While there is no
express prohibition of discrimination in the terms of
the Housing Act such a prohibition is necessarily im
plied—else there would be serious doubt about the
constitutionality of the statute. Recognition of this
principle was the basis of the landmark decision of the
Superior Court of Sacramento County in Ming v.
Horgan, No. 97130, 3 Race Rel. L. Rep. 693, 698-99
(Super. Ct. June 23, 1958). Judge Oakley concluded
that “ Congress must have intended the supplying of
housing for all citizens, not just Caucasians—and on an
equal, not a segregated basis.” Otherwise, the court
continued, ‘ ‘ the constitutional guaranties of equal pro
tection and non-discrimination would be accorded only
secondary importance and they would have to recede
from a good deal that has been laid down in recent
years as fundamental doctrine.” On this basis the
court held that a federally assisted subdeveloper
might not constitutionally practice racial discrimina
tion in the sale of private housing. This same prin
ciple has recently been recognized and applied by a
federal court of appeals, in holding that a private
motel built as part of a federally financed urban re-
6
newa] project could not discriminate against a Negro
who sought lodging there. Smith v. Holiday Inns of
America, Inc., 336 F'.2d 630 (6th Cir. 1964) (the same
result would clearly be required today by the Civil
Rights Act of 1964, but the case arose before passage
of that Act).
2. Implementation of the Federal Policy.
It remained for the late President Kennedy to make
explicit what had always been implicit in the Housing
Act. The Executive Order on Equal Opportunity in
Housing, No. 11063, 27 Eed. Reg. 11527 (1962), sought
to guarantee that federal funds may not be used to
foster, directly or indirectly, racial discrimination in
the sale or rental of housing. The Order applied to all
funds to be appropriated for projects approved after
its effective date. Thus every participating local
agency was required to sign an agreement to provide
for nondiscrimination in its contracts with rede
velopers. See Sloane, One Year’s Experience: Cur
rent and Potential Impact of the Housing Order, 32
Geo. Wash. L. Rev. 457, 474 (1964). As for projects
approved before the Order was issued, the Order called
upon federal agencies and officials “ to use their good
offices and to take other appropriate action permitted
by law . . . to promote the abandonment of discrimi
natory practices with respect to residential property
and related facilities heretofore provided with federal
financial assistance. . . .” (§ 102)
3. Conflict Between State and Federal Law,
In order to appreciate tlie severity of the conflict
between the new California Constitutional amendment
and the federal law, it is necessary to consider three
types of renewal projects. With respect to projects
contracted for prior to issuance of the Executive Order,
California officials now seem powerless to cooperate
or assist with the “ good offices” and “ appropriate
action” of federal officials designed to end whatever
racial or other discrimination there may be in fed
erally assisted projects. Thus state law effectively pre
cludes the performance of a duty required by federal
law and based upon the United States Constitution.
With respect to contracts entered between the effec
tive date of the Executive Order and November 3,
1964, the nondiscrimination pledge has been incorpo
rated into many agreements, apparently without diffi
culty. See letter from Robert C. Weaver, Administra
tor of the Housing and Home Finance Agency, to
Rep. Augustus F. Hawkins, March 1964, in 43 Ops.
Cal. Atty. Gen. 98A (1964) (reprinted in advance
sheet only). Funds appropriated for such projects will
continue to be spent until the projects are completed.
Yet state officials will apparently be powerless to en
force the nondiscrimination pledge that federal law
compelled them to sign—for example, by obtaining the
requisite nondiseriminatory guarantee from the rede
veloper. This is clearly contrary to the principle that
a state may not back out of an agreement with the
Federal Government or with another State because of
a supervening change in its public policy. See West
Virginia ex rel. Dyer v. Sims, 341 U.S. 22 (1951).
8
The third set of projects are those now on the
drawing board but not yet contracted for. It is here
that the conflict between state and federal law is the
sharpest. Since November 1964 all federal funds for
future projects have been cancelled because Article I,
§ 26 appears to make state and local officials unable
to sign the nondiscrimination pledge that federal law
requires. See Los Angeles Times, December 3, 1964,
part II, p. 8. This means, at the very least, a tragic
loss for the people of California—some $250 million
further funds had been planned for renewal projects
in the State over the next four years. Even more criti
cal is the constitutional issue raised by the square
conflict between two bodies of law: The recent amend
ment of the California Constitution interposes state
law between the Federal law and the achievement of
a vital federal objective of urban renewal and decent
housing for slum dwellers. It would be harder to
imagine a clearer violation of the Supremacy Clause.
The strong federal requirement of nondiscrimina
tion in urban renewal has been reinforced by the
passage of the Civil Bights Act of 1964. Title V I of
the act partially supersedes the Executive Order—
although the Act makes clear that the Order remains
in full force and effect for those areas of federally
assisted housing not covered by the new law. (For
example, § 605 of the Civil Rights Act excludes from
the nondiscriminatory obligations of Title V I “ a con
tract of insurance or guaranty.” This language thus
excludes such activities as the FHA home mortgage
insurance program. The Executive Order continues
9
to require nondiscrimination, however, in all future
FHA-assisted single and multi-family developments.
See “ Civil Rights Under Federal Programs,” Civil
Rights Commission, Jan. 1965, p. 13). Thus, while
there is some question precisely where and to what
extent the Civil Rights Act does supersede the Execu
tive Order, there is no question that all programs
which were covered prior to passage of the new law
continue to be covered.
In several respects, in fact, the Civil Rights Act
goes beyond the nondiscrimination requirement of the
Executive Order. Under recent Housing and Home
Finance Agency Regulations implementing Title VI,
all urban renewal projects that had not yet reached
the land disposition stage by January 4, 1965, are sub
ject to the nondiscrimination requirements of the new
law, regardless of the date on which the loan and
grant contract was executed. Thus Title V I has the
effect of subjecting the great bulk of federally as
sisted urban renewal activity to the requirement of
nondiscrimination, because of the typically long time
lag between execution of the loan and grant contract
and final disposition of the land.
The Civil Rights Act goes further than the Execu
tive Order in at least one other area: in public hous
ing, all low-rent projects still receiving annual con
tributions from the Public Housing Administration
on January 4, 1965 are subject to the requirements of
Title VI, regardless of the date on which the annual
contributions contract was signed. This means that
virtually every public housing project authorized since
1U
1937, when the program was initiated, is now subject
to the nondiscrimination requirement.
In these several areas where Title V I has extended
or expanded the effect of the Executive Order, non-
discriminatory undertakings previously required of
local urban renewal authorities by the Order would
now appear to be required by Act of Congress. I f
there was ever any question whether California law
could abridge the force of a presidential decree, there
can be no question that any inconsistent state law
must yield to federal legislation. Thus to the extent
that Article I, § 26 purports to disable state and local
officials from signing or enforcing a nondiseriminatory
undertaking as a condition of participation in federal
housing programs or federal urban renewal projects,
it is clearly invalid by reason of conflict with the Su
premacy Clause.
Several lines of U.S. Supreme Court decisions rein
force these conclusions. Closely in point are the San
Joaquin Valley Reclamation eases, culminating in
Ivanhoe Irrigation District v. McCracken, 357 U.S. 275
(1958), on remand, 53 Cal. 2d 692 (1960). There the
Court held, inter alia, that when Congress has enacted
a comprehensive scheme to govern federally assisted
reclamation projects necessary for the national wel
fare, inconsistent provisions of state law must yield.
Thus state law was struck down to the extent it pur
ported to invalidate the “ excess lands” provisions in
contracts between the United States and state and
local agencies involved in the reclamation project.
There was, the Court affirmed, no doubt about the
1L
power of the Federal Government “ to impose reason
able conditions on the use of federal funds, federal
property, and federal privileges.” Consequently, the
Court continued, “ a State cannot compel use of fed
eral property on terms other than those prescribed or
authorized by Congress.” When conflict between state
and federal law threatened to obstruct the federal pur
pose, “ Article V I of the Constitution, of course, for
bids state encroachment on the supremacy of federal
legislative action.” 357 U.S. at 295. A contrary hold
ing might well have frustrated or crippled the carry
ing out of a program which—like urban renewal—was
in the judgment of the Congress vital to the national
interest. See Taylor, Destruction of Federal Reclama
tion Policy ? The Ivanhoe Case, 10 Stan L. Rev. 76,
83-84, 111 (1957). The present case should be a fortiori
from Ivanhoe—since the requirement of nondiscrimi
nation in the urban renewal contracts is more clearly
compelled by the Federal Constitution than the excess
lands provisions of the reclamation contracts.
The relevance of the Ivanhoe doctrine for the pres
ent case may be underscored by a hypothetical ex
ample. Suppose the State of Nevada decided that it
wanted no limited-access Interstate Highways built
within its borders. Suppose further, to implement that
decision, a provision were added to the State Consti
tution forbidding state officials from aiding the con
struction of the highways in any respect—even by
preventing obstruction or interference by private
citizens. Such a provision would mean, at the very
least, that the State could make no contribution to the
12
construction of the highway, which would very likely
cancel the project under present statutes. (See 23
U.S.C. §120' (1958).) It would also completely close
the doors of the state courts to any condemnation or
other proceedings in connection with the highway.
Even more serious, state police would be barred by the
state constitution from moving squatters or legally
dispossessed owners off lands condemned for the right
of way. Nor could they protect the equipment of fed
eral contractors from looting by local hoodlums. Thus
it would be very doubtful whether any Interstate high
way could be built in Nevada if the State withdrew its
cooperation in this way.
Undoubtedly the United States Supreme Court
would strike down any such outlandish state inter
position as this. Such state action would presumably
fare no better under the Supremacy Clause than state
attempts, for example, to thwart the construction of
federally licensed dams, First Iowa Hydro-Electric
Coop. v. FPC, 328 U.S. 152 (1946) ; FPG v. Oregon,
349 U.S. 435 (1955) ; state attempts to bar federally
licensed patent attorneys from carrying on their prac
tice in the state without joining the state bar, Sperry
v. Florida Bar, 373 U.S. 379 (1963) ; or state regula
tion of federal contractors in ways that interfere with
the implementation of federal policies in the State,
Miller v. Arkansas, 352 U.S. 187 (1956). Nor should
the recent amendment to the California Constitution
fare better than state interpositions of this sort have
fared—for the direct conflict between federal and state
law seems logically indistinguishable from the Nevada
highway case. The frustration of a vital federal ob
jective is equally apparent and just as serious.
B. Article I, §2 6 Conflicts With Other Federal Policies and
Interests.
There are other and subtler forms of conflict that
are bound to result as the full impact of the consti
tutional amendment is felt in California. It may no
longer be possible, for example, for state officials to
cooperate with the U.S. State Department in guaran
teeing or offering nondiscriminatory housing for con
suls, diplomats or prominent visitors from Asian and
African nations. Nor will officials of the University
of California or the State Colleges be able to offer
any guarantee to exchange students from these coun
tries that they will find suitable off-campus housing
when they come to California—since these institutions
are presumably no longer able to exact the nondis
crimination pledge heretofore required of private land
lords listing accommodations with the campus housing
offices. For a state which boasts a campus with more
foreign students than any other institution in the
country, this is a deplorable situation—and one which
may seriously interfere with a strong federal interest
in promoting the exchange of scholars with other
nations.
For similar reasons California officials will presum
ably be unable to join officials of several other states
who have cooperated with federal military officials in
providing access to nondiscriminatory off-base housing
for Negro service personnel and their families. There
14
can be no doubt that the Federal military power in
cludes the incidental power to provide for housing of
all persons involved in the military effort, in peace
time as well as in war, Woods v. Cloyd W. Miller Go.,
333 U.S. 138 (1948). And the unavailability of noil-
discriminatory oil-base housing could cripple military
operations in California.
There may also be a serious question whether Cali
fornia education officials will be able to accept federal
funds made available under Title 1Y of the Civil
Rights Act of 1964 to help local school authorities “ in
dealing -with problems incident to desegregation . . .”
(§ 405(a)) This is not because the California consti
tutional amendment affects school desegregation as
such. The problem stems from the view of the State
Board of Education that de facto racial segregation,
where it exists in California, is very largely the prod
uct of “ patterns of residential segregation . . . ” The
State Board has recently argued that “ discrimination
in housing is at the root of racial imbalance in
schools,” and that “ a constitutionally inviolate right
to discriminate in the sale of real estate would render
inadequate the means available to the Board to alle
viate de facto segregation in the schools.” (Brief for
the Attorney General and the California State Board
of Education as Amici Curiae, Lewis v. Jordan, Sac.
7549, p. 5.) Thus the constitutional amendment ap
pears to deprive school officials of the very means of
combatting de facto segregation which would make
them best able to use the federal funds offered under
Title IV.
15
C. Article I , §2 6 Closes the Doors of the California Courts to
Causes of Action Based Upon the U,S. Constitution and Acts
of Congress.
It is basic constitutional law that a State may not
arbitrarily close its courts to actions based upon fed
eral law, Claflin v. Houseman, 93 U.S. 130 (1876).
The United States Supreme Court has repeatedly
denied that any supposed conflict between state policy
and the federal law on which a suit is based would
warrant the dismissal of the suit. Second Employers’
Liability Gases, 223 U.S. 1, 57 (1911) ; see Note, 60
Harv. L. Rev. 966, 969 (1947). The Claflin case sup
plied the rationale for this doctrine:
I f an Act of Congress gives a penalty to a party
aggrieved, without specifying a remedy for its
enforcement, there is no reason why it should not
be enforced, if not provided otherwise by some act
of Congress, by a proper action in a state court.
The fact that a state court derives its existence
and functions from the state laws is no reason
why it should not afford relief; because it is
subject also to the laws of the United States, and
it is just as much bound to recognize these as
operative within the State as it is to recognize the
state laws. The two together form one system of
jurisprudence, which constitutes the law of the
land for the State; and the courts of the two
jurisdictions are not foreign, to each other, nor
to be treated by each other as such, but as courts
of the same country, having jurisdiction partly
different and partly concurrent. Claflin v. Honse-
mam,, 93 U.S. 130, 137 (1876).
Recently the obligation of the state courts to entertain
federal causes of action has been extended to penal as
16
well as remedial statutes, at least where a similar
remedy is available under state law, Testa v. Katt, 330
U.S. 386 (1947). This is so despite state courts’ strong
insistence that the entertainment of such suits is con
trary to state public policy. The strength of this prin
ciple has been recognized at least once by the Cali
fornia Supreme Court, McCarroll v. Los Angeles
County District Council of Carpenters, 49 Cal. 2d 45,
61 (1957).
There are several specific sources of federal claims
to which the California constitutional amendment
would appear to close the doors of the state courts.
The most obvious is the kind of suit recognized in
Ming v. Horgan, supra, in which the right of a Negro
not to be discriminated against in the purchase of
housing financed in part with state and federal funds
was grounded squarely on the federal statutes and the
Fourteenth Amendment. Assuming that the word
“ subdivision” in the constitutional amendment in
cludes state courts, there seems little doubt that a suit
identical to Ming v. Horgan would now have to be
dismissed. The sole reason for dismissal would be a
state policy, reflected in the constitutional amendment,
purportedly in conflict with federal law and policy.
That is a result which seems hardly compatible with
the Supremacy Clause as the United States Supreme
Court has applied it to the state courts.
There are at least three other sources in the federal
law from which a cause of action might be implied in
favor of a minoi’ity group member discriminated
against in the sale or rental of housing. First, there
17
is the old statute to which reference has already been
made—42 U.S.C. § 1982 which provides: “ All citizens
of the United States shall have the same right, in
every State and Territory, as is enjoyed by white citi
zens thereof to inherit, purchase, lease, sell, hold and
convey real and personal property.” Although these
original civil rights statutes are designed chiefly for
federal court enforcement, nothing in the federal law
precludes recognition of such rights in the state courts.
Cf. Napier v. Church, 132 Tenn. I l l , 177 S.W. 56
(1915).
A suit might also be based directly upon the Hous
ing A ct’s implied guarantee of equal treatment in
federally assisted housing. Although persons affected
by a renewal project have no standing to challenge
the proposed expenditure of federal funds by the re
development agency, In re Redevelopment Plan for
Bunker Hill, 61 Cal. 2d 21 (1964), that decision in no
way forecloses the possibility of suit in the state
courts for injury resulting from misuse of federal
funds. Cf. Smith v. Holiday Inns of America, Inc.,
336 P.2d 630 (6th Cir. 1964). Yet the adoption of
Article I, § 26, would appear to bar any such suits
based upon alleged violations of federal law—even
though the state courts would remain open to suits
challenging the use of funds under state laws, such as
the California Housing Authorities Law. Cf. Kleiber
v. City and County of San Francisco, 18 Cal. 2d 718
(1941). This is precisely the sort of discrimination
against federal rights that Claflin v. Houseman, supra,
and the later U.S. Supreme Court cases, do not per
18
mit. See Clancy & Nemerovski, Some Legal Aspects of
Proposition Fourteen, 16 Hastings L.J. 3, 13 n.47
(1964).
Finally a private action might be based upon the
.November 1962 Executive Order on Equal Opportun
ity in Housing. While there have apparently been no
suits yet based upon the Order, private actions based
upon alleged violations of federal administrative regu
lations that create no express private remedies are by
no means novel. See, e.g., Neiswonger v. Goodyear Tire
& Rubber Go., 35 F.2d 761 (N.D. Ohio 1929); Roose
velt Field v. Town of North Hempstead, 84 F. Supp.
456 (E.D. N.Y. 1949) ; Note, 77 Harv. L. Rev. 285
(1963). Indeed, one federal court of appeals recently
declined to allow a private claim based upon the Execu
tive Orders concerning Equal Employment Opportun
ity—but only because such actions would not be com
patible with the particular purposes of the orders in
question. Farmer v. Philadelphia Elec. Go., 329 F.2d
3 (3d Cir. 1964). Nothing in that decision forecloses
the implication of private remedies for the violation
of other Executive Orders.
Thus there are at least four distinct sources from
which a private cause of action under federal law
might be derived—the Fourteenth Amendment, the
civil rights statute that deals with housing, the Na
tional Housing Act, and President Kennedy’s Execu
tive Order. Yet the enactment of the California con
stitutional amendment appears to close the doors of
the California courts to all such suits. That foreclo
sure seems in square conflict with a long line of IT.S.
19
Supreme Court decisions which have put beyond
doubt the principle that state courts may not, con
sistent with the Supremacy Clause, refuse to entertain
causes of action grounded on federal law while keep
ing their doors open to suitors pressing similar state-
law claims.
Dated, San Francisco, California,
June 11, 1965.
R ichard A. B ancroft,
J ack Greenberg,
Attorneys for Amicus Curiae.
Of Counsel:
R obert M. O’Neil.
P E R N A U - W A L S H P R I N T I N G C O . , S A N F R A N C I S C O , C A L I F O R N I A