Hall v. Nagel Transcript of Record and Briefs
Public Court Documents
January 1, 1944 - January 1, 1946
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Brief Collection, LDF Court Filings. Hall v. Nagel Transcript of Record and Briefs, 1944. 9a943d4d-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/19943db2-430a-45d3-93ed-45f3686e484f/hall-v-nagel-transcript-of-record-and-briefs. Accessed November 03, 2025.
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WR 1 G H
TRANSCRIPT OF RECORD
U N I T E D S T A T E S
CIRCUIT COURT OF APPEALS
FIFTH CIRCUIT.
No. 11,534
EDWARD HALL,
Appellant,
versus
T. J. NAGEL, Registrar of Voters, St. John the Baptist
Parish, Louisiana,
Appellee.
Appeal from the District Court of the United States for
the Eastern District of Louisiana.
(ORIGINAL RECORD RECEIVED DEC. 17/45.)
INDEX.
PAGE
Caption...... ......................................................................... 1
Complaint .......................................................................... 2
Motion of Defendant to dismiss ................................... 11
Amended Complaint ..................................................... 14
Reasons and Authorities in Support of Motion to
dismiss filed by Defendant ................................. 23
Hearing on Motion of Defendant to dismiss and
Submission ............................................................ 26
Judgment, entered 9/17/45 ........................................... 27
Notice of Appeal ............................................................ 27
Appeal Bond ........................... 28
Appellant s Designation of Contents of Record on
Appeal .................................................................... 30
Appellee’s Designation of Contents of Record on
Appeal .................................................................... 31
Clerk’s Certificate .......................................................... 32
UNITED STATES DISTRICT COURT, EASTERN DIS
TRICT OF LOUISIANA, NEW ORLEANS DIVISION.
No. 1273—Civil Action
EDWARD HALL,
Plaintiff
versus
T. J. NAGEL, Registrar of Voters, St. John the Baptist
Parish, Louisiana.
Appearances:
Messrs. Thurgood Marshall, Joseph A. Thornton and
A. P. Tureaud, Attorneys for Edward Hall, Plaintiff
Appellant.
Messrs. John E. Fleury, Frank J. Looney and E. Wayless
Browne, Attorneys for T. J. Nagel, Registrar of Vot
ers, St. John the Baptist Parish, Louisiana, Defend
ant-Appellee.
APPEAL from the District Court of the United States for
the Eastern District of Louisiana, to the United States
Circuit Court of Appeals for the Fifth Circuit, return
able within forty (40) days from 16th day of Octo
ber, at the City of New Orleans, Louisiana.
EXTENSION of time granted by the Honorable Adrian J.
Caillouet, Trial Judge, bringing the return day up to
and including the 19th day of November, 1945.
TRANSCRIPT OF THE RECORD
2
COMPLAINT.
Filed July 24, 1945.
2 (Title Omitted)
To the Honorable, the United States District Court for the
Eastern District of Louisiana:
Now comes the plaintiff, Edward Hall, suing in behalf of
himself and all other Negroes possessing the qualifications
to register as electors in Saint John the Baptist Parish,
State of Louisiana, and respectfully shows:
I
That the jurisdiction of this Court is invoked under sub
division 14 of Section 41 of Title 28 of the United States
Code, this being an action authorized by law to be brought
to redress the deprivation under color of law, statute, regu
lation, custom and usage of a state of rights, privileges and
immunities secured by the Constitution of the United
States, viz, sections 2 and 4 of Article 1 and Amend
ments 14, 15 and 17 to said Constitution, and of rights se
cured by laws of the United States, viz., sections 31 and 43
of Title 8 of the United States Code, all of which will ap
pear more fully hereafter.
II
Plaintiff shows further that this is a proceeding for a
declaratory judgment under section 400 of Title 28 of the
United States Code (section 274(d) of the Judicial Code)
for the purpose of determining a question in actual con
troversy between the parties, to wit; the question whether
the practice of the defendant in enforcing and maintaining
the policy, custom and usage by which plaintiff and other
Negro citizens similarly situated possessing all the qualifi-
3
cations of electors are subjected to unreasonable tests not
required of white electors and who are thereby denied the
right to register solely on account of their race or color,
violates sections 2 and 4 of Article I and Amendments 14,
15 and 17 of the Constitution of the United States.
Ill
All parties to this action, both plaintiff and defendant,
are citizens of the United States and are residents and
domiciled in Saint John the Baptist Parish, State of Louisi
ana.
IV
That this is a class action authorized by Rule 23(a) of
the Rules of Civil Procedure for the District Courts of the
United States. The rights involved are of common and
general interest to the members of the class represented
by the plaintiff, namely, Negro citizens of the United States,
and residents and citizens of the State of Louisiana, simi
larly situated, who are duly qualified electors under the
Constitution and laws of the United States and of the State
of Louisiana. Members of this class are so numerous as to
make it impracticable to bring them all before the Court
and for this reason plaintiff prosecutes this action in his
own behalf and in behalf of the class without specifically
naming said members herein.
V
Tha tthe qualifications of a person entitled to register
and vote in the State of Louisiana are:
1. He must be a citizen of the United States and of the
State of Louisiana, not less than twenty-one years of age;
2. He shall have been an actual bona fide resident of the
parish one year;
4
3. He shall be, at the time he offers to vote, legally en
rolled as a registered voter on his own personal application,
in accordance with the provisions of this Constitution and
the laws enacted thereunder;
4. He shall be of good moral character and shall under
stand the duties and obligations of citizenship under a re
publican form of government; he shall be able to read and
write, and shall demonstrate his ability to do so when he ap
plies for registration by making, under oath, administered
by the registration officer or his deputy, written application
therefor, in the English language or his mother tongue,
which application shall contain the essential facts nec
essary to show that he is entitled to register and vote, and
shall be entirely written, dated and signed by him except
that he may date, fill out, and sign the blank application for
registration hereinafter provided for, and, in either case, in
the presence of the registration officer or his deputy, with
out assistance or suggestion from any person or any memo
randum whatever, other than the form of application set
forth;
5. He shall also be able to read any clause in this Consti
tution, or the Constitution of the United States and give a
reasonable interpretation thereof. (Constitution of Lou
isiana, Article 8, sections 1 and 6; Dart’s General Statutes,
sections 2615.10; 2615.11; 2615.14; 2615.15; 2615.16; 2615.19;
2615.21).
VI
Plaintiff, Edward Hall, shows further that he is colored,
a person of African descent and of Negro blood and is over
the age of twenty-one years; that he is a native born citizen
of the United States of America and of the State of Louisi
ana; that he has resided in the fifth ward of the Parish of
Saint John the Baptist, State of Louisiana, continuously,
for more than ten years; that he is of good moral character
and understands the duties and obligations of citizenship
under a republican form of government. Plaintiff fur
ther shows that he can read and write the English langu-
5
age; that he can fill the application form required by law
for registering as a qualified elector, correctly and that he
has never been convicted of any crime and that he is not
an idiot or insane person. Plaintiff further shows that by
reason of the allegations hereinabove made, he was in all
particulars on August 4th, 1944, and still is possessed of
the qualifications of an elector and as such was and is en
titled to be registered as such elector.
VII
That the defendant, T. J. Nagel, holds office pursuant to
the laws of Louisiana as an administrative officer of the
State of Louisiana (Dart’s General Statutes of Louisiana,
section 2629; Louisiana Constitution, Article 8, section 18).
“A registrar of voters for each parish of this State (the
parish of Orleans excepted) shall be appointed by the
police jury or other governing authority of such parish
provided by section 18 of Article 8 of the Constitution of
the State of Louisiana of 1921, and all of whom shall be
commissioned by the governor, and the said registrar shall
hold office at the pleasure of the board of registration,
created under said section 18 of Article 8 of the Constitu
tion of the State of Louisiana of 1921.”
VIII
That on August 9, 1944, the defendant, T. J. Nagel was,
and at the present time, is the duly appointed, qualified
and active registrar of Saint John the Baptist Parish, State
of Louisiana, in which parish plaintiff was residing and in
which parish, it was the duty of the defendant to enforce
the registration laws equally as to all applicants and to
register all applicants and to register all applicants quali
fied for registration as electors, including your petitioner.
IX
That under the laws of the State of Louisiana (Louisiana
Constitution, Article 8, section 1) registration is a prerequi-
6
site to the right of the citizen of said State to vote in any
election held in said State, and unless and until said plain
tiff and other members of the class on whose behalf this
suit is brought are registered, as provided by the said laws
of Louisiana, the said plaintiff and other members of the
class on whose behalf this suit is brought will not be en
titled to vote at any election held in the state of Louisiana
and said Parish and Ward.
X
That defendant has established and is maintaining a
policy, custom and usage of denying to plaintiff and others
on whose behalf this suit is brought the equal protection
of the laws by requiring them to submit to tests not re
quired of white electors applying for registration and have
continued the policy of refusing to register qualified Negro
electors while at the same time registering white electors
with less qualifications than Negro applicants, solely on
account of race and color.
XI
That on or about the 4th day of August, 1944, during the
regular registration period while the defendant T. J. Nagel
was conducting the registration of persons qualified to
register, plaintiff presented himself at the Saint John the
Baptist Parish Courthouse at Edgard, Louisiana, the place
for registration of electors of said parish and there request
ed of the said registrar of voters to register him as
a qualified elector of the State of Louisiana; that in
stead of the said registrar giving him an application
form to be filed by plaintiff in order to test his ability
to read and write and furnish in said application
the essential facts necessary to show that plaintiff is en
titled to register and vote, the said defendant, T. J. Nagel,
7
had plaintiff to go into a back room of his office and ques
tioned his as follows:
“What judicial district do you live in?”
Answer: “Twenty-fourth.”
“What congressional district?”
Answer: “Second.”
“What senatorial district?”
Answer: “I don’t know.”
Whereupon, the said registrar, being not satisfied with
the answer given by plaintiff then and there refused to
register him. That the said act of defendant in refusing to
register plaintiff was arbitrary and capricious and not
warranted by law. (Constitution of Louisiana, Article 8,
section 1 (2).) “Said applicant shall be able to read any
clause in this Constitution, or the Constitution of the United
States, and give a reasonable interpretation thereof.”
XII
That during such registration period, on or about August
4, 1944, white persons presenting themselves for registra
tion were not subjected to any such test above required
of plaintiff, but were registered forthwith, upon their
filling the application form. Defendant following the
policy, custom and usage set out in paragraph ten (10) of
this complaint, while registering white persons without any
questioning whatsoever such as was experienced by plain
tiff as hereinabove stated, denied plaintiff’s application to
register and wrongfully refused and illegally failed to reg
ister plaintiff solely on account of his race and color. That
this action of the defendant in refusing to register plaintiff
followed the general policy, custom and usage of the pres
ent defendant and his predecessors in office.
8
That the defendant in refusing to register plaintiff and
other qualified Negroes pursuant to the policy, custom and
usage set out in paragraph ten (10) herein were acting
under color of authority of Saint John the Baptist Parish
and the State of Louisiana and the refusal to register plain
tiff and others on whose behalf this suit is brought is a
violation of the Constitution of the State of Louisiana and
sections 2 and 4 of Article I and Amendments 14, 15 and
17 of the United States Constitution and sections 31 and 43
of Title 8 of the United States Code.
XIY
There is between the parties an actual controversy as
hereinbefore set forth.
XIII
X V
That said defendant by his said illegal and wrongful acts
has damaged this plaintiff in the sum and to the extent of
Five Thousand Dollars.
XVI
That plaintiff and others similarly situated and affected,
on whose behalf this suit is brought, are suffering irrepar
able injury and are threatened with irreparable injury in
the future by reason of the acts herein complained of; they
have no plain adequate or complete remedy to redress the
wrongs and illegal acts herein complained of, other than
this action for damages, for a declaration of rights and an
injunction; any other remedy to which plaintiff and those
similarly situated could be remitted would be attended
by such uncertainties and delays as to deny substantial re-
9
lief, would involve multiplicity of suits, cause further ir
reparable injury, damage, and inconvenience to the plain
tiff and those similarly situated.
Wherefore, plaintiff respectfully prays the Court that
upon filing of this complaint, as may appear proper and
convenient to the Court, the Court advance this case on
the Docket and order a speedy hearing of this action ac
cording to the law, and upon such hearings:
1. That this Court adjudge and decree, and declare the
rights and legal relations of the parties to the subject mat
ter herein controverted, in order that such declaration
shall have the force and effect of a final judgment or de
cree.
2. That this Court enter a judgment or decree declaring
that the policy, custom or usage of the defendant, in refus
ing to register as electors plaintiff and other qualified Ne
groes solely on account of their race or color, is unconsti
tutional as a violation of Amendments 14 and b&"of the
United States Constitution.
3. That this Court issue a permanent injunction forever
restraining and enjoining the defendant from denying to
Negroes possessing the qualifications of an elector the
right to be registered as an elector solely because of color.
4. That this Court enter a judgment or decree declaring
that the policy, custom and usage of the defendant in sub
jecting Negroes to tests not required of white applicants
as a prerequisite to registering is unlawful and in violation
of the Fourteenth Amendment to the Constitution of the
United States.
5. That the plaintiff have judgment for Five Thousand
($5,000.00) Dollars damages.
10
6. That this Court will allow plaintiff his costs herein,
and such further, other, additional or alternative relief as
may appear to the Court to be just and equitable in the
premises.
(Signed) EDWARD HALL,
(Edward Hall),
Plaintiff,
Reserve, Louisisana
(Sgd) THURGOOD MARSHALL,
(Thurgood Marshall).
69 Fifth Avenue,
New York, New York.
(Sgd.) JOSEPH A. THORNTON,
(Joseph A. Thornton),
(Sgd.) A. P. TUREAUD,
(A. P. Tureaud).
Attorneys for Plaintiff.
612 Iberville Street,
New Orleans, Louisiana
State of Louisiana,
Parish of Orleans.
Before me, the undersigned authority, personally came
and appeared Edward Hall, who, being by me first duly
sworn, deposes and says that he is the petitioner in the
above and foregoing complaint; that he has read the same
and that all of the allegations therein contained are true
and correct.
(Sgd.) EDWARD HALL.
Sworn to and subscribed before me this 24 day of July,
1945.
(Seal)
(Sgd.) JEWELL A. SPERLING,
Notary Public.
11
MOTION TO DISMISS
Filed Aug. 17, 1945.
11 (Number and Title Omitted)
Now comes T. J. Nagel, Registrar of Voters, St. John the
Baptist Parish, Louisiana, made defendant in the above en
titled and numbered cause, and appearing herein specially
only, files this his motion to dismiss plaintiff’s petition, on
the following grounds, to-wit: ^
L • / . •
* H , >That plaintiff has failed to state a claim upon which re
lief can be granted, and has not presented any jurisdic
tional Federal question.
2 .
Plaintiff does not allege that the Registration Act or any
other statute of Louisiana, or the Constitution of said state,
is discriminatory, and that same operates or has operated
to discriminate against him, or deprive him of any of his
rights, privileges and immunities secured to him by the
Constitution of the United States, or by any law of the
United States providing for equal rights of citizens of the
United States, or of all persons within the jurisdiction
thereof.
3.
That plaintiff’s petition at best alleges merely that “De
fendant has established and is maintaining a policy, custom
and usage of denying to defendant and others on whose
behalf this suit is brought the equal protection of the laws
by requiring them to submit to tests not required of white
electors,” and has “ Continued the policy of refusing to reg
ister qualified Negro electors, while at the same time reg
istering white electors with less qualifications than Negro
applicants, solely on account of race and color,” as set out
J '
/
12
in paragraph ten of said petition, and that plaintiff makes
no allegations sufficient to show that said acts of defendant
were under authority of the Statutes or Constitution of the
State of Louisiana, but, on the contrary, alleges that said
acts were violative of the Constitution and laws of said
state.
4.
Plaintiff’s said petition contains no allegations to support
the filing of same as a class suit.
5.
Plaintiff does not allege that he has either pursued or
exhausted the rights and remedies plainly accorded him
under the Constitution and laws of the State of Louisiana
applicable to the registration of voters.
6.
That plaintiff, even if otherwise entitled to institute a
class action on the purported grounds set out in the peti
tion, cannot, as a matter of law, maintain such an action
in the form of a suit for a declaratory judgment.
7.
Plaintiff does not allege that at the time of the purported
application to register, he could read and reasonably in
terpret the Constitution of Louisiana and of the United
States, as required by law, although his petition sets out
such requirement in full in paragraph eleven thereof.
8 .
That plaintiff’s allegation to the effect that he was re
fused registration on account of his color is a mere con
clusion of the pleader, and is not supported by any allega
tion of fact.
13
9.
That in paragraph thirteen plaintiff sets out as a con
clusion of law that defendant in refusing to register him
“ and others on whose behalf this suit is brought” was act
ing under “color of authority of St. John the Baptist Parish
and the State of Louisiana,” but in the same paragraph of
his petition he alleges that such refusal “ is a violation of the
Constitution of the State of Louisiana,” thereby admitting
that defendant was not acting under the color of, or au
thority of any law of the state or any subdivision thereof.
10.
Plaintiff does not set forth any facts entitling him to a
declaratory judgment and injunction, or a judgment for
damages, and has improperly cumulated his demands for
relief herein.
Wherefore, he prays that this motion be filed, and on
due hearing and hereof, the same be sustained, and that
plaintiff’s suit be dismissed without cost to defendant.
(Sgd.) JOHN E. FLEURY,
(John E. Fleury),
Atty. for Defendant.
Gretna, Louisiana.
(Sgd.) FRANK J. LOONEY,
(Frank J. Looney),
Atty. for Defendant,
Ricou-Brewster Building,
Shreveport, Louisiana.
(Sgd.) E. WAYLES BROWNE,
(E. Wayles Browne),
Atty. for Defendant,
Giddens-Lane Building,
Shreveport, Louisiana.
14
The above motion to dismiss has been duly served upon
plaintiff by mailing same to his attorneys of record, at the
addresses given in the petition.
(Sgd.) JOHN E. FLEURY,
Atty.
AMENDED COMPLAINT.
Filed Sept. 10, 1945.
14 (Number and Title Omitted)
To the Honorable, the United States District Court for the
Eastern District of Louisiana:
Now comes the plaintiff, Edward Hall, suing in behalf of
himself and all other Negroes possessing the qualifications
to register as electors in Saint John the Baptist Parish,
State of Louisiana, and in his Amended Complaint shows:
I
That the jurisdiction of this Court is invoked under sub
division 11 of Section 41 of Title 28 of the United States
Code, this being an action to enforce the right of citizens
of the United States to vote in the several states, and sub
division 14 of Section 41 of Title 28 of the United States
Code, this being an action authorized by law to be brought
to redress the deprivation under color of law, statute, regu
lation, custom and usage of a state of rights, privileges
and immunities secured by the Constitution of the United
States, viz., sections 2 and 4 of Article 1 and Amendments
14, 15 and 17 to said Constitution, and of rights secured by
laws of the United States, viz., sections 31 and 43 of Title
8 of the United States Code, all of which will appear more
fully hereafter.
15
II
Plaintiff shows further that this is a proceeding for a
declaratory judgment under section 400 of Title 28 of the
United States Code (section 274 (d) of the Judicial Code)
for the purpose of determining a question in actual con
troversy between the parties, to wit: the question whether
the practice of the defendant in enforcing and maintain
ing the policy, custom and usage by which plaintiff and
other Negro citizens similarly situated possessing all the
qualifications of electors are subjected to unreasonable
tests not required of white electors and who are thereby
denied the right to register solely on account of their race
or color, violates sections 2 and 4 of Article I and Amend
ments 14, 15 and 17 of the Constitution of the United States.
III
All parties to this action, both plaintiff and defendant,
are citizens of the United States and are residents of and
domiciled in Saint John the Baptist Parish, State of Louisi
ana.
IV
That this is a class action authorized by Rule 23(a) of
the Rules of Civil Procedure for the District Courts of the
United States. The rights involved are of common and gen
eral interest to the members of the class represented by
the plaintiff, namely, Negro citizens of the United States,
residents and citizens of the State of Louisiana, similarly
situated, who are qualified to register as voters in Saint
John the Baptist Parish, Louisiana, under the Constitu
tion and laws of the United States and of the State of Louis
iana. Members of this class are so numerous as to make
it impracticable to bring them all before the Court and
for this reason plaintiff prosecutes this action in his own
16
behalf and in behalf of the class without specifically nam
ing the said members herein.
That the qualifications of a person entitled to register
and vote in the State of Louisiana are:
1. He must be a citizen of the United States and of the
State of Louisiana, not less than twenty-one years of age;
2. He shall have been an actual bona fide resident of the
parish one year;
3. He shall be, at the time he offers to vote, legally
enrolled as a registered voter on his own personal
application, in accordance with the provisions of the Con
stitution and the laws of Louisiana.
4. He shall be of good moral character and shall under
stand the duties and obligations of citizenship under a re
publican form of government; he shall be able to read and
write, and shall demonstrate his ability to do so when he ap
plies for registration by making, under oath, administered by
the registration officer or his deputy, written application
therefor, in the English langnage or his mother tongue, which
application shall contain the essential facts necessary to show
that he is entitled to register and vote, and shall be entirely
written, dated and signed by him except that he may date,
fill out, and sign the blank application for registration here
inafter provided for, and, in either case, in the presence of
the registration officer or his deputy, without assistance or
suggestion from any person or any memorandum whatever,
other than the form application hereinafter set forth;
5. He shall also be able to read any clause in the Consti
tution of Louisiana, or the Constitution of the United States
and give a reasonable interpretation thereof. (Constitution
of Louisiana, Article 8, section 1 and 6; Dart’s General Sta
tutes, sections 2615.10; 2615.11; 2615.14; 2615.15; 2615.16;
2615.19; 2615.21).
17
Plaintiff, Edward Hall, shows further at all times ma
terial herein he was and is colored, a person of African de
scent and of Negro blood, and over the age of twenty-one
years; that he is a native born citizen of the United States
of America and of the State of Louisiana; that he has re
sided in the fifth ward of the Parish of Saint John the Bap
tist, State of Louisiana, continuously, for more than ten
years; that he is of good moral character and understands
the duties and obligations of citizenship under a republican
form of government. Plaintiff further shows that he can
read and write the English language; that he can fill the
application form required by law for registering as a quali
fied elector, correctly and that he has never been convicted
of any crime and that he is not an idiot or insane person;
that plaintiff was and is able to read any clause in the
Constitution of the United States and Louisiana and give
a reasonable interpretation thereof. Plaintiff further shows
that by reason of the allegations hereinabove made, he was
in all particulars on August 4th, 1944 and still is possessed
of the qualifications of an elector and as such was and is
entitled to be registered as such elector.
VII
That the defendant, T. J. Nagel, holds office pursuant to
the laws of Louisiana as an administrative officer of the
State of Louisiana (Dart’s General Statutes of Louisiana,
section 2629; Louisiana Constitution, Article 8, section 18).
“A registrar of voters for each parish of this State (the
parish of Orleans excepted) shall be appointed by the
police jury or other governing authority of such parish
provided by section 18 of Article 8 of the Constitution of
the State of Louisiana of 1921, and all of whom shall be
commissioned by the governor, and the said registrar shall
hold office at the pleasure of the board of registration,
created under said section 18 of Article 8 of the Constitu
tion of the State of Louisiana of 1921.”
18
That on August 4, 1944, the defendant, T. J. Nagel was,
and at the present time, is the duly appointed, qualified
and active registrar of Saint John the Baptist Parish, State
of Louisiana, in which parish plaintiff was residing, and
in which parish it was the duty of the defendant to enforce
the registration laws equally as to all applicants and to
register all applicants qualified for registration as electors,
including your petitioner, without regard to race or color
of applicant.
VIII
IX
That under the Constitution and Laws of the United
States and the Constitution and Laws of the State of Lou
isiana registration is a prerequisite to the right of the citi
zens of the United States and of said state to vote in any
election in the state, including election of federal officers,
and unless and until plaintiff and other members of the
class on whose behalf this suit is brought are registered, as
provided by said laws, the plaintiff and other members of
the class on whose behalf this suit is brought will not be en
titled to vote at any election held in the State of Louisiana,
including election of federal officers. Plaintiff and others
on whose behalf this suit is brought have sought and are
seeking to register in order to exercise their rights as citi
zens to participate in the choice of presidential electors,
United States Senators and Congressmen, as well as their
rights as citizens of the State of Louisiana to participate in
the choice of state officers.
X
That defendant has established and is maintaining a
policy, custom and usage of denying to plaintiff and others
on whose behalf this suit is brought the equal protection
19
of the laws by requiring them to submit to tests not re
quired of white electors applying for registration and has
continued the policy of refusing qualified Negro electors
while at the same time registering white electors with less
qualifications than Negro applicants, solely on account of
race and color.
XI
That on or about the 14th day of August, 1944, during
the regular registration period while the defendant T. J.
Nagel was conducting the registration of persons qualified
to register, plaintiff presented himself at the Saint John
the Baptist Parish Courthouse at Edgard, Louisiana, the
place for registration of electors of said parish and there
requested to the said registrar of voters to register him as
a qualified elector of the State of Louisiana; that plaintiff
was ready, able and willing to comply with all lawful re
quirements for registration; that instead of the said regis
trar giving him an application form to be filled by plaintiff
in order to test his ability to read and write and furnish
in said application the essential facts necessary to show
that plaintiff is entitled to register and vote, the said de
fendant, T. J. Nagel, had plaintiff to go into a back room
of his office and questioned him as follows:
“What judicial district do you live in?”
Answer: “Twenty-fourth.”
“What congressional district?”
Answer: “ Second.”
“What senatorial district?”
Answer: “ I don’t know.”
Whereupon, the said registrar, being not satisfied with
the answer given by plaintiff then and there refused to
register him. That the said act of defendant in refusing
to register plaintiff was arbitrary and capricious and not
warranted by law. (Constitution of Louisiana, Article 8,
20
section 1(2).) “Said applicant shall be able to read any
clause in this Constitution, or the Constitution of the United
States, and give a reasonable interpretation thereof.”
XII
That during such registration period, on or about August
4, 1944, white persons presenting themselves for registra
tion were not subjected to any such test above required
of plaintiff, but were registered forthwith, upon their fil
ling the application form. Defendant following the policy,
custom and usage set out in paragraph ten (10) of this com
plaint, while registering white persons without any ques
tioning whatsoever such as was experienced by plaintiff as
hereinabove stated, denied plaintiff’s application to regis
ter and wrongfully refused and illegally failed to register
plaintiff solely on account of his race and color. That this
action of the defendant in refusing to register plaintiff
followed the general policy, custom and usage of the pres
ent defendant and his predecessors in office.
XIII
That the defendant in subjecting plaintiff to tests not re
quired of white applicants for registration and in refusing
to register plaintiff and other qualified Negroes pursuant
to the policy, custom and usage set out in paragraph ten
(10) herein was acting under color of authority of Saint
John the Baptist Parish and the State of Louisiana, and
the refusal to register plaintiff and others on whose behalf
this suit is brought is a violation of sections 2 and 4 of Ar
ticle 1 and Amendments 14, 15 and 17 of the United States
Constitution and sections 31 and 43 of Title 8 of the United
States Code.
21
There is between the parties an actual controversy as
hereinbefore set forth.
XIV
XV
That said defendant by his said illegal and wrongful acts
has damaged this plaintiff in the sum and to the extent of
Five Thousand Dollars.
XVI
That plaintiff and others similarly situated and affected,
on whose behalf this suit is brought, are suffering irre
parable injury and are threatened with irreparable injury
in the future by reason of the acts herein complained of;
they have no plain adequate or complete remedy to re
dress the wrongs and illegal acts herein complained of,
other than this action for damages, for a declaration of
rights and an injunction; any other remedy to which plain
tiff and those similarly situated could be remitted would
be attended by such uncertainties and delays as to deny
substantial relief, would involve multiplicity of suits, cause
further irreparable injury, damages, and inconvenience to
the plaintiff and those similarly situated.
Wherefore, plaintiff respectfully prays the Court that
upon filing of this complaint, as may appear proper and
convenient to the Court, the Court advance this case on the
Docket and order a speedy hearing of this action according
to the law, and upon such hearings:
1. That this Court adjudge and decree, and declare the
rights and legal relations of the parties to the subject mat
ter herein controverted, in order that such declaration shall
have the force and effect of a final judgment or decree.
22
2. That this Court enter a judgment or decree declaring
that the policy, custom or usage of the defendant, in refus
ing to register as electors plaintiff and other qualified Ne
groes solely on account of their race or color, is unconsti
tutional as a violation of Amendments 14, 15 and 17 of the
United States Constitution.
3. That this Court issue a permanent injunction forever
restraining and enjoining the defendant from denying to
Negroes possessing the qualifications of an elector the
right to be registered as electors because of color.
4. That this Court enter a judgment or decree declaring
that the policy, custom and usage of the defendant in sub
jecting Negroes to tests not required of white applicants
as a prerequisite to registering is unlawful and in violation
of the Fourteenth Amendment to the Constitution of the
United States.
5. That the plaintiff have judgment for Five Thousand
($5,000.00) Dollars damages.
6. That this Court will allow plaintiff his costs herein,
and such further, other, additional or alternative relief as
may appear to the Court to be just and equitable in the
premises.
(Sgd.) EDWARD HALL
Plaintiff.
Reserve, Louisiana.
(Sgd.) THURGOOD MARSHALL,
(Thurgood Marshall),
69 Fifth Avenue,
New York, New York.
(Sgd.) JOSEPH A. THORNTON,
(Joseph A. Thornton),
(Sgd.) A. P. TUREAUD,
(A. P. Tureaud),
Attorneys for Plaintiff
612 Iberville Street,
New Orleans, Louisiana.
23
State of Louisiana,
Parish of Orleans.
Before me, the undersigned authority, personally came
and appeared Edward Hall, who, being by me first duly
sworn, deposes and says that he is the petitioner in the
above and foregoing complaint; that he has read the same
and that all of the allegations therein contained are true
and correct.
(Sgd.) EDWARD HALL.
Sworn to and subscribed before me this . . . day of Sep
tember, 1945-
fSgd.) JEWELL A. SPERLING,
(Seal) Notary Public.
REASONS AND AUTHORITIES IN SUPPORT OF MO
TION TO DISMISS.
Filed Aug. 22, 1945.
24 (Number and Title Omitted)
In connection with the motion to dismiss filed herein,
defendant now assigns additional reasons, and amplifies
those set out in the motion, as follows:
The Federal Court has no jurisdiction:
1. Because plaintiff did not exhaust his remedies under
the State Constitution.
2. Because the plaintiff did not allege sufficient grounds
to secure registration in that he failed to state in his alle
gations that he possessed all the required qualifications,
24
or pursued the requirements of the law in making appli
cation for registration.
3. Plaintiff did not set forth the basis of a class action,
because no common relief is possible under the allegations,
and no specific person or persons are in any way or manner
identified as members of a class. Further, that plaintiff
makes no allegations that any other member of the pur
ported class referred to in the complaint has been denied
or would be denied the right to register on the grounds
set forth in the complaint, or any other ground; and no
remedy can be accorded herein to a class by a single judg
ment.
4. That for the reasons above given, in te r alia , the com
plaint fails to state a claim upon which relief can be
granted.
5. Complainant herein cannot ask a declaratory judg
ment under the facts set out in the complaint, as he does
not allege any attempt to comply with the procedure pro
vided under the Constitution and laws of the State of
Louisiana, and as far as the petition shows, plaintiff’s rights
are fully protected by appropriate proceedings in the state
Courts, as specially provided by law. Judgment on the
allegations would not settle the controversy, inasmuch as
other requirements of the Constitution would have to be
followed before plaintiff would have had a right to register,
and declaratory relief should not be given when it would
not settle the controversy.
List Of Authorities.
Porter vs. Investors Syndicate, 286 U. S., 461 and same
case 287 U. S., 346.
Kellar vs. Potomac Electric Power Company, 261 U. S., 428.
25
Smith vs. Allwright, 321 U. S., 657.
Bowman vs. Lewis, 101 U. S., 22.
Giles vs. Harris, 189 U. S., 475.
Farmer’s Cooperative Oil Company vs. Socony Vacuum
Oil Company, 43 Federal Supp. 735, same case 133
Federal (2d) 101.
Duart Company vs. Philad Company, 31 Federal Supp. 548.
Cromwell vs. Hillsboro, etc., County, 149 Federal (2d) 617
(Advance Sheets, August 6, 1945).
Coffman vs. Breeze Corporation, Inc., Advance Opinions
Supreme Court, law Edition, No. 5, Jan 15, 1945, page
255.
(Sgd.) JOHN E. FLEURY,
(Sgd.) FRANK J. LOONEY,
(Sgd.) E. WAYLES BROWNE,
Attorneys for Defendant.
Copy of the above has been served upon all opposing
counsel by mailing to them, at the address given in the
complaint This August 20, 1945.
(Sgd.) E. WAYLES BROWNE,
Of Counsel.
26
HEARING ON MOTION OF DEFENDANTS TO DIS
MISS AND SUBMISSION.
Extract from the Minutes, May Term, 1945.
New Orleans, Wednesday, September 12, 1945.
Court met pursuant to adjournment;
Present: Hon. Adrian J. Caillouet, Judge.
26 (Number and Title Omitted)
This cause came on this day to be heard on motion of
defendants to dismiss.
Present:
J. G. Fleury, Esq.,
F. J. Looney, Esq.,
E. Wayles Browne, Esq.,
Attorneys for Defendants.
Thurgood Marshall, Esq.,
Joseph A. Thornton, Esq.,
A. P. Tureaud, Esq.,
Attorneys for Plaintiff.
Whereupon, after hearing argument of counsel for the
respective parties, the matter was submitted when the
Court took time to consider, plaintiff to have until Septem
ber 15 to file further memoranda.
27
ORDER MAINTAINING MOTION TO DISMISS,
Extract from the Minutes, May Term, 1945.
New Orleans, Monday, September 17th, 1945.
Court met pursuant to adjournment;
Present: Hon. Wayne G. Borah, Judge.
27 (Number and Title Omitted)
This matter came on for hearing on September 12th,
1945 on defendants motion to dismiss and was argued and
submitted when the Court took time to consider;
Now, therefore after due consideration, it is ordered that
the motion to dismiss be, and the same is hereby, maintained
and this suit dismissed at plaintiff’s costs.
Initialed (A. J. C.)
NOTICE OF APPEAL TO CIRCUIT COURT OF AP
PEALS,
Filed Oct. 16, 1945.
In the United States District Court for the Eastern Dis
trict of Louisiana.
Edward Hall, Plaintiff
vs. Civil Action No. 1273
T. J. Nagel, Registrar of Voters, St. John the Baptist Parish,
Louisiana, Defendant.
Notice is hereby given that Edward Hall, plaintiff above
named, hereby appeals to the Circuit Court of Appeals for
28
the Fifth Circuit from the order sustaining defendant’s
motion to dismiss and dismissing plaintiff’s suit, entered
in this action on September 17,1945.
(Sgd.) THURGOOD MARSHALL,
(Thurgood Marshall,)
69 Fifth Avenue,
New York, New York.
(Sgd.) JOSEPH A. THORNTON,
(Joseph A. Thornton),
(Sgd.) A. P. TUREAUD,
(A. P. Tureaud),
Attorneys for Appellant,
Edward Hall.
612 Iberville Street,
New Orleans, Louisiana.
29 APPEAL BOND
Filed Oct. 16, 1945.
Know all men by these presents, that we Edward Hall
and Theodore L. Miller as surety are held and firmly bound
unto T. J. Nagel in the full and just sum of two hundred
and fifty dollars to be paid to the said T. J. Nagel, certain
attorney, executors, administrators, or assigns: to which
payment, well and truly to be made we bind ourselves, our
heirs, executors, and administrators, jointly and severally,
by these presents. Sealed with our seals and dated this 13th
day of October, in the year of our Lord one thousand nine
hundred and forty-five.
Whereas, lately at a session of the United States Dis
trict Court, holding sessions in and for the Eastern District
of Louisiana, in a suit depending in said Court, between
29
Edward Hall, as plaintiff and T. J. Nagel, as defendant,
No. 1273 of its docket an Order was rendered against the
said Edward Hall and the said Edward Hall having ob
tained an order of appeal and filed a copy thereof in the
Clerk’s Office of the said Court to reverse the order in the
aforesaid suit, and a citation directed to the said T. J. Na
gel citing and admonishing him to be and appear before
the United States Circuit Court of Appeals for the Fifth
Circuit, to be holden at New Orleans, Louisiana, within
30 days from the date thereof.
Now, the condition of the above obligation is such, That
if the said Edward Hall shall prosecute his to effect, and
answer all damages and costs if he fail to make his plea
good, then the above obligation to be void; else to remain
in full force and virtue.
(Sgd.) PORTIA L. GRAINGER
Sealed and delivered in presence of—
(Sgd.) CHARLES CURTIS
(Signed) EDWARD HALL (Seal)
(Signed) THEODORE L. MILLER (Seal)
Approved by.
United States of America,
Eastern District of Louisiana, ss:
Personally appeared, Theodore L. Miller who, being
duly sworn, deposes and says that he is the surety on the
within bond; that he resides in New Orleans, State of
Louisiana, and is worth the full sum of two hundred and
fifty dollars, over and above all his debts and liabilities and
property exempt from execution.
(Sgd.) THEODORE L. MILLER
Subscribed and sworn before me this 13th day of October
1945.
(Sgd.) JOHN T. CHARBONNET
(Seal) Notary Public.
30
DESIGNATION OF CONTENTS OF RECORD ON
APPEAL
30 (Title Omitted)
Clerk, United States District Court,
Eastern District of Louisiana.
In the above numbered and entitled cause, it is respect
fully requested that the following shall be contained in
the record on appeal, in accordance with rule 75, Federal
Rules of Civil Procedure:
1. Amended complaint of plaintiff
2. Motion to dismiss filed by defendant
3. Order of Hon. Adrian J. Caillouet sustaining motion
to dismiss and dismissing suit.
4. Notice of appeal to Circuit Court of Appeals
5. Bond of Appeal
6. Any other pleadings, documents or exhibits required
under rule 75, Federal Rules of Civil Procedure to make up
the entire record.
(Sgd.) THURGOOD MARSHALL,
(Thurgood Marshall),
69 Fifth Avenue,
New York, New York.
(Sgd.) JOSEPH A. THORNTON,
(Joseph A. Thornton),
(Sgd.) A. P. TUREAUD,
(A. P. Tureaud),
Attorneys for Appellant.
612 Iberville Street,
New Orleans, La.
31
Copy of the above designation served upon appellee by
mailing same to his counsel of record, October 13, 1945.
(Sgd.) A. P. TUREAUD,
(A. P. Tureaud),
Of Counsel for Appellant.
DESIGNATION BY APPELLEE OF ADDITIONAL POR
TIONS OF RECORD.
31 (Title Omitted)
Hon. A. Dallam O’Brien, Jr. Clerk, United States District
Court, Eastern District of Louisiana.
In the above cause request is made that you include in
the record on appeal all documents required for the record
under Rule 75 (g.), Federal Rules for Civil Procedure, and
particularly the following:
1. Plaintiff’s original complaint.
2. Reasons and authorities filed by defendant in support
of his motion to dismiss.
FRANK J. LOONEY
E. WAYLES BROWNE,
E. WAYLES BROWNE,
Attorneys for Appellee.
Copy of the above supplemental designation served upon
appellant by mailing same to his counsel of record this
October 23, 1945.
E. MAYLES B BROWNE,
Of Counsel.
32
CLERK’S OFFICE:
I, A. DALLAM O’BRIEN, Jr., Clerk of the United States
District Court for the Eastern District of Louisiana, do
hereby certify that the foregoing 31 pages contain and
form a full, true and complete transcript of the record,
in the cause entitled “Edward Hall, Plaintiff vs. T. J.
Nagel, Registrar of Voters, St. John the Baptist Parish,
Louisiana, Defendant” , No. 1273 Civil Action of the docket
of this Court, as made up in accordance with designations
copied therein.
Witness My Hand and the seal of said Court at the City
of New Orleans, La., this 17th day of December, A. D., 1945.
A. DALLAM O’BRIEN, Jr.,
(Seal) Clerk.
By C. O. WAGNER, JR.,
Deputy Clerk.
'
U PTO N P R IN T IN G C O ., N EW OR LE AN S— 82818
IN THE
llwxtth &tatro Ctrntit Court of Appeals
F i f t h C i r c u i t
No. 11,534
EDWARD HALL,
v er s u s
A p p e lla n t ,
T. J. NAGEL, Registrar of Voters, St. John
the Baptist Parish, Louisiana,
A p p e l le e .
APPEAL FROM TH E DISTRICT COURT OF T H E U N ITED STATES
FOR TH E EASTERN DISTRICT OF LOUISIANA
JL------------------ " , i . '■ le v
BRIEF FOR APPELLANT
A. P. T u r e a u d ,
J o s e p h T h o r n t o n ,
612 Iberville Street,
New Orleans, La.
W i l l i a m H . H a s t i e ,
615 F Street, N. W.,
Washington, D. C.
T i i u r g o o d M a r s h a l l ,
20 West 40th Street,
New York, N. Y.
A tto r n e y s f o r A p p e lla n t.
R o b e r t L. C a r t e r ,
New York, N. Y.
O f C ou n sel.
TABLE OF CONTENTS.
Statement of C ase-------------------------------------------------------- 1
Statement of F acts------------------------------------------------------ 2
Specifications of E rror------------------------------------------------- 4
Argument
I Federal Courts Have Jurisdiction of the Present
Cause of A ction -------------------------------------------------- 5
A. Section 41 (11) and (14) of Title 28 of the
United States Code Gives the Federal Courts
Jurisdiction of Appellant’s Cause of Action___ 5
B. Appellant’s Failure to Pursue or Exhaust
His Eights Under State Law Does Not Oust the
Federal Courts of Jurisdiction---------------------------- 6
II Appellee’s Eefusal to Register Appellant Solely
Because of His Race or Color Violated the Consti
tution and Laws of the United States------------------- 9
A. The Right to Vote Is Secured by the F if
teenth Amendment Against Restrictions Based
on Race or C olor------------------------------------------------ 9
B. The Right of Qualified Electors of the Several
States to Choose Members of Congress Is Se
cured and Protected by Article I, Section 2 and
by the Seventeenth Amendment of the United
States Constitution ____________________________ 11
C. The Policy of Requiring Negro Applicants
for Registration to Submit to Tests Not Re
quired of Other Applicants Violates the Four
teenth Amendment ____________________________ 12
III Appellant May Properly Maintain This Suit as a
Class Action Under Rule 23 (a) of the Federal
Rules of Civil Procedure________________________ 15
IV Appellant May Properly Seek a Declaratory Judg
ment _____________________________________________ 19
PAGE
11
Y Action of Appellee in Refusing to Register Appel
lant Makes Him Liable to the Appellant for Dam
ages Under the Provisions of Sections 31 and 43
PAGE
of Title 8 of the United States Code-------------------- 23
VI Conclusion ______________________________________ 24
Appendix A ------------------------ 27
Appendix B _________________________________________ 30
Appendix C -------------------------------------------------------------- 38
Table of Cases.
Aetna Life Insurance Co. v. Haworth, 300 U. S. 227, 57
S. Ct. 461, 81 L. Ed. 617 (1937)__________________20,21
Alston v. School Board, 112 F. (2d) 992 (C. C. A. 4th,
1940) ___________________________________________ 19, 22
Atwood v. Natl. Bank of Lima, 115 F. (2d) 861 (C. C.
A. 6th, 1940) ______________________________________ 18
Bacon v. Rutland R. Co., 232 IT. S. 134, 34 S. Ct. 283,
58 L. Ed. 538 (1914)_______________________________ 7
Berry v. Davis, 15 F. (2d) 488 (C. C. A. 8th, 1926)------ 6
Breedlove v. Suttles, 302 U. S. 277, 58 S. Ct. 205, 82 L.
Ed. 252 (1937) ____________________________________ H
Chew v. First Presbyterian Church of Wilmington, 237
Fed. 219 (D. C. Del., 1916)________________________ 16
Clarke et ai. v. Goldman, 124 F. (2d) 491 (C. C. A. 2nd,
1941) _____________________________________________ 18
Cloyes v. Middlebury Electric Co., 80 Vt. 109, 66 A.
1039 (1907) ____________________________________— 18
Cromwell v. Hillsborough T. P., Somerset County, N.
J., 149 F. (2d) 617 (C. C. A. 3d, 1945) affm. U. S.
Supreme Court, Oct. Term 1945, decided Jan. 29,
1946 ______________________________________________ 22
Davis v. Cook, 55 F. Supp. 1004 (N. D. Ga., 1944)------- 19, 22
Ex Parte Virginia, 100 U. S. 346, 25 L. Ed. 676 (1880) 13
Ex Parte Yarbrough, 110 U. S. 651, 4 S. Ct. 152, 28 L.
Ed. 274 (1884) ___________________________________ 10,12
Farmers Co.-Op. Oil Co. v. Socony Vacuum Oil Co. Inc.,
133 F. (2d) 101 (C. C. A. 8th, 1942)_________________ 18
I ll
Gilchrist v. Interborough Rapid Transit Co., 279 U. S.
159, 49 S. Ct. 282, 73 L. Ed. 652 (1929)____________ 7
Guinn v. United States, 238 U. S. 347, 35 S. Ct. 926,
59 L. Ed. 1340 (1915) _________________________ 6,10,11
Harworden v. Youghengheny & L. Coal Co., I l l Wis.
545, 87 N. W. 472 (1902)_________________________ 16,18
Home Telephone & Telegraph Co. v. Los Angeles, 227
U. S. 278, 33 S. Ct. 312, 57 L. Ed. 510 (1913)______ 13
Hunter v. Southern Indemnity Underwriters, 47 F.
Supp. 242 (E. D. Ky., 1942)----------------------------------- 17
Independence Shares Corp. et al. v. Deckert, et ah, 108
F. (2d) 51 (C. C. A. 3rd, 1939)__________________17,19
Iowa-Des Moines Natl. Bank v. Bennett, 284 U. S. 239,
52 S. Ct. 133, 76 L. Ed. 265 (1931)_________________ 14
Heavy v. Anderson, 2 F. R. D. 19 (R. I., 1941)------------ 18
Kvello v. Lisbon, 38 N. D. 71, 164 N. W. 305 (1917)___ 18
Lane v. Wilson, 307 U. S. 268, 59 S. Ct. 872, 83 L. Ed.
1281 (1939)___________________________________ 6,7, 8,9,
10,11, 24
McDaniel v. Board of Public Instruction, 39 F. Supp.
638 (N. D. Fla., 1941)___________________________ 19, 22
Myers v. Anderson, 238 U. S. 368, 35 S. Ct. 932, 59 L.
'E d . 1349 (1915) ______________________________10,11,24
Natural Gas Pipeline Co. v. Slattery, 302 U. S. 300, 58
S. Ct. 199, 82 L. Ed. 276 (1937)__________________ 7
National Hairdressers & Cosmetologists Assn. Inc. v.
Phil. Co., 41 F. Supp. 701 (D. C. Del., 1941)______17,18
Nixon v. Condon, 286 U. S. 73, 52 S. Ct. 484, 76 L. Ed.
984 (1932) ____________________________________ 6,13,15
Nixon v. Herndon, 273 U. S. 536, 47 S. Ct. 446, 71 L. Ed.
759 (1927) ___________________________ ________ 6,13,15
Oppenheimer, et al. v. T. J. Young & Co. Inc., 144 F.
(2d) 387 (C. C. A. 2d, 1944)______________________ 17,19
Pacific Telephone & Telegraph Co. v. Kuykendall, 265
U. S. 196, 44 S. Ct. 553, 68 L. Ed. 975 (1924)._____.7, 8
Porter v. Investors Syndicate, 286 U. S. 461, 52 S. Ct.
617, 76 L. Ed. 1226 (1932) affm. on rehearing 287
U. S. 346, 53 S. Ct. 132, 77 L. Ed. 354 (1932)
PAGE
7
IV
18
Prentiss v. Atlantic Coast Line Co., 211 U. S. 210, 29
S. Ct. 67, 53 L. Ed. 150 (1908)------------------------------ 7,8
Railroad & Warehouse Commission Co. v. Duluth Street
R. Co., 273 U. S. 625, 47 S. Ct. 489, 71 L. Ed. 807
(1927) ___________________________________________ 8
Skinner v. Mitchell, 108 Kan. 861, 197 P. 569 (1921)-... 18
Smith v. Allwright, 321 U. S. 649, 64 S. Ct. 757, 88 L.
Ed. 987 (1943) _____________________________ 10,11,14,
17, 24
Snowden v. Hughes, 321 U. S. 1, 64 S. Ct. 397, 88 L. Ed.
497 (1944) ---------- ------------------------ — -------------------- 15
State Corporation Commission v. Wichita, 290 U. S.
561, 54 S. Ct. 321, 78 L. Ed. 500 (1934)------------------- 7
Trade Press Pub. Co. v. Milwaukee Type Union, 180
Wis. 499, 193 N. W. 507 (1923)------------------------------
Trice Products Corp. v. Anderson Co., 147 F. (2d) 721
( C C A . 7th, 1945)_______________________________ 21
Trudeau v. Barnes, 65 F. (2d) 563 (C. C. A. 5th,
1933) _____________________________________________ 8> 9
United States v. Classic, 313 U. S. 299, 61 S. Ct. 1031,
85 L. Ed. 1368 (1941)-------------------------------- 10,11,14,15
United States v. Mosely, 238 U. S. 383, 35 S. Ct. 904,
59 L. Ed. 1335 (1915)--------------------------------------------- 10
United States v. Reese, 92 U. S. 214, 23 L. Ed. 563
(1876) ____________________________________________ 10
United States v. Sing Tuck, 194 U. S. 161, 24 S. Ct. 621,
48 L. Ed. 917 (1904)----------------------------------------------- 8
Weeks v. Bareco Oil Co., 125 F. (2d) 84 (C. C. A. 7th,
1941) ________________________________________ 17,18,19
Wiley v. Sinkler, 179 U. S. 58, 21 S. Ct. 17, 45 L. Ed.
84 (1899) _________________________________________ 10
Yick Wo v. Hopkins, 118 U. S. 356, 6 S. Ct. 1064, 30 L.
Ed. 220 (1886) __________________________________13>15
York v. Guaranty Trust Co. of New York, 143 F. (2d)
503 (C. C. A. 2d, 1944)--------- 18,19
PAGE
V
U n i t e d S t a t e s C o n s t i t u t i o n
p a g e
Section 2, Article I ----------------------------------------- 3, 4, 6,10,11
Fourteenth Amendment_____________________ 4, 6,12,13,15
Fifteenth Amendment __________________________ 4,6,9,17
Seventeenth Amendment_______________________ 4, 6,10,11
L o u i s i a n a C o n s t i t u t i o n
Section 1, Article V III------------------------------------------- 3,10,12
Section 5, Article V III_____________________________ 6
Section 6, Article V III_____________________________ 3
Section 17, Article V III____________________________ 12
Section 18, Article V III___________________________ 12,15
S t a t u t e s
Section 31, Title 8, U. S. Code__________________ 4, 6, 23, 24
Section 43, Title 8, U. S. Code__________________ 4, 6, 23, 24
Section 400, Title 28, U. S. Code (Section 274, Judicial
Code) ------------------------------------------------------------------- 19
Section 41 (11), Title 28, U. S. Code___________________ 4, 5
Section 41 (14), Title 28, U. S. Code___________________ 4, 6
La. Gen. Stat. (Dart), 1939, Sec. 2614.10; 2615.11;
2615.14; 2615.16; 2615.19; 2615.21__________________ 3
26 Okla. Stat. Sec. 74________ 9
T r e a t i s e s a n d A r t i c l e s
Anderson, Declaratory Judgments (1940)___________ 20
Borchard, Declaratory Judgments (2nd Ed. 1941)__ 20
Wheaton, Representative Suits Involving Numerous
Litigants, 19 Corn L. Q. 399, 407, 433 (1934)______16,17
Moore, Federal Practice (1938)_____________________16,17
18 Am. Jur. 332 Section 62_____________ ___ _________ 20
IN THE
llnxtth States (Eirrmt (Uiutrt of Appeals
F o r t h e F i f t h C i r c u i t
No. 11,534
E d w a r d H a l l ,
A p p e lla n t ,
v s .
T. J. N a g e l , Registrar of Voters, St. John the Baptist
Parish, Louisiana,
A p p e l le e .
APPEAL FROM T H E DISTRICT COURT OF T H E U N ITED STATES
FOR TH E EASTERN DISTRICT OF LOUISIANA
BRIEF FOR APPELLANT
P A R T O N E
Statement of the Case
This is an appeal by the plaintiff, Edward Hall, from an
order entered in the District Court of the United States for
the Eastern District of Louisiana, New Orleans Division,
on September 17, 1945, sustaining the Motion to Dismiss
tiled by appellee and dismissing the suit of the appellant
(R. 27).
The amended complaint, filed on September 10, 1945 (R.
14-23) alleged that on or about August 4,1944 the defendant
below, as registrar of voters of St. John the Baptist Parish,
following a general policy, custom and usage of refusing
2
to register qualified Negro electors, refused to register
plaintiff below solely on account of race and color. It is
alleged that defendant below maintained a policy, custom
and usage of denying to plaintiff below and other qualified
Negro electors the equal protection of the laws by requir
ing them to submit to tests not required of white electors
and refusing to register qualified Negro electors while at
the same time registering white electors with less qualifica
tions than Negro applicants solely on account of race and
color. In addition, the allegation was made that this re
fusal and denial were violative of the Constitution and laws
of the United States. The complaint prayed for a declara
tory judgment, a permanent injunction and Five Thousand
Dollars in damages (R. 9, 21-22).
Defendant filed a motion to dismiss the complaint on
August 17,1945 and reasons and authority in support thereof
on August 22, 1945. On September 12, 1945 a hearing was
held on defendant’s motion to dismiss, and oral argument
was presented in support of and against said motion (R.
26). Thereupon on September 17, 1942 Judge A d r i a n J.
C a i l l o u e t issued the following order: ‘ ‘ Now, therefore
after due consideration, it is ordered that the motion to dis
miss be, and the same is hereby, maintained and this suit
dismissed at plaintiff’s costs” (R. 27). The Court did not
file an opinion.
Statement of Facts
The allegations of the complaint set forth that: Appel
lant is a colored person of African descent and of Negro
blood. He is a native-born citizen of the United States.
He has maintained a bona fide residence in the fifth war d of
the Parish of St. John the Baptist in the State of Louisiana
for more than ten years and is over twenty-one years of
age. He is of good moral character and understands the
3
duties and obligations of citizenship under a republican
form of government. He lias never been convicted of any
crime. He is not an idiot or insane person. He can read
and write the English language, can correctly fill the applica
tion form required by law for registering as an elector, and
can read any clause in both the Constitution of the United
States and that of the State of Louisiana (R. 4, 5, 17). In
short, appellant has met all the requirements of the Consti
tution and laws of the United States and of the State of
Louisiana necessary to entitle him to register and vote.
(Constitution of United States, Article I, Section 2 and
Amendment X Y II ; Constitution of Louisiana, Article VIII,
Section 1 and 6, Dart’s General Statutes, Sections 2615.10,
2615.11, 2615.14, 2615.15, 2615.16, 2615.19, 2615.21).
Both parties to this action are citizens of the United
States and are residents of and domiciled in St. John the
Baptist Parish, State of Louisiana (R. 3, 15).
Appellee is the duly appointed, qualified and active
registrar of voters of St. John the Baptist Parish (R. 5)
and was acting in that capacity on August 4, 1944 when
appellant presented himself for registration. At such time
appellee refused to give him an application form to be filled
in order to test his ability to read and write and to furnish
on said application under oath the essential facts necessary
to show that he was entitled to register and vote. Instead
appellee took appellant aside and questioned him as follows:
“ What judicial district do you live in?”
Answer: “ twenty-fourth.”
“ What congressional district?”
Answer: “ Second.”
“ What senatorial district?”
Answer: “ I don’t know.’ ’
Not being satisfied with the answer, appellee refused to
register him (R. 19).
4
P A R T T W O
Specifications of Errors
The District Court erred:
1. In maintaining appellee’s motion to dismiss and in
dismissing appellant’s suit.
2. In refusing to find that the Court had jui isdiction
under subdivisions 11 and 14 of Section 41 of Title 28, and
under sections 31 and 43 of Title 8, of the United States
Code.
3. In refusing to find that appellee’s wrongful acts as
set forth in the amended complaint deprived appellant and
all those similarly situated of the equal protection of the
laws in violation of the Fourteenth Amendment to the
United States Constitution.
4. In refusing to find that by virtue of appellee’s wrong
ful acts as alleged in the amended complaint appellant and
others on whose behalf this suit was brought were denied
the rights secured by Section 2 of Article I and by the
Seventeenth Amendment of the United States Constitution
to all citizens of the United States to participate in an
election of federal officers.
5. In refusing to find that appellee’s acts as alleged in
the amended complaint deprived appellant of the right to
vote solely on account of race or color in violation of the
Fifteenth Amendment to the United States Constitution.
6. In refusing to find that appellee’s conduct as alleged
in the amended complaint made him liable to appellant in
damages under the provisions of Section 31 and 43 of Title
8 of the United States Code.
7. In refusing to find that appellant could properly
bring this action on his own behalf and on behalf of all
other qualified Negro electors residing in St. John the
Baptist Parish under the provisions of Rule 23 (a) of the
Federal Rules of Civil Procedure.
8. In refusing to find that appellant could properly
maintain this suit in the form of an action seeking a de
claratory judgment.
P A R T T H R E E
ARGUMENT
I
Federal Courts Have Jurisdiction of the Present
Cause of Action.
A. Section 41 (11 ) and (14) of Title 28 of the
United States Code Gives the Federal Courts
Jurisdiction of Appellant’s Cause of Action.
Jurisdiction is invoked pursuant to subdivisions 11 and
14 of Section 41 of Title 28 of the United States Code.
Subdivision 11 of Section 41 provides:
“ The district courts shall have original jurisdic
tion as follows: * * * ‘ Of all suits brought by any
person to recover damages for any injury to his per
son or property on account of any act done by him,
under any law of the United States, for the protec
tion or collection of any of the revenues thereof, o r
to e n fo r c e th e r ig h t o f c i tiz en s o f th e U n ited S ta te s
to v o te in th e s e v e r a l s ta t e s . ’ ” (Italics ours.)
This is an action to recover damages for refusal of ap
pellee, registrar of voters in St. John the Baptist Parish,
to register appellant and Negro qualified applicants simi
larly situated solely on account of their race and color.
Since such registration is a prerequisite to the right of a
citizen of the United States to vote in any election in the
State of Louisiana, including the election of federal officers,
the refusal of appellee was an effective deprivation of the
6
voting privilege. As such the federal courts clearly have
jurisdiction: N ix o n v. H ern d o n , 273 U. S. 536, 47 S. Ct. 446
71 L. Ed. 759, (1927); N ix o n v. C on d on , 286 U. S. 73, 52 S.
Ct. 484, 76 L. Ed. 984 (1932); L a n e v. W ils o n , 307 U. S.
268, 59 S. Ct. 872, 83 L. Ed. 1281 (1939); G uinn v. U n ited
S ta te s , 238 U. S. 347, 35 S. Ct. 926, 59 L. Ed. 1340 (1915);
B e r r y v. D a v is , 15 F. (2d) 488 (C. C. A. 8th, 1926).
Subdivision 14 of section 41 of Title 28 provides:
“ The district court shall have original jurisdic
tion as follows: * * * ‘ Of all suits at law or in equity
authorized by law to be brought by any person to
redress the deprivation, under color of any law,
statute, ordinance, regulation, custom, or usage, of
any State, of any right, privilege, or immunity, se
cured by the Constitution of the United States, or of
any right secured by any law of the United States
providing for equal rights of citizens of the United
States or of all persons within the jurisdiction of
the United States.’ ”
Appellant’s suit also is an action at law to redress the
deprivation under color of law, statute, regulation, custom
or usage of a right, privilege, or immunity secured by the
Constitution, namely, Section 2 of Article I, Fourteenth,
Fifteenth and Seventeenth Amendments, and of a right se
cured by law of the United States providing for equal rights
of citizens, namely, sections 31 and 43 of Title 8 of United
States Code.
B. Appellant’s Failure to Pursue or Exhaust His
Rights Under State Law Does Not Oust the
Federal Courts of Jurisdiction.
The Constitution of Louisiana, Article VIII, Section 5
provides the following redress for any applicant who is re
fused registration:
“ Any person possessing the qualifications for
voting prescribed by this Constitution, who may be
7
denied registration, shall have the right to apply for
relief to the district court having jurisdiction of
civil causes for the parish in which he offers to regis
ter. Said court shall then try the cause, giving it
preference over all other cases, before a jury of
twelve, nine of whom must concur to render a ver
dict. This verdict shall be a final determination of
the cause. The trial court may, however, grant one
new trial by jury. In no cases shall any appeal lie
or any other court exercise the right of review. ’ ’
The redress herein provided is not an administrative
remedy but is in the nature of a conventional judicial pro
ceeding, and the rule is firmly fixed that the remedy avail
able in the State courts need not be exhausted before an
action is maintainable in federal courts where the State
remedy is judicial in nature. S ta te C o r p o r a t io n C o m m is
sion v. W ich ita , 290 U. S. 561, 54 S. Ct. 321, 78 L. Ed. 500
(1934); P o r t e r v. I n v e s to r s S y n d ica te , 286 U. S. 461, 52 S.
Ct. 617, 76 L. Ed. 1226 (1932) affm. on rehearing- 287 U. S.
346, 53 S. Ct. 132, 77 L. Ed. 354 (1932); B a co n v. R u tla n d
R . C o., 232 U. S. 134, 34 S. Ct. 283, 58 L. Ed. 538 (1914);
P acific T e lep h o n e & T e le g r a p h C o. v. K u y k en d a ll , 265 U. S.
196, 44 S. Ct. 553, 68 L. Ed. 975 (1924); L a n e v. W ils o n ,
supra. Whenever the question has been presented the
United States Supreme Court has examined the remedy
provided to determine whether it was legislative or ju
dicial in nature. P r e n t i s s v. A tla n t ic C o a s t L in e Co.,- 211
U. S. 210, 29 S. Ct. 67, 53 L. Ed. 150 (1908); L a n e v. W ils o n ,
su p ra : P a cific T e le p h o n e & T e le g r a p h C o . v. K u y k en d a ll ,
su p ra ; P o r t e r v. I n v e s to r s S y n d ica te , su p ra . Only in the
former instance was it deemed necessary that the remedies
open in the state be utilized before a suit could be per
fected in the federal courts. N a tu ra l G as P ip e l in e C o . v.
S la ttery , 302 U. S. 300, 58 S. Ct. 199, 82 L. Ed. 276 (1937);
P o r te r v. I n v e s to r s S y n d ica te , s u p r a ; G ilch ris t v. I n t e r
b orou gh R a p id T ra n s it C o ., 279 U. S. 159, 49 S. Ct. 282, 73
8
L Ed. 652 (1929); R a ilro a d and W a r e h o u s e C om m ission
C o. v. D u lu th S tr e e t R . C o ., 273 U. S. 625, 47 S. Ct. 489, f l
L. Ed. 807 (1927); P a cific T e le p h o n e <& T e le g r a p h C o . v.
K u y k en d a ll , s u p r a ; P r e n t is s v. A tla n tic C o a s t L in e Co.,,
s u p r a ; U n ited S ta te s v. S in g T u ck , 194 U. S. 161, 24 S. Ct.
621, 48 L. Ed. 917 (1904).
In L a n e v. W ils o n , su p ra , in answering an objection that
remedies in the courts of Oklahoma should have been ex
hausted before the immediate action could be maintained in
the Federal Court, the Court said at page 274:
“ Normally, the state legislative process, some
times exercised through administrative powers con
ferred in state courts, must be completed before re
sort to the federal courts can be had * * *■ But the
state procedure open for one in the plaintiff’s situa
tion (Sec. 5654) has all the indicia of a conventional
judicial proceeding and does not confer upon the
Oklahoma courts any of the discretionary or initia
tory functions that are characteristic of administra
tive agencies * * *. Barring only exceptional circum
stances, * * * or explicit statutory requirements, * * *
resort to a federal court may be had without exhaust
ing the judicial remedies of state court. ’ ’ 1
The Oklahoma Statute (26 Okla Stat. Sec. 74) under
consideration provided a remedy for failure to registei a
1 Compare Trudeau v. Barnes, 65 F. (2d) 563 (C. C. A. 5th,
1933). This was an appeal from a judgment in the court below
dismissing a petition to recover damages_ for deprivation of the right
to register as a voter in the state of Louisiana. The petition attempted
to allege two inconsistent causes of action. In one petitioner con
tested the arbitrary refusal of the registrar to register him on the
ground that such action was contrary to the Constitutian and laws
of Louisiana. The other was based on the ground that the “ under
standing clause” of the Louisiana Constitution was violative of the
Fourteenth and Fifteenth Amendments. This Court stated as to the
first cause of action that the petition failed to allege facts sufficient to
show that the petitioner was entitled to register. As to the other
Continued on page 9.
9
qualified voter similar to the constitutional provision in
Louisiana discussed, su p ra . The Oklahoma statute pro
vided in part “ and provided further, that wherever any
elector is refused registration by any registration officer
such action may be reviewed by the district court of the
county by the aggrieved elector by his filing within ten days
a petition with the Clerk of said Court whereupon summons
shall be issued to said registrar requiring him to answer
within ten days, and the district court shall be an expedi
tious hearing and from his judgment an appeal will lie at
the instance of either party to the Supreme Court of the
State as in civil cases. * * * ”
II
Appellee’s Refusal to Register Appellant Solely
Because of His Race or Color Violated the Consti
tution and Laws of the United States.
A. The Right to Vote Is Secured by the Fifteenth
Amendment Against Restrictions Based on
Race or Color.
The State of Louisiana makes registration a prerequi
site to the right to qualify as an elector and vote in any
Continued from page 8.
cause of action, this Court found that the understanding clause vio
lated neither the Fourteenth nor the Fifteenth Amendments since it
applied equally to all voters and was not based on race or color. This
was all that was necessary for this Court’s decision, but the opinion
goes further to consider the provisions of the Louisiana Constitution,
Article VIII, Section 5, supra, and said that it was necessary for the
remedy afforded under the state constitution to be exhausted before
the right to sue for damages in a federal court could accrue. Since
the latter statement was not essential to the Court’s holding it cannot
be considered persuasive or determinative. At any rate, it is incon
sistent with Supreme Court cases discussed above which have con
sistently held that where the remedy afforded is judicial in nature
it need not be exhausted before resort can be had to the federal
court. If Trudeau v. Barnes is contrary therewith, it cannot stand.
This seems an inescapable conclusion in view of the opinion of the
Supreme Court in Lane v. Wilson, supra, where the remedy provided
was almost identical to that here and much more adequate.
1 0
election held within the State. Section 1, Aiticle VIII,
Louisiana Constitution. This requirement by the very
terms of Article 1, Section II and the Seventeenth Amend
ment to the United States Constitution is incorporated
therein and becomes a prerequisite for voting in any elec
tion in the State held to choose Louisiana’s Congressional
and Senatorial representatives/
Precedents of the United States Supreme Court have
firmly fixed the rule that all regulations which are designed
to prevent persons from qualifying to vote solely on the
basis of race or color cannot stand in the face of the expiess
terms of the Fifteenth Amendment. L a n e v. W ils o n , su p r a ;
M y e r s v. A n d er so n , 238 U. S. 368, 35 S. Ct. 932, 59 L. Ed.
1349 (1915); G uinn v. U n ited S ta te s , su p ra . This consti
tutional guaranty still leaves the states free to enact rea
sonable regulations concerning suffrage and to demand that
its electors meet reasonable requirements and standards as
long as such regulations, requirements and standards are
not based on considerations of race or color. U n ited S ta tes
v. R e e s e , 92 U. S. 214, 23 L. Ed. 563 (1876); L a n e v. W ils o n ,
s u p r a ; G uinn v. U n ited S ta te s , s u p r a ; S m ith v. A llw r ig h t ,
321 U.’ S. 649, 64 S. Ct. 757, 88 L. Ed. 987 (1943). See anno
tation on effect of the Fifteenth Amendment in 23 L. Ed. 563.
Despite the wide authority and discretion which a state
may validly exercise in regulating the election process, the
right to vote is considered as a right grounded in the Fed
eral Constitution. U n ited S ta te s v. C la ss ic , 313 U. S. 299,
61 S. Ct. 1031, 85 L. Ed. 1368 (1941); E x p a r te Y a rb ro u g h ,
110 U. S. 651, 4 S. Ct. 152, 28 L. Ed. 274 (1884); W ile y v.
S in k ler , 179 U. S. 58, 21 S. Ct. 17, 45 L. Ed. 84 (1899);
U n ited S ta te s v. M o s e ly , 238 U. S. 383, 35 S. Ct. 904, 59 L.
Ed 1355 (1915). But cf. U n ited S ta te s v. R e e s e , su p ra ; 2
2 See infra a detailed discussion of this question.
11
B r eed lo v e v. B u ttle s , 302 U. S. 277, 58 S. Ct. 205, 82 L. Ed.
252 (1937) and annotation in 23 L. Ed. 563, su p ra .
It is now clearly settled that the provisions of the F if
teenth Amendment may effectively reach each and every
stage of the electoral process. Wherever in that process,
restrictions of race and color are erected, such restrictions
violate the Fifteenth Amendment. M y e r s v. A n d er so n ,
su p ra ; G uinn v. U n ited S ta te s , s u p r a ; L a n e v. W ils o n ,
su p ra ; U n ited S ta te s v. C la ssic , s u p r a ; S m ith v. A llw r ig h t,
supra . Refusal to permit one to register, therefore, solely
on the basis of race and color is clearly within the prohibi
tions of the Fifteenth Amendment and has been so held.
L a n e v. W ils o n , s u p r a ; M y e r s v. A n d e r s o n , s u p r a ; G uinn
v. U n ited S ta tes , su p ra .
B. The Right of Qualified Electors of the Several
States to Choose Members of Congress Is Se
cured and Protected by Article I, Section 2 and
by the Seventeenth Amendment of the United
States Constitution.
Section 2 of Article I of the Constitution of the United
States provides that members of House of Representatives
shall be chosen every second year by the people of the
several states and that the electors in each state shall have
the qualifications requisite for electors of the most numer
ous branch of the State Legislature.
The Seventeenth Amendment of the United States Con
stitution provides that the United States Senate shall con
sist of two Senators from each state chosen by electors in
each state with the qualifications requisite for electors of
the most numerous branch of the state legislature.
The right of electors of the several states to choose
their representatives is a right secured and guaranteed by
12
the Federal Constitution to those citizens of the several
states entitled to exercise that power. Since these constitu
tional provisions are without qualifying limitations, the
rights therein guaranteed run against individual as well as
state action. E x p a r te Y a rb ro u g h , s u p r a ; U n ited S ta te s v.
C la ssic , su p ra .
This Court may take judicial notice of the fact that in
1944, elections were held throughout the United States, in
cluding Louisiana, for the election of members of the House
of Representatives and that simultaneously therewith an
election Avas held in Louisiana for the choice of one of its
Senatorial representatives. Registration is a prerequisite
for participation in such elections in the State of Louisiana
and is therefore an integral part of the election process.
C. The Policy of Requiring Negro Applicants for
Registration to Submit to Tests Not Required
of Other Applicants Violates the Fourteenth
Amendment.
The appellee in the present proceeding was a state ad
ministrative officer exercising authority in connection with
functions of the State of Louisiana (Louisiana Constitu
tion, 1921, Section 1, 17, 18 of Article V III). The acts of
appellee were committed in the course of the performance
of his official duty of registering qualified electors within St.
John the Baptist Parish, pursuant to the Constitution and
laws of the state.
Appellee contends that since no allegations Avere made
that any state laAv, statute or Constitution operated in a
discriminatory manner and since appellee’s acts were viola
tive of the Constitution and laws of the State, that there
was no showing of state action; hence this action is not
AVithin the reach of Federal poAver.
13
The pertinent provision of the Fourteenth Amendment
which has been held to forbid discrimination with respect
to the exercise of the franchise is that clause commonly
called the equal protection clause which provides that: “ No
state shall deny # * * to any person within its jurisdiction
the equal protection of the laws.” N ix o n v. H ern d o n , su p r a ;
N ixon v. C on d on , su p ra . This provision is clearly violated
where a law however fair on its face is administered in a
discriminatory manner. T ick W o v. H o p k in s , 118 U. S. 356,
6 S. Ct. 1064, 30 L. Ed. 220 (1886). Although this Amend
ment reaches state action only, state action within the mean
ing of its provisions is action of any agent who is a reposi
tory of state authority. Said the Court in E x P a r te V irg in ia ,
100 U. S. 339, 346, 347, 25 L. Ed. 676 679 (1880):
“ We have said the prohibitions of the Fourteenth
Amendment are addressed to the States. * * * They
have reference to actions of the political body denom
inated a State, by whatever instruments or in what
ever modes that action may be taken. A State acts
by its legislative, its executive or its judicial authori
ties. It can act in no other way. The constitutional
provision, therefore, must mean that no agency of
the State or of the officers or agents by whom its
powers are exerted, shall deny to any person within
its jurisdiction the equal protection of the laws.
Whoever, by virtue of public position under a State
government, deprives another of property, life, or
liberty, without due process of law, or denies or takes
away the equal protection of the lawTs, violates the
constitutional inhibition; and as he acts in the name
and for the State, and is clothed with the State’s
power, his act is that of the State. This must be so,
or the constitutional prohibition has no meaning.
Then the State has clothed one of its agents with
power to annul or to evade it.”
In H o m e T e le p h o n e & T e le g r a p h C o m p a n y v. C ity o f
L o s A n g e le s , 227 U. S. 278, 287, 33 S. Ct. 312, 57 L. Ed. 510,
14
515 (1913), the Court s p e a k i n g through Chief Justice
W h i t e s a i d :
“ * * * the theory of the (14th) Amendment is
that where an officer or other representative of a
state, in the exercise of the authority with which he
is clothed, misuses the power possessed to do a
wrong forbidden by the Amendment, inquiry con
cerning whether the state has authorized the wrong
is irrelevant, and the Federal judicial power is com
petent to afford redress for the wrong by dealing
with the officer and the result of his exertion of
power * * *.”
In Io w a -D e s M o in es N a tio n a l B a n k v. B e n n e tt , 284 U. S.
239, 246, 52 S. Ct. 133, 76 L. Ed. 265, 272 (1931), the United
States Supreme Court said:
“ When a state official, acting under color of state
authority, invades, in the course of his duties, a
private right secured by the federal Constitution,
that right is violated, even if the state officer not only
exceeded his authority but disregarded special com
mands of the state law.”
Recently in U n ited S ta te s v. C la ss ic , su p ra , the Court
said:
“ Misuse of power, possessed by virtue of State
law and made possible only because the wrongdoer is
clothed with the authority of State Law, is action
taken ‘ under color o f ’ State Law.”
The instant case is similar in context to the situation
presented in the C la ss ic case, and in S m ith v. A llw rig lit.
The rationale of the decision in the C la ss ic case applies to
the instant proceeding since there can be no doubt that
appellee was an officer of the state. He is commissioned by
the Governor, receives one-half of his salary from the state
and one-half from the parish in which he serves and is sub
15
ject to removal by a majority vote of the Board of Regis
tration (Constitution of Louisiana, Section 18, Article
VIII).
It is alleged that appellee was pursuing a policy, custom
or usage of subjecting qualified Negro electors to tests not
required of white applicants, nor by the laws and Constitu
tion of the State in determining the qualifications of an
elector. Appellee further was pursuing a policy, custom or
usage of denying to Negro qualified applicants the right to
register while at the same time registering white electors
with less qualifications than those possessed by colored ap
plicants (R. 18-19). This is clearly a denial of equal pro
tection of the laws within the meaning of the Fourteenth
Amendment. N ix o n v. H e rn d o n , su p ra , N ix o n v. C on d on ,
supra , U n ited S ta te s v. C la ssic , su p ra . See also S n o w d en
v. H u g h es , 321 U. S. 1, 64 S. Ct. 397, 88 L. Ed. 497 (1944),
Y ick W o v. H o p k in s , su p ra . Whether the acts were in con
formity with or in violation of state law is no longer the
controlling issue in determining what constitutes state ac
tion. Even though the action complained of is contrary to
state law, if the power which is misused is possessed by
virtue of state law and state authority, the action is under
color of state law within the meaning of the Fourteenth
Amendment.
Ill
Appellant May Properly Maintain This Suit as a
Class Action Under Rule 23 (a) of the Federal
Rules of Civil Procedure.
Under Rule 23 (a) of the Federal Rules of Civil Pro
cedure one or more persons adequately representative of
all may bring an action on behalf of all members of a class,
where the persons constituting the class are sufficiently
16
numerous to make it impracticable to bring them all before
the court, and where the character of the right under litiga
tion is “ several, and a common relief is sought” . Appel
lant instituted the present proceeding in the Court below
on behalf of himself and as a representative of a class,
composed of Negro citizens of the United States, residents
and citizens of the State of Louisiana, similarly situated,
who are qualified to register as voters in St. John the Bap
tist Parish of the aforesaid state, under the Constitution
and laws of the United States and of the State of Louisiana
(R. 15-16). The question herein presented—whether a
registrar may maintain a policy, custom or usage of deny
ing to members of this class equal protection of the laws by
requiring them because of their race and color to submit to
tests not required of white electors and of refusing to
register them on grounds not required by the Constitution
and laws of Louisiana—involve rights of common and gen
eral interest to all members of the class represented by
appellant.
The class suit evolved early in English equity3 as a
device to escape the difficulties inherent in compulsory
joinder and to permit a single litigation of group injuries
in cases of common interest.4 With Federal Rule 23 (a)
3 See on whole development 2 Moore, Federal Practice (1938),
2224 et seq.
4 Common interest has been variously defined. See Wheaton,
Representative Suits Involving Numerous Litigants (1934) 19 Loin
I O 399 407, 433. (Composite definitions of common interest.)
In addition to the difficulty in defining common interest, the courts
have been in disagreement as to whether the common interest need
be only in question of law. Harworden v. Youghengheny & L.
Coal Co., I l l Wis. 545, 87 N. W . 472 (1902) or in both questions
of law and fact, Chew v. First Presbyterian Church of Wilmington
237 Fed 219 (D C. Del. 1916). The codifiers of Rule 23 (a) must
have been aware of these conflicts and difficulties however for it
expressly provided that the common interest may be either in law or
fact.
17
this age-old doctrine was reformulated to suit the needs of
modern practice.5 * * 8
Under this provision it is not necessary that all mem
bers of the class join in the suit. It is merely necessary
that one or more persons adequately representative of the
entire class institute an action. The other members of the
class may join as they see fit.0 The present litigation is
that type of class action labeled “ spurious” , In d ep en d en ce
S h a res C o rp . e t al. v. D e c k e r t , et a l , 108 F. (2d) 51 (C. C. A.
3d, 1939); W e e k s v. B a r eco O il C o., 125 F. (2d) 84 (C. C. A.
7th, 1941); see H u n te r v. S o u th ern In d e m n ity U n d er
w riters , 47 F. Supp. 242 (E. D. Ky., 1942); N a tl. H a ir
d ressers & C o s m e to lo g is ts A ssn . In c . v. P h il. C o ., 41 F.
Supp. 701 (D. C. Del., 1941); O p p en h e im er , e t al. v. T . J .
Y ou n g & C o . In c ., 144 F. (2d) 387 (C. C. A. 2d, 1944); see
also Moore op. cit. su p ra note 3, and requires nothing more
than a group with a common interest, seeking common re
lief, to constitute the class.
The instant proceeding cannot be viewed merely as the
discriminatory practices of an individual administrative
officer against an individual seeking to qualify for registra
tion but must be viewed in context as part of a scheme or
device to effectively disfranchise all qualified Negroes.
Although the Fifteenth Amendment was specifically de
signed to prevent barriers to the franchise being imposed
based on race or color, it has been necessary for the Su
preme Court to invalidate hurdle after hurdle erected
to circumvent this constitutional guaranty and deprive
Negroes of the right to vote. The last of these barriers,
the right to participate in a primary election, was leveled
in S m ith v. A llw r ig h t , su p ra . Under the authority of that
5 Every state today has a statute permitting class actions. The pro
vision common to all these statutes is the “ common or general inter
est” of many persons. See Wheaton, op. cit. supra. Note 4.
8 See Moore, op. cit. supra. Note 3.
1 8
decision, Negro citizens of the United States and residents
of Louisiana possessing the necessary qualifications of
electors attempted to register as voters.
In refusing to register appellant and in subjecting him
to tests not required by the state constitution and to which
white applicants were not subjected, appellee was pursuing
a policy, custom or usage of denying registration to Negro
applicants. All Negroes similarly situated to appellant
have a common interest in the questions herein presented
because of appellee’s wrongful acts, and in having these
questions clarified and determined as they affect the exer
cise of a fundamental right secured to them by the Federal
Constitution. The courts have never based their decision
on the propriety of a class suit on whether the persons
similarly situated actually formed a class in esse before
the injury complained of occurred, but only on whether the
proceeding under inquiry met the statutory requirements.
See Y o r k v. G u a ra n ty T ru s t C o. o f N ew Y o r k , 143 F. (2d)
503 (C. C. A. 2nd, 1944); K e a v y v. A n d e r s o n , 2 F. R. D. 19
(R. I., 1941) ; A tw o o d v. N a tl. B a n k o f L im a , 115 F. (2d)
861 (C. C. A. 6th, 1940); F a r m e r s C o .-O p . O il C o. v. S o co n y
V a cu u m O il C o . In c ., 133 F. (2d) 101 (C. C. A. 8th, 1942);
C la rk e , e t al. v. G old m an , 124 F. (2d) 491 (C. C. A. 2nd,
1941) Where a group of people are similarly injured by
common practices of another, it is recognized that scope of
the injury creates the required class.7 Although registra- 7
7 Harworden v. Youghenglieny, 111 Wis. 547, 87 N. W . 472
(1901) ; Trade Press Pub. Co. v. Milwaukee Type Union, 180 Wis.
499, 193 N..W . 507 (1923) class action permitted to enjoin a wrong
ful conspiracy; Weeks v. Bareco Oil Co., supra, class action permitted
to recover damages caused by unlawful conspiracy; Cloyes v. Middle-
bury Electric Co., 80 Vt. 109, 66 A. 1039 (1907) class suit permitted
to enjoin a nuisance; Natl. Hairdressers & Cosmetologists Assn. Inv.
v. Phil. Co., supra, class suit permitted to declare patent invalid and
to enjoin defendants from asserting that plaintiff's infringed their
patent rights; Skinner v. Mitchell, 108 Kan. 861, 197 P. 569 (1921);
Kvello v. Lisbon, 38 N. D. 71, 164 N. W . 305 (1917), class action
permitted to enjoin an invalid tax.
19
tion concededly presents individual questions, these inde
pendent issues have not been considered relevant in deter
mining whether a class suit could be instituted so long as
apart from the independent questions which had to be
settled, there was presented some fundamental question of
common interest. See Y o r k v. G u a ra n ty T r u s t C o ., s u p r a ;
In d ep en d en ce S h a res C o rp . v. D e c k e r t , su p r a ; O ppen h e im e r ,
et al. v. T . J. Y o u n g C o. In c ., s u p r a ; A ls to n v. S ch o o l B o a rd ,
112 F. (2d) 992 (C. C. A. 4tli, 1940); M cD a n ie l v. B o a r d o f
P u blic In s tru c tio n , 39 F. Supp. 638 (N. D. Fla., 1941); D a v is
v. C ook , 55 F. Supp. 1004 (N. D. Ga., 1944).
As the Court said in W e e k s v. B a r e c o O il C o ., s u p r a :
“ The history of class suit litigation, its history
over a century of growth, the origin and status of
present Rule 23 of the Federal Rules of Civil Pro
cedure, are all persuasive of the necessity of a liberal
construction of this Rule 23, and its application to
this class of litigation. It should be construed to
permit a class suit where several persons jointly act
to the injury of many persons so numerous that their
voluntarily, unanimously joining in a suit is con
cededly improbable and impracticable. Under such
circumstances injured parties who are so mindful
may present the grievance to Court on behalf of all,
and the remaining members of the class may join as
they see fit.”
IV
Appellant May Properly Seek a Declaratory Judgment.
Judicial Code, section 274d (28 U. S. C. 400) provides:
“ In cases of actual controversy (except with re
spect to Federal taxes) the courts of the United
States shall have power upon petition, declaration,
complaint, or other appropriate pleadings to declare
lights and other legal relations of any interested
party petitioning for such declaration, whether or
2 0
not further relief is or could be prayed and such
declaration shall have the force and effect of a final
judgment or decree and be revieAvable as such.”
It is well established that a prayer for relief by declara
tory judgment may be joined with prayers for consequen
tial relief. Anderson on Declaratory Judgments (1940 at
p. 253); Borchard on Declaratory Judgments (2d ed. 1941)
at 432; 18 Am. Jur. (Declaratory Judgments) sec. 62, p.
332; see also: Buie 18, Federal Buies of Civil Procedure.
The leading case on declaratory judgments is the case
of A e tn a L i f e In su ra n ce C o m p a n y v. H a w o rth , 300 U. S.
227, 57 S. Ct. 461, 81 L. Ed. 617 (1937) where the Court
speaking through Mr. Chief Justice H u g h e s stated:
“ The Declaratory Judgment Act of 1934, in its
limitation to ‘ cases of actual controversy’ manifestly
has regard to the constitutional provision and is op
erative only in respect to controversies which are
such in the constitutional sense. The word ‘ actual’
is one of emphasis rather than of definition. Thus
the operation of the Declaratory Judgment Act is
procedural only. In providing remedies and defining
procedure in relation to cases and controversies in
the constitutional sense the Congress is acting within
its delegated power over the jurisdiction of the fed
eral courts which the Congress is authorized to estab
lish. * * * Exercising this control of practice and
procedure the Congress is not confined to traditional
remedies. The judiciary clause of the Constitution
‘ did not crystallize into changeless form the proce
dure of 1789 as the only possible means for present
ing a case or controversy otherwise cognizable by
the federal courts. N a sh v ille , C. & S t. L . B y . C o . v.
W a lla ce , 288 U. S. 249, 264. In dealing with methods
within its sphere of remedial action the Congress
may create and improve as well as abolish or restrict.
The Declaratory Judgment Act must be deemed to
fall within this ambit of congressional power, so far
2 1
as it authorizes relief which is consonant with the
exercise of the judicial function in the determination
of controversies to which under the Constitution the
judicial power extends.”
The decision in the A e tn a case has been uniformly followed.
Iu one of the latest Circuit Court of Appeals decisions
T rice P ro d u c ts C o r p o ra tio n v. A n d e r s o n C o ., 147 F. (2d)
721 (C. C. A. 7th, 1945), following this case in upholding
the right to a declaratory judgment in a cross-complaint in
a patent case it was stated:
“ Equity abhors multiplicity of actions and when
it takes jurisdiction for one purpose should do so for
all germane purposes and dispose of all issues neces
sary to a complete final adjudication. We agree,
therefore, with the reasoning of the decision cited
and with that of C o v e r v. S ch w a rts , 2 Cir. 133 F,
(2d) 54.”
The Amended Complaint herein alleges that registra
tion is a prerequisite to voting in any election in Louisiana;
that appellee is maintaining a policy, custom and usage of
requiring Negroes to submit to tests not required of white
electors and of refusing to register qualified Negro electors
while at the same time registering white electors with less
qualifications on account of race and color (R. 6, 18); that
during the regular registration period while appellee was
conducting registration, appellant presented himself at the
regular place and requested to be registered; that appel
lant was ready, able and willing to comply with all lawful
requirements for registration; that instead of giving appel
lant a registration blank he asked him certain questions
and refused to register appellant (R. 7-22); that during
such registration period white persons were not subjected
to any such test but were registered forthwith and that
appellee acting pursuant to policy, custom and usage set
22
out above denied appellant’s application and wrongfully
refused to register him solely on a ccou n t o f h is ra ce o r
co lo r , and in doing so followed the general policy, custom
and usage of appellee and his predecessor (R. 8, 20). It is
clear that appellant would be entitled to a declaratory
judgment declaring unconstitutional a statute which would
provide that Negro applicants for registration be required
to submit to tests not required of white electors or that
white applicants for registration could have less qualifica
tions than is required of Negroes. The only allegations
necessary to support relief in such a case would be the
statute, qualifications of appellant and an allegation that he
was refused registration because of the statute. In the in
stant case we do not have such a statute but have a policy,
custom and usage of a state officer equivalent thereto.
The case of C ro m w ell v. H illsb o ro u g h T . P ., Somerset
County, N. J., 149 F. (2d) 617 (C. C. A. 3d, 1945) affmd. by
U. S. Supreme Ct., Oct. Term 1945, decided Jan. 29, 1946,
affirmed the decision of the District Court in issuing a
declaratory judgment against the policy of state officers in
assessing appellant’s property higher than like property as
being in violation of the Fourteenth Amendment.
In the line of cases on the question of the equalization
of teachers’ salaries it has been uniformly held that Negro
teachers as a class have a right to a declaratory judgment
declaring unconstitutional the practice, custom and usage
of paying Negro teachers less salary than paid to white
teachers. A ls o n v. S ch o o l B o a rd , s u p r a ; M cD a n ie l'v. B oa rd
o f P u b lic In s tru c t io n , s u p r a ; D a v is v. C o o k , su p ra .
The allegations in the complaint herein set out a claim
for relief by way of damages and an injunction. There
fore, the same allegations are sufficient to set forth an ac
tual controversy within the meaning of Declaratory Judg
ment Act.
23
V
Action of Appellee in Refusing to Register Appel
lant Makes Him Liable to the Appellant for Dam
ages Under the Provisions of Sections 31 and 43
of Title 8 of the United States Code.
Section 31 of Title 8 provides
“ Race, color, or previous condition not to affect
right to vote.
“ All citizens of the United States who are other
wise qualified by law to vote at any election by the
people in any State, Territory, district, county, city,
parish, township, school district, municipality, or
other territorial subdivision, shall be entitled and
allowed to vote at all such elections, without distinc
tion of race, color, or previous condition of servitude;
any constitution, law, custom, usage, or regulation of
any State or Territory, or by or under its authority,
to the contrary notwithstanding.”
and Section 43 of Title 8 provides:
“ Civil action for deprivation of rights.
“ Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State
or Territory, subjects or causes to be subjected, any
citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any
rights, privileges, or immunities secured by the Con
stitution and laws, shall be liable to the party injured
in an action at law, suit in equity, or other proper
proceeding for redress. R. S. sec. 1979.”
H. R. 1293, 41st Congress, Second Session, which was
later amended in the Senate and which includes Section 31
and 43 of Title 8, was originally entitled, “ A bill to enforce
the right of citizens of the United States to vote in the
several States of this Union who have hitherto been denied
that right on account of race, color or previous condition
24
of servitude. ’ ’ When the bill came to the Senate its title
was amended and adopted to read, “ A bill to enforce the
right of citizens of the United States to vote in the several
States of this Union and for other purposes.”
The language of Section 31 is so clear as to leave no
doubt as to its purpose. Section 43 of Title 8 has been used
repeatedly to enforce the right of citizens to vote. See
M y e r s v. A n d e r s o n , s u p r a ; L a n e v. W ils o n , su pra .
In the recent decision of S m ith v. A llw r ig h t , a suit for
damages under these sections was sustained by the United
States Supreme Court. The facts in the instant case are
basically similar to those in the S m ith v. A llw r ig h t, supra .
Since registration is a prerequisite to voting, the refusal
of appellee to register appellant and those similaily situ
ated solely on account of race and color gives rise to an
action for damages and an injunction under Section 31 and
43 of Title 8.
Conclusion
This litigation presents questions of grave importance
not only to appellant but to all those on whose behalf this
suit has been instituted. Over many years the courts have
been successful in giving life and substance to those con
stitutional provisions expressly designed to secure for
Negro citizens of the United States a political voice in our
democratic processes. Now there is before this Couit a
discriminatory practice which must he struck down if these
provisions are not to be miscarried. It is respectfully sub
mitted, therefore, that the decision of the lower Court be
reversed and an order be entered more consistent with the
line of decision which has prevailed in the development of
25
American jurisprudence that restrictions of race or color
cannot live in the face of our constitutional guarantees.
Kespectfully submitted,
A. P. T u r e a u d ,
J o s e p h T h o r n t o n ,
612 Iberville Street,
New Orleans, La.
W i l l i a m H . H a s t i e ,
615 F Street, N. W.,
Washington, D. C.
T h u r g o o d M a r s h a l l ,
20 West 40th Street,
New York, N. Y.
A t to r n e y s f o r A p p e lla n t.
R o b e r t L. C a r t e r ,
New York, N. Y.
O f C ou n sel.
(.Appendices Follow.]
27
APPENDIX A
Constitution of the United States— 1787
ARTICLE I
Section 2.— The House of Representatives shall be com
posed of Members chosen every second Year by the People
of the several States, and the Electors in each State shall
have the Qualifications requisite for Electors of the most
numerous Branch of the State Legislature.
A m e n d m e n t 1 4
Section 1.—All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are citizens
of the United States and of the State wherein they reside.
No State shall make or enforce any law which shall abridge
the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life,
liberty, or property, without due process of law; nor deny
to any person within its jurisdiction the equal protection
of the laws.
A m e n d m e n t 1 5
Section 1.— The right of citizens of the United States to
vote shall not be denied or abridged by the United States
or by any State on account of race, color, or previous condi
tion of servitude.
Section 2. The Congress shall have power to enforce
this article by appropriate legislation.
A m e n d m e n t 1 7
The Senate of the United States shall be composed of
two Senators from each State, elected by the people thereof,
for six years; and each Senator shall have one vote. The
28
electors in each State shall have the qualifications requisite
for electors of the most numerous branch of the State legis
latures.
United States Code
Title 8— Section 31—Race, color, or previous condition
not to affect right to vote.
All citizens of the United States who are otherwise quali
fied by law to vote at any election by the people in any
State, Territory, district, county, city, parish, township,
school district, municipality, or other territorial sub-divi
sion, shall be entitled and allowed to vote at all such elec
tions, without distinction of race, color, or previous condi
tion of servitude; any constitution, law, custom, usage, oi
regulation of any State or Territory, or by or under its au
thority, to the contrary notwithstanding. E. S. Sec. 2004.
Section 43— Civil action, for deprivation of rights.
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, sub
jects, or causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof to
the deprivation of any rights, privileges, or immunities se
cured by the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity or other
proper proceeding for redress. R. S. Sec. 1979.
Title 28— Section-41— Subdivision 11— Suits for injuries
on account of acts done under laws of United States.
Eleventh.
Of all suits brought by any person to recover damages
for any injury to his person or property on account of any
act done by him, under any law of the United States, for
the protection or collection of any of the revenues thereof,
29
or to enforce the right of citizens of the United States to
vote in the several States. R. S. Sec. 629.
Subdivision 14— Suits to redress deprivation of civil
rights.—Fourteenth.
Of all suits at law or in equity authorized by law to he
brought by any person to redress the deprivation, under
color of any law, statute, ordinance, regulation, custom, or
usage, of any State, of any right, privilege, or immunity,
secured by the Constitution of the United States, or of any
right secured by any law of the United States providing for
equal rights of citizens of the United States, or of all per
sons within the jurisdiction of the United States. R. S. Sec
563.
30
APPENDIX B
Constitution of Louisiana
ARTICLE VIII
Section 1.— Qualifications of electors
After January 1, 1922, the right to vote in Louisiana
shall not exist except under the provisions of this Consti
tution.
Every citizen of this State and of the United States,
native born or naturalized, not less than twenty-one yeais
of age, and possessing the following qualifications, shall be
an elector, and shall be entitled to vote at any election in
the State by the people:
(a) Residence—He shall have been an actual bona fide
resident of the State for two years, of the parish one yeai,
of the municipality in municipal elections four months, and
of the precinct, in which he offers to vote, three months
next preceding the election; provided, that removal from
one precinct to another in the same parish shall not opeiate
to deprive any person of the right to vote in the precinct
from which he has removed until three months after such
removal; provided, that removal from one parish to an
other shall not deprive any person of the right to vote in
the parish from which he has removed for district officers
to be elected in a district which includes the parish to which
he has removed, or for State officers, whether the parish
be in the same district or not, until he shall have acquired
the right to vote for such officers in the parish to which he
has removed.
(b) Registration—-He shall be, at the time he offers to
vote, legally enrolled as a registered voter on his own per
sonal application, in accordance with the provisions of this
Constitution, and the laws enacted thereunder.
31
(c) Character and literacy—He shall be of good charac
ter and shall understand the duties and obligations of
citizenship under a republican form of government. He
shall be able to read and write, and shall demonstrate his
ability to do so when he applies for registration by making,
under oath, administered by the registration officer or his
deputy, written application therefor, in the English lan
guage, or his mother tongue, which application shall con
tain the essential facts necessary to show that he is entitled
to register and vote, and shall be entirely written, dated,
and signed by him, except that he may date, fill out, and
sign the blank application for registration hereinafter pro
vided for, and, in either case, in the presence of the regis
tration officer or his deputy, without assistance or sugges
tion from any person or any memorandum whatever, other
than the form of application hereinafter set forth; pro
vided, however, that, if the applicant be unable to write his
application in the Ehglish language, he shall have the right,
if he so demands, to write the same in his mother tongue
from the dictation of an interpreter; and, if the applicant
is unable to write his application by reason of physical dis
ability, the same shall be written at his dictation by the
registration officer or his deputy, upon his oath of such
disability.
Until and unless otherwise provided by law, the appli
cation for registration above provided for, shall be a copy
of the following form, with the proper names, dates and
numbers substituted for the blanks appearing therein, to
wit:
I am a citizen of the State of Louisiana. My name is
Mr--------------------- , Mrs-------------------- , Miss________________
I was born in the State (or country) of__________________,
Parish, (or county) of______________ , on the ________ day
o f ---------------------- , in the year_________ I am now_______
years,--------------months an d_________ days of age. I have
32
resided in this State since_________ in this parish since
_________ , and in precinct No------------, in Ward No---------- ,
since____________ , and I am not disfranchised by any pro
vision of the Constitution of this State.
Said applicant shall also be able to read any clause in
this Constitution, or the Constitution of the United States,
and give a reasonable interpretation thereof.
(d) Understanding of Constitution—If he is not able to
read or write, then he shall be entitled to register if he shall
be a person of good character and reputation, attached to
the principles of the Constitution of the United States and
of the State of Louisiana, and shall be able to understand
and give a reasonable interpretation of any section of either
Constitution when read to him by the registrar, and he
must be well disposed to the good order and happiness of
the State of Louisiana and of the United States and must
understand the duties and obligations of citizenship under
a republican form of government.
(e) Identity to be established—He must in all cases be
able to establish that he is the identical person whom he
represents himself to be when applying for registration,
and when presenting himself at the polls for the puipose
of voting in any election or primary election.
Section 5.—Remedy for denial of registration.
Any person possessing the qualifications for voting pie-
scribed by this Constitution, who may be denied registra
tion, shall have the right to apply for relief to the district
court having jurisdiction of civil causes for the parish in
which he offers to register. Said court shall then try the
cause, giving it preference over all other cases, before a juii
of twelve, nine of whom must concur to render a verdict.
This verdict shall be a final determination of the cause. The
trial court may, however, grant one new trial by jury. In
33
no cases shall any appeal lie or any other court exercise the
right of review * * * .
S e c t i o n 6 .— D i s q u a l i f i c a t i o n s .
The following persons shall not be permitted to register
vote, or hold office or appointment of honor, trust, or profit
in this State, to w it: Those who have been convicted of any
crime which may be punishable by imprisonment in the peni
tentiary, and not afterward pardoned with express restora
tion of franchise; those who are inmates of any charitable
institution, except the Soldiers’ Home; those actually con
fined in any public prison; all interdicted persons, and all
persons notoriously insane or idiotic, whether interdicted
or not.
Section 17.— State-wide registration.
The Legislature shall provide for the registration of
voters throughout the State.
Section 18.—Registrars of voters.
There shall be a registrar of voters for the parish of
Orleans, who shall be appointed by the Governor, and one
for each parish in the State, who shall be appointed by the
police jury or other governing authority of such parish.
The Governor shall issue a commission to each registrar
who shall thereupon make such bond, subscribe to such
oath, and receive such compensation as the legislature may
prescribe; provided, that the State and the parish shall
each pay one-lialf of such compensation.
The Governor, Lieutenant-Governor, and speaker of the
House of Representatives shall compose the board of regis
tration and any two members of same shall have power to
remove, at will, any registrar in this State.
34
The first registrar in each parish shall be appointed on
or before December 15, 1921, and a new and complete regis
tration shall be had under this Constitution in every palish
beginning January 2, 1922.
Should a registrar be not appointed by December 15,
1921, or any subsequent vacancy be not filled, within thirty
days after its occurrence, by the above constituted au
thority, a majority of the board of registration shall appoint
and the Governor shall commission a registrar of voters in
each parish which has none.
No registrar of voters shall be elected or appointed to
any other office within twelve months after vacating that of
registrar.
No other officer or person shall exercise any of the
powers or duties of the registrar of voters after December
15, 1921; provided, this shall not be construed to forbid the
Legislature to authorize the appointment, by the registrar,
of deputy registrars.
Louisiana General Statutes (Dart 1939)
A b t i c l e 2615.10. Qualifications for registration.
Every citizen of the United States and of this state,
native born or naturalized, not less than twenty-one years
of age and possessing the following qualifications, and who
shall have complied with the provisions of this act, shall he
eligible for registration as a voter.
1. He shall have been an actual bona fide resident of
the state for two years, of the parish for one year, and of
the municipality in municipal elections four months, and of
the precinct in which he offers to register as a voter, three
months next preceding any election.
2. He shall be of good character, and shall understand
the duties and obligations of citizenship under a republican
form of government. Unless the applicant for registration
qualifies under the provisions section 6 (2615.15) of this
article, he shall be able to read and write, and shall demon
strate his ability to do so when he applies for registration,
by making, under oath administered by the registrar or his
deputy, written application thereof in the English language,
or in his mother tongue, which application shall contain the
essential facts necessary to show that he is entitled to
register, and shall be entirely written, dated and signed by
him, except that he may date, fill out and sign the blank
application for registration herein provided for, in the
presence of the registrar or his deputy without assistance
or suggestion from any person or any memorandum what
ever, other than the form of application hereinafter set
forth; provided, however, that if the applicant is unable to
write his application in the English language, he shall have
the right, if he so demands, to write the same in his mother
tongue from the dictation of an interpreter.
If the applicant is unable to write his application by
reason of physical disability, the same may be written at
his dictation by the registrar or his deputy, upon the appli
cant taking an oath before such officer of his disability, or
of his inability to write same in the English language, or
aforesaid. In case the applicant is able to sign his name,
he shall be required so to do; if not, then, he shall sign
same with his mark, authenticated by the registrar or
deputy registrar, who shall then read such application to
him, if necessary through an interpreter, and the applicant,
whether signing individually or by a mark, shall make affi
davit to the truth of the fact therein stated.
A r t ic l e 2615.11. Application—Form of.
The application for registration above provided for
shall be a copy of the following form, with the proper names,
3G
dates, and numbers substituted for the blanks appearing
therein, to w it:
“ I am a citizen of the United States and of the
State of Louisiana. My name is Mr----------------- , Mrs.
_______} M iss___________ I was born in the state
(or country) of ----------------- Parish (or county) of
__________ , on the____day o f -----------------in the year
I am now _____... years, ------ months and
____days of age. I have resided in the state since
, in this Parish since --------- , and in Precinct
No. __________ , in Ward No. ______ of this Parish
continuously since ---------- I am not disfranchised
by any provisions of the Constitution of this state.
The name of the householder at my present address
is _________________ My occupation i s --------------------
My color i s ___________ My sex i s ---------------- la m
not now registered as a voter in any other AVard or
Precinct of this state, except ------------ • My last
registration was in W ard-------------Precinct — --------- ,
Parish ___________ I am now affiliated with the
_____________ party.
Signature
Sworn to and subscribed before m e:
Deputy Registrar. ’ ’
Said blanks shall also be provided with an additional
space in a form convenient for the notation thereon
o f __________ :
1. Change of address of said applicant within the
parish, as hereinafter provided in this act; and
2. Changes of name of the applicant as hereinafter pro
vided; and
3. Remarks.
37
Article 2615.14. Applicants—Understanding of state and
federal constitutions.
Applicants for registration shall also be able to read
any clause in the constitution of this state or of the consti
tution of the United States, and give a reasonable interpre
tation thereof.
Article 2615.15. Applicants unable to read or write.
If the registrant is not able to read or write, then he
shall be entitled to register if he shall be a person of good
character and reputation, attached to the principles of the
constitution of the United States and of the state of Louisi
ana, and shall be able to undersand and give a reasonable
interpretation of any section of either constitution when
read to him by the registrar or his deputy, and he must be
well disposed to the good order and happiness of the state
of Louisiana and of the United States and must understand
the duties and obligations of citizenship under a republi
can form of government. In such case, the registrar or his
deputy shall fill out at the dictation of the applicant, the
facts set forth in the blank application, which, when com
pleted, shall then be read to him, and the applicant shall
sign his name, and if able so to do, otherwise shall sign his
mark, attested by the registrar or his deputy and shall make
affidavit to the truth of the facts therein set forth.
A r t ic l e 2615.16. Proof of i d e n t i t y .
The applicant must, in all cases, be able to establish that
he is the identical person whom he represents himself to
he when applying for registration, and if the registrar shall
have good reason to believe that he is not the person whom
he represents himself to be, he may require the applicant
to produce two credible registered voters of his precinct to
make oath to that effect.
38
A rticle 2615.19. Appearance in person required.—Place.
Every applicant for registration must appear person
ally before the registrar or his deputy, at a designated place
of registration, and comply with the provisions of this act,
and it shall be unlawful for any applicant to be otherwise
registered by the registrar, or to be allowed to register at
any other place than herein permitted.
A rticle 2615.21. Persons ineligible for registration.
The following persons shall not be permitted to register,
to w it: Those who have been convicted of any crime which
may be punishable by imprisonment in the penitentiary,
and not afterwards pardoned with the express restoration
of the franchise; those who are inmates of any charitable
institutions except the soldiers’ home; those actually con
fined to any public prison; all interdicted persons, and all
persons notoriously insane or idiotic, whether interdicted
or not.
APPENDIX C
26 Oklahoma Statutes
S e c t i o n 7 4 — Registration of electors— Time for cer
tificate to certain voters—Review of
refusal of registration— School district
elections excepted.
It shall be the duty of the precinct registrar to register
each qualified elector of his election precinct who makes
application between the thirtieth day of April 1916, and the
eleventh day of May 1916, and such person applying shall
at the time he applies to register be a qualified elector in
such precinct and he shall comply with the provisions of
this act, and it shall be the duty of every qualified elector
to register within such time; provided, if any electoi
39
should be absent from the county of his residence during
such period of time, or is prevented by sickness or unavoid
able misfortune from registering with the precinct regis
trar within such time, be may register with such precinct
registrar at any time after the tenth day of May, 1916, up
to and including the thirtieth day of June, 1916, but the
precinct registrar shall register no person under this pro
vision unless he be satisfied that such person was absent
from the county or was prevented from registering by sick
ness or unavoidable misfortune, as hereinbefore provided,
and provided that it shall be the mandatory duty of every
precinct registrar to issue registration certificates to every
qualified elector who voted at the general election held in
this state on the first Tuesday after the first Monday in
November, 1914, without the application of said elector for
registration, and, to deliver such certificate to such elector
if he is still a qualified elector in such precinct and the
failure to so register such elector who voted in such elec
tion held in November 1914, shall not preclude or prevent
such elector from voting in any election in this state; and
provided further, that wherever any elector is refused
registration by any registration officer such action may be
reviewed by the district court of the county by the aggrieved
elector by bis filing within ten days a petition with the
Clerk of said court, whereupon summons shall be issued
to said registrar requiring him to answer within ten days,
and the district court shall be a (give an) expeditious bear
ing and from his judgment an appeal will lie at the instance
of either party to the Supreme Court of the State as in civil
cases; and provided further, that the provisions of this act
shall not apply to any school district elections. Provided
further, that each county election board in this state shall
furnish to each precinct election board in the respective
counties a list of the voters who voted at the election in
November, 1914, and such list shall be conclusive evidence
of the right of such person to vote.
'
.
L awyers P ress, I nc., 165 William St., N. Y. C.; ’Phone: BEekman 3-2300
f
UNITED STATES CIRCUIT COURT OF APPEALS
FIFTH CIRCUIT
No. 11,534
EDWARD HALL,
Appellant.
v e r s u s
T. J. NAGEL, Registrar of Voters, St. John the
Baptist Parish, Louisiana
Appellee.
APPEAL FROM THE DISTRICT COURT OF THE UNITED
STATES FOR THE EASTERN DISTRICT OF LOUISIANA.
U. S. CIRCUIT COURT OF APPEALS
FILED'
MAR 1 5 1946
SUBJECT INDEX
Page
Statement of C ase ............................................................ 1
No Right of Action.......................................................... 5
As to Administrative Review......................................... 7
Class S u it .......................................................................... 10
Color of Authority............................................................. 12
Declaratory Judgm ent.................................................... 13
*
AUTHORITIES CITED
Sec. 5 Art. VIII Louisiana Constitution..................... 1,4,5
Aetna Casualty and Surety Company v.
Quarles, 92 Fed. (2d) 321.......................................... 15
Alabama State Federation of Labor v.
McAdory, Adv. Ob. L., Ed. Yol. 89, p. 1270.............. 14
Arizona v. California, 283 U. S. 423............................. 6
Blackman v. Stone, 101 Fed. (2d) 500............................. 13
Brillhart v. Excess Ins. Co., 316 U. S. 491.................... 15
Corbett v. Printers & Publishers Corp., 127
Fed. (2d) 195.............................................................. 14
Giles v. Harris, 189 U. S. 475..................................... 10,13
Great Lakes Dredge, etc., Co. v. Huffman,
319 U. S. 293-98............................................................ 7
Gutterson v. Kansas City S. R. R. Co.,
140 Fed. (2d) 950......................................................... 13
Hansberry v. Lee, 312 U. S. 32....................................... 11
Keller v. Potomac Elec. Power Co., 261 U. S. 428....... 9
Maryland Cas. Co. v. Pacific Coal Co., 312 U. S. 270.. . 14
McCain v. Des Moines, 174 U. S. 168............................. 12
Myers v. Bethlehem Shipbuilding Co., 303 U. S. 41....... 7
Natural Gas Pipe Line Co. v. Slattery, 302 U. S. 300. . 8
Porter v. Investors Syndicate, 286 U. S. 461................ 8
Smith v. Allwright, 321 U. S. 649............................... 16
Trudean v. Barnes, 65 Fed. (2d) 563.......................... 9,10
West Publishing Co. v. McColgin, 41 Fed. Supp. 163. . 13
-
.
UNITED STATES CIRCUIT COURT OF APPEALS
FIFTH CIRCUIT
No. 11,534
EDWARD HALL,
Appellant.
v e r s u s
T. J. NAGEL, Registrar of Voters, St. John the
Baptist Parish, Louisiana
Appellee.
APPEAL FROM THE DISTRICT COURT OF THE UNITED
STATES FOR THE EASTERN DISTRICT OF LOUISIANA.
BRIEF OF APPiELLEE
STATEMENT OF THE CASE
Edward Hall, alleging that he sues for himself and all
other negroes, brings this action under T. 28, Sec. 41, Sub
division 14, U. S. Code, to redress the deprivation of rights,
privileges and immunities secured by the Constitution of
the United States, Article 1, Section 2 and 4, Amendment
14,15 and 17, and of T. 18, Secs. 31 and 33, U. S. Code, R. 3.
He alleges that he brings suit in the form of a declara
tory action to determine the question as to whether unrea
2
sonable tests not required of White’s are required of Ne
groes on account of their race or color. R. 2, 3.
He then alleges some but not all of the qualifications
for registration and voting in Louisiana. R. 3, 4.
We here quote the Constitution of Louisiana on this
subject:
“ ARTICLE VIII.
StTFFBAGE AND ELECTIONS.
Section 1. After January 1, 1922, the right to vote
in Louisiana shall not exist except under the provisions
of this Constitution.
Every citizen of the State and of the United States,
native born or naturalized, not less than twenty-one
years of age, and possessing the following qualifica
tions, shall be an elector, and shall be entitled to vote
at any election in the State by the people:
(a ) . He shall have been an actual bona fide resi
dent of the State for two years, of the parish one year,
of the municipality in municipal elections four months,
and of the precinct, in which he offers to vote, three
months next preceding the election; Provided, that re
moval from one precinct to another in the same parish
shall not operate to deprive any person of the right to
vote in the precinct from which he has removed until
three months after such removal; provided, that re
moval from one parish to another shall not deprive any
person of the right to vote in the parish from which he
has removed for district officers to be elected in a dis
trict which includes the parish to which he has re
moved, or for State officers, whether the parish be in
the same district or not, until he shall have acquired
the right to vote for such officers in the parish to which
he has removed.
(b ) . He shall be, at the time he offers to vote, legal
ly enrolled as a registered voter on his own personal
application, in accordance with the provisions of this
Constitution, and the laws enacted thereunder.
(c ) . He shall be of good character and shall under-
3
stand the duties and obligations of citizenship under a
republican form of government. He shall be able to
read and write, and shall demonstrate bis ability to
do so when he applies for registration by making,
under oath, administered by the registration officer or
bis deputy, written application therefor, in the English
language, or his mother tongue, which application
shall contain the essential facts necessary to show that
he is entitled to register and vote, and shall be entirely
written, dated, and signed by him, except that he may
date, fill out, and sign the blank application for regis
tration hereinafter provided for, and, in either case,
in the presence of the registration officer or his deputy,
without assistance or suggestion from any person or
any memorandum, whatsoever, other than the form of
application hereinafter set forth; provided, however,
that, if the applicant be unable to write his application
in the English language, he shall have the right, if he
so demands, to write the same in his mother tongue
from the dictation of an interpreter; and, if the appli
cant is unable to write his application by reason of phy
sical disability, the same shall be written at his dicta
tion by the registration officer or his deputy, upon hi ̂
oath of such disability.
I am a citizen of the State of Louisiana. My name
is Mr......................................., Mrs..................................... ,
Miss.................................. I was born in the State (or
country) o f ................................. , Parish (or county) of
........................... , on t h e ...........day o f ............................ ,
in the year............... I am now..............years,...............
months and..............days of age. I have resided in this
State since............. , in this parish since..............., and
in precinct No............... , in Ward No.................. , since
................................., and I am not disfranchised by any
provision of the Constitution of this State.
Said applicant shall also be able to read any clause
in this Constitution, or the Constitution of the United
States, and give a reasonable interpretation thereof.
(d). I f he is not able to read or write, then he shall
be entitled to register if he shall be a person of good
4
character and reputation, attached to the principles of
the Constitution of the United States and of the State
of Louisiana, and shall be able to understand and give
a reasonable interpretation of any section of either
Constitution when read to him by the registrar, and he
must be well disposed to the good order and happiness
of the State of Louisiana and of the United States and
must understand the duties and obligations of citizen
ship under a republican form of government.
(e). He must in all cases be able to establish that he
is the identical person whom he represents himself to
be when applying for registration, and when presen
ting himself at the polls for the purpose of voting in
any election or primary election.”
We call the Court’s attention to the fact that no ref
erence is made in the complaint to the prescribed form of
“ Application for Registration,” which is shown above in
the third paragraph of subsection (c) under Article VIII,
Section 1, and it has also omitted mention of subsections
(d) and (e).
He does not allege the filling out of “ a copy of the xx
form,” nor any endeavor to show that he could comply with
the other requirements.
He further alleges that he “ presented himself” for reg
istration, that the registrar did not give him “ an applica
tion form ” . R. 6.
That certain questions as to his residence quoad various
political districts were asked by the registrar; that to one
he answered “ I don’t know.” R. 7.
“ Whereupon, the said registrar, being not satisfied with
the answer given by plaintiff, then and there refused to
register him. ’ ’
He then alleges that this “ was arbitrary and capricious
and not warranted by law. ” R. 7.
“ That during such registration period, or about August
4, 1944, white persons presenting themselves for registra
5
tion were not subjected to any sucli test” and that the
registrar “ followed the general policy, custom and usages
of the present defendant and his predecessors in office. ’ ’
That this was “ under color of authority of St. John the
Baptist Parish and the State of Louisiana.” E. 7, 8.
He alleges five thousand dollars damages and at the
same time asks for an injunction on the ground that he and
others “ are suffering irreparable injury,” without rem
edy. E. 8.
He prays for a declaratory judgment, for judgment that
the custom is unconstitutional; for a permanent injunction;
that the tests are unlawful and unconstitutional. He also
prays for $5,000.00 damages. E. 9.
The registrar filed a motion to dismiss: E. 11-13, on the
ground that there was no claim made on which there could
be relief; that no jurisdictional federal question was raised.
ARGUMENT
On No Right of Action
Since the constitutionality of the provisions of the Lou
isiana Constitution are in no wise questioned, we assume
that there is no dispute as to the power of the State of
Louisiana to make qualifications for registration and for
voting. In addition to the requirements set forth in the
previous quotations from the Constitution of Louisiana, we
would ask the Court’s consideration of Section 5 of Article
VIII, which reads in part as follows:
“ Sec. 5. Any person possessing the qualifications
for voting, prescribed by this constitution, who may be
denied registration shall have the right to apply for
relief to the district court having jurisdiction of civil
causes for the parish in which he offers to register.”
In accordance with this section, relief must be first
sought in the district court of the State before the appli
cant or the pollicitant, as in this case, can be said to have
6
been denied his civil rights, and before he would have a
right to go into the United States Courts at all. His appear
ance now is not only premature but is the sort of contention
that was denied in the case of Arizona vs. California, 283
U. S. 423 where, on page 462, the Court said:
‘ ‘ This contention cannot prevail because it is based
not on any actual or threatened impairment of * * *
rights but upon assumed potential invasion.”
In other words, the plaintiff here is assuming that he
would ultimately be denied such rights as he might have
before they are, in fact, and conclusively, denied.
We would call the Court’s attention to the blank form
which we have above quoted in subsection (c) of Article
VIII, Section 1 and to the paragraph preceding this blank
application, wherein it is said:
“ The application for registration above provided
for shall be a copy of the following form, with the
proper names, dates, and numbers substituted for the
blanks appearing therein. ’ ’
This plainly declares that there is no specific printed
application which must be presented when a person wishes
to register. All that the constitution requires is that the
application should be a copy of the form set forth. In the
complaint of Edward Hall, Article XI, it is alleged:
“ That instead of the said registrar giving him an
application form to be filed by plaintiff in order to
test his ability to read and write, etc., the said defen
dant, T. J. Nagel, had plaintiff to go into a back room
of his office, etc.”
There is nothing in the constitution which requires the
registrar to give an application to a person who desires to
register but the presentation of the application completely
filled out by the applicant must be made to the registrar
and, as the constitution requires, the application must be
dated, filled out and signed “ in the presence of the regis
7
tration officer or his deputy, without assistance or sugges
tion from any person or any memorandum whatever other
than the form of application hereinafter set forth.”
There is no allegation that the plaintiff ever requested a
proper blank form, nor that he requested the right to fill
out a copy of the form set forth in the constitution and to do
this in the presence of the registrar or his deputy. We must
conclude from this that no real attempt was made to reg
ister and on the face of it, in spite of the allegations in the
complaint that the plaintiff had certain qualifications, the
fact that he did not try to take the very first step necessary
to register is almost a confession that he did not have the
qualifications which the blank form was supposed to show
that he had. The prerequisite of presenting the form filled
out in the presence of the registrar or his deputy would
naturally precede any suggestion of the registrar that the
applicant would be tested by his ability to read a clause in
the constitution and give a reasonable interpretation there
of, because the registrar would not be required and is not
required by law to apply such a test, except to an actual
legal applicant for registration.
In the case of Great Lakes Dredge, etc., Co. vs. Huffman,
319 U. S. 293, the Court said, page 298:
“ It is in the public interest that federal courts of
equity should exercise their discretionary powers so as
to avoid needless obstruction of the domestic policies of
the State.”
As To Administrative Review
In Myers vs. Bethlehem Shipbuilding Co., 303 U. S. 41,
pages 50 and 51, the Court said:
“ The long settled rule of judicial administration
that no one is entitled to judicial relief for a supposed
or threatened injury until the prescribed administra
tive remedy has been exhausted. ’ ’
8
And in Natural Gas Pipe Line Co. vs. Slattery, 302 U. S.
300, the Court said:
“ The rule that a suitor must exhaust his adminis
trative remedies before seeking the extraordinary re
lief of a court of equity (citing cases) is of especial
force when resort is had to the federal courts to re
strain the action of state officers.”
In this particular case the Court will note that while an
injunction is prayed for as part of the relief, not only is
restraint demanded but the prayer also includes compulsion
of a state official.
In Porter vs. Investors Syndicate, 286 U. S. 461, the
Supreme Court, without a dissent, said, page 468:
“ We are of opinion that the appellee failed to ex
haust the administrative remedy before applying to the
District Court for injunctive relief. The granting and
revocation of permits is an exercise by the appellant
of delegated legislative power. Section 4038 of the
Code (supra) confers on any interested person dis
satisfied with a finding or decision by the Commis
sioner the right, within thirty days to bring an action
against him in a state district court to vacate his order
and set it aside as unjust or unreasonable and directs
that on the hearing the judge ‘ may set aside, modify
or confirm said * * * decision as the evidence and the
rules or (sic) equity may require’ * * clearly the func
tion of the state district court is not solely judicial.
* * * * The legislative process remains incomplete
until the action of that court shall become final.”
And again, page 471:
“ As we have seen under the Montana Statute, the
administrative proceeding is not complete until the
court shall have acted in revisiop and correction of the
commissioner’s decision.”
On rehearing in the Porter case the Court said in 287
U. S. 346, 7:
“ The statute plainly affords a remedy which,
9
though in certain respects judicial is in others admin
istrative. ’ ’
In Keller vs. Potomac Elec. Power Co., 261 U. S. 428,
a decision cited in the Porter case, the Court considered
an act of Congress dealing with the District of Columbia
and said, page 442:
“ We cannot escape the conclusion that Congress in
tended that the court shall revise the legislative discre
tion of the commission by considering the evidence and
full record of the case and entering the order it deems
that the commission ought to have made. ’ ’
The Supreme Court distinguished between the power
denied to U. S. Courts and the courts of the District and
held, page 443, that Congress “ possesses a dual authority,
over the District and may clothe the courts for the District
not only with the jurisdiction and powers of Federal
Courts in the several states, but with such authority as a
state may confer on her courts. ’ ’
The Court then dismissed the appeal, saying, page 444:
“ Such legislative or administrative jurisdiction, it
is well settled, cannot be conferred on this court, either
directly, or by appeal. ’ ’
The rule thus announced has been uniformly recognized,
and was followed by this Court in Trudeau v. Barnes, 65
Fed. (2d) 563. There, the Court assigned as one of the
grounds for its holding that the provisions of the Constitu
tion of Louisiana did not contravene the Fourteenth and
Fifteenth Amendments of the Federal Constitution, the fact
that the Louisiana Constitution does not vest arbitrary
powers in the Registrar, and that said Constitution pro
vides an administrative remedy for any unjustifiable re
fusal on his part to register an applicant.
The Court further held that prior to attempting to bring
an action for damages against the Registrar, the plaintiff
was required to exhaust this administrative remedy. Said
10
the Court, speaking through Mr. Justice Bryan:
“ The Louisiana Constitution protects every citizen
who desires to register from being arbitrarily denied
that right by the registrar of voters by giving the ap
plicant a right to apply without delay and without
expense to himself to the trial court for relief, to sub
mit his qualifications to vote to a jury, and to have
them finally passed upon by an appellate court. It is
idle to say that the defendant as registrar had the
arbitrary power to deny plaintiff the right to vote. We
cannot say, and refuse to assume, that, if the plaintiff
had pursued the administrative remedy that was open
to him, he would not have received any relief to which
he was entitled. At any rate, before going into court
to sue for damages he was bound to exhaust the remedy
afforded him by the Louisiana Constitution. First Na
tional Bank of Greeley, Colo., v. Weld County, 264
U. S. 450, 44 S. Ct. 385, 68 L. Ed. 784; First National
Bank v. Gildart (C. C. A.) 64 F. (2d) 873, Fifth Circuit,
decided April 22,1933.”
On the Question of a Class Suit
Consideration of the allegations in the present suit brings
to mind the case of Giles vs. Harris, 189 U. S. 475.
That suit was a registration suit, “ brought by a colored
man on behalf of himself ‘ and on behalf of more than five
thousand negroes, citizens of the County of Montgomery,
Alabama,’ similarly situated and circumstanced as him
self. ’ ’
The Supreme Court sums up the allegations of the bill,
Justice Holmes speaking for the Court:
The plaintiff is subject to none of the disqualifica
tions set forth in the Constitution of Alabama and is
entitled to vote—entitled, as the bill plainly means,
under the Constitution as it is. He applied in March,
1902, for registration as a voter, and was refused arbi
trarily on th e g ro u n d o f h is c o lo r , together with large
11
numbers of other duly qualified negroes, while all white
men were registered. The same thing was done all over
the State.” (Italics ours.)
It is to be noted that in the Giles case the refusal was
“ on the ground of his color.”
We find no such allegation in the present complaint,
but in paragraph X I the plaintiff alleges:
“ Whereupon, the said registrar, being not satis
fied with the answer given by plaintiff, then and there
refused to register him. ’ ’
The unsatisfactory answer had nothing to do with race,
sex, color or condition of servitude, but was an inquiry as to
the Senatorial district of plaintiff’s residence, and was met
with the answer, “ I don’t know.”
In paragraph X plaintiff alleges that the “ defendant
has established and is maintaining a policy, custom and
usage of denying, etc.” , and requires colored persons “ to
submit to tests not required for white electors.”
Furthermore, a class suit is supposed to be one in which
all the persons of the class are bound by the judgment, but
in this case since no specific persons are named and only in
a general way negroes are mentioned, the real requirements
as to a class suit are not shown.
In the case of Hansberry vs. Lee, 312 IJ. S. 32, the Court
said, page 42-3:
“ It is familiar doctrine of the federal courts that
members of a class not present as parties to the litiga
tion may be bound by judgment where they are, in fact,
adequately represented by parties who are present or
where they actually participate in the conduct of the
litigation in which members of the class are present as
parties, etc.” ,
and on page 45:
“ It is quite another (thing) to hold that all those
who are free alternately either to assert rights or to
12
challenge them are of a single class, so that any group
merely because it is of the class so constituted may be
deemed adequately to represent any others of the class
in litigating their interest in either alternative. Such a
selection of representatives for purposes of litigation,
whose substantial interests are not necessarily or even
probably the same as those whom they are deemed to
represent, does not afford that protection to absent
parties which due process requires. The doctrine of
representation of absent parties in a class suit has not
hitherto been thought to go so far. ’ ’
The Court will note that in the complaint there is no
allegation that anything was said or done by the registrar
to indicate that he refused to register Hall because he was
a negro and, furthermore, the allegation is specifically
made that he did refuse to register Hall because “ the said
registrar, being not satisfied with the answer given by
plaintiff, then and there refused to register him. ” R. 7.
As has previously been shown, the answer was made by
Hall in the words “ I don’t know,” when the registrar asked
him as to what Senatorial district was his residence.
It is absurd to contend that all the members of any class
would have been asked that question, which question and
which answer, the plaintiff himself alleged, caused the reg
istrar to refuse to register him.
Color of Authority
The plaintiff alleged in paragraph 13 of the complaint
(R. 8) that the defendant “ were acting under color of au
thority of St. John the Baptist Parish and the State of
Louisiana * * * and is a violation of the Constitution of the
State of Louisiana. ’ ’
In McCain vs. Des Moines, 174 U. S. 168, the Court
said, page 175:
13
“ ‘ Color of law’ does not mean actual law. ‘ Color,’
as a modifier, in legal parlance means ‘ appearance as
distinguished from reality’. ”
Since the plaintiff is basing his contention on the right
to vote because of his possession of the qualifications re
quired by the Constitution of Louisiana, and since he claims
that the action of the registrar was in violation of the Con
stitution of Louisiana, it is impossible to conclude that the
registrar is alleged to have been acting under authority of
the law, or even under appearance of the law, as distin
guished from its reality.
The allegations made by the plaintiff followed, to a
great extent, those made in the previously cited case of
Giles vs. Harris. However, plaintiff does not make his alle
gations as broad as made in that case, hut confines himself
to St. John the Baptist Parish. In the Giles case the suit
was dismissed for want of jurisdiction and the Court said:
“ Unless we are prepared to supervise the voting in
this State by officers of the Court, it seems to us that
all that plaintiff could get from equity would be an
empty form .” 189 U. S. 488.
Declaratory Judgment
This suit is in essence one for a declaratory judgment,
although damages and an injunction are made dependent on
the declaratory judgment. In Guttersohn v. K. C. Southern
R. R. Co., 140 Fed. (2nd), 950, the Court said of a declara
tory judgment (p. 953), “ No executory process follows as
of course.”
In Blackman v. Stone, 101 F (2d), 500, the Court held
there could be no award of damages in a declaratory judg
ment.
In 46 Fed. Sup. 163, West Pub. Co. v. McColgin, it was
held that there could be no declaratory judgment in federal
court where state law provides an adequate remedy.
14
In this case the Court cited Corbett v. Printers & Pub
lishers Corp. 127, P. (2d), 195, in which the Circuit Court
of Appeals held, in an action to enjoin the collection of a
tax, that the statute provided “ a plain, speedy and efficient
remedy, ’ ’ and dismissed the suit for want of jurisdiction.
In Maryland Casualty Co. v. Pacific Coal Co., 312 U. S.
270, referring to a “ controversy” under the declaratory
judgment the Court said (p. 273) :
‘ ‘ Basically, the question in each case is whether the
facts alleged, under all the circumstances, show that
there is a substantial controversy, between parties
having adverse interests, of s u f f ic ie n t im m ed ia n cy and
r e a lity to warrant the issuance of a declaratory judg
ment.” (Italics ours).
In Alabama State Federation of Labor v. McAdory,
Advance opinion Law Ed., Vol. 89, No. 17, page 1270, the
Court said:
“ The requirements for a justiciable case or contro
versy are no less strict in a declaratory judgment pro
ceeding than in any other type of suit” (p. 1276, citing
the Breeze case.) “ This court is without authority to
give advisory opinions.” And on page 1277, “ It has
long been the considered practice not to decide ab
stract hypothetical or co n tin g en t questions.” (Italics
ours.)
In this latest case on declaratory judgments, after
making the following statement (p. 1283):
“ In any event the parties are free to litigate in the
state courts the validity of the statute when actually
applied to any definite state of facts with the right of
appellate review in this court. ’ ’
(The action of the State Officer has a similar status).
The Court then said:
‘ ‘ In the exercise of this court’s discretionary power
to grant or withhold the declaratory judgment remedy
it is of controlling significance that it is in the public
interest to avoid the needless determination of consti
15
tutional questions and the needless obstruction to the
domestic policy of the states by forestalling state ac
tion in construing and applying its own statutes.”
The basis must be laid before rights or privileges can be
claimed, in other words, what the law requires must be fol
lowed and accomplished before a right to registration
arises.
One of the most comprehensive explanations of the
Declaratory Judgment Act is given in Aetna Casualty &
Surety Co. v. Quarles, 92 Fed. (2nd), 321. First, it de
clares, citing the Supreme Court, that it “ is not one that
adds to the jurisdiction of the Court.” (p. 323). Second,
“ The question is x x whether in exercising x jurisdiction,
a discretion exists with respect to granting the remedy
prayed fo r ” (p. 324). Third, it “ expressly provides for the
exercise of discretion.” (p. 324). Fourth, “ it is not to
draw into the Federal Courts the adjudication of causes
properly cognizable by courts of the states.” Fifth, “ the
court should refuse to entertain the bill” where judgment
“ would have meant a piecemeal trying of the controversy
without benefit to anyone. ’ ’ Sixth, ‘ ‘ the right of jury trial
in what is essentially an action at law, may not be denied a
litigant merely because his advisory has asked that the con
troversy be determined upon the declaratory procedure.”
Seventh, “ the two principal criteria x x are (1) When the
judgment will serve as useful a purpose in clarifying and
settling the legal relations in issue, and (2) when it will
terminate and afford relief from the uncertainty, insecurity
and controversy giving rise to the proceedings.”
“ It follows that when neither of these results can be
accomplished the court should decline to remedy the decla
ration prayed. ’ ’
This case was quoted approvingly in Brillhart v. Excess
Ins. Co. 316 U. S. 491 on page 494.
16
The case of this complainant is based wholly on the as
sumption that he was entitled to request registration with
out fulfilling all of the requirements of the law, or offering
to do so.
While no question has been raised as to the constitution
ality of the provisions of our law affecting registration, it
cannot be out of place to call the court’s attention to the
fact that the qualifications of electors are confided by the
Constitution to the States.
In the late case of Smith v. Allbright, 321 U. S. 649, a
suit brought for damages for refusing to permit plaintiff to
participate in a primary election, in other words, a suit
brought to vindicate a right claimed by a plaintiff whose
right was not contested on the ground that he had not fully
complied with the law so as to be eligible to vote in a general
election but because the election was a primary, operating
under fixed rules, the Supreme Court said (p. 657):
‘ ‘ Texas is free to conduct her elections and limit her
electorate as she may deem wise, save only as her ac
tion may be affected by the prohibitions of the United
States Constitution or in conflict with powers dele
gated to and exercised by the National Government.”
The above authorities are we think more than sufficient
to support the .-judgment appealed from. These authorities
abundantly show that federal courts will not lightly disturb
the delicate balances between the rights reserved to the
states in matters of suffrage and elections and federal
guarantees designed to operate in cases where real rights
are actually invaded.
In the instant case appellant alleges no facts in support
of his claim that he was denied registration because of his
race or color, and the facts alleged,—taking them to be true,
-—show that registration was refused on an entirely dif
ferent ground,—that he did not know in what senatorial
17
district he resided. But even if he had been denied registra
tion on the grounds which appellant claims,—but fails to
support by any factual averments,—he could not and can
not under the settled jurisprudence above set out, apply to
the federal courts for relief prior to invoking and exhaust
ing the administrative remedies provided under the Con-
situation which he relies upon and makes a part of his com
plaint.
Of course he shows no basis for a class suit or for a
declaratory judgment.
We respectfully submit that the judgment of the trial
court is correct, and that same should be affirmed.
JOHN E. FLEURY,
Gretna, Louisiana.
E. W AYLES BROWNE,
610 Marshall Street,
Shreveport, Louisiana.
FRANK J. LOONEY,
425 Milam Street,
Shreveport, Louisiana.
Attorneys For Appellee.
TRANSCRIPT OF RECORD.
U N I T E D S T A T E S
CIRCUIT COURT OF APPEALS
FIFTH CIRCUIT.
No. 11,538
W ILLIAM P. MITCHELL,
Appellant,
versus
MRS. GEORGE C. WRIGHT, ET AL.,
Appellees.
Appeal from the District Court of the United States for
the Middle District of Alabama.
(ORIGINAL RECORD RECEIVED DEC. 19/45.)
INDEX.
PAGE
Caption ........................................................................................... 1
Plaintiff’s Amended Complaint and Order thereon 2
Motion of Defendants to Dismiss the Complaint . . . 9
Defendants’ Demand for Jury Trial ................................ 20
Defendants’ Amendment to Motion to Dismiss the
Complaint ......................................................................... 21
Motion of Defendants to dismiss Complaint as
Amended ........................................................................... 23
Opinion of the Court ............................................................. 25
Judgment, entered 10/12/45 ................................................. 35
Notice of Appeal ....................................................................... 36
Appellant’s Designation of Contents of Record on
Appeal and Agreement thereto by Appellees
thereon ................................................................................ 37
Clerk’s Certificate ..................................................................... 39
CAPTION.
BE IT REMEMBERED that at a regular term of the United
States District Court, in and for the Eastern Division
of the Middle District of Alabama, the Honorable
Charles B. Kennamer, United States District Judge
for the Middle District of Alabama, presiding, and
holding its session at Montgomery, Alabama, which
said term began on the 2nd day of April, 1945, and
continued from time to time thereafter, up to and in
cluding the 12th day of October, 1945, there came on
to be heard and determined, among other causes pend
ing on the docket, while Court was regularly in ses
sion, the following cause:
Civil Action No. 102-0.
WILLIAM P. MITCHELL,
Plaintiff,
versus
MRS. GEORGE C. WRIGHT and VIRGIL M. GUTHRIE,
Defendants.
Appearances:
Arthur D. Shores, 1630-Fourth Avenue, No., Birming
ham 3, Alabama., Thurgood Marshall, 20 West 40th
Street, New York, N. Y., Attorneys for Plaintiff and
Appellant.
Robert B. Harwood, Attorney General of Alabama, Mont
gomery, Ala., W. W. Callahan, Assistant Attorney
General of Alabama, Montgomery, Ala.
Hill, Hill, Whiting & Rives, Montgomery, Ala., Attorneys
for Defendant and Appellee.
2
2 AMENDED COMPLAINT.
In the District Court of the United States for the Middle
District of Alabama, Eastern Division.
William P. Mitchell, Plaintiff,
vs. Civil Docket No. 102-0
Mrs. George C. Wright and Virgil M. Guthrie, Defendants.
To The Honorable Judge Of Said Court:
Now comes the plaintiff suing in behalf of himself and
all others similarly situated, and respectfully shows unto
this Honorable Court as follows:
1. The jurisdiction of this Court is invoked under sub
division 11 of Section 41 of Title 28 of the United States
Code, this being an action authorized by law to enforce
the rights of citizens of the United States to vote, and
under subdivision 14 of Section 41 Title 28 of the United
States Code, this being an action authorized by law to be
brought to redress the deprivation under color of law,
statute, regulation, custom and usage of a State of rights,
privileges and immunities secured by the Constitution of
the United States, viz., sections 2 and 4 of Article 1 and
Amendments 14, 15 and 17 to said Constitution, and of
rights secured by laws of the United States, viz., sections
31 and 43 of Title 8 of the United States Code, all of which
will appear more fully hereafter.
2. Plaintiff shows further that this is a proceeding for
a declaratory judgment under section 400 of Title 28 of
the United States Code (Section 274 (d) of the Judicial
Code) for the purpose of determining a question in actual
controversy between the parties to wit: the question
whether the practice of the defendants in enforcing and
X
maintaining the policy, custom and usage by which
plaintiff and other Negro citizens similarly situated pos
sessing all the qualifications of an elector are subjected to
unreasonable tests not required of white electors and who
are thereby denied the right to register solely on account
of their race or color, violates sections 2 and 4 of Article 1
and Amendments 14, 15 and 17 of the Constitution of the
United States.
3. All parties to this action, both plaintiff and defend
ants are citizens of the United States and of the State of
Alabama, and are residents and domiciled in said State.
4. That this is a class action authorized by Rule 23(a)
of the Rules of Civil Procedure for the District Courts of
the United States. The rights involved are of common and
general interest to the members of the class represented
by the plaintiff, namely, Negro citizens of the United
States and residents and citizens of the State of Alabama
and Macon County, Alabama who possess all of the quali
fications to be registered as voters and they possess none
of the disqualifications of voters. Members of this class
are so numerous as to make it impracticable to bring them
all before the Court and for this reason plaintiff prose
cutes this action in his own behalf and in behalf of the
class without specifically naming the said members herein.
5. That persons entitled to register as electors are:
(Alabama Code 1940 Section 32) First: Those who can
read and write any article of the Constitution of the United
States in the English Language, and those who are physi
cally unable to work; and those who can read and write
any article of the Constitution of the United States in the
English Language and who have worked or been regularly
employed in some lawful employment, business or occupa
tion, trade or calling for the greater part of twelve months
next preceding the time they offered to register and those
3
4
who are unable to read and write, if such inability is due
to physical disability.
Second: The Owner in good faith in his or her right,
or the husband of woman or the wife of any man who is
the owner in good faith in his or her own right of forty
acres of land situated in this State, upon which they re
side, or the owner in good faith in his or her own right or
the husband of any woman or the wife of any man who is
the owner in good faith in his or her own right of real
estate situated in the State assessed for taxation at the
value of Three Hundred Dollars or more . . . provided that
the taxes due upon such real or personal property for the
next year in which he or she offers to register shall have
been paid, unless the assessment shall have been legally
contested and it is undetermined, and is subject to none
of the disqualifications providing for registration of elec
tors.
6. Plaintiff, William P. Mitchell, is colored, a person
of African descent and Negro blood, is over the age of
twenty-one years. He is a taxpayer of the State of Ala
bama, and pays tax on real property with an assessed valu
ation in excess of Three Hundred Dollars. Plaintiff alleges
that he is able to read and write any passage of the United
States Constitution, that he has never been adjudged guilty
of felony or any crime and that he is not an idiot or insane.
Plaintiff further alleges that by reason of the allegation
herein above made, he was in all particulars on the 5th
day of July, 1945, and still is possessed of the qualifica
tions of an elector and as such was and is entitled to be
registered as such elector.
7. Defendants’ Mrs. George C. Wright and Virgil M.
Guthrie, hold office pursuant to the laws of Alabama as
Administrative officers of the State of Alabama (Ala
bama Code of 1940 Title 17 Section 21). “Registration
5
shall be conducted in each County by a board of three repu
table and suitable persons to be appointed by the Gover
nor, Auditor and Commissioner of Agriculture and Indus
tries, or by a majority of them acting as a board of ap
pointment, and who must be also qualified electors and
residents of the County and who shall not hold an elec
tive office during their term” . That on the 5th day of
July, 1945, the defendants, Mrs. George C. Wright and
Virgil M. Guthrie, were and at the present time are duly
appointed, qualified and active as registrars of Macon
County, Alabama, in which County plaintiff resides and
whose duty was to enforce the registration laws equally as
to all applicants and to register all applicants qualified for
registration as electors, including your petitioner.
8. That under the laws of the State of Alabama (Ala
bama Code of 1940) Title 17 Section 12) registration is a
pre-requisite to the right of the citizen of said State to
vote in any election, federal, state or local, held in said
State, and unless and until said plaintiff and other mem
bers of the class in whose behalf this suit is brought are
registered, as provided by said laws of Alabama, the said
plaintiff and other members of the class on whose behalf
this suit is brought will not be entitled to vote at any elec
tion held in the State of Alabama, and in said County and
Precinct including the election of federal officers.
9. That defendants have established and are maintain
ing a policy custom and usage of denying to plaintiff and
others on whose behalf this suit is brought the equal pro
tection of the laws by requiring them to submit to tests
not required of white electors applying for registration
and have continued the policy of refusing to register quali
fied Negro electors while at the same time, registering
white electors with less qualifications than those of Ne
gro applicants solely because of race or color.
6
10. That on or about the 5th day of July, 1845, during
the regular registration period while defendants, Mrs.
George C. Wright and Virgil M. Guthrie, were acting as
registrars of voters under the laws of Alabama in conduc
ting the registration of persons qualified to register, plain
tiff made application at the Macon County Court House,
the place for registration of persons qualified to register, he
filled out the regular form for registration, he produced
two persons to vouch for him, as required by the board,
he correctly answered such questions as were asked in
proof of his qualifications, and was ready, willing and able
to give any further information and evidence necessary to
entitle him to be registered; that by reason of the said fact
hereinbefore made, plaintiff was entitled to be registered
as a voter. Plaintiff appled for registration in order to
be eligible to vote in future federal as well as state elec
tions.
11. Plaintiff further shows that during such registration
period and on or about the 5th day of July, 1945, white
persons presenting themselves for registration were not
required to present persons to vouch for them, but were
registered forthwith, whereas your petitioner solely be
cause of his race and color was required to wait long hours
before being permitted to file his application, was re
quired to present persons to vouch for him, after which
the said defendants denied plaintiff application and wrong
fully refused and illegally failed to register plaintiff on
said July 5, 1945, solely on account of his race, color and
previous condition of sevitude. Plaintiff further states
that it has become the general habitual and systematic
practice of said Board of Registrars, including these de
fendants, Mrs. George C. Wright and Virgil M. Guthrie/
and their predecessors in office to refuse to register Ne
gro residents of Macon County, including the plaintiff,
William P. Mitchell.
7
12. That the defendants in refusing to register plaintiff
and other qualified Negroes pursuant to the policy, custom
and usage set out in paragraph nine (9) herein were acting
under color of authority of Macon County and the State
of Alabama, and the refusal to register plaintiff and others
in whose behalf this action is brought is a violation of sec
tions 2 and 4 of Article 1 and Amendments 14, 15 and 17
of the United States Constitution and sections 31 and 43
of Title 8 of the United States Code.
13. There is between the parties as actual controversy
as herein before set forth.
14. That said defendants by their said illegal and wrong
ful acts have damaged this plaintiff in the sum of and to
the extent of Five Thousand (5,000.00) Dollars.
15. That plaintiff and others similarly situated and af
fected on whose behalf this suit is brought, are suffering
irreparable injury and are threatened with irreparable in-,
jury in the future by reason of the acts herein complained
of; they have no plain adequate or complete remedy to re
dress the wrongs and illegal acts herein complained of,
other than this action for damages, for a declaration of
rights and an injunction; and other remedy to which plain
tiff and those similarly situated could be remitted would
be attended by such uncertainties and delays as to deny
substantial relief, would involve multiplicity of suits, cause
further irreparable injury, damage and inconvenience to
the plaintiff and those similarly situated.
Wherefore, plaintiff respectfully prays the Court that
upon filing of this complaint, as may appear proper and
convenient to the Court,, the Court advance this case on
the Docket and order a speedy hearing of this action accord
ing to the law and upon such hearing;
8
1. That this Court adjudge and decree, and declare the
rights and legal relations of the parties to the subject mat
ter herein controverted, in order that such declaration shall
have the force and effect of a final judgment or decree.
2. That this Court enter a judgment or decree declar
ing that the policy, custom or usage of the defendants, and
each of them, in refusing to register as electors plaintiff
and other qualified Negroes solely on account of their race
or color, is unconstitutional as a violation of Amendments
14 and 15 of the United States Constitution.
/ 3. That this Court enter a judgment or decree declar
ing that the policy, custom and usage of the defendants in
subjecting Negroes to tests not required of white appli
cants as a pre-requisite to registering is unlawful and in
violation of the Fourteenth Amendment of the Constitu
tion of the United States.
. 4. That this Court issue a permanent injunction for
ever restraining and enjoining the defendants and each of
them from subjecting Negroes to tests not required of
white applicants as a pre-requisite to register.
5. That the plaintiff have judgment for Five Thou
sand ($5,000.00) Dollars damages.
6. That this Court will allow plaintiff his costs herein,
and such further, other, additional or alternative relief as
may appear to the Court to be just and equitable in the
premises.
ARTHUR D. SHORES,
1630 Fourth Avenue, North
Birmingham, Alabama.
THURGOOD MARSHALL,
Attorneys for Plaintiff.
69 Fifth Avenue,
New York, New York.
9
I hereby cortify that I am counsel for the plaintiff in
this case; that I have this day mailed, postage prepaid, a
duplicate copy of the foregoing amended complaint in this
case to Counsel for defendants as follows: Hon. W. W.
Callahan, Esq., Assistant Attorney General, Montgomery,
Alabama, and Hill, Hill, Whiting and Rives, Montgomery,
Alabama.
ARTHUR D. SHORES.
It is ordered by the Court that the foregoing amended
complaint be allowed and that the same be filed in this
cause.
This the 3rd day of October, 1945.
C. B. KENNAMER,
United States District Judge.
Filed October 3, 1945.
MOTION TO DISMISS THE COMPLAINT.
10 (Title Omitted.)
Come the defendants and move the Court to dismiss the
complaint in this cause and for grounds thereof assign the
following:
1.
The complaint shows that plaintiff’s cause of action is
based upon the Fourteenth and Fifteenth Amendments to
the Federal Constitution and U.S.C.A., Sections 31 and 43,
Title 8, all of which declare rights and inhibitions against
state action and the complaint fails to state any facts show-
10
ing that the Board of Registrars as a Board did any act
violative of the plaintiff’s rights.
2.
The Court is without jurisdiction to entertain this action
which is based solely upon alleged personal wrongs by
these defendants.
3.
The bill fails to allege any facts authorizing the Court
to take cognizance of the alleged rights and grant relief to
other parties alleged to be similarly situated, nor is any
fact shown justifying the Court to assume such jurisdiction
to avoid a multiplicity of suits.
4.
There is no allegation of facts in the complaint that the
alleged Negro residents of Macon County, referred to,
were legally entitled to be registered.
5.
The defendants, Mrs. George C. Wright and Virgil M.
Guthrie, individually have no authority to act or refuse to
act in the matter of registration of a voter, nor has this
Court jurisdiction to make any order, judgment or decree
requiring them individually to register the plaintiff. The
Board of Registrars is a legal entity and it only can grant
or refuse registration, and it only is subject to orders by
the Court with reference to registration.
6.
The complaint fails to allege any facts to show that the
plaintiff was ever refused registration by the Board of
Registrars of Macon County, Alabama.
1 1
7 .
These defendants individually were without authority of
law to pass upon the application of the plaintiff to register.
8.
Under the facts alleged in the complaint the plaintiff did
not apply to the Board of Registrars for registration.
9 .
Under the Alabama laws, referred to in the complaint,
and under the State Constitution there is no discrimination
against the plaintiff because of his color or race, and there
are no facts alleged in the complaint that the defendants
claim that they were acting under and by authority of any
State Constitution or statute of the State of Alabama in
denying the registration of the plaintiff.
10.
From all that appears from the allegations of the com
plaint the defendants, after hearing the application and
all evidence offered thereon, denied registration to the
plaintiff because he failed to establish by evidence to the
reasonable satisfaction of the defendants or the Board of
Registrars, of which they were members, that he was
qualified under the law to be registered.
11.
The complaint fails to allege any facts sufficient to show
that the plaintiff was entitled to register at the time his
application for registration was presented and passed upon.
12
12.
The Board of Registrars in this matter acted in a judicial
capacity and its determination that the evidence was insuf
ficient to entitle the plaintiff to registration is not review-
able by this Court, unless it is made to appear by alleged
facts that the Board acted arbitrarily.
13.
The respondents are shown to have a legal discretion in
passing upon the plaintiff’s qualifications for registration,
and the complaint fails to allege facts showing that they
are liable in damage by reason of wilfully and wrongfully
refusing plaintiff’s right to registration.
14.
The complaint, by its allegations, recognizes that the
Constitution and statutes of the State of Alabama govern
ing registration are lawful and fair on their face. The un
lawful administration of such constitution and laws by these
defendants or the Board of Registrars so as to result in
their unequal application to the Constitution and laws of
the State is not a denial of the equal protection under the
Federal Constitution, unless the complaint alleges a state
ment of facts to show that there was present in the minds
of the defendants at the time of refusing to register the
plaintiff an intention to discriminate against the plaintiff
because of his color or race.
15.
The complaint fails to allege facts to show that there
was an actual discrimination against the plaintiff because
of his color or race.
13
16.
The complaint shows that the plaintiff is not seeking
redress because the State by its laws, customs, or usage is
discriminating against plaintiff or because its laws fail
to afford him equal protection, but rather it shows that
the plaintiff was denied registration by their individual
acts and claims damages against them for such acts.
17.
The bill alleges no facts to show that the plaintiff had
all the positive qualifications required by law to entitle
him to be registered and it also fails to allege facts suf
ficient to show that he had none of the qualifications af
fixed by law.
18.
The complaint alleged no facts that the defendants or
the Board of Registrars have established and are main
taining a policy, custom, or usage of denying to plaintiff
and others the equal protection of the law to submit to
tests not required of white electors applying for registra
tion as alleged in Section 9 of the complaint.
19.
The complaint alleges no statement of facts showing
that it has become the general, habitual, systematic prac
tice of the Board of Registrars and these defendants and
their predecessors to refuse to register Negro residents in
Macon County, including the plaintiff, as alleged in Section
11 of the complaint.
14
20.
The complaint sets out no statement of facts showing any
illegal and wrongful acts that are alleged to have damaged
the plaintiff in the sum of $5,000 alleged in Section 14 of
the complaint.
21.
The complaint shows that the alleged defendants were
acting as individuals in the alleged wrongs to the plaintiff
for which damages are claimed.
22.
The Board of Registrars and the members thereof in
passing upon the application of the plaintiff to register and
in refusing the same acted in a judicial capacity and are
not liable in damages claimed to have been sustained by
plaintiff in refusing him registration.
23.
No facts are stated in the complaint sufficient to show
that a justiciable issue exists between the plaintiff and
these defendants.
24.
No facts are alleged in the complaint to show irreparable
injury to the plaintiff of that he is presently threatened
with such injury as is baldly alleged in Section 15 of the
complaint.
25.
The allegation in Section 9 of the complaint that the de
fendants have established a policy, custom, and usage of
15
denying to plaintiff and others the equal protection of the
law by requiring them to submit to tests not required of
white electors and have continued the policy of refusing
to register qualified Negroes because of race or color is a
mere conclusion, unsupported by any statement of facts.
2 6 .
The allegation in section 10 of the complaint, that the
plaintiff filled out the regular form for registration and
that he correctly answered such questions as were asked
him and that he was ready, willing and able to give any
further information and evidence are all bald conclusions,
wholly unsupported by the allegations of any facts to sup
port the same.
2 7 .
There are no allegations of facts in the complaint tend
ing to show that at the time of the application for regis
tration and the hearing hereon that plaintiff then and there
made known to the defendants or to the Board that he did
possess all the constitutional and statutory qualifications
to entitle him to register, nor is there any allegation of
fact that he made known to the defendants or the Board
that he was ready and willing to answer any other ques
tions, and that he did make known to them then and there
that he had none of the disqualifications set forth in the
State statute disqualifying parties from registration.
2 8 .
The allegation in section 11 that the plaintiff was denied
registration on July 5, 1945, solely on account of race and
color and the further allegation in this section that it has
become the general, habitual and systematic practice for
the Board and these defendants to refuse registration to
16
Negro residents of Macon County are mere conclusions
and no facts are alleged to sustain the same,
29.
The complaint fails to allege sufficient facts to confer
jurisdiction upon this Court to entertain this suit, either as
a suit for declaratory judgment or a judgment at law grant
ing redress to the plaintiff.
30.
The complaint fails to state facts showing that the plain
tiff suffered the wrongs or was denied his rights com
plained of by reason of the acts of the defendants claiming
to act under color of any state statute or state custom or
usage.
31.
The allegations of the complaint do no more than claim
that the defendants and their predecessors had established
and maintained a custom or usage for Macon County that
Negroes should be refused application to register. There
are no allegations or statement of facts to show that such
custom or usage had become state custom or state usage.
32.
The Court is without jurisdiction in this case because
the complaint alleges that the plaintiff wTas refused regis
tration solely on account of race or color. In so acting the
defendants were acting without authority of law and the
Constitution of Alabama and in violation thereof.
17
33.
The Court lacks jurisdiction because under the 1940
Code of Alabama, Title 17, Sections 25, the defendants as
registrars are judicial officers, and act judicially in all
matters pertaining to the registration of applicants, and
further that their said judicial acts are subject to review
on appeal as provided by Section 35 of said Title 17 of said
Code of Alabama, and this Honorable Court has no juris
diction to review the judgments or acts of said judicial of
ficers and has no jurisdiction of this action against them
for or on account of their judicial acts.
34.
The complaint fails to aver or allege that the plaintiff
established by evidence to the reasonable satisfaction of the
board of registrars that he was qualified to register.
35.
The complaint fails to aver or allege that the plaintiff
established by evidence to the reasonable satisfaction of
the board of registrars that he was qualified to register,
and the complaint further fails to aver or allege any facts
showing or tending to show that the action of the defend
ants in denying plaintiff’s application to register was pur
posely discriminatory against the plaintiff.
36.
For aught that appears, on July 5, 1945, the plaintiff was
not qualified to register as an elector of Macon County,
Alabama.
18
37.
There can be no actual or bona fide controversy between
the parties that a person who is denied by State action the
right to register solely on account of his or her race or
color is deprived of a right or privilege guaranteed by the
Constitution of the United States.
38.
The only controversy between the parties relates to the
denial of plaintiff’s application to register, and whether in
fact plaintiff’s said application was properly denied, and
if not properly denied, whether the defendants denied
plaintiff’s application with the purpose of wrongfully dis
criminating against the plaintiff.
39.
The complaint fails to state a claim against defendants
upon which relief can be granted.
40.
The jurisdiction invoked under subdivision 14 of Sec
tion 41, Title 28 of the United States Code is only to re
dress the deprivation of certain rights, privileges and im
munities, and there is no jurisdiction in this Honorable
Court to make or enter a declaratory judgment as to such
rights, privileges and immunities.
41.
It does not appear that the other parties in whose behalf
the plaintiff sues have been deprived of any right, privil
ege or immunity.
19
42.
It does not appear that any of the other parties in whose
behalf the plaintiff sues have made application to register,
or that the application of any of them has been denied.
43.
The plaintiff and the parties in whose behalf he sues
have a full, adequate and complete remedy under the laws
of the State of Alabama.
44.
The rights sought to be enforced are several and individ
ual and should be determined on the merits of each sep
arate case.
45.
The rights sought to be enforced are several, they do not
affect any specific property involved in the action and
there is no common question of law or fact affecting the
several rights, and the relief sought is several and no com
mon relief is sought.
46.
This action can not properly be prosecuted as a class
action.
47.
The plaintiff’s individual claims in this action are ad
verse or hostile to the claims of the parties for whom he
sues.
20
48.
It is not avered or alleged that Negroes possessing the
qualifications to register as electors in the County of Ma
con and State of Alabama and whose applications to regis
ter have been denied constitute a class so numerous as
to make it impracticable to bring them all before the Court.
49.
The one plaintiff does not fairly insure the adequate
representation of all of the parties on behalf of whom he
sues.
50.
It does not' sufficiently appear that the plaintiff has
been deprived of any right, privilege or immunity secured
by the Constitution and laws of the United States.
ROBERT B. HARWOOD,
Attorney General of Alabama.
W. W. CALLAHAN,
Assistant Attorney General of
Alabama.
HILL, HILL, WHITING &. RIVES,
Attorneys for Defendants.
The defendants demand a trial by jury of any and all
issues in this cause triable of right by a jury.
ROBERT B. HARWOOD,
Attorney General of Alabama.
Assistant Attorney General of
Alabama.
HILL, HILL, WHITING & RIVES,
Attorneys for Defendants.
21
I hereby certify that I am of counsel for the defendants
in this case; that I have this day mailed, postage prepaid,
a duplicate copy of the foregoing motion to dismiss the
complaint in this case to Arthur D. Shores, counsel of rec
ord for the plaintiff at his address, 1630 Fourth Avenue,
North, Birmingham 3, Alabama.
Dated August 29, 1945.
W. W. CALLAHAN,
Assistant Attorney General,
State of Alabama.
Filed August 30,1945.
Re-filed Oct. 5,1945.
AMENDMENT TO MOTION TO DISMISS THE COM
PLAINT.
19 (Title Omitted.)
Come the defendants and amend their motion to dismiss
the complaint by adding thereto the following additional
grounds:
51.
Section 43 of Title 8 of the United States Code is un-
constitutionel and void, would deprive persons of property
without due process of law in violation of the Fifth Amend
ment to the Constitution of the United States in that it au
thorizes the recovery of punitive or exemplary damages
but provided no ascertainable standard of guilt.
22
52.
Section 43 of Title 8 of the United States Code violates
the Fifth Amendment of the Constitution of the United
States.
53.
Section 43 of Title 8 of the United States Code is so in
definite as not to enable it to be known what is forbidden
and therefore amounts to a delegation by Congress of leg
islative power to Courts and juries to determine what acts
shall be held to be punishable.
54.
The plaintiff has not pursued the remedies open to him
under the laws of Alabama.
55.
There has been no final action of the State of Alabama,
either administrative or judicial, which denies registra
tion to the plaintiff, as an elector, in that the plaintiff had
a right to apply without delay without expense to himself
to the Circuit Court of Macon County for relief, to sub
mit his qualifications to vote to a jury, and to have them
finally passed on by the Supreme Court of Alabama.
56.
The action of which the plaintiff complains is judicial
and is not the action of the State unless and until the
highest Court of the State confirms such action.
57.
If the action of which the plaintiff complains is admin
istrative then it is not final administrative action of the
State unless and until the plaintiff has pursued the ad-
23
ministrative remedies open to him under the laws of
Alabama.
58.
If the action of the Board of Registrars in passing upon
the plaintiff’s application to register is administrative and
not judicial, then that is likewise true as to action of the
Circuit Court and of the State Supreme Court on appeal
under the provisions of Code of Alabama 1940, Title 17,
Section 35, and there has been no final action of the State
denying the plaintiff registration as an elector.
ROBT. B. HARWOOD,
Attorney General of Alabama.
W. W. CALLAHAN,
Asst. Attorney General of
Alabama.
HILL, HILL, WHITING & RIVES,
Attorneys for Defendants.
Filed Sept. 20,1945.
Re-Filed Oct. 5, 1945.
MOTION TO DISMISS THE COMPLAINT AS AMENDED
21 (Title Omitted.)
Come the defendants and move the Court to dismiss the
complaint as amended in this cause and for grounds there
for assign the following:
51. The defendants refile the motion to dismiss the
comnlaint heretofore filed in this cause to the original com
plaint.
24
52. The plaintiff is not entitled to any relief growing
out of the alleged violation of the guaranties of the Four
teenth and Fifteenth Amendments to the Federal Consti
tution because these amendments inhibit only state action
and these defendants are sued individually.
53. The plaintiff is not entitled to have relief in this
suit for any alleged injury due to any discrimination
against him because of his race or color.
54. The complaint affirmatively shows that to entitle
a person to vote in any election by the people in the State
of Alabama he must have been duly registered as an elec
tor; that the plaintiff has not been so registered; that the
plaintiff does not have the qualifications requisite for an
elector of the most numerous branch of the State Legis
lature; and that, unless and until the plaintiff has regis
tered and qualified as such elector, he has no right, privil
ege or immunity secured by Sections 2 and 4 of Article I
and Amendment Seventeen of the Constitution of the
United States or by either of said provisions.
The defendants pray the judgment of the Court on this
motion to dismiss.
ROBERT B. HARWOOD,
Attorney General.
HILL, HILL, WHITING & RIVES.
W. W. CALLAHAN,
Assistant Attorney General.
I, one of the counsel of record for the defendants, hereby
certify that I have this day mailed a copy of the foregoing
motion, postage prepaid, to Arthur D. Shores, of counsel
for the plaintiff of record, 1630 Fourth Avenue, North,
Birmingham, Alabama.
This the 4th day of October, 1945.
W. W. CALLAHAN.
Filed Oct. 5, 1945.
25
24 In the District Court of the United States for the
Middle District of Alabama, Eastern Division.
William P. Mitchell, Plaintiff,
vs. Civil Action No. 102-0.
Mrs. George C. Wright and Virgil Guthrie, Defendants.
The named plaintiff, William P. Mitchell, brings this
suit on behalf of himself and all others similarly situated
against Mrs. George C. Wright and Virgil M. Guthrie, de
fendants, as individuals. In paragraph 7, of the amended
complaint, the defendants are described as administrative
officers of the state of Alabama, whose manner of appoint
ment and qualifications are set out in section 21, title 17,
Alabama Code of 1940.
Plaintiff William P. Mitchell further avers in paragraphs
8, 9, 10, 11, and 12 of the complaint, as follows:
“That under the laws of the State of Alabama (Alabama
Code of 1940) Title 17 Section 12, registration is a pre
requisite to the right of the citizen of said State to vote in
any election, federal, state or local, held in said State, and
unless and until said plaintiff and other members of the
class in whose behalf this suit is brought are registered,
as provided by said laws of Alabama, the said plaintiff and
other members of the class on whose behalf this suit is
brought will not be entitled to vote at any election held
in the State of Alabama, and in said County and Precinct
including the election of federal officers.
That defendants have established and are maintaining
a policy, custom, and usage of denying to plaintiff and
others on whose behalf this suit is brought the equal pro
tection of the laws by requiring them to submit to tests
not required of white electors applying for registration and
have continued the policy of refusing to register quali
fied Negro electors while at the same time register-
26
ing white electors with less qualifications than those of
Negro applicants solely because of race or color.
That on or about the 5th day of July, 1945, during the
regular registration period while defendants, Mrs. George
C. Wright and Virgil M. Guthrie, were acting as registrars
of voters under the laws of Alabama in conducting the reg
istration of persons qualified to register, plaintiff made
application at the Macon County Court House, the place
for registration of persons qualified to register, he filled
out the regular form for registration, he produced two per
sons to vouch for him as required by the board, he correctly
answered such questions as were asked in proof of his
qualifications, and was ready willing and able to give any
further information and evidence necessary to entitle him
to be registered; that by reason of the said fact herein be
fore made, plaintiff was entitled to be registered as a voter.
Plaintiff applied for registration in order to be eligible to
vote in future federal as well as state elections.
Plaintiff further shows that during such registration
period and on or about the 5th day of July, 1945, white
persons presenting themselves for registration were not
required to present persons to vouch for them, but were
registered forthwith, whereas your petitioner solely be
cause of his race and color was required to wait long hours
before being permitted to file his application, was required
to present persons to vouch for him, after which the said
defendants denied plaintiff application and wrongfully re
fused and illegally failed to register plaintiff on said July
5, 1945, solely on account of his race, color and previous
condition of servitude. Plaintiff further states that it has
become the general habitual and systematic practice of
said Board of Registrars, including these defendants, Mrs.
George C. Wright and Virgil M. Guthrie, and their pre
decessors in office to refuse to register Negro residents of
Macon County, including the plaintiff, William P. Mitchell.
27
That the defendants in refusing to register plaintiff and
other qualified Negroes pursuant to the policy, custom and
usage set out in paragraph nine (9) herein were acting
under color of authority of Macon County and the State
of Alabama, and the refusal to register plaintiff and others
in whose behalf this action is brought is a violation of sec
tion ̂ 2 and 4 of Article 1 and Amendments 14, 15, and 17
of the United States Constitution and section 31 and 43 of
Title 8 of the United States Code.”
The plaintiff asks (1st) for a declaratory judgment, (2)
that this Court issue a permanent injunction, and (3rd)
that the plaintiff have a judgment for $5,000 damages.
The defendants, through their attorneys and the At
torney General of Alabama, have filed a motion to dismiss
the amended complaint on fifty or more separate grounds,
many of the grounds being in substance repetitions, but
the motion as a whole raises the question of the jurisdic
tion of this Court and the sufficiency of the complaint as
to form.
The amended complaint in no manner brings into ques
tion any provisions of the Alabama State Constitution or
any statutes of the State of Alabama as being in conflict
with any provision of the Constitution of the United States.
Oral arguments have been heard by the Court by able
counsel for both the plaintiff and the defendants, and
briefs in support of said arguments have been presented
by counsel for the plaintiff and the defendants. All have
been carefully studied and considered by the Court, and
the Court has made diligent research for enlightment. The
Court now renders the following opinion and order:
The Motion To Dismiss The Cause As A Class Action .
Will Be Granted.
“A class action is an action brought in behalf of other
persons similarly situated.” Calabrese v. Chiumento. 3
F. R. D. 435.
28
For the plaintiff Mitchell to be able to prosecute this
action as a class action, it must be brought in behalf of
other persons similarly situated. And for these other per
sons to be similarly situated, it must be more than a like
lihood that there are such other persons similarly situated,
the situation must actually exist, and the “Class” must be
a reality, not a possibility.
Does a class actually exist here, or is there, according
to the complaint, as amended, an implied allegation, or
belief, that such a group or class is in the making, or that
there is a possibility of such a class developng.
“The purpose of a class action is to enable the Court to
determine finally the rights of a numerous class of individ
uals by one common final judgment.” Farmers Co-op Oil
Co. vs. Socony Vacuum Oil Co. 43 Fed. Supp. 735.
Registration is an individual matter, each case is con
sidered on its own merits and demerits, and whether a
person is entitled to be registered or not, is determined
solely by weighing his qualifications and disqualifica
tions, if any, by the standards outlined in the Constitution
and Statutes of the State of Alabama, which standards are
not questioned by the plaintiff in this action. The question
of unconstitutional discrimination in registration cannot be
determined by groups or classes but must be determined
as to each individual.
The plaintiff here relies on 39 Fed. Supp. 638, McDaniel
v. Board of Public Instruction for Escambia County, Flori
da, for his authority for bringing this suit as a class action;
however, there is a clear distinction in the mind of this
Court as between “Negro school teachers” and a “portion
of a race of people, unclassified and without further iden
tification, who would be entitled to be registered as quali
fied voters, if they possessed certain qualifications and do
not possess certain disqualifications.” One— : school teach
ers,” is specific and definite, easily recognizable as a group
or class, whereas, the other, “Negro citizens of the United
States and residents and citizens of the State of Alabama
29
and Macon County, Alabama, who, (as alleged in the com
plaint) possess all the qualifications to be registered as
voters and possess none of the disqualifications of voters,”
is indefinite, unclassified, and is not recognized by the pub
lic or anyone as a group or class. What marks them as a
class? What characteristics do they possess that sets them
apart as a specific group or class? Where and how are they
identified as such a group or class? There is a difference
between a group or class such as school teachers, stock
holders, employees, or bondholders, wherein the very
word or phrase itself carries with it the thought of several
or numerous persons similarly situated and identified, and
the broad and general allegation of Negro citizens who
possess all the qualifications to be registered as voters and
possess none of the disqualifications of voters.
This Court could not determine by one common final
judgment the rights of such a group as is named party
plaintiffs in this suit. There is not such a group or class
in esse as to make it a class action. The mere allegation
that the defendants discriminated against other members
of the Negro race in Macon County in refusing registration
to them because of their race and color would not suffice
to place them in a class with the plaintiff Mitchell, unless
it was determined by this Court that such person, or per
sons, possessed all the qualifications required by law and
none of the disqualifications, and that refusal to register
said person or persons by the defendants was solely on
account of race discrimination, which can only be done
by considering all the facts and circumstances of each par
ticular case, and only after such finding, if true, would
that person become a member of such class.
In the opinion of this Court, it is not a matter for the
Court to first organize a class in order for a class action
to be prosecuted. It is not for the Court to devise such a
class, and it is not for the Court to set up a class and de
scribe them and identify them so that they might have
the necessary characteristics to be denominated a class for
30
the purpose of bringing a class action. Such a class must
be in existence and must possess such characteristics or
identity to make it ascertainable and recognizable as a
group possessing similar likeness. It must be more than
a request to the Court to find others who have suffered
the same fate as the plaintiff, with the same qualifications
and none of the disqualifications, and designate them as
being similarly situated and therefore entitled to become
members of the class for the purposes of prosecuting a class
action.
The Motion To Dismiss The Complaint As To A Declara
tory Judgment And Permanent Injunction Against The
Defendants Will Be Granted.
“Defendants, (as alleged in plaintiff’s complaint), hold
office pursuant to the laws of Alabama as Administrative
officers of the State of Alabama. (Alabama Code of 1940,
Title 17, Section 21.”
This law under which the defendants hold office as regis
trars of Macon County, Alabama, Section 21, Title 17, of
the Code of 1940, is as follows:
“Registration shall be conducted in each county by a
board of three reputable and suitable persons to be ap
pointed by the governor, auditor and commissioner of
agriculture and industries, or by a majority of them acting
as a board of appointment, and who must be also qualified
electors and residents of the county and who shall not
hold an elective office during their term. One of said mem
bers shall be designated by the Board of appointment as
chairman of the board of registrars for each county. Pro
vided, however, that in counties of over three hundred and
fifty thousand population, according to the last or any sub
sequent federal census, that the governor shall appoint the
chairman of the board of registrars.”
31
No challenge is made by the plaintiff of the law under
which the defendants hold office as members of the board
of registrars of Macon County, or that said defendants are
or have been illegally or unconstitutionally appointed, or
that they have no right to hold the office of registrars of
Macon County, Alabama, or that they have no authority to
examine applicants for registration as to their qualifi
cations and disqualifications, under oath or affirmation,
and to take testimony touching such qualifications.
Section 32, of Title 17, Alabama Code of 1940, sets forth
who shall be qualified to register, provided they shall not
be disqualified under the laws of the state, and it is as
follows:
“ 1st. Those who can read and write any article of the
constitution of the United States in the English language,
and those who are physically unable to work; and those
who can read and write any article of the constitution of
the United States in the English language and who have
worked or been regularly employed in some lawful em
ployment, business or occupation, trade or calling for the
greater part of twelve months next preceding the time they
offer to register, and those who are unable to read and
write, if such inability is due solely to physical disability; or
2nd. The owner in good faith in his or her own right,
or the husband of a woman or the wife of any man who
is the owner in good faith in her or his own right of forty
acres of land situated in this state, upon which they reside;
or the owner in good faith in his or her own right, or the
husband of any woman or the wife of any man who is the
owner in good faith in his or her own right of real estate
situated in this state, assessed for taxation at the value
of Three Hundred Dollars, or more; or the owner in good
faith, in his or her own right, or the husband of any wo
man or the wife of any man who is the owner in good
32
faith in her own or his own right, of personal property
in this state assessed for taxation for Three Hundred Dol
lars or more; provided that the taxes due upon such real
or personal property for the next year preceding the year
in which he or she offers to register shall have been paid,
unless the assessment shall have been legally contested
and is undetermined.”
Section 33, of Title 17, is as follows:
“Any person making application to the board of regis
trars for registration who fails to establish by evidence to
the reasonable satisfaction of the board of registrars that
he or she is qualified to register, may be refused regis
tration.”
Section 34, of Title 17, is as follows:
“The action of a majority of the board of registrars shall
be the action of the board, and a majority of the board shall
constitute a quorum for the transaction of all business.”
And Section 35, provides for the right of appeal from
registration, as follows:
“Any person to whom registration is denied shall have
the right to appeal, without giving security for costs, within
thirty days after such denial, by filing a petition in the
circuit Court or Court of like jurisdiction held for the
county in which he or she seeks to register, to have his
or her qualifications as an elector determined. Upon the
filing of the petition, the clerk of the Court shall give notice
thereof to the solicitor authorized to represent the state
in said county, who shall appear and defend against the
petition on behalf of the state. Upon such trial the Court
shall charge the jury only as to what constitutes the quali
fications that entitle the applicant to become an elector at
33
the time he or she applied for registration, and the jury
shall determine the weight and effect of the evidence, and
return a verdict. From the judgment rendered an appeal
will lie to the supreme Court in favor of the petition to be
taken within thirty days. Final judgment in favor of the
petitioner shall entitle him or her to registration as of the
date of his or her application to the registrars.”
The action of the defendants, of which the plaintiff com
plains, is the failure by them to perform an administra
tive act, the act of placing plaintiff’s name on the roll of
qualified electors of Macon County, Alabama, solely on
account of his race; however, the action of the board of
registrars in denying him registration is but the first step
in the procedure set up by the^aws of Alabama through
which his request for registration must travel before it
becomes final. Section 35, of Title 17, provides for the
right of appeal from the action of the board of registrars,
without giving security for costs, to the circuit Court of
that county, and from the circuit Court to the supreme
Court of Alabama.
“An action by a national bank to recover the amount
of taxes levied by a State and paid under protest, upon
the ground that they were excessive, discriminatory and
violative of Rev. State. Sec. 5219, held not maintainable in
the district Court, where the plaintiff failed to avail itself
of an administrative remedy afforded by the state law as
conclusively established by a decision of the State Su
preme Court. 1st National Bank of Greely, vs. Board of
County Commissioners of the County of Weld. 264 U.S.
450.”
An action such as this cannot be maintained in the fed
eral Courts until the plaintiff has availed himself of that
administrative remedy afforded by the laws of Alabama,
which, in this case, is an appeal from the section of the
34
board of registrars to the circuit Court of Macon County,
Alabama, and from that Court to the Supreme Court of
Alabama. And this is not in conflict with the opinion of
Justice Frankfruter in Lane v. Wilson, 307 U. S. 268, where
the law itself worked discrimination against the colored
race, and the Court held that resort to the federal Court
may be had without first exhausting the judicial (distin
guished from administrative) remedies of the state Courts.
The plaintiff, at the time he presented himself for regis
tration to the board of registrars of Macon County, Ala
bama, nor at any time since, or now, made, or makes, ob
jection to the administrative machinery extablished by
state law for registration of voters, but, on the contrary,
took advantage of the initial step in such machinery to
present himself to the board of registrars at the proper
time and place for registration, however, after he was
denied registration by the board, he forsook the remaining
parts of the machinery, or the other steps open to him by
the same law which created the initial step, the board of
registrars, and which remaining parts or other steps he
nowhere complains of as being unfair or unconstitutional,
and shifted his quest for registration from the adminis
trative machinery of the state of Alabama, to the federal
district Court for the middle district of Alabama, in which
district Macon County is located.
He makes no charge in this Court that if he pursued the
course open to him in the state machinery that he would
not be registered, and from aught that appears here, had
he followed the procedure open to him by state law, he
might have found relief in the circuit or the supreme
Courts of Alabama.
A case very much in point to the case now before this
Court is Trudeau v. Barnes, 65 Fed. 2nd. 563, and in that
case, Circuit Judge Bryan says:
“It is idle to say that the defendant as registrar had the
arbitrary power to deny plaintiff the right to vote. We
35
cannot say, and refuse to assume, that, if the plaintiff
had pursued the administrative remedy that was open to
him, he would not have received any relief to which he
was entitled. At any rate, before going into Court to sue
for damages, he was found to exhaust the remedy afford
ed him by the Louisiana Constitution.”
In the event the. plaintiff follows the administrative
remedy afforded by the Alabama Law, and is granted reg
istration, at whatever step in such machinery registration
is granted, such registration, under Alabama law, shall be
as of the date of his application to the board of registrars,
therefore, throughout the machinery, registration remains
an administrative act.
This Court is of the opinion that the plaintiff is preclud
ed from shifting from the initial step of the state machin
ery to the federal Court and must avail himself of that ad
ministrative remedy afforded by the state laws of Ala
bama.
Order Of The Court.
It is ordered, adjudged, and decreed by the Court that
the motion to dismiss the complaint, as amended, be, and
the same is, granted, and the complaint, as amended, is
dismissed.
Done this the 12th day of October, 1945.
C. B. KENNAMER,
United States District Judge.
Filed October 12, 1945.
36
33 NOTICE OF APPEAL TO CIRCUIT COURT OF
APPEALS.
In the District Court of the United States for the Middle
District of Alabama.
William P. Mitchell, Plaintiff,
vs. Civil No. 102-0.
Mrs. George C. Wright and Virgil M. (Guthrie, Defendants.
Notice is hereby given that William P. Mitchell, plain
tiff above named, hereby appeals to the Circuit Court of
Appeals for the Fifth Circuit from the order sustaining
defendant’s motion to dismiss and dismissing plaintiff’s
suit entered in this action on October 12, 1945.
ARTHUR D. SHORES,
1630 Fourth Avenue, N.,
Birmingham, Alabama.
THURGOOD MARSHALL,
20 West 40th Street,
New York, New York.
Attorneys for Appellant.
I hereby certify that I have this day mailed a copy of
the foregoing, postage prepaid, to Hon. W. W. Callahan
one of counsel for the Defendants of Record, at Montgom
ery, Alabama.
This 27th day of November, 1945
ARTHUR D. SHORES.
Filed Nov. 29, 1945.
37
DESIGNATION OF CONTENTS OF RECORD IN
APPEAL.
34 (Title Omitted.)
William P. Mitchell, Plaintiff,
vs. Civil No. 102-0.
Mrs. George C. Wright and Virgil M. Guthrie, Defendants.
William P. Mitchell, plaintiff in this cause, hereby desig
nates the following records and proceedings to be included
in the record on appeal, to the Circuit Court of Appeals
Fifth Circuit, as provided by the rules of the Court:
First: Amended Complaint.
Second: Motion to Dismiss Complaint.
Third: Motion to Complaint as Amended.
Fourth: Opinion of the Court and Decree of Dismissal.
Fifth: Notice of Appeal, with date of filing the same.
Sixth: This Designation of Record.
ARTHUR D. SHORES,
1630-Fourth Avenue, No.
Birmingham 3, Alabama.
THURGOOD MARSHALL,
20 West 40th Street,
New York, New York.
Attorneys for Appellant.
38
I hereby certify that I have this day mailed a copy of
the foregoing, postage prepaid, to Hon. W. W. Callahan
one of counsel for the Defendants of Record, at Montgom
ery, Alabama.
This 27th day of November, 1945.
ARTHUR D. SHORES.
The Defendants agree to the foregoing designation of
contents of the record on appeal.
This Dec. 1,1945.
WILLIAM N. McQUEEN,
Attorney General of Alabama.
W. W. CALLAHAN,
Assistant Attorney General of
Alabama.
HILL, HILL, WHITING & RIVES,
Attorneys for Defendants.
Filed Nov. 29, 1945.
39
CERTIFICATE.
United States of America,
Middle District of Alabama.
I, 0. D. STREET, JR., Clerk of the United States Dis
trict Court, Middle District of Alabama, do hereby certify
that the foregoing pages numbered one to thirty-four, both
inclusive, contain a full, complete, true and perfect trans
cript of the procedings on appeal in the case of William P.
Mitchell, Plaintiff, versus Mrs. George C. Wright and
Virgil M. Guthrie, Defendants, Civil Action No. 102-0 of the
Docket of said Court.
Witness my hand and the seal of said Court at the City
of Montgomery, Alabama, on this the 17 day of December,
1945.
O. D. STREET, JR.,
(Seal) Clerk, United States District
Court, Middle District of
Alabama.
E. S . U PTON P R IN T IN G C O .. NEW O RLEAN S— 82975
U N I T E D S T A T E S
CIRCUIT COURT OF APPEALS
FIFTH CIRCUIT.
No. 11,538
WILLIAM P. MITCHELL,
versus
Appellant,
MRS. GEORGE C. WRIGHT, ET AL.,
Appellees.
Appeal from the District Court of the United States for
the Middle District of Alabama.
BRIEF FOR APPELLEES.
HILL, HILL, WHITING & RIVES,
Montgomery, Alabama,
E. C. BOSWELL,
Geneva, Alabama,
W. C. HARE,
Tuskogee, Alabama,
Of Counsel.
WILLIAM N. McQUEEN,
Attorney General of the State of Ala
bama, Montgomery, Alabama,
W. W. CALLAHAN,
Asst. Attorney General of the State
A labama’ Montgomery, Alabama,
RICHARD T. RIVES,
107% Washington Street,
Montgomery, Alabama,
Attorneys for Appellees.
\
TABLE OF CONTENTS.
STATEMENT OF THE CASE ..................................... 1
BRIEF OF THE ARGUMENT ..................................... 3
I The plaintiff had not exhausted his adminis
trative remedies under the State law . . . 3
II For appellant to be entitled to relief action
by the State is necessary ......................... 9
III Appellant may not properly maintain this suit
as a class action .......................................... 16
IV Appellant may not properly maintain this suit
as an action for declaratory judgment . . . 18
V The appellees individually are not liable to the
appellant for damages ............................... 20
CONCLUSION .................................................................. 23
TABLE OF CASES.
American Auto Co. v. Freundt (7th C. C. A.) 103
Fed. 2d 613, 617, 618 ........................................... 19
Barney v. N. Y., 193 U. S. 430, 48 L. ed. 737 .......... 14
Breedlove v. Suttles, 302 U. S. 277, 82 L. ed. 252 . . . 12
Brillhart v. Excess Ins. Co., 316 U. S. 491, 86 L. ed.
1620 .......................................................................... 19
Commonwealth, ex rel. Dimmit v. O’Connell, 298 Ky.
44, 181 S. W. (2d) 691, 696 (1944) .................. 11
Encyclopedia Americana, Vol. 27, page 467 ................. 13
Ex p. Virginia, 100 U. S. 339, 25 L. ed. 676, 680 . . . . 6
Ex p. Yarbrough, 110 U. S. 651, 28 L. ed. 274 . . . .10,13,14
Felix v. United States (1911, 5 C. C. A.) 186 Fed. 685,
689 .............................................................................10,13
Gilchrist v. Interborough Rapid Transit Co., 279 U. S.
159, 208, 73 L. ed. 652, 664 ............................... 16
Giles v. Harris, 189 U. S. 475, 47 L. ed. 909 .............. 18
PAGE
TABLE OF CASES— (Continued)
Henderson Water Co. v. Corporation Commission,
269 U. S. 278, 70 L. ed. 273 ........................... :. 4
Hill v. Mendenhall, 88 U. S. 453 ................................. 20
Keller v. Potomac Elec. Power Co., 261 U. S. 428,
67 L. Ed. 731 ........................................................ 4,6
Lane v. Wilson, 307 U. S. 268, 59 S. Ct. 872, 83 L. ed.
1281 ...................................................................3,6,14,15
Murphy v. Ramsey, 114 U. S. 15 ................................. 21
Pacific Telephone Co. v. Kuykendall, 265 U. S. 196,
68 L. ed. 975 ........................................................ 6
Pacific States Box & Basket Co. v. White, 296 U. S.
185 ............................................ 21
Package Clothier Corp. v. Sealright Co., 4 Fed. Rules
and Decisions, 114, 118 ..................................... 21
Pope v. Williams, 193 U. S. 621, 632, 48 L. ed. 817, 822 12
Porter v. Investor’s Syndicate, 286 U. S. 461, 76 L.
ed. 1226, 287 U. S. 346, 77 L. ed. 354 ............. 4,6
Prentis v. A. C. L. R. Co., 211 U. S. 210, 226, 53 L.
ed. 150, 159 .......................................................... 4,6
Raymond v. Chicago Union Traction Co., 207 U. S.
20, 41, 52 L. ed. 8 9 ............................................... 14
Screws v. U. S., 89 L. ed. 1029 (Adv. Ops.) ..........9,12,15
Snowden v. Hughes, 321 U. S. 1, 13, 17, 88 L. ed. 497,
505, 507 (collecting cases) ................................. 15
Southern Railway Co. v. King, 217 U. S. 525 ............. 20
State v. Crenshaw, 138 Ala. 506, 35 So. 456 ............. 8
Straus v. Foxworth, 231 U. S. 162 ............................... 20
Trudeau v. Barnes (5th C. C. A.) 65 F. 2d 563, 564,
certiorari denied 290 U. S. 659, 78 L. ed. 571 . .4, 6,7
U. S. C. A. Title 28, Sec. 400, Notes 25 and 2 6 ........ 18,19
United States v. Aezel, 219 Fed. 917, 931 ................... 10
United States v. Classic, 313 U. S. 299, 315, 85 L. ed.
1368, 1377 .............................................................. 10
United States v. Reese, 92 U. S. 218, 23 L. ed. 564 14
Wiley v. Sinkler, 179 U. S. 58, 66. 45 L. ed. 84, 89 . .. 11
II
PAGE
m
UNITED STATES CONSTITUTION.
Article 1, Sections 2 and 4 .....................................9,11,13
Seventeenth Amendment .............................................. 9,11
Fourteenth Amendment ............................................. 9,14,18
Fifteenth Amendment ........................................... 9,13,14,18
ALABAMA CONSTITUTION.
Section 178, (1901) ......................................................2,12,21
Section 181 ....................................................................... 2,21
STATUTES.
Section 21, Title 17, Alabama Code 1940 .................. 5,17
Section 22, Title 17, Alabama Code 1940 .................. 17
Section 35, Title 17, Alabama Code 1940 ................. 5, 20
Section 4-3, Title 8, U. S. Code ..................................... 9
Section 41, Subdivision 14, U. S. Code ..................... 9,18
Section 41, Title 28, U. S. Code ................................... 18
TREATISES AND ARTICLES.
18 American Jurisprudence, 232, Elections Sec. 84 .. 11
42 American Jurisprudence, Public Administrative
Law, Sections 72 and 74 ................................... 19
Rule 23(a) Rules of Civil Procedure ......................... 17
PAGE
UNITED STATES CIRCUIT COURT OF APPEALS,
FIFTH CIRCUIT.
No. 11,538.
WILLIAM P. MITCHELL,
Appellant,
versus
MRS. GEORGE C. WRIGHT, ET AL.,
Appellees.
Appeal from the District Court of the United States for
the Middle District of Alabama.
BRIEF FOR APPELLEES.
STATEMENT OF THE CASE.
Appellant’s “statement of the case” needs correction in
a few respects:
1. The averments to the effect that the defendants had
established a general policy, custom or usage of refusing
to register qualified Negro electors and that pursuant to
that policy, custom or usage, they refused to register
2
plaintiff, and other similar averments were made as con
clusions unsupported by any averments of fact (R. 5,
Para. 9, R. 7, Para. 12, R. 13, 14, 15, Grounds 19, 25, 26,
28).
2. The averments that the plaintiff possessed the quali
fications of an elector, and as such was entitled to register as
such elector were “by reason of the allegation hereinabove
made” (R. 4, Para. 6), and “by reason of the said fact here
inbefore made” (R. 6, Para. 10), and hence were based on
the facts particularly alleged. The motion to dismiss (R.
17, Ground 36, among others) made the point that for
aught that appears, the plaintiff was not qualified to
register as an elector of Macon County, Alabama. The
complaint did allege that plaintiff resides in Macon Coun
ty, Alabama (R. 5, Para. 7), but nowhere did it allege
that he had resided in the State at least two years, in
the County one year, and in the precinct or ward three
months at the date of the next general election after
July 5, 1945, the date on which he offered to register
(Alabama Constitution 1901, Sections 178 and 181).
3. The class whom the plaintiff claimed to represent
was defined by paragraph 4 of the amended complaint
(R. 3) as:
“The rights involved are of common and general
interest to the members of the class represented by
the plaintiff, namely, N e g r o c itiz en s o f th e U nited
S ta tes an d r e s id e n ts an d c itiz en s o f th e S ta te o f A la
bam a and M a co n C o u n ty , A la b a m a w h o p o ss ess all of
th e q u a lifica tio n s to b e r e g is te r e d as v o te r s an d they
p o ss ess n o n e o f th e d isq u a lifica tion s o f v o te r s . Mem-
3
bers of this class are so numerous as to make it im
practicable to bring them all before the Court and
for this reason plaintiff prosecutes this action in his
own behalf and in behalf of the class without speci
fically naming the said members herein.” (Italics
ours.)
Though the point was expressly raised by grounds 42
(R. 19) and 48 (R. 20) of the motion to dismiss, there
was never any averment that any of the parties in whose
behalf the plaintiff sued had made application to register,
or had been denied registration.
BRIEF OF THE ARGUMENT.
We shall, so far as practicable, discuss the legal proposi
tions in the same order in which they are argued in Ap
pellant’s brief.
I.
The District Court properly declined to take jurisdic
tion because th e p la in tiff had n o t ex h a u s ted his ad m in is
tra tiv e r e m e d ie s u n d e r th e S ta te law .
The opinion of the learned District Judge is so clear
and, we submit, conclusive, on this point, that we respect
fully request the members of this Court to re-read par
ticularly that part of the opinion appearing on pages 33,
34 and 35 of the Record.
In the case of L a n e v . W ilso n , 307 U. S. 268, 59 S. Ct.
872, 83 L. ed. 1281, relied on by Appellant, Mr. Justice
Frankfurter, speaking for the Court, said at page 274:
4
“Normally, the state legislative process, sometimes
exercised through administrative powers conferred
in state courts, must be completed before resort to
the federal courts can be had.”
In that case, however, the Supreme Court held that the
state procedure provided by the Oklahoma statute was a
conventional judicial proceeding and, of course, resort to
a federal court may be had without exhausting the judi
cial remedies of state courts. On the other hand, this
Court in T ru d ea u v . B a rn es (5th C. C. A.) 65 F. 2d 563,
564; certiorari denied 290 U. S. 659, 78 L. ed. 571, held
that the remedy afforded by the Louisiana Constitution
was an administrative remedy which the plaintiff was
bound to exhaust before going into the Federal Court to
sue for damages.
From those decisions involving the registration of
electors as well as from the uniform holdings of the
Supreme Court, there can be no doubt that if the plain
tiffs remedy by appeal provided by State law is an ad
ministrative remedy, then the plaintiff must exhaust
that remedy before suing for damages in the Federal
Court.
P r e n t is v . A . C. L . R. C o., 211 U. S. 210, 226, 53
L . ed . 150, 159.
H e n d ers o n W a te r C o. v . C o rp o ra tio n C om m ission ,
269 U . S. 278, 70 L . ed . 273.
K e l l e r v . P o to m a c E lec . P o w e r C o ., 261 U. S. 428,
67 L . ed . 731.
P o r t e r v . I n v e s to r ’s S y n d ica te , 286 U. S. 461, 76
L . ed . 1226.
S a m e ca se , 287 U. S. 346, 77 L . ed . 354.
5
Appellant does not dispute that proposition of law, but
contends that the remedy provided under Section 35 of
Title 17 of the Alabama Code of 1940 is judicial rather
than administrative, and that is the chief point of differ
ence between us. A la ba m a C o d e 1940, T itle 17, S e c t io n 35
reads as follows:
“Sec. 35. Right of appeal from registration.—Any
person to whom registration is denied shall have the
right of appeal, without giving security for costs,
within thirty days after such denial, by filing a peti
tion in the circuit court or court of like jurisdiction
held for the county in which he or she seeks to
register, to have his or her qualifications as an elector
determined. Upon the filing of the petition, the
clerk of the court shall give notice thereof to the
solicitor authorized to represent the state in said
county, who shall appear and defend against the
petition on behalf of the state. Upon such trial the
court shall charge the jury only as to what consti
tutes the qualifications that entitle the applicant to
become an elector at the time he or she applied
for registration, and the jury shall determine the
weight and effect of the evidence, and return a ver
dict. From the judgment rendered an appeal will lie
to the supreme court in favor of the petitioner to be
taken within thirty days. Final judgment in favor
of the petitioner shall entitle him or her to regis
tration as of the date of his or her application to the
registrars.”
That statute is a v e r b a t im copy from the sixth sub
division of Section 186 of the 1901 Constitution of Ala
bama having to do with the registration of electors until
the first day of January, 1903, and which is copied at the
bottom of page 47 and top of page 48 of appellant’s brief.
6
There could, therefore, hardly be any claim that the statute
is unconstitutional and, as the District Judge noted (R. 34)
the appellant made and makes no such claim.
The question is whether the remedy of appeal provided
by the Alabama statute is administrative or judicial.
W h e th e r an a c t is ju d ic ia l o r a d m in is tra tiv e is determ ined
b y its ch a ra c te r and n o t b y th e ch a ra c te r o f th e a gen t.
E x p. V irg in ia , 100 U. S. 339, 25 L . ed . 676, 680.
P ren tis v . A . C. L . R . C o ., 211 U. S. 226, 53 L. ed.
159.
K e l l e r v . P o to m a c E lec . P o w e r C o., 261 U. S. 428, 61
L . ed . 731.
P o r te r v . I n v e s to r ’s S y n d ica te , 286 U. S. 461, 76 L.
ed . 1226.
S a m e ca se , 287 U. S. 346, 77 L . ed . 354.
P a c if ic T e le p h o n e C o. v . K u y k en d a ll , 265 U. S. 196,
68 L . ed . 975.
It is respectfully but earnestly submitted that a reading
of the opinions in the six cases just cited will make clear
the distinction between L a n e v . W ils o n , su p ra , and Tru
d ea u v . B a rn es , supra .
The Oklahoma statute considered in L a n e v . W ilson is
copied on pages 52 and 53 of Appellant’s brief. It pro
vides that:
“Wherever an elector is refused registration by any
registration officer su ch a ctio n m a y b e r e v iew ed by
the district court of the county by the aggrieved
elector by his filing within ten days a petition with
the Clerk of said court, whereupon su m m o n s shall be
7
issu ed to said r e g is tra r requiring him to answer with
in ten days, and the district court shall be a (give
an) expeditious hearing and from his judgment an
appeal will lie at the instance of e i th e r p a r ty to the
Supreme Court of the State as in c iv il ca ses .” (Italics
ours.)
The appeal, under the Oklahoma statute, is simply a
“ r e v ie w ” of the action of the registration officer; the
aggrieved elector and the registrar are the two p a rties
to the proceeding; the appeal to the Supreme Court lies
“ as in c iv il ca s es ” . In Oklahoma, neither the District
Court nor the Supreme Court can grant any affirmative
relief, or can go any further than to “ r e v i e w ” the action
of the registration officer.
The provision of the Constitution of Louisiana con
sidered in T ru d ea u v . B a rn es , su pra , is copied on page 51
of Appellant’s brief. Under that provision a person denied
registration “ shall have the right to a p p ly fo r r e l i e f to
the district court” ; the verdict there “ shall be a fin a l d e
term ination of the cause” . (Italics ours.)
In Oklahoma, the district court simply r e v ie w s the ac
tion of the registrar, apparently either to affirm that
action or to reverse or quash the action and send the ap
plication back to the registrar for further proceeding. In
Louisiana, the district court grants r e l ie f , and the ver
dict there is a fin a l d e te rm in a tio n of the cause. The
“r ev iew ” of the Oklahoma district court is clearly a judi
cial proceeding. The application for “ r e l i e f ” in the Louis
iana district court is clearly an administrative proceeding.
There is no conflict between L a n e v . W ils o n , su p ra , and
8
T ru d ea u v . B a rn es , su pra . Both decisions are sound and
a clear understanding of the distinction between them
points unerringly to the proper decision of the case at
bar.
In Alabama, a person denied registration may appeal to
the Circuit Court “ w ith o u t g iv in g s e c u r ity fo r c o s ts ” ; the
appeal is by petition “ to h a v e his o r h e r q u a lifica tion s as
an e l e c to r d e te r m in e d ” ; the only charge to the jury is
“as to w h a t c o n s titu te th e q u a lifica tion s th a t e n t i t le the
a p p lica n t to b e c o m e an e l e c to r at th e t im e h e o r she
a p p lied fo r r e g is tr a tio n ” ; there is no review of the pro
ceedings already had before the registrar, but the jury
returns a verdict upon the single issue of whether the
applicant possessed the qualifications that entitle him to
become an elector at the time he applied for registration;
“final judgment in favor of the petitioner shall entitle
h im o r h e r to r e g is tr a tio n as of the date of his or her
application to the registrars.”
In Alabama the State has no right of appeal where the
applicant is granted registration.
S ta te v . C ren sh a w , 138 A la . 506, 35 S o. 456.
That is true also under the Louisiana Constitution, but
not under the Oklahoma statute which gives “ either
p a r ty ” the right to appeal to the Supreme Court of that
State.
Clearly, we submit, under all of the foregoing authori
ties, the remedy provided by the Alabama Legislature is
administrative, and the appellant must avail himself of
9
that administrative remedy before coming into the Federal
Court.
The same result follows also from a principle of sub
stantive law which we shall argue in a subsequent divi
sion of this brief, viz: action of the registrars taken not in
accordance with, but rather in defiance of their duties
under Alabama law cannot be deemed the action of the
State, certainly not until the applicant has pursued his
administrative remedies provided by state law.
n.
For appellant to be entitled to relief, a ctio n b y th e
State is n ec e s s a ry .
Title 8, Section 43 and subdivision 14 of Section 41,
United States Code, provide for actions or suits for de
privation of civil rights “under color of any statute, ordi
nance, regulation, custom, or usage of any state or terri
tory.”
The Fourteenth and Fifteenth Amendments to the Con
stitution of the United States protect only against action
by the State, and when the deprivation claimed is of a
right secured by those amendments, action by the State
must be established.
S cre w s v . U n ited S ta tes , 89 L . ed . 1029 ( A d v . O p s .) .
On the other hand, the right to vote in Congressional
elections is provided by Article 1, Sections 2 and 4 of the
Constitution, and by the 17th Amendment.
10
“And since the Constitutional command is without
restriction or limitation, the right, unlike those guar
anteed by the 14th and 15th amendments, is secured
against the actions of individuals as well as of
States.”
U. S. v . C la ssic , 313 U. S. 299, 315, 85 L . ed . 1368,
1377.
S e e also: F e l ix v . U. S., (5 th C . C. A . ) 186 F ed . 685,
108 C . C. A . 503.
V . S. v . A e z e l , 219 F ed . 917, 931.
E x p . Y a r b r o u g h , 110 U. S. 651, 28 L . ed . 274.
To think clearly upon the subject, we must have a clear
understanding of just what constitutional right the appel
lant can claim under each provision of the Constitution.
“ T h e r ig h t o f q u a lified v o te r s to cast their ballots and
have them counted at Congressional elections” (Italics
ours) is the right secured by the Constitution of the
United States insofar as Congressional elections are con
cerned.
U. S. v . C la ssic , 313 U. S. 299, 315, 85 L . ed . 1368,
1376.
E x p . Y a r b r o u g h , 110 U. S. 651, 28 L . ed . 274.
In the C la ssic case the charge was that the defendants
wilfully altered and falsely counted and certified the
ballots of votes cast in a primary election for members
of Congress. There was no question of the qualification of
the voters. Every case holding that the right to vote for a
member of Congress is fundamentally based upon the Con
stitution of the United States has been a case where a
f q u a lified voter undertook to cast his ballot, or complained
that his ballot had not been properly counted or certified.
11
It has never been held that the right secured by the Con
stitution of the United States extends to the qualifications
of the voters.
To be qualified under Article 1, Sections 2 and 4, or
under the 17th Amendment, “ the electors in each State
shall have the qualifications requisite for electors of the
most numerous branch of the State Legislatures” . Hence
the right to vote for members of Congress or of the Senate
of the United States is dependent upon the possession of
such qualifications by the elector.
Whether registration merely provides a means of fur
nishing proof of the required qualifications, or is itself one
of the qualifications of an elector within the meaning of
Article 1, Section 2, and Amendment 17 of the United
States Constitution, whether direct legislation by Con
gress providing for the registration of voters in Congres
sional elections would be constitutional—these questions
are .not here presented.
See C o m m o n w ea lth , e x re l. D im m it v . O ’C o n n e ll,
298 K y . 44, 181 S. W. (2 d ) 691, 696 (1 9 4 4 ).
18 A m . J u r isp ru d en ce , 232, E le c t io n s S ec . 84.
Certainly in the absence of legislation by Congress, it
cannot be debated that compliance with the state law as
to registration is a prerequisite to the right to vote for
members of Congress.
For one to insist on his right to vote for a member of
Congress “he must not only have the requisite qualifica
tions of an elector, but he must have been registered” .
W ile y v . S in k ler , 179 U. S. 58, 66, 45 L . ed . 84, 89.
12
The appellant, until he has become registered as a
qualified elector, is not in position to complain that he
is deprived of the right of a qualified voter to vote in
Congressional elections secured by the Constitution of the
United States.
To hold otherwise would, we submit, result in unwar
ranted interference with the right of a State to ascertain
the qualifications of its own electors (subject, of course, to
the requirement of the 15th Amendment that the State
not discriminate on account of race, color, or previous
condition of servitude). If the civil action is here main
tainable, and if the same act be done wilfully, then the
Federal Government may intervene by criminal prosecu
tion.
S c r e w s v . U n ited S ta tes , 89 L . ed . 1029 ( A d v . O ps.).
Thus, under appellant’s contention, the United States
might control the in d iv id u a l co n d u c t of State Registrars in
passing on the qualifications of electors for State offices.
Registration as an elector is one of the qualifications
to vote in “ any election by the people” , State, County or
municipal.
A la b a m a C o n s titu tio n 1901, S e c t io n 178.
Privilege to vote in a State is within the jurisdiction of
the State so long as there is no discrimination.
P o p e v . W illia m s, 193 U. S. 621, 632, 48 L . ed . 817,
822.
B r e e d lo v e v . S u ttles , 302 U. S. 277, 82 L . ed . 252.
13
Only indirectly (and possibly only in the absence of
Congressional action on the subject) do the actions of
the State Registrars ascertain the qualification of an
elector to vote in a Congressional election.
“The States in prescribing the qualifications of
voters for the most numerous branch of their own
Legislatures, do not do this with reference to the
election for members of Congress. Nor can they
prescribe the qualification for voters for those eo
n o m in e . They define who are to vote for the popu
lar branch of their own Legislature, and the Con
stitution of the United States says the same persons
shall vote for members of Congress in that State. It
adopts the qualification thus furnished as the qualifi
cation of its own electors for members of Congress.”
E x p. Y a r b r o u g h , 110 U. S. 651, 28 L . ed . 274, 278.
F e l i x v . U n ited S ta tes (1911 , 5 C. C. A . ) 186 F ed .
685, 689. W /
Article 1, Section 2 has been in the Constitution of the V V 'J
United States since its adoption, but has never been held /
to confer any right upon a Negro possessing the necessary >'■'
qualifications to vote in Congressional elections. Until
the adoption of the 15th Amendment negroes were openly
discriminated against not only by Southern but by North
ern States. “Vermont, Massachusetts, New Hampshire and
New York alone before 1861 did not disfranchise them.
* * * As late as 1868 most of the Northern States gave
them no political privileges.”
T h e E n c y c lo p e d ia A m er ica n a , V o l. 27, p a g e 467.
The Fifteenth Amendment conferred a new constitu
tional right.
14
The Fifteenth Amendment “has invested the citizens
of the United States with a new constitutional right which
is within the protecting power of Congress. T h at r igh t
is an e x e m p t io n fr o m d iscr im in a tion in th e e x e r c i s e of the
e l e c t iv e fra n ch is e o n a cco u n t o f ra ce , c o lo r o r p rev io u s
co n d itio n o f s e r v itu d e .” (Italics ours.)
U n ited S ta tes v . R e e s e , 92 U. S. 218, 23 L . ed . 564.
E x p . Y a r b r o u g h , 110 U. S. 651, 28 L . ed . 274, 278.
See L a n e v . W ilso n , 307 U. S. 273, 274, 83 L. ed.
1281, 1287.
It is by virtue of this new right invested by the Fifteenth
Amendment and not by virtue of Article 1, Section 2, or
of any other part of the original Constitution that the
plaintiff has a right to complain of discrimination in as
certaining his qualification to vote even in Congressional
elections. That consideration shows the significance of
the statement of Mr. Justice Frankfurter speaking for the
Court in the case of L a n e v . W ilso n , 207 U. S. 268, 274, 83
L. ed. 1281, 1287:
“The basis of this action is inequality of treat
ment, though under color of law, not denial of the
right to vote.”
The 14th and 15th Amendments protect only against
action by the State. Can action of the Board of Registrars
taken in defiance of the duties of the Board under Ala
bama law be deemed the action of the State? Upon that
question, the cases seem to be divided.
See B a r n e y v . N . Y ., 193 U. S. 430, 48 L . ed . 737.
R a y m o n d v . C h ica g o U n ion T ra c tio n C o., 207 U. S.
20, 41, 52 L . ed . 89.
15
S n o w d e n v . H u g h es , 321 U. S. 1, 13, 17, 88 L . ed .
497, 505, 507 (collecting cases).
S c r e w s v . U . S., 89 L . ed , 1029 (A d v . O p s .) .
No case, however, has gone so far as to hold that when
the State law' is fair and constitutional, and the State
has provided a clear administrative remedy, free from
expense, for the enforcement of that law, that the action
of subordinate officers contrary to the State law can be
considered the action of the State itself until such ad
ministrative remedy has been exhausted.
Appellant relies upon the case of L a n e v . W ils o n , 307
U. S. 268, 59 S. Ct. 872, 83 L. ed. 1281, and on pages 9 and
10 of his brief severely criticizes the opinion of the Dis
trict Judge for distinguishing this proceeding from that
case on the ground that in that case the “law itself worked
discrimination against the colored race” . Mr. Justice
Frankfurter, wdio wrote the opinion in L a n e v . W ilso n ,
supra, drew a very similar distinction in his concurring
opinion in S n o w d en v . H u g h es , 321 U. S. 1, 17, 88 L. ed.
497, 507, 508:
“I am clear, therefore, that the action of the Can
vassing Board taken, as the plaintiff himself ac
knowledges, in defiance of the duty of that Board
under Illinois law, cannot be deemed the action of
the State, certainly not until the highest court of the
State confirms such action and thereby makes it the
law of the State. * * * And the case is wholly un
like Lane v. Wilson, 307 U. S. 268, 83 L. ed. 1281, 59
S. Ct. 872, in which the election officials acted not
in defiance of a statute of a state but under its au
thority.”
16
ID.
The appellant may not properly maintain this suit as a
class action. The opinion of the learned District Judge
from the bottom of page 27 of the record to the top of
page 30 is such a complete refutation of the attempt to
maintain this suit as a class action, that we respectfully
request the members of this Court to re-read that part of
the opinion.
In addition we call attention that the other parties on
whose behalf the plaintiff attempts to sue, are not even
similarly situated to the plaintiff. The plaintiff had ap
plied for and been denied registration. There was no
averment that any of the other parties in whose behalf
the plaintiff sued had made application to register, or had
been denied registration. The District Court had no juris
diction to register electors ab in itio , or to pass upon their
qualifications when those qualifications had not been
submitted to a Board of Registrars provided by the State
Legislature.
“ Under the doctrine approved in Prentis v. At
lantic Coast Line Co., 211 U. S. 210, 231, 53 L. ed.
150, 160, 29 Sup. Ct. Rep. 67, and Henderson Water
Co. v. Corporation Commission, 269 U. S. 278, 70 L. ed.
273, 46 Sup. Ct. Rep. 112, the Interborough Company
could not have resorted to a federal court without
first applying to the commission as prescribed by
the statute.”
G ilch r is t v . I n te r b o r o u g h R a p id T ra n sit C o., 279
U. S. 159, 208, 73 L . ed . 652, 664.
17
It is necessary, we submit, for the members of the
class to want to register and to evidence that desire by
making application, and for such application to be denied.
Until then there would be no parties similarly situated to
plaintiff, and hence no class on whose behalf the suit
could be filed.
Further, to represent the class for which he sues, the
plaintiff must fairly insure the adequate representation
of all of the class. Rule 23 (a), Rules of Civil Procedure.
The single plaintiff, with his own individual claim for
damages, does not fairly insure such representation. This
plaintiff has a full, adequate and complete remedy by ap
peal under the State law to have his qualifications to
register as an elector determined. If the defendants are
in fact guilty of establishing and maintaining the unlawful
policy, custom, usage or practice charged in the complaint,
it would seem that more than one applicant for registra
tion would join here as a plaintiff so as to insure the
adequate representation of the class.
Further, before coming into the Federal Court, the mem
bers of the alleged class must have exhausted their efforts
under the State administrative procedure to have the
alleged iniquitous policy, custom, usage or practice dis
continued. Certainly they must have remonstrated with
the Board of Registrars, and, we submit, they should
further have gone to the Governor, Auditor and Commis
sioner of Agriculture and Industries, who have the right
to remove the registrars at will.
C od e 1940, T it le 17, S ecs . 21 an d 22.
18
At least until they have taken such sensible and usual
steps to correct an alleged prejudicial administrative pro
cedure, they have no right to come into the Federal Court
seeking injunctive relief.
IV.
No case is made for a declaratory judgment, nor for
consequential relief. Such relief is sought on behalf
of the alleged class, and if we are correct in arguing that
this action is not maintainable as a class action, then a
declaratory judgment, injunction, etc. are not proper
remedies.
The effect of the declaratory judgment prayed for
would be merely to declare the substance of the 14th and
15th Amendments to be the law of the land, a result
which no sane person could dispute, and as to which there
is no “actual controversy” . 28 U. S. C. 400.
The statute (Title 28, U. S. C., Sec. 41(14)) allows a
suit in equity only when that is the proper proceeding
for redress, and such a suit is not available to supervise
State electoral processes.
G ile s v . H a rris , 189 U. S. 475, 47 L . ed . 909.
The defendants are sued as individuals (R. 1, 2, 4, 5)
for the recovery of damages. If either or both should
cease to be members of the Board of Registrars, their
successors in office would not succeed to their liability,
if any, for damages. The relief sought is in a double
aspect: first, for the recovery of damages from the de
fendants, second, for relief for a class against alleged
discrimination by the Board of Registrars.
19
No relief can be granted by way of declaratory judg
ment or consequential relief in this case because the suit
is not against the Board of Registrars as a legal entity,
not even against the defendants in their capacity as Regis
trars, but simply against the defendants individually.
The Board of Registrars is a legal entity and acts as a
body. Its powers and duties cannot be exercised by in
dividual members separately. The Board’s acts are official
only when done by the members convened in regular ses
sion. 42 Am. Juris., Public Administrative Law, Sections
72 and 74. In making orders to carry out the decree of
the Court, such orders must be addressed to and be en-
forcible against the Board of Registrars for it is the only
body or legal person authorized to perform the duties
required by the decree.
Grounds of motion numbers 2, 5, 6, 7, 8 and 21 raise
the foregoing principles of law.
Further, the District Court, in the exercise of a sound
judicial discretion had a right to decline to exercise juris
diction to enter a declaratory judgment.
B rillh a rt v . E x c e s s Ins. C o., 316 V . S. 491, 86 L ed
1620.
U. S. C. A . T itle 28, S ec . 400, N o tes 25 an d 26.
“The Court will refuse a declaration where a spe
cial statutory remedy has been provided.”
A m e r ic a n A u to C o. v . F r eu n d t (7 th C. C. A . ) 103
F ed . 2d 613, 617, 618.
The plaintiff and any others denied registration had a
right of appeal to the Circuit Court, and then to the
20
Supreme Court of the State without even giving security
for costs.
A la b a m a C o d e 1940, T it le 17, S ec. 35.
V.
The appellees are not liable to the appellant for dam
ages, for the reasons already argued under Subdivisions
I and II of this argument, and for the following additional
reasons:
PLAINTIFF’S CLAIM FOR RELIEF IS BASED ON
ALLEGATIONS OF LEGAL CONCLUSIONS.
The office of pleading is to inform the court and the
parties of facts, conditions; the Court that it may declare
the law on the facts, and the parties that they may know
what to meet by their proof.
H ill v . M en d en h a ll, 88 U. S. 453.
The proof must conform to the allegations, and with
out allegations testimony cannot be admitted. A pleading
must state facts, and not mere conclusions; and a want of
definite allegations renders pleadings subject to demurrer.
General statements that a statute is in violation of the
commerce clause of the Federal Constitution, is a direct
burden on interstate commerce, and injures the pleader,
is a mere conclusion, and not a statement of facts.
S o u th ern R a ilw a y C o . v . K in g , 211 U. S. 525.
An allegation attacking the validity of a tax deed that
the sales were not sufficiently advertised is a conclusion
of law.
S tra u s v . F o x w o r th , 231 U. S. 162.
21
In stating facts the pleader must allege all the facts
necessary to show, as a matter of law, that they were
qualified voters and, to this end, it is necessary that they
should negative all disqualifications provided by law.
M u r p h y v . R a m sey , 114, U. S. 15.
The plaintiff must specifically allege fa c ts from which
the Court can determine that there has been a violation
of the law with resultant damages proximately caused
thereby to the defendant.
P a ck a g e C lo th ie r C o rp o ra tio n v . S ea lr ig h t C o., 4
F ed . R u les a n d D ec is io n s , 114, 118.
P a c if ic S ta tes B o x and B a s k e t C o. v . W h ite , 296
U. S. 185.
Grounds of motion numbers 11, 18, 19, 23, 25, 26, 27, 28,
29, 30 and 31 present the question of law here involved.
QUALIFICATIONS AS TO RESIDENCE.
The right to register as electors is restricted to “the
following persons, and no others, who, if their place of
residence shall remain unchanged, will have, at the date
of the next general election, the qualifications as to resi
dence prescribed in Section 178 of the Constitution” .
A la b a m a C o n s titu tio n 1901, S ec . 181.
Section 178 of the Alabama Constitution referred to pro
vides in part: “To entitle a person to vote at any election
by the people, he shall have resided in the State at least
two years, in the county one year, and in the precinct or
22
ward three months, immediately preceding the election
at which he offers to vote, etc.” The complaint avers only
that the plaintiff is a taxpayer of the State of Alabama
(Par. 6, R. 4), and resides in Macon County (Par. 7, R. 5),
it does not aver even by way of conclusion that the plain
tiff has all the qualifications of an elector, but only “by
reason of the allegation herein above made” (Par. 6, R. 4),
or “by reason of the said fact hereinbefore made” (Par.
10, R. 6).
Ground 36 of the motion (R. 17) among others pre
sented the question here involved.
23
CONCLUSION.
We would present no brief in support of any effort to
keep Negroes from voting when they are qualified under
the Constitution and laws. If appellees are guilty of mak
ing any such effort, redress should be sought in the manner
prescribed by law. It is only by observing the law and
the Constitution, that appellant and those similarly situated
can hope to enjoy their benefits and blessings.
Wherefore, it is respectfully submitted that this Court
should affirm the judgment of the district court dismissing
appellant’s amended complaint.
Respectfully submitted,
WILLIAM N. McQUEEN,
Attorney General of the State of
Alabama, Montgomery, Alabama,
W. W. CALLAHAN,
Asst. Attorney General of the State
of Alabama, Montgomery, Ala
bama,
RICHARD T. RIVES,
107% Washington Street,
Montgomery, Alabama,
Attorneys for Appellees.
HILL, HILL, WHITING & RIVES,
Montgomery, Alabama,
E. C. BOSWELL,
Geneva, Alabama,
W. C. HARE,
Tuskogee, Alabama,
Of Counsel.
E. S . U PTO N P R IN T IN G C O .. N EW OR LE AN S— 83726
IN THE
luttrfc States Ctrrmt Court of Appeals
F oe the F ifth Circuit
No. 11,538
WILLIAM P. MITCHELL,
A p p e l la n t ,
v e r s u s
MRS. GEORGE C. WRIGHT, et al.,
A p p e l le e s .
APPEAL FROM THE DISTRICT COURT OF THE UNITED STATES
FOR THE MIDDLE DISTRICT OF ALABAMA
BRIEF FOR APPELLANT
A rthur D. S hores,
1630 Fourth Avenue, No.,
Birmingham 3, Ala.
W illiam II. H astie,
615 F. Street, N. W.,
Washington, D. C.
T hurgood M arshall,
20 West 40th Street,
New York, N. Y.
A t to r n e y s f o r A p p e lla n t .
Robert L. Carter,
New York, N. Y.
O f C ou n sel.
W
TABLE OF CONTENTS
PAGE
Statement of Case_________________________ p
Statement of Facts___________________________________ 2
Specifications of Error_______________________________ 3
Argument __________________________ _ 5
I Federal Courts Have Jurisdiction of the Present
Cause of Action__________________________________ 5
A. Section 41 (11) and (14) of Title 28 of the
United States Code Gives the Federal Courts
Jurisdiction of Appellant’s Cause of Action...._ 5
B. Appellant’s Failure to Pursue or Exhaust
His Rights Under State Law Does not Oust the
Federal Courts of Jurisdiction_________________ 7
n Appellees’ Refusal to Register Appellant Solely
Because of His Race or Color Violated the Con
stitution and Laws of the United States________ 13
A. The Right to Vote is secured by the Fifteenth
Amendment Against Restrictions Based on Race
or C olor______________________________________ 13
B. The Right of Qualified Electors of the Sev
eral States to Choose Members of Congress Is
Secured and Protected by Article I, Section 2
and by the Seventeenth Amendment of the
United States Constitution____________________ 14
C. The Policy of Requiring Negro Applicants
for Registration to Submit to Tests Not Re
quired of Other Applicants Violates the Four
teenth Amendment ____________________________ 16
III Appellant May Properly Maintain This Suit as a
Class Action Under Rule 23 (a) of the Federal
Rules of Civil Procedure________________________ 19
11
PAGE
IV Appellant May Properly Seek a Declaratory Judg
ment —
V Action of Appellees in Refusing to Register Appel
lant Makes them Liable to the Appellant for Dam
ages Under the Provisions of Sections 31 and 43 of
Title 8 of the United States Code--------------------------
Conclusion-----------------------------------------------------------------
Appendix A --------------------------------------------------------------
Appendix B -------------------------------------------------------------
Appendix C --------------------------------------------------------------
Appendix D -------------------------------------------------------------
23
27
28
31
41
51
52
Table of Cases.
_Aetna Life Insurance Co. v. Haworth, 300 U. S. 227, 57
S. Ct. 461, 81 L. Ed. 617 (1937)-----------------------------23,
^ A lston v. School Board, 112 F. (2d) 992 (C. C. A. 4th,
1940) _____________________________ ______ _______ 22>
Atwood v. Natl. Bank of Lima, 115 F. (2d) 861 (C. C.
A. 6th, 1940)-------------------------- ------------------------------
V
24
/
26
V
,— Bacon v. Rutland R. Co., 232 U. S. 134, 34 S. Ct. 283, 58
L. Ed. 538 (1914)_________________________________
t^Berry v. Davis, 15 F. (2d) 488 (C. C. A. 8th, 1926)------
__-Breedlove v. Suttles, 302 U. S. 277, 58 S. Ct. 205, 82 L.
Ed. 252 (1937)-------------- ---------------------------------------
8
6/
Chew v. First Presbyterian Church of Wilmington, 237
Fed. 219 (D. C. Del., 1916)
14
20 J
v/Clarke et al. v. Goldman, 124 F. (2d) 491 (C. C. A. 2nd,
1941) ------------------------------ ------------------------------------
./Cloyes v. Middlebury Electric Co., 80 Vt. 109, 66 Atl.
1039 (1907)
22# '
22 v/
\/ Cromwell v. Hillsborough T. P., Somerset County, N.
J., 149 F. (2d) 617 (C. C. A. 3d, 1945), aff’d. U. S.
Supreme Court, Oct. Term 1945, decided Jan. -9,
1946 ___________________ —------------------------------------- 26J .
I ll
PAGE
V Davis v. Cook, 55 F. Supp. 1004 (N. D. Ga., 1944)__ 22, 26
/Devoe v. United States, 103 F. (2d) 584 (C. C. A. 8th, ’ /
1939) ______________________________ ’ 15 Z
Ex Parte Siebold, 100 U. S. 371, 25 L. Ed. 717 (1879)__ 15 —
Ex Parte Virginia, 100 U. S. 346 25 L. Ed. 676 (1880).... 16 ----- -
Ex Parte Yarbrough, 110 U. S. 651, 4 S. Ct, 152, 28 L.
Ed. 274 (1884)___________________ ._______________14> 15------
/Farmers Co.-Op. Oil Co. v. Socony Vacuum Oil Oo. Inc , < /
133 F. (2d) 101 (C. C. A. 8th, 1942)________________ 22
Gilchrist v. Interborough Rapid Transit Co., 279 U S
159, 49 S. Ct. 282, 73 L. Ed. 652 (1929)____________ 9 ___
Guinn v. United States, 238 U. S. 347, 35 S. Ct. 926, 59
L. Ed. 1340 (1915)------------------------------------------- 6,13,14 -----
/ Hawarden v. Youghiogheny & L. Coal Co., I l l Wis. /
545, 87 N. W. 472 (1901)_________________________20, 22 ̂
Henderson Water Co. v. Corporation Commission, 269
U. S. 279, 46 S. Ct. 112, 70 L. Ed. 273 (1925)_______ 9 -------
Home Telephone & Telegraph Co. v. Los Angeles, 227
i U. S. 278, 33 St. Ct. 312, 57 L. Ed. 510 (1913).........._. 17 --- -
Hunter v. Southern Indemnity Underwriters, 47 F.
Supp. 242 (E. D. Ky., 1942)_______________________ 20V
Independence Shares Corp. et al. v. Deckert, et a l ,
108 F. (2d) 51 (C. C. A. 3rd, 1939)...5..b.iuAvWl„„20, 22 ^
Iowa-Des Moines Natl. Bank v. Bennett, 284 U. S. 239
✓ 52 S. Ct. 133, 76 L. Ed. 265 (1931)_____________ 17 - " -
YKeavy v. Anderson, 2 F. R. D. 19 (R. I., 1941)____ 22 ' V
vKvello v. Lisbon, 38 N. D. 71, 164 £T. W. 305 (1917)_ 22 v /
Lane v. Wilson, 307 U. S. 268, 59 S. Ct. 872, 83 L. Ed.
r 1281 (1939) -------------------------------- 6, 8, 9,10,12,13,14, 28-------
/McDaniel v. Board of Public Instruction, 39 F. Supp.
638 (N. D. Fla., 1941)_________________________ 22, 26 ^
Myers v. Anderson, 238 U. S. 368, 35 S. Ct. 932, 59 L.
Ed. 1349 (1915)-----------------------------------------------13,14,28 -----
Natural Gas Pipeline Co. v. Slattery, 302 U. S. 300, 58
S. Ct. 199, 82 L. Ed. 276 (1937)_____________________ 8
/ ]
/L
Natl. Hairdressers & Cosmetologists Assn. Inc. v. Phil.
_ Co., 41 F. Supp. 701 (D. C. Del., 1941)____________ 20, 22
Nixon v. Condon, 286 U. S. 73, 52 S. Ct. 484, 76 L. Ed.
984 (1932) ------------------------------------------- -----------------6, 19 -J-
IV
PAGE
Nixon v. Herndon, 273 U. S. 536, 47 S. Ct. 446, 71 L. Ed.
759 (1927) _______________________________________ 6>19
AOppenheimer, et al. v. F. J. Young & Co. Inc., 144 F.
V (2d) 387 (C. C. A. 2d, 1944)--------------------------------- 20, 22 V
Pacific Telephone & Telegraph Co. v. Kuykendall, 265
U. S. 196, 44 S. Ct. 553, 68 L. Ed. 975 (1924)------8, 9,10
Porter v. Investors Syndicate, 286 U. S. 461, 52 S. Ct.
617, 76 L. Ed. 1226 (1932) aff’d on rehearing 287
U. S. 346, 53 S. Ct. 132, 77 L. Ed. 354 (1932)--------- 8 “
Prentiss v. Atlantic Coast Line Co., 211 U. S. 210, 29
S. Ct. 67, 53 L. Ed. 150 (1908)------------------------------ 8,9 —-
Railroad & Warehouse Commission Co. v. Duluth Street
R. Co., 273 U. S. 625, 47 S. Ct. 489, 71 L. Ed. 807 _
(1927)___________________________________________ 9
V/lSkinner v. Mitchell, 108 Kan. 861, 197 P. 569 (1921)-. 22 V
Smith v. Allwright, 321 U. S. 649, 64 S. Ct. 757, 88 L.
Ed. 987 (1943)______________________ 13,14,15,18, 21, 28 —
Snowden v. Hughes, 321 U. S. 1, 64 S. Ct. 397, 88 L. Ed.
497 (1944) ______________________ - --------------------- 19 ~
State Corporation Commission v. Wichita, 290 U. S.
561, 54 S. Ct. 321, 78 L. Ed. 500 (1934)-------------------8,10 -
v/Trade Press Pub. Co. v. Milwaukee Type Union, 180 .
i Wis. 449, 193 N. W. 507 (1923).------------------------------ 22 V
J Trice Products Corp. v. Anderson Co., 147 F. (2d) 721 >
( C C A 7th, 1945)___________ ____ ____ 24^
s j Trudeau v. Barnes, 65 F. (2d) 563 (C. C. A. 5th, 1933)..ll, 12
United States v. Classic, 313 U. S. 299, 61 S. Ct, 1031,
85 L. Ed. 1368 (1941)_____________________ 14,15,18,19
United States v. Mosely, 238 U. S. 383, 35 S. Ct. 904, 59
L. Ed. 1335 (1915)________________________________ 14
United States v. Reese, 92 U. S. 214, 23 L. Ed. 563
(1876)______________________________________________13>14 " "
United States v. Sing Tuck, 194 U. S. 161, 24 S. Ct. 621,
. 48 L. Ed. 917 (1904)____________________ 9
x/W eeks v. Bareco Oil Co., 125 F. (2d) 84 (C. C. A. 7th, \J
1941)____________________________________________ 20’ 22
Wiley v. Sinkler, 179 U. S. 58, 21 S. Ct. 17, 45 L. Ed. 84 _
(1899)_________________________________________ — 14
Yick Wo v. Hopkins, 118 U. S. 356, 6 S. Ct. 1064, 30 L. _
/ Ed. 220 (1886)__________________________________ 16>19
■ m York v. Guaranty Trust Co. of New York, 143 F. (2d) I
503 (C. C, A . 2d, 1944)___________________________ 22V
V
United States Constitution.
Section 2, Article I ------------------------------------------3, 5, 6,13,14
Fourteenth Amendment_______________________ 4, 6,11,16
Fifteenth Amendment ___________________5, 6,11,13,14, 21
Seventeenth Amendment______________________ 5, 6,13,14
Alabama Constitution.
Section 177, Article V III_____________________________ 3
Section 178, Article V III____________________________ 3
Section 181, Article V III____________________________ 3
Section 182, Article V III_____________________________ 3
Section 184, Article V III____________________________ 13
Section 186, Article VIII.__________ _________________3,18
Louisiana Constitution.
Section 5, Article V III______________________________ 11
Statutes.
Section 31, Title 8, U. S. Code_____________ 4, 5, 7,15, 27, 28
Section 43, Title 8, U. S. Code_____________ 4, 5, 7,15, 27, 28
Section 400, Title 28, U. S. Code (Section 274, Judicial
Code) ___ - __________________ 23 33
Section 41 (11), Title 28, U. S. Code___________________ 4, 5
Section 41 (14), Title 28, U. S. Code__________________4, 5, 6
Section 51, Title 18, U. S. Code_________________________15, 34
Section 54, Title 18, U. S. Code_________________________15, 34
Section 55, Title 18, U. S. Code_______________________ 15
Section 56, Title 18, U. S. Code_______________________ 15
Section 57, Title 18, U. S. Code_______________________ 15
Section 58, Title 18, U. S. Code_______________________ 35
Sections 61a-h, Title 18, U. S. Code___________________ 15
Section 21, Title 17, Alabama Code 1940____13,16,18
Section 24, Title 17, Alabama Code 1940________ 18
Section 32, Title 17, Alabama Code 1940_ 3
Section 35, Title 17, Alabama Code 1940____________ 7, 9,18
26 Okla. Stat. Sec. 74__ _______________________________9, 52
Treatises and Articles.
Anderson, Declaratory Judgments (1940)____________ 23
Borchard, Declaratory Judgments (2nd Ed. 1941)_____ 23
Wheaton, Representative Suits Involving Numerous
Litigants, 19 Corn L. Q. 399, 407, 433 (1934)_______ 20
Moore, Federal Practice (1938)_____________________ 20, 21
18 Am. Jur. 332, Section 62__________________________ 23
PAGE
IN THE
■Huttrft Ctrrmt Court of Appralo
F oe the F ifth Circuit.
No. 11,538
W illiam P. Mitchell,
A p p e lla n t ,
v s .
Mrs. George C. W right, et al.,
A p p e l le e s .
appeal from the district court of the united states
FOR THE MIDDLE DISTRICT OF ALABAMA
BRIEF FOR APPELLANT
P A R T O N E
Statement of the Case
This is an appeal by the appellant, William P. Mitchell,
from an order below entered in the District Court of the
United States for the Middle District of Alabama on
October 12, 1945 (E. 35) in the above entitled cause on mo
tion to dismiss appellant’s complaint, as amended.
The amended complaint, filed on October 3, 1945, alleged
that on July 5, 1945, the defendants below, as the registrars
of voters of Macon County, Alabama, pursuant to a general
policy, custom or usage of refusing to register qualified
Negro electors, refused to register plaintiff below solely
2
on account of race and color (R. 6). It is also alleged that
the defendants below have maintained a policy, custom or
usage of denying to plaintiff below and other qualified Negro
electors, the equal protection of the laws by requiring them
to submit to tests not required of white electors and re
fusing to register qualified Negro electors while at the same
time registering white electors with less qualifications than
Negro electors (R. 5). In addition the allegation was made
that this refusal and denial violate the Constitution and
laws of the United States (R. 3). The complaint prayed
for a declaratory judgment, a permanent injunction and
Five Thousand dollars in damages (R. 7). The appellees
filed a motion to dismiss on August 30, 1945 (R. 9-21), an
amendment to such motion on September 20, 1945 (R. 21-
23), and a motion to dismiss the amended complaint on
October 5, 1945 (R. 23-24). On October 12, 1945, Judge
C. B. K ennaner issued an order sustaining appellees’
motion to dismiss and dismissing the complaint as amended
(R. 35), and filed an opinion setting forth reasons and
authority for the issuance of the aforesaid order (R. 25-35).
Statement of Facts
The complaint, as amended, alleges that: appellant is
a colored person of African descent and Negro blood. He
is a native-born citizen of the United States, a bona fide
resident of the State of Alabama and is over twenty-one
years of age. He is a taxpayer of the aforesaid state, pays
taxes on real property with an assessed evaluation in ex
cess of three hundred dollars ($300.00) and has paid in full
the taxes due on said property prior to the time he offered
to register. He is neither an idiot nor an insane person;
nor has he been convicted of any felony or crime. He is
able to read and write any passage in the United States
Constitution in the English language. In short, appellant
3
possesses all the qualifications and none of the disquali
fications requisite for registration and voting under the
Constitution and laws of the United States and of the State
of Alabama. (The Constitution of United States, Article I,
Section 2 and the Seventeenth Amendment. The Constitu
tion of Alabama Sections 177, 178, 181, 182, 186; Alabama
Code of 1940, Section 32 of Title 17.) All parties to this ac
tion, both appellant and appellees, are citizens of the United
States and are residents of and domiciled in the State of
Alabama (R. 3). Appellees are the duly appointed, quali
fied and active registrars of voters of Macon County,
Alabama (R. 4), and were acting in that capacity on July
5, 1945 when appellant presented himself and made appli
cation for registration at the Macon County Court House,
the regular place for the registration of persons qualified
to register. Appellant filled out the required form for
registration, produced two persons to vouch for him as re
quired by appellees, correctly answered such questions as
were asked in proof of his qualifications and was ready,
willing and able to give any further information and evi
dence necessary to entitle him to be registered (R. 6).
Appellees did not require white persons presenting them
selves for registration to present other persons to vouch
for them but registered such persons forthwith (R. 6).
Appellant, however, was required to wait long hours before
being permitted to file his application and was required to
present persons to vouch for him as aforesaid (R. 6) . In
presenting himself at the Macon County Court House on
July 5, 1945 to register, appellant was seeking to qualify
to vote in any forthcoming election of federal or state
officers (R. 6). Despite the fact that appellant possessed
those qualifications necessary to entitle him to register, ap
pellees refused to register appellant solely on the basis of
his race and color (R. 6).
4
P A R T T W O
Specifications of Error
The District Court erred:
1. In sustaining appellees’ motion to dismiss and in dis
missing appellant’s amended complaint.
2. In sustaining appellees’ motion to dismiss the com
plaint, as amended, on the grounds that appellant could
not properly bring this action as a class suit under Rule
23 (a) of the Federal Rules of Civil Procedure.
3. In sustaining appellees’ motion to dismiss on the
ground that appellant could not properly maintain this suit
in the form of an action seeking a declaratory judgment.
4. In refusing to issue a permanent injunction forever
restraining and enjoining the appellees from subjecting
Negroes to tests not required of white applicants as a pre
requisite to registration.
5. In refusing to find that the Court had jurisdiction
under subdivisions 11 and 14 of Section 41 of Title 28, and
under Sections 31 and 43 of Title 8, of the United States
Code.
6. In refusing to deny appellees’ motion to dismiss
since appellant’s complaint clearly shows that appellees
wrongful acts deprived appellant and all those similarly
situated of the equal protection of the laws in violation of
the Fourteenth Amendment to the United States Constitu
tion.
7. In refusing to deny appellees’ motion to dismiss
since appellant ’s complaint clearly shows that by virtue of
appellees’ wrongful acts, appellant and others similarly
situated, were denied rights secured to all citizens of the
5
United States by Section 2, Article I and by the Seven
teenth Amendment of the United States Constitution to
participate in elections of federal officers.
8. In refusing to deny appellees’ motion to dismiss
since appellant clearly shows in his complaint that the
acts of appellees deprived appellant of the right to vote
solely on account of race and color in violation of the F if
teenth Amendment to the United States Constitution.
9. In refusing to deny appellees’ motion to dismiss
the complaint since appellant clearly shows in his complaint
that the appellees’ conduct made them liable to appellant
in damages under the provisions of Section 31 and 43 of
Title 8 of the United States Code.
P A R T T H R E E
ARGUMENT
I
Federal Courts Have Jurisdiction of the Present
Cause of Action.
A. Section 41 (11 ) and (14 ) of Title 28 of the
United States Code Gives the Federal Courts
Jurisdiction of the Appellant’s Cause of Action.
Jurisdiction is invoked pursuant to subdivisions 11 and
14 of Section 41 of Title 28 of the United States Code. Sub
division 11 of Section 41 provides:
“ The district courts shall have original jurisdic
tion as follows: . . . ‘ Of all suits brought by any
person to recover damages for any injury to his per
son or property on account of any act done by him,
under any law of the United States, for the protec
tion or collection of any of the revenues thereof, or
6
to e n fo r c e th e r ig h t o f c itiz en s o f th e U n ited S ta tes
to v o te in th e s e v e r a l s ta t e s . ’ ” (Italics ours.)
This is an action to recover damages for the refusal of
appellees, who are registrars of voters in Macon County,
Alabama, to register appellant and qualified Negro appli
cants similarly situated, solely on account of their race and
color. Since such registration is a prerequisite to the right
of a citizen of the United States to vote in any election in
the State of Alabama including the election of federal offi
cers, appellees’ refusal was an effective deprivation of the
__voting privileges. As such the federal courts have undis
puted jurisdiction. N ix o n v. H ern d o n , 273 U. S. 536, 47 S.
Ct. 446, 71 L. Ed. 759 (1927); N ix o n v. C on d on , 286 U. S.
73, 52 S. Ct. 484, 76 L. Ed. 984 (1932); L a n e v. W ilso n , 307
U. S. 268, 59 S. Ct. 872, 83 L. Ed. 1281 (1939); G uinn v.
U n ited S ta te s , 238 U. S. 347, 35 S. Ct. 926, 59 L. Ed. 1340
(1915); B e r r y v. D a v is , 15 F. (2d) 488 (C. C. A. 8th, 1926).
Subdivision 14 of section 41 of Title 28 provides:
“ The district court shall have original jurisdic
tion as follows: . . . ‘ Of all suits at law or in equity
authorized by law to be brought by any person to
redress the deprivation, under color of any law,
statute, ordinance, regulation, custom, or usage, of
any State, of any right, privilege, or immunity, se
cured by the Constitution of the United States, or
of any right secured by any law of the United States
providing for equal rights of citizens of the United
States or of all persons within the jurisdiction of the
United States.’ ”
Appellant’s suit also is an action at law to redress the
deprivation under color of law, statute, regulation, custom
or usage of a right, privilege, or immunity secured by the
United States Constitution, namely Section 2, of Article I,
the Fourteenth, Fifteenth and Seventeenth Amendments,
7
and of a right secured by law of the United States providing
for equal rights of citizens, namely, Sections 31 and 43 of
Title 8 of United States Code.
B. Appellant’s Refusal to Pursue or Exhaust His
Rights Under State Law Does Not Oust the
Federal Courts of Jurisdiction.
The State of Alabama, under Section 35 of Title 17 of
the Alabama Code of 1940 gives the right of appeal when
registration is denied as follows:
“ Any person to whom registration is denied shall
have the right to appeal, without giving security for
costs, within thirty days after such denial, by filing
a petition in the circuit Court or Court of like juris
diction held for the county in which he or she seeks
to register, to have his or her qualifications as an
elector determined. Upon the filing of the petition,
the clerk of the Court shall give notice thereof to
the solicitor authorized to represent the state in said
county, who shall appear and defend against the
petition on behalf of the state. Upon such trial the
Court shall charge the jury only as to what consti
tutes the qualifications that entitle the applicant to
become an elector at the time he or she applied for
registration, and the jury shall determine the weight
and effect of the evidence, and return a verdict.
From the judgment rendered an appeal will lie to
the supreme Court in favor of the petition to be
taken within thirty days. Final judgment in favor
of the petitioner shall entitle him or her to regis
tration as of the date of his or her application to
the registrars.”
The remedy herein provided cannot be considered ad
ministrative. On the contrary, it is the type of proceeding
traditionally considered judicial. The aggrieved party may
go into the c ircu it c o u r t or a co u r t of like jurisdiction in
the county in which he seeks to have his registration deter-
8
mined. The solicitor of the state is authorized to appear
as the representative of the state and defend the action
of the registrars on behalf of the state. A tr ia l b y ju r y is
provided, and the court is required to ch a rg e th e ju r y as
to what constitutes the qualifications entitling an applicant
to become an elector at the time of his application for regis
tration. T h e ju r y is r e q u ired to d e te rm in e the w eig h t and
e f fe c t o f th e ev id en ce and r e tu rn a v erd ic t . A n a p p ea l to
th e S u p re m e C o u r t o f th e S ta te may be taken from an
adverse decision in the circuit court. It is difficult to con
ceive of a procedure having more of the earmarks of an
ordinary and conventional judicial proceeding than that
provided herein.
State remedies that are judicial in nature need not be
pursued or exhausted before an action can be maintained
in the federal courts. S ta te C o r p o r a t io n C o m m issio n v.
W ich ita , 290 U. S. 561, 54 S. Ct. 321, 78 L. Ed. 500 (1934);
P o r t e r v. I n v e s to r s S y n d ica te , 286 U. S. 461, 52 S. Ct. 617,
76 L. Ed. 1226 (1932) a ff’d on rehearing, 287 U. S. 346, 53
S. Ct. 132, 77 L. Ed. 354 (1932); B a c o n v. R u tla n d R . Co.,
232 U. S. 134, 34 S. Ct. 283, 58 L. Ed. 538 (1914); Pacific
T e le p h o n e & T e le g r a p h C o . v. K u y k en d a ll , 265 U. S. 196,
44 S. Ct. 553, 68 L. Ed. 975 (1924); L a n e v. W ils o n , supra.
Whenever the question has been presented the United
States Supreme Court has examined the remedy provided
to determine whether it was legislative or judicial in nature.
P r e n t is s v. A tla n t ic C o a s t L in e C o ., 211 U. S. 210, 29 S. Ct.
67, 53 L. Ed. 150 (1908); L a n e v. W ils o n , s u p r a ; Pacific
T e le p h o n e <& T e le g r a p h C o . v. K u y k en d a ll , s u p r a ; P o r t e r v.
I n v e s to r s S y n d ica te , su p ra . Only in the former instance
was it deemed necessary that the remedy be exhausted
before suits could be perfected in the federal courts. Nat
u ra l G as P ip e l in e C o . v. S la t te r y , 302 U. S. 300, 58 S. Ct.
199, 82 L. Ed. 276 (1937); P o r t e r v. I n v e s to r s S yndicate,
9
su p ra ; G ilch ris t v. In te r b o r o u g h R a p id T ra n s it C o ., 279
U. S. 159, 49 S. Ct. 282, 73 L. Ed. 652 (1929); R a ilro a d and
W a reh o u se C o m m issio n C o. v. D u lu th S tr e e t R . C o ., 273
U. S. 625, 47 S. Ct. 489, 71 L. Ed. 807 (1927); H e n d ers o n
W a te r C o. v. C o r p o ra tio n C om m ission , 269 U. S. 279, 46 S.
Ct. 112, 70 L. Ed. 273 (1925); P a cific T e lep h o n e & T e le
g ra p h C o. v. K u y k en d a ll , s u p r a ; P r e n t is s v. A tla n t ic C o a s t
L in e C o ., s u p r a ; U n ited S ta te s v. S in g T u ck , 194 U. S. 161,
24 S. Ct. 621, 48 L. Ed. 917 (1904).
In its opinion sustaining appellees’ motion to dismiss
the court below attempted to distinguish this proceeding
from that before the United States Supreme Court in L a n e
v. W ilso n , su p ra , on the grounds that in the latter case the
“ law itself worked discrimination against the colored race”
(R. 34). Counsel for appellant after a careful examination
of the facts before the Court and the opinion in L a n e v.
W ilson can find no conceivable basis for this attempted dis
tinction.
In L a n e v. W ils o n there was before the Court an Okla
homa statute (26 Okla. Stat. Sec. 74) which in effect denied
to Negroes the right to register and vote solely on the basis
of race and color. The state provided an appeal from the
refusal of a registration officer to register a qualified elector
similar to that provided by the Alabama Code, su p ra .1 In
answer to objections that the remedies provided by the
state should have been exhausted before the instant pro-
1 The Oklahoma Statute (26 Okla. Stat. Sec. 74) provided in
part: “ and provided further, that wherever any elector is refused
registration by any registration officer such action may be reviewed
by the district court of the county by the aggrieved elector by his
filing within ten days a petition with the Clerk of said Court where
upon summons shall be issued to said registrar requiring him to
answer within ten days, and the district court shall be (give an) an
expeditious hearing and from his judgment an appeal will lie at the
instance of either party to the Supreme Court of the State as in civil
cases. * * * ”
1 0
ceeding could be maintained in the federal courts, Mr. Jus
tice Frankfurter, speaking for the Court, said at page 274:
“ Normally, the state legislative process, some
times exercised through administrative powers con
ferred in state courts, must be completed before
resort to the federal courts can be had. . . . But
the state procedure open for one in the plaintiff’s
situation . . . has all the indicia of a con v en tion a l
ju d ic ia l p r o c e e d in g and d o es n o t c o n fe r u p o n the
O klah om a co u r ts a n y o f th e d is c r e t io n a r y o r in itia
t o r y fu n c tio n s th a t a r e ch a r a c te r is t ic o f adm inis
tr a t iv e a g en cies . . . . B a r r in g o n ly e x c ep tio n a l cir
cu m sta n ces , . . . o r e x p l ic i t s ta tu to r y r eq u irem en ts ,
. . . r e s o r t to a fe d e r a l c o u r t m a y he had w ithout
ex h a u stin g th e ju d ic ia l r e m ed ie s o f s ta te c o u r ts .”
(Italics ours.)
The Supreme Court did not indicate that its ruling—
that judicial remedies need not be exhausted before resort
could be had to a federal court—would apply only where a
statute involved was discriminatory on its face. On the con
trary, the opinion expressly states that the rule would be
applicable e x c e p t in unusual circumstances or by virtue of
ex p lic i t statutory requirements. The remedy provided by
Alabama for an appeal for refusal to register a qualified
elector, even more so than that under consideration in
L a n e v. W ils o n , has all the distinguishing characteristics
which England and America have come to associate with
a judicial proceeding. Under the rule of L a n e v. W ilson ,
s u p r a ; S ta te C o r p o r a t io n C o m m iss io n v. W ic h ita , supra ;
P a cific T e le p h o n e & T e le g r a p h C o . v. K u y k en d a ll , supra,
appellant is authorized to institute an action in the federal
courts for wrongful refusal of appellees to register him
Avithout first pursuing or exhausting the remedy provided
by the State of Alabama.
1 1
Tlie court below also cites T ru d ea u v. B a rn es , 65 F. (2d)
563 (C. C. A. 5th, 1933) as authority for its position that
appellant must first pursue the remedies open in the State
of Alabama before being allowed to seek redress in the
federal courts. This case was an appeal from a judgment
in the court below dismissing a petition to recover damages
for the deprivation of the right of appellant to register as
a voter in the State of Louisiana. Petitioner attempted
to pursue two inconsistent causes of action. In one the
arbitrary refusal of the registrars to register appellant
was contested on the ground that such action was contrary
to the Constitution and laws of Louisiana. The other at
tempted to show that the “ understanding clause” of the
Louisiana Constitution violated the Fourteenth and F if
teenth Amendments to the United States Constitution. This
Court found, as to the first cause of action, that the peti
tion failed to state facts sufficient to show that the applicant
was entitled to register. As to the second cause of action,
this Court found that the “ understanding clause” of the
Louisiana Constitution did not violate any provision of the
Federal Constitution since it applied equally to all appli
cants for registration and was not based on race or color.
However, in considering Article 8, Section 5 of the Louisi
ana Constitution 2 which provides a state remedy to appeal
2 Article 8, Section 5, La. Constitution provides: “ Any person
possessing the qualifications for voting prescribed by this Constitu
tion, who may be denied registration, shall have the right to apply
for relief to the district court having jurisdiction of civil causes for
the parish in which he offers to register. Said court shall then try
the cause, giving it preference over all other cases, before a jury of
twelve, nine of whom must concur to render a verdict. This verdict
shall be a final determination of the cause. The trial court may,
however, grant one new trial by jury. In no cases shall any appeal
lie or any other court exercise the right of review * * *.
1 2
the refusal of a registrar to register an applicant, Judge
B r y a n of this Court said:
“ It is idle to say that the defendant as registrar
had the arbitrary power to deny plaintiff the right
to vote. We cannot say and refuse to assume, that, if
the plaintiff had pursued the a d m in is tra tiv e rem ed y
that was open to him, he would not have received
any relief to which he was entitled. At any rate, be
fore going into Court to sue for damages, he was
bound to exhaust the remedy afforded him by the
Louisiana Constitution.” (Italics ours.)
If this portion of the opinion means that all state reme
dies, whether judicial or administrative, must he exhausted
before resort can be had to the federal courts, it is in
consistent with L a n e v. W ils o n , su p ra , and the long line
of decisions cited a n te which have held that only where
the state remedy was legislative did it have to be com
pleted before the federal courts could entertain juris
diction. T ru d ea u v. B a r n es , therefore, cannot be consid
ered persuasive or authoritative if contrary to these rul
ings and precedents of the United States Supreme Court.
There this Court properly stated the rule that adminis
trative remedies had to be exhausted before resort could
be had to the federal courts. The rule, however, was wrong
fully applied since the state remedy under consideration
was judicial and not administrative. L a n e v. W ils o n , supra.
Further than that, as will be developed in a subsequent por
tion of this brief, the instant litigation is the especial con
cern of the federal courts since appellant and those similarly
situated were attempting to qualify as electors in order to
participate in the election of federal as well as of state
officers.
13
II
Appellees’ Refusal to Register Appellant Solely
Because of His Race or Color Violated the
Constitution and Laws of the United States.
A. The Right to Vote Is Secured by the Fifteenth
Amendment Against Restrictions Based on
Race or Color.
The State of Alabama makes registration a prerequisite
to the right to qualify as an elector and vote in any election
held within the State. Constitution of Alabama, Section
184, Alabama Code of 1940, Title 17, Section 21. This re
quirement by the very terms of Article I, Section 2 and
the Seventeenth Amendment to the United States Constitu
tion is incorporated therein and becomes a prerequisite for
voting in any election in the State held to choose Alabama’s
Congressional and Senatorial representatives.3
Precedents of the United States Supreme Court have
firmly fixed the rule that regulations which are designed to
prevent persons from qualifying to vote solely on the basis
of race or color cannot stand in the face of the express
terms of the Fifteenth Amendment. L a n e v. W ils o n , s u p r a ;
M yers v. A n d e r s o n , 238 U. S. 368, 35 S. Ct. 932, 59 L. Ed.
1349 (1915); G uinn v. U n ited S ta te s , su p ra . This constitu
tional guaranty still leaves the states free to enact reason
able regulations concerning suffrage and to demand that
its electors meet reasonable requirements and standards
as long as such regulations, requirements and standards
are not based on considerations of race or color. U n ited
States v. R e e s e , 92 U. S. 214, 23 L. Ed. 563 (1876); L a n e v.
W ilson , s u p r a ; G uirm v. U n ited S ta te s , s u p r a ; S m ith v. A ll-
w right, 321 U. S. 649, 64 S. Ct. 757, 88 L. Ed. 987 (1943).4
3 See infra, pp. 14-16.
1 See annotation on effect of the Fifteenth Amendment in 23 L.
Ed. 563.
14
Despite the wide authority and discretion which a state
may validly exercise in regulating the election process, the
right to vote is considered a right grounded in the Fed
eral Constitution. ■ U n ited S ta te s v. C la ss ic , 313 U. S. 299,
61 S. Ct. 1031, 85 L. Ed. 1368 (1941); E x p a r te Y a rbrou gh ,
110 U. S. 651, 4 S. Ct. 152, 28 L. Ed. 274 (1884); W ile y v.
S in k ler , 179 U. S. 58, 21 S. Ct. 17, 45 L. Ed. 84 (1899);
U n ited S ta te s v. M o s e ly , 238 U. S. 383, 35 S. Ct. 904, 59 L.
Ed. 1355 (1915). But cf. U n ited S ta te s v. R e e s e , supra ;
B r e e d lo v e v. S u ttle s , 302 U. S. 277, 58 S. Ct. 205, 82 L. Ed.
252 (1937), and annotation in 23 L. Ed. 563, on the effect of
the Fifteenth Amendment.
It is now clearly settled that the provisions of the Fif
teenth Amendment may effectively reach each and every
stage of the electoral process. Wherever in that process
restrictions of race or color are erected, such restrictions
violate the Fifteenth Amendment. M y e r s v. A n d erson ,
s u p r a ; G uinn v. U n ited S ta te s , s u p r a ; L a n e v. W ilson ,
s u p r a ; U n ited S ta te s v. C la ssic , s u p r a ; S m ith v. A llw right,
su p ra . Refusal to permit one to register, therefore, solely
on the basis of race and color is clearly within the prohibi
tions of the Fifteenth Amendment and has been so held.
L a n e v. W ils o n , s u p r a ; M y e r s v. A n d e r s o n , s u p r a ; Guinn
v. U n ited S ta te s , su pra .
B. The Right of Qualified Electors of the Several
States to Choose Members of Congress Is Se
cured and Protected by Article I, Section 2 and
by the Seventeenth Amendment of the United
States Constitution.
Section 2 of Article I of the Constitution of the United
States provides that members of the House of Represen
tatives shall be chosen every second year by the people of
the several states and that the electors in each state shall
15
have the qualifications requisite for electors of the most
numerous branch of the state legislature.
The right of electors of the several states to choose their
representatives is a right secured and guaranteed by the
Federal Constitution to those citizens of the several states
entitled to exercise that power. Since these constitutional
provisions are without qualifying limitations, the rights
therein guaranteed run against individual as well as state
action. E x p a r te Y a rb ro u g h , su p r a ; U n ited S ta te s v. C la s
sic, su p ra .
Registration is a prerequisite to participate in any elec
tion held in the State of Alabama for the election of federal
officers and is an integral part of the electoral process.
Failure of appellant to be a registered elector prior to such
forthcoming federal elections will disqualify him to cast
his vote for the election of federal representatives of the
State of Alabama. The protection of the right of a citizen
of the United States to participate in the election of federal
officers has long been considered the particular and especial
concern of the United States Government. E x p a r te S ieb o ld ,
100 U. S. 371, 25 L. Ed. 717 (1879); E x p a r te Y a rb ro u g h ,
su p ra ; U n ited S ta te s v. C la ss ic , s u p r a ; S m ith v. A llw r ig h t ,
su p ra ; D e v o e v. U n ited S ta te s , 103 F. (2d) 584 (C. C. A. 8th,
1939). The federal government has also been deemed to
have sufficient authority under the Constitution to enact
legislation designed to keep the federal elections free from
fraud, force and coercion. Title 18, Sections 51, 54, 56, 57,
58 and. 61 and Sections 31 and 43 of Title 8 of the U. S.
Code.
Appellant therefore is no requesting this Court to per
form any new or unusual duty but is requesting that the
Court exercise its authority over a subject matter which has
been traditionally considered within the jurisdiction of .the
federal courts.
16
C. The Policy of Requiring Negro Applicants for
Registration to Submit to Tests Not Required
of Other Applicants Violates the Fourteenth
Amendment to the United States Constitution.
Appellees in the instant proceedings are state officers
and hold such office pursuant to provisions of Section 21,
Title 17 of the Alabama Code of 1940. The acts of appel
lees were committed in the course of the performance of
their administrative duties of registering all qualified elec
tors within Macon County pursuant to the constitution and
laws of the State of Alabama. In requiring appellant to
submit to tests not required of white applicants, and in re
fusing to register appellant solely on the basis of race and
color, appellees violated the equal protection clause of the
Fourteenth Amendment, which provides that “ . . . No state
shall deny to any person within its jurisdiction the equal
protection of the laws.” This provision is clearly violated
where a law, however fair on its face, is administered in a
discriminatory manner. Y ick W o v. H o p k in s , 118 U. S.
356, 6 S. Ct. 1064, 30 L. Ed. 220 (1886). Although this
amendment only reaches state action, such action within
the meaning of its provisions is the action of any agent who
is a repository of state authority, whether a part of exec
utive, legislative or judicial departments of the state gov
ernment. As the United States Supreme Court said in E x
p a r te V irg in ia , 100 U. S. 313, 346, 347, 25 L. Ed. 676, 679
(1880):
“ We have said the prohibitions of the Fourteenth
Amendment are addressed to the States. . . . They
have reference to actions of the political body de
nominated a State, by whatever instruments or in
whatever modes that action may be taken. A State
acts by its legislative, its executive or its judicial
authorities. It can act in no other way. The consti
tutional provision, therefore, must mean that no
17
agency of the State or of the officers or agents by
whom its powers are exerted, shall deny to any per
son within its jurisdiction the equal protection of
the laws. Whoever, by virtue of public position
under a State government, deprives another of prop-
erty, life, or liberty, without due process of law, or
denies or takes away the equal protection of the laws,
violates the constitutional inhibition; and as he acts
in the name and for the State, and is clothed with
the State’s power, his act is that of the State. This
must be so, or the constitutional prohibition has no
meaning. Then the State has clothed one of its
agents with power to annul or to evade it.”
In H o m e T e lep h o n e <jc T e leg ra p h C o m p a n y v. C ity o f
L os A n g e le s , 227 U. S. 278, 287, 33 S. Ct. 312, 57 L. Ed. 510,
515 (1913), the Court speaking through Chief Justice
White said:
“ • • • the theory of the [14] Amendment is that
where an officer or other representative of a state,
in the exercise of the authority with which he is
clothed, misuses the power possessed to do a wrong
forbidden by the Amendment, inquiry concerning
whether the state has authorized the wrong is irrele
vant, and the Federal judicial power is competent
to afford redress for the wrong by dealing with the
officer and the result of his exertion of power . . . ” .
In Io iv a -D e s M o in es N a tio n a l B a n k v. B e n n e tt , 284 U. S.
239, 246, 52 S. Ct, 133, 76 L. Ed. 265, 272 (1931), the United
States Supreme Court said:
“ • • • When a state official, acting under color of
state authority, invades, in the course of his duties,
a private right secured by the Federal Constitution,
that right is violated, even if the state officer not
only exceeded his authority but disregarded special
commands of the state law.”
18
Recently in U n ited S ta te s v. C la ss ic , su p ra , the Court
said:
“ Misuse of power, possessed by virtue of State
law and made possible only because the wrong-doer
is clothed with the authority of State law, is action
taken ‘ under color o f ’ State law.”
The instant case is similar in context to the situation
presented in the C la ss ic case, and in S m ith v. A llw rig lit.
The rationale of the decision in the C la ss ic case applies
to the instant proceedings since there can be no doubt that
appellees were officers of the state. Section 21 of Title 17
of the Alabama Code of 1940 and Section 186 of the Alabama
Constitution provide that registrars shall be appointed by
the Governor and the commissioners of agriculture and of
industries, or by a majority of these officers acting as a
board of appointment. Section 24 of Title 17 of the Alabama
Code provides that the state shall pay to each registrar
five dollars for each day’s attendance upon the sessions of
the Board. Section 35 of Title 17 of the Alabama Code and
Section 186 of the State Constitution provide that wherever
an appeal is taken under its provisions by any person to
whom registration is denied the solicitor authorized to rep
resent the State shall appear and defend the action of the
registrars on behalf of the State. Registration, being a pre
requisite to voting, is an integral part of the election process
and in performing the duties of registering qualified appli
cants, appellees are performing an important state function.
Appellees were pursuing a policy, custom or usage of sub
jecting qualified Negro electors to tests not required of white
applicants, nor by the laws and constitution of the State in
determining the qualifications of an elector. Appellees
further were pursuing a policy, custom, and usage of deny
ing to Negro qualified applicants the right to register, while
at the same time registering white electors with less qualifi-
19
cations than those possessed by colored applicants. This
is clearly a denial of the equal protection clause within the
meaning of the Fourteenth Amendment. N ix o n v. H ern d o n ,
su p ra ; N ix o n v. C on d on , s u p r a ; U n ited S ta te s v. C la ssic ,
supra . See also S n o w d en v. H u g h es , 321 U. S. 1, 88 L. Ed.
497, 64 S. Ct. 397 (1944); Y ick W o v. H o p k in s , su p ra . As
such it is within the reach of federal power.
Ill
Appellant May Properly Maintain This Suit as a
Class Action Under Rule 23 (a) of the
Federal Rules of Civil Procedure.
Under Rule 23 (a) of the Federal Rules of Civil Pro
cedure one or more persons, adequately representative of
all, may bring an action on behalf of all members of a class,
where the persons constituting the class are sufficiently
numerous to make it impracticable to bring them all before
the court, and Avhere the character of the right under litiga
tion is “ several, and a common relief is sought” . Appel
lant instituted the present proceeding in the Court below
on behalf of himself and as a representative of a class, com
posed of Negro citizens of the United States, residents and
citizens of the State of Alabama and of Macon County
similarly situated, who are qualified to register as voters
in Macon County of the aforesaid State, under the Constitu
tion and laws of the United States and of the State of Ala
bama (R. 3). The question herein presented—whether
registrars individually or a Board of Registrars collectively
may maintain a policy, custom or usage of denying to mem
bers of this class the equal protection of the laws, by re
quiring them because of their race and color to submit to
tests not required of white electors, and of refusing to regis
ter them on grounds not required by the Constitution and
laws of the United States and of the State of Alabama__
20
involve rights of common and general interest to all mem
bers of the class represented by appellant.
The class suit evolved early in English equity5 * as a
device to escape the difficulties inherent in compulsory
joinder and to permit a single litigation of group injuries
in cases of common interest.0 With federal Eule 23 (a)
this doctrine was reformulated to suit the needs of modern
practice.7
Under this provision it is not necessary that all mem
bers of the class join in the suit. It is merely necessary
that one or more persons adequately representative of the
entire class institute the litigation. The other members of
the class may join as they see fit.8 The present litigation is
that type of class action labeled “ spurious” , In d ep en d en ce
S h a res C o rp . e t al. v. D e c k e r t , e t al., 108 F. (2d) 51, (C. C.
A. 3rd, 1939); W e e k s v. B a r e c o O il C o ., 125 F. (2d) 84 (C.
C. A. 7th, 1941); see H u n te r v. S o u th ern In d em n ity U n d er
w r ite r s , 47 F. Supp. 242 (E. D. Ky., 1942); N a tl. H a ir
d r e s s e r s & C o s m e to lo g is ts A ssn . In c . v. P h il. C o ., 41 F.
Supp. 701 (D. C. Del., 1941); O p p en h e im er , e t al. v. F . J.
5 See on whole development 2 Moore, Federal Practice (1938)
2224 et seq.
0 Common interest has been variously defined. See Wheaton,
Representative Suits Involving Numerous Litigants (1934) 19 Corn.
L. Q. 399, 407, 433. (Composite definitions of common interest.)
In addition to the difficulty in defining common interest, the courts
have been in disagreement as to whether the common interest need
be, only in questions of law, Hawarden v. Youghiogheny & L.
Coal Co., I l l Wis. 545, 87 N. W . 472 (1902), or in both questions
of law and fact, Chezv v. First Presbyterian Church of Wilmington,
237 Fed. 219 (D. C. Del. 1916). The codifiers of Rule 23 (a) must
have been aware of these conflicts and difficulties, however, for it is
expressly provided that the common interest may be either in law
or fact.
7 Every state today has a statute permitting class actions. The
provision common to all these statutes is the “ common or general
interest” of many persons. See Wheaton, op. cit. supra. Note 4.
8 See Moore, op. cit. supra. . Note 3.
21
Y o u n g & C o. In c ., 144 F. (2d) 387 (C. C. A. 2d, 1944); see
also 2 Moore op. cit. su p ra note 3, and requires nothing
more than a group with a common interest, seeking com
mon relief, to constitute the class.
The instant proceeding cannot be viewed merely as the
discriminatory practices of individual state officers against
an individual seeking to qualify for registration but must
be viewed in context as part of a scheme or device to effec
tively disfranchise all qualified Negro electors. Although
the Fifteenth Amendment was specifically designed to pre
vent barriers to the franchise being imposed based on race
or color, it has been necessary for the United States Su
preme Court to invalidate hurdle after hurdle erected to
circumvent this constitutional guaranty and deprive Ne
groes of the right to vote. The last of these barriers, the
right to participate in a primary election, was leveled in
S m ith v. A llw r ig h t , su p ra . Under the authority of that
decision, Negro citizens of the United States and residents
of Alabama possessing the necessary qualifications of elec
tors attempted to register as voters.
In refusing to register appellant and in subjecting him
to tests not required by the Constitution and laws of the
United States and of the State of Alabama, and to which
white applicants were not subjected, appellees were pursu
ing a policy, custom, or usage of denying registration to
Negro applicants solely on the basis of race or color. All
Negroes similarly situated to appellant have a common in
terest in the questions herein presented because of appel
lees’ wrongful acts, and in having these questions clarified
and determined as they affect the exercise of a fundamental
right secured by the Federal Constitution. The courts
have never based their decision on the propriety of a class
suit on whether the persons similarly situated actually
formed a class in esse before the injury complained of oc-
22
curred, but only on whether the proceeding under inquiry
met the statutory requirements. See Y o r k v. G u a ra n ty
T r u s t C o . o f N ew Y o r k , 143 F. (2d) 503 (C. C. A. 2nd,
1944); K e a v y v. A n d e r s o n , 2 F . (2d) 19 (1941); A tw o o d v,
N a tl. B a n k o f L im a , 115 F. (2d) 861 (C. C. A. 6th, 1940);
F a r m e r s C o .-O p . O il C o . v. S o c o n y V acu u m O il C o . Inc.,
133 F. (2d) 101 (C. C. A. 8th, 1942); C la rk e , e t al. v. G old
m an, 124 F. (2d) 491 (C. C. A. 2nd, 1941). Where a group
of people are similarly injured by common practices of an
other, it is recognized that scope of the injury creates the
required class.9 Although registration concededly presents
individual questions, these individual issues have not been
considered relevant in determining whether a class suit
could be instituted, so long as apart from the independent
questions which had to be settled, there was presented some
fundamental question of common interest. See Y o r k v.
G u a ra n ty T r u s t C o ., s u p r a ; In d e p en d e n ce S h a res C o rp . v.
D e c k e r t , e t al., s u p r a ; O p p en h e im er , e t al. v. T . J . Y oung
C o. In c ., s u p r a ; A ls to n v. S ch o o l B o a rd , 112 F. (2d) 992
(C. C. A. 4th, 1940); M cD a n ie l v. B o a r d o f P u b lic In s tru c
tio n , 39 F. Supp. 638 (N. D. Fla., 1941); D a v is v. C o o k , 55
F. Supp. 1004 (N. D. Ga., 1944).
As the Court said in W e e k s v. B a r e c o O il C o ., s u p r a :
“ The history of class suit litigation, its history
over a century of growth, the origin and status of
9Hawarden v. Yougliiogheny, 111 Wis. 545, 87 N. W . 472
(1902) ; Trade Press Pub. Co. v. Milwaukee Type Union, 180 Wis.
449, 193 N. W . 507 (1923), class action permitted to enjoin a wrong
ful conspiracy; Weeks v. Bareco Oil Co., supra, class action per
mitted to recover damages caused by unlawful conspiracy; Cloyes v.
Middlebury Electric Co., 80 Vt. 109, 66 Atl. 1039 (1907), class suit
permitted to enjoin a nuisance; Natl. Hairdressers & Cosmetologists
Assn. Inc. v. Philad Co., supra, class suit permitted to declare patent
invalid and to enjoin defendants from asserting that plaintiff’s in
fringed their patent rights; Skinner v. Mitchell, 108 Kan. 861, 197
P. 569 (1921) ; Kvello v. Lisbon, 38 N. D. 71, 164 N. W . 305 (1917),
class action permitted to enjoin an invalid tax.
23
present Rule 23 of the Federal Rules of Civil Pro
cedure, are all persuasive of the necessity of a liberal
construction of this Rule 23, and its application to
this class of litigation. It should be construed to
permit a class suit where several persons jointly act
to the injury of many persons so numerous that their
voluntarily, unanimously joining in a suit is con-
cededly improbable and impracticable. Under such
circumstances injured parties who are so mindful
may present the grievance to Court on behalf of all,
and the remaining members of the class may join as
they see fit.”
IV
Appellant May Properly Seek a Declaratory Judgment.
Judicial Code, Section 274d (28 U. S. C. 400) provides:
“ In cases of actual controversy (except with re
spect to federal taxes) the courts of the United
States shall have power upon petition, declaration,
complaint, or other appropriate pleadings to declare
rights and other legal relations of any interested
party petitioning for such declaration, whether or not
further relief is or could be prayed and such declara
tion shall have the force and effect of a final judgment
or decree and be reviewable as such.”
It is well established that a prayer for relief by declara
tory judgment may be joined with prayers for consequential
relief. Anderson on Declaratory Judgments (1940, at p.
253); Borchard on Declaratory Judgments (2d ed. 1941)
at 432; 18 Am. Jur. (Declaratory Judgments) sec. 62, p.
332; see also Rule 18, Federal Rules of Civil Procedure.
The leading case on declaratory judgments is the case
of A e tn a L i f e In s u ra n c e C o m p a n y v. H a w o r th , 300 U. S. 227,
24
57 S. Ct. 461, 81 L. Ed. 617 (1937), where the Court speak
ing through Mr. Chief Justice Hughes stated:
“ The Declaratory Judgment Act of 1934, in its
limitation to ‘ cases of actual controversy’ manifestly
has regard to the constitutional provision and is
operative only in respect to controversies which are
such in the constitutional sense. The word ‘ actual’
is one of emphasis rather than of definition. Thus
the operation of the Declaratory Judgment Act is
procedural only. In providing remedies and defining
procedure in relation to cases and controversies in
the constitutional sense the Congress is acting within
its delegated power over the jurisdiction of the fed
eral courts which the Congress is authorized to
establish . . . Exercising this control of practice
and procedure the Congress is not confined to tradi
tional remedies. The judiciary clause of the Con
stitution ‘ did not crystallize into changeless form
the procedure of 1789 as the only possible means
for presenting a case or controversy otherwise cog
nizable by the federal courts.’ N a sh v ille , C. & S t. L.
R y . C o. v. W a lla ce , 288 U. S. 249, 264. In dealing
with methods within its sphere of remedial action
the Congress may create and improve as well as
abolish or restrict. The Declaratory Judgment Act
must be deemed to fall within this ambit of congres
sional power, so far as it authorizes relief which is
consonant with the exercise of the judicial function
in the determination of controversies to which under
the Constitution the judicial power extends.”
The decision in the A e tn a case has been uniformly followed.
In one of the latest Circuit Court of Appeals’ decisions,
T r ic e P r o d u c ts C o r p o r a t io n v. A n d e r s o n C o ., 147 F. (2d)
721 (C. C. A. 7th, 1945), following this case in upholding
the right to a declaratory judgment in a cross-complaint
in a patent case it was stated:
“ Equity abhors multiplicity of actions and when
it takes jurisdiction for one purpose should do so for
25
all germane purposes and dispose of all issues neces
sary to a complete final adjudication. We agree, there
fore, with the reasoning of the decision cited and with
that of C o v e r v. S ch w a rtz , 2 Cir. 133 F. 2d 54.”
The Amended Complaint herein alleges that registra
tion is a prerequisite to voting in any election in Alabama;
that appellees are maintaining a policy, custom and usage
of requiring Negro applicants to submit to tests not re
quired of white electors and of refusing to register qualified
Negro electors while at the same time registering white
electors with less qualifications on account of race and color
(R. 5 ); that during the regular registration period while
appellees were conducting registration, appellant presented
himself at the regular registration place and requested to
be registered; that appellant is ready, able and willing to
comply with all lawful requirements for registration; that
instead of registering appellant, appellees required appel
lant to wait long hours and to present two persons to vouch
for him; that although appellant was ready and willing to
answer all questions and give all information necessary
for his registration, appellees illegally and wrongfully re
fused to register him (R. 6 ); that white persons present
ing themselves for registration were not required to wait
or to present persons to vouch for them but were registered
forthwith (R. 6 ); that appellees acting pursuant to policy,
custom and usage set out above denied appellant ’s appli
cation and wrongfully refused to register him solely on
account of race and color, and in so doing followed the
general policy custom and usage of the Board of Registrars,
including these appellees and their predecessors in office
(R. 6). It is clear that appellant would be entitled to a
declaratory judgment declaring unconstitutional a statute
which would provide that Negro applicants for registration
be required to submit to tests not required of white ap-
2 6
plicants or that white applicants for registration could have
less qualifications than is required of Negroes. The only
allegations necessary to support relief in such a case would
be the statute, qualifications of the applicant and an alle
gation that he was refused registration because of the
statute. In the instant case we do not have such a statute
but have a policy, custom and usage of a state officer equiva
lent thereto.
The case of C ro m w ell v. H illsb o ro u g h T P o f S o m ers e t
C o u n ty , N . J ., 149 F. (2d) 617 (C. C. A. 3d, 1945), aff’d
by U. S. Supreme Ct. Oct. term 1945, decided Jan. 29, 1946,
affirmed the decision of the district court in issuing a decla
ratory judgment against the policy of state officers in
assessing plaintiff’s property higher than like property as
being in violation of the Fourteenth Amendment.
In the line of cases on the question of the equalization
of teachers’ salaries it has been uniformly held that Negro
teachers as a class have a right to a declaratory judgment
declaring unconstitutional the practice, custom and usage
of paying Negro teachers less salary than paid to white
teachers, A ls to n v. S ch o o l B o a rd , su p r a ; M cD a n ie l v. B oard
o f P u b lic In s tru c t io n , su p ra , D a v is v. C o o k , su pra .
The allegations in the complaint herein set out a claim
for relief by way of damages and an injunction. There
fore, the same allegations are sufficient to set forth an
actual controversy within the meaning of Declaratory
Judgment Act.
27
V
Action of Appellees in Refusing to Register Appellant
Makes Them Liable to the Appellant for Damages
Under the Provisions of Sections 31 and 43 of Title
8 of the United States Code.
Section 31 of Title 8 provides:
“ Race, color, or previous condition not to affect
right to vote.
“ All citizens of the United States who are other
wise qualified by law to vote at any election by the
people in any State, Territory, district, county, city,
parish, township, school district, municipality, or
other territorial subdivision, shall be entitled and
allowed to vote at all such elections, without distinc
tion of race, color, or previous condition of servitude;
any constitution law, custom, usage, or regulation of
any State or Territory, or by or under its authority,
to the contrary notwithstanding. R. S. sec. 2004. ’ ’
and Section 43 of Title 8 provides:
“ Civil action for deprivation of rights.
“ Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State
or Territory, subjects or causes to be subjected, any
citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any
rights, privileges, or immunities secured by the Con
stitution and laws, shall be liable to the party injured
in an action at law, suit in equity, or other proper
proceeding for redress. R. S. sec. 1979.”
H. R. 1293, 41st Congress, Second Session, which was
later amended in the Senate and which includes Sections 31
and 43 of Title 8, was originally entitled, “ A bill to enforce
the right of citizens of the United States to vote in the sev
eral States of this Union who have hitherto been denied
28
that right on account of race, color or previous condition
of servitude.” When the bill came to the Senate its title
was amended and adopted to read, “ A bill to enforce the
right of citizens of the United States to vote in the several
States of this Union and for other purposes.”
The language of Section 31 is so clear as to leave no
doubt as to its purpose. Section 43 of Title 8 has been used
repeatedly to enforce the right of citizens to vote. See
M y e r s v. A n d e r s o n , s u p r a ; L a n e v. W ils o n , su p ra .
In the recent decision of S m ith v. A llw r ig h t, su p ra , a suit
for damages under these sections was sustained by the
United States Supreme Court. The facts in the instant case
are basically similar to those in the S m ith v. A llw rig h t,
su pra .
Since registration is a prerequisite to voting, the
refusal of appellees to register appellant and those simi
larly situated solely on account of race and color gives rise
to an action for damages and an injunction under Sections
31 and 43 of Title 8.
CONCLUSION
The present cause of action arises as the result of at
tempts on part of state officers to circumvent the mandate
of the United States Supreme Court in S m ith v. A llw rig h t.
It is another of the many efforts to keep Negroes from exer
cising their rights and performing their political duties as
citizens of a democracy by voting and taking part in the
selection of their governmental representatives. Freedom
to exercise such rights and to perform such duties is con
sidered one of the basic virtues and blessings of our politi
cal system and fundamental to our way of life. Action
such as that under present inquiry, therefore, which at
tempts to interfere with that freedom must be declared in
valid if our democratic institutions are to prosper. Wher-
29
ever restrictions to the exercise of the voting privilege are
erected based on race and color, whether open or devious,
simple minded or sophisticated, they run counter to our
fundamental law and must be struck down.
Wherefore it is respectfully submitted that this
Court reverse the judgment of the court below dis
missing appellant’s amended complaint.
Robert L. Carter,
A rthur D. Shores,
1630 Fourth Avenue, No.,
Birmingham 3, Ala.
W illiam H. Hastie,
615 F. Street, N. W.,
Washington, D. C.
Thurgood Marshall,
20 West 40th Street,
New York, N. Y.
A t to r n e y s f o r A p p e lla n t.
New York, N. Y.
O f C ou n sel.
[A ppendices F ollow]
31
APPENDIX A
Constitution of the United States— 1787
ARTICLE I
Section 2.— The House of Representatives shall be com
posed of Members chosen every second Year by the People
of the several States, and the Electors in each State shall
have the Qualifications requisite for Electors of the most
numerous Branch of the State Legislature.
A m e n d m e n t 1 4
Section 1.—All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are citizens
of the United States and of the State wherein they reside.
No State shall make or enforce any law which shall abridge
the privileges or immunities of citizens of the United States;
nor shall any State deprive any person of life, liberty, or
property, without due process of law; nor deny to any per
son within its jurisdiction the equal protection of the laws.
A m e n d m e n t 1 5
Section 1.— The right of citizens of the United States to
vote shall not be denied or abridged by the United States
or by any State on account of race, color, or previous condi
tion of servitude.
Section 2.— The Congress shall have power to enforce
this article by appropriate legislation.
A m e n d m e n t 1 7
The Senate of the United States shall be composed of
two Senators from each State, elected by the people thereof,
32
for six years; and each Senator shall have one vote. The
electors in each State shall have the qualifications requisite
for electors of the most numerous branch of the State legis
latures.
United States Code
Title 8— Section 31—Race, color, or previous condition
not to affect right to vote.
All citizens of the United States who are otherwise quali
fied by law to vote at any election by the people in any
State, Territory, district, county, city, parish, township,
school district, municipality, or other territorial sub-divi
sion, shall be entitled and allowed to vote at all such elec
tions, without distinction of race, color, or previous condi
tion of servitude; any constitution, law, custom, usage, or
regulation of any State or Territory, or by or under its
authority, to the contrary notwithstanding. R. S. Sec. 2004.
Section 43— Civil action for deprivation of rights.
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, sub
jects, or causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof to
the deprivation of any rights, privileges, or immunities se
cured by the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity or other
proper proceeding for redress. R. S. Sec. 1979.
Title 28—Section 41— Subdivision 11— Suits for injuries
on account of acts done under laws of United States.—
Eleventh.
Of all suits brought by any person to recover damages
for any injury to his person or property on account of any
act done by him, under any law of the United States, for
33
the protection or collection of any of the revenues thereof,
or to enforce the right of citizens of the United States to
vote in the several States. R. S. Sec. 629.
Subdivision 14^-Suits to redress deprivation of civil
rights.—Fourteenth.
Of all suits at law or in equity authorized by law to be
brought by any person to redress the deprivation, under
color of any law, statute, ordinance, regulation, custom, or
usage, of any State, of any right, privilege, or immunity,
secured by the Constitution of the United States, or of any
right secured by any law of the United States providing for
equal rights of citizens of the United States, or of all per
sons within the jurisdiction of the United States. R. S.
Sec. 563.
Title 28— Section 400—Declaratory judgments author
ized; procedure.
(1) In cases of actual controversy (except with respect
to Federal taxes) the courts of the United States shall have
power upon petition, declaration, complaint, or other ap
propriate pleadings to declare rights and other legal rela
tions of any interested party petitioning for such declara
tion, whether or not further relief is or could be prayed,
and such declaration shall have the force and effect of a
final judgment or decree and be reviewable as such.
(2) Further relief based on a declaratory judgment or
decree may be granted whenever necessary or proper. The
application shall be by petition to a court having jurisdic
tion to grant the relief. If the application be deemed suffi
cient, the court shall, on reasonable notice, require any
adverse party, whose rights have been adjudicated by the
declaration, to show cause why further relief should not be
granted forthwith.
34
(3) When a declaration of right or the granting of
further relief based thereon shall involve the determination
of issues of fact triable by a jury, such issues may be sub
mitted to a jury in the form of interrogatories, with proper
instructions by the court, whether a general verdict be re
quired or not.
Title 18— Chapter 3—Offenses Against Elective Fran
chise and Civil Rights of Citizens.
Section 51. Conspiracy to injure persons in exercise of
civil rights.
If two or more persons conspire to injure, oppress,
threaten, or intimidate any citizen in the free exercise or
enjoyment of any right or privilege secured to him by the
Constitution or laws of the United States, or because of
his having so exercised the same, or if two or more per
sons go in disguise on the highway, or on the premises of
another, with intent to prevent or hinder his free exercise
or enjoyment of any right or privilege so secured, they
shall be fined not more than $5,000 and imprisoned not
more than ten years, and shall, moreover, be thereafter
ineligible to any office, or place of honor, profit, or trust
created by the Constitution or laws of the United States.
R. S. 5508.
Section 54. Conspiring to prevent officer from perform
ing duties.
If two or more persons in any State, Territory, or Dis
trict conspire to prevent, by force, intimidation, or threat,
any person from accepting or holding any office, trust, or
place of confidence under the United States, or from dis
charging any duties thereof; or to induce by like means any
officer of the United States to leave any State, Territory,
District, or place, where his duties as an officer are required
to be performed, or to injure him in his person or property
on account of his lawful discharge of the duties of his office,
or while engaged in the lawful discharge thereof, or to in
jure his property so as to molest, interrupt, hinder, or im
pede him in the discharge of his official duties, each of such
persons shall be fined not more than $5,000, or imprisoned
not more than six years, or both. E. S. 5518.
Section 55. Unlawful presence of troops at polls.
Every officer of the Army or Navy, or other person in
the civil, military, or naval service of the United States,
who orders, brings, keeps, or has under his authority or
control any troops or armed men at any place where a
general or special election is held in any State, unless such
force be necessary to repel armed enemies of the United
States, shall be fined not more than $5,000 and imprisoned
not more than five years. R. S. 5528.
Section 56. Intimidating voters by Army or Navy offi
cers.
Every officer or other person in the military or naval
service of the United States who, by force, threat, intimi
dation, order, advice, or otherwise, prevents, or attempts
to prevent, any qualified voter of any State from freely
exercising the right of suffrage at any general or special
election in such State shall be fined not more than $5,000
and imprisoned not more than five years. R. S. 5529.
Section 57. Army or Navy officers prescribing qualifi
cations of voters.
Every officer of the Army or Navy who prescribes or
fixes, or attempts to prescribe or fix, whether by procla
mation, order, or otherwise, the qualifications of voters at
any election in any State shall be punished as provided in
Section 56 of this title. R. S. 5530.
36
Section 58. Interfering with election officers by Army
or Navy officers.
Every officer or other person in the military or naval
service of the United States who, by force, threat, intimi
dation, order, or otherwise, compels, or attempts to compel,
any officer holding an election in any State to receive a
vote from a person not legally qualified to vote, or who
imposes, or attempts to impose, any regulations for con
ducting any general or special election in a State different
from those prescribed by law, or who interferes in any man
ner with any officer of an election in the discharge of his
duty, shall be punished as provided in section 56 of this
title. R. S. 5531.
Section 61. Intimidating or coercing voters; Presiden
tial and Congressional elections.
It shall be unlawful for any person to intimidate,
threaten, or coerce, or to attempt to intimidate, threaten,
or coerce, any other person for the purpose of interfering
with the right of such other person to vote or to vote as he
may choose, or of causing such other person to vote for
or not to vote for, any candidate for the office of President,
Vice President, Presidential elector, Member of the Senate,
or Member of the House of Representatives at any election
held solely or in part for the purpose of selecting a Presi
dent, a Vice President, a Presidential elector, or any Mem
ber of the Senate or any Member of the House of Represen
tatives, Delegates or Commissioners from the Territories
and insular possessions.
Section 61a. Administrative employees, use of official
authority.
It shall be unlawful for (1) any person employed in any
administrative position by the United States, or by any de-
37
partment, independent agency, or other agency of the
United States (including any corporation controlled by the
United States or any agency thereof, and any corporation
all of the capital stock of which is owned by the United
States or any agency thereof), or (2) any person employed
in any administrative position by any State, by any political
subdivision or municipality of any State, or by any agency
of any State or any of its political subdivisions or munici
palities (including any corporation controlled by any State
or by any such political subdivision, municipality, or agency,
and any corporation all of the capital stock of which is
owned by any State or by any such political subdivision,
municipality, or agency), in connection with any activity
which is financed in whole or in part by loans or grants
made by the United States, or by any such department, in
dependent agency, or other agency of the United States,
to use his official authority for the purpose of interfering
with, or affecting the election or the nomination of any
candidate for the office of President, Vice President, Presi
dential elector, Member of the Senate, Member of the House
of Representatives, or Delegate or Resident Commissioner
from any Territory or insular possession.
Section 61b. Promising reward for political activity.
It shall be unlawful for any person, directly or indirectly
to promise any employment, position, work, compensation,
or other benefit, provided for or made possible in whole or
in part by any Act of Congress, to any person as considera
tion, favor, or reward for any political activity or for the
support of or opposition to any candidate or any political
party in any election.
Section 61c. Depriving persons receiving relief funds
of work or compensation because of race, creed, color, or
political activity.
38
Except as may be required by the provisions of sub
section (b), section 9 of this Act (Sec. 61h of this title), it
shall be unlawful for any person to deprive, attempt to
deprive, or treaten (threaten) to deprive, by any means,
any person of any employment, position, work, compensa
tion, or other benefit provided for or made possible by any
Act of Congress appropriating funds for work relief or
relief purposes, on account of race, creed color, or any
political activity, support of, or opposition to any candidate
or any political party in any election.
Section 61d. Receiving contributions for political pur
poses from persons on relief.
It shall be unlawful for any person to solicit or receive
or be in any manner concerned in soliciting or receiving any
assessment, subscription, or contribution for any political
purpose whatever from any person known by him to be en
titled to or receiving compensation, employment, or other
benefit provided for or made possible by any Act of Con
gress appropriating funds for work relief or relief pur
poses.
Section 61e. Furnishing names of persons on relief for
political purposes.
It shall be unlawful for any person for political purposes
to furnish or to disclose, or to aid or assist in furnishing
or disclosing, any list or names of persons receiving com
pensation, employment, or benefits provided for or made
possible by any Act of Congress appropriating, or author
izing the appropriation of, funds for work relief or relief
purposes, to a political candidate, committee, campaign
manager, or to any person for delivery to a political can
didate, committee, or campaign manager, and it shall be
unlawful for any person to receive any such list or names
for political purposes.
39
Section 61f. Relief appropriations; use to restrain vot
ing rights.
No part of any appropriation made by any Act, hereto
fore or hereafter enacted, making appropriations for work
relief, relief, or otherwise to increase employment by pro
viding loans and grants for public-works projects, shall be
used for the purpose of, and no authority conferred by any
such Act upon any person shall be exercised or adminis
tered for the purpose of, interfering with, restraining, or
coercing any individual in the exercise of his right to vote
at any election.
Section 61g. Penalty for violations of Secs. 61 to 61f.
Any person who violates any of the foregoing provisions
of this Act (Secs. 61 to 61f of this title) upon conviction
thereof shall be fined not more than $1,000 or imprisoned
for not more than one year, or both.
Section 61h. Government employees influencing elec
tion or taking part in political campaigns; exceptions;
penalty.
(a) It shall be unlawful for any person employed in
the executive branch of the Federal Government, or any
agency or department thereof, to use his official authority
or influence for the purpose of interfering with an election
or affecting the result thereof. No officer or employee in
the executive branch of the Federal Government, or any
agency or department thereof, except a part-time officer or
part-time employee without compensation or with nominal
compensation serving in connection with the existing war
effort, other than in any capacity relating to the procure
ment or manufacture of war material, shall take any active
part in political management or in political campaigns. All
such persons shall retain the right to vote as they may
choose and to express their opinions on all political sub-
40
jocts and candidates. For the purposes of this noction Hits
form “ officer” or “ employee)” hIiiiII not he construed to
include (I) the President and Vice President of the United
States; (2) persons whose compensation is paid from the
appropriation for (lie office of the President; (8) heads and
assistant heads of executive departments; (4) officers who
are appointed hy the President, by and with the advice and
consent of the Senate, and who determine policies to be
pursued by the United States in its relations with foreign
powers or in the Nation-wide administration of Federal
laws.
(b) Any person violating the provisions of this section
shall be immediately removed from the position or office
held by him, and thereafter no part of the funds appro
priated by any Act of Congress for such position or office
shall be used to pay the compensation of such person.
41
APPENDIX B
Constitution of Alabama
ARTICLE VI11
Section 177.—Qualifications of voters.
Every male citizen of this State, who is a citizen of the
United States, and every male resident of foreign birth,
who, before the ratification of this Constitution, shall have
legally declared his intention to become a citizen of the
United States, twenty-one years old or upward, not labor
ing under any disabilities named in this article, and pos
sessing the qualifications required by it, shall be an elector,
and shall be entitled to vote at any election by the people;
provided, that all foreigners who have legally declared
their intention of becoming citizens of the United States,
shall, if they fail to become citizens thereof at the time they
are entitled to become such, cease to have the right to vote
until they become such citizens.
Section 178.—Residence requirement— registration.
To entitle a person to vote at any election by the people,
he shall have resided in the State at least two years, in the
county one year, and in the precinct or ward three months,
immediately preceding the election at which he offers to
vote, and lie shall have been duly registered as an elector,
and shall have paid on or before the first day of February
next preceding the date of the election at which he offers
to vote, all poll taxes due from him for the year nineteen
hundred and one, and for each subsequent year; provided,
that any elector who, within three months next preceding
the date of the election at which he offers to vote, has
removed from one precinct or ward to another precinct or
42
ward in the same county, incorporated town or city, shall
have the right to vote in the precinct or ward from which
he has so removed, if he would have been entitled to vote
in such precinct or ward but for such removal.
Section 181.—Literacy and land ownership qualifica
tions.
After the first day of January, nineteen hundred and
three, the following persons, and no others, who, if their
place of residence shall remain unchanged, will have, at the
date of the next general election, the qualifications as to
residence prescribed in section 178 of this Constitution,
shall be qualified to register as electors, provided, they shall
not be disqualified under section 182 of this Constitution.
First. Those who can read and write any article of the
Constitution of the United States in the English language,
and who are physically unable to work; and those who can
read and write any article of the Constitution of the United
States in the English language, and who have worked or
been regularly engaged in some lawful employment, busi
ness or occupation, trade or calling for the greater part of
the twelve months next preceding the time they offer to
register; and those who are unable to read and write, if
such inability is due solely to physical disability; or,
Second. The owner in good faith, in his own right, or
the husband of a woman who is the owner in good faith, in
her own right, of forty acres of land situate in this State,
upon which they reside; or the owner in good faith, in his
own right, or the husband of any woman who is the owner
in good faith, in her own right, of real estate, situate, in this
State assessed for taxation at the value of three hundred
dollars or more, or the owner in good faith in his own
right, or the husband of a woman who is the owner in good
43
faith, in her own right, of personal property in this State
assessed for taxation at three hundred dollars or more;
provided that the taxes due upon s-ueh real or personal
property for the next preceding year in which he offers to
register shall have been paid, unless the assessment shall
have been legally contested and is undetermined.
Section 182.—Disqualifications of voters.
The following persons shall be disqualified both from
registering and from voting, namely:
All idiots and insane persons; those who shall by reason
of conviction of crime be disqualified from voting at the
time of the ratification of this Constitution; those who shall
be convicted of treason, murder, arson, embezzlement, mal
feasance in office, larceny, receiving stolen property, ob
taining property or money under false pretences, perjury,
subornation of perjury, robbery, assault with intent to rob,
burglary, forgery, bribery, assault and battery on the wife,
bigamy, living in adultery, sodomy, incest, rape, miscegena
tion, crime against nature, or any crime punishable by im
prisonment in the penitentiary, or of any infamous crime
or crime involving moral turpitude; also any person who
shall be convicted as a vagrant or tramp, or, of selling or
offering to sell his vote or the vote of another, or of making
or offering to make false return in any election by the
people or in any primary election to procure the nomina
tion or election of any person to any office, or of suborning
any witness or registrar to secure the registration of any
person as an elector.
Section 184.— Qualifications for voting in local elections.
No person, not registered and qualified as an elector
under the provisions of this article, shall vote at the gen
eral election in nineteen hundred and two, or at any subse-
44
quent State, county, or municipal election, general, local or
special; but the provisions of this article shall not apply to
any election held prior to the general election in the year
nineteen hundred and two.
Section 186.—Registration.
The Legislature shall provide by law for the registra
tion, after the first day of January, nineteen hundred and
three, of all qualified electors. Until the first day of Janu
ary, nineteen hundred and three, all electors shall be regis
tered under and in accordance with the requirements of
this section, as follows:
First. Board of Registrars—Registration shall be con
ducted in each county by a board of three reputable and
suitable persons resident in the county, who shall not hold
any elective office during their term, to be appointed within
sixty days after the ratification of this constitution, by the
Governor, Auditor and Commissioner of Agriculture and
Industries, or by a majority of them, acting as a board of
appointment. If one or more of the persons appointed on
such board of registration shall refuse, neglect, or be un
able to qualify or serve, or if a vacancy or vacancies occur
in the membership of the board of registrars from any
cause, the Governor, Auditor and Commissioner of Agri
culture and Industries, or a majority of them, acting as a
board of appointment, shall make other appointments to
fill such board. Each registrar shall receive two dollars per
day, to be paid by the State, and disbursed by the several
judges of probate, for each entire day’s attendance upon
the sessions of the board. Before entering upon the per
formance of the duties of his office, each registrar shall take
the same oath required of the judicial officers of the State,
which oath may be administered by any person authorized
by law to administer oaths. The oath shall be in writing
45
and subscribed by the registrar and filed in the office of
judge of probate of the county.
Second. First registration—Prior to the first day of
August, nineteen hundred and two, the board of registrars
in each county shall visit each precinct at least once, and
oftener, if necessary to make a complete registration of all
persons entitled to register, and shall remain there at least
one day from eight o ’clock in the morning until sunset.
They shall give at least twenty days’ notice of the time
when, and the place in the precinct where, they will attend
to register applicants for registration, by bills posted at
five or more public places in each election precinct, and by
advertisement once a week for three successive weeks in a
newspaper, if there be one published in the county. Upon
failure to give such notice, or to attend any appointment
made by them in any precinct, they shall, after like notice,
fill new appointments therein; but the time consumed by
the board in completing such registration shall not exceed
sixty working days in any county, except that in counties
of more than nine hundred square miles in area, such board
may consume seventy-five working days in completing the
registration, and except that in counties in which there is
any city of eight thousand or more inhabitants, the board
may remain in session, in addition to the time hereinbefore
prescribed, for not more than three successive weeks in
each of such cities; and thereafter the board may sit from
time to time in each of such cities not more than one week
in each month, and except that in the county of Jefferson
the board may hold an additional session of not exceeding
five consecutive days duration for each session, in each
town or city of more than one thousand and less than eight
thousand inhabitants. No person shall be registered ex
cept at the county site or in the precinct in which he resides.
The registrars shall issue to each person registered a certifi
cate of registration.
46
Third. Supplementary registration — The board of
registrars shall not register any person between the first
day of August nineteen hundred and two and the Friday
next preceding the day of election in November, nineteen
hundred and two. On Friday and Saturday next preceding-
the day of election in November, nineteen hundred and two,
they shall sit in the court house of each county during such
days, and shall register all applicants having the qualifi
cations prescribed by section 180 of this Constitution, and
not disqualified under section 182, who shall have reached
the age of twenty-one years after the first day of August,
nineteen hundred and two, or who shall prove to the reason
able satisfaction of the board that, by reason of physical
disability or unavoidable absence from the county, they had
no opportunity to register prior to the first day of August,
nineteen hundred and two, and they shall not on such days
register any other persons. When there are two or more
court houses in a county, the registrars may sit during
such two days at the court house they may select, but shall
give ten days’ notice, by bills posted at each of the court
houses, designating the court house at which they will sit.
Fourth. Third registration— The board of registrars
shall hold sessions at the court house of their respective
counties during the entire third week in November, nine
teen hundred and two, and for six working days next prior
to the twentieth day of December, nineteen hundred and
two, during which sessions they shall register all persons
applying who possess the qualifications prescribed in sec
tion 180 of this Constitution, and who shall not be dis
qualified under section 182. In counties where there are
more than two court houses the board of registrars shall
divide the time equally between them. The board of regis
trars shall give notice of the time and place of such sessions
by posting notices at each court house in their respective
47
counties, and at each voting place and at three other public
places in the county, and by publication once a week for
two consecutive weeks in a newspaper, if one is published
in the county; such notices to be posted and such publica
tions to be commenced as early as practicable in the first
week of November, nineteen hundred and two. Failure on
the part of the registrars to conform to the provisions of
this article as to the giving of the required notices shall not
invalidate any registration made by them.
Fifth. Oath— The board of registrars shall have power
to examine, under oath or affirmation, all applicants for
registration, and to take testimony touching the qualifica
tions of such applicants. Each member of such board is
authorized to administer the oath to be taken by the appli
cants and witnesses, which shall be in the following form,
and subscribed by the person making it, and preserved by
the board, namely: “ I solemnly swear (or affirm) that in
the matter of the application of . . . for registration as an
elector, I will speak the truth, the whole truth, and nothing
but the truth, so help me God. ’ ’ Any person who upon such
examination makes any wilfully false statement in refer
ence to any material matter touching the qualification of
any applicant for registration, shall be guilty of perjury,
and upon conviction thereof, shall be imprisoned in the
penitentiary for not less than one nor more than five years.
Sixth. Appeal— The action of the majority of the board
of registrars shall be the action of the board and a ma
jority of the board shall constitute a quorum for the trans
action of all business. Any person to whom registration is
denied shall have the right of appeal, without giving se
curity for costs, within thirty days after such denial, by
filing a petition in the Circuit Court or court of like juris
diction held for the county in which he seeks to register,
to have his qualifications as an elector determined. Upon
48
the filing of the petition the clerk of the court shall give
notice thereof to any solicitor authorized to represent the
State in said county, whose duty it shall be to appear and
defend against the petition on behalf of the State. Upon
such trial the court shall charge the jury only as to what
constitutes the qualifications that entitle the applicant to
become an elector at the time he applied for registration,
and the jury shall determine the weight and effect of the
evidence and return a verdict. From the judgment ren
dered an appeal will lie to the Supreme Court in favor of
the petitioner, to be taken within thirty days. Final judg
ment in favor of the petitioner shall entitle him to registra
tion as of the date of his application to the registrars.
Seventh. Printing of registrars— The Secretary of
State shall, at the expense of the State, have prepared and
shall furnish to the registrars and judges of probate of the
several counties a sufficient number of registration books
and of blank forms of the oath, certificates of registration
and notices required to be given by the registrars. The
cost of the publication in newspapers of the notices required
to be given by the registrars shall be paid by the State, the
bills therefor to be rendered to the Secretary of State and
approved by him.
Eighth. Fraudulent registration — Any person who
registers for another, or who registers more than once,
and any registrar who enters the name of any person on
the list of registered voters, without such person having
made application in person under oath on a form provided
for that purpose, or who knowingly registers any person
more than once, or who knowingly enters a name upon the
registration list as the name of a voter, without any one
of that name applying to register, shall be guilty of a
felony, and upon conviction thereof shall be imprisoned in
the penitentiary for not less than one nor more than five
years.
49
Code of Alabama 1940
Title 17
Sec. 21. Registrars; Appointment of.—Registration shall
be conducted in each county by a board of three reputable
and suitable persons to be appointed by the governor,
auditor and commissioner of agriculture and industries, or
by a majority of them acting as a board of appointment, and
who must be also qualified electors and residents of the
county and who shall not hold an elective office during their
term. One of said members shall be designated by the
board of appointment as chairman of the board of registrars
for each county. Provided, however, that in counties of
over 350,000 population, according to the last or any sub
sequent census, that the governor shall appoint the chair
man of the board of registrars.
Sec. 24. Fees, compensation of registrars.—Each registrar
shall receive five dollars per day to be paid by the state and
disbursed by the several judges of probate for each day’s
attendance upon the sessions of the board.
Sec. 32. Persons qualified to register. The following per
sons and no other, who, if their places of residence shall
remain unchanged, will have at the date of the next gen
eral election the qualifications as to residence prescribed
by Section 178 of the constitution of 1901, shall be qualified
to register as electors, provided they shall not be disquali
fied under the laws of the state:
1st. Those who can read and write any article of the
constitution of the United States in the English language,
and who have worked or been regularly employed in some
lawful employment, business or occupation, trade or calling
for the greater part of twelve months next preceding the
time they offer to register, and those who are unable to
read and write if such inability is due solely to physical
disability; or
50
2nd. The owner in good faith in his or her own right,
or the husband of a woman or the wife of any man who
is the owner in good faith in her or his own right of forty
acres of land situated in this state, upon which they reside;
or the owner in good faith in his or her own right, or the
husband of any woman or the wife of any man who is the
owner in good faith in his or her own right of real estate
situated in this state, assessed for taxation at a value of
three hundred dollars, or more; or the owner in good faith,
in his or her own right, or the husband of any woman or the
wife of any man who is the owner in good faith in her or
his own right of personal property in this state assessed
for taxation for three hundred dollars or more; provided
that the taxes due upon such real or personal property for
the next year preceding the year in which he or she offers to
register shall have been paid, unless the assessment shall
have been legally contested and is undetermined.
Sec. 35. Right of appeal from registration.—
Any person to whom registration is denied shall have
the right to appeal, without giving security for costs, within
thirty days after such denial, by filing a petition in the
circuit Court or Court of like jurisdiction held for the
county in which he or she seeks to register, to have his or
her qualifications as an elector determined. Upon the filing
of the petition, the clerk of the Court shall give notice
thereof to the solicitor authorized to represent the state in
said county, who shall appear and defend against the peti
tion on behalf of the state. Upon such trial the Court shall
charge the jury only as to what constitutes the qualifica
tions that entitle the applicant to become an elector at the
time he or she applied for registration, and the jury shall
determine the weight and effect of the evidence, and return
a verdict. From the judgment rendered an appeal will lie
to the supreme Court in favor of the petition to be taken
within thirty days. Final judgment in favor of the peti
tioner shall entitle him or her to registration as of the date
of his or her application to the registrars.
51
APPENDIX C
Constitution of Louisiana
ARTICLE VIII
Section 5.—Remedy for denial of registration.
Any person possessing the qualifications for voting pre
scribed by this Constitution, who may be denied registra
tion, shall have the right to apply for relief to the district
court having jurisdiction of civil causes for the parish in
which he offers to register. Said court shall then try the
cause, giving it preference over all other cases, before a
jury of twelve, nine of whom must concur to render a ver
dict. This verdict shall be a final determination of the
cause. The trial court may, however, grant one new trial
by jury. In no cases shall any appeal lie or any other court
exercise the right of review. * * *
52
APPENDIX D
26 Oklahoma Statutes
Section 74— Registration of electors— Time for certifi
cate to certain voters—Review of refusal
of registration— School district elections
excepted.
It shall be the duty of the precinct registrar to register
each qualified elector of his election precinct who makes
application between the thirtieth day of April 1916, and the
eleventh day of May 1916, and such person applying shall
at the time he applies to register be a qualified elector in
such precinct and he shall comply with the provisions of
this act, and it shall be the duty of every qualified elector
to register within such time; provided, if any elector should
be absent from the county of his residence during such
period of time, or is prevented by sickness or unavoidable
misfortune from registering with the precinct registrar
within such time, he may register with such precinct regis
trar at any time after the tenth day of May, 1916, up to and
including the thirtieth day of June, 1916, but the precinct
registrar shall register no person under this provision
unless he be satisfied that such person was absent from the
county or was prevented from registering by sickness or
unavoidable misfortune, as hereinbefore provided, and
provided that it shall be the mandatory duty of every pre
cinct registrar to issue registration certificates to every
qualified elector who voted at the general election held in
this state on the first Tuesday after the first Monday in
November, 1914, without the application of said elector for
registration, and, to deliver such certificate to such elector
if he is still a qualified elector in such precinct and the fail
ure to so register such elector who voted in such election
53
held in November 1914, shall not preclude or prevent such
elector from voting in any election in this state; and pro
vided further, that wherever any elector is refused registra
tion by any registration officer such action may be reviewed
by the district court of the county by the aggrieved elector
by his filing within ten days a petition with the Clerk of
said court, whereupon summons shall be issued to said
registrar requiring him to answer within ten days, and the
district court shall be a (give an) expeditious hearing and
from his judgment an appeal will lie at the instance of
either party to the Supreme Court of the State as in civil
cases; and provided further, that the provisions of this act
shall not apply to any school district elections. Provided
further, that each county election board in this state shall
furnish to each precinct election board in the respective
counties a list of the voters who voted at the election in
November, 1914, and such list shall be conclusive evidence
of the right of such person to vote.
L awyers P ress, I nc., 165 William St., N. Y. C .; ’Phone: BEekman 3-2300
IN THE
Itutrfc States (Hirorit (Heart of Apprats
F or the F ifth Circuit
No. 11,538
WILLIAM P. MITCHELL,
A p p e lla n t ,
v e r s u s
MRS. GEORGE C. WRIGHT, et al.,
A p p e l le e s .
APPEAL FROM T H E DISTRICT COURT OF T H E UNITED STATES
FOR T H E MIDDLE DISTRICT OF ALABAM A
SUPPLEMENTAL BRIEF FOR APPELLANT
Robert L. Carter,
New York, N. Y.
O f C ou n sel.
A rthur D. Shores,
1630 Fourth Avenue, No.,
Birmingham 3, Ala.
W illiam H. Hastie,
615 F. Street, N. W.,
Washington, D. C.
Thurgood Marshall,
20 West 40th Street,
New York, N. Y.
A t t o r n e y s f o r A p p e lla n t .
TABLE OF CONTENTS
PAGE
Preliminary Statement _____________________________ 1
Argument __________________________________________ 2
I. Article I, Sections 2 and 4 and Seventeenth
Amendment to the United States Constitution
Have Been Violated___________________________ 2
II. Appellees’ Acts Constitute State Action Under
the Constitution and Laws of the United States.. 4
Conclusion _________________________________________ 10
Table of Cases.
Barney v. New York, 113 U. S. 430, 48 L. Ed. 737
(1904) L----------------------------------------------------- ---- ....5,6,9
Home Telephone & Telegraph Co. v. Los Angeles, 227
U. S. 278, 33 S. Ct. 312, 57 L. Ed. 510 (1913)_______ 6
Iowa-Des Moines Nat’l Bank v. Bennett, 284 U. S. 239,
52 S. Ct. 133, 76 L. Ed. 265 (1931)_________________ 6
Raymond v. Chicago Union Traction Co., 207 U. S. 20,
28 S. Ct, 7, 52 L. Ed. 78 (1907)___________________ 5
Screws v. United States, ___ U. S . __ , 88 L. Ed.
1039 _____________________________________________ 7, 9
Smith v. Allwright, 321 U. S. 649, 64 S. Ct. 757, 88 L.
Ed. 987 (1943) ___________________________________ 4,7
Snowden v. Hughes, 321 U. S. 1, 64 S. Ct. 397, 88 L. Ed.
497 (1944) _______________________ ________________ 7,9
11
PAGE
United States v. Classic, 313 U. S. 299, 61 S. Ct. 1031,
85 L. Ed. 1368 (1941)..______________________3, 4, 6, 7, 8
Wiley v. Sinkler, 179 U. S. 58, 21 S. Ct. 17, 45 L. Ed. 85
(1898) __________________________________________ 2
Other Citations.
Constitution of Alabama, Art. VIII, Section 184--------- 2
Alabama Code of 1940, Title 17, Section 21___________ 2
IN’ THE
JUittrii States (Hirmit (Emtrf nf Apprals
F oe the F ifth Ciecuit.
No. 11,538
W illiam P. Mitchell,
A p p e lla n t ,
v s .
Mbs. Geoege C. W eight, et al.,
A p p e l le e s .
APPEAL FBOM T H E DISTBICT COUBT OF TH E U N ITED STATES
FOE T H E MIDDLE DISTBICT OF ALABAMA
SUPPLEMENTAL BRIEF FOR APPELLANT
PRELIMINARY STATEMENT
Appellant files this supplemental brief before the call
of the case for argument in order to clarify certain points
which have been raised in the appellees’ brief. No attempt
will be made to answer all of the arguments raised since
most of these contentions have been adequately covered in
appellant’s original brief.
2
ARGUMENT
I
Article I, Sections 2 and 4 and 17th Amendment to
the United States Constitution Have Been Violated.
Registration is a prerequisite to voting in any state or
federal election held in the State of Alabama. C o n s titu tio n
o f A la b a m a , A r t ic le V I I I , S e c t io n 184; A la b a m a C o d e o f
1940, T itle 17, S e c tio n 21. In order to qualify to vote for
members of Congress or of the Senate of the United States,
one must have the necessary qualifications for an elector of
the most numerous branch of the state legislature. Appel
lees contend that in order for appellant to assert that his
right to vote for a member of Congress has been violated,
he must not only have the requisite qualifications of an
elector but must be registered as required by state law. In
substance, appellees argue that appellant must not only
meet all the requisite qualifications for an elector in the
most numerous branch of the legislature of Alabama but
must be actually registered as such before he can complain
of being denied rights secured by Article I, sections 2 and 4
and the 17th Amendments to the United States Constitu
tion. On its surface this contention is persuasive and ap
pellees properly cite W ile y v. S in k ler , 179 U. S. 58, 66, 21
S. Ct. 17, 45 L. Ed. 85, 89 (1898) where the United States
Supreme Court said:
“ The Constitution and the laws of the state thus
require that, in order to entitle anyone to have his
vote received at any election, he must not only have
the requisite qualifications of an elector, but he must
have been registered. By elementary rules of plead
ing both these essential requirements must be dis
tinctly alleged by the plaintiff in any action against
3
the managers of an election for refusing his
vote . .
There the plaintiff was attempting to cast his ballot in a
general election for choice of United States Congressmen.
There was not before the Court any attempt on the part of
the state officers to prevent plaintiff from registering and
thereby prohibit him from meeting the qualifications of an
elector as required by the Constitution and laws of the
United States and of the state in question. Had this situa
tion been before the Court, it seems abundantly clear that
a different conclusion would have been reached. The com
plaint had merely alleged that the plaintiff was a duly quali
fied elector, but it contained no allegation that he had ever
registered or had even made application to register. Be
cause of this omission it was held that the complaint did not
state facts sufficient to constitute a cause of action.
Whatever doubts this decision may have raised were
conclusively settled in U n ited S ta te s v. C la ssic , 313 U. S.
299, 61 St. 1031, 85 L. Ed. 1368 (1941). There a primary
election was involved, and an argument similar to that pre
sented by appellees here was raised. The Court held that
the primary in Louisiana was an integral part of the pro
cedure for the choice of Congressmen and that the right
of qualified voters to vote in a Congressional primary elec
tion and to have their ballots counted was in actuality the
right to participate in that choice. And said the Court at
page 318:
“ Where the state law has made the primary an
integral part of the procedure of choice, or where in
fact the primary effectively controls the choice, the
right of the elector to have his ballot counted at the
primary, is likewise included in the right protected
by Article I, § 2. And this right of participation
is protected just as is the right to vote at the
election, where the primary is by law made an in-
4
tegral part of the election machinery, whether the
voter exercises his right in a party primary which
invariably, sometimes or never determines the ulti
mate choice of the representative.”
Here registration is a prerequisite to voting in a Congres
sional election held in the state of Alabama and is an in
tegral part of the election machinery of the State. Refusal
to permit a qualified elector to register is as effective a
deprivation of the right to vote in Congressional elections,
as is the original refusal to permit one to cast a ballot in a
general or primary election. Article I, sections 2 and 4 and
the Seventeenth Amendment, to have any real meaning,
must apply to each and every step in the electoral process
which is an integral part of that machinery. This the Court
recognized in U n ited S ta te s v. C la ssic , su p ra . The rationale
of that decision is clearly applicable here.1 That there has
been a violation of the Fourteenth and Fifteenth Amend
ments as well is no basis for concluding that Article I, Sec
tions 2 and 4 and the Seventeenth Amendment have not
been breached also.
II
Appellees’ Acts Constitute State Action Under the
Constitution and Laws of the United States.
In order to bolster their basic contention that the refusal
to register appellant is not state action, appellees interpose
the argument above that such refusal does not violate
Article I, sections 2 and 4 and the Seventeenth Amendment,
which run against individual as well as state action. Ap
pellees argue that the only provision of the federal Consti-
1 See also Smith v. Allwright, 321 U. S. 649, 64 S. Ct. 757, 88 L.
Ed. 987 (1943).
5
tution which could possibly have been violated are the Four
teenth and Fifteenth Amendments under which the wrong
complained of must be the action of the state. Since appel
lees’ action violates the Constitution and laws of the state of
Alabama, they argue that such action cannot be considered
the action of the state and that, therefore, there is no basis
for the assertion of federal authority. For this argument
appellees apparently rely on B a r n e y v. N ew Y o r k , 113 U. S.
430, 48 L. Ed. 737 (1904) where the United States Supreme
Court held that where a state official acted without authority
and contrary to state law, such action was not state action
within the meaning of the Fourteenth Amendment. In this
situation the proper procedure, it was felt, was to seek
redress in the state courts. This ruling has been so greatly
limited and restricted by subsequent Supreme Court de
cisions, however, as to be no longer persuasive.
In R a y m o n d v. C h ica go U n ion T ra c tio n C o m p a n y , 207
U. S. 20, 35, 36, 28 S. Ct. 7, 52 L. Ed. 78, 87 (1907), in consid
ering the legality of the actions of a State Board in assess
ing plaintiff’s property allegedly in violation of the Four
teenth Amendment the Court said:
“ Acting under the constitution and laws of the
state, the board therefore represents the state, and
its action is the action of the state. The provisions
of the 14th Amendment are not confined to the
action of the state through its legislature, or through
the executive or judicial authority. Those provisions
relate to and cover all the instrumentalities by which
the state acts, and so it has been held that whoever
by virtue of public position under a state government
deprives another of any right protected by that
Amendment against deprivation by the state, violates
the constitutional inhibition; and as he acts in the
name of the state and for the state and is clothed
with the state’s powers, his act is that of the state.”
6
In the R a y m o n d case, it was required by the state Con
stitution that the assessing board levy a tax on every per
son based on the value of property owned. It was pointed
out that this constitutional provision had been ignored by
the Board, thus resulting in an illegal discrimination. The
Court differentiated the B a r n e y case, on the ground that
there the act complained of was forbidden by the state legis
lature, and that no such situation existed in proceedings
presently before it.
In H o m e T e le p h o n e T e le g r a p h C o m p a n y v. L o s
A n g e le s , 227 U. S. 278, 293, 33 S. Ct. 312, 57 L. Ed. 510, 517
(1913), the Court in commenting on the B a r n e y case said:
“ . . . ,— the B a r n e y Case,—it might suffice to say,
as we have already pointed out, was considered in
the R a y m o n d Case, and if it conflicted with the doc
trine in that case and the doctrine of the subsequent
and leading case of E x P a r te Y o u n g , is now so dis
tinguished or qualified as not to be here authoritative
or even persuasive. But . . . there is no ground for
saying that that case is authority for overruling the
settled doctrine which, abstractly, at least, it recog
nized. If there were room for such a conclusion, . . .
it would be our plain duty to qualify and restrict
the B a r n e y Case in so far as it might be found to
conflict with the rule here applied.
Whatever doubt may have been held that the definition
of state action in the B a r n e y case was still controlling was
finally dissipated in U n ited S ta te s v. C la ss ic where the
Court said at page 326:
“ Misuse of power possessed by virtue of state
law and made possible only because the wrongdoer
is clothed with the authority of state law, is action
taken ‘ under color o f ’ state law.” 2
2 In accord see IoWa-Des Moines Nat’l. Bank v. Bennett, 284
U. S. 239, 52 S. Ct. 133, 76 L. Ed. 265 (1931).
7
Such action was, therefore, held to be within the reach of
federal power.3
Attempts were made to resurrect the moribund doctrine
of B a r n e y v. N ew Y o r k in S n o w d en v. H u g h es , 321 U. S.
1, 64 S. Ct. 397, 88 L. Ed. 497 (1944), but the Court on page
13 in referring to the B a r n e y case said:
“ As we conclude that the right asserted by peti
tioner is not one secured by the Fourteenth Amend
ment and affords no basis for a suit brought under
the sections of the Civil Rights Acts relied upon, we
find it unnecessary to consider whether the action by
the State Board of which petitioner complains is
state action within the meaning of the Fourteenth
Amendment. The authority of Barney v. New York
. . . on which the court below relied, has been so re
stricted by our later decisions, [referring to the cases
cited supra] that our determination may be more
properly and more certainly rested on petitioner’s
failure to asert a right of a nature such as the Four
teenth Amendment protects against state action.”
Again in S cre w s v. U n ited S t a t e s ,___U. S .___ , 88 L. Ed.
1029, an effort was made to have the Court redefine action
under color of law as only such action as is taken by govern
mental officials in conformity to state law. Again the Court
refused to take this position and restated its definition of
state action announced in U n ited S ta te s v. C la ssic , s u p r a ;
said Mr. Justice Douglas in the majority opinion at page
1039:
“ It is said, however, that petitioners did not act
‘ under color of any law’ within the meaning of Sec
tion 20 of the Criminal Code. We disagree. . . .
“ Some of the arguments which have been ad
vanced in support of the contrary conclusions sug
gest that the question under section 20 is whether
3 See also Smith v. Allwright, supra,
8
Congress has made it a federal offense for a state
officer to violate the law of his State. But there is
no warrant for treating the question in state law
terms. The problem is not whether state law has
been violated but whether an inhabitant of a State
has been deprived of a federal right by one who acts
under ‘ color of any law’. He who acts under ‘ color’
of law may be a federal officer or a state officer. He
may act under ‘ color’ of federal law or of state
law. ’ ’
The Court then refers to and quotes with approval that
portion of the opinion in the C la ssic case which we have
quoted on page six and of this brief and continued at page
1041:
“ It is said that we should abandon the holding of
the C la ssic case. It is suggested that the present
problem was not clearly in focus in that case and
that its holding was ill-advised. A reading of the
opinion makes plain that the question was squarely
involved and squarely met. It followed the rule an
nounced in E x p a r te V irg in ia , . . . that a state judge
who in violation of state law discriminated against
[Negroes] in the selection of juries violated the Act
of March 1, 1875, 18 Stat. 336. It is true that the
statute did not contain the words under ‘ color’ of
law. But the Court in deciding what was state action
within the meaning of the Fourteenth Amendment
held that it was immaterial that the state officer ex
ceeded the limits of his authority. ‘ . . . as he acts
in the name and for the State, and is clothed with the
State’s power, his act is that of the State. This must
be so, or the constitutional prohibition has no mean
ing. Then the State has clothed one of its agents
with power to annul or to evade it ’. . . . Reference is
made to statements of Senator Trumbull in his dis
cussion of Section 2 of the Civil Rights Act of 1866,
14 Stat. 27, and to statements of Senator Sherman
concerning the 1870 Act as supporting the conclusion
that ‘ under color of any law’ was designed to include
9
only action taken by officials pursuant to state law.
But those statements in their context are inconclu
sive on the precise problem involved in the C la ssic
case and in the present case. We are not dealing
here with a case where an officer not authorized to
act nevertheless takes action. Here the state officers
were authorized to make an arrest and to take such
steps as were necessary to make the arrest effective.
They acted without authority only in the sense that
they used excessive force in making the arrest effec
tive. It is clear that under ‘ color’ of law means
under ‘ pretense’ of law. Thus acts of officers in the
ambit of their personal pursuits are plainly excluded.
Acts of officers who undertake to perform their offi
cial duties are included whether they hew to the line
of their authority or overstep it.”
In his concurring opinion Mr. Justice R u t l e d g e , at page
1043, rejected these contentions in the following terms:
“ Strange as the argument is the reason. It comes
to this, that abuse of state power creates immunity
to federal power. Because what they did violated
the state’s laws, the nation cannot reach their con
duct. It may deprive the citizen of his liberty and
his life. But whatever state officers may do in abuse
of their official capacity can give this Government
and its court no concern. This, though the prime
object of the Fourteenth Amendment . . . was to se
cure these fundamental rights against wrongful de
nial by exercise of the power of the states.
“ The defense is not pretty. Nor is it valid. By
a long course of decision from E x P a r te V irg in ia . . .
to U n ited S ta te s v. C la ss ic . . . it has been rejected.
The ground should not need plowing again. It was
cleared long ago and thoroughly.” 4
4 One Justice of the Supreme Court, however, would appear to
view the doctrine of the Barney v. New York with favor. See the
concurring opinion of Mr. Justice F r a n k f u r t e r in Snowden v.
Hughes, supra, at pages 16, 17 and his dissenting opinion in Screws
v. United States, supra.
10
It is conclusively settled, therefore, that the action of
appellees in refusing to register appellant, although he pos
sessed the requisite qualifications, solely because of his race
and color and pursuant to a policy, custom and usage of
denying the equal protection of the laws to Negro applicants
by refusing to register qualified Negro electors while at the
same time registering white electors with less qualifications
than Negroes, was state action within the meaning of the
14th and 15th Amendments.
CONCLUSION
Appellant has clearly shown by virtue of his original
brief and this supplemental brief that the judgment of the
court below was erroneous.
Wherefore, it is respectfully submitted that this
Court reverse the judgment of the District Court dis
missing appellant’s amended complaint.
A rthur D. Shores,
1630 Fourth Avenue, No.,
Birmingham 3, Ala.
W illiam H. Hastie,
615 F. Street, N. W.,
Washington, D. C.
T hurgood Marshall,
20 West 40th Street,
New York, N. Y.
A t to r n e y s f o r A p p ella n t.
R obert L. Carter,
New York, N. Y.
O f C ou n sel.
L awyers P ress, Tnc., 165 William St., N. Y. C .: ’Phone: BEekman 3-2300
IN THE
United States Circuit Court of Appeals
FOR THE FIFTH CIRCUIT.
No. 11538
--------------- ?
WILLIAM P. MITCHELL,
versus
Appellant,
MRS. GEORGE C. WRIGHT, ET AL.,
Appellees.
Appeal from the District Court of the United States
for the Middle District of Alabama.
(April 24, 1946.)
Before HOLMES, McCORD, and LEE,
Circuit Judges.
HOLMES, Circuit Judge: This is an action by appellant,
suing in behalf of himself and all others similarly situ
ated. It was brought against appellees for their refusal,
solely on the ground of his race or color, to register him.
He prayed for a declaratory judgment, a permanent in
junction, and damages in the sum of five thousand dollars.
2 M itchell v. W right, et al.
On motion of the defendants, the court below dismissed
the complaint in its entirety on the ground that the
plaintiff had failed to exhaust his administrative remedy
in the state courts of Alabama.
The motion to dismiss, as a matter of law, admitted all
of the well-pleaded facts alleged in the complaint. From
these facts it appears in substance as follows: The plaintiff
is a Negro over the age of twenty-one years; he resides
in Macon County, Alabama; he is a citizen of that state
and of the United States; he pays taxes on real property
with an assessed valuation of over three hundred dollars;
is able to read and write any provision in the federal con
stitution; is not an idiot or an insane person; has never
been convicted of a felony or other crime, and was onJLuly
5, 1945, possessed of all of the qualifications and none of
tlie"**disqualifications of registered voters in Alabama.
He executed and filed the written form furnished by the
registrars to applicants for registration; as filled out by
him, his application showed that he was qualified to regis
ter and vote, but the defendants refused to register him
and others, when they applied for registration on the date
aforesaid, solely on the ground of their race or color. This
refusal was pursuant to the policy, custom, and usage of
| the defendants, acting under color of state authority, to
! deprive Negroes of the right to vote in Alabama. Since
registration is a prerequisite to the right to vote in any
election in Alabama, including the election of federal
officers, the action of the registrars did effectively deprive
appellant of the right to vote.
The jurisdiction of the court below was invoked pursu
ant to several applicable statutes 1 and constitutional pro
visions.2 Pertinent authorities uphold appellant’s conten-
1 i~U. S. C. A. 31 and 43; 28 U. S. C. A. 41 (11) and (14).
2 Sections 2 and 4 of Article 1 of the 14th, 15th, and 17th Amend
ments to the Constitution of the United States.
M itchell v. W right, et al. 3
tion that the court below had jurisdiction to grant relief
in this case,3 but we are urged to affirm the judgment
under review on the ground that appellant’s failure to
exhaust his administrative remedy in the state courts of
Alabama ousted the jurisdiction of the federal court.
It is true that, under the laws of Alabama, any person
denied registration has the right to appeal to the proper
circuit court of the state, thence to the Supreme Court;4
but the remedy so provided is not deemed by us to be
purely of an administrative nature; it is of the type of
proceeding traditionally considered judicial. The ag
grieved party may go into the state circuit court, which is
a judicial court of general jurisdiction of law and equity,
or into a court of like jurisdiction. A trial by jury is pro
vided, and the court is required to charge the jury as to
the qualifications of voters. The weight and effect of the
evidence are for the determination of the jury. The re
viewing court may enter final judgment, which shall en
title the petitioner to register as of the date of his applica
tion, but neither the circuit court nor the Supreme Court
possesses the power to substitute its order for that of the
registrars.5
The Alabama circuit court has no power to register the
applicant, though when its jurisdiction is invoked it may
find as a fact, and adjudicate as the law, that he is entitled
to registration, and though it may issue an extraordinary
3 Guinn v. United States, 238 U. S. 347, 35 S. Ct. 926, 59 L. Ed.
1340; Nixon v. Herndon, 273 U. S. 536, 47 S. Ct. 446, 71 L. Ed. 759;
Nixon v. Condon, 286 U. S. 73, 52 S. Ct. 484, 76 L. Ed. 984; Lane v.
Wilson, 307 U. S. 268, 59 S. Ct. 872, 83 L. Ed. 1281; Smith v. All-
wright, 321 U. S. 649; Berry v. Davis, 15 F. (2) 488.
4 Section 35, Title 17, of the Alabama Code of 1940.
5 Cf. Bacon v. Rutland R. R. Co., 232 U. S. 134, where the court
could affirm or reverse and remand, and the review was held judicial.
Also compare Prentis v. Atlantic Coast Line, 211 U. S. 210, where
the court, if it reversed, was to substitute such order as in its opinion
the commission should have made, and the review was held legislative.
See also City Bank Farmers Trust Co. v. Schnader, 291 U. S. 24,
where the review was held to be judicial because the court could de
termine liability for the tax as well as all questions of valuation.
4 M itchell v. W right, et al.
writ commanding the registrar particularly to obey the
law and to perform the specific ministerial act of registra
tion. These things, and the use of juries, are quintes
sential^ judicial; they are the indicia of a judicial court,
not of an administrative board or office; the final judg
ment of such a court is res ju d ica ta . What was said in
L a n e v . W ilso n , 307 U. S. 268, with reference to the Okla
homa state procedure having all the indicia of a conven
tional judicial proceeding, applies to the Alabama remedy
that is afforded to aggrieved applicants for registration;
and we hold that appellant was authorized to institute
this action without appealing to the state circuit court or
any court of like jurisdicton.
We are also urged to affirm this judgment because the
complaint averred only inferentially that the plaintiff was
qualified to register, and did not allege that he had resided
in the state at least two years, in the county one year,
and in the precinct or ward three months immediately
preceding the election at which he offered to vote. This
would dispose of the case on a technicality of pleading,
though the new rules provide that all pleadings shall be
so construed as to do substantial justice.6 The court below
did not put its decision on this ground.7 If it had, the
plaintiff might have amended his complaint so as to obvi
ate the point; and his attorneys now ask leave to amend
if this cause is remanded for trial, which leave is required
to be freely given when justice so requires.8
If the office of pleading is to inform the court and the
parties of the facts in issue; the court, that it may declare
the law; and the parties, that they may know what to
meet by their proof:9 we think the wrong and injury for
« Rule 8 (f) of the Federal Rules of Civil Procedure.
7 Mitchell v. Wright, 62 Fed. Supp. 580.
8 Rule 15(a) of Federal Rules of Civil Procedure.
9 Hill v. Mendenhall, 88 U. S. 453.
M itchell v. W right, et al. 5
which redress is here sought sufficiently appear from the
pleading.10 As in L a n e v . W ilso n , su pra , the basis of this
action is inequality of treatment under color of law. The
fact that the law is fair upon its face is not a defense if
it is administered in a discriminatory manner.11
10 Paragraphs 3, 6, 10, and 11 of the complaint are as follows:
“ 3. All parties to this action, both plaintiff and defendants
are citizens of the United States and of the State of Alabama,
and are residents and domiciled in said State.
“ 6. Plaintiff, William P. Mitchell, is colored, a person of
African descent and Negro blood, is over the age of twenty-ona
years. He is a taxpayer of the State of Alabama, and pays tax
on real property with an assessed valuation in excess of Three
Hundred Dollars. Plaintiff alleges that he is able to read and
write any passage of the United States Constitution, that he has
never been adjudged guilty of felony or any crime and that he is
not an idiot or insane. Plaintiff further alleges that by reason
of the allegation herein above made, he was in all particulars on
the 5th day of July, 1945, and still is possessed of the qualifications
of an elector and as such was and is entitled to be registered as
such elector.
“ 10. That on or about the 5th day of July, 1945, during the
regular registration period while defendants, Mrs. George C. Wright
and Virgil M. Guthrie, were acting as registrars of voters under
the laws of Alabama in conducting the registration of persons
qualified to register, plaintiff made application at the Macon
County Court House, the place for registration of persons quali
fied to register, he filled out the regular form for registration, he
produced two persons to vouch for him, as required by the board,
he correctly answered such questions as were asked in proof of his
qualifications, and was ready, willing and able to give any further
information and evidence necessary to entitle him to be registered;
that by reason of the said fact hereinbefore made, plaintiff was
entitled to be registered as a voter. Plaintiff applied for registra
tion in order to be eligible to vote in future federal as well as
state elections.
“ 11. Plaintiff further shows that during such registration
period and on or about the 5th day of July, 1945, white persons
presenting themselves for registration were not required to present
persons to vouch for them, but were registered forthwith, whereas
your petitioner solely because of his race and color was required
to wait long hours before being permitted to file his application,
was required to present persons to vouch for him, after which the
said defendants denied plaintiff application and wrongfully re
fused and illegally failed to register plaintiff on said July 5, 1945,
solely on account of his race, color and previous condition of servi
tude. Plaintiff further states that it has become the general
habitual and systematic practice of said Board of Registrars, in
cluding these defendants, Mrs. George C. Wright and Virgil M.
Guthrie, and their predecessors in office to refuse to register Negro
residents of Macon County, including the plaintiff, William P.
Mitchell.”
11 Yick Wo v. Hopkins, 118 U. S. 356, 6 S. Ct. 1064, 30 L. Ed. 220.
6 M itchell v . W right, et al.
The judgment appealed from is reversed, and the cause
remanded for further proceedings not inconsistent with
this opinion.
LEE, Circuit Judge, specially concurring:
While I am in accord generally with the reasons as
signed by my associates in M itch e ll v . W r ig h t , No. 11,538,
and H all v . N a g el, No. 11,534, decided today, involving the
denial of registration to Negro applicants, I prefer to
predicate my concurrence in the reversal of the lower
courts on the doctrine of the exhaustion of legal remedies.
Well-pleaded facts pointed out in the majority opinions,
admitted by and for the purpose of the motions to dismiss,
render futile, as respects said motions, the other defenses
urged.
Where a statute provides corrective relief from a legis
lative determination by an administrative agency, the
doctrine of the exhaustion of administrative remedies re
quires that an aggrieved person, before resorting to the
judiciary, must first exhaust his statutory administrative
remedy.1 Federal courts apply the doctrine in actions to
enjoin state officials.2 While the rationale given for the
doctrine varies,3 self-restraint on the part of the judiciary
from interference in legislative functions4 is the under
lying basis. The doctrine has no application to a statutory
review of a determination devoid of any legislative func
tion.5
1 See 42 Am. Jur. 580-581.
2 Natural Gas Pipeline Co. v. Slattery, 302 U. S. 300.
3 42 Am. Jur. 580-581, §197.
4 See Prentis v. Atlantic Coast Line Co., 211 U. S. 210, 29 S. Ct. 67;
Porter v. Investors Syndicate, 286 U. S. 461, 52 S. Ct. 617, affirmed on
rehearing, 287 U. S. 346, 53 S. Ct. 132; Natural Gas Pipeline Co. v.
Slattery, 302 U. S. 300, 58 S. Ct. 199.
5 Lane v. Wilson, 307 U. S. 268.
M itchell v. W right, et al. 1
In the case of L a n e v . W ilso n , 307 U. S. 268, 1938, the
Supreme Court has already considered the application of
the doctrine of the exhaustion of administrative remedies
to a situation where election officials in Oklahoma refused
to register a Negro citizen and the Negro brought suit
under the Civil Rights Law for resulting damages. Justice
Frankfurter discusses the doctrine at page 274:
“The other preliminary objection to the main
tenance of this action is likewise untenable. To
vindicate his present grievance the plaintiff did not
have to pursue whatever remedy may have been
open to him in the state courts. Normally, the state
legislative process, sometimes exercised through
administrative powers conferred on the state
courts, must be completed before resort to the
federal courts can be had. Prentis v. Atlantic
Coast Line Co., 211 U. S. 210. * * * But the state
procedure open for one in the plaintiff’s situation
(§ 5654) has all the indicia of a conventional
judicial proceeding and does not confer upon the
Oklahoma courts any of the discretionary or
initiatory functions that are characteristic of ad
ministrative agencies * * * Barring only ex
ceptional circumstances, * * * or explicit statu
tory requirements, * * * resort to a federal
court may be had without first exhausting the
judicial remdies of state courts. * * *”
To better understand what Justice Frankfurter had in his
mind, quotation from P ren tis v . A tla n tic C oa st L in e C o .,
su pra , cited by him is in point:
“A judicial inquiry investigates, declares, and
enforces liabilities as they stand on present or
past facts and under laws supposed already to
8 M itchell v . W righ t, et al.
exist. That is its purpose and end. Legislation,
on the other hand, looks to the future and changes
existing conditions by making a new rule, to be
applied thereafter to all or some part of those
subject to its power. The establishment of a rate
is the making of a rule for the future, and there
fore is an act legislative, not judicial, in kind, as
seems to be fully recognized by the supreme
court of appeals * * *.
“Proceedings legislative in nature are not pro
ceedings in a court, * * * no matter what may
be the general or dominant character of the
body in which they may take place. * * * That
question depends not upon the character of the
body, but upon the character of the proceed
ings. * * *”
Another element of distinction between legislative and
judicial functions, not mentioned in the L a n e v. W ilso n
case, is the element of generality or particularity. 42
American Jurisprudence, §40, pages 332, 333, says:
“Legislative and judicial functions have been
distinguished by the element of generality in the
former and particularity in the latter, that is,
legislation operates against a class and judgments
against individuals.”
Thus, we have several elements with which we may dis
tinguish legislative and judicial functions, to-wit: the ele
ment of futurity or retrospect, that of generality or par
ticularity, that of discretion, and that of initiation. A good
example of the element of discretion is the determination
of a legislative body on the basis of public interest. The
judiciary will not interfere with this type of discretion.8
8 P. C. C. V. Pottsville Broadcasting Co., 309 U. S. 134, 138.
M itchell v. W right, et al. 9
One must be careful, however, not to confuse this legisla
tive discretion with judicial discretion. Justice Frank
furter in L a n e v . W ilso n , as quoted above, refers to the
element of initiation in his distinction between legisla
tive and administrative functions. He quite likely meant
by the term “ initiatory functions” the power or ability
to begin a proceeding in a tribunal.7
42 American Jurisprudence, at pages 328 and 329, § 35
'ays:
“The principal reason which has given rise to
the necessity for ‘Administrative Law’ as a new
classification of the law is the fact of the endow
ment of administrative authorities with ‘legisla
tive’ and ‘judicial’ powers. The distinguishing
factors of the powers here considered are that the
result of their exercise operates in the future,
rather than on past transactions and circum
stances, and generally, rather than particularly.
Such powers are of three types: (1) rule making
by reason of particular delegation of authority;
(2) rule making by the construction and interpre
tation of a statute being administered; (3) determ
ination under a delegated power whether a statute
shall go into effect.”
The Oklahoma statute under consideration in L a n e v.
W ilso n provides:
“It shall be the duty of the precinct registrar
to register each qualified elector of his election
precinct who makes application * * * and such
person applying shall at the time he applies to
register be a qualified elector in such precinct and
7 See 42 Am. Jur. 323, 324.
10 M itchell v. W right, et al.
he shall comply with the provisions of this Act
* * *; and provided further, that wherever any
elector is refused registration by any registration
officer such action may be reviewed by the district
court of the county by the aggrieved elector by his
filing within ten days a petition with the clerk
of said court, whereupon summons shall be issued
to said registrar requiring him to answer within
ten days, and the district court shall be [sic] an
expeditious hearing and from his judgment an
appeal shall lie at the instance of either party to
the Supreme Court of the State as in civil cases;
* * * >9
Section 35, Title 17, of the Alabama Code (1940) pro
vides that:
“Any person to whom registration is denied
shall have the right of appeal * * * by filing a
petition in the circuit court or court of like juris
diction held for the county in which he or she
seeks to register, to have his or her qualifica
tions as an elector determined. * * * Upon such
trial the court shall charge the jury only as to
what constitutes the qualifications that entitle the
applicant to become an elector at the time he or
she applied for registration, and the jury shall
determine the weight and effect of the evidence,
and return a verdict. From the judgment rend
ered an appeal will lie to the supreme court in
favor of the petitioner to be taken within thirty
days. Final judgment in favor of the petitioner
shall entitle him or her to registration as of the
date of his or her application to the registrars.”
Section 5, Article 8, of the Constitution of Louisiana
provides:
“Any person possessing the qualifications for
voting prescribed by this Constitution, who may
be denied registration, shall have the right to
apply for relief to the district court having juris
diction of civil questions for the parish in which
he offers to register. Said court shall then try
the cause * * * before a jury of twelve, nine
of whom must concur to render a verdict. This
verdict shall be a final determination of the cause.
The trial court may, however, grant one new
trial by jury. In no cases shall any appeal lie
or any other court exercise the right of review.”
Do the Alabama and Louisiana courts have any legisla
tive functions that would distinguish these cases from
L a n e v . W ils o n ? j In the first place, neither the Alabama
nor the Louisiana statutory and constitutional provisions
provide the court with any initiatory function. The ap
plicant for registration must start proceedings before the
court.
Secondly, the Statutes and Constitutions of Alabama and
Louisiana require the juries to determine the qualifica
tions or disqualifications of the applicant by determining
the facts and applying them to the law as charged by the
court. No legislative function is delegated. A jury’s func
tion is the finding of facts. The legislative function pre
supposes the delegatee possesses qualifications of expert
ness.8 A jury possesses no such qualifications. More
over, the Alabama statute provides that “the jury shall
determine the weight and effect of the evidence and return
a verdict.” The terms “ weight” and “evidence” clearly
denote a finding of fact, and “verdict,” the application of
8 Natural Gas Pipeline Co. v. Slattery, 302 U. S. 30o!
M itchell v . W right, et al. 11
12 M itchell v. W right, et al.
the fact to the law as charged by the court. / The Louisi
ana Constitution provides:
“Said court shall then try the cause, giving it
preference over all other cases, before a jury of
twelve, nine of whom must concur to render a
verdict.”
The term “ cases” and “verdict,” likewise, denote mere
questions of fact and the application of the fact to the
law as charged by the court.
In the third place the determination of the Alabama
courts and the Louisiana courts have neither an element
of futurity, illustrated by rule-making powers, nor an ele
ment of generality, illustrated by a dispensary power.
My brethren place great reliance in the Alabama case
and, by inference, in the Louisiana case, on the reviewing
courts’ lack of power “to substitute its order for that of the
registrars” and their lack of power to register the appli
cant. I do not think that the lack of these powers de
termine the legislative or judicial quality of the review
ing courts’ determination.
Under both the Alabama Code and the Louisiana Con
stitution and Statutes the juries decide the same questions
of qualifications determined by the registrars, and the
juries give no weight to the previous determinations of the
registrars. For these reasons, any element of legislative
function exercised by the registrars would never influence
the final determination of the applicant’s right to registra
tion. Therefore, the reviewing courts’ lack of power “ to
substitute its order for that of the registrars” is irrelevant
in deciding the legislative or judicial quality of the re
viewing courts’ functions.
M itchell v. W right, et al. 13
After a court in the light of a jury verdict has de
termined the right of an applicant to register, the pres
ence or absence of power in the court manually to register
the applicant does not determine the legislative or judicial
quality of its functions. Where a statute provides an
officer with a duty purely ministerial in character, a court
may compel the officer to act without any regard to the
exhaustion of administrative remedies.9 A court of equity
in some states may direct an officer to execute a deed,10
but the court of equity would not thereby be exercising a
legislative function.
Neither F ed era l R ad io C om m ission v . G en e ra l E le c tr ic ,
281 U. S. 464, nor F ed era l R a d io C o m m issio n v . N elson ,
289 U. S. 266, cited by appellees, is apposite to the prob
lem before this court. In those cases the statute predi
cated the grant of radio licenses on a determination by
the Commission of the “public convenience, interest or
necessity.” In the earlier case the Supreme Court held
that the statutory appeal to the Court of Appeals of the
District of Columbia made the functions of that court
essentially legislative or administrative because
“ * * * the powers confided to the commission
respecting the granting and renewal of station
licenses are purely administrative and that the
provision for appeals to the court of appeals does
no more than make that court a superior and re
vising agency in the same field.”
In the later case, after the provisions for a statutory re
view of the Commission’s determination had been altered
so as to take from the Court of Appeals the right as re
vising agent to determine the “public convenience, inter
est and necessity” and to permit a review only of ques
9 See 42 Am. Jur. 575, §195.
19 30 C. J. S. 1011, 1012.
14 M itchell v. W right, et al.
tions of law, the Supreme Court held that the functions
of the Court of Appeals of the District Of Columbia then
had become purely judicial. The determination of the
“public convenience, interest or necessity” in the Federal
Radio Commission cases involved the exercise of dis
cretionary powers, hence, was essentially legislative in
character. The determination of the qualifications of an
applicant for registration involves no discretionary powers.
On the basis of the foregoing authorities and reasons,
I believe that in both the Alabama and Louisiana cases
legislative functions, prerequisite to an application of the
doctrine of the exhaustion of administrative remedies,
were non-existent in the reviewing courts under the state
laws.
A True copy:
Teste:
Clerk of the United States Circuit Court of
Appeals for the Fifth Circuit.
11
98
7
A
IN THE
Supreme (Enurt of the Initefc States
October Term, 1946
No.
MRS. GEORGE C. WRIGHT, et a l ,
P e t i t io n e r s ,
v.
WILLIAM P. MITCHELL,
R esp o n d en t.
Mate 3IGV
MEMORANDUM BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
T hurgood Marshall,
Arthur D. Shores,
C o u n sel f o r R esp o n d en t.
R obert L. Carter,
o f C ou n sel.
SUBJECT INDEX
PAGE
Statement of C ase__________________________ ...---------- 2
Questions Presented_____________________ ___________ 5
Summary of Argument________________________ __ - 6
Argument __________________________________________ 7
I. The Decision of the Court that Failure to Pursue
or Exhaust Remedy Provided Under State Law
Which Is In the Nature of a Conventional Judicial
Remedy Does Not Oust the Federal Courts Is Con
sistent With Precedents of This Court _________ 7
II. The Characterization of The Remedy Afforded
Under Table 17, Section 35, Alabama Code of 1940,
By The Circuit Court of Appeals, As A Judicial
Remedy Is Clearly Right ____ 8
Conclusion__________________________________________ 11
Table of Cases
Bacon v. Rutland R. Co., 232 U. S. 134. ____ ___ 8,10
Henderson Water Company v. Corporation Commis
sion, 269 U. S. 279______ 7
Lane v. Wilson, 307 U. S. 268__________ __ __________ 8
Natural Gas Pipeline Co. v. Slattery, 302 U. S. 300 7
Pacific Telephone & Telegraph Co. v. Kuykendall, 265
U. S. 196___________ ________________ ___ __________ 7, 8
Porter v. Investors Syndicate, 286 U. S. 461, aff’d on
rehearing 287 U. S. 346___________________ _____ 7, 8
Prentiss v. Atlantic Coast Line Co., 211 U. S. 210 ___ 7,10
Railroad & Warehouse Commission v. Duluth Street
R. Co., 273 U. S. 625_____________________________ _ 7
State Corporation Commission v. Wichita, 290 U. S. 561 8
United States v. Sing Tuck, 194 U. S. 161________ ____ 7
11
United States Constitution
PAGE
Article I, Section 2___________________________________ 6
Amendment XIV ________ ______ ______________ 6
Amendment X V ____________________ 6
Amendment XVII ______________________________ 2, 6
Alabama Constitution
Section 177, Article VIII___________________________ 2
Section 178, Article VIII_____________________ 2
Section 181, Article VIII _________________________ 2
Section 182, Article VIII ____________ 2
Section 186, Article V III___________________________ 2
Statutes
Section 31, Title 8, U. S. Code________________________ 6
Section 43, Title 8, U. S. Code ... ____ __________ 6
Section 41 (11) (14), Title 28, U. S. Code_________ 6
Section 32, Title 17, Alabama Code of 1940 ____ ____ 2
Section 35, Title 17, Alabama Code of 1940___ _____ 6, 8
26 Okla. Stat., Sec. 74________________________________ 10
IN THE
&upr?mp (Knurl of tiro lltttlrb States
October Term, 1946
No.
Mrs. George C. W right, e t a l ,
P e t i t io n e r s ,
v .
W illiam P. Mitchell,
R esp o n d en t,
MEMORANDUM BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
T o th e H o n o ra b le , th e C h ie f J u s tic e o f th e U n ited S ta tes
and th e A s s o c ia te J u s tic e s o f th e S u p rem e C ou rt o f th e
U n ited S ta te s :
Respondent opposes the granting of a writ of certiorari
in this case on the grounds that the decision of the Circuit
Court of Appeals for the Fifth Circuit is correct, proper
and consistent with prior decisions and precedents of this
Court. Petitioners seek a review here of a judgment ren
dered upon the pleadings. The judgment of the Circuit
Court of Appeals does not accomplish a final disposition of
respondent’s cause but merely decides that the amended
complaint states a valid cause of action and provides
grounds legally sufficient for a trial of the controversy to
determine the actual merits of the case.
o
Statement of the Case
Respondent, as plaintiff in the District Court of the
United States for the Middle District of Alabama, filed his
complaint against the defendant Board of Registrars, peti
tioners herein, seeking five thousand ($5,000) dollars in
damages, a permanent injunction against, and a judgment
declaratory of, an alleged unconstitutional policy, custom
and usage of the defendant Board of Registrars and their
predecessors in office in subjecting Negroes to tests not
required of whites, and in refusing to register qualified
Negro electors, while at the same time registering white
persons less qualified than Negro applicants, because of
race or color.
Respondent, a colored person of African descent, duly
meets all the requirements for registration and voting
under the Constitution and laws of the United States and
the State of Alabama.1 He is a citizen of the United States
and a bona fide resident of the State of Alabama. He is
over 21 years of age. He is neither an idiot nor insane and
has not been convicted of any felony or crime. He is a
taxpayer of the State and paid taxes in full on real prop
erty with an evaluation in excess of three hundred ($300.00)
dollars prior to the time he offered to register. In short,
respondent possesses all the qualifications and none of the
disqualifications for registering and voting under the laws
of the United States and of the State of Alabama (R. 5).
On July 5, 1945, respondent made due application to
petitioners, the official registrars of voters of Macon
County, for registration in order to be eligible to vote in
1 The Constitution of the United States, Article I, Sections 2 and
4, the 17th Amendment, and the Constitution of Alabama, Article
VIII, Sections 177, 178. 181, 182, 186; Alabama Code of 1940, Sec
tion 32, Title 17.
3
future federal as well as state elections. Respondent was
refused registration solely on account of his race or color
after being required to answer questions and to produce
two persons to vouch for him, while white persons were
being registered forthwith without being subjected to such
tests, all pursuant to a general, habitual and systematic dis
criminatory practice of petitioners (R. 6).
Respondent did not bring this cause of action because
of the sole act of the petitioners in refusing him registra
tion but instituted suit to contest the constitutionality of a
policy, custom and usage established by petitioners’ prede
cessors in office and maintained by them to prevent Negroes
from registering and voting in the county of Macon. The
core of respondent’s amended complaint may be found in
Paragraphs 6, 9, 10 and 11 thereof, where it is alleged:
“ 6.
Plaintiff, William P. Mitchell, is colored, a per
son of African descent and Negro blood, is over the
age of twenty-one years. He is a taxpayer of the
State of Alabama, and pays tax on real property with
an assessed valuation in excess of Three Hundred
Dollars. Plaintiff alleges that he is able to read and
write any passage of the United States Constitution,
that he has never been adjudged guilty of felony or
any crime and that he is not an idiot or insane.
Plaintiff further alleges that by reason of the alle
gation herein above made, he was in all particulars
on the 5th day of July, 1945, and still is possessed
of the qualifications of an elector and as such was
and is entitled to be registered as such elector.”
” 9.
That defendants have established and are main
taining a policy custom and usage of denying to
plaintiff and others on whose behalf this suit is
4
brought the equal protection of the laws by requiring
them to submit to tests not required of white elec
tors applying for registration and have continued
the policy of refusing to register qualified Negro
electors while at the same time registering white
electors with less qualifications than those of Negro
applicants solely because of race or color.”
” 10.
That on or about the 5th day of July, 1945, dur
ing the regular registration period while defendants,
Mrs. George C. Wright and Virgil M. Guthrie, were
acting as registrars of voters under the laws of
Alabama in conducting the registration of persons
qualified to register, plaintiff made application at the
Macon County Court House, the place for registra
tion of persons qualified to register, he filled out the
regular form for registration, he produced two per
sons to vouch for him, as required by the board, he
correctly answered such questions as were asked in
proof of his qualifications, and was ready, willing
and able to give any further information and evi
dence necessary to entitle him to be registered; that
by reason of the said fact hereinbefore made, plain
tiff was entitled to be registered as a voter. Plain
tiff applied for registration in order to be eligible to
vote in future federal as well as state elections.”
” 11.
Plaintiff further shows that during such regis
tration period and on or about the 5tli day of July,
1945, white persons presenting themselves for regis
tration were not required to present persons to
vouch for them, but were registered forthwith, where
as your petitioner solely because of his race and
color was required to wait long hours before being
permitted to file his application, was required to
present persons to vouch for him, after which the
said defendants denied plaintiff application and
5
wrongfully refused and illegally failed to register
plaintiff on said July 5, 1945, solely on account of
his race, color and previous condition of servitude.
Plaintiff further states that it has become the gen
eral habitual and systematic practice of said Board
of Registrars, including these defendants, Mrs.
George C. Wright and Virgil M. Guthrie, and their
predecessors in office to refuse to register Negro
residents of Macon County, including the plaintiff,
William P. Mitchell.”
The cause was heard in the District Court upon a motion
to dismiss the amended complaint on the ground that said
complaint failed to state a cause of action. Upon the hear
ing of said motion, the District Court sustained petitioners’
motion to dismiss and issued an order dismissing the com
plaint. From that order respondent appealed. The Circuit
Court of Appeals for the Fifth Circuit reversed the judg
ment of the District Court and remanded the cause.
Questions Presented
I. Where a Registrar or Board of Registrars of
Voters, Pursuant to a Policy, Custom and Usage, Sub
jects Respondent and All Other Qualified Negro
Applicants to Tests Not Required of White Appli
cants Who Apply for Registration in Order to
Qualify to Vote in Forthcoming Federal and State
Elections Can Relief Be Sought in the Federal Courts
in the Form of a Class Action Seeking Declaratory
Judgment and Injunction Restraining Such Registrar
or Board of Registrars from Subjecting Negroes to
Tests Not Required of White Applicants, Without
First Exhausting Remedies Under State Law?
6
II. Does the Action of a Registrar or Board of
Registrars of Voters, in Refusing to Register Respon
dent and Other Qualified Negro Applicants on Ac
count of Race and Color, Amount to a Deprivation
of the Rights Secured Under the Laws and Constitu
tion of the United States, Namely Article I, Section 2,
14th, 15th and 17th Amendments to the Constitution,
Subdivisions 11 and 14 of Section 41 of Title 28,
Sections 31 and 43 of Title 8 of the United States
Code.
Summary of Argument
I
The Decision of the Circuit Court of Appeals That
Failure to Pursue or Exhaust the Remedy Provided Under
State Law in the Nature of a Conventional Judicial Pro
ceeding Does Not Oust the Federal Courts of Jurisdiction
Is Consistent with Precedents of This Court.
II
The Characterization of the Remedy Afforded Under
Title 17, Section 35, Alabama Code of 1940, by the Circuit
Court of Appeals as a Judicial Remedy Is Clearly Right.
-
A R G U M E N T
I
The Decision of the Circuit Court of Appeals
That Failure to Pursue or Exhaust the Rem
edy Provided Under State Law in the Nature
of a Conventional Judicial Proceeding Does
Not Oust the Federal Courts of Jurisdiction Is
Consistent with Precedents of This Court.
This Court has been careful to make a distinction be
tween judicial and administrative remedies in determining
whether the remedies in question need be exhausted before
application can be made to federal courts for relief. When
the remedy is administrative or legislative, the rule of this
Court is that the state remedy must be pursued and com
pleted before the aggrieved party can have any standing in
the federal courts. N a tu ra l G as P ip e l in e C o. v. S la t t e r y ;2
P o r t e r v. I n v e s to r s S y n d ic a te ;3 4 5 6 R a ilro a d & W a re h o u se
C o m m issio n C o . v. D uluth S tr e e t R . C o.;* H en d erso n W a te r
C o m p a n y v. C o r p o ra tio n C o m m iss io n ;B P a cific T e lep h o n e &
T e leg ra p h C o m p a n y v. K u y k e n d a ll ;8 P r e n t is s v. A tla n tic
C o a s tlin e C o m p a n y ;7 U n ited S ta te s v. S in g T u c k }
On the other hand, remedies provided under state law
that are judicial in nature need not be invoked or pursued
before an action can be maintained in the federal courts.
2302 U. S. 300.
3 286 U. S. 461; aff’d on rehearing, 287 U. S. 346.
4273 U. S. 625.
5 269 U. S. 279.
6265 U. S. 196.
7211 U. S. 210.
8 194 U. S. 161.
8
S ta te C o r p o ra tio n C o m m iss io n v. W ic h ita ; 9 P o r t e r v. I n
v e s to r s S y n d ica te , s u p r a ; B a co n v. R u tla n d R . C o . ; 10 L a n e
v. W ils o n ; 11 P a cific T e lep h o n e & T e le g r a p h C o m p a n y v.
K u y k en d a ll , su p ra .
Whenever the question has been presented, this Court
has carefully examined the remedy provided to determine
whether it was legislative or judicial in nature. P r e n t is s
v. A tla n t ic C o a s tlin e C o ., s u p r a ; L a n e v. W ils o n , su p r a ;
P a cific T e lep h o n e & T e leg ra p h C o m p a n y v. K u y k en d a ll ,
s u p r a ; P o r t e r v. I n v e s to r s S y n d ica te , su p ra .
The Circuit Court of Appeals in applying the rule that
judicial remedies need not be exhausted before application
can be made to the federal courts was following a A v ell-
established rule of law consistently adhered to in the deci
sions of this Tribunal. There is, therefore, no basis or rea
son for this Court to review or examine the decision of
the court below.
II
The Characterization of the Remedy Afforded
Under Title 17, Section 35, Alabama Code of
1940, by the Circuit Court of Appeals as a
Judicial Remedy Is Clearly Right.
Under Section 35, Title 17 of the Alabama Code of 1940,
a right of appeal is provided when registration is denied.
The pertinent provisions of the statute are set out below:
“ Any person to whom registration is denied shall
have the right to appeal, without giving security for
9290 U. S. 561.
10 232 U. S. 134.
11 307 U. S. 268.
9
costs, within thirty days after such denial, by filing
a petition in the circuit Court or Court of like juris
diction held for the county in which he or she seeks
to register, to have his or her qualifications as an
elector determined. Upon the filing of the petition,
the clerk o f the Court shall give notice thereof to
the solicitor authorized to represent the state in said
county, who shall appeal and defend against the peti
tion on behalf of the state. Upon such trial the Court
shall charge the jury only as to what constitutes the
qualifications that entitle the applicant to become an
elector at the time he or she applied for registration,
and the jury shall determine the weight and effect
of the evidence, and return a verdict. From the
judgment rendered an appeal will lie to the supreme
Court in favor of the petition to be taken within
thirty days. Final judgment in favor of the peti
tioner shall entitle him or her to registration as of
the date of his or her application to the registrars.”
The remedy therein provided is the type traditionally con
sidered judicial. The aggrieved parties may go into a cir
cuit court or court of like jurisdiction in the county in which
he seeks to have his registration determined. Trial by jury
is provided, and the court is required to charge the jury
as to what constitutes the qualifications necessary for an
applicant to become an elector at the time of his application
for registration. The jury is required to determine the
weight and effect of the evidence and return a verdict.
From an adverse decision the aggrieved party may take an
appeal to the Supreme Court of the State of Alabama.
Under this statute, the court has no initiatory func
tions. The proceedings must be commenced by the ag
grieved person who contests the decision of the Board of
Registrars. Normally administrative agencies are not so
circumscribed but have the authority to commence a hear
ing on their own application, to call parties before them and
10
to make a determination of the issues involved. P r e n t is s v.
A tla n t ic C o a s tlin e C o ., su p ra . A court merely has the
authority to declare and enforce liabilities, rights and duties
as they exist on present or past facts and under a rule of
law already operative. Legislative functions, on the con
trary, have an element of futurity and generality which is
not characteristic of judicial inquiries. P r en tis s v. A tla n tic
C o a s tlin e C o m p a n y , su pra .
The remedy provided herein is similar in nature to that
provided under the Oklahoma statute in the case of L a n e
v. W ils o n , su p ra , which this Court characterized as judi
cial.12 The Circuit Court of Appeals has gone thoroughly
into this phase of the proceedings. A substantial portion
of the majority opinion and the entire concurring opinion
are devoted to a careful analysis of the state remedy pro
vided and to a determination of its classification as admin
istrative or judicial. In deciding that it was a judicial
remedy, the Circuit Court of Appeals was merely following
the rules and the yardstick which this Court has consistently
used in making such determination in previous decisions.
12 The Oklahoma Statute (26 Okla. Stat. Sec. 74) provided in
part: “ and provided further, that wherever any elector is refused
registration by any registration officer such action may be reviewed
by the district court of the county by the aggrieved elector by his
filing within ten days a petition with the Clerk of said Court, where
upon summons shall be issued to said registrar requiring him to
answer within ten days, and the district court shall be a (give an)
expeditious hearing and from his judgment an appeal will lie at the
instance of either party to the Supreme Court of the State as in civil
cases. * * * ’ ’
1 1
Conclusion.
The decision of the Circuit Court of Appeals is neither
ambiguous nor confused. It in essence holds that the com
plaint states a cause of action and that federal courts have
jurisdiction to grant the relief applied for upon proof that
such relief is warranted according to the facts and evidence
adduced in a trial on the merits. Under these circum
stances, the public interest and the interest of the litigators
will be best served by refusing to grant the writ of cer
tiorari as prayed for by petitioners and by allowing a com
plete adjudication of all the issues involved in this litiga
tion in a trial on the merits as ordered by the Circuit Court
of Appeals.
W herefore, for the reasons hereinabove advanced, the
petition for writ of certiorari should be denied.
Respectfully submitted,
T hurgood Marshall,
A rthur D. Shores,
C o u n sel f o r R e s p o n d e n t .
Robert L. Carter,
o f C ou n sel.
212 [5388]
L a w y e r s P r e s s , I n c . , 165 William St., N. Y. C.; ’Phone: BEekman 3-2300