Anderson v. Auseth,Brief of the Attorney General of the State of California as Amicus Curiae
Public Court Documents
September 4, 1946
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Brief Collection, LDF Court Filings. Anderson v. Auseth,Brief of the Attorney General of the State of California as Amicus Curiae, 1946. 0ed3dcbc-b79a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/1b30cef4-8ca0-4ecb-9799-aaa50bc7ab7c/anderson-v-auseth-brief-of-the-attorney-general-of-the-state-of-california-as-amicus-curiae. Accessed December 06, 2025.
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L. A. No. 19,759
In the Supreme Court of the State of California
A ne Marie A nderson, e t al.,
Plaintiffs and Appellants,
vs.
JOSEFA H. TOLHURST,
P lain tiff and A ppellan t,
vs.
E arl F. A useth , e t a l ,
D efendants and Respondents.
Nellie B. Venerable, et al.,
D efendants and Respondents.
F rancis L. Sm ith ,
P lain tiff and A ppellant,
vs.
E dna I. W h ite ,
P lain tiff and A ppellant,
VS.
Omelia Craigen Crawford, et al.,
D efendants and Respondents.
Russell T. Sm ith , et al.,
D efendants and Respondents.
V ictor J. Maricq, et al.,
P laintiffs and Appellants,
vs.
E lmer C. W eber, et al.,
Plaintiffs and Appellants,
vs.
J ames Sumner P ickett, J r ., et al.,
D efendants and Respondents.
A rthur T w yne, Sr ., e t al.,
D efendants and Respondents.
L eila Daniels,
P lain tiff and A ppellant,
vs.
F red B. M cComas,
P lain tiff and A ppellant,
vs.
H allie D. J ohnson, et al.,
D efendants and Respondents.
T ruman R. L ott, e t al.,
D efendants and Respondents.
BRIEF OF THE ATTORNEY GENERAL OF THE
STATE OF CALIFORNIA, AS AMICUS CURIAE.
R obert W. K enny ,
Attorney General of the State of California,
Clarence A. L in n ,
Assistant Attorney General of the State of California,
600 State Building, San Francisco, California.
D. 0 . McGovney,
School of Jurisprudence, University of California,
Boalt Hall, Berkeley, California,
Special Advisor to the Attorney General
of the State of California,.
P ehnati-Wa l s h P e in t Ing Co., San F bancisco
Subject Index
Page
Foreword.......................................................................Preface
Argument ......................................................................... 1
The Contract Law Aspect............................................................ 3
The Property Law Aspect ......................................................... 5
State of the authorities on the constitutional issue in this case 11
(a) Supreme Court of California........................................... 11
(b) The United States Supreme Court decisions cited and
relied upon in the Gary case............................................. 12
(e) Decisions of other state courts......................................... 15
Corrigan v. Buckley ..................................................... 16
The United States Supreme Court’s decisions on the separate
factors involved in the present case......................................... 19
(1) Racial zoning by State statutory law............................. 19
(2) A state court’s decision giving effect to the State’s non-
statutory law is State action within the meaning of the
Fourteenth Amendment ................................................... 21
Conclusion ...................................................................................... 26
Table of Authorities Cited
Cases Pages
A. F. of L. v. Swing, 312 U. S. 321......................................... 22
Bailey v. Alabama, 219 U. S. 219............................................. 3
Bakery Drivers Local v. Wohl, 315 U. S. 760......................... 22
Bridges v. California, 314 U. S. 252..................................... 22
Buchanan v. Warley, 245 U. S. 60................................. 2,7,19,25
Cantwell v. Connecticut, 310 U. S. 296..................................... 22
Carter v. Texas, 177 U. S. 442................................................... 23
Chandler v. Zeigler, 88 Colo. 5, 291 Pac. 822........................ 16
Civil Rights Cases, 109 U. S. 3 ...................................................13,15
Corrigan v. Buckley, 271 U. S. 323.......................................... 15,16
Doherty v. Rice, 240 Wis. 389, 3 N. W. (2d) 734................. 15
Harmon v. Tyler, 273 U. S. 668................................................20,25
Janss Investment Co. v. Walden (1925), 196 Cal. 753.......... 12
Koehler v. Rowland, 275 Mo. 573, 205 S. W. 217.................. 8
Los Angeles Investment Co. v. Gary, 181 Cal. 680, 186 Pac.
596 ........................................................................ 8,10,11,12,14,15
Lyons v. Wallen, 191 Okla. 567, 133 P. (2d) 555.................. 6,15
McCabe v. Atchison, T. & S. F. R. Co., 235 U. S. 141.......... 26
Meade v. Dennistone, 173 Md. 295, 196 Atl. 330.................... 15,16
Missouri ex rel. Gaines, 305 U. S. 337..................................... 26
Mitchell v. United States, 313 U. S. 80............................... .. 26
Moore v. Dempsey, 261 U. S. 86............................................. 21
Morgan v. Commonwealth of Virginia, 66 S. Ct. 1050.......... 24
Norris v. Alabama, 294 U. S. 587............................................. 23
Parmalee v. Morris, 218 Mich. 625, 188 N. W. 330.............. 16
Porter v. Barrett, 233 Mich. 373, 206 N. W. 523.................. 16
Powell v. Alabama, 287 U. S. 45............................................. 21
Queensborough Land Co. v. Cazeaux, 136 La. 724, 67 So. 641 8,16
Ridgway v. Coburn, 163 Misc. 511, 296 N.Y.S. 936..............15,16
Rogers v. Alabama, 192 U. S. 226............................................. 23
T able op A u t h o r it ie s C ited iii
Pages
Slaughter-House cases, 16 Wall. 36......................................... 23
Thornhill v. ITerdt (Mo. App.), 130 S. W. (2d) 175.......... 15
Twining v. New Jersey, 211 U. S. 78..................................... 2,6,21
United Cooperative Realty Co. v. Hawkins, 269 Ky. 563, 108
S. W. (2d) 507........................................................................ 15
United States v. Cruikshank, 92 U. S. 542............................. 12
United States v. Harris, 106 U. S. 629................................... 14
Virginia v. Rives, 100 U. S. 313............................................... .. 13
Wayt v. Patee (1928), 205 Cal. 46............................................. 9
Yick Wo v. Hopkins, 118 U. S. 356......................................... 23
Statutes
Civil Code, Section 711 ............................................................. 8
Civil Rights Bill of 1866, 14 Stat. 27..................................... 7,8
Civil Rights Bill, Section 18 of the Act of May 31, 1870, 16
Stat. 144 .............................................................................. 7,8.
Indian Contract Act, 1872 (codifying the English common
law) ............................................................................................ 4
United States Constitution:
Fifth Amendment .............................................................. 17,18
Thirteenth Amendment ....................................................... 7,17
Fourteenth Amendment .....................................................
................................. 2, 3, 6, 7, 8,14,17,18,19, 20, 21, 22, 25, 26
Eighteenth Amendment ..................................................... 3
Texts
33 Cal. L. Rev., p. 15.................................................................. 9
Corbin, Anson on Contracts, Sec. 9, note 2 ............................. 4
31 Harv. L. Rev., 479................................................................. 25
Los Angeles Daily Journal, June 14, 1945............................. 10
Pollack on Contracts (1885 and subsequent editions).......... 4
Restatement of the Law of Contracts, Sec. 1 ......................... 4
FOREWORD.
The Attorney General of the State of California respectfully
requests the permission of the Court to file this brief in the
above cases and to have the same considered in other companion
cases now under submission to this Court, as amicus curiae.
Although these actions are entitled as though they were be
tween private litigants this is not really the fact. Whole sec
tions of the population are to be affected by the outcome of
this litigation. Some persons of one race seek to fence in all
persons of another race and by agreement among themselves
have attempted to fix the bounds of the habitations of that other
race.
But this is not all. Some of the parties to the agreement,
either because of avarice or change of heart, have failed and
refused to live up to their agreement. The other parties to the
agreement now call into play all of the machinery of the State
for the purpose of giving effect to this agreement.
The State as 'a whole is interested in this matter. The aid
of its Courts, nisi prius and appellate, has been sought; its
clerks, sheriffs and constables have been called to issue and
serve writs which issue in the name of the People of the State
of California; ultimately (if the hopes of plaintiffs and appel
lants are realized) even the jails of the State may be called
upon to play a part in these actions.
Under such circumstances we do not feel that the legal arm
of the State should remain inactive.
When the State is called upon to take State action in its own
name against a large segment of its law-abiding citizens the
law officers of the State should be heard.
To this end we ask that this Court consider this brief.
L. A. No. 19,759
In the Supreme Court of the State of California
A ne Marie A nderson, et al.,
Plaintiffs and Appellants,
vs.
JOSEFA H. TOLHURST,
P lain tiff and A ppellant,
v s.
E arl F. A useth , e t al.,
D efendants and Respondents.
Nellie B. Venerable, et al.,
D efendants and Respondents.
F rancis L. Sm ith ,
Plaintiff and A ppellant,
vs.
E d n a I. W h i t e ,
P lain tiff and Appellant,
v s .
Omelia Craigen Crawford, et al.,
D efendants and Respondents.
B ussell T. Sm ith , e t al.,
D efendants and Respondents.
V ictor J. Maricq, e t al.,
Plaintiffs and Appellants,
vs.
E lmer C. W eber, et al.,
P laintiffs and Appellants,
v s.
J ames Sumner P ickett, J r ., et al.,
D efendants and Respondents.
A rthur T wyne, Sr ., e t al.,
D efendants and Respondents.
L eila Daniels,
P lain tiff and Appellant,
vs.
F red B. McComas,
P lain tiff and A ppellan t,
v s .
H allie D. J ohnson, et al.,
D efendants and Respondents.
Truman B. Lott, et al.,
D efendants and Respondents.
BRIEF OF THE ATTORNEY GENERAL OF THE
STATE OF CALIFORNIA, AS AMICUS CURIAE.
ARGUMENT.
The Supreme Court of the United States holds that a
State in enacting a statute which attempts to set off
particular residential districts for occupation exclusively
2
by members of a particular race violates the Fourteenth
Amendment, Buchanan v. Warley, 245 IT.S. 60.
The question in this case is whether a law, not enacted
by the legislature, can exist and be enforced in a State,
under which residential districts for exclusive occupancv
by a particular race may be created, consistently with the
Fourteenth Amendment. Can the courts of a State by their
decisions make a law, or give effect as law to rules, which
its legislature is forbidden to enact 1 The framers and
adopters of the Fourteenth Amendment knew as well as
we do that the body of law in every State consists partly
of the law enacted by the legislature and partly of the
law which results from the decisions of its courts. Con
sequently the Fourteenth Amendment was drafted to
read “ No State shall” and the Supreme Court of the
United States has repeatedly held this to mean that no
State shall through action of any of its organs bring
about the results which the Amendment forbids. State
action of any kind producing a prohibited result is with
in the scope of the Fourteenth Amendment. In particular
the Supreme Court holds:
“ The judicial act of the highest court of the State,
in authoritatively construing and enforcing its laws,
is the act of the State.”
Twining v. New Jersey, 211 U.S. 78, 90.
On the other hand it is true that the Supreme Court
holds that the Due Process and Equal Protection Clauses
of the Fourteenth Amendment lay no restrictions upon the
purely private actions of unofficial persons, unsupported
by a State. The appellants contend that the result they
3
seek in this suit is solely a product of their private agree
ments. They pretend that that result may be recognized
by the Court as something already accomplished, and that
no State action of any kind is required, and this not
withstanding they have petitioned the Superior Court
to grant a decree ousting the respondents from their
homes, and now call upon this Court to recognize a state
of law in the State authorizing the Superior Court to
grant such a decree.
The lack of merit in this contention wrill be examined
in two aspects of these racial exclusionary agreements (1)
their contract law aspects (2) their property law aspects.
THE CONTRACT LAW ASPECT.
Not every agreement is a contract, which is the same
as saying, that not every agreement is enforceable by
courts. Some agreements are illegal by the common law
on grounds of public policy, and therefore unenforceable
by courts. By statutes others are declared unenforceable.
Some are rendered unenforceable by constitutional pro
visions. Peonage contracts are made unenforceable by the
Thirteenth Amendment. Bailey v. Alabama, 219 U.S. 219.
While the Eighteenth Amendment was in force all courts
in the United States were deprived of power to enforce
contracts for the sale of intoxicating liquors. The re
strictive agreement at issue, the respondents contend, is
unenforceable by a State court because the Fourteenth
Amendment deprives the State of power to enforce it by
action of its courts.
4
“ A contract is a promise or a set of promises for the
breach of which the law gives a remedy, or the perform
ance of which the law in some wav recognizes as a duty.”
Restatement of the Law of Contracts, § 1.
“ A briefer definition, of the same general purport, is,
‘a promise that is directly or indirectly enforceable at
law’.” Corbin, Anson on Contracts, §9, note 2.
“* * * a promise or set of promises which the law
ivill enforce.” Pollack on Contracts (1885 and subse
quent editions).
“ An agreement enforceable by law is a contract.”
Indian Contract Act, 1872 (codifying the English
common law).
All of these standard definitions of “ contract” em
phasize enforceability “ at law”1 or “ by law” as the es
sential element of “ contract” . Enforceable “ at law” or
“ by law” is a figure of speech. It means that a court
will give some effect to the agreement. The law of itself,
and until a court acts, is an abstraction that enforces
nothing. Only when a judgment or decree may be ob
tained in a court to give some effect to an agreement
can it be said that the agreement is a contract. An agree
ment to Which courts will give no effect is binding only
upon the consciences of the makers. Thus the alleged con
tract, the agreement, between the appellants not to per
mit non-Caucasians to occupy the residences covered by
the agreement is of no legal significance either between
them, or the respondents, unless a court will enforce it.
This is true of every agreement that is claimed to be a
contract, and necessarily is true of the agreement here in
litigation. Thus the position is untenable that a State in
5
enforcing such an agreement is not ACTING, but merely
taking a neutral position, accepting a consequence that
is brought about merely by a private agreement, for no
legal consequence can possibly result from this private
agreement unless a court will hold that the agreement is
a contract and renders some decree giving it legal effect.
The legal effect petitioned for by the plaintiffs is that the
present occupants be ousted from their homes because of
their race, and that they be ousted by a decree of the
court. The grievance of the appellants is that some of
the co-parties to their agreement have broken faith and
permitted the respondents to become occupants of some
of the residential properties. Thus their private agree
ment has become of no avail, and unless the State through
its courts takes affirmative action it will continue to be of
no avail. The very fact that the appellants’ agreement
has proved futile, and that they are frustrated in at
taining their objective by their own action, led them to
bring this suit. The suit is nothing but a petition for
action by the State to make effective an agreement, other
wise ineffective, by a decree ousting the respondents from
their homes.
THE PROPERTY LAW ASPECT.
Racial residential segregation by neighborhood agree
ments, covenants or conditions in deeds would be only
temporarily effective, assuming them enforceable, un
less they can be tied to the land, and bind subsequent
purchasers, Recently—not earlier than 1915—the courts
of some States evolved the doctrine that these racial re-
6
strictive agreements constitute what they call “ equi
table servitudes”, meaning that a court of equity will en
force them against subsequent holders who acquire the
land with notice, or knowledge of the agreements. To per
fect the plan of perpetuating these exclusive districts for
generations to come, the agreements are recorded and rec
ordation is held to make them effective against pur
chasers without actual notice. In at least one instance
an agreement provided that it was to continue in force
for ninety-nine years from the date of recording. See
Lyons v. Wallen (1942), 191 Okla. 567, 133 P. (2d) 555. It
cannot be denied that the act of the State in recording
these instruments is essential to the program. Equally
essential is the act of the State through its legislature or
its courts in making the law to be that recordation makes
the agreements binding upon future holders without no
tice.
Even without this last perfecting feature of recordation
and its effect, the doctrine of racial equitable servitudes
has come into existence by State action, by the action of
the Supreme Courts of the relatively few States that have
adopted it.
“ The judicial act of the highest court of the State,
in authoritatively construing and enforcing its laws
is the act of the State.”
Twining v. New Jersey, supra.
One has to reflect but a moment on the consequences
of a State’s maintaining such a system of land law to see
that the Equal Protection of the Law Clause of the Four
teenth Amendment forbids it. The American people in the
Reconstruction period were in deadly earnest in giving
7
equality of civil rights to all races of our citizens. Con
gress quickly saw that the abolition of slavery by the
Thirteenth Amendment was but a slight step. It pro
ceeded to enact the Civil Rights Bill of 1866, 14 Stat. 27.
It sought by that, statute to nullify the racial discrimina
tion made in the property law and contract law of many
States. The statute declared that:
“ citizens, of every race and color * * * shall have
the same right, in every State and Territory of the
United States, to make and enforce contracts, to sue,
be parties, and give evidence, to inherit, purchase,
lease, sell, hold and convey real and personal property
* * * as is enjoyed by any white citizen,”
Fear arose, however, that authority to enter this field
of legislation, formerly exclusively in the power of the
States, was not given to Congress by the Thirteenth
Amendment, Consequently the Fourteenth Amendment
was drafted to forbid the States to deny equality of civil
rights to any race among our citizens. This is the well-
known history of the origin of the Equal Protection
Clause of the Fourteenth Amendment, As soon as the lat
ter Amendment was ratified Congress expressly “ re
enacted” the Civil Rights Bill of 1866. See Section 18 of
the Act of May 31, 1870, 16 Stat. 144.
In Buchanan v. Warley, 245 U.S. 60, 78, the Supreme
Court, after recounting the history of the Equal Pro
tection Clause, as above, said:
“ Colored persons are citizens of the United States
and have the right to purchase property and enjoy
and use the same without laws discriminating against
them solely on account of color.” (Emphasis added.)
8
Referring to the two Civil Rights Acts of 1866 and 1870,
as contemporary interpretations by Congress of the mean
ing of the Fourteenth Amendment, the Court said:
“ These enactments did not deal with the social
rights of men, but with those fundamental rights in
property which it was intended to secure upon the
same terms to citizens of every race and color.”
Is there a more fundamental right in property than that
of a family to live in a home which they legally own1?
Let any man ask himself that question with respect to
his own house. Is it possible to conceive that the gen
eration that framed and adopted the Fourteenth Amend
ment meant that the States were still free to create
through the decisions of their courts a body of contract
law or a body of property law under which all the resi
dential area of an entire town or city can be closed against
Negroes or people of any other race?
It was long after that generation passed away before
attempts were begun to get around the Constitution by
restrictive conditions and eonvenants in deeds, and later,
by neighborhood agreements. The earliest court decision
on them was in 1915 by the Supreme Court of Louisiana.
Queensborough Land Co. v. Gazeaux, 136 La. 774, 67 So.
641, sustaining a covenant against sale to any Negro. The
Supreme Court of Missouri held likewise in 1918. Koehler
v. Rowland, 275 Mo. 573, 205 S.W. 217. The next year this
Court refused to follow this novel doctrine and held
that a condition in a deed for forfeiture in case of sale
to any non-Caucasian was an illegal restraint on aliena
tion forbidden by the Civil Code, § 711. Los Angeles In
vestment Co. v. Gary, 181 Cal. 680, 186 Pac. 596. Un-
9
fortunately, however, the Court drew a distinction and
held that a condition for forfeiture in case of occupancy
of the property by a non-Caucasian was not a forbidden
restraint on alienation. This was the start in making the
rule of law in this State upon which appellants rely.
It is to be noted, however, that the Court stated, “ what
we have said applies only to restraints on use imposed
by way of condition and not to those sought to be im
posed by covenant merely.” (p. 683, emphasis added.)
The fact that the Court expressly confined its decision
to conditions in deeds, even saying that it did not apply
to covenants in deeds, shows that it did not intend the
decision to apply to “ neighborhood agreements,’’ which
are not made in instruments of conveyance, but are agree
ments between present owners, often very numerous,
covering large areas of cities, and capable of covering
a whole city. These when recorded were later held to
create “ equitable servitudes” closing the entire area
covered by them to all members of any proscribed race.
Wayt v. Patee (1928), 205 Cal. 46. Often these agree
ments exclude all non-Caucasians, and sometimes some
branches of the Caucasian race, such as Armenians and
Turks. (See 33 Calif. L. Rev. at p. 15.)
These agreements are motivated by race prejudice and
operate without regard to the culture or refinement of the
individuals affected. This is illustrated by an unappealed
decision of the Superior Court for the County of Los
Angeles. In enforcing a neighborhood agreement against
use or occupancy “ by any person whose blood is not
entirely that of the Caucasian or white race,” Judge
Myron Westover said:
10
“ The evidence showed and the Court finds that
both defendants are American Indians of the Nanti-
coke tribe, but with some white blood. Mr. Rodgers
says his mother was Indian and his father white, but
with some Indian blood, while all the blood of Mrs.
Rodgers is Indian. She received her Bachelor’s and
Master’s degree from New York University and also
studied psychiatry in Vienna under Dr. Alfred L.
Adler, and taught public school in New Jersey for
from ten to twelve years.
However desirable the defendants may be in the
cultural life of the immediate community and as
neighbors, we must apply the law as it exists. Re
strictions as to use or occupancy will be enforced in
a court of equity.”
Los Angeles Daily Journal, June 14, 1945.
In view of the Court’s caution in the Gary case, in say
ing that its decision did not apply even to covenants in
deeds, it is highly probable that it would have reached
a different result if it had foreseen that its doctrine would
be extended to “ neighborhood agreements,” which make
wholesale exclusions from large areas in cities of all
persons who have any trace of non-Caucasian blood, re
gardless of their social or economic status, and regardless
of their culture and refinement.
The concluding short paragraph of the Court’s opinion
in the Gary case was addressed to a constitutional ques
tion but as this brief will later show it was not the con
stitutional issue presented to the Court in this ease.
11
STATE OF THE AUTHORITIES ON THE CONSTITUTIONAL
ISSUE IN THIS CASE.
It is submitted that the constitutional issue made in
this case, the sole ground of decision of the Court below,
has never been decided by the Supreme Court of Cali
fornia.
It will further appear that the Supreme Court of the
United States has never decided the question, never
having been presented with a case involving it.
But it will still further appear that the Supreme Court
of the United States has decided every one of the separate
elements involved in the constitutional issue and decided
them favorably to respondents’ contentions. It is submit
ted that the combined effect of the prior decisions of that
Court would compel it to reach a result in this case
favorable to the respondents.
(a) Supreme Court of California.
In their opening brief counsel for appellants rely almost
wholly upon Los Angeles Investment Co. v. Gary, 181
Cal. 680 and the United States Supreme Court decisions
therein cited, as decisive of the constitutional issue.
What was the constitutional issue to which this Court
addressed itself in the Gary case?
All that this Court said was:
“ The particular condition in this ease being one
against the occupation of the property by persons
not of the Caucasian race, the question suggests it
self as to whether it is unlawful discrimination
against certain classes of citizens and, therefore,
within the prohibition of the federal Constitution.
12
* * # Construing this amendment [the Fourteenth],
the Supreme Court of the United States has held in a
number of cases that the inhibition applies exclusively
to action by the State and has no reference to taction
by individuals, such as is invoked here.” (p. 683,
emphasis added.)
The only other reference in any opinion of this Court
to any constitutional issue in cases of this kind is in
Jams Investment Go. v. Walden (1925), 196 Cal. 753, 754.
The opinion there makes a passing reference to “ the
authorities presented by appellant in support of his con
tention touching the constitutionality of the condition set
forth 'in the contract.” (Emphasis added.) The Court
cited the Gary case as settling this, issue.
Thus it appears that this Court has never had brought
to its attention that while the acts of individuals in making
such agreements are not of themselves unconstitutional
any act of the State in recognizing them as legal and
enforcing them is unconstitutional.
(b) The United States Supreme Court decisions cited and re
lied upon in the Gary case.
United States v. Cruikshank, 92 U. S. 542: In this case
the Supreme Court was concerned with the question
whether criminal or tortious acts committed by one private
person against another were forbidden by the Fourteenth
Amendment and therefore brought within the power of
Congress to penalize or redress. The Court held that
such private acts were not within the scope of the Amend
ment. Obviously criminal and tortious acts of one private
person against another are purely private acts, unaided
13
and unsupported by State action, and even contrary to
State law.
Civil Bights Cases, 109 U. S. 3: What was characterized
in these cases as merely the “ action of private indi
viduals” was the refusal of the keeper of a hotel or other
place of entertainment or public amusement to admit or
serve a patron because of his color. It is obvious that
such refusal is operative without aid or support of the
State. The Court made it clear, however, that the Four
teenth Amendment does forbid a State to legalize or aid
such discriminatory practices either by act of the legis
lature or by act of any other officer or organ of State
government, including its Courts. That action of a State
court, in rendering a decree ousting a person from his
quarters in a hotel solely because of his race wrould be a
violation of the Amendment is clear. How does that
differ from a decree ousting a person from his home
because of his race? The opinion in the Civil Bights
Cases, repeatedly affirms that it was dealing with private
action that is exclusively such, unaided, unsanctioned and
unsupported, by action of any organ of State government.
It repeatedly states that the command “ No State shall
* * *” includes “ the action of State officers, executive,
or judicial,” (p. 11, emphasis added); “ acts done under
State authority.” (at p. 13.) It carefully points'out that
it is dealing with “ wrongful acts of individuals, unsup
ported by State authority in the shape of laws, customs,
or judicial or executive proceedings.” (p. 17, emphasis
added.)
Virginia v. Bives, 100 U. S. 313: While it is true that
the opinion in this case says that the Fourteenth Amend-
14
ment has “ reference to State action exclusively, and not
to any action of private individuals” (p. 318), it also
refers to “ the violation of the constitutional provisions,
when made by the judicial tribunals of a State.” (p. 319.)
United States v. Harris, 106 U. S. 629: A provision of
an Act of Congress was held not within the power given
Congress to enforce the Fourteenth Amendment. The
Court said:
“ As, therefore, the section ;of the law under con
sideration is directed exclusively against the action
of private persons, without reference to the laws of
the State or their administration 'by her officers, we
are clear in opinion that it is not warranted by any
clause in the Fourteenth Amendment to the Consti
tution.” (Emphasis added.)
If counsel in the Gary case had clearly presented to
the Court the real issue, State Court enforcement of a
body of State contract law or property law under which
racial zoning may be accomplished, is it conceivable that
this Court would have thought the cited cases decisive?
In fact the grounds assigned for demurrer to the com
plaint in the Gary case do not mention State court en
forcement of the condition as a ground. No brief or
argument was presented to this Court in behalf of Gary.
(See 181 Cal. at p. 681.)
Counsel for appellants in that case (Los Angeles In
vestment Co.) argued in their brief:
“ The provision in the deed forbidding alienation
to persons other than of the Caucasian race is not the
act of the State. It is the act of an individual—the
corporation that made the condition in the deed.”
(p. 37.)
15
It is submitted that this Court was left to believe that
that was the whole of the constitutional issue raised. And
it is submitted that the Court is now presented with the
real constitutional issue for the first time.
(e) Decisions of other State Courts.
While remarks have been made in the opinions of
Supreme Courts of six other States, and of lower courts
of two more States about some kind of a constitutional
issue in this class of cases, these remarks fall into two
classes: (1) a brief reference to the decision of the
Supreme Court of the United States in Corrigan v.
Buckley, 271 U. S. 323, as settling that racial restrictive
agreements are not unconstitutional; (2) those which dis
pose of the supposed issue by citing the Civil Rights Cases
and other decisions of the United States Supreme Court
like those cited in the Gary case.
Of the first class are:
Lyons v. Wallen, 191 Okla. 567, 569, 133 P. (2d)
555, 558 (dictum,, issue not pleaded);
Ridgway v. Coburn, 163 Misc. 511, 514, 296 N.Y.S.
936, 942;
United Cooperative Realty Co. v. Hawkins> 269 Ky.
563, 565, 108 S. W. (2d) 507, 508 (apparently
dictum) ;
Meade v. Dennistone, 173 Md. 295, 302, 196 Atl.
330, 333;
Doherty v. Rice, 240 Wis. 389, 397, 3 N. W. (2d)
734, 737;
Thornhill v. Herdt (Mo. App.), 130! S. W. (2d) 175,
178.
16
Of the second class are:
Queensborough Land Co. v. Caseaux, 136 La. 724,
67 So. 641;
Chandler v. Zeigler, 88 Colo. 5, 6, 291 Pac. 822, 823;
Meade v. D'ennistone, supra,;
Par male e v. Morris, 218 Mich. 625, 627, 188 N. W.
330;
Porter v. Barrett, 233 Mich. 373, 376, 206 N. W. 523,
533.
It is to this last group of four States that this Court
must look for whatever aid they afford on the present
question, for the Courts in the first class so completely
misconceived the decision of the Supreme Court of the
United States in Corrigan v. Buckley that what considera
tion they gave to the question is negligible. Typical of
the opinions in this first group is the statement in
Ridgwuy v. Coburn, supra:
“ It is sufficient to say that the United States Su
preme Court has held that a covenant of this precise
character violated no constitutional right, Corrigan
v. Buckley, 271 U. S. 323.”
If emphasis be put on the word “ covenant” in this
passage the statement is not wide of the mark, but the
New York Court was misled into assuming that this
settled the question of State court enforcement of such a
covenant, a question that was not before the Supreme
Court in Corrigan v. Buckley.
Corrigan, v. Buckley.
Corrigan, et ial. v. Buckley, 271 U. S. 323, was an appeal
from a decision of the Court of Appeals of the DISTRICT
17
OF COLUMBIA. Corrigan, Buckley and other landown
ers had made mutual agreements not to sell) to any person
of Negro race or blood. Corrigan contracted to sell to a
Negro, and Buckley, before any conveyance, sued to re
strain Corrigan from conveying to Curtis, the Negro
buyer, and the latter from taking title. The Supreme
Court of the District granted an injunction and the Court
of Appeals affirmed, 299 Fed. 899. The latter Court,
differing from the Supreme Court of California, held that
a restriction against sale to all members of a particular
race was not an illegal restraint on alienation by the com
mon law of the District.
The defendant, Curtis, had pleaded that the covenant
is void, as a denial of due process of law and equal pro
tection of the laws, relying on the Fifth, Thirteenth and
Fourteenth Amendments.
The Supreme Court of the United States dismissed the
appeal on the ground that the pleading had raised no
substantial constitutional or statutory question, which was
then necessary to its having appellate jurisdiction. Since
it had long been settled that the Thirteenth Amendment
is directed at nothing but slavery, and that the Four
teenth Amendment applies only to the States, the Court
regarded the contentions based upon them as frivolous.
There remained the Fifth Amendment, which contains no
equal protection clause, but does contain a due process
of law clause. The Court, said: “ The Fifth Amendment
‘is a limitation only upon the powers of the General
Government’ * * * and is not directed against the action
of individuals.” The Court made it clear that it was
answering only the contention that “ the indenture or
18
covenant which is made the basis of the bill, is ‘void.’ ”
Summarizing, it said:
“ It is obvious that none of these Amendments pro
hibited private individuals from entering into con
tracts respecting the control and disposition of their
own property; and there is no color whatever that
they rendered the indenture void.” (Emphasis added.)
Then comes this most significant fact, the Court pointed
out that whether enforcement of the covenant by a Court
of the District of Columbia would be unconstitutional was
not in issue in the case, saying, “it was not raised by the
petition for the appeal), or by any assignment of error,
either in the Court of Appeals or in this Court.”
Counsel for appellants had attempted to raise that issue
in their brief (271 U. S. at p. 324), but the Supreme Court
holds that a constitutional issue cannot be raised in that
manner.
Even if that issue had been raised it would not have
been the issue in the present case. Whether the due
process of law clause of the Fifth Amendment forbids
Courts of the District of Columbia or the Territories to
enforce such covenants, is not the question in this case,
which is, whether a State court consistently with the
Equal Protection Clause of the Fourteenth Amendment
can enforce a body of State contract law or a body of
State property law under which racial zoning may be
accomplished, in face of the decisions of the United States
Supreme Court that a State may not accomplish it by act
of any of its legislative organs.
This question has never been presented to the United
States Supreme Court.
19
[Note also that the Supreme Court did not even affirm
the holding of the Court of Appeals that such covenants
were legal as a matter of the property law of the District
of Columbia. That question was not then appealable to
the Supreme Court, and that Court has never yet con
sidered it.]
THE UNITED STATES SUPREME COURT’S DECISIONS ON THE
SEPARATE FACTORS INVOLVED IN THE PRESENT CASE.
1. Is racial zoning by State legislation unconsti
tutional?
2. Are the decisions of State courts creating or
recognizing a body of non-statutory law in the State,
which legalizes racial zoning State action forbidden
by the Fourteenth Amendment?
(1) Racial zoning by State statutory law.
Buchaium v. Warley, 245 IT. S. 60, held that State ac
tion, namely by city ordinance, zoning a city racially was
a violation of the Fourteenth Amendment. The ordinance
forbade any white or Negro person to move into a resi
dential block in which a majority of the houses are already
occupied by persons of the other race. A Negro had
contracted to buy a house and lot on the condition that
he could legally occupy the property as a residence. The
seller sued for specific performance, and challenged the
validity of the ordinance. The Court being conscious
that few persons buy residential property in which they
cannot legally live, saw that the ordinance was a restraint
on sale, cutting out all members of a particular race as
buyers, and held that such a reduction of an owner’s right
20
to sell was a deprival of property without due process of
law, and that the ordinance therefore violated the Four
teenth Amendment. Since under the ordinance it was
immaterial what was the race of a seller, the seller could
not invoke the Equal Protection Clause. It seems clear
from statements in the opinion that from a buyer’s
point of view the ordinance violated the Equal Protection
Clause, by excluding him from occupancy because of his
race. Mr. Justice Day, for a unanimous Court, discussed
the history of the Fourteenth Amendment, showing that
one of its chief purposes was to secure to all persons
“ the right to purchase property and enjoy and use the
same without laws discriminating against them solely on
account of color.” (pp. 78-79.)
The Court further said:
“ It is urged that this proposed segregation will
promote the public peace by preventing race conflicts.
Desirable as this is, and important as is the preserva
tion of the public peace, this aim cannot be accom
plished by laws or ordinances which deny rights
secured or protected by the Federal Constitution.”
(p. 81.)
So also the Court brushed aside the contention that
acquisition of property by colored persons in white neigh
borhoods depreciates the value of property, (p. 82.) Where
this is true it but illustrates that the Constitution some
times subordinates pecuniary interests to more funda
mental rights.
Harmon v. Tyler, 273 U. S. 668: The decision in this
case is even more closely in point. A New Orleans ordi
nance barred whites or Negroes from any “ community or
21
portion of the city * * * except on the written consent of
a majority of the opposite race inhabiting such com
munity or portion of the city.” (See 1Tyler v. Harmon,
158 La. 439, 441, 104 So. 200.) The Supreme Court held
the ordinance unconstitutional. The scheme which the
ordinance sought to establish was close to legalizing
neighborhood agreements such as are in issue in the
present case. Instead of neighborhood agreements to
exclude, as in the present case, the ordinance attempted
to require neighborhood agreements to admit. The prac
tical result of the two schemes is the same. Both require
a combination of State action and action by private per
sons. If a State is prohibited from legalizing the one by
legislative action is it free to legalize the other by judicial
action ?
(2) A State Court’s decision giving effect to the State’s non-
statutory law is State action within the meaning of the
Fourteenth Amendment.
“ The judicial act of the highest Court of the State in
authoritatively construing and enforcing its laws is
the act of the State.” Twining v. Neiv Jersey, 211
U. S. 78, 90-91.
The law construed and enforced by the State Court in
that case was its common law, judge-made or non-statutorv
law.
There are many decisions in which the only action of
a State held by the Supreme Court to be a violation of
the Fourteenth Amendment consisted of a judgment of a
State court interpreting and enforcing its common law.
Powell v. Alabama, 287 U. S. 45 (procedural law);
Moore v. Dempsey, 261 U. S. 86 (procedural law);
22
Bridges v. California, 314 U. S. 252 (substantive
law);
Cantwell v. Connecticut, 310 U. S. 296 (substantive
law);
A. F. of L. v. Swing, 312 IT. S. 321 (substantive
law);
Bakery Drivers Local v. Wohl, 315 IT. S. 760 (sub
stantive law).
If the plea that the action of these State courts of itself
was a violation of the Fourteenth Amendment raised no
constitutional issue the Supreme Court of the United
States would not have had jurisdiction to review and
reverse the State Court decisions in the above cases, for
no other unconstitutional action of a State was pleaded
in any of them.
“ No State shall * * * deprive any person of life,
liberty or property, without due process of law; nor
deny to any person within its jurisdiction the equal
protection of the laws.” Fourteenth Amendment,
Section 1.
If, as is held in the above cited cases, a judgment of a
State Court interpreting and enforcing its non-statutory
law is State action under the first clause, it is equally
State action under the second or Equal Protection Clause.
The United States Supreme Court so holds. Three
times for a unanimous Court the following has been
stated, once by Mr. Justice Cray, once by Mr. Justice
Holmes, and once by Chief Justice Hughes:
“ Whenever by any action of a State, whether
through its legislature, through its courts, or through
its executive or administrative officers, all persons of
23
the African race are excluded solely because of their
race or color, from serving as grand jurors in the
criminal prosecution of a person of the African race,
the equal protection of the laws is denied him con
trary to the Fourteenth Amendment of the Consti
tution of the United States.” (Emphasis added.)
So in
Carter v. Texas, 177 U. S. 442, 447;
Rogers v. Alabama, 192 U. S. 226, 231;
Norris v. Alabama, 294 U. S. 587, 589.
If by holding it to be a rule of the common law of a
State that Negroes are ineligible to jury service a State
Court could break through the command of the Equal
Protection Clause there are still a few States in which
the Courts would oblige the advocates of white supremacy.
The Equal Protection Clause was put into the Consti
tution primarily to nullify the Block Codes of the South
which discriminated against Negroes with respect to their
civil rights. With this origin freshly in mind, the Su
preme Court said, in 1873,
“ We doubt very much whether any action of a State
not directed by way of discrimination against the
Negroes as a class, or on account of their race, will
ever be held to come within the purview of this provi
sion.” (Slaughter-House cases, 16 Wall. 36, 81.)
Soon, however, it was perceived that the language of the
clause was general, “ deny to any person”, and the Court
held that administrative action of officials in San Fran
cisco in excluding Chinese from operating laundries was
a denial of Equal Protection. (Tick Wo v. Hopkins, 118
U. S. 356.)
24
Soon also it was perceived that the clause prohibits
irrational discrimination against any class of persons,
whether because of their race or on any other ground that
bears no rational relation to the object of the legislation.
A formula for interpretation of the Equal Protection
Clause evolved:
“ It does not prevent classification, but does require
that classification shall be reasonable, not arbitrary,
and that it shall rest upon distinctions having a fair
and substantial relation to the object sought to be
accomplished by the legislation.”
This is repeated in numerous cases.
Because, however, the primary purpose of the Clause
was to prevent racial discrimination there is not a single
decision of the Supreme Court that recognizes that race
alone is a rational justification for any discrimination
with respect to civil rights. So far as the Supreme Court
has sustained State laws which require racial separation
in public conveyances and public schools, it has been ex
pressly put on the ground that no discrimination is made
by such laws in that to be valid they must provide equal
facilities. [Compare the recent decision that a State may
not require racial separation in the State of persons
travelling into or through the State. Morgan v. Common
wealth of Virginia, 66 S. Ct. 1050.]
Any State law that outright forbade Negroes to ride
on any railroad or any street car line would unquestion
ably be invalid, even if the law applied to a single rail
road or a single street car line. We are here concerned
with a body of State law under which Negroes or any
other proscribed race can be totally excluded from par-
25
ticular districts or portions of a city, and no one pretends
that the districts left open to them are equal.
Surely the appellants will not contend that a body of
State law escapes unconstitutionality by permitting Ne
groes to make agreements excluding whites from their
neighborhood as an offset to legalizing agreements of
whites to exclude Negroes from their neighboi’hood. It is
obvious that such a law
“ while equal and reciprocal in phraseology, as re
gards the two races, does in reality, the facts of life
being what they are; discriminate heavily against the
Negro race.” 31 Harv. L. Rev., 479.
The ordinance held void in Buchanan v. War ley, supra,
had the reciprocal feature of forbidding whites to move
into “ black blocks” and Negroes to move into “ white
blocks.” So the ordinance held void in Harmon v. Tyler,
supra, reciprocally forbade whites to move into Negro
“ communities or districts” without the consent of a ma
jority of the Negroes residing there. This reciprocity
saved neither ordinance.
A judgment of a State court ousting a white family
from a home subject to a restrictive agreement against
occupancy by whites would be as unconstitutional as the
action sought by appellants in this case. It is the con
tention of the respondents that a State court judgment
ousting any person from his home because of his race,
whatever it may be, is State action violating the Equal
Protection Clause of the Fourteenth Amendment. That
Clause extends its protection to every person. Denial
to one fman of the privilege of living in his home is not
made constitutional by denying another man, of a dif-
26
ferent race, the privilege of living in his home. Under
the Equal Protection Clause, “ the essence of the consti
tutional right is that it is a personal one.” McCabe v.
Atchison, T. \& S. F. R. Co., 235 U. S. 141, 161; Missouri
ex rel. Gaines, 305 U. S. 337, 351; Mitchell v. United
States, 313 IT. S. 80, 97.
CONCLUSION.
The respondents acquired their home from a willing
seller and are, under the law of this State, the legal
owners. This, is a suit to oust them from their home
solely because they are non-Caucasians. If they were
Caucasions, concededly no action would lie. Without ac
tion by the State of California they may continue to
reside in their home. This Court is asked, by appellants,
to interpret and enforce the law of this State as requiring
action by the State, through its Court, to oust them. Such
action would be in violation of the Equal Protection Clause
of the Fourteenth Amendment.
The judgments below should be affirmed.
Dated, San Francisco, California,
September 4, 1946.
Respectfully submitted,
R obert W. K e n n y ,
Attorney General of the State of California,
Cla ren ce A. L i n n ,
Assistant Attorney General of the State of California.
D . 0 . M cG ovney ,
School of Jurisprudence, University of California,
Special Advisor to the Attorney General
of the State of California.