Brief of Defendants-Appellants
Public Court Documents
April 8, 1977
94 pages
Cite this item
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Case Files, Bolden v. Mobile Hardbacks and Appendices. Brief of Defendants-Appellants, 1977. 74c39d86-cdcd-ef11-b8e8-7c1e520b5bae. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/234087d0-8904-4062-8f3e-8b52cf78e6fd/brief-of-defendants-appellants. Accessed December 06, 2025.
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76-4210
United States Court of Appeals
FOR THE FIFTH CIRCUIT
No. 76-4210
WILEY L. BOLDEN, ET AL,
Plaintiffs-Appellees,
versus
CITY OF MOBILE, ET AL.
Defendants-Appellants.
Appeal from the United States District Court for the
Southern District of Alabama
BRIEF OF DEFENDANTS-APPELLANTS
CITY OF MOBILE, ALABAMA, ET AL.
OF COUNSEL:
Hand, Arendall, Bedsole, C. B. Arendall, Jr.
Greaves & Johnston William C. Tidwell, III
Post Office Box 123 Travis M. Bedsole, Jr.
Mobile, Alabama 36601 Post Office Box 123
Mobile, Alabama 36601
Legal Department of the Fred G. Collins, City Attorney
City of Mobile City Hall
Mobile, Alabama 36602 Mobile, Alabama 36602
Rhyne and Rhyne Charles S. Rhyne
400 Hill Building William S. Rhyne
Washington, D. C. 20006 Donald A. Carr
Martin W. Matzen
400 Hill Building
Washington, D. C. 20006
SCOFIELDS’ QUALITY PRINTERS, P. 0. BOX 563096, N. O., LA. 70153 - 504/822-1611
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 76-4210
WILEY L. BOLDEN, ET AL.
Plaintiffs- Appellees,
versus
CITY OF MOBILE, ET AL.
Defendants-Appellants.
CERTIFICATE REQUIRED BY FIFTH CIRCUIT
LOCAL RULE 13(a)
The undersigned, counsel of record for Defendants-
Appellants, certifies that the following listed parties
have an interest in the outcome of this case. These
representations are made in order that Judges of this
Court may evaluate possible disqualification or
recusal pursuant to Local Rule 13(a).
The City of Mobile, Alabama
Gary A. Greenough, Commissioner
Robert B. Doyle, Jr., Commissioner
io
2
D0
Lambert C. Mims, Commissioner
C. B. Arendall, Jr. %
Attorney of Record for
Defendants-Appellants
ii
REQUEST FOR ORAL ARGUMENT
The District Court ordered the City of Mobile to
change from the Commission government under
which it has operated for 66 years to a mayor-council
government because at-large election of City Com-
missioners allegedly dilutes the voting power of
blacks. The order changing the form of a local govern-
ment goes beyond the issues heretofore presented in
voter dilution cases! and has serious implications for
all governmental units in the United States, including
Council-Manager as well as Commission systems,
which are premised on at-large elections. These im-
portant constitutional issues of voting, Federalism,
and the right of the people to choose the form of their
local government require oral argument for their
proper resolution.
1 To the knowledge of counsel for the City of Mobile, Blacks Unit-
ed for Lasting Leadership, Inc. v. City of Shreveport, No. 76-3619,
now pending before this court, is the only other voter dilution case
to order a city to change its form of government.
iii
TABLE OF CONTENTS
Pa
CERTIFICATE OF COUNSEL, LOCALRULE F
1302). 530m bode pois Sitios ane Sitio ts SAehie I riaet Bs Btdfll Hits 44 ns win i
REQUEST FOR ORAL ARGUMENT .............. ii
BP ABLE OF AUTHORITIES es trirnrriney ix
STATEMENT.OP THRE. ISSURS. ...ci cnicssndses coros 1
STATEMENT OF THE CASE =... . 10 (ih. 0. 2
PROCEEDINGS AND DISPOSITION
BELOW i. sa, desi ante ee snes 2
STATEMENT OF PACTS ... cern issss erin 3
A. MOBILE’'SFORMOF GOVERNMENT
WAS ADOPTED IN 1911 WITH A
RACIALLY NEUTRAL, GOOD
GOVERNMENT PURPOSE ne iv: concn 4
B. MOBILE'S ELECTORAL SYSTEM
PROVIDES EQUAL ACCESS FOR
ALL PERSONS TO THE POLITICAL
PROCESS, BLACKS PARTICIPATE
ACTIVELY AND EXERCISE
SIGNIFICANT. VOTING POWER .......... 8
1. There are No Barriers To Black
PartiCIDAION. fh reise io sidobininapcss + nv o's 8
2. All Candidates Seek The Support
Of Black Voters Because Black
Votes Are Clearly Essential To
VICIOTY. ih. os i LS th), ous 8
3. Racial Polarization In Mobile
City Commission Elections Is
Diminishing. .... aad Silas, vos 10
iv
TABLE OF CONTENTS (Continued)
The Only Blacks Who Have Run
For The City Commission Have
Failed To Gain Significant Black
SUPP i itt Basa ides 2 bs
C. MOBILE'S COMMISSIONERS ARE
EQUALLY RESPONSIVE TO BLACK
AND WHITE CITIZENS
1 The Undisputed Facts Of The
Accessibility Of Mobile’s Com-
missioners To All Citizens. .......
There Is No Intentional Dis-
crimination In Mobile City Ser-
vices, Employment Or Ap-
POIMINERLS er ios vier reve + norerrsrcr wiisnews
Plaintiffs’ Evidence That Mobile
Commissioners Elected At-Large
Represent All Citizens Fairly. ....
SUMMARY OF ARGUMENT
ARGUMENT
I. MOBILE'S COMMISSION FORM OF
GOVERNMENT CLEARLY PASSES
CONSTITUTIONAL MUSTER, ............ 18
A. Atlssue Here Is The Validity Of A
Form Of Government And Not
Merely The Manner Of Its Elec-
x Fy + RRR A a Ra A RL ete i BE
1. At-large elections are a
rational and legally indispen-
sable feature of the Commis-
sion form of government. .....
eo © 0 6 0 0 0 0 0 0 0 0 oo
© 6 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
© ® © 6 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8 0 0 0 8 0
Page
THR
Mey I
iis 18
wire v0
Vv
TABLE OF CONTENTS (Continued)
This Court must decide
whether proper application of
Zimmer principles required
the Court below to dis-
establish a form of govern-
ment adopted without racial
purpose 66 years ago. .........
B. Racially Discriminatory Purpose
Is An Essential Element Of Equal
Protection Violation Which Plain-
tiffs Failed To Prove.
1 In no case has this Court in-
validated an electoral system
of such long standing as
Mobile’s without a showing of
discriminatory purpose — the
Zimmer line of cases is fully
consistent with Supreme
Court decisions requiring that
purposebe sShown.& ...¢..cvu 0.
The District Court erred in
reading the element of racial
purpose out of Zimmer. .......
C. The City Government Of Mobile
In Fact Fully Satisfies The
Zimmer Test — Its Electoral
Process Is Equally Open To
Blacks And Whites.
1. The Constitution neither
creates nor protects any right
to proportional representa-
Page
a]
cise)
vi
TABLE OF CONTENTS (Continued)
tion in any racial, ethnic or
other interest group. ...::s:v: ev... 33
2. Therebeingno barrier toblack
participation in Mobile
political life, the District
Court erred in equating black
“discouragement” with denial
Of ACCESS... civvviir mini Pirates vives 35
a. The District Court correct-
ly found ‘‘no formal
prohibitions’ against
blacks in Mobile's slating
process, but erred in
permitting Plaintiffs to
bootstrap a denial of
access from unjustified
black ‘‘discouragement”
over a black candidate’s
Chance of VICIOTY, vo ..co0cv0esa 36
b. Black voters in Mobile
have significant and un-
fettered electoral power.
The Court erred in finding
that racially polarized
voting precludes effective
black participation... .'.......... 40
c. The District Court erred in
allowing Mobile’s share of
the onus of past dis-
crimination to blur its
analysis of the presently
open electoral system. ......... 43
11.
ITI.
vii
TABLE OF CONTENTS (Continued)
d. Mobile’s city ‘com-
missioners are equally
accessible and responsive
to all citizens. !.2. 5A...
THE DISTRICT COURT ERRED IN
DISREGARDING THE STRONG
GOVERNMENTAL INTEREST
BEHIND MOBILE'S CHOICE OF
COMMISSION GOVERNMENT — AN
ERROR THAT WILL IMPACT THE
THOUSANDS OF LOCAL
GOVERNMENTS NATIONWIDE
THAT EMPLOY THE COMMISSION
FORM AND THE COUNCIL-
MANAGER FORM .......-..000n
A. Zimmer Like Other Equal Protec-
tion Cases, Required That Due
Weight Be Given To Substantial
Governmental Interests Not
Rooted In Racial Discrimination.
B. Mobile’s Policy In Favor Of Its At-
Large City Commission Is Not At
All ‘“‘Tenuous.” Indeed, That
Policy Is Shared By Many Local
Governments Throughout The
Nation. © 5 nv Pr ie TP eu
THE DISTRICT COURT’S DECISION
AND ORDER WILL ACTUALLY DIS-
SERVE THE POLICIES OF IN-
TROBATION ....oisivasanivinrsaess
Page
Foe ny 48
Cold o0
viii
TABLE OF CONTENTS (Continued)
Page
A. Single Member Districts Will
Only Serve To Foster Balkanized
Enclaves And Racially Polarized
Government Which Will Actually
Reduce Both The Political Effec-
tiveness of Blacks And The Ef-
ficiency Of City Government. ......... 54
B. Single Member Districting To Ac-
complish Representation By Race
Will Serve An Impermissible
Constitutional Purpose By
Perpetuating De Jure Mobile's
Existing De Facto Pattern Of
Residentially Segregated
Enclaves. i... ii imnaihilblb. 59
IV. THE ORDERS APPEALED FROM
ARE JUDICIAL LEGISLATION
VIOLATING THE FEDERALISM
PRINCIPLES AND TENTH AMEND-
MENT OF THE CONSTITUTION OF
THE UNITED, STATES ui. tustc same aves va 61
CONCLUSION: of oi oe tidit ies Fs soda sre vs nese 64
CERTIFICATE OR SERVICE M2 its... 66
APPENDIXCA (50 cicero sain sa is abe nritld o ou 1a
ix
TABLE OF AUTHORITIES
Cases: Page
Abate v. Mundt, 403 U.S. 182 (1971) ....crrccscrs si 49
Akins v. Texas, 325. U.S. 398-(1945) ../i...50: 4 duis 26
Anderson v. Martin, 375 U.S. 399 (1965) .......... 56
Avery v. Midland County, 390 U.S. 474 (1968) .23,49,62
Baker v. Carr, 389U.S. 186: (1982) +... 2. 450% NN 63
Beal v. Lindsay, 468 F.2d 287 (2d Cir. 1972) . ...... 61
Beer v. United States, 425 U.S. 130 (1976) ....... 4,33
Blacks United for Lasting Leadership, Inc. v.
City of Shreveport, 71 F.R.D. 623 (W.D. La.
1976), appeal pending, No.76-3619 (5th Cir.) ..... 23
Bradas v. Rapides Parish Police Jury, 508
F.2d 1100 (6th Cir. 1973) ...... 1,18,23,28,35,37,44,49
Chapman v. Meier, 420 U.S. 1 (1975) ........... 22,55
City of Richmond v. United States, 422 U.S.
BOR (ITD) esti nn Si Anghtis nine 26,50
Connor v. Johnson, 402 U.S. 690 (1971) ........ 19,22
Dallas County v. Reese, 421 U.S. 477 (1975) ....... 34
Dove v. Moore, 539 F.2d 1152 (8th Cir. 1976) ...... o8
Dusch v.1)avis, 3871.8. 113 (1967) .« vec s sis ow t+ 3.000 34
Fortson v. Dorsey, 379 U.S. 433 (19658) ... ec ce. a. 55
Gomillion v. Lightfoot, 364 U.S. 339 (1960) ...... 31
Graves v. Barnes, 343 F. Supp. 704 (W.D. Tex.
1972), aff'd sub nom. White v. Regester, 412
UL, 80 755 (1973) xv0 0 1000 ete min 00 yao ais whosnguanin #ogoss sisi A BS 34
xX
TABLE OF AUTHORITIES (Continued)
Page
Hawkins v. Town of Shaw, 437 F.2d 1286 (5th
Cir. 1971), aff'd on rehearing en banc, 461
F.2d 1171: (1972)... 0 an Ne SE 25,46,61
James v. Wallace, 533 F.2d 963 (5th Cir. 1976) ..... 46
Jolly v. United States, 488 F.2d 35 (5th Cir.
R74) ods ireninis AE PE Ph SEY ee ae vin vopanitle 3
Keyes v. School District No. 1, 413 U.S. 189
LAD73Y re iirian ive i sds heh A als ale va ens 26
Lipscomb v. Wise, 399 F. Supp. 782 (N.D. Tex.
105) RE TEX 55,61
McGill v. Gadsden County Commission, 535
¥.24 277 (bth. Cir. 1976) :...... 1,18,19,22.23 28,35,37,
43,44,49
Milliken v. Bradley, 418 U.S. 717 (1974) .......... 61
National League of Cities v. Usery, 426 U.S.
833, 96'S, CL. 2465'(19768) '.... oN AA 62,64
Nevett v Sides, 533 F.2d 1361 (5th Cir.
1978), trons ahset sod tors ps a i as 1,18,34,38,65
Oregon v. Mitchell, 400 U.S. 112 (1970) ........... 62
Paige v. Gray, 538 F.2d 1108 (5th Cir. 1976) . ...... 31
Perry v. City of Opelousas, 515 F.2d 639 (5th
Cir: A975). ... AGE, J ELE 0 sd BG Sis ull ov ous 20
San Antonio School District v. Rodriguez, 411
U.S. 1 C1073) p cimgernsrtions dont wht in entes' fot bogies wor oi pst 64
Taylor v. McKeithen, 499 F.2d 893 (5th Cir.
1075) ccviciasionenuniusancnesoinsnes spionahs S00 J) 59
Turner v. McKeithen, 490 F.2d 191 (5th Cir.
1973) .....:.. Ee ee see isi ln ie sie wa hws 20,34,35,36
x1
TABLE OF AUTHORITIES (Continued)
Page
United Jewish Organizations of
Williamsburgh, Inc. v.Carey, U.S.
45 U.S.L.W. 4221 (U.S. March 1, 1977) .1,18,24,29,31,
33,34,38,60
United States v. Board of School Com-
missioners of Indianapolis, 541 F.2d 1211
(7th "Cir."1976), vacated ..._ U.S. __._.., 45
U.8i1.W. 3508 (U.S.Jan, 25, 1077).cocensnsvmsnesse 26
Village of Arlington Heights v. Metropolitan
Housing Development Corp., — U.S. :
07 S..C1.-555 (1977) coins ivinis = sieisiosinonsas 1,18,24,30,31,50
Vollin v. Kimbel, 519 F.2d 790 (4th Cir. 1975) ..... 34
Wallace v. House, 515 F.2d 619 (5th Cir. 1975),
vacated 425 U.S. 947 (1978)... .s. aise 20,27,34,45
Washington v. Davis, 426 U.S. 229 (1976) ..1,18,24,29,
30,31,46,65
Whitcomb v. Chavis, 403 U.S. 124 (1971) .. 4,19,23,24,
28,33,49,53,63
White v. Regester, 412 U.S. 755 (1973) ...... 19,23,30,
35,43
Wilson v. Vahue, 403 F. Supp. 58 (N.D. Tex.
1978) ia hams SAGAN BRR Gh sme. 27,58
Wright v. Rockefeller, 376 U.S. 52 (1964) ..26,31,55,58
Young v. American Mini Theatres, Inc., ___
U.S. » I0S, C1. 240° (A076) ~.- . . i. see 62
Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir.
1973) (en banc), aff’d sub nom. East Carroll
Parish School Board v. Marshall, 424 U.S.
B38 (1978)... 3,17,19,20,23,32,33,34,43
xii
TABLE OF AUTHORITIES (Continued)
Page
Constitution and Statutes: 8
Ala. ActS NO, 281 (1011): oc in eivie fon sms ubisishy medete os 6
Housing and Community Development Act of
1974, 42 U.S.C. 859301 ef seq... covdaRed SA 61
U.S. Constitution
ANMCIVUIMNOBN RAV srs 2.0 t.0is50 2.5 oto hes tensiriss 2e 3a 1,23,58
AMENOMENL XV au. co vinci totes Ageless wines + spas 2,58
AMENAMENT X virins vias « susie + mae witne drersasis wir <3 ws das 2
Voting Rights Act, §5, 42 U.S.C. §1973c ........ 24,26
Miscellaneous:
E. Bradford, Commission Government in
American Cities: (3911) J... 5 0. Gali. uu 6,52
A. Bromage, Introduction to Municipal
Government and Administration (1957) ........ 52
D. Cambell, J. Feagin, Black Politics in the
South: A Descriptive Analysis, 37 Journal
Of: POLUICS 1120 (1975) 1 15.000 sie coi o saniie 0 abeasrsss wink 39
Carpeneti, Legislative Apportionment: Mul-
timember Districts and Fair Representa-
tion, 120 U.Pa.L.Rev. 666 (1972) .............. 24,57
S. Carmichael, C. Hamilton, “The Search for
New Forms,” in Power and the Black Com-
munity (S. Fisher.ed. 1070) ...cvnvunvonsnssomnns 52
L. Cole, Electing Blacks To Municipal Office,
Urban Affairs Quarterly 17 (September,
BOTAN oo cine sins sna tans EAE BTR SUT 4 gba 4 48 0 4 40
F. Donnelly, “Securing Efficient Administra-
tion under the Commission Plan,” Annals
of the American Academy of Political and
Social Science 218(1912) ....................... 54
xiii
TABLE OF AUTHORITIES (Continued)
Page
The 50 States and Their Local Governments
(J. Fesler-ed: 1987) '..c... occas codvvidsd sa dvb, o1
C. Gilbert, Community Power Structure
(1972) a Rea VA SRR 53
International City Management Ass'n, The
Municipal Yearbook (1976, 1972) ...:...cs.r avs 53
Jewell, Local Systems of Representation:
Political Consequences and Judicial
Choices, 36 Geo. Wash. L.. Rev. 790 (1968) ... 56,63
R. Lineberry, E. Fowler, Reformism and
Public Policies in American Cities, 61 Am.
Political Science Rev. 701°(1971) ............ 51,53
C. McCandless, Urban Government and
POLICES (1070) cides isssisesinsmsnnsons is 5,52,57
MacKenzie, Free Elections (1958) ................ 56
Note, 81 Harv. 1... Rev. 1851 (1974) ................ 55
Note, Ghetto Voting and At-Large Elections:
A Subtle Infringement Upon Minority
Rights, 59 Geo. L. Rev. 989 (1970) {wn ull. 56
J. Rehfuss, Are At-Large Elections Best for
Council Manager Cities?, 61 National Civic
Review B86 (1072) oo. ce vr iir iris tine tithes mgr dries 52
B. Rustin, “From Protest to Politics: The
Future of the Civil Rights Movement,”
reprinted in Black Protest Thought in the
Twentieth Century (A. Meier ed. 1971) ......... 43
U.S. Bureau of the Census, Governing Boards
of County Governments: 1973 (1974) ............ 53
Xiv
TABLE OF AUTHORITIES (Continued)
Woodruff, City Government by Commission
KAO11Y ovis «orvims mn nnsitiniv ities io ha ReiDRn ols dh in PEWS + Eo) 51
Wright v. Rockefeller and Legislative Ger-
rymanders: The Desegregation Decisions
Plus a Problem of Proof, 72 Yale L.J. 1041
BLOB DY reisninele srs nccatahin + Aatadotat Sa # EAE S Shh 93S 489 80 2 2 of 56
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 76-4210
WILEY L. BOLDEN, ET AL,
Plaintiffs- Appellees,
versus
CITY OF MOBILE, ET AL,
Defendants-Appellants.
Appeal from the United States District Court for the
Southern District of Alabama
BRIEF OF DEFENDANTS-APPELLANTS
CITY OF MOBILE, ALABAMA, ET AL.
STATEMENT OF ISSUES PRESENTED ON REVIEW
1. Whether the District Court erred in holding that a
showing of impermissible racial purpose was con-
stitutionally unnecessary to Plaintiffs-Appellees’
claim that Mobile’s 66 year old city Commission
form of government and at-large electoral system
is violative of the Fourteenth Amendment, in light
of the decisions of the United States Supreme
Court in Washington v. Davis, 426 U.S. 229 (1976);
Village of Arlington Heights v. Metropolitan
Housing Corp., "U.S. _; 975. Ct 555 (1977);
and United Jewish Organizations v. Carey, ___
U.S. , 45 U.S.L.W. 4221 (1977) and the decisions
of this Court in Bradas v. Rapides Parish Police
Jury, 508 F.2d 1109 (5th Cir. 1975); Nevett v. Sides,
533 F.2d 1361 (5th Cir. 1976); and McGill v. Gadsden
County Commission, 535 F.2d 277 (5th Cir. 1976).
Whether the District Court erred in holding that
racially polarized voting denied blacks access to
the political process, where Plaintiffs-Appellees’
own evidence established that blacks participate
actively and powerfully in Mobile politics, both in
elections and in administration by elected of-
ficials, where the only black candidates to run for
the City Commission have been outpolled by their
opponents even among black voters, and in light of
the decision of the Supreme Court in United Jewish
Organizations, 45 U.S.L.W. at 4227, that racially
polarized voting is not of independent Con-
stitutional significance.
Whether the District Court erred in holding that
the Federal Constitution requires that Mobile’s
2
electoral system be so arranged as to guarantee
blacks the ability to elect black candidates as
members of the City’s governing Board.
4. Whether the District Court had power under our
Federalism system and Tenth Amendment of the
United States Constitution to enter orders
legislating a new form of government for Mobile
which provides blacks a ‘quota’ or proportional
representation in Mobile’s governing board
according to their population in Mobile.
STATEMENT OF THE CASE
Proceedings And Disposition Below
Plaintiffs on behalf of all black citizens of the City of
Mobile filed suit against the City and its three Com-
missioners alleging that at-large election of City
Commissioners unconstitutionally dilutes their
voting strength in violation of the first, thirteenth,
fourteenth, and fifteenth amendments, the Voting
Rights Act of 1965, 42 U.S.C. §1973 et seq., and the Civil
Rights Act of 1871, 42 U.S.C. §1983. R. 1, 548.2 They
alleged jurisdiction under 28 U.S.C. §1331 and §1343. R.
1. The district court found that a claim upon which
relief could be granted had been stated against the
Commissioners under 42 U.S.C. §1983 and against both
the Commissioners and the City on claims grounded
on the Voting Rights Act with jurisdiction over such
2 Appellants have elected to defer filing of the Appendix. The
original pages of the record on appeal will be citedas R. __. The
first page of the transcript (numbered “1” by the court reporter)
has been numbered page “621” of the record by the district clerk,
but the subsequent pages of the transcript have not been numbered
by the clerk. For clarity, the original pages of the transcript, as
numbered by the court reporter, will be cited as Tr. __.
3
claims existing under 28 U.S.C. §1343(3) and (4). R.
549.
After trial the District Court issued an opinion pur-
portedly relying on the criteria set forth in Zimmer v.
McKeithen, 485 F.2d 1297 (5th Cir. 1973) and holding
that at-large election of City Commissioners un-
constitutionally dilutes black voting strength.¢ Con-
cluding that district residence requirements and dis-
trict election of City Commissioners would be “im-
provident and unsound,” the Court ordered relief
abolishing the Commission government and sub-
stituting a mayor-council government with council
members elected from single-member districts.5
Statement Of Facts
The District Court granted Plaintiffs’ prayer that
Mobile’s Commission form of government be replac-
ed by a Mayor-Council government elected from nine
single-member districts.
This case did not involve any reapportionment or
other voting change® under the Voting Rights Act, 42
U.S.C. §1973, but was a challenge to the status quo of an
at-large Commission form of government in opera-
3 The District Court also saidit had jurisdiction over the asserted
claims under 28 U.S.C. §2201, the declaratory judgment section. R.
549. This statement is erroneous since §2201 is not a jurisdictional
statute. Jolly v. United States, 488 F.2d 35 (5th Cir. 1974) (per
curiam).
4 District Court Opinion and Order entered October 21, 1976. R.
548-603. The District Court opinion is reported at 423 F. Supp. 384
(S.D. Ala. 1976).
5 The District Court’s 59 page remedial order was entered on
March 9, 1977. Defendants, as a matter of caution, filed a notice of
appeal from that order on March 18, 1977.
6 Cf. Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973).
T
i
i
a
tion for 66 years. The evidence showed that the City’s
form of government was adopted for no racial purpose
but to wipe out ward parochialism and corruption,
that there are no barriers to participation by blacks in
the political process and that blacks do in fact par-
ticipate actively and influentially. The District Court
based its order upon a putative constitutional right in
blacks to elect blacks to the City governing body.
Finding that the Mobile electoral system was not so
arranged as to guarantee such a result, the Court
ordered the adoption of a plan embodying propor-
tional representation by race, there being 67,356
blacks and 122,670 whites in the City.
The Supreme Court in Beer v. United States, 425 U.S.
130, 136n.8 (1976) expressed its position on the ques-
tion presented here:
“This Court has, of course, rejected the proposition
that members of a minority group have a federal
right to be represented in legislative bodies in
proportion to their numbers in the general popula-
tion. See Whitcomb v. Chavis, 403 U.S. 125, 149.”
A.
Mobile’s Form Of Government Was Adopted In
1911 With A Racially Neutral, Good Government
Purpose
Mobile’s Commission-type municipal government
was established”in 1911 by Alabama Act No.281 (1911)
7 In 1963 and again in 1973, the people of Mobile rejected
proposals to change from the commission form to a mayor-council
government. (R. 435)
5
p. 330. Under this form of government, three Com-
missioners are elected to specific positions. Each
Commissioner engages in specific administrative
tasks involving certain City Departments (Public
Works and Services, Public Safety, and Finance) plac-
ed under his control. The Mayoralty, a largely
ceremonial post, is rotated among the Com-
missioners. All Commissioners are elected at-large.
The Commission form of government was first
created in Galveston, Texas, in 1900. Within twenty
years it had spread rapidly to approximately 500
Cities and other local governments in the North as
well as the South. It isnow employed by approximate-
ly 540 local governments across the nation.8 Commis-
sion government is founded upon two fundamental
principles. First, its structure is designed to foster
corporate management-type efficiency of operation
through the creation of clear lines of known public
responsibility for specific aspects of the
government's affairs. Woodruff, City Government by
Commission 29 (1911). Second, every voter is to be a
constituent of each Commissioner, thus alleviating
the “ward-heeling” and “logrolling’ that characteriz-
ed the aldermanic or councilmanic systems in the ear-
ly 1900’s. As one political scientist of the time stated:
“...[U]nder the ward system of representation, the
ward receives attention, not in proportion to its
8 Political scientists attribute the relative decline in adoptions
by governments of the Commission form to the rise of Council-
Manager government, which is founded upon the same essential
premises and which also rests upon at-large voting to assure that
officials maintain a City-wide perspective. McCandless, Urban
Government And Politics 168 (1970). Some 2000 local governments
employ Council Manager government.
a
T
S
T
S
I
6
needs, but to the ability of its representatives to
“trade” and arrange ‘““‘deals’” with fellow members.
The pernicious system of logrolling results.
‘To secure one more arc light in my ward, it was
necessary to agree to vote for one more arc in each of
the other seven wards; said a former councilman;
‘the City installed and paid foreight arc lamps when
only one was needed! So with sewer extensions,
street paving and grading and water mains. Nearly
every City under the aldermanic system offers
flagrant examples of the vicious method of ‘part
representation.’ The Commission form changes this
to representation of the City as a whole.” Bradford,
Commission Government in American Cities 165
(1911).
The District Court concluded that at-large elections
are inherently necessary (423 F. Supp. at 387) to the
Commission form of government, and that even the
imposition of ward residence requirements for the
Commissioners would be unconstitutional. The Dis-
trict Court reasoned that the accountability of a City
Commissioner who has command of a particular func-
tion and jurisdiction over the entire city may not be
limited to only a portion of the electorate (423 F. Supp.
at 402 n.19).
At the time Alabama Act No. 281 was passed, blacks
in Alabama did not have effective use of the franchise.
There was no racially discriminatory purpose to Act
No. 281.
Undisputed testimony adduced at trial established
the purpose of instituting the Commission form of
government in Mobile in 1911:
Q Now, I will ask you whether or not a study of the
newspaper articles of that time and the quotations of
the comments made by persons such as Mayor Pat J.
Lyons demonstrates that the change of the City
Commission form was sold on the basis of business
and other considerations completely unrelated to
race?
A Iwouldagreethatthe basic approach inthe cam-
paign to change the form of government of the City
of Mobile would be an appeal to what would be called
progressive economic motivation, the idea of mov-
ing to a more business like form of government.
Q And this movement, in Mobile, had its counter
part all over the United States, at that time, did it
not?
A And before that time.
Q In areas where there were no blacks or substan-
tially none?
Yes. That would be true.
Des Moines, that is one?
Yes.
Dayton, that is another?
Yes.
And it was not, in these other places, either,
motivated by racial considerations, was it?
A No.
(Testimony of Plaintiffs’ expert witness McLaurin,
July 12, 1976, Tr. 36-37).
O
P
O
P
O
»
The District Court held that a finding of “initial dis-
criminatory purpose” (423 F. Supp. at 398) was un-
necessary in the determination of whether Mobile's
form of government and electoral system are un-
constitutional.
a
B.
Mobile’s Electoral System Provides Equal Access
For All Persons To The Political Process, Blacks
Participate Actively And Exercise Significant
Voting Power
1. There are No Barriers To Black Participation.
It is undisputed that every phase of the processes of
registration, voting, qualification and candidacy for
the Mobile City Commission is as open to blacks as to
whites.
This is not a case where, despite the lack of formal
prohibitions on registration or voting, minorities are
effectively excluded by white-dominated slating
organizations. There are no such slating
organizations in Mobile. Nor is this a case where a
political party structure fails to solicit minority par-
ticipation, and where that party’s nomination is tan-
tamount to election. Mobile’s City Commission elec-
tions are conducted on a non-partisan basis.
The District Court found that “blacks register and
vote without hindrance,” and that there are no
“prohibitions against blacks seeking office in
Mobile.” (423 F. Supp. at 387).
2. All Candidates Seek The Support Of Black Voters
Because Black Votes Are Clearly Essential To Vic-
tory.
It is undisputed that this is not a case in which
minority voters are ignored as inconsequential, or in
which a candidate may be elected without minority
support.
The testimony of every witness, Plaintiffs’ as well as
Defendants’, is replete with evidence that every can-
didate for the Mobile City Commission actively seeks
black votes. (Tr. 264, 320-22, 412, 539-40, 752, 824, 927,
1141).
Plaintiffs’ witness Rev. Hope, the leader of the Non-
Partisan Voters League (NPVL) which is the principal
black political organization® in the City of Mobile,
testified as follows (Tr. 413-14):
Q Isn’t it a fact, Reverend Hope, in the course of
your connection with the league, its endorsement
has been actively sought by candidates over the
years that you have been connected with it?
A Yes, sir. Definitely so. I explained that to start
with.
Q And wasn’tthat trueinthelast City Commission
race in 1973?
A Yes, sir.
Q Every candidate in the race sought your
endorsement, didn’t they?
A: Yes, sir.
* * * * *
Q Let me ask you this. Didn’t the black vote in
effect put Gary Greenough [one of three current
Mobile City Commissioners elected in 1973] in of-
fice?
A I wouldn’t say the black vote alone, sir.
9 The NPVL was formed in 1963 as the “underground” local arm
of the NAACP, after the local branch was enjoined from political
activity in Mobile for failure to surrender its membership list. The
NPVL is still a separate branch of the NAACP. (Testimony of
Plaintiff Wiley Bolden, July 12, 1976, Tr. 208).
10
THE COURT:
Was it the difference?
A 1 believe so.
THE COURT:
All right.
The current Mayor, Lambert C. Mims, was re-elected
in 1969 and 1973 to the Commission! with the endorse-
ment of the Non-Partisan Voters League.
It was also undisputed that City Commissioner
Joseph Langan was elected and re-elected from 1953
through 1969 with vital support from black voters. (Tr.
292-295). The testimony further established that Mr.
Langan’s defeat in 1969 was attributable to a loss of
support from black voters. (Tr. 295, 304).
3. Racial Polarization In Mobile City Commission
Elections Is Diminishing.
Expert testimony adduced at trial showed that the
black versus white, schismatic voting trends of the
1960s have been significantly reduced and that the
trend is towards “a situation in which race will not be a
major political issue.” (Tr. 1136). There is presently
more difference in voting patterns between blacks of
different economic levels than between whites and
blacks of similar economic levels. (Tr. 1135).
Plaintiff Wiley Bolden testified (Tr. 214-15) that:
Q In your opinion, it is proper to characterize the
10 The other current City Commissioner, Robert B. Doyle, Jr.,
was unopposed in the 1973 election.
11
black voters of the City of Mobile as now con-
stituting a block vote?
A "No, sir.
THE COURT:
He is not suggesting coercion. What he wants to
know, is do the black voters usually vote for the
same candidate?
A No, sir.
The testimony showed that the political reality in
Mobile now is that “a candidate who would raise the
racial issue in a City Commission election would cost
himself as many votes as he would gain, if not more.”
(Tr 1177).
4. The Only Blacks Who Have Run For The City Com-
mission Have Failed To Gain Significant Black
Support.
Plaintiffs’ expert testified that racially polarized
voting in City Commission contests was not
diminishing, explaining that statistical regression
analysis showed a high degree of correlation between
voters’ race and the votes they cast. Dr. Schlicting
testified that the votes for three black candidates for
City Commissioner in the 1973 election showed a par-
ticularly high correlation with race. (Tr. 173-75).11
11 The only other evidence of recent polarization of voting
patterns (423 F. Supp. at 388) pertained to elections to the Mobile
County Commission and the Mobile County School Board, which
the evidence showed to involve a “different kind of constituency”
(Tr. 312) and different issues. (Tr. 602, 1170-72). The District Court
consolidated final argument in this case with argument in Plain-
tiffs’ action challenging the constitutionality of at-large elections
to the County Commission and County School Board. (Tr. 1414).
12
Other of Plaintiffs’ witnesses (Tr. 246-47, 365, 384,
507, 566) testified that their objection to Mobile’s form
of government was that because of such polarization it
is “futile” for blacks to run in a city-wide election.
It is undisputed that none of the three black can-
didates in 1973 (who were the only blacks ever to run
for the City Commission) carried the black census
wards. (Tr. 175). Black voters supported white can-
didates over those of their own race. (Tr. 1128).
The District Court adopted the view (423 F'. Supp. at
389) that itis impossible for black candidates to win at-
large elections unless there is a black voting popula-
tion majority. The District Court ignored evidence of
the success of black candidates in at-large elections
in, for example, Birmingham, Alabama (Tr. 739-40),
and many other places across the nation.
The District Court found (423 F. Supp. at 399) that the
undisputed evidence of the absence of barriers to black
registration, voting, or candidacy, and the undisputed
evidence of active black participation and electoral
power were irrelevant, because due to polarized
voting prospective black candidates “shy away’ from
running in City at-large elections. The record with
respect to the electoral success in other predominant-
ly white cities of black candidates who have not
“shy[ed] away’ from at-large contests is set forth at
pp. 39-40, infra.
13
C.
Mobile’s Commissioners Are Equally Responsive
To Black And White Citizens
1. The Undisputed Facts Of The Accessibility Of
Mobile’s Commissioners To All Citizens.
Plaintiffs’ witnesses, testifying to alleged
“unresponsiveness” of the Mobile City government,
all testified that on numerous occasions they had
taken problems large and small directly to the highest
level of the City government, where they were af-
forded hearings.
Plaintiffs’ witness Seals, a black, testified that he
had met with all three Commissioners at least four
times, and had no difficulty obtaining a hearing. On
one occasion, he requested additional street lighting
for his area, and got it. On one occasion, he requested
relief in connection with sewers, and got it. On another
occasion, he requested sidewalks, and they were con-
structed (Tr. 433-34).
Plaintiffs’ witnesses Wyatt and Smith, also black,
testified that they had been to City Hall where they had
direct access to and met with all three Commissioners.
(Tr. 572-73, 583).
Plaintiffs’ witness Randolph, a black, testified that
he had known Commissioners Mims and Doyle “for
years” (Tr. 622, 624-25) and also Commissioner
Greenough, and had ready access to them. Randolph
sought street paving for one of Mobile’s black com-
munities, and got it. He asked for better street lighting,
and got it. (Tr. 621-22).
14
2. There Is No Intentional Discrimination In Mobile
City Services, Employment Or Appointments.
It was undisputed at the trial that certain problems
exist regarding city services, but that those problems
affect white as well as black citizens of Mobile. (Tr.
436-37, 875, 893-94). Much of the new paving in the
newer, and predominately white, areas of the city has
been done by private developers without the use of
public funds. Indeed, most of the paving done by the
City of Mobile, as opposed to private developers, is in
black areas. (See Defendants’ Exhibits 60-A, 60-B, 60-
E). It was undisputed that any disparity is not pur-
poseful, based on race, and that the cost of paving non-
thoroughfare streets is assessed to abutting property
owners and such assessments have not been paid by
some black neighborhoods. (Tr. 644-648, 886-88).
The City is spending millions of dollars in a long-
term program to correct tremendous drainage
problems affecting low-lying inexpensive housing
which is principally black-occupied. (Tr. 872-73, 876-
82). The District Court’s opinion stated (423 F'. Supp. at
391) that all emergency drainage projects were in
white areas. The evidence (Tr. 1253-54, 1260, 1278, 1280-
81) showed that in fact many emergency projects
benefitted black areas.
Mobile has made substantial efforts in housing code
enforcement. In one black neighborhood where only
18.5% of the homes were rated standard in 1966, four
times that many were standard by 1975. (Tr. 1357-63).
Public employment statistics showed that 26.8% of
the city work force is black,!? and that many black City
12 Thirty-five percent (35.48%) of Mobile’s population is black.
15
employees are in lower paying jobs. It was undisputed
that no black employee receives less pay than a white
for the same position, and that any disparity is not
purposeful. (Tr. 813-14). Skilled blacks are in such de-
mand in private industry that few seek employment
with the lower-paying City. (Tr. 912-13, 995-96). By
State law Mobile may only hire employees from lists
prepared by the County Personnel Board, which is not
subject to City control. (Tr. 828). A Bill to change this
procedure has been introduced in the State legislature.
(Tr. 938).
Uncontroverted statistics showed that whereas 7 of
179 (3.8%) prior appointments to City boards and com-
mittees were to blacks, total membership has now
been brought to 46 of 366 (12.5%). (Tr. 831). Many of the
positions require both certain qualifications and
nomination by certain non-governmental groups. (Tr.
835, 840-41, 864, 912-14, 918-20). Plaintiffs did not ad-
duce any evidence that qualified, nominated blacks
were purposefully refused appointment by the City.
Plaintiffs asserted and the District Court found (423
F. Supp. at 392) that generally unequal treatment was
exemplified by an inordinately slow City reaction to
an instance of alleged police brutality against a black.
It was undisputed that an investigation was com-
menced the day after notice of the alleged incident, and
the officers allegedly involved were suspended four
days later (Tr. 795, 799, 821). The District Court
thought that unresponsiveness was also indicated by
the fact that the City Commission had not adopted an-
tidiscrimination ordinances duplicating Federal
laws, by the fact that the Commissioners had not
spoken out against cross burnings reported to have
16
occurred outside the City, and by a single purported
exception to a generally evenhanded!? park and
recreation program. 423 F. Supp. at 392.
3. Plaintiffs’ Evidence That Mobile Commissioners
Elected At-Large Represent All Citizens Fairly.
After cross examination elicited the testimony of
Rev. Hope that every City Commission candidate ac-
tively solicited the support of black voters, and that
the NPVL had “notable success” in electing can-
didates that it supported (Tr. 413), the following
questions (Tr. 417-18) were put to Rev. Hope on re-
direct:
Q Reverend Hope, in answering [counsel for
Mobile] questions, did you mean to say that every
candidate that the Non-Partisan Voters League has
endorsed has turned out to represent the interests of
the black community fairly?
A In recent years they have.
Q How recent do you mean when you say recent
years?
A In thislastelection and maybe the election prior.
I think, in my opinion, they have done a very good
job in carrying out their obligations toward trying
to be fair to all people.
Q Is that your opinion or the opinion of the entire
League?
A Yes, thatistheopinion —thatiswhatlamtrying
to speak for. They feel that the candidates they have
elected in recent years have done a very good job
along that line.
13 The evidence showed that black areas receive more than their
share of city-provided recreation services, whether viewed on the
basis of numbers of facilities, personnel employed, or payroll ex-
penditures. (Tr. 1371-80).
17
The District Court held (423 F. Supp. at 400) the per-
formance of the City government with respect to ser-
vices, employment and appointments to be
“unresponsive.” The District Court concluded (423
F. Supp. at 401-402) that Mobile’s long-standing
choice of the Commission form of government merely
indicated that Plaintiffs did not prevail on the “no
tenuous State policy” aspect of the “aggregate of fac-
tors” showing required by Zimmer v. McKeithen, 485
F.2d 1297 (5th Cir. 1973), and that Mobile's policy
choice was outweighed by a requirement to guarantee
blacks ‘“‘a realistic opportunity to elect blacks to the
City governing body.” (423 F. Supp. at 403).
SUMMARY OF ARGUMENT
The unprecedented decision of the District Court
completely disestablishes Mobile’s Commission form
of government.That form of government is of sixty-
six years standing, and serves numerous important
and legitimate policy choices. That form of govern-
ment was adopted with no racial purposes whatever.
The District Court erroneously held these factors to be
irrelevant.
The evidence showed that there are no impediments
to participation by blacks in the political processes of
Mobile, and that blacks are actively and powerfully in-
volved. The District Court, however, reached the un-
supportable conclusion that local governments must
"be so arranged as to ensure that blacks can elect
blacks and made a wholly unfounded assumption that
black candidates cannot win in the at-large elections
which are legally indispensable to Commission
government. In many cities in the South as well as in
the North, where blacks are a minority of the voting
18
population, black candidates have won at-large elec-
tions. There is no reason to presume that black can-
didates cannot win such elections in Mobile. The only
black candidates to run for the Mobile City Commis-
sion have been outpolled by their opponents even
among black voters.
The United States Supreme Court has in
Washington v. Davis, 426 U.S. 229 (1976); Village of
Arlington Heights v. Metropolitan Housing Develop-
ment Corp., U.S. ____, 97 S. Ct. 555 (1977); United
Jewish Organizations v. Carey, —___ U.S. , 45
U.S.L.W. 4221 (1977) has made it clear beyond mistake
that the racial purpose absent here is an essential ele-
ment of the Fourteenth Amendment violation the Dis-
trict Court purported to find. The Supreme Court has
also rejected any notion that racial or ethnic groups
have a Federal constitutional right to elect their
members to office. Fifth Circuit decisions in other con-
stitutional voting cases are completely in accord with
these principles. Bradas v. Rapides Parish Police
Jury, 508 F.2d 1109 (5th Cir. 1975); McGill v. Gadsden
County Commission, 535 F.2d 277 (5th Cir. 1976);
Nevett v. Sides, 533 F.2d 1361 (5th Cir. 1976). The Dis-
trict Court’s opinion and orders, which would require
the invalidation of all Commission and Council-
Manager governments similarly premised on at-large
elections, amount to Federal judicial legislation
flagrantly violative of the Federalism principles and
the Tenth Amendment to the Constitution of the Unit-
ed States, and must be reversed by this Court.
ARGUMENT
I. Mobile’s Commission Form Of Government
Clearly Passes Constitutional Muster.
19
In Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973)
(en banc), affirmed sub. nom. East Carroll Parish
School Board v. Marshall, 424 U.S. 636 (1976), this
Court dealt with an action challenging an at-large
electoral system on the basis that the system denied
blacks access to the political process in violation of
the Equal Protection Clause of the Fourteenth Amend-
ment. Drawing upon the decisions in Whitcomb v.
Chavis, 403 U.S. 124 (1971) and White v. Regester, 412
U.S. 755 (1973), this Court set forth a “panoply of fac-
tors” upon which proof of such an Equal Protection
claim might be founded. 485 F.2d at 1305. Applying
these factors to the facts of Zimmer, this Court con-
cluded that plaintiff-intervenor had met his burden of
proof, and reversed its earlier panel decision. 485 F.2d
at 1307, 1308.
The Supreme Court affirmed “without approval of
the constitutional views’ expressed by the Zimmer
court. East Carroll, supra, 424 U.S. at 638. The
Supreme Court viewed the case as one involving not
the constitutionality vel non of multimember district-
ing allegedly denying minority access to the political
process, but rather the issue of how malapportion-
ment should be corrected by the federal courts under
Connor v. Johnson, 402 U.S. 690 (1971). Yet Zimmer
remains the controlling precedent of this Circuit. E.g.,
McGill v. Gadsden County Commission, 535 F.2d 277,
280 n.6 (5th Cir. 1976).
Appellant City has no quarrel with the holding of
Zimmer, which on its facts was well-grounded upon
the teachings of both Whitcomb and White, supra. But
on any proper application of Zimmer, Mobile’s form of
government and electoral system clearly pass con-
stitutional muster.
20
A. At Issue Here Is The Validity Of A Form Of
Government And Not Merely The Manner Of
Its Election.
Zimmer, as the Supreme Court emphasized in East
Carroll, supra, was in fact a reapportionment case.
The governmental units there involved could func-
tion, and in fact had functioned for years, with elec-
tions by district rather than at-large. 485 F.2d at 1301.
Indeed, there had been a “firmly entrenched state
policy against at-large elections” for such units until
1967. 485 F.2d at 1307. No change in the form or func-
tion of these units was therefore necessitated by re-
quiring their election by single-member wards or dis-
tricts. This is equally true in every other case of this
genre decided by this Court. E.g., Turner v. McKeithen,
490 F.2d 191, 192 (1973) (Parish Police Jury, mixed
multi-member, single-member ward plan);
Wallace v. House, 515 F.2d 619, 622 (5th Cir. 1975),
vacated 425 U.S. 947 (1976) (Board of Aldermen, entire-
ly at-large plan susceptible to districting); Perry v.
City of Opelousas, 515 F.2d 639, 640 (5th Cir. 1975)
(Board of Aldermen, entirely at-large plan with ward
residency requirement).
In contrast to all prior cases before this Court,
Mobile’s at-large electoral system is an integral and
essential part of its Commission form of government.
1. At-large elections are a rational and
legally indispensable feature of the Com-
mission form of government.
Mobile’s Commission Government was adopted in
1911 within the context of the progressive reform
movement which prompted many other
municipalities throughout the Nation to do likewise.
21
(Tr. 24-25). As the testimony of Plaintiffs’ historian
and other witnesses clearly demonstrates, Mobilians,
like citizens of other cities swept by the reform move-
ment, sought a city government both more efficient
and business-like, and less susceptible to ward
parochialism and corruption than the aldermanic or
councilmanic forms. (Tr. 24-25, 36-37).
The very structure of Commission government con-
stitutionally admits of but one form of electoral
system — at-large elections. Because each Com-
missioner administers a separate department with
city-wide functions — here Public Works and Ser-
vices, Public Safety, and Finance (423 F. Supp. at 386)
— each Commissioner must be dependent upon the en-
tire electorate of the City for his election. As the Dis-
trict Court here recognized, election of officials with
specific city-wide responsibilities from geographic
districts would clearly be not only “improvident and
unsound” but unconstitutional. (423 F. Supp. at 387,
402 n. 19).
2. This Court must decide whether proper
application of Zimmer principles re-
quired the Court below to disestablish a
form of government adopted without
racial purpose 66 years ago.
For over 65 years, Mobile has operated under a
“facially neutral” form of government (423 F. Supp. at
398), which was adopted without racial purpose, as
testimony of Plaintiffs’ own historian and others
clearly demonstrates. (Tr. 24-25, 36-37). Indeed, as the
District Court found, the Alabama legislature in 1911
was acting in a ‘“‘race-proof situation” in adopting
22
Mobile’s form of government. (423 F. Supp. at 397). As
in McGQGill v. Gadsden County Commission, 535 F.2d
277, 281 (5th Cir. 1976),
“This policy could not have had racist underpin-
nings because other, less subtle state mechanisms
has already disenfranchised almost all black voters
2
Thus, the policies behind Mobile’s Commission
Government are not rooted in racial discrimination,
but in the reform movement for more effective and
businesslike government. Here, unlike Zimmer and
Turner, the electoral system was clearly not “conceiv-
ed as a tool of racial discrimination.” Wallace v.
House, supra, 515 F.2d at 633. Nor is there the “ap-
parent absence of any rational state or local policy in
support of the all at-large system” present in Zimmer
and Turner. Id., 515 F.2d at 631-32. Indeed, given both
the substantial need for city-wide perspective and the
constitutional necessity for at-large election of the
City Commissioners, this is the case contemplated in
Zimmer where
“significant interests [are] advanced by the use of
[at-large elections] and the use of single member
districts would jeopardize constitutional re-
quirements.” 485 F.2d at 1308.14
14 A district court could therefore employ at-large elections and
be fully justified in departing from the Federal judicial preference
for single-member districting enunciated in Connor v. Johnson,
supra. Id. Because such considerations would support a judicial
choice of at-large elections, they clearly support the legislative
choice made by the citizens of Mobile and the Alabama legislature
in 1911. See Chapman v. Meier, 420 U.S. 1, 18-19, 20 n. 14 (1975).
23
Mobile and Shreveport!5 are the first instances in
which Zimmer has been applied to strike down the
vital legislative choice of a city’s form of government.
Here, the District Court’s wooden application of the
factors enumerated in Zimmer led it to a result untrue
both to the holding of Zimmer and to the teachings of
the Supreme Court in Whitcomb and White. The Con-
stitution, and still less Zimmer,
“does not require that a uniform straitjacket bind
citizens in devising mechanisms of local govern-
ment suitable for local needs and efficient in solv-
ing local problems.” Avery v. Midland County, 390
U.S. 474, 485 (1968).
B. Racially Discriminatory Purpose Is An Es-
sential Element Of Equal Protection Viola-
tion Which Plaintiffs Failed To Prove.
Claims like those of Plaintiffs below that at-large
electoral systems ‘are being used invidiously to
cancel outor minimize the voting strength of minority
groups’ are actions for relief under the Equal Protec-
tion Clause of the Fourteenth Amendment. White,
supra, 412 U.S. at 765. Although at-large elections
have the potential for submergence of minority in-
terests, they are not unconstitutional per se. Whit-
comb, supra, 403 U.S. at 159-160. Even where at-large
elections in fact “diminish to some extent” black
voting power, such racially disproportionate impact
does not by itself constitute an unconstitutional denial
of access to the political process. Bradas v. Rapides
Parish Police Jury, supra, 508 F.2d at 1113; McGill v.
Gadsden County Commission, supra, 535 F.2d at 281.
15 Blacks United for Lasting Leadership, Inc. v. City of
Shreveport, 71 F.R.D. 623 (W.D. La. 1976), appeal pending, No. 76-
3619 5th Cir.
24
“Where racial intent is not shown, blacks are not suf-
fering because they are black,” but simply because
they, like many other interest groups, constitute a
minority of voters. Carpeneti, Legislative Apportion-
ment: Multimember Districts and Fair Representa-
tion, 120 U.Pa.L.Rev. 666, 698 (1972); see Whitcomb,
supra, at 154-155.
At-large electoral systems are not, therefore,
rendered unconstitutional simply because they may
make it more difficult for a black minority to elect
black representatives. “Under the Fourteenth Amend-
ment the question is whether the [electoral] plan
represents purposeful discrimination ....” United
Jewish Organizations of Williamsburgh, Inc. v. Carey,
a ULB a d5 U.S. LW, 4991. 4931 (U.S. 3/1/77)
(Stewart, J., concurring), citing Washington v. Davis,
426 U.S. 229 (1976).16 In Davis, the Supreme Court
“made it clear that official action will not be held un-
constitutional solely because it results in a racially
disproportionate impact. * * * Proof of racially dis-
criminatory intent or purpose is required to show a
violation of the Equal Protection Clause.” Village of
Arlington Heights v. Metropolitan Housing
Development Corp.; ——-U.8S......97 8, Ct. 555, 583
(1977).
16 In United Jewish Organizations, the Court upheld a New York
legislative districting plan in which the State had “deliberately
used race in a purposeful manner” to comply with §5 of the Voting
Rights Act, 42 U.S.C. §1973c. 45 U.S.L.W. at 4227. Though the plan
disadvantaged a white community of Hasidic Jews, the Court
found no evidence of invidiously discriminatory intent with
respect to “whites or any other race.” Id., see also 45 U.S.L.W. at
4231 (Stewart, J., concurring).
25
While Davis involved the validity of a test used to
screen applicants for public employment, the decision
clearly demonstrates that proof of invidious intent or
purpose is a universal requirement for success of any
action challenging facially neutral official action. The
Davis Courtexpressly disapproved along list of cases
which had “rested on or expressed the view that proof
of discriminatory racial purpose is unnecessary in
making out an equal protection violation...” 426 U.S.
at 244 n.12. The cases disapproved dealt not only with
public employment, but extended to other contexts in-
cluding urban renewal, zoning, public housing, and
municipal services.”
Following Davis, the Court in Arlington Heights
upheld a local zoning decision which precluded
building of a low-cost housing development despite
the discriminatory “ultimate effect” of the zoning. The
Seventh Circuit had found the Village to be “ex-
ploiting” the existing high degree of residential
segregation, and had ruled that the zoning decision
was unsupported by any compelling interest suf-
ficient to justify its discriminatory effects. 97 S.Ct. at
560. The Supreme Court reversed, because failure to
prove that discriminatory purpose was a motivating
factor in the Village’s decision “ends the con-
stitutional inquiry.” Id. at 566. That the ultimate effect
of the decision was “discriminatory” was “without in-
dependent constitutional significance.” Id.
As the Court noted in Arlington Heights,
“the holding in Davis reaffirmed a principle well es-
17 Hawkins v. Town of Shaw, 437 F.2d 1286 (5th Cir. 1971), af-
firmed on rehearing en banc, 461 F.2d 1171 (1972).
26
tablished in a variety of contexts. E.g., Keyes v.
School District No. 1, 413 U.S. 189, 208 (1973)
(schools); Wright v. Rockefeller, 376 U.S. 52, 56-57
(1964) (election districting); Akins v. Texas, 325 U.S.
398, 403-404 (1945) (jury selection).” 97 S.Ct. at 563.
That this principle is not limited to these contexts is
further emphasized by the action of the Supreme
Court in vacating United States v. Board of School
Commissioners of Indianapolis, 541 F.2d 1211 (7th Cir.
1976), in light of Davis and Arlington Heights. 45
U.S.L.W. 3508 (U.S. Jan. 25, 1977). A consolidated,
county-wide government called Uni-Gov had replaced
the separate municipal government of Indianapolis
and other governmental units in Marion County, In-
diana. 541 F.2d at 1212. The Indianapolis cases in-
volved the effects of Uni-Gov upon segregation in
schools and public housing, and the underlying issue
of black voting rights vis a vis school boards which
had not been consolidated within Uni-Gov.18
The Seventh Circuit found that Uni-Gov was “a
neutral piece of legislation on its face with its main
purpose to efficiently restructure civil government”
but that its failure to consolidate education along with
other public functions produced a substantial
segregative impact. 541 F.2d at 1220. Failing to find the
compelling state interest it thought required in the
face of racially disproportionate impact, the Court
concluded that an interdistrict remedy ignoring Uni-
Gov’s school boundaries was appropriate. The dissent
18 That form of government and electoral issues were present is
clear from the fact that Uni-Gov would have required clearance
under §5 of the Voting Rights Act, 42 U.S.C. §1973c, if Indiana were
subject to the Act. See City of Richmond v. United States, 422 U.S.
358 (1975) (annexation).
27
noted that discriminatory purpose, an “essential ele-
ment of any equal protection violation,” was missing.
541 F.2d at 1225 (Tone, J.). The recent action of the
Supreme Court proves the dissent correct. 45 U.S.L.W.
at 3508.
1. In no case has this Court invalidated an
electoral system of such long standing as
Mobile’s without a showing of dis-
criminatory purpose — the Zimmer line
of cases is fully consistent with Supreme
Court decisions requiring that purpose
be shown.
The holdings of this Court have uniformly com-
ported with this rule that racially discriminatory pur-
pose is essential to proof that facially neutral state ac-
tion violates the Equal Protection Clause. Zimmer in-
volved a recent change in electoral system which, as
in Turner, appeared to have been “conceived as a tool
of racial discrimination.” Wallace v. House, supra, 515
F.2d at 633. In Zimmer,
“a long-standing policy of single-member district
voting was changed to an at-large system, clearly in
response to increased black voting strength in the
1960’s.” Wilson v. Vahue, 403 F. Supp. 58, 66 (N.D.
Tex., 1975).
Indeed, it is clear in Zimmer that the local governmen-
tal interest was ‘“‘tenuous’ primarily because it was
“rooted in racial discrimination.” 485 F.2d 1305-06.
In Turner, this Court dealt with restructuring an
electoral system which had been stipulated un-
constitutional for one-man, one-vote deviations as
great as 37%. 490 F.2d at 192 n.3. Under that mixed
single, multi-member system, ‘“[n]ot surprisingly,
28
both of the major concentrations of black population
were formerly enveloped in multi-member districts.”
490 F.2d at 195 n.19. Black voters had long been fenced
out of the candidate slating process by the locally
dominant political party, an “old weapon in the
arsenal of [purposeful] voter discrimination . ..” 490
F.2d at 195. The Police Jury offered no “persuasive
justification” whatsoever for its proposed multi-
member plan, which would have clearly perpetuated
the exclusion of blacks already accomplished under
its old electoral scheme. 490 F.2d at 196 n.23.
By way of contrast, in Bradas v. Rapides Parish
Police Jury, this Court vacated a judgment striking
down a mixed single, multi-member districting plan
under which no black officer had ever been elected to
the 18-member police jury despite a 28% black popula-
tion. 508 F.2d at 1110-11. Plaintiffs there had failed to
meet their burden of proof under Zimmer in several
respects, among them failure to show governmental
policy “rooted in racial discrimination.” Id. at 1112.
Although the combination of two key wards into a
multi-member district electing 10 of the 18 officers had
“diminished to some extent” black voting power, this
Court concluded that the evidence failed to
demonstrate that this districting plan was ‘“’conceived
or operated as [a] purposeful device[] to further racial
or economic discrimination.’ ”’ Id. at 1113, citing Whit-
comb, supra, 403 U.S. at 149.
And in McGill v. Gadsden County Commission, this
Court dealt with an all at-large electoral system serv-
ing a Florida county with registered voting popula-
tion almost 50% black. 535 F.2d at 278. Yet no blacks
29
had ever been elected, even though they had “run
regularly since the middle 1960’s.” Id. at 280. Present
there was a strong state policy favoring at-large elec-
tions, in effect since 1900, a policy which
“could not have had racist underpinnings because
other, less subtle state mechanisms had already dis-
enfranchised almost all black voters by the turn of
the century.” Id. at 281.
Nor was the maintenance of this policy apparently
tainted by the “extensive” subsequent history of
racial discrimination in the county. In the absence of
“tenuous” state policy and other Zimmer factors in-
cluding proof that such past discrimination presently
precluded blacks from the political process, this Court
affirmed judgment upholding the at-large electoral
system. Id.
In sum, the recent decisions of this Court clearly
show the necessary sensitivity to racially invidious
purpose as an essential element of its Equal Protec-
tion analysis consistent with the constitutional prin-
ciples recently reaffirmed in Washington v. Davis.
Whether such purpose or intent be found in a
“tenuous” governmental policy rooted in racial dis-
crimination, in a candidate-slating process from
which blacks are fenced out by white-dominated
slating organization, or in one or more of the generic
factors set forth in Arlington Heights,!® this Court
19 The Supreme Court there identified several possible sources
of evidence for the proof of racial purpose: (1) disproportionate im-
pact so “stark” as to be “unexplainable on grounds other than
race’; (2) general historical background of the action; (3) specific
events antecedent to the action; (4) departures from normal
procedures; and (5) contemporary statements of decisionmakers.
97 S.Ct. at 564-565. See United Jewish Organizations, supra, 45
U.S.L.W. at 4231 (Stewart, J. concurring).
30
must continue to treat such “dilution” cases as this
like any Equal Protection challenge to facially neutral
governmental action.
2. The District Court erred in reading the
element of racial purpose out of Zimmer.
The District Court erroneously viewed the Equal
Protection requirement of invidious racial purpose
recently reaffirmed in Washington v. Davis, supra, as
a “threshold question” which would “preclude an
application of the factors determinative of voter dilu-
tion as set forth in White, supra, and Zimmer. . .” (423
F. Supp. at 394). Primarily because of the “factual con-
text” of Davis, the District Court concluded that Davis
“did not overrule” earlier “dilution” cases or establish
a “new” purpose test. (423 F. Supp. at 398). Thus, the
Court thought, Davis simply did not apply in Equal
Protection contexts other than those cited in that deci-
sion.
Indeed, Davis did not establish a “new” test, but
merely ‘reaffirmed a principle well established”
wherever facially neutral government actions are
challenged under Equal Protection for their dis-
proportionate racial impact. Arlington Heights,
supra, 97 S.Ct. at 563. Nor does Davis overrule cases
like White and Zimmer and “preclude” the sensitive
factual analysis these cases require. Quite to the con-
trary, it is precisely such a “sensitive inquiry into
such circumstantial and direct evidence of intent” that
proper application of the Zimmer factors requires. Id.
at 564. But unless a Court’s evaluation of these factors
leads it to the conclusion that invidious racial purpose
31
or intent has been proved, the case remains one sole-
ly of racially disproportionate impact, which under
Davis may not be the “sole touchstone” of an Equal
Protection violation. Davis, supra, 426 U.S. at 242.
The District Court erroneously regarded “dilution”
cases like this one as a genus apart from other voting
cases like Wright v. Rockefeller, 376 U.S. 52 (1964) and
Gomillion v. Lightfoot, 364 U.S. 339 (1960), both cited
with approval in Arlington Heights, supra, 97 S.Ct. at
563-64. (See 423 F.Supp. at 395). But the principles of
White and Zimmer are equally applicable to such
cases involving alleged racial gerrymandering and
redistricting problems in general. Paige v. Gray, 538
F.2d 1108, 1110 (5th Cir. 1976); see United Jewish
Organizations, supra, 45 U.S.L.W. at 4231 (Stewart, J.,
concurring). Gomaillion, for example, is simply a case
where the “stark” pattern, “unexplainable on grounds
other than race,” makes the evidentiary inquiry into
racial purpose “relatively easy.” Arlington Heights,
supra, 97 S.Ct. at 564.
There can be no meaningful distinction for Equal
Protection purposes between challenges to district-
ing and challenges to at-large electoral systems
which by definition do not district at all. The District
Court erred in holding that the teachings of Davis did
not here require proof of racial purpose, and in
reading this elementout of Zimmer and other holdings
of this Court.
C. The City Government Of Mobile In Fact Fully
Satisfies The Zimmer Test — Its Electoral
Process Is Equally Open To Blacks and
Whites.
32
The ultimate question under Zimmer is whether
Mobile’s Commission Government operates in-
‘vidiously to deny black Mobilians access to the City’s
political process. In White v. Regester, the Supreme
Court sustained such a claim for the first time, upon
findings that Texas’ electoral system “effectively ex-
cluded” Dallas County blacks and “effectively remov-
ed” Bexar County Mexican-Americans from the
political process. Thus, “access to the political
process’ is the “barometer of dilution of minority
voting strength.” Zimmer, supra, 485 F.2d at 1303.
In Zimmer, this Court drew upon the teachings of
Whitcomb and White to set forth a “panoply of factors”
upon which proof of such denial of access may be
founded. Primary factors entail proof of
“[1] a lack of access to the process of slating can-
didates, [2] the unresponsiveness of legislators to
their particularized interests, [3] a tenuous state
policy underlying the preference for multi-member
or at-large districting, or [4] that the existence of
past discrimination in general precludes the effec-
tive participation in the election system ...” 485
F.2d at 1305 (footnote omitted).
Such proof may be “enhanced” by the showing of
“[1] the existence of large districts, [2] majority vote
requirements, [3] anti-single shot voting provisions
and [4] the lack of provision for at-large candidates
running from particular geographical sub-
districts.” Id.
33
Conversely, Whitcomb v. Chavis requires judgment
upholding an electoral system
“[w]here it is apparent that a minority is afforded
the opportunity to participate in the slating of can-
didates to represent its area, that the represen-
tatives slated and elected provide representation
responsive to the minority’s needs, and that the use
of a multi-member districting scheme is rooted in a
strong state policy divorced from the maintenance
of racial discrimination ...” Zimmer, 485 F.2d at
1305.
As the following analysis shows, the District Court
erred in its application of the Zimmer factors to the
particular facts of this case. The form of government
and attendant electoral system under which the City of
Mobile has functioned for over 65 years clearly must
be upheld under this Court’s reading of Whitcomb.
1. The Constitution neither creates nor
protects any right to proportional
representation in any racial, ethnic or
other interest group.
The Supreme Court has repeatedly “rejected the
proposition that members of a minority group have a
federal right to be represented in legislative bodies in
proportion to their number in the general population.”
Beer v. United States, 425 U.S. 130, 136 n.8 (1976), citing
Whitcomb.?0 As a consequence, no minority group is
20 In United Jewish Organizations, supra, three members of the
Court joined in the view that, even absent the statutory mandate of
the Voting Rights Act, a State under certain circumstances might
constitutionally decide to switch from multi-member to single-
34
“entitled to an apportionment structure designed to
maximize its political advantage,” Turner, supra, 490
F.2d at 197, or to an electoral system ‘“‘so arranged that
[minority] voters elect at least some candidates of
their choice. . .” even where voting is racially polariz-
ed. Nevett v. Sides, supra, 533 F.2d at 1365. Accord,
United Jewish Organizations, supra, 45 U.S.L.W. at
4227. The courts have implicitly rejected the proposi-
tion that “a white official represents his race and not
the electorate as a whole and cannot represent black
citizens.” Vollin v. Kimbel, 519 F.2d 790, 791 (4th Cir.
1975) (emphasis original), citing Dallas County v.
Reese, 421 U.S. 477 (1975) and Dusch v. Davis, 387 U.S.
112 (1967).
Thus, it is clearly “not enough to prove a mere dis-
parity between the number of minority residents and
the number of minority representatives.” Zimmer,
supra, 485 F.2d at 1305. As in Graves v. Barnes, 343
F. Supp. 704 (W.D. Tex. 1972), affirmed sub nom. White
v. Regester, supra, plaintiffs must prove that
“the multi-member districts could not be tolerated,
for they operated to exclude substantial racial
minorities not only from political victory but even
from political consideration.” Wallace v. House,
supra, 515 F.2d at 629.
In its desire to “provide blacks a realistic opportuni-
ty to elect blacks” (423 F. Supp. at 403) the District
member districting in order to afford minorities an opportunity to
achieve roughly proportional representation. 45 U.S.L.W. at 4227.
They do not, however, suggest that such an electoral change would
be required by the Constitution, even where racial bloc voting
makes it “unlikely that any candidate will be elected who is a
member of the race that is in the minority in that district.” Id.
35
Court disestablished Mobile's form of government on
a claim no more substantial than Whitcomb’s “mere
euphemism for defeat at the polls.” 403 U.S. at 153.
2. Therebeing no barrierto black participa-
tion in Mobile political life, the District
Court erred in equating black
“discouragement” with denial of access.
Access to the process of slating candidates, which
may be “the most important stage of the political
process,” is a primary factor for analysis under
Zimmer. Turner, supra, 490 F.2d at 195. In Turner, for
example, the partisan electoral system was
dominated by one political party which sought black
support only after the actual candidate selection had
already occurred and the “possibility for meaningful
influence [was] significantly diminished.” Id. This,
the Court noted, was an “old weapon in the arsenal of
voter discrimination.” Id. Indeed, it was the same
“weapon” which had been employed in Dallas County,
Texas, to exclude blacks from the Democratic primary
process. White, supra, 412 U.S. at 766-767.
In contrast, this Court upheld the electoral system in
Bradas v. Rapides Parish Police Jury, supra, where
black plaintiffs proved no difficulty “in registering to
vote, in choosing the political party they desire to sup-
port, in meaningfully participating in party ac-
tivities, in qualifying as candidates for a desired of-
fice, [or] in participating in the candidate selection
process ...” 508 F.2d at 1112. Similarly, in McGill v.
Gadsden County Commission, supra, this Court af-
firmed judgment upholding an all at-large electoral
system in which candidates of the Democratic Party
36
were chosen by, and endorsed after, an open primary
election. 525 F.2d at 280. There, as in Bradas, this Court
found “no substantial evidence” that blacks were
prevented from registering, choosing their party, and
participating fully in the party’s nominating process.
Id. at 281.
The slating process in Mobile is at least as open to
blacks as were those in Bradas and McGill.
a. The District Court correctly found
“no formal prohibitions” against
blacks in Mobile's slating process,
but erred in permitting Plaintiffs to
bootstrap a denial of access from un-
justified black ‘discouragement’
over a black candidate’s chance of
victory.
As the District Court found, the candidate slating
process of Mobile is, on its face, open to all:
“There are no formal prohibitions against blacks
seeking office in Mobile. Since the Voting Rights
Act of 1965, blacks register and vote without hin-
drance. The election of the city commissioners is
non-partisan, i.e., there is no preceding party
primary and the candidates do not ordinarily run
under party labels.” 423 F. Supp. at 387 (footnote
omitted).
In Mobile, “any person interested running for the posi-
tion of city commissioner is able to do so.” (423
F. Supp. at 399).
37
Beneath this “first blush” neutrality of Mobile's
electoral custom (Id.), the District Court found that
“one indication that local political processes are not
equally open is the fact that no black has ever been
elected to the at-large City Commission.” (423
F. Supp. at 387-88). Still, no black had ever been
elected in Bradas or McGQGill, and the local black pop-
ulation in those cases was greater than the 35.4% in
Mobile. McGill, supra, 535 F.2d at 278 (59% black);
Bradas, supra, 508 F.2d at 1110 (district electing 10 of
18 officials, 37% black). The insignificance of this is
apparent in light of the undisputed facts that, in
Mobile: (1) only 3 black candidates had ever run for
Commissioner; and (2) these candidates “were young,
inexperienced, and mounted extremely limited cam-
paigns’ (423 F. Supp. at 388), and were therefore of
such limited appeal even to black voters that they
failed even to carry the black census wards. (Tr. 175).
The District Court, however, accepted Plaintiffs’
bootstrap argument that the failure of prospective
black candidates even to try the political process itself
takes on constitutional significance. Thus, the Court
found, there exists in Mobile “a pattern of racially
polarized voting” which “discourage[s] black citizens
from seeking office or being elected.” (423 F. Supp. at
389).
But no constitutional principle legitimizes equating
such black “discouragement” with a denial of access
to the political process. The Constitution guarantees
no right of proportional representation, and therefore
warrants no such expectation on the part of black
Mobilians. Even if racially polarized voting were a
political fact of life in Mobile, it would not render an
38
otherwise neutral electoral system constitutionally
infirm:
“Where it occurs, voting for or against a candidate
because of his race is an unfortunate practice. But it
is not rare; and in any district where it regularly
happens, it is unlikely that any candidate will be
elected who is a member of the race that is in the
minority in that district. However disagreeable this
result may be, there is no authority for the proposi-
tion that the candidates who are found racially un-
acceptable by the majority and the minority voters
supporting those candidates, have had their
Fourteenth or Fifteenth Amendment rights in-
fringed by this process. Their position is similar to
that of the Democratic or Republican minority that
| is submerged year after year by the adherents to the
majority party who tend to vote a straight party
line.” United Jewish Organizations, supra, 45
U.S.L.W. at 4227 (emphasis added).
Accord, Nevett v. Sides, supra, 533 F.2d at 1365.
If electoral systems need not be arranged to allow
blacks “to elect at least some candidates regardless of
| their percentage turnout,” Nevett v. Sides, supra, 533
F.2d at 1365, surely Mobile’s form of government is not
to be disestablished for failure of blacks to mount can-
didates politically viable even with black voters.
Moreover, the District Court was simply wrong in
| its assumption that blacks cannot win at-large elec-
tions unless “they constitute a majority or near ma-
39
jority.” (423 F. Supp. at 389).21 The District Court ig-
nored the testimony of Plaintiffs’ witness Roberts, an
Alabama State Senator, that in Birmingham, which is
“most comparable with Mobile,” (Tr. 738), black can-
didates had won two at-large seats on the City Council.
A recent study of southern politics shows how wrong
the District Court’s assumption was. D. Cambell, J.
Feagin, Black Politics in the South: A Descriptive
Analysis, 37 Journal of Politics 129, 143-44 (1975). This
study found that 37 of the South’s 46 largest cities
employed solely at-large elections, and black officials
had been elected in 18. Id. at 145. The study suggested
that election by wards “facilitates” the election of
blacks, but that:
“blacks have also been moderately successful in at-
large elections for council positions. This success
suggests that blacks have been able to organize to
maximize their voting strength in all types of
cities.” Id.
Another study has squarely concluded that those
who theorize that black candidates can only win in
single-member district elections have been proven by
empirical data to be in error:
“Recent successes of blacks in citywide, non-
partisan elections where the black electorate is a
21 Able black candidates are being elected in at-large elections
across the country, regardless of the percentage black voting pop-
ulation. Black mayors have recently been elected in cities where
blacks are in the minority, as, for example, in Detroit, Michigan
(39.4%), Newark, New Jersey (48.6%), East Orange, New Jersey
(47.0%), Berkeley, California (20.2%), Richmond, California
(31.5%), Los Angeles, California (18.0%), Atlanta, Georgia (47.3%),
and Raleigh, North Carolina (21.3%). National Roster of Black
Elected Officials, Joint Center for Political Studies (1974).
40
minority, confound traditional expectations. Such
occasions, according to the literature, ought to be
rare. Only in partisan elections, with ward repre-
sentation and a majority black electorate, would
blacks likely gain office. ... Yet since 1967 in most
major cities where blacks became mayors, the sys-
tem was nonpartisan, the electoral majority white.
oid RR
Our data make evident that at-large or citywide
voting has not precluded the election of blacks. . ..
[The assumption must be questioned that blacks
will rarely be elected unless they constitute ‘at least
fifty percent of the electorate’ ... [Wilson, “The
Negro in American Politics,” reprinted in Davis
(ed.), The American Negro Reference Book 444 Pren-
tice Hall 1967]. Thus neither at-large representa-
tion, nonpartisan elections, nor forms of govern-
ment are rigid determinants of black electoral
opportunity.” Cole, Electing Blacks to Municipal
Office, Urban Affairs Quarterly, September 1974, at
17, 24 (emphasis added).
b. Black voters in Mobile have signifi-
cant and unfettered electoral power.
The Courterred in finding that racial-
ly polarized voting precludes effec-
tive black participation.
The District Court felt that the existence of racially
polarized voting in Mobile was a matter of “common
knowledge,” and that Plaintiffs’ statistical evidence
was merely in support of the “recognized facts.” (Tr.
142, 149). The District Court failed to see that the
evidence actually contradicted its preconceived view
41
that racially polarized voting precludes effective
black voting participation in Mobile elections.
Plaintiffs’ statistical evidence consisted of cor-
relations obtained between the percentage of blacks in
a given census ward and the percentage of votes re-
ceived in that ward by candidates. (Tr. 102). Their
technique of regression analysis could not establish a
causal relationship, but merely tested “for an in-
fluence at work.” (Tr. 107-108). And Plaintiffs’
analysis was blind to such “influences” as the can-
didates’ positions on the issues, experience, in-
cumbency and time in office, conduct in office, and all
other variables other than race and income. (Tr. 180).
Obviously, this statistical evidence must be “looked at
with our own human intelligence to determine
whether or not it means anything.” (Tr. 490).
For example, in the most recent City Commission
elections held in 1973, the only correlations
suggestive of a racial influence on voting were those
for three “young, inexperienced” black candidates.
(423 F. Supp. at 388). Standing alone, these statistics
would strongly suggest that race had played a key role
in their defeat. Yet these candidates failed to get ap-
preciable support even from black voters. (Tr. 175).
Obviously, black citizens were not solely interested in
electing blacks, but rather in electing the candidates
they perceived to be most qualified, just as have both
blacks and whites in the many white-majority cities
where black candidates have been elected because of
their abilities.
The City’s most recent electoral experience thus
bears out the testimony of Plaintiff Bolden, who was
42
unwilling to characterize black Mobilians as a “block
vote’ or even as a group of persons who “usually vote
for the same candidate.” (Tr. 214-215). It also supports
expert testimony of Dr. Voyles that racial polariza-
tion has significantly subsided in Mobile. (Tr. 1136).
Even Plaintiffs’ expert Dr. Cotrell thought it “difficult
to determine fully” that polarized voting existed in re-
cent elections. (Tr. 513).
Despite the obvious limitations of Plaintiffs’
statistical evidence, the District Court’s opinion
reflects no proper assessment of the critical evidence
showing meaningful participation by blacks in
Mobile politics.
Even in the 1960’s the experience of former Com-
missioner Langan shows that black political par-
ticipation and support have proved to be essential to
electoral success in Mobile. Langan, a man identified
“with attempting to meet the particularized needs of
black people,” served as Commissioner from 1953 to
1969 with the continuing support of black voters. (423
F. Supp. at 388). The Court ascribes his defeat to white
“backlash.” (Id.) But the uncontradicted testimony of
both Dr. Voyles and Langan himself, shows that he
was able to hold office so long as he continued to
receive substantial black support at the polls. (Tr. 304,
481). He was defeated in 1969 only when deprived of
black support by a general boycott of those elections
urged by militant blacks. (Tr. 304).
Black voting power is an equally potent force today.
Candidates actively seek black support; and indeed,
Commissioner Greenough was elected in 1973 on the
43
margin of the black “swing” vote.?2 Both he and Mayor
Mims won with the endorsement of the black Non-
Partisan Voters League. (Statement, supra, pp. 9-10).
No mention of these facts is to be found in the Court’s
opinion.
The District Court’s narrow focus on the absence of
black Commissioners precluded its finding what the
record plainly shows: Black Mobilians are not only
“afforded the opportunity to participate” in City
politics, Zimmer, supra, 485 F.2d at 1305, but are in fact
electing “legislators of their choice.” White, supra, 412
U.S. at 766.
c. The District Court erred in allowing
Mobile’s share of the onus of past dis-
crimination to blur its analysis of the
presently open electoral system.
Mobile indeed has a significant past history of offi-
cial discrimination, a fact which can neither be justi-
fied nor excused. In this respect, Mobile’s history is
that of southern cities generally. But the inquiry here
must be whether the effect of such past discrimina-
tion is to preclude effective black participation today.
McGill v. Gadsden County Commission, supra, 535
F.2d at 281. The District Court so held (423 F. Supp. at
401), but its opinion discloses no substantial evidence
as a basis for such a conclusion.
22 The power of black voters to provide the swing vote affords a
valuable opportunity for practicing the politics of racial coalition
rather than racial separation. See B. Rustin, “From Protest to
Politics: The Future of the Civil Rights Movement,” reprinted in
Black Protest Thought in the Twentieth Century, pp. 455-46 (A.
Meier, ed. 1971).
44
This Court has clearly required a showing that the
“debilitating effects” of past discrimination persistin
touching the very exercise of the right to vote. Thus, in
Bradas, supra, this Court looked for evidence of such
effects in a
“relatively large discrepancy between the size of the
black population and the number of registered black
voters, . .. or between the number of blacks regis-
tered to vote in federal elections and the number of
blacks registered to vote in state elections ...” 508
F.2d at 1112-13, citing Zimmer and Turner respec-
tively.23
And in McGQill, supra, this Court found a 9% discrepan-
cy between black population and registration insuf-
ficient to support a finding below that past dis-
crimination operated to preclude black access to the
political process. 535 F.2d at 281.
Here, the District Court expresses no such basis for
its conclusion. Though its language is as of the pres-
ent, its focus is on the past. (423 F. Supp. at 393, 401).
The Court nowhere explains what present effects,
“debilitating” or otherwise, persist from the “pur-
poseful excesses of the past.” (Id. at 401). But itis clear,
as in Bradas and McGQGill, that black Mobilians are
presently free to register, vote, and become candidates
without any hindrance whatsoever. (423 F. Supp. at
387, 393, 399).
23 This second measure would be inapplicable in Mobile, where
it was never necessary to send federal registrars to enable blacks
to register. (423 F. Supp. at 393 n.8).
45
Neither the District Court’s decision nor the record
below supports the existence in Mobile of presently
“debilitating effects’ of past discrimination touching
the right of blacks to vote and participate fully in City
elections. Unless past discrimination standing alone
is a sufficient basis for overturning a form of govern-
ment and electoral system where no discrimination
now exists, that conclusion cannot stand.
d. Mobile’s City Commissioners are
equally accessible and responsive to
all citizens.
Unresponsiveness of elected officials to the par-
ticularized needs of the minority is, under Zimmer,
one factor suggesting that the minority has been de-
nied effective access to the political process. 485 F.2d
at 1305. The record here, however, reveals not a
“history of studied neglect” or a “shameful failure of
representation,” Wallace, supra, 515 F.2d at 631, but
positive evidence of accessibility and respon-
siveness unparalleled in any earlier case before this
Court.
The remarkable access of black citizens to each of
the City Commissioners is apparent in the testimony
of Plaintiffs’ own witnesses. In the uniform ex-
perience of these witnesses, one or more Com-
missioners was personally available to hear black
needs or grievances. (Statement, see supra, p. 13).
And, more often than not, this access produced
positive tangible results — street lighting, paving,
sewers and sidewalks. (Id.) The District Court
erroneously failed to consider such positive evidence
of accessibility and responsive action. (See 423
F. Supp. at 389-92, 400).
E
E
2
T
T
R
P
T
S
,
46
The area of municipal functions is one in which dis-
parities are the rule rather than the exception. Dis-
parity is the “necessary result” of inescapable social,
economic, and geographical factors; but so long as
such disparities do not result from invidious racial
purpose, they are not unlawful. Town of Shaw, supra,
461 F.2d at 1180-81 (Roney, J., dissenting); Washing-
ton v. Davis, supra, 426 U.S. at 244. The District Court
here without evidentiary justification in this record
“cast these disparities into a racial mold.” Hawkins v.
Town of Shaw, supra, 461 F.2d at 1184 (Clark, J., dis-
senting).
The District Court drew into its discussion of
responsiveness the racial imbalance of the City’s
work force and its boards and commissions, which is
entirely explained (Statement, supra, pp. 14-15) by fac-
tors wholly apart from purposeful racial discrimina-
tion.24 The District Court’s finding of unresponsive-
ness to black concerns ultimately rests, however,
upon an at most marginal disparity (Statement, supra,
p. 14) in paved streets, upon an observation that one of
24 This Court has recognized that charges of discrimination are
not meaningfully supported by bare statistical proof that such dis-
cretionary appointments have not been made in proportion to the
number of blacks in the general population. James v. Wallace, 533
F.2d 963, 967 (5th Cir. 1976). Plaintiffs below showed neither any
specific act of discrimination nor what proportion of blacks in fact
possessed the requisite qualifications for appointment. As the
District Court noted, several boards require “special skills” which
“National census figures” show to be less often possessed by
blacks. (423 F. Supp. at 390). Indeed, the record shows that 16 of the
29 active boards (or 55%) have some statutory or other restriction
or qualification on membership. (Tr. 831-869) Of the active boards
which are all white in composition, 77% are in some manner so
restricted in membership. Absent evidence that some blacks were
in fact available for such appointments, there can be no fair basis
for concluding that City officials have exercised their discretion in
a manner unresponsive to the black electorate. See James v.
Wallace, supra, 533 F.2d at 964 n.2.
47
the City’s 79 neighborhoods needs better sidewalks
(423 F. Supp. at 391), upon one purported exception to
Mobile’s generally “evenhanded” park and recrea-
tion program (Id. at 392), upon the so-called tardiness
of an investigation of alleged police brutality that
commenced the day after the incident in question (Id.),
and upon the Commissioners’ failure to speak out
against reported cross burnings (Id.) which the rec-
ord shows to have occurred only outside the City.
Undoubtedly, the citizens of Mobile, black and white
alike, experience occasional dissatisfaction with
municipal performance, and may at times feel that the
City is not adequately responsive to their particular
needs. Black Mobilians may indeed be more affected
by certain of the City’s continuing problems such as
drainage and street maintenance.?5 But the record
clearly shows that the City’s elected officials are act-
ing to address these needs in a non-discriminatory
fashion responsive to the interests of the entire elec-
torate. (Statement, supra, p. 16).
Particularly in view of Plaintiffs’ own testimony
(Statement, supra, p. 16) that in recent years the Com-
mission has “done a very good job in carrying out
their obligations toward trying to be fair to all peo-
ple,” the District Court’s conclusion that these
isolated disparities require the scrapping of Mobile's
form of government is unsupportable.
II. The District Court Erred In Disregarding The
Strong Governmental Interest Behind Mobile’s
25 And thus Mobile's black citizens will be disproportionately
benefited by the millions of dollars Mobile is committed to spend to
implement its master drainage plans. (Statement, supra, p. 14).
48
Choice Of Commission Government — An Error
That Will Impact The Thousands Of Local
Governments Nationwide That Employ The
Commission Form And The Council-Manager
Form
The District Court plainly thought that Zimmer's
“tenuous state policy” was a one-way plaintiff’s factor
— if proved, it could buttress plaintiffs’ case, but if
compellingly disproved, it need not be weighed
against other evidence in the Court’s Equal Protection
analysis. The Court found that the “manifest policy”
of Mobile favored the at-large electoral system in-
tegral to the City’s very form of government. (423
F. Supp. at 393). Yet the Court’s opinion clearly
demonstrates not a commendable avoidance of
simplistic “score-keeping”’, but a real failure to weigh
Mobile's strong governmental interests in its Zimmer
analysis. (423 F. Supp. at 402).
A. Zimmer Like Other Equal Protection Cases,
Required That Due Weight Be Given To Sub-
stantial Governmental Interests Not Rooted
In Racial Discrimination.
In Zimmer, this Court dealt with a factual situation
in which “tenuous state policy’ clearly took on a dou-
ble meaning. First, the timing and nature of the elec-
toral change there made it apparent that at-large elec-
tions were rooted in racial purposes. 485 F.2d at 1307.
Second, tenuousness lay in the very fact of change, in-
volving a departure from the “firmly entrenched state
policy against at-large elections” and the single-
member districting under which those local
governments had operated. Id. In Zimmer, therefore,
the governmental policy was clearly entitled to no
49
defensive weight. Still, the Court did recognize
“strong state policy” as an important factor under
Whitcomb v. Chavis, 485 F.2d at 1305. And in subse-
quent cases, this Court has upheld at-large electoral
systems where no showing of “tenuous” underlying
policy had been made below. Bradas v. Rapides Parish
Police Jury, supra, 508 F.2d at 1112; McGill v. Gadsden
County Commission, supra, 535 F.2d at 280-81.
The recognized needs of local government dictate
such an approach. Thus, in assessing the constitu-
tionality of local apportionment plans under the one-
man, one-vote standard, the Supreme Court upheld a
plan involving greater than de minimis population
deviations where there was no built-in bias tending to
favor any particular area or interest and the long-
standing governmental structure allowed close
cooperation between the towns and county in provid-
ing overlapping public services. Abate v. Mundt, 403
U.S. 182, 186-187 (1971). The Court observed the “viable
local governments may need considerable flexibility
in municipal arrangements” in order to meet local
needs. 403 U.S. at 185. This observation applies with
equal force to judicial scrutiny of a facially neutral
electoral system integral to the form of local govern-
ment, as in Mobile.
The Supreme Court has not held that local
governments must district, but only that if they do,
such districts must not contain ‘substantially une-
qual population.” Avery v. Midland County, supra,
390 U.S. at 485-486. In evaluating constitutional
challenges to at-large electoral systems, any court
which fails to weigh the legitimate governmental in-
terests served by such an electoral system neces-
50
sarily places local governments in precisely the
“uniform straitjacket’ disavowed in Avery. 390 U.S. at
485.
Indeed, even if a local choice of at-large elections
were shown to be “motivated in part by a racially dis-
criminatory purpose’, this choice could be upheld on
proof that the same decision “would have resulted”
from other legitimate governmental concerns.
Arlington Heights, supra, 97 S.Ct. at 566 n. 21; City of
Richmond, supra, 422 U.S. at 373-374.
Surely Mobile is no less entitled to a weighing of its
substantial interests in maintaining a system of
government both neutral on its face and adopted
without racial purpose, which has served the City’s
Citizens well for 66 years.
B. Mobile’s Policy In Favor Of Its At-Large City
Commission Is Not At All “Tenuous.” In-
deed, That Policy Is Shared By Many Local
Governments Throughout The Nation.
The City’s Commission form of government was
adopted in 1911 with the purpose of bringing more ef-
ficient, business-like government to Mobile. (State-
ment, See supra, pp. 6-7). The “manifest policy” of this
City is not “tenuous” in any sense of the word, but is
instead both rational and effective in practice.
Commission government in general, and Mobile’s in
particular, grew out of the progressive reform move-
ment which began in the late nineteenth century. The
Commission plan
51
“involves a small governing body ... possessing
both individual and collective responsibility. As a
group, the commissioners are a legislative body; as
individuals, each is responsible for the administra-
tion of a major city function, for example, public
safety, parks and recreation, public works. Legisla-
tion and administration are thus in the same hands.”
The 50 States and Their Local Governments 475 (J.
Fesler, ed., 1967) (“Fesler”).
Such a government was viewed as a “simple, direct,
business-like way” of administering municipal af-
fairs. Woodruff, City Government by Commission 29
(1911) (“Woodruff”). The record shows that this was
the very basis upon which the citizens of Mobile
adopted their Commission plan. (Tr. 36-37).
The combination of legislative power with clearly
defined administrative responsibility was thought to
make commission government more responsive, in
part because citizens would be able to gain direct
access to the official responsible for the particular
area of their concerns. Woodruff, supra, at 30-31, 38-39.
In fact, Commission government has been ‘quite
responsive to the popular will” generally. Fesler,
supra, at 477-478. And at least one empirical study has
concluded that citizens in fact have greater access to
government decision makers in Commission cities. R.
Lineberry, E. Fowler “Reformism and Public Policies
in American Cities”, 61 Am. Political Science Rev. 701,
716 (1971) (“Lineberry”). The record here clearly
demonstrates that black Mobilians have enjoyed
remarkable access to their Commissioners, and that
such access has generally produced positive results.
(See supra, p. 13).
52
At-large elections are an integral part of the Com-
mission plan of government. E.g., E. Bradford, Com-
mission Government in American Cities 162 (1911).
Most council-manager governments, another in-
creasingly popular product of the reform movement,
also are predicated upon at-large elections because of
the manager’s need for a city-wide rationalizing of
policies. J. Rehfuss, Are At-Large Elections Best for
Council Manager Cities?, 61 National Civic Review
236 (1972) (“Rehfuss’’); A. Bromage, Introduction to
Municipal Government and Administration 225 (1957)
(“Bromage’’). Indeed,
“Reform values seem to have permeated urban
political attitudes and expectations. Ward or district
elections are clearly on the decline in the United
States.” Rehfuss, supra, at 236.
See also, Bromage, supra, at 225.
The respective merits of at-large versus ward elec-
tions have been widely discussed, and there remains
no consensus either of political theory or of empirical
evidence.?6 C. McCandless, Urban Government and
Politics 191-99 (1970). One empirical study has con-
cluded that
“[r]eformers have substantially fulfilled their goals
of developing structures which lead to election of
councilmen who think more of the community as a
26 Even from a black perspective,
“There is nothing sacred about the system of electing candidates
to serve as alderman, councilmen, etc., by wards or districts.
Geographical representation is not inherently right.” S. Car-
michael, C. Hamilton, “The Search for New Forms,” in Power
and the Black Community, 375, 382 (S. Fisher, ed., 1970).
53
whole and less of factional interest in making their
decisions.” Lineberry, supra, at 701.
Such a city-wide perspective should make conflicts
“relatively easy to manage . . . because they will con-
cern the merits of concrete issues, not generalized
class antagonisms.” E. Banfield, J. Wilson, City
Politics 334 (1965). A recent empirical study indeed
shows that reform cities like Mobile tend to have less
conflict or handle it better. C. Gilbert, Community
Power Structure 13, 52 (1972).
Pending resolution of this debate, “American cities
have not been loathe to experiment with many types of
representative democracy’ to find a form of govern-
ment well suited to local needs and preferences.
Bromage, supra, at 237. Of this Nation’s 18,500
municipalities, approximately 3% presently have
Commission governments.?” Indeed, over 67% of all
city governments employ at-large elections;?® and
some 41% of this country’s over 3,000 counties also
elect officials at-large.??
Surely Zimmer, like Equal Protection cases
generally, requires that the legitimate policies un-
derlying such governments be weighed before any ul-
timate constitutional conclusion be reached. The Dis-
trict Court clearly failed todo so, and its application of
Zimmer to the City of Mobile should not be allowed to
stand. As in Whitcomb v. Chavis, supra, 403 U.S. at 157:
27 The Municipal Year Book, International City Management
Association, Tables 2 and 1/1 (1976).
28 Derived from Table 3/15, The Municipal Year Book, Inter-
national City Management Association (1972).
29 Derived from Table 2, Governing Boards of County
Governments: 1973, U.S. Bureau of the Census (1974).
54
“At the very least, affirmance of the District Court
would spawn endless litigation concerning the [at-
large electoral] systems now widely employed in
this country.”
III. The District Court’s Decision And Order Will
Actually Disserve The Policies Of Integration
The record clearly demonstrates that Mobile’s form
of government is supported by sound policies which
are in fact being served. In discarding these policies to
ensure that “blacks have a realistic opportunity to
elect blacks,” the District Court’s decision will actual-
ly promote both racial polarization in City politics
and perpetuate racial segregation in City housing.
And these consequences are unmitigated by any real
improvement in the effectiveness of black political
participation.
A. Single Member Districts Will Only Serve To
Foster A Balkanized Enclave And Racially
Polarized Government Which Will Actually
Reduce Both The Political Effectiveness Of
Blacks And The Efficiency Of City Govern-
ment.
At-large elections serve the central purpose of Com-
mission government — that of providing officials
responsive to the needs of the city as a whole, free of
the divisive effects of district parochialism. F.
Donnelly, “Securing Efficient Administration Under
the Commission Plan”, Annals of the American
Academy of Political and Social Science 218, 221
(1912). The legitimacy of this interest has been widely
95
recognized. E.g., Fortson v. Dorsey, supra, 379 U.S. at
438; Note, 81 Harv. L. Rev., supra, at 1857. Indeed, it
was this very interest which the Supreme Court has
suggested might justify the federal courts in imposing
at-large districts by way of relief in apportionment
cases. Chapman v. Meier, supra, 420 U.S. at 20 n.14.
Only at the expense of this policy can Mobile be dis-
tricted to guarantee the presence of blacks in some
new governing body. To impose single-member
districting upon Mobile will only subject the City to
the “prospect of district sectionalism which usually
occurs” in such a plan. Lipscomb v. Wise, supra, 399
F. Supp. at 795 n.16. And to do so on a basis suggest-
ing that color is a proper basis for political choice is to
ensure an electorate forever divided along racial
lines:
“When racial or religious lines are drawn by the
State, the multiracial, multireligious communities
that our Constitution seeks to weld together as one
become separatist; antagonisms that relate to a race
or to religion rather than to political issues are
generated; communities seek not the best represen-
tative but the best racial or religious partisan.”
Wright v. Rockefeller, 376 U.S. 52,67 (1964) (Douglas,
J., dissenting).
The District Court has injected the concept of
representation by race into a government heretofore
racially neutral. The Court’s action can only be
perceived by Mobile's electorate as sanction for the
view that no white can adequately represent blacks,
and perhaps, vice versa. Just as clearly as labelling a
|
56
candidate by race on the ballot, the Court has indicated
“that a candidate’s race or color is an important —
perhaps paramount — consideration in the citizen's
choice.” Anderson v. Martin, 375 U.S. 399, 402 (1965).
Institutionalizing such a view can only exacerbate
racism and diminish the real political effectiveness of
Mobile’s black minority.
As this Court has recognized, the question of how
minorities are best assured of meaningful political
participation is highly problematic. Turner v.
McKeithen, supra, 490 F.2d at 197 n.24.30 To assure
election of blacks by creation of “safe” single-member
districts is not necessarily to maximize black
political effectiveness.3! Jewell, Local Systems of
Representation: Political Consequences and Judicial
Choices, 36 Geo. Wash. L.Rev. 790, 803 (1968). A black
minority may
30 “There is no agreement on whether the political interests of a
minority group are best maximized by an overwhelming ma-
jority in a single district, bare majorities in more than one dis-
trict or a substantial proportion of the voters in a number of dis-
tricts.”
This last option is not meaningfully distinguishable from a situa-
tion in which the minority constitutes a substantial proportion of
the at-large electorate, as in Mobile.
31 Indeed opponents of at-large elections have suggested that
elections by single-member geographical districts may not ade-
quately guarantee minority representation. Note, Ghetto Voting
and At-Large Elections: A Subtle Infringement Upon Minority
Rights, 59 Geo. L. Rev. 989, 1009-11 (1970). Institutionalized
systems of proportional representation of interest groups (such as
those formerly used in New York City and Cincinnati, Ohio) and
enlargement of city councils “to the size of state legislatures”
have been proposed as the ultimate solution. Id. Yet,
“the most significant study and defense of electoral institutions
which are designed to mute majoritarian influence can fairly be
read to argue against racial constituencies inthe American con-
text.” Wright v. Rockefeller and Legislative Gerrymanders: The
Desegregation Decisions Plus a Problem of Proof, 72 Yale L.J.
1041, 1050 n.49 (1963) (emphasis added), citing MacKenzie, Free
Elections (1958).
S7
“have greater influence on a legislative delegation
of a city council elected at-large than on one elected
by districts. All the legislators or councilmen
elected at-large would have Negro constituents;
only a minority of those elected by districts would
represent Negroes. Whether Negro voters could
affect decisions more through greater influence on a
few representatives or a smaller degree of influence
on all representatives might be a difficult question
for Negro leaders to answer. It would be an even
more difficult decision for a court attempting to
determine the constitutionality of at-large elec-
tions.” Id.
Thus, the reform model of political representation is
“not inherently less desirable” from the standpoint of
effective minority participation. Carpeneti, supra, 120
U.Pa. L.Rev. at 692.32
Several Courts have encountered situations in
which at-large electoral systems might actually
provide minority groups with more effective political
participation than would be possible under single-
member districting. Thus, in Lipscomb v. Wise, supra,
the Court recognized that no single member district-
ing plan could assure blacks more than 25% of seats on
32 Indeed, a minority may “wield political clout dispropor-
tionately large for its numbers.” Carpeneti, supra, 120 U.Pa. L.Rev.
at 692-693. For example, in Mobile’s 1973 elections, blacks provid-
ed the “swing” vote which elected Commissioner Greenough.
(Statement, supra, pp. 9-10). And
“There is also strong evidence to support the contention that a
specific group may have its interest better represented in a
legislative body by a representative who is not one of the group
but who is sensitive to its needs than when the group is
represented by one of its own members.” C. McCandless, Urban
Government and Politics 199 (1970).
58
the Dallas City Council. 399 F. Supp. at 795n.16. Under
such circumstances, “it would be possible for a [white]
majority of [the city] council to ‘freeze out’ this 25%
and for all practical purposes ignore minority in-
terests.” Id. And in Wilson v. Vahue, supra, 403
F. Supp. at 64, the Court noted testimony that under
single-member districting, “the election can mor easi-
ly take on racist overtones”, with the result that,
“instead of having some degree of access to all com-
missioners, there could possibly be a polarization of
Anglos against the minorities and these minority
groups might be effectively shut out altogether from
access to a representative.”
Similarly, in Dove v. Moore, 539 F.2d 1152 (8th Cir.
1976), the Court noted that single-member districting
would not necessarily enhance black political
strength. Under such a plan, the white majority on the
council
“would have little political incentive to give con-
sideration to black concerns. By contrast, under the
present at-large system, every candidate has a 40
percent black constituency which cannot be ignored
with impunity.” 539 F.2d at 1155 n.4.
The decision of the Court below not only heightens
the racial partisanship which the Fourteenth and
Fifteenth Amendments were designed to overcome,
but produces a climate in which efficient and respon-
sive government is unlikely to flourish. The creation
of “[r]acial boroughs’ is “at war with democratic stan-
dards.” Wright v. Rockefeller, supra, 376 U.S. at 62
59
(Douglas, Jr. dissenting). It cannot be accomplished
“without increasing segregation and aggravating the
polarization of the races in the community.” Taylor v.
McKeithen, 499 F.2d at 911 (5th Cir. 1975).33
The record below clearly shows that black
Mobilians are free to participate in city politics, that
their votes have real clout, and that the City’s elected
officials do indeed respond to black needs. (Statement,
supra, pp. 14-15). There is no reason to expect that dis-
establishment of Mobile’s existing form of govern-
ment will lead to a better result, and ample reason to
expect the contrary.
B. Single Member Districting To Accomplish
Representation By Race Will Perpetuate De
Jure Mobile’s Existing De Facto Pattern Of
Residential Segregation.
A high degree of residential segregation presently
exists in Mobile. (423 F. Supp. at 386). This de facto
pattern of segregated housing has “resulted in con-
centration of black voting power.” (Id.) If the District
Court’s premise of racially polarized voting is correct,
it is upon this very ‘concentration’ that single-
member districting will depend for its success in
providing blacks “a realistic opportunity to elect
blacks” to the City’s new governing body. (423
F. Supp. at 403).
Single-member districting may predictably
33 There, the Fifth Circuit held that creation of “safe” black seats
could only be accomplished at the expense of black voting power
in other districts, thus allowing white officials in the latter dis-
tricts to “ignore with impunity the special needs of blacks. . .”’ 499
F.2d at 902.
60
produce black councilmen, but only so long as blacks
remain residentially segregated. For this reason,
districting itself will tend to perpetuate and amplify
the City’s segregated housing pattern. Because the
District Court has placed its imprimatur upon a
system designed to assure that blacks are represented
by blacks, black citizens who move to a predominant-
ly white district, will be “diluting” their own votes.
And any white voter encompassed within a black dis-
trict must, of course, move out to assure himself of “a
realistic opportunity to elect’ a white representative.
This tendency of districting to exacerbate segrega-
tion is not speculative, but quite real. For example, in
Lipscomb v. Wise, supra, the Court expressed concern
that the imposition of single-member districting, with
its tendency to ‘amplify segregated housing
patterns,” might inhibit the “assimilation” of black
citizens in the City of Dallas. 399 F. Supp. at 793 n.12.
And in United Jewish Organizations, supra, the Chief
Justice strongly criticized New York’s racial quota
districting plan as a step backward from the American
goal of a “truly homogeneous society.” 45 U.S.LL.W. at
4233 (dissenting opinion). Such a plan, he reasoned,
“tends to sustain the existence of ghettos by promot-
ing the notion that political clout is to be gained or
maintained by marshalling particularracial, ethnic
or religious groups in enclaves. It suggests to the
voter that only a candidate of the same race, religion
or ethnic origins can properly represent that voter’s
interests and that such candidate can be elected only
from a district with a sufficient minority concentra-
tion.” Id.
61
Segregated housing patterns lie at the root of such
complex social problems as school desegregation.
See, e.g., Milliken v. Bradley, 418 U.S. 717, 764 (1974)
(White, J., dissenting). And it is just such residential
segregation which injects the racial element, real or
imagined, into the provision of municipal services.
See, e.g., Hawkins v. Town of Shaw, supra, 437 F.2d at
1287-88 (panel decision); Beal v. Lindsay, 468 F.2d 287,
288 (2d Cir. 1972). To remedy the pervasive effects of
residential segregation in our society, numerous
federal programs have been implemented to eliminate
artificial barriers to integrated housing, and to
affirmatively promote a greater degree of racial
homogeneity in residential patterns. E.g., Housing
and Community Development Act of 1974, 42 U.S.C.
§5301 et seq.
In Mobile, as in Lipscomb v. Wise, supra, 399
F. Supp. at 793 n.12, “[i]t would be indeed ironic if a
remedy for [alleged] dilution of voting strength result-
ed in a major impediment” to the ultimate breakdown
of the City’s segregated housing patterns.
IV. The Orders Appealed From Are Judicial Legisla-
tion Violating The Principles Of Federalism And
The Tenth Amendment Of The Constitution Of
The United States
For all the reasons set forth above, the District
Court’s orders herein are erroneous and must be re-
versed. But there is an overriding constitutional prin-
ciple under our Federal system of government with
which these legislative orders directly conflict and
which requires that they be set aside under the Con-
stitution of the United States.
62
The Federalism scheme of the Federal Constitution
does not permit the Federal Government through its
Legislative, Executive or Judicial divisions to
prescribe the powers, forms, and integral functions of
local government to the States. That power under
Federalism and the Tenth Amendment is reserved to
the States. In National League of Cities v. Usery, 426
U.S. 833 (1976), for example, the Supreme Court held
that Congress lacks constitutional power “to directly
displace the States’ freedom to structure integral
operations in areas of traditional governmental func-
tions...” 426 U.S. at 852.
The power of State and local governments to deter-
mine for themselves how they shall be governed is
clearly so protected from Federal incursion. For
“No function is more essential to the separate and
independent existence of the States and their
governments than the power to determine within the
limits of the Constitution. . . the nature of their own
machinery for filling local public offices.” Oregon v.
Mitchell, 400 U.S. 112, 125 (1970).
The Equal Protection Clause “was never intended to
destroy the States’ power to govern themselves” in
this area. Id. at 126. Nor does it place State and local
governments within a “uniform straitjacket” which
precludes their choice of the form of government and
electoral system thought to best suit local needs and
preferences. Avery v. Midland County, supra, 390 U.S.
at 485.34
34 In Young v. American Mini Theatres, Inc, U.S. __, 96
S.Ct. 2440 (1976), the Supreme Court rejected a constitutional
challenge to a Detroit zoning ordinance, stating:
“It is not our function to appraise the wisdom of [Detroit’s] deci-
63
Whitcomb v. Chavis, supra, 403 U.S. at 156-160,
makes it quite clear that the Federal Judiciary does
not sit as a body of political scientists weighing the ef-
ficacy of varying theories of government or political
representation. At the municipal level,
“the question of districting has been at the heart of
the controversies over the form of government to be
adopted, and the advocates of at-large and single-
member districting have articulated conflicting
theories about the representative process.” Jewell,
Local Systems of Representation: Political Con-
sequences and Choices, supra, 36 Geo. Wash. L. Rev.
at 804.
Yet the District Court in the instant case was simply
disposed “to choose among competing bases of repre-
sentation — ultimately, really, among competing
theories of political philosophy — in order to estab-
lish an appropriate form of government...” Baker v.
Carr, 369 U.S. 186, 300 (1962) (Frankfurter, J., dissen-
ting).
The District Court’s restructuring of Mobile’s entire
form of government is by far the most flagrant Federal
take-over in all history, a takeover of a function as-
signed to the States by our Federal system under the
Constitution of the United States. A look at the 59
pages of “legislation” contained in that Court’s Order
of March 9, 1977 — governing virtually every aspect of
the City’s municipal life — confirms the truth of this.
The Orders of the District Court speak for them-
sion .... [T]he city’s interest in attempting to preserve the
quality of urban life is one that must be accorded high respect.
Moreover, the city must be allowed a reasonable opportunity to
experiment with solutions to admittedly serious problems.” 96
S. Ct. at 2453.
64
selves, and thus speaking, demonstrate their constitu-
tional invalidity under the principles of Federalism
recently reaffirmed in National League of Cities,
supra.
As the Supreme Court noted in San Antonio School
District v. Rodriguez, 411 U.S. 1 (1973), where the
constitutional challenge was to a system of public
school financing used by Texas and most other States:
“[E]very claim arising under the Equal Protection
Clause has implications for the relationship
between national and state power under our federal
system.” 411 U.S. at 44.
The Court upheld Texas’ plan, with the comment that
“it would be difficult to imagine a case having a
greater potential impact on our federal system than
the one now before us...” Id.
Given the great number of localities which, like
Mobile, use at-large elections in their Commission
governments, and the still greater number employing
the council-manager form which is similarly premis-
ed on such elections (see supra, pp. 52-53), the instant
case is the “difficult-to-imagine” one which may have
an impact upon our Federal system far greater than
that faced in Rodriguez.
CONCLUSION
The holding of the District Court that the City’s
Commission Government unconstitutionally denies
black Mobilians access to the political process is
wholly without a legal or factual foundation. This
65
Court in Nevett v. Sides, and the Supreme Court in
United Jewish Organizations, have made it plain that
even if voting in Mobile were racially polarized, such
a voting pattern does not in itself infringe Plaintiffs’
constitutional rights.
The District Court erred also in holding that no proof
of discriminatory purpose or intent was necessary to
invalidate the City’s facially neutral form of govern-
ment. This view is flatly contradicted by the recent
decisions of the Supreme Court in Washington v.
Davis, Arlington Heights, and United Jewish Or-
ganizations. The undisputed evidence below clearly
demonstrates that the City’s government was adopt-
ed with no such invidious intent or purpose.
The holding of the District Court, and its two orders
disestablishing Mobile’s Commission Government
and instituting a new mayor-council plan, are uncon-
stitutional judicial legislation and must be reversed.
Respectfully submitted,
C. B. Arendall, Jr.
William C. Tidwell, III
Travis M. Bedsole, Jr.
Post Office Box 123
Mobile, Alabama 36601
Fred G. Collins, City Attorney
City Hall
Mobile, Alabama 36602
Charles S. Rhyne
William S. Rhyne
Donald A. Carr
Martin W. Matzen
400 Hill Building
Washington, D.C. 20006
66
CERTIFICATE OF SERVICE
I certify that two copies of the foregoing brief have
been served upon opposing counsel of record by plac-
ing the same properly addressed in the United State
Mail with adequate postage affixed thereto this yz z
day of April, 1977.
8 Mondo, BY :
Of Counsel
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APPENDIX A
A BRIEF HISTORY OF THE GOVERNMENT OF THE
CITY OF MOBILE
Here follows a brief review of the various forms of
city government existing in Mobile since prior to
statehood:
1. 1814 [At-large]: Seven Commissioners were
elected at-large for the town of Mobile; they elected a
President from their number. Act of Legislature of the
Territory of Mississippi, January 23, 1814. (Source:
Toulmin’s Digest, p. 780).
2. 1819 [At-large]: The City of Mobile was incor-
porated, governed by a mayor and six aldermen to be
elected at-large annually. Ala. Act. No. ____ (1819)
(passed December 17, 1819). (Source: Toulmin’s
Digest, p. 784) (Alabama became a state in 1819).
3. 1826 [At-large election; officers to make
modification]: A mayor and six aldermen were to be
elected at-large. Upon election, one of their tasks was
to be to divide the City into three or more multi-
member districts; the plan was that after such a divi-
sion two or more aldermen would be elected “from
each of the said wards”. Thus, while the proposed
changeover was away from citywide election at-large,
the districts were not single-member districts.
Since the Legislature repeated its line-drawing
mandate seven years later, it is apparent that the
wards were not in fact drawn, doubtless because of the
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2a
general difficulty inherent in drawing political sub-
division lines. Ala. Acts No. ____ (1826) (p. 33).
4. 1833 [No change]: The Legislature required
the election of special Commissioners whose only
function was the difficult one reflected in their oath of
office:
“That we will make a just and equal division of
the City of Mobile, into four wards, . . . so help
us God”. Ala. Acts No. 68 (1833).
95. 1840 Neither plaintiffs nor defendants are able
to locate this statute.
6. 1844 [Hybrid plan]: This statute provided the
basic form of city government which would obtain
(with a short “Port of Mobile” hiatus period) until 1911,
with various alterations from time to time.
Under §6, the mayor and the “Common Councilmen”
(seven in number) were elected at-large, citywide. One
of the common councilmen was required to reside in
each ward. There was also a board of aldermen, com-
posed of persons elected from seven multi-member
districts (wards) electing two aldermen each.
Under §18 of the statute, the board of aldermen and
the common councilmen could enact ordinances, in a
bicameral fashion. However, the two bodies “in a con-
vention” with the mayor also exercised executive
functions, appointing and removing city employees,
and exercising general control over the City (§§13 &
15).
3a
6A. 1852 [Hybrid plan]: This statute raised the
number of aldermen elected from each multi-member
ward to three. Ala. Acts No. ___ (1852).
7. 1866 [Hybrid plan]: No significant change
was made from 1852, except that (a) the three alder-
men from each ward were elected for staggered terms,
and (b) the number of wards was raised from seven to
eight. Ala. Acts No. ____ (1866) (Feb. 2, 1856).
8. 1868 [July 18, 1868] [At-large]: The Legisla-
ture found that the municipal offices “have become va-
cant by reason of the expiration of their terms of office,
as military appointments under the Reconstruction
Acts of Congress’, and empowered the Governor to fill
the vacancies by appointment.
The statute also repealed §6 of the 1866 Act, which
had provided that the aldermen be elected by ‘the
citizens of their respective wards’. The intent of the
Legislature, in abolishing election of aldermen from
multi-member wards, was obviously that both the
aldermen and the councilmen be elected citywide in
the next election (which seems to have never been held
because of the change later that year).
Since the Legislature did not repeal §5 of the 1866
Act, the proviso therein was left standing that “one of
the said common councilmen shall reside in each of
the several wards’. Despite the July 1868 repealer of
the provision for election of aldermen by “the citizens
of their respective wards”, the July 1868 Legislature
left standing (as a part of §5 of the 1866 Act) a provi-
sion, now clearly to be read in the light of citywide
aldermanic elections, that the board of aldermen
4a
consisted “of three aldermen for each ward”
(emphasis added) (§5, 1866 Act). In July 1868, then, the
Alabama Legislature evidently viewed election “for”
a ward as a residence requirement, else they would
have in July 1868 repealed that portion of §5 of the 1866
Act when they repealed the other provision which had
formerly mandated election from or by rather than for
a particular ward. Ala. Acts No. ____ (1868) (p. 4).
9. 1868 [December, 1868] [no change]: This stat-
ute vacated the earlier 1868 appointments, providing
that the Governor could appoint an alderman or
councilman “without reference to the ward in which
he may reside”. The at-large election of both alder-
men and councilmen, with a residence requirement,
remained unchanged. Ala. Acts No. 71 (1868).
10. 1870 [At-large]: This statute substantially
repealed the former act, declaring the former offices
vacant. It provided that the Governor would appoint
the mayor, twenty-four aldermen, and eight members
of the common council, and also provided that the
Governor might appoint these officials without ref-
erence to which ward the appointee resided in. The
councilmen and aldermen were apparently still to be
elected at-large, with a residence requirement, under
the 1868 modification of the 1866 Act. Ala. Acts No. 97
(1870).
11. 1871 [No significant change]: Ala. Act No.
148 (1871).
12. 1874 [At-large]: This statute provided that
the aldermen, mayor, members of the common council
(and also treasurer, auditor, and collector of taxes)
Sa
“shall be elected by the qualified voters of the City of
Mobile”, and further provided that “the aldermen and
members of the common council must be residents of
the ward for which they are respectively elected’.
Since both the council members and the aldermen un-
der the 1874 statute are elected “for” wards, if the plan
is single-member in nature, it must necessarily be
single-member in toto, not just in part, since the “for”
covers both council members and aldermen.
13. 1879 [At-large]: This statute abolished the
City of Mobile, and provided that the Governor, with
the advice and consent of the Senate, would appoint
three commissioners to liquidate the City. Ala. Acts
No. 307 (1879). The same session of the Legislature
[Ala. Acts No. 308 (1879)] incorporated the “Port of
Mobile”. The Port of Mobile was to be governed by
eight commissioners elected at-large, one for each
ward who must reside in that ward. The Commission
would then elect a President.
14. 1886 [At-large]: In 1886, the City was re-
established, with (again), a mayor, a Board of Alder-
men, and a Board of Councilmen. It is quite clear that
this 1886 city government form was an at-large, city-
wide election with aresidencerequirement. Section 12
of the statute provides clearly that ‘“[s]aid mayor and
each of said aldermen and councilmen shall be elect-
ed by the qualified votes [sic: voters] of all the wards in
the City of Mobile, voting in the wards of their respec-
tive residence”. There was also a residence require-
ment for councilmen in §12 of the statute, which is
clearly what the Legislature had in mind earlier in the
statute when it stated that one councilman would be
elected “for each ward in the City”. Section 4 of the Act,
6a
of course, also provided explicitly that the aldermen
are elected at-large. Ala. Acts No. 152 (1886).
15. 1897 [At-large]: No change significant to
this case; same form of government was retained. Ala.
Acts No. 214 (1897).
16. 1901 [At-large]: No change significant to
this case; same form of government was retained. Ala.
Acts No. 1039 1/2 (1901).
17. 1911 [At-large]: The commission form of
government was established in 1911, the at-large
feature of which has been continually in effect. Ala.
Acts No. 281 (1911).
18. 1940 [Specific duties]: This amendment
provided that a mayor would be elected specifically to
that position, and a division of the administrative
tasks was made by statute between the two associated
commissioners, one of whom was assigned by the ma-
jority of them to each set of tasks. ALA. CODE tit. 27,
§95 (1940).
19. 1945 [Number posts, no apportionment]: In
1945, the apportionment of administrative tasks by
statute was repealed, but numbered posts were initiat-
ed. Ala. Acts No. 294 (1945).
20. 1965 [Specific duties]: Specific duties were
assigned to specific commission posts, and a system
of rotation of the mayoralty was established. Ala. Acts
No. 823 (1965).
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