Brief of Defendants-Appellants
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April 8, 1977

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Case Files, Bolden v. Mobile Hardbacks and Appendices. Brief of Defendants-Appellants, 1977. 74c39d86-cdcd-ef11-b8e8-7c1e520b5bae. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/234087d0-8904-4062-8f3e-8b52cf78e6fd/brief-of-defendants-appellants. Accessed May 14, 2025.
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81C NED COPY 76-4210 United States Court of Appeals FOR THE FIFTH CIRCUIT No. 76-4210 WILEY L. BOLDEN, ET AL, Plaintiffs-Appellees, versus CITY OF MOBILE, ET AL. Defendants-Appellants. Appeal from the United States District Court for the Southern District of Alabama BRIEF OF DEFENDANTS-APPELLANTS CITY OF MOBILE, ALABAMA, ET AL. OF COUNSEL: Hand, Arendall, Bedsole, C. B. Arendall, Jr. Greaves & Johnston William C. Tidwell, III Post Office Box 123 Travis M. Bedsole, Jr. Mobile, Alabama 36601 Post Office Box 123 Mobile, Alabama 36601 Legal Department of the Fred G. Collins, City Attorney City of Mobile City Hall Mobile, Alabama 36602 Mobile, Alabama 36602 Rhyne and Rhyne Charles S. Rhyne 400 Hill Building William S. Rhyne Washington, D. C. 20006 Donald A. Carr Martin W. Matzen 400 Hill Building Washington, D. C. 20006 SCOFIELDS’ QUALITY PRINTERS, P. 0. BOX 563096, N. O., LA. 70153 - 504/822-1611 UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 76-4210 WILEY L. BOLDEN, ET AL. Plaintiffs- Appellees, versus CITY OF MOBILE, ET AL. Defendants-Appellants. CERTIFICATE REQUIRED BY FIFTH CIRCUIT LOCAL RULE 13(a) The undersigned, counsel of record for Defendants- Appellants, certifies that the following listed parties have an interest in the outcome of this case. These representations are made in order that Judges of this Court may evaluate possible disqualification or recusal pursuant to Local Rule 13(a). The City of Mobile, Alabama Gary A. Greenough, Commissioner Robert B. Doyle, Jr., Commissioner io 2 D0 Lambert C. Mims, Commissioner C. B. Arendall, Jr. % Attorney of Record for Defendants-Appellants ii REQUEST FOR ORAL ARGUMENT The District Court ordered the City of Mobile to change from the Commission government under which it has operated for 66 years to a mayor-council government because at-large election of City Com- missioners allegedly dilutes the voting power of blacks. The order changing the form of a local govern- ment goes beyond the issues heretofore presented in voter dilution cases! and has serious implications for all governmental units in the United States, including Council-Manager as well as Commission systems, which are premised on at-large elections. These im- portant constitutional issues of voting, Federalism, and the right of the people to choose the form of their local government require oral argument for their proper resolution. 1 To the knowledge of counsel for the City of Mobile, Blacks Unit- ed for Lasting Leadership, Inc. v. City of Shreveport, No. 76-3619, now pending before this court, is the only other voter dilution case to order a city to change its form of government. iii TABLE OF CONTENTS Pa CERTIFICATE OF COUNSEL, LOCALRULE F 1302). 530m bode pois Sitios ane Sitio ts SAehie I riaet Bs Btdfll Hits 44 ns win i REQUEST FOR ORAL ARGUMENT .............. ii BP ABLE OF AUTHORITIES es trirnrriney ix STATEMENT.OP THRE. ISSURS. ...ci cnicssndses coros 1 STATEMENT OF THE CASE =... . 10 (ih. 0. 2 PROCEEDINGS AND DISPOSITION BELOW i. sa, desi ante ee snes 2 STATEMENT OF PACTS ... cern issss erin 3 A. MOBILE’'SFORMOF GOVERNMENT WAS ADOPTED IN 1911 WITH A RACIALLY NEUTRAL, GOOD GOVERNMENT PURPOSE ne iv: concn 4 B. MOBILE'S ELECTORAL SYSTEM PROVIDES EQUAL ACCESS FOR ALL PERSONS TO THE POLITICAL PROCESS, BLACKS PARTICIPATE ACTIVELY AND EXERCISE SIGNIFICANT. VOTING POWER .......... 8 1. There are No Barriers To Black PartiCIDAION. fh reise io sidobininapcss + nv o's 8 2. All Candidates Seek The Support Of Black Voters Because Black Votes Are Clearly Essential To VICIOTY. ih. os i LS th), ous 8 3. Racial Polarization In Mobile City Commission Elections Is Diminishing. .... aad Silas, vos 10 iv TABLE OF CONTENTS (Continued) The Only Blacks Who Have Run For The City Commission Have Failed To Gain Significant Black SUPP i itt Basa ides 2 bs C. MOBILE'S COMMISSIONERS ARE EQUALLY RESPONSIVE TO BLACK AND WHITE CITIZENS 1 The Undisputed Facts Of The Accessibility Of Mobile’s Com- missioners To All Citizens. ....... There Is No Intentional Dis- crimination In Mobile City Ser- vices, Employment Or Ap- POIMINERLS er ios vier reve + norerrsrcr wiisnews Plaintiffs’ Evidence That Mobile Commissioners Elected At-Large Represent All Citizens Fairly. .... SUMMARY OF ARGUMENT ARGUMENT I. MOBILE'S COMMISSION FORM OF GOVERNMENT CLEARLY PASSES CONSTITUTIONAL MUSTER, ............ 18 A. Atlssue Here Is The Validity Of A Form Of Government And Not Merely The Manner Of Its Elec- x Fy + RRR A a Ra A RL ete i BE 1. At-large elections are a rational and legally indispen- sable feature of the Commis- sion form of government. ..... eo © 0 6 0 0 0 0 0 0 0 0 oo © 6 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 © ® © 6 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8 0 0 0 8 0 Page THR Mey I iis 18 wire v0 Vv TABLE OF CONTENTS (Continued) This Court must decide whether proper application of Zimmer principles required the Court below to dis- establish a form of govern- ment adopted without racial purpose 66 years ago. ......... B. Racially Discriminatory Purpose Is An Essential Element Of Equal Protection Violation Which Plain- tiffs Failed To Prove. 1 In no case has this Court in- validated an electoral system of such long standing as Mobile’s without a showing of discriminatory purpose — the Zimmer line of cases is fully consistent with Supreme Court decisions requiring that purposebe sShown.& ...¢..cvu 0. The District Court erred in reading the element of racial purpose out of Zimmer. ....... C. The City Government Of Mobile In Fact Fully Satisfies The Zimmer Test — Its Electoral Process Is Equally Open To Blacks And Whites. 1. The Constitution neither creates nor protects any right to proportional representa- Page a] cise) vi TABLE OF CONTENTS (Continued) tion in any racial, ethnic or other interest group. ...::s:v: ev... 33 2. Therebeingno barrier toblack participation in Mobile political life, the District Court erred in equating black “discouragement” with denial Of ACCESS... civvviir mini Pirates vives 35 a. The District Court correct- ly found ‘‘no formal prohibitions’ against blacks in Mobile's slating process, but erred in permitting Plaintiffs to bootstrap a denial of access from unjustified black ‘‘discouragement” over a black candidate’s Chance of VICIOTY, vo ..co0cv0esa 36 b. Black voters in Mobile have significant and un- fettered electoral power. The Court erred in finding that racially polarized voting precludes effective black participation... .'.......... 40 c. The District Court erred in allowing Mobile’s share of the onus of past dis- crimination to blur its analysis of the presently open electoral system. ......... 43 11. ITI. vii TABLE OF CONTENTS (Continued) d. Mobile’s city ‘com- missioners are equally accessible and responsive to all citizens. !.2. 5A... THE DISTRICT COURT ERRED IN DISREGARDING THE STRONG GOVERNMENTAL INTEREST BEHIND MOBILE'S CHOICE OF COMMISSION GOVERNMENT — AN ERROR THAT WILL IMPACT THE THOUSANDS OF LOCAL GOVERNMENTS NATIONWIDE THAT EMPLOY THE COMMISSION FORM AND THE COUNCIL- MANAGER FORM .......-..000n A. Zimmer Like Other Equal Protec- tion Cases, Required That Due Weight Be Given To Substantial Governmental Interests Not Rooted In Racial Discrimination. B. Mobile’s Policy In Favor Of Its At- Large City Commission Is Not At All ‘“‘Tenuous.” Indeed, That Policy Is Shared By Many Local Governments Throughout The Nation. © 5 nv Pr ie TP eu THE DISTRICT COURT’S DECISION AND ORDER WILL ACTUALLY DIS- SERVE THE POLICIES OF IN- TROBATION ....oisivasanivinrsaess Page Foe ny 48 Cold o0 viii TABLE OF CONTENTS (Continued) Page A. Single Member Districts Will Only Serve To Foster Balkanized Enclaves And Racially Polarized Government Which Will Actually Reduce Both The Political Effec- tiveness of Blacks And The Ef- ficiency Of City Government. ......... 54 B. Single Member Districting To Ac- complish Representation By Race Will Serve An Impermissible Constitutional Purpose By Perpetuating De Jure Mobile's Existing De Facto Pattern Of Residentially Segregated Enclaves. i... ii imnaihilblb. 59 IV. THE ORDERS APPEALED FROM ARE JUDICIAL LEGISLATION VIOLATING THE FEDERALISM PRINCIPLES AND TENTH AMEND- MENT OF THE CONSTITUTION OF THE UNITED, STATES ui. tustc same aves va 61 CONCLUSION: of oi oe tidit ies Fs soda sre vs nese 64 CERTIFICATE OR SERVICE M2 its... 66 APPENDIXCA (50 cicero sain sa is abe nritld o ou 1a ix TABLE OF AUTHORITIES Cases: Page Abate v. Mundt, 403 U.S. 182 (1971) ....crrccscrs si 49 Akins v. Texas, 325. U.S. 398-(1945) ../i...50: 4 duis 26 Anderson v. Martin, 375 U.S. 399 (1965) .......... 56 Avery v. Midland County, 390 U.S. 474 (1968) .23,49,62 Baker v. Carr, 389U.S. 186: (1982) +... 2. 450% NN 63 Beal v. Lindsay, 468 F.2d 287 (2d Cir. 1972) . ...... 61 Beer v. United States, 425 U.S. 130 (1976) ....... 4,33 Blacks United for Lasting Leadership, Inc. v. City of Shreveport, 71 F.R.D. 623 (W.D. La. 1976), appeal pending, No.76-3619 (5th Cir.) ..... 23 Bradas v. Rapides Parish Police Jury, 508 F.2d 1100 (6th Cir. 1973) ...... 1,18,23,28,35,37,44,49 Chapman v. Meier, 420 U.S. 1 (1975) ........... 22,55 City of Richmond v. United States, 422 U.S. BOR (ITD) esti nn Si Anghtis nine 26,50 Connor v. Johnson, 402 U.S. 690 (1971) ........ 19,22 Dallas County v. Reese, 421 U.S. 477 (1975) ....... 34 Dove v. Moore, 539 F.2d 1152 (8th Cir. 1976) ...... o8 Dusch v.1)avis, 3871.8. 113 (1967) .« vec s sis ow t+ 3.000 34 Fortson v. Dorsey, 379 U.S. 433 (19658) ... ec ce. a. 55 Gomillion v. Lightfoot, 364 U.S. 339 (1960) ...... 31 Graves v. Barnes, 343 F. Supp. 704 (W.D. Tex. 1972), aff'd sub nom. White v. Regester, 412 UL, 80 755 (1973) xv0 0 1000 ete min 00 yao ais whosnguanin #ogoss sisi A BS 34 xX TABLE OF AUTHORITIES (Continued) Page Hawkins v. Town of Shaw, 437 F.2d 1286 (5th Cir. 1971), aff'd on rehearing en banc, 461 F.2d 1171: (1972)... 0 an Ne SE 25,46,61 James v. Wallace, 533 F.2d 963 (5th Cir. 1976) ..... 46 Jolly v. United States, 488 F.2d 35 (5th Cir. R74) ods ireninis AE PE Ph SEY ee ae vin vopanitle 3 Keyes v. School District No. 1, 413 U.S. 189 LAD73Y re iirian ive i sds heh A als ale va ens 26 Lipscomb v. Wise, 399 F. Supp. 782 (N.D. Tex. 105) RE TEX 55,61 McGill v. Gadsden County Commission, 535 ¥.24 277 (bth. Cir. 1976) :...... 1,18,19,22.23 28,35,37, 43,44,49 Milliken v. Bradley, 418 U.S. 717 (1974) .......... 61 National League of Cities v. Usery, 426 U.S. 833, 96'S, CL. 2465'(19768) '.... oN AA 62,64 Nevett v Sides, 533 F.2d 1361 (5th Cir. 1978), trons ahset sod tors ps a i as 1,18,34,38,65 Oregon v. Mitchell, 400 U.S. 112 (1970) ........... 62 Paige v. Gray, 538 F.2d 1108 (5th Cir. 1976) . ...... 31 Perry v. City of Opelousas, 515 F.2d 639 (5th Cir: A975). ... AGE, J ELE 0 sd BG Sis ull ov ous 20 San Antonio School District v. Rodriguez, 411 U.S. 1 C1073) p cimgernsrtions dont wht in entes' fot bogies wor oi pst 64 Taylor v. McKeithen, 499 F.2d 893 (5th Cir. 1075) ccviciasionenuniusancnesoinsnes spionahs S00 J) 59 Turner v. McKeithen, 490 F.2d 191 (5th Cir. 1973) .....:.. Ee ee see isi ln ie sie wa hws 20,34,35,36 x1 TABLE OF AUTHORITIES (Continued) Page United Jewish Organizations of Williamsburgh, Inc. v.Carey, U.S. 45 U.S.L.W. 4221 (U.S. March 1, 1977) .1,18,24,29,31, 33,34,38,60 United States v. Board of School Com- missioners of Indianapolis, 541 F.2d 1211 (7th "Cir."1976), vacated ..._ U.S. __._.., 45 U.8i1.W. 3508 (U.S.Jan, 25, 1077).cocensnsvmsnesse 26 Village of Arlington Heights v. Metropolitan Housing Development Corp., — U.S. : 07 S..C1.-555 (1977) coins ivinis = sieisiosinonsas 1,18,24,30,31,50 Vollin v. Kimbel, 519 F.2d 790 (4th Cir. 1975) ..... 34 Wallace v. House, 515 F.2d 619 (5th Cir. 1975), vacated 425 U.S. 947 (1978)... .s. aise 20,27,34,45 Washington v. Davis, 426 U.S. 229 (1976) ..1,18,24,29, 30,31,46,65 Whitcomb v. Chavis, 403 U.S. 124 (1971) .. 4,19,23,24, 28,33,49,53,63 White v. Regester, 412 U.S. 755 (1973) ...... 19,23,30, 35,43 Wilson v. Vahue, 403 F. Supp. 58 (N.D. Tex. 1978) ia hams SAGAN BRR Gh sme. 27,58 Wright v. Rockefeller, 376 U.S. 52 (1964) ..26,31,55,58 Young v. American Mini Theatres, Inc., ___ U.S. » I0S, C1. 240° (A076) ~.- . . i. see 62 Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en banc), aff’d sub nom. East Carroll Parish School Board v. Marshall, 424 U.S. B38 (1978)... 3,17,19,20,23,32,33,34,43 xii TABLE OF AUTHORITIES (Continued) Page Constitution and Statutes: 8 Ala. ActS NO, 281 (1011): oc in eivie fon sms ubisishy medete os 6 Housing and Community Development Act of 1974, 42 U.S.C. 859301 ef seq... covdaRed SA 61 U.S. Constitution ANMCIVUIMNOBN RAV srs 2.0 t.0is50 2.5 oto hes tensiriss 2e 3a 1,23,58 AMENOMENL XV au. co vinci totes Ageless wines + spas 2,58 AMENAMENT X virins vias « susie + mae witne drersasis wir <3 ws das 2 Voting Rights Act, §5, 42 U.S.C. §1973c ........ 24,26 Miscellaneous: E. Bradford, Commission Government in American Cities: (3911) J... 5 0. Gali. uu 6,52 A. Bromage, Introduction to Municipal Government and Administration (1957) ........ 52 D. Cambell, J. Feagin, Black Politics in the South: A Descriptive Analysis, 37 Journal Of: POLUICS 1120 (1975) 1 15.000 sie coi o saniie 0 abeasrsss wink 39 Carpeneti, Legislative Apportionment: Mul- timember Districts and Fair Representa- tion, 120 U.Pa.L.Rev. 666 (1972) .............. 24,57 S. Carmichael, C. Hamilton, “The Search for New Forms,” in Power and the Black Com- munity (S. Fisher.ed. 1070) ...cvnvunvonsnssomnns 52 L. Cole, Electing Blacks To Municipal Office, Urban Affairs Quarterly 17 (September, BOTAN oo cine sins sna tans EAE BTR SUT 4 gba 4 48 0 4 40 F. Donnelly, “Securing Efficient Administra- tion under the Commission Plan,” Annals of the American Academy of Political and Social Science 218(1912) ....................... 54 xiii TABLE OF AUTHORITIES (Continued) Page The 50 States and Their Local Governments (J. Fesler-ed: 1987) '..c... occas codvvidsd sa dvb, o1 C. Gilbert, Community Power Structure (1972) a Rea VA SRR 53 International City Management Ass'n, The Municipal Yearbook (1976, 1972) ...:...cs.r avs 53 Jewell, Local Systems of Representation: Political Consequences and Judicial Choices, 36 Geo. Wash. L.. Rev. 790 (1968) ... 56,63 R. Lineberry, E. Fowler, Reformism and Public Policies in American Cities, 61 Am. Political Science Rev. 701°(1971) ............ 51,53 C. McCandless, Urban Government and POLICES (1070) cides isssisesinsmsnnsons is 5,52,57 MacKenzie, Free Elections (1958) ................ 56 Note, 81 Harv. 1... Rev. 1851 (1974) ................ 55 Note, Ghetto Voting and At-Large Elections: A Subtle Infringement Upon Minority Rights, 59 Geo. L. Rev. 989 (1970) {wn ull. 56 J. Rehfuss, Are At-Large Elections Best for Council Manager Cities?, 61 National Civic Review B86 (1072) oo. ce vr iir iris tine tithes mgr dries 52 B. Rustin, “From Protest to Politics: The Future of the Civil Rights Movement,” reprinted in Black Protest Thought in the Twentieth Century (A. Meier ed. 1971) ......... 43 U.S. Bureau of the Census, Governing Boards of County Governments: 1973 (1974) ............ 53 Xiv TABLE OF AUTHORITIES (Continued) Woodruff, City Government by Commission KAO11Y ovis «orvims mn nnsitiniv ities io ha ReiDRn ols dh in PEWS + Eo) 51 Wright v. Rockefeller and Legislative Ger- rymanders: The Desegregation Decisions Plus a Problem of Proof, 72 Yale L.J. 1041 BLOB DY reisninele srs nccatahin + Aatadotat Sa # EAE S Shh 93S 489 80 2 2 of 56 UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 76-4210 WILEY L. BOLDEN, ET AL, Plaintiffs- Appellees, versus CITY OF MOBILE, ET AL, Defendants-Appellants. Appeal from the United States District Court for the Southern District of Alabama BRIEF OF DEFENDANTS-APPELLANTS CITY OF MOBILE, ALABAMA, ET AL. STATEMENT OF ISSUES PRESENTED ON REVIEW 1. Whether the District Court erred in holding that a showing of impermissible racial purpose was con- stitutionally unnecessary to Plaintiffs-Appellees’ claim that Mobile’s 66 year old city Commission form of government and at-large electoral system is violative of the Fourteenth Amendment, in light of the decisions of the United States Supreme Court in Washington v. Davis, 426 U.S. 229 (1976); Village of Arlington Heights v. Metropolitan Housing Corp., "U.S. _; 975. Ct 555 (1977); and United Jewish Organizations v. Carey, ___ U.S. , 45 U.S.L.W. 4221 (1977) and the decisions of this Court in Bradas v. Rapides Parish Police Jury, 508 F.2d 1109 (5th Cir. 1975); Nevett v. Sides, 533 F.2d 1361 (5th Cir. 1976); and McGill v. Gadsden County Commission, 535 F.2d 277 (5th Cir. 1976). Whether the District Court erred in holding that racially polarized voting denied blacks access to the political process, where Plaintiffs-Appellees’ own evidence established that blacks participate actively and powerfully in Mobile politics, both in elections and in administration by elected of- ficials, where the only black candidates to run for the City Commission have been outpolled by their opponents even among black voters, and in light of the decision of the Supreme Court in United Jewish Organizations, 45 U.S.L.W. at 4227, that racially polarized voting is not of independent Con- stitutional significance. Whether the District Court erred in holding that the Federal Constitution requires that Mobile’s 2 electoral system be so arranged as to guarantee blacks the ability to elect black candidates as members of the City’s governing Board. 4. Whether the District Court had power under our Federalism system and Tenth Amendment of the United States Constitution to enter orders legislating a new form of government for Mobile which provides blacks a ‘quota’ or proportional representation in Mobile’s governing board according to their population in Mobile. STATEMENT OF THE CASE Proceedings And Disposition Below Plaintiffs on behalf of all black citizens of the City of Mobile filed suit against the City and its three Com- missioners alleging that at-large election of City Commissioners unconstitutionally dilutes their voting strength in violation of the first, thirteenth, fourteenth, and fifteenth amendments, the Voting Rights Act of 1965, 42 U.S.C. §1973 et seq., and the Civil Rights Act of 1871, 42 U.S.C. §1983. R. 1, 548.2 They alleged jurisdiction under 28 U.S.C. §1331 and §1343. R. 1. The district court found that a claim upon which relief could be granted had been stated against the Commissioners under 42 U.S.C. §1983 and against both the Commissioners and the City on claims grounded on the Voting Rights Act with jurisdiction over such 2 Appellants have elected to defer filing of the Appendix. The original pages of the record on appeal will be citedas R. __. The first page of the transcript (numbered “1” by the court reporter) has been numbered page “621” of the record by the district clerk, but the subsequent pages of the transcript have not been numbered by the clerk. For clarity, the original pages of the transcript, as numbered by the court reporter, will be cited as Tr. __. 3 claims existing under 28 U.S.C. §1343(3) and (4). R. 549. After trial the District Court issued an opinion pur- portedly relying on the criteria set forth in Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) and holding that at-large election of City Commissioners un- constitutionally dilutes black voting strength.¢ Con- cluding that district residence requirements and dis- trict election of City Commissioners would be “im- provident and unsound,” the Court ordered relief abolishing the Commission government and sub- stituting a mayor-council government with council members elected from single-member districts.5 Statement Of Facts The District Court granted Plaintiffs’ prayer that Mobile’s Commission form of government be replac- ed by a Mayor-Council government elected from nine single-member districts. This case did not involve any reapportionment or other voting change® under the Voting Rights Act, 42 U.S.C. §1973, but was a challenge to the status quo of an at-large Commission form of government in opera- 3 The District Court also saidit had jurisdiction over the asserted claims under 28 U.S.C. §2201, the declaratory judgment section. R. 549. This statement is erroneous since §2201 is not a jurisdictional statute. Jolly v. United States, 488 F.2d 35 (5th Cir. 1974) (per curiam). 4 District Court Opinion and Order entered October 21, 1976. R. 548-603. The District Court opinion is reported at 423 F. Supp. 384 (S.D. Ala. 1976). 5 The District Court’s 59 page remedial order was entered on March 9, 1977. Defendants, as a matter of caution, filed a notice of appeal from that order on March 18, 1977. 6 Cf. Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973). T i i a tion for 66 years. The evidence showed that the City’s form of government was adopted for no racial purpose but to wipe out ward parochialism and corruption, that there are no barriers to participation by blacks in the political process and that blacks do in fact par- ticipate actively and influentially. The District Court based its order upon a putative constitutional right in blacks to elect blacks to the City governing body. Finding that the Mobile electoral system was not so arranged as to guarantee such a result, the Court ordered the adoption of a plan embodying propor- tional representation by race, there being 67,356 blacks and 122,670 whites in the City. The Supreme Court in Beer v. United States, 425 U.S. 130, 136n.8 (1976) expressed its position on the ques- tion presented here: “This Court has, of course, rejected the proposition that members of a minority group have a federal right to be represented in legislative bodies in proportion to their numbers in the general popula- tion. See Whitcomb v. Chavis, 403 U.S. 125, 149.” A. Mobile’s Form Of Government Was Adopted In 1911 With A Racially Neutral, Good Government Purpose Mobile’s Commission-type municipal government was established”in 1911 by Alabama Act No.281 (1911) 7 In 1963 and again in 1973, the people of Mobile rejected proposals to change from the commission form to a mayor-council government. (R. 435) 5 p. 330. Under this form of government, three Com- missioners are elected to specific positions. Each Commissioner engages in specific administrative tasks involving certain City Departments (Public Works and Services, Public Safety, and Finance) plac- ed under his control. The Mayoralty, a largely ceremonial post, is rotated among the Com- missioners. All Commissioners are elected at-large. The Commission form of government was first created in Galveston, Texas, in 1900. Within twenty years it had spread rapidly to approximately 500 Cities and other local governments in the North as well as the South. It isnow employed by approximate- ly 540 local governments across the nation.8 Commis- sion government is founded upon two fundamental principles. First, its structure is designed to foster corporate management-type efficiency of operation through the creation of clear lines of known public responsibility for specific aspects of the government's affairs. Woodruff, City Government by Commission 29 (1911). Second, every voter is to be a constituent of each Commissioner, thus alleviating the “ward-heeling” and “logrolling’ that characteriz- ed the aldermanic or councilmanic systems in the ear- ly 1900’s. As one political scientist of the time stated: “...[U]nder the ward system of representation, the ward receives attention, not in proportion to its 8 Political scientists attribute the relative decline in adoptions by governments of the Commission form to the rise of Council- Manager government, which is founded upon the same essential premises and which also rests upon at-large voting to assure that officials maintain a City-wide perspective. McCandless, Urban Government And Politics 168 (1970). Some 2000 local governments employ Council Manager government. a T S T S I 6 needs, but to the ability of its representatives to “trade” and arrange ‘““‘deals’” with fellow members. The pernicious system of logrolling results. ‘To secure one more arc light in my ward, it was necessary to agree to vote for one more arc in each of the other seven wards; said a former councilman; ‘the City installed and paid foreight arc lamps when only one was needed! So with sewer extensions, street paving and grading and water mains. Nearly every City under the aldermanic system offers flagrant examples of the vicious method of ‘part representation.’ The Commission form changes this to representation of the City as a whole.” Bradford, Commission Government in American Cities 165 (1911). The District Court concluded that at-large elections are inherently necessary (423 F. Supp. at 387) to the Commission form of government, and that even the imposition of ward residence requirements for the Commissioners would be unconstitutional. The Dis- trict Court reasoned that the accountability of a City Commissioner who has command of a particular func- tion and jurisdiction over the entire city may not be limited to only a portion of the electorate (423 F. Supp. at 402 n.19). At the time Alabama Act No. 281 was passed, blacks in Alabama did not have effective use of the franchise. There was no racially discriminatory purpose to Act No. 281. Undisputed testimony adduced at trial established the purpose of instituting the Commission form of government in Mobile in 1911: Q Now, I will ask you whether or not a study of the newspaper articles of that time and the quotations of the comments made by persons such as Mayor Pat J. Lyons demonstrates that the change of the City Commission form was sold on the basis of business and other considerations completely unrelated to race? A Iwouldagreethatthe basic approach inthe cam- paign to change the form of government of the City of Mobile would be an appeal to what would be called progressive economic motivation, the idea of mov- ing to a more business like form of government. Q And this movement, in Mobile, had its counter part all over the United States, at that time, did it not? A And before that time. Q In areas where there were no blacks or substan- tially none? Yes. That would be true. Des Moines, that is one? Yes. Dayton, that is another? Yes. And it was not, in these other places, either, motivated by racial considerations, was it? A No. (Testimony of Plaintiffs’ expert witness McLaurin, July 12, 1976, Tr. 36-37). O P O P O » The District Court held that a finding of “initial dis- criminatory purpose” (423 F. Supp. at 398) was un- necessary in the determination of whether Mobile's form of government and electoral system are un- constitutional. a B. Mobile’s Electoral System Provides Equal Access For All Persons To The Political Process, Blacks Participate Actively And Exercise Significant Voting Power 1. There are No Barriers To Black Participation. It is undisputed that every phase of the processes of registration, voting, qualification and candidacy for the Mobile City Commission is as open to blacks as to whites. This is not a case where, despite the lack of formal prohibitions on registration or voting, minorities are effectively excluded by white-dominated slating organizations. There are no such slating organizations in Mobile. Nor is this a case where a political party structure fails to solicit minority par- ticipation, and where that party’s nomination is tan- tamount to election. Mobile’s City Commission elec- tions are conducted on a non-partisan basis. The District Court found that “blacks register and vote without hindrance,” and that there are no “prohibitions against blacks seeking office in Mobile.” (423 F. Supp. at 387). 2. All Candidates Seek The Support Of Black Voters Because Black Votes Are Clearly Essential To Vic- tory. It is undisputed that this is not a case in which minority voters are ignored as inconsequential, or in which a candidate may be elected without minority support. The testimony of every witness, Plaintiffs’ as well as Defendants’, is replete with evidence that every can- didate for the Mobile City Commission actively seeks black votes. (Tr. 264, 320-22, 412, 539-40, 752, 824, 927, 1141). Plaintiffs’ witness Rev. Hope, the leader of the Non- Partisan Voters League (NPVL) which is the principal black political organization® in the City of Mobile, testified as follows (Tr. 413-14): Q Isn’t it a fact, Reverend Hope, in the course of your connection with the league, its endorsement has been actively sought by candidates over the years that you have been connected with it? A Yes, sir. Definitely so. I explained that to start with. Q And wasn’tthat trueinthelast City Commission race in 1973? A Yes, sir. Q Every candidate in the race sought your endorsement, didn’t they? A: Yes, sir. * * * * * Q Let me ask you this. Didn’t the black vote in effect put Gary Greenough [one of three current Mobile City Commissioners elected in 1973] in of- fice? A I wouldn’t say the black vote alone, sir. 9 The NPVL was formed in 1963 as the “underground” local arm of the NAACP, after the local branch was enjoined from political activity in Mobile for failure to surrender its membership list. The NPVL is still a separate branch of the NAACP. (Testimony of Plaintiff Wiley Bolden, July 12, 1976, Tr. 208). 10 THE COURT: Was it the difference? A 1 believe so. THE COURT: All right. The current Mayor, Lambert C. Mims, was re-elected in 1969 and 1973 to the Commission! with the endorse- ment of the Non-Partisan Voters League. It was also undisputed that City Commissioner Joseph Langan was elected and re-elected from 1953 through 1969 with vital support from black voters. (Tr. 292-295). The testimony further established that Mr. Langan’s defeat in 1969 was attributable to a loss of support from black voters. (Tr. 295, 304). 3. Racial Polarization In Mobile City Commission Elections Is Diminishing. Expert testimony adduced at trial showed that the black versus white, schismatic voting trends of the 1960s have been significantly reduced and that the trend is towards “a situation in which race will not be a major political issue.” (Tr. 1136). There is presently more difference in voting patterns between blacks of different economic levels than between whites and blacks of similar economic levels. (Tr. 1135). Plaintiff Wiley Bolden testified (Tr. 214-15) that: Q In your opinion, it is proper to characterize the 10 The other current City Commissioner, Robert B. Doyle, Jr., was unopposed in the 1973 election. 11 black voters of the City of Mobile as now con- stituting a block vote? A "No, sir. THE COURT: He is not suggesting coercion. What he wants to know, is do the black voters usually vote for the same candidate? A No, sir. The testimony showed that the political reality in Mobile now is that “a candidate who would raise the racial issue in a City Commission election would cost himself as many votes as he would gain, if not more.” (Tr 1177). 4. The Only Blacks Who Have Run For The City Com- mission Have Failed To Gain Significant Black Support. Plaintiffs’ expert testified that racially polarized voting in City Commission contests was not diminishing, explaining that statistical regression analysis showed a high degree of correlation between voters’ race and the votes they cast. Dr. Schlicting testified that the votes for three black candidates for City Commissioner in the 1973 election showed a par- ticularly high correlation with race. (Tr. 173-75).11 11 The only other evidence of recent polarization of voting patterns (423 F. Supp. at 388) pertained to elections to the Mobile County Commission and the Mobile County School Board, which the evidence showed to involve a “different kind of constituency” (Tr. 312) and different issues. (Tr. 602, 1170-72). The District Court consolidated final argument in this case with argument in Plain- tiffs’ action challenging the constitutionality of at-large elections to the County Commission and County School Board. (Tr. 1414). 12 Other of Plaintiffs’ witnesses (Tr. 246-47, 365, 384, 507, 566) testified that their objection to Mobile’s form of government was that because of such polarization it is “futile” for blacks to run in a city-wide election. It is undisputed that none of the three black can- didates in 1973 (who were the only blacks ever to run for the City Commission) carried the black census wards. (Tr. 175). Black voters supported white can- didates over those of their own race. (Tr. 1128). The District Court adopted the view (423 F'. Supp. at 389) that itis impossible for black candidates to win at- large elections unless there is a black voting popula- tion majority. The District Court ignored evidence of the success of black candidates in at-large elections in, for example, Birmingham, Alabama (Tr. 739-40), and many other places across the nation. The District Court found (423 F. Supp. at 399) that the undisputed evidence of the absence of barriers to black registration, voting, or candidacy, and the undisputed evidence of active black participation and electoral power were irrelevant, because due to polarized voting prospective black candidates “shy away’ from running in City at-large elections. The record with respect to the electoral success in other predominant- ly white cities of black candidates who have not “shy[ed] away’ from at-large contests is set forth at pp. 39-40, infra. 13 C. Mobile’s Commissioners Are Equally Responsive To Black And White Citizens 1. The Undisputed Facts Of The Accessibility Of Mobile’s Commissioners To All Citizens. Plaintiffs’ witnesses, testifying to alleged “unresponsiveness” of the Mobile City government, all testified that on numerous occasions they had taken problems large and small directly to the highest level of the City government, where they were af- forded hearings. Plaintiffs’ witness Seals, a black, testified that he had met with all three Commissioners at least four times, and had no difficulty obtaining a hearing. On one occasion, he requested additional street lighting for his area, and got it. On one occasion, he requested relief in connection with sewers, and got it. On another occasion, he requested sidewalks, and they were con- structed (Tr. 433-34). Plaintiffs’ witnesses Wyatt and Smith, also black, testified that they had been to City Hall where they had direct access to and met with all three Commissioners. (Tr. 572-73, 583). Plaintiffs’ witness Randolph, a black, testified that he had known Commissioners Mims and Doyle “for years” (Tr. 622, 624-25) and also Commissioner Greenough, and had ready access to them. Randolph sought street paving for one of Mobile’s black com- munities, and got it. He asked for better street lighting, and got it. (Tr. 621-22). 14 2. There Is No Intentional Discrimination In Mobile City Services, Employment Or Appointments. It was undisputed at the trial that certain problems exist regarding city services, but that those problems affect white as well as black citizens of Mobile. (Tr. 436-37, 875, 893-94). Much of the new paving in the newer, and predominately white, areas of the city has been done by private developers without the use of public funds. Indeed, most of the paving done by the City of Mobile, as opposed to private developers, is in black areas. (See Defendants’ Exhibits 60-A, 60-B, 60- E). It was undisputed that any disparity is not pur- poseful, based on race, and that the cost of paving non- thoroughfare streets is assessed to abutting property owners and such assessments have not been paid by some black neighborhoods. (Tr. 644-648, 886-88). The City is spending millions of dollars in a long- term program to correct tremendous drainage problems affecting low-lying inexpensive housing which is principally black-occupied. (Tr. 872-73, 876- 82). The District Court’s opinion stated (423 F'. Supp. at 391) that all emergency drainage projects were in white areas. The evidence (Tr. 1253-54, 1260, 1278, 1280- 81) showed that in fact many emergency projects benefitted black areas. Mobile has made substantial efforts in housing code enforcement. In one black neighborhood where only 18.5% of the homes were rated standard in 1966, four times that many were standard by 1975. (Tr. 1357-63). Public employment statistics showed that 26.8% of the city work force is black,!? and that many black City 12 Thirty-five percent (35.48%) of Mobile’s population is black. 15 employees are in lower paying jobs. It was undisputed that no black employee receives less pay than a white for the same position, and that any disparity is not purposeful. (Tr. 813-14). Skilled blacks are in such de- mand in private industry that few seek employment with the lower-paying City. (Tr. 912-13, 995-96). By State law Mobile may only hire employees from lists prepared by the County Personnel Board, which is not subject to City control. (Tr. 828). A Bill to change this procedure has been introduced in the State legislature. (Tr. 938). Uncontroverted statistics showed that whereas 7 of 179 (3.8%) prior appointments to City boards and com- mittees were to blacks, total membership has now been brought to 46 of 366 (12.5%). (Tr. 831). Many of the positions require both certain qualifications and nomination by certain non-governmental groups. (Tr. 835, 840-41, 864, 912-14, 918-20). Plaintiffs did not ad- duce any evidence that qualified, nominated blacks were purposefully refused appointment by the City. Plaintiffs asserted and the District Court found (423 F. Supp. at 392) that generally unequal treatment was exemplified by an inordinately slow City reaction to an instance of alleged police brutality against a black. It was undisputed that an investigation was com- menced the day after notice of the alleged incident, and the officers allegedly involved were suspended four days later (Tr. 795, 799, 821). The District Court thought that unresponsiveness was also indicated by the fact that the City Commission had not adopted an- tidiscrimination ordinances duplicating Federal laws, by the fact that the Commissioners had not spoken out against cross burnings reported to have 16 occurred outside the City, and by a single purported exception to a generally evenhanded!? park and recreation program. 423 F. Supp. at 392. 3. Plaintiffs’ Evidence That Mobile Commissioners Elected At-Large Represent All Citizens Fairly. After cross examination elicited the testimony of Rev. Hope that every City Commission candidate ac- tively solicited the support of black voters, and that the NPVL had “notable success” in electing can- didates that it supported (Tr. 413), the following questions (Tr. 417-18) were put to Rev. Hope on re- direct: Q Reverend Hope, in answering [counsel for Mobile] questions, did you mean to say that every candidate that the Non-Partisan Voters League has endorsed has turned out to represent the interests of the black community fairly? A In recent years they have. Q How recent do you mean when you say recent years? A In thislastelection and maybe the election prior. I think, in my opinion, they have done a very good job in carrying out their obligations toward trying to be fair to all people. Q Is that your opinion or the opinion of the entire League? A Yes, thatistheopinion —thatiswhatlamtrying to speak for. They feel that the candidates they have elected in recent years have done a very good job along that line. 13 The evidence showed that black areas receive more than their share of city-provided recreation services, whether viewed on the basis of numbers of facilities, personnel employed, or payroll ex- penditures. (Tr. 1371-80). 17 The District Court held (423 F. Supp. at 400) the per- formance of the City government with respect to ser- vices, employment and appointments to be “unresponsive.” The District Court concluded (423 F. Supp. at 401-402) that Mobile’s long-standing choice of the Commission form of government merely indicated that Plaintiffs did not prevail on the “no tenuous State policy” aspect of the “aggregate of fac- tors” showing required by Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973), and that Mobile's policy choice was outweighed by a requirement to guarantee blacks ‘“‘a realistic opportunity to elect blacks to the City governing body.” (423 F. Supp. at 403). SUMMARY OF ARGUMENT The unprecedented decision of the District Court completely disestablishes Mobile’s Commission form of government.That form of government is of sixty- six years standing, and serves numerous important and legitimate policy choices. That form of govern- ment was adopted with no racial purposes whatever. The District Court erroneously held these factors to be irrelevant. The evidence showed that there are no impediments to participation by blacks in the political processes of Mobile, and that blacks are actively and powerfully in- volved. The District Court, however, reached the un- supportable conclusion that local governments must "be so arranged as to ensure that blacks can elect blacks and made a wholly unfounded assumption that black candidates cannot win in the at-large elections which are legally indispensable to Commission government. In many cities in the South as well as in the North, where blacks are a minority of the voting 18 population, black candidates have won at-large elec- tions. There is no reason to presume that black can- didates cannot win such elections in Mobile. The only black candidates to run for the Mobile City Commis- sion have been outpolled by their opponents even among black voters. The United States Supreme Court has in Washington v. Davis, 426 U.S. 229 (1976); Village of Arlington Heights v. Metropolitan Housing Develop- ment Corp., U.S. ____, 97 S. Ct. 555 (1977); United Jewish Organizations v. Carey, —___ U.S. , 45 U.S.L.W. 4221 (1977) has made it clear beyond mistake that the racial purpose absent here is an essential ele- ment of the Fourteenth Amendment violation the Dis- trict Court purported to find. The Supreme Court has also rejected any notion that racial or ethnic groups have a Federal constitutional right to elect their members to office. Fifth Circuit decisions in other con- stitutional voting cases are completely in accord with these principles. Bradas v. Rapides Parish Police Jury, 508 F.2d 1109 (5th Cir. 1975); McGill v. Gadsden County Commission, 535 F.2d 277 (5th Cir. 1976); Nevett v. Sides, 533 F.2d 1361 (5th Cir. 1976). The Dis- trict Court’s opinion and orders, which would require the invalidation of all Commission and Council- Manager governments similarly premised on at-large elections, amount to Federal judicial legislation flagrantly violative of the Federalism principles and the Tenth Amendment to the Constitution of the Unit- ed States, and must be reversed by this Court. ARGUMENT I. Mobile’s Commission Form Of Government Clearly Passes Constitutional Muster. 19 In Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en banc), affirmed sub. nom. East Carroll Parish School Board v. Marshall, 424 U.S. 636 (1976), this Court dealt with an action challenging an at-large electoral system on the basis that the system denied blacks access to the political process in violation of the Equal Protection Clause of the Fourteenth Amend- ment. Drawing upon the decisions in Whitcomb v. Chavis, 403 U.S. 124 (1971) and White v. Regester, 412 U.S. 755 (1973), this Court set forth a “panoply of fac- tors” upon which proof of such an Equal Protection claim might be founded. 485 F.2d at 1305. Applying these factors to the facts of Zimmer, this Court con- cluded that plaintiff-intervenor had met his burden of proof, and reversed its earlier panel decision. 485 F.2d at 1307, 1308. The Supreme Court affirmed “without approval of the constitutional views’ expressed by the Zimmer court. East Carroll, supra, 424 U.S. at 638. The Supreme Court viewed the case as one involving not the constitutionality vel non of multimember district- ing allegedly denying minority access to the political process, but rather the issue of how malapportion- ment should be corrected by the federal courts under Connor v. Johnson, 402 U.S. 690 (1971). Yet Zimmer remains the controlling precedent of this Circuit. E.g., McGill v. Gadsden County Commission, 535 F.2d 277, 280 n.6 (5th Cir. 1976). Appellant City has no quarrel with the holding of Zimmer, which on its facts was well-grounded upon the teachings of both Whitcomb and White, supra. But on any proper application of Zimmer, Mobile’s form of government and electoral system clearly pass con- stitutional muster. 20 A. At Issue Here Is The Validity Of A Form Of Government And Not Merely The Manner Of Its Election. Zimmer, as the Supreme Court emphasized in East Carroll, supra, was in fact a reapportionment case. The governmental units there involved could func- tion, and in fact had functioned for years, with elec- tions by district rather than at-large. 485 F.2d at 1301. Indeed, there had been a “firmly entrenched state policy against at-large elections” for such units until 1967. 485 F.2d at 1307. No change in the form or func- tion of these units was therefore necessitated by re- quiring their election by single-member wards or dis- tricts. This is equally true in every other case of this genre decided by this Court. E.g., Turner v. McKeithen, 490 F.2d 191, 192 (1973) (Parish Police Jury, mixed multi-member, single-member ward plan); Wallace v. House, 515 F.2d 619, 622 (5th Cir. 1975), vacated 425 U.S. 947 (1976) (Board of Aldermen, entire- ly at-large plan susceptible to districting); Perry v. City of Opelousas, 515 F.2d 639, 640 (5th Cir. 1975) (Board of Aldermen, entirely at-large plan with ward residency requirement). In contrast to all prior cases before this Court, Mobile’s at-large electoral system is an integral and essential part of its Commission form of government. 1. At-large elections are a rational and legally indispensable feature of the Com- mission form of government. Mobile’s Commission Government was adopted in 1911 within the context of the progressive reform movement which prompted many other municipalities throughout the Nation to do likewise. 21 (Tr. 24-25). As the testimony of Plaintiffs’ historian and other witnesses clearly demonstrates, Mobilians, like citizens of other cities swept by the reform move- ment, sought a city government both more efficient and business-like, and less susceptible to ward parochialism and corruption than the aldermanic or councilmanic forms. (Tr. 24-25, 36-37). The very structure of Commission government con- stitutionally admits of but one form of electoral system — at-large elections. Because each Com- missioner administers a separate department with city-wide functions — here Public Works and Ser- vices, Public Safety, and Finance (423 F. Supp. at 386) — each Commissioner must be dependent upon the en- tire electorate of the City for his election. As the Dis- trict Court here recognized, election of officials with specific city-wide responsibilities from geographic districts would clearly be not only “improvident and unsound” but unconstitutional. (423 F. Supp. at 387, 402 n. 19). 2. This Court must decide whether proper application of Zimmer principles re- quired the Court below to disestablish a form of government adopted without racial purpose 66 years ago. For over 65 years, Mobile has operated under a “facially neutral” form of government (423 F. Supp. at 398), which was adopted without racial purpose, as testimony of Plaintiffs’ own historian and others clearly demonstrates. (Tr. 24-25, 36-37). Indeed, as the District Court found, the Alabama legislature in 1911 was acting in a ‘“‘race-proof situation” in adopting 22 Mobile’s form of government. (423 F. Supp. at 397). As in McGQGill v. Gadsden County Commission, 535 F.2d 277, 281 (5th Cir. 1976), “This policy could not have had racist underpin- nings because other, less subtle state mechanisms has already disenfranchised almost all black voters 2 Thus, the policies behind Mobile’s Commission Government are not rooted in racial discrimination, but in the reform movement for more effective and businesslike government. Here, unlike Zimmer and Turner, the electoral system was clearly not “conceiv- ed as a tool of racial discrimination.” Wallace v. House, supra, 515 F.2d at 633. Nor is there the “ap- parent absence of any rational state or local policy in support of the all at-large system” present in Zimmer and Turner. Id., 515 F.2d at 631-32. Indeed, given both the substantial need for city-wide perspective and the constitutional necessity for at-large election of the City Commissioners, this is the case contemplated in Zimmer where “significant interests [are] advanced by the use of [at-large elections] and the use of single member districts would jeopardize constitutional re- quirements.” 485 F.2d at 1308.14 14 A district court could therefore employ at-large elections and be fully justified in departing from the Federal judicial preference for single-member districting enunciated in Connor v. Johnson, supra. Id. Because such considerations would support a judicial choice of at-large elections, they clearly support the legislative choice made by the citizens of Mobile and the Alabama legislature in 1911. See Chapman v. Meier, 420 U.S. 1, 18-19, 20 n. 14 (1975). 23 Mobile and Shreveport!5 are the first instances in which Zimmer has been applied to strike down the vital legislative choice of a city’s form of government. Here, the District Court’s wooden application of the factors enumerated in Zimmer led it to a result untrue both to the holding of Zimmer and to the teachings of the Supreme Court in Whitcomb and White. The Con- stitution, and still less Zimmer, “does not require that a uniform straitjacket bind citizens in devising mechanisms of local govern- ment suitable for local needs and efficient in solv- ing local problems.” Avery v. Midland County, 390 U.S. 474, 485 (1968). B. Racially Discriminatory Purpose Is An Es- sential Element Of Equal Protection Viola- tion Which Plaintiffs Failed To Prove. Claims like those of Plaintiffs below that at-large electoral systems ‘are being used invidiously to cancel outor minimize the voting strength of minority groups’ are actions for relief under the Equal Protec- tion Clause of the Fourteenth Amendment. White, supra, 412 U.S. at 765. Although at-large elections have the potential for submergence of minority in- terests, they are not unconstitutional per se. Whit- comb, supra, 403 U.S. at 159-160. Even where at-large elections in fact “diminish to some extent” black voting power, such racially disproportionate impact does not by itself constitute an unconstitutional denial of access to the political process. Bradas v. Rapides Parish Police Jury, supra, 508 F.2d at 1113; McGill v. Gadsden County Commission, supra, 535 F.2d at 281. 15 Blacks United for Lasting Leadership, Inc. v. City of Shreveport, 71 F.R.D. 623 (W.D. La. 1976), appeal pending, No. 76- 3619 5th Cir. 24 “Where racial intent is not shown, blacks are not suf- fering because they are black,” but simply because they, like many other interest groups, constitute a minority of voters. Carpeneti, Legislative Apportion- ment: Multimember Districts and Fair Representa- tion, 120 U.Pa.L.Rev. 666, 698 (1972); see Whitcomb, supra, at 154-155. At-large electoral systems are not, therefore, rendered unconstitutional simply because they may make it more difficult for a black minority to elect black representatives. “Under the Fourteenth Amend- ment the question is whether the [electoral] plan represents purposeful discrimination ....” United Jewish Organizations of Williamsburgh, Inc. v. Carey, a ULB a d5 U.S. LW, 4991. 4931 (U.S. 3/1/77) (Stewart, J., concurring), citing Washington v. Davis, 426 U.S. 229 (1976).16 In Davis, the Supreme Court “made it clear that official action will not be held un- constitutional solely because it results in a racially disproportionate impact. * * * Proof of racially dis- criminatory intent or purpose is required to show a violation of the Equal Protection Clause.” Village of Arlington Heights v. Metropolitan Housing Development Corp.; ——-U.8S......97 8, Ct. 555, 583 (1977). 16 In United Jewish Organizations, the Court upheld a New York legislative districting plan in which the State had “deliberately used race in a purposeful manner” to comply with §5 of the Voting Rights Act, 42 U.S.C. §1973c. 45 U.S.L.W. at 4227. Though the plan disadvantaged a white community of Hasidic Jews, the Court found no evidence of invidiously discriminatory intent with respect to “whites or any other race.” Id., see also 45 U.S.L.W. at 4231 (Stewart, J., concurring). 25 While Davis involved the validity of a test used to screen applicants for public employment, the decision clearly demonstrates that proof of invidious intent or purpose is a universal requirement for success of any action challenging facially neutral official action. The Davis Courtexpressly disapproved along list of cases which had “rested on or expressed the view that proof of discriminatory racial purpose is unnecessary in making out an equal protection violation...” 426 U.S. at 244 n.12. The cases disapproved dealt not only with public employment, but extended to other contexts in- cluding urban renewal, zoning, public housing, and municipal services.” Following Davis, the Court in Arlington Heights upheld a local zoning decision which precluded building of a low-cost housing development despite the discriminatory “ultimate effect” of the zoning. The Seventh Circuit had found the Village to be “ex- ploiting” the existing high degree of residential segregation, and had ruled that the zoning decision was unsupported by any compelling interest suf- ficient to justify its discriminatory effects. 97 S.Ct. at 560. The Supreme Court reversed, because failure to prove that discriminatory purpose was a motivating factor in the Village’s decision “ends the con- stitutional inquiry.” Id. at 566. That the ultimate effect of the decision was “discriminatory” was “without in- dependent constitutional significance.” Id. As the Court noted in Arlington Heights, “the holding in Davis reaffirmed a principle well es- 17 Hawkins v. Town of Shaw, 437 F.2d 1286 (5th Cir. 1971), af- firmed on rehearing en banc, 461 F.2d 1171 (1972). 26 tablished in a variety of contexts. E.g., Keyes v. School District No. 1, 413 U.S. 189, 208 (1973) (schools); Wright v. Rockefeller, 376 U.S. 52, 56-57 (1964) (election districting); Akins v. Texas, 325 U.S. 398, 403-404 (1945) (jury selection).” 97 S.Ct. at 563. That this principle is not limited to these contexts is further emphasized by the action of the Supreme Court in vacating United States v. Board of School Commissioners of Indianapolis, 541 F.2d 1211 (7th Cir. 1976), in light of Davis and Arlington Heights. 45 U.S.L.W. 3508 (U.S. Jan. 25, 1977). A consolidated, county-wide government called Uni-Gov had replaced the separate municipal government of Indianapolis and other governmental units in Marion County, In- diana. 541 F.2d at 1212. The Indianapolis cases in- volved the effects of Uni-Gov upon segregation in schools and public housing, and the underlying issue of black voting rights vis a vis school boards which had not been consolidated within Uni-Gov.18 The Seventh Circuit found that Uni-Gov was “a neutral piece of legislation on its face with its main purpose to efficiently restructure civil government” but that its failure to consolidate education along with other public functions produced a substantial segregative impact. 541 F.2d at 1220. Failing to find the compelling state interest it thought required in the face of racially disproportionate impact, the Court concluded that an interdistrict remedy ignoring Uni- Gov’s school boundaries was appropriate. The dissent 18 That form of government and electoral issues were present is clear from the fact that Uni-Gov would have required clearance under §5 of the Voting Rights Act, 42 U.S.C. §1973c, if Indiana were subject to the Act. See City of Richmond v. United States, 422 U.S. 358 (1975) (annexation). 27 noted that discriminatory purpose, an “essential ele- ment of any equal protection violation,” was missing. 541 F.2d at 1225 (Tone, J.). The recent action of the Supreme Court proves the dissent correct. 45 U.S.L.W. at 3508. 1. In no case has this Court invalidated an electoral system of such long standing as Mobile’s without a showing of dis- criminatory purpose — the Zimmer line of cases is fully consistent with Supreme Court decisions requiring that purpose be shown. The holdings of this Court have uniformly com- ported with this rule that racially discriminatory pur- pose is essential to proof that facially neutral state ac- tion violates the Equal Protection Clause. Zimmer in- volved a recent change in electoral system which, as in Turner, appeared to have been “conceived as a tool of racial discrimination.” Wallace v. House, supra, 515 F.2d at 633. In Zimmer, “a long-standing policy of single-member district voting was changed to an at-large system, clearly in response to increased black voting strength in the 1960’s.” Wilson v. Vahue, 403 F. Supp. 58, 66 (N.D. Tex., 1975). Indeed, it is clear in Zimmer that the local governmen- tal interest was ‘“‘tenuous’ primarily because it was “rooted in racial discrimination.” 485 F.2d 1305-06. In Turner, this Court dealt with restructuring an electoral system which had been stipulated un- constitutional for one-man, one-vote deviations as great as 37%. 490 F.2d at 192 n.3. Under that mixed single, multi-member system, ‘“[n]ot surprisingly, 28 both of the major concentrations of black population were formerly enveloped in multi-member districts.” 490 F.2d at 195 n.19. Black voters had long been fenced out of the candidate slating process by the locally dominant political party, an “old weapon in the arsenal of [purposeful] voter discrimination . ..” 490 F.2d at 195. The Police Jury offered no “persuasive justification” whatsoever for its proposed multi- member plan, which would have clearly perpetuated the exclusion of blacks already accomplished under its old electoral scheme. 490 F.2d at 196 n.23. By way of contrast, in Bradas v. Rapides Parish Police Jury, this Court vacated a judgment striking down a mixed single, multi-member districting plan under which no black officer had ever been elected to the 18-member police jury despite a 28% black popula- tion. 508 F.2d at 1110-11. Plaintiffs there had failed to meet their burden of proof under Zimmer in several respects, among them failure to show governmental policy “rooted in racial discrimination.” Id. at 1112. Although the combination of two key wards into a multi-member district electing 10 of the 18 officers had “diminished to some extent” black voting power, this Court concluded that the evidence failed to demonstrate that this districting plan was ‘“’conceived or operated as [a] purposeful device[] to further racial or economic discrimination.’ ”’ Id. at 1113, citing Whit- comb, supra, 403 U.S. at 149. And in McGill v. Gadsden County Commission, this Court dealt with an all at-large electoral system serv- ing a Florida county with registered voting popula- tion almost 50% black. 535 F.2d at 278. Yet no blacks 29 had ever been elected, even though they had “run regularly since the middle 1960’s.” Id. at 280. Present there was a strong state policy favoring at-large elec- tions, in effect since 1900, a policy which “could not have had racist underpinnings because other, less subtle state mechanisms had already dis- enfranchised almost all black voters by the turn of the century.” Id. at 281. Nor was the maintenance of this policy apparently tainted by the “extensive” subsequent history of racial discrimination in the county. In the absence of “tenuous” state policy and other Zimmer factors in- cluding proof that such past discrimination presently precluded blacks from the political process, this Court affirmed judgment upholding the at-large electoral system. Id. In sum, the recent decisions of this Court clearly show the necessary sensitivity to racially invidious purpose as an essential element of its Equal Protec- tion analysis consistent with the constitutional prin- ciples recently reaffirmed in Washington v. Davis. Whether such purpose or intent be found in a “tenuous” governmental policy rooted in racial dis- crimination, in a candidate-slating process from which blacks are fenced out by white-dominated slating organization, or in one or more of the generic factors set forth in Arlington Heights,!® this Court 19 The Supreme Court there identified several possible sources of evidence for the proof of racial purpose: (1) disproportionate im- pact so “stark” as to be “unexplainable on grounds other than race’; (2) general historical background of the action; (3) specific events antecedent to the action; (4) departures from normal procedures; and (5) contemporary statements of decisionmakers. 97 S.Ct. at 564-565. See United Jewish Organizations, supra, 45 U.S.L.W. at 4231 (Stewart, J. concurring). 30 must continue to treat such “dilution” cases as this like any Equal Protection challenge to facially neutral governmental action. 2. The District Court erred in reading the element of racial purpose out of Zimmer. The District Court erroneously viewed the Equal Protection requirement of invidious racial purpose recently reaffirmed in Washington v. Davis, supra, as a “threshold question” which would “preclude an application of the factors determinative of voter dilu- tion as set forth in White, supra, and Zimmer. . .” (423 F. Supp. at 394). Primarily because of the “factual con- text” of Davis, the District Court concluded that Davis “did not overrule” earlier “dilution” cases or establish a “new” purpose test. (423 F. Supp. at 398). Thus, the Court thought, Davis simply did not apply in Equal Protection contexts other than those cited in that deci- sion. Indeed, Davis did not establish a “new” test, but merely ‘reaffirmed a principle well established” wherever facially neutral government actions are challenged under Equal Protection for their dis- proportionate racial impact. Arlington Heights, supra, 97 S.Ct. at 563. Nor does Davis overrule cases like White and Zimmer and “preclude” the sensitive factual analysis these cases require. Quite to the con- trary, it is precisely such a “sensitive inquiry into such circumstantial and direct evidence of intent” that proper application of the Zimmer factors requires. Id. at 564. But unless a Court’s evaluation of these factors leads it to the conclusion that invidious racial purpose 31 or intent has been proved, the case remains one sole- ly of racially disproportionate impact, which under Davis may not be the “sole touchstone” of an Equal Protection violation. Davis, supra, 426 U.S. at 242. The District Court erroneously regarded “dilution” cases like this one as a genus apart from other voting cases like Wright v. Rockefeller, 376 U.S. 52 (1964) and Gomillion v. Lightfoot, 364 U.S. 339 (1960), both cited with approval in Arlington Heights, supra, 97 S.Ct. at 563-64. (See 423 F.Supp. at 395). But the principles of White and Zimmer are equally applicable to such cases involving alleged racial gerrymandering and redistricting problems in general. Paige v. Gray, 538 F.2d 1108, 1110 (5th Cir. 1976); see United Jewish Organizations, supra, 45 U.S.L.W. at 4231 (Stewart, J., concurring). Gomaillion, for example, is simply a case where the “stark” pattern, “unexplainable on grounds other than race,” makes the evidentiary inquiry into racial purpose “relatively easy.” Arlington Heights, supra, 97 S.Ct. at 564. There can be no meaningful distinction for Equal Protection purposes between challenges to district- ing and challenges to at-large electoral systems which by definition do not district at all. The District Court erred in holding that the teachings of Davis did not here require proof of racial purpose, and in reading this elementout of Zimmer and other holdings of this Court. C. The City Government Of Mobile In Fact Fully Satisfies The Zimmer Test — Its Electoral Process Is Equally Open To Blacks and Whites. 32 The ultimate question under Zimmer is whether Mobile’s Commission Government operates in- ‘vidiously to deny black Mobilians access to the City’s political process. In White v. Regester, the Supreme Court sustained such a claim for the first time, upon findings that Texas’ electoral system “effectively ex- cluded” Dallas County blacks and “effectively remov- ed” Bexar County Mexican-Americans from the political process. Thus, “access to the political process’ is the “barometer of dilution of minority voting strength.” Zimmer, supra, 485 F.2d at 1303. In Zimmer, this Court drew upon the teachings of Whitcomb and White to set forth a “panoply of factors” upon which proof of such denial of access may be founded. Primary factors entail proof of “[1] a lack of access to the process of slating can- didates, [2] the unresponsiveness of legislators to their particularized interests, [3] a tenuous state policy underlying the preference for multi-member or at-large districting, or [4] that the existence of past discrimination in general precludes the effec- tive participation in the election system ...” 485 F.2d at 1305 (footnote omitted). Such proof may be “enhanced” by the showing of “[1] the existence of large districts, [2] majority vote requirements, [3] anti-single shot voting provisions and [4] the lack of provision for at-large candidates running from particular geographical sub- districts.” Id. 33 Conversely, Whitcomb v. Chavis requires judgment upholding an electoral system “[w]here it is apparent that a minority is afforded the opportunity to participate in the slating of can- didates to represent its area, that the represen- tatives slated and elected provide representation responsive to the minority’s needs, and that the use of a multi-member districting scheme is rooted in a strong state policy divorced from the maintenance of racial discrimination ...” Zimmer, 485 F.2d at 1305. As the following analysis shows, the District Court erred in its application of the Zimmer factors to the particular facts of this case. The form of government and attendant electoral system under which the City of Mobile has functioned for over 65 years clearly must be upheld under this Court’s reading of Whitcomb. 1. The Constitution neither creates nor protects any right to proportional representation in any racial, ethnic or other interest group. The Supreme Court has repeatedly “rejected the proposition that members of a minority group have a federal right to be represented in legislative bodies in proportion to their number in the general population.” Beer v. United States, 425 U.S. 130, 136 n.8 (1976), citing Whitcomb.?0 As a consequence, no minority group is 20 In United Jewish Organizations, supra, three members of the Court joined in the view that, even absent the statutory mandate of the Voting Rights Act, a State under certain circumstances might constitutionally decide to switch from multi-member to single- 34 “entitled to an apportionment structure designed to maximize its political advantage,” Turner, supra, 490 F.2d at 197, or to an electoral system ‘“‘so arranged that [minority] voters elect at least some candidates of their choice. . .” even where voting is racially polariz- ed. Nevett v. Sides, supra, 533 F.2d at 1365. Accord, United Jewish Organizations, supra, 45 U.S.L.W. at 4227. The courts have implicitly rejected the proposi- tion that “a white official represents his race and not the electorate as a whole and cannot represent black citizens.” Vollin v. Kimbel, 519 F.2d 790, 791 (4th Cir. 1975) (emphasis original), citing Dallas County v. Reese, 421 U.S. 477 (1975) and Dusch v. Davis, 387 U.S. 112 (1967). Thus, it is clearly “not enough to prove a mere dis- parity between the number of minority residents and the number of minority representatives.” Zimmer, supra, 485 F.2d at 1305. As in Graves v. Barnes, 343 F. Supp. 704 (W.D. Tex. 1972), affirmed sub nom. White v. Regester, supra, plaintiffs must prove that “the multi-member districts could not be tolerated, for they operated to exclude substantial racial minorities not only from political victory but even from political consideration.” Wallace v. House, supra, 515 F.2d at 629. In its desire to “provide blacks a realistic opportuni- ty to elect blacks” (423 F. Supp. at 403) the District member districting in order to afford minorities an opportunity to achieve roughly proportional representation. 45 U.S.L.W. at 4227. They do not, however, suggest that such an electoral change would be required by the Constitution, even where racial bloc voting makes it “unlikely that any candidate will be elected who is a member of the race that is in the minority in that district.” Id. 35 Court disestablished Mobile's form of government on a claim no more substantial than Whitcomb’s “mere euphemism for defeat at the polls.” 403 U.S. at 153. 2. Therebeing no barrierto black participa- tion in Mobile political life, the District Court erred in equating black “discouragement” with denial of access. Access to the process of slating candidates, which may be “the most important stage of the political process,” is a primary factor for analysis under Zimmer. Turner, supra, 490 F.2d at 195. In Turner, for example, the partisan electoral system was dominated by one political party which sought black support only after the actual candidate selection had already occurred and the “possibility for meaningful influence [was] significantly diminished.” Id. This, the Court noted, was an “old weapon in the arsenal of voter discrimination.” Id. Indeed, it was the same “weapon” which had been employed in Dallas County, Texas, to exclude blacks from the Democratic primary process. White, supra, 412 U.S. at 766-767. In contrast, this Court upheld the electoral system in Bradas v. Rapides Parish Police Jury, supra, where black plaintiffs proved no difficulty “in registering to vote, in choosing the political party they desire to sup- port, in meaningfully participating in party ac- tivities, in qualifying as candidates for a desired of- fice, [or] in participating in the candidate selection process ...” 508 F.2d at 1112. Similarly, in McGill v. Gadsden County Commission, supra, this Court af- firmed judgment upholding an all at-large electoral system in which candidates of the Democratic Party 36 were chosen by, and endorsed after, an open primary election. 525 F.2d at 280. There, as in Bradas, this Court found “no substantial evidence” that blacks were prevented from registering, choosing their party, and participating fully in the party’s nominating process. Id. at 281. The slating process in Mobile is at least as open to blacks as were those in Bradas and McGill. a. The District Court correctly found “no formal prohibitions” against blacks in Mobile's slating process, but erred in permitting Plaintiffs to bootstrap a denial of access from un- justified black ‘discouragement’ over a black candidate’s chance of victory. As the District Court found, the candidate slating process of Mobile is, on its face, open to all: “There are no formal prohibitions against blacks seeking office in Mobile. Since the Voting Rights Act of 1965, blacks register and vote without hin- drance. The election of the city commissioners is non-partisan, i.e., there is no preceding party primary and the candidates do not ordinarily run under party labels.” 423 F. Supp. at 387 (footnote omitted). In Mobile, “any person interested running for the posi- tion of city commissioner is able to do so.” (423 F. Supp. at 399). 37 Beneath this “first blush” neutrality of Mobile's electoral custom (Id.), the District Court found that “one indication that local political processes are not equally open is the fact that no black has ever been elected to the at-large City Commission.” (423 F. Supp. at 387-88). Still, no black had ever been elected in Bradas or McGQGill, and the local black pop- ulation in those cases was greater than the 35.4% in Mobile. McGill, supra, 535 F.2d at 278 (59% black); Bradas, supra, 508 F.2d at 1110 (district electing 10 of 18 officials, 37% black). The insignificance of this is apparent in light of the undisputed facts that, in Mobile: (1) only 3 black candidates had ever run for Commissioner; and (2) these candidates “were young, inexperienced, and mounted extremely limited cam- paigns’ (423 F. Supp. at 388), and were therefore of such limited appeal even to black voters that they failed even to carry the black census wards. (Tr. 175). The District Court, however, accepted Plaintiffs’ bootstrap argument that the failure of prospective black candidates even to try the political process itself takes on constitutional significance. Thus, the Court found, there exists in Mobile “a pattern of racially polarized voting” which “discourage[s] black citizens from seeking office or being elected.” (423 F. Supp. at 389). But no constitutional principle legitimizes equating such black “discouragement” with a denial of access to the political process. The Constitution guarantees no right of proportional representation, and therefore warrants no such expectation on the part of black Mobilians. Even if racially polarized voting were a political fact of life in Mobile, it would not render an 38 otherwise neutral electoral system constitutionally infirm: “Where it occurs, voting for or against a candidate because of his race is an unfortunate practice. But it is not rare; and in any district where it regularly happens, it is unlikely that any candidate will be elected who is a member of the race that is in the minority in that district. However disagreeable this result may be, there is no authority for the proposi- tion that the candidates who are found racially un- acceptable by the majority and the minority voters supporting those candidates, have had their Fourteenth or Fifteenth Amendment rights in- fringed by this process. Their position is similar to that of the Democratic or Republican minority that | is submerged year after year by the adherents to the majority party who tend to vote a straight party line.” United Jewish Organizations, supra, 45 U.S.L.W. at 4227 (emphasis added). Accord, Nevett v. Sides, supra, 533 F.2d at 1365. If electoral systems need not be arranged to allow blacks “to elect at least some candidates regardless of | their percentage turnout,” Nevett v. Sides, supra, 533 F.2d at 1365, surely Mobile’s form of government is not to be disestablished for failure of blacks to mount can- didates politically viable even with black voters. Moreover, the District Court was simply wrong in | its assumption that blacks cannot win at-large elec- tions unless “they constitute a majority or near ma- 39 jority.” (423 F. Supp. at 389).21 The District Court ig- nored the testimony of Plaintiffs’ witness Roberts, an Alabama State Senator, that in Birmingham, which is “most comparable with Mobile,” (Tr. 738), black can- didates had won two at-large seats on the City Council. A recent study of southern politics shows how wrong the District Court’s assumption was. D. Cambell, J. Feagin, Black Politics in the South: A Descriptive Analysis, 37 Journal of Politics 129, 143-44 (1975). This study found that 37 of the South’s 46 largest cities employed solely at-large elections, and black officials had been elected in 18. Id. at 145. The study suggested that election by wards “facilitates” the election of blacks, but that: “blacks have also been moderately successful in at- large elections for council positions. This success suggests that blacks have been able to organize to maximize their voting strength in all types of cities.” Id. Another study has squarely concluded that those who theorize that black candidates can only win in single-member district elections have been proven by empirical data to be in error: “Recent successes of blacks in citywide, non- partisan elections where the black electorate is a 21 Able black candidates are being elected in at-large elections across the country, regardless of the percentage black voting pop- ulation. Black mayors have recently been elected in cities where blacks are in the minority, as, for example, in Detroit, Michigan (39.4%), Newark, New Jersey (48.6%), East Orange, New Jersey (47.0%), Berkeley, California (20.2%), Richmond, California (31.5%), Los Angeles, California (18.0%), Atlanta, Georgia (47.3%), and Raleigh, North Carolina (21.3%). National Roster of Black Elected Officials, Joint Center for Political Studies (1974). 40 minority, confound traditional expectations. Such occasions, according to the literature, ought to be rare. Only in partisan elections, with ward repre- sentation and a majority black electorate, would blacks likely gain office. ... Yet since 1967 in most major cities where blacks became mayors, the sys- tem was nonpartisan, the electoral majority white. oid RR Our data make evident that at-large or citywide voting has not precluded the election of blacks. . .. [The assumption must be questioned that blacks will rarely be elected unless they constitute ‘at least fifty percent of the electorate’ ... [Wilson, “The Negro in American Politics,” reprinted in Davis (ed.), The American Negro Reference Book 444 Pren- tice Hall 1967]. Thus neither at-large representa- tion, nonpartisan elections, nor forms of govern- ment are rigid determinants of black electoral opportunity.” Cole, Electing Blacks to Municipal Office, Urban Affairs Quarterly, September 1974, at 17, 24 (emphasis added). b. Black voters in Mobile have signifi- cant and unfettered electoral power. The Courterred in finding that racial- ly polarized voting precludes effec- tive black participation. The District Court felt that the existence of racially polarized voting in Mobile was a matter of “common knowledge,” and that Plaintiffs’ statistical evidence was merely in support of the “recognized facts.” (Tr. 142, 149). The District Court failed to see that the evidence actually contradicted its preconceived view 41 that racially polarized voting precludes effective black voting participation in Mobile elections. Plaintiffs’ statistical evidence consisted of cor- relations obtained between the percentage of blacks in a given census ward and the percentage of votes re- ceived in that ward by candidates. (Tr. 102). Their technique of regression analysis could not establish a causal relationship, but merely tested “for an in- fluence at work.” (Tr. 107-108). And Plaintiffs’ analysis was blind to such “influences” as the can- didates’ positions on the issues, experience, in- cumbency and time in office, conduct in office, and all other variables other than race and income. (Tr. 180). Obviously, this statistical evidence must be “looked at with our own human intelligence to determine whether or not it means anything.” (Tr. 490). For example, in the most recent City Commission elections held in 1973, the only correlations suggestive of a racial influence on voting were those for three “young, inexperienced” black candidates. (423 F. Supp. at 388). Standing alone, these statistics would strongly suggest that race had played a key role in their defeat. Yet these candidates failed to get ap- preciable support even from black voters. (Tr. 175). Obviously, black citizens were not solely interested in electing blacks, but rather in electing the candidates they perceived to be most qualified, just as have both blacks and whites in the many white-majority cities where black candidates have been elected because of their abilities. The City’s most recent electoral experience thus bears out the testimony of Plaintiff Bolden, who was 42 unwilling to characterize black Mobilians as a “block vote’ or even as a group of persons who “usually vote for the same candidate.” (Tr. 214-215). It also supports expert testimony of Dr. Voyles that racial polariza- tion has significantly subsided in Mobile. (Tr. 1136). Even Plaintiffs’ expert Dr. Cotrell thought it “difficult to determine fully” that polarized voting existed in re- cent elections. (Tr. 513). Despite the obvious limitations of Plaintiffs’ statistical evidence, the District Court’s opinion reflects no proper assessment of the critical evidence showing meaningful participation by blacks in Mobile politics. Even in the 1960’s the experience of former Com- missioner Langan shows that black political par- ticipation and support have proved to be essential to electoral success in Mobile. Langan, a man identified “with attempting to meet the particularized needs of black people,” served as Commissioner from 1953 to 1969 with the continuing support of black voters. (423 F. Supp. at 388). The Court ascribes his defeat to white “backlash.” (Id.) But the uncontradicted testimony of both Dr. Voyles and Langan himself, shows that he was able to hold office so long as he continued to receive substantial black support at the polls. (Tr. 304, 481). He was defeated in 1969 only when deprived of black support by a general boycott of those elections urged by militant blacks. (Tr. 304). Black voting power is an equally potent force today. Candidates actively seek black support; and indeed, Commissioner Greenough was elected in 1973 on the 43 margin of the black “swing” vote.?2 Both he and Mayor Mims won with the endorsement of the black Non- Partisan Voters League. (Statement, supra, pp. 9-10). No mention of these facts is to be found in the Court’s opinion. The District Court’s narrow focus on the absence of black Commissioners precluded its finding what the record plainly shows: Black Mobilians are not only “afforded the opportunity to participate” in City politics, Zimmer, supra, 485 F.2d at 1305, but are in fact electing “legislators of their choice.” White, supra, 412 U.S. at 766. c. The District Court erred in allowing Mobile’s share of the onus of past dis- crimination to blur its analysis of the presently open electoral system. Mobile indeed has a significant past history of offi- cial discrimination, a fact which can neither be justi- fied nor excused. In this respect, Mobile’s history is that of southern cities generally. But the inquiry here must be whether the effect of such past discrimina- tion is to preclude effective black participation today. McGill v. Gadsden County Commission, supra, 535 F.2d at 281. The District Court so held (423 F. Supp. at 401), but its opinion discloses no substantial evidence as a basis for such a conclusion. 22 The power of black voters to provide the swing vote affords a valuable opportunity for practicing the politics of racial coalition rather than racial separation. See B. Rustin, “From Protest to Politics: The Future of the Civil Rights Movement,” reprinted in Black Protest Thought in the Twentieth Century, pp. 455-46 (A. Meier, ed. 1971). 44 This Court has clearly required a showing that the “debilitating effects” of past discrimination persistin touching the very exercise of the right to vote. Thus, in Bradas, supra, this Court looked for evidence of such effects in a “relatively large discrepancy between the size of the black population and the number of registered black voters, . .. or between the number of blacks regis- tered to vote in federal elections and the number of blacks registered to vote in state elections ...” 508 F.2d at 1112-13, citing Zimmer and Turner respec- tively.23 And in McGQill, supra, this Court found a 9% discrepan- cy between black population and registration insuf- ficient to support a finding below that past dis- crimination operated to preclude black access to the political process. 535 F.2d at 281. Here, the District Court expresses no such basis for its conclusion. Though its language is as of the pres- ent, its focus is on the past. (423 F. Supp. at 393, 401). The Court nowhere explains what present effects, “debilitating” or otherwise, persist from the “pur- poseful excesses of the past.” (Id. at 401). But itis clear, as in Bradas and McGQGill, that black Mobilians are presently free to register, vote, and become candidates without any hindrance whatsoever. (423 F. Supp. at 387, 393, 399). 23 This second measure would be inapplicable in Mobile, where it was never necessary to send federal registrars to enable blacks to register. (423 F. Supp. at 393 n.8). 45 Neither the District Court’s decision nor the record below supports the existence in Mobile of presently “debilitating effects’ of past discrimination touching the right of blacks to vote and participate fully in City elections. Unless past discrimination standing alone is a sufficient basis for overturning a form of govern- ment and electoral system where no discrimination now exists, that conclusion cannot stand. d. Mobile’s City Commissioners are equally accessible and responsive to all citizens. Unresponsiveness of elected officials to the par- ticularized needs of the minority is, under Zimmer, one factor suggesting that the minority has been de- nied effective access to the political process. 485 F.2d at 1305. The record here, however, reveals not a “history of studied neglect” or a “shameful failure of representation,” Wallace, supra, 515 F.2d at 631, but positive evidence of accessibility and respon- siveness unparalleled in any earlier case before this Court. The remarkable access of black citizens to each of the City Commissioners is apparent in the testimony of Plaintiffs’ own witnesses. In the uniform ex- perience of these witnesses, one or more Com- missioners was personally available to hear black needs or grievances. (Statement, see supra, p. 13). And, more often than not, this access produced positive tangible results — street lighting, paving, sewers and sidewalks. (Id.) The District Court erroneously failed to consider such positive evidence of accessibility and responsive action. (See 423 F. Supp. at 389-92, 400). E E 2 T T R P T S , 46 The area of municipal functions is one in which dis- parities are the rule rather than the exception. Dis- parity is the “necessary result” of inescapable social, economic, and geographical factors; but so long as such disparities do not result from invidious racial purpose, they are not unlawful. Town of Shaw, supra, 461 F.2d at 1180-81 (Roney, J., dissenting); Washing- ton v. Davis, supra, 426 U.S. at 244. The District Court here without evidentiary justification in this record “cast these disparities into a racial mold.” Hawkins v. Town of Shaw, supra, 461 F.2d at 1184 (Clark, J., dis- senting). The District Court drew into its discussion of responsiveness the racial imbalance of the City’s work force and its boards and commissions, which is entirely explained (Statement, supra, pp. 14-15) by fac- tors wholly apart from purposeful racial discrimina- tion.24 The District Court’s finding of unresponsive- ness to black concerns ultimately rests, however, upon an at most marginal disparity (Statement, supra, p. 14) in paved streets, upon an observation that one of 24 This Court has recognized that charges of discrimination are not meaningfully supported by bare statistical proof that such dis- cretionary appointments have not been made in proportion to the number of blacks in the general population. James v. Wallace, 533 F.2d 963, 967 (5th Cir. 1976). Plaintiffs below showed neither any specific act of discrimination nor what proportion of blacks in fact possessed the requisite qualifications for appointment. As the District Court noted, several boards require “special skills” which “National census figures” show to be less often possessed by blacks. (423 F. Supp. at 390). Indeed, the record shows that 16 of the 29 active boards (or 55%) have some statutory or other restriction or qualification on membership. (Tr. 831-869) Of the active boards which are all white in composition, 77% are in some manner so restricted in membership. Absent evidence that some blacks were in fact available for such appointments, there can be no fair basis for concluding that City officials have exercised their discretion in a manner unresponsive to the black electorate. See James v. Wallace, supra, 533 F.2d at 964 n.2. 47 the City’s 79 neighborhoods needs better sidewalks (423 F. Supp. at 391), upon one purported exception to Mobile’s generally “evenhanded” park and recrea- tion program (Id. at 392), upon the so-called tardiness of an investigation of alleged police brutality that commenced the day after the incident in question (Id.), and upon the Commissioners’ failure to speak out against reported cross burnings (Id.) which the rec- ord shows to have occurred only outside the City. Undoubtedly, the citizens of Mobile, black and white alike, experience occasional dissatisfaction with municipal performance, and may at times feel that the City is not adequately responsive to their particular needs. Black Mobilians may indeed be more affected by certain of the City’s continuing problems such as drainage and street maintenance.?5 But the record clearly shows that the City’s elected officials are act- ing to address these needs in a non-discriminatory fashion responsive to the interests of the entire elec- torate. (Statement, supra, p. 16). Particularly in view of Plaintiffs’ own testimony (Statement, supra, p. 16) that in recent years the Com- mission has “done a very good job in carrying out their obligations toward trying to be fair to all peo- ple,” the District Court’s conclusion that these isolated disparities require the scrapping of Mobile's form of government is unsupportable. II. The District Court Erred In Disregarding The Strong Governmental Interest Behind Mobile’s 25 And thus Mobile's black citizens will be disproportionately benefited by the millions of dollars Mobile is committed to spend to implement its master drainage plans. (Statement, supra, p. 14). 48 Choice Of Commission Government — An Error That Will Impact The Thousands Of Local Governments Nationwide That Employ The Commission Form And The Council-Manager Form The District Court plainly thought that Zimmer's “tenuous state policy” was a one-way plaintiff’s factor — if proved, it could buttress plaintiffs’ case, but if compellingly disproved, it need not be weighed against other evidence in the Court’s Equal Protection analysis. The Court found that the “manifest policy” of Mobile favored the at-large electoral system in- tegral to the City’s very form of government. (423 F. Supp. at 393). Yet the Court’s opinion clearly demonstrates not a commendable avoidance of simplistic “score-keeping”’, but a real failure to weigh Mobile's strong governmental interests in its Zimmer analysis. (423 F. Supp. at 402). A. Zimmer Like Other Equal Protection Cases, Required That Due Weight Be Given To Sub- stantial Governmental Interests Not Rooted In Racial Discrimination. In Zimmer, this Court dealt with a factual situation in which “tenuous state policy’ clearly took on a dou- ble meaning. First, the timing and nature of the elec- toral change there made it apparent that at-large elec- tions were rooted in racial purposes. 485 F.2d at 1307. Second, tenuousness lay in the very fact of change, in- volving a departure from the “firmly entrenched state policy against at-large elections” and the single- member districting under which those local governments had operated. Id. In Zimmer, therefore, the governmental policy was clearly entitled to no 49 defensive weight. Still, the Court did recognize “strong state policy” as an important factor under Whitcomb v. Chavis, 485 F.2d at 1305. And in subse- quent cases, this Court has upheld at-large electoral systems where no showing of “tenuous” underlying policy had been made below. Bradas v. Rapides Parish Police Jury, supra, 508 F.2d at 1112; McGill v. Gadsden County Commission, supra, 535 F.2d at 280-81. The recognized needs of local government dictate such an approach. Thus, in assessing the constitu- tionality of local apportionment plans under the one- man, one-vote standard, the Supreme Court upheld a plan involving greater than de minimis population deviations where there was no built-in bias tending to favor any particular area or interest and the long- standing governmental structure allowed close cooperation between the towns and county in provid- ing overlapping public services. Abate v. Mundt, 403 U.S. 182, 186-187 (1971). The Court observed the “viable local governments may need considerable flexibility in municipal arrangements” in order to meet local needs. 403 U.S. at 185. This observation applies with equal force to judicial scrutiny of a facially neutral electoral system integral to the form of local govern- ment, as in Mobile. The Supreme Court has not held that local governments must district, but only that if they do, such districts must not contain ‘substantially une- qual population.” Avery v. Midland County, supra, 390 U.S. at 485-486. In evaluating constitutional challenges to at-large electoral systems, any court which fails to weigh the legitimate governmental in- terests served by such an electoral system neces- 50 sarily places local governments in precisely the “uniform straitjacket’ disavowed in Avery. 390 U.S. at 485. Indeed, even if a local choice of at-large elections were shown to be “motivated in part by a racially dis- criminatory purpose’, this choice could be upheld on proof that the same decision “would have resulted” from other legitimate governmental concerns. Arlington Heights, supra, 97 S.Ct. at 566 n. 21; City of Richmond, supra, 422 U.S. at 373-374. Surely Mobile is no less entitled to a weighing of its substantial interests in maintaining a system of government both neutral on its face and adopted without racial purpose, which has served the City’s Citizens well for 66 years. B. Mobile’s Policy In Favor Of Its At-Large City Commission Is Not At All “Tenuous.” In- deed, That Policy Is Shared By Many Local Governments Throughout The Nation. The City’s Commission form of government was adopted in 1911 with the purpose of bringing more ef- ficient, business-like government to Mobile. (State- ment, See supra, pp. 6-7). The “manifest policy” of this City is not “tenuous” in any sense of the word, but is instead both rational and effective in practice. Commission government in general, and Mobile’s in particular, grew out of the progressive reform move- ment which began in the late nineteenth century. The Commission plan 51 “involves a small governing body ... possessing both individual and collective responsibility. As a group, the commissioners are a legislative body; as individuals, each is responsible for the administra- tion of a major city function, for example, public safety, parks and recreation, public works. Legisla- tion and administration are thus in the same hands.” The 50 States and Their Local Governments 475 (J. Fesler, ed., 1967) (“Fesler”). Such a government was viewed as a “simple, direct, business-like way” of administering municipal af- fairs. Woodruff, City Government by Commission 29 (1911) (“Woodruff”). The record shows that this was the very basis upon which the citizens of Mobile adopted their Commission plan. (Tr. 36-37). The combination of legislative power with clearly defined administrative responsibility was thought to make commission government more responsive, in part because citizens would be able to gain direct access to the official responsible for the particular area of their concerns. Woodruff, supra, at 30-31, 38-39. In fact, Commission government has been ‘quite responsive to the popular will” generally. Fesler, supra, at 477-478. And at least one empirical study has concluded that citizens in fact have greater access to government decision makers in Commission cities. R. Lineberry, E. Fowler “Reformism and Public Policies in American Cities”, 61 Am. Political Science Rev. 701, 716 (1971) (“Lineberry”). The record here clearly demonstrates that black Mobilians have enjoyed remarkable access to their Commissioners, and that such access has generally produced positive results. (See supra, p. 13). 52 At-large elections are an integral part of the Com- mission plan of government. E.g., E. Bradford, Com- mission Government in American Cities 162 (1911). Most council-manager governments, another in- creasingly popular product of the reform movement, also are predicated upon at-large elections because of the manager’s need for a city-wide rationalizing of policies. J. Rehfuss, Are At-Large Elections Best for Council Manager Cities?, 61 National Civic Review 236 (1972) (“Rehfuss’’); A. Bromage, Introduction to Municipal Government and Administration 225 (1957) (“Bromage’’). Indeed, “Reform values seem to have permeated urban political attitudes and expectations. Ward or district elections are clearly on the decline in the United States.” Rehfuss, supra, at 236. See also, Bromage, supra, at 225. The respective merits of at-large versus ward elec- tions have been widely discussed, and there remains no consensus either of political theory or of empirical evidence.?6 C. McCandless, Urban Government and Politics 191-99 (1970). One empirical study has con- cluded that “[r]eformers have substantially fulfilled their goals of developing structures which lead to election of councilmen who think more of the community as a 26 Even from a black perspective, “There is nothing sacred about the system of electing candidates to serve as alderman, councilmen, etc., by wards or districts. Geographical representation is not inherently right.” S. Car- michael, C. Hamilton, “The Search for New Forms,” in Power and the Black Community, 375, 382 (S. Fisher, ed., 1970). 53 whole and less of factional interest in making their decisions.” Lineberry, supra, at 701. Such a city-wide perspective should make conflicts “relatively easy to manage . . . because they will con- cern the merits of concrete issues, not generalized class antagonisms.” E. Banfield, J. Wilson, City Politics 334 (1965). A recent empirical study indeed shows that reform cities like Mobile tend to have less conflict or handle it better. C. Gilbert, Community Power Structure 13, 52 (1972). Pending resolution of this debate, “American cities have not been loathe to experiment with many types of representative democracy’ to find a form of govern- ment well suited to local needs and preferences. Bromage, supra, at 237. Of this Nation’s 18,500 municipalities, approximately 3% presently have Commission governments.?” Indeed, over 67% of all city governments employ at-large elections;?® and some 41% of this country’s over 3,000 counties also elect officials at-large.?? Surely Zimmer, like Equal Protection cases generally, requires that the legitimate policies un- derlying such governments be weighed before any ul- timate constitutional conclusion be reached. The Dis- trict Court clearly failed todo so, and its application of Zimmer to the City of Mobile should not be allowed to stand. As in Whitcomb v. Chavis, supra, 403 U.S. at 157: 27 The Municipal Year Book, International City Management Association, Tables 2 and 1/1 (1976). 28 Derived from Table 3/15, The Municipal Year Book, Inter- national City Management Association (1972). 29 Derived from Table 2, Governing Boards of County Governments: 1973, U.S. Bureau of the Census (1974). 54 “At the very least, affirmance of the District Court would spawn endless litigation concerning the [at- large electoral] systems now widely employed in this country.” III. The District Court’s Decision And Order Will Actually Disserve The Policies Of Integration The record clearly demonstrates that Mobile’s form of government is supported by sound policies which are in fact being served. In discarding these policies to ensure that “blacks have a realistic opportunity to elect blacks,” the District Court’s decision will actual- ly promote both racial polarization in City politics and perpetuate racial segregation in City housing. And these consequences are unmitigated by any real improvement in the effectiveness of black political participation. A. Single Member Districts Will Only Serve To Foster A Balkanized Enclave And Racially Polarized Government Which Will Actually Reduce Both The Political Effectiveness Of Blacks And The Efficiency Of City Govern- ment. At-large elections serve the central purpose of Com- mission government — that of providing officials responsive to the needs of the city as a whole, free of the divisive effects of district parochialism. F. Donnelly, “Securing Efficient Administration Under the Commission Plan”, Annals of the American Academy of Political and Social Science 218, 221 (1912). The legitimacy of this interest has been widely 95 recognized. E.g., Fortson v. Dorsey, supra, 379 U.S. at 438; Note, 81 Harv. L. Rev., supra, at 1857. Indeed, it was this very interest which the Supreme Court has suggested might justify the federal courts in imposing at-large districts by way of relief in apportionment cases. Chapman v. Meier, supra, 420 U.S. at 20 n.14. Only at the expense of this policy can Mobile be dis- tricted to guarantee the presence of blacks in some new governing body. To impose single-member districting upon Mobile will only subject the City to the “prospect of district sectionalism which usually occurs” in such a plan. Lipscomb v. Wise, supra, 399 F. Supp. at 795 n.16. And to do so on a basis suggest- ing that color is a proper basis for political choice is to ensure an electorate forever divided along racial lines: “When racial or religious lines are drawn by the State, the multiracial, multireligious communities that our Constitution seeks to weld together as one become separatist; antagonisms that relate to a race or to religion rather than to political issues are generated; communities seek not the best represen- tative but the best racial or religious partisan.” Wright v. Rockefeller, 376 U.S. 52,67 (1964) (Douglas, J., dissenting). The District Court has injected the concept of representation by race into a government heretofore racially neutral. The Court’s action can only be perceived by Mobile's electorate as sanction for the view that no white can adequately represent blacks, and perhaps, vice versa. Just as clearly as labelling a | 56 candidate by race on the ballot, the Court has indicated “that a candidate’s race or color is an important — perhaps paramount — consideration in the citizen's choice.” Anderson v. Martin, 375 U.S. 399, 402 (1965). Institutionalizing such a view can only exacerbate racism and diminish the real political effectiveness of Mobile’s black minority. As this Court has recognized, the question of how minorities are best assured of meaningful political participation is highly problematic. Turner v. McKeithen, supra, 490 F.2d at 197 n.24.30 To assure election of blacks by creation of “safe” single-member districts is not necessarily to maximize black political effectiveness.3! Jewell, Local Systems of Representation: Political Consequences and Judicial Choices, 36 Geo. Wash. L.Rev. 790, 803 (1968). A black minority may 30 “There is no agreement on whether the political interests of a minority group are best maximized by an overwhelming ma- jority in a single district, bare majorities in more than one dis- trict or a substantial proportion of the voters in a number of dis- tricts.” This last option is not meaningfully distinguishable from a situa- tion in which the minority constitutes a substantial proportion of the at-large electorate, as in Mobile. 31 Indeed opponents of at-large elections have suggested that elections by single-member geographical districts may not ade- quately guarantee minority representation. Note, Ghetto Voting and At-Large Elections: A Subtle Infringement Upon Minority Rights, 59 Geo. L. Rev. 989, 1009-11 (1970). Institutionalized systems of proportional representation of interest groups (such as those formerly used in New York City and Cincinnati, Ohio) and enlargement of city councils “to the size of state legislatures” have been proposed as the ultimate solution. Id. Yet, “the most significant study and defense of electoral institutions which are designed to mute majoritarian influence can fairly be read to argue against racial constituencies inthe American con- text.” Wright v. Rockefeller and Legislative Gerrymanders: The Desegregation Decisions Plus a Problem of Proof, 72 Yale L.J. 1041, 1050 n.49 (1963) (emphasis added), citing MacKenzie, Free Elections (1958). S7 “have greater influence on a legislative delegation of a city council elected at-large than on one elected by districts. All the legislators or councilmen elected at-large would have Negro constituents; only a minority of those elected by districts would represent Negroes. Whether Negro voters could affect decisions more through greater influence on a few representatives or a smaller degree of influence on all representatives might be a difficult question for Negro leaders to answer. It would be an even more difficult decision for a court attempting to determine the constitutionality of at-large elec- tions.” Id. Thus, the reform model of political representation is “not inherently less desirable” from the standpoint of effective minority participation. Carpeneti, supra, 120 U.Pa. L.Rev. at 692.32 Several Courts have encountered situations in which at-large electoral systems might actually provide minority groups with more effective political participation than would be possible under single- member districting. Thus, in Lipscomb v. Wise, supra, the Court recognized that no single member district- ing plan could assure blacks more than 25% of seats on 32 Indeed, a minority may “wield political clout dispropor- tionately large for its numbers.” Carpeneti, supra, 120 U.Pa. L.Rev. at 692-693. For example, in Mobile’s 1973 elections, blacks provid- ed the “swing” vote which elected Commissioner Greenough. (Statement, supra, pp. 9-10). And “There is also strong evidence to support the contention that a specific group may have its interest better represented in a legislative body by a representative who is not one of the group but who is sensitive to its needs than when the group is represented by one of its own members.” C. McCandless, Urban Government and Politics 199 (1970). 58 the Dallas City Council. 399 F. Supp. at 795n.16. Under such circumstances, “it would be possible for a [white] majority of [the city] council to ‘freeze out’ this 25% and for all practical purposes ignore minority in- terests.” Id. And in Wilson v. Vahue, supra, 403 F. Supp. at 64, the Court noted testimony that under single-member districting, “the election can mor easi- ly take on racist overtones”, with the result that, “instead of having some degree of access to all com- missioners, there could possibly be a polarization of Anglos against the minorities and these minority groups might be effectively shut out altogether from access to a representative.” Similarly, in Dove v. Moore, 539 F.2d 1152 (8th Cir. 1976), the Court noted that single-member districting would not necessarily enhance black political strength. Under such a plan, the white majority on the council “would have little political incentive to give con- sideration to black concerns. By contrast, under the present at-large system, every candidate has a 40 percent black constituency which cannot be ignored with impunity.” 539 F.2d at 1155 n.4. The decision of the Court below not only heightens the racial partisanship which the Fourteenth and Fifteenth Amendments were designed to overcome, but produces a climate in which efficient and respon- sive government is unlikely to flourish. The creation of “[r]acial boroughs’ is “at war with democratic stan- dards.” Wright v. Rockefeller, supra, 376 U.S. at 62 59 (Douglas, Jr. dissenting). It cannot be accomplished “without increasing segregation and aggravating the polarization of the races in the community.” Taylor v. McKeithen, 499 F.2d at 911 (5th Cir. 1975).33 The record below clearly shows that black Mobilians are free to participate in city politics, that their votes have real clout, and that the City’s elected officials do indeed respond to black needs. (Statement, supra, pp. 14-15). There is no reason to expect that dis- establishment of Mobile’s existing form of govern- ment will lead to a better result, and ample reason to expect the contrary. B. Single Member Districting To Accomplish Representation By Race Will Perpetuate De Jure Mobile’s Existing De Facto Pattern Of Residential Segregation. A high degree of residential segregation presently exists in Mobile. (423 F. Supp. at 386). This de facto pattern of segregated housing has “resulted in con- centration of black voting power.” (Id.) If the District Court’s premise of racially polarized voting is correct, it is upon this very ‘concentration’ that single- member districting will depend for its success in providing blacks “a realistic opportunity to elect blacks” to the City’s new governing body. (423 F. Supp. at 403). Single-member districting may predictably 33 There, the Fifth Circuit held that creation of “safe” black seats could only be accomplished at the expense of black voting power in other districts, thus allowing white officials in the latter dis- tricts to “ignore with impunity the special needs of blacks. . .”’ 499 F.2d at 902. 60 produce black councilmen, but only so long as blacks remain residentially segregated. For this reason, districting itself will tend to perpetuate and amplify the City’s segregated housing pattern. Because the District Court has placed its imprimatur upon a system designed to assure that blacks are represented by blacks, black citizens who move to a predominant- ly white district, will be “diluting” their own votes. And any white voter encompassed within a black dis- trict must, of course, move out to assure himself of “a realistic opportunity to elect’ a white representative. This tendency of districting to exacerbate segrega- tion is not speculative, but quite real. For example, in Lipscomb v. Wise, supra, the Court expressed concern that the imposition of single-member districting, with its tendency to ‘amplify segregated housing patterns,” might inhibit the “assimilation” of black citizens in the City of Dallas. 399 F. Supp. at 793 n.12. And in United Jewish Organizations, supra, the Chief Justice strongly criticized New York’s racial quota districting plan as a step backward from the American goal of a “truly homogeneous society.” 45 U.S.LL.W. at 4233 (dissenting opinion). Such a plan, he reasoned, “tends to sustain the existence of ghettos by promot- ing the notion that political clout is to be gained or maintained by marshalling particularracial, ethnic or religious groups in enclaves. It suggests to the voter that only a candidate of the same race, religion or ethnic origins can properly represent that voter’s interests and that such candidate can be elected only from a district with a sufficient minority concentra- tion.” Id. 61 Segregated housing patterns lie at the root of such complex social problems as school desegregation. See, e.g., Milliken v. Bradley, 418 U.S. 717, 764 (1974) (White, J., dissenting). And it is just such residential segregation which injects the racial element, real or imagined, into the provision of municipal services. See, e.g., Hawkins v. Town of Shaw, supra, 437 F.2d at 1287-88 (panel decision); Beal v. Lindsay, 468 F.2d 287, 288 (2d Cir. 1972). To remedy the pervasive effects of residential segregation in our society, numerous federal programs have been implemented to eliminate artificial barriers to integrated housing, and to affirmatively promote a greater degree of racial homogeneity in residential patterns. E.g., Housing and Community Development Act of 1974, 42 U.S.C. §5301 et seq. In Mobile, as in Lipscomb v. Wise, supra, 399 F. Supp. at 793 n.12, “[i]t would be indeed ironic if a remedy for [alleged] dilution of voting strength result- ed in a major impediment” to the ultimate breakdown of the City’s segregated housing patterns. IV. The Orders Appealed From Are Judicial Legisla- tion Violating The Principles Of Federalism And The Tenth Amendment Of The Constitution Of The United States For all the reasons set forth above, the District Court’s orders herein are erroneous and must be re- versed. But there is an overriding constitutional prin- ciple under our Federal system of government with which these legislative orders directly conflict and which requires that they be set aside under the Con- stitution of the United States. 62 The Federalism scheme of the Federal Constitution does not permit the Federal Government through its Legislative, Executive or Judicial divisions to prescribe the powers, forms, and integral functions of local government to the States. That power under Federalism and the Tenth Amendment is reserved to the States. In National League of Cities v. Usery, 426 U.S. 833 (1976), for example, the Supreme Court held that Congress lacks constitutional power “to directly displace the States’ freedom to structure integral operations in areas of traditional governmental func- tions...” 426 U.S. at 852. The power of State and local governments to deter- mine for themselves how they shall be governed is clearly so protected from Federal incursion. For “No function is more essential to the separate and independent existence of the States and their governments than the power to determine within the limits of the Constitution. . . the nature of their own machinery for filling local public offices.” Oregon v. Mitchell, 400 U.S. 112, 125 (1970). The Equal Protection Clause “was never intended to destroy the States’ power to govern themselves” in this area. Id. at 126. Nor does it place State and local governments within a “uniform straitjacket” which precludes their choice of the form of government and electoral system thought to best suit local needs and preferences. Avery v. Midland County, supra, 390 U.S. at 485.34 34 In Young v. American Mini Theatres, Inc, U.S. __, 96 S.Ct. 2440 (1976), the Supreme Court rejected a constitutional challenge to a Detroit zoning ordinance, stating: “It is not our function to appraise the wisdom of [Detroit’s] deci- 63 Whitcomb v. Chavis, supra, 403 U.S. at 156-160, makes it quite clear that the Federal Judiciary does not sit as a body of political scientists weighing the ef- ficacy of varying theories of government or political representation. At the municipal level, “the question of districting has been at the heart of the controversies over the form of government to be adopted, and the advocates of at-large and single- member districting have articulated conflicting theories about the representative process.” Jewell, Local Systems of Representation: Political Con- sequences and Choices, supra, 36 Geo. Wash. L. Rev. at 804. Yet the District Court in the instant case was simply disposed “to choose among competing bases of repre- sentation — ultimately, really, among competing theories of political philosophy — in order to estab- lish an appropriate form of government...” Baker v. Carr, 369 U.S. 186, 300 (1962) (Frankfurter, J., dissen- ting). The District Court’s restructuring of Mobile’s entire form of government is by far the most flagrant Federal take-over in all history, a takeover of a function as- signed to the States by our Federal system under the Constitution of the United States. A look at the 59 pages of “legislation” contained in that Court’s Order of March 9, 1977 — governing virtually every aspect of the City’s municipal life — confirms the truth of this. The Orders of the District Court speak for them- sion .... [T]he city’s interest in attempting to preserve the quality of urban life is one that must be accorded high respect. Moreover, the city must be allowed a reasonable opportunity to experiment with solutions to admittedly serious problems.” 96 S. Ct. at 2453. 64 selves, and thus speaking, demonstrate their constitu- tional invalidity under the principles of Federalism recently reaffirmed in National League of Cities, supra. As the Supreme Court noted in San Antonio School District v. Rodriguez, 411 U.S. 1 (1973), where the constitutional challenge was to a system of public school financing used by Texas and most other States: “[E]very claim arising under the Equal Protection Clause has implications for the relationship between national and state power under our federal system.” 411 U.S. at 44. The Court upheld Texas’ plan, with the comment that “it would be difficult to imagine a case having a greater potential impact on our federal system than the one now before us...” Id. Given the great number of localities which, like Mobile, use at-large elections in their Commission governments, and the still greater number employing the council-manager form which is similarly premis- ed on such elections (see supra, pp. 52-53), the instant case is the “difficult-to-imagine” one which may have an impact upon our Federal system far greater than that faced in Rodriguez. CONCLUSION The holding of the District Court that the City’s Commission Government unconstitutionally denies black Mobilians access to the political process is wholly without a legal or factual foundation. This 65 Court in Nevett v. Sides, and the Supreme Court in United Jewish Organizations, have made it plain that even if voting in Mobile were racially polarized, such a voting pattern does not in itself infringe Plaintiffs’ constitutional rights. The District Court erred also in holding that no proof of discriminatory purpose or intent was necessary to invalidate the City’s facially neutral form of govern- ment. This view is flatly contradicted by the recent decisions of the Supreme Court in Washington v. Davis, Arlington Heights, and United Jewish Or- ganizations. The undisputed evidence below clearly demonstrates that the City’s government was adopt- ed with no such invidious intent or purpose. The holding of the District Court, and its two orders disestablishing Mobile’s Commission Government and instituting a new mayor-council plan, are uncon- stitutional judicial legislation and must be reversed. Respectfully submitted, C. B. Arendall, Jr. William C. Tidwell, III Travis M. Bedsole, Jr. Post Office Box 123 Mobile, Alabama 36601 Fred G. Collins, City Attorney City Hall Mobile, Alabama 36602 Charles S. Rhyne William S. Rhyne Donald A. Carr Martin W. Matzen 400 Hill Building Washington, D.C. 20006 66 CERTIFICATE OF SERVICE I certify that two copies of the foregoing brief have been served upon opposing counsel of record by plac- ing the same properly addressed in the United State Mail with adequate postage affixed thereto this yz z day of April, 1977. 8 Mondo, BY : Of Counsel | | ia APPENDIX A A BRIEF HISTORY OF THE GOVERNMENT OF THE CITY OF MOBILE Here follows a brief review of the various forms of city government existing in Mobile since prior to statehood: 1. 1814 [At-large]: Seven Commissioners were elected at-large for the town of Mobile; they elected a President from their number. Act of Legislature of the Territory of Mississippi, January 23, 1814. (Source: Toulmin’s Digest, p. 780). 2. 1819 [At-large]: The City of Mobile was incor- porated, governed by a mayor and six aldermen to be elected at-large annually. Ala. Act. No. ____ (1819) (passed December 17, 1819). (Source: Toulmin’s Digest, p. 784) (Alabama became a state in 1819). 3. 1826 [At-large election; officers to make modification]: A mayor and six aldermen were to be elected at-large. Upon election, one of their tasks was to be to divide the City into three or more multi- member districts; the plan was that after such a divi- sion two or more aldermen would be elected “from each of the said wards”. Thus, while the proposed changeover was away from citywide election at-large, the districts were not single-member districts. Since the Legislature repeated its line-drawing mandate seven years later, it is apparent that the wards were not in fact drawn, doubtless because of the | | | 2a general difficulty inherent in drawing political sub- division lines. Ala. Acts No. ____ (1826) (p. 33). 4. 1833 [No change]: The Legislature required the election of special Commissioners whose only function was the difficult one reflected in their oath of office: “That we will make a just and equal division of the City of Mobile, into four wards, . . . so help us God”. Ala. Acts No. 68 (1833). 95. 1840 Neither plaintiffs nor defendants are able to locate this statute. 6. 1844 [Hybrid plan]: This statute provided the basic form of city government which would obtain (with a short “Port of Mobile” hiatus period) until 1911, with various alterations from time to time. Under §6, the mayor and the “Common Councilmen” (seven in number) were elected at-large, citywide. One of the common councilmen was required to reside in each ward. There was also a board of aldermen, com- posed of persons elected from seven multi-member districts (wards) electing two aldermen each. Under §18 of the statute, the board of aldermen and the common councilmen could enact ordinances, in a bicameral fashion. However, the two bodies “in a con- vention” with the mayor also exercised executive functions, appointing and removing city employees, and exercising general control over the City (§§13 & 15). 3a 6A. 1852 [Hybrid plan]: This statute raised the number of aldermen elected from each multi-member ward to three. Ala. Acts No. ___ (1852). 7. 1866 [Hybrid plan]: No significant change was made from 1852, except that (a) the three alder- men from each ward were elected for staggered terms, and (b) the number of wards was raised from seven to eight. Ala. Acts No. ____ (1866) (Feb. 2, 1856). 8. 1868 [July 18, 1868] [At-large]: The Legisla- ture found that the municipal offices “have become va- cant by reason of the expiration of their terms of office, as military appointments under the Reconstruction Acts of Congress’, and empowered the Governor to fill the vacancies by appointment. The statute also repealed §6 of the 1866 Act, which had provided that the aldermen be elected by ‘the citizens of their respective wards’. The intent of the Legislature, in abolishing election of aldermen from multi-member wards, was obviously that both the aldermen and the councilmen be elected citywide in the next election (which seems to have never been held because of the change later that year). Since the Legislature did not repeal §5 of the 1866 Act, the proviso therein was left standing that “one of the said common councilmen shall reside in each of the several wards’. Despite the July 1868 repealer of the provision for election of aldermen by “the citizens of their respective wards”, the July 1868 Legislature left standing (as a part of §5 of the 1866 Act) a provi- sion, now clearly to be read in the light of citywide aldermanic elections, that the board of aldermen 4a consisted “of three aldermen for each ward” (emphasis added) (§5, 1866 Act). In July 1868, then, the Alabama Legislature evidently viewed election “for” a ward as a residence requirement, else they would have in July 1868 repealed that portion of §5 of the 1866 Act when they repealed the other provision which had formerly mandated election from or by rather than for a particular ward. Ala. Acts No. ____ (1868) (p. 4). 9. 1868 [December, 1868] [no change]: This stat- ute vacated the earlier 1868 appointments, providing that the Governor could appoint an alderman or councilman “without reference to the ward in which he may reside”. The at-large election of both alder- men and councilmen, with a residence requirement, remained unchanged. Ala. Acts No. 71 (1868). 10. 1870 [At-large]: This statute substantially repealed the former act, declaring the former offices vacant. It provided that the Governor would appoint the mayor, twenty-four aldermen, and eight members of the common council, and also provided that the Governor might appoint these officials without ref- erence to which ward the appointee resided in. The councilmen and aldermen were apparently still to be elected at-large, with a residence requirement, under the 1868 modification of the 1866 Act. Ala. Acts No. 97 (1870). 11. 1871 [No significant change]: Ala. Act No. 148 (1871). 12. 1874 [At-large]: This statute provided that the aldermen, mayor, members of the common council (and also treasurer, auditor, and collector of taxes) Sa “shall be elected by the qualified voters of the City of Mobile”, and further provided that “the aldermen and members of the common council must be residents of the ward for which they are respectively elected’. Since both the council members and the aldermen un- der the 1874 statute are elected “for” wards, if the plan is single-member in nature, it must necessarily be single-member in toto, not just in part, since the “for” covers both council members and aldermen. 13. 1879 [At-large]: This statute abolished the City of Mobile, and provided that the Governor, with the advice and consent of the Senate, would appoint three commissioners to liquidate the City. Ala. Acts No. 307 (1879). The same session of the Legislature [Ala. Acts No. 308 (1879)] incorporated the “Port of Mobile”. The Port of Mobile was to be governed by eight commissioners elected at-large, one for each ward who must reside in that ward. The Commission would then elect a President. 14. 1886 [At-large]: In 1886, the City was re- established, with (again), a mayor, a Board of Alder- men, and a Board of Councilmen. It is quite clear that this 1886 city government form was an at-large, city- wide election with aresidencerequirement. Section 12 of the statute provides clearly that ‘“[s]aid mayor and each of said aldermen and councilmen shall be elect- ed by the qualified votes [sic: voters] of all the wards in the City of Mobile, voting in the wards of their respec- tive residence”. There was also a residence require- ment for councilmen in §12 of the statute, which is clearly what the Legislature had in mind earlier in the statute when it stated that one councilman would be elected “for each ward in the City”. Section 4 of the Act, 6a of course, also provided explicitly that the aldermen are elected at-large. Ala. Acts No. 152 (1886). 15. 1897 [At-large]: No change significant to this case; same form of government was retained. Ala. Acts No. 214 (1897). 16. 1901 [At-large]: No change significant to this case; same form of government was retained. Ala. Acts No. 1039 1/2 (1901). 17. 1911 [At-large]: The commission form of government was established in 1911, the at-large feature of which has been continually in effect. Ala. Acts No. 281 (1911). 18. 1940 [Specific duties]: This amendment provided that a mayor would be elected specifically to that position, and a division of the administrative tasks was made by statute between the two associated commissioners, one of whom was assigned by the ma- jority of them to each set of tasks. ALA. CODE tit. 27, §95 (1940). 19. 1945 [Number posts, no apportionment]: In 1945, the apportionment of administrative tasks by statute was repealed, but numbered posts were initiat- ed. Ala. Acts No. 294 (1945). 20. 1965 [Specific duties]: Specific duties were assigned to specific commission posts, and a system of rotation of the mayoralty was established. Ala. Acts No. 823 (1965). C R A t t