Stevens-Rucker v. Frenz Petition for Writ of Certiorari
Public Court Documents
November 21, 2018
Cite this item
-
Brief Collection, LDF Court Filings. Stevens-Rucker v. Frenz Petition for Writ of Certiorari, 2018. 6b22972f-c59a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/24aeffa1-446c-4f3b-8f10-f4b4c4d978c6/stevens-rucker-v-frenz-petition-for-writ-of-certiorari. Accessed December 04, 2025.
Copied!
______________ No. ______________
In The
Supreme Court of tlje fHntteti States!
Pa t t i St e v e n s -R u c k e r ,
A d m in is t r a t o r o f th e E s ta te o f Ja s o n W h it e ,
D e c e a s e d ,
Petitioner,
v.
S e r g e a n t J o h n F r e n z (#5141) a n d
O f f ic e r D u s t in M cK ee (#2611),
Respondents.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Sixth Circuit
PETITION FOR WRIT OF CERTIORARI
Sh e r r il y n A. Ifil l
Director-Counsel
J a n a i S. N e l s o n
Sa m u e l S p it a l
NAACP L e g a l D e f e n s e &
E d u c a t io n a l F u n d , In c .
40 Rector Street
5th Floor
New York, NY 10006
November 21, 2018
D a n ie l S. H a r a w a *
NAACP L e g a l D e f e n s e &
E d u c a t io n a l F u n d , I n c .
700 14th St. NW
Suite 600
Washington, DC 20005
(202) 682-1300
dharawa@naacpldf.org
Counsel for Petitioner
Patti Stevens-Rucker
* Counsel of Record
mailto:dharawa@naacpldf.org
1
QUESTION PRESENTED
Sergeant John Frenz and Officer Dustin McKee
shot Jason White—a decorated veteran suffering a
mental health crisis—several times. While Mr.
White lay bleeding on the ground, another officer
handcuffed Mr. White and rolled him onto his
stomach. Sergeant Frenz and Officer McKee were
both trained as first responders, yet neither tried to
help Mr. White even though they could “clearly see
he was dying.” Instead, they stood over him and
watched him bleed to death for the fifteen minutes it
took the ambulance to arrive.
The district court held that the officers’ failure to
assist Mr. White as he lay bleeding to death violated
the Fourteenth Amendment, but a divided Sixth
Circuit reversed. Relying on a Ninth Circuit
decision, the majority held that the officers satisfied
their constitutional obligations by “summoning aid”
because police have no constitutional duty “to
intervene personally.” By contrast, the Eighth and
Tenth Circuits have held that police officers trained
in first aid are constitutionally obliged to assist
persons in their custody who need care when it is
safe to do so.
The question presented is:
Are there circumstances in which police officers
are constitutionally obligated to help a person
injured during arrest, as the Eighth and Tenth
Circuits have held, or do officers necessarily satisfy
11
their constitutional obligations by radioing for help,
as the Sixth and Ninth Circuits have held?
PARTIES TO THE PROCEEDINGS
Petitioner Patti Stevens-Rucker, as
Administrator of the Estate of Jason White, was
plaintiff-appellee and cross-appellant in the court of
appeals.
Respondents Sergeant John Frenz (#5141) and
Officer Dustin McKee (#2611) were defendant-
appellants and cross-appellees in the court of
appeals.
iii
IV
CORPORATE DISCLOSURE STATEMENT
Counsel for Patti Stevens-Rucker, the NAACP
Legal Defense and Educational Fund, Inc., is a non
profit organization that has not issued shares of
stock or debt securities to the public and has no
parent corporation, subsidiaries, or affiliates that
have issued shares of stock or debt securities to the
public.
V
TABLE OF CONTENTS
QUESTION PRESENTED........................................... i
PARTIES TO THE PROCEEDING........................... iii
CORPORATE DISCLOSURE STATEMENT......... iv
TABLE OF AUTHORITIES.................................... viii
OPINIONS BELOW......................................................1
JURISDICTION............................................................ 1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED.......................................... 2
INTRODUCTION.........................................................4
STATEMENT OF THE CASE.....................................6
A. Sergeant Frenz and Officer McKee
Encountered Jason White While He
Was Suffering a Mental Health Crisis
and Shot Him Several Times..........................6
B. Sergeant Frenz and Officer McKee Did
Not Provide Jason White Any Medical
Aid While He Bled to Death in Front
of Them........................................................... 10
C. The District Court Denied the Officers
Summary Judgment...................................... 11
PAGE
VI
D. A Divided Sixth Circuit Reversed the
District Court..................................................13
REASONS FOR GRANTING THE PETITION.......16
I. THE CIRCUITS ARE DIVIDED ON
WHETHER POLICE EVER HAVE A
DUTY TO RENDER AID..................................... 18
A. The Sixth and Ninth Circuits Have
Held Police Officers Necessarily
Satisfy Their Constitutional
Obligations by Summoning Aid and
Have No Duty to Intervene
Personally....................................................... 20
B. The Eighth and Tenth Circuits Have
Held There Are Circumstances When
Police Officers Have a Constitutional
Obligation to Personally Render Aid........... 23
II. THE QUESTION PRESENTED IS
IMPORTANT AND RECURRING......................28
CONCLUSION............................................................ 31
TABLE OF CONTENTS
(CONTINUED)
PAGE
vii
TABLE OF CONTENTS
(CONTINUED)
PAGE
APPENDIX
Opinion of the United States Court of
Appeals for the Sixth Circuit....................App. la
Opinion and Order of the United States
District Court for the Southern
District of Ohio.........................................App. 35a
Order of the United States Court of
Appeals for the Sixth Circuit..................App. 86a
V l l l
TABLE OF AUTHORITIES
PAGE(S)
Adams v. Custer,
No. 14 Civ. 80403(DTH),
2016 WL 155081
(S.D. Fla. Jan. 12, 2016)................................ 22-23
Ashworth v. Round Lake Beach Police Dep’t,
No. 03 Civ. 7011 (PEP),
2005 WL 1785314
(N.D. 111. July 21, 2005)........................................27
Estate of Booker v. Gomez,
745 F.3d 405 (10th Cir. 2014)......................passim
City of Canton v. Harris,
489 U.S. 378 (1989).........................................23, 29
City of Revere v. Massachusetts General
Hospital,
463 U.S. 239 (1983)...................................... passim
Estelle v. Gamble,
429 U.S. 97 (1976).....................................12, 20, 27
Henriquez v. City of Bell,
No. 14 Civ. 196(GW),
2015 WL 13423888
(C.D. Cal. Sept. 10, 2015).....................................22
Kingsley v. Hendrickson,
135 S. Ct. 2466 (2015)...........................................23
IX
CASES:
TABLE OF AUTHORITIES
(CONTINUED)
PAGE(S)
Kisela v. Hughes,
138 S. Ct. 1148 (2018)...........................................30
Maddox v. City of Los Angeles,
792 F.2d 1408 (9th Cir. 1986)........... 16, 19, 20, 22
McRaven v. Sanders,
577 F.3d 974 (8th Cir. 2009).......................passim
New Jersey v. T.L.O.,
469 U .S . 325 (1985)......................................... 28-29
Petro v. Town of W. Warwick ex rel. Moore,
889 F. Supp. 2d 292 (D.R.I. 2012).......................27
Reyes ex rel. Reyes v. City of Fresno,
No. 13 Civ. 0418(LJO),
2013 WL 2147023
(E.D. Cal. May 15, 2013)..................................... 23
Sparks v. Susquehanna County,
No. 05 Civ. 2274(JMM),
2009 WL 922489
(M.D. Pa. Apr. 3, 2009).........................................27
Stogner v. Sturdivant,
No. 10 Civ. 125(JJB),
2010 WL 4056217
(M.D. La. Oct. 14, 2010)....................................... 23
X
TABLE OF AUTHORITIES
(CONTINUED)
PAGE(S)
CASES:
Tate v. Dunnigan,
No. 06 Civ. 169(RAE),
2007 WL 4353456
(M.D.N.C. Dec. 7, 2007)........................................23
Tennessee v. Garner,
471 U.S. 1 (1985)................................ 30
Wallace v. Jackson,
667 F. Supp. 2d 1267 (M.D. Ala. 2009)...............27
CONSTITUTIONAL PROVISION:
U.S. Const, amend. XIV...........................................2, 5
STATUTES AND RULES:
28 U.S.C. § 1254............................................................ 1
42 U.S.C. § 1983............................................................2
Sup. Ct. R. 10 .............................................................. 16
XI
TABLE OF AUTHORITIES
(CONTINUED)
PAGE(S)
OTHER AUTHORITIES:
Bureau of Justice Statistics, Arrest-Related
Deaths Program Redesign Study, 2015-
16: Preliminary Findings (Dec. 2016),
https://www.bjs.gov/content/pub/pdf7ard
prsl516pf_sum.pdf................................................17
Dep’t of Justice, FBI, 2015 Crime in the
United States, https://ucr.fbi.gov/crime-
in-the-u.s/2015/crime-in-the-u.s.-
2015/persons-arrested/persons-arrested............. 29
Ted R. Miller et al., Perils of Police Action:
A Cautionary Tale from US Data Sets,
23 Injury Prevention (July 25, 2016),
https://injuryprevention.bmj.com/conten
t/23/1/27.................................................................. 17
Reuters, Reuters Finds 1,005 Deaths in
U.S. Involving Tasers, Largest
Accounting to Date (Aug. 22, 2017),
https://www.reuters.com/article/us-axon-
taser-toll/reuters-finds-1005-deaths-in-
u-s-involving-tasers-largest-accounting-
to-date-idUSKCNlB21AH...................................17
Wash. Post, Fatal Force 2015,
https://www.washingtonpost.com/graphi
cs/national/police-shootings/?..............................17
https://www.bjs.gov/content/pub/pdf7ard
https://ucr.fbi.gov/crime-in-the-u.s/2015/crime-in-the-u.s.-2015/persons-arrested/persons-arrested
https://ucr.fbi.gov/crime-in-the-u.s/2015/crime-in-the-u.s.-2015/persons-arrested/persons-arrested
https://ucr.fbi.gov/crime-in-the-u.s/2015/crime-in-the-u.s.-2015/persons-arrested/persons-arrested
https://injuryprevention.bmj.com/conten
https://www.reuters.com/article/us-axon-
https://www.washingtonpost.com/graphi
PETITION FOR WRIT OF CERTIORARI
Patti Stevens-Rucker, as Administrator of the
Estate of Jason White, respectfully petitions for writ
of certiorari to review the judgment of the United
States Court of Appeals for the Sixth Circuit.
OPINIONS BELOW
The order of the United States Court of Appeals
for the Sixth Circuit denying rehearing en banc is
reproduced at App. 86a-87a. The opinion of the
United States Court of Appeals for the Sixth Circuit
affirming in part and reversing in part the judgment
of the district court is reproduced at App. la-34a.
The opinion of the United States District Court for
the Southern District of Ohio granting summary
judgment in part and denying summary judgment in
part is reproduced at App. 35a-85a.
JURISDICTION
The court of appeals denied Ms. Stevens-
Rucker’s petition for rehearing en banc on August
24, 2018. This Court has jurisdiction under 28 U.S.C.
§ 1254.
2
CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED
Section 1 of the Fourteenth Amendment to the
United States Constitution provides:
All persons born or naturalized in the
United States, and subject to the
jurisdiction thereof, are citizens of the
United States and of the State wherein
they reside. No State shall make or
enforce any law which shall abridge the
privileges or immunities of citizens of
the United States; nor shall any State
deprive any person of life, liberty, or
property, without due process of law;
nor deny to any person within its
jurisdiction the equal protection of the
laws.
U.S. Const, amend XIV § 1.
Title 42 U.S.C. § 1983 provides:
Every person who, under color of any
statute, ordinance, regulation, custom,
or usage, of any State or Territory or
the District of Columbia, subjects, or
causes to be subjected, any citizen of
the United States or other person
within the jurisdiction thereof to the
deprivation of any rights, privileges, or
immunities secured by the Constitution
and laws, shall be liable to the party
injured in an action at law, suit in
3
equity, or other proper proceeding for
redress . . . .
42 U.S.C. § 1983.
4
INTRODUCTION
Police in America arrest over 10 million people
each year. Each year, over 55,000 people are injured
or die during arrest. And, on average, there are 135
arrest-related deaths each month. This case asks the
Court to answer the question it left open 35 years
ago in City of Revere v. Massachusetts General
Hospital, 463 U.S. 239 (1983), and define police
officers’ “due process obligations” to provide medical
care to persons under arrest. Specifically, this case
asks whether the Constitution allows for police
officers to shoot someone and then stand over him
and watch him die for fifteen minutes without trying
to render the aid that they were trained to provide.
Jason White, a decorated Iraq War veteran,
suffered mental health issues triggered by his
military service. One November morning, Mr. White
was suffering a mental health crisis and, while
holding a knife, mistakenly entered an apartment
that he believed was his. Police officers responded to
the scene. They recognized Mr. White had a “vacant”
look in his eyes and was “out of it.” Even so, when
Mr. White did not comply with their commands, the
officers shot Mr. White several times—in the
shoulder, back, and directly in the chest.
After repeatedly shooting Mr. White, Sergeant
John Frenz and Officer Dustin McKee stood over Mr.
White for fifteen minutes as they waited for an
ambulance to arrive. Both officers were trained as
first responders, yet neither tried to help Mr. White
as he was on the ground gushing blood. The district
5
court held that the officers violated Mr. White’s due
process right to medical care. A divided Sixth Circuit
reversed, holding that the officers satisfied their
constitutional obligations by “summoning aid”
because they had no duty to “intervene personally.”
Although the Court has said the Fourteenth
Amendment requires police to provide medical care
to persons in their custody, it has twice declined to
define what that care looks like. The Court has,
however, made clear that the required level of care
as a matter of due process for persons in police
custody is at least as great as the level of care
required by the Eighth Amendment for convicted
prisoners. See Revere, 463 U.S. at 244.
The courts of appeals disagree about the level of
care police must personally provide to arrestees who
are injured while in their custody. The Eighth and
Tenth Circuits have held there are occasions in
which the Fourteenth Amendment obligates officers
to personally provide care to an arrestee. On the
other hand, the Sixth and Ninth Circuits have held
that officers necessarily satisfy their constitutional
obligations by summoning aid. That position would
mean the level of care required for arrestees is even
less than the Eighth Amendment floor, which is
plainly inconsistent with this Court’s precedent.
Given the momentousness of the question
presented, and the fact that the courts of appeals are
divided over its answer, the Court should take this
chance to define an arrestee’s due process right to
medical care while in police custody.
STATEMENT OF THE CASE
6
Decorated veteran Jason White was 31 years old
when he was shot and killed by police. App. 2a. He
had been honorably discharged from the U.S. Army
just three years prior, after being deployed for
almost a year in Iraq and receiving many honors for
his service. ECF No. 87-32 at 3-4 (forensic
psychologist evaluation).1
After leaving the military, Mr. White was
hospitalized “numerous times” at Veterans
Administration Hospitals and was diagnosed with
paranoid schizophrenia and depression, “believing he
was under surveillance and fearful for his life.” Id. at
4. Three days before his death, Mr. White went to
the VA to report that he had not been sleeping, that
he was experiencing paranoia, and that his
medications were not working. Id. at 5. The VA
doctor who examined Mr. White noted that his
rapport was “poor” and that he was “delusional” and
generally “deteriorating.” Id. Yet, because Mr. White
was not “deemed as a threat to himself or others,” he
was “referred for further outpatient care.” Id.
A. Sergeant Frenz and Officer McKee
Encountered Jason White While He Was
Suffering a Mental Health Crisis and
Shot Him Several Times.
In the early morning hours of November 17,
2013, Ashley Cruz woke up to find a shirtless man 1
1 “ECF” citations are to the record as reflected on the district
court’s public docket.
7
holding a kitchen knife inside her apartment. App.
36a; App. 2a. Ms. Cruz asked the man to leave, but
he just kept “looking around.” App. 36a. The man
was Jason White. Ms. Cruz testified that Mr. White
“appeared confused and asked [Ms.] Cruz what she
was doing in his home.” Id. “[Mr.] White then began
exiting and reentering the apartment, stating that
something happened to him and that something was
not right.” Id. Mr. White eventually left the
apartment long enough for Ms. Cruz to lock the door.
Id. She called 911 and told the operator that Mr.
White “may have been on drugs because [he] was not
making any sense.” App. 37a.
Officer Don Alderman received the dispatch call
of a “man with a knife.” App. 4a. The dispatcher
warned that the suspect was “out of it. He was
talking but it made no sense.” App. 37a (quotation
marks omitted). Officer Alderman went to the scene.
App. 38a. He saw Mr. White in a breezeway and
approached him with his gun drawn. Id.
From 45-60 feet away, Officer Alderman ordered
Mr. White to show him his hands. Id. Mr. White’s
hands were empty. Id. Officer Alderman then asked
Mr. White to turn around. Id. Mr. White did so,
dropping his hands. Id. Officer Alderman yelled for
Mr. White to put his hands back up. Id. Instead, Mr.
White turned back around. Id. As Officer Alderman
explained, Mr. White was “looking around and not
really even looking at [him], but almost just kind of
looking through [him].” App. 4a.
8
Officer Alderman unholstered his taser and
shouted at Mr. White to get down. App. 38a. When
Mr. White did not heed the command, Officer
Alderman tasered Mr. White to the ground. App.
38a-39a. As Officer Alderman approached, Mr.
White “got up swiftly” with a kitchen knife in hand
App. 39a. Office Alderman testified that Mr. White
then started towards him, so he grabbed his gun and
shot at Mr. White but missed. Id. Mr. White ran
away. Id. Officer Alderman did not give chase. Id.
Sergeant John Frenz heard a report of what
happened and “ordered a ‘10-3’ run,” meaning an
officer was in trouble and “that every officer able
[should] respond.” App. 40a. He then went to the
scene, where he met Officers Dustin McKee and
Jeffrey Kratch. Id. Sergeant Frenz ordered the two
officers to set up a perimeter. Id.
Sergeant Frenz and Officer Kratch found Mr.
White crouched down in a fenced-off area where the
air conditioning units were located. App. 5a-6a.
There was an exit on each end of the fenced area.
App. 41a. Sergeant Frenz approached from one end
with his gun drawn and “ordered [Mr.] White to
show his hands.” Id. Mr. White was still holding a
knife. Id. Officer Kratch approached from the other
end and tasered Mr. White, but it was “not effective,”
instead causing Mr. White to run “toward the
opening” Sergeant Frenz was near. App. 41a-43a.
Although Mr. White was still inside the fenced
enclosure, Sergeant Frenz fired twice at Mr. White,
hitting him once in the shoulder. App. 43a. Officer
9
McKee had arrived by then and “saw the blood
spatter from [Mr.] White’s back.” App. 6a. Mr. White
“stumbled back” against the wall and Sergeant
Frenz “knew he had made contact.” App. 44a. Mr.
White then fled, making it out of the enclosure and
around the corner of the building. App. 44a-45a.
Sergeant Frenz and Officers McKee and Kratch
chased Mr. White through a breezeway. Id. Mr.
White was limping now. App. 45a. Officer McKee
took aim and shot twice at Mr. White, striking him
in the back. App. 46a. Mr. White kept moving and
Officer McKee again ordered Mr. White to stop. Id.
Mr. White stopped at the end of the breezeway
and turned around. Id. He had a “blank” look on his
face. Id. Officer McKee then fired two shots at Mr.
White’s “center mass,” hitting his target. App. 47a.
Mr. White fell to the ground, first to his knees, then
on to his back. Id.
According to Officer McKee, Mr. White “was
lying on his left side with his right arm underneath
his body [and was] using his left arm to push himself
off of the ground.” Id. Officer Kratch did not “recall
seeing [Mr.] White trying to get up off of the
ground,” however. Id. Officer McKee then fired two
more shots at Mr. White while he was on the ground,
hitting him directly in the chest. Id.
10
B. Sergeant Frenz and Officer McKee Did
Not Provide Jason White Any Medical
Aid While He Bled to Death in Front of
Them.
As Mr. White lay bleeding, he tried to put the
knife to his own neck. App. 47a. Officer Kratch
walked over and took the knife from Mr. White’s
hands, rolled him onto his stomach, and handcuffed
him. App. 48a. Officer Kratch then left the scene.
App. 48a n.10.
Mr. White was “gasping for air” and the officers
“could see blood pumping out of [his] chest.” App.
48a. An unidentified officer told dispatch that Mr.
White was going to need a medic, and dispatch
responded that “they were going to get a squad” to
the scene. Id.
Sergeant Frenz and Officer McKee stood over
Mr. White as they waited for the ambulance. See
App. 47a-48a. Both officers testified that they were
trained in first aid and CPR. See EOF No. 71 at 18
(aff. of Dustin McKee); EOF No. 79 at 24 (aff. of
Jason Frenz). Yet neither tried to help Mr. White as
he was bleeding on the ground from the gunshots
they had fired. App. 48a. As Officer McKee
explained, rather than assist Mr. White, who was
now unarmed and handcuffed, he “kept [his] firearm
aimed at him” even though he “could clearly see he
was dying.” EOF No. 71 at 15.
The ambulance arrived 15 minutes later. App.
7a. Mr. White was dead by the time it got there. Id.
11
C. The District Court Denied the Officers
Summary Judgment.
Ms. Stevens-Rucker sued under 42 U.S.C § 1983
alleging Sergeant Frenz and Officer McKee violated
her son’s Fourth Amendment right to be free from
excessive force and denied him adequate medical
care in violation of the Fourteenth Amendment. App.
49a.2 The officers moved for summary judgment,
arguing they were entitled to qualified immunity on
all claims.
The district court held Officer McKee was not
entitled to qualified immunity on a claim of
excessive force for the shots he fired “while [Mr.]
White was either on the ground or attempting to
stand back up.” App. 71a.3 The court explained that
“the law clearly established that officers could not
use deadly force unless they had probable cause to
believe that an individual posed a serious risk of
harm to the officers or others.” App. 73a (quotation
marks omitted). Here, given that Officer McKee
“witnessed [Sergeant] Frenz shoot [Mr.] White and
had fired his own gun two times meaning he knew
White was injured,” the court held that a reasonable
officer would not “have felt immediately threatened
2 In addition to filing related state law claims, Ms. Stevens-
Rucker alleged that the City of Columbus and its Police Chief
failed to “properly train or supervise the officers and [had]
customs or policies ratifying constitutional violations.” App.
49a-50a.
3 The court held that Sergeant Frenz and Officer McKee were
entitled to summary judgment on excessive force claims based
on the first shots they fired at Mr. White. See App. 56a-71a.
12
by a knife wielding suspect on the ground ten to
fifteen feet away suffering from at least one gunshot
wound.” Id.
As for the denial of medical care claim, the
officers asserted that they were entitled to summary
judgment by arguing that “a police officer discharges
his [constitutional] duty to render medical aid by
promptly calling for medical help.” App. 75a. Ms.
Stevens-Rucker maintained the opposite: “that an
officer does not [necessarily] discharge his duty to
render medical aid solely by calling for aid for a
victim of police use of force.” Id.
The district court agreed with Ms. Stevens-
Rucker. It explained that “the Fourteenth
Amendment right of pretrial detainees to adequate
medical care is, and has long been, clearly
established.” App. 79a (quotation marks omitted).
The district court traced the history of this long-
established rule. In Estelle v. Gamble, 429 U.S. 97,
104-05 (1976), this Court held that “intentionally
denying or delaying access to medical care violates
the constitutional rights of a prisoner.” App. 74a
(quotation marks omitted). Then, less than 10 years
later, this Court held that, at a minimum, the same
applies for “ [p]retrial detainees.” Id. (citing Revere,
463 U.S. at 244).
The district court explained that under this
decades-old precedent, the officers “could not ignore
[Mr.] White’s urgent medical needs as he was lying
in the grass solely because an officer had called for
an ambulance which did not arrive for at least 10
13
minutes.” App. 79a. The officers “knew [Mr.] White
was injured and . . . knew they shot him.” App. 78a-
79a. There was thus “sufficient circumstantial
evidence to show that both officers perceived facts
allowing them to infer a substantial risk to White,
that both drew the inference the risk could cause
harm, and then that both disregarded the risk.” App.
79a. The court held that the officers were not
entitled to summary judgment because their
“decision not to provide medical care” violated
clearly established law. Id.
D. A Divided Sixth Circuit Reversed the
District Court.
A divided Sixth Circuit reversed. In reversing
the excessive force claim, the majority held that the
district court improperly distinguished the shots
Officer McKee fired while Mr. White was still
standing from the shots he fired while Mr. White
was on the ground. App. 20a. The majority went on
to hold that, under its view of the evidence, it was
reasonable for Officer McKee, based on his
“unrebutted affidavit testimony,” to “continue G to
use his firearm to stop what he justifiably perceived
as an immediate threat to his safety.” App. 22a.
Judge Stranch dissented. She believed that Sixth
Circuit precedent required the court to “disaggregate
McKee’s three spates of gunfire” because his
“testimony indicates that he had sufficient time to
evaluate White’s movements, discern his intent to
get back up, and elect to fire again.” App. 30a-31a
(Stranch, J., dissenting). The facts showed that Mr.
14
White was “15 feet from the officers in an open field,
and there were no civilians in the immediate
vicinity.” App. 31a. Thus, to Judge Stranch, it was
“simply not a plausible argument that [Officer]
McKee was in immediate danger when he delivered
the fatal shots.” Id.
Regarding the denial of medical care claim,
although no party had argued that officers are
always required to provide medical aid on the scene,
the majority framed the case as if that were the
issue. The majority explained it had found “no
authority” that “establishes an affirmative duty on
the part of police officers to render CPR in any and
all circumstances.” App. 25a (quotation marks
omitted). The majority acknowledged that “due
process requires that police officers seek the
necessary medical attention for a detainee when he
or she has been injured,” but concluded that this
constitutional duty of care is satisfied if the officers
“either promptly summonQ the necessary medical
help or . . . tak[e] the injured detainee to the
hospital.” Id. (quotation marks, brackets, and ellipsis
omitted). The majority embraced a categorical rule
that the duty of care “does not require the officer to
intervene personally,” and that “[a]s long as the
officer acts promptly in summoning aid, he or she
has not deliberately disregarded the serious medical
need of the detainee even if he or she has not
exhausted every medical option.” App. 26a. Thus, the
officers did not violate due process and were entitled
to qualified immunity. Id.
15
Judge Stranch dissented from this ruling too. In
her view, while police do not have a “per se duty to
administer CPR, some circumstances create a duty
for first responders to render such aid.” App. 32a
(Stranch, J., dissenting). Here, the officers “[i]n spite
of their training as first responders . . . elected to
leave [Mr.] White handcuffed, facedown, and dying
as opposed to rendering aid.” Id. And they did so
even though they “neither feared for their own safety
nor were busy with other tasks.” Id. Judge Stranch
concluded that “the Constitution requires more of
officers in these circumstances.” Id.
16
REASONS FOR GRANTING THE PETITION
Because the Court has not defined the “due
process obligations” police owe “pretrial detainees or
other persons in [their] care who require medical
attention,” Revere, 463 U.S. at 244, the courts of
appeals are divided.
The Eighth and Tenth circuits have held that
police officers sometimes have an affirmative duty to
help suspects injured during arrest. See, e.g.,
McRaven v. Sanders, 577 F.3d 974 (8th Cir. 2009);
Estate of Booker v. Gomez, 745 F.3d 405 (10th Cir.
2014). By contrast, the Sixth Circuit, relying on a
case from the Ninth Circuit, rejected such a rule,
holding that so long as an officer summons medical
aid, she never has a duty to “intervene personally.”
See App. 26a (citing Maddox v. City of Los Angeles,
792 F.2d 1408 (9th Cir. 1986)). The Court should
grant certiorari to resolve this conflict in authority.
See Sup. Ct. R. 10(a).
The decision below—and the Ninth Circuit case
on which it relies—is contrary to this Court’s
precedent, which unequivocally states that anyone in
police custody is entitled to at least the level of care
mandated for convicted prisoners under the Eighth
Amendment. See Revere, 463 U.S. at 244. The Eighth
Amendment would not permit a categorical rule that
a state official never has a duty to “intervene
personally,” even when doing so poses no safety
threat and is necessary to save an inmate’s life. For
this reason, too, the Court should grant certiorari.
See Sup. Ct. R. 10(c).
17
The Court should also grant certiorari because
this question is important and recurring. Between
June 2015 and March 2016, the Bureau of Justice
Statistics identified 1,348 potential arrest-related
deaths, which averages 135 arrest-related deaths
each month.4 In 2012, police injured or killed an
estimated 55,400 people during arrest.5 Considering
how frequently people are arrested, and the number
of people who are injured or die during arrest, the
Court should take this chance to answer the
question it left open in Revere, and “define” what
“due process obligations” police officers owe the
people who need medical assistance during an
arrest. Revere, 463 U.S. at 244.
4 Bureau of Justice Statistics, Arrest-Related, Deaths Program
Redesign Study, 2015-16: Preliminary Findings (Dec. 2016),
http s://www .bjs. gov/content/p ub/pdf/ar dprs 1516pf_sum .pdf.
The Washington Post also tracks the number of civilians shot
to death by police. Every year since 2015, close to 1000 people
have been shot dead by police. See Wash. Post, Fatal Force
2015,
https://www.washingtonpost.com/graphics/national/police-
shootings/? (database based on news reports, public records,
Internet databases, and original reporting) (last visited Nov.
18, 2018). And guns are not the only way civilians are killed
during arrest. Police have killed more than 1000 people using
tasers; most of these deaths have occurred since 2000. See
Reuters, Reuters Finds 1,005 Deaths in U.S. Involving Tasers,
Largest Accounting to Date (Aug. 22, 2017),
https://www.reuters.com/article/us-axon-taser-toll/reuters-
finds-1005-deaths-in-u-s-involving-tasers-largest-accounting-to-
date-idUSKCNlB21AH.
5 See Ted R. Miller et al., Perils of Police Action: A Cautionary
Tale from US Data Sets, 23 Injury Prevention 27-32 (July 25,
2016), https://injuryprevention.bmj.eom/content/23/l/27.
https://www.washingtonpost.com/graphics/national/police-shootings/
https://www.washingtonpost.com/graphics/national/police-shootings/
https://www.reuters.com/article/us-axon-taser-toll/reuters-finds-1005-deaths-in-u-s-involving-tasers-largest-accounting-to-date-idUSKCNlB21AH
https://www.reuters.com/article/us-axon-taser-toll/reuters-finds-1005-deaths-in-u-s-involving-tasers-largest-accounting-to-date-idUSKCNlB21AH
https://www.reuters.com/article/us-axon-taser-toll/reuters-finds-1005-deaths-in-u-s-involving-tasers-largest-accounting-to-date-idUSKCNlB21AH
https://injuryprevention.bmj.eom/content/23/l/27
18
I. THE CIRCUITS ARE DIVIDED ON
WHETHER POLICE EVER HAVE A DUTY
TO RENDER AID.
The Court in Revere was unequivocal that the
Fourteenth Amendment requires government
officials to provide medical care to arrestees and that
the level of care owed to arrestees is at least as great
as that owed to convicted prisoners. But that was not
the primary issue before the Revere Court. Instead,
the Court had to decide whether the Constitution
obligates the government to pay for that medical
care. See Revere, 463 U.S. at 241.
In Revere, the police shot and wounded Patrick
Kivlin. Id. After catching him, the officers called an
ambulance to take Mr. Kivlin to Massachusetts
General Hospital for treatment. Id. The Hospital
later sent the City of Revere’s Police Chief a bill for
the treatment, and when the City did not pay, the
Hospital sued. Id. The Massachusetts Supreme
Court held that the “Eighth Amendment . . .
require [d] that Revere be liable to the hospital for
the medical services rendered to Kivlin.” Id.
(quotation marks omitted). This Court reversed,
holding that “as long as the governmental entity
ensures the medical care is in fact provided,” the
Constitution does not speak to who must bear the
costs. Id. at 245.
While deciding the issue, the Court clarified that
the Eighth Amendment did not apply because Mr.
Kivlin had not been convicted of a crime. Rather, the
relevant constitutional provision was the Fourteenth
19
Amendment’s Due Process Clause, which “require[s]
the responsible government or governmental agency
to provide medical care to persons . . . who have been
injured while being apprehended by police.” Id. at
244. The Court explained that “the due process
rights of [an arrestee] . . . are at least as great as the
Eighth Amendment protections available to a
convicted prisoner.” Id. That said, the Court did “not
define” the government’s “due process obligations to
pretrial detainees or other persons in its care who
require medical attention,” because, in that case, the
government’s obligations were satisfied by ensuring
Mr. Kivlin was “taken promptly to a hospital that
provided the treatment necessary for his injury.” Id.
at 244-45. There is no suggestion in Revere that Mr.
Kivilin needed aid at the scene or that the officers
refused to provide Mr. Kivlin care that he needed.
Indeed, Mr. Kivlin, the “pretrial detainee,” was not a
party in the case, and the scope of his rights was not
at issue.
Some courts, including the Sixth and Ninth
Circuits, have misinterpreted Revere s statement
that the officers satisfied due process under the
circumstances of that case by taking Mr. Kivlin
“promptly to the hospital” as a constitutional rule
that police officers always satisfy their constitutional
obligations by summoning medical care for an
injured arrestee. See Maddox, 792 F.2d at 1415; App.
25a-26a. But the Court in Revere was clear that the
Constitution requires a level of care for arrestees
that—at a minimum—satisfies the Eighth
Amendment standard for convicted prisoners. And
20
the Eighth Amendment would not permit a
categorical rule that a state official necessarily
provides constitutionally sufficient care by
summoning medical aid without taking any steps to
assist an inmate personally.
Other courts, including the Eighth and Tenth
Circuits, have recognized precisely this point. Those
courts have looked to the Court’s Eighth Amendment
jurisprudence and have asked whether a reasonable
juror could find that the officers, despite calling an
ambulance, “intentionally denfied] or delay[ed]
access to medical care.” Estelle v. Gamble,
429 U.S. 97, 104-05 (1976). These courts have found
that there are circumstances where police are
constitutionally obligated to render aid even after
calling an ambulance and have denied summary
judgment in those circumstances. See, e.g., McRaven,
577 F.3d 974; Estate of Booker, 745 F.3d 405.
A. The Sixth and Ninth Circuits Have Held
Police Officers Necessarily Satisfy Their
Constitutional Obligations by
Summoning Aid and Have No Duty to
Intervene Personally.
In Maddox v. City of Los Angeles, police officers
arrested Donald Roy Wilson, whom they believed
was on drugs, as he was standing naked in traffic.
792 F.2d at 1411. After being handcuffed and placed
on the floor of the police car, Mr. Wilson allegedly
became “belligerent,” so the officers placed him in a
“choke hold” to subdue him. Id. at 1412. When they
reached the hospital, the officers could not find Mr.
21
Wilson’s pulse. Id. Although they were trained in
CPR, the officers did not try to revive him. Id.
Instead, they took Mr. Wilson to the “jail ward” in
the hospital where “the medical staff commenced
CPR.” Id. He was pronounced dead later that day.
Id.
At trial on a denial of medical care claim, the
district court instructed the jury that “the concept of
due process of law requires the officers to take
reasonable steps to secure medical care which they
recognize as necessary for the decedent,” but “any
failure by the officers themselves to render [CPR] is
not a violation of the decedent’s constitutional
rights.” Id. at 1414. Ms. Maddox, the administrator
of Mr. Wilson’s estate, opposed this instruction,
asserting that “the fourteenth amendment due
process clause requires officers to render CPR when
a pretrial detainee in their custody is in need of
CPR.” Id. at 1415.
The Ninth Circuit rejected this argument,
holding the instruction correctly “set forth the
constitutional obligation of the officers in this case.”
Id. The court, citing Revere, noted that “[t]he due
process clause requires responsible governments and
their agents to secure medical care for persons who
have been injured while in police custody.” Id.
However, it “found no authority suggesting that the
due process clause establishes an affirmative duty on
the part of police officers to render CPR in any and
all circumstances.” Id. Citing Revere again, the court
then held that due process only “requires that police
22
officers seek the necessary medical attention for a
detainee when he or she has been injured while
being apprehended by either promptly summoning
the necessary medical help or by taking the injured
detainee to a hospital.” Id. And the court reasoned
that, “as in Revere, the jury could reasonably have
concluded that the defendant police officers fulfilled
their obligation under the due process clause when
they promptly took the defendant to the hospital to
obtain medical care.” Id.
The Sixth Circuit panel majority relied almost
exclusively on Maddox and its interpretation of
Revere when deciding the denial of medical care
claim here. The Sixth Circuit concluded that the
“logic that underlies” Maddox “makes sense: an
officer is charged with providing a detainee with
prompt medical attention. However, this attention
does not require the officer to intervene personally.”
App. 26a. Applying Maddox to this case, the Sixth
Circuit concluded that “ [a]s long as the officer acts
promptly in summoning aid, he or she has not
deliberately disregarded the serious medical need of
the detainee even if he or she has not exhausted
every medical option.” Id.
Like the Sixth and Ninth Circuits, several
district courts have categorically held that when
“officers promptly requestQ medical assistance . . .
the Constitution require[s] them to do no more.”
Henriquez v. City of Bell, No. 14 Civ 196(GW), 2015
WL 13423888, at *3 (C.D. Cal. Sept. 10, 2015); see,
e.g., Adams v. Custer, No. 14 Civ. 80403(DTH), 2016
23
WL 155081, at *17 (S.D. Fla. Jan. 12, 2016); Reyes ex
rel. Reyes v. City of Fresno, No. 13 Civ. 418(LJO),
2013 WL 2147023, at *7 (E.D. Cal. May 15, 2013);
Stogner v. Sturdivant, No. 10 Civ. 125(JJB), 2010
WL 4056217, at *4 (M.D. La. Oct. 14, 2010); Tate v.
Dunnigan, No. 06 Civ. 169(RAE), 2007 WL 4353456,
at *4 (M.D.N.C. Dec. 7, 2007).
B. The Eighth and Tenth Circuits Have
Held There Are Circumstances When
Police Officers Have a Constitutional
Obligation to Personally Render Aid.
The Eighth and Tenth Circuits have recognized
that this Court’s precedent does not support a
categorical rule that an officer necessarily renders
constitutionally adequate medical care simply by
summoning aid. Those courts have applied the
constitutional floor established by the Eighth
Amendment’s deliberate indifference standard and
held that, under certain circumstances, an officer
who fails to render aid to an injured arrestee has
acted with deliberate indifference.6
6 The Court has “reserved decision on the question whether
something less [with respect to a state actor’s culpability] than
the Eighth Amendment’s ‘deliberate indifference’ test may be
applicable in claims by detainees asserting violations of their
due process right to medical care while in custody.” City of
Canton v. Harris, 489 U.S. 378, 389 n.8 (1989). Based on the
Court’s precedent, there arguably should be no subjective
component to a denial of medical care claim in the Fourteenth
Amendment context just as there is no requirement to show a
subjective intent to harm in the Fourteenth Amendment
excessive force context. See Kingsley v. Hendrickson, 135 S. Ct.
2466, 2475 (2015).
24
In McRaven, the Eighth Circuit held that “ [a]n
officer trained in CPR, who fails to perform it on a
[pretrial detainee] manifestly in need of such
assistance, is liable under § 1983 for deliberate
indifference.” 577 F.3d at 983. There, police arrested
Steven McFarland for driving under the influence.
Id. at 978. The officers took him to the detention
center, where they tested his urine. Id. Mr.
McFarland tested positive for drugs. Id. The officers
also noted that Mr. McFarland’s condition was
“‘poor,’ his speech 0 ‘slurred,’ his face Q ‘flushed,’ and
his eyelids 0 droopy.’” Id. Two officers at the center
discussed taking Mr. McFarland to the hospital, but
they decided to consult with “a practical nurse at the
facility, before taking any action.” Id. The nurse
examined Mr. McFarland and determined he did not
need to be hospitalized, and they placed him a
holding cell. Id. at 979.
A few hours later, another detainee notified
Sergeant Ashley, who was trained in CPR, that Mr.
McFarland “was not breathing.” Id. The sergeant
entered the cell at 5:35 p.m. and stood over Mr.
McFarland “shaking him,” but never tried to perform
CPR. Id. He also notified the paramedics, who
arrived seven minutes later and transported Mr.
McFarland to the hospital. Id. Mr. McFarland
suffered “severe brain injuries, stemming from
airway blockage.” Id.
Mr. McFarland’s guardian brought a § 1983 suit
alleging Sergeant Ashley unconstitutionally denied
Mr. McFarland medical care. Id. The district court
25
held Sergeant Ashley was not entitled to summary
judgment on this claim, and the Eighth Circuit
affirmed. Id. at 980.
Analyzing the “claim under the Due Process
Clause of the Fourteenth Amendment,” id. at 979,
the court of appeals explained that “[djespite being
trained in CPR, Ashley made no attempt to
resuscitate [Mr.] McFarland” “for seven minutes
before the paramedics arrive[d].” Id. at 983. The
court held that “ [a]n officer trained in CPR, who fails
to perform it on a prisoner manifestly in need of such
assistance, is liable under § 1983 for deliberate
indifference.” Id. Sergeant Ansley “was aware of
[Mr.] McFarland’s medical need and was capable of
providing assistance,” yet “failed to do so.” Id. Thus,
the Eighth Circuit concluded that the “district court
did not err by denying him qualified immunity.” Id.
at 983-84.
Citing McRaven approvingly, the Tenth Circuit
similarly held police officers can be found liable for
failing to personally provide aid to a suspect in their
custody. 745 F.3d at 431-32. There, police officers
arrested Marvin Booker on a failure to appear
warrant. Id. at 412. Mr. Booker was uncooperative
during the booking process, so an officer put him in a
“carotid restraint”—a technique “capable of
rendering a person unconscious within 10-20
seconds,” and which the “Sherriffs training
materials warn” can cause “brain damage or death.”
Id. at 413 (quotation marks and emphasis omitted).
Close to three minutes passed before the officer
26
released the hold; the deputies then carried Mr.
Booker to a cell. Id. at 415. None of the officers
“check[ed] Mr. Booker’s vitals or attempt[ed] to
determine whether he needed immediate medical
attention.” Id.
After leaving the cell, one officer went to the
nurse’s station to “request that Mr. Booker be
evaluated.” Id. Another officer went back to the cell
less than thirty seconds later and saw that Mr.
Booker “did not appear to be breathing.” Id. The
officer shouted that Mr. Booker “needed medical
attention,” and then ran to the nurses’ station “and
told a nurse to hurry.” Id. A nurse arrived at the cell
about one and a half minutes later—less than five
minutes after “the use of force incident ended.” Id.
None of the officers sought to intervene personally
during this period. Id. And “[a]ttempts [by the nurse]
to resuscitate Mr. Booker were unsuccessful.” Id. at
416.
The district court denied the officers summary
judgment on a denial of medical care claim. The
Tenth Circuit affirmed. The court noted that the
“Defendants actively participated in producing Mr.
Booker’s serious condition through their use of force
against him,” and that they had a “front-row seat to
Mr. Booker’s rapid deterioration.” Id. at 431. The
court pointed to evidence showing that “resuscitation
could possibly have saved Mr. Booker’s life” and that
“ [e]ach of the Defendants received regular training
in first aid/CPR and training that any inmate
involved in a use of force incident needs to be
27
medically evaluated after the incident.” Id.
(quotation marks omitted). The Tenth Circuit
concluded that, “[i]n light of this training and Mr.
Booker’s limp appearance, a reasonable jury could
conclude the Defendants inferred that Mr. Booker
was unconscious and needed medical attention.” Id.
at 431-32. Thus, held the court, “If a jury concludes
the Defendants made this inference, then it could
also conclude that they were deliberately indifferent
in failing to respond sooner.” Id. at 432.
Like the Eighth and Tenth Circuits, other
district courts across the country have held that
“summon[ing] rescue” “is insufficient by itself to
defeat [a] deliberate indifference” claim and that
there are times when the Fourteenth Amendment
obligates an officer to intervene personally. Petro v.
Town of W. Warwick ex rel. Moore, 889 F. Supp. 2d
292, 333 (D.R.I. 2012); see, e.g., Wallace v. Jackson,
667 F. Supp. 2d 1267, 1275 (M.D. Ala. 2009); Sparks
v. Susquehanna County, No. 05 Civ. 2274(JMM),
2009 WL 922489, at *10 (M.D. Pa. Apr. 3, 2009);
Ashworth u. Round Lake Beach Police Dep’t, No. 03
Civ. 7011 (PEP), 2005 WL 1785314, at *7 (N.D. 111.
July 21, 2005).
•k k k
These two lines of cases are in conflict. One line
of cases, misapplying Revere, has held that officers
are obligated only to summon aid. The other line,
relying on Estelle, has held that there are
circumstances when an officer’s failure to provide aid
amounts to the intentional denial or delay of medical
28
care in violation of the Constitution. Because the
Sixth Circuit sided with the Ninth Circuit, it held
that the officers here were entitled to summary
judgment. But had Sergeant Frenz and Officer
McKee been in a state in the Eighth or Tenth
Circuits, the denial of medical care claim would have
gone to a jury. A reasonable juror could have found
that the officers were “aware of [Mr. White’s]
medical needs and [were] capable of providing
assistance,” yet “failed to do so.” Compare McRaven,
577 F.3d at 983 (officers not entitled to summary
judgment for not providing any assistance for the
seven minutes it took the paramedics to arrive). And
that reasonable juror could have concluded that the
officers “inferred” Mr. White needed “medical
attention,” and thus “conclude[d]” that the officers
“were deliberately indifferent in failing to respond
sooner.” Compare Estate of Booker, 745 F.3d at 431-
32 (officers not entitled to summary judgment for not
providing any assistance for the five minutes it took
the ambulance to arrive).
The Court should grant certiorari to resolve this
confusion.
II. THE QUESTION PRESENTED IS
IMPORTANT AND RECURRING.
The Court should also grant certiorari because
the question presented is important and recurring.
This case involves the due process protections owed
to people who police have arrested based on probable
cause—a “practical, fluid, flexible, easily applied,
and nontechnical” standard. New Jersey v. T.L.O.,
29
469 U.S. 325, 364 (1985) (quotation marks omitted).
Indeed, the standard for arrest is so “flexible,” that
in 2015, over 10 million people were arrested in the
United States.7 And a staggering number of people
die or are injured during arrest. According to the
available data, there were over 1000 arrest-related
deaths in a nine-month span and over 55,000
injuries or deaths during arrest in a one-year period.
See supra at 16-17. Yet the Court has twice declined
to define arrestees’ rights to medical care while in
police custody. See Revere, 463 U.S. at 244; Harris,
489 U.S. at 389 n.8. The Court should grant
certiorari because the answer to the question
presented implicates the constitutional rights of
thousands, potentially millions, of citizens each year.
And the stakes could not be higher: the level of care
police must provide suspects in their custody can be
a matter of life or death.
Underscoring the importance of the question
presented, as Judge Stranch noted, this case “points
to a broader, troubling pattern. After serving his
country in the war in Iraq, Jason White returned to
the United States as a decorated veteran suffering
from significant mental health problems. On the day
the police shot him, he was suffering an acute
mental health incident.” App. 32a. (Stranch, J.,
dissenting). Judge Stranch explained that Mr.
' Dep’t of Justice, FBI, 2015 Crime in the United States,
https://ucr.fbi.gOv/crime-in-the-u.s/2015/crime-in-the-u.s.-
2015/persons-arrested/persons-arrested (last visited Nov. 18,
2018). Of these 10 million-plus arrests, only roughly 500,000
were for violent crimes. Id.
https://ucr.fbi.gOv/crime-in-the-u.s/2015/crime-in-the-u.s.-2015/persons-arrested/persons-arrested
https://ucr.fbi.gOv/crime-in-the-u.s/2015/crime-in-the-u.s.-2015/persons-arrested/persons-arrested
30
White’s case is not an anomaly: “it is safe to say that
a third to a half of all use-of-force-incidents involve a
disabled citizen,” and “[p]eople with mental illness
are 16 times more likely to be killed by police.” Id.
(brackets and emphasis omitted). Thus, those most
likely to be injured or killed by police during arrest
are some of the most vulnerable members of society.
Unfortunately, “police are often caught in an
unenviable position on the frontlines of mental
health emergencies.” App. 33a. And despite the
statistics showing that a disparate number of use-of-
force-incidents involve people suffering from mental
illness, officers are still often encouraged to “shoot
first and think later.” Kisela v. Hughes, 138 S. Ct.
1148, 1162 (2018) (Sotomayor, J., dissenting).
Granting summary judgment in a case like this does
little to encourage police departments to equip
officers with the tools needed “to safely address the
presenting issue or ongoing needs” of persons they
encounter who may be suffering a mental health
crisis. App. 33a (Stranch, J., dissenting).
This case does not require the Court to second-
guess the difficult, “split-second decisions” police
must sometimes make. Tennessee v. Garner, 471
U.S. 1, 20 (1985). Instead, it simply, but importantly,
asks that the Court define police officers’
constitutional obligations after force is used, and
decide whether an officer is ever constitutionally
obliged to help a person he hurts.
The Court should grant review.
31
CONCLUSION
For these reasons, certiorari is warranted.
SHERRILYN A. IFILL
Director-Counsel
Ja n a i S. N e l s o n
Sa m u e l Sp it a l
NAACP L e g a l D e f e n s e &
E d u c a t io n a l F u n d , In c .
40 Rector Street
5th Floor
New York, NY 10006
Respectfully submitted,
D a n ie l S. H a r a w a *
NAACP L e g a l D e f e n s e &
E d u c a t io n a l F u n d , In c .
700 14th St. NW
Suite 600
Washington, DC 20005
(202) 682-1300
dharawa@naacpldf.org
Counsel for Petitioner
Patti Stevens-Rucker
* Counsel of Record
mailto:dharawa@naacpldf.org
APPENDIX
APPENDIX A
NOT RECOMMENDED FOR
FULL-TEXT PUBLICATION
File Name: 18a0333n.06
United States Court of Appeals
for the Sixth Circuit
la
Nos. 17-3384/3475
PATTI STEVENS-RUCKER, Administrator of The
Estate of Jason White, Deceased,
Plaintiff, Appellee/Cross-Appellant,
CITY OF COLUMBUS, OH; SERGEANT
JOHN FRENZ, (#5141); OFFICER
DUSTIN MCKEE, (#2611),
Defendant-Appellants/Cross-Appellees.
ON APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF OHIO
FILED
Jul 10, 2018
Deborah S. Hunt, Clerk
OPINION
2a
BEFORE: NORRIS, BATCHELDER, and
STRANCH, Circuit Judges.
NORRIS, J., delivered the opinion of the
court in which BATCHELDER, J., joined, and
STRANCH, J., joined in part. STRANCH, J. (pp.
28a - 34a), delivered a separate opinion
concurring in part and dissenting in part.
AT.AN E. NORRIS, Circuit Judge. In the early
morning hours of November 17, 2013, Ashley Cruz was
awakened in her Hilliard, Ohio, apartment by a
shirtless man wearing a camouflage hat and jeans. It
was raining, and he was soaked. He held a large
kitchen knife and was clearly confused—apparently
believing that he had entered his own apartment.
Within the hour he was dead—shot several times by
Columbus police officers who had converged on the
apartment complex in response to a 911 call from Ms.
Cruz.
With the benefit of hindsight, no one disputes that
the events of this evening were tragic. The man, Jason
White, was a 32-year-old, decorated veteran who had
served in Iraq. Although he had exhibited certain
mental health issues, such as bipolar disorder, he was
“deemed not to be an imminent risk of danger to self or
others” just days before his death. Nothing in the
record suggests that the officers who responded were
aware of these issues.
This appeal stems from a suit filed by Patti
Stevens-Rucker, the administrator of his estate. Her
complaint alleges that the two Columbus police officers
who shot Mr. White used excessive force in doing so
and were then deliberately indifferent to his serious
3a
medical needs as he lay dying; their actions, or lack
thereof, violated the Fourth and Fourteenth
Amendments, respectively. Plaintiff also contends that
the City of Columbus failed adequately to train or
supervise its officers and had customs and/or policies
that ratified constitutional violations. Lastly, the
complaint includes Ohio-law claims for wrongful
death, assault and battery, and intentional infliction
of emotional distress.
Defendants filed a motion for summary judgment,
which the district court granted in part and denied it
in part. Stevens-Rucker v. City of Columbus, 242 F.
Supp. 3d 608, 634 (S.D. Ohio 2017). This appeal
followed.
I .
In an affidavit, Ashley Cruz described the events
that triggered White’s fatal encounter with Columbus
police. Around 5 a.m., she was sleeping on her living
room couch when she heard someone enter her
apartment. (She had left her door unlocked so that her
boyfriend could enter when he returned.) She sat up
and saw White. He “was holding a large kitchen knife
in his right hand, and he was sliding his left hand
across the top of the knife’s blade.” After turning on
the light, she asked him to leave. She offered White
food, water, and a coat. Rather than reply directly, he
asked her why she was in his home. She explained
that she lived there. He then walked in and out of her
apartment. According to Cruz, he “looked confused,
and I thought he was under the influence of drugs or
alcohol.” Eventually, he left long enough for her to lock
the door. When White returned and began to try the
handle, she called 911.
4a
That night Columbus police officer Don Alderman1
was alone in his patrol car when he received a call
dispatching him to Cruz’s apartment. According to his
deposition testimony, he remembered “hearing... that
the caller called 911 and said that there was a man
with a knife banging on her door.” While driving to the
scene, Alderman received an update that the man was
attempting to re-enter Cruz’s apartment, which
transformed the incident into a possible burglary and
a “two-officer” run.
When Alderman arrived at the scene, he
encountered White who was not holding a weapon.
Alderman approached with his gun drawn. The two
men faced each other at a distance of fifteen to twenty
yards. When asked to show his hands, White complied.
He turned around when asked to do so but dropped his
hands to his sides. Alderman saw knives in his back
pocket and ordered White to put his hands back up.
Instead, White simply turned around. As Alderman
put it, “It’s hard to put into words, but he’s almost
looking around and not really even looking at me, but
almost just kind of looking through me it seemed. It
didn’t seem like he was too concerned with anything I
was commanding him to do.”
At this point, Alderman removed his Taser while
keeping his gun trained on White. He ordered him to
the ground. When White failed to comply, Alderman
deployed his Taser. At that moment, White did not
have a knife in his hands. On impact, White fell
backwards to the ground. Alderman put the Taser
1 Officer Alderman was originally named a defendant in
this action. He was later dismissed by joint stipulation.
5a
away and approached White. According to Alderman,
“As soon as he fell back and hit the ground, it seemed
almost immediately as he hit the ground, he was
popping back up.” When he got back up, White had a
knife in his hand. Here is Alderman’s description of
what happened next:
It was all kind of one fluid motion of getting up
and coming forward with the blade pointing up
and coming directly towards me. . . . [T]hat’s
when I fired my shots.
In all, Alderman fired four times. None of the bullets
struck White, who then ran away. Alderman did not
pursue him because he was shaken up and wanted to
wait for backup.
For his part, Sergeant John Frenz, who remains a
party to this appeal, was in his office when he heard
radio traffic that Alderman had the suspect at
gunpoint. He ordered a “10-3” run, signaling that there
was an officer in trouble. He then left the station and
headed to the apartment complex where he
encountered responding officers Jeffrey Kracht and
Dustin McKee. Frenz directed them to set up a
perimeter to apprehend White. The two officers left
Frenz and fanned out. According to his deposition
testimony, Frenz observed White “at the corner,
crouched down, hiding his hands, kind of peering
around the corner.” Having heard that Alderman had
fired shots at White because he had a knife, Frenz
drew his weapon. He shined his flashlight in White’s
direction and identified himself. Frenz approached and
ordered White to show his hands. Instead White stood
up and moved around to the south side of the building
where there was a small area partially enclosed by a
6a
fence which contained air conditioning units. There
were gaps between the fence and the apartment
building at either end of the enclosure.
White crouched inside the enclosure as Frenz
approached. Once again, Frenz ordered White to show
his hands. In response, White stood up; there was a
knife in his hand. The men were about twenty feet
apart although separated by the fence. Frenz knew
that there were other officers in the area and he
caught a glimpse of one, who turned out to be Kracht.
Seeing that Frenz had White at gunpoint, Kracht
holstered his gun and withdrew his Taser. According
to Kracht’s deposition testimony, he fired it at White,
who was unaffected and instead began to move toward
the gap in the fence that was closest to Frenz. For his
part, Frenz testified that he felt that White was
coming at him. Before White was able to leave the
enclosure, Frenz fired three shots. One of them hit
White in the shoulder. At the time Frenz fired, he
estimates that he was six to eight feet from White,
albeit on the other side of the fence.
Dustin McKee, the other officer who remains a
party to this appeal, was about thirty yards away
when he heard Frenz shoot. He testified that he saw
the blood spatter from White’s back when he was shot.
Despite being wounded, White fled with the three
officers—McKee, Frenz, and Kracht—all in pursuit.
McKee left the others and looped around in another
direction. He eventually saw White emerge from a
breezeway and head north. McKee followed. With the
three officers in pursuit, McKee elected to slow, crouch,
and fire two shots at White. One of those shots may
have struck White who continued to flee. After turning
7a
through a breezeway, McKee encountered White, who
had stopped and was facing the officer. He still held a
knife. The two were about fifteen feet apart. Though
his gun was drawn, McKee’s finger was not on the
trigger.
According to his deposition testimony, McKee felt
that White was close enough to strike at him. He
aimed at White’s “center mass” and fired two shots.
Before the shots, White was staring at McKee with a
blank expression. As McKee put it, “[T]hat’s the first
time I’d actually made eye contact with Mr. White . .
. and there was no expression whatsoever.” White
collapsed after the shots. McKee fired two more times:
He was laying on his left side kind of with his
arm underneath, his left arm underneath
almost in front of him, and was trying to post
himself back up, meaning push up to get
himself back off the ground.
One of the shots hit White in the chest. According to
an affidavit sworn by McKee, “[t]he time between the
second and third set of shots may have been only a
second or even fractions of a second.”
After these shots, a number of officers converged
on the scene. Officer Kracht took the knife from
White’s hand, rolled him onto his stomach, and placed
handcuffs on him. Although no officer attempted to
provide emergency medical assistance, an audio
recording indicates that the rescue squad was
summoned and a medical squad arrived about fifteen
minutes later. Emergency medical personnel checked
White for vital signs but, finding none, pronounced
him dead.
8a
The district court granted summary judgment on
a number of claims and denied it on others.
Defendants appealed the partial denial of their motion,
and plaintiff filed a cross-appeal challenging those
claims on which judgment was granted.
III.
Qualified Immunity
We turn first to the invocation of qualified
immunity by Officers Frenz and McKee. If they are
entitled to qualified immunity, then the claims of
municipal liability, which hinge on a finding that
plaintiff s decedent suffered a constitutional violation,
would necessarily fall away. Monell v. Dep’t of Soc.
Servs., 436 U.S. 658, 691 (1978) (noting that municipal
§ 1983 liability arises only when an “action pursuant
to official municipal policy of some nature caused a
constitutional tort”). As outlined earlier, the plaintiff
alleges that the defendant officers violated White’s
constitutional rights in two respects: first, that they
used excessive force against him in violation of the
Fourth Amendment; second, that they then were
deliberately indifferent to his serious medical needs in
violation of the Fourteenth.
Standard of Review
We review the denial of summary judgment on the
grounds of qualified immunity de novo. Mitchell v.
Schlabach, 864 F.3d 416, 420 (6th Cir. 2017). We view
the facts in a light most favorable to plaintiff and draw
all favorable inferences in her favor. Id.
9a
Qualified Immunity and Excessive Force
Qualified immunity shields government officials
“from liability for civil damages insofar as their
conduct does not violate clearly established statutory
or constitutional rights of which a reasonable person
would have known.” Harlow v. Fitzgerald, 457 U.S.
800, 818 (1982). Plaintiff bears the burden of showing
that defendants are not entitled to qualified immunity.
Chappell v. City of Cleveland, 585 F.3d 901, 907 (6th
Cir. 2009) (citing Untalan v. City of Lorain, 430 F.3d
312, 314 (6th Cir. 2005)). Qualified immunity “‘gives
ample room for mistaken judgments’ by protecting ‘all
but the plainly incompetent or those who knowingly
violate the law.’” Hunter v. Bryant, 502 U.S. 224, 229
(1991) (quoting Motley v. Briggs, 475 U.S. 335, 341
(1986)).
Excessive force claims are analyzed under an
objective reasonableness standard. Graham v. Connor,
490 U.S. 386, 397 (1989). In Graham, the Supreme
Court explained that the application of the
reasonableness standard in this context “requires
careful attention to the facts and circumstances of each
particular case, including the severity of the crime at
issue, whether the suspect poses an immediate threat
to the safety of the officers or others, and whether he
is actively resisting arrest or attempting to evade
arrest by flight.” Id. at 396 (citation omitted). In
addition, “[t]he ‘reasonableness’ of a particular use of
force must be judged from the perspective of a
reasonable officer on the scene, rather than with the
20/20 vision of hindsight.” Id. In short, “[a]n officer’s
evil intentions will not make a Fourth Amendment
violation out of an objectively reasonable use of force;
10a
nor will an officer’s good intentions make an
objectively unreasonable use of force constitutional.”
Id. at 397. “In excessive force cases, the threat factor
is ‘a minimum requirement for the use of deadly force,’
meaning deadly force ‘may be used only if the officer
has probable cause to believe that the suspect poses a
threat of severe physical harm,”’ Mullins v. Cyranek,
805 F.3d 760, 766 (6th Cir. 2015) (quoting Untalan,
430 F.3d at 314). Finally, “plaintiff must show that the
right was clearly established in a ‘particularized
sense,’ such that a reasonable officer confronted with
the same situation would have known that using
deadly force would violate that right.” Chappell, 585
F.3d at 907 (quoting Brosseau v. Haugen, 543 U.S.
194, 199-200 (2004)). Consonant with that
requirement, the United States Supreme Court
recently reminded lower courts “’not to define clearly
established law at a high level of generality.’” Kisela v.
Hughes, 138 S. Ct. 1148,1152 (2018) (quoting City and
Cnty. of S.F. v. Sheehan, 135 S. Ct. 1765, 1776
(2015)).
With these precepts in mind, we turn to the actions
of the two officers individually.
Officer Frenz’s Use of Force
The district court concluded that Sergeant Frenz
was entitled to qualified immunity for his use of
deadly force against White. Stevens-Rucker, 242 F.
Supp. 3d at 625. We agree with the analysis of the
district court with respect to Sergeant Frenz’s use of
force and summarize that reasoning here before
turning to the arguments advanced by plaintiff on
appeal.
11a
As our case law requires, the district court
addressed the three factors that Graham instructs us
to consider when determining whether the use of
deadly force was reasonable: 1) severity of the crime;
2) whether the suspect was resisting arrest or fleeing;
and 3) whether the suspect posed an immediate threat
to others, including the officer involved. Graham, 490
U.S. at 396; Mullins, 805 F.3d at 765.
With respect to the first consideration, the district
court concluded that “at the time Frenz encountered
White, based on the information he had at the time, it
was reasonable for Frenz to believe that White had
committed aggravated burglary under Ohio Revised
Code § 2911,11(B) and aggravated assault under Ohio
Revised Code § 2901.11(A)(2), two potentially violent
crimes.” Stevens-Rucker, 242 F. Supp. 3d at 622.
Turning to whether White was resisting or fleeing,
the court made the following observations:
[TJhis factor weighs in favor of the use of force
by Frenz. Again, Frenz was aware that
Alderman had some sort of confrontation with
White, that White then ran away from
Alderman and into a new [next door]
apartment complex, that White continued to
refuse to follow Frenz’s commands, and that
White then, at a minimum was attempting to
flee out of the enclosure [containing the air
conditioning units] with a knife in his hand.
Id. at 622-23.
12a
The final consideration—the immediacy of the
danger posed by White—presents a closer question. We
quote the district court’s analysis of plaintiff s position
at some length because she advances the same
arguments to this court:
Plaintiff repeatedly states that “a
reasonable fact finder could find that Jason
White was merely moving away from Frenz
and Kracht and posed no imminent deadly or
serious threat to anyone.” However, there is no
evidence that rebuts the testimony of both
Kracht and Frenz that White first moved in
Frenz’s direction holding a knife, refusing
orders to drop the knife and show his hands.
While it is certainly possibly [sic] that White
was merely attempting to leave the enclosure,
it is undisputed that his first move—once
confronted by Frenz and Kracht—was a move
toward Frenz. In the Sixth Circuit, in the
absence of overt statements by White to the
officers, White’s actual motives for his
movements are not relevant to this inquiry
because they are not known to the reasonable
officer at the time of the incident. See
Murray-Ruhl, 246 F. App’x at 350 (“the
subjective intent of the victim—unavailable to
the officers who must make a split-second
judgment—is irrelevant to the question
whether his actions gave rise to a reasonable
perception of danger.”); see also United States
v. Serrata, 425 F.3d 886, 905 (10th Cir. 2005)
(holding the victim’s “state of mind is
irrelevant, as the force would have been
excessive regardless of [the victim’s] subjective
13a
state of mind.”); Palmquist v. Selvik, 111 F.3d
1332, 1339 (7th Cir. 1997) (finding that
“evidence outside the time frame of the
shooting is irrelevant and prejudicial” and
excluding the victim’s subjective intent to
commit suicide by police).
As to immediacy, the Court agrees with
Defendants that Lopez v. City of Cleveland is
inapplicable to Frenz’s shooting. In Lopez, the
Sixth Circuit analyzed a case where police
officers approached a machete wielding
suspect who was speaking to a family member.
625 F. App’x 742, 744 (6th Cir. 2015). The
officers alleged that they saw the decedent
make a move toward the family member with
the machete raised over his head in a
threatening manner. Id. However, there were
three non-officer witnesses who alleged that
the decedent turned away from the family
member, that he only raised the machete to
threaten himself, that he never raised it at all,
and/or that he did not turn in any direction.
Id. The Sixth Circuit found that there was a
question of fact whether the decedent had in
fact moved towards the family member while
holding the machete. Id. at 746. Accordingly,
the Court decided that “[tjhose disputes go to
the heart of whether it was reasonable for
Defendant Officers to use deadly force.” Id. at
747. Notably, the Court did not hold that force
would be unreasonable if the officers’ version
of the facts was correct. In this case, there is
14a
no question of fact about White’s movement
immediately before Frenz fired, meaning the
Lopez decision is unhelpful in determining
whether Frenz’s shooting was reasonable.
Plaintiff argues Frenz was never in danger
because White was not within striking
distance at the time Frenz shot, that Frenz
had cover from the fence, and that there were
twenty to thirty officers in the area. There is
nothing in the record which rebuts Frenz’s
testimony that White was six to eight feet
from Frenz when Frenz fired. Plaintiff does
not cite to any case law which requires that a
victim be within striking distance before an
officer fires his weapon. In fact, in Chappell,
the Sixth Circuit explicitly held that a knife
wielding suspecting moving toward an officer
with the knife, “held up while ignoring their
commands to drop the knife; and that they
believed he was trying to attack them and, at
a distance of less than seven feet, posed an
imminent threat of serious bodily harm.”
Chappell, 585 F.3d at 910. The decedent in
Chappell also had a mattress between him and
the officers but the Sixth Circuit applied
qualified immunity anyway, noting that the
mattress would have posed “little impediment
to a knife-wielding assailant.” Id. at 911. The
Court finds that those circumstances are
sufficiently similar to the case at hand to
warrant a finding of reasonableness.
15a
Based on the similarities in Chappell, even
if Frenz’s use of force was unreasonable, when
the Court is in a legal gray area, “the proper
course is to grant summary judgment to the
officers, even if the court would hold the
officers’ conduct unconstitutional in
hindsight.” Rudlaffv. Gillispie, 791 F.3d 638,
644 (6th Cir. 2015) (citing al-Kidd, 563 U.S. at
131). Accordingly, Frenz is entitled to qualified
immunity for his use of force against White . .
Id. at 623-25 (footnote and citations omitted).
In her brief to this court, the plaintiff takes issue
with this reasoning. She argues that the “severity of
the crime” factor does not support an inference that
Frenz knew, as the district court stated, that White
attempted to cause physical harm to Alderman by
means of a deadly weapon. On the contrary, she
contends that the record only indicates that Frenz
knew that White had been banging on Ms. Cruz’s door
with a knife in hand, that Alderman fired shots at him,
and that Alderman was uninjured.
Even if we limit Sergeant Frenz’s knowledge to
those factors listed by plaintiff, the severity of the
crime is enough to justify the use of force. As the
district court pointed out, Frenz had probable cause to
believe that, at the very least, White had committed
aggravated burglary and was armed with a knife while
doing so.
Much closer, of course, is the question whether
Sergeant Frenz was in immediate danger of death or
bodily injury at the time that he used deadly force. We
16a
must construe facts in favor of the non-moving party.
Here, plaintiff reminds us that a fence separated
White and Sergeant Frenz. As the record below clearly
established, Kracht and Frenz were at opposite ends of
the enclosure. White fled through the opening closest
to Frenz. The parties dispute whether he was fleeing
or charging Frenz. What is undisputed is that, as
White began to flee, he moved closer to Frenz. If, as
the district court concluded, Frenz could reasonably
have believed that a knife-carrying person was
charging at him, his fear of immediate death or injury
was justified. However, if, as plaintiff urges, it should
have been clear to Frenz that White was simply trying
to run away, then the use of force becomes much more
problematic.
As she did the district court, plaintiff asks us to
look to Lopez, supra, rather than Chappell, supra, in
making our decision. In the latter case, the suspect
was emerging from a dark, enclosed bedroom with a
knife at a distance of less than seven feet; in the
former, the suspect was on the porch with a machete
and it was sufficiently disputed as to whether he posed
an imminent danger to his family. As plaintiff sees it,
the latter scenario is closer to that faced by her
decedent.
We affirm based upon the reasoning of the district
court. Sergeant Frenz was faced with an individual
carrying a knife coming in his direction. He knew that
person had already confronted another officer and that
shots had been fired. Given the deference that we
accord the split-second decisions which officers are
sometimes called upon to make, Latits v. Phillips, 878
F.3d 541, 547 (6th Cir. 2017), the facts—even when
17a
viewed in the light most favorable to plaintiff—justify
the grant of qualified immunity.
Officer McKee’s Use of Force
We turn now to the firing of six shots by Officer
McKee and consider whether they constituted a
constitutionally impermissible use of force that
deprives him of qualified immunity. The parties and
the district court analyzed the six shots as three
separate incidents of two shots each despite Officer
McKee’s testimony that only eight to ten seconds
elapsed between the first and last shot. As explained
below, we view the final four shots through a different
lens.
Once again, we begin with the analysis by the
district court. While we recognize that our review is de
novo, our independent assessment of the record
convinces us that the district court’s description of the
events leading to Mr. White’s death is thorough and
balanced. We part company only with the conclusions
to be drawn from these events.
As recounted at the outset, the first two shots fired
by McKee occurred while he, Sergeant Frenz, and
Officer Kracht were chasing White through an
apartment complex after he had just run from the air
conditioning enclosure where he had been wounded by
Sergeant Frenz. While all three officers were in
pursuit, McKee had taken a different route and they
were not side by side. With White about 20 to 25 feet
ahead, McKee crouched and fired two shots, one of
which likely struck White in the back. The court
reached the following conclusion with respect to the
18a
threat posed by White to Officer McKee or others with
respect to this shooting:
This case comes down to whether a
reasonable officer would believe—or that
reasonable officers could differ—that White
was an immediate threat to others in the area.
The Supreme Court has cautioned that an
officer’s actions may fall “in the ‘hazy border
between excessive and acceptable force.’”
Brosseau, 543 U.S. at 200-01 (quoting
Saucier, 533 U.S. at 206). This is such a case.
In Plumhoff, the Supreme Court found the use
of force reasonable during a high speed chase
where, “at the moment when the shots were
fired, all that a reasonable police officer could
have concluded was that [the suspect] was
intent on resuming his flight and that, if he
was allowed to do so, he would once again pose
a deadly threat for others on the road.”
Plumhoff, 134 S. Ct. at 2022. Thus, the Court
finds that even though there were no other
officers or civilians in the immediate vicinity of
White, McKee’s first use of force was
reasonable because reasonable officers could
differ on whether or not White posed an
immediate danger to those in the area.
Mullins, 805 F.3d at 765. Further, this case
falls into the sort of gray area that means it
would not be “clear to a reasonable officer that
his conduct was unlawful in the situation he
confronted,” and thus that the right was not
clearly established. Saucier, 533 U.S. at 202.
19a
Stevens-Rucker, 242 F. Supp. 3d at 626. We adopt this
reasoning and affirm the grant of qualified immunity
to Officer McKee with respect to these initial two
shots.
We now turn to the district court’s analysis of the
final four shots fired by Officer McKee after he
emerged from a breezeway and was confronted by Mr.
White standing in an open area. In addressing that
confrontation, the district court elected to break the
four shots into two separate volleys of two shots each.
It granted qualified immunity to McKee for firing the
first two of the four shots but denied him qualified
immunity for firing the final two.
Officer McKee fired at White after the latter had
stopped running. The two men were fifteen feet apart
and White now faced McKee while still grasping the
knife and staring “blankly” at him. McKee aimed at
White’s “center mass” and fired. Having chosen to
separate the four shots into two distinct incidents, the
district court analyzed the first of these as follows:
The Court finds that based on the evidence
and the Court’s obligation not to impose
hindsight on split-second decisions, a
reasonable officer could reasonably have
believed that White was an immediate threat
even though he was fifteen feet away and
standing still. Although other officers were in
the area, there is no evidence that McKee was
aware where any of the other officers were
located other than Kracht and Frenz, who he
knew were behind him but at an unknown
distance. Accordingly, their general presence
in the area does not show that any were close
20a
enough to truly provide support should White
have decided to charge McKee. Further,
although it is now clear that McKee could have
retreated because he was in an open space,
there is no evidence that he was aware of his
surroundings at that time. It was dark, in an
apartment complex and a suspect who had two
previous confrontations with officers had
stopped running to face him while holding a
knife. This is an extremely close case but the
Court finds that although McKee’s second
shooting may not have ultimately been
necessary, it was not an unreasonable use of
force. McKee is entitled to qualified immunity
for this round of shots . . . .
Stevens-Rucker, 242 F. Supp. 3d at 627-28. We agree
with this reasoning to the extent that it grants
qualified immunity with respect to the first two of
those final four shots, but disagree with the district
court’s view that the evidentiary record supports
separating the final four shots into two distinct
incidents. The district court correctly concluded that
the record indicates that the first two shots fired by
McKee were separated in time from the four
subsequent shots; however, it failed to point to any
evidence that the final four shots were likewise
separated by such a significant gap in time that they
must be viewed as distinct incidents requiring
individualized analysis. Rather, the uncontroverted
evidence supports a conclusion that the final four shots
were fired in such rapid succession that they
constituted a single event. Officer McKee testified in
his deposition that only eight to ten seconds elapsed
from the time that he fired his first shot at Mr. White
21a
until he fired his final shot. Moreover, according to his
affidavit, “only a second or even fractions of a second”
separated his final two shots from his third and fourth
shots. This timeline is uncontroverted by the record
and leads us to conclude that McKee’s firing of his
weapon constituted two, not three, distinct incidents:
the first includes the initial two shots, the second the
final four.
With respect to the final two shots, the district
court—once again focusing on the threat to the officer
or the public—reached the following conclusion:
The Court disagrees that a reasonable officer
would have felt immediately threatened by a
knife wielding suspect on the ground ten to
fifteen feet away suffering from at least one
known gunshot. Regardless whether White
was prone or attempting to push himself up,
McKee was in an open field facing a man on
the ground with a knife and rather than
retreat to a safe position, take note of his
surroundings, or call for backup, McKee shot
White again while White was on the ground
and fatally wounded him. Accordingly,
Plaintiff has presented sufficient evidence,
which if believed, could support a finding that
McKee’s third set of shots were unreasonable.
Stevens-Rucker, 242 F. Supp. 3d at 629.
In the view of the district court, if Officer McKee
was behaving like a reasonable police officer in the
second or even fractions of a second separating his
fourth shot from his final two, he would have weighed
the following: that White was suffering from a gunshot
22a
wound; the viability of standing his ground, retreating,
or calling for backup; that White was trying to push
himself up; that he and White were separated by only
ten to fifteen feet; and that White had twice failed to
give himself up despite being confronted by an armed
officer. The district court concluded that McKee, acting
as a reasonable police officer, would have taken all of
this into account and, after doing so, could not have
reasonably believed that he was threatened by White.
But the conclusion is untenable in light of McKee’s
unrebutted affidavit testimony that only a second or
even less elapsed between the third and fourth shots
and the fifth and sixth shots.
Based upon the uncontroverted evidence, what the
district court characterized as separate second and
third salvos was, in our view, but a single shooting
consisting of four shots fired within a second of one
another. That was not enough time for Officer McKee
to stop and reassess the threat level between the shots.
He continued to use his firearm to stop what he
justifiably perceived as an immediate threat to his
safety.
For these reasons, we conclude that Officer McKee
is entitled to qualified immunity in all respects, and
we therefore reverse the judgment of the district court
to the extent that it conflicts with this decision.
Qualified Immunity and Deliberate Indifference to
Serious Medical Needs
The district court denied defendants Frenz and
McKee qualified immunity for plaintiffs claim that
they violated White’s right to due process under the
23a
Fourteenth Amendment by showing deliberate
indifference to his serious medical needs.
“Deliberate indifference requires that the
defendants knew of and disregarded a substantial risk
of serious harm to [the plaintiffs] health and safety.”
Watkins v. City of Battle Creek, 273 F.3d 682, 686 (6th
Cir. 2011) (citing Farmer v. Brennan, 511 U.S. 825,
835—37 (1994)). A showing of deliberate indifference
thus has objective and subjective components. Phillips
v. Roane Cnty., 534 F.3d 531, 539 (6th Cir. 2008). The
objective component is that the plaintiff must “show
the existence of a ‘sufficiently serious’ medical need.”
Id. (quoting Farmer, 511 U.S. at 834). The subjective
component, by contrast, “requires a plaintiff to ‘allege
facts which, if true, would show that the official being
sued subjectively perceived facts from which to infer
substantial risk to the [detainee], that he did in fact
draw the inference, and that he then disregarded that
risk.’” Id. at 540 (quoting Comstock v. McCrary, 273
F.3d 693, 703 (6th Cir. 2001)).
The district court relied upon Estate of Owensby v.
City of Cincinnati, 414 F.3d 596 (6th Cir. 2005), for the
proposition that the Fourteenth Amendment imposes
a duty upon officers to both summon and provide
medical care. In Owensby, officers incapacitated
plaintiff by first striking him with a baton and then
placing him in handcuffs. Id. at 600. After he was
handcuffed, plaintiffs face was doused with mace at
close range. Certain officers continued to strike
plaintiff before placing him in the back of a police
cruiser. Six minutes passed before officers checked on
plaintiff and discovered that he was not breathing. Id.
at 601. Only then did officers call the rescue squad,
24a
which arrived four minutes later. The coroner later
ruled the death a homicide resulting from police
intervention.
Defendants rely upon their affidavits to explain
why they did not render aid at the scene. Sergeant
Frenz stated, “Because I believed more thoroughly
trained medics would be arriving quickly, I did not
believe it was necessary for me or any of the other
CPD officers on the scene to provide First Aid, CPR, or
any type of medical attention to the suspect.” In
addition, he did not believe that his assistance would
have saved White’s life. Officer McKee’s affidavit reads
essentially verbatim.
Defendant officers point us to a recent decision of
this court, Thomas v. City of Columbus, 854 F.3d 361,
367 (6th Cir. 2017), in which we observed that “an
officer does not act with reckless disregard when he
immediately summons help and then focuses on his
own safety.” In that case, officers had been summoned
to an ongoing burglary. One officer mistakenly shot
the victim who fled his dwelling holding the gun of his
assailant. However, because the officer feared others
were armed, and the victim appeared to be dead, he
did not render aid himself. Wre stated. ”[h]e did not
violate the Constitution by failing to render aid when
doing so appeared both dangerous and futile.” Id. Our
defendants read Thomas to establish that an officer
need not render aid if doing so would be futile. At the
very least, they contend that the contours of that right
were not clearly established at the time of White’s
death.
As these abbreviated summaries of Owensby and
Thomas make clear, they are at best instructive with
25a
respect to the question before us. Unlike in Owensby,
defendants did not ignore the physical condition of
plaintiff for critical minutes while he lay dying. Nor
did they face a danger to their own safety, as in
Thomas, which prevented them from rendering
immediate assistance. Rather, the record indicates
that defendants did not personally perform CPR or
provide other medical attention to White because they
believed that trained medical assistance had been
summoned and that their individual intervention
would not have helped.
Under these circumstances, do defendants’ actions
(or lack thereof) represent a violation of White’s right
to due process under the Fourteenth Amendment? We
conclude that they do not and therefore reverse the
district court on this claim. In reaching this conclusion,
we look to cases from the Ninth Circuit. In Maddox v.
City of Los Angeles, 792 F.2d 1408, 1415 (9th Cir.
1986), the court addressed whether a jury instruction
should have stated that “the fourteenth amendment
due process clause requires officers to render CPR
when a pretrial detainee in their custody is in need of
CPR.” It held that no such instruction was required:
“We have found no authority suggesting that the due
process clause establishes an affirmative duty on the
part of police officers to render CPR in any and all
circumstances.” Id. Rather, “[d]ue process requires
that police officers seek the necessary medical
attention for a detainee when he or she has been
injured . . . by either promptly summoning the
necessary medical help or by taking the injured
detainee to a hospital.” Id.; see also Tatum v. City and
Cnty. of S.F., 441 F.3d 1090, 1099 (9th Cir. 2006)
(holding that “a police officer who promptly summons
26a
the necessary medical assistance has acted reasonably
for purposes of the Fourth Amendment, even if the
officer did not administer CPR”) (citing Maddox). The
logic that underlies these cases makes sense: an officer
is charged with providing a detainee with prompt
medical attention. However, this attention does not
require the officer to intervene personally. Imposing an
absolute requirement for an officer to do so ignores the
reality that such medical emergency situations often
call for quick decisions to be made under rapidly
evolving conditions. As long as the officer acts
promptly in summoning aid, he or she has not
deliberately disregarded the serious medical need of
the detainee even if he or she has not exhausted every
medical option. See Phillips, 534 F.3d at 540
(observing that the subjective component of a
deliberate indifference claim includes deliberate
disregard for substantial risk to detainee).
We therefore hold that defendants Frenz and
McKee are entitled to qualified immunity with respect
to plaintiffs Fourteenth Amendment claim.
Municipal Liability for Constitutional Violations
As mentioned earlier, local government units can
be held liable for § 1983 claims only if a constitutional
violation has occurred. Monell, 436 U.S. 691. Because
we hold that defendants Frenz and McKee did not
violate Mr. White’s constitutional rights, the Monell
claims against the City of Columbus also fail.
Immunity for State-Law Claims
In their briefs to this court, the parties agree that
plaintiffs state-law claims against defendants Frenz
and McKee survive or fail based upon the resolution of
27a
the federal claims against them. Because we have held
that the individual defendants are entitled to qualified
immunity with respect to the federal claims against
them, judgment in their favor with respect to the
state-law claims is also proper. As the district court
also correctly held, the City of Columbus is likewise
entitled to state-law immunity. Stevens-Rucker, 242 F.
Supp. 3d at 633-34 (citing Ohio Rev. Code § 2744).
III.
The judgment of the district court is affirmed in part
and reversed in part as outlined in this opinion.
Judgment is granted in favor of defendants as to all
claims.
28a
JANE B. STRANCH, Circuit Judge,
concurring and dissenting. I agree that Officer
Frenz’s use of force and Officer McKee’s first and
second volleys of gunfire are entitled to qualified
immunity and therefore concur with the majority on
those issues. I do not, however, agree that the law and
the facts of this case compel the result reached by the
majority with respect to Officer McKee’s third use
of force and the Plaintiffs deliberate indifference
claim. I respectfully dissent on those issues.
The majority opinion today holds that police can
shoot and kill a non-fleeing suspect who is already
gravely wounded even when there is no immediate
threat to the officers or the public. It reaches that
conclusion by construing Officer McKee’s final four
shots as a single and continuous use of force rather
than as the last two uses of force, as was argued by
Stevens-Rucker and necessarily conceded by the
Officers. The district court also held that Officer
McKee used force in “three distinct circumstances and
. . . each must be segmented and analyzed
individually.” I think this case should have been
analyzed on the facts argued by the parties and found
by the district court. DiLuzio v. Vill. of Yorkville, 796
F.3d 604. 609 n.l. 611 (6th Cir. 2015) (holding that in
qualified immunity cases, we usually “defer to the
district court's factual determinations” and "ideally . .
. look no further than the district court’s opinion for
the facts and inferences cited expressly therein”).
Like the district court and the briefing of the
parties. I believe our precedent compels us to
disaggregate McKee’s three spates of gunfire. See
Bouggess v. Mattingly, 482 F.3d 886. 890 (6th Cir.
29a
2007) (explaining that it is “crucial for the purposes of
this inquiry to separate [the Officer’s] decision-points
and determine whether each of his particular decisions
was reasonable”); Dickerson v. McClellan, 101 F.3d
1151, 1161 (6th Cir. 1996) (holding that in use of force
cases we “analyze excessive force claims in segments”).
By lumping the second and third shootings
together, the majority obscures material issues of
disputed fact. But even if we assume that it might be
appropriate and plausible to accept an interpretation
of the facts that “only a second or even fractions of a
second” separated the two shootings, Officer McKee’s
own testimony supports a finding that sufficient time
elapsed between the two volleys to allow him to
deliberate and reassess whether force was required.
Describing the circumstances, McKee explained that
White “was laying [sic] on his left side kind of with his
arm underneath, his left arm underneath almost in
front of him, and was trying to post himself back up,
meaning push up to get himself back off the ground.”
McKee also refers to these shots as the second in a
series of “double-taps,” not as an unpunctuated, single
set of four shots. Thus, this record reveals a
quintessential dispute of material fact that renders
summary judgment inappropriate, particularly in an
appeal of the denial of qualified immunity.
But even if we undertake review and apply our
precedent to the third volley of shots by Officer McKee,
we should affirm the district court’s denial of qualified
immunity. First, I acknowledge that there may be
instances in which the police could lawfully use lethal
force to subdue an already wounded suspect. For
example, in Boyd v. Baeppler, 215 F.3d 594, 603 (6th
30a
Cir. 2000), we held that an officer was entitled to
qualified immunity when he fired on a prone, wounded
suspect. But there, the officers’ explanation of the
events was supported by eyewitness and forensic
evidence in the record, and the suspect was pointing a
pistol at the officers. Id. We made it clear, moreover,
that the question of law at issue was “about the
conduct of police acting in self-defense, not about
pursuit of a fleeing felon or suspect.” Id. at 602-03. We
also addressed the situational use of deadly force in
Bouggess, applying an objective assessment of the
danger posed. 482 F.3d at 890. We concluded, “even
when a suspect has a weapon, but the officer has no
reasonable belief that the suspect poses a danger of
serious physical harm to him or others, deadly force is
not justified.” Id. at 896 (collecting cases). Properly
reviewing that district court’s determinations, we
denied qualified immunity.
Also applicable here is our precedent addressing
the concerning fact that in many qualified immunity
cases involving the use of deadly force, the witness
most likely to contradict a defendant officer’s story is
the person killed by the officer. In such situations, we
“may not simply accept what may be a self-serving
account by the police officer.” Jefferson u. Lewis, 594
F.3d 454, 462 (6th Cir. 2010) (internal quotation
marks and citation omitted). Instead, we “must look at
the circumstantial evidence that, if believed, would
tend to discredit the police officer’s story.” Id.
Drawing all reasonable inferences in favor of the
nonmoving party, as we must, McKee’s testimony
indicates that he had sufficient time to evaluate
White’s movements, discern his intent to get back up,
31a
and elect to fire again. Reasonably inferring that
McKee possessed sufficient time to deliberate
regarding whether additional force was necessary, a
jury could have concluded that, under the
circumstances, the use of such force was unreasonable.
The threat posed by White is an order of magnitude
less than the threat posed in cases where a suspect has
a firearm. White was armed only with a knife, lay 15
feet from officers in an open field, and there were no
civilians in the immediate vicinity. Numerous other
officers were descending on the scene to reinforce
McKee and their arrival was imminent. It is simply
not a plausible argument that McKee was in
immediate danger when he delivered the fatal shots.
The majority’s decision to depart from precedent and
lump the second and third shootings together therefore
distorts both the governing precedent and the factual
reality.
With respect to the Plaintiffs deliberate
indifference claim, the majority opinion relies on the
30 year-old decision of Maddox v. City of Los Angeles,
792 F.2d 1408, 1415 (9th Cir. 1986), for the proposition
that the Due Process Clause does not establish “an
affirmative duty on the part of police officers to render
CPR in any and all circumstances.” That may be but
subsequent decisions clarify that when law
enforcement officers fail to provide CPR not “because
they were busy with other tasks” but because they
were merely waiting for more trained individuals, “a
trier of fact could conclude that, looking at the full
context of the situation, officers trained to administer
CPR who nonetheless did not do so despite an obvious
need demonstrated... deliberate indifference.” Lemire
v. California Dep’t of Corr. & Rehab., 726 F.3d 1062,
32a
1083 (9th Cir. 2013). In other words, even if there is
not a per se duty to administer CPR, some
circumstances create a duty for first responders to
render such aid. As in Lemire, the officers here neither
feared for their own safety nor were they busy with
other tasks. In spite of their training as first
responders, they elected to leave White handcuffed,
facedown, and dying as opposed to rendering aid.
Because I think that the Constitution requires more of
officers in these circumstances, I cannot support the
majority opinion’s conclusion with respect to the
Plaintiffs deliberate indifference claim.
This police shooting also points to a broader,
troubling pattern. After serving his country in the war
in Iraq, Jason White returned to the United States as
a decorated veteran suffering from significant mental
health problems. On the day the police shot him, he
was suffering an acute mental health incident.
Although we lack comprehensive data, “[i]t is safe to
say that a third to a half of all use-of-force incidents
involve a disabled civilian.” David M. Perry &
Lawrence Carter-Long, The Ruderman White Paper on
Media Coverage of Law Enforcement Use of Force and
Disability 7 (2016). People with mental illness are 16
times more likely to be killed by police. See Liz Szabo,
People with mental illness 16 times more likely to be
killed by police, USA Today (Dec. 10, 2015, 4:05 am)
h t t p s : / / w w w . u s a t o d a y . c o m /
s t o r y / n e w s / 2 0 1 5 / 1 2 / 1 0 / p e o p l e - m e n t a l -
illness-16-times-more-likely-killed-police/77059710/.
https://www.usatoday.com/
33a
This is a societal problem and police are often
caught in an unenviable position on the frontlines of
mental health emergencies. Our criminal justice
system, moreover, serves as the de facto treatment
provider for many individuals with mental illness, and
the majority of jail inmates suffer from a mental
health condition. See National Conference of State
Legislatures, Mental Health Needs in the Criminal
J u s t i c e S y s t e m ( M a y 1, 2 0 1 7 ) ,
http://www.ncsl.org/research/civil-and-criminal-
justice/mental-health-needs-of-criminal-justice.aspx.
In spite of this reality, our police forces are often
woefully ill-equipped to safely address the presenting
issue or the ongoing needs of these individuals. See
Norm Ornstein & Steve Leifman, How Mental-Health
Training for Police Can Saves Lives—and Taxpayer
Dollars, The Atlantic (Aug. 11, 2017),
https://www.theatlantic.com/politics/archive/2017
/08/how-m ental-health-training-for-police-can-
save-livesand-taxpayer-dollars/536520/.
Our failure as a society to adequately address the
treatment of mental health problems routinely leaves
these problems to be addressed through the criminal
justice system. But the laws governing crime are a
poor fit for the reality of dealing with mental health
issues, perhaps because the selection of law
enforcement officers and their training occupies so
little common ground with the selection and training
of those who treat mental health issues. And then we
add the layer of qualified immunity that excuses “all
but the plainly incompetent or those who knowingly
violate the law.” Malley v. Briggs, 475 U.S. 335, 341
(1986). This over-thickening shield does little to force
society to reconsider the propriety of leaving mental
http://www.ncsl.org/research/civil-and-criminal-justice/mental-health-needs-of-criminal-justice.aspx
http://www.ncsl.org/research/civil-and-criminal-justice/mental-health-needs-of-criminal-justice.aspx
https://www.theatlantic.com/politics/archive/2017
34a
health issues in the hands of police officers untrained
to handle them. At least two members of the Supreme
Court have concluded that the recurring grant of
qualified immunity in these incidents sends the wrong
message to law enforcement officers and “tells the
public that palpably unreasonable conduct will go
unpunished.” Kisela v. Hughes, 138 S. Ct. 1148, 1162
(2018) (Sotomayor, J. dissenting). In addressing these
events, I think we have embarked on the wrong road
and the place to which it leads will prove detrimental
to law enforcement, those with mental health issues,
and our society as a whole. “Because there is nothing
right or just under the law about this, I respectfully
dissent.” Id.
35a
APPENDIX B
United States District Court
Southern District of Ohio
Eastern Division
PATTI STEVENS-RUCKER, Administrator of
The Estate of Jason White, Deceased,
Plaintiff,
v.
CITY OF COLUMBUS, et al.,
Defendants.
Case No.: 2:14-CV-2319
JUDGE SMITH
Magistrate Judge Deavers
OPINION AND ORDER
This matter is before the Court upon the Motion
for Summary Judgment of Defendants the City of
Columbus (“Columbus”), Sergeant John Frenz, and
Officer Dustin McKee of the Columbus Police
Department (“Defendants”) (Doc. 57). Plaintiff opposed
Defendants’ Motion (Doc. 86) and Defendants replied
in support (Doc. 95). Additionally pending is Plaintiffs
Motion for Leave to File a Surreply (Doc. 96) and
Defendants’ response to the Motion for Leave (Doc. 97).
The Motions are now ripe for review. For the following
reasons, Plaintiffs Motion for Leave is GRANTED
36a
and Defendants’ Motion for Summary Judgment is
GRANTED in part and DENIED in part.
I. BACKGROUND
This case arises out of the death of Plaintiffs
decedent Jason White (“White”) on November 17, 2013
in Hilliard, Ohio. White died after sustaining gunshot
wounds from defendant Sergeant Frenz (“Frenz”), from
defendant Officer McKee (“McKee”), and, potentially
from former defendant Officer Jason Alderman
(“Alderman”).
On November 17, 2013, White entered the home of
Ashley Cruz at around 5:00 a.m. while Cruz was
sleeping on the couch with the door unlocked. (Doc. 58,
Cruz Aff. at f f 2-5). Cruz woke up when White
entered and observed an African American man
wearing no shirt, jeans, and a camouflage fishing hat.
{Id). Cruz did not recognize White. {Id). White was
holding a large kitchen knife and was sliding his hand
on the blade. {Id. at f 6). Cruz turned on the lights and
told White to leave her apartment. {Id. at f f 7—8).
White did not leave, but just kept looking around
Cruz’s apartment. {Id. at f f 8—9). When Cruz’s baby
began crying, Cruz told White to stay where he was
while she retrieved her baby. (Id. at f f 9-10). When
Cruz returned to the room, she asked if White wanted
water, food, or a coat but White appeared confused and
asked Cruz what she was doing in his home. {Id. at f t
13-15). White then began exiting and reentering the
apartment stating that something happened to him
and that something was not right. {Id. at f f 17—20).
When White eventually left the apartment and walked
to a nearby landing, Cruz shut the door, locked the
door, and woke up her boyfriend. {Id. at f f 21— 23).
37a
Once the door was closed, White tried the handle
again. (Id.). Cruz then called 911, relaying the earlier
events. (Doc. 88, Manually filed CD of Cruz 911 Call
(“Cruz 911 Call”)). Cruz informed the operator that
White may have been on drugs because White was not
making any sense. (Id.). While Cruz was on the phone
with 911, White continued coming back to Cruz’s door,
trying to turn the knob and pounded on other doors in
the area. (Doc. 88, Cruz 911 Call; Doc. 58, Cruz Aff. at
11 26-27).
A. Officer Alderman
Alderman was the first on the scene and recalls
hearing a 33A call,1 dispatching Wagon 1581 2 to Cruz’s
apartment. (Doc. 83-1, Alderman Dep. at 40; Doc. 70,
Alderman Aff. at H 22, 29). Alderman heard that a
caller had informed 911 that there was a man with a
knife banging on her door. (Doc. 83-1, Alderman Dep.
at 42-43; Doc. 56, Manually filed CD of Police Audio
#001 (“Columbus Audio”)). Alderman does not recall
hearing that White’s speech was incoherent but the
dispatcher did inform Wagon 158 that White was “out
of it. He was talking but it made no sense.” (Doc. 83-1,
Alderman Dep. at 43; Doc. 56, Columbus Audio #001).
While Wagon 158 was in transit to Cruz’s apartment,
Alderman received an update that White was
attempting to enter Cruz’s home, meaning there was
possibly a burglary attempt which requires two officers
at a minimum. (Doc. 83-1, Alderman Dep. at 44; Doc.
1 A 33A call means that there is a report of a person with
a knife. (Doc. 83-1, Alderman Dep. at 40).
2 Wagon 158 contained Officers Joel Mefford and Brian
Smith. (Doc. 67, Mefford Aff. at f 15).
38a
56, Columbus Audio #005, #008). Frenz recalls
hearing that there was a man-with-a-knife call and
that the man had entered an apartment with a knife
in his hand. (Doc. 83-2, Frenz Dep. at 50). As the
supervising officer of the precinct, Frenz did not plan
on responding to the call, but told his officers to enter
with lights and sirens. (Id. at 51). xALderman responded
to the call for additional help and drove to Cruz’s
apartment complex because he was only two minutes
away. (Doc. 83- 1, Alderman Dep. at 63-64; Doc. 56,
Columbus Audio #008). Alderman saw White as he
pulled in to the area. (Doc. 83-1, Alderman Dep. at 65).
At the time, White was not carrying a weapon. (Id.).
Alderman approached White with his gun drawn in a
breezeway as the two men faced each other. (Id. at
65, 70—71). Alderman informed dispatch that he had
had a suspect at gunpoint. (Doc. 56, Columbus Audio
# 010).
Alderman was 45-60 feet away from White at first
and told White to show his hands. (Doc. 83-1,
Alderman Dep. at 72—73). White complied with this
order and Alderman approached. (Id.). Alderman
asked White to turn around and White complied. (Id.
at 76—77). However, when White turned around, he
dropped his hands to his side. (Id.). Alderman saw
at least two knives in White’s back pockets. (Id.).
Alderman yelled at White to put his hands back up but
White did not comply. (Id.). Instead, White turned
around—still unarmed—and faced Alderman and
continued to ignore Alderman’s commands. (Id. at
78-79). Alderman then withdrew his Taser while
keeping his gun drawn in his other hand. (Id.). After
White did not comply with another command to get on
the ground, Alderman fired his Taser at White from
39a
about 10 to 15 feet away then put his Taser away. (Id.
at 80—81). White tensed up and fell backwards but got
up swiftly with a large kitchen knife in his hand. (Id.
at 81—83). White then started moving toward
Alderman with the knife drawn and the blade pointed
up. (Id.). Alderman notified dispatch that White was
running towards him. (Doc. 56, Columbus Audio#012).
Alderman then fired four shots at White from eight to
ten feet away. (Doc. 83-1, Alderman Dep. at 83-84).3
After Alderman fired his four shots, White turned and
ran the opposite direction. (Id. at 86). Alderman did
not chase White as he was unfamiliar with the area,
relatively new to the force, and was shaken from
discharging his weapon. (Doc. 83-1, Alderman Dep. at
87). Another officer, Officer John Groom, arrived on
the scene and notified the dispatcher that Alderman
fired shots. (Doc. 56, Columbus Audio #016). Groom
secured Alderman who was shaken by the incident
rather than chase White or speak to Cruz. (Doc. 84-4,
Groom Dep. at 29). Groom stayed with Alderman while
Sergeant Siford went to speak to Cruz regarding her
report.4 (Id. at 33). Alderman had no further contact
3 It is not clear if any of Alderman’s bullets struck White,
but a determination of that fact is not necessary to the resolution
of this case. (Doc. 83-1, Alderman Dep. at 85).
4 It is unclear why Plaintiff states that “none of these
20-30 responding officers contacted Ashley Cruz . . . until well
after Jason White had been shot to death almost an hour later,”
when Officer Groom clearly testified that an officer went to
Cruz’s apartment on the same page of Officer Groom’s deposition
transcript cited by Plaintiff. (Doc. 86, Mem. Opp. at 12). An
unidentified officer also noted that he was with Apartment 302,
the address for Ashely Cruz, at 5:25:45 a.m., after Alderman’s
interaction with White but well before Frenz’s interaction with
40a
with White and did not participate in the later search
for White. (Doc. 83-1, Alderman Dep. at 91).
B. Officer Frenz
The next officer to come into contact with White
was Frenz. After hearing that Alderman had a suspect
at gunpoint, Frenz had ordered a “10-3” run, meaning
a run for an officer in trouble. (Doc. 83-2, Frenz Dep.
at 51). A “10-3 run” means that every officer able to
respond in the area would go to the location to help.
(Id. at 52). Frenz left the station and met up with
McKee and Officer Jeffrey Kracht at Saddlebrook
apartments, a separate, but nearby apartment
complex, where Frenz planned to set up a perimeter.
(Id. at 87—88). After parking his vehicle and
instructing Kracht and McKee to set up the perimeter,
Frenz spotted White crouched by the corner of
building, hiding his hands, and peering around the
corner of the building. (Id. at 93— 94). Because
Alderman had shot at White and White had entered an
apartment with a knife, Frenz drew his gun and his
flashlight and ordered White to show his hands. (Id.).
Although Frenz had heard that White’s speech was
incoherent, Frenz stated that he was more concerned
“that [White] was dangerous more than considering a
specific mental disturbance, simply not knowing what
was going on with him.” (Id. at 95). Frenz ordered
White to show his hands multiple times but White did
not comply and instead stood up and moved around the
building. (Id. at 97). On the south side of the
White. (Doc. 56, Columbus Audio #034, #408). Additionally, an
officer aired that he had made contact with the 911 caller at
Apartment 302 before White’s death. (Id. at #048).
41a
apartment building, there was a small area
partitioned off by a fence which contained air
conditioning units. (See Docs. 87-8, 87-9, 87-11, 87-12).
The fenced off area had openings at both the western
and eastern ends. (Doc. 83-2, Frenz Dep. at 101).
White entered on the eastern side, moving west. (Id. at
100). The fence was short, maybe two to three feet.
(Id. at 101—102; Doc. 83-8, Kracht Dep. at 36).
Frenz approached the fence from the eastern end
while White crouched down inside and behind the
fence. (Doc. 83-2, Frenz Dep. at 102). Frenz looked
through the opening and saw White crouched down.
(Id). Frenz could not see White’s hands so he again
ordered White to show his hands. (Id. at 104). White
did not show his hands but instead, stood up and faced
Frenz while holding a knife. (Id). At 5:43:56 a.m.,
Frenz aired that he had the suspect in the back. (Doc.
56, Columbus Audio #408). At the time White stood up
and faced Frenz, White was twenty feet away from
Frenz. (Doc. 83-2, Frenz Dep. at 105). Frenz told White
to drop the knife and get on the ground which White
did not do. (Id. at 104). Frenz, still at the eastern end
of the fence enclosure, moved slightly south when he
saw an officer west of his position and heard a
reminder to avoid crossfire. (Id. at 105). Officer Kracht
had taken up position by the fence, approaching from
the west end. (Doc. 83-8, Kracht Dep. at 37-38). He
observed that White had his back to the siding of the
apartment building within the fenced in area holding
a knife to his side. (Id. at 35). It is unclear from
Kracht’s deposition where he observed Frenz, but his
affidavit states that he saw Officer Frenz at the
42a
eastern edge of the fence enclosure.5 (Kracht Aff. at f
50). Seeing that Frenz had White at gunpoint, Kracht
holstered his gun and withdrew his Taser. (Doc. 83-8,
Kracht Dep. at 37). Frenz stated that he moved so that
he was not standing opposite of the other officer,
using the eastern end of the fence for cover and
keeping it between him and White. (Doc. 83-2, Frenz
Dep. at 106-07, Ex. 19).6 Kracht was positioned near
the opening on the western end and White was in the
middle of the fenced in area. (Doc. 83-8, Kracht Dep. at
42-43).
5 Plaintiff argues that “Kracht testified that he took up a
position at the southwest corner of the enclosure, which is by all
accounts within feet of where Frenz was located.” (Doc. 96,
Surreply at 12 (citing Kracht Dep. 37:23-38:2, 42:13-20)).
However, after a careful review of the depositions of both Kracht
and Frenz, there is no evidence that Frenz was within feet of
Kracht or that “Kracht was standing very near Frenz when Frenz
shot Jason.” (Id.). Rather, as Plaintiff notes, Frenz started at
“the northeast corner of the enclosure” before “m oving south”
and that “Kracht testified that he took up a position at the
southwest corner of the enclosure.” (Id. (emphasis in original)).
How Frenz—who moved south from the northeast corner to the
southeast corner of the enclosure—could be “very near” an officer
at the southwest corner is unexplained by Plaintiff. There is no
evidence that Frenz ever moved west of the center of the
enclosure or even any more than mere feet west of the
southeastern corner.
6 Frenz noted he used the portion of the fence visible in
Exhibit 19 as cover once he moved. (Doc. 83-2, Frenz Dep.at 107).
The portion offence is the eastern side of the enclosure. (See Doc.
87-12, Photo 19). Frenz also indicated that he was near the
bumper of a car in photo 19. (Id.). It is unclear to which vehicle he
is referring as there are at least two bumpers visible in the photo.
(Id.).
43a
White continued to stare at Frenz. (Doc. 83-2,
Frenz Dep. at 108; Doc. 83-3, McKee Dep. at 76).
Kracht then deployed his Taser toward White’s right
side. (Doc. 83-8, Kracht Dep. at 44—45) The Taser was
not effective. (Id.). After Kracht deployed his Taser,
White turned to his left and began to run eastbound
toward the opening he originally entered. (Doc. 83-8,
Kracht Dep. at 45-46). Frenz stated that White
started moving toward him, moving eastbound along
the wall toward the east exit of the enclosure which
Frenz interpreted as White coming at him. (Doc.
83-2, Frenz Dep. at 108—109).' In order to reach Frenz
with a knife, White would have had to exit the
enclosure then turn to his right or southbound. (Id. at
110). Frenz did not wait for White to reach the exit of
the enclosure. (Id). Frenz states that he moved further
west as White moved east and fired three shots at
White while White was still inside the enclosure,
striking him once in the left shoulder area. (Id. at 110,
112; Doc. 79, Frenz Aff. at 124). Frenz believes he
was six to eight feet from White and standing in the
grassy area on the south side of the enclosure when he
fired. (Doc. 83-2, Frenz Dep. at 70, 78; Doc. 79, Frenz
Aff. at If 132).7 8 At the time Frenz shot White, McKee
7 Plaintiff argues that following Kracht’s deployment of
the Taser, White “turned toward the east exit away from Kracht
and Frenz.” (Doc. 86, Mem. Opp. at 15 (emphasis in original)). It
is not clear how Plaintiff determined that White was turning
away from Frenz as there is no evidence which suggests that
Frenz was anywhere but east of White’s position at the time of the
Taser deployment.
8 Plaintiff attempts to argue that the distance between the
two is in dispute because “Sgt. Frenz was approximately 15-20
feet from Jason White and separated by a privacy fence, which is
44a
was maybe thirty yards away from Frenz.9 (Doc. 83-3,
McKee Dep. at 79). McKee recalls seeing White near
the eastern enclosure and Frenz in the grass or mulch
that is visible in Photo 18. (Doc. 83-3, McKee Dep. at
76; Doc. 87-11, Photo 18). After Frenz shot White,
White stumbled back and leaned against the wall.
(Doc. 83-2, Frenz Dep. at 110). In Photos 18, 19, and
22, there is clear evidence of blood on the wall near the
eastern exit of the enclosure and outside of the
enclosure on the southeastern corner of the apartment
building. (Docs. 87-11, 87-12, and 87-10). McKee saw
White’s blood splatter on to the wall after Frenz fired
his weapon. (Doc. 83-3, McKee Dep. at 78). When
Frenz saw White lean against the wall, he knew he
had made contact and fired no more shots. (Doc. 83-2,
Frenz Dep. at 113). At 5:44.17, McKee aired that shots
were fired. (Doc. 83-3, McKee Dep. at 77; Doc. 56,
Columbus Audio #409). White then fled, making it
around the southeastern corner of the building then
continuing north along the building before running
well beyond this reactionary gap.” (Doc. 86, Mem. Opp. at 17-18).
The Court agrees that White and Frenz were 15 to 20 feet apart
at some point in time in their encounter. (Doc. 83-2, Frenz Dep. at
105). However, there is nothing in the record that contradicts
Frenz’s testimony that White was six to eight feet away when
Frenz discharged his firearm or that White moved toward Frenz
before Frenz discharged his firearm. (Id. at 70, 78).
9 There is no evidence in the record to support Plaintiffs
assertion that “Frenz was accompanied by Kracht and McKee
when he fired” as McKee testified he was thirty yards away. (Doc.
86, Reply at 17; Doc. 83-3, McKee Dep. at 78). Furthermore,
according to all three officers, McKee was chasing White from
behind Frenz and Kracht in the ensuing chase. (Doc. 83-8, Kracht
Dep. at 49-50; Doc. 83-2, Frenz Dep. at 115-17, Doc. 83-3, McKee
Dep. at 78- 80).
45a
westbound through a breezeway. (Doc. 83-2, Frenz
Dep. at 115-16; Doc. 83-3, McKee Dep. at 79; Doc.
83-8, Kracht Dep. at 49-50). McKee, Kracht, and
Frenz were all pursuing White. (Doc. 83-8, Kracht
Dep. at 49—50; Doc. 83-2, Frenz Dep. at 115).
C. Officer McKee
McKee does not recall the immediate moments
after Frenz shot White, but recalls that he was soon
behind White, running northbound on Gables Lake
Boulevard. (Doc. 83-3, McKee Dep. at 80). McKee did
not follow Frenz, Kracht, and White around the east
side of the building, but instead ran northbound on
Gables Lake and saw White come west out of the
breezeway then head north. {Id). As White turned
north, McKee pursued him. {Id). At the time, Frenz
was still in front of McKee, but was to McKee’s left and
out of McKee’s sight-line to White. {Id). Kracht was
even with Frenz and was aware that McKee was in the
area, although he was not sure exactly where McKee
was at that time. (Doc. 83-8, Kracht Dep. at 53—54).
Frenz was unaware McKee was behind him. (Doc.
83-2, Frenz Dep. at 117). At the time, Officer Joel
Mefford was approaching Gables Lake from the west
and observed White running. (Doc. 84-1, Mefford Dep.
at 44-46). Mefford observed that White was limping
but still maintaining a good running pace. {Id). He
further noted that there was visible blood on the side
of White’s body and White was still holding a knife in
his right hand. {Id). McKee was aware that other
officers were in the area, but he was not aware how
many were on scene at that time. (Doc. 83-3, McKee
Dep. at 88). When White was roughly 20 to 25 feet
away and running away from McKee, Frenz, and
46a
Kracht, McKee fired two shots at White’s back. (Doc.
83-3, McKee Dep. at 61-62). McKee slowed while
running, crouched down, and shot with both hands.
(Id. at 64). One of McKee’s bullets may have struck
White in the lower left back (“Wound C”). (Doc. 83-3,
McKee Dep. at 100; Doc. 64, Daniels Aff. at If If 25-32).
Frenz, not knowing where the shots came from,
crouched and slowed down, stopping his chase. (Doc.
83-2, Frenz Dep. at 117-118). Kracht yelled “Dustin!”
at McKee to indicate that his shots could have hit
Frenz or Kracht then continued giving chase with
McKee. (Doc. 83-8, Kracht Dep. at 56-57; Doc. 83-3,
McKee Dep. at 80-81). While giving chase, McKee
continued to order White to drop the knife and stop
running. (Doc. 83-3, McKee Dep. at 82-83). White
next took a right turn eastbound through a breezeway.
(Id. at 81). McKee slowed down in the breezeway to
avoid an ambush and continued to advance with his
gun drawn. (Id.). At the end of the breezeway, McKee
observed that White had stopped and turned to face
the breezeway. (Id. at 82). McKee continued out of the
breezeway to face White. (Id. at 82). When McKee
stopped chasing, he and White were “no more than 15
feet” apart. (Id. at 83—84). McKee had his gun drawn
and held high, but his finger was not on the trigger.
(Id. at 84). White did not say anything to McKee and
had a blank facial expression. (Id. at 85). Kracht
rounded a corner and saw White standing still, facing
him but does not recall seeing McKee. (Doc. 83-8,
Kracht Dep.at 59). White was holding a knife and
Kracht had his gun drawn. (Id. at 60-61). Officer
Merino also arrived on the scene while White was still
standing. (Doc. 83-9, Merino Dep. at 24-26).
47a
McKee then fired two shots at White’s center mass.
(Doc. 83-3, McKee Dep. at 85). Even though McKee
was fifteen feet away from White, McKee testified that
he felt that White would have been able to close that
distance before McKee would be able to put his finger
on the trigger and fire. (Id.). McKee testified that he
felt that White was going to attack him. (Id. at 95).
McKee knew he hit White with at least one shot
because White fell to the ground. (Id. at 86). Kracht
does not recall exactly what he saw when White was
shot, but recalls White on the ground on his back.
(Doc. 83-8, Kracht Dep. at 62). Officer Merino saw
White standing with a knife in his hand then saw him
fall to the ground, first to his knees then to his back.
(Doc. 83-9, Merino Dep. at 24-27).
McKee held his position then states that he saw
White began to get back up from a prone position.
(Doc. 83-3, McKee Dep. at 86). White was lying on his
left side with his right arm underneath his body using
his left arm to push himself off of the ground. (Id.).
Kracht does not recall seeing White trying to get up off
of the ground. (Doc. 83-8, Kracht Dep. at 62). McKee
fired two more shots at White, fatally striking him in
the left chest with one of the shots. (Doc. 83-3, McKee
Dep. at 86-87).
D. Actions of the Officers Following the Final
Shots
Numerous other officers immediately arrived on
the scene. (Doc. 83-3, McKee Dep. at 86—87; Doc.
83-9, Merino Dep. at 27; Doc. 83-2, Frenz Dep. at 121).
Frenz and Kracht saw White putting the knife up to
his own neck while lying flat on his back. (Doc. 83-2,
Frenz Dep. at 121; Doc. 83-8, Kracht Dep. at 65). Once
48a
White stopped moving, Kracht removed the knife from
White’s hand, rolled White onto his stomach, and put
White in handcuffs. (Doc. 83-3, McKee Dep. at 86—87;
Doc. 83-8, Kracht Dep. at 65-67; Doc. 83-2, FrenzDep.
at 121). Kracht felt safe to approach White because
he presumed that White was dead. (Doc. 83-8, Kracht
Dep. at 67). Merino could hear White gasping for air
and could see blood pumping out of White’s chest. (Doc.
83-9, Merino Dep. at 28). Merino stated that he held
White’s leg while Kracht removed the knife from
White’s hand and helped Kracht turn White over. (Id.
at 30-31). Merino could tell that White was still
breathing when he was on his stomach being
handcuffed. (Id.). At 5:45:49, an officer tells dispatch
the officer is going to need a medic. (Doc. 56, Columbus
Audio #413). In the same recording an officer aired
that they were going to get a squad to the suspect at
5:45. (Doc. 56, Columbus Audio #413).10
No officer attempted to provide medical aid to
White. (Doc. 83-9, Merino Dep. at 33—34; Doc. 83-6,
Shaw Dep. at 24; Doc. 83-2, Frenz Dep. at 121). Merino
left White and secured the scene to make sure that all
necessary evidence could be collected. (Doc. 83-9,
Merino Dep. at 35). Merino understood that he was
leaving White to die in the grass when he got up and
10 After White was handcuffed, McKee was walked to his
cruiser by another officer and was then taken by officer support
to the training academy. (Doc. 83-3, McKee Dep. at 89—90).
Kracht—presumably still believing that White was
deceased—walked away from the scene southbound to calm
himself. (Doc. 83-8, Kracht Dep. at 70). A detective interviewed
Kracht at the scene. (Id. at 74).
49a
walked away.11 (Doc. 83-9, Merino Dep. at 34). About
15 minutes passed between when officers calling for
EMS and when Lieutenant Shaw of Columbus Fire
and Rescue arrived. (Doc. 83-6, Shaw Dep. at 21).
Columbus Fire and Rescue was not first on the scene,
however, as a paramedic from the Norwich Township
Fire Department was already next to White. {Id. at
17). The Norwich paramedic had already determined
that White had no pulse and was not breathing. {Id.).
Shaw recommended that they turn White over and
check him for a pulse and breaths which they did not
find. {Id. at 17, 25-26). Shaw determined that no
medical intervention would save White and
pronounced that White was deceased within five
minutes of his arrival. {Id. at 28-29).
Plaintiff, White’s mother and administrator of his
estate, filed this suit in 2014 alleging that Alderman,
Frenz, and McKee used excessive force in violation of
42 U.S.C. § 1983, and that Alderman, Frenz, and
McKee were deliberately indifferent to White’s serious
need for medical care in violation of 42 U.S.C. § 1983.
(Doc. 1, Compl. at 37-49). Plaintiff also sued the
City of Columbus and Chief of Police Kim Jacobs for
failure to properly train or supervise the officers and
for having customs or policies ratifying constitutional 11
11 Defendant objected to this question during deposition
testimony but the Court finds no evidentiary objection
appropriate to exclude it. (Doc. 83-9, Merino Dep. at 34).
However, the Court notes that Plaintiffs characterization of
Merino’s testimony as indicative of the state of mind of every
officer on the scene is incorrect. (See Doc. 86, Mem. Opp. at 48
(“The Columbus police officers understood that they ‘were leaving
Jason to die there in the grass when [they] got up and walked
away from him.”’) (citing Doc. 83-9, Merino Dep. at 34)).
50a
violations under 42 U.S.C. § 1983. (Id. at f f 50-58).
Plaintiff also brought wrongful death, assault and
battery, and intentional infliction of emotional distress
claims against each of the defendants. (Id. at *[ff 59-
72). Plaintiff dismissed Chief Jacobs on July 7, 2015,
and Alderman on September 18, 2015. (Docs. 34, 36).
The remaining Defendants now move for summary
judgment on all of Plaintiffs remaining claims.
II. STANDARD OF REVIEW
Defendants moved for summary judgment
pursuant to Rule 56 of the Federal Rules of Civil
Procedure. Summary judgment is appropriate “if the
movant shows that there is no genuine dispute as to
any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a).
The Court’s purpose in considering a summary
judgment motion is not “to weigh the evidence and
determine the truth of the matter” but to “determine
whether there is a genuine issue for trial.” Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). A
genuine issue for trial exists if the Court finds a jury
could return a verdict, based on “sufficient evidence,”
in favor of the nonmoving party; evidence that is
“merely colorable” or “not significantly probative,”
however, is not enough to defeat summary judgment.
Id. at 249-50.
The party seeking summary judgment shoulders
the initial burden of presenting the court with law and
argument in support of its motion as well as
identifying the relevant portions of ‘“the pleadings,
depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any,’
which it believes demonstrate the absence of a genuine
51a
issue of material fact.” Celotex Corp. v. Catrett, 477
U.S. 317, 323 (1986) (quoting Fed. R. Civ. P. 56). If
this initial burden is satisfied, the burden then shifts
to the nonmoving party to set forth specific facts
showing that there is a genuine issue for trial. See Fed.
R. Civ. P. 56(e); see also Cox v. Ky. Dep’t ofTransp., 53
F.3d 146, 150 (6th Cir. 1995) (after burden shifts,
nonmovant must “produce evidence that results in a
conflict of material fact to be resolved by a jury”). In
considering the factual allegations and evidence
presented in a motion for summary judgment, the
Court must “afford all reasonable inferences, and
construe the evidence in the light most favorable to the
nonmoving party.” Id.
III. DISCUSSION
Defendants moved for summary judgment, arguing
that Frenz and McKee are entitled to qualified
immunity on Plaintiffs excessive force and deliberate
indifference claims. Defendants further argue that
there is no municipal-liability claim because there
were no underlying constitutional violations, that
Plaintiff cannot identify a specific custom or policy
which caused a violation of White’s constitutional
rights, and that Columbus’ training of its officers was
more than adequate. Last, Defendants argue that
Frenz, McKee, and Columbus are immune from
Plaintiffs state-law claims under Ohio Revised Code §
2744. Plaintiffs specific responses to each argument
will be discussed below after other preliminary
matters are decided.
52a
A. Preliminary Matters
Before the Court addresses the merits of these
defenses, Plaintiff argues that the affidavits relied
upon by Defendants should be stricken or given little
weight and moved for leave to file a surreply. It is
true—and time-consuming for the Court—that
Defendants did not cite a single deposition in the
Motion for Summary Judgment. However, Defendants
are not legally obligated to rely on deposition
testimony where the only questions asked in those
depositions were those asked by Plaintiff s counsel.12 A
deposition serves the important role of allowing a
party to elicit sworn testimony from an opponent’s
witness. However, the inverse is that a party’s
opponent may use an affidavit to elicit sworn
testimony for its own witness. Provided that the
affidavit testimony is consistent with the deposition, a
party is not obligated to rely on deposition testimony
at all. Plaintiff points to one example where the
deposition testimony of Thomas Paige and Eric Pilya
are contradictory to their affidavits and claims that
“the attorneys for Defendants have chosen to
painstaking craft lengthy affidavits that contradict
significant portions of the testimony.” (Doc. 86, Mem.
Opp. at 32—34). Plaintiffs highlighting of two
instances of inconsistency over twenty-two affidavits
is insufficient for the Court to strike all of the
affidavits. Rather than strike every affidavit, the
12 In moving for summary judgment, a party must support
its assertions by “citing to particular parts of materials in the
record, including depositions, documents, electronically stored
information, affidavits or declarations, . . . or other materials . .
. .” Fed. R. Civ. P. 56(c)(1)(A) (emphasis added).
53a
Court primarily uses the deposition testimony in
determining the undisputed facts and will give no
value to affidavit statements which conflict with prior
sworn testimony. See Penny v. United Parcel Serv., 128
F.3d 408, 415 (6th Cir. 1997) (“a party cannot create a
genuine issue of material fact by filing an affidavit,
after a motion for summary judgment has been made,
that essentially contradicts his earlier deposition
testimony.”); but see Aerel, S.R.L. v. PCC Airfoils,
L.L.C., 448 F.3d 899, 907 (6th Cir. 2006) (finding that
parties may supplement incomplete deposition
testimony with affidavits). Of course, to the extent an
affidavit contradicts deposition testimony on a
material fact; the Court is already constrained to
construe such a fact in favor of the Plaintiff.
As for Plaintiffs Motion for Leave to File a
Surreply, this Court grants such requests “for good
cause shown.” S.D. Ohio Civ. R. 7.2(a)(2). It is common
for this Court to grant leave where a reply raises new
legal arguments. See e.g., Burlington Ins. Co. v. PMI
Am., Inc., 862 F. Supp. 2d 719, 726 (S.D. Ohio 2012),
order clarified, No. 2:08-CV-1054, 2012 WL 1665867
(S.D. Ohio May 10, 2012) (Sargus, C.J.); Thompson v.
Transam Trucking, Inc., 750 F.Supp.2d 871, 884 (S.D.
Ohio 2010) (Frost, J.). In this case, Defendants
submitted a forty-page reply citing deposition
testimony for the first time. The Court feels that
Plaintiff has shown good cause and should be afforded
the opportunity to address this record evidence even
though the underlying arguments may not have been
novel when raised in Defendants’ reply. Accordingly,
the Court GRANTS Plaintiff s Motion for Leave to File
a Surreply on the docket as Doc. 96-1. The Court will
now address the merits of this case.
54a
B. Qualified Immunity
It is well-established that “ [p]olice officers are
immune from civil liability unless, in the course of
performing their discretionary functions, they violate
the plaintiff s clearly established constitutional rights.”
Mullins v. Cyranek, 805 F.3d 760, 765 (6th Cir. 2015)
(citing Messerschmidt v. Millender, 565 U.S. 535, 546
(2012)). Qualified immunity protects all but “the
plainly incompetent or those who knowingly violate
the law.” Messerschmidt, 565 U.S. at 546 (internal
quotations omitted). If officers of reasonable
competence could disagree on the issue, then qualified
immunity should be recognized. Mullins, 805 F.3d at
765 (quoting Malley v. Briggs, 475 U.S. 335, 341
(1986)).
In order to determine if an officer’s actions are
entitled to qualified immunity, the Court employs a
two part test: “(1) whether the facts, when taken in the
light most favorable to the party asserting the injury,
show the officer’s conduct violated a constitutional
right; and (2) whether the right violated was clearly
established such that a reasonable official would
understand that what he is doing violates that right.”
Mullins, 805 F.3d at 765 (internal quotations
omitted). Although the Court views the facts in the
light most favorable to the Plaintiff, the Court must
not give “plaintiff the benefit of inferences and
suppositions that are not . . . supported by the record
facts.” Chappell u. City of Cleveland, 585 F.3d 901,
911 (6th Cir. 2009). Courts are free to analyze the
prongs in either order as both must be met for
qualified immunity to apply. Id. (citing Pearson v.
Callahan, 555 U.S. 223, 236 (2009)).
55a
In determining the reasonableness of an officer’s
actions, the Sixth Circuit uses a ‘“totality of the
circumstances’” test. Mullins, 805 F.3d at 765 (quoting
Livermore v. Lubelan, 476 F.3d 397, 404 (6th Cir.
2007)). The Sixth Circuit has identified three
non-exhaustive factors to consider: “(1) the severity of
the crime at issue; (2) whether the suspect poses an
immediate threat to the safety of the officers or others;
and (3) whether the suspect is actively resisting arrest
or attempting to evade arrest by flight.” Sigley v. City
of Parma Heights, 437 F.3d 527, 534 (6th Cir. 2006)
(citing Dunigan v. Noble, 390 F.3d 486, 493 (6th Cir.
2004)). While the Sixth Circuit has described these
factors as non-exhaustive, it has stated that “[i]n
excessive force cases, the threat factor is ‘a minimum
requirement for the use of deadly force,’ meaning
deadly force ‘may be used only if the officer has
probable cause to believe that the suspect poses a
threat of severe physical harm.’” Mullins, 805 F.3d at
766 (quoting Untalan v. City of Lorain, 430 F.3d 312,
314 (6th Cir. 2005) (emphasis in original)).
The right to be free from excessive force is clearly
established as a protection given by the Fourth
Amendment. Mullins, 805 F.3d at 765. However, while
the general right to be protected from excessive force
is established, the Supreme Court “has repeatedly
told courts . . . not to define clearly established law at
a high level of generality.” Ashcroft v. al-Kidd, 563
U.S. 731, 742 (2011). Instead, “[t]he relevant,
dispositive inquiry in determining whether a right is
clearly established is whether it would be clear to a
reasonable officer that his conduct was unlawful in the
situation he confronted.” Saucier v. Katz, 533 U.S. 194,
202 (2001) (citing Wilson v. Layne, 526 U.S. 603, 615
56a
(1999)). An officer’s action is ‘“assessed in light of the
legal rules that were clearly established at the time it
was taken.’” Pearson, 555 U.S. at 244 (quoting Wilson,
526 U.S. at 614).
The Sixth Circuit employs a segmented approach
to excessive force claims where the reasonableness of
each shooting is analyzed independently of the other
shootings Greathouse v. Couch, 433 F. App’x 370, 372
(6th Cir. 2011). The Sixth Circuit has warned that
‘“ [w]hen an officer faces a situation in which he could
justifiably shoot, he does not retain the right to shoot
at any time thereafter with impunity.’” Dickerson v.
McClellan, 101 F.3d 1151, 1162 n. 9 (6th Cir. 1996)
(quoting Ellis v. Wynalda, 999 F.2d 243, 247 (7th Cir.
1993)). Accordingly, the Court must separate each set
of shots by Frenz and McKee to determine if the
circumstances at the time of each shooting warranted
the force used.
1. Sergeant Frenz
Defendants argue that Plaintiff cannot satisfy
either prong of the qualified immunity test for Frenz’s
interaction with White because Defendants allege
Frenz acted reasonably when he fired his weapon at
White. Plaintiff argues that Frenz’s shooting was not
reasonable because there is a question of fact about
whether White posed a significant immediate threat.
Before considering the legal merits of Frenz’s
immunity, the Court notes that it relies on the facts as
stated above and to the extent there was any doubt in
the facts, those were construed in favor of the Plaintiff.
However, the Court is wary that Plaintiff cannot
create a question of material fact “by asserting as a
57a
fact that the defendant did not have a requisite
reasonable state of mind, or that the victim, in
hindsight, did not in fact present a danger.”
Murray-Ruhl v. Passinault, 246 F. App’x 338, 350 (6th
Cir. 2007). The Court is only concerned with the
objective reasonableness of Frenz’s actions, not his
subjective state of mind. Smith v. City of Wyoming,
821 F.3d 697, 709 (6th Cir. 2016), as amended (May
18, 2016) (“we consider the specific factual
circumstances known to the officer to determine
whether a reasonable officer would have known that
her conduct violated that right.”) (citing Matalon v.
Hynnes, 806 F.3d 627, 633 (1st Cir. 2015)); see also
Brosseau v. Haugen, 543 U.S. 194, 199-200 (2004)
(finding a court must consider qualified immunity by
analyzing the situation the officer confronted).
With that in mind, Defendants argue that the
three reasonableness factors—(1) severity of the
crimes; (2) whether White was actively resisting arrest
or fleeing; and (3) immediacy of the threat—all favor
Frenz, and note the specific factual circumstances of
which Frenz knew at the time. The Court will first
address each of the three factors in turn.
a. Severity of the Crimes
Defendants argue that this factor weighs in favor
of Frenz because Frenz was aware that White had
likely committed two first-degree felonies: aggravated
burglary and felonious assault against a peace officer.
Plaintiff argues that the only crimes actually
committed by White were misdemeanor menacing and
burglary. The Court agrees with Defendants. Although
Sergeant Pilya of the Critical Incident Response Team
testified that he was investigating White for only
58a
menacing and burglary, at the time Frenz fired, he
was aware that White had entered an occupied
apartment building wielding a knife and that White
had some sort of confrontation with a police officer
which resulted in the officer discharging his weapon.
(Doc. 83-2, Frenz Dep. at 94).
The Court finds that the appropriate method to
analyze the severity of the crimes by White is to
consider the information available to the reasonable
officer at the time of the shooting and which crimes the
officer had probable cause to believe the suspect
committed based on the information obtained before
the shooting. Goodrich v. Everett, 193 F. App’x 551,
555 (6th Cir. 2006). This factor is evaluated to
determine if the severity of the crime makes it more or
less likely that an officer would have to use force to
apprehend the suspect. Id. (finding that reasonable
belief that suspect committed aggravated domestic
assault weighed in favor of the use of force). As this
factor is ultimately designed to instruct the Court on
the reasonableness of the officer’s decision at the time
he made it, a post hoc accounting of the crimes
actually committed would require the Court to use
hindsight when every case in the Sixth Circuit and in
the Supreme Court warns against just such an
approach. The Court agrees that at the time Frenz
encountered White, based on the information he had at
the time, it was reasonable for Frenz to believe that
White had committed aggravated burglary under Ohio
Revised Code § 2911.11(B) and aggravated assault
under Ohio Revised Code § 2901.11(A)(2), twm
potentially violent crimes. This factor weighs in favor
of the use of force.
59a
b. Actively Resisting Arrest and/or
Fleeing
Defendants argue this also weighs in favor of
Frenz because White had “attacked Alderman with his
knife, and he had already evaded arrest by flight when
he ran away from Alderman.” (Doc. 57, Mot. Summ. J.
at 28).13 Plaintiff argues that “Defendants concede
that they did not use deadly force because Jason
White was a fleeing felon or evading capture.” (Doc. 86,
Mem. Opp. at 38 (citing Doc. 83-3, McKee Dep. at 60)).
However, Plaintiff correctly also notes that the Sixth
Circuit applies a segmented approach to analyzing
excessive force claims. (Doc. 96-1, Surreply at 10
(quoting Greathouse, 433 F. App’x at 372)).
Accordingly, McKee’s testimony regarding his beliefs
is irrelevant in an analysis of Frenz’s use of force. See
Pollard v. City of Columbus, 780 F.3d 395, 402 (6th
Cir. 2015), cert, denied, 136 S. Ct. 217 (2015) (“To
start, ‘[e]ach defendant’s liability must be assessed
individually based on his own actions.’” (quoting Binay
v. Bettendorf, 601 F.3d 640, 650 (6th Cir. 2010))).
The Court agrees with Defendants that this factor
weighs in favor of the use of force by Frenz. Again,
Frenz was aware that Alderman had some sort of
confrontation with White, that White then ran away
13 There is no evidence in the record that White ever
actually attacked Alderman or any other officer. In fact, Alderman
even clarifies that at the time of the incident he told another
officer that White “tried to attack him with a knife.” (Doc. 83-1,
Alderman Dep. at 90). At best, White’s confrontation with
Alderman could be characterized as an potential attack and
neither Frenz nor McKee stated they were aware of an attack,
just that they were aware of a confrontation.
60a
from Alderman and into a new apartment complex,
that White continued to refuse to follow Frenz’s
commands, and that White then, at a minimum was
attempting to flee out of the enclosure with a knife in
his hand.
c. Immediacy of the Danger
Plaintiff repeatedly states that “a reasonable fact
finder could find that Jason White was merely moving
away from Frenz and Kracht and posed no imminent
deadly or serious threat to anyone.” (Doc. 86, Mem.
Opp. at 41). However, there is no evidence that rebuts
the testimony of both Kracht and Frenz that White
first moved in Frenz’s direction holding a knife,
refusing orders to drop the knife and show his hands.
While it is certainly possibly that White was merely
attempting to leave the enclosure, it is undisputed that
his first move—once confronted by Frenz and
Kracht—was a move toward Frenz. In the Sixth
Circuit, in the absence of overt statements by White
to the officers, White’s actual motives for his
movements are not relevant to this inquiry because
they are not known to the reasonable officer at the
time of the incident. See Murray-Ruhl, 246 F. App’x at
350 (“the subjective intent of the victim—unavailable
to the officers who must make a split-second
judgment—is irrelevant to the question whether his
actions gave rise to a reasonable perception of
danger.”); see also United States v. Serrata, 425 F.3d
886, 905 (10th Cir. 2005) (holding the victim’s “state
of mind is irrelevant, as the force would have been
excessive regardless of [the victim’s] subjective state of
mind.”); Palmquist v. Selvik, 111 F.3d 1332, 1339 (7th
Cir. 1997) (finding that “evidence outside the time
61a
frame of the shooting is irrelevant and prejudicial” and
excluding the victim’s subjective intent to commit
suicide by police).
The same analysis applies to the evidence provided
by Plaintiff regarding White’s mental history and
previous history that day. Although the Court
understands the possibility that White may have been
in some sort of mental distress, his past history is
irrelevant to the officer’s use of force unless they knew
of his past history. The Sixth Circuit has discussed
this specific issue and found that where the officers are
not affirmatively aware of a suspect’s actual mental
disability, “the actual mental illness of [a suspect]
cannot be considered [in an excessive force analysis]
except to the extent that it seemed that he could have
been mentally disturbed.” Sheffey v. City of Covington,
564 F. App’x 783, 795 (6th Cir. 2014). Notably, in
collecting cases, the Court found that the defining
characteristic of the cases in which courts found that
mental health was important were that the officers
definitively knew of the mental illness, that the
arrestee was known to be unarmed in most of the
cases, and that the arrestee had made no attempt to
resist or attack the officers. Id. at 795-96 (collecting
cases). The Court finds that the same analysis in
Sheffey applies here: “the mental illness of [White]
should be considered . . . from the viewpoint of what
the officers knew and could perceive at that time of the
incident.” Id. at 796. The Court is hesitant to require
a police officer to recognize mental illness or distress,
to identify its type, and to determine if a person will be
violent or not on the basis of the person’s speech (or
lack thereof) or the look of the person’s eyes. There are
too many different types of mental illness which affect
62a
people in numerous different ways for the Court to
demand that an officer be able to recognize mental
distress and determine if a suspect will be non-violent
on the minor visual and auditory cues present in this
case.
As to immediacy, the Court agrees with
Defendants that Lopez v. City of Cleveland is
inapplicable to Frenz’s shooting. In Lopez, the Sixth
Circuit analyzed a case where police officers
approached a machete wielding suspect who was
speaking to a family member. 625 F. App’x 742, 744
(6th Cir. 2015). The officers alleged that they saw the
decedent make a move toward the family member with
the machete raised over his head in a threatening
manner. Id. However, there were three non-officer
witnesses who alleged that the decedent turned away
from the family member, that he only raised the
machete to threaten himself, that he never raised it at
all, and/or that he did not turn in any direction. Id.
The Sixth Circuit found that there was a question of
fact whether the decedent had in fact moved towards
the family member while holding the machete. Id. at
746. Accordingly, the Court decided that “[tjhose
disputes go to the heart of whether it was reasonable
for Defendant Officers to use deadly force.” Id. at 747.
Notably, the Court did not hold that force would be
unreasonable if the officers’ version of the facts was
correct. In this case, there is no question of fact about
White’s movement immediately before Frenz fired,
meaning the Lopez decision is unhelpful in
determining whether Frenz’s shooting was reasonable.
Plaintiff argues Frenz was never in danger
because White was not within striking distance at the
63a
time Frenz shot, that Frenz had cover from the fence,
and that there were twenty to thirty officers in the
area. (Doc. 86, Mem. Opp. at 42). There is nothing in
the record which rebuts Frenz’s testimony that White
was six to eight feet from Frenz when Frenz fired.
(Doc. 83-2, Frenz Dep. at 70, 78). Plaintiff does not cite
to any case law which requires that a victim be within
striking distance before an officer fires his weapon. In
fact, in Chappell, the Sixth Circuit explicitly held that
a knife wielding suspecting moving toward an officer
with the knife, “held up while ignoring their
commands to drop the knife; and that they believed he
was trying to attack them and, at a distance of less
than seven feet, posed an imminent threat of serious
bodily harm.” Chappell, 585 F.3d at 910. The decedent
in Chappell also had a mattress between him and the
officers but the Sixth Circuit applied qualified
immunity anyway, noting that the mattress would
have posed “little impediment to a knife-wielding
assailant.” Id. at 911. The Court finds that those
circumstances are sufficiently similar to the case at
hand to warrant a finding of reasonableness.
Plaintiffs argument regarding the presence of
other officers in the area is not relevant to whether
White was a threat to Frenz when White closed to
between six and eight feet. Plaintiff does not explain
how twenty to thirty other officers in the area who
were not present for the encounter could have stopped
White from reaching Frenz if White was attacking
Frenz. The Court finds that Frenz was under no duty
to wait for assisting officers to arrive before firing his
weapon because the totality of the circumstances
support that, at a minimum, reasonable officers could
have differed about the use of force. Plaintiff also
64a
argues that Kracht did not find it reasonable to fire at
White and argues that Kracht was “faced with the
identical circumstances as Frenz.” (Id.). As previously
noted, Kracht was not faced with the same
circumstances as Frenz because when White started
moving from within the enclosure, he moved toward
Frenz and away from Kracht.14
Based on the similarities in Chappell, even if
Frenz’s use offeree was unreasonable, when the Court
is in a legal gray area, “the proper course is to grant
summary judgment to the officers, even if the court
would hold the officers’ conduct unconstitutional in
hindsight.” Rudlaffv. Gillispie, 791 F.3d 638, 644 (6th
Cir. 2015) (citing al-Kidd, 563 U.S. at 131).
Accordingly, Frenz is entitled to qualified immunity
for his use of force against White because Plaintiff has
failed to establish either prong of the two-part test.
Summary judgment as to Plaintiffs excessive force
claims against Frenz is GRANTED.
2. Officer McKee
Officer McKee’s interaction with White occurred in
three distinct circumstances and the Court agrees with
Plaintiff that each must be segmented and analyzed
individually. However, the Court notes that at each
stage, the Court must analyze each incident with an
eye on McKee’s knowledge of Alderman’s encounter
with White, of Frenz’s encounter with White, and
McKee’s own previous encounter(s) with White.
14 Defendant also correctly notes that “immunity should be
recognized ‘if officers of reasonable competence could disagree on
the issue,’” Mullins, 805 F.3d at 765 (quoting Malley, 475 U.S. at
341).
65a
a. McKee’s First Shooting
It is undisputed that McKee first shot White in the
back while White was running away from McKee,
Frenz, and Kracht. The Court notes that for McKee’s
first set of shots, only one of the three factors contains
analysis that is significantly different than the
analysis the Court completed for Frenz’s shots. McKee
was aware of the same facts regarding the potential
crimes committed by White and there is no doubt that
White was actively fleeing from Frenz, McKee, and
Kracht at the time McKee fired his first set of shots.
The first two elements again weigh in favor of
reasonableness. Accordingly, only the immediacy of the
threat factor need be analyzed in depth.
Defendant relies on Tennessee v. Garner for the
proposition that “where the officer has probable cause
to believe that the suspect poses a threat of serious
physical harm, either to the officer or to others, it is
not constitutionally unreasonable to prevent escape by
using deadly force.” 471 U.S. 1, 11 (1985). Plaintiff
again relies on Lopez as controlling in this case,
stating that similar to Lopez, this case involves a
suspect who was not an immediate threat to McKee or
others. (Doc. 86, Mem. Opp. at 43).
In Garner, the Supreme Court held that an officer
who shot and killed an unarmed teenage fleeing
suspect solely to prevent escape was an unreasonable
seizure and violated the teenager’s constitutional
rights. 471 U.S. at 20-22. The Court held that the
officer “did not have probable cause to believe that [the
teenager], whom he correctly believed to be unarmed,
posed any physical danger to himself or others.” Id.
The question for this Court is whether McKee had
66a
probable cause to believe that White posed immediate
physical danger to others as McKee admits White
posed no threat to McKee at the time of McKee’s first
shooting. There are major factual differences between
the officer’s use of force in Garner and McKee’s use of
force. In Garner, the officer correctly believed that the
teenager was unarmed and was responding as one of
two officers. Id. The officer believed that teenager
would escape if he did not shoot him before he jumped
a fence. Id. In this case, McKee was one of twenty to
thirty officers on the scene, White was armed while he
was fleeing, and had previously had two encounters
with other officers who had fired their weapons at
him.15 However, McKee also knew that White was
wounded as he saw White’s blood splatter on to the
wall. (Doc. 83-3, McKee Dep. at 78).
This case is not as clear-cut as Garner where the
officer subjectively knew that the fleeing suspect was
unarmed, nor is it as obvious as cases in this circuit
and others where Courts held that deadly force against
a fleeing suspect was reasonable or those where an
officer acted with deadly force in the defense of others.
See Plumhoff v. Rickard, 134 S. Ct. 2012, 2023—24,
(2014) (finding no constitutional violation where officer
ended a “lengthy, high-speed pursuit that indisputably
posed a danger both to the officers involved and to any
civilians who happened to be nearby.”); Livermore, 476
15 As the Sixth Circuit has pointed out in a similar case,
“[t]he main points that distinguish Garner . . . are that the
suspect in Garner was (1) deemed to be unarmed; (2) non-violent;
(3) non-dangerous; (4) a minor; and (5) the suspect did anything
but confront the police.” Boyd v. Baeppler, 215 F.3d 594, 600 (6th
Cir. 2000).
67a
F.3d at 401-06 (finding officer’s use of deadly force was
reasonable where officer fired at suspect who had
helped caused a standoff and had a rifle drawn after
agreeing to surrender); see also Troupe v. Sarasota
County, 419 F.3d 1160, 1168 (11th Cir. 2005) (finding
qualified immunity applied to the use of deadly force
to stop someone who previously endangered police
even if, in hindsight, the facts show that the police
could have escaped unharmed); Cole v. Bone, 993 F.2d
1328, 1333 (8th Cir. 1993) (finding that defendant
officer had probable cause to believe that a suspect
fleeing in a truck posed an imminent threat of serious
physical harm when the officer had seen the truck run
motorists of the road and threaten the safety of
others); but see Bouggess v. Mattingly, 482 F.3d 886,
890 (6th Cir. 2007) (holding that an officer was not
entitled to qualified immunity where he fired on
fleeing suspect where officer did not believe the
suspect was armed and the alleged crimes were
resisting arrest and dealing crack cocaine).
This case comes down to whether a reasonable
officer would believe—or that reasonable officers could
differ—that White was an immediate threat to others
in the area. The Supreme Court has cautioned that an
officer’s actions may fall “in the ‘hazy border between
excessive and acceptable force.’” Brosseau, 543 U.S. at
200-01 (quoting Saucier, 533 U.S. at 206). This is such
a case. In Plumhoff, the Supreme Court found the use
of force reasonable during a high speed chase where,
“at the moment when the shots were fired, all that a
reasonable police officer could have concluded was that
[the suspect] was intent on resuming his flight and
that, if he was allowed to do so, he would once again
pose a deadly threat for others on the road.” Plumhoff,
68a
134 S. Ct. at 2022. Thus, the Court finds that even
though there were no other officers or civilians in the
immediate vicinity of White, McKee’s first use of force
was reasonable because reasonable officers could differ
on whether or not White posed an immediate danger
to those in the area. Mullins, 805 F.3d at 765. Further,
this case falls into the sort of gray area that means it
would not be “clear to a reasonable officer that his
conduct was unlawful in the situation he confronted,”
and thus that the right was not clearly established.
Saucier, 533 U.S. at 202. McKee is entitled to
qualified immunity for his first set of shots. Summary
judgment as to that claim is GRANTED.
b. McKee’s Second Shooting
At the time of the second shooting by McKee,
White had stopped running and turned to face McKee
as he came through a breezeway. Defendants argue
that White’s presence was an immediate threat
because he was refusing to drop the knife, was holding
it with the blade up, and was glaring at McKee.
Defendants argue that White could have closed the 10
to 15 feet in “fractions of a second” and that “McKee
could not fully rely on his firearm to stop a knife
attack at such close range.” (Doc. 57, Mot. Summ. J. at
56—57). They further argue that McKee had only a few
seconds to make the determination about the proper
amount of force and that the combination of all these
factors justify his use of force. (Id.). Plaintiff argues
that Lopez considered a similar situation and thus
forecloses any of McKee’s arguments.
Again, only a cursory review of the first two
elements is necessary at this juncture. The first
element regarding the alleged crimes still weighs in
69a
favor of McKee’s use of force. The second element in
this situation does not. White had stopped running
and turned to face McKee while standing still but still
refused to obey any commands. The second factor
favors neither party.
On reasonableness, the Court again looks to Lopez
which held that there was a question of fact about
whether or not the suspect had turned toward a
bystander before the police shot him. Although the
Court did not explicitly hold that the officers’ actions
were unreasonable, the Court essentially held that had
the machete-wielding suspect not moved toward the
bystander, the shots would have been unreasonable.
It is undisputed that in this case, White did not move
towards McKee before McKee shot him.
In Mace v. City of Palestine, the Fifth Circuit held
that an officer did not act unreasonably when he shot
a suspect holding a sword. 333 F.3d 621, 625 (5th Cir.
2003). The suspect was brandishing the sword and
making punching motions with the sword while eight
to ten feet from the officers. Id. at 623. While still eight
to ten feet away, the suspect turned toward the officers
and raised the sword. Id. At that time, an officer shot
him in his right arm. Id. The suspect then attempted
to flee, fought off an attack dog, was pepper sprayed,
and eventually passed away from his wounds. Id. The
Fifth Circuit noted that the suspect refused
commands, was acting agitated and continued to make
punching motions with the sword. Id. at 624. The court
also noted that the relatively tight quarters of the
scene reduced the officers’ ability to retreat or keep the
suspect from harming others in the area. Id.
70a
This case shares similarities with both Lopez and
Mace. Similar to Mace, White was holding the knife in
an aggressive manner and White was not obeying any
of McKee’s commands to drop the knife. Like Lopez
and Mace, there is no dispute that White never moved
toward McKee at the time of the second shooting. But
material differences also exist. Unlike Mace, McKee
was not in a confined space, was fifteen feet away, and
he did have room to retreat. Unlike Lopez, McKee was
aware that White had already had two confrontations
with police earlier in the night. The Court notes that
the time between McKee’s second set of shots and his
arrival on the scene was very short and that he did not
have a great deal of time to make a decision. However,
the fact that the situation unfolds quickly does not by
itself legitimize the use of deadly force. Mullins, 805
F.3d at 768 (citing Kirby v. Duva, 530 F.3d 475, 483
(6th Cir. 2008)). Yet, the Court is again reminded that
“officers may use deadly force even if in hindsight the
facts show that the persons threatened could have
escaped unharmed.” Untalan, 430 F.3d at 315—16
(finding that even if the suspect had dropped the knife
he was holding, officers had to make a split second
decision if suspect was a threat).
The Court finds that based on the evidence and the
Court’s obligation not to impose hindsight on
split-second decisions, a reasonable officer could
reasonably have believed that White was an
immediate threat even though he was fifteen feet away
and standing still. Although other officers were in the
area, there is no evidence that McKee was aware
where any of the other officers were located other than
Kracht and Frenz, who he knew were behind him but
at an unknown distance. Accordingly, their general
71a
presence in the area does not show that any were close
enough to truly provide support should White have
decided to charge McKee. Further, although it is now
clear that McKee could have retreated because he was
in an open space, there is no evidence that he was
aware of his surroundings at that time. It was dark, in
an apartment complex and a suspect who had two
previous confrontations with officers had stopped
running to face him while holding a knife. This is an
extremely close case but the Court finds that although
McKee’s second shooting may not have ultimately been
necessary, it was not an unreasonable use of force.
McKee is entitled to qualified immunity for this round
of shots and summary judgment as to that claim is
GRANTED.
c. McKee’s Third Shooting
Regarding the third set of shots fired by
McKee—while White was either on the ground or
attempting to stand back up—Defendants argue that
a reasonable officer would have recognized that
White was still not subdued and therefore, the
threat was not yet over. Defendants rely on a
footnote from San Francisco v. Sheehan for the
proposition that the position of a suspect on the
ground is not material if the suspect is not subdued.
135 S. Ct. 1765, 1771 n. 2 (2015).
In Boyd v. Baeppler, the Sixth Circuit analyzed a
case where an officer shot a suspect who was already
on the ground due to shots from another officer. The
Court found that the officer was entitled to qualified
immunity where he shot the decedent seven times
even after the decedent had been already brought
down by another officer. 215 F.3d 594, 602-04 (6th Cir.
72a
2000). However, the facts in that case are distinct from
this case. In Boyd, the suspect, while down on the
ground, “lifted his torso and turned to point his [gun]”
at another officer before he was shot while on the
ground. Id. Although McKee stated that White
continued to stare at him while attempting to get up,
there is no comparison between a suspect pointing a
gun at an officer and a suspect holding a knife while
staring at an officer.
In Sheehan, the Supreme Court analyzed a case
where the plaintiff was in a mental health facility
when she threatened to kill an employee. Sheehan, 135
S. Ct. at 1769—70. The police came and entered her
room where the plaintiff then threatened them with a
kitchen knife. Id. at 1770. The officers retreated and
called for backup then re-entered the room because
they feared she would gather more weapons or flee out
of a window. Id. The officers re-entered the room and
the plaintiff admitted she was intending to resist
arrest using the knife. Id. at 1771. One officer pepper
sprayed the plaintiff but she did not drop her knife. Id.
As she closed on the second officer, he shot her twice
and she may have fallen to the ground. Id. While the
plaintiff was on the ground, she continued to threaten
the second officer with the knife while he was cornered
in the small room. Id. The first officer then shot her
again. Id. The Court found the dispute about whether
the plaintiff was on the ground was immaterial
because “she was certainly not subdued.” Id. at 1771 n.
2 (quoting Sheehan v. City & Cty. of San Francisco,
743 F.3d 1211, 1230 (9th Cir. 2014)).
The Court acknowledges that the footnote in
Sheehan states that the position of a suspect on the
73a
ground does not make the use of force unreasonable
per se, but this case shares few important similarities.
Id. In this case, McKee had witnessed Frenz shoot
White and had fired his own gun at White two times
meaning he knew White was injured. The Court
disagrees that a reasonable officer would have felt
immediately threatened by a knife wielding suspect on
the ground ten to fifteen feet away suffering from at
least one known gunshot. Regardless of whether
White was prone or attempting to push himself up,
McKee was in an open field facing a man on the
ground with a knife and rather than retreat to a safe
position, take note of his surroundings, or call for
backup, McKee shot White again while White was on
the ground and fatally wounded him. Accordingly,
Plaintiff has presented sufficient evidence, which if
believed, could support a finding that McKee’s third
set of shots were unreasonable.
Further, as Plaintiff correctly argues, Lopez
confirmed that on November 17, 2013, “the law was
clearly established that officers could not use deadly
force unless they had probable cause to believe that an
individual posed a serious risk of harm to officers or
others.” Lopez, 625 F. App’x at 747 n. 2 (citing
Ciminillo v. Streicher, 434 F.3d 461, 468 (6th Cir.
2006)). Accordingly, McKee is not entitled to qualified
immunity for his third set of shots fired at White and
summary judgment as to that claim is DENIED.
3. Deliberate Indifference
Defendants next argue that McKee and Frenz are
entitled to qualified immunity on Plaintiffs deliberate
indifference claims. Defendants argue that this claim
arises under the Fourteenth Amendment Due Process
74a
Clause which only requires the summoning of medical
help. (Doc. 57, Mot. Summ. J. at 34-35). Defendants
further argue that White passed away from the lethal
gunshot within a minute of being shot for the final
time and that no amount of medical care by the officers
would have saved him. (Id. at 35). Plaintiff argues that
the officers knew of and disregarded a substantial risk
of harm to White and that causation is not an element
for a claim of deliberate indifference.
The Constitution forbids the “deliberate
indifference to serious medical needs of prisoners”
under the Eighth Amendment. Estelle v. Gamble, 429
U.S. 97, 104 (1976). Although not explicit in the
Eighth Amendment, this restriction is evident when
deliberate indifference is considered the ‘“unnecessary
and wanton infliction of pain.”’ Id. (quoting Gregg u.
Georgia, 428 U.S. 153, 173 (1976)). Accordingly,
“intentionally denying or delaying access to medical
care” violates the constitutional rights of a prisoner.
Id. at 104-05. Pretrial detainees are also protected
from deliberate indifference via the Fourteenth
Amendment. Watkins v. City of Battle Creek, 273 F.3d
682, 685—86 (6th Cir. 2001) (citing City of Revere v.
Mass. Gen. Hosp., 463 U.S. 239, 244 (1983)).
The Court evaluates a deliberate indifference
claim by reviewing both subjective and objective
components because “[djeliberate indifference requires
that the defendants knew of and disregarded a
substantial risk of serious harm to [the plaintiffs]
health and safety.” Watkins, 273 F.3d at 686 (citing
Farmer v. Brennan, 511 U.S. 825, 835-37 (1994)). “The
objective component is that the plaintiff must ‘show
the existence of a sufficiently serious medical need.’”
75a
Linden v. Piotrowski, 619 F. App’x 495, 500 (6th Cir.
2015) (quoting Phillips v. Roane Cty., 534 F.3d 531,
539 (6th Cir. 2008) (internal quotations omitted)). The
subjective component consists of three parts which
Plaintiff may show by circumstantial evidence: (1) that
the officers subjectively perceived facts from which to
infer substantial risk to the detainee; (2) that the
officers actually drew the inference; and (3) that the
officers then disregarded that substantial risk.
Phillips, 534 F.3d at 540 (quoting Comstock u.
McCrary, 273 F.3d 693, 703 (6th Cir. 2001)).
Plaintiff relies on both Scozzari v. Miedzianowski,
454 F. App’x 455 (6th Cir. 2012) and Eibel v. Melton,
904 F. Supp. 2d 785 (M.D. Tenn. 2012) for the
proposition that an officer does not discharge his duty
to render medical aid solely by calling for aid for a
victim of the police use of force. Defendants rely on
Rich v. City of May field Heights, 955 F.2d 1092, 1098
(6th Cir. 1992), arguing that a police officer discharges
his duty to render medical aid by promptly calling for
medical help.
In Rich, a prisoner hung himself in his prison cell.
955 F.2d at 1094. An officer came into the cell, saw
the prisoner hanging and called for medical assistance.
Id. Paramedics arrived in the cell one minute after the
call for medical help was logged but the decedent was
still hanging. Id. The paramedics got the prisoner on
the ground but he had already suffered permanent
mental and physical damage. Id. The Court found that
the officer was entitled to qualified immunity because
the police officers did not intentionally deny or delay
the prisoner’s access to medical care. Id. at 1098.
Further, the Court noted that “[tjhe record in this case
76a
clearly supports the conclusion that upon discovering
[the prisoner] hanging in his cell, the defendant police
officers reacted immediately by calling for the
paramedics, and that the paramedics arrived within
minutes.” Id.
Before Scozzari, the Sixth Circuit had another
opportunity to consider a deliberate indifference claim
where the officers in question struck a suspect with a
baton in his back, legs, and arms, pinned him down
with his arms under his chest, placed him in a head
wrap, and used a shoulder pressure point “compliance
technique” to subdue him. Estate of Owensby v. City
of Cincinnati, 414 F.3d 596, 600 (6th Cir. 2005). After
Owensby was handcuffed and prone, one of the officers
kneed Owensby in the back, lifted his head up, and
another officer sprayed mace into Owensby’s eyes and
nose from six inches away. Id. At least one of the
officers continued to repeatedly strike Owensby in the
back. Id. As they placed Owensby in a cruiser, one of
the officers continued to beat Owensby. Id. The officers
locked the doors and although one officer questioned
whether or not Owensby could breathe, they made no
attempt to render aid and instead greeted each other,
secured dropped items, checked their uniforms, and
talked about how Owensby appeared to be hurting a
great deal. Id. at 600—01. Six minutes later, a new
officer arrived and checked on Owensby, removed him
from the car, and called EMTs which arrived four
minutes later. Id. at 601. The Sixth Circuit denied the
officers qualified immunity, finding that there was
evidence of their indifference in the six minutes where
they did anything but help Owensby even though they
had viewed him in significant distress. Id. at 603.
Further, the Court found that the right to care was
77a
clearly established and stated that Owensby’s prior
flight and confrontation with the police was irrelevant
to the analysis. Id. at 604.
In Scozzari, the Sixth Circuit considered a case
where an officer shot the plaintiffs decedent then
called for medical care. 454 F. App’x at 465. However,
when the ambulance arrived, the officers had not
secured the scene and were preventing the medics
from accessing the decedent. Id. The officers then
asked the medics to work around the evidence on the
ground once they had arrived. Id. The Sixth Circuit
held that “[reasonable officers would have known,
based on this Circuit’s precedent, that the obligation to
provide adequate medical care to an injured detainee
is not discharged merely by promptly calling for
assistance, but extends to ensuring that medical
responders are able to access the victim without
unreasonable delay.” Id. at 466. The Court noted
that “Owensby involved not only the failure to summon
medical care, but also the failure to provide medical
care . . . ” but the Court did not discuss Rich. Id. at
465-66. The Sixth Circuit also noted that there was a
question of fact whether the officers were arranging
weapons around the decedent and asking witnesses to
view the decedent’s body near the weapons rather than
securing the scene. Id.
Defendant argues that reliance on Scozzari is
misplaced because the officers in that case did not
secure the scene and thus did not discharge their
duties to the decedent. Defendant does not discuss
Owensby or Scozzari’s implicit finding that there is a
duty to both summon and provide medical care. The
Sixth Circuit recently considered a case which is not
78a
entirely analogous to this case but the Sixth Circuit’s
analysis of Owensby is still helpful. Linden, 619 F.
App’x at 502. In Linden, officer Piotrowski and officer
Zayto arrived on a scene where multiple persons were
suffering from gunshot wounds. Id. at 496-97. The
officers allegedly failed to direct paramedics to Ronald
Black, one of the gunshot wound victims who later
passed away. Id. The Court noted the defining
characteristics of Owensby that were not present in
Linden: (1) “Black, unlike Owensby, had no visible
manifestations of his injury;” and (2) “[ujnlike the
officers in Owensby, Piotrowski and Zayto did not
cause the decedent’s injuries and did not have the
same reason to know about their extent.” Id. at 503.
Both of those factors in this case are similar to
Owensby. McKee saw his final shot enter White’s chest
and saw blood coming out of the wound and Frenz saw
White smear blood on the wall after his volley of shots.
Further, both officers were responsible for White’s
wounds. Last, the delay between the final shots in this
case and the arrival of paramedics—around ten to
fifteen minutes—is at least as long as or longer than
each of the cases cited above and both officers still
chose not to provide medical care.
Although Defendants argue that Frenz and McKee
did not have the subjective state of mind to determine
that White was in serious need of medical care,
Defendants cite no evidence in the depositions or
affidavits of McKee and Frenz that they knew their
medical care would be futile. A medical examiner’s
post hoc opinion that medical care which was not
actually rendered would not have been effective is not
relevant in evaluating the state of mind of Frenz and
McKee when both admitted they knew White was
79a
injured and that both officers knew they shot him.
(Doc. 83-2, Frenz Dep. at 113; Doc. 83-3, McKee Dep.
at 86—87). Despite Defendants assertions, the futility
of their help has no relevance to Frenz and McKee’s
subjective belief at the time, but rather improperly
asks the Court to graft a causation element into the
analysis by assuming that the medical examiner’s
futility determination constitutes the officers’
subjective state of mind at the time they chose not to
provide medical care. There is sufficient
circumstantial evidence to show that both officers
perceived facts allowing them to infer a substantial
risk to White, that both drew the inference that the
risk could cause harm, and then that both disregarded
the risk.
As to the right being established, Owensby held
that “in general, the Fourteenth Amendment right of
pretrial detainees to adequate medical care is, and has
long been, clearly established.” 414 F.3d at 604. The
facts in this case are sufficiently similar to Owensby
for the Court to hold that a reasonable officer would
have known they could not ignore White’s urgent
medical needs as he was lying in the grass solely
because an officer had called for an ambulance which
did not arrive for at least 10 minutes. Accordingly, the
officers are not entitled to qualified immunity for
their decision not to provide medical care and
summary judgment as to the deliberate indifference
claim is DENIED.
C. M on ell Liability
Next, Columbus moves for summary judgment on
Plaintiffs municipal liability claims under Monell v.
New York City Dep’t of Soc. Servs., 436 U.S. 658
80a
(1978). Plaintiff argues that Columbus is liable for
both its failure to train/supervise the officers and for
having customs or policies which caused the alleged
constitutional violations. Columbus argues that
Plaintiff has not identified any policy which caused
the violations and that Monell liability should not
attach to any claim based on acts the Court found
constitutional.
The Monell decision made clear that local
government units could be held liable for § 1983
claims, but that “§ 1983 did not support respondeat
superior liability, reasoning that ‘Congress did not
intend municipalities [and other local government
units] to be held liable unless action pursuant to
official municipal policy of some nature caused a
constitutional tort.’” Moldowan v. City of Warren, 578
F.3d 351, 394 (6th Cir. 2009) (quoting Monell, 436 U.S.
at 691). A plaintiff can identify one of four methods
“[t]o show the existence of a municipal policy or custom
leading to the alleged violation:” “(1) the municipality’s
legislative enactments or official policies; (2) actions
taken by officials with final decision-making authority;
(3) a policy of inadequate training or supervision; or (4)
a custom of tolerance of acquiescence of federal
violations.” Baynes v. Cleland, 799 F.3d 600, 621 (6th
Cir. 2015), cert, denied, 136 S. Ct. 1381 (2016) (citing
Thomas u. City of Chattanooga, 398 F.3d 426, 429 (6th
Cir. 2005)).
“A city’s custom or policy can be unconstitutional
in two ways: 1) facially unconstitutional as written or
articulated, or 2) facially constitutional but
consistently implemented to result in constitutional
violations with explicit or implicit ratification by city
81a
policymakers.” Gregory v. City of Louisville, 444 F.3d
725, 752 (6th Cir. 2006) (citing Monell, 436 U.S. at
692—94). “In other words, the risk of a constitutional
violation arising as a result of the inadequacies in the
municipal policy must be ‘plainly obvious.”’ Id. (citing
Bd. of County Comm’rs v. Brown, 520 U.S. 397412
(1997)).
Plaintiff alleges that McKee’s shots at White while
White was on the ground were due to the Columbus’
policy, custom, practice, and/or training directive to
shoot suspects who are on the ground. Plaintiff points
to a passage from Thomas Paige’s deposition16 in which
he stated that an officer can use lethal force on a
person on the ground who has a knife as long as the
officer perceives the person as a threat, regardless of
the distance between the officer and the person on the
ground. (Doc. 84-7, Paige Dep. at 103). Paige stated
that in the situation where an officer is fifteen feet
away from a person with a knife who has been shot,
the City of Columbus policy allows the officer to shoot
that person as the person attempts to stand up as long
as the officer perceives the person is a threat. (Doc.
84-7, Paige Dep. at 103-05). The risk of this policy is
that an officer is empowered to shoot a suspect on the
ground when the suspect is well out of striking
distance so long as the officer feels threatened. An
injured suspect on the ground with an edged weapon
is not an immediate threat to an officer who is fifteen
to twenty feet away, even if the suspect is attempting
to get back up in most if not all circumstances. The
16 Paige is the Defendants’ expert in police procedure and
was involved in McKee’s training on the use of force. (Doc. 84-7,
Paige Dep. at 39-40).
82a
clear implication of Paige’s testimony is that it invites
an officer to make an unconstitutional decision to use
lethal force on a person on the ground because the
person is a threat—even if not an immediate one.
Defendants cite Sheehan to argue that this policy is
constitutional because the Supreme Court found the
use of force in Sheehan constitutional, but Sheehan
involved a suspect who was still within close proximity
to the officer, while the suspect was still holding a
knife and threatening the cornered officer. Sheehan,
135 S. Ct. at 1771 n. 2. Accordingly, the Court finds
that summary judgment on Plaintiffs Monell claim
regarding excessive force is DENIED.
To the extent Plaintiff seeks Monell liability
against Columbus for the officers’ failure to provide
medical care, summary judgment as to that claim is
GRANTED as Plaintiff has identified no policy,
custom, training directive, or post-hoc ratification of
the officer’s decision not to provide medical care.
Additionally, summary judgment as to Plaintiffs
claims against Columbus for Frenz’s shots and
McKee’s first two volleys is GRANTED because the
Court found no underlying constitutional violations.
D. State Law Immunity for Frenz and McKee
Frenz and McKee next move to dismiss Plaintiffs
state-law claims, arguing that Frenz and McKee are
immune under Ohio law. Frenz and McKee argue
that Ohio Revised Code § 2744.03(A)(6) provides
presumptive immunity and that none of the three
exceptions to that immunity apply. Plaintiff argues
that their actions fall under Ohio Revised Code
§ 2744.03(A)(6)(b), which removes an officer’s
83a
immunity if he acted “with malicious purpose, in bad
faith, or in a wanton or reckless manner.”
The Sixth Circuit has held that when a plaintiff
fails “to demonstrate that defendants’ conduct was
objectively unreasonable, it follows that she has also
failed to demonstrate that defendants acted with
malicious purpose, in bad faith, or in a wanton or
reckless manner,’ such as is required to avoid statutory
immunity under Ohio law.” Chappell, 585 F.3d at 916
(citing Ohio Rev. Code § 2744.03(A)(6)(b); Ewolski v.
City of Brunswick, 287 F.3d 492, 517 (6th Cir. 2002)).
Accordingly, the Court finds that Frenz is entitled to
immunity for his use of force, that McKee is entitled to
immunity for his first and second uses of force, and
therefore GRANTS summary judgment as to the
state-law claims arising from those incidents.
However, because the Court found that qualified
immunity did not apply to McKee’s third use of force or
McKee and Frenz’s decision not to provide medical
care, immunity also does not attach to the analogous
state law claims. Defendants agreed that Plaintiffs
state-law claims rise and fall with the Court’s qualified
immunity analysis. (Doc. 95, Reply at 37). Accordingly,
summary judgment as to Plaintiffs state-law claims
against Frenz and McKee which are based on the
failure to provide medical care and against McKee for
the third use of force is DENIED.
84a
E. State Law Immunity for Columbus
Columbus argues that it is immune from Plaintiffs
state-law claims under Ohio Revised Code § 2744
which grants political subdivisions presumptive
immunity from tort claims involving injury or death
caused by the political subdivision or one of its
employees in connection with a government or
proprietary function. Columbus argues that none of
the exceptions to immunity apply. Plaintiff did not
respond to this argument.
Defendant is correct that policing is a
governmental function, that Columbus is a political
subdivision, and that this claim involves injury or
death such that presumptive immunity applies. See
Ohio Rev. Code § 2744.02(A)(1); Ohio Rev. Code §
2744.01(C)(2)(a) (“A ‘governmental function’ includes
. . . the provision . . . of police . . . services or
protection”). Ohio Revised Code § 2744.02(B) sets
forth the exceptions to that immunity and Columbus
is again correct that none of the following apply: (1)
injury caused by the negligent operation of a motor
vehicle; (2) injury caused by negligent performance
with respect to proprietary (not governmental)
functions; (3) injury caused by failure to keep roads in
good repair; (4) injury caused by negligence on grounds
of building used for governmental function, i.e.
courthouses, jails, and office buildings; and (5) injury
where liability is specifically imposed on the
subdivision by another Ohio Revised Code section.
Ohio Rev. Code §§ 2744(B)(1)—(5). Accordingly,
Columbus is immune from Plaintiffs state-law claims
and summary judgment as to those claims is
GRANTED.
85a
IV. CONCLUSION
Based on the foregoing, Defendants’ Motion for
Summary Judgment is GRANTED in part and
DENIED in part. Plaintiffs Motion for Leave to File
a Surreply is GRANTED.
The claims remaining in this case are an excessive
force claim against McKee, the deliberate indifference
claims against McKee and Frenz, the Monell claim
against Columbus for McKee’s use of force, the
state-law claims against McKee arising out of his third
use of force, and the state-law claims against Frenz
and McKee arising from their failure to provide
medical care. In light of this decision, the parties shall
contact Magistrate Judge Deavers within 14 days to
arrange for participation in an upcoming Settlement
Week. The Clerk shall REMOVE Documents 57 and
96 from the Court’s pending motions list.
IT IS SO ORDERED.
/s/ Geroge C. Smith
GEORGE C. SMITH, JUDGE
UNITED STATES DISTRICT COURT
86a
APPENDIX C
United States Court of Appeals
for the Sixth Circuit
Nos. 17-3384/3475
PATTI STEVENS-RUCKER, Administrator of The
Estate of Jason White, Deceased,
Plaintiff, Appellee/Cross-Appellant,
v.
CITY OF COLUMBUS, OH; SERGEANT
JOHN FRENZ, (#5141); OFFICER
DUSTIN MCKEE, (#2611),
Defendant-Appellants/Cross-Appellees.
FILED
Aug 24, 2018
ORDER
BEFORE: NORRIS, BATCHELDER, and
STRANCH, Circuit Judges.
The court received a petition for rehearing en banc.
The original panel has reviewed the petition for
rehearing and concludes that the issues raised in the
petition were fully considered upon the original
submission and decision of the cases. The petition
then was circulated to the full court. No judge has
87a
requested a vote on the suggestion for rehearing en
banc.
Therefore, the petition is denied.
ENTERED BY ORDER OF THE COURT
Deborah S. Hunt, Clerk