Clinton v. Jeffers Jurisdictional Statement
Public Court Documents
April 22, 1997

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Brief Collection, LDF Court Filings. Clinton v. Jeffers Jurisdictional Statement, 1997. b85e34db-ad9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/29771789-03f7-4558-bbc3-835b6f4b7fab/clinton-v-jeffers-jurisdictional-statement. Accessed April 06, 2025.
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IN THE SUPREMECOURTOFTHE UNITED STATES OCTOBER TERM, 1990 Bill Clinton , G overnor of A r k a n sa s , et a l . , ........................................................ Petitioners vs. M- C. J effers, et a l . , ................................................Respondents JURISDICTIONAL STATEMENT J ohn Steven Cl a r k* T im H umphries Fran k J. W ills A rk a n sas A ttorn ey G eneral 200 T o w er Building 323 Center Street Little R o c k , A rk a n sas 72201 (501) 682-2007 * Counsel of Record ARKANSAS LEGISLATIVE DIGEST. INC. 1 QUESTIONS PRESENTED This appeal presents questions concerning a district court's power to require preciearance under Section 3(c) of the Voting Rights Act, 42 U.S.C. §1973a(c), when the electoral system under attack specifically was found not to have violated the Constitution, and its power to retain jurisdiction over future apportionment plans to be adopted by the State, specifically: I. WHETHER THE MAJORITY ERRED BY IMPOSING PRECLEARANCE UNDER 42 U.S.C. §1973a(c) UPON FUTURE CHANGES IN ARKANSAS’ GENERAL ELEC TION MAJORITY VOTE LAWS AFTER IT SPECIFICAL LY DETERMINED THAT THE ONLY VOTING PRAC TICE CHALLENGED BY RESPONDENTS, THE 1981 STATE LEGISLATIVE APPORTIONMENT PLAN, DID NOT VIOLATE THE CONSTITUTION. II. WHETHER THE MAJORITY ERRED WHEN "AS A MATTER OF ITS INHERENT EQUITABLE POWER,” IT RETAINED JURISDICTION OVER THE STATE LEGISLATIVE APPORTIONMENT PLAN THAT WILL BE ADOPTED IN 1991 FOR THE PURPOSE OF ALLOW ING RESPONDENTS TO CHALLENGE IT AFTER THE MAJORITY SPECIFICALLY DETERMINED THAT THE 1981 PLAN DID NOT VIOLATE THE CONSTITUTION. 11 The Petitioners, who were defendants in the action below, are Bill Clinton, the Governor of Arkansas, W. J. McCuen, the Arkansas Secretary of State, and Steve Clark, the Arkansas Attorney General, all in their official capacities and as members of the Arkansas Board of Apportionment. The Respondents, who were plaintiffs in the action below, are M. C. Jeffers, A1 Porter, Evangeline Brown, Clyde Collins, O. C. Duffey, Earl Foster, The Reverend Ellihue Gaylord, Shirley M. Harvell, Linda Shelby, J. C. Jeffries, Lavester McDonald, Joseph Perry, Clinton Richardson, T. E. Patterson, Ernest Simpson, Bryan Smith, and Charlie Statewright. LIST OF PARTIES I l l Page TABLE OF CONTENTS QUESTIONS PRESENTED.................................................j LIST OF PARTIES.............................................................. ii TABLE OF CONTENTS .................................................... iii TABLE OF AUTHORITIES......... .....................................iv OPINIONS BELOW.......................................................... 1 JURISDICTION.................................................................. I STATUTES AND RULES INVOLVED.......................... 2 STATEMENT OF THE C A SE ............................................4 THE QUESTIONS PRESENTED ARE SUBSTANTIAL.............................................................. 6 L The Majority Erred By Imposing Preclearance Under 42 U.S.C. §1973a(c) Upon Future Changes In Arkansas’ General Election Majority Vote Laws After It Specifically Determined That The Only Voting Practice Challenged By Respondents, The 1981 State Legislative Apportionment Plan, Did Not Violate The Constitution.................................... 9 II. The Majority Erred When, "As A Matter Of Its Inherent Equitable Power,” It Retained Jurisdic tion Over The State Legislative Apportionment Plan That Will Be Adopted In 1991 For The Purpose Of Allowing The Respondents To Chal lenge It After The Majority Specifically Deter mined That The 1981 Plan Did Not Violate The Constitution ................................................................ 12 CONCLUSION.................................................................. 14 APPENDIX I IV t a b l e o f a u t h o r it ie s CASES: Pas e Brown v. Board of School Commissioners of Mobile Alabama, 542 F.Supp. 1078 (S.D. AI. 1982) . . . . . p Ferguson v. Brick, 279 Ark. 288, 652 S.W.2d 1 (1983) ___ ’ .................... Gonzales v. United States, 589 F.2d 465 (9th Cir. 1 9 7 9 ) ................................. International Harvester Credit Corporation v East Coast Truck, 547 F.2d 888 (5th Cir. 19 7 7 )........ W, u Jeffers v. Clinton, 730 F.Supp. 196 (E.D. Ark. 1989)........ 6 Jenkins v. City of Pensacola, 638 F 2d 1249 (5th Cir. 1 9 8 1 ) ..................................... Jenkins v. State of Missouri, 807 F 2d 657 (8th Cir. 1 9 8 6 ) ........................................... g u McMillan v. Escambia County, Florida, 638 F 2d 1239 (5th Cir. 1 9 8 1 ) ............ ........................... Mears v. City of Little Rock, 256 Ark 359 508 S.W.2d 750 (1974) .............n Webber v. White, 422 F.Supp. 416 (N.D. Tex. 1976) . . . .7 Zimmer v. McKeitan, 485 F.2d 1297 (5th Cir. 1973) aff’d sub nom. East Carol Parish School Board ’ ^ s h a l l , 424 U.S. 636 (1976)........................... n i ''" * * ?-* v TABLE OF AUTHORITIES Page STATUTES AND RULES: 28 U.S.C. §1253 ...................................... 2 42 U.S.C. §1973a(c)......................................................passim 42 U.S.C. §1973 (b ) .................................................................4 FRCP 1 5 a ..............................................................................10 FRCP 1 5 b .................................................................... 2, 7, 10 FRCP 1 5 c ........................................................................ 4, 10 ACA §7-5-106 (1987) ........................................................ 11 ACA §14-42-206 (Supp. 1 9 8 9 ) ...........................................11 1975 Acts of Arkansas No. 2 6 9 ...........................................11 1973 Acts of Arkansas No. 16 8 ...........................................11 N o .__________ IN THE SUPREME COURT OFTHE UNITED STATES OCTOBER TERM, 1990 Bill Clinton , G overnor of A r k a n sa s , et a l . , ...................... vs. M. C. J effers, et a l . , ............... P etitioners Respondents JURISDICTIONAL STATEMENT Governor Bill Clinton of Arkansas, together with the other two members of the Arkansas Board of Apportionment respectfully submit that this jurisdictional statement presents questions so substantial as to require plenary consideration with briefs on the merits and oral argument, for their resolution. OPINIONS BELOW The opinion and dissent of the district court (J.S. Appx. 1) are as yet unreported. JURISDICTION ] he district court entered its final order with respect to ? ction 3(c> of the Votin* Ri«hts A«.42 U.S.C. §1973a(c),on May 16,1990. J.S. Appx. 1. Petitioners ded their notice of appeal on June 13, 1990. J.S. Appx 98 Petitioner’s time to file this Jurisdictional Statement was extended up to and including August 31, 1990 by Justice 1 Blackmun. J.S. Apx. 100. This Court has jurisdiction under 28 U.S.C. §1253. STATUTE AND RULE INVOLVED 42 U.S.C. §1973a(c) provides: "If in any proceeding instituted by the Attorney General or an aggrieved person under any statute to enforce the voting guarantees of the fourteenth or fifteenth amend ment in any State or political subdivision the court finds that violations of the fourteenth or fifteenth amendment justifying equitable relief have occurred within the territory of such State or political subdivision, the court, in addition to such relief as it may grant, shall retain jurisdiction for such period as it may deem appropriate and during such period no voting qualification or prerequisite to voting or standard, practice or procedure with respect to voting different from that enforced or in effect at the time the proceeding was commenced shall be enforced unless and until the court finds that such qualification, prerequisite, standard, practice or pro cedure does not have the purpose and will not have the effect of denying or abridging the right to vote on account of race or color or in contravention of the voting guarantees set forth in Section 1973b(f)(2) of this Title___ " F.R.C.P. 15(b) provides: Amendments to conform to the evidence. When issues not raised by the pleadings are tried by express or implied consent of the parties, they shall be treated in all respects as if they had been raised in the pleadings. Such amendment of the pleadings as may be necessary to cause icsc issues11icin rouinlorni so the evidence .111d to raise 11 may he made upon mm inn ol any pa rry at an v ; 1 me, even alter judgment; hut failure so to amend does not affect the result of the trial of these issues. If evidence is objected to at the trial on the ground that it is not within the issues made by the pleadings, the court may allow the pleadings to be amended and shall do so freely when the presentation of the merits of the action will be subserved thereby and the objecting party faiis to satisfy the court that the admission of such evidence would prejudice the party in maintaining the party s action or defense upon tne merits. I he court may grant a continuance to enable the objecting party to meet such evidence. STATEMENT OF THF CASE This is the second appeal arising out of the most ambitious Section 2 redistricting action ever filed. The first appeal arose from the district court's liability finding and the remedy it imposed under Section 2 of the Voting Rights Act, 42 U.S.C. §1973(b), which has been assigned docket number 89-2008 in this Court. This second appeal challenges the district court’s subsequent decision to place Arkansas under "partial preclearance” pursuant to 42 U.S.C. §1973a(c) for alleged constitutional violations in voting laws other than those in issue during the trial below. In addition, Petitioners appeal the majority’s decision to retain jurisdiction over the legislative reapportionment plan to be adopted in 1991 "for the purpose of entertaining any challenge by (Respondents)” when the court specifically found that the 1981 plan did not violate the Constitution. A majority of the district court panel partially granted Respondents’ request for preclearance under Section 3(c) of the Voting Rights Act based upon four statutes that imposed majority vote requirements in local elections that were adopted between 1973 and 1989- Although the only voting practice or procedure attacked by respondents up to and during trial was Arkansas’ 1981 legislative apportionment plan, the majority, after trial and upon its own motion, amended the pleadings under F.R.C.P. 15(c) to permit the imposition of Section 3(c) preclearance for future changes in majority vote requirements for general elections. However, it did not void those local election majority vote statutes that it found violated the Constitution nor could it find other "constitutional violations” upon which to impose pre clearance. The entire panel of the district court specifically 5 found that the 1981 legislative apportionment plan did not violate the Constitution. The majority also felt compelled to "impose one further item of relief in the nature of preclearance, not as a matter of statute, but as a matter of inherent equitable power." J.S. Appx. 40. It directed that no plan of apportionment adopted by Arkansas after the 1990 Census be put into effect until sixty days after its final adoption "for the purpose of entertaining any challenge by the plaintiffs in this case to such plan.” J.S. Appx. 2. The majority gave no basis, other than its "inherent equitable power,” for its action notwithstanding that it had been unable to discern any constitutional infirmity in the 1981 apportionment plan. 6 THE QUESTIONS PRESENTED ARE SUBSTANTIAL Introduction. In the words of the dissent to an earlier ruling in this case, "The courts have run amok.” Jeffers v. Clinton, 730 F.Supp. 196,278 (E.D. Ark. 1989). To support its desire to impose preclearance under §3(c) of the Voting Rights Act, the majority was forced to divine constitutional violations from four statutes that imposed majority vote requirements in municipal elections, and, sua sponte, to amend the pleadings to supply the request for relief it imposed. See J.S. Appx. 16. Not content to require federal supervision over future changes in Arkansas’ general election majority vote laws (which, at least, the majority determined were unconstitutional,'J.S. Appx. 24), the majority invoked its "inherent equitable power” to enjoin the 1991 apportion ment plan from becoming effective for 60 days to give Respondents2 the opportunity to challenge it before the same district court. J.S. Appx. 40-41. This, notwithstanding the district courts unanimous finding that Arkansas’ 1981 legislative apportionment plan was not unconstitutional. J.S. Appx. 16, 44. These unprecedented actions warrant plenary review for several reasons. First, the majority misapplied Section 3(c) when it imposed preclearance after specifically finding that the voting standard at issue, Arkansas’ 1981 legislative apportionment plan, did not contravene the voting guar antees of either the Fourteenth or Fifteenth Amendments. A 'Notwithstanding the majority's determination that the majority vote statutes were passed for the purpose of suppressing black political success, J.S. Appx. 24, it allowed them to remain in effect. J.S. Appx. 24, Note 7, Respondents motion for class certification was denied. Why they are favored by the majority over other Arkansas citizens to challenge the 1991 plan is never explained. I 7 ° W1 -nw indicates mat a court must find a constitutional violation in the electoral mech anism that was the subject of the "proceeding instituted . . . to enforce the voting guarantees of the Fourteenth or Fifteenth Amendment before it has the option of imposing pre clearance.3 By refusing to give Section 3(c) a straightforward reading, the majority has improperly transformed Section 3(c) into a cause of action itself for preclearance, rather than recognizing that it is part of a remedial scheme to enforce the voting guarantees of the fourteenth and fifteenth amend ments. See Webber v. White, 422 F.Supp 416 423 (N D Tex 1976). Second, the majority's misapplication of Section 3(c), when coupled with its erroneous interpretation of F.R.C.P. 15(b), operated to deny Petitioners due process of law. As observed by the dissent, the issue whether preclearance could be based upon four majority-vote statutes (only one of which was in effect when this action was filed) did not arise until after trial was completed. J.S. Appx. 58. Petitioners objected to the attempted introduction of evidence concerning the majority-vote statutes on relevance grounds and the court never inquired whether Respondents desired to amend their pleadings. By sua sponte amending Respondents’ pleadings seven months after trial to include the claim that the majority- vote statutes should be the basis for imposing preclearance, the majority denied Petitioners the opportunity to request a continuance to enable them to meet Respondents' "evidence” JThe majority's reading of Section 3(c), r c e J.S. Appx. 17, implicitly inserts the word "other" between the words Jthat" and violations so that Section 3(c) is read to say "If in any proceeding . . . to enforce the voting guarantees of the fourteenth or fifteenth amendment . . . the court finds that (other) violations of the fourteenth or fifteenth amendment justifying equitable relief have occurred. . . .” This apparent instance of judicial legislating should be remedied. 8 and deprived Petitioners of their fundamental right to procedural due process. Finally, the majority below abused its discretion when it invoked its inherent equitable powers to postpone the adoption of Arkansas’ 1991 apportionment plan in order to allow Respondents the opportunity to challenge it. The challenged 1981 plan was specifically found not to have violated either the fourteenth or fifteenth amendments. The majority s spontaneous invocation of its inherent equitable power, absent any finding that Arkansas’ apportionment plan violated the Constitution, ignores the traditional rule that federal courts may not invoke their inherent equitable power to impose remedies absent a current violation of the Constitution. Jenkins v. State of Missouri, 807 F.2d 651, 666 (8th Cir. 1986). Plenary review of these important issues is required to provide guidance to the lower courts in their imposition of the drastic remedy of preclearance under Section 3(c), an area heretofore not addressed by this Court. Further, the district court s apparent attempt to free the exercise of its inherent <• ^ equitable powers from the restraint of remedying constitu tional violations and thus to enable it to interfere improperly with the State s electoral mechanisms should be quashed by this Court. Similar, if not identical problems are likely to arise throughout this Nation as its States begin developing and implementing new redistricting plans following the 1990 census. Guidance from this Court is essential. No. 97-15030, 97-15031 IN THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT COALITION FOR ECONOMIC EQUITY et al., Plaintiff-Appellee v. PETE WILSON et al., Defendant-Appellant BRIEF OF AMICUS CURIAE, NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. IN SUPPORT OF PETITION FOR REHEARING AND SUGGESTION FOR REHEARING EN BANC Elaine R. Jones, Director-Counsel Theodore M. Shaw NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. Suite 1600 99 Hudson Street New York, N.Y. (212) 219-1900 Molly Munger Darci E. Burrell NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. 315 W. 9th Street, Suite 208 Los Angeles, CA 90015 (213) 624-2405 Attorneys for Amicus Curiae No. 97-15030, 97-15031 IN THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT COALITION FOR ECONOMIC EQUITY et al., Plaintiff-Appellee v . PETE WILSON et al., De f endant-Appe1lant BRIEF OF AMICUS CURIAE, NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. IN SUPPORT OF PETITION FOR REHEARING AND SUGGESTION FOR REHEARING EN BANC Elaine R. Jones, Director-Counsel Theodore M. Shaw NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. Suite 1600 99 Hudson Street New York, N.Y. (212) 219-1900 Molly Munger Darci E. Burrell NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. 315 W. 9th Street, Suite 208 Los Angeles, CA 90015 (213) 624-2405 Attorneys for Amicus Curiae TABLE OF CONTENTS I. INTRODUCTION AND INTEREST OF AMICUS CURIAE ............ i II. AFFIRMATIVE ACTION REMEDIES ARE AN INTEGRAL PART OF FEDERAL CIVIL RIGHTS ENFORCEMENT .................. 2 A. The Supreme Court Has Consistently Upheld These Remedies ............................ 4 B. The Court Holds That These Remedies Are Necessary to the Enforcement of the Antidiscrimination Laws . . 7 III. PROPOSITION 209 SEEKS TO BAN THIS FORM OF ENFORCEMENT IN CALIFORNIA........................................ ... IV. PROPOSITION 209'S BAN SUBSTANTIALLY OBSTRUCTS ENFORCEMENT OF THE FEDERAL ANTIDISCRIMINATION LAWS . . . 12 A. Proposition 209 Attempts to Contravene Future Federal Court Orders ............................ 12 B. Proposition 209 Also Bars "Voluntary" Affirmative Action .............................. 14 1. Federal Law Strongly Encourages Out-of-Court Remediation of Illegal Discrimination .............................. 15 2. The Ninth Circuit Particularly Encourages Out-of-Court Remediation .................... 16 3. Proposition 209 Obstructs the Federal Civil Rights Enforcement System .................. 18 V. THE SUPREMACY CLAUSE (PREEMPTION)PROHIBITS A STATE FROM INTERPOSING THESE KINDS OF OBSTACLES TO FEDERAL L A W ............................ 2Q VI. THE PANEL OPINION ON THE PREEMPTION ISSUE FAILS TO ADDRESS THIS GOVERNING SUPREME COURT AND NINTH CIRCUIT AUTHORITY ...................... 23 A. The Panel Opinion Omits Any Consideration of the Supremacy Clause Issue Raised by the Need to Enforce the Equal Protection Clause According to Federal Standards ................................ 24 1. The Supremacy Clause Applies With Special Force to the Equal Protection Clause............25 2. North Carolina v. Swann Governs This Case . . 27 1 B. The Panel Reached an Erroneous Conclusion with Respect to Proposition 209's Preemption by Title V I I .................................... .. VII. CONCLUSION .................................... DECLARATION OF MOLLY MUNGER IN SUPPORT OF NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC.'S BRIEF OF AMICUS CURIAE ............ 33 29 34 li TABLE OF AUTHORITIES Cases: Pages: Adarand Constructors v. Pena, U.S. 115 S. Ct. 2097, 132 L. Ed. 2d 158 . . . Albemarle Paper Co. v. Moody, 422 U.S. 405, 95 S. Ct. 2362, 45 L. Ed. 2d 280 (1975) . . . . . 1 Associated General Contractors of California v. City & County of San Francisco, 813 F.2d 922 (9th Cir. 1987) . . 17 Bushey v. N.Y. St. Civ. Serv. Comm'n, 733 F.2d 220 (2d Cir. 1984), cert, denied, 469 U.S. 1177, 105 S. Ct. 803, 83 L. Ed. 2d 795 (1985) . . . . . 15 California Fed. Savings & Loan Ass'n v. Guerra, 479 U.S. 272, 107 S. Ct. 683, 93 L. Ed. 2d 613 (1987) .................... 30, 31 City of Richmond v. Croson, 488 U.S. 469, 109 S. Ct. 706, 102 L. Ed. 2d 854 (1989) . . . 5, 26 Coalition for Economic Equity, et. al., v. Wilson, 946 F. Supp. 1480 (N.D. Cal. 1996) .......... . . 29 Coalition for Economic Equity v. Wilson, 1997 U.S. App. LEXIS 6512 .......... passim Coral Construction Company v. King County, 941 F.2d 910 (9th Cir. 1991), cert, denied, 502 U.S. 1033, 112 S. Ct. 875, 116 L. Ed. 2d 780 . . . . 17 Crawford v. Los Angeles Bd. of Ed., 458 U.S. 527, 102 S. Ct. 3211, 73 L. Ed. 2d 948 (1982) . . . 13, 28 Davis v. City and County of San Francisco, 890 F .2d 1438 (9th Cir. 1989) . . . . . . 9 Detroit Police Officers Association v. Young, 608 F.2d 671 (6th Cir. 1979), cert, denied, 452 U.S. 938, 101 S. Ct. 3079, 69 L. Ed. 2d 951 . . 15 East-Bibb Twiggs Neighborhood Assn v. Macon-Bibb Planning & Zoning Comm'n, 674 F. Supp. 1475 (M.D. Ga. 1987) aff'd, 888 F.2d 1576 (11th Cir. 1989) . . . Felder v. Casey, 487 U.S. 131, 108 S. Ct. 2302, 101 L. Ed. 2d 123 (1988) ........ 22 ill Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132, 83 S. Ct. 1210, 10 L. Ed.*2d 248 reh'g denied, 374 U.S. 858, 83 S. Ct. 1861, 10 L. Ed. 2d 1082 (1963) .................................... Franks v. Bowman Transp. Co., 424 U.S. 747, 96 S. Ct. 1251, 47 L. Ed. 2d 444 (1976) .............. Free v. Bland, 369 U.S. 663, 82 S. Ct. 1089, 8 L. Ed. 2d 180 (1962) .............................. Gade v. Natl Solid Wastes Management Ass'n., 505 U.S. 88 112 S. Ct. 2374, 120 L. Ed. 2d 73 (1992) ........ Griggs v. Duke Power Co., 401 U.S. 424, 91 S. Ct. 849, 28 L. Ed. 2d 158 (1971) ................ Haines v. Davidowitz, 312 U.S. 52, 61 S. Ct. 399, 85 L. Ed. 581 (1941).............................. 21 Higgins v. City of Vallejo, 823 F.2d 351 (9th Cir. 1987), cert, denied, 489 U.S. 1051, 109 S. Ct. 1310, 103 L. Ed. 2d 579 (1987) ............................ Hunter v. Ameritech, 779 F. Supp. 419 (N.D. Ill 1991) 20 20 21 23 16 21 Johnson v. Transp. Agency, 480 U.S. 616, 107 S. Ct. 1442, 94 L. Ed. 2d 615 (1987) . . . . Local 28 v. EEOC, 478 U.S. 421, 106 S. Ct. 3019, 92 L. Ed. 2d 344 (1986) ...................... McKennon v . Nashville Banner Publishing Company, 513 U.S. 352, 115 S. Ct. 879, 130 L. Ed. 2d 852 (1995) ........................................ Nash v. Florida Industrial Commission, 389 U.S. 235, 88 S. Ct. 362, 19 L. Ed. 2d 438 (1967) ........ 5, 14, 25 4, 6 passim 21 North Carolina State Bd. v. Swann, 402 U.S. 43, 91 S. Ct. 1284, 28 L. Ed. 2d 586 (1971) .......... passim Officers for Justice v. Civil Service Commission, 979 F.2d 721 (9th Cir. 1992), cert, denied sub nom, San Francisco Officers Association v. City and County of San Francisco, 507 U.S. 1004, 113 S. Ct. 1645, 123 L. Ed. 2d 267 (1993) . .................. 9; 2_7 Phillips v. Martin Marietta Corp., 400 U.S. 542, 91 S. Ct. 496, 27 L. Ed. 2d 613 (1971)................ 1 Pilot Life Ins. Co. v. Dedeaux, 481 U.S. 41 .............. 21 IV 27 Swann v. Charlotte-Mecklenberg Board of Education, 402 U.S. 1, 28 L. Ed. 2d 554, 91 S. Ct. 1267 (1971) Swann v. Charlotte Mecklenburg Bd. of Educ., 312 F. Supp. 503 (W.D.N.C. 1970) ........ 1, 14, 27 United States v. Paradise, 480 U.S. 149, 107 S. Ct. 1053, 94 L. Ed. 2d 203 (1987) . . . passim Wygant v. Jackson Bd. of Educ., 476, U.S. 267, 106 S. Ct. 1842, 90 L. Ed. 2d 260 rehg denied, 478 U.S. 1014, 106 S. Ct. 3320, 92 L. Ed. 2d 728 (1986) ........ 5, 8, 16 Xerox Corp. v. County of Harris, 459 U.S. 145, 103 S. Ct. 523, 74 L. Ed. 2d 323 (1982) . . . Statutes: Pages: Fed. R. App. P. 35(a) ................ 20 U.S.C. § 1681(a) .............. 42 U.S.C. § 200O d ........ 42 U.S.C. § 2000e-2 . . . . Constitutional Provisions: Pages: U.S. CONST, art. VI, cl. 2 . . . . U.S. CONST, amend. XIV § 1 . . . . v INTRODUCTION AND INTEREST OF AMICUS CPRTAF The NAACP Legal Defense and Educational Fund, Inc. is a non- Pr°fit corporation established under the laws of the State of New York that has prosecuted numerous civil rights cases on behalf of African Americans and others seeking vindication of their civil rights. For many years attorneys of the Legal Defense Fund (LDF) have represented parties in litigation involving a variety of discrimination issues regarding employment. See, e .g. . McKennon v. Nashville Banner Publishing Company. 513 U.S. 352, 115 S. Ct. 879, 130 L. Ed. 2d 852 (1995); Griggs v. Duke Power Co.. 401 U.S. 424, 91 S. Ct. 849, 28 L. Ed. 2d 158 (1971); Albemarle Paper Co. v. Moody, 422 U.S. 405, 95 S. Ct. 2362, 45 L. Ed. 2d 280 (1975) Phillips v. Martin Marietta Corp.. 400 U.S. 542, 91 S. Ct. 496, 27 L. Ed. 2d 613 (1971). Thus, the LDF has a particular interest in the enforcement of federal civil rights laws nationwide. The long involvement of LDF in efforts to enforce the civil rights laws gives it a special interest in one of the major issues raised by this appeal: Whether Proposition 209 should be enjoined because it impermissibly interferes with the federal system of civil rights law enforcement. LDF respectfully submits that the answer is yes. Proposition 209 impermissibly obstructs federal civil rights enforcement and must therefore be enjoined as a violation of the Supremacy Clause. See, e.g ,, North Carolina State Bd. v. Swann. 402 U.S. 43, 91 S. Ct. 1284, 28 L. Ed. 2d 586 (1971), and Swann I. 1 V. Charlotte .Mecklenburg Bd. of Educ.. 312 F. Supp. 503 (W.D.N.C. 1970) (where pupil reassignment was a permissible remedy for unlawful segregation under federal law, North Carolina's initiative barring state agencies from using that remedy violated the Supremacy Clause and would be permanently enjoined). LDF joins appellees and other prospective amici in urging that rehearing and rehearing en banc be granted. The panel ii*i this matter fails to address the central Supreme Court and Ninth Circuit authority that governs the Supremacy Clause issue. The opinion therefore reaches an erroneous conclusion with respect to one of the most important aspects--if not the most important aspect--of this case. This brief is not a complete discussion of all the authority unaddressed or misconstrued in the panel's opinion, or of all sub-issues. It does address the major lines of applicable authority to show that this matter commands the attention of the wider court. LDF would welcome the opportunity to brief any of the matters discussed here in more detail. II. AFFIRMATIVE ACTION REMEDIES ARE AN INTEGRAL PART OF FEDERAL CIVIL RIGHTS ENFORCEMENT The parties to this litigation agree that Calif. Const. Art. I, Sec. 31 (Proposition 209), Exhibit A to Munger Declaration, attached, prohibits state and local governmental entities from using remedies that "prefer" one person over another on the basis 2 of race or gender. See Coalition for Economic Equity v. Wilson. 1997 U.S. App. LEXIS 6512, at *15.1 Proposition 209's ban applies regardless of the circumstances that led the state actor to apply the race- or gender-conscious "affirmative action" remedy.2 Although Proposition 209's ban contains an exception affirmative action that a state or local entity may need to use to avoid "loss of federal funds," Exhibit A at Sec. (e), it contains no exception permitting non-federally funded state actors to adopt affirmative action remedies in any circumstances. See Exhibit A. Although it contains an exception for court orders and consent decrees that were in effect as of November 5, 1996, Exhibit A at Sec. (d), it contains no exception for affirmative action that federal courts may order after November 5, 1996. See Exhibit A. Although it recognizes that it may be "in conflict with federal law," it also provides that it is self-executing." Exhibit A at Sec. (h). Only if some parts of it are held to be in conflict with federal law is it to be Proposition 209 bars "preferential treatment" not only on the basis of race and gender, but also on the basis of "color, ethnicity, or national origin." Exhibit A at Section (a)! We will refer here to "race- and gender-conscious remedies" as a abbreviation for this broader list of categories. 2 The panel opinion observes that where "identified victims" of racial or gender discrimination are given a preference, that may constitute a form of race- or gender-"conscious" relief that is nevertheless not "preferential" because the identified victims are merely being made whole. Coalition for Economic Equity, 1997 U.S. App. LEXIS 6512, at *18. For convenience, we will use the terms "race- or gender-conscious remedies" and affirmative action" to denote remedies where preference is given on a racial or gender basis to persons who are not necessarily identified victims of the discrimination that led to the remedy. 3 severable and implemented "to the maximum extent that federal law and the United States Constitution permit." Exhibit A. In the meantime, Proposition 209 is to govern the state of California as written. Unless and until a court acts to declare it cannot do so, Proposition 209 purports to end affirmative action by non- federally funded state actors in California.3 It bans these remedies regardless of the circumstances that may compel them and reUai"d.less of whether they are ordered by federal courts in specific cases. A. The Supreme Court Has Consistently Upheld These Remedies The Supreme Court has carefully considered over several decades the appropriate role to be played by race-and gender conscious remedies. The Court has concluded that these remedies are permissible as a means of enforcing both the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2, and the Equal Protection Clause of the United States Constitution, U.S. CONST, amend. XIV § 1. See. e •?•< Local 28 v. EEOC. 478 U.S. 421, 448-49, 106 S. Ct. 3019, 92 L. Ed. 2d 344 (1986) (upholding race-conscious remedy to enforce Title VII); United States v. Paradise. 480 U.S. 149, 167-68, 107 S. Ct. 1053, 94 L. Ed. 2d 203 (1987) (upholding race-conscious remedy to enforce the Equal Protection Clause ban on In the remainder of this brief we will omit the "non- federally funded qualifier, though the qualifier does continue to apply. 4 discrimination by public entity); Johnson v. Transp. Agency. 480 U.S. 616, 649, 107 S. Ct. 1442, 94 L. Ed. 2d 615 (1987) (upholding gender-conscious remedy to enforce Title VII) These remedies are not available to cure "societal ion or to eliminate the effects of discrimination only suspected to have occurred in the past. City of Richmond v Croson, 488 U.S. 469, 498-499, 109 S. Ct. 706, 102 L. Ed. 2d 854 (1989). They are not available to help foster more inclusive role models. Wygant v. Jackson Bd. of Educ.. 476 U.S. 267, 275- 76, 106 S. Ct. 1842, 90 L. Ed. 2d 260, reh'q denied. 478 U.S. 1014, 106 S. Ct. 3320, 92 L. Ed. 2d 728 (1986). However, the Court has specifically permitted race- and gender-conscious remedies for civil rights enforcement where the available evidence shows that a violation of those laws has occurred. Paradise, 480 U.S. at 167 ("It is now well established that government bodies, including courts, may constitutionally employ racial classifications essential to remedy unlawful treatment of racial or ethnic groups subject to discrimination"); Franks v. Bowman Transp. Co,. 424 U.S. 747, 96 S. Ct. 1251, 47 L. Ed. 2d 444 (1976) (where federal antidiscrimination laws have been violated, an equitable remedy may in the appropriate case include a racial or ethnic factor). Race- and gender-conscious remedies are available in cases where discrimination has occurred because, and to the extent, they are necessary to enforce the antidiscrimination laws: 5 In most cases, the court need only order the employer or union to cease engaging in discriminatory practices and award make-whole relief to the individuals victimized by those practices. In some instances, however, it may be necessary to require the employer or union to take affirmative steps to end discrimination effectively to enforce Title VII. . . .In such cases, requiring recalcitrant employers or unions to hire and to admit qualified minorities roughly in proportion to the number of qualified minorities in the work force may be the only- effective way to ensure the full enjoyment of the rights protected by Title VII. Local 28. 478 U.S. at 448-49 (plurality opinion) (emphasis added). In determining whether race-conscious remedies are appropriate, we look to several factors, including the necessity for the relief and the efficacy of alternative remedies. . . . Paradise. 480 U.S. at 171 (emphasis added). 6 ® • The—Court Holds That These Remedies Are Necessary to the Enforcement of the Antidiscrimination Laws Where state action is at issue, as it is by definition under Proposition 209 the Court has applied traditional Equal Protection analysis to reach these conclusions. In such cases, the Court has held, race-conscious remedies are subject to strict scrutiny like any other race-conscious state action. See Adarand Constructors v. Pena. ____ U.S. _____, 115 S. Ct. 2097, 132 L. Ed. 2d 158. Therefore, to be constitutionally valid, such remedies must meet a compelling governmental need. Adarand. 115 S. Ct. at 2101. ("The decision here makes explicit that federal racial classifications, like those of a State, must serve a compelling governmental interest. . . .") The requisite need for a race- or gender-conscious remedy is made out, the Court has held, by the need to enforce the federal antidiscrimination laws in a specific case where other remedies simply will not work. See Paradise. 480 U.S. at 177 (quoting Sheet Metal Workers v. EEOC. 478 U.S. 421, 486, 106 S. Ct. 3019, 92 L. Ed. 2d 344 (1986) (race-conscious hiring decree upheld where "'it is doubtful, given [the Department's] history in this litigation, that the District Court had available to it any other effective remedy.'"). Justice O'Connor has frequently emphasized the "compelling need" for affirmative action remedies in appropriate cases to enforce the laws: [R]emedying past or present racial 7 discrimination by a state actor is a sufficiently weighty state interest to warrant the remedial use of a carefully constructed affirmative action program. Wycrant, 476 U.S. at 286 (O'Connor, J. , concurring). Because the Federal Government has a compelling interest in remedying past and present discrimination by the Department, the District Court unquestionably had the authority to fashion a remedy designed to end the Department's egregious history of discrimination. Paradise. 480 U.S. at 196 (O'Connor, J., dissenting from the particular remedy ordered). [W]e wish to dispel the notion that strict scrutiny is 'strict in theory but fatal in fact.'. . .The unhappy persistence of both the practice and the lingering effects of racial discrimination against minority groups in the country is an unfortunate reality, and government is not disqualified from acting in response to it. . . .When race-based action is necessary to further a compelling 8 interest, such action is within constitutional constraints if it satisfies the narrow tailoring test this Court has set out in previous cases. Adarand. 115 S. Ct. at 2117. The Ninth Circuit has also frequently upheld affirmative action remedies for all the reasons set forth in this line of Supreme Court authority. See, e .g. . Davis v. City and Countv of S_an Francisco, 890 F.2d 1438, 1445 (9th Cir. 1989) ("It is well- settled that governmental bodies may constitutionally employ racial classifications essential to remedy a past practice of unlawful treatment of racial or ethnic groups subject to discrimination."); Officers for Justice v. Civil Service Commission, 979 F.2d 721, 725 (9th Cir. 1992), cert, denied sub —QSQ/ San—Francisco Officers Association v. City and County of San Francisco, 507 U.S. 1004, 113 S. Ct. 1645, 123 L. Ed. 2d 267 (1993). (race- and gender-conscious remedy approved) Indeed, in Eldredge v. Carpenters 46. 94 F. 3d 1366 (9th Cir. 1996), the court reversed a district court judgment in an antidiscrimination case because the district court had failed to include an affirmative action remedy in its judgment. _ld. at 1371 (quoting Local 28 of the Sheet Metal Workers' Int'l Ass'n v. EEOC, 478 U.S. 421, 445, 106 S. Ct. 3019, 92 L. Ed. 2d 344 (1986) ) . 9 III. PROPOSITION 209 SEEKS TO BAN THIS FORM OF ENFORCEMENT IN CALIFORNIA Noting that the Supreme Court permits affirmative action remedies only in limited circumstances, the panel concluded that California could make these remedies completely illegal. See Coalition for Economic Equity v. Wilson. 1997 U.S. App. LEXIS 6512, at *19-24. LDF respectfully submits that the above-noted Supreme Court and Ninth Circuit authority compels the opposite conclusion. Repeatedly, the Supreme Court has been asked to rule that race- and gender-conscious remedies are offensive per se to Equal Protection principles, and on each occasion, the Court has expressly declined to so hold. See. e.a .. Paradise. 480 U.S. at 166. Not only do the Court's decisions teach that affirmative action may be undertaken consistently with the Equal Protection Clause, but, as has been noted, there are circumstances in which compliance with the Clause requires that remedy. See discussion supra at II(A),(B). The thoroughness of the Court's analysis in this area suggests both the depth and the tenacity of its conclusions. Indeed, as recently as 1995, Justice Scalia, in dissent, urged the Court to abandon its balanced, pragmatic and law enforcement- oriented approach and adopt at the federal level the rule embodied in Proposition 209, the rule that race- and gender conscious remedies are always impermissible regardless of 10 circumstances. Adarand, 115 S. Ct. at 2118 (Scalia, J., dissenting) ("In my view, government can never have a 'compelling interest' in discriminating on the basis of race in order to 'make up' for past racial discrimination in the opposite direction"). That view failed to receive the assent of any of the other eight members of the Court. Id. at 2117. Instead, Justice O'Connor's majority opinion re-affirmed the Court's conclusion that affirmative action remedies must remain available and reiterated the reason for the need: The unhappy persistence of both the practice and the lingering effects of racial discrimination against minority groups in this country is an unfortunate reality, and government is not disqualified from acting in response to it. . . .When race-based action is necessary to further a compelling interest, such action is within constitutional constraints if it satisfies the 'narrow tailoring' test this Court has set out in previous cases. Id. Proposition 209 adopts as the law of California an approach to equal protection and anti-discrimination law enforcement that has failed to garner the support of eight members of the Supreme Court as recently as two years ago. Imposing on California the rule unsuccessfully urged in Justice Scalia's lone dissent in 11 Adarand, Proposition 209 bars all state and local governmental entities from ever adopting affirmative action remedies, regardless of what violations of the anti-discrimination laws these entities may have committed, regardless of the seriousness or pervasiveness of the entities' conduct, and regardless of whether an affirmative action remedy has now become the only way to grant effective relief. See Exhibit A (Proposition 209 bans affirmative action remedies regardless of these circumstances), and Section I, supra. IV. PROPOSITION 209'S BAN SUBSTANTIALLY OBSTRUCTS ENFORCEMENT OF THE FEDERAL ANTIDISCRIMINATION LAWS In prohibiting affirmative action remedies under any circumstances, Proposition 209 sets up an irreconcilable conflict between federal law and California law in the area of civil rights enforcement. Proposition 209 Attempts to Contravene Future Federal Court Orders Proposition 209 bans affirmative action remedies totally. On its face, it unconditionally enjoins any state actor from using an affirmative action remedy from now on, even if a federal court, acting pursuant to the Supreme Court authority above- cited, properly orders the remedy. See Exhibit A. This does not appear to be an oversight. Proposition 209 bans race- and gender-conscious affirmative action without any 12 exception for affirmative action that is ordered by federal courts after its effective date. Instead, emphasizing its omission of this exception, Proposition 209 carefully excepts from its ban only court orders entered before its passage: "Nothing in this section shall be interpreted as invalidating any court order or consent decree which is in force as of the effective date of this section." Exhibit A, Sec.(d). (Emphasis added). Proposition 209 tacitly acknowledges the conflict it creates between its dictates and the requirements of federal law enforcement. It "resolves" that conflict by (1) leaving existing federal court orders in place but (2) barring state agencies from obeying federal court orders entered after its effective date.4 A similarly confrontational approach to federal authority was taken by the state of North Carolina in North Carolina State Bd. v. Swann, 402 U.S. 43, 91 S. Ct. 1284, 28 L. Ed. 2d 586 (1971), and Swann v. Charlotte Mecklenburg Bd. of Educ.. 312 F. Supp. 503 4 This is in marked contrast to the anti-busing initiative that the Court upheld in Crawford v. Los Angeles Bd. of Ed 458 U.S. 527, 102 S. Ct. 3211, 73 L. Ed. 2d 948 (1982). That initiative provided that "[N]o court of this state may impose upon the State of California or any public entity, board, or official any obligation or responsibility with respect to the use of pupil school assignment or pupil transportation, (1) except to remedy a specific violation by such party that would also constitute a violation of the Equal Protection Clause of the 14th Amendment to the United States Constitution, and (2) unless a federal court would be permitted under federal decisional law to impose that obligation or responsibility upon such party to remedy the specific violation of the Equal Protection Clause . . . " Id. at 532 (quoting Proposition 1). (Emphasis added). 13 (W.D.N.C. 1970). There, faced with litigation challenging its system of de jure school segregation--and the possibility of a court-ordered remedy that included pupil re-assignment--North Carolina passed an initiative banning pupil re-assignment to achieve racial balance. The initiative did not overtly declare that it required disobedience to court orders, but its blanket ban contained no exception for court orders, either. Id. at n. 1 . The Supreme Court did not hesitate to conclude that the initiative was an impermissible attempt to obstruct the federal court: The prohibition is absolute, and it would inescapably operate to obstruct the remedies granted by the District Court in the Swann case." Id. at 46, 589. North Carolina is discussed in more detail in Section VI(A)(2), infra. B. Proposition 209 Also Bars "Voluntary" Affirmative Action Not all race- and gender-conscious affirmative action is undertaken pursuant to court order. Some is undertaken pursuant to the settlement of a federal claim, and some is undertaken as a means of avoiding a federal claim--in effect settling the claim before it has to be filed. But in these cases, too, the limiting rules established by the Supreme Court and the Ninth Circuit apply. See, e,.q. , Johnson, 480 U.S. 616 (voluntary affirmative action program met standard of need). Given this governing law, the term "voluntary affirmative action" is highly misleading. In the cases where it has addressed the kind of state action that Proposition 209 covers, 14 the Supreme Court has carefully limited affirmative action remedies, generally permitting them only where they are compellingly necessary in a specific case. To say that tirmative action is "voluntary" when it is being permitted only because it is necessary to enforce the law is to suggest a gratuitousness to these out-of-court remedies that neither the Supreme Court nor the Ninth Circuit authority supports. 1• Federal Law Strongly Encourages Out-of-Court Remediation of Illegal Discrimination Federal law strongly encourages out-of-court resolution of antidiscrimination claims through the use of affirmative action remedies where those remedies are appropriate. See Bushev v. N.Y. St. Civ. Serv. Comm'n. 733 F.2d 220, 227 (2d Cir. 1984), cert, denied, 469 U.S. 1177, 105 S. Ct. 803, 83 L. Ed. 2d 795 (1985) (requiring employer to wait to be sued by minority candidates before implementing affirmative action "would serve no purpose other than to impede the process of voluntary compliance with Title VII and cause the proliferation of litigation in all such cases, thereby generating litigation costs and favoring litigious over nonlitigious employees"); Detroit Police Officers' Association v. Young. 608 F.2d 671, 690 (6th Cir. 1979), cert. denied, 452 U.S. 938, 101 S. Ct. 3079, 69 L. Ed. 2d 951 ("a. principle purpose of Title VII is to induce voluntary solutions to racial discrimination, one form of which is race-conscious affirmative action employment"); Higgins v. City of Vallejo, 823 15 F.2d 351, 355 (9th Cir. 1987), cert, denied. 489 U.S. 1051, 109 S. Ct. 1310, 103 L. Ed. 2d 579 (1987) (voluntary affirmative action was "consistent with Title VII, for it embodie[d] the contribution that voluntary employer action can make in eliminating the vestiges of discrimination"); In re Birmingham Reverse_Discrimination Employment Litigation. 20 F.3d 1525, 1537 (11th Cir. 1994) (voluntary affirmative action is "well established" as a means to "further Title VII's purpose of eliminating the effects of discrimination in the workplace") See also Wygant, 476 U.S. at 290 (refusing to impose a requirement that public employers make findings that they have engaged in past discrimination before they can implement an affirmative action program because such a requirement would "undermine public employers' incentive to meet voluntarily their rights obligations") (O'Connor, J., concurring in part and concurring in the judgment). This is the law for good reason: out-of-court remediation of civil rights claims--whether before or after filing-- not only saves judicial and other resources but vastly increases the number of civil rights violations that can be effectively and legally redressed. It is therefore integral to the effectiveness and efficiency of the federal enforcement scheme. 2• The Ninth Circuit Particularly Encourages Out-of-Court Remediation The Ninth Circuit has been particularly emphatic in this regard, making it clear that where affirmative action is called 16 for, a defendant has a "constitutional duty" to undertake the remedy without waiting to be so ordered: Like the federal government, a state or its political subdivision has the authority-- indeed the 'constitutional duty'--to ascertain whether it is denying its citizens equal protection of the laws and, if so to take corrective steps. Associated General Contractors of California v. City & County of San Francisco, 813 F.2d 922, 929 (9th Cir. 1987)(citations omitted). The Ninth Circuit has held that "a state or municipality, when presented with evidence of its own culpability in fostering or furthering race discrimination, might well be remiss if it failed to act upon such evidence." Coral Construction Company v. King County, 941 F.2d 910, 921 (9th Cir. 1991), cert, denied. 502 U.S. 1033, 112 S. Ct. 875, 116 L. Ed. 2d 780. It is equally clear that at times "the remedy for intentional discrimination often calls for race-specific relief." Coral Construction. 941 F.2d at 920 . The court has recognized that sometimes "statistical evidence of disparity sufficient to support a prima facie case under Title VII may ... constitute a strong basis in the evidence for believing that a voluntary affirmative action program was required by, and consistent with, the Constitution." Officers for Justice v. Civil Service Commission. 979 F.2d at 726. 17 (Emphasis added). 3• Proposition 209 Obstructs the Federal Civil Rights Enforcement System This federal enforcement system is balanced and pragmatic. Federal courts have carefully drafted rules governing the appropriate circumstances for affirmative action remedies, but when those circumstances are present, a defendant is strongly encouraged to undertake the necessary remedial action without the expenditure of scarce judicial resources. Proposition 209 weighs into this carefully crafted scheme like a bully in a schoolyard. Its sweeping ban on all race- or gender-conscious remedies regardless of circumstances announces that any state actor who knows he has violated the law and wants to remediate pursuant to federal law and his constitutional duty must no longer do so. The ban declares that remedies that are, by definition, necessary--compellingly needed--to enforce the antidiscrimination laws are forbidden nonetheless. And to prevent California federal courts from providing relief from this new regime, Proposition 209 declares that a state actor may not use an affirmative action remedy even if ordered by a federal court. Unless enjoined, Proposition 209 will severely compromise the federal protections Californians currently have from race and gender discrimination. As long as a state actor agrees to refrain from such behavior in the future, pays damages to those who have been shut out, and re-hires such specific victims as can identified a difficult task long after the fact — an exclusive 18 bastion that illegal discrimination has successfully created must now be permitted to stand until a federal court orders otherwise and until the inevitable ensuing conflict with Proposition 209's contrary directive is somehow resolved. This rewards discriminators by giving them the ability to maintain exclusive enclaves they have illegally created; it punishes victims by imposing huge new burdens on them.5 Plainly, this is at odds with the enforcement system that has been carefully established by federal authority to govern one of the most crucial areas of our national life. It also promises a massive increase in federal litigation. Proposition 209 forces California governmental agencies that want to implement affirmative action remedies to litigate all the way to judgment, even where they are well aware of their violations of constitutional or statutory law. An already over-burdened judiciary will be forced to unnecessarily adjuciate all race and gender claims in a waste of judicial and other resources that federal civil rights laws has consistently eschewed as against public policy. See discussion at Section IV(B)(1), supra. The fact that these federal proceedings will lead to court orders that Proposition 209 directs state actors to disobey only Contemplating the world Proposition 209 seeks to create underscores the wisdom of the Supreme Court in refusing to endorse that vision in Adarand and the other cases discussed here. Without affirmative action remedies--and in California under Proposition 209 those who wish to exclude others may do so secure in the knowledge that the law will be powerless to de construct effectively any exclusive stronghold they can successfully create, or preserve. 19 S U P R E M E C O U R T O F T H E U N I T E D S T A T E S O F F I C E O F T H E C L E R K W A S H I N G T O N . D. C. 2 0 5 4 3 April 19, 1993 Mr. Charles Stephen Ralston NAACP Legal Defense Fund 99 Hudson Street New York, NY 10013 Re: Elena Ruth Sassower and Doris L. Sassower v. Katherine M. Field, et al. No. 92-140S Dear Mr. Ralston; The Court today entered the following order in the above entitled case: The motion of petitioners to have the petition for writ considered with the petition in 92-1544, Pacific Legal Foundation v. Kayfetz is denied. The petition for a writ of Very truly yours, William K. Suter, Clerk cert iorari is denied. underscores the conflict between state and federal authority that Proposition 209 has created. V. THE SUPREMACY CLAUSE (PREEMPTION)PROHIBITS A STATE FROM INTERPOSING THESE KINDS OF OBSTACLES TO FEDERAL LAW The Supremacy Clause of the U.S. Constitution provides that the "Constitution, and the laws of the United States which shall be made in pursuance thereof . . . shall be the supreme law of the land . . . anything in the Constitution or laws of any State to the contrary notwithstanding." U.S. CONST, art. VI, cl. 2. Under the Supremacy Clause, "any state law, however clearly within a State's acknowledged power, which interferes with or is contrary to federal law, must yield." Free v. Bland. 369 U.S. 663, 666, 82 S. Ct. 1089, 8 L. Ed. 2d 180 (1962) (citing Gibbons v. Ogden, 22 U.S. 1, 9 Wheat 1, 6 L. Ed. 23 (1824)). "The relative importance to the State of its own law is not material when there is a conflict with a valid federal law." id. When Congress has not completely displaced state regulation, federal law may still preempt state law if it actually conflicts with federal law. Such a conflict can occur when either compliance with both federal and state law is physically impossible, Florida Lime & Avocado Growers. Inc, v. Paul. 373 U.S. 132, 142-43, 83 S. Ct. 1210, 10 L. Ed. 2d 248, reh'q denied. 374 U.S. 858, 83 S. Ct. 1861, 10 L. Ed. 2d 1082 (1963), or when 20 state law acts as an obstacle to the accomplishment of the full purposes and objectives of Congress. Haines v. Davidnw-it-? 312 U.S. 52, 67, 61 S. Ct. 399, 85 L. Ed. 581 (1941) State law "stands as an obstacle" to the full implementation of federal law and must yield to federal law even if its shares the same goal but '"interferes with the methods by which the federal statute was designed to reach that]' goal.'" Gade v . Nat'l Solid Wastes Management Ass'n.. 505 U.S. 88, 103, 112 S. Ct. 2374, 120 L. Ed. 2d 73 (1992) (quoting International Paper Co. v. Ouellette, 479 U.S. 481, 494, 107 S. Ct. 805, 93 L. Ed. 2d 883 (1987)). The ultimate task of the court is to determine whether state regulation is consistent with the structure and purpose of the statute as a whole by "[ljooking to the provisions of the whole law, and to its object and policy." Pilot Life Ins, Co. v. Dedeaux, 481 U.S. 41, 51, superseded by statue on other grounds as stated in Hunter v. Ameritech. 779 F. Supp. 419 (N.D. Ill 1991) (internal citation omitted). Federal law preempts state law where state law "chills" or burdens the effectuation of federal policy even where the effect is indirect. See, e .g. , Xerox Corp. v. Countv of Harris. 459 U.S. 145, 103 S. Ct. 523, 74 L. Ed. 2d 323 (1982) (local imposition of personal property taxes on goods stored in federally-created duty-free zones preempted because it was inconsistent with Congress' purpose of encouraging the use of American ports); Nash v. Florida Industrial Commission. 389 U.S. 21 235, 88 S. Ct. 362, 19 L. Ed. 2d 438 (1967) (Florida law refusing unemployment insurance to claimants who file unfair labor practices against former employer preempted by National Labor relations Act because it discouraged vindication of federal rights); East-Bibb Twiggs Neighborhood Ass'n v. Macon-Bibb Planning & Zoning Comm'n. 674 F. Supp. 1475, 1477 (M.D. Ga. 1987), aff'd, 888 F.2d 1576 (11th Cir. 1989) (state abusive litigation counterclaim against federal civil rights causes of action preempted because if allowed, it would "have a tremendous 'chilling-effect' on the assertion of these federally created rights"). Moreover, the burden upon federal policy need not be onerous. In Felder v. Casey. 487 U.S. 131, 108 S. Ct. 2302, 101 L. Ed. 2d 123 (1988), the Court held that a Wisconsin notice of d^im statute requiring that any plaintiff bringing a lawsuit against a state or local government must first send a notice of claim to the defendant and wait 120 days before filing suit was preempted by the federal Civil Rights Act. Even though the requirement was not a complete bar to the filing of a Section 1983 civil rights claim, the Court held its burdens sufficiently frustrated the central purpose of the civil rights laws "to provide compensatory relief to those deprived of their federal rights by state actors" so as to warrant pre-emption. Id. at 141. In addition to state laws which chill or burden the accomplishment and execution of federal policy, state laws which 22 are enacted to further the same policies underlying federal legislation may also be pre-empted if they upset the balance of competing interests struck by Congress. In Haines. 312 U.S. 52, 61 S. Ct. 399, 85 L. Ed. 581 (1941), the Court held that a Pennsylvania alien registration law was preempted by the federal Alien Registration Act because it imposed requirements and disabilities beyond those imposed by the federal Act and thus upset the "middle path" between civil rights and the need for national security struck by congress. id. at 73-4 . By attempting to outlaw the race and gender-conscious remedies that the Supreme Court and the Ninth Circuit have upheld and encouraged as necessary to civil rights enforcement, Proposition 209 obstructs, burdens, and conflicts with federal enforcement of the civil rights laws. It is preempted by federal law under all of the principles that govern this question and that have been noted here. VI. THE PANEL OPINION ON THE PREEMPTION ISSUE FAILS TO ADDRESS THIS GOVERNING SUPREME COURT AND NINTH CIRCUIT AUTHORITY The panel s opinion in this case fails adequately to address any of these matters--the Supreme Court's committed retention of affirmative action remedies for civil rights enforcement, the Ninth Circuit law encouraging extra-judicial application of those remedies to make the law effective, or the conflict Proposition 23 209 presents to this federal enforcement scheme. The defects in the current ruling, we submit, become clear when this analysis is undertaken. This section discusses how, specifically, the panel reached its erroneous conclusion on the preemption issue. Rehearing and rehearing en banc should be granted to give the whole court an opportunity to address and resolve the conflict between the panel decision and this governing authority. See Fed. R. App. P. 35(a) (rehearing en banc appropriate where panel opinion in direct conflict with other law). A. The Panel Opinion Omits Anv Consideration of the Supremacy Clause Issue Raised by the Need to Enforce the Equal Protection Clause According to Federal Standards The panel failed to address at all one of the most significant issues raised by Proposition 209, its conflict with-- and preemption by--the federal system of enforcing the Equal Protection Clause of the Fourteenth Amendment. The panel determined that Proposition 209 was not preempted by Title VII Coalition for Economic Equity v. Wilson. 1997 U.S. App. LEXIS 6512, at *48. Its error with regard to that issue is addressed in the following section. But Proposition 209 would be overridden by the Equal Protection Clause of the Fourteenth Amendment even it if were not also preempted by Title VII. 24 1- The Supremacy Clause Applies With Spenial Force to the Equal Protection Clause Proposition 209 applies only to the public sector. See Exhibit A, Secs, (a), (f). This sector is governed by the Equal Protection Clause as well as by Title VII. See, e.q.. Paradise. 480 U.S. at 166 (independently of Title VII, Equal Protection Clause bans discrimination by public entity). The federal enforcement system for the Equal Protection Clause in the public sector is separate from but parallel to the enforcement system for Title VII, and the observations made above concerning the circumstances in which affirmative action remedies have been held to be necessary apply to both: [T]he proper initial inquiry in evaluating the legality of an affirmative action plan by a public employer under Title VII is no different from that required by the Equal Protection Clause. In either case. . .the employer must have had a firm basis for believing that remedial action was required. Johnson. 480 U.S. at 649 (O'Connor concurring). For all the reasons that have been noted, Proposition 209 interferes with the use of affirmative action remedies to enforce the Equal Protection Clause in the public sector. And, here, the Supreme Court has made it doubly clear that this interference is impermissible. 25 The Supreme Court has emphasized that in determining the extent to which affirmative action remedies are appropriate in the public sector, federal law under the Equal Protection Clause overrides state assessments. See. Croson. 488 U.S. at 490-91. In Croson, the Court struck down an affirmative action program because it did not believe the state had a sufficient factual basis for believing the remedy was warranted. In considering what weight the state's independent judgment should be given on that question, the Court concluded that federal standards, not state policy preferences, were controlling with respect to affirmative action remedies: To hold otherwise would be to cede control over the content of the Equal Protection Clause to the 50 state legislatures and their myriad political subdivisions. . . . We believe that such a result would be contrary to the intentions of the Framers of the Fourteenth Amendment, who desired to place clear limits of the States' use of race as a criterion for legislative action, and to have the federal courts enforce those limitations. Id. (Emphasis added). Just as a state cannot undermine Equal Protection Clause enforcement by imposing excessive affirmative action remedies, as in Croson, it cannot undermine such enforcement by withholding these remedies where they are deemed necessary under federal law. 26 As the Court in Croson observed, a very great degree of skepticism is called for whenever a state attempts to depart from federal law in the area of Equal Protection: "We simply note what should be apparent to all--§ l of the Fourteenth Amendment stemmed from a distrust of state legislative enactments based on race. . . . " Id. at 491. It is a distrust that has proved warranted. 2. North Carolina v. Swann Governs This Case Virtually on all fours with the case presented here are North Carolina, 402 U.S. 43, and the district court opinion the Supreme Court approved and incorporated, Swann. 312 F. Supp. 503. In North Carolina, allegations of de jure segregation had led to litigation and exposed the school system to the possibility of court-ordered pupil re-assignment. The state attempted to head off that possibility by passing an initiative that barred pupil re-assignment to achieve racial balance. As was noted above, the initiative's ban operated to prohibit both voluntary re assignment and any re-assignment that might be ordered by a federal court. See discussion at Section IV(A), supra. In a manner directly analogous to Proposition 209, the voters of North Carolina attempted to withdraw completely from use in their state a remedy for Equal Protection Clause violations that the federal courts had approved for use where necessary to enforce the law. Swann v ._Charlotte-Mecklenberq Board of Education. 402 U.S. 1, 28 L. Ed. 2d 554, 91 S. Ct. 1267 (1971)(re-assigning students on a racial basis held an appropriate remedy for a school 27 system's violation of the Equal Protection Clause by maintaining a segregated school system). —Carolina, The Supreme Court affirmed a permanent injunction against the initiative because it plainly violated the Supremacy Clause. The state had no power to "hamper the ability of local authorities to effectively remedy constitutional violations." North Carolina. 402 U.S. at 461. Pupil re assignment was a necessary enforcement tool in some circumstances, and it is unlikely that a truly effective remedy could be devised without continued reliance upon it." Id. The initiative was invalid not only because it would obstruct court orders but because it attempted to bar state actors from out-of- court remediation of Equal Protection Clause violations: Similarly, the flat prohibition against assignment of students for the purpose of creating a racial balance must inevitably conflict with the duty of school authorities to dis-establish dual school systems. . . An absolute prohibition against use of such a device. . . contravenes the implicit command of Green v. County School Board [cite omitted] that all reasonable methods be available to formulate an effective remedy. Id. at 46. Cf. Crawford, 458 U.S. at 535 (anti-busing initiative did not violate the Fourteenth Amendment because it contained language 28 specifically protecting federal remedies and therefore did not "inhibit enforcement of any federal law or constitutional requirement.")(text of initiative set forth at note 4, supra). B. The Panel Reached an Erroneous Conclusion with Respect to Proposition 209's Preemption by Title VII6 Although it did not address the Supremacy Clause issue raised by the need to enforce the Equal Protection Clause, the panel did address a secondary question, whether Proposition was preempted by Title VII. Here, its conclusion was at odds with the reasoning of the Supreme Court opinion on which it relied. The district court had found that Proposition 209 violates the Supremacy Clause under the doctrine of obstacle preemption. Coalition for Economic Equity, et. al.. v. Wilson. 946 F. Supp 1480, 1517 (N.D. Cal. 1996). In reversing, the panel asserted that obstacle preemption does not apply to Title VII and that preemption would only apply if there were an "actual conflict" between Proposition 209 and federal law. Coalition for Economic Equity, et. al., v. Wilson. 1997 U.S. App. LEXIS 6512, at *48.7 6 LDF respectfully reserves the additional issue of Proposition 209's preemption by Title VI, 42 U.S.C. § 2000d, and Title IX, 20 U.S.C. § 1681(a), of the Civil Rights Act of 1964. We would welcome the opportunity to address those issues as well. The Court wrote: The court is correct that federal law may pre-empt state law to the extent that the state law "stands as an obstacle to the accomplishment and execution of the full purposes and objectives of congress". . .The district court apparently overlooked, however, the express pre-emption provisions of the 1964 Civil Rights Act. "In two sections of the 1964 Civil Rights Act, 29 To summarily eliminate obstacle preemption from Title VII, the panel relied on California Fed. Savinas & Loan Ass'n v. Guerra, 479 U.S. 272, 107 S. Ct. 683, 93 L. Ed. 2d 613 (1987). The question in Guerra was whether a state anti-discrimination law could do more to protect pregnant women from losing their jobs than Title VII does. The Supreme Court's answer was that the Ninth Circuit had been right in holding that Congress intended Title VII to be "'a floor beneath which pregnancy disability may not drop--not a ceiling above which they may not rise.'" Id. at 285. Far from supporting the right of states to erect obstacles to Title VII enforcement by withdrawing necessary remedies as Proposition 209 does, Guerra holds only that state laws are permitted to provide more remedies than federal law does. See id. The language the panel quotes from Guerra was not the holding. Indeed, it is found in a section of the opinion which a majority of the Court did not join. See id. at 274,280-284 (opinion of the Court did not include part IIIA, in which the quote is found). Moreover, the opinion of the Court itself explained that the touchstone for deciding whether a federal statute preempts state law is Congress' intent. Id. at 285 sections 798 and 1104, Congress has indicated that state laws will be pre-emoted only if they actually conflict with federal law." California Fed. Savings & Loan Ass'n v Guerra. 479, U.S. 272, 281, 107 S. Ct. 683, 93 L. Ed. 2d 613 (1987)(plurality opinion). Id. 30 ("'[t]he purpose of Congress is the ultimate touchstone' of the preemption inquiry."). Even the section relied on by the panel had noted that with respect to Title VII preemption, Congress intended to leave in place state antidiscrimination laws deemed helpful in supporting the antidiscrimination effort, recognizing the "importance Congress attached to state antidiscrimination laws in achieving Title VII's goal of equal employment opportunity." Guerra, 479 U.S. at 283 and n. 12. See Coalition for Economic Equity v. Wilson. 1997 U.S. App. LEXIS 6512, at *48 . The reason Guerra permitted additional remedies was not that obstacle preemption concepts have no application under Title VII. The analysis in Guerra would suggest, to the contrary, that these concepts would apply with special force to Title VII. In Guerra, the Court was faced with a state law that had sought to exceed Title VII's "floor." But in the opposite case, where a party argues that state law may weaken Title VII enforcement — here by outlawing remedies that federal courts have deemed necessary--Guerra itself strongly suggests the opposite answer. In this case, the panel's decision to read obstacle preemption out of Title VII served to support reversal because the district court had relied on that doctrine. In truth, though, LDF respectfully submits that Proposition 209 would be invalid no matter what standard of preemption were applied under Title VII. This is an initiative that orders California agencies not to take affirmative steps to remedy illegal discrimination 31 even when governing federal law requires those steps and even when so ordered by a federal court. It is clearly a major obstacle to federal law enforcement. But it is also irreconcilably "inconsistent" with federal law, the panel's own formulation of the standard. See note 3, supra. And, by barring remedies that are definitionally necessary to redress unlawful employment practices in specific cases, it will in a very real sense "permit" those unlawful practices, violating even the standard stated by Justice Scalia in his lone concurring opinion in Guerra. Id. at 633. 32 VII CONCLUSION For all the reasons set forth herein, Prospective Amicus NAACP Legal Defense and Educational Fund, Inc. respectfully submits that the petition for rehearing and suggestion for rehearing en banc should be granted. Dated: April 22, 1997 Respectfully submitted, Elaine R. Jones Theodore M. Shaw Molly Munger Darci E. Burrell NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC. 315 W. 9th Street, Suite 208 Los Angeles, CA 90015 (213) 624-2405 33 IN THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT COALITION FOR ECONOMIC EQUITY, ) No. 97-15030, 97-15031 et al., ) ) Plaintiffs-Appellees, ) ) vs. ) ) PETE WILSON, et al., ) ) Defendant-Appellant. ) ) DECLARATION OF MOLLY MUNGER IN SUPPORT OF NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC.'S BRIEF OF AMICUS CURIAE I, Molly Munger, do hereby declare: 1. I am counsel for amicus curiae the NAACP Legal Defense and Educational Fund, Inc. in the instant case. I am admitted to practice in the United States Court of Appeals for the Ninth Circuit and am a member in good standing of the State Bar of California. If called to testify, I am competent to testify about the following matters: 2. I am submitting this Declaration with regard to the document cited in, and submitted in support of, the accompanying Brief of Amicus Curiae, NAACP Legal Defense and Educational Fund, Inc., in Support of Appellees Petition for Rehearing and Suggestion for Rehearing En Banc. 0 000034 I have attached as an Exhibit to this Declaration a true and exact copy of the text of Proposition 209, downloaded from the web page of the Attorney General of the State of California. I have compared this text to that quoted in Appellees' Memorandum of Points and Authorities in Support of Ex Parte Application for Temporary Restraining Order and Order to Show Cause Re Preliminary Injunction and assured myself that the language is the same. I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed this 22nd day of April 1997 at Los Angeles California. Molly Munger/\ 0 000035 PROPOSITION 209 TEXT http://caag.state.ca.us/filings/text209.ht This is a long document. At the end there is an option to download it. If that is what you want to do you may go directly there now. CALIFORNIA CIVIL RIGHTS INITIATIVE C C R I The following is the text of Proposition 209, which added Article 1, section 31, to the California Constitution: (a) The state shall not discriminate against, or grant preferential treatment to, any individual or group on the basis of race, sex, color, ethnicity, or national origin in the operation of public employment, public education, or public contracting. (b) This section shall apply only to action taken after the section's effective date. (c) Nothing in this section shall be interpreted as prohibiting bona fide qualifications based on sex which are reasonably necessary to the normal operation of public employment, public education, or public contracting. (d) Nothing in this section shall be interpreted as invalidating any court order or consent decree which is in force as of the effective date of this section. (e) Nothing in this section shall be interpreted as prohibiting action which must be taken to establish or maintain eligibility for any federal program, where ineligibility would result in a loss of federal funds to the state. (f) For the purposes of this section, "state" shall include, but not necessarily be limited to, the state itself, any city, county, city and county, public university system, including the University of California, community college district, school district, special district, or any other political subdivision or governmental instrumentality of or within the state. (g) The remedies available for violations of this section shall be the same, regardless of the injured party's race, sex, color, ethnicity, or national origin, as are otherwise available for violations of then-existing California antidiscrimination law. (h) This section shall be self-executing. If any part or parts of this section are found to be in conflict with federal law or the United States Constitution, the section shall be implemented to the maximum extent that federal law and the United States Constitution permit. Any provision held invalid shall be severable from the remaining portions of this section. The entire text of Proposition 209 (above) is available for download. Select the down arrow to the left. 0 000036 1 of 1 04/17/97 14:45: http://caag.state.ca.us/filings/text209.ht CERTIFICATE OF COMPLIANCE Amicus Curiae, NAACP Legal Defense and Educational Fund, Inc., hereby certifies that the accompanying, Brief of Amicus Curiae in Support of Appellees' Petition for Rehearing and Suggestion for Rehearing En Banc, is double-spaced. It is in proportionally spaced 12 pt Courier font with a word count of Chandra E£lingtarfi-E-/ans 8,334 . DECLARATION OF SERVICE BY MAIL Case Name: Coalition for Economic Equity, et. al., Case No.: 90-16398 I, the undersigned, declare as follows: I am a citizen of the United States, over the age of 18 years and not a party to the within action; my place of employment and business address is 315 W. 9th Street, Suite 208. Los Angeles, California 90015. On April 22, 1997,1 served the attached BRIEF OF AMICUS CURIAE, NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC IN SUPPORT OF PETITION FOR REHEARING AND SUGGESTION FOR REHEARING EN BANC by placing a true copy thereof in an envelope/s to be deposited in the United States Mail at Los Angeles, California, with postage thereon fully prepaid. There is delivery service by United States Mail at each of the places addressed, for there is regular communication by m ail between the place of mailing and each of the places so addressed. Julian Gross THE EMPLOYMENT LAW CENTER, A PROJECT OF THE LEGAL AID SOCIETY OF SAN FRANCISCO 1663 Mission Street, Suite 400 San Francisco, CA 94103 (415) 864-8848 Martha F. Davis Julie Goldscheid NOW LEGAL DEFENSE AND EDUCATION FUND 99 Hudson Street, 12th Floor New York, NY 10013 (212) 925-6635 Evan H. Caminker UCLA SCHOOL OF LAW 405 Hilgard Avenue Los Angeles, CA 90095 (310) 206-7323 Karl Manheim LOYOLA LAW SCHOOL Post Office Box 15019 919 S. Albany Street Los Angeles, CA 90015-0019 (213)736-1106 Stewart Kwoh Julie Su ASIAN PACIFIC AMERICAN LEGAL CENTER 1010 S. Flower Street, Suite 302 Los Angeles, CA 90015 (213)748-2022 Abby J. Leibman CALIFORNIA WOMEN’S LAW CENTER 6024 Wilshire Boulevard Los Angeles, CA 90036 (213)935-4101 Kim Pate Geetanjali Dhillon EQUAL RIGHTS ADVOCATES, INC 1663 Mission Street, 4th Floor San Francisco, CA 94103 (415)621-2493 Joseph S. Avila AVILA & PUTNAM 515 S. Figueroa Street, Suite 1550 Los Angeles, CA 90071 (213)892-1444 Elliot M. Mineberg PEOPLE FOR THE AMERICAN WAY 2000 M. Street, N.W., Suite 400 Washington, D.C. 20036 (202) 467-4999 Christopher F. Edley, Jr. HARVARD LAW SCHOOL 1525 Massachusetts Avenue Cambridge, Massachusetts 02138 Glenn Rothner Ellen Greenstone ROTHNER, SEGALL, BAHAN & GREENSTONE 200 E. Del Mar Blvd., Suite 200 Pasadena, CA 91105 (213) 681-2511 Attorneys for Plaintiff California Labor Federation Attorneys for All Plaintiffs except California Labor Federation Paul Dobson Linda Cabatic Attorney General 1300 I Street, 11th Floor Sacramento, CA 95814 Gary Morrison Christopher Patti University of California Counsel 300 Lakeside Drive, 7th Floor Oakland, CA 94612-3565 Joseph Symkowick Joanne Lowe Janet G. McCormick California Department of Education 721 Capitol Mall, Room 552 Sacramento, CA 94244-2720 Ian Fan Ellen Pilsecker Office of the County Counsel San Diego County 1600 Pacific Highway San Diego, CA 92101 Thomas Hendricks Office of the County Counsel Marin County Civic Center #342 San Rafael, CA 94903 Michael A. Carvin Charles J. Cooper David H. Thompson Cooper & Carvin 2000 K Street, NW Washington, D.C. 20006 Scott Emblidge San Francisco City Attoney’s Office 1390 Market Street, 5th Floor San Francisco, CA 94102 Victor J. Westman Phillip Althoff Office of the County Counsel Contra Costa County P.O. Box 69 Martinez, CA 94553-0116 Nicholas George-Rodriguez Larry Newberry Pasadena City Attorney’s Office 100 N. Garfield Avenue Pasadena, CA 91109 Manuel Klausner One Bunker Hill Bldg., 8th Floor 601 W. Fifth Street Los Angeles, CA 90071 Michael E. Rosman Hans Bader Center for Individual Rights 1233 20th Street, NW Suite 300 Washington, D.C. 20036 Attorney’s for Defendant I declare under penalty of peijury that the foregoing is true and correct. Executed on April 22, 1997, at Los Angeles, California. sh e d r a Lyn d . p u l l u m Legal Secretary NAACP Legal Defense and Educational Fund, Inc. 315 W. 9th Street, Suite 208 Los Angeles, CA 90015