Clinton v. Jeffers Jurisdictional Statement
Public Court Documents
April 22, 1997
Cite this item
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Brief Collection, LDF Court Filings. Clinton v. Jeffers Jurisdictional Statement, 1997. b85e34db-ad9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/29771789-03f7-4558-bbc3-835b6f4b7fab/clinton-v-jeffers-jurisdictional-statement. Accessed November 23, 2025.
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IN THE
SUPREMECOURTOFTHE UNITED STATES
OCTOBER TERM, 1990
Bill Clinton , G overnor of
A r k a n sa s , et a l . , ........................................................ Petitioners
vs.
M- C. J effers, et a l . , ................................................Respondents
JURISDICTIONAL STATEMENT
J ohn Steven Cl a r k*
T im H umphries
Fran k J. W ills
A rk a n sas A ttorn ey G eneral
200 T o w er Building
323 Center Street
Little R o c k , A rk a n sas 72201
(501) 682-2007
* Counsel of Record
ARKANSAS LEGISLATIVE DIGEST. INC.
1
QUESTIONS PRESENTED
This appeal presents questions concerning a district
court's power to require preciearance under Section 3(c) of the
Voting Rights Act, 42 U.S.C. §1973a(c), when the electoral
system under attack specifically was found not to have
violated the Constitution, and its power to retain jurisdiction
over future apportionment plans to be adopted by the State,
specifically:
I.
WHETHER THE MAJORITY ERRED BY IMPOSING
PRECLEARANCE UNDER 42 U.S.C. §1973a(c) UPON
FUTURE CHANGES IN ARKANSAS’ GENERAL ELEC
TION MAJORITY VOTE LAWS AFTER IT SPECIFICAL
LY DETERMINED THAT THE ONLY VOTING PRAC
TICE CHALLENGED BY RESPONDENTS, THE 1981
STATE LEGISLATIVE APPORTIONMENT PLAN, DID
NOT VIOLATE THE CONSTITUTION.
II.
WHETHER THE MAJORITY ERRED WHEN "AS
A MATTER OF ITS INHERENT EQUITABLE POWER,”
IT RETAINED JURISDICTION OVER THE STATE
LEGISLATIVE APPORTIONMENT PLAN THAT WILL
BE ADOPTED IN 1991 FOR THE PURPOSE OF ALLOW
ING RESPONDENTS TO CHALLENGE IT AFTER THE
MAJORITY SPECIFICALLY DETERMINED THAT THE
1981 PLAN DID NOT VIOLATE THE CONSTITUTION.
11
The Petitioners, who were defendants in the action
below, are Bill Clinton, the Governor of Arkansas, W. J.
McCuen, the Arkansas Secretary of State, and Steve Clark, the
Arkansas Attorney General, all in their official capacities and
as members of the Arkansas Board of Apportionment. The
Respondents, who were plaintiffs in the action below, are
M. C. Jeffers, A1 Porter, Evangeline Brown, Clyde Collins,
O. C. Duffey, Earl Foster, The Reverend Ellihue Gaylord,
Shirley M. Harvell, Linda Shelby, J. C. Jeffries, Lavester
McDonald, Joseph Perry, Clinton Richardson, T. E. Patterson,
Ernest Simpson, Bryan Smith, and Charlie Statewright.
LIST OF PARTIES
I l l
Page
TABLE OF CONTENTS
QUESTIONS PRESENTED.................................................j
LIST OF PARTIES.............................................................. ii
TABLE OF CONTENTS .................................................... iii
TABLE OF AUTHORITIES......... .....................................iv
OPINIONS BELOW.......................................................... 1
JURISDICTION.................................................................. I
STATUTES AND RULES INVOLVED.......................... 2
STATEMENT OF THE C A SE ............................................4
THE QUESTIONS PRESENTED ARE
SUBSTANTIAL.............................................................. 6
L The Majority Erred By Imposing Preclearance
Under 42 U.S.C. §1973a(c) Upon Future Changes
In Arkansas’ General Election Majority Vote Laws
After It Specifically Determined That The Only
Voting Practice Challenged By Respondents, The
1981 State Legislative Apportionment Plan, Did
Not Violate The Constitution.................................... 9
II. The Majority Erred When, "As A Matter Of Its
Inherent Equitable Power,” It Retained Jurisdic
tion Over The State Legislative Apportionment
Plan That Will Be Adopted In 1991 For The
Purpose Of Allowing The Respondents To Chal
lenge It After The Majority Specifically Deter
mined That The 1981 Plan Did Not Violate The
Constitution ................................................................ 12
CONCLUSION.................................................................. 14
APPENDIX
I
IV
t a b l e o f a u t h o r it ie s
CASES: Pas e
Brown v. Board of School Commissioners of Mobile
Alabama, 542 F.Supp. 1078 (S.D. AI. 1982) . . . . . p
Ferguson v. Brick, 279 Ark. 288,
652 S.W.2d 1 (1983) ___ ’ ....................
Gonzales v. United States, 589 F.2d 465
(9th Cir. 1 9 7 9 ) .................................
International Harvester Credit Corporation v East
Coast Truck, 547 F.2d 888 (5th Cir. 19 7 7 )........ W, u
Jeffers v. Clinton, 730 F.Supp. 196 (E.D. Ark. 1989)........ 6
Jenkins v. City of Pensacola, 638 F 2d 1249
(5th Cir. 1 9 8 1 ) .....................................
Jenkins v. State of Missouri, 807 F 2d 657
(8th Cir. 1 9 8 6 ) ........................................... g u
McMillan v. Escambia County, Florida, 638 F 2d 1239
(5th Cir. 1 9 8 1 ) ............ ...........................
Mears v. City of Little Rock, 256 Ark 359
508 S.W.2d 750 (1974) .............n
Webber v. White, 422 F.Supp. 416 (N.D. Tex. 1976) . . . .7
Zimmer v. McKeitan, 485 F.2d 1297 (5th Cir. 1973)
aff’d sub nom. East Carol Parish School Board ’
^ s h a l l , 424 U.S. 636 (1976)........................... n
i ''" * * ?-* v
TABLE OF AUTHORITIES
Page
STATUTES AND RULES:
28 U.S.C. §1253 ...................................... 2
42 U.S.C. §1973a(c)......................................................passim
42 U.S.C. §1973 (b ) .................................................................4
FRCP 1 5 a ..............................................................................10
FRCP 1 5 b .................................................................... 2, 7, 10
FRCP 1 5 c ........................................................................ 4, 10
ACA §7-5-106 (1987) ........................................................ 11
ACA §14-42-206 (Supp. 1 9 8 9 ) ...........................................11
1975 Acts of Arkansas No. 2 6 9 ...........................................11
1973 Acts of Arkansas No. 16 8 ...........................................11
N o .__________
IN THE
SUPREME COURT OFTHE UNITED STATES
OCTOBER TERM, 1990
Bill Clinton , G overnor of
A r k a n sa s , et a l . , ......................
vs.
M. C. J effers, et a l . , ...............
P etitioners
Respondents
JURISDICTIONAL STATEMENT
Governor Bill Clinton of Arkansas, together with the
other two members of the Arkansas Board of Apportionment
respectfully submit that this jurisdictional statement presents
questions so substantial as to require plenary consideration
with briefs on the merits and oral argument, for their
resolution.
OPINIONS BELOW
The opinion and dissent of the district court (J.S. Appx.
1) are as yet unreported.
JURISDICTION
] he district court entered its final order with respect to
? ction 3(c> of the Votin* Ri«hts A«.42 U.S.C. §1973a(c),on May 16,1990. J.S. Appx. 1. Petitioners
ded their notice of appeal on June 13, 1990. J.S. Appx 98
Petitioner’s time to file this Jurisdictional Statement was
extended up to and including August 31, 1990 by Justice
1
Blackmun. J.S. Apx. 100. This Court has jurisdiction under 28
U.S.C. §1253.
STATUTE AND RULE INVOLVED
42 U.S.C. §1973a(c) provides:
"If in any proceeding instituted by the Attorney General
or an aggrieved person under any statute to enforce the
voting guarantees of the fourteenth or fifteenth amend
ment in any State or political subdivision the court finds
that violations of the fourteenth or fifteenth amendment
justifying equitable relief have occurred within the
territory of such State or political subdivision, the court,
in addition to such relief as it may grant, shall retain
jurisdiction for such period as it may deem appropriate
and during such period no voting qualification or
prerequisite to voting or standard, practice or procedure
with respect to voting different from that enforced or in
effect at the time the proceeding was commenced shall be
enforced unless and until the court finds that such
qualification, prerequisite, standard, practice or pro
cedure does not have the purpose and will not have the
effect of denying or abridging the right to vote on
account of race or color or in contravention of the voting
guarantees set forth in Section 1973b(f)(2) of this
Title___ "
F.R.C.P. 15(b) provides:
Amendments to conform to the evidence. When issues
not raised by the pleadings are tried by express or
implied consent of the parties, they shall be treated in all
respects as if they had been raised in the pleadings. Such
amendment of the pleadings as may be necessary to cause
icsc issues11icin rouinlorni so the evidence .111d to raise 11
may he made upon mm inn ol any pa rry at an v ; 1 me, even
alter judgment; hut failure so to amend does not affect
the result of the trial of these issues. If evidence is
objected to at the trial on the ground that it is not within
the issues made by the pleadings, the court may allow the
pleadings to be amended and shall do so freely when the
presentation of the merits of the action will be subserved
thereby and the objecting party faiis to satisfy the court
that the admission of such evidence would prejudice the
party in maintaining the party s action or defense upon
tne merits. I he court may grant a continuance to enable
the objecting party to meet such evidence.
STATEMENT OF THF CASE
This is the second appeal arising out of the most
ambitious Section 2 redistricting action ever filed. The first
appeal arose from the district court's liability finding and the
remedy it imposed under Section 2 of the Voting Rights Act,
42 U.S.C. §1973(b), which has been assigned docket number
89-2008 in this Court. This second appeal challenges the
district court’s subsequent decision to place Arkansas under
"partial preclearance” pursuant to 42 U.S.C. §1973a(c) for
alleged constitutional violations in voting laws other than
those in issue during the trial below. In addition, Petitioners
appeal the majority’s decision to retain jurisdiction over the
legislative reapportionment plan to be adopted in 1991 "for
the purpose of entertaining any challenge by (Respondents)”
when the court specifically found that the 1981 plan did not
violate the Constitution.
A majority of the district court panel partially granted
Respondents’ request for preclearance under Section 3(c) of
the Voting Rights Act based upon four statutes that imposed
majority vote requirements in local elections that were
adopted between 1973 and 1989- Although the only voting
practice or procedure attacked by respondents up to and
during trial was Arkansas’ 1981 legislative apportionment
plan, the majority, after trial and upon its own motion,
amended the pleadings under F.R.C.P. 15(c) to permit the
imposition of Section 3(c) preclearance for future changes in
majority vote requirements for general elections. However, it
did not void those local election majority vote statutes that it
found violated the Constitution nor could it find other
"constitutional violations” upon which to impose pre
clearance. The entire panel of the district court specifically
5
found that the 1981 legislative apportionment plan did not
violate the Constitution.
The majority also felt compelled to "impose one further
item of relief in the nature of preclearance, not as a matter of
statute, but as a matter of inherent equitable power." J.S.
Appx. 40. It directed that no plan of apportionment adopted
by Arkansas after the 1990 Census be put into effect until sixty
days after its final adoption "for the purpose of entertaining
any challenge by the plaintiffs in this case to such plan.”
J.S. Appx. 2. The majority gave no basis, other than its
"inherent equitable power,” for its action notwithstanding
that it had been unable to discern any constitutional infirmity
in the 1981 apportionment plan.
6
THE QUESTIONS PRESENTED ARE SUBSTANTIAL
Introduction. In the words of the dissent to an earlier
ruling in this case, "The courts have run amok.” Jeffers v.
Clinton, 730 F.Supp. 196,278 (E.D. Ark. 1989). To support its
desire to impose preclearance under §3(c) of the Voting
Rights Act, the majority was forced to divine constitutional
violations from four statutes that imposed majority vote
requirements in municipal elections, and, sua sponte, to
amend the pleadings to supply the request for relief it
imposed. See J.S. Appx. 16. Not content to require federal
supervision over future changes in Arkansas’ general election
majority vote laws (which, at least, the majority determined
were unconstitutional,'J.S. Appx. 24), the majority invoked
its "inherent equitable power” to enjoin the 1991 apportion
ment plan from becoming effective for 60 days to give
Respondents2 the opportunity to challenge it before the same
district court. J.S. Appx. 40-41. This, notwithstanding the
district courts unanimous finding that Arkansas’ 1981
legislative apportionment plan was not unconstitutional. J.S.
Appx. 16, 44.
These unprecedented actions warrant plenary review for
several reasons. First, the majority misapplied Section 3(c)
when it imposed preclearance after specifically finding that
the voting standard at issue, Arkansas’ 1981 legislative
apportionment plan, did not contravene the voting guar
antees of either the Fourteenth or Fifteenth Amendments. A
'Notwithstanding the majority's determination that the majority
vote statutes were passed for the purpose of suppressing black political
success, J.S. Appx. 24, it allowed them to remain in effect. J.S. Appx. 24,
Note 7,
Respondents motion for class certification was denied. Why they
are favored by the majority over other Arkansas citizens to challenge the
1991 plan is never explained.
I
7
° W1 -nw indicates mat a court
must find a constitutional violation in the electoral mech
anism that was the subject of the "proceeding instituted . . . to
enforce the voting guarantees of the Fourteenth or Fifteenth
Amendment before it has the option of imposing pre
clearance.3 By refusing to give Section 3(c) a straightforward
reading, the majority has improperly transformed Section
3(c) into a cause of action itself for preclearance, rather than
recognizing that it is part of a remedial scheme to enforce the
voting guarantees of the fourteenth and fifteenth amend
ments. See Webber v. White, 422 F.Supp 416 423 (N D Tex
1976).
Second, the majority's misapplication of Section 3(c),
when coupled with its erroneous interpretation of F.R.C.P.
15(b), operated to deny Petitioners due process of law. As
observed by the dissent, the issue whether preclearance could
be based upon four majority-vote statutes (only one of which
was in effect when this action was filed) did not arise until
after trial was completed. J.S. Appx. 58. Petitioners
objected to the attempted introduction of evidence concerning
the majority-vote statutes on relevance grounds and the court
never inquired whether Respondents desired to amend their
pleadings. By sua sponte amending Respondents’ pleadings
seven months after trial to include the claim that the majority-
vote statutes should be the basis for imposing preclearance,
the majority denied Petitioners the opportunity to request a
continuance to enable them to meet Respondents' "evidence”
JThe majority's reading of Section 3(c), r c e J.S. Appx. 17,
implicitly inserts the word "other" between the words Jthat" and
violations so that Section 3(c) is read to say "If in any proceeding . . . to
enforce the voting guarantees of the fourteenth or fifteenth amendment
. . . the court finds that (other) violations of the fourteenth or fifteenth
amendment justifying equitable relief have occurred. . . .” This apparent
instance of judicial legislating should be remedied.
8
and deprived Petitioners of their fundamental right to
procedural due process.
Finally, the majority below abused its discretion when it
invoked its inherent equitable powers to postpone the
adoption of Arkansas’ 1991 apportionment plan in order to
allow Respondents the opportunity to challenge it. The
challenged 1981 plan was specifically found not to have
violated either the fourteenth or fifteenth amendments. The
majority s spontaneous invocation of its inherent equitable
power, absent any finding that Arkansas’ apportionment plan
violated the Constitution, ignores the traditional rule that
federal courts may not invoke their inherent equitable power
to impose remedies absent a current violation of the
Constitution. Jenkins v. State of Missouri, 807 F.2d 651, 666
(8th Cir. 1986).
Plenary review of these important issues is required to
provide guidance to the lower courts in their imposition of the
drastic remedy of preclearance under Section 3(c), an area
heretofore not addressed by this Court. Further, the district
court s apparent attempt to free the exercise of its inherent
<• ^ equitable powers from the restraint of remedying constitu
tional violations and thus to enable it to interfere improperly
with the State s electoral mechanisms should be quashed by
this Court. Similar, if not identical problems are likely to arise
throughout this Nation as its States begin developing and
implementing new redistricting plans following the 1990
census. Guidance from this Court is essential.
No. 97-15030, 97-15031
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
COALITION FOR ECONOMIC EQUITY et al.,
Plaintiff-Appellee
v.
PETE WILSON et al.,
Defendant-Appellant
BRIEF OF AMICUS CURIAE, NAACP LEGAL DEFENSE
AND EDUCATIONAL FUND, INC. IN SUPPORT OF
PETITION FOR REHEARING AND SUGGESTION FOR
REHEARING EN BANC
Elaine R. Jones, Director-Counsel Theodore M. Shaw
NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC.
Suite 1600
99 Hudson Street
New York, N.Y.
(212) 219-1900
Molly Munger
Darci E. Burrell
NAACP LEGAL DEFENSE AND EDUCATIONAL
FUND, INC.
315 W. 9th Street, Suite 208
Los Angeles, CA 90015
(213) 624-2405
Attorneys for Amicus Curiae
No. 97-15030, 97-15031
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
COALITION FOR ECONOMIC EQUITY et al.,
Plaintiff-Appellee
v .
PETE WILSON et al.,
De f endant-Appe1lant
BRIEF OF AMICUS CURIAE, NAACP LEGAL DEFENSE
AND EDUCATIONAL FUND, INC. IN SUPPORT OF
PETITION FOR REHEARING AND SUGGESTION FOR
REHEARING EN BANC
Elaine R. Jones, Director-Counsel
Theodore M. Shaw
NAACP LEGAL DEFENSE AND EDUCATIONAL
FUND, INC.
Suite 1600
99 Hudson Street
New York, N.Y.
(212) 219-1900
Molly Munger
Darci E. Burrell
NAACP LEGAL DEFENSE AND EDUCATIONAL
FUND, INC.
315 W. 9th Street, Suite 208
Los Angeles, CA 90015
(213) 624-2405
Attorneys for Amicus Curiae
TABLE OF CONTENTS
I. INTRODUCTION AND INTEREST OF AMICUS CURIAE ............ i
II. AFFIRMATIVE ACTION REMEDIES ARE AN INTEGRAL PART
OF FEDERAL CIVIL RIGHTS ENFORCEMENT .................. 2
A. The Supreme Court Has Consistently
Upheld These Remedies ............................ 4
B. The Court Holds That These Remedies Are Necessary to
the Enforcement of the Antidiscrimination Laws . . 7
III. PROPOSITION 209 SEEKS TO BAN THIS FORM OF ENFORCEMENT
IN CALIFORNIA........................................ ...
IV. PROPOSITION 209'S BAN SUBSTANTIALLY OBSTRUCTS
ENFORCEMENT OF THE FEDERAL ANTIDISCRIMINATION LAWS . . . 12
A. Proposition 209 Attempts to Contravene Future
Federal Court Orders ............................ 12
B. Proposition 209 Also Bars "Voluntary"
Affirmative Action .............................. 14
1. Federal Law Strongly Encourages
Out-of-Court Remediation of Illegal
Discrimination .............................. 15
2. The Ninth Circuit Particularly Encourages
Out-of-Court Remediation .................... 16
3. Proposition 209 Obstructs the Federal Civil
Rights Enforcement System .................. 18
V. THE SUPREMACY CLAUSE (PREEMPTION)PROHIBITS
A STATE FROM INTERPOSING THESE KINDS OF OBSTACLES TO
FEDERAL L A W ............................ 2Q
VI. THE PANEL OPINION ON THE PREEMPTION ISSUE
FAILS TO ADDRESS THIS GOVERNING SUPREME COURT
AND NINTH CIRCUIT AUTHORITY ...................... 23
A. The Panel Opinion Omits Any Consideration of
the Supremacy Clause Issue Raised by the Need to
Enforce the Equal Protection Clause According to
Federal Standards ................................ 24
1. The Supremacy Clause Applies With Special
Force to the Equal Protection Clause............25
2. North Carolina v. Swann Governs This Case . . 27
1
B. The Panel Reached an Erroneous Conclusion with
Respect to Proposition 209's Preemption by Title
V I I .................................... ..
VII. CONCLUSION ....................................
DECLARATION OF MOLLY MUNGER IN SUPPORT OF NAACP
LEGAL DEFENSE AND EDUCATIONAL FUND, INC.'S BRIEF
OF AMICUS CURIAE ............
33
29
34
li
TABLE OF AUTHORITIES
Cases: Pages:
Adarand Constructors v. Pena, U.S.
115 S. Ct. 2097, 132 L. Ed. 2d 158 . . .
Albemarle Paper Co. v. Moody, 422 U.S. 405,
95 S. Ct. 2362, 45 L. Ed. 2d 280 (1975) . . . . . 1
Associated General Contractors of California v. City &
County of San Francisco, 813 F.2d 922 (9th Cir. 1987) . . 17
Bushey v. N.Y. St. Civ. Serv. Comm'n,
733 F.2d 220 (2d Cir. 1984), cert, denied, 469 U.S.
1177, 105 S. Ct. 803, 83 L. Ed. 2d 795 (1985) . . . . . 15
California Fed. Savings & Loan Ass'n v. Guerra,
479 U.S. 272, 107 S. Ct. 683, 93 L. Ed. 2d 613
(1987) .................... 30, 31
City of Richmond v. Croson, 488 U.S. 469,
109 S. Ct. 706, 102 L. Ed. 2d 854 (1989) . . . 5, 26
Coalition for Economic Equity, et. al., v. Wilson,
946 F. Supp. 1480 (N.D. Cal. 1996) .......... . . 29
Coalition for Economic Equity v. Wilson,
1997 U.S. App. LEXIS 6512 .......... passim
Coral Construction Company v. King County,
941 F.2d 910 (9th Cir. 1991), cert, denied, 502
U.S. 1033, 112 S. Ct. 875, 116 L. Ed. 2d 780 . . . . 17
Crawford v. Los Angeles Bd. of Ed., 458 U.S. 527,
102 S. Ct. 3211, 73 L. Ed. 2d 948 (1982) . . . 13, 28
Davis v. City and County of San Francisco,
890 F .2d 1438 (9th Cir. 1989) . . . . . . 9
Detroit Police Officers Association v. Young,
608 F.2d 671 (6th Cir. 1979), cert, denied, 452
U.S. 938, 101 S. Ct. 3079, 69 L. Ed. 2d 951 . . 15
East-Bibb Twiggs Neighborhood Assn v. Macon-Bibb
Planning & Zoning Comm'n, 674 F. Supp. 1475 (M.D. Ga. 1987)
aff'd, 888 F.2d 1576 (11th Cir. 1989) . . .
Felder v. Casey, 487 U.S. 131, 108 S. Ct. 2302,
101 L. Ed. 2d 123 (1988) ........ 22
ill
Florida Lime & Avocado Growers, Inc. v. Paul,
373 U.S. 132, 83 S. Ct. 1210, 10 L. Ed.*2d 248 reh'g
denied, 374 U.S. 858, 83 S. Ct. 1861, 10 L. Ed. 2d
1082 (1963) ....................................
Franks v. Bowman Transp. Co., 424 U.S. 747,
96 S. Ct. 1251, 47 L. Ed. 2d 444 (1976) ..............
Free v. Bland, 369 U.S. 663, 82 S. Ct. 1089,
8 L. Ed. 2d 180 (1962) ..............................
Gade v. Natl Solid Wastes Management Ass'n., 505 U.S. 88
112 S. Ct. 2374, 120 L. Ed. 2d 73 (1992) ........
Griggs v. Duke Power Co., 401 U.S. 424,
91 S. Ct. 849, 28 L. Ed. 2d 158 (1971) ................
Haines v. Davidowitz, 312 U.S. 52, 61 S. Ct. 399,
85 L. Ed. 581 (1941).............................. 21
Higgins v. City of Vallejo, 823 F.2d 351 (9th Cir. 1987),
cert, denied, 489 U.S. 1051, 109 S. Ct. 1310,
103 L. Ed. 2d 579 (1987) ............................
Hunter v. Ameritech, 779 F. Supp. 419 (N.D. Ill 1991)
20
20
21
23
16
21
Johnson v. Transp. Agency, 480 U.S. 616,
107 S. Ct. 1442, 94 L. Ed. 2d 615 (1987) . . . .
Local 28 v. EEOC, 478 U.S. 421, 106 S. Ct. 3019,
92 L. Ed. 2d 344 (1986) ......................
McKennon v . Nashville Banner Publishing Company,
513 U.S. 352, 115 S. Ct. 879, 130 L. Ed. 2d 852
(1995) ........................................
Nash v. Florida Industrial Commission, 389 U.S. 235,
88 S. Ct. 362, 19 L. Ed. 2d 438 (1967) ........
5, 14, 25
4, 6
passim
21
North Carolina State Bd. v. Swann, 402 U.S. 43,
91 S. Ct. 1284, 28 L. Ed. 2d 586 (1971) .......... passim
Officers for Justice v. Civil Service Commission,
979 F.2d 721 (9th Cir. 1992), cert, denied sub nom,
San Francisco Officers Association v. City and
County of San Francisco, 507 U.S. 1004, 113 S. Ct.
1645, 123 L. Ed. 2d 267 (1993) . .................. 9; 2_7
Phillips v. Martin Marietta Corp., 400 U.S. 542,
91 S. Ct. 496, 27 L. Ed. 2d 613 (1971)................ 1
Pilot Life Ins. Co. v. Dedeaux, 481 U.S. 41 .............. 21
IV
27
Swann v. Charlotte-Mecklenberg Board of Education,
402 U.S. 1, 28 L. Ed. 2d 554, 91 S. Ct. 1267 (1971)
Swann v. Charlotte Mecklenburg Bd. of Educ.,
312 F. Supp. 503 (W.D.N.C. 1970) ........ 1, 14, 27
United States v. Paradise, 480 U.S. 149,
107 S. Ct. 1053, 94 L. Ed. 2d 203 (1987) . . . passim
Wygant v. Jackson Bd. of Educ.,
476, U.S. 267, 106 S. Ct. 1842, 90 L. Ed. 2d 260
rehg denied, 478 U.S. 1014, 106 S. Ct. 3320, 92 L.
Ed. 2d 728 (1986) ........ 5, 8, 16
Xerox Corp. v. County of Harris, 459 U.S. 145,
103 S. Ct. 523, 74 L. Ed. 2d 323 (1982) . . .
Statutes: Pages:
Fed. R. App. P. 35(a) ................
20 U.S.C. § 1681(a) ..............
42 U.S.C. § 200O d ........
42 U.S.C. § 2000e-2 . . . .
Constitutional Provisions: Pages:
U.S. CONST, art. VI, cl. 2 . . . .
U.S. CONST, amend. XIV § 1 . . . .
v
INTRODUCTION AND INTEREST OF AMICUS CPRTAF
The NAACP Legal Defense and Educational Fund, Inc. is a non-
Pr°fit corporation established under the laws of the State of New
York that has prosecuted numerous civil rights cases on behalf of
African Americans and others seeking vindication of their civil
rights. For many years attorneys of the Legal Defense Fund (LDF)
have represented parties in litigation involving a variety of
discrimination issues regarding employment. See, e .g. . McKennon
v. Nashville Banner Publishing Company. 513 U.S. 352, 115 S. Ct.
879, 130 L. Ed. 2d 852 (1995); Griggs v. Duke Power Co.. 401 U.S.
424, 91 S. Ct. 849, 28 L. Ed. 2d 158 (1971); Albemarle Paper Co.
v. Moody, 422 U.S. 405, 95 S. Ct. 2362, 45 L. Ed. 2d 280 (1975)
Phillips v. Martin Marietta Corp.. 400 U.S. 542, 91 S. Ct. 496,
27 L. Ed. 2d 613 (1971). Thus, the LDF has a particular interest
in the enforcement of federal civil rights laws nationwide.
The long involvement of LDF in efforts to enforce the civil
rights laws gives it a special interest in one of the major
issues raised by this appeal: Whether Proposition 209 should be
enjoined because it impermissibly interferes with the federal
system of civil rights law enforcement.
LDF respectfully submits that the answer is yes.
Proposition 209 impermissibly obstructs federal civil rights
enforcement and must therefore be enjoined as a violation of the
Supremacy Clause. See, e.g ,, North Carolina State Bd. v. Swann.
402 U.S. 43, 91 S. Ct. 1284, 28 L. Ed. 2d 586 (1971), and Swann
I.
1
V. Charlotte .Mecklenburg Bd. of Educ.. 312 F. Supp. 503 (W.D.N.C.
1970) (where pupil reassignment was a permissible remedy for
unlawful segregation under federal law, North Carolina's
initiative barring state agencies from using that remedy violated
the Supremacy Clause and would be permanently enjoined).
LDF joins appellees and other prospective amici in urging
that rehearing and rehearing en banc be granted. The panel
ii*i this matter fails to address the central Supreme Court
and Ninth Circuit authority that governs the Supremacy Clause
issue. The opinion therefore reaches an erroneous conclusion
with respect to one of the most important aspects--if not the
most important aspect--of this case.
This brief is not a complete discussion of all the authority
unaddressed or misconstrued in the panel's opinion, or of all
sub-issues. It does address the major lines of applicable
authority to show that this matter commands the attention of the
wider court. LDF would welcome the opportunity to brief any of
the matters discussed here in more detail.
II.
AFFIRMATIVE ACTION REMEDIES ARE AN INTEGRAL PART
OF FEDERAL CIVIL RIGHTS ENFORCEMENT
The parties to this litigation agree that Calif. Const. Art.
I, Sec. 31 (Proposition 209), Exhibit A to Munger Declaration,
attached, prohibits state and local governmental entities from
using remedies that "prefer" one person over another on the basis
2
of race or gender. See Coalition for Economic Equity v. Wilson.
1997 U.S. App. LEXIS 6512, at *15.1 Proposition 209's ban
applies regardless of the circumstances that led the state actor
to apply the race- or gender-conscious "affirmative action"
remedy.2 Although Proposition 209's ban contains an exception
affirmative action that a state or local entity may need to
use to avoid "loss of federal funds," Exhibit A at Sec. (e), it
contains no exception permitting non-federally funded state
actors to adopt affirmative action remedies in any circumstances.
See Exhibit A. Although it contains an exception for court
orders and consent decrees that were in effect as of November 5,
1996, Exhibit A at Sec. (d), it contains no exception for
affirmative action that federal courts may order after November
5, 1996. See Exhibit A. Although it recognizes that it may be
"in conflict with federal law," it also provides that it is
self-executing." Exhibit A at Sec. (h). Only if some parts of
it are held to be in conflict with federal law is it to be
Proposition 209 bars "preferential treatment" not only on the
basis of race and gender, but also on the basis of "color,
ethnicity, or national origin." Exhibit A at Section (a)! We
will refer here to "race- and gender-conscious remedies" as a
abbreviation for this broader list of categories.
2 The panel opinion observes that where "identified victims"
of racial or gender discrimination are given a preference, that
may constitute a form of race- or gender-"conscious" relief that
is nevertheless not "preferential" because the identified
victims are merely being made whole. Coalition for Economic
Equity, 1997 U.S. App. LEXIS 6512, at *18. For convenience, we
will use the terms "race- or gender-conscious remedies" and
affirmative action" to denote remedies where preference is given
on a racial or gender basis to persons who are not necessarily
identified victims of the discrimination that led to the remedy.
3
severable and implemented "to the maximum extent that federal law
and the United States Constitution permit." Exhibit A. In the
meantime, Proposition 209 is to govern the state of California as
written.
Unless and until a court acts to declare it cannot do so,
Proposition 209 purports to end affirmative action by non-
federally funded state actors in California.3 It bans these
remedies regardless of the circumstances that may compel them and
reUai"d.less of whether they are ordered by federal courts in
specific cases.
A. The Supreme Court Has Consistently
Upheld These Remedies
The Supreme Court has carefully considered over several
decades the appropriate role to be played by race-and gender
conscious remedies. The Court has concluded that these remedies
are permissible as a means of enforcing both the Civil Rights Act
of 1964, 42 U.S.C. § 2000e-2, and the Equal Protection Clause of
the United States Constitution, U.S. CONST, amend. XIV § 1. See.
e •?•< Local 28 v. EEOC. 478 U.S. 421, 448-49, 106 S. Ct. 3019, 92
L. Ed. 2d 344 (1986) (upholding race-conscious remedy to enforce
Title VII); United States v. Paradise. 480 U.S. 149, 167-68, 107
S. Ct. 1053, 94 L. Ed. 2d 203 (1987) (upholding race-conscious
remedy to enforce the Equal Protection Clause ban on
In the remainder of this brief we will omit the "non-
federally funded qualifier, though the qualifier does continue to apply.
4
discrimination by public entity); Johnson v. Transp. Agency. 480
U.S. 616, 649, 107 S. Ct. 1442, 94 L. Ed. 2d 615 (1987)
(upholding gender-conscious remedy to enforce Title VII)
These remedies are not available to cure "societal
ion or to eliminate the effects of discrimination
only suspected to have occurred in the past. City of Richmond v
Croson, 488 U.S. 469, 498-499, 109 S. Ct. 706, 102 L. Ed. 2d 854
(1989). They are not available to help foster more inclusive
role models. Wygant v. Jackson Bd. of Educ.. 476 U.S. 267, 275-
76, 106 S. Ct. 1842, 90 L. Ed. 2d 260, reh'q denied. 478 U.S.
1014, 106 S. Ct. 3320, 92 L. Ed. 2d 728 (1986). However, the
Court has specifically permitted race- and gender-conscious
remedies for civil rights enforcement where the available
evidence shows that a violation of those laws has occurred.
Paradise, 480 U.S. at 167 ("It is now well established that
government bodies, including courts, may constitutionally employ
racial classifications essential to remedy unlawful treatment of
racial or ethnic groups subject to discrimination"); Franks v.
Bowman Transp. Co,. 424 U.S. 747, 96 S. Ct. 1251, 47 L. Ed. 2d
444 (1976) (where federal antidiscrimination laws have been
violated, an equitable remedy may in the appropriate case include
a racial or ethnic factor).
Race- and gender-conscious remedies are available in cases
where discrimination has occurred because, and to the extent,
they are necessary to enforce the antidiscrimination laws:
5
In most cases, the court need only order the
employer or union to cease engaging in
discriminatory practices and award make-whole
relief to the individuals victimized by those
practices. In some instances, however, it
may be necessary to require the employer or
union to take affirmative steps to end
discrimination effectively to enforce Title
VII. . . .In such cases, requiring
recalcitrant employers or unions to hire and
to admit qualified minorities roughly in
proportion to the number of qualified
minorities in the work force may be the only-
effective way to ensure the full enjoyment of
the rights protected by Title VII. Local 28.
478 U.S. at 448-49 (plurality opinion)
(emphasis added).
In determining whether race-conscious
remedies are appropriate, we look to several
factors, including the necessity for the
relief and the efficacy of alternative
remedies. . . . Paradise. 480 U.S. at 171
(emphasis added).
6
® • The—Court Holds That These Remedies Are Necessary to
the Enforcement of the Antidiscrimination Laws
Where state action is at issue, as it is by definition under
Proposition 209 the Court has applied traditional Equal
Protection analysis to reach these conclusions. In such cases,
the Court has held, race-conscious remedies are subject to strict
scrutiny like any other race-conscious state action. See Adarand
Constructors v. Pena. ____ U.S. _____, 115 S. Ct. 2097, 132 L.
Ed. 2d 158. Therefore, to be constitutionally valid, such
remedies must meet a compelling governmental need. Adarand. 115
S. Ct. at 2101. ("The decision here makes explicit that federal
racial classifications, like those of a State, must serve a
compelling governmental interest. . . .")
The requisite need for a race- or gender-conscious remedy is
made out, the Court has held, by the need to enforce the federal
antidiscrimination laws in a specific case where other remedies
simply will not work. See Paradise. 480 U.S. at 177 (quoting
Sheet Metal Workers v. EEOC. 478 U.S. 421, 486, 106 S. Ct. 3019,
92 L. Ed. 2d 344 (1986) (race-conscious hiring decree upheld
where "'it is doubtful, given [the Department's] history in this
litigation, that the District Court had available to it any other
effective remedy.'").
Justice O'Connor has frequently emphasized the "compelling
need" for affirmative action remedies in appropriate cases to
enforce the laws:
[R]emedying past or present racial
7
discrimination by a state actor is a
sufficiently weighty state interest to
warrant the remedial use of a carefully
constructed affirmative action program.
Wycrant, 476 U.S. at 286 (O'Connor, J. ,
concurring).
Because the Federal Government has a
compelling interest in remedying past and
present discrimination by the Department, the
District Court unquestionably had the
authority to fashion a remedy designed to end
the Department's egregious history of
discrimination. Paradise. 480 U.S. at 196
(O'Connor, J., dissenting from the particular
remedy ordered).
[W]e wish to dispel the notion that strict
scrutiny is 'strict in theory but fatal in
fact.'. . .The unhappy persistence of both
the practice and the lingering effects of
racial discrimination against minority groups
in the country is an unfortunate reality, and
government is not disqualified from acting in
response to it. . . .When race-based action
is necessary to further a compelling
8
interest, such action is within
constitutional constraints if it satisfies
the narrow tailoring test this Court has set
out in previous cases. Adarand. 115 S. Ct.
at 2117.
The Ninth Circuit has also frequently upheld affirmative
action remedies for all the reasons set forth in this line of
Supreme Court authority. See, e .g. . Davis v. City and Countv of
S_an Francisco, 890 F.2d 1438, 1445 (9th Cir. 1989) ("It is well-
settled that governmental bodies may constitutionally employ
racial classifications essential to remedy a past practice of
unlawful treatment of racial or ethnic groups subject to
discrimination."); Officers for Justice v. Civil Service
Commission, 979 F.2d 721, 725 (9th Cir. 1992), cert, denied sub
—QSQ/ San—Francisco Officers Association v. City and County of San
Francisco, 507 U.S. 1004, 113 S. Ct. 1645, 123 L. Ed. 2d 267
(1993). (race- and gender-conscious remedy approved)
Indeed, in Eldredge v. Carpenters 46. 94 F. 3d 1366 (9th
Cir. 1996), the court reversed a district court judgment in an
antidiscrimination case because the district court had failed to
include an affirmative action remedy in its judgment. _ld. at 1371
(quoting Local 28 of the Sheet Metal Workers' Int'l Ass'n v.
EEOC, 478 U.S. 421, 445, 106 S. Ct. 3019, 92 L. Ed. 2d 344
(1986) ) .
9
III.
PROPOSITION 209 SEEKS TO BAN THIS FORM OF ENFORCEMENT
IN CALIFORNIA
Noting that the Supreme Court permits affirmative action
remedies only in limited circumstances, the panel concluded that
California could make these remedies completely illegal. See
Coalition for Economic Equity v. Wilson. 1997 U.S. App. LEXIS
6512, at *19-24. LDF respectfully submits that the above-noted
Supreme Court and Ninth Circuit authority compels the opposite
conclusion.
Repeatedly, the Supreme Court has been asked to rule that
race- and gender-conscious remedies are offensive per se to Equal
Protection principles, and on each occasion, the Court has
expressly declined to so hold. See. e.a .. Paradise. 480 U.S. at
166. Not only do the Court's decisions teach that affirmative
action may be undertaken consistently with the Equal Protection
Clause, but, as has been noted, there are circumstances in which
compliance with the Clause requires that remedy. See discussion
supra at II(A),(B).
The thoroughness of the Court's analysis in this area
suggests both the depth and the tenacity of its conclusions.
Indeed, as recently as 1995, Justice Scalia, in dissent, urged
the Court to abandon its balanced, pragmatic and law enforcement-
oriented approach and adopt at the federal level the rule
embodied in Proposition 209, the rule that race- and gender
conscious remedies are always impermissible regardless of
10
circumstances. Adarand, 115 S. Ct. at 2118 (Scalia, J.,
dissenting) ("In my view, government can never have a 'compelling
interest' in discriminating on the basis of race in order to
'make up' for past racial discrimination in the opposite
direction").
That view failed to receive the assent of any of the other
eight members of the Court. Id. at 2117. Instead, Justice
O'Connor's majority opinion re-affirmed the Court's conclusion
that affirmative action remedies must remain available and
reiterated the reason for the need:
The unhappy persistence of both the practice
and the lingering effects of racial
discrimination against minority groups in
this country is an unfortunate reality, and
government is not disqualified from acting in
response to it. . . .When race-based action
is necessary to further a compelling
interest, such action is within
constitutional constraints if it satisfies
the 'narrow tailoring' test this Court has
set out in previous cases. Id.
Proposition 209 adopts as the law of California an approach
to equal protection and anti-discrimination law enforcement that
has failed to garner the support of eight members of the Supreme
Court as recently as two years ago. Imposing on California the
rule unsuccessfully urged in Justice Scalia's lone dissent in
11
Adarand, Proposition 209 bars all state and local governmental
entities from ever adopting affirmative action remedies,
regardless of what violations of the anti-discrimination laws
these entities may have committed, regardless of the seriousness
or pervasiveness of the entities' conduct, and regardless of
whether an affirmative action remedy has now become the only way
to grant effective relief. See Exhibit A (Proposition 209 bans
affirmative action remedies regardless of these circumstances),
and Section I, supra.
IV.
PROPOSITION 209'S BAN SUBSTANTIALLY OBSTRUCTS
ENFORCEMENT OF THE FEDERAL ANTIDISCRIMINATION LAWS
In prohibiting affirmative action remedies under any
circumstances, Proposition 209 sets up an irreconcilable conflict
between federal law and California law in the area of civil
rights enforcement.
Proposition 209 Attempts to Contravene Future
Federal Court Orders
Proposition 209 bans affirmative action remedies totally. On
its face, it unconditionally enjoins any state actor from using
an affirmative action remedy from now on, even if a federal
court, acting pursuant to the Supreme Court authority above-
cited, properly orders the remedy. See Exhibit A.
This does not appear to be an oversight. Proposition 209
bans race- and gender-conscious affirmative action without any
12
exception for affirmative action that is ordered by federal
courts after its effective date. Instead, emphasizing its
omission of this exception, Proposition 209 carefully excepts
from its ban only court orders entered before its passage:
"Nothing in this section shall be interpreted as invalidating any
court order or consent decree which is in force as of the
effective date of this section." Exhibit A, Sec.(d). (Emphasis
added).
Proposition 209 tacitly acknowledges the conflict it
creates between its dictates and the requirements of federal law
enforcement. It "resolves" that conflict by (1) leaving existing
federal court orders in place but (2) barring state agencies from
obeying federal court orders entered after its effective date.4
A similarly confrontational approach to federal authority was
taken by the state of North Carolina in North Carolina State Bd.
v. Swann, 402 U.S. 43, 91 S. Ct. 1284, 28 L. Ed. 2d 586 (1971),
and Swann v. Charlotte Mecklenburg Bd. of Educ.. 312 F. Supp. 503
4 This is in marked contrast to the anti-busing initiative
that the Court upheld in Crawford v. Los Angeles Bd. of Ed 458
U.S. 527, 102 S. Ct. 3211, 73 L. Ed. 2d 948 (1982). That
initiative provided that
"[N]o court of this state may impose upon the State of
California or any public entity, board, or official any
obligation or responsibility with respect to the use of
pupil school assignment or pupil transportation, (1)
except to remedy a specific violation by such party
that would also constitute a violation of the Equal
Protection Clause of the 14th Amendment to the United
States Constitution, and (2) unless a federal court
would be permitted under federal decisional law to
impose that obligation or responsibility upon such
party to remedy the specific violation of the Equal
Protection Clause . . . "
Id. at 532 (quoting Proposition 1). (Emphasis added).
13
(W.D.N.C. 1970). There, faced with litigation challenging its
system of de jure school segregation--and the possibility of a
court-ordered remedy that included pupil re-assignment--North
Carolina passed an initiative banning pupil re-assignment to
achieve racial balance. The initiative did not overtly declare
that it required disobedience to court orders, but its blanket
ban contained no exception for court orders, either. Id. at n. 1 .
The Supreme Court did not hesitate to conclude that the
initiative was an impermissible attempt to obstruct the federal
court: The prohibition is absolute, and it would inescapably
operate to obstruct the remedies granted by the District Court in
the Swann case." Id. at 46, 589. North Carolina is discussed in
more detail in Section VI(A)(2), infra.
B. Proposition 209 Also Bars "Voluntary"
Affirmative Action
Not all race- and gender-conscious affirmative action is
undertaken pursuant to court order. Some is undertaken pursuant
to the settlement of a federal claim, and some is undertaken as a
means of avoiding a federal claim--in effect settling the claim
before it has to be filed. But in these cases, too, the limiting
rules established by the Supreme Court and the Ninth Circuit
apply. See, e,.q. , Johnson, 480 U.S. 616 (voluntary affirmative
action program met standard of need).
Given this governing law, the term "voluntary affirmative
action" is highly misleading. In the cases where it has
addressed the kind of state action that Proposition 209 covers,
14
the Supreme Court has carefully limited affirmative action
remedies, generally permitting them only where they are
compellingly necessary in a specific case. To say that
tirmative action is "voluntary" when it is being permitted only
because it is necessary to enforce the law is to suggest a
gratuitousness to these out-of-court remedies that neither the
Supreme Court nor the Ninth Circuit authority supports.
1• Federal Law Strongly Encourages
Out-of-Court Remediation of Illegal
Discrimination
Federal law strongly encourages out-of-court resolution of
antidiscrimination claims through the use of affirmative action
remedies where those remedies are appropriate. See Bushev v.
N.Y. St. Civ. Serv. Comm'n. 733 F.2d 220, 227 (2d Cir. 1984),
cert, denied, 469 U.S. 1177, 105 S. Ct. 803, 83 L. Ed. 2d 795
(1985) (requiring employer to wait to be sued by minority
candidates before implementing affirmative action "would serve no
purpose other than to impede the process of voluntary compliance
with Title VII and cause the proliferation of litigation in all
such cases, thereby generating litigation costs and favoring
litigious over nonlitigious employees"); Detroit Police Officers'
Association v. Young. 608 F.2d 671, 690 (6th Cir. 1979), cert.
denied, 452 U.S. 938, 101 S. Ct. 3079, 69 L. Ed. 2d 951 ("a.
principle purpose of Title VII is to induce voluntary solutions
to racial discrimination, one form of which is race-conscious
affirmative action employment"); Higgins v. City of Vallejo, 823
15
F.2d 351, 355 (9th Cir. 1987), cert, denied. 489 U.S. 1051, 109
S. Ct. 1310, 103 L. Ed. 2d 579 (1987) (voluntary affirmative
action was "consistent with Title VII, for it embodie[d] the
contribution that voluntary employer action can make in
eliminating the vestiges of discrimination"); In re Birmingham
Reverse_Discrimination Employment Litigation. 20 F.3d 1525, 1537
(11th Cir. 1994) (voluntary affirmative action is "well
established" as a means to "further Title VII's purpose of
eliminating the effects of discrimination in the workplace")
See also Wygant, 476 U.S. at 290 (refusing to impose a
requirement that public employers make findings that they have
engaged in past discrimination before they can implement an
affirmative action program because such a requirement would
"undermine public employers' incentive to meet voluntarily their
rights obligations") (O'Connor, J., concurring in part and
concurring in the judgment).
This is the law for good reason: out-of-court remediation of
civil rights claims--whether before or after filing-- not only
saves judicial and other resources but vastly increases the
number of civil rights violations that can be effectively and
legally redressed. It is therefore integral to the effectiveness
and efficiency of the federal enforcement scheme.
2• The Ninth Circuit Particularly Encourages
Out-of-Court Remediation
The Ninth Circuit has been particularly emphatic in this
regard, making it clear that where affirmative action is called
16
for, a defendant has a "constitutional duty" to undertake the
remedy without waiting to be so ordered:
Like the federal government, a state or its
political subdivision has the authority--
indeed the 'constitutional duty'--to
ascertain whether it is denying its citizens
equal protection of the laws and, if so to
take corrective steps. Associated General
Contractors of California v. City & County of
San Francisco, 813 F.2d 922, 929 (9th Cir.
1987)(citations omitted).
The Ninth Circuit has held that "a state or municipality,
when presented with evidence of its own culpability in fostering
or furthering race discrimination, might well be remiss if it
failed to act upon such evidence." Coral Construction Company v.
King County, 941 F.2d 910, 921 (9th Cir. 1991), cert, denied. 502
U.S. 1033, 112 S. Ct. 875, 116 L. Ed. 2d 780. It is equally clear
that at times "the remedy for intentional discrimination often
calls for race-specific relief." Coral Construction. 941 F.2d at
920 .
The court has recognized that sometimes "statistical
evidence of disparity sufficient to support a prima facie case
under Title VII may ... constitute a strong basis in the evidence
for believing that a voluntary affirmative action program was
required by, and consistent with, the Constitution." Officers
for Justice v. Civil Service Commission. 979 F.2d at 726.
17
(Emphasis added).
3• Proposition 209 Obstructs the Federal Civil
Rights Enforcement System
This federal enforcement system is balanced and pragmatic.
Federal courts have carefully drafted rules governing the
appropriate circumstances for affirmative action remedies, but
when those circumstances are present, a defendant is strongly
encouraged to undertake the necessary remedial action without the
expenditure of scarce judicial resources.
Proposition 209 weighs into this carefully crafted scheme
like a bully in a schoolyard. Its sweeping ban on all race- or
gender-conscious remedies regardless of circumstances announces
that any state actor who knows he has violated the law and wants
to remediate pursuant to federal law and his constitutional duty
must no longer do so. The ban declares that remedies that are,
by definition, necessary--compellingly needed--to enforce the
antidiscrimination laws are forbidden nonetheless. And to prevent
California federal courts from providing relief from this new
regime, Proposition 209 declares that a state actor may not use
an affirmative action remedy even if ordered by a federal court.
Unless enjoined, Proposition 209 will severely compromise
the federal protections Californians currently have from race and
gender discrimination. As long as a state actor agrees to
refrain from such behavior in the future, pays damages to those
who have been shut out, and re-hires such specific victims as can
identified a difficult task long after the fact — an exclusive
18
bastion that illegal discrimination has successfully created must
now be permitted to stand until a federal court orders otherwise
and until the inevitable ensuing conflict with Proposition 209's
contrary directive is somehow resolved. This rewards
discriminators by giving them the ability to maintain exclusive
enclaves they have illegally created; it punishes victims by
imposing huge new burdens on them.5
Plainly, this is at odds with the enforcement system that
has been carefully established by federal authority to govern one
of the most crucial areas of our national life. It also promises
a massive increase in federal litigation. Proposition 209 forces
California governmental agencies that want to implement
affirmative action remedies to litigate all the way to judgment,
even where they are well aware of their violations of
constitutional or statutory law. An already over-burdened
judiciary will be forced to unnecessarily adjuciate all race and
gender claims in a waste of judicial and other resources that
federal civil rights laws has consistently eschewed as against
public policy. See discussion at Section IV(B)(1), supra. The
fact that these federal proceedings will lead to court orders
that Proposition 209 directs state actors to disobey only
Contemplating the world Proposition 209 seeks to create
underscores the wisdom of the Supreme Court in refusing to
endorse that vision in Adarand and the other cases discussed
here. Without affirmative action remedies--and in California
under Proposition 209 those who wish to exclude others may do so
secure in the knowledge that the law will be powerless to de
construct effectively any exclusive stronghold they can
successfully create, or preserve.
19
S U P R E M E C O U R T O F T H E U N I T E D S T A T E S
O F F I C E O F T H E C L E R K
W A S H I N G T O N . D. C. 2 0 5 4 3
April 19, 1993
Mr. Charles Stephen Ralston
NAACP Legal Defense Fund
99 Hudson Street
New York, NY 10013
Re: Elena Ruth Sassower and Doris L. Sassower
v. Katherine M. Field, et al.
No. 92-140S
Dear Mr. Ralston;
The Court today entered the following order in the above
entitled case:
The motion of petitioners to have the petition for writ
considered with the petition in 92-1544, Pacific Legal
Foundation v. Kayfetz is denied. The petition for a writ of
Very truly yours,
William K. Suter, Clerk
cert iorari is denied.
underscores the conflict between state and federal authority that
Proposition 209 has created.
V.
THE SUPREMACY CLAUSE (PREEMPTION)PROHIBITS
A STATE FROM INTERPOSING THESE KINDS OF OBSTACLES TO
FEDERAL LAW
The Supremacy Clause of the U.S. Constitution provides that
the "Constitution, and the laws of the United States which shall
be made in pursuance thereof . . . shall be the supreme law of
the land . . . anything in the Constitution or laws of any State
to the contrary notwithstanding." U.S. CONST, art. VI, cl. 2.
Under the Supremacy Clause, "any state law, however clearly
within a State's acknowledged power, which interferes with or is
contrary to federal law, must yield." Free v. Bland. 369 U.S.
663, 666, 82 S. Ct. 1089, 8 L. Ed. 2d 180 (1962) (citing Gibbons
v. Ogden, 22 U.S. 1, 9 Wheat 1, 6 L. Ed. 23 (1824)). "The
relative importance to the State of its own law is not material
when there is a conflict with a valid federal law." id.
When Congress has not completely displaced state regulation,
federal law may still preempt state law if it actually conflicts
with federal law. Such a conflict can occur when either
compliance with both federal and state law is physically
impossible, Florida Lime & Avocado Growers. Inc, v. Paul. 373
U.S. 132, 142-43, 83 S. Ct. 1210, 10 L. Ed. 2d 248, reh'q denied.
374 U.S. 858, 83 S. Ct. 1861, 10 L. Ed. 2d 1082 (1963), or when
20
state law acts as an obstacle to the accomplishment of the full
purposes and objectives of Congress. Haines v. Davidnw-it-? 312
U.S. 52, 67, 61 S. Ct. 399, 85 L. Ed. 581 (1941)
State law "stands as an obstacle" to the full implementation
of federal law and must yield to federal law even if its shares
the same goal but '"interferes with the methods by which the
federal statute was designed to reach that]' goal.'" Gade v .
Nat'l Solid Wastes Management Ass'n.. 505 U.S. 88, 103, 112 S.
Ct. 2374, 120 L. Ed. 2d 73 (1992) (quoting International Paper
Co. v. Ouellette, 479 U.S. 481, 494, 107 S. Ct. 805, 93 L. Ed. 2d
883 (1987)).
The ultimate task of the court is to determine whether state
regulation is consistent with the structure and purpose of the
statute as a whole by "[ljooking to the provisions of the whole
law, and to its object and policy." Pilot Life Ins, Co. v.
Dedeaux, 481 U.S. 41, 51, superseded by statue on other grounds
as stated in Hunter v. Ameritech. 779 F. Supp. 419 (N.D. Ill
1991) (internal citation omitted).
Federal law preempts state law where state law "chills" or
burdens the effectuation of federal policy even where the effect
is indirect. See, e .g. , Xerox Corp. v. Countv of Harris. 459
U.S. 145, 103 S. Ct. 523, 74 L. Ed. 2d 323 (1982) (local
imposition of personal property taxes on goods stored in
federally-created duty-free zones preempted because it was
inconsistent with Congress' purpose of encouraging the use of
American ports); Nash v. Florida Industrial Commission. 389 U.S.
21
235, 88 S. Ct. 362, 19 L. Ed. 2d 438 (1967) (Florida law refusing
unemployment insurance to claimants who file unfair labor
practices against former employer preempted by National Labor
relations Act because it discouraged vindication of federal
rights); East-Bibb Twiggs Neighborhood Ass'n v. Macon-Bibb
Planning & Zoning Comm'n. 674 F. Supp. 1475, 1477 (M.D. Ga.
1987), aff'd, 888 F.2d 1576 (11th Cir. 1989) (state abusive
litigation counterclaim against federal civil rights causes of
action preempted because if allowed, it would "have a tremendous
'chilling-effect' on the assertion of these federally created
rights").
Moreover, the burden upon federal policy need not be
onerous. In Felder v. Casey. 487 U.S. 131, 108 S. Ct. 2302, 101
L. Ed. 2d 123 (1988), the Court held that a Wisconsin notice of
d^im statute requiring that any plaintiff bringing a lawsuit
against a state or local government must first send a notice of
claim to the defendant and wait 120 days before filing suit was
preempted by the federal Civil Rights Act. Even though the
requirement was not a complete bar to the filing of a Section
1983 civil rights claim, the Court held its burdens sufficiently
frustrated the central purpose of the civil rights laws "to
provide compensatory relief to those deprived of their federal
rights by state actors" so as to warrant pre-emption. Id. at
141.
In addition to state laws which chill or burden the
accomplishment and execution of federal policy, state laws which
22
are enacted to further the same policies underlying federal
legislation may also be pre-empted if they upset the balance of
competing interests struck by Congress. In Haines. 312 U.S. 52,
61 S. Ct. 399, 85 L. Ed. 581 (1941), the Court held that a
Pennsylvania alien registration law was preempted by the federal
Alien Registration Act because it imposed requirements and
disabilities beyond those imposed by the federal Act and thus
upset the "middle path" between civil rights and the need for
national security struck by congress. id. at 73-4 .
By attempting to outlaw the race and gender-conscious
remedies that the Supreme Court and the Ninth Circuit have upheld
and encouraged as necessary to civil rights enforcement,
Proposition 209 obstructs, burdens, and conflicts with federal
enforcement of the civil rights laws. It is preempted by federal
law under all of the principles that govern this question and
that have been noted here.
VI.
THE PANEL OPINION ON THE PREEMPTION ISSUE
FAILS TO ADDRESS THIS GOVERNING SUPREME COURT
AND NINTH CIRCUIT AUTHORITY
The panel s opinion in this case fails adequately to address
any of these matters--the Supreme Court's committed retention of
affirmative action remedies for civil rights enforcement, the
Ninth Circuit law encouraging extra-judicial application of those
remedies to make the law effective, or the conflict Proposition
23
209 presents to this federal enforcement scheme. The defects in
the current ruling, we submit, become clear when this analysis is
undertaken.
This section discusses how, specifically, the panel reached
its erroneous conclusion on the preemption issue. Rehearing and
rehearing en banc should be granted to give the whole court an
opportunity to address and resolve the conflict between the panel
decision and this governing authority. See Fed. R. App. P. 35(a)
(rehearing en banc appropriate where panel opinion in direct
conflict with other law).
A. The Panel Opinion Omits Anv Consideration of
the Supremacy Clause Issue Raised by the Need to
Enforce the Equal Protection Clause According to
Federal Standards
The panel failed to address at all one of the most
significant issues raised by Proposition 209, its conflict with--
and preemption by--the federal system of enforcing the Equal
Protection Clause of the Fourteenth Amendment. The panel
determined that Proposition 209 was not preempted by Title VII
Coalition for Economic Equity v. Wilson. 1997 U.S. App. LEXIS
6512, at *48. Its error with regard to that issue is addressed
in the following section. But Proposition 209 would be overridden
by the Equal Protection Clause of the Fourteenth Amendment even
it if were not also preempted by Title VII.
24
1- The Supremacy Clause Applies With Spenial
Force to the Equal Protection Clause
Proposition 209 applies only to the public sector. See
Exhibit A, Secs, (a), (f). This sector is governed by the Equal
Protection Clause as well as by Title VII. See, e.q.. Paradise.
480 U.S. at 166 (independently of Title VII, Equal Protection
Clause bans discrimination by public entity). The federal
enforcement system for the Equal Protection Clause in the public
sector is separate from but parallel to the enforcement system
for Title VII, and the observations made above concerning the
circumstances in which affirmative action remedies have been held
to be necessary apply to both:
[T]he proper initial inquiry in evaluating
the legality of an affirmative action plan by
a public employer under Title VII is no
different from that required by the Equal
Protection Clause. In either case. . .the
employer must have had a firm basis for
believing that remedial action was required.
Johnson. 480 U.S. at 649 (O'Connor
concurring).
For all the reasons that have been noted, Proposition 209
interferes with the use of affirmative action remedies to enforce
the Equal Protection Clause in the public sector. And, here, the
Supreme Court has made it doubly clear that this interference is
impermissible.
25
The Supreme Court has emphasized that in determining the
extent to which affirmative action remedies are appropriate in
the public sector, federal law under the Equal Protection Clause
overrides state assessments. See. Croson. 488 U.S. at 490-91.
In Croson, the Court struck down an affirmative action program
because it did not believe the state had a sufficient factual
basis for believing the remedy was warranted. In considering
what weight the state's independent judgment should be given on
that question, the Court concluded that federal standards, not
state policy preferences, were controlling with respect to
affirmative action remedies:
To hold otherwise would be to cede control
over the content of the Equal Protection
Clause to the 50 state legislatures and their
myriad political subdivisions. . . . We
believe that such a result would be contrary
to the intentions of the Framers of the
Fourteenth Amendment, who desired to place
clear limits of the States' use of race as a
criterion for legislative action, and to have
the federal courts enforce those limitations.
Id. (Emphasis added).
Just as a state cannot undermine Equal Protection Clause
enforcement by imposing excessive affirmative action remedies, as
in Croson, it cannot undermine such enforcement by withholding
these remedies where they are deemed necessary under federal law.
26
As the Court in Croson observed, a very great degree of
skepticism is called for whenever a state attempts to depart from
federal law in the area of Equal Protection: "We simply note what
should be apparent to all--§ l of the Fourteenth Amendment
stemmed from a distrust of state legislative enactments based on
race. . . . " Id. at 491. It is a distrust that has proved
warranted.
2. North Carolina v. Swann Governs This Case
Virtually on all fours with the case presented here are
North Carolina, 402 U.S. 43, and the district court opinion the
Supreme Court approved and incorporated, Swann. 312 F. Supp. 503.
In North Carolina, allegations of de jure segregation had led to
litigation and exposed the school system to the possibility of
court-ordered pupil re-assignment. The state attempted to head
off that possibility by passing an initiative that barred pupil
re-assignment to achieve racial balance. As was noted above, the
initiative's ban operated to prohibit both voluntary re
assignment and any re-assignment that might be ordered by a
federal court. See discussion at Section IV(A), supra. In a
manner directly analogous to Proposition 209, the voters of North
Carolina attempted to withdraw completely from use in their state
a remedy for Equal Protection Clause violations that the federal
courts had approved for use where necessary to enforce the law.
Swann v ._Charlotte-Mecklenberq Board of Education. 402 U.S.
1, 28 L. Ed. 2d 554, 91 S. Ct. 1267 (1971)(re-assigning students
on a racial basis held an appropriate remedy for a school
27
system's violation of the Equal Protection Clause by maintaining
a segregated school system).
—Carolina, The Supreme Court affirmed a permanent
injunction against the initiative because it plainly violated the
Supremacy Clause. The state had no power to "hamper the ability
of local authorities to effectively remedy constitutional
violations." North Carolina. 402 U.S. at 461. Pupil re
assignment was a necessary enforcement tool in some
circumstances, and it is unlikely that a truly effective remedy
could be devised without continued reliance upon it." Id. The
initiative was invalid not only because it would obstruct court
orders but because it attempted to bar state actors from out-of-
court remediation of Equal Protection Clause violations:
Similarly, the flat prohibition against
assignment of students for the purpose of
creating a racial balance must inevitably
conflict with the duty of school authorities
to dis-establish dual school systems. . . An
absolute prohibition against use of such a
device. . . contravenes the implicit command
of Green v. County School Board [cite
omitted] that all reasonable methods be
available to formulate an effective remedy.
Id. at 46.
Cf. Crawford, 458 U.S. at 535 (anti-busing initiative did not
violate the Fourteenth Amendment because it contained language
28
specifically protecting federal remedies and therefore did not
"inhibit enforcement of any federal law or constitutional
requirement.")(text of initiative set forth at note 4, supra).
B. The Panel Reached an Erroneous Conclusion with Respect
to Proposition 209's Preemption by Title VII6
Although it did not address the Supremacy Clause issue
raised by the need to enforce the Equal Protection Clause, the
panel did address a secondary question, whether Proposition was
preempted by Title VII. Here, its conclusion was at odds with
the reasoning of the Supreme Court opinion on which it relied.
The district court had found that Proposition 209 violates
the Supremacy Clause under the doctrine of obstacle preemption.
Coalition for Economic Equity, et. al.. v. Wilson. 946 F. Supp
1480, 1517 (N.D. Cal. 1996). In reversing, the panel asserted
that obstacle preemption does not apply to Title VII and that
preemption would only apply if there were an "actual conflict"
between Proposition 209 and federal law. Coalition for Economic
Equity, et. al., v. Wilson. 1997 U.S. App. LEXIS 6512, at *48.7
6 LDF respectfully reserves the additional issue of
Proposition 209's preemption by Title VI, 42 U.S.C. § 2000d, and
Title IX, 20 U.S.C. § 1681(a), of the Civil Rights Act of 1964.
We would welcome the opportunity to address those issues as well.
The Court wrote:
The court is correct that federal law may
pre-empt state law to the extent that the
state law "stands as an obstacle to the
accomplishment and execution of the full
purposes and objectives of congress". . .The
district court apparently overlooked,
however, the express pre-emption provisions
of the 1964 Civil Rights Act. "In two
sections of the 1964 Civil Rights Act,
29
To summarily eliminate obstacle preemption from Title VII,
the panel relied on California Fed. Savinas & Loan Ass'n v.
Guerra, 479 U.S. 272, 107 S. Ct. 683, 93 L. Ed. 2d 613 (1987).
The question in Guerra was whether a state anti-discrimination
law could do more to protect pregnant women from losing their
jobs than Title VII does. The Supreme Court's answer was that
the Ninth Circuit had been right in holding that Congress
intended Title VII to be "'a floor beneath which pregnancy
disability may not drop--not a ceiling above which they may not
rise.'" Id. at 285. Far from supporting the right of states to
erect obstacles to Title VII enforcement by withdrawing necessary
remedies as Proposition 209 does, Guerra holds only that state
laws are permitted to provide more remedies than federal law
does. See id.
The language the panel quotes from Guerra was not the
holding. Indeed, it is found in a section of the opinion which a
majority of the Court did not join. See id. at 274,280-284
(opinion of the Court did not include part IIIA, in which the
quote is found). Moreover, the opinion of the Court itself
explained that the touchstone for deciding whether a federal
statute preempts state law is Congress' intent. Id. at 285
sections 798 and 1104, Congress has indicated
that state laws will be pre-emoted only if
they actually conflict with federal law." California
Fed. Savings & Loan Ass'n v Guerra. 479, U.S. 272, 281, 107
S. Ct. 683, 93 L. Ed. 2d 613 (1987)(plurality opinion). Id.
30
("'[t]he purpose of Congress is the ultimate touchstone' of the
preemption inquiry."). Even the section relied on by the panel
had noted that with respect to Title VII preemption, Congress
intended to leave in place state antidiscrimination laws deemed
helpful in supporting the antidiscrimination effort, recognizing
the "importance Congress attached to state antidiscrimination
laws in achieving Title VII's goal of equal employment
opportunity." Guerra, 479 U.S. at 283 and n. 12. See Coalition
for Economic Equity v. Wilson. 1997 U.S. App. LEXIS 6512, at
*48 .
The reason Guerra permitted additional remedies was not
that obstacle preemption concepts have no application under Title
VII. The analysis in Guerra would suggest, to the contrary, that
these concepts would apply with special force to Title VII. In
Guerra, the Court was faced with a state law that had sought to
exceed Title VII's "floor." But in the opposite case, where a
party argues that state law may weaken Title VII enforcement —
here by outlawing remedies that federal courts have deemed
necessary--Guerra itself strongly suggests the opposite answer.
In this case, the panel's decision to read obstacle
preemption out of Title VII served to support reversal because
the district court had relied on that doctrine. In truth,
though, LDF respectfully submits that Proposition 209 would be
invalid no matter what standard of preemption were applied under
Title VII. This is an initiative that orders California agencies
not to take affirmative steps to remedy illegal discrimination
31
even when governing federal law requires those steps and even
when so ordered by a federal court. It is clearly a major
obstacle to federal law enforcement. But it is also
irreconcilably "inconsistent" with federal law, the panel's own
formulation of the standard. See note 3, supra. And, by barring
remedies that are definitionally necessary to redress unlawful
employment practices in specific cases, it will in a very real
sense "permit" those unlawful practices, violating even the
standard stated by Justice Scalia in his lone concurring opinion
in Guerra. Id. at 633.
32
VII
CONCLUSION
For all the reasons set forth herein, Prospective Amicus
NAACP Legal Defense and Educational Fund, Inc. respectfully
submits that the petition for rehearing and suggestion for
rehearing en banc should be granted.
Dated: April 22, 1997 Respectfully submitted,
Elaine R. Jones
Theodore M. Shaw
Molly Munger
Darci E. Burrell
NAACP LEGAL DEFENSE AND EDUCATIONAL
FUND, INC.
315 W. 9th Street, Suite 208
Los Angeles, CA 90015
(213) 624-2405
33
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
COALITION FOR ECONOMIC EQUITY, ) No. 97-15030, 97-15031
et al., )
)
Plaintiffs-Appellees, )
)
vs. )
)
PETE WILSON, et al., )
)
Defendant-Appellant. )
)
DECLARATION OF MOLLY MUNGER IN SUPPORT OF NAACP LEGAL DEFENSE AND
EDUCATIONAL FUND, INC.'S BRIEF OF AMICUS CURIAE
I, Molly Munger, do hereby declare:
1. I am counsel for amicus curiae the NAACP Legal Defense
and Educational Fund, Inc. in the instant case. I am admitted to
practice in the United States Court of Appeals for the Ninth
Circuit and am a member in good standing of the State Bar of
California. If called to testify, I am competent to testify
about the following matters:
2. I am submitting this Declaration with regard to the
document cited in, and submitted in support of, the accompanying
Brief of Amicus Curiae, NAACP Legal Defense and Educational Fund,
Inc., in Support of Appellees Petition for Rehearing and
Suggestion for Rehearing En Banc.
0 000034
I have attached as an Exhibit to this Declaration a
true and exact copy of the text of Proposition 209, downloaded
from the web page of the Attorney General of the State of
California. I have compared this text to that quoted in
Appellees' Memorandum of Points and Authorities in Support of Ex
Parte Application for Temporary Restraining Order and Order to
Show Cause Re Preliminary Injunction and assured myself that the
language is the same.
I declare under penalty of perjury under the laws of the
State of California that the foregoing is true and correct.
Executed this 22nd day of April 1997 at Los Angeles California.
Molly Munger/\
0 000035
PROPOSITION 209 TEXT http://caag.state.ca.us/filings/text209.ht
This is a long document. At the end there is an option to download it.
If that is what you want to do you may go directly there now.
CALIFORNIA CIVIL RIGHTS INITIATIVE
C C R I
The following is the text of Proposition 209, which added
Article 1, section 31, to the California Constitution:
(a) The state shall not discriminate against, or grant preferential treatment to, any individual
or group on the basis of race, sex, color, ethnicity, or national origin in the operation of public
employment, public education, or public contracting.
(b) This section shall apply only to action taken after the section's effective date.
(c) Nothing in this section shall be interpreted as prohibiting bona fide qualifications based on
sex which are reasonably necessary to the normal operation of public employment, public
education, or public contracting.
(d) Nothing in this section shall be interpreted as invalidating any court order or consent
decree which is in force as of the effective date of this section.
(e) Nothing in this section shall be interpreted as prohibiting action which must be taken to
establish or maintain eligibility for any federal program, where ineligibility would result in a
loss of federal funds to the state.
(f) For the purposes of this section, "state" shall include, but not necessarily be limited to, the
state itself, any city, county, city and county, public university system, including the
University of California, community college district, school district, special district, or any
other political subdivision or governmental instrumentality of or within the state.
(g) The remedies available for violations of this section shall be the same, regardless of the
injured party's race, sex, color, ethnicity, or national origin, as are otherwise available for
violations of then-existing California antidiscrimination law.
(h) This section shall be self-executing. If any part or parts of this section are found to be in
conflict with federal law or the United States Constitution, the section shall be implemented to
the maximum extent that federal law and the United States Constitution permit. Any
provision held invalid shall be severable from the remaining portions of this section.
The entire text of Proposition 209 (above) is available for download.
Select the down arrow to the left.
0 000036
1 of 1 04/17/97 14:45:
http://caag.state.ca.us/filings/text209.ht
CERTIFICATE OF COMPLIANCE
Amicus Curiae, NAACP Legal Defense and Educational Fund,
Inc., hereby certifies that the accompanying, Brief of Amicus
Curiae in Support of Appellees' Petition for Rehearing and
Suggestion for Rehearing En Banc, is double-spaced. It is in
proportionally spaced 12 pt Courier font with a word count of
Chandra E£lingtarfi-E-/ans
8,334 .
DECLARATION OF SERVICE BY MAIL
Case Name: Coalition for Economic Equity, et. al., Case No.: 90-16398
I, the undersigned, declare as follows:
I am a citizen of the United States, over the age of 18 years and not a party to the within
action; my place of employment and business address is 315 W. 9th Street, Suite 208. Los
Angeles, California 90015.
On April 22, 1997,1 served the attached
BRIEF OF AMICUS CURIAE, NAACP LEGAL DEFENSE
AND EDUCATIONAL FUND, INC IN SUPPORT OF
PETITION FOR REHEARING AND SUGGESTION FOR
REHEARING EN BANC
by placing a true copy thereof in an envelope/s to be deposited in the United States Mail
at Los Angeles, California, with postage thereon fully prepaid. There is delivery service by
United States Mail at each of the places addressed, for there is regular communication by m ail
between the place of mailing and each of the places so addressed.
Julian Gross
THE EMPLOYMENT LAW CENTER,
A PROJECT OF THE LEGAL AID
SOCIETY OF SAN FRANCISCO
1663 Mission Street, Suite 400
San Francisco, CA 94103
(415) 864-8848
Martha F. Davis
Julie Goldscheid
NOW LEGAL DEFENSE AND
EDUCATION FUND
99 Hudson Street, 12th Floor
New York, NY 10013
(212) 925-6635
Evan H. Caminker
UCLA SCHOOL OF LAW
405 Hilgard Avenue
Los Angeles, CA 90095
(310) 206-7323
Karl Manheim
LOYOLA LAW SCHOOL
Post Office Box 15019
919 S. Albany Street
Los Angeles, CA 90015-0019
(213)736-1106
Stewart Kwoh
Julie Su
ASIAN PACIFIC AMERICAN LEGAL
CENTER
1010 S. Flower Street, Suite 302
Los Angeles, CA 90015
(213)748-2022
Abby J. Leibman
CALIFORNIA WOMEN’S LAW CENTER
6024 Wilshire Boulevard
Los Angeles, CA 90036
(213)935-4101
Kim Pate
Geetanjali Dhillon
EQUAL RIGHTS ADVOCATES, INC
1663 Mission Street, 4th Floor
San Francisco, CA 94103
(415)621-2493
Joseph S. Avila
AVILA & PUTNAM
515 S. Figueroa Street, Suite 1550
Los Angeles, CA 90071
(213)892-1444
Elliot M. Mineberg
PEOPLE FOR THE AMERICAN WAY
2000 M. Street, N.W., Suite 400
Washington, D.C. 20036
(202) 467-4999
Christopher F. Edley, Jr.
HARVARD LAW SCHOOL
1525 Massachusetts Avenue
Cambridge, Massachusetts 02138
Glenn Rothner
Ellen Greenstone
ROTHNER, SEGALL, BAHAN &
GREENSTONE
200 E. Del Mar Blvd., Suite 200
Pasadena, CA 91105
(213) 681-2511
Attorneys for Plaintiff
California Labor Federation
Attorneys for All Plaintiffs except
California Labor Federation
Paul Dobson
Linda Cabatic
Attorney General
1300 I Street, 11th Floor
Sacramento, CA 95814
Gary Morrison
Christopher Patti
University of California Counsel
300 Lakeside Drive, 7th Floor
Oakland, CA 94612-3565
Joseph Symkowick
Joanne Lowe
Janet G. McCormick
California Department of Education
721 Capitol Mall, Room 552
Sacramento, CA 94244-2720
Ian Fan
Ellen Pilsecker
Office of the County Counsel
San Diego County
1600 Pacific Highway
San Diego, CA 92101
Thomas Hendricks
Office of the County Counsel
Marin County
Civic Center #342
San Rafael, CA 94903
Michael A. Carvin
Charles J. Cooper
David H. Thompson
Cooper & Carvin
2000 K Street, NW
Washington, D.C. 20006
Scott Emblidge
San Francisco City Attoney’s Office
1390 Market Street, 5th Floor
San Francisco, CA 94102
Victor J. Westman
Phillip Althoff
Office of the County Counsel
Contra Costa County
P.O. Box 69
Martinez, CA 94553-0116
Nicholas George-Rodriguez
Larry Newberry
Pasadena City Attorney’s Office
100 N. Garfield Avenue
Pasadena, CA 91109
Manuel Klausner
One Bunker Hill Bldg., 8th Floor
601 W. Fifth Street
Los Angeles, CA 90071
Michael E. Rosman
Hans Bader
Center for Individual Rights
1233 20th Street, NW
Suite 300
Washington, D.C. 20036
Attorney’s for Defendant
I declare under penalty of peijury that the foregoing is true and correct.
Executed on April 22, 1997, at Los Angeles, California.
sh e d r a Lyn d . p u l l u m
Legal Secretary
NAACP Legal Defense and Educational Fund, Inc.
315 W. 9th Street, Suite 208
Los Angeles, CA 90015