Scott v Winston Salem Board of Education Brief for Appellants
Public Court Documents
February 1, 1975

37 pages
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Brief Collection, LDF Court Filings. Scott v Winston Salem Board of Education Brief for Appellants, 1975. 0b3a9cce-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/2e946855-d4bf-4c30-a80b-8686536a7424/scott-v-winston-salem-board-of-education-brief-for-appellants. Accessed May 04, 2025.
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;-T t ::u , irrr • .. c api (•O! TilE YOUR'iN CIRCUIT 1V0. 75—305S c . s c o t?, <-.t ai.., Piaiiitirf£ -Appell&ncs, V! ; £S VO-T- J 'AI.EM/>• 0 RSYTH COUNTY • T&S&HD 01 EDUCATION, eh. a L f Def er-davits-App; 'ller.o. Appeal NrO’-. "faited States District Court; The diddle District Of North Carolina •/. i - it-1 o> a--0 a 1 ora Div is ten '■ rr.*r : i .r .... POR o'. ~rr.r_r n- •.rt.: ■ lYPEiiANTS i.t'rr zz rotr J. LeVOKNE CHAMBER,* ChaiPberu , St&ir. & Fer9u.sc:? . 951 S. In( • ■ Boulevard Charlotte, Worth Carolina. 20202 JACK GREE1-TBB RG JAKES m . FABRIC?, III NORMAN J. OH&CHRIN 10 Coiunlrus Circle Hew York, New York 100x2 .01 eys f €•>r ■ Pi air ; INDEX Page Issue Presented For R e v i e w..... ......................... 1 Statement of the Case .................................... 2 Statement of Facts .......... ............................. 3 Argument I. Section 718 Requires The Award Of Counsel Fees In This Case And There Are No Special Circumstances Present In This Case Which Would Render An Award Of Attorneys1 Fees Unjust.......... 13 II. The Doctrines Of Res Judicata, Waiver And Estoppel Are Inapplicable To This Case Because The Issue Of Counsel Fees Was Pending On Both The-Effective Date Of Section 718 And On The Date ( O p Ip i f c Counsel Incurred From October 1968 To June 1972......................... .......... . 20 A. Plaintiffs have repeatedly pressed their claim to counsel fees and have not waived the claim during the course of this litigation.... ........................ 20 B. Plaintiffs' claim'for an award of counsel fees for the period prior to the effective date of Section 718 is not barred by the doctrine of res judicata because the District Court's September 19, 1973 order dealt only with counsel fees for an appeal to this court.... 22 III. The Bradley Decision Makes §718 Appli cable To All Cases In Which The Issue Of Counsel Fees Was Pending Resolution On Its Effective- Date, And Is Not Limited To Cases In Which The Specific Issue Was Pending Resolution On Appeal At That Time.............................. 26 Conclusion 30 Table of Authorities Cases : Paqe Allegrini v. DeAngelis, 68 F. Supp. 684 (E.D. Pa. 1946,', aff' d. 161. F.2d 184 (3d Cir. 1947) ........................................ . 18n, 21n, 22n, 25n Baxter v. Savannah Sugar Refining Corp., 495 F . 2d 437 (5th Cir. 1974) ................... ..... 18n Bell v. School Bd. of Powhatan County, 321 F .2d 494 (4th Cir. 1963) . .................. . 13n Bradley v. School Bd. of Richmond, 416 U.S. 696 (1974) ........................... ................ . 2, 3, 10, 12, 14, 15, 16n, 19, 20n, 21, 23n , 26 , 27, 28, 29 Brewer v. School Bd . of Norfolk, 500 F.2d 1129 (4th Cir. 1974) ................. .......... . 2 9n , 30 T9 t r ’ c n ▼ T T5 i' s n v* ■C C /~\ "1 Z- ' /'.w r - ® V* Q p -f - * ft <-.1-. •! 1 r -- i -S v t .J V • Vwi kJ O.. U ' - i i U J i- V_L U11 J_ O O J_ i ' lU J J X X C . ; 402 U.S. 33 (1971) . ............................................ ..... 6n , 16 F.D. Rich Co., Inc. v. Industrial Lumber Co., 417 U.S. 116 (1974) .......................................................................................................................................... 13n Gates v. Collier, 489 F.2d 298 (5th Cir. 1973), pending on petition for rehearing en banc . . . 19n Hall v. Cole, 412 U.S. 1 (1973) ...................................................................................................... 19n Incarcerated Men of Allen County v. Fair, No. 74-1052 (6th Cir., Nov. 13, 1974) _______________________________. 19n Mills v. Electric Autolite Co., 396 U.S. 375 (1970) 19n Moody v. Albemarle Paper Co., 474 F.2d 134 (4th Cir. 1973) ..................................... 18n Nesbit v. Statesville City 3d. of Educ., 418 F.2d 1040 (4th Cir. 1969) .......................... 4n Newman v. Piggie Park Enterprises, 390 U.S. 400 (1968) ...... ,....... ....................... .. 13n i i Table of Authorities (continued) Cases (continued): Pa ere . Northcross v. Board of Educ. of Memphis, 412 U.S. 427 (1973) .................. ......... .. . 13 Pettway v. American Cast Iron Pipe Co., 494 F.2d 211 (5th Cir. 1974) .................. .. . 18n Raney v. Board of Educ. of Gould, 391 U.S. 443 (1968) ................. ........ ....... .. . 17 Schwarz v. United States, 381 F.2d 627 (3d Cir. 1967) ........................... ;........ . . . 2In, 22n Sims v. Amos, 340 F. Supp. 691 (M.D. Ala.), aff'd 409 U.S. 942 (1972) ..... ................... 1 9n Smith v. North Carolina State Bd. of Educ., No. '2572 (E.D.N.C., Sent. 26, 1974) ....... ...... . 15n, 27 Spxague v. Ticonic Nat1 i Bank, 307 U.S. ibr (1939) l3n, i8n, 2 in-, 22n Stanford Daily v. Zuircher, 366 F. Supp. 18 (N.D. Cal. 1973) .............................. . . . 15n Swann v. Charlotte-Mecklenburg Bd. of Educ:., 402 U.S. 1 (1971) ..... ....................... 6n, 16, 22 Thompson v. School Bd. of.Newport News, 472 F.2d 177 (4th Cir. 1972) .............. .......... Thorpe v. Housing Authority of Durham, 393 U.S. 268 (1969) .................................... . 27n Union Tank Car Co. v. Isbrand’csen, 416 F.2d 96 (2d Cir. 1969) ....................... , . 2 In, 22n United States v. Schooner Peggy, 1 Cr. 103 (1801). 27n Statute: 20 U.S.C. §1617 [§718, Education Amendments of 1972] ................................ ....... . 1, 2, 3, 10, 12, 13, 14, 16n, 17, lOn, 19n, 20, 22, 23n, 24, 27, 2 9 Page Rules: F.R.A.P. 38, 39 ........................ ........... 24 F.R. Civ. P. 54(d) ....................... 2, 25 O ther Author it leg;: 114 Cong. Rec. 10760-64, 11339-45 ................ 13 117 Cong. Rec. 11343, 11521 ......... . 13 Goodhart, Costs, 38 Yale L.J. 849 (1929) .......... 13n Hearings Before the Senate Select Committee on Equal Educational Opportunity, 91st Cong., Part B, pp. 1516-34 .................. ....... . 13 6 Moore's Federal Practice 54.77 [9] .............. 21n 10 Wright & Miller, Federal Practice and Procedure §2679 (1973) ............ . . ........ 21n Table of Authorities (continued) rv IN THE UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT NO. 75-1059 CATHERINE C. SCOTT, et. al. , Plaintiffs-Appellants, v. WINSTON-SALEM/FORSYTH COUNTY BOARD OF EDUCATION, et al., Defendants-Appellees. Appeal From The United States District Court For The Middle District Of North Carolina Winston-Salem Division BRIEF FOR APPELLANTS Issue Presented For Review Did the District Court err in failing to- award counsel fees to plaintiffs pursuant to Section 718 of the Education Amendments of 1972, 20 U.S.C. § 1617, because costs had previously been taxed in this matter when the Court awarded fees for appellate proceedings pursuant to the mandate of this Court? Statement o_f_ the Case This appeal challenges the refusal of the District Court to award prevailing plaintiffs in this school desegregation case reasonable attorneys' fees for the period from October 2, 1968 until June 30, 1972, pursuant to Section 718 of the Education Amendments of 1972, 20 U.S.C. § 1617, as interpreted by the United States Supreme Court in Bradley v. School Bd. of Richmond, 416-U.S. 696 (1974). The District Court held., first, that Section 718 was inapplicable to this case because it considered its September 19, 1973 Memorandum and Order, awarding attorneys' fees for appellate proceedings pursuant to the mandate of this Court in 1973 (A. 47- 2/ 49) and approving a Clerk's Memorandum taxing costs pursuant to F.R.C.P. 54(d), to be a final determination of plaintiffs' right to be awarded counsel fees for all prior proceedings (trial or appellate) in this case; and second, that the interests of justice did not require an award of fees in this case. 2/ References are to the Appendix on this appeal. 2 Plaintiffs demonstrate herein that, to the contrary, the September 19, 1973 Order dealt only with attorneys' fees on appeal to this Court, so that plaintiffs' prayers for a counsel' fee award for district court proceedings are still ''pending resolution" within the meaning of Bradley, supra; and that there are no circumstances present in this case which would render an aw’ard of counsel fees unjust. Statement of Facts Background This school desegregation case was instituted by Negro parents and children of Forsyth County, North Carolina, on October 2, 1968, seeking injunctive relief against racially discriminatory practices by the defendants in the operation and administration of the Winston-Salem/Forsyth County Public: Schools (R. 16-29). Plaintiffs alleged in their complaint that Negro and white students, teachers and school personnel were being assigned to separate schools on the basis of race; that school budgets, construction of school facilities, bus routes and extra curricular activities and programs were being authorized, sanctioned and promoted by defendants on.the basis of race and color; that defendants County Commissioners, State Board of Education and State Superintendent of Public Instruction were dissuading and obstructing the institution and adoption of programs, practices and policies which would eliminate racial segregation in the Winston-Salem/Forsyth County School System and were administering policies and practices to promote and perpetuate racial discrimination in the school system; that defendants refused to take appropriate and necessary steps to desegregate. In addition to seeking elimination of the vestiges of the dual school system, both the original and Amended Complaint asked that plaintiffs be awarded their costs, including reasonable counsel fees, and that the Court retain jurisdiction of the case to award such further relief as it might deem necessary (A. 29f 3/ 46). The early history of the case is set out in the margin. 3/ Following the joinder of issue but prior to completion of discovery, and following this Court's decision in Kesb.it v. Statesville City Bd. of Educ. , 418 F . 2d 1040 (4t.h Cir. .1969), plaintiffs on December 17, 1969 moved for a preliminary injunction requiring complete desegregation of the schoo.1. system no later than February 1, 1970. The District Court conducted a hearing on January 9, and on January 19, 1970, directed the Board to desegre gate the facu3.ti.es in each school effective with the beginning of the second semester of the 1969-7 0 school year-, but in no event later than February 1, 1970. Following further hearings on February 17, 1970, the District Court entered an order denying the motion of plaintiffs for a preliminary injunction and expediting the matter for final hearing on the merits. The plaintiffs noticed an appeal from the denial of their motion for preliminary injunc tion. The Board filed a plan of desegregation on February 16, 1970, pursuant to an extension granted, by the Court; plaintiffs objected to the plan because it would have left more than 70 percent of the black and white students in racially segregated schools. Hearings were conducted, on April 30, 1970 and on June 25, the Court lie id that Vv7hiie the attendance zones established by the Board had not been gerrymandered.so as to exclude students of one race from (continued on next page) 4 ■J * The 1973 Appeal On March 15, 1972, the School Board submitted a revised pupil assignment plan (A. 11) which wTould have resegregated 3/ (Continued) particular schools, the Board had not employed "reasonable" means to desegregate the elementary schools. The Court directed that the Board take additional steps to desegregate 3 of the 18 all-black schools, and restrict its freedom of transfer policy to "majority—to—minority11 transfers, but approved the Board's plan in all other respects; the Court also dismissed the action as to the Board of County Commissioners and the State defendants. Plaintiffs also appealed this Order. • On July 14, 1970, the Board filed a report and motion with the Court pursuant to the June 25 Order. It amended its adm.inis — • • , , ^ J , , .! « ... vn 4 « .Vl 1 -rr ^ -■* * ' - - ... 4— m •! n o v ; -)-5» 4“ 1 ~ ir* 4" O ̂ CLlatlV tr. J..UC XC O u-W pCJ.UlJ.u mu.jv-xj.uj - J, — v—*. — * submitted a summary of programs to increase contact between the races, and adopted a resolution to instruct its employees to proceed with construction of two new high schools. On July 17, 1970, the District Court approved the report except that it directed that the all-black schools be paired with 5 adjacent white schools, that no transfers be permitted from the paired schools, and that the Board provide transportation for other students electing to transfer under the majority-to-minority transfer provisions. The Board was directed to file a new plan within seven days showing how the three black and five white schools were to be paired. The Board noticed appeals from this Order and from the June 25, 1970, Order requiring that the three schools be desegre gated . On July 31, 1970, the Board filed a plan for the clustering of the schools and also asked the District Court to stay its Order, and requested that the District Court require complete desegrega tion of all schools in the system. Plaintiffs also moved to add as parties defendant the Board of County Commissioners, the North Carolina State Board of Education and the State Superintendent of Public instruction since the local board had advised the Court that these officials were threatening to withhold funds and facilities to prevent the Board from complying with the Court's order. (continued cn next page) 5 more than 70% of the system's elementary students. The District Court rejected this plan on July 21, 1972, after extensive review of both the facts and the decisions of the Supreme Court and this Circuit. The School Board appealed. 3/ (Continued) By order dated August 17, 1970- the Court accepted the Board's plan for the three schools and joined the additional defendants. September 15, 1970, the Court denied the motions of the state officials and the County Commissioners that they be dismissed as parties defendant, and these parties appealed on September 16, 1970. During the 1970-71 school year the Board's plan remained in effect and this Court postponed argument of the various appeals until after the United States Supreme Court's decisions in the and Mobile cases. Swann v. Charlotte-Meek1 ̂ nbnrc- Pd of Educ;-,— 402- IT. 5. 1 (1971) ; Davis v. Board" of —— lil-—' 402 U.S. 33 (3 971). The case was thereafter briefed and argued before this Court, which on June 10, 1971, remanded this and three other cases "to the respective district courts with instructions to receive from the respective school.boards new plans which will give effect to Swann and Davis." Adams v. School Dist No. 5, 444 F . 2d 99 (4th Cir. 1971). ‘ ' “ * Pursuant to the mandate of this Court, the Board submitted a "Revised Pupil Assignment Plan for the 1971-72 School Year," which the District Court approved, on July 26, 1971 for immediate implementation. On August 23, 1971, the Board applied to Chief Justice Burger for a stay of both this Court's June 10 decision and the subsequent Orders of the District Court, pending certiorari The Chie^. justice denied the Board's application for a stay on August 31, 1971, and on October 26, 1971, the Supreme Court denied the Board s Petition for Certiorari, without dissent. Meanwhile, on September 19, 1971, the Board had requested tlie District Court to reconsider and vacate its order of July 26 in light of certain comments in the Chief Justice's opinion denying a stay. By Memorandum and .Order of December 3, 1971, the District Court authorized the Board to submit amendments to the plan of desegre gation, if it desired, for the 1972-73 school vear. 6 In their Brief on the Board's appeal, plaintiffs contended that the plan approved for 1971-72 was consistent with the decisions of the Supreme Court and this Court, and that the District Court was clearly correct in requiring its continued implementation. The plaintiffs further submitted: . . . that this is the kind of frivolous appeal which warrants an award of double costs and counsel fees as provided by Rule 38 and 39 of the Federal Rules of Appellate Procedure and now particularly by section 718 of the Emergency School Aid Act of 1972* Plaintiffs prayed, in conclusion, . . . that this court should award them double costs and counsel fees on this annual pursuant to Rules 38 and 39 of the Federal Rules of Appellate Procedure and section 718 of the Emergency School Aid Act of 1972 (emphasis added). This Court, on April 30, 1973, affirmed the District Court' denial of the Board's motion to revise its pupil assignment plan, concluding that.: The revision proposed by the Board in its motion would have meant a resegregation of a substantial portion of the school system. Such a revision in the plan would have been constitutionally invalid and the District Court properly rejected it. (A. 48) With regard to plaintiffs' request for double costs and counsel fees for the appeal this Court stated: The appellees have requested this Court to award double costs and counsel fees under Rules 38 and 39, Federal Rules of Appellate Procedure. We are not disposed to' make such an award. However, the appellees are entitled to an allowance of attorneys' fees under Section 718 of the Emergency School Aid Act of 1972. [Citation omitted]. The cause is accordingly remanded to the District Court with directions to make a reasonable allowance for attorneys' fees in favor of appellees for services rendered herein by them subsequent to June 30, 1972. (A. 49) Pursuant to this opinion and mandate, plaintiffs on June 11, 1973, moved for allowance of costs ana expenses and counsel fees sub- r * o or*, J-r* JTi -»v. /-> ̂ ̂97 2 t ̂0 ̂̂ } In a letter to the District Court Clerk dated June 18, 1973 (A. 55-56), the Board questioned whether this Court's mandate of April 30, 1973, intended to include costs. The Board went on to say: We assume that the motion for the allowance of costs is made pursuant to Rule 54 rather than to the mandate of the Court of Jvppeals and that the District Court would have its usual discretion in awarding costs as provided in that Rule. (Z\. 55) (emphasis added) With regard to plaintiffs' request for attorneys' expenses, the Board expressed doubt whether they were "attorney's fees within the mandate of this Court or Section 718 (ibid.). 8 The letter continued as follows: As to the amount of attorney's fees, we would simply leave to the Court a determina tion of what is fair and reasonable under the circumstances. We trust that the standards to be applied by the Court in determining attorneys' fee in this case would be in line with other cases where a unit of government or governmental agency is taxed with attorneys' fees.• Most of the costs listed by the plaintiffs involve transcripts and depositions. Although it is not stated in the Motion, we assume that the plaintiffs are requesting to be reimbursed for the original and one copy of each deposition and transcript. We ask simply that the customary rule be applied to these items, and if it is not usual, for instance, to allow as costs the cost of a copy of depositions, that such an allowance t J .U U U C JL.li _jL CD t U O l In sum we do not question that the plaintiffs are entitled to the attorney's fees mandated by the Court of Appeals, nor that they are entitled to be awarded costs. We simply want to make the Court aware that we are interested in the matter and would not want our silence to be construed as acquiescence in an award that is not usual and customary in these cases.(A. 56) (emphasis added) On September 19, 1973, the Clerk filed a Memorandum and Order taxing costs in favor of plaintiffs in the amount of $2,441.58, and treating plaintiffs' motion as a Bill of Costs pursuant to Local Rule 27(c) (A. 58-63). On the same date, the District Court filed its Order approving the Clerk's action and denying recovery of attorneys' travel and telephone expenses (A. 64-66). On the 9 matter of attorneys' fees the court stated; This case/was filed in 1968 and the Court is aware of the amount and quality of legal services rendered by plaintiffs * counsel" throughout this litigation. The Court has observed with approval the successful manner in which counsel have handled this complicated case. The Court is, however, at this time, only concerned with what is a reasonable allowance for attorneys1 fees fox* the preparation and, argument of an appeal from an order of this Court. (A. 65) (emphasis added) Accordingly, plaintiffs were awarded $2,451.58 as costs and $1/700.00 as attorneys' fees (A. 66). The §718 Motion May 15, 1974, the United States Supreme Court held in Bradley v. School Bd. of Richmond. 416 U.S-. 696, that Section /18 may be applied retroactively where the propriety of' a fee award was pending resolution when the statute became effective. On June 3, 1974, plaintiffs moved that the District Court award them counsel fees, pursuant to § 718, from the initiation of 4/ thxs action on October 2, 1968 until June 30, 1972 (A. 67-68). 4/ Responses to plaintiffs' motion for counsel fees were filed by the County Commissioners, the State Board of Education and the State Superintendent of Public Instruction. Plaintiffs are not appealing the District Court's denial of counsel fees as against these parties and their responses will therefore not be further cons iaered. 10 The Board of Education responded on June 18, 1974, contending (1) that, any claim for attorneys' fees from the institution of this action until the Order of September 19, 1973 had been finally determined and was barred by res judicata, since plaintiff failed to appeal from that Order; (2) that plaintiffs were barred by the doctrine of collateral estoppel from an award of attorneys' fees; and (3) that this is a case in which the District Court should, in its discretion, deny attorneys' fees, because "special circumstances would render such an award unjust" since the Board has acted in good faith throughout the litigation, and had discharged its constitutional responsibility at the .time Section 718 was enacted (A- 70-80). The District Court's Ru1ing On October 31, 1974, the District Court denied plaintiffs any award, of attorneys' fees (A. 81-88) for the following reasons; (1) the September 19, 1973, Order granting plaintiffs costs and counsel fees pursuant to the Fourth Circuit mandate was "then considered to have . . . finally resolved . . . all claims [for fees] from the filing of this action through June 11, 1973" (A. 84); (2) at no time "prior to June 4, 1974, during the long history of this litigation . . . have plaintiffs' counsel specifically and seriously asserted any claim of entitlement to attorneys' fees for services rendered from the date of filing of this action to the 'effective date of the Emergency School Aid Act 11 of 197 2 (July 1, 1972)" (A. 84); (3) the interests of justice did not require the court, in the exercise of its equitable powers, to award attorneys' fees (A. 85); (4) Section 718 as construed in Bradley is applicable only to a situation where the propriety of a fee award was pending resolution on appeal when the statute became effective (A. 86); and (5) even if Bradley extended § 718 to cases in which the fee issue was never litigated before enactment of § 718, it would be manifestly unjust to apply the statute to this case (A. 87). On November 26. 1974, plaintiffs filed Notice of Appeal from the District Court's ruling (A. 91). 12 ARGUMENT I SECTION 713 REQUIRES THE AWARD OF-COUNSEL FEES IN THIS CASE AND THERE ARE NO SPECIAL CIRCUMSTANCES PRESENT IN THIS CASE WHICH WOULD RENDER AN AWARD OF ATTORNEYS ' FEES UNJUST Section 718 of the Education Amendments of 1972, 20 U.S.C. § 1617, represents an intentional Congressional departure from the traditional American rule refusing to include counsel fees 5/ as part of the recoverable costs of litigation. The statute was intended to enlarge the circumstances in which federal district courts would exercise their inherent equitable power 6 / tO ci'WciJrci 1. £rC S / l}0yoriCi the tradit iona.1 IGX'muiatxon requrrmg y"obdurate and obstinate" conduct by school boards. See, Hearings Before the Senate Select Committee on Equal Educational Opportunity, 91st Cong., Part B, pp. 1516-34; 114 Cong. Rec. 10760-64, 11339-45 (Sen. Mondale); 117 Cong. Rec. .11343, 1.1521 (Sen. Coo].) . The United States Supreme Court, in North cross v. Board, of Educ. of Memphis, 412 U.S..427, 428 (1973), held that under §718 5/ See, e.q. Goodhart, Costs, 38 Yale L. J. 849 (1929); Sprague v. Ticonic Nat'l Bank, 307 U.S. .161 (1939); F . D. Rich Co., Inc. v * Industrial Lumber Co., 417 U.S. 116 (1974). 6/ Sprague v. Ticonic Nat’l Bank, supra, 307 U.S., at 164. 7/ E. g ., Bell v. School Bd. of Powhatan County, 321 F.2d 494 (4th Cir. 1963). 13 "the successful plaintiff 'should ordinarily recover an attorney's fee unless special circumstances would render such an award 8/ unjust.'" And in Bradley v. School. Bd. of Richmond, 416 U.S. 696 (1974), a year later, the Court indicated that Section 718 should be given retrospective application, at least where the counsel fee issue had not been finally determined, to authorize the recovery of attorneys' fees for services performed prior to its effective date (July 1, 1972). In the instant case, all of the statutory requirements are 9/ met, and there are no special denial of fees. Final orders h implementing desegregation ana circumstances which would warrant, ave been entered in the case tlixs j_s an ap]32roj3iriati0 j u.ric Jcu tg 8/ See si Iso i Thompson v. School Bd, of Newport. News, 472 F.2d 177 (4th Cir. 1972). 9/ Section 718 states: Upon entry of a final order by a court of the United States against a local educational agency, a state (or any agency thereof), or the United States (or any agency thereof) for failure to comply with any provisions of this chapter or for discrimination on the basis of race, color or national origin in violation cf Title VI of the Civil Rights Act of 1964, or the fourteenth amendment to the Constitution of the United States as they pertain to ele mentary and■secondary education, the court, in its discretion, upon a finding that the pro ceedings were necessary to bring about compliance, may allow the prevailing party, other than the United States, a reasonable attorney's fee as part of the costs. 14 ■ 10/ for the determination and award of fees. The appellee Board of Education has contended that the circumstances of the instant case would render an award of 11/ attorneys' fees unjust. The Board contends that this case is different from Bradley, supra, in that there has been nc finding of an equitable ground for the award of fees; the Board points to its apparent good faith and the findings of the district, court on June 25, 1970, that the school system, in general, was a unitary one (A. 79). But whether the Court would be warranted in finding undue obstinacy on the part of the defendants is not the issue here. The Supreme Court, in Bradley makes clear that such inquirv is not necessary. All that is required is that plaintiffs obtain a final order against defendants enjoining their violation of rights secured by the Constitution 12/ and laws of the United States. This the plaintiffs have done. 10/ It should be noted that under the statute, courts need not render the counsel fee award simultaneously with the underlying final order, Bradley, supra, 416 U.S., at 722-23, On the other hand, the court need not await ultimate dismissal of the lawsuit to enter judgment for fees and costs, but may "award fees and costs incident to the final disposition of interim matters," id. at 273; see also, Smith v. North Carolina State Bd, of Educ., No. 2572 (E.D.N.C. Sept. 26, 1974) 11/ We deal below (Arguments II and ill) with the separate questions whether, despite the fact that this case meets the requirements of § 718, a claim for attorneys' fees in this case is barred because the Statute is inapplicable or because of the doctrine of res judicata. 12/ See also Stanford Daily v. Zurcher, 356 F. .Supp. 18, 25 (N.D. Cal. 1973). 15 The Board's reliance on the District Court's June 25, 1970 13/decision declaring the system a unitary one is misplaced: That decision, which would have left 70 percent of the students segregated, was reversed by this Court on June 10, 1971, with instructions to the District court that it receive new plans which would give effect to the Supreme Court decisions of Swann v . Chari otv.e-Mcchlenburq Bd. of Educ., 402 U.S. 1 (1971) and Davis v. Board of School Comm'rs of Mobile, 402 U.S. 33 (1971). After a plan substantially desegregating the schools was accepted by the district court, the Board attempted to resubmit proposed modifications which would have resegregated more than 70 percent q-F f' hp 1 earnpr'i" r-> rw g rpopu hc 9.+* t ©rP.'P't Jr W02T6** rO^Ctcd ]?V District Court and by this Court,' and it was only after these attempts had failed that the Board finally assented to desegre gation. The Board curiously contends that it was only because of its efforts "to vacate the court's previous orders requiring implementation of [the revised 1971-72 pupil assignment plan] . . . that the opportunity for plaintiffs to bring up the question of attorney's fees before the Court of /appeals arose" (A. 79)." 13/ . In Bradley, this Court had reversed the district court's award of fees in part because it. felt the school board's failure to anticipate Swann was justifiable. 417 F .2d 318, at 327. The Supreme Court held this inquiry irrelevant to § 718. 416 U.S., at 721. 16 Implicit in this statement is the belief that the present action v/ould have terminated and been dismissed if the Board had chosen initially to assent to the revised plan. That is simply untrue in school desegregation cases. The District Court was required to retain jurisdiction in order to insure that a unitary system is actually maintained and established. Raney v. Board of Educ. of Gould, 391 U.S. 443 (1968). The proceedings had not yet been concluded on the effective date of Section 718, and the district court still retains jurisdiction of this case. See note 10, supra. The Board's assertion (A. 79) that its actions in litigation might nave been different if it had known xt subjecting itself to liability for counsel fees is equa thi s was L4/baseless. This apparent concern with liability for counsel fees which the Board asserted below is in sharp contrast to its response to plaintiffs' 1973 motion for appellate counsel fees. In its June 18, 1973, letter to the District Court Clerk, the Board indicated that it would not respond formally to plaintiffs' motion, and that it would assent to an award of counsel fees which -would be "fair and reasonable under the circumstances" (A. 56). Nor is it true, as the Board somewhat vaguely asserted, 14/ The District Court in its Memorandum notes that defendants, during the period for which fees are now claimed, were attempting to follow the law as they believed it to be (A. 87). Assuming that the law was unclear during this period, such a ground is insufficien (continued on next pace)17 that the matter cf counsel fees comes as a complete surprise to it. Since the inception of this case plaintiffs have repeatedly 15/ pressed their claim for counsel fees. Surely the defendants 14/ (Continued) to warrant a court in denying counsel fees. See Newman v. Piggie Park Enterprises, 3 90 U.S. 400 (1968) ; Moody v. Albemarle Paper Co. / 474 F.2d 134,, 140-42 (4th Cir. 1.973); Pe’ctway v. American Cast Iron Pipe Co., 494 F.2d 211, 251-63 (5th Cir. 1974); Baxter v. * 1 2 3 Savannah Sugar Refining Corp. , 495 F.2d 437 (5th Cir. 1974). See also, note 13, supra. 15/ Since both the Board and the District Court have maintained that, plaintiffs never seriously pressed a claim for counsel fees for the 1968-72 period (A. 34), it would be helpful to outline the instances in which this claim has been asserted and renewed. The initial request for attorneys' fees in this action was made in the complaint filed on October 2, 1968 (A. 29) and Amended Complaint pT ion y-p-no i o , i ggg (\, 46^ , <p^prp?ft6r thi« perniest was renewed in the following documents: (1) Plaintiffs 1 Supplemental Memorandum dated May 8, 1970; (2) Appellants' Brief to the Court of Appeals for the Fourth Circuit dated May 16, 1971 (3) Plaintiffs' Response to Defendants' Proposed Modifications of the Desegregation Plan Approved by the Court on July 26, 1971, dated April 12, 1972. None of these requests was formally acted upon. Denial of prayers for fee awards is not lightly inferred from substantive decrees which are silent cri the subject, Sprague v. Ticonic Nat' 1 Bank, 307 U.S. 161, 168-69 (1939); Allegrini v. DeAngelis, 68 F. Supp. 684 (E.D. Pa. 1946), aff'd 161 F.2d'184 (3d Cir. 1947); thus, plaintiffs' claim for attorneys' fees for the period October- 2, 1968 to June 30, 1972 was pending before the district court on July.l, 1972, the effective date of Section 718. 18 have been aware of the claim. Here, as in Bradley, 416 U.S., at 721, there is no tenable ground upon which to suppose that an earlier and firmer apprehension by the school board would have resulted in any more rapid termination of this lawsuit.. Nor is the application of Section 718 an additional and wunforeseen! burden which might operate as an injustice. See Bradley, supra, 416 U.S., at. 716-21. Plaintiffs admit that other school boards may be insulated from the application of Section 718 to support an award of fees for services prior to its effective date, when the right to such an award at earlier stages of a case was actually litigated to judgment (and appellate review) under the "obdurate—obstinate" standard prior to the passage of U Jthe statute. But the mere fortuity that plaintiffs' entitlement 16/ Prior to the passage of Section 718 the district court could have relied on alternative rationales to support a fee award in this suit: (a) the benefit doctrine, e_._cr., Ha 13. v. Cole, 412 U.S. 1 (1973); Mills v. Electric Jratolite C o ., 396 U.S. 375 (1970); (b) the "private attorney-general" theory, e.g., Sims v. Amos, 340 F. Supp. 691 (M.D. Ala), aff'd 409 U.S. 942 (1972); Incarcerated Men of A llen County v. Fair, No. 74-1052 (6th Cir., Nov. 13, 1974); case cited in Gates v. Collier, 489 F.2d 298, 300 n. 1 (5th Cir. 1973), pending on petition for rehearing en banc; in other words, the Board's potential liability for fees in this case was always present 3,7/ in Bradley, for example, plaintiffs received a $75.00 award from the district court in 1964, which this Circuit refused to overturn for inadequacy, 416 U.S., at 699-700. The Supreme Court did not decide that Section 718 should be applied retroactively to tlie extent of reopening this judgment, which had ultimately determined plaintiffs* 1 rig}!t to fees for an ear3.ier portion of the litigation — a question which the Court said was not presented to (continued on next page) - 19 - to a counsel fee award in this case, for which plaintiffs had made claim in their original Complaint, had not been litigated prior to the effective date of Section 718, does not create an injustice to the defendants should it be litigated now. IT. THE DOCTRINES OF RES JUDICATA, WAIVER AND ESTOPPEL ARE INAPPLICABLE TO THIS CASE BECAUSE THE ISSUE OF COUNSEL FEES WAS PENDING ON BOTH THE EFFECTIVE DATE OF SECTION 718 AND ON THE DATE WHEN PLAIN TIFFS MOVED FOR COUNSEL FEES INCURRED FROM OCTOBER 1968 TO JUNE 1972 A. Plaintiffs have repeatedly pressed their claim to counsel fees and have not waived the claim during the coup'se or Lhrs litigalxon.______________ -______ Contrary to the District Court's October 31, 1974, Memorandum, plaintiffs have specifically and seriously asserted and renewed a claim for fees for services rendered prior to the effective date of Section 718 in this case. On at least four occasions plaintiffs moved the District Court and this Court for fees incurred during the period in question. See note 15, supra . While these four motions were made prior to the effective date of 17/ (Continued) it in Bradley. 416 U.S., at 710-11 and n. 14. (The Court indicated in a footnote, however, that even that question could not be definitively answered in the abstract, but only upon consideration of the particular circumstances of each case. Ip•> at 711 n. 15.) 20 Section 718, the failure of the District Court and of this Court to.act upon these motions cannot be construed as a denial, and the fact that plaintiffs did not appeal all orders entered after the motions were made but which did not mention counsel fees, in order to raise the issue before this Court or the Supreme Court (by certiorari), is not a waiver of their claim to counsel fees. The Supreme Court, in Bradley, explicitly approved of the notion that substantive matters should come first, with determination of collateral issues, such as entitlement to attorneys' fees, postponed until a more convenient time. 416 U.S., at 722-23. See also, notes 10, 15, supra. The Court's implicit assertion that plaintiffs' failure continually to raise the issue of attorneys' fees at every stage of the litigation somehow waives their right to such fees, simply 18/ has no merit. Not only has Bradley specifically rejected such an assertion, see note 10, supra, but the general rule prior to Bradley was that attorneys' fees need not be requested until after w the outcome of the litigation. Moreover, as noted above, the 18/ No such requests are necessary or warranted. At the appropriate stage in the proceeding, the court would consider plaintiffs' motion without an annual renewal. See generally, Wright & Miller, Federal Practice and Procedure, Section 2679 6 Moore's Federal Practice 54.77[9]. 19/ See, e ..g. , Sprague v. Ticonic Nat'l Bank, supra, 307 U.S., at 168-69; Union Tank Car Co. v. Isbrandsten, 41.6 F.2d 96 (2d Cir, 1969) Schwarz v. United States, 381 F.2d 6 27 (3rd Cir. 1967); Allegx-ini v. DeAngelis, 68 F. Supp. 684 (E.D. Pa. 1946), aff'd 161 F.2d 184 (3rd Cir. 1947). the 10 (1973); 21 r denial of fees should not be lightly inferred. The interim orders of the District Court and this Court cannot on their face be construed as denials of plaintiffs' motions for counsel fees. A similar argument with respect to various orders during the course of school desegregation litiga tion was rejected in Smith v. North Carolina Bd, of Eauc ., supra. And even if one were to assume that the failure of the District Court to award counsel fees and costs earlier was a denial, it is clearly appropriate for the plaintiffs to await final dis- position of the action before appealing. See Swann v. Charlotte- Mecklenburg Bd. of Nduc., 402 U.S. at 6-8, 12-13. B. Plaintiffs' Claim for an award of counsel fees for the period prior to the effective date of Section 718 is not barred by the doctrine of res judicata because the.District Court's September 19, 1973 order dealt only with counsel fees for an appeal to this Court.______________________________________ Despite defendants' emphatic arguments to the contrary in support of'their contention that plaintiffs' claim for counsel fees was bari'ea by res judicata (A. 76-78)-- arguments apparently not explicitly accepted by the District Court (see A. 84) — 20/ 2.0/ See Sprague v. Ticonic Nat’l Bank, supra, 307 U.S., at 168-69; Allegrini v. DeAnqelis, supra. Cf. Union Tank Car Co. v. Isbrandsten, supra, 416 F.2d, at 97; Schwarz v. United States, supra, 381 F.2d, at 631. 22 the issue of plaintiffs' entitlement to an award of counsel fees for the period from October 1968 to June 30, 1972, has not been litigated and is not barred by principles of res -judicata. This issue was still pending before the District Court when plaintiffs moved for fees in June, 1974. A review of the events leading to the District Court's September 19, 1973, Order shows clearly that the Order fixed counsel fees for a limited portion of this litigation, and was not intended as a final resolution of plaintiffs' claim for counsel fees for the entire case. In its opinion issued April 30, 1973, this Court stated: The cause is accordingly remanded to the district court to make reasonable allowance for attorneys' fees in favor of the appellees for services rendered herein by them subse quent to June 30, 197 2 (A.’ 4 9). The relief ordered by this Court must be considered in light 21/ of the plaxntiffs' prayers. In their Brief to this Court, 21/ Defendants' claims might'be more tenable had plaintiffs sought from tliis Court in 1973 an award of fees for the entire litigation — and been limited by this Court to an award of fees for the period after the effective date of Section 718, in accordance with this Court's interpretation of the statute's applicability at that time, Thompson v . School Bd . of Newport News, supra. See Brewer v . School Bd. of Norfolk, 500 F.2d 1129, 1130 (4th Cir. 1974) (appeal of adequacy of limited fee award directed by this Court in 1972 when it rejected §718 claims, 456 F -2d 943, remanded "wdth instructions to determine and award to the plaintiffs such reasonable attorneys’ fees as may be appropriate under §710 as construed by the Supreme Court in Bradley . . . without limitation to what they did with respect to the issue of free transportation"). 23 plaintiffs requested an award of double costs and counsel fees pursuant to Rules 38 apd 39 of the Federal Rules of Appellate Procedure, or an award of fees on the appeal pursuant to Section 718. This request for attorneys' fees related solely to services rendered in connection with the appeal; in their brief plaintiffs stated: Additionally, Section 718 of the Emergency School Aid Act warrants an award of counsel fees and costs on this appeal. (emphasis supp]led) Thus, this Court never considered the question of the propriety of counsel fees in connection with services performed in this j rv~. if i ^ t ’O "tlVv2* I On June 11, 1973, the plaintiffs moved in the District Court for an award of counsel fees and for recovery of their costs and expenses (A. 50-54). Plaintiffs’ motion was made "pursuant to the Opinion and Mandate of the United States Court of Appeals for the Fourth Circuit" (A. 50); as noted, this mandate concerned plaintiffs1 request for counsel fees in connection with the appeal. 24 - Iij its Order of September 19, 1973, the District Court stated: The Court is, however, at this time only concerned with what is a reasonable allowance for attorneys' fees for the preparation and argument of an appeal from an order of this Court (A. 65). The above-quoted statement from the Order of September ]9 indicates that the District Court was aware of the limited nature of plaintiffs' request to this Court for attorneys' fees. lit j.s true that, plaintiffs' motion in the District Court asked for costs from the inception of the case as well as tor _ 22/ tees in connection wi th i o?1 ?nnr,ri ........ - j T -*- • XxKJ V tdj.. f Cv JL tor L> c i 3. U. b ■ costs, the Court merely approved the "Clerk's Memorandum and Order- Taxing Costs" dated September 14, 1973 (A. 66), which itself treated plaintiffs' motion, as a Bill of Costs required by Local Rule 27(c) and taxed costs in favor of plaintiffs pursuant to Rule 54(d) of the Federal Rules of Civil Procedure (A.. 59). Plaintiffs' motion for counsel fees, on the ether hand, was made pursuant to the mandate of this Court, which related only to fees 22/ Plaintiffs' recovery of costs for the period of this litiga tion prior to the appeal does not bar their request for counsel fees. A subsequent request for an award of fees is not barred even wi Supp. cui dwara or rees is not barred e' /here costs were previously taxed, Allegrlnl v. DeAnqelis, 68 F. >upp. 684 (E.D. Pa. 1946) aff'd 161 F.2d 184 (3rd Cir. 1947). 25 - in connection with the appeal. Therefore, the issue of the propriety of fees for services prior to the appeal remained "pending” before the District Court after the September 19, 1973 23/ Order was entered. i i: THE ERADLEY DECISION MAKES §718 APPLICABLE TO ALL CASES IN WHICH THE ISSUE OF COUNSEL FEES WAS PENDING RESOLUTION ON ITS EFFECTIVE DATE, AND IS NOT LIMITED TO CASES IN WHICH THE SPECIFIC ISSUE WAS PENDING RESOLUTION ON APPEAL AT (A. 85-66), that the statutory construction rule of Bradley is applicable only to the situation where the propriety of a fee award was pending resolution on appeal at the time Section 718 became law; and that Bradley is therefore inapplicable tc this case. This position is clearly specious. 23/ While the District Court's September 19, 1973, Order may be construed to indicate that the fees awarded were those to which plaintiffs were entitled "under 718 of the Emergency School Aid Act of 1972" (A^^64, 65), the Order plainly states that the allowance of attorneys' fees is made pursuant to the mandate of this Court (A. 65, 66). As noted, plaintiffs' request to this Court for fees was limited to sendees in connection with the appeal. This Court never decided the question of the propriety of fees for the period' from October 1968 to June 30, 1972, a fact which the School Beard necessarily recognized in its letter to the District Court Clerk acknowledging that counsel fees would be awarded pursuant to the mandate of this Court (A. 55-56). Bradley described the .issue presented by the case as one involving the applicabi.l itv of Section ? 18 to attorneys ’ fees "incurred prior to" its effective date, 416U.S., at 710 (emphasis added). The Supreme Court indicated that its resolution of this question required. its specific disposition of Bradley — application of the statute so as to change the result of a district court decree rendered prior to its effective date, but pending on appeal at that date? . . . The Board appealed from that award, and its appeal was pending when Congress . enacted §718. The question, properly viewed, then, is not simply, one relating to the pro priety of retroactive application of §718 [24/] to services rendered prior to its enactment, I v n 1' r r - j - V i n r n r ^ p y~f.s 1 ^ i •n r r f O f p n n l i f f h -' 1 ' i f ' ' , r or that section to a situation where the propriety of a. fee award was pending resolution on appeal when the statute became law. 41G IT. S . at 710 (emphasis added), 24/ Application of the principle of statutory construction enunciated in Bradley (and Thorpe and Schooner Peggy, relied upon by the Supreme Court) to future district court awards for past services is a simpler question than its application to alter a district court judgment because it docs not implicate the policy considerations relevant to prospective or retrospective application. In the textual paragraph and notes following the passage quoted, the Court referred to these additional consider ations : This Court in the past has recognized ct distinction between the application cf a change in the law that takes place while a case is on direct review on the one hand, and - 27 - (Continued on next page) After distinguishing the circumstances of Bradley from cases in which the Court might be asked to reopen "final" adjudications in light of changes in law (see note 24, supra), • the Court affirmed the principles which governed ins disposition in the matter before it, and which must be applied here: We anchor our holding in this case on the principle that a court is to apply the law in effect at the time it renders its decision, unless doing so would result in manifest injustice or there is statutory direction or legislative history to the contrary. Ibid Court concluded its discussion of the principles cf statutory construction as follows: 2<i/ (Continued) wits effect on a final judgment under collateral attack,— '' on the other hand. Linkletter v. W alker, 381 U . S «, G18, G27 (1965) . Wre are concerned here only with direct review. 14/ By final judgment we mean on€2 where "the availability of appeal" has been exhausted or has lapsed, and the time to petition for certiorari lias passed." Linkletter v. Walker, 381 U.S. 613, 622 n. 5 (1965). 15/ In Chicot County Drainage District v . Baxter State Bank, 308 U.S. 371, 374 (1940), the Court noted that the effect of a subsequent ruling of invalidity on a prior final judgment under collateral attack is subject, to no fixed "principle of absolute retroactive invalidity" but depends upon consideration of "particular relations . . . and particular conduct." . . . 28 - (Continued on next page; The availability of §718 to sustain the award of fees against the Board therefore merely serves to create an additional basis or source for the Board's potential obligation to pay attorneys’ fees. [See note 16 supra!. It does not impose an additional or unforeseeable obligation upon it. 416 u.; Accordingly, upon considering the parties, the nature of the rights, and the impact of §718 upon those rights, it cannot be said that the application of the statute to an award of fees for services rendered prior to its effective date, in an action pending on that date, would cause "manifest injustice," as that term is used in Thorpe, so as to compel an exception of the case from the rule of Schooner Peggy , at 721 (emphasis added). T n O c G ^ 3 6 '- d C S . v ' y*> v~ a r~- -i ^ 1 <o> C -^1 ̂ T 'T _ O ̂ ** Bradley? so long as a request for attorneys1 fees is properly before a district court on the effective date of the statute, whether or not an award is sought for services performed prior to that time. Section 718 is to be applied, and requires the Court to make an award of reasonable" attorneys* fees unless there are "special circumstances which would render such an award unjust." 24/ (Continued) The Court held that the statute would be given retrospective application in Bradley to alter a judgment pending on appeal on its effective aa.te (although, as set forth in the passages quoted in this note, the Court did not pass upon the possibility that §718 could be applied to reopen "final" judgments). A fortiori, the statute is to be applied in cases such as the instant one, in which there had never been an adjudication of plaintiffs* claim for counsel fees prior to the effective date of the statute. 29 CONCLUSION For the foregoing reasons, the judgment of the District Court should be reversed and the cause remanded, as in Brewer, supra, "with instructions to determine and award to'the plaintiffs . . . reasonable attorneys’ fees" for the period from the inception of this action until the effective date of §718. Respectfully submitted, m m . beVOfTNI r.lIAMBERS :hambers, Stein & Ferguson .951 S. Independence Boulevard Char]of te M'rth carolin? 78^02 JACK GREENBERG JAMES M. NABRIT, III NORMAN J. CHACHKIN 10 Columbus Circle New York, New York 10019 Attorneys for Plaintiffs-Appellant 30 CERTIFICATE OF SERVICE I hereby certify that on this 25th day of February, 1975, I served two copies of the Brief for Appellants in the above-captioned matter upon counsel for the parties herein, by depositing same in the United States mail, first class postage prepaid, addressed as follows: William F. Maready, Esq. P. 0. Box 2860 Winston-Salem, North Carolina 27102 Hon. Andrew A. Vanore, Jr., Esq. P. 0. Box 629 Raleigh, North Carolina 27602 P. Eugene Price, Jr., Esq. G c v e iji i i ie n l. Cg iic.c:ir Winston-Salem, North Carolina 27101 31