Scott v Winston Salem Board of Education Brief for Appellants
Public Court Documents
February 1, 1975
37 pages
Cite this item
-
Brief Collection, LDF Court Filings. Scott v Winston Salem Board of Education Brief for Appellants, 1975. 0b3a9cce-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/2e946855-d4bf-4c30-a80b-8686536a7424/scott-v-winston-salem-board-of-education-brief-for-appellants. Accessed November 03, 2025.
Copied!
;-T t ::u ,
irrr • .. c api
(•O! TilE YOUR'iN CIRCUIT
1V0. 75—305S
c . s c o t?, <-.t ai..,
Piaiiitirf£ -Appell&ncs,
V! ; £S VO-T- J 'AI.EM/>• 0 RSYTH COUNTY
• T&S&HD 01 EDUCATION, eh. a L f
Def er-davits-App; 'ller.o.
Appeal NrO’-. "faited States District Court;
The diddle District Of North Carolina
•/. i - it-1 o> a--0 a 1 ora Div is ten
'■ rr.*r : i .r ....
POR
o'. ~rr.r_r n- •.rt.: ■
lYPEiiANTS
i.t'rr zz rotr
J. LeVOKNE CHAMBER,*
ChaiPberu , St&ir. & Fer9u.sc:?
. 951 S. In( • ■ Boulevard
Charlotte, Worth Carolina. 20202
JACK GREE1-TBB RG
JAKES m . FABRIC?, III
NORMAN J. OH&CHRIN
10 Coiunlrus Circle
Hew York, New York 100x2
.01 eys f €•>r ■ Pi air ;
INDEX
Page
Issue Presented For R e v i e w..... ......................... 1
Statement of the Case .................................... 2
Statement of Facts .......... ............................. 3
Argument
I. Section 718 Requires The Award Of
Counsel Fees In This Case And There
Are No Special Circumstances Present
In This Case Which Would Render An
Award Of Attorneys1 Fees Unjust.......... 13
II. The Doctrines Of Res Judicata, Waiver
And Estoppel Are Inapplicable To This
Case Because The Issue Of Counsel Fees
Was Pending On Both The-Effective
Date Of Section 718 And On The Date
( O p Ip i f c Counsel
Incurred From October 1968 To June
1972......................... .......... . 20
A. Plaintiffs have repeatedly
pressed their claim to counsel
fees and have not waived the
claim during the course of this
litigation.... ........................ 20
B. Plaintiffs' claim'for an award of
counsel fees for the period prior
to the effective date of Section
718 is not barred by the doctrine
of res judicata because the
District Court's September 19,
1973 order dealt only with counsel
fees for an appeal to this court.... 22
III. The Bradley Decision Makes §718 Appli
cable To All Cases In Which The Issue
Of Counsel Fees Was Pending Resolution
On Its Effective- Date, And Is Not
Limited To Cases In Which The Specific
Issue Was Pending Resolution On Appeal
At That Time.............................. 26
Conclusion 30
Table of Authorities
Cases :
Paqe
Allegrini v. DeAngelis, 68 F. Supp. 684 (E.D.
Pa. 1946,', aff' d. 161. F.2d 184 (3d Cir.
1947) ........................................ . 18n, 21n, 22n, 25n
Baxter v. Savannah Sugar Refining Corp., 495
F . 2d 437 (5th Cir. 1974) ................... ..... 18n
Bell v. School Bd. of Powhatan County, 321
F .2d 494 (4th Cir. 1963) . .................. . 13n
Bradley v. School Bd. of Richmond, 416 U.S. 696
(1974) ........................... ................ . 2, 3, 10, 12, 14,
15, 16n, 19, 20n,
21, 23n , 26 , 27,
28, 29
Brewer v. School Bd . of Norfolk, 500 F.2d
1129 (4th Cir. 1974) ................. .......... . 2 9n , 30
T9 t r ’ c n ▼ T T5 i' s n v* ■C C /~\ "1 Z- ' /'.w r - ® V* Q p -f - * ft <-.1-. •! 1 r --
i -S v t .J V • Vwi kJ O.. U ' - i i U J i- V_L U11 J_ O O J_ i ' lU J J X X C . ;
402 U.S. 33 (1971) . ............................................ ..... 6n , 16
F.D. Rich Co., Inc. v. Industrial Lumber Co.,
417 U.S. 116 (1974) .......................................................................................................................................... 13n
Gates v. Collier, 489 F.2d 298 (5th Cir. 1973),
pending on petition for rehearing en banc . . . 19n
Hall v. Cole, 412 U.S. 1 (1973) ...................................................................................................... 19n
Incarcerated Men of Allen County v. Fair, No.
74-1052 (6th Cir., Nov. 13, 1974) _______________________________. 19n
Mills v. Electric Autolite Co., 396 U.S. 375 (1970) 19n
Moody v. Albemarle Paper Co., 474 F.2d 134 (4th
Cir. 1973) ..................................... 18n
Nesbit v. Statesville City 3d. of Educ., 418 F.2d
1040 (4th Cir. 1969) .......................... 4n
Newman v. Piggie Park Enterprises, 390 U.S. 400
(1968) ...... ,....... ....................... .. 13n
i i
Table of Authorities (continued)
Cases (continued):
Pa ere .
Northcross v. Board of Educ. of Memphis, 412
U.S. 427 (1973) .................. ......... .. . 13
Pettway v. American Cast Iron Pipe Co., 494
F.2d 211 (5th Cir. 1974) .................. .. . 18n
Raney v. Board of Educ. of Gould, 391 U.S.
443 (1968) ................. ........ ....... .. . 17
Schwarz v. United States, 381 F.2d 627 (3d Cir.
1967) ........................... ;........ . . . 2In, 22n
Sims v. Amos, 340 F. Supp. 691 (M.D. Ala.), aff'd
409 U.S. 942 (1972) ..... ................... 1 9n
Smith v. North Carolina State Bd. of Educ., No.
'2572 (E.D.N.C., Sent. 26, 1974) ....... ...... . 15n, 27
Spxague v. Ticonic Nat1 i Bank, 307 U.S. ibr (1939) l3n, i8n, 2 in-, 22n
Stanford Daily v. Zuircher, 366 F. Supp. 18 (N.D.
Cal. 1973) .............................. . . . 15n
Swann v. Charlotte-Mecklenburg Bd. of Educ:.,
402 U.S. 1 (1971) ..... ....................... 6n, 16, 22
Thompson v. School Bd. of.Newport News, 472 F.2d
177 (4th Cir. 1972) .............. ..........
Thorpe v. Housing Authority of Durham, 393 U.S.
268 (1969) .................................... . 27n
Union Tank Car Co. v. Isbrand’csen, 416 F.2d 96
(2d Cir. 1969) ....................... , . 2 In, 22n
United States v. Schooner Peggy, 1 Cr. 103 (1801). 27n
Statute:
20 U.S.C. §1617 [§718, Education Amendments of
1972] ................................ ....... . 1, 2, 3, 10, 12, 13,
14, 16n, 17, lOn, 19n,
20, 22, 23n, 24, 27,
2 9
Page
Rules:
F.R.A.P. 38, 39 ........................ ........... 24
F.R. Civ. P. 54(d) ....................... 2, 25
O ther Author it leg;:
114 Cong. Rec. 10760-64, 11339-45 ................ 13
117 Cong. Rec. 11343, 11521 ......... . 13
Goodhart, Costs, 38 Yale L.J. 849 (1929) .......... 13n
Hearings Before the Senate Select Committee on
Equal Educational Opportunity, 91st Cong.,
Part B, pp. 1516-34 .................. ....... . 13
6 Moore's Federal Practice 54.77 [9] .............. 21n
10 Wright & Miller, Federal Practice and
Procedure §2679 (1973) ............ . . ........ 21n
Table of Authorities (continued)
rv
IN THE
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
NO. 75-1059
CATHERINE C. SCOTT, et. al. ,
Plaintiffs-Appellants,
v.
WINSTON-SALEM/FORSYTH COUNTY
BOARD OF EDUCATION, et al.,
Defendants-Appellees.
Appeal From The United States District Court
For The Middle District Of North Carolina
Winston-Salem Division
BRIEF FOR APPELLANTS
Issue Presented For Review
Did the District Court err in failing to- award counsel fees
to plaintiffs pursuant to Section 718 of the Education Amendments
of 1972, 20 U.S.C. § 1617, because costs had previously been taxed
in this matter when the Court awarded fees for appellate
proceedings pursuant to the mandate of this Court?
Statement o_f_ the Case
This appeal challenges the refusal of the District Court to
award prevailing plaintiffs in this school desegregation case
reasonable attorneys' fees for the period from October 2, 1968
until June 30, 1972, pursuant to Section 718 of the Education
Amendments of 1972, 20 U.S.C. § 1617, as interpreted by the
United States Supreme Court in Bradley v. School Bd. of Richmond,
416-U.S. 696 (1974).
The District Court held., first, that Section 718 was
inapplicable to this case because it considered its September 19,
1973 Memorandum and Order, awarding attorneys' fees for appellate
proceedings pursuant to the mandate of this Court in 1973 (A. 47-
2/
49) and approving a Clerk's Memorandum taxing costs pursuant
to F.R.C.P. 54(d), to be a final determination of plaintiffs'
right to be awarded counsel fees for all prior proceedings (trial
or appellate) in this case; and second, that the interests of
justice did not require an award of fees in this case.
2/ References are to the Appendix on this appeal.
2
Plaintiffs demonstrate herein that, to the contrary, the
September 19, 1973 Order dealt only with attorneys' fees on
appeal to this Court, so that plaintiffs' prayers for a counsel'
fee award for district court proceedings are still ''pending
resolution" within the meaning of Bradley, supra; and that there
are no circumstances present in this case which would render an
aw’ard of counsel fees unjust.
Statement of Facts
Background
This school desegregation case was instituted by Negro
parents and children of Forsyth County, North Carolina, on
October 2, 1968, seeking injunctive relief against racially
discriminatory practices by the defendants in the operation and
administration of the Winston-Salem/Forsyth County Public: Schools
(R. 16-29). Plaintiffs alleged in their complaint that Negro
and white students, teachers and school personnel were being
assigned to separate schools on the basis of race; that school
budgets, construction of school facilities, bus routes and extra
curricular activities and programs were being authorized,
sanctioned and promoted by defendants on.the basis of race and
color; that defendants County Commissioners, State Board of
Education and State Superintendent of Public Instruction were
dissuading and obstructing the institution and adoption of programs,
practices and policies which would eliminate racial segregation
in the Winston-Salem/Forsyth County School System and were
administering policies and practices to promote and perpetuate
racial discrimination in the school system; that defendants
refused to take appropriate and necessary steps to desegregate.
In addition to seeking elimination of the vestiges of the
dual school system, both the original and Amended Complaint
asked that plaintiffs be awarded their costs, including reasonable
counsel fees, and that the Court retain jurisdiction of the case
to award such further relief as it might deem necessary (A. 29f
3/
46). The early history of the case is set out in the margin.
3/ Following the joinder of issue but prior to completion of
discovery, and following this Court's decision in Kesb.it v.
Statesville City Bd. of Educ. , 418 F . 2d 1040 (4t.h Cir. .1969),
plaintiffs on December 17, 1969 moved for a preliminary injunction
requiring complete desegregation of the schoo.1. system no later
than February 1, 1970. The District Court conducted a hearing on
January 9, and on January 19, 1970, directed the Board to desegre
gate the facu3.ti.es in each school effective with the beginning of
the second semester of the 1969-7 0 school year-, but in no event
later than February 1, 1970. Following further hearings on
February 17, 1970, the District Court entered an order denying the
motion of plaintiffs for a preliminary injunction and expediting
the matter for final hearing on the merits. The plaintiffs noticed
an appeal from the denial of their motion for preliminary injunc
tion.
The Board filed a plan of desegregation on February 16, 1970,
pursuant to an extension granted, by the Court; plaintiffs objected
to the plan because it would have left more than 70 percent of the
black and white students in racially segregated schools. Hearings
were conducted, on April 30, 1970 and on June 25, the Court lie id
that Vv7hiie the attendance zones established by the Board had not
been gerrymandered.so as to exclude students of one race from
(continued on next page)
4
■J *
The 1973 Appeal
On March 15, 1972, the School Board submitted a revised
pupil assignment plan (A. 11) which wTould have resegregated
3/ (Continued)
particular schools, the Board had not employed "reasonable"
means to desegregate the elementary schools. The Court directed
that the Board take additional steps to desegregate 3 of the 18
all-black schools, and restrict its freedom of transfer policy
to "majority—to—minority11 transfers, but approved the Board's plan
in all other respects; the Court also dismissed the action as to
the Board of County Commissioners and the State defendants.
Plaintiffs also appealed this Order.
• On July 14, 1970, the Board filed a report and motion with
the Court pursuant to the June 25 Order. It amended its adm.inis —
• • , , ^ J , , .! « ... vn 4 « .Vl 1 -rr ^ -■* * ' - - ... 4— m •! n o v ; -)-5» 4“ 1 ~ ir* 4" O ̂ CLlatlV tr. J..UC XC O u-W pCJ.UlJ.u mu.jv-xj.uj - J, — v—*. — *
submitted a summary of programs to increase contact between the
races, and adopted a resolution to instruct its employees to
proceed with construction of two new high schools. On July 17,
1970, the District Court approved the report except that it
directed that the all-black schools be paired with 5 adjacent
white schools, that no transfers be permitted from the paired
schools, and that the Board provide transportation for other
students electing to transfer under the majority-to-minority transfer
provisions. The Board was directed to file a new plan within seven
days showing how the three black and five white schools were to be
paired. The Board noticed appeals from this Order and from the
June 25, 1970, Order requiring that the three schools be desegre
gated .
On July 31, 1970, the Board filed a plan for the clustering
of the schools and also asked the District Court to stay its Order,
and requested that the District Court require complete desegrega
tion of all schools in the system. Plaintiffs also moved to add
as parties defendant the Board of County Commissioners, the North
Carolina State Board of Education and the State Superintendent of
Public instruction since the local board had advised the Court that
these officials were threatening to withhold funds and facilities
to prevent the Board from complying with the Court's order.
(continued cn next page)
5
more than 70% of the system's elementary students. The District
Court rejected this plan on July 21, 1972, after extensive review
of both the facts and the decisions of the Supreme Court and this
Circuit. The School Board appealed.
3/ (Continued)
By order dated August 17, 1970- the Court accepted the
Board's plan for the three schools and joined the additional
defendants. September 15, 1970, the Court denied the motions of
the state officials and the County Commissioners that they be
dismissed as parties defendant, and these parties appealed on
September 16, 1970.
During the 1970-71 school year the Board's plan remained in
effect and this Court postponed argument of the various appeals
until after the United States Supreme Court's decisions in the
and Mobile cases. Swann v. Charlotte-Meek1 ̂ nbnrc- Pd
of Educ;-,— 402- IT. 5. 1 (1971) ; Davis v. Board" of
—— lil-—' 402 U.S. 33 (3 971). The case was thereafter briefed and
argued before this Court, which on June 10, 1971, remanded this
and three other cases "to the respective district courts with
instructions to receive from the respective school.boards new plans
which will give effect to Swann and Davis." Adams v. School Dist
No. 5, 444 F . 2d 99 (4th Cir. 1971). ‘ ' “ *
Pursuant to the mandate of this Court, the Board submitted
a "Revised Pupil Assignment Plan for the 1971-72 School Year,"
which the District Court approved, on July 26, 1971 for immediate
implementation. On August 23, 1971, the Board applied to Chief
Justice Burger for a stay of both this Court's June 10 decision
and the subsequent Orders of the District Court, pending certiorari
The Chie^. justice denied the Board's application for a stay on
August 31, 1971, and on October 26, 1971, the Supreme Court denied
the Board s Petition for Certiorari, without dissent. Meanwhile,
on September 19, 1971, the Board had requested tlie District Court
to reconsider and vacate its order of July 26 in light of certain
comments in the Chief Justice's opinion denying a stay.
By Memorandum and .Order of December 3, 1971, the District Court
authorized the Board to submit amendments to the plan of desegre
gation, if it desired, for the 1972-73 school vear.
6
In their Brief on the Board's appeal, plaintiffs contended
that the plan approved for 1971-72 was consistent with the
decisions of the Supreme Court and this Court, and that the
District Court was clearly correct in requiring its continued
implementation. The plaintiffs further submitted:
. . . that this is the kind of frivolous
appeal which warrants an award of double
costs and counsel fees as provided by Rule
38 and 39 of the Federal Rules of Appellate
Procedure and now particularly by section
718 of the Emergency School Aid Act of 1972*
Plaintiffs prayed, in conclusion,
. . . that this court should award them
double costs and counsel fees on this annual
pursuant to Rules 38 and 39 of the Federal
Rules of Appellate Procedure and section 718
of the Emergency School Aid Act of 1972
(emphasis added).
This Court, on April 30, 1973, affirmed the District Court'
denial of the Board's motion to revise its pupil assignment
plan, concluding that.:
The revision proposed by the Board in its
motion would have meant a resegregation of
a substantial portion of the school system.
Such a revision in the plan would have been
constitutionally invalid and the District
Court properly rejected it. (A. 48)
With regard to plaintiffs' request for double costs and counsel
fees for the appeal this Court stated:
The appellees have requested this Court
to award double costs and counsel fees under
Rules 38 and 39, Federal Rules of Appellate
Procedure. We are not disposed to' make such
an award. However, the appellees are entitled
to an allowance of attorneys' fees under
Section 718 of the Emergency School Aid Act
of 1972. [Citation omitted].
The cause is accordingly remanded to the
District Court with directions to make a
reasonable allowance for attorneys' fees
in favor of appellees for services rendered
herein by them subsequent to June 30, 1972.
(A. 49)
Pursuant to this opinion and mandate, plaintiffs on June 11, 1973,
moved for allowance of costs ana expenses and counsel fees sub-
r * o or*, J-r* JTi -»v. /-> ̂ ̂97 2 t ̂0 ̂̂ }
In a letter to the District Court Clerk dated June 18, 1973
(A. 55-56), the Board questioned whether this Court's mandate
of April 30, 1973, intended to include costs. The Board went
on to say:
We assume that the motion for the allowance
of costs is made pursuant to Rule 54 rather
than to the mandate of the Court of Jvppeals
and that the District Court would have its
usual discretion in awarding costs as provided
in that Rule. (Z\. 55) (emphasis added)
With regard to plaintiffs' request for attorneys' expenses,
the Board expressed doubt whether they were "attorney's fees
within the mandate of this Court or Section 718 (ibid.).
8
The letter continued as follows:
As to the amount of attorney's fees, we
would simply leave to the Court a determina
tion of what is fair and reasonable under
the circumstances. We trust that the standards
to be applied by the Court in determining
attorneys' fee in this case would be in line
with other cases where a unit of government
or governmental agency is taxed with attorneys'
fees.•
Most of the costs listed by the plaintiffs
involve transcripts and depositions. Although
it is not stated in the Motion, we assume that
the plaintiffs are requesting to be reimbursed
for the original and one copy of each deposition
and transcript. We ask simply that the customary
rule be applied to these items, and if it is not
usual, for instance, to allow as costs the cost
of a copy of depositions, that such an allowance
t J .U U U C JL.li _jL CD t U O l
In sum we do not question that the plaintiffs
are entitled to the attorney's fees mandated by
the Court of Appeals, nor that they are entitled
to be awarded costs. We simply want to make the
Court aware that we are interested in the matter
and would not want our silence to be construed
as acquiescence in an award that is not usual and
customary in these cases.(A. 56) (emphasis added)
On September 19, 1973, the Clerk filed a Memorandum and Order
taxing costs in favor of plaintiffs in the amount of $2,441.58,
and treating plaintiffs' motion as a Bill of Costs pursuant to
Local Rule 27(c) (A. 58-63). On the same date, the District Court
filed its Order approving the Clerk's action and denying recovery
of attorneys' travel and telephone expenses (A. 64-66). On the
9
matter of attorneys' fees the court stated;
This case/was filed in 1968 and the Court
is aware of the amount and quality of legal
services rendered by plaintiffs * counsel"
throughout this litigation. The Court has
observed with approval the successful manner
in which counsel have handled this complicated
case. The Court is, however, at this time, only
concerned with what is a reasonable allowance
for attorneys1 fees fox* the preparation and,
argument of an appeal from an order of this
Court. (A. 65) (emphasis added)
Accordingly, plaintiffs were awarded $2,451.58 as costs and
$1/700.00 as attorneys' fees (A. 66).
The §718 Motion
May 15, 1974, the United States Supreme Court held in
Bradley v. School Bd. of Richmond. 416 U.S-. 696, that Section
/18 may be applied retroactively where the propriety of' a fee
award was pending resolution when the statute became effective.
On June 3, 1974, plaintiffs moved that the District Court award
them counsel fees, pursuant to § 718, from the initiation of
4/
thxs action on October 2, 1968 until June 30, 1972 (A. 67-68).
4/ Responses to plaintiffs' motion for counsel fees were filed
by the County Commissioners, the State Board of Education and the
State Superintendent of Public Instruction. Plaintiffs are not
appealing the District Court's denial of counsel fees as against
these parties and their responses will therefore not be further
cons iaered.
10
The Board of Education responded on June 18, 1974, contending
(1) that, any claim for attorneys' fees from the institution of
this action until the Order of September 19, 1973 had been
finally determined and was barred by res judicata, since plaintiff
failed to appeal from that Order; (2) that plaintiffs were barred
by the doctrine of collateral estoppel from an award of attorneys'
fees; and (3) that this is a case in which the District Court
should, in its discretion, deny attorneys' fees, because "special
circumstances would render such an award unjust" since the Board
has acted in good faith throughout the litigation, and had
discharged its constitutional responsibility at the .time Section
718 was enacted (A- 70-80).
The District Court's Ru1ing
On October 31, 1974, the District Court denied plaintiffs
any award, of attorneys' fees (A. 81-88) for the following
reasons; (1) the September 19, 1973, Order granting plaintiffs
costs and counsel fees pursuant to the Fourth Circuit mandate
was "then considered to have . . . finally resolved . . . all
claims [for fees] from the filing of this action through June 11,
1973" (A. 84); (2) at no time "prior to June 4, 1974, during the
long history of this litigation . . . have plaintiffs' counsel
specifically and seriously asserted any claim of entitlement to
attorneys' fees for services rendered from the date of filing of
this action to the 'effective date of the Emergency School Aid Act
11
of 197 2 (July 1, 1972)" (A. 84); (3) the interests of justice
did not require the court, in the exercise of its equitable
powers, to award attorneys' fees (A. 85); (4) Section 718 as
construed in Bradley is applicable only to a situation where
the propriety of a fee award was pending resolution on appeal
when the statute became effective (A. 86); and (5) even if
Bradley extended § 718 to cases in which the fee issue was
never litigated before enactment of § 718, it would be manifestly
unjust to apply the statute to this case (A. 87).
On November 26. 1974, plaintiffs filed Notice of Appeal from
the District Court's ruling (A. 91).
12
ARGUMENT
I
SECTION 713 REQUIRES THE AWARD OF-COUNSEL
FEES IN THIS CASE AND THERE ARE NO SPECIAL
CIRCUMSTANCES PRESENT IN THIS CASE WHICH
WOULD RENDER AN AWARD OF ATTORNEYS ' FEES
UNJUST
Section 718 of the Education Amendments of 1972, 20 U.S.C.
§ 1617, represents an intentional Congressional departure from
the traditional American rule refusing to include counsel fees
5/
as part of the recoverable costs of litigation. The statute
was intended to enlarge the circumstances in which federal
district courts would exercise their inherent equitable power
6 /
tO ci'WciJrci 1. £rC S / l}0yoriCi the tradit iona.1 IGX'muiatxon requrrmg
y"obdurate and obstinate" conduct by school boards. See, Hearings
Before the Senate Select Committee on Equal Educational
Opportunity, 91st Cong., Part B, pp. 1516-34; 114 Cong. Rec.
10760-64, 11339-45 (Sen. Mondale); 117 Cong. Rec. .11343, 1.1521
(Sen. Coo].) .
The United States Supreme Court, in North cross v. Board, of
Educ. of Memphis, 412 U.S..427, 428 (1973), held that under §718
5/ See, e.q. Goodhart, Costs, 38 Yale L. J. 849 (1929); Sprague
v. Ticonic Nat'l Bank, 307 U.S. .161 (1939); F . D. Rich Co., Inc.
v * Industrial Lumber Co., 417 U.S. 116 (1974).
6/ Sprague v. Ticonic Nat’l Bank, supra, 307 U.S., at 164.
7/ E. g ., Bell v. School Bd. of Powhatan County, 321 F.2d 494
(4th Cir. 1963).
13
"the successful plaintiff 'should ordinarily recover an attorney's
fee unless special circumstances would render such an award
8/
unjust.'" And in Bradley v. School. Bd. of Richmond, 416 U.S.
696 (1974), a year later, the Court indicated that Section 718
should be given retrospective application, at least where the
counsel fee issue had not been finally determined, to authorize
the recovery of attorneys' fees for services performed prior to
its effective date (July 1, 1972).
In the instant case, all of the statutory requirements are
9/
met, and there are no special
denial of fees. Final orders h
implementing desegregation ana
circumstances which would warrant,
ave been entered in the case
tlixs j_s an ap]32roj3iriati0 j u.ric Jcu tg
8/ See si Iso i Thompson v. School Bd, of Newport. News, 472 F.2d
177 (4th Cir. 1972).
9/ Section 718 states:
Upon entry of a final order by a court of
the United States against a local educational
agency, a state (or any agency thereof), or
the United States (or any agency thereof) for
failure to comply with any provisions of this
chapter or for discrimination on the basis of
race, color or national origin in violation cf
Title VI of the Civil Rights Act of 1964, or
the fourteenth amendment to the Constitution
of the United States as they pertain to ele
mentary and■secondary education, the court, in
its discretion, upon a finding that the pro
ceedings were necessary to bring about compliance,
may allow the prevailing party, other than the
United States, a reasonable attorney's fee as part
of the costs.
14
■ 10/
for the determination and award of fees.
The appellee Board of Education has contended that the
circumstances of the instant case would render an award of
11/
attorneys' fees unjust. The Board contends that this case
is different from Bradley, supra, in that there has been nc
finding of an equitable ground for the award of fees; the Board
points to its apparent good faith and the findings of the
district, court on June 25, 1970, that the school system, in
general, was a unitary one (A. 79). But whether the Court would
be warranted in finding undue obstinacy on the part of the
defendants is not the issue here. The Supreme Court, in Bradley
makes clear that such inquirv is not necessary. All that is
required is that plaintiffs obtain a final order against defendants
enjoining their violation of rights secured by the Constitution
12/
and laws of the United States. This the plaintiffs have done.
10/ It should be noted that under the statute, courts need not
render the counsel fee award simultaneously with the underlying
final order, Bradley, supra, 416 U.S., at 722-23, On the other
hand, the court need not await ultimate dismissal of the lawsuit
to enter judgment for fees and costs, but may "award fees and
costs incident to the final disposition of interim matters," id.
at 273; see also, Smith v. North Carolina State Bd, of Educ., No.
2572 (E.D.N.C. Sept. 26, 1974)
11/ We deal below (Arguments II and ill) with the separate
questions whether, despite the fact that this case meets the
requirements of § 718, a claim for attorneys' fees in this case
is barred because the Statute is inapplicable or because of the
doctrine of res judicata.
12/ See also Stanford Daily v. Zurcher, 356 F. .Supp. 18, 25
(N.D. Cal. 1973).
15
The Board's reliance on the District Court's June 25, 1970
13/decision declaring the system a unitary one is misplaced: That
decision, which would have left 70 percent of the students
segregated, was reversed by this Court on June 10, 1971, with
instructions to the District court that it receive new plans
which would give effect to the Supreme Court decisions of Swann
v . Chari otv.e-Mcchlenburq Bd. of Educ., 402 U.S. 1 (1971) and
Davis v. Board of School Comm'rs of Mobile, 402 U.S. 33 (1971).
After a plan substantially desegregating the schools was accepted
by the district court, the Board attempted to resubmit proposed
modifications which would have resegregated more than 70 percent
q-F f' hp 1 earnpr'i" r-> rw g rpopu hc 9.+* t ©rP.'P't Jr W02T6** rO^Ctcd ]?V
District Court and by this Court,' and it was only after these
attempts had failed that the Board finally assented to desegre
gation.
The Board curiously contends that it was only because
of its efforts "to vacate the court's previous orders requiring
implementation of [the revised 1971-72 pupil assignment plan]
. . . that the opportunity for plaintiffs to bring up the question
of attorney's fees before the Court of /appeals arose" (A. 79)."
13/ . In Bradley, this Court had reversed the district court's
award of fees in part because it. felt the school board's failure
to anticipate Swann was justifiable. 417 F .2d 318, at 327. The
Supreme Court held this inquiry irrelevant to § 718. 416 U.S., at
721.
16
Implicit in this statement is the belief that the present action
v/ould have terminated and been dismissed if the Board had
chosen initially to assent to the revised plan. That is
simply untrue in school desegregation cases. The District Court
was required to retain jurisdiction in order to insure that a
unitary system is actually maintained and established. Raney v.
Board of Educ. of Gould, 391 U.S. 443 (1968). The proceedings
had not yet been concluded on the effective date of Section 718,
and the district court still retains jurisdiction of this case.
See note 10, supra.
The Board's assertion (A. 79) that its actions in
litigation might nave been different if it had known xt
subjecting itself to liability for counsel fees is equa
thi s
was
L4/baseless. This apparent concern with liability for counsel fees
which the Board asserted below is in sharp contrast to its
response to plaintiffs' 1973 motion for appellate counsel fees.
In its June 18, 1973, letter to the District Court Clerk, the
Board indicated that it would not respond formally to plaintiffs'
motion, and that it would assent to an award of counsel fees
which -would be "fair and reasonable under the circumstances"
(A. 56). Nor is it true, as the Board somewhat vaguely asserted,
14/ The District Court in its Memorandum notes that defendants,
during the period for which fees are now claimed, were attempting
to follow the law as they believed it to be (A. 87). Assuming that
the law was unclear during this period, such a ground is insufficien
(continued on next pace)17
that the matter cf counsel fees comes as a complete surprise
to it. Since the inception of this case plaintiffs have repeatedly
15/
pressed their claim for counsel fees. Surely the defendants
14/ (Continued)
to warrant a court in denying counsel fees. See Newman v. Piggie
Park Enterprises, 3 90 U.S. 400 (1968) ; Moody v. Albemarle Paper
Co. / 474 F.2d 134,, 140-42 (4th Cir. 1.973); Pe’ctway v. American Cast
Iron Pipe Co., 494 F.2d 211, 251-63 (5th Cir. 1974); Baxter v. * 1 2 3
Savannah Sugar Refining Corp. , 495 F.2d 437 (5th Cir. 1974).
See also, note 13, supra.
15/ Since both the Board and the District Court have maintained
that, plaintiffs never seriously pressed a claim for counsel fees
for the 1968-72 period (A. 34), it would be helpful to outline the
instances in which this claim has been asserted and renewed. The
initial request for attorneys' fees in this action was made in the
complaint filed on October 2, 1968 (A. 29) and Amended Complaint
pT ion y-p-no i o , i ggg (\, 46^ , <p^prp?ft6r thi« perniest was renewed
in the following documents:
(1) Plaintiffs 1 Supplemental Memorandum dated
May 8, 1970;
(2) Appellants' Brief to the Court of Appeals for
the Fourth Circuit dated May 16, 1971
(3) Plaintiffs' Response to Defendants' Proposed
Modifications of the Desegregation Plan Approved
by the Court on July 26, 1971, dated April 12,
1972.
None of these requests was formally acted upon. Denial of
prayers for fee awards is not lightly inferred from substantive
decrees which are silent cri the subject, Sprague v. Ticonic Nat' 1
Bank, 307 U.S. 161, 168-69 (1939); Allegrini v. DeAngelis, 68 F.
Supp. 684 (E.D. Pa. 1946), aff'd 161 F.2d'184 (3d Cir. 1947); thus,
plaintiffs' claim for attorneys' fees for the period October- 2,
1968 to June 30, 1972 was pending before the district court on
July.l, 1972, the effective date of Section 718.
18
have been aware of the claim. Here, as in Bradley, 416 U.S., at
721, there is no tenable ground upon which to suppose that an
earlier and firmer apprehension by the school board would have
resulted in any more rapid termination of this lawsuit..
Nor is the application of Section 718 an additional and
wunforeseen! burden which might operate as an injustice. See
Bradley, supra, 416 U.S., at. 716-21. Plaintiffs admit that other
school boards may be insulated from the application of Section
718 to support an award of fees for services prior to its
effective date, when the right to such an award at earlier stages
of a case was actually litigated to judgment (and appellate review)
under the "obdurate—obstinate" standard prior to the passage of
U Jthe statute. But the mere fortuity that plaintiffs' entitlement
16/ Prior to the passage of Section 718 the district court could
have relied on alternative rationales to support a fee award in
this suit: (a) the benefit doctrine, e_._cr., Ha 13. v. Cole, 412 U.S.
1 (1973); Mills v. Electric Jratolite C o ., 396 U.S. 375 (1970); (b)
the "private attorney-general" theory, e.g., Sims v. Amos, 340 F.
Supp. 691 (M.D. Ala), aff'd 409 U.S. 942 (1972); Incarcerated Men
of A llen County v. Fair, No. 74-1052 (6th Cir., Nov. 13, 1974); case
cited in Gates v. Collier, 489 F.2d 298, 300 n. 1 (5th Cir. 1973),
pending on petition for rehearing en banc; in other words, the
Board's potential liability for fees in this case was always present
3,7/ in Bradley, for example, plaintiffs received a $75.00 award
from the district court in 1964, which this Circuit refused to
overturn for inadequacy, 416 U.S., at 699-700. The Supreme Court
did not decide that Section 718 should be applied retroactively to
tlie extent of reopening this judgment, which had ultimately
determined plaintiffs* 1 rig}!t to fees for an ear3.ier portion of the
litigation — a question which the Court said was not presented to
(continued on next page)
- 19 -
to a counsel fee award in this case, for which plaintiffs had
made claim in their original Complaint, had not been litigated
prior to the effective date of Section 718, does not create an
injustice to the defendants should it be litigated now.
IT.
THE DOCTRINES OF RES JUDICATA, WAIVER AND
ESTOPPEL ARE INAPPLICABLE TO THIS CASE
BECAUSE THE ISSUE OF COUNSEL FEES WAS
PENDING ON BOTH THE EFFECTIVE DATE OF
SECTION 718 AND ON THE DATE WHEN PLAIN
TIFFS MOVED FOR COUNSEL FEES INCURRED
FROM OCTOBER 1968 TO JUNE 1972
A. Plaintiffs have repeatedly pressed their claim to
counsel fees and have not waived the claim during
the coup'se or Lhrs litigalxon.______________ -______
Contrary to the District Court's October 31, 1974, Memorandum,
plaintiffs have specifically and seriously asserted and renewed
a claim for fees for services rendered prior to the effective
date of Section 718 in this case. On at least four occasions
plaintiffs moved the District Court and this Court for fees
incurred during the period in question. See note 15, supra .
While these four motions were made prior to the effective date of
17/ (Continued)
it in Bradley. 416 U.S., at 710-11 and n. 14. (The Court
indicated in a footnote, however, that even that question could
not be definitively answered in the abstract, but only upon
consideration of the particular circumstances of each case. Ip•>
at 711 n. 15.)
20
Section 718, the failure of the District Court and of this
Court to.act upon these motions cannot be construed as a denial,
and the fact that plaintiffs did not appeal all orders entered
after the motions were made but which did not mention counsel
fees, in order to raise the issue before this Court or the
Supreme Court (by certiorari), is not a waiver of their claim
to counsel fees. The Supreme Court, in Bradley, explicitly
approved of the notion that substantive matters should come first,
with determination of collateral issues, such as entitlement to
attorneys' fees, postponed until a more convenient time. 416
U.S., at 722-23. See also, notes 10, 15, supra.
The Court's implicit assertion that plaintiffs' failure
continually to raise the issue of attorneys' fees at every stage
of the litigation somehow waives their right to such fees, simply
18/
has no merit. Not only has Bradley specifically rejected such
an assertion, see note 10, supra, but the general rule prior to
Bradley was that attorneys' fees need not be requested until after
w
the outcome of the litigation. Moreover, as noted above, the
18/ No such requests are necessary or warranted. At the
appropriate stage in the proceeding, the court would consider
plaintiffs' motion without an annual renewal. See generally,
Wright & Miller, Federal Practice and Procedure, Section 2679
6 Moore's Federal Practice 54.77[9].
19/ See, e ..g. , Sprague v. Ticonic Nat'l Bank, supra, 307 U.S., at
168-69; Union Tank Car Co. v. Isbrandsten, 41.6 F.2d 96 (2d Cir, 1969)
Schwarz v. United States, 381 F.2d 6 27 (3rd Cir. 1967); Allegx-ini v.
DeAngelis, 68 F. Supp. 684 (E.D. Pa. 1946), aff'd 161 F.2d 184
(3rd Cir. 1947).
the
10
(1973);
21
r
denial of fees should not be lightly inferred.
The interim orders of the District Court and this Court
cannot on their face be construed as denials of plaintiffs'
motions for counsel fees. A similar argument with respect to
various orders during the course of school desegregation litiga
tion was rejected in Smith v. North Carolina Bd, of Eauc ., supra.
And even if one were to assume that the failure of the District
Court to award counsel fees and costs earlier was a denial, it
is clearly appropriate for the plaintiffs to await final dis-
position of the action before appealing. See Swann v. Charlotte-
Mecklenburg Bd. of Nduc., 402 U.S. at 6-8, 12-13.
B. Plaintiffs' Claim for an award of counsel fees for
the period prior to the effective date of Section
718 is not barred by the doctrine of res judicata
because the.District Court's September 19, 1973
order dealt only with counsel fees for an appeal
to this Court.______________________________________
Despite defendants' emphatic arguments to the contrary in
support of'their contention that plaintiffs' claim for counsel
fees was bari'ea by res judicata (A. 76-78)-- arguments apparently
not explicitly accepted by the District Court (see A. 84) —
20/
2.0/ See Sprague v. Ticonic Nat’l Bank, supra, 307 U.S., at
168-69; Allegrini v. DeAnqelis, supra. Cf. Union Tank Car Co.
v. Isbrandsten, supra, 416 F.2d, at 97; Schwarz v. United
States, supra, 381 F.2d, at 631.
22
the issue of plaintiffs' entitlement to an award of counsel fees
for the period from October 1968 to June 30, 1972, has not been
litigated and is not barred by principles of res -judicata. This
issue was still pending before the District Court when plaintiffs
moved for fees in June, 1974.
A review of the events leading to the District Court's
September 19, 1973, Order shows clearly that the Order fixed
counsel fees for a limited portion of this litigation, and was
not intended as a final resolution of plaintiffs' claim for
counsel fees for the entire case.
In its opinion issued April 30, 1973, this Court
stated:
The cause is accordingly remanded to the
district court to make reasonable allowance
for attorneys' fees in favor of the appellees
for services rendered herein by them subse
quent to June 30, 197 2 (A.’ 4 9).
The relief ordered by this Court must be considered in light
21/
of the plaxntiffs' prayers. In their Brief to this Court,
21/ Defendants' claims might'be more tenable had plaintiffs sought
from tliis Court in 1973 an award of fees for the entire litigation —
and been limited by this Court to an award of fees for the period
after the effective date of Section 718, in accordance with this
Court's interpretation of the statute's applicability at that time,
Thompson v . School Bd . of Newport News, supra. See Brewer v . School
Bd. of Norfolk, 500 F.2d 1129, 1130 (4th Cir. 1974) (appeal of
adequacy of limited fee award directed by this Court in 1972 when it
rejected §718 claims, 456 F -2d 943, remanded "wdth instructions to
determine and award to the plaintiffs such reasonable attorneys’ fees
as may be appropriate under §710 as construed by the Supreme Court
in Bradley . . . without limitation to what they did with respect to
the issue of free transportation").
23
plaintiffs requested an award of double costs and counsel fees
pursuant to Rules 38 apd 39 of the Federal Rules of Appellate
Procedure, or an award of fees on the appeal pursuant to Section
718. This request for attorneys' fees related solely to services
rendered in connection with the appeal; in their brief plaintiffs
stated:
Additionally, Section 718 of the Emergency
School Aid Act warrants an award of counsel
fees and costs on this appeal. (emphasis
supp]led)
Thus, this Court never considered the question of the propriety
of counsel fees in connection with services performed in this
j rv~. if i ^ t ’O "tlVv2* I
On June 11, 1973, the plaintiffs moved in the District
Court for an award of counsel fees and for recovery of
their costs and expenses (A. 50-54). Plaintiffs’ motion
was made "pursuant to the Opinion and Mandate of the United
States Court of Appeals for the Fourth Circuit" (A. 50);
as noted, this mandate concerned plaintiffs1 request for
counsel fees in connection with the appeal.
24 -
Iij its Order of September 19, 1973, the District Court
stated:
The Court is, however, at this time only
concerned with what is a reasonable allowance
for attorneys' fees for the preparation and
argument of an appeal from an order of this
Court (A. 65).
The above-quoted statement from the Order of September ]9
indicates that the District Court was aware of the limited
nature of plaintiffs' request to this Court for attorneys' fees.
lit j.s true that, plaintiffs' motion in the District Court
asked for costs from the inception of the case as well as tor
_ 22/ tees in connection wi th i o?1 ?nnr,ri ........
- j T -*- • XxKJ V tdj.. f Cv JL tor L> c i 3. U. b
■ costs, the Court merely approved the "Clerk's Memorandum and Order-
Taxing Costs" dated September 14, 1973 (A. 66), which itself
treated plaintiffs' motion, as a Bill of Costs required by Local
Rule 27(c) and taxed costs in favor of plaintiffs pursuant to
Rule 54(d) of the Federal Rules of Civil Procedure (A.. 59).
Plaintiffs' motion for counsel fees, on the ether hand, was made
pursuant to the mandate of this Court, which related only to fees
22/ Plaintiffs' recovery of costs for the period of this litiga
tion prior to the appeal does not bar their request for counsel
fees. A subsequent request for an award of fees is not barred even wi
Supp.
cui dwara or rees is not barred e'
/here costs were previously taxed, Allegrlnl v. DeAnqelis, 68 F.
>upp. 684 (E.D. Pa. 1946) aff'd 161 F.2d 184 (3rd Cir. 1947).
25 -
in connection with the appeal. Therefore, the issue of the
propriety of fees for services prior to the appeal remained
"pending” before the District Court after the September 19, 1973
23/
Order was entered.
i i:
THE ERADLEY DECISION MAKES §718
APPLICABLE TO ALL CASES IN WHICH
THE ISSUE OF COUNSEL FEES WAS
PENDING RESOLUTION ON ITS EFFECTIVE
DATE, AND IS NOT LIMITED TO CASES
IN WHICH THE SPECIFIC ISSUE WAS
PENDING RESOLUTION ON APPEAL AT
(A. 85-66), that the statutory construction rule of Bradley
is applicable only to the situation where the propriety of a
fee award was pending resolution on appeal at the time Section
718 became law; and that Bradley is therefore inapplicable tc
this case. This position is clearly specious.
23/ While the District Court's September 19, 1973, Order may
be construed to indicate that the fees awarded were those to
which plaintiffs were entitled "under 718 of the Emergency School
Aid Act of 1972" (A^^64, 65), the Order plainly states that the
allowance of attorneys' fees is made pursuant to the mandate of
this Court (A. 65, 66). As noted, plaintiffs' request to this
Court for fees was limited to sendees in connection with the
appeal. This Court never decided the question of the propriety
of fees for the period' from October 1968 to June 30, 1972, a fact
which the School Beard necessarily recognized in its letter to the
District Court Clerk acknowledging that counsel fees would be
awarded pursuant to the mandate of this Court (A. 55-56).
Bradley described the .issue presented by the case as one
involving the applicabi.l itv of Section ? 18 to attorneys ’ fees
"incurred prior to" its effective date, 416U.S., at 710
(emphasis added). The Supreme Court indicated that its
resolution of this question required. its specific disposition
of Bradley — application of the statute so as to change the
result of a district court decree rendered prior to its effective
date, but pending on appeal at that date?
. . . The Board appealed from that award,
and its appeal was pending when Congress .
enacted §718. The question, properly viewed,
then, is not simply, one relating to the pro
priety of retroactive application of §718 [24/]
to services rendered prior to its enactment,
I v n 1' r r - j - V i n r n r ^ p y~f.s 1 ^ i •n r r f O f p n n l i f f h -' 1 ' i f ' ' , r
or that section to a situation where the
propriety of a. fee award was pending resolution
on appeal when the statute became law.
41G IT. S . at 710 (emphasis added),
24/ Application of the principle of statutory construction
enunciated in Bradley (and Thorpe and Schooner Peggy, relied
upon by the Supreme Court) to future district court awards for
past services is a simpler question than its application to
alter a district court judgment because it docs not implicate
the policy considerations relevant to prospective or retrospective
application. In the textual paragraph and notes following the
passage quoted, the Court referred to these additional consider
ations :
This Court in the past has recognized ct
distinction between the application cf a
change in the law that takes place while a
case is on direct review on the one hand, and
- 27 - (Continued on next page)
After distinguishing the circumstances of Bradley from
cases in which the Court might be asked to reopen "final"
adjudications in light of changes in law (see note 24, supra), •
the Court affirmed the principles which governed ins disposition
in the matter before it, and which must be applied here:
We anchor our holding in this case on the
principle that a court is to apply the law
in effect at the time it renders its decision,
unless doing so would result in manifest
injustice or there is statutory direction or
legislative history to the contrary.
Ibid Court concluded its discussion of the principles cf
statutory construction as follows:
2<i/ (Continued)
wits effect on a final judgment under
collateral attack,— '' on the other hand.
Linkletter v. W alker, 381 U . S «, G18, G27
(1965) . Wre are concerned here only with
direct review.
14/ By final judgment we mean on€2 where "the
availability of appeal" has been exhausted or
has lapsed, and the time to petition for
certiorari lias passed." Linkletter v. Walker,
381 U.S. 613, 622 n. 5 (1965).
15/ In Chicot County Drainage District v .
Baxter State Bank, 308 U.S. 371, 374 (1940),
the Court noted that the effect of a subsequent
ruling of invalidity on a prior final judgment
under collateral attack is subject, to no fixed
"principle of absolute retroactive invalidity"
but depends upon consideration of "particular
relations . . . and particular conduct." . . .
28 - (Continued on next page;
The availability of §718 to sustain the award
of fees against the Board therefore merely
serves to create an additional basis or source
for the Board's potential obligation to pay
attorneys’ fees. [See note 16 supra!. It does
not impose an additional or unforeseeable
obligation upon it.
416 u.;
Accordingly, upon considering the parties,
the nature of the rights, and the impact of
§718 upon those rights, it cannot be said
that the application of the statute to an
award of fees for services rendered prior to
its effective date, in an action pending on
that date, would cause "manifest injustice,"
as that term is used in Thorpe, so as to compel
an exception of the case from the rule of
Schooner Peggy ,
at 721 (emphasis added).
T n O c G ^ 3 6 '- d C S . v ' y*> v~ a r~- -i ^ 1 <o> C -^1 ̂ T 'T _ O ̂ **
Bradley? so long as a request for attorneys1 fees is properly
before a district court on the effective date of the statute,
whether or not an award is sought for services performed prior
to that time. Section 718 is to be applied, and requires the
Court to make an award of reasonable" attorneys* fees unless there
are "special circumstances which would render such an award unjust."
24/ (Continued)
The Court held that the statute would be given retrospective
application in Bradley to alter a judgment pending on appeal on
its effective aa.te (although, as set forth in the passages quoted
in this note, the Court did not pass upon the possibility that §718
could be applied to reopen "final" judgments). A fortiori, the
statute is to be applied in cases such as the instant one, in which
there had never been an adjudication of plaintiffs* claim for counsel
fees prior to the effective date of the statute.
29
CONCLUSION
For the foregoing reasons, the judgment of the District
Court should be reversed and the cause remanded, as in Brewer,
supra, "with instructions to determine and award to'the
plaintiffs . . . reasonable attorneys’ fees" for the period
from the inception of this action until the effective date of
§718.
Respectfully submitted,
m m .
beVOfTNI r.lIAMBERS
:hambers, Stein & Ferguson
.951 S. Independence Boulevard
Char]of te M'rth carolin? 78^02
JACK GREENBERG
JAMES M. NABRIT, III
NORMAN J. CHACHKIN
10 Columbus Circle
New York, New York 10019
Attorneys for Plaintiffs-Appellant
30
CERTIFICATE OF SERVICE
I hereby certify that on this 25th day of February,
1975, I served two copies of the Brief for Appellants in the
above-captioned matter upon counsel for the parties herein,
by depositing same in the United States mail, first class
postage prepaid, addressed as follows:
William F. Maready, Esq.
P. 0. Box 2860
Winston-Salem, North Carolina 27102
Hon. Andrew A. Vanore, Jr., Esq.
P. 0. Box 629
Raleigh, North Carolina 27602
P. Eugene Price, Jr., Esq.
G c v e iji i i ie n l. Cg iic.c:ir
Winston-Salem, North Carolina 27101
31