Houston Lawyers' Association v. Mattox Appendix to Petition for Writ of Certiorari
Public Court Documents
September 28, 1990
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Brief Collection, LDF Court Filings. Houston Lawyers' Association v. Mattox Appendix to Petition for Writ of Certiorari, 1990. ac3b897f-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/2f85b9c1-b6e3-4210-8107-d5f54873c75e/houston-lawyers-association-v-mattox-appendix-to-petition-for-writ-of-certiorari. Accessed October 26, 2025.
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No. 90-
I n T h e
Supreme Court of ttje Untteb states
Oc t o b e r T e r m , 1990
Houston Lawyers’ Association, et al.,
Petitioners,
v.
J im Mattox, et al.,
Respondents.
APPENDIX TO
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Of Counsel:
Matthews & Branscomb
A Professional Corporation
Julius LeVonne Chambers
*Charles Stephen Ralston
Sherrilyn A. Ifill
99 Hudson Street
Sixteenth Floor
New York, N.Y. 10013
(212) 219-1900
Gabrielle K. McDonald
301 Congress Avenue
Suite 2050
Austin, Texas 78701
(512) 320-5055
Attorneys for Petitioners
* Counsel of Record
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
TABLE OF CONTENTS
Page
Opinion, LULAC v. Clements, No. 90-8014 (5th Cir.
September 28, 1990), reported at 914 F.2d, 620 (5th
Cir. 1990) ........................ .......................................... la
Memorandum Opinion and Order, LULAC v. Clem
ents, Civ. Action No. MO-88-CA-154, (U. S. District
Court, Western District of Texas, November 8,
1989) .......................................................................... 183a
Letter of Assistant Attorney General John Dunne
to Mr. Tom Harrison, November 5, 1990 .............. 305a
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 90-8014
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS COUNCIL NO. 4434,
Plaintiffs-Appellees,
and
JESSE OLIVER, ET AL.,
Intervening
Plaintiffs-Appellees,
versus
WILLIAM P. CLEMENTS, ETC., ET AL.,
Defendants,
JIM MATTOX, ET AL.,
Defendants-Appellees,
Appellants,
versus
JUDGE F. HAROLD ENTZ, ETC.,
JUDGE SHAROLYN WOOD, ETC.
and GEORGE S. BAYOUD, JR., ETC.,
Defendants-Appellants,
and
TOM RICKHOFF, SUSAN D. REED, JOHN
J. SPECIA, JR., SID L. HARLE, SHARON
MACRAE and MICHAEL P. PEDAN, Bexar
County, Texas State District Judges,
Appellants.
Appeal From the United States District Court
for the Western District of Texas
(September 28, 1990)
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Before , Chief Judge,
GEE, POLITZ, KING, JOHNSON, JOLLY,
HIGGINBOTHAM, DAVIS, JONES, SMITH, DUHE,
WIENER, AND BARKSDALE, Circuit Judges.* GEE,
Circuit Judge:
Today we must decide whether Congress, by amending
Section 2 of the Voting Rights Act in 1982 to add a "results"
test for dilution of minority voting strength, meant to subject
the selection of state judges to the same test as that for
representative political offices by incorporating language
from the Supreme Court decision in White v. Regester.1 For
reasons to be given — and for the cardinal reason that judges
‘ Judges Williams and Garwood took no part in the Court’s
deliberations or decision of this appeal. When this case was orally
argued before and considered by the court, Judge Reavley was in regular
active service. He participated in both the oral argument and the en banc
conference.
In United States v. American-Foreign Steamship Co. , 363
U.S. 685, 80 S.Ct. 1336, 4 L.Ed.2d 1491 (1960), the Supreme Court,
interpreting 28 U.S.C. § 371(b), decided which senior judges are eligible
to participate in an en banc court. Compare United States v. Cocke, 399
F.2d 433, 435 n.4 (5th Cir. 1968) (en banc). As Judge Reavley reads
the American-Foreign Steamship Co. opinion, he considers himself
ineligible now to participate in the decision of this case, and he has not
therefore done so.
‘ 412 U.S. 755 (1973).
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need not be elected at all — we conclude that it did not.
In summary, these are that Congress was at great pains
to phrase the new Section 2 in such language as to make
clear that its results test applies to voting in elections of
representatives only; that as of the amendment’s time judicial
offices had never been viewed by any court as representative
ones; that characterizing the functions of the judicial office
as representative ones is factually false — public opinion
being irrelevant to the judge’s role, and the judge’s task
being, as often as not, to disregard or even to defy that
opinion, rather than to represent or carry it out; that,
because of the highly intrusive nature of federal regulation
of the means by which states select their own officials,
legislation doing so should not be pushed beyond its clear
language; and that, in view of these considerations, we
should place such a construction on the 1982 enactment
reluctantly and only if Congress has clearly mandated such
a singlar result.
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We have carefully weighed the text and provenance of
the statutory language against the opposing factors urged
upon us as interpretive guides. Having done so, we
conclude that the language of the 1982 amendment is clear
and that it extends the Congressional non-Constitutional
"results" test for vote dilution claims no further than the
legislative and executive branches, leaving the underlying,
Constitutional "intent" test in place as to all three.
Especially telling, we conclude, is the circumstance that in
borrowing language from the Court’s White opinion
Congress focused upon its reference to electing "legislators,"
broadening it so far, but only so far, as to electing
"representatives," a term inclusive of elective members of
the executive branch as well as of the legislature but not -
- as, say, "state officials" would have been — of members
of the judiciary. That Congress did exactly as we have
described is as undeniable as it is inexplicable on any basis
other than that of a legislative purpose to include all elected
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legislative and executive state officials but to exclude elected
judges.
Finally, and bearing in mind the well-settled principle
of statutory construction that the enacting Legislator is
presumed to have been aware of the judicial construction of
existing law,2 we note that, as of the time of the addition of
Section 2(b) and of the explicit results test to the Voting
Rights Act, every federal court which had considered the
question had concluded that state judges were not
"representatives" and did not fall within the definition of that
term. Had Congress, then, meant to exclude votes in
judicial elections from the ambit of its new results test, it
could scarcely have done so more plainly than by adopting
the term "representative" to describe that ambit.
Facts and Procedural History
The underlying facts of this appeal are carefully and
2 See, e.g., Shapiro v. United States, 335 U.S. 1, 16 (1948); United
States v. PATCO, 653 F.2d 1134, 1138 (7th Cir.), cert, denied, 454
U.S. 1083 (1981).
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correctly set out in the panel opinion, 902 F.2d 293 (5th Cir.
1990); we recapitulate them here no further than is necessary
to an understanding of what we write today.
Plaintiffs attacked the Texas laws providing for
county wide, at-large election of judges of the trial court of
general jurisdiction, asserting that the imposition of a single
member system was necessary to prevent dilution of black
and Hispanic voting strength. In a bench trial, the federal
court rejected their constitutional arguments grounded in the
Fourteenth and Fifteenth Amendments, finding a failure to
prove the requisite discriminatory intent for relief under
those provisions. The court determined, however, that the
Texas law produced an unintended dilution of minority
voting strength, a circumstance sufficient to call for relief
under the Voting Rights Act, as amended in 1982 to
incorporate a "results" test dispensing with the necessity of
proof of discriminatory intent. In consequence, and after
pausing to allow for possible remedial action by the state,
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the court enjoined further use of the at-large system,
confected and imposed a system of single-member elections,
and directed that these be held last Spring.
On appeal, we stayed the court’s order, expedited the
appeal, held a panel hearing on April 30, and handed down
an opinion on May 11. Four days later, pursuant to a
majority vote of active judges, we ordered rehearing of the
appeal en banc; and we now render our opinion.
Analysis
The Panel Opinion
At the time of its decision, our panel was constrained by
an earlier decision of the Circuit holding that Section 2 of
the Act applied to elections held to fill positions on the
Louisiana Supreme Court, a seven-member body.3 Chisom
v. Edwards, 839 F.2d 1056 (5th Cir. 1988). Constraint was
superfluous, however; for the panel embraced and agreed
with the holding and reasoning of Chisom applying the Act
3 It is the settled law of our Circuit that one panel of the Court does
not overrule another. Ryals v. Estelle, 661 F.2d 904 (5th Cir. 1981).
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to judicial elections. It went on, however, to conclude that
although in its view judges were indeed "representatives of
the people," and although as their representatives the judges’
elections were controlled by Section 2(b) of the Act, the
elections of trial judges were not subject to voter-strength
dilution concerns because their offices are single-member
ones; and there is no such thing as a "share" of a single
member office. LTJLAC v. Clements, 902 F.2d 293, 305
(5th Cir. 1990). See Butts v. City of New York, 779 F.2d
141 (2d Cir. 1985), cert, denied, 478 U.S. 1021 (1986)
(offices of mayor, council president, comptroller are single
member ones) and United States v. Dallas County, Ala., 850
F.2d 1433 (11th Cir. 1988) (county probate judge). A
vigorous dissent by Judge Johnson, author of the panel
opinion in Chisom, disputed the panel majority’s
characterization of judges from multi-judge districts as
holders of single-member offices. We need not resolve this
disagreement within the panel, however, as we do not reach
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the issue.
Statutory Background
Originally enacted in 1965 as an anti-test, anti-device
provision to relieve blacks of state-law strictures imposed
upon their Fifteenth Amendment voting rights, Section 2 of
the Voting Rights Act was construed by the Supreme Court
in Mobile v. Bolden, 446 U.S. 55 (1980), as adding nothing
to the Fourteenth and Fifteenth Amendment claims there
made and as requiring, for its enforcement, proof of racially-
discriminatory intent. At the time of Bolden, Section 2 read:
No voting qualification or prerequisite to voting,
or standard, practice, or procedure shall be
imposed or applied by any State or political
subdivision to deny or abridge the right of any
citizen of the United States to vote on account of
race or color, or in contravention of the
guarantees set forth in section 1973b (f)(2) of this
title.
Congress reacted to Bolden by amending Section 2 to
add to the statute a limited "results" test, to be applied and
administered "as provided in subsection (b) of this section."
As amended, Section 2 was cast in two subsections:
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(a) No voting qualification or prerequisite to voting
or standard, practice, or procedure shall be
imposed or applied by any State or political
subdivision in a manner which results in a denial
or abridgement of the right of any citizen of the
United States to vote on account of race or color,
or in contravention of the guarantees set forth in
section 1973b(f)(2) of this title, as provided in
subsection (b) of this section.
(b) A violation of subsection (a) of this section is
established if, based on the totality of
circumstances, it is shown that the political
processes leading to nomination or election in the
State or political subdivision are not equally open
to participation by members of a class of citizens
protected by subsection (a) of this section in that
its members have less opportunity than other
members of the electorate to participate in the
political process and to elect representatives of
their choice. The extent to which members of
a protected class have been elected to office in
the State or political subdivision is one
circumstance which may be considered:
Provided, That nothing in this section establishes
a right to have members of a protected class
elected in numbers equal to their proportion in
the population.
Earlier, in the course of deciding White, a 1973 voting
rights case invoking constitutional grounds, the Court had
described the required standard of proof in felicitous terms:
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The plaintiffs’ burden is to produce evidence to
support findings that the political processes
leading to nomination and election were not
equally open to participation by the group in
question — that its members had less opportunity
than did other residents in the district to
participate in the political processes and to elect
legislators o f their choice.
412 U.S. at 766 (emphasis added). Casting about for
appropriate language in which to couch its new subsection,
and having inserted the reference to results in old Section 2,
Congress settled upon the italicized portion of Justice
White’s opinion quoted above, adopting it with only one
significant alteration.
New subsection (b), then, is patterned on the White
court’s language and provides with great specificity how
violations of the newly incorporated results test must be
established: a violation is shown on a demonstration, by the
totality of the circumstances, that state (or political
subdivision) nomination and election processes for
representatives of the people’s choice are not as open to
minority voters as to others. The precise language of the
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section is significant; a violation is shown, it declares, if it
is established that members of the protected classes
have less opportunity than other members of the
electorate to participate in the political process
and to elect representatives of their choice.4
Both the broad and general opportunity to participate in
the political process and the specific one to elect
representatives are thus treated in the new section.5 As for
the former, protecting it appears to involve all of the primal
anti-test, anti-device concerns and prohibitions of original
Section 2; and its provisions may well extend to all elections
whatever, as did they.6 These broader considerations center
4 As we note in text, the section goes on to specify that election
success of class members is a circumstance to be considered and to
disavow specifically any intent to mandate proportionate representation
by race.
3 Not all aspects of that process pertain to elections, e.g. , the
celebrated New England town meeting.
6 That scope is not at issue today, the trial court having found an
absence of discriminatory intent; and we do not decide it. We point out,
however, that there can be no doubt whatever that the provisions of the
Fourteenth and Fifteenth Amendments, enforceable by means of Section
1983 actions, apply to judicial elections to forbid intentional
discrimination in any aspect of them. City o f Mobile v. Bolden, 446
U.S. 55 (1980); Voter Information Project v. City o f Baton Rouge, 612
F.2d 208 (5th Cir. 1980).
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on the voter and on his freedom to engage fully and freely
in the political process, untrammeled by such devices as
literacy tests and poll-taxes. Where judges are selected by
means of the ballot, these safeguards may apply as in any
other election, a matter not presented for decision today.
The second consideration — opportunity to elect
representatives of one’s choice — is also couched in the
language borrowed from White v. Regester, 412 U.S. 755,
766 (1973); and, as we have noted, the Congress was at
some pains to adapt and broaden the Court’s phrases so as
to convey its precise meaning. Before pursuing this aspect
of our inquiry further, however, we turn aside to consider
briefly the nature of the judicial office and two other closely
related topics: judicial selection and the state of authority on
judges’ status as representatives.
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The Judicial Office
Senators and members of the House of Representatives
hold clearly political offices. Today, both are directly
elected by the people; and it is their function as
representatives to synthesize the opinions of their constituents
and reflect them in the debate and deliberation of public
issues.7 The executive branch of the government, headed by
our highest officer elected at large in the nation, is also
expected to bring the views and opinions which he offered
James Madison, discussing the unquire relationship of the
representative to his const!tutents, for example, referred to
a relationship of "intimate sympathy" between the elected
and his electors, and argued that a legislator should fee an
"immediate dependence" upon the will of his constituents.
Frequent elections, according to Madison, are the only way
to ensure this sort of relationship. Only by requiring
legislators to return periodically to their constituents to seek
their ongoing support and input, can the communication
between the voters and their representatives that is essential
to the maintenance of democratic government take place.
Congress is a "popular" institution; it is, therefore
inherently political.
Hickok, Judicial Selection: The Political Roots o f Advice and Consent
in Judicial Selection: Merit, Ideology, and Politics 4 (National Legal
Center for the Public Interest 1990).
- 15a -
the electorate in seeking the Presidency to bear on the job of
running the federal machinery.
By contrast, the judiciary serves no representative
function whatever: the judge represents no one.8 As
Professor Eugene Hickok has recently observed, in terms
upon which we cannot improve:
The judiciary occupies a unique position in our
system of separation of powers, and that is why
the job of a judge differs in a fundamental way
from that of a legislator or executive. The
purpose of the judiciary is not to reflect public
opinion in its deliberations or to satisfy public
opinion with its decisions. Rather, it is to ensure
that the ordinary laws do not run contrary to the
more fundamental law of the Constitution, to
resolve disputes and controversies surrounding
the law, and to resolve disputes among contesting
parties over the meaning of the law and the
Constitution. If a member of congress serves to
8 That this is the case is strongly implied in the Constitution, which
provides for an appointive federal judiciary and was adopted by thirteen
states, none of which had an elective one. Yet the Framers believed they
were confecting a federal republic, and Article 4, Section 4, of the
Constitution guarantees "to every State in this Union a Republican Form
of Government . . . " But if judges hold representative offices, or
represent any constituency, appointing them is scarcely consistent with
a republican system, defined by the Third Edition of Webster’s
Unabridged as "[A] government in which supreme power resides in a
body of citizens entitled to vote and is exercised by elected officers and
representatives . . . ."
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make the law and a president to enforce it, the
judge serves to understand it and interpret it. In
this process, it is quite possible for a judge to
render a decision which is directly at odds with
the majority sentiment of the citizens at any
particular time. A judge might find, for
example, a very popular law to be
unconstitutional. Indeed, it can be argued that
the quality most needed in a judge is the ability
to withstand the pressures of public opinion in
order to ensure the primacy of the rule of law
over the fluctuating politics of the hour.
Hickok, op. cit. supra n.7, at 5.
Thus the scholar, and with one voice the case authority
of the time agreed. In 1982, as of the time of Congress’s
adoption of the Court’s language from White, at least fifteen
published opinions by federal courts -- opinions which we
list in the margin - had held or observed that the judicial
office is not a representative one, most often in the context
of deciding whether the one-man, one-vote rubric applied to
judicial elections.9 Not one had held the contrary.
9 Sagan v. Commonwealth o f Pennsylvania, 542 F. Supp. 880 (W.D.
Pa. 1982), appeal dismissed, 714 F.2d 124 (3rd Cir. 1983)
(cross filing permitted by candidates for judicial office, prohibited
for legislative and executive candidates)
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Concerned Citizens o f Southern Ohio, Inc. v. Pine Creek
Conservancy Dist., 473 F. Supp. 334 (S.D. Ohio 1977)
The Ripon Society, Inc. v. National Republican Party, 525 F.2d 567
(D.C. D.C. 1975), cert, denied, 424 U.S. 933, 47 L.Ed.2d 341
(1976)
Fahey v. Darigan, 405 F. Supp. 1386 (D.C.R. I. 1975)
Gilday v. Board o f Elections o f Hamilton County, Ohio, 472 F.2d
214 (6th Cir. 1972)
Wells v. Edwards, 347 F. Supp. 453 (M.D. La. 1972), aff’dmem.,
409 U.S. 1095, 34 L.Ed.2d 679 (1973)
Buchanan v. Gilligan, 349 F. Supp. 569 (N.D. Ohio 1972)
Holshouser v. Scott, 335 F. Supp. 928 (M.D.N.C. 1971), ajf'd
mem., 409 U.S. 807, 34 L.Ed.2d 68 (1972)
Sullivan v. Alabama State Bar, 295 F. Supp. 1216 (M.D. Ala.),
ajf’d per curiam, 394 U.S. 812, 22 L.Ed.2d 749 (1969) (involving
Board of Commissioners of Alabama State Bar)
Irish v. Democratic-Farmer-Labor Party o f Minnesota, 287 F.
Supp. 794 (D.C. Minn.), ajf’d, 399 F.2d 119 (8th Cir. 1968)
Buchanan v. Rhodes, 249 F. Supp. 860 (N.D. Ohio 1966), appeal
dismissed, 385 U.S. 3, 17 L.Ed.2d 3 (1966), and vacated, 400
F.2d 882 (6th Cir. 1968), cert, denied, 393 U.S. 839, 21 L.Ed.2d
110 (1968)
N.Y. State Assn, o f Trial Lawyers v. Rockefeller, 267 F. Supp. 148
(S.D.N.Y. 1967)
Kail v. Rockefeller, 275 F. Supp. 937 (E.D.N.Y. 1967)
Romiti v. Kerner, 256 F. Supp. 35 (N.D. 111. 1966)
Stokes v. Fortson, 234 F. Supp. 575 (N.D. Ga. 1964)
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Typical of these is the opinion in Wells v. Edwards, a
decision by a three-judge district court from our own circuit
which was affirmed on appeal by the Supreme Court.10
There, after reviewing various authorities, the district court
expressed the entire rationale of its view as follows:
"Judges do not represent people, they
serve people." Thus, the rationale behind the
one-man, one-vote principle, which evolved out
of efforts to preserve a truly representative form
of government, is simply not relevant to the
makeup of the judiciary.
"The State judiciary, unlike the legislature, is not
the organ responsible for achieving representative
government."
347 F. Supp., at 455-56 (quoting from Buchanan v. Rhodes,
Since 1982 a few courts have held that the use of the term
"representatives" in Section 2 does not necessarily exclude judges. See
Southern Christian Leadership Conference o f Alabama v. Siegelman, 714
F. Supp. 511 (M.D. Ala. 1989); Clark v. Edwards, 725 F. Supp. 285
(M.D. La. 1988); Mallory v. Eyrich, 839 F.2d 275 (6th Cir. 1988);
Martin v. Allain, 658 F. Supp. 1183 (S.D. Miss. 1987). (All
recognizing that the "one-man, one-vote" principle does not apply to
judicial elections and that, unlike legislators, judges do not "represent"
those who elect them, but, nevertheless, refusing to apply its established
meaning to Congress’ use of the term "representatives" in Section 2 of
the Voting Rights Act).
10 347 F. Supp. 453 (M.D. La. 1972), affd mem.. 409 U.S.
1095 (1973) (Justice White, joined by Justices Douglas and Marshall,
dissenting).
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249 F. Supp. 860 and New York State Association o f Trial
Lawyers v. Rockefeller, 267 F. Supp. 148). It is impossible,
given the single point at issue and the simple reasoning
stated, to believe that the majority of the Supreme Court, in
affirming Wells, did not concur in that reasoning. If there
were doubt, however, it would be laid to rest by the terms
of the dissent, which attacks the district court opinion in
stem, egalitarian terms for having, like other opinions cited
by it, held "that the one-person, one-vote principle does not
apply to the judiciary." 409 U.S. 1095, 1096 n.2. Nor is
it likely, we think, that the Supreme Court would hold, as it
necessarily did in affirming Wells v. Edwards, that although
for purposes of the Equal Protection Clause of the
Fourteenth Amendment judges "do not represent people," all
the same, for purposes of Section 2(b) of the Voting Rights
Act, judges are "representatives of [the people’s] choice."
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Both must be true, or neither one.11
Wells is not only instructive as to the meaning of
"representatives" and thus as to the scope of Section 2, it is
dispositive of the precise issue of the scope of Section 2’s
applicability raised in this case. The Wells holding - that
the one-person, one-vote rule does not apply to the judiciary
— leads inexorably to the conclusion that judicial elections
cannot be attacked along lines that their processes result in
unintentional dilution of the voting strength of minority
members. Absent the one-person, one-vote rule - that the
vote of each individual voter must be roughly equal in
11 I t i s interestig to note that the dissent from the panel
opinion, in the very course of complaining of the majority’s refusal to
apply Section2 to trial judges, candidadly recognizes that judges, unlike
legislative and executive officers, "represent" no one:
When weighing a state’s claim that it has a compelling
interest in retaining the existing at-large system, courts
should keep in mind the common sense notion that the role
of judges differs from that of legislative and executive
officials. Since it is not the role of judges to "represent"
their constituents an examination of the "responsiveness"
of the elected official to minority concerns is clearly
irrelevant.
902 F.2d at 317 n.17.
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weight to the vote of every other individual voters,
regardless of race, religion, age, sex, or even the truly
subjective and uniquely individual choice of where to reside
- there is no requirement that any individual’s vote weigh
equally with that of anyone else. This being so, and no such
right existing, we can fashion no remedy to redress the
nonexistent wrong complained of here.
The notion of individual vote dilution, first developed by
the Supreme Court in Reynolds v. Sims, 377 U.S. 533
(1964), was the foundation for the concept of minority vote
dilution to be later elaborated in Whitcomb v. Chavis, 403
U.S. 124 (1971)12, White v. Regester, supra, and Zimmer v.
McKeithen, 485 F.2d 1297 (5th Cir. 1973). Individual vote
dilution was remedied by the Court through the concept of
one-person, one-vote — the guarantee of substantial equality
In Whitcomb v. Chavis the Supreme Court directly
considered a racial dilution challenge and rejected the claim that the
Indiana legislative reapportionment plan operated to minimize or cancel
out minority voting strength. The Court held that the mere fact that
ghetto residents were not proportionately represented did not prove a
consitutional violation unless they were denied equal access to the
political process.
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among individual voters. With that guarantee in mind,
remedial schemes to combat minority vote dilution were
devised on a case by case basis.
Almost twenty years ago, we articulated the conceptual
link between individual vote dilution and minority vote
dilution, making clear the latter’s dependence on the former:
Inherent in the concept of fair representation are
two propositions: first, that in apportionment
schemes, one man’s vote should equal another
man’s vote as nearly as practicable; and second,
that assuming substantial equality, the scheme
must not operate to minimize or cancel out the
voting strength of racial elements of the voting
population.
Zimmer, 485 F.2d at 1303 (emphasis added).
For it is the assumption of substantial equality (achieved
through the guarantee of one-person, one-vote) that underlies
the concept of minority vote dilution. This assumption, the
Court held in Wells, does not obtain in judicial elections;
and without that assumption there exists no yardstick by
which to measure either the "correct" magnitude of minority
voting strength or the degree of minority vote dilution.
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Thus, on a conceptual level, and to paraphrase Justice
Harlan, we are asked to undertake the ineffable task of
equalizing that which we cannot measure. Whitcomb, 403
U.S. at 169 (Harlan, J., separate opinion).
We are therefore unable to take the crucial step from
individual vote dilution to minority vote dilution in this case,
not only because the holding in Wells forbids us to assume
the existence of "substantial equality," but because it
compels us to recognize that no such equality need exist in
the arena of judicial elections. The bridge between the two
concepts, fashioned by the Court in Reynolds v. Sims and
applied there to state legislatures, is of limited length and, as
the Court made clear by affirming Wells v. Edwards, does
not extend to the judiciary.
Finally, as the district court stated in Wells:
The primary purpose of one-man, one-vote
apportionment is to make sure that each official
member of an elected body speaks for
approximately the same number of constituents.
Wells, 347 F. Supp. at 455.
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We reiterate that judges do not represent people and, thus,
have no constituents. Judges speak the voice of the law. In
doing so they speak for and to the entire community, never
for segments of it and still less for particular individuals. To
describe the judge’s office merely as "not a representative
one" is a gross understatement; in truth, it is rather the
precise antithesis of such an office. Just insofar as a judge
does represent anyone, he is not a judge but a partisan.
New Subsection 2(b)
So the land lay when Congress enacted Section 2(b) in
1982, choosing to replace the term "legislator" in the White
phraseology with the term "representative" - a term which
is employed only at this spot and appears nowhere else in the
entire Voting Rights Act. By the settled canon of
construction, we must presume that Congress was aware of
the uniform construction which had been placed by the
courts on the term that it selected, a construction by which
the judicial office was not deemed a "representative" one.
- 25a -
Goodyear Atomic Corp. v. Miller, 486 U.S. 174 (1988);
Sutton v. United States, 819 F.2d 1289 (5th Cir. 1987).
Against this background, then, the Congress deliberately
picked a term of art for use in amending Section 2 that up
to that time had been universally held, and which it knew
had been universally held by every federal court that had
considered it as of that date, neither to include judges nor to
comprise judicial offices. In view of these circumstances,
we find it all but impossible to avoid the conclusion that
Congress intended to apply its newly imposed results test to
elections for representative, political offices but not to vote
dilution claims in judicial contests, leaving the latter to be
regulated and controlled by state law, by the Constitution, or
by other provisions of the Voting Rights Act.13 Given the
Indeed, as the panel opinion correctly notes, many states
of the Union over the course of their history have maintained an
appointive judiciary, and some do so today. 902 F.2d, at 296. Given
the fact, also noted there, that none of the original thirteen states elected
its judiciary, an appointive system must be viewed as consistent with the
"Republican Form of Government" guaranteed the States by Article 4,
Section 4, of the Constitution.
In view of this, and while it is certainly possible to imagine
- 26a -
mutual exclusiveness of the two terms, to suggest that
Congress chose "representatives" with the intent of including
judges is roughly on a par with suggesting that the term
night may, in a given circumstance, properly be read to
include day.
We are further persuaded by the knowledge that in
amending Section 2 Congress was well aware of the genesis
of the concept of minority vote dilution. The legislative
history makes clear that Congress knew that "[t]he principle
that the right to vote is denied or abridged by dilution of
voting strength derives from the one-person, one-vote
reapportionment case of Reynolds v. Sims." S. Rep. No.
417, 97th Cong., 2d Sess., reprinted in 1982 U.S. Code
Cong. & Admin. News at 196. Given its awareness of the
Congress’s taking the position that, while states need not elect judges, if
they do so they must do so on exactly the same terms as they elect
representatives, the view which it adopted seems at least equally cogent:
that since the office of the judge is not to represent the popular will, and
since judges are not expected to initiate significant departures in law or
policy, the states need not be subjected in their selection or election to
so severe and intrusive a provision as one applying a "results" test to
claims of minority vote dilution.
- 27a -
Wells v. Edwards holding — that the one-person, one vote
rule does not apply to the judiciary — we must conclude that
Congress, aware of the combined effect of Reynolds and
Wells, limited the scope of amended Section 2 so as to rule
out the judicial branch, an area within which the issue of the
viability of minority vote dilution claims had been well
settled.
Countervailing Arguments
Thus we find on one side of the argument whether
Section 2(b)’s results test for elections applies to judicial
ones the Congress’s carefully chosen term of art —
"representatives" - deliberately selected by Congress and
placed in the section itself, with a settled legal meaning
excluding judges. One the other side are ranged contentions
of a more attenuated and derivative nature, which we now
consider briefly.
First we are told that the definition of "voting,"
included in the original act as Section 14(c(l) and now
- 28a -
codified as 42 U.S.C. 1973(l)(c)(l), refers to "candidates
for public or party office" and that, since judicial hopefuls
are included within the generality of such a reference to
candidates, the results test which applies to all others must
be applied to them as well. The specific controls the general
here, however, as in any other instance of statutory
construction; and we see little force in the claim that an
inference from a general term buried in a definitional section
far from Section 2 should' control the specific and
supervening language inserted by Congress in the section
itself. Nor is there any necessary conflict between the two
provisions: as we have noted, it is only the application of
the results test portion of amended Section 2 to vote dilution
claims in judicial elections that is at issue today. Other
portions of the section may well apply to such elections, as
may the results test to claims other than those of vote
dilution, along with the indubitably applicable Constitutional
prohibitions against any intentional act of discrimination in
- 29a -
any electoral aspect.
The same answer also refutes the next argument: that
because, as was held in Haith v. Martin, 618 F. Supp. 410
(E.D.N.C. 1985), aff’d mem., 477 U.S. 901 (1986), Section
5 of the Act applies to state judicial elections, Section 2 must
apply as well. As we have explained, portions of Section 2
may well apply — except for the results test introduced in
response to the holding in Bolden to govern vote dilution in
the election of "representatives," which by its own terms
does not.
Next we are told, in yet another general argument
similar to those we have just rejected, that we must apply the
dilution results test to judicial elections because the 1982
amendments to Section 2 were intended to expand, rather
than to restrict, the section’s coverage. Doubtless they were
generally so intended; doubtless they did so; but the presence
of a general intent to expand coverage requires neither an
expansion at all points nor the maximum imaginable
- 30a -
expansion at any and is not even necessarily at odds with a
specific intent to restrict coverage at one or another of them.
Section 2 was greatly expanded, expanded to add a results
test to the intent test of the Fourteenth and Fifteenth
Amendments — expanded in most respects, but not in all.
Finally, in a scatter of birdshot contentions, counsel
point to the broad construction that the Attorney General has
historically accorded the Voting Rights Act, to the absence
in the Act’s legislative history of any explicit statement that
judicial elections are not covered, to the presence in that
history of references to statistics on minority performance in
various elections (including judicial ones), and to a single
reference to "judicial districts" in a cautionary parade of
horribles to be found in a subcommittee report hostile to the
proposed 1982 amendments. None of these seems to us to
weigh very heavily in the scales against the specific
- 31a
terminology of Section 2 itself.14 In the words of Justice
Frankfurter, writing for a unanimous court in Greenwood v.
United States, it appears to us that "this is a care for
applying the canon of construction of the wag who said,
when the legislative history is doubtful, go to the statute."
350 U.S. 366, 374 (1955).
It is, and we do so.
Conclusion
In no area should federal courts tread more cautiously
than where it is contended that Congress has imposed
incremental Federal power on the States; and the nearer to
Thus, as Justice Scalia has very recently suggested, we
"appl[y] to the text of the statute the standard tools of legal reasoning,
instead of scouring the legislative history for some scrap that is on point
. . . ." Begier v. United States,___U .S .____ , ____; 110 L.Ed.2d 46,
63 (1990) (concurrence in judgment).
And these small matters are indeed scourings. The panel opinion
avers, 902 F.2d at 299, and we do not doubt, that the reference to
"judicial districts" is the sole ference to the judiciary in all the legislative
history of the 1982 amendments of the Act. It will be noted that even
this reference is one to judicial districts, not to judicial candidates; and
in our Circuit many officials such as sheriffs, highway commissioners,
district attorneys and clerks of court, who are "representatives" and not
judges, are elected from judicial districts, e.g., Miss. Code Ann. (1972)
65-1-3.
- 32a -
the core of traditional state authority and concern we are
asked to venture, the more warily we should tread. The
point is elegantly made by the panel opinion in this very
case:
Few would quarrel with the assertion that Section
2(b) as interpreted has worked a fundamental
change in the Act, highly intrusive to the states.
We have insisted in other contexts that Congress
clearly state its intent to supplant traditional state
prerogatives. Judicial insistence upon clear
statement is an important interpretative tool
vindicating concern for separation of powers and
federalism. See Atascadero State Hospital v.
Scanlon, 473 U.S. 234, 105 S.Ct. 3142 (1985);
Pennhurst State School and Hospital v.
Halderman, 465 U.S. 89, 104 S.Ct. 900 (1984)
(.Pennhurst II). This insistence upon an
"unequivocal expression of congressional intent,"
Pennhurst II, 465 U.S. at 99, 104 S.Ct. at 907,
is based upon the fundamental nature of the
interests at stake. "The ’constitutionally
mandated balance of power’ between the states
and the Federal Government was adopted by the
Framers to ensure the protection of ’our
fundamental liberties. ’" Atascadero, 105 S.Ct. at
3147 (quoting Garcia v. San Antonio
Metropolitan Transport Authority, 469 U.S. 528,
572, 105 S.Ct. 1005, 1028 (1985) (Powell, J.,
dissenting)).
LULAC, 902 F.2d at 301.
- 33a -
It is hard to envision any area lying closer to the core
of state concerns than the process by which it selects its own
officers and functionaries. Any federal trenching here
strikes at federalism’s jugular; and such a radical federal
trenching as is contended for today should therefore demand
a very clear statement indeed. Instead, as regards the issue
in this case, our investigation reveals an all but total absence
of relevant legislative history and a statutory text that
unambiguously excludes elections of non-representative state
officers from Section 2’s highly intrusive results test. If this
was not the intended effect of Congress’s substitution of
representatives for legislators in Justice White’s language, no
other suggests itself; and we must reject any notion that
Congress went to all the trouble of selecting that language
and carefully modifying it, just so far and no further,
randomly and with nothing particular in mind.16 It is never
Both the dissent and, more obliquely, the special
concurrence take our writing to task as resting on the narrow foundation
of one word. In main, this is true; for the substitution of the term
"representative" is all but the sole clue to be found — in either the
- 34a -
proper for us to extend a statute’s force by construction into
areas where Congress has not seen fit or has been unable to
agree to go, and never less proper than in such supremely
sensitive territory as this.
Judicial offices and judicial selection processes are sui
generis in our nation’s political system; they determine the
referees in our majoritarian political game. These offices
are not "representative" ones, and their occupants are not
representatives. Indeed, the state processes for filling them
need not even be elective, as those for all representative
offices presumably must be. See U.S. Const., Art. 4, Sec.
4. In 1982, when Congress determined to expand Section 2
of the Act to incorporate a results test for vote dilution, it
statutory text or the legislative history -- to guide the interpreter in
unraveling the legislative intent behind this enigmatic statute. Dim or no,
it is the only light available to guide our footsteps, and we have followed
it as best we could.
By contrast, our specially concurring and dissenting brethren
proceed by ignoring the sole guide available, first declaring that the only
light that shines is of no help, then proceeding in total darkness and, so
proceeding, to declare that the statute means, not what it says, but what
they think Congress should said - pausing briefly in passing to accuse
our majority of doing what they in fact have done themselves.
- 35a -
stopped short of imposing such a test for judicial offices on
the States by limiting it to their election of "representatives."
Should Congress seek to install such a test for judicial
elections, it must say so plainly. Instead, it has thus far
plainly said the contrary. Chisom v. Edwards, 839 F.2d
1056 (5th Cir. 1988) is overruled.
REVERSED.
- 36a -
CLARK, Chief Judge, concurring specially: This brief
soliloquy is necessarily said, in my respectful view, because
every other opinion goes farther than the Voting Rights Act
intends. My brothers Gee and Higginbotham are at odds
about the way the court should take to reach the same result.
While their disagreement centers on the representative nature
of the judicial office, the essence of their analyses of the
impact of racial vote dilution in this judicial election process
based on the nature of the office is similar-so similar that,
if their opinions were expressly limited to the facts of the
present case, I agree with both.
There is no disagreement that Section 2 of the Voting
Rights Act, before its amendment, forbade any practice or
procedure that abridged the right to vote because of race or
color. All also agree that the legislative intent of the
amendment was only to broaden the test for vote dilution
from "intent" to "result.
- 37a -
The elements of Judge Gee’s analysis are that, since
section 2(b) defines vote dilution in terms of representatives,
no vote dilution claim can be made in any election of a
judicial officer because a judge can never be a
representative—a conclusion he finds confirmed by the
Supreme Court’s refusal in Wells v. Edwards, to apply one-
man, one-vote standards to judicial election districts.
Judge Higginbotham rejects this analysis. He would
base reversal on the premise that none of several elected trial
judges who all function singularly in their work can be
subject to the single-member redistricting claim made here.
My concern is that the court’s opinion, as now written, puts
vote dilution attacks on (1) judicial elections which cannot be
resolved by examining the nature of the office, and (2)
"issue" elections (such as referenda on constitutional
amendments and bond issue elections) beyond the reach of
amended section 2.
Judge Gee starts with the observation that the words of
- 38a -
section 2 expressly limit vote dilution to elections of
representatives. I can readily agree section 2 does not apply
to the elections challenged here. It involves only the election
of persons and voter impact turns entirely on the nature of
the judicial office. This brings section 2(b) into play. The
inherent nature of the judicial function and, indeed, the
constitutional limits of due process require that every judge
be impartial between litigants and neutral as to claims
presented. In the discharge of official duties, no judge can
ever "represent" the electors in the jurisdiction served by the
court. A vote for a judge differs from a vote for other types
of officers. Whether the choice be for councilman, sheriff
or governor, and whether it be based on whim or party or
nonpartisan analysis of the individual candidate, votes for
these types of officials are cast for those who will best
express the wishes and views of their constituents. This
cannot be so when a voter picks a judge. Legislators and
executives are expected to represent. Voters must know
- 39a -
judges cannot. The same principles control when a state
provides for election rather than appointment of its judiciary.
The choice seeks to assure the public that the judicial
function will be kept accountable to the common sense of the
electorate. It is expected that candidates who lack training
or a reputation for honesty or sound intellect will not be
elected. In like manner, those who are indolent, will not
decide cases or decide erratically will not be reelected.
Overarching any considerations of voter motivation is the
due process neutrality required in the conduct of the office.
It does not permit the judge’s responsiveness to the
electorate’s concept of common sense to become
representation of the electorate. The State of Texas has a
strong interest, and, indeed, a fundamental right to choose
to have these judges elected in the manner provided here.
Its choice does not violate amended section 2.
The difficulty I have with Judge Gee’s analysis is that
it has no limit. There are many types of elections which
- 40a -
involve issues, not candidates, which surely ought to be
subject to the vote dilution stricture of section 2 despite the
absence of any question of representation. But merely
noting the applicability to "issue" elections would not
adequately define the reach of section 2. It is imperative, in
my view, that a bright circle be drawn around judicial
elections as well. Judge Gee’s reasoning would expressly
deny section 2(a) coverage to judicial elections in situations
beyond today’s facts, as he makes clear by overruling
Chisom v. Edwards. Section 2(a) is an integral part of a
remedial statute. It deserves to be interpreted so as to
prevent racial vote abridgment even when it occurs in a
judicial election. The phrase "as provided in subsection (b)
of this section" which appears at the end of subsection (a)
should be read as giving an example of proscribed vote
dilution. It does not provide that section 2(b) establishes the
only way the section can be violated.
It is clear to me that when a state continues to apply a
- 41a -
voting procedure in a manner which now results in an
abridgement of the right of a citizen to vote on account of
race, that procedure is still condemned by amended section
2(a), just as it was before the amendment.
Nothing we say today should be taken as passing on a
claim that a judicial election process in which judges are
elected by fewer than all of the eligible voters within the
jurisdictional area of the court on which the judge will serve
has become a violation of section 2. Such elections involve
districting of voters in a manner entirely unrelated to the
representative nature of the judge’s office.
Gingles tells me that whether the political process
chosen by Texas for selecting its judges is equally open
depends upon evaluation of past and present reality under a
functional view of the process. There is nothing wrong with
the state’s choice to elect any number of a county’s district
judges county-wide. However, if the state has chosen to
divide a single judicial jurisdiction into separate groups of
- 42a -
electors, that choice could, with changes in demographics or
other conditions come to raise real issues of racial
gerrymander, gross diminution of voting strength, candidate
slating ability or other violations of equal protection which
have nothing to do with the due process concerns which
control the execution of judicial duties, or with the manner
in which the office of judge is carried out. Of course, I
agree that Wells v. Edwards establishes that approximate
numeric equality of voters between judicial districts is not
required. However, we need not and should not decide now
that judicial subdistricts which grow to have gross numeric
or racial disparities in their make-up will always be free of
possible section 2 problems. For this reason, I respectfully,
but expressly, disagree with the majority’s flat-out overruling
of Chisom v. Edwards.
We are not confronted here with any claim of vote
dilution resulting from long-established subdistricts alleged
to have become racially invidious on a basis of intra
- 43a -
jurisdictional voter distribution. This was the claim that was
before this court in Chisom. The holding in Chisom
reversed a dismissal on the pleadings. I agree that such a
reversal was proper, even though I cannot agree with all said
in Part I of Judge Higginbotham’s concurrence or Judge
Johnson’s dissent because both deny vitality to section 2(b).
Since we are writing en banc, I am free to disagree with the
reason given for the result in Chisom—that section 2 applies
to all judicial elections. I am of the opinion that it is equally
wrong to say that section 2 covers all judicial elections as it
is to say it covers none. However, if today’s facts were the
same as Chisom’s, I would hold a claim that judicial
subdistricts, once having no invidious purpose, but alleged,
over time, to have come to abridge section 2 rights, must be
factually developed and cannot be dismissed on pleadings
alone.
If the issue were reached in today’s case, I would also
agree with Judge Higginbotham that the presence of multiple
- 44a -
judicial posts on the ballots of plaintiffs here gives them no
section 2 right to have single-judge subdistricts drawn. I
would do so because I am not required to agree that the
principle applies on any broader scale then the facts before
us present. His function-of-the-office analysis is, to me,
identical in concept to the majority view. The caveat I think
must be added to both is that only when the area of
jurisdiction of each of several jurist to be elected is
coextensive with the area of residence of those that elect
them, is each vote for a judge bound to be equal to every
other vote that may be cast.
I would not agree with Judge Higginbotham that the
single-judge, trial-court function of the judicial office is a
critical factor. The analysis ought to be the same regardless
of how the judge judges. When an appellate judge-who
must function with other appellate judges to accomplish the
judicial task-serves the same jurisdictional area as that which
defines the electorate, section 2 does not allow a single
- 45a -
member subdistricting remedy to be applied. This is so
because no intradistrict or intrastate violation of section 2 is
possible. The collegial nature of the appellate office in no
way alters the compulsion for due process neutrality. When
this neutrality is coupled with congruence of jurisdiction and
electorate, they jointly assure equality in voting practices and
procedures, negate representation and eliminate the
possibility of vote dilution.
However, as with my partial agreement with Judge
Gee’s analysis, agreement with Judge Higginbotham should
not be taken as controlling fact situations not before us here.
The single-judge, trial-court functional analysis proceeds
solely on what the judge does and the way he does it. These
analyses change no basic principles. If the coincidence of
voter residence and jurisdiction does not exist, the same
possible vote dilution violations mentioned above, which
have nothing to do with the function of the office being
voted on, could occur. The importance of the policy
- 46a -
embodied in section 2 compels me to say that these limits
must be placed on what we write so that future courts will
not cut short the intended reach of section 2. In my view,
the majority view should be limited to the facts before us.
With the reservations expressed, I respectfully concur in
reversing the judgment appealed from.
- 47a -
HIGGINBOTHAM, Circuit Judge, with whom, POLITZ,
KING and DAVIS, join, concurring in the judgment.*
JOHNSON, Circuit Judge, concurs in Part 1. WIENER,
Circuit Judge, concurs in Part 2.
This is a voting rights suit challenging the election of
district judges on a county-wide basis in Texas. The suit
was filed in a United States District Court by the League of
United Latin American Citizens against the Attorney General
of Texas, the Secretary of State, and other state officials,
seeking a declaratory judgment that the at-large election of
state district judges in nine targeted counties is illegal under
Section 2 of the Voting Rights Act, 42 U.S.C. § 1973, and
violative of the fourteenth and fifteenth amendments of the
’ When this case was orally argued before and considered by the
court, Judge Reavley was in active service. He participated in both the
oral argument and the en banc conference. He took senior status,
however, on August 1, 1990. Based on his understanding of the
Supreme Court decision in United States v. American-Foreign Steams ip
Corp., 363 U.S. 685, 80 S.Ct. 1336, 4 L.Ed.2d 1490 (1960), he
considers himself ineligible to participate in the decision of this case, but
he adheres to the views in this opinion. See Sawyer v. Butler, 881 F.2d
1273 (5th cir. 1989) and Court Policy 21.C.
- 48a -
United States Constitution. Plaintiffs requested the district
court to enjoin further elections and to impose a districting
scheme that included single-member districts. Texas has 254
counties, but the suit attacked only Harris, Dallas, Tarrant,
Bexar, Travis, Jefferson, Lubbock, Ector, and Midland
Counties2 These nine counties have more than one district
judge elected county-wide, and elected 172 of the state’s 390
district judges. As we will explain, the suit targets Texas
law requiring election of a state district judge from a district
no smaller than the county, the geographical area of its
jurisdiction.
After a bench trial, the district court found violations of
the Voting Rights Act in each of the nine counties, but
rejected the constitutional arguments, finding that plaintiffs
had failed to prove that the electoral system was instituted or
maintained with discriminatory intent. On January 2, 1990,
2 Ten counties actually are targeted. The challenged 72nd Judicial
District encompasses two counties, Lubbock and Crosby. We will refer
to the nine targeted Judicial Districts as nine counties.
49a -
the district court enjoined defendants from:
Calling, holding, supervising and certifying elections for
state district judges in Harris, Dallas, Tarrant, Bexar,
Travis, Jefferson, Lubbock, Hector and Midland
Counties under the current at-large system with an order
for interim relief.
The district court divided the nine counties into electoral
subdistricts, tracing the districts of state representatives and
the precinct lines of County Commissioners or Justices of the
Peace. The district court’s order affected 115 of the 172
district courts. The district court also ordered a non-partisan
election for May 5, 1990, with any run-off to be held on
June 2, 1990. We stayed the district court’s order pending
this appeal.
Defendants first argue that the Voting Rights Act as
amended in 1982 has no application to the election of judges.
This argument rests on the assertion that the use by Congress
of the word "representatives" in Section 2(b), added by
amendment in 1982 and popularly known as the Dole
compromise, unambiguously excluded elected judges because
- 50a -
elected judges are not representatives. This argument in its
broadest form-Section 2 of the Act has no application to any
judicial elections—was rejected by this court in Chisom v.
Edwards, 839 F.2d 1056 (5th Cir.), cert, denied sub nom.
Roemer v. Chisom, 109 S.Ct. 390 (1988). The panel
opinion was unanimous. The petition for rehearing en banc
was denied without a single member of the court requesting
a poll. Relatedly, but with less sweep, defendants argue
that Section 2(b) has no application to state district judges
because such judges do their judging singly and not as part
of a collegial body. Finally, defendants attack the findings
below as well as the ordered remedy. In addition to quarrels
with the sufficiency of proof that the votes of minorities
were diluted, defendants argue that the findings are flawed
by the erroneous legal conclusion that the contribution of
partisan voting to election outcomes is not relevant.
v
We are unpersuaded that Chisom’s decision regarding
the election of appellate judges was incorrect, but are
- 51a -
persuaded that Section 2(b) will not support this attack upon
the county wide election of trial judges. Because we would
decide the case on this ground we do not reach defendants’
other contentions.
I.
A.
We are pointed to no evidence of how the Framers’
viewed elected judges. This is not surprising; judges were
not elected at the time the Constitution was written and
ratified. The thirteen original states employed various
methods of judicial selection, seven using appointment by the
legislature, five by governor and council, and one by
governor and legislature. See Winters, Selection o f Judges-
-an Historical Introduction, 44 Tex. L. Rev. 1081, 1082
(1966). Electing judges was a Jacksonian reform aimed at
making judicial selection more democratic:
Popular sovereignty and popular control of public
affairs through the elective system were hallmarks of the
Jacksonian era, and, not surprisingly, the movement for
popular election of judges dates from this period.
- 52a -
Dissatisfaction with the judiciary was widespread among
Jacksonians. It arose from several factors including a
general disaffection with the legal profession, abuses in
the judicial appointment systems, and a feeling, carried
over from the Jeffersonian period, that the courts were
basically undemocratic. Consequently, the abolition of
tenure during good behavior and the adoption of the
elective system were advocated as reform measures and
were hailed as in accord with the egalitarian spirit of the
times.
Note, The Equal Population Principle: Does It Apply to
Elected Judges?, 47 Notre Dame L. Rev. 316, 317 (1971).
The first judicial elections took place as early as 1812
for Georgia lower court judges, Ga. Const, art. Ill, § 4
(1812), and in 1832 Mississippi adopted a completely
elective judiciary. Miss. Const, art. IV, §§ 2, 11, 16
(1832). When it joined the Union, Texas ironically became
the first new state to adopt the federal method of selecting
judges, by executive appointment with confirmation by the
state senate. Id.; Tex. Const, art. IV., Section 5 (1845).
The wholesale change from appointed to elected judges can
be marked by New York’s adoption of judicial elections in
1846. N.Y. Const, art. VI, §§ 2, 4, 12, 14 (1846). All
- 53a -
new states entering the union after that date, until the
entrance of Alaska in 1958, used elections as their method
of judicial selection, and Georgia, Maryland, Virginia, and
Pennsylvania switched from appointment to election.
Winters, Selection o f Judges, 44 Tex. L. Rev. at 1082. In
short, it is fair to conclude that electing judges was viewed
as being more democratic and as a way of ensuring that
judges remained sensitive to the concerns of the people.
It is vigorously argued that Section 2 of the Voting
Rights Act has no application to judicial elections because
judges are not representatives. The argument in its strongest
form is that the word "representatives," found in Section
2(b), unambiguously excludes judges because judges have no
constituents. The argument continues that there is no
occasion for exploring legislative history because the inquiry
ends with the plain words of the statute. While drawing the
language of Section 2(b) from White v. Regester, 412 U.S.
755 (1973) Congress substituted the word "representatives"
- 54a -
for "legislators," at the least to insure it reached elected
executive officials. This much defendants do not deny.
Rather, they argue that although "representatives" may
encompass executive officials, Congress intended that the
term not encompass judges.
To be unambiguously inapplicable to judges, the word
"representatives" must be certain of only one relevant
meaning and that meaning must exclude judges. Defendants
must concede, however, that at one level of generality judges
are representatives. The history of electing judges and the
political impulses behind that choice are powerful evidence
of considered decisions to keep judges sensitive to the
concerns of the people and responsive to their changing will.
This reality belies the bold assertion that judges are in no
sense representatives. The assertion that judges are not
representatives actually masks a concern that judges should
not be representatives. This is a choice left to the states,
and Texas has chosen to elect judges convinced that direct
- 55a -
accountability insures that judges represent the people in
their judicial tasks.
Judges are oath bound to obey the law and to make
decisions in an impartial manner but that does not mean that
they are in no practical sense representatives of the people.
Yet, executive officials, who are considered representatives,
are bound by the same oath. While judges are indeed far
removed from the logrolling give and take of the legislative
and even executive processes, the effort to assure
"sensitivity" and "accountability" through elections is no
more than an insistence that the judges represent the people
in their task of deciding cases and expounding the law. State
judges, wearing their common law hats, face decisions such
as whether to adopt a comparative fault standard, and in
doing so represent the people in a very real sense. At least
at this level of generality judges are indisputably
representatives of voters. Saying so in no way steps on the
equally indisputable difference between judges and other
- 56a -
representatives-that judges do not represent a specific
constituency.
It is true that judges do not carry the views of a certain
group of people into a larger governmental body, attempting
to sway that body toward decisions favorable to their
constituency.3 That is not the necessary role of a
representative. We extol the virtues of the jury in criminal
cases—the jury is said to be the representatives of the people.
Both judicial opinions and academic writings describe
members of juries as representatives. See Spaziano v.
Florida, 104 S.Ct. 3154, 3176 (1984); Gillers, Deciding
Who Dies, 129 U. Pa. L. Rev. 1, 63-65 (1980); H. Kalven
& H. Zeisel, The American Jury 436 (1966). The examples
can be multiplied, but the point is plain. The conclusion that
the word "representative" has the singular meaning of
legislator is nothing more than an effort to substitute judicial
will for that of Congress. It is an undisguised effort by
3 The same may be said for county surveyors, treasurers, court clerks
and a myriad of office holders.
- 57a -
judges to claim for judges an exemption from the Voting
Rights Act. This exercise of raw judicial power claims for
federal courts, power belonging to Congress and to the
states. Texas has decided to elect its judges and Congress
has decided to protect the rights of voters in those elections.4
In sum, we cannot determine whether Section 2(b) of
the Voting Rights Act applies to judicial elections by looking
only to the word "representative." Rather, we must look to
the context in which the word is used and legislative history,
cautious as we must be over that enterprise. Exploration of
this context requires that we determine whether in using the
word representative in the 1982 amendments, Congress
intended to withdraw the Act’s existing coverage of judicial
elections. That is, the freight the majority’s use of
representative must bear becomes enormous if, before the
4 It is argued that, whether or not the unamended Section 2 reached
judicial elections is irrelevant, because Section 2(b) represents not just an
amendment to but a fundamental shift in the operation of the Act. As
such, the amended Section 2 should not be read to reach judicial elections
unless Congress explicitly so provided. See Atascadero State Hospital v.
Scanlon, 473 U.S. 234, 105 S.Ct. 3142 (1985). We refute this argument
in the text below.
- 58a -
1982 amendments, the Voting Rights Act reached judicial
elections.5
We therefore turn first to whether the Voting Rights Act
covered judicial elections before 1982. We consider the
1982 amendments to the Act and review the legislative
history of the amendments. We then turn to the question
whether Congress was required to mention specifically the
election of judges in the statute. The resolution of this
question is informed by application of settled principles of
federalism; we determine that the election of judges has no
claim to the protections of federalism not shared by other
institutions of state government. We next reject the
argument that because the one-person, one-vote principle is
inapplicable to the judiciary, racial vote-dilution claims under
Section 2 must be inapplicable as well. Finally, we look at
s It is argued that, whether or not the unamended Section 2 reached
judicial elections is irrelevant, because Section 2(b) represents not just an
amendment to but a fundamental shift in the operation of the Act. As
such, the amdned Section 2 should not be read to reach judicial elections
unless Congress explicitly so provided. See Atascadero State Hospital
v. Scanlon, 473 U.S. 234, 105 S.Ct. 3142 (1985). We refute this
argument in the text below.
- 59a -
the interplay of Sections 2 and 5 to determine whether
differences between the two sections preclude the application
of Section 2 to judicial elections despite Section 5’s coverage
of those same elections, and conclude that they do not.
B.
Section 2, before the 1982 amendments, provided as follows:
§ 1973. Denial or abridgement of right to vote on
account of race or color through voting
qualifications or prerequisites.
No voting qualification or prerequisite to voting,
or standard, practice, or procedure shall be imposed or
applied by any State or political subdivision to deny or
abridge the right of any citizen of the United States to
vote on account of race or color, or in contravention of
the guarantees set forth in section 1973b(f)(2) of this
title.
42 U.S.C. § 1973 (1975).
Section 2 by its express terms reached state judicial
elections. "Vote" or "voting" was defined as including "all
action necessary to make a vote effective in any primary,
special or general election . . . with respect to candidates
for public or party office and propositions for which votes
- 60a -
are received in an election." 42 U.S.C. § 19732(c)(1).
There was no mention of judges or the judiciary. There also
was no mention of any other specific office. Judges are
"candidates for public or party office" elected in a "primary,
special, or general election." Congress intended to reach all
types of elections, rather than to pick and choose. Indeed,
even votes on propositions are within the purview of the Act.
Section 14(c)(1), 42 U.S.C. § 19732(c)(1).
Defendants argue that the Act is silent as to judges, so
it must be construed as not including judicial elections.
They argue that, while judges in Texas are "candidates for
public office," it is uncertain whether Congress, by
providing a broad definition of "vote," also intended to
create a private remedial cause of action of similar scope in
Section 2. Congress expressly defined the term "vote" or
"voting," however, and nothing suggests that Congress did
not intend that definition to apply throughout the Act,
including Section 2.
- 61a -
Congress intended that its 1965 Act provide protection
coextensive with the Constitution. Justice Stewart reiterated
this in Mobile v. Bolden:
[I]t is apparent that the language of section 2 no more
than elaborates upon that of the Fifteenth Amendment,
and the sparse legislative history of section 2 makes
clear that it was intended to have an effect no different
from that of the Fifteenth Amendment itself . . . .
446 U.S. 55, 60-61 (1980). We reject the implicit
suggestion that the protections of the Fifteenth Amendment
do not extend to minorities whose right to vote in judicial
elections is abridged. The Fifteenth Amendment applies to
all elections, and Congress intended the Voting Rights Act
of 1965 to apply to all elections.
By its terms the 1965 Act included judicial elections.
Under defendants’ argument then the word representative in
Section 2(b) must bear the burden of being the sole means
by which Congress in the 1982 amendments exempted
judicial elections from the Act’s coverage. The record is
barren of any hint that Congress’s effort in 1982 to expand
- 62a -
the Voting Rights Act carried a sub rosa withdrawal of
coverage for state judicial elections.
C.
Congress amended Section 2 in 1982 in partial response
to the Supreme Court’s decision in City o f Mobile v. Bolden,
446 U.S. 55 (1980). Thornburgh v. Gingles, 478 U.S. 30,
106 S.Ct. 2752, 2758 (1986). Bolden held that in order to
establish a violation under Section 2 of the Act a plaintiff
must prove purposeful racial discrimination. Bolden, 446
U.S. at 66. Congress incorporated a "results test" into
Section 2(a) to diminish the burden of proof necessary to
prove a violation. Congress also added Section 2(b), which
codified the legal standards enunciated in White v. Regester,
412 U.S. 755 (1973).3
5 In White v. Regester the Supreme Court interpreted the
requirements of the Voting Rights Act and the U.S. Constitution with
respect to claims of vote dilution:
The plaintiffs’ burden is to produce evidence to support findings
that the political processes leading to nomination and election were
not equally open to participation by the group in question—that its
members had less opportunity than did other residents in the district
to participate in the political processes and to elect legislators of
their choice.
- 63a -
As amended in 1982, Section 2 now provides:
(a) No voting qualification or prerequisite to
voting or standard, practice, or procedure shall be
imposed or applied by any State or political subdivision
in a manner which results in a denial or abridgement of
the right of any citizen of the United States to vote on
account of race or color, or in contravention of the
guarantees set forth in section 1973b(f)(2) of this title,
as provided in subsection (b) of this section,
(b) A violation of subsection (a) of this section
is established if, based on the totality of circumstances,
it is shown that the political processes leading to
nomination or election in the State or political
subdivision are not equally open to participation by
members of a class of citizens protected by subsection
(a) of this section in that its members have less
opportunity than other members of the electorate to
participate in the political process and to elect
representatives of their choice. The extent to which
members of a protected class have been elected to office
in the State or political subdivision is one circumstance
which may be considered: Provided, that nothing in this
section establishes a right to have members of a
protected class elected in numbers equal to their
proportion in the population.
42 U.S.C. § 1973 (1982).
The plain language of Section 2(a) reaches judicial
elections, using the same broad language as the 1965 Act,
412 U.S. at 766.
- 64a -
referring generally to "voting" and "vote," the definitions of
which continued unchanged under the 1982 amendments.
The legislative history of the 1982 amendments does not
indicate that the terms "vote" or "voting" do not include
judicial elections, or that "candidates for public office" does
not include judges. While retaining the identical statutory
reach, Congress added the word "results" as the measure of
violation. The word representative does not appear in
subsection (a).
Section 2(b) is a new section added in the 1982
amendments. Section 2(a) refers to "denial or abridgement
of the right . . . to vote on account of race or color . . ., as
provided in subsection (b) of this section." Section 2(a)
anticipates that subsection (b) will define how a violation of
subsection (a) can be established. Other than the previously
discussed vague use of the word "representative," there is no
reason to suppose that subsection (b), defining a type of
proof sufficient under Section 2, was meant to withdraw all
- 65a -
coverage from judicial elections. Before we turn to the
legislative history of the 1982 amendments for evidence of
intent to exclude judicial elections from coverage, we pause
to emphasize that the exercise is itself not necessary. A
straightforward reading of both Section 2(a) and 2(b) leaves
little doubt but that 2(a)’s broad reach was never intended to
be limited by use of the word representative in the
explanation in Section 2(b) of how a violation might be
shown.
Congress used the word "candidates" interchangeably
with "representatives" in the legislative history. There was
no indication that "representatives" was intended to have a
limited meaning, applying only to legislative and executive
officials, but not to elected members of the judiciary. Even
Senator Dole, who proposed the language of compromise in
Section 2, stated:
Citizens of all races are entitled to have an equal chance
of electing candidates of their choice, but if they are
fairly afforded that opportunity, and lose, the law should
offer no redress.
- 66a -
S. Rep. No. 417, 97th Cong., 2d Sess. 193 (Additional
Views of Senator Robert Dole), reprinted in 1982 U.S. Code
Cong. & Admin. News 177, 364 (emphasis added), and
[T]he standard is whether the political processes are
equally "open" in that members of a protected class
have the same opportunity as others to participate in the
political process and to elect candidates of their choice.
Id. (emphasis added).
In the one place where the judiciary is specifically
mentioned in the legislative history of the 1982 amendments,
the report of the subcommittee on the Constitution states that
the term "’political subdivision’ encompasses all
governmental units, including city and county councils,
school boards, judicial districts, utility districts, as well as
state legislatures." Report of the Subcommittee on the
Constitution of the Committee of the Judiciary, S. Rep. 417,
97th Cong., 2d Sess., reprinted in 1982 U.S. Code Cong. &
Admin. News 177, 323 (emphasis added). Of course, a
brief statement in a subcommittee report opposing the
amendments is not much. Nonetheless, the proponents of
- 67a
the changes to the Act did not contest this description,
although they would have had incentive to do so to alleviate
any fears of such extended coverage if such a broad scope of
applicability were not intended.
The Senate and House hearings regarding the 1982
amendments contain various references to judicial elections,
primarily in the context of statistics presented to Congress
indicating the progress made by minorities under the Act up
to that date. The charts indicated when minorities were
elected to office, and included judicial election results. See
Extension of the Voting Rights Act: Hearings on H.R.
1407, H.R. 1731, H.R. 3112, H.R. 3198, H.R. 3473 and
H.R. 3498 Before the Subcomm. on Civil and Constitutional
Rights of the House Comm, on the Judiciary, 97th Cong. 1st
Sess. 38, 193, 239, 280, 502, 574, 804, 937, 1182, 1188,
1515, 1528, 1535, 1745, 1839, 2647 (1981); Voting Rights
Act: Hearings on S. 53, S. 1761, S. 1975, S. 1992, and
H.R. 3112 Before the Subcomm. on the Constitution of the
- 68a -
Senate Comm, on the Judiciary, 97th Cong. 2d Sess. 669,
748, 788-89 (1982).
To summarize, the relevant legislative history
concerning the 1982 amendments suggests that Section 2(b)
was intended to reach all elections, including judicial
elections. There is no hint that Congress intended to
withdraw coverage.
But, it is argued, even if other aspects of Voting Rights
law do apply to judicial elections, nonetheless, vote-dilution
claims should not, because these claims are a new and
fundamentally different ground for relief under amended
Section 2 and because anti-dilution remedies are particularly
intrusive on the judiciary. Therefore, the argument
continues, had Congress intended the Act to apply to judicial
elections, it should have said so explicitly, which it did not.
We reject this argument that Congress singled out both
judicial elections and dilution claims for distinct treatment.
In plain language it argues that Congress affirmatively turned
- 69a -
its head away from the dilution of minority votes in judicial
elections.
The first flaw in this argument is that vote-dilution
claims were not newly authorized by amended Section 2.
There were many vote dilution cases before 1982. The
statutory prohibition of vote dilution by the Voting Rights
Act is as old as the Act itself. It was first raised as early as
1965, the year of the Act’s inception, when the Supreme
Court observed
It might well be that, designedly or otherwise, a multi
member constituency apportionment scheme, under the
circumstances of a particular case, would operate to
minimize or cancel out the voting strength of racial or
political elements of the voting population. When this
is demonstrated it will be time enough to consider
whether the system still passes constitutional muster.
Fortson v, Dorsey, 379 U.S. 433, 439 (1965). Vote-
dilution claims were considered in Bums v. Richardson, 384
U.S. 73 (1966), and Whitcomb v. Chavis, 403 U.S. 124
(1972), where the plaintiffs were unsuccessful, and in White
v. Regester, 412 U.S. 755 (1973), and Zimmer v.
- 70a -
McKeithen, 485 F.2d 1297 (5th Cir. 1973)(en banc), a ff d
sub nom. East Carroll. Parish School Board v. Marshall,
424 U.S. 636 (1976), where the plaintiffs prevailed. These
cases were decided under the results test. Finally Mobile v.
Bolden, 446 U.S. 55 (1980), where the Supreme Court
articulated the intent standard, was a dilution case. The
1965 Act, therefore, was considered to prohibit vote dilution
as well as more straightforward denials of the right to vote.
By its terms the act covered judicial elections. The 1982
amendments simply made it clear that results and not intent
were the basis for finding a violation. However difficult in
application the results test may have proved to be, the
amendments to Section 2 did not themselves create a vote-
dilution claim. To the contrary, the dilution of the voting
strength of minorities was the accepted premise of the
debate. Indeed Zimmer v. McKeithen, 485 F.2d 1297 (5th
Cir. 1973) (en banc), the source of the "senate factors" that
became part of the congressionally required inquiry, was a
- 71a -
dilution case.
Much of the legislative history of the 1982 amendments
indicates that Congress intended to return to pre-Bolden
standards, and was not otherwise reaching for a new and
more intrusive private cause of action. As we will explain,
at least Senator Hatch feared the language of the 1982
amendment would be much more intrusive, expressing
concern that its uncertainty would lead to proportional
representation. His fear was fueled by the restoration of the
results test, however, not dilution theory, which had been
part of the voting rights law for at least seventeen years.
The principal focus of the House debates centered on
Section 5, but the Senate debates were centered on the
meaning of the Section 2 amendments. Nonetheless, there
was some discussion in the House, and at least some
witnesses argued that "the amended Section 2 . . . would
restore to black Southerners the right to challenge alleged
discriminatory election schemes which were developing
- 72a -
before Mobile, [and that] notwithstanding the Court’s claim
to the contrary in Mobile, the intent test first became a
constitutional standard in 1976 with Washington v. Davis, an
employment case." Boyd & Markman, The 1982
Amendments to the Voting Rights Act: A Legislative
History, 40 Wash. & Lee L. Rev. 1347, 1366 (citing
comments by James Blacksher and David Walbert).
Congressman Sensenbrenner argued that the Rodino
amendment to Section 2 was necessary in order to clarify
the standard of proof required in order to establish violations
of the Act. 127 Cong. Rec. H6850 (daily ed. Oct, 1981) at
H6983.
In the Senate Report on the Amendments the purpose of
the bill was stated as
designed to make clear that proof of discriminatory
intent is not required to establish a violation of Section
2. It thereby restores the legal standards based upon
the controlling Supreme Court precedents, which applied
in voting discrimination claims prior to the litigation
involved in Mobile v. Bolden. The amendment also
adds a new subsection to Section 2 which delineates the
legal standards under the results test by codifying the
- 73a -
leading pre-Bolden vote dilution case, White v. Regester.
S. Rep. 417, 97th Cong., 2d Sess., reprinted in 1982 U.S.
Code Cong. & Admin. News at 179 (emphasis added).
Senator Hatch opposed the change, arguing that it
"would redefine the concept of ’discrimination5 and would
’transform the Fifteenth Amendment and the Voting Rights
Act from provisions designed to ensure equal access and
equal opportunity in the electoral process to those designed
to ensure equal outcome and equal success.’" Boyd, Voting
Rights Act Amendments, 40 Wash. & Lee L. Rev. at 1389
(quoting Hearings on the Voting Rights Act Before the
Senate Subcommittee on the Constitution of the Committee
on the Judiciary, 97th Cong., 2d Sess. 3 (1982)). But,
Senator Mathias, a proponent of the bill, argued
The House amendment is needed to clarify the burden
of proof in voting discrimination cases and to remove
the uncertainty caused by the failure of the Supreme
Court to articulate a clear standard in the City of Mobile
v. Bolden. . . . We are not trying to overrule the
Court. The Court seems to be in some error about what
the legislative intent was . . . . Prior to Bolden , a
violation in voting discrimination cases [could] be shown
- 74a -
by reference to a variety of factors that, when taken
together, added up to a finding of illegal discrimination.
But in Bolden, the plurality appears to have abandoned
this totality of circumstances approach and to have
replaced it with a requirement of specific evidence of
intent . . . this is a requirement of a smoking gun, and
I think it becomes a crippling blow to the overall
effectiveness of the Act.
Hearings on the Voting Rights Act Before the Senate
Subcommittee on the Constitution of the Committee on the
Judiciary, 97th Cong., 2d Sess. 3, 199 (1982).
Senator Hatch persisted that the results test represented
a new test, but supporters of the bill took issue with this
view. Laughlin McDonald of the ACLU argued that "[p]rior
to Mobile, it was understood by lawyers trying these cases
and by the judges who were hearing them that a violation of
voting rights could be made out upon proof of a bad purpose
or effect . . . Mobile had a dramatic effect on our cases."
Id. at 369. Defenders of the amendment assumed that the
results test represented a restatement of the law prior to
Bolden.
Critics of the results test argued that even if the lower
- 75a -
federal courts had adopted a results test in their pre-Bolden
interpretation of Section 2, the original intent of Congress
had been the establishment of a test in Section 2 using the
traditional standard of intent or purpose. Boyd. Voting
Rights Act Amendments, 40 Wash. & Lee L. Rev. at 1405
(citing Appendix to Additional Views by Senator Hatch, S.
Rep. NO. 417, 97th Cong., 2d Sess. 36 (1982)).
Proponents responded by arguing that there was no evidence
that Congress meant an intent test to apply. The Senate
Report of the Committee on the Judiciary adopted this view,
citing Attorney General Katzenbach’s testimony during the
hearings on the Voting Rights Act of 1965 to the effect that
"Section 2 would ban ’any kind of practice . . . if its
purpose or effect was to deny or abridge the right to vote on
account of race or color." S. Rep. 417, 97th Cong., 2d
Sess., reprinted in 1982 U.S. Code Cong. & Admin. News
at 194 (citing Hearings on S. 1564 before the Committee on
the Judiciary, 89th Cong., 1st Sess., 191 (1965)).
- 76a -
This legislative history generally indicates an intent to
retain pre-Bolden standards rather than create a more
intrusive new cause of action.6 We have insisted in other
contexts that Congress clearly state its intent to supplant
traditional state prerogatives. Judicial insistence upon clear
statement is an important interpretative tool vindicating
concern for separation of powers and federalism. See
Atascadero State Hospital v. Scanlon, 473 U.S. 234, 105
S.Ct. 3142 (1985); Pennhurst State School and Hospital v.
Halderman, 465 U.S. 89, 104 S.Ct. 900 (1984) (Pennhurst
II). This insistence upon "an unequivocal expression of
congressional intent," Pennhurst II, 465 U.S. at 99, 104
S.Ct. at 907, is based upon the fundamental nature of the
interests at stake, Atascadero, 105 S.Ct. at 3147 ("The
‘constitutionally mandated balance of power’ between the
6 Of course, when the 1982 amendments are considered in light of
the Supreme Court’s interpretation in Gingles, we cannot conclude that
the 1982 amendments to Section 2 worked no changes from the pre-
Bolden interpretation of the Act. But this is what it became, not
necessarily what it was when voted upon.
- 77a -
states and the Federal Government was adopted by the
Framers to ensure the protection of ’our fundamental
liberties.’") (quoting Garcia v. San Antonio Metropolitan
Transport Authority, 469 U.S. 528, 572, 105 S.Ct. 1005,
1028 (Powell, J., dissenting)). These mighty principles do
not carry us very far here. Congress has clearly expressed
the Act’s application to the states, and has clearly expressed
its intent that violations of the Act be determined by a results
test rather than an intent standard. By these actions, the
Act, with all of its intrusive effect, has been made to apply
to the states. Significantly, the "results tests" did apply to
all elections including judicial elections until the 1980
decision of Mobile v. Bolden, supra. Thus, intrusive as it
is, the Act, including the anti-dilution provisions, applied to
judges before the 1982 amendment. The suggestion that
anti-dilution and results tests were introduced by the 1982
amendments is wrong.
The majority’s argument is by necessity a demand for
- 78a -
the exemption of judicial elections from the Act as a whole.
We cannot recognize this broad exemption.7 Section 5,
commonly seen as the most far reaching of the Voting Act
provisions, see South Carolina v. Katzenbach, 383 U.S. 301,
358-62 (1966) (Black, J., dissenting), has allowed no escape
for elected state judiciaries. Haith v. Martin, 618 F. Supp.
410 (E.D.N.C. 1985), affd mem., 477 U.S. 901, 106 S.Ct.
7 Congress dispensed with proof of purposeful violation for any
voting qualifications or prerequisites to voting or standard, practice or
procedure "which results in a denial or abridgement. . . . ” It did so by
using the word results in both 2(a) and 2(b). The word representative,
so critical to defendants’ argument, does not appear in the broad
prohibition of Section 2(a). The Senate Report explained that the results
test apply to a variety of violations.
For example, a violation could be proved by showing that the
election officials made absentee ballots available to white citizens
without a corresponding opportunity being given to minority
citizens. See Brown v. Post, 279 F. Supp. 60, 63-64 (W.D. La.
1968). Likewise, purging of voters could produce a discriminatory
result if fair procedures were not followed. Toney v. White, 488
F.2d 310 (5th Cir. 1973), or if the need for a purge were not
shown or if opporunities for re-registration were unduly limited.
Administration of an election could likewise have a discriminatory
result if, for example, the information provided to voters
substantially misled them in a discriminatory way. United States
v. Post, 297 F. Supp. 46, 50-51 (W.D. La. 1969), 412 U.S. at
769-770.
S. Rep. 97-417 n. 119 p. 208.
We decline to say that Congress intended to exempt state judicial
elections from statutory regulation of these practices.
- 79a -
3268 (1986). As an inferior court we are bound by the
holding of the Supreme Court that judicial elections are
covered by Section 5 of the Act, a result explicitly urged by
then Solicitor General Charles Fried and by then head of the
Civil Rights Division, Assistant Attorney General William
Bradford Reynolds. The same officials argued in Chisom
that amended Section 2 of the Act is equally applicable, as
does the present administration.
D.
Finally, it is argued that an elected state judiciary is
somehow free of the anti-dilution prohibitions of the Voting
Rights Act but remains subject to its other strictures. The
argument has two premises: First, because the pre-Bolden
anti-dilution cases did not involve judicial elections, Section
2’s prohibition against vote dilution does not extend to
judicial elections; second, because the one-person, one-vote
principle has been held not to apply to judicial elections,
vote-dilution claims under Section 2 do not apply either.
- 80a -
The first premise is obviously flawed. Nothing in the
pre-Bolden cases suggests that the prohibition against vote
dilution does not apply to judicial elections. That those
cases involved elections of officials other than judges was
happenstance; cases involving judicial elections simply had
not yet come up. Furthermore, the statutory language
cannot be parsed to read that judicial elections are not
subject to dilution claims, but are subject to the remaining
strictures of Section 2. This is so even if representative is
found to mean elected members of the legislative and
executive branches but not the judicial branches of state
government. Further, concluding that Section 2 does not
apply would create the anomaly that Section 5, conceded to
reach elected judges, and Section 2 use identical language to
define their reach. Section 2 either applies in its entirety or
not at all and defendants’ efforts to soften the full force of
their extraordinary contention must fail.
The second premise-that because the one-person, one
- 81a -
vote principle does not apply to judicial elections, the vote-
dilution prohibition does not either—must also fail. The
prohibition of geographical discrimination in voting
expressed in Baker v. Carr, 369 U.S. 186 (1962) and
Reynolds v. Sims, 377 U.S. 533 (1964), commonly referred
to as the one-person, one-vote principle, was held not to
apply to the apportionment of state judiciaries in Wells v.
Edwards, 347 F. Supp. 453 (N.D. La. 1972) (3-judge
court), aff’d mem., 409 U.S. 1095 (1973) (three justices,
dissenting). It is argued that vote dilution principles cannot
be applied to an elected judiciary because the one-man, one-
vote principle does not apply, and without requiring equal
apportionment there is no benchmark for concluding that
there is vote dilution. This argument rests upon the equating
of racial and non-racial acts by the state that deny voting
strength. Yet they measure equality on quite different
planes. One is facially neutral in the matter of race; indeed
compliance may adversely affect black voting power. The
- 82a -
other rests on core concerns of the Civil War amendments-
-submerging of minority voting strength by the combined
force of election methods and bigotry. In the more concrete
terms of this case, that the state has chosen to allot thirty-
some judges to Dallas County and only one to another
county is not relevant. Submerging votes of protected
minorities by a cohesive white majority is relevant.
It is perverse now to reason that because the elections
of state judges are free of the Reynolds’ command of
numerical equality, an elected judiciary is a fortiori free
from the racial equality commands of the Civil War
Amendments and the Voting Rights Act. It is perverse
because even the defenders of the "political thicket" doctrine
at all times maintained that the courts must hold to the core
values of the Civil War Amendments. For example, Justice
Frankfurter, in his famous dissent to the Court’s entry into
the political thicket in Baker v. Carr admitted, joined by
Justice Harlan, that "explicit and clear constitutional
- 83a -
imperatives guided judicial intervention in state government
on the issue of black disenfranchisement." Baker v. Carr,
369 U.S. 186, 285-86 (1962) (Frankfurter, J., dissenting).
The courts have struggled to develop a measure of
dilution stemming from the combination of racial voting
patterns and state election practices. Gingles itself was the
first detailing of that enterprise by the Supreme Court. At
earlier times, various justices have referred to our efforts to
do so in Zimmer v. McKeithen as amorphous. But, this
difficulty has nothing to do with the inapplicability of the
command of numerical equality, nor is its difficulty peculiar
to judicial elections. We remind that the effort in this case
to measure the submerging of black and Hispanic voting
power begins with a system that is numerically perfect-
county-wide elections.
We are pointed to several lower court opinions stating
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that judges are not "representative."8 These cases held that
the prohibition against geographical discrimination does not
reach judicial elections. The argument is that because many
of these courts held that judges are not "representatives,"
Congress must have meant a similar exclusion in its use of
the word. We disagree. Words come to their full meaning
in context. This argument of incorporated definition is
unsupported by a trace of legislative history and is no more
8 See, e.g., Concerned Citizens o f Southern Ohio, Inc. v. Pine Creek
Conservancy Dist., 473 F. Supp. 334 (S.D. Ohio 1977); The Ripon
Society, Inc. v. National Republican Party, 525 F.2d 567 (D.C. D.C.
1975), cert, denied, 424 U.S. 933 (1976); Fahey v. Darigan, 405 F.
Supp. 1386 (D.C.R.I. 1975); Gilday v. Board o f Elections o f Hamilton
County, Ohio, 472 F.2d 214 (6th Cir. 1972); Wells v. Edwards, 347 F.
Supp. 453 (M.D. La.), affd, 409 U.S. 1095 (1972); Buchanan v.
Gilligan, 349 F. Supp. 569 (N.D. Ohio 1972); Holshouser v. Scott, 335
F. Supp. 928 (M.D.N.C. 1971), affd, 409 U.S. 807 (1972); Irish v.
Democratic-Farmer-Labor Party o f Minnesota, 287 F. Supp. 794 (D.C.
Mum.), affd, 399 F.2d 119 (8th Cir. 1968). But cf. cases dealing with
the Voting Rights Act, Southern Christian Leadership Conference of
Alabama v. Siegelman, 714 F. Supp. 511 (M.D. Ala. 1989); Clark v.
Edwards, 725 F. Supp. 285 (M.D. La. 1988); Mallory v. Eyrich, 839
F.2d 275 (6th Cir. 1988); Martin v. Allain, 658 F. Supp. 1183 (S.D.
Miss. 1987); Lefkovits v. State Board o f Elections, 400 F. Supp. 1005
(N.D. 111. 1975), affd, 424 U.S. 901 (1976). To the extent that any
cases from the Sixth Circuit are used to support the proposition that
Section 2 of the Voting Rights Act does not encompass judicial elections,
they are no longer good law, for the Sixth Circuit specifically held in
Mallory v. Eyrich, 839 F.2d 275 (6th Cir. 1988), that Section 2 of the
Voting Rights Act applies to judicial elections.
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than an assertion. Indeed we showed above that Congress
meant "representative" to include judges for the purposes of
the Voting Rights Act. The Reynolds principle is race
neutral, different, as we observed, from the race-based focus
of the Voting Rights Act. However problematic locating the
principle of one-person, one-vote in the fourteenth
amendment may be, race-based concerns are at its core.
Nothing in policy or logic suggests that declining to extend
the Reynolds principle to judicial elections carries any sway
in freeing judicial elections from race-focused concerns.
Wells was distinguished from cases challenging election
practices in Lefkovits v. State Board o f Elections, 400 F.
Supp. 1005 (N.D. 111. 1975) (3-judge court), affd mem.,
424 U.S. 901 (1976), where the court stated:
[Wjhen a judge is to be elected or retained, regardless
of the scheme of apportionment, the equal protection
clause requires that every qualified elector be given an
equal opportunity to vote and have his vote counted.
Id. at 1012. This was the precise point made by Solicitor
General Fried in his successful argument to the Supreme
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Court that it should summarily affirm Haith v. Martin.
In Haith the district court held that judicial elections are
covered by Section 5 and the preclearance requirements of
the Act. The district court found, using an analysis similar
to that used by this circuit in Voter Information Project v.
Baton Rouge, 612 F.2d 208 (5th Cir. 1980), that although
the one-person, one-vote principle may not apply to judicial
elections, claims with respect to the Voting Rights Act do
not deal with numerical apportionment, but with
discrimination. The court held that "the Act applies to all
voting without any limitation as to who, or what, is the
object of the vote." 618 F. Supp. at 413.9 In short, Haith
rejects the suggestion that inapplicability of the Reynolds
principle is any barrier to the application of the Voting
9 The changes required to be precleared in Haith had to do with the
elections of trial judges. The district court did not reach the merits of
any vote-dilution claims, for it had no jurisdiction to do so. New voting
practices must be submitted to either the Attorney General or the United
States District Court for the District of Columbia for preclearance. Other
district courts only have jurisdiction to decide whether a practice is a
change requiring preclearance. Consequently, the merits of a vote-
dilution claim with respect to trial judges was not before the Supreme
Court.
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Rights Act. We are bound by Haith, and the relevance of
that bind turns on whether Section 5, dealt with in Haith,
and Section 2 are coextensive in their application to the
judicial elections. We turn now to that question.
E.
Defendants have raised no compelling reason to
distinguish between Section 5 and Section 2 with respect to
their applicability to judicial elections. To distinguish the
Sections would lead to the incongruous result that if a
jurisdiction had a discriminatory voting procedure in place
with respect to judicial elections it could not be challenged,
but if the state sought to introduce that very procedure as a
change from existing procedures, it would be subject to
Section 5 preclearance and could not be implemented.
Sections 2 and 5 operate in tandem, with Section 2
prohibiting the continued use of discriminatory practices, and
Section 5 preventing the imposition of new discriminatory
practices to replace those condemned in those areas subject
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to preclearance. Section 5 contains language defining its
scope that is almost identical to the language in Section 2:
"any voting qualification or prerequisite to voting, or
standard, practice, or procedure with respect to
voting . . .
There are important differences in the two sections,
however. Section 5 requires preclearance of any new voting
practices and procedures, and, in determining whether or not
a new practice is entitled to preclearance, only the effect of
the new practice is considered. City o f Lockhart v. United-
States, 460 U.S. 125, 103 S.Ct. 998 (1983); Beer v. United
States, 425 U.S. 130 (1976). This has been described as a
retrogression test, with preclearance denied only if the new
practice has a retrogressive effect, rather than a results test,
for the effects of the existing system on minorities are not
considered. Thus in Section 2 the entire scheme of voting
practices and procedures is considered to see whether it
results in less than an equal opportunity to participate in the
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political process, whereas under Section 5 only the effects of
new practices and procedures are considered. Section 2 is,
therefore, arguably more intrusive than Section 5,10 for
Section 5 only regulates whether or not changes may be
implemented, whereas Section 2, if a violation is found, can
lead to the dismantling of an entire system of voting
practices that may have been in place for many years. This
is a distinction between the two sections, but our question
must be whether the difference means that Section 5 applies
to judicial elections, but Section 2 does not. There appears
to be no relevant reason why judicial elections are so
different from legislative or executive elections that both
Some see Section 5 as being the most intrusive aspect ot
the Voting Rights Act:
This so-called "preclearance'' requirement is one of the most
extraordinary remedial provisions in an Act noted for its broad
remedies. Even the Department of Justice has described it as a
"substantial departure . . . from ordinary concepts of our federal
system"; its encroachment on state sovereignty is significant and
undeniable. The section must, therefore, be read and interpreted
with care.
United States v. Sheffield Board o f Comm’rs, 435 U.S. 110, 141 (1978)
(Stevens, J., dissenting) (footnote omitted). See also Katzenbach, 383
U.S. at 358-62 (Black, J., dissenting).
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sections should apply to one and not the other.
The Voting Rights Act plainly covered judicial elections
before the 1982 amendments. It is equally plain that there
is little evidence that Congress intended any retrenchment by
its 1982 amendments. In sum, defendants are left with the
unconvincing argument that the changes of the 1982
amendments were fundamental in ways unique to judicial
elections. Certainly, the Voting Rights Act intrudes heavily
into state matters but it is no more specifically intrusive in
judicial elections than in any others. We would hold that
Section 2 of the Voting Rights Act applies to judicial
elections.
II.
We now turn to the quarrel with the county-wide
election of Texas trial judges. The Voting Rights Act does
not purport to change the choices by a state of the duties and
means for their discharge it gives to a particular office it
chooses to create. Rather, the Act accepts these state
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creatures but patrols for impermissible vote dilution of
minority voting power caused by the features of the election
process in combination with racially molded voting patterns
in any election of such officials. The statute, however, gives
no right to choose how the combination will be broken. It
is important, then, that we keep in mind that the analysis of
Thornburg v. Gingles is relevant only to an inquiry into
whether an at-large election impermissibly dilutes minority
voting strength; it is not a way of assessing every claimed
vote dilution.
Texas has structure its government such that it wields
judicial power at the trial level through trial judges acting
separately, with a coterminous or linked electoral and
jurisdictional base, each exercising the sum of judicial power
at that level, and all with review by courts acting collegially.
We are persuaded that, for purposes of the Voting Rights
Act, because the fact and appearance of independence and
fairness are so central to the judicial task, a state may
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structure its judicial offices to assure their presence when the
means chosen are undeniably directly tailored to the
objective. The choice of means by Texas here—tying
elective base and jurisdiction—defines the very manner by
which Texas’ judicial services are delivered at the trial court
level. These means define the office. Nothing in the Voting
Rights Act grants federal courts the power to tamper with
these choices. It requires no narrow reading to conclude that
the statute does not by its terms purport to do more. Stated
in traditional fourteenth amendment terms, there is
compelling necessity sufficient to overcome the strict
scrutiny of state acts impinging upon a fundamental interest.
We would not lightly suppose that the Voting Rights Act
reached further than the Civil Rights Amendments except for
dispensing with the requirement of purposeful violation.
It follows that inquiry into the Section 2 claims proceeds
by accepting that trial judges are officials exercising the full
authority of their positions alone whose full authority has its
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source in the electors from a district coterminous with their
jurisdiction. There can be no dilution of votes for a single
judge because each judge holds a complete judicial office.
This feature of the trial judge will alone decide this case but,
as we will explain, we need not rest only on this proposition.
Rather, that the trial judges act singly is also integral to the
linking of jurisdiction and elective base.
A.
The district courts are the primary trial courts in Texas.
Indeed, the constitution of the Republic of Texas provided:
The Republic of Texas shall be divided into convenient
judicial districts, not less than three, nor more than
eight. There shall be appointed for each district a
judge, who shall reside in the same, and hold the courts
at such times and places as Congress may be law direct.
Guittard, Court Reform, Texas Style, 21 Sw. L.J. 451, 456
(1967). The first state constitution, adopted in 1845,
contained essentially the same provision in article IV, section
6. This provision was amended in 1850 to allow for the
election of district judges by the people, but the subsequent
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constitution of 1861 provided that district judges were to be
appointed. Tex. Const, art. V, § 7, interpretive commentary
(1876, amended 1985). Texas constitutions adopted since
1861, including the current constitution, which was adopted
in 1876, have provided for elected district judges.
All the constitutions have provided that the district
courts are to be held by district judges chosen from defined
districts, following the pattern of the Constitution of the
Republic of Texas. Although in the Constitution of the
Republic of Texas the number of district courts was limited
to not more than eight, subsequent constitutions have left the
number of courts to the legislature. All Texas constitutions,
including the current one, before it was amended in 1985,
suggested that each district would be served by only one
judge. See Tex. Const, art V, § 7 (1876, amended 1985)
("[fjor each district there shall be elected . . . a Judge
. . . ."). A one judge per district system, however,
presupposes districts of substantially equal population.
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Guittard, supra at 456. Thus, with the growth of the
population in certain counties it became necessary for the
legislature to make adjustments.
The system challenged in this case was set up according
to this pattern. See Tex. Gov’t Code §§ 24.001-.954
(Vernon 1988 & Supp. 1990). With the exception of the
72nd district, each challenged judicial district in the nine
targeted counties is coextensive with one county. The 72nd
district is composed of two counties. Id. § 24.174 (Vernon
1988). Since 1907 district judges have been elected county
wide. In 1985, however, a section was added to article V
of the 1876 Constitution which specifically allows the
creation of judicial districts smaller than a county. Tex.
Const, art. V, § 7a(i) (1985). A majority of the voters in
the county must authorize the division. Id. This power has
yet to be exercised.11
The only time a district has been drawn smaller than a
county was when the legislature divided both Dallas and Bexar counties
into two districts, each district having jurisdiction throughout the whole
county. The judge for each district was elected by the voters in the
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The district courts in multi-district counties were unified
for certain administrative purposes in 1939 through the
passage of the Special Practice Act, which is now, for the
most part, found in Tex. R. Civ. P. 330 (e)-(i). Guittard,
supra at 457-58. The relevant parts of the Special Practice
Act essentially provide that cases can be freely transferred
between judges and that any judge can work on any part of
a case including preliminary matters. Also, "[a]ny judgment
rendered or action taken by any judge in any of said courts
in the county shall be valid and binding." Tex. R. Civ. P.
330 (h).
The Administrative Judicial Act, originally passed in
1927 and subsequently amended on several occasions,
divides Texas into nine administrative regions, each with a
presiding judge appointed by the governor with the advice
district in accordance with the constitution’s command, Tex. Const, art.
V, § 7 (1876, amended 1985), as opposed to being elected by county
wide vote as now. Thus, we cannot say that there is no precedent for
dividing counties into geographically distinct districts. We can say that
the state experimented with 2 of its 25 counties but abandoned the idea
nearly a century ago. The statutes dividing Bexar and Dallas Counties
into two districts were repealed in 1895 and 1907, respectively.
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and consent of the senate. See Tex. Gov’t Code §§ 74.005,
.042 (Vernon 1988). The "presiding administrative judge is
the key administrative officer in the Texas judicial system."
Guittard, supra at 459. He is empowered to assign judges
as necessary within his region. Id. §§ 74.052-056 (Vernon
1988 & Supp. 1990); see also Judicial Administration Rule
8 (Vernon 1988 & Supp. 1990). He is required to call two
meetings of all judges in his administrative region each year
and any other meetings as necessary. Tex. Gov’t Code §
74.048(a) (Vernon 1988); Judicial Administration Rule 4
(Vernon 1988 & Supp. 1990). This conference is for
"consultation and counseling concerning the state of the civil
and criminal business" and is empowered to promulgate
administrative rules, rules governing the order of trials and
county-wide recordkeeping, and other rules deemed
necessary. Tex. Gov’t Code § 74.048(b)-(c) (Vernon 1988).
The local administrative judge is elected by a majority
vote of all the judges in the county, including both district
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and statutory judges. Id. § 74.091 (Vernon 1988 & Supp.
1990). His duties on the county level are similar to those
of the presiding administrative judge. See id. § 74.092.
The local administrative judge has the power to assign judges
within his county. Id. § 74.094. Under the leadership of
the local administrative judge, the district and statutory
judges in each county are directed to adopt local rules of
administration. Id. § 74.093. These rules must provide for,
among other things, the "assignment, docketing, transfer,
and hearing of all cases" and "fair and equitable division of
caseloads." Id. § 74.094(b)); see also Judicial
Administration Rule 9(b) (Vernon 1988 & Supp. 1990). All
local rules, .of course, must be consistent with state and
regional rules. Judicial Administration rule 10 (Vernon
1988). In this regard, the present Chief Justice of Texas
testified at trial that the only collegial decision-making by
district judges in a county is in the handling of some
administrative matters.
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B.
A distinction was drawn between multi-member and
single-member structures in Butts v. City o f New York, 779
F.2d 141 (2d Cir. 1985), cert, denied, 478 U.S. 1021
(1986). In that case the plaintiffs contested a primary run
off law, contending that it violated the Equal Protection
Clause and the Voting Rights Act. The Second Circuit noted
that one of the ways that a class of citizens may have less
opportunity to participate is when there are electoral
arrangements that diminish a class’s opportunity to elect
representatives in proportion to its numbers. The court
distinguished, however, between multi-member bodies,
where at-large elections may produce this result, and
elections for single-member offices. Butts, 779 F.2d at 148.
The court found that the Supreme Court had made this
distinction implicit in City o f Port Arthur v. United States,
459 U.S. 159 (1982), where the Supreme Court struck down
a run-off requirement for seats on a multi-member city
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council, but did not mention the run-off requirement for
mayor. The Eleventh Circuit followed Butts in United States
v. Dallas County, Ala., 850 F.2d 1430 (11th Cir. 1988), in
holding that "the at-large election of the probate judge is
permissible under the Voting Rights Act with respect to the
judicial aspects of that office." Id. at 1432 n .l.
The positions at issue in Butts and Dallas County, and
the position not considered in Port Arthur, were what can be
viewed as traditional single member offices, i.e., mayor, city
council president, single probate judge, or comptroller.
There was only one of each office in a given geographical
area, and no problem with overlapping jurisdictions. Here,
there are many judges with overlapping jurisdictions.
Nonetheless, each acts alone in wielding judicial power, and
once cases are assigned there is no overlap in decision
making.
Indeed there are special courts created within some
judicial districts that emphasize the single-member nature of
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the offices, for not all of the judges handle the same type of
work. Some are courts of general jurisdiction, but some
judges are elected specifically to handle juvenile cases, or
family law cases, or criminal cases. To that extent they are
separate office, just as county treasurer and sheriff are
different positions. Of course, many of the judges do handle
the same type of cases and the cases are assigned to any of
these judges within a given geographical jurisdiction. There
are many of them within a geographical area, and the
plaintiffs would find this dispositive. A United States district
court in Alabama has held that Alabama trial courts similar
to the Texas courts are multi-member positions.12 Southern
Christian Leadership Conf. v. Siegelman, 714 F. Supp. 511
The district court in Clark v. Edwards, 725 F. Supp. 285
(M.D. La. 1988), also held that the at-large system of electing trial
judges in Louisiana impermissibly diluted black voting strength, assuming
that districts with more than one judicial position were multi-member
districts. In Haith v. Martin, 618 F. Supp. 410 (D.C.N.C. 1985), affd
mem., 106 S.Ct. 3268 (1986), the district court referred to the superior
court judges in North Carolina, also trial judges, as "designated seats in
multi-member districts." Id. at 414. The issue there was not a violation
of Section 2, however, but whether Section 5 of the Act applied to such
judicial elections, requiring preclearance of changes.
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(M.D. Ala. 1989). The court considered Dallas County and
Butts, but concluded that
Although neither court expressly defined the term
"single-member office," it is clear to this court that the
phrase, as used in those cases, refers to a situation
where under no circumstances will there ever be more
than one such position in a particular geographic voting
area.
Siegelman, 714 F. Supp. at 518.
The Court found that exclusive authority alone does not
define single-member official. Id. We disagree with this
view of multi-member versus single-member office and agree
with the argument made by defendants in Siegelman that
the hallmark of a single member office, as [the Butts
and Dillard] courts use the term, is not the fact that the
office is traditionally held by only one individual but,
more importantly, the fact that the full authority of that
office is exercised exclusively by one individual.
714 F. Supp. at 518.
Viewing district judges as members of a multi-member
body is flawed in concept. Before any suits are filed, before
any cases are assigned, there is a group of judges with
concurrent jurisdiction, and plaintiffs maintain that this group
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should have minority members, so that minorities’ views and
concerns are considered by the judges who decide important
issues in their lives. The problem is that once a case is
assigned, it is decided by only one judge. The other judges
have absolutely no say over the disposition of that case, and
no influence over the deciding judge. One commentator has
described the Texas system as a "one-judge, one court
organization at the trial level, with rigid jurisdictional lines
and with each judge largely independent of any supervisory
control, except by way of appellate review." Guittard,
Court Reform Texas Style, 21 Sw. L.J. at 455.
C.
It is implicit in Gingles that the effect of election
practices must be considered after taking the underlying
definition of the offices of state government as given. Even
the sharply divided Gingles Court agreed that its inquiries
were only into the legality of at-large methods of electing
representatives to a larger governing body. Section 2 does
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not grant federal courts the authority to disregard the states’
basic arrangements. We would not rest on inference to
support such a grant of authority. It would run counter to
fundamental concepts of federalism:
As broad as the congressional enforcement power is
[under the fifteenth amendment], it is not unlimited.
Specifically, . . . the power granted to Congress was
not intended to strip the States of their power to govern
themselves or to convert our national government of
enumerated powers into a central government of
unrestrained authority over every inch of the whole
Nation.
Oregon v. Mitchell, 400 U.S. 112, 128 (1970).
The State of Texas has chosen to have trial judges who
wield full judicial authority alone, a structure we must
accept. Subdistricting would not create an equal opportunity
for representation in decision-making, for
[t]here can be no equal opportunity for representation
within an office filled by one person. Whereas, in an
election to a multi-member body, a minority class has
an opportunity to secure a share of representation equal
to that of other classes by electing its members from
districts in which it is dominant, there is no such thing
as a "share" of a single-member office.
Butts, 779 F.2d at 148. What subdistricting does, rather
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than provide minorities with representation in all decisions,
is to simply allocate judges, and thus judicial decisions,
among various population groups. The Voting Rights Act
does not authorize such allocation. It cannot be made to
authorize allocating judges by simply restating the office of
district judge as a shared office or by asserting that the
"function" of an office is not relevant. Saying that district
judges in fact share a common office that can be
subdistricted does not make it so. Nor does the assertion
that function is not relevant make sense. Function is
relevant to the threshold question of what features of the
state arrangement define the office.
These judges all hear and decide their own docket of
cases, and their character as single-office holders instead of
members of a multi-member body is emphasized by the
problems inherent in attempting to break the linkage of
jurisdiction and elective base. To do so may well lessen
minority influence instead of increase it, surely not what
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Congress intended when it enacted the Voting Rights Act or
its amendments. The current system of electing district
judges at least permits voters to vote for each and every
judicial position within a given district, generally a county.
It is more likely, therefore, that minority voters will have
some influence on the election of each judge. Under the
district court’s order, each voter would have the opportunity
to vote for only one judge in each district, the judge whose
position was assigned to the subdivision. At the same time,
a minority litigant will be assigned at random to appear
before any district judge in the county. Under the district
court’s orders it is much more likely than not that a minority
litigant will be assigned to appear before a judge who is not
elected from a voting district with greater than 50% minority
population. Instead, the great majority of district judges
will be elected from new voting subdistricts with negligible
minority populations and, consequently, negligible minority
political influence on the outcome of those elections. Under
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the new order requiring election of judges from subdistricts,
9 of the 59 judicial positions in Harris county would be
elected from minority-dominated subdivisions. Minority
voters would have very little influence over the election of
the other 50 judges, for the minority population is
concentrated in those 9 subdivisions. When minority
members are litigants, however, they would not necessarily
appear before one of the judges elected from a minority-
dominated subdivision. Instead, a minority member would
have an 84.75% chance of appearing before a judge who has
little direct political interest in being responsive to minority
concerns.13 The minority member would have a 98.3%
chance of appearing before a judge in whose election he had
not been able to vote. This is not like the situation in
Chisom, where the judges were all part of one body, and
every case that went to the Louisiana Supreme Court was
Moreover, cases without minority parties, but nonetheless
concerning issues important to minority groups, would have an 84.75%
chance of being assigned to a judge with no accountability to minorities
living in the county.
- 108a -
heard by all of the judges, so every individual litigant from
the state of Louisiana was assured that a judge for whom he
had an opportunity to vote would hear his case.
Requiring subdistricting for purposes of electing district
judges, unlike other offices, would change the structure of
the government because it would change the nature of the
decision-making body and diminish the appearance if not fact
of its judicial independence—a core element of a judicial
office. Trial judges would still exercise their full authority
alone, but that authority would no longer come from the
entire electorate within their jurisdictional area.
Subdistricting would result in decisions being made for the
county as a whole by judges representing only a small
fraction of the electorate. This does not occur when
members of larger bodies are elected from subdistricts, for
when the body makes a decision, the interests of all electors
are still represented in each decision. When the decisions
are not made by a group, the nature of the decision-making
- 109a -
body as representative of all of the electors is fundamentally
changed through subdistricting. The State of Texas has
struck for the essential and defining quality of independence
by defining the office of trial judge as a person who judges
singly and whose power is derived from an electoral base
equal to jurisdictional base. Trial judges are not members
of a multi-member body, although there are many district
judges, for the district judges do not decide cases as a body.
Disregarding the state’s insisted linkage of elective base and
jurisdiction for single office holders by subdistricting or
ignoring their discrete activity, causes a fundamental change
in the very office of district judge, a result not contemplated
by the Voting Rights Act. These elements define the office;
they are far more than the "manner" of election.
One can view the single-official doctrine as being no
more than a statement of the mechanical impossibility of
gaining greater representation for minorities. This approach
is simply a resignation to the reality that if there is only one
- 110a -
official, there can only be an at-large election. A second
view is that the single official exception expresses far more.
This view recognizes that we must accept the state’s
definition of the office, and that where functions are singly
exercised, providing single-member districts is no more than
proportional representation in its most superficial form.
Some district courts have proceeded with the first view,
concluding that the single official doctrine is inapplicable
where more than one official was elected at-large by the
same electorate. It is plain that this entire suit rests upon the
premise that the single official exception reflects no more
than the reality that there is nothing to divide unless there is
more than one judge in a single county. It is no accident
that this suit attacks only the nine counties with multiple
district judges and minority populations. But, the right
secured to minorities under Section 2 of the Voting Rights
Act to not have their vote diluted is expressed in the
assertion that their interests are to be represented in
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governmental decisions. Where judges make their decisions
alone, electing judges from single member districts only
increases the likelihood that a small number of governmental
decisions will be influenced by minority interests, while
minority interests will not be represented at all in the
majority of judicial decisions. In this way subdistricting
would work a fundamental change in the scheme of self
governance chosen by the state of Texas, for it would change
the authority behind the decisionmaking body of the Texas
courts—and in doing so it would retard, not advance the
goals of the Voting Rights Act.
In sum, the single-official concept as we apply it here,
whatever its full import in other contexts, is no more than a
specific application of the basic principle that analysis under
the Voting Rights Act proceeds without changing the state’s
definition of the office. With the judges acting alone, each
judge the decision-making body, a coterminous electoral and
jurisdictional base is a core component of the office.
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Subdistricting would change that office in ways wholly
different from changing the selection of members of a
governing body as distinguished from the body itself.
D.
Plaintiffs argue that the state’s interest in linking
jurisdiction and elective base is weakened because in 1985
Texas granted authority to counties to provide for the
election of district judges from smaller geographical units.
There are two difficulties with this argument. First, no
county has elected to do so, and, second, the change only
allows the creation of districts smaller than a county. It does
not purport to authorize the election of district judges with
county wide jurisdiction from districts smaller than the
county.
It is also suggested that there is no unacceptable
appearance of bias (translate, you still have a court of law)
in the prosecution of claims where one litigant is a
constituent of a district judge and the other is not. The
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argument continues that such a circumstance is presented
where one of the parties is from another county. This
suggestion ignores the fact that the state recognized that
elimination of this risk and appearance of bias was essential
to the office it was creating by an elaborate set of rules
controlling venue. Indeed, Texas has perhaps the most
developed venue practice of any of the states, doubtlessly
attributable to its diversity and size, allowing a mini-trial of
venue facts. Whether a trial proceeds in the plaintiff’s home
county in El Paso or a defendant’s home county in Dallas is
of great moment. In sum, the intercounty bias argument
proves, rather than defeats, the point. Avoiding the fact and
appearance of bias is a powerful state interest. There is no
corresponding system of venue rules for a subdistricted
county. Rather, as we explained, the state insists on linking
the elective and jurisdictional base. Texas wants a trial
judge, not a partisan. We are persuaded that Texas has a
compelling interest in linking jurisdiction and elective base
- 114a -
for judges acting alone. By definition there can be no
dilution from the county-wide election of such single
officials.
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JOHNSON, Circuit Judge, dissenting:
Introduction
Let it be clear at the outset: this case presents
compelling allegations of racial discrimination brought under
the United States Voting Rights Act by black and Hispanic
minorities. Congress intended the Voting Rights Act to be
a key measure in its efforts to erase a haunting legacy of
racial discrimination in the United States. The majority and
concurring opinions in this case, in reasoning inconsistent
with this Court’s long history of progressive and enlightened
interpretation of civil rights legislation,1 seriously cripple this
congressional intent. Despite unmistakable congressional
statements concerning the broad scope of the Voting Rights
1 This Court’s history of courageous efforts to end racial
discrimination in the South are well know. See J. Bass, Unlikely Heroes
(1981). For instance, in 1973 this Court handed down a landmark
Voting Rights Act decision, Zimmer v. McKeilhen, 485 F.2d 1297 (5th
Cir. 1973) (en banc), aff’d sub nom. East Carroll Parish School Board
v. Marshall, 424 U.S. 636 (1976) (per curiam), which established an
enlightened set of standards to be applied under the Voting Rights Act’s
"totality of the circumstances" test. The Supreme Court later cited
Zimmer as the authoritative exposition of these standards. See Thornburg
v. Gingles, 478 U.S. 30, 36 n.4 (1986).
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Act, the majority and concurring opinions have taken
different directions to achieve the same result: they deny
minority groups the right to challenge discriminatory
practices in judicial elections.
The majority opinion is completely isolated. No
previous court has ever even suggested that judicial elections
might be exempt from the reach of Section 2 of the Voting
Rights Act. To the contrary, this Court, the United States
Court of Appeals for the Fifth Circuit, had earlier concluded
that Section 2 applied to all elections, including judicial
elections. Not only does the majority opinion reverse this
two year old precedent, but it also demonstrates a shocking
lack of concern for the urgently argued position of the
Attorney General, who has consistently maintained that the
Voting Rights Act reaches all elections. The majority’s
isolated opinion stands as a burning scar on the flesh of the
Voting Rights Act; the majority opinion is not simply wrong,
it is dangerous.
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Judge Higginbotham’s concurring opinion ("the
concurrence") is scarcely removed from the majority
opinion. Like the majority opinion, the concurrence is
wholly inconsistent with the reasoned decisions of numerous
courts and the established position of the Attorney General.
The concurrence purports to rely upon compelling precedent
from another federal court. But in truth, the concurrence is
entirely premised upon a single case that is not authority for
the concurring opinion’s eccentric holding. The scar the
concurrence would leave on the Voting Rights Act is no less
injurious than that the majority inflicts; the concurrence is
not only wrong, it too is dangerous.
Several truths are self-evident from the clear language
of the statute that had heretofore opened the electoral process
to people of all colors. The Voting Rights Act focuses on
the voter, not the elected official. The Act was intended to
prohibit racial discrimination in all voting, the sole inquiry
being whether the political processes are equally open to all
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persons, no matter their race or color. The Act is concerned
only with the intent of persons of "race or color" in casting
a ballot; it has no interest in the function of the person
holding the office. Yet, the majority and concurring judges
carve out a sweeping exception to the Act’s intended scope,
concluding that the Voting Rights Act does not apply to
judicial elections (or at least some judicial elections). I
refuse to join my fellow judges’ purposeful and calculated
deprivation of the Voting Rights Act’s ability to eliminate
racial discrimination in the electoral process.
I .
THE MAJORITY OPINION
In 1988 this Court handed down its decision in Chisom
v. Edwards, 839 F.2d 1056 (5th Cir.), cert, denied sub nom.
Roemer v. Chisom, 109 S. Ct. 390 (1988), which held that
Section 2 of the Voting Rights Act applies to judicial
elections. Today, in an opinion that mutilates familiar
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precepts of statutory construction,2 the majority rudely
abandons the Chisom precedent.3 The majority, concluding
2 Purporting to apply the text o f the statute, Majority Opinion at 23
n.14, the majority essentially concludes that the term "representative" in
Section 2 of the Voting Rights Act is synonymous with the term
"legislator." To the contrary, the majority is not applying the text of the
statute, but rather it is applying its own novel definition of an isolated
term appearing on one single occasion in the statute. Be that as it may,
the majority still should never have reached the point of literally applying
the text o f the statute. In this Circuit, it is established law that "literal
statutory construction is inappropriate if it would produce a result in
conflict with the legislative purpose clearly manifested in an entire statute
or statutory scheme or with clear legislative history." Almendariz v.
Barrett-Fisher Co., 762 F.2d 1275, 1278 (5th Cir. 1985). Conveniently,
the majority opinion ignored this established law, probably because it
knew that its "literal" definition of "representative" was inconsistent with
other language in the Voting Rights Act and the legislative history of the
Act.
3 On May 27, 1988, a panel of this Court denied a Petition for
Rehearing and for Rehearing En Banc in Chisom v. Edwards because
"no member of this panel nor Judge in regular active service on the
Court ... requested that the Court be polled on rehearing en banc."
(emphasis added). Despite the denial of rehearing in Chisom concerning
the applicability of Section 2 of the Voting Rights Act to judicial
elections, the majority now utilizes the grant of en banc consideration in
the instant case to reconsider Chisom. Such action, while certainly not
prohibited, offends the familiar principle of stare decisis. It cannot be
stated too adamantly: the majority of this Court is reconsidering a
decision on which, just barely two years go, no member of the Court
even suggested holding the mandate in order to explore the possibility of
a need to reconsider the case en banc.
The capricious path the instant case was forced to take to
accomplish the rejection of Chisom v. Edwards is revealing. As late as
January 11, 1990, just as a special session of the Texas legislature was
convened, a panel of this Court, two members of which are now aligned
with the majority position, entered an order staying the judgment of the
district court in the instant case. The express intent of this order was to
afford the legislature a reasonable time to address the issues presented in
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that the Act does not apply to any judicial election, delivers
a devastating blow to the Act’s continuing ability to eliminate
racial discrimination in voting. At this stage, there is little
reason to revisit in detail Judge Higginbotham’s refutation of
the federal district court’s decision. In part, it recited:
IT IS ORDERED that appellants’ motion for stay pending appeal
are [sic] GRANTED. We do so in order that the State of Texas may be
allowed a reasonable opportunity to address the problem presented by the
holding of the district court [in the instant case] entered November 8,
1989, that the state system of selecting judges is invalid as violating
Section 2 of the Voting Rights Act. ...
That holding, if sustained on appeal, will require an organic and
wholesale review and reconstitution of the Texas judicial selection
system, a task which should be addressed and carried out by the state’s
elected representatives, rather than by the federal courts. Only if it
becomes apparent that the state is unwilling to act with measured and
appropriate speed in this regard should our courts intervene. When the
State has had a reasonable period within which to address the problem
presented in a special session of the Legislature, the Court will entertain
a motion to dissolve. That has not yet occurred; when it does, we will
be amenable to a motion to dissolve the stay which we enter today.
League o f United Latin American Citizens v. Clements, No. 90-8014 (5th
Cir. Jan. 11, 1990) (unpublished). The stay order, which cited Chisom
and presumed the validity of Chisom, remained in effect until March 28,
1990, when it was dissolved by the panel which originally heard the
instant case. That same day, the members of this Court voted to hear the
case en banc on an expedited schedule. The panel opinion here was
rendered on May 11, 1990, and the en banc Court heard oral arguments
on June 19, 1990.
The presumption of this Court as late as January 11, 1990,
concerning the validity of Chisom and its inescapable holding that the
Voting Rights Act applies to all judicial elections was obliterated like
parched grass in the face of a late summer prairie fire. The fire is
beyond reason or control as it races across the prairie~yet its cause is
unknown.
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the majority’s attack on Chisom v. Edwards. It is sufficient
simply to reiterate a few essential-and well established-
points.
Congress enacted the Voting Rights Act in 1965 "to rid
the country of racial discrimination in voting." South
Carolina v. Katzenbach, 383 U.S. 301, 315 (1966). Since
the inception of the Act, the Supreme Court has consistently
interpreted the Act in a manner which affords it "the
broadest possible scope" in combatting racial discrimination.
Allen v. State Board o f Elections, 393 U.S. 544, 567 (1969).
Other courts, including this Court, have followed the
Supreme Court’s lead. See, e.g. , Zimmer v. McKeithen, 485
F.2d 1297 (5th Cir. 1973) (en banc), aff’d sub nom. East
Carroll Parish School Board v. Marshall, 424 U.S. 636
(1976) (per curiam). As a consequence, the Voting Rights
Act regulates a wide range of voting practices and
procedures. See United States v. Board o f Commissioners,
435 U.S. 110, 122-23 (1978).
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For a resolution of the instant case, it is unnecessary to
look beyond Section 14(c)(1) of the Voting Rights Act,
which defines the salient word "voting" and describes the
range of election practices that are encompassed within the
regulatory sphere of the Act:
The terms "vote" or "voting" shall include all action
necessary to make a vote effective in any primary, special,
or general election, including, but not limited to,
registration, listing pursuant to this subchapter or other
action required by law prerequisite to voting, casting a
ballot, and having such ballot counted properly and included
in the appropriate totals of votes cast with respect to
candidates for public or party office and propositions for
which votes are received in an election.
42 U.S.C. § 19731 (1982) (emphasis added). Can this
language in the Act itself be ignored? It is indisputable that
Texas’ elected judges are "candidates for public or party
office." Thus, by its express terms, the Voting Rights Act
applies to state judicial elections. Indeed, this is the only
result consistent with the plain language of the Act.
Nonetheless, relying on a restrictive definition of the
single word "representative" in Section 2 of the Act, the
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majority determines that the Voting Rights Act does not
necessarily apply to all "candidates for public or party
office." Such a conclusion breaches several established
canons of statutory construction. The majority’s restrictive
definition of "representative" violates the requirement that
remedial legislation such as the Voting Rights Act be broadly
construed. See Allen, 393 U.S. at 565. The majority’s
reliance on an isolated term violates the requirement that a
reviewing court examine a statute in its entirety. See Duke
v. University o f Texas at El Paso, 663 F.2d 522, 525 (1981),
cert, denied, 469 U.S. 922 (1984).
Moreover, the majority’s awkward decision violates the
requirement that a reviewing court avoid statutory
interpretations that lead to an absurd or inconsistent result.
See United States v. Turkette, 452 U.S. 576, 580 (1981).
As just one example of the majority opinion’s troubled logic,
consider the majority’s crude attempt to distinguish judges
from other elected officials. The majority repeatedly urges
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that judges are not "representatives" within the
comprehension of the Voting Rights Act because judges are
not advocates; that is, judges "speak for and to the entire
community, never for segments of it and still less for
particular individuals." Majority Opinion at 19 (emphasis
in original). Yet, at the same time, the majority recognizes
that this Court has already found that many other elected
officials are "representatives," officials who also cannot
fairly be described as advocates for segments of the
community or particular individuals. Majority Opinion at 23
n.14. A county sheriff or court clerk, for example, speaks
for and to the entire community—is responsible for and to the
entire community. If a county sheriff or court clerk, as with
a judge, attempted to act in a partisan manner, that person
would be grossly deficient in his or her duties.
It should be clear by this point that the majority’s
decision is less an attempt to interpret congressional intent
concerning the reach of the Voting Rights Act, and more an
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attempt to effectuate the majority’s policy determination that
state judicial elections should be immune from federal
congressional interference. Perhaps the strongest evidence
of the majority’s desire to supplant the stated aims of
Congress with its own policy preferences is its conspicuously
casual treatment of the position of the United States Attorney
General. In United States v. Board o f Commissioners, 435
U.S. at 131, the Supreme Court concluded that the Attorney
General’s interpretation of the Voting Rights Act is
persuasive evidence of the original congressional
understanding of the Act, "especially in light of the extensive
role the Attorney General played in drafting the statute and
explaining its operation to Congress." Ich In the present
case, the Attorney General has filed an amicus curiae brief
which maintains that the scope of Section 2 of the Voting
Rights Act reaches all elections, including judicial elections.
But remarkably, the majority dismisses the Attorney
General’s position, noting simply that it does not seem to
- 126a -
"weigh very heavily in the scales." Majority Opinion at 23.
The application of Section 2 should depend solely on the
fact of nomination or election. As the Eleventh Circuit has-
-a Circuit which shares this Court’s long tradition of
enlightened enforcement of federal civil rights legislation-
has noted, "[njowhere in the language of Section 2 nor in the
legislative history does Congress condition the applicability
of Section 2 on the function performed by an elected
official." Dillard v. Crenshaw County, 831 F.2d 246, 250
51 (11th Cir. 1987) (emphasis added). By exempting an
entire class of elected officials from Section 2 simply on the
basis of their judicial function, the majority has not only
inextricably placed this Court at odds with the conclusions of
other circuits, but also has struck a devastating blow to the
Voting Rights Act’s ability to alleviate racial discrimination
in the voting process.
II.
THE CONCURRENCE
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Judge Higginbotham’s concurring opinion concludes,
and I agree, that the Voting Rights Act applies to judicial
elections. The concurrence, however, is itself seriously
flawed. Critical examination of the concurring opinion’s
construction of the single office holder exception reveals the
error:4 the concurrence’s creative interpretation of the
Voting Rights Act would result in the per se exclusion from
the reach of the Voting Rights Act of elections for the
greatest part of the judiciary—state district court judges. In
a troubling display of judicial intervention, the concurrence’s
result-oriented opinion fails even to acknowledge the clear
purpose of the Act evidenced in its language and legislative
history.
In adopting the Civil War amendments, Congress was
propelled by a concern for the emasculation of minority
voting strength through the puissant coupling of bigotry with
4 The concurrence asserts that there can be no dilution of minority
voting strength where the elected official acts independently, regardless
of whether there are one or one hundred such official posts in the
relevant district.
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state supported election practices.5 Similarly, a century
later, Congress enacted the Voting Rights Act for the broad
purpose of eradicating racial discrimination in voting across
the length and breadth of this nation.6 In 1982 amendments
to the Act, Congress strengthened the Act’s promise to
ensure minorities equal access to the political process. The
Senate Report accompanying the 1982 amendments indicates
that the Voting Rights Act was designed not only to correct
active discrimination, but to "deal with the accumulation of
discrimination." Senate Report Accompanying the 1982
Amendments to the Voting Rights Act at 5. Especially in
light of the history and language of the Act, it is axiomatic
that the relevant inquiry centers on the voter--specifically,
the minority voter—not on the elected official. The Act is,
after all, the Voting Rights Act.
5 See Concurring Opinion at 24.
6 President Ford’s poignant words are as powerful today, fifteen
years later: "the right to vote is the very foundation of our American
system, and nothing must mterfere with this very precious right."
President Gerald Ford, Remarks Upon Signing A Bill Extending the
Voting Rights Act of 1965 (August 6, 1975).
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Section 2 and the Judiciary
The majority opinion concludes that state district court
judges are not "representatives" within the comprehension of
Section 2 of the Voting Rights Act. However, as the
concurrence aptly notes, the term "representatives" in
Section 2 is not synonymous with "legislator." Congress
intended the Voting Rights Act to prohibit and alleviate
discrimination in all voting, a term which Congress defined
to include any action necessary to make a vote effective in
any election with respect to any candidate for public or party
office.7 From the language of the Act as a whole, it is clear * 5
7 The United States Attorneys General, in an unbroken chain, have
consistently interpreted the Voting Rights Act broadly, and, more
recently, have interpreted Section 2 to reach elected judges. At the time
the original Voting Rights Act was passed in 1965, the Attorney General
stated that "every election in which registered voters are permitted to vote
would be covered." Voting Rights: Hearing Before Subcommittee No.
5 of the House Judiciary Committee, 89th Cong. 1st Sess. 21 (1965)
(emphasis added). In both Chisom v. Edwards, 839 F.2d 1056 (5th
Cir.), cert, denied sub nom. Roemer v. Chisom, 109 S. Ct. 390 (1988),
and in the instant case, the Attorney General filed an amicus brief in
which he maintains that the scope of Section 2 reaches all elections,
including judicial elections.
Additionally, in a recent Section 5 preclearance review, the Assistant
Attorney General denied preclearance of a proposed majority vote,
designated post, at-large method of judicial elections in Georgia similar
to that under attack in the instant case, concluding in part:
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that the term "representative" corresponds with the term
"candidate." It is also clear that a contestant in a judicial
election is a candidate for public office. Thus, the language
and reasoning of the concurring opinion is sound to the
limited extent it urges that neither the words nor the
legislative history of the Act indicate any intention on the
part of Congress to exempt judicial elections from coverage.
This Court has previously addressed the question of the
Act’s application to judicial elections. In Chisom v.
Edwards, a case which examined the application of Section
2 in the context of a challenge to Louisiana’s system of
electing state supreme court justices, a panel of this Court
Our review of a broad range of evidence in this regard indicates that
polarized voting generally prevails in all of the superior court circuits
now under review and there is a consistent lack of minority electoral
success in at-large elections. Thus, it appears that, in the totality of the
circumstances, black voters in these circuits have a limited opportunity
to elect their preferred candidates....
In addition, the state has not shown how its interests are served by
circuitwide elections in many of the circuits now at issue where the
at-large election feature is in apparent violation of Section 2 of the
Voting Rights Act.
Letter from Assistant Attorney General John R. Dunne to Georgia
Attorney General Michael J. Bowers (Apr. 25, 1990).
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held that Section 2 applies with equal force to judicial
elections. As in the concurring opinion in the instant case,
the outcome in Chisom hinged upon an examination of both
the plain language and the legislative history of the Act.
Despite a basic agreement with this Court’s earlier
analysis in Chisom, the concurrence here attempts to shift the
focus of the Voting Rights Act from the minority voter to
the elected official. This Court recognized in Chisom that
the term "representative" for purposes of the Voting Rights
Act may be defined as anyone selected by popular election
from a field of candidates to fill an office.8 The definition
of "representative" in Chisom intertwines with the statute’s
definitions of "vote" and "voting" and assures the Act’s
application to all elections. The concurrence in the present
case, however, subtly constricts this definition. While
acknowledging that Congress used the terms "candidate" and
"representative" interchangeably when drafting the Act, the
Chisom, 839 F.2d at 1060.
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concurrence defines "representative," at least within the
narrow confines of Texas elections for district judges, as
"one who is chosen to be responsive to the people and to
represent their interests in decisions." Concurring Opinion
at 7. The concurrence’s definition attempts to precipitously
limit the scope of the Act’s remedial provisions, emphasizing
the position of the office-holder over the status of the voter.
The anticipated responsive nature of a particular office (or
office holder) is of absolutely no consequence to the initial
and dispositive question of whether the office is filled
through the use of an electoral process.9 Nonetheless, the
9 It is true that one of the Senate Report factors that may be probative
in a vote dilution case to establish a Section 2(b) violation is "whether
there is a significant lack of responsiveness on the part of elected officials
to the particularized needs of the members of the minority group." S.
Rep. at 29. However, the Senate Report emphasizes that
"[u]nresponsiveness is not an essential part of plaintiffs case." Id. at
n. 116. In fact, in Clark v. Edwards, 725 F. Supp. 285 (M.D. La.
1988)-, a case involving a vote dilution challenge to the use of multi
member districts and at-large voting to elect Louisiana district court,
family court, and court of appeals judges, the district court remarked that
the element of responsive representation simply is not a consideration in
a judicial election case:
The Senate Report... also suggested that lack of
responsiveness on the part of elected officials to the particularized
need of the members of the minority group might be factor in some
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concurrence’s definition is necessary to its "single official"
argument-which is based in part on an examination of the
duties and functions performed by a trial judge once he or
she is in office-and the argument that the State has a
compelling interest in retaining the current system.
The Minority Voter
Despite Congress’ clear statement that the Voting Rights
Act applies to all voting, the concurrence, through rhetoric
surrounding the term "representative," attempts to shift
attention from the one casting a vote to the one for whom
the vote is cast. Not one word or thought contained in
Section 2(a) or (b) supports, or is suggested by the
concurrence in support, of this effort. The Voting Rights
cases. ... That obviously is not a factor in this case since the only
response which a member of the judiciary may make is to rule on
all matters fairly and impartially, without favoring or being
prejudiced against any group.
Id. at 301. Consequently, while a state’s interest in retaining a system
which exudes an appearance of impartiality may be considered among the
totality of the circumstances, the converse, actual responsiveness, should
not be relevant to a claim of vote dilution in the context of a judicial
election.
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Act was designed to eradicate discrimination in voting, and
the essential inquiry is whether the political processes leading
to the casting of the ballot are equally open to all persons,
no matter what their race or color.
Nothing in the language of Section 2 suggests that a
reviewing court should concentrate on the type of election
under dispute--whether it is for a mayor, an alderman, a
legislator, a constable, a judge or any other kind of elected
official.10 Rather, the sole focus of Section 2 is the minority
Section 2, as amended in 1982, now provides:
(a) No voting qualification or prerequisite to voting or standard
practice, or procedure shall be imposed or applied by any State or
political subdivision in a manner which results in a denial or abridgement
of the right of any citizen of the United States to vote on account of race
or color, or in contravention of the guarantees set forth in section
1973b(f)(2) of this title, as provided in subsection (b) of this section.
(b) A violation of subsection (a) is established if, based on the
totality of circumstances, it is shown that the political processes leading
to nomination or election in the State or political subdivision are not
equally open to participation by members of a class of citizens protected
by subsection (a) of this section in that its members have less opportunity
than other members of the electorate to participate in the political process
and to elect representatives of their choice. The extent to which
members of a protected class have been elected to office in the State or
political subdivision is one circumstance which may be considered:
Provided, That nothing in this section establishes a right to have members
of a protected class elected in numbers equal to their proportion in the
population.
42 U.S.C. § 1973 (1982).
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voter—specifically, whether the minority voter has been
allowed the opportunity to participate fully in the democratic
process.
Nowhere in the language of Section 2 nor in the
legislative history does Congress condition the
applicability of Section 2 on the function performed by
an elected official. ... Once a post is open to the
electorate, ... if it is shown that the context of that
election creates a discriminatory but corrigible election
practice, it must be open in a way that allows racial
groups to participate equally.
Dillard v. Crenshaw County, 831 F.2d 246, 250-51 (11th
Cir. 1987).11
The instant case reveals an electoral scheme which is
"discriminatory but corrigible." Whenever a number of
officials with similar functions are elected from within a
discrete geographic area, there exists the inherent potential
for vote dilution. The concurrence, however, ignores this
verifiable fact, and concludes that, because the full authority
of the elected position is exercised exclusively by one
This Court, in Chisom, stressed the soundness of the
Dillard court’s reasoning. Chisom, 839 F.2d at 1060.
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individual, there can be no impermissible dilution of the
minority vote.
The Voting Rights Act is not concerned with the power
and authority vested in the elected office. It is the value and
efficacy of the political process accorded the voter, not the
office holder, which is secured by statute. The Supreme
Court’s decision in Thornburg v. Gingles12 stressed
Congressional concern over the submergence of minority
votes as a result of significant white bloc voting. The
express language of Section 2(b), which looks only to the
"political processes leading to nomination or election" and to
whether minority members "have less opportunity than other
members of the electorate to participate in the political
process and to elect representatives of their choice,"
emphasizes this Congressional concern on the voter and not
the elected official. Congress focused in Section 2 on the
elimination of discrimination in voting (thus the title of the
12 478 U.S. 30 (1986).
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Act), and on the creation of minority opportunities for
electoral success. See Gingles, 478 U.S. 30, 48 (1986);
Haith v. Martin, 618 F. Supp. 410, 413 (E.D.N.C. 1985),
aff’d, 477 U.S. 901 (1986) (the Act applies "to all voting
without any limitation as to who, or what, is the object of
the vote") (emphasis in original).
The concurrence asserts that the essential right secured
to minorities under Section 2 is the right to have "their
interests... represen ted in governmental decisions."
Concurring Opinion at 45. In this way, the concurrence
bolsters its argument that creating smaller districts in multi
seat counties would create a perverse result by lessening
"minority influence" over the decisions reached in lawsuits.
Going further afield, the concurrence expresses concerned
that under a system such as that authorized in the district
court’s interim plan, there is a high probability that a
minority voter appearing in court will have his or her case
heard by a judge whom he or she had no hand in electing.
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The concurrence’s discussion approaches the perceived
problem from the wrong end;13 again, quite simply, the focus
should be on the rights of the voter, not the litigant. The
essential inquiry is whether the minority vote is diluted-
whether minority citizens have an equal chance of electing
candidates of their choice. As the concurrence
acknowledges, the standard is whether the political processes
are equally open to participation. The focus of the 1982
legislative history of the Act, the 1985 amendment, and
Gingles is on electoral opportunities and success.
Congress has acknowledged that, depending on whether the
right or the wrong question is posed, courts may reach a conclusion
which is totally anathema to the intent of the legislature. See, e.g., S.
Rep. at 28 (discussing the "wrong test" imposed by the mtent test). The
concurring opinion’s rear-ended approach can best be illustrated through
the use of another question: Does the Act guarantee that minority
interests are represented or that minorities have access to the political
process? While it is undoubtedly presumed that an elected official will
represent the desires of the voters, the Voting Rights Act does not speak
to such a presumption. While it may seem that the two questions are
simply different sides of the same coin, the distinction is one which the
legislature has contemplated. If the concurrence’s statement that the
"right secured to minorities under Section 2 of the Voting Rights Act to
not have their vote diluted is expressed in the assertion that their interests
are to be represented in governmental decisions" were correct, this would
lead to the absurd conclusion that a plaintiff could, pursuant to the Voting
Rights Act, bring to task an elected official who has not, during his
tenure in office, given proper deference to minority interests.
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The concurrence refuses to acknowledge the
preeminence, within the context of the Voting Rights Act, of
the efficacy of the minority vote. The concurrence notes
that, because all registered voters in the county vote for all
the judges, "minority voters have some influence on the
election of each judge." Concurring Opinion at 42. This
statement entirely avoids the issue: the instant case is before
this Court because minority voters have asserted and proven
that any influence they may potentially have as a cohesive
voice-whether as to the election of one judge or several-
is submerged at the ballot box by white bloc voting.
Even more disturbing, however, is the concurrence’s
confusion of the minority as voter and the minority as
litigant. This confusion is best illustrated by the
concurrence’s concern that, under a single member
districting scheme such as that imposed by the federal district
court’s interim plan, "a minority member would have an
84.75% chance of appearing before a judge who has no
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direct political interest in being responsive to minority
concerns." Id. at 43. The right of minorities to an equal
opportunity to elect the candidates of their choice
encompasses more far-reaching effects than the statistical
probability that a minority litigant will appear before a judge
of like race or color.14 Despite the progress achieved under
federal and state civil rights statutes, minorities in this
country are far from free of the lingering legacy of racial
discrimination, even at the ballot box.
The Function o f Function
When juxtaposed against the express language of the
Act, a test which requires an examination of the function of
the elected official is inherently suspect by virtue of its
Black and Hispanic judges serve as role models for other
minority group members, who may not have envisioned a legal or
judicial career as a real possibility in the past. In addition, minority
electoral victories encourage other minority members to participate in the
political process by voting and by running for office. Persistent minority
defeat, on the other hand, leads to apathy among minority voters and a
feeling of exclusion from the opportunity to join in the process of self-
government. To assert that these interests are any less tangible because
of the nature of the elected office is to pervert the very core of the
Voting Rights Act.
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obvious judicial invention. As one court has emphatically
noted,
[n]owhere in the 239 pages of the [Senate] Report is
there any indication whatsoever that Congress intended
the Voting Rights Act to apply to only particular types
of elections. Rather, the entire Report indicates ... that
the 1982 amendment was intended to effect an expansive
application of the Act to state and local elections.
Southern Christian Leadership Conference v. Siegelman, 714
F. Supp. 511 (M.D. Ala. 1989). The title or duties of an
elected office are inconsequential to the fundamental question
of whether, due to significant white bloc voting, the votes of
a cohesive minority group are consistently submerged and
rendered ineffectual to elect the minority’s preferred
candidate.
The concurrence opines that " [f]unction is relevant to
the threshold question of what features of the state
arrangement define the office." Concurring Opinion at 41.
This statement in its broadest sense is undoubtedly true. In
the context of the Voting Rights Act, however, the
compelling question is at what point that function will be
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examined. The Act’s focus on the minority voter reinforces
the proposition that the function of the elected official is only
relevant to an examination of whether, under the totality of
the circumstances, a Section 2 violation has been established,
not whether Section 2 is applicable.
To focus primarily on the function of the official during
the initial analysis of a Voting Rights Act claim is to ignore
the essential inquiry of the Act: "whether, as a result of the
challenged, practice or structure, the fundamental right of
minorities to elect candidates of their choice and to
participate equally in the political process has been violated."
Senate Report at 28 (emphasis added). The quoted language
indicates that, contrary to the concurring opinion’s
assertions, a reviewing court is not bound to accept a state’s
governmental plan if that plan in fact results in the illegal
submergence of minority votes.15 If deference to the
In fact, the concurrence concedes that "section 2, if a
violation is found, can lead to the dismantling of an entire system of
voting practices that may have been in place for many years.”
Concurring Opinion at 30.
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function of an official were in fact required, courts would
have been acting contrary to the law since the very origin of
voting rights litigation. Surely the imposition of single
member districts in a judicial context treads no more upon
a state’s electoral scheme than the now familiar court-
ordered displacement of well-entrenched at-large election
schemes for legislative bodies.16
Vote Dilution and Single-Member Offices
The concurrence, characterizing Texas district court
judges as single officeholders,17 concludes that no violation
16 The concurrence repeatedly argues that affording the
minority plaintiffs relief in the instant case would totally dismantle the
trial-level judicial system which Texas has chosen to implement. The
torch has already destroyed this straw man; as the concurrence has
pointed out, Texas has structured its government such that elected trial
judges often wield their power independently. Even if single member
districting should be the remedy ultimately imposed in the instant case,
this fundamental characterization would not be altered.
A court reviewing a claim of vote dilution must look to the
plaintiffs and whether their votes, although cast, are impotent. The
plaintiffs’ success depends on an adequate demonstration of vote dilution.
This task may be impossible where there is only one office at issue in the
relevant jurisdiction because the election of an official to such an office,
with unique responsibilities over a discrete geographical area, is unlikely
to have dilutive potential. In short, no divisible alternative can be made.
In the instant case, however, several similar, if not identical, positions
are sprinkled throughout a relevant geographic area, presenting the likely
potential for vote dilution.
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of Section 2(b) can be shown because "each judge holds a
complete judicial office," and there can be no share of such
a single-member office. Concurring Opinion at 33. This
application of the so-called "single officeholder exception" is
entirely without support.
The concurrence relies primarily on the Second Circuit’s
opinion in Butts v. City o f New York, 779 F.2d 141 (2d Cir.
1985), which examined New York’s primary run-off election
law. The contested New York law provided that if no
candidate for mayor, city council president, or comptroller
received more than forty percent of the vote in a party
primary, then a run-off election is held between the two
candidates receiving the most votes. The district court,
concluding that the totality of the circumstances demonstrated
The concurring opinion reaches the tenuous conclusion that Congress
intended Section 2 to prohibit the discriminatory dilution of minority
voting strength when minorities are attempting to elect appellate court
judges, but that Section 2(b) can never reach the at-large elections of
trial judges—regardless of whether one or one hundred judges are elected
from the same district—because the latter officials decide controversies
mdependently. There is no support for this contention in the words of
the Act, in the legislative history of Section 2, nor in logic for this result-
oriented contrivance.
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a Section 2 violation, found in favor of the minority
plaintiffs. The Second Circuit reversed, noting that
[t]he concept of a class’s impaired opportunity
for equal representation [cannot be]...uncritically
transferred] from the context of elections for multi
member bodies to that of elections for single-member
offices....[T]here is no such thing as a "share" of a
single-member office.
Butts, 779 F.2d at 148. The concurring opinion rests
squarely—and solely—on this brief passage from Butts;
examination of the particular facts in Butts, however, reveals
that this passage provides absolutely no support for the
concurrence.
In Butts, the voting district consisted of a municipality.
From this voting district, three positions were filled by
election. The three positions were the offices of (1) mayor,
(2) city council president, and (3) comptroller. Concluding
that it is impossible to capture a "share" of a single member
office, the Second Circuit held that the contested electoral
law did not trigger a vote dilution analysis and therefore
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could not violate Section 2(b).18 The instant case, on the
other hand, involves the election of multiple judges to
virtually identical positions in one geographic area, with
each judge exercising autonomy over his or her particular
office. The concurrence incorrectly extends Butts' reasoning
to conclude that if minority groups are unable to elect their
preferred candidate to these autonomous positions, the result
is simply a consequence of the political process and not the
The Butts rule that a single-member office is not physically
divisible has been implicitly rejected in Carrollton Branch o f NAACP v.
Stallings, 829 F.2d 1547 (11th Cir. 1987), cert, denied sub nom. Duncan
v. Carrollton, 485 U.S. 936 (1988). In Stallings, plaintiffs challenged
the one-person form of county commission government in Carroll
County, Georgia, because it diluted minority voting strength and lessened
the opportunity of black persons in the county to participate in the
electoral process. This one-person system had been in effect since 1953.
The Eleventh Circuit reversed the judgment in favor of the defendants,
holding that the district court had applied the incorrect legal standard (in
light of Gingles) by failing to give the proper weight to the two most
important factors in a Section 2 vote dilution claim: (1) the extent to
which minorities had been elected, and (2) the existence of racially
polarized voting. Id. at 1555.
In its brief discussion of Stallings, the concurrence mischaracterizes the
Eleventh Circuit’s analysis, implying that the reversal turned only on the
presence of evidence indicating a discriminatory intent. In fact, the
Eleventh Circuit devoted most of its discussion to an analysis of the
"effects" test of Section 2 and Gingles, and to the district court’s findings
as to whether the single-member scheme resulted in discriminatory vote
dilution. The Eleventh Circuit reversed the district court’s judgment
based both on its treatment of the plaintiffs’ constitutional challenge, and
on its treatment of the Section 2 challenge as well.
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result of vote dilution.
Butts stands for nothing more than the unremarkable
proposition that in certain electoral situations, there exists
only one relevant office for the whole electorate. In Butts,
one of the offices at issue was the position of mayor. The
Second Circuit reasoned that unlike the electorate which
selects candidates to fill the legislature, the electorate which
selects a candidate to fill the mayoralty cannot be subdivided
into districts. In holding that a mayoral election cannot be
the basis of a vote dilution claim, Butts thus focuses on the
electorate and whether the electorate can be subdivided; it
does not focus on the official and whether the official or his
office can be subdivided.
On a cursory examination of the concurring opinion, its
attempted expansion of the Butts rationale might seem
plausible. This superficial plausibility, however, is what
makes the concurring opinion so dangerous; it has the
potential to seduce the unwary into an interpretation of the
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Voting Rights Act that would frighteningly limit the
applicability of the Act. The concurrence’s understanding of
the "single officeholder exception" is seriously flawed, and
must not be allowed to do further damage.
In its broadest sense, the concurrence’s conception of
the "single officeholder exception" states absolutely nothing.
Every officeholder is a single officeholder; no position is
shared by more than one person. Every officeholder
exercises complete authority over the duties of his or her
office. To say that a district judge in Texas exercises full
responsibility over his office simply does not advance the
analysis. Every state legislator exercises full responsibility
over his or her office; in that respect the legislator is no
different from a judge. Every county sheriff exercises full
responsibility over his or her office; in that respect the
county sheriff is no different from a judge.
The problem with the concurrence’s single officeholder
analysis is that it misdirects the focus of the inquiry. The
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question is not whether a judge can be subdivided, as the
concurrence posits, but rather whether the judiciary can be
subdivided, or more precisely, whether the electorate that
selects the members of the judiciary can be fairly subdivided
such that the votes of minority voters within the electorate
are not submerged in a bloc of white votes. The focus must
be on the electorate, and not on the individuals who are
chosen by those voters.
Nonetheless, in an unprecedented example of judicial
creativity, the concurrence attempts to expand the Butts rule
by authorizing an examination of a trial court judge’s role as
a sole decisionmaker.19 Such an expansion flies in the face
19 The concurrence heavily relies on its conclusion that the
full authority of a trial judge’s office is exercised exclusively by one
individual. This conclusion is at odds with the true structure of the
judicial system in Texas. For example, administrative matters are
handled through a collegial decision-maldng process by the distnct judges
within the county. Such matters include the election of a local
administrative judge, the appointment of staff and support personnel, the
adoption of local rules of administration, the adoption of local rules and
the exercise of supervisory authority over the clerk’s office. See Tex.
Govt. Code Ann. § 74.091 et seq. (Vernon 1988). Furthermore, the
judges, functioning together as a collegial body, are charged with the
responsibility of selecting by majority vote a county auditor. Id. §
84.001 et seq. Moreover, the judges share authority over administration
of the caseload. In Harris County, for example, fifty-nine district judges
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of congressional intent that the Act liberally apply to all
forms of voting. The concurrence does not do justice to the
spirit of the Voting Rights Act by attempting to expand Bum
to a situation in which several virtually identical positions are
elected by the same electorate to serve the same geographic
area.
Whether an office-holder wields his power in an
individual or collegial manner is simply not the relevant
inquiry. Butts, the case on which the concurrence hinges,
was not based on a "collegial decisionmaking" rationale, nor
was this concept even discussed. The Butts exception is
premised simply on the number of officials being elected
(one), the unique responsibilities of that office, and the
have overlapping authority to handle the heavy caseload of the district.
Similarly, jury selection, case assignment, and record retention are
handled on a county-wide basis. Furthermore, cases can be freely
transferred between judges and any judge can work on any part of a case
including preliminary matters. One district judge may, therefore, find his
or her hands tied -- or greatly assisted -- by an earlier order imposed by
another court located in the county. Tex. R. Civ. P. 330(h). In light of
this overlapping authority and responsibility, it is incongruous to suggest
that district court judges do in fact exercise ''full" authority over the
office.
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impediment to subdividing that single position so that
minority voters have the opportunity to elect a "share." In
the instant case, however, this Court is not concerned with
the election of one single member position; rather, this Court
is concerned with the election, within discrete geographic
areas, of as many as fifty-nine judges with virtually identical
functions. The instant case is unlike Butts; there is no
physical impediment to elections from smaller representative
areas.
One court has already specifically addressed the problem
with which we are faced. In Southern Christian Leadership
Conference v. Siegelman, 714 F. Supp. 511 (M.D. Ala.
1989), the court rejected the application of Butts to the
election of several trial judges from a single county.20
In effect, the at-large boundaries [in Butts]
The Siegelman court concluded, and I agree, that the courts
in bothttway and United States v. Dallas County Comm’n, 850 F.2d 1433
(11th Cir. 1988) implicitly utilized the term "single-member office' to
refer "to a situation where under no circumstances will there ever be
more than one such position in a particular geographic voting area."
Siegelman, 714 F. Supp at 518.
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coincide with the only "district" boundaries possible;
because there is only one position to be filled, it
becomes impossible to split up the jurisdiction any
smaller. The concept of vote dilution is effectively
rendered meaningless and such offices are inappropriate
for section 2 vote dilution challenges. There is no such
rationale, however, for not applying section 2 to elected
positions merely because "the full authority of that
office is exercised exclusively by one individual," as the
defendants would have this court do.
Siegelman, 714 F. Supp. at 519-20 (footnotes omitted).
The approach in Siegelman is consistent with the
Supreme Court’s analysis in Thornburg v. Gingles, 478 U.S.
30 (1986). In Gingles, the Supreme Court stated that a
threshold inquiry in a claim that an at-large election system
dilutes minority voting strength is whether there is evidence
that the minority group is sufficiently large and
geographically compact to constitute a majority in a single
member district. "The single-member district is generally
the appropriate standard against which to measure minority
group potential to elect because it is the smallest political
unit from which representatives are elected." Gingles, 478
U.S. at 40 n.17. Proof of this geographically compact
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minority population essentially isolates the at-large electoral
structure as the feature which has the potential to deny the
minority fair electoral access. The maintenance of an at-
large election scheme is not dilutive, however, where the
electoral scheme in the relevant jurisdiction is indivisible
because there is only one position to be for the particular
jurisdiction.
Applying this reasoning, I continue to urge the adoption
of the Siegelman court’s definition of single member office:
The true hallmark of a single-member office is
that only one position is being filled for an entire
geographic area, and the jurisdiction can therefore, be
divided no smaller. While mayors and sheriffs do
indeed "hold single-person offices in Alabama," they do
so because there is only one such position for the entire
geographic area in which they run for election. ... It
is irrelevant, in ascertaining the potential existence of
vote-dilution, that these officials happen to exercise the
full authority of their offices alone.
Siegelman, 714 F. Supp. at 518 n. 19 (emphasis original).
The Siegelman court is not alone in its approach to a
claim of vote dilution. Several courts have found Section 2
violations in cases arising from similar factual situations.
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For example, in Clark v. Edwards, 725 F. Supp. 285 (M.D.
La. 1988), the district court assumed that districts with more
than one judicial position were properly characterized as
multi-member districts. Similarly, in Haith v. Martin, the
district court concluded that because North Carolina Superior
Court judgeships are "designated seats in multi-member
districts, ... they are subject to section 5 preclearance
requirements." 618 F. Supp. 410. Quoting the language of
Section 2, the Haith court stated that "the Act applies to all
voting without any limitation as to who, or what, is the
object of the vote." Id, at 413. See also Martin v. Attain,
658 F. Supp. 1183 (S.D. Miss. 1987); Williams v. State
Board o f Elections, 696 F. Supp. 1563 (N.D. 111. 1988).
The concurrence, noting that Haith’s focus was
preclearance under Section 5 and not the merits of a vote
dilution claim under Section 2, discounts this reference to the
designation of trial judges as part of a multi-member body.
Yet, even while urging that Haith is irrelevant to the instant
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case because it involves Section 5 preclearance, the
concurrence notes that there is no reason to distinguish
between Section 5 and Section 2 with "respect to their
applicability to judicial elections." Concurring Opinion at
28. The concurrence’s conclusion is based on the realization
that
[t]o hold otherwise would lead to the incongruous result
that if a jurisdiction had a discriminatory voting
procedure in place with respect to judicial elections it
could not be challenged, but if the state sought to
introduce that very procedure as a change from existing
procedures, it would be subject to Section 5
preclearance and could not be implemented.
Id. The concurrence, while clearly acknowledging the
interlocking nature of Section 2 and Section 5, simply
exempts from its reasoning those judges who are said not to
act collegially; the concurrence’s logic is strained and
internally inconsistent.
A violation of the Voting Rights Act occurs where the
challenged system effectively discourages equal participation
in the electoral process and lessens the opportunity of
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minority voters to elect representatives of their choice.
Where several officials, performing essentially the same job,
are elected at-large from one geographic area, the potential
for vote dilution is no less tangible simply because each
official acts independently of the others. As the court in
Siegelman stated, there exists "no rational reason why the
concept of vote dilution cannot, or should not, apply to
elected members of the judiciary simply because judges
exercise their authority in solitude." 714 F. Supp. at 520.
The concurrence attempts to shore up its argument that
there can be no dilution of votes for the district judge
positions in the instant case by asserting that the independent
nature of the trial judge is integral to the linking of
jurisdiction and elective base. The concurrence argues that
Texas has structured its government such that it
wields judicial power at the trial level through trial
judges acting separately, with a coterminous or linked
electoral and jurisdictional base, each exercising the sum
of judicial power at that level, and all with review by
courts acting collegially. We are persuaded that,
because the fact and appearance of independence and
fairness are so central to the judicial task, a state may
- 157a -
structure its judicial offices to assure their presence
when the means chosen are undeniably directly tailored
to the objective. The choice of means by Texas here -
- tying elective base and jurisdiction — define the very
manner by which Texas’ judicial services are delivered
at the trial court level. They define the office. Nothing
in the Voting Rights Act grants federal courts the power
to tamper with these choices.
Concurring Opinion at 31-32. Essentially, the concurrence
argues that the union of elective base and jurisdiction defines
the very nature of the Texas district judge position. Having
posited the Texas office of district judge, the concurrence
concludes that there is "compelling necessity sufficient to
overcome the strict scrutiny of state acts impinging upon a
fundamental interest." Id. at 32. The concurrence’s
assertions, however, are contrary to the realities of the Texas
system. Any modification in the elective base of a judicial
district will not destroy the essence of the district judge
position any more than have the persistent modifications in
the jurisdiction of Texas district courts. It is inconceivable
that the remedial imposition of a non-dilutive electoral
scheme would have a more than negligible effect on the
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method by which judges exercise their authority. The
concurrence cites no evidence—because there is none—that the
very nature of the judicial office will be irreparably damaged
by a modification in the elective base. In the absence of
such evidence, it can hardly be said that the continued
unmodified union of elective base and jurisdiction is a
"compelling" state interest which militates against the
application of the Voting Rights Act.
Undeterred by the obvious irrelevance of the acclaimed
union between elective base and jurisdiction, the concurrence
urges an additional state interest against the application of
the Voting Rights Act—the appearance of judicial
impartiality. The concurrence argues that the appearance of
impartiality is a defining element of Texas’ district
judgeships. Again, the concurrence’s attempts to
manufacture a "compelling" state interest belie its
desperation to achieve a result that would not require the
displacement of the present electoral scheme. The fact that
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Texas currently elects judges from county-wide areas in
order to promote the appearance of impartiality speaks to the
state’s interest in retaining the current system; it does not
speak to the very definition of the official post. The interest
in retaining an appearance of impartiality is a factor which
may be considered when, pursuant to Gingles, the totality of
the circumstances are examined to determine if a Section 2
violation exists. However, this factor—the appearance of
impartiality—is absolutely irrelevant to the preliminary
question o f the applicability o f Section 2.
The instant case reveals an electoral scheme which is
"discriminatory but corrigible."21 Each county elects three
to fifty-nine district court judges. In each county, all judges
have the same authority and exercise the same responsibility.
With the exception of specialty courts, all judgeships are
essentially fungible; within each specialty, the judgeships are
While creating smaller districts exists as a potential means
to remedy impermissible vote dilution, it is not an exclusive remedy. A
legislature is at liberty to implement any electoral system which will
alleviate vote dilution.
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also fungible. Section 2 requires that once correctable vote
dilution has been established, it must be eradicated by the
implementation of a plan which will "completely remedy"22
the violation by "fully provid[ing an] equal opportunity for
minority citizens to participate and to elect candidates of
their choice." S. Rep. at 31.
The State’s Interest in Retaining
the Current System
The defendants argue that elections for trial judges
present strong state interests in retaining an at-large election
system. Even if this contention has merit, the State’s
asserted interests are relevant only to the inquiries of
whether plaintiffs have proven a Section 2 violation under
the totality of the circumstances and, if so, what remedy
would be most appropriate to alleviate the dilution of
minority voting strength, while intruding on state interests
only to the extent necessary to accomplish the task.
In Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973)
22 Dillard, 831 F.2d at 252.
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(en banc), aff’d sub nom. East Carroll Parish School Board
v. Marshall, 424 U.S. 636 (1976) (per curiam), this Court
set forth a non-exclusive list of factors to be examined when
applying the totality of the circumstances test.23 In Gingles,
the Supreme Court reaffirmed the totality of the
circumstances approach to a vote dilution claim. In doing
so, the Supreme Court noted that the "factors were derived
from the analytical framework of White v. Regester ... as
refined and developed by the lower courts, in particular by
the Fifth Circuit in Zimmer...." Gingles, 478U.S. at36n.4
(citations omitted). The Supreme Court went further than
the mere application of the totality test, however, and
established a three-part foundation for the proof of a Section
23 The factors include (1) the history of discrimination in the
state; (2) the extent to which voting is polarized by race; (3) the
existence of practices or procedures which enhance the opportunity for
discrimination; (4) whether minority groups have been denied access to
a candidate slating process; (5) the existence and extent of any socio
political vestiges of discrimination; (6) whether political races are
characterized by overt or covert racial appeals; and (7) the extent to
which minority groups have been elected in the jurisdiction. In addition,
the legislative history of the Act instructs that an inquiry into the
responsiveness of the elected officials to minority needs and the
legitimacy of the state’s asserted reasons for maintaining the existing
system may provide additional insight.
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2 vote dilution claim. The minority group must demonstrate
first that it is sufficiently large and geographically compact
to constitute a majority in a single-member district; second,
that the minority is politically cohesive; third, that the
majority votes sufficiently as a bloc to usually defeat the
minority’s preferred candidate. Id. at 50-51.24 Once the
plaintiffs have satisfied these three threshold requirements,
as they did here, the district court proceeds to the totality of
the circumstances inquiry.
The concurrence in the instant case, however, totally
ignores the plaintiffs’ successful compliance with the Gingles
three-part foundation showing. It is by this ruse that the
concurrence never reaches the federal district court’s
treatment of the vote dilution factors based on its per se
exclusion of at-large elections for trial judges from the scope
Unless these threshold Gingles factors are established, "the
use of multimember districts generally will not impede the ability of
minority voters to elect representatives of their choice." Gingles, 478
U.S. at 48.
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of Section 2(b).25 It must now be apparent that the
concurrence’s fundamental basis for denying minority groups
the opportunity to challenge their exclusion from the process
of judicial self-government is simply that the concurrence
finds the concept of subdistricting unappealing as a proposed
remedy. The only legitimate point at which to weigh this
factor, however, is at the proof and remedy stages, when the
countervailing factors of voting discrimination, as initially
In holding that the current at-large scheme for electing
Texas district court judges violates Section 2, the federal district court
made numerous specific factual findings regarding the Gingles threshold
factors as well as the Senate Report, or Zimmer, factors. For purposes
of this dissent, it need not be decided whether the district court correctly
determined these factual issues. It should be noted and flagged at this
point, however, that the trial record is replete with evidence of an
inescapable reality: minorities in the challenged Texas districts are
seldom ever—indeed, are only with great rarity-able to elect minority
candidates to any of the at-large district court judge positions available
in the districts.
It is necessary to indicate that this writer would not affirm the interim
remedial portion of the district court’s order in toto. Specifically, I am
constrained to conclude that the district court acted beyond the scope of
its remedial powers by ordering that judicial elections be nonpartisan.
The district court’s order fails to defer to a political choice of the State
of Texas, a choice which was not even challenged by the plaintiffs in the
instant case. The district court gave no explanation for rejecting the
system of partisan elections. No evidentiary hearing was held on the
issue, and no factual findings were made. The equity powers of the
district court neither encompass nor justify the federal district court’s
actions; the district court should have deferred to the State’s policy
choice for partisan elections as expressed in its statutory scheme.
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determined by the district court — including, in particular,
the plaintiffs’ inability to elect their preferred candidates --
may be fully taken into balance.
Similarly, the State’s interest in retaining an at-large
election scheme is a factor to be weighed by a court applying
the totality test only after the existence of the threshold
Gingles factors has been determined.26 In the instant case,
the State has not articulated so compelling an interest in
retaining the existing electoral scheme that the dilution of
minority votes should go unremedied.27
When assessing the point at which a state’s articulated
interest in retaining the current at-large scheme should be
considered, the Supreme Court’s acknowledgment that the
The current administration endorses this approach. In an
amicus brief filed in the instant case, the United States has argued that
the proper approach is to consider, first, whether plaintiffs have met the
three-part test outlined in Gingles. Assuming that this has been done, it
is then appropriate to consider other factors set out in Gingles, and to
weigh in particular the importance of the state’s interest in the electoral
system under attack.
United States Brief at 13.
No opinion is expressed whether such a situation may ever
be demonstrated.
- 165a -
Senate factors are secondary considerations, behind the three-
part Gingles test, is of particular relevance.28 Specifically,
the Supreme Court noted that, while the Senate Report
factors "may be relevant to a claim of vote dilution through
submergence in multimember districts, unless there is a
conjunction of the [three threshold factors], the use of
multimember districts generally will not impede the ability
of minority voters to elect representatives of their choice."
Gingles, 478 U.S. at 48. From this language, it is beyond
dispute that the Supreme Court has articulated a legal test for
vote dilution claims which anticipates a threshold showing
only of geographical compactness, political cohesion, and
The concurrence, by treating considerations such as the
appearance of impartiality and venue rules as definitive elements of the
relevant elected post, has avoided the need to analyze at what point a
state’s asserted interest in retaining the existing scheme should be
considered. As has already been discussed in footnote 16, these
considerations are not part and parcel of the trial judge post.
What the concurrence has done, instead of examining the State’s interest
in retaining the existing scheme, is to consider the State’s interest in not
implementing a voting scheme similar to that imposed under the interim
plan (subdistricting) in order to alleviate any potential vote dilution. This
approach positions the remedy squarely in a place of incorrect
prominence and foregoes any serious inquiry into the existence of
impermissible vote dilution. Stated simply, the concurrence has placed
the cart before the horse.
- 166a -
white bloc voting sufficient usually to prevent election of the
minority’s preferred candidate.29
The conclusion that a state’s interest is properly
considered in the second phase of the Gingles analysis is
bolstered by the Senate Report’s indication that the list "of
typical factors is neither comprehensive nor exclusive.
While the enumerated factors will often be pertinent to
certain types of § 2 violations, particularly to vote dilution
claims, other factors may also be relevant and may be
considered." Id. at 45 (footnote omitted). The Report
stresses that no particular factors need be proved and neither
the existence nor the non-existence of a majority of factors
dictate the outcome. Rather, the determination of whether
the political processes are equally open depends on an
evaluation of the relevant political process. It is during this
By articulating a threshold test which examines three
characteristics of the minority group and its voting patterns, the Supreme
Court has implicitly stressed the proposition that the Voting Rights Act
is primarily concerned with the efficacy of the minority vote and not with
the function or characteristics of the elected post.
- 167a -
examination of minority access to the relevant jurisdiction’s
political process that a state’s interest in retaining the
existing system is particularly relevant.
Congress most certainly did not intend to frustrate the
important state interest in a fair and impartial judiciary; at
the same time, however, Congress expressed the affirmative
intent to replace unlawfully dilutive electoral systems with
ones in which minorities would have a full and fair
opportunity to participate. In enacting Section 2(b) of the
Voting Rights Act in 1982, it is clear that Congress was
continuing the struggle to make the Act responsive to the
needs and aspirations of the nation—to make absolutely
certain that the fundamental right of minorities to cast an
effective vote for candidates of their choice was not
abridged.
For these reasons, it is imperative that a court tirst
proceed to determine whether the Gingles three-part test has
been met; only then should a court proceed to consider,
- 168a -
under the "totality of the circumstances," other relevant
factors,30 including the state interest in maintaining an at-
large election system, to determine whether, on balance, the
plaintiffs have proved a Section 2 violation.31
For example, one of the two " [additional factors that in
some cases have had probative value" in the Senate Report’s illustrative
list of totality of the circumstances factors is "whether the policy
underlying the state or political subdivision’s use of such voting
qualification, prerequisite to voting, or standard, practice or procedure
is tenuous." S. Rep. No. 417, 97th Cong., 2d Sess. 29, reprinted in
1982 U.S. Code Cong. & Admin. News 177, 207. In the proceedings
below, the district court considered this factor at the appropriate point -
- during a trial on the merits. The district court was not persuaded by
defendants’ defense that at-large elections served a critical state interest.
The court determined that "[wjhile the Court does not find that the
present system is maintained on a tenuous basis as a pretext for
discrimination, the Court is not persuaded that the reasons offered for its
continuation are compelling." District Court Opinion at 77.
Because of my view that the State has not articulated a
substantial interest in retaining the existing at-large system of electing
district judges, the question of how much weight this factor should be
afforded is not addressed. As the Supreme Court has indicated,
"recognizing that some Senate Report factors are more important to
multimember district vote dilution claims than others ... effectuates the
intent of Congress." Gingles, 478 U.S. at 49 n. 15. It is my firm
believe, however, that under no circumstances should the State’s interest
outweigh the following factors: the extent to which minority group
members have been elected to office in the jurisdiction and the extent to
which voting in the elections of the jurisdiction has been racially
polarized. This belief is based on my acknowledgement of the Supreme
Court’s indication that "[ujnder a ’functional’ view of the political
process mandated by § 2 ... the most important Senate Report factors
bearing on § 2 challenges to multimember districts are [these factors.]"
Id. Additionally, placing greater weight on the factors which examine
minority success at the polls and racial voting patterns furthers the
purpose of the Act to "correct an active history of discrimination ...[and]
- 169a -
In the instant case, the State asserts the following
interests as justification for retaining its dilutive electoral
system: (1) ensuring popular accountability by making
judges’ jurisdiction coterminous with the electoral
boundaries; (2) avoiding bias caused by small electoral
districts; and (3) preserving the administrative advantages of
at-large elections, including the use of specialized courts.
The concurrence would not only accept the existence of these
interests, but would characterize them as compelling.
Accountability: The State has advanced the argument
that at-large elections provide greater accountability of the
judge to county voters. The Chief Justice of the Texas
Supreme Court testified that judges are "accountable to those
people who can be hailed [sic] into their court," because
people who feel they have been wronged by a particular
judge may vote against that judge in the next election.
Ostensibly, the district court’s interim plan eliminates
deal with the accumulation of discrimination." S. Rep. at 5.
- 170a -
effective accountability. The concurrence notes that under
the district court’s interim plan, for example, a minority
litigant has "a 98.3% chance of appearing before a judge in
whose election he had not been able to vote." Concurring
Opinion at 44.
The concurrence’s argument that judges must be
"accountable" to potential litigants is an affront to the
judiciary of the State of Texas. An honorable judiciary
separated from the influence of others is "indispensable to
justice in our society." Canon 1 of the Texas Code of
Judicial Conduct (emphasis added). District judges are
charged to apply the law, not respond to the expectations of
litigants. To say that a district judge must be accountable to
litigants is to suggest the unthinkable of great numbers of
highly respected, dedicated public servants. Not only is such
a suggestion misleading to a public already mystified by the
bench and bar, it is offensive to those who have occupied
distinguished positions as Texas state district judges in the
- 171a -
past, as well as those who now occupy such positions.
Even if "accountability" were a legitimate state interest,
it is not a compelling reason to justify the current dilutive
system. Under the existing system, it is highly probable that
a case will be heard outside the county in which a litigant
lives. In such a case, at least one—and probably both—of the
parties will be appearing before a judge who was elected by
a population which does not include that litigant. The
argument that judges must remain "accountable" to potential
litigants in their courts (nauseous as this straw man specter
may be) pales in light of the current Texas venue rules,
which frequently require that an out of county resident
appear before a judge for whom the litigant neither cast a
vote for nor against. Even further, in Texas, parties can
agree to give a district court venue over a case not arising in
the county. Nipper v. U-Haul Co., 516 S.W.2d 467 (Tex.
Civ. App.-Beaumont 1974, no writ).
The concurrence argues that Texas’ elaborate system of
- 172a -
venue rules supports the argument that the State has
demonstrated a concern for inter-county bias. However, any
interest in ensuring accountability and the appearance of
impartiality which may be suggested by the Texas venue
scheme is lessened considerably by Texas’ characterization
of venue challenges as dilatory pleas which, if not raised
initially, are waived. In light of such a practice, the state
interest cannot be said to be compelling.
Aside from the complexities of the Texas venue rules,
there are many other occasions when a party may appear
before a judge elected by the residents of another county.
For example, district court judges are frequently called into
other counties to help with docket control. Despite the fact
that the county’s residents have no recourse against this out-
of-county judge at the ballot box, Texas courts have upheld
the constitutionality of this practice. See, e.g. , Reed v.
State, 500 S.W.2d 137 (Tex. Crim. App. 1973). Nor is the
practice of electing judges from subdistricts without
- 173a -
precedent in the state. Texas Justice of the Peace courts,
lower level trial courts with jurisdiction over an entire
county, are elected from sub-county precincts.32 Thus, a
litigant often may appear before a justice of the peace who
lives in the same county as the litigant, but not the same
judicial district.
Additionally, Texas authorizes the use of retired or
senior state district judges, who wield all the powers of their
elected and active peers. Such a judge was, of course, at
one time elected to that office. Upon retirement, however,
that judge while sitting is vested with the complete authority
of the office and is not subject to election or reelection.
Simply stated,- Texas’ retired or senior judges contribute
In Martin v. Allain, 658 F. Supp. 1183, 1195-96 (S.D.
Miss. 1987), the court adopted a single-member district remedy for some
Mississippi trial judges who were elected at-large in racially dilutive
elections, after finding that Mississippi already elected some other judges
from areas smaller than the court’s jurisdiction. The court there stated:
Although the state has adopted the policy of the post
system of electing judges in multi-member judicial districts above
the justice court level, it long ago adopted the policy of single
member electoral districts for justice court judges. The state also
has the policy of judges deciding cases which may originate outside
their election districts.
- 174a -
greatly to the reduction of court dockets, but they are no
longer accountable in any fashion to the electorate. See Tex.
Gov’t Code Ann. §§ 75.001 - .002 (Vernon 1988).
There seems to be no basis in fact for the State’s
contention that county-wide accountability is essential to the
proper selection of district judges, or that any measure of
electoral accountability is significantly defeated by dividing
the county into smaller electoral districts.
A Fair and Impartial Judiciary: Both the State and
intervenors put on witnesses who testified that the creation
of subdistricts was inadvisable because it could lead to
perceptions of judicial bias and undue influence by special
interests. Specifically, the witnesses testified that judges
elected from smaller districts would be more susceptible to
undue influence by organized crime or to pressure by other
political sources including special interest groups.
The concurrence accepts this argument, and urges in
addition that subdistricting "would change the structure of
- 175a -
the government because it would change the nature of the
decision-making body and diminish the appearance if not the
fact of judicial independence."33 Concurring Opinion at 44.
The concern that a judge elected from a small electorate is
more susceptible to improper pressure, however, has not
prevented or impeded Texas from creating judgeships in
counties with relatively small populations. Texas has 386
district judges. A significant number of these judges are
elected from districts of less than 100,000 people; indeed, in
some districts, as few as 24,000 to 50,000 people constitute
the relevant electorate. Even if Harris County (with a
population of 2.5 million people) were divided into as many
as fifty-nine subdistricts (the number of district courts of
general and special jurisdiction), each district would contain
Once again, the concurrence’s asserted concern is premised
on the anticipated remedy — subdistricting. While the Supreme Court,
in Gingles, did indicate that a "single-member district is generally the
appropriate standard against which to measure minority group potential
to elect," it did not mandate the imposition of subdistricts to remedy
every instance of illegal vote dilution. The concurrence, by erroneously
factoring in, at the liability phase, concerns which may never be borne
out, refuses to properly acknowledge the intent of the Voting Rights Act.
- 176a -
approximately 41,000 people. If Dallas County were divided
into thirty-seven subdistricts, each subdistrict would have
approximately 42,000 people. In short, even if judicial
districts in large counties were subdivided, the resulting
subdistricts are unlikely to be smaller than many existing
judicial districts in Texas. Consequently, the ostensible
state interest against a small electorate in judicial districts
has not been shown.
Furthermore, Texas law does not reflect the witnesses’
fear that subcounty districts are inconsistent with the
existence of a fair and impartial judiciary. Justices of the
Peace are already elected from areas smaller than a county;
in a very extended number of counties, these districts contain
smaller populations than the hypothetical subdistricts of
Dallas and Harris counties discussed above. For example,
the Texas Constitution permits counties with as few as
18,000 people to be divided into four justice of the peace
precincts. Tex. Const, art. 5, § 18(a).
- 177a -
The foregoing is sufficient to demonstrate the state has
no compelling interest in retaining county-wide elections.
Even if it were not, it is plainly dispositive that the Texas
Constitution was recently amended to give voters the option
of electing district judges from subdistricts. See Tex. Const,
art. 5, § 7a(i). That no county has yet to implement such an
elective scheme does not alter the reality that such a change
already has the blessing of the state legislature. In light of
this constitutionally authorized electoral scheme, the State
cannot now say that it has a compelling interest in not
electing district judges from an area smaller than a county.
Considering the precedent for the creation of judicial
subdistricts, the size of the potential subdistricts, and the
lack of any real indication that perceived impropriety would
result,34 the state’s asserted interests do not support the
continuation of its present dilutive electoral system.
34 It is also notable that one judge, an intervenor in the instant
case, testified that he was not aware of any allegations of unfairness or
suggestions that white litigants were not treated fairly by minority judges
elected from subcounty Justice of the Peace precincts.
Administrative Advantages: The State has cited the
administrative advantages of the present system, including
the county-wide retention of records, the random assignment
of cases to judges within the county and county-wide jury
empaneling. There is no reason why an electoral scheme
utilizing subdistricts cannot retain each and every one of
these administrative features; any remedy which might be
imposed in this case need not require that a judge elected
from a subcounty area have jurisdiction only over that area.
In fact, the interim plan fashioned by the district court in
the instant case specifically retained all of the foregoing valid
administrative features. Furthermore, even if retention of
certain administrative conveniences were not possible under
a remedial scheme, that fact cannot justify the continuation
of an otherwise racially dilutive electoral process. See
Westwego Citizens for Better Gov’t v. Westwego, 872 F.2d
1201 (5th Cir. 1989).
The concurring opinion attempts to place great weight
- 178a -
- 179a -
on the interest of the State in retaining the system of
"specialty" courts. But there is absolutely no reason why a
remedy would be unable to accommodate this interest by
retaining these courts of specialized jurisdiction.35 Most
counties which utilize the administrative convenience of
specialty courts have several of each court; consequently, a
remedy could be formulated which retains the use of such
courts.36 It cannot be gainsaid that the State has almost
unlimited flexibility to devise a remedial plan which retains
specialty courts and all of the other important government
interests while eradicating the dilution of minority voting
strength. It is critical that it be understood that the history,
the intent, the text and spirit of the Voting Rights Act in
general and Section 2 in particular mandates the
It should be noted that the Texas Constitution limits the
State’s interest in establishing specialty courts; the state supreme court
has ruled that the legislature may not disturb state courts’ jurisdiction.
Because the district court, in its interim plan, indicated the
belief that a remedy could be created which allows the substantial use of
the Texas system of specialty courts, District Court Order at 7, this
writing expresses no view on whether or not a state’s interest would be
substantially stronger if such a remedy could not be devised.
- 180a -
implementation of just such a remedial electoral scheme.
Summary: Taken together, the State’s attempt to
articulate its interest in retaining the current voting system
pales when compared to the clear purpose of the Voting
Rights Act. The State has not shown an inalterable policy
of not subdividing districts, nor has it shown that judges
would be less accountable to the electorate if elected from a
subdistrict. Further, there is no indication that any
impropriety, real or perceived, on the part of judges elected
from smaller units would in fact occur. Finally, while the
State may indeed have a legitimate interest in retaining
specialty courts, the State has failed to demonstrate why that
interest cannot be effectuated in an electoral scheme which
does not dilute minority voting strength.
m.
CONCLUSION
"The Voting Rights Act was designed by Congress to
banish the blight of racial discrimination in voting, which
- 181a -
has infected the electoral process in parts of our country for
nearly a century."37 It is my most earnest conviction that the
majority and concurrence have each chosen erroneous
methods to examine the particular specimen of vote dilution
asserted by the plaintiffs and found by the district court here.
The true method that both have missed has been obscured by
their failure to recognize the true meaning of the Voting
Rights Act, and by their failure to comply with the strictures
of Gingles. The majority, abandoning established precedent,
has determined that Section 2 of the Voting Rights Act does
not apply to any judicial elections. The concurrence has
looked to the function of the elected official, and the duties
and powers of the official once in office, to conclude that,
because trial judges act independently, at-large elections
cannot result in minority vote dilution. There is simply no
support in the words of the Act, in the legislative history of
Section 2, nor in logic for either the majority or the
37 South Carolina v. Katzenbach, 383 U.S. 301, 308, 86
S.Ct. 803, 808, 15 L.Ed.2d 769 (1966).
- 182a -
concurrence’s embrace of such result-oriented
determinations.
The position of each Administration has been that the
Voting Rights Act applies to judicial elections. The current
Administration goes even further and strongly urges that
Section 2(b) was violated by the electoral scheme that was
utilized here to elect certain Texas district court judges.
The Voting Rights Act is in no way concerned with the
names or positions listed on the ballot. The United States
Congress, by enacting the Voting Rights Act, has instructed
that this and every other court focus on the voter,
particularly the minority voter, and the efficacy of each vote
cast, so as to ensure that minorities are not denied an equal
opportunity to participate effectively in the democratic
process.
I respectfully dissent.
183a
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
MIDLAND-ODESSA DIVISION
Filed November 08, 1989
CIVIL ACTION NO. MO-88-CA-154
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS (LULAC), COUNCIL #4434
et ah,
Plaintiffs,
AND
HOUSTON LAWYERS ASSOCIATION, et ah,
Plain tiff-Intervenors,
v.
JIM MATTOX, et al.,
State Defendants
AND
JUDGE SHAROLYN WOOD AND JUDGE F.
HAROLD ENTZ.
MEMORANDUM OPINION AND ORDER
184a
The above-captioned cause came on for trial before the
Court on September 18, 1989, This suit was brought by
named individual Plaintiffs and members of the League of
United Latin American Citizens ("LULAC"), Council #4434,
LULAC Council #4451 and LULAC Statewide. Plaintiffs are
Mexican-American and Black citizens of the State of Texas.
Plaintiffs seek (1) a Declaratory Judgment that the existing at
large scheme of electing State District Judges in nine (9)
target counties of the State of Texas violates Plaintiffs’ civil
rights by unconstitutionally diluting the voting strength of
Mexican-American and Black electors in violation of Section
2 of the Voting Rights Act of 1965, as amended, 42 U.S.C.
§ 1973 (West Supp. 1989) ("Voting Rights Act")1; (2) a
1 Section 2 provides in pertinent part:
"(a) No voting qualification or prerequisite to voting or
standard, practice, or procedure shall be imposed or
applied by any State or political subdivision in a manner
which results in a denial or abridgement of the right of
any citizen of the United States to vote on account of
race or color ...
"(b) A violation of subsection (a) of this section is
established if, based upon the totality of circumstances,
it is shown that the political processes leading to
185a
permanent injunction prohibiting the calling, holding,
supervising or certifying any future elections for District
Judges under the present at large scheme in the target areas;
(3) formation of a judicial districting scheme by which
District Judges in the target areas are elected from districts
which include single member districts; and (4) costs and
attorneys’ fees.
This case really had its beginning in 1965, when
Congress passed the Voting Rights Act and it was signed by
President Johnson. This Act, as everyone knows, had as its
purpose "to rid the country of racial discriminating in
voting."
nomination or election in the State or political subdivision
are not equally open to participation by members of a
class of citizens protected by subsection (a) of this section
in that its members have less opportunity to participate
in the political process and elect representatives of their
choice. The extent to which members of a protected
class have been elected to office in the State or politi
cal subdivision is one circumstance which may be
considered: Provided, That nothing in this section
establishes a right to have members of a protected class
elected m numbers equal to their proportion in the
population."
(Emphasis in the original.)
186a
The next chapter in the saga was the holding in
Chisom v. Edwards, 839 F.2d 1056 (5th Cir. 1988), cert,
denied, sub nom, Chisom v. Edwards, 109 S.Ct. 310 (1989)
(<Chisom I). In Chisom I Judge Johnson held: "Minorities
may not be prevented from using Section 2 [of the Voting
Rights Act] in their efforts to combat racial discrimination in
the election of state judges; a contrary result would prohibit
minorities from achieving an effective voice in choosing those
individuals society elects to administer and interpret the law."
Having concluded, as will later be pointed out in
formal Findings of Fact and Conclusions of Law, that there
is racial discrimination in the election of state judges in some
counties of the State of Texas, and the law plainly being that
such discrimination is prohibited by the Voting Rights Act,
this opinion should not come as any surprise to the attorneys
or judges of this State.
Mr. Justice Holmes, in Southern Pacific Co. v.
Jensen, 244 U.S. 205, 221, in dissenting, said:
187a
I recognize without hesitation that judges do and must
legislate, but they can do so only interstitially; they
are confined from molar to molecular motions.
This dissent has been on the books for 83 years and,
while this Court recognizes that some judges may legislate,
this Court is extremely reluctant to do so. Legislation should
be done by legislators. This Court has determined that our
current system, as it applies to some counties, violates Section
2 of the Voters Rights Act. Some fixing has to be done,
because the current system is broken.
In writing this opinion, I am cognizant of the fact that
our Texas Constitution will need to be amended. Legislators
should seriously consider nonpartisan elections for District
Judges. As Chief Judge Tom Phillips pointed out in his
testimony, it really makes no sense that judges are selected
because of their political affiliation, A judge should decide
matters before him without regard to partisan politics. It
speaks well of our current judiciary that our sitting judges
have been able to make decisions without regard to whether
the judge is Republican or Democrat.
As long as judges, however, are selected on a partisan
ballot, there will be some rancor and enmity between the
successful and the unsuccessful candidate. The loser is going
to have regrets by virtue of the fact that she or he did not
secure enough votes in an election. It makes no sense to
believe that a judge is selected because the top of the ticket is
either weak or strong. This Court felt the animosity between
certain judges in the courtroom. There is no need for this.
Certainly judicial reform will not make all candidates live by
the Golden Rule, but it is a step in the right direction. It was
brought to the Court’s attention that perhaps a majority of the
voters in a General Election, and for that matter, in Primary
Elections, have no idea of the qualification of a judge for
whom they vote. Their vote is cast because a straight ticket
is being cast, and a straight ticket includes judicial nominees
from a particular political party.
188a
189a
If the Constitution is to be changed, would it not make
sense to have judges elected when members of school boards
or city councils are elected? These races are traditionally
nonpartisan, and people going to the polls to vote for school
trustees or mayors have for the most part some idea of the
qualifications of the candidates. Judges could be selected at
the same time in order to make sure that one was not getting
votes simply because one is Democrat or Republican.
Minority voters could go to the polls with their heads held
high and with some realization that their preferred candidate
either would be or could be elected.
Certainly, it is not Court’s intention to tell the
legislature how its job is to be accomplished. Single member
districts may or may not be the answer if we are to continue
to have partisan elections. There may be easier and better
solutions that can evolve through the legislative process.
These are troubled waters. One hesitates to plunge into
such waters, because our system of selecting judges has, for
190a
the most part, served us well for many many years. Our
Congress, however, in 1964, made changes. Our Courts have
construed those changes, and it is now necessary to move
forward so that minorities can realize the rights legally
bestowed upon them, and which have, in the past, been
denied.
THE PRESENT AT-LARGE SYSTEM
This litigation challenges the system of electing 172
District Court Judges at-large from areas composed of entire
counties.2
The present system of electing District Court Judges
in Texas requires that each judge be elected from a District
no smaller than a county. Tex. Const. Art. 5 § 7a(i) (Vernon
Supp. 1989).3 Each Judge serves a term of four (4) years.
Tex. Const. Art. 5 § 7 (Vernon Supp. 1989). Candidates for
2 The counties at issue are: Harris, Dallas, Tarrant, Bexar, Travis,
Jefferson, Lubbock, Ector and Midland.
3 This system is "at-large" because judges are elected from the entire
county rather than from geographic subdistricts within the county.
191a
District Judge must be citizens of the United States and the
State of Texas, licensed to practice law in this State and a
practicing lawyer or Judge of a Court in this State, or both
combined for four years. Id. Candidates must have been a
resident of that election district for at least two (2) years and
reside in that district during his or her term of election. Id.
District Court Judges must be nominated in a primary election
by a majority of the votes cast. Tex. Election Code §
172.003 (Vernon 1986). Each candidate’s political party is
indicated on the election ballot. Judicial candidates are
usually listed far down on an election ballot. They run for
specifically numbered courts and must secure a plurality of
the vote in the general election to win a judicial seat.
METHODOLOGY. DATA AND ELECTIONS ANALYZED
Statistical analysis is the common methodology
employed and accepted to prove the existence of political
cohesiveness and racial bloc voting necessary to establish a
192a
voter dilution case.4 Ecological regression analysis3 and
extreme case analysis6 were the types of statistical analysis
used by Plaintiffs5 experts in the present case.7
4 In Thornburg v. Gingles, 479 U.S. 30, 106 S.Ct. 2752, 92 L.Ed.2d
25 (1986), Justice Brennan held that racial bloc voting can be established
by a type of abstract statistical inquiry called "bivariate regression
analysis." This analysis correlates the race of the voters and the level of
support given to the candidate. Id. at 61. If a candidate is supported by
a large proportion of the minority group yet does not win, the vote is
declared to be racially polarized in a legally significant sense and racial
bloc voting is taken to be established.
All variables beside race of the voters and support given the
candidates that might also explain voters’ choices are expressly excluded
from consideration. In Justice Brennan's view, "[i]t is the difference
between the choices made by [minorities] and whites - not the reasons for
that difference - that results in [minorities] having less opportunity than
whites to elect their preferred representatives." Id. at 63.
5 Ecological regression analysis shows the relationship between the
ethnic composition of voting precincts and voting behavior, i.e., which
candidate receives how many votes from each race/ethnic group. This
type of analysis incorporates the use of a coefficient of correlation or
Pearson r, accompanied by an estimate of the statistical significance of r,
the coefficient of determination and the regression line. See Overton v.
City of Austin, 871 F.2d 529, 539 (5th Cir. 1989).
6 Extreme case or homogenous precinct, analysis looks to
homogenous precincts in which almost all of the people of voting age
belong to one ethnic group. If race/ethnicity reflects voting behavior, then
election results in predominately minority precincts should differ from
results in predominately Anglo precincts.
7 The majority which agreed with Justice Brennan that voter dilution
was demonstrated by the impact or results of the Zimmer factors and tne
Gingles threshold analysis deserted him when he came to the proof of the
second and third Gingles factors.
193a
The data used by Plaintiffs to support their statistical
analysis varied according to the type of information available
to them since the 1980 Census. Plaintiffs used voting age
population data by census tract to establish the Gingles 1
factor of size and geographic compactness. Plaintiffs used a
variety of data sets to establish the Gingles 2 cohesiveness
and Gingles 3 white bloc voting factors depending on
information available in the County in question.
Justice White maintained that under Justice Brennan’s test there
is racially polarized voting whenever a majority of whites vote differently
from a majority of blacks, regardless of the race of the candidates.
Gingles, supra, at 83. To illustrate his disagreement, Justice White
posited the hypothetical which assumed an eight-member multimember
district that was 60% white and 40% black, the blacks being
geographically located so that two safe black single-member districts could
be drawn. Justice White further assumed that there were six white and
two black Democrats running against six white and two black Republicans.
Justice White wrote, "[ujnder Justice Brennan’s test, there would be
polarized voting and a likely § 2 violation if all the Republicans, including
the two blacks, are elected, and 80% of the blacks in the predominately
black areas vote Democratic." Id. at 83. Justice White concluded that
such analysis was "interest-group politics rather than a rule hedging against
racial discrimination." Id. at 83.
Justice O’Connor and the three other Justices for whom she wrote
did not reject bivariate regression analysis solely to establish political
cohesiveness and assess the minority groups prospects for electoral
success. Id. at 100. However, Justice O’Connor did reject Justice
Brennan’s position that evidence that explains divergent racial voting
patterns is irrelevant.
194a
In Counties where Plaintiffs presented a case on behalf
of Hispanics only, they relied on the percentage of Hispanic
registered voters in voting precincts in any given year. These
figures were based on Spanish surname counts done by the
Secretary of State of Texas. In other instances, Plaintiffs
used counts of Black and Hispanic totals or voting age
population in each precinct of a particular county. When
counts were not available, Plaintiffs based their analysis on
1980 census information. In some counties, precincts retained
the same boundaries reported in the 1980 census. 1980
census data from precincts with unchanged boundaries were
used in those counties. In several counties, Plaintiffs
reconfigured precinct lines8 and used demographic data from
these newly created precincts. When relying on census data,
Plaintiffs calculated the number of non-minorities within
8 This process requires comparing new precinct maps with their new
lines and census block maps that show racial composition of the blocks.
This process is frequently used to update precinct data.
195a
precincts by subtracting the number of Hispanics and Blacks
from the total number of persons within the precinct.
Plaintiffs’ experts only reviewed elections where a
minority candidate opposed an Anglo. They preferred to
analyze general elections, however primary elections were
analyzed when no minority candidate made it past that stage
of the electoral process.
The Supreme Court in Thornburg v. Gingles, supra,
requires the analysis of several elections to determine if there
is a pattern of voting related to race/ethnicity. In the present
case, when there were District Court elections in a county in
question in which a minority opposed an Anglo, Plaintiffs
relied solely on analysis of District Court elections. In some
Counties this included both general and primary elections.
Where there were not enough such District Court elections
other elections were analyzed. First, County Court elections
in which minorities opposed Anglos were selected. Next,
Plaintiffs turned to Justice of the Peace elections where the
196a
election district was at least as large as a city within the
county at issue. Finally, if no relevant local judicial races
occurred, Plaintiffs analyzed statewide judicial elections. See
Testimony of Dr. Robert Brischetto.
All jurisdictional prerequisites necessary to the
maintenance of the claims of the parties have been fulfilled.
After reviewing the testimony and exhibits introduced at trial,
as well as the arguments and authorities of counsel, the Court
hereby enters the following Findings of Fact and Conclusions
of Law pursuant to Federal Rule of Civil Procedure 52.
FINDINGS OF FACT
INDIVIDUAL PLAINTIFFS
1. The names and counties of residence of the ten
(10) named individual Plaintiffs are as follows: (a) Christina
Moreno - Midland; (b) Aquilla Watson - Midland; (c) Joan
Ervin - Lubbock; (d) Matthew W. Plummer, Sr. - Harris; (e)
Jim Conley - Bexar; (f) Volma Overton - Travis; (g) Gene
Collins - Ector; (h) A1 Price - Jefferson; (i) Mary Ellen Hicks
197a
- Tarrant; and (j) Rev. James Thomas - Galveston. Each
named Plaintiff is a citizen of the United States registered and
qualified to vote in District Court elections in Texas. Except
for Christina Moreno, who is Hispanic, each named Plaintiff
Black.
ORGANIZATIONAL PLAINTIFFS
2. Plaintiffs LULAC #4434 and LULAC #4451
are local chapters of the larger Statewide LULAC
organization. Members of the LULAC Statewide organization
reside in all of the counties challenged in this suit. Depo. of
John Garcia. The organization is composed of both Mexican-
American and Black residents of the State of Texas. The
members of LULAC #4434 reside in Midland County. The
members of LULAC #4451 reside in Ector County.
3. Plaintiff-Intervenor the Houston Lawyers
Association ("HLA"), is an association of Black lawyers in
Harris County. The participation of Plaintiff-Intervenor the
198a
Texas Black Legislative Caucus ("TBLC") is limited to the
remedy stage of this litigation.
DEFENDANTS & DEFEND ANT-INTER VENORS
4. Defendants are sued in their official capacities
only. Defendant Jim Mattox is the Attorney General of the
State of Texas and charged with the responsibility of
enforcing the laws of the State.
Defendant George Bayoud is Secretary of State
of Texas. As such he functions as chief elections officer
charged with administering the election laws of the State.
Secretary Bayoud is substituted as a party in this litigation
for former Secretary of State Jack Rains.
Defendants Thomas R. Phillips, Michael J.
McCormick, Ron Chapman, Thomas J. Stovall, James F.
Clawson, Jr., Joe E. Kelly, Robert M. Blackmon, Sam M.
Paxson, Weldon Kirk, Jeff Walker, Ray D. Anderson,
199a
Leonard Davis and Joe Spurlock, II are members of the
Judicial Districts Board9 created by Art. V. Section 7a of the
Texas Constitution and Art. 24.911 et seq. of the Texas
Government Code. The Judicial Districts Board is charged
with reapportioning districts from which District Court Judges
are elected.
Sitting District Court Judge Sharolyn Wood,
127th District Court, Harris County and Judge Harold Entz,
Jr., 194th District Court, Dallas County Intervened in their
individual capacities as Defendants.10
9 Several members of the Judicial Districts Board were replaced by
new members during the interim of this litigation. Michael J . McCormick
replaced John F. Onion, Robert M. Blackman replaced Joe B. Evans and
Jeff Walker replaced Charles Murray.
10 Thirteen District Court Judges from Travis County initially
intervened as Defendants. The Court struck their intervention at their
request.
200a
GINGLES THRESHOLD ANALYSIS
Size and Geographic Compactness
5. Harris County. Harris County has the largest
population among the nine target Counties in this case.
Plaintiffs are proceeding only on behalf of Black voters in
Harris County. With a total population of 2,409,544,“ its
Black population is 473,698 (19.7%). There are 1,685,024
people of voting age,11 12 with 305,986 (18.2%) voting age
Black residents of Harris County. Plaintiffs’ Harris County
("H") Exhibit 01.
There are fifty nine (59) State District Courts
in Harris County. Black residents are concentrated in the
North Central, Central and South Central sections of Harris
11 In each County, Plaintiffs rely upon the 1980 Census for total
population of Blacks and Hispanics within the County.
12 For all Counties in this case, Plaintiffs relied on a computer print
out of voting age populations prepared by the Data Center at Texas A&M
University directly from 1980 U.S. Census tapes.
201a
County. H-04, p. 2, Map of Proposed Districts.13 Evidence
was introduced that nine (9) Black single member districts of
greater than fifty percent (50%) Black voting age population
were possible. Id. at 1; Plaintiff-Intervenor Harris County
("P-I H") Exhibits 2, 2a.
6. Dallas County. Dallas County is the second
largest County involved in this case. Plaintiffs are proceeding
only on behalf of Black voters in Dallas County. Dallas
County has a total population of 1,556,549. Its Black
population is 287,613 (18.5%). There are 1,106,757 people
of voting age, with 180,294 (16%) voting age Black residents.
Plaintiffs’ Dallas County ("D") Exhibit 01.
13 Plaintiffs drew districts in each County of approximately equal size
based on the number of District Courts in the County. Plaintiffs
calculated the size and number of precincts in each proposed district on the
basis of both total population and voting age populations. This Court
recognizes that the concept of "one man one vote" does not apply to the
judicial elections. Chisom I, supra, at 1061. Accordingly, this Court’s
analysis rests upon Plaintiffs’ calculation based upon voting age
population. Plaintiffs drew each district on this basis under the assumption
that each district should contain 1/n of the voting age population in the
County, with n being the number of District Courts in the County.
Plaintiffs’ Post Trial Brief at 11.
202a
There were thirty six (36) State District Courts
in Dallas County at the time this case was filed. On
September 1, 1989, the Texas Legislature created a thirty-
seventh State Judicial District Court in Dallas County. Black
residents are concentrated in the Central and South Central
sections of Dallas County. D~04, p. 2, Map of Proposed
Districts based on 36 District Courts. Evidence was
introduced that seven (7) Black single member districts of
greater than fifty percent (50%) Black voting age population
were possible. Id. at 1, 3-9;14 Plaintiff-Intervenor Dallas ("P-
I D") Exhibits 34. Plaintiff-Intervenors’ Exhibit 7 reflects
that there are approximately 36 homogeneous precincts of
90% Black population.
7. Tarrant County. Plaintiffs are proceeding only
on behalf of Black voters in Tarrant County. Tarrant County
14 Proposed single member districts 1 & 3 barely meet the Overton
majority -minority voting age population requirement. These proposed
districts contain 51.33% and 52.05% black votmg age population
respectively.
203a
has a total population of 860,880. The Black population of
Tarrant County is 101,183 (11.8%). There are 613,698
people of voting age, with 63,851 (10.4%) voting age Black
residents of Tarrant County. Plaintiffs’ Tarrant County
("Ta") Exhibit 01.
There are twenty three (23) State District
Courts in Tarrant County. Black residents are concentrated
in the Center of the County. Ta-04, p. 2, Map of Proposed
Districts. Evidence was introduced that two (2) Black single
member districts of greater than fifty percent (50%) Black
voting age population were possible. Id. at 1.
8. Bexar County. Plaintiffs are proceeding only
on behalf of Hispanic voters in Bexar County. Bexar County
has a total population of 988,800. Its Hispanic population is
460,911 (46.61%). There are 672,220 people of voting age
with 278,577 (41.1%) voting age Hispanic residents of Bexar
County. Plaintiffs’ Bexar County ("B") Exhibit 01.
204a
There are nineteen (19) State District Courts in
Bexar County. Hispanic residents are concentrated in the
Central and South Central sections of the County comprising
most of the population of the City of San Antonio. B-04, p.
2, Map of Proposed Districts. Evidence was introduced that
eight (8) Hispanic single member districts of greater than fifty
percent (50%) Black voting age population were possible. Id.
at 1.
9. Travis County. Plaintiffs are proceeding only
on behalf of Hispanic voters in Travis County. With a total
population of 419,335, its Hispanic population is 72,271
(17.2%). There are 312,392 people of voting age with
44,847 (14.4%) voting age Hispanic residents of Travis
County. Plaintiffs’ Travis County ("Tr") Exhibit 01.
There are thirteen (13) State District Courts in
Travis County. The largest concentration of Hispanic
residents in one area, if at all, appears to be located in the
Eastern portion of the County. Tr-04, p. 2; Tr-05, p. 1, Map
205a
of Proposed Districts. Mr. David Richards testified that in
his opinion the Hispanic community was pretty well dispersed
in Travis County. Nevertheless, evidence was introduced that
one (1) combined minority single member district of greater
than fifty percent (50%) Hispanic voting age population was
possible. Id. at 1. Plaintiffs’ Exhibit Tr-04 depicts the single
member Hispanic district proposed for Travis County. The
Court finds that it is without moment that the proposed
district appears to be minimally contiguous.
10. Jefferson County. Plaintiffs are proceeding
only on behalf of Black voters in Jefferson County. Jefferson
County has a total population of 250,938. Its Black
population is 70,810 (28.2%). There are 179,708 people of
voting age of which there are 44,283 (24.6%) voting age
Black residents of Jefferson County. Plaintiffs’ Jefferson
County ("J") Exhibit 01.
There are eight (8) State District Courts in
Jefferson County. Black residents are concentrated in the
206a
Central and South Eastern portions of Jefferson County. J-
04, p. 2, Map of Proposed Districts. Evidence was
introduced that two (2) Black single member districts of
greater than fifty percent (50%) Black voting age population
were possible. Id. at 1.
11. Lubbock County. Plaintiffs are proceeding on
behalf of the combined Black and Hispanic voters in Lubbock
County. There is a total population of 211,651 in Lubbock
County. The Black population of Lubbock County is 15,780
(7.5%), while the Hispanic population is 41,428 (19.6%).
There are 150,714 people of voting age, with 9,590 (6.4%)
voting age Black residents and 22,934 (15.2%) voting age
Hispanic residents. The combined minority voting age
population is 32,524 (21.6%). Plaintiffs’ Lubbock County
("L") Exhibit 01.
There are six (6) State District Courts in the
Lubbock Crosby County area. The combined minority
population is concentrated in the North Eastern, Eastern and
207a
South Eastern sections of those Counties. L-04, p. 2, Map of
Proposed Districts. Evidence was introduced that one (1)
combined minority single member district of greater than fifty
percent (50%) Black voting age population was possible. Id.
at 1. This remains true when Plaintiffs controlled for voting
age population of non-United States citizens of Spanish origin.
Plaintiffs’ Exhibit L -ll.
12. Ector County. Plaintiffs are proceeding on
behalf of combined Black and Hispanic voters in Ector
County. The total population of Ector County is 115,374.
Its Black population is 5,154 (4.5%) and the Hispanic
population is 24,831 (21.5%). There are 79,516 people of
voting age. The voting age population by minorities consists
of 3,255 (4.1%) Black voters and 14,147 (17.8%) Hispanic
voters for a combined minority voting age population of
17,402 (21.9%). Plaintiffs’ Ector County ("E”) Exhibit 01.
There are four (4) State District Courts in Ector
County. Minority residents are concentrated in the Southwest
208a
section of the County. E-04, p. 2, Map of Proposed
Districts. Evidence was introduced that one (1) combined
minority single member district of greater than fifty percent
(50%) minority voting age population was possible. Id. at 1.
It is possible to draw a district of combined minority
population of voting age even if non-citizen voting age
Hispanics are eliminated from the calculations. Plaintiffs5
Exhibit E-13.
13. Midland County. Plaintiffs proceed on behalf
of Black and Hispanic voters combined in Midland County.
Midland County has a total population of 82,636. Its Black
population is 7,119 (8.6%) and its Hispanic population is
12,323 (14.9%). There are 57,789 people of voting age,
4,484 (7.8%) voting age Black voters and 6,893 (11.9%)
voting age Hispanic voters. The combined voting age
population is 11,377 (19.7%). Plaintiffs’ Midland County
C'M") Exhibit 01.
209a
There are three (3) State District Court in
Midland County. Black residents are concentrated largely in
the Northeastern, East Central and Southeastern sections of
Midland County. M-04, p. 2, Map of Proposed Districts.
Evidence was introduced that one (1) combined minority
single member district of greater than fifty percent (50%)
combined voting age population was possible. Id. at 1. It is
possible to draw a district in which the combined minority
population is in the majority even if non-citizen Hispanics of
voting age are excluded. Plaintiffs’ Exhibit M-15.
210a
Political Cohesion and White Bloc Voting
14. Racially polarized voting indicates that the
group prefers candidates of a particular race.15 Monroe v. City
ofWoodville, No. 88-4433, slip op. at 5573, (5th Cir. Aug.
30, 1989). Political cohesion, on the other hand, implies that
the group generally unites behind a single political "platform"
of common goals and common means by which to achieve
them. Id. at 5573.
The inquiry into political cohesiveness is not to
be made prior to and apart from a study of polarized voting.
The Supreme Court made clear that "[t]he purpose of
inquiring into the existence of racially polarized voting is
twofold: to ascertain whether minority group members
constitute a politically cohesive unit and to determine whether
15 The Supreme Court in Gingles adopted the definition of racial
polarization offered by Dr. Bernard Grofman, appellees’ expert. Dr.
Grofman explained that racial polarization "’exists where there is a
consistent relationship between [the] race of the voter and the way in
which the voter votes’ ... or to put it differently, where ’black voters and
white voters vote differently.’" Gingles, 478 U.S. at 53 n.21.
211a
whites vote sufficiently as a bloc usually to defeat the
minority’s preferred candidates." Gingles, 478 U.S. at 56.
15. Plaintiffs presented testimony of two experts.
Dr. Richard Engstrom ("Dr. Engstrom") testified only about
Harris and Dallas Counties. Dr. Robert Brischetto ("Dr.
Brischetto") testified concerning all other counties at issue in
this case.
16. Harris County
a. Dr. Richard Engstrom testified on behalf of
Plaintiffs and Plaintiff-Intervenors in Harris County. Dr.
Engstrom used 1980 U.S. Census counts of total Black
population by precinct to analyze 1980 election results. For
1982, 1984, 1986 and 1988, Dr. Engstrom used precinct
voter registration estimates supplied by Dr. Richard Murray,
a non-testifying expert. Plaintiffs’ Exhibit P-I H-08. Dr.
Engstrom verified or "matched" the reliability of Dr.
Murray’s estimates and the 1980 Census counts by comparing
Dr. Murray’s estimates to an Hispanic precinct voter
212a
registration list compiled by the Secretary of State,
Testimony of Dr. Richard Engstrom. Dr. Engstrom testified
that there was "a very good match."
b. Dr. Engstrom analyzed 17 general elections in
Harris County. He calculated "r" values16 between 0.798 and
0.880 for the 17 elections analyzed.17 Plaintiffs’ Exhibit P-
I H-01 pp. 1-2. Dr, Engstrom’s regression analysis shows a
strong relationship between race and voting patterns in Harris
County. See Appendix A to this opinion ("Appendix"),
Plaintiffs’ Exhibit P-I H-01 pp. 1-2. All of his correlation
coefficients18 exceed .79 (79%) except one. Id., see section
16 The ”r" value describes the relationship between the racial
composition of a precinct and the number of votes a particular candidate
receives. Testimony of Dr. Engstrom. To put it another way, "how
consistently a vote for Black candidate changes as the racial composition
of the precinct changes." Id.
17 "Crucial to the validity of regression analysis are the values for V
and ’r[squared]’, which measure the strength of the correlation and linear
relationship of the variables bemg examined, in this case the race of the
voter and the candidate he supports." Overton, 871 F.2d at 539
18 The "r" value is also referred to as the "correlation coefficient" or
"Pearson r." A positive Pearson r shows that as the percentage of
minorities in a precinct increases, so does the support that a minority
candidate receives. A Pearson r of -1 shows the opposite, as the
213a
on Bivariate Regression under the column heading of
Correlation Coefficient. Dr. Robert Brischetto generally
testified with regard to the counties in issue other than Dallas
and Harris County, that a Pearson r of 1 (100%) would show
perfect correlation. He further testified that social scientists
consider anything over 0.50 (50%) as showing a strong
correlation.
c. Further, each Pearson r is accompanied by an
estimate of the likelihood that the estimate would occur by
chance. This figure is known as the significance level. In
the regression analyses for Harris County, as well as all the
counties in issue, the significance level was much smaller than
the generally accepted level of extremely high significance of
.05.19 Testimony of Dr. Robert Brischetto; Testimony of Dr.
percentage of minorities in a precinct increases, there is decrease in the
support that a minority candidate receives. A Pearson r of 0 shows that
there is no relationship between the racial/ethnic composition of precincts
and voting behavior.
19 A significance level of .01, for example, means that the Pearson
r in question would have occurred by chance only one time out of one
hundred.
Richard Engstrom. Dr. Engstrom testified that the probability
that the Harris County estimates would have occurred by
chance were less than 1 out of 10,000.
d. The lowest r squared for these analyses is
approximately .62 (62%). This describes the percentage of
the variance in voting behavior explained by race/ethnicity.
Testimony of Dr. Robert Brischetto.20 Squaring these "r"
values21 to calculate coefficients of determination demonstrates
in the present case that race explains at least 62% of the
variance in voting in all 17 elections relied on by Plaintiffs
and Plaintiff-Intervenors.
e. The one judicial race that did not exceed the
79% figure actually had a negative correlation. This race
involved Mamie Proctor, a Black candidate running on a
214a
20 For example, if a Pearson r is .5, then 25% ( 5 x 5 or. r squared)
of the variance in voting behavior is explained by race/ethnicity.
21 This figure is also known as the coefficient of determination. It is
the coefficient of correlation or Pearson r multiplied by itself. It shows
how much or little "noise" there is around the line of correlation or, in
other words, "the percentage of variance in the vote that is explained by
the race of the voters." Overton, 871 F.2d at 539 n .l l .
215a
Republican ticket against Henry Schuble, an Anglo, for State
Family Court 245. In the 1986 Proctor race, the correlation
coefficient was -0.836 (approx. -84%). Id. at 1; Plaintiffs’
Exhibit P-I H-10 p. 2. This reflects that, as the percentage
of Blacks in voting precincts increases, Proctor’s support
decreased. In other words, even though Ms. Proctor is
Black, she did not receive the support of the Black
community. Hence, she was not the preferred candidate of
Black voters in Harris County. Dr. Engstrom testified on
cross examination that the "candidate of choice" was the
candidate who received the majority of the black vote, not
necessarily the Black candidate.
f. When Dr. Engstrom controlled for Hispanic
votes, Dr. Engstrom’s regression analysis shows that Blacks
consistently gave more than 97% of their vote to their
preferred candidate. Id. , see last two columns.
g. Dr. Engstrom’s homogenous precinct analysis
corroborates the results of his regression analysis. See
216a
Appendix A, Plaintiffs’ Exhibit P-I H-01 pp. 1-2. It shows
that Black voters in Harris County gave more than 96% of
their votes to the preferred candidate of Black voters in every
election except Proctor’s. Ms. Proctor received 5% of the
Black vote.
h. Finally, in all counties including Harris County,
Plaintiffs "weighted" precinct data in order to account for
variations in the population size of the various precincts.
Testimony of Dr. Richard Engstrom; Overton, supra, at 537.
Dr. Engstrom testified that on the basis of his analysis the
Black community in Harris County votes cohesively in
general elections for State District Court Judges.
i. Harris County Defendant-Intervenor Judge
Sharolyn Wood ("Judge Wood"), attacks Plaintiffs and
Plaintiff-Intervenor’s proof on the following grounds: (1) Dr.
Engstrom failed to establish the reliability of his data set; (2)
absentee votes were not allocated to election returns; (3) the
analysis does not reflect the effect of the influx of the
217a
Vietnamese population into Harris County and traditionally
Black precincts; and (4) the analysis fails to reflect black
candidate successes in primary elections or uncontested races.
j. In reference to the reliability of the data set,
Judge Wood points to numbers on Dr. Murray’s printouts that
have been written over, struck out or crossed through, pencil
notations and other marks. This Court finds the data set to
be reliable.
k. In response to the other concerns, Dr.
Engstrom testified that: (1) primary elections were not
examined in Harris County because those elections were not
filtering out the candidate of choice of Black voters; (2)
uncontested races do not assist researchers in their analysis;
(3) the appropriate comparison in Voting Rights cases is
Black and non-Black; (4) while he did not specifically control
for Asian Americans, they would be included in the
percentage of non-Black votes; and (5) the range of absentee
votes between 1980 and 1986 never exceeded 3.2% to 7.6%,
218a
while in 1988 that range rose to approximately 13.6% per
precinct. This Court finds that Dr. Engstrom’s testimony
adequately addresses these concerns. The Court further finds
that the lack of control for absentee votes and Asian
Americans does not significantly affect Dr. Engstrom’s
analysis.
1. The State Defendant and Defendant-Intervenors
argue that it is a candidate’s political party and the strength
of straight ticket party voting that determines the result of any
election contest and not the difference between the preferred
candidates of whites and minorities. In support of this
argument, Defendants and Defendant-Intervenors point to the
1982 and 1986 Democratic sweep for judicial candidates in
Harris County and a similar Republican sweep in the years
1984 and 1988. All Defendants attribute this phenomenon to
top of the ticket straight party voting.22
22 In 1982, Senator Lloyd Bentsen was the lead Democratic candidate
on the ballot. In 1986, Governor Mark White represented the top of the
ticket Democratic candidate. In Presidential election years 1984 and 1988,
219a
m. Correlation and regression can also prove the
third Gingles prong by showing that a white bloc vote exists.
This is shown when the percentage of votes received by the
minority candidate decreases as the percentage of minority
persons of voting age decreases. In other words, the minority
candidate receives fewer votes as the percentage of non
minority persons in a precinct increases. Regression results
estimate the percentage of non-minority support for minority
candidates, otherwise known as the Anglo cross over vote.
Plaintiffs’ Exhibit P-I H-01 pp. 1-2. column 4. This is also
referred to as the Y intercept.
n. Dr. Engstrom calculated Y intercepts for the
Black preferred candidate between 29 and 39 percent for the
17 elections analyzed. The highest Y intercept was 53.6%,
but this percentage of the non-Black vote was for the non
preferred candidate Mamie Proctor. The highest percentage
President Ronald Reagan and President George Bush, respectively, were
the top Republican candidates.
220a
of Anglo cross over votes received by the preferred candidate
of Black voters was 39 percent. See 1986 race Carl Walker,
Jr., Black Democrat against George Godwin; Id. This is
corroborated by a 40% Anglo cross over vote figure
calculated for the same race in homogenous precincts of 90 %
or more non-Black population. Id. at column 1. Mr. Walker
was the Black preferred candidate and won. Plaintiffs’
Exhibit P-I H10. Two other Black preferred candidates
drawing opposition in the 1986 elections lost their elections
even though they had identical Black community support.
These two candidates had slightly less Anglo cross over vote.
Plaintiffs’ Exhibit P-I H-01 pp. 1-2, column 1. Five other
Black preferred candidates drawing opposition in what appears
to be county-wide elections lost in the 1986 elections.
Plaintiffs’ Exhibit P-I H-10.23 This analysis demonstrates that
an Anglo bloc vote exists. Dr. Engstrom testified that the
23 These candidates are: Bonnie Fitch, Raymond Fisher, Francis
Williams, Sheila Jackson Lee, and Cheryl Irvin.
221a
Anglo or white bloc vote in Harris County is sufficiently
strong to generally defeat the choice of the Black community.
This Court agrees.
o. Plaintiff-Intervenor Sheila Jackson Lee also
testified about political cohesiveness among Black voters in
Harris County. Ms. Lee has lived in Harris County
approximately 11 years and has been a candidate in several
judicial elections. Plaintiffs’ Exhibit P-I H-01 pp. 1-2;
Exhibit P-I H-10 pp. 1-3. She had many different
endorsements and campaign strategies but still lost. She
testified that her loss was attributable to not getting enough
white votes.
p. This testimony was supported by the deposition
summaries of Thomas Routt, Weldon Berry, Francis Williams
and Bonnie Fitch.
q. Defendant-Intervenor Wood presented the
testimony of Judge Mark Davidson. As a hobby, Judge
Davidson analyzes the results of judicial elections in Harris
222a
County. His testimony concerned his views on what he has
termed "discretionary judicial voters" ("DJV"),24 Judge
Davidson testified that 15% of the vote injudicial elections in
Harris County were DJV’s. The remaining 85% split roughly
evenly between straight Democrat party and straight
Republican party voting. Based upon his analysis, Judge
Davidson believes that race and ethnicity are irrelevant to
voting behavior as it relates to the judiciary in Harris County.
He opines that DJV’s determine the outcome of judicial
contests in Harris County and the DJV vote can somewhat be
garnered by various campaign factors. While this Court finds
Judge Davidson to be a credible witness, under controlling
law, the Court finds that his testimony is irrelevant.
r„ The Court further finds Defendant-Intervenor
Wood’s contention that the Black preferred candidate lost
their respective judicial race due to their failure to win the
24 He defines DJC’s as voters who vote for at least one judicial
candidate of one party and at least one of the other party. DJV’s are also
referred to as "swing" voters.
223a
Harris County bar or preference poll or to obtain the Gay
Political Caucus ("GPC"), endorsement to be legally
incompetent.
s. The complete data set used by Dr. Engstrom
was used by Defendant’s expert, Dr. Delbert Taebel for his
analysis of Harris County. Dr. Taebel did not weight his
precinct data to account for variations in population size of
various precincts in Harris County or any other county at
issue.
t. Dr. Taebel analyzed 23 District Court general
elections where minorities opposed white candidates in Harris
County. State Defendants’ Exhibit D-05 pp. 9, 13, 29, 33,
37, 41, 45, 53, 61, 81, 85, 89, 93, 97, 101, 105, 137, 141,
145, 161, 165, 173 & 177. Black and white voters voted dif
ferently in all 23 District Court elections. Id. The Black
preferred candidate won only six (6) times. The Black
preferred candidate won seven (7) of 11 County Court general
elections. Id. D-05 pp. 1, 5,47, 21, 25, 109, 113, 117, 121,
224a
125 & 129. Blacks and whites voted differently in each of
those elections. Id. Dr. Taebel also analyzed nine (9)
judicial primary elections; seven (7) for District Court posts
and two (2) County Court posts. Id. D-05 pp. 49, 57, 65,
73, 77, 145, 157, 169 & 181. The Black preferred candidate
won six (6) of the nine (9) primaries. Interestingly enough,
each preferred candidate winning the primary lost the general
election. Id. D-05 pp. 61, 69, 81, 153, 161 & 173.
17. Dallas County.
a. Dr. Engstrom used the same data set for his
analysis of Dallas County. However, the 1980 Census counts
were updated in 1982 and 1988 by the Dallas County
Elections Office by reconfiguring precincts according to the
changes made in precinct lines. Testimony of Dr. Richard
Engstrom. Dr. Engstrom accepted the updates census counts
for 1982 and 1988 as reliable. Id. In the intervening years of
1984 and 1986, Dr. Engstrom looked for precincts that
225a
combined or split and aggravated precinct counts for those
precincts. Id.
b. Dr. Engstrom analyzed seven (7) general
elections for State District Court where Blacks opposed
Anglos between 1980 and 1988 in Dallas County. The
correlation coefficient or "r" values exceed 0.864 (86%) for
six (6) of the seven (7) elections analyzed. See Appendix A,
Plaintiffs’ Exhibit D-02. Dr. Engstrom’s homogenous
precinct analysis and regression analysis shows a 1 strong
relationship between race and voting patterns in Dallas
County. Id., see columns 2 & 3. Dr. Engstrom testified that
the significance level was much smaller than the generally
accepted level of extremely high significance of .05 and that
the probability that the Dallas County estimates would have
occurred by chance were less than 1 out of 10,000.
c. The lowest r squared for these analyses is
approximately .75 (75%). This figure is found from
multiplying the r value by itself for Jesse Oliver’s judicial
226a
race in 1988. This coefficient of determination demonstrates
that race explains at least 75 % of the variance in voting in at
least six (6) of the seven (7) elections relied on by Plaintiffs
and Plaintiff-Intervenors.
d. Plaintiffs’ Exhibit D-02 further shows that in
five (5) of the seven (7) elections as the percentage of Blacks
increased in precincts, so did Black support for the preferred
candidate of Black voters. See Homogeneous precinct
analysis, column 2.
e. Bivariate regression analysis reflects a negative
correlation for Carolyn Wright’s judicial race in 1986. Judge
Wright is a Black who ran on the Republican ticket. She
received -1.5% of the Black vote and 71.7% of the non-
Black vote. Plaintiffs’ Exhibit D-02, columns 4 & 5. The
correlation coefficient was -0.872 (-87%). Id. , column 3.
This reflects that, as the percentage of Blacks in voting
precincts increases Judge Wright’s support decreased. In
other words, even though Ms. Wright is Black, she did not
227a
receive the support of the Black community. Hence, she was
not the preferred candidate of Black voters in Dallas County.
Black voters also failed to support Judge Baraka, a Black
Republican candidate in 1984.
f. When Dr. Engstrom controlled for Hispanic
votes, Dr. Engstrom’s regression analysis shows that Blacks
consistently gave more than 97% of their vote to their
preferred candidate. Id., see last two columns. Dr.
Engstrom’s analyses shows that Blacks are politically cohesive
in general elections for State District Court in Dallas County.
g. His analysis is confirmed by the testimony of
Plaintiff-Intervenors’ Joan Winn White, Fred Tinsely, H. Ron
White and Jesse Oliver. The Exhibits reflect that each
Plaintiff-Intervenor received 97% or better of the Black
homogenous precincts and at least 83% of the votes in
precincts with Black population of 50% to 90%. Plaintiffs’
Exhibit P-I D-16 - D-22a.
228a
h. Plaintiffs calculated the percentage of votes for
the black preferred candidate, Jesse Oliver, and his white
opponent, Brown, in each of the proposed hypothetical single
member districts. Plaintiffs’ Exhibit D-12a. They repeated
this procedure for the judicial races involving the Black
preferred candidates in Plaintiffs’ Exhibit D-02 and Nathan
Brin (an Anglo preferred by Black voters in Dallas County).
Plaintiffs’ Exhibits D-12b, 12c & 12d. In each instance, the
Black community’s preferred candidate received a majority of
votes in each predominately Black hypothetical district.
i. Defendant-In tervenor Judge Harold Entz
("Judge Entz"), attacks Plaintiffs and Plaintiff-Intervenors
evidence on the ground that: (1) the data is based on total
population and not voting age registered voters; (2) the
analysis does not reflect changes in the distribution of
population over time as a result of growth of Dallas suburbs
and geographic dispersal of minorities; (3) Dr. Engstrom did
not control for absentee or Oriental votes; (4) there is a
229a
stronger association between partisan affiliation and success
than there is between race and success; and (5) the analysis
shows what happened but not why it happened. In support of
his fourth attack, Judge Entz argues that five of the seven
elections analyzed involved Black candidates who are the
candidate of choice, while all seven involved Democratic
candidates who were the Black preferred candidate of choice.
Thus, Judge Entz concludes that political party is a better
predictor of the Black preferred candidate and that candidate
is a victim of partisan politics not discriminatory vote
dilution.
j. Dr. Engstrom testified that: (1) he was never
given precinct .data by race and voting age registered voters;
and (2) the range of support for the Democrat candidates
between 1980 and 1986 varied 10 to 17 percentage points.
Thus, Dr. Engstrom concluded that something other than just
straight party voting is going on in judicial elections.
230a
k. Dr. Dan Wiser’s testimony confirms Dr.
Engstrom’s results. Dr. Wiser’s data set was based on 1980
Census data, Dallas County election returns and Dallas
County precinct data adjusted for changes in precincts.
Precincts that split were reconstructed by estimating the part
of the precinct that shifted to another and apportioning the
registered vote based on the shift and past history. Testimony
of Dr. Dan Wiser. The adjusted data was checked against the
1986 Justice Department submissions. Id. Plaintiffs’ Exhibit
P-T D -ll. Ninety eight percent (98%) of the vote in
homogeneous precincts of 90% Black voters went to the Black
preferred candidate. Plaintiffs’ Exhibit P-I D -ll, D-16
through D-23a. At least 83% of the Black community vote
supported the Black preferred candidate in homogenous
precincts of between 50% and 90% Black. Id.
l. Dr. Wiser calculates that the Asian community
only comprised approximately 2.6% of the total Dallas
County population as of 1985. Plaintiffs’ Exhibit P-I D-03.
231a
He testified that the best estimate of the growth of the Asian
community between 1985 and the present is supplied by the
Bureau of Census. Plaintiffs’ Exhibit P-I D-02. He believes
there has only been a growth of approximately 3% between
1985 and 1988 and does not agree with estimates of Asian
leaders in Dallas County.
m. Plaintiffs and Plaintiff-Intervenors established
the third Gingles prong by showing that a white bloc vote
exists. The Y intercepts calculated by Dr. Engstrom for the
Black preferred candidate ranged between 29 and 39 percent
for the seven elections analyzed. Plaintiffs’ Exhibit D-02.
The highest Y intercepts were 61.8% and 71.7% for Judges
Baraka and Wright respectively, the non-preferred candidates.
Id. The highest percentage of Anglo cross over votes
received by the preferred candidate of Black voters was
approximately 39 percent. Id., 1980 race involving Joan
Winn White. There are 197 precincts in Dallas County that
232a
are 90% or greater white population. Plaintiffs’ Exhibit P-
I D-06 & 07.
n. This is corroborated by Dr. Engstrom’s
homogenous precinct analysis and Dr. Wiser’s analysis. Id.
at column 1. This analysis demonstrates that an Anglo bloc
vote exists. The Court finds on the basis of the exhibits and
testimony of Dr. Engstrom and Dr. Wiser that the Anglo or
white bloc vote in Dallas County is sufficiently strong to
generally defeat the choice of the Black community.
o. Dr. Anthony Champagne testified that judicial
elections in Dallas County were characterized by strong
partisan affiliation rather than racially polarized voting. Dr.
Champagne analyzed contested District Court general
elections between 1976 and 1988. Plaintiffs’ Exhibit P-I D-
06-A. Dr. Champagne bases his opinion on the steady
increase of Republican victories in Dallas County over time.
Plaintiffs’ Exhibit P-I D-07-A pp. 1-2. Only seven (7) of the
contested general elections analyzed involved Blacks opposing
233a
white candidates. Plaintiffs’ Exhibit P-I D-09-A p. 1. No
Black candidate running on the Democratic ticket won a
general election. Two Black candidates running as
Republicans won. Id. at 1. The Court noted, supra, that it
was the non-Black vote that gave rise to the success of these
two candidates. See Finding of Fact 17.e.
p. Dr. Taebel analyzed nine judicial elections in
which Blacks opposed Anglos. In eight of the nine, Blacks
and Anglos voted differently. State Defendants Exhibit D-
06 pp. 1, 13, 17, 21, 37, 69, 73, 81 & 89; see Appendix B,
Plaintiffs’ re-Evaluation of Dr, Taebel’s Reports ("Re-
Evaluation") for Dallas County p. 1. The Black preferred
candidate won only once. Id. This sole victory arose in the
1988 Republican primary. Id. The Black choice won only
five (5) of the other twelve primary and general District Court
and Appellate Court races analyzed. Id.; Plaintiffs’ Re-
Evaluation p. 2.
18. Tarrant County.
234a
a. Dr. Robert Brischetto ("Dr. Brischetto")
testified concerning on behalf of Plaintiffs and Plaintiff-
Intervenors in Tarrant County and the remaining counties at
issue. He weighted his analysis in all remaining counties.
Dr. Brischetto used Black population data by precinct from
the 1980 Census for thirty four (34) precincts in Tarrant
County where precinct lines had not changed. He analyzed
four (4) elections in which Blacks opposed Anglos in Tarrant
County (three judicial elections and the 1988 Democratic
Primary). See Appendix A, Plaintiffs’ Exhibit Ta-02.
b. In Tarrant County and other contested counties
where there was a large representation of three ethnic/racial
groups, Dr. Brischetto used multiple regression analysis. Dr.
Brischetto testified that this approach shows the effect of the
percentage of Hispanics in precincts, for example, upon the
votes received by a minority candidate, when accounting for
the effect of the percentage of Hispanics. The statistical
calculation that shows the effect is called the "Partial r."
235a
c. Dr. Brischetto calculated "Partial r" values of -
87%, -80% and 90% respectively for the three judicial
elections analyzed. Plaintiffs’ Exhibit Ta-02. There was a
negative correlation in the 1986 Salvant - Drago race and the
1986 Stums - Goldsmith race. Salvant and Stums were Black
candidates running as Republicans. They did not receive the
support of the Black community. Id. Approximately 93 % of
the Black voters in precincts analyzed voted for Drago, while
approximately 85% of Black voters voted for Goldsmith. Id.
The likelihood that the estimates would occur by chance
(significance level) was much smaller than .05. Testimony of
Dr. Robert Brischetto. Dr. Brischetto’s regression analysis
shows a strong relationship between race and voting patterns
in Tarrant County. The strength of the correlation is
dependent on the size of the number not on the positive or
negative value assigned to it. The negative correlation in the
Salvant and Stums races merely reflects that as the percentage
236a
of Blacks in voting precincts increases, the support for
Salvant and Stums decreased.
d. The lowest r squared for these analyses is
approximately 64% for the 1986 race for Criminal District
Court Place 1. Race explains at least 64% of the variance
in voting in all elections relied on by Plaintiffs and Plaintiff-
Intervenors in Tarrant County.
e. Plaintiffs’ Exhibit Ta-02 further analyzes the
Jesse Jackson Democratic Presidential Primary in 1988. The
Partial r for Jesse Jackson was 98 %. Although the Jackson
race was not a judicial election, its analysis corroborates the
judicial elections analyzed. However, Dr. Brischetto testified
that he would reach the same conclusions without considering
the Jackson contest.
f. Dr. Brischetto’s homogenous precinct analysis
corroborates the results of his regression analysis. Plaintiffs’
Exhibit Ta-02. It shows that Black voters in Tarrant County
237a
gave more than 89 % of their votes to the preferred candidate
of Black voters in every election analyzed.
g. Dr. Brischetto also recompiled and reanalyzed
Dr. Taebel’s work concerning Tarrant County. Plaintiffs’
Exhibit Ta-10. Plaintiffs’ Exhibit Ta-10 compiles all of Dr.
Taebel’s analysis of county wide elections for judicial positions
when Blacks opposed Anglos. Dr. Taebel also found negative
correlation of -63% and -60% in the Salvant and Stums
elections respectively. Id. While these correlation figures are
not as high as those found by Dr. Brischetto, they still reflect
a strong correlation. See Finding of Fact 16.b last sentence.
h. Dr. Taebel used bivariate regression in his
analysis. Dr. Brischetto is of the opinion that had Dr. Taebel
used multivariate analysis, his correlation estimates would
have been more precise. Further, Dr. Brischetto believes that
the r values would have been higher, because the analysis
would have eliminated the effect of Hispanics. While Dr.
Brischetto did not agree with Dr. Taebel’s statistical
238a
methodology, he reviewed Dr. Taebel’s work because Dr.
Taebel’s data set was more complete.
i. This Court finds, on the basis of all of Dr.
Brischetto’s analysis, the Black community in Tarrant County
votes cohesively in general elections for State District Court
Judges.
j. The Court further finds that the Anglo bloc
vote in Tarrant County is sufficiently strong to defeat the
minority community’s preferred candidate. In the three
general elections analyzed, the preferred candidate of Black
voters lost every time. This is true even though each of the
Black preferred candidates had a sizeable percent of Anglo
cross over votes. Plaintiffs’ Exhibits’ Ta-02; Ta-TO. The Y
intercept reflects that Anglo support for the Black preferred
candidates was between 42% and 49%. Id. Ta-02.
k. The testimony of Plaintiff and sitting
District Judge Maryellen Hicks corroborates this analysis.
Judge Hicks is Black. She testified that the only time she ran
239a
against an Anglo in a countywide judicial election she lost.
Plaintiffs’ Exhibit Ta-10, County Criminal Court Place 1.
She feels that she lost because she could not convince Anglos
to vote for her. She also believes that she could not win if
she had Anglo opposition because of the Anglo vote.
1. Judge Hicks testified that implementation of
single member districts in Tarrant County had immediate
effects. Before the districts went into effect, only two Blacks
had been elected to School Trustee positions. Since single
member districts were implemented two Blacks and one
Hispanic have consistently been Trustees. Two Blacks and
one Hispanic also took office on the Fort Worth City Council
as a result of single member districts being implemented for
that body. Further, after single member districts were
established for State Representative offices, two minorities
were elected to the Texas House of Representatives.25
25 After the lines were redrawn in 1982, one minority has been
elected.
240a
m. In the five primary and general judicial
elections involving Black candidates analyzed by Dr. Taebei,
the Black choice won only once. State Defendants Exhibit D-
39 pp. 1, 29, 33, 37 & 57; See Appendix B, Re-Evaluation
for Tarrant County p. 1. It is clear that Blacks and Anglos
voted differently in these races. Id. In District Court general
elections that did not have a Black candidate, the candidate
preferred by Black voters won three (3) of five (5) times.
Id. D-39 pp. 13, 17, 21, 25 & 61; Re-Evaluation at 1-2. In
three other judicial general elections the candidate of choice
of the Black community won all three times. Id. D-39 pp. 9,
49 & 65; Re-Evaluation at 2. Two of the three were
Appellate Court elections, while the third involved the County
Court at Law. Id. The candidate of choice also won all
three primary judicial elections analyzed by Dr. Taebei. Id.
D-39 pp. 5, 41 & 49.
19. Bexar County.
241a
a. Dr. Brischetto based his analysis of Bexar
County on Spanish surnamed registered voter data by precinct
from the office of the Secretary of State of Texas. Dr.
Brischetto testified that this data was the closest measure of
actual registration data by precinct. Dr. Brischetto used
bivariate regression analysis in Bexar County because of the
very small Black population in the County.
b. He analyzed six (6) general elections from 1980
to 1988 in which Hispanics opposed Anglos. See Appendix
A, Plaintiffs’ Exhibit B-02. He calculated "r" values for
Hispanic preferred candidates between 86% and 88%. Id.
His regression analysis shows a strong relationship between
race and voting patterns in Bexar County. In all but one
race, as the percentage of Hispanics increased, support for the
Hispanic preferred candidate increased. Dr. Brischetto
testified that the probability that correlation of this size would
242a
happen by chance was much smaller than the generally
accepted level of .05.26
c. In the 1982 Barrera - Stohlhandski race, the
Hispanic candidate, Roy Barrera, Jr. running as a Republican,
received very little Hispanic support. the correlation
coefficient for Mr. Barrera was -80%. Id. As the percentage
of Hispanics in voting precincts increased, Barrera’s support
decreased. Barrera received approximately 17% of the
Hispanic vote. Id. He was not the preferred candidate of
Hispanic voters in Bexar County.
d. The lowest r squared for these analyses is
approximately 64% for Mr. Stohlhandski, an Anglo running
as a Democrat in the 1982 Barrera - Stohlhandski race. The
highest r squared was 77% for the 1986 Cisneros - Peeples
race. This demonstrates in Bexar County that race explains
26 The significance level for each election is .0000. Plaintiffs’ Exhibit
B-02. Dr. Brischetto testified that there was practically no [or zero]
probability that these correlations would happen by chance.
243a
at least 64% to 77% of the variance in voting in all six
elections,
e. Dr. Brischetto’s background and homogeneous
precinct analysis confirm the fact that Hispanics are politically
cohesive in Bexar County. Dr. Brischetto lives in Bexar
County and analyzed election behavior there in a Section 2
case involving the San Antonio River Authority. Plaintiffs’
Exhibit B-16. There he found polarized voting along racial
and ethnic lines in a nonpartisan election involving low profile
campaigns. Dr. Brischetto’s homogeneous precinct analysis
shows that Hispanic voters in Bexar County gave 73% to
93% of their votes to the preferred candidate of Hispanic
voters in every election.
f. Dr. Brischetto controlled for absentee votes in
1988 elections based on allocated data from the Bexar County
Elections Administrator. He testified that the additional data
did not change his conclusions.
244a
g. Plaintiffs presented evidence from four
hypothetical districts carved out of existing precincts for each
of the six elections analyzed. Plaintiffs’ Exhibits B-12a - 12e.
Almost always, the Hispanic candidate who actually lost at-
large would have won if he had run from a hypothetical
majority Hispanic district. In one case, the 1988 Republican
primary between Arellano and White, the Hispanic candidate
won in only three of the four hypothetical districts. Id. B
12e.
h. In the 1988 Arellano - White Republican
primary for the 150th District Court, Arellano ran as an
appointed incumbent. White, an Anglo, decided late in the
campaign that he did not want to run for office. It was too
late to withdraw, but he endorsed his opponent Arellano.
White nevertheless won. Adam Serrata testified in his
deposition that this was a classic example of polarized voting.
Deposition Summary of Adam Serrata ("Serrata Depo.").
245a
i. Other testimony suggests the same conclusion.
Judge Anthony Ferro testified in his deposition that he ran for
County Court at Law four times in Bexar County. He won
two races were he did not have Anglo opposition. Deposition
Summary of Anthony Ferro ("Ferro Depo.") at 1. Both
Messrs. Serrata and Ferro testified that it is not possible to
get elected in Bexar County to the position of District Judge
without Anglo support. Id. ; Serrata Depo.
j . Dr. Brischetto further concluded that the Anglo
bloc vote in Bexar County is sufficiently strong to defeat the
Hispanic community’s preferred candidate. In the six
elections analyzed, the preferred candidate of Hispanic voters
won only once. See 1988 Mireles - Bowles race. The Y
intercept reflects that non-Hispanic support for the Hispanic
preferred candidates was between 18% and 35%. It is not
surprising that the one Hispanic candidate of choice who won
also received the highest percent of Anglo cross over votes.
246a
k. Judge Ferro testified that he has only been able
to get elected when he did not have an Anglo opponent.
Ferro Depo. Judge Paul Canales testified that voters in Bexar
County pay attention to the race/ethnicity of candidates in
judicial elections.
l. The effect of fairly drawn single member
districts has had a positive effect on minority election results
in Bexar County. Immediately after the creation of single
member districts in White v. Regester, Hispanics were elected
to the Texas House of Representatives. Further, immediately
after the City Council implemented single member districts,
the number of minorities on the San Antonio City Council
increased. Serrata Depo.; Ferro Depo.
m. Whites and Hispanics voted differently in 28 of
the 29 judicial, elections involving Hispanic candidates in
Bexar County. State Defendants Exhibit D-07 pp. 2-5 & 7-
28; see Appendix B, Re-Evaluation for Bexar County p. 1-
2. In the twelve general elections analyzed by Dr. Taebel,
247a
the Hispanic preferred candidates won three (3) times. Id. D-
07 pp. 4, 5, 7, 15-16, 18-21 & 25-28; Re-Evaluation at 1.
Only one of those was a District Court election. Id. D-07 at
5. The Hispanic choice won six (6) out of 18 primary
elections. Id. Re-Evaluation at 1-2.
20. Travis County.
a. Dr. Brischetto analyzed three (3) 1988
countywide judicial elections in Travis County: one primary
election for the 345th District Court and two County Court
at Law general elections. Dr. Brischetto testified that there
has only been one Hispanic - Anglo District Court election
between 1978 and 1988. In that race, the Anglo won.
Plaintiffs’ Exhibit Tr-11; Testimony of Jim Coronado. Mr.
David Richards testified that the Republican party is
significant in Travis County. Hence, Mr. Richards concluded
that the Democratic Primary is the true testing ground for
opposed candidates in judicial elections.
248a
b . Dr. Brischetto used Hispanic population data by
precinct from the 1980 Census reconfigured to 1988 precinct
boundaries. He based his polarization and homogenous
precinct analysis on total population figures for Blacks,
Hispanics and Anglos in approximately 178 precincts
(virtually all of them) in the County. Amalia Rodriguez
Mendoza, the Travis County Registrar of Voters, provided the
data.
c. Dr. Brischetto’s multivariate or multiple
regression analysis shows that the Hispanic community in
Travis County is politically cohesive, when the effect of the
Black vote is considered. Dr. Brischetto calculated "Partial
r" values of 84%, 85% and 90% respectively for the three
judicial elections analyzed. See Appendix A, Plaintiffs’
Exhibit Tr-02.. The Hispanic preferred candidate received at
least 77 % of the Hispanic vote in one election27, 93 % in the
27 The 1988 County Court at Law race between Castro Kennedy and
Hughes. Castro is the Hispanic preferred candidate. Plaintiffs’ Exhibit
Tr-02.
249a
Democratic Primary election and 95 in the Garcia - Phillips
race. Id. The likelihood that the estimates would occur by
chance (significance level) was much smaller than .05.
Testimony of Dr. Robert Brischetto. Dr. Brischetto’s
regression analysis shows a strong relationship between race
and voting patterns in Travis County.
d. The homogenous precinct analysis for Travis
County establishes a similar pattern. Plaintiffs’ Exhibit Ta-
02. It shows that Hispanic voters gave more than 63% and
as high as 90% of their votes to the Hispanic preferred
candidate.
e. Dr. Brischetto also reanalyzed the same three
elections using bivariate regression analysis based upon voter
registration data. See Appendix A, Plaintiffs’ Exhibit Tr-
19. These correlation figures are very close to those
calculated using multivariate analysis, and clearly reflect
strong correlation. See Finding of Fact 16. b. last sentence.
With either data set, Dr. Brischetto’s analysis shows that as
250a
the percentage of Hispanics in precincts increase, so does
support for the Hispanic preferred candidate. The r squared
figures all exceed approximately 64%.
f. The Hispanic preferred candidates took the
majority of the votes from Plaintiffs’ hypothetical districts
even though they lost countywide. Plaintiffs’ Exhibit Tr-12.
g. The State Defendants were concerned that
Plaintiff’s did not analyze Statewide judicial or legislative
elections. See Cross examination of Jim Coronado; Cross
examination of Dr. Brischetto. Dr. Brischetto testified that
Plaintiffs focused on local elections when that data was
available and these elections were not reached in Plaintiffs’
hierarchy of priority. He further testified that the elections
analyzed were the closest in nature to District Court elections.
Dr. Brischetto felt that once he had three elections he could
determine a sufficient pattern. This Court agrees.28
28 Gingles itself relied on only analysis of three elections in Senate
District 22 (1978, 1980 & 1982) and House District 21 (1978, 1980 &
1982). Gingles, 478 U.S. at Appendix A.
251a
h. The State Defendants attack Dr. Brischetto’s
analysis on the ground that he did not take into account: (1)
absentee voting; and (2) the number of non-United States
citizens, Blacks or Anglos with Spanish surnamed in Travis
County.
i. Dr. Brischetto controlled for absentee votes in
1988 elections in Bexar County. He testified that Bexar
County had the highest absentee voting than anywhere in the
State. He concluded in his Bexar County analysis that
absentee voting did not change his conclusions. See Findings
of Fact 19.f. This Court finds that the results would not be
significantly different in Travis County.
j . Spanish surname counts were based on persons
who identified themselves in Census counts as being of
Spanish origin. While the Court recognizes that the Census
definition of Spanish origin includes many parallel ethnic
backgrounds, this Court finds that the probability of overlap
of Black and/or White voters is very slight.
252a
k. Finally, the State Defendants claim that the
analyses of the Democratic Primary between Judge Gallardo
(the Hispanic preferred candidate) and McCown is
misleading. Witnesses for the State Defendants testified that
Judge Gallardo lost because he was a bad judge. Depositions
of Becky Beaver & Fernando Rodriguez; Testimony of David
Richards. While this may be true, under controlling law, it
is the correlation between the race of the voter and the
selection of certain candidates that is crucial to this Court’s
inquiry. Gingles, 478 U.S. at 63.
l. The Court further finds that the Anglo bloc
vote in Travis County is sufficiently strong to defeat the
minority community’s preferred candidate. The preferred
candidate of Hispanic voters lost each election analyzed. Two
of the Hispanic preferred candidates received approximately
one third Anglo cross over votes. Plaintiffs’ Exhibits’ Tr-
02; Tr-19. The other candidate received only approximately
14% Anglo cross over votes. Id. Tr-02.
253a
m. In each of the hypothetical districts, the
candidate of choice of the Hispanic community received the
most votes; in two districts the candidate of choice received
a majority.
n. Dr. Taebel analyzed the same three elections
analyzed by Plaintiffs’ expert. State Defendants Exhibit D-
08; See Appendix B, Re-Evaluation for Travis County p. 1.
His analysis confirms that in these three races whites and
Hispanics voted differently and the Hispanic preferred
candidate lost each time. Id. D-08 pp. 33, 37 & 41. The
Hispanic preferred candidate fared better in Appellate
elections winning one primary runoff and two general
elections. Id. D-08 pp. 25, 29 & 45. Hispanic and white
voters did not vote differently in these three election contests
but did so in the 1984 and 1986 Democratic primary for
County Court numbers 1 and 7. Id. D-08 pp. 33 & 41.
21. Jefferson County.
254a
a. Dr. Brischetto used Black population data by
precinct from the 1980 Census for all of his analysis in
Jefferson County. He testified that population had changed
very little in Jefferson County. Plaintiffs’ Post Trial Brief at
95. Only those precincts that retained unchanged boundary
lines were used in his analysis.
b. He analyzed five (5) Democratic primary
elections, two (2) Democratic primary runoffs and the 1988
Presidential Democratic primary. See Appendix A, Plaintiffs’
Exhibit J-02 pp. 1-2. Four of the five primaries analyzed
involved Justice of the Peace contests. The fifth was for a
County Court at Law post. Dr. Taebel did not analyze any
of these elections. State Defendants’ Exhibit D-09. Each of
the Justice of the Peace election precincts covered at least an
entire city which are the largest urban areas of the County.
Precinct 1 covers the City of Beaumont, Texas. Precinct 2
covers the City of Port Arthur, Texas. Tom Hanna testified
in his Deposition that running for office from these precincts
255a
is equivalent to running at large from the two cities. Dr.
Brischetto testified that there were no primary or general
elections for District Court seats that pitted Black against
Anglo.
c. Dr. Brischetto used multivariate regression
analysis in his examination of Jefferson County separating out
the effect of the Hispanic vote. He calculated "Partial r"
values between 66% and 97% for the judicial primaries and
runoff elections analyzed. Id. The partial r for the Black
preferred candidate in the Democratic Presidential Primary,
Jesse Jackson, was 97%. Id. The likelihood that the esti
mates would occur by change (significance level) was much
smaller than .05. Id. Dr. Brischetto’s regression analysis
shows a strong relationship between race and voting patterns
in Jefferson County. The Black preferred candidate received
a clear majority of Black community support in at least five
of the seven judicial contests analyzed. Id. , multivariate and
homogeneous analysis for 1972 to 1978. In the 1982 primary
256a
for Justice of the Peace, Precinct 1, Place 2, the Black
preferred candidate Cannon received approximately 51% of
the Black community vote, while two opponents split the
remaining 49%.
d. In one instance, the Black preferred candidate
did not receive a majority of the Black community vote. In
the 1986 Democratic Primary for Justice of the Peace,
Precinct 1, Place 2, the Black preferred candidate, Wilmer
Roberts, only received 47% of the Black vote (40% in
homogeneous precincts). The other 53% (60% in
homogeneous precincts) was split between four candidates.
John Paul Davis, a Black attorney from Jefferson Country,
testified in his Deposition that he supported the white
candidate because she was the most liberal at the time he
made his choice and Mr. Roberts announced late in the race.
e. The r squared figures range from 44 % for one
race (1972 runoff) to 94% for three races (1978 & 1982
judicial primaries and 1988 Presidential primary). It is clear
257a
from Dr. Brischetto’s analysis of voting patterns in Jefferson
County that as the percentage of Blacks increase in a precinct,
the percentage of support for the Black preferred candidate
increases.
f. Dr. Brischetto examined the votes cast in a
hypothetical district for the 1978 Democratic Primary between
Mr. Davis and an Anglo opponent. The analysis shows that
Davis received more votes in each precinct and a majority of
the vote in the district. Plaintiffs’ Exhibit J-09.
g. State Defendants argue that the three races
analyzed in 1982, 1986 and 1988 either show no racial
polarization or a victory for the Black preferred candidate.
This Court disagrees. As the Court discussed, supra, the
Black preferred candidate was supported by a majority of the
Black community in the 1982 Democratic Primary. See
Finding of Fact 21.c. With reference to the 1986 Democratic
Primary, the Court finds that the State Defendants’ evidence
is not conclusive that the Black community either would not
258a
have cohesively supported Wilmer Roberts had he announced
earlier or that the Black community cohesively supported
some other candidate. Plaintiffs’ Exhibit J-02; Finding of
Fact 21.d. The Court further finds that while Jesse Jackson
may have carried Jefferson County in the 1988 Presidential
Primary, that fact alone is a far cry from whether the Black
preferred candidate is successful in Jefferson County.
h. State Defendants further point to the 1984
Democratic Primary between John Paul Davis and Donald
Floyd, both of whom are Black, to demonstrate that the Black
community is not politically cohesive in Jefferson County.
While Mr. Floyd won the primary and the election,
Defendants did not demonstrate that the Black community
split their vote or failed to support one candidate over
another.
i. This Court finds on the basis of the foregoing
discussion that the Black community in Jefferson County votes
cohesively in judicial elections.
259a
j. In at least five of the seven elections analyzed
it is clear that blacks and whites voted differently and the
preferred candidate of Black voters lost every time. The
Black communities candidate of choice received 25% to 41 %
of the Anglo cross over vote in election years 1972 and 1974.
The percentage dropped thereafter to a low of 2 % for Wilmer
Roberts in 1986 and a range of 7% to 10% for the other two
judicial races. Plaintiffs’ Exhibit’ J-02. Although the Black
preferred candidate received 70% to 93% of the Black
community vote in five of the seven elections analyzed they
still lost countywide.
k. The Court finds that the Anglo bloc vote in
Jefferson County is sufficiently strong to defeat the minority
community’s preferred candidate.
l. No Black attorney has run for the position of
District Judge in Jefferson County. Deposition Summary of
John Paul Davis. Mr. Davis feels that Black lawyers do not
260a
run for the office because of the high probability of defeat.
Id.
m. Implementation of single member legislative
and Commissioner’s Court districts resulted in the election of
Black preferred candidates to those positions. Deposition
Summary of Thomas Hanna.
22. Lubbock County
a. Dr. Brischetto used population data from the
1980 Census precinct boundaries for his analysis in Lubbock
County. He initially based his review on 30 of 76 precincts
which had not changed between 1980 and the relevant
elections analyzed. The analyzed additional precincts that he
was able to reconfigure by use of Census block maps.29
b. Dr. Brischetto relied on appellate judicial
contests. He testified that no relevant local judicial contests
29 He analyzed 48 of the 76 total precincts in the 1986 primary, 44
of 76 in the 1986 runoff, 48 in the 1986 general election and 47 in the
1988 general election. See Plaintiffs’ Post Trial Brief at 109 n.55.
261a
involved a minority opposed by an Anglo candidate. He
further testified that he did not analyze local Justice of the
Peace races because the Justice of the Peace precincts were
not at least as large as a major city. He analyzed two (2)
Supreme Court general elections, two (2) Democratic primary
elections and two (2) Democratic primary runoffs. See
Appendix A, Plaintiffs’ Exhibit L-02, pp. 1-3.
c. Dr. Brischetto used bivariate, multivariate
regression and homogeneous precinct analysis in his
examination of Lubbock County. The bivariate analysis
produced correlation coefficients in excess of 87% with a
corresponding r square figure of 76%. Id. He used multiple
regression analysis to show that Blacks and Hispanics vote
together. This analysis revealed that the two groups favored
the same candidates in each election. Id. The lowest partial
r calculated for Hispanic voters was 78% in the 1986
Democratic Runoff for Supreme Court place 4. The lowest
partial r for Black voters was 56% in the 1986 Democratic
262a
Primary for the same Court prior to the runoff election. The
likelihood that the estimates would occur by chance (signifi
cance level) was much smaller than .05. Id. Dr. Brischetto’s
regression and homogeneous precinct analysis shows a strong
relationship between race/ethnicity and voting patterns in
Lubbock County. The combined minority preferred candidate
received a clear majority of combined minority community
support in each election analyzed. Id.
d. It is clear from Dr. Brischetto’s analysis of
voting patterns in Lubbock County that as the percentage of
minorities increase in a precinct, the percentage of support for
the minority preferred candidate increases. This Court finds
that Blacks and Hispanics are cohesive as a group in Lubbock
County judicial elections.
e. Maria Luisa Mercado, a Hispanic attorney from
Lubbock County, testified that Blacks and Hispanics work
together in the County on many significant issues. Deposition
Summary of Maria Luisa Mercado ("Mercado Depo.").
263a
f. The State Defendants point to the 1984 race for
Justice of the Peace between Sedeno, a Hispanic candidate
running as a Democrat, against a Black Republican candidate,
McKinley Shephard to illustrate that Blacks and Hispanics do
not vote cohesively as a group. The Black boxes voted for
Mr. Shephard. Mercado Depo. at 2. Dr. Brischetto testified
that this race was not analyzed because the Justice of the
Peace precinct in question split the City in half. "It did not
include a large majority of the County or a large metro
politan area." Testimony of Dr. Robert Brischetto. This
Court finds that the Sedeno - Shephard race does not illustrate
that Blacks and Hispanics do not vote cohesively in at-large
judicial elections. The Court further finds that Blacks and
Hispanics opposing each other says less about the collective
cohesiveness of the two groups when either opposes an
Anglo.30
30 State Defendants further point to Hispanic - Black state
representative races in Lubbock County in 1984 and 1986.
264a
g. Minorities and whites voted differently in each
election analyzed. However, the preferred minority candidate
won on two of six occasions. Plaintiffs’ Exhibit L-02, p. 2,
1986 Primary for Court of Criminal Appeals, Place 1 and
1986 Runoff. In one of those two races, the minority
preferred candidate received 46% of the Anglo cross over
votes from homogeneous white precincts of 90% to 100%
white population. Id., 1986 Runoff. The minority
communities candidate of choice received 39%, 40% and
41 % of the Anglo cross over vote, respectively, in three other
elections and still lost. Id., 1986 General Election, 1988
General Election and 1986 Democratic Primary, Supreme
Court, Place 4, respectively. The Court finds that the Anglo
bloc vote in Lubbock County is sufficiently strong to defeat
the minority community’s preferred candidate.
h. Defendants argue that Justice Gonzalez may
possibly have received more Anglo votes in the 1986
Democratic Runoff with 36% than either of his three
265a
opponents, assuming the remaining 64% of the Anglo votes
were evenly split. Defendants conclude on that basis that
Anglos did not vote overwhelmingly against Justice Gonzalez.
This Court disagrees. Assuming arguendo that Defendants
assumption is correct, the Court finds that Anglo’s did
overwhelmingly vote against Justice Gonzalez even if they did
not vote overwhelmingly for a different candidate.
i, Dr. Brischetto testified concerning some
county wide elections in Jones v. City o f Lubbock, 727 F.2d
364, 383 (5th Cir. 1984). His conclusions in Jones
corroborate his testimony in this case.
j. Ms. Mercado testified that Black and Hispanic
candidates have not been successful in at large elections.
Mercado Depo. She testified that she carried all minority
boxes and zero Anglo boxes in her 1978 bid for City Council.
Id. Blacks and Hispanics have been successful running for
School Board and County Commissioner’s positions after the
implementation of single member districts. Id.
266a
k. Dr. Taebel only analyzed two of the same
Appellate Court contests analyzed by Dr. Brischetto. State
Defendants’ Exhibit D-10 pp. 17 & 25. In both, minorities
and whites voted differently and the minority choice lost.
Similar results were obtained in two County Court at Law
General Elections analyzed by Dr. Taebel. Id. D-10 pp. 5 &
9. However, in those two races there was no minority
candidate. See Appendix B, Re-Evaluation of Lubbock
County.
23. Ector County
a. Dr. Brischetto used population data from the
1980 Census precinct boundaries to analyze 24 of the 31 total
precincts in Ector County which had not changed between
1980 and the relevant elections analyzed. As in Lubbock
County, he relied on appellate judicial contests. He analyzed
two (2) Supreme Court General Elections and two (2)
Democratic Primary Elections. See Appendix A, Plaintiffs’
Exhibit E-02, pp. 1-2̂ He testified that no County or District
267a
Court contests involved a minority opposed by an Anglo
candidate.
b. Dr. Brischetto used the same statistical analysis
used in Lubbock County. Bivariate analysis was used to
separate the white and minority votes. Testimony of Dr.
Robert Brischetto. Multivariate analysis was used to separate
the Black and Hispanic vote. Id. The bivariate analysis
produced correlation coefficients in excess of 78% with a
corresponding r square figure of 61%. Plaintiffs’ Exhibit E-
02, pp. 1-2. Multiple regression analysis shows that Blacks
and Hispanics vote together. This analysis revealed that the
two groups favored the same candidates in each election. Id.
The lowest partial r calculated for Hispanic voters was 46%
in the 1986 Democratic Primary for Supreme Court Place 4.
The lowest partial r for Black voters was 60% in the 1988
General Election for Supreme Court, Place 3. The likelihood
that the estimates would occur by chance (significance level)
268a
was much smaller than .05. Testimony of Dr. Robert
Brischetto.
c. A clear majority of the combined minority
community supported the preferred minority candidate in each
election analyzed. Even in the race for Supreme Court, Place
4, Justice Gonzalez, received 42% of the Hispanic vote and
65% of the Black community vote. Id. Dr. Brischetto5s
regression and homogeneous precinct analysis shows a strong
relationship between race/ethnicity and voting patterns in
Ector County. The lowest level of combined support is
reflected as 50% in the Democratic Primary for Supreme
Court, Place 4. Id., Homogeneous precinct analysis, p. 2.
Dr. Brischetto attributes the lack of stronger minority group
cohesiveness in that race to the fact that one of the candidates
in the Primary was from Ector County. Id. , Candidate
Gibson. However, in the General Elections for 1986 and
1988, homogeneous precincts of 80% or more combined
269a
minority gave more than 80% of their vote to the minority
preferred candidate.
d. It is clear from Dr. Brischetto’s analysis of
voting patterns in Ector County that as the percentage of
minorities increase in a precinct, the percentage of support for
the minority preferred candidate increases. This Court finds
that Blacks and Hispanics are cohesive as a group in Ector
County judicial elections.
e. Minorities and whites voted differently in each
election analyzed. Minorities supported the minority
preferred candidates in much greater percentages than Anglo
voters. The preferred minority candidate won only one race
analyzed. See Plaintiffs’ Exhibit E-02, p. 2, 1986 Primary
for Court of Criminal Appeals, Place 1.
f. Minorities have been elected to Justice of the
Peace and County Commissioner’s positions from
predominately minority precincts. Deposition Summary of
Lawrence Leo Barber ("Barber Depo.")
270a
g. Dr. Taebel’s analysis of the same two Appellate
Court contests confirmed Dr. Brischetto’s analysis. State
Defendants’ Exhibit D -ll pp. 21 & 37. In both, minorities
and whites voted differently and the minority choice lost. Dr.
Taebel further analyzed five (5) General Election judicial
contests that did not involve positing an Anglo against a
minority. Id. pp. 5, 9, 13, 29 & 33. Minorities and whites
voted differently and the minority preferred candidate lost in
three of the five. See Appendix B, Re-Evaluation of Ector
County.
24. Midland County
a. Dr. Brischetto based his analysis on population
data from the 1980 Census. He analyzed 11 of the 36 total
precincts for 1986 and 10 of 36 for 1988 that had boundaries
that had not changed. He was also able to reconfigure
boundaries for 22 precincts in 1986 and 23 in 1988. Testi
mony of Dr. Robert Brischetto. He relied on appellate races
and one Justice of the Peace race since there have been no
271a
local county wide election contests in which minorities opposed
Anglos. The Justice of the Peace race encompassed the entire
City of Midland. Testimony of Aquilla Watson. He analyzed
three elections in total. See Appendix A, Plaintiffs’ Exhibit
M-02. Dr. Taebel did not analyze the Justice of the Peace
contest.
b . Dr. Brischetto used bivariate regression analysis
in Midland County. The bivariate analysis produced
correlation coefficients in excess of 89 % with a corresponding
r square figure of 79%. Id. Better than 85% of the
combined minority voted for the minority preferred candidate
in each race. Id. The likelihood that the estimates would
occur by chance (significance level) was much smaller than
.05. Testimony of Dr. Robert Brischetto. Dr. Brischetto’s
regression and homogeneous precinct analysis shows a strong
relationship between race/ethnicity and voting patterns in
Midland County.
272a
c. It is clear from Dr. Brischetto’s analysis of
voting patterns in Midland County that as the percentage of
minorities increase in a precinct, the percentage of support for
the minority preferred candidate increases. This Court finds
that Blacks and Hispanics are cohesive as a group in Midland
County judicial elections.
d. It is further clear that minorities and whites
voted differently in each election analyzed. Minorities
supported the minority preferred candidate in much greater
percentages than Anglo voters. The preferred minority
candidate lost each race analyzed despite the large percentages
of combined minority support. Id.
e. This analysis is supported by Dr. Brischetto’s
analysis and testimony in Lulac v. Midland ISD, 648 F.Supp.
596, 600 (W.D. Tex. 1986), aff’d, 812 F.2d 1491 (5th Cir.
1987), vacated 829 F.2d. 546. Plaintiffs’ Exhibit M-05.
f. Aquilla Watson testified that she received very
few Anglo votes. She only carried four (4) of the thirty-six
273a
(36) precincts. Only one of the four included some Anglo
cross over votes. Testimony of Aquilla Watson. Minorities
have been elected to the School Board and County
Commissioner’s Court from predominately single member
districts. Id.
g. Dr. Taebel analyzed four (4) judicial contests
in which a minority candidate ran against one or more white
candidates. State Defendants’ Exhibit D-12 pp. 9, 21, 25 &
29. Minorities and whites voted differently and the minority
choice lost in the two General Elections analyzed. Id. pp. 25
& 29. The minority choice also lost in both primary
elections, but there is some indication that minorities and
some white voters voted the same. Id. pp. 9 & 21. See
Appendix B, Re-Evaluation of Midland County.
ACCESS TO THE POLITICAL PROCESS
History of Discrimination
25. The effect of past discrimination against Blacks
and Hispanics in areas such as education, employment and
274a
health in most of the Counties in question is either well
chronicled or undisputed. See, e.g. , Lulac v. Midland ISD,
648 F.Supp. 596, 600 (W.D. Tex. 1986), aff’d, 812 F.2d
1491 (5th Cir. 1987), vacated 829 F.2d 546; Campos v. City
o f Baytown, 840 F.2d 1240, 1243 (5th Cir. 1988), reh’g
denied, 849 F.2d 1240, cert, denied, ___U.S. ___(1989);
Lipscomb v. Jonsson, 459 F.2d 335 (5th Cir. 1972); Graves
v. Barnes, 343 F.Supp. 704, 725 n.15, 730-34 (W.D. Tex.
1972), rev’d in part and remanded sub nom, White v.
Regester, 412 U.S. 755 (1973), on remand, 378 F.Supp. 640,
644 (1974); Terrazas v. Clements, 581 F.Supp. 1329, 1334
(N.D. Tex. 1984); United States v. Texas Ed. Agcy., Etc.,
564 F.2d 162, 163 (5th Cir. 1977), reh’g denied, 579 F.2d
910 (1978), cert, denied, 443 U.S. 915 (1979); Blackshear
Residents Organization v. Housing Auth. o f City o f Austin,
347 F.Supp. 1138 (W.D. Tex. 1971); Jones v. City of
Lubbock, 727 F.2d 364, 383 (5th Cir. 1984); United States
v. CRUCIAL, 722 F.2d 1183, 1185 (5th Cir. 1983). See also
275a
Plaintiffs and Plaintiff-Intervenors Exhibits reflecting social
stratification.
26. This history touched upon many aspects of the
lives of minorities in the Counties in question including their
access to and participation in the democratic system governing
this State and their socio-economic status. "The
administration of justice in Texas was overwhelmingly
dominated by Anglo males in 1968, and the overall pattern
[had] changed very little" by 1978. Plaintiffs’ General
Exhibit ("Gen") 02, Texas: The State o f Civil Rights (Ten
Years Later, 1968-1978), A Report of the Texas Advisory
Committee to the United States Commission on Civil Rights
at 22 (1980); City o f Port Arthur, Texas v. United States, et
ah, 517F.Supp. 987, 1020 (D.D.C. 1981) (three judge court),
ajf’d, 459 U.S. 159 (1982).
Enhancement
27. Candidates for District Court must run for a
specific Judicial District Court seat. This is equivalent to a
276a
numbered post system.31 District Judges must be nominated
in the primary by a majority of the votes.
"This provision insures that essentially white voting
majorities have a ’second shot’ at [minority] candidates
who have failed to muster a majority of the votes in
the first election. Time and again, in election after
election, minority candidates win a plurality in the first
election, only to lose the runoff in highly racially
polarized voting."
Testimony of Dr. Charles Cotrell at 491, Hearings Before the
Subcommittee on Constitutional Rights of the Committee on
the Judiciary, United States Senate (94th Cong. 1st Sess.) S.
407, S. 903, S. 1409, S. 1443 (1975); Plaintiffs’ Exhibit
Gen.-03 at 491. Finally, the size of at least five of the nine
target counties further enhance the problems that minority
candidates face when they seek office. Plaintiffs’ Exhibit Tr-
15 shows that Harris, Dallas, Tarrant, Bexar and Travis
31 "A numbered-post system requires a candidate to declare for a
particular seat on a [Gjovemmental body. The candidate then runs only
against other candidates who have declared for that position. The voters
then have one vote for that seat. The system prevents the use of bullet,
or single shot, voting. Campos, 840 F.2d at 1242 n .l [citing Gingles,
478 U.S. 38-9 nn. 5 & 6].
277a
Counties have very large populations. See also Plaintiffs’
Exhibit P-I D-4.
Slating
28. Slating has been defined as the creation of a
package or slate of candidates, before filing for office, by an
organization with sufficient strength to make the election
merely a stamp of approval of the pre-ordained candidate
group. Overton, 871 F.2d at 534. Dr. Wiser depicted the
Republican Party in Dallas County as a white-dominant
slating group. This Court finds that such characterization is
at odds with the governing law and facts of this case.
Plaintiffs and Plaintiff-Intervenors did not present evidence of
slating in Harris, Tarrant, Bexar, Travis, Jefferson, Lubbock,
Ector and Midland Counties.
Racial Appeals
29. Plaintiff-Intervenor for Dallas County, Joan
Winn White, argued that racial appeals were injected into her
1980 judicial race against Charles Ben Howell when an
278a
advertisement he ran made reference to his opponent (Ms.
White) as the "affirmative action appointee." Plaintiffs
Exhibit P-I D-30. The Court notes and Ms. White testified
that the term "affirmative action" is used in reference to sex
as well as race. The Court finds that there is nothing
inherently racist about referring to an affirmative action
judicial appointment.
30. Plaintiff-Xntervenors from Dallas County also
argue that racial appeals were inserted into the 1986 election
between Royce West and John Vance and the 1988
Republican Primary between Larry Baraka and Brook Busby.
This Court agrees. In the West - Vance race, Mr. Vance
made a racial appeal by inserting his opponent’s picture in a
campaign advertisement financed by Mr. Vance’s campaign.
In the Baraka - Busby race, Ms. Busby campaigned with
literature pointing out that her opponent was a Black Muslim.
Plaintiffs and Plaintiff-Intervenors did not present evidence of
racial appeals in the remaining Counties at issue.
279a
Electoral Success
31. Since 1980, seventeen Blacks have run for State
District Court Judge in Harris County. Only 2 (approx. 12%)
won. Plaintiffs’ Exhibit H 07. Seven Blacks have opposed
Anglos in District Court General Elections in Dallas County
and won only two elections (29%). Plaintiffs’ Exhibit D-09.
However, neither of these candidates was the candidate of
choice of the Black community. Only one Hispanic candidate
of choice won in Bexar County in six Hispanic - Anglo
elections. Plaintiffs’ Exhibit B -ll. The Black community’s
preferred choice achieved the District Court bench only once
out of three elections when Blacks ran against Anglos in
Tarrant County. Plaintiffs’ Exhibit Ta-07. Only one
Hispanic candidate ever ran against an Anglo for a District
Judge seat in Travis County. The Hispanic candidate lost.
Plaintiffs’ Exhibit Tr-11. No minority candidate has run for
the office of District Court Judge in Jefferson County. John
Paul Davis testified at his deposition that the at-large system
280a
discourages eligible Black attorneys from running because the
chance of success is so slim. At least three Black attorneys
sought appointment to the District Court bench. Deposition
Summary of John Paul Davis ("Davis Depo."). Similar
testimony was elicited on behalf of Plaintiffs in Lubbock
County. Mercado Depo. No minority candidate has run for
District Court Judge in Lubbock, Ector or Midland County.
32. State Defendants argue that the eligible pool of
minority lawyers, rather than eligible minority voters, is the
appropriate reference point for evaluating the extent of
electoral success. State Plaintiffs’ Exhibit D-04. The Court
notes that the two cases relied upon by the State involve Title
VII issues and do not address the relevant statistical pool in
a § 2 case. See Richmond v. J.A. Croson Co., 109 S.Ct.
706, 725-26 (1989); Wards Cove Packing Co. v. Atonio, 109
S.Ct. 2115, 2121-22 (1989). State Defendants recognize that
the pool of eligible lawyers is small, due in part, to historical
discrimination. The Court finds that even if there is some
relationship between the low number of minority judges and
the number of eligible minority lawyers, that fact does not
explain why well qualified eligible minority lawyers lose
judicial elections.
Responsiveness
33. This Court cannot find anything in the record
to suggest a lack of responsiveness on the part of Judges in
any of the Counties in question to the particularized needs of
members of the minority community.
Tenuousness
34. Several reasons were offered for the
maintenance of the at-large system. State Defendants and
Defendant-Intervenor Wood argued that (1) judges elected
from smaller districts would be more susceptible to undue
influence by organized crime; (2) changes in the current
system would result in costly administrative changes for
District Clerk’s offices; and (3) the system of specialized
courts in some counties would disenfranchise all voters rights
281a
282a
to elect judges with jurisdiction over some matters. Plaintiff-
In tervenors, HLA, allege that the at large scheme was
adopted with the intention to discriminate against Black voters
in violation of the Fourteenth Amendment to the United States
Constitution.
35. Chief Justice of the Texas Supreme Court,
Thomas Phillips, testified that the purpose of Article 5,
Section 7a(i) of the Texas Constitution was to create the
Judicial Districts Board which could equalize the dockets of
District Judges. To further that goal, Article 5, Section 7a(i)
requires that judges be elected from districts no smaller than
a county. Apparently, the rationale for such provision is that
District Judges should not be responsible to voters over an
area smaller than area where they have primary jurisdiction.
36. Plaintiff-Intervenors offered the Deposition
summary of Senator Craig Washington in support of their
claim that discriminatory intent was the focus of the
legislative deliberations surrounding the passage of Section
283a
7a(i). The Court notes that Senator Washington sat on the
Conference Committee and signed the Conference Committee
Report recommending the adoption of the Senate Joint
Resolution containing the exact language of Section 7a(i),
Tex. S.J. Res. 14, 69th Leg. (1985). See Defendant
Intervenor Wood’s Exhibit 59. Subsequently, Senator
Washington on the Senator floor voted for the adoption of
S.J. Res. 14. Id. The Court further notes that three Hispanic
Senators voted in favor of S.J. 14: Senator Barrientos,
Senator Truan and Senator Uribe.
37. Plaintiffs and Plaintiff-Intervenors have the
burden to establish that the at-large system is maintained on
a tenuous basis as a pretext for discrimination. Overton, 871
F.2d at 535. While the Court does not find that the present
system is maintained on a tenuous basis as a pretext for
discrimination, the Court is not persuaded that the reasons
offered for its continuation are compelling.
284a
38. Under a single member scheme or some other
scheme Judges may be made responsible to voters over an
area no smaller or larger than the area where they have
primary jurisdiction. This Court finds no reason why all
Judges cannot exercise general jurisdiction over their
geographic area of responsibility. The Court further finds
that administrative functions and jury selection could continue
to be done on a county wide basis.
39. Our legislative body has seen fit in the past to
create in some counties specialty courts. In the mind of this
Court, this is wrong. Judges of civil dockets or judges of
criminal dockets have equal access to legislation and
published opinions. They are not intellectually inferior to
judges who hear civil, criminal and domestic cases. The
body of law is large, but is handled capably and well by most
judges in this State who hear all types of litigation. Lawyers
specialize. Judges are capable of rendering fair, honest and
285a
just decisions without concentrating in one narrow field of
law.
STATE DEFENDANTS’ ANALYSIS
General
40. State Defendants argue that the Supreme Courts
incorporation in Gingles, of the Senate Report accompanying
the 1982 Amendment to § 2, signals a return to the Supreme
Court’s pre-Gingles analysis in Whitcomb v. Chavis, 403 U.S.
124 (1971). In Whitcomb, the Supreme Court rejected a
racial vote dilution challenge to an at-large system for electing
state legislators, essentially on the ground that partisan
preference best accounted for electoral outcomes in Marion
County, Indiana. The Court in Whitcomb concluded that
there was no indication in the record of that case that Blacks
were being denied access to the political system.
41. This Court is not convinced that the State
Defendants are making the correct call. In any event, the
Court finds that this Court’s analysis of the Senate factors
286a
applicable to the present case point to the continual effects of
historical discrimination hindering the ability of minorities to
participate in the political process.
42. Next, State Defendants are of the opinion that
there are really two questions before this Court, depending on
what electoral stage is being analyzed. At the primary stage
the question is whether the minority candidate of choice in the
Democratic Primary is prevented more often than not by a
Democratic white bloc vote from being the party’s nominee
in the General Election. State Defendants’ Post Trial Brief at
9. At the General Election stage the question becomes
whether there is a pattern of substantial desertion from the
Democratic party by white voters to vote for a Republican
candidate, thereby denying victory to the minority candidate
of choice. Id. at 10. This Court finds such a distinction
unimportant. Assuming the first two elements of the Gingles
test are met and the Senate factors point to vote dilution, it is
unimportant whether a white bloc vote, which is sufficient -
287a
absent special circumstances - usually to defeat the minority’s
preferred candidate, takes place at one election stage, both
stages or by Democrats or Republicans.
43. The issue of partisan voting was before the
Supreme Court in Gingles. The Court had no difficulty
concluding that voting polarized along racial, not partisan,
lines. Gingles, 478 U.S. at 61-62. Party affiliation is simply
irrelevant under the controlling law. Further, "the addition
of irrelevant variables [to regression or statistical analysis]
distorts the equation and yields results that are indisputably
incorrect under § 2 and the Senate Report." Id. at 64.
Statistical
44. The complete data set used by Dr. Engstrom in
Harris and Dallas Counties was used by Defendant’s expert,
Dr. Taebel for his analysis of those Counties. Dr. Taebel’s
data set for analysis in the other seven counties appears to be
very similar. He did drop homogeneous precincts from his
analysis if there was more than a ten percent (10%) change
288a
in precinct boundary census data since the 1980 Census
counts. Dr. Taebel analyzed both primary and General
Elections in not only minority - Anglo contests, but also
minority Republican candidates opposed to white candidates
and white - white contests. He also analyzed elections in
which the minority preferred candidate ran unopposed. This
Court finds that unopposed election contests and white versus
white contests are not germane in this Circuit to this Court’s
analysis. Westwego Citizens For Better Government v.
Westwego, 872 F.2d 1201, 1208 n. 7 (5th Cir. 1989);
Campos v. City o f Baytown, 840 F.2d 1240, 1245 (5th Cir.
1988), reh’g denied, 849 F.2d 1240, cert, denied,__U.S.
_ (1989); Citizens For a Better Gretna v. City o f Gretna, 834
F.2d 496, 503 (5th Cir. 1987).
CONCLUSIONS OF LAW
1. This Court has jurisdiction pursuant to 28
U.S.C. § 1331, 18 U.S.C. § 1432 and 42 U.S.C. § 1973C.
289a
Venue is proper in this District pursuant to 28 U.S.C. §
1400(b).
2. It is settled in this Circuit that § 2 of the
Voting Rights Act applies to the judiciary. Chisom v.
Roemer, 839 F.2d 1056 (5th Cir. 1988), cert, denied, sub
nom, Chisom v. Edwards, 109 S.Ct. 310 (1989) (Chisom I).
However, it is clear that at-large judicial elections may not be
considered per se violative of § 2. Furthermore, the Court
holds that § 2 applies equally as well to State District Judicial
elections as it does to appellate elections.32
Standard Under The Voting Rights Act
3. In Thornburg v. Gingles, 478 U.S. 30, 106
S.Ct. 2752, 92 L.Ed.2d 25 (1986), the Supreme Court
construed Section 2 of the Voting Rights Act, as amended, to
32 State Defendants argue that State District Judgeships cannot be
analogized to legislative or appellate posts, which by nature are
characterized by collegial decision making. While the Court recognizes
that State District Judges function as sole, independent decision makers,
the Court concludes that there is no indication that Chisom's extension of
§ 2 to judicial elections was meant to be limited to collegial judicial
bodies.
290a
require a three-part threshold test to demonstrate a violation
of Section 2. The minority group must be able to
demonstrate: that (1) it is sufficiently large and geographically
compact to constitute a majority in a single-member district
("Gingles 1"); (2) it is politically cohesive ("Gingles 2"); and
(3) the white majority votes sufficiently as a bloc to enable it
-in the absence of special circumstances - usually to defeat the
minority’s preferred candidate ("Gingles 3"). Gingles, 478
U.S. at 50-52. Failure to establish any one of the three
threshold criteria is fatal to Plaintiffs’ case. Overton, 871
F.2d at 538.
4. However, Plaintiffs do not achieve victory by
satisfying the three Gingles factors alone. Monroe v. City of
Woodville, No. 88-4433, slip op. at 5571, (5th Cir. Aug. 30,
1989). Instead, Plaintiffs must prove under the totality of
the circumstances that as a result33 of the challenged at large
33 In White v. Regester, 412 U.S. 755, 93 S.Ct. 2332, 37 L.Ed.2d
(1973), the Supreme Court applied what has come to be known as the
"results test” indicating that a violation of § 2 could be proved by showing
291a
system Plaintiffs do not have an equal opportunity to partici
pate in the political processes and to elect candidates of their
choice. Id. at 5571; Gingles, 478 U.S. at 44. The Senate
Report which accompanied the 1982 amendment to § 2
specifies certain objective factors which typically may be
relevant to a § 2 claim.34 S. Rep. No. 97-417 (1982) (here
discriminatory effect alone. (Emphasis added.) Congress made clear by
the 1982 amendment to § 2 that the "results test" is the relevant legal
standard to be applied by this Court.
34 Typical factors include:
"1. the extent of any history of official discrimination
in the state or political subdivision that touched the right of the members
of the minority group to register, to vote, or otherwise to participate in the
democratic process;
"2. the extent to which voting in the elections of the
state or political subdivision is racially polarized;
"3. the extent to which the state or political subdivision
has used unusually large election districts, majority vote requirements,
anti-single shot provisions, or other voting practices or procedures that
may enhance the opportunity for discrimination against the minority group;
"4. if there is a candidate slating process, whether the
members of the minority group have been denied access to that process;
"5. the extent to which members of the minority group
in the state or political subdivision bear the effects of discrimination in
such areas as education, employment and health, which hinder their ability
to participate effectively in the political process;
"6. whether political campaigns have been characterized
by overt or subtle racial appeals;
"7. the extent to which members of the minority group
have been elected to public office in the jurisdiction.
"Additional factors that in some cases have had probative
value as part of [Plaintiffs’ evidence to establish a violation are:
292a
inafter S. Rep.). This list of factors is neither comprehensive
nor exclusive.35 "There is no requirement that any particular
number of factors be proved, or that a majority of them point
one way or the other." Gingles, supra, at 45 [quoting S.Rep.
at 29],
5. Gingles, 1 requires proof that the minority
population is sufficiently large and geographically compact to
constitute a majority in a single member district. Gingles,
supra, at 50. To satisfy the Gingles 1 requirement, Plain
tiffs must be able to draw a single member district in which
a majority of the voting age population is minority. Overton,
871 F.2d at 535. Plaintiffs have satisfied this requirement
with regard to all of the nine target counties at issue in this
"whether there is a significant lack of responsiveness on
the part of elected officials to the particularized needs of the members of
the minority group.
"whether the policy underlying the state or political
subdivision’s use of such ... voting practice or procedure is tenuous."
S.Rep. 417, 97th Cong., 2d Sess. 28-29 (1982), reprinted in 1982 U.S.
Code Cong. Admin.News 177, 206-207.
35 S. Rep. No. 97-417 (1982).
293a
case. The minority population is sufficiently large and
geographically compact to constitute a majority in at least one
single member district; Black, Hispanic or combined, in each
of the nine counties at issue in this case.
6. Evidence of racially polarized voting "is the
linchpin of a ection 2 vote dilution claim," Citizens For a
Better Gretna v. City o f Gretna, 834 F.2d 496, 499 (5th Cir.
1987) and is relevant to establishing two of the three elements
set forth in the Gingles decision - the minority groups
political cohesiveness (Gingles 2) and the ability of the white
majority usually to defeat the minority's preferred candidate
0Gingles 3). Westwego Citizens For Better Government v.
Westwego, 872 F.2d 1201, 1207 (5th Cir. 1989) [citing
Gingles, supra, at 56], These factors are usually established
by statistical evidence of racially polarized voting by the
voters in the relevant political unit. Campos v. City of
Baytown, 840 F.2d 1240, 1243 (5th Cir. 1988), reh’g denied,
849 F.2d 1240, cert, denied,__ _ U .S .__(1989).
294a
7. In analyzing statistical data, the best available
data for estimating the voting behavior of various groups in
the electorate would come from exit polls conducted upon a
random sample of voters surveyed as they leave the polling
place on election day, but such evidence was not introduced
at trial. See Chisom v. Roemer, No. 86-4057, slip op. at 11
(E.D. La. Sep. 13, 1989) (Chisom II); Defendant-Intervenor
Wood’s Ex. 40. The best available data for estimating the
participation of various groups in the electorate is sign-in data
contained in the official records of registered voters. Chisom
II, slip op. at 12. The best indicator of participation is
obtained by dividing the number of persons who signed-in to
vote by the number of persons in the voting age population.
Id. at 12.
8. Absent an exit poll, sign-in data and voting age
population data, analysts employ the bivariate ecological
295a
regression technique to estimate the voting behavior of
various groups in the electorate.36 37 Id. at 12.
9. For purposes of political cohesiveness and
racially polarized voting, examining only those elections that
had a minority member as a candidate, is the proper method
of analysis. Campos, 840 F.2d at 1245. In order to show
cohesion, the proper standard is the same as Gingles: whether
the minority group together votes in a cohesive manner for
the minority candidate. Id.31 In counties where Plaintiffs
proceed on behalf of a combined minority, if the statistical
evidence is that Blacks and Hispanics together vote for the
Black or Hispanic candidate, then cohesion is shown. Of
course, if one part of the group cannot be expected to vote
36 Like the Court in Chisom II, this Court is not convinced that
precise correlation between the race of voters and their voting preferences
can be made on the basis of the statistical analysis presented. However,
no better data is provided, and the Court has given the statistical data
considerable weight. See Chisom II, slip op. at 13.
37 The Court in Campos rejected the City of Baytown’s argument that
in order to show cohesion when there are two minorities that make up the
minority group, Plaintiffs must show first that Blacks are cohesive, next,
that Hispanics are cohesive and finally, that Blacks and Hispanics together
are cohesive. Campos, 840 F.2d at 1245.
296a
with or does not vote with the other part, the combination is
not cohesive. Id.
10. In evaluating the statistics necessary for
Plaintiffs to prove racial bloc voting, this Court is bound by
recent Fifth Circuit authority to consider statistical evidence
from judicial elections and from exogenous elections/8
11. This Court is satisfied that the statistics relating
to exogenous elections in the present case qualify as a suffi
ciently "local appraisal" to establish some degree of racial
bloc voting.
12. This Court concludes under the controlling law
that the statistical evidence furnished by the expert witnesses
for Plaintiffs and Plaintiff-Intervenors to be legally competent 38
38 See Chisom II, slip op. at 40; Citizens for a Better Gretna, 834
F.2d at 499. "Exogenous" elections are those which overlap the
boundaries of the relevant unit. "Exogenous" elections are contrasted with
"indigenous" elections which involve only the geographic unit at issue.
Westwego, 872 F.2d at 1206, n. 10. County-wide elections represent the
relevant geographic unit in the present case.
297a
and highly probative. Gingles, 478 U.S. at 52-54; Overton,
871 F.2d at 537-540.39
13. The final determination, however, must be
made by an evaluation of the "totality of the circumstances,"
including the factors listed in the Senate Report. Westwego,
872 F.2d at 1206. The Court must determine, on the basis
of a "searching, practical evaluation," of past and present
reality whether the political process is open to minority
voters. Gingles, 478 U.S. at 45 [quoting S.Rep. at 30,
U.S.Code Cong. & Admin.News 1982, p. 208], Such a
determination is dependent on the facts of each case and
requires "an intensely local appraisal of the design and impact
of the contested electoral mechanisms." Gingles, 478 U.S, at
79 [quoting Rodgers v. Lodge, 458 U.S. 613, 102 S.Ct. 3272,
73 L.Ed.2d 1012 (1982)]. The appraisal in this case must be
39 Unlike the statistical analysis in Overton, Plaintiff and Plaintiff-
Intervenors’ experts in the present case established confidence levels of
statistical significance and used consistent measures of minority voting
strength. Overton, 871 F.2d at 537-540.
298a
conducted on a district-by-district basis. Gingles, supra, at
59 n. 28 (the inquiry into the existence of vote dilution is
district-specific).
14. This Court recognizes that judicial elections are
characterized by less voter interest than high profile
candidates receive at the top of the ticket. However, under
the controlling law, party affiliation, straight party ticket
voting and campaign factors do not constitute legally
competent evidence in the present case. This Court rejects
the State Defendants’ argument that there can be no
"functional view of the political process" without taking into
account political party as the principal factor affecting such
races. The Supreme Court in Gingles made clear that it is
the difference between choices made by blacks and whites
alone and not the reasons why they vote differently that is the
central inquiry of § 2. Gingles, 478 U.S. 61-62.
15. Congress and the Courts have recognized that
"political participation by minorities tends to be depressed
299a
where minority group members suffer effects of prior
discrimination such as inferior education, poor employment
opportunities, and low incomes." Gingles, 478 U.S. at 69.
Congress clearly concluded that provisions such as majority
vote requirements, designated posts, and prohibitions against
bullet voting could serve to further dilute the voting strength
of minorities. Id. at 56; Jones v. City o f Lubbock, 727 F.2d
at 383 (finding that majority vote requirement further
submerges political minorities).
16. This Court concludes that under the relevant
law the at-large system for election State District Judges in
the nine target counties interacts with social and historical
conditions to cause an inequality in the opportunity enjoyed
by black and white voters to elect their preferred candidates.
Gingles, 478 U.S. at 47.
17. Defendants’ lead expert, Dr. Taebel reviewed
many selection contests which the Fifth Circuit determined are
not germane to Voter Dilution Cases. Dr. Taebel analyzed
300a
races in which Anglos opposed Anglos. Campos v. City of
Baytown, 840 F.2d 1240, 1245 (5th Cir. 1988). Dr. Taebel
also reviewed non-judicial elections.
18. Costly reorganization of the State at-large
system of general and specialized Courts and disruption of
County administrative duties such as jury selection are not
sufficient grounds for maintaining an otherwise flawed
system. Westwego, 872 F.2d at 1211 [in reliance on Dillard
v. Crenshaw County, 831 F.2d 246, 250-51 (11th Cir. 1986)].
19. Congress did not contemplate that such
considerations would play a role in determining whether there
has been a violation of section 2. Id. at 1210-11.
20. On the strength of the evidence of racially
polarized voting in the context of the "totality of the
circumstances" test and considering the substantial evidence
presented by Defendants to the contrary, this Court concludes
that Plaintiffs have demonstrated a violation of § 2 of the
301a
Voting Rights Act in each of the nine counties in question.
Westwego, 872 F.2d at 1203 & 1209.
Fourteenth and Fifteenth Amendment Claims
21. Proof of racially discriminatory intent or
purpose is required to show a violation under either the
Fourteenth or Fifteenth Amendment to the United States
Constitution. Chisom II, supra, at 41 [citing: Kirksey v. City
o f Jackson, Miss., 663 F.2d 659 (5th Cir. 1981); Washington
v. Davis, 426 U.S. 229, 239-41 1976)].
22. Proving racial discrimination as the motivating
factor in a state legislative body "is often a problematic
undertaking." Hunter v. Underwood, 471 U.S. 222, 227-28
(1985). Proof must be presented that the legislative body as
a whole possessed the intent to discriminate. Id. at 229-32.
It is impossible to conceive that four leading minority
members of the State Senate would vote to send an
302a
individiously discriminatory measure affecting the entire state
to the voters with their own seal of approval on it.
23. Plaintiffs and Plaintiff-Intervenors failed to
prove, as a matter of law, that the present at large system for
electing State District Judges in the State of Texas was
instituted with the specific intent to dilute, minimize or cancel
the voting strength of Black and/or Hispanic voters.
Accordingly, the Court is of the opinion that the following
Orders are appropriate:
IT IS ORDERED that the present at-large system of
electing State District Judges in the counties of Harris, Dallas,
Tarrant, Bexar, Travis, Jefferson, Lubbock, Ector and
Midland violates Plaintiffs’ civil rights by unconstitutionally
diluting the voting strength of Hispanic and Black electors in
violation of Section 2 of the Voting Rights Act of 1965, as
amended, 42 U.S.C. § 1973 (West Supp. 1989).
IT IS FURTHER ORDERED that Plaintiffs and
Plaintiff-Intervenors request to Permanently Enjoin the State
303a
of Texas from calling, holding, supervising or certifying any
future elections for State District Judges under the present at
large scheme in the target areas is taken under advisement.
The Court recognizes the possibility that corrective relief may
be available at a later date before future elections for State
District Judges take place. Chisom v. Roemer, 853 F.2d
1186, 1189 (5th Cir. 1988).
The Court is hopeful that Governor Clements will
include the issue of an alternative State District court election
scheme as part of his call of the Special Legislative Session
on November 13, 1989. Depending on the progress that is
made in the Legislature, if any, prior to January 3, 1990, the
Court will thereafter entertain a Restraining Order or Motion
to Enjoin future State District Court elections pending the
Remedy Phase of this litigation.
IT IS FURTHER ORDERED that the issues of Costs
of Court and attorneys fees are expressly reserved until the
conclusion of this litigation.
304a
Chief Judge Charles Evans Hughes, in 1936, in an
address to the American Law Institute, said:
How amazing it is that, in the midst of controversies
on every conceivable subject, one should expect
unanimity of opinion upon difficult legal questions! In
the highest ranges of thought, in theology, philosophy
and science, we find differences of view on the part of
the most distinguished experts — theologians,
philosophers, and scientists. The history of
scholarship is a record of disagreements. And when
we deal with questions dealing with principles of law
and their application, we do not suddenly rise into a
stratosphere of icy certainty.
This area of the law is not a sphere of icy certainty.
Should the Legislature fail to adopt a satisfactory Remedy in
the Special Session (provided Governor Clements includes this
matter in his call) this Court will consider the granting of an
expedited appeal to the Fifth Circuit to determine whether or
not the Declaratory Judgment of this Court was properly
made.
1980.
SIGNED AND ENTERED this 8th day of November,
_______ s/s
Lucius D. Bunton
Chief Judge
305a
U.S. Department of Justice Civil Rights Division
Office of the Assistant Attorney G e n e r a l
Washington, D.C. 20530
Nov 5, 1990
Mr. Tom Harrison
Special Assistant for Elections
Elections Division
P. O. Box 12060
Austin, Texas 12060
Dear Mr. Harrison:
This refers to Chapter 632, S.B. No. 1379 (1989),
which provides for the creation of fifteen additional judicial
districts and the implementation schedule for the State of
Texas, submitted to the Attorney General pursuant to Section
5 of the Voting Rights Act of 1965, as amended, 42 U.S.C.
1973c. We received your submission on October 2, 1990.
We have given careful consideration to the information
in your submission, including all information contained in
your earlier submission of Chapter 632, which was withdrawn
by the state pending a decision by the court en ban in League
o f United Latin American Citizens v. Clements, No. 90-8014
(5th Cir. Sept. 28, 1990) and we have considered the
information in that opinion, as well as prior court opinions in
that case. In addition, we have considered information from
the Census, along with comments and information from other
sources.
The changes consist of the establishment of fifteen
additional district court judgeships, denominated as separate
Judicial Districts. Each judgeship is elected at large in the
area of the court’s jurisdiction, which consists of one or more
306a
counties. Each judgeship is subject to the general
requirement in Texas law that nomination for such position
requires the obtaining of a majority of the vote in a political
primary. Thirteen of these judgeships will have the same
geographic jurisdiction as previously existing judgeships. In
these cases, the election of judgeships by Judicial District
operates as a numbered post requirement, eliminating any
possibility of effective single-shot voting.
Our review of more recent materials shows that it is
commonly understood among Texas legislators that the
discriminatory impact of these features is present in the
election of judges. Indeed, the legislative session which
produced Chapter 632 (1989) included an address by the
Chief Justice of the Texas Supreme Court and legislative
committee discussions in which the discriminatory impact of
these features was acknowledged. It appears that the
proposed method of electing the judicial positions presently
before us, which incorporates the very features understood
to be discriminatory, took the form it did primarily because
of the inability of legislators to reach a consensus regarding
an alternative method of selecting judges that would be fair
to racial and ethnic minorities.
Accordingly, with regard to the additional judgeships
in Dallas, Lubbock, and Tarrant Counties in particular, the
evidence clearly indicates that the at-large method of election,
even considered in isolation from the numbered post and
majority-vote features, produces a discriminatory result
proscribed under Section 2 of the Voting Rights Act, 42
U.S.C. 1973c.
Under Section 5 of the Voting Rights Act, the
submitting authority has the burden of showing that a
submitted change has neither a discriminatory purpose nor a
discriminatory effect. See Georgia v. United States, 411
307a
U.S. 526 (1973); see also the Procedure for the
Administration of Section 5 (28 C.F.R. 51.52). In addition,
our guidelines provide that a submitted change may not be
precleared if its implementation would lead to a clear
violation of Section 2 of the Act. See 28 C.F.R. 51.55.
Because we cannot conclude, as we must under the Voting
Rights Act, that your burden has been sustained in this
instance, and because our view is that use of the at-large
election system with numbered posts and majority vote
resulting in a clear violation of Section 2, I must, on behalf
of the Attorney General, interpose an objection to the voting
changes occasioned by Chapter 632, S.B. No. 1379 (1989)
and the implementation schedule for those districts.
In reaching this decision, we are not unmindful of the
recent decision of the Fifth Circuit Court of Appeals in
League o f United Latin American Citizens v. Clements, No.
90-8014 (Sept. 28, 1990) ("LULAC") (en banc) which held
that the Section 2 results standard is not applicable to judicial
elections. The LULAC court, however, expressly recognized
that "Section 5 of the Act applies to state judicial elections"
(Slip. op. at 20) and until this matter is clarified further by
the courts we see no basis for altering our Section 5
procedural requirements insofar as they relate to Section 2.
We note that under Section 5 you have the right to
seek a declaratory judgment from the United States District
Court for the District of Columbia that the proposed changes
have neither the purpose nor will have the effect of denying
or abridging the right to vote on account of race, color, or
membership in a language minority group. In addition, you
may request that the Attorney General reconsider the
objection. However, until the objection is withdrawn or a
judgment from the District of Columbia Court is obtained,
the changes to which we have objected continue to be legally
unenforceable and should not be implemented in the
308a
November 6, 1990, election. Clark v. Roemer, No. A-327
(U.S. Nov. 2, 1990) (copy attached). See also 28 C.F.R.
51.10 and 51.45.
To enable us to meet our responsibility to enforce the
Voting Rights Act, please inform us of the action the State
of Texas plans to take concerning this matter. If you have
any questions, you should call George Schneider (202-514-
8696), Attorney in the Voting Section.
Sincerely,
Is/ John R. Dunne
Assistant Attorney General
Civil Rights Division