Kelly v. Guinn Answering Brief of Plaintiffs-Appellees and Opening Brief of Plaintiffs-Appellants
Public Court Documents
October 29, 1971
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Brief Collection, LDF Court Filings. Kelly v. Guinn Answering Brief of Plaintiffs-Appellees and Opening Brief of Plaintiffs-Appellants, 1971. b1eceed4-b99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/3050489c-7f46-49fc-8e87-9ae4e892709d/kelly-v-guinn-answering-brief-of-plaintiffs-appellees-and-opening-brief-of-plaintiffs-appellants. Accessed November 23, 2025.
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IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
NO. 71-2332
HERBERT E. KELLY, SR., et al.,
Plaintiffs-Appellees,
vs.
KENNETH GUINN, Supt. of Schools,
Clark County School District,
et al.,
Defendants-Appellants.
NO. 71-2340
HERBERT E. KELLY, SR., et al.,
Plaintiffs-Appellees,
vs.
KENNETH GUINN, Supt. of Schools
Clark County School District,
et al.,
Defendants-Appellants
NO. 71-2422
HERBERT E. KELLY, SR., et al.,
Plaintiffs-Appellants,
vs.
KENNETH GUINN, Supt. of Schools,
Clark County School District, et
al. ,
Defendants-Appellants.
[Cross-Appeals]
Appeal from the United States District Court
for the District of Nevada
ANSWERING BRIEF OF PLAINTIFFS-APPELLEES
and
OPENING BRIEF FOR PLAINTIFFS-APPELLANTS
JACK GREENBERG
NORMAN J. CHACHKIN
10 Columbus Circle
New York, New York 10019
CHARLES L. KELLAR
1042 West Owens Avenue
Las Vegas, Nevada 89106
Attorneys for Plaintiffs, as
Appellees and Appellants
INDEX
ISSUES PRESENTED FOR REVIEW
Page
STATEMENT OF THE CASE....
argument
I The Clark County School District Is
Constitutionally Obligated To
Desegregate Its School System___ 7
II The Plan Approved By The District
Court Discriminates Against Black
Students And Should Have Been
Rejected.......
Ill The District Court Should Have Awarded
Attorneys' Fees And Litigation Expenses
To The Plaintiffs........
IV The District Court's Stay Order Was
Improvidently Granted And Sould Be
Immediately Vacated....
CONCLUSION........
TABLE OF CASES
Adams v. School District No. 5, Orangeburg.
444 F.2d 99 (4th Cir. 1971) (en banc)(per
curiam), aff'd Green v. School Board of
Roanoke, 316 F. Supp. 6 (W.D. Va. 1970)
Alexander v. Holmes County Board of Education 396 U.S. 19 (1969) . .
19
Bell v. School City of Gary, 324 F.2d 209
(7th Cir. 1963), cert, denied 377 U.S. 924 (1964)
Bell v. West Point Municipal Separate School
District, 446 F.2d 1362 (5th Cir. 1971)
Bradley v. Milliken, 433 F.2d 897 (6th Cir. 1^70)
438 F.2d 945 (6th Cir. 1971), civ. No. 35257
(E.D. Mich., Sept. 27, 1971)
32,33
9n
19
1 On 11 17Bradley v. School Board of Richmond, Civ. No.
3353-R (E.D. Va., May 26, 1971)
» J- '-'119 1 1 , 1 j
10 11
Br?l965)V* ^C'*100 '̂ ®oar<̂ °f Richmond, 382 U.S. 103
► <3 v | J 1
Brewer v. School Board of Norfolk, Va., 397 F 2d 37 (4th Cir. 1968)......
1 J
lOn, 1 1
1
Brice v. Landis, 314 F. Supp. 974 (N.D. Calif. 1969)... 17
Briggs v. Elliott, 132 F. Supp. 776 (E.D. S.C. 1955)... 9n
Brown v. Board of Education, 347 U.S. 483 (1954)...... 7,9
Brown v. Board of Education, 349 U.S. 294............. 16
Carr v. Montgomery County Board of Education,
429 F. 2d 382 (5th Cir. 1970)........................ 19
Carter v. West Feliciana Parish School Board,
396 U.S. 226 (1969), 396 U.S. 290 (1970)............ 2,32,34
Chambers v. Iredell County Board of Education,
423 F. 2d 613 (4th Cir. 1970)....................... 19
Clark v. Board of Education of Little Rock,
426 F.2d 1035 (8th Cir. 1970), No. 71-1409
(8th Cir., Sept. 10, 1971) (en banc) (per curiam).... lOn,18
Cleveland v. Second National Bank & Trust Co.,
149 F.2d 466 (6th Cir.), cert, denied 326 U.S. 777
(1945).............................................. 23
Crawford v. Board of Education of Los Angeles,
No. 822-854 (Super. Ct. Cal., Jan. 11, 1970)........ 21,27,30
Davis v. Board of School Comm'rs of Mobile,
402 U.S. 33 (1971).................................. 15
Davis v. School District of City of Pontiac,
443 F.2d 573 (6th Cir. 1971), cert, denied
___U.S.___ (Oct. 26, 1971).......................... 10, lOn, 11,
12,14Deal v. Cincinnati Board of Education, 369 F.2d 55
(6th Cir. 1966), cert, denied 389 U.S. 847 (1967)___ 9n,lOn
Dolgow v. Anderson, 43 F.R.D. 472 (E.D. N.Y. 1968).... 29
Dowell v. Board of Education of Oklahoma City,
396 U.S. 269 (1969)................................ 33
Downs v. Board of Education of Kansas City,
336 F.2d 988 (10th Cir. 1964), cert, denied
380 U.S. 914 (1965)................................ 9n
Eisen v. Carlisle & Jacquelin, 391 F.2d 555
(2d Cir. 1968)..................................... 29
Felder v. Harnett County Board of Education,
409 F. 2d 1070 (4th Cir. 1969)....................... 19
Gautreaux v. Chicago Housing Authority, 296 F. Supp.
907 (N.D. 111. 1969), aff'd 436 F.2d 306 (7th Cir.
1970), cert, denied 402 U.S. 922 (1971)............. 4n
Gilbert v. Hoisting & Portable Engineers, 237 Ore.
139, 390 P. 2d 320 (1964)............................ 29
Gordon v. Jefferson Davis Parish School Board,
446 F. 2d 266 (5th Cir. 1971)........................ 19
Green v. County School Board of New Kent County, Va.,
391 U.S. 430 (1968)................................. 9n,13,15,16
Guey Heung Lee v. David Johnson, No.A-203
(O.T. 1971) (Aug. 25, 1971)......................... 34
ii
Page
Page
Kammond v. Housing Authority & Urban Renewal Agency,
328 F. Supp. 586 (D. Ore. 1971)............ y Y' ,Q
Haney v. Board of Education, 429 F.2d 364.. ....... -.p'
H6409 F ^ d ^ S ^ ^ t h ”Uni?ipal SeParate School * D i s t '
(1969)2d 682 5th Clr')' cert- denied 396 U.S. 940
Hi^ v- Frankiin c°unty Board of Education, 390 F.2d 10n,ll583 (6th Cir. 1968).................... [ 2?
Johnson v. San Francisco Unified School Dist civ
No. C-70-1331 SAW (N.D. Cal., July 9, I97v[. 14
Jones v. Alfred H. Mayer Co., 392 U.S. 409 (1968)...... 4n,23,26,28
Keile£ Y: Metropolitan County Board of Educ. of
Nashville, 436 F.2d 856 (6th Cir. 1970)... 14
U969) SCh°01 DiSt* N°* lf Denver' 396 U.S. 1215.....
k Y d ? 34.................................. 14
Le ĉZil Macon County Board of Education, No. 30154 (5th Cir., June 29, 1971)___
Lel5«- ,:a"°n,?OU?tY B°ard °f Education^ *267*f ! Supp!* *"*458 (M.D. Ala.), aff'd 389 U.S. 215 (1967) ,,
Le%Z: B°Uthf^n ?OIT,e Sites Corp. , 429 F. 2d 290.........(5th Cir. 1970)........................... • • • ......... . • . . . 26
Ml(5th Cir?IT11970?nt EntGrprises' Inc*» 426 F.2d 534
Mills v. Electric Auto-Lite *Co.’ ,’ ‘ 396 ’u.*S.” 375 “(1970) 2 2 ^ 2 7
3??e,w'nB°^rd °f Comm,rs of Jackson, 244 F. Supp. '2?353 (W.D. Tenn. 1965)___ ^
........ ................... 8n
Ne?nln y* Jtatesville City Board of Educ., 418 F.2d
M ■. Clr* 1969) (en banc) (ger curiam)....... -y\Newbern v Lake Lorelei, Inc., 308^7 Tupp. 407,
1 Race Rel. L. Survey 185 (S.D. Ohio 1968)....... ?6
Newman v. Piggie Park Enterprises, 390 U.S. 400 (1968)’* 24 27 28Norris v. Alabama, 294 U.S. 487 (1935) '’ * 24,27,28,31
Northcross v Board of Educ. of the Me^phi^’c i ^ .......
Schools, 397 U.S. 232 (1970)........m..... Y
N°333Cf°?H °f Education of City * of Memphis *333 F. 2d 661 (6th Cir. 1964)................. 20
Offerman v. Nitowski, 378 F.2d 22 (2d Cir. 1967)....... gn
Parham v. Southwestern Bell Tel. Co., 433 F 2d 421 (8th Cir. 1970).......
Pina v. Homsi, 1 Race Rel. L. ’S u i ^ ' is**(d ! ' Mass .” 1969) ! 26n
R° ^ \ V* Atlantic Coast Line R. R. , 186 F.2d 473(4th cir. 1951)............... '...... .. 2g
i ii
Page
Rolfe v. County Board of Educ.
282 F. Supp. 194 (E.D. Tenn.
F* 2d 77 (6th Cir. 1968)....
of Lincoln County,
1966), affd 391
Serrano v. Priest, Cal.2d , p
---' 96 Cal- Rptr. 601 (1971) . .777. .777. . ’ ---'
Shannon v. HUD, 436 F.2d 809 (3d Cir. 1970)..’
V* Wllliani E- Bookhultz & Sons, Inc.419 F. 2d 720 (D.C. Cir. 1969)...... '
Sims v. Georgia, 389 U.S. 404 (1967)___!
J enth S c h ° o 1 District of Wilson County* 433 F. 2d 587 (6th Cir. 1970).............. Y
Smith v. St. Tammany Parish School Board
302 F. Supp. 106 (E.D. La. 1969).......
Spangier v. Pasadena City Board of EducatioA......
311 F. Supp. 501 (C.D. Cal. 1970)........ .
Sprague v. Ticonic National Bank, 307 U.S. 161
Sullivan v. Little Hunting Park. Inc
396 U.S. 299 (1969).............. ’ [
SW402 u:s?hr u 9 7V ecklenburg Bo^ a ’°f*Educ:;
(1939)..
Swann v. Charlotte-Mecklenburg Board of Educ.,
328 F. Supp. 1346 (W.D. N.C. 1971)......
Terry v. Elmwood Cemetery, Civ. No. 69-490
(N.D. Ala., Jan. 29, 1970)...........
Terry v. Elmwood Cemetery, 307 F. Supp. 369*** (N.D. Ala. 1969).................
Tracy v. Robbins, 40 F.R.D. 108 * (d ! *S.*c ! * 1966)
Un^ o d States v- Board of Education, Tulsa,429 F.2d 1253 (10th Cir. 1970)...........
United States v. Board of School Comm’rs of
Indianapolis, civ. No. IP-68-C-225 (S D ind Aug. 18, 1971)..................
uni^ed States V. School Dist. NO. 151,"286 *F** Su d d *
1 1 1 - 1 9 6 7 ) , a f f d 4 04 F . 2d U 2 5 ( T t h ^
remand 301 F* Supp- 201 (n -d - in.1969), affd 432 F.2d 1147 (7th Cir '
denied, 402 U.S. 943 (1971)..... 1970), cert,
Vaughan v. Atkinson, 369 U.S. 527 (1962)......
Wall v. Stanly County Board of Educ., 378 F 2d 275 (4th Cir. 1967)..............
27
8
4
24n
14
lOn
19
11,12,13,
14,18
23,27
27
7,8n,lOn,12,
15n,16,32
18
26n
26n
27
9n,lOn,11
9n
12
9n,lOn,12,
13
24n,27
27
IV
Statutes:
Paqe
42 U.S.C. $ 1982....................
26,27
42 U.S.C. § 1983................
28
42 U.S.C. §2000a-3(b)................
V
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
NO. 71-2332
HERBERT E. KELLY, SR., et al..
Plaintiffs-Appellees,
vs.
NO. 71-2340
HERBERT E. KELLY, SR., et al..
Plaintiffs-Appellees,
vs.
KENNETH GUINN, Supt. of Schools,
Clark County School District, et al.,
KENNETH GUINN, Supt. of Schools,
Clark County School District et al.,
Defendants-Appellants. Defendants-Appellants.
NO. 71-2422
HERBERT E. KELLY, SR., et al.,
Plaintiffs-Appellants.
vs.
KENNETH GUINN, Supt. of Schools,
Clark County School District, et al.,
De fendants-Appel1ants.
[Cross-Appeals]
Appeal from the United States District Court
for the District of Nevada
ANSWERING BRIEF OF PLAINTIFFS-APPELLEES
and
OPENING BRIEF FOR PLAINTIFFS-APPELLANTS
ISSUES PRESENTED FOR REVIEW
On the School Board*s Appeals
The school board states the issue before the Court as
follows: "Whether Defendants-Appellants have a Constitutional
Duty to alleviate racial imbalance in the six Westside schools
of Clark County where the imbalance was not caused by any act
of discrimination on their part." We find this statement
unacceptable, assuming as it does the existence of facts contrary
to those found by the district court. Considered as an abstract
legal question, it is equally unsatisfactory because there is no
necessity of deciding that abstract issue in the context of this
case.
The more appropriate question on this appeal is — whether
the district court correctly required the Clark County School
District to take affirmative steps to desegregate where the past
actions of the school authorities and other governmental agencies
had resulted in the containment of most of the school district's
black elementary students to six westside Las Vegas schools.
On the Plaintiffs' Appeal
1. Whether the district court should have disapproved the
school district's "Sixth Grade Center" plan of desegregation
because it placed the burden of transportation disproportionately
upon the younger black students.
2. Whether the district court abused its discretion in
to tax costs in favor of the plaintiffs or to award them
attorneys' fees and costs of litigation.
3. Whether the district court's stay of its own order
violates Alexander v. Holmes County Bd. of Educ.. 396 U.S. 19
(1969) and Carter v. West Feliciana Parish School Board, 396 U.S.
226 (1969), 396 U.S. 290 (1970) and should, therefore, be imme—
-2-
diately vacated.
STATEMENT OF THE CASE
The school board’s statement of the case adequately sets
forth its procedural history.
This lawsuit was brought by Negro children and their parents
living in Clark County (Las Vegas), Nevada in order to bring
1/about the desegregation of the public schools of the county (R.1-14).
At the time the lawsuit was filed, some 4,978 black students
attended six westside Las Vegas elementary schools, each of which
was over 95% black in student enrollment (10/68 Tr. 199,388,412;
DX 17) and each of which had a faculty disproportionately black
in comparison to other schools in the system (DX 16). The students
attending these schools were, on the average, a year behind the
students attending predominantly white Las Vegas schools in
achievement test scores (10/68 Tr. 413; 5/69 Tr. 48).
At the secondary level there was no school in which similar
numbers of black students were concentrated. A predominantly
black westside junior high school had been closed in 1956 (10/68
Tr. 200) and its students dispersed to other schools in the
system (10/68 Tr. 150-51). At that time as well, some of the
now-black westside elementary schools had significantly larger
white enrollments (e.g., 10/68 Tr. 200). However, although the
white and black school population of the district subsequently
—' Citations are to the original record before this Court.
Transcript citations will be identified by page and date of
hearing.
- 3 -
grew about the same rate, black students at the elementary level
were increasingly isolated in heavily black westside elementary
schools.
There were, of course, a variety of factors which brought
about this result. Housing in the Las Vegas area was tightly
2 /segregated and Negroes were generally confined to the west side,
a fact known to the school authorities (10/68 Tr. 73,220,258,451;
8/70 Tr. 83). Yet the district closed schools on the fringe areas
of the westside Negro community (6/71 Tr. 100-01) and replaced
them with new elementary schools built in the heart of black areas
(10/68 Tr. 201; 5/69 Tr. 302). At the same time, federally
assisted low-income housing projects on the west side swelled
the impaction of black residents (e.g.. 10/68 Tr. 251,314-15;
8/70 Tr. 160; cf. 8/70 Tr. 50); it has been only very recently
that such projects have begun to be located outside the tradi
tionally black westside area (6/71 Tr. 70-71^
The school district claims to have been following a "neigh
borhood school policy" in these matters, merely responding to
the demands of local growth in determining both its site locations
and its school attendance policies. However, it is significant
that at the time of the hearings there were only six "neighborhood"
schools m the Las Vegas area to which no students were bused;
2 / ~ ~ ----------------------------—
Nevada passed an open housing statute in 1970 (6/71 Tr 48)
two years after the federal Fair Housing Act of 1968 went into
*lso Jones v. Alfred H. Mayer Co., 392 U.S. 409 .1968).
But the effects of racially discriminatory housing practices are longstanding. See 10/68 Tr. 221.
tI* ?-aUtff3UX V* -Chica9° Housing Auth. . 296 F. Supp. 907 (N.D.
I I ’ ei36 F'2d 306 (7th Cir- 1970)' Cert* denied 4°2u.B. 922 (1971); Shannon v. HUD. 436 F.2d 809 (3d Cir. 1970).
-4-
five of these were black, westside elementary schools (6/71 Tr.
237,239). Under the district's attendance plan, considerable
numbers of white students were transported to school buildings
other than those closest to them (5/69 Tr. 121; 8/70 Tr. 221;
6/71 Tr. 237), including white students being transported to
white schools and by-passing one of the black west side schools
(5/69 Tr. 96,122-23; 6/71 Tr. 301; see 10/68 Tr. 428-29).
The school district says it did not take the racial effect
of its school construction policies into account until 1966 when
it determined to build no more black schools on the west side
(10/68 Tr. 330,354); however, its new facilities have generally
not been filled to capacity when they open (10/68 Tr. 163; 8/70
Tr. 394) and school construction generates increased settlement
in the immediate area (10/68 Tr. 372,379; 5/69 Tr. 258). In the
context of residential segregation in Las Vegas, therefore,the
district's construction policies made the situation worse. As
recently as 1969, the district was building a new school in a
white suburb to relieve overcrowding at nearby white schools
(5/69 Tr. 107-08) although black schools were underutilized (10/68
Tr. 143,168-69).
The school district also helped to create and maintain the
pattern of racially identifiable schools by restricting the trans
fer rights of black students at the westside schools (10/68 Tr.
80,254) and by failing to utilize yearly attendance zone changes
4 / -------------
- Jo Mackey Elementary opened in 1965 and C.V.T. Gilbert in 1966 (10/68 Tr. 142,151).
-5-
to increase desegregation (compare 10/68 Tr.163,8/70 Tr.367 with
6/71 Tr. 301). Traditionally it has assigned its few black
elementary teachers to the westside schools (e.g.. R.115); the
district had never assigned a black teacher to a white school
before 1969 (10/68 Tr. 438). The school district recently has
undertaken an extensive renovation program at the westside schools
m order to "make them equal to other schools in the District
(10/68 Tr. 354; 8/70 Tr. 229).
The district court ruled in 1968 that Clark County was
constitutionally obligated to desegregate the westside school!^
During the 1969-70 and 1970-71 school years, with the lower
court's sanction, the school district experimented with a volun
tary choice desegregation plan under which black students could
transfer from regular westside elementary schools and white
students could transfer to reorganized "prestige" schools on the
west side. The district court concluded that this plan would not
work and ordered the board to propose a plan to ensure the
desegregation of the westside schools in 1971-72 (R.512-18)
The new plan was consistent with the school district's
approach throughout the litigation of abandoning the westside
schools (10/68 Tr. 388) rather than sending white students to them
(Id. at 389) and, in general, putting the burden of desegregation
(8/70 Tr. 328-29,353) upon the black students who sought by this
litigation to vindicate their constitutional rights (8/70 Tr. 175,
The underlying theory of the district court's decision discussed in the Argument, infra. is
-6-
198). The district's plan would cluster each westside school
with white elementaries, with the westside school becoming a
sixth grade attendance center for the group. The effect of this
plan is that only sixth grade white students are bused, while
all black students in the lower grades, including all kindergarten
children as young as 4*3 years old, are bused (6/71 Tr. 153). This
plan was adopted by a school board which proposed to build
"neighborhood" schools for whites, but not for blacks, if it had
to desegregate (10/68 Tr. 388; 8/70 Tr. 227; 6/71 Tr. 70,110).
Following the decision of the United States Supreme Court
Swann v. Charlotte—Mecklenburg Bd. of Educ.. 402 U.S. 1 (1971),
the district court granted a stay of implementation pending the
appeal to this Court (R.652-53).
ARGUMENT
I
The Clark County School District is Consti
tutionally Obligated To Desegregate Its
School System.
In Brown v. Board of Education. 347 U.S. 483 (1954), the
Supreme Court said that "[tjoday, education is perhaps the most
important function of state and local governments. Compulsory
school attendance laws and the great expenditures for education
both demonstrate our recognition of the importance of education
to our democratic society --- In these days, it is doubtful
that any child may reasonably be expected to succeed in life if
he is denied the opportunity of an education. Such an opportunity,
where the state has undertaken to provide it, is a right which
must be made available to all on equal terms." id. at 4 9 3 .
-7-
The controversy presently before this Court is concerned with the
obligation of the Clark County School District to make available
this fundamental right, see Serrano v. Priest. Cal.2d
--- P*2d ---'---' 96 Cal- RPtr. 601, 615-19 (1971), to its Negro
students on equal terms.
The important questions raised in this litigation must be
resolved by careful analysis rather than by reference to ambiguous,
if currently popular, terms such as "de jure versus de facto"
segregation. Whatever the term "de facto" may mean, this case
involves a school district in which segregation has been brought
about and maintained by regular, systematic and deliberate choice
of the school authorities. And, while the district court may
have labelled the school system's stubborn adherence to a "neigh
borhood school policy" in the black westside schools (R.513) or
its deliberate construction of new "neighborhood" (and consequently
black) schools in that area (R.514) "de facto segregation^ (10/
68 Tr. 501) because neither had Nevada law ever required segrega
tion nor had the school district ever openly advocated it as
formal policy, the lower court's order was specifically grounded
upon the official action of the school district in maintaining
and aggravating segregation long after Brown v. Board of Education
(R.514).
1 7 n ^ i ?ya^ * * V‘ lotte~Mecklenburg Bd. of Educ. . 402 U.S.
segregation" 6 Supreme Court referred to "so-called 'de facto* 1,
V- . Moses V. Washington Parish School Board. 276 f . .<?«««834, 847 (E.D. La. 1967). ---------------- PP
-8-
The defendants' Brief recognizes the findings of the
district court (p. 16) but goes on to make the astounding
assertion that Brown v. Board of Education is inapplicable to
Las Vegas because "the District Court did not hold that the
Appellants maintained a state dual school system, or had a past
history of state-imposed segregation." But see R. 514 (lines
14—22). Surely this is to exalt form above substance.
The heart of the school board's argument is its claim that
its actions have in no way been responsible for the identifiably
black character of the westside elementary schools;. The evidence
g / ~
The cases cited by defendants are not helpful in resolving
this controversy. Offer-man v. Nitkowski. 378 F.2d 22 (2d Cir.
1967) dealt with an attack upon a school district's voluntarily
adopted desegregation plan; the Court of Appeals upheld the
school district's power to implement it, even if the board had
no constitutional obligation to remedy the existing segregation.
Id. at 24. The Court did not hold that the school system had no
such obligation.
As to Bell v. School City of Gary. 324 F.2d 209 (7th Cir.
1963), cert, denied, 377 U.S. 924 (1964) and Downs v. Board of
Education, 336 F.2d 988 (10th Cir. 1964), cert, denied 380 U.S.
914 (1965), both cases concerned previously dual school systems
and in each the Courts of AppeaLs recognized no affirmative duty
to desegregate, applying Briggs v. Elliott. 132 F. Supp. 776
(E.D. S.C. 1955). These cases were undermined by the Supreme
Court's recognition of an affirmative duty to overcome past
segregation in Green v. County School Board. 391 U.S. 430 (1968).
Compare Bell with United States v. School District No. 151. 286
F. Supp. 786 (N.D. 111. 1967), aff'd 404 F.2d 1125 (7th Cir. 1968),
on remand 301 F. Supp. 201 (N.D. 111. 1969), aff'd 432 F.2d 1147
(7th Cir. 1970), cert, denied 402 U.S. 943 (1971); United States
v. Board of School Comm'rs of Indianapolis, Civ. No. IP-68-C-225
(S.D. Ind., August 18, 1971); compare Downs with United States
v. Board of Education. 429 F.2d 1253 (10th Cir. 1970).
Deal v. Cincinnati Board of Educ.. 369 F.2d 55 (6th Cir.
1966), cert, denied 389 U.S. 847 (1967), aff'd after remand 419
F.2d 1387 (6th Cir. 1969), cert, denied 402 U.S. 962 (1971) did
involve a school district without an admitted recent policy of
segregation. And the Court of Appeals' opinions do contain the
language so extensively quoted in defendants' brief. And the
-9-
Shows, however, that the Clark County School District has done
precisely those things which impose upon school boards the affirma
tive obligation to disestablish the resultant school segregation.
Clark County's application of the "neighborhood school"
policy has been formalistic. Five of its six "neighborhood
schools" incorporate existing residential segregation and contain
black students in segregated elementary schools. Justification
of the segregated attendance patterns requires inconsistent appli
cation of the "neighborhood school" principle. See Davis v.
8/ cont'd
Court of Appeals did announce various legal rulings with which
ir\ y ig0r0US disagreement-such as the notion that the school authorities need not take remedial action to eliminate
segregation produced by other agencies of the State— the vJry
issue reserved m Swann, 402 U.S. at 23. (We add, however, that
we are not concerned with that issue here because the record
amply reveals the participation of the school authorities in
llter^i — BUt SVGn — al has been significantly weakened by
309 ? Sun^10? ^ ,£°npare gJ*vis v- School District of Pontiac.734 (E*D * Mich. 1970), aff'd 443 F.2d 573 (6th Cir )
4J3 F tTetl W h UAS* ^ ? Ct* 26' 1971)7 Bradley v. Miiliken ' 27, 1971) 1970), Civ. No. 3525~(E.D. Mich., Sept.
The Courts of Appeals are in agreement that the Consti-
co^st?uctioi°ihteh ^ 3 pattern of attendance zoning and school into ^ incorporates racial residential segregation
F 2d 37 SY^ Brewer v. School Board of Norfolk. 397
Schoo^7n-4!h - ir‘̂ n 68); Henry v- Clarksdale Municipal Separate
Ifb n 9 ^ ? c? ' F.2d~582 (bth Cir.), cert, denied 396 U.S.
F 2d SO? 9 ra~V^i,V* Te-n!:!l/<S'? h ° ° 1 Di5trict of Wilson County. 433 F.2d 587, 589 (6th Cir.1970)7 Davis v. School District of
Pontiac, supra? United States v. School District No. 15lT~supra-
Cir' 197of°aNo °7 lE^ n o t^Q^°f ----tle R°Ck' 426 F'2d 1035 "(StiT'7l71409^ 8th Cir., Sept. 10, 1971)? United States
L L r n t 0n| 29 F-2d 1253 {10th Cir* 197°T7 and the---
1 a9Plees' See Swarm v‘ Charlotte-Mecklenburg Board of Education, 402 U.S. 1 at 7, 20-21 (1971). --- a------
-1C-
School District of Pontiac. 443 F.2d 573, 576 (6th Cir.), cert.
denied ___ U.S. ___ (Oct. 26, 1971). Moreover, the school
district entrenched the already existing residential segregation
on the westside by superimposing upon it a system of compact,
"neighborhood" attendance zones. See Brewer v. School Board of
Norfolk, 397 F.2d 37, 41 (4th Cxr. 1968); Henry v. Clarksdale
Municipal Separate School District. 409 F.2d 682, 687, 689 (5th
Cir.), cert, denied 396 U.S. 940 (1969); Davis v. School District
of Pontiac, supra; United States v. Board of Education. 429 F.2d
1253, 1259 (10th Cir. 1970); Spangler v. Pasadena City Board of
Education. 311 F. Supp. 501, 512 (C.D. Cal. 1970).
The school board is not relieved of responsibility for the
segregated schools it operates because agencies of the state and
federal governments (through, for example, the location of low-
income housing projects) and private discriminators have helped
to bring about the segregated residential pattern. As a Michigan
district court recently put it.
Pupil racial segregation in the Detroit Public
School System and the residential racial segre
gation resulting primarily from public and private
racial discrimination are interdependent phenomena.
The affirmative obligation of the defendant Board
has been and is to adopt and implement pupil
assignment practices and policies that compensate
for and avoid incorporation into the school system
[of] the effects of residential racial segregation.
The Board's building upon housing segregation
violates the Fourteenth Amendment.
Bradley v. Milliken. Civ. No. 35257 (E.D. Mich., Sept. 27, 1971)
(typewritten slip opinion at p. 24).
Again, the district court's finding that Clark County intensi
fied school segregation by the construction of new elementary schools
-11-
on the westside supports the lower court's imposition upon the
school district of the duty to disestablish that segregation.
United States v. School District No. 151. 286 F. Supp. 786, 800
(N.D. 1 1 1 . 1967), aff'd 404 F.2d 1125 (7th Cir. 1968); Spangler
v. Pasadena City Board of Educ.. 311 F. Supp. 501, 517-19 (C.D.
Cal. 1970); Davis v. School District of Pontiac, supra. 309
F. Supp. at 741; cf. Lee v. Macon County Board of Educ.. 267
F. Supp. 458, 472, 480 (M.D. Ala.), aff'd 389 U.S. 215 (1967);
United States v. Montgomery County Board of Educ.. 395 U.S. 225,
231 (1969); Swann v. Charlotte-Meeklenburg Board of Educ.. supra.
The Supreme Court in Swann, 402 U.S. at 21, described the
segregation-producing decisions of school boards in terms which
are very appropriate to Clark County:
In addition to the classic pattern of building
schools specifically intended for Negro or white
students, school authorities have sometimes,
since Brown, closed schools which appeared likely
to become racially mixed through changes in
neighborhood residential patterns. This was
sometimes accompanied by building new schools
in the areas of white suburban expansion farthest
from Negro population centers in order to main
tain the separation of the races with a minimum
departure from the formal principles of "neighborhood zoning."
Thus, the Clark County Board's construction policies and
practices have added to and reinforced the pattern of segregation.
Although there were vacant seats in the westside schools to which
white students could have been assigned at lesser cost and with
the achievement of integration, rhe board continued to expend
substantial sums for construction of new schools designed to
service areas of racial concentration. Cf. United States v.
School District No. 151. supra. 404 F.2d at 1132-33; Davis v.
-12-
Spangler v. Pasadena City Board of Educ.. supra. 311 F. Supp. at
517-18. White students were bused past the westside schools to
other white schools. Cf. Spangler v. Pasadena City Board of Educ..
supra. 311 F. Supp. at 507-08.
The school district in Clark County reinforced the racial
identity of the westside schools by assigning a disproportionate
number of its Negro faculty to westside schools. Such a policy
of racial faculty assignment is an independent constitutional
violation, Bradley v. School Board. 382 U.S. 103 (1965); Green
v. County School Board, 391 U.S. 430 (1968); Spangler v. Pasadena
City Board of Educ.. supra. 311 F. Supp. at 523, and it also
creates an inference that other school board policies and prac
tices which resulted in the racial separation of pupils were
racially discriminatory. United States v. School District No.
Hi* 30 1 F. Supp. 201, 229-30 (N.D. 111. 1969).
It matters not whether defendants acted with any malicious
intent in adopting the policies which have created and perpetuated
school segregation in Las Vegas. It is sufficient that the effect
of their acts was to create and maintain segregated, racially
identifiable schools. "School districts are accountable for the
natural, probable and foreseeable consequences of their policies
and practices, and where racially identifiable schools are the
result of such policies, the school authorities bear the burden
of showing that such policies are based on educationally required,
non-racial considerations." Bradley v. Milliken. Civ. No. 35257
School District of Pontiac, supra, 309 F. Supp. at 741-42;
(E.D. Mich., Sept. 27, 1970) (typewritten slip op. at p. 23).
An act is intentional, in the constitutional sense, if it was
taken with reasonably foreseeable knowledge of the results.
Keyes v. School District No. 1, Denver, 303 F. Supp. 279 (D. Colo.
1969); Spangler v. Pasadena City Board of Educ., supra; Davis v.
School District of Pontiac, supra. Protestations of good faith
and lack of intention to discriminate are insufficient to justify
racially discriminatory results. C_f. Sims v. Georgia, 389 U.S.
404, 407-08 (1967); Norris v. Alabama, 294 U.S. 487, 498 (1935).
When the power to act is available, failure to take the necessary
steps so as to negate or alleviate a harmful situation is as
wrong as taking affirmative steps to advance the situation. Sins
of omission can be as serious as sins of comission. Davis v.
School District of Pontiac, supra, 309 F. Supp. at 741-42.
In sum, the record amply demonstrates that the Clark County
School District has been intimately involved in the creation and
perpetuation of the segregated westside Las Vegas schools. The
district court recognized this participation in its December 2,
1970 order, and we are frankly at a loss to understand why the
court persists in referring to the matter as one involving "de
facto" segregation. But, labels aside, we submit that the lower
court's order requiring Clark County to desegregate was entirely
9/
proper and ought to be affirmed.
---- --------------------------
The arguments we have made are supported by, in addition
to the cited cases, Johnson v. San Francisco Unified School
District, Civ. No. C-70-1331 SAW (N.D. Cal., July 9, 1971).
We have refrained from citing that decision only because it is
presently on appeal to this Court, but that should not be taken
as detracting from our wholehearted agreement with Judge Weigel's
reasoning on these issues.
-14-
II
The Plan Approved By The District Court
Discriminates Against Black Students And
Should Have Been Rejected.
We have argued above that the district court correctly
required the Clark County School District to submit and imple
ment a desegregation plan. And we do not understand defendants
to disagree— assuming the propriety of requiring desegregation
at all— with the district court's conclusion after the experience
of the 1969-70 and 1970-71 school years that voluntary desegre
gation would not suffice to meet defendants' constitutional
obligations. Green v. County School Board of New Kent County.
supra; Alexander v. Holmes County Board of Educ.. 396 U.S. 19
(1969); Davis v. Board of School Comm'rs of Mobile, 402 U.S. 33
(1971). The district court was correct, then, in assessing
proposed plans in light of their likely effectiveness to end
10/heavily black enrollments at the westside elementary schools.
But the court's inquiry should also have encompassed the fairness
of the mechanics of any desegregation plan; the court should have
disapproved the school district's "Sixth Grade Center" Plan
because it unfairly places almost the entire burden of desegre
gation upon black students.
Under that plan, the six black westside elementary schools
would serve sixth graders from that area as well as white students
19/ The district court's concern only with a 50% ratio in these
schools rather than commencing with the system-wide ratio of
black students was, however, incorrect, Swann v. Charlotte-Meck-
lenburg Bd. of Educ., supra, and in preparing plans on remand
the direction should be to avoir! schools substantially dispro
portionate to the system-wide racial enrollment. A 50% black
school in Las Vegas is substantially disproportionate.
-15-
from other schools; only sixth grade white students would be
transported for the purpose of integration but all elementary
black students except sixth graders would be so transportelT^
Thus, the burden of transporting young children alluded to in
Swarm, 402 U.S. at 31, falls only on the black students. And
al± black students must leave the westside area for twelve of
thirteen grades, while most white students stay in their "neigh
borhoods" except for the sixth grade.
When the Supreme Court spoke in Brown v. Board of Education.
349 U.S. 294, 300 (1955), of the need for school boards "to
effect a transition to a racially nondiscriminatory system" and
111 Gjreen v- School Board of New Kent County. 391 U.S. 430 (1968)
of its being necessary "to convert to a unitary system in which
racial discrimination would be eliminated root and branch," and
in A.lexander v. Holmes County Board of Education. 396 U.S. 19
(1969) of the requirement that school boards "no longer operate
a dual system based on race or color" but rather "unitary school
systems within which no person ls to be effectively excluded
from any school because of race or color," it was talking not
merely in terms of a result— desegregation— but also about a
process. in Swann, when the Court mandated creation of unitary
systems through the exercise of the equity power residing in the
federal courts "to correct, by a balancing of the individual
and collective interests, the condition that offends the Consti-
. -ala^ secondarY students are already all bused to schools outside the westside area.
-16-
tution," it envisioned situations in which not only the results,
but also the means used by school boards to achieve those results
would be free of discriminatory motive or effect with respect
to the black community, its students and teachers. This concept
certainly embodies the view that the black community should not,
absent compelling circumstances, be made to bear an unequal
burden in the desegregation process; nor should school boards
make decisions in effecting desegregation which reflect a disdain
and disrespect for the black community— decisions which assure
blacks that their status as second-class citizens has not ended.
Most of the cases which have dealt with the issue have
involved the total closing of black facilities and the transfer
of their students to other schools. The district court articulated
the constitutional concerns in Brice v. Landis. 314 F. Supp. 974,
978 (N.D. Calif. 1969):
Where, however, the closing of an apparently
suitable Negro school and transfer of its
pupils back and forth to white schools without
similar arrangements for white pupils, is not
absolutely or reasonably necessary under the
particular circumstances, consideration must
be given to the fact that such a plan places
the burden of desegregation entirely upon one racial group.
The minority children are placed in the posi
tion of what may be described as second-class
pupils. White pupils, realizing that they are
permitted to attend their own neighborhood
schools as usual, may come to regard themselves
as "natives" and to resent the Negro children
bussed into the white schools every school day
as intruding "foreigners." it is in this
respect that such a plan, when not reasonably
required under the circumstances, becomes sub
stantially discriminating in itself. This
undesirable result will not be nearly so likely
if the white children themselves realize that
some of their number are also required to play
the same role at Negro neighborhood schools.
-17-
Accord, Spangler v. Pasadena city Board of Education. 311 F. Supp.
at 524. These principles have, however, been applied to the
review of plans calling for the disproportionate busing of black
students. in Swann v. Charlotte-Mecklenburq Board of Education.
328 F. Supp. 1346 (W.D. N.C. 1971), the school board was not
permitted to amend its plan so as to make the black schools
(which had served the fifth and sixth grades) into sixth grade
centers because black students would thereby be disproportionately
bused and because the grade reduction was viewed as a prelude
to closing the black schools entirely. And in Clark v. Board
of Education of Little Rock. No. 71-1409 (8th Cir., Sept. 10,
1971) (en banc) (per curiam), the Court of Appeals recognized
the valid concerns of black students:
We note the plaintiffs’ objection that the plan
fails to designate Mann, the present black high
school, as a graduating high school. While we
apree that the burden of integration must be
shared by blacks and whites, we do not agree
that the sharing of the burden at the secondary
level, when considered as a whole, is so unequal
as to require upsetting the District Court's plan .... [emphasis supplied]
(slip op. at p. 4). See also, Haney v. County Board of Education.
429 F.2d 364, 371-72.
The Fifth Circuit has also condemned the burdening of black
students by closing black schools in order to avoid transporting
white students to them (compare 10/68 Tr. 389; 8/70 Tr. 175,198,
227,328-29,353; 6/71 Tr. 70):
Brown II, supra, calling for "a racially non-
discriminatory school system," and its progeny
require not only that past discriminatory
practices be overcome by affirmative actions
but also that new forms of discrimination not
be set up in their place. Closing formerly
-18-
black school facilities for racial reasons
would be such a prohibited form of discrimi
nation. "Such a plan places the burden of
desegregation upon one racial group." Brice
v. Landis, N.D. Cal. 1969, 314 F. Supp. 947.
See Quarles v. Oxford Municipal Separate
School District, N.D. Miss., January 7, 1970,
C.A . W.C. 6962-K.
Lee v, Macon County Board of Edge., No. 30154 (5th Cir., June
29, 1971) (slip op. at p. 15) [footnote omitted]. Accord, Bell
v. West Point Municipal Separate School District, 446 F.2d 1362
(5th Cir. 1971); Gordon v. Jefferson Davis Parish School Board,
446 F.2d 266 (5th Cir. 1971); see also, Smith v. St. Tammany
Parish School Board, 302 F. Supp. 106, 108 (E.D. La. 1969).
To similar effect in the Fourth Circuit are Adams v. School
District No. 5, Orangeburg, 444 F.2d 99 (4th Cir. 1971) (en
banc) (per curiam), aff'g Green v. School Board of Roanoke, 316
F. Supp. 6 (W.D. Va. 1970); Felder v. Harnett County Board of
Education, 409 F.2d 1070, 1074 (4th Cir. 1969).
The cases which have approved black school closings have
done so on the ground that the deteriorated physical condition
of the buildings required their closing, so that black students
bore no special burdens of desegregation thereby. E.g., Carr
v. Montgomery County Board of Educ., 429 F.2d 382 (5th Cir. 1970)
Chambers v. Iredell County Board of Education, 423 F.2d 613
(4th Cir. 1970). There is nothing in this record which indicates
that the westside elementary schools are only, or even particu
larly, suited for use as all-sixth grade schools. Rather, the
evidence clearly indicates that the school board's desire is to
relieve the white community of the necessity to attend the for
merly black schools any more than is absolutely necessary and to
-19-
continue the comfortable pattern of attending white "neighborhood"
schools in segregated white neighborhoods as much as possible.
— * Northeross v. Board of Education of Memphis. 333 F.2d 661
(6th Cir. 1964).
The district court should be instructed on remand to explore
and approve feasible alternative desegregation plans which
equitably distribute the burden of desegregation upon the white
and black communities.
Ill
The District Court Should Have Awarded
Attorneys' Fees And Litigation Expenses
To The Plaintiffs.
The district court denied plaintiffs' motion for an award
of attorneys' fees and taxation of costs and litigation expenses
because it "is the professional responsibility of lawyers as
members of the legal profession ... to donate time and services
in cases of public importance." 6/71 Tr. 26. Without in any way
deprecating the high ideals of public service by members of the
bar, we suggest that the lower court was applying the wrong
standard. Plaintiffs in this action are but nominal petitioners
on behalf of all students. They could not and should not be
12/expected to finance these proceedings from their own resources.
The investigation, research and presentation of expert and fact
witnesses require the expenditure of tremendous amounts of time
1 2/ 7This Court has granted plaintiffs leave to proceed on this appeal jLn forma pauperis.
-20-
by capable counsel, aside from the actual trial hearings. To
undertake to pay the reasonable value of the services rendered
to date by experienced and diligent counsel is only within the
financial ability of the rich.
These proceedings are equitable in nature and were made
necessary by the board to compel it to perform the duties
especially imposed upon it by law. Without the undertaking of
this cause by counsel and without the allowance by this Court
of reasonable compensation to them, plaintiffs and others of the
class for whose benefit the proceeding was filed would be at
the mercy of the defendant school board.
The board had at its command able and experienced lawyers
compensated from public funds. Additionally, it used and made
available to its counsel the abilities, education and skill of
its staff— among the very persons enjoined by law to render
and perform the duties imposed by law sought to be enforced by
plaintiffs.
In these circumstances, the Court in Crawford v. Board of
Education of Los Angeles. No. 822-854 (Super. Ct. Cal., Jan. 11,
1970), awarded a substantial attorneys' fee as well as "[p]eti-
tioners' and counsels' costs and disbursements herein." (Slip
op. at p. 64). See also, Nesbit v. Statesville City Board of
Educ., 418 F.2d 1040, 1043 (4th Cir. 1969) (en banc) (per curiam).
The right of counsel to reasonable compensation should not
be restricted or inhibited by a doctrine which limits the compen
sation to causes which result in monetary recovery and excludes
cases of public importance which are not pecuniary. The pro
-21-
tection and preservation of the inalienable constitutional
rights of any class of citizens, the enforcement of the duties
of government owed to its citizens by law, is at least as
valuable (if not more so) than the recovery by litigation of
money. Rights, particularly the inalienable constitutional
rights, are a species of property. in a nation of laws, the
reaffirmance, enforcement and preservation of the most sacred
and invaluable rights— the rights to life, liberty and the
pursuit of happiness, to be a human being, to receive the same
equal protection of our laws— is one of the highest callings of
counsel. When such tasks are undertaken on behalf of those
otherwise unable to do so— the disadvantaged— justice requires
that counsel receive reasonable compensation.
To the extent that a large proportion of the students
of Las Vegas are afforded substantial benefits through this
action by causing the school board to perform the duties
specially imposed upon it by law, it raises the standard of the
fiduciary relationship of the board to all of its students
13/
and so serves important considerations of public policy.
While cases from the ordinary commercial practice are
helpful in the analysis of the standards, scope and coverage of
13/— Cf. Mills v. Electric Auto-Lite Company. 396 U.S. 375. 396 (1970): --
[R]egardless of the relief granted, private
stockholders' actions of this sort "involve
corporate therapeutics," and furnish a bene
fit to all shareholders by providing an
important means of enforcement of the proxy
statute.
-22-
awards of attorneys' fees as well as costs and disbursements
of the prevailing party, the courts have further amplified the
basis for the right of plaintiffs in civil rights actions to be
awarded their costs and reasonable attorneys' fees. Plaintiffs
respectfully submit that civil rights cases under Sections 1983
and 1982, 42 U.S.C. fe.q.. Jones v. Mayer. 392 U.S. 409 (1968)]
and the various other Civil Rights Acts provide the kind of
extraordinary circumstances" which would allow an equity court
allocate full costs and amplify the award of attorneys’ fees
In Cleveland v. Second National Bank & Trust Co.. 149 F.2d
466 (6th Cir.), cert, denied 326 U.S. 777 (1945), the Court said
There is no room for doubt that an equity court,
may, under extraordinary circumstances impose
upon the defeated plaintiff in an equity case,
the entire cost of defense, notwithstanding
statutory limitations upon costs to be taxed at law.
Id. at 469. (emphasis supplied). The court followed the
decision of the Supreme Court in Sprague v. Ticonic National
Bank, 307 U.S. 161 (1939), where the Court held that in equity
cases the lower courts could allow counsel fees and other
expenses entailed by litigation not included in the ordinary
taxable costs recognized by statute. Speaking for the Court,
Mr. Justice Frankfurter said:
Allowance of such costs in appropriate situations
is a part of the historic equity jurisdiction of
the federal courts. The "suits in equity" of
which these courts were given "cognizance" ever
since the First Judiciary Act, 1 Stat. 73, con
stituted that body of remedies, procedures and
practices which theretofore had been evolved in
the English Court of Chancery, subject, of course,
to modifications by Congress, e.g., Michaelson
v. United States. 266 U.S. 42, 45 S. Ct., 69 L.
Ed. 162, 35 A.L.R. 451. The sources bearing on
-23-
eighteenth-century English Practice— reports
and manuals— uniformly support the power not
only to give fixed allowance for the various
steps in a suit, what are known as costs "be
tween party and party," but also as much of
the entire expenses of the litigation of one
of the parties as fair justice to the other
party will permit, technically known as costs
"as between solicitor and client" ...
Plainly the foundation for the historic prac
tice of granting reimbursement for the cost of
litigation other than the conventional taxable
costs is part of the original authority of the
Chancellor to do equity in a particular situa
tion.
wId. at 164-65, 166. (emphasis supplied).
Tbe Supreme Court in Newman v. Piqqie Park Enterprises.
390 U.S. 400 (1968), enunciated the equity principle which
should govern civil rights litigation. Although that case arose
out of a violation of Title II of the Civil Rights Act of 1964,
it expresses the purpose and justification for such awards
since Title II, like 42 U.S.C. §1983 and §1982, is legislation
implementing the Thirteenth and Fourteenth Amendments, designed
to effectuate the same commitment to black Americans.
The Court advanced the concept that a plaintiff in a class
action of this type obtains an injunction not for himself alone
but as a "private attorney general." That statement of purpose
has since been adopted by many other courts in other areas of
civil rights litigation. In Parham v. Southwestern Bell Tel.
H 7
There is support for treating such awards in non-civil rights
cases as a form of damages, compensatory or exemplary. Vaughan
v. Atkinson. 369 U.S. 527, 530-31 (1962); Siegel v. William E.
Bookhultz & Sons, Inc.. 419 F.2d 720 (D.C. Cir. 1969) (Robinson,
J.), especially pp. 723-24 and n. 22-25.
-24-
Co., 433 F.2d 421 (8th Cir. 1970), the court held that a class
action plaintiff in an employment discrimination case was
entitled to reasonable attorneys' fees in the district court
and on appeal even though no injunction was issued and he
received no personal relief or award of back pay.
We believe Parham's lawsuit acted as a
catalyst which prompted the appellee to
take action implementing its own fair
employment policies and seeking compliance
with the requirements of Title VII. In
this sense, Parham performed a valuable
public service.
_Id. at 429-30. See also, Clark v. American Marine Corp. . 304
F. Supp. 603, 611 (E.D. La. 1969); Dobbins v. Local 212, IBEW.
292 F. Supp. 413 (S.D. Ohio 1968); Lea v. Cone Mills Corp.. 438
F-2d 86 (4th Cir. 1971); Hammond v. Housing Auth. & Urban Renewal
Agency, 328 F. Supp. 586 (D. Ore. 1971).
While 42 U.S.C. §1983 does not expressly authorize the
granting of attorneys' fees to successful plaintiffs, analysis
of a related provision— 42 U.S.C. §1982— readily demonstrates
that the allowance of attorneys' fees to successful plaintiffs
invoking the provisions of the Civil Rights Acts is a proper means
15/
of "fashioning an effective equitable remedy for their enforce
ment.
The penal provisions which originally accompanied 42 U.S.C.
§1982 have been separated or eliminated so that today it is
— ^ Jones v. Mayer. 392 U.S. 409, 414 n.13 (1968); see also,
Louisiana v. United States. 380 U.S. 145 (1965); Green v. Countv
School Board of New Kent County. 391 U.S. 430 (1968).
-25-
\
"enforceable only by private parties acting on their own initia
tive. " Jones v. Mayer, supra, 392 U.S. at 417. However, as the
Supreme Court noted in Jones, "ft]he fact that 42 U.S.C. Section
1982 is couched in declaratory terms and provides no explicit
method of enforcement does not, of course, prevent a federal
court from fashioning an effective equitable remedy." JL3. at
414, n. 13.
In a recent Fifth Circuit case, the court said:
In the area of civil rights, many cases have
either allowed or implicitly recognized the
discretionary power of a district judge to
award attorneys' fees in a proper case in
the absence of express statutory provision,
[citations omitted] and especially so when
one considers that much of the elimination of
unlawful racial discrimination necessarily
devolves upon private litigants and their
attorneys, £f. Newman v. Piggie Park Enter
prises, Inc., 390 U.S. 400, 402 (1968), and
the general problems of representation in
civil rights cases. See Sanders v. Russell,
5th Cir. 1968, 401 F.2d 241.
Lee v. Southern Home Sites Corp., 429 F.2d 290, 295 (5th Cir.167
1970).
— f District courts granting injunctive relief in suits under
§1982 have awarded attorneys' fees. In Terry v. Elmwood Cemetery,
307 F. Supp. 369 (N.D. Ala. 1969), suit was brought to compel
a cemetery to sell a burial plot to a black mother for the grave
of her son who was killed in action in Viet Nam. The cemetery
refused to sell the plot solely because of the race of the
deceased. Chief Judge Lynne carefully analyzed the Jones deci
sion and the lower court cases which followed it and held that
the refusal to sell was a violation of §1982. In the final
judgment, attorneys' fees in the amount of $2500 were awarded.
Terry v. Elmwood Cemetery, Civ. No. 69-490 (N.D. Ala., Jan. 29,
1970). Accord, Newbern v. Lake Lorelei, Inc., 308 F. Supp. 407,
1 Race Rel. L. Survey 185 (S.D. Ohio, 1968, 1969); Pina v.
Homsi, 1 Race Rel. L. Survey 18 (D. Mass. 1969).
-26-
These cases under §1982 follow the well established principle
that federal courts have equitable power to award counsel fees
in appropriate cases even in the absence of statutory authoriza
tion. See Mills v. Electric Auto Lite Co., supra; Sprague v.
Ticonic National Bank, supra; Vaughan v. Atkinson, supra; Newman
v. Piggie Park Enterprises, Inc., supra. And as the Supreme
Court has said, "[t]he existence of a statutory right implies
the existence of all necessary and appropriate remedies."
Sullivan v. Little Hunting Park, Inc.. 396 U.S. 299, 239 (1969).
The reasoning of the courts applies with full force and
effect to the companion statute, §1983, under which this suit
was brought. Like the non-civil rights cases cited at pages 22-24
above, courts have held that under §1983, nominal or exemplary
damages may be awarded. Tracy v. Robbins, 40 F.R.D. 108 (D.S.C.
1966). Actual damages, too, can be awarded. Wall v. Stanly
County Board of Educ., 378 F.2d 275 (4th Cir. 1967). Some of
the reported cases awarding counsel fees, in addition to Crawford,
supra, are Hill v. Franklin County Board of Educ., 390 F.2d 583
(6th Cir. 1968); Rolfe v. County Board of Education of Lincoln
County, 282 F. Supp. 194 (E.D. Tenn. 1966), aff'd 391 F.2d 77
(6th Cir. 1968); and Monroe v. Board of Comm'rs of Jackson, 244
F. Supp. 353, 366 (W.D. Tenn. 1965).
In Miller v. Amusement Enterprises, Inc., 426 F.2d 534
(5th Cir. 1970), the Court reversed a district court which had
denied attorneys' fees to a successful plaintiff in a Title II
suit. To be sure, Miller involved a statute containing an express
provision for attorneys' fees. See 42 U.S.C. §2000a-3(b) (fees
-27-
may be granted in the "discretion" of the district court).
But the Fifth Circuit's reasoning applies equally to Section 1983:
Congress did not intend that vindication of
statutorily guaranteed rights would depend on
the rare likelihood of economic resources in
the private party (or class members) or the
availability of legal assistance from charity—
individual, collective or organized. An enact
ment aimed at legislatively enhancing human
rights and the dignity of man through equality
° 7 treatment would hardly be served by compel
ling victims to seek out charitable help
17/Miller, supra. 426 F.2d at 539.
Plaintiffs brought this action not only for themselves
but as a class action on behalf of all Negroes similarly situated,
to obtain a broad injunction against racial discrimination in
the defendant school system. Thus, plaintiffs acted as a "pri
vate attorney general" in vindicating the rights of the class
and in furthering the public policy of the nation of eliminating
racial discrimination in schools. Cf. Newman v. Piggie Park
Enterprises, supra; Jones v. Mayer, supra. "The Rule 23 class
Wh° introduced the bill containing what is
detan to the nouse of Representatives, expressed in great
etaii the legislative intention as he responded to a motion
JenalCr t0 ”str;Lke out a11 Parts of the bill which arepenal and authorize criminal proceedings and in lieu thereof to
91V" Civil aCtion th* States/courts
suora 3S ' tt i0be| l ^ h^ ° n9' ' lst Sess" quoted in Jones v. Maver.U*S* at 431-32. Between the two, Mr. Wilson said, *
[ Jhere is no difference in the principle involved ... There
is alsi^d???6 in regarf t° the expense of protection. There is also a difference as to the effectiveness of the two modes
... This bill proposes that the humblest citizen shall have full
and ample protection at the cost of the Government, whose duty
it is to protect him. The Amendment of the gentleman recognizes
the principle involved, but it says that the citizen despoiled
rights ••• must press his own way through the courts and
pay the costs attendant thereon. This may do for the rich, but
to the poor, who need protection, it is mockery ..." Conq! Globe supra, at 1295. '
-28-
action 'as a way of redressing group wrongs is a semi-public
remedy administered by the lawyer in private practice'— a cross
between administrative action and private litigation." Dolgow
v. Anderson, 43 F.R.D. 472, 481 (E.D. N.Y. 1968).
If this class action had not been brought, the rights of
the individual black pupils may not have been vindicated, because
their claims might be too small to justify individual litigation
or too small in terms of the cost of seeking relief. cf. Eisen
v. Carlisle & Jacquelin, 391 F.2d 555, 560 (2d Cir. 1968);
Dolgow v. Anderson, supra. And since individual suits might not
have been brought, without great individual expense, the Four
teenth Amendment, outlawing defendants' conduct, would have gone
unenforced. Ibid. Thus, plaintiffs' class action performs an
important public function in making meaningful the statutory
18/
prohibition of racial discrimination. Cf. Hammond v. Housing
Auth. & Urban Renewal Agency, supra.
I Q / ~
— ' Awarding counsel fees to encourage "public" litigation by
private parties is an accepted device. For example, in Oregon,
union members who succeed in suing union officers guilty of
wrongdoing are entitled to counsel fees both at the trial level
and on appeal, because they are protecting an interest of the
general public:
If those who wish to preserve the internal democracy
of the union are required to pay out of their own
pockets the cost of employing counsel, they are not
apt to take legal action to correct the abuse ....
The allowance of attorneys' fees both in the trial
court and on appeal will tend to encourage union
members to bring into court their complaints of
union mismanagement and thus the public interest as
well as the interest of the union will be served.
Gilbert v. Hoisting & Portable Engineers, 237 Ore. 139, 390
P.2d 320 (1964). See also, Rolax v. Atlantic Coast Line R.R.,
186 F.2d 473 (4th Cir. 1951).
-29-
Plaintiffs respectfully submit that the history of equity
courts calls for an equalization of the parties in all respects.
The crushing burden of the costs of these cases on private
parties is exemplified by the resources available to the defen
dants— the sovereign of all citizens to whom these private
Parti-es pay taxes and from whom they should receive in full
measure "at once" the constitutional rights. Counsel were
retained by the school board (see Crawford, supra) to mount a
vigorous defense of the action. Of great importance is the full
staff of the board, from its research department, draftsmen,
attendance officers and supporting staff to its educational
experts constantly available and utilized in the litigation to
defend the action and oppose and delay the granting of plaintiffs'
rights. As of the date of this brief, the school board is still
asking the court to permit the continued, indefinite segregation
of approximately 5,000 black children in schools which the
defendants built for the purpose of maintaining that very viola
tion of constitutional rights. All of these forces are arrayed
against plaintiffs by the very persons "enjoined by law to render
and perform the duties imposed by law sought to be enforced by
plaintiffs." Crawford v. Board of Education of Los Angeles.
supra.
The most recent, and exhaustive, survey of the law regarding
the award of counsel fees in school desegregation cases is
Bradley v. School Board of Richmond. Civ. No. 3353-R (E.D. Va.,
May 26, 1971) (Appendix "A").
- 3 0 -
We believe that an award of substantial attorneys' fees
in favor of plaintiffs is justified on either of the two alter
native grounds set out in Bradley: the wilful actions of the
school district which have delayed desegregation in Las Vegas
or the "private attorney general" concept enunciated in Newman
and Parham:
The private lawyer in such a case most
accurately may be described as a "private
attorney general." Whatever the conduct of
defendants may have been, it is intolerably
anomalous that counsel entrusted with
guarantying the effectuation of a public
policy of nondiscrimination as to a large
proportion of citizens should be compelled
to look to himself or to private individuals
for the resources needed to make his proof.
The fulfillment of constitutional guaranties,
when to do so profoundly alters a key social
institution and causes reverberations of
untraceable extent throughout the community,
is not a private matter. Indeed it may be
argued that it is a task which might better
be undertaken in some framework other than
the adversary system. Courts adapt, however,
but in doing so they must recognize the new
legal vehicles they create and ensure that
justice is accomplished fully as effectively
as under the old ones. The tools are avail—
able* Under the Civil Rights Act courts are
required fully to remedy an established wrong,
v. County School Board of Prince Edward
County, 377 U.S. 218, 232-34 (1964), and the
payment of fees and expenses in class actions
like this one is a necessary ingredient of such a remedy.
This rule is consistent with the Court's
power and serves an evident public policy to
encourage the just and efficient disposition
of cases concerning school desegregation.
Bradley, supra, at p. 26.
This Court should award attorneys' fees on this appeal and
direct a similar award by the district court for proceedings
below.
-31-
IV
rt»n..?iS^riC! SOUrt's StaV Order Was Improvi-
VacatedGranted An<3 Should Be Immediately
Defendants in this ease initially moved for a stay pending
the supreme Court’s decisions on school desegregation last term
(R.534-36). Swann v. Charlotte-Mecklenburg Board of Rd„c 402
u.s. 1 (1971) and companion cases were handed down prior to
action on the motion by the district court. However, the lower
court subsequently stayed implementation of desegregation in
Las Vegas pending the determination of this appeal.
That stay should now be vacated in order to allow the
defendants to begin immediately to desegregate their faculties
and to take all necessary preparatory steps to implement a
constitutional plan of desegregation at the earliest possible
opportunity, preferably not later than the second semester of
the current school year.
The district court granted the stay because, it said,
"[w]henever an appeal is taken from a decree of this (injunctive)
character, it is customary to stay enforcement of the decree
pending decision of the appeal ....•• (6/71 Tr. 305) . But such
is not the rule in school desegregation cases. The Supreme
Court has made it clear that black students are not to be forced
to endure additional years of segregated schooling pending the
outcome of appellate proceedings; in school cases, the rule is
to desegregate first and litigate later. Alexander v. Holme.
County Board of Educ.. 396 U.S. 19 (1969); Carter v. West
Feliciana Parish School Board. S96 U.S. 226 (1969), 396 U.S. 290
- 52-
(197°)* Dowell v. Board of Educ. of Oklahoma City. 396 U.S.
269 (1969); Northcross v. Board of Educ. of Memphis. 397 U.S.
232 (1970).
In response to this Court's inquiry, the district judge
stated in "Special Findings of Fact" dated August 13, 1971,
that it had stayed implementation of its order because "[t]he
Courts of Appeals and the Supreme Court have not to this date
spoken clearly and plainly with respect to a school district's
responsibilities concerning problems of de facto segregation
... a stay of implementation of the integration plan was justi
fied pending an authoritative determination of the difficult
legal issues, believing that after such a ruling, the community
resistance to the school district's efforts to accomplish
elementary school integration will be substantially dissipated
and a peaceful solution anticipated" (R.671).
On the record before it at the time, this Court correctly
concluded it could not vacate the stay, but it did expedite
this appeal. We submit that with the full record before it as
well as the briefs of the parties, this Court is now in a
position to make the determination that no novel questions of
de facto" segregation are here involved. Therefore, this case
clearly falls within the Alexander doctrine and the stay should
be vacated. As the Sixth Circuit Court of Appeals has said,
"the rights of school children to schooling under nondiscrimina-
tory and constitutional conditions cannot be recaptured for any
school semester lived under discrimination practices. Nor can
any court thereafter devise an effective remedial measure."
- 3 3 -
Kelley v. Metropolitan County Board of Educ.. 436 F.2d 856
862 (6th Cir. 1970).
The Supreme Court and the individual Justices have consis
tently denied stays of integration orders. E. g. , Keyes v.
School District No. 1, Denver. 396 U.S. 1215 (1969) (Mr. Justice
Brennan, Acting Circuit Justice); Guey Heung Lee v. David
Johnson, No. A-203 (O.T., 1971) (August 25, 1971) (Mr. Justice
Douglas, Circuit Justice). The district court's stay order
should, therefore, be immediately vacated. While plaintiffs
do not believe that the school district's Sixth Grade Center
plan fully protects their constitutional rights, it does produce
desegregation and its implementation would be preferable to the
present segregated situation. The stay order should be vacated
so that defendants can begin immediately to prepare to implement
a desegregation plan for the second semester of the current
school year (cf. Carter, 396 U.S. 226 (1969)): either the Sixth
Grade Center Plan or a new plan to be approved by the district
court should plaintiffs prevail on this appeal as to the ultimate
propriety of the Sixth Grade Center plan.
CONCLUSION
WHEREFORE, plaintiffs respectfully pray that the judgment
below be affirmed insofar as it requires desegregation of the
County School District; that the stay order be vacated
and the cause remanded to the district court for preparation and
implementation of a nondiscriminatory desegregation plan for
the Clark County schools, to be effectuated by the beginning of
the second semester of the current school year; that this Court
- 3 4 -
award them attorneys' fees and costs on this appeal and direct
the district court to make such an award for the period of the
trial below; and for such other, further and additional relief
as to the Court may seem equitable and just.
Respectfully submitted,
New York, New York 10019
CHARLES L. KELLAR
1042 West Owens Avenue
Las Vegas, Nevada 89106
Attorneys for Plaintiffs, as
Appellees and Appellants
CERTIFICATE OF SERVICE
I hereby certify that on this 28th day of October, 1971,
I served a copy of the foregoing, Answering Brief of Plaintiffs-
Appellees and Opening Brief for Plaintiffs-Appellants, upon
Robert L. Petroni, Esq., 225 East Bridger, Las Vegas, Nevada,
attorney for defendants-appellants, and Frank A. Schreck, Esq.,
717 South Third Street, Las Vegas, Nevada, attorney for inter—
venors, by United States Mail, postage prepaid.
N
e\
IH THE DWITK1) STAXIS DISTRICT COURT
FOR THE EASTERN DISTRICT OR VXBCOTA
RICHMOND DIVISIDS
T>s I L * ®
MAY «n
CLEW.
CAROLYN BRADLEY, ate., ec ar
v.
THE SCHOOL BOARD OF THE CITY OF
RICHMOND, VIRGINIA, at al
C i m ACTION
■ 0. 3353-1
t
MEMORANDA
Thla class action, brought. taa yaara ago La aa effort to
and racial d lac rial nation in tha cparation of publla eoheols la
Richmond, Virginia, la bat ora tha Court oa a aatloa for ettomspa1
faaa. An approprlata ruling on t.ia faatog aatlaa rtylras m
abridged review of avanca since Marc.: of 1*70.
On March 10, 1970, a notion for ftirther relief aaa filed la
this case, and after extensive hearings t U f Court ordered late effoot
an Interim daaagragation plan prepared by tha School Board ftor the
achool year 1970-71, Bradley v. School Board of Clre ef
317 F. Supp. 555 (E.D. Va. 1970), end later, a plea for 1971-71, Id.,
------- F- SuPP-________ (*•»• Va. April 3, 1971). Appended to the
motion . - further relief was an application for an award of raaaoaabla
ajcorney.' fees, to be paid by tha City School Board. In .lght of tha
.fondants' conduct before and during litigation, and by reaeon of tha
unique character of school oaaeviagatloa eulte, Justice requires that
es s. d be awarded.
This case lay dorr, t fro- .960 until tha aatloa of March,
u. During that period the city schools ware operated uadaa a free
-JLee systaa of pupil aaslgnaant. Tha plea ana apprawed jy tha court
A P P U D I X
lo
{i}it
V
f
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f
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of appeals, Bradley v. School Board of city of Klohmond. 313 F. 2d 310
(4th Clr. 1965) , but the caae v u rsasndsd for further hearings oa
faculty assignments by the Supreme Coart, lredley a. Ishool Board of
the City of Richmond. 382 C.S. 103 (IMS). After eoae further dle-
trlct court proceeding the caae lay Idle uattl 1970. f
When the ault was reactivated the defendants were directed,
pursuant to this Court's usual practice la ached desegregation oaeee,
to state on the record whether they coatended that the schools were
then operating as a unitary system, and. If not, whet period ef tlee
would be required to formulate a constitutional plea. Za open court,
albeit reluctantly, the defendants admitted that the Constitution m s
not being coaplled with*; they ware ordered oa April 1, 1970, to sub
mit a unitary plan on or before May 11, 1970. hearings were set for
June, and the parties ware admonished as to the eeeeeslty ef lnple- i >
mentlng a unitary plan In the fall of 1970.
The Court will not restate Its findings of feet sad conclusions
of law which resulted from the hearings of the -unmer of 1970; these
are adequately covered in the reported deelaloa. A fee poises rele-
var.r to the present notion should be stressed.
Although the School Board had stated, as noted, that the free
choice system failed to comply with the Constitution, producing as It
did segregated schools, they declined to admit during the June hearings
that this segregation was attributable to the force of law (transcript,
hearing of June 20, 1970, at 322). Bearings which the Court had hoped
1. Of cotrse, It scarcely excuses the School Board's continued opera-
* tier, under an invalid plan that they were under an outstanding
court order to do so. Legal requirements change; iA*t is consistent,
' moreover, with a pace of deliberate speed at one time should not be
confused with the ultimate goal. The school system was la violation
of outstanding authoritative decisions, Si^np v. Charlbttg■MedllfBtPM
Board of Education. 431 F. 2d 13*. 141 (4th Clr. 1970), rav’d. In part.
U.S. (April 20, 1971). To await the plaintiffs' Initi
ation of legal action may have seemed a wise strategic choice, but
it cannot be equated with the fulfill sent of the af flmet lue duty
to Ji -<_gregate.
i
would be confined to the effectiveness of a plan of desegregation
consequently were expanded; the plaintiffs ware put to tha tine and
expense of demonstrating that govem e n t a l action lay behind tha
segregated school attendance prevailing In Rlcteond. Public and
private discrimination were shown to lie behind tha residential segre
gation patterns over which the School Board proposed to draw neighbor
hood school zone lines. Evidence on choice of echool end public
sites, restrictive covenants In deads, discrimination la federal mort
gage insurance opportunities, housing segregation ordinances,
continued practice of private discrimination eaa presented, woat of it
without cross-examination or serious attaag>t st refutation. All of
this proof was claarly relevant, not only undar jhflgg v. Cbarlotta-
431 F. 2d at
Mecklenburg Board of Education, supra./141. decided just prior to tha
hearings, but also under Brewer v. School Board of City of Bar folk.
397 F. 2d 37, 41 (4th Cir. 1968).
At the seme hearings the School Board presentee _ dasagiigatSf"
proposal developed by a team from the Department of Beale*., fare-tine
--d Welfare that was obviously unaocaptabla trader law rhea currant. Xt
is hard to see how the Board could have otherwise, for lta
proposals achieved very little desegregation beyond whet prevailed under
the free choice system, which It had rightly declined to defend. These
hearings wars held sore than two years after Green v. County School Board
of New Kent County. 391 U.S. 430 (1968) was handed does. Bines that time
-- has been clear that coapllance with tha Coastltutlwe la not measured
b\ the formal racial neutrality of a pupil assignment plan but rather
by Its effectiveness In extinguishing tha public policy ef segregation,
.-adorn of choice had left three of seven high schools all black amd
-3-
one nearly all white. It left five Junior high echoole out of slsvun
all black or nearly ao and two nearly ell white. Of forty-four elemen
tary schools twenty-two were substantially all black and eight alaoet
all white, vd th several others containing a significant but still
grossly disproportionate Negro enrollment. The School Board's deseg
regation proposal - - the HEW plan - - would have placed aaall minorities
of the opposite race In the three formerly black high schools end would
have left the white high school unchanged. Three Junior high echoole
would have remained as obviously black facilities and there would have
been two clearly white; and five alaoet 1001 white and fifteen nearly
all black elementary schools. Many other elementary schools could not
strictly have been called all black or all i*lte, but departed substan
tially from the systemwide ratio and would ha readily Identifiable
2
racially.
Not only did the results of the School Board proposal condaam
it, but also It felled to pees legal nuster because those who prepared
it were limited in their efforts further to desegregate by self-laposed
restrictions on available technique#. Consideration of residential
segregation in drawing sons lines was omitted, except thee It was de
cided at a late date to pair a few schools; transport atloo was not
seriously considered as a desegregation tool, end In general, aston
ishingly, race was not taken into account In the forwulatlon of the
plan. Since 1966 it has been plain that school boards la this circuit
may consider race in preparing cone plans. Wanner v. County School
t >ard of Arlington County. 357 F. 2d 452 (4th Clr. 1966). To her «•>»«■
vey factor from discussion would render leyoesible alaoet the first
A full tabulation of the results projected under th*. HXW plan Is
given in Bradley v. School Board of the City of hlchmood. supra.
317 F. Supp. at 564-65.
I
-w
step in the Board’s task of disestablishing the dual system. For
failure to address itself to the legal duty Imposed upon It by green,
that of taking affirmative action to desegregate, the plea was mani
festly invalid. Furthermore, Swann held that busing and satellite
zoning were legitimate integration techniques. Swann v. Charlotte-
Mecklenburg Board of Education, iupra. 431 F. 2d at 143-46. A plan
that failed even to experiment with these legitimate tools end yet
left such substantial segregation should never have been proposed to
the Court.
The School Board was directed to submit a further plan within
a month's time, and hearings were held on the second proposal. At the
r i
conclusion of the June proceeding the Court had specifically called
the parties' attention to recent appellate rulings fining the extent
of their obligation: Brewer v. School Board of City of Norfolk. 434
F. 2d 408 (4th Cir.) cert, denied 399 D.8. 929 (1970), Green v. School
Board of City of Roanoke. 428 F. 2d 811 (4th Cir. 1970); Jolted Stetea
v. School Board of Franklin City. 428 F. 2d 373 (4th Cir. 1970); gwanw
v. Charlotte-Mecklenburg Board of Education, supra. 431 F. 2d. Under
these precedents the School Board's second plan also felled to establish
a unitary school system. Its deficiencies a m fully treated la the
Court's earlier opinion^; the sxsst glaring inadequacy la the large pro
portion of elementary students placed la substantially segregated
schools. The Fourth Circuit in Swann rejected an elementary plan which
left over half the black elementary students in 8STL to 1001 black
...ioc.b and about half the whites in 861 to 1001 white schools. In the
.ace of that ruling the School Board proposed a plan uader which S,814
uradley v. School Board of the City of Bichmond. supra. 317 F. Bupp.
at 572-76.
f
>
r~f,
•<
of 14,943 black elementary pupil* would b* In ebelv* -11— Titrrj
achool* over 90% black, ano 4,621 of 10,296 whit* aleeentary pupil*
would actend seven 901 or more whir* school*. At th* m b * tla*,
although testimony in the June hearings by school administrators
indicated a consensus that desegregation of such schools could not
be achieved without transporting students, th* School Board had la
August still takan no steps to acquire th* necessary equip— nt
Because by that time it was too lat* to do so by th* beginning of th*
1970-71 school year, the plaintiffs war* forced to accept only partial
relief in the fora of the School Board's Inadequate plan on an lntsrle
basis.
The order approving that plan Included a direction to th* defen
dants to report to the Court by mid-November th* specific step* taken
to create a unitary system and to advise the Court of th* earliest date
such a system could be put into effect.
Appeals were noted by all parties, but effort* by th* City
Council to secure a stay, pursued at all levels, failed. On notion of
the Scnool Board, however, briefing was postponed by th* Court of Appeals
ponding rulings by th* Supreae Court on school desegregation cases then
before that court. The effect of that order was to stay all appellate
.breedings.
The School Board's November report atatad only that three fur
ther desegregation plana were in preparation and would be submitted on
January IS, 1971. Theae proposals were to be based on various ass— p-
tlons concerning the Suprecie Court's disposition of tbs cases before It.
In the meantime the: School Board sought relief frosi the Court's
outstanding order enjoining planned school construction. Depositions
expert witnesses were takan and th* natter waa submitted on briefs.
- t -
1/
V.
The evidence disclo.ed char the School Board had not aariou.ly re
viewed the site and capacity decisions which it had made, according
rlier testimony, without consideration of their impact on efforts
to desegregate. Rather it was reportedly determined that the site,
chosen were compatible with various cooc.iv.bl. measure, of the affirm
ative duty to desegregate, none of which we. consistent with current
decisions. Bases for the conclusions of compatibility, moreover, were
not presented. The Court declined to lift th. con.truction Injunction.
- ^ v" SchooX Board of H r y 0f Richmond. _____ y, Supp.
(E.D. Va. Jan. 29, 1971).
In December, prior to consideration of tha echool construction
issue, the plaintiffs moved for further relief affective during the
second semester of the 1970-71 school yaar, acting that th. defendant.'
report indicated that they did not intend further desegregation effort,
during the current year. The promised plan, were filed in January.4
The only proposal which promised more than an insubstantial advance
over toe inadequate interim plan, the School Board's Pl.r 3, required
:.u. purchase of transportation facilities which the School Board still
would only say it would acquire if so ordered. In It. Kov-ber report
J°ard Stated £Lrmly 1CB opposition to sny mid-year modifications
of the plan.
The Court declined to order further mid-year relief. Bradley v.
~ ° 1 B°ard °f Ctt* 0f Rlo^nd, _____ F. Supp. ______ (E.D. V... Jen.
29, 1971). Because of the nearly universal silance at appellate level.,
v.ich the Court interpreted a, reflecting it, own hop. that authorita
tive Supreme Court rulings concerning tha desegregation of schools In
They are described in this Court
joard ut City of Richmond, _____ a prior opinion, Bradley v. School
F- SuPP- ______(E.D. Va. .Apr. 5, 1971).
- 7-
major metropolitan systems might bear on the actant of the defen
dant*' duty, the Court felt that It would not be reasonable to re
quire further stepa to desegregate during the second semester, end
particularly ao In view of the expense of such steps and the likelihood
that they could not become effective, on account of the delay In ac
quiring transportation facilities, until late In that aamaatar. The
fact remains, nonetheless, that the School Board had made effective
and limned late further relief nearly lmpoeslbla because It had not
taken the specific step of seeking to acquire buses. This policy of
Inaction, until faced with a court order, la especially putt ling In
view of representations later made by counsel for the School Board to
the effect that at least flfty-slx bus units would have to bo bought,
In the Board's view, In order to operate under nearly any possible
plan during the 1971-72 school year.
Finally, the Court heard further evidence on the plan to be
Implemented during 1971-72.5 The School Board, as noted, offend
three plans;6 one only, aa stated, would work to eliminate the sub
stantial segregation that remained in Richmond schools. Plan 1 was
a strictly contiguous geographic coning system. Plan 2, at the ele
mentary level, suffered from the same fault* which had condemad tha 1
echool administration's plan In Swann and tha Interim plan In this case.
Plan 3 substantially eliminated tha racial ldemtlflablllty of
elementary facilities. But, although the Board prepared that plan,
they did not urge Its adoption but Instead endorsed plan 2 for tha
1971-72 school year. At the hearings, counsel for the School Board
5. The Instant motion seek* only fee* and expenses for litigation to
January 29, 1971, but evidence of subsequent behavior of the defen
dants la relevant in that It tends to show a consistent policy,
pursued at all stage* of tha caa*.
6. Details of the proposals are given In Bradley v. School Board of
City of Richmond. ______ P. Supp. fr.D. V a " April*. 1971).
-8-
again stated that no furthar tranaportatloa units would ba acquired
unleaa the Court so ordarad specifically, despite that the Court had
found In August of 1970 that the Interim plan did not achieve a euf-
A
flclent level of desegregation and could be approved as a taagwrery
expedient only In view of the lack of equlpamnt neeassary for further
desegregation. The Court directed the adoption of plan 3 for the
upcoming school year.
As a very general stataamnt of the law. It Is true that American
courts do not reimburse the victorious litigant for the full price of
his victory, his attorney's fees and expenses. See Goodhact, Costs.
38 Yale L.J. 849 (1929). Like moat generalisations in law, this rule
Is subject to several exceptions. The shape of these exceptions pro
vides an exaapla of the tensions existent In our system between two
sources of legal rules: courts and legislatures. For ths cases show
that courts recognise a power in themselves, necessary at times in
order fully to achieve justice, to direct that a losing litigant pay
his opponent's attorney's fees. This power, If It has a statutory
source at all, Is conferred lnpllcltly In the grant of equitable juris
diction. At the sans time legislative directives sametlmss provide
that a court may or must award a winning plaintiff reasonable counsel
fees. Such statutes, not lnfre^iently, form part of a more extensive
legislative scheme which creates a legal right a—d the appropriate
remedy for Its violation. It la not difficult to see how legal doubts
may arise as to the court's power In a certain case to direct the pay
ment of fees. Host federal cases Involve tha vindication of statutory
rights. In certain caeas the question arises whether Congress, In
omitting from legislation any provision for the award of counsel fees,
Intended to lapoee a restriction on available relief or Intended instead
9-
to permit the court, to axercis. the power resting In the. under
existing decisions. Conversely, where • award 1 . sp^ifinnUy
authorized, the question arise. whether s o n different factual * a„l»g
fron, that required under general equitable principle, support. ,n
award.
The plaintiff, do not argue that explicit statutory authori
zation exists for an averd of counsel fee,. Th. case 1. brought pur
suant to 42 U.S.C. , 1983 and this Court's general equlteble power to
enforce constitution.! protections; Congress ha. not -end-ted that
Judgments on such cases should a. . matter of ordinary course Include
the payment of coun^l f.... w u i u , . v. Ugbrough, 415 P. 2d 874
(5th Clr. 1969), cert, denied, 396 U.S. 1061 (1970).
The case therefore present, an issue to be resolved on the
basis of principle, governing this Court's gen.r.1 equitable discretion,
If discretionary power 1. av.ll.ble to the Court In -alters of this
nature. In seeking out whatever particular or special circumstance.
Justify an award of attorney's fees, the Court must be mindful that
this case should be compart not solely with other case, concerning
school desegregation, but with all other type, of litigation a. well.
gpragu- v* laconic National Bank. 307 U.S. 161 (1939), estab
lishes that counsel fee. and other litigation axpenses, not taxabla as
costs by statute, may be awarded a. part of a litigant's relief.
"Allowance of such costs In appropriate situations Is part of the
historic equity Jurisdiction of the federal courts," id., 164. On.
circumstance In which an award may be an appropriate use of the power
of equity Is that In which an individual litigant by hi. activities
creates or preserve, a fund In which other, than he may have an
interest. Sprague we. such a case, in effect, but the Court In that
7. See, e ^ , Trustees v. Greenough. 105 U.S. 527 (1881); Kahan v.
rthhn9tlepi 2d 161 (3d Clr,) 'WoUd. 348 U.S. 950 (197gibbs v. Blachwalder, 346 F. 2d 943 (4th Clr. 1965): Mercantlla-
J8g*ChM*t Arkan**« P l a t r l c t . 106 F. 2d 966
decision declined to limit the equity court’, power to any partleuler
circumstance.. "As In w c h else that pertains to equitable juried lc-
tlon, Individualization In the exerclae of a discretionary power will
alone retain equity as a living systeai and save It from sterility . . . .
In any event such allowances are appropriate only In exceptional cases
and for dominating reasons of Just Ice," Id., 167.
Flelschmann Distilling Corn, v. Malar Brewing Co.. 386 U.S. 71*
(1967), stresses that the principles allowing awards of couneel (m s
have no application In cases involving "statutory causes of action for
which the legislature had prescribed Intricate raamdles," Id.. 719,
not Intended by Congress to Include the payment of counsel fees. Pie inch-
mann has, however, been followed by Henman v. Plxxle Part: Enterprises.
390 U.S. 400 (1968), and Mills v. Electric Auto-Lite Co.. 396 U.S. 375
(1970). In Neman, an action under the 196* Civil tights Act, *2 U.S.C.
i 2000a, et seq., an enactment tdilch provides In terms that fcs remedies
are exclusive, 42 U.S.C. f 2000a-6(b), the Court held that a successful
plaintiff should be awarded attorney's fees In the ordinary case, under
a specific provision of the act. The Court noted, however, that such a
sanction could have been laqtosed upon a defendant who litigated In bad
faith for purpose, of delay, Newman v. PUxle Park Enterprises, supra.
402 n. 4, even had Congress not authorized by statute an award of
counsel fees.
In Mills the Court directed that a corporation reimburse plain
tiffs in a derivative suit for their attorney's fees, despite that the
statute Involved made specific provision for attorney's fees only in
sections other than that on which liability was predicated in the action.
Congress' failure to establish the precise bounds of possible relief for
%
-11
■»
V
violation of it. prohibitions (indeed the private right of action
is implied) was thought to reflect an intention not to exclude the
possibility of an award of attorney's fee. under conventional princi
ples. Mill. v. Electric Auto-Mte Co., su£ra, 391. The Court directed
an interim award on a variation of the fund theory.
Lower court, have also construed federal enactment., old and
recent, not to bar an award of attorney', fees when equity would re
quire it, in the absence of indicia of congressional purpose to render
•uch relief unavailable. See Lee v. Southern Home Site, m . p 429
F. 2d 290 ( 5th Cir. 1970) (42 U.S.C. , 1982); JUhjj, v. Ro.en.tlel- ,„pra,
(Securities Exchange Act J 10b, Rule 10b-5) ; Local 149. TntemaM^.i
Union, Automobile, Aircraft and Agricultural Implement Manufacture, of
hS^£i£3 V- ^ rlcan Brake Sho« 298 F. 2d 212 (4th Cir.) cart, denied.
369 U.S. 873 (1962) (L«bor Management Relations Act | 301).
Section 1983 and general federal equitable power to protect con
stitutional rights are not restricted by any congressional language in
dicating an intention to preclude an award of counsel fee., either by
express exclusion or the creation of an Intricate ra«dial scheme. The
statute creates liability
"in an action at law, suit in equity, or
other proper proceeding for redress."
42 U.S.C. { 1983.
In its reference to suit, in equity the statute must be taken
to authorize relief, such a, .ward of counsel fees, a. might normally
be available in such suits. Case law prior to Flelschmann in school
desegregation cases, discussed below, recognize, the power of a federal
equity court trying a desegregation suit to award counsel fees. In the
light of the decisions subsequent to Flelschmann. such construction of
S 1983 is not subject to serious question.
The issue, then, is whether this case is a proper one for a
discretionary award.
-12-
Many of the cases directing or approving an award of
attorneys' fees turn upon the fund theory: the concept that, first,
a litigant's counsel fees have been expended in such a manner as to
benefit a number of other persons, not participating in the suit, and
that, second, means are available whereby such outside beneficiaries
can be made to bear something like a pro rata share of expenses by
taking the fee from a defendant (a fiduciary, often) who holds or
controls something in which the beneficiaries have an Interest.
School desegregation cases, or any suits against governmental bodies,
do not fit this fund model without considerable cutting and trinsning.
This is a class suit to be sure, with class relief, but to say that
the plaintiff class will actually in effect pay their attorneys if
the School Board is made to pay counsel fees entails a number of
unproved assumptions about the extent to which pupils pay for their
free public achoollng.
Nonetheless, the fund theory does not exhaust the grounds on
which an equity decree to pay counsel fees may be based. Other cases
exist in which "overriding considerations Indicate the need for such
recovery." Mills v. Electric Auto-Lite Co., supra. 391-*2; see Note,
77 Harvard L.Rev. 1135 (1964). Such considerations in general are
present when a party has used the litigation process for ends ether
than the legitimate resolution of actual legal disputes.
Cuardian Trust Co. v. Kansas City Southern Rellway Co., 28
F. 2d 233 (8th Cir. 1928), rev'd. on other grounds, 281 U.S. 1 (1930),
the Eighth Circuit reviewed exhaustively the circumstances in which an
equity court might allow costs "as between solicitor and client" despite
the lack of statutory authority. That court concluded that such a fee
award was proper in a number of instances, including those in which a
13-
“a”'“ry hl, t„.tl or, psrty h„ d<fond>d bu
W l . . ! and u tlg..
*>“ ' * - v « h .i..„„doc,, h..
on the merits.
In Rude v. Buchalter, 286 U.S. 451 (1932), the Supreme Court
held unwarranted award of attorney', fees against an unsuccessful
Plaintiff where no finding of particular bad faith or an Intent to
"perpetrate a fraud or impose upon the court." Id.. 459, was made.
The Court said also that those seeking such sn award did not. on
the record, appear deserving of .uch equitable treatment.
The Seventh Circuit, in I n ^ c h w j r t r , 130 F. 2d 229 (7th
Cir. 1942). approved an award of $1000 counsel fee. to be paid by
parties who forced an opponent into "unnecessary, groundless, vexatious
•nd oppressive," Id., 231, litigation.
The Supreme Court, in Universal Oil Co. v. Root Refining r«
U.S. 57S (1946). th,t „ „ „ „ ^ ^ ^ _
00911 .̂ .u, „ ot .„ if
^ ■ »« *«<«..' «. • ». ol„TO ̂
Ticonic National Bank, sunra 1A7 • •------aujira, 167, such as would be the case if . liti
gant had practiced a frauc upon the court.
A leading case in this Circuit is RoUx v. Atlantic Coaat
M i l - S i ^ . 186 F. 2d 473 (1951). a case from this Court. Chief
dudge Parker gave the opinion that it would be entirely Justifiable
for the trial court, on remand, to tax a. costs ag.in.t the defendant
labor union, guilty of a clear breach of it. duty of fair representa
tion, a reasonable attorneys' fee:
-14-
1 4p
Ordinarily, of course, attorneys' feea, except
*s fixed by statute, should not be taxed as a
part of the costs recovered by the prevailing
party; but in a suit in equity where the taxation
of such costs is essential to the doing of justice,
they may be allowed in exceptional cases. The Jus
tification here is that plaintiffs of small means
have been subject to discriminatory and oppressive
conduct by a powerful labor organization which was
required, as a bargaining agent, to protect their
interests. The vindication of their rights necess
arily involves greater expense in the employing of
counsel to institute and carry on extensive and im
portant litigation than the amount involved to the
individual plaintiffs would justify their paying.
In such situations, we think that the allowance of
counsel fees In a reasonable amount as a part of
the recoverable costs of the case is a matter rest
ing in the sound discretion of the trial ludse
Id.. 481.
Although the indication that such costs are proper if "essential
to the doing of justice" in a sense begs the question, the factors men
tioned give some guidance. The suit obviously benefited an entire class
of Negro locomotive firemen. The defendant, equipped with legislatively-
t°
conferred bargaining powers, owed them something akin/a fiduciary’s con-
eern and had violated that duty. The resources of the parties were dis
proportionate. The cost of litigation was disproportionate to the
monetary benefit to any one plaintiff. Last, the legal issues were
relatively settled before suit. Analogous factors are present in the
instant litigation.
In Taussig v. Wellington Fund, Inc.. 187 F. Supp. 179 (D. Del.
1960) *ff'd. 313 F. 2d 472 (3d Cir. 1963), cert, denied. 374 U.S. 806
(1963), a stockholders derivative suit charging unfair competition,
the shareholder plaintiffs were awarded attorneys' fees not out of the
treasury of their corporation, which their lawsuit presumably benefited,
but against those guilty of unfair practices. Such an equitable damage-
award, the court said, must be premised on a finding that "the wrong
doers' actions were unconscionable, fraudulent, willful, in bad faith,
vexatious, or exceptional," Id., 187 F. Supp. at 222 (footnotes omitted).
-15-
Our own Circuit ruled that it was within the power of a court
of equity to award attorneys' fees in a suit under f 301 of the Taft-
Hartley Act to enforce an arbitrator's award if it were shown that
the employer's refusal to comply with the award was arbitrary and
unjustified. The decision was based on precedents establishing a
court's equitable power and on the judicial duty to develop a body
of federal law under J 301. In the particular case the litigation was
Ju,tifiad, and a fee award improper, because questions of some legal
substance remained. Local 149, International Union, United Automobile.
Aircraft and Agricultural Implement Workers of America v. American
Brake Shoe Co., supra.
In Vaughan v. Atkinson. 369 U.S. 527 (1962), attorneys' fees
as an item of damages on an admiralty case were held due when the«
owner's conduct toward an ill seaman was consistently stubborn:
In the Instant case respondents were callous in
their attitude, making no investigation of
libellant's claim and by their silence neither
admitting nor denying it. As a result of that
recalcitrance, libellant was forced to hire a
lawyer and go to court to get what was plainly
owed him under laws that are centuries old. The
default was willful and persistent. Id., 530-31.
A district court in another case declined to exercise its
acknowledged equity power to award attorneys' fees in a suit against
a labor union, finding nc "fund" had been created and no compelling
circumstances otherwise existed. The court conroented, however, that:
[W]ith the possible exception of civil rights
litigation, see Bell v. School Bd.. 321 F. 2d
500 (4th Cir. 1963), 77 Harv. L. Rev. 1135
(1964), no area is more susceptible to the salutary
effects of the exercise of the chancellor's power
to award counsel fees without the presence of a
fund than litigation Involving a member and his
union. Primarily, this litigation seeks solely
equitable relief and traditionally puts an impe
cunious group of members against a solvent union
-16-
vith little expectation of a substantial monetary
award from which to pay a counsel fee, even a
contingent one. This recognition has prompted
aeveral courts to allow counsel fees to successful
union members who through litigation have correc
ted union abuse even though they have not estab
lished a fund or conferred a pecuniary benefit
upon the commonwealth of the union. Cutler v.
American ̂ Federation of Musicians. 231 F. Supp.
845 (S.D. N.Y. 1964), aff'd. 366 F. 2d 779 (2d
Cir. 1966), cert, denied. 386 U.S. 993 (1967).
A class suit to reapportion a local government unit, Dyer v.
Love, 307 F. Supp. 974 (H.D. Miss. 1969), was the context for an award
of counsel fees In a civil rights case. When the defendants, members
of a board of supervisors, declined to reapportion their constituents,
despite gross population variations between districts, and Instead
forced cltlsens to initiate "vigorously opposed" litigation, the
court found this "unreasonable and obstinate" conduct to be fair basis
for a fee allowance, even though there had been no Supreme Court holding
during most of the suit's pendency explicitly defining the defendants'
duty, Id., 987. The direction of the developing law, the court said,
should have been clear. Additionally, the court held that the absence
of any fee agreement between plaintiff, and their lawyer constituted no
bar to an award, because It was within the court's power to order pay-
tnent to the Attorneys themselves.
In another case out of the same court, an allowance of counsel
fee. was denied when the losing defendants, public educational adminis
trators, were found not to have presented their defenses "In bad faith
or for oppressive reasons," Stacy v. Williams. 50 F.R.D. 52 (N.D. Miss.
1970) .
In Lee v. Southern Home Sites Corp.. supra, the Fifth Circuit
authorized attorneys' fee awards in a suit under 42 U.S.C. » 1982
contesting racial discrimination In housing sales, relying on the
-17-
dUo'-tive in Jones v. Alfred H. Mayer Co.. 392 U.S. 409 (1968) , to
fashion appropriate and effective equitable remedies for $ 1982
violations. The discretionary power clearly exists, the court said,
and its exercise is especially appropriate in civil rights cases,
where often discrimination with wide public impact can be terminated
only by private lawsuit and problems of securing legal representation
have been recognized. Hoover, because the district court's exercise
of its discretion could only be reviewed on the basis of factfindings
on the relevant issues, the case was remanded for further proceedings.
Jkjmerous other cases support the power of a court of equity
to allow counsel fees when a litigant's conduct has been vexatious or
groundless, or he has been guilty of overreaching conduct or bad faith.
See Siegel v. William E , Bookhultz & Sons. 419 F. 2d 720 (D.C. Cir.
1969); Smith v. Allegheny Corp.. 394 F. 2d 381 (2d Cir.) cert, denied.
393 U.S. 939 (1968); McClure v. Borne Chemical Co.. 292 F. 2d 824 (3d
Cir.) cert. denied, 368 U.S. 939 (1961); In re Carlco. 308 F. Supp. 815
(E.D. Va. 1970); Stevens v. Abbott. Proctor & Paine. 288 F. Supp. 836
(B.D. Va. 196C).
School desegregation decisions illustrate the specific applica
tion of a court's equitable discretion to allow counsel fees to plain
tiffs when the evidence shows obstinate noncompliance with the law or
imposition by defendants on the Judicial process for purposes of harass
ment or delay in affording rights clearly owing. See, e.g. Nesblt v.
Statesville City Board of Education. 418 F. 2d 1040 (4th Cir. 1969);
Williams v. Kimbrough, supra; Cato v. Parham. 403 F. 2d 12 (8th Cir. 1968); |
^ c v- County Board of Education of Lincoln County. 391 F. 2d 77 (6th
Cir. 1968); Hill v. Franklin County Board of Education, 390 F. 2d 583
-18-
18e
(6th Cir. 1968); Clark v. Board of Education of Little Rock School
District, 369 F. 2d 661 (6th Cir. 1966); Griffin v. County School
Board of Prince Edward_County, 363 r. 2d 206 (4th Cir. 1966); Kemp v.
Beast**. 352 F. 2d 14 (8th Cir. 1965); Bradley v. School Board of rftv
of Richmond, supra, 3A5 F. 2d; Roger* v. Paul. 3A5 F. 2d 117 (8th Cir.)
rev’d. on other grounds, 382 U.S. 198 (1965); Brown v. County School
Board of Frederick Count y. 327 F. 2d 655 (Ath Cir. 196A) ; Bell v.
County School Board of Powhatan County. 321 F. 2d A9A (Ath Cir. 1963);
— t-*vay v* County School Board of Surry County. 230 F. Supp. 480 (E.D.
V,,) rgy'd- on other ground*, 339 F. 2d 486 (Ath Cir. 1964). See also,
Felder v. Harnett County Board of Education. 409 F. 2d 1070 (4th Cir.
1969), concerning Appellate Rule 38 and "frivolous" appeal*.
A prior appellate opinion in thi* case atates that district
court* .hould properly exercise their power to allow counsel fees only
"when it is found that the bringing of the action should have been
unnecessary and was compelled by the school board', unreasonable,
obstinate obduracy." Bradley v. School Board of City of BirhmrmH
•ufita, 345 F. 2d at 321. The Court of Appeals recognized that appellate
review of auch order*, however, necessarily had a narrow scope and
fallad to disturb a nominal fee award.
In determining whether this particular lawsuit was unnecess
arily precipitated by the School Board's obduracy, the Court cannot
turn the clock back," Brown v. Board of Education of Topeka. 347 U.S.
483, 492 (1954), to 1965. The School Board's conduct must be con
sidered with reference to the state of the law in 1970. The Court has
already reviewed the course of the litigation. It should be apparent
-19-
X
that since 1968 at the latest the School Board was clearly In
default of Its constitutional duty. When hailed Into court,
moreover, It first admitted Its noncomp Hence, then put Into con- •
teat the responsibility for persisting segregation. When liability
finally was established, it submitted and Insisted on litigating the
merits of so-called desegregation plans which could not meet announced
Judicial guidelines. At each stage of the proceedings the School
Board s position has been that, given the choice between desegregating
the schools and committing a contempt of court, they would choose the
8ut that In any event desegregation would only come about by
court order.
Other courts have catalogued the array of tactics used by *
school authorities in evading their constitutional responsibilities,
8wann v< Charlotte-Mccklenburg Board of Education, supra. _____ o.S.
-t ------- (April 20, 19'U) (slip opinion at 9); Jones v. Alfred H.
Mayer Co_., supra, 448 n.5 (1968) (Douglas, J., concurring); Wright v.
Council of the City of Emporia. No. 14,552, ______ P. 2d ______,
(4th Clr. Mar. 23, 1971)(slip opinion at 13-14)(Sobeloff, J., dissenting).
The freedom of choice plan under which Richmond was operating clearly
was one Such. When this Court filed Its opinion of August 17, 1970,
confirming the legal invalidity of that plan, the HEW proposal, and
the Interim plan, It was not propounding new legal doctrine. Because
the relevant legal standards were clear It Is not unfair to say that
the litigation was unnecessary. It achieved, however, substantial
delay In the full desegregation of city schools. Courts are not meant
are
to be the conventional means by which persons' rlghts/afforded. The
law favors settlement and voluntary compliance with the law. When
parties must Institute litigation to secure what is plainly due them,
It Is not unfair to characterize a defendant's conduct as obstinate
-20-
•nd unreasonable and » a perversion of the purpose of adjudication,
which Is to settle actual disputes.
It Is no argument to the contrary that political realities
may compel school administrators to Insist on Integration by judicial
decree and that this 1. the ordinary, usual means of achieving com
pliance with constitutional deaegregatlon standards. If such consid
erations lead parties to mount defenses without hope of succeas, the
judicial process is nonetheless Imposed upon and the plaintiffs are
callously put to unreasonable and unnecessary expense.
As long ago as 1966 a court of appeals In another circuit
uttered a atrong suggestion that evasion and obatructlon of desegre
gation should be discouraged by convening state officials to bear
the cost of relief:
The Board la under an lamediats and absolute con
stitutional duty to afford non-raclally operated
school programs, and It baa been given judicial and
executive guidelines for the performance of that
<*uty. If well known constitutional guarantees con
tinue to be Ignored or abridged and Individual pupils
are forced to resort to the courts for protection,
the time Is fast approaching when the additional sanc
tion of substantial attorneys fees should be seriously
considered by the trial courts. Almost solaly because
ob8tlnat®» adamant, and open reals trance to the
law, the educational system of Little Rock has been
embroiled In a decade of costly litigation, while con
stitutionally guaranteed and protected rights were
collectively and Individually violated. The time Is
coming to an end when recalcitrant state officials can
force unwilling victims of Illegal discrimination to
baar the constant and crushing expense of enforcing
their constitutionally accorded rights. Clark v. Board
of Education of Little Rock School District, supra. 671.
That time ha. now expired. See also, gato v. Parham, supra. Our Court
of Appeals, too, has Indicated a willingness to place litigation costs
on defendants In recent cases; In Sesblt v. Statesville City Board of
Education, supra, they took the unusual step of directing the district
-21
court to exercise It, discretion In the matter In f.vor of the plain
tiffs. This was also done six year, before In Bell v. County School
Board of Powhatan County su£ra, when aggravated misconduct wa. shown,
In Nesbit, by contrast, the defendant, seem to have been guilty of
delay alone.
Not only has the continued litigation herein been precipitated
by the defendants' reluctance to accept clear legal direction, but
other compelling circumstances make an equitable allowance nece.sary.
This ha. been a long and complex .et of hearings. Plaintiffs' counsel
have demonstrated admirable expertise, dl.cus.ed below, but from the
beginning the resource, of opposing partle. have been disproportionate.
Ranged against the plaintiff, have been the legal .t.ff of the City
Attorney', office and retained counsel highly experienced in trial
work. Additionally the School Board pos.a.aed the assistance of its
entire admlnl.tr.tive staff for inve.tig.tlon and an.ly.l. of Informa
tion, preparation of evidence, and expert testimony of educator.. Few
litigants - even the wealthiest - come Into court with re.ource. at
once so formidable and ,o .ulted to the litigation t.ak at hand. Sums
paid outside counsel alone far exceed the plaintiffs' estimate of the
cost of their time and effort.
Moreover, this sort of case 1. an enterprise on which any
private Individual should shudder to embark. No substantial damage
award 1. ever likely, and yet the costs of proving a case for Injunc
tive relief are high. To secure counsel willing to undertake the Job
of trial, Including the substantial duty of representing an entire
class (something which must give pause to all attorneys, sensitive
22-
•«» inc K‘w«i»6iun to ics ethical responsibilities) necessarily
»ea„. that someone - plaintiff or lawyer - must make . great sacrifice
unless equity Intervenes. Coupled with the cost of proof 1. the likely
personal and professional cost to counsel who work to vindicate sonority
right, in an atmosphere of resistance or outright hostility to their
efforts. See NAACP v. Button, 371 D.S. 415. 435-36,(1963); Sanders v.
401 P. 2d 241 (5th Cir. 1968).
still further, the Court must note that the defendants' delay
^ ln“Cti°n c°n» ^ t e d more than a cause for needles, litigation.
It Inspired in a community conditioned to segregated school, a false
hope that constitutional Interpretation, a. enunciated by the court,
pursuant to their responsibilities, a. Intended by the Constitution,
could l„ BO M manner, other than a. contemplated by that very document,
be Influenced by the sentiment of a coenunlty.
n»e foregoing In no manner is Intended to express a lack of
personal compassion for the difficult and arduous task loosed upon
the members of the defendant school board. Nevertheless they, and
Indeed the other defendant, as well, had a public trust to encourage
what may well be considered one of the most precious resources of a
community; an attitude of prompt adherence to the law, regardless of
the manifested erroneous view that mere opposition to constitutional
requirements would In some manner result in a change In those require
ments.
Power over public education carries with it the duty to provide
that education In a conatltutional manner, a duty In which the defen
dants failed.
-23-
These general factors were present, although in lesser
magnitude, in the Relax case in 1951, in which the Fourth Circuit
said that an award of counsel fees would be fully justified.
Passing the question of the appropriateness of allowing fees
on the basis of traditional equitable standards, the Court is persuaded
that in 1970 and 1971 the character of school desegregation litigation
has become such that full and appropriate relief must include the award
of expenses of litigation. This is an alternative ground for today*,
ruling.
The circumstances which persuaded Congress to authorize the
payment of attorney's fees by statute under certain sections of the
1964 Civil Rights Act, see 42 U.S.C. if 2000a-3(b), 2000e-5(k), very
often are present in even greater degree in school desegregation liti
gation. In Newman v. PlEBle Park Enterprises, Inc., supra, the Supreme
Court elucidated the logic underlying the 1964 legislation:
When the Civil Rights Act of 1964 was passed, it was
evident that enforcement would prove difficult and
that the Nation would have to rely in part upon pri-
vate litigation as a means of securing broad compli-
ance with the law. A Title II suit 1. thus private
In form only. When a plaintiff brings an action
under that Title, he cannot recover damages. If he
obtains an injunction, he does so not for himself
alone but also as a "private attorney general," vin
dicating a policy that Congreas considered of the
highest priority. If successful plaintiff, were
routinely forced to bear their own attorneys' fees
few aggrieved parties would be in a position to ad
vance the public Interest by invoking the injunctive
powers of the federal courts. Id., 401-02.
— 1??*n W M followed 1" Mil*! v* Amusement Enterprises. Inc.. 426 F. 2d
534 (5th Cir. 1970), in which the court recognized that in cases where
the plaintiffs had undertaken no obligation to pay counsel, congressional
purposes would best be served by directing payment to the lawyer..
-24-
2 4 e
The rationale of Newman, moreover, has equal force in employ
ment discrimination cases, even where plaintiffs are only partially
successful, where their lawsuit serves to bring an employer into com
pliance with the Act. tea v. Cone Mills Corn.. No. 14,068, ______ F. 2d
______ (4th Cir. Jan. 29, 1971); Parham v. Southwestern Bell Telephone
Co., 433 F. 2d 421 (5th Cir. 1970).
School desegregation cases almost universally proceed as class
actions. Use of this unconventional form of action converts a private
lawsuit into something like an administrative hearing on compliance of
a crucial public facility with legal rules defining, in part, its
mission. Such result has come about as the law developed so that it
protects as a matter of individual right not Just admission into form
erly white schools of black applicants, but attendance in a nondls-
crlminatory school system. Green v. County School Board of New Kent
County, supra; Bradley v. School Board of City of Richmond. 317 F. 2d
429 (4th Cir. 1963).
Manifestly, too, not only are the rights of many asserted in
such suits, but also it has become a matter of vital governmental policy
not Just that such rights be protected, but that they be insaedlately
vindicated in fact. See 42 U.S.C. f 2000e, et seq. Partly this national
goal has been pursued by administrative proceedings, but a large part of
the Job has fallen to the courts, and for them it has been a task of
unaccustomed extent and difficulty. "Nothing in our national experience
prior to 1955 prepared anyone for dealing with changes and adjustments
of the magnitude and complexity encountered since then." Swann v.
Charlotte-Mecklenburg Board of Education, supra. _____ U.S. _________
(slip opinion at 9) .
-25-
2 5e
Til* private lawyer In such a case most accurately say be
described as "a private attorney general." Whatever the conduct of
defendanta may have been, It is Intolerably anomalous that counsel
entrusted with guarantying the effectuation of a public policy of
nondiscrimination as to a large proportion of citizens should be
compelled to look to himself or to private Individuals for the re
sources needed to sake his proof. The fulfillment of constitutional
guaranties, when to do so profoundly alters a key social Institution
and causes reverberations of untraceable extent throughout the conmunlty,
Is not a private matter. Indeed It uiay be argued that It Is a task
which might better be undertaken In some framework other than the adver
sary system. Courts adapt, however; but in doing so they naast recognize
the new legal vehicles they create and ensure that Justice Is accomplished
fully as effectively as under the old ones. The tools are available.
Under the Civil Rights Act courts are required fully to remedy an es
tablished wrong, Griffin v. County School Board of Prince Edward
Count*, 377 U.S. 218, 232-34 (1964), and the payment of fees and ex
penses In class actions like this one is a necessary Ingredient of
•uch a remedy,
rule 1* consistent with the Court's power and serves an
evident public policy to encourage the Just and efficient disposition
of cases concerning school desegregation. Cf. 42 U.S.C. } 2000c-6.
It serves no person's Interest to decide these cases on the basis of
a haphazard presentation of evidence, hampered by Inadequate manpower
for research Into the bases of liability and the elements of relief.
Where the Interests of so many are at stake, justice demands that
the plaintiffs' attorneys be equipped to inform the court of the con
sequences of available choices; this can only be done if the availability
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26e
of funds for representation is not left to chance. In this unpre
cedented fora of public proceeding, exercise of equity power requires
the Court to allow counsel's fees and expenses, In a field In which-
Congress has authorised broad equitable remedies "unless special cir
cumstances would render such an award unjust," Nemnan v. Plggle Park
Enterprises, Inc., supra. 402. No such circumstances are present here.
The amount of the allowance Is not difficult to establish.
Counsel have agreed to submit the matter of costs, fees and expenses
to the Court on documentary evidence. The period of time to which this
the
opinion relates runs from/March, 1970, motion for further relief until
January 29, 1971. Findings of fact as to defendants' actions after
that date have been made; these tend to establish their continuing
pattern of inaction and resistance.
Trial counsel for the plaintiffs demonstrated throughout the
litigation a grasp of the material facts and a coomand of the relevant
law equaled by very few lawyers who have appeared before this Court.
Needless to say their understanding of the field enabled them to be of
substantial assistance to the Court, which is their duty. Local counsel
did not examine witnesses, but assisted In pretrial preparation and also
at hearings, as required by local rules. Some of the working hours In
cluded In counsel's estimates of time spent, moreover, Include travel
times. These are properly listed for two reasons. First, counsel can
and do work while traveling. Second, other complex cases often require
parties to enlist the aid of out-of-town counsel, for whose travel
time they pay.
In conformity with practice In his home bar of Memphis, Tenn
essee, a lawyer for the plaintiffs secured three affidavits from dis
interested brother counsel stating their estimate of the fair value
of legal services rendered by plaintiffs' counsel. The affidavits state
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fact. showing . current familiarity with prevailing fee rate, and
irith, in two caaea, the full ca.e file. Conaidering the abilltie.
of counael, tha time required, am! the reaulta achieved, these lawyers
placed a value on the service, very close to the estimate, of the
plaintiffs.
The Virginia Supreme Court of Appeal, long ago set forth the
factor, relevant to the valua of an attorney', services:
icjlrcumatancea to be considered . . . ere the
•eount and Character of the service, rendered, the
responsibility imposed; the labor, time and trou-
ble involved; the character and importance of the
■attar in which the services are rendered; the
a-ount of money or the value of the property to be
\ ' k i l l and experience
called for; the character and standing in their
profession of the attorneys; and whether or not
the fee is absolute or contingent . . . The result
secured by the services of the attorney m y liks-
■tse be considered; but mrely as bearing upon the
consideration of the efficiency with which they were
rendered, and in that way, upon their value on a
quantum meruit, not fra. the standpoint of their
T « Uv.t0ioh* , ^ tent- Campbell County v. Howard,133 Va. 19, 112 S.E. 2d^B76, 885 (1922). ------
In this case the marshalling of evidence on liability and especially on
f-ady - r e co-plex tasks. The responsibility was probably a. great as
aver falls upon a private lawyer. T i m spent we. considerable; the
Court accept, the estimates of time and expenses dated January 6, 1970,
as modified in a memorandum submitted on March 15, 1970. The subject
of the litigation we. of the utmost importance. The Court has already
referred to the lawyers' performance, which they undertook without
assurance of reasonable compensation. Substantial result., too, were
secured by their efforts.
On the basis of these factors, plus the equitable considerations
compelling an allowance, the Court ha. determined that a reasonable
sttomey' s fee would be $43,355.00.*
The Court has reduced the requested allowance pursuant to the supple
mental memorandum filed by plaintiffs under date of Mar. 15 1971
and in addition has deducted the item of $990 having to do with City
Council s requested stay of Court's order of August 1970.
Expenses incurred, including taxable costs, have also been
estimated by the plaintiffs. As in the case of attorney's fees, these
cover the period from March of 1970 through January 29, 1971, and
relief is not requested with reference to matters raised by the motion
for Joinder of further parties filed by the School Board. Costs and
expenses s. to those matters are therefore not under consideration.
Because the Court has decided that plaintiffs' counsel are due
an allowance of the actual expenses of the litigation, it 1. not necess
ary to determine whether certain items of expense would in the usual
case be taxable a. cost, under 28 U.S.C. J 1920; see 6 Moore’s Federal
Practice 1 54.70, et seq. (2d ed. 1966).
Many of the expenses incurred by plaintiffs' counsel are at
tributable to their traveling from New York and Memphis for prepara
tion and trial, but, a. the Court already said, the complexity of cases
of this sort often, as here, Justifies the use of counsel from outside
the local bar. The difficulty of retaining local trial counsel must be
•specially great in litigation over minorities' civil rights; the un
popularity of the causes and the likelihood of small reward discourage
many lawyers even from mastering the field of law, much less accepting
the cases. Expenses for travel, hotel accomodations and restaurant
meals sre fairly allowable. The Court takes notice of the fact that
the absence of an attorney from the area of his office usually results
in financial hardship in relation to the balance of his practice, and
there ought not to be superimposed thereon additional living expenses.
Fees for expert witnesses' testimony likewise will be allowed
as an expense of suit. It is difficult to imagine a more necessary
item of proof (and source of assistance to the Court) than the con
sidered opinion of an educational expert.
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Investigation assistance and office supplies likewise are
obviously proper; one nwst contrast the rather minimal expenses of
the plaintiffs under this heading with the resources used by the ,,
defendants.
Transcript costs, Including those for depositions which were
taken with the Court's encouragement, and miscellaneous court fees
are allowable.
expenses occasioned by the stay applications unsuccessfully filed by
the Richmond City Council. These may be considered on s separate
application.
The Court computes the total allowable expenses to be
$13,064.65. The total atmrd, Including counsel fees, comas to
9
$56,419.65. This Is a large amount, but It falls well below the
value of efforts amde in defending the suit. Outside counsel for the
School Board to date have submitted bills well In excess of the amounts
awarded. [Portions of the submitted bills cover periods with which we
are not here concerned.] In addition, as noted above, the defendants
made use of the regular legal staff of the City Attorney and the
School Board's sdmlnistratlve staff. For purposes of comparison, In
a recent antitrust case tried by ona Richmond attorney and two lawyers
from outside the local bar, this Court awarded $117,000 In counsel
fees. The amount In this case Is not excessive.
For the reee>ns stated, an order shall enter this day decreeing
the payment of the sum mentioned to
9. Expenses Incurred In reference to City Council's request for stay
of August 1970 order are not Included herein, nor are expenses
allocated to filing of amended complaint.
The Court will not against the School Board, however,