Motion to Intervene as Appellees
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March 24, 1998

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Brief Collection, LDF Court Filings. State Board of Education v. Anthony Appellants' Brief, 1973. 9c38ad57-ac9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/8e190074-061d-41df-8706-9da9e3392bfc/state-board-of-education-v-anthony-appellants-brief. Accessed May 22, 2025.
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IN THE FIRST CIRCUIT COURT OF APPEALS STATE OF LOUISIANA NO. 9599 C .A . File No. 160,895' STATE BOARD OF EDUCATION, et al., vs. LOUIS J. ANTHONY, et al. On Appeal from the Nineteenth Judicial District Court for the Parish of East Baton Rouge State of Louisiana APPELLANTS’ BRIEF THOMAS J. DIVENS 348 Baronne Street Suite 301 New Orleans, Louisiana 70112 JOHN W. WALKER Walker, Kaplan and Nays 622 pyramid Life Building Little Rock, Arkansas JACK GREENBERG CHARLES STEPHEN RALSTON 10 Columbus Circle New York, New York 10019 Attorneys for Appellants INDEX Page. ISSUES ------------------------------------------------ 1 STATEMENT OF THE CASE------------ "------------------- 2 DISCUSSION OF THE DECISION BELOW --------------------- 6 SUMMARY OF THE ARGUMENTS------------------------------- 10 ARGUMENT I. DUE PROCESS REQUIRES A HEARING BEFORE SUSPENSION EXCEPT IN EXCEPTIONAL SITUATIONS. IN SUCH EXCEPTIONAL CASES, THE HEARING MUST BE HELD AS SOON AS PRACTICABLE AFTER SUSPENSION------------------------------------- 11 II. LOUISIANA REVISED STATUTE 17:1301 ET SEQ. IS UNCONSTITUTIONAL ON ITS FACE AND AS APPLIED IN THAT IT IS VAGUE AND OVERBRO/AD, IN VIOLATION OF DUE PROCESS AS EMBODIED IN THE FOURTEENTH AMENDMENT ---------------------- 19 III. THE CONDUCT OF APPELLANTS IS CONSTITUTIONALLY PROTECTED UNDER THE FIRST AND FOURTEENTH AMENDMENTS TO THE CONSTITUTION OF THE UNITED STATES -------------------------------- 28 TV. AN INJUNCTION ISSUE WHICH LIMITS THE EXERCISE OF FIRST AMENDMENT' RIGHTS MUST BE COUCHED IN THE NARROWEST TERMS WHICH WILL ACCOMPLISH THE OBJECTIVES SOUGHT TO BE ACHIEVED. THE INJUNCTION ISSUED BY THE TRIAL COURT VIOLATES THE FIRST AMENDMENT IN THAT IT IS AN ILLEGAL PRIOR RESTRAINT ON THE EXERCISE OF FIRST AMENDMENT RIGHTS------ 32 CONCLUSION--------------------------------------------- 36 Certificate of Service ------------------------------ 37 Page Table of Cases: Armstrong v. Manzo, 380 U.S. 545 (1945) ---------- 12, 13 Barnes v. Merritt, 376 F.2d 8 (5th Cir. 1967) -------- 22 Bell v. Burson, 402 U.S. 535 (1971)'-------------------13 Bishop v. Inhabitants of Rowley, 43 N.E. 191 (1896)--- 23 Burnside v. Byars, 363 F.2d 744 (5th Cir. 1966)---- 19, 28 Cafeteria and Restaurant Workers Union v. McElroy, 367 U.S. 886 (1961) -------------------------------- 13 Cole v. Young, 351 U.S. 536 (1956) ------------------- 13 Connally v. General Construction Co., 269 U.S. 385 (1926) --------------------------------------------- 20 Cox v. Louisiana, 379 U.S. 536 (1965) ---------------- 26 Cramp v. Board of Public Instruction, 368 U.S. 278 (1961) 21 Dixon v. Alabama State Board of Education, 294 F.2d 150 (5th Cir. 1961) ----------------- 10, 12, 14, 17, 33 Dunn v. Tyler Independent School District, 460 F.2d 137 (5th Cir. 1972) 15 Esteban v. Central Missouri State College, 277 F. Supp. 649 (W.D. Mo. 1967) ----------------------------- 12, 31 Fuentes v. Shevin, 407 U.S. 67 (1972) ---------------- 13 Griffin v. School Board of Prince Edward County, 377 U.S. 218 (1964) --------------------------------- 34 Hammond v. South Carolina State College, 272 F. Supp. 947 (D.S.C. 1967) ----------------------------------- 19 Holmes v. New York City Housing Authority, 398 F.2d 262 (1968) ------------------------------------------ 22 Hornsby v. Allen, 326 F.2d 605 (1964) ---------------- 22 In re Gault, 387 U.S. 1 (1967) ------------------------ 28 ii Page Joint Anti-Fascist Refugee Committee v. McGrath, ^ 341 U.S. 123 (1951) ------------------------------- 23 Jones v. State Board of Education, 279 F- Supp. 190 ^ (M.D. Tenn. 1968) ------------------------------- Knight v. State Board of Education, 200 F. Supp. 174 ^ (M.D. Tenn. 1961) -----------------------------------12 t Morrissey v. Brewer, 408 U.S. 471 (1972) 36 NAACP v. Alabama ex rel. Flowers, 377 U.S. 288 (1964)-- 3_> NAACP v. Button, 371 U.S. 415 (1963) 25 Payne v. Board of Regents of University of Texas, 355 F. Supp. 199 (W.D. Texas 1972), affj_d, 474 F . 2d 1397 (5th Cir. 1973) --------------------------- 36 San Antonio Independent School District v. Rodriguez, U#S . ____, 41 U.S.L.W. 4407 (March 21, 1973)---- 34 Shelton v. Tucker, 364 U.S. 479 (1960)------------- 24, 35 Shuttlesworth v. Birmingham, 382 U.S. 87 (1965) 26 Small Company v. American Sugar Refinery Co., 267 ^ U.S. 233 (1925) ------------------------------------- 21 Smith v. California, 361 U.S. 147 (1959) 35 Sniadach v. Family Finance Corp., 395 U.S. 337 (1969) ---------------------------------------------- 1 Soglin v. Kauffman, 295 F. Supp. 978 (1968) 19, 21 Speiser v. Randall, 357 U.S. 513 (1958) --------------- 24 Stricklin v. Regents of the University of Wisconsin, 297 F. Supp. 416 (W.D. Wis. 1965) ----------- 16, 17, 32 Sullivan v. Houston Independent School District, 307 F. Supp. 1328 (S.D. Texas 1969) ---------------- 31 Tinker v. Des Moines Independent Community School District, 393 U.S. 503 (1969) ------------------- 25, 28 m Page United States v. Harriss, 347 U.S. 612 (1954)--------- 20 West Virginia State Board v. Barnette, 319 U.S. 624 (1943) ---------------------------------------------- 28 Williams v. Dade County School Board,- 441 F.2d 299 (5th 'Cir. 1971) ------------------------------------- Wood v. Wright, 334 F.2d 369 (5th Cir. 1964) 15 Zanders v. Louisiana State Board ot Lducation, 281 F. Supp. 747 (1968)---------------------- 10/ 14/ 33 Constitutional and Statutory Provisions: United States Constitution, First Amendment --------- passim United States Constitution, Fourteenth Amendment----- passim Louisiana Revised Statutes 17:3101 et seq. 1, 8, 10, 19 Other Authorities: Seavey, Dismissal of Students: Due Process, 70 Harv. L. Rev. 1406 ------------------------------- 33 iv ISSUES 1. (a) Whether the action of University officials in suspending appellants from Southern University for alleged acts of misconduct without the benefit of a hearing or a prior opportunity to be heard is violative of the due process clause of the Fourteenth Amendment to the Constitution of the United States? (b) Whether the trial court is the proper forum to decide questions involving discipline at a tax-supported University? 2. (a) Can Louisiana Revised Statutes 17.3101 et sect., which is aimed at the regulation of disruptive conduct, be applied to punish students who engage in protest on the campus of a tax-supported University in the absence of regulations which prohibit the conduct engaged in? (b) Whether Louisiana Revised Statutes 17:3101 et se_q. is so vague and overbroad as to violate the First and Fourteenth Amendments to the Constitution of the United States? 3. Whether appellants' conduct is constitutionally protected under the First and Fourteenth Amendments to the Constitution of the United States? 4. Whether the injunction issued by the trial court is so vague and overbroad that it violates the First and Four teenth Amendments to the Constitution of the United States? STATEMENT OF THE CASE This action commenced during the fall semester of 1972, when the Southern University campus in Eaton Rouge, Louisiana became the scene of massive protests and boycotting of classes The protests were spearheaded by an unstructured organization known as Students United." Students United organized in late September, and by mid-October, acting through some of its members, presented a list of grievances to Dr. G. Leon Netterville, President, Southern University. Among the grievances presented was a request for the resignation of Dr. Netterville and other administrators at the University. When University officials had not acted upon the grievances, the students took their grievances to the State Board of Education and to Governor Edwin Edwards. The Governor, University officials, and members of the State Board of Education, all conceded the merit of some of the student 1/complaints. After hearing the grievances of the students, Governor Edwards appointed a committee to investigate them. The students met with the committee on several occasions from late October until early November, 1972 on the campus of Southern University in Baton Rouge, Louisiana. 1/ Testimony of Gov. Edwards: "I consistently said privately and publicly that most of their grievances were entirely in order---" (Transcript, p. 2141.) 2 When these meetings failed to resolve their grievances, the protest activities were escalated and the students' demand for the resignation of Dr. Netterville became one of the primary demands. The protest activities continued until November 8, 1972 and by that date there was an almost total boycott of classes. Students were urged to attend meetings in the two gymnasiums on campus. These meetings were attended by students, faculty, and administrators, including Dr. Netterville. At these meetings student leaders, especially the defendants, exhorted the other participants not to resort 2to violence or other forms of disorderly conduct. The method of effectuating the boycott was for a student or group of students to enter into a classroom and ask the instructor for permission to address the class, and only after his permission to address the class was granted, did the spokesman explain to the students the purposes for the boycott and request that they join in the boycott. It should 2/ Q. What were the instructions that the group gave...? A. First of all, we all had this thing about love of our people and respect for our people and if we were going to achieve anything we had to respect one anothers and that was...the basic thing that we preached.... (Tr. pp. 839-840.) 3 be noted that this was the accepted method of notifying students of "pep rallies" and other University functions, as there was no public address system which could be used to 3/reach students in the various buildings on campus. ... On’or about November 9, 1972 Dr. Netterville sent letters to each of the appellants notifying them that they had been suspended from the University. Not all of the appellants received the letters. This letter of suspension advised the appellants that they had been suspended and that the suspensions could be appealed to the State Board of Education within 30 days. The letter failed to specify the charges pending against them, the person or persons making the charges, or the time and place of a hearing. On or about November 13, 1972 Dr. Netterville sent to the appellants letters which reinstated them and set aside 3/ Q. Is it unusual for a student or a group of students to come into your classroom and ask for permission to address your class? A. If someone comes and asks my permission, of course, it is acceptable... We always do that. Q. Has it ever occurred?... Has anyone ever come to your classroom and asked for permission to speak to the class? A. Yes, several times, almost every day students came and asked permission from the teacher and if they want to address to the class and talk to an individual student or to the group of students, they can do so... (Tr. pp. 461-462.) 4 the earlier suspension on the condition that the alleged disruptions would cease. Appellants, in reliance on this second letter, returned to campus. The boycott of classes continued. t On or about November 16, 1972, at approximately 4:00 a.m., several of the appellants were arrested by police officers of the East Baton Rouge Parish Sheriff's offices. At approximately 9:00 a.m. on November 16, 1972 a group of students, including several of the appellants, went to the office of Dr. Netterville to secure his assistance in obtaining the release of those students who had been arrested. The meeting ended with the calling out of the National Guard and police officers from the East Baton Rouge Sheriff's office. Two students were killed later in the day. The University was closed on the 16th of November, 1972, and remained closed to the students until January 3, 1973. On or about December 29, 1972 appellees, through Dr. Netterville, applied to the district court for a temporary restraining order and preliminary and permanent injunctions against appellants, to restrain and enjoin them from entry onto the campus of Southern University in Baton Rouge, Louisiana. During the period when the University was closed members of the staff and faculty met and decided 5 that the appellants were responsible for the disruptions which occurred at the school and named them as defendants in this action. Appellants were not afforded a. hearing prior to their suspensions or to being ruled into court, and have not to this day been afforded such a hearing. DISCUSSION OF THE DECISION BELOW (1) The district court below erred in finding that the University need not meet the requirements of due process prior to filing this action. In his written reasons for judgment of February 6, 1973, the trial judge totally dis regarded the constitutional rights of appellants to a hearing prior to suspension as established by the long line of cases dealing with student suspensions and expulsions. The trial court said: 4/ Q. And what is your understanding of the reason they are under suspension. . . .? A. For . . . persuading students to boycott classes and to have unauthorized meetings and so forth. Q. . . . I am ashing you, would punish them because they refuse to acquiesce in your position on that one point? A. If severing them from the University to solve the problem was punishing them if that what you mean by punishing. . . . Q. Yes? A. Yes. (Tr. p. 1303.) 6 "While this Court is of the opinion that the later letter did not completely lift the suspensions and merely conditioned the students' readmittance, the Court must agree that the University failed to meet the requirements of due process established by Dixon and the other federal cases dealing with student suspension or expulsions. And if the ’sole question before the Court was restricted to the issue of the validity of the defendants' dismissal from Southern University, the court would agree." (Written Reason for Judgment, P- 5. ) As stated earlier, the students were first suspended on November 9, 1972 and later reinstated on November 13, 1972. They were not, otherwise, notified that their reinstatement had been revoked until they were ruled into court. Prior to being ruled into court, appellants were under the impression that they were students of Southern University. Thus, the first opportunity which appellants had to challenge their suspensions was when they appeared in court. (2) The trial court erred in finding that the conduct of appellants was disruptive and not constitutionally protected. The record in this case is devoid of any testimony that any one of the appellants committed any act which could reasonably be construed as being intimidating, abusive, or unlawful. In reaching his conclusion that appellants had, in fact, committed disruptive acts which intimidated others, the court relied on a movie which evidently had been viewed by the trial judge: 7 "Any person who saw the movie 'The Godfather would readily understand that words do not always have to convey actual threats to produce the effect of intimidation, but often a mere suggestion accompanied by the ■knowledge on the part of the listener that means to produce a fearful result are present will induce fear and cause intimidation." There is no precedent for imposing such strenuous sanctions on students when the basis of same is the trial judge's appraisal and appreciation of a movie. Appellants urge that the trial judge can not substitute his appreciation of a movie for testimony which appellees did not produce at the trial of this matter. (3) Appellees urge that the trial court should have issued its declaratory judgment that Louisiana Revised Statutes 17:3101 et seg. was unconstitutional on its face and as applied to the appellants. The evidence introduced at the trial of this matter clearly indicated that University officials acted under color of this statute in suspending the students. Assuming that the Act is a legitimate exercise of the police power of the state, the Act is defective on its face in that it provides for summary expulsion in cases of emergency, but fails to provide an adequate procedure for the protection of constitutional rights after the emergency is no longer present. In this regard, the Act provides for _ 8 - an appeal, but fails to prescribe a period within which the appeal must be decided. (4) Finally, appellants urged that the trial court abused its discretion in granting such a broad and sweeping injunction. Appellants recognize that University officials have a legitimate interest in the orderly operation of the University. However, the order of the court goes beyond that interest and unnecessarily denies to appellants their right to obtain an education in a state university. The injunction, in effect, prohibits them from entry onto the campus while appellants have not been properly dismissed from the University. Perhaps more detrimental, is the fact that the injunction infringes upon appellants' exercise of First Amendment rights to free speech and association, and has the effect of "chilling other students" in the exercise of their First Amendment rights. The history of this litigation of the actions of appellees unquestionably establishes a continuous and con sistent pattern of unreasonable and obstinate refusal to follow the Constitution of the United States. _ 9 - SUMMARY OF THE ARGUMENTS Appellants submit that, under the rules of Dixon v . Alabama State Board of Education, 294 F.2d 150 (1951); Zanders v. Louisiana State Board of Education, 281 F.Supp. 747 (1968), and a host of similar cases, their First and Fourteenth Amendment rights to freedom of speech and their rights to due process of law were violated in that appellants were suspended from Southern University in Baton Rouge without adequate notice and a prior hearing. Appellants, further, submit that they were at all times acting pursuant to rights guaranteed by the First Amendment to the Constitution of the United States. Appellants submit that Louisiana Revised Statutes 17:3101 et seg. (hereinafter Act 59) is unconstitutionally vague and overbroad, and thus violative of the First and Fourteenth Amendments to the Constitution of the United States. In this regard, appellants urge that Act 59 unconstitutionally infringes on the exercise of First Amendment rights by its broad and general language. Appellants, further, urge that Act 59 was unconstitutionally applied in the instant case. 10 Appellants, further, submit that their conduct was at all times lawful and protected under the First Amendment to the Constitution of the United States. Appellants contend that while University officials may restrict the exercise of First Amendment rights as to time, place and manner, said restrictions must be narrowly defined so as not to amount to an unlawful prior restraint. Finally, appellants submit that the trial court judge abused his discretion in granting such a vague and overbroad injunction. In this regard, appellants urge that the injunction issued against them goes beyond the scope of achieving legitimate state objectives and operates as a prior restraint on the exercise of their First Amendment rights. ARGUMENT I. DUE PROCESS REQUIRES A HEARING BEFORE SUSPENSION EXCEPT IN EXCEPTIONAL SITUATIONS. IN SUCH EXCEPTIONAL CASES, THE HEARING MUST BE HELD AS SOON AS PRACTICABLE AFTER SUSPENSION. Whenever a governmental body such as a state board of education acts so as to injure an individual, the Constitution of the United States requires that the act be consonant with 11 due process of law. The minimum procedural requirement necessary to satisfy due process depends upon the circumstances and the interests of the parties involved. Thus, there must be some reasonable and constitutional ground for expelling students from school,or the courts would have a duty to require reinstatement. Dixon v. Alabama State Board of Education, 294 F.2d 150 (5th Cir. 1961). In Dixon, supra (the leading case extending the right of a hearing to students expelled from a tax-supported university), the court said: "...[D]ue process requires notice and some opportunity for a hearing before a student at a tax-supported college is expelled for misconduct." (P. 158.) In this context the courts, without deciding the question of whether- education at a tax-supported college was a right or a privilege, have held that because education is so essential it could not be taken away without a hearing. Accord, <s.c£. , Knight v. State Board of Education, 200 F. Supp. 174 (M.D. Tenn. 1961), and Esteban v. Central Missouri State College, 277 F. Supp. 649 (W.D. Mo. 1967). The due process requirement of notice and an opportunity to be heard must be "granted at a meaningful time and in a meaningful manner." Armstrong v, Manzo, 380 U.S. 545 (1945). The "meaningful time and reasonable manner" requirements are 12 always dictated by the particular circumstances of the case. Courts have, however, held that the hearing must be afforded prior to the actual deprivation, except in unusual circumstances which justify postponing the hearing. This right to a prior hearing has been upheld by the courts in a variety of situations Armstrong v. Mango, supra (deprivation of parenthood); Cole_v. Y0unq, 351 U.S. 536 (1956) (dismissal from employment); Sniadach v. Family Finance Corr ., 395 U.S. 337 (1969) (pre judgment garnishment); and more recently, Bell v,_Burson, 402 U.S. 535 (1971) (drivers license suspension), and Fuentes v. Shevin, 407 U.S. 67 (1972) (repossession of goods upon "buyer’s default). In cafeteria and Restaurant Workers Union vv_McjElrgy:, 367 U.S. 886 (1961), the court recognized the difficulty in establishing rules for due process in all cases: "Consideration of what procedures due process may require under any given set of circumstances must begin with a determination of the precise nature of the government function involved as well as of the private interest that has been affected by government action." Applying this standard to the instant case, it is apparent that the interests involved include the orderly operation of a tax-supported institution and the right to exercise freedoms guaranteed by the Constitution without undue restrictions. 13 in both Dixon, supra, and Zanders v.. Louisiana.State noerd of Education. 281 F. Supp. 747 (1968) (a case involving the appellees as party defendants), the court explained in great detail the procedures to be afforded students faced with expulsions for misconduct. In Dixon, supra, the court said: "For the guidance of the parties in the event of further proceedings, we state our views on the nature of the notice and hearing required by due process prior to expulsion from a state college or university. They should, we think, comply with the following standards. The notice should contain a statement of the specific charges and grounds which, if proven, would justify expulsion under the regulations of the Board of Education, ...the student should be given the names of the witnesses against him and an oral or written report on the facts to which each witness testifies. He should also be given the opportunity to present to the ̂ _ Board, or at least to an administrative official of the college, his own defense against the charges and to produce either oral testimony or written affidavits of witnesses in his behalf___ If these rudimentary elements of fair play are followed in a case of misconduct of this particular type, we feel that the requirements of due process of law will have been fulfilled. (Pp. 158-159.) In Zanders, supra, the court cited Dixon with approval and reaffirmed these basic requirements of due process. It is rather striking that the State Board of Education, after having been instructed on the requirements of due process, would now seek to circumvent these requirements, which have 14 so carefully been defined by a federal court, by ruling the appellants into state court. It is now well recognized that in emergency situations the due process requirement of a prior hearing may be post poned until after the deprivation. The due process requirement of a hearing prior to suspension has been extended to high school discipline cases as well. Wood Wright, 334 F.2d 369 (5th Cir. 1964). While a summary suspension of students for a short period of time may be justified where the university officials seeh to suspend a student for more than 30 days, or as here, to expel the student, a rudimentary due process hearing must be afforded the student. Williams w county School Board, 441 F.2d 299 (5th Cir. 1971); Dunn v. Tvler Independent School District, 460 F.2d 137 (5th Cir. 1972). In the instant case appellants were summarily suspended from school. The notice of November 9, 1972 did not specify the period of the suspension and indicated that it would be permanent unless the students applied for a hearing within 30 days of the suspension. Appellees contend as justification for their unconstitutional actions that an emergency situation existed which precluded affording appellants a hearing prior to the suspension. Assuming that an emergency condition 15 existed on November 16, 1972, the emergency did not continue until January 9, 1973 when appellants were ruled into court. It is not contested that the school officials should have responded to the situation in such a way as to calm it down. Thus, they decided to suspend classes from November 16, 1972 until January 3, 1973. They also might have suspended students, including appellants, immediately. However, once the immediate situation had been brought under control, the question then became, what might appropriately be done to further discipline students who were involved. The record indicates that during the period that the 'school was closed, staff and faculty members met and discussed methods of returning the campus to its normal operational posture. It was only at this point that they decided to take action against the appellants. Surely, the emergency did not continue to exist on January 3, 1973. The record, further, indicates that there was no reason for failing to afford appellants a hearing prior to bringing the instant action. The court addressed itself to this question in Stricklin v. Recents of the University of Wisconsin, 297 F. Supp. 416 (W.D. V7is. 196 5) (a case wherein plaintiffs-students sought a temporary restraining order for immediate reinstatement 16 following their suspensions without a hearing after several weehs of disruptions on the University campus)- In ^ r icklin, the court said: "When the appropriate university authority has reasonable cause to believe that danger will be present if a student is permitted to remain on the campus pending a decision following a full hearing, an interim suspen sion may be imposed. But the guestion persists whether such an interim suspension may be imposed without a prior 'preliminary hearing' of any hind. The constitutional answer is inescapable. An interim suspension may not be imposed without a prior preliminary hearing, unless it can be shown that it is impossible or unreasonably difficult to accord it prior to an interim suspension. Moreover, even when it is impossible or unreasonably difficult to accord the student a preliminary hearing prior to an interim suspension, procedural due process requires that he be provided such a preliminary hearing at the earliest practical time. (P. 420.) Clearly, the hearing on the temporary restraining order and the injunction was not sufficient to satisfy the due process requirements enunciated in p.ixon.« More precisely, Dixon provides that the student should be given notice of the charges, and the notice should contain the names of the witnesses and a report of the facts which each witness will testify to. In the court proceeding appellants had no opportunity to secure the names of witnesses against them. Appellants were not furnished with reports on the facts which 17 the witnesses would testify to. Quite to the coni.2.ary, University officials were permitted to testify as to reports which, had been received from faculty and staff. Appellants have not to this day been furnished vvith copies of these reports. ■ By virtue of being temporarily restrained from entry onto the college campus, appellants were, in fact, denied the opportunity of securing witnesses in their behalf from among the student body population. Thus, the actions of the school officials in not affording appellants a hearing prior to suspension or within a reasonable time thereafter was in violation of the due process clause of the Fourteenth Amendment to the U.S. Constitution, and the suspensions should be invalidated. IB II LOUISIANA REVISED STATUTE 17:1301 ET SEQ.IS UNCONSTITUTIONAL ON ITS FACE AND AS APPLIED IN THAT IT IS VAGUE AND OVERBROAD, IN VIOLATION OF DUE PROCESS AS EMBODIED IN THE FOURTEENTH AMENDMENT. Judicial intervention in school discipline cases in more recent years has not been restricted to questions of procedural due process. Thus, the validity of substantive school rules have been subject to judicial scrutiny. Burnside v. Byars, 363 F.2d 744 (5th Cir. 1966); Hammond v. South Carolina State College, 272 F. Supp. 947 (D.S.C. 1967). Appellants submit that the statute in question is unconstitutionally vague and overbroad in violation of their rights as guaranteed by the First and Fourteenth Amendments to the Constitution of the United States. The statute has as its primary objective to control protest activity on the college and university campuses within the state and to insure and preserve the orderly educational processes. Appellants admit that this is a legitimate state interest. Appellants submit, however, that in achieving this legitimate end, the state has unduly infringed upon their rights as guaranteed by the First Amendment. In Soglin v. Kauffman, 295 F. Supp. 978 (1968), the District Court recognied the difficulty in drafting regulations which seek to prohibit conduct which is not protected by the First Amendment. "Obviously it is not a simple matter to draft a regulation which deals with means by which ‘causes' are supported or opposed, and which 19 undertake to prohibit those means unprotected by the First Amendment without impairing those which fire so protected, and which also avoids the vice of vagueness." The test under the "void for vagueness" doctrine was established in Connally v. General Construction Co., 269 U.S. 385 (1926) : ' " . . . a statute which either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application violates the first essential of due process of law. " Also see United States v. Harriss, 347 U.S. 612 (1954), where the court held that the constitutional requirement of definiteness is violated by a statute that fails to give a person of ordinary intelligence "fair notice that his contemplated conduct is forbidden by the statute." Appellees assert that the "conduct" of each of the appellants is the ground for withdrawing their privilege to attend Southern University. In this regard they rely on the statute in question. Appellees further rely solely on disruptive conduct as the standard for withdrawing permanently their privilege to enter upon the campus of Southern University Appellants maintain that imposition of such a severe disciplinary penalty as permanent exclusion from the University solely by reference to so vague a standard as "disruptive conduct" violates the principle of fundamental fairness guaranteed by the Due Process Clause of the Fourteenth Amendment. More specifically, appellants contend that the standard of disruptive conduct: 20 a) is void for vagueness in that it fails to put students on notice of what behavior constitutes a violation of the statute, and would thus be sufficient grounds for permanent exclusion from the university; b) unconstitutionally vests university officials with unfettered discretion to determine when there is a violation of the statute; ■c) offends due process of the law in that its vagueness effectively deprives a student threatened with permanent expulsion of the opportunity to make a defense; d) is overbroad and impermissibly restrains the exercise of the rights of free speech and association guaranteed by the First Amendment. While the void for vagueness doctrine originates and finds its primary application in the field of criminal lav/, it has been held applicable in other areas as well: "the ground or principle of the decisions was not such as to be applicable only to criminal prosecu tions. It was not the criminal penalty that was held invalid, but the exaction of obedience to a rule or standard which was so vague and indefinite as really to be no rule or standard at all." Small Company v. American Sugar Refinery Co., 2 6 7 U .S . 233,' 239 (192 5). Lav/s inhibiting the exercise of First Amendment rights have frequently been set aside for vagueness. Cramp v. Board of Public Instruction, 368 U.S. 278 (1961), a case v/here the court declared unconstitutional a statute requiring public school teachers to sign a loyalty oath as a condition to continued employment. In Soglin v. Kauffman, supra, the United States District Court held " . . . that a regime in which the term 'misconduct' serves as the standard violates the due process clause of the Fourteenth Amendment by reason of its vagueness or, in the alternative, violates the First Amendment as embodied in the Fourteenth Amendment by reason of its vagueness and overbreadth." Id. at 21 15-16. Appellants submit that "misconduct" as construed in Soglin is no different from "disruptive conduct" as is embodied in the statute in question, and thus Soglin should control the instant case. Unfettered Discretion The need for "ascertainable standards," Hornsby v. Allen, 326 F.2d 605 (1964), to govern decision-making by administrative officials is clear. In Holmes v. New York City Housing Authority, 398 F.2d 262 (1968), the court said that "the existence of an absolute and uncontrolled discretion in an agency of government vested with the administration of a vast program . . . would be an intolerable invitation to abuse." In the instant case, Dr. Netterville and other University officials are vested with unfettered discretion to determine when there has been a violation of the act. This fact is compounded when the activity of those charged with violation of the act was directed toward the removal of those vested with the discretion. In many instances courts have invalidated actions taken by administrative officials who have taken such action without reference to ascertainable standards embodied in rules or regulations, Holmes, supra; Hornsby v. Allen, supra; Barnes v. Merritt, 376 F.2d 8 (5th Cir. 1967). Appellees, including Dr. Netterville and members of the State Board of Education, assert that school officials have the power to determine when a student has violated the act. This power, they assert, may be exercised without reference to - 22 - ascertainable standards to guide and limit the University officials in the exercise of this discretion. Thus, the situation exists where university officials may decide that certain conduct is violative of the statute and are empowered to impose sanctions in one set of circumstances, and under similar circumstances involving like conduct determine that no violation has occurred. The arbitrary or capricious act of a university official in dismissing a student from the University involves the imposition of a severe sanction. It may summarily destroy the aspirations of appellants, their parents, and others like them, as well as to defeat the legislative purpose embodied in the statute in question. It is, therefore, imperative that the appellees establish standards to limit university officials in the exercise of discretion to legitimate purposes and to provide a basis for review of such decision. See Bishop v. Inhabitants of Rowley, 43 N.E. 191 (1896). Lack of Standards Appellants are required by the statute to refrain from "disruptive conduct." This term is susceptible of such vagaries of interpretation and application that it is in reality no standard at all. Appellants have, at most, been charged with being responsible for the "disruptive conduct" which occurred on the campus of Southern University during the fall semester, 1972. The vagueness of the standard, the charges and their possible ramifications deprive appellants of the opportunity to rebut the claims of misconduct. See, generally, Joint Auto-Facist Refugee Comm, v. McGrath, 341 U.S. 123, 161-173 (1951)(concurring opinion). In reality, the statute impermissibly shifts to the 23 appellants an impossible burden of proof: i.e., appellants are required to establish their non-disruptive conduct. Cf. Speiser v. Randall, 357 U.S. 513 (1958), where the court held that the enforcement of a state tax statute can not place the burden of showing lawfulness of conduct upon the accused: "its enforcement through procedures which place the burdens of proof and persuasion on the taxpayer is a violation of due process. In the instant case university officials acting without reference to ascertainable standards declared actions by students to be disruptive. Thus, in any case where there was a large gathering of students on the campus and a substantial amount of noise was generated such a determination could have been made. In such a case an unconstitutional and impossible burden is shifted to the student to prove that his conduct was not disruptive. Such a statute cannot stand without ascertainable standards to govern the imposition of its sanctions. Chilling Effect On First Amendment Rights Undeniably, the behavior of students within a tax-supported institution is an appropriate subject for regulation by appellees. And the power to regulate clearly implies the power to impose penalties for violation of university rules and regulations. The regulatory power is not unrestricted, however, as noted by the Supreme Court in Shelton _v_L_ JTucker, 364 U.S. 479, 488 (1960). " . . . even though the governmental purpose be legitimate and substantial, that purpose cannot be pursued by means that broadly stifle fundamental- personal liberties when the end can be more narrowly achieved." Overbreadth is inherent in the vagueness of "disruptive conduct" as a disciplinary standard. Appellants are young, black students in a predominantly black institution run by black 24 administrators who are appointed by an all-white Board of Education. Appellant, being discontent with the policies of the institution, sought redress through exercise of their First Amendment rights. The effect of the disciplinary policy which appellees have superimposed on the appellants' rights of free expression and tassociation'is readily apparent. The only question, then, before the Court is whether the instant statute, burdening as it does fundamental constitutional rights, can withstand the strict scrutiny called for by prior decisions of the United States Supreme Court. It is not sufficient for appellants to come into court and say that this statute has not in fact been used to impair appellants' expression or association. What makes a statute unconstitutional is that it is "broad and vague" and "lends itself to selective enforcement against unpopular causes." See NAACP v. Button, 371 U.S. 415 (1963). The United States Supreme Court has held that when government acts to limit the exercise of First Amendment rights there must be a showing of a "compelling state interest." NAACP v. Button, id. at 438. It is important to stress in this brief that appellants fully acknowledge that school authorities may, and indeed must at times, regulate the exercise of First Amendment rights in order to protect the educational purpose of an institution. Appellants, further, recognize that the right to restrict First Amendment rights by administrators must be exercised only "in carefully restricted circumstances." Tinker v. Des Moines School 25 District, 393 U.S. 503 (1969). Thus, free speech is subject to reasonable restrictions as to time, place, manner and duration. Shuttlesworth v. Birmingham, 382 U.S. 87 (1965); Cox v. Louisiana, 379 U.S. 536 (1965). The statute in question does not limit the exercise of First Amendment rights with regard to time, place, manner and duration. It, in effect, prohibits all demonstrations on the college campuses within the state. Such a broad prohibition on the exercise of First Amendment rights unnecessarily chills the exercise of the right, and the statute cannot stand. Appellants also urge that the statute was unconstitutionally applied in the instant case. Assuming, arguendo, that the statute is constitutional on its face, then appellants maintain that the statute should not have been applied in this case. The record of this trial clearly indicates that Southern University was closed on November 16, 1972 and did not reopen until January 3, 1973. To escape constitutional invalidity the statute in question must be construed as authorizing expulsions without a hearing only in emergencies. Only if the statute is so construed can it conform to the requirements of due process. The expulsions in the instant case cannot be justified as emergency expulsions since no such emergency was shown to have existed on the date that the action was initiated in District Court. The statute in question (Louisiana Revised Statute 17:3109) provides that the president of the educational institution experiencing a riot or similar emergency "shall request 26 that the governor proclaim the existence of a state of emergency." No such emergency was ever declared in the instant case. Assuming, arguendo, that such a state of emergency did exist on November 16, 1972, surely it did not continue to .exist until January 3, 1973. t Therefore, appellcints submit that the contention that there was a "state of emergency" at the time of the suspensions is without factual basis and should not be allowed as justification for appellees' unlawful conduct. 2 7 Ill m m CONDUCT OF APPELLANTS IS CONSTITUTIONALLY protected under the first m b fourteenth a m e n d m e n t™ the constitution OF THE UNITED STATES It is now firmly settled that minors and young adults are entitled to many, if not all, of the protections afforded by the united States constitution. In.Re Ggult, 387 U.S. 1 (1967). indeed, the United States Supreme Court declared as long ago as 1943 that the First Amendment rights must be protected from encroachment by school authorities. Tne Fourteenth Amendment, as now applied to the states, protects the citizen against the State itself and all of its creatures- Eoards of Education not excepted." West Virginia State Board v . Barnette, 319 U.S. 624 (1943). In that case the United States Supreme Court held unconstitutional the expulsion from school of students for their failure to salute the flag of the United States. in more recent years the United States Supreme Court has also spoke on the subject of First Amendment freedoms: "First Amendment rights applied in light offhe special characteristics of the school environment are available to teachers an students. It can hardly be argued that eith students or teachers shed their constitutional rights to freedom of speech or expression at the schoolhouse gate." See w-inVcr u. Des Moines Independent Community School^strict, 393 U.S. 503 (1969). See also, Burnside v. Byars, 363 F.2d 28 744 (5th Cir. 1966). Appellants believe that the settled entitlement of university students to First Amendment liberties, as affirmed by the Supreme Court, must control the idetermination of the instant case. It appears that the district court was under the impression that the disciplining of appellants was for a violation of school regulations respecting the unauthorized use of school facilities. However, this was not the case. The record does indicate that appellants conducted meetings almost daily in the gymnasiums on campus. The record, further, indicates that Dr. Netterville and the Committee appointed by Governor Edwards attended these meetings. The record indicates that permission was never obtained to use these buildings for any such meetings. Appellees now contend that appellants violated university regulations in conducting its meetings in the gymnasiums without permission. /assuming, arguendo, that there was a valid university regulation governing the use of said buildings, then that regulation was waived when the students conducted their meetings with the acquiescence of Dr. Netterville who attended and addressed the student body there. The record clearly indicates that Dr. Netterville never advised the students that they could not conduct their meetings in the gymnasiums even though he had ample opportunity to do so. 29 At issue here is not the question of disruptive conduct, but the right of students to protest the policies of their school. The method they chose was a boycott of classes. Surely, they urged those students in attendance to leave those classrooms. Their methods, stated more precisely, were to enter into a class room and to ash the instructor for permission to address the students. Only after obtaining permission, did appellants address the students in a classroom. This method was pursuant to the policy and practice of the university. Before the court,appellees support dismissal on the ground that appellants' actions served to disrupt orderly school operations. Appellants submit that their boycott was successful. At times the boycott was estimated to be ninety percent (90%) effective. Surely, the normal operation of a school is disrupted when ninety percent (90%) of its students are boycotting classes. Appellants submit that such a disruption is not actionable so long as the methods employed to achieve the result are lawful. University officials contend that appellants intimidated and coerced students and faculty. This contention is not supported by the evidence presented at the trial. University officials as well as the court were unable to distinguish intimidation from "peer group pressure.” In the instant case, appellants merely urged other students to refrain from going to class. The transcript is devoid of testimony by any student or faculty member who was ever physically or verbally 30 attacked by any of the appellants. The record is devoid of any testimony indicating actionable disruptions by any of the appellants. Thus, the judgment of the court is unsupported by any evidence that appellants disrupted the operation of the university. Appellants submit that sanctions may be imposed by university officials only on the basis of "substantial evidence." See Jones v. State Board of Education, 279 F. Supp. 190 (M.D. Tenn. 1968); Sullivan v. Houston independent School District, 307 F. Supp. 1328 (S.D. Texas 1969). Appellants further submit that this substantial evidence must be presented at the hearing. Esteban v . Central Missouri State College, supra. Appellees in their complaint and supporting aff.idav.its alleged that appellants intimidated and coerced students and teachers. Such allegations are unsupported by "substantial evidence." 31 IV AN INJUNCTION ISSUE WHICH LIMITS THE EXERCISE OF FIRST AMENDMENT RIGHTS MUST BE COUCHED IN THF NARROWEST TERMS WHICH WILL ACCOMPLISH THE * OBJECTIVES SOUGHT TO BE ACHIEVED. THE INJUNCTION ISSUED BY THE TRIAL COURT VIOLATES THE FIRST AMENDMENT IN THAT IT IS AN ILLEGAL PRIOR RESTRAINT ON THE EXERCISE OF FIRST AMENDMENT RIGHTS. The final question presented to the court by appellants appeal is whether the injunction, burdening as it does fundamental constitutional rights, can be allowed to stand. Appellants maintain that the granting of such a broad and sweeping injunction violates due process of law. Before deciding on the constitutionality of the injunction, the court should first consider whether the district court abused its discretion in even hearing the case. Appellees concede that this case involved alleged acts of misconduct by students at a state-supported university. Appellants submit that the district court was not the proper forum to decide the question of misconduct in the first instance. In Stricklin, supra, the court addressed itself to this very point: "This court is clearly not the forum for an initial adversary proceeding on the question whether a particular student is guilty of a particular act or omission justifying dis ciplinary action within the university. Had a reasonable adequate preliminary hearing been furnished to each of the plaintiffs within the university, and had a showing been made there comparable to that now attempted here, and had the Regents concluded that interim suspensions 32 were warranted, and had the plaintiffs then attached the interim suspensions in this court as a denial of procedural due process, the issue would have lent itself to rather ready disposition " (pp. 421-422). In the instant case there was an- existing administrative procedure for handling school disciplinary problems. Appellees circumvented that procedure and filed the instant action. in Dixon, supra, the court quoted from Professor Warren A. Seavey's Dismissal of Students: Due Process, 70 Harvard Law Review 1406, on the question of student suspensions: "It is shocking that the officials of a state educational institution, which can function properly only if our freedoms are preserved, should not understand the elementary principals of fair play. It is equally shocking to find that a court supports them in denying to a student the protection given to a pickpocket. (Underline added for emphasis). Appellants' submit that the action of the trial court in entertaining this action when there was an existing procedure for dealing with school disciplinary matters is likewise shocking, especially in view of the fact that only a few short years ago the State Board of Education had been instructed on procedures it should follow in school discipline cases. Zanders, supra. Appellants, finally, argue that the permanent ban from the campus and subsequent denial of any public education vio lates the equal protection and due process clauses of the United States Constitution. Appellants urge that where there has been an absolute denial of education, the actions of the 33 State Board of Education and the trial court are subject to strict scrutiny. Students who have been expelled from school are denied the right to an education that is available to all other students. This total denial violates equal proi.ection of the laws unless the denial serves a compelling state interest that cannot be fulfilled by less drastic means. Cf. San Antonio Independent School District v. Rodrique_z, U.S. , 41 U.S.L.W. 4407 (March 21, 1973); Griffin v. School Board of Prince Edward County, 377 U.S. 218 (1964). An analysis of appellees' action clearly demonstrates that there was no showing whatsoever that the drastic remedy of permanent expulsion was necessary. It appears that no inquiry was made as to the past disciplinary history of the individual students. No exploration was made of alternative methods of insuring that the students, whatever they may have done prior to November 16, would in the future refrain from disruptive behavior. Alternative remedies, e_._a. , a return to school on a probationary status, were apparently not even considered. Thus, the appellees failed to meet its burden of showing that its proper objective of maintaining discipline could not be achieved by less drastic means. Appellants submit that the objectives sought to be achieved by appellees must be achieved by the narrowest effective 34 means. Stated more simply: ”. . . a governmental purpose to control or prevent activities constitutionally subject to state regulation may not be achieved by means which sweep unnecessarily broadly and thereby invade the area of protected freedoms . . . even though the governmental purposes be legitimate and substantial, that purpose cannot be pursued by means that broadly stifle fundamental personal liberties when the end can be more narrowly achieved." (NAACP v. Alabama ex. rel., Flowers, 377 U.S. 288 (1964). ' As applied to the injunction issued in the instant case, the court clearly abused its discretion, when it issued an injunction which denied to the student their right to an education in order to achieve a legitimate state interest when it was possible to achieve those objectives without infringing on appellants' rights to an education. Lihe the requirement that legislation which may trench on First Amendment interests meet "strict" standards of specificity, Smith v. California, 361 U.S. 147 (1959), then an injunction which may intrude upon constitutionally protected rights must also focus upon the purposes sought to be achieved. The question now before the court is whether the legitimate interest of the state could have been achieved by less drastic means. In Shelton v. Tucker, supra, the court said: "and if there are other reasonable ways to achieve these goals with a lesser burden on constitutionally protected activities, a state may not choose the way of greater interference. If a state acts at all, it must choose the least drastic means." 35 Assuming, arguendo, that appellants engaged in disruptive acts and assuming that the district court should have assumed jurisdiction over the matter, then appellants submit that the court in> reaching its judgment should have granted only the relief required to achieve the lawful objectives of the state. In Morrissey v. Brewer, 408 U.S. 471 (1972) (a case involving the legality of a parole revocation hearing), the court addressed itself not only to the relevant facts but also to the appropriate remedy: "This hearing must be the basis for more than determining probable cause, it must lead to a final evaluation of any contested relevant facts and consideration of whether the facts as determined warrant revocation." See also Payne v. Board of Regents of University of Texas, 355 F. Supp. 199 (W.D. Texas 1972), affirmed 474 F.2d 1397 (5th Cir. 1973) where the court said: "Indeed, if the plaintiffs here present no such danger, the Board spites its broader purpose of providing higher education to qualified students when it needlessly prevents them from continuing their studies." Appellants, therefore, submit that the harsh remedy imposed in this case was not necessary to achieve the legitimate interest of the state and as such constituted an abuse of discretion. CONCLUSION For the above and foregoing reasons, the judgment of the trial court should be reversed and appellants reinstated as 36 students at Southern University pending a hearing consonant with due process of law. Respectfully submitted, 348 Baronne Street Suite 301 New Orleans, Louisiana 70112 JOHN W. WALKER Walker, Kaplan and Mays 622 Pyramid Life Bldg. Little Roch, Arkansas JACK GREENBERG CHARLES STEPHEN RALSTON 10 Columbus Circle New York, New York 100.19 Attorneys for Appellants 37 CERTIFICATE OF SERVICE I hereby certify that copies of the foregoing Appellants 1 Brief were served upon counsel for Appellees by depositing the same in United States mail, first cldss, postage prepaid, addressed as follows: J. Reginald Coco, Jr. P.0. Box 44005 Capitol Station Baton Rouge, Louisiana Vanue B. Lacour 8950 Scenic Highway Baton Rouge, Louisiana Arnold Gibbs 301 Napoleon Street Baton Rouge, Louisiana This 3rd day of August, 1973. 38 *• •