Dawson v. Anderson County, TX Petition for a Writ of Certiorari
Public Court Documents
January 1, 2014
Cite this item
-
Brief Collection, LDF Court Filings. Dawson v. Anderson County, TX Petition for a Writ of Certiorari, 2014. e4fa206b-af9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/312c43b2-e33c-46c3-b245-27be6fd8178d/dawson-v-anderson-county-tx-petition-for-a-writ-of-certiorari. Accessed October 24, 2025.
Copied!
No. 14-
In THE
j^uprrmr ( ta r t at tljr lEmtrfc States
CLAU D IA DAWSON,
Petitioner,
v.
ANDERSON COUNTY, TE X A S, et al,
Respondents.
On Petition for a W rit of Certiorari to the
United States Court of A ppeals for the F ifth Circuit
PETITION FOR A WRIT OF CERTIORARI
Curtis B. Stuckey
T im Garrigan
T imothy David Craig
Stuckey, Garrigan & Castetter
L aw Offices
P.O. Box 631902
Nacogdoches, TX 75963
John Paul Schnapper-Casteras
NAACP L egal Defense &
E ducational F und, Inc.
1444 I Street NW
Washington, DC 20005
E ric Schnapper
Counsel of Record
School of Law
University of Washington
P.O. Box 353020
Seattle, WA 98195
(206) 616-3167
sehnapp@ii.washington.edu
Sherrilyn Ifill
Director-Counsel
Janai Nelson
Christina Swarns
NAACP L egal Defense &
E ducational F und, Inc.
40 Rector Street, 5th Floor
New York, N Y 10006
Counsel for Petitioner
257309
mailto:sehnapp@ii.washington.edu
Graham v. Connor, 490 U.S. 386 (1989), established
the standards for determ ining whether a use o f force
violates the Fourth Amendment. Graham requires that
courts identify and w eigh the specific governm ental
interest furthered by a use of force, such as protecting
the safety of officers or the public. In this case, the Fifth
Circuit held that the Fourth Amendment permits the
use of force whenever an arrestee fails to comply with an
order, without regard to whether the order itself satisfies
the Graham standard or advances any governmental
interest. Every other circuit to address this situation
has applied the Graham standards in determining the
constitutionality of the use of force against an arrestee
who does not comply with an order.
The questions presented are:
(1) Does the Fourth Amendment permit the use of
force whenever an arrestee fails to comply with any
order?
(2) Could a reasonable officer believe that the Fourth
Amendment permits the use of force whenever an
arrestee fails to comply with any order?
QUESTIONS PRESENTED
PARTIES
The petitioner is Claudia Dawson. The respondents
are Anderson County, Texas, Greg Taylor, Karen Giles,
Cheney Farmer, Sarah Watson and Darryl Watson.
Ill
QUESTIONS P R E S E N T E D .............................................. i
P A R T IE S ................................................................................. ii
TABLE OF CON TEN TS.................................................... iii
TABLE OF A P P E N D IC E S ............................................... v
TABLE OF CITED A U T H O R IT IE S ............................. vi
OPINIONS BE LO W ...............................................................1
JU RISD ICTIO N ................................................................
CONSTITUTIONAL PROVISION INVOLVED........... 1
STATEM ENT OF TH E C A S E ......................................... 1
A. The Legal C o n te x t....................................................2
B. The Proceedings B e lo w .................................... .. • -3
REASONS FOR GRANTING TH E PETITION ..........17
I. TH ERE IS AN IM PORTANT CIRCUIT
CO N FLICT REG ARD IN G W H E T H E R
TH E GRAHAM STAN D ARD S APPLY
TO T H E USE OF FO R C E A G A IN ST
A R R E S T E E S W H O D I S O B E Y
O R D E R S ................................................................... 18
TABLE OF CONTENTS
Page
IV
Table o f Contents
Page
II. THE DECISION OF THE FIFTH CIRCUIT
C O N F L IC T S W IT H T H IS C O U R T ’ S
DECISION IN GRAHAM V. CONNOR........... 25
III. T H E I M M E D I A T E L E G A L A N D
P R A C T IC A L C O N S E Q U E N C E S OF
T H E F I F T H C I R C U I T D E C IS IO N
W A R R A N T R E S O L U T IO N OF T H E
QUESTIONS PR ESE N TED W ITH OU T
FU R TH ER D E L A Y ................................................28
IV. TH IS CASE PR E SE N TS TH E ID E A L
V E H I C L E F O R R E S O L V I N G T H E
QUESTIONS P R E S E N T E D ...............................31
CONCLUSION 32
V
TABLE OF APPENDICES
Page
A P P E N D IX A — ORDER OF TH E U N ITED
S T A T E S C O U R T OF A P P E A L S F O R
T H E F I F T H C I R C U I T D E N Y I N G
R E H E A R I N G A N D R E H E A R I N G EN
BANC, DATED OCTOBER 2,2014......................... la
APPE N D IX B — OPINION OF TH E UN ITED
STATES COURT OF A P PE A LS FOR TH E
FIFTH CIRCUIT, DATED MAY 6, 2014...............11a
A P P E N D IX C — ORDER OF TH E U N ITED
ST A T E S D IS T R IC T COU RT, E A S T E R N
DISTRICT OF TE X A S, TY L E R DIVISION,
DATED OCTOBER 31,2012......................................34a
VI
CASES
TABLE OF CITED AUTHORITIES
Page
Abbott v. Sangamon County, Illinois,
705 F.3d 706 (7th Cir. 2013)...........................................22
Austin v. Redford Township Police Dep’t.,
690 F.3d 490 (6th Cir. 2012).................................... 21, 22
Brown v. Cwynar,
484 Fed. Appx. 676 (3d Cir. 2012)................................ 24
Buckley v. Haddock,
292 Fed. Appx. 791 (11th Cir. 2008)............................25
City of Canton, Ohio v. Harris,
489 U.S. 378(1989).......................................................... 29
Damon v. Brooks,
132 S. Ct. 2681 (2012)......................................................24
Eldridge v. City of Warren,
533 Fed. Appx. 529 (4th Cir. 2013)..............................20
Graham v. Connor,
490 U.S. 386 (1989).................................................passim
Harris v. City o f Circleville,
583 F.3d 356 (6th Cir. 2 0 0 9 ).................................. 18-19
Headwaters Forest Defense v.
County of Humboldt,
240 F.3d 1185 (9th Cir. 2001)................................ 23,24
Headwaters Forest Defense v.
County of Humboldt,
276 F.3d 1125 (9th Cir. 2 0 0 2 ) ...................................... 24
Hickey v. Reeder,
12 F.3d 754 (8th Cir. 1993).............................................30
MacLeod v. Town of Brattleboro,
548 Fed. Appx. 6 (2d Cir. 2013).................................... 24
Martinez v. New Mexico Dept, of Public Safety,
47 Fed. Appx. 513 (10th Cir. 2002)..............................24
Mattos v. Agarano,
661 F.3d 433 (9th Cir. 2011)...........................................24
Mecham v. Frazier,
500 F.3d 1200 (10th Cir. 2 0 0 7 ).................................... 24
Meirthew v. Amore,
417 Fed. Appx. 494 (6th Cir. 2011)..............................20
Norton v. Stille,
526 Fed. Appx. 509 (6th Cir. 2013)
vii
Cited Authorities
Page
19,20
Vlll
Cited Authorities
Owen v. City of Independence,
445 U.S. 622 (1980)..........................................................31
Phillips v. Community Ins. Corp.,
678 F.3d 513 (7th Cir. 2012).................................. 22,23
Plumhoff v. Rickard,
134 S. Ct. 2012(2014)............................................... 3,30
Saucier v. Katz,
533 U.S. 194(2001)............................................................ 3
Scott v. Harris,
550 U.S. 372 (2007)............................................. 3, 25, 30
Smith v. Conway County, Arkansas,
749 F.3d 853 (8th Cir. 2014)...........................................30
Stanton v. Sims,
134 S. Ct. 3 (2013)....................................................... 29
Tennessee v. Garner,
471 U.S. 1 (1985)....................................................... 3 ,27
Thomas v. Plummer,
489 Fed. Appx. 116 (6th Cir. 2012).............................. 21
Tolan v. Cotton,
134 S. Ct. 1861 (2014)
Page
18
IX
Tolan v. Cotton,
538 Fed. Appx. 374 (5th Cir. 2013)................. 13,16,18
Tolan v. Cotton,
713 F.3d 299 (5th Cir. 2013).................................... 12,18
Wells v. City o f Dearborn Heights,
538 Fed. Appx. 631 (6th Cir. 2013)........................20, 21
STATUTES AND AUTHORITIES
Fourth Amendment to the U.S. Constitution . . . passim
28 U.S.C. § 1254(1).................................................................. ..
Cited Authorities
Page
1
Petitioner Claudia Dawson respectfully prays that this
Court grant a writ of certiorari to review the judgment
and opinion of the United States Court o f Appeals entered
on May 6, 2014.
OPINIONS BELOW
The May 6,2014 opinion of the court o f appeals, which
is reported at 566 Fed.Appx. 369 (5th Cir. 2014), is set out
at pp. lla -33a of the Appendix. The October 2,2014, order
of the court of appeals denying rehearing and rehearing
en banc, which is reported at 769 F.3d 326 (5th Cir. 2014),
is set out at pp. la-lOa of the Appendix. The October 31,
2012 order of the district court, which is not officially
reported, is set out at pp. 34a-50a of the Appendix.
JURISDICTION
The decision of the court of appeals was entered on
May 6,2014. A timely petition for rehearing and suggestion
for rehearing en banc were denied on October 2,2014. This
Court has jurisdiction pursuant to 28 U.S.C. § 1254(1).
CONSTITUTIONAL PROVISION INVOLVED
The Fourth Amendment provides in pertinent part,
“ The right of the people to be secure in their persons
. . . against unreasonable searches and seizures, shall not
be violated . . .
STATEMENT OF THE CASE
Graham v. Connor, 490 U.S. 386 (1989), established the
Fourth Amendment standards governing the use o f force
2
by law enforcement officials. In the instant case the Fifth
Circuit, confronted by a case which could not meet the
Graham standards, established a far-reaching exception
to Graham that would often eliminate constitutional
protection when non-lethal force is used against arrestees.
By a 10-5 vote, a sharply divided court o f appeals refused
to grant rehearing. D issenting opinions made clear
that this novel Fifth Circuit constitutional standard is
inconsistent with Graham. Because the panel decision
held that the use o f force in this case was constitutional,
the opinion has the immediate effect of according qualified
immunity throughout the Fifth Circuit for uses of force
that violate the Graham standards. The standard adopted
by the Fifth Circuit in this case conflicts with standards
in six other circuits.
A. The Legal Context
Graham v. Conner identifies three distinct elements
to be considered in determining whether a use of force by
a state violates the Fourth Amendment prohibition against
unreasonable seizures. First, “proper application [of the
Fourth Amendment reasonableness standard] requires
careful attention to the facts and circumstances o f each
particular case, including the severity o f the crime at
issue, whether the suspect poses an immediate threat
to the safety of the officers or others, and whether he is
actively resisting arrest or attempting to evade arrest
by flight.” 490 U.S.at 396. The particular circumstances
spelled out in this passage are widely referred to in the
lower courts as the uGraham factors.” Second, “whether
the force used . . . is ‘reasonable’ requires a careful
balancing of ‘ “ the nature and quality of the intrusion on
the individual’s Fourth Amendment interests’” against
3
the countervailing governmental interests at stake.” 490
U.S. at 396 (quoting Tennessee v. Garner, 471 U.S. 1, 8
(1985)). Third, it is significant whether or not the “ police
officers [were] forced to make split-second judgments— in
circumstances that [were] tense, uncertain, and rapidly
evolving— about the amount of force that [was] necessary
in a particular situation.” 490 U.S.at 396; see Saucier v.
Katz, 533 U.S. 194,205 (2001)(applying Graham factors).
This Court’s post -Graham decisions have focused
on the risk to the public, or to law enforcement officers,
created by the individual against whom force was used.
Thus in Scott v. Harris, 550 U.S. 372 (2007), the Court
em phasized that the plaintiff, “ racing down narrow,
two-lane roads in the dead of night at speeds that are
shockingly fast” 550 U.S. at 379, “ posed an actual and
imminent threat to the lives of any pedestrians who might
have been present, to other civilian motorists, and to the
officers involved in the chase.” Id. at 384; see Plumhoff v.
Rickard, 134 S.Ct. 2012, 2021 (2014).
B. The Proceedings Below
(1) This case concerns the use of force against a naked,
defenseless, pregnant woman.
Plaintiff Claudia Dawson is an African-Am erican
woman who, at the time o f the events giving rise to
this action, was 26 years old and in the early stages of
a pregnancy.1 In the evening of April 26, 2010, police in
Palestine, Texas stopped a vehicle in which Dawson was 1
1. Dawson Dec. If 2. The baby was born without any ill effects
later in the year.
4
a passenger. The driver got out o f the vehicle, and an
altercation with the police ensued. Dawson then exited the
vehicle, and objected to the actions of the police. The police
responded by arresting Dawson for public intoxication and
interference with public duties, both misdemeanors. App.
12a, 19a. Dawson, who insisted she had nothing at all to
drink, unsuccessfully asked to be given a breathalyzer
test.2
The Palestine police took Dawson to the Anderson
County jail to be booked on the two misdemeanor charges.
The Palestine police, for reasons that remain unclear,
asked the county jail officials to subject Dawson to a body
cavity search.3 The jail officials agreed to do so, without
making any determination of their own regarding whether
that highly intrusive search was justified.4 At the direction
of jail officials, Dawson went into a separate room used for
such searches and, in the presence of two or three female
guards— one of them armed with a pepperball gun—
removed all her clothing. Within the next few minutes a
male guard briefly entered the room, and a female guard
2. Declaration of Claudia Dawson, Doc. 23-1, par. iii (“ I
requested a breathalyzer test because I was charged with public
intoxication and I had not had anything to drink.”).
3. “Palestine Police Department. . . officers brought Dawson
to the Anderson County Sheriffs Office and requested that the
Anderson County Officers conduct a strip search. The Anderson
County officers were never informed of the basis for the PPD officers’
request for the strip search but nonetheless complied.” App. 19a.
4. Under the County Sheriffs Office Jail and Detention Policy
and Procedures, detainees, defined as individuals “held in the
facility for a short period, pending bond out or release . . . are not
normally housed with general population of inmates, and may be
held in waiting areas, holding cells, etc.” Doc. 22-10,1 (emphasis
in original).
5
shot Dawson twice with the pepperball gun. A pepperball
gun fires rounds of oleoresin capsicum powder, also known
as pepper spray. “ It is undisputed that throughout the
strip search, and while all o f the shots were fired, Dawson
was unclothed, standing within one or two feet of the wall
in the dress-out room, and was surrounded by multiple
officers, at least one of whom was armed with a pepperball
gun. It is also undisputed that Dawson never struck or
attempted to strike an officer.” App. 20a. But in other
respects what transpired during that period remains in
dispute.5
A ccord in g to Dawson, a fter she had com pletely
disrobed, the guards ordered her to squat and cough, and
she did so.6 Dawson then asked to get dressed. According
to Dawson, “ One o f the Defendant Jailers told me, ‘ I
will make you squat and cough all night until I get tired
of looking.’ I had already complied with the Defendant
Jailers’ order so I truthfully said, ‘You can’t make me
do this all night and I am not going to do it.’” Dawson
5. App. 22a (“the record evidence presents a factual dispute as
to whether Dawson wTas argumentative during the strip search or
rather whether any verbal noncompliance on her part was justified
given the officer’s alleged harassment. The Defendants testified
that Dawson was belligerent, screaming, and non-cooperative.
Comparatively Dawson testified that she did not yell at the officers
and merely said, in response to the threat that she would have to
squat and cough all night, that : ‘You can’t make me do this all
night and I am not going to do it.’”); App. 4a (“Dawson testified
that she complied with the initial command to ‘squat and cough.’
Anderson County contends she did not comply at all.”).
6. Dawson Dec., 11 v (“I squatted and coughed in compliance
with the order.”); Dawson Dep. 97 (“Q— They asked you to squat.
And you did that on your owm? A. Yes, sir. Q. And they asked you
to cough, and you did that on your own? A. Yes sir.”).
6
Dec., If vi.7 W hile Dawson and the female guards were
disagreeing about whether Dawson could be required to
squat and cough all night, “a guy stuck his head in and
told her, I tell you what to do with her shoot her with the
pepper ball gun.” Dawson Dep. 65-66. “ [He] could see me.
I was standing there in the middle stripped naked” (id. 73);
the male officer, a Sergeant, was in the room for 15 to 20
seconds. Id. 74. Dawson told the male officer he should not
be in the room. Id. 72, 73. The guard with the pepperball
gun then fired three rounds. The first round missed. The
second round hit Dawson in the abdomen. “When she shot
me in the stomach and I went down to my knees, I told
her that she could not be shooting me with no pepperball
gun because I was pregnant.” Id. 83; see id. 30 (Dawson
asked guard not to shoot her because she was pregnant),
83 (same), 81 (after jailer “ shot me in the stomach, I kind
of went in the fetal position.” ). The guard shot Dawson
again, this time hitting her on her leg. The two rounds
that struck Dawson broke the skin and caused “substantial
bleeding.” Dawson Dec., If x. During the period when the
shooting occurred, according to Dawson, the guards were
laughing. Dawson Dep., 82,83,88; see App. 15a (“Dawson[]
assert[s] that . . . the defendants laughed at her and made
abusive comments.” ).8 One guard remarked “ I wish I was
7. Dawson Dep., 65 (“They were just telling me to . . . squat,
and cough. I did that once. And one of them— I don’t know which
one of them told me that we were going to sit here and do this all
night. And when she told me that, I told her I done done it for them
once and I wasn’t going to sit there and do that all night. And I
asked her for my little clothes to dress out in.”).
8. App.l9a-20a (“Officers Sarah Wells and Cheneya Farmer
took Dawson into the ‘dress-out room’ where they instructed
Dawson to remove her clothes. One undressed, Dawson was
ordered to squat down and cough. Dawson attests that she
7
certified to shoot this bitch up with the pepper ball gun.”
Id. 66-67.
The guards give a different account of the shooting.9
They testified that although Dawson had removed all her
complied with this initial order. Once the strip search was in
progress, a third officer, Karen Giles, entered. According to
Dawson, after she had already complied with the order to squat
and cough, one of the officers then stated that she would force
Dawson to ‘squat and cough all night until [she got] tired of looking.’
Dawson asserts that in response, without yelling, she told the
officers that she could not be forced to squat and cough all night.
Promptly after this exchange, Sergeant Darryl Watson briefly
entered the dress-out room and instructed Officer Giles to shoot
Dawson with a pepperball gun. Officer Giles then fired the first
shot, which did not hit Dawson. Giles quickly fired the second shot,
which hit Dawson in the left side of her abdomen, causing her to
bend over in a ‘fetal position.’ Dawson attests that she then told
the officers that she could be pregnant and, if she was, that they
could not shoot at her. Officer Giles than fired the third shot, which
hit Dawson in her right knee. According to Dawson, the two shots
broke her skin and caused substantial bleeding. Dawson further
alleges that throughout the strip search, the officers laughed at her
expense and were verbally abusive. One female officer allegedly
stated that she *wish[ed] [she] was certified to shoot this bitch up
with the pepper ball gun.’ ”)
9. App. 36a (“In contrast, Defendants claim that Plaintiff did
not initially comply with the squat-and-cough order. Defendants
assert that Plaintiff was belligerent, used profanity, and yelled that
she was not going to squat and cough. Giles then entered the search
room and observed Plaintiff’s noncompliance. Giles also observed
that Plaintiff was moving closer to one of the jailers, arguing, and
screaming at the jailers in a threatening manner. Giles then told
Plaintiff to comply with the squat-and-cough order. When Plaintiff
still did not comply, Giles fired three shots at Plaintiff from the
pepperball gun. Plaintiff then complied with the order.”)
8
clothes as directed, she had refused to squat and cough.10 11
The guards stated that they had fired the pepperball gun
as a method of forcing Dawson to squat and cough, which
she did only after being struck by two of the pepperballs.
They claimed that Dawson had laughed after being struck
in the abdomen by the second round.11 There is no dispute,
however, that the male Sergeant wTas in the room at one
point during the body cavity search. And the Sergeant
expressly acknowledged that it was only necessary for an
arrestee to squat and cough a single time.12 “ [N ]o officer
indicated a problem with the first ‘squat and cough.” ’
App. 5a.
10. Farmer Dep. pp. 15,16, Doc. 22-5.
11. Giles Dep. 46, 51, 53.
12. Watson Dep., Doc. 23-4, p. 18:
“Q. Now, if she did squat and cough one time when she
was told to, as has been testified to by Ms. Dawson,
then that would have been in compliance, wouldn’t it?
A. Yes, sir.
Q. And it would be wrong to have her get down and
squat again?
A. Yes, sir.
Q. Because they don’t have any business harassing
these people?
A. Right.
Q. You agree with that?
A. Yes, sir.
Q. And you wouldn’t put up with that?
A. No, sir.”
9
Dawson was released the next morning. She went
to a local hospital for treatment o f the wounds caused
by the pepperball rounds. Dawson testified that the two
rounds that struck her, both fired at close range, had
caused pain that lasted for several months, and had left
scars still visible several years later. Dawson Dep., 33.
The prosecuting attorney did not pursue charges against
Dawson.
Dawson commenced this action in federal district
court, naming as the defendants four guards, the County
S h eriff, and A n derson C ounty.13 A fte r a p eriod o f
discovery, the defendants moved for summary judgment.
In support of that motion, the defendants asserted that
it was “ undisputed” that Dawson had refused to comply
with the order to squat and cough.14 15 Dawson’s response
em phasized that this assertion was in fact squarely
disputed, noting that she had repeatedly insisted in her
deposition that she had complied with the first squat and
cough order, and had objected only to the order that she
resume squatting and coughing “all night.”16 Dawson
13. The complaint alleged that the use of the pepperball gun
was authorized by county policy. The official policy of the County
Sheriffs Office states that “The Anderson County Sheriffs Office
will utilize the Pepperball systems as an attempt to overcome
resistance from persons who clearly refuse to obey lawful
directions given them by officers.” Doc. 22-9, Anderson County
Sheriffs Office: Use of Force: Pepperball Deployment Systems, 1;
see id. at 4 (“the Pepperball system is a viable means of attempting
to bring suspects into compliance.”)
14. Defendants’ Motion for Summary Judgment, 3-4,18,19.
15. Plaintiffs Response in Opposition to Defendants’ Motion
for Summary Judgment and Brief in Support, 20.
10
argued that the order to squat and cough all night served
no legitimate government purpose at all, citing testimony
by the Sergeant involved that there was no need for her
to squat and cough more than once.16 Dawson urged the
court in determining the constitutionality o f the use of
the pepperball gun to apply the standards in Graham v.
Connor.
The d istrict court acknow ledged that there was
conflicting testimony about whether Dawson had obeyed
the first order to squat and cough. “ The Court recognizes
that there is a factual dispute about whether Plaintiff
complied with the squat-and-cough order before being shot
with the pepperball gun.” App. 42a. It reasoned, however,
that the individual defendants were entitled to summary
judgment even on Dawson’s version of the facts, because
Dawson admitted having disobeyed the order to continue
squatting and coughing indefinitely, and because it was
undisputed that, rather than merely failing to obey that
order, she had explained to the guards that she thought
she could not be required to do that. “ Plaintiff conceded
that the jailers told her to squat and cough a second time
and that she did not obey. Furthermore, it is undisputed
that Plaintiff was arguing with the jailers.” App. 42a
(footnote omitted). The court concluded that the guards
were entitled to qualified immunity, because they could
reasonably have concluded that the use of the pepperball
gun under such circum stances was constitutionally
permissible. “ [A] reasonable jailer, faced with an arguing,
non-compliant arrestee, who was moving toward another
jailer, could have believed that [the guards’] actions were
16. Id. 17.
11
lawful.” App. 43a.17 The district court did not consider
whether the use of force satisfied the specific factors
established by Graham; instead, it deemed the fact an
arrestee had failed to obey an order sufficient by itself to
justify the use of force, especially where the arrestee gave
a reason for not complying. The district court dismissed
on other grounds the claims against Anderson County
and the Sheriff. App. 48a.
On appeal18 Dawson urged that the district court had
erred in failing to apply the Graham factors, emphasizing
that she had not been charged with a dangerous offense,
that she was not attempting to flee or actively resist arrest,
and that she denied having taken any action that posed any
threat to the safety of the officers.19 Again she pointed to
undisputed testimony by the Sergeant on the scene that
squatting and coughing a single time was all that was
necessary to complete the body cavity search.20 The Fifth
Circuit acknowledged that there was a factual dispute
about whether Dawson had com plied with the initial
order to squat and cough, and thus about whether any
government purpose would have been served by forcing
17. The statement that Dawson was “moving toward” a jailer
was controverted by testimony by the defendants that Dawson
(indisputably naked and unarmed) at all times remained within
one or two feet of the wall. App. 23a. The court of appeals did not
rely on this contested factual assertion.
18. The court of appeals held that under Fifth Circuit precedent
Dawson’s claim was governed by the Fourth Amendment. App.
13a n. 3.
19. Brief of Plaintiff-Appellant, 19.
20. Id., 8.
12
her to do so again (and again). “ Contrary to her jailers,
Dawson stated she initially complied with their directive
to ‘squat and cough’ during the strip search— This initial
compliance rem oved any need for the pepperball gun
. . . and, she contended, its use therefore was excessive.”
App. 13a.
The Fifth Circuit, in a 2 -to -l decision, nonetheless
concluded that the pepperball shooting was constitutional.
The panel majority held that a mere refusal by an arrestee
to obey any order— even in this case an order that she
squat and cough “all night”—justifies the use of force.21
We cannot conclude that all reasonable officers
would believe that the use o f force in this case
violated the Fourth Amendment, because it
is undisputed that Dawson did not com ply
with successive search com mands given at
her arrestee intake encounter. Even crediting
her that she obeyed at first, Dawson admitted
refusing a renewed command to “ squat and
cough.” Law enforcement officers are within
their rights to use objectively reasonable force
to obtain com pliance from prisoners............
21. The Fifth Circuit’s holding that disobedience to an order
can suffice to justify the use of force was presaged to some degree
by that Circuit’s decision in Tolan v. Cotton. “ Robbie Tolan’s
refusing to obey a direct order to remain prone violated [Texas
law] . . . . Such refusal, under the circumstances, could have
reinforced an officer’s reasonably believing Robbie Tolan to be a
non-compliant and potentially threatening suspect. Robbie Tolan
could have avoided injury by remaining prone as Officer Edwards,
with pistol drawn, had ordered him to do.” 713 F.3d 299, 308 (5th
Cir. 2013).
13
Measured force achieved compliance with the
officers’ search directives in this case, again,
crediting as we must, Dawson’s contention that
she complied at first but then refused a search
order given twice believing it to be abusive.
M easured force on an arrestee who refuses
immediately successive search orders cannot
be deemed objectively unreasonable under our
qualified immunity caselaw.
App. 13a-14a (footnote omitted). The Fifth Circuit did
not consider whether this use of force could satisfy the
Graham factors; indeed, the majority opinion never refers
to Graham at all. On its view, the disobedience of any order
by an arrestee is inherently sufficient by itself to justify
the use of force. The Court o f Appeals’ decision was not
limited to the individual defendants’ claims of qualified
immunity; it concluded that the use of the pepperball
gun was for these reasons “objectively reasonable,” i.e.
constitutional. App. 13a n. 3. It therefore dismissed the
claims against Anderson County and the Sherriff on the
ground that there had been no constitutional violation. Id.
Judge Dennis22 dissented, objecting that the panel’s
per se rule perm itting use of force against any non
complying arrestee was inconsistent with Graham. App.
lla -3 3 a . “ W ithout applying the Graham factors, the
majority summarily concludes that because Dawson was
non-compliant, the officers’ use of force was objectively
reasonable to achieve compliance and thus the Defendants
are entitled to qualified immunity.” App. 27a. Judge Dennis
22. Judge Dennis wrote the dissenting opinion in Tolan. 538
Fed. Appx. 374, 375 (5th Cir. 2013)(en banc).
14
analyzed the case under the Graham factors— as the panel
had not— and easily concluded that the use of force was
unconstitutional.23 The dissent objected that the panel’s
order-obedience doctrine permitted the use of force to
compel compliance with an order that was unlawful or
baseless, a result inconsistent with Graham; under the
Graham standard, Judge Dennis emphasized, the use of
force would be unconstitutional if, as Dawson testified,
she had already complied with the order to squat and
cough.24 The Sergeant in charge, he stressed, had agreed
23. App. 27a-28a:
First, Dawson was in custody for two misdemeanor
charges, neither of which involves accusations of
violence. Thus the first Graham factor—the severity
of the crime—militates against concluding that the
Defendants’ use of force was objectively reasonable.
̂ ̂ ^
[T]he second Graham factor—the individual’s threat
to officer safety— similarly supports a conclusion that
Defendants’ conduct was not objectively reasonable.
Viewing the evidence in the light most favorable
to Dawson, she . . . was unarmed, unclothed, stood
within one to two feet of the dress-out room’s wall,
was surrounded by multiple armed officers, and did
not attempt to strike an officer. On this record, viewing
the evidence in her favor, Dawson did not pose a threat
to the officer’s safety.
❖ ❖ ^
[T]he third Graham factor—whether the plaintiff
actively resisted the officers— also supports a
conclusion that the officer’s use of force was objectively
unreasonable.
24. “Sergeant Watson’s acknowledgement that a detainee
would be in compliance if he or she obeyed the first order to squat
15
that squatting and coughing a single time was sufficient.
App. 20a, 21a. “ Crediting all reasonable inferences in
Dawson’s favor, she presented record evidence that she
never resisted the officer’s lawful directives. Rather,
the evidence regarding her refusal to squat and cough
after she initially complied with officers’ orders may
reasonably be construed as a verbalized denial to consent
to an unlawful, abusive order and thus would not qualify
as ‘active resistance’ and would not justify the officer’s
resort to force.” App. 28a. Application o f the Graham
standard, Judge D ennis also concluded, precluded
qualified immunity. “ Under Graham, a reasonable officer
would have sufficient notice that using a pepperball gun to
repeatedly shoot a naked, possibly pregnant, compliant,
non-threatening detainee who merely stated she would
not comply with an abusive command, clearly constitutes
excessive force in violation of the Fourth Amendment.”
App. 28a-29a.
Dawson petitioned for rehearing and rehearing en
banc, again arguing that her constitutional claim should
have been evaluated under Graham.25 26 A sharply divided
and cough—read in conjunction with Dawson’s testimony that
she did just that— creates a genuine issue of material fact as to
whether Dawson’s behavior was in fact non-compliant. . . . ” App.
21a-22a.
25. Suggestion for Rehearing En Banc, 7-9.
In their brief opposing rehearing en banc, the defendants
embraced the panel’s reasoning, arguing that the use of force was
constitutional because “Dawson admits that she refused to comply
with at least one order to squat and cough. . . . Dawson contends
that she initially complied but then refused subsequent orders to
squat and cough.” Response to Petition for Rehearing En Banc,
16
court o f appeals denied rehearing en banc, over the
objection of five judges.* 26 In an opinion dissenting from
the denial o f rehearing en banc, Judge Haynes expressed
particular disagreement with the panel’s order-obedience
doctrine because it permitted the use o f force to compel
compliance with any order, and thus would apply to the
use of force to compel an arrestee to obey an entirely
illegitimate order. The dissent questioned whether “an
arrestee is required to follow any order from a group
o f armed jailers, regardless o f how ridiculous, or face
a pepperball to force compliance.” App. 5a. “ [IJt would
be unreasonable for a jailer to take Dawson’s refusal to
comply for the jailer ’s amusement a second time (after
already squatting and coughing), without more, as license
to begin shooting pepperballs at her.” App. 4a. “ [R]
equiring her to ‘squat and cough’ ‘all night long’ just to
humiliate her is not a legitimate basis upon which to use
force, such as a pepperball shot, to obtain compliance.”
App. 5a. “ No case law suggests [that a body cavity search]
can be conducted for any reason other than to assure
officers there is nothing hidden inside the cavity.” App. 4a.
Dawson alleged that the jailers laughed at her
and were verbally abusive throughout the strip
search . . . [T]he alleged statements inform the
3-4 and n. 4; see id. 6 (“Because Dawson admits that she refused
to comply with the order to squat and cough (at least once),. . . the
Panel did not err in concluding that Giles’ and Watson’s actions were
not objectively unreasonable under qualified immunity case law.”).
26. The judges who voted for rehearing en banc in this case
included all the judges who had voted for rehearing en banc in
Tolan. Compare App. 2a with Tolan v. Cotton, 538 Fed.Appx. 374,
375 (5th Cir. 2013)(en banc).
17
question of whether . . . the commands were
legitim ate or for harassm ent and, in turn,
whether force was justified to obtain compliance.
In examining. . . whether the commands were
consistent with a need for security or simply
done for sport, the alleged contemporaneous
comments support a conclusion that it was the
latter, not the former. . . . The facts as alleged
by Dawson . . . suggest a level of sadism and
brutality that is totally unacceptable.
App. 9a-10a.
REASONS FOR GRANTING THE PETITION
The Fi f th Circuit in this case has adopted an
unprecedented and far-reach in g constitutional rule
that m aterially subverts a quarter century o f Fourth
Amendment jurisprudence regarding the use of force by
law enforcement officials.
The decisions in Graham v. Connor and its progeny
carefully balance the public and private interests at stake
when force is used, assuring the ability of law enforcement
officers to protect themselves and the public from harm,
while preventing the use o f unnecessary force. The
circumstances alleged in this case could not conceivably
satisfy the Graham standard; neither the defendants nor
the courts below suggested that there was any legitimate
government interest in requiring an arrestee who has
already submitted to one body cavity search to continue
squatting and coughing, naked and surrounded by guards,
until the guards grew weary of that spectacle.
18
The Fifth Circuit— in a decision with far greater
ramifications that its decision in Tolan v. Cotton, 713
F.3d 299 (5th Cir. 2013), rehearing en banc denied, 538
Fed. Appx. 374 (5th Cir. 2013)(en banc), rev’d per curiam
134 S. Ct. 1861 (2014)— created a loophole which permits
wholesale evasion o f Graham. Under the decision below,
disobedience of any order by an arrestee is sufficient to
justify the use of force to compel compliance, regardless of
whether the order itself advances a sufficient governmental
in terest to sa tisfy Graham. A s the dissents below
correctly warned, that Fifth Circuit’s order-obedience
constitutional rule sanctions the use of force to compel
obedience to an order that serves no legitimate purpose
at all, the very circumstance alleged in this case.
The court of appeals decision conflicts with decisions in
six other circuits, and has the immediate effect throughout
the F ifth Circuit o f according qualified immunity for
conduct that violates the standards in Graham.
I. THERE IS AN IMPORTANT CIRCUIT CONFLICT
REGARDING W HETHER THE GRAHAM
STANDARDS APPLY TO THE USE OF FORCE
AGAINST ARRESTEES WHO DISOBEY ORDERS
The Fifth Circuit order-obedience doctrine conflicts
with the decisions in six other circuits, which correctly
apply the Graham standards when force is used against
an arrestee who does not comply with an order.
The Sixth Circuit has in a wide variety of circumstances
utilized the Graham factors in resolving claims regarding
the use o f force against arrestees who disobey an order.
In Harris v. City of Circleville, 583 F.3d 356 (6th Cir.
19
2009), while the plaintiff was being booked, the officers
escorting him instructed him to kneel down. Harris did
not obey the order, although “other than not complying
with the command to kneel down, Harris was not doing
anything to resist.” 583 F.3d at 361. In response, officers
struck the back of his knees as a take-down maneuver.
The Sixth Circuit applied the Graham factors in holding
this use of force unconstitutional, and in rejecting qualified
immunity.27 In Norton v. Stille, 526 Fed.Appx. 509 (6th
Cir. 2013), the plaintiff while being booked defied the
directions of an escorting officer by “p icking] up a paper
towel to blow her nose as well as a bottle o f soda, stating
that she needed something to drink.” 526 Fed.Appx. at
510-11. The Deputy pinned Norton to the wall and used a
take-down technique to force her to the floor. Applying the
Graham factors28, the court of appeals held that the use
of force was unconstitutional, and that qualified immunity
was not available, even if “ Norton may have defied [the
27. 583 F.3d at 366:
We conclude that the Graham factors weigh against
the Officers. Harris was accused o f . . . not particularly
serious crimes and none of them involve violence. In
addition, Harris did not pose an immediate threat
to the Officers or anyone else at the . . . Jail..........
[UJnder Harris’s version of the facts, he did not
actively resist at any time.
28. 526 Fed.Appx. at 512-13:
All of the Graham factors . . . favor a finding of
excessive force. First, Norton’s crime was not
particularly serious.. . . Second, Norton never posed
any real threat to [the officer]___Finally, Norton was
not actively resisting arrest or attempting to evade
arrest by flight.
20
Deputy] by grabbing a tissue, paper towels, and a soda
bottle.” 526 Fed.Appx. at 513. In Meirthew v. Amove, 417
Fed.Appx. 494 (6th Cir. 2011), while the plaintiff was being
booked, an officer ordered her to spread her feet in order
to facilitate a pat down search. The plaintiff refused to
spread her feet, continually moving them together after
the officer kicked them apart; the officer used an arm-bar
take-down in an effort to obtain compliance. Applying the
Graham factors, the court o f appeals concluded that the
use of force was unconstitutional and that the officer was
not entitled to qualified immunity.29
The Sixth Circuit has also applied the Graham factors
to claims that excessive force was applied to an arrestee
who disobeyed an order while being taken into custody.
In Eldridge v. City of Warren, 533 Fed.Appx. 529 (4th
Cir. 2013), police shot a taser at an arrestee who did not
obey an order to get out of his truck. See 533 Fed.Appx.
at 532-35 (applying Graham factors). “ W hether the
officers receive qualified immunity . . . turns on whether
failing to comply with an officer’s commands, with nothing
more, constitutes active resistance------[NJoncompliance
alone does not indicate active resistance; there must be
something more.” 533 Fed.Appx. 533-34. In Wells v. City
of Dearborn Heights, 538 Fed.Appx. 631 (6 th Cir. 2013),
29. 417 Fed.Appx. at 497-98:
[A]ll the Graham . . . factors favor a finding of
excessive force. First, the underlying crimes allegedly
committed by Meirthew were not severe-----Second,
Meirthew did not pose an immediate threat at
the police station. . . . Finally, Meirthew was not
attempting to resist or evade arrest by flight..........
While Meirthew refused to spread her feet to be
searched, such resistance was minimal.
21
officers fired a taser at an arrestee who, while lying on
the ground, violated officers’ order by attempting to roll
over onto his back and see what was happening. 538 Fed.
Appx. at 637-39 (applying Graham factors). In Thomas v.
Plummer, 489 Fed.Appx. 116 (6th Cir. 2012), police shot
with a taser an arrestee who, when ordered to lie on the
ground, instead got down on her knees and put her hands
in the air. “ Thomas did not lie face-down on the ground as
[the] Officer . . . ordered.” 489 Fed.Appx. at 127; see 489
Fed.Appx. at 125-26 (applying Graham factors).
In Austin v. Redford Township Police Dep’t., 690
F.3d 490 (6th Cir. 2012), police twice fired a taser at an
arrestee, seated in a police car, who disobeyed an order to
put his feet inside the car. The Sixth Circuit rejected the
defendants’ argument that the usual Graham standards
did not apply because Austin had violated an order by
the officers:
Defendants. . . raise a . . . purely legal argument
that this C ircu it’s precedent on the use of
excessive force on subdued and unresisting
subjects is irrelevant to situations involving
noncom pliance with police orders. Instead,
they argue that [the officer’s] two discharges
of his Taser in order to gain compliance with
his order for Austin to put his legs in the police
car did not violate any clearly established
constitutional right. . . . Our “ prior opinions
clearly establish that it is unreasonable to use
significant force on a restrained subject, even if
some level of passive resistance is presented.”
Meirthew v. Amove, 417 Fed.Appx. 494, 499
(6th Cir. 2011). . . . Although Defendants cite
22
non-binding authority from other courts for
the proposition that use of a Taser to obtain
com pliance is ob jectively reasonable, each
o f those cases involved the potential escape
o f a dangerous cr iminal or the th reat o f
immediate harm, neither of which is present
h e re . . . . Defendants’ legal argument that this
C ircuit’s precedent on the use o f excessive
force on subdued and unresisting subjects is
irrelevant to situations involving noncompliance
with police orders fails.
690 F.3d at 497-99.
The Seventh Circuit applies the Graham factors to
excessive force claims by arrestees who disobey an order,
and generally bars the use o f force against arrestees
whose disobedience is limited to passive resistance. In
Abbott v. Sangamon County, Illinois, 705 F.3d 706 (7th
Cir. 2013), the court o f appeals held that police violated
clearly established Fourth Amendment rights when they
fired a taser at an arrestee who, while lying on the ground,
disobeyed an order to roll over onto her stomach. “ [N]
one of the three Graham factors provide a justification
for the . . . tasing..........[Although [the plaintiff] did not
comply with [the officer’s] order to turn over onto her
stomach . . . , she did not move and at most exhibited
passive noncompliance and not active resistance.” 705
F.3d at 730. In Phillips v. Community Ins. Corp., 678 F.
3d 513 (7th Cir. 2012), police fired a “baton launcher” at
an arrestee who did not obey an order to get out o f her
car. The Seventh Circuit concluded under Graham that
this violated clearly established Fourth Am endm ent
rights. “ Phillips was never ‘actively resisting arrest,’
23
a touchstone o f the Graham analysis. . . . The officers
argue that Phillips demonstrated continuous ‘defiance’ by
failing to follow their commands to exit the vehicle___ To
the extent that Phillips’s perceived conduct could be
considered ‘resistance’ at all, it would have been passive
noncompliance . . . 678 F.3d at 524-25. A dissenting
opinion in that case agreed that the plaintiff’s claims
were governed by Graham. 678 F. 3d at 531 (Tinder, J.,
dissenting).
The Ninth Circuit has repeatedly dealt with this issue
in the context of demonstrators who, after having been
placed under arrest, passively resist orders to cooperate
when being taken into custody. In Headwaters Forest
Defense v. County of Humboldt, 240 F.3d 1185 (9 th Cir.
2001), a group of nonviolent environmental activists staged
a sit-in in the lobby of a lumber company. They linked
hands through a device that police could remove by using
a metal grinder. Rather than do that, police ordered the
protesters to release themselves, and when they failed to
do so an officer applied pepper spray to the corners of their
closed eyes. The resulting pain caused the demonstrators
to comply with the police orders to disengage from one
another. 240 F.3d at 1193. Applying the Graham factors,
the Ninth Circuit held that the use of the pepper spray
violated the Fourth Amendment. 240 F.3d at 1199-1204.
Under the Fourth Am endm ent, using such
a “ pain compliance technique” to effect the
arrests o f nonviolent protesters can only be
deemed reasonable force if the countervailing
governm ental in terests w ere particu larly
strong. The protestors posed no safety threat to
anyone. Their crime was trespass. T h e . . . lock-
24
down device they used meant that they could not
“ evade arrest by flight.” Graham, 490 U.S. at
396___ [T]he need for the force used during the
protests falls far short of supporting a judgment
as a matter o f law in favor of the defendants.
240 F.3d at 1205. A subsequent decision held that the
constitutional violation was sufficiently obvious to preclude
qualified immunity. Headwaters Forest Defense v. County
of Humboldt, 276 F.3d 1125 (9th Cir. 2002). In Mattos
v. Agarano, 661 F.3d 433 (9th Cir. 2011)(en banc), cert,
denied sub nom. Damon v. Brooks, 132 S.Ct. 2681 (2012),
the Ninth Circuit applied Graham in concluding that the
Fourth Amendment was violated by the use of a taser
against a pregnant arrestee who refused to get out o f her
car. 661 F. 3d at 443-46.
Four other circuits have applied Graham to cases
in which police used non-lethal force on an arrestee
who failed to obey a police order. MacLeod v. Town of
Brattleboro, 548 Fed.Appx. 6 (2d Cir. 2013)(taser fired
at arrestee who disobeyed order to lie on ground; use of
force constitutional because the plaintiff was a dangerous);
Brown v. Cwynar, 484 Fed.Appx. 676 (3d Cir. 2012)(taser
fired at arrestee who refused to release his hands so he
could be handcuffed; use of force constitutional because
arrestee had struggled with police); Martinez v. New
Mexico Dept, of Public Safety, 47 Fed.Appx. 513,515 (10th
Cir. 2002)(arrestee sprayed with mace when she refused to
get into back of police car; use of force unconstitutional and
violated clearly established rights); Mecham v. Frazier,
500 F.3d 1200,1204-05 (10th Cir. 2007)(arrestee sprayed
with pepper spray when she refused to get out o f her car;
use of force constitutional because dangerous location of
25
car required prompt resolution); Buckley v. Haddock, 292
Fed.Appx. 791 (11th Cir. 2008)(arrestee shot with a taser
when he refused to obey an order to get up o ff the ground
and get into a police car; use of force constitutional because
location o f arrestee near busy highway endangered the
arrestee, police, and passing motorists).
II. THE DECISION OF THE FIFTH CIRCUIT
CONFLICTS WITH THIS COURT’S DECISION
IN GRAHAM V. CONNOR
This case involves, not a dispute about the meaning of
Graham, but an outright refusal by the Fifth Circuit to
apply the Graham standards. As the dissenting opinions
below made clear, the Graham standards apply to all
uses of force subject to the Fourth Amendment, and are
not limited by an exception for cases in which an arrestee
has failed to comply with an order by a law enforcement
official. The effect o f the Fifth Circuit’s order-obedience
doctrine is to create a major loophole in this C ourt’s
Fourth Amendment jurisprudence, one which officials
can to some degree manipulate.
Like all decisions applying the Fourth Amendment’s
reasonableness standard, Graham d irects courts to
identify “ the countervailing governm ental interests”
that are advanced by a disputed use of force. 490 U.S. at
396. In Scott v. Harris, 550 U.S. 372, 383-84 (2007), the
Court explained that “ in judging whether [Deputy] Scott’s
actions were reasonable, we must consider the risk of
bodily harm that Scott’s actions posed to [the plaintiff]
in light o f the threat to the public that Scott was trying
to eliminate.” 550 U.S. at 383 (emphasis added). Under
the Fifth Circuit’s order-obedience doctrine, however, a
26
court never considers whether public safety or any other
governmental interest is at stake; the mere existence o f a
disobeyed order renders that inquiry irrelevant, even in
a case in which— as here— the order, and thus the use of
force itself, may not serve any governmental interest at
all. In this case, the Sergeant on the scene acknowledged
that if— as Dawson testified— she had already obeyed
an order to squat and cough, there would have been no
need for her to do so again (and again); under Graham
that acknowledgement would have been dispositive of the
summary judgment motion.
Graham directs courts to assess the extent to which
force— rather than some other governmental measure— is
necessary to protect the governmental interest at issue.
It is for that reason that the non-exclusive list o f factors
set out in Graham are all concerned with immediate
threats to public safety, a compelling interest that often
requires the near-instantaneous solution that force alone
may provide. Graham “requires careful attention to the
facts and circumstances of each particular case, including
the severity of the crime at issue, whether the suspect
poses an immediate threat to the safety of the officers
or others, and whether [the plaintiff] is actively resisting
arrest or attempting to evade arrest by flight.” 490 U.S.
at 396 (emphasis added). But the court o f appeals—
unlike the dissenting opinion—did not consider any of
these “ require[d]” factors, and disregarded all other
“ circum stances o f [the] case,” except for the fact that
Dawson had disobeyed an order.
Graham also “requires a careful balancing of “ ‘the
nature and quality of the intrusion on the individual’s
Fourth Amendment interests’” against the countervailing
27
governmental interests at stake.” Id. (quoting Tennessee
v. Garner, 471 U.S. at 8)(emphasis added). But the court of
appeals, applying its order-obedience doctrine, engaged in
no such balancing; indeed, in the absence of any identified
purpose for an order requiring Dawson (as she alleged) to
squat and cough until the guards were bored, there would
have been no countervailing government interest to weigh
against the intrusion on Dawson’s Fourth Amendment
interests caused by the pepperball shootings.
In addition , un der Graham “ [t]he ca lcu lu s o f
reasonableness must em body allowance for the fact
that police officers are often forced to make split-second
judgments— in circumstances that are tense, uncertain,
and rapidly evolving— about the amount of force that
is necessary in a particular situation.” 490 U.S. at 396
(emphasis added). Conversely, the absence of such exigent
circumstances would under Graham also be a necessary
consideration. But in the F ifth Circuit, whenever an
arrestee disobeys an order, that aspect of Graham is also
irrelevant.
Under the Graham standards, to be sure, the refusal
of an arrestee, or anyone else, to obey an order could be
a consideration bearing on the governmental interest
at stake, and thus might properly be considered along
with all other relevant circumstances. But it is palpably
inconsistent with Graham to hold that the use of force is
permissible in response to every act of noncompliance with
any order under all circumstances. There is a difference
o f constitutional magnitude between disobeying an order
to “drop your gun,” disobeying an order to “ tell me your
name,” and disobeying an order to “wipe that smile off
your face.”
28
III. THE IMMEDIATE LEGAL AND PRACTICAL
CONSEQUENCES OF THE FIFTH CIRCUIT
DECISION WARRANT RESOLUTION OF THE
QUESTIONS PRESENTED WITHOUT FURTHER
DELAY
The necessarily dramatic and immediate impact the
decision below will have on qualified immunity in the Fifth
Circuit weighs heavily in favor of review by this Court.
Civil actions to redress constitutional violations
are a linchpin of the rule o f law. The possibility that
law en forcem en t o ffic ia ls m ay be held p erson a lly
accountable for violating constitutional rights provides
them with a powerful incentive to conform their conduct
to constitutional standards. At the same time, qualified
im m unity p rotects law en forcem ent o ffice rs i f the
existence o f the constitutional right in question was not
clearly established at the time of an asserted violation.
The backdrop o f judicial decisions by this Court and the
lower courts thus determines the scope of that immunity,
and shapes the conduct o f law enforcement officials and
agencies.
Prior to May 6, 2014, the date of the panel decision
in this case, no law enforcem ent official in the F ifth
Circuit, or elsewhere, could reasonably have believed
that the use of force would be constitutional whenever
an arrestee violated any order; the decisions in Graham
and its progeny were clearly to the contrary. But the
issuance of the single opinion in this case has overnight
changed that situation throughout the Fifth Circuit. In
that circuit today, any official who uses “measured force”
against a disobedient “arrestee” would be entitled to
qualified immunity, because he or she could point to the
29
panel decision in this case as holding that, regardless
of any other circumstances, such a use o f force would
be constitutional. App. 14a. “ [A]ctions that [are] lawful
according to courts in the jurisdiction where [a defendant]
acted” are the quintessential example of conduct accorded
qualified immunity. Stanton v. Sims, 134 S.Ct. 3 ,7 (2013).
Any uncertainty about when an individual becomes an
“arrestee,” or about what constitutes “ measured force,”
under the decision below, will further expand the range
of actions protected by qualified immunity.
The Fifth Circuit’s order-obedience doctrine, because
limited to arrestees, provides officials with a significant
incentive to arrest members of the public before issuing
whatever orders they may see fit, since doing so will permit
the use o f force that might otherwise be unconstitutional.
Government lawyers in the Fifth Circuit can be expected
now to advise their clients that in dealing with arrestees
they no longer have to conform to the more demanding
requirements of Graham. Under City of Canton, Ohio v.
Harris, 489 U.S. 378, 392 (1989), cities and counties face
liability for supervision or training practices which reflect
a “deliberate indifference t o . . . constitutional rights — ”
That liability, and the incentives for cities and counties
to engage in practices consistent with Graham, have
also been largely undercut by the decision below; a local
government could not be said to be deliberately indifferent
to a right that the Fifth Circuit in this case has announced
does not exist.
The particular importance o f the decision below is
not its impact on the limited number of cases that may
actually be litigated, but its consequences for everyday
law enforcement and jail practices throughout the Fifth
Circuit. The panel decision virtually invites jails to post
30
signs like that once utilized in a county jail reading:
“ Failure to immediately comply with orders of jail staff,
you will be t a s e d Smith v. Conway County, Arkansas, 749
F.3d 853,855 (8th Cir. 2014). The Eighth Circuit correctly
struck down that practice, explaining that “ ‘[t]he law does
not authorize the day-to-day policing of prisons’ . . . by
taser.” 749 F.3d at 861 (quoting Hickey v. Reeder, 12 F.3d
754,756 (8th Cir. 1993). But today in Texas, Louisiana, and
Mississippi, the day-to-day policing o f jails and booking
areas by taser, pepperball gun, pepperspray, and mace
has the approval of the United States Court of Appeals
with jurisdiction over those states. The Fifth Circuit has
also sanctioned the use outside of such facilities of those
chem ical agents and other pain-infliction techniques
whenever an arrestee disobeys an order, agents and
techniques that are forbidden in other circuits except
when their use is consistent with the Graham standards.
The delineation and enforcement o f the constitutional
line separating permissible and impermissible uses of
force are matters of great public importance; recent events
have significantly increased public concern with that
distinction. This Court granted review in Scott v. Harris
and Plumhoff v. Rickard to correct misapplications of the
Graham standards, and did so even in the absence of any
dispute in those cases about the governing constitutional
standards. The decisions in Scott and Plumhoff reiterated
the importance of according proper weight to the vital
governm ental interest in protecting the safety of the
public and law enforcement officials. This case concerns
the other side of the Graham balance: the shooting o f a
pepperball gun at a naked, defenseless, pregnant woman
cowering in a fetal position and imploring guards to hold
their fire. It is no less deserving o f review by this Court
than the petitions in Scott and Plumhoff.
31
IV. THIS CASE PRESENTS THE IDEAL VEHICLE
FORRESOLVINGTHEQUESTIONSPRESENTED
The F ifth C ir c u it ’s o rd e r -o b e d ie n ce d o c tr in e
originated in this case; it should end here as well.
The decision below rests solely on the Fifth Circuit’s
new constitutional standard. Because the court of appeals
held the use of force constitutional, it dismissed not only
the claims against the individual guards but also the
claims against Anderson County. A county may not assert
qualified immunity. Owen v. City of Independence, 445
U.S. 622 (1980). Thus if review were granted, regardless
o f whether the individual defendants might be entitled to
qualified immunity, this Court could determine whether
the claim asserted by Dawson is governed by the Graham
standard and constituted a constitutional violation.
The panel did not purport to apply to Dawson’s claim
the Graham standards that are utilized in all other
circuits in deciding the constitutionality o f a use o f force
against a non-compliant arrestee. The two dissenting
opinions correctly explain that the use of force alleged
in this case could not satisfy Graham. I f review were
granted, this Court could reach that issue, and itself apply
Graham to the circumstances of this case; the Court could
also take the more limited step o f holding that Graham
indeed establishes the controlling legal standards, and
then remand the case to the lower courts with instructions
to apply those standards.
32
CONCLUSION
For the above reasons, a writ o f certiorari should
issue to review the judgment and opinion of the Court of
Appeals for the Fifth Circuit.
Respectfully submitted,
Curtis B. Stuckey
T im Garrigan
T imothy David Craig
Stuckey, Garrigan & Castetter
L aw Offices
P.O. Box 631902
Nacogdoches, TX 75963
John Paul Schnapper-Casteras
NAACP L egal D efense &
E ducational F und, Inc.
1444 I Street NW
Washington, DC 20005
E ric Schnapper
Counsel of Record
School of Law
University of Washington
P.O. Box 353020
Seattle, WA 98195
(206) 616-3167
schnapp@u.washington.edu
Sherrilyn Ifill
Director-Counsel
Janai Nelson
Christina Swarns
NAACP L egal Defense &
E ducational F und, Inc.
40 Rector Street, 5th Floor
New York, N Y 10006
Counsel for Petitioner
mailto:schnapp@u.washington.edu
APPENDIX
la
APPENDIX A — ORDER OF THE UNITED
STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT DENYING REHEARING AND
REHEARING EN BANC, DATED OCTOBER 2, 2014
IN TH E U N ITED STATES COURT OF A P PE A LS
FOR TH E FIFT H CIRCU IT
No. 12-41223
Claudia DAWSON,
Plaintiff-Appellant
v.
Anderson County, Texas; Sheriff Greg Taylor; Jailer
Karen Giles; Jailer Cheneya Farmer; Jailer Sarah
Watson; Jail Sergeant Darryl Watson,
Defendants-Appellees
Appeal from the United States District Court
For the Eastern District of Texas
ON PETITION FOR RE H E A R IN G AN D
R E H E A R IN G EN BANC
(Opinion May 6, 2014, 556 F.Appx. 369)
[Oct. 2, 2014]
Before SM ITH , D E N N IS, and HIGGINSON, Circuit
Judges.
2a
HIGGINSON, Circuit Judge:
The Petition for Rehearing is DENIED. Judge Dennis
dissents from the denial of panel rehearing for the reasons
stated in his panel dissent of May 6, 2014, Dawson v.
Anderson County, Texas, 566 Fed. Appx. 369,371-79 (5th
Cir.2014) (Dennis, J., dissenting), and the dissent from the
court’s denial of rehearing en banc.
The court having been polled at the request o f one
o f its members, and a majority of the judges who are in
regular active service and not disqualified not having
voted in favor (Fed. R.App. P. 35 and 5th Cir. R. 35), the
Petition for Rehearing En Banc is also DENIED.
In the en banc poll, five judges voted in favor of
rehearing (Judges Jolly, Dennis, E lrod, Haynes, and
Graves) and ten judges voted against rehearing (Chief
Judge Stewart and Judges Davis, Jones, Smith, Clement,
Prado, Owen, Southwick, Higginson, and Costa).
H A Y N E S , C ircu it Judge, jo in ed by D E N N IS and
G RAVES, Circuit Judges, dissenting from Denial o f
Rehearing En Banc:1
Police officers put their lives on the line every day
to keep us safe, and I am grateful for the fact that we
have men and women willing to serve for relatively low
1. Judge Dennis joins this dissent for the reasons set forth
herein and for the reasons set forth in his dissent from the panel
opinion. Dawson v. Anderson Cnty., 566 Fed.Appx. 369, 371-79
(5th Cir.2014) (Dennis, J., dissenting).
Appendix A
3a
pay in these essential positions. The doctrine of qualified
immunity recognizes that split-second decisions made in
(literally) life and death situations should not be second-
guessed by judges or juries far removed from the scene.
However, immunity for officers is qualified, not absolute.
The fact that Section 1983 liability exists in the first place
recognizes that when a person is given a badge and a gun,
the potential for abuse o f power exists. The doctrine of
qualified immunity is not meant to protect officers who
behave abusively. Cfi Ramirez v. Martinez, 716 F.3d 369,
373, 378-79 (5th Cir.2013) (upholding denial of summary
judgment where officer tased suspect after he had been
handcuffed and subdued).
Appellant Claudia Dawson accused several jail officers
o f using excessive force by issuing unreasonable orders
for sport and shooting her with a pepperball gun when
she refused to comply. The panel majority opinion found
the jailers entitled to qualified immunity based on its
conclusion that law officers may use “measured force”
against an arrestee who refuses immediately successive
search orders. Dawson, 566 Fed.Appx. at 370-71 (majority
opinion). Because there are genuine issues o f fact as to
whether the force was objectively reasonable, I conclude
that the majority opinion erred in affirming the district
court’s opinion.
The Supreme C ourt’s recent decision in Tolan v.
Cotton reminds us that, for summary judgment motions
based on qualified immunity, the facts must be viewed in
context and in the light most favorable to the nonmovant.
----- U .S .--------- , 134 S.Ct. 1861, 1866, 188 L.Ed.2d 895
Appendix A
4a
(2014). A fter Dawson was arrested and brought to the
jail, she was asked to “squat and cough” while undressed
in the presence o f four armed jailers. The stated reason
for the “ squat and cough” was that the jailers needed to
determine whether Dawson had secreted contraband or
weapons on her person. Dawson testified that she complied
with the initial command to “ squat and cough.” Anderson
County contends she did not comply at all. The jailers
asked Dawson to “ squat and cough” again, allegedly
stating that they would make her “squat and cough” “all
night long.” Dawson refused. At some point, the jailers
responded by shooting her with a pepperball gun to force
compliance.
As we must view the facts in the light most favorable
to Dawson, we must assume she did com ply with the
initial command. Assuming Dawson complied, a jury could
infer that the jailers were not concerned about safety
at all but rather were issuing unreasonable orders for
sport. See Tolan, 134 S.Ct. at 1867-68 (vacating grant of
summary judgment where “a ju ry could reasonably infer
that [the plaintiffs] words, in context, did not amount to a
statement of intent to inflict harm” ). In that light, it would
be unreasonable for a jailer to take Dawson’s refusal to
comply for the jailer ’s amusement a second time (after
already squatting and coughing), without more, as license
to begin shooting pepperballs at her. No case law suggests
this sort of procedure can be conducted for any reason
other than to assure officers there is nothing hidden inside
the cavity. As such, summary judgment was improper.
Appendix A
5a
I recognize, however, that the fact that a case is
wrongly decided on the merits is not, by itself, a basis
for en banc rehearing. Fed. R.App. P. 35(a). This case
presents larger questions that would benefit from en banc
consideration. W here is the line between a legitimate
security protocol and governm ent oppression? W hat
standard should apply when the alleged victim of police
abuse has been arrested but is not yet processed for
pretrial detainment? Both questions are worthy of this
full court’s attention. I therefore dissent from the court’s
decision not to rehear this case en banc.
I agree that Supreme Court precedent makes a strip
search with a “squat and cough” arguably permissible for
an initial search. Florence v. Bd. of Chosen Freeholders
of Cnty. of Burlington,----- U .S .-------- , 132 S.Ct. 1510,182
L.Ed.2d 566 (2012). But does Florence mean an officer can
make a naked, defenseless arrestee “ squat and cough”
“all night long?” Once an arrestee “ squats and coughs,”
how many more times must she comply? Is an arrestee
required to follow any order from a group o f arm ed
jailers, regardless of how ridiculous, or face a pepperball
to force compliance? W here is the line? Dawson argues
that since she complied once, and no officer indicated a
problem with the first “ squat and cough,” requiring her
to “squat and cough” “ all night long” just to humiliate her
is not a legitimate basis upon which to use force, such as
a pepperball shot, to obtain compliance. I submit that we
cannot and should not tolerate unnecessary harassment
and humiliation of arrestees for the amusement of officers.
Appendix A
6a
Further, we lack clarity as to which standard should
apply to determine whether the use of force was excessive
in this case. When a plaintiff alleges that a government
official has employed “ excessive force” in violation of
the Constitution, several constitutional standards are
potentially applicable (the Fourth, Eighth, and Fourteenth
Amendments). W hether a particular standard applies
turns on the plaintiff’s status during the relevant time
period.
At one end of the timing spectrum are excessive force
claims arising during the initial arrest or apprehension
o f a free citizen, which are governed by the Fourth
Am endm ent. As explained by the Supreme C ourt in
Graham v. Connor, when an “ excessive force claim
arises in the context o f an arrest or investigatory stop
of a free citizen, it is most properly characterized as one
invoking the protections of the Fourth Amendment, which
guarantees citizens the right ‘to be secure in their persons
... against unreasonable... seizures’ o f the person.” 490 U.S.
386, 394,109 S.Ct. 1865,104 L.Ed.2d 443 (1989) (quoting
U.S. Const. Amend.. IV). Analysis of a Fourth Amendment
excessive force *329 claim involves consideration of the
need for force and the so-called Graham factors: the
“ severity of the crime at issue, whether the suspect poses
an immediat e threat to the safety of the officers or others,
and whether he is actively resisting arrest or attempting
to evade arrest by flight.” Id. at 396,109 S.Ct. 1865.
At the other end of the spectrum are excessive force
claim s arising during incarceration , a fter crim inal
prosecution is complete. A convicted inmate’s excessive
Appendix A
7a
force claim is governed by the Eighth Amendment. As
explained by the Supreme Court in Hudson v. McMillian,
“whenever prison officials stand accused of using excessive
physical force in violation o f the Cruel and Unusual
Punishments Clause [of the Eighth Amendment], the core
judicial inquiry is ... whether force was applied in a good-
faith effort to maintain or restore discipline, or maliciously
and sadistically to cause harm.” 503 U.S. 1 ,6 -7 ,112 S.Ct.
995, 117 L .Ed.2d 156 (1992). Analysis o f an excessive
force claim under the E ighth Am endm ent includes
consideration of the Hudson factors: “ [1] the extent o f the
injury suffered; [2] the need for the application of force;
[3] the relationship between the need and the amount of
force used; [4] the threat reasonably perceived by the
responsible officials; and [5] any efforts made to temper
the severity o f a forceful response.” Gomez v. Chandler,
163 F.3d 921, 923 (5th Cir.1999) (citation and internal
quotation marks omitted). In contrast to the Fourth
Am endm ent excessive force inquiry under Graham,
which prohibits consideration of the officer’s subjective
intent, “ [t]he focus of [the Eighth Amendment excessive
force inquiry under Hudson] is on the detention facility
official’s subjective intent to punish.” Valencia v. Wiggins,
981 F.2d 1440,1449 (5th Cir.1993).
Between these two periods, i.e., between the time a
suspect is initially arrested and then is incarcerated after
being prosecuted, is pretrial detainment. The Due Process
Clause of the Fourteenth Amendment protects pretrial
detainees from excessive force. See Graham, 490 U.S. at
395 n. 10,109 S.Ct. 1865; Brothers v. Klevenhagen, 28 F.3d
452, 455-56 (5th Cir.1994) (“A pretrial detainee receives
Appendix A
8a
the protection of the Due Process Clause of the Fourteenth
Amendment.” )- Although the Due Process Clause of the
Fourteenth Amendment protects pretrial detainees from
excessive force, we have held that excessive force claims
arising during a plaintiffs pretrial detainment are also
governed by the Supreme C ourt’s test from Hudson.
See Valencia, 981 F.2d at 1446; see also United States v.
Daniels, 281 F.3d 168,179 (5th Cir.2002) (explaining that
“a claim of excessive force by a law enforcement officer is
correctly examined under the same standard regardless
whether the claim arises under the Eighth Amendment
or the Fourteenth Amendment” ). That is because “ it is
impractical to draw a line between convicted prisoners
and pretrial detainees for the purpose of maintaining jail
security.” See Valencia, 981 F.2d at 1446. Thus, “when a
court is called upon to examine the amount of force used
on a pretrial detainee[ ] for the purpose of institutional
security, the appropriate analysis is that announced in ...
Hudson.” Id.
Less clear is the person who, like Dawson, has been
arrested but not yet processed for pretrial detainment. We
should take this case en banc to announce clearly which of
these standards applies to such a person. For its part, the
majority opinion does not announce or follow any standard
whatsoever. It rests, instead, on the seemingly unassailable
notion that law enforcement officers are entitled to use
force to obtain compliance with necessary commands. See
Dawson, 566 Fed.Appx. at 370-71. The problem here is
that this analysis overlooks a significant factual dispute
between the officers, who contend that Dawson did not
comply at all (thus, she refused a “necessary command” ),
Appendix A
9a
and Dawson, who contends that she did comply and that
the further commands to “ squat and cough” “all night
long” were issued merely for sport. Three aspects o f the
evidence support Dawson’s position: (1) the testimony of
jailer Darryl Watson,2 who agreed that one “ squat and
cough” is all that is necessary for security purposes such
that subsequent “ squat and coughs” would be “wrong,” see
Los Angeles Cnty. v. Rettele, 550 U.S. 609, 615,127 S.Ct.
1989,167 L.Ed.2d 974 (2007) (deputies were not “ free to
force [plaintiffs] to remain motionless and standing for any
longer than necessary”); (2) the fact that, taking Dawson’s
evidence as true, there was no security threat; and (3)
the “ totality o f the circumstances,” including statements
allegedly made by the jailers, suggest the commands to
Dawson were for sport, not security.
The true im port o f applying the correct standard
becom es clear when considering the latter point. The
Hudson test considers the subjective intent o f the
jailers. Valencia, 981 F.2d at 1449. Dawson alleged that
the ja ilers laughed at her and were verbally abusive
throughout the strip search. In this regard, the majority
opinion misapprehended the import o f the laughing and
harassing. The majority opinion stated that verbal abuse
by a jailer does not give rise to a Section 1983 claim. See
Dawson, 566 Fed.Appx. at 371. While I agree that verbal
abuse, alone, is not actionable, the alleged statements
inform the question o f whether or not the commands
Appendix A
2. Watson testified: Q: Now, if she did squat and cough one time
when she was told to ... then that would have been in compliance
...? A: Yes, sir. Q: And it would be wrong to have her get down and
squat again? A: Yes, sir.
10a
were legitimate or for harassment and, in turn, whether
force was justified to obtain compliance. In examining the
“ totality of the circumstances” and whether the commands
were consistent with a need for security or simply done for
sport, the alleged contemporaneous comments support a
conclusion that it was the latter, not the former.
The facts as alleged by Dawson— which must be taken
as true at this stage (even if ultimately a ju ry concluded
they were greatly exaggerated)— suggest a level of sadism
and brutality that is totally unacceptable. The majority
vote of this court not to take this case en banc should not
be viewed as condoning the conduct alleged here. It is not
even necessarily an endorsement o f the panel majority
opinion. Judges vote against a grant of en banc rehearing
for a variety o f reasons that can include a conclusion that
the particular issue is not squarely presented by the
facts o f the particular case. Nonetheless, this case raises
serious questions that deserve clarity from this court. I
therefore respectfully dissent from the court’s decision to
deny rehearing en banc.
Appendix A
11a
APPENDIX B — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE FIFTH
CIRCUIT, DATED MAY 6, 2014
IN TH E U N ITED STATES COURT OF A P PE A LS
FOR TH E F IFT H CIRCU IT
No. 12-41223.
Claudia Dawson,
Plaintiff-Appellant
v.
Anderson County, Texas; Sheriff Greg Taylor; Jailer
Karen Giles; Jailer Cheneya Farmer; Jailer Sarah
Watson; Jail Sergeant Darryl Watson,
Defendants-Appellees
[May 6, 2014]
Appeal from the United States District Court
for the Eastern District of Texas
USDC No. 6 :ll-C V -5 0 7
Before SM ITH , D E N N IS, and HIGGINSON, Circuit
Judges.
HIGGINSON, Circuit Judge:*
* Pursuant to 5th Cir. R. 47.5, the court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5th Cir. R. 47.5.4.
12a
Appellant Claudia Dawson was arrested by Palestine,
Texas police for public intoxication and interference with
public duties. She was taken to the Anderson County jail
and, based on probable suspicion, police officers asked
the ja il’s officers to perform a strip search. During that
search, Dawson was shot with a pepperball gun,1 once in
the leg and once in the abdomen. She sued, alleging civil
rights violations under 42 U.S.C. § 1983 for use of excessive
force by Anderson County jailers and an unreasonable
search. She also raised pendent state law claims for assault
and battery.1 2 The district court granted the defendants’
motion for summary judgment and dismissed Dawson’s
claims. We A F F IR M .
“We review the district court’s summary judgment
decision de novo, applying the same standards as the
district court.” Poole v. City of Shreveport, 691 F.3d 624,
627 (5th Cir.2012). Summary judgm ent is appropriate
where “ there is no genuine dispute as to any material
fact and the movant is entitled to judgment as a matter
of law.” Fed.R.Civ.P. 56(a).
Appellant first claims that the use o f the pepperball
gun constituted excessive force in violation of the Fourth
Appendix B
1. “Pepperball guns are, in essence, paintball guns that fire
rounds containing oleoresin capsicum (‘OC’) powder, also known
as pepper spray.” Nelson v. City of Davis, 685 F.3d 867, 873 (9th
Cir.2012).
2. The original complaint included an Eighth Amendment
violation that was dropped during summary judgment.
13a
Am endm ent.3 Contrary to her jailers, Dawson stated
she initially complied with their directive to “ squat and
cough” during the strip search. This initial compliance
removed any need for the pepperball gun (which left small
marks and broke the skin) and, she contended, its use
therefore was excessive. The defendants responded with
a claim of qualified immunity. To overcome this defense,
Dawson must show an injury caused by actions that were
objectively unreasonable in light of clearly established
law. Poole, 691 F.3d at 627. “ The defendant’s acts are
held to be objectively reasonable unless all reasonable
officials in the defendant’s circumstances would have then
known that the defendant’s conduct violated the United
States Constitution or the federal statute as alleged by
the plaintiff.” Thompson v. Upshur Cnty., 245 F.3d 447,
457 (5th Cir.2001).
We cannot conclude that all reasonable officers would
believe that the use of force in this case violated the Fourth
Amendment, because it is undisputed that Dawson did
not comply with successive search commands given at
Appendix B
3. The district court correctly characterized this claim as a
Fourth Amendment issue rather than a Fourteenth Amendment
one— even though Dawson claimed her substantive due process
rights were violated. The claim is against Jailer Giles (who shot
the pepperball gun) and Sergeant Watson (who authorized the
use of the pepperball gun) for their direct actions. It is also
raised against Anderson County and Sheriff Taylor for deficient
policies, procedures, etc. that allowed the incident. Because we
find the use of the pepperball gun to be objectively reasonable,
we do not reach Appellant’s argument against Anderson County
and Sheriff Taylor.
14a
her arrestee intake encounter. Even crediting her that
she obeyed at first, Dawson admitted refusing a renewed
command to “ squat and cough.” Law enforcement officers
are within their rights to use objectively reasonable force
to obtain compliance from prisoners. Compare Tillis v.
Garcia, 99 F.3d 1135 (5th Cir.1996) (affirming judgment
as matter of law for defendants in Eighth Amendment
excessive force case, in which officers applied physical
force to restrain plaintiff after he concededly “engaged in
provocative conduct toward the officers” ), with Comeaux
v. Sutton, 496 Fed.Appx. 368 (5th Cir.2012) (reversing
sum mary judgm ent for defendants in excessive force
case in which plaintiff denied offering any resistance
to o fficers ’ commands and officers forcib ly rem oved
handcuffed plaintiff from his wheelchair to floor to remove
clothing). Measured force achieved compliance with the
officers’ search directives in this case, again, crediting, as
we must, Dawson’s contention that she complied at first
but then refused a search order given twice believing it
to be abusive. Measured force4 used on an arrestee who
refuses immediately successive search orders cannot be
deemed objectively unreasonable under our qualified
immunity caselaw.
Appendix B
4. Of course, we do not cast judgment on the use of pepperball
projectiles in other factual contexts. See, e.g., Nelson, 685 F.3d
867 (holding that qualified immunity did not protect police officers
from Fourth Amendment seizure claim stemming from their firing
pepperball that struck plaintiff, a university student at a party
who was nonresistant and awaiting instruction from officers, in
the eye, causing permanent vision loss).
15a
We next consider Dawson’s argument that the search
was conducted in an unreasonable manner.5 Dawson’s
assertion is that, in addition to using a pepperball gun, the
defendants laughed at her and made abusive comments.
We have held previously that verbal abuse by a jailer alone
does not give rise to a § 1983 claim. Bender v. Brumley, 1
F.3d 271,274 n. 4 (5th Cir.1993). We have already held that
the use of the pepperball gun in this case was objectively
reasonable, and we do not find that her assertions about
laughter and taunts combine to overcom e defendants’
qualified immunity.
F inally we address Dawson’s state law claims of
assault and battery.6 The defendants argue that they are
entitled to official immunity under Texas law. We agree.
The question is whether the officers acted in good faith and
their conduct “ is evaluated under substantially the same
standard used for qualified immunity determinations in
§ 1983 actions.” Meadours v. Ermel, 483 F.3d 417,424 (5th
Cir.2007). Because the officers were entitled to qualified
immunity on the federal claims, they are also protected
by official immunity under state law.
Appendix B
5. This claim is raised against Jailers Wells, Giles, and
Farmer for their direct roles. It is also pressed against Anderson
County and Sheriff Taylor for deficient policies, procedures, etc.
Dawson explicitly waived the argument that the strip search
was invalid at its inception, citing Florence v. Bd. of Chosen
Freeholders ofCnty. of Burlington,----U.S.-------- , 132 S.Ct. 1510,
182 L.Ed.2d 566 (2012). We accordingly do not pass on whether
the search was justified initially.
6. These claims are against Sergeant Watson and Jailers
Giles, Farmer, and Wells.
16a
In sum, the district court did not err in holding in
favor o f the defendants.
Appendix B
AFFIRMED.
JAM ES L. D EN N IS, Circuit Judge, dissenting:
The m ajority concludes that Dawson has failed to
present a genuine issue of material fact regarding whether
the D efendants1 violated clearly established Fourth
1. I use the term “Defendants” as a short-hand to refer
to the individual Anderson County officers who Dawson alleges
violated her Fourth Amendment rights. In addition to her claims
against the officers in their individual capacities, Dawson also filed
suit against Anderson County, Texas, and Sheriff Greg Taylor,
in his official capacity. For the reasons set forth infra, I believe
that Dawson presented competent summary-judgment evidence
to overcome the individual Defendants’ summary judgment
motions. However, I would affirm the district court’s summary
judgment as to Anderson County and Sheriff Taylor because
Dawson failed to present sufficient evidence that her injury was
a result of an official policy or custom in Anderson County law
enforcement. See, e.g., Piotrowski v. City of Houston, 237 F.3d
567, 578 (5th Cir.2001) (“ [MJunicipal liability under section 1983
requires proof of three elements: a policymaker; an official policy;
and a violation of constitutional rights whose ‘moving force’ is
the policy or custom.” (quoting Monell v. Dep’t of Social Serv.,
436 U.S. 658, 694, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978))). Dawson
does not point to any official “statement, ordinance, regulation, or
decision that is officially adopted and promulgated” by Anderson
County which was the “moving force” behind Ms. Dawson’s alleged
constitutional deprivations. Duvall v. Dallas Cnty., 631 F.3d 203,
209 (5th Cir.2011); Bennett v. City of Slidell, 735 F.2d 861, 862
(5th Cir.1984) (en banc). Likewise, no record evidence exists which
17a
Amendment law by repeatedly shooting at her with a
pepperball gun during a strip search in which she was
undressed, unarmed, and surrounded by multiple officers.
The majority fails to view the evidence in the light most
favorable to Dawson and disregards reasonable inferences
that jurors could draw from the record to conclude that
under clearly established law, the officers used excessive
force and conducted a strip search in an unreasonable
m anner in violation of Dawson’s Fourth Am endm ent
rights. Accordingly, I respectfu lly dissent and would
reverse and remand for trial.
Appendix B
suggest that any other similar incidents have occurred, let alone
a sufficient pattern or custom, to establish municipal liability.
See, e.g., Zarnow v. City of Wichita Falls, Tex., 614 F.3d 161,171
(5th Cir.2010). Dawson has presented evidence of only the single
incident with which she was personally involved. Compare DeShay
v. Bastrop Indep. Sch. Dist., 180 F.3d 262 (5th Cir.1999) (“ [T]he
district court correctly determined that, when read in the light
most favorable to the [plaintiffs], the summary judgment evidence
shows at most an isolated incident... which is not actionable under
section 1983.” ) (citation omitted), with Sharp v. City of Houston,
164 F.3d 923 (5th Cir.1999) (upholding jury verdict finding a city
liable for damages in a § 1983 action when the plaintiff presented
evidence from nine witnesses who all testified to the city’s
repeated practices that exhibited “deliberate indifference to her
constitutional rights by its inaction.”). Viewing the facts in the light
most favorable to Dawson, she alleges conduct arising out of one
incident, involving four individual officers. Although the evidence
before the court gives rise to a triable issues of fact regarding the
individual officers’ (“Defendants’ ”) liability, Dawson’s allegations
are limited to this single occurrence and thus are insufficient to
raise a genuine issue of material fact regarding an unconstitutional
policy or custom in Anderson County.
18a
Appendix B
I.
Although a summary-judgment motion premised upon
qualified immunity shifts the burden to the plaintiff, this
burden shift does not alter the requirement that a court
view all evidence and make all reasonable inferences in the
light most favorable to the plaintiff. Brown v. Callahan,
623 F.3d 249, 253 (5th Cir.2010) (“ The plaintiff bears the
burden of negating qualified immunity, but all inferences
are drawn in his favor.” ) (citation omitted). The majority
fails to view the evidence in the light most favorable to
Dawson, as it must at this procedural posture. Employing
sim ilar reasoning as the district court, the m ajority
affirms the sum mary-judgm ent order as to Dawson’s
excessive-force claim,2 concluding that not all reasonable
officers would have known that the use of the pepperball
gun here violated the Fourth Amendment because it is
“undisputed that Dawson did not comply with successive
search commands given at her arrestee intake encounter.”
Maj. Op., ante at 3 .1 respectfully dissent.
I will begin by describing the evidence in the light
most favorable to Dawson. Next, I will note the specific
errors the district court, and, in turn, the majority,
committed when it credited the Defendants’ version of
events to conclude that the use of force here was objectively
reasonable. Lastly, I will explain why the record evidence
sufficiently creates genuine issues of material facts to
overcome Defendants’ assertion o f qualified immunity
and, thus, why reversal and remand is necessary.
2. Dawson’s excessive-force claim is asserted against Officer
Karen Giles and Sergeant Darryl Watson.
19a
Appendix B
A.
On A pril 26, 2010, at approxim ately 11:00 p.m.,
officers o f the Palestine Police Department [hereinafter
“ PPD ”] stopped a vehicle in which Claudia Dawson was a
passenger. During the traffic stop, Dawson was arrested
for public intoxication and interference with public duties,
two misdemeanor charges. PPD officers brought Dawson
to the Anderson County S heriffs Office and requested
that the Anderson County Officers conduct a strip search.
The Anderson County officers were never informed of the
basis for the PPD officers’ request for the strip search but
nonetheless complied.
O fficers Sarah W ells and Cheneya Farm er took
Dawson into the “dress-out room ” where they instructed
Dawson to remove her clothes. Once undressed, Dawson
was ordered to squat down and cough. Dawson attests that
she complied with this initial order. Once the strip search
was in progress, a third officer, Karen Giles, entered.
According to Dawson, after she had already complied
with the order to squat and cough, one o f the officers
then stated that she would force Dawson to “ squat and
cough all night until [she got] tired of looking.” Dawson
asserts that in response, without yelling, she told the
officers that she could not be forced to squat and cough
all night. Promptly after this exchange, Sergeant Darryl
Watson briefly entered the dress-out room and instructed
Officer Giles to shoot Dawson with a pepperball gun.
Officer Giles then fired the first shot, which did not hit
Dawson. Giles then quickly fired the second shot, which
hit Dawson in the left side of her abdomen, causing her
20a
to bend over in a “ fetal” position. Dawson attests that
she then told the officers that she could be pregnant and,
if she was, that they could not shoot at her. Officer Giles
then fired the third shot, which hit Dawson in her right
knee. According to Dawson, the two shots broke her skin
and caused substantial bleeding. Dawson further alleges
that throughout the strip search, the officers laughed at
her expense and were verbally abusive. One female officer
allegedly stated that she “wish[ed][she] was certified to
shoot this bitch up with the pepper ball gun.”
It is undisputed that throughout the strip search, and
while all of the shots were fired, Dawson was unclothed,
standing within one to two feet of the wall in the dress-out
room, and was surrounded by multiple officers, at least
one of whom was armed with a pepperball gun. It is also
undisputed that Dawson never struck or attempted to
strike an officer.
W hat is disputed is Dawson’s level o f compliance.
Officer Giles testified that during the strip search, Dawson
was belligerent, yelled, threatened the officers, and got
“ too close” to Officer Farmer. Officer Farm er testified
that Dawson did not comply with the initial order to squat
and cough, or any order thereafter, until she was shot
with the pepperball gun. Sergeant Watson testified that
if Dawson had complied with the first order to squat and
cough— as Dawson asserts she had— then she would have
been in compliance and that any further orders to squat
and cough would have been improper, agreeing that the
officers “don’t have any business harassing [detainees].”
Appendix B
21a
Appendix B
B.
W hen the evidence is v iew ed in the light m ost
favorable to Dawson, the record establishes that she was
initially compliant, was not yelling or arguing with the
officers, and that after telling officers that she would not
comply with a harassing request to squat and cough all
night, she was met with near-immediate use of force, while
she was undressed, unarmed, and did not pose any threat
to the officers’ safety. The majority improperly credits
the Defendants’ version of events when it concludes that
Dawson’s conduct was undisputedly non-compliant and
thus reasonably warranted “measured force” to “achieve[
] compliance with the officers search directives.” Maj. Op.,
ante at 370. By describing Dawson’s alleged non-compliance
as “ undisputed” and characterizing the officers response
as “ m easured”— disregarding testim ony that creates
an inference that the officers’ immediately resorted to
force without sufficient negotiation— the majority, like
the district court, fails to view the record evidence in the
light most favorable to Dawson. Accordingly, I respectfully
dissent and would reverse the grant of summary judgment
on this issue. See, e.g., Comeaux v. Sutton, 496 Fed.Appx.
368, 371 (5th Cir.2012) (reversing summary judgment in
favor of defendants when the district court failed to view
the facts in the light most favorable to the plaintiff).
F irst, Sergeant W atson’s acknowledgment that a
detainee would be in compliance if he or she obeyed the
first order to squat and cough— read in conjunction with
Dawson’s testim ony that she did just that— creates a
genuine issue of material fact as to whether Dawvson’s
22a
behavior was in fact noncompliant and therefore whether
repeatedly shooting her with a pepperball gun, while
naked and surrounded by at least three officers, was
an unreasonable, excessive use o f force in violation
of Dawson’s Fourth Am endm ent rights. Accordingly,
summary judgm ent was improper. See, e.g., Deville v.
Marcantel, 567 F.3d 156, 167 (5th Cir.2009) (reversing
sum mary judgm ent when the nature o f the plaintiff’s
resistance to officer’s directives during a minor traffic
stop was in dispute); see also Tarver v. City o f Edna,
410 F.3d 745, 754 (5th C ir.2005) (“A t a m inim um ,
determ ining whether [the defendant officer’s] conduct
was objectively reasonable requires factfinding and
credibility assessments; dismissal is thus inappropriate
at the summary judgment phase.” ).
Second, the district court found that Dawson was
“arguing” with the officers. However, when viewed in
the light most favorable to Dawson, the record evidence
presents a factual dispute as to whether Dawson was
argumentative during the strip search or rather whether
any verbal noncom pliance on her part was justified
given the officers’ alleged harassment. The Defendants
testified that Dawson was belligerent, screaming, and
noncooperative. Comparatively, Dawson testified that she
did not yell at the officers and merely said, in response
to the threat that she would have to squat and cough all
night, that: “You can’t make me do this all night and I
am not going to do it.” The district court appears to have
erroneously credited Defendants’ testimony and rejected
Dawson’s characterization of her conversation with the
officers during the strip search and thus im properly
Appendix B
23a
weighed the evidence. See Provident Life & Acc. Ins. Co.
v. Goel, 274 F.3d 984,991 (5th Cir.2001) (“ [T]he weighing of
the evidence... [is a] ju ry function[ ], not [that] o f a judge....
The evidence of the non-movant is to be believed, and all
justifiable inferences are to be drawn in his favor.” ). A
ju ry question remains as to whether Dawson’s account of
her response to the officers’ second request to squat and
cough is credible and therefore whether or not she was in
fact argumentative.
Third, the district court concluded that the use o f the
pepperball gun was reasonable in part because Dawson
did not dispute Officer Giles’s testim ony that Dawson
“ was moving toward another ja iler” during the strip
search. However, Dawson elicited testim ony from the
Defendants that throughout the entire strip search she
was within one or two feet from the wall and never struck
or attempted to strike the officers. The record evidence
thus creates a genuine issue of material fact as to whether
Dawson approached the officers and, in turn, whether
the use of the pepperball gun was reasonably warranted,
precluding summary judgment. See Tarver, 410 F.3d at
753 (reversing summary judgment because “ reasonable
o fficers could d isagree about w hether [the o ffice rs ’
conduct] was not unreasonable under the circumstances,
[and thus] this decision *375 should not be made at the
summary judgment stage. Any credibility determination
made between the officers’ and [the plaintiff’s] version of
events is inappropriate for summary judgment.” ).
Appendix B
24a
Moreover, even if we were to classify Dawson’s refusal
to comply with the second order to squat and cough all
night as non-compliant and her response to the officers
as argumentative, a ju ry could nonetheless reasonably
infer from the record that the pepperball shots were fired
in quick succession, immediately after Sergeant Watson
stuck his head into the room and gave the order to shoot,
and thus am ounted to an unreasonable use o f force.
Dawson testified that none of the jailers said anything to
her between the firing of the first two shots, one o f which
made contact with her body. Thus, viewed in the light
most favorable to Dawson, the evidence raises a genuine
issue of material fact with regard to whether— even if she
was technically noncompliant— her refusal to continue to
squat and cough warranted the jailers’ immediate resort
to repetitively shooting her with a pepperball gun, without
first attempting to utilize any other form of sanctions, such
as additional negotiation. “ [Ojfficers must assess not only
the need for force, but also ‘the relationship between the
need and the amount of force used.’ ” Deville, 567 F.3d at
167. A juror could thus reasonably infer that the jailers
did not use measured, gradual force to extract compliance,
but rather resorted too quickly and unreasonably to the
use o f the pepperball gun. See, e.g., Newman v. Guedry,
703 F.3d 757 (5th Cir.2012) (reversing summary judgment
and reasoning that “a reasonable ju ry could find that the
degree of force used was not justified where the officer
engaged in very little, if any, negotiation with the suspect
and instead quickly resorted to [force]” ); Deville, 567
F.3d at 168 (“A reasonable ju ry could infer from [the
plaintiff’s] deposition testimony that [the officer] engaged
in very little, if any, negotiation with her[.]” ). According,
Appendix B
25a
I respectfully dissent from the majority’s conclusion that
the record evidence does not present a genuine issue
o f material fact that the Defendants’ use o f force was
excessive and in violation of Dawson’s Fourth Amendment
rights.
Appendix B
C.
At the summary-judgment stage, if a party asserts
qualified immunity in defense of an excessive-force claim,
the plaintiff must provide evidence that raises a genuine
issue o f material fact regarding: “ (1) an injury, (2) which
resulted directly and only from a use of force that was
clearly excessive, and (3) the excessiveness of which was
clearly unreasonable.” Ontiveros v. City o f Rosenberg,
564 F.3d 379, 382 (5th Cir.2009); see also Ramirez v.
Martinez, 716 F.3d 369,377 (5th Cir.2013). When analyzing
an excessive-force claim and determining whether the
officials’ conduct was objectively unreasonable, we must
carefully consider the particular facts and circumstances
o f the case, including the so-called Graham factors:
(1) “ the severity of the crim e at issue,” (2) “whether
the suspect poses an immediate threat to the safety of
the officers or others, and,” (3) “whether he is actively
resisting [ ].” Hogan v. Cunningham, 722 F.3d 725, 734
(5th Cir.2013) (quoting Graham v. Connor, 490 U.S. 386,
396, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989) (quotation
marks omitted)). “ Excessive force claims are necessarily
fact-intensive; whether the force used is ‘excessive’ or
‘unreasonable’ depends on ‘the facts and circumstances of
each particular case.’ ” Deville v. Marcantel, 567 F.3d 156,
167 (5th Cir.2009). Viewing the evidence in the light most
26a
favorable to Dawson, as we must, Dawson has presented
competent summary-judgment evidence to establish all
three elements required to rebut Defendants’ qualified
immunity defense.
First, there is record evidence that Dawson suffered
an injury. Dawson attests that two o f the three shots
fired with the pepperball gun broke her skin and caused
substantial bleeding. An in jury does not need to be
“ substantial” if under the totality o f the circumstances
the force was excessive and objectively unreasonable,
particularly if the defendants’ conduct was malicious.
Schmidt v. Gray, 399 Fed.Appx. 925,928 (5th Cir.2010); see
also Brown v. Lynch, 524 Fed.Appx. 69,79 (5th Cir.2013)
(“ [A]s long as a plaintiff has suffered some injury, even
relatively insignificant injuries ... will prove cognizable
when resulting from an officer’s unreasonably excessive
force.” ) (citations omitted). Here, the defendants allegedly
laughed at Dawson, threatened her, and repeatedly shot
her with the pepperball gun despite her compliance. When
viewed in the light most favorable to Dawson, the evidence
establishes that the Defendants’ conduct in this context
amounted to a malicious and unnecessary physical assault
upon a non-threatening, compliant detainee. The resulting
in jury caused by D efendants’ purported ly malicious
conduct sufficiently raises a genuine issue o f material fact
with regard to the first prong of her excessive force claim.
Second, Dawson must establish that her injuries were
a direct result o f the use of force. Here, it is undisputed
that Dawson’s injuries on her right knee and left abdomen
were caused by the pepperball gun bullets fired by Officer
Giles.
Appendix B
27a
Third, Dawson must raise a genuine issue of material
fact that the use of the pepperball gun was objectively
unreasonable. See, e.g., Goodson v. Corpus Christi, 202
F.3d 730,740 (5th Cir.2000). Without applying the Graham
factors, the majority summarily concludes that because
Dawson was non-compliant, the officers’ use of force was
objectively reasonable to achieve compliance and thus the
Defendants are entitled to qualified immunity. I disagree.
Applying the Graham factors to the record evidence
viewed in the light most favorable to Dawson, I would
find that she presented sufficient evidence to create a
genuine issue o f material fact to dispute the Defendants’
claims that the use of the pepperball gun was objectively
reasonable under clearly established law.
First, Dawson was in custody for two misdemeanor
charges, neither of which involve accusations o f violence.
Thus, the firs t Graham fa ctor— the severity o f the
crime— militates against concluding that the Defendants’
use of force was objectively reasonable. See, e.g., Reyes v.
Bridgwater, 362 Fed.Appx. 403, 407 n. 5 (5th Cir.2010)
(noting that the decedent was in violation of “at most, a
misdemeanor,” suggesting that the “ severity o f the crime”
factor thus weighs against the district court’s summary-
judgment order for the defendant-officer who used deadly
force).
A pplication o f the second Graham fa c to r— the
individual’s threat to officer safety— similarly supports a
conclusion that Defendants’ conduct was not objectively
reasonable. V iew ing the evidence in the light m ost
favorable to Dawson, she was compliant with the officers’
Appendix B
28a
instruction to submit to a strip search, obediently agreed
to squat and cough upon the officer’s first instruction to do
so, was unarmed, unclothed, stood within one to two feet
of the dress-out room ’s wall, was surrounded by multiple
armed officers, and did not attempt to strike an officer.
On this record, viewing the evidence in her favor, Dawson
did not pose a threat to the officers’ safety.
Lastly, the third Graham factor—whether the plaintiff
actively resisted the officers— also supports a conclusion
that the officer’s use of force was objectively unreasonable.
Crediting all reasonable inferences in Dawson’s favor, she
presented record evidence that she never resisted the
officers’ lawful directives. Rather, the evidence regarding
her refusal to squat and cough after she initially complied
with officers’ orders may reasonably be construed as a
verbalized denial to consent to an unlawful, abusive order
and thus would not qualify as “ active resistance” and
would not justify the officer’s resort to force. Cf Collier
v. Montgomery, 569 F.3d 214, 219 (5th Cir.2009) (finding
that the use of measured force was reasonable when there
was video evidence that the plaintiff physically resisted
an officer’s attempt to handcuff him).
On this record, viewing the evidence in Dawson’s favor,
a jury could reasonably conclude that the officers resorted
to the use of force without threat to their safety, in violation
of Dawson’s clearly established Fourth Amendment rights,
and that therefore, summary judgment for Defendants
was improper. See, e.g., Newman, 703 F.3d at 763. Under
Graham, a reasonable officer would have sufficient notice
that using a pepperball gun to repeatedly shoot a naked,
Appendix B
29a
possibly pregnant, compliant, non-threatening detainee
who merely stated she would not comply with an abusive
command, clearly constitutes excessive force in violation of
the Fourth Amendment. Although Dawson was unable to
point to case law forbidding this exact conduct, that alone
is insufficient to warrant qualified immunity.
W hen the a rrest occu rred , [Daw son] had
a clearly established right to be free from
excessive force, and it was clearly established
that the amount of force that the officers could
use “depended] on the severity of the crime at
issue, whether the suspect posed a threat to the
officer’s safety, and whether the suspect was
resisting arrest or attempting to flee.”
Deville, 567 F.3d at 169 (quoting Bush v. Strain, 513
F.3d 492, 502 (5th Cir.2008)). “ Qualified immunity will
not protect officers who apply excessive and unreasonable
force merely because their means o f applying it are novel.”
Id. at 763-64. “ [T]he Graham excessive-force factors
themselves can clearly establish the answer, even without
a body o f relevant case law.” Id. (internal quotation marks
omitted). Therefore, the district court erred in granting
the Defendants’ motion for summary judgment based upon
qualified immunity.
Appendix B
30a
Appendix B
II.
In addition to the excessive force-claim ,3 Dawson
a lleges that the strip search was conducted in an
unreasonable, unconstitutional manner, in violation of the
Fourth Amendment.4 Dawson contends that the search
was unreasonably conducted because she was verbally
harassed, laughed at, and, despite her compliance with the
3. Dawson’s unreasonable-search claim is asserted against
Officers Wells, Farmer, and Giles.
4. Relying upon a flawed reading of Florence v. Board of
Chosen Freeholders of the County of Burlington,-----U .S.--------,
132 S.Ct. 1510,182 L.Ed.2d 566 (2012), Dawson contended that the
strip search itself, if conducted properly, would not have violated
her Fourth Amendment right to be free from unreasonable
searches by the government. In Florence, the Court found that a
strip search of a detainee prior to admission to the general prison
population is reasonable and thus constitutional under the Fourth
Amendment. However, the Florence Court explicitly limited its
holding, noting that “ [t]his case does not require the Court to rule
on the types of searches that would be reasonable in instances
where, for example, a detainee will be held without assignment to
the general jail population and without substantial contact with
other detainees.” Florence, 132 S.Ct. at 1522. It is unclear from
the record whether Dawson—who was admitted into custody for
two misdemeanor crimes and released the following morning—
was admitted to the general prison population or whether she had
any contact with other detainees. Thus, Dawson may have had a
viable claim that the strip search was unreasonable at its inception.
However, she waived this argument by conceding that she was not
harmed by the search itself and that she had no objection to it, had
it been done “properly.” Thus, I consider only her claim that the
manner in which the search was conducted was unconstitutional.
31a
officers’ initial orders, shot repeatedly with a pepperball
gun. The majority opinion reasons that the use o f the
pepperball gun was not objectively unreasonable and
an unreasonable search claim may not be established
by allegations of mere verbal abuse alone, and affirms
summary judgment on this claim.
Because I disagree with the majority’s finding that
the use of the pepperball gun here was not unreasonable,
I would consider the allegations of verbal harassment in
the context in which it occurred and not in isolation from
the officers’ use of the pepperball gun. W hile mere verbal
threats and gestures may not be cognizable under § 1983,
the combination o f taunting and harassing language with
the use of excessive force would violate clearly established
law as an unreasonable manner o f conducting a search.
Whether a search is conducted reasonably under the
Fourth Amendment “requires a balancing o f the need
for the particular search against the invasion of personal
rights that the search entails. Courts must consider the
scope of the particular intrusion, the manner in which it is
conducted, the justification for initiating it, and the place
in which it is conducted.” Elliott v. Lynn, 38 F.3d 188,191
(5th Cir.1994) (quotingBell v. Wolfish, 441 U.S. 520,558,99
S.Ct. 1861,60 L.Ed.2d 447 (1979)). Dawson has presented
summary-judgment evidence that during the strip search,
despite her compliance and non-threatening behavior, she
was surrounded by multiple officers, was verbally abused,
was seen undressed by a male officer, and was shot at
repeatedly with a pepperball gun. Moreover, the state’s
need for the search is unclear. As noted supra, the search
Appendix B
32a
was conducted pursuant to a request by the arresting
officers from the PPD. The majority states that the search
was conducted upon “ probable suspicion” and cites to an
Anderson County Unclothed Search form that indicates
only that the strip search was conducted because “ PPD
asked.” Despite the majority’s contention to the contrary,
there is no evidence in the record that the search was
conducted based upon reasonable or “probable” suspicion.
Nor does the record contain evidence that the search was
conducted because, for example, Dawson posed a threat
to officer safety or was carrying any contraband on her
person or had concealed evidence. In light of the absence
of any evidence suggesting there was any need for the
search balanced against the way in which it was conducted,
reasonable jurors could conclude that the Defendants
violated clearly established Fourth Amendment law that
requires that strip searches be conducted in a reasonable
manner and in light o f the governm ent’s need for the
search.
Rather than viewing the totality of the circumstances
as alleged by Dawson, the m ajority again im properly
d iscred its and d isregards evidence that gives rise
to a genuine issue o f m ateria l fa ct re g a rd in g the
reasonableness o f the search.
Appendix B
33a
I respectfully dissent from the majority opinion and
would hold that the district court’s summary-judgment
order in favor of the Defendants should be reversed and
the case remanded for further proceedings regarding
D aw son ’s excessiv e -force and u n reasonab le-search
claims.5
Appendix B
5. Additionally, for the reasons that I disagree with the
majority’s conclusions as to Dawson’s § 1983 claims, I likewise
would reverse the summary-judgment order with regard to her
state-law claims of assault and battery raised against Officers
Wells, Farmer, and Giles, and Sergeant Watson. “Under Texas
law, government officials are entitled to immunity from suit
arising under performance of their (1) discretionary duties in (2)
good faith as long as they are (3) acting within the scope of their
authority.... The good faith element is ‘substantially’ the same
as the federal inquiry of qualified immunity.... [but is distinct in
that it] focuses solely on the objective legal reasonableness” of the
officers’ conduct. Hernandez ex rel. Hernandez v. Tex. Dep’t of
Protective & Regulatory Servs., 380 F.3d 872, 885 (5th Cir.2004).
Because, as explained supra, Dawson has presented genuine
issues of material fact from which a reasonable factfinder could
conclude that the Defendants acted unreasonably in causing
her injuries, summary judgment as to her state-law claims was
likewise improper.
34a
APPENDIX C — ORDER OF THE UNITED
STATES DISTRICT COURT FOR THE EASTERN
DISTRICT OF TEXAS, TYLER DIVISION,
DATED OCTOBER 31, 2012
U N ITE D STATES D ISTRICT COURT
FOR TH E E A STE R N D ISTRICT OF TE X A S
T Y L E R DIVISION
Case No. 6:ll-cv-507
CLAU D IA DAWSON
v .
AN D ERSO N COUNTY, T E X A S, et al.
ORDER GRANTING DEFENDANTS’ MOTION
FOR SUMMARY JUDGMENT
Currently before the Court is Defendants’ motion
for summary judgment (Doc. No. 22). Plaintiff Claudia
Dawson alleges that A nderson County ja ilers used
excessive force and performed an unreasonable search in
violation of her constitutional rights. Plaintiff also alleges
that Anderson County and Sheriff Greg Taylor failed to
adequately train and supervise the Anderson County
jailers and these failures violated Plaintiffs constitutional
rights. Plaintiff seeks redress for these alleged violations
under 42 U.S.C. § 1983.
Defendants moved for summary judgment on all of
P la in tiffs claims. They argue that the evidence does
not support Plaintiffs claims. In addition, the Anderson
35a
County jailers argue that they are entitled to qualified
immunity. Having considered the briefing, the competent
sum mary judgm ent evidence, and the applicable law,
the Court GRANTS Defendants’ motion for sum mary
judgment (Doc. No. 22).
I. Factual and Procedural Background
At approximately 11:00 p.m. on April 26,2010, officers
with the Palestine, Texas police department arrested
P laintiff Claudia Dawson for public intoxication and
interference with public duties. The officers took Plaintiff
to the Anderson County Sheriff’s Office where she was
booked for the two offenses. Anderson County Jailers
Cheyena Farmer and Sarah Wells1 took Plaintiff to a room
to search her. As part o f the search, the jailers required
Plaintiff to remove all of her clothing, squat, and cough.
P la in tiff and D efendan ts d isa gree about w hat
happened next. Plaintiff claims that she initially complied
with the squat-and-cough order and then asked for her
clothes. The jailers instead ordered her to squat and cough
a second time. Plaintiff refused. P laintiff claims that
Sergeant Darryl Watson told Jailer Karen Giles to shoot
Plaintiff with a pepperball gun.1 2 Giles entered the search
Appendix C
1. Sarah Wells answered Plaintiff’s complaint and stated
that she was incorrectly sued as Sarah Watson (Doc. No. 8). In
their Rule 26(f) report, the parties agreed that Sarah Wells is the
correct name of the defendant.
2. A pepperball gun is, in essence, a paintball gun that fires
rounds containing pepper spray. See Nelson v. City of Davis, 685
F.3d 867,873 (9th Cir. 2012).
36a
room and fired three shots at Plaintiff. Plaintiff claims
that Defendants Farmer, Wells, and Giles verbally abused
and harassed Plaintiff, including calling her a vulgar name
and laughing during the search. Plaintiff claims that one
of the jailers stated she wished she were certified to shoot
Plaintiff with the pepperball gun.
In contrast, D efendants claim that P la in tiff did
not initially com ply with the squat-and-cough order.
Defendants assert that Plaintiff was belligerent, used
profanity, and yelled that she was not going to squat and
cough. Giles then entered the search room and observed
P la in tiff ’s noncom pliance. Giles also observed that
Plaintiff was moving closer to one of the jailers, arguing,
and screaming at the jailers in a threatening manner. Giles
then told Plaintiff to comply with the squat-and-cough
order. When Plaintiff still did not comply, Giles fired three
shots at Plaintiff from a pepperball gun. Plaintiff then
complied with the order.
Regardless of whether Plaintiff complied with the
first order to squat and cough, the parties agree that the
jailers told her to squat and cough a second time and that
she did not obey. The parties also agree that Giles shot
Plaintiff with the pepperball gun after Plaintiff failed to
comply with the second order. The parties further agree
that Plaintiff was near a wall in the search room when
Giles shot her. One of the shots missed. One shot struck
P laintiff in the leg and another shot struck P laintiff
above the abdomen causing her to bleed. The jailers gave
Plaintiff a band aid and she remained in custody until she
posted bond the next morning. She went to the hospital
after her release.
Appendix C
37a
Plaintiff filed this suit against Defendants under 42
U.S.C. § 1983 alleging various constitutional violations
including excessive force, unreasonable search, cruel
and unusual punishment, failure to train, and failure to
supervise. Plaintiff also asserts a claim for assault and
battery under Texas law.
Defendants moved for summary judgment on all of
Plaintiff’s claims. In Plaintiffs response, she abandoned
her Eighth Amendment cruel and unusual punishment
claim. In Plaintiff’s surreply, she abandoned her failure
to train and failure to supervise claims against Anderson
County and Sheriff Taylor. The two remaining federal
claim s are against the A nderson County ja ilers for
excessive force and unreasonable search. Defendants have
asserted qualified immunity on both claims. Defendants
assert Texas official immunity on Plaintiff’s assault and
battery claim.
Defendants also moved to strike portions of Plaintiff’s
declaration offered as evidence in opposition to summary
judgment (Doc. No. 24). Defendants argue that several
statements in Plaintiff’s declaration are legal conclusions
and are therefore inadmissible as summary judgment
evidence under Federal Rule o f Civil Procedure 56(c)(4).
II. Legal Standard
a. Motion for Summary Judgment
The C ou rt should gran t a m otion for sum m ary
judgment if no genuine issue as to any material fact exists
Appendix C
38a
and the moving party is entitled to judgment as a matter
of law. Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477
U.S. 317, 323-25 (1986); Norwegian Bulk Transp. A/S v.
Int’l Marine Terminals P ’ship, 520 F.3d 409,411 (5th Cir.
2008). A fact is material if it might affect the outcome of the
suit under the governing law. Sossamon v. Lone Star State
of Tex., 560 F.3d 316,326 (5th Cir. 2009). Issues of material
fact are “genuine” only if they require resolution by a trier
of fact and if the evidence is such that a reasonable jury
could return a verdict in favor of the non-moving party.
Anderson v. Liberty Lobby, Inc., All U.S. 242,248 (1986);
Sossamon, 560 F.3d at 326. When ruling on a motion for
summary judgment, the Court must view all inferences
drawn from the factual record in the light most favorable
to the non- moving party. Matsushita Elec. Indus. Co. v.
Zenith Radio, 475 U.S. 574, 587 (1986); Sossamon, 560
F.3d at 326.
U nder Rule 56, the p arty m oving for sum m ary
judgment must “ demonstrate the absence of a genuine
issue o f material fact.” Duffie v. United States, 600 F.3d
362, 371 (5th Cir. 2010) (internal quotation omitted). I f
the moving party fails to meet this initial burden, the
motion must be denied regardless of the nonmovant’s
response. Id. (internal quotation omitted). I f the movant
meets the burden, however, Rule 56 requires the opposing
party to go beyond the pleadings and show by affidavits,
depositions, answers to interrogatories, admissions on file,
or other admissible evidence that specific facts exist over
which there is a genuine issue for trial. Anderson, 477 U.S.
at 256; U.S. ex rel. Farmer v. City of Hous., 523 F.3d 333,
337 (5th Cir. 2008); EEOC v. Tex. Instruments, Inc., 100
Appendix C
39a
F.3d 1173, 1180 (5th Cir. 1996). The nonmovant’s burden
may not be satisfied by argument, conclusory allegations,
unsubstantiated assertions, metaphysical doubt as to the
facts, or a mere scintilla o f evidence. Matsushita, 475 U.S.
at 586 - 87; U.S. ex rel. Farmer, 523 F.3d at 337; Duffie,
600 F.3d at 371.
III. Discussion
a. Qualified Immunity
In her first cause of action, P laintiff claims that
Defendants Giles and Watson are liable under 42 U.S.C.
§ 1983 for excessive force. Next, Plaintiff claims that
Defendants Giles, Farmer, and Wells are liable under
42 U.S.C. § 1983 for conducting an unreasonable search.
All of these defendants argue that they are entitled to
qualified immunity.
“ The d octr in e o f qu a lified im m unity p ro te c ts
governm ent officials ‘from liability for civil damages
insofar as their conduct does not violate clearly established
statutory or constitutional rights o f which a reasonable
person would have known.’” Pearson v. Callahan, 555
U.S. 223, 231 (2009) (quoting Harlow v. Fitzgerald, 457
U.S. 800,818 (1982)). The qualified immunity inquiry has
two prongs: (1) whether an official’s conduct violated a
constitutional right of the plaintiff; and (2) whether that
right was clearly established at the time of the violation.
Brown v. Callahan, 623 F.3d 249,253 (5th Cir. 2010). The
Court may begin its analysis by considering either prong.
Id.; Pearson, 555 U.S. at 236.
Appendix C
40a
W hether a legal rule is clearly established depends
substantially upon the level of generality at which the rule
is identified. See Anderson v. Creighton, 483 U.S. 635,
639 (1987). The right a government official is alleged to
have violated must have been “clearly established” in a
particularized and relevant sense. Id. at 640. This means
that “ [t]he contours of the right must be sufficiently clear
that a reasonable official would understand that what he
is doing violates that right.” Id. In other words, in view
of pre-existing law, the unlawfulness o f an official action
must be apparent. Id. (citations omitted). In applying
Anderson v. Creighton, the Fifth Circuit has held that
a defendant’s acts are objectively reasonable “ unless all
reasonable officials in the defendant’s circumstances would
have then known that defendant’s conduct violated the
United States Constitution.” Thompson v. Upshur Cnty.,
245 F.3d 447, 457 (5th Cir. 2001).
To prevail on her claims, Plaintiff has the burden
to rebut D efendants’ qualified immunity defense “ by
establishing a genuine fact issue as to w hether the
[Defendants’] allegedly wrongful conduct violated clearly
established law.” Brown, 623 F.3d at 253.
b. Excessive Force During Search
Plaintiff first alleges that Jailer Karen Giles and
Sergeant D arryl W atson used excessive force when
Giles shot Plaintiff with the pepperball gun. Plaintiff
alleges that the excessive force violated her rights under
the Fourth Amendment as applied to the states by the
Appendix C
41a
Fourteenth Amendment3 and entitles her to relief under
42 U.S.C. § 1983.
To overcome Giles and Watson’s claim of qualified
immunity as to the excessive force claim, Plaintiff must
show “ (1) an injury (2) [that] resulted directly and only
from the use of force that was excessive to the need and
(3) the force used was objectively unreasonable.” Good.,son
v. Corpus Christi, 202 F.3d 730, 740 (5th Cir. 2000); see
also Glenn v. City of Tyler, 242 F.3d 307, 314 (5th Cir.
2001). Under this “objectively unreasonable” standard, “an
officer’s subjective motivation and intent are irrelevant.”
Hill v. Carroll Cnty., 587 F.3d 230, 234 (5th Cir. 2009).
W hether Giles and Watson acted reasonably requires
consideration of the facts and circumstances, including (1)
Appendix C
3. Plaintiff’s complaint alleges that Defendants’ actions
“deprived Plaintiff Dawson of substantive due process of law in
violation of the Due Process Clause of the Fourth Amendment.”
The Fourth Amendment does not contain a due process clause.
Rather, the Fourth Amendment requires that all searches and
seizures be reasonable. The Fifth and Fourteenth Amendments
contain due process clauses. To the extent Plaintiff alleges that
the Fourteenth Amendment’s substantive due process standard
applies to this case, the Court disagrees. The Court will analyze
Plaintiff’s excessive force claim under the Fourth Amendment’s
reasonableness standard and not the Fourteenth Amendments
substantive due process standard. See Graham v. Connor,
490 U.S. 386, 395 (1989) (holding that claims of excessive force
during a seizure should be analyzed under the Fourth Amendment
reasonableness standard); see also Valencia v. Wiggins, 981 F.2d
1440, 1444 (5th Cir. 1993) (holding that the Fifth or Fourteenth
Amendments begin to protect a person after the person has been
in detention awaiting trial for a significant period of time).
42a
the severity of the crime at issue; (2) whether the suspect
posed an immediate threat to the safety o f the officers
or others; and (3) whether she was actively resisting or
attempting to evade arrest. See Graham, 490 U.S. at 396.
Appendix C
Plaintiff contends that Giles and W atson are not
entitled to qualified immunity. She argues that she has
presented substantial material evidence that shooting
her with a pepperball gun was clearly unreasonable
and excessive. According to Plaintiff, she has presented
evidence that (1) she was compliant during the search;
(2) she did not pose a threat during the search; (3) she
never struck or attempted to strike anyone; and (4) she
was obedient and not belligerent. Plaintiff also argues
that Watson testified that it would be w rong to shoot
Plaintiff if she had complied with the first order to squat
and cough. Plaintiff contends that “ it was clear as a bell”
that Defendants’ use of the pepperball gun was excessive
and that Defendants’ conduct “violated well-settled law.”
The Court disagrees.
The Court recognizes that there is a factual dispute
about whether Plaintiff complied with the squat-and-
cough order before being shot with the pepperball gun.
Plaintiff maintains that she complied with the first order,
but not the second, and then was shot. Defendants contend
that Plaintiff did not comply until after being shot. Even
assuming that she complied with the first order, Plaintiff
conceded that the jailers told her to squat and cough a
second time and that she did not obey. Furtherm ore, it
is undisputed that Plaintiff was arguing with the jailers.
43a
Pla intiff also does not dispute G iles’ testim ony that
Plaintiff was moving closer to the other jailers.4
The Court must determ ine whether, under these
c ircu m sta n ces and in v iew o f p r e -e x is t in g law, a
reason ab le ja ile r w ou ld have know n that u sin g a
pepperball gun was barred by the Fourth Amendment’s
prohibition of excessive force. See Gutierrez v. City o f San
Antonio, 139 F.3d 441, 446 (5th Cir. 1998). To determine
the objective reasonableness of the jailers’ conduct, the
Court examines whether “a reasonable officer could have
believed [Defendants’ conduct] to be lawful, in light of
clearly established law and the information [Defendants]
possessed.” Anderson, 483 U.S. at 641.
Under these circumstances, a reasonable jailer, faced
with an arguing, non-compliant arrestee, who was moving
toward another jailer, could have believed that Giles and
Watson’s actions were lawful. Poole v. City o f Shreveport,
691 F.3d 624, 629 (5th Cir. 2012) (use of a taser was
not excessive where plaintiff actively resisted officers’
instructions and posed a threat to their safety).
Furtherm ore, P laintiff does not cite any cases in
support of her argument that qualified immunity should
not apply to Giles and Watson under these circumstances.
Nor has Plaintiff provided sufficient competent summary
Appendix C
4. Whether Plaintiffs proximity to the other jailers influenced
Giles’ decision to use the pepperball gun is irrelevant to the
analysis of objective unreasonableness. See Hill, 587 F.3d at 234
(stating that an officer’s subjective motivation and intent are
irrelevant).
44a
judgm ent evidence to establish a genuine fact issue
regard ing the objective reasonableness o f Giles and
W atson ’s actions. T h erefore , P la in tiff has failed to
overcome the qualified immunity defense. Accordingly,
Defendants’ motion for summary judgment on Plaintiff’s
excessive force claim is G RAN TED .
c. Strip Search
In her third cause of action, Plaintiff alleges that
Defendants Giles, Farmer, and Wells subjected Plaintiff
to an unreasonable strip search in violation o f her
constitutional rights.
Plaintiff concedes that it was lawful to subject her to
a strip search. See Florence v. Bd. of Chosen Freeholders
ofCnty. of Burlington, 132 S. Ct. 1510, 1522-23 (2012)
(permitting certain invasive searches o f arrestees before
they enter a ja il ’s general population). Nevertheless,
Plaintiff alleges Defendants Giles, Farmer, and Wells
perform ed the search in an objectively unreasonable
m anner because they laughed, made com ments, and
otherwise verbally abused and harassed her during the
search. Plaintiff also argues that the pepperball gun did
not need to be used at all.
As with the claim of excessive force, Defendants invoke
qualified immunity. Again, the burden is on Plaintiff to
rebut the qualified immunity defense “by establishing
a genuine fact issue as to whether the [Defendants’ ]
allegedly wrongful conduct violated clearly established
law.” Brown, 623 F.3d at 253.
Appendix C
45a
To prevail on her unreasonable search claim, Plaintiff
must show that the search was unreasonable under
clearly-established law. See Zarnow v. City of Wichita
Falls, Tex., 500 F.3d 401, 408 (5th Cir. 2007). Plaintiff
argues that Defendants’ laughing, comments, and other
verbally abusive behavior violated clearly established law.
Plaintiff does not cite any cases to support her position.
Verbal abuse by a jailer does not give rise to a cause
of action under § 1983. Bender v. Brumley, 1 F.3d 271,274
n. 4 (5th Cir. 1993); McFadden v. Lucas, 713 F.2d 143,146
(5th Cir. 1983) (“ [a]s a rule, ‘mere threatening language
and gestures o f a custodial office[r] do not, even if true,
amount to constitutional violations.’ ” ) (quoting Coyle v.
Hughs, 436 F. Supp. 591, 593 (W.D. Okla. 1977)).
Additionally, Plaintiff argues that the strip search
was ob je ctiv e ly unreasonable becau se D efendants
repeatedly shot her with a pepperball gun during the
search. The Court has already determined that the use
o f the pepperball gun did not violate clearly established
constitutional law. Accordingly, Defendants’ motion for
summary judgm ent on Plaintiff’s unreasonable search
claim is GRANTED.
d. Assault and Battery
In her fourth cause of action, Plaintiff alleges that
Defendants Giles, Farmer, Wells, and Watson are liable
under Texas law for assault and battery for their actions
during the search, including the alleged excessive force.
Defendants claim they are entitled to official immunity
under Texas law.
Appendix C
46a
In Texas, the elements for assault and battery are
the same in civil and criminal cases. See Baribeau v.
Gustafson, 107 S.W.3d 52, 60 (Tex. App.— San Antonio
1996, writ denied). Under the Texas Penal Code, a person
commits an offense if the person:
(1) intentionally, knowingly, or recklessly causes
bodily injury to another;
(2) intentionally or knowingly threatens another with
imminent bodily injury; or
(3) intentionally or knowingly causes physical contact
w ith another when the person knows or should
reasonably believe that the other will regard the
contact as offensive or provocative.
Tex. Penal Code Ann. § 22.01.
“ Official immunity is an affirm ative defense that
shields governmental employees from personal liability
. . . .” Telthorster v. Tennell, 92 S.W.3d 457, 460 (Tex.
2002). “ G overnm ent officia ls are entitled to official
immunity from suit arising from perform ance of their
(1) discretionary duties in (2) good faith as long as they
are (3) acting within the scope of their authority.” City
of Lancaster v. Chambers, 883 S.W.2d 650, 653 (Tex.
1994). The only question in this case is whether the jailers
acted in good faith. “ The test for good faith is ‘derived
substantially’ from the test for qualified immunity under
federal law.” Rockwell v. Brown, 664 F.3d 985, 993 (5th
Cir. 2011); see also Meadours v. Ermel, 483 F.3d 417,
Appendix C
47a
424 (5th Cir. 2007) (“ The ‘good faith’ test applied by-
Texas law in determining official immunity is evaluated
under substantially the same standard used for qualified
immunity determinations in § 1983 actions.” ).
The main difference is that Texas official immunity
does not require that the right alleged to have been
violated be clearly established. See Cantu v. Rocha, 77 F.3d
795, 808-09 (5th Cir. 1996). Instead, the Texas standard
“ focuses solely on the objective legal reasonableness of
the officer’s conduct.” Id. at 809.
Defendants argue that they are entitled to Texas
official immunity for the same reasons that they are
entitled to federal qualified immunity: there is no evidence
that all reasonable officials similarly situated would have
known that the alleged acts violated the United States
Constitution. See Thompson v. Upshur Cnty., 245 F.3d
447,457 (5th Cir. 2001). The Court agrees that Defendants
are entitled to official immunity.
The Court previously determined, for purposes of
federal qualified immunity, that neither Defendants’ use of
force nor the strip search were objectively unreasonable.
That determination is dispositive of P laintiff’s claims
under Texas law for assault and battery. See Meadours,
483 F.3d at 424; Cantu, 77 F.3d at 809. Accordingly,
Defendants’ motion for summary judgment on Plaintiff’s
claims for assault and battery is GRANTED.
Appendix C
48a
e. Claims against Anderson County and Sheriff
Taylor
Plaintiffs complaint contains several claims against
Anderson County and Sheriff Taylor. Plaintiff explicitly
alleges that Anderson County and Sheriff Taylor’s failure
to adequately train and failure to adequately supervise
em ployees w ere producing and proxim ate causes o f
P la intiffs injuries. P laintiff abandoned her failure to
train and failure to supervise claims in her surreply
opposing summary judgment. To the extent that Plaintiffs
complaint alleges any additional claims against Anderson
County or Sheriff Taylor, those claims are dismissed.
Plaintiff has not responded to Defendants’ motion for
summary judgment with competent evidence o f a policy
or custom that was the moving force behind the alleged
constitutional violations. See Duvall v. Dallas Cnty., 631
F.3d 203, 209 (5th Cir. 2011) (“ For a municipality to be
liable, the plaintiff must show that there was either an
official policy or an unofficial custom, adopted by the
municipality, that was the moving force behind the claimed
constitutional violation.” ).
f. Defendants’ Motion to Strike
Finally, the Court addresses Defendants’ objection
to and motion to strike portions o f Plaintiff’s declaration
(Doc. No. 24). In her declaration, Plaintiff states:
• “ D efendant Jailers Giles, F arm er and W ells
strip searched me in an objectively unreasonable
manner.”
Appendix C
49a
• “ D e fe n d a n t J a ile r G iles u sed o b je c t iv e ly
unreasonable force and excessive force.
• “ D efendant Ja iler G iles, F a rm er and W ells
conducted the strip search in an abusive and
objectively unreasonable manner.”
Doc. No. 23-1 at 2 -3 . Defendants argue that these
statem ents are legal conclusions and are therefore
inadm issible as sum m ary judgm ent evidence under
Federal Rule o f Civil Procedure 56(c)(4). In contrast,
Plaintiff contends that these statements are relevant facts
that accurately describe the strip search and use of force.
The Court has reviewed the declaration in accordance
with Rule 56(c)(4). The C ourt’s analysis o f P laintiff’s
claims considered only those portions of the declaration
that “ [are] made on personal knowledge [and] set out
facts that would be admissible in evidence.” Fed. R. Civ.
P. 56(c)(4). Therefore, Defendants’ objection to and motion
to strike portions of Plaintiff’s declaration (Doc. No. 24)
is DENIED.
IV. Conclusion
For the reasons set forth above, it is ORDERED that
Defendants’ objection to and motion to strike portions of
Plaintiff’s declaration (Doc. No. 24) is DENIED.
It is further ORDERED that Defendant’s motion for
summary judgment (Doc. No. 22) is GRANTED.
Appendix C
50a
It is further ORDERED that all o f Plaintiff’s claims
against all Defendants in this case are dismissed with
prejudice.
A final judgment will follow.
It is SO ORDERED.
SIGNED this 31st day of October, 2012.
/s/__________________________
M IC H A EL H. SCH N EID ER
U N I T E D S T A T E S D I S T R I C T
JUDGE
Appendix C