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January 11, 1983 - February 24, 1984

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Case Files, McCleskey Legal Records. General Legal Files, 1983. 4daad1e3-5aa7-ef11-8a69-6045bdd6d628. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/320ba266-1f4d-4335-bd97-79952918e149/general-legal-files. Accessed October 10, 2025.
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«= The Bepartment of Tato State of Georgia Atlanta MICHAEL J. BOWERS 30334 132 STATE JUDICIAL BUILDING ATTORNEY GENERAL TELEPHONE 656-3300 January 11, 1983 Honorable J. Owen Forrester United States District Judge 23067 United States Courthouse 75 Spring Street S, W. Atlanta’, Georgia 30335 RE: Warren McCleskey v. Walter D. Zant Civil Action No, C81-2434Aa Dear Judge Forrester: Enclosed please find the supplemental brief that I am filing in the above-styled case. This brief addresses the decision By the Eighth Circuit Court of Appeals in Britton v, Rogereg, 631 P.2&8 572 {8+h Clix. 1980). I have also included, solely for the court's information, a copy of the state's brief filed for the en banc court in Spencer wv. Zant, Case No. 82-8408, as well as the state's responses to the questions propounded by the Eleventh Circuit Court of Appeals. I have not filed these in this action, but am merely presenting them to you for your information and use, particularly as Mr. Stroup sent you a copy of a petitioner's’ en-banc brief in that case, Thank you for your time and consideration, Sincerely, * 2% Lette ETH WESTMOREL yf Attorney General MBW:en cc: Robert H. Stroup John Charles Boger UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, Petitioner, CIVIL ACTION NO. C81-2434A Vo HABEAS CORPUS WALTER D. ZANT, WARDEN, GEORGIA DIAGNOSTIC AND CLASSIFICATION CENTER, * oF % % F H % X F * * Respondent. RESPONDEN('S MOTION FOR ENLARGEMENT OF TIME FOR DISCOVERY COMES NOW, Respondent, through counsel and moves this Court for a sixty (60) day enlargement of time within which to complete discovery in this case. In support of said motion, Respondent shows the following: 1. As this Court is aware, Petitioner has indicated that he intends to introduce evidence pertaining to two extensive, detailed statistical studies on the application of the death - penalty in Georgia. 2 On January 12, 1983, Respondent received answers to the first set of interrogatories which had been forwarded to Petitioner; however, because of a question of confidentiality between Professor David C. Baldus and the State Board of Pardons and Paroles, Professor Baldus felt he was not authorized to specifically release the names of individuals considered in his first study. Upon learning of this potential confidentiality problem, counsel for the Respondent contacted the State of Georgia Pardons and Paroles, and a written authorization to release information was forwarded from the Board to ProLesso Baldus on January 11, 1983. Counsel for Respondent anticipates that the aforesaid list of names will be received shortly. 3. As of the date of this motion, Respondent has not yet received, and thus has not yet had an opportunity to analyze any of the statistical data requested in Respondent's request for production of documents and tangible materials. These materials include the computer cards and tapes containing machine-readable raw data, which Respondent intends to utilize to perform an independent analysis of the information and data utilized in the studies which Petitioner will offer for this Court's consideration. In a letter dotad January 10, 1983, Counsel for Petitioner has indicated that the raw data in machine-readable form and Professor Baldus's code book for said data should be made available within the following two weeks. 4. Respondent seeks an enlargement so that Respondent's statistical expert will have an opportunity to review and evaluate the raw data information contained in Professor Baldus's studies, and so that Respondent's expert may more effectively assist counsel in preparing for the deposition of Professor Baldus by formulating specific, material questions based upon his independent analysis of said raw data. Se The instant request for an enlargement of time is not imposed for the purpose of delay, but is being requested so that Respondent may have an opportunity to adequately review the aforesaid raw data prior to deposing Professor Baldus. Additionally, in his answer to Respondent's Interrogatory No. a 1, Pec ititney has indicated that besides Professor Baldus and = Professor Woodworth, he expects to call as witnesses at least two other individuals who apparently are experts in social science and psychology. One is Dr. Richard Burke from the University of California at Santa Barbara, and the other is Robert Mauro from Stanford University, California. Respondent also seeks additional time to explore the subject matter of these witnesses' potential testimony. 6. Finally, it does not appear that Petitioner will be harmed by this requested short enlargement. WHEREFORE, based on the aforesaid Respondent respectfully requests that this Court grant Respondent's motion for an enlargement of time within which to complete discovery in this case. Respectfully submitted, MICHAEL J. BOWERS Attorney General ROBERT S. STUBBS II Executive Assistant Attorney General Ath forte MARION O. GORDON First Assistant Attorney General Ld — Seni Assistan ey General “Uist 2lpo &. Lomi ¢ Ee emia pra NICHOLAS G. DUMICH Assistant Attorney General Please serve: NICHOLAS G. DUMICH 132 state Judicial Building 40 Capitol Square, S. W. Atlanta, Georgia 30334 (404) 656-3499, UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, Petitioner, CIVIL ACTION NO. C81-2434A v. HABEAS CORPUS WALTER D. ZANT, WARDEN, GEORGIA DIAGNOSTIC AND CLASSIFICATION CENTER, * % F F ¥ HF XN * * * F Respondent. MEMORANDUM IN SUPPORT OF RESPONDENT'S REQUEST FOR AN ENLARGEMENT OF DISCOVERY TIME During a conference held in chambers on November 19, 1982 this Court intially granted Respondent sixty (60) days to pursue discovery pertaining to the issue raised by Petitioner... which attacks the application of capital punishment in Georgia. Respondent has received responses or oujections to the questions in his first set of interrogatories, and expects to receive shortly a reponse to Respondent's request for production of documents and tangible materials. Included in the tangible materials requested are the computer tapes and cards containing the raw data which has been utilized in the studies which Petitioner relies upon. Respondent has also requested the names and specific information pertaing to the numerous cases contained in portions of the preliminary findings for the studies. Respondent believes that it would be most beneficial and economical to depose Professor Baldus after Respondent has an an opportunity to review and at least partially analyze the raw data which forms the underlying basis for these studies. Moreover, as noted in the attached motion, in his answers to Respondent's interrogatories, Petitioner has listed at least two other witnesses from California who appear to be experts in social soiSnce research and psychology. Respondent needs an additional period of discovery to explore the potential subject TA 0 these witnesses' testimony. Of course under Rule 6(b) of the Federal Rules Of Civil Procedure, this Court for cause shown may, in ite discretion, grant an enlargement of time within which a party is required to act. As this Court may surmise from reviewing only the preliminary findings of Dr. Baldus, and his June, 1982 affidavit, the two statistical studies which he has developed appear to be quite extensive and detailed. Respondent has requested information on other regression analyses which have been done in the two studies, other than those listed in the preliminary finding, and counsel for Petitioner has indicated his objection to listing such information, indicating that Professor Baldus has conducted literially hundres of regression analyses involving thousand of facts which have been adjusted for and considered. In order to intelligently depose Professor Baldus on specific areas pertaining to his specific regression analyses, Respondent needs a short additional period of time to at least conduct a partial independent analysis of the raw data underlying the studies. CONCLUSION For all of the aforesaid reasons, Respondent respectfully requests that this Court grant Respondent an additional period of dinty (60) days within which to complete discovery in this case. Respectfully submitted, MICHAEL J. BOWERS Attorney General ROBERT S. STUBBS II Executive Assistant Attorney General A fed MARION O. GORDON First Assistant Attorney General { 2 B. HILL, /IR. Assistant/Attorpey General Uihidpo 8 NICHOLAS G. DUMICH °. Assistant Attorney General Please serve: NICHOLAS G. DUMICH 132 State Judicial Building 40 Capitol square, S. W. Atlanta, Georgia 30334 (404) 656-3499 CERTIFICATE OF SERVICE I do hereby certify that I have this day served the within and foregoing pleading, prior to filing the same, by depositing a copy thereof, postage prepaid, in the United States Mail, properly addressed upon: Mr. Robert H. Stroup Attorney at Law 1515 Healey Building Atlanta, Georgia 30303 Mr. John Charles Boger Attorney at Law 10 Columbus Circle | : New York, NY 10019 This wes of January, 1983 oe NICHOLAS G. DUMICH UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION of WARREN MCCLESKEY, Petitioner, CASE NO. (C81-2434A Ve WALTER D. ZANT, WARDEN, HABEAS CORPUS ¥» X X % ¥ ¥ * Xd Respondent. MOTION FOR EXTENSION OF TIME IN WHICH TO COMPLETE CRITICISMS OF REPORT OF DAVID C. BALDUS Comes now Walter D. Zant, Respondent in the above-styled action by counsel, Michael J. Bowers, Attorney General for the State of Georgia, and requests that this Court extend the time provided for Respondent to submit all criticisms of the report of Professor David C. Baldus, to and including Monday, August 8, 1983. In support of said motion, Respondent attaches a brief setting forth the reasons which Respondent thinks necessitates such an extension. THEREFORE, Respondent respectfully requests that this Court grant the thishne motion. Respectfully submitted, MICHAEL J. BOWERS Attorney General JAMES P. GOOGE, JR. Executive Assistant Attorney General / . “y (7 Wain QO. Bondion, MARION O. GORDON — Hirst Assistant Attorney General a Vi Vi A 3 fff WiLLIAM B. HILL, Senior!Assistan Attgrney General Syl. age Te) ; SY iives XUAA L400 200 loz aL MARY BETH WESTMORELAND Assistant Attorney General MARY BETH WESTMORELAND 132 State Judicial Building 40 Capitol Square, S5. W. Atlanta, Georgia 30334 (404) 656-3349 CERTIFICATE OF SERVICE I do hereby certify that I have this day served the within and foregoing Motion, prior to filing the same, by depositing a copy thereof, postage prepaid, in the United States Mail, properly addressed upon: Mr. Robert H. Stroup 1515 Healey Building Atlanta, Georgia 30303 Mr. John Charles Boger JO Columbus Circle New York, New York 10019 Mr. Anthony G. Amsterdam New York University Law School 40 Washington Square South New York, New York 10012 This 2nd day of August, 1983. 7 7 : 7 4 / go / Y 7? LV hire, A LLL rn pre dral MARY BETH WESTMORELAND of NI oe STATES DISTRICT COURT ORTHERN DISTRICT OF GEORGIA ATLANTA DIVISICN Ul N WARREN MCCLESKEY, Petitioner, CASE NO. C81-2434A YY. WALTER D. ZANT, WARDEN, HABEAS CORPUS % % % % MN ok WH % Respondent. BRIEF IN SUPPORT OF MOTION FOR ADDITIONAL TIME TO PREPARE CRITICISMS OF DATA BASE AND REPORT OF PROFESSOR DAVID C. BALDUS Comes now Walter D. Zant, Warden, Respondent in the above-styled action by counsel, Michael J. Bowers, Attorney General for the State of Georgia, and makes the instant motion for an extension of time in which to complete criticisms of the report of Professor David C. Baldus in the above-styled case. In support of said motion, Respondent states the following: 1. Initially, in the instant case, Respondent was presented with a "preliminary report” from Professor David C. Baldus. Subsequently, during the discovery period, Respondent obtained certain computer cards and a computer tape containing the data base utilized for this study. Repondent proceeded to do an analysis based on this data base and on the preliminary report. No . On or about June 15, 1983, Respondent received a second report from Professor Baldus entitled "a working draft." This report, when all tables are included, consists of over three hundred pages, plus five separate appendicies. In addition, Respondent received a document relating to death sentence patterns in Fulton County which consists of approximately thirty pages. Respondent then began analysis based on that report. In the meantime, Respondent's experts were having to prepare for their own depositions and were also providing information to counsel for the Respondent for the deposition of Professor David C. Baldus. 3 At the deposition of Professor Baldus on July 6 and 7, 1983, it was learned that extensive cleaning efforts were underway concerning the original data base and that a final report was being prepared. It was indicated that this information would be provided to the Respondent as soon as it was available. 4. At the status conference before this Court on July 29, 1983, Respondent received a computer tape, apparently containing an updated data base, but with no explanation as to what changes had been made since the original tape was received in January, 1983. 5. At said status conference, this Court was made aware that a final report had not been provided to the Respondent and directed that such report be provided to the Respondent on Monday morning, August 1, 1983. It was also provided that Respondent would submit all criticisms of the reports Wednesday afternoon, August 3, 1983 by Federal Express. 6. The final report was not received by counsel for the Respondent until between 1:30 p.m. and 2:00 p.m. on Monday afternoon, and was only received at that time because counsel for the Respondent had someone pick it up from the office of Petitioner's counsel in Atlanta. 7- This final report is of the same general length as the original report, although numerous changes haves been made. Furthermore, several appendicies have been added addressing pertinent issues. Some of these appendicies are over fifteen pages long. 8. Respondent placed a copy of this report in the mail by way of express mail tc an expert in Baton Rouge, Louisiana on Monday afternoon. Obviously, this expert will not be able to even review the report until Tuesday, and could hardly formulate all criticisms he might have by Wednesday. 2 Respondent has further consulted with the expert in Atlanta who has begun review of the final report. The expert has also begun work with the computer tape provided to counsel for the Respondent on Friday, July 29, 1983. Counsel has been advised that substantial changes have been made to the data base requiring that most of the tables originally prepared by the expert in his report, which is over one hundred and fifty pages long, will have to be rerun based on this new tape. Furthermore, it is difficult to determine from the tape precisely what changes have been made and whether any changes were made to the information received from the first study, that is the Procedural Reform Study. The expert is also having to review the new issues presented and to make criticisms of those issues as well as provide additional information emphasizing Fulton County, as this Court indicated in the status conference that this would be a primary emphasis of the hearing. The expert cannot guarantee that, if it is required that these tables be provided by tomorrow afternoon, the tables will be totally accurate. The expert has been working constantly since this information was obtained, but is having difficulty completing the task of providing all criticisms and LJ completing all work by Wednesday afternoon. 10. Counsel for the Respondent has also been advised that the expert will only have access to the state's computer facilities until 4:30 p.m. this afternoon (Tuesday, August 2nd) and will not have access to the computer facilities on Wednesday morning due to maintenance procedures that are carried out at the computer facilities. The access to the computers on Wednesday afternoon will be highly restricted due to the backlog created by the maintenance procedures on Wednesday morning. 1k. Respondent has also received this morning, Tuesday, August 2nd, an additional report prepared by Samuel R. Gross and Robert Mauro concerning an analysis of racial disparity in capital sentencing and homicide vicitimization. This report consists of eighty-five pages, plus forty five pages of footnotes. Respondent has never been informed that any such report was to be used, although Petitioner did indicate Mr. Mauro as a possible expert witness in an answer to an interrogatory. Respondent has not had the opportunity to review this document or prepare any critique of this document in any manner and needs additional time to do so. THEREFORE, Respondent respectfully requests that this Court grant additional time for Respondent to prepare criticisms and to critique the information provided by Professor Baldus and also so that Respondent may have time to adequately review the new report provided and to adequately prepare information specifically relating to Fulton County cases. It is virtually impossible for Respondent to make an adequate response within the time limitation set by this Court. In making such a request for extension, Respondent also wishes to note to the Court that it is conceivable that the deposition of Lewis Slaton will be scheduled on Thursday, August 4, 1983 and this will necessitate counsel spending some time preparing for this I I ji I | deposition and participating in the deposition. Therefore, Respondent requests that this Court grant the Respondent until Monday, August 8, 1983, in order to complete all criticisms and review. Respectfully submitted, MICHAEL J. BOWERS Attorney General JAMES P. GOOGE, JR. Executive Assistant Attorney General Ys 0 . Cond ARION OO. GORDON | meses irst Assistant Attorney General Li of ail Al WILLIAM B. HILL, pR.” Senior Assistant 7 oiyey General ” rr KR J Ji p : /7 a YY 1 FY: pL LA he, LU Ss, { ddr rr ALY a Ff eA 0 XY Arr Arr Li MARY BETH WESTMORELAND Assistant Attorney General MARY BETH WESTMORELAND 132 State Judicial Building 40 Capitol Square, 8S. HW. Atlanta, Georgia 30334 (404) 656-3349 CERTIFICATE OF SERVICE I do hereby certify that I have this day served the within and foregoing Brief, prior to filing the same, by depositing a copy thereof, postage prepaid, in the United States Mail, properly addressed upon: Mz. Bobert H. Stroup 1515 Healey Building tlanta, Georgia 30303 Mr. John Charles Boger 10 Columbus Circle New York, New York 10019 Mr. Anthony G. Amsterdam New York University Law School 40 Washington Square South New York, New York 10012 This 2nd day of August, 1933. Fd 7 ra 4 Te 4 Yk Va) PL Ff / Vi 2 “y » 4 - 7 7 pieen SHALL (LALS teste aa MARY BETH WESTMORELAND f i > : i ; : 5 : i 3 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN MCCLESKEY, Petitioner, CIVIL ACTION NO. C81-2434A Ve WALTER D. ZANT, WARDEN, * % N H N % * ¥ ¥% Respondent. RESPONDENT'S FOURTH SUPPLEMENTAL RESPONSE TO INTERROGATORIES AND SUBMISSION OF CRITICISMS PURSUANT TO ORDER OF THE COURT COMES NOW Walter D. Zant, Warden, Respondent in the above-styled action, by Counsel, Michael J. Bowers, Attorney General for the State of Georgia, and submits the following additional list of criticisms to the reports of Professor David C. Baldus as directed bv the Court, In addition to the previous criticisms submitted, Respondent would add the following: 1. It appears in reviewing the updated computer tape that the updating process has not been completed. Many variables in the Z task file appear to be incomplete or incorrect. 2 The most recent computer tape presented is not in a form such as to allow a complete analysis, as the master file has not been updated. 3. Table 12 relating to prior record is not relevant to every stage of the decision-making process as prior record is generally not admissible until the penalty phase of the trial. 4. In specific regard to the McCleskey case, it is not indicated anywhere that McCleskey was the only one in the room where the shooting took place, while the remainder of the defendants were in a separate room at the store. 5 The factor analysis utilized does not serve the function it was intended to serve, that is, producing uncorrelated variables. 5. Some of the tables referenced in the final report, in particular, the Pulton County report, 40 not appear. to be present. 7. The number of penalty trial cases has changed between the working draft and the final report. i lh i fl x : 4 5 i in i i ; : § 2 : 8. The final report includes many numerical changes and inconsistences which create problems in preparing a final analysis on behalf of the Respondent. 8. It does not appear at any time that the Petitioner's case was examined in detail in order to make a complete evaluation of it, such as a total review of the transcript in order to prepare the data for this case. 10. The inclusion of the following variables in the factor analysis as mitigating variables makes it exceedingly difficult to determine what is intended to be mitigating and what is intended to be aggravating: VBLUSKL, STRANGER, VICCLOSE, DVIOLOTH, FELMUR, NOVPROV, VIOLENCE, DTHINK, VDEFENS, VBED, VDEFECT. Respondent thus submits the above criticisms of the reports of Professor David C. Baldus. Respectfully submitted, MICHAEL J. BOWERS Attorney General JAMES P. GOOGE, JR. Executive Assistant Attorney General Tv 2. A allem. MARION O. GORDON First Assistant Aton ae General (Signatures continued) ) [; len dl WFELIAM B. HILL, JR. 1 E Senior¥ Assi Letany Abey rney General ops 8 F Eh ao 3 gg. #3 Had Bato Ly pebione dad’ XY [BETH WESTMORELAND Assistant Attorney General MARY BETH WESTMORELAND 132 State Judicial Building 40 Capitol Square, Atlanta, Georgia 303 (404) ©56-3349 | i it 6 (3 i CERTIFICATE OF SERVICE I dc hereby certify that I have this day served the within and foregoing pleading, as directed by the pw -t - court, by having hand delivered a copy of same to: This Robert H. Stroup 1515 Healey Building 57 Forsyth Street, N.W. Atlanta, Georgia 30303 5th day of August, 1983 Saary Putio Yates dod MARY BETH WESTMORELAND IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, Petitioner, CIVIL ACTION FILE -Vs-— NO. C81-2434A WALTER ZANT, Warden Georgia Diagnostic and Classification Center, Respondent. PETITIONER'S MOTION TO SUPPLEMENT THE RECORD PURSUANT TO RULE 7(b), RULES GOVERNING §2254 CASES Comes now the petitioner, WARREN McCLESKEY, and moves the Court to supplement the record in this case to include portions of the District Attorney's investigative file, which was a part of the record before the State habeas court. In support of this motion, petitioner attaches the accompanying memorandum of law. ROBERT H. STROUP 1515 Healey Building Atlanta, Georgia 30303 JACK GREENBERG JOHN CHARLES BOGER 10 Columbus Circle New York, New York 10019 TIMOTHY XK. FORD 600 Pioneer Building Seattle, Washinrnaton 98126 ANTHONY G. AMSTERDAM New York Universitv Law School 40 Washington Square South New York, New York 10012 BY : Gober tN. Xoc ROBERT H. STROUP ATTORNEYS FOR PETITIONER IN THF UNITED. STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, Petitioner, CIVIL ACTION FILE nl NO. C81-2434A WALTER ZANT, Warden Georgia Diagnostic and Classification Center, Respondent. > > p k De De De l Do el , Do e, De Pe l, De el , Dr e D o PETITIONER'S MEMORANDUM OF LAW IN SUPPORT OF MOTION TO SUPPLEMENT THE RECORD INTRODUCTION. This Court held an evidentiary hearing on August 8-22, 1983, on petitioner's claims that the death penalty in Georgia was being imposed in an arbitrary and capricious fashion. At the close of the evidence, the Court directed petitioner to file briefs with respect to issues not previously briefed. Peti- tioner has moved the Court to supplement the record to include portions of the record before the State habeas court which have not previously been made a part of the record before this Court, and petitioner files this memorandum in support of that motion. I. BECAUSE THE EVIDENCE WAS BEFORE THE STATE HABEAS COURT, THIS COURT SHOULD GRANT PETITIONER'S MOTION TO SUPPLEMENT TEE RECORD. Upon preparation of petitioner's motion on the merits with respect to certain of his claims, petitioner discovered that Exhibit "A" to the Russell Parker deposition, which was a part of the State habeas court record, was not included in the materials filed by the Attorney General with the respondent's answer in this case. Exhibit "A" to the Russell Parker deposition is a copy of the District Attorney's investigative file, made available to defense counsel for McCleskev, and his co-defendants, during the pre-trial period in 1978. Petitioner has relied upon portions of Exhibit "A" din his briefing with respect to several of the issues now pending before the Court. In an effort to make the record complete, petitioner has filed herewith excerpts from Exhibit ATL tt include the relevant portions of the District Attorney's investigative file. Because these materials were a part of the record before the State habeas court, and are relevant to the issues raised by the petitioner, they should be made a part of this Court's record pursuant to Rule 7(b), Rules governing §2254 Cases. 1/ "Recognizing the Court's interest in not burdening the record with irrelevant paper, the petitioner has offered only the portions of the file relevant to his claim. Respectfully submitted, ROBERT H. STROUP 1515 Healey Building Atlanta, Georgia 30303 JACK GREENBERG JOHN CHARLES BOGER 10 Columbus Circle New York, New York 10019 TIMOTHY RK. FORD 600 Pioneer Building Seattle, Washington 98136 ANTHONY G. AMSTERDAM New York University Law School 40 Washington Square South New York, New York 10019 BY: Robert Lave, ROBERT H. STROUP ATTORNEYS FOR PETITIONER CERTIFICATE OF SERVICE I hereby certify that I have this day served a copy of the foregoing pleadings upon counsel for respondent, Mary Beth Westmoreland, Esg., by personally delivering a copy of same to her at 132 State Judicial Building, 40 Capitol Square, S. W., Atlanta, Georgia 30334. This 20th day of September, 1983. [tect XX ROBERT H. STROUP IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, CIVIL ACTION FILE Petitioner, NO. C81-2434A VS. WALTER ZANT, Warden Georgia Diagnostic and Classification Center, Respondent. PETITIONER'S MEMORANDUM OF LAW SUPPLEMENTING APRIL 8, 1982 MEMORANDUM IN SUPPORT OF ISSUANCE OF THE WRIT Introduction. On April 8, 1982, pursuant to instruction of the Court, petitioner filed a memorandum of law with respect to the merits of petitioner's claims for which he did not seek an evidentiary hearing. Petitioner comes now and files this supplement to that memorandum, outlining any cases of relevance which have been decided on those issues since the filing of the first brief in April, 1982. Claim C. The Unconstitutional Burden-Shifting Instruction. None of the cases decided in the interim period since peti- tioner last briefed this issue alter petitioner's view that the instruction given to the jury in this case contravened due process 1/ rights.= The instruction reads: One section of our law says that the acts of a person of sound mind and discretion are presumed to be the product of the person's will, and a person of sound mind and discretion is presumed to intend the natural and probable consequences of his acts, but both of these presumptions may be rebutted. I charge you, however, that a person will not be presumed to act with criminal intention, but the second code section says that the trier of facts may find such intention upon considera- tion of the words, conduct, demeanor, motive and all other circumstances connected with the act for which the accused is prosecuted. (T.Tr., 996-97) .2%/ The instructions are internally inconsistent. The first portion states that the law presumes, though it may be rebutted, without specifying how. The second states that the law does not presume. It is simply impossible, given such a confused, contra- dictory statement of the law, to know which of the two contra- dictory instructions were followed by the jury. None of the cases decided in the interim deal with such a situation. However, as the District Court noted in McCorquodale v. Balkcom, 525 F. Supp. 408 at 415-16, n. 10 (N.D. Ga., 1981): The Court does note that the charge is arguably internally inconsistent. It first L/ For petitioner's related claim that trial counsel provided ineffective assistance when he failed to object to the instruction or propose any alternative, see Part F(3), petitioner's September 21, 1983 Memorandum in Support of Issuance of the Writ. 2/ References to the Transcript of the State Court Trial are referred to as {(T.7r., ) % instructs the jury that intent is presumed under certain circumstances but then goes on to say that criminal intention cannot be pre- sumed. : But ¢f. Kramer v. State, 230 Ga. 855, 199 S.E.2d 805 (1973) (upholding similar incon- sistency), overruled on other grounds in Hosch Vv. State, 246 Ga. 417, 271 s.E.28 817 (1980), Any ambiguity does not aid the State, however, since it cannot be said with any degree of cer- tainty which part of the charge the jurors deemed controlling. The Court also notes that the jury was instructed the presumption could be rebutted, an element apparently not present in Sandstrom. Further, the Georgia Supreme Court has ruled that charges on rebuttable presumptions in criminal cases do not shift the burden of per- suasion. See State v. Moore, 237 Ga. 269, 270, 227 S.E.24 241, 242 (1976); Washington v. State, 142 Ca. App. 651, 236 8.2.24 837 (19277). This is consistent with Georgia's approach that factual presumptions are evidence for the jury to consider, even where evidence opposing the presumption has been adduced. See generally, Agnor, W. H., Agnor's Georgia Evidence, 8 17-8 (1976 ed. and 1980 Supp.). However, in the Court's opinion, it would be inconsistent with the Court of Appeals' decision in Tyler to characterize the instant presumption other than as burden-shifting presumption. In Tyler, the jury was charged that the presumption continued until it was "outweighed," otherwise the jury was bound to find in accordance with the presumption. Tyler, supra, at 1099. The Court found this charge shifted the burden of persuasion. Leaving aside legal niceties not apt to be appreciated by a jury, the Court sees the only difference between the Tyler charge and that presented here as one of degree. The Tyler charge emphatically directed the jury to follow the presumption unless it was outweighed by other evidence; the instant charge stated the same thing less emphatically and with no accompanying instruction that the presumption was merely evidence for the jury to c. nzider. Therefore, since the Tyler charge was held to shift the burden of persuasion, the Court con- cludes this one did too. Even if it is not viewed as altering the basic allocation of the burden of persuasion, a charge flatly stating that the "law presumes" any fact is objectionable where it gives a heavy-handed assist to the party favored by the presumption in meeting its burden of persuasion. The particular presumption involved here is nothing more than a statement of what any juror would know instinctively any- way. ‘Thus, it imparts no helpful legal principle to the jury, while lending the court's qualified endorsement to the prosecutor's case on the element of intent. This portion of the District Court's opinion in McCorquodale, supra, was not appealed by the State, and, therefore, the panel decision does not touch upon this portion of the McCorgquodale charge. McCorquodale v. Balkcom, 705 F.2d 1553 , rehearing en banc granted, F.28 {11th Cir., 1983). Further, the precise risk which the court in Sandstrom found intolerable is presented herein, where the jury, though told that the presumption was rebuttable, was never instructed as to the quantum of proof required by the defendant in order to rebut: Alternatively, the jury may have interpreted the instruction as a direction to find intent upon proof of the defendant's voluntary actions (and their "ordinary" con- sequences), unless the defendant proved the contrary by some quantum of proof which may well have been considerably greater than "some" evidence--thus effectively shifting the burden of persuasion on the element of intent. at 2456. Neither the instruction in Corn v. Zant, 708 F.24 549 (11th Cir., 1983) nor the one in Lamb v. Jernigan, 683 F.248 1332 (llth Cir., 1982) presents the same kind of instruction as presented in this case. In Lamb v. Jernigan, the challenged instruction was substantially different from herein because the instruction stated in permissive terms that " (intent) may be presumed when it would be the natural and necessary consequence of the particular acts." 1Id., at 1337, n. 8: . This is. fav different from the instruction which twice repeated in directive language that the law presumes. . . . The challenged instruction in Corn v. Zant, supra, contained substantial clarifying language not present in this case. In Corn, supra, at 569, the instruction indicated that the accused "may" show circumstances to the jury, "but he is not required to do so.” At least twice in Corn, the jury wae told that the accused was not required to produce evidence. Id., 568-69. Further, the jury was expressly instructed in Corn that "the bur- den is not on the Defendant to disprove intention." Id., at 569. None of those clarifying instructions appeared in the instructions in this case. Unlike Lamb or Corn, the language used in this case permitted the jury to interpret the instruction as a direction to find intent upon proof of petitioner's voluntary actions unless the petitioner proved the contrary by some quantum of proof that may well have been considerably greater than "some" evidence--thus effectively shifting the burden of persuasion on the element of intent. For 3/ this reason, the instruction was contrary to Sandstrom, supra.- 3/ The State habeas court held that Sandstrom was distinguishable because in Sandstrom the jurors were not told that the presumption was rebuttable. While it is true that the jurors in Sandstrom were not told the presumption was rebuttable, the same dangers exist, particularly in light of the failure to explain anything further as to what that meant. Unlike Corn, supra, where the jurors were told expressly that the defendant was not required to produce evidence, and that the defendant was not required to disprove intention, the jurors herein could have viewed petitioner's burden of rebuttal as more than a burden of production. -5 Harmless Error. The Supreme Court decision in Connecticut v. Johnson, U.S. , 103 g3.Ct. 969 (1983), held that in some situations, a Sandstrom error may be harmless. As briefed in this case earlier, however, such is not the case herein. For these reasons, and others cited in petitioner's memoran- dum of April 8, 1982, the Court should grant the writ on this issue. Claim E. Improper Instructions at Sentencing Phase Regarding Use of Non-Statutory Aggravating Circumstances. In his April 8, 1982 memorandum, petitioner relied upon Henry v. Wainwright 661 v.28 56 (5th Cir., Unit B, 1931), as part of his authority for finding impermissible the broad instruc- tion given at the sentencing phase that the jury could consider all evidence received throughout the trial. Henry, supra, was vacated and remanded in light of Engle v. Isaac, U.S. ’ 102 8.Ct. 1558 (1982): judgment was reinstated, 686 F.24 311 (5th Cir., Unit B, 1982), then vacated and remanded in light of Barclay v. Plorida, 463 U.S. {1983), at 51 U.S.L..W. 3937 (1983). The vacation in light of Barclay v. Florida, supra, does not, however, affect the applicability of Henry's rationale to this case. In light of the Supreme Court's discussion in Zant v. Stephens, U.S%. 7103 s.Cty 2733.(1983) , the instruction to the jury that it could consider all evidence received in evidence before it, including non-statutory aggravating evidence, was erroneous. A. The "Prior Convictions and Sentences" Both Tainted by an Unconstitutional Search Set Aside On Motion for New Trial. In his April 8, 1982 memorandum, petitioner argued that cer- tain aggravating evidence had been put before the jury in peti- tioner's case without statutory authorization--evidence of convic- tion on three armed robbery counts, and imposition of three life sentences, all of which had been set aside in 1971. (April 8, 1982 memorandum, pp. 15-17). The evidence now before this Court suggests that those con- victions and life sentences were infirm because of a search and seizure which contravened the Fourth Amendment. (Exhibit WM-2; Testimony of Warren McCleskey). This is precisely the taint which the Supreme Court in Zant v. Stephens, supra, found imper- missible. Not only is this case unlike Stephens, supra, in that the State lacked statutory authority to put before the jury the evidence regarding the 1970 Douglas County convictions and sen- tences, whereas the prior convictions were properly before the jury in Stephens, moreover, in this case, there is a suggestion that the prior convictions were tainted by unconstitutional con- duct. The line of authority distinguished in Stephens, because there was no evidence of unconstitutional taint in the aggravating circumstances considered {I1d., at 2746: “In .contrasty in this case there is no suggestion that any of the aggravating circum- stances involved any conduct protected by the First Amendment or by any other provision of the Constitution."), is applicable herein. Stromberg v. California, 283.0.S. 359 (1931), Thomas v. Collins, 323 0.8. 516 (1945), and Sirset v. New York, 394 U.S. 576 (1969) stand for the proposition that a conviction resting upon unconstitutional taint cannot stand. Accord, United States v. Tucker, 404 U.S. 443, 92 8.Ct."589.:(1972). The Supreme Court decision in Stephens, supra, makes even more clear the applicability of those cases to McCleskey's situa- tion. This is because the Court notes the significance of the aggravating circumstances in the exercise of discretion by the jury in deciding to vote for death: "The third plane separates, from all cases in which a penalty of death may be imposed, those cases in which it shall be imposed. There is an absolute discretion in the factfinder to place any given case below the plane and not impose death. The plane itself is established by the fact- finder. In establishing the plane, the factfinder considers all evidence in exten- uation, mitigation and aggravation of punishment. Code Ann. 8 27-2503 and 8 27-2534.1. "A case may not pass the second phase into that area in which the death penalty is authorized unless at least one statutory aggravating circumstance is found. However, this plane is passed regardless of the number of statutory aggravating circumstances found, so long as there is at least one. Once beyond this plane, the case enters the area of the factfinder's discretion, in which all the facts and circumstances of the case determine, in terms of our meta- phor, whether or not the case passes the third plane and into the area in which the death penalty is imposed." 250 Ga. 97, 99-100, 297 8.E.24 1, 3-4 (1982). Stephens, supra at 2740. Thus, given the nature of the jury's deliberation, there is no way of ascertaining whether the exercise of discretion to im- pose the sentence of death in this case was tainted by consider- ation of the life sentences. Certainly the prosecutor called them to the juror's attention at the sentencing phase (T. Tr. 1019-20). In light of this evidence and authority, the death sentence should be set aside. B. The Evidence of Non-Statutory Criminal Conduct. A Nor does the Supreme Court decision in Stephens, supra, authorize the jury's reliance upon evidence of aggravating circumstances in the form of alleged criminal conduct for which petitioner had not been indicted, tried or convicted. As briefed earlier, the Court's overly broad instruction to the jury at the sentencing phase authorized the jury to con- sider, as aggravating circumstances, evidence offered during the trial that tended to show that petitioner had participated in two robberies (one on March 28, 1978, another, April 1, 1978) for which petitioner had not been indicted, tried or convicted (T.Tr., 887). Nowhere does the Georgia statute permit a consid- eration of such evidence in aggravation. In considering a related claim in Proffitt v. Wainwright, 585 F.2d 1227 (1982), the Eleventh Circuit held impermissible the imposition of a death sentence based upon reliance upon non-statu- tory aggravating circumstances: In Henry, the court held that admission of evidence of aggravating factors not listed in the statute coupled with an instruction allowing the jury to consider nonstatutory aggravating factors in rendering an advisory sentence was unconstitutional. Unlike Henry, appellant does not complain that the jury was allowed to consider evidence of nonstatutory aggravating circumstances or that the jury's advisory sentence was based on such evidence; rather, he challenges the trial court's sen- tencing decision, which its findings indicate was based partly on nonstatutory aggravating factors. In our view, the reasoning employed by the Henry court, with which we agree, is equally applicable to the advisory sentence decision of the jury and the ultimate sentence determination made by the trial judge. As the Henry court noted, Furman v. Georgia 408 U.S. 238, 92 8.Ct. 2726,-33 L.84.24 346 (1972) held unconstitutional under the eighth amendment capital sentencing procedures that, by failing to limit and guide sentencer discretion, per- mitted arbitrary and selective imposition of the death penalty. Henry v. Wainwright 661 F.2d at 58. In Furman's 1976 progency, in which five post-Furman capital sentencing statutes were challenged, the Court upheld those statutes that provided specific and detailed standards to guide the sentencer in deciding whether to impose the death penalty. See Jurek v. Texas, 428 U.8.. 262, 96 8.Ct. 2950, 49 L.F4.24.929 (1976) Proffitt v. Florida, 428 U.S. 242, 96 S.Ct. 2960, 49 1..Fd.24 913 (1976)... The Court specifically approved the Florida statute be- cause its aggravating and mitigating provisions appeared to provide such guidance. Proffitt v. Plorida, 428 U.S. at 248-53, 96 S.Ct. at 2964~ 2967. In considering appellant's "propensity to commit (murder)" and the danger he posed to society, the trial court transcended the list of aggravating factors set forth i the Florida statute and substituted his own judgment of what circumstances justify capital punish- ment for {hat of the Florida Legislature. In so doing, the trial judge not only committed error under the state law, see Brown v. State, 381 So0.24 690, 696 (Fla. 1980); Elledge v. State, 346 So.2d 998, 1002 (Fla. 1977); he also exceeded the federal constitutional limitations imposed GAS. oF Jo in an arbitrary and capricious manner. In short, we agree with the Henry court that because "the limitations of the statute make the death penalty constitutional... (i)gnor- ing those limitations ( ) implicates the constitution." Henry v. Wainwright, 661 F.2d at 60. For the reasons just stated, we con- clude that the trial judge's reliance on non- statutory aggravating circumstances renders appellant's sentence unconstitutional under the eighth and fourteenth amendments. Proffitt, supra at 1267-68. The Eleventh Circuit reached a similar conclusion in its recent decision in Goode v. Wainwright, 704 F.2d 593 (llth Cir. 1983). In that case, the Eleventh Circuit set aside a death penalty imposed on the basis of non-statutory aggravating cir- cumstances. Although that case involved a finding by a state trial judge, as opposed to a matter of evidence presented to the jury for deliberations, the same constitutional concerns under=- lying that decision apply herein. Conclusion. Based upon the foregoing, the Court should grant the writ either setting aside petitioner's conviction or, as appropriate, setting aside the death penalty. Respectfully submitted, ROBERT H. STROUP 1515 Healey bailding Atlanta, Georgia 30303 JACK GREENBERG JOHN CHARLES BOGER 10 Columbus Circle New York, New York 10019 TIMOTHY XK. FOBD 600 Pioneer Building Seattle, Vashington 89136 Ji] - -12- ANTHONY G. AMSTERDAM New York University Law School 40 Washington Square South New York, New York 10012 BY: Lote tb. Seep ROBERT H. STROUP ATTORNEYS FOR PETITIONER CERTIFICATE OF SERVICE I hereby certify that I have this day ‘served a copy of the foregoing pleadings upon counsel for respondent, Mary Beth Westmoreland, Esq., by personally delivering a copy of same to her at 132 State Judicial Building, 40 Capitol Square, 5. W., Atlanta, Georgia 30334, This 20th day of September, 1983. [Cobo Seeoacy ROBERT H. STROUP November 1, 1983 Hon. Ben H. Carter, Clerk United States District Court 2211 United States Courthouse 75 Spring Street Atlanta, Georgia 30335 Warren McCleskey v. Walter D. Zant Civil Action No. C81-2434A Dear Mr. Carter: Enclosed for filing are an original and one copy of Petitioner's Supplemental Memorandum of Law, together with a certificate of service. Thank you very much. Sinc i] hn Charles Boger cc: Mary Beth Westmoreland, Esq. Hon. J. Owen Forrester 10 COLUMBUS CIRCLE {212) 586-8397 NEW YORK, N.<¥. 10019 CERTIFICATE OF SERVICE I hereby certify that I have this day served a copy of the within pleading upon: Mary Beth Westmoreland, Esq. Assistant Attorney General 132 State Judicial Building 40 Capitol Square, S. WV. Atlanta, Georgia 30334 counsel of record for respondent, by depositing a copy of same in the United States Mail, first-class postage prepaid. This 1 0a day of December, 1983. ROBERT H. STROUP JOHN R. MYER 1515 HEALEY BUILDING 57 FORSYTH ST... N. W. ROBERT H. STROUP ATLANTA, GEORGIA 30303 GARY FLACK Se 404/522-1934 ATTORNEYS AT LAW January 5, 1984 Honorable J. Owen Forrester United States District Judge 2367 United States Courthouse 75 Spring Street, S. W. Atlanta, Georgia 30335 Re: Warren McCleskey v. Walter D. Zant No. C81-2434A Dear Judge Forrester: Enclosed is a copy of the petitioner's reply brief which we are filing with the Clerk of Court today. We have received a copy of Ms. Westmoreland's letter of December 27, 1983 in this case, informing the Court of the action of the United States Court of Appeals for the Eleventh Circuit in Spencer v. Zant, No. 82-8408, ordering that case to be reheard en banc and directing the parties to respond to ten specific questions, most of them related to issues of arbitrariness or racial discrimination in the imposition of the death penalty in Georgia. Ms. Westmoreland, after apprising the Court of these developments, has invited it to "consider the possibility of waiting for a final decision from the Eleventh Circuit in this case before entering an order in the case of McCleskey v. Zant." Counsel for petitioner McCleskey do not believe the Court need await action by the Eleventh Circuit. The en banc brief for Spencer, a copy of which is enclosed for the Court's benefit, makes extensive references to the pendency of the McCleskey case, encloses an appendix to the Statement of Facts from petitioner McCleskey's post-hearing memorandum to this Court, and strongly urges that the Eleventh Circuit "defer any decision [on the broader legal issues presented] until resolution of McCleskey v. Zant, No. C81-2434A (N.D. Ca.) the only case in which the relevant facts have been developed on a full record.” First Supplemental Brief for Petitioner-Appellant on Rehearing En Banc, at 24 (llth Cir., filed December 28, 1983). As grounds for its position, Spencer argues that reaching and | deciding significant constitutional questions without benefit of a full, factual record that would provide a specific context Honorable J. Owen Forrester Page Two January 4, 1984 and focus for its consideration of the constitutional issues would be a mistake, (see First Supplemental Brief at 32-35), and cases cited), and he urges the Eleventh Circuit to remand that case to the District Court on a narrower ground without reaching the broader issues. As counsel for petitioner McCleskey, we believe that Spencer's position is correct, and we think that the Eleventh Circuit may be persuaded to defer its resolution of the broader consti- tutional issues. We therefore believe it would be appropriate for the Court to proceed to judgment in this case without await- ing the outcome of the Spencer appeal. Thank you very much. Very truly yours, Robert H. Stroup RHS/1 Encl. cc: Mary Beth Westmoreland, Esq. FILED IN CLERK'S OFFICE U.8.D.C.- Atlanta ORIGINAL UNITED STATES DISTRICT COURT ik 24 1984 NORTHERN DISTRICT OF GEORGIA Li : ATLANTA DIVISION By. a oe Clerk WARREN MCCLESKEY, * %* Petitioner, * CIVIL ACTION NO. C81-2434A * v. * * WALTER D. ZANT, WARDEN, * * * Respondent. NOTICE OF APPEAL Notice is hereby given that the above-named Respondent, by counsel, hereby appeals to the United States Court of Appeals for the Eleventh Circuit from the order and judgment rendered, made and entered in the above-styled case on February 2, 1984, granting the Petitioner habeas corpus relief as to the conviction and sentence imposed by the Superior Court of Fulton County, Georgia. The Clerk will please prepare and transmit the entire record, including all exhibits and transcripts, omitting nothing from the record on appeal. s JAY day of February, 1984. Respectfully submitted, TIT - MICHAEL J. BOWERS Piling Fee Pd. 7% Attorney General -Dooket Fos Pd. Ongpy JAMES P. GOOGE, JR. Bond Raced. 0 NIA Executive Assistant Attorney General Band Form Furn, NA er ATTEST: A TRUE COPY : CE] TITIES Tas 2rpsal Informetieh Bucs, fre A 21 75Y hood. % Cartier, I lark pid Deputy Clerk Bys MARION O. GORDON First Assistant Attorney General WILLIAM B. HILL, JR. Senior Assistant Attorney General Ve. Fem TS TAR Assistant Attorney General MARY BETH WESTMORELAND 132 State Judicial Building 40 Capitol Square, S. W. Atlanta, Georgia 30334 (404) 656-3349 CERTIFICATE OF SERVICE I do hereby certify that I have this day served the within and foregoing Notice of Appeal, prior to filing the same, by depositing a copy thereof, postage prepaid, in the United States Mail, properly addressed upon: Mr. Robert H. Stroup 1515 Healey Building Atlanta, Georgia 30303 Mr. John Charles Boger léth Floor 99 Hudson Street New York, New York 10013 Mr. Timothy R. Ford 600 Pioneer Building Seattle, Washington 98136 Mr. Anthony G. Amsterdam New York University Law School 40 Washington Square South New York, New York 10012 This 24th day of February, 1984. a Y TH WESTMOREL UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN MCCLESKEY, | Petitioner, CIVIL ACTION NO. C81-2434A Ve i : Eo WALTER D. ZANT, WARDEN, % 4 ¥ % ¥ ¥ % ¥ Respondent. - NOTICE OF APPEAL Notice is hereby given that the above-named Rospoliions, by counsel, hereby appeals to the priced States Court of Appeals for the Eleventh Circuit from the order and judgment rendered, made and entered in the above-styled case on February 2, 1984, granting the Pebiticnes habeas corpus relief as to the conviction and sentence imposed by the Superior Court of Fulton County, Georgia. Ia on ‘The Clerk will please prepare and transmit the entire Record, including ala exhibits ana ‘transcripts, omthging nothing from the ze6ord on Hopes). is JU day of Fenruaty; 1984. Respectfully submitted, MICHAEL J. BOWERS Attorney General JAMES P. GOOGE, JR. Executive Assistant Attorney General | t ! i H 3 i MARION O. GORDON First Assistant Attorney General WILLIAM B. HILL, JR. Senior Assistant Attorney General . MARY BETH WESTMORELAND 132 State Judicial Building 40 Capitol Square, S. W. Atlanta, Georgia 30334 (404) 656-3349 CERTIFICATE OF SERVICE I do hereby certify that I have this day served the within and foregoing Notice of Appeal, prior to filing the same, by depositing a copy thereof, postage prepaid, Fr in the United States Mail, properly addressed upon: i Mr. Robert H. Stroup 1515 Healey Building Atlanta, Georgia 30303 Mr. John Charles Boger loth Floor 99 Hudson Street New York, New York 10013 Mr. Timothy K. Porad 600 Pioneer Building Seattle, Washington 98136 Mr. Anthony G. Amsterdam New York University Law School 40 Washington Square South New York, New York 10012 This 24th day of February, 1984. V e s > 4 MARY TH WESTMORELAN UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARRREN McCLESKEY, Petitioner, CIVIL ACTION FILE versus NO. C81-2434A WALTER D. ZANT, Super- intendent, Georgia Diagnostic and Classification Center, N r ” Ne t? N t . Ne wt N i e N a N u N i t . ue ? N t S e s ut ! N a Respondent. APPLICATION FOR CERTIFICATE OF PROBABLE CAUSE TO APPEAL Comes now the petitioner, WARREN McCLESKEY, through his undersigned counsel, and applies to the Court for a certificate of probable cause to appeal to the United States Court of Appeals for the Eleventh Circuit in this action. Petitioner believes that his appeal has merit and raises substantial condtitutioanl questions. In support of this application, the petitioner submits the accompanying memorandum of law, and proposed order. eto nN. Feel Robert H. Stroup 4 1515 Healey Bldg. 57 Forsyth St., N.W. Atlanta, Georgia 30303 Jack Greenberg James M. Nabrit, I1I John Charles Boger 99 Hudson St. New York, N.Y. 10013 Anthony G. Amsterdam New York University Law School 40 Washington Sq. South New York, N.Y. 10012 Timothy K. Ford 600 Pioneer Bldg. Seattle, Washington 94305 ATTORNEYS FOR PETITIONER UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARRREN McCLESKEY, Petitioner, CIVIL ACTION FILE Versus NO. C81-2434A WALTER D. ZANT, Super- intendent, Georgia Diagnostic and Classification Center, N r ? N r N u r N e N i No ut ? S t l si t N u t Na tl N a Su t? N u c o u . Respondent. MEMORANDUM IN SUPPORT OF PETITIONER'S APPLICATION FOR CERTIFICATE OF PROBABLE CAUSE Petitioner Warren McCleskey has applied to this Court for a certificate of probable cause to appeal pursuant to 28 U.S.C. Section 2253. The respondent has filed a notice of appeal in this action, and petitioner, therefore, believes that a number of issues, upon which this Court issued a adverse rulings in its decision of February 2, 1984, are appropriately raised before the Court of Appeals on this appeal. Petitioner submits that a number of those issues raise substantial constitutional questions which are deserving of appellate review. For this reason, the petitioner applies to this Court for an order pursuant to 28 U.S.C. Section 2253 for an order authorizing his cross-appeal. A proposed order is attached herto. Respectfully submitted, otter 3 Sonny Robert H. Stroup 1515 Healey Bldg. 57 Forsyth St., N.V. Atlanta, Georgia 30303 Jack Greenberg James M. Nabrit, III John Charles Boger 99 Hudson St. New York, N.Y. 10013 Anthony G. Amsterdam New York University Law School 40 Washington Sq. South New York, N.Y. 10012 Timothy K. Ford 600 Pioneer Bldg. Seattle, Washington 94305 ATTORNEYS FOR PETITIONER CERTIFICATE OF SERVICE I hereby certify that I have served the foregoing Application for Certificate of Probable Cause to Appeal on respondent by placing a copy of the same in the United States mail, first-class postage prepaid, addressed to: Mary Beth Westmoreland, Esq. Assistant Attorney General 132 State Judicial Bldg. Atlanta, Georgia 30334 This 28th day of February, 1984. Robert H. Stroup UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARRREN McCLESKEY, Petitioner, CIVIL ACTION FILE versus NO. C81-2434A WALTER D. ZANT, Super- intendent, Georgia Diagnostic and Classification Center, N r ? N e N e N a i N a : N a N e w . N a u . Na t? S a ? N t SN N l . N u ? Respondent. ORDER I, J. OWEN FORRESTER, the District Court Judge in the above- captioned action, do hereby certify, pursuant to 28 U.S.C. Section 2253, that there exists probable cause to appeal. This day of , 1984, J. OWEN FORRESTER, UNITED STATES DISTRICT JUDGE UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARRREN McCLESKEY, Petitioner, CIVIL ACTION FILE versus NO. C81-2434A WALTER D. ZANT, Super- intendent, Georgia Diagnostic and Classification Center, N r N s N N N N N N N N N N N N S Respondent. MOTION TO PROCEED IN FORMA PAUPERIS Comes now the petitioner, WARREN McCLESKEY, pursuant to Local Rule 15(c) of the Court of Appeals for the Eleventh Circuit, and moves the Court for an order certifying that the petitioner is entitled to appeal as a pauper, and that the appeal is taken in good faith. In support of this motion, the petitioner submits the accompanying memorandum, and proposed order. Robern). Rott Robert H. Stroup 1515 Healey Bldg. 57 Forsyth St... N.W. Atlanta, Georgia 30303 Jack Greenberg James M. Nabrit, III John Charles Boger 99 Hudson St. New York, N.Y. 10013 Anthony G. Amsterdam New York University Law School 40 Washington Sq. South New York, N.Y. 10012 Timothy K. Ford 600 Pioneer Bldg. Seattle, Washington 94305 ATTORNEYS FOR PETITIONER UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARRREN McCLESKEY, Petitioner, CIVIL ACTION FILE versus NO. C81-2434A WALTER D. ZANT, Super- intendent, Georgia Diagnostic and Classification Center, N a ’ N a ? N a N a N u N o ? N o N o a N u N o N u N F Respondent. MEMORANDUM IN SUPPORT OF MOTION TO PROCEED IN FORMA PAUPERIS Petitioner, WARREN McCLESKEY, has filed a motion to proceed on appeal in forma pauperis. In support of this motion, petitioner shows the Court that, when this action was initiated, petitioner was permitted to proceed in forma pauperis. His financial condition has not changed since that time--he remains incarcerated in the Georgia Diagnostic & Classification Center in Jackson, Georgia, and is without funds to prosecute this Appeal On the foregoing basis, therefore, this Court should certify that the petitioner is entitled to appeal as a pauper and that the appeal is taken in good faith. Respectfully submitted, Robert H. Stroup 1515 Healey Bldg. 57 Forsyth St... N.W. Atlanta, Georgia 30303 Jack Greenberg James M. Nabrit, III John Charles Boger 99 Hudson St. New York, N.Y. 10013 Anthony G. Amsterdam New York University Law School 40 Washington Sq. South New York, N.Y. 10012 Timothy K. Ford 600 Pioneer Bldg. Seattle, Washington 94305 ATTORNEYS FOR PETITIONER CERTIFICATE OF SERVICE I hereby certify that I have served the foregoing Motion to Proceed In Forma Pauperis on respondent by placing a copy of the same in the United States mail, first-class postage prepaid, addressed to: Mary Beth Westmoreland, Esq. Assistant Attorney General 132 State Judicial Bldg. Atlanta, Georgia 30334 This 28th day of February,:* Robo Hamp Robert H. Stroup UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARRREN McCLESKEY, Petitioner, CIVIL ACTION FILE versus NO. C81-2434A WALTER D. ZANT, Super- intendent, Georgia Diagnostic and Classification Center, N e . N r ? Ne t? N e . Se at N i S a ? S e Na t S a . S t N u t N t N o Respondent. ORDER Upon consideration of the Petitioner's Motion to Proceed in forma pauperis, and for certificate that the appeal is taken in good faith, the motion and certificate are hereby granted. This day of sy 1084, J. OWEN FORRESTER, UNITED STATES DISTRICT JUDGE UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, Petitioner, CIVIL ACTION FILE NO. C81-2434A versus WALTER D. ZANT, Super- intendent, Georgia Diagnostic & Class- ification Center, N r ? N a ? N e ? N t Na tl Sa it N u t N u t N e t N n . ut ? N s N u t N u t Respondent. NOTICE OF CROSS-APPEAL Notice is hereby given that WARREN McCLESKEY, Petitioner above-named, appeals to the Court of Appeals for the Eleventh Circuit from the orders of the District Court entered June 10, 1982, October 10, 1982, April 1, 1983, June 3, 1933, June 24, 1983, February 2, 1984, and the judgment entered on oh basis of those orders on February 2, 1984. ROBERT H. STROUP 3 1515 Healey Bldg. 57 Forsyth St., N.W, Atlanta, Georgia 30303 JACK GREENBERG JAMES M. NABRIT, 111 JOHN CHARLES BOGER 99 Hudson St., New York, N.Y. ANTHONY G. AMSTERDAM New York University Law School 40 Washington Sq. South New York, N.Y. 10012 TIMOTHY K. FORD 600 Pioneer Bldg. Seattle, Washington 94305 ATTORNEYS FOR PETITIONER UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN MCCLESKEY, Petitioner, CIVIL ACTION NO. C8l-2434A Vv. i WALTER D. ZANT, WARDEN, % ob % % % % ¥ 2% % Respondent. MOTION TO STAY JUDGMENT OF THE COURT Comes now Walter Zant, Warden, Respondent in the above~-styled action, by the Attorney General for the State of Georgia, and makes this his notion to stay the Sonent of his Court entered in the above-styled action on February 2, 1984. As Respondent is presently pursuing the appellate process in this case, Resnoudent would ask this Court, out of an abundance of caution, to enter an order staying its Indament to 210m the ' Respondent to complete the appellate process so that the time limitation for ithe retrial of the Petitioner will not begin to run until such time as the mandate has been returned to this Court. | | | Wherefore, Respondent respectfully requests that this Court enter an order staying the judgment of the Court until such time as the appellate process has been completed and the i } t i: E : be Ls 3 mandate has been returned and made a part of the judgment of this Court. MARY BETH WESTMORELAND 132 State Judicial Building 40 Capitol Square, S. W. Atlanta, Georgia 30334 (404) 656-3349 Respectfully submitted, MICHAEL J. BOWERS Attorney General JAMES P. GOOGE, JR. Executive Assistant Attorney General . MARION O. GORDON First Assistant Attorney Geugral WILLIAM B. HILL, JR. Senior Assistant Attorney General CERTIFICATE OF SERVICE I do hereby certify that I have this day served the within and foregoing Motion to Stay Judgment of the Court, prior to filing the same, by depositing a copy thereof, postage prepaid, in the United States Mail, properly addressed upon: Mr. Robert H. Stroup 1515 Healey Building Atlanta, Georgia 30303 Mr. John Charles Boger loth Floor 99 Hudson Street New York, New York 10013 Mr. Timothy K. Ford 600 Pioneer Building Seattle, Washington 98136 Mr. Anthony G. Amsterdam New York University Law School 40 Washington Square South New York, New York 10012 NR This 24th day of February, 1984. Te ¢ [3 i 24 Fed * 2 7. Y BETH WESTMORELAN UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN MCCLESKEY, Petitioner, CIVIL ACTION NO. CSl-2434A Ve WALTER D. ZANT, WARDEN, ; ie E g % ok % % % ¥ % % 3% Respondent. "BRIEF IN SUPPORT OF MOTION TO STAY JUDGMENT OF THE COURT Comes now Walter Zant, Warden, Respondent in the above-styled action and submits the instant brief in support of his motion to stay the judgment, showing and stating the - following: ri 2 | Ea i, On February 1, “1984, this Court signed an order cranging habeas corpus relief to the Potiticiey in the Instant. action, 3 sald order being made ‘the Vodgherit OF the Court on February 2, 19084. 2. In said order, this Court remanded the case to the Superior Court of Fulton County and granted the Superior Court OF Fulton County one hundred and twenty days in which to conduct a new trial. 3. On this date, Respondent is filing a notice of appeal to the Eleventh Circuit Court of Appeals to 2ppen the decision of this Court. 4. 2 i : ‘The one hundred and twenty aay time period will Spire prior to the completion of the 2prellate process. 5. : . For the Respondent to be able to effectively pursue and complete litigation through the appellate process, it is necessary that this Court's judgment of February 2, 1984, be stayed until completion of the aforementioned litigation. 6. Accordingly, Respondent Yon satS a Stay of this Court's judgment of Peprnary 2 1984. Though the notice of appeal filed on behalf of the Respondent Warden may act as a stay of the afarementicied judgment, this requested stay is sought in order to fully protect the tights of all partes. | | Wherefore, Respondent requests, that this court issue an order staying its judgment of February 2, 1984, entered in the above-styled case, until such tine as the Respondent can complete litigation through the appellate process. Respectfully submitted, MICHAEL J. BOWERS Attorney General Executive Assistant Attorney General - MARION O. GORDON : ~ First Assistant Attorney General WILLIAM B. HILL, Jr. MARY BETH WESTMORELAND 132 state Judicial Building 40 Capitol Square, S. W. Atlanta, Georgia 30334 (404) 656-3349 . Senior Assistant Attorney General MARY BETH WESTMORELAND Assistant Attorney General CERTIFICATE OF SERVICE. I do hereby certify that I ‘have this day sexved the within and foregoing Brief, prior to filing the . Bans, by depositing a Copy thereof, postage prepaid, in the United states Mail, properly addressed bday Mr. Robert H. Stroup 1515 Healey Building Atlanta, Georgia 30303 Mr. John Charles Boger loth Floor 99 Hudson Street New York, New York 10013 Mr. Timothy K. Ford 600 Pioneer Building Seattle, Washington 98136 Mr. Anthony G. Amsterdam : New York University Law School 40 Washington Square South New York, New York 10012 This 24th day of February, 1984. p r a aa d 5 4 nendesto tects Loe A i | September 30, 1983 Hon. J. Owen Forrester, III United States District Judge 2367 United States Courthouse Atlanta, Georgia 30303 Re: Warren McCleskey v. Walter D. Zant No. C81-2434A g Dear Judge Forrester: I am enclosing a proposed pre-trial order in the above-captioned case which sets forth my understanding of the statistical issues on which I understand you solicit further expert testimony. My effort at framing these issues, hampered by an uncertain footing in the area of statistics, may well be unsatisfactory or inexact. If so, the experts would undoubtedly welcome a more accurate reframing of the precise areas of interest. Thank you and best regards. Sincerely, Wi ohn Charles Boger cc: Mary Beth Westmoreland, Esq. enc. JCB: agf 10 cOlL UMBUS CIRCLE {212) 586-8397 NEW YORK, N.Y. 100189 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION WARREN McCLESKEY, Petitioner, -against- CIVIL ACTION NO. C81-2434A WALTER D. ZANT, Superintendent, Georgia Diagnostic & Classification Center, Respondent. PRE-HEARING ORDER The Court has directed a further, limited hearing in the above-captioned case, to be held October 17, 1983. IT IS HEREBY ORDERED, that statistical experts for petitioner and respondent should be prepared to address the following questions propounded by the Court: 1. What are the mathematical, statistical and practical effects of "controlling for variables" or including those additional variables in a regression equation, especially where the outcome of interest is dichotomous (e.g., life sentence or death sentence)? 2. What does the "u" refer to in the following multiple regression formula -- y = a + b, X + D..%. + a we and what is the role of the "u" concept in multivariate Znafysis? 3. What are the mathematical, statistical and practical reasons for employment of a "dummy variable" in a regression formua, and how does it affect the measurement of the influence of that variable? 4. Do the coefficients reported for the variables in a multiple regression analysis reflect an actual difference in the cutcome of interest (e.g., do the race of victim coefficients rep- resent an actual difference in the death-sentencing rate) or rather. a disparity? The evidentiary hearing to be held October 17, 1983 does not reopen to either party the opportunity to present sub- stantive evidence on the merits of petitioner's constitutional claims. It will be limited to testimony on the mathematical and statistical issues outlined in this order. IT:1IS SO ORDERED, this day of October, 1953, J. OWEN FORRESTER, 111 UNITED STATES DISTRICT COURT September 30, 1983 Hon. Ben H. Carter, Clerk United States District Court 2211 United States Courthouse 75 Spring Street Atlanta, Georgia 30335 Warren McCleskey v. Walter D. Zant Civil Action No. C81-2434A Dear Mr. Carter: On September 26, 1983, counsel for peti- tioner transmitted to this Court for filing a memorandum of law on his claims of arbitrariness and discrimination in the above-captioned case. Subsequently, counsel have discovered a number of typographical errors and other mistakes, not involving the substance of the brief, which we have sought to correct so that the Court may have a clean version of the brief for its use in determination of petition- er's claims. I am enclosing a corrected copy of this memorandum to be filed on petitioner's behalf, together with a certificate of service on counsel for respondent. Thank you very much. 3incerely, “John Charles Boger Attorney for Petitioner cc: Hon. J. Owen Forrester, III Mary Beth Westmoreland, Esq. COLUMBUS CIRCLE {212) S5S386.83957 NEW YORK, N.Y." "10019 September 30, 1983 Hon. Ben H. Carter, Clerk United States District Court 2211 United States Courthouse 75 Spring Street Atlanta, Georgia 30335 Warren McCleskey v. Walter D. Zant Civil Action No. C81-2434A Dear Mr. Carter: On September 26, 1983, counsel for peti- tioner transmitted to this Court for filing a memorandum of law on his claims of arbitrariness and discrimination in the above-captioned case. Subsequently, counsel have discovered a number of typographical errors and other mistakes, not involving the substance of the brief, which we have sought to correct so that the Court may have a clean version of the brief for its use in determination of petition- er's claims. I am enclosing a corrected copy of this memorandum to be filed on petitioner's behalf, together with a certificate of service on counsel for respondent. Thank you very much. incerely, ohn Charles Bog®r Attorney for Petitioner cc: Hon. J. Owen Forrester, III Mary Beth Westmoreland, Esq. 0 COLUMBUS . CIRCLE {212} 586.8397 NEW YORK, NOS Y. 110019 September 26,1983 Hon. Ben H. Carter, Clerk United States District Court 2211 United States Courthouse 75 Spring Street Atlanta, Georgia 30335 Warren McCleskey v. Walter D. Zant Civil Action No. C81-2434A Dear Mr. Carter: Enclosed for filing are an original and one copy of Petitioner's Memorandum of Law in Support of His Claims of Arbitrariness and Racial Discrimination, together with a certificate of service. Thank you very much. oC (J Ada Clad frm. '¥: Charles Boger Attorney for Petitioner cc: Mary Beth Westmoreland, Esq. Hon. J. Owen Forrester 10 COLUMBUS ClRC LE {2'12) 538:8397 NEW WORK, N.Y. 800189