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January 11, 1983 - February 24, 1984
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Case Files, McCleskey Legal Records. General Legal Files, 1983. 4daad1e3-5aa7-ef11-8a69-6045bdd6d628. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/320ba266-1f4d-4335-bd97-79952918e149/general-legal-files. Accessed December 04, 2025.
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The Bepartment of Tato
State of Georgia
Atlanta
MICHAEL J. BOWERS 30334 132 STATE JUDICIAL BUILDING
ATTORNEY GENERAL
TELEPHONE 656-3300
January 11, 1983
Honorable J. Owen Forrester
United States District Judge
23067 United States Courthouse
75 Spring Street S, W.
Atlanta’, Georgia 30335
RE: Warren McCleskey v. Walter D. Zant
Civil Action No, C81-2434Aa
Dear Judge Forrester:
Enclosed please find the supplemental brief that I am
filing in the above-styled case. This brief addresses
the decision By the Eighth Circuit Court of Appeals
in Britton v, Rogereg, 631 P.2&8 572 {8+h Clix. 1980). I
have also included, solely for the court's information,
a copy of the state's brief filed for the en banc court
in Spencer wv. Zant, Case No. 82-8408, as well as the
state's responses to the questions propounded by the
Eleventh Circuit Court of Appeals. I have not filed
these in this action, but am merely presenting them to
you for your information and use, particularly as Mr.
Stroup sent you a copy of a petitioner's’ en-banc brief
in that case,
Thank you for your time and consideration,
Sincerely,
* 2% Lette
ETH WESTMOREL
yf Attorney General
MBW:en
cc: Robert H. Stroup
John Charles Boger
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
Petitioner, CIVIL ACTION NO. C81-2434A
Vo
HABEAS CORPUS
WALTER D. ZANT, WARDEN,
GEORGIA DIAGNOSTIC AND
CLASSIFICATION CENTER,
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Respondent.
RESPONDEN('S MOTION FOR ENLARGEMENT
OF TIME FOR DISCOVERY
COMES NOW, Respondent, through counsel and moves this Court
for a sixty (60) day enlargement of time within which to
complete discovery in this case. In support of said motion,
Respondent shows the following:
1.
As this Court is aware, Petitioner has indicated that he
intends to introduce evidence pertaining to two extensive,
detailed statistical studies on the application of the death
- penalty in Georgia.
2
On January 12, 1983, Respondent received answers to the
first set of interrogatories which had been forwarded to
Petitioner; however, because of a question of confidentiality
between Professor David C. Baldus and the State Board of
Pardons and Paroles, Professor Baldus felt he was not authorized
to specifically release the names of individuals considered in
his first study. Upon learning of this potential
confidentiality problem, counsel for the Respondent contacted
the State of Georgia Pardons and Paroles, and a written
authorization to release information was forwarded from the
Board to ProLesso Baldus on January 11, 1983. Counsel for
Respondent anticipates that the aforesaid list of names will be
received shortly.
3.
As of the date of this motion, Respondent has not yet
received, and thus has not yet had an opportunity to analyze
any of the statistical data requested in Respondent's request
for production of documents and tangible materials. These
materials include the computer cards and tapes containing
machine-readable raw data, which Respondent intends to utilize
to perform an independent analysis of the information and data
utilized in the studies which Petitioner will offer for this
Court's consideration. In a letter dotad January 10, 1983,
Counsel for Petitioner has indicated that the raw data in
machine-readable form and Professor Baldus's code book for said
data should be made available within the following two weeks.
4.
Respondent seeks an enlargement so that Respondent's
statistical expert will have an opportunity to review and
evaluate the raw data information contained in Professor
Baldus's studies, and so that Respondent's expert may more
effectively assist counsel in preparing for the deposition of
Professor Baldus by formulating specific, material questions
based upon his independent analysis of said raw data.
Se
The instant request for an enlargement of time is not
imposed for the purpose of delay, but is being requested so
that Respondent may have an opportunity to adequately review
the aforesaid raw data prior to deposing Professor Baldus.
Additionally, in his answer to Respondent's Interrogatory No.
a
1, Pec ititney has indicated that besides Professor Baldus and =
Professor Woodworth, he expects to call as witnesses at least
two other individuals who apparently are experts in social
science and psychology. One is Dr. Richard Burke from the
University of California at Santa Barbara, and the other is
Robert Mauro from Stanford University, California. Respondent
also seeks additional time to explore the subject matter of
these witnesses' potential testimony.
6.
Finally, it does not appear that Petitioner will be harmed
by this requested short enlargement.
WHEREFORE, based on the aforesaid Respondent respectfully
requests that this Court grant Respondent's motion for an
enlargement of time within which to complete discovery in this
case.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
ROBERT S. STUBBS II
Executive Assistant Attorney General
Ath forte
MARION O. GORDON
First Assistant Attorney General
Ld
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Seni Assistan ey General
“Uist 2lpo &. Lomi
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pra
NICHOLAS G. DUMICH
Assistant Attorney General
Please serve:
NICHOLAS G. DUMICH
132 state Judicial Building
40 Capitol Square, S. W.
Atlanta, Georgia 30334
(404) 656-3499,
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
Petitioner, CIVIL ACTION NO. C81-2434A
v.
HABEAS CORPUS
WALTER D. ZANT, WARDEN,
GEORGIA DIAGNOSTIC AND
CLASSIFICATION CENTER,
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Respondent.
MEMORANDUM IN SUPPORT OF RESPONDENT'S
REQUEST FOR AN ENLARGEMENT OF DISCOVERY TIME
During a conference held in chambers on November 19, 1982
this Court intially granted Respondent sixty (60) days to
pursue discovery pertaining to the issue raised by Petitioner...
which attacks the application of capital punishment in
Georgia. Respondent has received responses or oujections to
the questions in his first set of interrogatories, and expects
to receive shortly a reponse to Respondent's request for
production of documents and tangible materials. Included in
the tangible materials requested are the computer tapes and
cards containing the raw data which has been utilized in the
studies which Petitioner relies upon. Respondent has also
requested the names and specific information pertaing to the
numerous cases contained in portions of the preliminary
findings for the studies.
Respondent believes that it would be most beneficial and
economical to depose Professor Baldus after Respondent has an
an opportunity to review and at least partially analyze the raw
data which forms the underlying basis for these studies.
Moreover, as noted in the attached motion, in his answers to
Respondent's interrogatories, Petitioner has listed at least
two other witnesses from California who appear to be experts in
social soiSnce research and psychology. Respondent needs an
additional period of discovery to explore the potential subject
TA 0 these witnesses' testimony.
Of course under Rule 6(b) of the Federal Rules Of Civil
Procedure, this Court for cause shown may, in ite discretion,
grant an enlargement of time within which a party is required
to act. As this Court may surmise from reviewing only the
preliminary findings of Dr. Baldus, and his June, 1982
affidavit, the two statistical studies which he has developed
appear to be quite extensive and detailed. Respondent has
requested information on other regression analyses which have
been done in the two studies, other than those listed in the
preliminary finding, and counsel for Petitioner has indicated
his objection to listing such information, indicating that
Professor Baldus has conducted literially hundres of regression
analyses involving thousand of facts which have been adjusted
for and considered. In order to intelligently depose Professor
Baldus on specific areas pertaining to his specific regression
analyses, Respondent needs a short additional period of time to
at least conduct a partial independent analysis of the raw data
underlying the studies.
CONCLUSION
For all of the aforesaid reasons, Respondent respectfully
requests that this Court grant Respondent an additional period
of dinty (60) days within which to complete discovery in this
case.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
ROBERT S. STUBBS II
Executive Assistant Attorney General
A
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MARION O. GORDON
First Assistant Attorney General
{ 2
B. HILL, /IR.
Assistant/Attorpey General
Uihidpo 8
NICHOLAS G. DUMICH °.
Assistant Attorney General
Please serve:
NICHOLAS G. DUMICH
132 State Judicial Building
40 Capitol square, S. W.
Atlanta, Georgia 30334
(404) 656-3499
CERTIFICATE OF SERVICE
I do hereby certify that I have this day served
the within and foregoing pleading, prior to filing the
same, by depositing a copy thereof, postage prepaid, in
the United States Mail, properly addressed upon:
Mr. Robert H. Stroup
Attorney at Law
1515 Healey Building
Atlanta, Georgia 30303
Mr. John Charles Boger
Attorney at Law
10 Columbus Circle
| : New York, NY 10019
This wes of January, 1983 oe
NICHOLAS G. DUMICH
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
of
WARREN MCCLESKEY,
Petitioner, CASE NO. (C81-2434A
Ve
WALTER D. ZANT, WARDEN, HABEAS CORPUS
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Respondent.
MOTION FOR EXTENSION OF TIME IN WHICH TO COMPLETE
CRITICISMS OF REPORT OF DAVID C. BALDUS
Comes now Walter D. Zant, Respondent in the above-styled
action by counsel, Michael J. Bowers, Attorney General for the
State of Georgia, and requests that this Court extend the time
provided for Respondent to submit all criticisms of the report
of Professor David C. Baldus, to and including Monday,
August 8, 1983. In support of said motion, Respondent attaches
a brief setting forth the reasons which Respondent thinks
necessitates such an extension.
THEREFORE, Respondent respectfully requests that this Court
grant the thishne motion.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
JAMES P. GOOGE, JR.
Executive Assistant Attorney General
/ . “y (7 Wain QO. Bondion,
MARION O. GORDON —
Hirst Assistant Attorney General
a Vi Vi
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WiLLIAM B. HILL,
Senior!Assistan
Attgrney General
Syl. age Te) ;
SY iives XUAA L400 200 loz aL
MARY BETH WESTMORELAND
Assistant Attorney General
MARY BETH WESTMORELAND
132 State Judicial Building
40 Capitol Square, S5. W.
Atlanta, Georgia 30334
(404) 656-3349
CERTIFICATE OF SERVICE
I do hereby certify that I have this day served
the within and foregoing Motion, prior to filing the same,
by depositing a copy thereof, postage prepaid, in the
United States Mail, properly addressed upon:
Mr. Robert H. Stroup
1515 Healey Building
Atlanta, Georgia 30303
Mr. John Charles Boger
JO Columbus Circle
New York, New York 10019
Mr. Anthony G. Amsterdam
New York University Law School
40 Washington Square South
New York, New York 10012
This 2nd day of August, 1983.
7
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MARY BETH WESTMORELAND
of
NI oe STATES DISTRICT COURT
ORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISICN
Ul
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WARREN MCCLESKEY,
Petitioner, CASE NO. C81-2434A
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WALTER D. ZANT, WARDEN, HABEAS CORPUS
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Respondent.
BRIEF IN SUPPORT OF MOTION FOR
ADDITIONAL TIME TO PREPARE CRITICISMS
OF DATA BASE AND REPORT OF PROFESSOR DAVID C. BALDUS
Comes now Walter D. Zant, Warden, Respondent in the
above-styled action by counsel, Michael J. Bowers, Attorney
General for the State of Georgia, and makes the instant motion
for an extension of time in which to complete criticisms of the
report of Professor David C. Baldus in the above-styled case.
In support of said motion, Respondent states the following:
1.
Initially, in the instant case, Respondent was presented
with a "preliminary report” from Professor David C. Baldus.
Subsequently, during the discovery period, Respondent obtained
certain computer cards and a computer tape containing the data
base utilized for this study. Repondent proceeded to do an
analysis based on this data base and on the preliminary report.
No
.
On or about June 15, 1983, Respondent received a second
report from Professor Baldus entitled "a working draft." This
report, when all tables are included, consists of over three
hundred pages, plus five separate appendicies. In addition,
Respondent received a document relating to death sentence
patterns in Fulton County which consists of approximately
thirty pages. Respondent then began analysis based on that
report. In the meantime, Respondent's experts were having to
prepare for their own depositions and were also providing
information to counsel for the Respondent for the deposition of
Professor David C. Baldus.
3
At the deposition of Professor Baldus on July 6 and 7,
1983, it was learned that extensive cleaning efforts were
underway concerning the original data base and that a final
report was being prepared. It was indicated that this
information would be provided to the Respondent as soon as it
was available.
4.
At the status conference before this Court on July 29,
1983, Respondent received a computer tape, apparently
containing an updated data base, but with no explanation as to
what changes had been made since the original tape was received
in January, 1983.
5.
At said status conference, this Court was made aware that a
final report had not been provided to the Respondent and
directed that such report be provided to the Respondent on
Monday morning, August 1, 1983. It was also provided that
Respondent would submit all criticisms of the reports Wednesday
afternoon, August 3, 1983 by Federal Express.
6.
The final report was not received by counsel for the
Respondent until between 1:30 p.m. and 2:00 p.m. on Monday
afternoon, and was only received at that time because counsel
for the Respondent had someone pick it up from the office of
Petitioner's counsel in Atlanta.
7-
This final report is of the same general length as the
original report, although numerous changes haves been made.
Furthermore, several appendicies have been added addressing
pertinent issues. Some of these appendicies are over fifteen
pages long.
8.
Respondent placed a copy of this report in the mail by way
of express mail tc an expert in Baton Rouge, Louisiana on
Monday afternoon. Obviously, this expert will not be able to
even review the report until Tuesday, and could hardly
formulate all criticisms he might have by Wednesday.
2
Respondent has further consulted with the expert in Atlanta
who has begun review of the final report. The expert has also
begun work with the computer tape provided to counsel for the
Respondent on Friday, July 29, 1983. Counsel has been advised
that substantial changes have been made to the data base
requiring that most of the tables originally prepared by the
expert in his report, which is over one hundred and fifty pages
long, will have to be rerun based on this new tape.
Furthermore, it is difficult to determine from the tape
precisely what changes have been made and whether any changes
were made to the information received from the first study,
that is the Procedural Reform Study. The expert is also having
to review the new issues presented and to make criticisms of
those issues as well as provide additional information
emphasizing Fulton County, as this Court indicated in the
status conference that this would be a primary emphasis of the
hearing. The expert cannot guarantee that, if it is required
that these tables be provided by tomorrow afternoon, the tables
will be totally accurate. The expert has been working
constantly since this information was obtained, but is having
difficulty completing the task of providing all criticisms and
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completing all work by Wednesday afternoon.
10.
Counsel for the Respondent has also been advised that the
expert will only have access to the state's computer facilities
until 4:30 p.m. this afternoon (Tuesday, August 2nd) and will
not have access to the computer facilities on Wednesday morning
due to maintenance procedures that are carried out at the
computer facilities. The access to the computers on Wednesday
afternoon will be highly restricted due to the backlog created
by the maintenance procedures on Wednesday morning.
1k.
Respondent has also received this morning, Tuesday, August
2nd, an additional report prepared by Samuel R. Gross and
Robert Mauro concerning an analysis of racial disparity in
capital sentencing and homicide vicitimization. This report
consists of eighty-five pages, plus forty five pages of
footnotes. Respondent has never been informed that any such
report was to be used, although Petitioner did indicate Mr.
Mauro as a possible expert witness in an answer to an
interrogatory. Respondent has not had the opportunity to
review this document or prepare any critique of this document
in any manner and needs additional time to do so.
THEREFORE, Respondent respectfully requests that this Court
grant additional time for Respondent to prepare criticisms and
to critique the information provided by Professor Baldus and
also so that Respondent may have time to adequately review the
new report provided and to adequately prepare information
specifically relating to Fulton County cases. It is virtually
impossible for Respondent to make an adequate response within
the time limitation set by this Court. In making such a
request for extension, Respondent also wishes to note to the
Court that it is conceivable that the deposition of Lewis
Slaton will be scheduled on Thursday, August 4, 1983 and this
will necessitate counsel spending some time preparing for this
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deposition and participating in the deposition. Therefore,
Respondent requests that this Court grant the Respondent until
Monday, August 8, 1983, in order to complete all criticisms and
review.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
JAMES P. GOOGE, JR.
Executive Assistant Attorney General
Ys 0 . Cond
ARION OO. GORDON | meses
irst Assistant Attorney General
Li of ail Al
WILLIAM B. HILL, pR.”
Senior Assistant 7 oiyey General
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MARY BETH WESTMORELAND
Assistant Attorney General
MARY BETH WESTMORELAND
132 State Judicial Building
40 Capitol Square, 8S. HW.
Atlanta, Georgia 30334
(404) 656-3349
CERTIFICATE OF SERVICE
I do hereby certify that I have this day served
the within and foregoing Brief, prior to filing the same,
by depositing a copy thereof, postage prepaid, in the
United States Mail, properly addressed upon:
Mz. Bobert H. Stroup
1515 Healey Building
tlanta, Georgia 30303
Mr. John Charles Boger
10 Columbus Circle
New York, New York 10019
Mr. Anthony G. Amsterdam
New York University Law School
40 Washington Square South
New York, New York 10012
This 2nd day of August, 1933.
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MARY BETH WESTMORELAND f
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UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN MCCLESKEY,
Petitioner, CIVIL ACTION NO. C81-2434A
Ve
WALTER D. ZANT, WARDEN,
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Respondent.
RESPONDENT'S FOURTH SUPPLEMENTAL RESPONSE
TO INTERROGATORIES AND SUBMISSION OF CRITICISMS
PURSUANT TO ORDER OF THE COURT
COMES NOW Walter D. Zant, Warden, Respondent in the
above-styled action, by Counsel, Michael J. Bowers, Attorney
General for the State of Georgia, and submits the following
additional list of criticisms to the reports of Professor David
C. Baldus as directed bv the Court, In addition to the
previous criticisms submitted, Respondent would add the
following:
1.
It appears in reviewing the updated computer tape that the
updating process has not been completed. Many variables in the
Z task file appear to be incomplete or incorrect.
2
The most recent computer tape presented is not in a form
such as to allow a complete analysis, as the master file has
not been updated.
3.
Table 12 relating to prior record is not relevant to every
stage of the decision-making process as prior record is
generally not admissible until the penalty phase of the trial.
4.
In specific regard to the McCleskey case, it is not
indicated anywhere that McCleskey was the only one in the room
where the shooting took place, while the remainder of the
defendants were in a separate room at the store.
5
The factor analysis utilized does not serve the function it
was intended to serve, that is, producing uncorrelated
variables.
5.
Some of the tables referenced in the final report, in
particular, the Pulton County report, 40 not appear. to be
present.
7.
The number of penalty trial cases has changed between the
working draft and the final report.
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8.
The final report includes many numerical changes and
inconsistences which create problems in preparing a final
analysis on behalf of the Respondent.
8.
It does not appear at any time that the Petitioner's case
was examined in detail in order to make a complete evaluation
of it, such as a total review of the transcript in order to
prepare the data for this case.
10.
The inclusion of the following variables in the factor
analysis as mitigating variables makes it exceedingly difficult
to determine what is intended to be mitigating and what is
intended to be aggravating: VBLUSKL, STRANGER, VICCLOSE,
DVIOLOTH, FELMUR, NOVPROV, VIOLENCE, DTHINK, VDEFENS, VBED,
VDEFECT.
Respondent thus submits the above criticisms of the reports
of Professor David C. Baldus.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
JAMES P. GOOGE, JR.
Executive Assistant Attorney General
Tv 2. A allem.
MARION O. GORDON
First Assistant Aton ae General
(Signatures continued)
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WFELIAM B. HILL, JR. 1 E
Senior¥ Assi Letany Abey rney General
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Had Bato Ly pebione dad’
XY [BETH WESTMORELAND
Assistant Attorney General
MARY BETH WESTMORELAND
132 State Judicial Building
40 Capitol Square,
Atlanta, Georgia 303
(404) ©56-3349
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CERTIFICATE OF SERVICE
I dc hereby certify that I have this day served
the within and foregoing pleading, as directed by the
pw -t -
court, by having hand delivered a copy of same to:
This
Robert H. Stroup
1515 Healey Building
57 Forsyth Street, N.W.
Atlanta, Georgia 30303
5th day of August, 1983
Saary Putio Yates dod
MARY BETH WESTMORELAND
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
Petitioner, CIVIL ACTION FILE
-Vs-— NO. C81-2434A
WALTER ZANT, Warden
Georgia Diagnostic and
Classification Center,
Respondent.
PETITIONER'S MOTION TO SUPPLEMENT THE RECORD
PURSUANT TO RULE 7(b), RULES GOVERNING §2254
CASES
Comes now the petitioner, WARREN McCLESKEY, and moves the
Court to supplement the record in this case to include portions
of the District Attorney's investigative file, which was a part
of the record before the State habeas court. In support of this
motion, petitioner attaches the accompanying memorandum of law.
ROBERT H. STROUP
1515 Healey Building
Atlanta, Georgia 30303
JACK GREENBERG
JOHN CHARLES BOGER
10 Columbus Circle
New York, New York 10019
TIMOTHY XK. FORD
600 Pioneer Building
Seattle, Washinrnaton 98126
ANTHONY G. AMSTERDAM
New York Universitv Law School
40 Washington Square South
New York, New York 10012
BY : Gober tN. Xoc
ROBERT H. STROUP
ATTORNEYS FOR PETITIONER
IN THF UNITED. STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
Petitioner, CIVIL ACTION FILE
nl NO. C81-2434A
WALTER ZANT, Warden
Georgia Diagnostic and
Classification Center,
Respondent.
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PETITIONER'S MEMORANDUM OF LAW IN SUPPORT
OF MOTION TO SUPPLEMENT THE RECORD
INTRODUCTION.
This Court held an evidentiary hearing on August 8-22,
1983, on petitioner's claims that the death penalty in Georgia
was being imposed in an arbitrary and capricious fashion. At
the close of the evidence, the Court directed petitioner to file
briefs with respect to issues not previously briefed. Peti-
tioner has moved the Court to supplement the record to include
portions of the record before the State habeas court which have
not previously been made a part of the record before this Court,
and petitioner files this memorandum in support of that motion.
I. BECAUSE THE EVIDENCE WAS BEFORE THE STATE HABEAS
COURT, THIS COURT SHOULD GRANT PETITIONER'S
MOTION TO SUPPLEMENT TEE RECORD.
Upon preparation of petitioner's motion on the merits
with respect to certain of his claims, petitioner discovered that
Exhibit "A" to the Russell Parker deposition, which was a part of
the State habeas court record, was not included in the materials
filed by the Attorney General with the respondent's answer in
this case.
Exhibit "A" to the Russell Parker deposition is a copy
of the District Attorney's investigative file, made available
to defense counsel for McCleskev, and his co-defendants,
during the pre-trial period in 1978.
Petitioner has relied upon portions of Exhibit "A" din
his briefing with respect to several of the issues now pending
before the Court.
In an effort to make the record complete, petitioner
has filed herewith excerpts from Exhibit ATL tt include
the relevant portions of the District Attorney's investigative
file.
Because these materials were a part of the record before
the State habeas court, and are relevant to the issues raised
by the petitioner, they should be made a part of this Court's
record pursuant to Rule 7(b), Rules governing §2254 Cases.
1/
"Recognizing the Court's interest in not burdening the record
with irrelevant paper, the petitioner has offered only the
portions of the file relevant to his claim.
Respectfully submitted,
ROBERT H. STROUP
1515 Healey Building
Atlanta, Georgia 30303
JACK GREENBERG
JOHN CHARLES BOGER
10 Columbus Circle
New York, New York 10019
TIMOTHY RK. FORD
600 Pioneer Building
Seattle, Washington 98136
ANTHONY G. AMSTERDAM
New York University Law School
40 Washington Square South
New York, New York 10019
BY: Robert Lave,
ROBERT H. STROUP
ATTORNEYS FOR PETITIONER
CERTIFICATE OF SERVICE
I hereby certify that I have this day served a copy
of the foregoing pleadings upon counsel for respondent,
Mary Beth Westmoreland, Esg., by personally delivering a
copy of same to her at 132 State Judicial Building, 40
Capitol Square, S. W., Atlanta, Georgia 30334.
This 20th day of September, 1983.
[tect XX
ROBERT H. STROUP
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
CIVIL ACTION FILE
Petitioner,
NO. C81-2434A
VS.
WALTER ZANT, Warden
Georgia Diagnostic and
Classification Center,
Respondent.
PETITIONER'S MEMORANDUM OF LAW
SUPPLEMENTING APRIL 8, 1982
MEMORANDUM IN SUPPORT OF ISSUANCE OF THE WRIT
Introduction.
On April 8, 1982, pursuant to instruction of the Court,
petitioner filed a memorandum of law with respect to the merits
of petitioner's claims for which he did not seek an evidentiary
hearing. Petitioner comes now and files this supplement to that
memorandum, outlining any cases of relevance which have been
decided on those issues since the filing of the first brief in
April, 1982.
Claim C. The Unconstitutional Burden-Shifting
Instruction.
None of the cases decided in the interim period since peti-
tioner last briefed this issue alter petitioner's view that the
instruction given to the jury in this case contravened due process
1/ rights.= The instruction reads:
One section of our law says that the acts
of a person of sound mind and discretion are
presumed to be the product of the person's
will, and a person of sound mind and discretion
is presumed to intend the natural and probable
consequences of his acts, but both of these
presumptions may be rebutted.
I charge you, however, that a person will
not be presumed to act with criminal intention,
but the second code section says that the trier
of facts may find such intention upon considera-
tion of the words, conduct, demeanor, motive and
all other circumstances connected with the act
for which the accused is prosecuted.
(T.Tr., 996-97) .2%/
The instructions are internally inconsistent. The first
portion states that the law presumes, though it may be rebutted,
without specifying how. The second states that the law does not
presume. It is simply impossible, given such a confused, contra-
dictory statement of the law, to know which of the two contra-
dictory instructions were followed by the jury.
None of the cases decided in the interim deal with such a
situation.
However, as the District Court noted in McCorquodale v.
Balkcom, 525 F. Supp. 408 at 415-16, n. 10 (N.D. Ga., 1981):
The Court does note that the charge is
arguably internally inconsistent. It first
L/ For petitioner's related claim that trial counsel provided
ineffective assistance when he failed to object to the instruction
or propose any alternative, see Part F(3), petitioner's September
21, 1983 Memorandum in Support of Issuance of the Writ.
2/ References to the Transcript of the State Court Trial are
referred to as {(T.7r., ) %
instructs the jury that intent is presumed
under certain circumstances but then goes on
to say that criminal intention cannot be pre-
sumed. : But ¢f. Kramer v. State, 230 Ga. 855,
199 S.E.2d 805 (1973) (upholding similar incon-
sistency), overruled on other grounds in Hosch
Vv. State, 246 Ga. 417, 271 s.E.28 817 (1980),
Any ambiguity does not aid the State, however,
since it cannot be said with any degree of cer-
tainty which part of the charge the jurors
deemed controlling.
The Court also notes that the jury was
instructed the presumption could be rebutted,
an element apparently not present in Sandstrom.
Further, the Georgia Supreme Court has ruled
that charges on rebuttable presumptions in
criminal cases do not shift the burden of per-
suasion. See State v. Moore, 237 Ga. 269,
270, 227 S.E.24 241, 242 (1976); Washington v.
State, 142 Ca. App. 651, 236 8.2.24 837 (19277).
This is consistent with Georgia's approach that
factual presumptions are evidence for the jury
to consider, even where evidence opposing the
presumption has been adduced. See generally,
Agnor, W. H., Agnor's Georgia Evidence, 8 17-8
(1976 ed. and 1980 Supp.). However, in the
Court's opinion, it would be inconsistent with
the Court of Appeals' decision in Tyler to
characterize the instant presumption other
than as burden-shifting presumption. In Tyler,
the jury was charged that the presumption
continued until it was "outweighed," otherwise
the jury was bound to find in accordance with
the presumption. Tyler, supra, at 1099. The
Court found this charge shifted the burden of
persuasion. Leaving aside legal niceties not
apt to be appreciated by a jury, the Court sees
the only difference between the Tyler charge
and that presented here as one of degree. The
Tyler charge emphatically directed the jury to
follow the presumption unless it was outweighed
by other evidence; the instant charge stated
the same thing less emphatically and with no
accompanying instruction that the presumption
was merely evidence for the jury to c. nzider.
Therefore, since the Tyler charge was held to
shift the burden of persuasion, the Court con-
cludes this one did too.
Even if it is not viewed as altering the
basic allocation of the burden of persuasion,
a charge flatly stating that the "law
presumes" any fact is objectionable where
it gives a heavy-handed assist to the
party favored by the presumption in
meeting its burden of persuasion. The
particular presumption involved here is
nothing more than a statement of what
any juror would know instinctively any-
way. ‘Thus, it imparts no helpful legal
principle to the jury, while lending the
court's qualified endorsement to the
prosecutor's case on the element of intent.
This portion of the District Court's opinion in McCorquodale,
supra, was not appealed by the State, and, therefore, the panel
decision does not touch upon this portion of the McCorgquodale
charge. McCorquodale v. Balkcom, 705 F.2d 1553 , rehearing
en banc granted, F.28 {11th Cir., 1983).
Further, the precise risk which the court in Sandstrom found
intolerable is presented herein, where the jury, though told that
the presumption was rebuttable, was never instructed as to the
quantum of proof required by the defendant in order to rebut:
Alternatively, the jury may have
interpreted the instruction as a direction
to find intent upon proof of the defendant's
voluntary actions (and their "ordinary" con-
sequences), unless the defendant proved the
contrary by some quantum of proof which may
well have been considerably greater than
"some" evidence--thus effectively shifting
the burden of persuasion on the element of
intent.
at 2456.
Neither the instruction in Corn v. Zant, 708 F.24 549
(11th Cir., 1983) nor the one in Lamb v. Jernigan, 683 F.248
1332 (llth Cir., 1982) presents the same kind of instruction as
presented in this case. In Lamb v. Jernigan, the challenged
instruction was substantially different from herein because the
instruction stated in permissive terms that " (intent) may be
presumed when it would be the natural and necessary consequence
of the particular acts." 1Id., at 1337, n. 8: . This is. fav
different from the instruction which twice repeated in directive
language that the law presumes. . . .
The challenged instruction in Corn v. Zant, supra, contained
substantial clarifying language not present in this case. In
Corn, supra, at 569, the instruction indicated that the accused
"may" show circumstances to the jury, "but he is not required to
do so.” At least twice in Corn, the jury wae told that the
accused was not required to produce evidence. Id., 568-69.
Further, the jury was expressly instructed in Corn that "the bur-
den is not on the Defendant to disprove intention." Id., at 569.
None of those clarifying instructions appeared in the instructions
in this case.
Unlike Lamb or Corn, the language used in this case permitted
the jury to interpret the instruction as a direction to find intent
upon proof of petitioner's voluntary actions unless the petitioner
proved the contrary by some quantum of proof that may well have
been considerably greater than "some" evidence--thus effectively
shifting the burden of persuasion on the element of intent. For
3/
this reason, the instruction was contrary to Sandstrom, supra.-
3/ The State habeas court held that Sandstrom was distinguishable
because in Sandstrom the jurors were not told that the presumption
was rebuttable. While it is true that the jurors in Sandstrom were
not told the presumption was rebuttable, the same dangers exist,
particularly in light of the failure to explain anything further as
to what that meant. Unlike Corn, supra, where the jurors were told
expressly that the defendant was not required to produce evidence,
and that the defendant was not required to disprove intention, the
jurors herein could have viewed petitioner's burden of rebuttal as
more than a burden of production.
-5
Harmless Error.
The Supreme Court decision in Connecticut v. Johnson,
U.S. , 103 g3.Ct. 969 (1983), held that in some situations, a
Sandstrom error may be harmless. As briefed in this case earlier,
however, such is not the case herein.
For these reasons, and others cited in petitioner's memoran-
dum of April 8, 1982, the Court should grant the writ on this
issue.
Claim E. Improper Instructions at Sentencing Phase
Regarding Use of Non-Statutory Aggravating
Circumstances.
In his April 8, 1982 memorandum, petitioner relied upon
Henry v. Wainwright 661 v.28 56 (5th Cir., Unit B, 1931), as
part of his authority for finding impermissible the broad instruc-
tion given at the sentencing phase that the jury could consider all
evidence received throughout the trial. Henry, supra, was
vacated and remanded in light of Engle v. Isaac, U.S. ’
102 8.Ct. 1558 (1982): judgment was reinstated, 686 F.24 311
(5th Cir., Unit B, 1982), then vacated and remanded in light of
Barclay v. Plorida, 463 U.S. {1983), at 51 U.S.L..W. 3937
(1983).
The vacation in light of Barclay v. Florida, supra, does not,
however, affect the applicability of Henry's rationale to this
case. In light of the Supreme Court's discussion in Zant v.
Stephens, U.S%. 7103 s.Cty 2733.(1983) , the instruction
to the jury that it could consider all evidence received in
evidence before it, including non-statutory aggravating evidence,
was erroneous.
A. The "Prior Convictions and Sentences" Both
Tainted by an Unconstitutional Search Set
Aside On Motion for New Trial.
In his April 8, 1982 memorandum, petitioner argued that cer-
tain aggravating evidence had been put before the jury in peti-
tioner's case without statutory authorization--evidence of convic-
tion on three armed robbery counts, and imposition of three life
sentences, all of which had been set aside in 1971. (April 8,
1982 memorandum, pp. 15-17).
The evidence now before this Court suggests that those con-
victions and life sentences were infirm because of a search and
seizure which contravened the Fourth Amendment. (Exhibit WM-2;
Testimony of Warren McCleskey). This is precisely the taint
which the Supreme Court in Zant v. Stephens, supra, found imper-
missible. Not only is this case unlike Stephens, supra, in that
the State lacked statutory authority to put before the jury the
evidence regarding the 1970 Douglas County convictions and sen-
tences, whereas the prior convictions were properly before the
jury in Stephens, moreover, in this case, there is a suggestion
that the prior convictions were tainted by unconstitutional con-
duct. The line of authority distinguished in Stephens, because
there was no evidence of unconstitutional taint in the aggravating
circumstances considered {I1d., at 2746: “In .contrasty in this
case there is no suggestion that any of the aggravating circum-
stances involved any conduct protected by the First Amendment
or by any other provision of the Constitution."), is applicable
herein. Stromberg v. California, 283.0.S. 359 (1931),
Thomas v. Collins, 323 0.8. 516 (1945), and Sirset v. New York,
394 U.S. 576 (1969) stand for the proposition that a conviction
resting upon unconstitutional taint cannot stand. Accord, United
States v. Tucker, 404 U.S. 443, 92 8.Ct."589.:(1972).
The Supreme Court decision in Stephens, supra, makes even
more clear the applicability of those cases to McCleskey's situa-
tion. This is because the Court notes the significance of the
aggravating circumstances in the exercise of discretion by the
jury in deciding to vote for death:
"The third plane separates, from all
cases in which a penalty of death may be
imposed, those cases in which it shall be
imposed. There is an absolute discretion
in the factfinder to place any given case
below the plane and not impose death. The
plane itself is established by the fact-
finder. In establishing the plane, the
factfinder considers all evidence in exten-
uation, mitigation and aggravation of
punishment. Code Ann. 8 27-2503 and
8 27-2534.1.
"A case may not pass the second phase
into that area in which the death penalty
is authorized unless at least one statutory
aggravating circumstance is found. However,
this plane is passed regardless of the
number of statutory aggravating circumstances
found, so long as there is at least one.
Once beyond this plane, the case enters the
area of the factfinder's discretion, in
which all the facts and circumstances of
the case determine, in terms of our meta-
phor, whether or not the case passes the
third plane and into the area in which
the death penalty is imposed." 250 Ga. 97,
99-100, 297 8.E.24 1, 3-4 (1982).
Stephens, supra at 2740.
Thus, given the nature of the jury's deliberation, there is
no way of ascertaining whether the exercise of discretion to im-
pose the sentence of death in this case was tainted by consider-
ation of the life sentences. Certainly the prosecutor called
them to the juror's attention at the sentencing phase (T. Tr. 1019-20).
In light of this evidence and authority, the death sentence should
be set aside.
B. The Evidence of Non-Statutory Criminal Conduct.
A
Nor does the Supreme Court decision in Stephens, supra,
authorize the jury's reliance upon evidence of aggravating
circumstances in the form of alleged criminal conduct for which
petitioner had not been indicted, tried or convicted.
As briefed earlier, the Court's overly broad instruction
to the jury at the sentencing phase authorized the jury to con-
sider, as aggravating circumstances, evidence offered during the
trial that tended to show that petitioner had participated in two
robberies (one on March 28, 1978, another, April 1, 1978) for
which petitioner had not been indicted, tried or convicted
(T.Tr., 887). Nowhere does the Georgia statute permit a consid-
eration of such evidence in aggravation.
In considering a related claim in Proffitt v. Wainwright,
585 F.2d 1227 (1982), the Eleventh Circuit held impermissible the
imposition of a death sentence based upon reliance upon non-statu-
tory aggravating circumstances:
In Henry, the court held that admission
of evidence of aggravating factors not listed
in the statute coupled with an instruction
allowing the jury to consider nonstatutory
aggravating factors in rendering an advisory
sentence was unconstitutional. Unlike Henry,
appellant does not complain that the jury was
allowed to consider evidence of nonstatutory
aggravating circumstances or that the jury's
advisory sentence was based on such evidence;
rather, he challenges the trial court's sen-
tencing decision, which its findings indicate
was based partly on nonstatutory aggravating
factors. In our view, the reasoning employed
by the Henry court, with which we agree, is
equally applicable to the advisory sentence
decision of the jury and the ultimate sentence
determination made by the trial judge. As the
Henry court noted, Furman v. Georgia 408 U.S.
238, 92 8.Ct. 2726,-33 L.84.24 346 (1972) held
unconstitutional under the eighth amendment
capital sentencing procedures that, by failing
to limit and guide sentencer discretion, per-
mitted arbitrary and selective imposition of the
death penalty. Henry v. Wainwright 661 F.2d at
58. In Furman's 1976 progency, in which five
post-Furman capital sentencing statutes were
challenged, the Court upheld those statutes
that provided specific and detailed standards
to guide the sentencer in deciding whether to
impose the death penalty. See Jurek v. Texas,
428 U.8.. 262, 96 8.Ct. 2950, 49 L.F4.24.929
(1976) Proffitt v. Florida, 428 U.S. 242, 96
S.Ct. 2960, 49 1..Fd.24 913 (1976)... The Court
specifically approved the Florida statute be-
cause its aggravating and mitigating provisions
appeared to provide such guidance. Proffitt v.
Plorida, 428 U.S. at 248-53, 96 S.Ct. at 2964~
2967. In considering appellant's "propensity
to commit (murder)" and the danger he posed to
society, the trial court transcended the list
of aggravating factors set forth i the
Florida statute and substituted his own judgment
of what circumstances justify capital punish-
ment for {hat of the Florida Legislature. In
so doing, the trial judge not only committed
error under the state law, see Brown v. State,
381 So0.24 690, 696 (Fla. 1980); Elledge v. State,
346 So.2d 998, 1002 (Fla. 1977); he also exceeded
the federal constitutional limitations imposed
GAS. oF Jo
in an arbitrary and capricious manner. In
short, we agree with the Henry court that
because "the limitations of the statute make
the death penalty constitutional... (i)gnor-
ing those limitations ( ) implicates the
constitution." Henry v. Wainwright, 661 F.2d
at 60. For the reasons just stated, we con-
clude that the trial judge's reliance on non-
statutory aggravating circumstances renders
appellant's sentence unconstitutional under
the eighth and fourteenth amendments.
Proffitt, supra at 1267-68.
The Eleventh Circuit reached a similar conclusion in its
recent decision in Goode v. Wainwright, 704 F.2d 593 (llth Cir.
1983). In that case, the Eleventh Circuit set aside a death
penalty imposed on the basis of non-statutory aggravating cir-
cumstances. Although that case involved a finding by a state
trial judge, as opposed to a matter of evidence presented to the
jury for deliberations, the same constitutional concerns under=-
lying that decision apply herein.
Conclusion.
Based upon the foregoing, the Court should grant the writ
either setting aside petitioner's conviction or, as appropriate,
setting aside the death penalty.
Respectfully submitted,
ROBERT H. STROUP
1515 Healey bailding
Atlanta, Georgia 30303
JACK GREENBERG
JOHN CHARLES BOGER
10 Columbus Circle
New York, New York 10019
TIMOTHY XK. FOBD
600 Pioneer Building
Seattle, Vashington 89136
Ji] -
-12-
ANTHONY G. AMSTERDAM
New York University Law School
40 Washington Square South
New York, New York 10012
BY: Lote tb. Seep
ROBERT H. STROUP
ATTORNEYS FOR PETITIONER
CERTIFICATE OF SERVICE
I hereby certify that I have this day ‘served a copy
of the foregoing pleadings upon counsel for respondent,
Mary Beth Westmoreland, Esq., by personally delivering a
copy of same to her at 132 State Judicial Building, 40
Capitol Square, 5. W., Atlanta, Georgia 30334,
This 20th day of September, 1983.
[Cobo Seeoacy
ROBERT H. STROUP
November 1, 1983
Hon. Ben H. Carter, Clerk
United States District Court
2211 United States Courthouse
75 Spring Street
Atlanta, Georgia 30335
Warren McCleskey v. Walter D. Zant
Civil Action No. C81-2434A
Dear Mr. Carter:
Enclosed for filing are an original and
one copy of Petitioner's Supplemental Memorandum
of Law, together with a certificate of service.
Thank you very much.
Sinc i]
hn Charles Boger
cc: Mary Beth Westmoreland, Esq.
Hon. J. Owen Forrester
10 COLUMBUS CIRCLE {212) 586-8397 NEW YORK, N.<¥. 10019
CERTIFICATE OF SERVICE
I hereby certify that I have this day served a copy
of the within pleading upon:
Mary Beth Westmoreland, Esq.
Assistant Attorney General
132 State Judicial Building
40 Capitol Square, S. WV.
Atlanta, Georgia 30334
counsel of record for respondent, by depositing a copy of
same in the United States Mail, first-class postage prepaid.
This 1 0a day of December, 1983.
ROBERT H. STROUP
JOHN R. MYER
1515 HEALEY BUILDING
57 FORSYTH ST... N. W.
ROBERT H. STROUP ATLANTA, GEORGIA 30303
GARY FLACK
Se
404/522-1934
ATTORNEYS AT LAW
January 5, 1984
Honorable J. Owen Forrester
United States District Judge
2367 United States Courthouse
75 Spring Street, S. W.
Atlanta, Georgia 30335
Re: Warren McCleskey v. Walter D. Zant
No. C81-2434A
Dear Judge Forrester:
Enclosed is a copy of the petitioner's reply brief which
we are filing with the Clerk of Court today.
We have received a copy of Ms. Westmoreland's letter of
December 27, 1983 in this case, informing the Court of the
action of the United States Court of Appeals for the Eleventh
Circuit in Spencer v. Zant, No. 82-8408, ordering that case
to be reheard en banc and directing the parties to respond to
ten specific questions, most of them related to issues of
arbitrariness or racial discrimination in the imposition of
the death penalty in Georgia. Ms. Westmoreland, after
apprising the Court of these developments, has invited it to
"consider the possibility of waiting for a final decision
from the Eleventh Circuit in this case before entering an
order in the case of McCleskey v. Zant."
Counsel for petitioner McCleskey do not believe the Court need
await action by the Eleventh Circuit. The en banc brief for
Spencer, a copy of which is enclosed for the Court's benefit,
makes extensive references to the pendency of the McCleskey
case, encloses an appendix to the Statement of Facts from
petitioner McCleskey's post-hearing memorandum to this Court,
and strongly urges that the Eleventh Circuit "defer any decision
[on the broader legal issues presented] until resolution of
McCleskey v. Zant, No. C81-2434A (N.D. Ca.) the only case in
which the relevant facts have been developed on a full record.”
First Supplemental Brief for Petitioner-Appellant on Rehearing
En Banc, at 24 (llth Cir., filed December 28, 1983). As
grounds for its position, Spencer argues that reaching and |
deciding significant constitutional questions without benefit
of a full, factual record that would provide a specific context
Honorable J. Owen Forrester Page Two
January 4, 1984
and focus for its consideration of the constitutional issues
would be a mistake, (see First Supplemental Brief at 32-35),
and cases cited), and he urges the Eleventh Circuit to remand
that case to the District Court on a narrower ground without
reaching the broader issues.
As counsel for petitioner McCleskey, we believe that Spencer's
position is correct, and we think that the Eleventh Circuit
may be persuaded to defer its resolution of the broader consti-
tutional issues. We therefore believe it would be appropriate
for the Court to proceed to judgment in this case without await-
ing the outcome of the Spencer appeal.
Thank you very much.
Very truly yours,
Robert H. Stroup
RHS/1
Encl.
cc: Mary Beth Westmoreland, Esq.
FILED IN CLERK'S OFFICE
U.8.D.C.- Atlanta
ORIGINAL UNITED STATES DISTRICT COURT ik 24 1984
NORTHERN DISTRICT OF GEORGIA
Li :
ATLANTA DIVISION By. a
oe Clerk
WARREN MCCLESKEY, *
%*
Petitioner, * CIVIL ACTION NO. C81-2434A
*
v. *
*
WALTER D. ZANT, WARDEN, *
*
* Respondent.
NOTICE OF APPEAL
Notice is hereby given that the above-named Respondent, by
counsel, hereby appeals to the United States Court of Appeals
for the Eleventh Circuit from the order and judgment rendered,
made and entered in the above-styled case on February 2, 1984,
granting the Petitioner habeas corpus relief as to the
conviction and sentence imposed by the Superior Court of Fulton
County, Georgia.
The Clerk will please prepare and transmit the entire
record, including all exhibits and transcripts, omitting
nothing from the record on appeal.
s JAY day of February, 1984.
Respectfully submitted,
TIT -
MICHAEL J. BOWERS
Piling Fee Pd. 7% Attorney General
-Dooket Fos Pd. Ongpy JAMES P. GOOGE, JR.
Bond Raced. 0 NIA Executive Assistant Attorney General
Band Form Furn, NA
er
ATTEST: A TRUE COPY
:
CE] TITIES Tas
2rpsal Informetieh Bucs, fre A 21 75Y
hood. % Cartier, I lark
pid
Deputy Clerk
Bys
MARION O. GORDON
First Assistant Attorney General
WILLIAM B. HILL, JR.
Senior Assistant Attorney General
Ve. Fem TS TAR
Assistant Attorney General
MARY BETH WESTMORELAND
132 State Judicial Building
40 Capitol Square, S. W.
Atlanta, Georgia 30334
(404) 656-3349
CERTIFICATE OF SERVICE
I do hereby certify that I have this day served
the within and foregoing Notice of Appeal, prior to filing
the same, by depositing a copy thereof, postage prepaid,
in the United States Mail, properly addressed upon:
Mr. Robert H. Stroup
1515 Healey Building
Atlanta, Georgia 30303
Mr. John Charles Boger
léth Floor
99 Hudson Street
New York, New York 10013
Mr. Timothy R. Ford
600 Pioneer Building
Seattle, Washington 98136
Mr. Anthony G. Amsterdam
New York University Law School
40 Washington Square South
New York, New York 10012
This 24th day of February, 1984.
a
Y TH WESTMOREL
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN MCCLESKEY, |
Petitioner, CIVIL ACTION NO. C81-2434A
Ve i : Eo
WALTER D. ZANT, WARDEN,
%
4
¥
%
¥
¥
%
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Respondent.
- NOTICE OF APPEAL
Notice is hereby given that the above-named Rospoliions, by
counsel, hereby appeals to the priced States Court of Appeals
for the Eleventh Circuit from the order and judgment rendered,
made and entered in the above-styled case on February 2, 1984,
granting the Pebiticnes habeas corpus relief as to the
conviction and sentence imposed by the Superior Court of Fulton
County, Georgia.
Ia
on
‘The Clerk will please prepare and transmit the entire
Record, including ala exhibits ana ‘transcripts, omthging
nothing from the ze6ord on Hopes).
is JU day of Fenruaty; 1984.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
JAMES P. GOOGE, JR.
Executive Assistant Attorney General
|
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!
i
H
3
i
MARION O. GORDON
First Assistant Attorney General
WILLIAM B. HILL, JR.
Senior Assistant Attorney General .
MARY BETH WESTMORELAND
132 State Judicial Building
40 Capitol Square, S. W.
Atlanta, Georgia 30334
(404) 656-3349
CERTIFICATE OF SERVICE
I do hereby certify that I have this day served
the within and foregoing Notice of Appeal, prior to filing
the same, by depositing a copy thereof, postage prepaid, Fr
in the United States Mail, properly addressed upon: i
Mr. Robert H. Stroup
1515 Healey Building
Atlanta, Georgia 30303
Mr. John Charles Boger
loth Floor
99 Hudson Street
New York, New York 10013
Mr. Timothy K. Porad
600 Pioneer Building
Seattle, Washington 98136
Mr. Anthony G. Amsterdam
New York University Law School
40 Washington Square South
New York, New York 10012
This 24th day of February, 1984.
V
e
s
>
4
MARY TH WESTMORELAN
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARRREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
versus
NO. C81-2434A
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic and
Classification
Center,
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Respondent.
APPLICATION FOR CERTIFICATE OF PROBABLE CAUSE TO APPEAL
Comes now the petitioner, WARREN McCLESKEY, through his
undersigned counsel, and applies to the Court for a certificate of
probable cause to appeal to the United States Court of Appeals for the
Eleventh Circuit in this action. Petitioner believes that his appeal
has merit and raises substantial condtitutioanl questions. In support
of this application, the petitioner submits the accompanying
memorandum of law, and proposed order.
eto nN. Feel
Robert H. Stroup 4
1515 Healey Bldg.
57 Forsyth St., N.W.
Atlanta, Georgia 30303
Jack Greenberg
James M. Nabrit, I1I
John Charles Boger
99 Hudson St.
New York, N.Y. 10013
Anthony G. Amsterdam
New York University Law
School
40 Washington Sq. South
New York, N.Y. 10012
Timothy K. Ford
600 Pioneer Bldg.
Seattle, Washington 94305
ATTORNEYS FOR PETITIONER
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARRREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
Versus
NO. C81-2434A
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic and
Classification
Center,
N
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Respondent.
MEMORANDUM IN SUPPORT OF PETITIONER'S APPLICATION
FOR CERTIFICATE OF PROBABLE CAUSE
Petitioner Warren McCleskey has applied to this Court for a
certificate of probable cause to appeal pursuant to 28 U.S.C. Section
2253. The respondent has filed a notice of appeal in this action, and
petitioner, therefore, believes that a number of issues, upon which
this Court issued a adverse rulings in its decision of February 2,
1984, are appropriately raised before the Court of Appeals on this
appeal. Petitioner submits that a number of those issues raise
substantial constitutional questions which are deserving of appellate
review.
For this reason, the petitioner applies to this Court for an
order pursuant to 28 U.S.C. Section 2253 for an order authorizing his
cross-appeal. A proposed order is attached herto.
Respectfully submitted,
otter 3 Sonny
Robert H. Stroup
1515 Healey Bldg.
57 Forsyth St., N.V.
Atlanta, Georgia 30303
Jack Greenberg
James M. Nabrit, III
John Charles Boger
99 Hudson St.
New York, N.Y. 10013
Anthony G. Amsterdam
New York University Law
School
40 Washington Sq. South
New York, N.Y. 10012
Timothy K. Ford
600 Pioneer Bldg.
Seattle, Washington 94305
ATTORNEYS FOR PETITIONER
CERTIFICATE OF SERVICE
I hereby certify that I have served the foregoing
Application for Certificate of Probable Cause to Appeal on respondent
by placing a copy of the same in the United States mail, first-class
postage prepaid, addressed to:
Mary Beth Westmoreland, Esq.
Assistant Attorney General
132 State Judicial Bldg.
Atlanta, Georgia 30334
This 28th day of February, 1984.
Robert H. Stroup
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARRREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
versus
NO. C81-2434A
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic and
Classification
Center,
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Respondent.
ORDER
I, J. OWEN FORRESTER, the District Court Judge in the above-
captioned action, do hereby certify, pursuant to 28 U.S.C. Section
2253, that there exists probable cause to appeal.
This day of , 1984,
J. OWEN FORRESTER,
UNITED STATES DISTRICT JUDGE
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARRREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
versus
NO. C81-2434A
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic and
Classification
Center,
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Respondent.
MOTION TO PROCEED IN FORMA PAUPERIS
Comes now the petitioner, WARREN McCLESKEY, pursuant to
Local Rule 15(c) of the Court of Appeals for the Eleventh Circuit, and
moves the Court for an order certifying that the petitioner is
entitled to appeal as a pauper, and that the appeal is taken in good
faith.
In support of this motion, the petitioner submits the
accompanying memorandum, and proposed order.
Robern). Rott
Robert H. Stroup
1515 Healey Bldg.
57 Forsyth St... N.W.
Atlanta, Georgia 30303
Jack Greenberg
James M. Nabrit, III
John Charles Boger
99 Hudson St.
New York, N.Y. 10013
Anthony G. Amsterdam
New York University Law
School
40 Washington Sq. South
New York, N.Y. 10012
Timothy K. Ford
600 Pioneer Bldg.
Seattle, Washington 94305
ATTORNEYS FOR PETITIONER
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARRREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
versus
NO. C81-2434A
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic and
Classification
Center,
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Respondent.
MEMORANDUM IN SUPPORT OF MOTION TO PROCEED
IN FORMA PAUPERIS
Petitioner, WARREN McCLESKEY, has filed a motion to proceed
on appeal in forma pauperis. In support of this motion, petitioner
shows the Court that, when this action was initiated, petitioner was
permitted to proceed in forma pauperis. His financial condition has
not changed since that time--he remains incarcerated in the Georgia
Diagnostic & Classification Center in Jackson, Georgia, and is without
funds to prosecute this Appeal
On the foregoing basis, therefore, this Court should certify
that the petitioner is entitled to appeal as a pauper and that the
appeal is taken in good faith.
Respectfully submitted,
Robert H. Stroup
1515 Healey Bldg.
57 Forsyth St... N.W.
Atlanta, Georgia 30303
Jack Greenberg
James M. Nabrit, III
John Charles Boger
99 Hudson St.
New York, N.Y. 10013
Anthony G. Amsterdam
New York University Law
School
40 Washington Sq. South
New York, N.Y. 10012
Timothy K. Ford
600 Pioneer Bldg.
Seattle, Washington 94305
ATTORNEYS FOR PETITIONER
CERTIFICATE OF SERVICE
I hereby certify that I have served the foregoing Motion to
Proceed In Forma Pauperis on respondent by placing a copy of the same
in the United States mail, first-class postage prepaid, addressed to:
Mary Beth Westmoreland, Esq.
Assistant Attorney General
132 State Judicial Bldg.
Atlanta, Georgia 30334
This 28th day of February,:*
Robo Hamp
Robert H. Stroup
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARRREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
versus
NO. C81-2434A
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic and
Classification
Center,
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Respondent.
ORDER
Upon consideration of the Petitioner's Motion to Proceed in
forma pauperis, and for certificate that the appeal is taken in good
faith, the motion and certificate are hereby granted.
This day of sy 1084,
J. OWEN FORRESTER,
UNITED STATES DISTRICT JUDGE
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
Petitioner,
CIVIL ACTION FILE
NO. C81-2434A versus
WALTER D. ZANT, Super-
intendent, Georgia
Diagnostic & Class-
ification Center,
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Respondent.
NOTICE OF CROSS-APPEAL
Notice is hereby given that WARREN McCLESKEY, Petitioner
above-named, appeals to the Court of Appeals for the Eleventh Circuit
from the orders of the District Court entered June 10, 1982, October
10, 1982, April 1, 1983, June 3, 1933, June 24, 1983, February 2,
1984, and the judgment entered on oh basis of those orders on
February 2, 1984.
ROBERT H. STROUP
3 1515 Healey Bldg.
57 Forsyth St., N.W,
Atlanta, Georgia 30303
JACK GREENBERG
JAMES M. NABRIT, 111
JOHN CHARLES BOGER
99 Hudson St.,
New York, N.Y.
ANTHONY G. AMSTERDAM
New York University Law
School
40 Washington Sq. South
New York, N.Y. 10012
TIMOTHY K. FORD
600 Pioneer Bldg.
Seattle, Washington
94305
ATTORNEYS FOR PETITIONER
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN MCCLESKEY,
Petitioner, CIVIL ACTION NO. C8l-2434A
Vv. i
WALTER D. ZANT, WARDEN,
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Respondent.
MOTION TO STAY JUDGMENT OF THE COURT
Comes now Walter Zant, Warden, Respondent in the
above~-styled action, by the Attorney General for the State of
Georgia, and makes this his notion to stay the Sonent of his
Court entered in the above-styled action on February 2, 1984.
As Respondent is presently pursuing the appellate process in
this case, Resnoudent would ask this Court, out of an abundance
of caution, to enter an order staying its Indament to 210m the
' Respondent to complete the appellate process so that the time
limitation for ithe retrial of the Petitioner will not begin to
run until such time as the mandate has been returned to this
Court. | | |
Wherefore, Respondent respectfully requests that this Court
enter an order staying the judgment of the Court until such
time as the appellate process has been completed and the
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mandate has been returned and made a part of the judgment of
this Court.
MARY BETH WESTMORELAND
132 State Judicial Building
40 Capitol Square, S. W.
Atlanta, Georgia 30334
(404) 656-3349
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
JAMES P. GOOGE, JR.
Executive Assistant Attorney General
. MARION O. GORDON
First Assistant Attorney Geugral
WILLIAM B. HILL, JR.
Senior Assistant Attorney General
CERTIFICATE OF SERVICE
I do hereby certify that I have this day served the within
and foregoing Motion to Stay Judgment of the Court, prior to
filing the same, by depositing a copy thereof, postage prepaid,
in the United States Mail, properly addressed upon:
Mr. Robert H. Stroup
1515 Healey Building
Atlanta, Georgia 30303
Mr. John Charles Boger
loth Floor
99 Hudson Street
New York, New York 10013
Mr. Timothy K. Ford
600 Pioneer Building
Seattle, Washington 98136
Mr. Anthony G. Amsterdam
New York University Law School
40 Washington Square South
New York, New York 10012
NR
This 24th day of February, 1984. Te ¢
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Fed
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2 7.
Y BETH WESTMORELAN
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN MCCLESKEY,
Petitioner, CIVIL ACTION NO. CSl-2434A
Ve
WALTER D. ZANT, WARDEN,
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Respondent.
"BRIEF IN SUPPORT OF MOTION TO STAY JUDGMENT OF THE COURT
Comes now Walter Zant, Warden, Respondent in the
above-styled action and submits the instant brief in support of
his motion to stay the judgment, showing and stating the -
following: ri 2 | Ea
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On February 1, “1984, this Court signed an order cranging
habeas corpus relief to the Potiticiey in the Instant. action,
3
sald order being made ‘the Vodgherit OF the Court on February 2,
19084.
2.
In said order, this Court remanded the case to the Superior
Court of Fulton County and granted the Superior Court OF Fulton
County one hundred and twenty days in which to conduct a new
trial.
3.
On this date, Respondent is filing a notice of appeal to
the Eleventh Circuit Court of Appeals to 2ppen the decision of
this Court.
4. 2 i :
‘The one hundred and twenty aay time period will Spire
prior to the completion of the 2prellate process.
5. :
. For the Respondent to be able to effectively pursue and
complete litigation through the appellate process, it is
necessary that this Court's judgment of February 2, 1984, be
stayed until completion of the aforementioned litigation.
6.
Accordingly, Respondent Yon satS a Stay of this Court's
judgment of Peprnary 2 1984. Though the notice of appeal
filed on behalf of the Respondent Warden may act as a stay of
the afarementicied judgment, this requested stay is sought in
order to fully protect the tights of all partes. | |
Wherefore, Respondent requests, that this court issue an
order staying its judgment of February 2, 1984, entered in the
above-styled case, until such tine as the Respondent can
complete litigation through the appellate process.
Respectfully submitted,
MICHAEL J. BOWERS
Attorney General
Executive Assistant Attorney General
- MARION O. GORDON :
~ First Assistant Attorney General
WILLIAM B. HILL, Jr.
MARY BETH WESTMORELAND
132 state Judicial Building
40 Capitol Square, S. W.
Atlanta, Georgia 30334
(404) 656-3349
. Senior Assistant Attorney General
MARY BETH WESTMORELAND
Assistant Attorney General
CERTIFICATE OF SERVICE.
I do hereby certify that I ‘have this day sexved the within
and foregoing Brief, prior to filing the . Bans, by depositing a
Copy thereof, postage prepaid, in the United states Mail,
properly addressed bday
Mr. Robert H. Stroup
1515 Healey Building
Atlanta, Georgia 30303
Mr. John Charles Boger
loth Floor
99 Hudson Street
New York, New York 10013
Mr. Timothy K. Ford
600 Pioneer Building
Seattle, Washington 98136
Mr. Anthony G. Amsterdam :
New York University Law School
40 Washington Square South
New York, New York 10012
This 24th day of February, 1984.
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September 30, 1983
Hon. J. Owen Forrester, III
United States District Judge
2367 United States Courthouse
Atlanta, Georgia 30303
Re: Warren McCleskey v. Walter D. Zant
No. C81-2434A g
Dear Judge Forrester:
I am enclosing a proposed pre-trial
order in the above-captioned case which sets
forth my understanding of the statistical issues
on which I understand you solicit further expert
testimony. My effort at framing these issues,
hampered by an uncertain footing in the area
of statistics, may well be unsatisfactory or
inexact. If so, the experts would undoubtedly
welcome a more accurate reframing of the precise
areas of interest.
Thank you and best regards.
Sincerely,
Wi
ohn Charles Boger
cc: Mary Beth Westmoreland, Esq.
enc.
JCB: agf
10 cOlL UMBUS CIRCLE {212) 586-8397 NEW YORK, N.Y. 100189
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
WARREN McCLESKEY,
Petitioner,
-against- CIVIL ACTION
NO. C81-2434A
WALTER D. ZANT, Superintendent,
Georgia Diagnostic & Classification
Center,
Respondent.
PRE-HEARING ORDER
The Court has directed a further, limited hearing in
the above-captioned case, to be held October 17, 1983.
IT IS HEREBY ORDERED, that statistical experts for
petitioner and respondent should be prepared to address the
following questions propounded by the Court:
1. What are the mathematical, statistical and
practical effects of "controlling for variables" or including
those additional variables in a regression equation, especially
where the outcome of interest is dichotomous (e.g., life sentence
or death sentence)?
2. What does the "u" refer to in the following multiple
regression formula -- y = a + b, X + D..%. + a we and what is the
role of the "u" concept in multivariate Znafysis?
3. What are the mathematical, statistical and practical
reasons for employment of a "dummy variable" in a regression formua,
and how does it affect the measurement of the influence of that
variable?
4. Do the coefficients reported for the variables in a
multiple regression analysis reflect an actual difference in the
cutcome of interest (e.g., do the race of victim coefficients rep-
resent an actual difference in the death-sentencing rate) or
rather. a disparity?
The evidentiary hearing to be held October 17, 1983
does not reopen to either party the opportunity to present sub-
stantive evidence on the merits of petitioner's constitutional
claims. It will be limited to testimony on the mathematical
and statistical issues outlined in this order.
IT:1IS SO ORDERED, this day of October, 1953,
J. OWEN FORRESTER, 111
UNITED STATES DISTRICT COURT
September 30, 1983
Hon. Ben H. Carter, Clerk
United States District Court
2211 United States Courthouse
75 Spring Street
Atlanta, Georgia 30335
Warren McCleskey v. Walter D. Zant
Civil Action No. C81-2434A
Dear Mr. Carter:
On September 26, 1983, counsel for peti-
tioner transmitted to this Court for filing a
memorandum of law on his claims of arbitrariness
and discrimination in the above-captioned case.
Subsequently, counsel have discovered a number of
typographical errors and other mistakes, not involving
the substance of the brief, which we have sought
to correct so that the Court may have a clean version
of the brief for its use in determination of petition-
er's claims. I am enclosing a corrected copy of
this memorandum to be filed on petitioner's behalf,
together with a certificate of service on counsel
for respondent. Thank you very much.
3incerely,
“John Charles Boger
Attorney for Petitioner
cc: Hon. J. Owen Forrester, III
Mary Beth Westmoreland, Esq.
COLUMBUS CIRCLE {212) S5S386.83957 NEW YORK, N.Y." "10019
September 30, 1983
Hon. Ben H. Carter, Clerk
United States District Court
2211 United States Courthouse
75 Spring Street
Atlanta, Georgia 30335
Warren McCleskey v. Walter D. Zant
Civil Action No. C81-2434A
Dear Mr. Carter:
On September 26, 1983, counsel for peti-
tioner transmitted to this Court for filing a
memorandum of law on his claims of arbitrariness
and discrimination in the above-captioned case.
Subsequently, counsel have discovered a number of
typographical errors and other mistakes, not involving
the substance of the brief, which we have sought
to correct so that the Court may have a clean version
of the brief for its use in determination of petition-
er's claims. I am enclosing a corrected copy of
this memorandum to be filed on petitioner's behalf,
together with a certificate of service on counsel
for respondent. Thank you very much.
incerely,
ohn Charles Bog®r
Attorney for Petitioner
cc: Hon. J. Owen Forrester, III
Mary Beth Westmoreland, Esq.
0 COLUMBUS . CIRCLE {212} 586.8397 NEW YORK, NOS Y. 110019
September 26,1983
Hon. Ben H. Carter, Clerk
United States District Court
2211 United States Courthouse
75 Spring Street
Atlanta, Georgia 30335
Warren McCleskey v. Walter D. Zant
Civil Action No. C81-2434A
Dear Mr. Carter:
Enclosed for filing are an original and
one copy of Petitioner's Memorandum of Law in
Support of His Claims of Arbitrariness and Racial
Discrimination, together with a certificate of
service.
Thank you very much.
oC
(J Ada Clad frm.
'¥: Charles Boger
Attorney for Petitioner
cc: Mary Beth Westmoreland, Esq.
Hon. J. Owen Forrester
10 COLUMBUS ClRC LE {2'12) 538:8397 NEW WORK, N.Y. 800189