United States v. Walker Original Brief on Behalf of Respondent Victor G. Walker
Public Court Documents
February 1, 1965
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UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
IN THE
No. 21976
United States of A merica, Ex Rel
Edward Davis,
v.
Appellant,
The Honorable James H. Davis,
Governor of the State of Louisiana,
A nd V ictor G. Walker, W arden of
The Louisiana State Penitentiary,
Appellees.
Appeal from the United States District Court for the
Eastern District of Louisiana
ORIGINAL BRIEF ON BEHALF OF
RESPONDENT, VICTOR G. WALKER,
WARDEN, LOUISIANA STATE PENITENTIARY
JACK P. F. GREMILLION,
Attorney General,
State of Louisiana.
TEDDY W. AIRHART, JR.,
Assistant Attorney General,
State of Louisiana.
BERTRAND DeBLANC,
District Attorney,
Fifteenth Judicial District,
State of Louisiana.
1
CASES CITED
Page
Akins v. State of Texas, 65 S. Ct. 1276, rehearing
denied 66 S. Ct. 86 ............................ ................ 11
Application of James D. Russo, 19 F.R.D. 278 .... 6
Bailey v. Henslee, 287 F. 2d 936. certiorari denied
82 S. Ct. 12 .................... .................................... 12
Collins v. Walker, 329 F. 2d 100 ...... ..................... 12
Crooker v. California, 357 U. S. 433, 78 S. Ct. 1287 10
Gideon v. Wainwright, 372 U. S. 382, 84 S. Ct.
1765 .................. 9
Hernandez v. State of Texas, 74 S. Ct. 667, 347
U. S. 475 ............. 11
Linkletter v. Walker, 323 F. 2d 11 .... ................... 11
People v. Donovan, 13 N. Y. 2d 148, 243 N. Y. S.
2d 841, 193 N. E. 2d 628 ______ ____ _____ 10
Powers v. United States, 223 U. S. 303, 32 S. Ct.
281 ....................................................................... 7
Speller v. Crawford, 99 F. Supp. 92, affirmed 73
S. Ct. 397, rehearing denied 73 S. Ct. 827.... 12
State v. Conradi, 130 La. 701, 58 So. 515 __ 8
State v. Howard, 238 La. 595, 116 So. 2d 43____ 8
State v. LeBlanc, 116 La. 822, 41 So. 105........ 8
U. S. ex rel Jackson v. Brady, 47 F. Supp. 362,
affirmed 133 F. 2d 476, certiorari denied
319 U. S. 746, 63 S. Ct. 1629, rehearing
denied 63 S. Ct. 1315, 319 U. S. 784 ......... 11
United States v. Carignan, 342 U. S. 36, 72 S. Ct.
97 5
11
Page
United States v. Crawford, 15 USCMA 31 (Vol.
15 No. 3 Advance Opinions, October 5, 1964) 13
United States v. Evans, 320 F. 2d 482 ----- ----------- 5
United States v. Papsworth, 156 F. Supp. 842,
affirmed 256 F. 2d 125 __________________ — 6
Virginia v. Rives, 100 U.S. 322 __________________ 11
STATE STATUTES CITED
Louisiana Revised Statutes Title 15 section 77 .... 7
Louisiana Revised Statutes Title 15 section 80 .... 8
Louisiana Revised Statutes Title 15 section 142 .. 7
Louisiana Revised Statutes Title 15 section 143 .. 8
Louisiana Revised Statutes Title 15 section 154 .. 8
IN THE
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
No. 21976
United States of A merica, Ex Rel
Edward Davis,
Appellant,
v.
The Honorable James H. Davis,
Governor of the State of Louisiana,
A nd V ictor G. Walker, Warden of
The Louisiana State Penitentiary,
Appellees.
Appeal from the United States District Court for the
Eastern District of Louisiana
ORIGINAL BRIEF ON BEHALF OF
RESPONDENT, VICTOR G. WALKER,
WARDEN, LOUISIANA STATE PENITENTIARY
STATEMENT OF FACTS
May it please the Court:
On the night of May 3, 1959, Relator-Appellant,
while on a drinking party, became involved in an
argument with his mother-in-law. He left the party
and went to his house in search of his shotgun. His
wife, fearing that he might bring harm to someone,
went to police headquarters and requested the police
2
to go to appellant’s house and, if possible, take the shot
gun away from him. She advised the police that appel
lant had been drinking, and that he was looking for
his shotgun, which she had hidden in the house. Pur
suant to this request, two police officers were dis
patched to appellant’s house. Upon arrival of the of
ficers at the house of appellant, appellant opened the
door and shot one of the officers with both barrels
of the shotgun. He fled from the house and was cap
tured at about 5:45 A. M. the following morning, May
4, 1959. He was taken into custody whereupon he gave
a complete confession which was taken orally, in ques
tion and answer form, which was thereafter written
down and was signed by appellant. He was thereafter
indicted, tried and convicted of murder under Louisi
ana Revised Statutes, Title 14, Section 30, of 1950 as
amended and was sentenced to be executed by the Fif
teenth Judicial District Court for the Parish of Acadia,
State of Louisiana.
An application for a writ of Habeas Corpus and a
stay of execution was filed in the United States Dis
trict Court wherein a hearing was granted. The appel
lant abandoned all claims urged in the application for
writ of Habeas Corpus except the following, to-wit:
First, appellant alleges that the confession given by
him was not freely and voluntarily given and thus was
inadmissable in evidence. Second, he claims that his
confession was obtained in violation of the Due Process
Clause of the Fourteenth Amendment to the United
States Constitution because of the fact that the con
fession was given by him to the police after his arrest,
3
but before his indictment, and at a time when he was
not represented by counsel. Third, he alleges that his
conviction was obtained in violation of the Due Proc
ess Clause of the Fourteenth Amendment to the United
States Constitution in that there was either a system
atic inclusion or a systematic exclusion of Negroes from
the grand jury which indicted him, and from the petit
jury which tried and convicted him. The Court after
hearing denied the application for a writ of habeas
corpus; thereafter, this Court granted a certificate of
probable cause.
ARGUMENT
I. Was the Confession of appellant freely and volun
tarily given and was it admissable if given without
Benefit of Counsel?
Appellant contends that the confession was not
free and voluntary and that it was defective in that
the Assistant District Attorney did not warn him that
his statement could be used against him and that he
was not given benefit of independent legal counsel at
the time of the confession.
On the trial of this matter there was no showing
by testimony or otherwise that there was any threat
made to relator by anyone, but to the contrary, there
was testimony from each of the witnesses called that
there was no unusual activity about the jail from the
time relator was picked up and while he was in the
jail. Relator was arrested at the scene of the crime
at 5:45 A. M. and that he gave his confession to the
Assistant District Attorney between the hours of 9 :00
A. M. and 11:00 A .M. the same morning after having
4
accompanied the Assistant District Attorney and
several officers to the scene of the crime. The appel
lant first answered questions relative to the crime
and the questions and answers were tape recorded.
The tape recording was later reduced to writing and
relator signed it after having it read to him. Some of
the questions and answers were as follows:
Q. Do you know why you were arrested?
A. Yes, sir.
Q. Why?
A. Because I shot one of the policemen,
and then later:
Q. Did the police promise you anything?
A. No, sir.
Q. Did they place you in fear in any way?
A. No, sir.
Q. Did they make any promises to you or threat
en you in any way to come here to this office
and make a statement?
A. No, Sir.
Q. Are you willing to make a statement now?
A. I am willing to say what I know.
* * *
Q. You understand what’s been going on here
this morning?
A. Yes, Sir.
Q. You understand that we are taking this state
ment from you?
5
A. I understand.
Q. You understand that this statement can be
used against you in Court? Do you under
stand that?
A. No, Sir.
Q. You don’t understand that?
A. No, Sir.
Q. What you have told us here today is the truth
is it not?
A. Yes, Sir.
Q. Knowing that this statement can be used
against you you still willing to make the
statement and telling everything is the truth?
A. Yes, Sir.
* * *
From a reading of the confession, it can be seen that
it was freely and voluntarily given. There is no doubt
that he understood what he was doing and that it
could be used against him at a trial. It was testified
to that he could either sign the confession or not sign
it.
It has been long established that the rule as to
the admissibility of a confession is that it shall have
been made freely, voluntarily, and without compul
sion or inducement of any sort. (See United States
v. Carignan, 342 U.S. 36, 41, 72 S.Ct. 97; United
States v. Evans, 6th Circuit (1963) 320 F. 2d 482).
The United States District Court for the Eastern
District of New York, in the matter of the Application
6
of James D. Russo, 19 F.R.D. 278, with Justice Ray-
fiel as organ of the court that (Page 280) as follows:
“ In Wilson v. United States, 162 U. S. 613,
16 S. Ct. 895, 40 L. Ed. 1090, Wilson was charged
with murder. Before a United States Commis
sioner upon a preliminary hearing, he made a
statement which was admitted at the trial. He
had no counsel, was not warned or told of his
right to refuse to testify, but there was testimony
tending to show that the statement was volun
tary. At page(s) 623 (624 of 162 U. S., at pages
900 of 16 S. Ct.), this court said: ‘And it is laid
down that it is not essential to the admissibility
of a confession that it should appear that the
person was warned that what he said would be
used against him, but, on the contrary, if the
confession was voluntary, it is sufficient, though
it appear that he was not so warned. Joy, Con
fessions, * 45, * 48, and cases cited.’ ”
“ Voluntary admissions, or indeed, voluntary
confessions, may be received in evidence against
the giver without proof of warnings.” Himmel-
farb v. U. S., 9 Circ., 175 F. 2d 924, at page
938. “ The relevant inquiry ought always to be
whether the testimony was freely given, all things
considered.” United States v. Block, 2 Cir., 88
F.2d 618, at page 621. To the same effect, 4 Bar
ron Federal Practice & Procedure § 2175 at p.
204; 22 C.J.S. Criminal Law § 730.
In the case of United States v. Papsworth, 156
F. Supp. 842, which was affirmed in U. S. v. Paps
worth, 256 F. 2d 125, the court denied a motion to
suppress evidence based on the contention that the
statements complained of were made without warning
7
the defendant of his privilege against self-incrimina
tion, that it, that any statement might be used against
him, and that he was not advised of his right to coun
sel where in the court quoted from, Powers v. U. S.,
223 U. S. 303 at page 313, 32 S. Ct. 281, 283, 56
L. Ed. 448, as follows:
“ It has been expressly held time and again
in tax evasion and other criminal cases that it
is not essential to the admissibility of statements
secured by officers of the law from a defendant
that he should be first warned that the informa
tion might be used against him in a criminal
case, provided that it was voluntarily and under-
standingly given. United States v. Burdick, 3
Cir., 214 F. 2d 768, 773; Montgomery v. United
States, 5 Cir., 203 F. 2d 887, 892; Lisansky v.
United States, 4 Cir., 31 F. 2d 846, 851, 67 A.L.R.
67; Hanson v. United States, 8 Cir., 186 F. 2d
61, 64; Powers v. United States, 223 U. S. 303,
32 S. Ct. 281, 56 L. Ed. 448; Wilson v. United
States, 162 U. S. 613, 16 S. Ct. 895, 40 L. Ed.
1090.” (emphasis added)
Section 77 of the Louisiana Code of Criminal
Procedure provides that “ . . . all persons arrested shall,
from the moment of their arrest, be entitled to confer
with counsel. . ” . The obvious intent of this section is
that upon request, a person arrested is entitled to
counsel; for it is specifically stated that such person
“ . . shall not be placed in solitary confinement in any
jail or precinct station, and denied the right to confer
with counsel.
Section 142 of the Louisiana Code of Criminal
8
Procedure simply affirms the defendant’s general right
to have assistance of counsel for his defense. Assign
ment of court appointed counsel to indigent defendants
is provided for in section 143, which limits state ap
pointed counsel to felony cases, including so called
“ relative felonies” ; however this section specifies no
time as to when counsel must be appointed. The state
jurisprudence only indicates that “ to make effective the
constitutional right to assistance of counsel, counsel
must be accorded a reasonable time for preparation
of the case, which includes time to investigate facts
and the law applicable, but what constitutes a reason
able time depends on the facts and circumstances of
each case. . . ” (State v. Howard, 238 La. 595, 116
So. 2d 43, certiorari denied 80 S. Ct. 138, 361 US 875,
4 L. Ed. 2d 113)
Also, the state law provides that “ either the state
or the defendant shall have the right to demand a pre
liminary examination.” (Sec. 154 of Louisiana Code of
Criminal Procedure). Neither section 80 nor section
154 of the Louisiana Code of Criminal Procedure
indicate that an accused is entitled to a preliminary
examination as a matter of right. It is a fundamental
principle of statutory construction that criminal legis
lation is to be strictly construed. In accord with this
principle Louisiana courts have indicated that “no
preliminary examination is required as a condition
precedent to the finding of an indictment or the filing
of an information (State v. Conradi 130 La. 701, 58
So. 515 (1912)). Also in State v. LeBlanc 116 La. 822,
41 So. 105 (1906) the Louisiana Supreme Court went
9
so far as to state that “when a person accused of
murder pleads to the indictment, goes to trial, and is
convicted, he cannot, on a motion for new trial, raise
the question of his right to a preliminary examination.
However, in the present action counsel for the defend
ant is raising the question of right to a preliminary
examination for the first time upon Habeus Corpus.
This would involve an interpretation of state law that
should be left to the state courts; and Habeus Corpus
proceedings should be restricted to a consideration of
Federal law.
Thus it is submitted that Louisiana’s present
statute law does not specify the time for appointment
of counsel nor does it entitle the defendant to a prelimi
nary examination as a matter of right. However, with
the right to counsel in felony cases raised to a “ due
process” level (Gideon v. Wainwright 372 US 342,
845 Ct. 1765), it is now necessary to consider the im
pact of the recent federal jurisprudence upon Lou
isiana Criminal law.
The Petitioner in the present action relies heavily
upon the case of Escobedo v. Illinois. However, the
opinion in that action purports to be limited to the
particular facts involved.
“We hold, that where, as here, the investigation
is no longer a general inquiry into an unsolved crime
but has begun to focus on a particular suspect, the sus
pect has been taken into police custody, the police
carry out a process of interrogations that lends itself
to eliciting incriminating statements, the suspect has
requested and. been been denied an opportunity to con-
10
suit with his lawyer, and the police have not effectively
warned him of his absolute constitutional right to re
main silent, the accused has been denied “ the Assistance
of Counsel” in violation of the Sixth Amendment to the
Constitution. . .
Unlike the instant petitioner, Escobedo made re
peated requests for counsel during interrogation and
each request was denied. The officers in charge in
tentionally kept the defendant and his attorney from
conferring. Thus it is submitted that the fact that the
petitioner failed to request counsel distinguishes the
present action from that of the Escobedo case.
When considering the cases cited in the opinion of
the Escobedo case, this point of distinction is made
evident.
In People v. Donovan (18 N.Y.2d 148, 243 N.Y.S.
2d 841, 193 N.E. 2d 628) the court held that a “ con
fession taken from a defendant during a period of
detention after his attorney had requested and been
denied access to him” could not be used against him
in a criminal trial.
In Crooker v. California (357 US 433, 78 S. Ct.
1287) the following rule was announced:
“ State refusal of a request to engage counsel vio
lates due process not only if the accused is deprived of
counsel at trial on the merits . . . but also if he is
deprived of counsel for any part of the pretrial pro
ceedings . . . .”
In the alternative, and in the event that the court
should find that the Escobedo Case is controlling, we
11
submit that the Escobedo case which was decided
June 22, 1964 should not be given retroactive effect
for the reasoning set forth by this court in Linkletter
v. Walker, 323 F. 2d 11 (1963).
II. Systematic Inclusion and Exclusion of Negroes
from the Grand and the Petit Jury
There is no right to have the jury composed in
part of Negro men, so long as in the selection of
jurors who are to pass upon the life, liberty or prop
erty of a Negro man, there has been no exclusion of
his race, and no discrimination against them because
of their color, Virginia v. Rives, 100 U. S. 322.
The Fourteenth Amendment to the .United States
Constitution does not require proportional representa
tion of all the component ethnic groups of the com
munity on every jury. It does preclude systematic
exclusion of a particular group shown to exist as a
separate class in the community, when a member of
that class is on trial for criminal offense. Hernandez
v. State of Texas, 74 S. Ct. 667, 347 U. S. 475, Akins
v. State of Texas, 65 S. Ct. 1276, rehearing denied
66 S. Ct. 86.
In order for a person to obtain a release on
Habeas Corpus on grounds of racial discrimination in
selecting petit juries, he must bear the burden of
clearly showing that he had been denied the equal
protection of the laws by the intentional arbitrary
and systematic exclusion of Negroes from jury panels.
U. S. ex rel Jackson v. Brady, 47 F. Supp, 362, af
firmed 133 F. 2d 476, Certiorari denied 319 U. S. 746,
12
63 S. Ct. 1629, rehearing denied 63 S. Ct. 1315, 319
U. S. 784.
Where names of members of both white and col
ored race had been placed in the jury box after taking
the names from the tax books without discrimination
because of race and where no Negro served on the
jury, systematic exclusion of the colored race from
service on the jury was not shown under the circum
stances and in view that the proportion of whites qual
ified for jury service is much higher than that of the
colored race. Speller v. Crawford, 99 F. Supp. 92, af
firmed 73 S. Ct. 397, rehearing denied 73 S. Ct. 827.
Discrimination in jury’s selection must be proved
and is not to be presumed, Bailey v. Henslee, 287
F. 2d 936, certiorari denied 82 S. Ct. 12.
An examination of the testimony of the members
of the Jury Commission show that there was no plan
or system of discrimination in the selection of a gen
eral jury venire list but that each jury commission did
their utmost not to systematically include a token
number or to exclude negroes from possible service
on juries.
Appellant urges that the rule set forth in Collins
v. Walker, 329 F. 2d 100 (1964) is applicable to this
case in that there was an intentional systematic in
clusion of Negroes on the general venire list. Appellee
respectfully urges that the facts of this case are not
at all the same as those in the Collins case, as there
the Court found that there was a special grand jury
and that there was an intentional inclusion of Negroes
13
on the grand jury. In this case appellant was treated
as in any other case coming before a legally consti
tuted grand jury and the petit jury was chosen in the
regular course of the Court’s business.
In the alternative and only in the event that the
Court should find that there was a systematic inclu
sion of Negroes on the general venire list, appellee
urges that the Court follow the ruling in the case of
United States v. Crawford, which was decided on
September 18, 1964, in the U. S. Court of Military
Appeals. The opinion of the Court is reported in 15
USCMA at page 31. (Vol. 15 No. 3 Advance Opinions,
October 5, 1964). One of the questions before the
Court in Crawford was whether the deliberate in
clusion of a Negro as a member of the Court convened
to hear that particular case entitled the Negro de
fendant to a new trial. In denying Crawford a new
trial the Court refused to follow the majority opinion
of the Fifth Circuit Court of Appeals in this case. In
this respect Chief Justice Quinn as organ for the
majority said at pages 40-41:
“ We turn to the intentional selection of a
Negro to serve as a court member. Complaints
about color or race in the selection of jurors nor
mally deal with the exclusion of qualified persons
solely on such irrelevant and prohibited bases. See
Annotation, “ Violation of constitutional rights
of defendant in criminal case by unfair practices
in selection of grand or petit jury,” 82 L ed 1053.
However, in Collins v. Walker, 329 F2d 100
(1964), the Court of Appeals for the Fifth Cir
cuit granted a writ of habeas corpus on the
14
ground the accused, a Negro, was unlawfully dis
criminated against when the panel of twenty
grand jurors which indicted him was so organ
ized as deliberately to include six Negroes. The
court reasoned that the intentional inclusion of
Negroes constituted “ discrimination against . . .
[the accused] because of his race or color.” Id.,
at page 105. With due respect to the learning and
experience of the Court of Appeals, we think it
misapprehended the fundamental difference be
tween inclusion of a member of a particular group
for the purpose of obtaining a fair representation
of a substantial part of the community, and ex
clusion of members of that group so as to reduce
the representational character of the jury. In
Avery v. Georgia, 345 US 559, 562, 97 L ed 1244,
73 S Ct 891 (1953), which was relied upon by
the Court of Appeals, the Supreme Court criti
cized the practice of using a white ticket to desig
nate a prospective white juror, and a yellow ticket
to indicate a Negro juror. However, the criticism
was related to the established fact that no Ne
groes had been selected for service over an ex
tended period of time, although they numbered
five percent of the jury list. The flagging of the
tickets, together with the long continued failure
to select a single Negro for service, was held
to establish a prima facie case of exclusion of
Negroes from jury duty. It was exclusion, not
inclusion, that vitiated the selection process. In
Dow v. Carnegie-Illinois Steel Corporation, 224
F2d 414 (CA 3d Cir) (1955), cert den 350 US
971, 100 L ed 842, 76 S. Ct 442 (1956), the
clerk deliberately tried to place more than one
Negro juror on each panel. To achieve that pur
15
pose, the cards of eligible jurors were marked to
show those who were Negro. The court pointed
out that, unlike Avery, which was a case of ex
clusion, the inclusion of Negroes on the jury was
designed “ to insure a fair representation” of
that class, and was, therefore, proper. Dow v.
Carnegie-Illinois Steel Corporation, 224 F2d 414,
supra, at pages 425-426. Accord: United States
v. Dennis, 183 F2d 201, supra, at page 223;
United States v. Forest, 118 F Supp 504 (ED
Mo) (1954). If deliberately to include qualified
persons is discrimination, it is dis-
Headnote 18 crimination in f a v o r of, not
against, an accused. Equal pro
tection of the laws is not denied, but assured.
We hold, therefore, there was no error in the
deliberate selection of a Negro to serve on the
accused’s court-martial.
The decision of the board of review is af
firmed.”
16
CONCLUSION
Counsel for appellee urges this Honorable Court
to affirm the decision of the United States District
Court and that the order granting a stay of execution
be recalled.
By Attorneys:
JACK P. F. GREMILLION,
Attorney General,
State of Louisiana.
TEDDY W. AIRHART, JR.,
Assistant Attorney General,
State of Louisiana.
BERTRAND DeBLANC,
District Attorney,
Fifteenth Judicial District,
State of Louisiana.
17
C E R T I F I C A T E
I certify that a copy of the above and foregoing-
brief has this day been served on the appellant through
his counsel of record, Bruce C. Waltzer, by sending a
copy of same to his address at 1006 Baronne Building,
New Orleans, Louisiana 70112, by U. S. mail, postage
prepaid.
Baton Rouge, Louisiana this-------------------day of
February, 1965.
Teddy W. Airhart, Jr.
B-116, 2-65