Lynn v Downer and State of North Carolina v. Wellmon Collection of Briefs
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January 1, 1942 - January 1, 1943
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To be argued by
V in e H. S m ith
United i>tatro (Hirnrit (ta rt of Appeals
FOR THE SECOND CIRCUIT
C. C. A. #176
UNITED STATES OF AM ERICA, ea; rel. W INFRED
W ILLIAM LYNN,
Relator-Appellant,
against
COLONEL JOHN W. DOWNER, Commanding Officer of
Camp Upton, New York,
Respondent-Appellee.
BRIEF FOR COLONEL JOHN W . D O W N E R ,
RESPONDENT-APPELLEE
H arold M. K ennedy,
United States Attorney,
Eastern District of New York,
Attorney for Colonel John W . Downer.
V ine H. S m it h ,
F rank J. P arker,
Assistant United States Attorneys,
Of Counsel.
ITKAL PRINTING CO., INC., CEDAR ST., NEW YORK, WO 2-3242
m
m
I N D E X
PAGE
Statement ................................................................................ 1
Constitutional and Statutory Provisions ............... 2
Facts ...... 6
Point I .............................................................................r ..... 8
Relator has not proved that his classifica
tion, selection, and induction into the Army of
the United States were in any way affected by
reason of race or color, or that he was inducted
as part of a “ Negro quota.”
Point II ........................................ ...................................... 12
The induction routine of which relator com
plains involves no unlawful discrimination and
does not violate either the constitutional or
statutory rights of the men inducted.
Conclusion ....................................................... ...................... 20
Cases Cited
Brown v. Duchesne, 19 How. 183, 194 ............................. 14
Helvering v. N. Y. Trust Co., 292 U. S. 455, 464 ............ 14
U. S. v. Drum, 107 F. (2d) 897; cert. den. 310 U. S. 648 19
Inttefi §>tnt£B (Etrrutt Court of Appralo
FOR THE SECOND CIRCUIT
U nited S tates of A merica, ex rel. W in
fred W illiam L y n n ,
Relator-Appellant,
against
Colonel J ohn W. D owner, Commanding
Officer of Camp Upton, New York,
Respondent-Appellee.
BRIEF FOR COLONEL JOHN W . D O W N E R ,
RESPONDENT-APPELLEE
Numerals in parentheses refer to pages of the tran
script of record unless otherwise stated. All references
to exhibits are to relator’s exhibits unless otherwise
stated.
Statement
Relator appeals from an order of the United States
District Court for the Eastern District of New York,
made by Honorable Marcus B. Campbell, District Judge,
dated January 11, 1943, dismissing relator’s petition for
a writ of habeas corpus, quashing the writ issued pur
suant thereto, and remanding the relator, Winfred W il
liam Lynn, to the custody of the respondent, the Com
manding Officer at Camp Upton. The basis of the
proceeding is relator’s contention that his induction into
the Army of the United States, and the resulting military
2
custody and control of Ms person, were and are violative
of the Constitution of the United States, in particular,
the Fifth Amendment, and of the statutes, in particular,
the Selective Training and Service Act of 1940, as
amended, and the rules and regulations promulgated
thereunder, because, as relator alleges, the induction ordei
was applied to relator as a member of a “ Negro
quota” (6).
Notice of Appeal (2 );
Order appealed from (3 );
Writ of habeas corpus (4 );
Petition for writ of habeas corpus (5-8).
Constitutional and Statutory Provisions
The constitutional provision referred to in the petition
is the Fifth Amendment (6). Presumably, the reference
is to the portion of that amendment which provides that
no person shall “ be deprived of life, liberty, or property,
without due process of law.”
No violation of this clause or of any part of the Bill
of Eights, however, was urged at the hearing in the Dis
trict Court, and none is asserted in appellant’s brief in
this Court.
Further constitutional provisions which may properly
be noted in this connection are those which authorize
Congress to declare war and to raise and govern an
Army, viz. Article 1, Section 8, Clauses 11, 12 and 14, and
that which constitutes the President, the Commander-in-
Chief of the Army and Navy, Article 2, Section 2,
Clause 1.
The only statutory provision upon which the appellant
appears to rely is the clause forbidding discrimination
contained in Section 4 of the Selective Training and
Service Act of 1940, as amended December 20, 1941 (U. S.
3
Code, Title 50, Sec. 304; Animal Pocket Part 1942, p. 115-
116). The material portion of this Section which we
quote somewhat more fully than the appellant’s excerpt
(See Appellant’s Brief, p. 2) is as follows:
Sec. 304. M anner of S electing M en for T rain
ing and Service ; Quotas.
(a) The selection of men for training and
service under section 3 [section 303 of this appen
dix] (other than those who are voluntarily in
ducted pursuant to this Act) shall be made in an
impartial manner, under such rules and regulations
as the President may prescribe, from the men who
are liable for such training and service and who
at the time of selection are registered and classi
fied but not deferred or exempted: Provided, that
in the selection and training of men under this Act,
and in the interpretation and execution of the pro
visions of this Act, there shall be no discrimination
against any person on account of race or color:
Provided further, That in the classification of
registrants within the jurisdiction of any local
board, the registrants of any particular registra
tion may be classified, in the manner prescribed by
and in accordance with rules and regulations pre
scribed by the President, before, together with, or
after the registrants of any prior registration or
registrations: and in the selection for induction of
persons within the jurisdiction of any local board
and within any particular classification, persons
who were registered at any particular registration
may be selected, in the manner prescribed by the
President, before, together with, or after persons
who were registered at any prior registration or
registrations.”
4
We further call attention to the following portion of
the previous section of the same statute, Section 3 of the
Selective Training and Service Act of 1940 (U. S. Code,
Title 50, Sec. 303, 1942 Pocket Part, p. 114) which is, we
believe, material to the question involved herein:
“ Provided, That within the limits of the quota
determined under Section 4(b) [section 304(b) of
this appendix] for the subdivision in which he re
sides, any person, regardless of race or color, be
tween the ages of eighteen and forty-five, shall be
afforded an opportunity to volunteer for induction
into the land or naval forces of the United States
for the training and service prescribed in subsec
tion (b), but no person who so volunteers shall be
inducted for such training and service so long as
he is deferred after classification: Provided fur
ther, That no man shall be inducted for training
and service under this Act unless and until he is
acceptable to the land or naval forces for such
training and service and his physical and mental
fitness for such training and service has been satis
factorily determined: Provided further, That no
men shall be inducted for such training and service
until adequate provision shall have been made for
such shelter, sanitary facilities, water supplies, heat
ing and lighting arrangements, medical care, and
hospital accommodations, for such men, as may be
determined by the Secretary of War or the Secre
tary of the Navy, as the case may be, to be essential
to public and personal health: * * (Em
phasis ours.)
The Act of July 28, 1866 (10 U. S. C. 253, 282) pro
vides as follows:
5
“ 253. N egro R egiments. Enlisted men o f two
regiments of cavalry shall be colored men.
“ 282. N egro R egiments. Enlisted men of twm
regiments of infantry shall be colored men.”
The National Defense Act (Chapter 508 of the Statutes
of 1940; 54 Stat. 713; U. S. Code, Title 10, Section 621a)
provides as follow s:
“ No negro, because of race, shall be excluded
from enlistment in the Army for service with
colored military units now organized or to be
organized for such service.”
Regulations pertinent to the issue here presented in
clude the following sections of Selective Service Regula
tions, Second Edition (6 Fed. Reg. 6848, 7 Fed. Reg. 6516,
2092 and 5343):
“ 632.1 I nduction Calls by the D irector of
Selective S ervice. When the Director of Selective
Service receives from the Secretary of War or the
Secretary of the Navy a requisition for a number
of specified men to be inducted, he shall distribute
the number of specified men requisitioned among
the States to be called upon to furnish such men to
fill such requisition. He shall then issue a call on a
Notice of Call on State (Form 12) to the State
Director of Selective Service of each State con
cerned, sending two copies thereof to the Secretary
who issued the requisition. The State Director of
Selective Service, upon receiving such call, shall
confer with the Corps Area Commander (or repre
sentative of the Navy or Marine Corps) for the
6
purpose of determing the number of specified men
to be delivered, in order to actually induct a net of
the number of the specified men in such call, and
arranging the details as to the times when and the
places where such men will be delivered. (Em
phasis ours)
“ 632.2 I nduction Calls by the State D irector
of Selective Service, (a) After conference with
the Corps Area Commander (or representative of
the Navy or Marine Corps), the State Director of
Selective Service shall issue calls to local hoards to
meet the number agreed upon as necessary in order
to fill the State call. * * *
“ 632.3 Selection of M en to F ill I nduction
Call, (a) Each local board, when it receives a call,
shall select a sufficient number of specified men to
fill the call. It shall first select specified men who
have volunteered for induction. To fill the balance
of the call, it shall select specified men from such
group or groups as the Director of Selective Ser
vice may designate, provided that within a group
selection shall be made in sequence of order num
bers. * * *”
Facts
Relator, Winefred William Lynn, a citizen of the
United States and a Negro, duly registered under the
Selective Training and Service Act of 1940, as amended
(50 U. S. C. A. Sec. 301, et seq.). On August 7, 1942,
New York City Headquarters, Selective Service System,
issued call No. 29 to Local Board No. 261, Jamaica, Long
Island, for the period September 1, 1942, through Septem
ber 30, 1942, for “ the first 90 White men and the first 50
Negro men who are in 1-A,” which men were to report on
7
September 18, 1942 (55, Ex. 1). On September 8, 1942,
Local Board No. 261 mailed relator an order to report for
induction into the armed forces of the United States at
92-32 Union Hall Street, Jamaica, Long Island, at 7 :00
A. M. on September 18, 1942 (58, Ex. 3). Relator refused
to report for induction pursuant to this order (24) and
was subsequently indicted by the grand jury for the East
ern District of New York for failure to report for induc
tion under the Selective Training and Service Act of 1940,
as amended (26).1
A petition for a writ of habeas corpus to obtain the
release of relator from custody under the indictment on
the ground that he, a Negro, had been ordered to report
for induction under a call for Negro men was dismissed
by the Honorable Mortimer Byers, United States District
Judge, on December 4, 1942, in the District Court for the
Eastern District of New York (5, 27, 28). Thereafter,
relator Lynn reported for induction in response to an
order dated December 10, 1942, requiring him to report at
Local Board No. 261 at 9:00 A. M. on December 19, 1942
(56, Ex. 2). On December 19, 1942, relator was inducted
into the Army of the United States (5, 9, 44) and was
sent to Camp Upton, New York.1 2
The record discloses that relator was inducted as a
delinquent and not in response to any of the quota calls
issued prior to his induction (44, 45, 50, 51, 52, 53). De
linquents are inducted without regard to calls and without
any reference to race or color (43, 44). Beyond an in
dication that relator Lynn’s name may have appeared on
a Delivery List listing the names of selectees with nota
tions as to their race, there is no evidence which estab
1. The indictment was returned on November 10, 1942, according to the
records o f the District Court,
2. On December 23, 1942, the criminal case against relator was terminated
by the entry o f a nolle prosequi, according to the records o f the District Court.
8
lishes that relator was identified, treated, selected, or
inducted as a Negro (44). The record likewise fails to
disclose any evidence that relator’s classification, selec
tion, and induction into the Army of the United States
were in any manner affected by his being a Negro (37).
ARGUM ENT
POINT I
Relator has not proved that his classification, selec
tion, and induction into the Army of the United States
were in any way affected by reason of race or color,
or that he was inducted as part of a “ Negro quota.”
Elsewhere in this brief (Point II, Post) we shall show
that the practice of issuing specific quota requisitions in
volves no violation of either the constitutional or the
statutory rights of the men inducted into military service,
and that the induction routine of which such requisitions
are part is plainly lawful.
Before discussing that question, however, it is in order
to point out that the relator at bar has failed to show-
even that his own induction was effected pursuant to the
routine which he attacks, or that it was any part of the
practice which he undertakes to stigmatize as unlawful
discrimination.
1.
The petition for a writ of habeas corpus alleges that
relator is illegally restrained of his liberty because he
was inducted into the Army of the United States “ as a
member of a ‘ Negro quota’ ” (6). Relator, under his own
theory of the case, was therefore required to prove that
9
he was in fact inducted as a member of a “ Negro quota.”
The District Court found that relator failed to meet this
burden of proof (52).
In our statement of facts, preceding this portion of
our argument, the evidence disclosing the circumstances
of the relator’s induction into service has been sum
marized. A brief further reference to certain particularly
informing portions of the record will suffice to show not
only that the relator has not established his induction into
the Army pursuant to the practice which he assails, but
that, in fact, he has proved that he was not inducted un
der that practice.
The local board ordered him to report for induction
on September 18, 1942 (Ex. 3; 58-9). He did not obey
that order and was not inducted into service under it
(24-5). On the contrary, by reason of his failure to re
port for such induction on the day specified in the order
he became delinquent, and, according to the practice of
the local board regarding delinquents, he was permitted
to be inducted at any time thereafter, irrespective of his
color (43). He was, accordingly, inducted on December
19 pursuant to a further order which was issued without
any reference to White and Negro quotas (45). Relator’s
witness, John William Black, testified:
“ Q. Then he was inducted under a requisition
order for September, October, November or Decem
ber? A. Not necessarily. He was ordered to re
port under a requisition for September, but he did
not report. From there on he is a delinquent and
as soon as they get him they will take him in.
Q. He was inducted? A. He was.
Q. Under an order of the board? A. That’s
right.
10
Q. And the order of the board arranged for
the induction in response to a requisition from
your office asking for a certain number of Negroes
and a certain number of Whites! A. No, that re
quisition went out in August for delivery in Sep
tember. He did not go in until December.
Q. Didn’t those other requisitions read the same
way! A. Those are for other men.
Q. When he does show up, when do your records
show under what order he was inducted! A. No
particular order, they just show him as an inducted
man. He went in in December.” (45)
It is too clear to admit of plausible question that the
relator’s induction at the time and under the circum
stances disclosed by this evidence was not effected in
accordance with the quota clause of which he complains.
Since it was not, the military custody of his person fol
lowing his induction cannot be invalidated because of
the use of such a quota, even if that use had been un
authorized.
2.
Even if relator had sustained his allegation that he
was inducted as a member of a “ Negro quota,” this fact
alone would be immaterial. He would not have estab
lished that his own selection and induction were affected
in any way merely because of the existence of a “ Negro
quota.” For instance, relator has not proved that the
fact that he was a Negro and that there were “ Negro
quotas” had anything to do with the time when he was
called or inducted.
In any event, there is a total absence of any evidence
or probability that relator was inducted or directed to
report for induction ahead of men whose numbers were
11
lower than his own (37). Appellant’s counsel argues
(Appellant’s Brief, pp. 7-8) that the failure to show that
relator was called ahead of his turn in the draft lottery
is irrelevant. He contends that there is discrimination
as soon as it appears that by reason of his color he was
called either sooner or later than he would have been if
there had been no separate quota requisitions.
This argument, it is submitted, begs the question. It
is not discrimination—certainly not discrimination against
a registrant—if by reason of the induction practice he
was called at a time later than his turn. I f such was
the fact, it is obvious that if called in turn he would have
been in the custody of the Army sooner than he was. I f
relator’s grievance is that he was not called for induction
at an earlier date, there is no indication in the record that
relator in any way desired or attempted to enter the
armed forces at an earlier date or that he was prohibited
from volunteering for induction. In any event, upon what
possible basis can it be urged that it is unlawful for the
Army to have him now because the Army should have had
him sooner?
Appellant’s brief rings the changes loud and often
upon the relator’s claim of discrimination, but fails to
show anywhere how the observance of a diffeient practice
would have made the slightest difference in his present
status. He would have been as he is, in the Army, had
the induction practice been precisely what he claims it
should have been.
12
POINT II
The induction routine of which relator complains
involves no unlawful discrimination and does not vio
late either the constitutional or statutory rights of the
men inducted.
As we have seen (Point I, ante) the relator at bar was
not inducted pursuant to the routine involving Negro
quotas of which he complains. Nevertheless, we desire
to point out that the routine in question was and is clearly
legal and that the appellant’s criticisms of its use find no
support in the provisions of the statute upon which he
relies.
The calls of the Selective Service System for specified
(White or Negro) men are based on the requisitions for
“ specified” (White or Negro) men made on the Director
of Selective Service by the Secretary of War or the Sec
retary of the Navy. The Director then distributes the
number of “ specified” men to be inducted among the
several States in accordance with their proportion of
White and Negro registrants. (13, 14, 16, 18. Part 632,
Selective Service Regulations, Second Edition.) The Sec
retary of War and the Secretary of the Navy make sep
arate requisitions for White men and Negro men because
of the organization of the armed forces into White units
and Negro units and the need for specified men to fill
existing or new units in each category at acceptable times
and places and when “ adequate provision shall have been
made fo r” accommodating such specified men. (See pro
viso in Section 3 (a) of the Selective Training and Service
Act of 1940, as amended.)
This proviso of Section 3 (a) of the Act requires that
no man be inducted unless and until the Army has pro
vided adequate accommodations for the men requisitioned
13
and since separate accommodations and facilities are fur- ,
nished to White and Negro units separate Calls and
Delivery lists for induction become a necessary admini
strative detail by reason of this military organizational
separation. Major Francis V. Keesling, Jr., Legislative
Officer of the Selective Service System, in testifying on
May 6, 1942, before a Subcommittee on Appropriations of
the House of Representatives concerning the Department
of Labor—Federal Security Agency Appropriation Bill
for 1943, stated:
“ Mr. Chairman, the act (Selective Training and
Service Act of 1940) contains a provision that there
shall be no discrimination on account of race or
color. The act also has a provision that men will
not be taken into the Army until and unless facil
ities are available.
“ The Selective Sefvice System delivers men to
the Army in accordance with requisitions made
upon the System by the War Department. These
requisitions state specifically how many colored and
how many white selectees are to be delivered. We
have taken the position that it would be most inad
visable for the Selective Service System to deliver
men to the Army for induction whom we knew in
advance would be rejected.
“ To do otherwise would be an unnecessary ex
pense to the Government and a hardship on the
individuals concerned.” (Hearings Part 2, p. 1063)
1.
It is noted that appellant concedes (Appellant’s Brief,
pp. 13-14) that, once in the Army, men may be organized
into White and Negro units. But, counsel, nevertheless,
insists upon “ the narrow question whether, in the selec-
14
tion of men for service, they are to be chosen as American
citizens, or whether there are to be differences and dis
crimination in their selection, dependent upon race or
color.” (Appellant’s Brief, p. 14).
This is a “ narrow question” indeed. It is here con
ceded (as it must be in view of the legislative provisions
and history involved) that after induction separate White
and Negro units are lawful. As to that, the judgment of
the men responsible for producing an effective army.con
trols. But counsel, nevertheless, insists that an induction
routine calculated to supply men in conformity with the
contemplated army organization is forbidden. In other
words, the Army may decide its own needs, but in taking
its inductees it cannot take them as it needs them, or as it
is ready to use or accommodate them
This contention and the reading of the statute upon
which it is predicated are, it is submitted, plainly absurd.
Nothing in the statutory provision upon which appellant
relies justifies, much less requires, the holding that Con
gress in passing this Act intended to handicap the Nation
by precluding the orderly flow of men selected for mili
tary service into the Army for organization into the units
which the army executives concededly were authorized
to create.
Appellant’s reading of the statute violates the familiar
rule that in the construction of the language employed
by the legislature the court will examine “ the whole stat
ute (or statutes on the same subject) and the objects and
policy of the law, as indicated by its various provisions,
and give to it such a construction as will carry into execu
tion the will of the legislature as thus ascertained, ac
cording to its true intent and meaning.”
Brown v. Duchesne, 19 How. 183, 194;
Helvering v. N. 7. Trust Co., 292 IT. S. 455, 464.
15
For this rule, appellant’s interpretation of the statu
tory provisions involved in the case at bar would sub
stitute a requirement that the statute be read, if possible,
so as to frustrate or at least to handicap and retard the
accomplishment of the purpose which its enactment was
intended to promote. To say that the proviso forbidding
discrimination against any person prohibits an induction
practice essential to the lawful creation and maintenance
of army units is without support in precedent or reason,
and is opposed to the most obvious dictates of common
sense. Neither the language of the statute nor any rule
of construction requires an interpretation of this Act
which demands the impossible or the impractical.
The practice of issuing requisitions stating separately
the number of White men and the number of Negro men
to be called for induction from a particular district is
not “ discrimination against any person on account of
race or color,’ ’ within the meaning of the Selective Train
ing and Service Act. Such a practice was clearly author
ized as an incident of the right of the Army executives to
organize, the inductees in White and Negro units.
The interpretation of Section 4 (a) of the Act dealing
with “ discrimination” for which the appellant is strain
ing finds no support in the other provisos of the Act, the
adjudicated cases, or in the legislative history of the pro
vision in question. It is unthinkable that Congress in
forbidding discrimination against any person on account
of race or color intended a more sweeping use of the
term “ discrimination” than the scope thereof already
made familiar by judicial decisions relating to the Four
teenth Amendment.
2.
A review of the legislative history of the statutory
provision that there shall be no discrimination against
16
any person on account of race or color “ in the selection
and training of men” under the Selective Training and
Service Act of 1940, as amended, demonstrates that Con
gress did not intend to prohibit the calling of White and
Negro registrants in accordance with the needs of the
armed forces.
As a preliminary matter, it is important, we believe,
to note that Congress used the words “ selection and
training” together. If the making of separate White and
Negro quota calls to meet the requisitions of the armed
forces is invalid, it must follow that the separation of
inducted men in the armed forces into White and Negro
units is also invalid, since “ discrimination” is prohibited
in the “ training” of men as well as in their “ selection.”
The Selectve Training and Service Act of 1940 as
introduced into Congress contained no provision against
discrimination because of race or color. On August 23,
1940, Senator Wagner proposed an amendment providing
that any person, regardless of race or color, should be
afforded an opportunity to volunteer. (86 Cong. Eec. p.
10,789.) This amendment was adopted as part of Sec
tion 3 (a).
In the course of the debate in the Senate on the amend- -
ment offered by Senator Wagner to preclude discrimina
tion in accepting voluntary enlistments, the following ex
planation was given:
“ Mr. Overton. Mr. President, may I ask if the
complaint voiced in the letter the Senator from
New York has just read is so much concerned with
enlistment as it is with the desire of the colored
people that there should be established what is
known as mixed units in the armed forces?
“ Mr. Wagner. No; it has nothing to do with
that. They are refused enlistments altogether.
17
There is no question of whether they are to be in
tegrated or not. The complaint is against the re
fusal to permit them to serve. That is the only
point I am making.
“ Mr. Wagner. The Senator from Louisiana
may make that statement, but I think if he will
inquire he will find that in the aviation units no
colored enlistments at all are accepted. The colored
American citizen cannot enlist there; they will not
accept him; which is quite a different thing from
the question of segregation. That question I am
not considering at all.” (86 Cong. Rec. p. 10, 890).
The provision in Section 4 (a) of the Selective Train
ing and Service Act of 1940, as amended, against dis
crimination on account of race or color in the selection
and training of men under ” A'"L “ J +
gressman Fish on Septembe:
11,675). In describing the purpose of his amendment,
Congressman Fish stated that it was intended only to
afford to soldiers drafted for induction into the Army the
same assurance against discrimination which Senator
Wagner’s amendment provided for volunteers. (86 Cong.
Rec. 11,675.) It is clear that the amendment had no refer- j
ence to separate units or to the calling of registrants in
a manner made necessary by the existence of separate
units.
During the consideration of the Act, Congressman
Thomason of Texas included in his remarks a letter dated
August 31, 1940, from the Joint Army and Navy Selec
tive Sex-vice Committee (86 Cong. Rec. 11,427). This
letter informed Congress that the Selective Service pro-
*
introduced into the House
18
gram contemplated separate White and Negro quotas and
calls. Congressman Andrews of the Military Affairs
Committee stated on the floor of the House during the
consideration of the Fish amendment that the amendment
offered by Mr. Fish seeks to do what the War Department
already states it will do under regulations, that is, draft
one Negro out of every ten (men) who are called.” (86
Cong. Rec. p. 11,675 et seq.) It will be noted that Con
gressman Andrews was referring to the fact that Negroes
were to be called in accordance with their percentage of
the population. The records of the Selective Service
System disclose that this purpose has been carried out as
far as practicable.
The Army has been organized into separate units for
White and Negro men since at least 1866 {supra, pp.
4-5). Under the Selective Service Act of 1917 it was
the recognized and necessary practice to call White and
Negro registrants in accordance with the needs and requi
sitions of the Army. (See Second Report of Provost
Marshal General, p. 191.) These facts were known to the
members of Congress when the provision in question was
adopted. The same Congress in July, 1940, recognized
that the Army placed and would continue to place Negroes
in separate military units when it prohibited the exclusion
of Negroes because of race from enlistment in the Army
for service with “ colored military units” (10 TJ. S. C. A.
621(a), supra, p. 5). If Congress had intended to
prohibit the induction of White and Negro registrants in
the only practical manner possible in order to meet the
requirements from time to time of the armed forces, such
intention would, we believe, have been clearly expressed.
The fact that the Selective Training and Service Act has
been amended approximately fourteen times since Septem
ber 16, 1940, and has been almost continuously a matter of
searching inquiry by Congress and the fact that Congress
19
has never questioned the manner of selecting and calling
White and Negro registrants are further evidence that
Congress considers its intentions are not being violated.
(See statement of Major V. Keesling, Jr., before House
Subcommittee, supra, p. 13.)
3.
It is our duty, we believe, to point out that if the
existence of separate calls for White and Negro regis
trants to meet the requisitions of the armed forces is
invalid and if all registrants, White or Negro, inducted
under such calls are illegally in the armed forces, and
subject to release by the courts under writs of habeas
corpus, the security of the country is in peril). That the
courts will not construe a draft act in such a manner,
where no individual substantial prejudice is established,
was announced as follows by this court in United States
v. Brum, 107 F. (2d) 897, cert, denied 310 U. S. 648:
“ Such rights (the rights of the individual)
deserve adequate protection. They do not call for
an overtechnical construction of the regulations not
necessary for such protection and merely hampering
to the Government in its tremendous task of mobiliz
ing its man power into an effective fighting organ
ization for the military service which the country
had decided upon.” (Opinion 107 F. (2d) at 900.)
20
CONCLUSION
The order appealed from should be affirmed.
Respectfully submitted,
H arold M. K ennedy,
United States Attorney,
Eastern District of New York,
Attorney for Colonel John W. Downer.
V ine H. S m ith ,
F rank J. P arker,
Assistant U. S. A ttorneys,
Of Counsel.
UNITED STATES CIRCUIT COURT OF APPEALS
F or th e Second Circuit
No. 176— October Term, 1943.
(Argued December 8, 1943 Decided February 2, 1944.)
United States of A merica, ex rel., W infred W illiam Ly n n ,
Relator-Appellant,
— vs.—
Colonel J ohn W. D owner, Commanding Officer of
Camp Upton, New York,
Respondent-Appellee.
B e f o r e :
Sw a n , A ugustus N. H and and Clark ,
Circuit Judges.
Appeal from the District Court of the United States for the
Eastern District of New York.
Habeas corpus proceeding to test the legality of the
relator’s induction into the United States Army. The rela
tor appeals from an order quashing the writ and remanding
him to the custody of the respondent. Affirmed.
Conrad J. Ly n n , A lbert C. G ilbert and H ays,
St . J ohn , A bramson & Sch u lm a n , for ap
pellant; Arthur Garfield Hays, Albert C.
Gilbert and Gerald Weatherly, of counsel.
H arold M. K ennedy, United States Attorney,
for respondent; Vine H. Smith and Frank
J. Parker, Assistant United States At
torneys, of counsel.
761
The appellant, a Negro, is a citizen of the United States
who was inducted into the Army on December 19, 1942.
He waived furlough and was sent immediately to Camp
Upton at which the respondent, Col. Downer, is the com
manding officer. By petition for a writ of habeas corpus
the appellant sought release from the Army on the ground
that he was inducted “ as a member of a ‘Negro quota’ ”
in violation of the provision of the Selective Training and
Service Act of 1940, 50 USCA Appendix §304(a ), pro
hibiting “discrimination against any person on account of
race or color” . The respondent made return to the writ,
alleging that the appellant was held as a soldier iu the
Army, having been lawfully selected for service and duly
and regularly inducted. By traverse to the return the ap
pellant reasserted that he was unlawfully selected for in
duction into the armed forces as a member of a Negro
quota. After a hearing, the district court quashed the
writ and dismissed the petition for failure of proof.
The record discloses the following: The appellant duly
registered under the Selective Service Act with Local Board
No. 261, Jamaica, Long Island. He received from his local
board an order dated September 8, 1942 to report for in
duction on September 18th. This order was issued pur
suant to a requisition by the New York City Director of
Selective Service which informed Local Board No. 261
that “Your Quota for this Call is the first 90 White men
and the first 50 Negro men who are in Class 1A »
Separate Delivery Lists (Form 151) are to be made for
the White and Negro registrants delivered.” The New
York City Director testified: “We receive ^requ isition
from the government for so many white men and so many
colored men for indnction each month and then we
Swan, Circuit Judge:
762
break that list down among the local boards and that is
on a proportionary basis and each board will be called upon
to produce so many whites and so many Negroes for in
duction.” 1 Desiring to contest the validity of the induc
tion order based on the above-mentioned requisition, the ap
pellant failed to report for induction on September 18th.
By such failure he became a delinquent. Under section 11
of the Act, 50 USCA Appendix §311, he was indicted for
disobedience of the induction order. Thereafter his lawyers
advised him that in order to raise the question of dis
crimination he must go into the Army, and the local board
was informed that he was ready to go. It issued an order
dated December 10, 1942, requiring him to report for in
duction on December 19, 1942. This order he obeyed. He
was thereupon inducted and sent to Camp Upton for train-
ing. The testimony is to the effect that he was inducted as
a delinquent and that a delinquent will be inducted “with
out any quota call” and without reference to his race or
color. It further appears that requisitions were made upon
Local Board 261 calling for 117 whites and 103 Negroes in
October, 134 whites and 100 Negroes in November, and
174 whites and 97 Negroes in December; but that these
requisitions related to men other than the appellant. The
trial judge ruled that the relator had not proved that “he
1 This practice apparently conforms with the Selective Service
Regulations, 2d edition, 6 Fed. Reg. 6848; 7 Fed. Reg. 2092, 5343,
6516; Sec. 632.1 Induction Calls by the Director of Selective Ser
vice; Sec. 632.2 Induction Calls by the State Director of Selective
Service; Sec. 623.3 Selection of Men to Fill Induction Call, “ (a)
Bach local board, when it receives a call, shall select a sufficient
number of specified men to fill the call. It shall first select
specified men who have volunteered for induction. To fill the
balance of the call, it shall select specified men from such group
or groups as the Director of Selective Service may designate, pro
vided that within a group selection shall be made in the sequence
of order numbers. * * * ”
763
was inducted under any order which calls for so many
whites and so many colored,” and therefore had not suc
ceeded in raising1 the question which the habeas corpus
proceeding was intended to present for decision.
If the appellant was inducted as a delinquent, he be
came delinquent by refusal to obey the September induc
tion order which was issued pursuant to the requisition
for 90 whites and 50 Negroes for induction in September.
Hence the requisition was a direct cause of his induction
into the Army and constituted, we believe, sufficient proof
of the allegation in his petition that he was inducted as
“a member of a Negro quota.”
The appellee argues that even if this be true, the record
is barren of any evidence that the appellant was inducted
or directed to report for induction ahead of men whose draft
numbers were lower than his own, and therefore there is
no proof of discrimination against him on account of race
or color.” To this appellant’s counsel replies that the
existence of separate quotas for whites and Negroes makes
it incredible that he was called for induction precisely in
his turn under the draft; and that there was discrimina
tion against him if he were called either sooner or later
than would have happened in the absence of separate quotas.2
If the appellant was called for induction later than his turn,
his grievance seems to be that the military custody in which
he now finds himself should have begun at an earlier date.
But how does the fact that the Army should have had him
sooner make unlawful its having him now? Delay in
calling him may have resulted in discrimination against
2 Counsel cites Selective Service Regulations 2d ed., Sec. 623.1(c)
reading as follows: “ (c) In classifying a registrant there shall
be no discrimination for or against him because of his race, creed,
or color, or because of his membership or activity in any labor,
political, religious, or other organization. Each registrant shall
receive equal and fair justice.”
764
others who were called ahead of their turn, but we find it
difficult to regard it as a discrimination making illegal the
Army’s present custody of him. Even if the induction
practice had been conducted without separate quotas, as
he claims it should have been, he would now be, as he is,
in the Army. In f a i l i n g to prove that the requisition under
which he was called for induction resulted in calling him
ahead of his turn in the draft, a majority of the court be
lieves that the petition was properly dismissed for failure
of proof that he was aggrieved by the discrimination, if any
there was.
But the dismissal may also be sustained on broader
grounds which we are inclined to discuss, since the parties
have thoroughly briefed and argued the question of statutory
construction and the question is an important one.
In arguing that the practice of calling for specified num
bers of whites and Negroes for induction during a given
month is contrary to the statute, the appellant relies upon
the following language in section 4, 50 USCA Appendix
§304:
“ (a) The selection of men for training and service
under section 3 [section 303 of this appendix] (other
than those who are voluntarily inducted pursuant to
this Act) shall be made in an impartial manner, under
such rules and regulations as the President may pre
scribe, from the men who are liable for such train
ing and service and who at the time of selection are
registered and classified but not deferred or exempted:
Provided, That in the selection and training of men
under this Act, and in the interpretation and execu
tion of the provisions of this Act, there shall be no
discrimination against any person on account of race
or color; * * * ”
765
In interpreting and applying this language the Army’s his
tory of separate regiments of whites and Negroes must not
be overlooked. Indeed, the appellant does not contend, and
could not successfully do so, that after selectees are law
fully inducted under the Selective Training and Service
Act of 1940 they may not be segregated into white and
colored regiments. Since July 28, 1866 federal statutes
have made provision for separate Negro regiments. 14 Stat.
332. And the same Congress which enacted the Selective
Training and Service Act in September 1940 had passed in
July of that year section 2(b) of the National Defense A ct
which is printed in the margin.8 Also relevant to inter
preting the language under discussion are provisions in
section 3 (a ), 50 USCA Appendix §383(a), to the effect that
the men inducted into the land and naval forces shall be
assigned to camps or units of such forces for training and
service, and that no men shall be inducted until adequate
accommodations for them have been provided.3 4 Reading
3 54 Stat. 713: Sec. 2. “ (b) The President may, during the fiscal
year 1941, assign officers and enlisted men to the various branches
of the Army in such numbers as he considers necessary, ir
respective of the limitations on the strength of any particular
branch of the Army set forth in the National Defense Act of
June 3, 1916, as amended: P r o v id e d that no Negro, because of
race, shall be excluded from enlistment in the Arm y for service
with colored military units now organized or to be organized for
such service.”
4 So far as material, §303(a) reads as follows:
“ * * * P r o v id e d , That within the limits of the quota deter
mined under section 4(b) (section 304(b) of this appendix) for
the subdivision in which he resides, any person, regardless of race
or color, between the ages of eighteen and forty-five, shall be
afforded an opportunity to volunteer for induction into the land
or naval forces of the United States for the training and service
prescribed in subsection (b ), * * * P r o v id e d fu r th e r , That no
man shall be inducted for training and service under this Act
unless and until he is acceptable to the land or naval forces for
such training and service and his physical and mental fitness for
such training and service has been satisfactorily determined:
766
the Act as a whole and in the light of the Army’s long es
tablished practice of segregating enlisted men into separate
white and colored units, we believe that requisitions calling
for a specified number of whites and a specified number of
Negroes for induction during a given month and based on
relative racial proportions of the men registered with a
local board and subject to call for induction, is a necessary
and permissible administrative procedure, and the regula-
tlonJ which sanction it5 are notviolative of the Act. The
induction routine that has been established is calculated
to supply men in conformity with the contemplated military
organization which permits separate colored regiments.
The Army executives are to decide the Army’s needs, to
provide accommodations and facilities for selectees and
to induct them only when camps or units are ready to re
ceive them. To hold that the provision in section 4 for
bidding discrimination invalidates such induction routine
• would frustrate, or at least impede, the development of
an effective armed force, the prompt creation of which was
the very purpose and object of the Act.
Nothing requiring this result is to be found in the legis-
lative history of the Selective Training and Service Act
of 1940. As originally introduced the bill contained no
provision forbidding discrimination on account of race or
color. On August 23rd Senator Wagner proposed the
amendment, which was incorporated into section 3, to the
P r o v id e d fu r th e r , That no men shall he inducted for such train
ing and service until adequate provision shall have been made
for such shelter, sanitary facilities, water supplies, heating and
lighting arrangements, medical care, and hospital accommoda
tions, for such men, as may be determined by the Secretary of
W ar or the Secretary of the Navy, as the case may be, to be
essential to public and personal health: * * * The men inducted
into the land or naval forces for training and service under this
Act shall be assigned to camps or units of such forces: * » * ”
5 See note 1, su p ra .
767
effect that any person regardless of race or color shall be
afforded an opportunity to volunteer.6 In debate he ex
plained that this had nothing to do with segregation into
white or colored military units.7 The provision against
discrimination which appears in section 4 was proposed by
Congressman Fish on September 6th. His amendment, he
stated, was intended to afford to soldiers drafted for in
duction into the Army the same assurance against dis
crimination that Senator Wagner’s amendment provided
for volunteers.8 During consideration of the Fish amend
ment Congressman Andrews of the Military Affairs Com
mittee informed the House of Representatives that the
amendment seeks to do what the War Department already
states it will do under regulations, namely, call Negroes for
induction in accordance with the ratio they bear to the
population.9 And Congressman Thomason of Texas in
cluded in his remarks during the consideration of the Act
a letter from the Joint Army and Navy Selective Service
Committee which informed Congress that the selective ser
vice program contemplated separate white and Negro quotas
and calls.10
If the Congress had intended to prohibit separate white
and Negro quotas and calls we believe it would have ex
pressed such intention more definitely than by the general
prohibition against discrimination appearing in section 4.
Moreover, it is not without significance, we think, that the
induction procedure which has been established has never
been altered by congressional action, although the Act has
been often amended since its original enactment. In our
6 86 Cong. Rec. p. 10,789.
7 86 Cong. Rec. p. 10,890.
8 86 Cong. Rec. p. 11,675.
9 86 Cong. Rec. p. 11,676.
10 86 Cong. Rec. p. 11,427.
768
opinion the statutory provisions which the appellant in
vokes mean no more than that Negroes must be accorded
privileges substantially equal to those afforded whites in
the matter of volunteering, induction, training and service
under the A ct; in other words, separate quotas in the requisi
tions based on relative racial proportions of the men sub-
ject to call do not constitute the prohibited “ discrimina
tion” . Compare cases dealing with discrimination claimed
to be repugnant to the Fourteenth Amendment. Plessy v.
Ferguson, 163 U. S. 537; Gong Lum v. Rice, 275 U. S. 78;
Missouri ex rel. Gaines v. Canada, 305 U. S. 337. Judgment
affirmed.
Clark , Circuit Judge (dissenting) :
In a case of this kind, with such serious social implica
tions, it seems to me peculiarly desirable that judges shall
confine themselves to the legislative intent to the utmost
extent possible. Here that intent does not seem to me
disputable on the words of the statute itself; but if any
doubt exists, I think it must be dispelled by a consideration
of the legislative history. The statute presents a closely
integrated system of selection of fit registrants according
to state and local quotas based on the number of available
men, with an overriding prohibition against any discrimina
tion in selection for race or color; and the history of this
prohibition shows just how overriding it was intended to be.
In stating the legislative history, the opinion stresses the
fact that segregation had previously existed in the Army
and that the Wagner and Fish amendments to the Selective
Training and Service Act were made in the light of that
fact. It argues, therefore, that the amendments, following
cases dealing with discrimination claimed to be repugnant
769
to the Fourteenth Amendment, require only equal, even if
separate, treatment of Negro inductees while in the Army.1
All that can be accepted without reaching our conclusion;
that requires the further step which overlooks the expressed
purpose of the proponents and nullifies the provision that
in the selection of men for induction there shall be no
discrimination against any person on account of race or
color.
Thus, Senator Wagner explained his amendment as not
an attempt to control the Army after it received the selectees,
but a requirement of:' equal opportunity to serve; and he
presented a letter from the Secretary of the National As
sociation for the Advancement of the Colored People asking
for the amendment because Negroes had been allowed to
enlist only in certain specified regiments. 86 Cong. Rec.
10,789, 10,889. This amendment—which is not the im
portant one here and which was passed only after long de
bate and determined opposition mainly on the ground that
it was unnecessary, 86 Cong. Rec. 10,888-10,895—thus con
cerned the important matter of choice of men for the Army.
When the matter came up later in the House, the Fish
amendment was supported to make assurance sure and to
quiet the doubts of representatives of the colored people.
Again there was a sharp debate, not in opposition to the
principle expressed, but on the ground that the provision
was unnecessary, as already incorporated in that Act.
Congressman Fish said he was not the originator of the
amendment, but sponsored it by request of a group of
prominent colored leaders “who are interested in and repre
sent the interests of 11,000,000 Negroes in America.” 86
1 Referring to this case, Professor Robert E. Cushman, in S o m e
C o n stitu tio n a l P r o b le m s o f C ivil L ib e r ty , 23 B. U. L. Rev. 335,
361, makes this same point of “the general policy of segregation”
upheld in P le s s y v. F e r g u so n , 163 U. S. 537; but he does not dis
cuss the question of discrimination in s e le c tio n .
770
Cong. Eec. 11,675, 11,676. And so at length after one vote
wherein the amendment appeared to he lost, it finally passed
the House by a fairly close vote, 86 Cong. Rec. 11,680, and
remained in the bill at all times thereafter.
In this debate on the Fish amendment, the Committee
on Military Affairs, which had reported the bill, opposed
the change. The Army letter to Congressman Thomason of
Texas, 86 Cong. Rec. 11,427, seems to me of quite a different
tenor than as stated in the opinion f but the intimation it
contained that estimates of registrants were being made
according to color may be one of the things which led to
disquietude upon the part of the colored people and to the
proposal of the amendment two days later. It is significant,
too, that Chairman May of the Committee on Military A f
fairs, in opposing the amendment as unnecessary, reported
that the Committee was adopting two provisions adequate to
cover the matter—one the Wagner amendment to the Senate
bill, and the other the proviso to §3(a) quoted in the
opinion that no man should be inducted until he was ac
ceptable to the land or naval forces. Then he explained
that this proviso was not to be used to permit discrimina
tion by the clear statement: “That latter provision merely 2
2 Tlie letter does not mention separate white and Negro quotas
and calls; it does, however, attempt an estimate of the number
of registrants, and, taking Texas, as an example, considers
separately the white and Negro population and the white and
Negro persons already serving in the Army. So far as appears,
this method of estimating may be required by the nature and
form of the available statistics.
It is easy to slip from the discrimination here, which is based
solely on Arm y calls for men, to that stated at the end of the
opinion, viz., “separate quotas in the requisitions based on rela
tive racial proportions of the men subject to call.” Whether or
not that would violate the quota provisions of §4 (b ), it is obvious
that such a system, substantially following population trends, is
more likely to come closer to calling the Negroes in their proper
turn than does the one actually employed. The same is true of
induction of Negroes “in accordance with the ratio they bear to
the population,” also referred to in the opinion.
771
means that he must stand the same kind of medical ex
amination and physical test as any other man, regardless
of race, color, or condition.” 86 Cong. Rec. 11,676. The other
similar proviso, also quoted from the same statute, that
no man should be inducted until adequate sanitary and other
facilities were available had just been adopted that same
day after similar considerable debate as to its necessity
and expressly to meet the condition asserted to have ob
tained in the First World War when men were said to have
been inducted only to become sick or die because of lack
of adequate sanitary and other facilities. 86 Cong. Rec.
11,670.
It seems hardly doubtful that these provisos added to
§3(a) are but the protection thought necessary for the
inductees and were not intended, and should not be con
strued, to nullify the anti-discrimination (Fish) amend
ment to the next section, §4(a), which in terms refers to
and conditions the earlier section thus, “ The selection of
men for training and service under section 3 * * * shall be
made in an impartial manner * * * : Provided, That in the
selection and training of men under this Act, and in the
interpretation and execution of the provisions of this Act,
there shall be no discrimination against any person on ac- ,
count of race or color.” (Italics added.) And the Wagner
amendment to §3(a) itself refers forward to and depends
upon “the limits of the quota determined under section 4(b)
for the subdivision in which he resides.” Thus, all parts
of the statute must be read together and the provision
against discrimination in selection for color must be given
meaning. In fact, I find it difficult to think of more apt
language to express the Congressional intent; the sugges
tion that Congress should have said something more, or
amended the statute, means in effect that it should be watch
ful to see how a statute is violated and then expressly nega
tive such violation or be assumed to sanction it.
772
Now it seems to me that the result stated in the opinion
simply wipes out this provision so insisted upon as assur
ance to prevent this very result. For it is not seriously
contested that white and colored draftees are not called ac
cording to their officially determined order numbers (es
tablished originally by the much publicized drawing from
the gold fish bowl in Washington and later by similar im
partial chance), but only according to the calls of the Army
officials separately for whites and for Negroes. The dis
location occasioned by a single such separate call, intensi
fied as these calls are repeated throughout the history of
the draft, was frankly admitted by Colonel Arthur V.
McDermott, the New York City Director of Selective Ser
vice, who testified below. He said: “ I will repeat— Gen
erally speaking, both Negroes and whites are called ac
cording to their order numbers, but if the number of Negroes
called is less than the number of whites called, then after
the Negro quota has been filled, drawing by order numbers,
then the board would proceed according to order numbers,
but skipping the Negroes.” To the question, “ Then you do
have a Negro quota and a white quota?” he answered, “ Oh,
yes.” And to the question, “Am I not right in my state-
ment"that Negroes and white men are not called in turn
or serially, but that the question of color has something to
do with the time they are called?” he answered, “ That’s
right.” This well-understood practice has led to rather
bitter comment recently in Congress, where Congressman
McKenzie of Louisiana has pointed out the disruption of
a community caused by the taking of pre-Pearl Harbor
white fathers, while single available Negroes are left un
called. 89 Cong. Rec. A-5268, A-5269.3
3 The Congressman quotes from a Louisiana newspaper a statement
that from a certain parish in that State there have been called for
military service a group of men with pre-Pearl Harbor children,
while 267 Negro single men remain on the Class 1-A list, and
that both white and Negro citizens are disturbed by the dis
crimination.
773
Law Brief Press— NYC
IN THE
Caprone <£mu‘t of to Btixtix
October Term , 1943
No.
U nited States of A merica ex rel. W infred
W il l ia m L y n n ,
Petitioner,
— against—
Colonel J ohn W. D owner, Commanding Officer
-ad Camp Upton, New York,
Respondent.
PETITION FOR A W RIT OF CERTIORARI TO THE
UNITED STATES CIRCUIT COURT OF APPEALS FOR
THE SECOND CIRCUIT AND BRIEF IN SUPPORT
THEREOF
A rthur G arfield H ays,
G erald W eatherly,
Counsel for Petitioner.
Conrad J. L y n n ,
A lbert C. G ilbert,
On the Brief.
I N D E X
PAGE
Petition for Writ of Certiorari.................................... 1-7
Statement of Matter Involved .................................... 1-4
F a c ts ........................................................................... 2-3
Opinions Below ...................................................... 4-5
Jurisdiction ..................................................................... 5,9
Questions Presented ....................................................... 5
Statutes and Regulations.............................................. 2, 23-24
Reasons for Granting W r i t .......................................... 5-6
Certification of Merit .................................................... 7
Brief in Support of P etition ........................................ 9-24
Statement of Case .......................................................... 9
Summary of Argum ent.................................................. 9
Point I
The selection and induction of Petitioner pur
suant to the Negro quota requisition, in conjunc
tion with the separate Negro delivery list, was
discrimination against him on account of race or
color and in violation of the statute.................. 10-20
Point II
The judgment of the Circuit Court of Appeals
should be reversed, and Petitioner should be dis
charged ..................................................................... 21
A rgument ................................................................................ 10-20
Conclusion .............................................................................. 20
A ppendix .................................................................................. 23-24
2
he was selected and inducted under a “Negro quota,” in
violation of the “no discrimination” provision of the Selec
tive Training and Service Act of 1940 (50 U. S. C. A.
App. Sec. 304 [a ]). The opinions in the Circuit Court of
Appeals appear in the Record at pages 63-74, folios 64-77,
and are reported in 140 F. 2d 397.__
The Statutes and Regulations.
The portion of the statute involved in this application
(50 U. S. C. A. App. Sec. 304 [a ]), reads as follows:
“ * * * In the selection and training of men under this
Act, and in the interpretation and execution of the pro
visions of this Act, there shall be no discrimination
against any person on account of race or color.”
Selective Service Regulations (2d ed.) Sec. 623.1, read,
so far as material, as follows:
“ (c) In classifying a registrant there shall be no dis
crimination for or against him because of his race,
creed, or color, or because of his membership or activity
in any labor, political, religious, or other organization.
Each registrant shall receive equal and fair justice.”
The Facts.
Relator-appellant is an American citizen and a Negro
(R. 23, fol. 68). He duly registered under the Selective
Service Act of 1940. He received an order to report for
induction on September 18, 1942 (Relator Exhibit 3; R. 58,
fol. 172; R. 23-24, fols. 68-71). That order was made pur
suant to the requisition for induction of August 7, 1942,
which appears as Relator Exhibit 1 (R. 55, fol. 163. Cf.
R. 45, fol. 134; R. 22-23, fols. 66-67; R. 55, fol. 164; R. 58,
fol. 174; R. 24, fols. 70-71). That requisition called on
3
Local Board No. 261, setting forth its quota “ for this call”
as “ the first 90 white men and the first 50 Negro men who
are in Class 1-A.”
The method which led to Lynn’s induction is clear from
the testimony of Col. Arthur Y. McDermott, New York City
Director of Selective Service, who said (R. 13-14, fols.
39-40) :
“We receive a requisition from the government for
so many white men and so many colored men for induc
tion each month and then we break that list down
among the local boards and that is on a proportionary
basis and each local hoard will be called upon to pro
duce so many whites and so many Negroes for induc
tion.”
Col. McDermott further testified that men ordinarily were
taken in their turns, but that there was an exception in
case of Negroes and whites (R. 15, fols. 43-44). There was
“a Negro quota and a white quota” (R. 16; fol. 46). There
was also “ a separate delivery list” (R. 14; fol. 41).
The facts” are clear from the categorical testimony of
Col. McDermott (R. 16, fol. 46) :
“ * * * you do have a Negro quota and a white quota?
A. Oh, yes.”
Also at R. 17, folio 51:
“ Colonel, am I not right in my statement that Negroes
and white men are not called in turn or serially, but
that the question of color has something to do with the
time they are called? A. That’s right.”
The issue was clearly stated by the trial court (R. 32;
fol. 96) :
“ The petition raises the issue fairly enough, whether
or not he was sent under a Negro quota, and if he
4
was they contend that is not in accordance with the
law and the Constitution.”
The Opinions Below.
The majority of the Circuit Court of Appeals, Mr. Justice
Swan and Mr. Justice Augustus Hand, held “that requisi
tions calling for a specified number of whites and a specified
number of Negroes for induction during a given month and
based on relative racial proportions of the men registered
with a local board and subject to call for induction, is a
necessary and permissible administrative procedure, and the
regulations which sanction it are not violative of the Act”
(R. 68; fol. 69).
Mr. Justice Clark, dissenting, held that the language and
history of the Statute forbade this procedure, adding (R.
72; fol. 74) :
“ * * * In fact, I find it difficult to think of more apt
language to express the Congressional intent; the sug
gestion that Congress should have said something more,
or amended the statute, means in effect that it should
be watchful to see how a statute is violated and then
expressly negative such violation or be assumed to sanc
tion it.”
In answer to the alleged practical difficulties which it is
said might arise if petitioner’s position were upheld. Judge
Clark said (R. 74; fol. 76) :
“ * * * This registrant asserts his desire to serve and
his willingness to do so if inducted according to law.
I think it unsound to overlook a violation of law as to
him on a premise which we ourselves would reject as
patriotic citizens and which is contrary to the whole
spirit of the Act, namely, that avoidance of service is
5
to be desired. But notwithstanding the fears expressed
by the United States Attorney, this cannot mean the
release from the Army of large numbers of soldiers;
alike with volunteers, those who have gone into service
properly without immediately raising any objections
they have, and relying upon them as steadfastly as did
this registrant here, surely have no ground to approach
the court.”
Jurisdiction.
The Jurisdiction of this Court is invoked under Section
240 (a) of the Judicial Code as amended by the Act of
February 13, 1925, c. 229, §1 (43 Stat. 938), 28 U. S. C. A.
§347 (a). The judgment of the Circuit Court of Appeals
was entered February 21, 1944 (R. 75).
Question Presented.
1. Whether, consistently with the “no discrimination”
provision of the statute, Negro American citizens can be
selected and inducted, not strictly in their turn according
to their order numbers as determined by the impartial Na
tional draft lottery, but under separate “Negro quotas”
based on the percentage of negroes in the population of the
local board area.
Reasons Relied on for the Allowance of the Writ.
The Circuit Court of Appeals has decided an important
question of federal law which has not been, but should be,
settled by this Court.
It has decided:
(a) That it is not “discrimination against” petitioner, a
patriotic American citizen, to call him for induction later
6
than his turn according to the impartial national draft
lottery;
(b) That it is not “ discrimination against” petitioner to
call him, not strictly in his turn according to his order num
ber as determined by the impartial national lottery, but
pursuant to a separate “Negro quota” based on the per
centage of Negroes in the population of the local board
area.
Petitioner and the dissenting Justice of the Court below,
Mr. Justice Clark, view the practice of the Draft Authori
ties, thus upheld, as a direct violation of the expressed
will and policy of Congress. Where a statute says there
shall be “ no discrimination” in the selection of men, can the
civilian authorities through draft boards handle the selec
tion of men in such a way that the color of a man plays
a significant part in his induction? American citizens are
entitled to be called to serve in their turn as American citi
zens and this applies to all—Jew, Protestant, or Catholic,
white, red or black. Petitioner considers the present method
of selection a tragic blow to the freedom and solidarity of the
nation, affecting in its consequences not only the liberties,
sensibilities, and self-respect of the 13,000,000 Negroes of the
counfry, but also the liberties of all others. Selection of
men is'a civilian not a military function. If the unequivocal
direction of Congress can be flouted by ministerial officers,
civil or military, the liberties of all of us—and particularly
the rights of the millions of young men, white and black,
now being drafted—are endangered.
A herefore petitioner prays that a writ of certiorari may
issue out of and under the seal of this Court, directed to
the 1 nited States Circuit Court of Appeals for the Second
Circuit, commanding that Court to certify and send to
this Court for review and determination, as provided by
7
law, this cause and a complete transcript of the record and
of all proceedings had herein; that the order of the
United States Circuit Court of Appeals affirming the judg
ment in this cause may be reversed; and that petitioner
may have such other and further relief in the premises as
this Court may deem proper.
Dated April ~) , 1944.
A rthur G arfield H ays,
G erald W eatherly ,
Counsel for Petitioner.
I hereby certify that I have examined the foregoing peti
tion for a writ of certiorari and that in my opinion it is
well founded and the cause is one in which the petition
should be granted.
A rthur Garfield H ays,
Counsel for Petitioner.
i i ’ttjm n tt? (H orn*! o f tlip S t a t e s
October Term , 1943
No.
United States of A merica ex rel. W infred W illiam Ly n n ,
Petitioner,
— against—
Colonel J ohn W. D owner, Commanding Officer at Camp
Upton, New York,
Respondent.
-*■-----------------------------------
BRIEF US SUPPORT OF PETITION FOR CERTIORARI
Jurisdiction.
The statement of jurisdiction is in the foregoing petition.
Statement of the Case.
The facts have been set forth in the foregoing petition.
SUMMARY OF ARGUMENT
POINT I.
The selection and induction of petitioner pursuant
to the Negro quota requisition, in conjunction with the
separate Negro delivery list, was discrimination against
him on account of race or color and in violation of the
statute.
POINT II.
The judgment of the Circuit Court of Appeals should
be reversed, and petitioner should be discharged.
10
A R G U M E N T
POINT I.
The selection and induction of petitioner pursuant
to the Negro quota requisition, in conjunction with the
separate Negro delivery list, was discrimination against
him on account of race or color and in violation of the
statute.
The law says there should be no discrimination because
of race or color. Col. McDermott says that color has some
thing to do with the time men are called. Is this, or is this
not, discrimination?
The word “discriminate” is defined in Webster’s New
International Dictionary (2d ed.) as follows:
“ * * * having the difference marked * * * distinct; * * *
to serve to distinguish; to mark as different; to differ-
entiate; * * * to separate by discerning differences; to_
rlist.ingnlshL; * * * to make a distinction; * * * to make
a difference in treatment or favor (of one as compared
with others) * * * ”
In the Standard Universal Dictionary, “discriminate” is
defined:
“ To note the differences between; note or set apart
as different; differentiate; distinguish; * * * to make
a distinction.”
The word “discrimination” is defined by Webster and the
Standard Universal Dictionary as:
“ The act of discriminating or state of being discrimin
ated; * * * a distinction as in treatment; * * * differ
ence in treatment * * * . ”
11
The monumental New English Dictionary prepared by
Dr. J. A. H. Murray and other Oxford scholars, defining
the phrase “ to discriminate against,” says (Vol. 3, p. 436) :
“ * * * to make an adverse distinction with regard to ;
to distinguish unfavourably from others.”
The word discriminated is derived from the Latin “dis-
crimino” which means “ to divide,” “ to distinguish.”
It may be that colloquially and on occasion the term is
used to indicate an unfair, injurious and unjust distinction,
but the statute here refers not to unjust, or unfair or in
jurious discrimination, but to discrimination.
It should be noted that in the last war, the Selective
Draft Act of 1917 (50 U..B. C, A. Ann. Sec. 2011 did not
provide against discrimination. The purpose of that clause
in the Act of 1940 was clearly to prevent officials who were
administering the Act from making any differentiation based
on race or color.
The provision originated in an amendment offered by
Congressman Fish. 86 Cong. Rec. 11,675, col. 1. The Fish
amendment, in almost exactly the same language as now
appears in the Statute, read:
“Provided, That in the selection and training of men, as
well as in the interpretation and execution of the pro
visions of this act, there shall be no discrimination
against any person on account of race, creed, or color.”
This was immediately objected to on the ground that the
same provision was already in the Bill before the House.
86 Cong. Rec. 11,675, Col. 1. The ruling of the Chairman
was, however (86 Cong. Rec. 11,675, Col. 2) :
“ The Chairman (Mr. Warren in the chair). Sub
section (a) of section 4 provides that The selection of
12
men subject to the training and service provided for in
section 3 (other than those who are voluntarily in
ducted pursuant to his act) shall be made in an im
partial manner/ and so forth. The Chair regards the
amendment as a further clarification and holds that it
is in order and therefore overrules the point of order.”
Thereupon there was a sharp debate, not in opposition
to the principle expressed, but on the ground that the pro
vision was unnecessary, as already incorporated in the Act.
The amendment was supported, however, as Judge Clark
said (R. 71, fob .72), “ to make assurance sure and to quiet
the doubts of representatives of the colored people.” Con
gressman Pish said he w as^otthe originator of the amend
ment, but sponsored it by request of a group of promiagnt
colored leaders “who are interested and represent the
interests' of eleven million Negroes in America.” 86 Cong.
Rec. 11,675, 11,676.
At length, after one vote wherein the amendment appeared
to be lost, it finally passed the House by a vote of 121 to 99.
86 Cong. Rec. 11,680.
We think it is clear that the expressed Congressional in
tent was and is that Avhites and Negroes are to be selected
for service without discrimination.
The facts show, however, that whites and Negroes are
not treated the same. Under the Selective Training and
Service Act, a lottery of selective service numbers was held.
American citizens were to be chosen in the order to which
their numbers were drawn. This applied to colored men,
white men, Indians, Catholics, -Tews, Protestants and every
other group in the country. There can be no more justifi
cation for calling colored men otherwise than serially, than
there could be for calling Catholics, Jews and Protestants
according to their religion, rather than according to their
numbers.
13
Can it be said that men are not treated differently
where the local boards are called upon for different quotas?
If a citizen is called later than his turn, there is quite as
much discrimination against him as if he is called earlier
than his turn. He has a legal right to be chosen according
to his number. The evidence shows this is not done so far
as Negroes are concerned. It was not done in this case.
The facts warrant no conclusion other than that Negroes
are not called serially and in their turn. Is this discrimi
nation? We submit that the treatment of one citizen differ
ently from another constitutes discrimination.
In answer to this, the following arguments may be made
by the government:
A
The statute says there should be no discrimination against
any person on account of race or color. Does it follow from
this that discrimination is permissible if it is not against
any persont It is submitted that discrimination against
a group is discrimination against every person in that
group. It may be claimed that while there is discrimina
tion, it is not “ against.” It is submitted that discrimina
tion of any kind is discrimination “against” as well as
“for.” The regulations make clear the intent of the Act.
They provide that there shall be no discrimination “ for
or against” any person because of his race, creed or color, and
that “each registrant shall receive equal and fair justice.” *
Further than this, the Selective Training and Service Act
(50 U. S. C. A. App. §304 (a) ) , says selection “ shall be
made in an impartial manner.” The purpose of the Act
was to assure that all American citizens should be treated
alike.
Selective Service Regulation, 2nd Ed., Sec. 623.1.
14
B
It has been suggested that it may well have been that
under the method of selecting inductees, petitioner suffered
no disadvantage, that if he had been called strictly in his
turn according to his order number as determined by the
national lottery, he might have been called sooner, and that
therefore he has nothing of which to complain. It is sub
mitted that this would not excuse discrimination. Any
such argument assumes that it is an advantage to a man
not to be called in his turn. Some of us feel that it is
an honor to serve the country, that one might well be prej
udiced through a denial of his right to serve at the proper
time. In the Court below, with reference to the Govern
ment’s suggestion that petitioner was not injured if he
was called later than his turn, Judge Clark said (E. 74;
fol. 76) :
“ * * * But I do not think the supposition can be accepted
as being in accord with the habits and thoughts of
patriotic citizens during the present crisis or permitted
by the statute, which requires that there be no dis
crimination for color, not that there be no legally dis
advantageous discrimination. This registrant asserts
his desire to serve and his willingness to do so if
inducted according to law. I think it unsound to over
look a violation of law as to him on a premise which
we ourselves would reject as patriotic citizens and
which is contrary to the whole spirit of the Act, namely,
that avoidance of service is to be desired. * * * ”
At any rate, petitioner’s complaint is that he was not
called in his turn pursuant to the requirements of the law;
that he was called out of his turn because of his color.
Whether or not he would have been called sooner or later
15
under the circumstances has nothing to do with the ques
tion at issue. Petitioner makes no complaint that as a
citizen, he was called upon to fight for his country. He
does complain that his people are not granted their rights.
He insists upon his rights, whatever might be the effect
upon him personally.
C
Argument might be made that, in view of the fact that
there are separate quotas, white men are called out of their
turn, and that therefore there is no discrimination between
them and Negroes. This is equivalent to saying that there
is discrimination against whites as well as against Negroes.
This was the testimony of Mr. Black (R. 31, fol. 92), con
nected with the Selective Service Headquarters in New York
(R. 42, fol. 126). Indeed, strong complaint against dis
crimination against whites in favor of Negroes has recently
been made on the floor of Congress, where Congressman
McKenzie of Louisiana quotes from a Louisiana newspaper
a statement that from a certain Parish in that State there
have been called for military service a group of married men
with pre-Pearl Harbor children, while 267 Negro single
men remain on the Class 1-A list, and that both white and
Negro citizens are disturbed by the discrimination. 89 Cong.
Rec. A-5268, A-5269.
D
Argument might be made that petitioner has not proved
that he was not called at precisely the same time as that
at which he would have been called had men been inducted
strictly according to their order numbers, irrespective of
the separate quotas for whites and Negroes. The answer
to this is that such an outcome would be wholly coincidental.
The mathematical probabilities and possibilities are such
16
that this result is so unlikely that it can be ignored. That
petitioner would be called at the same time under either
method of selection would not happen in one case out of
tens of thousands, or perhaps millions.
Using the requisition of August 7th (Exhibit 1, R. 55,
fol. 163) as an example, the record shows by the testimony
of the Selective Service officials, that the local board has
its lists of registrants, known as delivery lists; that the
local board has separate delivery lists—one for Negroes and
one for whites, though there is only one series of older
numbers (R, 13-14, fols. 39-41) ; that, on receiving the
requisition for 90 whites and 50 Negroes, the local board
first takes the Negro list, counts down on it the first fifty
class 1-A Negroes and calls them for induction; that then
the local board takes the white list and counts down on it
the first ninety whites, and calls them for induction. In
other words, the Negroes and whites are not on one delivery
list in the order of their order numbers, as determined by
the national lottery, to be taken indiscriminately according
to such order numbers; but, after the order numbers are
determined indiscriminately, the Negroes and whites are
separated and thereafter dealt with as separate groups on
separate lists by separate requisitions.
To use these actual numbers for the purposes of example,
let us suppose that 180 white men and 100 Negroes were
available to the local board (following the proportions as
shown by Relator Exhibit 1). Now let us suppose that on
the list of eligible and available men, the first 140 men, ac
cording to order numbers, were white; that the next 100 men
on the list, according to order numbers, were Negroes; and
that the last 40 men, on the list of 280 available and
eligible men, were white. Let us further suppose that the
present requisition came to the local board, calling for 90
whites and 50 Negroes. According to the present system,
17
the board takes the Negro list and counts down the first
50 Negroes and calls them for induction (R. 15-16, fols. 45-
46), so that it is inevitable that 50 Negroes will be called;
and then the Board takes the white list and counts down the
first 90 whites, and calls them for induction. But if only one
list were used, containing the mixture of whites and Negroes
which we have supposed, the result would be as follows: The
Board would count down on the one list the first 140 men,
and it would happen that these first 140 men would all be
whites, so that no Negroes wmuld be inducted under that
requisition.
We cannot think that in a case so vitally affecting the
lives, liberties and rights of great bodies of American citi
zens, it can be required that the petitioner’s complaint
should be disposed of on the basis of the bare possibility that
it might have happened that petitioner would have been
called for induction under the present system at exactly
the same time as if he had been selected without the use
of a separate Negro quota and a separate Negro delivery
list.
Moreover, as Judge Clark wrote in the Court below (R.
73, fol. 76) :
a * * * It is suggested, however, that even if the statute
is violated, this registrant cannot take advantage of it,
for he has not shown that his call was not delayed;
rather than accelerated, by the practice, with the fur
ther correlative supposition that delay must of necessity
be an advantage. Even if this supposition is to be
accepted, there was evidence in the record that Negroes
might be called in advance of whites, that in fact a
call for Negroes would be allocated ‘to those boards
where Negroes are’ ; and since this was a matter pe
culiarly within the Government’s knowledge, it would
18
seem under the circumstances to have the burden of
going forward with the evidence. * * * ”
E
It has been argued that petitioner failed to prove that he
was inducted under this system of separate quota lists. This
contention was overruled by all of the Circuit Court of
Appeals, the majority as well as the dissenting judge (E.
65, fol. 66).
F
It may be argued that this case is parallel with those where
state laws have been held constitutional which provide for
the separation of races in the enjoyment of privileges, if
the privileges given to the separate groups are equal. See
Gong Lum v. Rice (1927), 275 U. S. 78; Missouri ex rel.
Gaines v. Canada (1938), 305 U. S. 337; Plessij v. Ferguson
(1896), 163 IT. S. 537. These cases are wholly inapplicable.
They deal only with the question of the power of the state
as limited by the equal protection and dne process provi-
sions of the Fourteenth Amendment of the Federal Con
stitution. The situation is quite different in the present
case, which deals with a function of the federal government,
governed by federal law, and wherein the federal law spe
cifically provides that there shall be no discrimination.
""Judge Clank's answer to the Government’s contention in
this respect was as follows (R. 74; fols. 76-77) :
“ It is to be noted that in final analysis the case for the
validity of the call here rests upon the policy of segre
gation, where equal facilities are afforded, as sanctioned
by various Supreme Court decisions. But actually
these precedents call for the contrary result. It must
not be overlooked that they do insist upon equal accom
19
modations, which here must mean equal calls to ser
vice. * * * ”
G
Finally, it may he argued that if petitioner’s contention
is upheld, the entire army system of the United States
would have to he reorganized.
Again Judge Clark answered this contention in the Court
below (R. 74; fol. 76) :
“ * * * notwithstanding the fears expressed by the United
States Attorney, this cannot mean the release from
the Army of large numbers of soldiers; alike with
volunteers, those who have gone into service properly
without immediately raising any objections they have,
and relying upon them as steadfastly as did this regis
trant here, surely have no ground to approach the court.”
Since the Act applies to training as well as to the selec-
tion of men, we submit that there is no legal warrant for
discrimination in the armed forces. That issue, however, is
not in this case. If it were, the case might raise the question
of whether or not there were equal accommodations.
This case raises the question of discrimination in selection
only. Petitioner objects to selection by civilian boards un
der a separate Negro quota in the draft call. The illegal
act was completed when he received the notice to appear for
induction. What happened to him thereafter is not decisive
of this question. It may very well be that selection in
racial quotas facilitates the Army policy of segregating
Negroes in training. -So. too, might the desire of the Army
for able-bodied men be satisfied by ordering conscientious
objectors to report to the armed services. But the end at
tained does not validate the means employed. In both in
20
stances it might be found that the resulting service was
illegal and writs granted not only because of the character
of the service but because of the manner in which it was
procured.
As the Court said in Ver Mehren V. Sirmyer (C. C. A. 8th,
1929) 36 F. 2d 876, 881:
“ The induction of a civilian into military service is a
grave step, fraught with grave consequences. * * * But
what we emphasize is the necessity that all the steps
prescribed by statute, and by regulations having the
force of law, shall be strictly taken before it can be held
that a person has been lawfully inducted into the
military service. * * * ”
CONCLUSION
It may appear to the court that in our argument from
(A ) to (G) we have set up straw men in order to knock
them down; but, as appears from the record, these are the
kind of arguments the Government made in the courts below.
We submit that the only question here is as to whether the
selection of citizens in the draft, not strictly according to
order number, but in part because of color, constitutes dif
ferentiation, and whether or not this differentiation is dis
crimination. When we recall that the present method is
not different in substance from that used in the last war,
and that Congress added to the present Act the provision
prohibiting discrimination, we might well ask ourselves what
the prohibition means. We submit that by the new words,
Congress intended that the selection of men by civilian
boards should be made strictly according to order number,
that men have a right to be so chosen; that they have a
right to be called in their turn as American citizens without
regard to race or color.
21
POINT II.
The judgment of the Circuit Court of Appeals should
be reversed, and petitioner should be discharged.
Respectfully submitted,
A rthur Garfield H ays,
Gerald W eatherly,
Counsel for Petitioner.
On the Brief:
Conrad J. Ly n n ,
A lbert C. G ilbert.
23
APPENDIX
Selective T raining and Service A ct of 1940, Section
304 (a) :
“The selection of men for training and service under
section 3 [section 303 of this appendix] (other than
those who are voluntarily inducted pursuant to this
Act) shall be made in an impartial manner, under such
rules and regulations as the President may prescribe,
from the men who are liable for such training and ser
vice and who at the time of selection are registered and
classified but not deferred or exempted: Provided, That
in the selection and training of men under this Act,
and in the interpretation and execution of the provisions
of this Act, there shall he no discrimination against any
person on account of race or color: Provided further,
That in the classification of registrants within the juris
diction of any local board, the registrants of any par
ticular registration may be classified, in the manner
prescribed by and in accordance with rules and regula
tions prescribed by the President, before, together with,
or after the registrants of any prior registration or
registrations; and in the selection for induction of per
sons within the jurisdiction of any local board and
within any particular classification, persons who were
registered at any particular registration may be se
lected, in the manner prescribed by and in accordance
with rules and regulations prescribed by the President,
before, together with, or after persons who were regis
tered at any prior registration or registrations.” (50
TJ. S. C. A. Section 403 (a), 54 Stat. 887, as amended
Dec. 20, 1941 c. 602, §3, 55 Stat. 845.)
24
S e l e c t iv e S e r v ic e R e g u l a t i o n s (2d E d .) S e c t i o n 623.1;
Selective Service Regulations (2d Ed.) Section 623.1
read, so far as material, as follows:
“ (c) In classifying a registrant there shall be no
discrimination for or against him because of his race,
creed, or color, or because of his membership or activity
in any labor, political, religious, or other organization.
Each registrant shall receive equal and fair justice.”
J udicial Code op the U nited States, Section 240 (a) ,
as amended:
“ In any case, civil or criminal, in a circuit court of ap
peals, or in the Court of Appeals of the District of
Columbia, it shall be competent for the Supreme Court
of the United States, upon the petition of any party
thereto, whether Government or other litigant, to re
quire by certiorari, either before or after a judgment
or decree by such lower court, that the cause be certified
to the Supreme Court for determination by it with the
same power and authority, and with like effect, as if
the cause had been brought there by unrestricted writ
of error or appeal.” (28 U. S. C. A. §347 (a).)
N o . 9 4 1
Jit ite j&ttjron* dfaurt of tfo ‘SnM States
October T erm, 1943
U nited States of A merica ex rel. W infred
W illiam L ynn , petitioner
v.
Colonel John W . Downer, Commanding
Officer at Camp U pton, N ew Y ork
O N P E T I T I O N F O R A W R I T O F C E R T I O R A R I T O T H E U N IT E D
S T A T E S C I R C U I T C O U R T O F A P P E A L S F O R T H E S E C O N D
C I R C U I T
MEMORANDUM FOR THE RESPONDENT
I N D E X
Page
Opinions Below_____________________________________________________ 1
Jurisdiction______________________________ 1
Question Presented--------------------------------------------------------------------------- 2
Statutes and Regulations Involved________________________________ 2
Statement____________________________________________________________ 6
Discussion___________________________________________________________ 10
Conclusion___________________________________________________________ 19
C IT A T IO N S
Cases:
E x -parte C atanzaro, 138 F. (2d) 100, certiorari denied,
March 27, 1944______________________________________________ 12
E x parte W e il , 317 U. S. 597__________________________________ 10
F ish er v. B a ker, 203 U . S. 174______________________________... 10
Ia s ig i v. V a n de Carr, 166 U. S. 391-------------------------------------- 19
Joh n son v. H o y , 227 U. S. 245_______________________________ 10
N ish im u ra E k iu v. Lrnited States, 142 U. S. 651------------------- 19
Stallings v. S p la in , 253 U. S. 339------------------------------------------- 10
T ornello v. H u d sp eth , 318 U. S. 792--------------------------------------- 10
Xjnited States ex rel. In n e s v. C rystal, 319 U. S. 755 ------------- 10
L n ited States ex rel. M en sevich v. T od, 264 U. S. 134---------- 19
W a les v. W h itn e y , 114 U. S. 564_____________________________ 10
W eb er v. Squier, 315 U. S. 810_______________________________ 10
Z im m erm a n v. W a lker, 319 U. S. 744 ------------------------------------ 10
Statutes and Regulations:
Act of July 28, 1866, c. 299, §§ 3, 4, 14 Stat. 332---------------- 13
National Defense Act of 1940, c. 508, § 2 (b), 54 Stat. 7 1 2 „ 13
Selective Service Regulations:
Sec. 623.1__________________________________________________ 4
632.1 ____________________________________________________ 5
632.2 ____________________________________________________ 5
632.3 ____________________________________________________ 6
Selective Training and Service Act of 1940, as amended (50
U. S. C. App., Supp. I l l , Sections 303 (a) and 304 (a ))._ 2, 13,
14, 16, 18
Miscellaneous:
86 Cong. R ec.:
10,890______________________________________________________ 14
11,427_____________________________________________________ 15
11.675 ___________________________________________________ 14
11.676 ___________________________________________________ 15
Rules of the Supreme Court:
Rule 4 5 ( 1 ) ____________ 12
Rule 45 (2)________________________________________________ 9
Rules of the Circuit Court of Appeals for the Second Circuit:
Rule 31 (2)________________________________________________ 9,11
Rules of the Circuit Court of Appeals for the Third Circuit:
Rule 17 (1)________________________________________________ 12
588918— 44------- 1 (I)
Jn d[m rt uf to tfoM states
October Term, 1943
No. 941
U nited States of A merica ex rel. W infred
W illiam Lynn , petitioner
v.
Colonel John W . Downer, Commanding
Officer at Camp U pton, New Y ork
O N P E T I T I O N F O R A W R I T O F C E R T I O R A R I T O T H E U N IT E D
S T A T E S C I R C U I T C O U R T O F A P P E A L S F O R T H E S E C O N D
C I R C U I T
MEMORANDUM FOR THE RESPONDENT
OPINIONS BELOW
The majority (R. 63-69) and dissenting (R.
69-74) opinions in the circuit court of appeals
are reported at 140 F. (2d) 397.
j u r i s d i c t i o n
The judgment of the circuit court of appeals
was entered on February 21, 1944 (R. 75). The
petition for a writ of certiorari was filed on April
28, 1944. The jurisdiction of this Court is in
voked under Section 240 (a) of the Judicial Code,
as amended by the Act of February 13, 1925.
(i)
2
QUESTION PRESENTED
Whether petitioner’s induction into the Army
was illegal by virtue of the fact that he was called
as one of an all-negro quota.1
STATUTES AND REGULATIONS INVOLVED
The Selective Training and Service Act of 1940,
as amended (50 U. S. C. App., Supp. I l l , Sec
tions 303 (a) and 304 (a), in pertinent part
provides:
Sec. 3. (a) Except as otherwise provided
in this Act, every male citizen of the
United States, and every other male person
residing in the United States, who is be
tween the ages of eighteen and forty-five
at the time fixed for his registration, shall
be liable for training and service in the
land or naval forces of the United States:
Provided, * * * That within the lim
its of the quota determined under section
4 (b) for the subdivision in which he resides,
any person, regardless of race or color,
between the ages of eighteen and forty-five,
shall be afforded an opportunity to volun
teer for induction into the land or naval
1 As we shall show (infra, pp. 10-12), there may also be a
question as to whether the present case has become moot by
virtue of the fact that petitioner is no longer in the custody
of respondent.
Although the petition for a writ of habeas corpus alleged
that petitioner had been inducted in violation of the Fifth
Amendment to the Constitution of the United States, the peti
tion for a writ of certiorari limits the question presented to
one of violation of the nondiscrimination provisions of the
Selective Training and Service Act of 1940.
3
forces of the United States for the training
and service prescribed in subsection (b),
but no person who so volunteers shall be
inducted for such training and service so
long as he is deferred after classification:
Provided further, That no man shall be
inducted for training and service under this
Act unless and until he is acceptable to the
land or naval forces for such training and
service and his physical and mental fitness
for such training and service has been satis
factorily determined: Provided further,
That no men shall be inducted for such
training and service until adequate pro
vision shall have been made for such shel
ter, sanitary facilities, water supplies,
heating and lighting arrangements, medical
care, and hospital accommodations, for
such men, as may be determined by the
Secretary of War or the Secretary of the
Navy, as the case may be, to be essential
to public and personal health * * *.
The men inducted into the land or naval
forces for training and service under this
Act shall be assigned to camps or units of
such forces * * *.
Sec. 4. (a) The selection of men for train
ing and service under section 3 (other than
those who are voluntarily inducted pur
suant to this Act) shall be made in an
impartial manner, under such rules and
regulations as the President may prescribe,
from the men who are liable for such train
ing and service and who at the time of
selection are registered and classified but
4
not deferred or exempted: Provided, That
in the selection and training of men under
this Act, and in the interpretation and
execution of the provisions of this Act,
there shall be no discrimination against any
person on account of race or color: Pro
vided farther, That in the classification of
registrants within the jurisdiction of any
local board, the registrants of any par
ticular registration may be classified, in the
manner prescribed by and in accordance
with rules and regulations prescribed by
the President, before, together with, or
after the registrants of any prior registra
tion or registrations; and in the selection
for induction of persons within the juris
diction of any local board and within any
particular classification, persons who were
registered at any particular registration
may be selected, in the manner prescribed
by and in accordance with rules and regu
lations prescribed by the President, before,
together with, or after persons who were
registered at any prior registration or
registrations.
The Selective Service Regulations, at the time
at which petitioner was ordered to report for in
duction, provided in pertinent part as follows: 2
2 The Regulations quoted have since been amended but not
in any respects pertinent to the present case or in any way
reflecting a change in policy in the matter of negro and white
quotas.
The petition also cites (Pet., p. 2) Sec. 623.1 of the Selec
tive Service Regulations, which reads in part as follows:
(c) In classifying a registrant there shall be no clis-
5
632.1 INDUCTION CALLS BY THE
DIRECTOR OF SELECTIVE SERVICE.
When the Director of Selective Service
receives from the Secretary of War or the
Secretary of the Navy a requisition for a
number of specified men to be inducted,
he shall distribute the number of specified
men requisitioned among the States to be
called upon to furnish such men to fill such
requisition. He shall then issue a call on a
Notice of Call on State (Form 12) to the
State Director of Selective Service of each
State concerned, sending two copies thereof
to the Secretary who issued the requisition.
The State Director of Selective Service,
upon receiving such call, shall confer with
the Corps Area Commander (or representa
tive of the Navy or Marine Corps) for the
purpose of determining the number of spec
ified men to be delivered, in order to actu
ally induct a net of the number of the
specified men in such call, and arranging
the details as to the times when and the
places where such men will be delivered.
632.2 INDUCTION CALLS BY THE
STATE DIRECTOR OF SELECTIVE
SERVICE, (a) After conference with the
Corps Area, Commander (or representative
crimination for or against him because of his race, creed,
or color, or because of his membership or activity in any
labor, political, religious, or other organization. Each
registrant shall receive equal and fair justice.
However, it should be noted that this case involves no ques
tion of discrimination with respect to petitioner s classifi
cation.
6
of the Navy or Marine Corps), the State
Director of Selective Service shall issue
calls to local boards to meet the number
agreed upon as necessary in order to fill
the State call. * * *
632.3 SELECTION OE MEN TO FILL
INDUCTION CALL, (a) Each local
board, when it receives a call, shall select
a sufficient number of specified men to fill
the call. It shall first select specified men
who have volunteered for induction. To fill
the balance of the call, it shall select speci
fied men from such group or groups as the
Director of Selective Service may desig
nate, provided that within a group selection
shall be made in sequence of order num
bers.
STATEMENT
Relator, a negro, registered for the draft with
Local Board No. 261, Jamaica, Long Island. No
question is raised as to the propriety of his I -A
classification. On September 8, 1942, the Local
Board ordered him to report on September 18
for induction into the Army (R. 58-59). The
order was issued pursuant to call No. 29, directed
by New York City Headquarters of Selective
Service to the Local Board, which fixed as the
Board’s quota for September “ the first 90 White
men and the first 50 Negro men who are in Class
I -A ” and required that separate delivery lists
7
be made for the white and negro registrants de
livered (R. 55-56).3
Petitioner disobeyed the Local Board’s order
to report for induction (R. 24) and was sub
sequently indicted for violation of the Selective
Training and Service Act (R. 26). Following an
abortive habeas corpus proceeding (see R. 5) his
attorneys advised him that in order to be able
to raise any issue of racial discrimination he
would have to submit to induction (R. 27). The
Local Board issued another order on December
10, 1942, requiring him to report for induction
on December 19 (R. 56-57). This he did, and
on December 19 he was inducted as a delinquent
and sent to Camp Upton, New York. On De
cember 23 the criminal proceeding against him
was terminated by the entry of a nolle prosequi.
On the same day the writ of habeas corpus in
the present proceeding was issued, returnable on
December 28 (R. 1, 4). The petition for the
writ challenged the validity of his induction as
a member of a “ Negro quota,” alleging that it
constituted a violation of the Constitution of the
3 Within each quota (white or colored as the case may be)
the men are called strictly in accordance with their order
numbers. However, the fact that negroes and whites are
called separately, pursuant to separate quotas, concededly
results in departures from the order in which they would be
called on the basis of order numbers alone, without regard
to color. (See E. 13-18.)
588918— 44------ 2
8
United States and the nondiscrimination provi
sions of the Selective Training and Service Act
(supra, pp. 3-4).
The district court ruled that no question of
the effect of alleged racial discrimination on the
validity of an induction was properly before it,
on the view that petitioner was in fact inducted
as a delinquent rather than as a member of a
negro quota (R. 53). At the close of the hear
ing, on January 4, 1943, the court announced its
decision orally, stating (R. 54): “ W rit dis
missed, and the relator is remanded to the
authorities from whence he came.” Judgment
was entered accordingly on January 11, 1943
(R. 3). Petitioner’s notice of appeal to the
Circuit Court of Appeals for the Second Circuit
was filed on January 18, 1943 (R. 2), but the
stipulation as to the content of the record on
appeal was not entered into until August 9, 1943
(R. 60) and the case was not argued in the circuit
court of appeals until December 8, 1943 (R, 63).
The War Department advises that in the mean
time, on January 9, 1943, in reliance on the dis
trict court’s oral dismissal of the writ of habeas
corpus and before the filing of the notice of ap
peal, petitioner was transferred in ordinary course
from Camp Upton to the basic training center
at Camp Siebert, Alabama, and that at no time
since has he been in the custody of respondent.
On April 20, 1943, he was transferred from Camp
9
Siebert to the 739th Sanitary Company at Camp
Beale, California; on October 19, 1943, he was
transferred to the 1962nd Service Unit Station
Complement; and on October 22, 1943, he was
transferred to a medical sanitary company with
which he is now serving overseas with the rank
of corporal. These transfers have all been in
regular course,, At no time did petitioner ask
either the district court or the circuit court of
appeals for an order requiring that he be retained
in respondent’s custody or otherwise within the
jurisdiction of the court.4 Respondent himself is
no longer commanding officer at Camp Upton, hav
ing been retired from active duty on November 6,
1943, on account of age.
No suggestion of possible mootness was made
to the circuit court of appeals. That court, re
jecting the basis of the district court’s decision
{supra, p. 8), held that since petitioner’s
delinquency resulted from his refusal to obey
the September induction order issued pursuant
to the requisition for 90 whites and 50 negroes,
4 Ernie 31 (2) of the Buies of the United States Circuit
Court of Appeals for the Second Circuit is substantially
identical with Eule 45 (2) of the Eevised Buies of this Court.
It provides: “Pending an appeal from a decision discharging
a writ of habeas corpus after it has been issued, the prisoner
may be remanded to the custody from which he was taken by
the writ, or detained in other appropriate custody, or en
larged upon recognizance with surety, as to the court or
judge rendering the decision may appear fitting in the cir
cumstances of the particular case.”
10
such requisition “ was a direct cause of his in
duction into the Army and constituted * * *
sufficient proof of the allegation in his petition
that he was inducted as ‘ a member of a Negro
quota’ ” (R. 65). It affirmed, however, with one
judge dissenting (R. 69-74), the district court’s
dismissal of the writ of habeas corpus and held
that “ the statutory provisions [supra, pp. 3-4]
which the appellant invokes mean no more than
that Negroes must be accorded privileges sub
stantially equal to those afforded whites in the
matter of volunteering, induction, training and
service under the Act; in other words, [that]
separate quotas in the requisitions based on rela
tive racial proportions of the men subject to call
do not constitute the prohibited ‘ discrimination’ ”
(R, 69).
DISCUSSION
1. On the basis of the facts set forth in the
Statement {supra, pp. 8-9), we respectfully
suggest that the case may be moot. United States
ex rel. Innes■ v. Crystal, 319 U. S. 755, 783; cf.
Zimmerman v. Walker, 319 U. S. 744; Tornello
v. Hudspeth, 318 U. S. 792; Ex parte Weil, 317
U. S. 597; Weber v. Sqaier, 315 U. S. 810; Stall
ings v. Splain, 253 U. S. 339, 343; Johnson v. Hoy,
227 U. S. 245; Fisher v. Baker, 203 U. S. 174, 181;
Wales v. Whitney, 114 U. S. 564. Respondent’s
custody of petitioner had terminated more than
a week prior to the filing of the notice of appeal
to the circuit court of appeals from the order of
11
the district court dismissing the writ of habeas
corpus. Such termination was in regular course
of Army procedure, and was taken in reliance on
the order dismissing the writ.6 Under such cir
cumstances we believe that in order to preserve
his appeal it was incumbent upon petitioner to
procure an order from the court, in accordance
with Rule 31 (2) of the Rules of the circuit court
of appeals (see footnote 4, supra, p. 9), preserv
ing respondent’s custody pending appeal. Other
wise, an unfounded habeas corpus proceeding in
terferes unduly with the regular course of Army
training procedure, by requiring the commandant
of a temporary reception center such as Camp
Upton to retain the petitioner in his custody
throughout the whole period during which an
appeal may be taken from a decision discharging
the writ, even though such an appeal may never
be taken.15 We do not suggest that the deliberate
5 As shown in the Statement (supra, pp. 8-9), the de
cision dismissing the writ was orally announced on Jan
uary 4, 1943; judgment was entered accordingly on Jan
uary 11; in the meantime, on January 9, petitioner had
been transferred to Camp Siebert, Alabama; the notice of
appeal was not filed until January 18; and the appeal was
not perfected until many months later. While the transfer
to Camp Siebert prior to actual entry of the order dis
missing the writ may have been premature, it was validated
by the entry of the order; and petitioner thus had been
validly out of respondent’s custody for a week at the time
the notice of appeal was filed on January 18.
6 Especially where, as here, there was such a long delay
in perfecting the appeal, petitioner is in no position to com
plain that respondent’s custody of him was not maintained.
12
“ passing about of the body of a prisoner from
one custodian to another after a writ of habeas
corpus has been applied for can defeat the juris
diction of the Court to grant or refuse the writ
on the merits of the application.” 7 But where,
as here, the termination of respondent’s custody
of petitioner was authorized by the order dis
charging the writ, and was not in violation of any
other court rule or order, we believe that there
has ceased to be any controversy between peti
tioner and respondent, and therefore we respect
fully suggest that the case is moot.
2. On the merits petitioner’s contention is that
his induction as a member of an all negro quota
7 Ex parte Catamaro, 138 F. (2d) 100, 101 (C. C. A. 3),
certiorari denied, March 27, 1944. The Catamaro case is
not inconsistent with the suggested mootness of the present
proceeding. There, pending an appeal from the denial of
an application for a writ of habeas corpus, the petitioner
had been convicted of a violation of the Selective Service
Act and had been transferred from the custody of the United
States Marshal to the federal penitentiary at Lewisburg,
Pennsylvania. In holding that the case was not thereby
rendered moot, the court pointed out that Eule 17 (1) of
its Rules expressly provided, the same as does Rule 45 (1)
of the Revised Rules of this Court, that “Pending review
of a decision refusing a writ of habeas corpus, the custody
of the prisoner shall not be disturbed”, and that conse
quently “The only way the Marshal could explain an inability
to produce the petitioner in response to the writ, if issued,
would be to set up a violation of the rule of this Court, which
might serve as a confession, but hardly an avoidance.” No
such considerations are applicable here, where the appeal is
from an order discharging a writ of habeas corpus, and a
different rule obtains. See footnote 4, supra, p. 9.
13
was illegal by virtue of the proviso of Section
4 (a) of the Selective Training and Service Act
{supra, pp. 3 -4 ) that “ in the selection and train
ing of men under this Act, and in the interpreta
tion and execution of the provisions of this Act,
there shall be no discrimination against any per
son on account of race or color” . It should be
noted at the outset that the words “ selection and
training” are so linked together in the statute as
presumptively to make anything a discrimination
in training if it is of a type that at an earlier
stage would constitute a discrimination in selec
tion. Yet petitioner has not challenged the pro
priety of the military policy of separate training
and service for the white and negro races, to which
the practice of fixing separate white and negro
quotas in the process of selection is subsidiary.
We believe that the proviso of Section 4 (a)
clearly was not intended to abrogate the long-
established policy of separate training and
service.8 Senator Wagner of New York, in spon
soring an amendment to Section 3 (a) for the
purpose of making the privilege of voluntary
8 Since the Act of July 28, 1866 (c. 299, §§ 3, 4, 14 Stat.
332), statutory provision has been made for separate negro
regiments. The same Congress that enacted the Selective
Training and Service Act of 1940 also enacted Section 2 (b)
of the National Defense Act of 1940 (c. 508, § 2 (b), 54 Stat.
712, 713), providing “that no negro, because of race, shall
be excluded from enlistment in the Army for service with
colored military units now organized or to be organized for
such purpose.”
14
enlistment available “ regardless of race or color”
{supra, pp. 2-3), explained that in certain
branches of the service, the air forces in particu
lar, negroes were “ refused enlistments alto
gether” , and that his amendment was designed
to open all branches of the service to negroes
but did not contemplate the establishment of
mixed units. He stated: “ There is no question
of whether they are to be integrated or not. The
complaint is against the refusal to permit them
to serve. That is the only point I am making.”
(86 Cong. Eec. 10,890.) On the same day on which
Senator Wagner’s amendment, as adopted by the
Senate, was accepted by the House Military A f
fairs Committee and approved by the House in
Committee of the Whole, Congressman Pish of
New York proposed the amendment which be
came the nondiscrimination provision of Section
4 (a). To the objection that the substance of
the amendment was already in the bill, in the
form of Senator Wagner’s amendment, Congress
man Fish replied: “ My amendment applies to the
drafted element of the personnel. * * * I f
a colored man is good enough to serve his coim-
try and die for it, there should be no discrimin
ation under the provisions of this bill in regard
to his right to serve in the various branches of
the Army.” (86 Cong. Kec. 11,675.) [Italics
supplied.] And Congressman Andrews, of the
House Military Affairs Committee, added: “ The
15
committee amendment applies only to those who
volunteer. The amendment offered by Mr. Pish
seeks to do what the W ar Department already
states it will do under regulations, that is, draft
one Negro out of every ten who are called.” 9 (86
Cong. Rec. 11,676.)
It thus seems clear, first, that Congress did not
contemplate requiring mixed units in training and
9 As the majority below states (R. -69), “Congressman
Thomason of Texas included in his remarks during the con
sideration of the Act a letter from the Joint Army and Navy
Selective Service Committee which informed Congress that
the selective service program contemplated separate white
and Negro quotas and calls.” The dissenting judge dis
agrees with the majority’s interpretation of this letter (R.
71), but the following extract therefrom (86 Cong. Rec.
11,427) is believed to sustain the majority’s interpretation:
“At the present time there is not sufficient information to
make any exact estimates of quotas. As an example of the
method in which a quota would be determined, these figures
are submitted for your State of Texas. None of the figures
are based on anything except estimates.
“Estimated number of registrants in Texas: 510,000
white, 89,000 colored.
“Estimated class I (men available) :
“170,000 white
29,667 colored
“199,667 estimated total available.
“If we estimate that 40,944 residents of Texas are mem
bers of the armed forces, the quota basis for Texas then
becomes 240,611.
“If we estimate that 37,944 of those in the armed forces
are white and 3,000 are colored, the State of Texas would
then be entitled to a credit for each of these amounts. Un
der a call for 400,000 men, using the above figures, Texas
would furnish an estimated 24,021 men.”
16
service, and, second, that it regarded as proper
the calling of negroes and whites in numbers re
spectively bearing the same proportion to the total
numbers of negro and white registrants. The
dissenting judge in the court below states (R. 71,
fn. 2) : “ It is easy to slip from the discrimination
here, which is based solely on Army calls for men,
to that stated at the end of the opinion, viz.,
‘ separate quotas in the requisitions based on rela
tive racial proportions of the men subject to
call.’ ” But in fact the calls for men are based
directly on the “ relative racial proportions of the
men subject to call.” Since 10.8 percent of the
registrants are colored, the military services adjust
their calls with the end in view that on a national
basis 10.8 percent of the men inducted will be
colored. This percentage is maintained by adjust
ing local calls as nearly as possible to the ratios
of white and colored registrants currently avail
able in each locality. Of course, it has not always
been possible to maintain monthly inductions of
negroes in the ratio of the negro registration to
the total registration. This was especially true
at the beginning. Section 3 (a) of the Selective
Training and Service Act specifically provides
that “ no men shall be inducted for such training
and service until adequate provision shall have
been made for such shelter, sanitary facilities,
water supplies, heating and lighting arrange
ments, medical care, and hospital accommodations,
17
for such men” (supra, p. 3). Also the activa
tion of military units requires trained overhead
personnel, and at the inception of Selective Service
there was insufficient trained negro personnel to
form the nuclei for new units. It is necessary to
form new units and to secure replacements for old
units in accordance with the demands of the tacti
cal and strategic situation. Single quotas without
regard to race might result in getting too many men
of one race or the other at any given time, with the
effect of overcrowding housing facilities and inter
fering with training schedules. As a result of
initial difficulties in activating negro units, for a
while negroes were not inducted in the ratio of the
negro registration to the total registration. How
ever, trained personnel and housing how being
available, negro registrants have been called in
such numbers as to make their percentage in the
military services nearly equal to the percentage
of negro registrants in the total registration.
Full equivalence in the induction ratios was
achieved by the Army in 1942, and has since been
maintained. For the period from February
through November 30, 1943, negroes represented
11 percent of the men delivered to the Army and
9.9 percent of those delivered to the Navy (in
cluding the Marine Corps and Coast Guard), or a
total of exactly 10.8 percent of all the men de
livered to the armed services.
18
These figures, which have been supplied by
Selective Service, show that by the separate quota
method Negroes are being called in numbers pro
portionate to their numbers in the total registra
tion; and petitioner does not contend that any of
the services, or any branches thereof, are closed
to them, or that they are not subjected to exactly
the same standards of acceptability as all other
registrants, or that they are not afforded exactly
the same treatment and facilities in training and
service. The intent of Congress in enacting the
nondiscrimination provision thus appears to have
been fulfilled. The dissenting judge apparently
concedes (R. 71, fn. 2) that the method of basing
calls on the relative racial proportions of the men
subject to call comes fairly close to calling Negroes
in the sequence of their normal order numbers
as among all registrants; and calls made without
regard to race would not be adaptable to the needs
of separate training and service based on a policy
which Congress clearly contemplated and which
petitioner does not challenge. This policy and the
calls based thereon, involve no discrimination; and
we therefore believe that petitioner has not es
tablished discrimination against Negroes within
the prohibitions of Section 4 (a) of the Selective
Training and Service Act.10
10 As the court below points out (R. 66), “Even if the in
duction practice had been conducted without separate quotas,
as he [petitioner] claims it should have been, he would now
be, as he is, in the Army.” Under these circumstances, a
19
CONCLUSION
For the foregoing reasons we believe that the
decision of the court below is correct and that it
presents no question requiring review by this
Court. Accordingly, in the event that the Court
should determine that the cause is not moot, it is
respectfully submitted that the petition for a writ
of certiorari should be denied.
Charles F ahy ,
Solicitor General.
Tom C. Clark,
Assistant Attorney General.
Chester T. Lane,
Edward Cf. Jennings,
Special Assistants to the Attorney General.
May 1944.
slight departure from liis number order sequence as among all
registrants should not in any event entitle him to release
from military service to which he is properly subject. Cf.
United States ex rel. Mensevich v. Tod, 264 U. S. 134, 137:
“The validity of a detention questioned by a petition for
habeas corpus is to be determined by the condition existing at
the time of the final decision thereon” ; Iasigi v. Vam.de Cart,
166 U. S. 391; Nishimura EJciu v. United States, 142 U. S.
651, 662: “A writ of habeas corpus is not like an action to
recover damages for an unlawful arrest or commitment, but
its object is to ascertain whether the prisoner can lawfully
be detained in custody; and if sufficient ground for his de
tention by the government is shown, he is not to be discharged
for defects in the original arrest or commitment.”
U. S. GOVERNMENT PRINTING OFFICE: 1944
IN TH E
Supreme (tort nf tljr Inttri Stairs
October T erm , 1943
No. 941
U nited S tates of A merica ex rel.
W infred W illiam L y n n ,
Petitioner,
v.
Colonel J ohn W . D owner, Commanding
Officer at Camp Upton, New York
Respondent.
O n t h e p e t i t i o n f o r a w r i t o f c e r t io r a r i t o t h e u n i t e d
STATES CIRCUIT COURT OF APPEALS FOR THE SECOND
CIRCUIT.
' 1,1 l""' ... --- ' *----
BRIEF O N B E H A L F O F T H E N A T IO N A L A S S O C IA
T IO N F O R T H E A D V A N C E M E N T O F CO LO R E D
P E O P LE, AMICUS CURIAE.
W illiam H. H astie,
T hurgood M arshall,
Counsel for
National Association for the
Advancement of Colored People
L eon A . R ansom ,
Washington, D. C.
M ilton R . K onvitz,
Newark, New Jersey.
Of Counsel.
I N D E X
PAGE
Preliminary S tatement_________________________________ 3
I. The lower Court committed error when it
attempted to interpret the language of the Act
by reference to debates in Congress__________ 6
II. The lower Court committed error when it con
sidered other legislation relating to separate
regiments___________________________________ 7
III. The lower Court committed error when it con
sidered the Act in the light of assumed or pro
jected consequences_________________________ 8
IV. Selection by racial quotas is “ discrimination”
within the meaning of the Act_________ 9
C o n c l u s i o n _____________________________________________________________ 11
*
Cases Cited
Commissioner of Immigration of Port of Netv York v.
Gottlieb, 265 U. S. 310____________________________ 7,9
Corona Coal Company v. United States, 263 U. S. 537 9
Greenport Basin <& Construction Co. v. United States,
260 U. S. 512_____________________________________ 8
Hirabayashi v. United States, 320 U. S. 81____________ 4, 9
Russell Motor Car Co. v. United States, 261 U. S. 514 7
United States v. Missouri Pacific Railroad Co., 278 U. S.
269 _______________________________________________ 6, 8
United States v. Standard Brewery, 251 U. S. 210_____ 6
IN' THE
intprem? (tort of tljr Inttrd Stairs
O ctober T erm , 1943
No. 941
U nited S tates of A merica ex rel.
W infred W illiam L y n n ,
Petitioner,
v.
Colonel J ohn W. D owner, Commanding
Officer at Camp Upton, New York
Respondent.
BR IEF O N B E H A L F O F T H E N A T IO N A L A S S O C IA
T IO N F O R T H E A D V A N C E M E N T O F CO LO R ED
P E O P LE , AMICUS CURIAE.
Preliminary Statement.
The National Association for the Advancement of
Colored People has been in existence for thirty-live years
as a membership organization consisting of hundreds of
thousands of members o f both the Negro and white races.
It is interested in the defense of the constitutional and legal
rights of Negroes. Its special interest in this case is appar
ent from the reference by Judge Clark in his dissenting
Opinion in the United States Circuit Court of Appeals
(R. p. 70) to the letter of the Secretary of the Association
to Senator Wagner, read by the Senator when he offered
his amendment to the Selective Training and Service- Act
relating to the prohibition of discrimination on account of
race or color.
3
4
This case is of central importance to the more than
thirteen million members of the Negro race in the United
States, and members of other minority races in the United
States, for it represents the second time in the history of
our country that the question of discrimination by the Fed
eral Government against a group of persons by reason of
their color or race, is presented to the United States Su
preme Court. In the case of Hirabayashi v. United States,1
the Court considered the question of the constitutionality
of the curfew order issued by the Commander of a West
Coast military area, which required all persons of Japanese
ancestry resident in the area to be in their places of resi
dence between a certain hour in the evening and a certain
hour in the morning. M r. Justice M urphy , in his concurring
opinion, said (p. I l l ) : “ Today is the first time, so far as
I am aware, that we have sustained a substantial restric
tion of the personal liberty of citizens of the United States
based upon the accident of race or ancestry. ’ ’ He said that
in his opinion the decision in that case “ goes to the very
brink of constitutional power” (p. 111).
We respectfully submit that the facts in the case sub
judice take the case beyond the brink of constitutional
power of the Federal Government.
The opinion of Judge S wan for the United States Cir
cuit Court of Appeals discusses at length the history of the
anti-discrimination provisions in the Selective Training and
Service Act. It was his view that the interpretation by the
Court of these provisions was borne out by the following
considerations:
1. The debates in Congress when the bills were pending;
1 320 U. S. 81.
5
2. The Arm y’s history of separate regiments of whites
and Negroes; and
3. The contention that selection by racial quotas was
made necessary by segregation in training, and that doing
away with the former may lead to confusion with respect to
the latter.
We submit that the Court committed error by consider
ing the foregoing matters; for the statutory provisions
against discrimination in the selection and training of men
under the Selective Training and Service Act are entirely
free from any ambiguity or uncertainty. The Act prohibits
“ discrimination” , and discrimination means nothing more
nor less than differentiation or distinction. The separation
of races means a distinction between the races, a differenti
ation in treatment between the races, discrimination be
tween the races.
The essence of the Selective Service scheme is a selec
tion of individuals by lot, each to be called for military ser
vice in order determined solely by chance. The separate
listing of Negro and white registrants and separate calls
under racial quotas as now practiced and admitted on the
present record, substitutes for the operations of chance, as
contemplated by the Act, the will o f the persons administer
ing the Act as to whether persons selected on any and every
call shall be of one race or another. This is more than
racial discrimination. It is racial discrimination in viola
tion of the basic policy and theory of Selective Service
legislation.
6
I.
The lower Court committed error when it attempted
to interpret the language of the Act by reference to
the debates in Congress.
It is well-settled that the intention of Congress is to be
ascertained primarily from the language used in the statute.
In United States v. Standard Breweryfi Mr. Justice Day
said:
“ Nothing is better settled than that, in the con
struction of a law, its meaning must first be sought
in the language employed. I f that be plain, it is the
duty of the courts to enforce the law as written, pro
vided it be within the constitutional authority of the
legislative body which passed it.”
In United States v. Missouri Pacific Railroad Co.fi Mr.
Justice B u t l e r said:
“ It is elementary that where no ambiguity exists
there is no room for construction. * * * Appellants
seek to support the view for which they contend by
some of the legislative history of the enactment and
especially by explanatory statements made by Sena
tor Elkins in connection with the report of the ma
jority of the Senate committee submitting the bill for
the act in question. Where doubts exist and con
struction is permissible, reports of the committees of
Congress and statements by those in charge of the
measure and other like extraneous matter may be
taken into consideration to aid in the ascertainment
of the true legislative intent. But where the language
of an enactment is clear and construction according
to its terms does not lead to absurd or impracticable
consequences, the words employed are to be taken as
2 251 U. S. 210, at p. 217.
3 278 U. S. 269, at p. 277.
7
the final expression of the meaning intended. And in
such cases legislative history may not be used to sup
port a construction that adds to or takes from the
significance of the words employed” .*
The language of the Act is not of doubtful meaning;
adherence to the letter of the law would not lead to injustice
or absurdity or to contradictory provisions. Under the
circumstances the lower Court committed error when it at
tempted to interpret the language of the Act by reference
to the debates in Congress.
II.
The lower Court committed error when it con
sidered other legislation relating to separate regiments.
Since the language of the Act is not uncertain or am
biguous, the lower Court committed error when it gave con
sideration to what it assumed to be the general policy of
Congress as disclosed by the course of legislation relating
to the Arm y’s history of separate regiments of whites and
Negroes; for the rule requiring statutes in pari materia to
be construed together is a rule of construction that is to be
applied as an aid in determining the meaning of a doubtful
statute and cannot be invoked where the language of the
statute is clear and unambiguous. 4
4 Italics supplied.
See als'o:
Russell Motor Car Co. v. United States, 261 U. S. 514,
at p. 522;
Commissioner of Immigration of Port of New York v.
Gottlieb, 265 U. S. 310.
8
As was said by Mr. Justice B r a n d e is in Greenport Basin
& Construction Co. v. United States:5 “ As the language of
the Act is clear, there is no room for the argument of plain
tiff drawn from other * * * measures.”
III.
The lower Court committed error when it con
sidered the Act in the light of assumed or projected
consequences.
Since the language of the Act adequately expresses the
intention of Congress, it must be given effect regardless of
any assumed consequences, and the lower Court committed
error when it considered what effect, what inconvenience or
hardship, a construction other than that adopted by it might
cause. A breakdown of segregation in selection may or may
not lead to a breakdown of segregation in training. In the
absence of any ambiguity in the language of the Act it is
not for the Court to speculate what may be the consequences
of a decision that the setting up of racial quotas for the
selection of men is a violation of the Selective Training and
Service Act.
It was said by the Court in United States v. Missouri
Pacific Railroad Co., supra:
“ The language of that provision is so clear and
its meaning so plain that no difficulty attends its con
struction in this case. Adherence to its terms leads
to nothing impossible or plainly unreasonable. We
are therefore bound by the words employed, and are
not at liberty to conjure up conditions to raise doubts
in order that resort may be had to construction. It
is elementary that where no ambiguity exists there is
no room for construction. Inconvenience or hard
ships, if any, that result from following the statute as
5 260 U. S. 512, at p. 516.
9
written, must be relieved by legislation. * * * Con
struction may not be substituted for legislation.” 6 * 8
IV.
Selection by racial quotas is “ discrimination” with
in meaning of the Act.
The position taken by the petitioner in the case sub
jtidice with respect to the meaning of the term “ discrimina
tion” as used in the Act, is supported by the opinion of Mr.
Chief Justice S t o n e in the Hirabayashi case, supra. Said
the Chief Justice (p. 100):
“ Distinctions between citizens solely because of
their ancestry are by their very nature odious to a
free people whose institutions are founded upon the
doctrine of equality. For that reason, legislative
classification or discrimination based on race alone
has often been held to be a denial of equal protec
tion.”
It will be noted that in the above passage the Chief
Justice spoke of discrimination in the sense of “ distinc
tions between citizens ’ ’.
In the same case Mr. Justice M ubphy, in a concurring
opinion, said (p. 110):
“ Distinctions based on color and ancestry are
utterly inconsistent with our traditions and ideals.
They are at variance with the principles for which we
are now waging war. We cannot close our eyes to
the fact that for centuries the Old World has been
6 278 U. S. 269, at pp. 277-278.
See also:
Commissioner of Immigration of the Port of New York v.
Gottlieb, supra, at p. 313;
Corona Coal Company v. United States, 263 U. S. 537,
p. 540.
1 0
torn by racial and religious conflicts and has suffered
the worst kind of anguish because of inequality of
treatment for different groups. * * * To say that any
groups cannot be assimilated is to admit that the
great American experiment has failed, * *
Note should be taken of the fact that Mr. Justice Mub-
p h y , too, in the above passage spoke of “ distinctions based
on color and ancestry ’ ’ and not discrimination; for discrimi
nation means “ distinction based on color and ancestry” .
It is apparent from the opinions of the various Justices
in the Hirabayashi case that the curfew order was sustained
only because of the critical military situation which pre
vailed on the Pacific Coast in the Spring of 1942, and the
urgent necessity of taking immediate action to forestall
sabotage and espionage. The opinion of the Chief Justice
narrowly limits the scope of the decision to the facts in that
case (p. 102).
In the instant case no critical military situation exists
which necessitates the selection of men for the armed forces
through quotas based on race distinctions. Furthermore,
the Act of Congress clearly prohibits such differentiation on
the basis of race or color— a situation entirely different
from that of the Hirabayashi case, where a military order
was made which expressly distinguished between one race
and another, and this order was validated by an express Act
of Congress; and even there the Court held that the order
and the Act of Congress came to the very brink of constitu
tional power.
1 1
Conclusion.
It is respectfully submitted that the judgment of the
Circuit Court of Appeals should be reversed, and petitioner
should be discharged.
Respectfully submitted,
W illiam H. H astie,
T hubgood M arshall,
Counsel for the National Association
for the Advancement of Colored People
L eon A. R ansom ,
Washington, D. C.
M ilton R. K onvitz,
Newark, New Jersey.
Of Counsel.
L a w y e r s P ress, I nc., 165 William St., N. Y. C.; ’Phone: BEekman 3-2300
IN THE
i>upmtte dmtrt of % Ilmtib
O ctober T eem , 1943
No. 941
U nited S tates op A merica ex rel.
W inifred W illiam L y n n ,
Petitioner,
v.
Colonel J ohn W. D owner, Commanding Officer at
Camp Upton, New York,
Respondent.
\ .
BRIEF O N B E H A L F O F T H E N A T IO N A L A S S O C IA T IO N
FO R T H E A D V A N C E M E N T O F C O LO R E D PEOPLE,
AMICUS CURIAE, O N P E T IT IO N F O R R E H E A R IN G OF
A P P L IC A T IO N F O R W R IT O F C E R T IO R A R I.
The petition for certiorari was denied on the ground that
the cause is moot, because petitioner was no longer in the
custody of Colonel John W. Downer, respondent. The rea
son offered for the denial of petition for certiorari has be
wildered the millions of Negroes and other citizens whose
interest in this case has been manifested repeatedly.
The proceedings were for a writ of habeas corpus, the
right to which is fundamental to personal liberty. The
sources of the writ go back to the earliest struggles for
freedom. The writ establishes the basic right of freedom
from unlawful detention. The constitutional provision re
lating to this writ is a mandate to the judiciary that no man
2
shall be deprived of his liberty without a hearing or without
legal cause. Since habeas corpus is a writ of right (Stevens
v. McClaughry, 207 F. 18, C. C. A. 8), it may he issued even
upon very informal application (Chase v. State, 93 Fla. 963,
113 S. 103), and the proceedings are to be free from techni
calities (Kay v. Carr, 88 F. (2d) 297, C. C. A. 9). But here
this Honorable Court has denied relief upon the most tech
nical of grounds, a change in the personnel of the command
to which petitioner was subject—an event over which peti
tioner had not the faintest control. The constitutional prohi
bition against suspension of the privilege of the writ has
thus been patently nullified by permitting the army to avoid
responsibility by a mere change in command. Petitioner and
all others similarly circumstanced asked for a decision in
this case on the merits of the questions presented. It is
respectfully submitted that such a decision should be af
forded them.
Respectfully submitted,
W illiam H . H astie,
T hubgood M abshall,
Counsel for National
Association for the Advance
ment of Colored People
L eon A. R ansom,
Washington, D. C.
M ilton R . K onvitz,
Newark, New Jersey.
Of Counsel
(E m trt n f tty? U n ttefc S t a t e s
October T erm , 1943
1 st t h e
No. 941
U nited States of A merica ex rel.
W infred W illiam L y n n ,
v.
Petitioner,
Colonel J ohn W. D owner, Commanding Officer at
Camp Upton,, New York,
Respondent.
P E T IT IO N F O R R E H E A R IN G O F A P P L IC A T IO N FOR
W R IT O F C E R T IO R A R I
A rthur Garfield H ays,
Gerald W eatherly,
Counsel for Petitioner.
INDEX
PAGE
I—The issues herein are not moot, and a new re
spondent may be brought in “ at any stage of
the action” ; hence the cause is not m o o t .......... 2
II—Because the same state of facts now presented
by the Government existed when this cause was
argued in the Circuit Court of Appeals, and a
new respondent could then have been brought
in, the Government, by failing to urge the
claimed mootness there, has waived the right to
claim it here .............................................................. 9
III— The writ of habeas corpus cannot be evaded by
passing the body of the petitioner from one cus
todian to another ...................................................... 10
IV— The cases cited by the Government are wholly
inapplicable ................................................................ 15
Conclusion ............................................................................. 19
Cases C ited
Barnardo v. Ford, (1892) A. C. 326 .............................. 11
Barry, Matter of, 136 IT. S. 597 ............................. 8
Bowen v. Johnston, 306 U. S. 19 .................................... 19
Bryant v. Zimmerman, 278 U. S. 6 3 .............................. 7
Catanzaro, Ex parte, 138 F. 2d 100, cert. den. March
27, 1944 ..................................................................4,14,15
Falbo v. United States, 320 U. S. 549 .......................... 4
Fisher v. Baker, 203 IT. S. 1 7 4 ....................................... 18
Fong Yim, Ex parte, 134 F. 938 ....................................6,13
Holmes v. Jennison, 14 Pet. 540 ................................... 7
Jackson, Matter of, 15 Mich. 417 ........................6,12,15,19
Johnson v. Hoy, 227 U. S. 245 ....................................... 18
Jones v. Biddle, 131 F. 2d 853, cert. den. 318 U. S. 784 3
Jung Woon Kay v. Carr, 88 F. 2d 297 ........................ 5
11 INDEX
PAGE
Mississippi, State of v. Johnson, 4 Wall. 475 .............. 3
McGowan v. Moody, 22 App. D. C. 1 4 8 ........................ 2, 3
Nichols v. Cornelius, 7 Ind. 6 1 1 ...................................... 9
People ex rel. Billotti v. N. Y. Asylum, 57 App. Div.
383 ................................................................................... 6,13
People ex rel. Dunlap v. New York Asylum, 58 App.
Div. 133 ......................................................................... 6,13
Queen v. Barnardo, L. R. 24 Q. B. Div. 283, a ff ’d,
Barnardo v. Ford (1892), A. C. 326 .................... 11,15
Rex v. Crewe, [1910] 2 K. B. 576 .................................. 4, 6
Rivers v. Mitchell, 57 Iowa 1 9 3 ...................................... 6,13
Sanders v. Allen, 69 App. D. C., 307 ............................ 6,13
Simmons v. Georgia Iron & Coal Co., 117 Ga. 305 . .3,7, 9
Stallings v. Splain, 253 U. S. 339 .................................. 17
Tornello v. Hudspeth, 318 U. S. 792 ............................ 17
United States v. Davis, 5 Cranch C. C. 622 .............. 6,13
United States ex rel. Innes v. Crystal,, 319 U. S. 755 16
Wales v. Whitney, 114 U. S. 564 .................................. 18
Weber v. Squier, 315 U. S. 8 1 0 ...................................... 16
Weil, Ex parte, 317 U. S. 597 ...................... ................... 17
Zimmerman v. Walker, 319 U. S. 744 .......................... 16
S tatutes and R ules C ited
28 U. S. C. A. Sec. 455 .............. ........................................ 4
16 Car. I, c. 10, sec. 8 ........................................................ 4
U. S. Rules of Civil Procedure,
Rules: 21, 25, 81 (a) (2) .......................................... 5,6
Rules of the U. S. Circuit Court of Appeals for the
Second Circuit,
Rule 31 .......................................................................... 15
O t h e r A u t h o r i t i e s
Ferris on Extraordinary Legal Remedies (1926), page
28, Sec. 10 .................................................................... 8
I n t h e
#upmup Court of ttir Ituitrti Btatia
October T erm , 1943
No. 941
♦
U nited States of A merica ex rel.
W infred W illiam L yn n ,
v.
Petitioner,
Colonel J ohn W. D owner, Commanding Officer at
Camp Upton, New York,
Respondent.
------------1-----------
PE TITIO N F O R R E H E A R IN G O F A P P L IC A T IO N FOR
W R IT O F C E R T IO R A R I
To the Honorable the Supreme Court of the United States:
The petitioner herein, Winfred William Lynn, respect
fully petitions this Honorable Court for a reconsideration
of his petition for a writ of certiorari to review the judg
ment of the United States Circuit Court of Appeals for
the Second Circuit, which affirmed on February 21, 1944,
the order of the United States District Court for the
Eastern District of New York dismissing, after a hearing,
his petition for a writ of habeas corpus. The petition for
the writ of certiorari was denied by order entered May
29, 1944, “ on the ground that the cause is moot, it ap
pearing that petitioner no longer is in respondent’s cus
tody, U. S. ex rel. Innes v. Crystal, 319 U. S. 755, and
cases cited.”
2
Counsel’s reason for filing this petition is that they
most earnestly feel that, perhaps by reason of their lack
of time to answer the contention of mootness which was
unexpectedly and for the first time presented by respond
ent’s memorandum in this Court,, and perhaps by reason
of inadequate presentation of the question by the peti
tioner in United States ex rel. Innes v. Crystal, 319 U. S.
755,# cited by this Court in this case, this Court fell into
what counsel conceive to be an error which constitutes a
grievous injustice to petitioner and his people, as well as
an appalling precedent.
It is because counsel are so earnestly and so deeply-
alarmed by- the precedent which this court’s decision here
in creates, and by its implications, that they are impelled
to present the following considerations:
POINT I
The issues herein are not moot, and a new respond
ent may be brought in “ at any stage of the action” ;
hence the cause is not moot.
It is self-evident that the grievance, the wrong, and the
issues in this cause still continue. Petitioner is still in
the United States Army by virtue of the same induction
adjudicated in the Courts below. This is not denied by
the Solicitor General. The only reason why it is con
tended that the cause is moot is that the nominal respond
ent no longer has any interest in the controversy. It is
evident, however, that Col. Downer, in whose custody the
petitioner indubitably- was at the time the writ herein was
served, is not the real party in interest. The real re
spondent is in fact either the Government of the United
States, or the President of the United States. See Mc
Gowan v. Moody (1903), 22 App. D. C. 148, 163-4. The
President, nevertheless, cannot be sued as such. See State *
* The report indicates that in the Innes case the petitioner was not repre
sented by counsel.
3
of Mississippi v. Johnson, 4 Wall. 475, 500. Therefore Col.
Downer was served with the writ as the mere agent of the
President, merely as “ the person in whose custody the
party is detained” (28 U. S. C. A. § 455). But he is
in no sense a real party to the cause. See Simmons v.
Georgia Iron & Coal Co. (1903), 117 Ga. 305, 309-310.
Indeed, it is rather clear, under the American authori
ties as they now stand, that Col. Downer was the only
person on whom the writ could properly have been served
in this case.
Thus in McGowan v. Moody (1903), 22 App. D. C. 148,
it was held that a naval prisoner in Guam, a member of
the Marine Corps, was not in the custody of the Secre
tary of the Navy; that the writ of habeas corpus was
improperly directed to the Secretary; and that the pris
oner was in fact under only the President’s control. The
Court said at pages 163-4:
“ * * * The prisoner is not in the actual custody of
the Secretary. The allegation that he is restrained
by the agents and subordinates of the Secretary, and
is within his control, through the custody of a person
unknown, who exercises his authority under the
orders of the Secretary, is a conclusion of law. We
must take judicial notice of the powers and duties of
the Secretary under the Constitution and laws. The
officers of the Navy are not his agents. They, like
the Secretary himself, are the agents and representa
tives of the President of the United States, who is the
Commander-in-Chief of the Army and Navy. The
officers in command of the island of Guam are sub
ject to his orders. Any authority which the Secretary
may exercise over them is solely as the representative
of the President, in his name, and as the organ of
his will. United States ex rel. Brown v. Root, 18 App.
D. C. 239, 242.
“ The power to relieve the prisoner, or to produce
him in obedience to the writ, is in the President, and
not in the Secretary of the Navy. * * * ”
Again, in Jones v. Biddle (C. C. A. 8th, 1942), 131 F.
2d 853, certiorari denied, 318 U. S. 784, re-hearing denied
4
319 U. S. 780, 784, 785, it was held that a writ of habeas
corpus questioning Jones’ imprisonment in ,a federal peni
tentiary was improperly addressed to the Attorney Gen
eral, and should have been addressed to the warden of
the prison wherein the prisoner was confined; that,
though the Attorney General is the supervisor of federal
prisons, he has not the custody of the prisoners therein.
Hence Jones was denied relief, and Attorney General
Biddle’s return that Jones was not in his custody was
upheld.
It is thus to be seen that particularly the federal courts
have most narrowly construed the provision of the statute
(28 U. S. C. A. § 455) that “ the writ shall be directed
to the person in whose custody the party is detained.”
Without stopping to discuss here whether that con
struction is erroneous (compare Rex v. Crewe, [1910] 2
K. B. 576, at pages 592-3, 604-5, 618 and 629),* we point
out the alarming position in which this Court’s decision
in the case at bar, together with the decisions just cited,
places the present petitioner and all others similarly sit
uated. In order to question the legality of his order to
report for induction, petitioner had to wait until he was
inducted (R. 5, 26; Ex parte Catanzaro, C. C. A. 3rd,
138 F. 2d 100, certiorari denied March 27, 1944; Falbo
v. United States, 320 U. S. 549). He was bound to direct
the writ to the respondent Col. Downer, “ to the person
in whose custody the party is detained,” under the
statute as thus narrowly construed by the federal courts.
He did so. Col. Downer was subsequently retired
from the Army and is no longer Commanding Officer at
* There at least two o f the three Lords Justices expressed the opinion, under
the Habeas Corpus Act of 1640, 16 Car. I, c. 10, sec. 8, which is similar to ours
in specifying the persons to whom the writ shall be directed, that the writ
could properly issue from a court in England to His Majesty’s Secretary of
State for the Colonies to test the legality o f imprisonment in Africa, by order
o f the High Commissioner o f an African protectorate o f England, o f an
African tribesman. It was also held that the court in England had jurisdiction
o f the case on writ o f habeas corpus.
5
Camp Upton, as pointed out on page 9 of respondent’s
memorandum; and petitioner has been placed under an
other commander. These are matters over which peti
tioner obviously had no control. This court then dis
missed Ms application “ on the ground that the cause is
moot, it appearing that petitioner no longer is in respond
ent’s custody.”
A
It requires no citation of authority (see Jung Woon
Kay v. Carr, C. C. A. 9th, 88 F. 2d 297, 298) to show that
habeas corpus proceedings are generally to be free of
technicalities. Yet this court has applied to the present
habeas corpus proceeding—a proceeding, we take the
liberty of saying, of national and transcendent importance,
“ affecting,” as we said in our petition, “ not only the
liberties, sensibilities, and self-respect of the thirteen
million Negroes of the country, but also the liberties of
all others,” —in such a case this Court has applied, so
as to terminate petitioner’s application, a rule which we
do not believe would be applied in any ordinary civil
case.*
Suppose Col. Downer had died or had been merely re
placed. Under the most elementary rules the cause would
not abate. A new party defendant, his successor, Would
simply be substituted and the cause would go on as be
fore.*
So, in the present situation, the cause being before the
courts, the facts and law having been fully developed, and
the Government of the United States being the real party
in interest, there is no reason why some other army officer
who is in control of petitioner, “ who has such control
over the imprisonment that he could order the release of
* United States Rules of Civil Procedure, Rule 25, copied in Appendix E
hereof; especially subdivision (d ) thereof, relating to death or separation from
office of public officers.
the prisoner” (Vaughan Williams, L. J., in Rex v. Crewe,
supra, [1910] 2 K. B. 576, at pages 592-3, 604-5; substan
tially concurred in by Farwell, L. J., at page 618 and
Kennedy, L. J., at page 629), and who is in that sense Col.
Downer’s successor, cannot be made a party hereto; and
the cause could then proceed as before. Rule 21* of the
Federal Rules of Civil Procedure provides in part as
follows:
“ Parties may be dropped or added by order of the
court on motion of any party or of its own initiative
at any stage of the action and on such terms as are
just.”
And by Rule 81 (a) (2) ** these rules are made applicable
to appeals in habeas corpus proceedings.
In any event, in view of this Court’s national terri
torial jurisdiction, if the Judges’ opinions in Rex v.
Crewe, supra, are correct, *** this Court could issue a writ
of habeas corpus in aid of its appellate jurisdiction in
this cause, which is properly before it, to the higher army
officer who at present “ has such control over the im
prisonment that he could order the release of the
prisoner.”
6
* Copied in Appendix A hereof.
** Copied in Appendix B hereof.
*** See Sanders v. Allen (1937), 69 App. D. C. 307, where it was held that
prisoners in the District o f Columbia workhouse at Occoquan, Virginia, are in
the custody o f the Commissioners of the District o f Columbia, so that the writ
o f habeas corpus was properly addressed to them, the court (quoting Cooley,
J., in Re Jackson, IS Mich. 417) saying at page 308:
“ The place of confinement is therefore not important to the relief,
if the guilty party is within reach of process, so that by the power
o f the court he can be compelled to release his grasp.”
It is true that the court said at page 309 that “ the problem here is local
and has no relation to federal procedure generally,” but we submit that the
principle cannot be thus limited. See a lso :
Matter o f Jackson, IS Mich. 417 (Cooley, J.) ;
Rivers v. Mitchell, 57 Iowa 193;
People ex rel. Billotti v. N. Y. Asylum, 57 App. Div. 383;
People ex rel. Dunlap v. New York Asylum, 58 App. Div. 133;
United States v. Davis, S Cranch. C. C, 622;
E x parte Fong Yim (D . C. N. Y .), 134 F. 938.
7
B
Taking higher ground, however, we most respectfully
urge that in arriving at its present decision in the case
at bar this Court has tragically misapprehended the na
ture of the writ of habeas corpus.
While the issuance of the writ of habeas corpus has
for some purposes,, to prevent a failure of justice, been
considered as a civil action or suit (Holmes v. Jennison,
14 Pet. 540; Bryant v. Zimmerman, 278 U. S. 63, 70), it
is in reality, and even technically, in no sense a mere suit
between private parties. It is analogous to a proceeding
in rem and is instituted for the sole purpose of having
the person restrained of his liberty produced before the
Judge, in order that the cause of his detention may be
inquired into and his status fixed. It is an inquisition by
the Government, at the suggestion and instance of an in
dividual, but still in the name and capacity of the
Sovereign. Says the Supreme Court of Georgia, in Sim
mons v. Georgia Iron and Coal Co. (1903), 117 Ga. 305
(quoting Church on habeas corpus, §88), at page 309:
“ * * * It was not a proceeding in a suit, but was a
sumary application by the person detained. No party
to the proceeding was necessarily before or repre
sented before the judge,, except the person detaining,
and that person only because he had the custody of
the applicant, and was bound to bring him before the
judge to explain and justify, if he could, the fact of
imprisonment. It was, as Lord Coke described it,
festinum remedium. # * *”
The Court continued:
“ * * * While instances may arise where it is im
portant to determine whether it is a civil or criminal
proceeding it can never be accurately characterized
as a technical suit or action. See, in this connection,
15 Am. & Eng. Enc. L. 157-8; 2 Spell. Ex. Rel. § 1161.
It may be analogized to a proceeding in rem, and is
8
instituted for the sole purpose of having the person
restrained of his liberty produced before the judge,
in order that the cause of his detention may be in
quired into and his status fixed. The person to whom
the writ is directed makes response to the writ, not
to the petition. 9 Enc. P. & P. 1035. When an an
swer is made to the writ, the responsibility of the
respondent ceases. See, in this connection, Barth v.
Clise, 79 U. S. (12 Wall.) 400. The court passes
upon all questions, both of law and fact, in a sum
mary way. The person restrained is the central figure
in the transaction. The proceeding is instituted solely
for his benefit. It is not designed to obtain redress
against anybody, and no judgment can be entered
against anybody. There is no plaintiff and no de
fendant, and hence there is no suit in the technical
sense. The judgment simply fixes the status of the
person for whose benefit the writ was issued; and
while any one disobeying the judgment may be dealt
with as for a contempt, the judgment does not fix
the rights of any one interested, further than to de
clare that the person detained must be restored to
liberty. The respondent, in his answer to the writ,
seeks simply to justify his conduct and relieve him
self from the imputation of having imprisoned with
out lawful authority a person entitled to his liberty.
He comes to no issue with the applicant for the writ.
He answers the writ. The applicant may traverse
the answer and thus take issue with the respondent
as to the truth or legal effect of the facts which he
sets up. I f upon an investigation into the matter it
appears that the detention was without color of au
thority, the person detained will, of course, be dis
charged, and he may bring a civil action for dam
ages, or prosecute the person by whom he was re
strained of his liberty for false imprisonment. But
the proceeding itself is not in any sense a suit be
tween the applicant and the respondent.”
See also:
Matter of Barry, 136 U. S. 597 (see 594);
Ferris on Extraordinary Legal Remedies (1926),
page 28, sec. 10.
9
Acting on this reasoning, the Court in Simmons v.
Georgia Iron & Coal Co., 117 Ga. 305, just quoted, held
that though the writ in that case was improperly ad
dressed to a corporation, nevertheless the Court should
consider the cause. The Court said at pages 319-320:
“ * * * But these views are not of serious moment
now; for, applying the rule of liberal construction
heretofore referred to, we think the writ may be
treated as directed to the individuals concerned in
the illegal restraint of the prisoner. It was directed
to the agents of the corporation, and served upon one
of such agents, who responded and, presumably,
brought the prisoner into court; and hence the irregu
larity in the address of the writ presented no obstacle
to an inquiry into the cause of the restraint.”
Similar considerations, we believe, governed the Court
in Nichols v. Cornelius, 7 Ind. 611. There it was con
tended that the writ of habeas corpus was improperly
addressed to and served on the appellant because he was
“ an agent only of the State of Kentucky, which, if any
one, is the real party.” The Court, however, said (p.
612):
“ It is of little consequence who are made parties
in cases of this kind.”
POINT II
Because the same state of facts now presented by
the Government existed when this cause was argued
in the Circuit Court of Appeals, and a new respond
ent could then have been brought in, the Govern
ment, by failing to urge the claimed mootness there,
has waived the right to claim it here.
It will be observed from page 9 of respondent’s memo
randum that, so far as clearly appears, the last transfer
of petitioner by the Army occurred October 22, 1943.
The case was argued in the Circuit Court of Appeals
1 0
December 8, 1943, and decided February 2, 1944 (E. 63,
fol. 63).
Notwithstanding these facts, the Government filed a
brief in the Circuit Court of Appeals, argued the cause,
and, as stated on page 9 of respondent’s memorandum
in this Court, “ No suggestion of possible mootness was
made to the Circuit Court of Appeals.’ ’ This being true,
and the question being at most merely a question o f the
absence of a proper party to the proceeding, we believe
no citation of authority is necessary to show that the
Government waived the question by failing to raise it in
the Circuit Court of Appeals.
POINT III
The writ of habeas corpus cannot be evaded by
passing the body of the petitioner from one custodian
to another.
In addition to the facts already stated, although the
correspondence does not appear in the record, petitioner’s
counsel on November 6, 1943, and again on January 27,
1944, wrote to Army officers in general control of peti
tioner advising them of the pendency of petitioner’s ap
peal in this case and suggesting that it would be inad
visable to send him out of the United States. In the
letter of November 6, 1943, counsel said in part:
“ Furthermore, it is most probable that one side or the
other will carry the case to the Supreme Court of
the United States, because of the vital issue in
volved. ’ ’
On November 20, 1943, Brigadier General Eeynolds,
Chief Staff Corps Director, Military Personnel Division,
replied in part:
“ There is no indication that the unit to which Private
Lvnn is assigned will be dispatched overseas during
1943.’ ’
1 1
Counsel’s letter of January 27, 1944, referred to the
previous correspondence by dates, and again suggested
the inadvisibility of sending petitioner out of the country.
On February 9, 1944, Major General Ulio, Adjutant Gen
eral, replied in part:
“ Due consideration has been given to the request con
tained in your letter of 27 January, as well as to
previous requests in this matter. * * * Should the
unit to which he is assigned be ordered to proceed
outside the Continental United States and he is quali
fied for the duties to which assigned, he will not be
removed from his unit.”
The full correspondence is copied in Appendix C of this
petition.
The transfer of petitioner out of the United States was
an attempted evasion, intentional or otherwise, of the
jurisdiction of this Court; and precedent is not wanting
to show that in such a situation this Court still has juris
diction.
In The Queen v. Barnardo, L. R. 24 Q. B. Div. 283, af
firmed by the House of Lords in Barnardo v. Ford, (1892)
A. C. 326, it was shown that, after the respondent had
been advised by letter that a writ of habeas corpus would
be applied for to recover custody of the child there in
volved, the respondent sent the child out of the country to
Canada. On application being made for the writ of
habeas corpus, the respondent answered a rule to show
cause why the writ should not issue by making affidavit
that the child was no longer in his custody even at the
time the writ was first applied for and that respondent
did not know the child’s whereabouts, had no control over
him, and could not produce him.
The Court of Appeal (Lord Esher, M. R., and Fry, L. J.,
affirming the decision of Lord Coleridge, C. J., and Bowen,
L. J.) held, after thorough consideration, that the writ of
habeas corpus should nonetheless issue to the respondent,
commanding Mm to produce the child.
1 2
Lord Esher, M. R., referring to an earlier decision of
that Court, said at pages 295-6:
“ * * * ‘ where the Court can collect from the writ
and return that the party has been in illegal custody
at a period antecedent to the issuing of the writ, it
will not rest satisfied with the stereotyped form that,
at the issuing of the writ or at any time since, the
party has not been in his possession, custody, or
power, but will insist on the person to whom the
writ is directed producing the party or shewing that
he has lawfully discharged himself of such custody.’
It seems to me that the meaning of that must be that
the fact that the person to whom the writ is to be
addressed has illegally parted with the custody of the
child even before the application for the writ is no
reason why the writ should not issue.”
Fry, L. J., said at pages 299-300:
“ I entirely agree with what the Lord Chief Justice
said on this head in the Court below. He said, re
ferring to the argument for the appellant, ‘ It is con
trary to good sense, because a person would then
only have to break the law and say, “ You cannot put
the law in force against me because I have broken
i t” ; a man would only have to take care beforehand
to prevent himself from being able to obey a writ, if
lie thought he was coming to tell the Court so, and
they could not issue the writ because the person had
already prevented his being able to return to it. He
would be able to laugh in the face of the Court and
to reduce the power and jurisdiction of the Court to
almost nothing.’ I f there be reason to believe that an
illegal act has been done in order to defeat the antici
pated process of the Court, and that on the issue of
the writ, the person will ultimately be produced, then,
in my opinion, the writ ought to go .”
A similar set of facts was presented in Matter of Jack-
son, 15 Mich. 417. In that case there had been litigation
in a guardianship proceeding to determine the proper
custody of the child, Samuel W. Jackson. Before the
writ of habeas corpus was applied for, the respondent
sent the child out of Michigan into Canada. In his return
1 o I d
to the writ of habeas corpus, the respondent said in part:
“ that the child was not, when the writ was applied for,
and had not been since, and was not now under the cus
tody or control of the respondent.”
Since it appeared that the Canadian Courts had ap
pointed as the child’s guardian the person in whose cus
tody the child was in Canada, the proceedings were dis
missed for that reason, and the Court were equally
divided on the question whether they had any jurisdiction
of the proceeding and to compel the respondent to pro
duce the child. Mr. Justice Cooley, however, with whom
Mr. Justice Christiancy concurred, in an elaborate opin
ion beginning on page 433 held that the Michigan Court
did have jurisdiction and that the sending of the child
out of Michigan even before the writ of habeas corpus
was applied for was an evasion of the Court’s jurisdic
tion.
Judge Cooley said, at page 439:
“ The important fact to be observed in regard to
the mode of procedure upon this writ is, that it is di
rected to, and served upon, not the person confined,
but his jailer. It does not reach the former except
through the latter. The officer or person who serves it
does not unbar the prison doors, and set the prisoner
free, but the court relieves him by compelling the op
pressor to release his constraint. * * * The place of
confinement is therefore not important to the relief,
if the guilty party is within the reach of process, so
that by the power of the court he can be compelled
to release his grasp.”
See also:
Sanders v. Allen, 69 App. D. C. 307, 308;
United States v. Davis, 5 Cranch. C. C. 622;
Rivers v. Mitchell, 57 Iowa 193;
People ex rel. Billotti v. N. Y. Asylum, 57 App.
Div. 383;
People ex rel. Dunlap v. New York Asylum, 58
App. Div. 133;
Ex parte Fong Yim (D. C. N. Y .), 134 F. 938.
14
Considering these authorities, we submit that respond
ent’s interpretation of the opinion of the Circuit Court of
Appeals in Ex -parte Catanzaro, 138 F. 2d 100, certiorari
denied, March 27, 1944, is incorrect. There, pending ap
peal from the denial of his application for a writ of
habeas corpus the appellant had been convicted of a vio
lation of the Selective Service Act and had been trans
ferred from the custody of the United States Marshal to
the federal penitentiary at Lewisburg, Pa. In holding
that the case was not thereby rendered moot, the court
said at page 101:
“ Furthermore, we do not believe that passing about
of the body of a prisoner from one custodian to an
other after a writ of habeas corpus has been applied
for can defeat the jurisdiction of the Court to grant
or refuse the writ on the merits of the application.
It is a general rule of law that where one has become
subject to the jurisdiction of a court, the jurisdiction
continues in all proceedings arising out of the litiga
tion such as appeals and writs of error. 1 Beale,
The Conflict of Laws (1935) §76.1. * * * ”
Respondent’s memorandum at pages 11 and 12 im
pliedly admits that the writ of habeas corpus cannot be
evaded by “ the deliberate ‘ passing about of the body of
a prisoner from one custodian to another after a writ of
habeas corpus has been applied for ,’ ” and that such con
duct cannot “ ‘ defeat the jurisdiction of the Court to
grant or refuse the writ on the merits of the applica
tion.’ ” The Government continues, however, at page 12:
“ But where, as here, the termination of respondent’s
custody of petitioner was authorized by the order dis
charging the writ, and was not in violation of any
other court rule or order, we believe that there has
ceased to be any controversy between petitioner and
respondent, and, therefore, we respectfully suggest
that the case is moot.”
The Government also suggests (respondent’s memoran
dum, p. 9) that petitioner should have sought an order
15
from the District Court or the Circuit Court of Appeals
requiring that he be retained in respondent’s custody or
otherwise within the jurisdiction of the Court; and the
Government attempts to make a fine-drawn distinction
based on the difference between the wording of para
graphs one and two of Buie 31 of the United States Cir
cuit Court of Appeals for the Second Circuit (printed in
Appendix D hereof), depending on whether the writ of
habeas corpus has been refused or discharged by the
court below. Thus the Government attempts to distin
guish from the case at bar the decision of the Circuit
Court of Appeals for the Third Circuit in Ex Parte
Catanzaro, 138 F. 100, 101.
Considering, however, the law as evidenced by the de
cisions in The Queen v. Barnardo, supra, 24 Q. B. Div.
283, Matter of Jackson, supra, 15 Mich. 417, and the other
cases above cited, we think all these distinctions are
shown to be unfounded and are sufficiently disposed of
without further argument. It is inconceivable that the
great and liberal principles of the law and privilege of
the writ of habeas corpus can be restricted by the mere
procedural rules of the Circuit Court of Appeals, even if
the wording of those rules can be said to support the
Government’s argument. That petitioner has been trans
ferred to a new custodian is simply immaterial, we sub
mit, in view of the nature of habeas corpus proceedings,
and does not render the cause moot.
POINT IV
The cases cited by the Government are wholly in
applicable.
The destruction of the Government’s contention that
this cause is moot is completed, we submit, by the fol
lowing analysis of all the cases cited in support thereof
by the Government, and which shows that none of those
16
eases is in point. In the light of the authorities we have
cited, it is not strange that this is so.
In United States ex rel. Innes v. Crystal, 319 U. S. 755,
cited, by this court in its order in the case at bar, the facts
were, so far as we can ascertain, that pending Innes’ peti
tion for the writ of certiorari he was transferred from
the custody of the commanding officer of Governor’s
Island, New York, to the federal penitentiary at Leaven
worth, Kansas. As we have pointed out, the report indicates
that Innes was not represented by counsel in this Court.
Probably, therefore, the law was not sufficiently presented
to this Court. But even in that case Innes at least had
passed from the custody of the Army to the custody of
the warden of the Federal Penitentiary at Leavenworth,
and this Court’s denial of his petition for the writ of
certiorari did not, as in the case at bar, effectively deny
the petitioner any remedy; because there Innes could
apply to the United States District Court of Kansas in
whose territorial jurisdiction the petitioner was situated.
Zimmerman v. Walker, 319 U. S. 744, was a habeas
corpus proceeding brought on behalf of Zimmerman, a
resident of Hawaii, to test the legality of his imprison
ment as a dangerous person, by order of a military board
in Hawaii. As stated by the Solicitor General’s memo
randum in the Zimmerman case, “ the War Department
advises that on March 3, 1943,” pending Zimmerman’s
application for the writ of certiorari, “ the petitioner was
removed from Hawaii and was taken in custody to the
Continental United States. On or about March 12, 1943,
at San Francisco he was released from custody uncondi
tionally.” Petitioner in the case at bar has certainly not
been released from the army, unconditionally or other
wise.
In Weber v. Squier, Warden, 315 U. S. 810, the writ of
certiorari was denied for mootness, “ it appearing that
petitioner has been released upon order of the United
17
States Board of Parole and that he is no longer in the
respondent’s custody. ’ ’
In Tornello v. Hudspeth, Warden, 318 U. S. 792, the
writ of certiorari was denied for mootness, “ it appear
ing that petitioner has been pardoned by the President
and that he is no longer in respondent’s custody.’ ’
Ex Parte Weil, 317 U. S. 597, was a mere motion for
leave to file an original petition for writ of habeas corpus
in this Court. No habeas corpus proceeding was then
pending. Naturally, this Court’s order was:
“ The motion for leave to file petition for writ of
habeas corpus is denied as moot, it appearing that
the petitioner is no longer in respondent’s custody.’ ’
The distinction between this case and the case at bar
is obvious.
In Stallings v. Splain, 253 U. S. 339, a new warrant for
the same offense was issued for the petitioner after the
conclusion of the habeas corpus proceedings in the court
below. He appeared voluntarily before the Commissioner
and moved that he be discharged. The Commissioner de
nied the motion. The petitioner then requested that he be
admitted to bail for his appearance in Wyoming to an
swer the charges against him. Bail was thereupon fixed
and was furnished, and the petitioner, Stallings, was
released. This Court held at page 343:
“ * * * He ceased, therefore, to be in the position
ordinarily occupied by one who is contesting the
validity of his detention and who has been released
on bail pending the habeas corpus proceeding. Sibray
v. United States, 185 Fed. Rep. 401. Stallings’ posi
tion was thereafter no better than if he had applied
for the writ after he had given bail. It is well settled
that under such circumstances a petitioner is not en
titled to be discharged on habeas corpus. Respublica
v. Arnold, 3 Yeates, 263; Bodge’s case, 6 Martin,
569; State v. Buyck, 1 Brev. 460. Being no longer
1 8
under actual restraint within the District of Columbia,
he was not entitled to the writ of habeas corpus.
Wales v. Whitney, 114 U. S. 564.”
In Johnson v. Hoy, 227 U. S. 245, petitioner based his
petition on the ground that excessive bail was required.
After a hearing his petition was denied. Pending appeal
from this denial, he furnished bail. This Court said at
page 248:
“ * * * He is no longer in the custody of the marshal
to whom the writ is addressed, and from whose
custody he seeks to be discharged. The defendant is
now at liberty, and having secured the very relief
the writ of habeas corpus was intended to afford to
those held under warrants issued on indictments, the
appeal must be dismissed.”
Fisher v. Balter, 203 U. S. 174, was a habeas corpus
proceeding begun to test the validity of a suspension of
the writ of habeas corpus in certain Philippine Provinces.
The suspension was revoked after the decision below and
before perfection of the appeal. This Court said at page
181:
“ The question ruled by the court below and solely
argued before us became in effect a moot question,
not calling for determination here.”
In Wales v. Whitney, 114 U. S. 564, the petitioner, a
naval medical officer, was ordered to “ confine yourself to
the limits of the City of Washington.” This Court sim
ply held that he was not thereby imprisoned, and that the
writ therefore did not lie.
We think no argument is needed to show that all these
decisions are inapplicable to the case at bar. In the
light, therefore, of the decisions earlier collated in this
petition, we submit that the Government’s contention that
this cause is moot is clearly without foundation.
19
Conclusion
This Court has said (Bowen v. Johnston, 306 U. S. 19,
26):
“ It must never be forgotten that the writ of habeas
corpus is the precious safeguard of personal liberty
and there is no higher duty than to maintain it un
impaired. ’ ’
And Mr. Justice Cooley wrote in Matter of Jackson,
15 Mich. 417, at page 433:
“ It would be strange indeed, if, at this late day,
after the eulogiums of six centuries and a half have
been expended upon Magna Charta, and rivers of
blood shed for its establishment; after its many con
firmations, until Coke could declare in his speech on
the petition of right that ‘ Magna Charta was such a
fellow that he will have no sovereign,’ and after the
extension of its benefits and securities by the Petition
of Right, Bill of Rights and Habeas Corpus acts, it
should now be discovered that evasion of that great
clause for the protection of personal liberty, which
is the life and soul of the whole instrument, is so
easy as is claimed here.”
W herefore petitioner prays that his petition fo r a
writ o f certiorari in this cause m ay be reconsidered.
Counsel certify that this petition is presented in good
faith and the sincere belief that it has merit, and not
for the purpose of delay.
Respectfully submitted,
W infred W illiam L ynn , Petitioner,
by A rthur Garfield H ays,
Gerald W eatherly,
Counsel for Petitioner.
2 0
U nited S tates B ules oe C ivil P rocedure
B ule 21
Misjoinder and Non-Joinder of Parties.
Misjoinder of parties is not ground for dismissal of an
action. Parties may be dropped or added by order of the
court on motion of any party or of its own initiative at
any stage of the action and on such terms as are just.
Any claim against a party may be severed and proceeded
with separately.
Appendix A.
Appendix B.
United S tates B ules of Civil P rocedure
B ule 81 (a) (2 ):
In the following proceedings appeals are governed by
these rules, but they are not applicable otherwise than on
appeal except to the extent that the practice in such pro
ceedings is not set forth in statutes of the United States
and has heretofore conformed to the practice in actions
at law or suits in equity: admission to citizenship, habeas
corpus, quo warranto, and forfeiture of property for vio
lation of a statute of the United States.
2 1
C o p ie s o p C o r r e s p o n d e n c e R e f e r e e d To
November 6, 1913
, Col. Clyde L. Hyssong,
Ground Adjutant General,
United States Army,
Army War College,
Washington, D. C.
Dear Sir:
As you probably know, a habeas corpus proceeding is
pending on appeal in the United States Circuit Court of
Appeals for the Second Circuit, and which we expect to
argue toward the end of this month, testing the validity
of the induction under a “ negro quota” of Private Win
fred William Lynn, now stationed, we are told, at Ft. Ord,
Oakland, California.
The case has been given national publicity, particularly
among negroes, because it tests the legality of the “ negro
quota” system now being used in selecting negroes for
induction into the Army, and it is the subject of deep and
anxious feeling among the negroes and those who sym
pathize with them all over the country.
As I have said, the Assistant United States Attorney of
Brooklyn in charge of the case, Mr. 1 ine Smith, and our
office plan and expect to argue the case toward the end
of this month. Furthermore, it is most probable that one
side or the other will carry the case to the Supreme
Court of the United States, because of the vital issue
involved. But now negro leaders have informed our of
fice that they fear that Lynn may be sent out of the
country before his case can be finally determined.
Of course, we do not wish to bother you on the basis of
rumors, and we do not know the basis of the fear ex
Appendix C.
2 2
pressed by the negro leaders. Nevertheless,, in order to
calm their fears, may we take the liberty to suggest, so
that the Army and its officers may not be subjected to
unjust criticism on this account, that matters be arranged,
if possible, so that Lynn may remain in this country until
his case is finally disposed of. We believe that this will
not require many months delay, and we strongly feel that
because of the wide-spread publicity given to Lynn’s
case, and of the deep concern the great body of negroes
and many white persons entertain for it, the interests
of the Army from the standpoint of public goodwill will
be best served by allowing him to remain in this country
for this comparatively short period; and we personally
shall be most grateful if this is done.
Yours very truly,
(sgd .) Gerald W eatherly
for
GW :hl H ays, S t . J o h s , A bramson & S chulman
Appendix C.
23
H eadquarters A rmy Service F orces
W ashington 25, D. C.
. 20 November 1943.
Hays, St. John, Abramson & Schulman,
Counselors at Law,
120 Broadway,
New York 5, New York.
Attention: Mr. Gerald Weatherly
My dear Sir:
Your letter of November 6 addressed to Brigadier Gen
eral Clyde L. Hyssong, Ground Adjutant General, Army
War College, Washington, D. C., with regard to Private
Winfred William Lynn, has been referred to me for reply.
Private Lynn is at present assigned to the 721st Medi
cal Sanitation Company, Fort Ord, California. While
shipment of units to overseas theaters is controlled by
tactical requirements which are not always stable, there
is no indication that the unit to which Private Lynn is
assigned will be dispatched overseas during 1943.
Sincerely yours,
(sgd.) R ussel B. R eynolds,
Brigadier General, General Staff Corps
Director, Military Personnel Division
Appendix C.
24
H ays, St. J ohn , A bramson & S chulman
120 Broadway, New York, N. Y.
Special Delivery
Air Mail
January 27, 1944.
Brigadier General Russel B. Reynolds,
General Staff Corps Director, <
Military Personnel Division,
Headquarters Army Service Forces,
Washington 25, D. C.
Re: Private Winfred W. Lynn—721st
Medical Sanitation Company,
Fort Ord, California
Dear Sir:
Referring to my letter of November 6, 1943 and your
letter of November 20, 1943 on this subject, I am again
taking the liberty of writing you that negro leaders are
disturbed by rumors that Private Lynn is about to be
transferred out of the United States. As you doubtless
know, his habeas corpus proceeding seeking his release
from the army has been under advisement by the Circuit
Court of Appeals here for more than a month, and is the
subject of widespread interest among the negroes of the
country. The case may be decided any day. Meanwhile,
may I again suggest that matters be arranged, if possible,
so that Private Lynn may remain in this country until the
decision. We fear the army authorities may be subjected
to unwarranted criticism if Private Lynn is sent out of
the country before his case is decided. Naturally, I hope
such criticism can and will be avoided.
I am very grateful for your letter of November 20th,
1943, which quieted the rumor which then disturbed negro
leaders. I am hopeful that you will feel free to give us
some similar assurance now.
Yours very truly,
(sg d .) Gerald W eatherly
GW :BJG
Appendix C.
25
W ar D epartment
T he A djutant General ’s Office
W ashington
In Reply
Refer to AG 201 Lynn, Winifred W.
(27 Jan 44) PE-A 9 February 1944.
Hays, St. John, Abramson & Schulman,
Counselors at Law,
120 Broadway,
New York 5, New York
Attention: Mr. Gerald Weatherly
My dear Sir:
Your letter of 27 January 1944 addressed to Brigadier
General Russel B. Reynolds, Director, Military Personnel
Division, Army Service Forces, with regard to Private
Winfred W. Lynn has been referred to this office for
reply.
Due consideration has been given to the request con
tained in your letter of 27 January, as well as to pre
vious requests in this matter.
The general objectives of classification and assignment
in the Army are to facilitate the placement of each in
dividual in the assignment in which he will be of most
value to the service. These principles have been applied
in the case of Private Lynn. Should the unit to which he
is assigned be ordered to proceed outside the continental
United States and he is qualified for the duties to which
assigned, he will not be removed from his unit.
Very truly yours,
(sgd.) J. A. Ulio,
Major General,
The Adjutant General.
Appendix C.
26
R ule 31 of the R ules of the U nited States Circuit of
A ppeals for the S econd Cir c u it :
Custody of Prisoners on Habeas Corpus.
1. Pending an appeal from a decision refusing a writ
of habeas corpus, the custody of the prisoner shall not
be disturbed.
2. Pending an appeal from a decision discharging a
writ of habeas corpus after it has been issued, the pris
oner may be remanded to the custody from which he was
taken by the writ, or detained in other appropriate cus
tody, or enlarged upon recognizance with surety, as to the
court or judge rendering the decision may appear fitting
in the circumstances of the particular case.
3. Pending an appeal from a decision discharging a
prisoner on habeas corpus, he shall be enlarged upon
recognizance, with surety, for his appearance to answer
and abide by the judgment in the appellate proceeding;
and if in the opinion of the court or judge rendering the
decision surety ought not to be required, the personal
recognizance of the prisoner shall suffice.
Appendix D.
27
U nited States R ules of Civil P rocedure
R ule 25
Substitution of Parties
Appendix E.
(a) Death.
(1) I f a party dies and the claim is not thereby ex
tinguished, the court within 2 years after the death may
order substitution of the proper parties. If substitution
is not so made, the action shall be dismissed as to the
deceased party. The motion for substitution may be
made by the successors or representatives of the deceased
party or by any party and, together with the notice of
hearing, shall be served on the parties as provided in
Rule 5 and upon persons not parties in the manner pro
vided in Rule 4 for the service of a summons, and may
be served in any judicial district.
(2) In the event of the death of one or more of the
plaintiffs or of one or more of the defendants in an action
in which the right sought to be enforced survives only
to the surviving plaintiffs or only against the surviving
defendants, the action does not abate. The death shall
be suggested upon the record and the action shall proceed
in favor of or against the surviving parties.
(b) Incompetency. I f a party becomes incompetent,
the court upon motion served as provided in subdivision
(a) of this rule may allow the action to be continued by
or against his representative.
(c) Transfer of Interest. In case of any transfer of
interest, the action may be continued by or against the
original party, unless the court upon motion directs the
person to whom the interest is transferred to be substi
tuted in the action or joined with the original party.
28
Service of the motion shall be made as provided in sub
division (a) of this rule.
(d) Public Officers; Death or Separation from Office.
When an officer of the United States, the District of
Columbia, a state, county, city, or other governmental
agency, or any other officer specified in the Act of Feb
ruary '13, 1925, c. 229, §11 (43 Stat. 941), U. S. C., Title
28, §780, is a party to an action and during its pendency
dies, resigns, or otherwise ceases to hold office, the action
may be continued and maintained by or against his suc
cessor, if within 6 months after the successor takes office
it is satisfactorily shown to the court that there is a
substantial need for so continuing and maintaining it.
Substitution pursuant to this rule may be made when it
is shown by supplemental pleading that the successor of
an officer adopts or continues or threatens to adopt or
continue the action of his predecessor in enforcing a law
averred to be in violation of the Constitution of the
United States. Before a substitution is made, the party
or officer to be affected, unless expressly assenting there
to, shall be given reasonable notice of the application
therefor and accorded an opportunity to object. ^
363 FIFTEENTH DISTRICT
SUPREME COURT OF NORTH CAROLINA
Fall Term, 1942
S T A T E )
)v. ) From Iredell
)WILLIAM MASON WELLMON )
I N D E X
Organization of Court --------- 1
Bill of Indictment------------ 2
P l e a --------------------------- 3
Order Appointing Counsel ------ 4
Order for Special Venire------ 4
Trial, Jury, etc. ------------- 5
■Plea and Verdict -------------- 6
Judgment of Death------------- V
Appeal Entries ---------------- 8
Statement of Case on Appeal --- 8
STATE*S EVIDENCE:
Mrs. Cora Sowers------ *------- H
Dr, J. W. Davis-----------------15
Dr, Pressley, L. C. Wagner, W.
M. Murdock, John Brawley, and
L. 0. White-------------------15
Carolina Carson --------------- 15
Gertrude Ingram --------------- 16
Sergeant J, C. Carver ----------- 18
Gertrude Ingram RECALLED ------ 20
Ed Daniels------------ 20
Guy Scott-----------------------20
Sheriff J. W. Moore-------------21
Mr, A. D. Moose and Mr. J. A.
McCardy ------------------------- 22
(Continued)
Index No. 363 (continued):
Page #2:
Sheriff J. W. Moore RECALLED -- 22
DEFENDANT»S EVIDENCE:
Mason Wellmon------------------- 22
John Mitchell------------------- 25
Thomas M. Rives ----------------- 25
Elihu Frick-- ------------------ 26
William Roberts O’Neil --------- 27
Capt. R, B. Wright--------- *-- 29
James C a s e y ----------------------------------------30
STATE IN REBUTTAL:
Sgt. C. C. Carver RECALLED ----- 30
Sheriff J. W. Moore RECALLED -- 31
Assignments of Error------------ 33
No. 363 FIFTEENTH DISTRICT
SUPREME COURT OF NORTH CAROLINA
Fall Term, 1942
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S T A T E )
)
V . )
)WILLIAM MASON WELLMON )
“ n w v” v »■* w w w r 'i d t c t c ■> w r ’iiM r*> w r*> w * t w c * w w *
From Iredell
Before PLESS, J., August Term, 1942, Iredell
Superior Court. Defendant appealed.
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ywv" /wr/v“ r/v A /k /V /» A a a a a /» A /* A A /> /V /V A /V /* A J\ /» '» « <v A '• “ A A '*
ORGANIZATION OF COURT
NORTH CAROLINA, IN THE SUPERIOR COURT
IREDELL COUNTY. AUGUST TERM, 1941
BE IT REMEMBERED, that a Superior Court was
begun and held in and for the County and State
aforesaid, at the Courthouse in Statesville,
N. C., at 10:00 o'clock A.M., when and where
His Honor, Felix E. Alley, Judge presiding^and
holding Courts of this the Fifteenth Judicial
District of North Carolina, Fall Term, 1941,
is present and presiding, and Hon. Charles L.
Coggin, Solicitor and Prosecuting Attorney for
this the Fifteenth Judicial District, is pres
ent and prosecuting in the name of the State;
and J. W. Moore, High Sheriff of Iredell Coun
ty, Is present and opened Court by order of
the Court.
The following good and lawful men were duly
drawn, sworn and empanelled to serve as Grand
Jury for a six months period ending December
31, 1941, to-wit: F. C. McAuley, Foreman, and
seventeen others (naming them).
2 -
No. 421 ) RAPE.
State -vs- ) On this the 29th day of
Maison Wellman, alias) July, A.D., 1941, in the
Mace Wellman, alias ) Superior Court of Ire-
William M. Wellmon. ) dell County, North Caro
lina, the Grand Jury,
in a body, composed of eighteen members (Fore
man and seventeen members by poll as follows:
F. C. McAuley, Foreman, and others (naming
them)), return into open Court a TRUE BILL OF
INDICTMENT, signed by F. C. McAuley, Foreman of
said Grand Jury, charging the defendant, Maison
Wellman, alias Mace Wellman, alias William M.
Wellmon, with the capital offense of RAPE, in
words and figures as following:
BILL OF INDICTMENT
STATE OF NORTH CAROLINA, SUPERIOR COURT
Iredell County. August Term, A.D. 1941
THE JURORS FOR THE STATE UPON THEIR OATH
PRESENT: That Maison Wellman, alias Mace Well
man, alias William M. Wellmon, late of the
County of Iredell, on the 11th day of February,
A.D. 1941, with force and arms, at and in the
County aforesaid, unlawfully, v/illfully and
feloniously did commit an assault on one Mrs.
Cora Sowers, a female, and her, the said Mrs.
Cora Sowers, feloniously, by force and against
her will, did ravish and carnally know, against
the form of the statute in such case made and
provided, and against the peace and dignity of
the State.
CHARLES L. COGGIN, Solicitor.
No. 421
STATE
vs
Maison Wellman, alias
Mace Wellman, alias
William M. Wellmon
INDICTMENT
RAPE
Witnesses:
J. W. Moore X
Mrs. Cora Sowers X
Gertrude Ingram X
-3-
Those marked X sworn by the undersigned
Foreman, and examined before the Grand Jury,
and this bill found: A TRUE BILL.
F. C. McAULEY,
Foreman of Grand Jury.
NORTH CAROLINA,
IREDELL COUNTY.
FLEA:
No. 421
State -vs-
IN THE SUPERIOR COURT
AUGUST TERM, 1942
J. WILL PLESS, JR.,
Judge Presiding.
) RAPE.
) On this the 5th day of
Maison Wellman, alias) August, A.D., 1942,
Mace Wellman, alias ) there comes into open
William M. Wellmon. ) Court, in the custody
of J. W. Moore, High
Sheriff of Iredell
County, North Carolina, whose prisoner he is,
Maison Y/ellman, alias Mace Wellman, alias Wil
liam M. Wellmon, in his own proper person, and
the said prisoner being at the Bar of the Court,
the said bill of indictment in this case was
read to him, and forthwith it is demanded of
him, the said Maison Wellman, alias Mace Well
man, alias William M. Wellmon, how he will ac
quit himself of the premises in said Bill of
Indictment specified and charged upon himj and
the said Maison Wellman, alias Mace Wellman,
alias William M. Wellmon, answering the bill
of indictment aforesaid, says he is NOT GUILTY
of the Felony and Rape therein charged, and,
therefore, for good or evil, he puts himself
upon his Country and his God, and Hon. Charles
L. Coggin, Solicitor for the State, in his be
half, doth the like.
The prisoner, Maison Wellman, alias Mace
Wellman, alias William M. Wellmon, being pres
ent at the Bar of the Court in his own^proper
person and in custody of the High Sheriff of
Iredell County, North Carolina, and it being
made to appear to the Court, and the Court
finding as a fact that the defendant is charged
with the Capital Offense of RAPE, and that he
has no counsel and is unable to employ counsel,
the following Order is signed herewith:
-4-
No, 421
North Carolina, In the Superior Court,
Iredell County. August Term, 1942.
State )
vs ) ORDER
Maison Wellmon, alias)
Mace Wellman, alias )
William M. Wellmon )
It appearing to the Court that the defendant
is not represented by counsel and that he is
unable to procure the service of counsel be
cause of his financial Inability:
IT IS NOW ORDERED That Hon. J. C. Rudisil be,
and he Is hereby appointed to serve as counsel
for the defendant In this cause.
This the 5th day of August, 1942.
J. WILL PLESS, JR.,
Judge Presiding.
And It appearing to the Court, upon motion
of Honorable J. C. Rudisil, that a Special
Venire will be needed in the trial of this case,
the Court makes the following ORDER FOR SPECIAL
VENIRE:
No. 421 In the Superior Court,
North Carolina, August Term, 1942.
Iredell County.
State )
vs ) ORDER FOR
Maison Wellman, alias) SPECIAL VENIRE
Mace Wellman, alias )
William M. Wellman )
It appearing to the Court and the Court find
ing as a fact that the facts involved in this
case have been widely discussed in Iredell
County; that the prosecuting witness Is promi
nently connected in the said County, and that
much newspaper publicity was given to the al
leged attack on the prosecuting witness, the
Court is of the opinion, and so finds, that
the ends of justice require that the cause be
tried by a jury from another county. In these
facts and to this conclusion the Solicitor for
- 5 -
the State and counsel for the defendant concur
and consent to said findings and order.
IT IS, THEREFORE, ORDERED That a venire of
fifty persons qualified for jury service, be
summoned by the Sheriff of Cabarrus County to
appear at the Courthouse in Statesville, N.C.,
on Tuesday, August 11, 1942, at 10 o’clock
A.M., to serve as a venire in said cause.
This the 5th day of August, 1942.
J. WILL PLESS, JR.,
Judge Presiding.
TRIAL, JURY, ETC.
No. 421 ) RAPE.
State -vs- ) The prisoner, Maison
Maison Wellman, alias) Wellman, alias Mace
Mace Wellman, alias ) Wellman, alias William
William M. Wellmon. ) M. Wellmon, is present
at the Bar of the Court
in his own proper person,
in custody of John W. Moore, High Sheriff of
Iredell County, North Carolina, whose prisoner
he is.Prior to the commencement of the drawing of
the jury from the Special Venire, the prisoner
at the Bar, Maison Wellman, alias Mace Wellmon,
alias William M. Wellmon, in custody of John
W. Moore, High Sheriff of Iredell County, is
duly warned of his rights of challenges, etc.,
by the•Solicitor for the State according to
law, whereupon the list of names of the Special
Veniremen was duly called, the names placed in
a hat in the presence of the Court, Solicitor,
private prosecution and defense counsel for
the defendant, and a child under ten years of
age proceeds to draw the following names from
said venire, who were duly elected, sworn and
empanelled: W. W. Williams and eleven others
(naming them).
It appearing to the Court that the trial is
likely to be protracted, it is now, after the
jury has been duly elected, sworn and empanelled,
ordered that an additional or alternate juror
be chosen, sworn and empanelled^ whereupon,
DeWitt Hopkins was duly chosen, sworn and
empanelled as the additional or alternate juror
Pending trial, Court recesses •until Wednesday
morning, August 12, 1942, and the prisoner,
Maison Wellman, alias Mace Wellman, alias Wil
liam M. Wellmon, in custody of John W, Moore,
High Sheriff of Iredell County, North Carolina,
whose prisoner he Is, is remanded to jail to
await the further orders of the Court.
After the completion of the evidence and the
charge of the Court to the jury, and prior to
the retirement of the jury for consideration
of the case, the Court withdrew and discharged
DeWitt Hopkins, the thirteenth juror, who did
not take any part in the consideration of the
case by the jury.
PLEA and VERDICT
No. 421 ) RAPE
State -vs- ) Plea: Not Guilty.
Maison Wellman, alias)
Mace Weliman, alias ) The defendant, Maison
William M. Wellmon ) Wellman, alias Mace
Wellman, alias William
M. Wellmon, being at the
Bar of the Court in his own proper person, in
custody of John W. Moore, High Sheriff of Ire
dell County, whose prisoner he is, and the jury
which was duly drawn, sworn and empanelled in
this case on August 11, 1942, after hearing all
the evidence offered by the State and the de
fendant and after hearing arguments by private
prosecution and the Solicitor and arguments
offered by counsel for the defendant and pris
oner, and the Court's charge, return into open
Court in a body and for their verdict say they
find the prisoner and defendant, Maison Well
man, alias Mace Wellman, alias William M. Well
mon, GUILTY OF RAPE IN MANNER AND FORM AS
CHARGED IN THE BILL OF INDICTMENT. Whereupon,
the defendant, through his counsel, requested
and moved that the jury be polled. The Clerk
called the roll of the jury and each juror,
upon being asked by the Court to state his
verdict, replied that his verdict was "Guilty
of Rape as charged in the Bill of Indictment,"
- 7 -
and that, "I do still assent thereto.” And
upon this it is demanded of the said Maison
Wellman, alias Mace Wellman, alias William M.
Wellmon, if he has anything to say wherefore
and why the Court here ought not, upon the
premises and verdict aforesaid, to proceed to
judgment and execution against him, but the
said prisoner stood mute and silent and said
nothing further than he had already said;
wherefore, the Court proceeds to pronounce the
following Judgment of Death:
No, 421
North Carolina, In the Superior Court,
Iredell County. August Term, 1942,
S "u £l”fc G •
vs : JUDGMENT OF DEATH
William Mason Wellmon :
William Mason Wellman, you have been indicted,
tried and convicted by a jury of your County
of the rape of one Mrs. Cora Sowers. The law
provides that the punishment for your crime
is death:
The judgment of the Court, therefore, is
that you be remanded to the common jail of
Iredell County, there to remain until the ad
journment of this Court, and upon the adjourn
ment of this Court,
It is ordered that you be conveyed by the
High Sheriff of Iredell County to the peniten
tiary of the State of North Carolina, and by
him delivered to the Warden of said penitentiary;
And it is further ordered and adjudged that
you remain in the custody of said Warden until
Friday, the 2nd day of October, 1942, and that
on said day, between the hours of 10 o*clock
in the forenoon and 3 o*clock in the afternoon,
that you be taken by the said Warden to the
place of execution in said penitentiary;
And it is adjudged that the Warden then and
there cause lethal gas of sufficient intensity
to be administered until you are dead; and
may God have mercy on your soul.
This the 12th day of August, 1942.
J. WILL PLESS, JR.,
Judge Presiding.
APPEAL ENTRIES
Upon the coming in of the verdict the de
fendant moves to set the same aside. Motion
denied. The defendant excepts. The defendant
moves for a new trial for errors of law com
mitted during the progress of the trial as
signed and to be assigned. Motion denied and
the defendant excepts. To the signing of the
judgment as it appears in the record, the de
fendant excepts and gives notice of appeal to
the Supreme Court in open court. Further notice
waived. The defendant is allowed 40 days to
prepare and serve case on appeal, and the State
is allowed 15 days thereafter to serve counter
case or file exceptions. Appeal bond fixed in
the sum of $100.00.
J. WILL PLESS, JR.,
Judge Presiding.
APPLICATION TO APPEAL AS A PAUPER, CERTIFICATE
OF ATTORNEY and ORDER ALLOWING APPEAL AS A
PAUPER appear in original transcript of record.
STATEMENT OF CASE ON APPEAL
This was a criminal action tried before His
Honor, J. Will Pless, Jr., Judge Presiding,
and a jury at the August Term, 1942, of the
Superior Court of Iredell County, wherein the
defendant, Maison Wellman, was charged in the
bill of Indictment with the crime of rape.
The defendant moved for a continuance of the
case.Upon the motion of the defendant for a con
tinuance of this cause, the Court puts into
the record certain facts which are established
by the record, and other occurrences within
the knowledge of the Court, which the Court
feels should be recorded.
- 9 m
The defendant was indicted at the August
Term 1941, of the Superior Court of Iredell
County upon the till of indictment found in
the record; that prior to that time, June 23,
1941, he had sought habeas corpus upon the ex
tradition proceedings then pending in the Dis
trict of Columbia, looking to his return to
the State of North Carolina. Upon the dismiss
al of the writ, July 1941, the defendant ap
pealed to the District Court, which affirmed
the lower court, and thereupon to the Circuit
Court, which also affirmed the lower court by
holding, in effect, that the defendant would
have to return to the State of North Carolina
for trial; the decision of the Circuit Court
being dated July 13, 1942.
It appearing that on Tuesday, August 4th,
1942, pursuant to this decision, the defend
ant was returned to the State of North Caro
lina for trial, and on Wednesday morning,
August 5, the Court made inquiry from the
Sheriff whether the defendant had counsel _̂ to
represent him at this time. Upon being inform
ed that he did not, the Court thereupon re
quested Hon. J. C. Rudisill of the Catawba
Bar, to represent the defendant, and made
his appointment as appears in the record.On the same date the Court informed Mr. Rudi
sill and the defendant that in the event the^
defendant could not be ready for trial at this
term of the Court the case would be continued
upon request of the defendant or his counsel.
After conference with his client, Mr. Rudisill
stated that he believed he could be ready and
that he would not request a continuance at
that time.
The Court then ordered a venire to be sum
moned from Cabarrus County to appear in States
ville on Tuesday, August 11, 1942, but publicly
stated that in the event the defendant had
learned by Saturday, August 8th, that he would
be unable to get ready for trial that the Court
would withdraw the order for a venire and con
tinue the cause to the November Term. No such
- 1 0 -
request having been made, the venire was per
mitted to appear, and is here at this time.
Mr. J. C. Rudisill is one of the eminent and
outstanding members of the Bar of this section,
and he indicated his willingness to continue
to appear in the trial of the cause, although
the defendant has now employed counsel private
ly, and the court authorizes and appoints Mr.
Rudisill to continue in representing the defen
dant, with Mr. John D. Slawter, of Winston-
Salem, his privately employed counsel.
Upon the affidavit filed to the effect that
the defendant was unable to procure witnesses
referred to in the affidavit, the Court is
informed that upon the hearings in Washington
the evidence of each of the witnesses was
transcribed by a court stenographer, and that
the transcript is available in which the tes
timony is preserved, which in effect, gives to
the defendant the same testimony that he could
procure by deposition, in as much as the wit
nesses are not residents of North Carolina and
are, therefore, not subject to the processes
of this court, and the defendant has been re
presented by one or more able counsel in Wash
ington during the proceedings in this matter
who the Court assumes would be able to get the
witnesses to the state at this time if there
was any reasonable likelihood that they would
be available at this or any other time. The
Court is of the opinion that the personal ap
pearance of the witnesses is so doubtful that
a continuance for that reason is not justified;
the Solicitor for the State having consented
that the transcript of the testimony and all
exhibits referred to therein, taken in Washing
ton, D. C., on June 23rd and 24th, 1941, may
be treated as though the same had been taken
under the law governing the taking of deposi
tions, and offered accordingly, in the event
the witnesses whose testimony is transcribed
do not appear, and the defendant agrees like
wise as to evidence taken on behalf of the State at said hearings.
- 1 1 -
Thereupon, the Court being of the opinion
that the motion for a continuance is not well
founded, denies the same.
A jury was duly chosen, sworn and empanelled.
It appearing to the Court that the trial is
likely to be protracted, it is now, after the
jury has been empanelled, ordered that an ad
ditional or alternate juror be chosen, sworn
and empanelled, whereupon Mr. DeWill Hopkins
was chosen as the additional or alternate juror.
The Solicitor, Charles L. Coggin , and Mr.
E. L. Land appearing for the State, Messrs.
Rudisill and John D. Slawter appearing for
the defendant.
The following evidence was offered on behalf
of the State of North Carolina:
STATE’S EVIDENCE
MRS. CORA SOWERS testified: My name is Mrs.
Cora Sowers; I live two miles East of States
ville, about 500 feet from the Southern Rail
way tracks. I was living there on or about the
11th day of February 1941, living there alone.
On February 11, 1941, I was 67 years old. The
nearest neighbor from my home is about 300 feet.
On February 11, 1941, about 1:30 In the after
noon, I was sitting in my room sewing, and heard someone knocking at the back door, or at
the side of the house. I went^to the door and
there was a colored man standing there in the
yard. I asked him what he wanted and he said.
"Do you own this farm?" When I answered, yes,
he wanted to know if it was rented for next
year. I told him I did not know.
Then he questioned me as to who owned the
other land. I told him he would_have to see
lawyer Sowers, my son. I told him to go to his
(lawyer Sowers’) office at the Bank and see him
about renting the property. The man was stand
ing in the back yard and I had stepped down off
- 1 2 -
the steps and was standing facing him. He then
said: "How about us looking over a little bit
of it (the farm) and I will know what I want
to do.'! Our conversation must have lasted 25
minutes. Ho other person came up during that
conversation; and during the conversation I was
standing about 4 or 5 feet from the man. After
he asked about looking over the place we walked
down below the back yard to a pine field where
there was a big field back of that and I motion
ed to him saying "back over there it goes that
far." There was some shrubbery and broom sage
as high as my head.
The man walked off through the broom sage
and he commenced walking up and down. I asked
him what he was doing and he said, "I am track
ing off to see how many acres it is." He turned
and came back to me and said, "What do you say
about sealing the contract right now." I wheel
ed off and said, "I told you there was no trade
to be made until I see and talk it over with my
sons"; and I made several steps and felt some
thing hit me and I said, "What do you mean?"
That time he grabbed around and kicked my feet
out from under me and drug me down into this
little shrubbery. He threw me down and I kept
trying to scream and holler; he put his hand
over my mouth and smothered me and said, "Don’t
you holler I will kill you right here if you holler." I
I kept clawing and after awhile I found my
under plate was going down my throat and chok
ing me to death, some how I managed to pull
that plate out of my mouth. It was found later
by someone. By under plate, I mean false teeth,
they dropped at that place. When I pulled his
hand off my mouth and started to hollering he
said_, "Don’t you holler I will kill you right
here", and he would do me that way until I
think I kinder passed out but I remember him
getting up off me. His old face was right down
over me and I just have a recollection of see
ing him and when he did leave he turned and
came back and kinder stooped over my face and
- 1 3 -
looked. I must have fainted because when I
came to I was lying down and I couldn't move.
The place I have described is about 500 feet
from my house, it was level and grown up with
shrubbery. I have seen the man who committed
that assault on me, he is sitting right over
there (pointing at prisoner). There is a woman
sitting beside him.
QUESTIONED BY SOLICITOR:
Q. Who is that man?
A. Well, they say --Q. Do you know him by name?
A. They say It is Mace Wellman.Defendant objects - objection overruled -
EXCEPTION NO. 1.
He Is the man that I have described that come
to my house and asked to rent the farm and with
whom I had the conversation mentioned above._
He assaulted me; he had sexual intercourse with
me at that time. It was not with my consent. I
kicked him and did all I could. It was about
30 minutes from the time I first saw the man
Identified as the prisoner until he assaulted
me. After I regained consciousness I found my
clothing and body badly torn and soiled.
I was carried to the hospital and there I
saw Dr-. Davis, he examined me around 4 o'clock
the same day. When I first talked to the man
(prisoner) he stated that he had to leave and
would be gone a day or two and said he couldn't
be back until Friday. He asked if I reckoned I
would remember him if he came back. I told him,
"Certainly I would know him. I had been stand
ing facing him and naturally I was sizing the
man up to see if I thought he would be a desir
able renter for my farm.
The next time after that occasion I saw the
prisoner in Washington. I saw him in jail
Washington; there were 8 or 10 in the line.
They were back in one room and there was a
screen drawn across. I went inside the en-
closure and saw that man in there. I saw the
-1 4 .
prisoner the next day at the District Attor
ney's office.
CROSS-EXAMINATION
I was assaulted on February 11th and I be
lieve that it was about May 6th or 7th we went
to Washington. No, I had not seen the prisoner
at any time at all prior to the time I was as
saulted and didn't see the man who assaulted
me any more after that, not until I saw him in
Y/ashington. The first time I saw him in Wash
ington the way he was dressed I didn't want to
be sure about his identity. I wanted to see him
again to fully convince myself that absolutely
that was the man. I saw'him in Washington four
times. He was in jail or in custody every time
I saw him.
At the time I reported to the officers about
the assault I told them that I had no way of
telling whether the man was 5 l/2 feet tall or
not. I told them he had one or two gold teeth
or some gold or dental work, metal filling of
some description in his mouth,
Q. You are positive that the man who assault
ed you had that trouble with his teeth?
A. I remember seeing that. The man who as
saulted me had some kind of metal filling
or something on a couple of his teeth to
the side; teeth that could be seen when
he opened his mouth. I
I can't say whether the prisoner has been in
the prison at all times since I saw him In Y/ash
ington. I can't say that, but I suppose so. I
saw him four times in Y/ashington; I went up
there to see if I could identify the man who
had been arrested there. I think that the
first ̂ day that I saw him was the 6th or 7th.
The first time I saw him he was in jail and
the next time I saw him he was in the District
Attorney's office. I stayed in the hospital 24
hours, and they carried me to my son's and Mr.
Scott was the first officer I talked with. Y/hen
I described the man who had assaulted me I told
the officer I was a poor hand to judge weight
- 1 5 -
but he was about 175 or 190 pounds; I also told
him that the man was somewhere between 35 and
40 years old.
DR. J, W. DAVIS (witness for the State) tes-
tifled: (Dr7 Davis ?<ras admitted as a medical
expert).
Prior to and on February 11, 1941, I worked
all the time as owner and operator of Davis
Hospital. I saw Mrs. Cora S. Sowers on February
11, 1941, I first saw her shortly after 4 P.M.,
at the time she came in she was excited and
semi-hysterical and in a condition of shock.
We did not ask her so many questions until af
ter she had become composed. I examined her
and found that she was bruised about the face
and arms and different parts of the body.
She stated she had been assaulted, so I made
a vaginal examination and found there was hair
in the vaginal entrance which would be compat
ible with her statement,. Then some of the vag
inal secretion was examined and found to con
tain live sperm which was conclusive test. From
my examination of her and medical treatment I
have an opinion satisfactory to ray__self that
she had been criminally assaulted, that is,
that some person had had sexual intercourse
with her within the past few hours. There were
some scratched places and red places about her
face and cheek.No CROSS-EXAMINATION.
After being duly sworn, the following wit
nesses testified on behalf of the State that
Mrs. Cora Sowers was a woman whose general
character was good:
DR. PRESSLEY
L. C. WAGNER
W. M. MURDOCK
JOHN BRAWLEY
L. 0. WHITE.
CAROLINA CARSON testified: I live in Belmont
on trie opposite side of the railroad from Mrs.
Sowers. I recall that Mrs. Sowers is alleged to
-16-
have been assaulted. I saw her in her front
yard, in fact I was the first one to get to
her. Her clothes were torn off her and her
hair and stockings; and you couldn't lay your
hand on her face but where she was bloody. I
called the police and her son around 3 o ’clock.
GERTRUDE IMGRAM testified: I live in Belmont
about one-half mile from Mrs. Sowers. I have
lived there about 20 years. I did not know
Mason Wellmon on February 11, 1941, I had not
seen him prior to that time to my knowledge.
On the 11th of February 1941, I saw the prison
er, Mason Wellmon, about 2 o'clock in the af
ternoon. I was walking on my way from work when
I came into the section of the railroad. As I
was walking down the railroad and got opposite
the baby bed factory I saw a man walking down
the railroad track going down on the other side,
he was going from me one time and then he turn
ed and came back walking slow. He sat down on
the side of the bank for a moment and when I
got near him he got up and commenced doing like
he was counting on his fingers and counting the
railroad ties. He also made signs like he was
writing something.
When we got opposite each other he turned his
head away and spoke and went right on counting
and acting like he was writing something* When
he got to the little road that goes in front of
the house where Mrs. Cook lives he went up that
path. When I last saw him he was about 500 feet
from the home of Mrs. Sowers. And he was travel
ing in the direction of Mrs. Sowers’ home.
He had on a brown coat fastened up and a grey
hat turned up in front and fitting over his
eyes. I don’t know about his pants and shoes.
I could see him very plain because the sun was
shining bright. After that day the next time I
saw him was in Washington, the 6th, 7th or 8th
of May. He was in the big jail and there were
8 or 10 colored men with him. I didn’t identify
the prisoner the first day because he was dress
ed strangely and I did not recognize him so good;
but I saw him the next day in the District Attor
-17-
ney's office in Washington, D. C. He was dress
ed in brown and I recognized his face good.
There were 6 or 7 colored men in the line-up
that day. Mrs. Sowers was not with me when I
identified the prisoner in jail. I saw the
prisoner again after I saw him in the District
Attorney's office at the trial in Washington.
I identified him at the trial; and I also saw
him the third time and I identified him again.
CROSS-EXAMINATION
I have known Mrs. Sowers about 30 years. I am
now working for Lawyer Sowers, her son. I have
worked for him a little over a year. After I
saw the man on the railroad the first person I
talked to about this case was Post McWhirty, a
colored man, who came to the house to kill my
dog for me, that was the same day, February 11,
1941. I saw that man and told somebody I seen
him and I know that it was the 1 1 th day when I
saw him because it was the day I went to work;
but I do not know what day of the month this is.
I haven’t got that on my mind. I hadn’t heard
anything about the reward of the $1,0 0 0 offered
when I told someone about the man I saw on the
railroad. I told about that the same day it
happened. I had never seen the man before in
my" life and I did not see him any more after
that until May 6th or 7th when Sheriff Moore
carried me to Washington. When I went to the
jail in Washington I did not point out a man
by the side of the prisoner as the one whom I
saw on the railroad. There were several men in
that line-up. A man had on Mason’s coat and a
brown hat, I said, "That is the man’s clothes,
he has got on his clothes." Yes, I identified
the clothes and the man who had on the clothes
was standing beside Mason Wellmon but I only
identified the clothes. I saw the prisoner
again in the District Attorney's office on the
8th of May. The reason I went back on the 7th
to identify him was when I first saw him he was
dressed so that I couldn't identify him, I
didn’t recognize him he didn’t look like him
self. Seems like it was in April that I saw and picked out a picture of the defendant from
-18-
a lot of photographs which Sheriff Moore and
Sheriff Scott brought to me. I was at home
when I picked out those pictures of the de
fendant and I told them I would like to see
the man.
SERGEANT <T. ,C. CARVER, being duly sworn, tes tified:
During the month of February, March, April,
May and June 1941, I was connected with the
squad of the Metropolitan Police in Washington
D. C. I am now connected with the homicide
squad of the Metropolitan Police.
In consequence of information which I re
ceived I took charge of the prisoner, Mason
Wells, in Washington. I arrested him on April
24, 1941, he was in my custody from Thursday
to the following Saturday before he was placed
in the District jail. The first night I took
him to his room on nB" Avenue and let him
change to the clothes he has on now. When he
was arrested he had on his working clothes.
I was with him every day thereafter until
he was committed to the District jail on Saturday.
I arranged for a line-up in the District
jail on May 6th, around 2 o’clock in the after
noon. I called the Captain of the jail around
2 o ’clock In the afternoon arranging for the
prisoner to be dressed in his street clothes
and to have several other men here his size as
I was bringing some people over for the pur
pose of identification; that was Mrs. Sowers
and this colored woman (Gertrude Ingram) and
Sheriff Moore and Sergeant Perry. There were
eight men in the first line-up, they were all colored.
I did not see the first line-up until the
jailer came and told us to come in. I did not
actually arrange the line-up myself.
Mrs. Sowers, Gertrude Ingram, Sheriff Moore,
Sergeant Perry and myself all walked into a
-19-
small room and these prisoners were lined up
behind a screen* I had difficulty in identify
ing the prisoner when I first went into the
line-up because the place was poorly lighted
and the prisoner had a grey cap partly turned
down over his ear and a coat with a sleeve
pulled up to here - - - - - . I made some com
ment about the poor lights and Gertrude Ingram
told me that the colored man that she pointed
out had on the clothes but she wasn’t positive
about the man.
I arranged for another line-up the following
morning in the Marshall's office. Gertrude In
gram, Mrs. Sowers, Sheriff Moore and myself
were present. There were five men in this
line-up including Mason Wellmon.
When Mrs. Sowers came in for the second iden
tification she walked right up and put her hand
on Wellmon.
After Mrs. Sowers identified the person she
left the room and Gertrude Ingram came in and
identified the prisoner, saying "this is the
man". I Y/as also present at the first trial
on extradition proceedings. Mrs. Sowers and
Gertrude Ingram identified the prisoner that
time also.
CROSS-EXAMINATION
On the first occasion an effort was made at
identification, Sheriff Moore, Mrs. Sowers,
Gertrude Ingram and another officer were all
with me there in the District jail but none
could make Identification on that occasion
because of poor lighting and the way he was
dressed.
And I arranged for the second identification
the following day.
- 2 0 -
GERTRUDE INGRAM (recalled for cross-examin
ation] testified": I have been married twice; I
don't know whether my first husband is dead or
not, I never got a divorce from him and he
never served a summons on me to get a divorce from me.
ED DANIELS testified: I am Deputy Sheriff
and was a Deputy Sheriff at the time of this
occurrence. I assisted in its investigation.
During my investigation Mr. Scott, of the State
Bureau of Investigation, Mr. Bailey and Mr.
Reid went with me to talk with Gertrude Ingram.
She related that she was going home from work
that afternoon between 1 and 2 o'clock, and
that she saw a man down there on the railroad
and that he was going from her and that he
went on a little piece and then came back to
ward her. (Witnesses testified to principally
the same as testified to by Gertrude Ingram
when she was on the stand under direct examination) .
I don’t remember Gertrude Ingram saying any
thing about the man having gold teeth. I had
information that the man that was seen on the
railroad had some gold in his mouth and we talk
ed to about every man in this county that had
gold teeth upon the information that the man
who took Mrs. Sowers out had some gold In his mouth.
GUY SCOTT testified: That I am former Sheriff
of Forsyth County and for about four years now
I have been connected with the State Bureau of
Investigation as Special Agent. I was with Mr.
Ed Daniels when he talked to Gertrude Ingram
and I later saw Gertrude Ingram possibly about
the first of April. I had several pictures of
colored men that I showed to her possibly 12 or
15 at that time. She looked at them very care
fully, she finally picked up this picture of
Mason Wellmon and said: "that looks very much
like him; I wouldn't be certain 'unless I saw
the man but that looks more like him than any
thing I have seen yet." I saw Mrs. Sowers,
- 2 1 -
pros e cut ing witness, for the first time on the
12th of February 1941, when she related to me
what had taken place and the description of the
man.
CROSS-EXAMINATION
During my conversation with Mrs. Sowers when
I first talked with her about what occurred she
said that the man that assaulted her most posi
tively had some gold in his upper teeth but she
wouldn't say whether it was a crown or a fill
ing. My investigation and my work was based up
on that description, her testimony and from
Information we might be able to get from any
source and as a result of this information.
I assisted in the arrest of four or five peo
ple. They were held until Mrs. Sowers could
view them and she said they were not the ones.
SHERIFF J. W, MOORE testified: I am Sheriff
of“Iredell County, and I visited the home of
Mrs. Sowers on February 11, 1941, at approxi
mately 3 o'clock. When I saw her, her clothes
were torn, she was bleeding on both sides of
her mouth and her teeth were out and she was
lying there crying. I next saw her ten days or
two weeks later at her son’s home in States
ville. She said that the man who assaulted her
was a tall man and had some gold capped teeth
at the right side; said he was about the size
of her son, Neil, but his shoulders were broad
er, sharp face, sharp chin and he wasn't a Negro
looking man. Mrs. Sowers saw about 12 to 20 men
before she identified the defendant.
I was present when Mrs. Sowers identified the
prisoner in Washington. Mrs. Sowers walked in
and walked down the line until she came to Well-
mon. She stopped and looked him up and down and
turned and walked back by the guard and the
guard said, "Do you identify him or don't you?"
She said, "He looks like the man but if he is
the man he has changed somewhat from the time
I saw him." I
I was also present when Gertrude Ingram came
in there. She said that looks like the suit of
clothes (the one next to Mason Wellmon) the man
- 2 2 -
was wearing when I passed him on the railroad
track.
MR, A. D. MOOSE and MR. J. A. McCARDY, after
being duly sworn, testified: That the general
character of Gertrude Ingram was good.
SHERIFF J. W. MOORE (recalled for cross-
examination) testified: We picked up something
like 12 people for investigation, most of these
people we arrested and put in jail for investi
gation had gold teeth or had some gold in their
teeth. We got a picture of the defendant from
the Penitentiary in Raleigh maybe two or four
weeks after the 11th of April 1941. My informa
tion is that Gertrude Ingram saw the picture of
the defendant prior to the time that she went
to Washington but I don’t know whether Mrs. Sow
ers saw the picture before she went to Washing
ton.
Yes, Mr. Scott and myself went to Gertrude’s
one night. Mr. Scott had obtained a picture
of Mason Wellmon from the Prison Department and
carried it out there. Yes, Mrs. Sowers told me
that he (the man who assaulted her) had some
thing like a gold tooth or a capped tooth or
something that wasn’t a natural tooth. I got
the description on the posters from people
that were around the house of Mrs. Sowers on
the afternoon of the crime. I don't know wheth
er there were 500 or 5,000 but all them were
the same offering a reward of $12 0 0.00.
At the CLOSE OF THE STATE’S EVIDENCE the de
fendant made a motion for judgment as of nonsuit. Motion denied.
EXCEPTION NO. 2.
DEFENDANT'S EVIDENCE
MASON WELLMON testified in his own behalf:
My name is Willi am Mason Wellmon. I am 37 years
old; I was born in Iredell County, next to
Stoney Point, until 1938. I am married and
have four children. In 1940, I left North Caro
lina, and went to Washington, D. C., and have
-23-
been living up there ever since that time. I
have been working at Port Belvior, Va., that
is about 13 miles from Washington. I was liv
ing at the time in Washington in the Northeast
section. I worked there until I was arrested.
My foreman was Mr. O’Neil and I worked for
Charles H. Thomeson, a contractor. I was not
in Iredell County on the 11th day of February
and I did not commit the crime of rape upon
Mrs. Sowers. I wasn't in the State of North
Carolina, I was in Washington, D. C., working
and was working oh my job at Port Belvior on
the 11th day of February 1941. I do not know
Gertrude Ingram and I have never seen her in
my life before.
When Gertrude Ingram and Mrs. Sowers were
brought to jail to identify me in the line-up
the Superintendent of the jail was there and
also the captain and they told Mrs. Sowers to
look at those men and see if any man in this
line attacked her. She came in and shook her
head and said no it ain't none of them. Then^
Gertrude Ingram was brought in and she looked
the line over good and she picked out the man
standing beside me and said he was the man she
met on the railroad. She identified the man
standing beside me and said she would swear
that he was the man she met on the railroad;
that man's name was Eugene Young.
We lined up twice in the same rotunda room
the same evening after we had started back to
our cells the captain called us back and lined
us up again and both ladies came out and looked
us over good. Mrs. Sowers went back and said:
"It ain't none of them." Mrs. Ingram picked out
the man standing beside me and said I would
swear that he is the man that I met on the
railroad. I saw Mrs. Sowers and Gertrude In
gram when I was brought up to the Marshall's
office for another line-up. Mrs. Sowers came
out there and looked again and walked away^and
Gertrude Ingram did the same thing and I^did
not see them any more until the hearing in Wash
ington. I am absolutely not the man that was
-24-
seen on the railroad on February 11th. The
last time I was in North Carolina before Feb
ruary 11th was the week before Christmas in
1940, when I came to my mother’s house and
stayed from Saturday until Monday. I haven't
been back in the State of North Carolina any
more until they brought me back on this charge.
My teeth are now just as they were the day I
was arrested and put in jail and they are the
same now as they were on February 11, 1941,
and I have never had any gold teeth in my head.
I have never had a tooth crowned with gold. I
have never had a peg in my teeth.
CROSS-EXAMINATION
Yes, I was in Statesville before Christmas
and got off from my work in Fort Belvior. I
had no trouble getting off and when I went
back they took me back. No one had to work in
my place because they were changing sections.
No, I have never had any dental work only what
you see in front where I had a silver filling
put in, in 1938. That silver filling was in my
front teeth on February 11, 1941. Yes, I was
in prison at Raleigh in 1934. They claimed I
had assaulted a girl in Catawba County but I
didn’t assault her. I got a sentence of five years.
I did not plead guilty to the charge of rare
on a white woman in Catawba County. She said" I
was the man and I got the time for it. I was
represented by Mr. Burke and they compromised
the case at the December, 1934 Term of Superior
Court of Catawba County. A plea of guilty of
assault with the intent to commit rape was en
tered and I served five years. After" I was re
leased I came back through Iredell County and
then left and went to Winston-Salem.
By leave of Court the defendant introduced in
evidence testimony of the following witnesses,
who testified at the Habeas Corpus proceeding
in Washington, D. C., June 23rd and 24th, 1941,
the same being read to the jury to all intents
and purposes as if it were a deposition.
-25-
JOHN MITCHELL testified: My full name is
John Ivli't’clieliduring February 1941, I worked
down at Fort Belvior for Mr. Chas. Tompkins;
I was employed down there during the entire
month of February 1941. I reached Fort Belvior
each day by going with a boy named, James
Casey, who had an automobile. He took us, by
us, I mean me and that boy sitting over there
(indicating), down in his automobile mornings
and back in the afternoons. We all paid him
$2.00 per week every Tuesday.
I know Wellmon, he was in the car during the
month of February. I remember Wellmon paid
Casey on February 11th, and that was on Tues
day. Wellmon paid Casey on that day because
Casey had to pay a note on his automobile each
month. CROSS-EXAMINATION
I will not swear but I may be wrong about
it but I do think he (Wellmon) was there at
that time. I guess they have a record of it
down there. I saw him borrow 50^ from Mr.
O’Neal on that day. I am sure he was there
that day.
THOMAS M, RIVES testified: My full name is
Thomas M. Rives (R-i-v-e-s). I am employed at
the District jail as Superintendent. There was
a line-up on May 6th this year (1941) and there
was a record made of the results of that line
up I have the record here:
THE RECORD OF THE LINE-UP AT THE DISTRICT
JAIL ON M Y 6, 1941, ViTAS MARKED PETITION
ER’S EXHIBIT NO. I.
Mrs. Cora Sowers and Gertrude Ingram were
the identifying witnesses for the line-up on
May 6, 1941°. The record shows that no identi
fication was made. The rotunda of the jail
where this line-up v/as held is naturally
lighted. There was no artificial lighting in
the room. In our judgment there was no need
for artificial lighting. There are four large
windows.
-26-
ELIHU FRICK testified: My full name Is Elihu
Prick5 I am employed by Chas. H. Tompkins Com
pany, as Assistant Auditor, and have been there
since 1935. I am here in response to a subpoena
served on Chas. H. Tompkins Company asking to
bring certain records this morning. These are
the records I brought in response to that sub
poena. They are the records of Chas. H. Thomp-
kins Company.
There is a letter on top from the manager of
the payroll department certifying that these
are the records, social security and employment
cards, that the man has signed, social security
records, time sheets and the payroll itself.
These records were kept at the Port Belvior.
This paper is our social security record kept
by Chas. H. Thompkins Company for all employees
on the Port Belvoir project and kept in the
regular course of business.
PETITIONER’S EXHIBIT NO. 2 offered and
received in evidence.
This card is for William M. V/ellmon, it
shows the date of his employment; that he was
hired on December 30, 1940, at 9 o’clock A.M.,
and he finally separated from that employment
on February 19, 1941. The card is signed and
the signature purports to be the signature of
Wellmon. The card has a number which is assign
ed to the particular employee and that number is 13736.
PETITIONER’S EXHIBIT NO. 3 offered and
received in evidence.
These are the daily time sheets for the Port
Belvior job kept by the Chas. H. Thompkins Com
pany in the regular course of business. This
first sheet is for February 8th and there ap
pears some time for (employee) No. 13736, the
time shows 4 l/2 hours - 7:30 A. M. to 12:00
o ’clock. I also have a sheet for the next day
February 10th, that sheet also shows work rec
ord of William M. Wellmon, No. 13736 from 7:30
A. M. to 4 o ’clock. The next day after is Feb
ruary 11th, which shows work from 7:30 A. M.
to 4 o’clock for number 13736, Pour checks
-27-
are made each day to show whether the man is
working or not. The checks show the starting
time, a check in the morning, a check in the
afternoon and at quitting time. The sheet bears
the signature of approval of Chas. H. Tompkins
Company’s timekeeper and that of the U. S.
Government timekeeper.
PETITIONER'S EXHIBIT NO. 4 offered and
received in evidence.
This paper is the payroll for the Fort Bel-
vior job kept by Chas. H. Thompkins Company
in the regular course of business, the No.
13736 appears thereon for the week that would
include February 11, 1941. It shows that No.
13736 did receive his pay on that day. It shows
the number of hours he worked during the entire week to be 44 l/2 hours from Saturday, the 8th,
4 1/2 hours; Monday, the 10th, 8 hours; Tuesday
the 11th, 8 hours; Wednesday the 12th, 8 hours;
Thursday the 13th, 8 hours; Friday the 14th, 8
hours. He was paid $35.60 less social security
or a net of $35.24. He (Wellmon) signed his
receipt on the envelope. The name William M.
Wellman appears opposite the No. 13736 on the
P0Q0 9
PETITIONER’S EXHIBIT NO. 5 offered and
received in evidence.
This document is a social security record
and it shows that it is the record of William
M. Wellmon, the number on it is 13736. It shows
number of weeks William M, Wellmon was employed
and paid by the Company, the dates are as fol
lows: Beginning with the week-end January 3,
1941, and ending with the week which ended on
February 21, 1941, It shows that Wellmon was
employed for the week Including February 11th,
1941. It shows that he received a total for
that week the sum of $35.66. This card is kept
by Thompkins Company in the regular course of
business.
WILLIAM ROBERTS O’NEIL testified: My full
name is William Roberts O’Neil; during the
month of February 1941, I was employed by the
-28-
Chas, H. Thompkins Company at Port Belvior as
Labor Foreman. 1 had around 200 men working for
me. I was employed in that capacity on February
11, 1941. I know William Mason Wellmon. He work
ed for me during the month of February from the
first on through, I don’t know exactly the date
he left there, but I know he worked the whole
month of February. He worked there until Thomp
kins Company closed down.
The last job I did was to build a bridge
across the highway and this man was a member
of my crew during that month. During the month
of February while the petitioner (Wellmon) un
der my supervision as labor foreman we had
quite a few bathrooms to fill in with dirt and
I picked this darky out of several hundred to
act as kind of a leader you know with some oth
er darkies to go down and fill these bath rooms.
He was very good and I picked him out for that
purpose. There were bathrooms to be filled all
through February. I picked him out sometime
along in January, the latter part of January
and he acted in that capacity through the month
of February until the latter part of February
when I left there when we got through. We were
not through on February 15th. I placed him in
charge of a small crew anywhere from 5 to 12.
If Wellmon failed to put In his appearance on
the job any day I would know because I had to
look to him, and if he was not there I would
have to get someone else in charge of the men. I
I personally supervised each one of these
crews and I made periodic inspections of the
crews throughout the work, going from one bath
room to the other about 20 to 50, I imagine. I
know that he was not absent any day during the
month of February because if he had not been
there to have taken care of the job I would
have had to put somebody else In his place on
that particular day but he was there to take
care of the work until we got through all the
bathrooms. To the best of my remembrance Feb
ruary 11, 1941, was pay day down there. Men
were paid sometime around 10:30 A. M., and some
- 2 9 -
times around 12:30 P. M. I didn't see Wellmon
get his pay on the 11th of February, but there
was an incident which occurred with respect to
Wellmon on that particular day - The darky had
borrowed 50 ^ from me the week before and paid
me on this day which was February 11th. Yes, I
am sure he paid me on February 11th, the money
he owed me.
CROSS-EXAMINATIONIt is true that I was arrested by the Police
Department in Birmingham, Alabama. It is also
true that I was arrested on May 26, 1929, by
the Police in Columbus, Ohio, convicted and
fined $100.00 and sentenced to 60 days but I
don't remember whether I served 60 days or not.
I will say this, Judge, right out in open
Court, that that darky worked for me out there
and if you will give me three days to get the
record I will show that that nigger is innocent
whether I was convicted or whether I was not,
he was working for me on that day.
CAPT. R. B. WRIGHT testified: My full'name
is R. B. Wright. T am employed at the District
of Columbia jail as Captain of the guard. I was
in charge of the line-up which was held at the
jail on April 6, 1941. William Wellmon, peti
tioner was in that line-up. There were six men
besides him, making seven altogether. Two per
sons, one white and one colored woman came in
for the purpose of identifying the prisoner.
The light was daylight and the witnesses viewed
the persons to be identified through an iron
grill door of wire mesh; the size of the mesh is
about 3 inches long and about 2 inches wide and
maybe larger; it was not a screen such as is
used to keep out flies but it was heavy wire
and the mesh is much larger. Neither of the
identifying witnesses identified the prisoner,
they stated that they could not identify any
person. CROSS-EXAMINATION
Yes, Mrs, Sowers, the alleged victim, went
behind the grill. I do not remember hearing
her say that this man, the prisoner Wellmon,
-30-
was the man or appeared to be the man. I do
recall what she said when she went behind the
grill. She said she "could not Identify him".
I don’t remember her telling me that he looked
like the man.
JAMBS CASEY testified: My full name is James
Casey and I live at 5311 Hayes Street, N. W. ,
on February 11, 1941, I was employed at Fort
Belvior, Virginia, working for Chas. H. Thomp-
kins, my foreman’s name was Mr. O ’Neil. Yes, I
know Mason Wellmon; I first met him in Septem
ber 1940; he worked with me at Fort Belvior.
I went to work in my car each day and about
three or four men went with me, Wellmon, Mit
chell, King and Billy G-reene, they went every
day with me; they paid me $2 .0 0 per week every
Tuesday.
Wellmon went with me to Fort Belvior every
day during February 1941. He paid me every
Tuesday; he paid me on February 11, 1941, which
was on Tuesday. He would pay me before he left
the job. I drove him home every day. I left my
employment at Fort Belvior after February after
the job was completed it was sometime in March.
DEFENDANT CLOSES.
STATE IN REBUTTAL
SERGEANT C, C. CARVER (recalled) for rebuttal
by the State, testified: Sheriff Moore and I
saw John Mitchell about 9 o'clock on the night
of April 24th.
Q. He testified in his deposition that he
was with the prisoner and rode with him
to and from his home to work at Thompsons Com
pany - what statement did John Mitchell make
to you in the presence of Sheriff Moore with
reference to his knowledge of the whereabouts of the prisoner?
Defendant objects.
Court intervenes: "Gentlemen of the Jury,
this testimony of Sergeant Carver, as to what
John Mitchell said is admitted for the purpose
-31-
of contradicting the testimony of the deposi
tion of Mitchell. It is not substantive evi
dence but is admitted for the purpose of show
ing that he made dissimilar statements, it be
ing offered with that idea in view; and you
will consider it only as it may tend to weaken
or contradict the testimony of Mitchell and not
as substantive evidence."
Objection overruled - defendant excepts.
EXCEPTION NO. 3.
A. He stated that he had not seen Mace Well-
mon since December, around Christmas.
Mason Wellmon stated to Captain Little in
my presence with reference to where he was
working on February 11, 1941, that he didn't
know exactly where he was but he knew he was
in Washington but he didn't give us any defin
ite place where we could check.
SHERIFF J. W. MOORE (recalled by the Solici
tor! testified: I know John Mitchell; he is a
colored man; I also know James Casey, he is
also colored.
Q. What statement did John Mitchell make to
you or in your presence with reference to his
knowledge of the whereabouts of the prisoner
on or about the 11th day of February 1941?
Defendant objects - objection overruled -
Defendant excepts.
EXCEPTION NO. 4.
THE COURT: Gentlemen of the jury,^this is
admitted for the purpose of contradicting the
evidence of John Mitchell, if it does, and for
no other purpose.
A. He said: "He didn't know where Mace Well
mon was that he left there around the latter
part of January when he was laid off at Fort
Belvior and that he hadn't seen him since.
Q. When the prisoner, Mace Wellmon, was ar
rested by Sergeant Carver, in your presence,
-32-
what statement did he make with reference to
what his name was?
A. Sergeant Carver walked up on the driver’s
side and after Mason parked the car into the
curb in front of his boarding house, I sat in
the car while he was talking to him. I walked
up on the opposite side from the driver’s side,
and Mr. Carver repeated that he said his name
is William Williams. He told him he would have
to take him to police headquarters for inves
tigation. I got in the back seat with him and
he repeated his name was William Williams.
I was present in Police headquarters when
the prisoner was questioned by Sergeant Carver
and Captain Little with reference to where he
was working on or about the 11th of February
1941.
I told him that he was charged with the
crime of rape in Iredell County and it was a
pretty serious crime, and that it was on the
11th day of February, and I’d like to know
Yihere he worked on that day so I could make
an investigation - that he wanted to be fair
to him and if he was working up there he could
not be in the State of North Carolina and
Washington too. He said he didn’t know where
he was working, and couldn't tell us anything
as to where he was working.
STATE CLOSES.
At the close of all the evidence the defen
dant renewed his motion for judgment as of non
suit. Motion denied - defendant excepts.
EXCEPTION NO. 5.
Upon the coming in of the verdict of guilty
of rape, the defendant moved to set aside the
verdict as being contrary to and inconsistent
with the evidence. Motion overruled. Defendant
excepts.
EXCEPTION NO. 6.
The defendant made a motion in arrest of
-33-
judgment. Motion overruled. Defendant excepts.EXCEPTION NO. 7.
The Court erred in pronouncing judgment of
death upon the defendant. Defendant excepts.
EXCEPTION NO. 8.
ASSIGNMENTS OF ERROR
1. The Court erred in overruling the defend
ant’s objection to allowing the witness to tes
tify In violation of the hearsay rule, as fol
lows:Q. Who is that man?
A. Well, they say --
Q. Do you know him by name?
A. They say it is Mace Wellman. (R. p. 13).
2. The Court erred in refusing to grant^de
fendant 1s motion for judgment as of nonsuit at
the close of the State’s evidence. (R. p. 22).
3. The Court erred in overruling defendant's
objection to certain evidence introduced by Ser
geant C. C. Carver, the same being contrary to
the rules of evidence as established by the
decisions of this Court, as follows:
Q. He testified in his deposition that he
was with the prisoner and rode with him to and
from his home to work at Thompsons Company --_
What statement did John Mitchell make to you in
the presence of Sheriff Moore with reference to
his knowledge of the whereabouts of the prison
er?
Defendant objects.
COURT INTERVENES: "Gentlemen of the Jury,
this testimony of Sergeant Carver's as to what
John Mitchell said is admitted for the purpose
of contradicting the testimony of the deposi
tion of Mitchell. It is not substantive evidence
but is admitted for the purpose of showing that
he made dissimilar statements, it being offered
with that idea in view; and you will consider
it only as it may tend to weaken or contradict
the testimony of Mitchell and not as substan
tive evidence."
-34-
Objection - overruled - defendant excepts.
EXCEPT I Oil NO. 3.
A. He stated that he had not seen Mace Well-
mon since December, around Christmas. (R.p.31).
4. The Court erred in overruling defendant’s
objection to certain evidence introduced by
Sheriff J. W. Moore, the same being contrary
to the rules of evidence as established by the
decisions of this Court, as follows:
Q. What statement did John Mitchell make to
you or in your presence with reference to his
knowledge of the whereabouts of the prisoner
on or about the 11th day of February 1941.
Defendant objects - objection overruled -
Defendant excepts.
EXCEPTION NO. 4.
THE COURT: Gentlemen of the Jury, this is
admitted for the purpose of contradicting the
evidence of John Mitchell, if it does, and
for no other purpose.
A. He said: "He didn’t know where Mace Well-
mon was, that he left there around the latter
part of January when he was laid off at Fort
Belvior, and that he hadn’t seen him since."
(R. p. 31).
5. The Court erred in refusing to grant the
defendant’s motion for a judgment as of non
suit at the close of all the evidence.
EXCEPTION NO. 5 (R. p. 32).
6. The Court erred in refusing to set aside
the verdict as being contrary to and inconsis
tent with the evidence. EXCEPTION NO. 6 (R. p. 32) .
7. The Court erred in pronouncing judgment
of death upon the defendant as appears of rec
ord. EXCEPTIONS 7 and 8 (R. p. 33).
HOSEA V. PRICE, Winston-Salem, N.C.,
_____________ Attorney for Defendant.
(TRANSCRIPT CERTIFIED BY CLERK SUPERIOR COURT)
SUPREME COURT OF NORTH CAROLINA
Fall Term, 1942
No. 363 FIFTEENTH DISTRICT
S T A T E )
)v.
MASON WELLMON )
) From Iredell
)
, <V /> A . v i*" r o r / v / \ > \ t c i w r < v / w w ? ~ » / » / c ~ » # w » <>
DEFENDANT APPELLANT * S BRIEF
No. 365 FIFTEENTH DISTRICT
SUPREME COURT OF NORTH CAROLINA
Fall Term, 1942
S T A T E )
)v. ) From Iredell
)MASON WELLMON )
/V A A /» /V t\ >* A A A A ✓ » A A /» /V A A /» A A /V /V A /V /* A *V A *> A
DEFENDANT APPELLANT’S BRIEF
QUESTIONS INVOLVED
1, Where counsel has been appointed by the
Court to represent the defendant charged with
a capital offense and the defendant, as early
as practical, employed private counsel, is^it
error for the Court to refuse the motion of
defendant's private counsel to continue the
case, where private counsel only had five days
to prepare for trial, the Court relying upon
statement of counsel appointed by the Court
that defendant is ready for trial?
2. On the trial of the defendant for rape is
it error for the Court t6 permit the prosecu
trix to give hearsay testimony?
STATEMENT OF FACTS
This is a criminal action tried at the re
gular August Term 1942, of the Superior Court
of Iredell County, before His Honor, J. Will
Pless, Jr., and jury, upon a bill of indict
ment which was found against the defendant at
the August Term 1941, charging the defendant
with the crime of rape.
The defendant, having been arrested and held
in jail in Washington, D. C., for more than a
year, was returned to North Carolina from the
District of Columbia on August 4, 1942, and
was lodged in the common jail of Mecklenburg
County at Charlotte, N. C, The Court appointed
an attorney, Mr. J. C. Rudisill of Catawba, N.C.
on August 5th and gave the attorney six days
(till August 11, 1942) to prepare the case for
trial. No member of the family was allowed to
communicate with the defendant and hence the
defendant was unable to employ private counsel
until Sunday, August 9, 1942, at nearly mid
night .
The relatives and friends of the defendant
employed Hon. John D. Slawter, an able and
eminent member of the Bar of Winston-Salem,
North Carolina. But Mr. Slawter did not have
an opportunity to adequately prepare for the
defense of the defendant before the morning
of the trial. The defendant's private counsel,
Hon. John D. Slawter, realizing the gravity of
the offense charged, made a motion to continue
the case until the November Term and filed
certain affidavits stating, in substance, that
there were certain witnesses and other evi
dence in Washington, D. C., which he should
like to obtain on behalf of the defendant in
order to properly prepare the defense relied
upon by the defendant.
There are certain vital pieces of documen
tary evidence In Washington, D. C., including
exhibits in the form of:
a. - Defendant's employment cardj
-3-
b. - Defendant's daily time sheet; defend
ant's social security record, etc., all of
which were introduced at the habeas corpus and
extradition hearing in Washington, D. C., but
were not made available to the trial court in
Iredell County.
ARGUMENT
It does not appear of record, and counsel
cannot argue whether or not an exception was
taken to the court's refusal to grant a motion
for continuance. Counsel who now represents
the defendant Is not the same counsel who re
presented the defendant at the trial. And,
therefore, it is hoped that the Court will in
dulge the defendant in this argument with re
spect to what is regarded as reversible error
on the part of the Court in refusing to con
tinue this case under the circumstances, of
which the Court was fully aware. The defend
ant respectfully begs leave to be permitted to
cite at least one or two authorities in support
of his contention:
This Court has repeatedly held that where
the defendant is convicted of a capital offense
an appeals to the Supreme Court, this Court will
review the whole record and the contentions of
the defendant irrespective of exceptions and
assignments of error.STATE v. BROWN, 218 N. C. 415.
In STATE v. ROSS, 193 N. C. 25, it is held:
"While ordinarily the continuance of the case
to allow alleged defenders against the crim
inal lav; opportunity to prepare their defense,
is a matter addressed to the sound discretion
of the trial judge, the exercise of this dis
cretion must not violate the provisions of
Article 1, Section 17 of our constitution
stating: 'That no person shall be deprived
of life and liberty, etc., but by the law
of the land*."
In STATE v. WHITFIELD, 206 N. C. 696, our
Court held:
-4-
"That a reasonable time for preparation of
a defendant’s case should be allowed counsel
- - - - to defend him commends itself, not
only as a rule of reason but also as a rule of law.5'
However, this case is clearly distinguishable
from the case at bar for in the Whitfield case
no error was found due to the fact that the
evidence was simple and consisted of the tes
timony of only two witnesses, the prosecutrix and the defendant.
It is urged on behalf of the defendant that
the trial court, upon the face of the whole
record, committed reversible error in refusing
the defendant's motion for continuance; not
withstanding the fact that no exception was
taken to the court's refusal to continue the
case upon defendant's motion. It is readily
conceded by the defendant that ordinarily such
motions are addressed to the discretion of the
court and that its decision thereon is not re-
viewable except in cases where it is clearly
shown that there has been an arbitrary abuse of said discretion.
But, the argument is most vigorously, yet
respectfully advanced here, that the above
rule is considerably qualified in capital
cases; since the Supreme Court may, and of
ten does, review the whole record. And in the
light of such review, if error appears there
in, the court will grant such relief as to the
court may seem just and proper; and this with
out regard to the presence or absence of exceptions and assignments of error.
The defendant was arrested more than a year
ago and held in jail in Washington, D. C.,
where all the time the defendant was trying
to_gain his freedom through the medium of a
writ of habeas corpus and by his efforts to
prevail in extradition proceedings. Having
been unsuccessful in his efforts to gain his
freedom, the defendant was returned to the
State of North Carolina on August 4, 1942,
-5-
and immediately transferred to the common jail
of Mecklenburg County in Charlotte, N. C.
It should be borne in mind that the Superior
Court of Iredell County was in session at the
time the defendant was returned to the State
of North Carolina. Therefore, the friends and
relatives of the defendant had no opportunity
to be notified that the defendant was to be
tried at the then present term of court since
the calendar for that term had already been
publicized. The defendant was unable to com
municate with his relatives and, therefore,^was
unable to provide himself with counsel In time
to prepare adequately for the trial which was
set for only seven days from the time the de
fendant was brought to the State of North Caro
lina. The Court appointed counsel to represent
the defendant on August 5th. But upon learning
that the defendant had been returned to the
State and that the case against him was to be
tried on August 11th, the relatives and friends
of the defendant, in the evening of August 9th
retained the services of Attorney John D. Slaw-
ter of Winston-Salem, N. C., and paid him_a fee
to represent the defendant. Mr. Slawter imme
diately entered upon the task of preparing the
case for trial and pursuant to such preliminary
preparation before the call of the calendar on
Tuesday morning, August 11th, affidavits and
motion for continuance were presented.
The defendant contends that the case ought
to have been continued in order that his pri
vate counsel might have an opportunity to
properly prepare his defense. The defendant
further contends that it is a violation of his
inalienable rights to deny him the benefit of
counsel of his own choosing when he is on tri
al for his life; that private counsel=haying
been employed as soon as practicable it is con
tended and" urged that defendant's counsel should
have been allowed a reasonable opportunity to
prepare the defense.
It is also argued and contended on behalf of
the defendant that the court's refusal to con
- 6 -
tinue the case under the circumstances was
contrary to the spirit of the law of the mother
country, where it is provided in the Statute
which preserves to the defendant charged with
treason (a capital crime), the right of coun
sel; that such counsel must be assigned "ten
days before arraignment on indictment for trea
son," etc.
In the case at bar the defendant’s counsel
had only five days in which to prepare and pre
sent his defense; and while the Statutes of
North Carolina do not specify any special time
between the assignment of counsel and the ar
raignment of the defendant in a capital case
it would seem that the spirit as well as the
letter of the law requires that the defendant
be given a reasonable opportunity to prepare
and defend his case in substance as well as in form.
STATE v. WHITFIELD, 206 N. C. 696.
ASSIGNMENT NO. 3 (R. p. 33) and ASSIGNMENT
NO. 4 (R. p. 34) are based upon EXCEPTIONS NOS.
3 and 4 (R. p. 31), and these exceptions and
assignments of error are considered together.
It is argued that prejudicial error was com
mitted in that an examination of the record
containing a transcript of the testimony of
John Mitchell does not disclose any question
propounded by anyone tending to put him on his
guard as to the now contended prior inconsis
tent statement. John Mitchell was not in court
at the time the defendant was tried in the Su
perior Court of Iredell County; but his testi
mony given at the habeas corpus hearing in
Washington was introduced at the trial in Ire
dell County and received in evidence as if it
were a deposition. Therefore, the testimony
of Sergeant C. C. Carver, recalled by the
State for rebuttal, which was offered for the
purpose of contradicting and impeaching the
witness, John Mitchell, was clearly a viola
tion of the salutary rules of evidence; for
indeed, John Mitchell was not present, was not
available, and of course, he was not put upon
-7-
the stand and given an opportunity to explain
the purported inconsistent statements.
See WIGMORE ON EVIDENCE, Third Edition,
Volume 3, Section 1025.
It would seem that before a witness may be
impeached on account of a prior inconsistent
statement he must first be asked to some de
gree of particularity as to whether or not he
made such statements; and thus given an oppor
tunity to explain.
If the previous statements were as to col
lateral matters not relevant to the issue,
they cannot be proved except by the impeached
witness himself, and his answers are conclus
ive .i!LOCKHART’S HAND BOOK OF EVIDENCE, Section
285, page 338.
Quite obviously, since the purported incon
sistent statement to the Sheriff was made prior
to the habeas corpus hearing in Washington,
this case does not present the situation where
the necessity for the preliminary questions,
putting the witness sought to be impeached on
his guard, are dispensed with on the ground of
the availability of the witness.
The court allowed Sergeant C. C. Carver (R.p.
30) and Sheriff J. W, Moore (R.p.31) to contra
dict a witness who was not in court and had not
testified At the trial. The testimonies of the
two witnesses above referred to relate to a
statement made by John Mitchell which is in
fact an extra-judicial statement in that John
Mitchell’s purported statement was made before
the habeas corpus hearing which was at a time
when he was not in court and certainly has
never since been given an opportunity to ex
plain any inconsistency between that statement
and the testimony given by him at the habeas
corpus hearing.
It is strongly contended on behalf of the
defendant that prejudicial error was committed
- 8 -
when the court allowed the rebuttal evidence
of Sergeant C. G. Carver and Sheriff J. W.
Moore, over the objection of counsel for the
defendant.
This 8th day of October 1942.
Respectfully submitted,
HOSEA V. PRICE,
Counsel for Defendant.
Wo. 363 FIFTEENTH DISTRICT
SUPREME COURT OF NORTH CAROLINA
Fall Term, 1942
S T
WILLIAM
A T E )
)
v . )
)MASON WELLMON )
From Iredell
w w w w w w w w » < “ r w w C
BRIEF FOR THE STATE
No. 363 FIFTEENTH DISTRICT
SUPREME COURT OF NORTH CAROLINA
Fall Term, 1942
i f \ r i f i f i f i r i> \ / i f u i f i f 1 / i f 1 / i f i f i f i / 1 / tl f i f i f . i f l. l f l|i f . . i f . . i f . . i f , ri f . . i f ,
" v“ w w w w i n ' f i /» “ < w * 7 w » fv <i / i- ' ( i" f i f » / i / i / i <i /> f » f ' < '
S T A T E )
)v. ) From Iredell
)WILLIAM M S ON WELLMON )
BRIEF FOR THE STATE
S T A T E M E N T
This was a criminal action tried before His
Honor J. Will Pless, Jr., Judge Presiding, and
a jury, at the August Term, 1942 of Iredell
Superior Court. The bill of indictment against
the defendant charged rape. From a verdict of
guilty of rape in the manner and form as charg
ed in the bill of indictment and the judgment
of the Court pronounced thereon, the defendant
appealed to this Court.
F A C T S
It appears from the record in this case that
on the 11th day of February, 1941 Mrs. Cora
Sowers, a lady 67 years of age, who lived on a
farm about two miles East of Statesville, was
ravished by the defendant, William Mason Well-
mon. The defendant was thereafter located in
the District of Columbia, and upon extradition
proceedings being instituted to return him to
the State of North Carolina, he undertook by
means of habeas corpus to prevent his return
to this State. A bill of indictment was re-
- 2 -
turned against the defendant in the Superior
Court of Iredell County during the August, 1941
Term, but on account of the fact that the de
fendant carried his resistance to the extradi
tion proceedings through the various courts in
the District of Columbia, he was not returned
to the State of North Carolina until on or
about the 4th day of August, 1942. The defend
ant was tried at the August Term, 1942 of the
Superior Court of Iredell County. He was
positively identified by Mrs. Sowers as being
the person who ravished her and was identified
by the witness, Gertrude Ingram, as being in̂
the vicinity of Mrs. Sowers’ home near the time
when the crime was committed. The defendant re
lied on an alibi for his defense, contending
that he was not even in the State of North
Carolina at the time the crime was committed.
On all the evidence, the jury convicted the de
fendant and he appealed to the Supreme Court,
alleging error.
A R G U M E N T
I.
The defendant’s first contention, as set out
in his brief, is that the court erred in deny
ing the defendant's motion for a continuance.
It appears from the record and is admitted by
the defendant in his brief that no exception
was taken to the court's action In denying his
motion for a continuance. It has long been the
rule with this Court that only exceptive assign
ments of error will be considered on appeal.
In re WILL OF BEARD, 202 N. C. 661
STATE v. OLIVER, 213 N. C. 386
STATE v. BROWN, 218 N. C. 415.
But in the BROWN case this Court held that
where a defendant has been convicted of a cap
ital felony, the defendant's contentions as to
error at the trial will be reviewed and that
the Court will review the record for error ap
pearing upon its face. In the case of STATE v.
PARNELL, 214 N. C. 467, it was held that the
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failure to have a "case on appeal" or proper
assignments of error does not per force work
dismissal of the appeal, and that notwithstand
ing the insufficiency of the assignments of
error to raise the questions sought to be pre
sented, where the defendant’s life is at stake,
the matters pointed out will be considered. In
the instant case, there is neither exception
nor assignment of error on the question of the
refusal of the trial Judge to allow the defend
ant's motion for a continuance. The defendant’s
life being at stake, the State's position on
the question of continuance will be presented
to this Court. This Court has wisely left the
matter of the granting or refusal of a motion
for a continuance to the sound discretion of
the trial Judge unless there is palpable abuse
or gross abuse of this discretion.
STATE v. HENDERSON, 216 N. C. 99, 106.
The defendant insists that his constitutional
rights under Article I, Section 17, of the Con
stitution of North Carolina, were denied by the
refusal of the trial Judge to grant his motion.
In the case of STATE v. SAULS, 190 N. C. 810,
812, Justice Adams, speaking for the Court,
said:
"It is earnestly insisted by the defendant
that he was denied his constitutional rights
(Article I, Sections 11, 17) and in any
event that the refusal to grant his motion
was such an abuse of discretion as entitles
him to a new trial.
"We are unable to see in what respect the
defendant’s constitutional rights were de
nied him unless by the Judge's refusal to
grant the continuance. The exception, then,
finally depends on the question whether
there was an abuse of discretion, and that
is really the position that was taken on
the argument.
"In ARMSTRONG v. WRIGHT, 8 N. C. 93, Hender
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son, J., said: ’The very act of vesting a dis
cretionary power proves that the subject-mat
ter depends on such a variety of circumstances,
where each shade may make a difference, that
it is impossible to prescribe any fixed rules
or laws by which the subject can be regulated.
And, although it be said that a sound discre
tion means a legal discretion, yet when we ask
what the legal discretion is, we are as much at
a loss as we were before the definition to de
clare the rules or laws by which the discre
tion shall be regulated. To prescribe fixed
rules for discretion is at once to destroy it.
This opinion is very much supported by the
practice in England. I do not know a single
case where any decision depending on discre
tionary power has been the subject of a writ
of error, and I think that the power of this
Court to correct errors in law extends not to
those errors which may be committed in the ex
ercise of a discretion, but only to those where
the fixed and certain rules, emphatically call
ed laws, are mistaken.*
"It was subsequently held in a number of de
cisions that the refusal to continue a case
rests in the judge’s discretion upon matters
of fact which this Court has no power to re
view. S. v. DUNCAN, 28 IT. C. 98; S. v. COLLINS,
70 N. C. 242; AUSTIN v. CLARKE, 70 N. C. 458;
MOORE v. DICKSON, 74 N. C. 425; S. v. LINDSEY,
78 N. C. 499; S. v. SCOTT, 80 N. C. 366; HENRY
v. CANNON, 86 N. C. 24; DUPREE v. INS. CO., 92
N. C. 418; S. v. PANKEY, 104 N. C. 841; BAMS
v. MFG. CO., 108 N. C. 282; S. v. HUNTER, 143
N. C. 607.
"In other cases it is held that while the ex
ercise of discretion must be judicial and not
arbitrary, It is not subject to review unless
’the circumstances prove beyond doubt hard
ship and injustice’ (MOORE v. DICKSON, supra);
or ’palpable abuse’ (McCURRY v. McCURRY, 82
N. C. 296; SLINGLUFF v. HALL, 124 N. C. 397);
or ’gross abuse’ (S. v. BLACKLEY, 138 N. C.
620; S. v. DEWEY, 139 N. C. 557; S. v. R. R.
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145 N. C. 495; S. v. BURNEY, 162 N. C. 614),
In HENSLEY v. FURNITURE CO., 164 N. C. 149,
Mr. Justice Walker expressed the Court's con
clusion in this language: 'Judicial discre
tion, said Coke, is never exercised to give
effect to the mere will of the judge, but to
the will of the law. The judge's proper func
tion, when using it, is to discern according
to law what is just in the premises. ’Dis-
cernere per legem quid sit justum.' OSBORN v.
BANK, 9 Wheat. 738. Mien applied to a court
of justice, said Lord Mansfield, discretion
means sound, discretion guided by law. It must
be governed by rule, not by humor; it must
not be arbitrary, vague, and fanciful, but
legal and regular. 4 BURROWS, 2539. While
the necessity for exercising this discretion,
in any given case, is not to be determined by
the mere inclination of the judge, but by a
sound and enlightened judgment, in an effort
to attain the end of all law, namely, the do
ing of even and exact justice, we will yet
not supervise it, except, perhaps, in extreme
circumstances, not at all likely to arise;
and it is therefore, practically unlimited.
We do not Interfere unless the discretion is
abused. JARRET v. TRUNK CO., 142 N. C. 466'.
And in S. v. RILEY, 188 N. C. 72, Chief Justice
Hoke said: 'Defendants excepted, first, that
they were ruled to a trial of the cause at the
same term the bill of indictment was found and
so soon after the alleged theft that they were,
in effect, denied the right to obtain necessary
evidence; but our decisions are to the effect
that this is a matter within the discretion of
the trial Judge and not the basis of a valid
exception, unless there has been manifest abuse
and, on the facts presented, we are of opinion
that no such abuse has been made to appear.
S. v. BURNETT, 184 N. C. 783; S. v. SULTAN,
142 N. C. 569.' See also S. v. ENGLISH, 164
N. C. 498.
"One reason for Mr. Justice Walker’s statement
that the trial judge's discretion is 'practical
ly unlimited’ may be found in the following
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language of Chief Justice Ruffin: ’It is the
province of the court in which the trial
takes place to judge of the truth or suffi
ciency of the causes assigned for a motion
for a continuance or removal of a trial. It
must be so; else It would be in the power of
a prisoner to postpone a conviction indefin
itely, however clear his guilt, by making
affidavits with the requisite matter on the face of them.’
"The modern application of the rule has thus
been summarized: When the discretion of the
trial judge Is exercised with a reasonable
degree of judicial acumen and fairness, it
is one which the higher courts are both to
review or to disturb. The mere fact that the
case was disposed of with unusual dispatch
is not an ear-mark of error. The presiding
judge must be to a certain extent free to
secure a speedy and expeditious trial, when
such speed and expedition are not inconsis
tent with fairness. While it is not necessary
to constitute abuse, that the court shall act
wickedly or with Intentional unfairness, it
is essential to show the commission of a
clear or palpable error, without the correc
tion of which manifest injustice will be done
Familiar with all the attendant circumstances
the judge has the best opportunity of form
ing a correct opinion upon the case presented
and has the benefit of a presumption in favor
of his action. 16 C. J. 452, Sec. 822(2).
"So far as we may determine from the record
an order of continuance would not have been
subject to legitimate criticism, but we have
not discovered such an abuse of discretion
as results in a denial of the due process of law."
In the case of STATE v. ROSS, 195 N. C. 25,
the Court said that while ordinarily the ques
tion of a continuance is a matter resting in
the sound discretion of the trial court, never
theless, the defendant has a constitutional
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rlght of confrontation which cannot lawfully
be taken from him and this includes the right
of a fair opportunity to present his case. The
defendant was given every possible considerat
ion in presenting his case to the court and
jury.
In the case of STATE v. WHITFIELD, 206 N. C.
696, cited by the defendant in his brief, the
prisoner was arraigned on October 23rd, and
counsel appointed to represent him. His trial
was set for October 25th and upon the call of
the case, counsel moved for a continuance on
the ground that they had not had time to pre
pare the defense. The motion was overruled and
the defendant excepted. Chief Justice Stacy,
speaking for the Court and holding that the
defendant's constitutional rights had not been
denied him, said:
"The rule undoubtedly is, that the right of
confrontation carries with it, not only the
right to face one's 'accusers and witnesses
with other testimony' (Sec. 11, Bill of
Rights), but also the opportunity fairly to
present one's defense. S. v. ROSS, 193 N.C.
25, 136 S. E. 193; S. v. HARTSFIELD, 188
N. C. 357, 124 S. E. 629. A right observed
according to form, but at variance with sub
stance, Is a right denied. S. v. GARNER,
203 N. C. 361, 166 S. E. 180; S. v. HIGH
TOWER, 187 N. C. 300, 121 S. E. 616; S. v.
HARDY, 189 N. C. 799, 128 S. E. 152.
”Speaking to the subject in POWELL v. ALA
BAMA, 287 U. S. 45, it was said by the Court
of final authority that 'in a capital case,
where the defendant is unable to employ coun
sel, and is incapable adequately of making
his own defense because of ignorance, feeble
mindedness, illiteracy, or the like, it is
the duty of the court, whether requested or
not, to assign counsel for him as a necessary
requisite of due process of law; and that
duty Is not discharged by an assignment at
such a time or under such circumstances as
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to preclude the giving of effective aid in the
preparation and trial of the case.*
"That a reasonable time for the preparation of
a defendant's case should be allowed counsel
appointed by the court to defend him commends
itself, not only as a rule of reason, but also
as a rule of law, and is so established by the
decisions. Annotation, 84 A. L. R., 544.
"On the other hand, it is equally well estab
lished in this jurisdiction that a motion for
a continuance is addressed to the sound dis
cretion of the trial court, and its ruling
thereon is not subject to r e v i e w on appeal,
except in case of manifest abuse. S. v. LEA,
203 N. C. 13, 164 S. E. 737; S. v. BANKS, 204
N. C. 233, 167 S. E. 851; S. v. GARNER, supra;
In re BANK, 202 N. C. 251, 162 S. E. 568; S.
v. RHODES, 202 N. C. 101, 161 S. E. 722; S. v.
SAULS, 190 N. C. 810, 130 S. E. 848; S. v.
RILEY, 188 N. 0. 72, 123 S. E. 303.
"In the instant case, the alleged crime was
committed on 3 October; the prisoner was ap
prehended about a week later, and duly In
dicted at the October Term of Court; he was
arraigned on 23 October, and counsel appoint
ed to represent him; his trial was set for 25
October. The facts were simple and the con
troversy reduced itself to a question of ver
acity between the prosecuting witness and the
prisoner. There were no other witnesses to
the crime. We cannot say, as a matter of law,
that in ruling the defendant to trial, the court
took from him his constitutional right of con
frontation. S. v. RODMAN, 188 N. C. 720, 125
S. E. 486; S. v. BURNETT, 184 N. C. 783, 115
S. E. 57; S. v. HENDERSON, 180 N. C. 735, 105
S. E. 339; S. v. SULTAN, 142 N. C. 569, 54
S. E. 841; S. v. DEWEY, 139 N. C. 556, 51 S. E.
937. In the absence of a clear showing of
error, the exceptions must be overruled. S. v. GARNER, supra."
In the WHITFIELD case petition for certiorari
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to the United States Supreme Court was denied.
See GEORGE WHITFIELD, Petitioner, v. STATE OF
NORTH CAROLINA, 293 U. S. 556; 79 Law Ed. 658.
In the instant case, can it be said that the
defendant’s constitutional rights have been
infringed or that the trial Judge in the Court
below abused his discretion in denying the de
fendant’s motion for a continuance? The crime
was committed on the 11th day of February 1941.
The defendant was first arrested on the 24th
day of April, 1941. From that date, he cer
tainly knew what crime he was charged with in
the State of North Carolina. Through able coun
sel, the defendant fought extradition for a per
iod of over one year. When defendant finally
ascertained that he could not successfully re
sist extradition, he was returned to the State
of North Carolina on the 4th day of August,
1942 to face a bill of indictment which had
been found by the grand jury of Iredell County
in August, 1941. On the 5th day of August,
1942 the defendant was arraigned in the Super
ior Court of Iredell County and Honorable J.C.
Rudisill, an eminent and capable attorney, was
appointed to represent the defendant. On_the
same date, a special venire was ordered to be
drawn from Iredell County to appear on August
11, 1942, on which date the trial was to be
held. Between August 5th and August 11th, the
defendant employed other counsel to assist in
his defense/ On August 11th an affidavit was
filed to the effect that the defendant was un
able to procure certain witnesses referred to
in the affidavit and moving for a continuance
on this ground. It appears that the testimony
of these witnesses was taken at a hearing in
the habeas corpus proceeding in the District
of Columbia, and that it was agreed that as
the witnesses were beyond the jurisdiction of
the Court, the transcript of the testimony
taken during the habeas corpus proceeding
might be used in the trial of the defendant.
The Court thereupon, being of the opinion
that the motion for a continuance was not
well-founded, denied same. It affirmatively
-1 0 .
appears from the record that the testimony of
the witnesses referred to in defendant’s motion
for a continuance was used in the trial of the
case in accordance with the agreement entered
into between the Solicitor and counsel for the
defendant. The defendant was not deprived of
his constitutional rights, either under the
Constitution of the State of North Carolina
or the Constitution of the United States.
STATE v. ROSS, supra
STATE v. WHITFIELD, supra
POWELL v. ALABAMA, 287 U. S. 45, 77 L, Ed.158
AVERY v. ALABAMA, 308 U. S. 444, 84 L. Ed.377.
There is no abuse of discretion on the part
of the trial Judge appearing in the record. On
the other hand, it appears that the defendant
was accorded with every privilege to which he
was entitled. No error was committed in the
refusal of the trial Judge to grant the defen
dant’s motion for a continuance.
STATE V . BURNETT, 184 N. C. 783, 787STATE V . RILEY, 188 N. C. 72, 73STATE V . GANT, 201 N. C. 211, 230STATE V . RHODES, :202 N. C. 101, 102STATE V . GARNER, 203 N. C. 361STATE V . BLAKELEY 215 N. C. 61, 62STATE V . HOBBS, 216 N. C. 14STATE V . GODWIN, 216 N. C.
II.
49, 59.
EXCEPTIONS NOS. 3 and 4 (R. p. 31):
These exceptions are based on the refusal
of the trial Judge to sustain the defendant’s
objections to the testimony of Sergeant C. C.
Carver, and Sheriff J. W. Moore, offered by
the State in rebuttal, and which would tend
to contradict the testimony of John Mitchell,
a witness for the defendant. Mitchell was one
of the witnesses through whom the defendant
hoped to establish his alibi. Mitchell tes
tified that the defendant was working at Fort
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Belvior, Virginia, at the time the defendant
was alleged to have committed the crime in
North Carolina. The purpose of the rebuttal
testimony was to contradict the testimony of
Mitchell by showing that he had made state
ments to Sergeant Carver and Sheriff Moore
that he didn't know exactly where the defen
dant was on the 11th day of February, 1941.
He further stated to Sheriff Moore that the
defendant was laid off at Fort Belvior the
latter part of January and that he had not
seen him since. Declarations of a witness
out of court where they contradict his testi
mony may be proved, not as independent evi
dence of the fact stated, but only as affec
ting the credibility of the witness. 22 C.J.S.
1287. The fact that a witness has made state
ments inconsistent with, or contradictory to,
his testimony, is proper to be considered as
bearing on his credibility even though the
jury does not believe that the testimony thus
contradicted was intentionally false. 70 C.J.
1152.
In the case of STATE v. PATTERSON, 24 N. C.
346, 353, the Court, in discussing the admis
sibility of this type of testimony, said:
"It is well settled that the credit of a
witness may be impeached by proof that he
has made representations inconsistent with
his present testimony, and whenever these
representations respect the subject-matter
in regard to which he is examined, it nev
er has been usual with us to inquire of the
witness, before offering the disparaging
testimony, whether he has or has not made
such representations. But with respect to
the collateral parts of the witness’ evi
dence, drawn out by cross-examination, the
practice has been to regard the answers of
the witness as conclusive, and the party so
cross-examined shall not be permitted to
contradict him. Of late, however, it is un
derstood that this rule does not apply in
all its rigor when the cross-examination is
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as to matters v/hich, although collateral,
tend to show the temper, disposition, or
conduct of the witness in relation to the
cause or the parties. His answers as to
these matters are not to be deemed con
clusive, and may be contradicted by the
interrogator; . . .
In the case of STATE v. WRIGHT, 75 N. C. 439,
it was held that a defendant might impeach the
credit of a State's witness by proof that the
witness had made statements out of court con
trary to what she had testified at the trial.
In the case of STATE v. ROBERTSON, 121 N. C.
551, 553, the Court said:
"As the third exception is also as to evi
dence, we will consider it next. Thomas Hes
ter testified that he had sexual intercourse
with the prosecutrix before September, 1893,
the alleged date of the first intercourse
with the defendant.
"J, W. Upchurch testified in behalf of the
State that lie had a conversation with the
witness, Thomas Hester, at his mill, a few
days before the trial in the civil action,
in which he asked Thomas if it was true that
he had sexual intercourse with Julia Hester,
the prosecuting witness, when Thomas replied
that it was not true; that he knew nothing
of her, but that she was a lady.
"There was evidence that Ray Parrish, Up
church's miller, heard this conversation.
Parrish was introduced by the State and tes
tified; 'I saw Thomas Hester at the mill the
day he refers to, and heard him talking; they
were just outside. I heard Thomas Hester men
tion Julia Hester's name, and I went to them
immediately and heard Thomas Hester say, 'It
is not so; I always found her to be a lady.’
To this evidence the defendant objected, and
upon it being allowed, excepted, upon the
ground that it was fragmentary.
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"We do not think so. It contained the whole
matter in dispute, and if true, proved that
Thomas Hester had testified falsely, and
nothing that Thomas could have said could
have explained it to mean anything but that
she was a virtuous woman, so far as he knew.
There was no error in allowing this evidence.
DAVIS v. SMITH, 75 N. C. 115."
In the case of STATE v. EXUM, 138 N. C. 599,
at 614, the Court said:
"The evidence was also competent for the pur
pose of contradicting Mrs. Exum, as she was
present when the affidavit was made and said
the statements in it were correct. The paper
derived no force for the purpose it was here
used because it was signed and sworn to by
Mrs. Walston. Mrs. Exum said it was correct,
and that made it her declaration also, if
the jury believed the evidence."
This Court, in the case of STATE v. CARDEN,
209 N. C. 404, quoting from the case of STATE
v. PATTERSON, supra, reiterates the rule laid
down in the PATTERSON case.
The trial Judge, in admitting the testimony,
which forms the basis for these exceptions,
was very careful to charge the jury that it was
admitted for the purpose of contradicting the
testimony of the witness Mitchell and for no
other purpose. Under the decisions of this
Court, the trial Judge was correct in over
ruling the defendant's objections to the tes
timony in question.
The defendant, in this case, after using
every possible means to prevent his extradi
tion to the State of North Carolina, was ac
corded a fair and impartial trial in the
Superior Court of Iredell County. He was re
presented by eminent counsel, one of whom was
appointed by the Court and other chosen by
the defendant himself. The judgment of the
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lower Court should be affirmed.
Respectfully submitted,
HARRY McMULLAN,
Attorney General,
GEORGE B. PATTON,
Assistant Attorney General,
HUGHES J. RHODES,
Assistant Attorney General.