Bivins v. Board of Public Education and Orphanage for Bibb County Brief for Plaintiffs-Appellants
Public Court Documents
January 1, 1973
Cite this item
-
Brief Collection, LDF Court Filings. Bivins v. Board of Public Education and Orphanage for Bibb County Brief for Plaintiffs-Appellants, 1973. 57e1a0ec-c99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/3a4622e9-5e52-4cf7-a9d3-627b7cc2e91e/bivins-v-board-of-public-education-and-orphanage-for-bibb-county-brief-for-plaintiffs-appellants. Accessed November 02, 2025.
Copied!
IN THE UNITED STATES COURT OP APPEALS
FOR THE FIFTH CIRCUIT
NO. 7*1-1971
SHIRLEY BIVINS, et al.,
Plaintiffs-Appellants,
v s .
BOARD OF PUBLIC EDUCATION AND ORPHANAGE FOR BIBB COUNTY, et al.,
Defendants-Appellees.
BRIEF FOR PLAINTIFFS-APPELLANTS
THOMAS M. JACKSON
655 New Street
Macon, Georgia 31201
JACK GREENBERG
NORMAN CHACHKIN10 Columbus Circle New York, New York 10019
NANCY J. MOORE 299 Park Avenue New York, New York 10017
ATTORNEYS FOR APPELLANTS
»
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-1971
SHIRLEY BIVINS, et al.,
Plaintiffs-Appellants,
v s .
BOARD OF PUBLIC EDUCATION AND -
ORPHANAGE FOR BIBB COUNTY, et al. ,
Defendants-Appellees.
Appeal from the United States District Court
for the Middle District of Georgia, Macon Division
CERTIFICATE REQUIRED BY LOCAL RULE 13(a)
The undersigned, counsel of record for the
plaintiffs Shirley Bivins, et al., certifies that the fol
lowing listed parties have an interest in the outcome of
this case. These representations are made in order that
the Judges of this Court may evaluate possible disquali
fication or recusal pursuant to Local Rule 13(a):
• - Vs* £ J» iV
i >i
1. The original plaintiffs who commenced this
action in 1963 include Shirley Bivins, James Bivins, Larry
Bivins and Franklin Bivins, minors, by Hester L. Bivins,
their mother and next friend; Solomon Bouie, Glory Ann
Bouie and Dorothy Mae Bouie, minors, by Rev. Willie R.
Bouie, their father and next friend; Joyce Dickey, minor,
by Rev. E. Grant Dickey, her father and next friend;
Helen Goodrum, Lela Goodrum, Thomas Goodrum, John Goodrum
and Jo Ann Goodrum, minors, by Thomas Goodrum, their
father and next friend; Patricia Ann Harper, minor, by
Abe Harper, her father and next friend; Charlie Bell
Williams, Sara Jeanette Williams and Tommie Lee Williams,
minors, by Mrs. Vada D. Harris, their mother and next
friend; Alice Marie Hart, minor, by Mrs. Willie Mae Hart,
her mother and next friend; Paul Hill, Jr., Clyne Hill,
Bernestine Hill and Lucie Mae Hudson, minors, by Inez
Hill, their mother and next friend; Carolyn Holston,
Melvin Holston, Lyre Holston, Maxine Holston, and Earnes-
tine Holston, minors, by Henry Holston, their father and
next friend; Solomon Hughes III, minor, by Solomon Hughes
Jr., his father and next friend; Billy Joe Lewis, Harold
Martin Lewis, Yvonne Dianne Lewis, Ray Charles Lewis and
Estella Marie Lewis, minors, by Ray Lewis, their father
2
*
and next friend; Merrit Johnson, Jr. and Pamela Sue
Johnson, minors, by Merrit Johnson, their father and
next friend; Willie Howard, Jr., Delores Howard and
Randolph Howard, minors, by Gertrude Howard, their mother
and next friend; Delmarie McDow, minor, by Wyatt J. McDow,
her father and next friend; Lois Farmer, Larry Stewart,
Maxine Stewart, Joe L. Stewart and Lolita Rutland, by
Dorothea Stewart, their mother and next friend.
2. The original plaintiffs above named com
menced and maintained this action pursuant to F.R. Civ. P.
23 on behalf of "all other Negro children and their parents
in Bibb County who are similarly situated."
3. The parties joined as plaintiffs and repre
sentatives of the original plaintiff class by the District
Court in its order of March 13, 197^> include Mr. and Mrs.
Julius C. Adams; Mr. Andrew Dillard; Mrs. Mary E. Deshazler;
Mrs. Minnie Seabrooks; Mrs. Jacquelyn Turner; Mr. Alfred
L. Sandlfer; Mrs. Lillian Nixon; Mrs. Jennie M. Harris;
Mr. and Mrs. Melvin Cheney; Mr. and Mrs. James Mays;
Mrs. Lucille Wells; Mr. and Mrs. Albert Hill; Mrs. Mary
C. Jones; Mrs. Thelma Bradley; Mr. and Mrs. Charles Blackmon;
Mrs. Grade Sandifer; Mrs. Irene Mallory; Mr. and Mrs.
Joseph Rodgers; Mr. and Mrs. J. C. Walker; Mr. Walter
Williams; Mrs. Lillie M. White.
3
The parties joined as plaintiffs and rep
resentatives of a new class of white elementary students
and their parents by the District Court in its order of
March 13, 1974, include Mr. and Mrs. Lee A. Adams;
Mrs. Gloria W. Harden; Mr. and Mrs. Tommy Joe Neyman;
Mrs. L. H. Matthews; Mr. and Mrs. Wilson Reich, Jr.;
Mr. and Mrs. Marvin P. Wilson; Mr. and Mrs. D. H. Ethridge;
Mrs. Margaret Paircloth; Mr. and Mrs'. George Crutchfiled;
Mr. and Mrs. Eddie Battle; Mr. and Mrs. W. R. Woodall;
Mr. and Mrs. C. J. Peacock, Jr.; Mr. and Mrs. J. D. Daniel;
Mr. and Mrs. Joseph B. Stanley; Mr. and Mrs. George R.
Small; Mr. and Mrs. John E. Avera; Mr. John B. Sheppard;
Mr. and Mrs. Glenn R. Wiseman; Mr. and Mrs. Roy G. Miller;
Mr. and Mrs. Blois C. Grissom; Mrs. Frances Blackburn;
Mr. and Mrs. Edward Moskaly; Mr. and Mrs. Hubert R. Moody;
Mr. and Mrs. Ernest L. Smith; Mr. and Mrs. D. F. Hidle;
Mr. William C. Mauder; Mr. W. Elliott Dunwody, III, Mr.
and Mrs. R. L. Merritt; Mr. and Mrs. Tommy C. Wood, Sr.;
Mrs. H. L. Land; Mrs. Linda Kay Bracewell; Mr. and Mrs.
Richard J. Story.
5. The defendants include Board of Public Edu
cation and Orphanage for Bibb County; F. Emory Greene;
R. Lanier Anderson, III; Bruce A. Hettel; William S.
Hutchings; Mrs. Sigfried Dayon; Dr. R. J. Martin; Mrs.
»
Dolores J. Cook; Larry G. Justice; Mayor Ronnie Thompson;
T. Louie Wood, Jr.; Grover C. Combs; Joseph E. Taylor;
Dr. L. Linton Deck, Jr.
6. The unsuccessful applicants for Interven
tion as plaintiffs and representatives of the original
plaintiff include Rev. Julius C. Hope, next friend of
Tonya Hope, minor; Ralph Wesley, next friend of Peggie
Wesley and Theresa Wesley, minors; Leonard Ussery, next
friend of Arleen Ussery, Carolyn Ussery, Jamie Ussery and
Leonard Ussery, Jr., minors; Matthew Hamilton, next
friend of Matthew Hamilton and Keith Hamilton, minors;
Mrs. Edna Rozier, next friend of David Rozier, minor;
Rev. A. F. Holloway, next friend of Arthur Holloway
and Faye Holloway, minors; Mrs. Annie Smart, next friend
of Charles Smart, Cornelius Smart and Camille Smart,
minors; Mrs. Betty Willis, next friend of Venessa Willis,
Vincent Willis and Victor Willis, minors; Rev. Cornelius
Demps, next friend of Beverly Ann Demps, Carolyn Marie
Demps, Keith Dwayne Demps and Lashelle Denice Demps,
minors; William Ellis, Jr., next friend of Valerie Ellis,
Theresa Ellis and Angela Ellis, minors; George Cornelius,
next friend of Anthony George Cornelius and Phillip Keith
Cornelius, minors; Mrs. Betty Henderson, next friend of
Alton Leon Henderson, minor; Edgar Harrison, next friend
5
t
of Dwayne Harrison, minor; Mrs. Marjorie Moore, next
friend of Carol Louise Moore, minor; Solomon Hughes,
next friend of Elaine Hughes, Pamela Renee Hughes,
Jerome Hughes, Michael Hughes, Derrick Hughes and Sheila
Faye Hughes, minors; Mrs. Hertha Mims, next friend of
Anthony C. Pitts, Cherlyne E. Pitts and Andrea Joel
Mims, minors; William C. Randall, next friend of Dav/n
Randall, Jeffrey Randall and Allison Randall, minors;
Mrs. Josephine May, next friend of Christan May, minor;
Mrs. Willie J. May, next friend of Reginald May, miner;
Mrs. Mary Horton, next friend of Angelia Horton and
Tommy Horton, minors; Ervin H. White, next friend of
Tony White and Liza White, minors; Arthur Stephens, next
friend of Lisa Stephens, Mark Stephens and Cherry Stephens,
minors; Mrs. Mary Harvey, next friend of Vanessa Harvey
and Agnes Harvey, minors.
/s/ Nancy J. Moore__________
Attorney of Record for Plaintiffs-Appellants.
6
»
I N D E X
Page
Table of Authorities............................ iii
Preliminary Statement.............................. 1
Issues Presented for Review. . .................... 3
Statement of Facts ................................ ^
History of the Case.......................... ^
Proceedings Since This Court's
Last Remand............................... 6
The Procedural Issues Raised Below............ 10
ARGUMENT —
I. The district court erred ir. holding
that the original named plaintiffs are no longer adequate representatives
of the plaintiff class................. 15
A. Once the court determined that the
suit could be maintained as a class action, the mooting of the claims
of most of the named plaintiffs did not render them inadequate repre
sentatives of the class............... 18
B. Assuming that the original named student-plaintiffs no longer enrolled
in the school system are not adequate class representatives, the remaining
plaintiff currently enrolled In the
system can properly represent the
entire class ........................ 22
1. Plaintiff Bivins' current
status as a high school
student does not render him an inadequate representative
of the entire class.............. 23
i
II.
III.
»
2. Applying established standards
for determining adequacy, plain
tiff Bivins is a proper repre
sentative of the class............
Assuming that the original named student-plaintiffs are no longer
adequate representatives of the class ,
the district court erred in joining additional court-selected black plain
tiffs and denying the motion of
petitioners to intervene ..............
A. The district court had no powerto order the random selection of
members of the class and to join
such randomly selected persons as
involuntary parties plaintiff........
B. If the original named student-
plaintiffs are no longer adequate
representatives of the class,
petitioners were entitled to inter
vene as a matter of right.............
C. Even if petitioners were not entitled to intervene as a matter of
right , and even if the court had the power to join randomly selected
class members as parties , the district court abused its discretion in denying petitioners* application
to intervene in favor of joining such randomly selected persons as parties and representatives of the
class..............................
The district court erred in joining
on its own initiative a class of white students and their parents as
parties to this action, whether as
plaintiffs or defendants..............
A. The district court had no power
to join, on its own initiative,
a class of white students and their parents as parties to this action. .
Page
26
29
32
38
40
47
48
ii
I
Page
B, Even if the district court had
the power to join a class of white
students and their parents asparties to this action, there was
no basis for ordering joinder at
this late stage of the litigation. . . 54
IV. The district court should be ordered
to comply with this Court's mandate
cf May 3, 1972, by immediately pass
ing on the merits of the three plans
before it at that time and ordering
the implementation of one of those
three plans before the 1974-1975
school t e r m ............................ 57
Conclusion...................................... ^
Table of Authorities
Cases:
Acree v. County Bd. of Educ., 458 F.2d 486 (5th
Cir.), cert, denied, 409 U.S. 1006 (1972) . .
Alexander v. Holmes County Bd. of Educ., 396
U.S. 19 (1 9 6 9)..............................
Barr̂ Rubber Products Co. v. Sun Rubber Co. ,425 F.2d 1114 (2d Cir. 1970). . . . . . . . .
Bivins v. Bibb County Bd. of Educ., 424 F.2d
97 (5th Cir. ................................
Bivins v. Bibb County Bd. of Educ., 460 F.2d
430 (5th Cir. 1972) ........................
Bivins v. Board of Public Educ. , 342 F.2d 229
(5th Cir. 1965) ............................
Boykins v. Fairfield Bd. of Educ. , 421 F.2d
1330 (5th Cir. 1970)...................... .
62
8 ,
55
4
6 ,
4
60
59
58
, 61
iii
1 PaRe
Brown v. Board of Educ., 446 F.2d 75 (5th Cir.
1971). ...................................... 6 0 , 61
Brown v. Gaston County Dyeing Machine Co.,
457 F. 2d 1377 (4th Cir.), cert, denied,
409 U.S. 982 (1972).......................... 18
Clark v. Board of Educ., 465 F.2d 1044 (8th
Cir. 1972), cert, denied, 413 U.S. 923
(1973) ...................................... 61
Coleman v. Humphreys County Memorial Hospitals,
55 F.R.D. 507 (N.D. Miss. 1972).............. 24, 25
Cooper v. Aaron, 358 U.S. 1 (1958).. . . . . . . . . 61
Crosby Steam, Gage & Valve Co. v. Manning,Maxwell & Moore, 51 F.Supp. 972 (D. Mass.
1 9 4 3 ) ................................ . . . . 55
Cypress v. Newport News Gen'l & Nonsectarian
Hospital Ass'n, 375 F.2d 648 (4th Cir.
1967)........................................ 18
Dolgow v. Anderson, 43 F.R.D. 472 (E.D.N.Y. 1968) . 41
Eisen v. Carlisle & Jacquelin, 391 F.2d 555
(2d Cir. 1968) .............................. 46
English v. Seaboard Coast Line R.R. Co.,
465 F.2d 43 (5th Cir. 1972).................. 49, 50
Fair Housing Development Fund Corp. v. Burke,55 F.R.D. 414 (E.D.N.Y. 1972)................
Gatling v. Butler, 52 F.R.D. 389 (D. Conn. 1971). • 19
General Time Investment Co. of Conn. v. Ackerman,
37 F.R.D. 38 (S.D.N.Y. 1964) ................ 35
Hatton v. County Bd. of Educ., 422 F.2d 457
(6th Cir. 1970). . . ........................ 50, 51, 56
Jenkins v. United Gas Corp., 400 F.2d 28
(5th Cir. 1968).................. . 23, 25
iv
I
»
Johnson v. Georgia Highway Express, Inc.,
417 P.2d 1122 (5th Cir. 1969)..............
Joseph v. House, 353 F.Supp. 367 (E.D. Va. 1973).
Kelley v. Metropolitan County Bd. of Educ.,463 P•2d 732 (6th Cir.), cert, denied,
409 U.S. 1001 (1972) ......................
Kelly v. Wyman, 294 F.Supp. 887 (S.D.N.Y. 1968) .
Lamb v. Hamblin, 57 F.R.D. 58 (D. Minn. 1972) . .
Martin v. Kalvar Corp. , 4ll F.2d 552 (5th Cir.
1969) ....................................
McSwain v. County Bd. of Educ., 1 8 F.Supp.
570 (E.D. Tenn. 1956)......................
Mersay v. First Republic Corp., 43 F.R.D. 465
(S.D.N.Y. 1968)...................... . . .
Moore v. Tangipahoa Parish School Bd., 298
F.Supp. 288 (E.D. La. 1969)................
Moss v. The Lane Co., 50 F.R.D. 122 (W.D. Va.
1970) . . . ...............................
Moss v. The Lane Co., 471 F.2d 853 (4th Cir.
1973).............. ........................
Nuesse v. Camp, 385 F.2d 694 (D.C. Cir. 1 9 6 7) • •
Peterson v. United States, 4l F.R.D. 131
(D. Minn. 1966)............................
Potts v. Flax, 313 F•2d 284 (5th Cir. 1963) . . •
Rackley v. Board of Trustees, 310 F.2d 141
(4th Cir. 1962)............................
Reyes v. Missouri-Kansas-Texas R.R. Co.,
53 F.R.D. 293 (D. Kan. .1971)..............
Schutten v. Shell Oil Co., 421 F.2d 869
(5th Cir. 1969)............................
Page
2 3 , 26
55
1 8 , 19, 20
18
19
51
18
4l
41, 5 0 , 51
28
19
51
52
22
25
19
33, 54
v
»
Page
Singleton v. Jackson Municipal Separate School
Dist., 419 F.2d 1211, 1222 (5th Cir. 1969), rev'd in part sub nom. Carter v. West
Feliciana Parish School Bd., 396 U.S.
290 (1970)..................................
St. Helena Parish School Bd. v. Hall, 287 F.2d
376 (5th Cir.), cert, denied, 368 U.S.
830 (1 9 6 1).......... .. . . "................
Sullivan v, Houston Independent School Dist.,
307 F.Supp. 1328 (S.D. Tex. 1969) ..........
Swann v. Charlotte-Mecklenburg Bd. of Educ.,
402 U.S. 1 (1971) ..........................
Thomas v. Clarke, 54 F.R.D. 245 (D. Minn. 1971). •
1
United States v. Board of School Comm'rs,
466 F.2d 573 (7th Cir. 1972), cert, denied,
410 U.S. 909 (1973) ........................
United States v. Jefferson County Bd. of Educ.,
372 F.2d 836 (5th Cir. 1966) , aff'd on
rehearing en banc, 380 F.2d 385 (5th Cir.),
cert, denied sub nom., Caddo Parish School
Bti. vT United States, 389 U.S. 840 (1967) • •
United States v. Texas Educ. Agency, 467 F .2d
848 (5th Cir. 1972)........ ................
Vaughan v. Bower, 313 F.Supp. 37 (D. Ariz.),aff’d, 400 U.S. 884 (1970)..................
Wymelenberg v. Syman, 54 F.R.D. 198 (E.D. Wise.
1972) ......................................
Statutes and Rules:
F.R. Civ.
F.R. Civ.
7, 15
50
28
4, 61, 62
19
50, 51, 56
22
7
18
19, 21
F.R. Civ. P. 20
vi
34, 49
34, 35, 49
35, 53
»
P,R. Civ. P. 21
Page
34, 48
F.R. Civ. P. 23.................................. 32
F.R. Civ. P. 24.................................. 34, 38
Other Authorities:
Advisory Committee's Note: "Proposed Amendments
to Rules of Civil Procedure for the United States
District Courts," 39 F.R.D. 69 (1966). . . . . .
3A Moore Federal Practice (2d Ed. 1974)..........
3B Moore Federal Practice (2d Ed. 1974)..........
7 Wright & Miller, Federal Practice and
Procedure (1970) ..............................
32, 38, 50
35
33, 36, 41
33, 34, 35
54, 55
vii
IN THE UNITED STATES COURT OP APPEALS
FOR THE FIFTH CIRCUIT
NO. 74-1971
SHIRLEY BIVINS, et al.,
Plaintiffs-Appellants,
vs.
BOARD OF PUBLIC EDUCATION AND
ORPHANAGE FOR BIBB COUNTY, et al.,
Defendants-Appellees.
Appeal from the United States District Court
for the Middle District of Georgia, Macon Division
BRIEF FOR PLAINTIFFS-APPELLANTS
PRELIMINARY STATEMENT
This action was initially filed in August 1963
in the Middle District of Georgia, Macon Division, by
fifteen black adult citizens of Bibb County and their 45
minor children enrolled in the Bibb County school system.
It sought to enjoin the defendant Board of Public Educa
tion and Orphanage for Bibb County (the "Board") from con
tinuing to operate and maintain a dual school system
based on race. On October 26, 1973, in response to a
)
motion filed by the Board, the district court entered an
order ruling that because all but one of the original
student-plaintiffs are no longer enrolled in the public
schools, as a result of graduations and otherwise, plain
tiffs are no longer adequate representatives of the class.
The court also directed the Board to use a computer to make
a random selection of members of the class and announced
its intention to join such randomly selected members as
parties plaintiff and class representatives. In addition,
the district court, sua sponte, announced its Intention to
join as parties and representatives of a class white stu
dents and their parents, to be selected in the same manner
as the proposed new black plaintiffs. Shortly thereafter
petitioners Hope et al., members of the plaintiff class,
filed an application to Intervene and serve as represen
tatives of the class. On the same day plaintiffs filed a
motion requesting that the district court grant petitioners’
application to intervene and reconsider and vacate its
order of October 26, 1973* On March 13> 197^ the dis
trict court entered an order denying petitioners appli
cation to intervene and plaintiffs' motion to reconsider
and vacate the order of October 26, 1973. In a second
order entered the same day, the court also added the compu
ter-selected parties as representatives of the class of
2
>
black elementary students and their parents, and as rep
resentatives of a new class of white students and their
parents. This brief is submitted in support of plain
tiffs' appeal from such orders.
ISSUES PRESENTED FOR REVIEW
1. Did the district court err in holding that the origi
nal plaintiffs are no longer adequate representatives of
the class because all but one of the original student-
plaintiffs are no longer enrolled in the public schools
as a result of graduations and otherwise?
2. Assuming that the original plaintiffs are no longer
adequate representatives of the class, did the district
court err in denying the petitioners' application to in
tervene in favor of joining as parties plaintiff and
representatives of the class randomly—selected members
of the class?
3. Did the district court err in Joining, sua sponte,
randomly selected white students and their parents as
parties plaintiff and representatives of a class in a
suit which has been pending more than ten years insti
tuted by black students and their parents to desegregate
the public schools?
3
I
M. Should the district court be ordered to comply with
the mandate of this Court issued May 3s 1972 by immediately
passing on the merits of plans then before it and ordering
the implementation of one of such plans before the commence
ment of the next school term?
STATEMENT OF FACTS
History of the Case
This school desegregation suit was initially
filed as a class action in August, 1963. At that time,
the Board admittedly was operating and maintaining a com
pulsory biracial school system perpetuated through the
use of dual school zones based on race. See Bivins v.
Board of Public Educ., 3^2 F.2d 229, 230 (5th Cir. 1965).
The case has been before this Court on numerous
occasions. Most recently, in May 1972, this Court decided
an appeal from the district court's action on remand from
1/an earlier Fifth Circuit ruling. The district court had
entered an order approving a plan of desegregation proposed
by the Board, over the objection of plaintiffs, shortly
before the Supreme Court decided Swann v. Charlotte-
Mecklenburg Board of Education, A02 U.S. 1 (1971)> and com—
“ Bivins v. Bibb County Bd. of Educ., *424 F.2d 97 (5th
Cir. 1970). _
k
>
panion cases. Plaintiffs filed a motion for further re
lief in light of Swann, alleging that within the Bibb
County school system there continued to exist a substan
tial number of schools attended either entirely or pre-
dominantely by pupils of one race. In response to a
show-cause order issued by the district court, the Board
submitted a "sector-proximity" plan which was objectionable
to plaintiffs on the ground that it placed an unequal
burden on black students by closing black neighborhood
schools and by assigning black students outside their
residential neighborhoods on a disproportionate basis.
Plaintiffs contended that a "sector-bumping" plan previous
ly submitted more equally distributed the burden of de
segregation among black and white children.
At an evidentiary hearing the district court,
without hearing argument, read Its memorandum opinion
from the bench in which it refused to consider the merits
of the plans presently before it. The court held that
implementation by the Board of its prior remand order
converted the Bibb County school system into a unitary
system and that additional busing would be "unreasonable,
impractical and unwarranted". Pursuant to such opinion,
an order denying plaintiffs' motion for further relief
was entered.
5
I
On appeal, this Court held that the district
court erred in failing to pass upon the relative merits
of the plans presented to it, ruling (1) that its prior
order of February 5, 1970 was designed merely to expe
dite the disestablishment of the dual school system in
Bibb County, and (2) that the Supreme Court decision in
Swann required school authorities and the courts to make
every effort to eliminate or minimize one-race schools.
Bivins v. Bibb County Bd. of Educ., 460 F.2d *130, *432—33
(5th Cir. 1972). The opinion concluded:
Upon remand, the district court should con
sider the relative merits of the plans submitted
by the parties designed to eliminate or minimize
the number of one-race elementary schools in
Bibb Co. and should frame his order with that in
objective - compliance with Swann - beai'lng in
mind that the burdens of closed schools and being
bussed should not fall unequally on the minority
race. . . .
The judgment of the district court is reversed and
the cause is remanded for further proceedings not
inconsistent with this opinion. 460 F.2d at *4 33 -
Proceedings Since This Court’s Last Remand
On remand, the district judge ordered the Board
to proceed with "deliberate speed" to formulate a plan
for the desegregation of the Bibb County elementary schools
2/ An acceptable plan of secondary school desegregation
is in effect in Bibb County.
6
I
in compliance with the May 3, 1972 order of this Court
3/and Swann. (See R. 26.) On January 11, 1973, the Board
filed a "Supplementary Response of Defendants" in which it
informed the court that it could not recommend any one
of the three updated plans then before the court, on the
grounds that all three plans would necessitate increased
transportation of students requiring more funds than were
currently available, that all three plans would have an
extremely disruptive effect on the educational process,
that none of the plans would receive the support of the
community, md that the decision of this Court in United
States v. Texas Educ. Agency, 467 F.2d 848 (5th Cir. 1972)
mitigated against the adoption of the plans. (See R. 26-
27.) The Board requested the district court to approve
its recommendation that none of the three plans be adopted
and to make findings identifying the schools which are
segregated as the result of discrimination in accordance
with the Texas Education Agency decision. (See R. 14.)
The district court denied the request of the
Board, and on February 28, 1973, entered an order again
directing the Board to submit recommendations. (R. 14.)
3/
Citations are to the reproduced Record on Appeal in
this matter. See Singleton v. Jackson Municipal Separate School Dlst. , TO" F.2d 1211, 1222 (5th Cir. 1 9 6 9).
7
»
On May 1, 1973, the Board submitted a "New Plan" which
proposed. Inter alia, that the elementary students "con
tinue to attend schools located In the geographic zones
where they live", that no child "be bussed involuntarily
to a school outside his or her zone", and that "[f]or
the 1973-7^ school year, at least, all existing elementary
schools will continue in operation" with the possible ex
ception of one school. (R. 17.) In a motion filed
May 2*J, 1973, plaintiffs objected to this plan on the
grounds that it totally disregarded plaintiff's right to
immediate relief, failed to comply with the May 3, 1972
mandate of this Court, and ignored this Court's reliance
on Swann and Alexander v. Holmes County Bd. of Educ. ,
396 U.S. 19 (1969), by failing to eliminate immediately
the vestiges of the dual system reflected in the numer
ous racially identifiable schools left untouched. (R. 29-
30.) Plaintiffs further objected to the Board's refusal
to recommend for adoption any of the three plans previous
ly submitted, contending that none of the Board's objec
tions provided a constitutional basis for the continued
existence of racially identifiable schools. (R. 30-^1.)
Following a hearing held on July 27, 1973, the
district court yet again directed the Board to file, on
or before August 17, 1973, a definitive plan for the further
8
I
desegregation of the elementary schools. (See R. 8 7 .)
In response, the Board submitted the "Trotter Plan".
This plan, like previous plans submitted by the Board,
assigns pupils to schools on the basis of residence, re
jects the use of busing to achieve maximum desegregation,
and leaves untouched a substantial number of racially
identifiable schools. (R. 40, 43-46.)
Despite this Court's order of May 3, 1972 that
the district court immediately consider the relative
merits of the updated plans then before it, there have
been no prcceedings in the district court with respect
to the merits of this case since the submission of the
"Trotter Plan" in August 1973- Two years have elapsed
since this Court's mandate issued, yet the district
court has failed to order the implementation of a plan
to desegregate the elementary schools of Bibb County.
Rather, the only order of any consequence entered by the
district judge since May 3, 1972, the order from which
this appeal is taken, will not expedite a decision on the
merits but will further delay the substantive proceedings
through an unnecessary and unwarranted interference with
the structure of the parties to this litigation.
9
1
»
The Procedural Issues Raised Below
On May 24, 1973, shortly after it had announced
that it would not recommend any of the plans before the
court, the Board filed a "Motion by Defendants for Order
Adding Additional Parties as Plaintiffs and Defendants .
The motion requested the district court, inter alia, to add
additional parties plaintiff, alleging that as a result
of graduations and otherwise, almost all of the original
named student-plaintiffs are no longer enrolled in the
school system. (R. 22.) ^
Plaintiffs objected to the Board’s proposal on
the grounds (1) that a class action, such as this, which
alleges continuous constitutional violations should not
become moot because of years of delay— attributable in
large part to the Board itself— which occasioned the grad
uation of most of the original named students; and (2)
that the motion was untimely because it was made subse
quent to the mandate of this Court ordering the district
court immediately to consider the relative merits of
"Motion to Dismiss Defendants' Motion to Add Parties
(R. 96).
10
1
5/plans presently before it. (R. 96-101.)
On October 26, 1973, the district court entered
an order granting the Board's motion. The court found
that none of the original named plaintiffs could ade
quately represent the class, because all but one of the
original named student-plaintiffs are no longer enrolled
in the public schools and because the one remaining plain
tiff is not enrolled in the elementary schools, and that
it was the "duty" of the court to "fashion a procedure
to select from the plaintiff class representative parties
who will fairly and adequately protect the interests of
the plaintiff class". (R. 105-106.) In addition, the
court sua sponte determined that it was necessary to add
a class of white students and parents as additional parties
defendant, on the ground that the Board "should no longer
5/ At a hearing held on October 24, 1973, plaintiffs
further objected to the motion, claiming that no useful
purpose would be served by redetermining the issue of
class representation at this stage of the litigation
and that the motion was a "diversive tactic" on the part of the Board designed to turn the district court's at
tention away from what should have been its paramount concern: the immediate implementation of a plan toeliminate all vestiges of the dual school system in
Bibb County. R. 128-129. Plaintiffs also suggested
that any alleged inadequacy in the representation of
the class could be satisfied by voluntary intervention,
pursuant to notice sent by the court to the members of
the class. R. 147.
11
»
be expected to be the advocate of the interests of the
white students and parents" but instead should be "freed
of the assumptions of the past and placed in a position
to impartially operate the public schools of this county
for the benefit of all the students and parents of Bibb
County". (R. 104.)
The court proceeded to fashion the following
procedure for selection of the additional parties: (1)
each class (white and black) was to be represented by at
least one student from each elementary school and that
student's parents; (2) the total number of representa
tives from each school should be in proportion to the total
number of students of each race now enrolled in each school;
(3) the Board was directed to use its computer facilities
to make a random selection of black and white students from
each school and to supply the court with names and addresses
(4) following the receipt of such names and addresses, the
court would communicate with each student and parent to
determine whether each was willing to be a representative
of his particular class. (R. 106-107.) The court further
noted its "expectation" that plaintiffs' present lawyer,
Thomas M. Jackson, Esq., would continue to represent the
6/plaintiff class. (R. 107.)— The Board produced the com
puter listings and the district judge, at separate meetings
6/ Later the court noted that the new plaintiffs could
"fire" Mr. Jackson at any time. R. 198.
12
I
held with black and white parents on December 11 and 12,
1973, informed these parents that unless they notified
the court of their unwillingness to serve as class repre
sentatives, they would be added as parties to the litiga
tion. (R. 179, 206.)
On December 28, 1973, petitioners Hope, et al.
filed an application to intervene as plaintiffs, and to
serve as representatives of the class of plaintiffs which
the district court by its order of October 26, 1973 de
clared was inadequately represented. Petitioners alleged
that they are black citizens and residents of Bibb County,
Georgia, that they have children presently enrolled in one
or more of the Bibb County elementary schools, and that
all are subject to the Jurisdiction of the court; that
they are members of the plaintiff class, have interests
to protect in the litigation, and can adequately represent
the class. (R. 159-16^.)
On the same day, the original plaintiffs filed
a "Motion to Reconsider Order of October 26, 1973, and to
Vacate Same and to Order a Plan for Further Desegregation",
requesting that the district court grant petitioners'
application to intervene and reconsider and vacate its
order establishing a computer selection process for new
plaintiffs, since the addition of court-appointed parties
13
would no longer be necessary or desirable. (R. 165-)~~
On March 13, 197*1, the district court entered
an order denying petitioners' application to intervene
and plaintiffs' motion to reconsider and vacate the
order of October 26, 1973. In a second order entered
the same day, the court also added the computer-selected
parties as representatives of the class of black ele
mentary students and their parents, and as representatives
of a new class of white students and their parents.
8 /(R. 217-20.)
Plaintiffs timely noticed aheir appeal from
such orders.
Plaintiffs also requested that the court not add a
class of white parents as parties, since white parents
and students have neither the constitutional right to
oppose desegregation nor the power or authority to formu
late and implement a desegregation plan for the school
system. R. 168-69-
8/ At this time the court amended its order of October
2 8 , 1973, which added the class of white parents and students as parties defendant, to add them as parties
plaintiff.
I
ARGUMENT
I. THE DISTRICT COURT ERRED IN HOLD
ING THAT THE ORIGINAL NAMED PLAIN
TIFFS ARE NO LONGER ADEQUATE REPRE-
SENTATIVES OF THE PLAINTIFF CLASS.
On August 14, 1963, fifteen black adult citi-
zents of Bibb County and their 45 minor children enrolled
In the Bibb County School System filed this action on be
half of themselves and "on behalf of all other Negro
children and their parents in Bibb County who are simi
larly situated and affected," against the defendant Board
of Public Education of Bibb County, Georgia, its indi
vidual members and its Superintendent, to enjoin them
"from continuing their policy, practice, custom and usage
of operating a dual school system in Bibb County, Georgia
based wholly on the race and color of the children attend
ing schools in said county". (R. 102.) Since the filing
of the original complaint, there have been numerous pro-
t
ceedings in the district court, many of which have been
reviewed by this Court, and, on one occasion, by the
United States Supreme Court.2/ On May 3, 1972, this
9/ Reported opinions in this case include 342 F.2d 229
(5th Cir. 1 9 6 5); 284 F. Supp. 888 (M.D. Ga. 1967); 419 F.2d 1211 (5th Cir. 1969), rev1d in part sub nom. Carter
v. West Feliciana Parish School Bd. ,* 396 U.S. 290 (1970);
331 F. Su p p . 9 (M.D. Ga. 1971), re'v'd, 460 F.2d 430 (5th
Cir. 1972).
15
»
Court issued a mandate to the district court to consider
the relative merits of plans which had been submitted
to it, in order to "eliminate or minimize the existence
of one-race elementary schools in Bibb County," and to
frame a decree "with that objective— compliance with
Swann— in mind". *160 F.2d at *4 33 -
IJow, more than ten years since the initial fil
ing of this action and two years since the issuance of
the mandate from this Court directing the district court
to consider and implement a plan of desegregation in com
pliance wi'.h Swann, the defendant Board has yet to ful
fill its constitutional duty to immediately eliminate the
vestiges of its dual system reflected in the numerous
racially identifiable elementary schools. Instead, the
Board has repudiated previously submitted plans, on the
clearly unacceptable grounds that such plans necessitated
the use of busing and might therefore be unpopular in the
community, and it has submitted two new plans which fail
either to eliminate or justify the continued existence of
numerous racially identifiable elementary schools, as re
quired by Swann. In addition, the Board has interjected
into this action totally unwarranted and unnecessary pro
ceedings with respect to the adequacy of representation
by the existing plaintiffs in this litigation, the sole
16
I
effect of which has been and will continue to be to dis
rupt the proceedings on the merits and to further delay
the elimination of continuous constitutional violations
by the Board.
Since the filing of the complaint in this ac
tion, it is not surprising that most of the *)5 original
named student-plaintiss have either been graduated or
are otherwise no longer enrolled in.the Bibb County School
System. However, one original named plaintiff (Larry
Bivins) is still enrolled, as a high school senior.
(R. 102.) Plaintiffs submit that even if all the origi
nal named plaintiffs were no longer enrolled in the school
system they would still be adequate class representatives
and, in any event, the student-plaintiff who is in fact
presently enrolled in the school system can adequately
represent the class without the addition of court-ap
pointed parties.
17
A. ONCE THE COURT DETERMINED THAT
THE SUIT COULD BE MAINTAINED AS
A CLASS ACTION, THE MOOTING OF
THE CLAIMS OF MOST OF THE NAMED
PLAINTIFFS DID NOT RENDER THEM INADEQUATE REPRESENTATIVES OF
THE CLASS.__________________
It is well-settled, as both the Board and the
district court concede, that the mooting of the claim
of a named representative does not moot the claims of
the remaining members of the class. See , e.g. , Kelley __v.
Metropolitan County Bd, of Educ., 463 F.2d 732, 743
(6th Cir.), cert, denied, 409 U. S, 1001 (1972); Brown_v.
Gaston County Dyeing Machine Co., 457 F.2d 1377, 1380
(4th Cir.), cert. denied, 409 U.S. 982 (1972); Cypress _v .
Newport News Gen'l & Nonsectarian Hospital Ass'n, 375 F.2d
648 (4th Cir. 1967); Vaughan v. Bower, 313 F. Supp. 37,
40 (D. Ariz.), aff'd, 400 U.S. 884 (1970); Kelly v. Wyman,
294 F. Supp. 887, 890 (S.D.N.Y. 1968); McSwaln v. County
Bd. of Educ., 138 F. Supp. 570 (E.D. Tenn. 1956). This
is particularly true in a school desegregation case,
which involves continuing constitutional violations and
in which the delay in reaching a decision on the merits is
in great part, attributable to the defendant Board itself.
10/ R. 124, 134.
18
)
Kelley v. Metropolitan County Bd. of Educ., supra, 463
F.2d at 743. Were this not the case, the Board would
Improperly benefit from Its own wrongful conduct. See
Reyes v. Mlssourl--Kansas-Texas R.R. Co., 53 F.R.D. 293,
298 (D. Kan. 1971).
While the Board and the district court concede
that this action is not moot with respect to the members
of the plaintiff class still enrolled in the public
schools, it is their contention that because nearly all
of the original named student plaintiffs are no longer
enrolled in such schools they cannot adequately represent
the class. However, once it has been determined that a
suit may proceed as a class action, the mooting of the
claim of the named party does not render him or her an
inadequate representative of the class. See Moss v. The
Lane Co. , Inc. , 471 F.2d 853, 855 (4th Cir. 1973); Wymelen-
berg v. Syroan, 54 F.R.D. 198, 200 (E.D. Wis. 1972); Lamb
v. Hamblin, 57 F.R.D. 58 (D. Minn. 1972); Thomas v. Clarke,
54 F.R.D. 245, 252 (D. Minn. 1971); Gatling v. Butler, 52
F.R.D. 389, 394-95 (D. Conn. 1971).— /
11/
Moreover, in those cases in which it was held that the
mooting of the claims of the named parties did not warrant
dismissal of the action, the implication was clear that
the named plaintiffs could continue to act as representa
tives for the class. See Kelley and other cases cited in text, supra.
19
I
The rationale for allowing persons whose claims
have become moot to continue to represent the claims of
the members of the class is to avoid the inevitable delay
which would be occasioned if a court were forced to con
tinually redetermine the adequacy of representation in
a class action. This is of particular importance when,
as in the present case, because of the lengthy history
of litigation, continuous redetermination is not only
impractical but also works an injustice on the members
of the class by delaying a decision on the merits. Thus,
the Sixth Circuit’s opinion in Kell ay, supra, adopting
that of the district judge, stated:
This Court does not feel once a class
action has been adjudicated and the action of
the trial court has been reviewed by the Court
of Appeals, that it is necessary or proper to
continue to redetermine the standing of the
plaintiffs to represent a class. The United
States Supreme Court in its order implementing
the amendment to Rule 23 states:
”. . . the foregoing amendments and
additions to the Rules of Civil Pro
cedure shall take effect on July 1,
1966, and shall govern all proceed
ings in actions then pending except to the extent that in the opinion of
the Court their application in a par
ticular action then pending would not
be feasible or would work injustice in which event the former procedure
applies."
This clearly indicates an intent that there should
not be a continuous readjudication of this question
20
1
I
in cases where there has been a lengthy history of
litigation, both in the district and the appellate
courts. Frankly, this Court feels that it is not
feasible or practical to have continuous adjudica
tion of such items. 463 F.2d at 750.
So long as the named plaintiffs' current status does not
create interests antagonistic to those of the class and
so long as plaintiffs' counsel is competently and vigor
ously pursuing the interests of the class, the named
plaintiffs continue adequately to represent the class.
Wymelenberg v. Syman, supra, 54 F.R.D. at 200.
Here there is nothing antagonistic in the named
plaintiffs' status as graduates of the public school
system, and the competency and vigor of representation
by plaintiffs' counsel has been expressly recognized by
the district court. (R. 107.) Thus the court below
clearly erred in holding that the fact that most of the
original named student-plaintiffs are no longer enrolled
in the public schools renders them inadequate representa
tives of the plaintiff class.
21
B. ASSUMING THAT THE ORIGINAL NAMED
STUDENT-PLAINTIFFS NO LONGER EN
ROLLED IN THE SCHOOL SYSTEM ARE
NOT ADEQUATE CLASS REPRESENTATIVES,
THE REMAINING PLAINTIFF CURRENTLY
ENROLLED IN THE SYSTEM CAN PROPER
LY REPRESENT THE ENTIRE CLASS.
The district court held that one of the origi
nal plaintiffs, Larry Bivins, who is currently a high
school senior, is not an adequate representative of the
class on the ground that he has no direct interest in
the operation of the elementary schools in Bibb County,
the remaining area of dispute in this litigation. Plain
tiffs submit that the district court erred in so holding
and that, upon proper application of the standards announced
by this Court with respect to adequate representation, it
is clear that plaintiff Bivins can adequately represent
the interests of the class without the joinder of court-
12/appointed parties.
12/
Any other determination would in fact conflict with the long-settled principle of this Circuit that minor plaintiffs in school desegregation cases are entitled
to decrees having school system-wide effect. Potts v.
Flax, 313 F.2d 2o4 (5th Cir. 1963); United States v. Jefferson County Bd. of Educ., 372 F.~2d 8 3 6 , 864-70
(5th Cir. 1 9 6 6) , aff'd on rehearing en banc, 380 F.2d
385 (5th Cir.), cert, denied sub nom. Caddo Parish School
Bd. v. United States , 389 U. S7HJ4(TTl9577T
22
>
1. Plaintiff Bivins' Current Status
as a High School Student does not Render
Him an Inadequate Representative of the
Entire Class._____ ___________— --------
As this Court has consistently held, in an ac
tion to enjoin racially discriminatory policies and prac
tices, a single plaintiff affected by such discriminatory
policies and practices may represent all persons so af
fected, regardless of the particular area of discrimina
tion. Thus in the leading case of Jenkins v. United Gas
Corp. , MOO F.2d 28 (5th Cir. 1968), an employee who had
been denied a promotion was allowed to maintain a class
action on behalf of all past, present and future employees
in an action alleging plant-wide racial discrimination.
Simlarly, in Johnson v. Georgia Highway Express, Inc.,
H17 F .2d 1122 (5th Cir. 1969), a discharged employee was
allowed to represent a class consisting of "all other
similarly situated Negroes seeking equal employment op
portunities without discrimination on the grounds of race
or color" in an "across the board" attack on unequal em
ployment practices in the areas of hiring, firing, pro
motion, and maintenance of facilities. 417 F.2d at 1123-
24. There this Court stated, with respect to the differ
ent fact situations of different employees:
23
I
[T]he "Damoclean threat of a racially dis
criminatory policy hangs over the racial
class [and] is a question of fact common to
all members of the class." 417 F.2d at 1124.
In cases such as the present one involving pub
lic facilities and Institutions, the ability of a small
number of plaintiffs to represent all persons affected
by unconstitutional racially discriminatory policies and
practices, regardless of their particular contact with
the institutions, is of particular Importance. Thus, in
Coleman v. Humphreys County Memorial Hospitals, 55 F.R.D.
507, 510-11 (N.D. Miss. 1972), plaintiffs who had used
the waiting rooms and outpatient facilities of the defen
dant hospital were held to have standing to bring a class
action on behalf of all black residents and citizens of
the area served by the hospital to attack "all phases of
the institution's operations" including employment prac
tices and policies:
It is quite clear to the court that
in the area of public facilities and In
stitutions, such as schools, hospitals, li
braries and the like, where the facility or
institution is one maintained for the bene
fit of the general public, any member of a
race which is subjected to unlawful racially
discriminatory policies, and who has suffered
a deprivation of any rights, privileges, or
Immunities secured by the Constitution and
laws of the United States by reason- thereof,
has standing to bring a class action against
such facilities or institutions for the elimi-
24
I
nation of such discriminatory policies and to
attack all phases of the institution's opera
tions where such discriminatory practices
exist.
See also, Rackley v. Board of Trustees, 310 F.2d 1^1 (^th
Cir. 1962).
The failure of the defendant Board to eliminate
the vestiges of a dual system has been a discrimination
affecting all members of the class, including high school,
junior high school and elementary students. The fact
that at this late stage, the remaining critical area of
concern is the desegregation of the elementary schools,
does not render plaintiff Bivins (who was enrolled in the
elementary schools at the commencement of this litigation)
an inadequate representative of the class.
Even if Bivins' claims as to elementary schools
are considered mooted, this does not render him an inade
quate representative of the class. Thus, in Jenkins— v.
United Gas Corp., supra, this Court held that an employee
who had been offered and who had accepted a promotion sub
sequent to the filing of the action could continue to
represent the class. Similarly, in Coleman v._Humphreys
County Memorial Hospitals, supra, the court rejected the
contention of defendants that because they had remedied
the discriminatory treatment to which named plaintiffs
had been subjected, they had no standing to challenge the
25
»
defendant hospital’s'discriminatory employment practices
since none alleged that they had sought or obtained em
ployment with the hospital. The court held that plaintiffs
could continue to represent a class including "all black
residents of the area served by the hospital who have been
victims of the hospital's racially discriminatory policies.’
55 F.R.D. at 510.
2. Applying Established Standards
for Determining Adequacy, Plaintiff Bivinsis a Proper Representative of the Class.
In the leading case on adequacy of representation
i<n this Circuit, Johnson v. Georgia Highway Express, Inc., ,
supra, this Court announced the following standard to be
applied with respect to the plaintiffs' ability to protect
the interests of the class:
"An essential concomitant of adequate
representation is that the party's attorney
be qualified, experienced, and generally able
to conduct the proposed litigation. Addi
tionally, it is necessary to eliminate so far
as possible the likelihood that the litigants
are involved in a collusive suit or that plain
tiff has interests antagonistic to those of
the remainder of the class." ^17 F.2d at 1125.
As noted above, the competency and vigor of
representation of plaintiff's counsel in this action has
been expressly recognized by the district court. Seie p. 19,
supra.
26
I
With respect to the second criterion established
by Johnson, there has been no suggestion of collusion in
this action, nor could there be in view of the history
of this litigation.
Finally, there has been no suggestion that plain
tiff Bivins has interests antagonistic to those of the
remainder of the class, other than a vague assertion by
the Board that the "interests” of the members of the class
"vary widely” and "[t]here is no single point of view as
to what is the best way to desegregate the elementary
schools further in accordance with the Fifth Circuit man
date." (R. 13^-5.) Thus, while the Board concedes that
”it is technically possible for one or only a few persons
to represent a class", it argues that "the adequate repre
sentation of a class of this magnitude in a case of such
importance to all of the citizens of Bibb County requires
that a substantial number of additional named plaintiffs
be added as parties to this action." (R. 23.) However,
in an action seeking to eliminate constitutional violations
(applicable per se to a class), in which the very nature
of the right plaintiffs seek to vindicate requires that
the decree run to the benefit of all persons similarly
situated, the possibility that some members of the class
may disagree with the particular views expressed by the
27
J
I
plaintiff is irrelevant in considering whether or not the
plaintiff is an adequate representative of the class.
Thus, in Sullivan v. Houston Independent School Dlst.,
307 F. Supp. 1328 (S.D. Tex. 1969), the court stated:
Plaintiffs have designated a class com
posed of all the students presently enrolled
in the secondary schools of the Houston Inde
pendent School District. Defendants contend
that this designation is not proper under Rule 23 because the majority of Houston secon
dary students are not in sympathy with the views
or methods of these plaintiffs and are, therefore not 'similarly situated'. This contention
misses the point. All of the members of the
class are subject to the same regulations of the Houston School District which have been alleged
to be unconstitutional on their face. It is irrelevant to speculate how many students might
need to invoke the first amendment as protection
from official sanctions; the fact that each mem
ber is subject to the same specific sort of de
privation of constitutional rights as the repre
sentative parties is enough. This case is
clearly maintainable as a class action. . . .
307 F. Supp. at 1337-8.
See also Moss v. The Lane Co., Inc., 50 F.R.D. 122 (W.D.
Va. 1970). Thus the mere fact that some members of the
class may hold different views on the best way to further
desegregate the schools in Bibb County does not render
plaintiff an inadequate representative under Johnson.
Were this so, there could never be adequate representa
tion In a class action unless all of the members of a
class were in complete unanimity at every stage of the
litiation. Such was clearly not the intent of the framers
of Rule 23-
28
I
II. ASSUMING THAT THE ORIGINAL NAMED
STUDENT-PLAINTIFFS ARE NO LONGER
ADEQUATE REPRESENTATIVES OF THE
CLASS, THE DISTRICT COURT ERRED
IN JOINING ADDITIONAL COURT-SELEC
TED BLACK PLAINTIFFS AND DENYING
THE MOTION OF PETITIONER TO IN
TERVENE^_________________________
In its preliminary order of October 26, 1973
the district court, having found that the original named
plaintiffs were no longer adequate representatives of
the class, held that It was "the duty of the court to
fashion a procedure to select from the plaintiff class
representative parties who will fairly and adequately pro
tect the interests of the plaintiff class. (R. 106.)
The court then directed the Board, "using its computer
facilities, to make a random selection of the number of
Negro . . . students of each elementary school . . . and
to supply the court as soon as reasonably possible with
a list of the names and mailing addresses of those selec
ted and their parents." (R. 107.) The court then indi
cated Its intent, upon receipt of such list to "communi
cate with each student and his parents and determine
whether or not each will be willing to be a representa
tive of his particular class." (Ibid.)
Upon receipt of the list of computer-selected
students, the district judge convened a meeting of the
29
I
parents of such students, where the parents were informed
by the court that unless they affirmatively indicated
their desire not to become parties to the litigation,
they would automatically be joined as plaintiffs and
representatives of the class:
THE COURT: . . . I hope that each one
of you will discuss this with your husband or
your wife and your students (sic) and, in the
event you do not wish to participate, in the
next couple of days I wish you would telephone
our Clerk's Office. You remember at the bottom
of the letter we put the number of the Clerk's
Office, and just say "I was at the meeting but
I do not want to be involved." Now— if we— do not hear from you we are going to leave your
name upon the ' 1ist of those who are willing to
be Involved. CR- 179*) (Emphasisadded.)
On December 28, petitioners filed their appli
cation to intervene as parties plaintiff and to serve as
representatives of the plaintiff class, alleging that theyI
are black citizens and residents of Bibb County, that their
children are enrolled in the Bibb County public schools,
that they are members of the plaintiff class with inter
ests to protect in the litigation and that they can ade
quately protect the interests of the class. (S®J1 P* -̂3>
supra.)
March 13, 1974, the district court denied peti
tioners' application to intervene. Instead, having ex
cluded "a very small number of parents [who] advised that
30
they are unwilling to represent the children"of the pub- ''
lie schools of this county in this lawsuit” (R. 218), the
court added as parties and representatives of the plain
tiff class those randomly selected persons who had indi
cated by silence alone their willingness to join in the
litigation and serve as representatives.— ^
Plaintiffs' submit that this highly unorthodox
method of expanding the litigation through the addition
of court-appointed parties was beyond the power of the
court. Even assuming that the court had the power to
join such persons, once members of the class actively
sought to intervene in the action and act as representa
tives of the class, the district court erred in denying
their application in favor of the joinder of court-appointed
parties who at no time indicated by more than passive
silence their willingness either to join as parties or
to protect the Interests of the remaining members of the
class.
13/ The court also denied plaintiffs’ motion to reconsider
and vacate its October order that directed the Board to
randomly select members of the class to be joined as new
class representatives, which plaintiffs suggested would be appropriate once the court granted the petitioners’
motion to intervene (R. 168).
31
A. THE DISTRICT COURT HAD NO
POWER TO ORDER THE RANDOM
SELECTION OF MEMBERS OF THE
CLASS AND TO JOIN SUCH RAN
DOMLY SELECTED PERSONS AS IN-
VO LUNTARYPARTIESPLAINTIFF^
In Its order of October 26, 1973, the district
court cited Rule 23, Fed. R. Civ. P., as the source of its
authority to add as named representatives of the plain
tiff class, those randomly selected members who did not
expressly indicate their unwillingness to join. (R. 105.)
However, nowhere does Rule 23 expressly grant the district
judge the power to appoint as representatives members of
the class who have not soubht to intervene as parties.
Nor can such a grant of power be reasonably implied in
view of the legislative history of amended Rule 23, which
clearly indicates that the proper remedy to be applied
by the court when faced with the problem of inadequate
representation by the named plaintiffs is to condition
the maintenance of a class action on the intervention of
additional parties who can adequately protect the in
terests of the class:
An order embodying a determination [that
an action may be maintained as a class action]
can be conditional; the court may rule, for
example, that a class action may be maintained
only if the representation is improved through
Intervention of additional parties of a stated ̂
type. A determination once made can be altered
32
or amended before the decision on merits if, upon
fuller development of the facts, the original
determination appears unsound. A negative de
termination means that the action should be
stripped of its character as a class action.
See subdivision (d)(4). Although an action
thus becomes a nonclass action, the court may
still be receptive to interventions before the
decision on the merits so that the litigation may
cover as many interests as can be conveniently handled. [Advisory Committee's Note: "Proposed
Amendments to Rules of Civil Procedure for the
United States District Courts, 39 F.R.D. 69, 104
(1966).] (Emphasis added.)
As the Advisory Committee's Note clearly indicates, in the
absence of the intervention by persons who can adequately
represent the class, the court has no power to add parties
of its own volition, but rather is limited solely to con
ditioning the maintenance of the class action on the in
tervention of proper parties pursuant to Rule 23 (d)(3)
or dismissing the class action. See 3B Moore, Federal
Practice (2d Ed. 1974) H 23-73, PP- 23-1441 to 1443-
The procedure contemplated by the drafters of
amended Rule 23 is in accordance with the traditionally
limited role of the trial court in shaping the litigation.
Ordinarily, the plaintiff has the right "to decide who
shall be parties to a lawsuit", 7 Wright & Miller, Federal
Practice and Procedure (1970), § 1602 , p. 17- See_ also_
Schutten v. Shell Oil Co., 421 F.2d 8 6 9, 873 (5th Cir.
1969). In recognition of this fundamental proposition,
33
' the Federal Rules of Civil Procedure provide for only a
few limited exceptions when justice requires. Thus per
sons not already parties, who affirmatively seek to join
in the litigation, may intervene in certain situations
pursuant to Rule 24. When, as in the case at bar, the
defendant seeks to compel the joinder of persons not al
ready parties who have not sought to intervene, the au
thority of the court to compel such.joinder is governed
by Rules 17, 19 and 21.
Rule 21 provides in relevant part that:
Misjoinder of parties is not grounds for dis
missal of an action. Parties may be dropped
or added by order of the court on motion of
any party or of its own initiative at any
stage of the action and on such terms as are
j ust.
Its purpose is to provide a "mechanism for remedying either
the misjoinder or non-joinder of parties." 7 Wright and
Miller, supra, § 1683, p. 322. The rule does not delimit
the circumstances under which additional persons should
be made parties to the litigation, but "simply describes
the procedural consequences of failing to do so and makes
it clear that the defect can be correct." Id. at 324.
Any requirement that particular individuals be added to
an action must flow from Rule 17 (which provides that the
"action shall be prosecuted in the name of the real party
3̂
in interest” and is thus clearly inapplicable in the
present case) or from Rule 19, which provides for the
"Joinder of Persons Needed for Just Adjudication."
I VIbid.-
rtule 19(a) provides that a person is to be
joined if feasible if
(1) in his absence complete relief cannot be
accorded among those already parties, or
(2) he claims an interest relating to the
subject of the action and is so situated that
the disposition of the action in his absence
may (i) as a practical matter impair or im
pede his ability to protect that interest or
(ii) leave any of the persons already parties
subject to a substantial risk of incurring
double, multiple, or otherwise Inconsistent
obligations by reason of his claimed interest.
Such persons, termed "necessary" or "indispensable" parties,
must be joined if the action is to be continued unless
they are not subject to service or process or their joinder
I V Although Rule 20 provides that
[a]ll persons may Join in one action as
plaintiffs if they assert any right to relief jointly, severally, or in the al
ternative in respect of or arising out of
the same transaction, occurrence, or series
of transactions or occurrences and if any
question of law or fact common to all these
persons will arise in the action,
(emphasis added)
and thus members of the class in a class action may qualify for permissive joinder, such joinder would be
at their option and cannot be compelled by defendants.
See General Investment Co. of Conn, v. Ackerman, 37 F.R.D.
38, 41 (S.D.N.Y. 1964)'. See also 3A Moore, supra, 20.05,
p. 2774.
35
would deprive the court of subject matter jurisdiction.
See 3B Moore, supra, 11 19.02.
Members of the class in a suit which has been
determined to be a valid class action pursuant to Rule
23 are clearly not "necessary" parties under Rule 19(a).
It is not contended that "in [their] absence complete re
lief cannot be accorded among those already parties."
Nor is it contended that their absence would "leave any
of the persons already parties subject to a substantial
risk of incurring double, multiple or otherwise inconsis
tent obligations," since the relief afforded runs to the
entire class.
Finally, it is clear that members of the class
are not "so situated that the disposition of the action
in [their] absence may impede [their] ability to protect
that interest" even when it has been held that the original
named plaintiffs are no longer adequate representatives,
since until a proper representative intervenes, the action
cannot continue as a class action and thus no binding
adjudication will be made with respect to the claims of
such absent members.
Conceding that "the court cannot compel partic
ular students and their parents to serve as representative
36
parties," (R. 107), the district district court errone
ously characterized its highly unorthodox procedure of
section and appointment as merely a "renam[ing] of the
plaintiff class." (R. 132.) But the court has in fact
ordered the Joinder, as parties, of members of the class
who have at no time sought to Intervene in this action,
but who merely remained silent in the face of the strong
urging of the district Judge that they show "an interest 15/
in [their] schools" and Join in the litigation. R. 17 .
There can be no doubt that the "opt-out" pro
cedure adopted by the district court is not the equiva
lent of voluntary intervention, and, therefore, Joinder
of such persons is governed by the Rules which provide
for compulsory Joinder. For the reasons set forth above,
it is clear that under those rules, the district court
had no authority to add randomly selected members of the
class as parties plaintiff.
Thus, at the meeting o f December 1 1 , e v e n e d by the
c l a s ^ r e p r e s e n t a t i v e s . S j j . ” .13^ S S g | - £
was f o r m a l l y ad° p^ d J j . y - ^ c o u n s e l ’ i n th e March 13 o r d e r
o f ^ h e 1 d i s t r i c t c o u r t , from w h i c h ’ t h i s a p p e a l was t a k e n .
37
B. IF THE ORIGINAL NAMED STUDENT-
PLAINTIFFS ARE NO LONGER ADEQUATE
REPRESENTATIVES OF THE CLASS, PETI
TIONERS WERE ENTITLED TO INTERVENE
AS A MATTER OF RIGHT.
Rule 24(a)(2), F. R. Civ. P. provides that persons
directly interested In the subject matter of a lawsuit may
intervene as a matter of right
when the applicant claims an Interest relating to
the property or transaction which is the subject of the action and he is so situated that the dis
position of the action may as a practical matter
impair or impede his ability to protect that in
terest, unless the applicant *s'Interest is adequately represented by existing parties.
Since all members of a class are bound by the
judgment in a class action, each member has clearly satis
fied the prerequisites of Rule 24(a)(2) "unless his interest
is adequately represented by the existing parties". This
was expressly recognised by the authors of amended Rule
24(a):
A class member who claims that his "representative"
does not adequately represent him, and is able to
establish that proposition with sufficient probability, should not be put to the risk of having a
judgment entered in the action which by its terms
extendes to him, and be obliged to test the validity
of the judgment as applied to his interest by a later
collateral attack. Rather he should as a general
rule, be entitled to intervene in the action! ["Ad
visory Committee's Note, supra, at 110.1 (Emphasis added.)
38
It is not disputed that petitioners are bona
fide members of the plaintiff class, as alleged in their
application (R. 163.) Moreover, there can be no doubt that
neither petitioners' interests in the litigation, nor those
of the plaintiffs, can be adeuately represented within the
meaning of Rule 24(a) by parties randomly selected and ap
pointed by the court who at no time sought to intervene in
the action and serve as class representatives or even af
firmatively indicated their desire to do so. Once the dis
trict court found that the original named plaintiffs were
no longer adequate representatives of the class, therefore,
petitioners were entitled to intervene as a matter of right
and the district court clearly erred in denying their appli
cation.
The fact that at the time petitioners sought to
intervene there was an order in effect directing the Board
to make a random selection of members of the class, in con
templation of naming such members as parties and represen
tatives of the class, does not alter petitioners' absolute
right to Intervene under Rule 24(a)(2). In fact, when
petitioners filed their application on December 28, 1974,
no new parties had been formally joined or named as repre
sentatives. It was not until March 13, 1974 that the dis-
39
trict court joined the additional parties and simultaneously
denied petitioners’ application.
C. EVEN IP PETITIONERS WERE NOT ENTITLED TO INTER
VENE AS A MATTER OF RIGHT, AND EVEN IF THE COURT
HAD THE POWER TO JOIN RANDOMLY SELECTED CLASS
MEMBERS AS PARTIES, THE DISTRICT COURT ABUSED
ITS DISCRETION IN DENYING PETITIONERS' APPLI
CATION TO INTERVENE IN FAVOR OF JOINING SUCH
RANDOMLY SELECTED PERSONS AS PARTIES AND REP-
RESENTATIVES OF THE CLASS.______________________ _
On October 26, 1973, the district court entered
its order holding that the original named plaintiffs were
no longer adequate representatives of the class and simul
taneously directing the Board to randomly select members of
the class in contemplation of naming such members as parties
and representatives of the class. As the members of the class
had received no prior notice that the representation by the
existing parties was inadequate, it is not surprising that
at that time there were no members actively seeking to inter
vene in the litigation. However, within a short time after
the entering of the October 26 order, and before the dis
trict court had joined additional parties and named them
as representatives, petitioners filed their application to
intervene. Simultaneously plaintiffs filed a motion re
questing the district court to grant petitioners' applica
tion and to reconsider its announced intention of joining
40
as additional parties persons selected by the court. Plain
tiffs submit that even if the district court in the first
instance had the authority to name additional court-appointed
parties to serve as representatives, once members of the
class actively sought to intervene, the district court
abused its discretion in denying such application in favor
of naming its own appointees as representatives of the
class.
The primary factor in determining whether a party
will adequately represent the class is "the forthrightness
and vigor with which the representative party can be ex
pected to assert and defend the interests of the members of
the class". Mersay v. First Republic Corp., 43 F.R.D. 465,
470 (S.D.N.Y. 1 9 6 8). See also e.&., Dolgov; v. Anderson, 43
F.R.D. 472, 493-94 (E.D.N.Y. 1968); cf. Moore v. Tangipahoa
Parish School Bd., 298 F. Supp. 288, 294 (E.D. La. 1 9 6 9).
See generally 3B Moore, supra, f 23.07C1]. There can be no
doubt that as between members of the class actively seeking
to intervene in the litigation, and randomly selected mem
bers of the class who have neither sought to intervene in
the action nor affirmatively indicated their willingness or
desire to do so, the former are more likely to vigorously
"assert and defend the interests of the member of the class"
and are therefore more adequate representatives.
41
ts.
The position of the Board, adopted by the dis
trict court, is that the parties selected and appointed by
the court are better able to represent the class than are
petitioners for two reasons: 1) the failure of plaintiffs
to supply additional representatives prior to the decision
of the court to fashion its own procedure; and 2) the "ab
solutely fair and impartial manner in which the additional
parties named were selected". (R. 214-5.) Such arguments
misapprehend the proper role to be played both by plaintiffs
and by the court in structuring the lawsuit.
Failure of Plaintiffs to Supply Additional
________ Representatives_________ -
Both the Board and the district court place con
siderable emphasis on the fact that, as stated by the Board,
plaintiffs "declined to take the initiative in naming addi
tional representatives", thus making it "incumbent upon
the Court to devise a plan for accomplishing the desired
result". (K. 211; 213; 1 0 6 .)
First, it is simply not true, as has been sug
gested by the Board, that plaintiffs "never offered any
suggestions whatever to the Court" with respect to the man
ner in which an alleged lack of adequate representation
might be cured in this action. (R. 211.) At a hearing
42
j b i i t . . . i . 4:. '• % 4J*.
held on October 24, 1973, plaintiffs’ counsel suggested
that notice might be sent out to the members of the class
to the effect that "any parent who wants to join as a party
in this suit can come in and join". (R. 147.) Such a pro
cedure would have had the effect of curing any inadequacy
in the class representation in the manner contemplated by
the authors of revised Rule 23, i.e., intervention by mem
bers of the class actively interested in pursuing the liti
gation and protecting the interests of the members of the
class. See pp. 32-33 supra. However, this procedure was sum
marily rejected by the district court, in part because of
its misapprehension as to the court's "duty" to ensure
that volunteers would be forthcoming:
THE COURT: . . . Frankly, . . . in the Court's best judgment I think we have progressed
to the point where there is an almost 100$ apathy
among the members of the public about public matters until they have been decided and then the public as a whole wants to rise up in arms about
it, but we can't change the attitude of people,
and, frankly, I think in this case the people need, short of compulsion, to be brought into
the matter. (R. 151-52.)
Second, contrary to the implied assertions of the
Board and the court below, it is not the proper function of
either plaintiffs or plaintiffs' attorney to "supply" the
court with new representatives. Nor is it the proper func
tion of the court to "fashion a procedure to select from
43
the plaintiff class representative parties who will fairly
and adequately protect the interests of the plaintiff class",
particularly when that procedure involves the random selec
tion of parties by a computer and the passive "opt-out" pro
visions for joinder ultimately adopted by the district court.
Rather, plaintiffs submit, the proper course to be taken by
the trial court to cure any inadequacy in the representation
of the class is that contemplated by the authors of Rule 23,
i.e., conditioning the maintenance of the class action on
the intervention of proper parties. Thus any inadequacy
in the representation of the class in this action would
have been quickly cured by the granting of petitioners'
application to intervene.
Manner in which Additional
Parties Were Selected
The Board argues that the random selection of the
additional parties indicates that they are better able to
represent the class than are petitioners, who were "selec
ted by some person or persons that has not been shown to the
Court". (R. 215.) Plaintiffs again submit that the Board
misapprehends the proper role of both the court and plaintiffs
in determining who will be the parties to a litigation. It
is not the role of the court to "select” parties to an ac
tion, whether "in an absolutely fair and impartial manner
or otherwise. Likewise it is not the role of plaintiffs
or plaintiffs’ counsel to "select" additional parties to
the action. As stated by the district judge himself,
"[t]he people bring the lawsuit to the court". (R. 174).
The Board’s insistence on the "fair and abso
lutely impartial" manner in which the additional parties
were selected is designed to demonstrate that "the chances
are pretty good that those 100 black parents would repre
sent just about every point of view and every attitude and
every divergence of opinion and so forth in Bibb County."
(R. 146.) Thus the Board points out that where the peti
tioners have children enrolled in 12 elementary schools,
the additional black students and their parents "represent
a total of 41 schools". (R. 215.)
We reiterate that it is not the function of the
representative of a class to present to the court "every
point of view and every attitude and every divergency of
opinion" of all of the members of the class. All that is
required of a representative, in addition to his competency
to pursue the litigation vigorously, is that he not have
interests antagonistic to the rest of the class and that
"the interest of the representative party be coextensive
with the interest of the entire class". Elsen v. Carlisle
& Jacquelin, 391 F.2d 555, 562-63 (2d Cir. 1968). And as
the court in Elsen further noted, what "this amounts to is
little more than an alternative way of stating that the
plaintiffs’ claim must be typical of the entire class".
Id. at 563. (Emphasis added.) Petitioners' "claim" in
this action, which is typical of the claims of the members
of the class, is their "Judicially declared constitutional
right to an education in a school system unburdened with the
vestiges of the past totally segregated system". (R. 165-66.)
The potentially divergent viewpoints of various members of the
class as to how this constitutional right might best be enforced
is irrelevant in determining whether a party can adequately rep
resent the class. Seê pp. 27—28, supra. If any member of the
class has views to express on the merits of any particular
plan before the court which are not adequately expressed by
petitioners, he or she may seek to appear as amicus curiae
for that limited purpose.
Nor is it the proper function of the court to
ensure that the representatives represent a "broad middle
group [of] opinion and judgments" as requested by the Board
in the following colloquy at the October 24 hearing.
46
LCounsel for the BoardJ: . . . . Your.Honor, I
don’t want to prolong the hearing, and I don’t
think I would want to make this statement for
public consumption but I would like to voice
some concern about relying on volunteers only
to come forward. I am just afraid you might
wind up with people that had extreme points of
view on one end of the spectrum or another, and you might not get an adequate representation of
broad middle ground opinion and judgments.
THE COURT: The Court agrees with you on
that. X think when you ask for volunteers you
create an opportunity for people to go out and stir up situations. The activists come forward and certainly in this case we are not looking just
for activists. We are looking for people, as you
have previously said, who represent the various views of the community, various geographical areas,
neighborhoods of the community and so to relieve
your mind I will tell you the Court has already considered and crossed off the volunteer situation,
and some type of random selection, in the Court's
present judgment, is what should be used. (R.
152-53.)
The Board has no legitimate concern with the "views" which
might be expressed by petitioners: so long as the peti
tioners' claims are typical of the class, and so long as
petitioners can be expected to vigorously pursue such claims,
they are adequate representatives of the class.
III. THE DISTRICT COURT ERRED IN JOINING ON ITS
OWN INITIATIVE A CLASS OF WHITE STUDENTS AND THEIR PARENTS AS PARTIES TO THIS AC- TION, WHETHER AS PLAINTIFFS OR DEFENDANTS.
In Its October 26 order the district court, on
its own initiative, announced its intention to add a class
47
of white parents and students as parties defendant, to be
selected and joined in the same manner as the additional
black parties. In its order of March 13, 197*1, in which
the randomly selected white parents were actually Joined
as parties, the court noted that it had determined that it
was more "appropriate" that the "additional class be re
ferred to as a plaintiff class." Plaintiffs submit that
whether they are referred to as plaintiffs or defendants,
the district court erred in joining such persons on its
own Initiative as parties to this action.
A. THE DISTRICT COURT HAD NO POWER TO JOIN,
ON ITS OWN INITIATIVE, A CLASS OF WHITE
STUDENTS AND THEIR PARENTS AS PARTIES
TO THIS ACTION _______________ _
The district court cited Rule 21, Fed. R. Civ. P. as
the source of its authority to add as parties to this action a
class of white students and their parents (R. 10*0; however,
plaintiffs submit that neither Rule 21 nor any other Rule
provides the district court with the authority to so act on
its own initiative.
As noted above, Rule 21 is merely the mechanism
whereby the misjoinder or non-joinder of parties can be
cured without dismissing the action, whereas the rules for
determining who should be made parties to the litigation
are Rule 17 (real party in interest) and Rule 19 (joinder
of persons needed for just adjudication). See pp. 34—35,
supra.
Rule 19(a)(1) provides that a person should be
joined if feasible if "in his absence complete relief can
not be accorded among those already parties. This is an
action brought by black students and their parents to de
segregate the schools operated by the defendant Board.
White students and their parents have no constitutional
right to oppose desegregation, nor do they have the power
or authority, which is vested solely in the Board, to for
mulate and implement a plan of desegregation for the Bibb
County school system. Therefore it is clear that in their
absence complete relief can be accorded among the existing
parties, as has been done in numerous school desegregation
cases. See, e.£. , English v. Seaboard Coast Line R.R. Co.
465 F.2d 43, 46 (5th Cir. 1972).
Rule 19(a)(2) provides that a person should be
joined if feasible if
he claims all interest in the subject of the ac
tion and is so situated that the disposition of
the action in his absence may (i) as a practical matter impair or impede his ability to protect
that interest or (ii) leave any of the persons
already parties subject to a substantial risk of
incurring double, multiple or otherwise incon
sistent obligations by reason of his claimed
interest.
While there may be some instances in which Rule 19(a)(2)
would require joinder in cases in which "interests' of
white persons may be affected by a court decree terminat
ing racially discriminatory practices, this Court has pre
viously noted that "within the context of public school de
segregation" such joinder would not be required. English.
v. Seaboard Coast Line R.R. Co., 465 ?*2d 25. 46 •
Thus it has been consistently held that under16/
Rule 24(a)(2), the counterpart to Rule 19(a)(2)(i), white
students and their parents may not intervene as a matter
of right in school desegregation cases, since ordinarily
their interests are adequately represented by the school
board. See United States v. Board of School Comm'rs, 466
F.2d 573, 575 (7th Cir. 1972), cert. denied, 410 U.S. 909
(1973); Hatton v. County Bd. of Educ., 422 F.2d 457, 46l
(6th Cir. 1970); St. Helena Parish School Bd. v. Hall,
287 F.2d 376, 379 (5th Cir.), cert. denied, 368 U.S. 30
(1961); Moore v. Tangipahoa Parish School Bd., 298 F. Supp.
288 (E.D. La. 1969).
Nor, as the district court held, does the fact
that black citizens are now members of the Board alter the
traditional assumption that the Board will adequately rep-
16/ See Advisory Committee Note, supra, at 109.
50
resent the interests of white students and their parents.
For purposes of Rule 24(a)(2) intervention, it has been
held that representation by existing parties is adequate
"if no collusion is shown between the representative and
the opposing party, if the representative does not have or
represent an interest adverse to the proposed intervenor
and if the representative does not fail in the fulfillment
of his duty." Martin v. Kalvar Corp., 411 F.2d 552, 553
(5th Cir. 1969). See also, e.g_. , United States.v. Boar_d
nf School Comm'rs, supra, 466 F.2d at 575; Hatton v. County
School Bd., supra, 422 F.2d at 46l; Moore v. Tangipahoa
Parish School Bd. , supra, 298 F. Supp. at 291-92. Clearly
there has been no collusion between the existing parties
in this case, as is amply demonstrated by their failure to
agree on a plan to desegregate the elementary schools. And
while "interests need not be wholly 'adverse' before there
is a basis for concluding that existing representation of a
'different' interest may be inadequate , Hue s se— v.— Camjc , 385
F.2d 6 9 4 , 703 (D.C. Cir. 1967), "Ci]t is well established
that when the interests of the applicant and his represen
tative in the outcome of the lawsuit are identical, their
interests are not adverse so as to make representation in
adequate, even though they may be in conflict in other re-
51
I
spects." Peterson v. United States, 4l P.R.D. 131, 13^
(D. Minn. 1966 ) .
There has been no showing in this case that the
interests of the Board differ in any material manner from
the interests of the white students and their parents; nor
has such a divergence of interests even been alleged. The
district court merely voiced its hope that the public elec
tion of members of the Board would make it "possible" for
the Board to "be freed of the assumptions of the past and
placed in a position to impartially operate the public
schools of this country for the benefit of all of the stu-
17/dents and parents of Bibb County." (R. 104.) Absent such
a showing, the interests of white students and their parents
are adequately represented by the Board and they are not
— While plaintiffs join the court in hoping that at some
future date the Board will in fact operate the public schools "impartially", they recognize that unfortunately such is not
the case today, as is demonstrated by the record in this action.
Thus, after more than ten years of protracted litigation, the Board has yet to initiate any action to desegregate its schools
in fulfillment of its constitutional obligations except when
ordered to do so by the court. Most recently, despite a
mandate from this Court issued two years ago to implement a
plan immediately to eliminate the still existing racially iden
tifiable schools in compliance with Swann, the Board has
responded by rejecting already existing plans and instead sub
mitting two new plans which fail either to eliminate or to justify the continued existence of such racially identifiable
schools. See pp. 7-9, supra.
52
18/persons required to be joined under Rule 19(a)(2).
In summary, while it may be true that white stu
dents and their parents have legally- cognizable "interests"
in the subject matter of this action, the district court
had no authority to add them as parties to this action on
its own initiative.
1 8 / If one assumes that the court has power to add on its own initiative persons who are not "necessary" or "indispensable"
parties under Rule 19 but only "proper" parties under Rule 20,
(see note l1!, supra) the class of white students and their
parents still do not qualify for permissive joinder as plaintiffs
or defendants.
Rule 20(a) provides for joinder as plaintiffs all persons
who
assert any right to relief jointly, severally,
or in the alternative in respect of or arising out
of the same transaction, occurrence, or series of
transactions or occurrences and if any question of
law or fact common to all these persons will arise
in the action.
Since the white students and their parents here do not now assert, nor can they assert, any claim for relief against the
defendant Board, they are clearly not proper parties plaintiff
who can be joined pursuant to Rule 20(a).
Nor can persons be joined as defendants under Rule 20(a)
unless
there is asserted against them jointly, sever
ally, or in the alternative, any right to relief in
respect to or arising out of the same transaction,
occurrence or series of transactions or occurrences
and if any question of law or fact common to all
defendants will arise in the action.
As already noted, white students and their parents have
neither the power nor the authority to grant the relief sought
in this action, see p. ^9, supra, and thus they cannot be
joined as defendants pursuant to Rule 20(a).
53
B. EVEN IF THE DISTRICT COURT HAD THE POWER
TO JOIN A CLASS OF WHITE STUDENTS AND THEIR
PARENTS AS PARTIES TO THIS ACTION, THERE
WAS NO BASIS FOR ORDERING JOINDER AT THIS
LATE STAGE OF THE LITIGATION.______________
Over the course of this litigation, there have
been several occasions when whites have sought to intervene
for the limited purpose of presenting their views on a par
ticular plan which directly affects them. (See, e.£. ,
R. 90.) Plaintiffs did not object to such prior Inter
ventions which were narrowly limited in scope; however,
plaintiffs do object to the joinder by the court, on its
own initiative, of a broad class of white students and
their parents as parties plaintiff for all purposes, in
cluding the submission of yet more plans. (R. 196.) The
addition of a class of whites at this point in the litiga
tion serves no useful purpose but rather unduly prejudices
plaintiffs by further delaying a speedy resolution of the
remaining issues.
It is a well-settled principle, recognized by
this Court, that the plaintiff has the right to "control"
his own litigation. Schutten v. Shell Oil Co., supra, at
8 7 3. See also 7 Wright & Miller, supra, § 1602, p. 18.
Thus, ordinarily the plaintiff’s choice of parties will
be compromised only "when significant countervailing con
siderations make the joinder of particular absentees de-
sirable." 7 Wright &'Miller, supra, § 1602, p. 17. Plain
tiffs submit there are no such considerations making the
joinder of a class of white students and their parents
either necessary or desirable in this action. Rather,
joinder of such parties at this late stage in the litiga
tion would merely cause further delay and prejudice the
plaintiffs in their right to a speedy disposition of the
merits of this lawsuit.
Since "[additional parties always take additional
time," Crosby Steam Gage & Valve Co. v. Hanning, Maxwell
19/& Moore, 51 P. Supp. 972, 973 (D. Mass. 19*13), when a
motion to add parties who are neither "necessary" nor "in
dispensable" is made at a late stage in the litigation, it
will be denied when the effect will be to unnecessarily
delay the resolution of the case, unduly prejudice the
present parties or unduly broaden the scope of the liti
gation. Fair Housing Development Fund Corp. v. Burke, 55
F.R.D. 4l4 (E.D.N.Y. 1972). See also Barr Rubber Products
Co. v. Sun Rubber Co., 425 F.2d 1114; 1126-27 (2d Cir.
1970); Joseph v. House, 353 F. Supp. 367> 371 (E.D. Va.
1973). Similarly, permissive intervention by white students
and their parents in school desegregation cases has been
consistently denied when the effect would be to delay and
Additional parties mean additional counsel as well, as
the district court recognized in advising white parents to
retain an attorney. R. 184-85.
55
prejudice the rights of the present plaintiffs. See, e.g.
United States v. Board of School Commas, supra; Hatton
v. County Bd. of Educ., supra.
More than ten years have elapsed since the com
mencement of this lawsuit. At the present time, the sole
remaining business before the district court is to pass on
the merits of plans previously submitted to desegregate the
elementary schools of Bibb County in compliance with Swann,
pursuant to the mandate issued by the Court on May 3, 1972.
The addition at this late stage of the litigation of a class
of white students and their parents who have at no time ac
tively sought to intervene in this action serves no useful
purpose, but rather prejudices the constitutional right of
plaintiffs to the immediate termination of racial discrim
ination in the operation of their school system, and frus
trates the mandate issued by this Court to resolve the
merits of this lawsuit without further delay.
Furthermore, the addition of a class of white
students, and their parents as parties upon the sole ini
tiative of the court may have the unfortunate effect of
further exacerbating whatever community hostilities might
now exist. The inevitable effect of the district court's
action, even though the designation of the whites has been
changed to "plaintiffs," is to reinforce the traditional
56
perception that whites and blacks are categorically on
opposite sides of the legal issues in school desegregation
cases. Consider, for example, the following remark made
by a v/hite parent at the December 12 meeting convened by
the district judge:
MAN: Let me see if I got it straight in my
own mind now. What this Court wants to do is get a group of negroes and a group of white people and
have a* battle royal and let the School Board off
of the hook? (R. 1 8 9 .)
While plaintiffs do not suggest that such is the intention
of the district court, it must be recognized that the joinder
of a class of white persons at this stage in the litigation
may only increase the difficulty of implementing Swann in
Bibb County.
For the reasons stated above, plaintiffs submit
that it was an abuse of discretion for the district court
to order the joinder of a class of white students and their
parents as parties to this litigation.
IV. THE DISTRICT COURT SHOULD BE ORDERED TOCOMPLY WITH THIS COURT'S MANDATE OF MAY 3, 1972, BY IMMEDIATELY PASSING ON THE MERITS
OF THE THREE PLANS BEFORE IT AT THAT TIME
AND ORDERING THE IMPLEMENTATION OF ONE OF
THOSE THREE PLANS BEFORE THE 197^-1975
SCHOOL TERM. _______ _________________
On May 3, 1972 this Court issued its mandate to
the district court to "consider the relative merits of plans
57
submitted by the parties designed to eliminate or mini
mize the number of one-race elementary schools in Bibb
County" See p. 6, supra. At that time this Court also
noted that its prior order of February 5, 1970
"was designed to expedite the process of dis
establishment of the dual school system in
that county without the necessity for further
proceedings in the’district court. . . . |T"
460 F .2d at 432-33^ (Emphasis added.)
Two years have elapsed since the above mandate issued, yet
the district court has failed to approve and order the
implementation of a plan which would desegregate the ele
mentary schools in Bibb County in compliance with recent
pronouncements of the Supreme Court.
This delay is totally unwarranted. More than
eight months after this Court's mandate issued, the Board
"responded" by announcing that it could not recommend
any one of the three updated plans presently before the
court. See p. 7, supra. Subsequently the Board submitted
two new plans, neither of which would eliminate or justify
the continued existence of racially identifiable schools,
as required by this Court in reliance on Swann. Sê . pp.
8-9, supra. Since the submission of the second of these
plans in August, 1973 there have been no proceedings in the
district court with respect to the merits of this case.
58
Even now It is clear that the district court has
no intention of immediately passing on the merits of the
plans presently before it. Thus, at the December 12 meet
ing convened by the court, the district judge informed
the newly selected white parents that "the door is wide
open" if they wished to submit yet another plan, and, in
deed, the court would "welcome" such submission. (R. 196).
Plaintiffs submit that not only is it past the time when "the
door is open" to the submission of new plans, but also
it is clearly time for the district court to immediately
approve and order the implementation of one of the plans
presently before it.
In Alexander v. Holmes County Bd. of Educ.,
396 U.S. 19 (1969), the Supreme Court held impermissible
any further delays in the Implementation of constitution
ally required school desegregation:
[C]ontinued operation of segregated
schools under a standard of allowing "all deliberate speed" for desegregation is no longer
constitutionally permissable. Under explicit
holdings of this Court the obligation of every
school district is to terminate dual school
systems and to operate now and hereafter only
unitary schools. 396 U.S. at 20. (Emphasis
added.)
This action has been pending more than ten years. Any .
further delay would irreparably injure plaintiffs in their
judicially declared constitutional right to attend now a
59
unitary school system.
In view of the fact that after two years the
district court has failed to comply with the mandate is
sued by this Court, it is necessary under the holding of
Alexander that the district court be ordered to comply
immediately with such mandate by approving one of the plans
presently before it and ordering the implementation of
such plan prior to the 1974-1975 school term. See, e. g_.
Brown v. Board of Educ. , 446 F.2d 75 (5th Cir. 1971);
Boykins v. Fairfield Bd. of Educ., 421 F.2d 1330 (5th
Cir. 1970).
In order to avoid additional unnecessary delays,
plaintiffs further request this Court to order the dis
trict court to approve one of the three updated plans
present before it at the time this Court's last mandate
issued, disregarding the two new plans submitted by the
Board subsequent to that date which do not in good faith
attempt to comply with the standards announced by the
Supreme Court in Swann.
The Board has failed adequately to justify its
refusal to recommend one of the three updated plans before
the district court in May 1972, since none of the reasons
submitted by the Board for refusing to recommend one of
such plans, see p . 7, supra, provides a constitutional
60
I
basis for leaving the elementary schools in their present
posture.
First, the necessity and cost of increased
transportation does not justify the Board's failure to
eliminate the vestiges of its dual system reflected in
the continued existence of racially identifiable schools.
Swann, supra, 402 U.S. at 30; Brown v. Board of Educ. ,
464 F .2d 382 (5th Cir. 1972); Boykins v. Fairfield Bd.
of Educ., 457 F .2d 1091 (5th Cir. 1972); Clark v. Board
of Educ., 465 F .2d 1044 (8th Cir. 1972), cert. denied,
413 U.S. 923 (1973).
Second, as the Supreme Court has consistently
held, community objections'to a plan of school desegre
gation cannot overcome the plaintiffs' judicially declared
right to an education in a school system unburdened with
the vestiges of a prior dual system. See, e.g_. Swann,
supra, 402 U.S. at 13; Cooper v. Aaron, 358 U.S. 1,
15-16 (1958).
Similarly, the claimed disruptive effect a
plan of desegregation is no defense, particularly when,
as here, the deliberate resistance and dilatory tactics
of the Board in response to clear pronouncements of this
Court as well as the Supreme Court are in large part re
sponsible for any difficulties which may ensue when such
61
plan Is finally Implemented. See Swann, supra, at 13; Acree
v. County Bd. of Educ., 458 F.2d 486 (5th Cir.), cert.
denied, 409 U.S. 1006 (1972).
Finally, it Is clear that neither of the two
new plans submitted by the Board subsequent to May 3>
1972 either eliminate or justify the continued existence
of racially identifiable schools. Both the 'New Plan'
submitted by the Board in May 1973 and the "Trotter Plan"
submitted in August 1973 continue the current practice
of assigning elementary students to neighborhood schools
while expressly rejecting the use of busing to maximize
desegregation, thus leaving untouched numerous racially
identifiable schools with no adequate justification.
(R. 17, 40, 43-46.) As it is abundantly clear that neither
of these plans meets the requirements of Swann, plaintiffs
request that the district court be instructed to disre
gard them and to approve one of the three updated plans
before it on May 3, 1972.
CONCLUSION
WHEREFORE, for the reasons set forth above, appellants
respectfully pray (1) that the order of the district court
finding that the original named plaintiffs are no longer
62
adequate class representatives be reversed; (2) that the
order of the district court joining additional parties
as representatives of the original plaintiff class and as
representatives of a new class of white students and
parents be vacated; (3) that the order of the district
court denying petitioners' application to intervene be
reversed; and (^) that the district court be ordered to
immediately pass on the merits of the three plans present
before it at that time and order the implementation of
one of those three plans before the 197^-75 school term.
Respectfully submitted,
/s/ Nancy J . Moore_______
THOMAS M. JACKSON
655 New Street Macon, Georgia 31201
JACK GREENBERG
NORMAN CHACHKIN
10 Columbus Circle
New York, New York 10019
NANCY J. MOORE
299 Park Avenue
New York, New York 10017
ATTORNEYS FOR APPELLANTS
63