Patterson v. McLean Credit Union Reply Brief for Petitioner on Reargument
Public Court Documents
January 1, 1988

Cite this item
-
Brief Collection, LDF Court Filings. Patterson v. McLean Credit Union Reply Brief for Petitioner on Reargument, 1988. 6aad32a6-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/42c78609-6676-4087-b7ef-ff55d5df9293/patterson-v-mclean-credit-union-reply-brief-for-petitioner-on-reargument. Accessed May 02, 2025.
Copied!
No. 87-107 In T he Suprem e Court of tfje ftlmtet) S ta te s O ctober Te r m , 1988 BRENDA PATTERSON, vs. McLEAN CREDIT UNION, Petitioner, Respondent. On Writ of Certiorari to the United States Court of Appeals for the Fourth Circuit REPLY BRIEF FOR PETITIONER ON REARGUMENT JULIUS LeVONNE CHAMBERS CHARLES STEPHEN RALSTON* RONALD L. ELLIS ERIC SCHNAPPER 99 Hudson Street 16th Floor New York, New York 10013 (212) 219-1900 PENDA D. HAIR Suite 301 1275 K Street, N.W. Washington, D.C. 20005 (202) 682-1300 HAROLD L. KENNEDY, III HARVEY L. KENNEDY Kennedy, Kennedy, Kennedy and Kennedy 701 First Union Building Winston-Salem, N.C. 27101 (919) 724-9207 Attorneys for Petitioner *Counsel of Record PRESS OF BYRON S. ADAMS. WASHINGTON, D.C. (202) 347-8203 TABLE OF CONTENTS Page INTRODUCTION AND SUMMARY ........ 1 I. RESPONDENT'S PROPOSED INTER PRETATION OF SECTION 1981 IS NEITHER WORKABLE NOR CONSISTENT WITH THE LEGIS LATIVE HISTORY OF THE 1866 CIVIL RIGHTS ACT ............ 3 A. Respondent's Interpre tation of Section 1981 Is Not Workable........ 8 B. The Actual Terms of the Black Codes Undermine Respondent's Interpre tation of Section 1981.. 14 II. THE 1870 VOTING RIGHTS ACT CONFIRMS THAT CONGRESS UNDER STOOD SECTIONS 16 AND 18 OF THAT ACT, LIKE SECTION 1 OF THE 1866 ACT, TO APPLY TO PRIVATE CONDUCT ............. 22 III. THE 1874 REVISED STATUTES DID NOT REDUCE THE SUBSTAN TIVE PROTECTIONS OF THE 1866 CIVIL RIGHTS ACT ............ 29 IV. THE DOCTRINES OF CONGRES SIONAL RATIFICATION AND STARE DECISIS COMPEL REAFFIR MATION OF THE DECISIONS IN RUNYON AND JONES ............ 33 A. Respondent Would Nullify Stare Decisis .......... 33 B. Congress Approved Jones and Runvon ............. 3 8 C. Congress and Not the Court Is Competent to Address the Interaction of Title VII and § 1981. 39 CONCLUSION ........................ 4 5 ii TABLE OF AUTHORITIES Cases: Page Bazemore v. Friday, 478 U.S. 385 (1986) 12 The Civil Rights Cases, 109 U.S. 3 (1883) 7 District of Columbia v. Thompson Co., 346 U.S. 100 (1953) 32 Jones v. Mayer Co., 392 U.S. 409 (1968) passim McDonald v. Santa Fe Trail Transp. Co., 427 U.S. 273 (1976) 39 Monroe v. Pape, 365 U.S. 167 (1961) 37 Ruckelshaus v. Monsanto Co., 467 U.S. 986 (1984) 31 Runyon v. McCrary, 427 U.S. 160 (1976) passim United States v. Guest, 383 U.S. 745 (1966) 7 United States v. Kozminski, 101 L. Ed. 2d 788 (1988) ....... 5, 32 Yick Wo v. Hopkins, 118 U.S. 356 (1886) 26 iii Thirteenth Amendment, United States Constitution .... 5 Fourteenth Amendment, United States Constitution .... 4,6,7 Fifteenth Amendment, United States Constitution .... 24 42 U.S.C. § 1981 ................ passim 42 U.S.C. § 1982 ................ passim Civil Rights Act of 1866 ....... passim Voting Rights Act of 1870 ...... passim Civil Rights Act of 1875 ....... 6 Civil Rights Attorney's Fees Awards Act of 1976 ............ 38, 39 Revised Statutes of 1874 ....... 2, 29 30, 31 16 Stat. 140 .................... 9 17 Stat. 13 ..................... 9 18 Stat. 713 ..................... 32 Florida Constitution 1865 ...... 17 Texas Constitution 1866 ........ 17, 19 Arkansas Laws 1866-67 ........... 17, 19 Florida Laws 1864-65 ............ 17, 18 Statutes and Constitutional Page Provisions: IV Statutes and Constitutional Provisions: Page Georgia Laws 1866 ............... 17, 19 Mississippi Laws 1865 ........... 18, 19 South Carolina Laws 1874-65 .... 17, 18 19, 21 Tennessee Laws 1865-66 .......... 19 Texas Laws 1866 ................. Legislative Authorities: 17, 19 H.R. Rep. No. 1558, 94th Cong., 2d Sess. (1976) ............... 39 Cong. Globe, 39th Cong., 1st Sess........................ 4, 6 Cong. Globe, 41st Cong., 2d Sess......................... 24 , 28 29 Cong. Globe, 42nd Cong. 2d Sess......................... 6, 7 Cong. Globe, 43rd Cong. 1st Sess........................ 6 118 Cong. Rec. (1972) ........... 43 Staff of the House Comm, on Educ. & Labor, 99th Cong., 2d Sess., Investigation of Civil Rights Enforcement By the Equal Employment Opportunity Commission (Comm. Print 1986) ................... 44 v Other Authorities: Page Brief for the United States as Amicus Curiae, Jones v. Maver Co. ...................... 17 Office of Program Compliance, EEOC, Annual Report F.Y. 1986............................ 44 Govt. Accounting Office, EEOC Birmingham Office Closed Discrimination Charges Without Full Investigation (July 1987) . 44 Abbott's National Digest (1884) . 32 T. Eisenberg & S. Schwab, The Importance of Section 1981, 73 Cornell L. Rev. 596 (1988) . 42, 43 W. Eskridge, Jr., Overruling Statutory Precedents, 76 Geo. L. J. . 1361 (1988) 34 W. Fleming, Documentary History of Reconstruction (1906) 18 McClain, The Chinese Struggle for Civil Rights in Nineteenth Century America: The First Phase, 1850-1870, 72 Cal. L. Rev. 529 (1984) 25 A. Saxton, The Indispensable Enemy (1971) 27 J. tenBroek, Equal Justice Under Law (1951) 29 vi Other Authorities: page The Supreme Court 1986 Term, The Statistics, 101 Harv. L. Rev. 362 (1987) 36 West Virginia University, Laws Relating to Freedmen (1904) ... 18 C. Wollenberg, ed., Ethnic Conflict in California (1970) 27 vii INTRODUCTION AND SUMMARY Respondent has failed to propose a coherent and workable definition of the scope of §§ 1981 and 1982. Instead, respondent ignores fundamental problems with arguments for overruling Jones v. Maver Co.. 392 U.S. 490 (1968), and Runvon v. McCrary. 427 U.S. 160 (1976). First, respondent fails to deal with Justice Harlan's conclusion in his Jones dissent that the 1866 Civil Rights Act was i n t e n d e d to e x t e n d to private discrimination that is "customary" or in accord with "public sentiment." This conclusion is compelled by the language of the Act and by legislative history indicating that it was intended to cover such private discrimination as employers who refused to pay black workers. However, Justice Harlan's intermediate p o s i t i o n on coverage of private discrimination would lead the courts into 2 a quagmire of legal and factual questions concerning the meaning of custom and its proof in individual cases. Second, respondent's arguments concerning the legislative history of the 1870 Voting Rights Act and the 1874 Revised Statutes are premised on the notion that §§ 1981 and 1982 are different in scope. Respondent thus asks the Court to rule that Jones was correctly decided, but to hold that § 1981, unlike § 1982, does not reach private discrimination. This unlikely incongruity between the scope of §§ 1981 and 1982 would produce strange results and extensive litigation over whether specific transactions can be characterized as "property," rather than "contract." As we show below, the actions of Congress in 1866, 1870 and 1874 do not support this interpretation of the scope 3 of § 1981. To the contrary, the legislative history strongly supports the conclusion that both §§ 1981 and 1982 p r o h i b i t p u r e l y pri va te racial discrimination, as well as state- sponsored discrimination. Furthermore, the unworkability of respondent's position, as well as traditional concepts of congressional ratification and stare decisis, mandate reaffirmation of Jones and Runvon. I. RESPONDENT'S PROPOSED INTERPRETATION OF SECTION 1981 IS NEITHER WORKABLE NOR CONSISTENT WITH THE LEGISLATIVE HISTORY OF THE 1866 CIVIL RIGHTS ACT In our opening brief we showed that in 1866 the central problem faced by freedmen was that, although legally able to make contracts, they were prevented by various forms of private discrimination and abuse from making, and enforcing, employment contracts on equitable terms. The income and working conditions of the 4 freedmen, as Congress was well aware, were in many instances almost as bad as they had been under slavery.1 Respondent does not seriously dispute our description of the plight of blacks in the south after the end of the Civil War, but argues that Congress made a deliberate decision not to protect the freedmen from much of the mistreatment to which they were then subj ect. Although contemporary Fourteenth 1 Respondent asserts that there is only a single "fleeting reference to the Grant Report." Resp. Rearg. Br. 88. In fact, the Grant Report was read in full on the floor of the Senate, Cong. Globe, 39th Cong., 1st Sess. 78, cited in the debates in both Houses, id. at 79, 97, 109-11, 1834, 1839, and reprinted in large quantities by order of Congress, id. at 59-60, 67, 129, 136, 160, 265, 422. The Howard Report was also printed by Congress for public distribution. Id. at 138. The hearings of the Joint Committee played a pivotal role in the debates on whether to override President Johnson's veto. Id. at 1799, 1808, 1827, 1833-35. The Schurz Report played a critical role in the evolution of Congressional reconstruction policy. See Appendix A. 5 Amendment jurisprudence distinguishes between private and governmental conduct, that was not a distinction of importance to either the supporters or the opponents of the 1866 Civil Rights Act. The Thirteenth Amendment, approved by Congress less than a year earlier, and the constitutional basis for § 1, "extends beyond state action." United States v. Kozminski. 101 L.Ed.2d 788, 804 (1988). Having already taken, by constitutional amendment, the far more drastic step of stripping the former slave owners of their property rights in the slaves, it is unlikely Congress would have balked at the relatively modest additional step of forbidding those slave owners to treat freedmen in a discriminatory manner. Even the critics of the 1866 Act expressed no opposition as such to legislation regulating private conduct; 6 on the contrary, they repeatedly insisted that they would support such legislation if only the range of abuses it prohibited were narrower.^ An implied distinction between private and public conduct cannot be inferred from the fact that § 1 of the 1866 Act was later reenacted under the authority of the Fourteenth Amendment. As it demonstrated in adopting the 1875 public accommodations law,3 Congress in Cong. Globe 39th Cong., 1st Sess. 595-97 (Sen. Davis), 601 (Sen. Guthrie), 1156-57 (Rep. Thornton), 1805 (Sen. Doolittle). A m i c i s u g g e s t that the enactment of this measure shows that Congress believed that discrimination in public accommodations was legal prior to 1875. The debates on the 1875 legislation, however, reveal that many s u p p o r t e r s b e l i e v e d t ha t such discrimination was already illegal, and favored the 1875 Act either to remove any doubts about that issue, or to provide an additional remedy, particularly the provision for $500 liquidated damages in § 2, 18 Stat. 336. See Cong. Globe, 42nd (continued...) 7 the Reconstruction era believed that it had authority under the Fourteenth Amendment to regulate private conduct, a view that was ultimately accepted by this Court. Compare United States v. Guest. 383 U.S. 745 (1966), with The Civil Right?; Cases. 109 U.S. 3 (1883). Respondent suggests that the highest p r i o r i t y of R e c o n s t r u c t i o n era Republicans was not protecting the freedmen, but safeguarding the states against the federal government, bringing about the prompt readmission of the former rebel states, and assuring that employer-employee and other contractual relations were not interfered with by statute. Resp. Rearg. Br. 48-51. The political philosophy which respondent 3 3 (...continued) Cong., 2d Sess. 3192 (1872) (Sen. Sherman); 43rd Cong., 1st Sess. 341 (1873)(Rep. Butler); id. at 410 (1874)(Rep. Elliott). 8 describes, however, is not that of the congressional Republicans, but of President Andrew Johnson, and it is the philosophy which prompted Johnson to veto the 1866 Civil Rights Act. A. RESPONDENT'S INTERPRETATION OF SECTION 1981 IS NOT WORKABLE The t h r e s h o l d p r o b l e m with respondent's analysis is that it does not yield a clear and workable construction of § 1981. Justice Harlan, in his dissenting opinion in Jones, did not assert that § 1 of the 1866 Civil Rights Act applies only to state sponsored discrimination, but repeatedly insisted that § 1 extends as well to actions taken by n o n - o f f i c i a l s in line with discriminatory customs/ Justice Harlan 4 4 Justice Harlan's recognition of this application of § 1 was compelled by the terms of § 2, which imposed criminal penalties for violations of § 1 which occurred "under color of any law,(continued...) 9 urged, for example, that a refusal to pay black workers would be a "custom" within the meaning of § 1, as would an agreement among employers not to hire a former slave without the permission of former master.^ Discrimination in public accommodations, Harlan suggested, would also be prohibited by the law if it were a customary 4 4 (...continued) statute, ordinance, regulation or custom," 14 Stat. 27 (emphasis added). Jones v. Mayer Co.. 392 U.S. 409, 454-55 (1968) (dissenting opinion). In § 2, unlike provisions of other civil rights legislation of this era, the word "custom" was not modified by the phrase "of any State." Compare 16 Stat. 140; 17 Stat 13. 392 U.S. at 462 ("there was a strong 'custom' of refusing to pay slaves for work done"), 470-71 ("the references to white men's refusals to pay freedmen and their agreements not to hire freedmen without their 'masters' consent are by no means contrary to a 'state action' view of the civil rights bill, since the bill expressly forbade action pursuant to 'custom' and both of these practices reflected 'customs' from the time of slavery") . 10 practice.® Indeed, on Justice Harlan's view any d iscriminatory practice reflecting a "prevailing public sentiment" would be unlawful.* * 7 Although Justice Harlan characterized his interpretation of the 1866 Act as involving a requirement of "state action," he carefully put those two words in quotation marks throughout his opinion, recognizing that he was using the phrase in an unusual and s p e c i a l i z e d m a n n e r . 8 Respondent 392 U.S. at 464 (Senator Davis' assertion that § 1 covered discrimination in accommodations in ships, hotels, railroad cars and churches was correct, and thus elicited no reply, because he d e s c r i b e d t h e s e p r a c t i c e s as "'discriminations ... made by ... custom' . . . and . . . tied these effects of the bill to its 'customs' provision"). 392 U.S. at 463; see also id. at 462 n.28 (private abuses proscribed by the bill "to the extent that the described discrimination was the product of custom"). 392 U.S. at 457, 458, 459, 462, Similarly, Justice Harlan (continued...) 4 7 3 . 11 apparently embraces Justice Harlan's intermediate view of § l.8 9 While § 1, as Justice Harlan acknowledged, reaches beyond state action in the constitutional sense, Justice Harlan's attempt to draw a line short of what he described as "purely private" conduct is unworkable. Justice Harlan's opinion offers three quite distinct definitions of a § 1 custom: practices that existed "from the time of slavery," 392 U.S. at 471, practices "pursuant to 'a prevailing public sentiment,'" 392 U.S. at 463, and practices "which were legitimated by a state or community sanction sufficiently powerful to deserve the name custom." 392 U.S. at 457. Justice Harlan 8 (...continued) consistently described conduct outside the scope of § 1, not simply as private, but as "purely private." id. at 461, 463, 465, 473. 9 Resp. Rearg. Br. 86, 67, 81, 111. 12 saw no need to explicate what such definitions might mean in operation, noting only that the plaintiff in Jones had made no allegation of any such custom. 392 U.S. at 476 n.65. But in practice the implementation of Justice Harlan's proposed construction would be plagued by intractable disputes. Virtually any case brought under § 1981 or § 1982 would raise legal and factual issues regarding how w i d e s p r e a d the alleged type of discrimination was within the defendant entity, or the local community, and how closely it resembled abuses in the ante bellum south. -*-0 However difficult these issues would 10 10 For example, given numerous recent findings of race-based employment discrimination in North Carolina, e .g .. Bazemore v. Friday. 478 U.S. 385 (1986), petitioner in the instant case would have a s t r o n g a r g u m e n t t h a t s u c h discrimination is customary in that State. 13 be today, there can be no doubt that, even on Justice Harlan's view, the allegations of the instant complaint would have stated a cause of action had the complaint been filed in 1867 rather than in 1984. The abuses alleged in petitioner's complaint were widespread a century ago, and resembled the abuses inflicted on slaves prior to the Civil War. McLean Credit Union, had it existed in 1867, could not have treated petitioner in the discriminatory manner she now alleges to have occurred. It seems unlikely that Congress intended that an employer might at a later date be permitted to engage in such abuses solely because some other employers in North Carolina have ceased to do so, or because the discriminatory practices once su pp o rt e d by " prevailing public sentiment" in that State might have 14 become less socially acceptable. B . THE ACTUAL TERMS OF THE BLACK CODES UNDERMINE RESPONDENT'S INTERPRETATION OF SECTION 1981 The linchpin of respondent's construction of § 1 of the 1866 Civil Rights Act is its contention that the exclusive purpose of that provision was to nullify discriminatory provisions of the post-civil War Black Codes. In fact, however, there were no post-civil War laws in the south which deprived freedmen of the legal capacity to contract. A review of the actual provisions of the Black Codes not only undermines respondent's interpretation of § 1 , but explains the seemingly contradictory tenor of congressional statements. Some problems, such as testimony by black witnesses in cases in which all parties were white, were indeed the subject of widespread discriminatory 15 legislation, and in those instances Congress may have been primarily concerned with nullifying such laws.11 In other areas, particularly the right to make contracts and to own property, the Black Codes generally guaranteed blacks the same legal capacity as whites; here the concerns of Congress necessarily lay elsewhere, with the systematic private abuses described in our earlier brief. The seemingly inconsistent legislative explanations of the purpose of § 1 stem, at least in part, from the fact that 11 See A p p e n d i x B. Amic us Washington Legal Foundations urges that Congress intended to solve the widespread private mistreatment of blacks by nullifying state laws which prohibited testimony by the black victims of such abuses, asserting that "crimes of violence against ... freedmen went unpunished since blacks could not testify in a court of law." Brief Amicus Curiae of Washington Legal Foundation, at 16. In fact, however, there were by 1866 no such statutory prohibitions in any of the southern states. 16 different provisions of § 1 addressed distinct types of problems. It is particularly clear that the provisions of § 1 with regard to owning and leasing property cannot be explained as a measure enacted to overcome discriminatory legislation. In the government's brief in Jones . the Solicitor General correctly observed that none of the Black Codes prohibited the ownership of real property by blacks: [H]owever discriminatory they were, it does not appear that any of the Black Codes denied the capacity of the Negro to acquire and hold property, real or personal. On the contrary, one standard history, summarizing these laws, observes that they "conferred upon the freedmen fairly extensive privileges [and] gave them the essential rights of citizens to contract, sue and be sued, own and inherit property...." Morrison and Commager, The Growth of the American Republic (1950).... [T]he real problem for the Congress in 1866 was not to nullify local statutes which wholly disabled the Negro with respect to property, or even to clarify his status on this 17 score.12 Five of the Black Codes contained express guarantees of the right of blacks to own, hold or inherit property; the Georgia statute provided, for example, that "persons of color shall have the right ... to purchase, lease, sell, hold and convey, real, and personal property."13 Among the state laws adopted in this era only a statute enacted by Mississippi in November of 1865, and not emulated by any other State, placed restrictions on the ability of blacks to lease property.14 12 Brief for the United States as Amicus Curiae 30-31, Jones v. Mayer Co. , 392 U.S. 490 (1968) (emphasis in original). 12 Georgia Laws 1866, p. 239. See also Arkansas Laws 1866-67, p. 99; Florida Const'n. 1865, art. xvi; Florida Laws 1864-65, p. 145; South Carolina Laws 1864-65, p. 271; Texas Const'n. 1866, art. 27; Texas Laws 1866, p. 27. 14 Mississippi Laws 1865, p. 82 et seq. Legal prohibitions against the (continued...) 18 Restrictions on the ownership of personal property by freedmen were equally uncommon. Six states adopted express guarantees of the right of blacks to own such property.14 15 As the United States also observed in its brief in Jones. none of the Black Codes contained prohibitions forbidding blacks to make or enforce contracts. On the contrary, the general purpose of 14(...continued) actual ownership of land by freedmen were apparently limited to identically worded ordinances adopted by two Louisiana parishes in July, 1865. W. Fleming, Documentary History of Reconstruction 279 (1906); West Virginia University, Laws Relating to Freedmen 31 (1904). 15 In addition to the authorities cited in note 13, supra. see Mississippi Laws 1865, p. 82. The only exceptions were in South Carolina, which forbade blacks from owning either distilleries or certain types of firearms, and two other states which required blacks, but not whites, to obtain a license in order to possess a lethal weapon. Florida Laws 1864-65, p. 25; Mississippi Laws 1865, p. 82 et seq.; South Carolina Laws 1864-65. 19 southern laws of this era was to encourage blacks to sign contracts, especially labor contracts. a South Carolina statute adopted in December 1865 provided in part The s ta tutes and regulations c o n c e r n i n g s l a v e s are n ow inapplicable to persons of color; ... such persons shall have the right ... to make contracts, to enjoy the fruits of their labor; to sue and be sued....16 Four other states followed South Carolina in enacting express guarantees of the right to make and enforce contracts.17 Although a freedman generally might not be able to testify in a civil suit between two whites, he was expressly guaranteed the right to testify in any contract case in which he was a party.1® ■LC> South Carolina Laws 1864-65, p.271. 17 Arkansas Laws 1866-67, p. 99; Georgia Laws 1865-66, p. 239; Tennessee Laws 1865-66, p. 65; Texas Const'n. 1866, art. 27; Texas Laws 1866, p. 27. 18 See Appendix B. 20 Although there were a few racially explicit post-Civil War southern laws which affected the contracts of freedmen, it is unlikely that these were the sole problem at which the contract provision of § 1 was directed. First, it is clear that the property provisions of § 1 apply to purely private conduct, as recognized by the dissenting opinion in Runyon. It is unlikely that Congress would have intended, in 1866, 1870 or 1874, to limit the contract provision in § 1 to state action. Placing in the contract provision a state action requirement absent from the property provisions would lead to strange and often unworkable distinctions between contracts for the sale or lease of property and other forms of contract. Private contracts with tenant farmers would be covered by § 1, but private contracts with farm laborers would not. 21 Private school admissions would be subject to § 1 if students stayed in leased dormitory rooms, but not if they went home at night. It would be illegal for a white blacksmith to refuse on racial grounds to sell a horseshoe to a former slave, but the blacksmith could refuse to nail the shoe to the hoof of the freedmen's horse. Second, among the eleven former confederate states, only South Carolina adopted legislation limiting the ability of blacks to engage in a trade19 or regulating the conditions of black employment.20 It would be surprising indeed if Congress, although aware of the dreadful conditions under which millions of freedmen worked all across the south, 19 South Carolina Laws 1864-65, 274, 299. 20 Id. at 295-97. 22 had decided to address that problem only in South Carolina, and to leave untouched identical working conditions in the ten other former rebel states. II. THE 1870 VOTING RIGHTS ACT CONFIRMS THAT CONGRESS UNDERSTOOD SECTIONS 16 and 18 OF THAT ACT, LIKE SECTION 1 OF THE 18 66 ACT, TO APPLY TO PRIVATE CONDUCT________________________________ Although we believe the scope of § 16 of the 1870 Voting Rights Act is not dispositive here, a close reading of the language and legislative history makes clear that Congress understood § 16 to cover private acts of discrimination. A review of the 1870 Act as a whole reveals that the Forty-first Congress carefully considered which provisions would and would not deal with state laws or activities, and that when Congress had in mind state action it said so expressly. Of the twenty-three sections in that Act, seven expressly refer to state action. 23 Sections 2 and 3, for example, concern actions "under the authority of the constitution or laws of any State, or the laws of any Territory," and § 22 deals with certain acts "required ... by any law of the United States, or of any State or Territory thereof."21 Section 16 of the Act, from which § 1981 derives in part, actually contained two sentences, the second of which was expressly limited to discriminatory state action: All persons within the jurisdiction of the United States shall have the same right in every State and Territory in the United States to make and enforce contracts.... No tax or charge shall be imposed or enforced by any State upon any person immigrating thereto from a foreign country which is not equally imposed and enforced upon every person immigrating to such State from 16 16 Stat. 140, 146. See also 16 Stat. 140-44, § 1 ("any constitution, law, custom, usage or regulation of any State or Territory"), §§ 16, 17 (referring both to acts "under color of custom," and to acts "under law, statute, ordinance, [or] regulation"). 24 any other foreign country; and any law of any State in conflict with this provision is hereby declared null and void.22 The overall structure of the 1870 Act reveals a carefully crafted congressional scheme in which some provisions apply only to state action, some apply only to state or federal action, and some apply without limitation to all persons, public and private.23 The absence of any express state action requirement in the first sentence of § 16 reflects a considered decision to give to that provision a broader reach then the seven provisions which do contain such 16 Stat. 144 (emphasis added). 23 Supporters of the 1870 Act insisted that under § 2 of the Fifteenth Amendment Congress could prohibit private as well as government actions interfering with the right of blacks to vote. Cong. Globe, 41st Cong., 2d Sess. 3671 (1870)(Sen. Morton). 25 restrictions.24 Respondent correctly notes that the particular impetus behind the adoption of § 16 was concern with mistreatment of Chinese immigrants, particularly in California. The tax provision of § 16 was a direct reaction to California statutes imposing special taxes on Chinese immigrants.25 On the other hand, the language in § 16 extending portions of the 1866 Act to aliens, particularly the application to them of "the same right ... to make contracts ... as is enjoyed by white citizens," was not a reaction to any discriminatory state action. When the In addition, § 17 of the 1870 Act, like § 2 of the 1866 Act, imposes criminal sanctions both on government officials and on private parties acting pursuant to custom. 25 See McClain, The Chinese Struggle for Civil Rights in Nineteenth Century America: The First Phase. 1850- 1870. 72 Cal. L. Rev. 529 (1984). 26 1870 Act was adopted no California law limited the right of the Chinese to make contracts, and we have been unable to unearth any suggestion that state or local officials did so.26 Private discrimination against Chinese workers, on the other hand, was rampant. Many private employers refused to hire Chinese immigrants. The ability of the Chinese to find work was further curtailed by organized boycotts of Chinese-made goods, and of employers who hired Chinese employees. These boycotts were so successful that west coast manufacturers placed on boxes of their goods labels assuring customers that the contents "are 26 The plaintiff in Yick Wo v. Hopkins. 118 U.S. 356 (1886), although operating his laundry since 1862, had encountered no problems with local authorities until 1885. 118 U.S.at 358. 27 made by WHITE MEN."2 ̂ "Successful labor agitation . . . resulted in the firing of Chinese workers in nearly every urban industry in which they had thrived....* 28 Read against this background, Senator Stewart's explanation of § 16 clearly e n c o m p a s s e s p r i v at e as well as governmental abuses: We are inviting to our shores, or allowing them to come Asiatics. We have got a treaty allowing them to come.... We have pledged the honor of the nation that they may come and shall be protected. For twenty years every obligation of humanity, of justice, and of common decency toward those people has been violated by a certain class of men— bad men I know; but they are violated in California and on the Pacific coast. While they are here I say it is our duty to protect them. I have incorporated that * A. Saxton, The Indispensable Enemy 74 (1971) (emphasis in original label) . 28 C. Wollenberg, ed., Ethnic Conflict in California, 96 (1970). We set forth in Appendix C historical materials dealing with the treatment of Chinese immigrants in this era. 28 provision in this bill ... so that we shall have the whole subject before us in one discussion. It is as solemn a duty as can be devolved upon this Congress to see that those people are protected, ... to see that they have the equal protection of the laws, notwithstanding that they are aliens. They, or any other aliens, who may come here are entitled to that protection. If the State courts do not give them the equal protection of the law, if public sentiment is so inhuman as to rob them of their ordinary civil rights, I say I would be less than a man if I did not insist, and I do here insist that that provision shall go on this bill.... Cong. Globe, 41st Cong. 2d Sess. 3658 (1870). Senator Stewart clearly c o n t e m p l a t e d p r o t e c t i n g Chinese immigrants, not only from state officials, but from the whole class of "bad men" who had so long been mistreating them, to deal not merely with abuses occurring under color of law, but with "the whole subject. a 29 measure Although § 16 was referred to as to assure "equal protection of (continued...) 29 III. THE 1874 REVISED STATUTES DID NOT REDUCE THE SUBSTANTIVE PROTECTIONS OF THE 1866 CIVIL RIGHTS ACT_________ Respondent's argument with regard to the 1874 Revised Statutes differs from that o r i g in a l l y advanced by the dissenting opinion in Runyon. The Runvon dissent insisted that the actual intent of Congress in enacting the codification that includes § 1977 (42 U.S.C. § 1981) was "beside the point," 427 U.S. at 207- 08, because the meaning of that provision was controlled by "the Revisers' unambiguous note before" "Congress when § 29 29 (...continued) the law," Senator Stewart repeatedly used this phrase to refer to the protection afforded by § 16 itself, not simply as a reference to the failure of state laws to treat blacks, whites, and asians in a non-discriminatory manner. Cong. Globe, 41st Cong., 2d Sess. 3658, 3807, 3808. "Equal protection" was also widely understood in the nineteenth century to refer to the duty of states to protect their residents from abuses by other private citizens. J. tenBroek, Equal Justice Under Law (1951). 30 1977 was passed" in 1874. 427 U.S. at 205. R e s p o n d e n t now c o r r e c t l y acknowledges that the "note" referred to was not written until 1875. Resp. Rearg. Br. 39. Respondent insists, however, that the legislative history of the 1874 Revised Statutes demonstrates that Congress specifically intended to repeal the protections against discrimination in contracts afforded by § 1 of the 1866 Act (re-enacted as § 18 of the 1870 Voting Rights Act) , and to codify in § 1977 only § 16 of the Voting Rights Act. Respondent's contention faces three insurmountable obstacles. First, the Court has repeatedly insisted that Congress will not be deemed to have repealed prior legislation by mere implication; an intent to repeal will be found only where Congress has expressed it in a clear affirmative manner. E.q. . 31 Ruckleshaus v. Monsanto Co.. 467 U.S. 986, 1017 (1984). Second, as we noted at length in our previous brief, Congress was repeatedly and expressly reassured that the 1874 Revised Statutes in general, and the civil rights provisions in particular, were not altering the substantive law as it existed prior to 1874. Pet. Rearg. Br. 10-13. Third, although the wording of § 1977 is the same as that of § 16 of the 1870 Act, the language of § 1977 regarding the right to contract is also identical to this provision of § 1 of the 1866 Act. Congress, having codified in 1874 a guarantee of the right to contract identical to the guarantee in § 1 of the 1866 Act, and the sponsors of the legislation having insisted that the codification entailed no substantive changes in the law, the 1874 Revised 32 Statutes, like the codification at issue in United States v. Kozminski. "most assuredly was not intended to work a radical change in the law." 101 L.Ed.2d 788, 807 (1988); cf. District of Columbia v . Thompson Co.. 346 U.S. 100, 110-18 (1953).30 -3U The side notes described by respondent as "the Secretary of State's addition of marginal notations," Resp. Rearg. Br. 37, were not written by the Secretary, but by a private publisher, see 18 Stat. 113, and are thus no more authoritative than a West Publications headnote. The passage in Abbott's National Digest on which respondent relies was not printed until 1884, a decade after the passage of the Revised Code. Abbott's own draft of the revision was rejected by Congress precisely because Abbott and the other commissioners had attempted to make substantive changes in the law. Pet. Rearg. Br. 8-9. Durant's heading for § 1977, "Equal Rights Under The Law," is at best ambiguous, for it could of course refer to the fact that the section was a federal law guaranteeing equal rights. 33 IV. THE DOCTRINES OF CONGRESSIONAL RATIFICATION AND STARE DECISIS COMPEL REAFFIRMATION OF THE DECISIONS IN RUNYON AND JONES______________________ A. RESPONDENT WOULD NULLIFY STARE DECISIS We demonstrated in our previous brief that reaffirmation of Runvon and Jones is required by the established principles of stare decisis: these decisions have benefited, not harmed, the law and society, have not proved unworkable,31 have not been effectively overruled by later decisions, and cannot be dismissed as clearly or egregiously ill-reasoned or researched. Respondent does not dispute these specific contentions about the nature and impact of 31 It is the overruling of Runvon or Jones that would produce unworkable and illogical results, as discussed in Points I and II above. 34 Jones and Runyon.32 Respondent offers, instead, a quasi-constitutional argument against the doctrine of statutory stare decisis itself. In respondent's view, when a prior statutory decision is challenged, the only question that the Court should consider is whether or not it now agrees with that earlier opinion. The Court must on this view overrule any "erroneous decision," because a failure to do so "would be tantamount to legislation by the judicial branch, in violation of separation of powers." Resp. Rearg. Br. 95. Under respondent's rule, every Respondent points out that the Court has overruled precedents in the past. However, as shown in Appendix C to our opening brief and confirmed by recent scholarly analysis, see W. Eskridge, Jr., Overruling Statutory Precedents. 76 Geo. L. J. 1361, 1369, 1388, 1409 (1988), these d e c i s i o n s were based on special justifications, not simply a conclusion that the precedent was wrongly decided. 35 mistaken construction of a federal law w o u l d be an i n v a s i o n of the constitutional prerogatives of Congress; the sole responsibility of the Court would be to consider de novo whether its prior decisions were correct. A new interpretation of the law would have to be issued whenever a majority of the Court believed that it had detected an error. Limiting stare decisis in the way suggested by respondent would, of course, completely nullify the doctrine of stare decisis in the statutory context; after all, no one has suggested that the Court should overrule correctly decided statutory precedents. Contrary to respondent's novel separation of powers theory, the Court has long held that the doctrine of stare decisis has strongest force in the area of statutoryin the area 36 construction. The rule advocated by respondent necessarily would require an extensive, periodic "reconsideration" process, imposing massive costs on the Court and l it ig an ts . If the Court were systematically to revisit close questions of statutory construction — a task which in respondent's view is essential to assure fidelity to the separation of powers — it would be able to produce little else.33 The circumstances of this case illustrate the magnitude of the change in stare d ecisis law sugg es te d by respondent. Although noting decisions suggesting that stare decisis might not 33 Most questions resolved by the Court are close, as shown by the large number of dissenting opinions. In the 1986 Term, almost 75% of the cases decided with full opinions included a dissent. Supreme Court 1986 Term, The Statistics, 101 Harv. L. Rev. 362, 364 (1987). 37 save a prior decision whose erroneous nature was particularly "blatant" or "beyond doubt," Resp. Rearg. Br. 101-02, respondent does not suggest that Jones. Runyon and their progeny meet that standard. To the contrary, Justice Harlan's dissenting opinion in Jones stopped short of asserting that the majority was wrong, stating only that "a contrary conclusion may equally well be drawn." 392 U.S. at 454 (Harlan, J. , joined by White, J. , dissenting).34 If, on balance, Justice Harlan felt that Jones was mistaken, he regarded the matter as presenting the sort of close case to which stare decisis should be applied. See Monroe v. Pape. 365 U.S. 167, 192 34 Justice Harlan also concluded that the Court's construction "at least is open to serious doubt," 392 U.S. at 450, and that "there is an inherent ambiguity in the term 'right' as used in § 1982," id. at 452-53. -I* 38 (1961) (Harlan, J., concurring and dissenting) (stare decisis applicable unless error in prior decision "appears beyond doubt"). B. CONGRESS APPROVED JONES AND RUNYON Respondent argues that the extensive legislative history indicating Congress' explicit approval of Jones and its progeny is irrelevant and that no conclusion can be drawn from Congress' failure to overturn these cases. However, this is not a case of unexplained Congressional f a i l u r e to o v e r t u r n a C o u r t interpretation. Without repeating the extensive legislative history, two points are worth noting. First, Congress in 1972 was not silent; rather the proponents of Title VII explained in detail why the § 1981 remedy should be retained and the subsequent vote can only be interpreted as agreement with those explanations. 39 Second, this is not a case of Congressional inaction. In passing the Civil Rights Attorney's Fees Act of 1976, Congress in effect amended § 1981 itself. The Fees Act lists §§ 1981 and 1982 by name.* 35 * The result is the same as if the fees provision had been placed directly into §§ 1981 and 1982. This type of explicit Congressional action. taken after the Jones. Runyon and McDonald35 had been decided and with knowledge of those decisions, is entitled to great weight. C. CONGRESS AND NOT THE COURT IS C O M P E T E N T TO ADDRESS THE INTERACTION OF TITLE VII AND § 1981 Respondent and several amici urge that Congress erred when it decided not to make Title VII the exclusive remedy 35 See 42 U.S.C. § 1988 (1982). 35McDonald v. Santa Re Trail Transp. Co., 427 U.S. 273 (1976)(cited with approval in H.R. Rep. No. 1558, 94th Cong., 2d Sess. 4 (1976)). 40 for e m p l o y m e n t d i s c r i m i n a t i o n . Respondent asserts that opposition to the 1971 Hruska amendment was based on a "gross misapprehension," Resp. Rearg. Br. 122 n. 99, and amicus Washington Legal Foundation complains that the amendment was defeated because of an "erroneous statement"37 on the floor of the Senate. Amicus EEAC characterizes the d e b a t e s in 1972 as "fairly perfunctory."38 The EEAC also makes a number of specific factual assertions about the manner in which § 1981 and Title VII have interrelated over the last twenty years, including allegations that § 1981 has generally "drive[n] the use of Title VII 37 B r i e f A m i c u s Curiae of Washington Legal Foundation at 27. 38 Brief Amicus Curiae of Equal Employment Advisory Council at 18; see also id. at 16 (no "reasoned policy decision"). 41 ' out of currency'" and that complainants "often" use the greater remedies available under § 1981 "to extract from defendants settlements that bear little relationship to the degree of damages suffered." EEAC Br. at 7, 11.39 These arguments have nothing to do with Runvon. which involved private school a d m i s s i o n s and not e m p l o y m e n t discrimination. And, as we noted in our The E E A C makes further inconsistent factual assertions: that complainants do not file Title VII claims or charges at all, relying instead solely on § 1981, EEAC Br. 7, 22; that complainants do file Title VII charges, but then file premature § 1981 claims in federal court, thus impeding EEOC's investigatory and conciliation function, id.. at 19-23? that complainants have "common[ly]" filed Title VII charges and deliberately postponed filing a § 1981 claim until the EEOC has finished its work, thus unfairly obtaining the information unearthed by the EEOC investigation, id. at 12-13; and that § 1981 is of no importance to complainants because Title VII by itself "insur[es] that the private claimant will receive the most complete relief possible," .id. at 24 . 42 earlier brief, there are a large number of cases such as Runyon. which, because of their subject matter, could not have been brought under other federal laws. Pet. Rearg. Br. 109-112. Title VII itself applies only to employers with 15 or more employees, thus excluding some 10 million workers and 86 percent of all employers. Apparently the arguments concerning Title VII are directed toward obtaining the partial repeal of § 1981 that Congress refused to enact in 1972. Such arguments are properly addressed to Congress, not this Court. Moreover, the hypothetical problems asserted by the EEAC were explicitly raised and addressed by Congress when it amended Title VII in 1972. For example, Congress knew that an employee could "completely bypass both the T. Eisenberg & S. Schwab, The Importance of Section 1981. 73 Cornell L. Rev. 596, 602 (1988) . 43 EEOC and the NLRB and file a complaint in Federal court" under § 1981. 118 Cong. Rec. 3173 (1972). In addition, the EEAC offers no authority for its assertions regarding what actually has occurred over the years since Jones. A significant body of evidence indicates that these assertions are incorrect. One recent study disclosed that virtually all § 1981 employment complaints also alleged a cause of action under Title VII, indicating that most plaintiffs are not using § 1981 to bypass Title VII.41 The existence of serious problems with the effectiveness of the EEOC investigation and conciliation 41 Eisenberg & Schwab, 73 Cornell L. Rev. at 603. This study also showed that § 1981 plaintiffs are successful about as often as Title VII plaintiffs and that the rate of monetary settlements are lower than in Title VII cases, id. at 600, thus casting doubt on the assertion that plaintiffs have been able to extract unfair or unreasonable settlements. 44 process also undermines the argument that Congress intended to force § 1981 plaintiffs into this overburdened system.42 A recent report indicates that the EEOC found reasonable cause to believe that discrimination occurred in only 3% of the charges it processed in 1986. Office of Program Operations, EEOC, Annual Report F.Y. 1986. While receiving 68,822 charges in FY 1986, the EEOC filed only 526 cases in federal court, of which 99 were subpoena enforcement. Id. at 16, 17. A 1987 Government Accounting Office investigation of the Birmingham office of the EEOC showed that 29% of the charges received inadequate investigation and that none of these charges was decided in favor of the charging party. EEOC Birmingham Office Closed Discrimination Charges Without Full Investigation. GAO Report, July, 1987. See also Staff of the House Comm. on Educ. & Labor, 99th Cong., 2d Sess., Investigation of Civil Rights Enforcement By the Equal Employment Opportunity Commission (Comm. Print 1986) , at VII ("greater emphasis on the rapid closure of cases at the expense of quality investigations"). 45 CONCLUSION For the reasons stated, the Court should reaffirm the holdinq in Runvon. Respectfully submitted, JULIUS LeVONNE CHAMBERS CHARLES STEPHEN RALSTON* RONALD L. ELLIS ERIC SCHNAPPER 99 Hudson Street 16th Floor New York, New York 10013 (212) 219-1900 PENDA D. HAIR Suite 301 1275 K. Street, N.W. Washington, D.C. 20005 (202) 682-1300 HAROLD L. KENNEDY, III HARVEY L. KENNEDY Kennedy, Kennedy, Kennedy and Kennedy 701 First Union Building Winston-Salem, N.C. 27101 (919) 724-9207 Attorneys for Petitioner ♦Counsel of Record S 33 IGN 3 d d V Appendix A J. James, The Framing of the Fourteenth Amendment (1956) ___________(Pp . 52-53 )_______ "By the time that Congress adjourned for the Christmas holidays, people were reading [the Schurz Report] in their newspapers. This long analysis and supporting documents had been sent to Congress along with the short Grant report in response to Sumner's resolution formally asking for it. Radicals had no intention of running the risk that such an important propaganda document might be buried in executive files. "As was expected, the document created much excitement.... [T]he Chicago Tribune's characterization of the Schurz report as the 'ablest, most 2a thorough and exhaustive study yet made' is representative of the Radical position .... [T]he document was published in full in many newspapers, thus reaching and influencing many voters the country over. Copies were printed and circulated by authority of Congress and added to the mass effect of the Schurz document. According to its author, the President came to consider sending him South his greatest mistake up to late January." 3a Appendix B Black Code Provisions Regarding _____ Testimony By Freedmen_____ Ten of the former confederate states adopted laws expressly permitting blacks to testify in any case in which a black had an interest. Alabama Laws 1866, p. 98 (black can testify if black a party or crime victim); Arkansas Laws 1866-67, p. 98 (no limitations on testimony by blacks); Florida Const'n. 1865, art. xvi, sec. 2; Florida Laws 1865-66, pp. 35-36, 145 (black can testify if black a party or crime victim); Georgia Laws 1865-66, pp. 239-40 (black can testify if black a party or crime victim); Mississippi Laws 1865, p. 82 et seq. (black can testify in open court if black a party or crime victim); North Carolina Laws 1865, p. 102 (black can testify if black a party or 4a crime victim; not in other cases except with consent of the parties); South Carolina Laws 1864-65, p. 286 (black can testify in any civil or criminal cases "which affects the person or property" of a black); Tennessee Laws 1865-66, p. 24 (no limitations on testimony by blacks) ; Texas Const'n, 1866, Art. viii, sec. 2, Tex. Laws 1866, p. 27 (blacks shall not be prohibited from testifying, on account of race, in any civil or criminal case "involving the right of, injury to, or crime against" a black); Laws of Virginia 1865-66, p. 89 (black can testify in any case in which a black is a party or a crime victim, or allegedly committed a crime in conjunction with a white). 5a Appendix C Sources Regarding Treatment Of Chinese in the West P. Chiu, Chinese Labor in California, 1850-1880, An Economic Study, 12-19 (Chinese workers expelled from mining camps at behest of white miners), 63 (different pay scales for Chinese and white laborers), 87 (systematic replace ment of Chinese agricultural workers with whites), 91-92 (labor opposition to employment of Chinese in woolen mills, leading to "[m]ajor reductions" in Chinese employment in the industry), 92 (different pay scales for Chinese and w h i t e w o r k e r s ) , 95 ( c l o t h i n g manufacturers opposed to hiring Chinese out of fear they would use their skills, once learned, to start their own businesses), 106 (shoe manufacturers opposed for a similar reason to hiring 6a Chinese) , 115 (different pay scales for whites and Chinese in shoe industry), 126 (labor union successful campaign to remove Chinese workers from the cigar manufacturing industry), 129-38 (economic views of unions and others opposed to the employment of Chinese workers)(1967). I. Cross, A History of the Labor Movement in California 78-80 (boycotts of employers hiring Chinese; 1859 resolution of California People's Protective Union pledged "That every member of the People's Protective Union will hereafter wherever he finds Chinese employed, refuse to patronize such employers; and further that the People's Protective Union recommends every friend of White labor throughout the State to pursue a similar course") (1935). S. Lyman, Chinese Americans 59-61 (expulsion of Chinese from mining 7a camps) (1974) . A. Rolle, California: A History 288 (mines refused to hire Chinese) (4th ed. 1963) . A. Saxton, The Indispensible Enemy, Labor and the Anti-Chinese Movement in California 3 (expulsion of Chinese from mining camps), 57 (same), 72-79 (general history of "anti-coolie clubs" in California; successful primary boycotts of Chinese made goods, secondary boycotts of merchants selling such goods; consequent introduction of product labels stating goods were "made by WHITE MEN") (1971) . C. Wollenberg, ed., Ethnic Conflict in California History 72-74 (Chinese workers excluded from mining camps), 94- 95 (attacks on Chinese workers in California and Nevada), 96 ("Even though much of California's anti-Chinese 8a l e g i s l a t i o n w a s d e c l a r e d unconstitutional, its intent was realized by successful labor agitation which resulted in the firing of Chinese workers in nearly every urban industry in which they had thrived ...") (1970). Daily Alta (San Francisco), February 13, 1867 (white rioters attacked officials of a contractor because it hired Chinese workers). Daily Alta, February 14, 1867 (riot of previous day condemned as violation "the spirit of [the] treaty" with China). Daily Alta, February 20, 1867 (plans for a general strike in San Francisco "for ... the driving out of employment of all the Chinese in the city"). Daily Alta, February 21, 1867 (meeting of laborers and others resolved "That we will not patronize any merchant, manufacturer, contractor, capitalist, 9a lawyer, doctor, brewer, or any person who in anywise employ Chinese labor."). Daily Alta, February 22, 1867, p.l, col. 1 (the "anti-Chinese labor movement" criticized for refusing to patronize the Chinese "washerman, . . . house servant, ... gardener, ... vine dresser, ... cigar maker ... and dirt shoveller [sic]"). Daily Alta, March 10, 1867 (At m e e t i n g of District Anti-Coolie Association "[a] pledge was read to the effect that those present would not buy any goods manufactured by Chinamen"). Sacramento Daily Union, September 18, 1869, p.l, col.6 (describing opposi tion among working men in Nevada to employment of Chinese).