Guy v. Robbins & Myers, Inc. Petition for a Writ of Certiorari to the US Court of Appeals for the Sixth Circuit
Public Court Documents
January 1, 1975
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Brief Collection, LDF Court Filings. Guy v. Robbins & Myers, Inc. Petition for a Writ of Certiorari to the US Court of Appeals for the Sixth Circuit, 1975. a6558908-b59a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/430a81a0-6dd3-4dd9-a9e0-e7b110cad61a/guy-v-robbins-myers-inc-petition-for-a-writ-of-certiorari-to-the-us-court-of-appeals-for-the-sixth-circuit. Accessed December 06, 2025.
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I k t h e
irem? (Emtrt ut tip? Htutpfc 0tatiw
October Term, 1975
No. 75-.......
D ortha A l len Guy ,
Petitioner,
—v_
R obbins & M yers, I no .
PETII ION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
J ack Greekberg
E ric S ch n a pper
B arry L. G oldstein
10 Columbus Circle
New York, New York 10019
A. C. W harton
Memphis and Shelby
County Legal Services
Association
46 North Third Street
Memphis, Tennessee 38103
Of Counsel:
A lbert J . R osenthal
435 West 116th Street
New York, N. Y. 10025
TABLE OF CONTENTS
Table of Authorities ...................................................... i
Opinions Below ........................... 1
Jurisdiction .................................... 2
Question Presented ........................................... 2
Statutory Provisions Involved ..... 2
Statement of the Case ........................................... 4
Reasons for Granting the W rit.................. 7
I. The Decision Below Is in Conflict With the Deci
sions of Other Courts of Appeals on the Same
Matters ........................................... 8
II. The Case Presents an Important Question of Fed
eral Law Which Should Be Settled by This Court 12
Conclusion...................................... 17
Appendix—•
Opinion of the District Court, June 12,1974 .......... la
Opinion of the District Court, June 19, 1974 .......... 6a
Opinion of the Court of Appeals, October 24,1975 .. 11a
Order ............................................................ 23a
Table of Authorities
Cases:
Albemarle Paper Co. v. Moody, 422 U.S. 405 (1975) .... 14
Alexander v. Gardner-Denver Co., 415 U.S. 36 (1974)
5, 8,16-17
PAGE
11
Bradley v. School Board of the City of Richmond, 416
U.S. 696 (1974) .......... ............. ........... .................. ....11,16
Brown v. General Services Administration, No. 74-768
cert, granted, 421 U.S. 987 (1975) ............................ 7,18
Culpepper v. Reynolds Metals Company, 421 F.2d 888
(5th Cir. 1970) ............ ................ ' ............... .............. 8, 9
Davis v. Valley Distributing Co., 522 F.2d 827 (9th
Cir. 1975) ....................................... ................ .......... 11,12
Griggs v. Duke Power Co., 401 U.S. 424 (1971) .......... 14
Hutchings v. United States Industries, Inc., 428 F.2d
303 (5th Cir. 1970) .............................. ............ ......... 8,17
Johnson v. Railway Express Agency, Inc., 421 U.S.
454 (1975) ........... ........................... ................ ....... ...16,17
Laffey v. Northwest Airlines, Inc., 321 F. Supp. 1041
(D. D.C. 1971) ........... ............ ......................... ........... 13
Love v. Pullman Corp., 404 U.S. 522 (1972) .......... 9,11,15
Malone v. North American Rockwell Corporation, 457
F.2d 799 (9th Cir. 1972) ........... ...... ......................... 8, 9
McDonald v. Santa Fe Transportation Company, No.
75-260 cert, granted 46 L.Ed.2d 248 (Nov. 3, 1975) ..7,18
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973) 5
Moore v. Sunbeam Corp., 459 F.2d 811 (7th Cir. 1972) 9
Phillips v. Columbia Gas of West Virginia, Inc., 347
F. Supp. 533 (S.D. W.Va. 1972), aff’d 474 F.2d 1342
(4th Cir. 1972) ........................................................... 9
Place v. Weinberger, No. 74-116, cert, denied, 419 U.S.
1040 (1974), Petition for Rehearing pending ...........7,18
PAGE
Ill
Reeb v. Economic Opportunity Atlanta, Inc., 516 F.2d
PAGE
924 (5th Cir. 1975) ...................................................... 9
Sanchez v. Trans World Airlines, Inc., 499 F.2d 1107
(10th Cir. 1974) ......................................................... 8
Thorpe v. Housing Authority of the City of Durham,
393 U.S. 268 (1969) .................. ................................ 16
Statutes:
28 U.S.C. § 1254(1) ........... ........................... ...... ........... 2
29 U.S.C. § 206(d)(1) .................................................... 13
42 U.S.C. § 1981 ................ ................................. .......4, 5,17
42 U.S.C. §§ 2000(e) et seq (Title VII, Civil Rights
Act of 1964) ............................................................Passim
42 U.S.C. § 2000e-5(d) .................................................. 2
42 U.S.C. § 2000(e)-5(e) .............................................. 3,10
42 U.S.C. §2000e-5(f) ..... 13
Section 14 of the Equal Employment Opportunity Act
of 1972, 86 Stat. 103 ...............................................3, 4,11
Other Authorities:
118 Cong. Rec. 7167 (March 8, 1972) ............................ 15
H.R. Rep. No. 92-238, 92d Cong., 1st Sess. 3 (1971) ...... 11
S.Rep. No. 92-415, 92d Cong., 1st Sess. 6 (1971) .......... 11
EEOC Decision No. 70-675, March 31, 1970, CCH
EEOC Dec. TT 6142 (1973), CCH Empl. Prac. Rep.
If 2325.123 .................................................................... 14
EEOC Decision No. 71-687, Dec. 16, 1970, CCH EEOC
Dec. 11 6186 (1973), CCH Empl. Prac. Rep. 1f 2325.302 14
I n t h e
8>npxmw Court of tip HUnxtxb B M xb
October Term, 1975
No. 75-.......
D ortha A l len Gu y ,
—v.—
R obbins & M yers, I n c .
Petitioner,
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
The petitioner respectfully prays that a writ of certiorari
issue to review the judgment and opinion of the United
States Court of Appeals for the Sixth Circuit entered in
this proceeding on October 24,1975, rehearing and rehearing
en banc having been denied December 9, 1975.
Opinions Below
The decision of the United States Court of Appeals for
the Sixth Circuit and the order denying the petitions for
rehearing and rehearing en banc of the petitioners herein,
reported at 525 F.2d 124, are reprinted infra at 11a and
23a.1 The memorandum opinion and order of the United
States District Court for the Western District of Tennessee
dismissing plaintiff’s action and its order adhering thereto
on reconsideration, reported at 8 E.P.D. TTTT 9573 and 9574,
are reprinted infra at la and 6a, respectively.
1 This form of citation is to pages of the Appendix.
2
Jurisdiction
The judgment and opinion of the Court of Appeals was
entered on October 24, 1975. The petitioner’s petition for
rehearing and rehearing en banc were denied on December
9, 1975. Jurisdiction of this Court is invoked pursuant to
28 U.S.C. §1254(1).
Question Presented
Petitioner’s employer discharged her on October 25, 1971.
On October 27, 1971, a union grievance was filed on her
behalf, which was denied on November 18, 1971. February
10, 1972, 108 days after her discharge, but only 84 days
from denial of her grievance, petitioner filed a Title VII
charge with the Equal Employment Opportunity Commis
sion alleging racial discrimination.
Did the Court of Appeals err in dismissing this Title VII
action on the ground that the charge which petitioner filed
with the EEOC was untimely?
Statutory Provisions Involved
Section 706(d) of the Civil Rights Act of 1964, 78 Stat.
241, 260, 42 U.S.C. §2000e-5(d) (1970), before its amend
ment in 1972, read as follows:
(d) A charge under subsection (a) shall be filed
within ninety days after the alleged unlawful employ
ment practice occurred, except that in the case of an
unlawful employment practice with respect to which
the person aggrieved has followed the procedure set
out in subsection (b), such charge shall be filed by the
person aggrieved within two hundred and ten days
3
after the alleged unlawful employment practice oc
curred, or within thirty days after receiving notice
that the State or local agency has terminated the pro
ceedings under the State or local law, whichever is
earlier, and a copy of such charge shall be filed by the
Commission with the State or local agency.
The same provision, as amended by Section 4(a) of the
Equal Employment Opportunity Act of 1972, 86 Stat. 103,
105, and renumbered Section 706(e), 42 TJ.S.C. § 2000e-5(e)
(Supp. II 1972), reads as follows:
“(e) A charge under this section shall be filed within
one hundred and eighty days after the alleged unlaw
ful employment practice occurred and notice of the
charge (including the date, place and circumstances
of the alleged unlawful employment practice) shall be
served upon the person against whom such charge is
made within ten days thereafter, except that in a case
of an unlawful employment practice with respect to
which the person aggrieved has initially instituted pro
ceedings with in State or local agency with authority
to grant or seek relief from such practice or to insti
tute criminal proceedings with respect thereto upon
receiving notice thereof, such charge shall be filed by
or on behalf of the person aggrieved within three hun
dred days after the alleged unlawful employment prac
tice occurred, or within thirty days after receiving
notice that the State or local agency has terminated
the proceedings under the State or local law, which
ever is earlier, and a copy of such charge shall be filed
by the Commission with the State or local agency.”
Section 14 of the Equal. Employment Opportunity Act
of 1972, 86 Stat. 103, 113, reads- as follows:
4
The amendments made by this Act to section 706 of
the Civil Bights Act of 1964 shall be applicable with
respect to charges pending with the Commission on
the date of enactment of this Act [March 24, 1972] and
all charges filed thereafter.
Statement o f the Case
The petitioner, Dortha Allen Guy, brought this action
under Title VII of the Civil Rights Act of 1964, as amended
by the Equal Employment Opportunity Act of 1972, 42
U.S.C. § 2000e et seq., and the Civil Eights Act of 1866,
42 U.S.C. § 1981. Mrs. Guy’s complaint, brought against
her former employer, respondent Robbins & Myers, Inc.
(the Company), and her labor union, Local 790 of the In
ternational Union of Electrical, Machine and Radio Work
ers (the Union), alleged that the Company had discrim
inated against her because of her race (black), both in dis
charging her and in failing to reinstate her, and that the
Union had not fairly represented her in grievance pro
ceedings.
Mrs. Guy was discharged from her employment on Oc
tober 25, 1971. Two days later, on October 27, 1971, she
caused a grievance to be filed on her behalf,3 pursuant
to the provisions of the collective bargaining agreement
between the Company and the Union. The grievance stated:
“Protest unfair action of company for discharge. Ask that
she be reinstated with compensation for lost time.” It
was unsuccessfully carried through the third step of the 2
2 Plaintiff wa's absent from work from October 24, 1971 until
October 29, 1971, and thus was not present on the day of her dis
charge. One of her co-workers filed the grievance on her behalf.
When plaintiff returned to work on October 29, 1971, she imme
diately began personally processing the grievance through the'
various steps of the grievance-arbitration process.
5
grievance process, where it was denied in writing by the
Company’s Personnel Director on November 18, 1971. The
denial simply stated that the appellant had been right
fully discharged. Plaintiff did not press this grievance
beyond the third step, and the Union accordingly did not
take appellant’s claim to arbitration.3
On February 10, 1972, 108 days after her discharge but
only 84 days following the denial of her grievance, Mrs.
Guy filed a charge with EEOC, alleging racial discrimina
tion in her discharge. EEOC accepted and processed her
charge, and informed her on November 20, 1973 that it had
found no reasonable cause to believe that her discharge
was racially motivated4 and giving her formal notice of
her rights to sue under Title VII. She then instituted an
action against the Company and the Union in the United
States District Court for the Western District of Ten
nessee.
However, by Order of June 12, 1974, the District Court
granted the Company’s motion to dismiss5 6 plaintiff’s Title
VII allegations on the ground that plaintiff had not filed
her charge of discrimination within the 90-day period pre
3 The four Steps provided for in the Collective Bargaining Agree
ment (Article XVIII-Grievance Procedure) follow lines that are
fairly common in such agreements. Step 1 provides for proceed
ings between the employee and his foreman, Step 2 between the
Chief Steward and the General Foreman, Step 3 between the
Union Officers and representatives of Management, and Step 4
for arbitration.
4 A finding of no reasonable cause is not a bar to a Title VII
action. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 798
(1973) ; Alexander v. Gardner-Denver Co., 415 U.S. 36, 48, n. 8
(1974) .
6 The district court had earlier dismissed the case, insofar as it
was grounded on 42 U.S.C. § 1981, because of the applicable Ten
nessee statute of limitation.
6
scribed by Section 706(d) of the Civil Rights Act of 1964
before its amendment in 1972. The Court further held
that the 90-day period had not been tolled during the
processing of her grievance (la-5a). On June 19, 1974, the
District Court refused to modify its prior holdings (6a-lQa).
Subsequently, the defendant Union was realigned as a
party plaintiff, Mrs. Guy and the Union filed timely No
tices of Appeal to the United States Court of Appeals
for the Sixth Circuit, and EEOC appeared in support of
their appeal as amicus curiae.
The Court of Appeals affirmed the dismissal of the
complaint on October 24, 1975, by a 2-1 vote (lla-22a)
and denied petitioner’s petition for rehearing and rehear
ing en banc on December 9, 1975 (23a).
The Court of Appeals (1) held that Mrs. Guy by filing
her Union grievance did not toll the running of the Title VII
statute of limitations for filing a charge with the EEOC;
(2) implicitly held that the statute of limitations for filing
a charge with the EEOC began to run on the day that peti
tioner was initially dismissed, even though the company’s
decision did not become final until the completion of the
grievance process; and (3) held the 1972 amendments to
Title VII, insofar as they extended the period for filing
EEOC charges from 90 to 180 days, should not be applied
to cases which arise before the amendment but which were
still pending on the effective date of those amendments.
7
Reasons for Granting the Writ
The question presented raises three important issues
concerning the implementation of Title YII by the courts
and by the EEOC. The Sixth Circuit’s decision regarding
each of these issues is in conflict with the decisions of
other courts of appeals. All three of the issues in con
flict are now directly before the Court in McDonald v. Santa
Fe Transportation Company, No. 75-260, cert, granted,
46 L.Ed 2d 248 (Nov. 3, 1976).6 The issue in conflict con
cerning the application of the 1972 amendments to litiga
tion pending as of the effective date of those amendments
is before this Court in a closely analogous form in Brown v.
General Services Administration, No. 74-768, cert, granted,
421 U.S. 987 (1975) and Place v. Weinberger, No. 74-116,
cert, denied, 419 U.S. 1040 (1974), Petition for Rehear
ing pending.7
6 In order to reach the question presented in McDonald, whether
a white employee may raise a claim of race discrimination under
Title YII, it must be determined that the statutory period for
filing a charge with the EEOC was tolled pending grievance pro
ceeding's and that the 1972 amendment to Title VII extended the
period of time within which to file a charge with the EEOC from
90 to 180 days to all pending litigation. See Brief Amicus Curiae
of the NAACP Legal Defense and Educational Fund, Inc., at p. 2.
If the Court determines either that the statute of limitation is
tolled during the processing of a grievance or that the 180 day
provision applies to pending charges, then the Guy decision must
be reversed.
7 Both Brown and Place present the question, inter alia, whether
the 1972 amendments to Title YII, insofar as they create new
remedies for federal employees, should be applied to cases still
pending on the date when the amendments become effective.
8
I.
The Decision Below Is in Conflict With the Decisions
of Other Courts of Appeals on the Same Matters.
A.
The Sixth Circuit’s holding that the filing of a union
grievance does not toll the running of the time period
for filing a Title YII charge conflicts with decision of
three other circuits.8 The Fifth,9 Ninth10 11 and Tenth Cir
cuits11 have all held that the time within which an ag
grieved person might file Title VII charges with EEOC
8 In this case the Sixth Circuit held “ [i] t would therefore ap
pear to us to be utterly incongruous for us to hold that a federal
statute which contains jurisdictional prerequisites for the exer
cise of its remedies is tolled by the mere filing of a grievance
under a collective bargaining agreement”. 17a and 525 F. 2d at
128.
9 “We, therefore, hold that the statute of limitations . . . is
tolled once an employee invokes his contractual grievance rem
edies in a constructive effort to seek a private settlement of his
complaint.” (footnote omitted) Culpepper v. Reynolds Metals Com
pany, 421 F.2d 888, 891 (5th Cir. 1970) ; see also IlutcMngs V.
United States Industries, Inc., 428 F.2d 303, 312 (5th Cir. 1970).
10 “Since Title VII seeks to utilize private settlement as an ef
fective deterrent to employment discrimination, we hold that the
210-day statute of limitations is tolled while an employee in good
faith pursues his contractual grievance remedies in a constructive
effort to obtain a private settlement”. Malone v. North American
Rockwell Corporation, 475 F.2d 799, 781 (9th Cir. 1972).
11 Sanchez v. Trans World Airlines, Inc., 499 F.2d 1107, 1108
(10th Cir. 1974). In Sanchez, which was decided after Alexander
v. Gardner-Denver Corp., 415 U.S. 36 (1974), the Tenth Circuit
argues that the tolling rule was “in tune with the construction
given by the Supreme Court and other federal courts to this kind
of provision,” , id. The Tenth ■ Circuit’s interpretation of the ap
plicable Supreme Court decisions contradicts the interpretation of
the Sixth Circuit, 17a and 525 F.2d at 128. - - ■
9
was tolled for the preiod during which contractual griev
ance proceedings were being pursued.12
B.
There is an additional, related, but slightly different,
conflict between the court below and the Seventh Circuit.
The Sixth Circuit implicitly held that the period of lim
itations commences from the date of the discharge, rather
than the date on which grievance proceedings ended and
the company’s decision to fire Mrs. Guy became final. In
Moore v. Sunbeam Corp., 459 F.2d 811 (7th Cir. 1972),
the court took the opposite approach, and computed the
statutory period within which charges might be filed with
EEOC from the date on which grievance proceedings con
cluded.13 Id. at 826-27 and n. 40.
12 The court below characterizes the 90-day limitation period on
filing of charges with EEOC as an integral part of the right created
by Title VII rather than as a statute of limitations subject, to such
equitable considerations as tolling in appropriate situations. This
interpretation is inherently in conflict with the decisions of the
Fifth, Ninth and Tenth Circuits cited above, as well as with the
Seventh Circuit case of Moore v. Sunbeam Corp., 459 F.2d 811
(1972), referred to below. This characterization was also specifi
cally considered and rejected in Beeb v. Economic Opportunity
Atlanta, Inc., 516 F.2d 924, 929 (1975), and seems totally incon
sistent with the decision of this Court in Love v. Pullman Co.,
404 U.S. 522 (1972).
13 Although perhaps technically not a holding of the court, since
the computation led to the conclusion that despite the extension
of the period during which he might have filed, the plaintiff was
nevertheless too late, the opinion clearly established the law of
the Seventh Circuit on the subject.
See also Phillips v. Columbia Gas of West Virginia, Inc., 347
F. Supp. 533, 538 (S.D. W. Va. 1972), affirmed w.o. op., 474
F.2d 1342 (4th Cir. 1972), treating the statutory time as starting
to run upon the conclusion of the grievance proceedings, but dis
missing the charge on other grounds. The analysis adopted in
Moore v. Sunbeam Corp., supra, had also been advanced in Cul
pepper v. Reynolds Metals Co., supra, but not passed upon in that
case because the decision that the limitation had been tolled made
it unnecessary to do so. 421 F.2d at 893, n. 5. See also, Malone
v. North American Rockwell Corp., supra, 457 F.2d at 781, n. 2.
10
The approach of the Seventh Circuit in Moore is in turn
in conflict with the decisions of the Fifth, Ninth and Tenth
Circuits. Under the tolling approach of the Fifth, Ninth
and Tenth Circuits the statute would have been tolled dur
ing the 22 days of Mrs. Guy’s grievance proceedings, from
October 27 through November 18, 1971. Since Mrs. Guy
filed her charge on the 108th day after her discharge, her
charge under this approach would have been construed as
being filed on the 86th day and therefore timely. If the
Seventh Circuit approach had been applied, the statute
would have started running on November 18,1971 (the date
of the final resolution of the grievance). The filing by
Mrs. Guy of an EEOC charge on February 10, 1972, 84
days later, would have again been held timely. Thus, if
the Sixth Circuit had followed either of the alternatives
adopted by the other circuits, Mrs. Guy’s complaint would
not have been dismissed. However, the conflict between
the approaches of the Seventh Circuit and that of the Fifth,
Ninth and Tenth Circuits, may sometimes cause a different
result. For example, if Mrs. Guy had filed her charge on
February 15, 1972 (rather than February 10, 1972), the
charge would have been construed as being filed on the
89th day pursuant to the approach of the Seventh Circuit
and thereby timely; however, pursuant to the approach of
the Fifth, Ninth and Tenth Circuits the charge would have
been construed as being filed on the 91st day and thereby
untimely.
C.
The court of appeals also refuses to apply to this case
the 1972 amendments to Title VII, even though this case
was still pending on the date when the amendments became
effective (17a, 525 F. 2d at 128). The 1972 amendment ex
tended the period in which an EEOC charge must be filed
from 90 to 180 days, 42 U.S.C. 2000e-5(e). As Judge Ed
11
wards noted in Ms dissent (19a-20a), this decision is
squarely, in conflict with the decision of the Ninth Circuit
in Davis v. Valley Distributing Go., 522 F, 2d 827 (1975),
which held that the 180-day rule must be applied to such
pending cases. The decision in the instant ease, is clearly
inconsistent with the rule reaffirmed by this Court in Brad
ley v. School Board of the City of Richmond, 416, IT.8. 696,
711 (1974), “that a court is to apply the law in effect at
the time it renders its decision, unless there doing so would
result in manifest injustice or there is statutory direction
or legislative history to the contrary.” 14
The decision in this case as to the applicability of the
1972 amendments to pending charges is also inconsistent
with Love v. Pullman Co., 404 U.S. 522 (1972), where this
Court refused to apply technicalities, such as a formal
istic double filing of charges of discrimination, to the pro
cedures which are undertaken by laymen under Title VII.15
14 Here the statute specifically mandates the application of the
amendments to pending charges, Section 14 of the Equal Employ
ment Opportunity Act of 1972; 86 Stat. 103, 113.
The question of the applicability of the 1972 amendments to
previously filed charges is independently important, in the light
of the huge number of charges that were being filed every year
with EEOC, and the large backlog of charges on which EEOC
had not completed processing and which were still pending at the
time of the enactment of the amendments. See H.R. Rep. No.
92-238, 92d Cong., 1st Sess. 3 (1971); S. Rep. No. 92-415, 92d
Cong., 1st Sess. 6 (1971).
15 Gf. Love v. Pullman Co., 404 U.S. 522 (1972), in which a
charge had been filed prematurely with EEOC before submission
to a state anti-discrimination agency, contrary to the statutory
requirement that where there was such a state agency charges were
to be filed with EEOC only after the expiration of certain time
period's following filing with the state agency. After completion
of the state proceedings, EEOC assumed jurisdiction over the
charge without requiring a second filing, and this Court upheld its
practice. The Court stated:
. . > To require a second “filing” by the aggrieved party after
termination of state proceedings would serve no purpose other
12
In both the instant case and the Davis case, the plaintiffs
were discharged more than 90 but less than 180 days before
they filed charges with EEOC. In both cases, charges were
filed before March 24, 1972, the effective date of the 1972
amendments to Section 706 of the 1964 Act (the section
including the time requirements for filing of charges with
EEOC). In both cases the discharge had occurred less
than 180 days before March 24, 1972; therefore in both
cases, if the plaintiffs had engaged in the ridiculously
superfluous act of re-filing with EEOC on or shortly after
March 24, 1972, their position would have been immune
to challenge. The Ninth Circuit, in the Davis case, refused
to stultify the law by holding that an aggrieved party would
forfeit his claim by failing to file a second, redundant
charge.16 The Sixth Circuit, in the instant case, held the
opposite way.
II.
The Case Presents an Im portant Q uestion o f Federal
Law W hich Should Be Settled by This Court.
This case involves important and frequently recurring
questions arising out of the interrelationship between the
Congressional policies forbidding employment discrimina
tion and those encouraging utilization of grievance-arbitra
tion procedures.
than the creation of an additional procedural technicality,
such technicalities are particularly inappropriate in a statu
tory scheme in which laymen, unassisted by trained lawyers,
initiate the process. (404 U.S. at 526-27)
16 We should point out that Davis might be distinguished on
the ground that there was a technical new “filing” by EEOC it
self of plaintiff’s late charge following remand from a state agency,
just before March 24, 1972. But this scarcely weakens the main
thrust of the Davis holding, that the retroactive provision in the
1972 amendments was intended to apply, inter alia, to previously
filed charges, thus modifying the time within which those charges
had to be filed with EEOC.
13
The conflict among the circuits is an irresistible invita
tion to forum-shopping. The venue provision of Title YII
provides that a suit may be filed in several alternative
jurisdictions.17 Until this Court acts, Title VII plaintiffs
will, or will not, lose their Title VII rights depending not
only on the happenstance of the state in which they work,
but also depending on the resourcefulness of their lawyer
to select the jurisdiction with the “proper” tolling deci
sions.18 Because many major employers and unions oper
ate nationwide, venue often exists in several different cir
cuits.19
This conflict poses serious administrative problems for
the EEOC. The EEOC must apply different rules as to
whether a charge should be deemed timely and accepted
according to the circuit involved. Where, as is common,
venue would lie in several different circuits with different
rules, the EEOC will have to resolve complex problems of
conflict of laws. EEOC has heretofore repeatedly held that
the statutory limitations on the time within which charges
17 The plaintiff may bring his Title YII action in the district
where the unlawful act is alleged to have been committed, where
plaintiff would have worked but for the alleged practice or where
employment records pertaining to the unlawful practice are main
tained and administered, or if the putative employer or union is
not found within any such district, a Title VII action may be
brought within the judicial district in which he has his principal
office, 42 U.S.C. §2000e-5(f).
18 Of course, counsel may devise many theories for selecting the
jurisdiction in which there is an “appropriate” rule on “tolling.”
Cf. Laffey v. Northwest Airlines, Inc., 321 F. Supp. 1041 (D.
D.C. 1971). (Because the plaintiff joined a cause of action under
Title VII with a cause of action under the Equal Pay Act of 1963,
29 U.S.C. §§206 (d) (1), et seq., the district court held that the
general venue provision for federal courts applied.)
19 Often, as is the case for a plaintiff like Mrs. Guy who lives in
Memphis, it is convenient to bring an action in a number of cir
cuits. I t is only a short drive from Memphis to either the Eighth
or the Fifth Circuits.
14
might be filed with it were tolled during the prosecution
of grievance proceedings, and that where the timeliness
of the charges depended upon such tolling EEOC had
authority to process them and, if conciliation was not
achieved, to authorize the charging parties to commence
suit in district court pursuant to Title VII.20 EEOC in
terpretations of Title VII are, of course, entitled to great
deference. Griggs v. Duke Power C o 401 U.S. 424, 433-34
(1971); Albermarle Paper Co. v. Moody, 422 U.S. 405, 431
(1975). If the court does not resolve the conflicts between
the circuits, the EEOC will be confronted with the bureau
cratic tangle of processing charges of discrimination ac
cording to the state in which they arise.21
The other circuits have permitted tolling of the period
for filing of charges with EEOC while grievance proceed
ings were being pursued, in order to protect against in
advertent loss of Title VII rights by employees following
the common-sense approach of seeking first to resolve
their disputes through the machinery established by the
collective bargaining agreements. The decision of the court
20 While EEOC has not published formal regulations on the
subject, it has announced its interpretation in EEOC Decision No.
70-675, March 31, 1970, CCH EEOC Dec. -fl 6142 (1973), CCH
Empl Prac. Rep. ff 2325.123, and EEOC Decision No. 71-687, Dec.
16, 1970, CCH EEOC Dec. If 6186 (1973), CCH Empl. Prac. Rep.
^ 2325.302. Moreover, it has consistently both accepted and pro
cessed claims its jurisdiction over which has depended upon such
tolling, and has issued right-to-sue letters upon failure of concilia
tion in such cases—as it did, for example, in the instant case. Fi
nally, EEOC has reiterated its interpretation of the statute in its
amicus curiae briefs filed in support of petitioner’s appeal and
petition for rehearing in the court below.
21 Federal officials in the Atlanta regional office of EEOC which
is responsible for processing charges of discrimination arising in
states covered by both the Fifth and Sixth Circuits would _bê con
fronted with accepting and processing charges filed by Mississip-
pians which on the same facts they would reject as untimely filed
if filed by Tennesseeans.
15
below now casts serious doubt as to whether such employ
ees are in fact protected. Unless that doubt is resolved,
civil rights organizations, labor unions, and EEOC, will
have the practically impossible task : to , try to keep em
ployees informed of the danger that if they do not go
through the motions of filing a charge with EEOC while
pursuing their grievance remedies they may lose their
right to sue under Title VII. The difficulty of the task is
compounded by the fact that the message concerning-the
application of a federal statute will be different if the
member of the union or civil rights organization works in,
for example, Mississippi, Tennessee or Illinois.. ;
Procedures of the type involved in this case are common
in collective bargaining agreements involving millions of
workers. Complaining employees are seldom represented
by attorneys at the grievance stage, nor are many of them
knowledgeable as to legal matters. See Love v. Pullman
Co., 404 U.S. 522, 527 (1972). As set forth above, there
has been a steady stream; of reported Cases involving the
principal question raised here—whether pursuit of the
grievance procedures does or does not toll the statute of
limitations for filing charges with the EEOC. In almost
all of thes cases the courts have held that the limitations
are tolled. Congress, in enacting the 1972 amendments to
Title VII, was apparently concerned over the problem of
potential forfeiture of Title VII claims by uninformed
employees allowing the filing period to expire, and indi
cated its approval of the. prevailing tendency of the courts
to ameliorate.. some of the harsher applications of the
limitation.22 , . ,, .
The rule adopted by the Sixth Circuit in this'case is
contrary to public-policy- in that it requires .’the filing of
an administrative , charge! before , it is even, clear if there
22118 Cong. Rec. 7167 (March 8, 1972.).
16
is an act which “aggrieves” the individual, and, if there
is such an act, then before the final scope of that act has
been defined. In a plant which is subject to union griev
ance proceedings, any decision by the employer is tenta
tive until those proceedings have been completed. Until
that time the aggrieved employee does not know what ac
tion, if any, the employer will actually take. The instant
decision requires an employee to file a charge with EEOC
before he or she knows for sure what discriminatory con
duct the employer will undertake or whether he will de
cide to persist in such conduct at all. That rule makes no
more sense than requiring an employee, aggrieved by the
decision of his or her foreman, to file a charge with EEOC
before appealing that decision to higher management.
The courts of appeals holding23 that the amendment to
Title VII passed in 1972 which extended the period for
filing a charge with the EEOC from 90 to 180 days does
not apply to pending charges and litigation is contrary
to the principle “that a court is to apply the law in ef
fect at the time it renders its decision.” Bradley v. Rich
mond School Board, 416 U.8. 696, 711 (1974); Thorpe v.
Housing Authority of the City of Durham, 393 U.S. 268
(1969); see also supra at 11.
The court of appeals ruling that the filing of a union
grievance did not toll the running of the Title VII statute
of limitation for filing an EEOC charge was based on a
misinterpretation of Alexander v. Gardner-Denver Co., 415
U.S. 36 (1974) and Johnson v. Railway Express Agency,
Inc., 421 U.S. 454 (1975). Alexander holds that grievance-
arbitration procedures and Title VII actions are inde
pendent in the sense' that utilization of the former 'is
not an election of remedies barring employment of the
latter. The Court, however, makes clear that “Title VII
: 2317a and 525 F.2d at 123. Ut U vl - v : '
17
was designed to supplement, rather than supplant, exist
ing laws and institutions relating to employment discrim
ination.” 415 U.S. at 48-49. And its conclusion “that
the federal policy favoring arbitration of labor disputes
and the federal policy against discriminatory employment
practices can best be accommodated by permitting an em
ployee to pursue fully both his remedy under the griev
ance-arbitration clause of a collective-bargaining agree
ment and his cause of action under Title VII” (415 U.S.
at 59-60) argues against, rather than for, the decision
of the court below that the employee’s pursuit of the
grievance-arbitration procedure should be allowed to re
sult in the inadvertent loss of his rights under Title VII.24
Johnson v. Railway Express Agency, is not applicable to
the issue presented. In ruling that the processing of
Title VII charges does not toll the statute of limitations
for 42 U.S.C. § 1981, Johnson holds only that under
§ 1981 the state statute of limitations that is borrowed
is applied in its entirety, including the presence or ab
sence of the possibility of tolling as part of the state’s
statutory scheme. (421 U.S. at 463-64). It has no bearing
upon the question of Congressional intention with regard
to the propriety of tolling of limitation periods provided
in a federal statute.
CONCLUSION
For these reasons, a writ of certiorari should be issued
to review the judgment and opinion of the United States
Court of Appeals for. the Sixth Circuit.
24 At the very least, Alexander v. Gardner-Denver Co., does not
foreclose the issue adversely to petitioner’s claim. Compare Hutch
ings v. United States Industries, Inc., 428 F.2d 303 (5th Cir.
1970), squarely holding both that institution of grievance-arbitra
tion proceedings tolled the statute of limitations for filing charges
with EEOC and that ah adverse decision in arbitration, did not pre
clude a cause of action under Title Vll.
. Alternatively, ; this petition for a writ of certiorari
should be held pending- the. resolution of McDonald v.
Santa Fe Transportation Company, Brown v. General.
Services Administration, and Place v. Weinberger If
the Court determines that the processing of a union griev
ance tolls the running of the Title. VII statute of limita
tions or that the Title VII statute of limitations period
does not run until after the completion of the grievance
process {McDonald), or that the 1972 amendments to
Title VII should be applied to pending cases {McDonald,
Brown or Place), the Court, should grant the writ of
certiorari, vacate, the. decision of the Sixth Circuit and
remand with, appropriate instructions.
Respectfully submitted,
J ack Greenberg
E ric S ch n a pper
. B arry L. G oldstein
...... 10 Columbus Circle
New York, New York 10019
A. C. W harton
Memphis and Shelby
County Legal Services
Association :
46 North Third Street
Memphis, Tennessee 38103
Of Counsel: ..............
A lbert J . R osenthal
435 West 116th Street : '
New York, N. Y. 10025 ~
: 25 As: set forth above; McDonald v. Santa Fe Transportation Qo.f
raises all three of the issues in conflict presented by this petition;
Brown and Place raise a closely analogous issue concerning the ap
plication of the 1972 amendments to Title. V II to charges' and liti
gation pending as of thereifectiye’ date- of : the .• amendiients,., se'g
supra at 7.
A P P E N D I X
l a
I n t h e
UNITED STATES DISTRICT COURT
F ob t h e W estebn D istbict of T en n essee
W esteen D ivision
No. C-74-165
O p in io n o f t h e D is t r ic t C o u r t , J u n e 1 2 , 1 9 7 4
D oktha A llen Gu y ,
Plaintiff,
vs.
R obbins & M yebs, I n c . (H tjntee F an D iv isio n ), et al,
Defendants.
M emobandum Op in io n and Obdeb
Defendant has renewed its motion to dismiss plaintiff’s
suit because of her failure to comply with 42 U.S.C. §2000e-
5(d) requiring the filing of a charge with Equal Employ
ment Opportunity Commission within 90 days after the
alleged unlawful employment practice occurred.1 The rele
vant times and acts that took place in this case all occurred
prior to March 24, 1972. The amendment extending the
time for filing 42 U.S.C. §2000e-5(e) was prospective in
its application. From the pleadings and memorandum filed
on plaintiff’s behalf, it is clear that she was to report back
1 This provision in the 1964 Civil Rights Act dealing with em
ployment discrimination was amended March 24, 1972, by the 1972
Civil Rights Act. (42 U.S.C. §2000e-5(e)).
2a
to work on October 24, 1971, when ber sick leave expired.
On October 29, 1971, when she returned to work, she found
that she had been terminated on October 25, 1971, as hav
ing voluntarily quit, a status she contested by filing a union
grievance on October 27, 1971. She filed a charge against
her employer with E.E.O.C. on February 10, 1972, assert
ing that the Company’s action was unfair. (She did not
describe it as discriminatory).
“It is true that the statute requires the person aggrieved
to file a written charge within 90 days; it says so clearly
and the courts so hold.” Fore v. Southern Bell Tel. Co.,
293 F.Supp. 587, 588 (W.B. N.C. 1968). See also McCarty
v. Boeing Co., 321 F.Supp. 260 (W.D. Wash. 1970); Younger
v. Glamorgan Pipe Co., 310 F.Supp. 195 (W.D. Ya. 1969);
Gordon v. Baker Prot. Services, 358 F.Supp. 867 (N.D. 111.
1973); and Heard v. Mueller Co., 464 F.2d 190 (6th Cir.
1972).
“It may be conceded that a typical lay-off, without more,
is not a continuing event, but is a completed act at the
time it occurs, so that a charge alleging a discriminatory
lay-off must ordinarily be filed within 90 days thereafter.”
Sciaraffa v. Oxford Paper Co., 310 F.Supp. 891 (D. Me.
1970). From the complaint itself the alleged discriminatory
discharge and refusal to reinstate took ifiace in October,
1971, more than 90 days prior to the charge with the
E.E.O.C. on February 10, 1972. Unless the act complained
about were continuous in its nature, re-occurred after
October, 1971, or unless the period were somehow tolled,
plaintiff is barred because of her failure to comply with
statutory jurisdictional requisites. Choate v. Caterpillar
Tractor, 402 F.2d 357 (7th Cir. 1968); Mickel v. S. C. State
Emp. Service, 377 F.2d 239 (4th Cir. 1967); Sanches v.
Standard Brands, 431 F.2d 455 (5th Cir. 1970).
Opinion of the District Court, June 12, 1974
3a
Senator Everett Dirksen on June 5, 1964, in explana
tion of changes made by the Senate in the House bill,
with particular reference to Section 706(d):
‘New Subsection (d) requires that a charge must
be filed with the Commission, within 90 days after the
alleged unlawful employment practice occurred, except
that if the person aggrieved follows State or local pro
cedures in Subsection (b), he may file the charge with
in 210 days after the alleged practice occurred or
within 30 days after receiving notice that the State or
local proceedings have been terminated, whichever is
earlier. The additional 120 days is to allow him to
pursue his remedy by State or local proceedings.” 11
Cong. Ree. 12297. Banks v. Local Union #136, 296
F.Supp. 1190 (1968)
Tennessee does not have a civil rights law or did not dur
ing 1971 and 1972.
Plaintiff contends, on the authority of Culpepper v.
Reynolds Metals, 421 F.2d 888 (5th Cir. 1970), that the 90
day period is tolled because she filed a grievance directed
toward the defendant company within that period.2 See
Hutchings v. U. S. Industries, 428 F.2d 303, 309 (5th Cir.
1970); Malone v. North American Rockwell Corp., 457 F.2d
779, 781 (9th Cir. 1972); Moore v. Sunbeam Corp., 459 F.2d
811, 826 (7th Cir. 1972). These cases, however, are based
on the rationale that plaintiff should be encouraged first to
try the grievance procedures before resorting to the
E.E.O.C. and that the acts are interrelated in respect to
disputes over discrimination. Dewey v. Reynolds Metals,
429 F.2d 324 (6th Cir. 1970) affirmed by a divided Supreme
2 She also complains that the defendant union failed to represent
her fairly and diligently.
Opinion of the District Court, June 12, 1974
4a
Court, 402 U.S. 689 (1971). Deivey and its progency held
that pursuing a contractual grievance remedy to its con
clusion might estop later pursuit by a claimant of E.E.O.C.
procedures and suit; that the remedies were related and
interconnected. Culpepper, supra, held, however, that
utilization of grievance procedures did not estop, preclude,
or constitute an election of remedies insofar as a grievant
was concerned who might later claim violation of the 1964
Civil Eights Act equal employment provisions.
In 1974, however, the Supreme Court unanimously in
Alexander v. Gardner-Denver Co.,----- U .S .------ , 42 L.W.
4214 (2-19-74) disavowed the Dewey v. Reynolds Metals,
supra, rationale. At page 10 of the slip opinion, the Court
acknowledges that “Title VII does not speak expressly to
the relationship between federal courts and the grievance-
arbitration machinery of collective-bargaining agreements.
It does, however, vest federal courts with plenary powers
to enforce the statutory requirements; and it specifies with
precision the jurisdictional prerequisites that an individual
must satisfy before he is entitled to institute a lawsuit.”
(Emphasis ours.) The Court goes on to hold that grievance-
arbitration procedures neither foreclose nor preclude an
individual’s E.E.O.C. rights and requirements, nor divest
the court of jurisdiction to decide equal employment dis
crimination questions that may arise under the Act. In
other words, “Title VII manifests a Congressional intent
to allow an individual to pursue independently his rights
under Title VII” and other statutes or private contract
remedies, even though these rights have a “distinctly sep
arate nature.” (pp. 11, 13 slip opinion, Alexander v. Gard
ner-Denver, supra). In another place,'pp. 14, 15, Justice
Powell, speaking for a unanimous court says “Title VII
strictures are absolute” and “are not susceptible to pro
spective waiver.”
Opinion of the District Court, June 12, 1974
5a
Since rights under Title VII and under the contract be
tween the parties “have legally independent origins and
are equally available,” it appears that both should proceed
independently and in accordance with their own statutory
or contractual limitations and requirements. The rationale
of Alexander v. Gardner-Denver Co., supra, persuades this
Court that the 90 day Title VII requirement for filing a
claim with the E.E.O.C. after the occurrence of the alleged
discriminatory event is not effected or abated or tolled by
an independent grievance-arbitration proceeding under a
contract. The E.E.O.C., after all, is required by the statute
in question to attempt reconciliation and negotiation of the
differences before further action is taken. Thus, grievance
and conciliation procedures independently would work for
a settlement and disposition of the disputes between em
ployer and employee. Whether or not an employee files a
grievance, or files an E.E.O.C. charge, he or she still has a
separate right to claim 42 U.S.C. §1981 (1866 Civil Rights
Act) violations. Long v. Ford Motor Co., ----- F .2d------
(6th Cir. 4-30-74). That employee, however, must abide
by applicable statute of limitations requirements as to a
Section 1981 claim, just as he or she must also comply with
contractual or 42 U.S.C. §2000e-5(e) prerequisites.
Since plaintiff did not file her claim with the E.E.O.C.
within 90 days after her alleged discriminatory discharge,
defendant employer’s motion to dismiss the 1964 Civil
Rights, Title VII, claim is granted.
This 12th day of June, 1974.
H arry (Illegible)
United States District Court Judge
Certified T rite C opy
J . F r a n k lin R eid , Clerk
By (Illegible)
Deputy Clerk
Opinion of the District Court, June 12, 1974
6a
I n t h e
UNITED STATES DISTRICT COURT
F ob t h e W estern D istrict oe T en n essee
W estern D ivision
No. C-74-165
O p in io n o f t h e D is t r ic t C o u r t , J u n e 1 9 , 1 9 7 4
D ortha All e n G u y ,
vs.
Plaintiff,
R obbins & M yers, I n c .
(Hunter Fan Division), et al.,
Defendants.
ORDER ON RECONSIDERATION
The Court on May 30, 1974, entered an order in this
cause dismissing plaintiff’s alleged cause of action under
42 U.S.C. §1981 and overruling defendant’s motion on the
question as to whether the filing of her complaint came
within the 90 day period after issuance of the right-to-sue
letter. (In effect, because it involved a possible factual
dispute, it was held to be appropriate to reserve a ruling
for a hearing on the merits.) Without then expressly so
ruling, the Court indicated that the recent Supreme Court
decision of Alexander v. Gardner-Denver Co., —— U.S.
------, 94 S.Ct. 1011, 42 L.W. 4214, 1974) “might indicate
that the Union contractual grievance and the E.E.O.C.
claim, being independent of each other, . . . would not
7a
amount to a tolling of nor effect any extension of a [90
day] limitation period. See Johnson v. R.E.A., 489 F.2d
525, 529 (6tli Cir. 1973) reh. denied, (1974) petition for
certiorari applied for.”
Plaintiff moved to amend her complaint, and defendant
Robbins & Myers moved the Court to reconsider and
formally rule on its motion to dismiss alleging plaintiff’s
failure to file her charge with E.E.O.C. within 90 days of
the happening of the alleged discriminatory act on defen
dant Robbins & Myers’ part.
The Court then entered an order ruling on defendant
Robbins & Myers’ motion to dismiss and sustaining it on
the failure of plaintiff to file a claim with E.E.O.C. within
the statutory period. (See the memorandum opinion and
order dated June 12, 1974). Plaintiff has moved that the
Court reconsider this opinion, especially in light of Schiff
v. Mead Corp., 3 EPD #8043 (6th Cir. 1970), unreported.
The Court was aware of this decision, however, when it
rendered its opinion adverse to plaintiff’s contentions. The
primary factor involved there was a change of position on
the part of E.E.O.C. which influenced the Court1 to decide
that the filing of a contractual grievance might toll the 90
day statutory period prescribed in 42 U.S.C. §2000e-5(d).1 2
The Schiff v. Mead Corp. ease, however, was decided at a
time that Dewey v. Reynolds Metals, 429 F.2d 324 (6th Cir.
1970) affirmed by an equally divided Supreme Court, was
considered the law in this Circuit. The Dewey rationale
was overruled in Alexander v. Garden-Denver Co., supra.
It was there emphasized that the E.E.O.C. claims and
procedures were' separate and independent and that action
1 (ILS.D.C. N.D., Ohio)
2 Now amended by the 1972 Equal Employment Opportunity
Act.
Opinion of the District Court, June 19, 1974
8a
or conduct taken in behalf of one such claim had no pre
clusive effect on the other. Johnson v. R.E.A., supra, had
held that filing of an E.E.O.C. charge did not toll the statute
of limitations on a 42 U.S.C. §1981 civil rights action. Long
v. Ford Motor Co., #73-1993, ------ F.2d -——- (6th Cir.
4-30-74) held that 42 U.S.C. §2000e (Title VII) actions and
42 U.S.C. §1981 are independent of one another, and, as we
construe it, that the District Court3 was correct in holding
that the Title VII statutory time requirements for filing
a charge were not tolled by the filing of a suit under the
1866 Civil Rights Act. On the other hand, the District
Court’s findings for the claimant under the latter statute
were to be reconsidered on remand in light of McDonnell
Douglas Corp. v. Green, 411 U.S. 792 (1973).
On the face of the Title VII statute, the only means of
tolling the 90 day period for filing an E.E.O.C. charge after
the alleged discriminatory event was (and is) a filing of a
charge or claim with a state or local agency having au
thority to deal with equal employment opportunities and
discrimination. This plaintiff Guy could not do, because
Tennessee nor Shelby County has any such agency or law
authorizing such a body.
After the discharge in question, Guy had a legal right to
file a grievance against her employer under the Union con
tract, provided she adhered to its terms. Whether or not
she filed her grievance, plaintiff also had a right within 90
days to file a charge of racial discrimination. Within a
year, whether or not she pursued contractual or E.E.O.C.
procedures, she had a right to file suit for alleged dis
crimination under 42 U.S.C. §1981. Plaintiff failed to fol
low through with either of the latter two statutory rights
in accordance with applicable time requirements. Defen
Opinion of the District Court, June 19, 1974
(U.S.D.C. E.D., Mich.)
9a
dant’s motion to dismiss is proper under these circum
stances.
It should he noted that plaintiff did in fact pursue her
grievance through three levels unsuccessfully.4 Further
more, E.E.O.C. investigated her claim and determined on
November 20, 1973, that “the Commission finds no reason
to believe that race was a factor in the decision to dis
charge. . .” Plaintiff waited until the last day of the 90
days given her, or until beyond the ninetieth day in which
to seek the Court’s assistance in filing her Title YII suit
after having received an adverse determination to her
claims since October of 1971. This lack of diligence, in and
of itself, might not constitute a bar, Harris v. Walgreen’s
Dist. Center, 456 F.2d 588 (6th Cir. 1972), but is indicative
of plaintiff’s dilatory role in these proceedings throughout.
See Fehete v. U.S. Steel, 424 F.2d 331 (3rd Cir. 1970) as to
the effect of a negative E.E.O.C. determination involving
“possibilities of sophisticated discrimination . . . because
of European ancestral origin” after an arbitrator’s rein
statement of claimant with back pay—an entirely different
situation from that at bar. Compare Beverly v. Lone Star
Lead, 437 F.2d 1136 (5th Cir. 1971) dealing with this ques
tion where plaintiff filed his claim with E.E.O.C. a week
after the alleged discriminatory event, and within ap
proximately 20 days after an adverse E.E.O.C. determina
tion, filed his suit in federal court.
Mrs. Guy was not “penalized” for her seeking “to adjust
her dispute with her employer through the private
machinery of the grievance procedure” as described in
Malone v. N. American Rockwell, 457 F.2d 779 (9th Cir.
1972). That case did not decide whether there had been a
4 See the findings and conclusions of E.E.O.C. filed as a part of
the record in this cause.
Opinion of the District Court, June 19, 1974
10a
continuing act of discrimination for failure to promote,
or whether the settlement of a grievance was in itself a
discriminatory act with respect to whether claimant had
delayed too long in filing a claim with E.E.O.C. after inter
vening investigation by a state employment opportunities
commission. This Court has granted the motion to dismiss
upon reconsideration, because plaintiff, a Union steward,
did not comply with Title VII statutory time requirements
of filing her E.E.O.C. charge after her termination.
Plaintiff’s claims against the employer, Robbins & Myers,
must stand dismissed.
Certified T rue C opy
J. F r a n k lin R eid , Clerk
By M. Cleaues
Deputy Clerk
Opinion of the District Court, June 19, 1974
United States District Court Judge
Date:
11a
Nos. 72-2144 & -2145
UNITED STATES COURT OF APPEALS
F or t h e S ix t h C ircu it
A ppea l F rom U nited S tates D istrict C ourt
eor t h e W estern D istrict of T en n e sse e .
O p in io n o f th e C o u r t o f A p p e a ls , O c to b e r 2 4 , 1 9 7 5
D ortha A l l e n Guy
and
I n ternational U n io n of E lectrical, R adio and M a ch in e
W orkers, AFI-CIO L ocal 790,
Plaintiff-Appellants,
v .
R obbins & M yers, I n c .
(H u n ter F an D iv isio n ),
Defendant-Appellee.
Decided and Filed October 24, 1975.
B e f o r e :
W e ic k , E dwards a n d P e c k ,
Circuit Judge.
W e ic k , Circuit Judge, delivered the opinion of the Court,
in which P e c k , Circuit Judge, joined, E dwards, Circuit
Judge, (pp. 8-10) filed a separate dissenting opinion.
W e ic k , Circuit Judge. Appellant G uy has appealed fro m
an order of the District Court dismissing her complaint for
12a
wrongful discharge brought under Title YII of the Civil
Rights Act of 1964, as amended, 42 U.S.C. § 2Q00e et seq.
and 42 U.S.C. § 1981. She claimed that her employer dis
charged her on account of her race (Negro).
The District Court granted the defendant’s motion to dis
miss her Title YII claim on the ground that plaintiff had
not met the jurisdictional prerequisites of §2000e-5(d) of
the Act which were in force at the time.1 The Act required
her to file a charge with the Equal Employment Oppor
tunity Commission (EEOC) within 90 days from the date
of her discharge. She did not file the charge until after the
lapse of 108 days.
The District Court dismissed her claim for violation of
§ 1981 of 42 U.S.C. on the ground that it was barred by the
one year Tennessee statute of limitations. Tenn. Code
28-304.
It was Guy’s contention that the 90 day requirement of
the Act was tolled during the pendency of a grievance
which she had filed with her employer under the provisions
of a collective bargaining agreement entered into between
her employer and the defendant labor Union.
The sole appellate issue is whether the filing of the
grievance tolled the jurisdictional requirements of the Act.
Guy’s claim under 42 U.S.C. § 1981 was controlled by our
decision in Johnson v. Railway Express Agency, Inc., 489
1 “ (d) A charge under subsection (a) of this section shall be filed
within ninety days after the alleged unlawful employment prac
tices occurred. Except that in the case of an unlawful employment
practice with respect to which the person aggrieved has followed
the procedure set out in subsection (b) of this section, such charge
shall be filed by the person aggrieved within two hundred and ten
days after the alleged unlawful employment practice Or within
thirty days after receiving notice that the State or local agency has
terminated the proceedings under the State or local law, whichever
i's earlier, and a copy of such charge shall be filed by the Commis
sion with the State or local agency.”
Opinion of the Court of Appeals, October 24, 1975
13a
F.2d 525 (6th Cir. 1973), which was affirmed by the Supreme
Court on May 19, 1975, 95 S.Ct. 1716 (1975). Guy has not
appealed from this ruling and it has become final.
The Union originally was a party defendant hut was dis
missed by agreement with the plaintiff and has been re
aligned as a party plaintiff.
The facts pertaining to the Title YII issue were not in
dispute. Guy was discharged on October 25,1971 for failing
to report for work following an authorized sick leave. A
co-worker filed a grievance for her with the employer on
October 27, 1971 which stated: “Protest unfair action of
company for discharge. Ask that she be reinstated with
compensation for lost time.” She did not explicitly claim
racial discrimination. Guy processed her grievance to the
third step under the collective bargaining agreement. The
company rejected the grievance on November 18, 1971.
Guy decided not to proceed further to arbitration. Instead
she filed a charge with EEOC on February 10, 1972 which
was 108 days from the date of her discharge.
The EEOC, although finding no evidence of racial dis
crimination, granted a right to sue letter which resulted in
the filing of the present suit.
The District Judge was of the opinion that this case was
controlled by the recent decision of the Supreme Court in
Alexander v. Gardner-Denver Co., 415 U.S. 36 (1974).
While the specific holding in Gardner-Denver was that
the adverse decision of an arbitrator did not foreclose
resort by the grievant to her federal remedy, the reasoning
of the court, in our judgment, supports the proposition
that the filing of a grievance under a collective bargaining
agreement does not toll the limitation period of an appli
cable federal or state statute.
The court pointed out that “in instituting an action under
Title YII the employee was not seeking to review an arbi
Opinion of the Court of Appeals, October 24, 1975
14a
trator’s decision but was asserting a right independent of
the arbitration process.”
The court referred to the legislative history which indi
cated Congressional intent that an employee could pursue
any remedy which he may have under state or federal law.
Thus, the employee could file proceedings under the
National Labor Relations Act or with other federal, state
or local agencies or pursue contractual remedies. In John
son v. Railway Express Agency, supra, the court held that
the various remedies are “separate, distinct and indepen
dent.”
It would be utterly inconsistent with the thesis of Gard
ner-!) enver and Railway Express Agency to hold that the
pursuit of any of these remedies operates to toll other
remedies which the employee has a right to resort to con
currently. See the statements of Senators Humphrey and
Dirksen reported in 11 Cong. Rec. 12297 and quoted in
Banks v. Local Union, 136 Int’l Bhd. Elec. Eng’rs, 296
F.Supp. 1188 (N.D. Ala. 1968).
In Tennessee, Civil Rights remedies are not provided by
state or local law.
Subsection 5(d) of the Act contains an exception when
the grievant has availed himself of remedies provided by
state or local Civil Rights agencies and in such a case ex
tends the time for filing a charge with EEOC from 90 days
to 210 days after the unlawful employment practice or
within 30 days after receipt of notice of termination of
state or local proceedings, whichever is earlier.
Guy would have us add another exception to the Act to
toll the limitations’ period of 90 days when the grievant
resorts to a contractual remedy under a collective bargain
ing agreement.
We are not persuaded that we should add additional
exceptions not authorized by Congress.
Opinion of the Court of Appeals, October 24, 1975
15a
But most important is the language of Mr. Justice
Powell who wrote the unanimous opinion of the court in
Gardner-Denver at 47:
. . . It does, however, vest federal courts with plenary
powers to enforce the statutory requirements; and it
specifies with precision the jurisdictional prerequisites
that an individual must satisfy before he is entitled to
institute a lawsuit. In the present case, these prerequi
sites were met when petitioner (1) filed timely a charge
of employment discrimination with the Commission,
and (2) received and acted upon the Commission’s
statutory notice of the right to sue. 42 U.S.C. §§ 2000e-5
(b), (e), and (f).
This is a clear pronouncement that the 90 day limitation
period in the Act for filing a charge with EEOC is a juris
dictional prerequisite “that an individual must satisfy be
fore he is entitled to institute a lawsuit.” Here Guy ad
mittedly did not meet the jurisdictional prerequisite.
The limitation in Title VII is more than a mere statute
of limitations. The Act creates a right and liability which
did not exist at common law and prescribes the remedy.
The remedy is an integral part of the right and its require
ments must be strictly followed. If they are not, the right
ends.
As early as 1886 the Supreme Court recognized the dis
tinction between a statute of limitation and a limitation con
tained in a statute creating liability and imposing a remedy.
In The Harrisburg, 119 U.S. 199, 214, the court stated:
. . . [W]e are entirely satisfied that this suit was
begun too late. The statutes create a new legal liability,
with the right to a suit for its enforcement, provided
Opinion of the-Court of Appeals, October 24, 1975
16a
the suit is brought within twelve months, and not
otherwise. The time within which the suit must be
brought operates as a limitation of the liability itself
as created, and not of the remedy alone. It is a condi
tion attached to the right to sue at all. . . .
In Matheny v. Porter, Price Adm’r, 158 F.2d 478, 479
(10th Cir. 1946), the court said:
. . . Ordinarily, a statute of limitation does not con
fer any right of action, but merely restricts the time
within which the right finding its source elsewhere may
be asserted. I t is not a matter of substantive right. It
neither creates the right nor extinguishes it. It affects
only the remedy for the enforcement of the right. And
unless it affirmatively appears from the face of the
complaint that the cause of action is barred by the ap
plicable statute, limitation must be presented by special
plea in defense. . . .
But here, section 205(e) creates a new liability, one
unknown to the common law and not finding its source
elsewhere. It creates the right of action and fixes the
time within which a suit for the enforcement of the
right must be commenced. It is a statute of creation,
and when the period fixed by its terms has run, the
substantive right and the corresponding liability end.
Not only is the remedy no longer available, but the
right of action itself is extinguished. The commence
ment of the action within the time is an indispensable
condition of the liability. Cf. The Harrisburg, 119 U.S.
199, 7 S.Ct. 140, 30 L.Ed. 358; Midstate Horticultural
Co., Inc. vs. Pennsylvania E. Co., 320 U.S. 356, 64 S.Ct.
128, 88 L.Ed. 96.
Opinion of the Court of Appeals, October 24, 1975
17a
In Callahan v. Chesapeake & 0. By. Co., 40 F.Supp. 353,
354 (E.D. Ky. 1941), District Judge Mac Swinford stated:
The rule is stated in the syllabus from Morrison y.
Baltimore & Ohio Railroad Company, 40 App. D.C. 391,
Ann. Cas. 1914C, page 1026, as follows: “Under the
Federal Employers’ Liability Act of June 11, 1906,
(Fed. St. Ann. 1909 Snpp. p. 585) the time within which
the snit must be brought operates as a limitation of the
liability itself as created, and not of the remedy alone.
It is a condition attached to the right to sue at all.
Time has been made of the essence of the right, and
the right is lost if the time is disregarded. The liability
and the remedy are created by the same statute, and
the limitations of the remedy are therefore to be treated
as limitations of the right.”
Johnson v. Bailway Express Agency, supra, held that the
timely filing of a charge with EEOC under Title VII of the
Act did not toll Tennessee’s applicable one year statute of
limitations. It would therefore appear to us to be utterly
incongruous for us to hold that a federal statute which con
tains jurisdictional prerequisites for the exercise of its
remedies is tolled by the mere filing of a grievance under a
collective bargaining agreement.
Under Guy’s contention the exercise of rights under Title
VII could be delayed indefinitely for many years while an
individual is pursuing other remedies. This contention con
flicts with Congressional intent made manifest by the short
periods of time provided in the Act as prerequisites for the
exercise of the rights.
Guy relies on the following decisions from other Circuits:
Culpepper v. Beynolds Metals Co., 421 F.2d 888 (5th Cir.
1970); Hutchings v. U.8. Industries, Inc., 428 F.2d 303 (5th
Opinion of the Court of Appeals, October 24, 1975
18a
Cir. 1970); Malone v. North American Rockivell Corp., 457
F.2d 779 (9th Cir. 1972); Sanchez v. T.W.A., 499 F.2d 1107
(10th Cir. 1974).
It is noteworthy that all of these eases, except Sanchez,
were decided prior to Gardner-Denver and hence are in
apposite. Sanchez relies on these prior decisions. Sanches
conflicts with Johnson v. Railway Express Agency, supra.
In the brief of EEOC as amicus curiae a new issue is in
jected into the case which was not raised by plaintiff in the
District Court, namely, that under the 1972 amendments to
Title VII it had authority to assume jurisdiction retroac
tively to charges pending before the Commission. It relies
on Love v. Pullman Co., 404 U.S. 522 (1972).
Since this issue was not raised in the District Court by
any party to the case, we are not required to consider it.
United States v. Summit Fid. & Sur. Co., 408 F. 2d 46 (6th
Cir. 1969); Wiper v. Great Lakes Engineering Works, 340
F. 2d 727 (6th Cir.), cert, denied, 382 U.S. 812 (1965).
We do note, however, that in Love, supra, the charge had
been timely filed with the Commission so that the jurisdic
tional prerequisite had been met.
Plaintiff Guy’s claim was barred on January 24, 1972.
She did not file her charge with EEOC until February 10,
1972. The amendments to Title VII, increasing the time
within which to file her charge to 180 days, did not become
effective until March 24, 1972. 42 U.S.C. § 2000e-5(e). The
subsequent increase of time to file the charge enacted by
Congress could not revive plaintiff’s claim which had been
previously barred and extinguished.
The judgment of the District Court is affirmed.
E dwards, Circuit Judge, dissenting. Appellant Guy was
discharged for failure to report back to work on her
Opinion of the Court of Appeals, October 24, 1975
19a
production job with appellee Robins and Meyers at the end
of sick leave which had been granted to her. She claims
that she notified appellee that she was not able to return
on the day set, but when she did return four days later, she
was informed she had been discharged.
Promptly on October 27, 1971, the union filed a grievance
on her behalf, alleging that the discharge was illegal under
the union-management contract. This grievance was denied
at the third step on November 18, 1971. Thereafter plaintiff
filed a charge, alleging that her discharge was racially
motivated, before the Equal Employment Opportunity
Commission. This charge was filed February 10, 1972, 108
days after her discharge. At the time the EEOC limitation
provided for a 90-clay period within which to file the
charge. On March 24, 1972, however, Title VII was
amended to increase the filing time to 180 days. See 42
U.S.C. § 2000e-5(d). EEOC, in an amicus brief filed in this
appeal, asserts that the 1972 amendment should be read
retrospectively as applicable to appellant’s complaint, since
it was pending in EEOC’s possession at the time when the
amendment became effective 151 days after plaintiff’s dis
charge.
The EEOC position is that the amendment did not create
a new cause of action. It merely increased the period from
90 to 180 days before the limitation became effective.
In Davis v. Valley Distributing Co., ------F.2d ------ (9th
Cir. 1975) (No. 73-2725, decided July 30, 1975), the court,
per Browning, J., held that a similar 180-day extension
amendment (applicable to filing before the EEOC) should
be given retroactive effect. The court said:
The 1972 Act became effective March 24, 1972. The
prior 90-day limitation had run on appellant’s com
plaint some 54 days earlier. It is the general rule that
Opinion of the Court of Appeals, October 24, 1975
20a
subsequent extensions of a statutory limitation period
will not revive a claim previously barred. James v.
Continental Insurance Co., 424 F.2d 1064, 1065-66 (3d
Cir. 1970). But the question is one of legislative
intent; and though not free from doubt, we think it the
more likely conclusion that Congress intended the ex
tended limitations period to apply to all unlawful
practices that occurred 180 days before the enactment
of the 1972 Act, including those otherwise barred by
the prior 90-day limitations period.
Section 14 of the 1972 Act provides:
The amendments made by this Act to section 706
of the Civil Rights Act of 1964 shall be applicable
with respect to charges pending with the Com
mission on the date of enactment of this Act and
all charges filed thereafter.
Initially, both the House and Senate bills provided
that the amendments to section 706 would not apply to
charges filed prior to the effective date of the amend
ments. H.R. 1746, 92d Cong., 2d Sess. §10 (1972);
S. 2515, 92d Cong., 2d Sess. § 13 (1972). Section 14 was
adopted primarily to make the new authority given
EEOC to bring suit against alleged violators applicable
to pending claims. EEOC v. Kimberly-Clark Corp., 511
F.2d 1352,1355 (6th Cir. 1975); Roger v. Ball, 497 F.2d
702, 708 (4th Cir. 1974). But Congress did not limit
section 14 of the 1972 Act to the new remedy, although
it would have been simple to do so. The language
of section 14 is sweeping. It includes all amendments
to section 706. Congress was, of course, aware of the
other amendments to section 706 contained in the same
bill. The provision extending the limitation periods
Opinion of the Court of Appeals, October 24, 1975
21a
was called to Congress’ attention by committee reports
and in floor debate. In both tbe House and Senate,
prior court decisions maximizing coverage within the
given time limits were noted with approval, and the
remedial purpose of extending the 90-day period to 180
days was emphasized.
The words of section 14 affirmatively suggest an in
tention to encompass discriminatory conduct that
occurred before the Act was passed. “ [Cjharges pend
ing with the Commission on the date of enactment of
this Act” could only involve conduct occurring prior
to that date. It might be contended that a charge filed
with EEOC after the pre-amendment 90-day limitation
had expired, as in this case, was not “pending” on the
effective date of the Act. It is unnecessary to argue
the point. Section 14 also makes the amendments ap
plicable to “all charges filed thereafter.” Since appel
lant’s claim was not formally “filed” until EEOC
assumed jurisdiction after the claim was returned by
the Arizona Commission, it fell within the literal words
of the statute.
There is no substantial reason for giving less than
their full meaning to the words of section 14. Even as
extended, the time limits under the statute are ex
ceedingly short, particularly since, as Congress noted,
most complainants are laymen representing them
selves. The Equal Employment Opportunity Act is a
remedial statute to be liberally construed in favor of
victims of discrimination. EEOC v. Wah Chang
Albany Corp., 499 F.2d 187, 189 (9th Cir. 1974).
Accordingly, “courts confronted with procedural
ambiguities in the statutory framework have, with
virtual unanimity, resolved them in favor of the com
Opinion of the Court of Appeals, October 24, 1975
22a
plaining party.” Sanches v. Standard Brands, Inc.,
431 F.2d 455, 461 (5th Cir. 1970).
Davis v. Valley Distributing Co., supra, at —. (Foot
notes omitted.)
This issue, as outlined above, was not presented to the
District Court in our instant case, and in fairness to the
District Judge, it should be.
I would remand this case for consideration of the effect
of the 1972 EEOC amendments.
Opinion of the Court of Appeals, October 24, 1975
23a
Order
Nos. 74-2144 & -2145
UNITED STATES COURT OP APPEALS
F oe t h e S ix t h C ircu it
D ortha A l len Gu y ,
and
I nternational U n io n of E lecteical, R adio and M a c h in e
W orkers, AFL-CIO Local 790,
Plaintiff s-Appellants,
vs.
R obbins & M yers, I n c . (H u n ter F an D iv isio n ),
Defendant-Appellee.
Before
W e ic k , E dwards a n d P e c k ,
Circuit Judges.
This cause came on to be heard upon the petition for
rehearing with the suggestion that it he reheard en banc.
No active Judge having requested that the petition be re
heard en banc, the petition for rehearing was considered
by the panel and was found to be not well taken.
It is therefore Ordered that the petition for rehearing
be and it is hereby denied. Judge Edwards dissents.
E ntered B y Order of t h e C ourt
/ s / J o h n P . H eh m a n
Clerk
MEILEN PRESS INC. — N. Y. C. 219