Metropolitan County Board of Education v. Kelley Supplemental Appendix to Petition for a Writ of Certiorari
Public Court Documents
January 1, 1985
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Brief Collection, LDF Court Filings. Metropolitan County Board of Education v. Kelley Supplemental Appendix to Petition for a Writ of Certiorari, 1985. d1731a9a-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/456da614-e1f2-4cd5-83b8-b0d8f01443a1/metropolitan-county-board-of-education-v-kelley-supplemental-appendix-to-petition-for-a-writ-of-certiorari. Accessed December 04, 2025.
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In T he
Supreme (Emirt of ttyz United States
O ctober Term , 1985
Metropolitan County Board Of Education Of
N ashville A nd Davidson County Tennessee, et al„
Petitioners,
vs.
Robert W. Kelley, et al.,
Respondents.
SUPPLEMENTAL APPENDIX TO
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
W illiam R. W illis, J r .
M arian F. H arrison
W illis & Knight
215 Second Avenue, North
Nashville, Tennessee 37201
(615) 259-9600
Attorneys fo r Petitioners
St. Louis Law Printing Co., Inc., 411 No. Tenth Street 63101 314-231-4477
TABLE OF CONTENTS
Page
Supplemental Appendix A — Opinion of the Sixth
Circuit Court of Appeals dated July 27, 1982 . . , SA-1
Supplemental Appendix B — 479 F. Supp. 120 (1979) -
Kelley v. Metro Board of Education, et al........... SA-38
Supplemental Appendix C — 492 F. Supp. 167 (1980) -
Kelley v. Metropolitan Cty. Bd. of E d............... . SA-62
Supplemental Appendix D — 511 F. Supp. 1363 (1981)
- Kelley v. Metropolitan Cty. Bd. of Ed., etc. . . . SA-128
Supplemental Appendix E — Order of Sixth Circuit
Court of Appeals dated August 19, 1981.......... .. SA-155
Supplemental Appendix F — Chambers Memorandum
of Justice Stevens dated August 20, 1981 . . . . . . . SA-157
Supplemental Appendix G — Unpublished Memoran
dum Opinion of U. S. District Judge L. Clure
Morton, dated June 28, 1971............ ................ SA-159
Supplemental Appendix H — 463 F. 2d 732 (1972) -
Kelley v. Metropolitan Cty. Bd. of Ed. of
Nashville, Tenn......... .......................................... .. • SA-179
— SA-1 —
SUPPLEMENTAL APPENDIX A
No. 81-5370
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Robert W. Kelley, et al.,
Plain tiffs-Appellan ts,
v.
Metropolitan County Board of
Education of Nashville and
Davidson County, Tennessee,
Defendan ts-A ppellees.
Appeal from the
United States District
Court for the Middle
District of Tennessee.
Decided and Filed July 27, 1982
Before: EDWARDS, Chief Judge, JONES, Circuit Judge
and CELEBREZZE, Senior Circuit Judge.
EDWARDS, Chief Judge, delivered the opinion of the
C o u rt, in which JO N E S, C ircu it Judge, jo in ed .
CELEBREZZE, Circuit Judge, (pp. 25-35) filed a separate opi
nion, concurring in part and dissenting in part.
EDWARDS, Chief Judge. This much delayed school
desegregation case is before this court for review of a desegrega
— SA-2 —
tion plan approved by the District C ourt.1 It offers no new legal
issues and can and must be decided by this court on the basis of
final decisions of the United States Supreme Court. Milliken v.
Bradley, 433 U.S. 267 (1977) (Milliken II) requires our affir
mance of the District Court on several issues. The cases that re
quire our reversal of two issues decided by the lower court are
legion. Leading the list are Brown v. Board o f Education, 347
U.S. 483 (1954); Green v. County School Board, 391 U.S. 430
(1968); Swann v. Charlotte-Mecklenburg Board o f Education,
402 U.S. 1 (1971); Keyes v. School District No. 1, 413 U.S. 189
(1973); Penick v. Columbus Board o f Education, 583 F.2d 787
(6th Cir. 1978), a f f ’d, 443 U.S. 449 (1979); R eeds. Rhodes, 607
F.2d 714 (6th Cir. 1979, cert, denied, 445 U.S. 935 (1980); and
last but not least, Kelley v. Metropolitan Board o f Education,
463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972).
It should be noted at the outset that this case is markedly
distinguished in legal terms from those that have come before
this and other courts from states where segregation by law has
never existed or was long ago statutorily abandoned. In those
cases, the federal courts have been primarily concerned with the
question of whether or not predominantly black and
predominantly white schools existed as a result of intentional
segregative practices on the part of the school boards concern
ed. See Reed v. Rhodes, supra; Penick v. Columbus Board o f
Education, supra; Brinkman v. Gilligan, 583 F.2d 243 (6th Cir.
1978), a f f ’d sub nom, Dayton Board o f Education v.
Brinkman, 443 U.S. 526 (1979) (Dayton II). No such inquiry is
necessary in this case; Tennessee’s history of de jure segregation
is well-established.
In 1955, when litigation aimed at desegregating the Nashville
schools began, racial segregation was constitutionally and 1
1 Kelley v. Metropolitan County Board o f Education, 511 F. Supp.
1363 (M.D. Tenn. 1981).
— SA-3 —
statutorily mandated in Tennessee, and the School Board was in
full compliance with those provisions. Article 11 § 12 of the
state constitution proclaimed: “ No school established or aided
under this section shall allow white and negro children to be
received as scholars together in the same school,” and statutes
consistent with this provision were enacted. See T.C.A. §§
49-3701 et seq. In 1956, the Tennessee Supreme Court struck
down the statutes requiring compulsory separation of races,
Roy v. Brittain, 297 S.W.2d 72 (Tenn. 1956), and in 1959 this
court invalidated a new law allowing local school boards to pro
vide white, black and mixed schools, with attendance to be
determined by parental choice. Kelley v. Board o f Education,
270 F.2d 209 (6th Cir.), cert, denied, 361 U.S. 924 (1959). The
statutes thereafter were omitted from the revised statutory com
pilation, with the compiler’s note stating the statutes had been
omitted because they were unconstitutional, citing to the above-
named cases. In 1970, the Tennessee Legislature did pass a law
mandating the public schools would be open to persons of all
races, see Tenn. Code Ann. § 49-1770 (1977). But it was not un
til 1978 that Tennessee’s constitution was amended to delete the
requirement of separate schools. Finally, effective March 15,
1979, more than twenty years after the laws were declared un
constitutional, the Tennessee Legislature repealed the old
school segregation statutes.
It therefore is clear that when the first “ comprehensive and
potentially effective desegregation order” 2 was entered in this
case in 1971, the existing racial separation in the Nashville
schools had resulted from de jure segregation. And despite the
1971 plan’s potential, the record establishes and the District
Court found that desegregation in the Nashville schools has
never been achieved. Thus the effects of state-imposed segrega
tion have yet to be eradicated.
2 463 F.2d at 734.
— SA-4 —
It was the School Board’s implementation of the 1971 plan
that prevented effective desgregation, according to the District
Court. In Kelley v. Metropolitan Board o f Education, 463 F.2d
732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972), this court ap
proved the 1971 HEW-drafted desegregation remedy, which
was based on Swann v. Charlotte-Mecklenburg, supra, and
which attempted to achieve desegregation through zoning.
After the plan had been in effect for one year, the Board peti
tioned for changes, claiming hardships had arisen from the plan.
The District Court emphatically rejected the petition, find
ing the Board had not acted in good faith in implementing the
desegregation remedy. Thereafter, the Board submitted pro
posals for construction and for a kindergarten program using
portables, which both were opposed by plaintiffs as inconsistent
with the approved plan. Plaintiffs later petitioned that the
Board be held in contempt for its unsanctioned implementation
of the proposals. In 1978 the Board petitioned to amend school
attendance zones; plaintiffs then amended their contempt peti
tion.
In 1979, the District Court began hearings on all pending mat
ters concerning the school system.3 From the proof presented,
the District Court found the Nashville-Davidson County school
system had become increasingly segregated in the years since
1971. The original remedy had not extended throughout the
county, and whites had been able to avoid the plan by fleeing to
the outer reaches, leaving the inner city schools with a high
black population. After reviewing the evidence, the District
Court stated, “ [t]he resegregation, resulting, at least in part,
3 Several of the issues pending before the District Court when hear
ings were resumed in 1979 still have not been heard. These pending
matters include allegations of discriminatory faculty and staff
assignments, charges that the defendants are in contempt of court,
and motions for attorneys’ fees.
— SA-5 —
from the nonetheless good faith efforts of the School Board in
the implementation of the Court’s order, amounts to a de jure
segregation.” Kelley v. Metropolitan County Board o f Educa
tion, 479 F. Supp. 120, 123 (M.D. Tenn. 1979). This
“ resegregation” was exacerbated by the Board’s institution of
an optional transfer policy that violated the spirit of the 1971
order and emasculated desegregation efforts, according to the
District Court.
Judge Wiseman’s determination that desegregation has never
been achieved in the Nashville-Davidson County school system
is amply supported by the record, and that finding, therefore, is
affirmed. Thus the School Board remains under its duty “ to
eliminate from the public schools all vestiges of state-imposed
segregation.” Swann v. Charlotte-Mecklenburg Board o f
Education, 402 US. 1, 15 (1971).
EDUCATIONAL COMPONENTS
As a result of the 1979 hearings, the District Court ordered
the Board to formulate a new desegregation plan “ assuming no
parameters heretofore ordered by the Court, but with the
primary objective of the achievement of a unitary school system
for the entirety of Davidson County.” 479 F. Supp. at 122.
After several proposals and in accordance with specific instruc
tions from the District Court, see Kelley v. Metropolitan Coun
ty Board o f Education, 492 F. Supp. 167 (M.D. Tenn. 1980),
the Board drafted a plan that gained the District Court’s ap
proval. Kelley v. Metropolitan County Board o f Education, 511
F.Supp. 1363 (M.D. Tenn. 1981). It is plaintiffs’ appeal from
this order that is before us.
We affirm certain aspects of this plan. With regard to the
District Judge’s orders concerning education components, we
approve the remediation program planned by the Board of
Education’s staff for “ those schools or classes where the
achievement levels are below the average for the system and/or
— SA-6 —
where the majority of a school’s population is made up largely
of socio-economically deprived children who suffer the continu
ing effects of prior discrimination.” 511 F. Supp at 1368-69.
Our affirmance of this issue does not depend upon the outcome
of any other issue in this case, nor does it depend upon whether
or not Title I federal funds are available. See Milliken v.
Bradley, 433 U.S. 267 (1977).
Likewise, this court affirms the District Judge’s order for the
use of West End Junior High School as a magnet school, with
selection criteria designed to provide equal access to all races.
Further, we affirm the District Court’s approval of the already
launched Afro-American studies program. While we note plain
tiffs’ objections to lack of specificity of such programs, we
believe this is a matter that can be handled by the District Court
and the School Board without intervention by the appellate
court. Finally, we affirm the Distract Judge’s approval of the
‘‘Together We Can. . . Together We Will” program.
PUPIL ASSIGNMENT COMPONENT -
MIDDLE SCHOOLS AND HIGH SCHOOLS
In large measure, the pupil assignment components of this
plan do not withstand constitutional scrutiny. In fashioning its
school desegregation plan, the Board was directed by the
District Court to bring about a 15% minimum presence of either
race in each middle school (grades 5-8), and application of this
standard to the high schools as well was accepted by the lower
court. The District Court’s choice of 15% either race minimum
presence as a desegregation standard would find acceptable
schools that are either 85% white or 85% black. This figure is
clearly not appropriate as a ‘‘starting point” in a school system
that has a 68% white-32% black racial composition.4
4 At the middle school level, seven of the 24 schools are projected as
majority black, and fully one-half would fall outside of a 15% plus or
minus deviation from the 32% minority presence in the school system.
— SA-7 —
In Swann v. Charlotte-Mecklenburg Board o f Education, 402
U.S. 1, 23-25 (1971), Chief Justice Burger wrote for a
unanimous Supreme Court as follows:
In this case it is urged that the District Court has impos
ed a racial balance requirement of 71%-29% on individual
schools. The fact that no such objective was actually
achieved - and would appear to be impossible - tends to
blunt that claim, yet in the opinion and order of the
District Court of December 1, 1969, we find that court
directing
“ that efforts should be made to reach a 71-29 ratio in the
various schools so that there will be no basis for conten
ding that one school is racially different from the others . .
. . [t]hat no school [should] be operated with an all-black
or predominantly black student body, [and] [t]hat pupils
of all grades [should] be assigned in such a way that as
nearly as practicable the various schools at various grade
levels have about the same proportion of black and white
students.”
The District Judge went on to acknowledge that varia
tion “ from that norm may be unavoidable.” This contains
intimations that the “ norm” is a fixed mathematical racial
balance reflecting the pupil constituency of the system. If
we were to read the holding of the District Court to re
quire, as a matter of substantive constitutional right, any
particular degree of racial balance or mixing, that ap
proach would be disapproved and we would be obliged to
reverse. The constitutional command to desegregate
schools does not mean that every school in every communi
ty must always reflect the racial composition of the school
system as a whole.
As the voluminous record in this case shows, the
predicate for the District Court’s use of the 71°7o-29% ratio
was twofold: first, its express finding, approved by the
Court of Appeals and not challenged here, that a dual
— SA-8 —
school system had been maintained by the school
authorities at least until 1969; second, its finding, also ap
proved by the Court of Appeals, that the school board had
totally defaulted in its acknowledged duty to come forward
with an acceptable plan of its own, notwithstanding the pa
tient efforts of the District Judge who, on at least three oc
casions, urged the board to submit plans.8 As the state
ment of facts shows, these findings are abundantly sup
ported by the record. It was because of this total failure of
the school board that the District Court was obliged to
turn to other qualified sources, and Dr. Finger was
designated to assist the District Court to do what the board
should have done.
(footnotes 7 and 9 omitted).
We see therefore that the use of mathematical ratios was
no more than a starting point in the process of shaping a
remedy, rather than an inflexible requirement. From that
starting point the District Court proceeded to frame a
decree that was within its discretionary powers, as an
equitable remedy for the particular circumstances. As we
said in Green, a school authority’s remedial plan or a
district court’s remedial decree is to be judged by its effec
tiveness. Awareness of the racial composition of the whole
school system is likely to be a useful starting point in shap
ing a remedy to correct past constitutional violations. In
sum, the very limited use made of mathematical ratios was
within the equitable remedial discretion of the District
Court.
8 The final board plan left 10 schools 86% to 100% Negro and yet
categorically rejected the techniques of pairing and clustering as part
of the desegregation effort. As discussed below, the Charlotte board
was under an obligation to exercise every reasonable effort to remedy
the violation, once it was identified, and the suggested techniques are
permissible remedial devices. Additionally, as noted by the District
Court and Court of Appeals, the board plan did not assign white
students to any school unless the student population of that school
was at least 60% white. This was an arbitrary limitation negating
reasonable remedial steps.
SA-9 —
As mentioned earlier, this record shows the black-white pupil
ratio in the Nashville-Davidson County school system to be
68% white and 32% black. It is that ratio the District Court
should have employed as the “ starting point’’ in the remedy-
fashioning process.
The District Judge selected the admittedly arbitrary 15%
either race figure because “ it seem[ed] to represent a reasonable
attempt to provide intercultural and interracial contact as a
foundation for social harmony.’’ 492 F. Supp. at 193. This
selection, and such other errors as we find in the District Court’s
opinions and orders, originate with his apparent conclusion that
the unanimous opinion of the Supreme Court in Swann has
somehow been overruled or eroded. But the disposition of cases
originating in this and other circuits does not support any such
conclusion. In fact, Swann was strongly reaffirmed by the
Supreme Court’s approval of this court’s opinion in Penick v.
Columbus Board o f Education, 583 F.2d 787 (6th Cir. 1978),
a ff’d, 443 U.S. 449 (1979). The Swann opinion is the law of the
land. And this court, the District Court for the Middle District
of Tennessee, and the School Board of Nashville and Davidson
County are required by our constitutional form of government
to follow its standards. In accordance with those standards, the
District Judge will be required on remand of this case to deter
mine the currently prevailing racial population of the school
system concerned and to employ that ratio as a “ useful starting
point in shaping a remedy to correct past constitutional viola
tions.”
We approve all other aspects of the middle school and high
school plans, recognizing, of course, that rejection of the 15%
either race minimum presence as a desegregation standard will
necessarily involve significant redrafting and restructuring.
Whenever the Swann discussion set out above requires revision
of these school plans, such revisions must be made. We note our
awareness that this instruction encompasses Swann’s recogni
— SA-10 —
tion that there is no constitutional right to any “ particular
degree of racial balance.” But we also recognize that
predominantly one-race schools deserve “ close scrutiny” and
that the duty on the Board and courts to dismantle a dual
system is clear:
The district judge or school authorities should make
every effort to achieve the greatest possible degree o f ac
tual desegregation and will thus necessarily be concerned
with the elimination of one-race schools. No perse rule can
adequately embrace all the difficulties of reconciling the
competing interests involved; but in a system with a history
o f segregation the need fo r remedial criteria o f sufficient
specificity to assure a school authority’s compliance with
its constitutional duty warrants a presumption against
schools that are substantially disproportionate in their
racial composition. Where the school authority’s proposed
plan for conversion from a dual to a unitary system con
templates the continued existence of some schools that are
all or predominately of one race, they have the burden of
showing that such school assignments are genuinely non-
discriminatory. The court should scrutinize such schools,
and the burden upon the school authorities will be to
satisfy the court that their racial composition is not the
result of present or past discriminatory action on their
part.
Swann, supra at 26. (emphasis added).
In line with this duty, we suggest the formula employed by
this court in the Columbus case, i.e., use of a 15% plus or minus
deviation from the 68-32% white-black ratio for all students in
the schools system.5
5 An essential element of the plan on remand thus will include
“reassigning students to achieve the greatest possible number of
— SA-11 —
PUPIL ASSIGNMENT COMPONENT - GRADES K-4
The District Court directed the Board “ to establish a system
of K-4 or K-5 [Kindergarten through fourth or fifth grade]
elementary schools of a neighborhood character, all the while
desegregated schools.” See Liddell v. Board o f Education o f City o f
St. Louis, 667 F.2d 643 (8th Cir. 1981). We reemphasize that we are
not requiring any precise degree of racial mixing, but we are requiring
the District Court to use all feasible methods of pupil assignment to
achieve the maximum amount of integration possible.
A directive to employ a racial balancing approach clearly is
anything but novel. For example, this court in Northcross v. Board o f
Education o f Memphis City Schools, 466 F.2d 890 (6th Cir. 1972),
cert, denied, 410 U.S. 926 (1973), approved the District Judge’s view
that Swann required more “intensified desegregation efforts” for
Memphis than a neutral geographic zone assignment plan and his con
comitant order of busing to achieve racial balance. We stated:
It is thus clear that far from having achieved a unitary school
system, the Board has helped to perpetuate the old dual system.
Under these circumstances there can be no doubt that the
District Court was under an obligation to order the adoption o f
a plan providing for further desegregation. Since many of the
one-race schools are clearly the result of discriminatory actions
of the School Board there can be no doubt that under any inter
pretation o f Swann the elimination o f such schools must be one
o f the objectives o f any appropriate desegregation plan.
Id. at 893-94 (emphasis added).
It is beyond dispute that Nashville has never achieved unitary status,
in large part because of the Board’s implementation of the 1971 plan.
We do not believe the District Court and Board fulfilled their duties to
eliminate one-race schools by accepting as desegregated 85% black
and 85% white schools.
We recognize our directive to the District Court in this case is quite
specific. Our specificity, however, is made necessary by our view that
“a plan that at this late date fails to provide meaningful assurance of
prompt and effective disestablishment of a dual system is . . . in
tolerable.” Green v. County School Board, 391 U.S. 430, 438 (1968).
— SA-12
maximizing opportunities for integration in a neighborhood set
ting.” 6 The Board complied, and this plan was approved by the
District Court. This was fundamental error, unconstitutional
under Brown v. Board o f Education, 347 U.S. 483 (1954);
Green v. County School Board, 391 U.S. 430 (1968); Swann v.
Charlotte-Mecklenburg Board o f Education, 402 U.S. 1 (1971);
Keyes v. School District No. 1, 413 U.S. 189 (1978); Penick v.
Columbus Board o f Education, 443 U.S. 449 (1979), and
Dayton Board o f Education v. Brinkman, 443 U.S. 526 (1979).
All of these cases have held or implied that the constitutional
barrier to racially segregated schools applies to all schools in the
system, including the early grades.
In this case, the District Judge’s order would serve to
resegregate or to maintain segregation in grades K-4. Forty-
seven of the 75 elementary schools would be more than 90% one
race, with 14 schools projected as more than three-fourths
black.
The District Judge based his directive on the perceived
benefits of a neighborhood school system for elementary
students, noting the desirability of parent-teacher contact,
reduced pupil-teacher ratios, and other “ educational” advan
tages.7 In Swann, Chief Justice Burger considered pro
neighborhood arguments, presumably similar to those influenc
ing the District Judge in this case, and found them wanting:
6 511 F. Supp. at 1371.
7 The importance of desegregated schools, however, particularly for
minority students, was recently emphasized by the Supreme Court:
Education has come to be “a principal instrument in awakening
the child to cultural values, in preparing him for later profes
sional training, and in helping him to adjust normally to his en
vironment.” Brown v. Board o f Education, 347 U.S. 483, 493
(1954). When that environment is largely shaped by members of
different racial and cultural groups, minority children can
— SA-13 —
Washington v. Seattle School District, 50 U.S.L.W . 4998, 5002
(June 30, 1982).
Absent a constitutional violation there would be no basis
for judicially ordering assignment of students on a racial
basis. All things being equal, with no history of discrimina
tion, it might well be diseirable to assign pupils to schools
nearest their homes. But all things are not equal in a system
that has been deliberately constructed and maintained to
enforce racial segregation. The remedy for such segrega
tion may be administratively awkward, inconvenient, and
even bizarre in some situations and may impose burdens
on some; but all awkwardness and inconvenience cannot
be avoided in the interim period when remedial ad
justments are being made to eliminate the dual school
systems.
No fixed or even substantially fixed guidelines can be
established as to how far a court can go, but it must be
recognized that there are limits. The objective is to disman
tle the dual school system. “ Racially neutral” assignment
plans proposed by school authorities to a district court
may be inadequate; such plans may fail to counteract the
continuing effects of past school segregation resulting
from discriminatory location of school sites or distortion
of school size in order to achieve or maintain an artificial
racial separation. When school authorities present a
district court with a “ loaded game board,” affirmative ac
tion in the form of remedial altering of attendance zones is
achieve fheir full measure of success only if they learn to func
tion in—and are fully accepted by—the larger community. At
tending an ethnically diverse school may heip accomplish this
goal by preparing minority children “ for citizenship in our
pluralistic society,” Estes v. Metropolitan Branches o f the
Dallas NAACP, 444 U.S. 437, 451 (1980) (Powell, J., dissen
ting).
— SA-14
proper to achieve truly non-discriminatory assignments. In
short, an assignment plan is not acceptable simply because
it appears to be neutral.
402 U.S. at 28.
It is thus clear from Swann that no matter whether
neighborhood schools may be desirable on some grounds, their
advantages cannot outweigh the constitutional requirement to
desegregate the schools.8
The unanimous Swann opinion also dealt squarely with the
issue of busing, another concern of the District Judge in this
case:
(4) Transportation o f Students
The scope of permissible transportation of students as
an implement of a remedial decree has never been defined
by this Court and by the very nature of the problem it can
not be defined with precision. No rigid guidelines as to stu
dent transportation can be given for application to the in
finite variety of problems presented in thousands of situa
tions. Bus transportation has been an integral part of the
8 In the Supreme Court’s latest consideration of the neighborhood
school concept, the majority struck down a statewide initiative
adopted by the voters of the state of Washington that would have re
quired limiting school attendance to those students residing in the
neighborhood of the school concerned. While the majority decision
was joined by five Justices, the four dissenters emphasized that they
disagreed because there was no “ affirmative duty to integrate the
schools in the absence of finding of unconstitutional segregation.”
Washington v. Seattle School District, 50 U.S.L.W. 4998 (June 30,
1982). In so doing, the four dissenters cited with approval the case
upon which this opinion strongly relies, Swann, supra.
Thus we read Washington v. Seattle School District as unanimous
on the crucial issue in our present Nashville case.
— SA-15 —
public education system for years, and was perhaps the
single most important factor in the transition from the
one-room schoolhouse to the consolidated school. Eigh
teen million of the Nation’s public school children, ap
proximately 39%, were transported to their schools by bus
in 1969-1970 in all parts of the country.
The importance of bus transportation as a normal and
accepted tool of educational policy is readily discernible in
this and the companion case, Davis, supra." The Charlotte
school authorities did not purport to assign students on the
basis of geographically drawn zones until 1965 and then
they allowed almost unlimited transfer privileges. The
District Court’s conclusion that assignment of children to
the school nearest their home serving their grade would not
produce an effective dismantling of the dual system is sup
ported by the record. 11
11 During 1967-1968, for example, the Mobile board used 207
buses to transport 22,094 students daily for an average round
trip of 31 miles. During 1966-1967 , 7,116 students in the
metropolitan area were bused daily. In Charlotte-Mecklenburg,
the system as a whole, without regard to desegregation plans,
planned to bus approximately 23,000 students this year, for an
average daily round trip of 15 miles. More elementary school
children than high school children were to be bused, and four
and five-year-olds travel the longest routes in the system.
Thus the remedial techniques used in the District Court’s
order were within that court’s power to provide equitable
relief; implementation of the decree is well within the
capacity of the school authority.
The decree provided that the buses used to implement
the plan would operate on direct routes. Students would be
picked up at schools near their homes and transported to
the schools they were to attend. The trips for elementary
— SA-16 —
school pupils average about seven miles and the District
Court found that they would take “ not over 35 minutes at
the most.” 12 This system compares favorably with the
transportation plan previously operated in Charlotte under
which each day 23,600 students on all grade levels were
transported an average of 15 miles one way for an average
trip requiring over an hour. In these circumstances, we
find no basis for holding that the local school authorities
may not be required to employ bus transportation as one
tool of school desegregation. Desegregation plans cannot
be limited to the walkin school.
12 The District Court found that the school system would have
to employ 138 more buses than it had previously operated. But
105 of those buses were already available and the others could
easily be obtained. Additionally, it should be noted that North
Carolina requires provision of transportation for all students
who are assigned to schools more than one and one-half miles
from their homes. N. C. Gen. Stat. § 115-186(b) (1966).
Swann, supra at 29-31.
An objection to transportation of students may have
validity when the time or distance of travel is so great as to
either risk the health of the children or significantly imp
inge on the educational process. District courts must weigh
the soundness of any transportation plan in light of what is
said in subdivision (1), (2), and (3) above. It hardly needs
stating that the limits on time of travel will vary with many
factors, but probably with none more than the age of the
students. The reconciliation of competing values in a
desgregation case is, of course, a difficult task with many
sensitive facets but fundamentally no more so than
remedial measures courts of equity have traditionally
employed.
— SA-17
The Court’s approval of transportation for elementary
students illustrates the fact that these groups of children are not
automatically or easily exempted from a busing program. Only
when “ the time or distance of travel is so great as to either risk
the health of the children or significantly impinge on the educa
tional process” should elementary children be omitted from a
busing plan. No such showing was made or required by the
District Court in this case.9
9 The Circuit Courts generally have disapproved desegregation
plans that do not include all grades in the school system, often noting
that Brown v. Board o f Education itself involved segregated elemen
tary schools. “ It is axiomatic that black students, particularly in the
elementary grades, suffer irreparable harm from the maintenance of a
segregated school system.” United States v. School District o f Fern-
dale, 577 F.2d 1339 (6th Cir. 1978). In Haycraft v. Board o f Educa
tion, 585 F.2d 803, 805 (6th Cir. 1979), cert, denied, 443 U.S. 915
(1979), this court rejected a plan that exempted first-graders from bus
ing, saying, “To exempt first grade students from busing would leave
vestiges of segregation intact contrary to this Court’s mandate.’ The
District Court found that first graders would be subject to “ a high risk
of failure” if forced to participate in a busing program, but this court
found such arguments an insufficient basis for exclusion. In Lee v.
Macon County Board o f Education, 616 F,2d 805 (5th Cir. 1980), the
Fifth Circuit disapproved a neighborhood school plan in a case much
like Kelley. In Lee, grades K-5 would attend neighborhood schools
with the result that two-thirds of elementary black students would at
tend schools more than 95°7o black. The District Judge had based his
remedy on findings that attending a school near home was important
for young children and that pairing would interfere with individualized
instruction. The appellate court held these reasons “ legally insuffi
cient.”
If the decision were ours initially, we might pay greater heed to
the education disadvantages of the rapid dismantling of a dual
school system. We may not, however, weigh advantages against
disadvantages, for that judicial balancing has already been ac
complished. The law orders eradication of all vestiges of the
dual system, if some feasible plan can be devised.
616 F.2d at 811 (citing Swann at 15).
— SA-18
footnote 9 continued
The court said despite the school board’s “ apparent good faith at
tempt to desegregate in 1970,” the system had never become a unitary
one. Therefore, the duty to dismantle the dual school system con
tinued, and residential patterns could not serve to justify racial im
balance. In rejecting the District Court’s plan, the Lee court noted
that the temporary or permanent presence of one or more racially
identifiable elementary schools, or even an omission of some of the
earlier grades from a busing program, might be permissible. It stressed
the need, however, for detailed fact-findings indicating the cir
cumstances motivating “ any variations from complete desegregation
of Tuscaloosa’s schools.” Id. at 812.
Numerous other courts have reached similar conclusions. In Keyes
v. School District No. 1, 521 F.2d 465 (10th Cir. 1975), cert, denied,
423 U.S. 1066 (1976), the Tenth Circuit rejected a “ part-time”
desegregation program for elementary students. The District Court
had permitted children to spend part of the school day at their
neighborhood schools, citing a need for recreational, extra-curricular
and parental activities. In disapproving this plan, the appeals court
stated, “although we acknowledge such neighborhood contact to be
important, we cannot place it above the constitutional rights of
children to attend desegregated schools. We perceive those rights to
include full-time attendance in a desegregated setting.” Keyes at 478.
See also Adams v. United States, 620 F.2d 1277 (8th Cir.), cert,
denied, 449 U.S. 826 (1980); Anderson v. Dougherty City Bd. o f
Educ., 609 F.2d 225 (5th Cir. 1980); Mills v. Polk County Bd. o f
Educ., 575 F.2d 1146 (5th Cir. 1978); United States v. Texas Ed.
Agency, 532 F.2d 380 (5th Cir.), vacated and remanded on other
grounds, 429 U.S. 990 (1976), concepts reaffirmed, 564 F.2d 162 (5th
Cir. 1977); Clark v. Bd. o f Educ., 465 F.2d 1044 (8th Cir. 1972), cert,
denied, 413 U.S. 923 (1973); and Flax\. Potts, 464 F.2d 865 (5th Cir.
1972), cert, denied, 409 U.S. 1007 (1972).
Also instructive is the Supreme Court’s treatment of Estes v.
Metropolitan Branches o f the Dallas NAACP, 444 U.S. 437 (1980)
(opinion below at 572 F.2d 1010). The Fifth Circuit had rejected the
District Court’s plan for desegregating Dallas on the basis that it left
existing a large number of one-race schools (defined as more than
75% one-race). Under the District Court’s plan, grades K-3 remained
in neighborhood schools, and no busing of high school students was
ordered; these limitations were largely based on the District Court’s
concerns over resegregation, community support, and the social and
educational consequences of extensive busing. The Fifth Circuit
remanded and ordered the court to rezone or to provide time and
— SA-19
In sum, while neighborhood schools may be desirable in a
school system free of a history of segregation, where such a
history exists, a plan must do more; it must make “ every effort
to achieve the greatest possible degree of actual desegregation.”
Some inconvenience and even awkward remedies may be
necessary where neutral assignment plans fail to desegregate the
schools.10
Because the remedy leaves elementary schools highly
segregated, the District Court’s approval of a neighborhood
school plan for grades K-4 is rejected. On remand, the District
Judge is instructed to include these children within a pupil
assignment program drafted in compliance with this opinion,
except where inclusion would “ risk the health of the children or
significantly impinge on the educational process” within the
meaning of Swann.
It appears to this court that Nashville has some great advan
tages for solving the desegregation problem. It is a far more
compact city than, for example, Cleveland or Detroit, and in
general, the schools in need of desegregation are centrally
located. Of equally great importance, the school system is
footnote 9 continued
distance studies that would explain failure to use pairing and cluster
ing or busing to eliminate one-race schools through further busing” ;
however, the writ was later dismissed as improvidently granted.
Justices Powell, Rehnquist and Stewart dissented from the dismissal,
stressing a need to affirm the District Court’s “ sensitive” and “ pro
mising” plan. The dismissal, however, indicates the remaining
members of the court disagreed. The withdrawal of certiorari sug
gests, particularly in the fact of the dissent, that the majority approved
the Fifth Circuit’s handling of the District Court’s plan. In line with
the Fifth Circuit, we are ordering the lower court to eliminate as far as
possible the one-race or virtually one-race schools and to explain with
“ time and distance studies” or by reference to “ natural boundaries or
traffic patterns” why elimination is not feasible for any remaining
schools.
10 See Swann, supra at 28.
— SA-20 —
organized on a Davidson County-wide basis. We approve the
Board’s and District Court’s intention to apply the desegrega
tion plan to the entire county.
As we have shown above, we are convinced the District
Court’s approval of the Board’s plan was legal error.11 In addi
tion, we recognize the lower court’s approval was based in part
on a conviction, with which we take issue, that desegregation
has not advanced the educational achievement levels of black
children and that it is a serious “ education cost” in the elemen
tary grades. It was largely for these reasons, along with a fear of
increased “ white flight,” 11 12 that Judge Wiseman was persuaded
to deviate from a Swann-type remedy. See 492 F. Supp. at
189-92. While doubtless the jury on the educational benefits of
desegregation will be out for a long time, recent findings in
dicate results directly contrary to the views expressed by the
District Judge. Some of this material is very current and
therefore was unavailable to Judge Wiseman at the time his opin
ions were written.13 We note these findings only because of the
District Court’s strong reliance on this matter. We also note and
take this opportunity to remind the District Court that the issue
of achievement scores is constitutionally irrelevant in a school
system with a history of illegal segregation.
11 The dissent suggests that we have not employed an abuse of
discretion standard in reviewing the District Court’s plan. “ Improper
application of the law, however, is itself an abuse of discretion. An
appellate court may reverse if the decision below was based on an er
roneous view of the law. . . . ” United States v. School District o f
Ferndale, 577 F.2d 1339 (6th Cir. 1978).
12 Where the Board and court are under a duty to dismantle a dual
system, white flight cannot be used to justify a failure to meet the
obligation. In United States v. Scotland Neck Board o f Education,
407 U.S. 484, 491 (1972), the Supreme Court states: “ While this
development [white flight] may be cause for deep concern to the
respondents, it cannot, as the Court of Appeals recognized, be ac
cepted as a reason for achieving anything less than complete uprooting
of the dual public school system.”
13 These findings can be found in the Appendix to this opinion.
SA-21 —
REMAINING ISSUES
We now turn to other issues advanced by plaintiffs’ appeal.
First, it is urged that the approved plan places a dispropor
tionate burden of busing on black middle school students. Any
intentional effort to make the transportation burden fall more
heavily on one race than on the other would, of course, be
violative of basic constitutional law. Many factors, however,
must be taken into account in working out a practical assign
ment system, including availability of schools, locations of
schools, ease of travel between specific neighborhoods and
specific schools, and the facilities for education existing in such
schools. By mentioning these factors, we do not by any means
attempt to exhaust the list; the foregoing are cited purely for il
lustration. With regard to the plaintiffs’ middle school busing
burden issue, we are unable to find the District Judge’s disposi
tion of this issue either clearly erroneous as to facts or in viola
tion of law. It is obvious, however, that our rejection of the
15% either race minority presence as a desegregation standard
will necessitate a substantial revision of the middle school bus
ing program. Thus, the above is suggested as guidance to the
District Judge in weighing a new plan.
Plaintiffs also urge the retention of Pearl High School as a
senior high, objecting to its use as a middle school under the
Board’s plan. We, like the District Judge, sympathize with
plaintiffs’ argument for retention of Pearl as a high school
because of its “ historic contribution to the black community of
Nashville,” 492 F. Supp. at 184. We do not find, however, that
the School Board’s decision, as affirmed by the District Judge,
to convert Pearl into a middle school and to build a new Pearl-
Cohn comprehensive high school to be based on clearly er
roneous findings or founded in a racially discriminatory pur
pose. Under these circumstances, we are not empowered to
overturn the apparently nondiscriminatory educational decision
here involved.
— SA-22 —
As to plaintiffs’ last issues, however, we feel quite differently.
Plaintiffs’ argument that faculty and staff assignments have
been made on a racially discriminatory basis should long ago
have been the subject of hearing and decision. Faculty
desegregation is a considerably easier task than is overall
desegregation of schools. Similarly, we believe that there long
ago should have been a hearing on plaintiffs’ motion for at
torneys’ fees and expenses. Finally, we observe that plaintiffs’
charges of contempt against the defendants should not be left in
limbo.
From this distance, we can make no judgment on these mat
ters since no factual record has been written. The District
Court, however, should give prompt attention to all three of
these issues. The delays in this case suggest that absolute priority
be accorded to this litigation until a unitary system has been
achieved.
The dissent in this case is in utter disregard of the Supreme
Court’s interpretation of the Constitution of the United States
in such cases as Brown, supra; Green, supra; Swann, supra;
Keyes, supra; Penick v. Columbus Bd. o f Educ., supra; and
Dayton II, supra. It goes without saying that this court is re
quired to follow constitutional law as defined by the Supreme
Court of the United States. Marbury v. Madison, 5 U.S. (1
Cranch) 137 (1803); Cooper v. Aaron, 358 U.S. 1 (1958).
The judgment of the District Court is affirmed in part, reversed
in part, and remanded for proceedings not inconsistent with this
decision.
APPENDIX
After this case was argued in this court, a study made under
the auspices of Vanderbilt University and now published in the
nine volume Assessment of Current Knowledge About the
Effectiveness of School Desegregation Strategies (Vander
— SA-23 —
bilt Univ. 1981) [hereinafter cited as D esegregation
Strategies] was released. The Vanderbilt project was financed
with federal funds and incorporates the work of nationally pro
minent experts in the school desegregation field. It concludes
that desegregation raises the level of black achievement, with
specific findings on the Nashville schools, and emphasizes the
importance of including primary grades in a desegregation plan.
Significant findings include the following:
1. “ It seems reasonably clear that minority children who
attend school with white children perform better on stan
dardized achievement tests than do children who attend
segregated schools.” 2 Desegregation Strategies at 33.
See also Crain & Mahard, Desegregation and Black
Achievement: A Reivew o f the Research, 42 Law & Con-
temp. P rob. 17 (Summer 1978). For example, a study of
Nashville elementary schools revealed that black children’s
test scores rose an average of .28 when placed in
desegregated schools. This amounts to a little over 3/10ths
of a grade level and was termed a “ sizeable” achievement
gain. 5 Desegregation Strategies at 184. It also is
estimated that desegregation tends to raise black achieve
ment by approximately four IQ points.
2. To boost achievement, desegregation must occur in
the early grades.
The findings that strong effects of desegregation
occur in the earliest grades are a strong argument
against delaying desegregation past grade one. Only a
few school systems leave the early primary grades
segregated; the most significant is Dallas. Our
analysis indicates that this is a very unfortunate
policy. Many school systems leave kindergarten
students segregated. This analysis suggests it would be
academically very beneficial to include minority
kindergarten students in a desegregation plan.
SA-24 —
Id. at 185.
The study concludes that desegregation “ creates a sudden
burst of achievement growth’’ during the early grades and
that after that time, desegregated students maintain but do
not increase this higher level of achievement. The study
also notes, “ [N]o desegregation plan where elementary
grades are excluded can effectively reduce racial isolation.
Moreover, the research suggests that desegregation at early
grades holds the greatest promise for improving race rela
tions, increasing minority achievement and ultimately
reducing racial prejudice.’’ Id. at 70.
3. Racial proportions in the school are related to
achievement. The study suggests that minority students
score higher when they are in predominantly anglo
classrooms; however, it is important that more than a
small number of minority students attend majority
schools. Where minority students comprise less than 15%
of the school’s population, little mixing of races occurs,
and where blacks make up less than 20% of a high school’s
population, black male achievement suffers. Id. at 115,
173, 186 and 196.
4. Where a school district is organized on a county-wide
basis, as is the Nashville-Davidson County school system,
“ white flight” has much less long-term impact on the
schools, Id. at 47.
A 1981 study by the National Assessment of Educational Pro
gress, a federally sponsored group that annually tests 9-, 13- and
17-year-olds, reports that black achievement scores have in
creased significantly over the past 10 years. In an assessment of
reading performance, the study found that while black students
still scored below white students, they had narrowed the gap
considerably. For example, 9-year-old black students were 14.2
percentage points below the national norm in 1971 in literal
— SA-25 —
comprehension, but in 1980 black students were only 7.1
percentage points below the national average. This result was
achieved in the fact of an overall achievement gain for all tested
students. Black students scored achievement gains at all three
age groups, although increases were more significant for the
9-and 13-year-olds than for the 17-year-oids.
This black achievement gain extends from reading into other
disciplines, according to Burton & Jones, Recent Trends in
Achievement Levels o f Black /W hite Youth, Educational
Researcher (April 1982). That article analyzes tests ad
ministered over five subject areas form 1969 to 1980 by the Na
tional Assessment of Educational Progress and concludes:
For the learning areas other than writing, the average dif
ference between white and black 9-year-olds has shrunk
from about 17 percentage points to 10 or 11 over the 1970s.
At age 13 (Figure 5) methematics is relatively the most dif
ficult area for black students. For the areas other than
mathematics, means for 13-year-old black students were 17
to 18 percentage points below those for white students in
1970, but only 12 to 13 points below by 1980. A decrease in
the difference between white and black students over time
is evidence at both ages.
# * *
Typically, when achievement for white students has declined,
that for black students has declined less; when whites have
improved, blacks have improved more. The difference be
tween the races has decreased at both ages in mathematics,
science, reading, writing and social studies.
Id. at 11-12, 14.
Neither the National Assessment project nor authors Burton
and Jones go so far as directly to attribute black achievement
gains to desegregation. It is stated, however, that the findings
— SA-26 —
“ cast doubt on judgments that these social programs have failed.”
Burton and Jones, supra at 10.
These recent studies, published after the District Judge’s deci
sion, undercut his finding that the black-white achievement gap
has narrowed only “ slightly” and that improvement had
plateaued in 1975. See 492 F. Supp. at 190-91 n. 46. On the con
trary, the impact of these studies is that desegregation raises the
level of black achievement.
Celebrezze, J., concurring in part and dissenting in part.
I concur in the majority’s decision to affirm the educational
components of the district court’s plan: the establishment of
remediation programs, the creation of a magnet school at West
End Junior High School, and the development of an Afro-
American studies program. I disagree, however, with my
distinguished colleagues and the portion of the decision that
reverses the district court’s pupil assignment plans. After a
careful reading of the record in this case, I believe that the
Davidson County community, the board of education, and the
district judge are making significant progress towards affording
a constitutionally acceptable educational system and that this
court should allow the local community and federal court to
proceed with their innovations and programs. In my view, the
district court did not make clearly erroneous findings of fact
and did not abuse its discretion in forming its remedy.
I.
This appeal is part of a desegregation case which has spanned
a generation and raises issues concerning the breadth of the
district court’s discretion and the scope of this court’s review. A
brief examination of the district court’s conclusions is,
therefore, necessary.
— SA-27 —
In 1971, after sixteen years of litigation, the district court
adopted a comprehensive desegregation plan which required an
“ ideal student ratio” of 15 to 35 percent black students in each
school and ordered substantial additional busing for the 1971-72
academic year. This court affirmed the 1971 order, reasoning
that the decision was within the discretion of the district court.
Kelley v. Metropolitan County Board o f Education, 463 F.2d
732 (6th Cir. 1972). The litigation continued intermittently
through the 1970’s and, in 1979, the district court ordered the
parties to reconsider the 1971 desegregation plan in light of the
disparate busing burdens, the need to expand the georgraphic
scope of the remedy, and changes in the racial composition of
and distribution in the community.
This district court held extensive hearings concerning the ef
fectiveness of the 1971 remedy. The school board established a
citizens’ advisory panel and a planning team which included
outside consultants; after a series of public meetings, the board
proposed a new desegregation plan. The plaintiffs responded
with objections, recommendations, and suggestions for the
district court. The district court heard expert testimony and
considered various studies concerning test scores, transporta
tion burdens, and white flight, as well as the social, economic,
and educational costs of competing desegregation plans.
In evaluating the possible desegregation remedies, the district
court made extensive findings of fact. The court found that the
Nashville and Davidson County school system had experienced
significant white flight under the 1971 busing order.1 The court
further found that white flight was expected to continue so that 1
1 The extent of white flight under the 1971 busing remedy has ap
parently been substantial. In June, 1971, 66,393 white students attended
Metropolitan Nashville schools; in June, 1979, the number had drop
ped to 44,295. Based on several empirical studies, the district court
concluded that the decline was, at least in part, the result of white
flight and the resegregation from the 1971 busing order. 492 F. Supp.
at 189-90; 479 F. Supp. at 122-123.
— SA-28 —
25 to 30 percent of the county’s elementary school children
would be in private schools by the middle or late 1980’s. It em
phasized that the flight stemmed largely from the public’s
perception that the system’s educational quality was poor. Sec
ond, the court found that although test scores for black and
white pupils had improved under the 1971 plan, the gap between
the scores of the two groups had remained constant. Third, the
district court found that the school board’s proposed desegrega
tion plan placed a disparate burden on black children, especially
those in the early elementary grades, by requiring that black
children be bused in numbers disproportionate to their share of
the population. Fourth, the district court found that extensive
busing plans would have substantial social, economic, and
educational costs. 492 F. Supp. at 189-92; 479 F. Supp. at
122-23.
Based on these findings, the district court outlined specific
guidelines for a new desegregation plan for the county. Initially,
the court extended the geographic reach of the plan to include
the entire county.2 It ordered the school board to send children
in grades K to 4 to neighborhood schools, maximizing the
desegregation within this limitation.3 It ordered that in grades 5
2 Because of the vast distances in Davidson County, the district
court limited the 1971 busing remedy to the densely populated core of
the County. After finding that this limitation was hindering the im
plementation of an effective desegregation remedy, the district court
ordered the school board in 1979 to devise a new plan which extended
the geographic scope of the busing plan. 479 F. Supp. at 122-23.
3 In deciding that children in grades K to 4 should go to
neighborhood schools, the district court noted that “ an objection to
transportation of students may have validity when the time or distance
of travel is so great as to either risk the health of the children or
significantly impinge on the educational process.” Swann v.
Charlotte-Mecklenburg Board o f Education, 402 U.S. 1, 30-31 (1971).
The district court relied on its detailed findings of fact and concluded
that neighborhood schools were necessary for children in grades K to
4.
— SA-29 —
to 8, the objective should be a minimum presence of 15 percent
of either race in each school.4 In addition, the district court
outlined various changes in curriculum, staff, and programs for
the Nasvhille school system.
II.
I believe that the majority opinion does not adquately address
the district court’s findings of fact. With regard to factual ques
tions in desegregation cases, the question on review is whether
the findings of fact are clearly erroneous. Fed. R. Civ. P. 52(a).
See Dayton Board o f Education v. Brinkman, 443 U.S. 526, 534
n.8 (1979) {Dayton II). This court may not reverse findings of
fact unless it is left with the firm conviction that a mistake has
been made. Alexander v. Youngstown Board o f Education, 675
F.2d 787, 795-96 (6th Cir. 1982). See, e.g., Reed v. Rhodes, 607
F.2d 714, 717 (6th Cir. 1979), cert, denied, 445 U.S. 935 (1980);
Penick v. Columbus Board o f Education, 583 F.2d 787, 789,
798 (6th Cir. 1978), a f f ’d, 443 U.S. 449 (1979). This court may
not deviate from that standard when it addresses factual find
ings with which it is vaguely dissatisfied. See Dayton II, 443
U.S. at 418.
4 The district court observed that:
The selection of 15 percent is arbitrary, as is any other number
which may be chosen. Preparation of students to live in a
pluralistic society makes a biracial, intercultural experience
highly desirable. However, it was not the intent of Brown and its
progeny to require blacks always to be in the minority; nor
should these precedents have been read to require assimilation or
amalgamation. It is not undemocratic, nor does it violate equal
protection of the laws to have a system that allows for recogni
tion of and respect for differences in our society. A rigid
adherence to racial ratios premised upon the social goal of
assimilation, which in the process demeans, disminishes, or
benignly neglects cultural and ethnic pride as well as differences,
is not only constitutionally unrequired, but socially undesirable.
492 F. Supp. at 193.
— SA-30 —
The majority opinion does not subject the district court’s find
ings concerning disparate busing burdens on black children, loss
of community support, heavy economic expenses, and signifi
cant educational costs under the 1971 plan to careful scrutiny to
determine whether they are clearly erroneous. For example, the
majority requires the district court to include children in grades
K to 4 in its busing plan unless inclusion would “ risk the health
of the children or significantly impinge on the educational pro
cess.” Swann, 402 U.S. at 30-31. The district court, however,
did make findings concerning the educational effects of the
remedy on young school children and expressly noted the
Swann exception.5 In addition, rather than evaluate the findings
concerning white flight and its pertinence to the district court’s
choice of remedy, see notes 1-2, supra, the majority simply re
jects the notion that the threat of flight is a valid reason for fail
ing to adopt any desegregation plan, a question not presented
here.6
5 492 F. Supp. at 189-92. See note 3, and accompanying text, supra.
6 The threat of white flight may not, of course, be the basis for
obstructing a desegregation remedy once a constitutional violation has
been found. See, e g., Monroe v. Board o f Commissioners, 391 U.S.
450, 459 (1968). The concern for white flight in cases where a Swann
remedy has been in operation for some time, as here, does not reflect
an attempt to defeat desegregation efforts, but is considered so that
the plan will be effective in the long run.
United States v. Scotland Neck City Board o f Education, 407 U.S.
484, 491 (1972), indicates that the risk of white flight does not permit a
school board to avoid the responsibility of eliminating a dual school
system. A district court, however, may consider such a risk in selecting
the most desirable plan from among several constitutionally permissi
ble desegregation remedies. In Stout v. Jefferson County Board of
Education, 537 F.2d 800 (5th Cir. 1976), the Fifth Circuit, in examin
ing the application of Scotland Neck, stated:
We have found no authority declaring that in choosing be
tween various permissible plans a chancellor may not elect to
minimize white boycotts. The teaching of Scotland Neck is that
he may not refuse to adopt a permissible plan and elect or con
fect one which preserves a dual system because of such fears.
The true issue, then, is whether the plan adopted by the court
below was, given the circumstances, a permissible one.
— SA-31 —
As this court has been previously admonished by the Supreme
Court:
[o]n appeal, the task of a court of appeals is defined with
relative clarity; it is confined by law and precedent, just as
are those of the district courts and of this Court. If it con
cludes that the findings of the district court are clearly er
roneous, it may set them aside under Fed. Rule Civ. Proc.
52(a). If it decides that the district court has misapprehended
the law, it may accept that court’s findings of fact but
reverse its judgment because of legal errors. Here,
however, as we conceive the situation, the Court of Ap
peals did neither. It was vaguely dissatisfied with the
limited character of the remedy which the district court
had afforded plaintiffs, and proceeded to institute a far
more sweeping one of its own, without in any way upset
ting the district court’s findings of fact or reversing its con
clusions of law. Dayton I, 433 U.S. at 417-18.
After carefully examining the record and extensive findings of
fact in this case, especially those concerning population shifts,
Id. at 802. In this case, the district court evaluated the risk of white
flight in determining the scope of its busing remedy, not in determin
ing whether to afford a remedy at all. These are entirely separate ques
tions. Other courts have held that the threat of flight is a proper con
sideration in framing a permissible desegregation plan. See Johnson v.
Board o f Education o f Chicago, 604 F.2d 504, 517 (7th Cir. 1979),
vacated for consolidation,___ U.S.____(1982) (a school board may
“consider the probability of white flight in formulating a remedial
plan to prevent de facto segregation in public schools”); Parent Ass’n
o f Andrew Jackson High School v. Ambach, 598 F. 2d 705, 719 (2nd
Cir. 1979); Higgins v. Board o f Education o f the City o f Grand
Rapids, 508 F.2d 779, 794 (6th Cir. 1974).
SA-32
educational quality, transportation burdens, and social costs, I
am not left with conviction that the district court’s factual find
ings are clearly erroneous.
III.
Furthermore, I believe that the majority has erred in its
review of the district court’s desegregation remedy. When
reviewing a district court’s desegregation remedy, we are limited
to determining whether the district court abused its discretion.7
See Mi!liken v. Bradley, 433 U.S. 267, 281 (1977); Swann, 402
U.S. at 15, 25, 27, 30. The Supreme Court has identified the
standard for review as the traditional abuse of discretion
measure applied to equitable decrees: in a desegregation case,
“ the scope of a district court’s equitable power to remedy past
wrongs is broad, for breadth and flexibility are inherent in
equitable decrees.” Swann, 402 U.S. at 15. This discretion com
ports with the policy of leaving the administration of desegrega
tion plans with the district courts.8 “ Because of their proximity
to local conditions and the possible need for further hearings,
the courts which originally heard these [desegregation] cases can
best perform this judicial appraisal.” Brown II, 349 U.S. at
299-300.
7 The courts of appeals have held that the standard of review in a
desegregation case is whether the district court abused its discretion.
E. g., United States v. Board o f School Comm’rs o f Indianapolis, 637
F. 2d 1101, 1116 (7th Cir.), cert, denied, 449 U.S. 838 (1980); Evans v.
Buchanan, 582 F.2d 750, 760 (3rd Cir. 1978) (en banc), cert, denied,
446 U.S. 923 (1980); Stout v. Jefferson County Board o f Education,
489 F.2d 97, 98 (5th Cir. 1974) (per curiam); Kelly v. Guinn, 456 F.2d
99, 110 (9th Cir. 1972), cert, denied, 419 U.S. 919 (1979). See also Ar
thur v. Nyquist, 636 F.2d 905, 906 (2nd Cir. 1981).
8 This court may reverse a district court in its formulation of a
desegregation remedy only when it has abused its discretion, because
the district court is in the best position to weigh the competing
equities.
— SA-33
I disagree with the majority’s view of the district court’s
discretion. The majority implies that the district court is
obligated to employ a racial ratio which matches the racial com
position of the Davidson County school system. My reading of
Swann is that the district court may adopt such a ratio as part of
a desegregation remedy. The Constitution does not require the
district court to use a ratio which mirrors the racial makeup of
the community. Swann, 402 U.S. at 23-24. Rather, the district
court may use its discretion to determine the proper scope of a
busing plan in a desegregation remedy.9
The majority’s treatment of the pupil assignment component
of the desegregation plan is not consistent with the limited scope
of our review. The district court did use in 1971, as a starting
point,” the approximate racial ratio of the school district as an
objective for its busing plan. The district court in 1980 reviewed
The essence of equity jurisdiction has been the power of the
Chancellor to do equity and to mould each decree to the
necessities of the particular case. Flexibility rather than rigidity
has distinguished it. The qualities of mercy and practicality have
made equity the instrument for nice adjustment and reconcilia
tion between the public interest and private needs as well as be
tween competing private claims.
Hecht Co. v. Bowles, 321 U.S. 321, 329-30 (1944), cited in Brown II,
349 U.S. at 300, and Swann, 402 U.S. at 15. See Lemon v. Kurtzman,
411 U.S. 192, 200 (1972) (“ [i]n shaping equitable decrees, the trial
court is vested with broad discretionary power; appellate review is cor
respondingly narrow” ).
9 The Eighth Circuit has expressly rejected the argument that the
desegregation plan for the St. Louis school system must precisely
reflect the racial composition of the district. The district court
adopted a pupil assignment plan which considered schools with black
enrollment of 30 to 50 percent (plus or minus 15 percent) in a system
which is 76 percent black. The appellate court found that such devia
tions are within the discretion of the district court. Liddell v. Board o f
Education o f St. Louis, 667 F.2d 643, 649 (8th Cir. 1981).
SA-34
the effectiveness of the 1971 order. After hearing and evaluating
a broad range of evidence concerning white flight, test scores,
transportation burdens, costs, education theory, and other fac
tors, the district court changed the busing objective to a
minimum presence of 15 percent of either race.
The majority opinion seems to recognize that there is no con
stitutional right to any particular racial balance in schools. See
Pasadena City Board o f Education v. Spangler, A ll U.S. 424,
434 (1976) (no “ substantive constitutional right to a particular
degree of racial balance of mixing” exists); Swann, 402 U.S. at
24. Yet the majority’s requirement that the district court employ
a ratio of 68 percent white and 32 percent black (plus or minus
15 percent) appears to be an attempt to establish such a balance.
I fear that the precise racial mixture required by the majority on
remand will, as a practical matter, create such a right. See
Dayton Board o f Education v. Brinkman, 433 U.S. 406, 418
(1977) (1Dayton I).
Moreover, I disagree with the majority’s treatment of the
pupil assignment component for grades K to 4. The majority re
jects the district court’s decision on the premise that it is re
quired to desegregate all schools and all grades within the school
system. I do not believe that the district court’s discretion is so
narrow. The cases on which the majority relies for its proposi
tion do not support its conclusion.’0 In Haycraft v. Board o f 10
10 The majority’s reliance on Tasby v. Estes, 572 F.2d 1010 (5th
Cir. 1978), cert, dismissed as improvidently granted, 444 U.S. 437
(1980), is misplaced. First, the circuit court did not hold that Swann
requires all schools and all grades to be included in a pupil assignment
program. It remanded the case because the district court, unlike the
lower court in this case, failed to make adequate factual findings. Id.
at 1014. Second, the Fifth Circuit has expressly ruled that a district
court “may devise a constitutional plan that temporarily or per
manently leaves one or more racially identifiable elementary schools,
or that omits some of the earlier grades from the busing probram.”
Lee v. Macon County Board o f Education, 616 F.2d 805, 812 (5th Cir.
— 8A-35 —
Education o f Jefferson City, 585 F.2d 803 (6th Cir. 1978), cert,
denied, 443 U.S. 415 (1979), this court reversed a district court
which excluded first grade students from a busing plan. In
Haycraft, the district court made no factual findings; instead, it
concluded “ as a matter of law” that first grade students without
kindergarten experience would risk failure if they rode on a bus
to school. Id. at 804. Here, the district court made extensive fac
tual findings, supported by the record, and grounded his deci
sion on the risk that the entire desegregation remedy might fail
in the long run if very young children were included in the bus
ing program. 492 F. Supp. at 189-93. Lee v. Macon County
Board o f Education, 616 F.2d 805 (5th Cir. 1980), does not hold
that every grade in a school system must be included in a
desegregation remedy. In fact, the Fifth Circuit reasons that
“ [f]ocusing on the target of a unitary system rather than a
systemwide racial balance, the court may devise a constitutional
plan that temporarily or permanently leaves one or more racially
identifiable elementary schools, or that omits some of the earlier
grades from the busing programs.” Id. at 812. See generally
Swann, 402 U.S. at 24 (“ [t]he constitutional command to
desegregate schools does not mean that every school in every
community must always reflect the racial composition of the
school system as a whole” ).
Finally, the majority fails to address directly the issue of the
effectiveness of the desegregation plan.11 “ The measure of any
desegregation plan is its effectiveness.” Davis v. School *
1980). Third, the Supreme Court’s decision to dismiss certiorari as im-
providently granted provides no indication of the Court’s view of the
merits and gives the Estes decision no precedential power binding on
this court. See Griffin v. United States, 336 U.S. 704, 716 (1958);
United States v. Carver, 260 U.S. 482, 490 (1923).
" The Supreme Court’s opinion in Washington v. Seattle School
District No. 1 ,___ U.S_____ (1982), does not address the issues raised
in this appeal. In Washington, the Court found that a state referen
dum which prohibits mandatory busing of school children for pur
poses of integration violates the equal protection clause of the four-
— SA-36
Com m ’rs o f Mobile, 402 U.S. 33, 37 (1971). District court
decrees must ultimately be evaluated on the basis of their effec
tiveness. See Green v. County School Board, 391 U.S. 430, 439
(1968) (desegregation remedies must be drawn “ in light of the
circumstances present and the options available’’); Davis, 402
U.S. at 37 (desegregation remedies must “ tak]e] into account
the practicalities of the situation” ). An effective desegregation
plan is one which will establish a unitary school system: “ The
obligation of the district courts . . . is to assess the effectiveness
of a proposed plan in achieving desegregation.” Green, 391
U.S. at 439. Many factors should be considered in deteimining
whether a particular plan will be effective in establishing a
unitary school system. These factors include population shifts,12
transportation burdens, and the social, economic, and educa
tional costs of competing desegregation plans. The precise
weight to be acorded to each factor should be left to the district
court’s discretion. In my opinion, the district court has properly
identified and weighed these various factors and has selected a
desegregation remedy which is likely to move Davidson County
teenth amendment. Washington concerns the structure of the state
and local political process, rather than the breadth of a district court’s
discretion in shaping a desegregation decree: “ [i]t is the State’s race
conscious restructuring of its decisionmaking process that is imper
missible.” Slip Op., at 28 n.29 ___ U.S. ___ , ___ n.29. The
Supreme Court has recently reiterated the policy of encouraging flex
ibility in desegregation remedies and avoiding rigid approaches:
“ although ‘in some circumstances busing will be an appropriate and
useful element in a desegregation plan,’ in other circumstances ‘its
“costs,” both in financial and education terms, will render its use in
advisable.’ ” Crawford v. Los Angeles Board o f Education, Slip Op.
at 14, quoting Crawford v. Board o f Education, 17 Cal. 3d 280, 309
(Cal. 1976),___ U .S.____ (1982). See Slip Op. at 2 n.3, 9 n.15.
12 See notes 1 and 6 and accompanying text, supra.
SA-37
towards a unitary school system.13 If lasting solutions for the
problems of desegregation are to be found, we must allow the
district courts to shape remedies which reflect the practical prob
lems facing a school system and which have a realistic chance of
achieving the goals of Brown I.
A careful reading of the entire record, and my experience
with the previous appeals filed in this litigation, leads me to
believe that Judge Wiseman has addressed a difficult problem
and is, together with the local community, making a sincere ef
fort to bring a degree of finality to this longstanding issue. I
believe that the district court’s plan complies with the re
quirements of Brown I and Swann. The district court’s findings
of fact are not clearly erroneous and it has not abused its broad
discretion in fashioning the flexible and innovative plan
presented to this court. Accordingly, I would affirm the judg
ment of the district court.
13 The majority relies on Tasby v. Estes, 572 F.2d 1010 (5th Cir.
1978), cert, dismissed as improvidently granted, 444 U.S. 437 (1980),
asserting that the dismissal of certiorari as improvidently granted is an
indication that the Supreme Court supports the majority’s interpreta
tion of Swann. Although the Court’s disposition allows no such in
ference to be drawn, see note 10, supra, Justice Powell’s dissent, joined
by Justices Rehnquist and Stewart, is of interest. The dissent em
phasizes the need for flexibility and practicality in reviewing
desegregation decrees.
— SA-38
SUPPLEMENTAL APPENDIX B
Robert W. Kelley, Individually and
representative of the class
v.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee, et al.
Henry C. Maxwell, Jr., Individually
and representative of the class
v.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee, et al.
Civ. A. Nos. 2094, 2956.
United States District Court,
M. D. Tennessee,
Nashville Division.
Aug. 27, 1979.
(Rendered Orally Aug. 24, 1979)
In desegregation action, the District Court, Wiseman, J.,
held that: (1) given the choice between further delay and im
plementation of desegregation plan or a haphazardly hurried
piecemeal implementation of a portion of the program, court
would permit additional year’s delay; (2) board’s transfer
policy, although facially neutral, was having a negative impact;
(3) it would violate due process to hold school board members
in contempt for the implementation of the school transfer
policy where the prior orders of the court had not addressed the
matter with sufficient specificity; (4) school board would be re
quired to review transfer applications and determine this validi
— SA-39 —
ty before granting them; and (5) the application of any senior to
be retransferred to the school which he attended as a junior
could be granted.
Order accordingly.
1. Schools (key) 13(20)
Court facing the choices of a further year’s delay in im
plementing a portion of school desegregation plan or a
haphazardly hurried construction of partial patches of the plan
which would probably worsen the situation would permit the
proposed zones of the school board to be continued for use for
another year.
2. Schools (key) 13(6)
School board policy for subject matter-program transfers
from one school to another, although racially neutral on its
face, had a negative impact on desegregation efforts by the
manner in which it was implemented and the inherent potential
for abuse in its conceptualization and thus violated spirit of
court’s integration order.
3. Constitutional Law (key) 273
It would violate due process to hold school board members in
contempt for implementation of transfer plan where court’s
desegregation orders did not address the matter with the re
quisite degree of specificity. U.S.C.A. Const. Amends. 5, 14.
4. Schools (key) 13(20)
Where court had determined that school board’s transfer
policy which was facially neutral was having a negative impact
on desegregation efforts, court would order school board to
submit a revision of the transfer policy designed to provide
methods by which transfer applications could be objectively
SA-40
judged, prior to approval, to determine their validity as to the
educational objectives of the student; court would require
board to review each of the transfer applications which had
previously been approved, as well as those currently pending
and to make written findings as to the validity of each request.
5. Schools (key) 13(20)
School board would be permitted to grant the application of
any senior who requested transfer from a school to which he
had been zoned to the high school to which he attended as a
junior and such transfers would be exempted from limitations
on other transfers set forth in court’s desegregation orders.
Avon N. Williams, Jr., Richard Dinkins, Nashville, Tenn.,
for plaintiffs.
William R. Willis, Jr., Marian F. Harrison, Nashville, Tenn.,
for defendants.
MEMORANDUM
WISEMAN, District Judge.
This twenty-four-year-old case is before this Court upon a
series of motions and petitions by both the plaintiffs and defen
dants. The various motions, petitions, and pending matters and
dates of filing are as follows:1
1. March, 17, 1972: Defendants’ request for approval of con
struction of White’s Creek Comprehensive High School, includ
ed in march 17, 1972, report to this Court and merged into July
24, 1978, petition, listed infra. *
' Throughout the pendency of this case until and during the recent
hearings, the parties have filed various motions relating to discovery
matters. The Court has ruled on substantially all discovery issues as
they have arisen. Such matters are, therefore, not listed above as pen
ding motions.
SA-41
2. May 30, 1973: Petition by defendants for approval of long
range plan, dealing with twenty-six building projects. This peti
tion has essentially merged into more recent pleadings.2
3. May 31, 1973: Defendants’ petition for approval of por
tables for use in kindergartens. No action was taken by the
Court in regard to this petition and the defendants subsequently
implemented the proposed plan.
4. October 14, 1976: Defendants’ motion to amend their
May 30, 1973, petition for approval of long range plan. Such
motion proposed a new location for the Goodlettsville-Madison
High School and asked the Court for approval of construction
of that school.
5. December 27, 1976: Plaintiffs’ petition for contempt and
further relief. Plaintiffs therein moved that defendants be held
in contempt for their plan to construct the Goodlettsville-
Madison High School, the expansion of Hillsboro, Bellevue,
Hillwood, Glencliff, Stratford, and Maplewood high schools,
the use of portables for kindergartens, the establishment of the
Cole Annex for Cole Elementary School grades five and six at
the old Turner School, and the proposed closing of Pearl High
School. The Board of Education subsequently rejected the pro
posal to close Pearl. In this petition, plaintiffs also asked that
the Court modify its 1971 order to equalize the burden placed
on black and white children as a result of bussing, to compel
defendants to maintain a black-white student ratio, and to force
defendants to upgrade Pearl High School and inner city
schools. Finally, plaintiffs requested attorneys’ fees.3 * 5
2 Subsequent to the May 30, 1973, petition, defendants have filed
various letters to inform the Court of their plans and actions taken
relating to the projects detailed in the petition.
5 Plaintiffs had previously filed motions for attorneys’ fees on
February 8, 1974, and April 11, 1975, as well as a motion to dispose of
those motions, filed on October 16, 1975.
SA-42 —
6. July 24, 1978: Defendants’ petition for approval of school
attendance zones for 1978-79, as amended August 18, 1978. In
this petition, defendants requested court approval of the expan
sion of Hillsboro, Hillwood, Overton, Maplewood, Glencliff,
and Stratford into comprehensive high schools with grades nine
through twelve, the addition of grade nine to Cohn and Pearl
high schools and to McGavock Comprehensive High School,
the opening of the Whites Creek Comprehensive High School to
include grades nine through twelve, the elimination of one grade
schools, the changes in zoning to alleviate overcrowding and to
close inadequate buildings, the plan to develop an inner city
comprehensive high school, and the establishment of junior
high schools including grades seven and eight with feeder
systems into the high schools.4
7. August 28, 1978: Plaintiffs’ amendment to petition for
contempt and for further relief, previously filed on December
27, 1976, and discussed supra. Plaintiffs therein allege that con
struction and expansion of schools in predominantly white
areas, and the closure of formerly black schools in the inner
city, the institution of optional transfer programs, discussed in
fra, and the failure of defendants to increase the black-white
faculty ratio are violative of the 1971 court order. 4
4 On May 29, 1979, defendants filed an amendment to the list of
capital improvements and to proposed attendance zones, in which
plaintiffs deleted from the May 30, 1973, petition a request for ap
proval for an Interstate 40 West comprehensive high school, and
substituting a plan for an inner city comprehensive high school, and
modified the proposals relating to Antioch, Dupont, and Bellevue
high schools. On July 6, 1979, the Court granted the defendants’
amendment to their request for approval of certain building projects,
in which defendants withdrew their request for approval of construc
tion of Antioch High School, the Glengarry Elementary School pro
ject, the Jordonia-Wade Elementary School project, and omitted the
projects proposed for Dupont and Bellevue high schools.
— SA-43 —
8. August 7, 1979: Plaintiffs’ motion for contempt, which
charged that defendants had violated the Court’s order
directing defendants to terminate the optional transfer plan,
discussed infra.
In pretrial conferences held with all parties, the Court divided
the matters into four phases:
Phase 1: Historical recapitulation of school integration since the
order of 1971; consideration of the Long Range Plan of the
school board; consideration of the proposed zoning for school
year 1978—79 (now moot since the year 1979—80 was only one
month away at the time of the hearing); consideration of the
Board’s request to proceed with certain construction projects.
Phase 2: Consideration of matters relating to racial mix of
staff and faculty.
Phase 3: Consideration of all petitions for contempt.
Phase 4: The matter of attorneys’ fees.
The Phase 1 hearings began on June 26, 1979, and continued
on June 27, 28, 29, 30, 1979, and July 2, 3, 5, and 6, 1979. The
proof on Phase 1 overlapped substantially with the matters of
Phase 3.
At the conclusion of this hearing, the Court directed the
defendant, Board of Education, to reconsider its entire plan
assuming no parameters heretofore ordered by the Court, but
with the primary objective of the achievement of a unitary
school system for the entirety of Davidson County. In addition,
the Board was instructed to consider: maximum utilization of
existing buildings (specifically including those in the inner city);
economic factors of transportation costs and fuel economy;
time and distance involved in transportation; and any other fac
tors which would impact upon the ultimate objective of a quali
ty educational opportunity for all children in Davidson County
through a unitary school system.
— SA-44 —
The defendant Board has advised the Court that the forego
ing request of the Court is a massive undertaking which, if ap
proved by the Court, will represent a substantial redrawing of
zone lines and transfer of numerous students.
From the proof adduced on Phase 1 of the hearings, the
Court finds the following:
1. The perimeter line drawn by the Court in 1971, by which
no requirement of either transportation or attempts at racial
balance was mandated outside the perimeter, has encouraged
white flight to the suburbs and to those school zones unaffected
by the 1971 order. The combined effect of the order and the
flight therefrom, either to suburban public schools or to private
schools, has been:
a) that inner city schools have become progressively
resegregated;5
The most dramatic example of such resegregation can be seen in
enrollment statistics for Pearl High School for the school years
1970—71 through the projections for 1979—80, compiled in Exhibit
87, as follows:
Black Students/
Percentage
Black
White
Students
Total
Students
1970-71 1212 (100.0) 0 1212
1971-72 599 ( 62.9) 353 952
1972-73 603 ( 66.4) 305 908
1973-74 594 ( 68.4) 274 868
1974-75 558 ( 74.7) 188 746
1975-76 551 ( 72.5) 208 759
1976-77 551 ( 75.8) 175 726
1977-78 492 ( 83.1) 100 592
1978-79*
Projection
577 ( 96.6) 20 597
1979-80
*9th Grade Added
532 ( 96.6) 19 551
b) that the projected ideal ratio o f 15 percent to 35 per
cent black population in each school has become increas
ingly more difficult to meet;
c) that the school facilities outside the Court-ordered
perimeter have become increasingly inadequate to accom
modate the growing student bodies.
2. The resegregation, resulting, at least in part, from the
nonetheless good faith efforts of the School Board in the im
plementation of the Court’s order, amounts to a de jure
segregation.
Recognition of the above results impels a complete reex
amination of the remedy fashioned in 1971. As the United
States Supreme Court has said,
The obligation of the district courts, as it always has
been, is to assess the effectiveness of a proposed plan in
achieving desegregation. There is no universal answer to
complex problems of desegregation; there is obviously no
one plan that will do the job in every case. The matter must
be assessed in light of the circumstances present and the
options available in each instance. . . . Moreover, whatever
plan is adopted will require evaluation in practice, and the
court should retain jurisdiction until it is clear that state-
imposed segregation has been completely removed. . . .
Green v. School Bd. o f New Kent County, 391 U.S. 430, 439, 88
S.Ct. 1689, 1695 20 L.Ed.2d 716, 724 (1968). See also Swann v.
Charlotte-Mecklenburg Bd. o f Educ., 402 U.S. 1, 19-21, 91
S.Ct. 1267, 1278—79, 28 L.Ed.2d 554, 569—70 (1971).
[1] Although any delay in achieving an adequate remedy to a
situation in which Davidson County children are deprived of
constitutional rights is distasteful, the alternatives and the most
appropriate remedy among such alternatives have not yet been
the subject of proof in this case at this time. The Court is
therefore left with the equally untenable choices of a further
year’s delay or a haphazardly hurried construction of partial
patches which would undoubtedly worsen the situation. The
problem faced by the parties in this suit, by this Court, and by
— SA-45 —
SA-46 —
the citizens of this county is of paramount importance. It
deserves the best efforts at resolution that can be mustered by
everyone concerned. It is a subject upon which the best minds
available to the parties, including input from the many well-
motivated, thoughtful citizens of the community, should be
sought and received. The 1979-80 school year is less than a week
away. Massive restructuring of zones at this time would be
chaotic. For all of these reasons, delay, however undesirable,
becomes the only option available to the Court. The proposed
zones of the Board for the year 1978—79 are approved for use in
1979—80. Over the coming year, this Court will hear from the
parties, and invites amicus briefs by groups such as the Citizens
Advisory Committee, Parent-Teacher groups, and any other in
terested group. The Court encourages such groups to submit
proposals which are designed to achieve a unitary school system
in Davidson County and to provide the best possible educa
tional opportunity for all of the school children of the county.
The Optional Transfer Policy
In 1978 the School Board adopted a transfer policy which
permitted any student assigned to a non-comprehensive high
school to opt out automatically of such school to a comprehen
sive high school (Exh. 21). At the July hearings, it became evi
dent to the Court that this provision had been utilized extensive
ly by white students assigned to Pearl to escape such assign
ment. The percentage of automatic options out of Pearl com
pared to those from other non-comprehensive high schools
leaves no other credible inference.6 The effect of this policy
upon the already-established trend toward resegregation at
Pearl was disastrous. From the 1977—78 school year to the
1978—79 year, the black to white ratio went from 83.1 percent
to 96.6 percent (Exh. 87).
6 Exhibit 20 itemizes the number of students who transferred to a
comprehensive high school from non-comprehensive high-schools in
1978-79 under the optional transfer program. Interpolating these
figures to reflect the number of students transferring from Pearl and
other non-comprehensive high schools to comprehensive high schools,
the resulting chart is as follows:
SA-47 —
At the hearings in July, when the foregoing facts became ap
parent, the Court orally enjoined the Board of Education from
further implementation of this transfer policy. The Court’s
directive from the bench was:
School White B lack Other Total
From Pearl 290 21 12 323
to Glencliff 34 0 0 34
to Hillsboro 35 10 2 47
to Hillwood 220 8 10 238
to Overton 1 3 0 4
From Antioch 62 5 0 67
to Glencliff 62 5 0 67
From Apollo Jr. 50 1 0 51
to Glencliff 50 1 0 51
From Bellevue 8 0 0 8
to Hillsboro 8 0 0 8
From Cohn 66 19 0 85
to Hillsboro 31 14 0 45
to Hillwood 35 5 0 40
From Madison 47 2 0 49
to Maplewood I 0 0 1
to Whites Creek 46 2 0 48
From Dupont
(Jr. & Sr.) 37 4 0 41
to McGavock 37 4 0 41
From East 10 3 0 13
to Stratford 10 3 0 13
From Goodlettsville 68 5 0 73
to Whites Creek 68 5 0 73
From Joelton 149 0 0 149
to Whites Creek 149 0 0 149
From Neely’s Bend 3 0 0 3
to Whites Creek 3 0 0 3
Total 790 60 12 862*
* Exhibit 20 also reflects that 11 white students transferrred from
Hillsboro to Hillwood. Since those transfers are not from non-
comprehensive schools to comprehensive high schools, they are not
listed in the above chart.
SA-48 —
I am making this ruling now, Mr. Willis, because as I see
the urgency of the situation that has arisen during the
course of the proceedings, I think I need to do that because
you need to know what I am deciding on in the 1978—1979
[sic]7 school year. I think it is going to take considerable
work by the School Board on this ruling because it is going
to move several hundred students or determine from them
whether or not there is a bona fide reason for program
transfers and in anticipating it on a program transfer basis
rather than an automatic opting out. So, I am telling you
that now, so you have plenty of time to work on it, we will
continue to do that as we can through this hearing. I will
supplement all of this in a written memorandum and give
you a chance for appeal and whatever. When I see
something I need to address in order to be ready for the
1978—1979 [sic] school season, I will address it.
Thereafter, on August 7, 1979, plaintiffs filed a petition for
contempt alleging that the Board had failed to implement in
good faith the Court’s order. This petition was scheduled for
the first order of business at the resumed hearings which began
August 21 and continued through August 24, 1979.
From information provided through discovery, plaintiffs in
troduced statistical summaries of transfers approved, broken
out by sending school, receiving school, and by race (Exh. 98).
From this exhibit it appears that 326 white students have had
transfers approved from Pearl to other high schools in the
system. Sixteen blacks and twelve persons of other races were
granted transfers from Pearl. All of the transfers from Pearl
were subject matter based. The number of transfers from other
non-comprehensive high school were:
7 The Court erroneously referred to the school year 1978—79. The
Court, of course, intended to refer to the school year 1979—80.
SA-49 —
White Black Other
From Joelton 134 0 0
From Cohn 85 25 2
From Antioch 38 1 0
From Dupont Sr. 32 0 0
From Madison 31 3 0
From Goodlettsville 23 8 0
The impact of these transfers upon the racial mix at Pearl was
dramatic. Children assigned to Pearl by applicable residential
zones should have produced a racial mix of:
532 white (52%)
36 other (3%)
461 black (45%)
After the approved transfers were granted, the resulting totals
and percentages were:
206 white (30%)
24 other (4%)
445 black (66%)
Additional transfer requests are pending from Pearl of 78 white,
17 black, and 4 other (Exh. 142). If these transfers are approv
ed, the white population will be reduced to 22 percent.
The apparent mass exodus of white students from Pearl
under the subject matter transfer raised a serious question in the
Court’s mind as to the extent of monitoring which defendant
Board had exercised in its implementation of the spirit if not the
letter of the Court’s enjoinder from the bench in July. From the
statistical evidence above, the Court found a prima facie case of
contempt to have been made and shifted the burden of going
forward with the evidence to the defendants.
SA-50 —
The School Board explained its procedure in implementing
the court’s order as follows:
1. The School Board was informed at its July 10 meeting of
the Court’s order and the need for modification of the Board’s
policy.
2. The Board at its July 24 meeting rescinded its optional
transfer policy. Dr. Elbert Brooks, Director, Metropolitan
Schools, stated to the Board that “ students who had made these
automatic transfers would be assigned to their original zoned
school but would be permitted to request a transfer in order to
take a particular program/subject not offered at the student’s
assigned school.”
3. A form letter was developed and signed by Dr. Brooks
and sent to all students who for the school year 1978—1979 had
been assigned to a non-comprehensive high school under the
“ automatic option” policy (Exh. 96).
4. A Transfer Committee was established consisting of Mr.
Joe Garrett, Chairman, Pupil Accounting and Transfers, Pupil
Personnel Services; Dr. Cornell Lane, Psychology, Pupil Per-
sonel Serivces (a black member); Mr. Bill Hollingsworth, Atten
dance, Pupil Personnel Services; and Mr. Dan Covington,
Vocational and Technical Education. A directive was issued by
Dr. Brooks requiring that requests for transfer be forwarded to
the office of Mr. Garrett for review by the Transfer Committee.
After such review the two affected principals and the students
were to be notified.
5. Principal Carnes of Pearl High testified he was informed
at two meetings held with other principals and his district
superintendent that his sole function was to determine if the re
quested course was available at his school and, if not, to sign off
on the request. This instruction was reiterated by Dr. Brooks in
a phone call after a school board member relayed parent com
— SA-51 —
plaints to Dr. Brooks about Mr. Carnes’ handling of transfer re
quests. Somewhat inconsistently, the testimony also showed
that Mr. Carnes understood and Dr. Brooks also reiterated to
him his responsibility to counsel with the student and parents
concerning such a transfer.
At some point after the transfers began to be requested, the
form for such applications was changed. The material change
was the deletion of an addendum which listed courses taken in
the previous year, grades received, and courses desired this year.
It also required a statement that the program of studies had
been discussed with both the principal and guidance counselor
and an explanation thereof. Finally, it required a selection of a
course not offered at the assigned school and a statement of
how the requested course would be beneficial to the student. No
satisfactory explanation of the changes in the form was offered
by defendants.
Notably after the fact, after the filing of the petition for con
tempt, Dr. Brooks required a comparison of the sub-
ject/program transfers granted with the students preregistration
desires indicated last spring (Exh. 137). This comparison as it
relates to transfers from Pearl reveals the following:
T ransfer Request* for Program m atic Reasons Approved by S tuden t T ransfer Com mittee
M etropolitan Nashville Public Schools
As of A ugust 16, 1979
Spring P reregistration Course Selections Compared to Fall Registration Course Selections (Reason for T ransfer Request)
Sending Receiving
School School
Pearl Hillsboro
Seniors
O thers 2
Black - 0
W hite - _ s
Total - 11
(22.4%)
Pearl Hillwood
Seniors
Others - 2
Black - 0
W hite -32
Total -3 9
Pearl
(21.1%)
Glencliff
Seniors
O thers 0
Black 0
W hite 12
Total 19
(20.0%)
N um ber Approved
B W O T
2 45 2 49
5 170 10 185
1 94 0 95
Fall Course Selection
Sam e As Spring
Selection
W
25
Fall Course Selection
N ot Selected in Spring,
B ut Spring Selection
N ot Offered a t Sending
School
T B W 0 T
26 1 7 0 8
(53.1%)^
" '" ( 6 9 4% )-''
16.3%)
Fall Course Selection
Not Selected in Spring,
Spring Selection Similar
to Course Offered a t
Sending School_________
B W 0 T
0 0 0 0
0 0 0 0
0 42 0 42
(44.2%)
0 34 0
^ 80.0% r "
34
(35.8%)
0 1 0 1
( 1.1% )
All Courses Selected
in Spring Offered a t
Sending School
B W 0 T
0 11 2 13
(26.5%)
0 13 1 14
(7.6%)
1 10 0 11
( 11.6% )
Num ber
Spring
Schedule
Available
2
(4%)
4
(2.2%)
7
(7.4%)
SA
-52
— SA-53
It is apparent from this summary that 69.4 percent of the
transfers from Pearl to Hillsboro, 90.3 percent of the transfers
from Pearl to Hillwood, and 80 percent of the transfers from
Pearl to Glencliff were facially bona fide under the policy of the
Board and the understanding of Dr. Brooks, discussed infra. In
the case of the one white transfer from Pearl to Glencliff
wherein the fall course selection was not selected in the spring,
and the spring selection is similar to a course offered at the
sending school, and in the case of those 38 transfers to com
prehensive high schools in which all courses selected in the
spring are offered at Pearl, the transfers are facially suspect.
Dr. Brooks testified that a follow-up interview will be
scheduled with each of these individuals in the suspect category
in an effort to determine the bona fides of the students’ express
ed desires. Such a monitoring is consonant with the policy
adopted in 1977 by the Board in Section IV(F)(4) of the Student
transfer Policy # 5119: “ Special requests having evidence of
course or program selection and changes in courses scheduled
for the purpose of school reassignment will not be approved’’
(emphasis added).
Dr. Brooks further testified that, in his opinion, there is no
reliable way to explore the legitimacy of a subject/program
tranfers except after the fact. In pursuance of this belief, the
chairman of the Transfer Committee developed a three-part
monitoring plan, to which Dr. Brooks added a fourth, by which
the Board will follow the progress of each transfer student in the
requested courses (Exh. 139). Actual enrollment is to be verified
and progress checked at six-week and semester intervals and
evaluated for renewal of transfer.
The Board’s actions before the filing of the contempt petition
leaves much to be desired. Dr. Brooks admitted in hindsight
that the comparison with spring course selection should have
been examined before the fact rather than after. The Court
— SA-54 —
believes that the use of the longer form, changed in midstream
apparently in the interest of time, would have produced infor
mation for a more objective evaluation of the bona fide nature
of the application for tranfer.
The statistical evidence of transfers of white students from
Pearl gives rise to the inescapable inference that white students,
given the opportunity to automatically opt out of the Pearl zone
last year, certainly did not wish to return. Perhaps many of
these represent legitimate desires to attend a comprehensive high
school and take courses offered there but not at Pearl. Black
children are not exercising this program/subject opportunity in
nearly the equivalent numbers or percentages, however. This
may be due in part to a corresponding desire by black students
to attend a majority black school; it may be related to the ethnic
pride of the black community in Pearl High as an institution.
For whatever reason, it is a fact evidenced by the admitted
statistics of both 1978—79 and 1979-80 transfers.
The Board has adopted, as a part of its long range plan of
construction of comprehensive high schools, a plan to construct
an inner city comprehensive high school, to be named Pearl,
and at a location either on the present site or at some place in
the North Nashville area. Originally, the Board had gone for
ward with the recommendation of the staff for the closure of
Pearl, Cohn, and Joelton high schools upon the theory that
none of these locations fit into the judicially imposed directive
to locate comprehensive high schools in areas which would en
courage and facilitate an integrated school system. Objections
by the black community to the closure of Pearl brought about a
reversal of this decision within the past year.
Another factor which has impinged upon the School Board’s
action in regard to Pearl, as well as other non-comprehensive
high schools in the system, is the requirement by Tennessee law
that all students in grades nine through twelve be given access to
— SA-55 —
a comprehensive high school education by 1978 (T.C.A. §§
49-2701 et seq.). As long as Pearl and other non-comprehensive
high schools were either scheduled for closure or had not yet
been converted to a comprehensive facility, the Board felt
obligated to provide the “ automatic option,” or at least the
program/subject option on an “ as required” basis.
The subject matter/program transfer plan was “ loosely con
ceptualized and leniently administered.” (Testimony of Dr.
Scott). The Board of Education did not follow it own policies
relating to subject matter transfers, specifically Sections IV(A)
and IV (F) of the Student Transfer Policy # 5119. No preap
proval screening was done to determine how the requested sub
jec t/it into a student’s career objectives. No effort was made to
ascertain if the requested subject correlated with the student’s
career objectives expressed at spring registration or if, in fact,
any change had taken place in those career objectives by the fall
registration. No guidance counseling input was sought or receiv
ed before approval was granted. Transfer approval was
automatic if the requested course was not offered at the sending
school and if such course w-as not already full at the receiving
school. No effort was made to tabulate course requests and to
determine if a sufficient demand existed to establish the re
quested course as an offering at the sending school. For in
stance, in applications to transfer away from Pearl, there were
at lease 38 requests for horticulture, 18 requests for German
history, 38 requests for media arts, 34 for computer programm
ing, and 22 for vocational cluster. Such numbers would seem
sufficient to establish classes in these subjects at Pearl. It would
have been both feasible and reasonable to include a question on
the request for transfer form inquiring whether or not the stu
dent would be willing to take the requested course at Pearl if it
were offered there after a sufficient expression of interest. Such
an inquiry was not made.
— SA-56
The looseness of the administration of the subject mat-
ter/program transfer policy and its pro forma approval can
have no other effect than to emasculate any efforts at desegrega
tion. Zoning becomes a farce under the expressed attitude of
Dr. Brooks as to his understanding of a student’s automatic
right to course offerings at another school. Many of these
courses have no relationship whatsoever to the vocational pro
gram outlined in T.C.A. §§ 49—2701 et seq. As this Court reads
that law, the variety of vocational offerings in the Metropolitan
School System is not required to be duplicated at every school
nor is every student required by this law to be given access to
every course at every school.
[2] The Court finds that the school board policy for sub-
ject/program transfers, although racially neutral on its face, by
the manner in which it has been implemented and the inherent
potential for abuse in its conceptualization, has a negative im
pact upon the desegregation efforts of the School Board pur
suant to the previously issued order of this Court, and violates
the spirit of the 1971 order, and the spirit of the order of this
Court issued orally on July 2, 1979.
[3] The Court, however, does not find defendants in con
tempt of the July 2, 1979, order of this Court. In that order, the
Court directed defendants to abolish the optional transfer plan.
It is indisputable that defendants complied with that order. In
the July 2, 1979, order the Court did not deal specifically with
the subject matter/program transfer plan, which was the central
issue of the recent hearing. As the Court of Appeals for the
Sixth Circuit has recently held, “ The notice of a judicial order
upon violation of which a contempt finding may properly be
based is such notice as would clearly tell a reasonable person
what he is required to do or abstain from doing.” Reed v.
Cleveland Bd. o f Educ., 607 F.2d 749, 752, (6th Cir. 1979). It
would violate due process to hold defendants herein in con
— SA-57 —
tempt for their implementation of the subject matter/program
transfer plan when the Court did not address the matter with
that degree of specificity necessary under the standard
hereinabove set out.
[4] It is, therefore, ORDERED that:
1. The School Board reexamine and submit to this Court for
approval by September 7, 1979, a revision of its subject mat
ter/program transfer policy designed to provide methods by
which transfer applications may be objectively judged prior to
approval, to determine their validity in the educational objec
tives of the individual student, as opposed to a subterfuge on
the part of a student to escape a given school or subvert the
zones established for the purpose of achieving a unitary school
system.
2. The School Board shall conduct a review of each of the
transfer applications that have been heretofore approved as well
as those now pending. Such a review will include an interview
with both the student and parent or guardian. After such
review, the Board will make written findings in each case of the
validity of the request. A procedure will be established to obtain
the recommendation of the principals from the sending and
receiving schools and the judgment of the transfer committee.
Such a procedure will also make provisions for an appeal to the
Director. The decision of the Director, on appeal, shall be in
writing and shall include the supporting reasons for his decision.
Such a review of all previously granted requests will be made by
September 7, 1979. The defendants will give first priority to
reviewing those previously granted requests for transfers out of
Pearl High School.
3. By September 7, 1979, the School Board shall submit to
the Court for its approval recommendations relating to a plan to
establish additional classes at Pearl and/or other non
— SA-58
comprehensive high schools when the number of requests for
transfers from such sending schools are sufficient to justify the
establishment of such classes. This order does not suggest or re
quire the conversion of all high schools into comprehensive high
schools. The Board will necessarily make value judgments bet
ween establishing courses such as computer sciences or voca
tional clusters, on the one hand, which may not be economically
feasible to develop at, for example, Pearl, and establishing
courses such as German history, horticulture, and guitar, which
would not require mass expenditures if such courses were of
fered at Pearl.
4. Those students whose requests for transfer have been
heretofore approved will register at and begin attending the
school to which they requested to be transferred. The School
Board shall reassign to the schools to which the students were
originally zoned those students whose requests for transfer the
transfer committee and/or the Director finds to be less than
bona fide and reassign to the original zoned school those
students who requested a course subsequently offered at that
school, under paragraph three of this order.
5. Those students whose requests for transfer are pending
and those students who have not yet requested transfer will
register at and attend the school to which they were originally
zoned until such time as the defendants evaluate their requests
for transfer under the revised plan.
6. Pursuant to the order and memorandum, filed August 27,
1979, the defendant Board may grant the application of any
senior (as defined in that memorandum opinion), who requests
transfer from a high school to which he is zoned to the high
school to which he attended as a junior in the year 1978-—79.
The Court does not intend to alter the provision of the 1971
Court order, incorporated in Section XI of the Board’s policy §
— SA-59
5119 (Exh. 21), that allowed students to transfer from “ majori
ty to minority” schools. Such provision has previously
permitted a student, who is a member of the majority race in a
particular school, to transfer automatically, without a program
related reason, to the closest school in which that student would
be a member of the minority race. The Court, however, will not
condone transfers from, for example, Pearl, by white students
in grades nine through eleven, when the effect of such a transfer
will be to convert the majority at the sending school into a
minority, or convert the minority at the receiving into a majori
ty. The Board shall allow any student to transfer from a school
in which he is presently in a majority to any school in which he
would be at that time a member of a minority, in accordance
witfr the defendants’ previous majority to minority plan. If,
however, by the operation of the revised transfer plan and/or
the majority to minority plan, the racial mix is altered so that a
student in grades nine through eleven would not be transferring
from a school in which he is presently a member of a majority to
a school in which he would be at that time a member of a
minority, the majority to minority rule will not justify approval
of a request to transfer.
The Court recognizes that the foregoing directives are tem
porary and will be obviated by the completion of the com
prehensive high school program.
MEMORANDUM
[5] Defendants have moved this Court to exclude those
students who will be seniors in the year 1979—80 from the
Court’s order of August 24, 1979, relating to subject mat-
ter/program transfers. Plaintiffs have responded in opposition
to defendants’ motion.
In her affidavit attached to defendants’ motion, Dr. Peggy
Harris, research assistant for defendant Board of Education,
states that the sixty-six white students, designated as seniors for
SA-60 —
the year 1979—80, have requested and been approved for
transfer from Pearl to a comprehensive high school. This figure
represents approximately 20 percent of the 326 white students in
grades nine through twelve, originally zoned to Pearl, whose re
quests for transfers out of Pearl have been approved (Exh. 98):
In addition, Dr. Harris stated that there were presently thirteen
requests for transfer out of Pearl from white seniors whose ap
plications were pending decision by defendant Board.
In defendants’ motion, they note the testimony elicited at the
recent hearing from Leslie Carnes, Principal of Pearl High
School, and Dr. Elbert Brooks, Director of Metropolitan
Schools, regarding the special status of seniors who may have
bought senior rings and made plans to participate in athletic and
extracurricular activities. Plaintiffs, however, point out that the
problems of seniors were not the subject of extensive proof at
the hearings. They, therefore, argue that the special situation of
each senior should be evaluated by the defendant Board on an
individual basis when the Board reconsiders its prior grant of
approval of transfer requests and initially considers pending
transfer requests. Although plaintiffs contend that it is not
equitable to permit those who have achieved a wrongfully ac
quired status to profit from such status, they also appear to be
sensitive to the potential special needs and problems of seniors.
This Court has found that the previously utilized optional
transfer plan and the Board’s recent implementation of the sub
ject matter/program transfer plan had a debilitating effect on
desegregation efforts in this school system. Toward the end of
halting the rapid trend of reversion to an almost totally black in
ner city school, the Court ordered that the optional transfer
plan be terminated and the method by which the program
transfers were granted be radically revised so that program
transfers could be based on bona fide educational reasons rather
than on a means to escape a traditionally black, inner city
school.
— SA-61 —
The Court has attempted to fashion a remedy that will
eliminate the negative effects of the previous policies of defen
dant Board. In fashioning such a remedy, however, it is the
Court’s responsibility to balance the relative detriments and
benefits to the school children, who will be affected by the
Court’s order. The Court cannot decree in a theoretical void; it
must be cognizant of the specific situations involved and the
harm that may befall individual children. The Court is not in
sensitive to the special status of high school seniors who have
made plans according to the assumption that they would be at
tending the same school for their last year as they attended their
junior year. Such plans may have entailed expenditure of money
for class rings and senior pictures, and a commitment to par
ticipate in, inter alia, athletic and band activities, school clubs,
and student government. To destroy a student’s plans for the
last year of high school and to wrest him away from the school
he has known and the friendships he has developed has the
potential for thwarting a child’s academic and social adjustment
and fulfillment of his educational goals. To uproot a child who
has spent at least the last year in anticipation of completing his
high school education in the same environment offends this
Court’s sense of justice. The potential harm in such upheaval
weighs heavily in favor of an exclusion for seniors from the
revised transfer plan.
The Court, therefore, grants defendants’ motion to exclude
seniors from the Court’s order of August 24, 1979. The Court
will permit the defendant Board to grant the application of any
senior who requests transfer from a school to which he attended
as a junior in the year 1978—79. The Court adopts the defini
tion of “ senior” used by defendants as any student who, based
on his number of credit hours, is capable of graduating from
high school during the regular school year of 1979—80 plus the
summer school term of 1980. An exemption for seniors will be
incorporated into the final version of the Court’s order of
August 24, 1979. This order of exemption of seniors from the
revised program transfer plan will be in effect only for the year
1979—80, and will not be extended beyond that year.
SA-62 —
SUPPLEMENTAL APPENDIX C
Robert W. Kelley, Individually and
representative of the class
v.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee, et al.
Henry C. Maxwell, Jr., Individually
and representative of the class
v.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee, et al.
Nos. 2094, 2956.
United States District Court,
M. D. Tennessee,
Nashville Division.
May 20, 1980.
In a school desegregation case, the District Court, Wiseman,
J., held that: (1) the desegregation plan proposed by the Board
of Education, which recommended more busing to achieve
more racial balance, would be rejected, because it placed most
of the burden of achieving desegregation on young black
children and might lead to a public school system serving only
the lower social or economic segments of society, and (2) the
Board should consider a plan such including features as
neighborhood schools for kindergarten and lower elementary
grades, a minimum presence of at least 15 percent of the race in
the minority at middle schools, the use of magnet schools, the
use of public transportation, and educational components to
improve the opportunity of school children for intercultural ex
periences.
SA-63
Judgment accordingly.
See also D.C., 479 F.Supp. 120.
1. Schools (key) 13(4)
Once finding has been made that racially discriminatory dual
school system has been maintained, it is responsibility of school
board, under supervision of district court, to achieve unitary
school system.
2. Schools (key) 13(6)
In determining remedy for school segregation, effectiveness
of proposed desegregation plan must be weighed against other
available alternatives and each alternative must be assessed in
terms of its relative costs.
3. Schools (key) \5 9 V i
Desegregation plan proposed by the Board of Education,
which recommended more busing to achieve more racial
balance, would be rejected, because it placed most of the
burden of achieving desegregation on young black children and
might lead to public school system serving only lower social or
economic segments of society.
4. Schools (key) 13(12)
Board of Education should consider desegregation plan in
cluding features such as neighborhood schools for kindergarten
and lower elementary grades, minimum presence of at least 15
percent of race in minority at middle schools, use of magnet
schools, use of public transportation, and educational com
ponents to improve opportunity of school children for inter-
cultural experiences.
Avon N. Williams, Jr., Richard H. Dinkins, Nashville,
Tenn., Plaintiffs Intervenors, Carrol D. Kilgore, William E.
Higgins, Nashville, Tenn., for plaintiff.
William R. Willis, Jr., Marian F. Harrison, Nashville, Tenn.,
for defendants.
— SA-64 —
MEMORANDUM OPINION
WISEMAN, District Judge.
The present posture of this case and this Court’s action
thereon require a recitation of the tortuous twenty-five-year
history of desegregation efforts in Metropolitan Nashville.
I. HISTORY OF NASHVILLE-DAVIDSON
COUNTY DESEGREGATION
PRIOR TO 1971
On September 23, 1955, plaintiff Robert W. Kelley filed this
class action lawsuit to enforce Brown v. Board o f Education,
347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954), decided the
previous year, and to enjoin the defendant Board of Education
of the City of Nashville from continuing to operate a segregated
school system. A three-judge court was convened in this
district,1 but, upon defendants’ concession that the law was
unenforceable under Brown, the three-judge court was dissolved
for lack of jurisdiction and the case remanded to a single district
judge of this Court. Kelley v. Board o f Educ., 139 F.Supp. 578
(M.D.Tenn. 1956). 1
1 The three-judge court was convened pursuant to 28 U.S.C. §
2281, since plaintiffs contested the constitutionality of Tennessee law
mandating segregation, T.C.A. §§ 49-3701 to 49-3704. These statutes,
enacted in 1901, prohibited interracial schools and the teaching of in
terracial classes. Misdemeanor penalties were prescribed for violation
of this law. Section 49-3701 provided that “ [i]t shall be unlawful for
— SA-65
After a hearing on the proposed plan for desegregation sub
mitted by the defendant Board, the Court, on January 21, 1957,
approved the plan insofar as it provided for desegregation for
grade one in the year 1957-58, but ordered the Board to develop
a plan to eliminate segregation in the remaining grades. Kelley
v. Board o f Educ., 2 Race Rel.L.Rep. 21 (M.D.Tenn.1957). On
February 18, 1958, this Court rejected as unconstitutional the
Board’s proposed plan, essentially modeled after the Parental
Preference Law, T.C.A. § 49-3704,2 passed in January of 1957,
and previously held unconstitutional by this Court in Kelley v.
Board o f Educ., 2 Race Rel.L.Rep. 970 (M.D.Tenn.1957). The
proposed plan proscribed mandatory integration or segregation
in any grade but permitted parents to choose between sending
their children to a one-race or integrated school. The Court
allowed the defendant Board two months to file another plan
any school, academy, college, or other place of learning to allow white
and colored persons to attend the same school, academy, college, or
other place of learning.” Acts 1901, ch. 7, § 1; Shann,, § 6888a37;
Code 1932, § 11395. Correlatively, section 49-3702 provided as
follows:
It shall be unlawful for any teacher, professor, or educator in
any college, academy, or school of learning, to allow the white
and colored races to attend the same school, or for any teacher
or educator, or other person to instruct or teach both the white
and colored races in the same class, school, or college building,
or in any other place or places of learning, or allow or permit the
same to be done with their knowledge, consent, or procurement.
Acts 1901, ch. 7, § 2; Shann., § 6888a38; Code § 11396.
2 Section 49-3704 read as follows: ‘‘Separate schools
authorized.—Boards of education of counties, cities and special
school districts in this state are authorized to provide separate schools
for white and Negro children whose parents, legal custodians or guar
dians voluntarily elect that such children attend school with members ,
of their own race.” Acts 1957, ch. 11, § 1.
— SA-66 —
for desegregation of all grades.3 See Kelly (sic) v. Board o f
Educ., 159 F.Supp. 272 (M.D.Tenn.1958). On June 19, 1958,
this Court approved the proposed Board plan that provided for
elimination of compulsory segregation in grade two as of the
academic year 1958-59 and in one additional grade a year
therafter. See Kelley v. Board o f Educ., 3 Race Rel.L.Rep. 651
(M.D.Tenn.1958), a ff’d, 270 F.2d 209 (6th Cir.), cert, denied,
361 U.S. 924, 80 S.Ct. 293, 4 L.Ed.2d 240 (1959).4
At the time Kelley v. Board o f Education was filed, Davidson
County, surrounding Nashville, and the City of Nashville main
tained separate school systems. Because the Kelley order had no
effect upon the county school system, which continued to
operate as a segregated system, plaintiff Henry C. Maxwell, Jr.,
filed a class action complaint on September 19, 1960, which
paralleled the complaint previously filed by plaintiff Kelley
against the Board of Education of the City of Nashville. On
November 23, 1960, this Court approved a gradual desegrega
tion plan submitted by defendant County Board of Education
but modified the proposed one-grade-a-year component to re
quire that immediate desegregation take place in grades one
through four with an additional grade each year in the future.
By so ordering, the Court placed the county school system on
the same grade-a-year basis as the city school system. See Max
well v. County Bd. o f Educ., 203 F .Supp. 768
(M.D.Tenn.1960), a ff’d, 301 F.2d 828 (6th Cir. 1962), a ff’d in
3 At the same time, the Court denied defendants’ motion to dismiss
that was grounded on the adequacy of the administrative remedy pro
vided in the Pupil Assignment Act, also enacted in January of 1957.
See Pub.Acts 1957, cc. 9-13.
4 Plaintiffs appealed from the Court’s order because they asserted
that Brown mandated that desegregation be achieved with more celerity
than one grade per year. Defendants, on the other hand, appealed the
Court’s ruling that the portion of the plan that implemented the
Parental Preference Law was unconstitutional.
part, rev’d in part, sub nom. Goss v. County Board ofEduc. o f
Knoxville, 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963).5
On September 10, 1963, after the City of Nashville and
Davidson County merged into a metropolitan government, the
Kelley and Maxwell cases were consolidated by consent order
and the Board of Education for Metropolitan Nashville-
Davidson County was substituted as defendant.6 The case has
remained in the same posture since 1963, with the primary
defendant being the Metropolitan County Board of Education
of Nashville and Davidson County. No significant action was
taken by this Court in regard to school desegregation until over
six years later.7
— SA-67 —
5 The plan, as approved by this Court and affirmed by the Court of
Appeals, included a minority-to-majority transfer option for students
who would otherwise be zoned to schools in which they would be in a
racial minority. This provision is the converse of the majority-to-
minority transfer policy currently in effect in Nashville-Davidson
County. The United States Supreme Court granted certiorari to decide
the constitutional validity of the minority-to-majority transfer provi
sion of the school plan for Knoxville, Tennessee, as approved by the
District Court for the Eastern District of Tennessee, Goss v. Board o f
Educ., 186 F.Supp. 559 (E.D.Tenn.1960), and affirmed by the Court
of Appeals for the Sixth Circuit, Gossv. Board o f Educ., 301 F.2d 164
(6th Cir. 1962), as well as such policy included in the Maxwell plan.
The Supreme Court reversed, holding that the minority-to-majority
provision of both plans was constitutionally defective. Goss v. Board
o f Educ., 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963).
6 The 1963 consent order substituted the Transitional Board of
Education for the Metropolitan Government of Nashville and David
son County as defendant. By order of December 3, 1964, the
Metropolitan Board of Education and its board members were
substituted for the Transitional Board.
In the interim, the plaintiffs challenged an action taken by the
defendant school board and the state secondary athletic association,
which had suspended a predominantly black, inner city school from
participation in the interscholastic athletic program. The Court ruled
that due process had been denied in the procedure used for suspending
the school. The Court did not, however, deal with any aspects of the
pupil assignment portion of the desegregation plan. See Kelley v.
Board ofEduc., 293 F.Supp. 485 (M.D.Tenn.1968).
— SA-68 —
Upon plaintiffs’ motion for injunctive relief, this Court, on
November 6, 1969, issued a temporary restraining order, enjoin
ing defendant Board from purchasing new school sites, building
new school facilities, or expanding existing school facilities, un
til a hearing on the motion. After such hearing, the Court, on
July 16, 1970,8 enjoined the Board from school construction not
commenced as of the date of the restraining order, and ordered
that the Board devise a comprehensive plan for a unitary school
system that included, inter alia, rezoning and school construc
tion to maximize school integration. Kelley v. Metropolitan
County Bd. o f Educ., 317 F.Supp. 980 (M.D.Tenn.1970). The
defendant submitted a plan as ordered, but, on August 25,
1970, the Court effectively stayed its order until resolution by
the United States Supreme Court of school desegregation cases
then pending before it.9 On December 18, 1970, however, the
Court of Appeals for the Sixth Circuit vacated the stay and
reinstated this Court’s order. Kelley v. Metropolitan County
Bd. o f Educ., 436 F.2d 856 (6th Cir. 1970).
II. THE 1971 COURT ORDER
Pursuant to the remand order of the Court of Appeals, this
Court held hearings on the Board’s proposed revised plan in the
spring of 1971. At such hearings, a plan was submitted by the
Board, a plan by the plaintiffs, including alternate plans for the
elementary schools, and two alternate plans submitted by the
Department of Health, Education, and Welfare [HEW], acting
as consultant to the Court. The Court rejected defednants’ pro
* The opinion was issued on July 16, although the judgment was
not entered until August 13, 1970.
9 The most significant case involved was Swann v. Charlotte-
Mecklenburg Bd. o f Educ., 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554
(1971).
— SA-69 —
posal, calling it a “ mere tinkering with attendance zones,” and
“ only a token effort.” Kelley v. Metropolitan County Bd. o f
Educ., Nos. 2094, 2956, at 6 (M.D.Tenn. June 28, 1971).10 11
The Court similarly rejected both of plaintiffs’ proposals
because they allowed the school board to determine the actual
assignment of pupils and implementation of the plan. In light of
the Board’s past actions and apparently half-hearted efforts to
devise a unitary school system that would encourage integra
tion, the Court was naturally reluctant to delegate to the Board
the responsibility for specific implementation. Additionally, the
Court rejected the elementary school plans proposed by plain
tiffs because they included some schools in the periphery of the
county. The Court at that time found that the distances involved
and the attendant busing costs were so great that it was not
feasible to include the outer reaches of the county in a com
prehensive busing plan."
The Court did adopt the element in both plaintiffs’ and
defendants’ plans that instituted an “ ideal student racial ratio”
in the range of 15 to 35 percent black in each school. After re
jecting both plaintiffs’ and defendants’ plans, the Court viewed
the HEW plan, as amended after evidence adduced at the hear
ings, which incorporated geographic zone changes, clustering,
10 Although the opinion was issued by this Court, it is impossible to
refrain from commending my predecessor on this case, now Chief
Judge L. Clure Morton, for an opinion that was remarkable not only
in its portrayal of courage by its author in light of the certain com
munity hostility that ensued but also for its forthrightness and clarity
in treating the legal mandates and decreeing specific directives and
proscriptions.
11 Noting that the “practicality and feasibility of a plan is a
material consideration,” the Court made it clear that the litmus test
for a unitary school system was not necessarily the integration of each
school within the system. Id. at 8.
SA-70 —
contiguous and noncontiguous pairings, and grade restructur
ing, as the “ only realistic plan remaining.” Id. at 8. Perhaps
most significant in terms of its total impact on the school
system, the Court, in an effort to insure a racially unitary school
system, ordered that over 13,000 more students be transported
in the 1971-72 school year than had been bused in the previous
year. Id. at 4-5.12 Under the pupil assignment plan as submitted
by HEW and adopted by the Court, no school would have a ma
jority of black students.
To discourage future resegregation, the Court made specific
orders designed to maximize the potential for an integrated
system. Included in the Court’s order was a directive for the
Board to implement a majority-to-minority transfer policy. The
Court also approved the proposed construction of what was
later built as the Whites Creek Comprehensive High School
because of its proximity to the proposed inner city expressway
loop, located approximately half-way between predominantly
black and white residential populations. The Court enjoined the
construction of the proposed Goodlettsville Comprehensive
High School because it would be located in an all-white com
munity and not in proximity to the line of demarcation between
the two populations. The Court similarly denied the Board per
mission to enlarge Hillsboro High School, located in a white
community, into a comprehensive high school, enjoined the use
of portable classrooms for any purpose other than integration,
and, finally, although exempting the predominantly white
schools in the outer county from the effect of busing, enjoined
the Board from renovating or enlarging by either construction
or use of portables any schools that serve less than 15 percent
black students after implementation of the plan.
12 Approximately 10,500 more elementary school children were to
be bused, and 2,838 more secondary children were to be transported.
Id. at 4-5.
— SA-71
Both parties appealed the 1971 decision of this C ourt.13 The
defendants appealed on the bases of the Court’s asserted failure
to comply with Rule 23 of the Federal Rules of Civil Procedure,
the invalidity of the Court’s requirement of a fixed racial ratio,
and the alleged adverse effects on the health and safety of the
children resulting from implementation of the plan. Plaintiffs
cross-appealed, claiming that their proposed plan should have
been approved by the Court because it would have achieved a
greater degree of integration and because the HEW plan, as ac
cepted, placed a disproportionate burden upon black children.
The Court of Appeals for the Sixth Circuit affirmed on all
grounds, focusing on the discretion lodged with the district
court and on the fact that some of the claims raised on appeal
had not been adequately raised first in the district court.14
13 The memorandum opinion was issued on June 28, 1971, whereas
the order was issued on July 15, 1971. On July 21, 1971, this Court
denied defendants’ motion to set aside the memorandum opinion of
June 28 on the basis of the Court’s alleged failure to comply with Rule
23 of the Federal Rules of Civil Procedure. See Appendix B to Kelley
v. Metropolitan County Bd. o f Educ., 463 F.2d 732, 748-50 (6th Cir.
1972).
14 The Court of Appeals found that this Court had used a flexible
racial ratio as a guide and that such a guide had been approved by the
Supreme Court in Swann v. Charlotte-Mecklenburg Bd. o f Educ., 402
U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971). Although the HEW
plan was “ somewhat less stringent” than the plan proposed by the
plaintiffs, the Court of Appeals held that the Court’s approval was
within judicial discretion and had, following the mandate of Green v.
County School Bd. o f Kent County, 391 U.S. 430, 88 S.Ct. 1689, 20
L.Ed.2d 716 (1968), the promise of effectively dismantling the
previously dual system. Kelley v. Metropolitan County Bd. o f Educ.,
463 F.2d 732, 743, 746 (6th Cir. 1972). In regard to defendants’ con
tentions that the proposed plan would work undue hardships on the
children of this county, the Court of Appeals noted that such concerns
had not properly been presented to the district court and were,
therefore, not cognizable on appeal. Similarly, the Court of Appeals
stressed the fact that the district court would be open to motions for
modification by plaintiffs if there were adverse effects on black
children who were, according to plaintiffs, made to bear the brunt of
the busing burden. The HEW plan, as accepted, paralleled the Swann
plan, and the incorporation of any disparate burden on black children
into that plan was not addressed by the Swann Court.
SA-72 —
III. SUMMARY OF ACTIONS TAKEN
BY THE COURT AND THE PARTIES
SINCE THE 1971 COURT ORDER
Although little action having a signficant impact on the
school system was taken by this Court between the 1971 order
and 1979, the parties filed myriad motions, reports, and letters,
many of which were not acted upon during the eight-year
period. A recounting of pleadings and other communications
filed with the Court during these years will help to put the pro
gress of and problems with school desegregation in this county
into better perspective.
The first report by defendants was filed with this Court on
October 19, 1971, and described the first month of operation
under the plan. Two days later, plaintiffs moved to join as par
ties defendant the Metropolitan Government, the Metropolitan
Mayor, and the members of the Metropolitan Council since
they controlled the purse strings from which money for increased
transportation must come.
Defendants’ second report to the Court was filed on March
17, 1971, which proposed the attendance zone and other plans
for a new comprehensive high school in the Joelton-Whites
Creek area, which would be close to the proposed inner loop in
the northeastern part of the county and which the Court in the
1971 order had indicated it would approve when plans were
finalized. Additionally, the report proposed capital im
provements for schools whose student composition was at least
15 percent black. No action was ever taken on the proposals in
cluded in this report.
Three months later, the defendant Board of Education filed a
petition, seeking changes in the plan in regard to elementary and
junior high school zones and the approval of the use of an a,i-
nex for an overcrowded school in the southeastern portion of
the county unaffected by the Court’s busing order. Plaintiffs
— SA-73 —
responded by generally objecting to the proposed changes and
requesting changes in the plan as adopted, in that it called for
the closure of certain inner city black schools and clustering pat
terns that required more cross-busing of black children than
whites.
A hearing was held pursuant to the motions filed and, by
order and memorandum, issued August 17, 1972, and August
19, 1972, respectively, the Court granted plaintiffs’ motion to
add the additional parties defendant, approved the requested
changes in the elementary school zones, but denied the defen
dants’ proposed changes in three junior high schools that would
have resulted in lessened degrees of desegregation in those
schools. The Court also ordered that the Board purchase addi
tional buses, report to the Court regarding costs of transporta
tion, and close all schools not later than 4 p.m. each day. Fur
ther, the Court issued a temporary restraining order against the
newly added defendants (council members and mayor) from in
terfering with the Court’s order to desegregate. No action was
taken by this Court on plaintiffs’ concerns about the alleged
disparate transportation burden on black children.
With the third district judge sitting on this case since its incep
tion,15 the Court held a hearing on the Board’s report submitted
pursuant to the Court’s last order and, by order of August 31,
1972, approved that report and dissolved the injunction against
the newly added defendants. Shortly thereafter, the defendant
Board sought modification of the August 17, 1972, order pro
hibiting school closure not later than 4 p.m., which this Court
granted on September 11, 1972.
15 When this case was first instituted and after the three-judge court
was dissolved, see text accompanying note 1 supra, it was assigned to
Judge William E. Miller. He continued to hear the case throughout
the next fourteen years and, when he was elevated to judge of the
Court of Appeals for the Sixth Circuit, he issued the memorandum
SA-74 —
The final action taken by this Court prior to pretrial matters
and the subsequent hearings in the summer of 1979 involved an
action brought by three newly added black City Council defen
dants as third party plaintiffs against the United States, HEW,
and federal officials, as third party defendants. The third party
plaintiffs sought to enjoin the third party defendants from con
tinuing to withhold federal funds that would be used for
transportation expenses which would be incurred in implemen
ting the Court’s desegregation order. After holding that the
Court had jurisdiction over the third-party defendants except
for the United States, see Kelley v. Metropolitan County Bd. o f
Educ., 372 F.Supp. 528 (M.D.Tenn.1973),16 the Court held that
the acts of the third party defendants in refusing to release funds
for busing for desegregation purposes pursuant to a recently
promulgated policy was illegal. The Court further enjoined the
third party defendants from enforcing such an illegal and un
constitutional transportation policy and to act within their
discretion upon requests for funds. See Kelley v. Metropolitan
County Bd. o f Educ., 372 F.Supp. 540 (M.D.Tenn.1973).
Several matters were pending before this Court at the time it
addressed the third party issues. They were not dealt with by the
Court at that time nor has this Court taken any action on them
since that time. As discussed supra, no action was ever taken in
and order of 1970 as district judge sitting by designation. After that
order, however, the case was reassigned to Judge L. Clure Morton,
who retained the case until he recused himself after the defendant
Mayor moved for recusal on August 22, 1972. The case was then
assigned to Judge Frank Gray, Jr. When I took the bench in August of
1978, the case was then reassigned to me, making the fourth district
judge sitting on this case.
16 On December 13, 1973, the Court also granted the original defen
dant Board of Education leave to intervene as a third party plaintiff in
this third party action.
regard to the report filed by the defendant Board on March 17,
1972, in which the Board sought approval for construction of
Whites Creek Comprehensive High School. Since that time, the
Whites Creek School has been constructed. The current zones
for the school are incorporated into a petition filed by the Board
on July 24, 1978, discussed infra.
Also pending at the time of this Court’s last order was the
Petition for Approval of the Long Range Building Program, fil
ed on May 30, 1973.17 This proposal outlining twenty-six
building projects has essentially merged into more recent
pleadings that describe future plans in greater detail.18
The day after the Petition for Approval of the Long Range
Plan was filed, defendant Board filed a petition for approval of
portables for use in kindergartens. See Exhibit 55. At the time
of the 1971 court order, this county had not extensively in
stituted the systemwide, nonmandatory kindergarten program
presently in existence. As discussed above, the 1971 order had
specifically prohibited the use of portables for any purpose
other than to achieve integration. The Court left the Board’s re
quest for portables unanswered, and the Board utilized por
tables at kindergarten locations beginning in the school year
1973-74.
Over two years elapsed before either party officially filed fur
ther pleadings in this case, although counsel for the Board cor
— SA-75 —
17 Over a year later, on December 27, 1976, plaintiffs responded to
this petition by generally denying all allegations.
18 On the same date that the Petition for Approval of the Long
Range Building Program was filed, the Board also filed a motion to
produce documents. This motion has little current significance.
Discovery matters raised by the parties in this case were disposed of
prior to and, in some instances, during the pendency of the recent
hearings.
SA-76 —
responded by letter to the Court during this period of time.19
The next official pleading was defendants’ motion to amend
their previously filed Petition for Approval of the Long Range
Building Plan and for further relief, filed October 14, 1976,
wherein the defendants specifically described new plans for the
proposed Goodlettsville-Madison High School and asked the
Court’s approval to implement these plans.
The first pleadings filed by plaintiffs since 1972 were the
answer to defendants’ proposed long range plan and a Petition
for Contempt and for Further Relief, both filed on December
27, 1976. Plaintiffs therein moved that defendants be held in
contempt for their plan to construct the Goodlettsville-Madison
High School,20 the expansion of Hillsboro, Overton, Hillwood,
19 Counsel for the Board filed two letters unreported on the Court’s
docket sheet. The first was filed on August 15, 1973, and relayed the
Board’s decision to proceed with the plan for using portables at
kindergarten sites. See Exhibit 55. On October 19, 1973, counsel filed
a letter requesting a speedy resolution of the Petition for Approval of
the Long Range Building Plan incorporated into the petition filed on
May 30, 1973. See defendants’ memorandum for status conference,
filed March 29, 1979. In addition to a relatively insignificant letter filed
on November 28, 1973, counsel also filed letters on July 15, 1974, see
Exhibits 27, 39, and March 14, 1975, see Exhibit 37. The 1974 letter
informed the Court of the Board’s plan to seek funding for high
schools that would, beginning in 1978-79, offer comprehensive pro
grams. Included in this plan were the Whites Creek High School and
the proposed Goodlettsville-Madison High School. Also listed in the
letter were elementary schools that were part of the longrange building
plan. In the 1975 letter, counsel related the projected enrollment
percentages for Hillwood, Hillsboro, and Stratford, as expanded
comprehensive high schools, and informed the Court that funding for
vocational facilities at these schools would be sought.
20 Defendants had described this plan in their motion to amend,
filed October 14, 1976, discussed supra. The 1971 Court order had
specifically enjoined the construction of the Goodlettsville-Madison
High School, as proposed at that time since, because of its location in
the white suburbs and away from the imaginary inner loop divider, it
would tend to promote segregation. Since the 1971 order, however,
the defendant Board had changed the proposed site location for the
school from the city limits of the surburban City of Goodlettsville to a
location nearer to the inner loop extended.
SA-77 —
Glencliff, Stratford, and Maplewood High Schools into com
prehensive high schools,21 the construction of Whites Creek
Comprehensive High School,22 the establishment of the Cole
Elementary School annex,23 and, finally, the proposed closure
of Pearl High School, the only traditionally black high school
located in the inner city.24
Plaintiffs also sought alterations in the Court’s 1971 order,
stressing, as they had before and after the 1971 order, the
disparate busing burden placed on black children.25 According
to the plan and the Board’s implementation of it in the last nine
years, black children are bused out of the inner city to schools in
21 Requests for expansion of Hillsboro High School, implicitly
disapproved by the Court in the 1974 order when it denied defendants’
application to acquire additional property for expansion to a com
prehensive high school, had been reiterated in defendants’ Petition for
Approval of the Long Range Plan of May 30, 1973, and in counsel’s
letters of July 15, 1974, and March 14, 1975. Also included in these
communications were explanations of expansion of other comprehen
sive high schools, listed above.
22 Such construction had been proposed in defendants’ petitions to
the Court, filed March 17, 1972, and May 30, 1973, and again in
counsel’s letter to the Court of July 15, 1974.
23 As reported to the Court on July 15, 1976, the Board reopened
Turner School to serve as an annex for the fifth and sixth grades at
Cole for the year 1976-77. Cole is located in the southeastern part of
the county, outside the “court-ordered” area, whereas Turner is
located further in toward the center of the city in the “court-ordered”
area.
24 By the time this case was heard in July of 1979, the Board had re
jected the plan, as submitted by the staff, to close Pearl.
25 In addition to raising this issue on appeal, plaintiffs addressed
this concern in their response of August 14, 1972, to the Board’s peti
tion of July 7, 1972. The Court did not deal with this issue in its order
and memorandum opinion, issued August 17, 1972, and August 19,
1972, respectively.
— SA-78 —
predominantly white neighborhoods for grades one through
four, whereas white children are bused into the inner city to at
tend formerly predominantly black schools in grades four and
five.
Plaintiffs further requested that the 1971 order be modified to
include a requirement that defendants recruit, employ, and
assign black personnel commensurate with the ratio of the black
students in the school system. Finally, plaintiffs asked the Court
to change the 1971 order to incorporate a plan to upgrade Pearl
High School and other inner city schools.
In plaintiffs’ petition for contempt and further relief, they ad
ditionally asked the Court to award attorneys’ fees. They had
previously requested attorneys’ fees in motions dated February
8, 1974, and April 11, 1975, as well as in a motion, filed October
16, 1975, to dispose of the pending motions for attorneys’ fees.
The next formal pleading was filed in this Court by defendant
Board nearly two years later. In its Petition for Approval of
School Attendance Zones for 1978-79, filed on July 24, 1978,
and amended on August 18, 1978, the Board asked that the
Court accept new zoning plans, grade structures, and feeder
patterns.26 Plaintiffs responded to defendants’ request, but no
action was taken by this Court.
26 The petition detailed the zone lines for Hillwood, Hillsboro,
Overton, Maplewood, Glencliff, Stratford, and Whites Creek as com
prehensive high schools serving grades nine through twelve, the addi
tion of grade nine to McGavock, the county’s first comprehensive
high school constructed under the mandate of the 1973 Vocational
Education Act, T.C.A. §§ 49-2709 et seq., and the addition of grade
nine to Cohn High School, the only naturally integrated inner city
school, and to Pearl High School, the only remaining traditionally
black inner city high school. Additionally, changes were reported for
junior high and elementary schools, primarily affecting feeder pat
terns, decreasing overcrowding, and eliminating one grade schools.
— SA-79
The final pleading filed in this case prior to the 1979 pretrial
matters was plaintiffs’ amendment to the October 14, 1976,
Petition for Contempt and for Further Relief, filed on August
28, 1978. Basically, the amended petition reiterates the concerns
stated in plaintiffs’ earlier petition although in addition it
responded to defendants’ July 24, 1978, petition.
IV. THE 1979 COURT ORDER
In the spring of 1979, this Court held a pretrial conference to
distill the remaining issues, some of which had obviously laid
dormant for years, and to organize the progression of the case.
In an effort to simplify the future presentation of the case, the
Court divided the pending matters into four phases, which
would be heard seriatim: (1) Historical recapitulation of school
desegregation in this county since 1971, and consideration of the
Board’s Long Range Plan, including requests for construction
projects; (2) Matters relating to the racial composition of staff
and faculty; (3) Plaintiffs’ petitions for contempt; and (4) Plain
tiffs’ petitions for attorneys’ fees.
Hearings on Phase I were held in June and July of 1979, at
the conclusion of which the Court ordered that the defendant
Board devise and submit to the Court a new plan for desegrega
tion that would involve the entire metropolitan county rather
than exempt the outer reaches as the 1971 order had done.
Kelley v. Metropolitan County Bd. o f Educ., 479 F.Supp. 120
(M.D.Tenn.1979).27 Because of the short time involved before
the beginning of the school year 1979-80, however, the Court
approved the zones already in effect for 1979-80, and allowed
the Board an additional year before implementation of a coun
tywide plan.
27 The Court encouraged creativity and innovation in the develop
ment of a new plan by stressing that the Board should “assum[e] no
parameters heretofore ordered by the Court.” Id. at 122. The Court
instructed the Board, in developing the plan, to consider the max
SA-80
Because the Vocational Education Act, T.C.A. §§ 49-2709 et
seq., mandated that each school system provide children with
an opportunity to attend a comprehensive high school, those
children zoned to a noncomprehensive high school in this county
had been allowed to transfer automatically to a comprehensive
high school. At the 1979 hearings, it became apparent that white
children zoned to Pearl High School in the inner city had used
this opportunity to defeat the desegregation efforts at that
school, leaving Pearl 96.6 percent black in the school year
1978-79. The Court, therefore, enjoined the Board from further
implementation of the automatic transfer policy, ordered it to
review all transfer requests, and grant such transfers only for
bona fide program reasons. Such an injunction was issued orally
from the bench on July 2, 1979, before the conclusion of the
hearings.
On August 7, 1979, subsequent to the issuance of that injunc
tion and the already concluded hearings, plaintiffs filed a peti
tion for contempt, charging that the Board had not complied
with the July 2 order. Hearings were held during August of 1979
on plaintiffs’ motion for contempt. The Court found that the
procedure used by the Board in approving subject-matter
transfers had “ a negative impact upon the desegregation efforts
of the School Board” and violated the spirit of the Court’s 1971
order as well as the July 2, 1979, order. 479 F.Supp. at 129. The
imum utilization of existing buildings, especially those in the inner city,
the economic factors of transportation costs and fuel economy, the
time and distance involved in transportation, and any other factors
that would “ impact upon the ultimate objective of a quality educa
tional opportunity for all children in Davidson County through a
unitary school system.” Id. In so instructing, the Court attempted io
stress that the goal of the school system and the Court, in its interven
tion into the operation of that system, should be to insure the oppor
tunity for quality education and that any desegregation remedy should
be viewed as a means toward that end rather than an end in itself.
— SA-81 —
Court, therefore, specifically defined the procedure by which
requests for subject-matter transfers should be considered. Id.
at 124-30. Pursuant to defendants’ motion filed after the hear
ings, the Court permitted the Board to grant any transfer re
quests of any senior who asked to transfer from a school to
which he was zoned to the high school he attended as a junior in
the previous year. Id. at 131-32.
V. DEVELOPMENTS SINCE THE
AUGUST 1979 COURT ORDER28
In response to the August 27, 1979, Court order, the defen
dant Board began meeting on October 29, 1979, to develop a
countywide desegregation plan. In compliance with the Court’s
suggestion that the Board encourage and consider community
input,29 the Board established a citizens’ advisory pane! whose
members sat with the Board in its deliberations on the plan.
Each of the nine Board members, three of whom were black,
chose one citizen representative.30 Five public hearings were
held in November of 1979, at which time suggestions from
28 Due to the length and complexity of this memorandum opinion,
the findings of fact and conclusions of law have not been stated
separately, but this entire memorandum opinion shall constitute find
ings of fact and conclusions of law pursuant to Rule 52 of the Federal
Rules of Civil Procedure.
29 The Court noted that the significance of an difficulties in achiev
ing a unitary school system mandate that “ the best minds available to
the parties, including input from the many well-motivated, thoughtful
citizens of the community, should be sought and received.’’ Kelley v.
Metropolitan County Bd. o f Educ., 479 F.Supp. 120, 123 (M.D.Tenn.
1979).
30 In addition, a white interim Board member previously apointed
to fill a vacancy continued to sit with the Board as a citizen represen
tative, although his permanent replacement had already been
designated and actively participated in the deliberations.
— SA-82 —
citizens were sought in an effort to develop criteria upon which
to base a plan. After the public hearings, the Board and
Citizens’ Advisory Panel met five times in December of 1979, to
develop criteria for the plan.3' * 1 11
31 The Board adopted the following twelve criteria that should be
utilized in the development of the plan:
1. That all schools in the county would be involved in the unitary
school plan;
2. That a four-tiered system of grades be adopted, which would
consist of 1-4, 5-6, 7-8, and 9-12 as nearly as possible;
3. That a child would not go to more than four schools during his
experience, if his residence did not change;
4. That feeder patterns of elementary to middle to high school be
established which would allow as many students as possible to remain
together for as long as possible;
5. That the goal of this plan be that each school have an optimum of
32 percent black students with a 20 percent range on either side of op
timum (12 percent black to 52 percent black);
6. That the goal of the plan be the establishment of a magnet pro
gram in any secondary school in which the white minority enrollment
is between 10 percent and 20 percent;
7. That, wherever possible, school zones that are integrated by at
least 32 percent minority (black or white) without busing for racial
balance should be established;
8. That the goal of the plan be to distribute the burden of busing as
equitably as possible;
9. That the planners be directed to consider all existing buildings,
full utilization of presently used buildings based on projected enroll
ment, the option of reopening buildings not now in use, expansion of
these buildings, and the possible addition of new buildings which will
facilitate the conservation of time, distance and fuel and which will
facilitate the other major criteria of the plan;
10. That priority consideration be given to the utilization of existing
facilities prior to recommendations for construction of new buildings;
11. That the average bus ride, one way, be kept to 30 minutes and no
route will be longer than 80 minutes (the longest route at the present
time under the present plan);
SA-83
During these December meetings, the Board voted to retain
three outside consultants who had expertise in the area of school
desegregation.* 32 A planning team was formed, composed of the
three consultants, the Assistant Superintendent for Facilities
and Services, the Director of Zoning for the school system,
eight principals currently employed by the school system, and
two administrative employees of the Board’s central office.33 In
put was also received from other experts in the field who had
either worked with school systems under desegregation orders
or who had academic expertise in this area.34
12. That no first and second grade students be required to ride buses
more than 30 minutes one way unless it is to the nearest school. See
Collective Exhibit 154, at 479-80, 483-84, 529, 568.
32 The three outside consultants hired by the Board were Dr.
Donald Waldrip, former Superintendent of the Cincinnati Public
School System, former Assistant Superintendent of the Dallas School
System, private consultant to various school districts on their
desegregation plans, and an authority on magnet schools; Dr. Everett
Myer, Assistant Director, Educational Opportunities Planning
Center, University of Tennessee, Knoxville, Tennessee; and Mr.
Nathaniel Crippens, retired Associate Director of the Desegregation
Assistance Center, University of Tennessee College of Education,
Knoxville, Tennessee.
33 The principals represented elementary, junior high, and high
schools, including schools formerly unaffected by the Court order as
well as those within the 1971 order. Of the eight principals selected,
three were black. Of the two administrative personnel, one was black
and one white.
34 The five experts consulted by the Board and planning team were
Dr. Jay Robinson, Superintendent of the Charlotte-Mecklenburg,
North Carolina School System; Dr. Robert Crane, Sociologist and
Professor at Johns Hopkins University; Dr. James Barnes of the North
eastern Desegregation Center, Hartford, Connecticut; Dr. Vern Cun
ningham, court-appointed Master of the Columbus, Ohio School
System; and Dr. Richard Pride, Associate Professor of Political
Science, Vanderbilt University, Nashville, Tennessee, and author of a
study on the phenomenon of “ white flight” in Louisville, Memphis,
and Nashville.
— SA-84 —
The planning team worked through February 4, 1980, con
sulting regularly with the Board. The Board met to develop a
plan, using the previously established criteria, thirteen times
during January and February of 1980, spending over 65 hours
on its formulation. Two of these meetings were devoted to
public hearings to obtain further community imput. See Exhibit
177. In the early morning hours of February 5, 1980, the Board
adopted a plan, after spending close to one hundred hours of
preparation and deliberation. See Exhibit 178.
The plan, thus developed and approved, was submitted to the
Court on February 11, 1980. In its regular February 12, 1980,
meeting, however, the Board voted to amend the plan. Such
amendment was filed with the Court on February 14, 1980, by
way of affidavit of counsel for defendant Board. Plaintiffs filed
their objections to the Board’s proposed plan on February 29,
1980. A diverse group of plaintiff-intervenors,35 representing
schools slated for closure under the Board plan, requested and
were granted permission to intervene and filed the rudiments of
an alternative plan on February 29, 1980. The intervenors’ plan
was modified and refined during the course of the hearings and
submitted with greater detail in their proposed plan on April 14,
1980. * 1
35 The intervenors represented parents and concerned citizens from
the following areas:
(1) the Bellevue community, which is a growing, predominantly
white area in the southwest portion of the county in which the Board
proposes to close Bellevue High School, leaving only a junior high;
(2) the Joelton community, which is a rural, predominantly white
area in the northwestern part of the county where the Board proposes
to close Joelton High School, leaving it operational as an elementary
and junior high;
(3) the inner city, integrated neighborhood surrounding Cohn High
School; and
SA-85
Hearings in this case recommenced on March 3, 1980, and
were held for sixteen days in March, nine days in April, and
ended with closing arguments on May 1, 1980. During these
hearings, testimony was received regarding the plans submitted
by both the defendant Board and the intervenors. Before the
hearings started, while they were in progress, and even
thereafter, the Court received several hundred letters from
parents, interested citizens, and community groups, all of which
were made a part of the official record in this case. A com
parable number of letters was received by the defendant Board.
The compendium of such letters to the Board was introduced in
to the record as Collective Exhibit 170. Amicus curiae briefs
were filed by the Metropolitan Nashville Education Associa
tion, the League of Women Voters, and the American Educa
tion Legal Defense Fund. The three black members of the
Board filed a dissent to the plan proposed by the Board and also
testified at the hearings. Another white Board member also filed
a separate, written dissent from the plan.
During the course of the hearings, the plaintiffs were offered
the opportunity to file an alternative plan. This offer was first
declined but later accepted by the plaintiffs. The additional time
requested in which to develop such a plan, however, appeared
to preclude a resolution of the case by the beginning of the
school year 1980-81 and, therefore, no such plan was presented.
The plaintiffs did, through their expert witness, Dr. Hugh
(4) the almost totally black neighborhood adjacent to the inner city
Pearl High School.
The Court cannot help but be pleasantly surprised as well as ex
ceedingly gratified that citizens from these communities with diverse
concerns and needs have bound together in a spirit of cooperation and
industry. It is to be hoped that these citizens will continue to work
together in the coming years to insure the effectiveness of a unitary
school system in this county.
— SA-86 —
Scott,36 offer specific objections, recommendations, and sug
gestions to the Court.
During the pendency of the hearings and thereafter, the
Court read all communications from the public and studied in
detail the plans proposed by the defendant Board and the in
terveners, the objections filed by the plaintiffs, and the con
cerns and suggestions presented in the amicus briefs. The plans
and objections thereto will be described below.
VI. PROPOSED DESEGREGATION PLAN
SUBMITTED BY DEFENDANT SCHOOL BOARD
Several basic principles, developed initially by the Board as
criteria to be used in formulating the plan, see note 31 supra, are
woven into the plan as finally adopted and submitted to the
Court although rigid adherence to these goals was apparently
not always possible. The Board determined that a four-tiered
grade structure was the most conducive to integration efforts
and that such grade structures would, when feasible, consist of
grades 1-4, 5-6, 7-8, and 9-12. The Board adjusted the previous
range of percentage of black students per school from 15-35 per
cent, as adopted by the Court in 1971, to an optimum of 32 per
cent black with a range of 20 percent in either direction, thus
allowing a given school to have only 12 percent black or as much
as 52 percent black. The Board focused on the concern of
lengthy bus rides by setting a limit of 80 minutes for the longest
one-way bus ride37 and 30 minutes for first and second graders
unless a longer ride is necessary to reach the nearest school.
36 Dr. Scott is presently Dean for Programs in Education and Pro
fessor of Education at Hunter College of the City University of New
York. He has been a professor of education at Howard University,
Superintendent of Schools for the Public Schools of the District of
Columbia, Region Assistant Superintendent fro the Detroit Public
Schools, and has published numerous articles relating to education.
37 Some white children are presently bused 80 minutes for
nonintegration purposes to attend the nearest school.
SA-87 —
A . Sen ior H igh S ch oo l Plan
The Board plan provides for the retention of the eight existing
comprehensive high schools to serve grades 9-12, and the im
mediate closure of only two of the nine traditional high schools.
Joelton High School, in the northwest portion of the county
previously unaffected by the Court order, and Bellevue High
School, in the southwestern corner of the county, also outside
of the Court order, are slated to be closed as high schools but re
tained as junior highs. The Board proposes to maintain Hume
Fogg High School, located in downtown Nashville, as an open-
zoned, vocational-educational school for grades 10-12. West
End Junior High School would be converted into an open-
zoned, magnet school for the academically gifted and would
serve grades 7-8 the first year, with one grade per year being ad
ded thereafter. In addition to Hume Fogg, only two schools will
be limited to grades 10-12. The Board recommends a gradual
phasing out of Pearl High School, discussed infra. Because of
the building capacity of DuPont High School, it is not possible
to accommodate ninth graders there using the present zone.
With these exceptions, all other comprehensive and traditional
high schools would serve grades 9-12.
The Board proposed two alternative plans regarding the two
existing inner city high schools. The primary plan calls for the
construction of a new inner city, comprehensive high school in
a contiguous zone around the present Cohn and Pearl High
Schools but somewhat smaller than the existing zones for the
two schools.38 In the meantime, the Board suggests that those
students who have been attending Pearl, Cohn, and Hillwood, a
comprehensive high school located in a white neighborhood
38 Although the Board has not chosen a specific site for Pearl-Cohn,
the staff has studied the possibility of using the site of the present
Cockrill Elementary School, located close to the current Cohn
building.
— SA-88 —
southwest of the inner city to which students from the inner city
have been bused, remain at those schools. Those children who,
under the old plan, would have entered either Pearl or Cohn
beginning in the ninth grade would be zoned to Cohn, resulting
in a gradual phasing out of Pearl. Since no students outside of
the inner city would be zoned to Pearl during the three year
phasing out period, it would be overwhelmingly black. In fact,
the Board projects that Pearl’s student population would be 92
percent black in the year 1980-81. Cohn, on the other hand,
would be within the 12-52 percent range approved by the Board.
In contrast, Antioch, located in the southeastern part of the
county in a predominantly white neighborhood and slated to
receive some students formerly zoned to Pearl, would have
students formerly zoned to Pearl, would have a projected black
attendance of only 5 percent. Once Pearl is phased out,
however, black students in the noncontiguous, former Pearl
zone would be zoned to Antioch, raising the percentage to 18
beginning in the 1983-84 school year.
The Board outlined an alternative plan encompassing the in
ner city high schools in the event the Court did not accept the
above-described plan. This alternative plan entailed the closure
of both Pearl and Cohn as regular high schools and the rezoning
of students now zoned to Pearl and Cohn (except for those
students in the present Pearl zone who would attend Antioch) to
Hillwood and Hillsboro, both comprehensive high schools
located in predominantly white neighborhoods.
The second and final proposal for high school construction
involves a new Goodlettsville-Madison-Trinity Hills Com
prehensive High School, the plan for which the Board has essen
tially been seeking approval from the Court since 1972. The pre
sent Goodlettsville and Madison High Schools would be closed
but retained as junior high schools. Students from northwest
— SA-89 —
Nashville living southwest of Maplewood High School would be
bused to the Goodlettsville-Madison High School, giving it a
racial ratio within the approved range. Additionally, Stratford
Comprehensive High School, whose zone would be contiguous
to the zone for the proposed new school, would be within the
approved range without pairing with a non-contiguous
neighborhood. In contrast, Maplewood and Whites Creek
Comprehensive High Schools, also contiguous to the proposed
zone for Goodlettsville-Madison, would have a racial ratio of 54
and 58 percent black, respectively, both slightly above the ap
proved range.
The original Board plan contemplated the closure of East
High School, located in what is called East Nashville north of
the Cumberland River. The Board on February 12, 1980,
however, amended the plan to study the feasibility of leaving
East open beyond 1983 and revising the previously adopted
zone for the new Goodlettsville-Madison Comprehensive High
School. It is projected that East would have a student popula
tion consisting of 55 percent black students, a ratio slightly over
the approved range. With the exception of East, Maplewood,
Whites Creek High Schools, and Antioch for the interim
period, all other comprehensive and traditional high schools in
the county would have racial ratios within the approved range.
During the period of construction of the new Goodlettsville-
Madison High School, the Board suggested that inner city
students be bused to both Goodlettsville and Madison, giving
each of these schools a 12 percent black population. In the event
that the Court disapproved of the construction of the
Goodlettsville-Madison High School, the Board adopted an
alternative plan that would convert Goodlettsville High School
to a junior high school, serving grades 7-9 from the present
— SA-90 —
Goodlettsville and Maplewood zones and altering the
Maplewood grade structure from its present 9-12 tier to a 10-12
school. Under this plan, both Maplewood and Goodlettsville
would have racial ratios within the approved range. The same
noncontiguous zone as established for the primary interim plan
would be assigned to Madison, making it 12 percent black.
B. Junior High School Plan
With the exception of DuPont Junior High School, the Board
proposed that all junior high schools house grades seven and
eight. Because DuPont Senior High cannot accommodate
grades 9-12, the Board suggested that DuPont Junior High serve
grades 7-9, including the middle portion of the area otherwise
zoned to Donelson that consists of children who would be bused
to DuPont for ninth grade.
As previously discussed, Bellevue and Joelton Senior High
Schools would be retained only as junior highs. The Board plan
included five noncontiguous zones from which children living in
the inner city and in northeast Nashville would be bused to in
tegrate Bellevue, Donelson, Apollo, Goodlettsville, and Neely’s
Bend Junior High Schools, all of which are suburban,
predominantly white schools. In addition, the predominantly
white suburban children in the Antioch zone in the southeastern
portion of the county would be zoned to Cameron Junior High
School, located in the inner city. By expanding and annexing the
nearby Johnson Elementary School, previously closed by the
Board, Cameron would become one of two middle schools serv
ing grades 5-8. The fifth and sixth graders would be bused into
the Cameron Complex from the same zone as the seventh and
eighth graders. The second middle school serving grades 5-8
would be the Donelson Complex, located in the eastern part of
the county. It would be comprised of the present Donelson
Junior High School and the nearby Donelson Elementary
School and would receive the same children from the north
eastern part of the inner city in all four grades.
— SA-91 —
C. Elementary Schools
As discussed above, the Board developed a two-tiered
elementary structure of schools housing grades 1-4 and 5-6.
There are, however, many variations in this formula in the final
plan due primarily to transportation distances and degrees of
natural neighborhood integration surrounding existing elemen
tary schools. Three schools in East Nashville north of the
Cumberland River are scheduled to serve grades 1-6 from the in
tegrated neighborhoods surrounding them.39
In addition, a fourth school would be retained as a 1-6
school. The Board’s criterion that no student should be bused
for more than 80 minutes except to the nearest school precluded
the Board from attempting to integrate Harpeth Valley Elemen
tary School, located in the suburban, predominantly white
southwestern portion of the county. The Board had initially
assigned these 42 children to an inner city school but later
altered that assignment due to the travel distance involved.
Harpeth Valley would thus remain overwhelmingly white.
Similarly, the Board’s criterion precluding busing for first
and second graders for more than 30 minutes except to the
nearest school affected inner city children who normally would
have been bused to one of three 1-4 centers in the eastern part of
the county. The Board, therefore, proposed to give these
children a choice between attending Buena Vista, located on the
edge of a zone contiguous to theirs, or one of the three schools
to the east. They would then attend Jackson, Hermitage, or
Dodson Elementary School in the Donelson cluster for grades
three and four and the Donelson Complex for middle school in
grades five through eight.
39 These three schools are Cotton, Howe, and Ross, contiguous to
each other and located in the East and Stratford High School zones. It
is extremely disheartening that only three schools in the county can
boast of integrated neighborhoods from which the children can attend
true neighborhood schools in an integrated setting without the necessity
of noncontiguous busing or clustering of schools.
SA-92
The thirty minute limit on busing for young children also
motivated the Board to reconsider the pairing of those children
in East Nashville, just north of the Cumberland River, with the
three elementary schools in the Neely’s Bend area to the nor
theast. These inner city children near Caldwell Elementary
School would have to travel more than thirty minutes to attend
the Neely’s Bend area schools and vice versa. The Board,
therefore, devised a meeting place for these children at Baxter
School, located to the northeast of the inner city. Travel
distances for the inner city and the more suburban children
would be comparable. After attending Baxter, the inner city
children would then be bused to one of three 3-6 centers in the
Neely’s Bend area. The Neely’s Bend children would be bused
to Baxter for grades one and two but would return to their
neighborhood schools for grades 3-6.
The Board developed eleven clusters in which the children
would not have to be bused to schools in noncontiguous zones.
By drawing zoning lines to take into account the racial makeup
of populations within the clusters and pairing schools within the
clusters, the Board provided these children the opportunity to
stay within their cluster for their entire elementary educational
experience. Two clusters out of the eleven, however, are unique.
The fifth and sixth graders from the northernmost portion of
the Crieve Hall cluster, a somewhat triangular zone in the south
central part of the county, are zoned to Binkley School, a 5-6
center in the contiguous cluster to the southeast, rather than to
Crieve Hall, located in their cluster slightly to the southwest of
Binkley.
Several clusters form irregular triangles emanating from the
center of the county with broadening bases at the county lines.
For the most part, the schools toward the inner city are 5-6
centers and the more suburban schools are designated as 1-4
centers. This pattern is reflected in five of the seven clusters for
ming irregular triangles. In three of the elementary clusters the
SA-93 —
schools are located or zone lines drawn so that the pattern
described above is inapplicable.
Because of the lack of neighborhood integration, the Board
determined that six clusters had to be paired with six other non
contiguous clusters and thus busing across other zones would be
necessary. Inner city children surrounding Cameron Junior
High in an irregular triangular zone cut out from the Napier
cluster would be paired with an irregular circular zone in the far
southeastern part of the county. These inner city children would
be bused out to the suburban schools for grades 1-4, whereas
the suburban children would be bused in to Cameron for grades
5-8. Similarly, inner city children in the north Nashville Whar
ton zone would be bused to suburban schools in the
southwestern part of the county for grades 1-4, and the subur
ban children would be bused to Wharton for fifth and sixth
grades.
The same pattern applied in the zone for children in northeast
Nashville around Haynes School who would be zoned to one of
three 1-4 centers in the northeastern part of the county, and the
fifth and sixth grade children in the Amqui zone who would, in
turn, be bused into the city to Haynes. Again, the pattern
repeated itself for those children in the zone north of but con
tiguous to the Haynes zone. They would be bused north to
Union Hill or Goodlettsville for grades 1-4, and the suburban
children bused in to Brick Church for fifth and sixth grades.
Predictably, the children in grades 1-4 in the inner city zone
around Buena Vista would be zoned to either McGavock or
Hickman to the east and the more suburban children bused in to
Buena Vista for grades five and six. The two pairings of the
noncontiguous zones in the suburban Neely’s Bend area with in
ner city Caldwell, and the inner city North Nashville zone with
the Donelson zone have already been discussed.
Only one pairing deviated from the pattern of busing inner city
children to more suburban schools in grades 1-4 and suburban
SA-94 —
children into the city for grades five and six. In the zone north
of the Cumberland River containing Shwab, Joy, and GraMar,
children would remain in that cluster, attending Joy for grades
one and two and either Gra-Mar or Shwab for grades 3-6,
whereas the children in the zone slightly to the northeast attend
Bellshire for grades 3-6 but are bused in toward the city to at
tend Joy for grades one and two.
Although the Board has adopted a plan to convert West End
Junior High to a junior and senior high magnet, with the alter
native plan for Pearl to be converted into a magnet, the Board
has not chosen which, if any, elementary schools would become
magnets. The planners, however, have recommended that five
elementary schools be made magnets, feeding into the secon
dary magnet. This recommendation includes Stateland, located
in the Donelson cluster in the eastern part of the county and
formerly used as an annex for Dodson School; Dan Mills,
located in the Inglewood cluster to the northeast of the inner city;
Burton, located in the Stokes cluster in the southern suburban
area of the county; Parmer, also in the Stokes cluster toward the
southwestern part of the county; and Ford Greene, in the inner
city in the Head cluster.
Under the Board’s plan, nine elementary schools would be
closed for all purposes. Three of these schools are in the inner
city whereas the other five are located in more suburban areas to
the southwest and southeast of the inner city.
The Board projected that in 1980, under its proposed plan, 87
percent of all elementary school students would attend schools
within the approved racial ratio range of 12 to 52 percent black.
With the exception of DuPont and Harpeth Valley Elementary,
all of the twelve elementary schools whose racial ratios fall out
side the approved range are located north of the Cumberland
River. In these ten schools, the percentage of blacks is projected
to exceed 52 percent. This deviation can be explained by the fact
SA-95
that the black population is most concentrated north of the river
where blacks make up 40 percent of the population whereas
throughout the county blacks comprise only 32 percent. The
largest percentage of blacks attending elementary schools
would, however, only be 63 percent, which is projected for three
elementary schools.
VII. PLAINTIFFS’ OBJECTIONS TO
THE BOARD PLAN
As noted above, plaintiffs did not propose a plan as such.
However, very specific objections were made and specific
recommendations were offered through plaintiffs’ pleadings
and witnesses.
A . Disparate Burden
Plaintiffs’ major complaint to the 1971 plan and to that of the
Board now under consideration is the disparate burden each
places upon young black children. Both plans are premised
upon the “ busing out” of black children in grades 1-4, and the
“ busing in” of white children in grades 5-6. Plaintiffs insist that
such a premise places all of the burden of the desegregative ef
fort upon the young black child while permitting the young
white child to attend a neighborhood school. They postulate
that the early primary grades are the most formative years of a
child’s educational experience. Continuity is extremely impor
tant during these years. The ability of a kindergarten teacher to
discuss a child’s problems and progress with a first grade
teacher, and the first grade teacher with the second, is impor
tant educationally to both white and black children, but even
more so to the child from a socioeconomically deprived
background in which parental support may not be as present.
Plaintiffs point out that under the proposed plan, as well as
under the 1971 order, the inner city black child never goes to the
same school for first grade as he does for kindergarten.
— SA-96
Another claimed damaging impact on young black children in
the plan is that, in most instances, the black children are taken
from a familiar, friendly, supportive environment into what can
often be a hostile and unfamiliar environment. This is asserted
to be particularly harmful to black children from an under
privileged socioeconomic status. Once again, it is also harmful
to white children, but not as severe in higher socioeconomic
families.
A third problem cited by plaintiffs with the transportation of
young black children away from their familiar environment in
the early grades is the inability to have parental contact and in
put. Parents of lower socioeconomic status are much less likely
to have linkage with the teacher, particularly when the assigned
school is in a distant suburb inaccessible by public transporta
tion.
B. Educational Unsoundness o f the
Four-Tiered Structure
Under the proposed Board plan as well as under the present
1971 order, most children will go to at least four schools during
their K-12 school experience and almost all black children will
go to five schools. Not only plaintiffs’ experts, but also all those
who testified for intervenors as well as the Board, assert that a
three-tiered structure is far more educationally sound. In its ad
mission of this principle, the Board acknowledged that its use of
a four-tiered structure plus kindergarten was chosen to facilitate
the achievement of desired racial ratios.
C. Closure o f Inner City Schools
The Board plan proposes to close five more elementary
schools in or on the edge of predominantly black areas. In addi
tion, under the various alternatives of the plan, Pearl High
School is contemplated for either closure or conversion to a
— SA-97 —
magnet school. Pearl is the only remaining historically black
high school. Plaintiffs argue persuasively for the retention of
Pearl because of its historic contribution to the black communi
ty of Nashville, the contribution of its graduates to the nation,
its value as a source of ethnic pride and symbol of black achieve
ment, and the fact that it is a sound structure, aesthetically at
tractive, and functional. The building was designed by black ar
chitects, constructed by black contractors, and has graduated
black persons who have gone on to great achievements in the
region and the nation. Such role models are of significant im
portance to young black children seeking to break out of the
bonds of poverty and overcome the unfortunately still-present
effects of our shameful two-hundred-year history of discrimina
tion against the black citizens of this land. Substantial proof
from many prominent black leaders was offered in support of
these contentions.
D. The Rightness o f Whiteness or
“Osmosis” Effect
The Board plan and the 1971 plan are both premised upon a
goal that the percentage of black students in each school repre
sent the percentage of blacks in the county. This is justified
upon the philosophy that each public school should be a
microcosm of the community it serves and that it is necessary to
use such a percentage mix in order to have enough blacks “ to
spread around,” thereby achieving racial balance in all schools,
and upon the now questioned sociological studies that attemp
ted to demonstrate an educational osmosis effect on a black
child from being in a majority white school setting. Plaintiffs in
sist: (1) the microcosm effect is practically impossible; (2) the
“ spreading around” effect is inherently disparately burdensome
to blacks; and (3) the osmosis theory is invidiously racist and
based upon assumed black inferiority. Plaintiffs assert that to
contend that a black child can receive a quality education only
— SA-98
in a white majority classroom is blatantly racist and pater
nalistic. In addition, because the earlier sociological studies that
may have indicated an osmosis effect have been subjected to
such serious methodological question, and because more recent
studies have indicated the incorrectness of the earlier conclu
sions, they should be disregarded.
This point of departure demonstrates the evolution of
desegregation philosophy that has occurred among educators,
sociologists, black parents, and plaintiffs in this litigation as
well as in similar litigation across the country. Historically,
black plaintiffs felt the necessity to be in a majority white school
in order to be assured of equal distribution of educational fun
ding. The assertion and recognition of the right to equal protec
tion of the laws has rendered this reason irrelevant in today’s
climate. A dramatic role reversal has taken place. In this case,
we have a white majority of the school board, acting on the ad
vice of a white desegregation expert, recommending to the
Court more busing to achieve more racial balance. Equally con
trary to earlier posture, the black plaintiffs urge upon the Court
less busing, more neighborhood characteristics to the assign
ment plan, and the permissibility of majority black schools.
Based upon these and other criticisms of the Board plan, the
plaintiffs recommend specific features which any revisions
should incorporate:
1. An intervention program that addresses the needs of
students who are deficient in the basic skills, especially when
such students are bused to schools not in their immediate
neighborhood;
2. A program at all schools that provides relevant educational
experiences geared to helping students acquire an understanding
of the life and culture of black Americans;
— SA-99
3. Programs and services that address the needs of students,
black and white, who are achieving below the national norms in
the basic skill areas;
4. A mechanism that insures that black students do indeed
gain equitable access to the specialized programs offered in the
comprehensive high schools;
5. A commitment to the maintenance of Pearl High School;
6. The concept that either whites or blacks can constitute the
minority racial group;
7. The maintenance of the kindergarten and the primary
grades as an integral educational unit;
8. A busing formula that does not shift black students in
disproportionate numbers to white students;
9. A commitment not to dislocate black students dispropor
tionately in the kindergarten and early grades;
10. An improved systemwide ratio of black teachers and
black administrators; 11
11. A policy that permits a greater number of black teachers
to be assigned to predominantly black schools.
VIII. THE INTERVENORS’ PLAN
The plan submitted by the intervenors was hurriedly prepared
and therefore understandably lacks refinement in some of its
details. It consists of a three-tiered structure within six
geographical clusters of elementary, middle schools, and high
schools. The elementary schools are neighborhood in character
and admittedly do not make maximum utilization of buildings,
nor have the neighborhood lines been drawn with a view to
maximize integration possibilities within the neighborhood con
cept. The range of black-white student population ratios for
elementary schools within the various clusters are:
— SA-100 —
E Cluster—from 100 percent white at Union Hill to 99
percent black at Kings Lane
Q Cluster—from 94.4 percent white at Stratton to 82.7
percent black at Glenn
U Cluster—from 99.4 white at Stanford to 88.8 percent
black at Caldwell
I Cluster—from 97.2 percent white at Berry to 86.7
percent black at Napier
T Cluster—from 98.7 percent white at Crieve Hall to
98.3 percent black at Ford Greene
Y Cluster—from 98 percent white at Harpeth Valley to
99.2 percent black at McKissack
(Exhibit 227). The elementary student assignment plan did not
consider kindergarten, or special education students, or
building requirements. (Exhibit 179).
The middle schools within each cluster join a number of the
elementary schools to feed each middle school. No noncon
tiguous zones are utilized to achieve greater degrees of integra
tion. The ranges of black-white student populations are:
E Cluster—from 97.4 percent white at Goodlettsville to
70.8 percent black at Ewing Park.
Q Cluster—from 94.4 percent white at Neely’s Bend to
56.7 percent white at Highland Heights.
U Cluster—from 99.1 percent white at Two Rivers to
64.2 percent black at Meigs
21 Cluster—from 94.6 percent white at Apollo to 80 per
cent black at Cameron
T Cluster—from 91.7 percent white at McMurray to
95.6 percent black at Wharton
Y Cluster—from 95.7 percent white at Bellevue to 42.7
percent black at West End
(Exhibit 227).
The high school plan envisions retention of the existing com
prehensive high schools, but also would retain Pearl, Cohn,
Bellevue, Joelton, Antioch, East, DuPont, Madison, and
Goodlettsville as “ traditional” high schools. An option would
be offered to each student within each cluster of either a com
prehensive or traditional secondary education.
The plan contains a number of voluntary components design
ed to foster community support and also to facilitate integra
tion. Failure to achieve or maintain at least a 10 percent racial
minority presence (black or white) within a reasonable time
after use of magnet programs and zone readjustments would
result in closure of the school. If a school fell below 50 percent
utilization it would be closed. Application for transfer from a
“ traditional” to a comprehensive high school which would have
a negative impact on integration would be first subjected to a
course offering at the “ traditional” school to attempt to pre
vent the transfer.
The intervenors’ plan emphasizes the use of public transpor
tation facilities as both a money-saving device and as a method
for establishing natural linkages among students, parents, and
the receiving schools. The point is well made that access to a
school by public transportation tends to foster parent participa
tion in school activities and in the education of their children,
facilitate the participation of children in afterschool extracur
ricular activities, and encourage intercommunity relationships.
As noted in the discussion of the Board’s plan, noncontiguous
zoning between communities, between which there is no public
— SA-101 —
— SA-102
transporation and little other commonality, has many inherent
problems and disadvantages. Close coordination between the
Board and the Metropolitan Transit Authority is urged in
establishing new routes and future school construction.
The high school plan departs from a consistent feeder pattern
for the middle schools. For example, some children who went to
middle school at John T. Moore in the “ T ” cluster will go to
high school in the “ Y” cluster. Some who went to West End in
the “ Y” cluster will go to high school in the “ T ” cluster. Litton
middle schoolers will be split between the “ Q” and “ U ”
clusters. (Exhibits 225 and 226).
The intervenors urge the Court to defer adoption of any plan
until 1981—82 in order to implement their suggestion.
Although the voluntary components of the plan offer attrac
tive alternatives designed to foster community support for the
school system, the plan is defective in a number of respects.
First, it emanates largely from a parochial desire to maintain
high schools in established communities such as Pearl, Cohn,
Bellevue, and Joelton in contratiction to the Board’s established
policy (and state mandate) of a system of comprehensive high
schools. There is a growing debate among professional
educators as to the wisdom and educational value of com
prehensive high schools. This Court need not enter or take sides
in the debate except to the extent that the decision may facilitate
or deter efforts to achieve a unitary system. Otherwise, it is an
educational decision.
It is impossible to justify maintenance of Pearl, Cohn, and
Bellevue in the southwest quarter of the county alongside the
three comprehensive high schools (Hillwood, Overton, and
Hillsboro) that have been built in the same quadrant. At the an
ticipated enrollment for 1983, these three new comprehensive
high schools could accommodate all students in the
SA-103 —
southwestern quadrant, leaving the Pearl, Cohn, and Bellevue
buildings available for other uses, and still have 1156 empty
seats.40 Under the same 1983 projections, the new Whites Creek
Comprehensive High School can absorb all Joelton students
and still have 372 empty seats. (Exhibit 155).
Such underutilization seems economically unjustifiable and
there is no basis upon which the Court could mandate it.
More importantly, the intervenors’ plan substantially
resegregates most of the proposed “ traditional” high schools.
Initially, Madison would be 97.8 percent white, DuPont would
98.8 percent white, Antioch would be 96.2 percent white,
Bellevue would 97.1 percent white, and Pearl would 92.7 per
cent black. Some of the currently integrated comprehensive
high schools would revert to identifiably black or white schools:
Overton would become 96.2 percent white, Hillsboro would
become 95.9 percent white, and McGavock would become 96.4
percent white. Intervenors would rely on the voluntary com
ponents and magnet aspects of their plan to bring these schools
to a minimum 10 percent of either race as a minority in such
schools. However, the prospect of such an eventuality is unduly
optimistic at best.
40 The following projections were made for 1983 (assuming the con
struction of both the Pearl-Cohn and Goodlettsville-Madison Com
prehensive High Schools):
Capacity Students Empty Seats
Hillsboro 1751 959 792
Overton 1819 1336 483
Hillwood 2190 1206 984
2259
Pearl-Cohn 1100 1103 -3
Thus if the Pearl, Cohn, and Bellevue students were incorporated into
Hillsboro, Overton, and Hillwood, there would still be 1156 empty
places. (Exhibit 155).
— SA-104 —
IX. THE COURT’S RESPONSIBILITY
A. A “Unitary” System
[1] Once a finding has been made that a racially
discriminatory dual school system has been maintained,41 it is
the responsibility of the School Board, under supervision of the
Court, to achieve a “ unitary” school system. Green v. County
School Bd., 391 U.S. 430, 88S .Q . 1689, 20 L.Ed.2d 716 (1968).
Perhaps intentionally, no precise definition of what constitutes
a “ unitary” system has been laid down. In Alexander v. Holmes
County Bd. ofEduc., 396 U.S. 19, 20, 90 S.Ct. 29, 24 L.Ed.2d
19, 21 (1969) (per curiam), the Supreme Court mandated a
system “ within which no person is to be effectively excluded
from any school because of race or color.” This definition was
reiterated in the concurring opinion of Chief Justice Burger in
Northcross v. Board o f Educ., 397 U.S. 232, 237, 90 S.Ct. 891,
893, 25 L.Ed.2d 246, 250—51 (1970) (per curiam).
Pursuant to this Court’s direction to seek public input to the
proposed plan, the Board invited definitions of “ unitary school
system” at its public hearings. Some of these bear repeating:
By the nature of the title an Unitary School System im
plies oneness of opportunity for all children, oneness of
administration, oneness of financial support, oneness of
educational philosophy, oneness with Metropolitan
Government, and oneness geographically centered at and
emanating from the heart of the innercity.
41 The defendant, then Board of Education of the City of
Nashville, conceded shortly after this case was instituted that the state
laws under which defendant operated a dual system were unconstitu
tional. See Kelly (sic) v. Board o f Educ., 159 F.Supp. 272
(M.D.Tenn.1958); Kelley v. Board o f Educ., 139 F.Supp. 578 (M.D.
Tenn.1956).
Councilman William E. Higgins
A Unitary School System is that system which is design
ed and functions to the extent that equal resources and ac
cess to quality education are available to all parts and
groups of a given community.
Rev. Amos Jones, North Nashville Community Council &
Social Action
A unitary school system is one offering each student
equal access to the facilities, materials and staff to provide
the opportunity to meet his/her educational needs. This
uniformity of opportunity must also extend to parent,
family and citizen involvement in the educational system.
Exhibit 2 to plaitniffs’ proposed plan, filed Feb. 11, 1980.
Brown v. Board o f Educ. (Brown II), 349 U.S. 294, 75 S.Ct.
753, 99 L.Ed. 1083 (1955), broke down the barriers excluding
black children from attending schools with white children.
Green v. County School Bd., supra, described the ultimate goal
to be a unitary, nonracial system of public education, and
onerated school boards to “ come forward with a plan that pro
mises realistically to work, and promises realistically to work
now.” 391 U.S. at 439, 88 S.Ct. at 1694, 20 L.Ed.2d at 724 (em
phasis added). Swann v. Charlotte-Mecklenburg Bd. o f Educ.,
402 U.S. 1,91 S.Ct. 1267, 28 L.Ed.2d 554 (1971), identified and
utilized transportation of students to acheive racial mix, and
gerrymandered zone lines and/or noncontiguous zones as per
missible remedial devices to achieve a unitary system. Milliken
v. Bradley (Milliken I), 418 U.S. 717, 94 S.Ct. 3112, 41 L.Ed.2d
1069 (1974), emphasized the remedial nature of the Court’s
responsibility and expanded the charge to include such action as
would as nearly as possible “ restore the victims of
discriminatory conduct to the position they would have oc
cupied in the absence of such conduct.” Id. at 746, 94 S.Ct. at
— SA-105 —
— SA-106
3128, 41 L.Ed.2d at 1092. Milliken v. Bradley (Milliken II), 433
U.S. 267, 97 S.Ct. 2749, 53 L.Ed.2d 745 (1977), specifically ap
proved remediation in the form of educational components
designed to “ restore the victims of discriminatory conduct to
the position they would have enjoyed in terms o f education
. . . .” Id. at 282, 97 S.Ct. at 2758, 53 L.Ed.2d at 757 (em
phasis added).
Thus the definition of a “ unitary” school system has expand
ed from Brown to Milliken from a mere destruction of barriers,
to pupil assignment, to remediation and quality education.
B. Racial Ratios
As noted above, the thinking of sociologists, educators, legal
scholars, black plaintiffs, and jurists has also undergone evolu
tion. Earlier literature and studies of varying methodological
purity postulated a benefit to black children from a school
setting in which white middle class children were in the majori
ty. This thinking has changed significantly.42
Swann may have been misinterpreted to state a requirement
of racial ratios in all schools unless the Board could carry the
heavy burden of proving the rationale of the exception. Thus, it
has perhaps appeared that the achievement of racial ratios has
become an end of litigation of this type, rather than the remedy
it was conceived to be. District Judge McMillan, in the Swann
case, indicated that such a future emphasis would be misplaced:
42 In his testimony during the hearings, Dr. Scott repeatedly ques
tioned and criticized the assumption that it is necessarily more advan
tageous to black children to attend majority white rather than majori
ty black schools. See discussion in section 4 of Part VI, supra. See also
Bell, Brown v. Board o f Education and the Interest-Convergence
Dilemma, 93 Harv.L.Rev. 518 (1980).
— SA-107 —
This court has not ruled, and does not rule that “ racial
balance” is required under the Constitution; nor that all
black schools in all cities are unlawful; nor that all school
boards must bus children or violate the Constitution; nor
that the particular order entered in this case would be cor
rect in other circumstances not before this court.
Swann v. Charlotte-Mecklenburg Bd. o f Educ., supra, 402 U.S.
at 25 n. 9, 91 S.Ct. at 1280 n. 9, 28 L.Ed.2d at 571—72 n. 9 (em
phasis in original), quoting with approval from Judge
McMillan’s memorandum of August 3, 1970.
The Supreme Court, in Swann, observed the “ familiar”
metropolitan phenomenon (present in Nashville) of concentra
tions of black population in one part of the city. It further
recognized that, as a result of this phonomenon, “ ceitain
schools may remain all or largely of one race until new schools
can be provided or neighborhood patters change.” 402 U.S. at
25, 91 S.Ct. at 1281, 28 L.Ed.2d at 572. No specific degree of
racial mixing is mandated by Swann nor is “ desegregation”
defined as requiring every school to reflect the racial composi
tion of the system as a whole.43
Busing and zoning are “permissible tool[s],” 402 U.S. at 28,
91 S.Ct. at 1282, 28 L.Ed.2d at 574 (emphasis added), in
fashioning a remedy. From Brown I I forward, the courts’
responsibility has been equitable in nature. “ In fashioning and
effectuating the decrees, the courts will be guided by equitable
principles. Traditionally, equity has been characterized by a
45 In Pasadena City Bd. o f Educ. v. Spangler, 427 U.S. 424, 96
S.Ct. 2697, 49 L.Ed.2id 599 (1976), the Court reiterated that there was
no "substantive constitutional right [to a] particular degree of racial
balance or mixing . . ..” Id. at 434, 96 S.Ct. at 2703, 49 L.Ed.2d at
607, quoting Swann v. Charlotte-Mecklenburg Bd. o f Educ., supra,
402 U.S. at 24, 91 S.Ct. at 1280, 28 L.Ed.2d at 571.
— SA-108 —
practical flexibility in shaping its remedies . . Brown v.
Board o f Educ., supra, 349 U.S. at 300, 75 S.Ct. at 756, 99
L.Ed. at 1106,
[2] As remedies, each must be subjected to the traditional
balancing tests required of a court of equity; effectiveness must
be weighed against other available alternatives, and each alter
native must be assessed in terms of its relative costs. This was
the command of Brown II, it was the lesson of Green, it was the
essence of Swann, it reached full flower in Milliken II.
Such a balancing is particularly appropriate in the case before
this Court. Here, we are not dealing with a “conversion from a
dual to a unitary system, ” as the Swann Court faced. 402 U.S.
at 26, 91 S.Ct. at 1281, 28 L.Ed.2d at 572. This Court has been
dealing with the problem for 25 years and this system has had in
place a Swann-type remedy for nine years. Here we are assessing
the effectiveness of the remedy and such changes as are made
should be done in light of this experience.
X. THE EFFICACY OF THE REMEDY
[3] A partial assessment of the remedy under the 1971 order was
contained in the recitation of history in Parts II—V above. It
cannot be overemphasized that an evaluation and consideration
of modifications to the Swann-type remedy in effect in this
county could not be possible had a comprehensive desegrega
tion order requiring busing not been decreed and implemented.
Were this Court addressing the situation in this county as it ex
isted in 1971, there would be no alternative but to order the im
plementation of a plan that entailed school pairings, noncon
tiguous zoning, and substantial busing. Nothing in this opinion
should reflect a diminution of the realization of the necessity of
such an order in 1971.
— SA-109 —
It is only after nine years of zoning and busing to achieve a
desegregated system and the changes that have taken place in
the community and in the attitude manifested by the School
Board that it is possible to reevaluate the efficacy of the remedy
incorporated into the 1971 order. With this understanding, the
Board’s proposed plan will now be scrutinized as to its efficacy
in terms of:
1. Its realistic promise of achievement of a unitary system;
2. Its relative burden on black and white children;
3. Its social cost in the deterioration of public support for
education;
4. Its educational cost; and
5. Its economic cost.
A. Realistic Promise o f Achievement
The Board’s plan was proposed in good faith reliance upon
the assumption that the August 1979 order of this Court and the
legal precedent of Swann required a “ more-of-the-same” type
of remedy. The plan would achieve an initial racial mix in which
blacks will, in nearly all cases, be in the minority. But will these
ratios be realistically achieved or, if initially achieved, will they
be capable of realistic maintenance?
The spectre that haunts all of the parties to this case, the
Court, and the community is a public school system populated
by the poor and black, and a private school system serving the
affluent and white. The Board presented as one of its witnesses
Dr. Rilchard A. Pride, Associate Professor of Political Science,
Vanderbilt University. Dr. Pride was commissioned by the
Board to study “ Patterns of White Flight: 1971—1979,’’and his
scholarly study and analysis appear in the record as Exhibit 247.
— SA-110
Dr. Pride took the statistic of a decline in white enrollment in
the public schools of 22,098 between June 1971 and June 197944
and sought to explain the decline. He found that:
“ white flight” is a significant problem in Nashville. In
brief, it was found that in 1979 each cohort (grade level)
was about 15 percent below what would have been ex
pected in the absence of court-ordered busing, (2) this
average cohort loss has increased since 1971, when the
average cohort was only 8 percent below expectations, (3)
most of the loss in recent years has occurred in the birth to
first grade interval, where there was an average loss of 14
percent from expected levels, (4) there is a steady increase
in the private school contingent in the school age popula
tion, including 1st grade, where the private schools cap
tured 20 percent of the entering cohort in 1978—79, a 9
percent rise in eight years.
White flight also manifested itself as within-system
migration. The analysis found that there is a flight of up to
49 percent in some cluster schools located in black areas
from among white cohorts which began school in
desegregated 1-4 schools. The loss in cluster area schools is
congruent with a marked gain in non-court-ordered 1-6
grade schools in many outlying areas.
R. Pride, Patterns o f White Flight: 1971-1979, at 14-15 (1980).
His most disturbing statistical prediction was that we can expect
25-30 percent of the elementary age children to be in private
school in the middle to late 1980s. If the goal of previous efforts
has been to achieve an integrated school experience, the depress
44 In June 1971, there were 66,393 white students in Metropolitan
Nashville schools as opposed to 44,295 in June 1979.
SA-111 —
ing reality of Dr. Pride’s study45 is that our efforts have been
less than fruitful, if not to some extent counterproductive.
This phenomenon is only partially the result of the remnants
of racial prejudice. From the testimony in this case, the Court
concludes that other parental concerns have a greater impact
than the bus ride or racial prejudice. It was apparent from the
testimony, from letters received by the Court, from letters
received by the Board, see Collective Exhibit 170, and from the
public hearings conducted by the Board, see Collective Exhibit
205, that the greatest concern is with the quality of education
received, or perceived to be received. It was testified repeatedly
45 An earlier study of Dr. Pride and Dr. J. David Woodard on the
white flight phenomenon in Nashville, Memphis, and Louisville, en
titled “ Busing and White Flight: Implementation Plans in Three
Southern Cities,” was presented as Exhibit 246. In this connection,
one should note that in the Coleman II Study, Exhibit 63B, Dr. James
S. Coleman found that there is an almost inevitable significant loss of
white children from public school systems when desegregation occurs.
He concluded the analysis of his study by stating:
that the emerging problem with regard to school desegregation is
the problem of segregation between central city and suburbs;
and in addition, that current means by which schools are being
desegregated are intensifying that problem, rather than reducing
it. The emerging problem of school segregation in large cities is a
problem of metropolitan area residential segregation, black cen
tral cities and white suburbs, brought about by a loss of whites
from the central cities. This loss is intensified by extensive school
desegregation in those central cities, but in cities with high pro
portions of blacks and predominantly white suburbs, it proceeds
at a relatively rapid rate with or without desegregation.
J. Coleman, S. Kelly & J. Moore, Trends in School Segregation,
1968-73, at 79-80 (1975). Dr. Coleman’s description of cities in which
the black population is concentrated in the central city and the
suburbs are predominantly white applies to Nashville-Davidson Coun
ty and is the crux of the problem in this county.
SA-112 —
that the important factor is what happens at the end of the bus
ride rather than how long the ride.
Except to the extent that the largely undefined (and unfund
ed) magnet portion of the plan may be so designated, there are
no educational components to the plan. It is merely a student
assignment plan to provide racial ratios. Such a further disrup
tion without massive efforts to make the public school system
more attractive will further deteriorate public support and will
engender more flight to private schools. The witnesses for all
parties predicted such an increase as an inevitable result of the
plan, and the Court so finds.
Further, in consideration of the efficacy of the 1971 remedy
and the hoped-for efficacy of the Board plan, the Court receiv
ed testimony on the improvement in achievement test scores of
both black and white children from 1971 to the present. See Ex
hibit 249. No scores were available before 1971 and thus no
basis of comparison existed for pre-busing achievement. Dif
ferent tests were utilized and the statistics for some years may
not be comparable. However, there does appear to have been
improvement in both black and white stanine scores in both
math and reading over the period. The gap between black and
white achievement has narrowed slightly, but average black
achievement in both math and reading is still well below na
tional norms and the gap between black and white achievement
remains substantial.46
46 In 1978 the average reading gap ranged from 1.2 stanines in the
second grade to 1.62 stanines in the eighth grade. Narrowing of the
reading gap by grade level from 1971 to 1978 ranged from a .1 reduc
tion in the sixth grade to a .65 reduction in the second and third
grades. Improvement in recent years seems to have plateaued and little
reduction appears after 1975. Exhibit 249. See also Report on Stan
dardized Testing, prepared by the Board in February 1979, Collective
Exhibit 240, in which the Board Reported that 77 percent of the public
school students in this county achieved scores in reading and
mathematics at a level average to or above the national test scores.
— SA-113
The “ osmosis effect,” or use of white children as a principal
learning resource for black children, appears not to have had
the desired result, at least in isolation. These data strongly sug
gest the necessity for educational components both as an essen
tial ingredient to the remedy and also as a reinforcement to
parental perception of, and support for, the system. As noted
by the Supreme Court in Milliken II, and as is obviously present
in this case, “ [p]upil assignment alone does not automatically
remedy the impact of previous, unlawful educational isolation;
the consequences linger and can be dealt with only by indepen
dent measures.” Milliken v. Bradley, 433 U.S. 267, 287-88, 97
S.Ct. 2749, 53 L.Ed.2d 745, 760 (1977).
B. Disparity o f Burden
The Court finds that the plan submitted by the Board
disparately onerates young black children with the burden of
achieving desegregation.
As noted above, with few exceptions, black children do not
attend the same school for grade one as for kindergarten. Also
with few exceptions, black children are bused out of their
neighborhoods for grades 1-4, while white children remain in
their neighborhoods for these early grades.
The Court drove the route from North Nashville to Andrew
Jackson School. The route covers 20.6 miles and required 42
minutes. More significant, however, than the time or distance is
the inaccessibility of the area by other than automobile. A child
who becomes ill at school and needs a parent, or a parent who
needs a conference with a teacher, will create a transportation
problem requiring an expensive solution by taxi or a very time-
consuming bus ride with transfers if the parent does not have an
automobile. This defies logic and creates an almost impossible
barrier to liason between parent and teacher. These children
never attend a school in their neighborhood for the entire twelve
years, unless they elect for the grades 1-2 Buena Vista option.
— SA-114 —
Similarly, young black children from the Cameron area are
taken substantial distances to Una, Lakeview, Cole, and
Haywood. Haynes area young black children travel to Old
Center, Gateway, and Amqui. Wharton area young black
children travel to the southeast corner of the county to
Brookmeade, Gower, and Westmeade. Children in the area of
Caldwell school (proposed for closure) would go to a yet
undetermined school for kindergarten, travel to Baxter for
grades 1-2, travel on out to Chadwell, Stratton, and Neely’s
Bend in 7-8 and Madison and Goodlettsville (or Goodlettsville-
Madison Comprehensive High School) for 9-12. Black children
in the shadow of Head Elementary School and Pearl High
School would go to Head for kindergarten, travel out to Hill,
Woodmont, Sylvan Park, or Eakin for 1-4, come back in to
Head for 5-6, travel out again to Apollo for 7-8, and out again
to Antioch for 9-12.
No similar treatment of white children exists.
C. The Social, Educational, and
Economic Costs
The potentially devastating social cost of a public school
system serving only the lower socioeconomic segments of our
society has been alluded to earlier. The prospect of such
divisiveness, and its probable geometric progression into post
school societal interaction, is frightening. Public education is
the cornerstone of democracy, but public education without
public support will almost certainly erode to the point that it will
no longer represent this solid base upon which we can continue
to build.
Dr. Pride’s testimony is undisputed and is supported by other
witnesses. The Board plan will not only fail to engender a
revival of public support, it is also uniformly predicted to
engender further exodus from the public school system. The
SA-115 —
Court finds that such a result negates the efficacy of the remedy,
and it is an unacceptable social cost.
The educational concessions made to facilitate achievement
of desired ratios have also been referred to above. The choice of
a four or five-tiered system over the educationally preferred
three-tiered system is only one of these. The lack of continuity
for the child and the difficulty of liason between parent and
teacher occasioned by the use of noncontiguous zoning, par
ticularly in the early grades, is an admitted educational detri
ment. The inability of the child from noncontiguous zones to
participate in extracurricular activities after school is a further
admitted educational cost of the plan. The allocation of a finite
amount of resources to transportation costs rather than educa
tional improvement is inherent in the plan. Dr. Bill Wise, Assis
tant Superintendent of Schools and a principal witness for the
Board, testified that elimination of the cost of transporting
students in the first four grades would be sufficient to reduce
the pupil-teacher ratio from 25 to 1 to 15 to 1 in those grades.
The overwhelming testimony from the educator experts was that
the remedial benefits of smaller pupil-teacher ratios in these ear
ly grades would far exceed any benefit obtained from an
“ osmosis” effect. Such educational costs weigh heavily in the
balance of this consideration of the efficacy of the remedy.
The Board plan would add transportation costs of $3.5
million with the use of elementary magnets. (Exhibit 193). This
Court judicially notices the existence of a national fuel crisis as
well as a serious downturn in the economy. Fuel prices are many
times what they were when the plan was implemented in 1971.
Some transportation will continue to be necessary. However, ra
tional balancing of cost-benefit demands a consideration of
alternative methods of transportation that may be more effi
cient, and alternatives to transportation as a remedial device.
For all of the above reasons, the Court must reject the
Board’s proposed plan. The intervenors’ plan, although it of
SA-116 —
fers attractive and creative ideas, must also be rejected because
of its lack of refinement and the flaws noted in Part VIII above.
The Court lacks the resources to devise modifications to
either the Board’s plan or the intervenors’ plan or to develop an
alternative plan on its own. It is necessary, therefore, to refer
the plan back to the Board under more specific guidelines. Such
a re-referral may result in a deferral of implementation of parts
or all of the plan for the coming school year 1980-81. Upon a
consideration of this opinion and the guidelines hereinafter set
out, the Board will report to the Court by July 1, 1980, on the
feasibility of the generation of a new plan for the 1980-81 school
year or any parts thereof and the necessity for deferral of
development and/or implementation of any such parts.
XI. GUIDELINES AND SPECIFIC
DIRECTIVES
A . Tier Structure
[4] The Board chose a four-tiered structure against its better
educational judgment in order to facilitate racial balance. In
view of the directive which follows this, the Board may now
revert to a three-tiered structure. Whether this should be a
K4-4-4 or some variation thereof which is more educationally
sound and makes better utilization of buildings is a matter for
Board determination.
B. K-4 (or variation) o f a Neighborhood
Character
As recognized in Swann v. Charlotte-Mecklenburg Bd. o f
Educ., supra, transportation of young children which “ risk[s]
the health of the children or significantly impinge[s] on the
educational process” is to be avoided. 402 U.S. at 30-31, 91
S.Ct. at 1283, 28 L.Ed.2d at 575.
— SA-117
For all of the reasons set forth in the findings above, the
Board should construct its first tier of kindergarten through ear
ly elementary grades of a neighborhood character. Intervenors
attempted such a construction under severe time constraints.
The expert staff of the Board can do a more refined job, draw
ing lines that achieve better utilization of space, considering the
need for kindergarten, special education, and other federally
funded programs, and also maximizing the opportunities for in
tegration.
C. Middle Schools
A 5-8 (or variation) middle school tier shoud be constructed
whigh clusters schools from the first tier, but with the objective
in clustering of bringing about a minimum presence of at least
15 percent of either race in the minority at each middle school.
If necessary to meet this objective, noncontiguous zones may be
utilized. These should be held to a minimum and where utilized,
consideration should be given to assignment of the nearest such
black or white children to create such presence. In this respect,
consideration should be given to transportation accessibility by
public transportation between the noncontiguous zone and the
assigned school, as more fully discussed below. The school
chosen for the middle school in each cluster should be as cen
trally located as possible to the whole of the students assigned
thereto. Exceptions to this objective may be dictated by the
location of buildings large enough to accommodate the student
population.
The selection of 15 percent is arbitrary, as is any other
number which may be chosen. Preparation of students to live in
a pluralistic society makes a biracial, intercultural experience
highly desirable. However, it was not the intent of Brown and
its progeny to require blacks always to be in the minority; nor
should these precedents have been read to require assimilation
or amalgamation. It is not undemocratic, nor does it violate
— SA-118
equal protection of the laws to have a system that allows for
recognition of and respect for differences in our society. A rigid
adherence to racial ratios premised upon the social goal of
assimilation, which in the process demeans, diminishes, or
benignly neglects cultural and ethnic pride as well as differences,
is not only constitutionally unrequired, but socially undesirable.
(See testimony of Dr. Walter Leonard.) The 15 percent
minimum objective was chosen at the suggestion of plaintiffs
because it seems to represent a reasonable attempt to provide in-
tercultural and interracial contact as a foundation for social
harmony. As such it is a goal worthy of the wholehearted sup
port of parents and the community, and for the attainment of
which some expense and inconvenience should gladly be en
dured.
D. High Schools
The Board’s initial plan after 1971 (with tacit approval from
the Court at that time) of ringing the city with comprehensive
high schools would have brought about complete desegregation.
Had the job been completed and had there not been some errors
of judgment in school placement, much of the present con
troversy could have been avoided. Ethnic attachment and in
sistence on the retention of Pearl, and community and parochial
insistence upon the retention of Pearl, and community and
parochial insistence upon the retention of Bellevue, Joelton,
and Cohn have created political problems for the Board in the
pursuit and implementation of its comprehensive program. The
remoteness of Antioch and DuPont has created logistical pro
blems and impeded efforts that would have further im
plemented this educational decision. Controversy has arisen
concerning the validity of comprehensive high schools as an
educational vehicle. Some community pressure has been exerted
for at least a partial return to, or the option of, a smaller, tradi
tional high school. Intervenors suggest through their equity plan
— SA-119 —
the provision of such an option. Their suggestion has both
educational merit and offers the hope of renewed support for
the system. They err in the excess, however, from a desire to
please as many as possible. By proposing the maintenance of all
existing high schools, intolerable resegregation results, pro
tected enclaves persist, and, pragmatically, serious underutiliza
tion of space is inevitable. The Board should consider the use of
some traditional type high schools either as magnets per se, or
containing magnet programs. Pearl, East, and West End appear
to be well located geographically for such a magnet approach.
.Ail are in or near the central city and are served by public
transportation. The number and location of such magnet-
traditional high schools is a matter for Board determination in
the exercise of its educational function and in consideration of
financial constraints. 1
1. Goodlettsville-Madison-Trinity Hills
This proposed new comprehensive high school has been
recommended by the Board since 1972. Land has been acquired.
Building age and overcrowding have threatened loss of ac
creditation to existing high schools in the area served. This con
struction was a part of the initial plan of the Board for a ring of
comprehensive high schools and promises to aid substantially in
achieving desegregation. It should be built and the Court ap
proves this portion of the Board’s plan with attendance zones
set out in Exhibit 14B. However, as discussed infra, the Board
should include in the attendance zone and construct accom
modations for the Old Hickory area (northern half of DuPont
zone) in this school. These children can cross the river at Old
Hickory Boulevard and are as close or closer to the site as most
of the remainder of the zone. There is natural affinity between
the Old Hickory and Madison communities. Such a zone
modification will relieve overcrowded conditions in the DuPont
zone, offer comprehensive education to the children in this
— SA-120
/one, and will further integration without the use of the present
noncontiguous zone for DuPont from inner city North
Nashville. The lower half ot he DuPont zone can be assigned to
McGavock.47
2. Pearl-Cohn Inner City Comprehensive High School
The Board has determined the advisability of an inner city
comprehensive high school and proposed to construct it in the
approximate center of a zone now served by Pearl and Cohn
High Schools. Although the economic justification may be sub
ject to some question,48 other considerations weighed heavily
with the Board and are equally persuasive to the Court. Both
Pearl and Cohn have a long and rich heritage of service to their
communities. Both have provided outstanding graduates to the
region and the nation. Adjoining as they are geographically,
they will bring together a natural racial mix that will enhance the
desegregation effort. The combination of names and com
munities will preserve the symbolic significance of the
predecessor schools, and will provide an inner city structure of
fering comprehensive education to a contiguous and natural
zone. Assignment of children in North Nashville (presently
47 In 1983, DuPont is scheduled for only grades 10-12 with a
population of 967 and a capacity of only 784. McGavock will have 438
empty seats. The addition of some seats to Goodlettsville-Madison-
Trinity Hills, plus the relief to be anticipated from some students at
tending magnet high schools should easily accommodate these Du
Pont area students. In addition, the DuPont anticipated student body
includes students from a noncontiguous zone in North Nashville
which will be discussed in the next section. Such a solution eliminates
the need for $1,365,000 expenditure for an addition to DuPont. Ex
hibit 193.
48 See discussion of the availability of seating projected for
Hillwood, Hillsboro, and Overton, note 49 infra. However, with the
closure of Bellevue, Antioch, and DuPont as hereinafter discussed,
and with the assignment of students from the noncontiguous zones in
the natural Pearl-Cohn area from Antioch and DuPont back to a
Pearl-Cohn Comprehensive High School, this excess capacity will not
be as present.
SA-121
assigne to distant DuPont) and children from the Pearl-Head
area (presently assigned to distant Antioch) will increase student
and community identity with the school, and reduce transporta
tion costs. Adjustment of the southern boundary of the zone,
see Exhibit 164, to West End Avenue will increase the white
percentage of students.
The construction of Pearl-Cohn Comprehensive High School
is approved.
3. Bellevue, Antioch, DuPont, Joelton
These relatively small high schools in the outer fringes of the
county have posed a problem to the Board both in implementa-
tio ao f its comprehensive high school plan, and in its efforts to
achieve a desegregated system. There has been understandable
community resistance to their closure. Attempts to bring about
a black presence in Antioch and DuPont have necessitated dis
tant noncontiguous zones and excessive transportation costs.
All four of these noncomprehensive schools should be closed or
converted to middle school or other uses.
Whites Creek was built to accommodate Joelton students.
Hillwood was built to accommodate Bellevue students. Antioch
students can be accommodated between Glencliff and
Overton.49 DuPont area students can be accommodated bet
ween the new Goodlettsville-Madison-Trinity Hills Comprehen
sive High School and existing McGavock.50
49 In the 1963 projection (Exhibit 155) Glenciiff will have 308 empty
seats and Overton will have 483 empty seats. Antioch is projected to
have 1295 students, including 263 students from the noncontiguous
Pearl-Head area zone. Excluding these students after their assignment
to Pearl-Cohn, see section 2 supra, there would be 241 more students
at Glencliff and Overton above capacity. Some adjustment of zone
lines may be necessary from Overton to Hillsboro, which contains 792
empty seats, or the overage may be taken care of by the magnet
schools, discussed in section E infra.
50 McGavock is projected to have 438 empty seats in 1983.
— SA-122
4. Proposed Addition to Maplewood
In the Long Range Plan, with the building of Goodlettsville-
Madison-Trinity Hills, Maplewood is projected to have a stu
dent body of 1734, 54 percent black, and a permanent capacity
of only 1091 plus 499 portable classroom spaces. (Exhibit 155).
The Board, therefore, proposes to build a $4,775,000 addition
to Maplewood to accommodate 700 students. Since this deci
sion does not affect desegregation efforts, the Court does not
either approve or disapprove the proposal. However, adjacent
Whites Creek will have 372 empty spaces in the same Long
Range projection. If East is opened as a magnet school, much
of this overcapacity should also be relieved. Cost consciousness
and prudence would seem to dictate a delay in this capital ex
penditure to determine if zone adjustments to Whites Creek and
magnet enrollments do not obviate this problem.
5. DuPont High School
As noted above, DuPont should be closed. The proposed ad
dition of $1,365,000 to this fringe area school would further
frustrate efforts to achieve desegregation. This expansion is
disapproved.
E. Magnet Schools
The use of magnet schools as an adjunct to a pupil assign
ment plan not only offers a voluntary component to the
desegregation plan but also adds significantly to the quality of
the educational offering. It has proven effective in a number of
cities as a method of achieving voluntary integration.51 In-
tervenors demonstrated a substantial desire on the part of many
residents of the county for the option of more traditional-type
high schools. It appears that the utilization of magnet-type pro
51 See N. Estes & D. Waldrip, Magnet Schools: Legal and Practical
Implications (1978).
— SA-123 —
grams contained within several such traditional high schools,
would be a significantly beneficial component to the plan. If
these traditional high schools were open-zoned, centrally
located, accessible by public transportation, offering unique
educational opportunities, they should attract an integrated stu
dent body. Pearl, East, and West End all seem to meet these
criteria. Pearl in particular should be considered for such alter
native use. It is an attractive, functional building, accessible by
several MTA routes. Such a usage would preserve the building
as a source of black pride and symbolism in the North Nashville
community. East and West End offer similarly attractive loca
tions and existing facilities. Different magnet programs for each
school should be considered.
This component of the plan is left to further development by
the Board. Substantial savings should result from decreases in
transportation costs in the elementary grades, from use of MTA
services, discussed infra, and from reduction of noncontiguous
zones. These resultant savings should be applied to this and
other educational components of the newly devised plan.
F. Transportation
1. Use o f Metropolitan Transit Authority [MTA]
One of the most appealing parts of the intervenors’ plan was
the proposal for close cooperation with and maximum utiliza
tion of the MTA system. It was shown that in many instances,
MTA buses travel out toward suburban schools in the mornings
virtually empty in order to bring commuters into the city to
work. This is generally near school starting time. In the after
noons, MTA buses travel out with some of the same commuters
only to return empty. It was further pointed out, and alluded to
earlier in this opinion, that the availability of MTA transporta
tion to a school tends to eliminate a feeling of alienation from
the school, enhance the opportunity for parent-teacher liason,
and open opportunities for after-school participation in ex
SA-124 —
tracurricular activities. MTA could establish feeder lines to
operate in conjunction with shuttle buses and thereby reduce the
number of buses and drivers required by the Board. The oppor
tunities for cooperation and substantial savings in transporta
tion cost are many. They await only imaginative exploration by
transportation experts for the Board and the MTA.
The Court is assured of MTA cooperation. The Court directs
the Board to immediately initiate and pursue discussions with
MTA and to incorporate maximum utilization of public
transportation in the design of the middle school plan and high
school transportation services.
One of the major deficiencies of the present plan and the
Board’s proposed plan is the absence of any consideration of
transportation for students who desire to participate in after
school, extracurricular activities. The plan must incorporate a
reasonable accommodation of this essential component of an
education.
Discussions with MTA and planning for open-zoned magnet
schools must also consider public transportation as a comple
ment, if not the primary resource, in achieving access to such
magnets.
G. Educational Components
1. Elementary Schools
Substantial savings will accrue from the elimination of
transportation for racial balance in the elementary schools af
fected by this order. Savings realized from this source should be
utilized for educational improvement throughout the system.
The Board shall consider and report its recommendations for
educational components to the plan to the Court. Such educa
tional components should be directed toward:
1. Provision of intercultural experiences on a periodic basis to
those K-4 children who, because of lack of integrated housing in
— SA-125 —
their zoned neighborhoods, are in largely black or largely white
elementary schools;
2. Reduced pupil-teacher ratios in those schools in which the
achievement level of the school is below the average for the
system;
3. Remediation efforts in those schools or classes within
schools made up largely of socioeconomically deprived children
who suffer the continuing effects of prior discrimination;
4. Such other areas as the professional staff may recommend
and the Board may consider valid in developing ways to attack
the problem of disparate achievement between black and white
children, and, in general to improve the quality of education in
Metropolitan Nashvilie-Davidson County.
2. Curriculum on Black History and Culture
Plaintiffs persuasively represented that this area of education
has been largely ignored. The contributions of the black men
and women of this country to the progress of our nation is a
source of inspiration to children, black and white. The Board
responded with a broad brush assertion, without specific ex
amples, that such instruction has been generally incorporated
into the curriculum. No evidence was offered that this is being
done in a meaningful way or that its implementation was
monitored to insure its realization. The plan of the Board will
specifically address this question and propose methods of
monitoring inclusion of such subject material into the regular
curricula, as well as the offering of specific courses on black
history and culture in the comprehensive high schools.
3. In Service Training and Teacher Assignment
The Board’s proposed professional development program,
“ Together We Can-Together We Will,” Exhibit 254, outlines a
positive approach to development of understanding, sensitivity,
— SA-126
and cooperation in the implementation of a desegregation ef
fort. It represents a good start. The Board and its staff should
study further efforts in this regard and propose as a part of the
revised plan specific efforts toward:
1. Insuring that teachers and staff are required to undergo
sensitivity training to the special needs of black children from an
underprivileged social environment; and
2. Insuring that the most sensitive of such teachers are assigned
to those schools and classes where the desegregation experience
is likely to be most problematic.
H. Faculty-Staff Ratios
Consideration of black-white ratios in the composition of
faculty and staff was reserved until a later stage of the pro
ceedings. Nevertheless, some testimony with respect thereto
crept into the hearings thus far. Pending further hearings, the
revised plan of the Board should include an affirmative action
recruitment and hiring program that emphasizes the replace
ment of vacancies occurring by normal attrition with black per
sonnel.
I. Involvement o f Plaintiff
and Intervenors
The Court has been impressed by the generosity of spirit and
cooperative attitude demonstrated by the parties and counsel
throughout the hearings on the matter. The Court believes this
manifestation of good faith and common desire to achieve a
workable solution to difficult problems is representative of the
enlightened attitude of the great majority of the general
populace of this county.
It is a solid foundation on which to build and we must nurture
the climate thus created. In this regard the plaintiffs and in
tervenors are each directed to designate at least one represen
— SA-127 —
tative of their choosing to attend regularly scheduled work-
discussion sessions with staff members of the Board who are
responsible for preparation of the report ordered by this Court
on July 1, 1980. Utilization of these persons as a resource, and
information relayed from them back to the parties can faciliate
finalization of a plan and continue to foster the spirit of
cooperation. It is not necessary to reiterate the non-adversarial,
non-traditional character of the effort in which we are engaged.
J. Involvement o f the Community
It is the fervent hope of this Court, in its official capacity, and
in its unofficial capacity as a resident and parent, that the plan
which eventually emerges from these efforts will be one which
promotes equal educational opportunity, enhances interracial
and intercultural communication and understanding, and im
proves the quality of education offered to all the children of this
community.
To insure the success of the plan, the success of public educa
tion in Davidson County, and the success and happiness of our
community in the future, it will be essential to enlist and utilize
the good will and support of the community. The Board should
develop a plan to enlist the aid of such groups as The League of
Women Voters, Leadership Nashville, Metropolitan Nashville
Community Education Alliance, the Metropolitan Mayor and
Council, the media, civic and service organizations, to name only
a few of the infinite resources available.
SA-128 —
SUPPLEMENTAL APPENDIX D
Robert W. Kelley et al.
v.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee, et al.
v.
State of Tennessee et al.
Nos. 2094, 2956.
United States District Court,
M. D. Tennessee,
Nashville Division.
April 17, 1981.
In a school desegregation case the board of education prof
fered its desegregation plan to which plaintiffs objected and
proposed their own plan. The District Court, Wiseman, J., re
jected plaintiffs’ proposed plan as haphazardly constructed and
unworkable and approved board’s plan which included educa
tional components and pupil assignment components.
Board’s plan ordered adopted.
1. Federal Civil Procedure (key) 1127
Where on its face, the elementary portion of plaintiffs school
desegregation plan was nothing more than an attack on order
directing board of education to develop a new plan following
certain specific directives and guidelines and it was contrary to
plaintiffs own expert proof, such was stricken as impertinent
and unresponsive to the court’s directive. Fed.Rules Civ.Proc.
Rule 12(0, 28 U.S.C.A.
— SA-129 —
2. Schools (key) 13(6)
Board of education’s desegregation plan, which consisted of
educational components and pupil assignment components,
rather than plaintiffs plan was adopted where plaintiffs plan ap
parently was hastily drawn while board’s plan, with modifica
tions, met concerns with K-4 remediation, multicultural inter-
cultural exchange, magnet schools, teaching of black history
and middle schools and attendance zones were drawn to comply
with mandate to achieve a minimum of 15% representation by
race in middle schools without undue transportation burden on
minority students.
Avon N. Williams, Jr., Richard Dinkins, Nashville, Tenn.,
for plaintiffs.
William R. Willis, Jr. and Marian F. Harrison, Nashville,
Tenn., for defendant Metropolitan Bd. of Ed.
Frank J. Scanlon, Senior Asst. Atty. Gen., Nashville, Tenn.,
for third-party defendant State of Tenn.
MEMORANDUM
WISEMAN, District Judge.
This Court’s Memorandum Opinion and Order of May 20,
1980, directed the Defendant Board of Education to develop a
new desegregation plan following certain specific directives and
guidelines regarding educational components and pupil assign
ment as set forth in that Opinion.' Those directives and
guidelines resulted from many days of testimony beginning in
the summer of 1979, and culminating in over 25 trial days in
March and April of 1980. After the lengthy hearings, this Court 1
1 See, Kelley v. Board o f Education, 492 F.Supp. 167 (M.D.Tenn.
1980).
— SA-130 —
determined that a different remedy for the remaining vestiges of
segregation in Nashville was required, in view of the “ tortuous
twenty-five year history of desegregation efforts in
Metropolitan Nashville,” and the specific burdens and benefits
found to emanate from the Swann remedy ordered by this
Court and implemented by the Defendants in 1971. This Opin
ion considers the plan offered in the Board’s effort to comply
with the May 20, 1980, Order, and the Plaintiffs’ proposals and
objections relating to the ordered plan.
THE RECORD PRIOR TO THE
1981 HEARINGS
Prior to this Court’s Order of May 20, 1980, many matters
had gone unresolved in this litigation since 1971.2 The Plaintiffs
had filed several objections to the operation of the Court-
ordered 1971 plan, which objections were addressed primarily
to alleged disparate burden in transportation of young black
children. As a result of these objections, along with other fac
tors such as the Board’s need for additional classroom space in
the outlying areas not involved in the 1971 plan,3 and the ever-
increasing costs of transportation under the plan, the Court
ordered the Board, on August 27, 1979, to develop a new
desegregation plan for the entirety of Davidson County.4 5 After
many weeks of Board deliberation and community input at the
Board level, the “ Waldrip Plan” 3 was presented for the Court’s
2 Kelley v. Board o f Education, 492 F.Supp. 167, 168-75
(M.D.Tenn.1980).
3 The 1971 Swann remedy left a ring of schools in the outlying areas
untouched by the plan because of the distances involved in transporta
tion to and from these schools.
4 Kelleyx. Board o f Education, 479 F.Supp. 120 (M.D.Tenn.1979).
5 The planning team for the Board was headed by Dr. Donald
Waldrip, whose qualifications were set forth in the Court’s Memoran
dum Opinion of May 20, 1980. Kelley v. Board o f Education, 492
F.Supp. 167, 177 (M.D.Tenn.1980).
— SA-131 —
scrutiny. The Plaintiffs were invited by the Court to submit an
alternative plan, but this offer was ultimately declined. Instead,
the Plaintiffs chose to rest their case on specific criticisms leveled
at the Waldrip Plan by the Plaintiffs’ expert witness, Dr. Hugh
Scott. A group of intervenors were also permitted to file a plan.
Consideration of the two plans, along with the Plaintiffs’ ob
jections, resulted in the Court’s rejection of both plans, and in
the Court’s directive to the Board to develop another plan
following the specific guidelines set forth in the Court’s Opin
ion. Based on the testimony offered during the hearings on the
two plans, this Court made an effort to carefully balance the
benefits and burdens imposed by the Swann-type remedy
employed in the 1971 Order and in the Waldrip Plan, and set
forth the following directives for inclusion in the new Board
proposal:
I. Educational Components.
A. Intercultural experiences for children in predominately
one race schools.
B. Reduced pupil-teacher ratios in schools having achieve
ment levels below the average for the system.
C. Remediation efforts in schools or classes made up largely
of socioeconomically deprived children who suffer the continu
ing effects of prior discrimination.
D. Black history and black culture curriculum.
E. Teacher in-service training in preparation for the im
plementation of the plan.
F. Magnet school(s) offering unique educational oppor
tunities.
G. Middle school programs.
— SA-132 —
II. Pupil Assignment.
A. A three-tiered system of grades utilizing K-4, 5-8, 9-12, or
some reasonable variation thereof.
B. Schools having a neighborhood character for the lower
elementary grades without the use of non-contiguous zoning ar
rangements.
C. Middle schools having a minimum 15% representation of
either race, utilizing non-contiguous zoning where necessary.
D. Use of the closest other race population for necessary non
contiguous zones.
E. High school zones in conformity with the Court’s direc
tive, including closing and/or changing the use of Bellevue,
Joelton, DuPont, Antioch, Madison, Pearl, and Cohn high
schools.
F. Construction of the Goodlettsville-Madison and Pearl-
Cohn comprehensive high schools, with the corresponding
closure or change in use of Goodlettsville, Madison, Pearl, and
Cohn.
G. Delay the addition to Maplewood High School and con
sider adjustments to the Whites Creek zone and the impact of
proposed magnet school enrollments to acommodate the large
enrollment at Maplewood.
On June 25, 1980, the Defendant Board of Education made a
preliminary report to the Court regarding a timetable for im
plementation of the Court’s Order. Pursuant to what the Board
representatives deemed to be the suggestion of the Plaintiffs,
the Board’s proposed timetable included a plan where first
graders could remain in the school wherein they attended
kindergarten, thereby presumably aiding in the transition be
— SA-133 —
tween kindergarten and first grade.6 A hearing was held on the
proposed timetable for implementation, and the Plaintiffs ob
jected to the rezoning of first graders during the interim.
Following the hearing on July 15, 1980, the Court entered an
Order rejecting the first grade proposal, approving the re
mainder of the timetable for the pupil assignment components,
and relieving the Defendants of the obligation to confer with
representatives of the Plaintiffs and Intervenors during the
planning process.7
The Board filed its proposed desegregation plan on January
19, 1981.8 Following the filing, this Court directed the Plaintiffs
and the Intervenors to respond by way of specific objections to
thejplan by February 9, 1981. The Intervenors moved for leave
to withdraw from active participation in the hearings on the new
plan, and this motion was granted.
6 Dr. Hugh Scott, expert witness for the Plaintiffs, testified exten
sively about the need for a smooth transition between these grades.
7 The Court also ordered the Board to reconsider its decision to per
mit 12th graders to remain at Bellevue and Joelton, while closing those
high schools to other grades pursuant to the Court’s directive. The
Board subsequently voted to close those schools as high schools for
the school year 1980-1981, which was reported to the Court on July
25, 1980.
8 Counsel for the Board noted in a response to the Plaintiffs’ later
request for additional time to respond to the plan and in the hearings
on March 30, 1981, that the Plaintiffs had access to the plan long
before January 19, 1981. Specifically, Board counsel stated as
follows; Details of the proposed plan were widely aired in public
meetings during November and December, 1980. On or about
December 15, 1980, after the approval of the long range pupil assign
ment plan by the Board, a copy of the statistical data supporting the
plan was forwarded to the Plaintiffs, and an invitation to view the
bulky maps, which had not yet been duplicated, was extended to the
Plaintiffs by Board counsel. The entire package of maps and
statistical information was forwarded to the Plaintiffs on or about
January 12, 1981, with the remainder of the plan, including the in
terim proposals and educational components, being delivered to the
Plaintiffs on January 19, 1981. No exception was taken to this
representation of the events by Plaintiffs’ counsel.
— SA-134 —
On or about February 6, 1981, the Plaintiffs moved the Court
for additional time to file objections up to and including March
31, 1981. Accompanying that motion was an initial submission
of objections, and an indication that the Plaintiffs had not been
able to meet with one or more possible expert witnesses regar
ding the plan. The motion was granted in part, extending the
time for responding until March 16, 1981, with the notation that
any hearings, if necessary, on the plan and objections would
begin on March 30, 1981, and would continue thereafter until
concluded.
On March 10, 1981, the Plaintiffs filed a second motion for
extension, based on the fact that the Plaintiffs’ lead counsel was
ill and hospitalized. From this motion, and from a status con
ference on or about March 10, 1981, attended by Plaintiffs’
counsel, this Court and the Defendants learned for the first time
that an alternative plan was contemplated by the Plaintiffs. The
request for an extension was granted until March 25, 1981, giv
ing the Plaintiffs leave to reapply for an extension if counsel’s
health had not improved. The Order contained a further nota
tion that hearings remained scheduled for March 30, 1981.
On March 25, 1981, the Plaintiffs filed their supplemental
response, along with an alternative plan. On March 27, 1981,
the Defendants moved to strike the Plaintiffs’ plan and to af
firm the Board’s plan without a hearing. The Court then
ordered a hearing on all pending motions for determination of
status of the case for March 30, 1981.
THE PLAINTIFFS’ PROPOSED PLAN
On March 30, 1981, the Court heard the Board of
Education’s “ Motion to Strike Plaintiffs’ ‘Conceptual’ Pupil
Assignment Plan and to Approve Defendants’ Proposed Plan
Without Hearing.” The Court construes this motion as one
made under Rule 12(f), Federal Rules of Civil Procedure, as a
motion to strike “ any insufficient defense or any redundant,
immaterial, impertinent, or scandalous matter.”
The primary basis for the Board’s motion to strike the Plain
tiffs’ plan and certain objections to the Board’s plan is that the
primary thrust of the Plaintiffs’ response constitutes an attack
on the Court’s Order of May 20, 1980, rather than an effort to
produce a plan to comply with the Court’s Order. In addition,
the Board argues that the Court’s Order of May 20, 1980, was in
large measure based upon the testimony of the Plaintiffs’ own
expert witness, Dr. Hugh Schott. An examination of the Plain
tiffs’ plan and many of their objections reveals that the Board’s
position is substantially correct.
The Plaintiffs’ proposed plan recognizes from the outset that
elementary children will be transported long distances outside
theit neighborhoods, contrary to the Order of May 20, 1980.
Furthermore, the elementary pairings were developed so as to
closely approximate the current ratios existing in the community.
The pairings and clusterings necessitate at least a four-tiered
grade structure (which is inconsistent with the position taken by
the Plaintiffs at the hearing), with students attending at least
two elementary schools, one middle school, and one high
school. Some students would attend three elementary schools
since kindergarten is often separated from grades one and two.
(Exhibit 284, offered for Identification).
In designing their elementary and middle school pairings and
clusterings, the Plaintiffs have used the same method rejected
by the Court in the form of the Waldrip Plan previously
presented by the Board. Both the Waldrip Plan and the Plain
tiffs’ plan use “ more-of-the-same remedy” employed by the
Court in 1971, and rejected by the Court in 1980.9 This Court
made a specific factual finding that this remedy is no longer ap
— SA-135 —
9 This is where that similarity stops, however. The Waldrip Plan
was fully fleshed out with improved feeder patterns and as little
transportation as possible under a proposed Swann-type remedy. This
is not the case with the Plaintiffs’ plan.
— SA-136 —
propriate in Nashville, after carefully weighing benefits against
burdens and the nine year operational history of the school
system under the Swann-type remedy.
A large portion of this Court’s Order of May 20, 1980, con
sisted of this balancing process—weighing the benefits of the
Swann-type remedy against its burdens. The costs and burdens
were largely derived from the testimony of Dr. Hugh Scott, the
Plaintiffs’ expert witness. He testified to the educational impor
tance of a three-tiered school system, and the deleterious effect
of disrupting a child’s early education by splitting the primary
grades among different schools. He testified further to the im
portance of parental involvement in early childhood education,
which he felt could only be fostered by having the schools in
such a location that the parent could frequently visit the school,
talk with teachers, become personally involved, and contribute
services. He also testified that the “ osmosis effect” or
“ rightness of whiteness” approach to desegregation mandating
a given racial percentage in each school and rejecting
predominately black schools was inherently racist and without
educational validity.
[1] This Court was impressed by Dr. Scott’s testimony and
relied upon it, only to have an elementary school plan proposed
by the Plaintiffs which was totally contrary to this most per
suasive testimony. Since the elementary portion of the Plain
tiffs’ plan on its face constitutes nothing more than an attack on
the Court’s Order of May 20, 1980, and is contrary to the Plain
tiffs’ own expert proof, it is stricken as impertinent and
unresponsive to the Court’s directive under Rule 12(f), Federal
Rules of Civil Procedure.
While the obvious failure of the Plaintiffs’ elementary school
proposal to comply with the Court’s Order of May 20, 1980,
precluded testimony on that portion, the Court did permit the
Plaintiffs to present their middle school plan, which their new
— SA-137 —
expert witness, Dr. William M. Gordon,10 11 stated was indepen
dent of the elementary school portion."
Throughout Dr. Gordon’s testimony, it was apparent that all
portions of the Plaintiffs’ proposed plan, including the middle
school plan, were hastily drawn by consultants12 who had little
or no familiarity with the demography, the major arteries, the
location of children, the capacities of buildings, and other perti
nent information. Further, the consultants who participated in
the drawing of the Plaintiffs’ plan did not take time to study
these variables or to visit the city for any appreciable length of
time. Dr. Gordon admitted that an entire chapter of his book
regarding desegregation in America was devoted to the impor
tance of knowing these crucial details regarding a city when
preparing a desegregation plan.
The Plaintiffs’ middle school plan is superficial at best. The
consultants merely paired the Board’s proposed elementary
zones into middle schools, with a total lack of regard for
building capacities and the distances between non-contiguous
zones for the schools. No projected enrollments were set forth
in the Plaintiffs’ plan, and accordingly, it was impossible to
evaluate how well the mechanics of the system would work. Mr.
Ray Osborne, Director of Zoning and Real Property for the
10 Dr. Gordon is a Professor in the Department of Educational
Leadership, Miami University, Oxford, Ohio. (Exhibit 280). He is a
member of HGH Associates, an educational consulting firm specializ
ing in desegregation plans.
11 The Plaintiffs did not propose an alternative high school plan,
thus apparently accepting the Board’s proposal for high schools.
12 In addition to Dr. Gordon, see note 10, supra, Dr. Larry W.
Hughes (Exhibit 281), and Dr. James B. Andrews (Exhibit 282), par
ticipated in the drawing of the Plaintiffs’ desegregation plan. Dr.
Hughes and Dr. Andrews are also members of HGH Associates.
— SA-138
Board of Education, calculated enrollments for the Plaintiffs’
middle schools and found numerous schools to be
overcrowded.13
An examination of the map depicting Plaintiffs’ middle
school plan (Exhibit 266), reveals numerous instances of
unreasonable zoning arrangements for both races. For example,
students in the Cumberland non-contiguous zone on the
Sumner County line would be required to ride to a zone on the
Cheatham County line to attend Cumberland. Students in the
Antioch non-contiguous area in the innercity would be
transported to Antioch in southwest Nashville. Students in the
Joy and Stratton areas would be transported across the
Cumberland River to Donelson. Students in the Ross area near
the central city would be required to ride to Goodlettsville.
Other pairings are similarly unreasonable,14 but in all there is an
apparent disregard for distances, for the location of rivers, for
bridges, and for major thoroughfares. On cross-examination,
Dr. Gordon could not show the Court how a bus would travel
from one of these distant zones to another, thereby indicating a
total lack of familiarity with such practicalities.
13 For example, it was calculated that Meigs Middle School would
have an enrollment of 1348, with a capacity of 850, that Rose Park
Middle School would have an enrollment of 1235, with a capacity of
690, that McMurray would have an enrollment of 1280, with a capacity
of 926. Other schools were apparently severely underutilized. For ex
ample, Moore would have an enrollment of 404, with a capacity of
906, Pearl would have an enrollment of 852, with a capacity of 1295,
and Cohn would have an enrollment of 744, with a capacity of 1136.
14 In addition to those set forth in the text, see the remaining pair
ings on the map, Exhibit 266:
Wright — Glencliff, Early, Brookmeade
Meigs — Warner, Glengarry, Hickman, Haywood
Apollo — Una, Kirkpatrick, Fall-Hamilton
Rose Park — Carter-Lawrence, Berry, Lakeview
SA-139
The middle school plan also fails to abide by the Court’s
Order of May 20, 1980, as well as the testimony of Dr. Scott, the
Plaintiffs own expert witness. Indeed, the testimony of Dr. Gor
don revealed that his “ theory” of desegregation was totally con
tradictory to that of Dr. Scott. While Dr. Scott had previously
rejected the racial balance approach, had attacked the validity
of the theory that black children must sit beside white children
to learn, and had applauded the idea that black schools were not
inherently bad, Dr. Gordon’s testimony and the middle school
plan presented by the Plaintiffs take the opposite position.
Dr. Gordon and his associates sought specifically to structure
school zones reflecting the racial makeup of the community.
Blacjcs are in the majority in only one of the Plaintiffs’ proposed
24 middle schools.15 In drawing the zone lines in this fashion,
Dr. Gordon created the impractical transportation routes
described above. The Plaintiffs’ plan does not comply with the
Court’s order that middle schools should have a minimum of
15% either race, which was a modification of the racial balance
approach based on the Plaintiffs’ previous position expressed
by their expert witness, Dr. Hugh Scott.
From all of the above, it is apparent from the middle school
plan, as from the elementary school plan, that the Plaintiffs
have not complied with the Court’s Order of May 20, 1980. The
plan they have created is at best haphazardly constructed and
unworkable. Accordingly, the Plaintiffs’ middle school plan is
rejected.
THE BOARD’S PLAN
[2] As the Court decreed in its Order of May 20, 1980, the
Board of Education’s plan consists of two parts—the educa
tional components and the pupil assignment components.
5 Pearl.
— SA-140 —
I. The Educational Compontents.
The responsibility for developing the educational components
was divided into six bi-racial committees of central office staff
members, teachers, and citizens, for each the various sub
components: (1) K-4 remediation; (2) multicultural/inter-
cultural exchange; (3) magnet schools; (4) black history; (5)
middle schools. (Exhibit 273). The timetable for development of
the various components was approved by this Court on July 15,
1980, and the committees’ work has substantially complied with
the time frame set forth, with the possible exception of the
magnet school proposal discussed more fully, infra.
In line with the Court’s directive, the Board has proposed a
K-4 Intervention/Remediation Program, which will be directed
toward those schools or classes where the achievement levels are
below the average for the system and/or where the majority of a
school’s population is made up largely of socio-economically
deprived children who suffer the continuing effects of prior
discrimination. The cornerstone of this proposal is the transi
tion class whereby students who meet the Court’s criteria and
who are unable to perform at grade level in the normal
classroom setting will be placed in a transition class at the end of
kindergarten and/or first grade. The students will stay in these
half-step classes for one semester or the entire year, depending
upon their needs. Here, pursuant to the Court’s directive, adult-
student ratios will be lowered, and the cost borne in part by
decreased transportation costs associated with the K-4 schools
having a neighborhood character.16 Ms. Lucille Nabors, Assis-
In the Board’s pleading accompanying their plan is the notation
that on January 13, 1981, the Board of Education adopted a resolu
tion made by Mr. George Cate and seconded by Mrs. Barbara Mann
regarding funding of the educational components. This motion reads
as follows: “ I move that the Board adopt as a policy that to the extent
that money is saved in 1981 and later years in transportation by adop
tion of the K-4 neighborhood plan, that such funds be applied to the
educational component of the plan with priority to the K-4
SA-141 —
tant Superintendent for Program and Staff Development,
testified at length about these programs, and stated that they
were ready for implementation in those elementary schools in
cluded in the approved interim plan, discussed infra. Other
remediation programs planned by the staff include basic
development curriculum in math, language arts, and reading.
(Exhibits 277, 278, part 1, pp. D -l—D-4, and part 2).
The Plaintiffs filed only two objections relating to the in-
tervention/remediation program. Specifically, plaintiffs argued
that the program should not be limited to grades K-4, and that it
should not be paid for with Title I funds. (Objection 1(d),
March 25, 1981, and Objection 1(e), March 25, 1981). From the
exhibits and from the testimony of Ms. Nabors, it is apparent
that remediation efforts in the system are currently directed
toward all grades. (See Exhibit 278, part 1, at D-l). However,
the Court’s Order was directed only to remediation in grades
K-4, in order to maintain the delicate balance set forth in that
Order.* 17 Moreover, inherent in the Court’s Order is the recogni
tion that when remediation is effective in the lower grades, there
should be less need for it in the upper grades.
Plaintiffs’ objection regarding Title I funds is also not well
taken. Ms. Lucille Nabors testified that the Defendants are
cognizant of the Title I Regulations and statutes, which at this
time appear to preclude the use of Title I funds for educational
intervention-remediation program, and that the staff be directed to
follow that policy and consider the specific guidelines set down by the
Court in its opinion as budgets for the ensuing years are prepared and
submitted to the Board.”
17 The neighborhood character of the K-4 schools will permit in
creased parental involvement in every school, a concept espoused by
Dr. Hugh Scott and capitalized upon by the Board’s proposal to pro
vide parental training to increase support for target children. (Exhibit
278, part 1, at D-3—D-4).
components of court-ordered desegregation plans. The plans
proposed by the Board for implementation under the Court’s
Order will be funded fully with state and local funds. In fact,
those students the Plaintiffs would wish to receive remedial ser
vices will be receiving twice the amount of such services, from
the local level and from the federal level.
The Court’s Order of May 20, 1980, directed the Board to
plan intercultural experiences for students in those schools
which, because of the Court’s cost-benefit analysis, would at
tend predominately one race schools. Based upon the testimony
of Ms. Nabors, and the voluminous exhibits presented, the
Court is satisfied that the Board has met this criteria, and has
used its initiative to develop intensive programs which the pro
fessional staff deem valid and educationally sound.
Dr. Hugh Scott, the Plaintiffs’ expert witness, testified at
length about the trend toward and the need for multicultural
education directed toward the recognition of cultural diversity
in a pluralistic society. The multicultural committees have
developed a detailed program along the lines of Dr. Scott’s sug
gestion. This program will eventually be offered in every school,
grades K-12. (Exhibit 278, part 1, A-4). A curriculum guide for
grades K-6 has already been developed and will be ready for use
in those grades in 1981-1982 (Exhibit 276). Ms. Nabors testified
that a similar guide for grades 7-12 is to be developed in the near
future.
An intercultural exchange program is also planned pursuant
to the Court’s directive for those K-4 schools that will be
predominately one race. These programs must, of necessity, be
tailored to the individual schools and staffs involved, and these
programs will be operational in the predominately one race
schools under the interim plan in 1981-82.
The Plaintiffs filed only one objection with regard to the
multicultural-intercultural exchange program proposed by the
Board, which objection was not specific in nature. Objection
— SA-142 —
— SA-143 —
1(a) (March 25, 1981) indicates that the Plaintiffs accept the
goals and objectives of the multicultural program, but insist
that sufficient detail was not supplied. The testimony of Ms.
Nabors and exhibits previously mentioned satisfy the Court that
the validity of the planned programs has been shown and that
the programs are in full compliance with the Court’s directives
of May 20, 1980.
The magnet school proposal presented by the Board did not
satisfy the Court’s desire to have at least one such alternative
program18 implemented immediately. The delay was not based
upon lack of curriculum development, since plans for an
academic magnet school were well under way at the time this
Court approved the Board’s timetable for implementation of
the plan on July 15, 1980. The Board felt the program should be
delayed until a suitable building for such a 7-12 grade school
could become available. This problem has been obviated by the
adoption of the modified interim pupil assignment plan,
discussed infra. The Court questioned Ms. Nabors at length
about the time necessary to implement the planned academic
magnet school for 1981-1982 in the event a suitable building
could be found. While Ms. Nabors and her committees
understandable felt that more time than is available between
now and the beginning of school in the fall of 1981 would be
preferable for the selection of staff and students, she did testify
that the task could be completed. Based on that representation,
and the desire of this Court to minimize the delay in implemen
ting as much of this plan as possible, the Court now orders that
the proposed academic magnet school, to be located at the pre
sent West End Junior High School, be implemented for the
coming school year, beginning with grades 7 and 8, and adding
a grade each year thereafter.
18 The Board’s plan proposed to continue the operation of Hume
Fogg High School as an open zoned school with grades 9-12 for the
school year 1981-1982. This proposal includes the Board’s intention to
re-evaluate the continuation of Hume Fogg on an annual basis. This
proposal is approved.
SA-144 —
The Plaintiffs only objection to the magnet school proposal
outlined by the Board is directed toward the student selection
procedure to be employed for such school. While the Board did
not intend to use its selection procedure for the coming year, the
Court is impressed by the mechanism developed for such selec
tion (Exhibit 274), which includes achievement test scores,
teacher ratings, and school records. These criteria will insure
sufficient flexibility to provide equal access to all races, contrary
to the Plaintiffs’ objection. This objection is accordingly over
ruled.
The Black History or Afro-American Studies Program
ordered by the Court in its Order of May 20, 1980, is presently
in operation, having been offered in the high schools for the
first time in the fall of 1980. The Court finds the curriculum
guide for this course to be most adequate. (Exhibit 275). This
course, along with continuing efforts to include such studies in
the regular curriculum and to screen curriculum and textbooks
for sensitivity to the heritage of black Americans, and the
muliticultural program for all grades discussed previously, com
plies with this Court’s directive. The Plaintiffs’ objection
relating to the lack of specificity and to general curriculum con
siderations is overruled. (Objection 1(c), March 25, 1981).
The educational considerations inherent in the move toward
middle schools pursuant to the Court’s directive were addressed
extensively by Ms. Nabors and set forth in the exhibits. (Exhibit
278, part 1, Section E). The implementation of the middle
school philosophy with its emphasis on bridging the gap be
tween elementary and high school should go a long way toward
meeting this Court’s directive to concentrate on quality educa
tion and to increase community perceptions thereof.19
19 No objections were filed by the Plaintiffs relating to the educa
tional component for middle schools.
— SA-145 —
The final educational component ordered by the Court con
cerns in-service training of faculty and staff members for suc
cessful implementation of the plan. No pertinent objection has
been filed by the Plaintiffs to this component.20 From the
testimony and the materials presented, this component is well
developed, providing a continuation of the on-going “ Together
We Can ... Together We Will” program previously lauded by
this Court, and for new programs related to the desegregation
order. (Exhibit 278, part 1, pages G-l-H-30). It is, therefore, ap
proved as complying with the Court’s Order of May 20, 1980.
In view of the foregoing discussion and findings, the educa
tional component package as presented by the Board, with the
modification regarding the academic magnet school beginning
with grades 7-8 in 1981-1982, is approved as complying with this
Court’s Order of May 20, 1980.
II. PUPIL ASSIGNMENT COMPONENT
Two proposals were made by the Board for pupil assignment,
the long range plan for implementation in 1984, and the interim
plan for implementation in 1981-1982. As detailed, infra, the
long range plan is approved as in conformity with the Court’s
Order of May 20, 1981; the interim plan is modified to include
an expanded zone of implementation for 1981-1982.
20 The Plaintiffs’ only objection to the administrative and staff
development portion of the plan relates not to the in-service educa
tional component, but to affirmative action plans for staff and ad
ministrative positions. While this was part of the Court s Order of
May 20, 1980, the Court has reserved the personnel issue for a later
date, and accordingly, no proof has been presented by the Board
regarding its affirmative action plans.
— SA-146
A. The Long Range Plan.
The Board’s long range proposal for elementary schools, ex
hibits 268 and 271, fully complies with the Court’s directive to
establish a system of K-4 or K-5 elementary schools of a
neighborhood character, all the while maximizing opportunities
for integration in a neighborhood setting. Of the 75 K-4 elemen
tary schools proposed, Mr. Osborne estimates that approx
imately 31 of these schools will be walk-in schools requiring no
transportation, as compared to only five at the present time.
This should permit increased parental participation deemed so
important by this Court and by the Plaintiffs’ own expert
witness, Dr. Hugh Scott.
In drawing the school zone lines for elementary schools, Mr.
Osborne and his bi-racial committee committed themselves to
maximizing integration as much as possible without the use of
non-contiguous zones, and the results were surprising. No K-4
school is projected to be 100% black, and only five schools in
the outer reaches of the County are projected to be 100%
white.21 It should be noted here that while the Plaintiffs’ plan
was stricken from the record, it contained a proposal to leave
some of these distant outlying schools untouched by the Plain
tiffs’ own desegregation plan. (See, Plaintiffs’ Exhibit Number
284 for Identification).
Approximately 20 of the elementary schools are projected to
be within the 15% black or white ratio established by the Court
for middle schools. Those schools which fall outside this percen
tage will benefit from the intercultural exchange program
discussed above.
21 Gateway, Hickman, Joelton, Sylvan Park, and Union Hill. (Ex
hibit 268).
— SA-147 —
The Court is satisfied that the elementary school plan meets
the Court’s Order of May 20, 1980, and all the Plaintiffs’ objec
tions relating to it have no bearing on the question of com
pliance with the Court’s mandate.22
The middle school plan approved by the Board contemplates
the creation of 24 middle schools serving grades 5-8 in 1984.
(Exhibits 268 and 269). According to the testimony of Mr.
Osborne, the Board began its consideration of the middle
school plan by locating suitable buildings for the unique middle
school program, as outlined by the Middle School Educational
Component Committee.
After the schools were selected, zones were constructed to
comply with the Court’s mandate to achieve at minimum a 15%
representation of either race in the middle schools. Under the
Board’s proposal, four middle schools are not projected to fall
within this 15% black/white range in 1981: Donelson (14.8%
black), Apollo (14.1% black), Antioch (14.0% black), and
Wright (11.7% black). These schools may well fall within the
15% range by 1984, and to require their technical compliance
with the suggested ratio at this time would necessitate the rezon
ing of black children from neighborhood middle schools into
these middle schools. In drawing the middle school zones, the
Board used non-contiguous zones only where necessary, and as
demonstrated by Mr. Osborne, chose the closest other race
population to constitute the non-contiguous zones wherever
practical.
22 Plaintiffs’ Objection (3)(a) (February 6, 1981) and Objection 2
(March 25, 1981) attack the neighborhood character of the elementary
school proposal. Again, this constitutes an attack on the Court’s
Order rather than an effort to achieve complance with it. Accordingly,
these objections are stricken under Rule 12(f), Federal Rules of Civil
Procedure, along with the Plaintiffs’ elementary school plan.
— SA-148 —
Plaintiffs only objection to the Board’s middle school pro
posal is that the burden of transportation continues to be on the
black children. The middle school map (Exhibit 269), and the
testimony of Mr. Osborne, demonstrate conclusively that this is
not the case. In many instances, white children are required to
travel to predominately black communites to attend school. For
example, white children in the outer reaches of the County are
required to travel to the predominately black innercity to attend
Cameron; white students from the southern portion of the Pearl
zone are required to travel into the innercity to Pearl; white
students are required to travel into Ewing Park; and white
students are required to travel into Cumberland. Merely because
there may be more non-contiguous zones made up of
predominately black children does not mean that these students
must travel longer distances or greater lengths of time than
white children, nor does it mean that these students must
necessarily travel out of their neighborhoods more often than
white children. The Court finds that the locations of the middle
schools were chosen by a neutral process, in an effort by the
Board to accommodate the unique middle school program at
the best possible places, thereby looking forward to the
enhancement of quality education. The amount of transporta
tion involved for either race is necessary to reach the 15%
representation level deemed desirable by the Plaintiffs’ expert
witness, Dr. Hugh Scott and approved by the Court in its Order
of May 20, 1980.
In addition, Plaintiffs’objection regarding burden on black
students at the middle school level constitutes not an objection,
but an admission that the Plaintiffs’ proposed plan does not
comply with the Court’s Order. Plaintiffs used the same middle
schools in their proposed plan that the Board has used under its
plan. (Exhibit 283). It is inconceivable that their objections
regarding burden on black children can be alleviated by their
plan because there are no additional middle schools in the black
— SA-149 —
community. When this obvious concept is coupled with the
racial balance approach used by the Plaintiffs, which will re
quire transportation of greater numbers of black children out of
the black community, it is apparent that the burden on black
students is increased in the Plaintiffs’ plan contrary to the basic
concepts of the Court’s Order.
The Board’s high school plan (Exhibits 267 and 268) is also in
total compliance with the Court’s directive of May 20, 1980.
Bellevue and Joelton were closed as high schools in the school
year 1980-81, with the high school population of these schools
being reassigned to Hillwood and Whites Creek pursuant to the
Court’s directive. The long range proposal for 1984 forecasts
the closure of Antioch, DuPont, Pearl, Cohn, and Goodlett-
sville as high schools, with their school populations being ac
commodated by the Goodlettsville-Madison, Pearl-Cohn,
McGavock, Glencliff and Overton zones ordered by the Court.
The only deviation from the plan contemplated by the Court
and the Board’s new plan concerns Goodlettsville-Madison.
Since the early 1970’s, the Board has proposed to build a new
Goodlettsville-Madison-Trinity Hills Comprehensive High
School at the Hunter’s Lane location. Upon reconsideration of
this proposal following the Court’s Order, the Board determin
ed that it would be more economically responsible to expand the
existing Madison High School to accommodate students from
the Goodlettsville, Madison, Trinity Hills, and DuPont areas at
a savings in excess of $2,000,000.00. (Board Minutes, Exhibit
286). The testimony of Mr. Osborne indicates that the locations
make little difference to the student populations involved. If
anything, the Madison location is slightly closer to the highest
concentration of black students for the school population in the
Trinity Hills area than was the Hunter’s Lane location and the
racial makeup of the school is not affected by a change in loca
tion.
— SA-150 —
The Ford Greene site chosen for the Pearl-Cohn Comprehen
sive High School is also approved as a central location in the
proposed zone, taking into account the relative concentration of
students in that zone.
It should be noted here that while the Court did not decree the
racial mixture in the high schools as it did in the middle schools,
all of the Board’s proposed high schools, with the possible ex
ception of Goodlettsville-Madison at 14.9% black, fall well
within the 15% either race guideline established by the Court for
middle schools. Furthermore, three of the 10 schools are pro
jected to be majority black in 1984.23
The Plaintiffs only objections to the high school plan concern
the Board’s failure to consider the pairing of Maplewood and
Goodlettsville in lieu of building the Goodlettsville-Madison
Comprehensive High School, and its failure to use Pearl as a
high school. (Objection 3(b) (February 6, 1981), and Objection
2(b) (March 25, 1981)). Both of these objections are without
merit. The Maplewood objection attacks rather than follows the
Court’s Order of May 20, 1980, and accordingly, it should not
be considered. The soundness of the Board’s action in conver
ting Pearl to a middle school is supported by the fact that the
Plaintiffs’ plan also uses Pearl as a middle school, rather than a
high school. (Exhibit 283).
In view of this discussion, the Board’s long range pupil
assignment plan is approved in its entirety as in compliance with
the Court’s Order of May 20, 1981.
B. The Interim Plan.
The Board’s interim plan for implementation in the fall of
1981 proposes to implement the Court’s Order of May 20, 1980,
23 Maplewood, Pearl-Cohn, Whites Creek.
SA-151
in only one area of the county—the area encompassed by the
Whites Creek Comprehensive High School zone (Map, Exhibit
272, and statistical summary, Exhibit 272). Insofar as this plan
goes, this portion of the interim plan is approved, including the
minor deviations from the long range plan requiring the phasing
in of certain zones over the next three years.24
In 1981, implementation of the plan in the northeastern sec
tion of the County will involve eight elementary schools serving
grades K-4, three middle schools serving grades 5-8, and one
comprehensive high school.
At the time this plan was filed, the Court was concerned that
more of the County could not benefit from the early implemen
24 As Mr. Osborne testified, the Whites Creek zone, as shown on the
1984 long range map, can be implemented in 1981, with a few minor
exceptions. These exceptions relate to building capacity. Whites Creek
can accommodate the Union Hill zone (now in Goodlettsville), the
Brick Church zone (now in Maplewood), and the Haynes Manor area
(now in Maplewood) in 1984, because of projected declines in enroll
ment. However, during the interim, only one grade a year from those
areas can be added to Whites Creek. Therefore, beginning with the
ninth grade in 1981, adding the tenth grade in 1982, and so on, the in
terim plan proposes to stagger the implementation of the long range
plan in this area. The procedure will not only direct itself toward
building capacity, it will also facilitate as little disruption of students
as possible, since students who begin the ninth grade at Maplewood
and Goodlettsville in 1980-1981 will be permitted to graduate from
those schools.
The zones for the three middle schools, Joelton, Ewing Park, and
Cumberland, will be implemented in 1981, with the exception that
children in the Parkwood Estates area will continue to attend Ewing
Park until 1984, when they are scheduled to attend Goodlettsville, and
students from the Haynes area will continue to attend Meigs and
Highland Heights until 1984, when they are scheduled to attend Ewing
Park. These deviations are necessary because of capacity problems
that will be alleviated in 1984 by virtue of the construction of a new
high school to serve the Goodlettsville-Madison-Trinity Hills-DuPont
area.
— SA-152 —
tation of the three-tiered grade structure from interven-
tion/remediation and from the magnet school proposal until
1984. Accordingly, on March 31, 1981, the Court directed the
Board to present further alternatives for increased implementa
tion of the plan on April 6, 1981.
In directing the Board to consider other alternatives for im
plementation of the plan, the Court was not attacking the
Board’s good faith efforts in deciding not to implement the plan
further. As was stated by Mr. Osborne, the rationale behind the
slow implementation was that until the two new comprehensive
high schools were built, any rezoning of students could be made
on a temporary basis only. To avoid temporary disruption of
students on this basis, the Board decided to make such changes
only where permanent assignments could be made, and this
could only be accomplished in the Whites Creek zone. While
understanding this rationale, this Court deems the benefits to be
achieved by the earlier implementation of the plan to far
outweigh the minor disruptions occasioned by a stepped-up
timetable.
After the Court’s directive to the Board to develop an alter
native proposal, the Board reported to the Court a proposal to
implement the new plan insofar as possible in the southeast sec
tor of the city in addition to the northeast sector.25 This pro
posal would involve the rezoning of Cohn and Pearl High
School students to Hillsboro and Hillwood for the interim
period beginning 1981-1982, pending the completion of the
Pearl-Cohn Comprehensive High School in 1984. This move
would free Pearl and Cohn for immediate use as middle schools,
pursuant to the Board’s plan, and would also free West End for
immediate use as an academic magnet school in 1981-1982.
Elementary school zones for this interim plan have not yet been
25 This proposal was attached to the interim plan map in the form of
an overlay on Exhibit 272 and is described on Exhibit 279.
— SA-153 —
finalized, and some flexibility will be necessary, especially on
the outer fringes of the southeast sector. This Court is assured
that this planning can be completed well in advance of the ap
proaching school year, and that the appropriate educational
components can be in place for this sector just as they will be in
place in the northeastern sector. Accordingly, the revised in
terim plan is approved.
It should be noted here that to complete the plan in the re
maining sections of the County will require the construction of
the Goodlettsville-Madison Comprehensive High School and a
sufficient decline in enrollments at Glencliff, McGavock, and
Overton, thus permitting the reassigning of students from An
tioch High School and Dupont pursuant to the Court’s direc
tive. Accordingly, pending such events, attendance patterns in
this section of the County should remain as they are.
ADDITIONAL MATTERS
After many days of testimony in this cause, it has become ap
parent to this Court that the rigid guidelines placed upon the
school system by this Court’s Order in 1971 have become ob
solete and no longer necessary. The good faith efforts of this
Board to achieve desegregation have been amply demonstrated
by all the plans submitted to this Court. This Court does not
deem it necessary to impose further rigid guidelines upon the
Board in terms of minor alterations in zone lines where deemed
advisable to achieve better integration or to conform to building
capacities. In addition, in view of the new plan now approved,
the restriction placed upon building in the outlying areas by the
1971 Order no longer has validity, since the new plan addresses
desegregation and quality education on a county-wide basis.
Accordingly, the ban on such construction, where deemed
necessary by the Board to improve facilities, accommodate
students, or enhance integration, should be lifted.
— SA-154 —
An appropriate Order will enter. This is a final order from
which an appeal as of right is provided by Rules 3 and 4, Fed.
Rules App.Proc. Because efforts at implementation for the
school year 1981-82 are immediately imperative, this Court will
not grant a stay of this order pending any appeal.
— SA-155 —
No. 81-5370
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Robert W. Kelley, et al.; Henry C. Maxwell, Jr., et al,
Plaintiffs-Appellants,
vs.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee,
Defendants-Appellees.
ORDER
Before: EDWARDS, Chief Circuit Judge, JONES, Circuit
Judge, and CELEBREZZE, Senior Circuit Judge.
On receipt and consideration of a motion for stay filed by
Robert W. Kelley, et al., plaintiffs-appellants; and
On consideration of said motion under terms of Rule 8 of the
Rules of Appellate Procedure and pertinent case law, Virginia
Petroleum Job. A ss ’n v. Federal Power C om ’n, 259 F.2d 921,
925 (D.C. Cir. 1958); see also North Avondale Neighborhood
A ss’n v. Cincinnati Metropolitan Housing Authority, 464 F.2d
486, 488 (6th Cir. 1972); and
Further noting that generally four factors are required for the
issuance of a stay, as follows:
1. Has the petitioner made a strong showing that it is
likely to prevail on the merits of its appeal?
2. Has the petitioner shown that without such relief, it
will be irreparably injured?
SUPPLEMENTAL APPENDIX E
— SA-156 —
3. Would the issuance of a stay substantially harm other
parties interested in the proceedings?
4. Where lies the public interest?
Observing from this record that affirmative answers
favorable to plaintiffs’ motion must be given in relation to the
first two of these questions, while a negative answer appears ap
propriate to the third;
And concluding as to the fourth question that where (as here)
after many years a final school desegregation order has been
entered in the District Court, appealed to this court and affirmed,
and then appellants’ petition for certiorari has been denied in
the Supreme Court, it is in the public interest for a proposed
departure from said order to be reviewed by the Court of Ap
peals prior to, rather than after, the institution of the change
sought;
Now, therefore, plaintiffs’ motion for stay is hereby granted,
the mandate is ordered issued forthwith, and the appeal is ex
pedited for hearing in the October term of this court.
Entered by order of the Court
/ s / JOHN P. HEHMAN
Clerk
— SA-157
Supreme Court of the United States
Washginton, D. C. 20543
SUPPLEMENTAL APPENDIX F
Chambers of
Justice John Paul Stevens
August 20, 1981
IN CHAMBERS MEMORANDUM OF JUSTICE STEVENS
Re: No. A-144 Metropolitan County Board of Education, et
. al., v. Kelley, et al.
Pursuant to the rules of this Court, the motion of the
Metropolitan Nashville Board of Education to vacate the stay
entered by the United States Court of Appeals for the Sixth Cir
cuit on August 19, 1981, has been referred to me for decision.
The movants have persuaded me that I have jurisdiction to
vacate the stay entered by the Court of Appeals, but for the
following reasons I have decided not to do so.
The district court order of April 17, 1981, that has been
stayed by the Court of Appeals substantially modifies the
desegregation order that had previously been in effect in David
son County, Tennessee. The plaintiffs filed an appeal from that
order and, after hearing oral argument in connection with the
plaintiffs’ application for a stay, the Court of Appeals expressed
the opinion that the changes in the prior order are of sufficient
significance that they should be reviewed by an appellate court
before they are implemented. I share that opinion.
Although, as the Board of Education has pointed out, the
stay will cause significant expense and inconvenience to the
community, because the interim order will affect 21 elementary
SA-158 —
schools, six middle schools and three high schools immediately,
and also will have an impact on the permanent plan scheduled
to go into effect in 1984, it seems to me that even greater in
convenience might result if the plan were to go into effect forth
with and be modified or set aside at a later date when the Court
of Appeals reviews its merits. The Court of Appeals has greater
familiarity with the case than it is possible for me to have in the
brief time I have had to examine the papers that have been filed
with me; for the purpose of my action I accept the correctness
of that court’s determination that there is a likelihood that
plaintiffs will prevail on their appeal. If that be so, it seems to
me that in the long run there will be less inconvenience and
hardship to all parties if appellate review is had prior to the im
plementation of the interim order of the district court. Accor
dingly, the motion of the Board of Education to vacate the stay
is denied.
— SA-159 —
MEMORANDUM OPINION
(Filed June 28, 1971)
History of Litigation
The original action seeking school desegregation of the
Nashville school system was filed in September, 1955.' Finally,
on July 16, 1970, after the gradual evolvement of the present
status of the law, this United States District Court, speaking
through the Honorable William E. Miller, held that the local
school board had not met its affirmative duty to abolish the
dual school system in three categories: pupil integration, faculty
integration, and site selection for school construction. Kelley v.
Metropolitan County Board o f Education, 317 F. Supp. 980
(M.D. Tenn. 1970). The approval and implementation of a plan
to correct the adjudicated wrongs was delayed until the Sixth
Circuit Court of Appeals ordered immediate hearings for that
purpose.
Background Data
The Metropolitan school system consists of three divisions.
The elementary schools accommodate students from
kindergarten through the sixth grade. Junior high accom
modates grades seven through nine. Senior high consists of
grades nine through twelve.
In the 1970-71 school year a total of 94,170 students attended
the Metropolitan schools. Of this number, 33,485 were
transported by the Metropolitan school system. Of the total
transported, less than 4,000 were black and approximately
30,000 were white. 1
SUPPLEMENTAL APPENDIX G
1 Reference to the separate and later consolidated actions regarding
the City of Nashville and Davidson County systems is omitted for
brevity.
— SA-160 —
One hundred forty-one schools were operated in the
Metropolitan school system during the 1970-71 school year. The
racial breakdown of the students was:
black
white
other
The percentage breakdown was:
black ..................................... 24.63%
white ..................................... 75.12%
other .......................... 25%
Plans Submitted for Court Approval
School Board Plan
The Board of Education submitted a plan for pupil integra
tion in August, 1970. Included in this plan was a policy state
ment that the school board “ accepts as an ideal student racial
ratio of an integrated school as one which is 15% to 35%
black.” 2
The August, 1970 plan made 49 minor geographic zone
changes, and provided for the transportation of an additional
1162 pupils.3 The result of the plan was to leave the elementary
schools significantly unchanged. Six of the 38 high schools and
junior high schools would remain at least 50 per cent black.
Fifty-seven per cent of the black high school and junior high
23,533
71,754
237
2 The testimony of expert witnesses indicates that the accepted and
satisfactory norm is a range from 10 per cent below to 10 per cent
above the percentage of black students enrolled in a school system.
3 McGavock, a recently erected high school, was not included in the
August, 1970 plan.
— SA-161 —
school students would attend these six schools. The racial com
position of two schools would be at least 95 per cent black and
four other schools would be at least 90 per cent black. This
would result in 47 per cent of the black students attending
schools where the composition would be above 90 per cent
black. Eight schools, accommodating 20 per cent of the black
students, would operate with 15-35 per cent black students. Fif
teen schools would operate with 95 per cent or above white
students.
On the last day of the hearings, which were held on several
days over a three-month period, the school board submitted an
amendment providing for the selection of students for
McGavock School by paring.
Plaintiffs’ Plan
Elementary Schools. Plaintiffs, through clustering and pair
ing, using both contiguous and non-contiguous zoning, proposed
to effect in most elementary schools, through two alternate
plans, a mathematical ratio in the range of 15-35 per cent black.
Plan I would require the transportation of 25,500 elementary
students, and Plan II would require the transportation of 27,000
pupils. Eighty-two of 100 schools would fall within the ideal
ratio under Plan I, while under Plan II, 91 schools would attain
the indicated ratio.
Secondary Schools. A model was submitted which included
sectoring, clustering and pairing to attempt to attain 15-35 per
cent black in the junior and senior high schools. In both the
elementary and secondary school plans there is not a satisfac
tory description of grade organization, structuring of the
schools, the assigment of the pupils, or definite zone descrip
tion. The plans propose the mathematical result indicated, but
delegate to the school board the actual assignment of pupils and
implementation of the plan.
— SA-162 —
HEW Plan A as Amended4
At the request of the Court, the Department of Health,
Education and Welfare submitted a plan with two alternates.
The principal plan was designated as Plan A. This plan incor
porates geographic zone changes, clustering, pairing (both con
tiguous and non-contiguous), and grade restructuring.
Elementary Schools. Five schools would be closed.5 Seventy-
four schools would have a racial percentage of 16-41 per cent
black. Twenty-two schools which are located in the far reaches
of the county would have a racial percentage of 0-11 per cent
black. Three of those 22 would have no blacks. Under Plan A
there would be no elementary school in the system with a black
student enrollment of more than 41 per cent. Fifty-nine per cent
of the black students in the system would attend schools with a
black student enrollment of between 35 and 41 per cent. Three
per cent of the black students in the system would attend
schools with a black student enrollment of less than 15 per cent.
Twenty-four per cent of the total number of white students in
the system would attend schools in which black enrollment is
less than 5 per cent. One per cent of the total black student
enrollment in 16 schools, or 125 students, would be enrolled in
schools with less than 5 per cent black student enrollment.
Under this plan, approximately 22,000 elementary school
students would be eligible for school-provided transportation.
This is approximately 10,500 more than the Board transported
4 Adjustments were made to shorten transportation routes, to in
corporate the school board plan for McGavock School, to adjust the
student makeup of Pearl High School.
5 Three of the five schools to be closed are rated unsatisfactory by
the consultants hired by the school board. The other two are listed as
inadequate.
— SA-163
in 1970-71, and 9,700 more than those who would be
transported under the Board’s proposed plan. Three thousand
five hundred fewer students would be transported under HEW
Plan A than under the plaintiffs’ Plan I, and some 5,000 fewer
than would be transported under plaintiffs’ Plan II.
Junior High Schools. This plan incorporates the school board
amendment to the August, 1970 plan. Eighteen of 25 schools
would have a racial composition of 20-40 per cent black. Seven
schools would have a composition ranging from 0-5 per cent
black. These seven schools are in the outer reaches of the county.
Some former senior high schools would be changed to junior
high schools. Two high schools would be closed.
Senior High Schools. This plan incorporates the school board
amendment to the August, 1970 plan. Central High School
would be closed. MaGavock High School is to be opened. Of
the 18 schools, 11 would have 18-44 per cent black. One would
have an 11 per cent enrollment of blacks and six would be vir
tually all white. These all-white schools are located in the outer
reaches of the county.
An analysis of the HEW amended plan with regard to the
secondary schools reflects that:
(1) no school would operate with more than 44 per cent black;
(2) 29 of the 43 schools would operate within the range of
15-44 per cent black, with one additional school having 11 per
cent black;
(3) 13 schools, primarily in the outer reaches of the county,
would have 95 per cent or more white;
(4) 67 per cent of the schools, housing 90 per cent of the black
students, would operate in the 15-44 per cent black range; 5
(5) transportation would be required for 26,673 junior and
senior high school students; and
— SA-164 —
(6) including the transportation necessary for McGavock
School, 2,838 more secondary pupils would require transporta
tion than were transported in the 1970-71 school year.
Objective, Test, and Methods
Objective
“ The objective today remains to eliminate from public
schools all vestiges of state-imposed segregation.” Swann
v. Charlotte-Mecklenburg Board o f Education, ... U.S.
..., 28 L.Ed.2d 554, 566 (April 20, 1971).
The Supreme Court has stated that “ [t]he objective is to
dismantle the dual school system,” Swann, supra, at 573, . .
to eliminate invidious racial distinctions,” Swann, supra, at
568, and “ . . . to achieve the greatest possible degree of actual
desegregation, taking into account the practicalities of the situa
tion.” Davis v. Board o f School Commissioners, ... U .S.......28
L.Ed.2d 577, 581 (April 20, 1971).
Test
A plan “ that promises realistically to work, and promises
realistically to work now” is required. Davis, supra, at 581,
quoting Green v. County School Board, 391 U.S. 430 (1968). A
plan “ is to be judged by its effectiveness.” Swann, supra, at
572; Davis, supra, at 581. A plan “ is not acceptable simply
because it appears to be neutral.” Swann, supra, at 573.
Methods to Accomplish Objective
The following methods have been acknowledged by the
United States Supreme Court: (1) restructuring of attendance
zones, both contiguous and non-contiguous; (2) restructuring of
schools; (3) transportation; (4) sectoring; (5) non-discriminatory
assignment of pupils; (6) majority to minority transfer; and (7)
clustering, grouping and pairing. Swann, supra; Davis, supra.
SA-165
Discussion of Plans Submitted
The pupil integration plan submitted by the school board,
viewed in the most favorable light, constitutes mere tinkering
with attendance zones, and represents only a token effort. It
clearly falls short of meeting the objectives and tests set out in
the decisions of the United States Supreme Court. Swann v.
Charlotte-Mecklenburg Board o f Education, supra; Davis v.
Board o f School Commissioners, supra; Green v. County
School Board, 391 U.S. 430 (1968). In effect, the defendant has
made no effort to meet its affirmative duty to establish a unitary
school system “ in which racial discrimination would be
eliminated root and branch.” 6 Green v. County School Board,
supra, at 437-38; quoted in McDaniel v. Barresi, ... U.S. ..., 28
L.Ed.2d 582, 585 (April 20, 1971).
6 Based on defendants’ school statistics for 1969-70, the student
enrollment was 95,789. The total majority to minority rezoned under
this plan is:
Elementary
whites gained in black schools
blacks gained in white schools
Junior High
whites gained in black schools
blacks gained in white schools
Senior High
whites gained in black schools
blacks gained in white schools
301
457
758 majority to minority
transfer in
elementary
430
400
830 majority to minority
transfer in junior
high
73
735
808 majority to minority
transfer in senior
high
— SA-166 —
Since the defendants have, in effect, failed to submit a con
stitutionally sufficient plan, the Court must examine the other
plans. The plaintiffs’ plans as to elementary schools are ade
quate in one respect. Under Plan I, 82 out of 100 schools would
be within the indicated range of 15-35 per cent black, which was
set by the school board. Plan II would satisfy this standard in 91
out of 100 schools. This plan, however, has two features which
are objectionable to the Court. The first is that actual assign
ment of students, i.e., the locations from which they come, is
left to the school board. The historical reluctance by the school
board to solve this problem instills a lack of confidence in their
implementation of this aspect without close supervision. The
second objection is that some schools in the outer reaches of the
county are included. The Court finds that costs and other prob
lems incident to transportation make this feature of plaintiffs’
plan impractical and not feasible.
Each and every school is not required to be integrated. The
test is a unitary school system. Swann, supra. The practicality
and feasibility of a plan is a material consideration. Swann,
supra.
The cost of the transportation of students and the un
necessary disruption of the students are proper considerations.
The Court finds that distance and transportation difficulties
make the integration of these schools highly impractical.
Plaintiffs’ plan for the desegregation of secondary schools, as
in their elementary plan, was a model using sectoring, zoning
(contiguous and non-contiguous), and pairing to accomplish the
indicated racial balance. In neither the elementary plan nor the
secondary model is there a description of grade organization,
structuring of the schools, the assignment of pupils, or proper
description of zoning. For the reasons set forth as to the elemen
tary school programs, the secondary school plan of the plain
tiffs is rejected.
— SA-167
The plans of the plaintiffs and defendants being rejected for
the reasons stated, the HEW plan is the only realistic plan re
maining before the Court. As a result of the evidence produced
at the hearing, the HEW plan was amended to effect the follow
ing changes:
(1) adjustment of the black percentage at North High School
from 65 per cent black to 44 per cent black, and the reduction at
Pearl High School to 33 per cent black, with corresponding ad
justments in Stratford, Maplewood, and other schools;
(2) shortening the time of transportation of certain pupils;
and
(3) incorporation of the McGavock High School phase of the
defendants’ amended plan.
On the last day of the hearings, the defendants presented an
amendment to its August, 1970 plan. This amendment provided
that McGavock would be a comprehensive high school serving
an area where several junior high schools are located. Although
this amendment applied only to a small sector of the secondary
school system, it reflected the beginning of an awareness by the
defendants of their affirmative constitutional responsibility.
The defendants indicate a desire to make similar proposals in
the future, which desire the Court wishes to encourage. If the
Board of Education had genuinely wished to establish a unitary
school system, it had available to it the superior resources and
assistance to do so.
The realistic and effective approach of the defendants to the
McGavock School area was incorporated as an amendment to
the HEW plan, despite the fact that it requires more transporta
tion, over longer distances, than was required by the original
HEW plan. The Court feels that where administrative goals can
be satisfied without hampering the constitutional objectives to
be accomplished, such goals should control.
SA-168 —
Action of the Court
The Court hereby adopts the HEW Plan A as to elementary
schools. This plan utilizes all of the methods previously
enumerated. The map showing the georgraphic zones is on file
with the clerk. This map also reflects the zoning, pairing and
clustering to be employed. The charts appearing at pages 34
through 41 of the HEW plan, as filed with the clerk, are
adopted as a part of said plan and will be followed in the im
plementation thereof.
Simultaneously with this Memorandum Opinion, the Court
has filed maps showing the geographic zones of the junior and
senior high schools. Likewise, charts are filed titled Table 1,
Senior High Schools, and Table 2, Junior High Schools. These
charts will be followed in the implementation of the plan.
In the implementation of the plans, the transparent maps can
be placed as overlays on the student locator map. Thus the
georgraphic boundaries of the zones become clear. In effect, the
Court is providing the defendant school board a map overlay
for each of the grade divisions, namely the elementary schools,
the junior high schools, and the senior high schools. These
overlays indicate grade and school groupings, where such are
made, and approximate areas for attendance. Accompanying
tables show the approximate numbers of pupils involved. The
responsibility for determining the precise boundary lines is placed
upon the defendant Board of Education. A written description
of such boundaries, together with tables showing approximate
numbers of pupils by race in each school, shall be filed with this
Court by August 1, 1971. The defendant Board of Education
may make minor alterations in boundaries provided such altera
tions do not lessen the degree of desegregation in the plan
ordered by the Court.
The Court is aware that the cost of implementing any plan is a
major concern. Much proof was introduced as to the financial
— SA-169 —
impact of any plan which requires transportation. Since the
defendants have consistently transported large numbers of
students to promote segregation, some adjustment must be
made to reverse this unconstitutional practice. Practical solu
tions are available, such as the multiple use of buses, staggered
hours for school opening, and staggered hours for individual
grades.
“ We do not read Swann and Davis as requiring the
District Court to order the Board to provide extensive
transportation of pupils to schools all over the city,
regardless of distances involved, in order to establish a fixed
ratio in each school.” Northcross v. Board o f Education,
.Civil Nos. 20,533, 20,539 (6th Cir., filed June 7, 1971).
This order does not contemplate cross-transportation of
pupils within a grade level in implementation of this order. If
such crossing occurs, the Board may make minor adjustments in
zones or may make application to the Court for reconsideration
of the zones. It is further contemplated that the transportation
routes in the plan implemented by this order permit uninter
rupted transportation of children from home pickup points to
and from the school attended. This is not to preclude the Board
in the exercise of administrative discretion and consideration of
transportation economics, from establishing transfer routing
and collection points.
The Court is aware that some “ all-white” schools remain in
the outlying areas of the county. However, based upon practical
considerations, common sense and judgment dictate that they
should not be integrated. Integration of those particular schools
would not be feasible, both from a distance and a cost stand
point. However, to prevent the use of these schools as an avenue
of resegregation, certain restrictions on their use will be
hereinafter set forth.
Special Provisions
Majority to Minority Transfer Policy
After this plan is implemented, there will be no schools which
have a majority of black students. Because of population
changes or other circumstances, however, this situation might
occur in the future. Therefore, the following policy shall be a
part of the plan to be implemented.
Whenever there shall exist schools containing a majority of
black students, this school board shall permit a student (black
or white) attending a school in which race is the majority to
choose to attend the closest school where his race is a minority.
The Board of Education will provide all such transferring
students free transportation and will make space available in the
school to which he desires to move. The Board will notify all
students of the availability of such transfers.
Faculty Integration
On July 16, 1970, Judge Miller in this case stated:
“ It is well recognized that faculty and staff integration is
‘an important aspect of the basic task of achieving a public
school system wholly free from racial discrimination.’
United States v. Montgomery County Board of Education,
395 U.S. 225, 89 S.Ct. 1670, 23 L.Ed.2d 263 (1969); see
Bradley v. School Board of City of Richmond, 382 U.S.
103, 86 S.Ct. 224, 15 L.Ed.2d 187 (1965). In order to im
plement this mandate, the Court concludes that in the in
stant case faculties must be fully integrated so that the
ratio of black and white faculty members of each school
shall be approximately the same as the ratio of black to
white teachers in the system as a whole. Robinson v.
Shelby County Board of Education, supra; Nesbit v.
Statesville City Board of Education, 418 F.2d 1040 (4th
— SA-170 —
— SA-171
Cir. 1969); Stanley v. Darlington County School District
and Whittenberg v. Greenville County School District, 424
F.2d 195 (4th Cir. 1970); Pate v. Dade County School
Board, 307 F. Supp. 1288 (S.D. Fla. 1969); contra, Deal v.
Cincinnati Board of Education, supra. But see Goss v.
Board of Education of the City of Knoxville, 406 F.2d
1183 (6th Cir. 1969).” Kelley v. Metropolitan County
Board o f Education, supra, at 991.
j jc % j Jc sjc sfc j(e 9|e
“ It is the conclusion of the Court that the present policy
of faculty desegregation applied by defendant is constitu
tionally inadequate. That policy must be altered to comply
with the standards set forth above. A similar policy also
must be applied to all other personnel employed by defen
dant school board.” Kelley v. Metropolitan County Board
o f Education, supra, at 992.
The court-required ratio for teachers in each school was fixed
at that time to be 80 per cent white to 20 per cent black. Approx
imately 94 schools are not currently operating at this ratio. In
most schools, this ratio could be accomplished by moving one
or two teachers. Upon the implementation of the plan presently
adopted by the Court, there should be no difficulty in meeting
the court order of 1970. Therefore, the defendants are required
to effect said ratios for the next school year beginning on or
about September 1, 1971.
The school board shall immediately announce and implement
the following policies: 1
1. The principals, teachers, teacher-aides, and other
staff who work directly with children at a school shall be so
assigned that in no case will the racial composition of a
staff indicate that a school is intended for black students or
white students. The school board shall, to the extent
— SA-172 —
necessary to carry out this desegregation plan, direct
members of its staff to accept new assignments as a condi
tion to continued employment.
2. Staff members who work directly with children, and
professional staff who work on the administrative level will
be hired, assigned, promoted, paid, demoted, dismissed,
and otherwise treated without regard to race, color, or na
tional origin.
3. If there is to be a reduction in the number of prin
cipals, teachers, teacher-aides, or other professional staff
employed by the school system which will result in a
dismissal or demotion of any such staff members, the staff
member to be dismissed or demoted must be selected on
the basis of objective and reasonable non-discriminatory
standards from among all the staff of the school system. In
addition, if there is any such dismissal or demotion, no
staff vacancy may be filled through recruitment of a per
son of a race, color, or national origin different from that
of the individual dismissed or demoted, until each displaced
staff member who is qualified has had an opportunity to
fill the vacancy and has failed to accept an offer to do so.
Prior to such a reduction, the school board will develop
or require the development of nonracial objective criteria
to be used in selecting the staff member who is to be
dismissed or demoted. These criteria shall be available for
public inspection and shall be retained by the school
board. The school board also shall record and preserve the
evaluation of staff members under the criteria. Such
evaluation shall be made available upon request to the
dismissed or demoted employee.
“ Demotion” as used above includes any reassignment
(1) under which the staff member receives less pay or has
less responsibility than under the assignment he held
— SA-173
previously, (2) which requires a lesser degree of skill than
did the assignment he held previously, or (3) under which
the staff member is asked to teach a subject or grade other
than one for which he is certified or for which he has had
substantial experience within a reasonably current period.
In general, depending upon the subject matter involved,
five years is such a reasonable period.
Construction, Renovation and Location of Schools
On July 16, 1970, the United States District Court stated:
“ The constitutional requirement of desegregation also
finds application in the area of construction, renovation,
* and location of schools. School boards are required con
sciously to plan school construction and site location so as
to prevent the reinforcement or recurrence of a dual educa
tional system. See, e.g., Felder v. Harnett County Board
of Education, 409 F.2d 1070 (4th Cir. 1969); Swann v.
Charlotte-Mecklenburg Board of Education, 306 F. Supp.
1291, 1299 (W.D. N.C. 1969); Pate v. Dade County School
Board, 307 F. Supp. 1288 (S.D. Fla. 1969). Courts may
properly restrain construction and other changes in the
location or capacity of school properties until a showing is
made that such changes will promote rather than frustrate
the establishment of a unitary school system. This Court in
the past has stated that school boards may be enjoined
from planning, locating or constructing new schools or ad
ditions to existing schools in such manner as to conform to
racial residential patterns or to encourage or support the
growth of racial segregation in residential patterns. Such
operations, rather, are to be conducted ‘in such manner as
to affirmatively promote and provide for both the present
and future an equitable distribution of racial elements in
the population of each School System.’ Sloan v. Tenth
School District of Wilson County, Civ. No. 3107 (M.D.
Tenn., Oct. 16, 1969).
— SA-174 —
“ Looking to the facts of the instant case, it becomes ap
parent that defendant’s decisions on the site selection and
construction of its newest schools were not designed to
promote desegregation. Since 1963, defendant has built
four new elementary schools (Dodson, Granberry, Lake
View, and Paragon Mills), eight new junior high schools
(Apollo, Bass, Ewing Park, McMurray, John T, Moore,
Neely’s Bend, Rose Park, and Wright) and one new high
school (Dupont). Of these 13 schools, Rose Park, with an
enrollment of 527 black students and 11 white students, is
virtually all-Negro. The remaining twelve schools,
however, are, on the average, 97% white, with none hav
ing a black enrollment as high as 10%. Three elementary
schools (Cora Howe, Fall-Hamilton, and H. G. Hill) and
one high school (McGavock) are currently under construc
tion. Enrollment estimates indicate that all of these schools
will be predominately white.
“ Seven elementary schools, two high schools, and one
school for the physically handicapped are currently in the
planning stage. The two high schools are being planned for
predominantly black residential areas, thereby assuring
predominantly black student bodies. Five of the seven
elementary schools are to be constructed in virtually all-
white residential areas, while the remaining two are pro
jected for location in all-black or predominantly black
residential areas. Thus, from the foregoing, it is apparent
to the Court that defendant must consider making substan
tial alterations in its school construction policies in order
to comply with constitutional requirements.
“ The Court is of the opinion that the following course
of action must be taken by defendant. First, those new
schools on which construction work was actually in pro-
SA-175 —
gress as of November 6, 1969,13 may be completed.
Though this action may not produce an ideal result in light
of the goal of integration, it will prevent unnecessary
economic waste. Also, since, these new schools will be sub
ject to the same zoning policies prescribed above, their
segregative influences should be lessened. Second, in in
stances where actual construction had not begun as of
November 6, 1969, defendant must revise its plans where
necessary in relation to these proposed schools so as to find
a location that will maximize student integration. Finally,
in the future all construction plans as well as plans for
closure of old schools must be governed by the principles
stated herein. The purpose of the Court in making such a
' requirement is to insure that such plans will serve the pur
pose of establishing a unitary school system. See Sloan v.
Tenth School District of Wilson County, supra.” (Foot
note omitted.) Kelley, supra, at 992-93.
New Construction. The Board has proposed for approval the
erection of two comprehensive senior high schools, one in the
Joelton school area, and the other in the Goodlettsville area.
In connection with future planning, the Board employed a
team of consultants to evaluate the existing school structures
and to project the location of new structures. Prior to the sub
mission of these recommendations, the Court requested, and
two administrators of the Board located on a map, the ideal
locations for comprehensive schools. When the team of con
sultants later made its report, their projections generally agreed
with those of the school administrators. They found that new
comprehensive schools should be located in the general area of
13 This is the date of the Temporary Restraining Order issued by
this Court to enjoin defendant from further construction, expansion,
or closure of schools pending the outcome of this suit.”
— SA-176 —
the proposed inner-city expressway loop known generally as
“ Briley Parkway.” The reason for this agreement is obvious
when the pupil locator map is examined. Briley Parkway is
generally the divider between the inner-city pupils and the outer-
county pupils. It is roughly the half-way division. By the
establishment of schools in this area, the integration of schools
would be effected naturally and thereby minimize transporta
tion.
Therefore, the Court finds that the erection of a comprehen
sive school in the Joelton area, with geographic zones drawn in
accordance with the testimony in court, will maximize student
integration. Upon submission of proper zoning and pupil
assignment, this construction will be approved.
The proposed Goodlettsville school, a comprehensive high
school, is located in an all-white community and is not located
near the dividing line between inner-city population and outer-
county population. By referring to the pupil locator map, it
clearly appears that the erection of this school would tend to
promote segregation. Thus the erection of this school in its pro
posed location is hereby enjoined. If the Board desires to
establish another comprehensive high school, subsequent court
approval may be obtained by submitting an appropriate loca
tion and proper geographic zones, which will achieve and
perpetuate integration.
Another proposal is the erection of a school for the physically
handicapped at 2500 Fairfax Avenue. This facility is to be
erected near Vanderbilt University. The availability of profes
sional services from Vanderbilt University and Vanderbilt
Hospital is stressed. The plaintiffs assert that said project
should be located in a “ halfway” position between Vanderbilt
University, MeHarry Medical College, and Fisk University.
The Court feels that the facility will have little, if any, effect
on achieving a unitary school system. This Court will not
— SA-177
substitute its judgment for that of the Board, and the Board’s
proposal is approved.
Additions and Renovations. An application has been made
for permission to acquire additional property for Hillsboro
School so as to transform Hillsboro into a comprehensive high
school. This application is denied for the same reasons that the
Goodlettsville school was not approved.
Protable classrooms, referred to generally as “ portables,”
have been used by the Board to house students in schools which
were all-white or had received only token integration when there
were vacant rooms in predominantly black schools. In effect,
portables have been used to maintain segregation. In the future,
portables shall be used only to achieve integration and the
Board is hereby so enjoined.
In the plan adopted by the Court, certain schools in the outly
ing areas of the school district remain virtually all white. By
reason of the past conduct of the Board the Court hereby sets
forth the following restrictions to prevent these schools from
becoming vehicles of resegregation. It is ordered that the
schools, which have less than 15 per cent black pupils after the
implementation of the plan, shall not be enlarged either by con
struction or by portables, and shall not be renovated without
prior court approval. Furthermore, no additional schools shall
be erected without prior court approval.
By making the above restrictions, this Court does not imply
that it will make “ year-by-year adjustments of the racial com
position of student bodies once the affirmative duty to
desegregate has been accomplished and racial discrimination
through official action is eliminated from the system.” Swann,
supra, at 575.
— SA-178
The parties will draw and submit an order to the Court within
fifteen (15) days. However, without said order this Memoran
dum Opinion is self-executing and must be implemented for the
school year beginning on or about September 1, 1971. The
Court will retain jurisdiction of this case. No stay will be
granted by this Court. Swann, supra, at 570; United States v.
Board o f Public Instruction, 395 F.2d 66 (5th Cir. 1968); Brewer
v. School Board, 397 F.2d 37 (4th Cir. 1968).
L. CLURE MORTON
United States District Judge
SUPPLEMENTAL APPENDIX H
Robert W. Kelley et al., Henry C. Maxwell, Jr., et al.,
Plaintiffs-Appellees-Cross-Appellants,
v.
Metropolitan County Board of Education of Nashville
and Davidson County, Tennessee, C. R. Dorrier, Chairman, et
al.,
Defendants-Appellants-Cross-Appellees.
Nos. 71—1778, 71—1779.
United States Court of Appeals,
Sixth Circuit.
May 30, 1972.
On remand from the Court of Appeals, 436 F.2d 856, the
United States District Court for the Middle District of Ten
nessee, Nashville Division, L. Clure Morton, J., adopted a
school desegregation plan and appeal was taken. The Court of
Appeals, Edwards, Circuit Judge, held that the district judge’s
choice of the Department of Health, Education and Welfare
plan, which clearly appeared to be a plan for ending dual system
in metropolitan school district based on race and substituting
therefor a unitary one was within the court’s judicial discretion;
that where school system has been deliberately segregated the
board must do more than establish rules which are fair on their
face but serve to perpetuate effects of segregation; that record
supported finding that racial discrimination in school district
continued until close of record if not beyond; that population
shifts did not eliminate duty of board to present plan for unitary
system; and that it was appropriate to take notice of proportion
of black and white students within area and to seek as practical
plan for ending white and black schools and substituting schools
representative of area in which students live.
— SA-179 —
— SA-180 —
Affirmed.
McCree, Circuit Judge, filed a concurring opinion.
1. Federal Civil Procedure (key) 161
Defendants in protracted school desegregation case waived
issue of alleged failure to comply with class action rule because
of changes in status of original party plaintiffs since commence
ment of the suits by failing to raise issue prior to trial and final
adjudication of case. Fed.Rules Civ.Proc. rule 23, 28 U.S.C.A.
2. Schools and School Districts (key) 13
Class action to require school desegregation dealt with conti
nuing constitutional violations and did not become moot
because years of delay, much of it attributable to the defen
dants, resulted in the graduation of the named, original student
plaintiffs from the school system before final decision.
3. Schools and School Districts (key) 13
Where school system has been deliberately constructed on a
segregated basis by state action, a duty inheres in school board
to do more than to establish rules which are fair on their face
but which simply serve to perpetuate effects of such segregation.
4. Schools and School Districts (key) 71, 72,141(1), 154
Record in desegregation case supported finding of district
judge that racial discrimination in school construction, assign
ment of temporary buildings, assignment of teachers, and
assignment of students continued until close of record if not
beyond, and that there was a background of racial discrimina
tion by means of state law which motivated much of the school
segregation.
5. Schools and School Districts (key) 13
Existence of population shifts in metropolitan district which
helped to some degree to change racial composition of some
schools during course of school desegregation case did not
eliminate duty of school board to present plan for unitary
school system and did not alter duty of district court, on default
of school board to require production of a plan and order it into
effect.
6. Schools and School Districts (key) 13
In devising plans to terminate residual effects of school
segregation it is appropriate for the school system and district
judge to take notice of proportion of black and white students
within the area and to seek as practical a plan as may be for en
ding white schools and black schools and substituting therefore
schools which are representative of the area in which the
students live.
7. Schools and School Districts (key) 13
Earlier finding of good faith does nothinbg to excuse defaults
and failures of school board to devise plan for school desegrega
tion which is effective.
8. Appeal and Error (key) 170(1)
Where no motion was filed in school desegregation case for
relief pertaining to claims of practical busing problems sup
posedly arising after desegregation order was filed in the district
court, and in the Court of Appeals the statements of problems
constituted allegations which were controverted by the plain
tiffs, until the claims were presented in trial court with an op
portunity for sworn testimony to be taken and facts decided by
process of adversary hearing Court of Appeals had no jurisdic
tion over such issues.
— SA-181 —
— SA-182 —
9. Courts (key) 405(15)
While during pendency of appeal jurisdiction of case lies in
the appellate court, if an unexpected problem arises concerning
actual terms of order or judgment under appeal, district court
may upon being apprised of problem and having determined its
substantiality with or without a hearing certify to appellate
court the desirability of remand for completion or augmenta
tion of appellate record.
10. Courts (key) 259
Municipal Corporations (key) 57
Neither metropolitan city council nor the state legislature
could forbid the implementation of court mandate based upon
United States Constitution.
11. Injunction (key) 210
Injunctive decree in school segregation case is always subject
to modification on basis of changed circumstances.
12. Schools and School Districts (key) 13
District judge’s choice of Department of Health, Education
and Welfare plan, which clearly appeared to be a plan for en
ding a dual school system in metropolitan school district based
on race and substituting therefor a unitary one which included
the transportation of black students of grades one to four to
outlying schools and the cross transportation of whites of
grades five and six was within judicial discretion.
— SA-183
APPENDIX B
13. Federal Civil Procedure (key) 181
Once class action in school desegregation case had been ad
judicated and action of trial court had been reviewed by Court
of Appeals it was neither necessary nor proper to continue to
redetermine standing of plaintiffs to represent class. Fed.Rules
Civ.Proc. rule 23, 28 U.S.C.A.
Avon N. Williams, Jr., Nashville, Tenn. (Jack Greenberg,
James M. Nabrit, III, Norman J. Chachkin, Sylvia Drew, New
York City, on the brief), for plaintiffs as appellees and cross
appellants.
Dick L. Lansden, Nashville, Tenn. (Harlan Dodson, Jr.,
Hamilton Gayden, Jr., Nashville, Tenn., on the brief), for
defendants as appellants and cross-appellees.
K. William O’Connor, Civil Rights Div., Washington, D. C.,
for United States, amicus curiae.
Before EDWARDS, CELEBREZZE and McCREE, Circuit
Judges.
EDWARDS, Circuit Judge.
In this case we do not write on a clean slate. What follows
describes an incredibly lengthy record and settled law pertaining
to segregated schools. We start with this latter, as recited in the
United States Constitution and in three historic, unanimous
decisions of the United States Supreme Court—the last dated
1971.
“ [N]or shall any State . . . deny to any person within its
jurisdiction the equal protection of the laws.” U.S.Const.
Amed. XIV, § 1.
— SA-184 —
We conclude that in the field of public education the
doctrine of “ separate but equal” has no place. Separate
educational facilities Eire inherently unequal. Therefore, we
hold that the plaintiffs and others similarly situated for
whom the actions have been brought are, by reason of the
segregation complained of, deprived of the equal protec
tion of the laws guaranteed by the Fourteenth Amend
ment. Brown v. Board of Education, 347 U.S. 483, 495, 74
S.Ct. 686, 98 L.Ed. 873 (1954).
[A] plan that at this late date fails to provide meaningful
assurance of prompt and effective disestablishment of a
dual system is also intolerable. “ The time for mere
‘deliberate speed’ has run ou t,” Griffin v. County School
Board, 377 U.S. 218, 234, 84 S.Ct. 1226, 12 L.Ed.2d 256;
“ the context in which we must interpret and apply this
language (of Brown II] to plans for desegregation has been
significantly altered.” Goss v. Board of Education, 373
U.S. 683, 689, 83 S.Ct. 1405, 10 L. Ed.2d 632. See
Calhoun v. Latimer, 377 U.S. 263, 84 S.Ct. 1235, 12 L.Ed.
2d 288. The burden on a school board today is to come for
ward with a plan that promises realistically to work now.
Green v. County School Board of Kent County, 391 U.S.
430, 438-439, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968).
All things being equal, with no history of discrimina
tion, it might well be desirable to assign pupils to schools
nearest their homes. But all things are not equal in a system
that has been deliberately constructed and maintained to
enforce racial segregation. The remedy for such segrega
tion may be administratively awkward, inconvenient, and
even bizarre in some situations and may impose burdens
on some; but all awkwardness and inconvenience cannot
be avoided in the interim period when remedial ad
justments are being made to eliminate the dual school
— SA-185 —
systems. Swann v. Charlotte-Mecklenburg Board of
Education, 402 U.S. 1, 28, 91 S.Ct. 1267, 28 L.Ed.2d 554
(1971).
After 17 years of continuous litigation the Metropolitan
County Board of Education of Nashville and Davidson County,
Tennessee, appeals from a final order of the United States
District Court for the Middle District of Tennessee requiring the
School Board to take the necessary steps to end the racially
separated school systems which it had previously been found to
be operating. This order was a direct result of an order of this
court approving the District Court’s findings of violations of
equal protection and vacating a stay of proceedings. In it we had
noted:
[T]he instant case is growing hoary with age. It is actual
ly a consolidation of two cases. The first case, Kelley v.
Board of Education of the City of Nashville, Civ.A. No.
2094, was filed in September of 1955; and the second case,
Maxwell v. County Board of Education of Davidson
County, Civ.A. No. 2956, was filed in September of 1960.
A whole generation of school children has gone through
the complete school system of Metropolitan Nashville in
the intervening years under circumstances now determined
to have been violative of their constitutional rights. A se
cond generation of school children is now attending school
under similar circumstances—and the remedy is not in
sight. Kelley v. Metropolitan County Board of Education
of Nashville, Tennessee, 436 F.2d 856, 858 (6th Cir. 1970).
The order of the District Judge is the first comprehensive and
potentially effective desegregation order ever entered in this
litigation. The District Judge tells us that now the remedy is at
least in sight.
SA-186 —
THE APPELLATE ISSUES
On appeal defendants contend 1) that the District Court had
no jurisdiction to hear and determine this case because of failure
to comply with Rule 23 of the Federal Rules of Civil Procedure
and because of changes in the status of the original party plain
tiffs since the commencement of these suits; 2) that the District
Court’s order is invalid because it requires integration of
schools according to a fixed racial ratio, in violation of the rules
set out in Swann v. Charlotte-Mecklenburg Board of Educa
tion, supra, 402 U.S. at 23, 24, 91 S.Ct. 1267, 28 L.Ed.2d 554
and 3) that the plan ordered into effect should be reconsidered
because of what the defendant School Board claims to be
adverse effects on the health and safety of school children in
volved.
Plaintiffs as cross-appellants claim 1) that the District Court
erred in adopting the Department of Health, Education and
Welfare plan when the plan proposed by plaintiffs would have
achieved a greater degree of integration; and 2) that the HEW
plan should have been rejected because it places the burden of
desegregation disproportionately upon Negro children.
HISTORY OF THE NASHVILLE—DAVIDSON
COUNTY CASE
The history of school desegregation from Brown v. Board of
Education, supra, to date can be traced in this case in the pro
ceedings in the District Court, in this court, and in the United
States Supreme Court: Kelley v. Board of Education of City of
Nashville, 139 F.Supp. 578 (M.D.Tenn.1956) (Dissolution of
three-judge court); Kelly v. Board of Education of City of
Nashville, 159 F.Supp. 272 (M.D.Tenn.1958) (Disapproval of
integratin plan and grant to Board of additional time to file a
new plan); Kelley v. Board of Education of City of Nashville, 8
R.R.L.R. 651 (M.D.Tenn. 1958) (Approval of 12-year plan);
— SA-187
Kelley v. Board of Education of City of Nashville, 270 F.2d 209
(6th Cir. 1959) (Upholding District Court order); Kelley v.
Board of Education of City of Nashville, 361 U.S. 924, 80 S.Ct.
293, 4 L.Ed.2d 240 (1959) (Denial of certiorari); Maxwell v.
County Board of Education of Davidson County, 203 F.Supp.
768 (M.D.Tenn.1960); Maxwell v. County Board of Education
of Davidson County, 301 F.2d 828 (6th Cir. 1962), reversed in
part and remanded sub nom. Goss v. Board of Education of
Knoxville, 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963);
Kelley v. Metropolitan County Board of Education of Nashville
and Davidson County, 293 F.Supp. 485 (M.D.Tenn.1968) (Fur
ther proceedings in a consolidation of Maxwell, supra, and Kel
ly, supra)', Kelley v. Metropolitan County Board of Education,
317* F.Supp. 980 (M.D.Tenn.1970); Kelley v. Metropolitan
County Board of Education of Nashville, Tennessee, 436 F.2d
856 (6th Cir. 1970) (Memorandum opinion of the U. S. District
Court (M.D.Tenn.) (filed June 28, 1971; Judgment (filed July
15, 1971)).
This case began in 1955 on the heels of the United States
Supreme Court’s decision in Brown v. Board of Education,
supra, holding that “ separate educational facilities are inherent
ly unequal,” supra, 347 U.S. at 495, 74 S.Ct. at 692. Plaintiffs,
in a class action sought invalidation of the Tennessee school
laws, T.C.A. §49-3701 et seq., which in specific terms required
segregation of school pupils by race. (See Appendix A) In 1956 a
three-judge federal court which had been convened to pass on
the constitutionality of the state statute was dissolved when the
defendant Board of Education conceded the unconstitutionality
of the state statute by which it had previously been governed.
Kelley v. Board of Education of City of Nashville, 139 F.Supp.
578 (M.D. Tenn.1956). The case was then remanded to the
United States District Court for the Middle District of Ten
nessee. The District Judge determined that the case was an ap
propriate class action under Rule 23 of the Federal Rules of
— SA-188 —
Civil Procedure (Record, Min. Book 19 at 683). He ordered the
defendant School Board to prepare and present a plan for
desegregation of the Nashville schools.
Before judgment was entered, the State of Tennessee in
January 1957 adopted a Parental Preference Law, T.C. A. §
49-3704, Pub.Acts 1957, cc. 9-13, 2 Race Rel.L.Rep. 215 (1957).
(See Appendix A) This statute provided for separate white,
black, and mixed schools, with attendance to be determined by
parental preference. The District Court in September of 1957
held this statute to be unconstitutional on its face. 2 Race
Rel.L.Rep. 970 (1957).
The defendant School Board thereupon (and nonetheless)
presented a parental preference plan for white, black, and mix
ed schools substantially the same as that called for by the un
constitutional state law.
In February of 1958 the District Court held the School Board
plan to be unconstitutional.
Later in the same year a grade-a-year desegregation plan was
submitted by defendant School Board, approved by the District
Court and the Court of Appeals, with certiorari denied by the
United States Supreme Court.
In 1960 a suit was filed to desegregate the Davidson County
schools. Maxwell v. County Board of Education of Davidson
County, supra. It was brought on behalf of Negro children
alleged to be denied their constitutional rights to equal educa
tion in the county school system. Again the suit was brought as
a class action and recognized as such by the District Court under
Rule 23 Fed.R.Civ.P. (Record, Min. Book 24 at 114.) The
Davidson County School Board proposed a free transfer plan
and it was approved by the District Court. On appeal Maxwell’s
free transfer plan was invalidated by the United States Supreme
Court, sub nom., Goss v. Board of Education of Knoxville, 373
U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963).
SA-189 —
In 1963 the school systems of Nashville and Davidson County
were then consolidated as part of a general consolidation of the
City of Nashville and County of Davidson into one
metropolitan government. Petitions for further relief, including
an order to desegregate the Nashville-Davidson County schools
and to enjoin further school construction pending such an
order, were filed in the consolidated case, with additional plain
tiffs intervening.
In 1968 the United States Supreme Court took further note of
how the Brown II phrase “ deliberate speed” was being
employed to delay rather than to implement school desegrega
tion.
For purposes of reemphasis, we again quote the unanimous
opinion:
[A] plan that at this late date fails to provide meaningful
assurance of prompt and effective disestablishment of a
dual system is also intolerable. “ The time for mere
‘deliberate speed’ has run ou t,” Griffin v. County School
Board, 377 U.S. 218, 234 [84 S.Ct. 1226, 12 L.Ed.2d 256]
“ the context in which we must interpret and apply this
language [of Brown II] to plans for desegregation has been
significantly altered.” Goss v. Board of Education, 373
U.S. 683, 689 [83 S.Ct. 1405, 10 L.Ed.2d 632]. See
Calhoun v. Latimer, 377 U.S. 263 [84 S.Ct. 1235, 12
L.Ed.2d 288]. The burden on a school board today is to
come forward with a plan that promises realistically to
work, and promises realistically to work NOW. Green v.
County School Board of Kent County, 391 U.S. 430,
438-439 [88 S.Ct. 1689, 20 L.Ed.2d 716] (1968). (Emphasis
added.)
On the heels of these decisions plaintiffs sought relief consis
tent with them and lengthy hearings followed. In 1970 the
District Judge entered findings of fact which were subsequently
SA-190 —
reviewed and given effect by this court. Kelley v. Metropolitan
County Board of Education of Nashville, Tennessee, 436 F.2d
856 (1970). In its opinion this court said:
It would be well for those in authority in Nashville and David
son County to read the able opinion [District Court opinion
entered July 16, 1970] which we now revitalize by our present
order. The emphasis in the quotation which follows is that of
this court:
“ [I]t is the Court’s view that in the area of school zoning,
school boards will fulfill their affirmative duty to establish a
unitary school system only if attendance zone lines are drawn in
such way as to maximize pupil integration. In drawing such
lines, the defendant school board may properly consider in the
total equation such factors as capacities and locations of
schools, physical boundaries, transportation problems, and
cost; however, none of these considerations can supersede the
importance of the primary goal of maximizing integration.
“ In looking to the facts of this case, the Court finds that
many of the elementary and secondary school zone lines in the
Nashville and Davidson County School System have not been
drawn so as to minimize integration. With the exception o f zone
lines drawn fo r new schools, the zone lines currently in existence
were drawn prior to Brown v. Board o f Education with the aim
o f maintaining segregation. Though there has been some black
population migration to formerly white areas, in large part these
zone lines continue to serve quite well the segregative purpose
fo r which they were originally established. The truth of this
statement is made manifest when one examines the racial
makeup of the pupil population in areas containing several con
tiguous attendance zones. In East Nashville, for example, there
is a cluster of five elementary schools having contiguous atten
dance zones. Of these five schools, white pupils are in the great
— SA-191
majority in four schools, Baxter, Dalewood, Rosebank, and
Bailey, while black students are in the majority in one of the
schools, Inglewood. As a reference to the zone map will in
dicate, Inglewood is completely surrounded by the four
predominantly white schools, and the Inglewood zone is drawn
to enclose most of the black population living in the five school
area. Defendants argue that they are applying the
‘neighborhood’ concept in the drawing of elementary school
zone lines. I f such a concept is indeed being applied in this five
school area, it appears to the Court that it is being applied solely
to perpetuate segregation. Defendants contend that one o f the
prime advantages o f ‘neighborhood’ schools is that they allow
pupils to walk to and from school. I f this is true, it is difficult to
see U>hy black pupils who live closer to Baxter or Bailey schools,
fo r instance, are required to walk the greater distance to attend
Inglewood school.
‘ ‘The same pattern is repeated in a seven school area in south
and west Nashville. In this situation, the attendance zones for
Ransom and Eakin schools are contiguous with the attendance
zones for Ford, Greene, Head, Carter Lawrence, Murrel and
Clemons schools. The former two schools are almost completely
white, while the latter five schools are almost totally black.7
7 See Map No. 2 in Appendix and note the following figures* on the
enrollment of these schools:
W B %B
Ford Greene 0 887 100
Head 0 791 100
Carter Lawrence 0 516 100
Murrel 0 328 100
Clemons 51 519 90
Ransom 355 2 1
Eakin 487 5 1
*Based on plaintiff’s exhibit No. 3.
SA-192
Once again it appears that the zone lines as drawn insure that
white neighborhoods will have white schools and black
neighborhoods will have black schools. As the above two il
lustrations make clear, by maintaining the old dual school
zones, defendant has encouraged continued segregation rather
than significant integration in the elementary schools.
“ Turning to junior high school zones, the Court finds much
the same situation as in the elementary school. Though the
‘neighborhood’ concept is not applied in secondary school zon
ing, junior high school zones are drawn so that each school
serves a particular residential area or ‘service area’ as it is
sometimes referred to by defendant. These service areas cover a
broader geographic area than a single neighborhood, for several
elementary schools within their respective neighborhood zones
feed graduating students into the junior high school within
whose zone they lie. This process is generally described in terms
of a ‘feeder pattern.’ Once again, a look at the existing zone
lines convinces the Court that the junior high school attendance
zones and the ‘feeder patterns’ which graduate elementary
students into the junior high schools are structured so as to
foster for the most part continued segregation or at best only
token integration. It is apparent that the zone lines as presently
drawn are designed to provide racially identifiable ‘black’
schools fo r black residential areas and ‘white’ shcoolsfor white
residential areas. For example, looking at a cluster of six con
tiguous junior high school zones, the Court finds that Bass,
West End, and Moore Junior high schools are all predominantly
white schools with their attendance zones being drawn so as to
correspond significantly with white residential areas. On the
other hand, Washington, Rose Park and Waverly-Bellmont are
all racially identifiable as black schools and their attendance
zones have been drawn in a manner effectively to prevent a
SA-193
significant number of black pupils from attending school out
side of the black residential area.8
8 See Map No. 3 in Appendix and note the following figures:*
W B
Bass 777 12 2
West End 578 40 6
Moore 999 85 8
Washington 0 1,347 100
Rose Park 11 527 98
Waverly-Belmont 26 260 91
* Based on plaintiff’s exhibit No. 3.
“Finally, looking to the high school zones, there is similar
evidence o f continued duality in the school system. For exam
ple, of five contiguous high school zones, three of the schools,
Cohn, Hillsboro and Central, are racially identifiable as white
schools. Their attendance zone lines form the boundary line be
tween the predominantly white residential areas in south and
west Nashville and the black residential areas to the north and
east. These black areas are served by Cameron and Pearl high
schools.9
9 See Map No. 4 in Appendix and note the following figures:
W B %B
Cohn 960 45 4
Hillsboro 1,223 15 1
Central 899 202 18
Pearl 1 1,308 100
Cameron 0 1,212 100
“ In connection with the segregative effect of present school
zoning, it is interesting to note that while portable classrooms
are in limited use in predominantly Negro schools, approx
imately 117 portables are in use in racially identifiable white
— SA-194 —
schools. These predominantly Negro schools, on the basis of
their rated maximum capacities, have approximately 5,400
vacancies, yet the white schools, in zones tailored to white
residential sections, are overcrowded. It would seem that rezon-
ing could serve the dual purpose of alleviating this overcrowding
and, at the same time, promoting the goal of integration.
“It is the Court’s conclusion that defendant’s current policy o f
attendance zoning does not facilitate rapid conversion from a
dual to a unitary school system, sis is evident from the forego
ing discussion, the zone lines as they presently exist foster con
tinued segregation in many instances.'0 Corresponding as
10 Of the 139 regular schools in the system in 1969—70, 88 had less
than 10% black enrollment, 22 had 10% to 40% black enrolling (with
the total enrollment of these latter 22 schools constituting only 16% of
the entire metropolitan school enrollment), and finally 29 schools had
more than 40% black enrollment. A clear racial pattern is present.
they do to racial residential patterns, it is difficult to envision
any other result. Historic zones lines which purposely promote
segregation must be altered. In making such alterations defen
dant board should take those steps ‘which promise realistically
to convert promptly to a system without a “white” school and a
“Negro” school, but ju st schools.’ Green v. County School
Board of New Kent County, supra [391 U.S. 430] at 442, [88 S.
Ct. 1689, 20 L.Ed.2d 716].”
Kelley v. Metropolitan County Board of Education of
Nashville, Tennessee, supra at 859—861. (Footnotes in quota
tion.)”
We then remanded the case with instructions:
We believe that ‘‘the danger of denying justice by delay”
in this case is as clear as it was in Alexander, supra; Green
v. County Board, supra, and Carter, supra.
— SA-195
We now vacate the stay of August 25, 1970, with the in
tention of leaving in full effect and operation the judgment
of the District Court of August 13, 1970. The present
District Judge should proceed immediately to hold the
necessary hearing upon objections to the Board of Educa
tion plan and thereafter to approve or modify same as the
record which is developed appears to require, and
thereupon enter an order of implementation. The time
schedule for consideration and implementation of this
order should, of course, meet the “ maximum” standard
set forth by the Supreme Court in the second Carter case
(Carter v. West Feliciana Parish School Board, 396 U.S.
290, 293, 90 S.Ct. 608, 24 L.Ed.2d 477 (1970)). The
‘ District Court may, of course, require reports (including a
pupil locator map) and recommendations (including those
of expert witnesses and the Department of Health, Educa
tion and Welfare) and consider them in its order of im
plementation. Id. at 862.
Acting within the terms of his sworn obligation a new District
Judge proceeded to implement this court’s instructions.
While he was thus engaged, the United States Supreme Court
decided the third history making case pertaining to school
segregation (Swann v. Charlotte-Mecklenburg Board of Educa
tion, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971)). The
opinion for a unanimous Supreme Court was written by Chief
Justice Burger. In recital of the facts and conclusions of law, it
parallels and controls our decision of this case.
We granted certiorari in this case to review important
issues as to the duties of school authorities and the scope of
powers of federal courts under this Court’s mandates to
eliminate racially separate public schools established and
maintained by state action. Brown v. Board of Education,
347 U.S. 483 [74 S.Ct. 686, 98 L.Ed. 873] (1954) (Brown
I).
— SA-196 —
This case and those argued with it arose in States having
a long history of maintaining two sets of schools in a single
school system deliberately operated to carry out a govern
mental policy to separate pupils in schools solely on the
basis of race. That was what Brown v. Board of Education
was all about. These cases present us with the problem of
defining in more precise terms than heretofore the scope of
the duty of school authorities and district courts in im
plementing Brown I and the mandate to eliminate dual
systems and establish unitary systems at once. Swann v.
Charlotte-Mecklenburg Board of Education, supra at
5—6, 91 S.Ct. at 1271 (Footnote omitted.)
These words apply exactly to the fundamantal problems in
the instant case also. The District Court order here under review
is designed to “ eliminate racially separate public schools
established and maintained by state action.” Tennessee is, as we
have noted above, a state “ having a long history of maintaining
two sets of schools in a single school system deliberately
operated to carry out a governmental policy to separate pupils
in schools solely on the basis of race.” (See Appendix A) We
here consider a District Court order designed to “ implement
dual systems and establish unitary systems at once.”
The District Court held numerous hearings and received
voluminous evidence. In addition to finding certain actions
of the school board to be discriminatory, the court also
found that residential patterns in the city and county
resulted in part from federal, state, and local government
action other than school board decisions. School board ac
tion based on these patterns, for example, by locating
schools in Negro residential areas and fixing the size of the
schools to accommodate the needs of immediate
neighborhoods, resulted in segregated education. These
findings were subsequently accepted by the Court of Ap
peals. Swann v. Charlotte-Mecklenburg Board of Educa
tion, supra at 7, 91 S.Ct. at 1272.
— SA-197
This paragraph applies to the facts of the instant case without
change of a single word.
Chief Justice Burger then turned to the question of ap
propriate remedial measure to eliminate state imposed segrega
tion:
The objective today remains to eliminate from the public
schools all vestiges of state-imposed segregation. Segrega
tion was the evil struck by Brown I as contrary to the equal
protection guarantees of the Constitution. That was the
violation sought to be corrected by the remedial measure
of Brown II. that was the basis for the holding in Green
that school authorities are “ clearly charged with the affir-
• mative duty to take whatever steps might be necessary to
convert to a unitary system in which racial discrimination
would be eliminated root and branch.” 391 U.S., at
437—438 [88 S.Ct. 1689, 20 L.Ed.2d 716].
If school authorities fail in their affirmative obligations
under these holdings, judicial authority may be invoked.
Once a right and a violation have been shown, the scope of
a district court’s equitable powers to remedy past wrongs is
broad, for breadth and flexibility are inherent in equitable
remedies.
* * * * * *
In seeking to define even in broad and general terms how
far this remedial power extends it is important to
remember that judicial powers may be exercised only on
the basis of a constitutional violation. Remedial judicial
authority does not put judges automatically in the shoes of
school authorities whose powers are plenary. Judicial
authority enters only when local authority defaults.
School authorities are traditionally charged with broad
power to formulate and implement educational policy and
— SA-198
might well conclude, for example, that in order to prepare
students to live in a pluralistic society each school should
have a prescribed ratio of Negro to white students
reflecting the proportion for the district as a whole. To do
this as an educational policy is within the broad discre
tionary powers of school authorities; absent a finding of a
constitutional violation, however, that would not be within
the authority of a federal court. As with any equity case,
the nature of the violation determines the scope of the
remedy. In default by the school authorities of their
obligation to profer acceptable remedies, a district court
has broad power to fashion a remedy that will assure a
unitary school system. Swann v. Charlotte-Mecklenburg
Board of Education, supra at 15—16, 91 S.Ct. at 1275.
The default of school authorities referred to by Chief Justice
Burger is equally illustrated by the history of our present case.
With this history and these principles before us, a tabular
comparison of the fact situations and District Court plans
presented in the Swann and Kelley case is appropriate:
— SA-199
Swann v. Bd. Ed.
Date of original
complaints
1965
No. of schools (before
plan)
107 (1968—69)
No. of schools (after
plan)
1 07
Total enrollment 84,000 (approx.)
Per cent white
students
71%
Per cent black
students
29%
W afking distance
(after plan)
IVi miles
No. students bused
prior to plan
23,600
No. white students
bused prior to plan
No. black students
bused prior to plan
Exact figures not
available, but it is
clear that a large
majority of stu
dents bused were
white
Extent of segregation
to plan
In 1969 36 of
the black students
were then attend
ing schools that
were either total
ly or 99% black.
Kelley v. Bd. Ed.
1955
139 (1970—71)
133 (1971-72)
94,170 (1970—71)
75% (75.12%)
25% (24.63%)
1 Vi miles
33,485
30,000
3,500 (approx.)
In 1969 81% of all
white students were
attending schools that
were over 90% white,
while 62% of all black
students were attend
ing schools that were
over 90% black.
— SA-200 —
Net increase in No. of
students bused as a
result of court
adopted plan
No. of additional
buses required
No. of buses obtained
to carry out plan
Ratio of white to
dent population
employed by court
approved plan as
guide
Per cent of schools
desegregated by
plan within guide
related ratios
One race schools
remaining under
plan due to travel
distance
Swann v. Bd. Ed.
1 3 , 3 0 0
138 54-passenger
buses
Court opinions do
not contain this
information.
71°7o—29%
100% of elemen
tary* schools
would have black
student popula
tion of 9%—38%.
Apparently none
Kelley v. Bd. Ed.
15,000 (approx.)
82 84-passenger buses
N o n e
75 %— 25%
77% of elementary
schools w'ould have a
black student popula
tion of 16%—41%;
22 outlying schools
would have a black
student population of
0% — 22%
5
♦Junior and Senior High Schools desegregation under the Swann plan
was likewise considerably closer to ideal unitary school standards than
the plan approved by the District Court in this case.
— SA-201 —
These figures show that during the three-year period nearly
two-thirds of the black students in the Nashville system went to
racially identifiable schools, and more than four-fifths of the
white students attended racially identifiable schools.
Busing did not come to Nashville by federal court decree.
This record demonstrates that Nashville and Davidson County
have long used extensive bus transportation as a normal part of
their school systems. Busing was, however, employed wholly
disproportionately for the transportation of its white students as
compared to its black students (30,000 white to 3,500 black), in
this regard the District Judge’s opinion noted:
Since the defendants have consistently transported large
numbers of students to promote segregation, some adjust
ment must be made to reverse this unconstitutional prac
tice.
The District Court clearly found that defendants had
defaulted in relation to their duty to dismantle their segregated
school system prior to 1970. The District Court also found that
although defendants had repeatedly been asked and ordered to
produce an adequate plan, they had failed to do so. It noted
that the School Board accepted as a policy statement “ an ideal
student racial ratio of an integrated school as one which is 15%
to 35% black.” Yet its analysis of the plan actually submitted
by the School Board showed it to be utterly inadequate.
The Board of Education submitted a plan for pupil in
tegration in August, 1970. Included in this plan was a
policy statement that the school board “ accepts as an ideal
student racial ratio of an integrated school as one which is
15% to 35% black.”
The August, 1970 plan made 49 minor geographic zone
changes, and provided for the transportation of an addi
tional 1162 pupils. The result of the plan was to leave the
— SA-202 —
The general principles of Swann were, of course, enunciated
by the Supreme Court for guidance of District Courts and
Courts of Appeals in all school segregation cases. In view of the
close factual resemblances between this case and Swann, these
principles, however, apply here a fortiori.
THE REMEDIAL ORDER OF
THE DISTRICT COURT
The nature of the problem facing the District Court many
years after Brown v. Board of Education, 347 U.S. 483, 74
S.Ct. 686, 98 L.Ed. 873 (1954), is vividly portrayed in the
statistics and the table set forth below.1
Racial Composition for the Three
Years Preceding Hearings on
Motion for Further Relief
1967- 68—85% of the white students attended schools that were
over 90% white.
63% of the black students attended schools that were
over 90% black.
1968- 69—80% of the white students attended schools that were
over 90% white.
61% of the black students attended schools that were
over 90% black.
1969- 70—-81% of the white students attended schools that were
over 90% white.
62% of the black students attended schools that were
over 90% black.
1 These statistics are based largely upon plaintiffs’ exhibits in the
court below, but we can find no contrary evidence offered by defen
dants.
— SA-203 —
elementary schools significantly unchanged. Six of the 38
high schools and junior high schools would remain at least
50 per cent black. Fifty-seven per cent of the black high
school and junior high school students would attend these
six schools. The racial composition of two schools would
be at least 95 per cent black and four other schools would
be at least 90 per cent black. This would result in 47 per
cent of the black students attending schools where the
composition would be above 90 per cent black. Eight
schools, acommodating 20 per cent of the black students,
would operate with 15-35 per cent black students. Fifteen
schools would operate with 95 per cent or above white
students. (Footnotes omitted.)
Concerning the School Board plan, the District Court concluded:
The pupil integration plan submitted by the school
board, viewed in the most favorable light, constitutes mere
tinkering with attendance zones, and represents only a
token effort. It clearly falls short of meeting the objectives
and tests set out in the decisions of the United States
Supreme Court. Swann v. Charlotte-Mecklenburg Board
of Education, supra; Davis v. Board of School Commis
sioners, supra; Green v. County School Board, 391 U.S.
430 [88 S.Ct. 1689, 20 L.Ed.2d 716] (1968). In effect, the
defendant has made no effort to meet its affirmative duty
to establish a unitary school system “ in which racial
discrimination would be eliminated root and branch.”
Green v. County School Board, supra, at 437-438 [88 S.Ct.
1689, 20 L.Ed.2d 716]; quoted in McDaniel v. Barresi,
[402] U.S. [39], [91 S.Ct. 1287] 28 L.Ed.2d 582, 585 (April
20, 1971).
Since the defendants have, in effect, failed to submit a
constitutionally sufficient plan, the Court must examine
the other plans. (Footnote omitted.)
— SA-204 —
The plan adopted by the District Judge was one proposed by
the United States Department of Health, Education and
Welfare. It is described in detail in his Memorandum Opinion,
dated June 28, 1971, and in his Judgment, dated July 15, 1971,
both of which are by reference hereby incorporated as a part of
this opinion. For our present purpose it suffices for us to note
that in all respects which have come to our attention, the HEW
plan approved by the District Judge represents a somewhat less
stringent approach to desegregation than the plan approved by
the United States Supreme Court in Swann, supra.
Major portions of the Court’s comprehensive Opinion and
Judgment, such as those dealing with faculty desegregation,
school construction and maintenance, and transfer policy, etc.,
are not discussed herein because no appellate issues have been
presented as to those features.
I The Rule 23 Issue
As to the Rule 23 issue, earnestly if belatedly sought to be
raised by appellants, we affirm the Memorandum Order of the
District Judge, dated July 21, 1971, for the reasons set forth
therein, and print same for ready reference as Appendix B.
[1] Further, we note that this issue was clearly waived by
failure of appellants to raise it prior to trial and final adjudica
tion of this case.
[21 We also note that such a class action as this dealing with
continuing constitutional violations does not become moot
because of years of delay (much of it attributable to appellants)
which occasioned the graduation of the named, original student
plaintiffs from the school system before final decision.
— SA-205
[6] Perhaps the primary thing that the Swann case decided
was that in devising plans to terminate such residual effects, it is
appropriate for the school system and the District Judge to take
note of the proportion of white and black students within the
area2 and to seek as practical a plan as may be for ending white
schools and black schools and substituting therefor schools
which are representative of the area in which the students live.
We have noted that the District Judge in Swann employed a
flexible 71% white to 29% black population ratio as a guide in
seeking a practical plan. The Supreme Court specifically ap
proved his doing so. See Swann v. Charlotte-Mecklenburg
Board of Education, supra, 402 U.S. at 16, 23-24, 91 S.Ct. at
1267, 28 L.Ed.2d 554. The District Judge, in this case clearly
read and followed the Swann guideline. As to this issue, we find
no error.
[7] An earlier finding of “ good faith” does nothing to excuse
the defaults and failures shown by this record. “ The measure of
any desegregation plan is its effectiveness.” Davis v. School
Commissioners of Mobile County, 402 U.S. 33, 37, 91 S.Ct.
1289, 1292, 28 L.Ed.2d 577 (1971). See also Green v. County
School board, 391 U.S. 430, 439, 88 S.Ct. 1689, 20 L.Ed.2d 716
(1968).
Ill Practical Problems
18] If there is an appellate issue of substance in this appeal, it
is to be found in the practical problems which appellants claim
have developed since the entry of the District Judge’s order. Ap
pellant summarizes these issues thus:
2 The area referred to in this case is all of Davidson County, in
cluding the City of Nashville, which is included in the jurisdiction of
defendant Metropolitan Board of Education.
— SA-206 —
II The Ratio and Residual
Effect Issues
(Plaintiffs’ stated Issues 2, 3 & 4)
[31 Where a school system has been deliberately constructed
on a segregated basis by state action, a duty inheres in the
School Board to do more than to establish rules fair on their
face which simply serve to perpetuate the effects of such
segregation. Swann v. Charlotte-Mecklenburg Board of Educa
tion, 402 U.S. 1, 26, 28, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971).
[4] The record in this case supports the District Judge’s find
ings that racial discrimination in school construction, assign
ment of temporary buildings, assignment of teachers, and
assignment of students continued until the close of the
record—if not beyond. The record also discloses a background
of racial discrimination by means of state law which motivated
much of the school segregation. (See Appendix A)
15] The fact that population shifts in the metropolitan school
district have helped to some degree to change the racial com
position of some schools during the course of litigation does not
eliminate the duty of the school board to present a plan for a
unitary school system.
Nor, of course, does it alter the duty of the District Court on
default of the school board to require production of such a plan
and order it into effect. Chief Justice Burger put the matter thus
in the Davis case:
Having once found a violation, the district judge or
school authorities should make every effort to achieve the
greatest possible degree of actual desegregation, taking into
account the practicalities of the situation. Davis v. School
Commissioners of Mobile County, supra, 402 U.S. at 37,
91 S.Ct. at 1292.
— SA-207
A plan which exposes the children in the school system
to undue danger to health and accident, interferes with
their education by requiring excessive periods of time on
buses, causes them to leave home before daylight or to
return home after dark, exposes them to the dangers of
travel in old and inadequately maintained equipment and
causes elementary school children, both black and white,
to suffer hardships to which young children should not be
exposed can hardly be termed feasible, workable, effective
and realistic.
[9] Substantial as these problems appear to be on the surface,
there are two reasons why no relief can be granted in this forum.
The.first is that no motion for relief pertaining to these facts has
ever been filed by appellant in the District Court. These
statements at this point are allegations and they are con
troverted by the appellee. This, of course, is an appellate
court—not a trial court. As appellants well know, the arena for
fact-finding in the federal courts is the United States District
Court. Until these claims have been presented in a trial court,
with an opportunity for sworn testimony to be taken and con
troverted issues and facts decided by the process of adversary
hearing, this court has no jurisdiction.3
3 During the pendency of an appeal, jurisdiction of the case lies, of
course, in the appellate court. There is, however, familiar law to deal
with an unexpected problem which arises in this period concerning the
actual terms of the order of judgment under appeal. The District
Court may on being apprised of the problem and having determined
its substantiality (with or without hearing) certify to the appellate
court the desirability of a remand for completion or argumentation of
the appellate record. No memory in this court encompasses a refusal
of such a request.
The record is clear that no request for remand was made by the
District Court, obviously, at least in part, because appellants made no
motion for relief before the District Court.
SA-208 —
The second reason as to why appellants are entitled to no
relief on this issue probably serves to explain the first. The entire
“ record” upon which appellant bases his plea for relief as to
practical problems is a “ Report to the Court” of Dr. Brooks,
Director of Schools of the Metropolitan County Board of
Education. This report is dated October 18, 1971, just over a
month after the opening of school. While we are advised that it
was sent to the District Judge, as we have noted, no motion of
any kind seeking any District Court action was ever filed con
cerning it. Even more important, the statement on its face sug
gests that local authorities in Nashville and Davidson County
have not made good faith efforts to comply with the order of
the District Judge.
Dr. Brooks’ affidavit does present this exculpatory explana
tion which serves to point in the direction of other authorities as
those responsible for the inconveniences and hazards of which
Dr. Brooks’ statement speaks. The statement says:
The School Board is fiscally dependent in that its
budgets must be approved by the Metropolitan City Coun
cil. In approving the budget of the School Board on June
30, 1971, Council members demanded assurance that no
funds included in the budget would be used to purchase
buses for the purpose of transporting students to establish
a racial balance. The 1971-72 budget did provide for the
purchase of 18 large buses to replace obsolete equipment to
provide transportation for students to the new comprehen
sive McGavock High School.
[10] It is clear, however, that neither the Metropolitan City
Council or, for that matter, the Legislature of Tennessee can
forbid the implementation of a court mandate based upon the
United States Constitution. In a companion case to Swann,
supra, Chief Justice Burger, writing again for a unanimous
court held that an anti-busing law which flatly forbids assign
— SA-209
ment of any student on account of race or for the purpose of
creating a racial balance or ratio in the schools and which pro
hibits busing for such purposes was invalid as preventing im
plementation of desegregation plans required by the Fourteenth
Amendment. North Carolina State Board of Education v.
Swann, 402 U.S. 43, 45-46, 91 S.Ct. 1284, 28 L.Ed.2d 586
(1971). See also Cooper v. Aaron, 358 U.S. 1, 78 S.Ct. 1401, 3
L.Ed.2d 5, 19 (1958).
Dr. Brooks’ statement also furnishes the bus schedule of the
Metropolitan County Board of Education by yearly models. It
shows that the Board has an average of 18.9 buses for each of
the last 10 model years. The 18 buses purchased in 1971 were
described by Dr. Brooks as “ to replace obsolete equipment.” It
appears from the Metropolitan Board’s own statements that the
Board and the local authorities in Nashville did not purchase
one piece of transportation equipment for the purpose of con
verting the Metropolitan County Board of Education school
system from a dual school system segregated by race into a
unitary one, as called for by the District Judge’s order.
[11] At court hearing we had been puzzled as to why counsel
for the Board had failed to go back to the District Court to
report on the grievous circumstances which he so strongly alleged
before us. Like most decrees in equity, an injunctive decree in a
school desegregation case is always subject to modification on
the basis of changed circumstances. Sloan v. Tenth School
District of Wilson County, 433 F.2d 587, 589-590 (6th Cir.
1970). Further acquaintance with the record, which, of course,
the District Judge would have known in detail, leaves us in no
further quandry as to the reasons for counsel’s reluctance.
IV Plaintiffs-Appellants’ Plan
[12] Our review of this record convinces us that the District
Judge’s choice of the HEW plan as opposed to plaintiffs’ plan
was well within his judicial discretion. It may not be ideal, but
— SA-210 —
to us it seems clearly to be a plan for ending a dual school
system based on race and substituting therefor a unitary one. It
promises to work and to work now. Green v. County School
Board of Kent County, 391 U.S. 430, 88 S.Ct. 1689, 20L.Ed.2d
716 (1968).
V. Plaintiffs-Cross-Appellants’
Discrimination Claim
Plaintiffs-Cross-appellants claim that the grade school plan
discriminates against Negro students in the lowest elementary
grades.
The feature complained of in this issue is the transportation
of black students in grades 1-4 to outlying schools, paralleled by
the cross-transportation of white students in grades 5-6. In this
regard the HEW plan appears to follow the pattern of the
school plan approved in Swann. Swann v. Board of Education,
supra, 402 U.S. at 10, 91 S.Ct. 1267, 28 L.Ed.2d 554. The
Supreme Court made no reference to this feature, and neither in
Swann nor in this case does the record seem to provide adequate
rationale for it. We do not believe, however, that we can ap
propriately hold that the District Judge abused his discretion in
approving the HEW plan which (like the plan in Swann) incor
porated this feature.
It may be that this is a temporary expedient or it may be that
there are practical reasons to justify it for longer duration. In
any event, any adverse effects of this aspect of the plan can, of
course, likewise be brought to the District Judge’s attention
when the case is back before him.
The Intervention
Twenty-four hours before oral arguments in this appeal, the
United States Department of Justice filed a motion to intervene
as amicus curiae. In spite of the extraordinary delay in filing the
SA-211 —
motion, we granted leave to intervene and invited the represen
tative of the Justice Department who appeared to address the
court.
On reading the motion, hearing oral argument, and question
ing counsel, we determined that the representative of the Justice
Department had not had the opportunity to read the District
Court record in this case and was not aware in advance of hear
ing that the claimed practical problems had never been
presented to or adjudicated by the District Judge.
One America
This nation has been told by a Presidential Commission that
our country is rapidly becoming divided into two societies—one
black and one white. Report of National Advisory Commission
on Civil Disorders 1 (3/1/68).
The Constitution of the United States was written for one na
tion, “ indivisible.” As it speaks to men’s consciences, the Con
stitution argues against division and apartheid.
In the public domain, however, the Constitution commands.
Here the constitutional command is One America.
The Constitution and the Supreme Court opinions quoted
above do not command the use of busing any more than they
command the use of books, desks, paper, pens, buildings,
lights, heat, and other tools, equipment and supplies needed in
modern life and in modern education. What the Constitution
and the Supreme Court say about the principal issue of this case
is that no one may forbid a school board (or a federal court)
from employing any of the tools of modern life in carrying out a
constitutional mandate. Davis v. Board of School Commis
sioners of Mobile County, 402 U.S. 33, 37-38, 91 S.Ct. 1289, 28
L.Ed.2d 577 (1971).
— SA-212 —
The District Court order in this case specifically retained
jurisdiction. Thus, upon our affirmance, the door of the
District Court is clearly open (as it has been!) to the parties to
present any unanticipated problems (not resulting from failure
to comply with its order) which may have arisen or may arise in
the future.
We now affirm the findings of fact, conclusions of law, and
judgments of the District Court.
The District Judge’s order noted that no stay would issue and
we likewise note that any stay of this order must be sought from
the United States Supreme Court.
APPENDIX
CHAPTER 37
SEGREGATION OF RACES
Section.
49-3701-49-3704. [Unconstitutional.]
49-3701-49-3703. [Unconstitutional.]
Compiler’s Note. Under the decision of Roy v. Brittain
(1956), 201 Tenn. 140, 297 S.W.2d 72, the status providing for
the compulsory separation of races in the field of public educa
tion are no longer in effect, and therefore these sections have
been omitted. They read:
49-3701. Interracial schools prohibited.—It shall be unlawful
for any school, academy, college, or other place of learning to
allow white and colored persons to attend the same school,
academy, college, or other place of learning. [Acts 1901, ch. 7, §
1; Shan., § 6888a37; Code 1932, § 11395.]
— SA-213 —
49-3702. Teaching of mixed classes prohibited.—It shall be
unlawful for any teacher, professor, or educator in any college,
academy, or school of learning to allow the white and colored
races to attend the same school, or for any teacher or educator,
or other person to instruct or teach both the white and colored
races in the same class, school, or college building, or in any
other place or places of learning, or allow or permit the same to
be done with their knowledge, consent, or procurement. [Acts
1901, ch. 7, § 2; Shan., § 6888a38; Code § 11396.]
49-3703. Penalty for violations.—Any persons violating any
of the provisions of this chapter, shall be guilty of a misde
meanor, and, upon conviction, shall be fined for each offense
fifty dollars ($50.00), and imprisonment not less than thirty (30)
days nor more than six (6) months. [Acts 1901, ch. 7, § 3; Shan.,
§ 6888a39; mod. Code 1932, § 11397.]
49-3704. [Unconstitutional.]
Compiler’s Note. This section was held unconstitutional in
Kelley v. Board of Education (1959), 6 Cir. 270 F.2d 209 and is,
therefore, omitted. It read:
49-3704. Separate schools authorized.—Boards of education
of counties, cities and special school districts in this state are
authorized to provide separate schools for white and negro
children whose parents, legal custodians or guardians voluntari
ly elect that such children attend school with members of their
own race. [Acts 1957, ch. 11, § 1.]
— SA-214
CHAPTER 22—TRAN SPORT ATION
OF SCHOOL CHILDREN
Section.
49-2201. Power of boards to provide transportation—Use to
achieve racial balance prohibited.
49-2210. Color and markings of buses.
49-2213. Speed limit.
49-2201. Power of boards to provide transportation—Use to
achieve racial balance prohibited.—Boards of education many
provide school transportation facilities for children who live
over one and one-half (1 Vi) miles by the nearest accessible route
from the school to which they are assigned by the board of
education and in which they are enrolled; provided, however,
that the boards of education may, in their discretion, provide
school transportation facilities for children who live less than
one and one-half (U/2 ) miles by the nearest accessible route
from the school in which they are enrolled, but the county shall
not be entitled to receive state transportation funds for any stu
dent, other than physically handicapped children, who live less
than one and one-half (U/2 ) miles by the nearest accessible route
from the school in which they are enrolled; provided, that
nothing in this chapter shall be construed to prevent a board of
education from transporting physically handicapped children,
regardless of the distance they live from school, under rules and
regulations adopted by the state board of education; and pro
vided further, that said boards shall have power to purchase
school transportation equipment, employ school transportation
personnel, and contract for transportation services with persons
owning equipment, and pay for same out of funds duly
authorized in the budget approved by the quarterly county
court; provided further, that said boards in employing school
transportation personnel and in contracting for transportation
services with persons owning equipment are hereby authorized
— SA-215 —
to enter into contracts for such services for periods of time as
long as, but not exceeding, four (4) years from the date of mak
ing such contracts, it being the purpose of this section to permit
a reasonable degree of employment security for such school
transportation personnel.
Provided, however, no board of education shall use or
authorize the use of any school transportation facilities for the
purpose of achieving a racial balance or racial imbalance in any
school by requiring the transportation of any student or pupil
from one school to another or from one school district
established for his neighborhood to another. [Acts 1947, ch. 92,
§ 1; 1949, ch. 233, § 1; C.Supp.1950, § 2495.1 (Williams §
2495.2); Acts 1957, ch. 10, § 1; 1957, ch. 400, § 1; 1970 (Adj.
S.), ch. 491, § 1.]
Amendment. The 1970 amendment added the last paragraph
to this section.
Effective Date. Acts 1970 (Adj. S.), ch. 491, § 2. February 27,
1970.
[Note that a statute similar to the proviso in the last paragraph
of the statute above was held unconstitutional by the United
States Supreme Court. North Carolina State Board of Educa
tion v. Swann, 402 U.S. 43, 91 S.Ct. 1284, 28 L.Ed.2d 586
(1971).]
APPENDIX B
MEMORANDUM AND ORDER
(Filed July 21, 1971)
The defendant Metropolitan County Board of Education of
Nashville and Davidson County, Tennessee, filed two motions,
to-wit, a motion to set aside the judgment entered in this cause
— SA-216
on July 16, 1970, and a motion to set aside the memorandum
opinion filed June 28, 1971, which motions are grounded on the
failure of the Court to comply with Rule 23 of the Federal Rules
of Civil Procedure.
Apparently these motions were filed without counsel for the
defendant having made even a casual perusal of the record in
the consolidated cases.
The history of the consolidated cases reveals:
The first cause of Robert W. kelley, et al. v. Board of Educa
tion of the City of Nashville, Davidson County, Tennessee, et
al., Civil No. 2094, was filed on September 23, 1955. This case
will be hereinafter referred to as the “ first case.”
The case of Henry C. Maxwell, Jr., et al. v. County Board of
Education of Davidson County, Tennessee, et al., Civil No.
2956, was filed on September 19, 1960. This case will be
hereinafter referred to as the “ second case.”
These cases were consolidated by consent order filed
September 10, 1963.
Rule 23 of the Federal Rules of Civil Procedure as to class ac
tion was amended, effective July 1, 1966. Prior to the amend
ment, class actions were referred to as “ spurious” or “ true”
class actions. Prior to the amendment, the requirements for the
maintenance and determination of the existence of a proper
class action were less stringent than those requirements as set
forth in Rule 23, as amended. Prior to its amendment, Rule 23
did not require detailed findings and determinations by the
Court as set forth in subsection (c) of the Rule, as amended.
First Case
By Memorandum filed on January 21, 1957, the Honorable
William E. Miller determined “ that the rights of the plaintiffs
SA-217 —
and others similarly situated to attend the public schools of the
City of Nashville without discrimination on account of race are
recognized and declared, . . . ” Record, Min. Book 19, at 679.
By findings of fact and conclusions of law filed on February
20, 1957, the Honorable William E. Miller adjudicated that
Case No. 2094 was “ properly brought as a class action under
Rule 23(a) of the Federal Rules of Civil Procedure. Title 28
U .S.C .” Record, Min. Book 19, at 783.
On August 15, 1958, the case was appealed to the Sixth Cir
cuit Court of Appeals. On July 20, 1959, the Court of Appeals
affirmed the judgment of the District Court, thereby affirming
the determination of the Honorable William E. Miller that this
was'a proper class action.
On September 10, 1963, a consent order was entered in Case
No. 2094, the first case, and Case No. 2956, the second case, in
which the parties agreed and stipulated that the functions and
powers of the defendants Board of Education of the City of
Nashville and County Board of Education of Davidson County
were vested in the Metropolitan School System, and the “ Tran-
sititional Board of Education for the Metropolitan Government
of Nashville and Davidson County” was substituted as defen
dant. All orders, judgments, and other proceedings in the first
case and the second case were made effective as to the
substituted defendant. There was an express provision that all
orders, judgments and proceedings entered previously would re
main in full force and effect, and that none of the rights of the
parties would be affected or prejudiced.
By order of December 3, 1964, the Metropolitan County
Board of Education and its board members were made parties
defendant in lieu of the Transitional Board. Again, there was a
provision that all orders, judgments and proceedings in both
cases would reamin in full force and effect and that none of the
rights of any parties would be affected or prejudiced.
— SA-218
By order entered on October 7, 1968, certain additional par
ties, including infants and their parents, were added as interven
ing plaintiffs to have full standing as plaintiffs.
The two cases were again appealed to the Sixth Circuit Court
of Appeals. The opinion of the Court of Appeals was filed in
this Court on February 8, 1971.
Second Case
On November 23, 1960, the Honorable William E. Miller ad
judicated that “ this is a class action brought not only by the
plaintiffs for their own benefit but also on behalf of all other
persons similarly situated.” Record, Min. Book 24, at 114.
This case was appealed to the Court of Appeals for the Sixth
Circuit on February 20, 1961.
The orders in the consolidated cases of September 10, 1963,
December 3, 1964, and October 7, 1968, noted above also apply
to this case.
As appears above, the Honorable William E. Miller carefully
adhered to Rule 23 as it existed at the time of the filing of these
two cases. The Court of Appeals did not question his deter
mination, but affirmed the actions which he took in the matter.
In addition, in the latest mandate to the District Court received
from the Court of Appeals in February, 1971, this Court was in
structed to implement the July 16, 1970 opinion of the
Honorable William E. Miller.
113] This Court does not feel once a class action has been ad
judicated and the action of the trial court has been reviewed by
the Court of Appeals, that it is necessary or proper to continue
to redetermine the standing of the plaintiffs to represent a class.
The United States Supreme Court in its order implementing the
amendment to Rule 23 states:
— SA-219
. the foregoing amendments and additions to the
Rules of Civil Procedure shall take effect on July 1, 1966,
and shall govern all proceedings in actions then pending
except to the extent that in the opinion of the Court their
application in a particular action then pending would not
be feasible or would work injustice in which event the
former procedure applies.” *
See also Escott v. Barchris Construction Corp., 283 F.Supp. 643
(S.D.N.Y.1968); Polakoff v. Delaware Steeplechase and Race
Assn., 264 F.Supp. 915 (Del. 1966).
This clearly indicates an intent that there should not be a con
tinuous readjudication of this question in cases where there has
been a lengthy history of litigation, both in the district and the
appellate courts. Frankly, this Court feels that it is not feasible
or practical to have continuous adjudication of such items.
In view of the above, the Court is not required to determine
(1) whether this question should have been raised prior to the
adjudication of the cause, and (2) what, if any, effect the alleged
failure to comply with Rule 23 would have on the right of the
individual plaintiff children who reside throughout Davidson
County, Tennessee, to assert their constitutional privilege to at
tend an integrated school in a unitary school system.
The motions are hereby denied.
L. CLURE MORTON
United States District Judge
* Paragraph 2, Order of the Supreme Court of the United States,
February 28, 1966, reporting amendments to the Federal Rules of
Civil Procedure for the United States District Courts to the United
States Senate and House of Representatives. This is reported in 15
L.Ed.2d lxxv.
— SA-220
McCREE, Circuit Judge (concurring).
I agree with the majority opinion on the issues it discusses.
Nevertheless, I wish to add a few observations concerning our
reasons for rejecting plaintiffs’ cross-appeal and affirming for
the present, the District Court’s selection of the HEW plan.
The District Court, in deciding to reject plaintiffs’ plan,
recognized that under Swann v. Charlotte-Mecklenburg Board
of Education, 402 U.S. 1,91 S.Ct. 1267, 28 L.Ed.2d 554 (1971);
Davis v. School Commissioners of Mobile County, 402 U.S. 33,
91 S.Ct. 1289, 28 L.Ed.2d 577 (1971); and Green v. County
School Board of New Kent County, 391 U.S. 430, 88 S.Ct.
1689, 20 L.Ed.2d 716 (1968), its duty was to select the plan that
appeared to be the most effective in eradicating the effects of
past segregation, unless it would be impractical to adopt such a
plan. The court found that plaintiffs’ plan was “ impractical and
not feasible’’ because of the costs and transportation problems
that would result from the inclusion of certain outcounty
schools in the plan. The court also relied upon the fact that
plaintiffs’ plan left to the school board the specifics of pupil
assignment, grade organization, school structuring, and school
district zoning.
My colleagues and I agree that there is no need at this junc
ture to hold that the District Court abused its discretion in thus
preferring the HEW plan over that of plaintiffs. The HEW plan
promises to accomplish a significant degree of integration, and
it is a plan that promises realistically to work and to work now.
Green v. County School Board of New Kent County, supra, 391
U.S. at 439, 88 S.Ct. 1689, 20 L.Ed.2d 716. Although plaintiffs’
plan might have more effectively desegregated the district’s
schools, its inclusion of outlying schools and its lack of specificity
rendered it, in the court’s opinion, impractical and unfeasible.
Since the District Court has retained jurisdiction in order to
supervise the implementation and effectiveness of the HEW
— SA-221 —
plan, plaintiffs have the option of revising their plan to
eliminate the defects noted by the court and requesting the court
to make specific changes in the plan to promote, in a practical
way, more effective integration. If the court should then find
that plaintiffs’ plan is “ feasible and pedagogically sound,”
Robinson v. Shelby County Board of Education, 442 F.2d 255,
258 (6th Cir.), on remand 330 F.Supp. 837 (W.D.Tenn.1971),
appeal pending, No. 71-1966 (6th Cir.), it would be required to
adopt that plan. See Harrington v. Colquitt County Board of
Education, 460 F.2d 193 (5th Cir. 1972); Monroe v. Board of
Commissioners of City of Jackson, Tennesse, 453 F.2d 259, 262
(6th Cir. 1972), cert, filed, 406 U.S. 945, 92 S.Ct. 2045, 32
L.Ed.2d 333 (1972) (No. 71-1249); Robinson v. Shelby County
B o*d of Education, supra; Davis v. School District of City of
Pontiac, Inc., 443 F.2d 573, 576-577 (6th Cir.), cert, denied, 404
U.S. 913, 92 S.Ct. 233, 30 L.Ed.2d 186 (1971). In the special cir
cumstances of this case, therefore, there is no need to remand
and thereby possibly jeopardize implementation of the first
desegregation plan ordered into effect in this school district that
promises, after 17 years of litigation, realistically to work now.
With respect to plaintiffs’ contention that the District Court
abused its discretion in adopting a plan that places the greater
burden of desegregation on black children and their parents, I
observe initially that, although the plan approved by the
Supreme Court in Swann appears to have contained a provision
that in some respects resembles one of the features of the HEW
plan attacked by plaintiffs herein—the pairing and clustering
feature that requires all children in grades one through four to
attend suburban schools while all children in grades five and six
attend the inner-city schools— Swann cannot be read as un
critically approving any plan employing a similar technique if it
has an unreasonably disparate racial impact. The issue ap
parently was not raised in the Supreme Court and the Court did
not discuss it. Moreover, the District Court in Swann, in ap-
SA-222 —
proving the adoption of this feature of the school board’s plan,
did so “ only (1) with great reluctance, (2) as a one-year, tem
porary arrangement, and (3) with the distinct reservation that
‘one-way bussing’ plans for the years after 1969-70 will not be
acceptable.” Swann v. Charlotte-Mecklenburg Board of Educa
tion, 306 F.Supp. 1291, 1298 (W.D.N.C.1969). And, following
the Supreme Court’s decision in Swann, the District Court re
jected a revised plan proposed by the school board because,
among other reasons, the plan continued to place a dispropor
tionate burden on black children and their parents without
showing any educational justification therefor. Swann v.
Charlotte-Mecklenburg Board of Education, 328 F.Supp. 1346,
1352-1353 (W.D.N.C.1971).
Since I agree, however, that remand is not required at this
time, and since I wish to make it clear what the majority opinion
is not holding with respect to this issue, I add the following com
ments.
Without a compelling justification, adoption of a plan that
places a greater burden of accomplishing integration on black
students and their parents is impermissible, whether this be
phrased in terms of an equal protection violation because the
plan was the school board’s product, see, e. g., Lee v. Macon
County Board of Education, 448 F.2d 746, 753-754 (5th Cir.
1971); Carr v. Montgomery County Board of Education, 429
F.2d 382, 385 (5th Cir. 1970); Brice v. Landis, 314 F.Supp. 974,
978-979 (N.D.Cal. 1969), or in terms of an abuse of the court’s
discretion in fashioning an equitable remedy to rectify the ef
fects of past injustice. Although adoption of such a plan might
be justified on the basis of the nature of facilities involved, or
on practical, administrative considerations, or on the need to
adopt a temporary expedient to assure at least immediate
substantial progress toward the creation of a unitary school
system (see Swann v. Charlotte-Mecklenburg Board of Educa
tion, supra, 306 F.Supp. at 1298), we cannot determine the
SA-223 —
reason for the District Court’s decision because the court did
not discuss this issue in its memorandum opinion. Ordinarily, in
such a case, we would remand for findings and conclusions by
the District Court. See Gordon v. Jefferson Davis Parish School
Board, 446 F.2d 266 (5th Cir. 1971) (per curiam).
However, the same considerations that argue against remand
on the issue of the court’s adoption of a less effective plan are
persuasive here as well. The integration plan adopted by the
court has been in operation during the 1971-72 school year, and
the court has retained jurisdiction of this case to oversee and, if
necessary, to modify the plan’s implementation. The defendant
school board has indicated in this court that it intends to seek
modification on the basis of asserted practical problems that
have become apparent since the plan was put into effect. Plain
tiffs have indicated dissatisfaction with the adoption of a plan
less effective than that proposed by them, and we have indicated
that they may seek further relief in the District Court. In these
circumstances, I agree that we should not now disturb the
District Court’s approval of the HEW plan and possibly en
courage the kind of delay and inaction that has caused this case
to pend for 17 years. Plaintiffs may seek modification of the
court’s order on the ground that the plan places a dispropor
tionate burden on black children and their parents, and this
issue can be litigated and determined before the beginning of the
1972-73 school year. In this way, the disproportionate burden
asserted by plaintiffs will exist at most for only a short period of
time and will amount to no more than a transitory phase
(assuming the absence of sufficient justification for maintaining
it permanently) in the over-all creation of a unitary school
system.
It is to be emphasized, nevertheless, that our refusal to take
affirmative action on this issue at this time results only from the
peculiar timing, posture, and history of this case. Our opinion
should not be construed in any way as a qualification of the
principle that a district court has an obligation to endeavor to
distribute the burden of integration equitably on all races and
that any deviation from this norm, without a compelling
justification, is impermissible.
Finally, I observe that the majority opinion does not discuss
plaintiffs-appellees’ contention that they should be awarded
double costs and attorneys’ fees because the school board’s ap
peal is frivolous within the meaning of Fed.R.App.P. 38. Since
the class action issue obviously has no merit, and since the only
issue raised by the Board that might have merit has never been
presented to the District Court, I would award the requested
double costs and attorneys’ fees. See Coppedge v. Franklin
County Board of Education, 404 F.2d 1177, 1179-1180 (4th Cir.
1968); cf. Monroe v. Board of Commissioners of City of
Jackson, Tennessee, supra, 453 F.2d at 262-263. The long
history of this litigation would, in my opinion, make such an
award particularly appropriate. Cf. Clark v. Board of Educa
tion of Little Rock School District, 449 F.2d 493, 499 (8th Cir.
1971), cert, denied, 405 U.S. 936, 92 S.Ct. 954, 30 L.Ed.2d 812.
No. 72-294. L. Goldstein’s Sons, Inc., petitioner, v Trio Process
Corporation
409 US 997, 34 L Ed 2d 262, 93 S Ct 319.
November 6, 1972. Motion of the Ford Motor Company for
leave to file a brief, as amicus curiae, granted. Petition for writ
of certiorari to the United States Court of Appeals for the Third
Circuit denied.
Same case below, 461 F2d 66.
— SA-224 —
No. 72-313. Metropolitan County Board of Education of Nash
ville and Davidson County, Tennessee, C. R. Dorrier,
Chairman, et al., petitioners, v Robert W. Kelley et al.
409 US 1001, 34 L Ed 2d 262, 93 S Ct 322.
November 6, 1972. Petition for writ of certiorari to the
United States Court of Appeals for the Sixth Circuit denied.
Mr. Justice Marshall took no part in the consideration or deci
sion of this petition.
Same case below, 463 F2d 732.
— SA-225 —