Metropolitan County Board of Education v. Kelley Supplemental Appendix to Petition for a Writ of Certiorari
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January 1, 1985

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Brief Collection, LDF Court Filings. Metropolitan County Board of Education v. Kelley Supplemental Appendix to Petition for a Writ of Certiorari, 1985. d1731a9a-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/456da614-e1f2-4cd5-83b8-b0d8f01443a1/metropolitan-county-board-of-education-v-kelley-supplemental-appendix-to-petition-for-a-writ-of-certiorari. Accessed August 27, 2025.
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No In T he Supreme (Emirt of ttyz United States O ctober Term , 1985 Metropolitan County Board Of Education Of N ashville A nd Davidson County Tennessee, et al„ Petitioners, vs. Robert W. Kelley, et al., Respondents. SUPPLEMENTAL APPENDIX TO PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT W illiam R. W illis, J r . M arian F. H arrison W illis & Knight 215 Second Avenue, North Nashville, Tennessee 37201 (615) 259-9600 Attorneys fo r Petitioners St. Louis Law Printing Co., Inc., 411 No. Tenth Street 63101 314-231-4477 TABLE OF CONTENTS Page Supplemental Appendix A — Opinion of the Sixth Circuit Court of Appeals dated July 27, 1982 . . , SA-1 Supplemental Appendix B — 479 F. Supp. 120 (1979) - Kelley v. Metro Board of Education, et al........... SA-38 Supplemental Appendix C — 492 F. Supp. 167 (1980) - Kelley v. Metropolitan Cty. Bd. of E d............... . SA-62 Supplemental Appendix D — 511 F. Supp. 1363 (1981) - Kelley v. Metropolitan Cty. Bd. of Ed., etc. . . . SA-128 Supplemental Appendix E — Order of Sixth Circuit Court of Appeals dated August 19, 1981.......... .. SA-155 Supplemental Appendix F — Chambers Memorandum of Justice Stevens dated August 20, 1981 . . . . . . . SA-157 Supplemental Appendix G — Unpublished Memoran dum Opinion of U. S. District Judge L. Clure Morton, dated June 28, 1971............ ................ SA-159 Supplemental Appendix H — 463 F. 2d 732 (1972) - Kelley v. Metropolitan Cty. Bd. of Ed. of Nashville, Tenn......... .......................................... .. • SA-179 — SA-1 — SUPPLEMENTAL APPENDIX A No. 81-5370 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Robert W. Kelley, et al., Plain tiffs-Appellan ts, v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, Defendan ts-A ppellees. Appeal from the United States District Court for the Middle District of Tennessee. Decided and Filed July 27, 1982 Before: EDWARDS, Chief Judge, JONES, Circuit Judge and CELEBREZZE, Senior Circuit Judge. EDWARDS, Chief Judge, delivered the opinion of the C o u rt, in which JO N E S, C ircu it Judge, jo in ed . CELEBREZZE, Circuit Judge, (pp. 25-35) filed a separate opi nion, concurring in part and dissenting in part. EDWARDS, Chief Judge. This much delayed school desegregation case is before this court for review of a desegrega — SA-2 — tion plan approved by the District C ourt.1 It offers no new legal issues and can and must be decided by this court on the basis of final decisions of the United States Supreme Court. Milliken v. Bradley, 433 U.S. 267 (1977) (Milliken II) requires our affir mance of the District Court on several issues. The cases that re quire our reversal of two issues decided by the lower court are legion. Leading the list are Brown v. Board o f Education, 347 U.S. 483 (1954); Green v. County School Board, 391 U.S. 430 (1968); Swann v. Charlotte-Mecklenburg Board o f Education, 402 U.S. 1 (1971); Keyes v. School District No. 1, 413 U.S. 189 (1973); Penick v. Columbus Board o f Education, 583 F.2d 787 (6th Cir. 1978), a f f ’d, 443 U.S. 449 (1979); R eeds. Rhodes, 607 F.2d 714 (6th Cir. 1979, cert, denied, 445 U.S. 935 (1980); and last but not least, Kelley v. Metropolitan Board o f Education, 463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972). It should be noted at the outset that this case is markedly distinguished in legal terms from those that have come before this and other courts from states where segregation by law has never existed or was long ago statutorily abandoned. In those cases, the federal courts have been primarily concerned with the question of whether or not predominantly black and predominantly white schools existed as a result of intentional segregative practices on the part of the school boards concern ed. See Reed v. Rhodes, supra; Penick v. Columbus Board o f Education, supra; Brinkman v. Gilligan, 583 F.2d 243 (6th Cir. 1978), a f f ’d sub nom, Dayton Board o f Education v. Brinkman, 443 U.S. 526 (1979) (Dayton II). No such inquiry is necessary in this case; Tennessee’s history of de jure segregation is well-established. In 1955, when litigation aimed at desegregating the Nashville schools began, racial segregation was constitutionally and 1 1 Kelley v. Metropolitan County Board o f Education, 511 F. Supp. 1363 (M.D. Tenn. 1981). — SA-3 — statutorily mandated in Tennessee, and the School Board was in full compliance with those provisions. Article 11 § 12 of the state constitution proclaimed: “ No school established or aided under this section shall allow white and negro children to be received as scholars together in the same school,” and statutes consistent with this provision were enacted. See T.C.A. §§ 49-3701 et seq. In 1956, the Tennessee Supreme Court struck down the statutes requiring compulsory separation of races, Roy v. Brittain, 297 S.W.2d 72 (Tenn. 1956), and in 1959 this court invalidated a new law allowing local school boards to pro vide white, black and mixed schools, with attendance to be determined by parental choice. Kelley v. Board o f Education, 270 F.2d 209 (6th Cir.), cert, denied, 361 U.S. 924 (1959). The statutes thereafter were omitted from the revised statutory com pilation, with the compiler’s note stating the statutes had been omitted because they were unconstitutional, citing to the above- named cases. In 1970, the Tennessee Legislature did pass a law mandating the public schools would be open to persons of all races, see Tenn. Code Ann. § 49-1770 (1977). But it was not un til 1978 that Tennessee’s constitution was amended to delete the requirement of separate schools. Finally, effective March 15, 1979, more than twenty years after the laws were declared un constitutional, the Tennessee Legislature repealed the old school segregation statutes. It therefore is clear that when the first “ comprehensive and potentially effective desegregation order” 2 was entered in this case in 1971, the existing racial separation in the Nashville schools had resulted from de jure segregation. And despite the 1971 plan’s potential, the record establishes and the District Court found that desegregation in the Nashville schools has never been achieved. Thus the effects of state-imposed segrega tion have yet to be eradicated. 2 463 F.2d at 734. — SA-4 — It was the School Board’s implementation of the 1971 plan that prevented effective desgregation, according to the District Court. In Kelley v. Metropolitan Board o f Education, 463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972), this court ap proved the 1971 HEW-drafted desegregation remedy, which was based on Swann v. Charlotte-Mecklenburg, supra, and which attempted to achieve desegregation through zoning. After the plan had been in effect for one year, the Board peti tioned for changes, claiming hardships had arisen from the plan. The District Court emphatically rejected the petition, find ing the Board had not acted in good faith in implementing the desegregation remedy. Thereafter, the Board submitted pro posals for construction and for a kindergarten program using portables, which both were opposed by plaintiffs as inconsistent with the approved plan. Plaintiffs later petitioned that the Board be held in contempt for its unsanctioned implementation of the proposals. In 1978 the Board petitioned to amend school attendance zones; plaintiffs then amended their contempt peti tion. In 1979, the District Court began hearings on all pending mat ters concerning the school system.3 From the proof presented, the District Court found the Nashville-Davidson County school system had become increasingly segregated in the years since 1971. The original remedy had not extended throughout the county, and whites had been able to avoid the plan by fleeing to the outer reaches, leaving the inner city schools with a high black population. After reviewing the evidence, the District Court stated, “ [t]he resegregation, resulting, at least in part, 3 Several of the issues pending before the District Court when hear ings were resumed in 1979 still have not been heard. These pending matters include allegations of discriminatory faculty and staff assignments, charges that the defendants are in contempt of court, and motions for attorneys’ fees. — SA-5 — from the nonetheless good faith efforts of the School Board in the implementation of the Court’s order, amounts to a de jure segregation.” Kelley v. Metropolitan County Board o f Educa tion, 479 F. Supp. 120, 123 (M.D. Tenn. 1979). This “ resegregation” was exacerbated by the Board’s institution of an optional transfer policy that violated the spirit of the 1971 order and emasculated desegregation efforts, according to the District Court. Judge Wiseman’s determination that desegregation has never been achieved in the Nashville-Davidson County school system is amply supported by the record, and that finding, therefore, is affirmed. Thus the School Board remains under its duty “ to eliminate from the public schools all vestiges of state-imposed segregation.” Swann v. Charlotte-Mecklenburg Board o f Education, 402 US. 1, 15 (1971). EDUCATIONAL COMPONENTS As a result of the 1979 hearings, the District Court ordered the Board to formulate a new desegregation plan “ assuming no parameters heretofore ordered by the Court, but with the primary objective of the achievement of a unitary school system for the entirety of Davidson County.” 479 F. Supp. at 122. After several proposals and in accordance with specific instruc tions from the District Court, see Kelley v. Metropolitan Coun ty Board o f Education, 492 F. Supp. 167 (M.D. Tenn. 1980), the Board drafted a plan that gained the District Court’s ap proval. Kelley v. Metropolitan County Board o f Education, 511 F.Supp. 1363 (M.D. Tenn. 1981). It is plaintiffs’ appeal from this order that is before us. We affirm certain aspects of this plan. With regard to the District Judge’s orders concerning education components, we approve the remediation program planned by the Board of Education’s staff for “ those schools or classes where the achievement levels are below the average for the system and/or — SA-6 — where the majority of a school’s population is made up largely of socio-economically deprived children who suffer the continu ing effects of prior discrimination.” 511 F. Supp at 1368-69. Our affirmance of this issue does not depend upon the outcome of any other issue in this case, nor does it depend upon whether or not Title I federal funds are available. See Milliken v. Bradley, 433 U.S. 267 (1977). Likewise, this court affirms the District Judge’s order for the use of West End Junior High School as a magnet school, with selection criteria designed to provide equal access to all races. Further, we affirm the District Court’s approval of the already launched Afro-American studies program. While we note plain tiffs’ objections to lack of specificity of such programs, we believe this is a matter that can be handled by the District Court and the School Board without intervention by the appellate court. Finally, we affirm the Distract Judge’s approval of the ‘‘Together We Can. . . Together We Will” program. PUPIL ASSIGNMENT COMPONENT - MIDDLE SCHOOLS AND HIGH SCHOOLS In large measure, the pupil assignment components of this plan do not withstand constitutional scrutiny. In fashioning its school desegregation plan, the Board was directed by the District Court to bring about a 15% minimum presence of either race in each middle school (grades 5-8), and application of this standard to the high schools as well was accepted by the lower court. The District Court’s choice of 15% either race minimum presence as a desegregation standard would find acceptable schools that are either 85% white or 85% black. This figure is clearly not appropriate as a ‘‘starting point” in a school system that has a 68% white-32% black racial composition.4 4 At the middle school level, seven of the 24 schools are projected as majority black, and fully one-half would fall outside of a 15% plus or minus deviation from the 32% minority presence in the school system. — SA-7 — In Swann v. Charlotte-Mecklenburg Board o f Education, 402 U.S. 1, 23-25 (1971), Chief Justice Burger wrote for a unanimous Supreme Court as follows: In this case it is urged that the District Court has impos ed a racial balance requirement of 71%-29% on individual schools. The fact that no such objective was actually achieved - and would appear to be impossible - tends to blunt that claim, yet in the opinion and order of the District Court of December 1, 1969, we find that court directing “ that efforts should be made to reach a 71-29 ratio in the various schools so that there will be no basis for conten ding that one school is racially different from the others . . . . [t]hat no school [should] be operated with an all-black or predominantly black student body, [and] [t]hat pupils of all grades [should] be assigned in such a way that as nearly as practicable the various schools at various grade levels have about the same proportion of black and white students.” The District Judge went on to acknowledge that varia tion “ from that norm may be unavoidable.” This contains intimations that the “ norm” is a fixed mathematical racial balance reflecting the pupil constituency of the system. If we were to read the holding of the District Court to re quire, as a matter of substantive constitutional right, any particular degree of racial balance or mixing, that ap proach would be disapproved and we would be obliged to reverse. The constitutional command to desegregate schools does not mean that every school in every communi ty must always reflect the racial composition of the school system as a whole. As the voluminous record in this case shows, the predicate for the District Court’s use of the 71°7o-29% ratio was twofold: first, its express finding, approved by the Court of Appeals and not challenged here, that a dual — SA-8 — school system had been maintained by the school authorities at least until 1969; second, its finding, also ap proved by the Court of Appeals, that the school board had totally defaulted in its acknowledged duty to come forward with an acceptable plan of its own, notwithstanding the pa tient efforts of the District Judge who, on at least three oc casions, urged the board to submit plans.8 As the state ment of facts shows, these findings are abundantly sup ported by the record. It was because of this total failure of the school board that the District Court was obliged to turn to other qualified sources, and Dr. Finger was designated to assist the District Court to do what the board should have done. (footnotes 7 and 9 omitted). We see therefore that the use of mathematical ratios was no more than a starting point in the process of shaping a remedy, rather than an inflexible requirement. From that starting point the District Court proceeded to frame a decree that was within its discretionary powers, as an equitable remedy for the particular circumstances. As we said in Green, a school authority’s remedial plan or a district court’s remedial decree is to be judged by its effec tiveness. Awareness of the racial composition of the whole school system is likely to be a useful starting point in shap ing a remedy to correct past constitutional violations. In sum, the very limited use made of mathematical ratios was within the equitable remedial discretion of the District Court. 8 The final board plan left 10 schools 86% to 100% Negro and yet categorically rejected the techniques of pairing and clustering as part of the desegregation effort. As discussed below, the Charlotte board was under an obligation to exercise every reasonable effort to remedy the violation, once it was identified, and the suggested techniques are permissible remedial devices. Additionally, as noted by the District Court and Court of Appeals, the board plan did not assign white students to any school unless the student population of that school was at least 60% white. This was an arbitrary limitation negating reasonable remedial steps. SA-9 — As mentioned earlier, this record shows the black-white pupil ratio in the Nashville-Davidson County school system to be 68% white and 32% black. It is that ratio the District Court should have employed as the “ starting point’’ in the remedy- fashioning process. The District Judge selected the admittedly arbitrary 15% either race figure because “ it seem[ed] to represent a reasonable attempt to provide intercultural and interracial contact as a foundation for social harmony.’’ 492 F. Supp. at 193. This selection, and such other errors as we find in the District Court’s opinions and orders, originate with his apparent conclusion that the unanimous opinion of the Supreme Court in Swann has somehow been overruled or eroded. But the disposition of cases originating in this and other circuits does not support any such conclusion. In fact, Swann was strongly reaffirmed by the Supreme Court’s approval of this court’s opinion in Penick v. Columbus Board o f Education, 583 F.2d 787 (6th Cir. 1978), a ff’d, 443 U.S. 449 (1979). The Swann opinion is the law of the land. And this court, the District Court for the Middle District of Tennessee, and the School Board of Nashville and Davidson County are required by our constitutional form of government to follow its standards. In accordance with those standards, the District Judge will be required on remand of this case to deter mine the currently prevailing racial population of the school system concerned and to employ that ratio as a “ useful starting point in shaping a remedy to correct past constitutional viola tions.” We approve all other aspects of the middle school and high school plans, recognizing, of course, that rejection of the 15% either race minimum presence as a desegregation standard will necessarily involve significant redrafting and restructuring. Whenever the Swann discussion set out above requires revision of these school plans, such revisions must be made. We note our awareness that this instruction encompasses Swann’s recogni — SA-10 — tion that there is no constitutional right to any “ particular degree of racial balance.” But we also recognize that predominantly one-race schools deserve “ close scrutiny” and that the duty on the Board and courts to dismantle a dual system is clear: The district judge or school authorities should make every effort to achieve the greatest possible degree o f ac tual desegregation and will thus necessarily be concerned with the elimination of one-race schools. No perse rule can adequately embrace all the difficulties of reconciling the competing interests involved; but in a system with a history o f segregation the need fo r remedial criteria o f sufficient specificity to assure a school authority’s compliance with its constitutional duty warrants a presumption against schools that are substantially disproportionate in their racial composition. Where the school authority’s proposed plan for conversion from a dual to a unitary system con templates the continued existence of some schools that are all or predominately of one race, they have the burden of showing that such school assignments are genuinely non- discriminatory. The court should scrutinize such schools, and the burden upon the school authorities will be to satisfy the court that their racial composition is not the result of present or past discriminatory action on their part. Swann, supra at 26. (emphasis added). In line with this duty, we suggest the formula employed by this court in the Columbus case, i.e., use of a 15% plus or minus deviation from the 68-32% white-black ratio for all students in the schools system.5 5 An essential element of the plan on remand thus will include “reassigning students to achieve the greatest possible number of — SA-11 — PUPIL ASSIGNMENT COMPONENT - GRADES K-4 The District Court directed the Board “ to establish a system of K-4 or K-5 [Kindergarten through fourth or fifth grade] elementary schools of a neighborhood character, all the while desegregated schools.” See Liddell v. Board o f Education o f City o f St. Louis, 667 F.2d 643 (8th Cir. 1981). We reemphasize that we are not requiring any precise degree of racial mixing, but we are requiring the District Court to use all feasible methods of pupil assignment to achieve the maximum amount of integration possible. A directive to employ a racial balancing approach clearly is anything but novel. For example, this court in Northcross v. Board o f Education o f Memphis City Schools, 466 F.2d 890 (6th Cir. 1972), cert, denied, 410 U.S. 926 (1973), approved the District Judge’s view that Swann required more “intensified desegregation efforts” for Memphis than a neutral geographic zone assignment plan and his con comitant order of busing to achieve racial balance. We stated: It is thus clear that far from having achieved a unitary school system, the Board has helped to perpetuate the old dual system. Under these circumstances there can be no doubt that the District Court was under an obligation to order the adoption o f a plan providing for further desegregation. Since many of the one-race schools are clearly the result of discriminatory actions of the School Board there can be no doubt that under any inter pretation o f Swann the elimination o f such schools must be one o f the objectives o f any appropriate desegregation plan. Id. at 893-94 (emphasis added). It is beyond dispute that Nashville has never achieved unitary status, in large part because of the Board’s implementation of the 1971 plan. We do not believe the District Court and Board fulfilled their duties to eliminate one-race schools by accepting as desegregated 85% black and 85% white schools. We recognize our directive to the District Court in this case is quite specific. Our specificity, however, is made necessary by our view that “a plan that at this late date fails to provide meaningful assurance of prompt and effective disestablishment of a dual system is . . . in tolerable.” Green v. County School Board, 391 U.S. 430, 438 (1968). — SA-12 maximizing opportunities for integration in a neighborhood set ting.” 6 The Board complied, and this plan was approved by the District Court. This was fundamental error, unconstitutional under Brown v. Board o f Education, 347 U.S. 483 (1954); Green v. County School Board, 391 U.S. 430 (1968); Swann v. Charlotte-Mecklenburg Board o f Education, 402 U.S. 1 (1971); Keyes v. School District No. 1, 413 U.S. 189 (1978); Penick v. Columbus Board o f Education, 443 U.S. 449 (1979), and Dayton Board o f Education v. Brinkman, 443 U.S. 526 (1979). All of these cases have held or implied that the constitutional barrier to racially segregated schools applies to all schools in the system, including the early grades. In this case, the District Judge’s order would serve to resegregate or to maintain segregation in grades K-4. Forty- seven of the 75 elementary schools would be more than 90% one race, with 14 schools projected as more than three-fourths black. The District Judge based his directive on the perceived benefits of a neighborhood school system for elementary students, noting the desirability of parent-teacher contact, reduced pupil-teacher ratios, and other “ educational” advan tages.7 In Swann, Chief Justice Burger considered pro neighborhood arguments, presumably similar to those influenc ing the District Judge in this case, and found them wanting: 6 511 F. Supp. at 1371. 7 The importance of desegregated schools, however, particularly for minority students, was recently emphasized by the Supreme Court: Education has come to be “a principal instrument in awakening the child to cultural values, in preparing him for later profes sional training, and in helping him to adjust normally to his en vironment.” Brown v. Board o f Education, 347 U.S. 483, 493 (1954). When that environment is largely shaped by members of different racial and cultural groups, minority children can — SA-13 — Washington v. Seattle School District, 50 U.S.L.W . 4998, 5002 (June 30, 1982). Absent a constitutional violation there would be no basis for judicially ordering assignment of students on a racial basis. All things being equal, with no history of discrimina tion, it might well be diseirable to assign pupils to schools nearest their homes. But all things are not equal in a system that has been deliberately constructed and maintained to enforce racial segregation. The remedy for such segrega tion may be administratively awkward, inconvenient, and even bizarre in some situations and may impose burdens on some; but all awkwardness and inconvenience cannot be avoided in the interim period when remedial ad justments are being made to eliminate the dual school systems. No fixed or even substantially fixed guidelines can be established as to how far a court can go, but it must be recognized that there are limits. The objective is to disman tle the dual school system. “ Racially neutral” assignment plans proposed by school authorities to a district court may be inadequate; such plans may fail to counteract the continuing effects of past school segregation resulting from discriminatory location of school sites or distortion of school size in order to achieve or maintain an artificial racial separation. When school authorities present a district court with a “ loaded game board,” affirmative ac tion in the form of remedial altering of attendance zones is achieve fheir full measure of success only if they learn to func tion in—and are fully accepted by—the larger community. At tending an ethnically diverse school may heip accomplish this goal by preparing minority children “ for citizenship in our pluralistic society,” Estes v. Metropolitan Branches o f the Dallas NAACP, 444 U.S. 437, 451 (1980) (Powell, J., dissen ting). — SA-14 proper to achieve truly non-discriminatory assignments. In short, an assignment plan is not acceptable simply because it appears to be neutral. 402 U.S. at 28. It is thus clear from Swann that no matter whether neighborhood schools may be desirable on some grounds, their advantages cannot outweigh the constitutional requirement to desegregate the schools.8 The unanimous Swann opinion also dealt squarely with the issue of busing, another concern of the District Judge in this case: (4) Transportation o f Students The scope of permissible transportation of students as an implement of a remedial decree has never been defined by this Court and by the very nature of the problem it can not be defined with precision. No rigid guidelines as to stu dent transportation can be given for application to the in finite variety of problems presented in thousands of situa tions. Bus transportation has been an integral part of the 8 In the Supreme Court’s latest consideration of the neighborhood school concept, the majority struck down a statewide initiative adopted by the voters of the state of Washington that would have re quired limiting school attendance to those students residing in the neighborhood of the school concerned. While the majority decision was joined by five Justices, the four dissenters emphasized that they disagreed because there was no “ affirmative duty to integrate the schools in the absence of finding of unconstitutional segregation.” Washington v. Seattle School District, 50 U.S.L.W. 4998 (June 30, 1982). In so doing, the four dissenters cited with approval the case upon which this opinion strongly relies, Swann, supra. Thus we read Washington v. Seattle School District as unanimous on the crucial issue in our present Nashville case. — SA-15 — public education system for years, and was perhaps the single most important factor in the transition from the one-room schoolhouse to the consolidated school. Eigh teen million of the Nation’s public school children, ap proximately 39%, were transported to their schools by bus in 1969-1970 in all parts of the country. The importance of bus transportation as a normal and accepted tool of educational policy is readily discernible in this and the companion case, Davis, supra." The Charlotte school authorities did not purport to assign students on the basis of geographically drawn zones until 1965 and then they allowed almost unlimited transfer privileges. The District Court’s conclusion that assignment of children to the school nearest their home serving their grade would not produce an effective dismantling of the dual system is sup ported by the record. 11 11 During 1967-1968, for example, the Mobile board used 207 buses to transport 22,094 students daily for an average round trip of 31 miles. During 1966-1967 , 7,116 students in the metropolitan area were bused daily. In Charlotte-Mecklenburg, the system as a whole, without regard to desegregation plans, planned to bus approximately 23,000 students this year, for an average daily round trip of 15 miles. More elementary school children than high school children were to be bused, and four and five-year-olds travel the longest routes in the system. Thus the remedial techniques used in the District Court’s order were within that court’s power to provide equitable relief; implementation of the decree is well within the capacity of the school authority. The decree provided that the buses used to implement the plan would operate on direct routes. Students would be picked up at schools near their homes and transported to the schools they were to attend. The trips for elementary — SA-16 — school pupils average about seven miles and the District Court found that they would take “ not over 35 minutes at the most.” 12 This system compares favorably with the transportation plan previously operated in Charlotte under which each day 23,600 students on all grade levels were transported an average of 15 miles one way for an average trip requiring over an hour. In these circumstances, we find no basis for holding that the local school authorities may not be required to employ bus transportation as one tool of school desegregation. Desegregation plans cannot be limited to the walkin school. 12 The District Court found that the school system would have to employ 138 more buses than it had previously operated. But 105 of those buses were already available and the others could easily be obtained. Additionally, it should be noted that North Carolina requires provision of transportation for all students who are assigned to schools more than one and one-half miles from their homes. N. C. Gen. Stat. § 115-186(b) (1966). Swann, supra at 29-31. An objection to transportation of students may have validity when the time or distance of travel is so great as to either risk the health of the children or significantly imp inge on the educational process. District courts must weigh the soundness of any transportation plan in light of what is said in subdivision (1), (2), and (3) above. It hardly needs stating that the limits on time of travel will vary with many factors, but probably with none more than the age of the students. The reconciliation of competing values in a desgregation case is, of course, a difficult task with many sensitive facets but fundamentally no more so than remedial measures courts of equity have traditionally employed. — SA-17 The Court’s approval of transportation for elementary students illustrates the fact that these groups of children are not automatically or easily exempted from a busing program. Only when “ the time or distance of travel is so great as to either risk the health of the children or significantly impinge on the educa tional process” should elementary children be omitted from a busing plan. No such showing was made or required by the District Court in this case.9 9 The Circuit Courts generally have disapproved desegregation plans that do not include all grades in the school system, often noting that Brown v. Board o f Education itself involved segregated elemen tary schools. “ It is axiomatic that black students, particularly in the elementary grades, suffer irreparable harm from the maintenance of a segregated school system.” United States v. School District o f Fern- dale, 577 F.2d 1339 (6th Cir. 1978). In Haycraft v. Board o f Educa tion, 585 F.2d 803, 805 (6th Cir. 1979), cert, denied, 443 U.S. 915 (1979), this court rejected a plan that exempted first-graders from bus ing, saying, “To exempt first grade students from busing would leave vestiges of segregation intact contrary to this Court’s mandate.’ The District Court found that first graders would be subject to “ a high risk of failure” if forced to participate in a busing program, but this court found such arguments an insufficient basis for exclusion. In Lee v. Macon County Board o f Education, 616 F,2d 805 (5th Cir. 1980), the Fifth Circuit disapproved a neighborhood school plan in a case much like Kelley. In Lee, grades K-5 would attend neighborhood schools with the result that two-thirds of elementary black students would at tend schools more than 95°7o black. The District Judge had based his remedy on findings that attending a school near home was important for young children and that pairing would interfere with individualized instruction. The appellate court held these reasons “ legally insuffi cient.” If the decision were ours initially, we might pay greater heed to the education disadvantages of the rapid dismantling of a dual school system. We may not, however, weigh advantages against disadvantages, for that judicial balancing has already been ac complished. The law orders eradication of all vestiges of the dual system, if some feasible plan can be devised. 616 F.2d at 811 (citing Swann at 15). — SA-18 footnote 9 continued The court said despite the school board’s “ apparent good faith at tempt to desegregate in 1970,” the system had never become a unitary one. Therefore, the duty to dismantle the dual school system con tinued, and residential patterns could not serve to justify racial im balance. In rejecting the District Court’s plan, the Lee court noted that the temporary or permanent presence of one or more racially identifiable elementary schools, or even an omission of some of the earlier grades from a busing program, might be permissible. It stressed the need, however, for detailed fact-findings indicating the cir cumstances motivating “ any variations from complete desegregation of Tuscaloosa’s schools.” Id. at 812. Numerous other courts have reached similar conclusions. In Keyes v. School District No. 1, 521 F.2d 465 (10th Cir. 1975), cert, denied, 423 U.S. 1066 (1976), the Tenth Circuit rejected a “ part-time” desegregation program for elementary students. The District Court had permitted children to spend part of the school day at their neighborhood schools, citing a need for recreational, extra-curricular and parental activities. In disapproving this plan, the appeals court stated, “although we acknowledge such neighborhood contact to be important, we cannot place it above the constitutional rights of children to attend desegregated schools. We perceive those rights to include full-time attendance in a desegregated setting.” Keyes at 478. See also Adams v. United States, 620 F.2d 1277 (8th Cir.), cert, denied, 449 U.S. 826 (1980); Anderson v. Dougherty City Bd. o f Educ., 609 F.2d 225 (5th Cir. 1980); Mills v. Polk County Bd. o f Educ., 575 F.2d 1146 (5th Cir. 1978); United States v. Texas Ed. Agency, 532 F.2d 380 (5th Cir.), vacated and remanded on other grounds, 429 U.S. 990 (1976), concepts reaffirmed, 564 F.2d 162 (5th Cir. 1977); Clark v. Bd. o f Educ., 465 F.2d 1044 (8th Cir. 1972), cert, denied, 413 U.S. 923 (1973); and Flax\. Potts, 464 F.2d 865 (5th Cir. 1972), cert, denied, 409 U.S. 1007 (1972). Also instructive is the Supreme Court’s treatment of Estes v. Metropolitan Branches o f the Dallas NAACP, 444 U.S. 437 (1980) (opinion below at 572 F.2d 1010). The Fifth Circuit had rejected the District Court’s plan for desegregating Dallas on the basis that it left existing a large number of one-race schools (defined as more than 75% one-race). Under the District Court’s plan, grades K-3 remained in neighborhood schools, and no busing of high school students was ordered; these limitations were largely based on the District Court’s concerns over resegregation, community support, and the social and educational consequences of extensive busing. The Fifth Circuit remanded and ordered the court to rezone or to provide time and — SA-19 In sum, while neighborhood schools may be desirable in a school system free of a history of segregation, where such a history exists, a plan must do more; it must make “ every effort to achieve the greatest possible degree of actual desegregation.” Some inconvenience and even awkward remedies may be necessary where neutral assignment plans fail to desegregate the schools.10 Because the remedy leaves elementary schools highly segregated, the District Court’s approval of a neighborhood school plan for grades K-4 is rejected. On remand, the District Judge is instructed to include these children within a pupil assignment program drafted in compliance with this opinion, except where inclusion would “ risk the health of the children or significantly impinge on the educational process” within the meaning of Swann. It appears to this court that Nashville has some great advan tages for solving the desegregation problem. It is a far more compact city than, for example, Cleveland or Detroit, and in general, the schools in need of desegregation are centrally located. Of equally great importance, the school system is footnote 9 continued distance studies that would explain failure to use pairing and cluster ing or busing to eliminate one-race schools through further busing” ; however, the writ was later dismissed as improvidently granted. Justices Powell, Rehnquist and Stewart dissented from the dismissal, stressing a need to affirm the District Court’s “ sensitive” and “ pro mising” plan. The dismissal, however, indicates the remaining members of the court disagreed. The withdrawal of certiorari sug gests, particularly in the fact of the dissent, that the majority approved the Fifth Circuit’s handling of the District Court’s plan. In line with the Fifth Circuit, we are ordering the lower court to eliminate as far as possible the one-race or virtually one-race schools and to explain with “ time and distance studies” or by reference to “ natural boundaries or traffic patterns” why elimination is not feasible for any remaining schools. 10 See Swann, supra at 28. — SA-20 — organized on a Davidson County-wide basis. We approve the Board’s and District Court’s intention to apply the desegrega tion plan to the entire county. As we have shown above, we are convinced the District Court’s approval of the Board’s plan was legal error.11 In addi tion, we recognize the lower court’s approval was based in part on a conviction, with which we take issue, that desegregation has not advanced the educational achievement levels of black children and that it is a serious “ education cost” in the elemen tary grades. It was largely for these reasons, along with a fear of increased “ white flight,” 11 12 that Judge Wiseman was persuaded to deviate from a Swann-type remedy. See 492 F. Supp. at 189-92. While doubtless the jury on the educational benefits of desegregation will be out for a long time, recent findings in dicate results directly contrary to the views expressed by the District Judge. Some of this material is very current and therefore was unavailable to Judge Wiseman at the time his opin ions were written.13 We note these findings only because of the District Court’s strong reliance on this matter. We also note and take this opportunity to remind the District Court that the issue of achievement scores is constitutionally irrelevant in a school system with a history of illegal segregation. 11 The dissent suggests that we have not employed an abuse of discretion standard in reviewing the District Court’s plan. “ Improper application of the law, however, is itself an abuse of discretion. An appellate court may reverse if the decision below was based on an er roneous view of the law. . . . ” United States v. School District o f Ferndale, 577 F.2d 1339 (6th Cir. 1978). 12 Where the Board and court are under a duty to dismantle a dual system, white flight cannot be used to justify a failure to meet the obligation. In United States v. Scotland Neck Board o f Education, 407 U.S. 484, 491 (1972), the Supreme Court states: “ While this development [white flight] may be cause for deep concern to the respondents, it cannot, as the Court of Appeals recognized, be ac cepted as a reason for achieving anything less than complete uprooting of the dual public school system.” 13 These findings can be found in the Appendix to this opinion. SA-21 — REMAINING ISSUES We now turn to other issues advanced by plaintiffs’ appeal. First, it is urged that the approved plan places a dispropor tionate burden of busing on black middle school students. Any intentional effort to make the transportation burden fall more heavily on one race than on the other would, of course, be violative of basic constitutional law. Many factors, however, must be taken into account in working out a practical assign ment system, including availability of schools, locations of schools, ease of travel between specific neighborhoods and specific schools, and the facilities for education existing in such schools. By mentioning these factors, we do not by any means attempt to exhaust the list; the foregoing are cited purely for il lustration. With regard to the plaintiffs’ middle school busing burden issue, we are unable to find the District Judge’s disposi tion of this issue either clearly erroneous as to facts or in viola tion of law. It is obvious, however, that our rejection of the 15% either race minority presence as a desegregation standard will necessitate a substantial revision of the middle school bus ing program. Thus, the above is suggested as guidance to the District Judge in weighing a new plan. Plaintiffs also urge the retention of Pearl High School as a senior high, objecting to its use as a middle school under the Board’s plan. We, like the District Judge, sympathize with plaintiffs’ argument for retention of Pearl as a high school because of its “ historic contribution to the black community of Nashville,” 492 F. Supp. at 184. We do not find, however, that the School Board’s decision, as affirmed by the District Judge, to convert Pearl into a middle school and to build a new Pearl- Cohn comprehensive high school to be based on clearly er roneous findings or founded in a racially discriminatory pur pose. Under these circumstances, we are not empowered to overturn the apparently nondiscriminatory educational decision here involved. — SA-22 — As to plaintiffs’ last issues, however, we feel quite differently. Plaintiffs’ argument that faculty and staff assignments have been made on a racially discriminatory basis should long ago have been the subject of hearing and decision. Faculty desegregation is a considerably easier task than is overall desegregation of schools. Similarly, we believe that there long ago should have been a hearing on plaintiffs’ motion for at torneys’ fees and expenses. Finally, we observe that plaintiffs’ charges of contempt against the defendants should not be left in limbo. From this distance, we can make no judgment on these mat ters since no factual record has been written. The District Court, however, should give prompt attention to all three of these issues. The delays in this case suggest that absolute priority be accorded to this litigation until a unitary system has been achieved. The dissent in this case is in utter disregard of the Supreme Court’s interpretation of the Constitution of the United States in such cases as Brown, supra; Green, supra; Swann, supra; Keyes, supra; Penick v. Columbus Bd. o f Educ., supra; and Dayton II, supra. It goes without saying that this court is re quired to follow constitutional law as defined by the Supreme Court of the United States. Marbury v. Madison, 5 U.S. (1 Cranch) 137 (1803); Cooper v. Aaron, 358 U.S. 1 (1958). The judgment of the District Court is affirmed in part, reversed in part, and remanded for proceedings not inconsistent with this decision. APPENDIX After this case was argued in this court, a study made under the auspices of Vanderbilt University and now published in the nine volume Assessment of Current Knowledge About the Effectiveness of School Desegregation Strategies (Vander — SA-23 — bilt Univ. 1981) [hereinafter cited as D esegregation Strategies] was released. The Vanderbilt project was financed with federal funds and incorporates the work of nationally pro minent experts in the school desegregation field. It concludes that desegregation raises the level of black achievement, with specific findings on the Nashville schools, and emphasizes the importance of including primary grades in a desegregation plan. Significant findings include the following: 1. “ It seems reasonably clear that minority children who attend school with white children perform better on stan dardized achievement tests than do children who attend segregated schools.” 2 Desegregation Strategies at 33. See also Crain & Mahard, Desegregation and Black Achievement: A Reivew o f the Research, 42 Law & Con- temp. P rob. 17 (Summer 1978). For example, a study of Nashville elementary schools revealed that black children’s test scores rose an average of .28 when placed in desegregated schools. This amounts to a little over 3/10ths of a grade level and was termed a “ sizeable” achievement gain. 5 Desegregation Strategies at 184. It also is estimated that desegregation tends to raise black achieve ment by approximately four IQ points. 2. To boost achievement, desegregation must occur in the early grades. The findings that strong effects of desegregation occur in the earliest grades are a strong argument against delaying desegregation past grade one. Only a few school systems leave the early primary grades segregated; the most significant is Dallas. Our analysis indicates that this is a very unfortunate policy. Many school systems leave kindergarten students segregated. This analysis suggests it would be academically very beneficial to include minority kindergarten students in a desegregation plan. SA-24 — Id. at 185. The study concludes that desegregation “ creates a sudden burst of achievement growth’’ during the early grades and that after that time, desegregated students maintain but do not increase this higher level of achievement. The study also notes, “ [N]o desegregation plan where elementary grades are excluded can effectively reduce racial isolation. Moreover, the research suggests that desegregation at early grades holds the greatest promise for improving race rela tions, increasing minority achievement and ultimately reducing racial prejudice.’’ Id. at 70. 3. Racial proportions in the school are related to achievement. The study suggests that minority students score higher when they are in predominantly anglo classrooms; however, it is important that more than a small number of minority students attend majority schools. Where minority students comprise less than 15% of the school’s population, little mixing of races occurs, and where blacks make up less than 20% of a high school’s population, black male achievement suffers. Id. at 115, 173, 186 and 196. 4. Where a school district is organized on a county-wide basis, as is the Nashville-Davidson County school system, “ white flight” has much less long-term impact on the schools, Id. at 47. A 1981 study by the National Assessment of Educational Pro gress, a federally sponsored group that annually tests 9-, 13- and 17-year-olds, reports that black achievement scores have in creased significantly over the past 10 years. In an assessment of reading performance, the study found that while black students still scored below white students, they had narrowed the gap considerably. For example, 9-year-old black students were 14.2 percentage points below the national norm in 1971 in literal — SA-25 — comprehension, but in 1980 black students were only 7.1 percentage points below the national average. This result was achieved in the fact of an overall achievement gain for all tested students. Black students scored achievement gains at all three age groups, although increases were more significant for the 9-and 13-year-olds than for the 17-year-oids. This black achievement gain extends from reading into other disciplines, according to Burton & Jones, Recent Trends in Achievement Levels o f Black /W hite Youth, Educational Researcher (April 1982). That article analyzes tests ad ministered over five subject areas form 1969 to 1980 by the Na tional Assessment of Educational Progress and concludes: For the learning areas other than writing, the average dif ference between white and black 9-year-olds has shrunk from about 17 percentage points to 10 or 11 over the 1970s. At age 13 (Figure 5) methematics is relatively the most dif ficult area for black students. For the areas other than mathematics, means for 13-year-old black students were 17 to 18 percentage points below those for white students in 1970, but only 12 to 13 points below by 1980. A decrease in the difference between white and black students over time is evidence at both ages. # * * Typically, when achievement for white students has declined, that for black students has declined less; when whites have improved, blacks have improved more. The difference be tween the races has decreased at both ages in mathematics, science, reading, writing and social studies. Id. at 11-12, 14. Neither the National Assessment project nor authors Burton and Jones go so far as directly to attribute black achievement gains to desegregation. It is stated, however, that the findings — SA-26 — “ cast doubt on judgments that these social programs have failed.” Burton and Jones, supra at 10. These recent studies, published after the District Judge’s deci sion, undercut his finding that the black-white achievement gap has narrowed only “ slightly” and that improvement had plateaued in 1975. See 492 F. Supp. at 190-91 n. 46. On the con trary, the impact of these studies is that desegregation raises the level of black achievement. Celebrezze, J., concurring in part and dissenting in part. I concur in the majority’s decision to affirm the educational components of the district court’s plan: the establishment of remediation programs, the creation of a magnet school at West End Junior High School, and the development of an Afro- American studies program. I disagree, however, with my distinguished colleagues and the portion of the decision that reverses the district court’s pupil assignment plans. After a careful reading of the record in this case, I believe that the Davidson County community, the board of education, and the district judge are making significant progress towards affording a constitutionally acceptable educational system and that this court should allow the local community and federal court to proceed with their innovations and programs. In my view, the district court did not make clearly erroneous findings of fact and did not abuse its discretion in forming its remedy. I. This appeal is part of a desegregation case which has spanned a generation and raises issues concerning the breadth of the district court’s discretion and the scope of this court’s review. A brief examination of the district court’s conclusions is, therefore, necessary. — SA-27 — In 1971, after sixteen years of litigation, the district court adopted a comprehensive desegregation plan which required an “ ideal student ratio” of 15 to 35 percent black students in each school and ordered substantial additional busing for the 1971-72 academic year. This court affirmed the 1971 order, reasoning that the decision was within the discretion of the district court. Kelley v. Metropolitan County Board o f Education, 463 F.2d 732 (6th Cir. 1972). The litigation continued intermittently through the 1970’s and, in 1979, the district court ordered the parties to reconsider the 1971 desegregation plan in light of the disparate busing burdens, the need to expand the georgraphic scope of the remedy, and changes in the racial composition of and distribution in the community. This district court held extensive hearings concerning the ef fectiveness of the 1971 remedy. The school board established a citizens’ advisory panel and a planning team which included outside consultants; after a series of public meetings, the board proposed a new desegregation plan. The plaintiffs responded with objections, recommendations, and suggestions for the district court. The district court heard expert testimony and considered various studies concerning test scores, transporta tion burdens, and white flight, as well as the social, economic, and educational costs of competing desegregation plans. In evaluating the possible desegregation remedies, the district court made extensive findings of fact. The court found that the Nashville and Davidson County school system had experienced significant white flight under the 1971 busing order.1 The court further found that white flight was expected to continue so that 1 1 The extent of white flight under the 1971 busing remedy has ap parently been substantial. In June, 1971, 66,393 white students attended Metropolitan Nashville schools; in June, 1979, the number had drop ped to 44,295. Based on several empirical studies, the district court concluded that the decline was, at least in part, the result of white flight and the resegregation from the 1971 busing order. 492 F. Supp. at 189-90; 479 F. Supp. at 122-123. — SA-28 — 25 to 30 percent of the county’s elementary school children would be in private schools by the middle or late 1980’s. It em phasized that the flight stemmed largely from the public’s perception that the system’s educational quality was poor. Sec ond, the court found that although test scores for black and white pupils had improved under the 1971 plan, the gap between the scores of the two groups had remained constant. Third, the district court found that the school board’s proposed desegrega tion plan placed a disparate burden on black children, especially those in the early elementary grades, by requiring that black children be bused in numbers disproportionate to their share of the population. Fourth, the district court found that extensive busing plans would have substantial social, economic, and educational costs. 492 F. Supp. at 189-92; 479 F. Supp. at 122-23. Based on these findings, the district court outlined specific guidelines for a new desegregation plan for the county. Initially, the court extended the geographic reach of the plan to include the entire county.2 It ordered the school board to send children in grades K to 4 to neighborhood schools, maximizing the desegregation within this limitation.3 It ordered that in grades 5 2 Because of the vast distances in Davidson County, the district court limited the 1971 busing remedy to the densely populated core of the County. After finding that this limitation was hindering the im plementation of an effective desegregation remedy, the district court ordered the school board in 1979 to devise a new plan which extended the geographic scope of the busing plan. 479 F. Supp. at 122-23. 3 In deciding that children in grades K to 4 should go to neighborhood schools, the district court noted that “ an objection to transportation of students may have validity when the time or distance of travel is so great as to either risk the health of the children or significantly impinge on the educational process.” Swann v. Charlotte-Mecklenburg Board o f Education, 402 U.S. 1, 30-31 (1971). The district court relied on its detailed findings of fact and concluded that neighborhood schools were necessary for children in grades K to 4. — SA-29 — to 8, the objective should be a minimum presence of 15 percent of either race in each school.4 In addition, the district court outlined various changes in curriculum, staff, and programs for the Nasvhille school system. II. I believe that the majority opinion does not adquately address the district court’s findings of fact. With regard to factual ques tions in desegregation cases, the question on review is whether the findings of fact are clearly erroneous. Fed. R. Civ. P. 52(a). See Dayton Board o f Education v. Brinkman, 443 U.S. 526, 534 n.8 (1979) {Dayton II). This court may not reverse findings of fact unless it is left with the firm conviction that a mistake has been made. Alexander v. Youngstown Board o f Education, 675 F.2d 787, 795-96 (6th Cir. 1982). See, e.g., Reed v. Rhodes, 607 F.2d 714, 717 (6th Cir. 1979), cert, denied, 445 U.S. 935 (1980); Penick v. Columbus Board o f Education, 583 F.2d 787, 789, 798 (6th Cir. 1978), a f f ’d, 443 U.S. 449 (1979). This court may not deviate from that standard when it addresses factual find ings with which it is vaguely dissatisfied. See Dayton II, 443 U.S. at 418. 4 The district court observed that: The selection of 15 percent is arbitrary, as is any other number which may be chosen. Preparation of students to live in a pluralistic society makes a biracial, intercultural experience highly desirable. However, it was not the intent of Brown and its progeny to require blacks always to be in the minority; nor should these precedents have been read to require assimilation or amalgamation. It is not undemocratic, nor does it violate equal protection of the laws to have a system that allows for recogni tion of and respect for differences in our society. A rigid adherence to racial ratios premised upon the social goal of assimilation, which in the process demeans, disminishes, or benignly neglects cultural and ethnic pride as well as differences, is not only constitutionally unrequired, but socially undesirable. 492 F. Supp. at 193. — SA-30 — The majority opinion does not subject the district court’s find ings concerning disparate busing burdens on black children, loss of community support, heavy economic expenses, and signifi cant educational costs under the 1971 plan to careful scrutiny to determine whether they are clearly erroneous. For example, the majority requires the district court to include children in grades K to 4 in its busing plan unless inclusion would “ risk the health of the children or significantly impinge on the educational pro cess.” Swann, 402 U.S. at 30-31. The district court, however, did make findings concerning the educational effects of the remedy on young school children and expressly noted the Swann exception.5 In addition, rather than evaluate the findings concerning white flight and its pertinence to the district court’s choice of remedy, see notes 1-2, supra, the majority simply re jects the notion that the threat of flight is a valid reason for fail ing to adopt any desegregation plan, a question not presented here.6 5 492 F. Supp. at 189-92. See note 3, and accompanying text, supra. 6 The threat of white flight may not, of course, be the basis for obstructing a desegregation remedy once a constitutional violation has been found. See, e g., Monroe v. Board o f Commissioners, 391 U.S. 450, 459 (1968). The concern for white flight in cases where a Swann remedy has been in operation for some time, as here, does not reflect an attempt to defeat desegregation efforts, but is considered so that the plan will be effective in the long run. United States v. Scotland Neck City Board o f Education, 407 U.S. 484, 491 (1972), indicates that the risk of white flight does not permit a school board to avoid the responsibility of eliminating a dual school system. A district court, however, may consider such a risk in selecting the most desirable plan from among several constitutionally permissi ble desegregation remedies. In Stout v. Jefferson County Board of Education, 537 F.2d 800 (5th Cir. 1976), the Fifth Circuit, in examin ing the application of Scotland Neck, stated: We have found no authority declaring that in choosing be tween various permissible plans a chancellor may not elect to minimize white boycotts. The teaching of Scotland Neck is that he may not refuse to adopt a permissible plan and elect or con fect one which preserves a dual system because of such fears. The true issue, then, is whether the plan adopted by the court below was, given the circumstances, a permissible one. — SA-31 — As this court has been previously admonished by the Supreme Court: [o]n appeal, the task of a court of appeals is defined with relative clarity; it is confined by law and precedent, just as are those of the district courts and of this Court. If it con cludes that the findings of the district court are clearly er roneous, it may set them aside under Fed. Rule Civ. Proc. 52(a). If it decides that the district court has misapprehended the law, it may accept that court’s findings of fact but reverse its judgment because of legal errors. Here, however, as we conceive the situation, the Court of Ap peals did neither. It was vaguely dissatisfied with the limited character of the remedy which the district court had afforded plaintiffs, and proceeded to institute a far more sweeping one of its own, without in any way upset ting the district court’s findings of fact or reversing its con clusions of law. Dayton I, 433 U.S. at 417-18. After carefully examining the record and extensive findings of fact in this case, especially those concerning population shifts, Id. at 802. In this case, the district court evaluated the risk of white flight in determining the scope of its busing remedy, not in determin ing whether to afford a remedy at all. These are entirely separate ques tions. Other courts have held that the threat of flight is a proper con sideration in framing a permissible desegregation plan. See Johnson v. Board o f Education o f Chicago, 604 F.2d 504, 517 (7th Cir. 1979), vacated for consolidation,___ U.S.____(1982) (a school board may “consider the probability of white flight in formulating a remedial plan to prevent de facto segregation in public schools”); Parent Ass’n o f Andrew Jackson High School v. Ambach, 598 F. 2d 705, 719 (2nd Cir. 1979); Higgins v. Board o f Education o f the City o f Grand Rapids, 508 F.2d 779, 794 (6th Cir. 1974). SA-32 educational quality, transportation burdens, and social costs, I am not left with conviction that the district court’s factual find ings are clearly erroneous. III. Furthermore, I believe that the majority has erred in its review of the district court’s desegregation remedy. When reviewing a district court’s desegregation remedy, we are limited to determining whether the district court abused its discretion.7 See Mi!liken v. Bradley, 433 U.S. 267, 281 (1977); Swann, 402 U.S. at 15, 25, 27, 30. The Supreme Court has identified the standard for review as the traditional abuse of discretion measure applied to equitable decrees: in a desegregation case, “ the scope of a district court’s equitable power to remedy past wrongs is broad, for breadth and flexibility are inherent in equitable decrees.” Swann, 402 U.S. at 15. This discretion com ports with the policy of leaving the administration of desegrega tion plans with the district courts.8 “ Because of their proximity to local conditions and the possible need for further hearings, the courts which originally heard these [desegregation] cases can best perform this judicial appraisal.” Brown II, 349 U.S. at 299-300. 7 The courts of appeals have held that the standard of review in a desegregation case is whether the district court abused its discretion. E. g., United States v. Board o f School Comm’rs o f Indianapolis, 637 F. 2d 1101, 1116 (7th Cir.), cert, denied, 449 U.S. 838 (1980); Evans v. Buchanan, 582 F.2d 750, 760 (3rd Cir. 1978) (en banc), cert, denied, 446 U.S. 923 (1980); Stout v. Jefferson County Board o f Education, 489 F.2d 97, 98 (5th Cir. 1974) (per curiam); Kelly v. Guinn, 456 F.2d 99, 110 (9th Cir. 1972), cert, denied, 419 U.S. 919 (1979). See also Ar thur v. Nyquist, 636 F.2d 905, 906 (2nd Cir. 1981). 8 This court may reverse a district court in its formulation of a desegregation remedy only when it has abused its discretion, because the district court is in the best position to weigh the competing equities. — SA-33 I disagree with the majority’s view of the district court’s discretion. The majority implies that the district court is obligated to employ a racial ratio which matches the racial com position of the Davidson County school system. My reading of Swann is that the district court may adopt such a ratio as part of a desegregation remedy. The Constitution does not require the district court to use a ratio which mirrors the racial makeup of the community. Swann, 402 U.S. at 23-24. Rather, the district court may use its discretion to determine the proper scope of a busing plan in a desegregation remedy.9 The majority’s treatment of the pupil assignment component of the desegregation plan is not consistent with the limited scope of our review. The district court did use in 1971, as a starting point,” the approximate racial ratio of the school district as an objective for its busing plan. The district court in 1980 reviewed The essence of equity jurisdiction has been the power of the Chancellor to do equity and to mould each decree to the necessities of the particular case. Flexibility rather than rigidity has distinguished it. The qualities of mercy and practicality have made equity the instrument for nice adjustment and reconcilia tion between the public interest and private needs as well as be tween competing private claims. Hecht Co. v. Bowles, 321 U.S. 321, 329-30 (1944), cited in Brown II, 349 U.S. at 300, and Swann, 402 U.S. at 15. See Lemon v. Kurtzman, 411 U.S. 192, 200 (1972) (“ [i]n shaping equitable decrees, the trial court is vested with broad discretionary power; appellate review is cor respondingly narrow” ). 9 The Eighth Circuit has expressly rejected the argument that the desegregation plan for the St. Louis school system must precisely reflect the racial composition of the district. The district court adopted a pupil assignment plan which considered schools with black enrollment of 30 to 50 percent (plus or minus 15 percent) in a system which is 76 percent black. The appellate court found that such devia tions are within the discretion of the district court. Liddell v. Board o f Education o f St. Louis, 667 F.2d 643, 649 (8th Cir. 1981). SA-34 the effectiveness of the 1971 order. After hearing and evaluating a broad range of evidence concerning white flight, test scores, transportation burdens, costs, education theory, and other fac tors, the district court changed the busing objective to a minimum presence of 15 percent of either race. The majority opinion seems to recognize that there is no con stitutional right to any particular racial balance in schools. See Pasadena City Board o f Education v. Spangler, A ll U.S. 424, 434 (1976) (no “ substantive constitutional right to a particular degree of racial balance of mixing” exists); Swann, 402 U.S. at 24. Yet the majority’s requirement that the district court employ a ratio of 68 percent white and 32 percent black (plus or minus 15 percent) appears to be an attempt to establish such a balance. I fear that the precise racial mixture required by the majority on remand will, as a practical matter, create such a right. See Dayton Board o f Education v. Brinkman, 433 U.S. 406, 418 (1977) (1Dayton I). Moreover, I disagree with the majority’s treatment of the pupil assignment component for grades K to 4. The majority re jects the district court’s decision on the premise that it is re quired to desegregate all schools and all grades within the school system. I do not believe that the district court’s discretion is so narrow. The cases on which the majority relies for its proposi tion do not support its conclusion.’0 In Haycraft v. Board o f 10 10 The majority’s reliance on Tasby v. Estes, 572 F.2d 1010 (5th Cir. 1978), cert, dismissed as improvidently granted, 444 U.S. 437 (1980), is misplaced. First, the circuit court did not hold that Swann requires all schools and all grades to be included in a pupil assignment program. It remanded the case because the district court, unlike the lower court in this case, failed to make adequate factual findings. Id. at 1014. Second, the Fifth Circuit has expressly ruled that a district court “may devise a constitutional plan that temporarily or per manently leaves one or more racially identifiable elementary schools, or that omits some of the earlier grades from the busing probram.” Lee v. Macon County Board o f Education, 616 F.2d 805, 812 (5th Cir. — 8A-35 — Education o f Jefferson City, 585 F.2d 803 (6th Cir. 1978), cert, denied, 443 U.S. 415 (1979), this court reversed a district court which excluded first grade students from a busing plan. In Haycraft, the district court made no factual findings; instead, it concluded “ as a matter of law” that first grade students without kindergarten experience would risk failure if they rode on a bus to school. Id. at 804. Here, the district court made extensive fac tual findings, supported by the record, and grounded his deci sion on the risk that the entire desegregation remedy might fail in the long run if very young children were included in the bus ing program. 492 F. Supp. at 189-93. Lee v. Macon County Board o f Education, 616 F.2d 805 (5th Cir. 1980), does not hold that every grade in a school system must be included in a desegregation remedy. In fact, the Fifth Circuit reasons that “ [f]ocusing on the target of a unitary system rather than a systemwide racial balance, the court may devise a constitutional plan that temporarily or permanently leaves one or more racially identifiable elementary schools, or that omits some of the earlier grades from the busing programs.” Id. at 812. See generally Swann, 402 U.S. at 24 (“ [t]he constitutional command to desegregate schools does not mean that every school in every community must always reflect the racial composition of the school system as a whole” ). Finally, the majority fails to address directly the issue of the effectiveness of the desegregation plan.11 “ The measure of any desegregation plan is its effectiveness.” Davis v. School * 1980). Third, the Supreme Court’s decision to dismiss certiorari as im- providently granted provides no indication of the Court’s view of the merits and gives the Estes decision no precedential power binding on this court. See Griffin v. United States, 336 U.S. 704, 716 (1958); United States v. Carver, 260 U.S. 482, 490 (1923). " The Supreme Court’s opinion in Washington v. Seattle School District No. 1 ,___ U.S_____ (1982), does not address the issues raised in this appeal. In Washington, the Court found that a state referen dum which prohibits mandatory busing of school children for pur poses of integration violates the equal protection clause of the four- — SA-36 Com m ’rs o f Mobile, 402 U.S. 33, 37 (1971). District court decrees must ultimately be evaluated on the basis of their effec tiveness. See Green v. County School Board, 391 U.S. 430, 439 (1968) (desegregation remedies must be drawn “ in light of the circumstances present and the options available’’); Davis, 402 U.S. at 37 (desegregation remedies must “ tak]e] into account the practicalities of the situation” ). An effective desegregation plan is one which will establish a unitary school system: “ The obligation of the district courts . . . is to assess the effectiveness of a proposed plan in achieving desegregation.” Green, 391 U.S. at 439. Many factors should be considered in deteimining whether a particular plan will be effective in establishing a unitary school system. These factors include population shifts,12 transportation burdens, and the social, economic, and educa tional costs of competing desegregation plans. The precise weight to be acorded to each factor should be left to the district court’s discretion. In my opinion, the district court has properly identified and weighed these various factors and has selected a desegregation remedy which is likely to move Davidson County teenth amendment. Washington concerns the structure of the state and local political process, rather than the breadth of a district court’s discretion in shaping a desegregation decree: “ [i]t is the State’s race conscious restructuring of its decisionmaking process that is imper missible.” Slip Op., at 28 n.29 ___ U.S. ___ , ___ n.29. The Supreme Court has recently reiterated the policy of encouraging flex ibility in desegregation remedies and avoiding rigid approaches: “ although ‘in some circumstances busing will be an appropriate and useful element in a desegregation plan,’ in other circumstances ‘its “costs,” both in financial and education terms, will render its use in advisable.’ ” Crawford v. Los Angeles Board o f Education, Slip Op. at 14, quoting Crawford v. Board o f Education, 17 Cal. 3d 280, 309 (Cal. 1976),___ U .S.____ (1982). See Slip Op. at 2 n.3, 9 n.15. 12 See notes 1 and 6 and accompanying text, supra. SA-37 towards a unitary school system.13 If lasting solutions for the problems of desegregation are to be found, we must allow the district courts to shape remedies which reflect the practical prob lems facing a school system and which have a realistic chance of achieving the goals of Brown I. A careful reading of the entire record, and my experience with the previous appeals filed in this litigation, leads me to believe that Judge Wiseman has addressed a difficult problem and is, together with the local community, making a sincere ef fort to bring a degree of finality to this longstanding issue. I believe that the district court’s plan complies with the re quirements of Brown I and Swann. The district court’s findings of fact are not clearly erroneous and it has not abused its broad discretion in fashioning the flexible and innovative plan presented to this court. Accordingly, I would affirm the judg ment of the district court. 13 The majority relies on Tasby v. Estes, 572 F.2d 1010 (5th Cir. 1978), cert, dismissed as improvidently granted, 444 U.S. 437 (1980), asserting that the dismissal of certiorari as improvidently granted is an indication that the Supreme Court supports the majority’s interpreta tion of Swann. Although the Court’s disposition allows no such in ference to be drawn, see note 10, supra, Justice Powell’s dissent, joined by Justices Rehnquist and Stewart, is of interest. The dissent em phasizes the need for flexibility and practicality in reviewing desegregation decrees. — SA-38 SUPPLEMENTAL APPENDIX B Robert W. Kelley, Individually and representative of the class v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, et al. Henry C. Maxwell, Jr., Individually and representative of the class v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, et al. Civ. A. Nos. 2094, 2956. United States District Court, M. D. Tennessee, Nashville Division. Aug. 27, 1979. (Rendered Orally Aug. 24, 1979) In desegregation action, the District Court, Wiseman, J., held that: (1) given the choice between further delay and im plementation of desegregation plan or a haphazardly hurried piecemeal implementation of a portion of the program, court would permit additional year’s delay; (2) board’s transfer policy, although facially neutral, was having a negative impact; (3) it would violate due process to hold school board members in contempt for the implementation of the school transfer policy where the prior orders of the court had not addressed the matter with sufficient specificity; (4) school board would be re quired to review transfer applications and determine this validi — SA-39 — ty before granting them; and (5) the application of any senior to be retransferred to the school which he attended as a junior could be granted. Order accordingly. 1. Schools (key) 13(20) Court facing the choices of a further year’s delay in im plementing a portion of school desegregation plan or a haphazardly hurried construction of partial patches of the plan which would probably worsen the situation would permit the proposed zones of the school board to be continued for use for another year. 2. Schools (key) 13(6) School board policy for subject matter-program transfers from one school to another, although racially neutral on its face, had a negative impact on desegregation efforts by the manner in which it was implemented and the inherent potential for abuse in its conceptualization and thus violated spirit of court’s integration order. 3. Constitutional Law (key) 273 It would violate due process to hold school board members in contempt for implementation of transfer plan where court’s desegregation orders did not address the matter with the re quisite degree of specificity. U.S.C.A. Const. Amends. 5, 14. 4. Schools (key) 13(20) Where court had determined that school board’s transfer policy which was facially neutral was having a negative impact on desegregation efforts, court would order school board to submit a revision of the transfer policy designed to provide methods by which transfer applications could be objectively SA-40 judged, prior to approval, to determine their validity as to the educational objectives of the student; court would require board to review each of the transfer applications which had previously been approved, as well as those currently pending and to make written findings as to the validity of each request. 5. Schools (key) 13(20) School board would be permitted to grant the application of any senior who requested transfer from a school to which he had been zoned to the high school to which he attended as a junior and such transfers would be exempted from limitations on other transfers set forth in court’s desegregation orders. Avon N. Williams, Jr., Richard Dinkins, Nashville, Tenn., for plaintiffs. William R. Willis, Jr., Marian F. Harrison, Nashville, Tenn., for defendants. MEMORANDUM WISEMAN, District Judge. This twenty-four-year-old case is before this Court upon a series of motions and petitions by both the plaintiffs and defen dants. The various motions, petitions, and pending matters and dates of filing are as follows:1 1. March, 17, 1972: Defendants’ request for approval of con struction of White’s Creek Comprehensive High School, includ ed in march 17, 1972, report to this Court and merged into July 24, 1978, petition, listed infra. * ' Throughout the pendency of this case until and during the recent hearings, the parties have filed various motions relating to discovery matters. The Court has ruled on substantially all discovery issues as they have arisen. Such matters are, therefore, not listed above as pen ding motions. SA-41 2. May 30, 1973: Petition by defendants for approval of long range plan, dealing with twenty-six building projects. This peti tion has essentially merged into more recent pleadings.2 3. May 31, 1973: Defendants’ petition for approval of por tables for use in kindergartens. No action was taken by the Court in regard to this petition and the defendants subsequently implemented the proposed plan. 4. October 14, 1976: Defendants’ motion to amend their May 30, 1973, petition for approval of long range plan. Such motion proposed a new location for the Goodlettsville-Madison High School and asked the Court for approval of construction of that school. 5. December 27, 1976: Plaintiffs’ petition for contempt and further relief. Plaintiffs therein moved that defendants be held in contempt for their plan to construct the Goodlettsville- Madison High School, the expansion of Hillsboro, Bellevue, Hillwood, Glencliff, Stratford, and Maplewood high schools, the use of portables for kindergartens, the establishment of the Cole Annex for Cole Elementary School grades five and six at the old Turner School, and the proposed closing of Pearl High School. The Board of Education subsequently rejected the pro posal to close Pearl. In this petition, plaintiffs also asked that the Court modify its 1971 order to equalize the burden placed on black and white children as a result of bussing, to compel defendants to maintain a black-white student ratio, and to force defendants to upgrade Pearl High School and inner city schools. Finally, plaintiffs requested attorneys’ fees.3 * 5 2 Subsequent to the May 30, 1973, petition, defendants have filed various letters to inform the Court of their plans and actions taken relating to the projects detailed in the petition. 5 Plaintiffs had previously filed motions for attorneys’ fees on February 8, 1974, and April 11, 1975, as well as a motion to dispose of those motions, filed on October 16, 1975. SA-42 — 6. July 24, 1978: Defendants’ petition for approval of school attendance zones for 1978-79, as amended August 18, 1978. In this petition, defendants requested court approval of the expan sion of Hillsboro, Hillwood, Overton, Maplewood, Glencliff, and Stratford into comprehensive high schools with grades nine through twelve, the addition of grade nine to Cohn and Pearl high schools and to McGavock Comprehensive High School, the opening of the Whites Creek Comprehensive High School to include grades nine through twelve, the elimination of one grade schools, the changes in zoning to alleviate overcrowding and to close inadequate buildings, the plan to develop an inner city comprehensive high school, and the establishment of junior high schools including grades seven and eight with feeder systems into the high schools.4 7. August 28, 1978: Plaintiffs’ amendment to petition for contempt and for further relief, previously filed on December 27, 1976, and discussed supra. Plaintiffs therein allege that con struction and expansion of schools in predominantly white areas, and the closure of formerly black schools in the inner city, the institution of optional transfer programs, discussed in fra, and the failure of defendants to increase the black-white faculty ratio are violative of the 1971 court order. 4 4 On May 29, 1979, defendants filed an amendment to the list of capital improvements and to proposed attendance zones, in which plaintiffs deleted from the May 30, 1973, petition a request for ap proval for an Interstate 40 West comprehensive high school, and substituting a plan for an inner city comprehensive high school, and modified the proposals relating to Antioch, Dupont, and Bellevue high schools. On July 6, 1979, the Court granted the defendants’ amendment to their request for approval of certain building projects, in which defendants withdrew their request for approval of construc tion of Antioch High School, the Glengarry Elementary School pro ject, the Jordonia-Wade Elementary School project, and omitted the projects proposed for Dupont and Bellevue high schools. — SA-43 — 8. August 7, 1979: Plaintiffs’ motion for contempt, which charged that defendants had violated the Court’s order directing defendants to terminate the optional transfer plan, discussed infra. In pretrial conferences held with all parties, the Court divided the matters into four phases: Phase 1: Historical recapitulation of school integration since the order of 1971; consideration of the Long Range Plan of the school board; consideration of the proposed zoning for school year 1978—79 (now moot since the year 1979—80 was only one month away at the time of the hearing); consideration of the Board’s request to proceed with certain construction projects. Phase 2: Consideration of matters relating to racial mix of staff and faculty. Phase 3: Consideration of all petitions for contempt. Phase 4: The matter of attorneys’ fees. The Phase 1 hearings began on June 26, 1979, and continued on June 27, 28, 29, 30, 1979, and July 2, 3, 5, and 6, 1979. The proof on Phase 1 overlapped substantially with the matters of Phase 3. At the conclusion of this hearing, the Court directed the defendant, Board of Education, to reconsider its entire plan assuming no parameters heretofore ordered by the Court, but with the primary objective of the achievement of a unitary school system for the entirety of Davidson County. In addition, the Board was instructed to consider: maximum utilization of existing buildings (specifically including those in the inner city); economic factors of transportation costs and fuel economy; time and distance involved in transportation; and any other fac tors which would impact upon the ultimate objective of a quali ty educational opportunity for all children in Davidson County through a unitary school system. — SA-44 — The defendant Board has advised the Court that the forego ing request of the Court is a massive undertaking which, if ap proved by the Court, will represent a substantial redrawing of zone lines and transfer of numerous students. From the proof adduced on Phase 1 of the hearings, the Court finds the following: 1. The perimeter line drawn by the Court in 1971, by which no requirement of either transportation or attempts at racial balance was mandated outside the perimeter, has encouraged white flight to the suburbs and to those school zones unaffected by the 1971 order. The combined effect of the order and the flight therefrom, either to suburban public schools or to private schools, has been: a) that inner city schools have become progressively resegregated;5 The most dramatic example of such resegregation can be seen in enrollment statistics for Pearl High School for the school years 1970—71 through the projections for 1979—80, compiled in Exhibit 87, as follows: Black Students/ Percentage Black White Students Total Students 1970-71 1212 (100.0) 0 1212 1971-72 599 ( 62.9) 353 952 1972-73 603 ( 66.4) 305 908 1973-74 594 ( 68.4) 274 868 1974-75 558 ( 74.7) 188 746 1975-76 551 ( 72.5) 208 759 1976-77 551 ( 75.8) 175 726 1977-78 492 ( 83.1) 100 592 1978-79* Projection 577 ( 96.6) 20 597 1979-80 *9th Grade Added 532 ( 96.6) 19 551 b) that the projected ideal ratio o f 15 percent to 35 per cent black population in each school has become increas ingly more difficult to meet; c) that the school facilities outside the Court-ordered perimeter have become increasingly inadequate to accom modate the growing student bodies. 2. The resegregation, resulting, at least in part, from the nonetheless good faith efforts of the School Board in the im plementation of the Court’s order, amounts to a de jure segregation. Recognition of the above results impels a complete reex amination of the remedy fashioned in 1971. As the United States Supreme Court has said, The obligation of the district courts, as it always has been, is to assess the effectiveness of a proposed plan in achieving desegregation. There is no universal answer to complex problems of desegregation; there is obviously no one plan that will do the job in every case. The matter must be assessed in light of the circumstances present and the options available in each instance. . . . Moreover, whatever plan is adopted will require evaluation in practice, and the court should retain jurisdiction until it is clear that state- imposed segregation has been completely removed. . . . Green v. School Bd. o f New Kent County, 391 U.S. 430, 439, 88 S.Ct. 1689, 1695 20 L.Ed.2d 716, 724 (1968). See also Swann v. Charlotte-Mecklenburg Bd. o f Educ., 402 U.S. 1, 19-21, 91 S.Ct. 1267, 1278—79, 28 L.Ed.2d 554, 569—70 (1971). [1] Although any delay in achieving an adequate remedy to a situation in which Davidson County children are deprived of constitutional rights is distasteful, the alternatives and the most appropriate remedy among such alternatives have not yet been the subject of proof in this case at this time. The Court is therefore left with the equally untenable choices of a further year’s delay or a haphazardly hurried construction of partial patches which would undoubtedly worsen the situation. The problem faced by the parties in this suit, by this Court, and by — SA-45 — SA-46 — the citizens of this county is of paramount importance. It deserves the best efforts at resolution that can be mustered by everyone concerned. It is a subject upon which the best minds available to the parties, including input from the many well- motivated, thoughtful citizens of the community, should be sought and received. The 1979-80 school year is less than a week away. Massive restructuring of zones at this time would be chaotic. For all of these reasons, delay, however undesirable, becomes the only option available to the Court. The proposed zones of the Board for the year 1978—79 are approved for use in 1979—80. Over the coming year, this Court will hear from the parties, and invites amicus briefs by groups such as the Citizens Advisory Committee, Parent-Teacher groups, and any other in terested group. The Court encourages such groups to submit proposals which are designed to achieve a unitary school system in Davidson County and to provide the best possible educa tional opportunity for all of the school children of the county. The Optional Transfer Policy In 1978 the School Board adopted a transfer policy which permitted any student assigned to a non-comprehensive high school to opt out automatically of such school to a comprehen sive high school (Exh. 21). At the July hearings, it became evi dent to the Court that this provision had been utilized extensive ly by white students assigned to Pearl to escape such assign ment. The percentage of automatic options out of Pearl com pared to those from other non-comprehensive high schools leaves no other credible inference.6 The effect of this policy upon the already-established trend toward resegregation at Pearl was disastrous. From the 1977—78 school year to the 1978—79 year, the black to white ratio went from 83.1 percent to 96.6 percent (Exh. 87). 6 Exhibit 20 itemizes the number of students who transferred to a comprehensive high school from non-comprehensive high-schools in 1978-79 under the optional transfer program. Interpolating these figures to reflect the number of students transferring from Pearl and other non-comprehensive high schools to comprehensive high schools, the resulting chart is as follows: SA-47 — At the hearings in July, when the foregoing facts became ap parent, the Court orally enjoined the Board of Education from further implementation of this transfer policy. The Court’s directive from the bench was: School White B lack Other Total From Pearl 290 21 12 323 to Glencliff 34 0 0 34 to Hillsboro 35 10 2 47 to Hillwood 220 8 10 238 to Overton 1 3 0 4 From Antioch 62 5 0 67 to Glencliff 62 5 0 67 From Apollo Jr. 50 1 0 51 to Glencliff 50 1 0 51 From Bellevue 8 0 0 8 to Hillsboro 8 0 0 8 From Cohn 66 19 0 85 to Hillsboro 31 14 0 45 to Hillwood 35 5 0 40 From Madison 47 2 0 49 to Maplewood I 0 0 1 to Whites Creek 46 2 0 48 From Dupont (Jr. & Sr.) 37 4 0 41 to McGavock 37 4 0 41 From East 10 3 0 13 to Stratford 10 3 0 13 From Goodlettsville 68 5 0 73 to Whites Creek 68 5 0 73 From Joelton 149 0 0 149 to Whites Creek 149 0 0 149 From Neely’s Bend 3 0 0 3 to Whites Creek 3 0 0 3 Total 790 60 12 862* * Exhibit 20 also reflects that 11 white students transferrred from Hillsboro to Hillwood. Since those transfers are not from non- comprehensive schools to comprehensive high schools, they are not listed in the above chart. SA-48 — I am making this ruling now, Mr. Willis, because as I see the urgency of the situation that has arisen during the course of the proceedings, I think I need to do that because you need to know what I am deciding on in the 1978—1979 [sic]7 school year. I think it is going to take considerable work by the School Board on this ruling because it is going to move several hundred students or determine from them whether or not there is a bona fide reason for program transfers and in anticipating it on a program transfer basis rather than an automatic opting out. So, I am telling you that now, so you have plenty of time to work on it, we will continue to do that as we can through this hearing. I will supplement all of this in a written memorandum and give you a chance for appeal and whatever. When I see something I need to address in order to be ready for the 1978—1979 [sic] school season, I will address it. Thereafter, on August 7, 1979, plaintiffs filed a petition for contempt alleging that the Board had failed to implement in good faith the Court’s order. This petition was scheduled for the first order of business at the resumed hearings which began August 21 and continued through August 24, 1979. From information provided through discovery, plaintiffs in troduced statistical summaries of transfers approved, broken out by sending school, receiving school, and by race (Exh. 98). From this exhibit it appears that 326 white students have had transfers approved from Pearl to other high schools in the system. Sixteen blacks and twelve persons of other races were granted transfers from Pearl. All of the transfers from Pearl were subject matter based. The number of transfers from other non-comprehensive high school were: 7 The Court erroneously referred to the school year 1978—79. The Court, of course, intended to refer to the school year 1979—80. SA-49 — White Black Other From Joelton 134 0 0 From Cohn 85 25 2 From Antioch 38 1 0 From Dupont Sr. 32 0 0 From Madison 31 3 0 From Goodlettsville 23 8 0 The impact of these transfers upon the racial mix at Pearl was dramatic. Children assigned to Pearl by applicable residential zones should have produced a racial mix of: 532 white (52%) 36 other (3%) 461 black (45%) After the approved transfers were granted, the resulting totals and percentages were: 206 white (30%) 24 other (4%) 445 black (66%) Additional transfer requests are pending from Pearl of 78 white, 17 black, and 4 other (Exh. 142). If these transfers are approv ed, the white population will be reduced to 22 percent. The apparent mass exodus of white students from Pearl under the subject matter transfer raised a serious question in the Court’s mind as to the extent of monitoring which defendant Board had exercised in its implementation of the spirit if not the letter of the Court’s enjoinder from the bench in July. From the statistical evidence above, the Court found a prima facie case of contempt to have been made and shifted the burden of going forward with the evidence to the defendants. SA-50 — The School Board explained its procedure in implementing the court’s order as follows: 1. The School Board was informed at its July 10 meeting of the Court’s order and the need for modification of the Board’s policy. 2. The Board at its July 24 meeting rescinded its optional transfer policy. Dr. Elbert Brooks, Director, Metropolitan Schools, stated to the Board that “ students who had made these automatic transfers would be assigned to their original zoned school but would be permitted to request a transfer in order to take a particular program/subject not offered at the student’s assigned school.” 3. A form letter was developed and signed by Dr. Brooks and sent to all students who for the school year 1978—1979 had been assigned to a non-comprehensive high school under the “ automatic option” policy (Exh. 96). 4. A Transfer Committee was established consisting of Mr. Joe Garrett, Chairman, Pupil Accounting and Transfers, Pupil Personnel Services; Dr. Cornell Lane, Psychology, Pupil Per- sonel Serivces (a black member); Mr. Bill Hollingsworth, Atten dance, Pupil Personnel Services; and Mr. Dan Covington, Vocational and Technical Education. A directive was issued by Dr. Brooks requiring that requests for transfer be forwarded to the office of Mr. Garrett for review by the Transfer Committee. After such review the two affected principals and the students were to be notified. 5. Principal Carnes of Pearl High testified he was informed at two meetings held with other principals and his district superintendent that his sole function was to determine if the re quested course was available at his school and, if not, to sign off on the request. This instruction was reiterated by Dr. Brooks in a phone call after a school board member relayed parent com — SA-51 — plaints to Dr. Brooks about Mr. Carnes’ handling of transfer re quests. Somewhat inconsistently, the testimony also showed that Mr. Carnes understood and Dr. Brooks also reiterated to him his responsibility to counsel with the student and parents concerning such a transfer. At some point after the transfers began to be requested, the form for such applications was changed. The material change was the deletion of an addendum which listed courses taken in the previous year, grades received, and courses desired this year. It also required a statement that the program of studies had been discussed with both the principal and guidance counselor and an explanation thereof. Finally, it required a selection of a course not offered at the assigned school and a statement of how the requested course would be beneficial to the student. No satisfactory explanation of the changes in the form was offered by defendants. Notably after the fact, after the filing of the petition for con tempt, Dr. Brooks required a comparison of the sub- ject/program transfers granted with the students preregistration desires indicated last spring (Exh. 137). This comparison as it relates to transfers from Pearl reveals the following: T ransfer Request* for Program m atic Reasons Approved by S tuden t T ransfer Com mittee M etropolitan Nashville Public Schools As of A ugust 16, 1979 Spring P reregistration Course Selections Compared to Fall Registration Course Selections (Reason for T ransfer Request) Sending Receiving School School Pearl Hillsboro Seniors O thers 2 Black - 0 W hite - _ s Total - 11 (22.4%) Pearl Hillwood Seniors Others - 2 Black - 0 W hite -32 Total -3 9 Pearl (21.1%) Glencliff Seniors O thers 0 Black 0 W hite 12 Total 19 (20.0%) N um ber Approved B W O T 2 45 2 49 5 170 10 185 1 94 0 95 Fall Course Selection Sam e As Spring Selection W 25 Fall Course Selection N ot Selected in Spring, B ut Spring Selection N ot Offered a t Sending School T B W 0 T 26 1 7 0 8 (53.1%)^ " '" ( 6 9 4% )-'' 16.3%) Fall Course Selection Not Selected in Spring, Spring Selection Similar to Course Offered a t Sending School_________ B W 0 T 0 0 0 0 0 0 0 0 0 42 0 42 (44.2%) 0 34 0 ^ 80.0% r " 34 (35.8%) 0 1 0 1 ( 1.1% ) All Courses Selected in Spring Offered a t Sending School B W 0 T 0 11 2 13 (26.5%) 0 13 1 14 (7.6%) 1 10 0 11 ( 11.6% ) Num ber Spring Schedule Available 2 (4%) 4 (2.2%) 7 (7.4%) SA -52 — SA-53 It is apparent from this summary that 69.4 percent of the transfers from Pearl to Hillsboro, 90.3 percent of the transfers from Pearl to Hillwood, and 80 percent of the transfers from Pearl to Glencliff were facially bona fide under the policy of the Board and the understanding of Dr. Brooks, discussed infra. In the case of the one white transfer from Pearl to Glencliff wherein the fall course selection was not selected in the spring, and the spring selection is similar to a course offered at the sending school, and in the case of those 38 transfers to com prehensive high schools in which all courses selected in the spring are offered at Pearl, the transfers are facially suspect. Dr. Brooks testified that a follow-up interview will be scheduled with each of these individuals in the suspect category in an effort to determine the bona fides of the students’ express ed desires. Such a monitoring is consonant with the policy adopted in 1977 by the Board in Section IV(F)(4) of the Student transfer Policy # 5119: “ Special requests having evidence of course or program selection and changes in courses scheduled for the purpose of school reassignment will not be approved’’ (emphasis added). Dr. Brooks further testified that, in his opinion, there is no reliable way to explore the legitimacy of a subject/program tranfers except after the fact. In pursuance of this belief, the chairman of the Transfer Committee developed a three-part monitoring plan, to which Dr. Brooks added a fourth, by which the Board will follow the progress of each transfer student in the requested courses (Exh. 139). Actual enrollment is to be verified and progress checked at six-week and semester intervals and evaluated for renewal of transfer. The Board’s actions before the filing of the contempt petition leaves much to be desired. Dr. Brooks admitted in hindsight that the comparison with spring course selection should have been examined before the fact rather than after. The Court — SA-54 — believes that the use of the longer form, changed in midstream apparently in the interest of time, would have produced infor mation for a more objective evaluation of the bona fide nature of the application for tranfer. The statistical evidence of transfers of white students from Pearl gives rise to the inescapable inference that white students, given the opportunity to automatically opt out of the Pearl zone last year, certainly did not wish to return. Perhaps many of these represent legitimate desires to attend a comprehensive high school and take courses offered there but not at Pearl. Black children are not exercising this program/subject opportunity in nearly the equivalent numbers or percentages, however. This may be due in part to a corresponding desire by black students to attend a majority black school; it may be related to the ethnic pride of the black community in Pearl High as an institution. For whatever reason, it is a fact evidenced by the admitted statistics of both 1978—79 and 1979-80 transfers. The Board has adopted, as a part of its long range plan of construction of comprehensive high schools, a plan to construct an inner city comprehensive high school, to be named Pearl, and at a location either on the present site or at some place in the North Nashville area. Originally, the Board had gone for ward with the recommendation of the staff for the closure of Pearl, Cohn, and Joelton high schools upon the theory that none of these locations fit into the judicially imposed directive to locate comprehensive high schools in areas which would en courage and facilitate an integrated school system. Objections by the black community to the closure of Pearl brought about a reversal of this decision within the past year. Another factor which has impinged upon the School Board’s action in regard to Pearl, as well as other non-comprehensive high schools in the system, is the requirement by Tennessee law that all students in grades nine through twelve be given access to — SA-55 — a comprehensive high school education by 1978 (T.C.A. §§ 49-2701 et seq.). As long as Pearl and other non-comprehensive high schools were either scheduled for closure or had not yet been converted to a comprehensive facility, the Board felt obligated to provide the “ automatic option,” or at least the program/subject option on an “ as required” basis. The subject matter/program transfer plan was “ loosely con ceptualized and leniently administered.” (Testimony of Dr. Scott). The Board of Education did not follow it own policies relating to subject matter transfers, specifically Sections IV(A) and IV (F) of the Student Transfer Policy # 5119. No preap proval screening was done to determine how the requested sub jec t/it into a student’s career objectives. No effort was made to ascertain if the requested subject correlated with the student’s career objectives expressed at spring registration or if, in fact, any change had taken place in those career objectives by the fall registration. No guidance counseling input was sought or receiv ed before approval was granted. Transfer approval was automatic if the requested course was not offered at the sending school and if such course w-as not already full at the receiving school. No effort was made to tabulate course requests and to determine if a sufficient demand existed to establish the re quested course as an offering at the sending school. For in stance, in applications to transfer away from Pearl, there were at lease 38 requests for horticulture, 18 requests for German history, 38 requests for media arts, 34 for computer programm ing, and 22 for vocational cluster. Such numbers would seem sufficient to establish classes in these subjects at Pearl. It would have been both feasible and reasonable to include a question on the request for transfer form inquiring whether or not the stu dent would be willing to take the requested course at Pearl if it were offered there after a sufficient expression of interest. Such an inquiry was not made. — SA-56 The looseness of the administration of the subject mat- ter/program transfer policy and its pro forma approval can have no other effect than to emasculate any efforts at desegrega tion. Zoning becomes a farce under the expressed attitude of Dr. Brooks as to his understanding of a student’s automatic right to course offerings at another school. Many of these courses have no relationship whatsoever to the vocational pro gram outlined in T.C.A. §§ 49—2701 et seq. As this Court reads that law, the variety of vocational offerings in the Metropolitan School System is not required to be duplicated at every school nor is every student required by this law to be given access to every course at every school. [2] The Court finds that the school board policy for sub- ject/program transfers, although racially neutral on its face, by the manner in which it has been implemented and the inherent potential for abuse in its conceptualization, has a negative im pact upon the desegregation efforts of the School Board pur suant to the previously issued order of this Court, and violates the spirit of the 1971 order, and the spirit of the order of this Court issued orally on July 2, 1979. [3] The Court, however, does not find defendants in con tempt of the July 2, 1979, order of this Court. In that order, the Court directed defendants to abolish the optional transfer plan. It is indisputable that defendants complied with that order. In the July 2, 1979, order the Court did not deal specifically with the subject matter/program transfer plan, which was the central issue of the recent hearing. As the Court of Appeals for the Sixth Circuit has recently held, “ The notice of a judicial order upon violation of which a contempt finding may properly be based is such notice as would clearly tell a reasonable person what he is required to do or abstain from doing.” Reed v. Cleveland Bd. o f Educ., 607 F.2d 749, 752, (6th Cir. 1979). It would violate due process to hold defendants herein in con — SA-57 — tempt for their implementation of the subject matter/program transfer plan when the Court did not address the matter with that degree of specificity necessary under the standard hereinabove set out. [4] It is, therefore, ORDERED that: 1. The School Board reexamine and submit to this Court for approval by September 7, 1979, a revision of its subject mat ter/program transfer policy designed to provide methods by which transfer applications may be objectively judged prior to approval, to determine their validity in the educational objec tives of the individual student, as opposed to a subterfuge on the part of a student to escape a given school or subvert the zones established for the purpose of achieving a unitary school system. 2. The School Board shall conduct a review of each of the transfer applications that have been heretofore approved as well as those now pending. Such a review will include an interview with both the student and parent or guardian. After such review, the Board will make written findings in each case of the validity of the request. A procedure will be established to obtain the recommendation of the principals from the sending and receiving schools and the judgment of the transfer committee. Such a procedure will also make provisions for an appeal to the Director. The decision of the Director, on appeal, shall be in writing and shall include the supporting reasons for his decision. Such a review of all previously granted requests will be made by September 7, 1979. The defendants will give first priority to reviewing those previously granted requests for transfers out of Pearl High School. 3. By September 7, 1979, the School Board shall submit to the Court for its approval recommendations relating to a plan to establish additional classes at Pearl and/or other non — SA-58 comprehensive high schools when the number of requests for transfers from such sending schools are sufficient to justify the establishment of such classes. This order does not suggest or re quire the conversion of all high schools into comprehensive high schools. The Board will necessarily make value judgments bet ween establishing courses such as computer sciences or voca tional clusters, on the one hand, which may not be economically feasible to develop at, for example, Pearl, and establishing courses such as German history, horticulture, and guitar, which would not require mass expenditures if such courses were of fered at Pearl. 4. Those students whose requests for transfer have been heretofore approved will register at and begin attending the school to which they requested to be transferred. The School Board shall reassign to the schools to which the students were originally zoned those students whose requests for transfer the transfer committee and/or the Director finds to be less than bona fide and reassign to the original zoned school those students who requested a course subsequently offered at that school, under paragraph three of this order. 5. Those students whose requests for transfer are pending and those students who have not yet requested transfer will register at and attend the school to which they were originally zoned until such time as the defendants evaluate their requests for transfer under the revised plan. 6. Pursuant to the order and memorandum, filed August 27, 1979, the defendant Board may grant the application of any senior (as defined in that memorandum opinion), who requests transfer from a high school to which he is zoned to the high school to which he attended as a junior in the year 1978-—79. The Court does not intend to alter the provision of the 1971 Court order, incorporated in Section XI of the Board’s policy § — SA-59 5119 (Exh. 21), that allowed students to transfer from “ majori ty to minority” schools. Such provision has previously permitted a student, who is a member of the majority race in a particular school, to transfer automatically, without a program related reason, to the closest school in which that student would be a member of the minority race. The Court, however, will not condone transfers from, for example, Pearl, by white students in grades nine through eleven, when the effect of such a transfer will be to convert the majority at the sending school into a minority, or convert the minority at the receiving into a majori ty. The Board shall allow any student to transfer from a school in which he is presently in a majority to any school in which he would be at that time a member of a minority, in accordance witfr the defendants’ previous majority to minority plan. If, however, by the operation of the revised transfer plan and/or the majority to minority plan, the racial mix is altered so that a student in grades nine through eleven would not be transferring from a school in which he is presently a member of a majority to a school in which he would be at that time a member of a minority, the majority to minority rule will not justify approval of a request to transfer. The Court recognizes that the foregoing directives are tem porary and will be obviated by the completion of the com prehensive high school program. MEMORANDUM [5] Defendants have moved this Court to exclude those students who will be seniors in the year 1979—80 from the Court’s order of August 24, 1979, relating to subject mat- ter/program transfers. Plaintiffs have responded in opposition to defendants’ motion. In her affidavit attached to defendants’ motion, Dr. Peggy Harris, research assistant for defendant Board of Education, states that the sixty-six white students, designated as seniors for SA-60 — the year 1979—80, have requested and been approved for transfer from Pearl to a comprehensive high school. This figure represents approximately 20 percent of the 326 white students in grades nine through twelve, originally zoned to Pearl, whose re quests for transfers out of Pearl have been approved (Exh. 98): In addition, Dr. Harris stated that there were presently thirteen requests for transfer out of Pearl from white seniors whose ap plications were pending decision by defendant Board. In defendants’ motion, they note the testimony elicited at the recent hearing from Leslie Carnes, Principal of Pearl High School, and Dr. Elbert Brooks, Director of Metropolitan Schools, regarding the special status of seniors who may have bought senior rings and made plans to participate in athletic and extracurricular activities. Plaintiffs, however, point out that the problems of seniors were not the subject of extensive proof at the hearings. They, therefore, argue that the special situation of each senior should be evaluated by the defendant Board on an individual basis when the Board reconsiders its prior grant of approval of transfer requests and initially considers pending transfer requests. Although plaintiffs contend that it is not equitable to permit those who have achieved a wrongfully ac quired status to profit from such status, they also appear to be sensitive to the potential special needs and problems of seniors. This Court has found that the previously utilized optional transfer plan and the Board’s recent implementation of the sub ject matter/program transfer plan had a debilitating effect on desegregation efforts in this school system. Toward the end of halting the rapid trend of reversion to an almost totally black in ner city school, the Court ordered that the optional transfer plan be terminated and the method by which the program transfers were granted be radically revised so that program transfers could be based on bona fide educational reasons rather than on a means to escape a traditionally black, inner city school. — SA-61 — The Court has attempted to fashion a remedy that will eliminate the negative effects of the previous policies of defen dant Board. In fashioning such a remedy, however, it is the Court’s responsibility to balance the relative detriments and benefits to the school children, who will be affected by the Court’s order. The Court cannot decree in a theoretical void; it must be cognizant of the specific situations involved and the harm that may befall individual children. The Court is not in sensitive to the special status of high school seniors who have made plans according to the assumption that they would be at tending the same school for their last year as they attended their junior year. Such plans may have entailed expenditure of money for class rings and senior pictures, and a commitment to par ticipate in, inter alia, athletic and band activities, school clubs, and student government. To destroy a student’s plans for the last year of high school and to wrest him away from the school he has known and the friendships he has developed has the potential for thwarting a child’s academic and social adjustment and fulfillment of his educational goals. To uproot a child who has spent at least the last year in anticipation of completing his high school education in the same environment offends this Court’s sense of justice. The potential harm in such upheaval weighs heavily in favor of an exclusion for seniors from the revised transfer plan. The Court, therefore, grants defendants’ motion to exclude seniors from the Court’s order of August 24, 1979. The Court will permit the defendant Board to grant the application of any senior who requests transfer from a school to which he attended as a junior in the year 1978—79. The Court adopts the defini tion of “ senior” used by defendants as any student who, based on his number of credit hours, is capable of graduating from high school during the regular school year of 1979—80 plus the summer school term of 1980. An exemption for seniors will be incorporated into the final version of the Court’s order of August 24, 1979. This order of exemption of seniors from the revised program transfer plan will be in effect only for the year 1979—80, and will not be extended beyond that year. SA-62 — SUPPLEMENTAL APPENDIX C Robert W. Kelley, Individually and representative of the class v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, et al. Henry C. Maxwell, Jr., Individually and representative of the class v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, et al. Nos. 2094, 2956. United States District Court, M. D. Tennessee, Nashville Division. May 20, 1980. In a school desegregation case, the District Court, Wiseman, J., held that: (1) the desegregation plan proposed by the Board of Education, which recommended more busing to achieve more racial balance, would be rejected, because it placed most of the burden of achieving desegregation on young black children and might lead to a public school system serving only the lower social or economic segments of society, and (2) the Board should consider a plan such including features as neighborhood schools for kindergarten and lower elementary grades, a minimum presence of at least 15 percent of the race in the minority at middle schools, the use of magnet schools, the use of public transportation, and educational components to improve the opportunity of school children for intercultural ex periences. SA-63 Judgment accordingly. See also D.C., 479 F.Supp. 120. 1. Schools (key) 13(4) Once finding has been made that racially discriminatory dual school system has been maintained, it is responsibility of school board, under supervision of district court, to achieve unitary school system. 2. Schools (key) 13(6) In determining remedy for school segregation, effectiveness of proposed desegregation plan must be weighed against other available alternatives and each alternative must be assessed in terms of its relative costs. 3. Schools (key) \5 9 V i Desegregation plan proposed by the Board of Education, which recommended more busing to achieve more racial balance, would be rejected, because it placed most of the burden of achieving desegregation on young black children and might lead to public school system serving only lower social or economic segments of society. 4. Schools (key) 13(12) Board of Education should consider desegregation plan in cluding features such as neighborhood schools for kindergarten and lower elementary grades, minimum presence of at least 15 percent of race in minority at middle schools, use of magnet schools, use of public transportation, and educational com ponents to improve opportunity of school children for inter- cultural experiences. Avon N. Williams, Jr., Richard H. Dinkins, Nashville, Tenn., Plaintiffs Intervenors, Carrol D. Kilgore, William E. Higgins, Nashville, Tenn., for plaintiff. William R. Willis, Jr., Marian F. Harrison, Nashville, Tenn., for defendants. — SA-64 — MEMORANDUM OPINION WISEMAN, District Judge. The present posture of this case and this Court’s action thereon require a recitation of the tortuous twenty-five-year history of desegregation efforts in Metropolitan Nashville. I. HISTORY OF NASHVILLE-DAVIDSON COUNTY DESEGREGATION PRIOR TO 1971 On September 23, 1955, plaintiff Robert W. Kelley filed this class action lawsuit to enforce Brown v. Board o f Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954), decided the previous year, and to enjoin the defendant Board of Education of the City of Nashville from continuing to operate a segregated school system. A three-judge court was convened in this district,1 but, upon defendants’ concession that the law was unenforceable under Brown, the three-judge court was dissolved for lack of jurisdiction and the case remanded to a single district judge of this Court. Kelley v. Board o f Educ., 139 F.Supp. 578 (M.D.Tenn. 1956). 1 1 The three-judge court was convened pursuant to 28 U.S.C. § 2281, since plaintiffs contested the constitutionality of Tennessee law mandating segregation, T.C.A. §§ 49-3701 to 49-3704. These statutes, enacted in 1901, prohibited interracial schools and the teaching of in terracial classes. Misdemeanor penalties were prescribed for violation of this law. Section 49-3701 provided that “ [i]t shall be unlawful for — SA-65 After a hearing on the proposed plan for desegregation sub mitted by the defendant Board, the Court, on January 21, 1957, approved the plan insofar as it provided for desegregation for grade one in the year 1957-58, but ordered the Board to develop a plan to eliminate segregation in the remaining grades. Kelley v. Board o f Educ., 2 Race Rel.L.Rep. 21 (M.D.Tenn.1957). On February 18, 1958, this Court rejected as unconstitutional the Board’s proposed plan, essentially modeled after the Parental Preference Law, T.C.A. § 49-3704,2 passed in January of 1957, and previously held unconstitutional by this Court in Kelley v. Board o f Educ., 2 Race Rel.L.Rep. 970 (M.D.Tenn.1957). The proposed plan proscribed mandatory integration or segregation in any grade but permitted parents to choose between sending their children to a one-race or integrated school. The Court allowed the defendant Board two months to file another plan any school, academy, college, or other place of learning to allow white and colored persons to attend the same school, academy, college, or other place of learning.” Acts 1901, ch. 7, § 1; Shann,, § 6888a37; Code 1932, § 11395. Correlatively, section 49-3702 provided as follows: It shall be unlawful for any teacher, professor, or educator in any college, academy, or school of learning, to allow the white and colored races to attend the same school, or for any teacher or educator, or other person to instruct or teach both the white and colored races in the same class, school, or college building, or in any other place or places of learning, or allow or permit the same to be done with their knowledge, consent, or procurement. Acts 1901, ch. 7, § 2; Shann., § 6888a38; Code § 11396. 2 Section 49-3704 read as follows: ‘‘Separate schools authorized.—Boards of education of counties, cities and special school districts in this state are authorized to provide separate schools for white and Negro children whose parents, legal custodians or guar dians voluntarily elect that such children attend school with members , of their own race.” Acts 1957, ch. 11, § 1. — SA-66 — for desegregation of all grades.3 See Kelly (sic) v. Board o f Educ., 159 F.Supp. 272 (M.D.Tenn.1958). On June 19, 1958, this Court approved the proposed Board plan that provided for elimination of compulsory segregation in grade two as of the academic year 1958-59 and in one additional grade a year therafter. See Kelley v. Board o f Educ., 3 Race Rel.L.Rep. 651 (M.D.Tenn.1958), a ff’d, 270 F.2d 209 (6th Cir.), cert, denied, 361 U.S. 924, 80 S.Ct. 293, 4 L.Ed.2d 240 (1959).4 At the time Kelley v. Board o f Education was filed, Davidson County, surrounding Nashville, and the City of Nashville main tained separate school systems. Because the Kelley order had no effect upon the county school system, which continued to operate as a segregated system, plaintiff Henry C. Maxwell, Jr., filed a class action complaint on September 19, 1960, which paralleled the complaint previously filed by plaintiff Kelley against the Board of Education of the City of Nashville. On November 23, 1960, this Court approved a gradual desegrega tion plan submitted by defendant County Board of Education but modified the proposed one-grade-a-year component to re quire that immediate desegregation take place in grades one through four with an additional grade each year in the future. By so ordering, the Court placed the county school system on the same grade-a-year basis as the city school system. See Max well v. County Bd. o f Educ., 203 F .Supp. 768 (M.D.Tenn.1960), a ff’d, 301 F.2d 828 (6th Cir. 1962), a ff’d in 3 At the same time, the Court denied defendants’ motion to dismiss that was grounded on the adequacy of the administrative remedy pro vided in the Pupil Assignment Act, also enacted in January of 1957. See Pub.Acts 1957, cc. 9-13. 4 Plaintiffs appealed from the Court’s order because they asserted that Brown mandated that desegregation be achieved with more celerity than one grade per year. Defendants, on the other hand, appealed the Court’s ruling that the portion of the plan that implemented the Parental Preference Law was unconstitutional. part, rev’d in part, sub nom. Goss v. County Board ofEduc. o f Knoxville, 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963).5 On September 10, 1963, after the City of Nashville and Davidson County merged into a metropolitan government, the Kelley and Maxwell cases were consolidated by consent order and the Board of Education for Metropolitan Nashville- Davidson County was substituted as defendant.6 The case has remained in the same posture since 1963, with the primary defendant being the Metropolitan County Board of Education of Nashville and Davidson County. No significant action was taken by this Court in regard to school desegregation until over six years later.7 — SA-67 — 5 The plan, as approved by this Court and affirmed by the Court of Appeals, included a minority-to-majority transfer option for students who would otherwise be zoned to schools in which they would be in a racial minority. This provision is the converse of the majority-to- minority transfer policy currently in effect in Nashville-Davidson County. The United States Supreme Court granted certiorari to decide the constitutional validity of the minority-to-majority transfer provi sion of the school plan for Knoxville, Tennessee, as approved by the District Court for the Eastern District of Tennessee, Goss v. Board o f Educ., 186 F.Supp. 559 (E.D.Tenn.1960), and affirmed by the Court of Appeals for the Sixth Circuit, Gossv. Board o f Educ., 301 F.2d 164 (6th Cir. 1962), as well as such policy included in the Maxwell plan. The Supreme Court reversed, holding that the minority-to-majority provision of both plans was constitutionally defective. Goss v. Board o f Educ., 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963). 6 The 1963 consent order substituted the Transitional Board of Education for the Metropolitan Government of Nashville and David son County as defendant. By order of December 3, 1964, the Metropolitan Board of Education and its board members were substituted for the Transitional Board. In the interim, the plaintiffs challenged an action taken by the defendant school board and the state secondary athletic association, which had suspended a predominantly black, inner city school from participation in the interscholastic athletic program. The Court ruled that due process had been denied in the procedure used for suspending the school. The Court did not, however, deal with any aspects of the pupil assignment portion of the desegregation plan. See Kelley v. Board ofEduc., 293 F.Supp. 485 (M.D.Tenn.1968). — SA-68 — Upon plaintiffs’ motion for injunctive relief, this Court, on November 6, 1969, issued a temporary restraining order, enjoin ing defendant Board from purchasing new school sites, building new school facilities, or expanding existing school facilities, un til a hearing on the motion. After such hearing, the Court, on July 16, 1970,8 enjoined the Board from school construction not commenced as of the date of the restraining order, and ordered that the Board devise a comprehensive plan for a unitary school system that included, inter alia, rezoning and school construc tion to maximize school integration. Kelley v. Metropolitan County Bd. o f Educ., 317 F.Supp. 980 (M.D.Tenn.1970). The defendant submitted a plan as ordered, but, on August 25, 1970, the Court effectively stayed its order until resolution by the United States Supreme Court of school desegregation cases then pending before it.9 On December 18, 1970, however, the Court of Appeals for the Sixth Circuit vacated the stay and reinstated this Court’s order. Kelley v. Metropolitan County Bd. o f Educ., 436 F.2d 856 (6th Cir. 1970). II. THE 1971 COURT ORDER Pursuant to the remand order of the Court of Appeals, this Court held hearings on the Board’s proposed revised plan in the spring of 1971. At such hearings, a plan was submitted by the Board, a plan by the plaintiffs, including alternate plans for the elementary schools, and two alternate plans submitted by the Department of Health, Education, and Welfare [HEW], acting as consultant to the Court. The Court rejected defednants’ pro * The opinion was issued on July 16, although the judgment was not entered until August 13, 1970. 9 The most significant case involved was Swann v. Charlotte- Mecklenburg Bd. o f Educ., 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971). — SA-69 — posal, calling it a “ mere tinkering with attendance zones,” and “ only a token effort.” Kelley v. Metropolitan County Bd. o f Educ., Nos. 2094, 2956, at 6 (M.D.Tenn. June 28, 1971).10 11 The Court similarly rejected both of plaintiffs’ proposals because they allowed the school board to determine the actual assignment of pupils and implementation of the plan. In light of the Board’s past actions and apparently half-hearted efforts to devise a unitary school system that would encourage integra tion, the Court was naturally reluctant to delegate to the Board the responsibility for specific implementation. Additionally, the Court rejected the elementary school plans proposed by plain tiffs because they included some schools in the periphery of the county. The Court at that time found that the distances involved and the attendant busing costs were so great that it was not feasible to include the outer reaches of the county in a com prehensive busing plan." The Court did adopt the element in both plaintiffs’ and defendants’ plans that instituted an “ ideal student racial ratio” in the range of 15 to 35 percent black in each school. After re jecting both plaintiffs’ and defendants’ plans, the Court viewed the HEW plan, as amended after evidence adduced at the hear ings, which incorporated geographic zone changes, clustering, 10 Although the opinion was issued by this Court, it is impossible to refrain from commending my predecessor on this case, now Chief Judge L. Clure Morton, for an opinion that was remarkable not only in its portrayal of courage by its author in light of the certain com munity hostility that ensued but also for its forthrightness and clarity in treating the legal mandates and decreeing specific directives and proscriptions. 11 Noting that the “practicality and feasibility of a plan is a material consideration,” the Court made it clear that the litmus test for a unitary school system was not necessarily the integration of each school within the system. Id. at 8. SA-70 — contiguous and noncontiguous pairings, and grade restructur ing, as the “ only realistic plan remaining.” Id. at 8. Perhaps most significant in terms of its total impact on the school system, the Court, in an effort to insure a racially unitary school system, ordered that over 13,000 more students be transported in the 1971-72 school year than had been bused in the previous year. Id. at 4-5.12 Under the pupil assignment plan as submitted by HEW and adopted by the Court, no school would have a ma jority of black students. To discourage future resegregation, the Court made specific orders designed to maximize the potential for an integrated system. Included in the Court’s order was a directive for the Board to implement a majority-to-minority transfer policy. The Court also approved the proposed construction of what was later built as the Whites Creek Comprehensive High School because of its proximity to the proposed inner city expressway loop, located approximately half-way between predominantly black and white residential populations. The Court enjoined the construction of the proposed Goodlettsville Comprehensive High School because it would be located in an all-white com munity and not in proximity to the line of demarcation between the two populations. The Court similarly denied the Board per mission to enlarge Hillsboro High School, located in a white community, into a comprehensive high school, enjoined the use of portable classrooms for any purpose other than integration, and, finally, although exempting the predominantly white schools in the outer county from the effect of busing, enjoined the Board from renovating or enlarging by either construction or use of portables any schools that serve less than 15 percent black students after implementation of the plan. 12 Approximately 10,500 more elementary school children were to be bused, and 2,838 more secondary children were to be transported. Id. at 4-5. — SA-71 Both parties appealed the 1971 decision of this C ourt.13 The defendants appealed on the bases of the Court’s asserted failure to comply with Rule 23 of the Federal Rules of Civil Procedure, the invalidity of the Court’s requirement of a fixed racial ratio, and the alleged adverse effects on the health and safety of the children resulting from implementation of the plan. Plaintiffs cross-appealed, claiming that their proposed plan should have been approved by the Court because it would have achieved a greater degree of integration and because the HEW plan, as ac cepted, placed a disproportionate burden upon black children. The Court of Appeals for the Sixth Circuit affirmed on all grounds, focusing on the discretion lodged with the district court and on the fact that some of the claims raised on appeal had not been adequately raised first in the district court.14 13 The memorandum opinion was issued on June 28, 1971, whereas the order was issued on July 15, 1971. On July 21, 1971, this Court denied defendants’ motion to set aside the memorandum opinion of June 28 on the basis of the Court’s alleged failure to comply with Rule 23 of the Federal Rules of Civil Procedure. See Appendix B to Kelley v. Metropolitan County Bd. o f Educ., 463 F.2d 732, 748-50 (6th Cir. 1972). 14 The Court of Appeals found that this Court had used a flexible racial ratio as a guide and that such a guide had been approved by the Supreme Court in Swann v. Charlotte-Mecklenburg Bd. o f Educ., 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971). Although the HEW plan was “ somewhat less stringent” than the plan proposed by the plaintiffs, the Court of Appeals held that the Court’s approval was within judicial discretion and had, following the mandate of Green v. County School Bd. o f Kent County, 391 U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968), the promise of effectively dismantling the previously dual system. Kelley v. Metropolitan County Bd. o f Educ., 463 F.2d 732, 743, 746 (6th Cir. 1972). In regard to defendants’ con tentions that the proposed plan would work undue hardships on the children of this county, the Court of Appeals noted that such concerns had not properly been presented to the district court and were, therefore, not cognizable on appeal. Similarly, the Court of Appeals stressed the fact that the district court would be open to motions for modification by plaintiffs if there were adverse effects on black children who were, according to plaintiffs, made to bear the brunt of the busing burden. The HEW plan, as accepted, paralleled the Swann plan, and the incorporation of any disparate burden on black children into that plan was not addressed by the Swann Court. SA-72 — III. SUMMARY OF ACTIONS TAKEN BY THE COURT AND THE PARTIES SINCE THE 1971 COURT ORDER Although little action having a signficant impact on the school system was taken by this Court between the 1971 order and 1979, the parties filed myriad motions, reports, and letters, many of which were not acted upon during the eight-year period. A recounting of pleadings and other communications filed with the Court during these years will help to put the pro gress of and problems with school desegregation in this county into better perspective. The first report by defendants was filed with this Court on October 19, 1971, and described the first month of operation under the plan. Two days later, plaintiffs moved to join as par ties defendant the Metropolitan Government, the Metropolitan Mayor, and the members of the Metropolitan Council since they controlled the purse strings from which money for increased transportation must come. Defendants’ second report to the Court was filed on March 17, 1971, which proposed the attendance zone and other plans for a new comprehensive high school in the Joelton-Whites Creek area, which would be close to the proposed inner loop in the northeastern part of the county and which the Court in the 1971 order had indicated it would approve when plans were finalized. Additionally, the report proposed capital im provements for schools whose student composition was at least 15 percent black. No action was ever taken on the proposals in cluded in this report. Three months later, the defendant Board of Education filed a petition, seeking changes in the plan in regard to elementary and junior high school zones and the approval of the use of an a,i- nex for an overcrowded school in the southeastern portion of the county unaffected by the Court’s busing order. Plaintiffs — SA-73 — responded by generally objecting to the proposed changes and requesting changes in the plan as adopted, in that it called for the closure of certain inner city black schools and clustering pat terns that required more cross-busing of black children than whites. A hearing was held pursuant to the motions filed and, by order and memorandum, issued August 17, 1972, and August 19, 1972, respectively, the Court granted plaintiffs’ motion to add the additional parties defendant, approved the requested changes in the elementary school zones, but denied the defen dants’ proposed changes in three junior high schools that would have resulted in lessened degrees of desegregation in those schools. The Court also ordered that the Board purchase addi tional buses, report to the Court regarding costs of transporta tion, and close all schools not later than 4 p.m. each day. Fur ther, the Court issued a temporary restraining order against the newly added defendants (council members and mayor) from in terfering with the Court’s order to desegregate. No action was taken by this Court on plaintiffs’ concerns about the alleged disparate transportation burden on black children. With the third district judge sitting on this case since its incep tion,15 the Court held a hearing on the Board’s report submitted pursuant to the Court’s last order and, by order of August 31, 1972, approved that report and dissolved the injunction against the newly added defendants. Shortly thereafter, the defendant Board sought modification of the August 17, 1972, order pro hibiting school closure not later than 4 p.m., which this Court granted on September 11, 1972. 15 When this case was first instituted and after the three-judge court was dissolved, see text accompanying note 1 supra, it was assigned to Judge William E. Miller. He continued to hear the case throughout the next fourteen years and, when he was elevated to judge of the Court of Appeals for the Sixth Circuit, he issued the memorandum SA-74 — The final action taken by this Court prior to pretrial matters and the subsequent hearings in the summer of 1979 involved an action brought by three newly added black City Council defen dants as third party plaintiffs against the United States, HEW, and federal officials, as third party defendants. The third party plaintiffs sought to enjoin the third party defendants from con tinuing to withhold federal funds that would be used for transportation expenses which would be incurred in implemen ting the Court’s desegregation order. After holding that the Court had jurisdiction over the third-party defendants except for the United States, see Kelley v. Metropolitan County Bd. o f Educ., 372 F.Supp. 528 (M.D.Tenn.1973),16 the Court held that the acts of the third party defendants in refusing to release funds for busing for desegregation purposes pursuant to a recently promulgated policy was illegal. The Court further enjoined the third party defendants from enforcing such an illegal and un constitutional transportation policy and to act within their discretion upon requests for funds. See Kelley v. Metropolitan County Bd. o f Educ., 372 F.Supp. 540 (M.D.Tenn.1973). Several matters were pending before this Court at the time it addressed the third party issues. They were not dealt with by the Court at that time nor has this Court taken any action on them since that time. As discussed supra, no action was ever taken in and order of 1970 as district judge sitting by designation. After that order, however, the case was reassigned to Judge L. Clure Morton, who retained the case until he recused himself after the defendant Mayor moved for recusal on August 22, 1972. The case was then assigned to Judge Frank Gray, Jr. When I took the bench in August of 1978, the case was then reassigned to me, making the fourth district judge sitting on this case. 16 On December 13, 1973, the Court also granted the original defen dant Board of Education leave to intervene as a third party plaintiff in this third party action. regard to the report filed by the defendant Board on March 17, 1972, in which the Board sought approval for construction of Whites Creek Comprehensive High School. Since that time, the Whites Creek School has been constructed. The current zones for the school are incorporated into a petition filed by the Board on July 24, 1978, discussed infra. Also pending at the time of this Court’s last order was the Petition for Approval of the Long Range Building Program, fil ed on May 30, 1973.17 This proposal outlining twenty-six building projects has essentially merged into more recent pleadings that describe future plans in greater detail.18 The day after the Petition for Approval of the Long Range Plan was filed, defendant Board filed a petition for approval of portables for use in kindergartens. See Exhibit 55. At the time of the 1971 court order, this county had not extensively in stituted the systemwide, nonmandatory kindergarten program presently in existence. As discussed above, the 1971 order had specifically prohibited the use of portables for any purpose other than to achieve integration. The Court left the Board’s re quest for portables unanswered, and the Board utilized por tables at kindergarten locations beginning in the school year 1973-74. Over two years elapsed before either party officially filed fur ther pleadings in this case, although counsel for the Board cor — SA-75 — 17 Over a year later, on December 27, 1976, plaintiffs responded to this petition by generally denying all allegations. 18 On the same date that the Petition for Approval of the Long Range Building Program was filed, the Board also filed a motion to produce documents. This motion has little current significance. Discovery matters raised by the parties in this case were disposed of prior to and, in some instances, during the pendency of the recent hearings. SA-76 — responded by letter to the Court during this period of time.19 The next official pleading was defendants’ motion to amend their previously filed Petition for Approval of the Long Range Building Plan and for further relief, filed October 14, 1976, wherein the defendants specifically described new plans for the proposed Goodlettsville-Madison High School and asked the Court’s approval to implement these plans. The first pleadings filed by plaintiffs since 1972 were the answer to defendants’ proposed long range plan and a Petition for Contempt and for Further Relief, both filed on December 27, 1976. Plaintiffs therein moved that defendants be held in contempt for their plan to construct the Goodlettsville-Madison High School,20 the expansion of Hillsboro, Overton, Hillwood, 19 Counsel for the Board filed two letters unreported on the Court’s docket sheet. The first was filed on August 15, 1973, and relayed the Board’s decision to proceed with the plan for using portables at kindergarten sites. See Exhibit 55. On October 19, 1973, counsel filed a letter requesting a speedy resolution of the Petition for Approval of the Long Range Building Plan incorporated into the petition filed on May 30, 1973. See defendants’ memorandum for status conference, filed March 29, 1979. In addition to a relatively insignificant letter filed on November 28, 1973, counsel also filed letters on July 15, 1974, see Exhibits 27, 39, and March 14, 1975, see Exhibit 37. The 1974 letter informed the Court of the Board’s plan to seek funding for high schools that would, beginning in 1978-79, offer comprehensive pro grams. Included in this plan were the Whites Creek High School and the proposed Goodlettsville-Madison High School. Also listed in the letter were elementary schools that were part of the longrange building plan. In the 1975 letter, counsel related the projected enrollment percentages for Hillwood, Hillsboro, and Stratford, as expanded comprehensive high schools, and informed the Court that funding for vocational facilities at these schools would be sought. 20 Defendants had described this plan in their motion to amend, filed October 14, 1976, discussed supra. The 1971 Court order had specifically enjoined the construction of the Goodlettsville-Madison High School, as proposed at that time since, because of its location in the white suburbs and away from the imaginary inner loop divider, it would tend to promote segregation. Since the 1971 order, however, the defendant Board had changed the proposed site location for the school from the city limits of the surburban City of Goodlettsville to a location nearer to the inner loop extended. SA-77 — Glencliff, Stratford, and Maplewood High Schools into com prehensive high schools,21 the construction of Whites Creek Comprehensive High School,22 the establishment of the Cole Elementary School annex,23 and, finally, the proposed closure of Pearl High School, the only traditionally black high school located in the inner city.24 Plaintiffs also sought alterations in the Court’s 1971 order, stressing, as they had before and after the 1971 order, the disparate busing burden placed on black children.25 According to the plan and the Board’s implementation of it in the last nine years, black children are bused out of the inner city to schools in 21 Requests for expansion of Hillsboro High School, implicitly disapproved by the Court in the 1974 order when it denied defendants’ application to acquire additional property for expansion to a com prehensive high school, had been reiterated in defendants’ Petition for Approval of the Long Range Plan of May 30, 1973, and in counsel’s letters of July 15, 1974, and March 14, 1975. Also included in these communications were explanations of expansion of other comprehen sive high schools, listed above. 22 Such construction had been proposed in defendants’ petitions to the Court, filed March 17, 1972, and May 30, 1973, and again in counsel’s letter to the Court of July 15, 1974. 23 As reported to the Court on July 15, 1976, the Board reopened Turner School to serve as an annex for the fifth and sixth grades at Cole for the year 1976-77. Cole is located in the southeastern part of the county, outside the “court-ordered” area, whereas Turner is located further in toward the center of the city in the “court-ordered” area. 24 By the time this case was heard in July of 1979, the Board had re jected the plan, as submitted by the staff, to close Pearl. 25 In addition to raising this issue on appeal, plaintiffs addressed this concern in their response of August 14, 1972, to the Board’s peti tion of July 7, 1972. The Court did not deal with this issue in its order and memorandum opinion, issued August 17, 1972, and August 19, 1972, respectively. — SA-78 — predominantly white neighborhoods for grades one through four, whereas white children are bused into the inner city to at tend formerly predominantly black schools in grades four and five. Plaintiffs further requested that the 1971 order be modified to include a requirement that defendants recruit, employ, and assign black personnel commensurate with the ratio of the black students in the school system. Finally, plaintiffs asked the Court to change the 1971 order to incorporate a plan to upgrade Pearl High School and other inner city schools. In plaintiffs’ petition for contempt and further relief, they ad ditionally asked the Court to award attorneys’ fees. They had previously requested attorneys’ fees in motions dated February 8, 1974, and April 11, 1975, as well as in a motion, filed October 16, 1975, to dispose of the pending motions for attorneys’ fees. The next formal pleading was filed in this Court by defendant Board nearly two years later. In its Petition for Approval of School Attendance Zones for 1978-79, filed on July 24, 1978, and amended on August 18, 1978, the Board asked that the Court accept new zoning plans, grade structures, and feeder patterns.26 Plaintiffs responded to defendants’ request, but no action was taken by this Court. 26 The petition detailed the zone lines for Hillwood, Hillsboro, Overton, Maplewood, Glencliff, Stratford, and Whites Creek as com prehensive high schools serving grades nine through twelve, the addi tion of grade nine to McGavock, the county’s first comprehensive high school constructed under the mandate of the 1973 Vocational Education Act, T.C.A. §§ 49-2709 et seq., and the addition of grade nine to Cohn High School, the only naturally integrated inner city school, and to Pearl High School, the only remaining traditionally black inner city high school. Additionally, changes were reported for junior high and elementary schools, primarily affecting feeder pat terns, decreasing overcrowding, and eliminating one grade schools. — SA-79 The final pleading filed in this case prior to the 1979 pretrial matters was plaintiffs’ amendment to the October 14, 1976, Petition for Contempt and for Further Relief, filed on August 28, 1978. Basically, the amended petition reiterates the concerns stated in plaintiffs’ earlier petition although in addition it responded to defendants’ July 24, 1978, petition. IV. THE 1979 COURT ORDER In the spring of 1979, this Court held a pretrial conference to distill the remaining issues, some of which had obviously laid dormant for years, and to organize the progression of the case. In an effort to simplify the future presentation of the case, the Court divided the pending matters into four phases, which would be heard seriatim: (1) Historical recapitulation of school desegregation in this county since 1971, and consideration of the Board’s Long Range Plan, including requests for construction projects; (2) Matters relating to the racial composition of staff and faculty; (3) Plaintiffs’ petitions for contempt; and (4) Plain tiffs’ petitions for attorneys’ fees. Hearings on Phase I were held in June and July of 1979, at the conclusion of which the Court ordered that the defendant Board devise and submit to the Court a new plan for desegrega tion that would involve the entire metropolitan county rather than exempt the outer reaches as the 1971 order had done. Kelley v. Metropolitan County Bd. o f Educ., 479 F.Supp. 120 (M.D.Tenn.1979).27 Because of the short time involved before the beginning of the school year 1979-80, however, the Court approved the zones already in effect for 1979-80, and allowed the Board an additional year before implementation of a coun tywide plan. 27 The Court encouraged creativity and innovation in the develop ment of a new plan by stressing that the Board should “assum[e] no parameters heretofore ordered by the Court.” Id. at 122. The Court instructed the Board, in developing the plan, to consider the max SA-80 Because the Vocational Education Act, T.C.A. §§ 49-2709 et seq., mandated that each school system provide children with an opportunity to attend a comprehensive high school, those children zoned to a noncomprehensive high school in this county had been allowed to transfer automatically to a comprehensive high school. At the 1979 hearings, it became apparent that white children zoned to Pearl High School in the inner city had used this opportunity to defeat the desegregation efforts at that school, leaving Pearl 96.6 percent black in the school year 1978-79. The Court, therefore, enjoined the Board from further implementation of the automatic transfer policy, ordered it to review all transfer requests, and grant such transfers only for bona fide program reasons. Such an injunction was issued orally from the bench on July 2, 1979, before the conclusion of the hearings. On August 7, 1979, subsequent to the issuance of that injunc tion and the already concluded hearings, plaintiffs filed a peti tion for contempt, charging that the Board had not complied with the July 2 order. Hearings were held during August of 1979 on plaintiffs’ motion for contempt. The Court found that the procedure used by the Board in approving subject-matter transfers had “ a negative impact upon the desegregation efforts of the School Board” and violated the spirit of the Court’s 1971 order as well as the July 2, 1979, order. 479 F.Supp. at 129. The imum utilization of existing buildings, especially those in the inner city, the economic factors of transportation costs and fuel economy, the time and distance involved in transportation, and any other factors that would “ impact upon the ultimate objective of a quality educa tional opportunity for all children in Davidson County through a unitary school system.” Id. In so instructing, the Court attempted io stress that the goal of the school system and the Court, in its interven tion into the operation of that system, should be to insure the oppor tunity for quality education and that any desegregation remedy should be viewed as a means toward that end rather than an end in itself. — SA-81 — Court, therefore, specifically defined the procedure by which requests for subject-matter transfers should be considered. Id. at 124-30. Pursuant to defendants’ motion filed after the hear ings, the Court permitted the Board to grant any transfer re quests of any senior who asked to transfer from a school to which he was zoned to the high school he attended as a junior in the previous year. Id. at 131-32. V. DEVELOPMENTS SINCE THE AUGUST 1979 COURT ORDER28 In response to the August 27, 1979, Court order, the defen dant Board began meeting on October 29, 1979, to develop a countywide desegregation plan. In compliance with the Court’s suggestion that the Board encourage and consider community input,29 the Board established a citizens’ advisory pane! whose members sat with the Board in its deliberations on the plan. Each of the nine Board members, three of whom were black, chose one citizen representative.30 Five public hearings were held in November of 1979, at which time suggestions from 28 Due to the length and complexity of this memorandum opinion, the findings of fact and conclusions of law have not been stated separately, but this entire memorandum opinion shall constitute find ings of fact and conclusions of law pursuant to Rule 52 of the Federal Rules of Civil Procedure. 29 The Court noted that the significance of an difficulties in achiev ing a unitary school system mandate that “ the best minds available to the parties, including input from the many well-motivated, thoughtful citizens of the community, should be sought and received.’’ Kelley v. Metropolitan County Bd. o f Educ., 479 F.Supp. 120, 123 (M.D.Tenn. 1979). 30 In addition, a white interim Board member previously apointed to fill a vacancy continued to sit with the Board as a citizen represen tative, although his permanent replacement had already been designated and actively participated in the deliberations. — SA-82 — citizens were sought in an effort to develop criteria upon which to base a plan. After the public hearings, the Board and Citizens’ Advisory Panel met five times in December of 1979, to develop criteria for the plan.3' * 1 11 31 The Board adopted the following twelve criteria that should be utilized in the development of the plan: 1. That all schools in the county would be involved in the unitary school plan; 2. That a four-tiered system of grades be adopted, which would consist of 1-4, 5-6, 7-8, and 9-12 as nearly as possible; 3. That a child would not go to more than four schools during his experience, if his residence did not change; 4. That feeder patterns of elementary to middle to high school be established which would allow as many students as possible to remain together for as long as possible; 5. That the goal of this plan be that each school have an optimum of 32 percent black students with a 20 percent range on either side of op timum (12 percent black to 52 percent black); 6. That the goal of the plan be the establishment of a magnet pro gram in any secondary school in which the white minority enrollment is between 10 percent and 20 percent; 7. That, wherever possible, school zones that are integrated by at least 32 percent minority (black or white) without busing for racial balance should be established; 8. That the goal of the plan be to distribute the burden of busing as equitably as possible; 9. That the planners be directed to consider all existing buildings, full utilization of presently used buildings based on projected enroll ment, the option of reopening buildings not now in use, expansion of these buildings, and the possible addition of new buildings which will facilitate the conservation of time, distance and fuel and which will facilitate the other major criteria of the plan; 10. That priority consideration be given to the utilization of existing facilities prior to recommendations for construction of new buildings; 11. That the average bus ride, one way, be kept to 30 minutes and no route will be longer than 80 minutes (the longest route at the present time under the present plan); SA-83 During these December meetings, the Board voted to retain three outside consultants who had expertise in the area of school desegregation.* 32 A planning team was formed, composed of the three consultants, the Assistant Superintendent for Facilities and Services, the Director of Zoning for the school system, eight principals currently employed by the school system, and two administrative employees of the Board’s central office.33 In put was also received from other experts in the field who had either worked with school systems under desegregation orders or who had academic expertise in this area.34 12. That no first and second grade students be required to ride buses more than 30 minutes one way unless it is to the nearest school. See Collective Exhibit 154, at 479-80, 483-84, 529, 568. 32 The three outside consultants hired by the Board were Dr. Donald Waldrip, former Superintendent of the Cincinnati Public School System, former Assistant Superintendent of the Dallas School System, private consultant to various school districts on their desegregation plans, and an authority on magnet schools; Dr. Everett Myer, Assistant Director, Educational Opportunities Planning Center, University of Tennessee, Knoxville, Tennessee; and Mr. Nathaniel Crippens, retired Associate Director of the Desegregation Assistance Center, University of Tennessee College of Education, Knoxville, Tennessee. 33 The principals represented elementary, junior high, and high schools, including schools formerly unaffected by the Court order as well as those within the 1971 order. Of the eight principals selected, three were black. Of the two administrative personnel, one was black and one white. 34 The five experts consulted by the Board and planning team were Dr. Jay Robinson, Superintendent of the Charlotte-Mecklenburg, North Carolina School System; Dr. Robert Crane, Sociologist and Professor at Johns Hopkins University; Dr. James Barnes of the North eastern Desegregation Center, Hartford, Connecticut; Dr. Vern Cun ningham, court-appointed Master of the Columbus, Ohio School System; and Dr. Richard Pride, Associate Professor of Political Science, Vanderbilt University, Nashville, Tennessee, and author of a study on the phenomenon of “ white flight” in Louisville, Memphis, and Nashville. — SA-84 — The planning team worked through February 4, 1980, con sulting regularly with the Board. The Board met to develop a plan, using the previously established criteria, thirteen times during January and February of 1980, spending over 65 hours on its formulation. Two of these meetings were devoted to public hearings to obtain further community imput. See Exhibit 177. In the early morning hours of February 5, 1980, the Board adopted a plan, after spending close to one hundred hours of preparation and deliberation. See Exhibit 178. The plan, thus developed and approved, was submitted to the Court on February 11, 1980. In its regular February 12, 1980, meeting, however, the Board voted to amend the plan. Such amendment was filed with the Court on February 14, 1980, by way of affidavit of counsel for defendant Board. Plaintiffs filed their objections to the Board’s proposed plan on February 29, 1980. A diverse group of plaintiff-intervenors,35 representing schools slated for closure under the Board plan, requested and were granted permission to intervene and filed the rudiments of an alternative plan on February 29, 1980. The intervenors’ plan was modified and refined during the course of the hearings and submitted with greater detail in their proposed plan on April 14, 1980. * 1 35 The intervenors represented parents and concerned citizens from the following areas: (1) the Bellevue community, which is a growing, predominantly white area in the southwest portion of the county in which the Board proposes to close Bellevue High School, leaving only a junior high; (2) the Joelton community, which is a rural, predominantly white area in the northwestern part of the county where the Board proposes to close Joelton High School, leaving it operational as an elementary and junior high; (3) the inner city, integrated neighborhood surrounding Cohn High School; and SA-85 Hearings in this case recommenced on March 3, 1980, and were held for sixteen days in March, nine days in April, and ended with closing arguments on May 1, 1980. During these hearings, testimony was received regarding the plans submitted by both the defendant Board and the intervenors. Before the hearings started, while they were in progress, and even thereafter, the Court received several hundred letters from parents, interested citizens, and community groups, all of which were made a part of the official record in this case. A com parable number of letters was received by the defendant Board. The compendium of such letters to the Board was introduced in to the record as Collective Exhibit 170. Amicus curiae briefs were filed by the Metropolitan Nashville Education Associa tion, the League of Women Voters, and the American Educa tion Legal Defense Fund. The three black members of the Board filed a dissent to the plan proposed by the Board and also testified at the hearings. Another white Board member also filed a separate, written dissent from the plan. During the course of the hearings, the plaintiffs were offered the opportunity to file an alternative plan. This offer was first declined but later accepted by the plaintiffs. The additional time requested in which to develop such a plan, however, appeared to preclude a resolution of the case by the beginning of the school year 1980-81 and, therefore, no such plan was presented. The plaintiffs did, through their expert witness, Dr. Hugh (4) the almost totally black neighborhood adjacent to the inner city Pearl High School. The Court cannot help but be pleasantly surprised as well as ex ceedingly gratified that citizens from these communities with diverse concerns and needs have bound together in a spirit of cooperation and industry. It is to be hoped that these citizens will continue to work together in the coming years to insure the effectiveness of a unitary school system in this county. — SA-86 — Scott,36 offer specific objections, recommendations, and sug gestions to the Court. During the pendency of the hearings and thereafter, the Court read all communications from the public and studied in detail the plans proposed by the defendant Board and the in terveners, the objections filed by the plaintiffs, and the con cerns and suggestions presented in the amicus briefs. The plans and objections thereto will be described below. VI. PROPOSED DESEGREGATION PLAN SUBMITTED BY DEFENDANT SCHOOL BOARD Several basic principles, developed initially by the Board as criteria to be used in formulating the plan, see note 31 supra, are woven into the plan as finally adopted and submitted to the Court although rigid adherence to these goals was apparently not always possible. The Board determined that a four-tiered grade structure was the most conducive to integration efforts and that such grade structures would, when feasible, consist of grades 1-4, 5-6, 7-8, and 9-12. The Board adjusted the previous range of percentage of black students per school from 15-35 per cent, as adopted by the Court in 1971, to an optimum of 32 per cent black with a range of 20 percent in either direction, thus allowing a given school to have only 12 percent black or as much as 52 percent black. The Board focused on the concern of lengthy bus rides by setting a limit of 80 minutes for the longest one-way bus ride37 and 30 minutes for first and second graders unless a longer ride is necessary to reach the nearest school. 36 Dr. Scott is presently Dean for Programs in Education and Pro fessor of Education at Hunter College of the City University of New York. He has been a professor of education at Howard University, Superintendent of Schools for the Public Schools of the District of Columbia, Region Assistant Superintendent fro the Detroit Public Schools, and has published numerous articles relating to education. 37 Some white children are presently bused 80 minutes for nonintegration purposes to attend the nearest school. SA-87 — A . Sen ior H igh S ch oo l Plan The Board plan provides for the retention of the eight existing comprehensive high schools to serve grades 9-12, and the im mediate closure of only two of the nine traditional high schools. Joelton High School, in the northwest portion of the county previously unaffected by the Court order, and Bellevue High School, in the southwestern corner of the county, also outside of the Court order, are slated to be closed as high schools but re tained as junior highs. The Board proposes to maintain Hume Fogg High School, located in downtown Nashville, as an open- zoned, vocational-educational school for grades 10-12. West End Junior High School would be converted into an open- zoned, magnet school for the academically gifted and would serve grades 7-8 the first year, with one grade per year being ad ded thereafter. In addition to Hume Fogg, only two schools will be limited to grades 10-12. The Board recommends a gradual phasing out of Pearl High School, discussed infra. Because of the building capacity of DuPont High School, it is not possible to accommodate ninth graders there using the present zone. With these exceptions, all other comprehensive and traditional high schools would serve grades 9-12. The Board proposed two alternative plans regarding the two existing inner city high schools. The primary plan calls for the construction of a new inner city, comprehensive high school in a contiguous zone around the present Cohn and Pearl High Schools but somewhat smaller than the existing zones for the two schools.38 In the meantime, the Board suggests that those students who have been attending Pearl, Cohn, and Hillwood, a comprehensive high school located in a white neighborhood 38 Although the Board has not chosen a specific site for Pearl-Cohn, the staff has studied the possibility of using the site of the present Cockrill Elementary School, located close to the current Cohn building. — SA-88 — southwest of the inner city to which students from the inner city have been bused, remain at those schools. Those children who, under the old plan, would have entered either Pearl or Cohn beginning in the ninth grade would be zoned to Cohn, resulting in a gradual phasing out of Pearl. Since no students outside of the inner city would be zoned to Pearl during the three year phasing out period, it would be overwhelmingly black. In fact, the Board projects that Pearl’s student population would be 92 percent black in the year 1980-81. Cohn, on the other hand, would be within the 12-52 percent range approved by the Board. In contrast, Antioch, located in the southeastern part of the county in a predominantly white neighborhood and slated to receive some students formerly zoned to Pearl, would have students formerly zoned to Pearl, would have a projected black attendance of only 5 percent. Once Pearl is phased out, however, black students in the noncontiguous, former Pearl zone would be zoned to Antioch, raising the percentage to 18 beginning in the 1983-84 school year. The Board outlined an alternative plan encompassing the in ner city high schools in the event the Court did not accept the above-described plan. This alternative plan entailed the closure of both Pearl and Cohn as regular high schools and the rezoning of students now zoned to Pearl and Cohn (except for those students in the present Pearl zone who would attend Antioch) to Hillwood and Hillsboro, both comprehensive high schools located in predominantly white neighborhoods. The second and final proposal for high school construction involves a new Goodlettsville-Madison-Trinity Hills Com prehensive High School, the plan for which the Board has essen tially been seeking approval from the Court since 1972. The pre sent Goodlettsville and Madison High Schools would be closed but retained as junior high schools. Students from northwest — SA-89 — Nashville living southwest of Maplewood High School would be bused to the Goodlettsville-Madison High School, giving it a racial ratio within the approved range. Additionally, Stratford Comprehensive High School, whose zone would be contiguous to the zone for the proposed new school, would be within the approved range without pairing with a non-contiguous neighborhood. In contrast, Maplewood and Whites Creek Comprehensive High Schools, also contiguous to the proposed zone for Goodlettsville-Madison, would have a racial ratio of 54 and 58 percent black, respectively, both slightly above the ap proved range. The original Board plan contemplated the closure of East High School, located in what is called East Nashville north of the Cumberland River. The Board on February 12, 1980, however, amended the plan to study the feasibility of leaving East open beyond 1983 and revising the previously adopted zone for the new Goodlettsville-Madison Comprehensive High School. It is projected that East would have a student popula tion consisting of 55 percent black students, a ratio slightly over the approved range. With the exception of East, Maplewood, Whites Creek High Schools, and Antioch for the interim period, all other comprehensive and traditional high schools in the county would have racial ratios within the approved range. During the period of construction of the new Goodlettsville- Madison High School, the Board suggested that inner city students be bused to both Goodlettsville and Madison, giving each of these schools a 12 percent black population. In the event that the Court disapproved of the construction of the Goodlettsville-Madison High School, the Board adopted an alternative plan that would convert Goodlettsville High School to a junior high school, serving grades 7-9 from the present — SA-90 — Goodlettsville and Maplewood zones and altering the Maplewood grade structure from its present 9-12 tier to a 10-12 school. Under this plan, both Maplewood and Goodlettsville would have racial ratios within the approved range. The same noncontiguous zone as established for the primary interim plan would be assigned to Madison, making it 12 percent black. B. Junior High School Plan With the exception of DuPont Junior High School, the Board proposed that all junior high schools house grades seven and eight. Because DuPont Senior High cannot accommodate grades 9-12, the Board suggested that DuPont Junior High serve grades 7-9, including the middle portion of the area otherwise zoned to Donelson that consists of children who would be bused to DuPont for ninth grade. As previously discussed, Bellevue and Joelton Senior High Schools would be retained only as junior highs. The Board plan included five noncontiguous zones from which children living in the inner city and in northeast Nashville would be bused to in tegrate Bellevue, Donelson, Apollo, Goodlettsville, and Neely’s Bend Junior High Schools, all of which are suburban, predominantly white schools. In addition, the predominantly white suburban children in the Antioch zone in the southeastern portion of the county would be zoned to Cameron Junior High School, located in the inner city. By expanding and annexing the nearby Johnson Elementary School, previously closed by the Board, Cameron would become one of two middle schools serv ing grades 5-8. The fifth and sixth graders would be bused into the Cameron Complex from the same zone as the seventh and eighth graders. The second middle school serving grades 5-8 would be the Donelson Complex, located in the eastern part of the county. It would be comprised of the present Donelson Junior High School and the nearby Donelson Elementary School and would receive the same children from the north eastern part of the inner city in all four grades. — SA-91 — C. Elementary Schools As discussed above, the Board developed a two-tiered elementary structure of schools housing grades 1-4 and 5-6. There are, however, many variations in this formula in the final plan due primarily to transportation distances and degrees of natural neighborhood integration surrounding existing elemen tary schools. Three schools in East Nashville north of the Cumberland River are scheduled to serve grades 1-6 from the in tegrated neighborhoods surrounding them.39 In addition, a fourth school would be retained as a 1-6 school. The Board’s criterion that no student should be bused for more than 80 minutes except to the nearest school precluded the Board from attempting to integrate Harpeth Valley Elemen tary School, located in the suburban, predominantly white southwestern portion of the county. The Board had initially assigned these 42 children to an inner city school but later altered that assignment due to the travel distance involved. Harpeth Valley would thus remain overwhelmingly white. Similarly, the Board’s criterion precluding busing for first and second graders for more than 30 minutes except to the nearest school affected inner city children who normally would have been bused to one of three 1-4 centers in the eastern part of the county. The Board, therefore, proposed to give these children a choice between attending Buena Vista, located on the edge of a zone contiguous to theirs, or one of the three schools to the east. They would then attend Jackson, Hermitage, or Dodson Elementary School in the Donelson cluster for grades three and four and the Donelson Complex for middle school in grades five through eight. 39 These three schools are Cotton, Howe, and Ross, contiguous to each other and located in the East and Stratford High School zones. It is extremely disheartening that only three schools in the county can boast of integrated neighborhoods from which the children can attend true neighborhood schools in an integrated setting without the necessity of noncontiguous busing or clustering of schools. SA-92 The thirty minute limit on busing for young children also motivated the Board to reconsider the pairing of those children in East Nashville, just north of the Cumberland River, with the three elementary schools in the Neely’s Bend area to the nor theast. These inner city children near Caldwell Elementary School would have to travel more than thirty minutes to attend the Neely’s Bend area schools and vice versa. The Board, therefore, devised a meeting place for these children at Baxter School, located to the northeast of the inner city. Travel distances for the inner city and the more suburban children would be comparable. After attending Baxter, the inner city children would then be bused to one of three 3-6 centers in the Neely’s Bend area. The Neely’s Bend children would be bused to Baxter for grades one and two but would return to their neighborhood schools for grades 3-6. The Board developed eleven clusters in which the children would not have to be bused to schools in noncontiguous zones. By drawing zoning lines to take into account the racial makeup of populations within the clusters and pairing schools within the clusters, the Board provided these children the opportunity to stay within their cluster for their entire elementary educational experience. Two clusters out of the eleven, however, are unique. The fifth and sixth graders from the northernmost portion of the Crieve Hall cluster, a somewhat triangular zone in the south central part of the county, are zoned to Binkley School, a 5-6 center in the contiguous cluster to the southeast, rather than to Crieve Hall, located in their cluster slightly to the southwest of Binkley. Several clusters form irregular triangles emanating from the center of the county with broadening bases at the county lines. For the most part, the schools toward the inner city are 5-6 centers and the more suburban schools are designated as 1-4 centers. This pattern is reflected in five of the seven clusters for ming irregular triangles. In three of the elementary clusters the SA-93 — schools are located or zone lines drawn so that the pattern described above is inapplicable. Because of the lack of neighborhood integration, the Board determined that six clusters had to be paired with six other non contiguous clusters and thus busing across other zones would be necessary. Inner city children surrounding Cameron Junior High in an irregular triangular zone cut out from the Napier cluster would be paired with an irregular circular zone in the far southeastern part of the county. These inner city children would be bused out to the suburban schools for grades 1-4, whereas the suburban children would be bused in to Cameron for grades 5-8. Similarly, inner city children in the north Nashville Whar ton zone would be bused to suburban schools in the southwestern part of the county for grades 1-4, and the subur ban children would be bused to Wharton for fifth and sixth grades. The same pattern applied in the zone for children in northeast Nashville around Haynes School who would be zoned to one of three 1-4 centers in the northeastern part of the county, and the fifth and sixth grade children in the Amqui zone who would, in turn, be bused into the city to Haynes. Again, the pattern repeated itself for those children in the zone north of but con tiguous to the Haynes zone. They would be bused north to Union Hill or Goodlettsville for grades 1-4, and the suburban children bused in to Brick Church for fifth and sixth grades. Predictably, the children in grades 1-4 in the inner city zone around Buena Vista would be zoned to either McGavock or Hickman to the east and the more suburban children bused in to Buena Vista for grades five and six. The two pairings of the noncontiguous zones in the suburban Neely’s Bend area with in ner city Caldwell, and the inner city North Nashville zone with the Donelson zone have already been discussed. Only one pairing deviated from the pattern of busing inner city children to more suburban schools in grades 1-4 and suburban SA-94 — children into the city for grades five and six. In the zone north of the Cumberland River containing Shwab, Joy, and GraMar, children would remain in that cluster, attending Joy for grades one and two and either Gra-Mar or Shwab for grades 3-6, whereas the children in the zone slightly to the northeast attend Bellshire for grades 3-6 but are bused in toward the city to at tend Joy for grades one and two. Although the Board has adopted a plan to convert West End Junior High to a junior and senior high magnet, with the alter native plan for Pearl to be converted into a magnet, the Board has not chosen which, if any, elementary schools would become magnets. The planners, however, have recommended that five elementary schools be made magnets, feeding into the secon dary magnet. This recommendation includes Stateland, located in the Donelson cluster in the eastern part of the county and formerly used as an annex for Dodson School; Dan Mills, located in the Inglewood cluster to the northeast of the inner city; Burton, located in the Stokes cluster in the southern suburban area of the county; Parmer, also in the Stokes cluster toward the southwestern part of the county; and Ford Greene, in the inner city in the Head cluster. Under the Board’s plan, nine elementary schools would be closed for all purposes. Three of these schools are in the inner city whereas the other five are located in more suburban areas to the southwest and southeast of the inner city. The Board projected that in 1980, under its proposed plan, 87 percent of all elementary school students would attend schools within the approved racial ratio range of 12 to 52 percent black. With the exception of DuPont and Harpeth Valley Elementary, all of the twelve elementary schools whose racial ratios fall out side the approved range are located north of the Cumberland River. In these ten schools, the percentage of blacks is projected to exceed 52 percent. This deviation can be explained by the fact SA-95 that the black population is most concentrated north of the river where blacks make up 40 percent of the population whereas throughout the county blacks comprise only 32 percent. The largest percentage of blacks attending elementary schools would, however, only be 63 percent, which is projected for three elementary schools. VII. PLAINTIFFS’ OBJECTIONS TO THE BOARD PLAN As noted above, plaintiffs did not propose a plan as such. However, very specific objections were made and specific recommendations were offered through plaintiffs’ pleadings and witnesses. A . Disparate Burden Plaintiffs’ major complaint to the 1971 plan and to that of the Board now under consideration is the disparate burden each places upon young black children. Both plans are premised upon the “ busing out” of black children in grades 1-4, and the “ busing in” of white children in grades 5-6. Plaintiffs insist that such a premise places all of the burden of the desegregative ef fort upon the young black child while permitting the young white child to attend a neighborhood school. They postulate that the early primary grades are the most formative years of a child’s educational experience. Continuity is extremely impor tant during these years. The ability of a kindergarten teacher to discuss a child’s problems and progress with a first grade teacher, and the first grade teacher with the second, is impor tant educationally to both white and black children, but even more so to the child from a socioeconomically deprived background in which parental support may not be as present. Plaintiffs point out that under the proposed plan, as well as under the 1971 order, the inner city black child never goes to the same school for first grade as he does for kindergarten. — SA-96 Another claimed damaging impact on young black children in the plan is that, in most instances, the black children are taken from a familiar, friendly, supportive environment into what can often be a hostile and unfamiliar environment. This is asserted to be particularly harmful to black children from an under privileged socioeconomic status. Once again, it is also harmful to white children, but not as severe in higher socioeconomic families. A third problem cited by plaintiffs with the transportation of young black children away from their familiar environment in the early grades is the inability to have parental contact and in put. Parents of lower socioeconomic status are much less likely to have linkage with the teacher, particularly when the assigned school is in a distant suburb inaccessible by public transporta tion. B. Educational Unsoundness o f the Four-Tiered Structure Under the proposed Board plan as well as under the present 1971 order, most children will go to at least four schools during their K-12 school experience and almost all black children will go to five schools. Not only plaintiffs’ experts, but also all those who testified for intervenors as well as the Board, assert that a three-tiered structure is far more educationally sound. In its ad mission of this principle, the Board acknowledged that its use of a four-tiered structure plus kindergarten was chosen to facilitate the achievement of desired racial ratios. C. Closure o f Inner City Schools The Board plan proposes to close five more elementary schools in or on the edge of predominantly black areas. In addi tion, under the various alternatives of the plan, Pearl High School is contemplated for either closure or conversion to a — SA-97 — magnet school. Pearl is the only remaining historically black high school. Plaintiffs argue persuasively for the retention of Pearl because of its historic contribution to the black communi ty of Nashville, the contribution of its graduates to the nation, its value as a source of ethnic pride and symbol of black achieve ment, and the fact that it is a sound structure, aesthetically at tractive, and functional. The building was designed by black ar chitects, constructed by black contractors, and has graduated black persons who have gone on to great achievements in the region and the nation. Such role models are of significant im portance to young black children seeking to break out of the bonds of poverty and overcome the unfortunately still-present effects of our shameful two-hundred-year history of discrimina tion against the black citizens of this land. Substantial proof from many prominent black leaders was offered in support of these contentions. D. The Rightness o f Whiteness or “Osmosis” Effect The Board plan and the 1971 plan are both premised upon a goal that the percentage of black students in each school repre sent the percentage of blacks in the county. This is justified upon the philosophy that each public school should be a microcosm of the community it serves and that it is necessary to use such a percentage mix in order to have enough blacks “ to spread around,” thereby achieving racial balance in all schools, and upon the now questioned sociological studies that attemp ted to demonstrate an educational osmosis effect on a black child from being in a majority white school setting. Plaintiffs in sist: (1) the microcosm effect is practically impossible; (2) the “ spreading around” effect is inherently disparately burdensome to blacks; and (3) the osmosis theory is invidiously racist and based upon assumed black inferiority. Plaintiffs assert that to contend that a black child can receive a quality education only — SA-98 in a white majority classroom is blatantly racist and pater nalistic. In addition, because the earlier sociological studies that may have indicated an osmosis effect have been subjected to such serious methodological question, and because more recent studies have indicated the incorrectness of the earlier conclu sions, they should be disregarded. This point of departure demonstrates the evolution of desegregation philosophy that has occurred among educators, sociologists, black parents, and plaintiffs in this litigation as well as in similar litigation across the country. Historically, black plaintiffs felt the necessity to be in a majority white school in order to be assured of equal distribution of educational fun ding. The assertion and recognition of the right to equal protec tion of the laws has rendered this reason irrelevant in today’s climate. A dramatic role reversal has taken place. In this case, we have a white majority of the school board, acting on the ad vice of a white desegregation expert, recommending to the Court more busing to achieve more racial balance. Equally con trary to earlier posture, the black plaintiffs urge upon the Court less busing, more neighborhood characteristics to the assign ment plan, and the permissibility of majority black schools. Based upon these and other criticisms of the Board plan, the plaintiffs recommend specific features which any revisions should incorporate: 1. An intervention program that addresses the needs of students who are deficient in the basic skills, especially when such students are bused to schools not in their immediate neighborhood; 2. A program at all schools that provides relevant educational experiences geared to helping students acquire an understanding of the life and culture of black Americans; — SA-99 3. Programs and services that address the needs of students, black and white, who are achieving below the national norms in the basic skill areas; 4. A mechanism that insures that black students do indeed gain equitable access to the specialized programs offered in the comprehensive high schools; 5. A commitment to the maintenance of Pearl High School; 6. The concept that either whites or blacks can constitute the minority racial group; 7. The maintenance of the kindergarten and the primary grades as an integral educational unit; 8. A busing formula that does not shift black students in disproportionate numbers to white students; 9. A commitment not to dislocate black students dispropor tionately in the kindergarten and early grades; 10. An improved systemwide ratio of black teachers and black administrators; 11 11. A policy that permits a greater number of black teachers to be assigned to predominantly black schools. VIII. THE INTERVENORS’ PLAN The plan submitted by the intervenors was hurriedly prepared and therefore understandably lacks refinement in some of its details. It consists of a three-tiered structure within six geographical clusters of elementary, middle schools, and high schools. The elementary schools are neighborhood in character and admittedly do not make maximum utilization of buildings, nor have the neighborhood lines been drawn with a view to maximize integration possibilities within the neighborhood con cept. The range of black-white student population ratios for elementary schools within the various clusters are: — SA-100 — E Cluster—from 100 percent white at Union Hill to 99 percent black at Kings Lane Q Cluster—from 94.4 percent white at Stratton to 82.7 percent black at Glenn U Cluster—from 99.4 white at Stanford to 88.8 percent black at Caldwell I Cluster—from 97.2 percent white at Berry to 86.7 percent black at Napier T Cluster—from 98.7 percent white at Crieve Hall to 98.3 percent black at Ford Greene Y Cluster—from 98 percent white at Harpeth Valley to 99.2 percent black at McKissack (Exhibit 227). The elementary student assignment plan did not consider kindergarten, or special education students, or building requirements. (Exhibit 179). The middle schools within each cluster join a number of the elementary schools to feed each middle school. No noncon tiguous zones are utilized to achieve greater degrees of integra tion. The ranges of black-white student populations are: E Cluster—from 97.4 percent white at Goodlettsville to 70.8 percent black at Ewing Park. Q Cluster—from 94.4 percent white at Neely’s Bend to 56.7 percent white at Highland Heights. U Cluster—from 99.1 percent white at Two Rivers to 64.2 percent black at Meigs 21 Cluster—from 94.6 percent white at Apollo to 80 per cent black at Cameron T Cluster—from 91.7 percent white at McMurray to 95.6 percent black at Wharton Y Cluster—from 95.7 percent white at Bellevue to 42.7 percent black at West End (Exhibit 227). The high school plan envisions retention of the existing com prehensive high schools, but also would retain Pearl, Cohn, Bellevue, Joelton, Antioch, East, DuPont, Madison, and Goodlettsville as “ traditional” high schools. An option would be offered to each student within each cluster of either a com prehensive or traditional secondary education. The plan contains a number of voluntary components design ed to foster community support and also to facilitate integra tion. Failure to achieve or maintain at least a 10 percent racial minority presence (black or white) within a reasonable time after use of magnet programs and zone readjustments would result in closure of the school. If a school fell below 50 percent utilization it would be closed. Application for transfer from a “ traditional” to a comprehensive high school which would have a negative impact on integration would be first subjected to a course offering at the “ traditional” school to attempt to pre vent the transfer. The intervenors’ plan emphasizes the use of public transpor tation facilities as both a money-saving device and as a method for establishing natural linkages among students, parents, and the receiving schools. The point is well made that access to a school by public transportation tends to foster parent participa tion in school activities and in the education of their children, facilitate the participation of children in afterschool extracur ricular activities, and encourage intercommunity relationships. As noted in the discussion of the Board’s plan, noncontiguous zoning between communities, between which there is no public — SA-101 — — SA-102 transporation and little other commonality, has many inherent problems and disadvantages. Close coordination between the Board and the Metropolitan Transit Authority is urged in establishing new routes and future school construction. The high school plan departs from a consistent feeder pattern for the middle schools. For example, some children who went to middle school at John T. Moore in the “ T ” cluster will go to high school in the “ Y” cluster. Some who went to West End in the “ Y” cluster will go to high school in the “ T ” cluster. Litton middle schoolers will be split between the “ Q” and “ U ” clusters. (Exhibits 225 and 226). The intervenors urge the Court to defer adoption of any plan until 1981—82 in order to implement their suggestion. Although the voluntary components of the plan offer attrac tive alternatives designed to foster community support for the school system, the plan is defective in a number of respects. First, it emanates largely from a parochial desire to maintain high schools in established communities such as Pearl, Cohn, Bellevue, and Joelton in contratiction to the Board’s established policy (and state mandate) of a system of comprehensive high schools. There is a growing debate among professional educators as to the wisdom and educational value of com prehensive high schools. This Court need not enter or take sides in the debate except to the extent that the decision may facilitate or deter efforts to achieve a unitary system. Otherwise, it is an educational decision. It is impossible to justify maintenance of Pearl, Cohn, and Bellevue in the southwest quarter of the county alongside the three comprehensive high schools (Hillwood, Overton, and Hillsboro) that have been built in the same quadrant. At the an ticipated enrollment for 1983, these three new comprehensive high schools could accommodate all students in the SA-103 — southwestern quadrant, leaving the Pearl, Cohn, and Bellevue buildings available for other uses, and still have 1156 empty seats.40 Under the same 1983 projections, the new Whites Creek Comprehensive High School can absorb all Joelton students and still have 372 empty seats. (Exhibit 155). Such underutilization seems economically unjustifiable and there is no basis upon which the Court could mandate it. More importantly, the intervenors’ plan substantially resegregates most of the proposed “ traditional” high schools. Initially, Madison would be 97.8 percent white, DuPont would 98.8 percent white, Antioch would be 96.2 percent white, Bellevue would 97.1 percent white, and Pearl would 92.7 per cent black. Some of the currently integrated comprehensive high schools would revert to identifiably black or white schools: Overton would become 96.2 percent white, Hillsboro would become 95.9 percent white, and McGavock would become 96.4 percent white. Intervenors would rely on the voluntary com ponents and magnet aspects of their plan to bring these schools to a minimum 10 percent of either race as a minority in such schools. However, the prospect of such an eventuality is unduly optimistic at best. 40 The following projections were made for 1983 (assuming the con struction of both the Pearl-Cohn and Goodlettsville-Madison Com prehensive High Schools): Capacity Students Empty Seats Hillsboro 1751 959 792 Overton 1819 1336 483 Hillwood 2190 1206 984 2259 Pearl-Cohn 1100 1103 -3 Thus if the Pearl, Cohn, and Bellevue students were incorporated into Hillsboro, Overton, and Hillwood, there would still be 1156 empty places. (Exhibit 155). — SA-104 — IX. THE COURT’S RESPONSIBILITY A. A “Unitary” System [1] Once a finding has been made that a racially discriminatory dual school system has been maintained,41 it is the responsibility of the School Board, under supervision of the Court, to achieve a “ unitary” school system. Green v. County School Bd., 391 U.S. 430, 88S .Q . 1689, 20 L.Ed.2d 716 (1968). Perhaps intentionally, no precise definition of what constitutes a “ unitary” system has been laid down. In Alexander v. Holmes County Bd. ofEduc., 396 U.S. 19, 20, 90 S.Ct. 29, 24 L.Ed.2d 19, 21 (1969) (per curiam), the Supreme Court mandated a system “ within which no person is to be effectively excluded from any school because of race or color.” This definition was reiterated in the concurring opinion of Chief Justice Burger in Northcross v. Board o f Educ., 397 U.S. 232, 237, 90 S.Ct. 891, 893, 25 L.Ed.2d 246, 250—51 (1970) (per curiam). Pursuant to this Court’s direction to seek public input to the proposed plan, the Board invited definitions of “ unitary school system” at its public hearings. Some of these bear repeating: By the nature of the title an Unitary School System im plies oneness of opportunity for all children, oneness of administration, oneness of financial support, oneness of educational philosophy, oneness with Metropolitan Government, and oneness geographically centered at and emanating from the heart of the innercity. 41 The defendant, then Board of Education of the City of Nashville, conceded shortly after this case was instituted that the state laws under which defendant operated a dual system were unconstitu tional. See Kelly (sic) v. Board o f Educ., 159 F.Supp. 272 (M.D.Tenn.1958); Kelley v. Board o f Educ., 139 F.Supp. 578 (M.D. Tenn.1956). Councilman William E. Higgins A Unitary School System is that system which is design ed and functions to the extent that equal resources and ac cess to quality education are available to all parts and groups of a given community. Rev. Amos Jones, North Nashville Community Council & Social Action A unitary school system is one offering each student equal access to the facilities, materials and staff to provide the opportunity to meet his/her educational needs. This uniformity of opportunity must also extend to parent, family and citizen involvement in the educational system. Exhibit 2 to plaitniffs’ proposed plan, filed Feb. 11, 1980. Brown v. Board o f Educ. (Brown II), 349 U.S. 294, 75 S.Ct. 753, 99 L.Ed. 1083 (1955), broke down the barriers excluding black children from attending schools with white children. Green v. County School Bd., supra, described the ultimate goal to be a unitary, nonracial system of public education, and onerated school boards to “ come forward with a plan that pro mises realistically to work, and promises realistically to work now.” 391 U.S. at 439, 88 S.Ct. at 1694, 20 L.Ed.2d at 724 (em phasis added). Swann v. Charlotte-Mecklenburg Bd. o f Educ., 402 U.S. 1,91 S.Ct. 1267, 28 L.Ed.2d 554 (1971), identified and utilized transportation of students to acheive racial mix, and gerrymandered zone lines and/or noncontiguous zones as per missible remedial devices to achieve a unitary system. Milliken v. Bradley (Milliken I), 418 U.S. 717, 94 S.Ct. 3112, 41 L.Ed.2d 1069 (1974), emphasized the remedial nature of the Court’s responsibility and expanded the charge to include such action as would as nearly as possible “ restore the victims of discriminatory conduct to the position they would have oc cupied in the absence of such conduct.” Id. at 746, 94 S.Ct. at — SA-105 — — SA-106 3128, 41 L.Ed.2d at 1092. Milliken v. Bradley (Milliken II), 433 U.S. 267, 97 S.Ct. 2749, 53 L.Ed.2d 745 (1977), specifically ap proved remediation in the form of educational components designed to “ restore the victims of discriminatory conduct to the position they would have enjoyed in terms o f education . . . .” Id. at 282, 97 S.Ct. at 2758, 53 L.Ed.2d at 757 (em phasis added). Thus the definition of a “ unitary” school system has expand ed from Brown to Milliken from a mere destruction of barriers, to pupil assignment, to remediation and quality education. B. Racial Ratios As noted above, the thinking of sociologists, educators, legal scholars, black plaintiffs, and jurists has also undergone evolu tion. Earlier literature and studies of varying methodological purity postulated a benefit to black children from a school setting in which white middle class children were in the majori ty. This thinking has changed significantly.42 Swann may have been misinterpreted to state a requirement of racial ratios in all schools unless the Board could carry the heavy burden of proving the rationale of the exception. Thus, it has perhaps appeared that the achievement of racial ratios has become an end of litigation of this type, rather than the remedy it was conceived to be. District Judge McMillan, in the Swann case, indicated that such a future emphasis would be misplaced: 42 In his testimony during the hearings, Dr. Scott repeatedly ques tioned and criticized the assumption that it is necessarily more advan tageous to black children to attend majority white rather than majori ty black schools. See discussion in section 4 of Part VI, supra. See also Bell, Brown v. Board o f Education and the Interest-Convergence Dilemma, 93 Harv.L.Rev. 518 (1980). — SA-107 — This court has not ruled, and does not rule that “ racial balance” is required under the Constitution; nor that all black schools in all cities are unlawful; nor that all school boards must bus children or violate the Constitution; nor that the particular order entered in this case would be cor rect in other circumstances not before this court. Swann v. Charlotte-Mecklenburg Bd. o f Educ., supra, 402 U.S. at 25 n. 9, 91 S.Ct. at 1280 n. 9, 28 L.Ed.2d at 571—72 n. 9 (em phasis in original), quoting with approval from Judge McMillan’s memorandum of August 3, 1970. The Supreme Court, in Swann, observed the “ familiar” metropolitan phenomenon (present in Nashville) of concentra tions of black population in one part of the city. It further recognized that, as a result of this phonomenon, “ ceitain schools may remain all or largely of one race until new schools can be provided or neighborhood patters change.” 402 U.S. at 25, 91 S.Ct. at 1281, 28 L.Ed.2d at 572. No specific degree of racial mixing is mandated by Swann nor is “ desegregation” defined as requiring every school to reflect the racial composi tion of the system as a whole.43 Busing and zoning are “permissible tool[s],” 402 U.S. at 28, 91 S.Ct. at 1282, 28 L.Ed.2d at 574 (emphasis added), in fashioning a remedy. From Brown I I forward, the courts’ responsibility has been equitable in nature. “ In fashioning and effectuating the decrees, the courts will be guided by equitable principles. Traditionally, equity has been characterized by a 45 In Pasadena City Bd. o f Educ. v. Spangler, 427 U.S. 424, 96 S.Ct. 2697, 49 L.Ed.2id 599 (1976), the Court reiterated that there was no "substantive constitutional right [to a] particular degree of racial balance or mixing . . ..” Id. at 434, 96 S.Ct. at 2703, 49 L.Ed.2d at 607, quoting Swann v. Charlotte-Mecklenburg Bd. o f Educ., supra, 402 U.S. at 24, 91 S.Ct. at 1280, 28 L.Ed.2d at 571. — SA-108 — practical flexibility in shaping its remedies . . Brown v. Board o f Educ., supra, 349 U.S. at 300, 75 S.Ct. at 756, 99 L.Ed. at 1106, [2] As remedies, each must be subjected to the traditional balancing tests required of a court of equity; effectiveness must be weighed against other available alternatives, and each alter native must be assessed in terms of its relative costs. This was the command of Brown II, it was the lesson of Green, it was the essence of Swann, it reached full flower in Milliken II. Such a balancing is particularly appropriate in the case before this Court. Here, we are not dealing with a “conversion from a dual to a unitary system, ” as the Swann Court faced. 402 U.S. at 26, 91 S.Ct. at 1281, 28 L.Ed.2d at 572. This Court has been dealing with the problem for 25 years and this system has had in place a Swann-type remedy for nine years. Here we are assessing the effectiveness of the remedy and such changes as are made should be done in light of this experience. X. THE EFFICACY OF THE REMEDY [3] A partial assessment of the remedy under the 1971 order was contained in the recitation of history in Parts II—V above. It cannot be overemphasized that an evaluation and consideration of modifications to the Swann-type remedy in effect in this county could not be possible had a comprehensive desegrega tion order requiring busing not been decreed and implemented. Were this Court addressing the situation in this county as it ex isted in 1971, there would be no alternative but to order the im plementation of a plan that entailed school pairings, noncon tiguous zoning, and substantial busing. Nothing in this opinion should reflect a diminution of the realization of the necessity of such an order in 1971. — SA-109 — It is only after nine years of zoning and busing to achieve a desegregated system and the changes that have taken place in the community and in the attitude manifested by the School Board that it is possible to reevaluate the efficacy of the remedy incorporated into the 1971 order. With this understanding, the Board’s proposed plan will now be scrutinized as to its efficacy in terms of: 1. Its realistic promise of achievement of a unitary system; 2. Its relative burden on black and white children; 3. Its social cost in the deterioration of public support for education; 4. Its educational cost; and 5. Its economic cost. A. Realistic Promise o f Achievement The Board’s plan was proposed in good faith reliance upon the assumption that the August 1979 order of this Court and the legal precedent of Swann required a “ more-of-the-same” type of remedy. The plan would achieve an initial racial mix in which blacks will, in nearly all cases, be in the minority. But will these ratios be realistically achieved or, if initially achieved, will they be capable of realistic maintenance? The spectre that haunts all of the parties to this case, the Court, and the community is a public school system populated by the poor and black, and a private school system serving the affluent and white. The Board presented as one of its witnesses Dr. Rilchard A. Pride, Associate Professor of Political Science, Vanderbilt University. Dr. Pride was commissioned by the Board to study “ Patterns of White Flight: 1971—1979,’’and his scholarly study and analysis appear in the record as Exhibit 247. — SA-110 Dr. Pride took the statistic of a decline in white enrollment in the public schools of 22,098 between June 1971 and June 197944 and sought to explain the decline. He found that: “ white flight” is a significant problem in Nashville. In brief, it was found that in 1979 each cohort (grade level) was about 15 percent below what would have been ex pected in the absence of court-ordered busing, (2) this average cohort loss has increased since 1971, when the average cohort was only 8 percent below expectations, (3) most of the loss in recent years has occurred in the birth to first grade interval, where there was an average loss of 14 percent from expected levels, (4) there is a steady increase in the private school contingent in the school age popula tion, including 1st grade, where the private schools cap tured 20 percent of the entering cohort in 1978—79, a 9 percent rise in eight years. White flight also manifested itself as within-system migration. The analysis found that there is a flight of up to 49 percent in some cluster schools located in black areas from among white cohorts which began school in desegregated 1-4 schools. The loss in cluster area schools is congruent with a marked gain in non-court-ordered 1-6 grade schools in many outlying areas. R. Pride, Patterns o f White Flight: 1971-1979, at 14-15 (1980). His most disturbing statistical prediction was that we can expect 25-30 percent of the elementary age children to be in private school in the middle to late 1980s. If the goal of previous efforts has been to achieve an integrated school experience, the depress 44 In June 1971, there were 66,393 white students in Metropolitan Nashville schools as opposed to 44,295 in June 1979. SA-111 — ing reality of Dr. Pride’s study45 is that our efforts have been less than fruitful, if not to some extent counterproductive. This phenomenon is only partially the result of the remnants of racial prejudice. From the testimony in this case, the Court concludes that other parental concerns have a greater impact than the bus ride or racial prejudice. It was apparent from the testimony, from letters received by the Court, from letters received by the Board, see Collective Exhibit 170, and from the public hearings conducted by the Board, see Collective Exhibit 205, that the greatest concern is with the quality of education received, or perceived to be received. It was testified repeatedly 45 An earlier study of Dr. Pride and Dr. J. David Woodard on the white flight phenomenon in Nashville, Memphis, and Louisville, en titled “ Busing and White Flight: Implementation Plans in Three Southern Cities,” was presented as Exhibit 246. In this connection, one should note that in the Coleman II Study, Exhibit 63B, Dr. James S. Coleman found that there is an almost inevitable significant loss of white children from public school systems when desegregation occurs. He concluded the analysis of his study by stating: that the emerging problem with regard to school desegregation is the problem of segregation between central city and suburbs; and in addition, that current means by which schools are being desegregated are intensifying that problem, rather than reducing it. The emerging problem of school segregation in large cities is a problem of metropolitan area residential segregation, black cen tral cities and white suburbs, brought about by a loss of whites from the central cities. This loss is intensified by extensive school desegregation in those central cities, but in cities with high pro portions of blacks and predominantly white suburbs, it proceeds at a relatively rapid rate with or without desegregation. J. Coleman, S. Kelly & J. Moore, Trends in School Segregation, 1968-73, at 79-80 (1975). Dr. Coleman’s description of cities in which the black population is concentrated in the central city and the suburbs are predominantly white applies to Nashville-Davidson Coun ty and is the crux of the problem in this county. SA-112 — that the important factor is what happens at the end of the bus ride rather than how long the ride. Except to the extent that the largely undefined (and unfund ed) magnet portion of the plan may be so designated, there are no educational components to the plan. It is merely a student assignment plan to provide racial ratios. Such a further disrup tion without massive efforts to make the public school system more attractive will further deteriorate public support and will engender more flight to private schools. The witnesses for all parties predicted such an increase as an inevitable result of the plan, and the Court so finds. Further, in consideration of the efficacy of the 1971 remedy and the hoped-for efficacy of the Board plan, the Court receiv ed testimony on the improvement in achievement test scores of both black and white children from 1971 to the present. See Ex hibit 249. No scores were available before 1971 and thus no basis of comparison existed for pre-busing achievement. Dif ferent tests were utilized and the statistics for some years may not be comparable. However, there does appear to have been improvement in both black and white stanine scores in both math and reading over the period. The gap between black and white achievement has narrowed slightly, but average black achievement in both math and reading is still well below na tional norms and the gap between black and white achievement remains substantial.46 46 In 1978 the average reading gap ranged from 1.2 stanines in the second grade to 1.62 stanines in the eighth grade. Narrowing of the reading gap by grade level from 1971 to 1978 ranged from a .1 reduc tion in the sixth grade to a .65 reduction in the second and third grades. Improvement in recent years seems to have plateaued and little reduction appears after 1975. Exhibit 249. See also Report on Stan dardized Testing, prepared by the Board in February 1979, Collective Exhibit 240, in which the Board Reported that 77 percent of the public school students in this county achieved scores in reading and mathematics at a level average to or above the national test scores. — SA-113 The “ osmosis effect,” or use of white children as a principal learning resource for black children, appears not to have had the desired result, at least in isolation. These data strongly sug gest the necessity for educational components both as an essen tial ingredient to the remedy and also as a reinforcement to parental perception of, and support for, the system. As noted by the Supreme Court in Milliken II, and as is obviously present in this case, “ [p]upil assignment alone does not automatically remedy the impact of previous, unlawful educational isolation; the consequences linger and can be dealt with only by indepen dent measures.” Milliken v. Bradley, 433 U.S. 267, 287-88, 97 S.Ct. 2749, 53 L.Ed.2d 745, 760 (1977). B. Disparity o f Burden The Court finds that the plan submitted by the Board disparately onerates young black children with the burden of achieving desegregation. As noted above, with few exceptions, black children do not attend the same school for grade one as for kindergarten. Also with few exceptions, black children are bused out of their neighborhoods for grades 1-4, while white children remain in their neighborhoods for these early grades. The Court drove the route from North Nashville to Andrew Jackson School. The route covers 20.6 miles and required 42 minutes. More significant, however, than the time or distance is the inaccessibility of the area by other than automobile. A child who becomes ill at school and needs a parent, or a parent who needs a conference with a teacher, will create a transportation problem requiring an expensive solution by taxi or a very time- consuming bus ride with transfers if the parent does not have an automobile. This defies logic and creates an almost impossible barrier to liason between parent and teacher. These children never attend a school in their neighborhood for the entire twelve years, unless they elect for the grades 1-2 Buena Vista option. — SA-114 — Similarly, young black children from the Cameron area are taken substantial distances to Una, Lakeview, Cole, and Haywood. Haynes area young black children travel to Old Center, Gateway, and Amqui. Wharton area young black children travel to the southeast corner of the county to Brookmeade, Gower, and Westmeade. Children in the area of Caldwell school (proposed for closure) would go to a yet undetermined school for kindergarten, travel to Baxter for grades 1-2, travel on out to Chadwell, Stratton, and Neely’s Bend in 7-8 and Madison and Goodlettsville (or Goodlettsville- Madison Comprehensive High School) for 9-12. Black children in the shadow of Head Elementary School and Pearl High School would go to Head for kindergarten, travel out to Hill, Woodmont, Sylvan Park, or Eakin for 1-4, come back in to Head for 5-6, travel out again to Apollo for 7-8, and out again to Antioch for 9-12. No similar treatment of white children exists. C. The Social, Educational, and Economic Costs The potentially devastating social cost of a public school system serving only the lower socioeconomic segments of our society has been alluded to earlier. The prospect of such divisiveness, and its probable geometric progression into post school societal interaction, is frightening. Public education is the cornerstone of democracy, but public education without public support will almost certainly erode to the point that it will no longer represent this solid base upon which we can continue to build. Dr. Pride’s testimony is undisputed and is supported by other witnesses. The Board plan will not only fail to engender a revival of public support, it is also uniformly predicted to engender further exodus from the public school system. The SA-115 — Court finds that such a result negates the efficacy of the remedy, and it is an unacceptable social cost. The educational concessions made to facilitate achievement of desired ratios have also been referred to above. The choice of a four or five-tiered system over the educationally preferred three-tiered system is only one of these. The lack of continuity for the child and the difficulty of liason between parent and teacher occasioned by the use of noncontiguous zoning, par ticularly in the early grades, is an admitted educational detri ment. The inability of the child from noncontiguous zones to participate in extracurricular activities after school is a further admitted educational cost of the plan. The allocation of a finite amount of resources to transportation costs rather than educa tional improvement is inherent in the plan. Dr. Bill Wise, Assis tant Superintendent of Schools and a principal witness for the Board, testified that elimination of the cost of transporting students in the first four grades would be sufficient to reduce the pupil-teacher ratio from 25 to 1 to 15 to 1 in those grades. The overwhelming testimony from the educator experts was that the remedial benefits of smaller pupil-teacher ratios in these ear ly grades would far exceed any benefit obtained from an “ osmosis” effect. Such educational costs weigh heavily in the balance of this consideration of the efficacy of the remedy. The Board plan would add transportation costs of $3.5 million with the use of elementary magnets. (Exhibit 193). This Court judicially notices the existence of a national fuel crisis as well as a serious downturn in the economy. Fuel prices are many times what they were when the plan was implemented in 1971. Some transportation will continue to be necessary. However, ra tional balancing of cost-benefit demands a consideration of alternative methods of transportation that may be more effi cient, and alternatives to transportation as a remedial device. For all of the above reasons, the Court must reject the Board’s proposed plan. The intervenors’ plan, although it of SA-116 — fers attractive and creative ideas, must also be rejected because of its lack of refinement and the flaws noted in Part VIII above. The Court lacks the resources to devise modifications to either the Board’s plan or the intervenors’ plan or to develop an alternative plan on its own. It is necessary, therefore, to refer the plan back to the Board under more specific guidelines. Such a re-referral may result in a deferral of implementation of parts or all of the plan for the coming school year 1980-81. Upon a consideration of this opinion and the guidelines hereinafter set out, the Board will report to the Court by July 1, 1980, on the feasibility of the generation of a new plan for the 1980-81 school year or any parts thereof and the necessity for deferral of development and/or implementation of any such parts. XI. GUIDELINES AND SPECIFIC DIRECTIVES A . Tier Structure [4] The Board chose a four-tiered structure against its better educational judgment in order to facilitate racial balance. In view of the directive which follows this, the Board may now revert to a three-tiered structure. Whether this should be a K4-4-4 or some variation thereof which is more educationally sound and makes better utilization of buildings is a matter for Board determination. B. K-4 (or variation) o f a Neighborhood Character As recognized in Swann v. Charlotte-Mecklenburg Bd. o f Educ., supra, transportation of young children which “ risk[s] the health of the children or significantly impinge[s] on the educational process” is to be avoided. 402 U.S. at 30-31, 91 S.Ct. at 1283, 28 L.Ed.2d at 575. — SA-117 For all of the reasons set forth in the findings above, the Board should construct its first tier of kindergarten through ear ly elementary grades of a neighborhood character. Intervenors attempted such a construction under severe time constraints. The expert staff of the Board can do a more refined job, draw ing lines that achieve better utilization of space, considering the need for kindergarten, special education, and other federally funded programs, and also maximizing the opportunities for in tegration. C. Middle Schools A 5-8 (or variation) middle school tier shoud be constructed whigh clusters schools from the first tier, but with the objective in clustering of bringing about a minimum presence of at least 15 percent of either race in the minority at each middle school. If necessary to meet this objective, noncontiguous zones may be utilized. These should be held to a minimum and where utilized, consideration should be given to assignment of the nearest such black or white children to create such presence. In this respect, consideration should be given to transportation accessibility by public transportation between the noncontiguous zone and the assigned school, as more fully discussed below. The school chosen for the middle school in each cluster should be as cen trally located as possible to the whole of the students assigned thereto. Exceptions to this objective may be dictated by the location of buildings large enough to accommodate the student population. The selection of 15 percent is arbitrary, as is any other number which may be chosen. Preparation of students to live in a pluralistic society makes a biracial, intercultural experience highly desirable. However, it was not the intent of Brown and its progeny to require blacks always to be in the minority; nor should these precedents have been read to require assimilation or amalgamation. It is not undemocratic, nor does it violate — SA-118 equal protection of the laws to have a system that allows for recognition of and respect for differences in our society. A rigid adherence to racial ratios premised upon the social goal of assimilation, which in the process demeans, diminishes, or benignly neglects cultural and ethnic pride as well as differences, is not only constitutionally unrequired, but socially undesirable. (See testimony of Dr. Walter Leonard.) The 15 percent minimum objective was chosen at the suggestion of plaintiffs because it seems to represent a reasonable attempt to provide in- tercultural and interracial contact as a foundation for social harmony. As such it is a goal worthy of the wholehearted sup port of parents and the community, and for the attainment of which some expense and inconvenience should gladly be en dured. D. High Schools The Board’s initial plan after 1971 (with tacit approval from the Court at that time) of ringing the city with comprehensive high schools would have brought about complete desegregation. Had the job been completed and had there not been some errors of judgment in school placement, much of the present con troversy could have been avoided. Ethnic attachment and in sistence on the retention of Pearl, and community and parochial insistence upon the retention of Pearl, and community and parochial insistence upon the retention of Bellevue, Joelton, and Cohn have created political problems for the Board in the pursuit and implementation of its comprehensive program. The remoteness of Antioch and DuPont has created logistical pro blems and impeded efforts that would have further im plemented this educational decision. Controversy has arisen concerning the validity of comprehensive high schools as an educational vehicle. Some community pressure has been exerted for at least a partial return to, or the option of, a smaller, tradi tional high school. Intervenors suggest through their equity plan — SA-119 — the provision of such an option. Their suggestion has both educational merit and offers the hope of renewed support for the system. They err in the excess, however, from a desire to please as many as possible. By proposing the maintenance of all existing high schools, intolerable resegregation results, pro tected enclaves persist, and, pragmatically, serious underutiliza tion of space is inevitable. The Board should consider the use of some traditional type high schools either as magnets per se, or containing magnet programs. Pearl, East, and West End appear to be well located geographically for such a magnet approach. .Ail are in or near the central city and are served by public transportation. The number and location of such magnet- traditional high schools is a matter for Board determination in the exercise of its educational function and in consideration of financial constraints. 1 1. Goodlettsville-Madison-Trinity Hills This proposed new comprehensive high school has been recommended by the Board since 1972. Land has been acquired. Building age and overcrowding have threatened loss of ac creditation to existing high schools in the area served. This con struction was a part of the initial plan of the Board for a ring of comprehensive high schools and promises to aid substantially in achieving desegregation. It should be built and the Court ap proves this portion of the Board’s plan with attendance zones set out in Exhibit 14B. However, as discussed infra, the Board should include in the attendance zone and construct accom modations for the Old Hickory area (northern half of DuPont zone) in this school. These children can cross the river at Old Hickory Boulevard and are as close or closer to the site as most of the remainder of the zone. There is natural affinity between the Old Hickory and Madison communities. Such a zone modification will relieve overcrowded conditions in the DuPont zone, offer comprehensive education to the children in this — SA-120 /one, and will further integration without the use of the present noncontiguous zone for DuPont from inner city North Nashville. The lower half ot he DuPont zone can be assigned to McGavock.47 2. Pearl-Cohn Inner City Comprehensive High School The Board has determined the advisability of an inner city comprehensive high school and proposed to construct it in the approximate center of a zone now served by Pearl and Cohn High Schools. Although the economic justification may be sub ject to some question,48 other considerations weighed heavily with the Board and are equally persuasive to the Court. Both Pearl and Cohn have a long and rich heritage of service to their communities. Both have provided outstanding graduates to the region and the nation. Adjoining as they are geographically, they will bring together a natural racial mix that will enhance the desegregation effort. The combination of names and com munities will preserve the symbolic significance of the predecessor schools, and will provide an inner city structure of fering comprehensive education to a contiguous and natural zone. Assignment of children in North Nashville (presently 47 In 1983, DuPont is scheduled for only grades 10-12 with a population of 967 and a capacity of only 784. McGavock will have 438 empty seats. The addition of some seats to Goodlettsville-Madison- Trinity Hills, plus the relief to be anticipated from some students at tending magnet high schools should easily accommodate these Du Pont area students. In addition, the DuPont anticipated student body includes students from a noncontiguous zone in North Nashville which will be discussed in the next section. Such a solution eliminates the need for $1,365,000 expenditure for an addition to DuPont. Ex hibit 193. 48 See discussion of the availability of seating projected for Hillwood, Hillsboro, and Overton, note 49 infra. However, with the closure of Bellevue, Antioch, and DuPont as hereinafter discussed, and with the assignment of students from the noncontiguous zones in the natural Pearl-Cohn area from Antioch and DuPont back to a Pearl-Cohn Comprehensive High School, this excess capacity will not be as present. SA-121 assigne to distant DuPont) and children from the Pearl-Head area (presently assigned to distant Antioch) will increase student and community identity with the school, and reduce transporta tion costs. Adjustment of the southern boundary of the zone, see Exhibit 164, to West End Avenue will increase the white percentage of students. The construction of Pearl-Cohn Comprehensive High School is approved. 3. Bellevue, Antioch, DuPont, Joelton These relatively small high schools in the outer fringes of the county have posed a problem to the Board both in implementa- tio ao f its comprehensive high school plan, and in its efforts to achieve a desegregated system. There has been understandable community resistance to their closure. Attempts to bring about a black presence in Antioch and DuPont have necessitated dis tant noncontiguous zones and excessive transportation costs. All four of these noncomprehensive schools should be closed or converted to middle school or other uses. Whites Creek was built to accommodate Joelton students. Hillwood was built to accommodate Bellevue students. Antioch students can be accommodated between Glencliff and Overton.49 DuPont area students can be accommodated bet ween the new Goodlettsville-Madison-Trinity Hills Comprehen sive High School and existing McGavock.50 49 In the 1963 projection (Exhibit 155) Glenciiff will have 308 empty seats and Overton will have 483 empty seats. Antioch is projected to have 1295 students, including 263 students from the noncontiguous Pearl-Head area zone. Excluding these students after their assignment to Pearl-Cohn, see section 2 supra, there would be 241 more students at Glencliff and Overton above capacity. Some adjustment of zone lines may be necessary from Overton to Hillsboro, which contains 792 empty seats, or the overage may be taken care of by the magnet schools, discussed in section E infra. 50 McGavock is projected to have 438 empty seats in 1983. — SA-122 4. Proposed Addition to Maplewood In the Long Range Plan, with the building of Goodlettsville- Madison-Trinity Hills, Maplewood is projected to have a stu dent body of 1734, 54 percent black, and a permanent capacity of only 1091 plus 499 portable classroom spaces. (Exhibit 155). The Board, therefore, proposes to build a $4,775,000 addition to Maplewood to accommodate 700 students. Since this deci sion does not affect desegregation efforts, the Court does not either approve or disapprove the proposal. However, adjacent Whites Creek will have 372 empty spaces in the same Long Range projection. If East is opened as a magnet school, much of this overcapacity should also be relieved. Cost consciousness and prudence would seem to dictate a delay in this capital ex penditure to determine if zone adjustments to Whites Creek and magnet enrollments do not obviate this problem. 5. DuPont High School As noted above, DuPont should be closed. The proposed ad dition of $1,365,000 to this fringe area school would further frustrate efforts to achieve desegregation. This expansion is disapproved. E. Magnet Schools The use of magnet schools as an adjunct to a pupil assign ment plan not only offers a voluntary component to the desegregation plan but also adds significantly to the quality of the educational offering. It has proven effective in a number of cities as a method of achieving voluntary integration.51 In- tervenors demonstrated a substantial desire on the part of many residents of the county for the option of more traditional-type high schools. It appears that the utilization of magnet-type pro 51 See N. Estes & D. Waldrip, Magnet Schools: Legal and Practical Implications (1978). — SA-123 — grams contained within several such traditional high schools, would be a significantly beneficial component to the plan. If these traditional high schools were open-zoned, centrally located, accessible by public transportation, offering unique educational opportunities, they should attract an integrated stu dent body. Pearl, East, and West End all seem to meet these criteria. Pearl in particular should be considered for such alter native use. It is an attractive, functional building, accessible by several MTA routes. Such a usage would preserve the building as a source of black pride and symbolism in the North Nashville community. East and West End offer similarly attractive loca tions and existing facilities. Different magnet programs for each school should be considered. This component of the plan is left to further development by the Board. Substantial savings should result from decreases in transportation costs in the elementary grades, from use of MTA services, discussed infra, and from reduction of noncontiguous zones. These resultant savings should be applied to this and other educational components of the newly devised plan. F. Transportation 1. Use o f Metropolitan Transit Authority [MTA] One of the most appealing parts of the intervenors’ plan was the proposal for close cooperation with and maximum utiliza tion of the MTA system. It was shown that in many instances, MTA buses travel out toward suburban schools in the mornings virtually empty in order to bring commuters into the city to work. This is generally near school starting time. In the after noons, MTA buses travel out with some of the same commuters only to return empty. It was further pointed out, and alluded to earlier in this opinion, that the availability of MTA transporta tion to a school tends to eliminate a feeling of alienation from the school, enhance the opportunity for parent-teacher liason, and open opportunities for after-school participation in ex SA-124 — tracurricular activities. MTA could establish feeder lines to operate in conjunction with shuttle buses and thereby reduce the number of buses and drivers required by the Board. The oppor tunities for cooperation and substantial savings in transporta tion cost are many. They await only imaginative exploration by transportation experts for the Board and the MTA. The Court is assured of MTA cooperation. The Court directs the Board to immediately initiate and pursue discussions with MTA and to incorporate maximum utilization of public transportation in the design of the middle school plan and high school transportation services. One of the major deficiencies of the present plan and the Board’s proposed plan is the absence of any consideration of transportation for students who desire to participate in after school, extracurricular activities. The plan must incorporate a reasonable accommodation of this essential component of an education. Discussions with MTA and planning for open-zoned magnet schools must also consider public transportation as a comple ment, if not the primary resource, in achieving access to such magnets. G. Educational Components 1. Elementary Schools Substantial savings will accrue from the elimination of transportation for racial balance in the elementary schools af fected by this order. Savings realized from this source should be utilized for educational improvement throughout the system. The Board shall consider and report its recommendations for educational components to the plan to the Court. Such educa tional components should be directed toward: 1. Provision of intercultural experiences on a periodic basis to those K-4 children who, because of lack of integrated housing in — SA-125 — their zoned neighborhoods, are in largely black or largely white elementary schools; 2. Reduced pupil-teacher ratios in those schools in which the achievement level of the school is below the average for the system; 3. Remediation efforts in those schools or classes within schools made up largely of socioeconomically deprived children who suffer the continuing effects of prior discrimination; 4. Such other areas as the professional staff may recommend and the Board may consider valid in developing ways to attack the problem of disparate achievement between black and white children, and, in general to improve the quality of education in Metropolitan Nashvilie-Davidson County. 2. Curriculum on Black History and Culture Plaintiffs persuasively represented that this area of education has been largely ignored. The contributions of the black men and women of this country to the progress of our nation is a source of inspiration to children, black and white. The Board responded with a broad brush assertion, without specific ex amples, that such instruction has been generally incorporated into the curriculum. No evidence was offered that this is being done in a meaningful way or that its implementation was monitored to insure its realization. The plan of the Board will specifically address this question and propose methods of monitoring inclusion of such subject material into the regular curricula, as well as the offering of specific courses on black history and culture in the comprehensive high schools. 3. In Service Training and Teacher Assignment The Board’s proposed professional development program, “ Together We Can-Together We Will,” Exhibit 254, outlines a positive approach to development of understanding, sensitivity, — SA-126 and cooperation in the implementation of a desegregation ef fort. It represents a good start. The Board and its staff should study further efforts in this regard and propose as a part of the revised plan specific efforts toward: 1. Insuring that teachers and staff are required to undergo sensitivity training to the special needs of black children from an underprivileged social environment; and 2. Insuring that the most sensitive of such teachers are assigned to those schools and classes where the desegregation experience is likely to be most problematic. H. Faculty-Staff Ratios Consideration of black-white ratios in the composition of faculty and staff was reserved until a later stage of the pro ceedings. Nevertheless, some testimony with respect thereto crept into the hearings thus far. Pending further hearings, the revised plan of the Board should include an affirmative action recruitment and hiring program that emphasizes the replace ment of vacancies occurring by normal attrition with black per sonnel. I. Involvement o f Plaintiff and Intervenors The Court has been impressed by the generosity of spirit and cooperative attitude demonstrated by the parties and counsel throughout the hearings on the matter. The Court believes this manifestation of good faith and common desire to achieve a workable solution to difficult problems is representative of the enlightened attitude of the great majority of the general populace of this county. It is a solid foundation on which to build and we must nurture the climate thus created. In this regard the plaintiffs and in tervenors are each directed to designate at least one represen — SA-127 — tative of their choosing to attend regularly scheduled work- discussion sessions with staff members of the Board who are responsible for preparation of the report ordered by this Court on July 1, 1980. Utilization of these persons as a resource, and information relayed from them back to the parties can faciliate finalization of a plan and continue to foster the spirit of cooperation. It is not necessary to reiterate the non-adversarial, non-traditional character of the effort in which we are engaged. J. Involvement o f the Community It is the fervent hope of this Court, in its official capacity, and in its unofficial capacity as a resident and parent, that the plan which eventually emerges from these efforts will be one which promotes equal educational opportunity, enhances interracial and intercultural communication and understanding, and im proves the quality of education offered to all the children of this community. To insure the success of the plan, the success of public educa tion in Davidson County, and the success and happiness of our community in the future, it will be essential to enlist and utilize the good will and support of the community. The Board should develop a plan to enlist the aid of such groups as The League of Women Voters, Leadership Nashville, Metropolitan Nashville Community Education Alliance, the Metropolitan Mayor and Council, the media, civic and service organizations, to name only a few of the infinite resources available. SA-128 — SUPPLEMENTAL APPENDIX D Robert W. Kelley et al. v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, et al. v. State of Tennessee et al. Nos. 2094, 2956. United States District Court, M. D. Tennessee, Nashville Division. April 17, 1981. In a school desegregation case the board of education prof fered its desegregation plan to which plaintiffs objected and proposed their own plan. The District Court, Wiseman, J., re jected plaintiffs’ proposed plan as haphazardly constructed and unworkable and approved board’s plan which included educa tional components and pupil assignment components. Board’s plan ordered adopted. 1. Federal Civil Procedure (key) 1127 Where on its face, the elementary portion of plaintiffs school desegregation plan was nothing more than an attack on order directing board of education to develop a new plan following certain specific directives and guidelines and it was contrary to plaintiffs own expert proof, such was stricken as impertinent and unresponsive to the court’s directive. Fed.Rules Civ.Proc. Rule 12(0, 28 U.S.C.A. — SA-129 — 2. Schools (key) 13(6) Board of education’s desegregation plan, which consisted of educational components and pupil assignment components, rather than plaintiffs plan was adopted where plaintiffs plan ap parently was hastily drawn while board’s plan, with modifica tions, met concerns with K-4 remediation, multicultural inter- cultural exchange, magnet schools, teaching of black history and middle schools and attendance zones were drawn to comply with mandate to achieve a minimum of 15% representation by race in middle schools without undue transportation burden on minority students. Avon N. Williams, Jr., Richard Dinkins, Nashville, Tenn., for plaintiffs. William R. Willis, Jr. and Marian F. Harrison, Nashville, Tenn., for defendant Metropolitan Bd. of Ed. Frank J. Scanlon, Senior Asst. Atty. Gen., Nashville, Tenn., for third-party defendant State of Tenn. MEMORANDUM WISEMAN, District Judge. This Court’s Memorandum Opinion and Order of May 20, 1980, directed the Defendant Board of Education to develop a new desegregation plan following certain specific directives and guidelines regarding educational components and pupil assign ment as set forth in that Opinion.' Those directives and guidelines resulted from many days of testimony beginning in the summer of 1979, and culminating in over 25 trial days in March and April of 1980. After the lengthy hearings, this Court 1 1 See, Kelley v. Board o f Education, 492 F.Supp. 167 (M.D.Tenn. 1980). — SA-130 — determined that a different remedy for the remaining vestiges of segregation in Nashville was required, in view of the “ tortuous twenty-five year history of desegregation efforts in Metropolitan Nashville,” and the specific burdens and benefits found to emanate from the Swann remedy ordered by this Court and implemented by the Defendants in 1971. This Opin ion considers the plan offered in the Board’s effort to comply with the May 20, 1980, Order, and the Plaintiffs’ proposals and objections relating to the ordered plan. THE RECORD PRIOR TO THE 1981 HEARINGS Prior to this Court’s Order of May 20, 1980, many matters had gone unresolved in this litigation since 1971.2 The Plaintiffs had filed several objections to the operation of the Court- ordered 1971 plan, which objections were addressed primarily to alleged disparate burden in transportation of young black children. As a result of these objections, along with other fac tors such as the Board’s need for additional classroom space in the outlying areas not involved in the 1971 plan,3 and the ever- increasing costs of transportation under the plan, the Court ordered the Board, on August 27, 1979, to develop a new desegregation plan for the entirety of Davidson County.4 5 After many weeks of Board deliberation and community input at the Board level, the “ Waldrip Plan” 3 was presented for the Court’s 2 Kelley v. Board o f Education, 492 F.Supp. 167, 168-75 (M.D.Tenn.1980). 3 The 1971 Swann remedy left a ring of schools in the outlying areas untouched by the plan because of the distances involved in transporta tion to and from these schools. 4 Kelleyx. Board o f Education, 479 F.Supp. 120 (M.D.Tenn.1979). 5 The planning team for the Board was headed by Dr. Donald Waldrip, whose qualifications were set forth in the Court’s Memoran dum Opinion of May 20, 1980. Kelley v. Board o f Education, 492 F.Supp. 167, 177 (M.D.Tenn.1980). — SA-131 — scrutiny. The Plaintiffs were invited by the Court to submit an alternative plan, but this offer was ultimately declined. Instead, the Plaintiffs chose to rest their case on specific criticisms leveled at the Waldrip Plan by the Plaintiffs’ expert witness, Dr. Hugh Scott. A group of intervenors were also permitted to file a plan. Consideration of the two plans, along with the Plaintiffs’ ob jections, resulted in the Court’s rejection of both plans, and in the Court’s directive to the Board to develop another plan following the specific guidelines set forth in the Court’s Opin ion. Based on the testimony offered during the hearings on the two plans, this Court made an effort to carefully balance the benefits and burdens imposed by the Swann-type remedy employed in the 1971 Order and in the Waldrip Plan, and set forth the following directives for inclusion in the new Board proposal: I. Educational Components. A. Intercultural experiences for children in predominately one race schools. B. Reduced pupil-teacher ratios in schools having achieve ment levels below the average for the system. C. Remediation efforts in schools or classes made up largely of socioeconomically deprived children who suffer the continu ing effects of prior discrimination. D. Black history and black culture curriculum. E. Teacher in-service training in preparation for the im plementation of the plan. F. Magnet school(s) offering unique educational oppor tunities. G. Middle school programs. — SA-132 — II. Pupil Assignment. A. A three-tiered system of grades utilizing K-4, 5-8, 9-12, or some reasonable variation thereof. B. Schools having a neighborhood character for the lower elementary grades without the use of non-contiguous zoning ar rangements. C. Middle schools having a minimum 15% representation of either race, utilizing non-contiguous zoning where necessary. D. Use of the closest other race population for necessary non contiguous zones. E. High school zones in conformity with the Court’s direc tive, including closing and/or changing the use of Bellevue, Joelton, DuPont, Antioch, Madison, Pearl, and Cohn high schools. F. Construction of the Goodlettsville-Madison and Pearl- Cohn comprehensive high schools, with the corresponding closure or change in use of Goodlettsville, Madison, Pearl, and Cohn. G. Delay the addition to Maplewood High School and con sider adjustments to the Whites Creek zone and the impact of proposed magnet school enrollments to acommodate the large enrollment at Maplewood. On June 25, 1980, the Defendant Board of Education made a preliminary report to the Court regarding a timetable for im plementation of the Court’s Order. Pursuant to what the Board representatives deemed to be the suggestion of the Plaintiffs, the Board’s proposed timetable included a plan where first graders could remain in the school wherein they attended kindergarten, thereby presumably aiding in the transition be — SA-133 — tween kindergarten and first grade.6 A hearing was held on the proposed timetable for implementation, and the Plaintiffs ob jected to the rezoning of first graders during the interim. Following the hearing on July 15, 1980, the Court entered an Order rejecting the first grade proposal, approving the re mainder of the timetable for the pupil assignment components, and relieving the Defendants of the obligation to confer with representatives of the Plaintiffs and Intervenors during the planning process.7 The Board filed its proposed desegregation plan on January 19, 1981.8 Following the filing, this Court directed the Plaintiffs and the Intervenors to respond by way of specific objections to thejplan by February 9, 1981. The Intervenors moved for leave to withdraw from active participation in the hearings on the new plan, and this motion was granted. 6 Dr. Hugh Scott, expert witness for the Plaintiffs, testified exten sively about the need for a smooth transition between these grades. 7 The Court also ordered the Board to reconsider its decision to per mit 12th graders to remain at Bellevue and Joelton, while closing those high schools to other grades pursuant to the Court’s directive. The Board subsequently voted to close those schools as high schools for the school year 1980-1981, which was reported to the Court on July 25, 1980. 8 Counsel for the Board noted in a response to the Plaintiffs’ later request for additional time to respond to the plan and in the hearings on March 30, 1981, that the Plaintiffs had access to the plan long before January 19, 1981. Specifically, Board counsel stated as follows; Details of the proposed plan were widely aired in public meetings during November and December, 1980. On or about December 15, 1980, after the approval of the long range pupil assign ment plan by the Board, a copy of the statistical data supporting the plan was forwarded to the Plaintiffs, and an invitation to view the bulky maps, which had not yet been duplicated, was extended to the Plaintiffs by Board counsel. The entire package of maps and statistical information was forwarded to the Plaintiffs on or about January 12, 1981, with the remainder of the plan, including the in terim proposals and educational components, being delivered to the Plaintiffs on January 19, 1981. No exception was taken to this representation of the events by Plaintiffs’ counsel. — SA-134 — On or about February 6, 1981, the Plaintiffs moved the Court for additional time to file objections up to and including March 31, 1981. Accompanying that motion was an initial submission of objections, and an indication that the Plaintiffs had not been able to meet with one or more possible expert witnesses regar ding the plan. The motion was granted in part, extending the time for responding until March 16, 1981, with the notation that any hearings, if necessary, on the plan and objections would begin on March 30, 1981, and would continue thereafter until concluded. On March 10, 1981, the Plaintiffs filed a second motion for extension, based on the fact that the Plaintiffs’ lead counsel was ill and hospitalized. From this motion, and from a status con ference on or about March 10, 1981, attended by Plaintiffs’ counsel, this Court and the Defendants learned for the first time that an alternative plan was contemplated by the Plaintiffs. The request for an extension was granted until March 25, 1981, giv ing the Plaintiffs leave to reapply for an extension if counsel’s health had not improved. The Order contained a further nota tion that hearings remained scheduled for March 30, 1981. On March 25, 1981, the Plaintiffs filed their supplemental response, along with an alternative plan. On March 27, 1981, the Defendants moved to strike the Plaintiffs’ plan and to af firm the Board’s plan without a hearing. The Court then ordered a hearing on all pending motions for determination of status of the case for March 30, 1981. THE PLAINTIFFS’ PROPOSED PLAN On March 30, 1981, the Court heard the Board of Education’s “ Motion to Strike Plaintiffs’ ‘Conceptual’ Pupil Assignment Plan and to Approve Defendants’ Proposed Plan Without Hearing.” The Court construes this motion as one made under Rule 12(f), Federal Rules of Civil Procedure, as a motion to strike “ any insufficient defense or any redundant, immaterial, impertinent, or scandalous matter.” The primary basis for the Board’s motion to strike the Plain tiffs’ plan and certain objections to the Board’s plan is that the primary thrust of the Plaintiffs’ response constitutes an attack on the Court’s Order of May 20, 1980, rather than an effort to produce a plan to comply with the Court’s Order. In addition, the Board argues that the Court’s Order of May 20, 1980, was in large measure based upon the testimony of the Plaintiffs’ own expert witness, Dr. Hugh Schott. An examination of the Plain tiffs’ plan and many of their objections reveals that the Board’s position is substantially correct. The Plaintiffs’ proposed plan recognizes from the outset that elementary children will be transported long distances outside theit neighborhoods, contrary to the Order of May 20, 1980. Furthermore, the elementary pairings were developed so as to closely approximate the current ratios existing in the community. The pairings and clusterings necessitate at least a four-tiered grade structure (which is inconsistent with the position taken by the Plaintiffs at the hearing), with students attending at least two elementary schools, one middle school, and one high school. Some students would attend three elementary schools since kindergarten is often separated from grades one and two. (Exhibit 284, offered for Identification). In designing their elementary and middle school pairings and clusterings, the Plaintiffs have used the same method rejected by the Court in the form of the Waldrip Plan previously presented by the Board. Both the Waldrip Plan and the Plain tiffs’ plan use “ more-of-the-same remedy” employed by the Court in 1971, and rejected by the Court in 1980.9 This Court made a specific factual finding that this remedy is no longer ap — SA-135 — 9 This is where that similarity stops, however. The Waldrip Plan was fully fleshed out with improved feeder patterns and as little transportation as possible under a proposed Swann-type remedy. This is not the case with the Plaintiffs’ plan. — SA-136 — propriate in Nashville, after carefully weighing benefits against burdens and the nine year operational history of the school system under the Swann-type remedy. A large portion of this Court’s Order of May 20, 1980, con sisted of this balancing process—weighing the benefits of the Swann-type remedy against its burdens. The costs and burdens were largely derived from the testimony of Dr. Hugh Scott, the Plaintiffs’ expert witness. He testified to the educational impor tance of a three-tiered school system, and the deleterious effect of disrupting a child’s early education by splitting the primary grades among different schools. He testified further to the im portance of parental involvement in early childhood education, which he felt could only be fostered by having the schools in such a location that the parent could frequently visit the school, talk with teachers, become personally involved, and contribute services. He also testified that the “ osmosis effect” or “ rightness of whiteness” approach to desegregation mandating a given racial percentage in each school and rejecting predominately black schools was inherently racist and without educational validity. [1] This Court was impressed by Dr. Scott’s testimony and relied upon it, only to have an elementary school plan proposed by the Plaintiffs which was totally contrary to this most per suasive testimony. Since the elementary portion of the Plain tiffs’ plan on its face constitutes nothing more than an attack on the Court’s Order of May 20, 1980, and is contrary to the Plain tiffs’ own expert proof, it is stricken as impertinent and unresponsive to the Court’s directive under Rule 12(f), Federal Rules of Civil Procedure. While the obvious failure of the Plaintiffs’ elementary school proposal to comply with the Court’s Order of May 20, 1980, precluded testimony on that portion, the Court did permit the Plaintiffs to present their middle school plan, which their new — SA-137 — expert witness, Dr. William M. Gordon,10 11 stated was indepen dent of the elementary school portion." Throughout Dr. Gordon’s testimony, it was apparent that all portions of the Plaintiffs’ proposed plan, including the middle school plan, were hastily drawn by consultants12 who had little or no familiarity with the demography, the major arteries, the location of children, the capacities of buildings, and other perti nent information. Further, the consultants who participated in the drawing of the Plaintiffs’ plan did not take time to study these variables or to visit the city for any appreciable length of time. Dr. Gordon admitted that an entire chapter of his book regarding desegregation in America was devoted to the impor tance of knowing these crucial details regarding a city when preparing a desegregation plan. The Plaintiffs’ middle school plan is superficial at best. The consultants merely paired the Board’s proposed elementary zones into middle schools, with a total lack of regard for building capacities and the distances between non-contiguous zones for the schools. No projected enrollments were set forth in the Plaintiffs’ plan, and accordingly, it was impossible to evaluate how well the mechanics of the system would work. Mr. Ray Osborne, Director of Zoning and Real Property for the 10 Dr. Gordon is a Professor in the Department of Educational Leadership, Miami University, Oxford, Ohio. (Exhibit 280). He is a member of HGH Associates, an educational consulting firm specializ ing in desegregation plans. 11 The Plaintiffs did not propose an alternative high school plan, thus apparently accepting the Board’s proposal for high schools. 12 In addition to Dr. Gordon, see note 10, supra, Dr. Larry W. Hughes (Exhibit 281), and Dr. James B. Andrews (Exhibit 282), par ticipated in the drawing of the Plaintiffs’ desegregation plan. Dr. Hughes and Dr. Andrews are also members of HGH Associates. — SA-138 Board of Education, calculated enrollments for the Plaintiffs’ middle schools and found numerous schools to be overcrowded.13 An examination of the map depicting Plaintiffs’ middle school plan (Exhibit 266), reveals numerous instances of unreasonable zoning arrangements for both races. For example, students in the Cumberland non-contiguous zone on the Sumner County line would be required to ride to a zone on the Cheatham County line to attend Cumberland. Students in the Antioch non-contiguous area in the innercity would be transported to Antioch in southwest Nashville. Students in the Joy and Stratton areas would be transported across the Cumberland River to Donelson. Students in the Ross area near the central city would be required to ride to Goodlettsville. Other pairings are similarly unreasonable,14 but in all there is an apparent disregard for distances, for the location of rivers, for bridges, and for major thoroughfares. On cross-examination, Dr. Gordon could not show the Court how a bus would travel from one of these distant zones to another, thereby indicating a total lack of familiarity with such practicalities. 13 For example, it was calculated that Meigs Middle School would have an enrollment of 1348, with a capacity of 850, that Rose Park Middle School would have an enrollment of 1235, with a capacity of 690, that McMurray would have an enrollment of 1280, with a capacity of 926. Other schools were apparently severely underutilized. For ex ample, Moore would have an enrollment of 404, with a capacity of 906, Pearl would have an enrollment of 852, with a capacity of 1295, and Cohn would have an enrollment of 744, with a capacity of 1136. 14 In addition to those set forth in the text, see the remaining pair ings on the map, Exhibit 266: Wright — Glencliff, Early, Brookmeade Meigs — Warner, Glengarry, Hickman, Haywood Apollo — Una, Kirkpatrick, Fall-Hamilton Rose Park — Carter-Lawrence, Berry, Lakeview SA-139 The middle school plan also fails to abide by the Court’s Order of May 20, 1980, as well as the testimony of Dr. Scott, the Plaintiffs own expert witness. Indeed, the testimony of Dr. Gor don revealed that his “ theory” of desegregation was totally con tradictory to that of Dr. Scott. While Dr. Scott had previously rejected the racial balance approach, had attacked the validity of the theory that black children must sit beside white children to learn, and had applauded the idea that black schools were not inherently bad, Dr. Gordon’s testimony and the middle school plan presented by the Plaintiffs take the opposite position. Dr. Gordon and his associates sought specifically to structure school zones reflecting the racial makeup of the community. Blacjcs are in the majority in only one of the Plaintiffs’ proposed 24 middle schools.15 In drawing the zone lines in this fashion, Dr. Gordon created the impractical transportation routes described above. The Plaintiffs’ plan does not comply with the Court’s order that middle schools should have a minimum of 15% either race, which was a modification of the racial balance approach based on the Plaintiffs’ previous position expressed by their expert witness, Dr. Hugh Scott. From all of the above, it is apparent from the middle school plan, as from the elementary school plan, that the Plaintiffs have not complied with the Court’s Order of May 20, 1980. The plan they have created is at best haphazardly constructed and unworkable. Accordingly, the Plaintiffs’ middle school plan is rejected. THE BOARD’S PLAN [2] As the Court decreed in its Order of May 20, 1980, the Board of Education’s plan consists of two parts—the educa tional components and the pupil assignment components. 5 Pearl. — SA-140 — I. The Educational Compontents. The responsibility for developing the educational components was divided into six bi-racial committees of central office staff members, teachers, and citizens, for each the various sub components: (1) K-4 remediation; (2) multicultural/inter- cultural exchange; (3) magnet schools; (4) black history; (5) middle schools. (Exhibit 273). The timetable for development of the various components was approved by this Court on July 15, 1980, and the committees’ work has substantially complied with the time frame set forth, with the possible exception of the magnet school proposal discussed more fully, infra. In line with the Court’s directive, the Board has proposed a K-4 Intervention/Remediation Program, which will be directed toward those schools or classes where the achievement levels are below the average for the system and/or where the majority of a school’s population is made up largely of socio-economically deprived children who suffer the continuing effects of prior discrimination. The cornerstone of this proposal is the transi tion class whereby students who meet the Court’s criteria and who are unable to perform at grade level in the normal classroom setting will be placed in a transition class at the end of kindergarten and/or first grade. The students will stay in these half-step classes for one semester or the entire year, depending upon their needs. Here, pursuant to the Court’s directive, adult- student ratios will be lowered, and the cost borne in part by decreased transportation costs associated with the K-4 schools having a neighborhood character.16 Ms. Lucille Nabors, Assis- In the Board’s pleading accompanying their plan is the notation that on January 13, 1981, the Board of Education adopted a resolu tion made by Mr. George Cate and seconded by Mrs. Barbara Mann regarding funding of the educational components. This motion reads as follows: “ I move that the Board adopt as a policy that to the extent that money is saved in 1981 and later years in transportation by adop tion of the K-4 neighborhood plan, that such funds be applied to the educational component of the plan with priority to the K-4 SA-141 — tant Superintendent for Program and Staff Development, testified at length about these programs, and stated that they were ready for implementation in those elementary schools in cluded in the approved interim plan, discussed infra. Other remediation programs planned by the staff include basic development curriculum in math, language arts, and reading. (Exhibits 277, 278, part 1, pp. D -l—D-4, and part 2). The Plaintiffs filed only two objections relating to the in- tervention/remediation program. Specifically, plaintiffs argued that the program should not be limited to grades K-4, and that it should not be paid for with Title I funds. (Objection 1(d), March 25, 1981, and Objection 1(e), March 25, 1981). From the exhibits and from the testimony of Ms. Nabors, it is apparent that remediation efforts in the system are currently directed toward all grades. (See Exhibit 278, part 1, at D-l). However, the Court’s Order was directed only to remediation in grades K-4, in order to maintain the delicate balance set forth in that Order.* 17 Moreover, inherent in the Court’s Order is the recogni tion that when remediation is effective in the lower grades, there should be less need for it in the upper grades. Plaintiffs’ objection regarding Title I funds is also not well taken. Ms. Lucille Nabors testified that the Defendants are cognizant of the Title I Regulations and statutes, which at this time appear to preclude the use of Title I funds for educational intervention-remediation program, and that the staff be directed to follow that policy and consider the specific guidelines set down by the Court in its opinion as budgets for the ensuing years are prepared and submitted to the Board.” 17 The neighborhood character of the K-4 schools will permit in creased parental involvement in every school, a concept espoused by Dr. Hugh Scott and capitalized upon by the Board’s proposal to pro vide parental training to increase support for target children. (Exhibit 278, part 1, at D-3—D-4). components of court-ordered desegregation plans. The plans proposed by the Board for implementation under the Court’s Order will be funded fully with state and local funds. In fact, those students the Plaintiffs would wish to receive remedial ser vices will be receiving twice the amount of such services, from the local level and from the federal level. The Court’s Order of May 20, 1980, directed the Board to plan intercultural experiences for students in those schools which, because of the Court’s cost-benefit analysis, would at tend predominately one race schools. Based upon the testimony of Ms. Nabors, and the voluminous exhibits presented, the Court is satisfied that the Board has met this criteria, and has used its initiative to develop intensive programs which the pro fessional staff deem valid and educationally sound. Dr. Hugh Scott, the Plaintiffs’ expert witness, testified at length about the trend toward and the need for multicultural education directed toward the recognition of cultural diversity in a pluralistic society. The multicultural committees have developed a detailed program along the lines of Dr. Scott’s sug gestion. This program will eventually be offered in every school, grades K-12. (Exhibit 278, part 1, A-4). A curriculum guide for grades K-6 has already been developed and will be ready for use in those grades in 1981-1982 (Exhibit 276). Ms. Nabors testified that a similar guide for grades 7-12 is to be developed in the near future. An intercultural exchange program is also planned pursuant to the Court’s directive for those K-4 schools that will be predominately one race. These programs must, of necessity, be tailored to the individual schools and staffs involved, and these programs will be operational in the predominately one race schools under the interim plan in 1981-82. The Plaintiffs filed only one objection with regard to the multicultural-intercultural exchange program proposed by the Board, which objection was not specific in nature. Objection — SA-142 — — SA-143 — 1(a) (March 25, 1981) indicates that the Plaintiffs accept the goals and objectives of the multicultural program, but insist that sufficient detail was not supplied. The testimony of Ms. Nabors and exhibits previously mentioned satisfy the Court that the validity of the planned programs has been shown and that the programs are in full compliance with the Court’s directives of May 20, 1980. The magnet school proposal presented by the Board did not satisfy the Court’s desire to have at least one such alternative program18 implemented immediately. The delay was not based upon lack of curriculum development, since plans for an academic magnet school were well under way at the time this Court approved the Board’s timetable for implementation of the plan on July 15, 1980. The Board felt the program should be delayed until a suitable building for such a 7-12 grade school could become available. This problem has been obviated by the adoption of the modified interim pupil assignment plan, discussed infra. The Court questioned Ms. Nabors at length about the time necessary to implement the planned academic magnet school for 1981-1982 in the event a suitable building could be found. While Ms. Nabors and her committees understandable felt that more time than is available between now and the beginning of school in the fall of 1981 would be preferable for the selection of staff and students, she did testify that the task could be completed. Based on that representation, and the desire of this Court to minimize the delay in implemen ting as much of this plan as possible, the Court now orders that the proposed academic magnet school, to be located at the pre sent West End Junior High School, be implemented for the coming school year, beginning with grades 7 and 8, and adding a grade each year thereafter. 18 The Board’s plan proposed to continue the operation of Hume Fogg High School as an open zoned school with grades 9-12 for the school year 1981-1982. This proposal includes the Board’s intention to re-evaluate the continuation of Hume Fogg on an annual basis. This proposal is approved. SA-144 — The Plaintiffs only objection to the magnet school proposal outlined by the Board is directed toward the student selection procedure to be employed for such school. While the Board did not intend to use its selection procedure for the coming year, the Court is impressed by the mechanism developed for such selec tion (Exhibit 274), which includes achievement test scores, teacher ratings, and school records. These criteria will insure sufficient flexibility to provide equal access to all races, contrary to the Plaintiffs’ objection. This objection is accordingly over ruled. The Black History or Afro-American Studies Program ordered by the Court in its Order of May 20, 1980, is presently in operation, having been offered in the high schools for the first time in the fall of 1980. The Court finds the curriculum guide for this course to be most adequate. (Exhibit 275). This course, along with continuing efforts to include such studies in the regular curriculum and to screen curriculum and textbooks for sensitivity to the heritage of black Americans, and the muliticultural program for all grades discussed previously, com plies with this Court’s directive. The Plaintiffs’ objection relating to the lack of specificity and to general curriculum con siderations is overruled. (Objection 1(c), March 25, 1981). The educational considerations inherent in the move toward middle schools pursuant to the Court’s directive were addressed extensively by Ms. Nabors and set forth in the exhibits. (Exhibit 278, part 1, Section E). The implementation of the middle school philosophy with its emphasis on bridging the gap be tween elementary and high school should go a long way toward meeting this Court’s directive to concentrate on quality educa tion and to increase community perceptions thereof.19 19 No objections were filed by the Plaintiffs relating to the educa tional component for middle schools. — SA-145 — The final educational component ordered by the Court con cerns in-service training of faculty and staff members for suc cessful implementation of the plan. No pertinent objection has been filed by the Plaintiffs to this component.20 From the testimony and the materials presented, this component is well developed, providing a continuation of the on-going “ Together We Can ... Together We Will” program previously lauded by this Court, and for new programs related to the desegregation order. (Exhibit 278, part 1, pages G-l-H-30). It is, therefore, ap proved as complying with the Court’s Order of May 20, 1980. In view of the foregoing discussion and findings, the educa tional component package as presented by the Board, with the modification regarding the academic magnet school beginning with grades 7-8 in 1981-1982, is approved as complying with this Court’s Order of May 20, 1980. II. PUPIL ASSIGNMENT COMPONENT Two proposals were made by the Board for pupil assignment, the long range plan for implementation in 1984, and the interim plan for implementation in 1981-1982. As detailed, infra, the long range plan is approved as in conformity with the Court’s Order of May 20, 1981; the interim plan is modified to include an expanded zone of implementation for 1981-1982. 20 The Plaintiffs’ only objection to the administrative and staff development portion of the plan relates not to the in-service educa tional component, but to affirmative action plans for staff and ad ministrative positions. While this was part of the Court s Order of May 20, 1980, the Court has reserved the personnel issue for a later date, and accordingly, no proof has been presented by the Board regarding its affirmative action plans. — SA-146 A. The Long Range Plan. The Board’s long range proposal for elementary schools, ex hibits 268 and 271, fully complies with the Court’s directive to establish a system of K-4 or K-5 elementary schools of a neighborhood character, all the while maximizing opportunities for integration in a neighborhood setting. Of the 75 K-4 elemen tary schools proposed, Mr. Osborne estimates that approx imately 31 of these schools will be walk-in schools requiring no transportation, as compared to only five at the present time. This should permit increased parental participation deemed so important by this Court and by the Plaintiffs’ own expert witness, Dr. Hugh Scott. In drawing the school zone lines for elementary schools, Mr. Osborne and his bi-racial committee committed themselves to maximizing integration as much as possible without the use of non-contiguous zones, and the results were surprising. No K-4 school is projected to be 100% black, and only five schools in the outer reaches of the County are projected to be 100% white.21 It should be noted here that while the Plaintiffs’ plan was stricken from the record, it contained a proposal to leave some of these distant outlying schools untouched by the Plain tiffs’ own desegregation plan. (See, Plaintiffs’ Exhibit Number 284 for Identification). Approximately 20 of the elementary schools are projected to be within the 15% black or white ratio established by the Court for middle schools. Those schools which fall outside this percen tage will benefit from the intercultural exchange program discussed above. 21 Gateway, Hickman, Joelton, Sylvan Park, and Union Hill. (Ex hibit 268). — SA-147 — The Court is satisfied that the elementary school plan meets the Court’s Order of May 20, 1980, and all the Plaintiffs’ objec tions relating to it have no bearing on the question of com pliance with the Court’s mandate.22 The middle school plan approved by the Board contemplates the creation of 24 middle schools serving grades 5-8 in 1984. (Exhibits 268 and 269). According to the testimony of Mr. Osborne, the Board began its consideration of the middle school plan by locating suitable buildings for the unique middle school program, as outlined by the Middle School Educational Component Committee. After the schools were selected, zones were constructed to comply with the Court’s mandate to achieve at minimum a 15% representation of either race in the middle schools. Under the Board’s proposal, four middle schools are not projected to fall within this 15% black/white range in 1981: Donelson (14.8% black), Apollo (14.1% black), Antioch (14.0% black), and Wright (11.7% black). These schools may well fall within the 15% range by 1984, and to require their technical compliance with the suggested ratio at this time would necessitate the rezon ing of black children from neighborhood middle schools into these middle schools. In drawing the middle school zones, the Board used non-contiguous zones only where necessary, and as demonstrated by Mr. Osborne, chose the closest other race population to constitute the non-contiguous zones wherever practical. 22 Plaintiffs’ Objection (3)(a) (February 6, 1981) and Objection 2 (March 25, 1981) attack the neighborhood character of the elementary school proposal. Again, this constitutes an attack on the Court’s Order rather than an effort to achieve complance with it. Accordingly, these objections are stricken under Rule 12(f), Federal Rules of Civil Procedure, along with the Plaintiffs’ elementary school plan. — SA-148 — Plaintiffs only objection to the Board’s middle school pro posal is that the burden of transportation continues to be on the black children. The middle school map (Exhibit 269), and the testimony of Mr. Osborne, demonstrate conclusively that this is not the case. In many instances, white children are required to travel to predominately black communites to attend school. For example, white children in the outer reaches of the County are required to travel to the predominately black innercity to attend Cameron; white students from the southern portion of the Pearl zone are required to travel into the innercity to Pearl; white students are required to travel into Ewing Park; and white students are required to travel into Cumberland. Merely because there may be more non-contiguous zones made up of predominately black children does not mean that these students must travel longer distances or greater lengths of time than white children, nor does it mean that these students must necessarily travel out of their neighborhoods more often than white children. The Court finds that the locations of the middle schools were chosen by a neutral process, in an effort by the Board to accommodate the unique middle school program at the best possible places, thereby looking forward to the enhancement of quality education. The amount of transporta tion involved for either race is necessary to reach the 15% representation level deemed desirable by the Plaintiffs’ expert witness, Dr. Hugh Scott and approved by the Court in its Order of May 20, 1980. In addition, Plaintiffs’objection regarding burden on black students at the middle school level constitutes not an objection, but an admission that the Plaintiffs’ proposed plan does not comply with the Court’s Order. Plaintiffs used the same middle schools in their proposed plan that the Board has used under its plan. (Exhibit 283). It is inconceivable that their objections regarding burden on black children can be alleviated by their plan because there are no additional middle schools in the black — SA-149 — community. When this obvious concept is coupled with the racial balance approach used by the Plaintiffs, which will re quire transportation of greater numbers of black children out of the black community, it is apparent that the burden on black students is increased in the Plaintiffs’ plan contrary to the basic concepts of the Court’s Order. The Board’s high school plan (Exhibits 267 and 268) is also in total compliance with the Court’s directive of May 20, 1980. Bellevue and Joelton were closed as high schools in the school year 1980-81, with the high school population of these schools being reassigned to Hillwood and Whites Creek pursuant to the Court’s directive. The long range proposal for 1984 forecasts the closure of Antioch, DuPont, Pearl, Cohn, and Goodlett- sville as high schools, with their school populations being ac commodated by the Goodlettsville-Madison, Pearl-Cohn, McGavock, Glencliff and Overton zones ordered by the Court. The only deviation from the plan contemplated by the Court and the Board’s new plan concerns Goodlettsville-Madison. Since the early 1970’s, the Board has proposed to build a new Goodlettsville-Madison-Trinity Hills Comprehensive High School at the Hunter’s Lane location. Upon reconsideration of this proposal following the Court’s Order, the Board determin ed that it would be more economically responsible to expand the existing Madison High School to accommodate students from the Goodlettsville, Madison, Trinity Hills, and DuPont areas at a savings in excess of $2,000,000.00. (Board Minutes, Exhibit 286). The testimony of Mr. Osborne indicates that the locations make little difference to the student populations involved. If anything, the Madison location is slightly closer to the highest concentration of black students for the school population in the Trinity Hills area than was the Hunter’s Lane location and the racial makeup of the school is not affected by a change in loca tion. — SA-150 — The Ford Greene site chosen for the Pearl-Cohn Comprehen sive High School is also approved as a central location in the proposed zone, taking into account the relative concentration of students in that zone. It should be noted here that while the Court did not decree the racial mixture in the high schools as it did in the middle schools, all of the Board’s proposed high schools, with the possible ex ception of Goodlettsville-Madison at 14.9% black, fall well within the 15% either race guideline established by the Court for middle schools. Furthermore, three of the 10 schools are pro jected to be majority black in 1984.23 The Plaintiffs only objections to the high school plan concern the Board’s failure to consider the pairing of Maplewood and Goodlettsville in lieu of building the Goodlettsville-Madison Comprehensive High School, and its failure to use Pearl as a high school. (Objection 3(b) (February 6, 1981), and Objection 2(b) (March 25, 1981)). Both of these objections are without merit. The Maplewood objection attacks rather than follows the Court’s Order of May 20, 1980, and accordingly, it should not be considered. The soundness of the Board’s action in conver ting Pearl to a middle school is supported by the fact that the Plaintiffs’ plan also uses Pearl as a middle school, rather than a high school. (Exhibit 283). In view of this discussion, the Board’s long range pupil assignment plan is approved in its entirety as in compliance with the Court’s Order of May 20, 1981. B. The Interim Plan. The Board’s interim plan for implementation in the fall of 1981 proposes to implement the Court’s Order of May 20, 1980, 23 Maplewood, Pearl-Cohn, Whites Creek. SA-151 in only one area of the county—the area encompassed by the Whites Creek Comprehensive High School zone (Map, Exhibit 272, and statistical summary, Exhibit 272). Insofar as this plan goes, this portion of the interim plan is approved, including the minor deviations from the long range plan requiring the phasing in of certain zones over the next three years.24 In 1981, implementation of the plan in the northeastern sec tion of the County will involve eight elementary schools serving grades K-4, three middle schools serving grades 5-8, and one comprehensive high school. At the time this plan was filed, the Court was concerned that more of the County could not benefit from the early implemen 24 As Mr. Osborne testified, the Whites Creek zone, as shown on the 1984 long range map, can be implemented in 1981, with a few minor exceptions. These exceptions relate to building capacity. Whites Creek can accommodate the Union Hill zone (now in Goodlettsville), the Brick Church zone (now in Maplewood), and the Haynes Manor area (now in Maplewood) in 1984, because of projected declines in enroll ment. However, during the interim, only one grade a year from those areas can be added to Whites Creek. Therefore, beginning with the ninth grade in 1981, adding the tenth grade in 1982, and so on, the in terim plan proposes to stagger the implementation of the long range plan in this area. The procedure will not only direct itself toward building capacity, it will also facilitate as little disruption of students as possible, since students who begin the ninth grade at Maplewood and Goodlettsville in 1980-1981 will be permitted to graduate from those schools. The zones for the three middle schools, Joelton, Ewing Park, and Cumberland, will be implemented in 1981, with the exception that children in the Parkwood Estates area will continue to attend Ewing Park until 1984, when they are scheduled to attend Goodlettsville, and students from the Haynes area will continue to attend Meigs and Highland Heights until 1984, when they are scheduled to attend Ewing Park. These deviations are necessary because of capacity problems that will be alleviated in 1984 by virtue of the construction of a new high school to serve the Goodlettsville-Madison-Trinity Hills-DuPont area. — SA-152 — tation of the three-tiered grade structure from interven- tion/remediation and from the magnet school proposal until 1984. Accordingly, on March 31, 1981, the Court directed the Board to present further alternatives for increased implementa tion of the plan on April 6, 1981. In directing the Board to consider other alternatives for im plementation of the plan, the Court was not attacking the Board’s good faith efforts in deciding not to implement the plan further. As was stated by Mr. Osborne, the rationale behind the slow implementation was that until the two new comprehensive high schools were built, any rezoning of students could be made on a temporary basis only. To avoid temporary disruption of students on this basis, the Board decided to make such changes only where permanent assignments could be made, and this could only be accomplished in the Whites Creek zone. While understanding this rationale, this Court deems the benefits to be achieved by the earlier implementation of the plan to far outweigh the minor disruptions occasioned by a stepped-up timetable. After the Court’s directive to the Board to develop an alter native proposal, the Board reported to the Court a proposal to implement the new plan insofar as possible in the southeast sec tor of the city in addition to the northeast sector.25 This pro posal would involve the rezoning of Cohn and Pearl High School students to Hillsboro and Hillwood for the interim period beginning 1981-1982, pending the completion of the Pearl-Cohn Comprehensive High School in 1984. This move would free Pearl and Cohn for immediate use as middle schools, pursuant to the Board’s plan, and would also free West End for immediate use as an academic magnet school in 1981-1982. Elementary school zones for this interim plan have not yet been 25 This proposal was attached to the interim plan map in the form of an overlay on Exhibit 272 and is described on Exhibit 279. — SA-153 — finalized, and some flexibility will be necessary, especially on the outer fringes of the southeast sector. This Court is assured that this planning can be completed well in advance of the ap proaching school year, and that the appropriate educational components can be in place for this sector just as they will be in place in the northeastern sector. Accordingly, the revised in terim plan is approved. It should be noted here that to complete the plan in the re maining sections of the County will require the construction of the Goodlettsville-Madison Comprehensive High School and a sufficient decline in enrollments at Glencliff, McGavock, and Overton, thus permitting the reassigning of students from An tioch High School and Dupont pursuant to the Court’s direc tive. Accordingly, pending such events, attendance patterns in this section of the County should remain as they are. ADDITIONAL MATTERS After many days of testimony in this cause, it has become ap parent to this Court that the rigid guidelines placed upon the school system by this Court’s Order in 1971 have become ob solete and no longer necessary. The good faith efforts of this Board to achieve desegregation have been amply demonstrated by all the plans submitted to this Court. This Court does not deem it necessary to impose further rigid guidelines upon the Board in terms of minor alterations in zone lines where deemed advisable to achieve better integration or to conform to building capacities. In addition, in view of the new plan now approved, the restriction placed upon building in the outlying areas by the 1971 Order no longer has validity, since the new plan addresses desegregation and quality education on a county-wide basis. Accordingly, the ban on such construction, where deemed necessary by the Board to improve facilities, accommodate students, or enhance integration, should be lifted. — SA-154 — An appropriate Order will enter. This is a final order from which an appeal as of right is provided by Rules 3 and 4, Fed. Rules App.Proc. Because efforts at implementation for the school year 1981-82 are immediately imperative, this Court will not grant a stay of this order pending any appeal. — SA-155 — No. 81-5370 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Robert W. Kelley, et al.; Henry C. Maxwell, Jr., et al, Plaintiffs-Appellants, vs. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, Defendants-Appellees. ORDER Before: EDWARDS, Chief Circuit Judge, JONES, Circuit Judge, and CELEBREZZE, Senior Circuit Judge. On receipt and consideration of a motion for stay filed by Robert W. Kelley, et al., plaintiffs-appellants; and On consideration of said motion under terms of Rule 8 of the Rules of Appellate Procedure and pertinent case law, Virginia Petroleum Job. A ss ’n v. Federal Power C om ’n, 259 F.2d 921, 925 (D.C. Cir. 1958); see also North Avondale Neighborhood A ss’n v. Cincinnati Metropolitan Housing Authority, 464 F.2d 486, 488 (6th Cir. 1972); and Further noting that generally four factors are required for the issuance of a stay, as follows: 1. Has the petitioner made a strong showing that it is likely to prevail on the merits of its appeal? 2. Has the petitioner shown that without such relief, it will be irreparably injured? SUPPLEMENTAL APPENDIX E — SA-156 — 3. Would the issuance of a stay substantially harm other parties interested in the proceedings? 4. Where lies the public interest? Observing from this record that affirmative answers favorable to plaintiffs’ motion must be given in relation to the first two of these questions, while a negative answer appears ap propriate to the third; And concluding as to the fourth question that where (as here) after many years a final school desegregation order has been entered in the District Court, appealed to this court and affirmed, and then appellants’ petition for certiorari has been denied in the Supreme Court, it is in the public interest for a proposed departure from said order to be reviewed by the Court of Ap peals prior to, rather than after, the institution of the change sought; Now, therefore, plaintiffs’ motion for stay is hereby granted, the mandate is ordered issued forthwith, and the appeal is ex pedited for hearing in the October term of this court. Entered by order of the Court / s / JOHN P. HEHMAN Clerk — SA-157 Supreme Court of the United States Washginton, D. C. 20543 SUPPLEMENTAL APPENDIX F Chambers of Justice John Paul Stevens August 20, 1981 IN CHAMBERS MEMORANDUM OF JUSTICE STEVENS Re: No. A-144 Metropolitan County Board of Education, et . al., v. Kelley, et al. Pursuant to the rules of this Court, the motion of the Metropolitan Nashville Board of Education to vacate the stay entered by the United States Court of Appeals for the Sixth Cir cuit on August 19, 1981, has been referred to me for decision. The movants have persuaded me that I have jurisdiction to vacate the stay entered by the Court of Appeals, but for the following reasons I have decided not to do so. The district court order of April 17, 1981, that has been stayed by the Court of Appeals substantially modifies the desegregation order that had previously been in effect in David son County, Tennessee. The plaintiffs filed an appeal from that order and, after hearing oral argument in connection with the plaintiffs’ application for a stay, the Court of Appeals expressed the opinion that the changes in the prior order are of sufficient significance that they should be reviewed by an appellate court before they are implemented. I share that opinion. Although, as the Board of Education has pointed out, the stay will cause significant expense and inconvenience to the community, because the interim order will affect 21 elementary SA-158 — schools, six middle schools and three high schools immediately, and also will have an impact on the permanent plan scheduled to go into effect in 1984, it seems to me that even greater in convenience might result if the plan were to go into effect forth with and be modified or set aside at a later date when the Court of Appeals reviews its merits. The Court of Appeals has greater familiarity with the case than it is possible for me to have in the brief time I have had to examine the papers that have been filed with me; for the purpose of my action I accept the correctness of that court’s determination that there is a likelihood that plaintiffs will prevail on their appeal. If that be so, it seems to me that in the long run there will be less inconvenience and hardship to all parties if appellate review is had prior to the im plementation of the interim order of the district court. Accor dingly, the motion of the Board of Education to vacate the stay is denied. — SA-159 — MEMORANDUM OPINION (Filed June 28, 1971) History of Litigation The original action seeking school desegregation of the Nashville school system was filed in September, 1955.' Finally, on July 16, 1970, after the gradual evolvement of the present status of the law, this United States District Court, speaking through the Honorable William E. Miller, held that the local school board had not met its affirmative duty to abolish the dual school system in three categories: pupil integration, faculty integration, and site selection for school construction. Kelley v. Metropolitan County Board o f Education, 317 F. Supp. 980 (M.D. Tenn. 1970). The approval and implementation of a plan to correct the adjudicated wrongs was delayed until the Sixth Circuit Court of Appeals ordered immediate hearings for that purpose. Background Data The Metropolitan school system consists of three divisions. The elementary schools accommodate students from kindergarten through the sixth grade. Junior high accom modates grades seven through nine. Senior high consists of grades nine through twelve. In the 1970-71 school year a total of 94,170 students attended the Metropolitan schools. Of this number, 33,485 were transported by the Metropolitan school system. Of the total transported, less than 4,000 were black and approximately 30,000 were white. 1 SUPPLEMENTAL APPENDIX G 1 Reference to the separate and later consolidated actions regarding the City of Nashville and Davidson County systems is omitted for brevity. — SA-160 — One hundred forty-one schools were operated in the Metropolitan school system during the 1970-71 school year. The racial breakdown of the students was: black white other The percentage breakdown was: black ..................................... 24.63% white ..................................... 75.12% other .......................... 25% Plans Submitted for Court Approval School Board Plan The Board of Education submitted a plan for pupil integra tion in August, 1970. Included in this plan was a policy state ment that the school board “ accepts as an ideal student racial ratio of an integrated school as one which is 15% to 35% black.” 2 The August, 1970 plan made 49 minor geographic zone changes, and provided for the transportation of an additional 1162 pupils.3 The result of the plan was to leave the elementary schools significantly unchanged. Six of the 38 high schools and junior high schools would remain at least 50 per cent black. Fifty-seven per cent of the black high school and junior high 23,533 71,754 237 2 The testimony of expert witnesses indicates that the accepted and satisfactory norm is a range from 10 per cent below to 10 per cent above the percentage of black students enrolled in a school system. 3 McGavock, a recently erected high school, was not included in the August, 1970 plan. — SA-161 — school students would attend these six schools. The racial com position of two schools would be at least 95 per cent black and four other schools would be at least 90 per cent black. This would result in 47 per cent of the black students attending schools where the composition would be above 90 per cent black. Eight schools, accommodating 20 per cent of the black students, would operate with 15-35 per cent black students. Fif teen schools would operate with 95 per cent or above white students. On the last day of the hearings, which were held on several days over a three-month period, the school board submitted an amendment providing for the selection of students for McGavock School by paring. Plaintiffs’ Plan Elementary Schools. Plaintiffs, through clustering and pair ing, using both contiguous and non-contiguous zoning, proposed to effect in most elementary schools, through two alternate plans, a mathematical ratio in the range of 15-35 per cent black. Plan I would require the transportation of 25,500 elementary students, and Plan II would require the transportation of 27,000 pupils. Eighty-two of 100 schools would fall within the ideal ratio under Plan I, while under Plan II, 91 schools would attain the indicated ratio. Secondary Schools. A model was submitted which included sectoring, clustering and pairing to attempt to attain 15-35 per cent black in the junior and senior high schools. In both the elementary and secondary school plans there is not a satisfac tory description of grade organization, structuring of the schools, the assigment of the pupils, or definite zone descrip tion. The plans propose the mathematical result indicated, but delegate to the school board the actual assignment of pupils and implementation of the plan. — SA-162 — HEW Plan A as Amended4 At the request of the Court, the Department of Health, Education and Welfare submitted a plan with two alternates. The principal plan was designated as Plan A. This plan incor porates geographic zone changes, clustering, pairing (both con tiguous and non-contiguous), and grade restructuring. Elementary Schools. Five schools would be closed.5 Seventy- four schools would have a racial percentage of 16-41 per cent black. Twenty-two schools which are located in the far reaches of the county would have a racial percentage of 0-11 per cent black. Three of those 22 would have no blacks. Under Plan A there would be no elementary school in the system with a black student enrollment of more than 41 per cent. Fifty-nine per cent of the black students in the system would attend schools with a black student enrollment of between 35 and 41 per cent. Three per cent of the black students in the system would attend schools with a black student enrollment of less than 15 per cent. Twenty-four per cent of the total number of white students in the system would attend schools in which black enrollment is less than 5 per cent. One per cent of the total black student enrollment in 16 schools, or 125 students, would be enrolled in schools with less than 5 per cent black student enrollment. Under this plan, approximately 22,000 elementary school students would be eligible for school-provided transportation. This is approximately 10,500 more than the Board transported 4 Adjustments were made to shorten transportation routes, to in corporate the school board plan for McGavock School, to adjust the student makeup of Pearl High School. 5 Three of the five schools to be closed are rated unsatisfactory by the consultants hired by the school board. The other two are listed as inadequate. — SA-163 in 1970-71, and 9,700 more than those who would be transported under the Board’s proposed plan. Three thousand five hundred fewer students would be transported under HEW Plan A than under the plaintiffs’ Plan I, and some 5,000 fewer than would be transported under plaintiffs’ Plan II. Junior High Schools. This plan incorporates the school board amendment to the August, 1970 plan. Eighteen of 25 schools would have a racial composition of 20-40 per cent black. Seven schools would have a composition ranging from 0-5 per cent black. These seven schools are in the outer reaches of the county. Some former senior high schools would be changed to junior high schools. Two high schools would be closed. Senior High Schools. This plan incorporates the school board amendment to the August, 1970 plan. Central High School would be closed. MaGavock High School is to be opened. Of the 18 schools, 11 would have 18-44 per cent black. One would have an 11 per cent enrollment of blacks and six would be vir tually all white. These all-white schools are located in the outer reaches of the county. An analysis of the HEW amended plan with regard to the secondary schools reflects that: (1) no school would operate with more than 44 per cent black; (2) 29 of the 43 schools would operate within the range of 15-44 per cent black, with one additional school having 11 per cent black; (3) 13 schools, primarily in the outer reaches of the county, would have 95 per cent or more white; (4) 67 per cent of the schools, housing 90 per cent of the black students, would operate in the 15-44 per cent black range; 5 (5) transportation would be required for 26,673 junior and senior high school students; and — SA-164 — (6) including the transportation necessary for McGavock School, 2,838 more secondary pupils would require transporta tion than were transported in the 1970-71 school year. Objective, Test, and Methods Objective “ The objective today remains to eliminate from public schools all vestiges of state-imposed segregation.” Swann v. Charlotte-Mecklenburg Board o f Education, ... U.S. ..., 28 L.Ed.2d 554, 566 (April 20, 1971). The Supreme Court has stated that “ [t]he objective is to dismantle the dual school system,” Swann, supra, at 573, . . to eliminate invidious racial distinctions,” Swann, supra, at 568, and “ . . . to achieve the greatest possible degree of actual desegregation, taking into account the practicalities of the situa tion.” Davis v. Board o f School Commissioners, ... U .S.......28 L.Ed.2d 577, 581 (April 20, 1971). Test A plan “ that promises realistically to work, and promises realistically to work now” is required. Davis, supra, at 581, quoting Green v. County School Board, 391 U.S. 430 (1968). A plan “ is to be judged by its effectiveness.” Swann, supra, at 572; Davis, supra, at 581. A plan “ is not acceptable simply because it appears to be neutral.” Swann, supra, at 573. Methods to Accomplish Objective The following methods have been acknowledged by the United States Supreme Court: (1) restructuring of attendance zones, both contiguous and non-contiguous; (2) restructuring of schools; (3) transportation; (4) sectoring; (5) non-discriminatory assignment of pupils; (6) majority to minority transfer; and (7) clustering, grouping and pairing. Swann, supra; Davis, supra. SA-165 Discussion of Plans Submitted The pupil integration plan submitted by the school board, viewed in the most favorable light, constitutes mere tinkering with attendance zones, and represents only a token effort. It clearly falls short of meeting the objectives and tests set out in the decisions of the United States Supreme Court. Swann v. Charlotte-Mecklenburg Board o f Education, supra; Davis v. Board o f School Commissioners, supra; Green v. County School Board, 391 U.S. 430 (1968). In effect, the defendant has made no effort to meet its affirmative duty to establish a unitary school system “ in which racial discrimination would be eliminated root and branch.” 6 Green v. County School Board, supra, at 437-38; quoted in McDaniel v. Barresi, ... U.S. ..., 28 L.Ed.2d 582, 585 (April 20, 1971). 6 Based on defendants’ school statistics for 1969-70, the student enrollment was 95,789. The total majority to minority rezoned under this plan is: Elementary whites gained in black schools blacks gained in white schools Junior High whites gained in black schools blacks gained in white schools Senior High whites gained in black schools blacks gained in white schools 301 457 758 majority to minority transfer in elementary 430 400 830 majority to minority transfer in junior high 73 735 808 majority to minority transfer in senior high — SA-166 — Since the defendants have, in effect, failed to submit a con stitutionally sufficient plan, the Court must examine the other plans. The plaintiffs’ plans as to elementary schools are ade quate in one respect. Under Plan I, 82 out of 100 schools would be within the indicated range of 15-35 per cent black, which was set by the school board. Plan II would satisfy this standard in 91 out of 100 schools. This plan, however, has two features which are objectionable to the Court. The first is that actual assign ment of students, i.e., the locations from which they come, is left to the school board. The historical reluctance by the school board to solve this problem instills a lack of confidence in their implementation of this aspect without close supervision. The second objection is that some schools in the outer reaches of the county are included. The Court finds that costs and other prob lems incident to transportation make this feature of plaintiffs’ plan impractical and not feasible. Each and every school is not required to be integrated. The test is a unitary school system. Swann, supra. The practicality and feasibility of a plan is a material consideration. Swann, supra. The cost of the transportation of students and the un necessary disruption of the students are proper considerations. The Court finds that distance and transportation difficulties make the integration of these schools highly impractical. Plaintiffs’ plan for the desegregation of secondary schools, as in their elementary plan, was a model using sectoring, zoning (contiguous and non-contiguous), and pairing to accomplish the indicated racial balance. In neither the elementary plan nor the secondary model is there a description of grade organization, structuring of the schools, the assignment of pupils, or proper description of zoning. For the reasons set forth as to the elemen tary school programs, the secondary school plan of the plain tiffs is rejected. — SA-167 The plans of the plaintiffs and defendants being rejected for the reasons stated, the HEW plan is the only realistic plan re maining before the Court. As a result of the evidence produced at the hearing, the HEW plan was amended to effect the follow ing changes: (1) adjustment of the black percentage at North High School from 65 per cent black to 44 per cent black, and the reduction at Pearl High School to 33 per cent black, with corresponding ad justments in Stratford, Maplewood, and other schools; (2) shortening the time of transportation of certain pupils; and (3) incorporation of the McGavock High School phase of the defendants’ amended plan. On the last day of the hearings, the defendants presented an amendment to its August, 1970 plan. This amendment provided that McGavock would be a comprehensive high school serving an area where several junior high schools are located. Although this amendment applied only to a small sector of the secondary school system, it reflected the beginning of an awareness by the defendants of their affirmative constitutional responsibility. The defendants indicate a desire to make similar proposals in the future, which desire the Court wishes to encourage. If the Board of Education had genuinely wished to establish a unitary school system, it had available to it the superior resources and assistance to do so. The realistic and effective approach of the defendants to the McGavock School area was incorporated as an amendment to the HEW plan, despite the fact that it requires more transporta tion, over longer distances, than was required by the original HEW plan. The Court feels that where administrative goals can be satisfied without hampering the constitutional objectives to be accomplished, such goals should control. SA-168 — Action of the Court The Court hereby adopts the HEW Plan A as to elementary schools. This plan utilizes all of the methods previously enumerated. The map showing the georgraphic zones is on file with the clerk. This map also reflects the zoning, pairing and clustering to be employed. The charts appearing at pages 34 through 41 of the HEW plan, as filed with the clerk, are adopted as a part of said plan and will be followed in the im plementation thereof. Simultaneously with this Memorandum Opinion, the Court has filed maps showing the geographic zones of the junior and senior high schools. Likewise, charts are filed titled Table 1, Senior High Schools, and Table 2, Junior High Schools. These charts will be followed in the implementation of the plan. In the implementation of the plans, the transparent maps can be placed as overlays on the student locator map. Thus the georgraphic boundaries of the zones become clear. In effect, the Court is providing the defendant school board a map overlay for each of the grade divisions, namely the elementary schools, the junior high schools, and the senior high schools. These overlays indicate grade and school groupings, where such are made, and approximate areas for attendance. Accompanying tables show the approximate numbers of pupils involved. The responsibility for determining the precise boundary lines is placed upon the defendant Board of Education. A written description of such boundaries, together with tables showing approximate numbers of pupils by race in each school, shall be filed with this Court by August 1, 1971. The defendant Board of Education may make minor alterations in boundaries provided such altera tions do not lessen the degree of desegregation in the plan ordered by the Court. The Court is aware that the cost of implementing any plan is a major concern. Much proof was introduced as to the financial — SA-169 — impact of any plan which requires transportation. Since the defendants have consistently transported large numbers of students to promote segregation, some adjustment must be made to reverse this unconstitutional practice. Practical solu tions are available, such as the multiple use of buses, staggered hours for school opening, and staggered hours for individual grades. “ We do not read Swann and Davis as requiring the District Court to order the Board to provide extensive transportation of pupils to schools all over the city, regardless of distances involved, in order to establish a fixed ratio in each school.” Northcross v. Board o f Education, .Civil Nos. 20,533, 20,539 (6th Cir., filed June 7, 1971). This order does not contemplate cross-transportation of pupils within a grade level in implementation of this order. If such crossing occurs, the Board may make minor adjustments in zones or may make application to the Court for reconsideration of the zones. It is further contemplated that the transportation routes in the plan implemented by this order permit uninter rupted transportation of children from home pickup points to and from the school attended. This is not to preclude the Board in the exercise of administrative discretion and consideration of transportation economics, from establishing transfer routing and collection points. The Court is aware that some “ all-white” schools remain in the outlying areas of the county. However, based upon practical considerations, common sense and judgment dictate that they should not be integrated. Integration of those particular schools would not be feasible, both from a distance and a cost stand point. However, to prevent the use of these schools as an avenue of resegregation, certain restrictions on their use will be hereinafter set forth. Special Provisions Majority to Minority Transfer Policy After this plan is implemented, there will be no schools which have a majority of black students. Because of population changes or other circumstances, however, this situation might occur in the future. Therefore, the following policy shall be a part of the plan to be implemented. Whenever there shall exist schools containing a majority of black students, this school board shall permit a student (black or white) attending a school in which race is the majority to choose to attend the closest school where his race is a minority. The Board of Education will provide all such transferring students free transportation and will make space available in the school to which he desires to move. The Board will notify all students of the availability of such transfers. Faculty Integration On July 16, 1970, Judge Miller in this case stated: “ It is well recognized that faculty and staff integration is ‘an important aspect of the basic task of achieving a public school system wholly free from racial discrimination.’ United States v. Montgomery County Board of Education, 395 U.S. 225, 89 S.Ct. 1670, 23 L.Ed.2d 263 (1969); see Bradley v. School Board of City of Richmond, 382 U.S. 103, 86 S.Ct. 224, 15 L.Ed.2d 187 (1965). In order to im plement this mandate, the Court concludes that in the in stant case faculties must be fully integrated so that the ratio of black and white faculty members of each school shall be approximately the same as the ratio of black to white teachers in the system as a whole. Robinson v. Shelby County Board of Education, supra; Nesbit v. Statesville City Board of Education, 418 F.2d 1040 (4th — SA-170 — — SA-171 Cir. 1969); Stanley v. Darlington County School District and Whittenberg v. Greenville County School District, 424 F.2d 195 (4th Cir. 1970); Pate v. Dade County School Board, 307 F. Supp. 1288 (S.D. Fla. 1969); contra, Deal v. Cincinnati Board of Education, supra. But see Goss v. Board of Education of the City of Knoxville, 406 F.2d 1183 (6th Cir. 1969).” Kelley v. Metropolitan County Board o f Education, supra, at 991. j jc % j Jc sjc sfc j(e 9|e “ It is the conclusion of the Court that the present policy of faculty desegregation applied by defendant is constitu tionally inadequate. That policy must be altered to comply with the standards set forth above. A similar policy also must be applied to all other personnel employed by defen dant school board.” Kelley v. Metropolitan County Board o f Education, supra, at 992. The court-required ratio for teachers in each school was fixed at that time to be 80 per cent white to 20 per cent black. Approx imately 94 schools are not currently operating at this ratio. In most schools, this ratio could be accomplished by moving one or two teachers. Upon the implementation of the plan presently adopted by the Court, there should be no difficulty in meeting the court order of 1970. Therefore, the defendants are required to effect said ratios for the next school year beginning on or about September 1, 1971. The school board shall immediately announce and implement the following policies: 1 1. The principals, teachers, teacher-aides, and other staff who work directly with children at a school shall be so assigned that in no case will the racial composition of a staff indicate that a school is intended for black students or white students. The school board shall, to the extent — SA-172 — necessary to carry out this desegregation plan, direct members of its staff to accept new assignments as a condi tion to continued employment. 2. Staff members who work directly with children, and professional staff who work on the administrative level will be hired, assigned, promoted, paid, demoted, dismissed, and otherwise treated without regard to race, color, or na tional origin. 3. If there is to be a reduction in the number of prin cipals, teachers, teacher-aides, or other professional staff employed by the school system which will result in a dismissal or demotion of any such staff members, the staff member to be dismissed or demoted must be selected on the basis of objective and reasonable non-discriminatory standards from among all the staff of the school system. In addition, if there is any such dismissal or demotion, no staff vacancy may be filled through recruitment of a per son of a race, color, or national origin different from that of the individual dismissed or demoted, until each displaced staff member who is qualified has had an opportunity to fill the vacancy and has failed to accept an offer to do so. Prior to such a reduction, the school board will develop or require the development of nonracial objective criteria to be used in selecting the staff member who is to be dismissed or demoted. These criteria shall be available for public inspection and shall be retained by the school board. The school board also shall record and preserve the evaluation of staff members under the criteria. Such evaluation shall be made available upon request to the dismissed or demoted employee. “ Demotion” as used above includes any reassignment (1) under which the staff member receives less pay or has less responsibility than under the assignment he held — SA-173 previously, (2) which requires a lesser degree of skill than did the assignment he held previously, or (3) under which the staff member is asked to teach a subject or grade other than one for which he is certified or for which he has had substantial experience within a reasonably current period. In general, depending upon the subject matter involved, five years is such a reasonable period. Construction, Renovation and Location of Schools On July 16, 1970, the United States District Court stated: “ The constitutional requirement of desegregation also finds application in the area of construction, renovation, * and location of schools. School boards are required con sciously to plan school construction and site location so as to prevent the reinforcement or recurrence of a dual educa tional system. See, e.g., Felder v. Harnett County Board of Education, 409 F.2d 1070 (4th Cir. 1969); Swann v. Charlotte-Mecklenburg Board of Education, 306 F. Supp. 1291, 1299 (W.D. N.C. 1969); Pate v. Dade County School Board, 307 F. Supp. 1288 (S.D. Fla. 1969). Courts may properly restrain construction and other changes in the location or capacity of school properties until a showing is made that such changes will promote rather than frustrate the establishment of a unitary school system. This Court in the past has stated that school boards may be enjoined from planning, locating or constructing new schools or ad ditions to existing schools in such manner as to conform to racial residential patterns or to encourage or support the growth of racial segregation in residential patterns. Such operations, rather, are to be conducted ‘in such manner as to affirmatively promote and provide for both the present and future an equitable distribution of racial elements in the population of each School System.’ Sloan v. Tenth School District of Wilson County, Civ. No. 3107 (M.D. Tenn., Oct. 16, 1969). — SA-174 — “ Looking to the facts of the instant case, it becomes ap parent that defendant’s decisions on the site selection and construction of its newest schools were not designed to promote desegregation. Since 1963, defendant has built four new elementary schools (Dodson, Granberry, Lake View, and Paragon Mills), eight new junior high schools (Apollo, Bass, Ewing Park, McMurray, John T, Moore, Neely’s Bend, Rose Park, and Wright) and one new high school (Dupont). Of these 13 schools, Rose Park, with an enrollment of 527 black students and 11 white students, is virtually all-Negro. The remaining twelve schools, however, are, on the average, 97% white, with none hav ing a black enrollment as high as 10%. Three elementary schools (Cora Howe, Fall-Hamilton, and H. G. Hill) and one high school (McGavock) are currently under construc tion. Enrollment estimates indicate that all of these schools will be predominately white. “ Seven elementary schools, two high schools, and one school for the physically handicapped are currently in the planning stage. The two high schools are being planned for predominantly black residential areas, thereby assuring predominantly black student bodies. Five of the seven elementary schools are to be constructed in virtually all- white residential areas, while the remaining two are pro jected for location in all-black or predominantly black residential areas. Thus, from the foregoing, it is apparent to the Court that defendant must consider making substan tial alterations in its school construction policies in order to comply with constitutional requirements. “ The Court is of the opinion that the following course of action must be taken by defendant. First, those new schools on which construction work was actually in pro- SA-175 — gress as of November 6, 1969,13 may be completed. Though this action may not produce an ideal result in light of the goal of integration, it will prevent unnecessary economic waste. Also, since, these new schools will be sub ject to the same zoning policies prescribed above, their segregative influences should be lessened. Second, in in stances where actual construction had not begun as of November 6, 1969, defendant must revise its plans where necessary in relation to these proposed schools so as to find a location that will maximize student integration. Finally, in the future all construction plans as well as plans for closure of old schools must be governed by the principles stated herein. The purpose of the Court in making such a ' requirement is to insure that such plans will serve the pur pose of establishing a unitary school system. See Sloan v. Tenth School District of Wilson County, supra.” (Foot note omitted.) Kelley, supra, at 992-93. New Construction. The Board has proposed for approval the erection of two comprehensive senior high schools, one in the Joelton school area, and the other in the Goodlettsville area. In connection with future planning, the Board employed a team of consultants to evaluate the existing school structures and to project the location of new structures. Prior to the sub mission of these recommendations, the Court requested, and two administrators of the Board located on a map, the ideal locations for comprehensive schools. When the team of con sultants later made its report, their projections generally agreed with those of the school administrators. They found that new comprehensive schools should be located in the general area of 13 This is the date of the Temporary Restraining Order issued by this Court to enjoin defendant from further construction, expansion, or closure of schools pending the outcome of this suit.” — SA-176 — the proposed inner-city expressway loop known generally as “ Briley Parkway.” The reason for this agreement is obvious when the pupil locator map is examined. Briley Parkway is generally the divider between the inner-city pupils and the outer- county pupils. It is roughly the half-way division. By the establishment of schools in this area, the integration of schools would be effected naturally and thereby minimize transporta tion. Therefore, the Court finds that the erection of a comprehen sive school in the Joelton area, with geographic zones drawn in accordance with the testimony in court, will maximize student integration. Upon submission of proper zoning and pupil assignment, this construction will be approved. The proposed Goodlettsville school, a comprehensive high school, is located in an all-white community and is not located near the dividing line between inner-city population and outer- county population. By referring to the pupil locator map, it clearly appears that the erection of this school would tend to promote segregation. Thus the erection of this school in its pro posed location is hereby enjoined. If the Board desires to establish another comprehensive high school, subsequent court approval may be obtained by submitting an appropriate loca tion and proper geographic zones, which will achieve and perpetuate integration. Another proposal is the erection of a school for the physically handicapped at 2500 Fairfax Avenue. This facility is to be erected near Vanderbilt University. The availability of profes sional services from Vanderbilt University and Vanderbilt Hospital is stressed. The plaintiffs assert that said project should be located in a “ halfway” position between Vanderbilt University, MeHarry Medical College, and Fisk University. The Court feels that the facility will have little, if any, effect on achieving a unitary school system. This Court will not — SA-177 substitute its judgment for that of the Board, and the Board’s proposal is approved. Additions and Renovations. An application has been made for permission to acquire additional property for Hillsboro School so as to transform Hillsboro into a comprehensive high school. This application is denied for the same reasons that the Goodlettsville school was not approved. Protable classrooms, referred to generally as “ portables,” have been used by the Board to house students in schools which were all-white or had received only token integration when there were vacant rooms in predominantly black schools. In effect, portables have been used to maintain segregation. In the future, portables shall be used only to achieve integration and the Board is hereby so enjoined. In the plan adopted by the Court, certain schools in the outly ing areas of the school district remain virtually all white. By reason of the past conduct of the Board the Court hereby sets forth the following restrictions to prevent these schools from becoming vehicles of resegregation. It is ordered that the schools, which have less than 15 per cent black pupils after the implementation of the plan, shall not be enlarged either by con struction or by portables, and shall not be renovated without prior court approval. Furthermore, no additional schools shall be erected without prior court approval. By making the above restrictions, this Court does not imply that it will make “ year-by-year adjustments of the racial com position of student bodies once the affirmative duty to desegregate has been accomplished and racial discrimination through official action is eliminated from the system.” Swann, supra, at 575. — SA-178 The parties will draw and submit an order to the Court within fifteen (15) days. However, without said order this Memoran dum Opinion is self-executing and must be implemented for the school year beginning on or about September 1, 1971. The Court will retain jurisdiction of this case. No stay will be granted by this Court. Swann, supra, at 570; United States v. Board o f Public Instruction, 395 F.2d 66 (5th Cir. 1968); Brewer v. School Board, 397 F.2d 37 (4th Cir. 1968). L. CLURE MORTON United States District Judge SUPPLEMENTAL APPENDIX H Robert W. Kelley et al., Henry C. Maxwell, Jr., et al., Plaintiffs-Appellees-Cross-Appellants, v. Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, C. R. Dorrier, Chairman, et al., Defendants-Appellants-Cross-Appellees. Nos. 71—1778, 71—1779. United States Court of Appeals, Sixth Circuit. May 30, 1972. On remand from the Court of Appeals, 436 F.2d 856, the United States District Court for the Middle District of Ten nessee, Nashville Division, L. Clure Morton, J., adopted a school desegregation plan and appeal was taken. The Court of Appeals, Edwards, Circuit Judge, held that the district judge’s choice of the Department of Health, Education and Welfare plan, which clearly appeared to be a plan for ending dual system in metropolitan school district based on race and substituting therefor a unitary one was within the court’s judicial discretion; that where school system has been deliberately segregated the board must do more than establish rules which are fair on their face but serve to perpetuate effects of segregation; that record supported finding that racial discrimination in school district continued until close of record if not beyond; that population shifts did not eliminate duty of board to present plan for unitary system; and that it was appropriate to take notice of proportion of black and white students within area and to seek as practical plan for ending white and black schools and substituting schools representative of area in which students live. — SA-179 — — SA-180 — Affirmed. McCree, Circuit Judge, filed a concurring opinion. 1. Federal Civil Procedure (key) 161 Defendants in protracted school desegregation case waived issue of alleged failure to comply with class action rule because of changes in status of original party plaintiffs since commence ment of the suits by failing to raise issue prior to trial and final adjudication of case. Fed.Rules Civ.Proc. rule 23, 28 U.S.C.A. 2. Schools and School Districts (key) 13 Class action to require school desegregation dealt with conti nuing constitutional violations and did not become moot because years of delay, much of it attributable to the defen dants, resulted in the graduation of the named, original student plaintiffs from the school system before final decision. 3. Schools and School Districts (key) 13 Where school system has been deliberately constructed on a segregated basis by state action, a duty inheres in school board to do more than to establish rules which are fair on their face but which simply serve to perpetuate effects of such segregation. 4. Schools and School Districts (key) 71, 72,141(1), 154 Record in desegregation case supported finding of district judge that racial discrimination in school construction, assign ment of temporary buildings, assignment of teachers, and assignment of students continued until close of record if not beyond, and that there was a background of racial discrimina tion by means of state law which motivated much of the school segregation. 5. Schools and School Districts (key) 13 Existence of population shifts in metropolitan district which helped to some degree to change racial composition of some schools during course of school desegregation case did not eliminate duty of school board to present plan for unitary school system and did not alter duty of district court, on default of school board to require production of a plan and order it into effect. 6. Schools and School Districts (key) 13 In devising plans to terminate residual effects of school segregation it is appropriate for the school system and district judge to take notice of proportion of black and white students within the area and to seek as practical a plan as may be for en ding white schools and black schools and substituting therefore schools which are representative of the area in which the students live. 7. Schools and School Districts (key) 13 Earlier finding of good faith does nothinbg to excuse defaults and failures of school board to devise plan for school desegrega tion which is effective. 8. Appeal and Error (key) 170(1) Where no motion was filed in school desegregation case for relief pertaining to claims of practical busing problems sup posedly arising after desegregation order was filed in the district court, and in the Court of Appeals the statements of problems constituted allegations which were controverted by the plain tiffs, until the claims were presented in trial court with an op portunity for sworn testimony to be taken and facts decided by process of adversary hearing Court of Appeals had no jurisdic tion over such issues. — SA-181 — — SA-182 — 9. Courts (key) 405(15) While during pendency of appeal jurisdiction of case lies in the appellate court, if an unexpected problem arises concerning actual terms of order or judgment under appeal, district court may upon being apprised of problem and having determined its substantiality with or without a hearing certify to appellate court the desirability of remand for completion or augmenta tion of appellate record. 10. Courts (key) 259 Municipal Corporations (key) 57 Neither metropolitan city council nor the state legislature could forbid the implementation of court mandate based upon United States Constitution. 11. Injunction (key) 210 Injunctive decree in school segregation case is always subject to modification on basis of changed circumstances. 12. Schools and School Districts (key) 13 District judge’s choice of Department of Health, Education and Welfare plan, which clearly appeared to be a plan for en ding a dual school system in metropolitan school district based on race and substituting therefor a unitary one which included the transportation of black students of grades one to four to outlying schools and the cross transportation of whites of grades five and six was within judicial discretion. — SA-183 APPENDIX B 13. Federal Civil Procedure (key) 181 Once class action in school desegregation case had been ad judicated and action of trial court had been reviewed by Court of Appeals it was neither necessary nor proper to continue to redetermine standing of plaintiffs to represent class. Fed.Rules Civ.Proc. rule 23, 28 U.S.C.A. Avon N. Williams, Jr., Nashville, Tenn. (Jack Greenberg, James M. Nabrit, III, Norman J. Chachkin, Sylvia Drew, New York City, on the brief), for plaintiffs as appellees and cross appellants. Dick L. Lansden, Nashville, Tenn. (Harlan Dodson, Jr., Hamilton Gayden, Jr., Nashville, Tenn., on the brief), for defendants as appellants and cross-appellees. K. William O’Connor, Civil Rights Div., Washington, D. C., for United States, amicus curiae. Before EDWARDS, CELEBREZZE and McCREE, Circuit Judges. EDWARDS, Circuit Judge. In this case we do not write on a clean slate. What follows describes an incredibly lengthy record and settled law pertaining to segregated schools. We start with this latter, as recited in the United States Constitution and in three historic, unanimous decisions of the United States Supreme Court—the last dated 1971. “ [N]or shall any State . . . deny to any person within its jurisdiction the equal protection of the laws.” U.S.Const. Amed. XIV, § 1. — SA-184 — We conclude that in the field of public education the doctrine of “ separate but equal” has no place. Separate educational facilities Eire inherently unequal. Therefore, we hold that the plaintiffs and others similarly situated for whom the actions have been brought are, by reason of the segregation complained of, deprived of the equal protec tion of the laws guaranteed by the Fourteenth Amend ment. Brown v. Board of Education, 347 U.S. 483, 495, 74 S.Ct. 686, 98 L.Ed. 873 (1954). [A] plan that at this late date fails to provide meaningful assurance of prompt and effective disestablishment of a dual system is also intolerable. “ The time for mere ‘deliberate speed’ has run ou t,” Griffin v. County School Board, 377 U.S. 218, 234, 84 S.Ct. 1226, 12 L.Ed.2d 256; “ the context in which we must interpret and apply this language (of Brown II] to plans for desegregation has been significantly altered.” Goss v. Board of Education, 373 U.S. 683, 689, 83 S.Ct. 1405, 10 L. Ed.2d 632. See Calhoun v. Latimer, 377 U.S. 263, 84 S.Ct. 1235, 12 L.Ed. 2d 288. The burden on a school board today is to come for ward with a plan that promises realistically to work now. Green v. County School Board of Kent County, 391 U.S. 430, 438-439, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968). All things being equal, with no history of discrimina tion, it might well be desirable to assign pupils to schools nearest their homes. But all things are not equal in a system that has been deliberately constructed and maintained to enforce racial segregation. The remedy for such segrega tion may be administratively awkward, inconvenient, and even bizarre in some situations and may impose burdens on some; but all awkwardness and inconvenience cannot be avoided in the interim period when remedial ad justments are being made to eliminate the dual school — SA-185 — systems. Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1, 28, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971). After 17 years of continuous litigation the Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, appeals from a final order of the United States District Court for the Middle District of Tennessee requiring the School Board to take the necessary steps to end the racially separated school systems which it had previously been found to be operating. This order was a direct result of an order of this court approving the District Court’s findings of violations of equal protection and vacating a stay of proceedings. In it we had noted: [T]he instant case is growing hoary with age. It is actual ly a consolidation of two cases. The first case, Kelley v. Board of Education of the City of Nashville, Civ.A. No. 2094, was filed in September of 1955; and the second case, Maxwell v. County Board of Education of Davidson County, Civ.A. No. 2956, was filed in September of 1960. A whole generation of school children has gone through the complete school system of Metropolitan Nashville in the intervening years under circumstances now determined to have been violative of their constitutional rights. A se cond generation of school children is now attending school under similar circumstances—and the remedy is not in sight. Kelley v. Metropolitan County Board of Education of Nashville, Tennessee, 436 F.2d 856, 858 (6th Cir. 1970). The order of the District Judge is the first comprehensive and potentially effective desegregation order ever entered in this litigation. The District Judge tells us that now the remedy is at least in sight. SA-186 — THE APPELLATE ISSUES On appeal defendants contend 1) that the District Court had no jurisdiction to hear and determine this case because of failure to comply with Rule 23 of the Federal Rules of Civil Procedure and because of changes in the status of the original party plain tiffs since the commencement of these suits; 2) that the District Court’s order is invalid because it requires integration of schools according to a fixed racial ratio, in violation of the rules set out in Swann v. Charlotte-Mecklenburg Board of Educa tion, supra, 402 U.S. at 23, 24, 91 S.Ct. 1267, 28 L.Ed.2d 554 and 3) that the plan ordered into effect should be reconsidered because of what the defendant School Board claims to be adverse effects on the health and safety of school children in volved. Plaintiffs as cross-appellants claim 1) that the District Court erred in adopting the Department of Health, Education and Welfare plan when the plan proposed by plaintiffs would have achieved a greater degree of integration; and 2) that the HEW plan should have been rejected because it places the burden of desegregation disproportionately upon Negro children. HISTORY OF THE NASHVILLE—DAVIDSON COUNTY CASE The history of school desegregation from Brown v. Board of Education, supra, to date can be traced in this case in the pro ceedings in the District Court, in this court, and in the United States Supreme Court: Kelley v. Board of Education of City of Nashville, 139 F.Supp. 578 (M.D.Tenn.1956) (Dissolution of three-judge court); Kelly v. Board of Education of City of Nashville, 159 F.Supp. 272 (M.D.Tenn.1958) (Disapproval of integratin plan and grant to Board of additional time to file a new plan); Kelley v. Board of Education of City of Nashville, 8 R.R.L.R. 651 (M.D.Tenn. 1958) (Approval of 12-year plan); — SA-187 Kelley v. Board of Education of City of Nashville, 270 F.2d 209 (6th Cir. 1959) (Upholding District Court order); Kelley v. Board of Education of City of Nashville, 361 U.S. 924, 80 S.Ct. 293, 4 L.Ed.2d 240 (1959) (Denial of certiorari); Maxwell v. County Board of Education of Davidson County, 203 F.Supp. 768 (M.D.Tenn.1960); Maxwell v. County Board of Education of Davidson County, 301 F.2d 828 (6th Cir. 1962), reversed in part and remanded sub nom. Goss v. Board of Education of Knoxville, 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963); Kelley v. Metropolitan County Board of Education of Nashville and Davidson County, 293 F.Supp. 485 (M.D.Tenn.1968) (Fur ther proceedings in a consolidation of Maxwell, supra, and Kel ly, supra)', Kelley v. Metropolitan County Board of Education, 317* F.Supp. 980 (M.D.Tenn.1970); Kelley v. Metropolitan County Board of Education of Nashville, Tennessee, 436 F.2d 856 (6th Cir. 1970) (Memorandum opinion of the U. S. District Court (M.D.Tenn.) (filed June 28, 1971; Judgment (filed July 15, 1971)). This case began in 1955 on the heels of the United States Supreme Court’s decision in Brown v. Board of Education, supra, holding that “ separate educational facilities are inherent ly unequal,” supra, 347 U.S. at 495, 74 S.Ct. at 692. Plaintiffs, in a class action sought invalidation of the Tennessee school laws, T.C.A. §49-3701 et seq., which in specific terms required segregation of school pupils by race. (See Appendix A) In 1956 a three-judge federal court which had been convened to pass on the constitutionality of the state statute was dissolved when the defendant Board of Education conceded the unconstitutionality of the state statute by which it had previously been governed. Kelley v. Board of Education of City of Nashville, 139 F.Supp. 578 (M.D. Tenn.1956). The case was then remanded to the United States District Court for the Middle District of Ten nessee. The District Judge determined that the case was an ap propriate class action under Rule 23 of the Federal Rules of — SA-188 — Civil Procedure (Record, Min. Book 19 at 683). He ordered the defendant School Board to prepare and present a plan for desegregation of the Nashville schools. Before judgment was entered, the State of Tennessee in January 1957 adopted a Parental Preference Law, T.C. A. § 49-3704, Pub.Acts 1957, cc. 9-13, 2 Race Rel.L.Rep. 215 (1957). (See Appendix A) This statute provided for separate white, black, and mixed schools, with attendance to be determined by parental preference. The District Court in September of 1957 held this statute to be unconstitutional on its face. 2 Race Rel.L.Rep. 970 (1957). The defendant School Board thereupon (and nonetheless) presented a parental preference plan for white, black, and mix ed schools substantially the same as that called for by the un constitutional state law. In February of 1958 the District Court held the School Board plan to be unconstitutional. Later in the same year a grade-a-year desegregation plan was submitted by defendant School Board, approved by the District Court and the Court of Appeals, with certiorari denied by the United States Supreme Court. In 1960 a suit was filed to desegregate the Davidson County schools. Maxwell v. County Board of Education of Davidson County, supra. It was brought on behalf of Negro children alleged to be denied their constitutional rights to equal educa tion in the county school system. Again the suit was brought as a class action and recognized as such by the District Court under Rule 23 Fed.R.Civ.P. (Record, Min. Book 24 at 114.) The Davidson County School Board proposed a free transfer plan and it was approved by the District Court. On appeal Maxwell’s free transfer plan was invalidated by the United States Supreme Court, sub nom., Goss v. Board of Education of Knoxville, 373 U.S. 683, 83 S.Ct. 1405, 10 L.Ed.2d 632 (1963). SA-189 — In 1963 the school systems of Nashville and Davidson County were then consolidated as part of a general consolidation of the City of Nashville and County of Davidson into one metropolitan government. Petitions for further relief, including an order to desegregate the Nashville-Davidson County schools and to enjoin further school construction pending such an order, were filed in the consolidated case, with additional plain tiffs intervening. In 1968 the United States Supreme Court took further note of how the Brown II phrase “ deliberate speed” was being employed to delay rather than to implement school desegrega tion. For purposes of reemphasis, we again quote the unanimous opinion: [A] plan that at this late date fails to provide meaningful assurance of prompt and effective disestablishment of a dual system is also intolerable. “ The time for mere ‘deliberate speed’ has run ou t,” Griffin v. County School Board, 377 U.S. 218, 234 [84 S.Ct. 1226, 12 L.Ed.2d 256] “ the context in which we must interpret and apply this language [of Brown II] to plans for desegregation has been significantly altered.” Goss v. Board of Education, 373 U.S. 683, 689 [83 S.Ct. 1405, 10 L.Ed.2d 632]. See Calhoun v. Latimer, 377 U.S. 263 [84 S.Ct. 1235, 12 L.Ed.2d 288]. The burden on a school board today is to come forward with a plan that promises realistically to work, and promises realistically to work NOW. Green v. County School Board of Kent County, 391 U.S. 430, 438-439 [88 S.Ct. 1689, 20 L.Ed.2d 716] (1968). (Emphasis added.) On the heels of these decisions plaintiffs sought relief consis tent with them and lengthy hearings followed. In 1970 the District Judge entered findings of fact which were subsequently SA-190 — reviewed and given effect by this court. Kelley v. Metropolitan County Board of Education of Nashville, Tennessee, 436 F.2d 856 (1970). In its opinion this court said: It would be well for those in authority in Nashville and David son County to read the able opinion [District Court opinion entered July 16, 1970] which we now revitalize by our present order. The emphasis in the quotation which follows is that of this court: “ [I]t is the Court’s view that in the area of school zoning, school boards will fulfill their affirmative duty to establish a unitary school system only if attendance zone lines are drawn in such way as to maximize pupil integration. In drawing such lines, the defendant school board may properly consider in the total equation such factors as capacities and locations of schools, physical boundaries, transportation problems, and cost; however, none of these considerations can supersede the importance of the primary goal of maximizing integration. “ In looking to the facts of this case, the Court finds that many of the elementary and secondary school zone lines in the Nashville and Davidson County School System have not been drawn so as to minimize integration. With the exception o f zone lines drawn fo r new schools, the zone lines currently in existence were drawn prior to Brown v. Board o f Education with the aim o f maintaining segregation. Though there has been some black population migration to formerly white areas, in large part these zone lines continue to serve quite well the segregative purpose fo r which they were originally established. The truth of this statement is made manifest when one examines the racial makeup of the pupil population in areas containing several con tiguous attendance zones. In East Nashville, for example, there is a cluster of five elementary schools having contiguous atten dance zones. Of these five schools, white pupils are in the great — SA-191 majority in four schools, Baxter, Dalewood, Rosebank, and Bailey, while black students are in the majority in one of the schools, Inglewood. As a reference to the zone map will in dicate, Inglewood is completely surrounded by the four predominantly white schools, and the Inglewood zone is drawn to enclose most of the black population living in the five school area. Defendants argue that they are applying the ‘neighborhood’ concept in the drawing of elementary school zone lines. I f such a concept is indeed being applied in this five school area, it appears to the Court that it is being applied solely to perpetuate segregation. Defendants contend that one o f the prime advantages o f ‘neighborhood’ schools is that they allow pupils to walk to and from school. I f this is true, it is difficult to see U>hy black pupils who live closer to Baxter or Bailey schools, fo r instance, are required to walk the greater distance to attend Inglewood school. ‘ ‘The same pattern is repeated in a seven school area in south and west Nashville. In this situation, the attendance zones for Ransom and Eakin schools are contiguous with the attendance zones for Ford, Greene, Head, Carter Lawrence, Murrel and Clemons schools. The former two schools are almost completely white, while the latter five schools are almost totally black.7 7 See Map No. 2 in Appendix and note the following figures* on the enrollment of these schools: W B %B Ford Greene 0 887 100 Head 0 791 100 Carter Lawrence 0 516 100 Murrel 0 328 100 Clemons 51 519 90 Ransom 355 2 1 Eakin 487 5 1 *Based on plaintiff’s exhibit No. 3. SA-192 Once again it appears that the zone lines as drawn insure that white neighborhoods will have white schools and black neighborhoods will have black schools. As the above two il lustrations make clear, by maintaining the old dual school zones, defendant has encouraged continued segregation rather than significant integration in the elementary schools. “ Turning to junior high school zones, the Court finds much the same situation as in the elementary school. Though the ‘neighborhood’ concept is not applied in secondary school zon ing, junior high school zones are drawn so that each school serves a particular residential area or ‘service area’ as it is sometimes referred to by defendant. These service areas cover a broader geographic area than a single neighborhood, for several elementary schools within their respective neighborhood zones feed graduating students into the junior high school within whose zone they lie. This process is generally described in terms of a ‘feeder pattern.’ Once again, a look at the existing zone lines convinces the Court that the junior high school attendance zones and the ‘feeder patterns’ which graduate elementary students into the junior high schools are structured so as to foster for the most part continued segregation or at best only token integration. It is apparent that the zone lines as presently drawn are designed to provide racially identifiable ‘black’ schools fo r black residential areas and ‘white’ shcoolsfor white residential areas. For example, looking at a cluster of six con tiguous junior high school zones, the Court finds that Bass, West End, and Moore Junior high schools are all predominantly white schools with their attendance zones being drawn so as to correspond significantly with white residential areas. On the other hand, Washington, Rose Park and Waverly-Bellmont are all racially identifiable as black schools and their attendance zones have been drawn in a manner effectively to prevent a SA-193 significant number of black pupils from attending school out side of the black residential area.8 8 See Map No. 3 in Appendix and note the following figures:* W B Bass 777 12 2 West End 578 40 6 Moore 999 85 8 Washington 0 1,347 100 Rose Park 11 527 98 Waverly-Belmont 26 260 91 * Based on plaintiff’s exhibit No. 3. “Finally, looking to the high school zones, there is similar evidence o f continued duality in the school system. For exam ple, of five contiguous high school zones, three of the schools, Cohn, Hillsboro and Central, are racially identifiable as white schools. Their attendance zone lines form the boundary line be tween the predominantly white residential areas in south and west Nashville and the black residential areas to the north and east. These black areas are served by Cameron and Pearl high schools.9 9 See Map No. 4 in Appendix and note the following figures: W B %B Cohn 960 45 4 Hillsboro 1,223 15 1 Central 899 202 18 Pearl 1 1,308 100 Cameron 0 1,212 100 “ In connection with the segregative effect of present school zoning, it is interesting to note that while portable classrooms are in limited use in predominantly Negro schools, approx imately 117 portables are in use in racially identifiable white — SA-194 — schools. These predominantly Negro schools, on the basis of their rated maximum capacities, have approximately 5,400 vacancies, yet the white schools, in zones tailored to white residential sections, are overcrowded. It would seem that rezon- ing could serve the dual purpose of alleviating this overcrowding and, at the same time, promoting the goal of integration. “It is the Court’s conclusion that defendant’s current policy o f attendance zoning does not facilitate rapid conversion from a dual to a unitary school system, sis is evident from the forego ing discussion, the zone lines as they presently exist foster con tinued segregation in many instances.'0 Corresponding as 10 Of the 139 regular schools in the system in 1969—70, 88 had less than 10% black enrollment, 22 had 10% to 40% black enrolling (with the total enrollment of these latter 22 schools constituting only 16% of the entire metropolitan school enrollment), and finally 29 schools had more than 40% black enrollment. A clear racial pattern is present. they do to racial residential patterns, it is difficult to envision any other result. Historic zones lines which purposely promote segregation must be altered. In making such alterations defen dant board should take those steps ‘which promise realistically to convert promptly to a system without a “white” school and a “Negro” school, but ju st schools.’ Green v. County School Board of New Kent County, supra [391 U.S. 430] at 442, [88 S. Ct. 1689, 20 L.Ed.2d 716].” Kelley v. Metropolitan County Board of Education of Nashville, Tennessee, supra at 859—861. (Footnotes in quota tion.)” We then remanded the case with instructions: We believe that ‘‘the danger of denying justice by delay” in this case is as clear as it was in Alexander, supra; Green v. County Board, supra, and Carter, supra. — SA-195 We now vacate the stay of August 25, 1970, with the in tention of leaving in full effect and operation the judgment of the District Court of August 13, 1970. The present District Judge should proceed immediately to hold the necessary hearing upon objections to the Board of Educa tion plan and thereafter to approve or modify same as the record which is developed appears to require, and thereupon enter an order of implementation. The time schedule for consideration and implementation of this order should, of course, meet the “ maximum” standard set forth by the Supreme Court in the second Carter case (Carter v. West Feliciana Parish School Board, 396 U.S. 290, 293, 90 S.Ct. 608, 24 L.Ed.2d 477 (1970)). The ‘ District Court may, of course, require reports (including a pupil locator map) and recommendations (including those of expert witnesses and the Department of Health, Educa tion and Welfare) and consider them in its order of im plementation. Id. at 862. Acting within the terms of his sworn obligation a new District Judge proceeded to implement this court’s instructions. While he was thus engaged, the United States Supreme Court decided the third history making case pertaining to school segregation (Swann v. Charlotte-Mecklenburg Board of Educa tion, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971)). The opinion for a unanimous Supreme Court was written by Chief Justice Burger. In recital of the facts and conclusions of law, it parallels and controls our decision of this case. We granted certiorari in this case to review important issues as to the duties of school authorities and the scope of powers of federal courts under this Court’s mandates to eliminate racially separate public schools established and maintained by state action. Brown v. Board of Education, 347 U.S. 483 [74 S.Ct. 686, 98 L.Ed. 873] (1954) (Brown I). — SA-196 — This case and those argued with it arose in States having a long history of maintaining two sets of schools in a single school system deliberately operated to carry out a govern mental policy to separate pupils in schools solely on the basis of race. That was what Brown v. Board of Education was all about. These cases present us with the problem of defining in more precise terms than heretofore the scope of the duty of school authorities and district courts in im plementing Brown I and the mandate to eliminate dual systems and establish unitary systems at once. Swann v. Charlotte-Mecklenburg Board of Education, supra at 5—6, 91 S.Ct. at 1271 (Footnote omitted.) These words apply exactly to the fundamantal problems in the instant case also. The District Court order here under review is designed to “ eliminate racially separate public schools established and maintained by state action.” Tennessee is, as we have noted above, a state “ having a long history of maintaining two sets of schools in a single school system deliberately operated to carry out a governmental policy to separate pupils in schools solely on the basis of race.” (See Appendix A) We here consider a District Court order designed to “ implement dual systems and establish unitary systems at once.” The District Court held numerous hearings and received voluminous evidence. In addition to finding certain actions of the school board to be discriminatory, the court also found that residential patterns in the city and county resulted in part from federal, state, and local government action other than school board decisions. School board ac tion based on these patterns, for example, by locating schools in Negro residential areas and fixing the size of the schools to accommodate the needs of immediate neighborhoods, resulted in segregated education. These findings were subsequently accepted by the Court of Ap peals. Swann v. Charlotte-Mecklenburg Board of Educa tion, supra at 7, 91 S.Ct. at 1272. — SA-197 This paragraph applies to the facts of the instant case without change of a single word. Chief Justice Burger then turned to the question of ap propriate remedial measure to eliminate state imposed segrega tion: The objective today remains to eliminate from the public schools all vestiges of state-imposed segregation. Segrega tion was the evil struck by Brown I as contrary to the equal protection guarantees of the Constitution. That was the violation sought to be corrected by the remedial measure of Brown II. that was the basis for the holding in Green that school authorities are “ clearly charged with the affir- • mative duty to take whatever steps might be necessary to convert to a unitary system in which racial discrimination would be eliminated root and branch.” 391 U.S., at 437—438 [88 S.Ct. 1689, 20 L.Ed.2d 716]. If school authorities fail in their affirmative obligations under these holdings, judicial authority may be invoked. Once a right and a violation have been shown, the scope of a district court’s equitable powers to remedy past wrongs is broad, for breadth and flexibility are inherent in equitable remedies. * * * * * * In seeking to define even in broad and general terms how far this remedial power extends it is important to remember that judicial powers may be exercised only on the basis of a constitutional violation. Remedial judicial authority does not put judges automatically in the shoes of school authorities whose powers are plenary. Judicial authority enters only when local authority defaults. School authorities are traditionally charged with broad power to formulate and implement educational policy and — SA-198 might well conclude, for example, that in order to prepare students to live in a pluralistic society each school should have a prescribed ratio of Negro to white students reflecting the proportion for the district as a whole. To do this as an educational policy is within the broad discre tionary powers of school authorities; absent a finding of a constitutional violation, however, that would not be within the authority of a federal court. As with any equity case, the nature of the violation determines the scope of the remedy. In default by the school authorities of their obligation to profer acceptable remedies, a district court has broad power to fashion a remedy that will assure a unitary school system. Swann v. Charlotte-Mecklenburg Board of Education, supra at 15—16, 91 S.Ct. at 1275. The default of school authorities referred to by Chief Justice Burger is equally illustrated by the history of our present case. With this history and these principles before us, a tabular comparison of the fact situations and District Court plans presented in the Swann and Kelley case is appropriate: — SA-199 Swann v. Bd. Ed. Date of original complaints 1965 No. of schools (before plan) 107 (1968—69) No. of schools (after plan) 1 07 Total enrollment 84,000 (approx.) Per cent white students 71% Per cent black students 29% W afking distance (after plan) IVi miles No. students bused prior to plan 23,600 No. white students bused prior to plan No. black students bused prior to plan Exact figures not available, but it is clear that a large majority of stu dents bused were white Extent of segregation to plan In 1969 36 of the black students were then attend ing schools that were either total ly or 99% black. Kelley v. Bd. Ed. 1955 139 (1970—71) 133 (1971-72) 94,170 (1970—71) 75% (75.12%) 25% (24.63%) 1 Vi miles 33,485 30,000 3,500 (approx.) In 1969 81% of all white students were attending schools that were over 90% white, while 62% of all black students were attend ing schools that were over 90% black. — SA-200 — Net increase in No. of students bused as a result of court adopted plan No. of additional buses required No. of buses obtained to carry out plan Ratio of white to dent population employed by court approved plan as guide Per cent of schools desegregated by plan within guide related ratios One race schools remaining under plan due to travel distance Swann v. Bd. Ed. 1 3 , 3 0 0 138 54-passenger buses Court opinions do not contain this information. 71°7o—29% 100% of elemen tary* schools would have black student popula tion of 9%—38%. Apparently none Kelley v. Bd. Ed. 15,000 (approx.) 82 84-passenger buses N o n e 75 %— 25% 77% of elementary schools w'ould have a black student popula tion of 16%—41%; 22 outlying schools would have a black student population of 0% — 22% 5 ♦Junior and Senior High Schools desegregation under the Swann plan was likewise considerably closer to ideal unitary school standards than the plan approved by the District Court in this case. — SA-201 — These figures show that during the three-year period nearly two-thirds of the black students in the Nashville system went to racially identifiable schools, and more than four-fifths of the white students attended racially identifiable schools. Busing did not come to Nashville by federal court decree. This record demonstrates that Nashville and Davidson County have long used extensive bus transportation as a normal part of their school systems. Busing was, however, employed wholly disproportionately for the transportation of its white students as compared to its black students (30,000 white to 3,500 black), in this regard the District Judge’s opinion noted: Since the defendants have consistently transported large numbers of students to promote segregation, some adjust ment must be made to reverse this unconstitutional prac tice. The District Court clearly found that defendants had defaulted in relation to their duty to dismantle their segregated school system prior to 1970. The District Court also found that although defendants had repeatedly been asked and ordered to produce an adequate plan, they had failed to do so. It noted that the School Board accepted as a policy statement “ an ideal student racial ratio of an integrated school as one which is 15% to 35% black.” Yet its analysis of the plan actually submitted by the School Board showed it to be utterly inadequate. The Board of Education submitted a plan for pupil in tegration in August, 1970. Included in this plan was a policy statement that the school board “ accepts as an ideal student racial ratio of an integrated school as one which is 15% to 35% black.” The August, 1970 plan made 49 minor geographic zone changes, and provided for the transportation of an addi tional 1162 pupils. The result of the plan was to leave the — SA-202 — The general principles of Swann were, of course, enunciated by the Supreme Court for guidance of District Courts and Courts of Appeals in all school segregation cases. In view of the close factual resemblances between this case and Swann, these principles, however, apply here a fortiori. THE REMEDIAL ORDER OF THE DISTRICT COURT The nature of the problem facing the District Court many years after Brown v. Board of Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954), is vividly portrayed in the statistics and the table set forth below.1 Racial Composition for the Three Years Preceding Hearings on Motion for Further Relief 1967- 68—85% of the white students attended schools that were over 90% white. 63% of the black students attended schools that were over 90% black. 1968- 69—80% of the white students attended schools that were over 90% white. 61% of the black students attended schools that were over 90% black. 1969- 70—-81% of the white students attended schools that were over 90% white. 62% of the black students attended schools that were over 90% black. 1 These statistics are based largely upon plaintiffs’ exhibits in the court below, but we can find no contrary evidence offered by defen dants. — SA-203 — elementary schools significantly unchanged. Six of the 38 high schools and junior high schools would remain at least 50 per cent black. Fifty-seven per cent of the black high school and junior high school students would attend these six schools. The racial composition of two schools would be at least 95 per cent black and four other schools would be at least 90 per cent black. This would result in 47 per cent of the black students attending schools where the composition would be above 90 per cent black. Eight schools, acommodating 20 per cent of the black students, would operate with 15-35 per cent black students. Fifteen schools would operate with 95 per cent or above white students. (Footnotes omitted.) Concerning the School Board plan, the District Court concluded: The pupil integration plan submitted by the school board, viewed in the most favorable light, constitutes mere tinkering with attendance zones, and represents only a token effort. It clearly falls short of meeting the objectives and tests set out in the decisions of the United States Supreme Court. Swann v. Charlotte-Mecklenburg Board of Education, supra; Davis v. Board of School Commis sioners, supra; Green v. County School Board, 391 U.S. 430 [88 S.Ct. 1689, 20 L.Ed.2d 716] (1968). In effect, the defendant has made no effort to meet its affirmative duty to establish a unitary school system “ in which racial discrimination would be eliminated root and branch.” Green v. County School Board, supra, at 437-438 [88 S.Ct. 1689, 20 L.Ed.2d 716]; quoted in McDaniel v. Barresi, [402] U.S. [39], [91 S.Ct. 1287] 28 L.Ed.2d 582, 585 (April 20, 1971). Since the defendants have, in effect, failed to submit a constitutionally sufficient plan, the Court must examine the other plans. (Footnote omitted.) — SA-204 — The plan adopted by the District Judge was one proposed by the United States Department of Health, Education and Welfare. It is described in detail in his Memorandum Opinion, dated June 28, 1971, and in his Judgment, dated July 15, 1971, both of which are by reference hereby incorporated as a part of this opinion. For our present purpose it suffices for us to note that in all respects which have come to our attention, the HEW plan approved by the District Judge represents a somewhat less stringent approach to desegregation than the plan approved by the United States Supreme Court in Swann, supra. Major portions of the Court’s comprehensive Opinion and Judgment, such as those dealing with faculty desegregation, school construction and maintenance, and transfer policy, etc., are not discussed herein because no appellate issues have been presented as to those features. I The Rule 23 Issue As to the Rule 23 issue, earnestly if belatedly sought to be raised by appellants, we affirm the Memorandum Order of the District Judge, dated July 21, 1971, for the reasons set forth therein, and print same for ready reference as Appendix B. [1] Further, we note that this issue was clearly waived by failure of appellants to raise it prior to trial and final adjudica tion of this case. [21 We also note that such a class action as this dealing with continuing constitutional violations does not become moot because of years of delay (much of it attributable to appellants) which occasioned the graduation of the named, original student plaintiffs from the school system before final decision. — SA-205 [6] Perhaps the primary thing that the Swann case decided was that in devising plans to terminate such residual effects, it is appropriate for the school system and the District Judge to take note of the proportion of white and black students within the area2 and to seek as practical a plan as may be for ending white schools and black schools and substituting therefor schools which are representative of the area in which the students live. We have noted that the District Judge in Swann employed a flexible 71% white to 29% black population ratio as a guide in seeking a practical plan. The Supreme Court specifically ap proved his doing so. See Swann v. Charlotte-Mecklenburg Board of Education, supra, 402 U.S. at 16, 23-24, 91 S.Ct. at 1267, 28 L.Ed.2d 554. The District Judge, in this case clearly read and followed the Swann guideline. As to this issue, we find no error. [7] An earlier finding of “ good faith” does nothing to excuse the defaults and failures shown by this record. “ The measure of any desegregation plan is its effectiveness.” Davis v. School Commissioners of Mobile County, 402 U.S. 33, 37, 91 S.Ct. 1289, 1292, 28 L.Ed.2d 577 (1971). See also Green v. County School board, 391 U.S. 430, 439, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968). Ill Practical Problems 18] If there is an appellate issue of substance in this appeal, it is to be found in the practical problems which appellants claim have developed since the entry of the District Judge’s order. Ap pellant summarizes these issues thus: 2 The area referred to in this case is all of Davidson County, in cluding the City of Nashville, which is included in the jurisdiction of defendant Metropolitan Board of Education. — SA-206 — II The Ratio and Residual Effect Issues (Plaintiffs’ stated Issues 2, 3 & 4) [31 Where a school system has been deliberately constructed on a segregated basis by state action, a duty inheres in the School Board to do more than to establish rules fair on their face which simply serve to perpetuate the effects of such segregation. Swann v. Charlotte-Mecklenburg Board of Educa tion, 402 U.S. 1, 26, 28, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971). [4] The record in this case supports the District Judge’s find ings that racial discrimination in school construction, assign ment of temporary buildings, assignment of teachers, and assignment of students continued until the close of the record—if not beyond. The record also discloses a background of racial discrimination by means of state law which motivated much of the school segregation. (See Appendix A) 15] The fact that population shifts in the metropolitan school district have helped to some degree to change the racial com position of some schools during the course of litigation does not eliminate the duty of the school board to present a plan for a unitary school system. Nor, of course, does it alter the duty of the District Court on default of the school board to require production of such a plan and order it into effect. Chief Justice Burger put the matter thus in the Davis case: Having once found a violation, the district judge or school authorities should make every effort to achieve the greatest possible degree of actual desegregation, taking into account the practicalities of the situation. Davis v. School Commissioners of Mobile County, supra, 402 U.S. at 37, 91 S.Ct. at 1292. — SA-207 A plan which exposes the children in the school system to undue danger to health and accident, interferes with their education by requiring excessive periods of time on buses, causes them to leave home before daylight or to return home after dark, exposes them to the dangers of travel in old and inadequately maintained equipment and causes elementary school children, both black and white, to suffer hardships to which young children should not be exposed can hardly be termed feasible, workable, effective and realistic. [9] Substantial as these problems appear to be on the surface, there are two reasons why no relief can be granted in this forum. The.first is that no motion for relief pertaining to these facts has ever been filed by appellant in the District Court. These statements at this point are allegations and they are con troverted by the appellee. This, of course, is an appellate court—not a trial court. As appellants well know, the arena for fact-finding in the federal courts is the United States District Court. Until these claims have been presented in a trial court, with an opportunity for sworn testimony to be taken and con troverted issues and facts decided by the process of adversary hearing, this court has no jurisdiction.3 3 During the pendency of an appeal, jurisdiction of the case lies, of course, in the appellate court. There is, however, familiar law to deal with an unexpected problem which arises in this period concerning the actual terms of the order of judgment under appeal. The District Court may on being apprised of the problem and having determined its substantiality (with or without hearing) certify to the appellate court the desirability of a remand for completion or argumentation of the appellate record. No memory in this court encompasses a refusal of such a request. The record is clear that no request for remand was made by the District Court, obviously, at least in part, because appellants made no motion for relief before the District Court. SA-208 — The second reason as to why appellants are entitled to no relief on this issue probably serves to explain the first. The entire “ record” upon which appellant bases his plea for relief as to practical problems is a “ Report to the Court” of Dr. Brooks, Director of Schools of the Metropolitan County Board of Education. This report is dated October 18, 1971, just over a month after the opening of school. While we are advised that it was sent to the District Judge, as we have noted, no motion of any kind seeking any District Court action was ever filed con cerning it. Even more important, the statement on its face sug gests that local authorities in Nashville and Davidson County have not made good faith efforts to comply with the order of the District Judge. Dr. Brooks’ affidavit does present this exculpatory explana tion which serves to point in the direction of other authorities as those responsible for the inconveniences and hazards of which Dr. Brooks’ statement speaks. The statement says: The School Board is fiscally dependent in that its budgets must be approved by the Metropolitan City Coun cil. In approving the budget of the School Board on June 30, 1971, Council members demanded assurance that no funds included in the budget would be used to purchase buses for the purpose of transporting students to establish a racial balance. The 1971-72 budget did provide for the purchase of 18 large buses to replace obsolete equipment to provide transportation for students to the new comprehen sive McGavock High School. [10] It is clear, however, that neither the Metropolitan City Council or, for that matter, the Legislature of Tennessee can forbid the implementation of a court mandate based upon the United States Constitution. In a companion case to Swann, supra, Chief Justice Burger, writing again for a unanimous court held that an anti-busing law which flatly forbids assign — SA-209 ment of any student on account of race or for the purpose of creating a racial balance or ratio in the schools and which pro hibits busing for such purposes was invalid as preventing im plementation of desegregation plans required by the Fourteenth Amendment. North Carolina State Board of Education v. Swann, 402 U.S. 43, 45-46, 91 S.Ct. 1284, 28 L.Ed.2d 586 (1971). See also Cooper v. Aaron, 358 U.S. 1, 78 S.Ct. 1401, 3 L.Ed.2d 5, 19 (1958). Dr. Brooks’ statement also furnishes the bus schedule of the Metropolitan County Board of Education by yearly models. It shows that the Board has an average of 18.9 buses for each of the last 10 model years. The 18 buses purchased in 1971 were described by Dr. Brooks as “ to replace obsolete equipment.” It appears from the Metropolitan Board’s own statements that the Board and the local authorities in Nashville did not purchase one piece of transportation equipment for the purpose of con verting the Metropolitan County Board of Education school system from a dual school system segregated by race into a unitary one, as called for by the District Judge’s order. [11] At court hearing we had been puzzled as to why counsel for the Board had failed to go back to the District Court to report on the grievous circumstances which he so strongly alleged before us. Like most decrees in equity, an injunctive decree in a school desegregation case is always subject to modification on the basis of changed circumstances. Sloan v. Tenth School District of Wilson County, 433 F.2d 587, 589-590 (6th Cir. 1970). Further acquaintance with the record, which, of course, the District Judge would have known in detail, leaves us in no further quandry as to the reasons for counsel’s reluctance. IV Plaintiffs-Appellants’ Plan [12] Our review of this record convinces us that the District Judge’s choice of the HEW plan as opposed to plaintiffs’ plan was well within his judicial discretion. It may not be ideal, but — SA-210 — to us it seems clearly to be a plan for ending a dual school system based on race and substituting therefor a unitary one. It promises to work and to work now. Green v. County School Board of Kent County, 391 U.S. 430, 88 S.Ct. 1689, 20L.Ed.2d 716 (1968). V. Plaintiffs-Cross-Appellants’ Discrimination Claim Plaintiffs-Cross-appellants claim that the grade school plan discriminates against Negro students in the lowest elementary grades. The feature complained of in this issue is the transportation of black students in grades 1-4 to outlying schools, paralleled by the cross-transportation of white students in grades 5-6. In this regard the HEW plan appears to follow the pattern of the school plan approved in Swann. Swann v. Board of Education, supra, 402 U.S. at 10, 91 S.Ct. 1267, 28 L.Ed.2d 554. The Supreme Court made no reference to this feature, and neither in Swann nor in this case does the record seem to provide adequate rationale for it. We do not believe, however, that we can ap propriately hold that the District Judge abused his discretion in approving the HEW plan which (like the plan in Swann) incor porated this feature. It may be that this is a temporary expedient or it may be that there are practical reasons to justify it for longer duration. In any event, any adverse effects of this aspect of the plan can, of course, likewise be brought to the District Judge’s attention when the case is back before him. The Intervention Twenty-four hours before oral arguments in this appeal, the United States Department of Justice filed a motion to intervene as amicus curiae. In spite of the extraordinary delay in filing the SA-211 — motion, we granted leave to intervene and invited the represen tative of the Justice Department who appeared to address the court. On reading the motion, hearing oral argument, and question ing counsel, we determined that the representative of the Justice Department had not had the opportunity to read the District Court record in this case and was not aware in advance of hear ing that the claimed practical problems had never been presented to or adjudicated by the District Judge. One America This nation has been told by a Presidential Commission that our country is rapidly becoming divided into two societies—one black and one white. Report of National Advisory Commission on Civil Disorders 1 (3/1/68). The Constitution of the United States was written for one na tion, “ indivisible.” As it speaks to men’s consciences, the Con stitution argues against division and apartheid. In the public domain, however, the Constitution commands. Here the constitutional command is One America. The Constitution and the Supreme Court opinions quoted above do not command the use of busing any more than they command the use of books, desks, paper, pens, buildings, lights, heat, and other tools, equipment and supplies needed in modern life and in modern education. What the Constitution and the Supreme Court say about the principal issue of this case is that no one may forbid a school board (or a federal court) from employing any of the tools of modern life in carrying out a constitutional mandate. Davis v. Board of School Commis sioners of Mobile County, 402 U.S. 33, 37-38, 91 S.Ct. 1289, 28 L.Ed.2d 577 (1971). — SA-212 — The District Court order in this case specifically retained jurisdiction. Thus, upon our affirmance, the door of the District Court is clearly open (as it has been!) to the parties to present any unanticipated problems (not resulting from failure to comply with its order) which may have arisen or may arise in the future. We now affirm the findings of fact, conclusions of law, and judgments of the District Court. The District Judge’s order noted that no stay would issue and we likewise note that any stay of this order must be sought from the United States Supreme Court. APPENDIX CHAPTER 37 SEGREGATION OF RACES Section. 49-3701-49-3704. [Unconstitutional.] 49-3701-49-3703. [Unconstitutional.] Compiler’s Note. Under the decision of Roy v. Brittain (1956), 201 Tenn. 140, 297 S.W.2d 72, the status providing for the compulsory separation of races in the field of public educa tion are no longer in effect, and therefore these sections have been omitted. They read: 49-3701. Interracial schools prohibited.—It shall be unlawful for any school, academy, college, or other place of learning to allow white and colored persons to attend the same school, academy, college, or other place of learning. [Acts 1901, ch. 7, § 1; Shan., § 6888a37; Code 1932, § 11395.] — SA-213 — 49-3702. Teaching of mixed classes prohibited.—It shall be unlawful for any teacher, professor, or educator in any college, academy, or school of learning to allow the white and colored races to attend the same school, or for any teacher or educator, or other person to instruct or teach both the white and colored races in the same class, school, or college building, or in any other place or places of learning, or allow or permit the same to be done with their knowledge, consent, or procurement. [Acts 1901, ch. 7, § 2; Shan., § 6888a38; Code § 11396.] 49-3703. Penalty for violations.—Any persons violating any of the provisions of this chapter, shall be guilty of a misde meanor, and, upon conviction, shall be fined for each offense fifty dollars ($50.00), and imprisonment not less than thirty (30) days nor more than six (6) months. [Acts 1901, ch. 7, § 3; Shan., § 6888a39; mod. Code 1932, § 11397.] 49-3704. [Unconstitutional.] Compiler’s Note. This section was held unconstitutional in Kelley v. Board of Education (1959), 6 Cir. 270 F.2d 209 and is, therefore, omitted. It read: 49-3704. Separate schools authorized.—Boards of education of counties, cities and special school districts in this state are authorized to provide separate schools for white and negro children whose parents, legal custodians or guardians voluntari ly elect that such children attend school with members of their own race. [Acts 1957, ch. 11, § 1.] — SA-214 CHAPTER 22—TRAN SPORT ATION OF SCHOOL CHILDREN Section. 49-2201. Power of boards to provide transportation—Use to achieve racial balance prohibited. 49-2210. Color and markings of buses. 49-2213. Speed limit. 49-2201. Power of boards to provide transportation—Use to achieve racial balance prohibited.—Boards of education many provide school transportation facilities for children who live over one and one-half (1 Vi) miles by the nearest accessible route from the school to which they are assigned by the board of education and in which they are enrolled; provided, however, that the boards of education may, in their discretion, provide school transportation facilities for children who live less than one and one-half (U/2 ) miles by the nearest accessible route from the school in which they are enrolled, but the county shall not be entitled to receive state transportation funds for any stu dent, other than physically handicapped children, who live less than one and one-half (U/2 ) miles by the nearest accessible route from the school in which they are enrolled; provided, that nothing in this chapter shall be construed to prevent a board of education from transporting physically handicapped children, regardless of the distance they live from school, under rules and regulations adopted by the state board of education; and pro vided further, that said boards shall have power to purchase school transportation equipment, employ school transportation personnel, and contract for transportation services with persons owning equipment, and pay for same out of funds duly authorized in the budget approved by the quarterly county court; provided further, that said boards in employing school transportation personnel and in contracting for transportation services with persons owning equipment are hereby authorized — SA-215 — to enter into contracts for such services for periods of time as long as, but not exceeding, four (4) years from the date of mak ing such contracts, it being the purpose of this section to permit a reasonable degree of employment security for such school transportation personnel. Provided, however, no board of education shall use or authorize the use of any school transportation facilities for the purpose of achieving a racial balance or racial imbalance in any school by requiring the transportation of any student or pupil from one school to another or from one school district established for his neighborhood to another. [Acts 1947, ch. 92, § 1; 1949, ch. 233, § 1; C.Supp.1950, § 2495.1 (Williams § 2495.2); Acts 1957, ch. 10, § 1; 1957, ch. 400, § 1; 1970 (Adj. S.), ch. 491, § 1.] Amendment. The 1970 amendment added the last paragraph to this section. Effective Date. Acts 1970 (Adj. S.), ch. 491, § 2. February 27, 1970. [Note that a statute similar to the proviso in the last paragraph of the statute above was held unconstitutional by the United States Supreme Court. North Carolina State Board of Educa tion v. Swann, 402 U.S. 43, 91 S.Ct. 1284, 28 L.Ed.2d 586 (1971).] APPENDIX B MEMORANDUM AND ORDER (Filed July 21, 1971) The defendant Metropolitan County Board of Education of Nashville and Davidson County, Tennessee, filed two motions, to-wit, a motion to set aside the judgment entered in this cause — SA-216 on July 16, 1970, and a motion to set aside the memorandum opinion filed June 28, 1971, which motions are grounded on the failure of the Court to comply with Rule 23 of the Federal Rules of Civil Procedure. Apparently these motions were filed without counsel for the defendant having made even a casual perusal of the record in the consolidated cases. The history of the consolidated cases reveals: The first cause of Robert W. kelley, et al. v. Board of Educa tion of the City of Nashville, Davidson County, Tennessee, et al., Civil No. 2094, was filed on September 23, 1955. This case will be hereinafter referred to as the “ first case.” The case of Henry C. Maxwell, Jr., et al. v. County Board of Education of Davidson County, Tennessee, et al., Civil No. 2956, was filed on September 19, 1960. This case will be hereinafter referred to as the “ second case.” These cases were consolidated by consent order filed September 10, 1963. Rule 23 of the Federal Rules of Civil Procedure as to class ac tion was amended, effective July 1, 1966. Prior to the amend ment, class actions were referred to as “ spurious” or “ true” class actions. Prior to the amendment, the requirements for the maintenance and determination of the existence of a proper class action were less stringent than those requirements as set forth in Rule 23, as amended. Prior to its amendment, Rule 23 did not require detailed findings and determinations by the Court as set forth in subsection (c) of the Rule, as amended. First Case By Memorandum filed on January 21, 1957, the Honorable William E. Miller determined “ that the rights of the plaintiffs SA-217 — and others similarly situated to attend the public schools of the City of Nashville without discrimination on account of race are recognized and declared, . . . ” Record, Min. Book 19, at 679. By findings of fact and conclusions of law filed on February 20, 1957, the Honorable William E. Miller adjudicated that Case No. 2094 was “ properly brought as a class action under Rule 23(a) of the Federal Rules of Civil Procedure. Title 28 U .S.C .” Record, Min. Book 19, at 783. On August 15, 1958, the case was appealed to the Sixth Cir cuit Court of Appeals. On July 20, 1959, the Court of Appeals affirmed the judgment of the District Court, thereby affirming the determination of the Honorable William E. Miller that this was'a proper class action. On September 10, 1963, a consent order was entered in Case No. 2094, the first case, and Case No. 2956, the second case, in which the parties agreed and stipulated that the functions and powers of the defendants Board of Education of the City of Nashville and County Board of Education of Davidson County were vested in the Metropolitan School System, and the “ Tran- sititional Board of Education for the Metropolitan Government of Nashville and Davidson County” was substituted as defen dant. All orders, judgments, and other proceedings in the first case and the second case were made effective as to the substituted defendant. There was an express provision that all orders, judgments and proceedings entered previously would re main in full force and effect, and that none of the rights of the parties would be affected or prejudiced. By order of December 3, 1964, the Metropolitan County Board of Education and its board members were made parties defendant in lieu of the Transitional Board. Again, there was a provision that all orders, judgments and proceedings in both cases would reamin in full force and effect and that none of the rights of any parties would be affected or prejudiced. — SA-218 By order entered on October 7, 1968, certain additional par ties, including infants and their parents, were added as interven ing plaintiffs to have full standing as plaintiffs. The two cases were again appealed to the Sixth Circuit Court of Appeals. The opinion of the Court of Appeals was filed in this Court on February 8, 1971. Second Case On November 23, 1960, the Honorable William E. Miller ad judicated that “ this is a class action brought not only by the plaintiffs for their own benefit but also on behalf of all other persons similarly situated.” Record, Min. Book 24, at 114. This case was appealed to the Court of Appeals for the Sixth Circuit on February 20, 1961. The orders in the consolidated cases of September 10, 1963, December 3, 1964, and October 7, 1968, noted above also apply to this case. As appears above, the Honorable William E. Miller carefully adhered to Rule 23 as it existed at the time of the filing of these two cases. The Court of Appeals did not question his deter mination, but affirmed the actions which he took in the matter. In addition, in the latest mandate to the District Court received from the Court of Appeals in February, 1971, this Court was in structed to implement the July 16, 1970 opinion of the Honorable William E. Miller. 113] This Court does not feel once a class action has been ad judicated and the action of the trial court has been reviewed by the Court of Appeals, that it is necessary or proper to continue to redetermine the standing of the plaintiffs to represent a class. The United States Supreme Court in its order implementing the amendment to Rule 23 states: — SA-219 . the foregoing amendments and additions to the Rules of Civil Procedure shall take effect on July 1, 1966, and shall govern all proceedings in actions then pending except to the extent that in the opinion of the Court their application in a particular action then pending would not be feasible or would work injustice in which event the former procedure applies.” * See also Escott v. Barchris Construction Corp., 283 F.Supp. 643 (S.D.N.Y.1968); Polakoff v. Delaware Steeplechase and Race Assn., 264 F.Supp. 915 (Del. 1966). This clearly indicates an intent that there should not be a con tinuous readjudication of this question in cases where there has been a lengthy history of litigation, both in the district and the appellate courts. Frankly, this Court feels that it is not feasible or practical to have continuous adjudication of such items. In view of the above, the Court is not required to determine (1) whether this question should have been raised prior to the adjudication of the cause, and (2) what, if any, effect the alleged failure to comply with Rule 23 would have on the right of the individual plaintiff children who reside throughout Davidson County, Tennessee, to assert their constitutional privilege to at tend an integrated school in a unitary school system. The motions are hereby denied. L. CLURE MORTON United States District Judge * Paragraph 2, Order of the Supreme Court of the United States, February 28, 1966, reporting amendments to the Federal Rules of Civil Procedure for the United States District Courts to the United States Senate and House of Representatives. This is reported in 15 L.Ed.2d lxxv. — SA-220 McCREE, Circuit Judge (concurring). I agree with the majority opinion on the issues it discusses. Nevertheless, I wish to add a few observations concerning our reasons for rejecting plaintiffs’ cross-appeal and affirming for the present, the District Court’s selection of the HEW plan. The District Court, in deciding to reject plaintiffs’ plan, recognized that under Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1,91 S.Ct. 1267, 28 L.Ed.2d 554 (1971); Davis v. School Commissioners of Mobile County, 402 U.S. 33, 91 S.Ct. 1289, 28 L.Ed.2d 577 (1971); and Green v. County School Board of New Kent County, 391 U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968), its duty was to select the plan that appeared to be the most effective in eradicating the effects of past segregation, unless it would be impractical to adopt such a plan. The court found that plaintiffs’ plan was “ impractical and not feasible’’ because of the costs and transportation problems that would result from the inclusion of certain outcounty schools in the plan. The court also relied upon the fact that plaintiffs’ plan left to the school board the specifics of pupil assignment, grade organization, school structuring, and school district zoning. My colleagues and I agree that there is no need at this junc ture to hold that the District Court abused its discretion in thus preferring the HEW plan over that of plaintiffs. The HEW plan promises to accomplish a significant degree of integration, and it is a plan that promises realistically to work and to work now. Green v. County School Board of New Kent County, supra, 391 U.S. at 439, 88 S.Ct. 1689, 20 L.Ed.2d 716. Although plaintiffs’ plan might have more effectively desegregated the district’s schools, its inclusion of outlying schools and its lack of specificity rendered it, in the court’s opinion, impractical and unfeasible. Since the District Court has retained jurisdiction in order to supervise the implementation and effectiveness of the HEW — SA-221 — plan, plaintiffs have the option of revising their plan to eliminate the defects noted by the court and requesting the court to make specific changes in the plan to promote, in a practical way, more effective integration. If the court should then find that plaintiffs’ plan is “ feasible and pedagogically sound,” Robinson v. Shelby County Board of Education, 442 F.2d 255, 258 (6th Cir.), on remand 330 F.Supp. 837 (W.D.Tenn.1971), appeal pending, No. 71-1966 (6th Cir.), it would be required to adopt that plan. See Harrington v. Colquitt County Board of Education, 460 F.2d 193 (5th Cir. 1972); Monroe v. Board of Commissioners of City of Jackson, Tennesse, 453 F.2d 259, 262 (6th Cir. 1972), cert, filed, 406 U.S. 945, 92 S.Ct. 2045, 32 L.Ed.2d 333 (1972) (No. 71-1249); Robinson v. Shelby County B o*d of Education, supra; Davis v. School District of City of Pontiac, Inc., 443 F.2d 573, 576-577 (6th Cir.), cert, denied, 404 U.S. 913, 92 S.Ct. 233, 30 L.Ed.2d 186 (1971). In the special cir cumstances of this case, therefore, there is no need to remand and thereby possibly jeopardize implementation of the first desegregation plan ordered into effect in this school district that promises, after 17 years of litigation, realistically to work now. With respect to plaintiffs’ contention that the District Court abused its discretion in adopting a plan that places the greater burden of desegregation on black children and their parents, I observe initially that, although the plan approved by the Supreme Court in Swann appears to have contained a provision that in some respects resembles one of the features of the HEW plan attacked by plaintiffs herein—the pairing and clustering feature that requires all children in grades one through four to attend suburban schools while all children in grades five and six attend the inner-city schools— Swann cannot be read as un critically approving any plan employing a similar technique if it has an unreasonably disparate racial impact. The issue ap parently was not raised in the Supreme Court and the Court did not discuss it. Moreover, the District Court in Swann, in ap- SA-222 — proving the adoption of this feature of the school board’s plan, did so “ only (1) with great reluctance, (2) as a one-year, tem porary arrangement, and (3) with the distinct reservation that ‘one-way bussing’ plans for the years after 1969-70 will not be acceptable.” Swann v. Charlotte-Mecklenburg Board of Educa tion, 306 F.Supp. 1291, 1298 (W.D.N.C.1969). And, following the Supreme Court’s decision in Swann, the District Court re jected a revised plan proposed by the school board because, among other reasons, the plan continued to place a dispropor tionate burden on black children and their parents without showing any educational justification therefor. Swann v. Charlotte-Mecklenburg Board of Education, 328 F.Supp. 1346, 1352-1353 (W.D.N.C.1971). Since I agree, however, that remand is not required at this time, and since I wish to make it clear what the majority opinion is not holding with respect to this issue, I add the following com ments. Without a compelling justification, adoption of a plan that places a greater burden of accomplishing integration on black students and their parents is impermissible, whether this be phrased in terms of an equal protection violation because the plan was the school board’s product, see, e. g., Lee v. Macon County Board of Education, 448 F.2d 746, 753-754 (5th Cir. 1971); Carr v. Montgomery County Board of Education, 429 F.2d 382, 385 (5th Cir. 1970); Brice v. Landis, 314 F.Supp. 974, 978-979 (N.D.Cal. 1969), or in terms of an abuse of the court’s discretion in fashioning an equitable remedy to rectify the ef fects of past injustice. Although adoption of such a plan might be justified on the basis of the nature of facilities involved, or on practical, administrative considerations, or on the need to adopt a temporary expedient to assure at least immediate substantial progress toward the creation of a unitary school system (see Swann v. Charlotte-Mecklenburg Board of Educa tion, supra, 306 F.Supp. at 1298), we cannot determine the SA-223 — reason for the District Court’s decision because the court did not discuss this issue in its memorandum opinion. Ordinarily, in such a case, we would remand for findings and conclusions by the District Court. See Gordon v. Jefferson Davis Parish School Board, 446 F.2d 266 (5th Cir. 1971) (per curiam). However, the same considerations that argue against remand on the issue of the court’s adoption of a less effective plan are persuasive here as well. The integration plan adopted by the court has been in operation during the 1971-72 school year, and the court has retained jurisdiction of this case to oversee and, if necessary, to modify the plan’s implementation. The defendant school board has indicated in this court that it intends to seek modification on the basis of asserted practical problems that have become apparent since the plan was put into effect. Plain tiffs have indicated dissatisfaction with the adoption of a plan less effective than that proposed by them, and we have indicated that they may seek further relief in the District Court. In these circumstances, I agree that we should not now disturb the District Court’s approval of the HEW plan and possibly en courage the kind of delay and inaction that has caused this case to pend for 17 years. Plaintiffs may seek modification of the court’s order on the ground that the plan places a dispropor tionate burden on black children and their parents, and this issue can be litigated and determined before the beginning of the 1972-73 school year. In this way, the disproportionate burden asserted by plaintiffs will exist at most for only a short period of time and will amount to no more than a transitory phase (assuming the absence of sufficient justification for maintaining it permanently) in the over-all creation of a unitary school system. It is to be emphasized, nevertheless, that our refusal to take affirmative action on this issue at this time results only from the peculiar timing, posture, and history of this case. Our opinion should not be construed in any way as a qualification of the principle that a district court has an obligation to endeavor to distribute the burden of integration equitably on all races and that any deviation from this norm, without a compelling justification, is impermissible. Finally, I observe that the majority opinion does not discuss plaintiffs-appellees’ contention that they should be awarded double costs and attorneys’ fees because the school board’s ap peal is frivolous within the meaning of Fed.R.App.P. 38. Since the class action issue obviously has no merit, and since the only issue raised by the Board that might have merit has never been presented to the District Court, I would award the requested double costs and attorneys’ fees. See Coppedge v. Franklin County Board of Education, 404 F.2d 1177, 1179-1180 (4th Cir. 1968); cf. Monroe v. Board of Commissioners of City of Jackson, Tennessee, supra, 453 F.2d at 262-263. The long history of this litigation would, in my opinion, make such an award particularly appropriate. Cf. Clark v. Board of Educa tion of Little Rock School District, 449 F.2d 493, 499 (8th Cir. 1971), cert, denied, 405 U.S. 936, 92 S.Ct. 954, 30 L.Ed.2d 812. No. 72-294. L. Goldstein’s Sons, Inc., petitioner, v Trio Process Corporation 409 US 997, 34 L Ed 2d 262, 93 S Ct 319. November 6, 1972. Motion of the Ford Motor Company for leave to file a brief, as amicus curiae, granted. Petition for writ of certiorari to the United States Court of Appeals for the Third Circuit denied. Same case below, 461 F2d 66. — SA-224 — No. 72-313. Metropolitan County Board of Education of Nash ville and Davidson County, Tennessee, C. R. Dorrier, Chairman, et al., petitioners, v Robert W. Kelley et al. 409 US 1001, 34 L Ed 2d 262, 93 S Ct 322. November 6, 1972. Petition for writ of certiorari to the United States Court of Appeals for the Sixth Circuit denied. Mr. Justice Marshall took no part in the consideration or deci sion of this petition. Same case below, 463 F2d 732. — SA-225 —