Goss v. Knoxville, TN Board of Education Petition for Writ of Certiorari to the US Court of Appeals for the Sixth Circuit
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January 1, 1973

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Brief Collection, LDF Court Filings. Goss v. Knoxville, TN Board of Education Petition for Writ of Certiorari to the US Court of Appeals for the Sixth Circuit, 1973. 4e8624d2-b39a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/48183fbb-ee69-40cd-8da0-15d8570fcbb2/goss-v-knoxville-tn-board-of-education-petition-for-writ-of-certiorari-to-the-us-court-of-appeals-for-the-sixth-circuit. Accessed May 21, 2025.
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Bnpmm CUmtrt nf % Uniteb States O c to beb T e e m , 1973 No. 73-........... I n th e J o s e p h in e G oss , et al., vs. Petitioners, T h e B oard of E d u c a t io n o f t h e C it y o f K n o x v il l e , T e n n e s s e e , et al. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT C a r l A. C o w a n 2212 Vine Avenue Knoxville, Tennessee 37915 A v o n N. W il l ia m s , J r . 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 J a c k G r e e n b e r g J a m e s M. N a b r it , II I N o r m a n J. C h a c h k in S y lv ia D r e w 10 Columbus Circle New York, New York 10019 Attorneys for Petitioners TABLE OF CONTENTS PAGE Opinions B elow ................................ 1 Jurisdiction ....... 2 Questions Presented ............................................................ 2 Constitutional and Statutory Provisions Involved ....... 3 Statement ................... 3 R ea so n s eo r G r a n t in g t h e W r it I The Courts Below Have Decided Issues of Great Importance in School Desegregation Cases in a Manner Which Conflicts With De cisions of This Court and of the Courts of Appeals .................................................................. 7 II The Court, of Appeals Had No Basis in Law or Pact, for Rejecting the Desegregation Tech niques Approved by This Court in Swann .... 13 C o n c l u s io n ................................................................................................ 17 A p p e n d ix — Opinion of the Court of A ppeals............................. la Opinion of the District Court ..... ............ ................ 7a T a b le oe A u t h o r it ie s Cases: Alexander v. Holmes County Bd. of Education, 396 U.S. 19 (1969) .................................................................. 5 11 Cisneros v. Corpus Christi Independent School Dist., 467 F.2d 142 (5th Cir. 1972), cert, denied,----- U.S ----- (1973) ............. ....... ............................................ ..... ion Clark v. Board of Educ. of Little Rock, 449 F.2d 493 (8th Cir. 1971), cert, denied, 405 U.S. 936 (1972) .... lOn Clark v. Board of Educ. of Little Rock, 426 F.2d 1035 (8th Cir. 1970), cert, denied, 402 U.S. 952 (1971) .... lOn Davis v. Board of School Comm’rs of Mobile, 402 U.S. 33 (1971) ....... ............. .............................................. io, i i , 14 Dowell v. Board of Education of Oklahoma City, 465 F.2d 1012 (10th Cir.), cert, denied, 409 U.S. 1041 (1972) ............................................................................. 10n Goss v. Board of Educ., 403 U.S. 956 (1971) .............. 5n Goss v. Board of Educ., 373 U.S. 683 (1963) ____ 5,12 Goss v. Board of Educ., 444 F.2d 632 (6th Cir. 1971) .... 5n Goss v. Board of Educ., 406 F.2d 1183 (6th Cir. 1969) .. 4n Goss v. Board of Educ., 301 F.2d 164 (6th Cir. 1962) .... 4n Goss v. Board of Educ., 340 F. Supp. 711 (E.D. Tenn. 1972) .................................................................................. 6n Goss v. Board of Educ., 320 F. Supp. 549 (E.D. Tenn. 1970) .................................................................................... 5n Goss v. Board of Educ., 270 F. Supp. 903 (E.D. Tenn. 1967) .................................................. 5n Goss v. Board of Educ., 186 F. Supp. 559 (E.D Tenn. I960) .............................................. 4n Henry v. Clarksdale Municipal Separate School Dist., 433 F.2d 387 (5th Cir. 1970) ......................................... I6n Henry v. Clarksdale Municipal Separate School Dist., 409 F.2d 682 (5th Cir.), cert, denied, 396 U.S. 940 (1969) ................................................................................. n Kelley v. Metropolitan County Bd. of Educ., 463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972) .... 12 PAGE Ill Kelly v. Guinn, 456 F.2d 100 (9th Cir. 1972), cert, denied,----- U .S .------- (1973) .... ........................... ...... lOn McSwain v. County Bd. of Educ., 104 F. Supp. 861 (E.D. Tenn. 1952) .............................. ............... ........... 16n Medley v. School Bd. of Danville, 4th Cir. No. 72-2373 (August 3, 1973) ........................................................... 8 Northcross v. Board of Educ. of Memphis, 397 TJ.S. 232 (1970) ...................... ................................. ............. . 13 Northcross v. Board of Educ. of Memphis, 446 F.2d 890 (6th Cir. 1972), cert, denied, — — U.S. ----- (1973), vacated and remanded on other grounds, — U.S. ----- (1973) ............................. ............... . 12 Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1 (1971) ....... .......................................................... 3,5 Thompson v. School Bd. of Newport News, 465 F.2d 83 (4th Cir. 1972), cert, denied,----- U .S .------ (1973) 12 United States v. Board of School Comm’rs of Indianap olis, 474 F.2d 81 (7th Cir. 1973) ..... ..... .................. . lOn United States v. Greenwood Municipal Separate School Dist., 406 F.2d 1086 (5th Cir.), cert, denied, 395 U.S. 907 (1969) ..... .................................................... 12 United States v. Indianola Municipal Separate School Dist., 410 F.2d 626 (5th Cir. 1969), cert, denied, 396 U.S. 1011 (1970) ................... ................................... 12 Other Authorities: Memphis Press-Scimitar, March 31, 1973 (Final Home Edition) ............................ .................................. ........ . 13n PAGE I n' th e i>upmtt£ (Emtrt of % lotted States O c to ber T e r m , 1973 No. 73-........... J o s e p h in e G oss, et al., vs. Petitioners, T h e B oard o f E d u c a t io n o f t h e C it y o f K n o x v il h e , T e n n e s s e e , et al. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Petitioners respectfully pray that a writ of certiorari be issued to review the judgment and decision of the United States Court of Appeals for the Sixth Circuit, entered in the above-captioned matter on July 18, 1973. Opinions Below The per curiam opinion of the United States Court of Appeals for the Sixth Circuit, and the concurring opinion of Judges Weick and Miller, are unreported and are re printed at pp. la-6a of the Appendix to this Petition. The opinion of the United States District Court for the Eastern District of Tennessee is reported at 340 F. Supp. 711, and is found in the Appendix to this Petition at pp. 7a-25a. Prior reported opinions in this case are as follows: 186 F. Supp. 559 (E.D. Tenn. 1960), modified and aff’d, 2 301 F.2d 164 (6th Cir. 1962), rev’d in part, 373 U.S. 683 (1963); 305 F.2d 523 (6th Cir. 1962); 270 F. Supp. 903 (E.D. Tenn. 1967), aff’d 406 F.2d 1183 (6th Cir. 1969); 320 F. Supp. 549 (E.D. Tenn. 1970), remanded, 444 F.2d 632 (6th Cir.), immediate relief denied with instructions to issue mandate, 403 U.S. 956 (1971). Ju risd ic tion The opinion and judgment of the Court of Appeals were entered July 18, 1973. The jurisdiction of this Court is invoked pursuant to 28 U.S.C. §1254(1). Questions Presented 1. Does a dual school system convert to unitary status by taking “some” affirmative action to desegregate “some” of its schools, while failing to take “all necessary [and feasible] steps” to eliminate schools of racial compositions substantially disproportionate to that of the entire system? 2. May a district court permit a dual school system, which instituted “neighborhood school zones” virtually identical to its prior dual zoning as a means of desegrega tion and which therefore remains substantially segregated, to maintain those zones on the ground that redrawing them to increase desegregation would require pupil transporta tion which the school district has not heretofore provided? 3. Do natural or man-made barriers, such as ridges, highways, and railroad tracks, which in large measure co incide with racially segregated housing patterns, relieve a 3 school board of its constitutional obligation to desegregate schools which remain virtually all-black and schools whose racial compositions are substantially disproportionate to that of the city’s total school population! 4. In a dual school system which is 18% black, and which is under a constitutional mandate to convert to a unitary system, may the continued maintenance of nine heavily black schools, which together enroll 59% of all black pupils in the district, be permitted consistent with this Court’s language in Swarm v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1, 26 (1971) that under certain circumstances, “some small number” of one-race schools is constitutionally permissible I Constitutional and Statutory Provisions Involved This case involves the application of the Equal Protec tion Clause of the Fourteenth Amendment to the Constitu tion of the United States, which provides, in pertinent p a r t : . . . nor shall any State . . . deny to any person within its jurisdiction the equal protection of the laws. Statement This is the third appearance of the Knoxville, Tennessee school desegregation case before this Court. See 373 U.S. 683 (1963); 403 U.S. 956 (1971). Although a detailed his tory of the proceedings in this lawsuit is impracticable here, we sketch the major events below: This litigation commenced in 1959, challenging Knox ville’s classic dual school system “planned and operated in conformity with the principle of segregation” (Answer to 4 Complaint).1 In 1960, the district court approved a schedule calling for grade-a-year transition from dual overlapping to single zones, subject to a minority-to-majority transfer provision.2 In 1962 the Court of Appeals for the Sixth Circuit ordered the pace of the plan accelerated but re jected challenges to the transfer feature.3 The following year, this Court granted review on the transfer issue alone and held it was an unacceptable part of a desegregation plan.4 A subsequent appeal to the Sixth Circuit from the district court’s order on remand was cut short when the school board’s counsel told the Court of Appeals that all overlapping zones and all racially discriminatory practices would be eliminated by the 1964-65 school year.6 In 1967 the plaintiffs filed a Motion for Further Belief which alleged that the Knoxville public schools were still segregated. The district court denied relief, approving the existing transfer regulations and refusing to examine the attendance zone lines on the ground that they had been approved implicitly by the Sixth Circuit in 1962 and by this Court in 1963.6 Despite continuing and substantial school segregation in Knoxville, the Court of Appeals af firmed this ruling in 1969.7 I t said that the existence of 1 14,425 A. 30 [Citations in the form “—A.—” refer to the var ious reproduced appendices in connection with appeals before the Sixth Circuit in this cause; each is identified by the number of the case in the Court of Appeals. Citations in the form “—a” refer to the appendices to this Petition.] 2186 F. Supp. 559 (E.D. Tenn. 1960). 3 301 F.2d 164 (6th Cir. 1962). 4373 U.S. 683 (1963). 6 See 270 F. Supp., at 908. 6 270 F. Supp., at 913. 7 406 F.2d 1183 (6th Cir. 1969). 5 severely racially imbalanced schools in a historic dual system did not establish the need for further corrective action, but remanded the case for retention of jurisdiction with the suggestion that the school board consider changes to promote integration. Following this Court’s decision in Alexander v. Holmes County Bd. of Educ., 396 U.S. 19 (1969), plaintiffs again filed pleadings in the trial court seeking to end segregation in the Knoxville public schools. In 1970 the district court ruled that, except for a few problems,8 Knoxville had a “unitary school system.” 9 While plaintiffs’ appeal from this decision was before the Sixth Circuit, this Court de cided Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1 (1971). The Knoxville case was sent back to the district court for reconsideration in light of Swann-, the Court of Appeals declined to examine the record or to pass upon plaintiffs’ contentions although it did instruct the district court that immediate action was not required.10 Plaintiffs sought extraordinary relief at the close of the 1970 Term from this Court, which was denied. However, this Court instructed that the Sixth Circuit’s mandate be issued forthwith and that constitutionally required changes could not be delayed, citing Alexander, supra}1 Once again, extensive hearings before the district court were held. Again, relief was denied by the district court, ■which ruled in 1972 that Knoxville’s “neighborhood” school 8 Loose administration of transfer rules which defeated integra tion, and continuation of unique grade organization and attendance zoning patterns at an adjacent white high school and black junior high school. 9 320 F. Supp. 549 (E.I). Tenn. 1970). 10 444 F.2d 632 (6th Cir. 1971). 11 403 U.S. 956 (1971). 6 zones were “reasonably drawn” even if they did not achieve desegregation, and that the system was therefore unitary.12 The court accepted modest changes in pupil assignments proposed by the school board and rejected a proposal of fered by plaintiffs’ educational expert witness to desegre gate the entire system by using the same tools approved by this Court in Swann, supra (contiguous and non-con- tiguous pairing, zoning and clustering, with pupil transpor tation). Under the school board’s plan, in 1972-73 there were forty virtually all-white, and nine more-than-64%-black schools in Knoxville. 59% of all Knoxville black students were in these nine black schools. This result was approved by the Court of Appeals en banc as being within the equi table remedial discretion of the district court. Although the trial court had made no such finding, the appellate body ruled that geographic and man-made features, such as rail road tracks and highways (“matters other than ‘the acci dent or circumstance of neighborhood’ ” ) prevented imple mentation of any more effective desegregation plan. The plaintiffs now seek review of that decision. 12 340 F. Supp. 711 (E.D. Tenn. 1972). 7 REASONS FOR GRANTING THE WRIT I The Courts Below Have Decided Issues of Great Im portance in School Desegregation Cases in a M anner W hich Conflicts W ith Decisions of This Court and of the Courts of Appeals. During the 1961-62 school year, shortly after the com mencement of this lawsuit, Knoxville operated nine all black schools; its total school population was nearly 23% black (72-1766 A. 1518-19). In 1971-72, prior to the district court order affirmed below, only 18% of Knoxville’s stu dents were black. But seven virtually all-black schools (enrolling more than 51% of all black pupils) remained, and three other facilities were 62%, 69% and 86% black, respectively. Following the district court’s reconsideration of the case in light of Swann, supra, there were in Knox ville in 1972-7313 three schools over 97% black, two 86% black schools, and three others between 64% and 72% black. 59% of all black students in the system attended this group of schools. Forty other facilities were virtually all white. Under any definition, these are schools whose racial com positions are very substantially disproportionate to that of the entire system. Thus, despite the Court of Appeals’ attempt, to limit its holding to the particular facts of this case (4a), the impact of the decision is far reaching. In evitably, judicial acceptance of a “desegregation” plan 13 The plan approved by the district court (72-1766 A. 1532-34) did not contain projections of enrollments, and the district court’s order (id. at 1672) did not include a reporting provision. The 1972-73 enrollment figures given in this Petition are taken from the school system’s October 31, 1972 report (Forms OS/CR 101, OS/CR 102) to the United States Department of Health, Educa tion, and Welfare. Counsel for the school board has declined to make available to Petitioners the current (1973-74) school enroll ments. 8 which, fails to employ any pupil transportation, noncon tiguous zoning or pairing, and which leaves the majority of black students in segregated black schools, conflicts with controlling* decisions of this Court and with holdings in similar cases by other Courts of Appeals. Only review by this Court can eliminate the uncertainty and doubt about the remedial obligations of formerly dual school systems created by the decisions below. The district court and the Court of Appeals reached the conclusion that Knoxville was not required to employ the techniques of noncontiguous zoning and pairing, and pupil transportation, to further desegregate its schools, on dif ferent grounds. The rationale of each court is irrecon cilably in conflict with school case decisions of this and other Courts. The district court viewed plaintiffs’ attempts to eliminate the remaining racially disproportionate, identifiable schools in Knoxville as efforts to achieve “racial balance.” 14 I t also held that “neighborhood” zoning was a sufficient de segregation device even though such zoning, superimposed upon the city’s residential segregation, inevitably produced racially disproportionate schools.16 In both respects, the district court’s reasoning clashes with Swann, As the Court of Appeals for the Fourth Circuit recently put it (Medley v. School Bd. of Danville, 4th Cir. No. 72-2373 [August 3, 1973], slip op. at pp. 6-8): 14 “The entire thrust of plaintiffs’ evidence and argument is to the effect that the Constitution requires defendant to create and maintain a nearly identical racial balance in each of its schools ir respective of residential patterns. Thus, the case having been re manded for reconsideration in light of Swann, the critical question is whether Swann requires such racial mixtures.” (340 F Supp at 727-28; 23a-24a). 16 “Knoxville’s residential segregation has contributed ‘to dispro portionate racial concentrations in some schools,’ but this is not the fault of the School Board. We do not interpret Swann as in validating the neighborhood pupil assignment system.” (340 F. Supp., at 729; 25a). 9 . . . [F]orty-two per cent (734) of the city’s 1754 black elementary school children will be enrolled in two schools with black enrollments of eighty-nine per cent and ninety-one per cent, respectively. Addition ally, eleven per cent (210) of the black elementary school population will attend five schools with black enrollments of fourteen per cent or less. Counsel for the school board suggest that the plaintiffs’ reliance upon the foregoing statistics in their challenge of the plan is, in effect, an insistence that each school should m irror the racial composition of the entire system. On the record in this case we do not find this charac terization of the plaintiffs’ position to be a valid one... . In the light of the history of state-enforced segregation in the Danville schools, the marked residual disparity in the racial balance of the schools under the plan of the District Court strongly suggests that the plan is ineffective to attain an acceptable degree of realistic desegregation. The district court in this case, however, never applied the Swann presumption against substantially dispropor tionate schools; it was satisfied that no black children were assigned to 100%-black facilities, and it characterized even schools with only one white student enrolled as “inte grated.” See 340 F. Supp., at 717; 13a.16 16 In 1971-72, the seven virtually all-black schools had the fol lowing enrollments (72-1766 A. 1518-19) : Black Students White Students Austin-East 693 4 Cansler 231 4 Eastport 442 3 Green 411 1 Maynard 288 10 Sam Hill 280 8 Vine 619 Compare 340 F. Supp., at 717; 13a. 2 10 The district court’s effort to validate “neighborhood school” zone lines because they were “reasonably drawn” (340 F. Supp., at 718; 14a)—even though they did not accomplish desegregation—also is clearly in conflict with Swann. The extensive record in this cause amply docu ments the impact of the school board’s school construction, transfer, faculty and pupil assignment policies over the years. The present zone lines, for example, are nearly identical to the dual overlapping boundaries the system used before this suit was commenced (72-1766 A. 89-102). And none of the schools constructed in Knoxville between 1960 and 1972 opened with an enrollment less than 90% of one race. As this Court stated in responding to a sim ilar showing in Swann, “ [d] esegregation plans cannot be limited to the walk-in school.” 402 U.S. at 30.17 The grounds for affirmance advanced by the Court of Appeals likewise have been rejected in Davis v. Board of School Comm’rs of Mobile, 402 U.S. 33 (1971), and many lower court cases. The day is long past when natural and artificial boundaries such as highways, railroad yards, and rivers—which in this and other cases coincide with the boundaries of racially homogeneous areas of a district18— can properly be held to prevent constitutionally required 17 Some of the lower court decisions which have properly inter preted Swann, include: Kelly v. Guinn, 456 F.2d 100 (9th Cir. 1972), cert, denied, ----- U.S. ------ (1973) ; Dowell v. Board of Educ. of Oklahoma City, 465 F.2d 1012 (10th Cir.), cert, denied, 409 U.S. 1041 (1972) ; Cisneros v. Corpus Christi Independent School Dist., 467 F.2d 142 (5th Cir. 1972), cert, denied,----- - U.S. ------ (1973); Clark v. Board of Educ. of Little Bock, 449 F.2d 493 (8th Cir. 1971), cert, denied, 405 U.S. 936 (1972); cf. id., 426 F.2d 1035 (8th Cir. 1970), cert, denied, 402 U.S. 952 (1971); and United States v. Board of School Comm’rs of Indianapolis, 474 F.2d 81 (7th Cir. 1973). 18 See, e.g., 72-1766 A. 336-37. 11 desegregation. Again, the summary provided by the Fourth Circuit in the recent Danville case is instructive: The nub of the problem in the Danville system is, of course, the Dan River just as Interstate 65 was the divisive factor confronting the Court in Davis v. School Comm’rs of Mobile County, 402 U.S. 33 (1971). There, the interstate highway divided the metropolitan area of Mobile into definitive eastern and western sec tions. . . . The elementary school plan approved by the Court of Appeals did not provide for any com bination of the schools on the eastern side with the predominantly white schools of the western section. . . . The situation in Danville is strikingly parallel to Davis. There are seven elementary schools on the north side of the river with a student population which is eighty-seven per cent white and thirteen per cent black. There are also seven elementary schools on the south side of the river with an enrollment which is fifty-four per cent white and forty-six per cent black. The over-all population of elementary students in the system is sixty-nine per cent white and thirty-one per cent black. In the light of these statistics we are of the opinion that the District Court fell into the same error as the lower court in Davis in formulating a plan which treated the two sections of the city in isolation one from the other and which resulted in a number of schools which are racially identifiable when measured by any reasonable gauge. . . . (slip op. at pp. 10-11). Many other cases have required the affirmative disre garding of natural or other boundaries in order to effec tively dismantle dual school systems. E.g., Henry v. Clarlcs- dale Municipal Separate School Dist., 409 F.2d 682 (5th Cir.), cert, denied, 396 U.S. 940 (1969) (river, railroad 12 track s); United States v. Greenwood Municipal Separate School Dist., 406 F.2d 1086 (5tli Cir.), cert, denied, 395 U.S. 907 (1969) (river); United States v. Indianola Mu nicipal Separate School Dist., 410 F.2d 626 (5th Cir. 1969), cert, denied, 396 U.S. 1011 (1970) (river, railroad tracks). A judgment that such topographical features in Knoxville are such overwhelming barriers as to make any additional desegregation absolutely impossible must rest upon far more specific findings than appear in the opinion of the district court. Cf. Thompson v. School Bd. of Newport News, 465 F.2d 83 (4th Cir. 1972), cert, denied,----- - U.S. ----- - (1973); Medley v. School Bd. of Danville, supra. This Court over ten years ago rejected a plan from this school system “of which racial segregation [was] the in evitable consequence,” Goss v. Board of Educ., 373 U.S. 683, 689 (1963). Yet the courts below have allowed the superimposition of “neighborhood” zone lines upon a his toric pattern of racial segregation in housing which existed when this suit was brought (340 F. Supp., at 716; 12a), with the equally inevitable resulting school segregation. This is inconsistent not just with Swann and rulings of other Courts of Appeals, but (notwithstanding the Court’s disclaimer) with the Sixth Circuit’s own decisions such as Kelley v. Metropolitan County Bd. of Educ., 463 F.2d 732 (6th Cir.), cert, denied, 409 U.S. 1001 (1972) and North- cross v. Board of Educ. of Memphis, 466 F.2d 890 (6th Cir. 1972), cert, denied, ■----- U .S .------- (1973), vacated and re manded on other grounds, —------ — U .S .------ (1973).18 If 18 The nature of the problem is accurately reflected in a Memphis, Tennessee newspaper editorial, which stated in part: At a time when Memphis is getting set for a federal court order that will mean additional school busing next fall, Knox ville has received the news that it will have no busing. . . . In effect, the neighborhood school system survives in the East Tennessee city. . . . But in both cases the issue was argued before the same appel late court. For Knoxville the Circuit Court agreed that busing 13 pervasive and long-standing residential segregation, or hills, railroads and traffic congestion, so completely vitiate the mandate of the Equal Protection Clause, then this Court’s painstaking attempt in Swann to elucidate prin ciples of general applicability was in vain. II The Court of Appeals Had No Basis, in Law or* in Fact, fo r Rejecting the Desegregation Techniques Ap proved by This Court in Swann. The last time a school desegregation decision from the Sixth Circuit was reviewed here on its merits, Northcross v. Board of Educ. of Memphis, 397 U.S. 232 (1970), this Conrt found that the Court of Appeals had improperly substituted its own judgment for that of the district court when it declared the Memphis system to be “unitary.” A similar process took place when this case was reviewed below. As noted above, the district court rejected plaintiffs’ motions for further school segregation in Knoxville on the basis of flawed legal reasoning by which the court concluded that the plaintiffs sought a “racial balancing” not required by Swann, and that Knoxville’s zoning practices were constitutionally permissible, even though they left schools is “impractical.” For Memphis, the court ordered plans for busing to proceed. The differences between Memphis and Knoxville as to popula tion and school enrollments naturally present different prob lems before different judges. But principles don’t change and neither does the Constitution, which leaves us wondering why busing has been ruled “im practical” in one city and necessary in another. (Memphis Press- Scimitar, March 31, 1973 [Final Home Edition], p. 4). 14 of disproportionate racial composition, since the attendance areas were “reasonably drawn.” The Court of Appeals, however, affirmed the district court’s judgment on an en tirely different basis. The reviewing court said that any further desegregation had been proved completely impossible as a physical prac ticality : Furthermore, the appellee presented evidence concern ing the location of highways and railroad yards in relation to prominent topographical features, matters other than “the accident or circumstance of neighbor hood,” from which the Court was justified in finding that no plan involving the transportation of pupils between non-contiguous zones in order to further im prove the racial mix within the system would be fea sible at this time. (3a-4a). The statement cannot be supported on this record. In the first place, the district court never made any such finding. Its opinion does contain a lengthy description of the City of Knoxville (340 F. Supp., at 713-14; 9a-10a), based mostly on the trial court’s personal observation rather than upon the record. But the only finding to which the trial court comes is “that the geography in Knoxville is substantially more complex than that found in Davis v. School Comm’rs of Mobile County, 402 U.S. 33 (1971).” Given the trial court’s approach to the question whether any further desegregation was legally required (see pp. 8-10 supra), of course there was no reason for the court to reach issues regarding practicalities of particular remedies. Furthermore, there is simply no evidence in this record from which the district court could have made the sort of 15 judgment described by the Court of Appeals. The use of pupil transportation as an integral part of a desegregation plan is as feasible in Knoxville as it was in Charlotte,20 Mobile,21 Nashville,22 or Memphis.23 Over 6000 Knoxville pupils were transported to classes by school bus in 1971-72 (72-1766 A. 723). The only impracticably of pupil busing for desegregation in Knoxville is the school board’s re sistance to it. Plaintiffs’ educational expert witness pre pared a plan which, by using pupil transportation and non contiguous zoning and pairing, desegregated every Knox ville school (black enrollments would vary from 8% to 39%). But the Board instructed the expert it retained not to use busing—and even rejected rezoning proposals, which he had recommended to increase desegregation, which did not call for busing (72-1766 A. 407, 585-86). The focus of the school board’s defense in the trial court was its claim of financial inability to implement an effec tive desegregation plan requiring pupil transportation—a claim held legally insufficient by the Court of Appeals (4a). By resting its holding upon factual findings which the district court did not make,24 and which the record herein 20 Swann, supra. 21 Davis, supra. 22 Kelley, supra. 23 Northcross, supra, 466 F.2d 890. 24 It is interesting to observe that in 1952 the same district judge found the busing of black students from another school system into Knoxville to attend a [still] all-black school not merely feasible, but desirable: . . . In spite of the extra effort and extra expense involved, the State of Tennessee through its servants, the Anderson County defendants, is not only trying, but is succeeding in its effort, to furnish these Negro students educational advan tages equal to those furnished to white students. The riding of a bus by the student plaintiffs is a small contribution upon 16 will not support, the Court of Appeals makes a mockery of the “equitable remedial discretion” which it purports to uphold (5a). Surely this Court in Swann, supra, did not mean to vest in federal courts the discretion to deny substantive constitutional rights by approving utterly in adequate remedies.25 Surely the breadth of discretion re affirmed in Swann does not justify a finding that a school district which transports 6000 children to segregated schools cannot bus a single additional pupil to bring about desegregation. their part and that of their parents toward the success of this effort, too small to be regarded as a denial of constitutional rights. (McSwain v. County Bd. of Educ., 104 F. Supp. 861, 870-71 [E.D. Tenn. 1952]). As the Fifth Circuit has aptly put it, Barriers which did not prevent enforced segregation in the past will not be held to prevent conversion to a full unitary system. (Henry v. Clarksdale Municipal Separate School Dist., 433 F.2d 387, 394 [5th Cir. 1970]). 26 The Court of Appeals implies that the black schools in Knox ville are only “a small number . . . [and do not indicate] that a dual system exists” (3a). This overlooks the fact of Knoxville’s small black population, and the fact that even under the old dual system, there were only nine all-black schools. There are still n in e schools of substantially disproportionately black composition in the Knoxville system. 17 CONCLUSION For the foregoing reasons, Petitioners respectfully pray that the writ of certiorari he granted. Respectfully submitted, Ga e l A . C o w a n 2212 Vine Avenue Knoxville, Tennessee 37915 A v o n N. W il l ia m s , J e . 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 J a c k G r e e n b e e g J a m e s M. N a b e it , II I N o e m a n J . C h a c h k in S y lv ia D e e w 10 Columbus Circle New York, New York 10019 Attorneys for Petitioners APPENDIX O pin ion o f the Court o f Appeals Nos. 721766, - 1767 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Josephine Goss, et al., Plaintiffs-Appellants, v. The Boabd of Education of the City of Knoxville, Tennessee, ET. AL., Defendants-Appellees. A p p e a l from the United States District Court for the Eastern District of Tennessee. Decided and Filed July 18, 1973. Before: Phillips, Chief Judge; W eick, Edwards, Cele- brezze, Peck, McCree, Miller and L ively, Circuit Judges. Phillips, C. J., Edwards, Celebrezze, Peck, McCree and Lively, JJ., joined in the opinion of the Court. Miller, J., (p. 6) filed a separate concurring opinion in which Weick, J., joined. Per Curiam. This appeal was heard by a panel of the Court on February 12, 1973 and affirmed with a per curiam opinion filed on March 29, 1973. Appellants’ petition for re hearing was granted, and a rehearing in banc was held, with out further oral arguments, on June 6, 1973. Under Rule 3(b) of this Court, the previous opinion and judgment were va cated. The history of this case, which has now been in litigation for more than thirteen years, may be found in the District Court’s opinion. See Goss v. Board of Education, 340 F. Supp. la 711 (E.D. Term. 1972). When it was last before this Court, the case was remanded “for further proceedings consistent with Swann v. Charlotte-Mecklenburg, 402 U.S. 1 and other relevant Supreme Court opinions announced on April 20, 1971.” Goss v. Board of Education, 444 F.2d 632, 640 (6th Cir. 1971). In remanding we declined to set a timetable within which Knoxville must conform to what is directed by these Supreme Court opinions, and noted that — Swann (1971) fixes no fromulae for what must be done or what will be acceptable in efforts to arrive at a better racial mix in the schools. It does, however, lay on school authorities the duty to take some affirmative ac tion toward improvement. While the existence of some all black or all white schools is not struck down as per se intolerable, school authorities will have to justify their continuance by something more than the accident or circumstance of neighborhood. Consideration of pairing of school zones, contiguous or non-contiguous, should be given; arrangement of new construction so as to further desegregation will be a legitimate objective, not to the detriment, however, of the discharge of school authorities’ total and overriding responsibilities. 444 F.2d at 638. Following remand, an evidentiary hearing was held. In the summer of 1971, on the basis of consultation with Dr. Charles Trotter, a professional educator employed as Director of the University of Tennessee School Planning Lab, the Knoxville Board of Education made a number of changes in its de segregation plan. Among other revisions, the privilege of stu dent transfer was severely restricted, new school pairings and zone adjustments were made and election of minority cheerleaders was assured. The amendments also provided for simultaneous closing of Cansler, a predominantly black ele mentary school, and Moses, a predominantly white elementary school. Dr. Trotter testified in support of this plan and in troduced a pupil locator map which had been constructed by the Board of Education. The plaintiffs presented a plan pre 2a Opinion of the Court of Appeals pared by Dr. Michael Stolee, Associate Dean of the Univer sity of Miami (Florida) School of Education. Dr. Stolee testi fied in support of this plan. The District Court held that “Knoxville is in compliance with Swann.” We affirm this holding and remand for the limited purpose hereafter noted. The District Court has complied with the directions of this Court as contained in the opinion of Judge O’Sullivan in 444 F.2d 632 (6th Cir. 1971). The situation before Judge Taylor upon remand from this Court was quite different from that faced by Judge McMillan in Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1 (1971). In this case the Dis trict Judge had two plans presented to him for further de segregation of the Knoxville School system. As his opinion demonstrates, there were a number of reasons for giving less weight to the plan offered by the plaintiffs than to the one offered by the Board of Education. As trier of the facts it was his responsibility to make judgments on the weight of evi dence and credibility of the various witnesses. While it is true that some schools in the Knoxville system will remain identifiably black or white on the basis of pupil enrollment, this is largely the result of several concentrations of blacks in the area of East Knoxville. In Swann the Su preme Court recognized that there are frequently concentra tions of minority groups in one or more parts of a metropolitan area and the existence of a small number of racially identifi able schools in these areas is not, in and of itself, a sign that a dual system exists. The school authorities of Knoxville have taken affirmative actions to improve the racial mix of the schools, as required by our previous decision. Furthermore, the appellee pre sented evidence concerning the location of highways and railroad yards in relation to prominent topographical fea tures, matters other than “the accident or circumstance of neighborhood,” from which the Court was justified in finding that no plan involving the transportation of pupils between non-contiguous zones in order to further improve the racial 3a Opinion of the Court of Appeals mix within the system would be feasible at this time. There was evidence also of a lack of funds to purchase and operate buses. However, the financial condition of the City of Knox ville would not provide sufficient reason for failing to order the transportation of pupils if the Board of Education were found to be operating a dual public school system which re quired busing in order to become a unitary system. Having found that a unitary school system exists, the Dis trict Court acted within its discretion in refusing to adopt the plaintiffs’ plan which would require the busing of a large number of pupils in order to obtain a certain percentage of black students in each school in the system. As the Supreme Court said in Swann at page 24, “The constitutional com mand to desegregate schools does not mean that every school in every community must always reflect the racial composition of the school system as a whole.” Appellants complain that the result in this case is incon sistent with that reached by this Court in other school de- ,segregation cases. If the result is different, it is only because the evidence produced in the District Court required a dif ferent result. The brief answer to the principal arguments of appellants is that the proof relied upon by them in the Dis trict Court and now reviewed by this Court sitting in banc failed to establish their contentions. We do not depart from the principles enunciated by this Court in Northcross v. Board of Education of Memphis City Schools, 466 F.2d 890 ( 6th Cir. 1972); Kelley v. Metropolitan Board of Education of Nashville and Davidson County, Tennessee, 463 F.2d 732 (6th Cir. 1972), cert, denied,----U .S .----- (1972); Mapp v. Board of Education of Chattanooga,----F .2 d ----- (6th Cir. 1973) and Davis v. School District of City of Pontiac, 443 F.2d 573 (6th Cir.), cert, denied, 404 U.S. 913 (1971). This Court has consistently upheld the decrees of the Dis trict Judges of this Circuit when properly supported by the pleadings and evidence. An appellate court simply cannot violate this settled principle of our jurisprudence, no matter 4a Opinion of the Court of Appeals how desirable a particular result may appear to be. The ex perienced District Judge who has lived with this case from its inception analyzed the evidence in great detail. His findings are supported by substantial evidence and are not clearly er roneous. As the Supreme Court, speaking through Chief Justice Burger, has recently written: In shaping equity decrees, the trial court is vested with broad discretionary power; appellate review is corre spondingly narrow. Lemon v. Kurtzman — U.S. — , 41 U.S. Law Week 4467 (April 2, 1973) In briefs and argument it has been brought out that the population of Knoxville is shifting and that changes have oc curred since the decision was reached by the District Court and will continue to occur. We decline to consider these matters in the present appeal. Appropriate relief required by changed conditions is a matter for presentation to and con sideration by the District Court. We reemphasize the hold ing of this Court in Kelley v. Metropolitan Board of Education of Nashville and Davidson County, supra: “Like most decrees in equity, an injunctive decree in a school desegregation case is always subject to modification on the basis of changed cir cumstances.” 463 F.2d at 745-46. The demand of appellants for attorney fees from the be ginning of this litigation must be determined in light of the most recent Supreme Court pronouncement in Northcross v. Memphis Board of Education,----U.S.-----, 41 U.S. Law Week, 3635 (June 5, 1973). This action is remanded for considera tion of this issue and in all other respects the judgment of the District Court is affirmed. No costs are taxed. Each party will bear its own costs on the appeal. 5a Opinion of the Court of Appeals Opinion of the Court of Appeals M il l e r , Circuit Judge, in a separate opinion, concurring in the affirmance of the judgment of the district court, in which W eic k , Circuit Judge, joins. I am in full agreement with the per curiam opinion insofar as it affirms the judgment of the district court. However, it is my view that the affirmance should be upon the basis of the well-considered opinion of Judge Robert L. Taylor. See Goss v. Board of Education, 340 F.Supp. 711 (E.D. Tenn. 1972). Since the district court has continuing jurisdiction of the case, it has the authority to consider any question pertaining to attorneys’ fees as well as any other pertinent issue. For this reason I do not find it necessary that the case should be form ally remanded to the district court. 6a O pin ion o f the D istrict Court Josephine GOSS et al. V. BOARD OF EDUCATION, CITY OF KNOXVILLE, TENNESSEE, et al. Civ. A. No. 3984. United States District Court. E. D. Tennessee, N. D. March 8, 1972. School desegregation case. The United States District Court for the Eastern District of Tennessee, 320 F. Supp. 549, with certain exceptions, de nied relief sought by plaintiffs, and plaintiffs appealed. The Court of Ap peals, O’Sullivan, Senior Circuit Judge, 444 F.2d 632, remanded case. The Unit ed States Supreme Court, 403 U.S. 956, 91 S.Ct. 2293, 29 L.Ed.2d 866, denied plaintiffs’ motion for injunction. There after, the District Court, Robert L. Tay lor, J., held that where no child was ex cluded from any school in school system because of his race or color, and school children were assigned to schools on basis of their residence and without regard to their race, and disproportionate racial mixtures in some of schools were result of residential patterns, city was operat ing a unitary school system consistent with constitutional requirements. Decree accordingly. 1. Schools and School Districts @-> t Evidence established that board of education had continued to comply with constitutional guidelines previously ap proved by the district court, the Court of Appeals, and the United States Supreme Court. 2. Schools and School Districts @=13 Standard to be achieved by school authorities is destruction of a system which treats children differently solely on basis of race. 3. Schools and School Districts @=>154 Where no child was excluded from any school in school system because of his race or color, and school children were assigned to schools on basis of their residence and without regard to their race, and disproportionate racial mix tures in some of schools were result of residential patterns, city was operating a unitary school system consistent with constitutional requirements. Avon N. Williams, Jr., Nashville, Tenn., Carl A. Cowan, Knoxville, Tenn., Jack Greenberg, New York City, for plaintiffs. S. Frank Fowler, Sam F. Fowler, Jr., W. P. Boone Dougherty, Knoxville, Tenn., for defendants. MEMORANDUM ROBERT L. TAYLOR, District Judge. This lawsuit commenced December 11, 1959, over twelve years ago. While a detailed account of its early history is set out at D.C., 270 F.Supp. 903, 904- 912 (1967), a brief recitation of that history will place the issues in proper perspective. Judicial History On April 8, 1960, the defendant sub mitted a grade-a-year desegregation plan effective September, 1960. This plan was approved after an extended eviden tiary hearing. D.C., 186 F.Supp. 559. That decision was modified by the Court of Appeals to require acceleration of the grade-a-year schedule. However, the Court of Appeals expressly approved the neighborhood pupil assignment system. 6th Cir., 301 F.2d 164, 168-169. The de fendant amended the plan on June 25, 1962, and March 14, 1963, to accelerate the schedule. On May 11, 1964, defendant adopted a plan for complete desegregation effective September, 1964. Each child was to be assigned to the school “designated for the district in which he or she legally re sides,” and that “districting [was to be] based on the location and capacity (size) of school buildings and the latest enroll- 7a 8a Opinion of the District Court ment studies.” In order to preserve con tinuity of education, children whose as signment was altered by the plan were permitted to complete the grade sequence where they were before transferring to a new school. This was called the “grade-requirement” transfer. On May 8, 1967, plaintiffs filed a mo tion requesting the defendant to provide an equitable distribution of all racial and socio-economic elements in the popu lation within each school in the system. After a full evidentiary hearing, the Knoxville school system was found to be fully desegregated under the plan in ef fect since the school year 1963-64. D.C., 270 F.Supp. 903, 918. In that opinion, we expressed the view th a t: " . . . there is no constitutional duty on the part of the school board to bus Negro or white children out of their neighborhoods or to transfer classes for the sole purpose of alleviat ing racial imbalance which it did not cause, nor is there a duty to select new school sites solely in furtherance of such purpose . . . ” 270 F.Supp. 903, at 916-917. Believing our responsibility to be dis charged, we struck the case from the docket. This decision was affirmed in all respects except that we were instruct ed to keep the case on the docket to in sure future compliance with Brown I. 6th Cir., 406 F.2d 1183, 1191 (1969). On November 17, 1969, plaintiffs filed a motion for immediate relief based on Alexander v. Board of Education, 396 U.S. 19, 90 S.Ct. 29, 24 L.Ed.2d 19 (1969) . At the pretrial conference, proof was limited to alleged discrimina tory developments since the decision of June 7, 1967. After the evidentiary hearing, we found that the building pro gram was consistent with the neighbor hood school system approved in 1967, and that the defendant was operating a uni tary system within the meaning of Alex ander, D.C., 320 F.Supp. 549, 561-562 (1970) . This decision was on appeal when Swann v. Charlotte-Meeklenburg Board of Education, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971), and its compan ion cases were filed. Without reviewing our decision, the Court of Appeals re manded the case on June 22, 1971 "for further proceedings consistent with Swann . . . and the other relevant Supreme Court opinions announced on April 20, 1971.” (Emphasis added) 6th Cir., 444 F.2d 632, 640. Immediately thereafter, plaintiffs pre sented to Mr. Justice Stewart a motion for immediate relief. He denied the mo tion because we had not had an oppor tunity since the remand order “to in quire whether respondents have failed to maintain a unitary school system as de fined in Swann . , . and prior cas es.” (Emphasis added) His order states that if it is found that defendant has not “maintained a unitary school system, [it] must ‘terminate dual school systems at once,’ ” citing Alexander, su pra. (Emphasis added) On August 16, 1971, a pre-trial confer ence was held and an order entered de fining the issue as whether defendant had maintained a unitary system within the meaning of Swann. Defendant agreed to construct a pupil locator map as suggested by the Court of Appeals. 444 F.2d 632, at 639, n. 1. The eviden tiary hearing was set for September 7, 1971. Difficulties in completing the pupil lo cator map caused a continuance to Octo ber 21, 1971. Plaintiffs’ expert witness’ inability to complete his preparation caused a continuance to December 1, 1971. Then, after three full days of testimony, plaintiffs moved for the join der of the Mayor and City Council of Knoxville as co-defendants. The motion was granted and the hearing was re cessed to permit service on the proposed new defendants. On December 15, 1971, these parties appeared by attorney, agreed to their joinder, but requested a continuance to study the record already accumulated and otherwise prepare their case. Their request was granted and the hearing resumed January 31, 1972. Com 9a Opinion of the District Court pletion of the hearing was delayed until February 3, because of the inability of plaintiffs’ chief witness to be present be fore that date. The history of this case, unlike that in Swann, reveals that the Court has had the full cooperation of the defendant Board of Education in the effort to sat isfy the constitutional mandate of Brown 1 and subsequent Supreme Court cases. Pupil Locator System The pupil locator system has the cap ability of locating the residence of each pupil within 1000 feet of the address on his enrollment card and identifying him by race and grade level. The data used came from the initial enrollment in Sep tember, 1971. It contains the normal mistakes made in initial enrollments and does not show 2700 to 2800 pupils who live in Knox County but attend school in the City. Consequently, it is 3000 to 4000 pupils below actual enrollment. The computer print-outs used in making the maps show the number of pupils of each race, at each grade level, living within each 1000 foot square. It also shows to tals and percentages for each square. Two pupil locator maps were created from the information contained in the print-outs, For both maps a grid was superimposed on a map of Knoxville and each square given a number correspond ing to one on the print-out. One map shows the total number of white pupils and the total number of black pupils liv ing in each square and attending a City school. The other is a color schematic map that reveals the degree of racial con centration by residence within each square. In addition, three transparent overlays were prepared which show the school zone boundaries at the elementary, junior high and senior high level, as well as the percentage of blacks attending each school. Topography Knoxville's central business district is located at the approximate center of the City on the north shore of the Tennessee 340 F.Supp.— 45Va River. At that point two bridges con nect South Knoxville to the business dis trict. Apart from these bridges, South Knoxville is separated from the rest of the City by the river. The business district is a grid of streets nine city blocks in from the river and six city blocks parallel to it. East of the business district is a basin and hill of largely uninhabited land. This land is undergoing redevelopment as the Mountain View Urban Renewal Project. At the top of the hill is the now isolated Green Elementary School. North of the district is the Southern Railway Depot and to its north is an east-west (actually southwest to northeast) four lane, divid ed, interstate highway (1-40). At the northwest corner of the business dis trict is a complex rail and highway inter change. A basin containing the Louis ville and Nashville Railroad (L & N) freight yards is on the west side of the business district. The east-west interstate highway cuts the City north of the river into northern and southern sections. West of the busi ness district this highway also carries north-south interstate traffic as 1-75. At the northwest corner of the business district these highways separate. 1-75 travels northwest paralleling to its east a Southern Railway track. 1-40 East travels northeast paralleling another Southern Railway track to its north. At the southwest corner of the busi ness district the river makes a “U” shaped bend. Most of the land in this bend is owned or utilized by The Uni versity of Tennessee. A bridge crosses the river into the County at the western end of this bend. It carries the four- lane divided Alcoa Highway which is an off-shoot of the interstate. The L & N Railroad track parallels Alcoa Highway at this point west of the University. The land bordered by Alcoa Highway and the L & N on the west, the interstate on the north, the business district on the east and the river on the south is known as the Ft. Sanders-UT area. In addition to the interstates there are six major traffic arteries emanating 10a. Opinion of the District Court from the business district to the outlying suburbs. These a re : Chapman Highway (S), Kingston Pike (SW), Western Av enue (W), Central Avenue (NW), Broad way (N), and Magnolia Avenue (NE). These streets have substantially greater traffic capacity than the other streets of the City. In order to get from one outlying section to another noncontigu ous section, it is usually necessary to travel to the center of the City on one of these streets, or one of the interstates, then back out on another artery. This street pattern creates intense traffic congestion in the inner city and on the main arteries. Except for the central business dis trict, the Mountain View project, the UT- Ft. Sanders area, and along the main traffic arteries, most of the land within the City is residential property. Along 1-40 there are twenty points where one can cross under or over the highway. Fourteen are west of the business district and six are east of it. Only three are east of the urban renewal project; whereas ten are west of the Ft. Sanders-UT area. Most of the latter are in the extreme west because of a steep ridge that parallels 1-40 on its south- side, west of the Alcoa Highway inter change. The Southern Railway right-of- way appears to have restricted cross overs in the east. 1-75 North has three east-west cross-overs. Otherwise, it, and the railroad, separate the north-central and northwestern parts of the old city. Nearly three miles out 1-75 North, the highway converges with the railroad to pass through Sharp’s Gap. The Gap is a break in a steep ridge that separates Inskip and Lincoln Park northeast of I - 75 and separates Norwood and Lonsdale southwest of 1-75. The ridge is too steep for traffic and has no roads cross ing it. It extends nearly a mile south west of the Gap in an undeveloped, rural area. This land is crossed by two nar row farm roads west of the ridge. There is extensive undeveloped land in the western and northwestern suburbs annexed from the County in 1963. These include Rocky Hill, West Hills, Bearden, Middlebrook, Third Creek, Ridge Dale, Pleasant Ridge and Norwood, These sec tions are experiencing rapid residential development. It is obvious from this data that the geography in Knoxville is substantially more complex than that found in Davis v. School Comm’rs of Mobile County, 402 U.S. 33, 91 S.Ct. 1289, 28 L,Ed.2d 577 (1971); that Knoxville is geographically segmented by natural and man-made boundaries; and that outlying residen tial areas in the west and northwest are under-developed. Demography In a broad sense, East Knoxville is the area north of the river, south of the eastbound Southern Railway right-of- way, and east of the Mountain View project. In a narrow sense, it refers to the black community immediately east of the Mountain View project and south of Magnolia Avenue. The area north of Magnolia has been known as Park City. Approximately one and a half miles to its northeast lies the Burling ton community. Roughly a mile due east of Burlington is the Holston Hills sub urb. Southeast of Burlington and south west of Holston Hills is an area some times referred to as Holston Heights. In subsequent discussion these restricted names will be intended unless “greater East Knoxville” is mentioned. The 1970 United States Census divides greater East Knoxville into seven tracts for enumeration purposes. These tracts do not correspond to the accepted com munity boundaries described above. The data for each tract shows the proportion of blacks to total population in the tract as a whole. A racial mixture in a given tract is not evidence of an integrated neighborhood because it ignores neigh borhood cohesiveness. Thus, the census reports pror ide only a general indication of residential patterns. With this caveat, the 1970 census shows all of greater East Knoxville as having black residents. The heaviest 11a Opinion of the District Court concentration is in the tract immediately east of the Mountain View project. It is 95% to 100% black. Adjacent tracts range from 25% to 49% black to 75% to 94% black. And, outlying tracts are 6% to 24% black to 25% to 49% black. This data indicates an all-black neigh borhood in East Knoxville which ex tends as a narrow band into Burling ton. There is a substantial black minor ity in both Park City and Holston Heights. Except for the northeastern ex tension of East Knoxville, Burlington has few blacks. The tract that encompasses Holston Hills extends west into Holston Heights. It is 25% to 49% black. There is a permissible inference that the blacks in Holston Hills are concentrated along its western edge. The 1960 United States Census shows East Knoxville as 75% to 94% black and extending towards, but not into, Bur lington. Park City and Holston Heights were 75% to 94% white. Burlington was 95% to 100% white. Since the 1960 census used fewer tracts in greater East Knoxville than did the 1970 census, a comparison of the two reports is mislead ing. The apparent increased black con centration in East Knoxville is probably the result of a smaller tract in the later census. Two conclusions, however, are obvious. In 1960, Holston Hills and much of Holston Heights were not with in the city limits. Secondly, there has been a major expansion of blacks into most of greater East Knoxville between the two census. In the northwest pocket created by the junction of 1-40 and 1-75 lies a commu nity known as Mechanicsville, To its immediate north, and west of 1-75 North, is the Beaumont community. North of Beaumont is the Lonsdale com munity. Beaumont and Lonsdale are separated by an industrial and rail strip 1. The business district and the Mountain View project area have so few residents that their racial mixture is insignificant relative to the other census tracts. 2. This apparent discrepancy with the cen sus data is explained by the fact that the along Tennessee Avenue. To Lonsdale’s north is the southwest extension of Sharp’s Ridge which separates Lonsdale from Norwood. The 1970 census shows Lonsdale to be 50% to 74% white, and Beaumont to be 95% to 100% white. The eastern Me- chaniesville tract is 75% to 94% black and the western tract is 50% to 74% black. The Lonsdale and Beaumont tracts in 1970 are the same size and have basically the same racial mixture as they had in the 1960 census. Mechanicsville, on the other hand, was 50% to 74% black in 1960. It appears that Mechan- icsvilie’s black community has increased by 27.1% in the east and 5.6% in the west between 1960 and 1970. All other parts of Knoxville are 95% to 100% white in both the 1960 and the 1970 census reports.1 The 1970 census shows Knoxville’s population to be 13% black. Dr. Karl Taeuber, creator of a census segregation index, testified that since 1940 each census demonstrates that Knoxville has had a high degree of resi dential segregation. The Board’s color schematic pupil locator map, although limited to school children, shows more precisely the geo graphic distribution of the races than do the census maps. While consistent with the census maps, the pupil locator map reveals facts not evidenced by the census materials. First, Lonsdale is racially segregated. Its western half is predom inantly black, and its eastern half is predominately white. Second, most of Beaumont has a slight black minority. Third, most of the eastern Mechanicsville tract is predominately white.2 Fourth, north-central Knoxville, the pocket be tween 1-75 North and 1—40 East has a black minority, albeit less than 5%. Fifth, the bulk of Holston Hills is all- white; only its western edge has black predominately white pupil locator grid squares have few students and the pre dominately black squares have many. This situation demonstrates a serious shortcoming of all these m aps: They fail to correlate racial distribution with popu lation density. Opinion of the District Court residents. Sixth, isolated black children are scattered over the rest of the City. The preliminary 1970 census found 174,587 residents of Knoxville and 276,- 293 residents of Knox County. Testi mony indicates that East Knoxville has 11,500 black residents, Mechaniesville has 6,500 and Lonsdale has 6,000. The 1963 annexation tripled the size of Knoxville from 21 to 77 square miles. Of the 22,005 households in the annexed areas in 1970, 21,873 were white. On a household basis, between 1960 and 1970, Knoxville’s black community was re duced from 16.7% to 11.8% of the total population. Some of the black movement into greater East Knoxville was caused by the displacement of 1080 black house holds from the Mountain View project area. Over half of these households were relocated in public housing projects in East Knoxville. Most of the remain ing household units moved east towards Burlington. The following conclusions can be reached from the preceding population data: (1) the black population of Knox ville is a small proportion of the total population (13%); (2) Knoxville’s black population is residentially segregated into three geographic areas; and, (3) except for the expansion of the East Knoxville black community, essentially identical concentrations existed at the first hearing of this case in 1960. Urban Renewal is a federal program which attempts to rebuild an area with 50% or more substandard structures that are beyond rehabilitation. These projects are overseen by the Department of Housing and Urban Development (HUD) and the Knoxville Housing Au thority (KHA). KHA’s role in these projects is limited to land acquisition, relocation of residents, public improve ments and approval of private redevel opment plans. The Mountain View project, as previ ously mentioned, is in the redevelopment stage. Fifty-four acres of this project area are designated for 400 FHA 236 apartments for low and moderate income tenants. The one-bedroom apartments will rent for $115.00 per month. Two hundred units are under construction and will be available for occupancy around March, 1972. Construction of the remaining units will commence when the weather breaks this spring. The con venient location of these apartments rel ative to the business district is the basis for the prediction that they will attract white moderate income tenants as well as black tenants. A predominately white but reasonably integrated neighborhood is expected to evolve. Execution of a new urban renewal project, the Morningside project, began June 30, 1971. This project area is just east of the Mountain View project be tween the river and Magnolia Avenue. It contains 355 acres, 1000 household units, and is 95% black. The goal of this project is redevelopment of the neighborhood for the people who already live there. It is expected to remain pre dominately black. The existence of these projects creates a fluid residential situation in East Knoxville which precludes accurate pre diction of future patterns. Changes in School Enrollment Patterns The overall racial composition of the Knoxville schools ten years ago, the year following annexation and the present school year is: Percentage Year Total White Black Black 1961-62 20,478 15,852 4,626 22.1% 1963-64 39,409 34,019 5,390 13.6% 1971-72 34,876 29,109 5,767 16.5% These enrollment figures reveal several facts. Annexation nearly doubled total enrollment and reduced the overall pro portion of blacks by 8.5%. Since annex ation the system has lost 4,533 pupils, or 11.5%, of its annexation enrollment. This loss reflects the departure of 4,910 white pupils (14.4% of annexation white enrollment) and the gain of 377 black pupils. The net effect is a 2.9% increase in the proportion of blacks in the City system. 13a Opinion of the District Court This year the Knox County schools have a total enrollment of 23,702. Since annexation the County system has gain ed 6,066 pupils. Its average annual gain for this period (658 pupils per year) con trasts with the City system’s average an nual loss (567 pupils per year). This corroborates the testimony of witnesses that the City system is losing pupils through out-migration to the County. Since annexation, the proportion of blacks in the County system has re mained around 1% while the proportion in the City has increased from 13.6% to 16.5%. Further, since desegregation of the County schools in 1965-66, the actual number of blacks in that System has de creased. In 1960-61, out of forty-one schools in the City system there were 23 schools in which all the pupils were white and 10 in which all pupils were black. There were thirty black children, or 0.6% of the black enrollment, attending the eight integrated schools. In that year there were no schools with integrated staffs. That was the first year under the grade- a-year plan approved by the Court. In 1965-66, out of 65 schools there were 23 schools in which all pupils were white and 9 schools in which all pupils were black. There were 2648 black chil dren, or 45.6% of the black enrollment, attending 33 integrated schools. In that year, there were 11 schools with integrat ed staffs. In 1970-71, out of 64 schools, there were 17 schools in which all pupils were white and no schools in which all pupils were black. There were 6,019 black chil dren, or 100% of the black enrollment attending 47 integrated schools. That year found 51 schools with integrated staffs. This year, 1971-72, out of 64 schools, there are 16 schools in which all pupils were white and no schools in which all pupils were black. There were 5767 black children, or 100% of the black en rollment, attending 48 integrated schools. All schools have integrated staffs. This record is indicative of the Knox ville School authorities’ effort to comply with the judicial directive to desegre gate. It is in sharp contrast with the situation in Swann v. Charlotte-Mecklen- burg Board of Education, supra, 402 U. S. at 7, 91 S.Ct. at 1272, 28 L.Ed.2d 554 where all parties agreed that the system “fell short of achieving the unitary school system that [Green v. County School Board, 391 U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968), and its companion cases] require.” The deseg regation plan in that case had a “free transfer provision” which rendered the plan illusory. (Free transfer provisions were declared unconstitutional in Mon roe v. Board of Commissioners, 391 U.S. 450, 88 S.Ct. 1700, 20 L.Ed.2d 733 (1968).) Knoxville does not have a free transfer provision. The Existing Neighborhood Pupil Assignment System Beardsley Junior High and Cansler Elementary School are next door to each other in Mechanicsville; Maynard Ele mentary is four blocks east of Cansler; Moses Elementary is four blocks east by south of Maynard, or nine blocks from Cansler. Cansler has a 98.3% black en rollment; Maynard has a 94.6%, black enrollment; and, Moses has a 79.8% white enrollment. This reflects the res idential composition of their respective zones. Because of the relative proximity of these schools, they have excess classroom space. However, in addition to its regu lar programs, the Moses plant contains a pre-school program and the Van Gilder School.3 Cansler has a pre-school pro gram and a special education program in addition to its regular program. May: nard has a nursery program. Due to these special programs there is only one vacant classroom at these three schools. Beaumont Elementary School is seven 3. Van Gilder is a special program for children with emotional learning blocks. I t needs ad ditional classroom space. 14a Opinion of the District Court and a half blocks north by west of May nard, six and a half blocks northeast of Cansler, and ten blocks northwest of Moses. It has an extensive severely mentally retarded program (149 pupils) and no vacant classrooms. The nearest elementary school to Beaumont’s north is Lonsdale, one mile to its northwest. Beaumont is 13.3% black. Sam E. Hill Elementary is three blocks southwest of Lonsdale. It is 96.6% black, while Lonsdale is 13.1% black. The extreme proximity of these schools and residen tial segregation in their zones necessi tate some disparity in their relative ra cial composition. Under the circum stances the zone lines for these schools are reasonably drawn and the. racial composition of each school corresponds to the composition of its zone. Turning to East Knoxville, the Moun tain View Elementary plant is eight blocks east of Green; Eastport is five blocks northeast of Mountain View and thirteen blocks east by north of Green. These three school sites have been in use for as long as there are school records, that is, back into the last century. Throughout the past decade each of these schools has had a predominately black enrollment. Eastport has always had a black enrollment. From 1965-66 to 1969-70 Green experienced a heavy en rollment loss due to the Mountain View project displacement. In 1970-71 the Mountain View school closed and Green’s enrollment jumped by 203 pupils. How ever, this year its enrollment is down 82 pupils. Moving into greater East Knoxville, Park Lowery Elementary School serves the Park City neighborhood. It is six blocks north by west of Eastport and a mile northeast of Green. Fair Garden Elementary School serves the Burlington area. It is sixteen blocks (1% miles) . northeast of Park Lowery and eighteen blocks northeast of Eastport. Robert Huff Elementary School serves the Hols- 4. Despite complete desegregation in 1964- 65, the “grade-requirement” transfer, then permissible, prevents realistic eorrespond- ton Heights area and was annexed from the County. It is one mile south by east of Fair Garden and one and a third miles due east of Eastport on the south eastern City limits. Robert Huff will be replaced by the new Sarah Moore Green School on the latter’s completion. The construction site is one thousand feet northwest of the present Robert Huff plant. Chilhowee Elementary School was also annexed from the Coun ty. It serves Holston Hills and is one and a half miles northeast of Fair Gar den. Each of these schools enrolled only white children when this lawsuit began. Yet each has since acquired a substan tial black minority as shown below on a percentage basis: Park Fair Robert Lowery Garden Huff Chilhowee 1961-62 1.1 0.2 — — 1962-63 2.5 1.0 — — 1963-64 1.8 2.9 0 0 1964-65 2.7 4.2 0 0 1965-66 40.9 27.7 4.4 0 1966-67 50.8 50.0 9.2 0 1967—63 58.9 63.0 15.1 1.4 1968-69 65.3 77.7 15.7 4.1 1969-70 66.8 79.1 21.6 6.4 1970-71 66.0 83.4 27.0 10.8 1971-72 69.3 86.0 27.8 18.7 The in c r e a s in g p e rc e n ta g e o f b la c k ch il- dren in these schools is consistent with the changes in residential patterns in their respective zones as shown by succes sive census reports. With one qualifi cation 4, these figures show an influx of blacks in Park City and Burlington. The expansion has leveled off in Park City but is continuing in Burlington. There has been a slow but steady movement of blacks into Holston Heights. More re cently the movement has extended into Holston Hills and last year became great ly pronounced. In summation, the elementary school zones in greater East Knoxville are rea sonable in light of the relative distances between these schools. The racial com position of each school reflects both the present residential composition of its zone enee between enrollment figures and resi dential distribution for that year. The next year is a more realistic base. 15a Opinion of the District Court and the changes within the zone for the past seven years. The County school system does not have a junior high school system. There fore, Robert Huff and Chilhowee, which were annexed from the County, have eight grades instead of six grades found in schools that have always been City schools. As a result Vine and Park Junior High Schools, which serve the rest of greater East Knoxville, have a higher proportion of blacks than they might otherwise be expected to have. Park is 64.4% black and Vine is 99.8% black. These schools are seven blocks apart. Both are between Green and Eastport. East and Austin Senior High Schools were fed by Park and Vine Junior High Schools, respectively, until their consoli dation in 1968-69. The combined enroll ment figures for these two schools were 51.2% black in 1961-62 and remained around that level until 1965-66 when it rapidly rose to the 99% level. More sig nificant is the fact that combined enroll ment for these schools declined from 1196 in 1961-62 to 697 in 1971-72. The pupil locator map discloses that 291 more white children attending City schools live in the Austin-East Senior High School zone than attend schools within the zone. The shortage appears to be at the senior high level. Many of these children have vocational transfers to Fulton, the system’s only comprehen sive vocational high school. The Fulton zone is 2% to 3% black, yet the school’s enrollment is 10.2% black. This discrep ancy is clearly attributable to vocational transfers. Vocational transfers, how ever, do not account for all the shortage. There are indications that the balance can be found at Holston High. No evidence uras introduced to show whether school registration procedures include a deter mination that the registrant resides with in the appropriate attendance zone. It is possible that transfer procedures can be circumvented. The evidence is clearly in sufficient to explain the situation. Knoxville has been on a residential pupil assignment system basis as long as there has been a public school system in Knoxville. This situation is in contrast with the Charlotte-Mecklenburg County system, which only adopted a neighbor hood system in 1965. The facts just enumerated demonstrate that the racial composition of each school with predominately black enrollment is consistent with the previously approved neighborhood pupil assignment system. Of the thirty schools with enrollments in excess of 99.0% white children, twenty-five are in South Knoxville or the annexed suburbs. The other five schools are located in neighborhoods without black residents. The remaining twenty- seven schools have varying racial mix tures and are located in neighborhoods that reflect their respective mixtures. Thus, the racial composition of the schools corresponds to the residential pat terns within each school zone. A substan tial increase in the racial mixture of nearly every school would require massive bussing of children. The Latest Changes: Effective, September, 1972 In the summer of 1971, the Board, in an effort to comply with the new guide lines laid down in Swann v. Charlotte- Mecklenburg Board of Education, amended its desegregation plan to estab lish the following policies: 1. Authorized the creation and main tenance of a pupil locator map. 2. Established a policy of assigning faculty and supporting staff, insofar as is administratively sound, to have the faculty of each school reflect the racial balance of the school system as a whole. 3. Revised transfer policy to permit only two classes of transfers: (1) voca tional or special education transfers and (2) majority to minority race transfers. These transfers must be renewed annual ly and will be honored only so long as the transfer basis remains valid. 4. The following zone adjustments were made: (a) Pair Sam E. Hill and Lonsdale Elementary Schools; 16a Opinion of the District Court (b) Move the severely mentally re tarded program at Beaumont and the pre-sehool program at Moses to Cansler; and close the regular program at Cansler by dividing its regular pupils between Beaumont and West View (West View is 100% w hite); (c) Move the regular program at Moses to Maynard and expand the spe cial education program at Moses; (d) Organize Beardsley as a two- year junior high and Rule as a four- year senior high serving the present Rule-Beardsley attendance zones; (e) Move the Austin-East zone line further east; (f) Pair the vocational programs at Austin-East and Fulton; 5. Assured election of minority race cheerleaders. The Board has agreed to and will pay transportation expenses of all students who transfer under the majority to minority transfer provision. See 402 U.S., at 26-27, 91 S.Ct. 1267, 28 L.Ed.2d 554. Although the proposed zone adjust ments were adopted prior to creation of the pupil locator map, the map shows that they will improve the racial mixture in the affected schools. The Board declined to alter the elementary zones in East Knoxville until the new Sarah Moore Green School, now 15%-20% complete, is ready for occupancy. The racial balance of the affected neighborhood is in a state of flux. Further, the impact of the 400 residential units in the Mountain View project area is unknown at the 5. Dr. Trotter is a school curriculum and buildings expert who is employed as Di rector of the University of Tennessee School Planning Lab. The Lab assists school systems that are planning new pro grams or designing new buildings. He is presently evaluating another system’s cur riculum in light of a recent bussing or der. Dr. Trotter lives in Maryville, Blount County, Tennessee. 6. The City-County Local Sales Tax Agree ment reads in pertinent part: “After the adoption of the sales tax by the referendum, the County will, present time. These uncertainties pre clude a meaningful zone adjustment in East Knoxville at this time. The Trotter Plan After adopting these zone changes, the Board retained Dr. Charles Trotter, a professional educator5, to prepare a school zone map from the pupil locator data that would achieve the maximum racial mix without bussing children. Ex cept for two major differences, his zone map is essentially the same as that adopted by the Board. Dr. Trotter zoned 150 white pupils living in Norwood to Rule High School. These children are presently being transported to West High by the County under the Local Sales Tax Agreement. Assistant Superintendent Bedell testified that this suggestion was not adopted because of distance and safe ty factors. In order to get from Norwood to Rule it is necessary to make two cross ings of an interstate highway at a clover- leaf with no crosswalks. In addition, if zoned to Rule these children would live less than one and one-half miles from the school and would not be eligible for County transportation.6 The other major difference is that Dr. Trotter adjusted zone lines in East Knoxville based on present pupil location data. Dr. Trotter testified that the resi dential concentration of blacks in Knox ville into three geographically well-de fined areas made it impossible to obtain the same degree of racial mixing in each school with a neighborhood pupil assign ment system. He said that improvement without charge to the City, provide transportation by bus to and from school for all pupils living in neighborhoods which were furnished such transporta tion by the County School System prior to annexation . . . and who live one and one-half (1%) miles or more from the schools attended. The County will not be required to trans port pupils to any school outside the particular school zone in which such pupils live or to which they are as signed in a contiguous school zone.” 17a Opinion of the District Court on his plan would require massive cross- town bussing. The Stolee Plan Plaintiffs’ expert, Dr. Michael Stolee believes that a school system whose en rollment is 16.5% black must have a 10% to 30% black enrollment in each school in order to be desegregated. Since only eight schools in Knoxville meet this test, • he concluded that Knoxville has a segre gated school system. He said that it is not possible to have a good desegregation plan without bussing. Dr. Stolee intro duced his plan which he asserts will effec tively desegregate the Knoxville public schools. Doctor Stolee has made some twenty- school desegregation studies, forty addi tional school desegregation consultations, and is presently serving as a consultant to the Legal Defense Fund of the Na tional Association for the Advancement of Colored People in three other school desegregation cases. (The Legal Defense Fund is representing plaintiffs in this case.) Throughout the three days de fendants presented their proof in chief, Dr. Stolee sat within the bar and con sulted with plaintiffs’ counsel, as did Dr. Bedell who sat with defendant’s counsel. Dr. Stolee was provided a copy of the computer print-outs of the pupil locator data for use in preparing his plan. He said he did not use this information because it did not include the County children who attend City schools under provisions of the City-County Local Sales Tax Agreement.7 8 Instead he relied on 7. Dr. Stolee is Associate Dean of the Uni versity of Miami (Florida) .School of Ed ucation. He also is it professional school desegregation witness and consultant. His income from the latter employment is restricted to 20% of the salary paid him by the University of Miami. This condition of employment restricts his fees for outside consultations and court ap pearances to between $5,000 and $6.- 000 each year, exclusive of expenses. He testified that he expects $4,000 for his efforts in this case. 8. Section 3 of the agreement provides that a child living outside the corporate 340 F.Supp — 46 the current enrollment figures for each school and used existing elementary school boundaries for boundaries in his plan. The Court has studied the pupil locator data and realizes that a plan based on that information would require time-consuming, tedious, and exhausting effort. Dr. Stolee’s failure to use this data substantially reduces the weight of his testimony. On the elementary level, Dr. Stolee left alone the six schools that meet his test of an integrated school. The other ele mentary schools are divided into seven groups. Each of these “clusters” drew its attendance from the existing neighbor hood zones of the schools assigned to the cluster. Each cluster included one school with a predominately black student body. Some of the clusters have contiguous zones, and others have non-contiguous zones. Each cluster has one school desig nated as a grade-center which serves all children at the designated grade level who reside in a cluster zone. Children at the designated grade level who do not reside within the grade-center’s neighborhood zone are bussed to the grade center. Children who reside within the grade-cen ter’s neighborhood zone but are not at the designated grade level are bussed to other schools in the cluster. Dr. Stolee declined to suggest a basis for deciding to which school in the cluster the latter children should be assigned. Since only 16.8% of the total elementary school en rollment is black, and this is residentially concentrated, black neighborhood schools had to be selected as grade-centers if un necessary bussing were to be avoided.9 limits of the City may attend a school annexed by the City in 1963 tuition free, if the school is within two miles of his residence or if he would have attended that school had it remained a part of the County School System. 9. Dr. Stolee’s original elementary school plan designated all the grade-centers as sixth grade centers. His amended plan designates three of them as first grade centers. The stated reason for the change was to avoid discrimination against black first graders by making them do most of the bus riding. 18a Opinion of the District Court Doctor Stolee testified that 3684 ele mentary school children would be bussed under this plan. He later qualified this statement to indicate that this was only 75% of the elementary pupils who would be attending schools outside their neigh borhood zone. He said that 25% of these 4912 children would make their own transportation arrangements. He stated that these children would have to be bussed from one to six miles. On cross-examination, he admitted that he had not laid out bus routes or com puted the mileage. Using Dr. Stolee’s map, the Court located the most feasible routes between the most distant schools in six elementary clusters. It then mea sured the travel distance in each case. They were as follows: Norwood to East- port, 7.9 miles; Shannondale to Fair Garden, 10.4 miles; Sterchi to Park Lowery, 8.8 miles; Rocky Hill to May nard, 10.0 miles; West Hills to Cansler, 8.6 miles; Anderson to Green, 6.6 miles. These distances substantially exceed those estimated by Dr. Stolee. More significantly we found only one feasible bus route in each of these cases. In each case, Knoxville’s street patterns compel routing on the major traffic arteries at the hours of maximum traffic congestion. The Court is of the opinion that out of the aforementioned routes on ly the West Hills-Cansler route can be traveled in rush hour traffic in less than thirty minutes. The State Department of Education’s regulations limit transit time for elementary school children to periods under thirty minutes. The Stolee plan assigns junior high pupils to particular schools by a feeder system. Each junior high school zone All tile testimony indicates that bus riding is harder on younger children than it is on older children. The amended plan substantially increases the total num ber of first graders that would have to ride a bus for the sole purpose of reducing the number of black first graders who would have to ride buses. 10. The language that probably would be controverted reads: “The County will not be required to transport pupils to any encompasses specific, current elementary zones. Three of these zones are non contiguous. Dr. Stolee testified that 990 pupils would have to be bussed in these three zones. In other words, 1320 chil dren will attend a junior high school in a non-contiguous zone with 25% making their own transportation arrangements. The Stolee plan converts Whittle Springs Junior High into a seventh .grade center and pairs it with Christen- berry Junior High. The Whittle Springs- Christenberry Junior High zone encom passes the non-contiguous Eastport Ele mentary zone. It also encompasses the “contiguous” Inskip Elementary zone. Sharp’s Ridge separates Inskip from north-central Knoxville where Whittle Springs and Christenberry are located. This fact and the route that would have to be traveled from Inskip necessitate bussing from that neighborhood. (Inskip is 4.1 miles from Whittle Springs and 5 miles from Christenberry. Eastport is 5 miles from Whittle Springs and 3.2 miles from Christenberry.) Despite these facts, Dr. Stolee testified that no “additional transportation” would be needed in this zone. Since the Eastport children would have to be bussed to these schools, that statement is probably an oversight. Regarding the bussing of children from Inskip to these schools, Dr. Stolee appar ently assumed that the County could be compelled under the City-County Local Sales Tax Agreement to bus these chil dren to Whittle Springs and Christen berry. This assumption is a legal con clusion which he is not competent to make.10 Mr. Lewis Howard, an attorney, school outside the particular school zone in which such pupils live or to which they are assigned in a contiguous school zone.” The Whittle Springs Christen berry zone lines as drawn by Dr. Stolee give the apjjearance of encompassing a contiguous Inskip community. However, a close examination of a map reveals that Inskip is not contiguous to the rest of the zone. Sharp’s Ridge sepa rates Inskip from Lincoln Park to its immediate south. (There are no direct 19a Opinion of the District Court who in his capacity as City School Board member, testified that the Local Sales Tax Agreement is an illusive agreement that has been the subject of many differ ing interpretations since its inception. Since Dr. Stolee was present for Mr. Howard’s testimony and had a copy of the transcript of it, he should have known that his assumption was questionable. .Of course, he might not have relied on this assumption, in which case he over looked the obvious need to bus children from Xnskip. Under the Stolee plan, the Beardsley Junior High zone is five miles long, with the Beardsley plant at the easternmost end. The children living in the western Cedar Grove and Pond Gap Elementary zones would have to be bussed to Beards ley. Dr. Stolee testified that no new transportation would be required in this proposed zone. This opinion is based on the legal conclusion that the County’s obligation to bus children in the Cedar Grove and Pond Gap areas would require the County to bus these children to Beardsley if the zone lines were changed. This conclusion is questionable since the Local Sales Tax Agreement is easily interpreted as limiting the County’s ob ligation to bus to those schools nearest the eligible child’s residence, (Cedar Grove School is 1.9 miles from Bearden Junior High and 4.9 miles from Beards ley. Pond Gap is 1.4 miles from Bearden Junior High and 2.5 miles from Beards ley.) In addition, Dr. Stolee apparently over looked the need to bus children living in the Perkins Elementary zone to Beards ley. The Cansler Elementary zone, con taining Beardsley, is separated from the Perkins zone by an interstate highway and railway interchange. For reasons of safety, these children must be bussed to Beardsley should they be assigned there. The County has no obligation to provide this bussing under the Local Sales Tax Agreement. road routes from Inskip to the rest of the proposed zone.) Inskip children would have to travel at least a mile through oth- Because they were annexed from the County, Spring Hill and Alice Bell schools house grades 1-8 and do not feed into a junior high school. Since these schools zones have no black residents, at the junior high level these schools would be 100% white under the Stolee plan. Since these schools will not meet Dr. Stoiee’s definition of desegregated schools, his testimony that his plan would effectively desegregate the Knoxville schools is erro neous. At present both the South and the Young High School plants house grades 7-12. Dr. Stolee would convert these schools to 9-12 senior high schools and send South Knoxville 7th and 8th graders to Vine Junior High. This change would compel the bussing of 1400 children across the Henley Street Bridge, on the most congested traffic artery in Knoxville (Chapman Highway) and through the crowded central business district a t peak traffic hours. This would require twenty-four 60-passenger bus loads twice each day. In addition, fourteen CO-pas- senger bus loads of elementary children would have to take the same routes at about the same times twice each day. If Dr. Stoiee’s assumption that 25% of these children will obtain their own transporta tion is correct, the traffic problem will only be compounded. Some of these chil dren can expect to spend over two hours each day commuting. The other junior high schools with non contiguous zones are Gresham and Bearden. Some 300 youngsters would have to be moved from Fair Garden 8.8 miles to Gresham in extreme North Knox ville (Fountain City). Some 160 would have to be moved from Maynard 6 miles west to Bearden Junior High. Doctor Stolee testified that his pro posed Tyson Junior High School zone would not require transportation. Moses Elementary School, which is zoned to Tyson in the Stolee plan, is 1.8 miles from Tyson. Children from the Moses zone er zones before they could reach the Whit tle Springs-Christenberry zone. 20a Opinion of the District Court must cross under the interstate highway at one of its most heavily used exits which provides direct access to the Uni versity of Tennessee. These distance and safety factors make bussing from Moses to Tyson highly advisable if not necessary under the Stolee plan. There are similar needs for limited bussing in the Rule Junior High and the Park Junior High zones proposed by Dr. Stolee because they encompass residental areas that are ac cessible only by dangerous routes. On the senior high school level, the Stolee plan has three non-eontiguous zones: Bearden draws from Maynard (10 miles), Central draws from Fair Garden (10 miles), and Fulton draws from East- port (3.2 miles). He stated, in effect, that 562 senior high students would have to attend school outside their neighbor hood zone. The Stolee plan’s proposed zone lines for West High eliminate portions of the present West zone that are receiving transportation from the County under the Local Sales Tax Agreement. Further, the proposed West zone encompasses the present Cansler and Moses Elementary zones. The latter schools are 5.4 miles and 4.6 miles, respectively, from West. Dr. Stolee’s testimony that no additional transportation would be required in the West zone is clearly incorrect. After careful study of the Stolee plan, we are convinced that Dr. Stolee grossly understated the actual amount of bussing and the distances involved in his plan. The many serious oversights in his plan and his failure to utilize the pupil locator data prevent his plan from serving as a workable alternative to the Board’s plan. It is evident that Dr. Stolee did not de vote the time to his plan necessary to do a professional job. This failure combined with his manifest interest in this type of case seriously undermines his credibility as an expert witness. If implemented his plan would disrupt the Knoxville School system and the lives of parents and children in many households. In addition to the patent weaknesses in the Stolee plan, Dr. Bedell pointed out some of the shortcomings of the plan. A number of these are significant. They are as follows: (1) The plan discriminates against black high school students without pri vate transportation who are bussed out of their neighborhoods and who want to par ticipate in after-school extra-curricular activities such as athletics. (2) The plan did not consider plant capacity. It would require one hundred additional classrooms at some schools while underloading others. (3) Implementation of the plan would require legal arrangements between the City Board of Education, the County Board of Education, the City Council, the County Court and the State Department of Education. Negotiation of these ar rangements could take many months. (4) By removing the ninth grade from certain junior high schools, the plan de prives these schools of state funds for guidance counselors. . Faculty and Principal Assignments Faculty employment is based on the applicant’s qualifications and the sys tem’s need for special skills. There is no position in the system for which race is a consideration. A large number of black teachers have been hired over the past few years. However, there is a shortage of black elementary school teachers. The Board’s resolution of July 26, 1971, to assign teachers to achieve a racial balance in each school consistent with the ratio for the system as a whole was ac complished by transferring some 180 teachers. On the elementary level this was accomplished by lottery. Subject area certification of teachers prevented assignment by lot on the senior high level. These assignments were made by Dr. Bedell’s office. Shop instructors, athletic instructors and band directors were sheltered because their skills are in short supply and their programs for the 1971-72 school year were already under way. Consequently, at the senior high level only academic instructors were con sidered for reassignment. Some exper ienced English teachers at Austin-East 21a Opinion of the District Court were sheltered because otherwise that school would have no English teacher with more than two years' experience. Beardsley is the only school in the sys tem without a study hall. This requires a unique teaching assignment at that school that, in turn, prevented achieve ment of the desired racial ratio at that school. Vine gets a large number of wel fare pupils from low income housing projects in its zone. Some of its teachers were sheltered because of their skill in student control. For these reasons, the desired faculty ratio has not been achieved at some schools. Dr. Bedell’s office is continu ously trying to correct these imbalances as rapidly as possible without damaging the continuity of the departmental pro gram in any school. Some improvement has been made since the chart was made. Dr. Bedell testified that the faculties of each school in the system, except three, are within two faculty members of having a racial balance identical to the overall faculty composition for the entire school system. The defendant’s principal hiring prac tice is to promote from within. All facul ty and principals receive the superin tendent’s newsletter where all vacancies are advertised. Those interested in a specific vacancy must apply for the posi tion. Under a private tenure act, a princi pal’s salary is tied to the size of the school he supervises. If there are no vacancies at schools with the same classification, he may be locked into a particular school. When a principal is transferred to a school at a lower classification, the act requires that his salary be maintained at the higher level. This situation has obvious inequities. Austin-East had a white principal until last year when he requested a transfer. Since only blacks applied for that va cancy, it is now held by a black. No black applied for the recent vacancy at Holston. Until it was closed, Bell House school had a predominately white student body and a black principal. Fair Garden has a white principal and a predominately black stu dent body. Blacks have refused offers of principalships at predominately white schools. In the opinion of the Court the faculty of each school in the system is effectively desegregated. Transfer Policy Lewis Howard, a Knoxville attorney and member of the defendant Board of Education, testified that the transfer policy is a problem throughout the system because of frequent unhappiness with in dividual school situations unrelated to race. Dr. Fred Bedell, Assistant Super intendent in Charge of Personnel and Development, testified that one of the past abuses of the transfer system has been its use as a disciplinary threat. He said that majority-to-minority racial transfers are now a matter of right. The Board is encouraging them and will pro vide bus fare to these transferees. No child is excluded from any school for reasons of race. Defendant has made its transfer records available to the plaintiffs. Dr. Bedell gave a group of parents permission to inspect the transfer records. They informed counsel for plaintiffs that al though they had conducted only a partial check, they had found thirty-four non- vocational transfers from Austin-East for this school year. Dr. Bedell’s staff verified thirty-one of these transfers. Because the present transfer policy was adopted in July, 1971, it is possible that these transfers for the 1971-72 year were approved before that date. Apart from this partial check by third parties, plaintiffs made no effort to introduce any competent evidence relating to the Board’s transfer policy. There is no credible evidence that the Board’s trans fer policy is being used to promote segre gation. The Board introduced copies for the transfer requests from Austin-East for the past three school years. Dr. Stolee testified that these requests demon strated that the transfer system had been used to promote segregation. These re quests do not indicate the applicant’s race, and the bulk of them are checked 22a Opinion of the District Court "disapproved.” It is not understood how Dr. Stolee could reach his conclusion from this exhibit. Extra-Curricular Activities The extra-curricular activities in the City schools are widely varied but chiefly are athletic or musical. Participation is on the basis of interest and ability. There are no racial restrictions in extra curricular activities. There is athletic competition between predominately black schools and predominately white schools. Obtaining minority race cheerleaders at mixed schools has been a matter of re cent concern. Last spring the Board took action to assure minority representation. The Building Program Of classrooms with no specific program assignments, there are forty-eight va cant regular classrooms. These occur in South Knoxville and the inner city. They are in buildings built in former popula tion centers of the City that have experi enced a steady out-migration to the suburbs. These areas do not have the population density they once had. En largement of these zones will not help be cause it merely reduces the size of the adjacent zone, thereby passing the va cancy problem to the next school. This is the reason many special programs are located in inner city schools. There are two alternative solutions to the problem. Some inner city schools can be abandoned and new ones built at more appropriate locations. This would require voter ap proval of a bond issue. Or, the City could establish a transportation system to haul children in from the overcrowded sub urban schools. The City does not have funds to establish such a system. Under the terms of the Local Sales Tax Agree ment, County transportation in the an nexed areas is not available for bussing children to the inner city schools. The new Central High was completed and opened at the beginning of this school year. It is located one-half mile east of the old Central High. The new building was necessitated by the condition of the old plant. It is in an annexed suburb and cost $5,000,000.00. The old Central plant is now Gresham Junior High. The new Bearden High was built to re place the old plant which had many port able classrooms. It is in an under-devel oped, rapidly growing area that needed and still needs additional classroom space. It also serves some 400 County students. The old Bearden plant has been filled with some 1000 junior high pupils. The elementary schools in the area, Rocky Hill and West Hills, are overcrowded and use portable classrooms. The new Bearden High plant made possible the creation of a separate junior high at the old plant. They are in the annexed suburbs. Northwest Junior High School was con structed to relieve the pressure on its feeder elementary schools which had con tinued to serve grades 1 through 8 since their annexation from the County. It serves annexed suburbs. The new Sarah Moore Green School, now under construction, is intended to replace Robert Huff and relieve the pres sure on Fair Garden and Eastport. Robert Huff is now at capacity. East- port and Fair Garden are overcrowded. The reasons the Green School is not used to relieve this overcrowding are that spe cial programs decrease the space actually available there, and Green’s inaccessibil ity creates problems. * Mr. Lewis Howard testified that the Board has considered site selection as a means of desegregation. Their policy is to build schools where the children live in order to avoid constructing a “white elephant.” Areas where few children live are threatened with changes rendering them unsuitable for schools and which may compel abandonment of school facil ities. Schools in areas that are losing population can be fully utilized only if children are transported to them from other areas. The Board does not have a transportation system nor does it have funds to acquire one. He further testified that existing school facilities are located between re cently constructed suburban schools and the interior schools where black children 23a Opinion of the District Court live. The latter are not operating at capacity; adjacent schools are at capac ity ; and the peripheral suburban schools are overcrowded. Under these circum stances, the Board feels a priority obliga tion to build schools in the suburbs to relieve overcrowding there. Until all children have adequate classroom space, site selection cannot be used effectively to increase integration. The Board has not used school site selection or school abandonment to pro mote or perpetuate segregation. Bussing Investigation disclosed that creation of a racial balance in each school approx imating the ratio for the system as a whole would require bussing 8,000 to 10,- 000 children in eighty buses. If the pick-up points were the childrens’ homes the annual cost will exceed $500,000.00. If the pick-up points are neighborhood schools the annual cost will exceed $300,- 000.00. The Board does not own any buses or any bus maintenance facilities. The City school system is facing a se rious financial crises. It has recently experienced large deficits in its operating budget and realistically anticipates an other large deficit this fiscal year. The system has exhausted available revenue sources and stands to lose additional state and county funds because of continuing enrollment decline. Board Member Lewis Howard testified that the Board is not able to provide a proper instructional program with current budgetary limita tions. Since 90% of the Board’s budget is consumed as salary costs, the creation of any new programs or projects with out independent funding would neces sarily reduce the faculty size and further reduce the quality of education offered the children. Swann Distinguished This case has been remanded for re consideration in light of Swann and its 12. Prior to the District Court’s bussing order, Charlotte bussed 23,600 pupils at all grade levels daily an average of 15 companion cases. An examination of the Swann opinion reveals several important factual differences from our case. Goss was commenced in 1959 and Knox ville began to desegregate in 1960-61. Prior to that time Knoxville used a neigh borhood pupil assignment system and has, with Court approval, continued to do so. Knoxville does not have a pupil trans portation system. Knoxville permits only vocational and majority-to-minority ra cial transfers. In contrast, Swann was not commenced until 1965. Prior to that time, Charlotte had a large pupil trans portation system 12 and did not purport to assign pupils on the basis of geograph ically drawn zones. Charlotte’s 1965 de segregation plan instituted geographical pupil assignment for the first time and at the same time allowed almost unlimited transfer privileges. Cf. Monroe v. Board of Commissioners, 391 U.S. 450, 88 S.Ct, 1700, 20 L.Ed.2d 733 (1968). In 1967, we held that Knoxville had been operating a unitary system since 1964-65. That decision was affirmed by the Court of Appeals in 1969. In 1970, we held that Knoxville had main tained a unitary system within the mean ing of Alexander since 1967. In contrast, all parties in Swann agreed that in 1969 the Charlotte-Meckienburg system fell short of achieving the unitary system required by prior cases. In 1969, Char lotte had segregated athletic competition, a segregated school transportation sys tem and a racially segregated faculty. Knoxville has none of these character istics. Conclusions of Law [1] The great preponderance of the evidence shows, and the Court finds, that defendant has continued to comply with the constitutional guidelines previously approved by this Court, the Court of Ap peals, and the United States Supreme Court. The entire thrust of plaintiffs’ evidence and argument is to the effect that the Constitution requires defendant miles one way for an average trip of over an hour. 402 U.S., at 30, 91 S.Ct. 1267, 28 I,.Ed.2d 554. 24a Opinion of the District Court to create and maintain a nearly identical racial balance in each of its schools ir respective of residential patterns. Thus, the case having been remanded for re consideration in light of Swann, the critical question is whether Swann re quires such racial mixtures. The opinion in Swann contains a state ment that is clearly responsive to that question: “ . . . If we were to read the holding of the District Court to re quire, as a matter of substantive con stitutional right, any particular degree of racial balance or mixing, that ap proach would be disapproved and we would be obliged to reverse. The con stitutional command to desegregate schools does not mean that every school in every community must always reflect the racial composition of the school system as a whole.” (Emphasis added) 402 U.S., at 24, 91 S.Ct. at 1280. Although that statement refutes plain tiffs’ argument, it does not disclose the standard defendant must meet. That standard is expressed at other points in the opinion: "Our objective in dealing with the issues presented by these cases is to see that school authorities exclude no pupil of a racial minority from any school, directly or indirectly, on account of race; it does not and cannot em brace all the problems of racial prej udice, even when those problems con tribute to disproportionate racial concentrations in some schools.” (Em phasis added) 402 U.S., at 23, 91 S.Ct. at 1279. The Knoxville School Board has not ex cluded any pupil from any school, directly or indirectly, on account of race. Knox ville’s residential segregation has con tributed “to disproportionate racial con centrations in some schools,” but this is not the fault of the School Board. We do not interpret Swann as invali dating the neighborhood pupil assign ment system. "At some point, these school author ities and others like them should have achieved full compliance with this Court’s decision in Brown I. The sys tems will then be ‘unitary’ in the sense required by our decisions in Green and Alexander.” 402 U.S., at 31, 91 S.Ct. at 1283. Earlier the opinion refers to Green as holding: “The objective today remains to eliminate from the public schools all vestiges of state-imposed segregation. Segregation was the evil struck down by Brown I as contrary to the equal protection guarantees of the Constitu tion. That was the violation sought to be corrected by the remedial measures of Brown II. That was the basis for the holding in Green that school au thorities are ‘clearly charged with the affirmative duty to take whatever steps might be necessary to convert to a uni tary system in which racial discrimi nation would be eliminated root and branch.’ 391 U.S., at 437-438, [88 S.Ct, 1689, at 1694, 20 L.Ed.2d 716.]” 402 U.S., a t 15, 91 S.Ct. at 1275. It should be recalled that in Green there were two separate systems in operation despite residential integration. [2] The Alexander definition of a “unitary system” is best identified by Chief Justice Burger’s statement in his concurring opinion in Northcross v. Board of Education, 397 U.S. 232, 236- 237, 90 S.Ct. 891, 893, 25 L.Ed.2d 246 (1970); "The suggestion that the Court has not defined a unitary school system is not supportable. In Alexander . . . we stated, albeit perhaps too crypti cally, that a unitary system was one ‘within which no person is to be ef fectively excluded from any school be cause of race or color.’ ” Another indication of the constitutional standard appears earlier in the opinion. “The constant theme and thrust of every holding from Brown I to date is that state-enforced separation of races in public schools is discrimination that violate [d] the Equal Protection Clause. The remedy commanded was to dis mantle dual school systems.” 402 U.S., at 22, 91 S.Ct. at 1279. Opinion of the District Court 25a As indicated by these quotations, the standard to be achieved by school author ities is the destruction of a system which treats children differently solely on the basis of race. [3] No child is excluded from any school in the Knoxville school system be cause of his race or color. Thus, the Knoxville system is a unitary system within the meaning of Alexander. As Knoxville school children are assigned to schools on the basis of their residence and without regard for their race, the system is not a dual system as was de fined in Green. Disproportionate racial mixtures in some of the Knoxville schools are the result of residential patterns. Swann is clear that the school author ities are not expected to prevent different treatment of the races outside the schools. 402 U.S., at 22-23, 91 S.Ct. 1267, 28 L. Ed.2d 554. The racial composition of the Knoxville schools is not the result of present or past discriminatory action upon the part of the School Board. Knox ville is in compliance with Swann. Ac cordingly, Knoxville is operating a uni tary school system consistent with con stitutional requirements. MEILEN PRESS IN C — N. Y. C. «<gjg^. 219