Le Clair v. O'Neil Jurisdictional Statement
Public Court Documents
October 6, 1969
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Brief Collection, LDF Court Filings. Le Clair v. O'Neil Jurisdictional Statement, 1969. 3ebe4fc2-ba9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/486268c0-102a-40b2-8588-0ff022b8649f/le-clair-v-oneil-jurisdictional-statement. Accessed November 08, 2025.
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In the
0n;trrmr Court of tljr IHuitrii ^tatru
October T erm , 1909
no. )s,r
ANN MARIE LE CLAIR, MARY LINDA LUSK, RUTH VAD-
NEY, JILL WATTS, WILLIAM PASTREICH, NATIONAL
W ELFARE RIGHTS ORGANIZATION, MASSACHUSETTS
WELFARE RIGHTS ORGANIZATION, WORCESTER W EL
FARE RIGHTS ORGANIZATION, individually and on behalf of
other persons simiarly situated,
APPELLANTS,
V.
GEORGE D. O ’NEIL, Chief of Police of the City of Worcester,
WILLIAM T, BUCKLEY, District Attorney for the City of
Worcester, ROBERT H. QUINN, Attorney General of the Com
monwealth of Massachusetts, JOHN P. GUILFOIL, Director of
the Worcester Welfare Service Office, ROBERT OTT, Commis
sioner of Welfare for the Commonwealth of Massachusetts, in
dividually and in their official capacities,
APPELLEES.
ON APPEAL. PROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
JURISDICTIONAL STATEMENT
M elvyn Z aer
A llan G. R odgers
L awrence K otin
B arbara S chwartzbaum
80 Boylston Street
Boston, Massachusetts 02116
Of counsel: A ttorueys for Appellants
A nthony G. A msterdam
Stephen B ardige
A ndrew L. P hilip
Blanchard Press, Inc., Boston, Mass. — Law Printers
INDEX
Opinion Below ...............................................................
Jurisdiction ..................................................................... ^
Statute Involved ..............................................................
Question Presented ........................................................ •’
Statement of the Case .................................................... •“
The Federal Question Presented is Substantial
The Decision Below Seriously Undermines the Power
and Responsibility of the Federal Courts to Protect
Citizens From the Repressive Effects of Vague and
Overbroad State Laws Trenching Upon First and
Fourteenth Amendment Rights ................................ 8
Conclusion .......................................................................
Appendix
Opinion of the United States District Court for the
District of Massachusetts ......................................... '"i
Judgment of the United States District Court for the
District of Massachusetts ........................................... 10a
T able of Cases
Page
Ashton v. Kentucky, 384 U.S. 195 (1966) .................. 10
Baggett v. Bullitt, 377 U.S. 360 (1964) ................... 13, 21
Baker v. Bindner, 274 F. Supp. 658 (W.D. Ky. 1967) 24
Brown v. Louisiana, 383 U.S. 131 (1966) .................... 23
Cameron v. Johnson, 390 U.S. 611 (1968) ............... 2,18
Cantwell v. Connecticut, 310 U.S. 296 (1941) . . . . 9,11,16
Carmichael v. Allen, 267 F. Supp. 985 (N.D. Ga. 1966) 24
Commonwealth v. Oaks, 113 Mass. 8 (1873) ............. 8
Cox v. Louisiana, 379 U.S. 536 (1965) ............... 9,10,11
Dombrowski v. Pfister, 380 U.S. 479 (1965) . . . 13,15, 23
11 Index
Edwards v. South Carolina-, 372 U.S. 229 (1963) . . . 9,
10, 11, 16
Garner v. Louisiana, 368 U.S. 157 (1961) .................. 17
Golden v. Zwichler, 394 U.S. 103 (1969) .................... 22
Gregory v. Chicago, 394 U.S. I l l (1969) .................... 13
Guyot v. Pierce, 372 F.2d 658 (5th Cir. 1967) ........... 24
Hurley v. Hinckley, 304 F. Supp. 704 (D. Mass. 1969),
aff’d sub nom. Doyle v. O’Brien,------U .S.-------, Jan
uary 12, 1970 --------------------------------------------- 6,16, 25
Keyishian v. Board of Regents, 385 U.S. 589 (1967) . 19
Landry v. Daley, 280 F. Supp. 968 (N.D. 111. 1968) 8, 24
Maryland Casualty Co. v. Pacific Coal and Oil Co., 312
U.S. 270 (1941) .......................................................... 22
NAACP v. Alabama, 377 U.S. 288 (1964) ................... 10
NAACP v. Button, 371 U.S. 415 (1963) . . 12,16, 20, 21
National Student Association v. Hershey, 412 F.2d
1103 (D.C. Cir. 1969) ................................................. 20
Soglin v. Kauffman, 418 F.2d 163 (7th Cir. 1969) ....... 24
Terminiello v. Chicago, 337 U.S. 1 (1949) 9,11
Thornhill v. Alabama, 310 U.S. 88 (1940) ................. 13
Zwichler v. Koota, 389 U.S. 241 (1967) ....... 2, 21, 23, 24
Zwichler v. Boll, 391 U.S. 353 (1968) ........................ 12
Statutes
P age
28 U.S.C. §1253 ............................................................... 2
28 U.S.C. §1343(3) ......................................................... 2,6
28 U.S.C. §2201 ............................................................... 6
28 U.S.C. §2281 ............................................................... 2, 6
42 U.S.C. §1983 ............................................................... 2,6
Mass. G. L. c. 266, §120.............................................. 6,18
Mass. G. L. e. 272, §53 ........................................... passim
Index m
Other Authorisation
P age
Note, Declaratory Relief in the Criminal Law, 80 Harv.
L. Rev. 1490 (1967) ................................................... 22
Note, The First Amendment Overbreadth Doctrine, 83
Harv. L. Rev. 844 (1970) 12, 13, 15, 22
President’s Commission on Law Enforcement and the
Administration of Justice, Task Force Report, The
Courts (1967) ........................................................ 13,14
Jn
(Unitrt of tit? litnit?b ^tat?o
October T erm , 1969
No.
ANN MARIE LE CLAIR, MARY LINDA LUSK, RUTH
VADNEY, JILL WATTS, WILLIAM PASTREICH,
NATIONAL WELFARE RIGHTS ORGANIZATION,
MASSACHUSETTS WELFARE RIGHTS ORGANIZA
TION,WORCESTER WELFARE RIGHTS ORGANIZA
TION, individually and on behalf of other persons similarly
situated,
APPELLANTS,
V.
GEORGE D. O’NEIL, Chief of Police of the City of
Worcester, WILLIAM T. BUCKLEY, District Attorney
for the City of Worcester, ROBERT H. QUINN, Attorney
General of the Commonwealth of Massachusetts, JOHN
P. GUILFOIL, Director of the Worcester Welfare Service
Office, ROBERT OTT, Commissioner of Welfare for the
Commonwealth of Massachusetts, individually and in their
official capacities,
APPELLEES.
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
JURISDICTIONAL STATEMENT
Opinion Below
The opinion of the court below is as yet unreported
and is set forth in the Appendix, p. la, infra..
2
Jurisdiction
Jurisdiction of this Court is invoked pursuant to 28
U.S.C. §1253 to review the district court’s denial of in
junctive and declaratory relief and dismissal of appellants’
complaint. The district court was composed of three
judges, as required by 28 U.S.C. §2281, to hear appellants’
prayers for interlocutory and permanent injunctions re
straining enforcement of a portion of a Massachusetts
statute, Mass. 6.L. c. 272, §53, on grounds of its federal
unconstitutionality. Original jurisdiction of the suit,
authorized by 42 U.S.C. §1983, was conferred on the dis
trict court by 28 U.S.C. §1343 (3).
The judgment of the court below was entered December
31, 1969 and is set forth in the Appendix, p. 10a, infra.
Timely notice of appeal to this Court was filed January
26, 1970.
Cases supporting this Court’s jurisdiction are Zmckler
v. Koota, 389 U.S. 241 (1967) ; and Cameron v. Johnson,
390 U.S. 611 (1968).
Statute Involved
This case involves the federal constitutionality of so
much of Mass. G.L. e. 272, §53, as proscribes “ disturbers
of the peace.”
§53 provides:
Stubborn children, runaways, common night walkers,
both male and female, common railers and brawlers,
persons who with offensive and disorderly act or
language accost or annoy persons of the opposite
sex, lewd, wanton and lascivious persons in speech
or behavior, idle and disorderly persons, prostitutes,
disturbers of the peace, keepers of noisy and disorder
ly houses and persons guilty of indecent exposure
may be punished by imprisonment in a jail or house
3
of correction for not more than six months, or by a
fine of not more than two hundred dollars, or by both
such fine and imprisonment.
Question Presented
Does the decision below, barring federal plaintiffs
threatened with repeated arrest and prosecution under a
hopelessly vague and overbroad state penal statute from
seeking a declaratory judgment concerning its federal
constitutionality, wTrongly abnegate the federal judicial
power, enforced by controlling decisions of this Court, to
protect First Amendment freedoms from such statutes'!
Statement of the Case
This is an appeal from an order of the United States
District Court for the District of Massachusetts dismissing
appellants’ complaint seeking 1) declaratory relief invali
dating so much of Mass. G.L. c. 272, §53 as proscribes “ dis
turbers of the peace” and 2) injunctive relief against its
further enforcement against appellants and others simi
larly situated.
There are two classes of appellants. The first consists
of individuals who stand charged under the challenged
penal provision.1 The second consists of welfare rights
organizations2 to which the individual appellants belong
1 Appellant LeClair is chairman of the Worcester Welfare Rights
Organization (WWRO) and a recipient of Aid to Families with
Dependent Children (AFDC). Appellants Vadney, Lusk and
Watts are members of the WWRO, and Appellant Pastreich is an
organizer for the parent organization, National Welfare Rights
Organization.
2 National Welfare Rights Organization (NWRO) is a nation
wide voluntary association composed of individual members of
local affiliated welfare rights organizations, whose members are
primarily women receiving AFDC. The goals of NWRO include
adequate income for all Americans, dignity, justice and democracy.
4
and which represent the interests of “ needy mothers of
dependent children living in Worcester [Massachusetts]
who are . . . deterred by fear of arrest and prosecution
[under the challenged penal provision] from participating
in organizational and other First Amendment activities in
the Worcester Welfare Service Office, either as members
or prospective members of the [Worcester Welfare Rights
Organization] or the other plaintiff organizations, or as
nonmembers who seek information and assistance pro
vided by plaintiffs’ activities” (Complaint, If IV).
The following statement of facts was agreed to by coun
sel for appellants and the Attorney General of Massachu
setts, and accepted by the court below.
On July 3, 1969, at approximately 10:30 a.m., the five
To achieve these goals, NWRO distributes information as to the
entitlements and rights of recipients of public assistance, provides
technical assistance to help organize local welfare rights organiza
tions, and serves as a center for cooperation and coordination of
the activities of local welfare rights organizations.
Appellant Massachusetts Welfare Rights Organization (MWRO)
is a branch of NWRO and a voluntary association of more than
2,000 individuals in 23 local organizations throughout the Com
monwealth of Massachusetts. Its members are primarily, but not
solely, women with minor children receiving AFDC. The chief
concerns of the organization are to organize recipients into local
welfare rights organizations in order to obtain for each minor
child the fullest and most equitable aid to which he is entitled, to
publicize and remove the inequities and indignities in the present
administration of the welfare law, and to inform recipients of
public assistance of their rights and entitlements under present
welfare law.
Appellant Worcester Welfare Rights Organization (WWRO)
is a branch of NWRO and MWRO and a charitable corporation of
recipients of public assistance in the City of Worcester, Massa
chusetts. Its members are primarily women with minor children
receiving AFDC. Its primary concern is to establish and maintain
a local welfare rights organization so that recipients in Worcester
can obtain for each minor child the fullest and most equitable aid
to which he is entitled, to publicize and remove the inequities and
indignities in the present administration of the welfare law in
Worcester, and to inform recipients in Worcester of their full
rights and entitlements under law.
5
individual appellants, together with two other persons
not named in this action, entered the waiting room of the
Worcester Welfare Service Office, located at 9 Norwich
Street in Worcester. The waiting room is a large
“ L ’ ’-shaped room which has several chairs placed around
its perimeter and is separated from the actual offices and
work area of the Welfare Department by a wall. These
seven persons set up a folding card table near this wall,
between the door to the inner offices and the receptionist’s
window, in no one’s way.3 Some of them arranged piles of
literature4 on the table and distributed it to those welfare
recipients routinely entering the waiting room who came
up to the table and requested information. Others affixed
small signs to the walls of the waiting room, and one
displayed a flag bearing the insignia of the Welfare Rights
Organization. During the time these seven persons were
in the waiting room, only eight to ten welfare recipients
entered, and no more than three or four were present at
any one time.
After approximately fifteen minutes, an employee of the
Welfare Department entered the waiting room from the
rear office and asked them to remove the table. When
appellants maintained that they needed the table to dis
tribute their literature, this employee indicated that they
would be arrested if they did not comply with his request.
Shortly thereafter, two uniformed officers arrived and re
newed the employee’s request. When the table was not
removed, appellants were placed under arrest. They went
3 No employees of the Welfare Department work in the waiting
room.
4 This literature consisted of copies of the “ Massachusetts Wel
fare Rights Handbook” , a manual which employs a simple text,
cartoons, and sample request forms explaining' welfare benefits;
household supply request forms; and copies of “ Now — Goals of
the Welfare Rights Organization” .
6
with the officers quietly and without incident, at about
11:30 a.m.
As the court below found, the arrest and prosecution
of these appellants was predicated solely upon their in
sistence on quietly maintaining the folding card table in
a nonobstructive place in the waiting room to facilitate their
distribution of welfare rights literature (Appendix pp. 3a-
4a, infra). Nevertheless, in addition to the charge of tres
pass lodged against the individual appellants pursuant to
Mass. G. L. c. 266, §120,5 they were additionally charged
with being “ disturbers of the peace” under Mass. G.L. c.
272, §53.
On July 14, 1969, appellants filed their complaint in the
court below, pursuant to 42 U.S.C. §1983 and 28 U.S.C.
§§1343 (3), 2201 and 2281, seeking a declaratory judgment
invalidating the “ disturbers of the peace” law and pre
liminary and permanent injunctions restraining appellees’
enforcement of it against the individual appellants and
against other members and prospective members of the
appellant organizations. Appellants claimed that the “ dis
turbers of the peace” law was vague and overbroad. The
vagueness claim — that the law “ does not give sufficient
notice as to the limits of permissible behavior” -— was
stated in the following terms (Complaint, If VI A) :
The statute is unclear as to the scope of the limitations
which it imposes on plaintiffs’ ability to carry on or
ganizational and other First Amendment activities
and to petition government officials within a waiting
room of a public office, and this vagueness has a chill
ing effect on plaintiffs’ exercise of their First Amend
ment rights. The statute has not been clarified by any
5 This trespass law had only recently been sustained against fed
eral constitutional attack by another three judge panel of the dis
trict court. Hurley v. Hinckley, 304 F. Supp. 704 (D. Mass. 1.969),
aff’d sub nom. Doyle v. O’Brien, -------U .S .------- , January 12, 1970.
7
decision of the Massachusetts courts, nor is there any
readily apparent construction which suggests itself as
a vehicle for rehabilitating the vague language of the
statute in a single prosecution.
The overbreadth claim was stated principally in terms
of the repressive effect of the law on persons not yet ar
rested or prosecuted under it. These persons — whether
members of the appellant organizations who are deterred
by the law from engaging in associational or educational
activities or nonmembers who are deterred “ from joining
by the inhibition of [the individual appellants’ ] rights and
are . . . denied access to information which WWRO has
sought to make available to them” (Complaint, If VI B)
— are in a peculiary vulnerable position as respects the
law’s overbroad sweep.6
Appellees moved to dismiss, challenging, inter alia, the
standing of the appellant organizations to seek injunctive
relief restraining the pending prosecutions against the in
dividual appellants. No challenge was raised to the stand
ing of any of the appellants to seek declaratory relief in
validating the penal provision or to seek injunctive relief
restraining its future enforcement. Nevertheless, the court
below, ex mero motu, held that neither the individual ap
pellants nor the organizational appellants had standing to
seek that relief. It reached that result by holding: 1) That
the individual appellants had no standing to seek any
relief whatever because of the nature of their conduct; and
2) for reasons not clear from its opinion, that “ no valid
distinction relating to standing may, in our view, be drawn
between the various [appellants] ” (Appendix, p. 2a, infra).
Accordingly, it dismissed the complaint.
6 An amended complaint, filed August 2, 1969, challenged the
law enforcement officers’ good faith in adding on this second
charge to what was no more than a simple trespass case.
8
Believing that this novel restriction on access to the
federal courts unjustifiably impedes the protection due
freedoms of association and expression and conflicts with
controlling decisions of this Court, appellants prosecute
the instant appeal.
The Federal Question Presented is Substantial
The Decision Below Seriously Undermines the Power
and Responsibility of the Federal Courts to Protect Citi
zens From the Repressive Effects of Vague and Overbroad
State Laws Trenching Upon First and Fourteenth Amend
ment Rights.
Appellants begin with the statute which the decision
below insulates from federal constitutional scrutiny. The
portion of Mass. G. L. c. 272, §53 proscribing “ disturbers
of the peace” is an obviously vague and overbroad penal
law burdening freedom of expression.
The statute as a whole — “ a charming grabbag of crimi
nal prohibitions” 7 — was amended in 1943 to introduce
the challenged provision.8 Since then, the provision has
received no appellate interpretation. Nor had its common-
law antecedents received any very illuminating treatment
by the Massachusetts courts. No case in this century has
been found which sets forth the elements of the crime.
The leading case, now nearly a century old, appears to
be Commonwealth v. Oaks, 113 Mass. 8 (1873). There, the
defendant was convicted of being a “ disturber of the
peace” for shouting in the street. The Supreme Judicial
Court of Massachusetts affirmed his conviction, giving the
crime the following authoritative interpretation: a “ dis
7 Landry v. Daley, 280 F. Supp. 968, 969 (N.D. Til. 1968). The
full text of the statute is set forth at pp. 2-3, supra.
8 St. 1943, e. 377.
9
turber of the peace” is one whose acts “ are of such nature
as tend to annoy all good citizens, and do in fact annoy
any one present and not favoring them” (113 Mass, at 9).
The challenged statutory provision, as thus authorita
tively construed, offends numerous decisions of this Court
safeguarding freedom of expression from laws such as
these, viz., laws “ sweeping in a great variety of conduct
under a general and indefinite characterization, and leav
ing to the executive and judicial branches too wide a dis
cretion in [their] . . . application.” Cantwell v. Connecti
cut, 310 U.S. 296, 308 (1941). See also Terminiello v. Chi
cago, 337 U.S. 1 (1949); Edwards v. South Carolina, 372
TJ.S. 229 (1963); Cox v. Louisiana, 379 U.S. 536 (1965).
In Terminiello, this Court reversed a conviction for dis
orderly conduct, obtained after the trial judge’s charge had
permitted the jury to convict Terminiello “ if his speech
stirred people to anger, invited public dispute or brought
about a condition of unrest” (337 U.S. at 5). This Court
held that “ a conviction resting upon any of those grounds
may not stand” (337) U.S. at 5), stating:
[A] function of free speech under our system of
government is to invite dispute. It may indeed best
serve its high purpose when it induces a condition of
unrest, creates dissatisfaction with conditions as they
are, or even stirs people to anger. Speech is often
provocative and challenging. It may strike at preju
dices and preconceptions and have profound unset
tling effects as it presses for acceptance of an idea
(337 U.S. at 4).
Terminiello was followed in Edwards v. South Carolina.,
supra, in which this Court reversed the breach of the peace
convictions of about 200 demonstrators who had marched
to the state Capitol in Columbia, South Carolina to petition
10
for redress of racially discriminatory practices. The city
manager of Columbia described their conduct as “ bois
terous” , “ loud” , and “ flamboyant” , consisting of a “ re
ligious harangue” by one of their leaders and the loud
singing of patriotic and religious songs, accompanied by
the stamping of feet and the clapping of hands (372 U.S.
at 233). Their conduct, albeit noisy and some impediment
to traffic, was peaceful and non-violent. They were arrested
and convicted of common law breach of the peace, a crime
“ not susceptible of exact definition” (372 U.S. at 231).
This court reversed, holding that the common law crime
was too vague and indefinite to permit the punishment of
conduct so intimately related to the First Amendment free
doms of free speech, peaceable assembly and petition for
redress of grievances (372 U.S. at 237-38).
Edwards was followed in Cox v. Louisiana, supra, in
which this Court invalidated Louisiana’s breach of the
peace statute, construed as punishing any act tending “ to
agitate, to arouse from a state of repose, to molest, to in
terrupt, to hinder, to disquiet.” This Court held: “ [A]s in
Terminiello and Edwards, the conviction under this statute
must be reversed as the statute is unconstitutional in that
it sweeps within its broad scope activities that are constitu
tionally protected free speech and assembly” (379 U.S.
at 552).
Under these decisions, the “ disturbers of the peace”
law, making criminality turn on witnesses ’ annoyance, ‘ ‘ in
volves calculations as to the boiling point of a particular
person or a particular group” (Ashton v. Kentucky, 381
U.S. 195, 200 (1966)) and thus must be condemned for over-
breadth. Here as in NAACP v. Alabama, 377 U.S. 288, 307
(1961), in seeking “ to control or prevent activities consti
tutionally subject to state regulation” , the law employs
“ means which sweep unnecessarily broadly and thereby
invade the areas of protected freedoms” .
11
But the court below refused to invalidate this law, hold
ing that none of the appellants had standing to seek a de
claratory judgment invalidating it. There were essentially
three components of that decision :
1) The court below held that that the challenged pro
vision was “ general, and not specifically directed against
speech” as distinguished from statutes “ in terms. . .over-
broadly directed against speech,” (Appendix, pp. 7a-8a,
infra) ;
2) The court below held that the individual appellants
were guilty of “ hard-core conduct” and thus were de
barred from seeking federal declaratory or injunctive
relief; and
3) The court below held that the appellant organiza
tions had no greater claim than the individual appellants
to standing to seek federal declaratory or injunctive relief.
A. The court’s distinction between statutes “ in terms
. . .overbroadly directed against speech” and “ general”
statutes “ not specifically directed against speech” (Ap
pendix, pp. 7a.-8a, infra) cannot save the challenged provi
sion. Neither in Cantwell nor Terminiello nor Edwards nor
Cox was the penal provision “ in terms” directed against
freedom of expression. In Cox, for example, the statute
was generally phrased in terms of any act which produced
the proscribed result of arousing, molesting, disquieting,
etc. Nevertheless, it was struck down because of its sus
ceptibility to infringe First Amendment rights.
The distinction drawn below betrays a misunderstand
ing of the rationale of this Court’s overbreadth decisions.
These decisions do not depend upon the circumstances that
a statute is “ in terms” overbroadly directed against
speech. Rather, they are concerned with any statute whose
sphere of operation includes and overreaches constitution
ally protected speech, and which — through lack of the
12
“ narrow specificity” required of regulations that operate
in this area — is “ susceptible of sweeping and improper
application.” NAACP v. Button, 371 U.S. 415, 432-433
(1963). This rationale was stated with clarity in Button,
supra, 371 U.S. at 432-33:
[I]n appraising a statute’s inhibitory effect upon. . .
rights [of free expression], this Court has not hesi
tated to take into account possible applications of the
statute in other factual contexts besides that at bar
. . .The objectionable quality of vagueness and over
breadth does not depend upon absence of fair notice
to a criminally accused or upon unchannelled delega
tion of legislative powers, but upon the danger of
tolerating, in the area of First Amendment freedoms,
the existence of a penal statute susceptible of sweep
ing and improper application. . . .Because First
Amendment freedoms need breathing space to sur
vive, government may regulate in the area only with
narrow specificity.
To require that a statute be directed “ in terms” against
speech is to ignore the fact that many statutes which are
susceptible of sweeping and improper application trench
ing upon freedom of expression are so hopelessly vague —
like this one — that it is impossible to discern what, if any
thing, they are directed against.9
9 It is discernible that ‘ ‘ such statutes historically have been
used in reprisal against unpopular groups or persons who espouse
unpopular causes. Cf. Brown v. Louisiana, 383 U.S. 131; Cox v.
Louisiana, 379 U.S. 536; Taylor v. Louisiana, 370 U.S. 154; Gar
ner v. Louisiana, 368 U.S. 157.” Zwicker v. Boll, 391 U.S. 353, 354
(1968) (dissenting opinion of Mr. Justice Douglas).
See also Note. The First Amendment Overbreadth Doctrine, 83
Harv. L. Rev. 844, 861, n. 67 (1970) :
The distinction between “ by terms” and “ general” laws is
highly formalistic and rather elusive. How, for example,
13
The doctrines of vagueness and overbreadth are not un
related, for both respond to sweeping state regulations
that have the vice of leaving too much discretion in the
control of expression to the police, prosecutors and the
courts. The mere presence of such statutes on the books —
their “ existence” (NAACP v. Button, supra, 371 IT.S. at
433) — has a tendency to frighten off free expression by
requiring the citizen to steer far clear of the danger zone.
See, e. g., Thornhill v. Alabama, 310 U.S. 88, 97-98 (1940) ;
Baggett v. Bullitt, 377 U.S. 360, 378-79 (1964); Dombrow-
ski v. Pfister, 380 IT.S. 479, 494 (1965). Finally, such laws
raise a threat to the very principle of legality itself.
[UJnder our democratic system of government, law
making is not entrusted to the moment-to-moment
judgment of the policeman on his beat.......... To let a
policeman’s command become equivalent to a criminal
statute comes dangerously near making our govern
ment one of men rather than of laws. . .There are
ample ways to protect the domestic tranquility with
out subjecting First Amendment freedoms to such a
clumsy and unwieldy weapon (Gregory v. Chicago,
394 IT.S. I ll , 120-21 (1969) (concurring opinion of
Mr. Justice Black)).
The disadvantages to the community of tolerating these
laws on the books have long been recognized by legal schol
ars; only recently they were reiterated by the President’s
Commission on Law Enforcement and the Administration
of Justice in its Task Force Report, The Courts, pages
103-04 (1967);
should laws punishing improper solictitation of legal busi
ness be categorized? Cf. NAACP v. Button, 371 U.S. 415
(1963) (barratry law as construed held void for overbreadth).
14
Foremost among its disadvantages is that it consti
tutes an abandonment of the basic principle upon
which the whole system of criminal justice in a demo
cratic community rests, close control over exercise of
the authority delegated to officials to employ force and
coercion. This control is to be found in carefully de
fined laws and in judicial and administrative account
ability. The looseness of the laws constitutes a charter
of authority on the street whenever the police deem it
desirable. The practical costs of this departure from
principle are significant. One of its consequences is to
communicate to the people who tend to be the object
of these laws the idea that law enforcement is not a
regularized, authoritative procedure, but largely a
matter of arbitrary behavior by the authorities. The
application of these laws often tends to discriminate
against the poor and subcultural groups in the popu
lation. It is unjust to structure law enforcement in
such a way that poverty itself becomes a crime. And
it is costly for society when the law arouses the feel
ings associated with these laws in the ghetto, a sense
of persecution and helplessness before official power
and hostility to police and other authority that may
tend to generate the very conditions of criminality
society is seeking to extirpate.
B. The high social and legal cost that attends the ex
istence of these laws requires a more effective judicial
remedy than mere reversal of criminal convictions arising
15
under them: they must be expunged altogether.10 This
court has plainly recognized that point by relaxing tradi
tional rules of standing in cases where such laws are chal
lenged under the First Amendment. We must be quick to
concede with the court below that “ [t]he extent of accept
able relaxation has never been precisely defined” (Appen
dix, p. 7a, infra). Nevertheless, the Court has insisted that
standing doctrines be adapted to favor challenges to vague
and overbroad statutes that may jeopardize First Amend
ment freedoms.
We have consistently allowed attacks on overly broad
statutes with no requirement that the person making
the attack demonstrate that his own conduct could not
be regulated by a statute drawn with the requisite
narrow specificity . . . By permitting determination of
the invalidity of these statutes without regard to the
permissibility of some regulation on the facts of par
ticular cases, we have, in effect, avoided making vin
dication of freedom of expression await the outcome
of protracted litigation (Dombrowski v. Pfister, 380
U.8. 479, 486-87 (1965)).
10 See Note, The First Amendment Overbreadth Doctrine, 83
Harv. L. Rev. 844, 874-75 (1970) :
[W]hen analysis . . . is focused on the judicial process neces
sary to cure either statutory vagueness or statutory over
breadth, the two constitutional vices appear in practice to
merge. If a vague statute is not held bad on its face, it is re
mitted to a process of hammering out the limits of interven
tion under the impact of particular fact situations in the
expectation that over time a core of definite coverage will
take shape by accretion. But a prolonged and costly process
of bringing clarity to statutory commands, like the uncertain
process of case by case excision, holds preferred freedoms in
abeyance for an indefinite period and tolerates the intimida
tion of protected activity caused by a law whose (literal or
permissible) scope is uncertain. Thus the doctrines of vague
ness and overbreadth supply identical considerations militat
ing against piecemeal judicial rehabilitation of statutes when
preferred rights are at stake
16
But what the court below has done is to turn this Court’s
doctrine on its head: it has specifically required of the in
dividual appellants that they demonstrate that their own
conduct could not be regulated by a more narrowly drawn
statute. It has refused “ to take into account possible ap
plications of the statute in other factual contexts besides
that at bar” (NAACP v. Button, supra, 371 U.S. at 432).
It has refused to recognize that the statute “ may be invalid
if it prohibits privileged exercises of First Amendment
rights whether or not the record discloses that the [indi
vidual appellants have] engaged in privileged conduct”
{ibid.).
The court below reached this wrong result by asking the
wrong threshold question. It posed this question as
“ whether plaintiffs had a constitutional right to erect a
table in the waiting room in connection with their distrib
uting literature and their efforts to organize welfare recipi
ents” (Appendix, p. 4a, infra). It held that they did not, and
then refused to allow them “ to argue that in factual situ
ations not presented by [this] case enforcement of the
statute would pass the bounds of state power” (Appendix,
p. 5a, infra).
We may assume, for purposes of this case, that appel
lants did not have “ a constitutional right” to erect their
table to distribute literature immune against regulation
or even prohibition under a narrowly drawn statute such
as a trespass law.11 But neither did the protestors in, say,
Cantwell or Edivards have “ a constitutional right” to en
gage in their activities immune against all manner of crim
inal sanctions, however narrowly drawn. In Edwards, this
11 The individual appellants have been convicted of trespass, and
we may assume for purposes of this decision that this narrowly
drawn penal provision passes constitutional muster and may be
constitutionally applied to their activities. See Hurley v. Hinckley,
304 F. Supp. 704 (D. Mass. 1969) (3 judge court) aff’d sub noun.
Doyle v. O’Brien, —— U .S .-----38 U.S. L.W. 3253, January 12,
1970.
17
Court distinguished the case before it from one involving
“ the evenhanded application of a precise and narrowly
drawn regulatory statute evincing a legislative judgment
that certain specific conduct be limited or proscribed. If,
for example, the petitioners had been convicted upon evi
dence that they had violated a law regulating traffic, or
had disobeyed a law reasonably limiting the periods during
which the State House grounds were open to the public,
this would be a different case. See Cantwell v. Connecticut,
310 U.S. 296, 307-08. . .; Garner v. Louisiana, 368 U.S. 157,
207 . . . (concurring opinion) ” 12
But the individual appellants do have “ a constitutional
right” not to be additionally subjected to an amorphous
criminal prohibition like “ disturbers of the peace.” More
than that, they have a right under controlling decisions of
this Court to seek to invalidate that vague and overbroad
law. And quite apart from the matter of the standing of
the individual appellants to do so, the appellant organiza
tions have standing to seek the latter relief.
C. Although the court below should have taken into
account “ possible applications of the statute in other fac
tual contexts besides that at bar” , the law’s application
even in this context reveals its susceptibility to abuse. The
gravamen of the charge against the individual appellants
is simply that they quietly set up a folding card table
against one wall of the welfare office waiting room in order
to facilitate their distribution of welfare rights literature
(see Appendix, pp. 3a.-4a, infra). For this, they were ar
rested, charged with and convicted of trespass — properly,
we assume, see note 11, supra.
12 Mr. Justice Harlan’s concurring opinion in Garner stressed
that the vagueness and overbreadth doctrines “ demand of the
state legislature that it focus on the nature of the otherwise “ pro
tected” conduct it is prohibting, and that it then make a legislative
judgment as to whether that conduct presents so clear and present
a danger to the welfare of the community that it may legitimately
be criminally proscribed” . (368 U.S. at 203).
18
But in addition to this charge, the appellee officers lodged
a second, more serious,13 charge against the individual ap
pellants. It is hard to escape the conclusion that this second
charge — of being “ disturbers of the peace” — added
nothing to the first but a broad, drastic, efficacious damper
upon unpopular expression. One might well question the
good faith of the officers in invoking, cumulatively, this
second vague, menacing charge.14 But proving the officers’
bad faith would be a different matter for, under this
Court’s decision in Cameron v7. Johnson, 390 U.S. 611, 621
(1968), the individual appellants would have to show that
the officers added on the second charge against them “ with
no expectation of convictions.”
The very impossibility of such a showing points up the
repressive potential of the charge and the statute on which
it rests. “ Disturbers of the peace” is so vague and over
broad a penal provision that conviction under it would in
variably be possible. All that police officers or welfare offi
cials are required to do in order to make out a case against
the individual appellants is to testify that they were an
noyed by and did not favor their demonstration (See pp.
8-9, supra,).15
13 Trespass carried only a small maximum fine at the time, where
as the “ disturbers of the peace” provision carries a maximum
penalty of six months in jail and a $200 fine (see Appendix, p.
2a, infra).
14 See appellants’ amended complaint, discussed, supra, at note 6.
15 Subsequent to the decision below, on February 17, 1970, four
of the five individual appellants were tried in Worcester’s no-record
court. That court refused to entertain these appellants’ federal
constitutional claims, ruling that they were in the exclusive pro
vince of higher courts. Simply upon the testimony of a welfare
official that the quiet presence of these appellants disturbed the
decorum of the welfare office by attracting the attention of his
subordinates, three of these appellants (LeClair, Lusk and Pas-
treich) were convicted. They have claimed an appeal to the crim
inal court of record for a trial de novo. The fourth appellant —
Jill Watts — was acquitted on precisely the same testimony.
19
And that same kind of testimony could lead to the arrest,
prosecution and conviction of the individual appellants or
of other members or prospective members of the organiza
tional appellants were they to engage in any of a range
of associational and educational activities in connection
with their welfare rights campaign. For example, that
same kind of testimony could lead to their arrest, prose
cution and conviction if they were to peacefully and non-
obstrucively distribute their literature outside the welfare
office.16
That is precisely why the appellant organizations, quite
apart from the individual appellants, have standing to
raise the possible, mischievous applications of the statute
that menace a wide range of their privileged activities.
The gravamen of their claim is that needy mothers of de
pendent children in Worcester, Massachusetts, who have
not been arrested or prosecuted “ are deterred by fear of
arrest and prosecution [under §53] from participating in
organizational and other First Amendment activities in
the Worcester Welfare Service Office, either as members
or prospective members of the WWRO or the other [ap
pellant] organizations, or as nonmembers who seek infor
mation and assistance provided by appellants’ activities.”
(Complaint, U IV). Moreover those persons “ who are
not members of a welfare rights organization are being
restrained from joining by the inhibition of [appellants’]
rights, and are also being denied access to information
which WWRO has sought to make available to them”
(Complaint, 1J VI B).
In dismissing the complaint on the papers, the court
below could not have treated these allegations as frivolous
16 “ It is no answer to say that the statute would not be applied
in such a case.” (Keyishian v. Board of Regents, 385 II.S. 589,
599 (1967)), for as long as the possibility exists, the statute poses
a danger to First Amendment freedoms, see Part A, supra.
20
in law or in fact; indeed, the application of the ‘ ‘ disturb
ers of the peace” provision by the Worcester police seems
to have triggered its subsequent use by four other police
departments against persons connected with the Massachu
setts Welfare Rights Organization.
Decisions of this Court make clear that these organi
zations have standing to assert the constitutional rights
of their members, prospective members and those they
seek to serve. See NAACP v. Button, supra, 371 U.S. at
428.17 See also National Student Association v. Hershey,
412 F.2d 1103, 1120-21 (D.C. Cir. 1969). The practical rea
son why the appellant organizations have standing to
challenge the law is simply that they are in the best posi
tion to demonstrate the drastic damper that the law im
poses on the whole range of their associational and educa
tional activities. Prosecution or conviction under this law
does not constitute the central threat to these activities.
Rather, the central threat is posed by the law’s potential
and actual use to terminate expression through police ac
tion. As far as the First Amendment is concerned, the
damage is done when the expression is terminated.
This is so for the obvious reason that expression de
signed to protest social ills or to stimulate social change
must be timely to be effective. Activities such as appel
lants’ must be carried on while the political and social is
sues they address are alive and the authorities and the
public are sensitive to them. If peaceful change through
political persuasion is to remain a possibility in our so
ciety, a minority’s capacity to carry its just moral claims
to the public must not be crippled. Arrest, without more,
has that crippling effect.
17 The similarity of appellants’ nascent associational activities to
those of labor or civil rights groups is striking, but need not be
pursued at length here.
21
If the police can terminate privileged activities and ar
rest the persons involved, First Amendment rights mean
little. Of course, those arrested may interpose the First
Amendment as a defense: their prosecutions may later be
dropped; they may be acquitted; or they may have their
convictions reversed on appeal. But the damage will have
been done; their privileged activities will have been ter
minated and their communication frustrated at the only
time when it was meaningful. It is in this intensely prac
tical sense that freedoms of association and expression
“ are delicate and vulnerable, as well as supremely precious
in our society.” NAACP v. Button, supra, 371 IT.S. at 433.
If First Amendment freedoms are to be real and not
merely academic, they must encompass the right to engage
in the protected activity itself: they must protect mem
bers and sympathizers of the appellant organizations from
arrest and other police interference. That protection can
only be amply afforded by striking at the source of the
overhanging threat — the illegal laws themselves, which
grant to the police censorial discretion over the citizen’s
fundamental freedoms. This Court’s observation in Bag
gett v. Bullitt, 377 U.S. 360, 373 (1964) is squarely in
point: “ Well-intentioned prosecutors and judicials safe
guards do not neutralize the vice of a vague law. ’ ’
D. This Court has repeatedly reaffirmed the protective
jurisdiction of the federal courts to provide declaratory
relief invalidating just such laws. In ZwicMer v. Koota,
(ZwicMer 1), 389 U.S. 241 (1967), the Court reaffirmed the
primary role of the federal judiciary in deciding questions
of federal law, particularly questions concerning the con
stitutionality of a state statute on its face for repugnancy
to the First Amendment. “ In such case to force the plain
tiff who has commenced a federal action to suffer the delay
of state court proceedings might itself effect the imper
missible chilling of the very constitutional right he seeks
22
to protect.” (389 TT.S. at 252). Accord, Cameron v. John
son, 390II.S. 611, 615 (1968).
Of course, not everyone has standing to challenge such
a statute, even though society’s stake in its invalidation
is large. Thus, this Court has required that the issue of the
statute’s validity be more than just an abstract question:
it “ must be presented in the context of a specific live griev
ance.” Golden v. Zwickler (Zwickler II), 394 U.S. 103, 110
(1969).18 But this requirement is nothing more than the
basic notion of justiciability, enunciated in Maryland Cas
ualty Go. v. Pacific Coal and Oil Co., 312 U.S. 270, 273
(1941) as:
Basically the question in each case is whether the facts
alleged, under all the circumstances, show that there
is a substantial controversy, between parties having
adverse legal interests, of sufficient immediacy and
reality to warrant the issuance of a declaratory judg
ment.
The present case plainly meets that test, for we take it
to be indisputable that there is a real, substantial and im
mediate controversy between the parties as to the validity
of the “ disturbers of the peace” provision.19 The court
below found nothing to the contrary. But it proceeded to
introduce a new, more restrictive test phrased in terms of
standing — a test which it thought justified by certain
18“ [T]he standing objection survives to protect court and
prosecutor from idle litigation from the unharmed, merely curious
or truculent citizen. ” Note, Declaratory Belief in the Criminal Law,
80 Harv. L. Rev. 1490, 1509 (1967).
19 See Note, The First Amendment Overbreadth Doctrine, 83
Harv. L. Rev. 844, 909 (1970), which argues that “ a party’s
‘ standing ’ to assert overbreadth should be dependent on the same
factors which determine whether the challenged statute should be
invalidated on its face or not. ’ ’
passing references of this Court to the term “ hard-core
conduct” .20
Appellants do not doubt or deny the validity of some
such restriction upon justiciability (or standing) as is ex
pressed by the “ hard-core” concept. We may assume that
if the individual appellants had thrown their card table or
their literature about the welfare office a different case
would be presented from the case at bar. This would be so,
simply, because the application of the “ disturbers” stat
ute to extreme conduct of that sort could not possibly signal
any overhanging threat of the law’s use within the scope
of First Amendment concern. But if the phrase “ hard
core conduct” has—as we think it does—the utility of
making this point, it also has considerable ambiguity.
Misunderstood and extravagantly employed as it was be
low, the “ hard-core” notion trenches deeply on the con
trolling, protective decisions of this Court discussed in
parts B and C, supra. So used, it threatens broadside
abridgement of vital procedural safeguards devised by the
court to protect First Amendment freedoms from the
destructive impact of vague and overbroad penal provi
sions such as that under attack here.
The subversive effect of this novel limitation of the
federal protective jurisdiction is nicely illustrated by ap
plying the reasoning of the court below to ZwicMer I. Un
der the “ hard-core” test of standing used below, Zwickler
would have been forclosed from seeking declaratory relief
against the anonymous handbill statute if, for example,
he had also engaged in conduct justifying a charge of
littering. He would thereby have been guilty of “ hard
core conduct” within the lexicon of the court below: i.e.,
conduct which could be reached by a law drawn with the
“ requisite narrow specificity” (Bombrowski, supra, 380
20 See Bombrowski v. Pfister, supra, 380 U.S. at 491-92; Brown
v. Louisiana, 383 U.S. 131, 142 (1966) (concurring opinion).
24
U.S. at 486). Accordingly lie would have been denied
standing to challenge even a statute not so drawn.
But in ZwicJcler I, there was no inquiry by this Court
as to whether Zwickler’s activities might have been regu
lated by a more narrowly drawn statute. Indeed, in the
subsequent case of Cameron v. Johnson, supra, the Court
upheld a challenged statute, together with the appellants’
standing to challenge it, while at the same time implying
that that very statute could validly be applied to their ac
tivities.
The court below conceded (Appendix, p. 8a, supra)
that its decision brought it into conflict with numerous deci
sions of other lower federal courts. See, e.g., Baker v. Bind-
ner, 274 F. Supp. 658 (W.D. Ky. 1967) (3-judge court) ;
Carmichael v. Allen, 267 F. Supp. 985 (N.D. Ca. 1966)
(3-judge Court); Lanclry v. Daley, 280 F. Supp. 968 (N.D.
111. 1968). The conflict is real indeed, generated by those
courts’ firm adherence to the controlling decisions of this
Court previously cited. And recently the Court of Ap
peals for the Seventh Circuit decisively rejected an at
tempt to give the “ hard-core doctrine” the interpretation
adopted by the court below. Soglin v. Kauffman, 418 F.2d
163, 166 (7th Cir. 1969).
The court below offered no considerations of policy to
justify its extension of the “ hard-core” concept so as to
undercut such decisions of this Court as ZwicMer I, nor
did it appear to recognize the mischievous effect its ruling
would have upon the federal protective jurisdiction that
is indispensable to safeguard First Amendment freedoms
against vague and overbroad state penal laws. Indeed
the principal effect of the ruling below is to “ only delay
the drafting and enactment of [a statute] which in a con
stitutional manner wouuld protect legitimate regulation
of the activities here involved.” Guyot v. Pierce, 372 F.2d
25
658, 663 (5th Cir. 1967).21 The decision below is unsup
ported by reason or policy, destructive of vital First
Amendment safeguards, and in conflict, with controlling
decisions of this Court. It urgently requires correction
by this Court.
Conclusion
For the foregoing reasons, appellants pray that prob
able jurisdiction be noted.
Respectfully submitted,
M elvyn Z arr
A llay Gf. R odgers
L awrence K otin
B arbara S chwartzbaum
80 Boylston Street
Boston, Massachusetts 02116
Attorneys for Appellants
Of Counsel:
A nthony Gf. A msterdam
S tephen B ardige
A ndrew L. P hilip
21 Indeed, in Hurley v. Hinckley, supra, noted in the decision
below, Appendix, p. 2a, infra, another three-judge panel of the
Massachusetts District Court reached and decided the question
of the validity of the Massachusetts trespass statute, in a suit
brought by welfare rights demonstrators charged for activities
much more instrusive upon the routine of the welfare office than
those of the individual appellants here. The district court held
the statute constitutional and this Court summarily affirmed,
Doyle v. O’Brien, —— U .S .------ , January 12, 1970.
la
APPENDIX
Opinion of the United States District Court
For the District of Massachusetts
Civil Action No. 69-748-J
U nited S tates D istrict Court
D istrict op Massachusetts
A nn M arie L eClair, M ary L inda L usk , R uth Y adney,
■Jill W atts, W illiam P astreich, National W elfare
R ights Organization, M assachusetts W elfare R ights
Organization, W orcester W elfare R ights Organization,
individually and on behalf of other persons similarly
situated,
v.
George D. O ’Neil, Chief of Police of the City of Worcester,
W illiam T. B uckley', District Attorney for the City of
Worcester, R obert H. Qu in n , Attorney General of the
Commonwealth of Massachusetts, J ohn P. Guilfoil, Di
rector of the Worcester Welfare Service Office, R obert
Ott , Commissioner of Welfare for the Commonwealth of
Massachusetts, individually and in their official capacities,
DEFENDANTS.
Before A ldrich, Circuit Judge,
J ulian and Garrity, District Judges.
OPINION
December 23, 1969
A ldrich , Circuit Judge. Before isolating the ques
tions of standing which we find determinative of this case
in which three judges in the District of Massachusetts are
asked to consider the constitutionality of a Massachusetts
disturbing-the-peace statute, a detailed statement of the
facts and background would be appropriate.
2a
On June 20, 1969 another panel of three judges sitting
in this district in the ease of Hurley v. Hinckley, Chief of
Police, 304 F. Supp. 704, a class suit brought by and on
behalf of plaintiffs similar to those presently at bar,
held that Mass. Gr.L. c. 266, § 120, a criminal trespass
statute, hereafter § 120, did not violate due process because
of vagueness and overbreadth, or unconstitutionally limit
the plaintiffs’ First Amendment rights sought to be exer
cised in a Welfare Service Office. On July 3, 1969 the pres
ent plaintiffs engaged in activities more fully described
hereafter, in another Welfare Service Office, and refused
to desist from certain conduct until the police were called.
On July 5 they were charged in a local court with trespass
under § 120, and with being “ distributors of the peace,”
under Mass, Gr.L. c. 272, § 53.1 Section 53 carries a maxi
mum penalty of six montlis in jail, and a $200 fine where
as 4 120 carries only a small fine. Trial was set for both
sets of cases on July 17.
On July 14 plaintiffs filed the present complaint. The
defendants moved to dismiss,2 but stipulated that the prose
cution under § 53 would be postponed until further notice.
After the three-judge court was constituted defendants
were temporarily restrained from prosecuting the § 53
1 “ Stubborn children, runaways, common night walkers, both
male and female, common railers and brawlers, persons who with
offensive and disorderly act or language accost or annoy persons
of the opposite sex, lewd, wanton and lascivious persons in speech
or behavior, idle and disorderly persons, prostitutes, disturbers of
the peace, keepers of noisy and disorderly houses and persons
guilty of indecent exposure may be punished by imprisonment in
a jail or house of correction for not more than six months, or by
a fine of not more that two hundred dollars, or by both such fine
and imprisonment.”
2 While defendants ’ motion to dismiss challenges the standing
only of plaintiffs not being prosecuted in the state court, the argu
ment at the hearing encompassed all plaintiffs. As explained infra,
no valid distinction relating to standing may, in our view, be drawn
between the various plaintiffs.
3a
actions until further order of court, and after hearing, a
temporary injunction was entered to the same effect. On
this same day the court heard defendants’ motion to dis
miss. Meanwhile, plaintiffs had been convicted of tres
pass under § 120, from which they have claimed an appeal.
The complaint alleges that four of the plaintiffs are
members of the Worcester (Massachusetts) Welfare Rights
Organization, (WWRO), a branch of geographically larger
organizations, and that one is a Worcester recipient of Aid
to Families with Dependent Children. The fifth plain
tiff, William Pastreich, is a paid organizer. The defend
ants are the Worcester Chief of Police, the District Attor
ney, the Attorney General and various Welfare officials.
Plaintiffs assert that, they bring this action on behalf of
themselves and “ needy mothers of dependent children liv
ing in Worcester who are threatened and intimidated by
the arrest and prosecution of the above-named plaintiffs
and who are deterred by fear of arrest and prosecution
from participating in organizational and other First
Amendment activities in the Worcester Welfare Service
Office.”
According to the complaint the five plaintiffs, and two
others, entered the waiting room of the Worcester Welfare
Office, hung up some signs, and distributed circulars. In
the wall between the waiting room and the inner office
where applicants were processed there was a receptionist’s
window. Plaintiffs set up a folding card table near this
wall. Plaintiffs created no other disturbance, but refused
requests to remove the table until the police arrived.3
The prosecution which plaintiffs seek to enjoin relates
3 Other facts, of no relevancy, are omitted. Considerable space
was spent in the record and at the argument over plaintiffs’ as
sertion that before they arrived they had received permission to
erect the table. Not only did defendants deny this, but plaintiffs
ultimately conceded, as they must, that any permission was duly
revoked and that their conduct continued nonetheless.
4a
solely to plaintiffs’ insistence on maintaining the table;
no other strictures were placed upon them. They were
not requested to leave, either before or after they set up
the table, or to reduce their number, or to desist from
assembling or organizing, to take down their signs or to
stop distributing their circulars. Additionally, the com
plaint refers to plaintiffs’ right to “ petition.” There
are no factual allegations that they were seeking to peti
tion, let alone that they were prevented from doing so.
Turning to the question whether plaintiffs have standing
to maintain the present action, plaintiffs base their claim
on the contention that they are seeking to vindicate First
Amendment rights. Even if freedom to exercise these
rights exists within the Welfare Office, which, for present
purposes, we assume, plaintiffs face substantial difficulties.
These may be divided into two basic questions: whether
plaintiffs had a constitutional right to erect a table in the
waiting room in connection with their distributing litera
ture and their efforts to organize welfare recipients, and
whether, if they did not, they had standing to protect the
future exercise of rights from “ chills” resulting from the
use of a potentially broad statute against persons claim
ing and exercising First Amendment rights.4
4 There is still further matter, whether since the state proceed
ings had previously commenced, plaintiffs are precluded from
maintaining this action by reason of 28 U.S.C. § 2283. We do not
reach that question. See Baines v. City of Danville, 4 Cir., 1964,
337 F.2d 579, cert, denied sub nom. Chase v. McCain, 1965, 381
U.S. 939; Cooper v. Hutchinson, 3 Cir., 1950, 184 F.2d 119, 124
and n. 11; Landry v. Daley, N.D. 111., 1968, 288 F. Supp. 200, 221-
25, appeal dismissed sub. nom. Landry v. Boyle, 393 U.S. 220.
Comment, Federal Injunctions Against State Actions, 35 Geo.
Wash. L. Rev. 744, 782 (1967) ; Note, Power to Enjoin State
Prosecutions Violative of Federally Protected Rights, 114 TJ. Pa.
L. Rev. 561 (1966) ; Brewer, Dombroski v. Pfister: Federal In
junctions Against State Prosecutions in Civil Rights Cases — A
New Trend in Federal-States Judicial Relations, 34 Fordham L.
Rev. 71, 97-103; Note, Incompatibility — The Touchstone of Sec
tion 2283’s Express Authorization Exception, 50 U. Va. L. Rev.
1404, 1414-23 (1964).
The usual prerequisite for a successful attack upon a
statute for constitutional infirmity is that one’s own con
duct be constitutionally protected; normally a party may
not rely on another’s constitutional rights. United States
v. Raines, 1960, 362 TT.S. 17, 21; Yazoo d M.V.R.R. v.
Jackson Vinegar Co., 1912, 226 U.S. 217. If a party is
prosecuted for engaging in conduct which the state has
power to punish he will not normally be allowed to argue
that in factual situations not presented by his case enforce
ment of the statute would pass the bounds of state power.
His is not the most appropriate case for decision of issues
turning on the impact of the statute in imagined situations
involving quite different activities. See A. Bickel, The
Least Dangerous Branch, 149 (1962). If this rule is to be
applied in the case at bar we are clear that plaintiffs have
no standing. Whatever First Amendment rights existed
in the Welfare Office, they could not be exercised at the
expense of the primary purpose the office was designed to
serve.
“ Even where municipal or state property is open to the
public generally, the exercise of First Amendment rights
may be regulated so as to prevent interference with the
use to which the property is ordinarily put by the State.”
Food Employees v. Logan Valley Plaza, Inc., 1968, 391
U.S. 308, 320 (dictum). See Note, Regulation of Demon
strations, 80 Harv. L. Rev. 1773, 1776-77, (1967). Cf.
Adderley v. Florida 1966, 385 U.S. 39; Cox v. New Hamp
shire, 1941, 312 U.S. 569. Reasonable latitude must be
permitted to the persons in charge. Waiting rooms are not
traditional forums of protest, and a high degree of peace
and order is necessary to their normal operation. Cf.
Note, Regulation of Demonstrations, supra, at 1777.
Under these circumstances the only question is whether
the welfare officials, in curtailing plaintiffs’ activities,
abused their discretion. Massachusetts Welfare Rights Or
6a
ganization v. Ott, 1 Cir., 11/6/69; Wolin v. Port of New
York Authority, 2 Cir., 1968, 392 F.2d 83, cert, denied,
393 U.S. 940. We cannot say that it was unreasonable to
object to the erection of a table within the waiting room.
We distinguish the suggestion in Wolin that it may be a
question of fact whether it is unreasonable to object to a
table in a large terminal building. In the present case
quite apart from any question whether the particular lo
cation interfered with the privacy of applicants wishing
to talk with employees in the inner office, we hold that
it was within the discretion of the welfare officials to
determine that a table occupied by non-applicants unduly
burdened the capacity of a room, necessarily of limited
size, provided for waiting applicants. Plaintiffs assert
that at the time in question there were never more than
four applicants in the room. Non constat that many more
might well be expected at other times. Plaintiffs’ own
conduct suggests as much. It was scarcely necessary to
introduce five plaintiffs and two others to proselytize four
applicants.5 In any normal waiting room, such as that
described in the complaint, extra furniture has a poten
tial for obstruction and officials need not wait until the
potential is realized before acting. We conclude that no
undue restriction was placed upon plaintiffs’ exercise of
First Amendment rights.
Because of what is termed the chilling effect of uncon
stitutional statutes and prosecutions upon the general
5 Alternatively, the fact that plaintiffs entered the waiting room
seven strong to assert a right to maintain a table may suggest
that the issue was not simply the table as such, but was who was
to be the boss. Additionally, if one were to look to labor union cases
as a guide, the table might be taken to suggest that the Welfare
officials were taking sides and affirmatively endorsing the re
cruitment activities of the WWRO, so that speech was, in effect,
being put into their mouths. If this was the confrontation, or the
issue, plainly it must be resolved in favor of those in charge of
the office.
exercise of First Amendment rights by any person wish
ing to do so, courts have sometimes relaxed the require
ment that the complaining party show that as to him a
statute has been applied unconstitutionally, that is, that
his conduct was constitutionally privileged and could not
be prohibited by the state. See, e.g., Thornhill v. Alabama,
1940, 310 U.S. 88; Winters v. New York, 1948, 333 U.S.
507; Runs v. New York, 1951, 340 U.S. 290. But cf. Feiner
v. New York, 1951, 340 U.S. 315; Dennis v. United States,
1951, 341 U.S. 494; United States v. Petrillo, 1947, 332 U.S.
1. The extent of acceptable relaxation has never been pre
cisely defined. See generally Sedler, Standing to Assert
Constitutional Jus Terti in the Supreme Court, 71 Yale
L. J. 599 (1962); Amsterdam, Note, The Void-For-Vague-
ness Doctrine in the Supreme Court, 109 U. Pa. L. Rev.
67 (1960). Mr. Justice Brennan, concurring in Brown v.
Louisiana, 1966, 383 U.S. 131, 143, expressed the view,
at 147-48 that “ It suffices that petitioners’ conduct was
arguably constitutionally protected and was ‘ not the sort
of ‘ ‘ hard-core ’ ’ conduct that would obviously be prohibited
under any construction.’ ” 6 We would elaborate on this
suggestion. Since the purpose of permitting a party,
not himself engaged in constitutionally protected conduct,
to attack a statute is to remove the chilling effect for the
benefit of others, the standard should be set by the reason
itself: do the overall circumstances reasonably suggest
that regardless of whether the plaintiff’s particular conduct
was constitutionally privileged, privileged conduct would
not be exempted from prosecution?
The chilling effect may be found in the fact that the
statute in terms is overbroadly directed against speech.
6 The inner quote was from Dombrowski v. Pfister, 1965, 380 U.S.
479, at 491-92, an abstention case. With great, deference, we sug
gest the problems of abstention and standing are not necessarily
the same.
8a
This was the case in, e.g., Thornhill v. Alabama, supra;
Winters v. New York, supra. See Sedler; supra, 71 Yale
L. J. 599, 614-25 (1962). In such a situation it may well
be anticipated that the authorities, so directed, cannot
be counted upon to restrict themselves to clearly legitimate
prosecutions. If, on the other hand, the statute is general,
and not specifically directed against speech, one must look
beyond the statute to the circumstances as a whole in order
to determine whether other persons, viewing what the
authorities have in fact done, might justifiably appre
hend that bona fide attempts on their part to exercise
First Amendment rights would be likely to be prose
cuted.7
In applying this test we do not look at any single mat
ter, but at the overall circumstances. So viewing the case
at bar, we do not think it could be fairly said that the
statute was being employed to inhibit First Amendment
rights. Plaintiffs were accorded throughout broad liberties
of speech and association. Their presence was not objected
to ; their soliciting, their speech, their organizational ac
7 We cannot suggest that the courts have adopted this ap
proach. Indeed, one can find a case such as Baker v. Binder, W.D.
Ky., 1967, 274 F. Supp. 658, where the court drew no distinction
between statutes addressed to speech and statutes addressed to
conduct generally, and granted relief after specifically finding
that the police had acted in an exemplary fashion under the cir
cumstances. The issue of standing was not even considered. A dis
senting judge urged that there should be abstention. In other
cases disorderly conduct statutes have been declared unconstitu
tional on their face without close discussion of the quality of past
official conduct. See Landry v. Daley, N.D. 111., 1968, 280 F. Supp.
969 (incorporating by reference 280 F. Supp. 944-52) ; Commer
cial v. Allen, N.D. Ga., 1965, 267 F. Supp. 985. On the other hand,
some cases could be taken to implicitly indicate that when general
statutes are under attack there is no standing to assert the First
Amendment rights of others. See United States v. Petrillo, supra;
Sedler, supra, 71 Yale L. J. 599, 614-25 (1962). Cf. Feiner v. New
York, supra.
9a
tivities were not interrupted. The sole stricture was
against obstruction of the office. In seeking to analogize
Brown v. Louisianna, supra, plaintiffs overlook that the
protesters there were arrested and removed for merely
being present. Here plaintiffs were asked only to cease the
physically obstructing part of their conduct. The authori
ties distinguished between permissible, non-disturbing
speech, and conduct that they could reasonably feel in
terfered with the activities of the office.8
Plaintiffs accordingly fail to fit even a liberal test of
standing. Their assertion that their prosecution “ re
strained [plaintiffs and others] in the exercise of their
right to assemble, organize, distribute literature and peti
tion’ ’ and that other persons were “ being denied access
to information which WWRO has sought to make avail
able to them” are mere conclusions of the pleader, unwar
ranted on the record, in fact and in law.
Because plaintiffs have not shown a violation of their
constitutional rights, the complaint must be dismissed.
(s ) B ailey A ldrich
B ailey A ldrich
U. 8. Circuit Judge
(s ) A nthony J ulian
A nthony J ulian
U. 8. District Judge
(s) W . A rthur Garrity, J r.
W . A rthur Garrity, J r .
U. 8. District Judge
8 For what it is worth we might note that plaintiffs were not
automatically proceeded against for disturbing the peace, but
were first requested to remove the table, and were given fair
warning when they persisted, before the police were called.
10a
Judgment of the United States District Court
For the District of Massachusetts
[Caption Omitted]
Before A ldbich, Circuit Judge, and J ulian and G arrity,
District Judges.
ORDER OF DISMISSAL
December 31, 1969
In accordance with the Opinion, handed down on Decem
ber 23, 1969, it is
Ordered:
That the Preliminary Injunction, entered in the above-
entitled action on September 15, 1969 be, and it hereby
is, dissolved.
I t I s F urther Ordered that said Complaint be, and it
hereby is, dismissed.
(s) B ailey A ldrich
B ailey A ldrich
U. 8. Circuit Judge
(s) A nthony J ulian
A nthony J ulian
U. S. District Judge
(s) W . A rthur Garrity, J r .
W . A rthur Garrity, J r .
U. S. District Judge