Planned Parenthood of Southeastern Pennsylvania v. Casey Brief for Petitioners and Cross-Respondents
Public Court Documents
October 7, 1991
Cite this item
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Brief Collection, LDF Court Filings. Planned Parenthood of Southeastern Pennsylvania v. Casey Brief for Petitioners and Cross-Respondents, 1991. c1bd4c56-c19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/4a4ed363-8105-45a5-b883-0045bd1d3625/planned-parenthood-of-southeastern-pennsylvania-v-casey-brief-for-petitioners-and-cross-respondents. Accessed February 22, 2026.
Copied!
N os. 91-744 and 91-902
In the
iiatpmnr (tort of tljr HtnitEfc
October Term, 1991
P lanned Parenthood of Southeastern Pennsylvania,
Reproductive Health and Counseling Center, Women’s
Health Services, Inc ., Women’s Suburban Clinic, A llentown
Women’s Center, and Thomas A llen, M.D., on behalf of himself
and all others similarly situated,
Petitioners and Cross-Respondents,
—v.—
Robert P. Casey, A llan S. Noonan, and Ernest D. P reate, Jr.,
personally and in their official capacities,
Respondents and Cross-Petitioners.
ON WRITS OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
BRIEF FOR PETITIONERS AND CROSS-RESPONDENTS
Linda J. Wharton
Carol E. Tracy
Women’s Law Project
125 South Ninth Street
Suite 401
Philadelphia, Pennsylvania 19107
(215) 928-9801
Kathryn Kolbert
(Counsel o f Record)
Janet Benshoof
Lynn M. Paltrow
Rachael N. P ine
Andrew Dwyer
Ellen K. Goetz
Steven R. Shapiro
John A. Powell
American Civil Liberties Union
Foundation
132 W. 43rd Street
New York, New York 10036
(212) 944-9800
Attorneys for Petitioners and Cross-Respondents
(Counsel continued on inside cover)
Seth Kreimer
University of Pennsylvania
Law School
3400 Chestnut Street
Philadelphia, Pennsylvania 19104
(215) 898-7447
Roger K. Evans
Eve W. Paul
Dara Klassel
Planned Parenthood Action
Fund, Inc.
810 Seventh Avenue
New York, New York 10019
(212) 541-7800
1
QUESTIONS PRESENTED
1. Did the Court of Appeals err in upholding the constitu
tionality of the following provisions of the Pennsylvania
Abortion Control Act:
a. 18 Pa. Cons. Stat. Ann. § 3203 (definition of medical
emergency)
b. 18 Pa. Cons. Stat. Ann. § 3205 (informed consent)
c. 18 Pa. Cons. Stat. Ann. § 3206 (parental consent)
d. 18 Pa. Cons. Stat. Ann. §§ 3207, 3214 (reporting
requirements)?
2. Did the Court of Appeals err in holding 18 Pa. Cons.
Stat. Ann. § 3209 (spousal notice) unconstitutional?
11
PARTIES TO THE PROCEEDING
The parties to the instant proceeding are set forth in the
caption on the cover of this brief.*
* By agreement of the parties, Planned Parenthood, et al., petitioners
on No. 91-744 and cross-respondents on No. 91-902, will be referred to as
“ petitioners” and will address all the issues in the consolidated cases in their
opening and reply briefs. Robert P. Casey, et al., respondents on No. 91-744
and cross-petitioners on No. 91-902, will be referred to as “respondents”
and will address all the issues in their responsive brief.
TABLE OF CONTENTS
PAGE
QUESTIONS PRESENTED........................................... i
PARTIES TO THE PROCEEDING............................ ii
TABLE OF AUTHORITIES.......................................... vii
OPINIONS BELOW......................................................... 1
JURISDICTION.............................................................. 2
CONSTITUTIONAL AND STATUTORY PROVI
SIONS INVOLVED..................................................... 2
STATEMENT OF THE CASE...................................... 2
I. HISTORY OF THE LEGISLATION............ 2
II. HISTORY OF THE LITIGATION................ 4
III. FACTS............................................................... 5
A. Husband Notification.................................. 5
B. Biased Patient Counseling and Mandatory
D elay............................................................ 8
C. “ Informed” Parental Consent................... 11
D. Definition of Medical Emergency............. 12
E. Public Disclosure and Reporting Require
ments ............................................................. 13
Ill
IV
SUMMARY OF ARGUMENT...................................... 15
ARGUMENT................................................................... 17
I. THIS COURT MUST REAFFIRM THE
CENTRAL HOLDING OF ROE v. WADE
THAT THE RIGHT TO CHOOSE ABOR
TION IS A FUNDAMENTAL RIGHT PRO
TECTED BY THE CONSTITUTION............. 17
A. This Court Cannot Uphold the Pennsylva
nia Statute Without Abandoning the Strict
Scrutiny Standard of Review, thereby
Overruling Roe v. Wade............................ 17
B. The Doctrine of Stare Decisis Demands
Reaffirmation of R oe .................................. 19
C. Roe Is Soundly Based in the Constitution
and Sets Forth a Fair and Workable Stan
dard of Adjudication.................................. 22
1. The decision to terminate or continue a
pregnancy is a fundamental right........ 22
2. The Roe trimester framework is work
able and fairly accommodates compet
ing interests........................................... 27
D. Roe's Guarantee of Safe, Legal Abortion
Has Been of Profound Importance to the
Lives, Health and Equality of American
Women.......................................................... 31
II. THE “ UNDUE BURDEN” TEST ADOPTED
BY THE COURT OF APPEALS IS VAGUE
AND UNWORKABLE...................................... 34
III. THE RATIONAL BASIS TEST WILL PRO
VOKE AND SANCTION EXTREME GOV
ERNMENTAL INTERFERENCE WITH
PRIVATE REPRODUCTIVE DECISIONS. . . 38
PAGE
V
IV. THE CHALLENGED PROVISIONS ARE
INVALID UNDER ANY STANDARD OF
REVIEW ............................................................ 40
A. Mandatory Husband Notification Violates
Rights of Privacy, Marital Integrity, and
Equal Protection.......................................... 40
L In violation of the right of privacy, the
Act’s husband notification restriction
increases the likelihood of violence
against women and fails to further any
legitimate state interest......................... 40
2. The Act’s husband notification provi
sion unconstitutionally interferes with
the protected marital relationship......... 44
3. Section 3209 denies women equal pro
tection of the laws................................ 46
B. The Act’s Mandatory Delay Will Jeopard
ize Women’s Health and Furthers No
Legitimate State Interest............................ 48
C. The Act’s Biased Counseling Restrictions
Violate the Right of Privacy and the First
Amendment................................................... 50
1. Biased patient counseling interferes
with the provision of quality medical
care and serves no legitimate state
interest..................................................... 50
2. In violation of the First Amendment,
the biased counseling provisions force
the physician to communicate the
state’s ideology...................................... 53
PAGE
VI
D. The Act’s “ Informed” Parental Consent
Restriction Unduly Burdens the Right of
Privacy and Forces Family Life to Con
form to a State-Designed Idea l.................. 55
E. The Act’s Public Disclosure and Reporting
Requirements Burden Women’s Right of
Privacy and Fail to Further Legitimate
State Interests............................................... 57
F. This Court Must Enjoin Enforcement of
the Act’s Medical Emergency Exception to
the Extent that Compliance Would Pose a
Threat to the Life or Health of Women or
Must Find the Provision Unconstitutional 60
CONCLUSION................................................................ 62
PAGE
TABLE OF AUTHORITIES
Cases: PAGE
American College o f Obstetricians & Gynecologists v.
Thornburgh, 737 F.2d 283 (3d Cir. 1984)................. 3
American College o f Obstetricians & Gynecologists v.
Thornburgh, 613 F. Supp. 656 (E.D. Pa. 1985)___ 13
American College o f Obstetricians & Gynecologists v.
Thornburgh, 656 F. Supp. 879 (E.D. Pa. 1987)___ 3
Arizona v. Rumsey, 467 U.S. 203 (1984)..................... 20
Baldwin v. Missouri, 281 U.S. 586 (1930).................. 37
Bates v. City o f Little Rock, 361 U.S. 516 (I960)... 18, 34-35
Bellotti v. Baird, 443 U.S. 622 (1979).....................4, 41, 56
Bigelow v. Virginia, 421 U.S. 809 (1975)..................... 54
Board o f Directors o f Rotary Int'l v. Rotary Club, 481
U.S. 537 (1987)............................................................ 45
Brown v. Board o f Education, 349 U.S. 294 (1955) .. 22
Califano v. Webster, 430 U.S. 313 (1977)................... 48
Carey v. Population Servs. In t’l, 431 U.S. 678
Vll
Daley, 749 F.2d 452 (7th Cir. 1984), appeal dis
missed sub nom. Diamond v. Charles, 476 U.S. 54
Charles v. Carey, 579 F. Supp. 464 (N.D. 111. 1983),
a ff’d in part and rev’d in part sub nom. Charles v.
Daley, 749 F.2d 452 (7th Cir. 1984), appeal dis
missed sub nom. Diamond v. Charles, 476 U.S. 54
(1986) .............................................................................
City o f Akron v. Akron Center fo r Reproductive
Health, Inc., 462 U.S. 416 (1983)............................ passim
VU1
City o f Dallas v. Stanglin, 490 U.S. 19 (1989)........... 45
City o f Richmond v. J.A. Croson Co., 488 U.S. 469
(1989)............................................................................. 30
Cleveland Bd. o f Educ. v. La Fleur, 414 U.S. 632
(1974).............................................................................21, 44
Coe v. Melahn, No. 90-1552 (8th Cir. Mar. 2, 1992) . 34
County o f Allegheny v. ACLU Greater Pittsburgh
Chapter, 492 U.S. 573 (1989)..................................... 20
Craig v. Boren, 429 U.S. 190 (1976)............................ 47
Cruzan v. Director, Missouri Dep’t o f Health, 110 S.
Q . 2841 (1990)............................................................ 24
Daniels v. Williams, 474 U.S. 327 (1986)..................... 31
Doe v. Bolton, 410 U.S. 179 (1973)................................ 18
Doe v. Deschamps, 461 F. Supp. 682 (D. Mont. 1976) 41
Eisenstadt v. Baird, 405 U.S. 438 (1972).....................23, 47
Employment Division, Dep’t o f Social Services v.
Smith, 110 S. Ct. 1595 (1990).................................... 45
Eubanks v. Brown, 604 F. Supp. 141 (W.D. Ky. 1984) 41
Ferguson v. Skrupa, 372 U.S. 726 (1963)..................... 39
Florida Dep’t o f Health v. Florida Nursing Homes
A ss’n, 450 U.S. 147 (1981)........................................... 22
Garcia v. San Antonio Metropolitan Transit Auth., 469
U.S. 528 (1985)............................................................ 22
Gibson v. Florida Legislative Investigation Comm., 372
U.S. 539 (1963) .......................................................... 34, 35
PAGE
IX
PAGE
Gilbert v. Minnesota, 254 U.S 325 (1920)................... 46
Goodman v. Lukens Steel Co., 482 U.S. 656 (1987).. 4
Griswold v. Connecticut, 381 U.S. 479 (1965)..23, 44, 45, 46
Guam Society o f Obstetricians and Gynecologists v.
Ada, 776 F. Supp. 1422 (D. Guam 1990), appeal
pending, No. 90-16706 (9th C ir .) .............................. 39
Harris v. McRae, 448 U.S. 297 (1980)........................ 59
Hilton v. South Carolina Pub. Rys. Comm'n, 112 S.
a . 560 (1991).............................................................. 19, 20
Hodgson v. Minnesota, 648 F. Supp. 756 (D. Minn.
1986)............................................................................... 50
Hodgson v. Minnesota, 110 S. Ct. 2926 (1990)..............passim
In re A.C., 573 A.2d 1235 (D.C. 1990) (en banc). . . . 29
In re Mary P., 444 N.Y.S.2d 545 (Fam. Ct. 1981) . . . 21
In re Quinlan, 355 A.2d 647 (N.J. 1976)..................... 21
International Union, U.A.W. v. Johnson Controls,
Inc., I l l S. Ct. 1196 (1991)........................................ 30
Jane L. v. Bangerter, No. 91-C-345-G (D. Utah filed
Apr. 4, 1991)................................................................ 38
King v. Palmer, 950 F.2d 771 (D.C. Cir. 1991) (en
banc) ............................................................................... 34
Kirchberg v. Feenstra, 450 U.S. 455 (1981).................... 47
Lakewood v. Plain Dealer Publishing Co., 486 U.S.
750 (1988)...................................................................... 61
Lehman v. City o f Shaker Heights, 418 U.S. 298 (1974) 54-55
Lehnert v. Ferris Faculty A ss’n, 111 S. Ct. 1950 (1991) 53
LeRoy Fibre Co. v. Chicago, M. & St. P. R. Co., 232
U.S. 340 (1914). 31
X
Lovell v. City o f Griffin, 303 U.S. 444 (1938)........... 18
Loving v. Virginia, 388 U.S. 1 (1967).......................... 23
Margaret S. v. Treen, 597 F. Supp. 636 (E.D. La.
1984), a ff’d sub nom. Margaret S. v. Edwards, 794
F.2d 994 (5th Cir. 1986)............................................. 30
Marks v. United States, 430 U.S. 188 (1977)............... 5, 34
Meyer v. Nebraska, 262 U.S. 390 (1923)..................... 23
Michael H. v. Gerald D., 491 U.S. 110 (1989)........... 44
Michael M. v. Sonoma County Superior Court, 450
U.S. 464 (1981)............................................................ 25
Mississippi University for Women v. Hogan, 458 U.S.
718 (1982)..................................................................... 47, 48
Moore v. City o f East Cleveland, 431 U.S. 494 (1977) .44, 57
Moore v. Sims, 442 U.S. 415 (1979)............................ 61
Murdock v. Pennsylvania, 319 U.S. 105 (1943)................ 36
NAACP v. Alabama ex rel. Patterson, 357 U.S. 449
(1958)............................................................................. 35
New York State Club Ass’n v. City o f New York, 487
U.S. 1 (1988)................................................................ 45
Nixon v. Administrator o f General Services, 433 U.S.
425 (1977)...................................................................... 46
NOW v. Operation Rescue, 726 F. Supp. 1483 (E.D.
Va. 1989), a ff’d, 914 F.2d 582 (4th Cir. 1990), cert,
granted sub nom. Bray v. Alexandria Women’s
Health Clinic, 111 S. Ct. 1070 (1991)........................... 13-14
Ohio v. Akron Center fo r Reproductive Health, 110 S.
Q . 2972 (1990)
PAGE
53
XI
Olmstead v. United States, 277 U.S. 438 (1928).......... 23
Orr v. Orr, 440 U.S. 268 (1979).................................... 48
Pacific Gas & Electric Co. v. Public Utilities Comm’n,
475 U.S. 1 (1986)........................................................ 53, 54
Patterson v. McLean Credit Union, 491 U.S. 164
(1989)............................................................................. 19-20
Payne v. Tennessee, 111 S. Ct. 2597 (1991)................. 19-20
People v. Pointer, 199 Cal. Rptr. 357 (Ct. App. 1984) 21
Pierce v. Society o f Sisters, 268 U.S. 510 (1925)........ 23
Planned Parenthood v. Arizona, 718 F.2d 938 (9th Cir.
1983), appeal after remand, 789 F.2d 1348 (9th Cir.),
a ff’d mem. sub nom. Babbit v. Planned Parenthood,
479 U.S. 925 (1986)..................................................... 59
Planned Parenthood v. Board o f Medical Review, 598
F. Supp. 625 (D.R.I. 1984)........................................41, 44
Planned Parenthood v. Danforth, 428 U.S. 52
(1976).....................................................18, 40-41, 44, 50-51
Planned Parenthood A ss’n v. Fitzpatrick, 401 F. Supp.
554 (E.D. Pa. 1975), a ff’d mem. sub nom. Franklin
v. Fitzpatrick, 428 U.S. 901 (1976)............................ 3
Planned Parenthood A ss’n v. Harris, 670 F. Supp. 971
(N.D. Ga. 1987).......................................................... 57
Poe v. Ullman, 367 U.S. 497 (1961).......................40, 45, 46
Prince v. Massachusetts, 321 U.S. 158 (1944)............. 44-45
Ragsdale v. Turnock, 841 F.2d 1358 (7th Cir. 1988),
proceedings deferred, 493 U.S. 987 (1989)................ 30
Riley v. National Fed’n o f the Blind, 487 U.S. 781
(1988)
PAGE
53, 54
Xll
Roberts v. United States Jaycees, 468 U.S. 609 (1984) 45
Rochin v. California, 342 U.S. 165 (1952)................... 26
Roe v. Wade, 410 U.S. 113 (1973)..............................passim
Ruby v. Massey, 452 F. Supp. 361 (D. Conn. 1978).. 21
Rust v. Sullivan, 111 S. Ct. 1759 (1991)...................... 51
San Antonio Independent School Dist. v. Rodriguez,
411 U.S. 1 (1973)........................................................ 34
Scheetz v. The Morning Call, Inc., 946 F.2d 202 (3d
Cir. 1991)..................................................................... 42
Scheinberg v. Smith, 482 F. Supp. 529 (S.D. Fla.
1979), a ff’d in part, vacated in part, and remanded,
659 F.2d 476 (5th Cir. Unit B Oct. 1981), on
remand, 550 F. Supp. 1112 (S.D. Fla. 1982)........... 41
Shapiro v. Thompson, 394 U.S. 618 (1969)................. 18
Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535
(1942)..................................................................... 23, 44, 47
South Carolina v. Gathers, 490 U.S. 805 (1989)......... 21
Stanley v. Georgia, 394 U.S. 557 (1969)....................... 23
Stanton v. Stanton, 421 U.S. 7 (1975).......................... 33
Superintendent o f Belchertown State School v. Saike-
wicz, 370 N.E.2d 417 (Mass. 1977).......................... 21
Thornburgh v. American College o f Obstetricians &
Gynecologists, 476 U.S. 747 (1986).......................... passim
Tinker v. Colwell, 193 U.S. 473 (1904)........................ 47
Union Pacific Ry. Co. v. Botsford, 141 U.S. 250
(1891)....................................................................22-23, 25-26
PAGE
xm
United States v. Westinghouse Electric Corp., 638 F.2d
PAGE
570 (3d Cir. 1980)................................................... 46
Vasquez v. Hillery, 474 U.S. 254 (1986).......................19, 22
Virginia v. American Booksellers Ass’n, Inc., 484 U.S.
383 (1988)................................................................ 61
Webster v. Reproductive Health Servs., 492 U.S. 490
(1989)........................................................................ passim
Weeks v. Connick, 733 F. Supp. 1036 (E.D. La. 1990) 39
Welch v. Texas Dep’t o f Highways & Pub. Transp.,
483 U.S. 468 (1987)............................................... 19
West Virginia State Bd. o f Educ. v. Barnette, 319 U.S.
624 (1943)........................................................ 27, 39, 53, 55
Whalen v. Roe, 429 U.S. 589 (1977)............................ 21, 46
Williams v. Florida, 399 U.S. 78 (1970)....................... 20
Winston v. Lee, 470 U.S. 753 (1985)............................ 26
Wooley v. Maynard, 430 U.S. 705 (1977)........27, 53, 54, 55
Wygant v. Jackson Bd. o f Educ., 476 U.S. 267 (1986) 30
Zablocki v. Redhail, 434 U.S. 374 (1978)............. 21, 44, 47
XIV
Constitutional and Statutory Provisions:
U.S. Const, amend. 1..................................................... 2
U.S. Const, amend. IV, § 1 .......................................... 2
28 U.S.C. § 1254(1) (1988)........................................... 2
1991 La. Sess. Law. Serv. 74 (West)........................... 39
18 Pa. Cons. Stat. Ann. § 3128 (Supp. 1991)............. 7, 42
18 Pa. Cons. Stat. Ann. § 3203
(Supp. 1991).................................................2, 4, 12, 60, 62
18 Pa. Cons. Stat. Ann. § 3205 (Supp. 1991)........... passim
18 Pa. Cons. Stat. Ann. § 3206 (1983 & Supp. 1991). .passim
18 Pa. Cons. Stat. Ann. § 3207(b)
(Supp. 1991).................................................2, 3, 13, 57, 60
18 Pa. Cons. Stat. Ann. § 3208 (Supp. 1991)___2, 3, 8, 60
PAGE
18 Pa. Cons. Stat. Ann. § 3209 (Supp. 1991).......... passim
18 Pa. Cons. Stat. Ann. § 3211(c) (Supp. 1991)........ 14
18 Pa. Cons. Stat. Ann. § 3214(a) (Supp. 1991) .2, 3, 14, 60
18 Pa. Cons. Stat. Ann. § 3214(f)
(Supp. 1991).................................................2, 3, 13, 57, 60
23 Pa. Cons. Stat. Ann. § 6101 et seq. (Supp. 1991). 43
35 Pa. Cons. Stat. Ann. § 6923 (Supp. 1991).............. 12
35 Pa. Cons. Stat. Ann. § 10101 (1977)....................... 11
35 Pa. Cons. Stat. Ann. § 10102 (1977)....................... 11
35 Pa. Cons. Stat. Ann. § 10103 (1977)....................... 11
35 Pa. Cons. Stat. Ann. § 10104 (1977)....................... 11
65 Pa. Cons. Stat. Ann. §§ 66.1-66.4 (Supp. 1991)... 58
No. 91-H5310 Rhode Island General Assembly, Jan.
Sess. (1991).................................................................... 39
XV
Articles:
PAGE
Alan Guttmacher Institute, Legislative Record, State
Legislatures—1984 Bills Enacted (1984)...................... 30
American Public Health Association Recommended
Program Guide for Abortion Services, 70 Am. Pub.
H. J. 652 (1980).......................................................... 10
James Bopp, Jr. and Richard E. Coleson, What Does
Webster Mean?, 130 U. Pa. L. Rev. 157 (1989)___ 35
Willard Cates, Jr., Legal Abortion: The Public Health
Record, 215 Sci. 1586 (1982)........................................ 32
Willard Cates Jr. and Roger W. Rochat, Illegal Abor
tions in the United States: 1972-1974, 8 Fam. Plan.
Persp. 86 (1976)............................................................ 32
Children’s Defense Fund, The State o f America’s Chil
dren 1991........................................................................ 52
Robert K. Creasy and Robert Resnik, Maternal-Fetal
Medicine: Principles and Practice (2d ed. 1989)___ 25
F. Gary Cunningham, Paul C. MacDonald and Nor
man F. Gant, Williams Obstetrics (18th ed.
1989)........................................................................24, 25, 26
David N. Danforth and James R. Scott, Obstetrics and
Gynecology (5th ed. 1986)..........................................24, 25
Walter Dellinger and Gene B. Sperling, Abortion and
the Supreme Court: The Retreat from Roe v. Wade,
138 U. Pa. L. Rev. 83 (1989).............................. 29, 35-36
Patricia Donovan, Fertility-Related State Laws Enacted
in 1981, 14 Fam. Plan. Persp. 63 (1982)................. 30
Susan R. Estrich & Kathleen M. Sullivan, Abortion
Politics: Writing fo r An Audience o f One, 138 U.
Pa. L. Rev. 119 (1989)............................................... 24, 38
XVI
The Federalist, No. 78 (Alexander Hamilton) (H.
Lodge ed. 1888)............................................................ 20
Charles Fried, Correspondence, 6 Phil. & Pub. Aff.
288 (1977)..................................................................... 23
Victor R. Fuchs, Women’s Quest for Economic Equal
ity, 3 J. Econ. Persp. 25 (1989).................................27, 33
Rachel B. Gold, Alan Guttmacher Institute, Abortion
and Women’s Health: A Turning Point fo r America?
(1990) ............................................................. 20, 31, 32, 37
David A. Grimes, et al., An Epidemic o f Antiabortion
Violence in the United States, 165 Am. J. Obst. and
Gyn. 1263 (1991).......................................................... 14
Mimi Hall, Abortion Foes Target Doctors, USA
Today, Feb. 5, 1992, at 3A........................................ 58
Stanley K. Henshaw and Jennifer Van Vort, Abortion
Services in the United States, 1987 and 1988, 22
Fam. Plan. Persp. 102 (1990).................................... 10
Warren M. Hem, Abortion Practice (1984)................. 33
Charlotte Hord, Henry P. David, Frances Donnay and
Merril Wolf, Reproductive Health in Romania:
Reversing the Ceausescu Legacy, 22 Stud, in Fam.
Plan. 231 (1991)............................................................ 40
Dawn M. Johnsen, Note, The Creation o f Fetal Rights:
Conflicts with Women’s Constitutional Rights o f
Liberty, Privacy, and Equal Protection, 95 Yale L.
J. 599 (1986).................................................................. 29
Katherine Koot, Jacqueline D. Forrest, and Susan
Harlap, Comparing the Health Risks and Benefits o f
Contraceptive Choices, 23 Fam. Plan. Persp. 54
(1991)
PAGE
26
XVII
Lawrence Lader, Abortion (1966).................................. 32
Scott A. Lebolt, David A. Grimes, and Willard Cates,
Jr., Mortality From Abortion and Childbirth: Are
the Populations Comparable?, 248 J.A.M.A. 188
(1982)............................................................................. 26
Judy Mann, Illegal Abortion’s Deadly Price, Washing
ton Post, Aug. 3, 1990, at C3.................................... 33
Jane Menken, The Health and Demographic Conse
quences o f Adolescent Pregnancy and Childbearing
in Adolescent Pregnancy and Childbearing: Findings
from Research (Catherine S. Chilman ed. 1980)---- 25
Ellen Messer and Katherine E. May, Back Rooms:
Voices from the Illegal Abortion Era (1988)............. 31
National Abortion Rights Action League, Who
Decides? A State-by-State Review o f Abortion Rights
(3d ed. 1992)................................................................ 37
National Research Council, Risking the Future: Ado
lescent Sexuality, Pregnancy, and Childbearing
(Cheryl H. Hayes ed. 1987)........................................ 26
Carl. J. Paverstein, Clinical Obstetrics (1987)............. 25
E.J. Quilligan, Prenatal Care in Gynecology and
Obstetrics: The Health Care o f Women (Seymour L.
Romney, et al. eds., 2d ed. 1981).............................. 25
Richard H. Schwarz, Septic Abortion (1968)............... 32
Reva Siegal, Reasoning from the Body: A Historical
Perspective on Abortion Regulation and Questions
o f Equal Protection, 44 Stan. L. Rev. 261 (1992) .. 26-27
Christine Spokar, Abortion Foes’ Mood Defiant,
Washington Post, Jan. 21, 1992, at B1..................... 58
PAGE
xvm
PAGE
Christopher Tietze and Stanley K. Henshaw, Induced
Abortion: A World Review (6th ed. 1986)................. 32
Laurence H. Tribe, Abortion: The Clash o f Absolutes
(1990)............................................................................. 39
U.S. Bureau of the Census, Current Population
Reports: Special Studies, Series P-23, No. 162, Stud
ies in Marriage and the Family.................................... 27
Dawn M. Upchurch and James McCarthy, Adolescent
Childbearing and High School Completion in the
1980s: Have Things Changed?, 21 Fam. Plan. Persp.
199 (1989)..................................................................... 26
Paul Weiler, The Wages o f Sex: The Uses and Limits
o f Comparable Worth, 99 Harv. L. Rev. 1728 (1986) 27
Women Flock to London Seeking Abortions Under
Liberal Law, Medical World News Yol. 10 (1969).. 31
Women’s Work, Men’s Work: Sex Segregation on the
Job (Barbara F. Reskin and Heidi I. Hartmann eds.
1986)...............................................................................27, 33
Laurie Zabin, Marilyn Hirsch and Mark Emerson,
When Urban Adolescents Choose Abortion: Effects
on Education, Psychological Status and Subsequent
Pregnancy, 21 Fam. Plan. Persp. 248 (1989)........... 26
In the
gitprentE dkrnrt of tt\z Btatco
October Term, 1991
Nos. 91-744 and 91-902
Planned Parenthood of Southeastern Pennsylvania,
Reproductive Health and Counseling Center,
Wom en’s H ealth Services, In c ., Wom en’s
Suburban Clinic, A llentown Women’s Center,
and Thomas Allen, M.D., on behalf of himself and
all others similarly situated,
Petitioners and Cross-Respondents,
—v.—
Robert P. Casey, A llan S. Noonan, and Ernest D.
P reate, Jr., personally and in their official capacities,
Respondents and Cross-Petitioners.
BRIEF FOR PETITIONERS AND
CROSS-RESPONDENTS
OPINIONS BELOW
The opinion of the district court, issued on August 23,
1990, is reported at 744 F. Supp. 1323 (E.D. Pa. 1990). 104a-
288a. The decision of the panel of the United States Court of
Appeals for the Third Circuit, issued on October 21, 1991, is
reported at 947 F.2d 682 (3d Cir. 1991). la-103a.‘
1 The opinions and statutes involved are reprinted in the Appendix to
the Petition for a Writ of Certiorari in Case No. 91-744. Citations to this
Appendix are made to the page number therein as “_____ a.” Citations to
the Joint Appendix are made to the page number therein as “ J.A--------- ”
2
JURISDICTION
The final judgment of the court of appeals was entered on
October 21, 1991. Jurisdiction is proper pursuant to 28
U.S.C. § 1254(1) (1988), which provides for review by certio
rari “upon the petition of any party to any civil or criminal
case, before or after rendition of judgment or decree.” The
petition and cross-petition for certiorari were granted on Jan
uary 21, 1992.
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED
The 1988 and 1989 Amendments to the Pennsylvania Abor
tion Control Act of 1982, 18 Pa. Cons. Stat. Ann. §§ 3203
(definition of medical emergency), 3205, 3206, 3207(b), 3208,
3209, 3214(a) and (f) (1983 & Supp. 1991) are set forth in the
Appendix to the Petition for Certiorari. 289a-304a.
The First Amendment provides in relevant part: “ Congress
shall make no law . . . abridging the freedom of speech
. . . U.S. Const, amend. I.
The Fourteenth Amendment provides in relevant part: “ No
State shall . . . deprive any person of life, liberty, or prop
erty, without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.” U.S.
Const, amend. XIV, § 1.
STATEMENT OF THE CASE
I. HISTORY OF THE LEGISLATION.
In 1988 and again in 1989, following this Court’s ruling in
Webster v. Reproductive Health Servs., 492 U.S. 490 (1989),
the Pennsylvania legislature amended the Pennsylvania Abor
tion Control Act, 18 Pa. Cons. Stat. Ann. §§ 3203-3220
(1983 & Supp. 1991), imposing a series of highly intrusive
and burdensome restrictions on women seeking abortion ser
vices. In large part, the amendments reenacted the statutory
provisions of the 1982 Act, which this Court held unconstitu-
3
tional in Thornburgh v. American College o f Obstetricians &
Gynecologists, 476 U.S. 747 (1986). See also City o f Akron
v. Akron Center for Reproductive Health, Inc., 462 U.S. 416
(1983).2
Like the provisions of the 1982 Act, the amendments man
date that a physician provide a woman seeking an abortion
with a prescribed litany of state-sponsored information dis
couraging abortion and that the physician delay the proce
dure for at least 24 hours after she receives this information.
18 Pa. Cons. Stat. Ann. §§ 3205, 3208; 289a-292a, 298a-
300a. The amendments also require the collection of detailed,
particularized information—some of which must be publicly
disclosed—for every abortion performed. 18 Pa. Cons. Stat.
Ann. §§ 3207(b), 3214(a) and (f); 298a, 302a-304a.
The amendments also mandate that married women notify
their husbands of their abortion decisions, 18 Pa. Cons. Stat.
Ann. § 3209; 300a-302a,3 and that women under the age of
eighteen obtain either the “ informed consent” of one parent
or a court order waiving the requirement. 18 Pa. Cons. Stat.
Ann. § 3206; 292a-297a.4 * While compliance with §§ 3205,
3206, and 3209, and other provisions of the Act not before
this Court, is exempted where there is a medical emergency,
2 Following Akron, the Commonwealth of Pennsylvania conceded the
invalidity of the 24-hour mandatory delay and physician-only counseling pro
visions of the Act. American College o f Obstetricians & Gynecologists v.
Thornburgh, 737 F.2d 283, 293 (3d Cir. 1984). Thus, the constitutionality of
those provisions was not before this Court in Thornburgh.
3 The 1974 Abortion Control Act, an earlier version of the 1982 Act,
required a married woman to obtain the consent of her husband. It was
found unconstitutional in Planned Parenthood Ass’n v. Fitzpatrick, 401 F.
Supp. 554, 564-66 (E.D. Pa. 1975) (three-judge court), aff’d mem. sub nom.
Franklin v. Fitzpatrick, 428 U.S. 901 (1976). In 1987, the legislature then
passed a “paternal” notification provision. In vetoing this measure, respon
dent Casey noted that “ a state cannot delegate to any third-party—even a
husband—a power that the state cannot exercise itself.” J.A. 595.
4 The 1974 and 1982 Acts also contained parental consent require
ments that were found constitutionally deficient. See Fitzpatrick, 401 F.
Supp. at 566-68; American College o f Obstetricians & Gynecologists v.
Thornburgh, 656 F. Supp. 879, 887-90 (E.D. Pa. 1987).
4
the Act’s definition of medical emergency is extremely nar
row. 18 Pa. Cons. Stat. Ann. § 3203; 289a.
U. HISTORY OF THE LITIGATION.
Six years ago, this Court reaffirmed Roe v. Wade, 410
U.S. 113 (1973), and found that provisions of the 1982 Act,
nearly identical to the amendments before this Court today,
“ wholly subordinate[d] constitutional privacy interests . . .
in an effort to deter a woman from making a decision that
. . . is hers to make.” Thornburgh, 476 U.S. at 759. Relying
principally on this Court’s decisions in Roe, Thornburgh, and
Akron, and following a three-day bench trial at which ten
witnesses testified,5 the district court issued its opinion and
order on August 24, 1990, enjoining virtually all of the chal
lenged provisions. 104a-288a.
The trial court’s detailed findings of fact,6 which demon
strate that the Act endangers women’s lives and health, con
firm the findings made by this Court in Thornburgh on a
more limited factual record. The district court rejected the
Commonwealth’s argument that Webster, 492 U.S. at 517-20,
and Hodgson v. Minnesota, 110 S. Ct. 2926 (1990), had over
ruled or modified the strict scrutiny standard of Roe, applied
in both Thornburgh and Akron. 231a-233a. It found, how
ever, that this Court’s decision in Bellotti v. Baird, 443 U.S.
622, 640 (1979) (“ Bellotti II"), required it to judge the con
stitutionality of the “ informed” parental consent requirement
of § 3206 under the less protective “undue burden” standard.
248a. Nevertheless, based on the evidence, the district court
found this provision invalid under this more deferential stan
dard. 248a-252a. The Commonwealth appealed.
5 In addition, the district court reviewed two sets of stipulated facts
and the verifications and testimony of four witnesses from the preliminary
injunction hearing. J.A. 608-21.
6 The district court carefully documented the record evidence support
ing each of its 387 findings of fact, none of which was reversed on appeal.
Given the complete absence of “ an extraordinary reason” to examine the
district court’s findings, they must be accepted by this Court. Goodman v.
Lukens Steel Co., 482 U.S. 656, 665 (1987).
5
On October 21, 1991, applying an incorrect interpretation
of Marks v. United States, 430 U.S. 188 (1977), the Court of
Appeals for the Third Circuit reversed in part and affirmed
in part the district court’s judgment, holding that Roe,
Akron, and Thornburgh are no longer the law of the land
and that women no longer enjoy a fundamental constitu
tional right to choose abortion. 30a. Rather, the court of
appeals held that Webster and Hodgson established a new
and less protective “ undue burden” standard for reviewing
the constitutionality of abortion restrictions, a standard first
suggested in Justice O’Connor’s dissenting opinions in
Akron, 462 U.S. at 453, 461-64 (O’Connor, J., dissenting)
and Thornburgh, 476 U.S. at 828-29 (O’Connor, J., dissent
ing). Rather than remanding the case for application of the
new standard by the trier of fact, or for further factual devel
opment relevant to this new standard, the court of appeals
largely ignored the record and upheld all challenged provi
sions except the husband notification requirement. These con
solidated Petitions for Certiorari followed.
m. FACTS.
A. Husband Notification.
Except in extremely limited circumstances, § 3209 of the
Act requires every married woman to notify her husband that
she is about to undergo an abortion.7 In the vast majority of
marriages, wives discuss their abortion choice with their hus
bands and reach a decision only after serious dialogue. 193a.
In many troubled and dysfunctional marriages, however, the
Act forces a woman to involve even an abusive husband in
her abortion decision, jeopardizing her own health and safety
as well as that of her children.
Marital abuse is surprisingly common in the United States.
As the district court found, “ one of every two women will be
7 The Commonwealth neither requires a husband to notify his wife
about any medical procedures affecting his capacity to have children within
marriage, nor requires a wife to notify her husband of other surgical proce
dures, including those that affect her capacity to become a mother. 199a.
6
battered at some time in their [sic] life.” 195a. In addition to
physical battering,8 which often intensifies during pregnancy,
196a, some husbands resort to sexual abuse, including rape
and sexual mutilation; psychological abuse, including verbal
insults; and abuse of the children or other family members.
196a, 199a. In an attempt to control all aspects of their
wives’ lives, some husbands refuse to provide sufficient sup
port to feed, clothe, and shelter the family, 199a; J.A. 213-
14; or closely monitor their wives’ whereabouts. J.A. 212-13,
229-30. The court of appeals found that “ the number of dif
ferent situations in which women may reasonably fear dire
consequences from notifying their husbands is potentially
limitless,” and includes:
women who reasonably fear retaliatory psychological
abuse; women who reasonably fear retaliatory physical
or psychological abuse of their children; women who are
separated following a failed marriage relationship and
for whom renewal of contact may produce severe emo
tional distress; women whose husbands have serious
health problems and who reasonably fear that notifica
tion will be health threatening; and women whose mar
riages are severely troubled and who reasonably fear
that notice will precipitate the demise of the marital rela
tionship.
70a. The dangerous and potentially deadly consequences of
forced notification cannot be overstated. As Dr. Lenore
Walker, a national expert on domestic violence, testified,
requiring a battered woman to notify her husband is like
“ giving him a hammer to just beat her.” J.A. 228. See also
201a.
Two of the exceptions to the husband notification require
ment purport to relieve women of the devastating conse
quences of domestic violence caused by the mandatory
8 Bonnie Jean Dillon, a battered woman, testified at trial of “ being
thrown on the floor in the kitchen and being kicked around with his feet. I
remember being drug [sic] from the back room of the office and thrown
down the cellar steps while the secretaries were there. I can remember being
thrown against the cellar door and smashing my face against the cellar
door.” J.A. 381.
7
notification. Section 3209(b)(3) provides that the mandatory
notification does not apply where “ [t]he pregnancy is a result
of spousal sexual assault . . . which has been reported to a
law enforcement agency.” Section 3209(b)(4) provides for a
waiver of notification where the woman reasonably believes
that notifying her husband “ is likely to result in the infliction
of bodily injury upon her.” 301a.
Neither of these exceptions provides any meaningful pro
tection for battered women. Section 3209(b)(4)’s exception is
expressly limited to situations where the woman fears ‘‘bodily
injury” to herself. Thus, as the district court found, a mar
ried woman must notify her abusive husband of her decision
to obtain an abortion even if he psychologically or economi
cally coerces her or her children; punishes her children with
physical violence or sexual abuse; threatens to publicize her
decision to have an abortion; or threatens to retaliate against
her in future child custody or divorce proceedings. 194a,
199a.
Moreover, § 3209(b)(3) applies only in cases where the
pregnancy is the “ result” of spousal sexual assault that has
been reported to a law enforcement official. 18 Pa. Cons.
Stat. Ann. § 3128(c). Consequently, the exception provides
no assistance when the sexual abuse occurs after the woman
becomes pregnant, when the sexual abuse does not result in
pregnancy, or when the woman has not or cannot report the
abuse. In some cases, rather than exempting the woman, it
actually triggers notification, for once officials launch an
investigation or file criminal charges, the husband will be
notified.
Even where the exceptions apply, they are unlikely to be of
any aid. Battering and sexually abusive husbands often
threaten their wives with further violence if they break the
shroud of secrecy that surrounds the battering. 197a.9 * * Simi
larly, few survivors of marital rape will be able to report the
9 For example, when asked at trial why she had never told anyone
about her husband’s battering, even after it put her in the hospital five times,
Ms. Dillon said, “ I was afraid of how he would react if he found out that I
was telling people about our secret, about what he was doing to me.”
J.A. 383.
8
rape to law enforcement officials. 198a. As Dr. Lenore
Walker testified at trial, women “ will rarely report to a law
enforcement agency that they have been sexually abused.”
J.A. 230.10 Other battered women deny their abuse as a sur
vival strategy for coping with the pain, and will rarely, if
ever, discuss their abuse with anyone. 200a-201a. As the dis
trict court found, the realistic fear of retaliation by the
abuser, or the psychological condition caused by the abuse,
will make battered women “unlikely to avail themselves of
the exceptions to § 3209 . . . regardless of whether the sec
tion applies to them.” 198a.
B. Biased Patient Counseling and Mandatory Delay.
Section 3205 of the Act requires that a woman give her
voluntary and informed consent to the abortion procedure.
289a. But in a radical departure from accepted medical prin
ciples, § 3205 deems consent “ informed” only when a physi
cian provides the woman—on pain of criminal penalties and
license suspension and revocation11—with state-approved
information.12 As the district court found, this information
creates the impression that both the Commonwealth and the
physician “ disapprove! ] of the woman’s decision,” see 179a,
10 For example, despite years of counseling following the break-up of
her marriage, Ms. Dillon had never revealed the fact that she was a survivor
of marital rape, until several days before her testimony, and only then after
repeated questioning by counsel. J.A. 387.
11 The district court found “ no other instance [in which] an informed
consent regulation provide[s] for criminal penalties.” 180a. The threat of
criminal prosecution will deter physicians from performing abortions
because medical malpractice insurance contains no coverage for criminal
prosecutions. J.A. 144.
12 Included in this information is the nature of the abortion procedure,
its risks and alternative treatments, the probable gestational age of the fetus,
and the medical risks of carrying the pregnancy to term. Additionally,
§§ 3205 and 3208 mandate that physicians or counselors offer the pregnant
woman materials that give detailed descriptions and pictures of the fetus at
two-week gestational increments from fertilization until full-term, as well as
the names of agencies offering alternatives to abortion; and inform the
woman of the availability of medical assistance benefits and of the father’s
liability for child support payments if she carries her pregnancy to term.
289a-290a, 298a-300a.
9
and is a “poorly veiled attempt! ] . . . to disguise elements
of discouragement of the abortion decision.” 180a. By insert
ing its anti-abortion message into the informed consent dia
logue, the Commonwealth has transformed the physician
from the impartial counselor mandated by accepted medical
standards into a partisan proponent of the state’s ideology.
Section 3205 also intrudes heavily on physicians’ discretion
by requiring them to supply a specified package of informa
tion to all patients. This conflicts with the accepted medical
practice of giving patients information tailored to their indi
vidual needs and circumstances, out of respect for the patient
who will be “ autonomously making the decision.” 177a;
J.A. 161.
Much of the required information is not only inflammatory
and misleading, but is beyond the expertise of medical pro
fessionals. 179a-180a. Physicians or counselors are required
to offer women seeking abortions “printed materials which
describe the unborn child and list agencies which offer alter
natives to abortion.” 290a. Some of the listed agencies, how
ever, are ideological anti-abortion groups, notorious for
giving women inflammatory and inaccurate information. See
169a. Women must also be told that medical assistance bene
fits may be available if they carry their pregnancies to term,
and that the “ father of the unborn child is liable to assist in
the support of her child . . . .” 290a. But, in truth, most
women will be ineligible for medical assistance benefits, or
will, in practice, be unable to collect adequate child support
payments if they carry their pregnancies to term. See 179a-
180a. This information will convey the message that the bene
fits will be adequate to raise a child—a cruel deception for
low-income women whose decisions may be based, in part,
upon their financial ability to raise additional children.
Before a woman may obtain an abortion, § 3205 also man
dates that she delay an additional 24 hours after she is given
the state-mandated information.13 * By imposing an inflexible
13 In no other area of medical decision-making does the Common
wealth require a 24-hour delay after a patient gives informed consent.
J.A. 173.
10
waiting period for all women, the Commonwealth signifi
cantly burdens their rights to terminate pregnancy. Because
of scheduling complications and a shortage of physicians,14
the 24-hour mandatory delay will often “ result in delays far
in excess of 24 hours. For the majority of women in Pennsyl
vania, delays will range from 48 hours to two weeks.” 172a.
Moreover, the 24-hour delay will force every woman to make
a minimum of two visits to an abortion provider. 171a.
Solely because of the Act, the thousands of Pennsylvania
women who travel hundreds of miles to obtain an abortion,
172a, must assume the additional costs of transportation,
overnight lodging, lost wages, food, and childcare. 172a,
186a. The delay will also twice subject “many women to the
harassment and hostility of anti-abortion protestors . . . .”
172a.15
As the district court found, mandated delay will impose the
greatest burdens on low-income women, women who live far
from an abortion provider, and women “ who have difficulty
explaining their whereabouts, such as battered women, school
age women, and working women without sick leave.” 173a.
Indeed, it is likely that many battered women will face addi
tional battering during the mandated delay. 197a-198a;
J.A. 227.
14 In 1987, there were no abortions performed in 40 out of 67 counties
in Pennsylvania. In 12 other counties, there were ten or fewer abortions per
formed. Pennsylvania Induced Abortion Report, January-December, 1987.
These figures are consistent with national data finding that 83% of the coun
ties in the United States have no abortion provider. Stanley K. Henshaw and
Jennifer Van Vort, Abortion Services in the United States, 1987 and 1988, 22
Fam. Plan. Persp. 102, 106 (1990).
15 Section 3205’s mandatory delay will also damage the health of
women by increasing physical and psychological stress, and the risk of com
plications. For each week of delay, the risk of complications from abortion
increases by approximately 30% and the risk of death increases by approxi
mately 50%. See 152a-153a. See also American Public Health Association
Recommended Program Guide for Abortion Services, 70 Am. Pub. H. J.
652, 654 (1980). Moreover, the forced delay will push some women into the
second trimester, substantially increasing both the cost and medical risks of
an abortion. 173a.
11
C. “ Informed” Parental Consent.
Creating obstacles far harsher than any prior parental
involvement statute reviewed by this Court, § 3206’s require
ment of “ informed” parental consent forces both the parent
and the young woman to come to the physician at least 24
hours before the abortion for the biased counseling required
by § 3205. 292a-297a. The provision thus necessitates at least
one visit to the physician by the woman’s parent and at least
two, and more likely three, visits by the young woman her
self, thereby creating “ layers of obstacles” that unduly bur
den a young woman’s ability to get an abortion. See 172a,
186a.16 * *
Moreover, requiring a consenting parent to schedule an
appointment with the physician will cause serious delays,
even where the young woman’s parent is supportive of her
decision. For example, many parents will be unable to visit
the physician promptly due to work schedules, family obliga
tions, burdensome travel, illness, or lack of financial
resources. 183a, 185a; J.A. 617. Where the parent is hostile
to the young woman’s abortion decision, the provision may
result in unnecessary and dangerous delays, or an effective
and arbitrary veto of the young woman’s abortion choice.
J.A. 616.
As the district court found, delays imposed by § 3206 can
be “ both dangerous and prohibitive” because young women
often obtain abortions much later in their pregnancies than
16 “ Informed” parental consent for young women seeking abortion is
a significant departure from state law that recognizes the importance of pro
viding confidential health services to pregnant women under the age of 18.
Pennsylvania law allows pregnant young women to consent to medical or
health services to treat pregnancy and venereal disease. 35 Pa. Cons. Stat.
Ann. § 10103 (1977). Similarly, following a pregnancy, a young woman may
consent to medical, dental, and health services for herself, 35 Pa. Cons. Stat.
Ann. § 10101 (1977), and her children. 35 Pa. Cons. Stat. Ann. § 10102
(1977). Additionally, a young woman may consent to medical, dental, or
health services in cases where a delay in treatment would increase the risk to
the young woman’s life or health. 35 Pa. Cons. Stat. Ann. § 10104 (1977).
12
older women. 183a.17 Thus, young women are more likely to
be forced into having a second trimester abortion, with its
increased health risks, 184a, or may be too late in pregnancy
to obtain a safe, legal abortion altogether. Some of these
women will resort to desperate measures: they may try to
obtain illegal abortions, attempt to self-induce an abortion,
or attempt suicide. 185a; J.A. 611, 618.
D. Definition of Medical Emergency.
Although §§ 3205, 3206, and 3209 do not apply in medical
emergencies, the Act limits this important exception to
[t]hat condition which, on the basis of the physician’s
good faith clinical judgment, so complicates the medical
condition of a pregnant woman as to necessitate the
immediate abortion of her pregnancy to avert her death
or for which a delay will create serious risk of substan
tial and irreversible impairment of major bodily func
tion.
18 Pa. Cons. Stat. Ann. § 3203; 289a. A far cry from the
accepted definition of medical emergency, which gives a phy
sician broad discretion to protect a woman’s health,18 the
vague and narrow definition will “ interfere! ] with a physi
cian’s ability to act in accordance with his [or her] best medi
cal judgment.” 157a.19 As a result, the Act will cause panic,
17 For a variety of reasons, young women deny that they are pregnant
and postpone decision-making. Some are unaware that they are pregnant
because they do not know about their menstrual cycles or because they men
struate irregularly. Other young women delay seeking medical help because
of fear, anxiety, and hesitation in divulging to parents sexual activity, preg
nancy, or their desire to have an abortion. 183a-184a.
18 Pennsylvania’s Emergency Medical Services Act, 35 Pa. Cons. Stat.
Ann. § 6923 (Supp. 1991), broadly and clearly defines the term as circum
stances “resulting in a need for immediate medical intervention.” 155a.
19 Although the Act permits physicians to exercise their “good faith
judgment” in applying the medical emergency exception, the district court
found that this “ does not alter the fact that a ‘serious risk of substantial and
irreversible impairment of major bodily function’ must exist for a situation
to constitute a medical emergency under the Act.” 157a.
13
confusion, and delay in the provision of emergency medical
services to pregnant women, and will hinder the physician’s
ability “ to make a rapid response to the detriment of the
health of the [ ] patient. . . 156a.20
The district court identified three medical conditions—
inevitable abortion, premature ruptured membrane, and
preeclampsia—that exemplify those that would fall outside
the Act’s definition of “ medical emergency.” The court
found that failure to perform an immediate abortion in these
circumstances would pose a threat to the woman’s health, but
would not pose a “ serious risk of substantial and irreversible
impairment of major bodily function.”
E. Public Disclosure and Reporting Requirements.
Sections 3207(b) and 3214(f) require that every abortion
facility, including individual physicians, file with the Depart
ment of Health a quarterly report listing the name and
address of the facility, and the total number of abortions per
formed by trimester of pregnancy.21 This information is avail
able for public inspection and copying if the abortion
provider receives any state funding, even funding for services
wholly unrelated to abortion. 298a, 304a.22
Like their counterparts across the nation, Pennsylvania
abortion providers and the women seeking care face vicious
harassment and violence by opponents of abortion. See NOW
v. Operation Rescue, 726 F. Supp. 1483, 1488-90 (E.D. Va.
1989), a ff’d, 914 F.2d 582 (4th Cir. 1990), cert, granted sub
nom. Bray v. Alexandria Women’s Health Clinic, 111 S. Ct.
20 Ultimately, some physicians may refuse to offer emergency services
out of fear of potential criminal and civil liability. J.A. 188.
21 A nearly identical reporting provision in the 1982 Act was found
unconstitutional. American College o f Obstetricians & Gynecologists v.
Thornburgh, 613 F. Supp. 656, 670 (E.D. Pa. 1985).
22 Most abortion providers in Pennsylvania receive Medicaid payments
for abortions provided to survivors of rape and incest and women with life-
threatening conditions. State funds are also paid to clinics and physicians for
related medical care, as well as building costs, and other purposes unrelated
to the provision of abortion services. 210a-211a.
14
1070 (1991). Massive blockades, hate mail, bombings, and
kidnapping threats against physicians, clinic employees, and
family members are commonplace.23 Public disclosure of
their identity will subject abortion providers to increased har
assment, discourage new physicians from offering abortion
services, and discourage acceptance of state aid, thereby pre
venting clinics from offering patients a wide range of health
care services. 213a-214a.
Section 3214(a) requires a detailed report for each abortion
performed, including the names of the referring physician
and those physicians concurring in and assisting late-term
abortions.24 Additionally, the report must disclose the basis
for the physician’s judgment that an abortion performed
after the 24th week was authorized by the Act, § 3214(a)(8),
and that a medical emergency existed. § 3214(a)(10). Physi
cians must also report the basis for their determination of
gestational age. § 3214(a)(ll).
The evidence demonstrated that these aspects of § 3214(a)
serve no legitimate scientific purpose, will deter physicians
from referring women to or assisting abortion providers, or
from acting in the patient’s best interest. 221a-222a. Refer
ring physicians are “extremely protective of their anonymity”
for fear that they will be harassed and that they will lose
patients or hospital privileges. 219a; J.A. 31-32. Indeed, testi
mony at trial revealed that physicians would not refer
patients to any abortion provider if their names are required
on an abortion report. 220a. Evidence also showed that
requiring physicians to report the basis for their medical
23 David A. Grimes, el al., An Epidemic o f Antiabortion Violence in
the United States, 165 Am. J. Obst. and Gyn. 1263 (1991). For example, in
September, 1989, five opponents of abortion forced their way into the offices
of plaintiff Women’s Health Services and dumped buckets of tar onto the
main patient care area. 212a. The clinic director’s sixteen-year-old daughter
was threatened with kidnapping, forcing her family to guard her both at
home and at school. J.A. 260-63.
24 This report must include the name of the referring physician,
agency, or service, and the names of the concurring physician and second
physician for any post-24 week abortion authorized by 18 Pa. Cons. Stat.
Ann. § 3211(c)(2), (5) (Supp. 1991). See § 3214(a)(1).
15
judgments will make them less willing to act in a pregnant
patient’s best interests. 222a; J.A. 39.
SUMMARY OF ARGUMENT
Few decisions are more basic to “ individual dignity and
autonomy” than the right of a woman to choose to terminate
or continue a pregnancy. Thornburgh, 476 U.S. at 772. So
proclaimed this Court only six years ago when it reaffirmed
Roe, 410 U.S. 113 (1973), and invalidated provisions of a
Pennsylvania law virtually identical to those at issue here.
Once again, this Court must reaffirm Roe and find uncon
stitutional Pennsylvania’s most recent intrusions on reproduc
tive liberty. Abandoning Roe by withdrawing the highest level
of constitutional protection would contravene established
principles of stare decisis and would jeopardize women’s dig
nity and equality. Moreover, history makes clear that over
turning Roe will not end abortion. Instead, permitting states
to criminalize abortion or impose onerous restrictions will
tragically and undeniably return thousands of women to
back-alley or self-induced abortions. Many will die. Others
will be forced by the state to sacrifice their health or to carry
unwanted pregnancies to term. Roe's demise will be most
devastating for low-income, young, rural, or battered
women, who are too vulnerable to overcome state-imposed
obstacles.
No legitimate justification supports overturning Roe. Fun
damental constitutional protection for the abortion right fol
lows logically and necessarily from a century of this Court’s
decisions recognizing that personal choices affecting bodily
integrity, identity, and destiny are largely beyond the reach of
government. Roe's trimester framework not only fairly
accommodates the interests of the woman and the state, but
also serves as a sound guidepost for the courts and state leg
islatures.
The court of appeals erroneously adopted the vague and
unworkable “ undue burden” standard of review, which is
likely to result in arbitrary and discriminatory applications by
16
lower courts. In contrast to the clarity and equity of Roe,
both the “ undue burden” and “ rational basis” standards
would sanction and invite intolerable legislative interference
with private reproductive decisions. Adopting these lesser
standards would ensure an irrational patchwork of state laws
and would return to the vicissitudes of local politics what
Roe properly removed from that forum.
Even under these deferential standards of review, however,
this Court must find unconstitutional the Act’s challenged
provisions. Mandatory husband notification violates rights of
privacy and marital integrity by subjecting intimate marital
discussions to state surveillance and control, and endangering
the lives and health of married women compelled to notify
abusive husbands of their abortion choice. By imposing
duties only on women and conferring rights solely on men,
the Act also perpetuates the pernicious stereotype that women
are subordinate within marriage and incapable of making
independent moral decisions. The provision thereby violates
the Constitution’s equal protection guarantees.
Requiring physicians to provide a litany of state-mandated
information violates the longstanding medical principle that
the informed consent dialogue must be tailored to the needs
of each patient, not used to transform the physician into a
partisan proponent of the state’s ideology. While furthering
no legitimate purpose, the Act’s 24-hour mandatory delay
forces women to travel to their physicians on at least two,
and often three, occasions, thereby increasing the expense
and medical risks of abortion.
Far more onerous than other parental consent or notifica
tion statutes upheld by this Court, the Act’s “ informed”
parental consent requirement presents so insurmountable an
obstacle that even parents who have participated in, support,
and consent to their daughter’s abortion decision may be
unable to comply with the law. Rather than furthering com
munication between parents and their daughters, the Act
forces family life to conform to a state-designed ideal.
Furthering no legitimate state interest, the intrusive public
disclosure and reporting requirements merely enhance the
17
ability of abortion opponents to intimidate physicians
through violence and harassment. Finally, the Act’s narrow
medical emergency exception is inconsistent with well-
established medical standards. By denying pregnant women a
waiver of the Act’s requirements except in the most dire cir
cumstances, this provision will jeopardize women’s lives and
health and discourage the provision of emergency services to
pregnant women.
In view of the immediate harm that will befall women
should these provisions go into effect, this Court must
resoundingly reaffirm Roe. Without its fundamental protec
tion, women will be unable to maintain the measure of equal
ity they have won so far, and this Court will forsake its
historic role as guardian of constitutional liberties.
ARGUMENT
I. THIS COURT MUST REAFFIRM THE CENTRAL
HOLDING OF ROE V. WADE THAT THE RIGHT TO
CHOOSE ABORTION IS A FUNDAMENTAL RIGHT
PROTECTED BY THE CONSTITUTION.
A. This Court Cannot Uphold the Pennsylvania Statute
Without Abandoning the Strict Scrutiny Standard of
Review, thereby Overruling Roe v. Wade.
This Court’s landmark decision in Roe, 410 U.S. 113
(1973), holds profound significance for all Americans. In
finding a Texas abortion ban unconstitutional, this Court did
far more than prohibit the most draconian abortion laws.
Rather, this Court held that the right to make private deci
sions about childbearing is a constitutional liberty of funda
mental dimension.
Roe mandates that state laws that intrude upon reproduc
tive choices—whether to carry a pregnancy to term or have
an abortion—must be examined with the most exacting scru
tiny. Id. at 155. Under this standard, only laws necessary and
narrowly tailored to serve the most compelling state interests
pass constitutional review. Id.
18
This Court has consistently applied Roe's strict scrutiny
standard to invalidate not only abortion bans, but also laws
that encumber the abortion choice with delay, administrative
hurdles, or expense, or that disproportionately harm young,
low-income, rural, or battered women. See, e.g., Doe v. Bol
ton, 410 U.S. 179, 193-200 (1973) (accredited hospitalization
requirement, hospital review committee approval, and two
physician concurrence requirements); Planned Parenthood v.
Danforth, 428 U.S. 52, 67-75 (1976) (husband and parental
consent); Akron, 462 U.S. at 432-39, 442-51 (24-hour manda
tory delay, biased counseling, doctor-only counseling, and
second trimester hospitalization requirements); Thornburgh,
476 U.S. at 759-68 (biased patient counseling; reporting and
public disclosure requirements). Roe's central premise—that
the right to choose abortion is a fundamental right protected
by the most exacting scrutiny—thus forbids legislation that
places roadblocks before women seeking abortion or that
forecloses the abortion option for those women too vulner
able to overcome the state-imposed burdens.25
The district court found, and the court of appeals acknowl
edged, that the Pennsylvania law is unconstitutional under
the strict scrutiny standard of Roe.26 In upholding restrictions
that this Court already held unconstitutional under Roe, the
court of appeals found that women no longer enjoy funda
mental constitutional protection for the right to choose abor
tion. Declining to apply strict scrutiny, the court of appeals
25 In this regard, Roe is entirely consistent with this Court’s jurispru
dence in other areas. Recognizing that constitutionally protected freedoms
“ are protected not only against heavy-handed frontal attack, but also from
being stifled by more subtle governmental interference,” Bates v. City o f
Little Rock, 361 U.S. 516, 523 (1960), this Court has repeatedly invalidated
statutes that inhibit the exercise of fundamental rights. See Shapiro v.
Thompson, 394 U.S. 618 (1969) (one-year residency requirement as a condi
tion on welfare assistance violates the right to travel); Bates, supra (compul
sory disclosure of membership lists violates right of association); Lovell v.
City o f Griffin, 303 U.S. 444 (1938) (ordinance forbidding distribution of
any kind of literature without permission from city manager violates the
right of free expression).
26 See 30a, 225a. Similarly, the Commonwealth effectively conceded
that the Pennsylvania law could not withstand scrutiny under Roe when it
asked the lower courts to apply a new, less rigorous standard of review. 225a.
19
measured the constitutionality of the Pennsylvania law under
the new, far less protective “ undue burden” standard.
Because the invalidity of the instant provisions under Roe
is indisputable, this Court cannot sustain the decision below
without overruling Roe or so eviscerating its core holding as
to render it meaningless. As shown below, Roe is eminently
sound in principle and workable in practice. Therefore, no
valid justification exists for this Court to take the radical and
unprecedented step of withdrawing the highest level of consti
tutional protection from this fundamental right.27
B. The Doctrine of Stare Decisis Demands Reaffirma
tion of Roe.
This Court has repeatedly held that the doctrine of stare
decisis “ is of fundamental importance to the rule of law.”
Hilton v. South Carolina Pub. Rys. Comm’n, 112 S. Ct. 560,
563 (1991) (quoting Welch v. Texas Dep’t o f Highways &
Pub. Transp., 483 U.S. 468, 494 (1987)). Fidelity to prece
dent
ensure[s] that the law will not merely change erratically,
but will develop in a principled and intelligible fashion.
[It] permits society to presume that bedrock principles
are founded in law rather than in the proclivities of indi
viduals, and thereby contributes to the integrity of our
constitutional system of government, both in appearance
and fact.
Vasquez v. Hillery, 474 U.S. 254, 265-66 (1986).28 “ [E]ven in
constitutional cases, the doctrine carries such persuasive
27 In addition to the “ liberty” guarantee of the Fourteenth Amend
ment, the right to abortion may be grounded in other constitutional rights:
equal protection, freedom of religion, the rights to be free from involuntary
servitude and cruel and unusual punishment, and the rights retained by the
people under the Ninth Amendment. In the event that this Court abandons
Roe, it should remand this case for consideration of the other constitutional
principles that support the right to choose abortion.
28 See generally Patterson v. McLean Credit Union, 491 U.S. 164, 172
(1989) (“[SJtare decisis is a basic self-governing principle within the Judicial
Branch, which is entrusted with the sensitive and difficult task of fashioning
and preserving a jurisprudential system that is not based upon ‘an arbitrary
20
force that . . . departure from precedent [must] be supported
by some ‘special justification.’ ” Payne v. Tennessee, 111 S.
Ct. 2597, 2618 (1991) (Souter, J., concurring) (quoting
Arizona v. Rumsey, 467 U.S. 203, 212 (1984)).
By overruling Roe, this Court would sanction an abrupt
departure from 200 years of American constitutional history.
Never before has this Court bestowed, then taken back, a
fundamental right that has been a part of the settled rights
and expectations of literally millions of Americans for nearly
two decades.29 To regress by permitting states suddenly to
impose burdensome regulations or criminalize conduct that a
full generation of women has always known to be constitu
tionally protected would be anathema to any notion of prin
cipled constitutional decision-making.30
Hence, overturning Roe would implicate the weightiest of
stare decisis concerns: as Justice Harlan recognized, stare
decisis “provides the stability and predictability required for
the ordering of human affairs over the course of time
. . . .” Williams v. Florida, 399 U.S. 78, 127 (1970)
(Harlan, J., concurring in part and dissenting in part). More
recently, this Court emphasized:
Stare decisis has added force when the legislature, in the
public sphere, and citizens, in the private realm, have
acted in reliance on a previous decision, for in this
instance overruling the decision would dislodge settled
rights and expectations.
Hilton, 112 S. Ct. at 564.31
discretion.’ ” (quoting The Federalist, No. 78, at 490 (Alexander Hamilton)
(H. Lodge ed. 1888)).
29 By 1989, approximately sixteen million women had obtained legal
abortions. If current abortion rates continue, nearly half of all women of
reproductive age will have had an abortion by the time they reach age forty-
five. Rachel B. Gold, Abortion and Women’s Health: A Turning Point for
America? 22 (Alan Guttmacher Institute, 1990) [hereinafter Abortion and
Women’s Health].
30 Stare decisis requires adherence to the strict scrutiny standard and
trimester framework of Roe, as well as its specific holding. See County o f
Allegheny v. ACLU Greater Pittsburgh Chapter, 492 U.S. 573, 668 (1989)
(Kennedy, J., concurring in part and dissenting in part).
31 Cf. Payne, 111 S. Ct. at 2610 (“ Considerations in favor of stare
decisis are at their acme . . . where reliance interests are involved”).
21
Further, Roe does not stand alone. On the contrary, it
defines the contours of privacy, which protects individuals
from governmental interference in personal decision-making
and is the foundation for numerous important freedoms.32 As
Justice Scalia has noted, “ the respect accorded prior deci
sions increases, rather than decreases, with their antiquity, as
the society adjusts itself to their existence, and the surround
ing law becomes premised on their validity.” South Carolina
v. Gathers, 490 U.S. 805, 824 (1989) (Scalia, J., dissenting).
Twice in the past decade, this Court has reconsidered and
resoundingly reaffirmed Roe. In Akron, 462 U.S. 416, this
Court rejected the argument that Roe “erred in interpreting
the Constitution,” id. at 419, and enumerated the “especially
compelling reasons for adhering to stare decisis in applying
the principles of Roe . . . .”
That case was considered with special care. It was first
argued during the 1971 Term, and reargued—with exten
sive briefing—the following Term. The decision was
joined by the Chief Justice and six other Justices. Since
Roe was decided in January 1973, the Court repeatedly
and consistently has accepted and applied the basic prin
ciple that a woman has a fundamental right to make the
highly personal choice whether or not to terminate her
pregnancy.
Id. at 420 n.l. '
In Thornburgh, this Court held: “ [ajgain today, we reaf
firm the general principles laid down in Roe and in Akron
32 For example, courts have relied on Roe when recognizing the right
to use contraceptives, Carey v. Population Servs. Int’l, 431 U.S. 678, 684-86
(1977); the right to be free from overly restrictive maternity leave regulations,
Cleveland Bd. o f Educ. v. La Fleur, 414 U.S. 632, 639-40 (1974); the right to
marry, Zablocki v. Redhail, 434 U.S. 374, 384-86 (1978); the right to infor
mational privacy, Whalen v. Roe, 429 U.S. 589, 599-600 (1977); the right to
be free from forced sterilization, Ruby v. Massey, 452 F. Supp. 361, 366 (D.
Conn. 1978); the right of bodily integrity, In re Quinlan, 355 A .2d 647, 663
(N.J. 1976); Superintendent o f Belchertown State School v. Saikewicz, 370
N.E.2d 417, 424 (Mass. 1977); and the right to be free from court-ordered
contraception, People v. Pointer, 199 Cal. Rptr. 357, 364 (Ct. App. 1984), or
court-ordered abortion, In re Mary P., 444 N.Y.S.2d 545, 546-47 (Fam. Ct.
1981).
22
. . . . [T]he constitutional principles that led this Court to
its decisions in 1973 still provide the compelling reason for
recognizing the constitutional dimensions of a woman’s right
to decide whether to end her pregnancy.” 476 U.S. at 759.
Given the certainty of disrupting the lives and settled
expectations of countless women, overturning Roe would be
“a rare and grave undertaking,” Webster, 492 U.S. at 558
(Blackmun, J., concurring in part and dissenting in part),
which could be justified only by a strong showing by the
Commonwealth that special circumstances demand that
result. Only if the precedent is “ unsound in principle,”
“ unworkable in practice,” or has led to inconsistent, unfore
seen, or anomalous results, see Garcia v. San Antonio Metro
politan Transit Auth., 469 U.S. 528, 546-47 (1985); Vasquez,
474 U.S. at 266, would this radical step be warranted.33 None
of these justifications is present here.
C. Roe Is Soundly Based in the Constitution and Sets
Forth a Fair and Workable Standard of Adjudica
tion.
1. The decision to terminate or continue a pregnancy
is a fundamental right.
This Court has long recognized rights of privacy and
bodily integrity. As early as 1891, it held,
No right is held more sacred, or is more carefully
guarded by the common law, than the right of every
33 Overruling a decision so recently reaffirmed would seriously under
mine public confidence in the integrity of this Court, especially when nothing
has changed but the Court’s composition. See Brief Amici Curiae of Certain
Members of Congress. See Florida Dep’t o f Health v. Florida Nursing
Homes A ss’n, 450 U.S. 147, 154 (1981) (Stevens, J., concurring) (stare deci
sis gives citizens “ confidence that the rules on which they rely in ordering
their affairs . . . are rules of law and not merely the opinions of a small
group of men who temporarily occupy high office”). “ [I]t should go without
saying that the vitality of . . . constitutional principles cannot be allowed to
yield simply because of disagreement with them.” Brown v. Board o f Educa
tion, 349 U.S. 294, 300 (1955). See also Thornburgh, 476 U.S. at 771-72.
23
individual to the possession and control of his own per
son, free from all restraint or interference of others
Union Pacific Ry. Co. v. Botsford, 141 U.S. 250, 251-52
(1891). See also Olmstead v. United States, 277 U.S. 438, 478
(1928) (Brandeis, J., dissenting) (“The makers of our Consti
tution . . . conferred, as against the government, the right to
be let alone, the most comprehensive of rights and the right
most valued by civilized men”). Throughout the last century,
this Court recognized that the fundamental right of privacy
protects citizens against governmental intrusion in such inti
mate family matters as procreation, childrearing, marriage,
and contraceptive choice. Meyer v. Nebraska, 262 U.S. 390,
399 (1923); Pierce v. Society o f Sisters, 268 U.S. 510, 534-35
(1925); Skinner v. Oklahoma ex rel. Williamson, 316 U.S.
535, 541 (1942); Griswold v. Connecticut, 381 U.S. 479, 485-
86 (1965); Loving v. Virginia, 388 U.S. 1, 12 (1967); Eisen-
stadt v. Baird, 405 U.S. 438, 453 (1972). See also Stanley v.
Georgia, 394 U.S. 557, 564 (1969). These cases embody the
principle that personal decisions that profoundly affect bodily
integrity, identity, and destiny should be largely beyond the
reach of government. Eisenstadt, 405 U.S. at 453; Thorn
burgh, 476 U.S. at 772. See also Thornburgh, 476 U.S. at
111 n.5 (Stevens, J., concurring) (concept of privacy
embodies the “moral fact that a person belongs to himself
and not others nor to society as a whole” ) (quoting Charles
Fried, Correspondence, 6 Phil. & Pub. Aff. 288-89 (1977)).
In Roe, this Court correctly applied these principles to a
woman’s right to choose abortion. The decision to terminate
or continue a pregnancy has an impact on a woman’s life
equal to, if not greater than, decisions about contraception or
marriage. 410 U.S. at 153.34 As this Court held in Thorn-
34 “ Indeed, if one decision is more ‘fundamental’ to the individual’s
freedom than the other, surely it is the post-conception decision that is the
more serious.” Thornburgh, 476 U.S. at 776 (Stevens, J., concurring). An
individual denied the right to use contraception may be able to avoid preg
nancy by avoiding sexual intercourse. A pregnant woman has no alternative
besides abortion to avoid forced parenthood, Carey, 431 U.S. at 713
24
burgh, 476 U.S. at 772, few decisions are more basic to
“ individual dignity and autonomy,” or more appropriate to
the “ private sphere of individual liberty,” than the uniquely
personal and self-defining decision of whether to continue a
pregnancy. See also Carey, 431 U.S. at 684.
State restrictions on abortion violate a woman’s privacy in
two ways.35 First, compelled continuation of a pregnancy
infringes on a woman’s right to bodily integrity by imposing
substantial physical intrusions and significant risks of physi
cal harm. As Justice O’Connor explained in Cruzan v. Direc
tor, Missouri Dep’t o f Health, 110 S. Ct. 2841, 2856 (1990)
(O’Connor, J., concurring),
Because our notions of liberty are inextricably entwined
with our idea of physical freedom and self-
determination, this Court has often deemed state incur
sions into the body repugnant to the interests protected
by the Due Process Clause.
In addition to the dramatic physical changes that take
place during pregnancy,36 pregnant women also experience a
wide range of adverse health consequences. As many as
ninety percent of pregnant women develop gastrointestinal
problems, including nausea and vomiting.37 Many women
confront potentially more serious problems including gesta-
(Stevens, J., concurring), and pregnancy itself is all too often the result of
rape, incest, or contraceptive failure—circumstances outside the woman’s
control.
35 See generally Susan R. Estrich & Kathleen M. Sullivan, Abortion
Politics: Writing for an Audience o f One, 138 U. Pa. L. Rev. 119, 126-30
(1989).
36 Pregnancy increases a woman’s uterus 500 to 1000 times its original
capacity and her body weight by 25 pounds or more. F. Gary Cunningham,
Paul C. MacDonald & Norman F. Gant, Williams Obstetrics 129-34, 136-37
(18th ed. 1989) [hereinafter Williams Obstetrics].
37 David N. Danforth and James R. Scott, Obstetrics and Gynecology
334-35 (5th ed. 1986) [hereinafter Obstetrics and Gynecology]. Other com
mon problems include back pain, varicose veins, hemorrhoids, headaches,
and water retention. Williams Obstetrics at 137, 270-73.
25
tional diabetes, hypertension,38 preeclampsia (high blood
pressure, water retention, and protein in urine), and eclamp
sia (a severe form of preeclampsia characterized by headaches
and seizures potentially leading to coma).39
Labor and delivery pose additional health risks and physi
cal demands. Vaginal delivery entails extreme pain, often
lasting up to thirteen hours and in many cases longer,40 and
substantial risk of infection and laceration.41 The nearly
twenty-five percent of women who deliver by cesarean section
are exposed to even higher risks of death and adverse health
consequences.42
In sum, as Chief Justice Rehnquist has recognized, preg
nancy entails “ profound physical, emotional and psychologi
cal consequences . . . .” Michael M. v. Sonoma County
Superior Court, 450 U.S. 464, 471 (1981). Indeed, restrictive
abortion laws force women to endure physical invasions far
more substantial than those this Court has held to violate the
constitutional principle of bodily integrity in other contexts.
See e.g. Botsford, 141 U.S. at 251-52 (refusing to order phys-
38 Hypertension complicates about six or seven percent of pregnancies.
Williams Obstetrics at 3. During pregnancy, hypertensive women are at high
risk for serious complications, including convulsions and coma. Id.
39 Williams Obstetrics at 654-72, 818-19. The medical risks of preg
nancy are compounded for certain women. Among those facing the greatest
risks are teenagers, especially those younger than 15. They suffer high inci
dences of toxemia, anemia, premature labor, and prolonged labor. See Jane
Menken, The Health and Demographic Consequences o f Adolescent Preg
nancy and Childbearing, in Adolescent Pregnancy and Childbearing: Find
ings from Research 181, 187 (Catherine S. Chilman ed., 1980).
40 See E. J. Quilligan, Prenatal Care in Gynecology and Obstetrics: The
Health Care o f Women 579, 614 (Seymour L. Romney, et al. eds., 2d ed.
1981) [hereinafter Gynecology and Obstetrics],
41 Id. at 626-27, 632-33, 637-38.
42 Robert K. Creasy and Robert Resnik, Maternal-Fetal Medicine:
Principles and Practice 530 (2d ed. 1989). In 25% to 50% of cesarean sec
tions, women face such complications as infection, hemorrhage, aspiration,
swelling of the lungs, and pulmonary embolism. Obstetrics and Gynecology,
at 738. The risk of maternal death is two to four times greater than in vaginal
delivery. Carl J. Paverstein, Clinical Obstetrics 887 (1987).
26
ical examination); Winston v. Lee, 470 U.S. 753 (1985)
(invalidating surgical removal of a bullet from a murder sus
pect); Rochin v. California, 342 U.S. 165 (1952) (invalidating
stomach-pumping).43
In addition to violating principles of bodily integrity, abor
tion restrictions also deprive women of the right to make
autonomous decisions about reproduction and family
planning—critical life choices that this Court has long
deemed central to the right of privacy. Roe, 410 U.S. at 152-
53; id. at 211 (Douglas, J., concurring) (Fourteenth Amend
ment protects “ freedom of choice in the basic decisions of
. . . life” ). Because parenthood has a dramatic impact on a
woman’s educational prospects,44 employment opportuni
ties,45 and self-determination, restrictive abortion laws deprive
43 In contrast, the severity and frequency of death or serious health
consequences from abortion is significantly less than with childbirth. A
woman is 20 times more likely to die from giving birth than from having an
abortion. Katherine Koot, Jacqueline D. Forrest, and Susan Harlap, Com
paring the Health Risks and Benefits o f Contraceptive Choices, 23 Fam.
Plan. Persp. 54, 57 (1991). See also Scott A. Lebolt, David A. Grimes, and
Willard Cates, Jr., Mortality From Abortion and Childbirth: Are the Popu
lations Comparable?, 248 J.A.M.A. 188, 191 (1982). Up to the eighth week
of pregnancy, abortion is more than 20 times safer than childbirth. Id. at
191. Similarly, the non-fatal health risks associated with legal abortion are
very limited and substantially lower than the risks of childbirth. Williams
Obstetrics at 506.
44 Forced parenthood curtails the ability of teenagers to obtain even
the most basic education. “ [YJoung women who give birth while they are in
junior high school or high school complete on average fewer years of school,
are less likely to earn a high school diploma, and are less likely to go on to
college and graduate study than those who delay childbearing until their
twenties.” National Research Council, Risking the Future: Adolescent Sexu
ality, Pregnancy, and Childbearing 126 (Cheryl D. Hayes ed. 1987). Indeed,
56% of women who became mothers at age 17 or younger do not complete
high school. Dawn M. Upchurch and James McCarthy, Adolescent Child
bearing and High School Completion in the 1980s: Have Things Changed?,
21 Fam. Plan. Persp. 199, 200 (1989). See also Laurie Zabin, Marilyn Hirsch
and Mark Emerson, When Urban Adolescents Choose Abortion: Effects on
Education, Psychological Status and Subsequent Pregnancy, 21 Fam. Plan.
Persp. 248 (1989).
45 Employment opportunities for women with children are severely
limited. See generally Reva Siegal, Reasoning from the Body: A Historical
27
her of basic control of her life. For these reasons, “ the deci
sion whether or not to beget or bear a child” lies at “ the
very heart of this cluster of constitutionally protected
choices.” Carey, 431 U.S. at 685. Indeed, the right to choose
abortion partakes of those constitutional freedoms at the
heart of a free society: the freedoms of spirit and self-
determination. See West Virginia State Bd. o f Educ. v.
Barnette, 319 U.S. 624, 636-37, 642 (1943); Wooley v. May
nard, 430 U.S. 705 (1977).
2. The Roe trimester framework is workable and
fairly accommodates competing interests.
In Roe, this Court identified only two state interests that
are sufficiently compelling to override a woman’s fundamen
tal right to choose abortion. The state has “ an important and
legitimate interest in preserving and protecting the health of
the pregnant woman” 46 and an “ important and legitimate
interest in protecting the potentiality of human life.” 410
U.S. at 162.
Perspective on Abortion Regulation and Questions o f Equal Protection, 44
Stan. L. Rev. 261, 375-78 (1992); Victor R. Fuchs, Women’s Quest for Eco
nomic Equality, 3 J. Econ. Persp. 25 (1989). Because the workplace typically
does not accommodate parental responsibilities, and because child care is
often unavailable or unaffordable, women, who bear primary responsibility
for young children, are severely disadvantaged in the workplace. Many
women are forced to leave their jobs to care for their children. See Women’s
Work, Men’s Work: Sex Segregation on the Job 73-74 (Barbara F. Reskin
and Heidi I. Hartmann eds. 1986). Others obtain part-time work or move to
lower paying, less skilled positions in order to meet parental responsibilities.
Id. at 74. See also Paul Weiler, The Wages o f Sex: The Uses and Limits of
Comparable Worth, 99 Harv. L. Rev. 1728, 1786 (1986) (the “addition of
each child enhances the man’s earnings by another three percent while
depressing that of the woman by fully ten percent”). Where a woman raises a
child alone, the economic consequences are even more devastating. U.S.
Bureau of the Census, Current Population Reports: Special Studies, Series P-
23, No. 162, Studies in Marriage and the Family, 18 (approximately half the
children in households headed by women live in poverty).
46 Petitioners do not dispute that the state possesses a compelling inter
est in the protection of women’s health. The restrictions at issue here, how
ever, fail to further this interest. See infra, Section IV.
28
Roe's trimester framework establishes that the latter inter
est is not sufficiently compelling to override a woman’s right
to choose abortion until the point of viability, i.e. that stage
in pregnancy when the fetus is capable of independent sur
vival. Even then, the state’s interest is paramount only in
cases in which the woman’s life or health are not endangered
by continued pregnancy. Id. at 163-64.
The Roe trimester framework constitutes a fair and logical
means of accommodating the interests of the woman and the
state. The compelling state interest in the fetus logically arises
at the point of viability:
The viability line . . . marks that threshold moment
prior to which a fetus cannot survive separate from the
woman and cannot reasonably and objectively be
regarded as a subject of rights or interests distinct from,
or paramount to, those of the pregnant woman. At the
same time, the viability standard takes account of
the undeniable fact that as the fetus evolves into its
postnatal form, and as it loses its dependence on the
uterine environment, the State’s interest in the fetus’
potential human life, and in fostering a regard for
human life in general, becomes compelling.
Webster, 492 U.S. at 553-54 (Blackmun, J., concurring in
part and dissenting in part).47 Moreover, by placing the com
pelling point at fetal viability, Roe fairly and sensibly “ safe
guard^] the constitutional liberties of pregnant women while
recognizing and accommodating the State’s interest in poten
tial human life.” 4* Id. at 553.
47 Roe is consistent with the historic legal tradition of assigning greater
value to fetal life late in pregnancy. As this Court observed in Roe, to the
extent that limitations on abortion did exist in ancient and common law, they
were imposed after quickening or “ viability.” Roe, 410 U.S. at 132-36. See
generally Brief Amici Curiae of American Historians. 48
48 The suggestion that the point of viability will recede with advances
in medical technology and that Roe is therefore on “ a collision course with
itself,” Akron, 462 U.S. at 458 (O’Connor, J., dissenting), has no medical
foundation. While substantial strides have been made in recent years in sav
ing infants born between 24 and 28 weeks, the earliest point of fetal viability
29
This Court must reject the view that the state’s interest in
potential life is compelling throughout pregnancy.49 That view
would render meaningless this Court’s recognition of the
abortion choice as a protected liberty interest of fundamental
importance.50 Any restriction, even criminalization of abor
tion in virtually all circumstances, might be justified by refer
ence to the state’s compelling interest in potential life.
Webster, 492 U.S. at 555-56 (Blackmun, J., concurring in
part and dissenting in part). In addition, a compelling interest
in potential life throughout pregnancy might justify other
extreme intrusions on pregnant women’s liberty. For exam
ple, would government be free to force pregnant women to
act in whatever ways it determined were optimal for the fetus
in order to further its compelling interest in fetal life?51
Could government compel a woman to undergo a cesarean
section or fetal surgery to further its interests? Clearly, these
has remained at about 24 weeks gestation—the same as it was at the time Roe
was decided. Webster, 492 U.S. at 554 n.9 (Blackmun, J., concurring in part
and dissenting in part). See generally Brief Amici Curiae of 167 Distin
guished Scientists and Physicians, Including 11 Nobel Laureates at 9-13,
Webster, supra (No. 88-605).
49 See, e.g., Thornburgh, 476 U.S. at 795 (White, J., dissenting).
50 Surely, as the Court of Appeals for the District of Columbia recog
nized, “ a fetus cannot have rights . . . superior to those of a person who has
already been born.” In reA .C ., 573 A.2d 1235, 1244 (D.C. 1990) (en banc).
See also Roe, 410 U.S. at 158.
51 Imagine, for example, that a state made the following findings: com
plete rest in the first three months of pregnancy reduced miscarriages
by 9%, and working at video display terminals increased miscarriages
by 4%. On these bases the state passed a law prohibiting all pregnant
women from working at display terminals or working anywhere more
than four hours a day during the first three months of pregnancy. In
both of these cases, if the state justified the imposition by asserting its
compelling governmental interest in protecting all fetal life, it could
contend that there was no less restrictive alternative to this seemingly
Draconian measure.
Walter Dellinger and Gene B. Sperling, Abortion and the Supreme Court:
The Retreat from Roe v. Wade, 138 U. Pa. L. Rev. 83, 116 (1989). See also
Dawn M. Johnsen, Note, The Creation o f Fetal Rights: Conflicts with Wom
en’s Constitutional Rights o f Liberty, Privacy, and Equal Protection, 95
Yale L. J. 599 (1986).
30
profoundly disturbing derailments of personal liberty would
be incompatible with this Court’s recognition as “ fundamen
tal” those rights necessary to a “ free, egalitarian and demo
cratic society.” Thornburgh, 476 U.S. at 793 (White, J.,
dissenting). See also International Union, U.A.W. v. Johnson
Controls, Inc., I l l S. Ct. 1196, 1207 (1991) (“ [decisions
about the welfare of future children must be left to the par
ents who conceive, bear, support, and raise them rather than
to the employers who hire those parents”).52
Finally, the Roe trimester framework has been a workable
guidepost for courts and state legislatures. During the last
nineteen years, lower courts, which have cited the decision in
over 3500 cases, have had little difficulty applying Roe's clear
mandates. With consistent application and reaffirmation by
this Court, questions regarding Roe's meaning were resolved
and lower courts were readily able to determine whether state
restrictions were constitutional.53 State legislatures, also
understanding Roe's mandates, passed fewer laws restricting
abortions for adult women.54
52 In other contexts, this Court has refused to allow a state’s interest to
ride roughshod over a constitutional right. See, e.g., City o f Richmond v.
J.A. Croson Co., 488 U.S. 469, 498 (1989) (interest in redressing societal dis
crimination deemed not to be sufficiently compelling to justify race
conscious remedies because it “ ‘has no logical stopping point’ ” ) (quoting
Wygant v. Jackson Bd. o f Educ., 476 U.S. 267, 275 (1986) (plurality opin
ion)).
53 See, e.g., Charles v. Carey, 579 F. Supp. 464 (N.D. 111. 1983), a ffd
in part and rev’d in part sub nom. Charles v. Daley, 749 F.2d 452 (7th Cir.
1984), appeal dismissed sub nom. Diamond v. Charles, 476 U.S. 54 (1986);
Margaret S. v. Treen, 597 F. Supp. 636, 653-66 (E.D. La. 1984), aff’d sub
nom. Margaret S. v. Edwards, 794 F.2d 994 (5th Cir. 1986); Ragsdale v.
Turnock, 841 F.2d 1358, 1372-73 (7th Cir. 1988), proceedings deferred, 493
U.S. 987 (1989).
54 For example, in 1979, the year after the Akron ordinance was
adopted, 10 states enacted similar laws. In apparent response to lower federal
court decisions declaring these laws unconstitutional, the numbers subse
quently declined to four laws in 1980, and three in 1981. Patricia Donovan,
Fertility-Related State Laws Enacted in 1981, 14 Fam. Plan. Persp. 63, 66
(1982). In 1984, the year after Akron was decided, only one state legislature
enacted a comprehensive anti-abortion statute. The Alan Guttmacher Insti
tute, Legislative Record, State Legislatures— 1984 Bills Enacted (1984).
31
Even if it could be said, however, that the application of
Roe has posed difficulties, complexity in application has
never provided the basis for abandoning constitutional pro
tection for a fundamental right. Daniels v. Williams, 474
U.S. 327, 334-35 (1986) (citing LeRoy Fibre Co. v. Chicago,
M. & St. P. R. Co., 232 U.S. 340, 354 (1914) (Holmes, J.,
partially concurring)); see also Webster, 492 U.S. at 549-50
(Blackmun, J., concurring in part and dissenting in part). A
doctrine’s legitimacy is not undermined by the challenge of
applying constitutional doctrines and making careful differen
tiations between similar circumstances. 492 U.S. at 549-52
(Blackmun, J., concurring in part and dissenting in part).
Rather, “ these careful distinctions reflect the process of con
stitutional adjudication itself’ and the discharge of this
Court’s “duty to do justice carefully, especially when funda
mental rights rise or fall with [its] decision.” Id. at 550, 552.
D. Roe's Guarantee of Safe, Legal Abortion Has Been
of Profound Importance to the Lives, Health, and
Equality of American Women.
In addition to its soundness and workability as a constitu
tional doctrine, Roe has proven an enormously wise decision
of immeasurable benefit to the lives, health, and equality of
American women. First, Roe has allowed millions of women
to escape the dangers of illegal abortion and forced preg
nancy. Despite the illegality or highly restricted availability of
abortion in the years before Roe, women always obtained
abortions.55 Women who could afford the often extraordi
nary expense traveled to a place where abortion was legal;56
55 See generally, Ellen Messer and Katherine E. May, Back Rooms:
Voices from the Illegal Abortion Era (1988); Abortion and Women’s Health,
supra note 29.
56 Prior to 1970, when abortion was legalized in New York, women
traveled to foreign countries to obtain abortions. Women Flock to London
Seeking Abortions Under Liberal Law, Medical World News Vol. 10, pp. 24-
27 (1969). In 1972, 44% of all abortions in the United States were obtained
outside a woman’s state of residence. Abortion and Women’s Health at 3.
For example, in the two and one-half years preceding Roe, nearly 350,000
women traveled to New York State to obtain a legal abortion. Id. The need
to travel resulted in delayed abortions and, consequently, increased medical
risks. Id.
32
less affluent women turned to illegal procedures or self-
induced abortions. In the 1950’s and 1960’s, an estimated
200,000 to 1.2 million illegal abortions occurred annually in
the United States.57 As a result of these back-alley and self-
induced abortions, as many as 5000 to 10,000 women died
each year,58 and many other women suffered severe physical
and psychological injury. Still other women endured forced
pregnancy and its attendant health risks.59 And history makes
clear that, without constitutional protection, low-income
women, who are disproportionately women of color, suffered
the most.60
Second, the nationwide legalization of abortion following
Roe resulted in dramatic advances in the safety of abortion,
and, as a consequence, there were substantial decreases in the
total number of abortion-related deaths and complications.
Between 1973—the year Roe was decided—and 1985, the
death rate for abortion fell more than eight times, from 3.4
deaths per 100,000 in 1973 to 0.4 deaths per 100,000 in
1985.61 Similarly, abortion-related complications requiring
hospitalization fell sharply during the 1970’s, with the steep
est drop following Roe in 1973.62 Today, at all points in preg-
57 Christopher Tietze and Stanley K. Henshaw, Induced Abortion: A
World Review 43 (6th ed. 1986); Willard Cates, Jr. and Roger W. Rochat,
Illegal Abortions in the United States: 1972-1974, 8 Fam. Plan. Persp. 86, 89
(1976) [hereinafter Illegal Abortions].
58 See Lawrence Lader, Abortion 3 (1966); Illegal Abortions at 86-90;
Richard H. Schwarz, Septic Abortion 1 (1968).
59 See Section I.C .l. supra. Women with unwanted pregnancies have a
higher rate of post-partum infection, hemorrhage, and post-partum depres
sion, and sometimes lasting psychological damage, than women who want to
carry their pregnancies to term. Willard Cates, Jr., Legal Abortion: The
Public Health Record, 215 Sci. 1586, 1587 (1982).
60 Mortality rates from illegal abortions were as much as 12 times
higher for women of color than for white women. Illegal Abortions at 87-88.
“ More than two-thirds of the women who died from illegal abortions from
1972 to 1974 were black or from some other minority group.” Abortion and
Women’s Health at 5. See generally Brief Amici Curiae of NAACP Legal
Defense Fund, et al.
61 Abortion and Women’s Health at 28.
62 Id. at 32.
33
nancy, abortion poses a lower risk of death than does child
birth.63
Experience throughout this country’s history amply demon
strates that overturning Roe will not end abortion. Instead,
permitting states to criminalize abortion or impose burden
some restrictions, either singularly or cumulatively, will tragi
cally and undeniably return women to illegal, back-alley
practitioners or self-abortions.64 As in the days before Roe,
the number of abortion-related deaths and injuries will soar
and women will be forced to continue unwanted pregnancies
against their will.
Finally, by affording women greater control over their
childbearing, Roe has permitted American women to partici
pate more fully and equally in every societal undertaking.
The option of safe, legal abortion has enabled great numbers
of women to control the timing and size of their families and
thus continue their education, enter the workforce, and oth
erwise make meaningful decisions consistent with their own
moral choices. As a result, women have experienced signifi
cant economic and social gains since Roe.65 It is simply
unconscionable for this Court to allow hostile state legisla
tures to force women back to the days when “ the female
[was] destined solely for the home and rearing of the family,
and only the male for the marketplace and the world of
ideas.” Stanton v. Stanton, 421 U.S. 7, 14-15 (1975). To do
so would wreak havoc on a century of constitutional doctrine
63 Tietze & Henshaw, supra note 57, at 107-13. Induced abortion is one
of the most common and safest surgical procedures performed in this coun
try, with half the risk of death involved in tonsillectomy and one-hundredth
the risk of death involved in appendectomy. Warren M. Hern, Abortion
Practice 23-24 (1984). See also supra note at 43.
64 For example, because Indiana Public Law 106 required parental con
sent, 17-year-old Rebecca Bell resorted to an illegal abortion, which resulted
in a fatal septic infection. Judy Mann, Illegal Abortion’s Deadly Price,
Washington Post, Aug. 3, 1990, at C3.
65 For example, there has been a substantial increase in women’s labor
force representation and a diminution in the wage gap between men and
women. See Fuchs, supra note 45, at 36-37; Women’s Work, supra note 45,
at 23-24.
34
and “cast[ ] into darkness the hopes and visions of every
woman in this country who had come to believe that the
Constitution guaranteed her the right to exercise some control
over her unique ability to bear children.” Webster, 492 U.S.
at 557 (Blackmun, J., concurring in part and dissenting in
part).
II. THE “ UNDUE BURDEN” TEST ADOPTED BY
THE COURT OF APPEALS IS VAGUE AND
UNWORKABLE.
By stretching logic, precedent, and the bounds of its own
authority, the court of appeals adopted the less protective
“ undue burden” standard, which has never commanded a
majority or even a plurality of this Court. By so doing, the
court of appeals rejected Roe, Akron, and Thornburgh and
turned “ a single opinion that lacks majority support into
national law.” King v. Palmer, 950 F.2d 771, 782 (D.C. Cir.
1991) (en banc) (finding inapplicable Marks v. United States,
430 U.S. 188 (1977)). But see Coe v. Melahn, No. 90-1552
(8th Cir. Mar. 2, 1992).
More important, the “ undue burden” test is seriously
flawed. First, this Court has never applied the “ undue bur
den” analysis to legislation targeting constitutionally pro
tected interests.66 Unlike strict scrutiny, whose hallmarks are
66 Relying upon San Antonio Independent School Dist. v. Rodriguez,
411 U.S. 1 (1973), Gibson v. Florida Legislative Investigation Comm., 372
U.S. 539 (1963), and Bates v. City o f Little Rock, 361 U.S. 516 (1960), Jus
tice O’Connor argues in Akron that the undue burden standard is not novel
to constitutional law. 462 U.S. at 462 (O’Connor, J., dissenting). But none
of these cases apply an “undue burden” analysis. In Rodriguez, Justice
Powell focuses on whether the right to education is a fundamental right, not
on whether that right had been substantially infringed. 411 U.S. at 34-37.
Moreover, the Court makes clear that strict scrutiny is triggered in cases
involving “ legislation which ‘deprived,’ ‘infringed,’ or ‘interfered’ with the
free exercise of some such fundamental personal right or liberty.” Id. at 38
(citations omitted). In Gibson, although Justice Goldberg occasionally dis
cussed the “ substantial” infringement of the right of free association, the
Court applied the “ strict scrutiny” standard and never examined the degree
of interference necessary to trigger this exacting level of review. 372 U.S. at
545-46. Similarly, in Bates, the Court held that “ where there is a significant
encroachment upon personal liberty,” the state must demonstrate a compel-
35
known, and which effectively safeguards the right to choose
abortion from governmental interference, see Section I.C.
supra, the “undue burden” test is a novel concept.
Second, the “ undue burden” test provides wholly inade
quate protection for women seeking abortions. Although
some anti-choice commentators have suggested that the
“undue burden” test is an acceptable middle ground between
the strict scrutiny and rational basis tests, see James Bopp,
Jr. and Richard E. Coleson, What Does Webster Mean?, 130
U. Pa. L. Rev. 157 (1989), all available clues to its applica
tion demonstrate that the test provides inadequate protection
for the abortion right. Akron, 462 U.S. at 466-67, 470-74
(O’Connor, J., dissenting) (upholding second trimester hospi
talization, biased counseling, mandatory delay, and
physician-only counseling requirements under “ undue bur
den” test); Thornburgh, 476 U.S. at 827-33 (O’Connor, J.,
dissenting) (upholding biased counseling, reporting require
ments, degree of care for post-viability abortions, and second
physician requirement when fetus is possibly viable under
“undue burden” test). See also Akron, 462 U.S. at 420 n.l.
Third, if this Court addresses the constitutionality of each
state restriction in a piecemeal fashion—as Justice O’Connor
did in Akron and Thornburgh—the test is inadequate for yet
another reason. Roe mandates that courts ultimately assess
the degree of burden that the entire regime of abortion
regulations places on a woman, . . . [examining] how a
given regulation incrementally adds to the cumulative
burden on the fundamental right. In contrast, the undue
burden standard may allow a state to pile on ‘reasonable
ling purpose. 361 U.S. at 524. But the intent of this discussion was to charac
terize the interference with petitioner’s rights as “ neither speculative nor
remote.” Id. Indeed, in Bates as in Gibson, the Court pointed out that con
stitutional freedoms are protected against “subtle” governmental interfer
ence as well as direct restrictions. Id. at 523. See also Gibson, 312 U.S. at
544. Moreover, the Court’s reliance upon NAACP v. Alabama ex rel. Patter
son, 357 U.S. 449 (1958), makes clear that the traditional strict scrutiny stan
dard was used to invalidate under the First Amendment the state-mandated
disclosure of membership lists.
36
regulation’ after ‘reasonable regulation’ until a woman
seeking an abortion first had to conquer a multi-faceted
obstacle course.
Dellinger and Sperling, supra note 51, at 100 (emphasis in
original). Cf. Murdock v. Pennsylvania, 319 U.S. 105, 115
(1943) (“cumulative effect” of small license tax could crush
religious practice when “exacted town by town”).
Fourth, the “undue burden” test is likely to result in arbi
trary and discriminatory applications by the lower courts. In
Akron and Thornburgh, Justice O’Connor reiterated that
heightened judicial scrutiny is reserved for only those
instances in which the state has imposed “ ‘absolute obstacles
or severe limitations on the abortion decision,’ not whenever
a state regulation ‘may “ inhibit” abortions to some
degree.’ ” Thornburgh, 476 U.S. at 828 (O’Connor, J., dis
senting) (quoting Akron, 462 U.S. at 464 (O’Connor, J., dis
senting)) (emphasis added). A burden is not “ undue” unless
the measure has the effect of “ ‘substantially limiting access
to the means of effectuating th[e] decision’ ” to have an
abortion. Akron, 462 U.S. at 463 (quoting Carey, 431 U.S.
at 688 (emphasis in original)).67 Thus lower courts are
required to make quantitative and subjective judgments of
what constitutes a severe or substantial limitation in order to
determine whether the state bears the burden of proving a
compelling purpose for the law’s enactment.
Even the United States as amicus curiae has abandoned the
“ undue burden” test as flawed. While its amicus curiae brief
in Akron, 462 U.S. 416, urged this Court to adopt the
“ undue burden” test, its briefs in both Webster, 492 U.S.
490, and Hodgson, 110 S. Ct. 2926, rejected the standard,
finding that the “ concept of an undue burden obviously is
not self-defining.” See Brief For the United States As Ami
cus Curiae Supporting Appellants at 22, Webster, supra (No.
88-605). In Hodgson, the United States continued:
67 The court of appeals would also examine whether a particular regu
lation would have a severe or drastic impact upon the time, cost, or number
of legal providers of abortions. 33a.
37
Asking whether a particular measure unduly burdens the
right provides no meaningful guidelines for assessing the
weight of the competing interests, or for determining
how much deference to give to legislative judgments.
The only measure of constitutionality would be the
courts’ own subjective assessment of what is “ due” or
“ undue” in any particular context. In these circum
stances, the undue burden analysis would offer “ no
guide but the Court’s own discretion,” Baldwin v. Mis
souri, 281 U.S. 586, 595 (1930) (Holmes, J., dissenting);
see Webster, 109 S. Ct. 3066 n.* (Scalia, J., concurring
in part and concurring in the judgment), and would
serve only to mask judgments made on the basis of
assumptions that would remain unarticulated. In our
view, great caution should be exercised in resolving
important constitutional controversies under the “ undue
burden” mantle.
Brief For the United States As Amicus Curiae at 21,
Hodgson, supra (Nos. 88-1125, 88-1309).
In the several years since this Court decided Webster, state
legislators have proposed hundreds of restrictions on abor
tion68 which, if enacted, would deter, and in many instances
prevent, women from obtaining appropriate health care.
Because it offers no guidance to lower courts, the “ undue
burden” standard will require this Court to determine sepa
rately whether each and every one of these numerous provi
sions imposes an undue burden on a right of reproductive
privacy and to analyze that question separately for different
classes of women.69 * In that event, fears, expressed by some
members of this Court, of encouraging unnecessary litigation
and sitting as a super-legislature will be magnified tenfold.
68 See National Abortion Rights Action League, Who Decides? A
State-by-State Review o f Abortion Rights, iii (3d ed. 1992); Abortion and
Women’s Health at 39.
69 Restrictions that appear a mere affront or inconvenience to wealthy,
educated women acting with the support of their families may impose pro
hibitive burdens on women with other life circumstances.
38
Finally, the “ undue burden” test will oblige the women
already suffering from an act’s coercive influence to demon
strate its onerous burdens through costly, time-consuming lit
igation. Under Roe, once plaintiffs prove that a statute will
create more than a de minimis impact upon a woman’s right
to choose abortion, the burden shifts to the state to demon
strate that the law furthers a compelling purpose. This alloca
tion is fair, because the state enjoys substantial resources to
make its case, resources that women facing unwanted preg
nancies are less able to secure. Placing this extraordinary bur
den upon women facing unwanted pregnancies will be
particularly disadvantageous to low-income women, young
women, rural women, and battered women, who also are the
very citizens least able to defend their interests in the legisla
tive arena.70
HI. THE RATIONAL BASIS TEST WILL PROVOKE
AND SANCTION EXTREME GOVERNMENTAL
INTERFERENCE WITH PRIVATE REPRODUCTIVE
DECISIONS.
Unfettered deference to legislative action resulting from the
adoption of a rational basis standard will sanction and
encourage intolerable legislative interference with women’s
reproductive choices. In Webster, a plurality of this Court
abandoned Roe's trimester framework on the assumption
that modem legislatures would be unlikely to pass legislation
“ reminiscent of the dark ages.” 492 U.S. at 521. However,
the state legislative experience during the last several years
has belied any notion of legislative moderation.71
70 As commentators recently noted: “ [I]t is simply unfair, and unnec
essary, to require that a woman actually sacrifice her constitutional liberty
before she or anyone else can challenge a restriction on her freedom. The
Court should not demand an unwanted child, or a woman maimed by an ille
gal abortion, as proof that strict scrutiny is warranted.” Estrich & Sullivan,
supra note 36, at 136 (emphasis in original).
71 For example, Utah passed a restrictive abortion law that would have
subjected doctors to the death penalty for providing illegal abortion. See
JaneL. v. Bangerter, No. 91-C-345-G (D. Utah Tiled Apr. 4, 1991). In 1990,
Louisiana attempted to revive its pre-Roe law subjecting physicians
39
While courts must give appropriate deference to the legisla
tive process in the economic arena, see Ferguson v. Skrupa,
372 U.S. 726, 727-31 (1963), the framers of the Constitution
never intended the political process to resolve questions of
individual rights. As this Court has recognized:
The very purpose of a Bill of Rights was to withdraw
certain subjects from the vicissitudes of political contro
versy, to place them beyond the reach of majorities and
officials and to establish them as legal principles to be
applied by the courts. One’s right to life, liberty, and
property, to free speech, a free press, freedom of wor
ship and assembly, and other fundamental rights may
not be submitted to vote; they depend on the outcome
of no elections.
Barnette, 319 U.S. at 638.
Adoption of a rational basis test will also permit state leg
islatures to impose numerous restrictions adversely affecting
women’s lives and health and subjecting women of different
states to differing standards. A woman’s right to choose
abortion will vary solely because she does not live in or can
not afford to travel to a state that is more respectful of her
constitutional liberty. The result will be an irrational patch-
work of state and local laws that “ would not conform to the
American legal norm of equality.” Laurence H. Tribe, Abor
tion: The Clash o f Absolutes 75 (1990); see also Brief Amici
Curiae of Certain State Elected Officials; Brief Amici Curiae
of the City of New York, et al.
to ten years at hard labor for performing an abortion. Weeks v. Connick,
733 F. Supp. 1036 (E.D. La. 1990). In 1991, after that attempt failed, the
Louisiana legislature passed a law banning abortions and contraceptive meth
ods that operate after conception. 1991 La. Sess. Law Serv. 74 (West). In
1990, the territory of Guam passed a law banning virtually all abortions, as
well as counseling, encouraging, or advising a woman to obtain an abortion.
Guam Society o f Obstetricians & Gynecologists v. Ada, 766 F. Supp. 1422
(D. Guam 1990), appeal pending, No. 90-16706 (9th Cir.). A bill just recently
introduced in Rhode Island not only bans abortions except to prevent the
immediate death of the pregnant woman, but also prohibits advertisements
and referrals about abortion. No. 91-H5310, Rhode Island General Assem
bly, January Sess. (1991).
40
Moreover, the rational basis test might sanction a wide
variety of other incursions on the personal liberty of pregnant
women. To further mere rational state interests, could gov
ernment dictate the lifestyle or working conditions of preg
nant women? Could government compel childbirth to further
population expansion?72 Conversely, could it justify forced
contraception, abortion, or sterilization to support its
rational interests? See cases cited supra note 32. These intru
sive deprivations of personal liberty and autonomy would
conflict with this Court’s recognition that “ the full scope of
the liberty guaranteed by the Due Process Clause . . .
includes a freedom from all substantial arbitrary impositions
and purposeless restraints . . . [and] that certain interests
require particularly careful scrutiny of the state needs
asserted to justify their abridgment.” Poe v. Ullman, 367
U.S. 497, 543 (1961) (Harlan, J., dissenting).
IV. THE CHALLENGED PROVISIONS ARE INVALID
UNDER ANY STANDARD OF REVIEW.
A. Mandatory Husband Notification Violates Rights of
Privacy, Marital Integrity, and Equal Protection.
1. In violation of the right of privacy, the Act’s
husband notification restriction increases the like
lihood of violence against women and fails to
further any legitimate state interest.
Both the district court and the court of appeals correctly
invalidated § 3209’s requirement that every married woman
first notify her husband that she is about to undergo an abor
tion. Ever since this Court established that a state may not
empower a husband to veto a woman’s abortion choice, Dan-
12 For example, the pro-natalist policies of the former Ceausescu
regime in Romania—including a ban on all forms of contraception and steril
ization except in extremely limited circumstances, extra taxation for childless
marriages, and monthly birth quotas for factory employees—might be con
stitutional if rationally related to governmental interests. See Charlotte
Hord, Henry P. David, France Donnay and Merril Wolf, Reproductive
Health in Romania: Reversing the Ceausescu Legacy, 22 Stud, in Fam. Plan.
231, 232 (1991).
41
forth, 428 U.S. at 67-72, no court has upheld as constitu
tional a husband notification requirement.73
As this Court recognized, a notification statute may give
the notified person a veto of the woman’s decision, by giving
that person the opportunity to prevent the abortion or to
penalize the woman severely for exercising her choice. See
Hodgson, 110 S. Ct. at 2939, 2945 n.36; Bellotti v. Baird,
443 U.S. 622, 647 (1979) (“Bellotti II"). The record in this
case amply demonstrates the onerous burden the husband
notification requirement would impose. As the court of
appeals explained:
The district court found that § 3209’s notification
requirement creates a substantial risk that women who
would otherwise have an abortion will be prevented
from having one. . . . In those situations where a hus
band is sufficiently opposed to abortion or sufficiently
desirous of having a child that the wife will not volun
tarily share the fact of her pregnancy and her intention
to abort with him, the clinics’ experts testified that
coerced notification will predictably result in an effort to
prevent the abortion.
66a. Indeed, as the court of appeals observed, the district
court found that the number of situations in which “ women
may reasonably fear dire consequences from notifying their
husbands is potentially limitless.” 70a; see also 257a n.42.
“Even if the woman is not deterred from pursuing an abor
tion, the same arsenal of physical, economic, and psychologi
cal abuse is available to the notified husband to penalize the
wife for exercising her constitutionally bestowed right.” 68a.
The limited exceptions to the husband notification require
ment do not relieve women of these severe burdens. Like the
“less than effectual” abuse and neglect exception to Minne-
73 See Planned Parenthood v. Board o f Medical Review, 598 F. Supp.
625, 636 (D.R.I. 1984); Eubanks v. Brown, 604 F. Supp. 141, 148 (W.D. Ky.
1984); Doe v. Deschamps, 461 F. Supp. 682, 686 (D. Mont. 1976);
Scheinberg v. Smith, 482 F. Supp. 529 (S.D. Fla. 1979), aff'd in part,
vacated in part, and remanded, 659 F.2d 476 (5th Cir. Unit B Oct. 1981), on
remand, 550 F. Supp. 1112 (S.D. Fla. 1982).
42
sota’s two-parent notification statute, Hodgson, 110 S. Ct. at
2950 (O’Connor, J., concurring); see also id. at 2932 n.7,
2939 n.26, the Act’s exceptions for sexual assault and bodily
injury will leave battered women vulnerable to a range of
coercion and abuse. As the district court found and the court
of appeals acknowledged, the pattern of random violence
inflicted on them ensures that many “ battered spouses are
psychologically incapacitated from making the assertion
required by the statute even when there is ample objective
basis for the required fear.” 68a-69a; see also 197a-198a,
201a. Survivors of marital rape will also be unable to make
the exception’s required report to law enforcement officials
“ [gjiven the devastating effect that a report . . . is likely to
have on the marital relationship and the economic support
provided the wife by the marriage.” 70a; see also 198a.
Moreover, like the inadequate abuse and neglect exception
in Hodgson, the spousal sexual assault exception at issue here
is, in reality, a means of notifying the husband. Hodgson,
110 S. Ct. at 2950 (O’Connor, J., concurring); see also id. at
2932 n.7. To avail herself of the exception, the woman must
report the assault “ to a law enforcement agency having the
requisite jurisdiction,” § 3209(b)(3), within 90 days. 18 Pa.
Cons. Stat. Ann. § 3128(c) (Supp. 1991). Her husband will be
notified of her action once an investigation begins or criminal
charges are filed. Further, once the woman reports the mari
tal rape to the police, the information becomes part of the
public record and is therefore no longer confidential. See
Scheetz v. The Morning Call, Inc., 946 F.2d 202, 207 (3d
Cir. 1991). The “combination of the abused [woman’s] reluc
tance to report sexual or physical abuse, . . . with the likeli
hood that invoking the . . . exception for the purpose of
avoiding notice will result in notice, makes the . . . exception
less than effectual.” Hodgson, 110 S. Ct. at 2950 (O’Connor,
J., concurring).
In addition, even though “physical violence is not the only
burden reasonably predictable,” the harsh exceptions apply
only to acts of physical violence against the married woman.
69a. As the district court found, the exceptions would not
apply where a husband would if notified,
43
threaten to (1) [sic] publicize her intent to have an abor
tion to family, friends or acquaintances; (b) retaliate
against her in future child custody or divorce proceed
ings; (c) inflict psychological intimidation or emotional
harm upon her, her children or other persons; (d) inflict
bodily harm on other persons such as children, family
members or other loved ones; or (e) use his control over
finances to deprive [her] of necessary monies for herself
or her children.
194a. A woman protected by a restraining order under the
Protection From Abuse Act, 23 Pa. Cons. Stat. Ann. § 6101
et seq. (Supp. 1991), also may be unprotected by the excep
tion. 195a; 199a.74
Moreover, this burdensome provision serves no legitimate
state interest whatsoever.75 The district court found that in
the absence of a forced notification provision, “ [t]he vast
majority of women consult their husbands prior to deciding
to terminate their pregnane[ies].” 193a. As this Court recog
nized in Hodgson, 110 S. Ct. at 2945, “ [a] statute requiring
. . . notification would not further any state interest in those
instances.” Where women choose not to notify their hus
bands, the state interests, to the extent they are legitimate at
all, would actually be disserved by forced notification. As the
district court found,
The record clearly establishes that instead of fostering
marital communication and bolstering the state’s interest
in marital integrity, the exact opposite effect would
likely occur. . . . Not only could forced notice hasten
74 The exception for a woman unable to locate her husband through
“diligent effort” is also of doubtful utility. The district court found that,
because the Act does not define ‘‘diligent effort,” the threat of civil and
criminal penalties will compel abortion providers to construe the term in a
narrow fashion, imposing another layer of delay before the woman may
obtain an abortion. 194a.
75 The statute itself enumerates the interests that it purports to further:
“the Commonwealth’s interest in promoting the integrity of the marital rela
tionship,” and “ a spouse’s interest in having children within marriage and
protecting the prenatal life of that spouse’s child.” § 3209(a).
44
the dissolution of a troubled marriage, but it could have
potentially disastrous consequences, including subjecting
the woman to physical abuse.
262a (citations omitted). See also 201a; Planned Parenthood
v. Board o f Medical Review, 598 F. Supp. at 640-41.76
Nor can the Commonwealth’s purported interest in protect
ing the husband’s “ interests in having children within mar
riage and in protecting the prenatal life of [his] child,”
§ 3209(a), justify the violation of the woman’s right of pri
vacy. Although both men and women have a constitutionally
protected interest against state interference in their ability to
procreate, see Skinner, 316 U.S. at 541, and in their chil
dren’s welfare, see, e.g., Michael H. v. Gerald D ., 491 U.S.
110, 123 (1989), neither interest is served by the husband
notification requirement. Instead, the statute protects only
the husband’s “ interest” in compelling his wife to bear chil
dren for him. That decision, however, must remain with the
pregnant woman, “ who physically bears the child and who is
the more directly and immediately affected by the preg
nancy.” Danforth, 428 U.S. at 71.
2. The Act’s husband notification provision unconsti
tutionally interferes with the protected marital rela
tionship.
This Court has held that the marital relationship is pro
tected by “ a right of privacy older than the Bill of Rights”
for marriage is regarded as “ intimate to the degree of being
sacred.” Griswold, 381 U.S. at 486. It “ ‘has long recog
nized that freedom of personal choice in matters of marriage
and family life is one of the liberties protected by the Due
Process Clause of the Fourteenth Amendment.’ ” Moore v.
City o f East Cleveland, 431 U.S. 494, 499 (1977) (plurality
opinion) (quoting La Fleur, 414 U.S. at 639-40); see
Zablocki, 434 U.S. at 383-85 (1978); Prince v. Massachusetts,
76 Dr. Walker testified that forced notification would not guarantee
discussion among spouses or improve communications in dysfunctional rela
tionships. J.A. 229. Rather than improving marital integrity in any way,
forced notification “will make family communication much more difficult
and much more dangerous in [battering] relationships.” J.A. 233.
45
321 U.S. 158, 166 (1944). As Justice Stevens reiterated in
Hodgson:
While the State has a legitimate interest in the creation
and dissolution of the marriage contract . . . the family
has a privacy interest in . . . the intimacies of the mari
tal relationship which is protected by the Constitution
against undue state interference . . . . Far more than
contraceptives, at issue in Poe and Griswold v. Connect
icut, 381 U.S. 479 (1965), the married couple has a well-
recognized interest in protecting the sanctity of their
communications from undue interference by the State.
110 S. Ct at 2943, 2944 n.33.
In addition, this Court has “emphasized that the First
Amendment protects . . . family relationships, that presup
pose ‘deep attachments and commitments to the necessarily
few other individuals with whom one shares not only a spe
cial community of thoughts, experiences, and beliefs but also
distinctively personal aspects of one’s life.’ ” Board o f Direc
tors o f Rotary In t’l v. Rotary Club, 481 U.S. 537, 545 (1987)
(quoting Roberts v. United States Jaycees, 468 U.S. 609, 619-
20 (1984)). See Employment Division, Dep’t o f Human
Resources v. Smith, 110 S. Ct. 1595, 1601 (1990); City o f
Dallas v. Stanglin, 490 U.S. 19, 24 (1989); New York State
Club A ss’n v. City o f New York, 487 U.S. 1, 18 (1988)
(O’Connor, J., concurring).
In the guise of “protecting marital integrity,” § 3209 flies
in the face of these principles, subjecting marital discussions
to state surveillance, censorship, and control. For couples
whose relationships do not include discussion of plans regard
ing childbearing, the state now requires a dialogue which
could profoundly alter their most intimate affairs. Even for
those who already discuss reproductive choices, an allegation
that the wife falsely certified notification would subject the
timing, substance, and content of private colloquies to the
scrutiny of law enforcement officials who are charged with
determining whether the certification is true or whether the
couple’s discussions are sufficient to meet the vague and
undefined level of notification mandated by the Act. This
46
prospect is every bit as intrusive as Connecticut’s birth con
trol statute, which “ allow[ed] the State to enquire into, prove
and punish married people for the private use of their marital
intimacy.” Poe v. Ullman, 367 U.S. at 548 (Harlan, J., dis
senting). See Griswold, 381 U.S. at 485-86.
In Hodgson, this Court observed that while ‘‘full commun
ication among all members of a family” may be desirable,
such communication may not be decreed by the State.
The State has no more interest in requiring all family
members to talk with one another than it has in requir
ing certain of them to live together . . . . [A] state
interest in . . . making the ‘‘private realm of family
life” conform to some state-designed ideal, is not a
legitimate state interest at all.
Hodgson, 110 S. Ct. at 2946 (citations omitted). Cf. Gilbert
v. Minnesota, 254 U.S 325, 335-36 (1920) (Brandeis, J., dis
senting).77
3. Section 3209 denies women equal protection of the
laws.
Although the interests § 3209 purports to advance are
framed in gender-neutral terms, the provision imposes duties
on women alone, and confers rights solely on men. The dis
trict court found that “ [m]any medical and surgical proce
dures, including . . . sterilization, prostate operations and
chemotherapy, affect the capacity of males to have children
77 The court of appeals recognized that § 3209 also violates women’s
rights to informational privacy by forcing them to disclose intimate details of
their lives without a guarantee of confidentiality. 67a-68a. See Whalen v.
Roe, 429 U.S. 589, 599-605 (1977); Nixon v. Administrator o f General
Servs., 433 U.S. 425, 457-59 (1977); United States v. Westinghouse Electric
Corp., 638 F.2d 570, 577 (3d Cir. 1980). Once disclosure of the abortion
decision is made, the husband remains free to broadcast this private and inti
mate information to others. As the court of appeals observed: “When the
state forces spousal notification on a wife in a seriously troubled marriage, or
even a wife in an untroubled marriage with a husband unalterably opposed to
abortion, it compels disclosure of very intimate information with no assur
ance of confidentiality to someone highly motivated to make a public disclo
sure.” 67a.
47
within marriage.” 199a. Nevertheless, neither this Act nor
any other Pennsylvania law requires that a married man
notify his wife before undergoing a medical procedure that
would affect her “interest in having children within mar
riage.” Married men are free to exercise reproductive choices
without interference by, or knowledge of, their wives.
The pattern of sex-differentiated roles in marriage implicit
in § 3209 is an old one, not unlike the discredited proposition
that the husband is the “head and master” of the marital
unit;78 government enforcement of this pattern violates the
commands of the Equal Protection Clause. This Court has
made clear that, at the very least, a state cannot constitution
ally classify on the basis of gender without demonstrating an
“exceedingly persuasive justification” for the classification.
Mississippi University for Women v. Hogan, 458 U.S. 718,
724 (1982) (quoting Kirchberg, 450 U.S. at 461); see also
Craig v. Boren, 429 U.S. 190, 204 (1976). Here, where the
offending statute also heavily intrudes on basic interests in
autonomy, bodily integrity, and health, this Court must
undertake the most exacting review of the statutory objectives
to determine whether the Commonwealth has a compelling
justification for the gender-based discrimination. See
Zablocki, 434 U.S. 374 (1978) (applying strict scrutiny under
Equal Protection Clause to law forbidding marriage); Skin
ner, 316 U.S. 535 (1942) (applying strict scrutiny under Equal
Protection Clause to compulsory sterilization law); cf. Eisen-
stadt, 405 U.S. 452 (1972) (invalidating prohibition on con
traception under Equal Protection Clause).79
78 See Kirchberg v. Feenstra, 450 U.S. 455 (1981) (striking down Loui
siana statute making husband “ head and master” of community property
upon marriage). At common law, under the doctrine of coverture, a hus
band had rights to control his wife’s person as well as her property. See Tin
ker v. Colwell, 193 U.S. 473, 481 (1904) (“ husband has certain personal and
exclusive rights with regard to the person of his wife which are interfered
with and invaded by criminal conversation with her . . . [and] the wife is in
law incapable of giving any consent to affect the husband’s rights” ).
79 Indeed, in Thornburgh this Court emphasized that restrictions on
abortion also implicate women’s equality. The promise of individual liberty
48
Section 3209 must fall by application of these principles.
As outlined above, the trial court found and the court of
appeals confirmed that § 3209 is a “ totally irrational vehicle”
with which to further marital integrity. 72a, 262a. The Con
stitution prohibits the state from relying on out-dated gender-
based stereotypes that perpetuate women’s image as the
“weaker sex” or “child rearers.” Califano v. Webster, 430
U.S. 313, 317 (1977); see also Orr v. Orr, 440 U.S. 268, 279
(1979). The Commonwealth’s attempt to further asymmetri
cally the husband’s “ interest in having children within mar
riage,” embodies precisely the prohibited stereotype that
wives should bear children. To the extent that the statute may
be based on an assumption that women, unlike men, need
spousal guidance in their reproductive choices, it transgresses
Justice O’Connor’s admonition that “ if the statutory objec
tive is to exclude or ‘protect’ . . . one gender because they
are presumed to suffer from an inherent handicap or to be
innately inferior, the objective itself is illegitimate.” Hogan,
458 U.S. at 725.
B. The Act’s Mandatory Delay Will Jeopardize
Women’s Health and Furthers No Legitimate
State Interest.
In Akron this Court held that no
legitimate state interest is furthered by an arbitrary and
inflexible waiting period. There is no evidence suggesting
that the abortion procedure will be performed more
safely. Nor [is] . . . the State’s legitimate concern that
the woman’s decision be informed . . . reasonably
served by requiring a 24-hour delay as a matter of
course.
Akron, 462 U.S. at 450. Consistent with this holding, the dis
trict court confirmed the onerous burdens imposed by the
Act’s mandatory delay. In particular, the district court found
that:
“extends to women as well as to men . . . . A woman’s right to make that
choice freely is fundamental. Any other result, in our view, would protect
inadequately a central part o f the sphere o f liberty that our law guarantees
equally to all.” 476 U.S. at 772 (emphasis added).
49
(a) The 24-hour waiting period will force every woman seek
ing an abortion to make two separate trips to the physi
cian.
(b) Because of scheduling complications, the waiting period
will “ result in delays far in excess of 24 hours” ; for most
women, the delay will range from forty-eight hours to
two weeks.
(c) For many women, the 24-hour delay will significantly
increase the cost of obtaining an abortion, including the
costs of transportation, overnight lodging, and lost
wages.
(d) The requirement of two visits to the provider will subject
“many women to the harassment and hostility of anti
abortion protestors . . . .”
(e) The mandatory delay will be especially burdensome for
low-income women, young women, women from rural
areas, and women—such as battered women—who may
have difficulty explaining their whereabouts.
(0 A delay of 24 hours or more will adversely affect the
physical and psychological health of some patients, and
will increase medical complications.
(g) Where the delay pushes a patient into her second trimes
ter of pregnancy, there will be a substantial increase in
the costs of the abortion. Moving the procedure from the
early to the middle stages of the second trimester would
result in an increased medical risk, including a substantial
increase in the risk of death.
171a-174a. In addition, the district court confirmed the lack
of any legitimate state interest served by this provision. 174a.
Thus, the mandatory delay is unconstitutional under even the
least protective standard of review.
The court of appeals did not dispute any of the lower
court’s factual findings. Indeed it acknowledged both the
“ adverse consequences” of the mandatory delay, 52a-53a,
and the Act’s failure to “ serve any purpose” for women who
50
have already decided to have an abortion. 55a.80 Nonetheless,
the appeals court concluded that the mandatory delay created
no “ undue burden” on the right to abortion, because this
Court in Hodgson upheld a parental notification provision
which caused delays of a week or more. See 53a (quoting
Hodgson v. Minnesota, 648 F. Supp. 756, 853 (D. Minn.
1986)).
The flaws in this reasoning are apparent. First, the court of
appeals substituted for the record actually developed here a
factual finding implicitly adopted in a different case involving
completely distinct issues. If undisputed factual findings may
be discarded so cavalierly, then the “ undue burden” test is
truly meaningless. Second, and equally important, in
Hodgson the state’s legitimate interest in allowing parents an
opportunity to consult with the young woman was served by
the delay. This same interest is not present here. Indeed, in
Hodgson, Justice O’Connor joined Justice Stevens in
expressly distinguishing Akron on the ground that no similar
interest was served by imposing a 24-hour delay on an adult
woman. See Hodgson, 110 S. Ct. at 2944-45 n.35.81
C. The Act’s Biased Counseling Restrictions Violate the
Right of Privacy and the First Amendment.
1. Biased patient counseling interferes with the provi
sion of quality medical care and serves no legiti
mate state interest.
A state may require that a woman give her voluntary and
informed consent to the abortion procedure. Danforth, 428
80 “ If a physician has concluded that any other type of obstetrical or
gynecological procedure is medically necessary and has obtained the
informed consent of the patient, there is simply no medical reason to delay
performance of the procedure any longer.” 174a.
81 The court of appeals suggested that the mandatory delay served an
interest in ensuring that the woman’s decision is “ well-considered.” 54a.
This too, however, is refuted by the undisputed findings of the district court
and by this Court in Akron, 462 U.S. at 450-51. Only “ [a] very small per
centage of women are ambivalent concerning whether to have an abortion
when they come to a clinic. Arrangements for special counseling sessions are
made for women demonstrating any ambivalence about her decision.” 171a.
51
U.S. at 67. But precisely because the validity of an informed
consent requirement rests on the state’s interest in protecting
the health of the pregnant woman, the state may not, under
the guise of “ informed consent,” attempt to intimidate
women into continuing their pregnancies by forcing physi
cians to deliver irrelevant, inaccurate, misleading, or inflam
matory information. This is true under any standard of
review. Thornburgh, 476 U.S. at 759-64. This Court has
twice invalidated biased patient counseling requirements vir
tually identical to those at issue here. Thornburgh, 476 U.S.
at 759-64; Akron, 462 U.S. at 442-45. As this Court recently
found:
Critical to our decisions in Akron and Thornburgfh] to
invalidate a government intrusion into the patient/
doctor dialogue was the fact that the laws in both cases
required all doctors within their respective jurisdictions
to provide all pregnant patients contemplating an abor
tion a litany of information, regardless of whether the
patient sought the information or whether the doctor
thought the information necessary to the patient’s deci
sion.
Rust v. Sullivan, 111 S. Ct. 1759, 1777 (1991) (emphasis in
original). Nothing in this record would compel a different
result.
As the district court found, the Act’s biased counseling
provisions “ represent a substantial departure from the ordi
nary medical requirements of informed consent.” 170a.
Because it requires “ the supply of specific information to all
patients regardless of their specific circumstances, the Act is
contrary to the standard medical practice that informed con
sent be specifically tailored to the needs o f the specific
patient.” 177a (emphasis added). Far from promoting
informed consent, the Act will undermine this dialogue
because it “ may actively discourage the free flow of informa
tion . . . by relieving any physician ‘who complies with the
provisions’ of section 3205 from civil liability for failure to
obtain informed consent.” 177a.
52
For many women, some of the specific information man
dated by the Act will be irrelevant, misleading, inaccurate, or
inflammatory. For example, the Act requires a disclosure of
medical risks of carrying a pregnancy to term. If a woman
needs an abortion because she is carrying an anencephalic
fetus, no legitimate purpose is served by detailing her risk of
death from preeclampsia or informing her that she may
require a cesarean section at the time of delivery. 178a. Simi
larly, “ [i]nforming women of the availability of medical
assistance benefits or paternal support for the child has no
legitimate medical justification. The information may mislead
or confuse the patient, and, in the vast majority of the cases,
is plainly inappropriate given the circumstances of the indi
vidual patient.” 179a.82
Similarly, requiring physicians to offer to their patients
state-prepared materials describing the fetus and listing agen
cies that provide alternatives to abortion is simply ‘‘an
attempt by the Commonwealth to alter a woman’s decision
after she has determined that an abortion is in her best inter
est.” 179a. This mandated information ‘‘will create the
impression in women that the Commonwealth disapproves of
the woman’s decision,” and “will create undesirable and
unnecessary anxiety, anguish and fear.” 178a-179a.
In short, “ [ujnder the guise of informed consent, the Act
requires the dissemination of information that is not relevant
to such consent, and thus, it advances no legitimate state
interest.” Thornburgh, 476 U.S. at 763 (emphasis added).
The provisions are therefore unconstitutional under any stan
dard of review.
82 “Advising a patient of the general availability of such benefits or
payments may cause a woman to rely upon those statements and elect against
an abortion only to discover that the benefits or payments were unavailable
or insufficient.” 179a-180a. For example, in 1988 only one-quarter of child
support payments orders issued by Pennsylvania state courts were actually
enforced. Children’s Defense Fund, The State o f America’s Children 1991
152 (1991). Moreover, child support payments may be wholly insufficient to
allow any meaningful economic support for a woman to raise a child. Ms.
Dillon’s case exemplifies this problem. After waiting 18 months to obtain a
child support order, the order was only $125 per week, clearly insufficient to
provide for her four children. J.A. 386.
53
Moreover, the Act’s requirement that only physicians
deliver certain portions of the state-mandated information
will increase the costs of the procedure, require extensive
changes in the operating schedules of physicians and clinics,
and ultimately reduce the availability of abortion services.
175a-176a. Yet, the district court found that non-physician
counselors by virtue of their training and experience, are fully
capable of providing information, discussing the alternatives
to abortion, and securing the patient’s informed consent.
175a. Indeed, “ [i]n many instances, trained counselors . . .
are more understanding than physicians and have more time
to spend with patients.” 175a. Thus, the “ state’s interest in
ensuring that a woman’s consent to an abortion procedure is
informed and unpressured is in no way furthered by mandat
ing the identity of the person that must obtain the informed
consent.” 176a (emphasis added). As this Court has held, the
“critical factor is whether [the woman] obtains the necessary
information and counseling from a qualified person, not the
identity of the person from whom she obtains it.” Akron ,
462 U.S. at 448. See also Ohio v. Akron Center for Repro
ductive Health, 110 S. Ct. 2972, 2983 (1990).
2. In violation of the First Amendment, the biased
counseling provisions force the physician to com
municate the state’s ideology.
The First Amendment’s guarantee “ includes both the right
to speak freely and the right to refrain from speaking at all” ;
it protects “ the right of individuals . . . to refuse to foster
. . . an idea they find morally objectionable.” Wooley, 430
U.S. at 714, 715 (citations omitted).83 Even when a speaker is
free to disavow the government’s message, it is a violation of
83 See Barnette, 319 U.S. at 642 (no official may “ prescribe what shall
be orthodox” in matters of opinion or “ force citizens to confess by word or
act their faith therein”); see also Lehnert v. Ferris Faculty Ass’n, 111 S. Ct.
1950, 1957 (1991); id. at 1960 (opinion of Blackmun, J.); id. at 1970 (Mar
shall, J., concurring in part and dissenting in part); id. at 1978 (Scalia, J.,
concurring in part and dissenting in part); Riley v. National Fed’n o f the
Blind, 487 U.S. 781, 796-97 (1988); Pacific Gas & Elec. Co. v. Public Utili
ties Comm’n, 475 U.S. 1, 10-11 (1986) (plurality opinion).
54
the First Amendment to “ require speakers to affirm in one
breath that which they deny in the next.” Pacific Gas & Elec.
Co., 475 U.S. at 16. When the government compels an indi
vidual to be an instrument for the dissemination of “ an ideo
logical point of view he finds unacceptable,” 84 Wooley, 430
U.S. at 715, the government imposes “a content-based regu
lation of speech.” Riley, 487 U.S. at 795. Thus the statute
“ is subject to exacting First Amendment scrutiny” and may
survive only if it is “ narrowly tailored” to promote a com
pelling governmental interest. Id. at 798.85
Section 3205 cannot survive this test. Under duress of law,
physicians and counselors must recite a litany of government-
mandated information, as well as offer information prepared
and provided by the Commonwealth. These requirements
“will undermine the physician’s or counselor’s ability to
counsel a patient according to her individual needs, and will
force the physician or counselor to act in a manner inconsis
tent with their [sic] professional judgment.” 179a. Thus, no
less than the plaintiffs in Wooley and Riley and the appel
lants in Pacific Gas & Elec. Co., the Pennsylvania physicians
find themselves forced to convey the state’s message at the
cost of violating their own conscientious beliefs and profes
sional commitments.86
84 Justice O’Connor recognized that “ [e]ven the requirement that
women . . . be informed of the availability of those materials, and furnished
with them on request, may create some possibility that the physician or coun
selor is being required to ‘communicate [the State’sl ideology.’ ” Thorn
burgh, 476 U.S. at 830 (citing with approval Akron, 462 U.S. at 472 n. 16,
and Wooley, 430 U.S. 705).
85 This doctrine is not confined to speech with an ideological view
point. Riley, 487 U.S. at 797-98. In Riley, this Court observed that compel
ling statements of “ fact” regarding the percentage of charitable funds that
went to overhead was no more permissible than compelling statements of
“ opinion” : “ either form of compulsion burdens protected speech.” Id. In
any case, the compelled speech at issue here clearly conveys an ideological
message. Cf. Bigelow v. Virginia, 421 U.S. 809, 822 (1975).
86 These requirements also violate the First Amendment rights of the
woman who must listen to the state’s litany in order to obtain an abortion.
“ While [the government] clearly has a right to express [its] views to those
55
The Commonwealth’s asserted interest in assuring that the
woman’s consent is informed and voluntary cannot validate
these infringements. As discussed above, although a state
may require that a woman “ give what is truly a voluntary
and informed consent,” Thornburgh, 476 U.S. at 760, “ [i]t
remains primarily the responsibility of the physician to ensure
that appropriate information is conveyed to his patient,
depending on her particular circumstances.” Akron, 462 U.S.
at 443. See also Thornburgh, 476 U.S. at 762. The principles
of Woo ley and Barnette, which establish the “ individual’s
First Amendment right to avoid becoming the courier for [the
government’s] message,” Wooley, 430 U.S. at 717, thus ren
der unconstitutional the biased counseling provisions of
§ 3205.
D. The Act’s “ Informed” Parental Consent Restriction
Unduly Burdens the Right of Privacy and Forces
Family Life to Conform to a State-Designed Ideal.
A state may promote parental involvement in a young
woman’s abortion decision when necessary to protect its
“ interest in the welfare of its young citizens, whose immatur
ity, inexperience, and lack of judgment may sometimes
impair their ability to exercise their rights wisely,” Hodgson,
110 S. Ct. at 2942 (opinion of Stevens, J.), and to “ protect! ]
a parent’s interest in shaping a child’s values and lifestyle
. . . . " Id . at 2946. However, in promoting parental involve
ment, the state is limited by “ the constitutional protection
against unjustified state intrusion . . . [which] extends to
pregnant minors as well as adult women.” Hodgson, 110
S. Ct. at 2937 (opinion of Stevens, J.). Consequently, the
state may not “ ‘unduly burden’ the fundamental right” to
abortion. Id. at 2949 (O’Connor, J., concurring) (quoting
Akron, 462 U.S. at 453).87
who wish to listen, [it] has no right to force its message upon an audience
incapable of declining to receive it.” Lehman v. City o f Shaker Heights,
418 U.S. 298, 307 (1974) (Douglas, J., concurring).
87 In contrast to the strict scrutiny standard for adult women, the dis
trict court correctly recognized that the “ undue burden” standard was
appropriate to judge restrictions affecting young women. 248a.
56
Pennsylvania’s “informed” parental consent statute goes
far beyond the parental notification and consent statutes at
issue in Hodgson, 110 S. Ct. 2926 (1990), and Bellotti II, 443
U.S. 622 (1979). As the district court held, “ informed con
sent” is a term of art, and
personal contact between the patient and the person ren
dering the informed consent is essential. The physician’s
or counselor’s observation of the person’s demeanor and
reactions . . . is essential to permit the physician or
counselor to determine whether the patient is competent
to give informed consent and whether the patient fully
understood the information . . . .
170a. Thus, consistent with the “ standard medical principles
of informed consent,” the district court found that
“ informed” parental consent under the Act will require in-
person consultation with the parent. 182a-183a, 248a.
By mandating face-to-face counseling for parents, the Act
undermines, rather than promotes, the state’s interests in pro
tecting parental involvement and the well-being of young
women. There can be no dispute that by increasing the delay,
costs, and medical risks of abortion, the “ informed” paren
tal consent requirement will harm young women. As the dis
trict court found, the requirement of parental counseling
could “ cause delays of several days or possibly weeks.” 183a;
see also 182a. Coupled with other requirements of the Act,
§ 3206 “ will create layers of obstacles which could unduly
burden a minor woman’s ability to get an abortion . . . . In
some cases, the provisions may act in such a way as to
deprive her of her right to have an abortion.” 186a; see also
184a.88
The statute’s “ informed” parental consent requirement will
have a particularly irrational and perverse impact on the par
88 Unlike the regulation of any other medical procedure, the Act
requires a physician performing an abortion to evaluate the competency and
obtain the informed consent of two separate individuals, with the irrational
but inevitable result that if the parent is not competent to give informed con
sent, the physician cannot perform the abortion, even though a parent has
been notified and is involved, and the young woman is fully capable of giving
her own informed consent.
57
ents of pregnant young women. As the district court found,
even when prepared to consent, some parents will be unable
to come to the clinic for several days because of work sched
ules or family obligations, or because they cannot afford the
additional cost of travel, lost wages, and child care expenses.
185a-186a. The requirement presents so insurmountable an
obstacle that even parents who have participated in, support,
and consent to their daughter’s abortion, may be unable to
comply with the law. 185a. See also Planned Parenthood
Ass’n v. Harris, 670 F. Supp. 971, 987-88 (N.D. Ga. 1987).
Where the parents choose to “ shap[e] [their] child’s values
and lifestyle,” Hodgson, 110 S. Ct. at 2946, by permitting
her to exercise independent judgment, the Pennsylvania stat
ute perversely forces the parents to act contrary to their own
beliefs, “ slic[ing] deeply into the family itself.” Hodgson,
110 S. Ct. at 2946 (quoting Moore, 431 U.S. at 498). As the
district court explained, “ The parent may be reluctant to
explain his or her absence from work, or may not wish to be
seen entering an abortion clinic.” 249a. In some cases, “ a
parent may refuse to accompany their daughter to the facility
even though he or she has agreed to consent to the daughter’s
abortion.” 185a. Thus, rather than protect parental rights,
the statute merely “ substitutes] its conception of family life
for the family’s own view.” Hodgson, 110 S. Ct. at 2946.
Such an asserted “ state interest in standardizing its children
and adults, making the ‘private realm of family life’ conform
to some state-designed ideal, is not a legitimate state interest
at all." Id. (emphasis added).
E. The Act’s Public Disclosure and Reporting Require
ments Burden Women’s Right of Privacy and Fail to
Further Legitimate State Interests.
The Act’s reporting and disclosure requirements also bur
den the right to abortion without serving any legitimate state
interest. First, §§ 3207(b) and 3214(0 require every facility
that performs abortions to file with the Commonwealth quar
terly reports of the total number of abortions performed. The
reports of facilities that received state funds within the year
prior to filing are available to the public for inspection and
copying.
58
As the district court found, most abortion providers have
suffered a wave of extreme anti-abortion violence and harass
ment. 211a-213a. The public’s access to the quarterly reports
gives the clinics reasonable basis to fear that this harassment
and violence will increase, 213a, and will cause some pro
viders to forego state funds for both abortion and other
health services. “ The likely result will be that indigent
patients who have been the victims of rape or incest or who
suffer from a life-threatening condition will find it difficult,
if not impossible . . . to obtain abortion services.” 213a-
214a. Moreover, for physicians who now perform abortions
only several times a year, public disclosure and its attendant
threat of harassment is enough to deter the performance of
abortion altogether.89
Recognizing that the disclosure provisions further no legiti
mate or compelling interests in health, the only interest
asserted by the Commonwealth to support the requirement is
the public’s right to know how its funds are spent. 83a. The
reports do not, however, accomplish this objective because
they include no information about the nature or amount of
state funds that trigger public disclosure under the Act.90
Rather, the requirements merely enhance the ability of abor
tion opponents to intimidate abortion providers. The provi
sion must therefore be invalidated. Thornburgh, 476 U.S. at
765-66.91
89 The harassment of physicians is expected to increase in light of the
recent strategic announcement by the anti-choice organization Operation
Rescue that it plans to drive doctors who perform abortions out of business.
Mimi Hall, Abortion Foes Target Doctors, USA Today, Feb. 5, 1992, at 3A
(quoting Randall Terry) (“ We’re going to shame [doctors], humiliate them,
embarrass them, disgrace them and expose them until they quit” ).
See also Christine Spokar, Abortion Foes’ Mood Defiant, Washington Post,
Jan. 21, 1992, at Bl.
90 Records of state appropriations and expenditures are maintained
and generally available, however, under Pennsylvania’s Right-to-Know Law,
65 Pa. Cons. Stat. Ann. §§ 66.1-66.4 (Supp. 1991). See 210a.
91 By coercing providers into public disclosure as a condition of receiv
ing state aid, the Act also improperly conditions the receipt of a public bene
59
In addition to placing an impermissible burden on the right
to abortion, the district court also found that the requirement
that abortion providers report the name of the referring phy
sician “ serves no legitimate scientific purpose.” 219a. It
“ does not add to the pool of scientific knowledge concerning
abortion. Nor is it reasonably related to the Commonwealth’s
interest in promoting maternal health.” 272a.92 Consequently,
the provision is invalid.
Even though these reports are to be confidentially main
tained, referring physicians “ are extremely protective of their
anonymity because of fears (often based upon past experi
ence) that any kind of documentation or record-keeping con
necting them with any phase of the abortion decision will
have adverse effects on their medical practices and patients or
their ability to reside peacefully in their communities.”
219a.93 By reducing the number of physicians willing to make
referrals for abortion, the Act’s reporting requirement uncon
stitutionally burdens the right to abortion. 272a.94
fit on the surrender of a constitutionally protected right. This Court has
explicitly applied the unconstitutional conditions doctrine to the right to
choose abortion. See Planned Parenthood v. Arizona, 718 F.2d 938 (9th Cir.
1983), appeal after remand, 789 F.2d 1348 (9th Cir.), aff’d mem. sub nom.
Babbitt v. Planned Parenthood, 479 U.S. 925 (1986) (state funds may not be
conditioned on an organization’s relinquishment of privately funded
abortion-related activities). See also Harris v. McRae, 448 U.S. 297, 317 n.19
(1980).
92 As the district court pointed out, although the referring physician
may provide some of the state-mandated information, the abortion provider
must review the information with the patient, “regardless of what the refer
ring physician may or may not have done . . . . Therefore, the performing
physician or abortion facility will have all information the Commonwealth
might seek . . . at their disposal.” 272a-273a.
93 The district court found specific instances where doctors would stop
referring patients for abortions if their names were reported as required by
the Act. 220a, 221a.
94 Similarly, the district court found that the Act’s requirement that
physicians report the basis for their medical judgments concerning viability,
60
F. This Court Must Enjoin Enforcement of the Act’s
Medical Emergency Exception to the Extent that
Compliance Would Pose a Threat to the Life or
Health of Women or Must Find the Provision
Unconstitutional.
Section 3203 provides an exception to several of the Act’s
provisions in the case of a “ medical emergency.” As the dis
trict court found, “ [wjithout question, the definition of med
ical emergency is more restrictive than any other as applied in
medical situations.” 235a-236a. The Act’s definition is “con
trary to generally accepted standards of emergency medical
care, and interferes with a physician’s ability to act in accord
ance with his best medical judgment.” 157a.95 * As a result,
compliance with the Act could “ultimately jeopardize the
health of the pregnant woman.” 162a.
The court of appeals agreed that it was bound by this
Court’s holding in Thornburgh, 476 U.S. at 770-71, that
“any abortion regulation which might delay or prevent an
abortion must contain a medical emergency exception,” 36a,
and that a valid medical emergency exception would necessar
ily include the conditions of inevitable abortion, premature
ruptured membrane, and preeclampsia. 37a. Nevertheless, to
assure that compliance with Pennsylvania law would “ not in
any way pose a significant threat to the life or health of a
woman,” the court of appeals construed the Act to include
these conditions within its narrow definition. 40a.
The court of appeals correctly intended to remove the con
stitutional infirmity in § 3203. Its effort to do so, however,
failed for two reasons. First, the court of appeals’ holding
that the medical emergency definition need only protect
the existence of a medical emergency, and the determination of gestational
age would “ serve no useful scientific purpose,” and would interfere with the
physician’s exercise of medical judgment. 222a, 274a (citation omitted).
95 The district court found that the Act’s definition of medical emer
gency “ departs from the normal medical definition of an emergency and is
inconsistent with that contained in Pennsylvania’s Emergency Medical Ser
vices Act.” 155a. “ No other law infringes so heavily on a physician’s discre
tion to decide when he or she is faced with a medical emergency as the
provisions of the Act.” 156a.
61
women from “ significant” threats to their life or health, is
inconsistent with this Court’s holding in Thornburgh. It
unfortunately fails to ensure that a woman’s health remains
the physician’s paramount consideration. Thornburgh, 476
U.S. at 768-69.96
Second, the interpretation runs afoul of the principle that a
federal court may not “ rewrite a state law to conform it to
constitutional requirements.” Virginia v. American Booksel
lers Ass’n, Inc., 484 U.S. 383, 397 (1988). A federal court’s
interpretation of state legislation is “not binding on state
courts and may be discredited at any time—thus essentially
rendering the federal-court decision advisory and the litiga
tion underlying it meaningless.” Moore v. Sims, 442 U.S.
415, 428 (1979). See also Lakewood v. Plain Dealer Publish
ing Co., 486 U.S. 750, 770 (1988) (federal courts “ will not
write nonbinding limits into a silent state statute”).97 There
fore, physicians cannot rely on the court of appeals’ narrow
ing construction to insulate them from criminal prosecution,
and must sacrifice their patient’s health to avoid the threat of
criminal penalties.
To solve these dilemmas, this Court must either find the
provision unconstitutional or enjoin enforcement of the defi
nition to the extent that compliance with its requirement
would in any way pose a threat to the life or health of a
woman. With an injunction in place, a physician could, with
out risk of criminal prosecution, treat the medical emergency
exception as inclusive of those conditions, like inevitable
abortion, premature ruptured membrane, and preeclampsia,
which threaten a pregnant woman’s life or health.
96 The saving construction also fails to include other complications of
pregnancy similar to those recognized by the district court. See Brief Amici
Curiae of American College of Obstetricians & Gynecologists, el al.
97 The court of appeals cited neither legislative history nor decisional
law as an authoritative basis for its construction. Nor could the court of
appeals rely on the interpretation offered by the Attorney General. As this
Court held in Virginia v. American Booksellers, 484 U.S. at 395, because
“ the Attorney General does not bind the state courts or local law enforce
ment authorities, we are unable to accept her interpretation of the law as
authoritative.”
62
CONCLUSION
For the reasons set forth above, petitioners ask that this
Court reaffirm the strict scrutiny standard of Roe v. Wade.
Any other decision by this Court would forsake the promise
of liberty and equality that has safeguarded the lives and
health of American women for almost two decades. The
judgment of the court of appeals finding unconstitutional the
Act’s husband notification provision in § 3209 must be
affirmed and the judgment finding constitutional §§ 3203
(definition of medical emergency), 3205, 3206, 3207(b), 3208,
3214(a) and (f) must be reversed.
Linda J. Wharton
Carol E. Tracy
Women’s Law Project
125 South Ninth Street
Suite 401
Philadelphia, PA 19107
(215) 928-9801
Seth Kreimer
University of Pennsylvania
Law School
3400 Chestnut Street
Philadelphia, PA 19104
(215) 898-7447
Roger K. Evans
Eve W. Paul
Dara Klassel
Planned Parenthood Action
Fund, Inc.
810 Seventh Avenue
New York, New York 10019
(212) 541-7800
Respectfully submitted,
Kathryn Kolbert
{Counsel o f Record)
Janet Benshoof
Lynn M. Paltrow
Rachael N. Pine
Andrew Dwyer
Ellen K. Goetz
Steven R. Shapiro
John A. Powell
American Civil Liberties Union
Foundation
132 W. 43rd Street
New York, New York 10036
(212) 944-9800
Attorneys for Petitioners
and Cross-Respondents
RECORD PRESS, INC., 157 Chambers Street, N.Y. 10007 (212) 619-4949
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