Gomillion v. Lightfoot Briefs; Complaint; Transcript of Record
Public Court Documents
September 19, 1960
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October Term, 1960
C. G. Gomillion, et al., petitioners
v.
P h il M, L iohteoot, as Mayor op' the City op.
Tttseegee, et al.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
J. LEE RANKIN,
Solicitor General,
HAROLD R. TYLER, JR.,
Assistant Attorney General,
PHILIP ELMAN,
DANIEL M. ERIEDMAN,
Assistants to the Solicitor General,
HAROLD H. GREENE,
D. ROBERT OWEN,
J. HAROLD ELANNERY, JR.,
Attorneys,
Department of Justice, Washington 25, D.C.
I N D E X
P age
Statement_______________________________ 1
Argument_______________________________ 5
Conclusion_______________________________ 18
CITATIONS
Cases:
Augustus v. City of Pensacola, 1 R.R.L.R.
681________________________________ 15
Bailey v. Alabama, 219 U.S. 219_________ 17
Baskin v. Brown, 174 F. 2d 391__________ 17
Brown v. Board of Education, 347 U.S. 483_ 15
Buchanan v. Warley, 245 U.S. 60_________ 16
City of Petersburg v. Alsup, 238 F. 2d 830,
certiorari denied, 353 U.S. 922_________ 15
Colegrove v. Green, 328 U.S. 549------------- 6,
8, 9,10,11,12,13
Cooper v. Aaron, 358 U.S. 1_____________ 10
Davis v. Schnell, 81 F. Supp. 872, affirmed,
336 U.S. 933_______________________ 17
Dawson v. Mayor and City Council of Balti
more City, 220 F. 2d 386, affirmed, 350
U.S. 877__________ 15
Derrington v. Plummer, 240 F. 2d 922, cer
tiorari denied, 353 U.S. 924---------------- 15
Eubanks v. Louisiana, 356 U.S. 584_______ 18
Frost Trucking Co. v. Railroad Commission,
271 U.S. 583_______________________ 17
Gayle v. Browder, 352 U.S. 903, affirming
142 F. Supp. 707____________________ 15
Guinn v. United Slates, 238 U.S. 347_____ 9
562461— 60----1 (i)
Cases—Continued Page
Hayes v. Crutcher, 137 F. Supp. 853______ 15
Henderson v. Mayor of New York, 92 U.S.
259_________ ’_____________________ 17
Henry v. Greenville Airport Commission
(C.A. 4), decided April 20, 1960________ 15
Ho Ah Kow v. Nunan, 5 Sawyer 552______ 17
Holley y. City of Portsmouth, 150 F. Supp.
6_________________________________ 6
Holmes v. City of Atlanta, 350 U.S. 879, re
versing 223 F. 2d 93_________________ 15
Home Ins. Co. v. New York, 134 U.S. 594 17
Korematsu v. United States, 323 U.S. 214 9
Lassiter v. Northampton Election Board, 360
U.S. 45____________________________ 9,17
Lonesome v. Maxwell, 220 F. 2d 386_______ 15
MacDougall v. Green, 335 U.S. 281_______ 8
Miller v. Milwaukee, 272 U.S. 713_________ 17
Mitchell y. Wright, 154 F. 2d 924, certiorari
denied, 329 U.S. 733___ 16
Moorhead v. City of Ft. Lauderdale, 152 F.
Supp. 131, affirmed, 248 F. 2d 544______ 15
Moorman v. Morgan, 285 S.W. 2d 146_____ 15
Muir v. Louisville Park Theatrical Ass’n.,
347 U.S. 971, reversing 202 F. 2d 275___ 15
Myers v. Anderson, 238 U.S. 368_________ 9,10
New Orleans City Park Improvement Asso
ciation y. Detiege, 358 U.S. 54, affirming
252 F. 2d 122_______________________ 15
Nixon v. Herndon, 273 U.S. 536_________ 14
Norris v. Alabama, 294 U.S. 587_________ 17
Rice v. Elmore, 165 F. 2d 387, certiorari de
nied, 333 U.S. 875___________________ 17
Shelley v. Kraemer, 334 U.S. 1__________ 8,14
Smiley v. Holm, 285 U.S. 355___________ 12
IT
I l l
Cases—-Continued Page
Smith v. Allwright, 321 U.S. 649--------------- 17
South y . Peters, 339 U.S. 276__________ 8, 9, 11
Strauder v. West Virginia, 100 U.S. 303----- 10
Terry v. Adams, 345 U.S. 461___________ 11
United States v. Butler, 297 U.S. 1------------ 17
United States v. McElveen, 180 F. Supp. 10,
affirmed sub nom. United States v.
Thomas, 362 U.S. 58_________________ _ 18
Ward Y. City of Miami, 151 F. Supp. 593,
affirmed F. 2d 787____________________ 15
Yick Wo y. Hopkins, 118 U.S. 356________ 9
Constitution and Statute:
United States Constitution:
Fourteenth Amendment____________ 2,
5, 9,10,11,12,14,16,18
Fifteenth Amendment_____________ 2,
5, 9,10,11,12,14,16,18
Acts of the State of Alabama (Act 140)
(1957)_____________ 2, 3, 8, 9,12,13,16,17,18
Miscellaneous:
Lewis, Legislative Apportionment and the
Federal Courts, 71 Harv. L. Rev. 1057— 11
New York Times, March 2, 1960, p. 28, col.
7-8________________________________ 17
Report of the United States Commission on
Civil Rights, 1959 (Gr.P.O.)_--------------- 16
J t i the < { m x \ of the ® n M States
October T erm , 1960
No. 32
C. G. GO MILLION, ET AL., PETITIONERS
V.
P h il M. L ightpoot, as Mayor op the City op
T tjskegee, et al.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
ST A T E M E N T
Petitioners, Negro citizens, filed a complaint (R.
2-9) in the United States District Court for the
Middle District of Alabama alleging that a 1957 Act
of the State of Alabama (Act 140) changing the
boundaries of the City of Tuskegee, Alabama, de
prived them, “on account of their race and color” (R.
7-8), of their right to vote in Tuskegee municipal
elections and of certain municipal services,1 in vio- 1
1 It was alleged (E. 7) that petitioners have been deprived of
the services of city policemen to patrol school-zoned areas dur
ing certain hours, the benefits of general street improvement,
and the paving of a certain street as promised by the city
prior to the passage of the Act.
( 1 )
2
lation of the due process and equal protection clauses
of the Fourteenth and Fifteenth Amendments.2 The
defendants are officials of Tuskegee and of Macon
County, in which it is located (R. 4-5). The relief
sought was (1) an adjudication that, as applied to
petitioners, the Act is unconstitutional as charged;
and (2) that the defendants be enjoined from enforc
ing the Act against petitioners and others similarly
situated, and from denying them “the right to vote
in Tuskegee municipal elections, and to be recognized
and treated in all respects as citizens of the City of
Tuskegee” (R. 8-9). The district court dismissed
the complaint on the ground that it had no authority
to invalidate Act 140, and the Court of Appeals for
the Fifth Circuit affirmed by a divided court.
The pertinent allegations of the complaint—which
must be accepted as true for purposes of testing its
sufficiency—are as follows:
Prior to Act 140, Tuskegee was a square-shaped
city containing approximately 5,397 Negroes and ap
proximately 1,310 white persons. Approximately 400
Negroes and 600 white persons were qualified voters
in the city. As a result of the altering of the city’s
boundaries by Act 140, several thousand Negroes,
including all but 4 or 5 qualified voters, have been
“excluded or ‘removed’ ” from the city. No white
persons were removed. “As redefined by said Act
140, Tuskegee resembles a ‘sea dragon’, with Negro
neighborhoods, including the site of the Tuskegee In
2 The action was brought as a class suit on behalf of peti
tioners and all other Negro citizens who reside within the city-
limits of Tuskegee as they existed prior to Act 140 (E. 3-4).
3
stitute, eliminated” (R. 5). (A map showing the
changes made in the configuration of the city by Act
140 is included at pages 12-13 of the record.)
Although Act 140 “recites no reasons for the change
in boundaries * * * its necessary effect and obvious
purpose” (R. 5) was to deprive plaintiffs “on ac
count of their race and color” of their “right to vote”
in Tuskegee municipal elections, to deny them “their
rights to effective participation in Tuskegee’s munic
ipal affairs” (R. 8), and to deprive them of certain mu
nicipal services (R. 7). “Act No. 140 is another
device in a continuing attempt on the part of the
State of Alabama to disenfranchise Negro citizens”
(R. 6).3
The district court dismissed the complaint on the
ground that “ regardless of the motive of the Legisla
ture of the State of Alabama and regardless of the
effect of its actions, insofar as these plaintiffs’ right
to vote in the municipal elections is concerned, this
Court has no authority to declare said Act invalid after
3 The complaint stated (R. 6-7) that Macon County had no
Board of Registrars for more than 18 months between January,
1956, and June, 1957, for the reason that “almost all of the white
persons possessing the qualification to vote in said County are
already registered, whereas thousands of Negroes, who possess
the qualifications, are not registered and cannot vote” ; that Act
140 was introduced into the Alabama Legislature by State Sen
ator Sam Engelhardt of Macon County, who was then Execu
tive Secretary for the White Citizens’ Council for Alabama,
“an organization dedicated to the principles of white suprem
acy and prevention of integration of the white and Negro
races” ; and that a local newspaper article, published shortly
before the bill was introduced, “cited the ‘obvious’ purpose of
the bill, i.e., ‘to assure continued white control in Tuskegee City
elections.’ ”
4
measuring it by any yardstick made known by the
Constitution of the United States,” and has no “con
trol” or “supervision over, and no power to change
any boundaries of municipal corporations fixed by a
duly convened and elected legislative body, acting for
the people in the State of Alabama” (R. 30).
In affirming, the majority opinion of the court of
appeals concluded (R. 41) that
in the absence of any racial or class discrimina
tion appearing on the face of the statute, the
courts will not hold an act, which decreases
the area of a municipality by changing its
boundaries, to be invalid as violative of the
Fourteenth and Fifteenth Amendments to the
United States Constitution, although it is al
leged that the enactment was made for the pur
pose, not appearing in the Act, and with the
effect of excluding or removing Negroes from
the City and depriving them of the privileges
and benefits of municipal membership, includ
ing the right to vote in City elections.
Judge Brown, dissenting, was of the view that “the
courts are open to hear and determine the serious
charge here asserted” (R. 43). He stated that be
cause the redistricting of Tuskegee and prescribing
the qualifications for voting in its municipal elections
“are solely, or primarily, the initial concerns of Ala
bama alone does not mean that when it acts it may
act without regard for the Constitution” (R. 49-50) ;
and that it is of “ little significance” that Act 140
“does not * * * demonstrate on its face that [it] is di
rected at the Negro citizens of that community. I f
the Act is discriminatory in purpose and effect,
5
‘whether accomplished ingeniously or ingenuously’
[it] cannot stand” (R. 57).
A R G U M EN T
I f a state statute expressly prohibited Negroes in
a particular city from voting in municipal elections,
or denied them municipal services available to white
residents of the city, we think it beyond dispute that
any court in the country would invalidate it as an
obviously unconstitutional abridgment of the rights
of Negro citizens guaranteed by the Fourteenth and
Fifteenth Amendments. The issue in this case is
whether the Alabama statute which, according to the
allegations of the complaint, is designed to, and does,
achieve the same result, is beyond judicial review
because that result is accomplished by changing the
boundaries of the City of Tuskegee rather than by
affirmatively imposing such prohibitions. Stated dif
ferently, the question is whether the State of Alabama
can use its admittedly broad power to define the
boundaries of its municipalities as a method for ac
complishing indirectly wliat it could not do directly,
namely, depriving its Negro citizens of their constitu
tional rights because of their race.
The majority opinion below held (R. 41) that, since
the “ enactment by a state legislature of a statute creat
ing, enlarging, diminishing or abolishing a municipal
corporation is * * * a political function”, the courts
will not, “ in the absence of any racial or class discrimi
nation appearing on the face of the statute,” hold a
statute “ which decreases an area of a municipality by
changing its boundaries” invalid under the Fourteenth
562481— 60------2
6
and Fifteenth Amendments, even though it is alleged
“that the enactment was made for the purpose * * *
and with the effect of excluding or removing Negroes
from the City and depriving them of the privileges and
benefits of municipal membership, including the right
to vote in City elections.” We shall show, however,
that the allegations of this complaint go far beyond
“ political questions” which courts have frequently re
fused to decide; and that the grounds upon which
courts abstain from involvement in “ political ques
tions” are not applicable where, as here, the denial of
constitutional rights is allegedly based on the facts that
the victims of the discrimination are Negroes. We
shall further show that, once it be established that this
is an appropriate case for judicial intervention, the
allegations of the complaint, if proven, clearly estab
lish a violation of petitioners’ constitutional rights and
warrant the relief sought.
1. The leading recent case in this Court dealing
with “political questions” involving the electoral proc
ess is Colegrove v. Green, 328 U.S. 549. This Court
there upheld the dismissal of a complaint challenging
the constitutionality of the apportionment of Con
gressional districts in Illinois. The complaint charged
that, by reason of subsequent changes in population,
the Congressional districts that Illinois had created in
1901 were invalid, and it sought, in effect, to enjoin
the state officials from conducting the 1946 Congres
sional elections on the basis of the 1901 districts. Mr.
Justice Frankfurter, in an opinion in which Justices
Reed and Burton concurred, stated (p. 552) that this
7
Court “from time to time” “has refused to intervene
in controversies” of this character “because due re
gard for the effective working of our Government
revealed this issue to be of a peculiarly political
nature and therefore not meet for judicial determina
tion.” The opinion pointed out that “ [t]he basis for
the suit is not a private wrong, but a wrong suffered
by Illinois as a polity” (p. 552); that a court cannot
“affirmatively re-map the Illinois districts so as to
bring them more in conformity with the standards of
fairness for a representative system” but, “ [a]t best”,
“could only declare the existing electoral system in
valid”—the result of which “would be to leave Illinois
undistricted and to bring into operation, if the Illi
nois legislature chose not to act, the choice of mem
bers for the House of Representatives on a state-wide
ticket” (p. 553) ; that “this controversy concerns mat
ters that bring courts into immediate and active rela
tions with party contests,” issues from which “this
Court has traditionally held aloof” (ibid.) ; and that
the “remedy for unfairness in districting is to secure
State legislatures that will apportion properly, or to
invoke the ample powers of Congress” (p. 556).
“Courts ought not to enter this political thicket”
(ibid.).
Subsequently, in affirming the dismissal of a suit
challenging the constitutionality of Georgia’s county
unit system, this Court stated that “Federal courts
consistently refuse to exercise their equity powers in
cases posing political issues arising from a state’s
geographical distribution of electoral strength among
s
its political subdivisions.” South v. Peters, 339 U.S.
276, 277.
None of these considerations in favor of judicial
abstention is, however, applicable to the violations of
petitioners ’ constitutional rights charged in the instant
case.
The disenfranchisement here is not the result of a
long-term population shift, but of a particular statute
allegedly directed against a particular group solely be
cause of its race. Cf. infra, pp. 14-18. Furthermore,
the racial aspect of the discrimination is not merely one
of the effects of the Act (cf. South v. Peters, supra),
but is its basic vice. Therefore, here, unlike Golegrove,
“ [t]he basis for the suit is * * * a private wrong”
(emphasis added). The alleged wrong has not been
suffered by the State of Alabama “ as a polity,” but
by these petitioners, who allege that as a result of the
Alabama Act they “are suffering irreparable injury
to their rights to vote, to free speech, press, and peti
tion, and to property” (R. 8; emphasis added). These
rights “ are personal rights” (Shelley v. Kraemer, 334
U.S. 1, 22). This Court has examined on the merits
even non-racial cases involving state distribution of
political power where the personal rights of a particu
lar group were directly impinged. MacDougall v.
Green, 335 U.S. 281.
In Colegrove, invalidation of “the existing electoral
system” involved would have left Illinois “ undis
tricted” and, if the Illinois legislature did not act,
might have “ defeat [ed] the vital political principle
which led Congress, more than a hundred years ago,
to require districting” (p. 553). Invalidation of Ala
bama Act 140, however, would do no more than re
store the situation as it existed prior to the summer
of 1957—namely, the Negro community of Tuskegee
would again become a part of that City, and would
again be able to exercise the voting and other civic
rights which it had previously enjoyed.
Finally, and perhaps most significant of all, this
case does not involve “matters that bring courts into
immediate and active relations with party contests”
and would not “involve the judiciary in the politics of
the people” (Colegrove, at pp. 553-554); and it does
not pose “political issues arising from a state’s geo
graphical distribution of an electoral strength among
its political subdivisions” (South, v. Peters). For al
though Law 140 on its face purports merely to “alter,
re-arrange, and re-define the boundaries of the City
of Tuskegee” (R. 9), the complaint alleges that its
true purpose and effect is to deny petitioners, “on
account of their race and color,” their voting and
other constitutional rights guaranteed by the Four
teenth and Fifteenth Amendments. Particularly in
the field of civil rights, this Court has repeatedly
looked beneath the surface of innocuous-appearing
legislation to determine its true intent and effect, and
has tested its constitutionality on the basis of what
it actually does, not what it merely says. P-fJ., Tick
Wov. Hopkins, 118 U.S. 356; Guinn v. United States,
238 U.S. 347, 364-365; Myers v. Anderson, 238 U.S.
368; Korematsu v. United States, 323 U.S. 214, 216;
see Lassiter v. Northampton Election Board, 360 U.S.
10
45, 53. “ [T]he constitutional rights of [petitioners]
not to be discriminated against * * * on grounds of
race or color * * * can neither be nullified openly
and directly by state legislators * * * nor nullified
indirectly by them through evasive schemes * * *
whether attempted ‘ingeniously or ingenuously’ ”
(Cooper v. Aaron, 358 U.S. 1, 17). Thus, in Myers
v. Anderson, supra, this Court struck down a Mary
land statute which required, as a condition to voting
in municipal elections, that the voter or his ancestor
must have voted prior to a certain date. Although
innocuous on its face, this condition was invalidated
because its clear effect and design was to disfranchise
Negro citizens.
If there is one area from which “this Court has tradi
tionally [not] held aloof” (Golegrove), it has been at
tempts by the States to discriminate against members
of the Negro race. In one of the first cases which arose
under the Fourteenth Amendment (.Strauder v. West
Virginia, 100 U.S. 303), this Court, in striking down a
state statute that excluded Negroes from serving on
juries, unequivocally stated (p. 307) that the Four
teenth Amendment
declar[es] that the law in the States shall be the
same for the black as for the white; that all
persons, whether colored or white, shall stand
equal before the laws of the States, and, in regard
to the colored race, for whose protection the
amendment was primarily designed, that no dis
crimination shall be made against them by law
because of their color.
See, also, the cases cited infra, pp. 14-16.
11
In short, Colegrove and South v. Peters dealt with
the “political question” of the diminution of the effec
tiveness of voting rights in certain geographical areas
resulting from lack of redistricting. They “ dealt not
with racial discrimination at the ballot box” (Terry v.
Adams, 345 U.S. 461, 481, opinion of Mr. Justice
Clark) or in the provision of municipal services.
Thus, assuming arguendo the correctness of the hold
ings in those cases that the question there involved
was not judicially cognizable (but see Lewis, Legisla
tive Apportionment and the Federal Courts, 71 Harv.
L. Rev. 1057), they are not applicable to the instant
case. For it does not involve a “ political question,”
but the power of the State of Alabama to use the
device of the gerrymander to deprive Negro citizens of
their constitutional rights guaranteed by the Four
teenth and Fifteenth Amendments.
There is no magic in the words “ apportionment”
or “redistricting” which includes an immunity from
judicial review. Cases involving purely political ques
tions may fall within a special area of governmental
concern which judges should refrain from entering;
but it does not follow that every legislative “appor
tionment” or “ redistricting” is automatically such a
case. I f a state were to gerrymander its school dis
tricts in such a way as to continue racial segregation
of pupils, and for that very purpose, we cannot con
ceive that this Court would hold it outside the judicial
power to review such action, even though the “redis
tricting” was overtly cast in terms of geographical
boundaries and there was no explicit reference to race.
The same considerations apply here.
12
2. Mr. Justice Frankfurter’s opinion in Colegrove
also adverted to the problems of relief in political
cases. He stated (pp. 552-553) that petitioners were
“ask[ing] of this Court what is beyond its competence
to grant,” since “no court can affirmatively re-map the
Illinois districts so as to bring them more in conform
ity with the standards of fairness for a representative
system.” The relief issue also looms large in the con
curring opinion of Judge Wisdom below. He stated
(R. 66) that since “ [cjourts, any courts, are incompe
tent to remap city limits”, petitioners “ ask for some
thing courts cannot give” ; and that “ any decree in this
case purporting to give relief would be a sham: the
relief sought will give no relief.” “ [T]here is no
effective remedy” (R. 72).
We submit that Judge Wisdom is in error in con
cluding that relief cannot here be provided. Peti
tioners do not, as he suggests (R. 72), ask the court
to undertake “the determination of * * * bounda
ries” of “political subdivisions of the state” (R. 71).
They ask only for an adjudication that this particular
alteration of the boundaries of Tuskegee, alleged to
be part of “a continuing attempt on the part of the
State of Alabama to disenfranchise Negro citizens”
(R. 6), violates the Fourteenth and Fifteenth Amend
ments; and that the state officials be enjoined from
enforcing the Act against them and from denying
them the right to vote in Tuskegee municipal elections
(R. 8-9). Thus, the relief here requested is funda
mentally the same as that recognized as appropriate
in Smiley v. Holm, 285 U.S. 355, namely, the power
of an equity court “to declare a state apportionment
13
bill invalid and to enjoin state officials from enforcing
i t” (Mr. Justice Black, dissenting, in Colegrove v.
Green, 328 U.S. at 573).
I t is of course true, as Judge Wisdom pointed out
(R. 72), that if the court declares Act 140 invalid,
“ [tjliere is nothing to prevent the legislature of Ala
bama from adopting a new law redefining Tuskegee
town limits, perhaps with small changes, or perhaps a
series of laws, each of which might also be held un
constitutional * * But it cannot fairly be as
sumed that, if this Act is declared unconstitutional,
the State of Alabama will endeavor to evade that
ruling by reenacting the same law with “small
changes” in the city boundaries. In any event, the
court can certainly give effective relief against this
statute, and that is enough to allow petitioners to go
to trial. While the relief sought in this case may not
protect petitioners against future attempts by the
state to achieve the same illegal result by similar
means, it can nevertheless effectively eliminate the
deprivation of constitutional rights resulting from
this statute. Ho more is necessary to warrant a court
of equity hearing the case on the merits. I t is time
enough to worry about future cases involving minor
modifications of the statute if and when they arise.
Indeed, in the delicate constitutional area here in
volved, the mere declaration by a court that the state
cannot wipe out petitioners ’ voting rights by gerry
mandering, is itself an important element of relief.
Bor such a ruling will necessarily have a salutary
effect in discouraging future attempts in other areas
to employ like devices for denying the right to vote.
14
“Where * * * it is clear that the action of the state
violates the terms of the fundamental charter, it is
the obligation of this Court so to declare” (Shelley
v. Kraemer, 334 U.S. 1, 23). On the other hand, a
holding that the courts are powerless to intervene in
this situation would provide a new and dangerous
method for avoiding the constitutional mandate that
“ [t]he right of citizens of the United States to vote
shall not be denied or abridged * * * by any State
on account of race [or] color * * *.”
3. Once it be established that this case does not
involve the kind of “political question” that is not
subject to judicial scrutiny, there can be no doubt that
the complaint sets forth a clear violation of the con
stitutional prohibitions of the Fourteenth and F if
teenth Amendments.
Petitioners allege (R. 7-8) that they have been
gerrymandered out of the City of Tuskegee “on ac
count of their race and color.” Although “[sjtates
may do a good deal of classifying that it is difficult
to believe rational, * * * there are limits, and it is
too clear for extended argument that color cannot be
made the basis of a statutory classification affecting
the right set up in this case [right to vote]” (Mr.
Justice Holmes, in Nixon v. Herndon, 273 U.S. 536,
541).
This basic constitutional precept that ’Negroes can
not be singled out and treated differently because of
their race and color is fundamental to our democracy.
I t has repeatedly been reasserted and applied in a long
list of cases that have unequivocally condemned, in
whatever form, attempts by the states to deny Negro
15
citizens their constitutional rights. Since Brown v.
Board of Education, 347 U.S. 483, held segregation
in the public schools to be unconstitutional, this Court
and the lower federal courts have condemned segre
gation in a wide variety of public facilities, including
beaches and bathhouses,4 golf courses,5 restaurants in
public buildings,6 intrastate bus lines,7 parks and rec
reational areas,8 and public theatres.9 I t would make
a mockeiy of all of these cases now to hold that the
states can create a segregated community of Negro
citizens. The effect would be to enable the states, by
4 Dawson v. Mayor and City Council of Baltimore City, 220
F. 2d 386 (C.A. 4), affirmed, 350 U.S. 877; see also City of
Petersburg v. Alsup, 238 F. 2d 830 (C.A. 5), certiorari denied,
353 U.S. 922.
5 Holmes v. City of Atlanta, 350 U.S. 879, reversing, 223 F.
2d 93 (C.A. 5); see also Moorhead v. City of Ft. Lauderdale,
152 F. Supp. 131 (S.D. Fla.), affirmed, 248 F. 2d 544 (C.A. 5);
Ward v. City of Miami, 151 F. Supp. 593 (S.D. Fla.) affirmed,
252 F. 2d 787 (C.A. 5); Holley v. City of Portsmouth, 150 F.
Supp. 6 (E.D. Y a.); Hayes v. Crutcher, 137 F. Supp. 853 (M.D.
Tenn.); Augustus v. City of Pensacola, 1 R.K..L.K. 681.
6 Derrington v. Plummer, 240 F. 2d 922 (C.A. 5), certiorari
denied, 353 U.S. 924.
7 Gayle v. Browder, 352 U.S. 903, affirming, 142 F. Supp. 707
(M.D. Ala.).
sNew Orleans City Parh Improvement Association v. De-
liege. 358 U.S. 54, affirming, 252 F. 2d 122 (C.A. 5). See also
Lonesome v. Maxwell, 220 F. 2d 386 (C.A. 4); Augustus v.
City of Pensacola, supra; Moorman v. Morgan, 285 S.W. 2d
146 (Ky.).
* Muir v. Louisville Parle Theatrical Ass'n., 347 U.S. 971,
reversing 202 F. 2d 275 (C.A. 6) and remanding for consid
eration in light of Brown v. Board of Education and “condi
tions that now prevail.” See also Henry v. Greenville Airport
Commission (C.A. 4), decided April 20, 1960 (waiting room in
a municipal airport).
16
the simple device of redrawing municipal boundaries,
to bar Negroes from enjoying many of the public
facilities that have been finally opened to them only
after protracted and difficult litigation. The ghetto
has no place in American life, and the Fourteenth
Amendment prohibits state enactments, the “ pur
pose * * * and * * * ultimate effect” of which are
“to require by law, at least in residential districts,
the compulsory separation of the races on account of
color” (Buchanan v. Warley, 245 U.S. 60, 81).
The fact that the forbidden discrimination is ac
complished through the exercise of the state’s admit
tedly broad power to redefine municipal boundaries
cannot save this Act. For “ all * * * state activity,
must be exercised consistently with federal constitu
tional requirements as they apply to state action”
0Cooper v. Aaron, 358 U.S. 1, 19), and the Fourteenth
and Fifteenth Amendment each “refers to exertions
of state power in all forms” (Shelley v. Kramer, 334
U.S. 1, 20). I t is undisputed that Act 140 eliminated
from the City of Tuskegee its Negro neighborhoods
and all but 4 or 5 of its approximately 400 Negro
voters, but eliminated no white voters. Petitioners
allege (R. 6) that the Act “is another device in a con
tinuing attempt on the part of the State of Alabama
to disenfranchise Negro citizens.” 10 No other reason
10 The difficulties that Negro citizens of Macon County, Ala
bama, hay© had in attempting to register are well known. See
Mitchell v. Wright, 154 F. 2d 924 (C.A. 5), certiorari denied,
329 U.S. 733; Report of the United States Commission on Civil
Rights, 1959 (Government Printing Office), pp. 75-76.
17
than disenfranchisement of the Negroes of Tuskegee
has been given for the Act. See New York Times,.
March 2,1960, p. 28, col. 7-8. In these circumstances,
we submit that it is immaterial that there is no “racial
or class discrimination appearing on the face of the
statute” (R. 41; emphasis added). For the issue is
not whether petitioners’ rights were denied in “ex
press terms,” but whether they were “denied in sub
stance and effect” (Norris v. Alabama, 294 U.S. 587,.
590).11
In “substance and effect” the State of Alabama,
under the guise of merely changing the boundaries of
Tuskegee, has denied a substantial number of Negro
citizens important rights which white citizens in the.
same area continue to enjoy. The attempt by the
State of Alabama to deny the Negro citizens of Tus
kegee their right to vote flies in the face of this
Court’s admonition in Smith v. Allwright, 321 U.S. 649, 11
11 To the same effect, see Bailey y. Alabama, 219 U.S. 219, 244;
Tick Wo v. Hopkins, 118 U.S. 356, 373-374; Ho Ah Koto v.
Nunan, 5 Sawyer 552, 560-564 (Circuit Court, of California);
Cooper v. Aaron, 358 U.S. 1; Terry v. Adams, 345 U.S. 461;
Smith v. Allwright, 321 U.S. 649; Miller v. Milwaukee, 272
U.S. 713, 715; Home Insurance Co. v. New York, 134 U.S. 594;
Henderson v. Mayor of New York, 92 U.S. 259; Frost Truck
ing Co. v. Railroad Commission, 271 U.S. 583; Rice v. Elmore,
165 F. 2d 387, 392 (C.A. 4), certiorari denied, 333 U.S. 875;
Baskin v. Brown, 174 F. 2d 391, 393 (C.A. 4). And in order
to discern purpose, the courts do not hesitate to consider the
legislative setting. See Davis v. Schnell, 81 F. Supp. 872, 880-
881 (S.D. Ala.), affirmed, 336 U.S. 933; Lassiter v. Northamp
ton Election Board, 360 U.S. 45, 53; United States v. Butler,
297 U.S. 1.
IS
662, that “ [ujnder our Constitution the great privilege
of the ballot may not be denied a man by the State
because of his color.” The patent discrimination of
this Act further violates the constitutional “declara
tion” in the Fourteenth Amendment that “no distinc
tion shall be made against [the colored race] by law
because of their color” (Strauder v. West Virginia>
100 U.S. 303, 307).
CONCLUSION
As we have shown, the controversy in this case does
not involve a non-racial dilution of the right to vote,
but the total deprivation not merely of that right but
of all rights to benefits of citizenship in a municipal
ity, solely on account of race. I f the allegations of the
complaint are proved, we think it clear that Alabama
Act 140 is patently unconstitutional under both the
Fourteenth and Fifteenth Amendments,12 and that the
trial court has ample power to grant effective relief
against the operation of this Act. Plainly, petitioners
are entitled to an opportunity to go to trial and to
prove their case.
12 If this case is remanded for trial, the state would, of course,
have an opportunity to introduce evidence to overcome the
prima facie unconstitutionality of the discriminatory operation
of the statute. However, the state would have a heavy burden
to justify the patent discrimination here involved. See United
States v. McElveen, 180 F. Supp. 10, affirmed sub nom. United
States v. Thomas, 362 U.S. 58; Eubanks v. Louisiana, 356
U.S. 584.
19
The judgment of the Court of Appeals should be
reversed, and the cause remanded with instructions
to proceed to trial.
Respectfully submitted.
J. L ee R a n k in ,
Solicitor General.
H arold R. T yler, J r . ,
Assistant Attorney General.
P h il ip E lm an ,
D aniel M. F riedman,
Assistants to the Solicitor General.
August 1960.
H arold H . Greene,
D. R obert Ow en ,
J. H arold F lannery, Jr.,
Attorneys.
U.S. GOVERNMENT PRINTING OFFICE: 1960
I n t i p ( t o r t o f %
IttiUb of Amrs
Spring Term 1960
No. 3260
C. G. GOMILLION, ET AL., Petitioners
v.
PHIL M. LIGHTFOOT, as Mayor of the City of Tuskegee,
ET AL., Respondents
BRIEF FOR THE PETITIONERS
CHARLES H. BARON
WILLIAM D. POPKIN
Attorneys for the Petitioners
HENRY M. diSUVERO
RALPH A. MUOIO
ROBERT H. NEUMAN
CARL L. TAYLOR
THOMAS A. ZIERK
Of counsel on the Brief
BEST PRINTERS, INC., BOSTON, MASS.
TABLE OF CONTENTS
CITATIONS................................................................................ iii
STATEMENT OF THE C A SE.......................................... 1
SUMMARY OF THE ARGUM ENT.................................... 2
ARGUMENT ............................................................................. 4
I. ACT 140, BY EXCLUDING PLAINTIFFS FROM
TUSKEGEE, VIOLATES THE FOURTEENTH
AND FIFTEENTH AMENDMENTS BECAUSE
ITS SOLE EFFECT AND PURPOSE IS TO DIS
ENFRANCHISE NEGROES AND TO DE
PRIVE THEM OF MUNICIPAL BENEFITS . . 4
A. Alabama’s 'power to alter municipal bound
aries is subject to Federal Constitutional re
straints ............................................................ 4
B. The constitutionality of Act HO must be de
termined by loolcing beyond the express words
of the Statute to its effect and purpose . . . . . . 5
C. The sole effect and purpose of Act HO is to
discriminate against p la in tiffs ...................... 6
D. Act HO violates the Fifteenth and Fourteenth
Amendments because the exclusion of plain
tiffs from Tuskegee renders them ineligible to
vote in the city solely on account of race . . . . 8
E. Act HO violates the equal protection clause of
the Fourteenth Amendment because the
plaintiffs have been deprived of tangible and
intangible municipal benefits solely on ac
count of race .................................................. 9 l
l31
II. FEDERAL COURTS HAVE “COMPETENCE”
TO DECIDE THIS CASE, BECAUSE AN AD
JUDICATION THAT PLAINTIFFS HAVE
LOST THE RIGHT TO VOTE SOLELY ON AC
COUNT OF RACE, DOES NOT REQUIRE
THAT BALANCING OF POLITICAL INTER
ESTS INHERENT IN A CASE INVOLVING
THE DILUTION OF A VOTE THROUGH RE
DISTRICTING ........................................................ 10
III. FEDERAL COURTS OF EQUITY SHOULD EX
ERCISE THEIR DISCRETION TO PRESERVE
PLAINTIFF’S CONSTITUTIONAL RIGHTS . . 15
A. The effect of an injunction on state adminis
trative processes would be well within the tra
ditions of Federal action in state racial dis
crimination cases.............................................. 15
B. The need for equitable relief is especially ur
gent because this Court alone can give plain
tiffs the opportunity to attain political ma-
turity ................................................................ 18
CONCLUSION........................................................................ 20
li 31
CITATIONS
CASES
Browder v. Gayle, 142 F, Supp. 707 (M.D. Ala. 1956),
aff’d per curiam, 352 U.S. 903 (1956) .......................... 16
Brown v. Bd. of Education, 347 U.S. 483 (1954) ___3,10,17
Brown v. Bd. of Education, 349 U.S. 294 (1955) .............. 17
Byrd v. Brice, 104 F. Supp. 442 (W.D. La. 1952), aff’d,
201 F.2d 664 (5th Cir. 1953 )................ .............................. 13
Colegrove v. Green, 328 U.S. 549 (1946) -----3,10,11,14,15,18
Cooper v. Aaron, 358 U.S. 1 (1958) .................................. 4,17
Davis v. Schnell, 81 F. Supp. 872 (S.D. Ala. 1949), aff’d
per curiam, 336 U.S. 933 (1949) ...... ............................. . 7
Giles v. Harris, 189 U.S. 475 (1903) .................................. 15
Gilmore v. City of Montgomery, 176 F. Supp. 776 (M.D.
Ala. 1959) ..................................................................... . . . 1 6
Gomillion v. Lightfoot, 270 F.2d 594 (5th Cir.
1959) .............................................................. 4,5,10,15,17,18
Guinn v. United States, 238 U.S. 347 (1915) .................. 8,14
Harris v. McMillan, 186 Ga. 529, 198 S.E. 250 (1938) ___ 8
Harrison v. N.A.A.C.P., 360 U.S. 167 (1959)...................... 6
Holmes v. City of Atlanta, 124 F. Supp. 290 (N.D. Ga.
1954), aff’d, 223 F.2d 93 (5th Cir. 1955), modified
per curiam, 350 U.S. 879 (1955) ...................... 16
iii31
Hunter v. City of Pittsburgh, 207 U.S. 161 (1907) .......... 4
Lane v. Wilson, 307 U.S. 268 (1939) .................. 5,8,9,13,14
Laramie v. County of Albany, 92 U.S. 307 (1875) .......... 4
Mt. Pleasant v. Beckwith, 100 U.S. 514 (1879) .............. 4
Myers v. Anderson, 238 U.S. 368 (1915) ........ .................. 8
Niemotko v. Maryland, 340 U.S. 268 (1951) .............. 13,14
Nixon v. Condon, 286 U.S. 73 (1932) .................................. 9
Oyama v. California, 332 U.S. 633 (1948) ...................... 5
Shuttlesworth v. Birmingham Bd. of Education, 162 F.
Supp. 372 (N.D. Ala. 1958), aff’d per curiam, 358 U.S.
101 (1958) .......................................................................... 6
Smith v. Texas, 311 U.S. 128 (1940) ................................ 5,6
South v. Peters, 339 U.S. 276 (1950) .......................... 11,14
Stiglitz v. Schardien, 239 Ky. 799, 40 S.W.2d 315
(1931) .................................................................................. 15
Takahashi v. Fish and Game Comm’n., 334 U.S. 410
(1948) .................................................................................. 9
Terry v. Adams, 345 U.S. 461 (1953) .................................... 16
Williams v. Kansas City, 205 F.2d 47 (8th Cir. 1953),
cert, denied, 346 U.S. 826 (1953) ........... 16
Yick Wo. v. Hopkins, 118 U.S. 356 (1886) .............. .... 5,9,13
iv 31
MISCELLANEOUS
111. Laws 1947, p. 879 .......................................................... 18
Ky. Acts 1930, ch. 147, p. 442 .............................................. 16
Ky. Acts 1930, ch. 148, p. 462 .................................. ............ 16
Tussman and tenBroek, The Equal Protection of the Laws,
37 Calif. L. Rev. 341 (1949) .......................................... 9
U.S. Const, amend XV, sec. 1 .............................................. 8
31 v
STATEMENT OF THE CASE
Petitioners (plaintiffs-appellants below) are citizens of
the United States and of the State of Alabama who were
formerly residents of the City of Tuskegee, Alabama. On
July 15, 1957, the Alabama legislature enacted Act 140 alter
ing the city’s boundaries. Tuskegee, which had heretofore
been in the shape of a square, was reduced in size and trans
formed in shape into a twenty-eight sided “sea-dragon.” As
a result of this Statute, several thousand Negroes, including
all but four or five of the four hundred qualified voters, were
removed from the city.
Petitioners sought to have Act 140 declared unconstitu
tional and to enjoin its enforcement by city officials. Jurisdic
tion in the Federal District Court for the Middle District of
Alabama was invoked under 28 U.S.C. sec. 1343(3) ; the ac
tion was authorized by 42 U.S.C. sec. 1983. Both these stat
utes give Federal Courts authority to afford redress to plain
tiffs who have been deprived of constitutional rights under
color of state law. Other statutes were also cited in the com
plaint. Petitioners claim that they have lost the right to vote
in Tuskegee elections solely on account of race in violation of
the Fifteenth Amendment to the United States Constitution,
and further, that they have been deprived of tangible and in
tangible benefits of municipal residence solely on account of
race in violation of the Fourteenth Amendment. In addition to
the facts mentioned in the first paragraph, above, petitioners
pointed to various other actions by the State of Alabama and
to news articles which confirmed that the obvious effect and
purpose of Act 140 was to discriminate against Negroes.
Respondents (defendants-appellees below) moved to strike
various portions of the complaint and also to dismiss the ac
tion for failure to state a claim and for lack of jurisdiction.
The District Court denied the motion to strike, but granted
the motion to dismiss on both of the grounds urged. The Dis
trict Judge refused to look to the effect and purpose of Act
140, maintaining that the state has traditionally had power to
do anything it wanted with municipal boundaries without
hinderance from the Federal Constitution.
On appeal to the Fifth Circuit, the court affirmed with
1 31
one concurring opinion and one dissent. The opinion of the
court stated that Act 140 was “constitutional on its face,”
again refusing to look to the effect and purpose of the statute.
The dissent felt that there was no reason for the court to be
“blind,” and would, therefore, look beyond the “face” of the
statute to the realities of the situation. The dissent further
asserted that state power in any area is always subject to
limitation by the Federal Constitution. The concurring opin
ion was based on the assumption that this case presented prob
lems too difficult for Federal Courts to handle.
Petitioners appeal from the judgment dismissing the ac
tion and request a reversal and remand to the District Court
for a consideration of the merits of the case.
SUMMARY OF THE ARGUMENT
The State of Alabama cannot pass laws which are im
mune from the limitations of the United States Constitution.
The “plenary power” of a state to act is only a legal conclusion
that it has not infringed upon constitutional rights.
Nor can a state hide behind the “face” of a statute. The
effect and purpose of Act 140 must be utilized as the normal
tools of interpretation. This is especially true, given the
nature of the statute in this case. Unlike most statutes,
Act 140 does not lay down a broad standard to be applied
to specific cases. It directs a specific act to be done and then
its function is completed. As such, it is like an act of ad
ministration which is always scrutinized in terms of its ef
fect and purpose.
A glance at the effect of Act 140 will show that it is dis
criminatory. The shape of the new city cannot be explained in
any other way. From this effect and from other facts it ap
pears that no other purpose than to discriminate can be attrib
uted to the Alabama legislature. In the absence of some valid
purpose, there can be no reason to allow the state discretion
to exclude all the voters of a city whose skin is black.
The exclusion of the plaintiffs from Tuskegee deprived
them of their residence in the city, a prerequisite to voting
in municipal elections. Just as a refusal to register Negroes
31 2
because of their race violates the Fifteenth Amendment, so
does this refusal by the state to let the plaintiffs live in
Tuskegee. Furthermore, plaintiffs have lost tangible munici
pal benefits and have been stigmatized as a class unsuited to
participate in political life, in violation of the equal pro
tection clause of the Fourteenth Amendment.
No problems in this case can match the difficulty the
court faced in Colegrove v. Green 328 U.S. 549 (1946). The
problem there would have required the court to enter the diffi
cult area of balancing the traditional party interests that go
into a state gerrymander. Alabama’s use of a constricted
political boundary cannot make this case resemble Colegrove
v. Green, supra. Race, not politics, is at the core of Act
140. Absent a problem of the dilution of the vote, the court
does not have to resolve a dispute between political interests.
No dilution occured here; plaintiffs cannot vote at all in
Tuskegee.
Nor can the defendant claim that the difficulties of equit
able relief are formidable. The administration of the old
four-sided city was not too burdensome on July 14, 1957.
A return to that status is all plaintiffs ask. The “School
Segregation Cases,” 347 U.S. 483 (1954), presented far more
dffiiculty than this case, and yet the Federal Courts did not
refrain from protecting the constitutional rights of the Negro
plaintiffs. If there is any fear that defendant will disobey
an adverse decision and create public unrest, the solution
lies in contempt proceedings and not in withholding from
plaintiffs the relief they deserve. Federal Courts should not
be intimidated.
Nowhere else can plaintiffs get relief. Neither Congress
nor Alabama as a polity will remedy this particular wrong.
Failure to grant the requested relief will mean that Alabama
will have successfully prevented the Negro plaintiffs from
attaining political leadership. Only this Court can give plain
tiffs the chance to attain political maturity. That the effort
may fail is apparent. That the effort must be made is the sub
stance of plaintiff’s appeal.
3 31
ARGUMENT
I. ACT 140, BY EXCLUDING PLAINTIFFS FROM TUS-
KEGEE, VIOLATES THE FOURTEENTH AND FIF- i
TEENTH AMENDMENTS BECAUSE ITS SOLE EF
FECT AND PURPOSE IS TO DISENFRANCHISE
NEGROES AND TO DEPRIVE THEM OF MUNICIPAL
BENEFITS.
A. Alabama’s power to alter municipal boundaries is
subject to Federal Constitutional restraints.
Judge Jones, in the Court of Appeals below, seems to find
merit in the argument that the area of state power over muni
cipal corporations is one in which the Federal Constitution
ceases to operate as a limitation on permissible state action,
Gomillion v. Lightfoot, 270 F.2d 594, 595-97 (5th Cir. 1959),
The argument is untenable.
Unquestionably, the Alabama legislature has discretion to
change the boundaries of her municipal corporations within
the state. But at the same time, the state’s power over its
local affairs must be limited by the guarantees of the four
teenth and fifteenth amendments. Cooper v. Aaron, 358 U.SJ
1, 19 (1958). The District Court and the Court of Appeals
cite Hunter v. City of Pittsburgh, 207 U.S. 161 (1907);
Laramie v. County of Albany, 92 U.S. 307 (1875, and Mi
Pleasant v. Beckwith, 100 U.S. 514 (1879) as standing for
the proposition that state power in this area is “plenary” and
“unrestrained by the Federal Constitution.” Hunter v. Cits'
of Pittsburgh, supra at 179 (dictum). An examination of
these cases will show, however, that in each of them the state
action in question was expressly found by the court to be di
rected toward an end not prohibited by the Constitution,
Thus, in fact, these cases stand contrary to the proposition
for which they were cited. They recognize that state power
is always subject to constitutional limitations.
4 !l
B. The constitutionality of Act HO must be determined
by looking beyond the express words of the Statute to
its effect and purpose.
Judge Jones’ second reason for affirming the dismissal of
this action was that Act 140 is not unconstitutional “on its
face,” and that courts cannot inquire beyond the face of stat
utes to test their constitutionality. Gomillion v. Lightfoot, 270
F.2d 594, 598 (5th Cir. 1959).
The Supreme Court, however, has not hesitated to look
beyond the bare words of state statutes in order to test their
constitutionality. Constitutional validity has been held to be
a question of practical operation and effect, as well as one of
textual explication. See Lane v. Wilson, 307 U.S. 268 (1939);
Yick Wo v. Hopkins, 118 U.S. 356 (1886). The scope of the
court’s inquiry has been
. . . not merely whether those rights have been denied in ex
press terms but also whether they have been denied in sub
stance and effect. We must review independently both
the legal issues and those factual matters with which they
are commingled. Oyama v. California, 322 U.S. 633, 636
(1948).
The case of Yick Wo v. Hopkins, supra, illustrates this
point. In that case, judicial recognition of extrinsic facts
caused an ordinance, innocuous on its face, to be held uncon
stitutional. The ordinance purported to regulate laundries.
It provided that a license must be obtained to operate a laundry
unless the laundry was located in a building made of brick or
stone. On its face, this appeared to be an appropriate regula
tion as a safety measure. But, in fact, the ordinance operated
so as to discriminate against persons of Chinese descent.
The willingness of the Court to look to effect and purpose
when an administrator acts is a persuasive analogy for this
case. Act 140 is only a direction to administrators to per
form certain acts. It allows for no discretion in its applica
tion. In Smith v. Texas, 311 U.S. 128 (1940), the effect of
no Negroes appearing on grand jury lists was sufficient to
Prove a denial of equal protection to a Negro defendant. No
31
5
other reason except purposeful discrimination could account
for this effect, given the administrator’s action. Had Alabama
given discretion to administrators to remap Tuskegee and
they had produced the twenty-eight sided figure present in this
case, the Smith principle would apply and the effect of the
administrators acts would be used to determine their con
stitutionality. Surely the Alabama legislature cannot prevent
this court from making natural inferences from the effect of
its statutes, merely because the administrative act is in the
form of a statutory command.
The doctrine of “constitutional on its face” may be prop-
rerly applied when some subsequent occurence may vitiate the
possible unconstitutional effects of the statute. Thus, in
Shuttlesworth v. Birmingham Bd. of Education, 162 F. Supp.
372 (N.D. Ala. 1958), aff’d per curiam 358 U.S. 101 (1958), the
court presumed that the statute could be administered in a con
stitutional manner. Similarly, in Harrison v. N.A.A.C.P., 360
U.S. 167 (1959), a statute was considered susceptible of a
judicial construction which would prevent its unconstitutional
effects. In the instant case, however, the discriminatory
effect of the statute can be alleviated neither by administra
tion nor interpretation. The effect complained of here stems
from the way in which the boundaries of Tuskegee were1
changed by the Statute. Act 140 cannot be administered or in
terpreted so as to change the boundaries in any other way.
C. The sole effect and purpose of Act HO is discriminate
against plaintiffs. i
A comparison of the old with the new boundaries of Tuske
gee discloses the change from a simple square-shaped municip
ality to that of a complex “sea-dragon,” intricately constructed,
of twenty-eight sides. An examination of the new population
of Tuskeegee shows that all but four or five of the qualified
Negro voters have been excluded. (R.5). By contrast no white
residents have been affected. No reason was offered for this
action in the act, itself. Act 140 remedies no mischief nor does
it purport to do so. There is no other rational purpose consis
tent with this effect other than to exclude Negroes.
In addition, the legislative background and popular un
6 Si
derstanding rebut any presumption that the legislature did
not purposefully discriminate against plaintiffs. See Davis
v. Schnell, 81 F. Supp 872 (S.D. Ala. 1949), aff’d per curiam
886 U.S. 933 (1949). (R.5-7, 10-13). Defendants answer that
this evidence as to purpose is “immaterial” and “impertinent.”
(R.14-15). Certainly, such evidence is not necessary to prove
the plaintiff’s case. It is the defendants who should come
forward with some evidence of a valid legislative purpose to
explain the otherwise obvious discriminatory effect. Unless
such a valid purpose can be shown, the last reason for allow
ing the State of Albama to exercise its discretion ceases. For
unless the purpose of state action is related to some valid local
interests, there is no remaining reason to defer to the state’s
competence to manage its local affairs.
In fact, plaintiff’s complaint demonstrates that defendants
cannot establish any such valid purpose. The Negro vote in
Tuskegee had grown to forty per cent of the total number of
those registered to vote in the city. (R.5). The growth of
Negro voting strength in the city, viewed against the undis
guised determination of Southern statesman to preserve white
political dominance, strongly suggests that the result achieved
was not merely fortuitous, but rather a purposeful attempt to
remove the Negroes from Tuskegee.
Seen in its larger context, Act. 140 emerges as part of a
continuing effort to render Negroes politically impotent in
Alabama. In 1951, Alabama abolished “one-shot,” or cumula
tive voting, thus preventing minority representation. For a
year and a half before the passage of Act 140, no Board of
Registrars existed for Macon County. (R. 5-6). Since almost
all white persons qualified to vote in the county have already
registered, whereas thousands of Negroes with the requisite
qualifications have not yet registered, this device maintained
the number of voters at a constant figure, entrenching the
white majority. Act. 140 merely embodies the old theme in a
new setting. The change in setting does not make the theme
any less discriminatory.
31 7
D. Act 1U0 violates the Fifteenth and Fourteenth Amend
ments because the exclusion of plaintiffs from Tuske-
gee renders them ineligible to vote in the city solely
on account of race.
The preceding section discussed the discriminatory na
ture of the Statute in issue. The question here is whether dis
enfranchisement by discriminatory exclusion from Tuskegee
is a violation of the Fifteenth and Fourteenth Amendments.
Section one of the Fifteenth Amendment provides:
The right of citizens of the United States to vote shall
not be denied or abridged . . . by any state on account
of race, color, or previous condition of servitude. U.S.
Const, amend. XV, sec. 1.
Its prohibitions extend to the right to vote in municipal elec
tions. Myers v. Anderson, 238 U.S. 368 (1915).
Residence is prerequisite to voting in municipal elections.
Thus, plaintiffs are disqualified from voting in Tuskegee elec
tions because Act 140 excluded them from residence in the
city solely on account of race.
Where Negro citizens have been disenfranchised by the
discriminatory withdrawal of a prerequisite to voting, the
Supreme Court has struck down such legislation. For exam
ple, other states have tried, unsuccessfully, to deprive Negroes
of their vote by impeding registration or by requiring a liter
acy test. Lane v. Wilson, 307 U.S. 268 (1939) ; Guinn v.
United States, 238 U.S. 347 (1915).
The rationale of the above decisions applies to the case
at bar. Registration or a literacy test may be required in
order to qualify a person to vote in much the same way as
residence may be a prerequisite. Cf. Harris v. McMillan, 186
Ga. 528, 198 S.E. 250 (1938). While all such prerequisites to
voting are in the state’s discretion, they cannot be withdrawn
from a citizen or required of him solely on account of his
race. Since the prerequisite of residence was withdrawn from
plaintiffs due to the fact that they are Negroes, they have
been deprived of their right to vote in municipal elections in
violation of the Fifteenth Amendment.
8 31
Similarly, under the equal protection clause of the Four
teenth Amendment, denials of voting prerequisites solely on
the basis of color have been proscribed. Thus, to close mem
bership in a political party to Negroes, thereby depriving
them of the vote in primary elections, has been held to be a
denial of equal protection. Nixon v. Condon, 286 U.S. 78
(1932).
The ingenious manner in which this Statute achieves its
discriminatory ends does not successfully veil the familiar
nature of the attempt, nor does it render these objectives any
more valid. Justice Frankfurter has w ritten: “The [Fifteenth]
Amendment nullifies sophisticated as well as simple minded
modes of discrimination.” Lane v. Wilson, 307 U.S. 268, 275
(1939). Were this not so, states could do indirectly what they
cannot do directly and the Fifteenth and Fourteenth Amend
ments would be impotent.
E. Act 1U0 violates the equal protection clause of the
Fourteenth Amendment because the plaintiffs have
been deprived of tangible and intangible municipal
benefits solely on account of race.
Exclusion from Tuskegee has serious consequences for
plaintiffs, since they are denied thereby the services and ben
efits of city life. They have lost the services of police protec
tion and street improvements. (R.7). Even more important,
they have lost the benefits of social and political growth
through participation in municipal affairs.
Of course, plaintiffs have no absolute right to the bene
fits of living in Tuskegee, but they do have a right not to
lose them through discriminatory state action. Loss of bene
fits because of racial hostility is a denial of equal protec
tion of the laws, a right guaranteed by the Fourteenth Amend
ment. Takahashi v. Fish and Game Comm’n., 334 U.S. 410
(1948); Yick Wo v. Hopkins, 118 U.S. 356 (1886); Tussman
and tenBroek, The Equal Protection of the Laws, 37 Calif. L.
Rev. 341, 358 (1949). Plaintiffs, in the above cases, had no
right to carry on their businesses free from state controls like
licensing. Equal protection does not prohibit classifications to
further the public interest. But classifications based on race
31 9
are forbidden and must fall as repugnant to the equal protec
tion clause of the Fourteenth Amendment.
Furthermore, segregation of Negro plaintiffs from Tuskegee
necessarily brands them as a class of persons somehow unsuited
to participate in its political and social affairs. To so stig
matize a race is to deny that they possess the capacity to be
first-class citizens.
Participation in political affairs is not just a benefit to
be conferred on a person at the whim of a state. It is not
an overstatement to say that such participation by all citi
zens is the major premise of a democracy. When one man
does not vote in an important election, many consider that he
has defaulted in his responsibility as a citizen. When a whole
race is forbidden the vote, the only conclusion can be that
they lack the capacity to intelligently exercise that responsi
bility.
This form of second-class citizenship is as much a denial
of equal protection of the laws as was the second class citizen
ship proscribed in Brown v. Bd. of Education, 347 U.S. 48B
(1954). To say that a man can be properly educated but that
he cannot take part in the political life of the community can
hardly have been the intention of the unanimous court which
decided the Brown case, supra. It its against just such techni
ques of racial subordination that the Fourteenth Amendment
stands as a bulwark.
II. FEDERAL COURTS HAVE “COMPETENCE” TO DE
CIDE THIS CASE, BECAUSE AN ADJUDICATION
THAT PLAINTIFFS HAVE LOST THE RIGHT TO
VOTE SOLELY ON ACCOUNT OF RACE, DOES NOT
REQUIRE THAT BALANCING OF POLITICAL IN
TERESTS INHERENT IN A CASE INVOLVING THE
DILUTION OF A VOTE THROUGH REDISTRICTING,
Judge Wisdom thinks the instant case must be dismissed,
even if it be shown that Act 140 violates the Constitution,
because he feels that “Colegrove v. Green and South v. Peters
control this case.” Gomillion v. Lightfoot, 270 F.2d 594, 615
(5th Cir. 1959) (concurring).
Colegrove v. Green, 328 U.S. 549 (1946) (hereinafter
10 31
referred to as Colegrove), and South v. Peters, 339 U.S. 276
(1950) (hereinafter referred to as South v. Peters), are both
cases concerning the constitutionality of the malapportion
ment of legislative districts. In Colegrove, the plaintiffs ob
jected that the unequal Congressional districting of the state
so diluted their vote as to deny them equal protection of the
laws. In South v. Peters, plaintiffs sought to enjoin the use of
the Georgia county-unit system, by which the larger counties
were represented far less than their proportion of the popula
tion, on the ground of violation of the Fourteenth Amendment
and of the provision of the Seventeenth Amendment that Sena
tors be “elected by the people.” The opinion in South v. Peters
is per curiam, resting upon the authority of Colegrove.
Although Judge Wisdom mentions both cases as control
ling, his emphasis is on Colegrove. The rationale of that case
is twofold. The one which Judge Wisdom considers especially
relevant in its application to the case at bar is that of the con
curring opinion of Mr. Justice Rutledge, Colegrove, at 564,
which stresses the wisdom of withholding equity relief where
such relief will raise problems more formidable than those it
will solve. The other rationale is contained in the controlling
opinion by Mr. Justice Frankfurter, Colegrove, at 549, and
declares that Federal Courts have no “competence” to adjudi
cate cases requiring a balancing of political interests for their
resolution. While Judge Wisdom does not in so many words
urge this latter rationale as a basis for dismissing the present
case; nevertheless, he seems to urge it implicitly in his fre
quent use of the word “political” and his expressions of doubt
as to the “competence” of the Federal Courts to deal with the
problems presented by this case. Since the question of the
“competence” of the courts to adjudicate logically precedes
the question of the wisdom of granting relief, the two ration
ales are discussed in that order (the former in Part II and the
latter in Part III), although Judge Wisdom appears to con
sider the equity question the more important of the two.
Mr. Justice Frankfurter felt that the court in Colegrove
lacked a standard by which to solve the problems presented to
it. He felt that the factors of “party contests and party in
terests” made the case unsuitable for judicial determination.
Colegrove, at 554. His opinion rests on the proposition that
31 1 1
the plaintiff’s right to vote is not just a matter of numerical
equality. The weighing of such “party interests” as Republi
can vs. Democrat, urban vs. rural, farm vs. labor, city vs.
suburb, and finance vs. big business all play their part. He
seems to be afraid that to decide Colegrove would require the
court to sit as a legislature in Illinois, receiving testimony
from all the various lobbying interests in the state, in order
to ascertain whether or not the vote was diluted fairly. He
doubts that a court has standards by which to reconcile such
a dispute concerning “party contests” which have tradition
ally been left to the political forum. Whether or not Mr.
Justice Frankfurter’s reasoning in Colegrove was persuasive
on the facts of that case, the reason for the court’s “incompe
tence” there are not present in this case.
The first distinguishing characteristic is that the events
in Tuskegee do not involve any of the usual valid factors of
“party politics.” Race alone was the determinative factor of
Act 140 and race alone cannot be considered a valid basis for
the dilution of a vote in the light of the Fourteenth and
Fifteenth Amendments. The second distinguishing factor in
this case is that there is a total deprivation of the right to
vote in city elections and not merely a dilution of the weight
of the vote.
Because this case concerns the total deprivation of a
right to vote solely on account of race, there is no problem
of finding a standard on which to make a decision. Certainly
the fact that changing a political boundary is the device used
to achieve disenfranchisement cannot obscure the fact that
this is no less a case of discriminatory deprivation of a vote
than the refusal to register a Negro. Without both dilution
and “party politics” the court is not called upon to make that
delicate balancing of political factors among themselves re
quired to evaluate the situation in Colegrove. In that case,
it is impossible to tell whether any right to vote has been
affected without making such political judgments. In the case
at bar, it is clear that a vote has been lost. Consequently,
the court can focus on the one problem of discrimination.
Judge Wisdom’s failure to distinguish between Negroes, and
Democrats and Republicans is due to his failure to realize
this facet of the problem. Discrimination has always been a
1 2 31
question with which Federal Courts have dealt. Lane v. Wil
son, 307 U.S. 268 (1939).
Judge Wisdom’s conception of “incompetence” to deal
with this case is based on the fear that Alabama will pass new
laws making boundary changes, perhaps excluding some
whites as well as Negroes. He does not believe that the court
can handle such a situation. The difference between this con
ception of “incompetence” and that of Mr. Justice Frank
furter will appear from an example.
If one of the voting requirements in a state were proof
of identity when registering, this would be a valid political
requirement. However, its administration might result in the
mixture of the valid factor with invalid racial ones. Byrd v.
Brice, 104 F. Supp. 442 (W.D. La. 1952), aff’d, 201 F.2d 664
(5th Cir. 1953). Cf. Yick Wo v. Hopkins, 118 U.S. 356 (1886).
The difficulty in such a case is to decide if the discrimina
tion against Negroes is the predominant factor in the adminis
trator’s action. Of course, borderline cases will be difficult
to handle. The omission of twelve whites would probably pre
sent as small a problem as the “twelve-day” registration dead
line in Lane v. Wilson, supra. The court in Lane v. Wilson,
supra, did not consider the problem too difficult for adjudica
tion because a “three-hundred-day” deadline might have been
written into the statute and might have posed more difficul
ties.
Judge Wisdom’s concept of “incompetence” is based on
the difficulty of future borderline cases of total deprivation of
the vote. For that reason, he would refuse to decide this
clear-cut case. In Niemotko v. Maryland, 340 U.S. 268, 285
(1951) (Frankfurter, J., concurring), Mr. Justice Frank
furter indicated his attitude toward the possible difficulty of
laying down a standard to solve all future cases:
A mljN^cipal standard may be found inadequate without
the necessity of explicit dilineation of the standards that
would be adequate, just as doggerel may be felt not to
be poetry without the need of writing an essay on what
poetry is.
Unless courts heed Mr. Justice Frankfurter’s words in Nie-
31 13
motko v. Maryland, 340 U.S. 268 (1951), they will never decide
clear-cut cases, for clarity in one case must shade off into the
difficulty of a borderline case just as most important questions
in the law are a matter of degree.
Nor are Federal Courts as powerless to deal with subse
quent attempts to evade their decisions as Judge Wisdom sug
gests. Compare Guinn v. United States, 238 U.S. 347 (1915),
with Lane v. Wilson, 307 U.S. 268 (1939). It is true that a
court could never remap Tuskegee; it need not try any more
than it tried to revamp the voting system of Oklahoma in the
Guinn case. The court should declare the law unconstitutional
and leave it to Alabama to act again if it wishes. Mr. Justice
Frankfurter has said in another context: “It is not for this
court to formulate with particularity the terms of a permit
system which satisfy the Fourteenth Amendment.” Niemotko
v. Maryland, supra at 285.
There is, indeed, no reason to shy away from the border
line cases which Judge Wisdom envisions, since they do not
raise the difficulty of weighing and evaluating political in
terests. Even where racial and political factors combine as
in South v. Peters, the problems may be too difficult for a
court. Not only must the court balance the weight of racial
factors against the sum total of all the valid political inter
ests, as in all difficult cases involving discrimination, but
it must decide if the dilution is valid. This latter task em
broils the court in the weighing of political factors which it
seeks to avoid. Nonetheless, the presence of racial consid
erations in South v. Peters, brings into play factors with
which courts have always dealt. This Court’s dismissal in
South v. Peters by refusing to exercise its equity discretion
rather than for lack of “competence” to adjudicate, can be
explained on that ground.
The cases discussed thus present a spectrum. Colegrove
at one end would place courts in the position of the Illinois
legislative committee on gerrymandering. South v. Peters
gives courts something to work with by injecting racial factors
but does not eliminate the weighing of political interests. Once
there is no dilution, however, as in Judge Wisdom’s borderline
cases, the problem is manageable, however difficult it may seem
in some situations. This case sits at the opposite end of the
31 14
spectrum from Colegrove. It is a clear-cut case of “doggerel”
and the possibility of a future attempt by Alabama to circum
vent an adverse decision should not dissuade Federal Courts
from deciding this dispute.
III. FEDERAL COURTS OF EQUITY SHOULD EXERCISE
THEIR DISCRETION TO PRESERVE PLAINTIFF’S
CONSTITUTIONAL RIGHTS.
A. The effect of an injunction on State administrative
processes would be well within the traditions of Fed
eral action in State racial discrimination cases.
Judge Wisdom is basically concerned with the problem that
an equity court will face, because of an “ . . . intrusion of
national courts in the polity of a state.” Gomillion v. Light-
foot, 270 F.2d 594, 612 (5th Cir. 1959) (concurring). He
agrees with Justice Rutledge in Colegrove at 566, that the
“cure” of federal action is worse than the “disease” of state
discrimination. Insofar as he uses the term “political” to
refer to this problem of Federal action in an area affecting
the “exercise of a political function historically lodged with
the state.” Gomillion v. Lightfoot, supra at 615, the problem
is the one faced by a court of equity and is not the problem
of “party politics” discussed in Part II. This section will
demonstrate that in cases of racial discrimination like the
present one federal courts have traditionally intervened and
that state action in this case is not of a type historically
immune from a Federal equity court’s decree. Section IIIB
will show that plaintiff’s appeal to equity is an especially ur
gent one.
Federal officials will not be called upon to supervise muni
cipal affairs, as was the fear in Giles v. Harris, 189 U.S. 475,
488 (1903). Traditional methods of individual complaint and
contempt proceedings would be used.
Enjoining the defendants from enforcement of Act 140
will not pose onerous burdens on the administration of city
affairs. If Act 140 is unconstitutional, the city will return
to its old boundary of July 14, 1957. See Stiglitz v. Schardieh,
239 Ky. 799, 809, 40 SAV.2d 315, 320 (1931) declaring un
31 15
constitutional Ky. Acts 1930, eh. 147, p. 442 and ch. 148, p,
462. There would only be a return to a well-settled pattern
of municipal government within the four-sided geographic unit
that was recently Tuskegee, which must still be familiar to
most or all city officials. If anything is administratively dis
ruptive for Tuskegee officials, it must be the difficulty in
knowing just where their new twenty-eight sided begins and
ends.
The problems of administration are likely, therefore, to
be no different from requiring city officers not to discrimin
ate against Negroes within a city which has always had the
same boundaries. There is no requirement of any change in
the overall pattern of administration and consequently, this
does not have problems analogous to an election at large as in
Colegrove.
The Court is not being asked, however, to grant relief
ordering the cessation of all discrimination in Tuskegee. The
return to the prior city boundaries would only mean that
municipal officials would not be allowed to discriminate against
these plaintiffs as to voting, police protection and other muni
cipal benefits which they received before. The District Court
would frame the appropriate decree.
Federal equity courts have never been reluctant to require
state or city officials to cease various discriminatory acts,
Examples of injunctive enforcement of Negro rights in a few
representative types of municipal activities follow: Williams
v. Kansas City, 205 F.2d 47 (8th Cir. 1953), cert, denied, 346
U.S. 826 (1953) (swimming pool); Gilmore v. City of Mont
gomery, 176 F. Supp. 776 (M.D. Ala. 1959) (public parks);
Browder v. Gayle, 142 F. Supp. 707 (M.D. Ala. 1956), aff’d per
curiam, 352 U.S. 903 (1956) (public busses); Holmes v. City
of Atlanta, 124 F. Supp. 290 (N.D. Ga. 1954), aff’d, 223 F.2d
93 (5th Cir. 1955), modified per curiam, 350 U.S. 879 (1955)
(golf courses).
In the vital area of voting rights, the Supreme Court has
recently handed down its decision in the case of Terry ft
Adams, 345 U.S. 461 (1953). The plaintiffs there had requested
declaratory and injunctive relief to compel the county officials
of the Jaybird Association to register Negro voters. Recog
nizing that the right to vote applied to community, state and
16 31
national elections, the court granted the request for injunc
tive relief and emphasized that this case was part of a long
tradition of Federal protection of Negro voting rights. The
Court did not anticipate any difficulty in enforcing the de
cree and remanded to the district court to grant the ap
propriate relief.
The only difference between this case and the preceding
ones is that here Alabama has managed to lump together a
number of discriminatory acts at one time. Instead of depriv
ing Negroes of each municipal right separately while they
were citizens, Alabama has simply removed them from the
city. Brown v. Bd. of Education, 347 U.S. 483 (1954) and the
subsequent decision concerning the relief to be granted. Brown
v. Bd. of Education, 349 U.S. 294 (1955), are the Supreme
Court’s response to such a problem. Of course, difficulties aris
ing from the number of people and events with which the
Brown case dealt far exceeds any problem faced by the court
in this case; Tuskegee is a city of only 6700 residents. (R.13).
Yet in that far more complicated situation, the Court felt that
where constitutional rights were involved the defendants
would have the burden of showing that there should be any
delay in the granting of equitable relief. Brown v. Bd. of
Education, supra, 349 U.S. at 300. The Court noted the tradi
tional flexibility of equity in granting relief and remanded to
the lower court to frame the appropriate decree. The attitude
of Federal equity toward racial discrimination evidenced by
the Brown case indicates that the number of acts to be coped
with is no barrier to injunctive relief when the type of dis
criminatory act is within the usual province of equity. That
policy should prevail in this case where the difficulties of en
forcement are far less formidable.
Of course, any possible disruptive effect due to the de
fendant’s willful disobedience is no reason for this court to
withhold relief. Judge Wisdom’s suggestion that equity should
uot act because relations between Federal and State govern
ments are already strained should be rejected by this court.
Gomillion v. Lightfoot, 270 F.2d 594, 615-16 (1959). Strained
relations brought about by the defendant’s themselves cannot
be a reason for equity to deny the innocent plaintiffs the
remedy they seek. Cooper v. Aaron, 358 U.S. 1, 16 (1958). In
31 17
that case, the Court explicitly assumed that some residents
of Little Rock might suffer from a decree ordering desegrega
tion. But the Court asserted that nothing less than the rule of
law was at stake if Federal courts were to deny plaintiffs pro
tection of their constitutional rights because the violators of
those rights might resort to unruly or unlawful means.
B. The need for equitable relief is especially urgent
because this Court alone can give plaintiffs the op
portunity to attain political maturity.
Even if this case posed administrative problems more dif
ficult than those which Federal equity courts usually under
take, special considerations in this case make the need for
equitable relief especially imperative.
None of the other organs of the political process can pro
vide plaintiffs with a remedy. Congress will not and cannot
be expected to take the time to legislate concerning these
more subtle forms of discrimination. Federal registrars or
referees will be of no avail if Alabama can successfully re
move Negro citizens from the political unit in which they
could have registered.
The normal political processes within Alabama are hardly
adequate to restore the plaintiff’s loss. While Illinois did
remedy the inequalities noted in Colegrove, 111. Laws 1947,
p. 879, Alabama will not pass legislation to help these plain
tiffs.
Not only is this Court the only possible means for plain
tiff to get relief, but the form of discrimination in this
case is especially noxious. Judge Wisdom says that in Cole-
grove there was more reason to intervene than here since Fed
eral elections were involved. Gomillion v. Lightfoot, 270 U.S.
594, 618 (1959). That statement again reveals Judge Wis
dom’s assumption that Negroes are no different from Republi
cans and Democrats. The Negro already has support in the
United States legislature. If Alabama prevented Negroes from
voting in a federal election, there would be voices in Congress
to speak in their behalf. This case involves the deprivation of
a right to vote in elections in which that vote is absolutely nec
essary if the voter is to obtain governmental support for his
1 8
31
interests.
Furthermore, this is not the usual case of a Negro who
cannot register in a city. This is the first case in which
Negroes in a southern community were shunted out of the
city at the moment when they were about to gain political
leadership. If Alabama is to succeed in this case, it will have
successfully deprived Negro citizens of their rights just as
they were taking the first step towards political growth.
Responsible political leadership is a slowly acquired tra it
often beginning at the most immediate level of city office. It
is vital to the future political maturity of the Negroes of
Tuskegee and throughout the South that they not be severed
from political life at the very threshhold of their development.
The Supreme Court is an integral part of the political pro
cess of this nation. It, alone, can guarantee to the plaintiffs
these vital constitutional rights.
31 19
CONCLUSION
For the reasons given, Petitioners request the Court to
reverse the judgment below dismissing the complaint for
lack of jurisdiction and failure to state a claim.
Petitioners further request that the case be remanded to
the District Court with the following instructions:
(1) To declare Act 140 unconstitutional if the allegations
of the complaint are found to be true.
(2) To frame and enter an appropriate decree, enjoining
Respondents from enforcing Act 140 if it is declared unconsti
tutional.
Respectfully submitted,
CHARLES H. BARON
WILLIAM D. POPKIN
Attorneys for the Petitioners
HENRY M. diSUVERO
RALPH A. MUOIO
ROBERT H. NEUMAN
CARL L. TAYLOR
THOMAS A. ZIERK
Of Counsel on the Brief
2 0
51
In % Bnpxmx (Enurt nf %
luiteft States nf Arnw
Spring Term 1960
No. 3260
C. G. GOMILLION, ET AL., Petitioners
v.
PHIL M. LIGHTFOOT, as Mayor of the City of Tuskegee,
ET AL., Respondents
BRIEF FOR THE RESPONDENTS
CRAIG M. McATEE
ROBERT W. SCRIVNER
Attorneys for the Respondents
DONALD S. GONSON
CHARLES R. KINNAIRD
ROBERT S. SMITH
GWYNNE H. WALES
JEROME P. WEISS
LOREN A. WITTNER
Of Counsel on the Brief
BEST PRINTERS, INC., BOSTON, MASS.
TABLE OF CONTENTS
CITATIONS.............................................................................
STATEMENT OF THE C A S E ............................................
SUMMARY OF ARGUMENT .......................... .......... ..
ARGUMENT ..........................................................................
I. PETITIONERS MAY NOT CHALLENGE THE
VALIDITY OF ACT 140 SINCE THEY HAVE
NO CONSTITUTIONAL RIGHT TO REMAIN
CITIZENS OF TUSKEGEE...........................
A. The Alabama Legislature Has Absolute Dis
cretion To Determine The Boundaries Of Its
Political Subdivisions.................................... ..
B. Citizens Of A Municipality By A Simple Ma
jority Of Popular Vote Can Change Muni
cipal Boundaries............................................ ..
C. Absolute Discretion of State Legislatures Has
Been Recognized Even Where Contract
Rights Are Affected........................................
D. The Constitutional Validity of Act HO Cannot
Be Made To Depend Upon Legislative Intent
Or Upon The Effect Of The Act Without The
Demonstration Of A Prior R ig h t ..................
II. ACT 140 DOES NOT INFRINGE ANY OF PE
TITIONERS’ R IG H T S..........................................
A. No Property Rights Have Been Denied Peti
tioners By Act HO ............................................
B. Whatever Rights Petitioners Have To Belong
To A Municipality And To Take Part In Its
Functioning Have Not Been Im paired ..........
ii
1
2
4
4
4
8
8
10
14
14
14
S2
i
C. Act 1U0 Does Not Deprive Petitioners Of A
Right To Vole In Contravention Of The F if
teenth Amendment . . ...................................... 15
III. EVEN IF THE COURT FINDS THAT A FED
ERAL RIGHT HAS BEEN VIOLATED, IT
SHOULD DENY R E L IE F ..................... 17
A. This Case Poses Political Issues Not Within
The Traditional Equity Powers Of The Fed
eral C ourts ............................................. 17
B. Delimitation Of The Boundary Of A Polity Is
A Non-Judicial Or “Political Question” Under
The Theory Of Separation Of Poivers.......... 19
C. Following The Colegrove Doctrine Of Equit
able Self-Limitation, This Court Should Not
Grant Discretionary Relief In The Case At
B a r ......................................................................20
1. The “disease”, or deprivation of voting
rights complained of, is less grave than in
Colegrove......................................................21
2. There is no effective “cure” for the grav
amen of petitioners’ complaint.................. 23
D. Federal Courts Should Abstain From Exer
cising Jurisdiction To Avoid A Premature
Adjudication Of A Constitutional Issue . . . . 27
E. Equitable Relief Should Not Be Granted In
This Case Since Congress Is Now Moving To
Insure Petitioners’ Remedy In The State Leg
islature .......... 28
CONCLUSION..........................................................................30
l i
32
CITATIONS
CASES
Albertson v. Millard, 345 U.S. 242 (1953) ...................... ... 27
American Bemberg Corp. v. City of Elizabethton, 180 Tenn.
373, 175 S.W.2d 535 (1943) .............................................. 9
Arizona v. California, 283 U.S. 423 (1931).......................... 11
Bedel v. Loomis, 11 N.H. 9 (1840)............................ .. 20
Benson v. United States, 146 U.S. 325 (1892).................... 20
Black River Regulating District v. Adirondack League Club
307 N.Y. 475,121 N.E.2d 428 (1954)................................ 5
Browder v. Gayle, 142 F.Supp. 707 (M.D.Ala. 1956), aff’d
per curiam 352 U.S. 903 (1956)..................................... 18
Broivnv. Bd. of Education, 347 U.S. 483 (1954) . . . . . 12,15,30
Buchanan v. Warley, 245 U.S. 60 (1917).............................. 15
Butchers’ Union S.H. & L.S.L. Co. v. Crescent City L.S.L.
& S.H. Co., I l l U.S. 746 (1884) ........................................ 12
Colder v. Michigan, 218 U.S. 591 (1910) ............................ 11
Chung Fook v. White, 264 U.S. 443 (1924) ........................ 11
City of Ensley v. Simpson, 166 Ala. 366, 52 So. 61 (1909) 6
City of Winter Haven v. A. M. Klemm & Son, 132 Fla. 334,
181 So. 153 (1938) .......................................................... 9
Claiborne County v. Brooks, 111 U.S. 400 (1883) .............. 6
Colegrove v. Green, 328 U.S. 549 (1946) 4,19,20,21,22,23,24,26
Daniel v. Family Security Life Ins. Co., 336 U.S. 220
(1949) ....................................................... 11
Davis v. Schnell, 81 F.Supp. 872 (S.D.Ala. 1949), aff’d per
curiam, 336 U.S. 933 (1 9 4 9 )............................................. 13
Doyle v. Continental Ins. Co., 94 U.S. 535 (1876)................ 11
Edwards v. California, 314 U.S. 160 (1941) ...................... 15
Fletcher v. Peck, 10 U.S. (6 Cranch) 87 (1810).................. 11
Foster v.Neilson, 27 U.S. (2 Pet.) 253 (1829).................... 19
Giles v. Harris, 189 U.S. 475 (1903)...... .......................... 17,18
Gilmore v. City of Montgomery, 176 F.Supp. 776 (M.D. Ala.
1959) ................................................................................... 15
Gomillion v. Lightfoot, 270 F.2d 594 (5th Cir. 1959) . . 9,18,25
Guaranty Trust Co. of N.Y. v. York, 326 U.S. 99 (1945) . . 17
Guinn v. United States, 238 U.S. 347 (1915)...................... 23
Harrison v. N.A.A.C.P., 360 U.S. 167 (1959) .................. 27
32 111
Holmes v. City of Atlanta, 124 F.Supp. 290 (N.D.Ga. 1954),
aff’d 223 F.2d 93 (5th Cir. 1955), mod. per curiam, 350
U.S.879 (1955)................................................................ 15,18
Hunter v. City of Pittsburgh, 207 U.S. 161 (1907)
.......................................................................... 5,6,7,9,10,13,16
James v. Bowman, 190 U.S. 127 (1903) ............................. 16
Jones v. United States, 137 U.S. 202 (1890) ..................... 19
Lane v. Wilson, 307 U.S. 268 (1939) .......................... 10,17,18
Laramie County v. Albany County, 92 U.S. 307 (1875) 6,7,13
Lassiter v. Northampton County Bd. of Elections, 360 U.S.
45 (1959).............................................................................. 27
Learner v. Casey, 357 U.S. 468 (1958).................................. 11
Meriwether v. Garrett, 102 U.S. 472 (1880) ..................... 5
Nixon v. Herndon, 273 U.S. 536 (1927) ............................. 17
Oyama v. California, 332 U.S. 633 (1948) .......................... 10
Plessy v. Ferguson, 163 U.S. 537 (1896).............................. 12
Port of Mobile v. United States ex rel. Watson, 116 U.S. 289
(1885) ................................................................................ 9,28
Radford v. Gary, 145 F.Supp. 541 (W.D.Okla. 1956), aff’d
per curiam, 352 U.S. 991 (1957) ...................................... 23
Railroad Comm’n of Texas v. Pullman Co., 312 U.S. 496
(1941) ....................................................................................27
Remmey v. Smith, 102 F.Supp. 708 (E.D.Pa. 1951), aff’d
342 U.S. 916 (1952) ...................... 23,28,30 ;
Shelley v. Kraemer, 334 U.S. 1 (1948) ................................ 15
Shuttlesworth v. Birmingham Bd. of Education, 162
F.Supp. 372 (N.D.Ala. 1958), aff’d per curiam, 358 U.S.
101 (1958)...................... ................................................... 11
Smith v. Texas, 311 U.S. 128 (1940)..................................... 10
South v. Peters, 89 F.Supp. 672 (N.D.Ga. 1950), aff’d, 339
U.S. 276 (1950) .......................................................... 12,22,24 [
State v. Dunwell, 3 R.I. 127 (1855) ..................................... 20
State v. Rice, 158 N.C. 635, 74 S.E. 582 (1912) .................. 16
State v. Wagner, 61 Me. 178 (1873)....................................... 20
State ex rel. Brooks v. Gullatt, 210 Ala. 452, 98 So. 373
(1923) ................................................................................. 5
Terry v. Adams, 345 U.S. 461 (1953) ................................. 18
Town of Mt. Pleasant v. Becktvith, 100 U.S. 514 (1879) 5,7,13
United States v. Holt, 168 Fed. 141 (C.C.W.D. Wash. 1909),
aff’d, 218 U.S. 245 (1910) ................................................... 20
32
IV
United States v. Reese, 92 U.S. 214 (1875).......................... 16
Williams v. Kansas City, 205 F.2d 47 (8th Cir. 1953), cert
denied, 3h6 U.S. 826 (1953) .............................................. 18
Wood v. Broom, 287 U.S. 1 (1932) ................................ 22
Yick Wo v. Hopkins, 118 U.S. 356 (1886)........................ 11,12
CONSTITUTION AND STATUTES
Ala. Code Ann. tit. 37, sec. 9 (1940) .................... 14,15,16
Ala. Code Ann. tit. 37, sec. 10 (Supp. 1 9 5 5 )......... 14,15,21
Ala. Code Ann. tit. 37, sec. 11 (1940) ........................ 15,21
Ala. Code Ann. tit. 37, sec. 12 (1940) ........................ 15,21
Ala. Code Ann. tit. 37, sec. 13 (1940) ........................ 16,21
Ala. Code Ann. tit. 37, sec. 237 (1940) ......................... 8
Ala. Code Ann. tit. 37, sec. 242 (1940) .......................... g
Ala. Code Ann. tit. 37, sec. 244 (1940) .......................... 8
Ala. Code Ann. tit .37, sec. 245 (1940) .......................... 8
Ala. Code Ann. tit. 37, sec. 574(5) (Supp. 1 9 5 5 )____ 14,16
U.S. Const, art. I, sec. 2 .......................................................... 29
U.S. Const, art. I, sec. 4 .......................................................... 22
U. S. Const, art. I, sec. 1 0 ........................................................ 28
MISCELLANEOUS
37 Am. Jur. Municipal Corporations sec. 284 (1941).......... 16
Brief for Appellants, South v. Peters, 339 U.S. 279 (1950) 24
Brief for Appellants, Terry v. Adams, 345 U.S. 461 (1953) 18
Brief for Appellees, Tery v. Adams, 345 U.S. 461 (1953) . . 18
81 C.J.S. States sec. 2 (1953).................................................. 9
Cooley, Const. Lim. 4th ed. (1878) ................................... . 5
Dodd, Judicially Non-Enforceable Provisions of Constitu
tions, 80 U. Pa. L. Rev. 54 (1931)...................................... 19
Field, Doctrine of Political Questions in Federal Courts, 8
Minn. L. Rev. 485 (1924) ................ ........... ................ 19,20
Finkelstein, Judicial Self-Limitation, 37 Harv. L. Rev. 338
.(1924) ................................................................................. 20
Finkelstein, Further Notes on Judicial Self-Limitation, 39
Harv. L. Rev. 221 (1925) ................................................. 20
32
V
L. Hand, The Bill of Rights (Harv. Univ. Press 1 9 5 8 )---- 11
Hart and Sacks, The Legal Process: Basic Problems in the
Making and Application of Laws (Tentative ed. 1958,
Harvard Law Library) ......................................................25
H. R. 10035, 86th Cong., 2nd Sess. (1960) .......................... 29
Note, Judicial Abstention from the Exercise of Federal
Jurisdiction, 59 Coll. Rev. 749 (1959) .............................. 27
N.Y. Times, Feb. 19,1960, p. 10, col. 1 ..................................29
Report of the United States Commission on Civil Rights,
1959 ...................................................................... ............. 29
S. 456, 86th Cong., 1st Sess. (1959)................................... 30
S. 499, 86th Cong., 1st Sess. (1959) ...................................... 29
S. 957, 86th Cong., 1st Sess. (1959) ...................................... 30
S. 2391, 86th Cong., 1st Sess. (1959) .................................... 30
S. 2719, 86th Cong., 1st Sess. (1959) ................................... 29
S. 2783, 86th Cong., 2nd Sess. (1960)................................... 29
Weston, Political Questions, 38 Harv. L. Rev. 296 (1924) ..20
Young,. Discretion to Deny Federal Relief Against State
Action, 28 Tex. L. Rev. 410 (1950) .................. ............... 27
STATEMENT OF THE CASE
Petitioners reside in an area which was formerly attached
to the City of Tuskegee, Alabama. The legislature of Alabama
by Act 140, July 15,1957, detached from Tuskegee a belt of con
tiguous territory around three sides of the city. In this belt
reside most of the Negroes who were residents of Tuskegee.
Petitioners, who are Negroes, brought this action in the
Federal District Court for the Middle District of Alabama,
seeking to enjoin the enforcement of Act 140 by respondents,
city officials of Tuskegee. It was alleged that the act vio
lated the “equal protection” clause of the Fourteenth Amend
ment in that it denied petitioners’ rights of municipal citi
zenship on the grounds of race; that it violated the “due pro
cess” clause of the same amendment by depriving petitioners
of certain municipal services; and that the act violated the
Fifteenth Amendment in that it abridged their right of fran
chise on the basis of race. It was also alleged that the act
violated the provisions of Title 42, United States Code, §§1981
and 1983.
The District Court, per Judge Johnson, dismissed for
failure to state a claim upon which relief could be granted
and for lack of jurisdiction, stating that the Federal Courts
have no control over the determination of municipal boundaries
made by a state legislature.
On appeal the Court of Appeals for the Fifth Circuit,
per Judge Jones, affirmed on the same grounds, adding that the
determination of municipal boundaries is a political mat
ter which is not justiciable. Judge Wisdom concurred speci
ally, agreeing with the opinion of Judge Jones, adding that
the petitioners asked relief fraught with greater disadvant
ages than the conditions it sought to remedy. Judge Brown
dissented on the grounds that Act 140 deprived petitioners of
their Constitutional rights, that the discretion of the legis
lature was subject to review, and that the issues presented
were justiciable.
Petitioners bring certiorari to this court.
32 1
SUMMARY OF ARGUMENT
Respondents’ case rests on three major contentions: first,
petitioners’ attack on the constitutional validity of Act 140
is based on an assertion of non-existent rights; second, Act
140 does not infringe any rights which petitioners actually
have; third, there is no feasible remedy which can be applied
by this court sitting in equity.
Part I argues that petitioners do not have the rights
which they assert in attack of Act 140. Part IB contends
that the municipal corporation is created by the state legis
lature to act as its agent in the administration of state policy,
The extent of municipal authority, both substantively and ter
ritorially, is determined by the terms of its delegation from
the state. The absolute discretion of the state legislature to
alter this delegation has long been recognized by this court,
even against constitutional attack. Thus petitioners have no
constitutional right to attack this exercise of absolute legis
lative discretion.
Part IB further shows there is no basis on which to at
tack this contraction of municipal boundaries. Under Alabama
law a majority of the electorate of a municipality may exclude
territory from it on the basis of a popular election. This
court has never invalidated an election on the ground that
its result was a violation of civil rights. Municipal citizen
ship, when subject to popular will, is not a right subject to
judicial protection.
Part IC argues that legislative discretion to alter muni
cipal boundaries is not disturbed by the courts even where
constitutionally protected contract rights are involved. Re- ,
lief is limited to preserving the taxing power of the munici
pality over the excluded territory until the contract rights are
satisfied.
In Part ID it is contended that rights cannot be cre
ated by an inquiry into legislative purpose or motive or by
examining the effect of legislation. A right must be shown to i
exist before it can be adversely affected by a statute. The
effect of a statute itself cannot create that right. Likewise
an allegedly reprehensible motive or purpose cannot taint leg
islation so as to invalidate it. To base constitutional validity
2
on inquiry into the minds of legislators involves the courts in
psychoanalysis, a function for which they are ill-suited. In
the sensitive field of federal-state relationships this test of
validity is particularly undesirable.
Part II argues that those rights which petitioners pos
sess are not infringed by Act 140. Part II-A contends that
none of petitioners property rights are denied since the City
of Tuskegee is authorized to continue extending services to
the petitioners. In Part II-B it is shown that Act 140 does
not deprive petitioners of any rights they may have to belong
to a municipality and participate in its functions. Alabama
law provides that any community of seventy-five persons may
organize themselves into an incorporated municipality. No
legislative action is required. Part II-C argues that there
is no deprivation of the right to vote which the Fifteenth
Amendment protects. The Fifteenth Amendment does not
create the right to vote; it protects only that right which al
ready exists. Since the right to vote in a polity depends on
continued residence in that polity, when the residence ceases,
the right to vote ceases. Moreover, when a person is no longer
subject to the control of a government, there is no reason for
him to have a voice in that government.
Part III points out that, even if petitioners federal rights
have been violated, this court is unable to provide a proper
equitable remedy. As indicated in Part III-A equitable relief
in a federal court will only be granted when it falls within
the traditional limits of equity power evolved from the English
Court of Chancery through our present judicial system. His
torically this court has refused equitable relief where the issues
have involved questions of the political process. This view
has remained today and is emphasized by the fact that damages
at law rather than equitable relief dominate modern-day cases
involving deprivation of voting rights.
Part III-B shows that the above tradition is based on the
recognition by the courts of the doctrine of separation of
powers. The determination of municipal boundaries is a politi
cal question and thereby reserved to the legislative rather than
the judicial branch of government.
In Part III-C we put forth two alternative reasons why
this court in following the doctrine of judicial self-limitation
32 3
as expressed in Colegrove v. Green, 328 U.S. 549 (1946),
should deny the relief sought. First, the alleged deprivation
of voting rights was much more serious in the Colegrove case
than that alleged in the case at bar. Petitioners no longer
bear the liabilities of government, such as taxes, nor are
they subject to the exercise of power by a government in
which they have no elective voice. Second, even if the depri
vation here is considered serious, there is no effective “cure"
for the basic “disease” alleged. The Alabama legislature
and the voters of Tuskegee may easily redefine Tuskegee
in a manner offensive to the petitioners. More important,
any decision which involves the court in a determination of
municipal boundaries, pro tanto involves a determination of
legal, political, social, and economic rights, which will neces
sarily require the court to become the governing body of Tus
kegee. This is both judicially unmanageable and undersirable.
Part III-D argues that the court should permit the state
courts to first exercise their power so as to prevent premature
adjudiciation of constitutional issues.
Finally in Part III-E we show that the governmental body
which can most effectively and adequately provide petitioners
with relief is now utilizing its legislative process to do so.
Such action by Congress underscores the onerous and im
proper burden which suits such as that at bar place on the
courts.
ARGUMENT
I. PETITIONERS MAY NOT CHALLENGE THE VALID
ITY OF ACT 140 SINCE THEY HAVE NO CONSTI
TUTIONAL RIGHT TO REMAIN CITIZENS OF TUS
KEGEE.
A. The Alabama Legislature Has Absolute Discretion
To Determine The Boundaries Of Its Political Sub
divisions.
The municipal corporation is created by the state to carry
out more efficiently the powers and policies of government
as expressed by the people through their legislators. The
4 32
primary purpose of its existence is the decentralized and more
convenient addimistration of government. Its powers emanate
from the state. Hunter v. City of Pittsburgh, 207 U.S. 161
(1907). The municipal corporation is then, in effect, the agent
of the state, exercising only those powers which the state has
chosen to delegate.
Municipal corporations are mere instrumentalities of the
state for the more convenient administration of local
government. Their powers are such as the Legislature
may confer, and these may be enlarged, abridged or en
tirely withdrawn at its pleasure. State ex rel. Brooks v.
Gullatt, 210 Ala. 452, 455, 98 So. 373 (1923), quoting
Meriweather v. Garrett, 102 U.S. 472, 511 (1880).
Inherent in the delegation of political power by the state
to its subdivisions is the retention of the power to amend
or to retract such delegation. Black River Regulating District
v. Adirondack League Club, 307 N.Y. 475, 121 N.E.2d 428
(1954).
Powers of a defined character are usually granted to a
municipal corporation, but that does not prevent the
Legislature from exercising unlimited control over their
charters. It still has authority to amend their char
ters, enlarge or diminish their powers, extend or limit
their boundaries, consolidate two or more into one, over
rule their legislative action whenever it is deemed un
wise, impolitic or unjust, and even abolish them alto
gether, in the legislative discretion, and substitute in
their place those which are different. Cooley, Const. Lim.,
4th ed. 232. Town of Mount Pleasant v. Beckwith, 100
U.S. 514,529 (1879).
United States Supreme Court has recognized only
hose limitations which the state has imposed upon itself in its
relations with its municipalities.
Counties, cities, and towns are municipal corporations
created by the authority of the Legislature, and they
32 5
derive all their powers from the source of their creation,
except where the Constitution of the State otherwise pro
vides. . . . Laramie County v. Albany County, 92 U.S. 307,
308 (1875).
It is undoubtedly a question of local policy with each
State, what shall be the extent and character of the
powers which its various political and municipal organ
izations shall possess; and the settled decisions of its
highest courts on this subject will be regarded as auth
oritative by the courts of the United States; for it is a
question that relates to the internal constitution of the
body politic of the State. Claiborne County v. Brooks,
111 U.S. 400, 410 (1883).
The Alabama Supreme Court has made it clear that the
state Constitution gives the Alabama Legislature absolute
authority to alter municipal boundaries. City of Ensley v.
Simpson, 166 Ala. 366, 52 So. 61 (1909). The absolute nature
of this discretion has been emphatically upheld by this court,
Hunter v. City of Pittsburgh, 207 U.S. 161 (1907).
In the Hunter case, the issue presented was the constitu
tional validity of a Pennsylvania statute which permitted the
annexation by one city of a smaller contiguous city, upon
approval by a majority of the combined vote of both cities.
In an election held under this statute, the city of Pittsburg
annexed the city of Allegheny. The adverse vote of the Alle
gheny residents was overridden by the heavier Pittsburgh
vote. The previously incurred Pittsburgh debt caused a tax
rise in the former city of Allegheny. Hunter, an Allegheny
property owner, attacked the statute on several constitutional
grounds, explicitly alleging a violation of due process under
the Fourteenth Amendment, and a violation of “the law of
the land, it being unfair, unjust, and unequal.” The court
“quickly disposed” of the claim by “the application of well-
settled principles” :
We have nothing to do with the policy, wisdom, justice,:
or fairness of the act under consideration; those ques-j
tions are for the consideration of those to whom the
6
state has intrusted its legislative power, and their de
termination of them is not subject to review or criti
cism by this court. We have nothing to do with the in
terpretation of the Constitution of the state and the
conformity of the enactment of the assembly to that
Constitution; those questions are for the consideration
of the courts of the state, and their decision of them is
final. 207 U.S. at 176.
Municipal corporations are political subdivisions of the
state, created as convenient agencies for exercising such
of the governmental powers of the state as may be
entrusted to them. . . . The state, therefore, at its
pleasure, may modify or withdraw all such powers . . .
expand or contract the territorial area, unite the whole
or a part of it with another municipality, repeal the
charter and destroy the corporation. All this may be
done, conditionally or unconditionally, with or without
the consent of the citizens, or even against their pro
test. In all these respects the state is supreme, and
its legislative body, conforming its action to the state
Constitution, may do as it will, unrestrained by any pro
vision of the Constitution of the United States. Al
though the inhabitants and property owners may, by such
changes, suffer inconvenience, and their property may
be lessened in value by the burden of increased taxa
tion, or for any other reason, they have no right, by
contract or otherwise, in the unaltered or continued ex
istence of the corporation or its powers, and there is
nothing in the Federal Constitution which protects them
from these injurious consequences. The power is in the
state, and those who legislate for the state are alone
responsible for any unjust or oppressive exercise of it.
207 U.S. at 178.
The Hunter case thus reaffirmed the principle of Town
of Mount Pleasant v. Beckwith, 100 U.S. 514 (1879) and
Laramie County v. Albany County, 92 U.S. 307 (1875), that the
state has absolute discretion to alter municipal boundaries.
Petitioners maintain that “an examination of these cases
32 7
will show however, that in each of them the state action in
question was expressly found by the court to be directed to
ward an end not prohibited by the Constitution.” (Brief for
Petitioners, p. 4). This contention involves two propositions:
first, that the state action was subjected to constitutional
scrutiny, and second, that the constitutionality was deter
mined by some “end.” Respondents do not contend that a state
action is immune from constitutional scrutiny. However, upon
such scrutiny, constitutionality itself may turn on the state’s
absolute power of discretion. In these cases, the constitu
tionality of state action was upheld on the basis of the dis
cretion of the state, in the exercise of the same power which
is in question in the case at bar. The court found the “ends”
irrelevant in testing the constitutionality of the state action.
These cases require a recognition of Alabama’s absolute dis
cretion in prescribing Tuskegee’s boundaries, without consid
eration of “ends”.
B. Citizens Of A Municipality By A Simple Majority Of
Popular Vote Can Change Municipal Boundaries.
An Alabama statute providing that territory may be de
tached from a municipality by majority vote of its citizens
is an additional demonstration of the absence of a right of
any Alabama resident to remain a resident of a particular
municipality. Ala. Code Ann. tit. 37, §237 (1940). Under
the statute, a resolution describing the territory to be de
tached is passed by the city council. It is then presented
to the probate judge, who sets a date on which anyone living
in the territory to be detached can present his objections.
The probate judge, if valid objections are presented, may order,
an election, at which all qualified electors, including those of
the territory in question, may vote. A simple majority of all
votes cast is decisive. Continuing membership in a municipity
is thus subject not only to legislative action, but also to the
popular vote of the members of the municipality, to whom the
legislature has delegated such authority. See Ala. Code Ann.
tit. 37, §§ 242, 244, 245.
C. Absolute Discretion of State Legislatures Has Been
Recognized Even Where Contract Rights Are Affected.
32
8
Even when constitutionally guaranteed contract rights
have been found to be infringed by a legislative alteration
of municipal boundaries, the courts have recognized the legis
lature’s absolute discretion by limiting the relief to pro
tection of the contract. They have not interferred with the
change of boundaries. For example, when the alteration of
municipal boundaries has been attacked as impairing the rights
of holders of municipal bonds, the courts have never disturbed
the newly-set corporate limits. When the courts have granted
any relief at all, it has been to impose continuing liability
for the specific municipal obligations upon the newly dis
connected territory, City of Winter Haven v. A M . Klemm &
Son, 132 Fla. 334, 181 So. 153 (1938), or upon the corporation
which has replaced the old municipality which incurred the
obligation. Port of Mobile v. United States ex rel Watson,
116 U.S. 289 (1885).
It should be noted that the parties seeking constitutional
relief in these cases were bondholders, relying upon their
contract rights. The relationship between a citizen and a
municipality does not of itself give rise to any contract
rights upon which to predicate a claim arising out of a bound
ary alteration. Hunter v. City of Pittsburgh, 207 U.S. 161
(1907). Petitioners seek constitutional protection of the in
cidents of their relationship to Tuskegee. Such incidents
are not afforded constitutional protection.
Continuing membership in a particular political subdi
vision of a state is at all times subject to the discretion of its
legislature. As stated by the court below:
The enactment by a state legislature of a statute cre
ating, enlarging, diminishing or abolishing a municipal
corporation is, as has been noted, a political function.
It is a governmental act. American Bemberg Corporation
v. City of Elizabethton, 180 Tenn. 373, 175 S.W.2d 535
(1943). Hence it is an act of sovereignty performed
under a power reserved by the Tenth Amendment, 81
C.J.S. States § 2, p. 858 (1953). Gomillion v. Lightfoot,
270 F.2d 594 (5th Cir. 1959).
32 9
Petitioners base their prayer for relief on an alleged right
to remain members of the municipality of Tuskegee. As dem-
onstated, this right does not exist.
D. The Constitutional Validity of Act HO Cannot Be
Made To Depend Upon Legislative Intent or Upon
The Effect Of The Act Without The Demonstration
Of a Prior Right.
Petitioners argue that the constitutionality of a state
statute should be determined by looking at its “purpose and
effect”. (Brief for Petitioners, p. 5). This proposition war
rants careful examination, because it combines two separate
criteria. Since petitioners assert that their constitutional
rights have been denied, the court should first look to see
if they have the constitutional rights that are claimed. The
courts surely cannot look to the effect of a statute on rights
not affirmatively shown to exist. Cf. Oyama v. California,
332 U.S. 633 (1948). In the passage from Oyama quoted
at p. 5 of petitioner’s brief, it should be noted that “rights”
were found to exist before the court looked to “effect”. See
also Lane v. Wilson, 307 U.S. 268 (1939) (right to vote in
federal election) ; Smith v. Texas, 311 U.S. 128 (1940)
(right to an impartial grand ju ry ). Yet petitioners concede the
absence of the very “constitutional rights” they ask the court
to assume: “Of course, plaintiffs have no absolute right to
the benefits of living in Tuskegee. . . . ” (Brief for Pe-
tioners, p. 9). It is certainly not denied that the court will
properly look to application and effect of a statute where a
right of federal citizenship is involved. To be a member
of a municipal corporation is not such a right, and a court will
not create this right. See Hunter v. City of Pittsburgh, 201
U.S. 161 (1907).
Continuation of the quotation, supra, from petitioners'
brief shows the nature of the alleged “right” on which they
actually rely: “ . . . [B]ut they do have a right not to lose
them through discriminatory state action.” This in reality
is a contention that “bad” purpose or motive can invalidate,
under the Fourteenth and Fifteenth Amendments, otherwise
valid state action. The great weight of authority, however,
1 0
supports the contrary proposition: where a state has power to
do an act, the motive or purpose of the legislature is irrel
evant. See Doyle v. Continental Ins. C., 94 U.S. 535, 541
(1876) ; accord, Daniel v. Family Security Life Ins. Co., 336
U.S. 220, 224 (1949) ; Arizona v. California, 283 U.S. 423,
455 (1931); Calder v. Michigan, 218 U.S. 591, 598 (1910).
Courts have applied this doctrine in cases involving civil
rights as well as property rights. See Lerner v. Casey, 357
U.S. 468, 474 (1958) ; Shuttlesworth v. Birmingham Bd. of
Educ., 162 Supp. 372, 381 (N.D.Ala. 1958), aff’d per curiam,
358 U.S. 101 (1958). Nor did a sympathetic fact situation
persuade this court to impair valid legislation and thus abridge
the doctrine. See Chung Fook v. White, 254 U.S. 443, 446
(1924). Indeed, no case cited by petitioners squarely refutes
this fundamental proposition. Yick Wo v. Hopkins, 118 U.S.
356, 373 (1886), heavily relied upon by petitioners, does not
create a right because of “discriminatory purpose.” The or
dinances there were invalid “whatever may have been the
intent” because of delegation of uncontrolled discretion to an
administrative officer. Yick Wo v. Hopkins, supra.
This judicial approach stems from reasons woven deep in
the fabric of our federal system. Its historical basis was
expressed in the opinion of Mr. Chief Justice Marshall in
Fletcher v. Peck, 10 U.S. (6 Crunch) 87, 130-131 (1810). The
doctrine of the irrelevancy of legislative motive there set forth
has come down to the present without significant impairment,
and is ably propounded today. See Learned Hand, The Bill of
Rights, (Harvard University Press 1958) : “In theory escape
would always be possible if courts were free to scrutinize the
motives of legislators . . . but of all conceivable issues this
would be the most completely ‘political’ and no court would
undertake it.” (at p.46). Although the authority of courts to
annul statutes must be inferred “ . . . this power should be
confined to ocassions when the statute . . . was outside the grant
of power to the grantee, and should not include a review of how
the power has been exercised.” (at p.66).
Petitioners argue persuasively the apparent lack of logic
of ignoring what may often seem obvious. But the tele
ological approach sets it own trap for those who act on the
basis of what “seems obvious”. Legislative purpose may indeed
32 11
appear clear enough at times, yet the reports are replete
with the opinions and dissents of divided courts that have
come to diametrically opposite conclusions about what the
legislature “meant to accomplish.” Unambigous purpose
shades off, by imperceptible degrees, through such shadowy
concepts as “intent of the majority” and “general policy” to
individual motives of legislators. It is possible to make a
theoretical argument that “purpose” can be inquired into,
while “motive” is to be ignored, but, in fact, no clear line be
tween the two exists, and the courts, in probing behind an act
valid on its face, of necessity enter the realm of the uncertain
and subjective. Legislative purpose is an intangible. It is the
resultant of all the individual and group pressures that gen
erate legislation. It is not necessarily confined to accom
plishment of one end, as petitioners recognize in their dis
cussion of the ‘weighing of factors’ in South v. Peters, 339
U.S. 276 (1950) : “The difficulty in such a case is to decide
if the discrimination against Negroes is the predominant
factor. . . . ” (Brief for Petitioners, p. 13) (emphasis
supplied). In the case at bar, one “purpose” of Act 140 might
be to keep small-town conservatives in power politically. Cf.
South v. Peters, supra. An infinite number of different bound
aries for Tuskegee can be devised. At what point could
the court say that racial discrimination was not the “predomi
nant factor” in setting the boundary? We submit that federal-
state relations will be ill-served by judicial guesswork in
this field. Virtually every enactment, on whatever subject,
alters existing social relationships and thus takes something
from someone. If this taking deprives a citizen of an af
firmative, recognized, federally-guaranteed right, then the
court may intervene, as it has properly done in the cases
cited by petitioners. Cf. Yick Wo v. Hopkins, 118 U.S. 356
(1886), where the plaintiff’s affirmative right was defined
in another case: “the right to follow any of the common oc
cupations of life is an inalienable right.” Butchers’ Union,
S. H. & L. S. L. Co. v. Crescent City L. S. L. & S. H. Co.,
I l l U.S. 746,762 (1884) (concurring opinion); cf. also Brown
v. Board of Education facilities, 347 U.S. 483 (1954), where the
right to equal educational facilities was acknowledged long be
fore in Plessy v. Ferguson, 163 U.S. 537 (1896). Courts can
not protect alleged rights that arise from the subjective con
cept, “evil legislative purpose.”
Invalidation of a state statute is a highly serious mat
ter under any circumstances; it is doubly serious in an area
where state authority has not before been challenged. See
Hunter v. City of Pittsburgh, 207 U.S. 161 (1907) ; Mt. Pleas
ant v. Beckwith, 100 U.S. 514 (1879) ; Laramie County v. Al
bany County, 92 U.S. 307 (1875). Where the validity of such
a statute is drawn into question, the court should not use the
wrong tool for the job. Ascertainment of legislative purpose
is a fundamental and necessary tool of judicial construction,
where it is necessary to determine whether a particular fact
situation is within the scope of a statute. Thus purpose is a
proper criterion of statutory application in cases of ambiguity.
Cf. Davis v. Schnell, 81 F.Supp. 872, 878-880 (S.D. Ala. 1949),
aff’d per curiam, 336 U.S. 933 (1949). On the other hand, the
extent and limits of positive state powers and federal rights
are the criteria of statutory validity. Any “right” that derives
from teleogical psychoanalysis will truly be created in de
rogation of state power.
Indeed, petitioners are forthright about the violence they
want done to our federal system:
It is the defendants who should come forward with some
evidence of a valid legislative purpose to explain the
otherwise obvious discriminatory effect. Unless such valid
purpose can be shown, the last reason for allowing the
State of Alabama to exercise its discretion ceases. For
unless the purpose of state action is related to some valid
local interests, there is no remaining reason to defer to
the state’s competence to manage its local affairs. (Brief
for Petitioners, p. 7).
Whatever the Tenth Amendment does or does not leave to the
states, this is the first time it has been suggested that a state
because of allegations of discrimination must come to a Fed
eral Court, hat in hand, and show that intentions of legislators
were pure.
32 13
II. ACT 140 DOES NOT INFRINGE ANY OF PETITION
ERS’ RIGHTS.
A. No Property Rights Have Been Denied Petitioners
By Act HO.
Petitioners do not claim that any utilities previously
established have been withdrawn. They allege only two spe
cific deprivations: the loss of policemen to patrol school zones
and the loss of street improvements. Taxes to support these
services are no longer due from petitioners to the city of
Tuskegee. These monies can be utilized for their own protec
tion and neighborhood improvement.
Not only may they provide for themselves in this way,
but Alabama statutes contemplate that the municipality of
Tuskegee will help provide these services. Ala. Code Ann,
tit. 37, §9 (1940); Ala. Code Ann. tit. 37, §574(5) (Supp.
1955). The evident purpose of these statutes is to help persons
in the position of petitioners secure these benefits to the extent
to which they do not secure them for themselves. One statute
extends the police jurisdiction of the municipality into its en
virons; another makes provision for street improvement by
Tuskegee in its environs, at the cost of those thereby benefitted.
Such legislation is further assurance that petitioners’ property
rights are unimpaired.
B. Whatever Rights Petitioners Have To Belong To A
Municipality And To Take Part In Its Functioning
Have Not Been Impaired.
Petitioners, like all Alabama residents, remain members
of a particular municipality at the pleasure of the legislature.
So too, they share with all Alabama residents the right to or
ganize themselves into a municipality. The Alabama Legisla
ture has provided that a group of over seventy-five residents,
upon the petition of twenty-five qualified electors, may de
termine for itself whether it shall become a municipality.
Ala. Code Ann. tit. 37, §10 (Supp. 1955). Upon such peti
tion, a probate judge must order an election to be held with
in thirty days. If a majority of qualified voters favors in
14 32
corporation, the group is automatically constituted a town or
city. Petitioners therefore may obtain whatever advantages
participation in municipal politics brings through the creation
of a new municipality. The new city will stand on the same
footing as Tuskegee or any other Alabama municipality. See
Ala. Code Ann. tit. 37 §§9-13 (1940).
Nor may it be contended that such a community is a “sepa
rate but equal” entity within the meaning of the phrase con-
denied by the United States Supreme Court in Brown v. Bd. of
Education, 347 U.S. 483 (1954). It is to be remembered initial
ly that Negroes still live and vote in Tuskegee as whites may
live and participate in the new community. Still more signifi
cantly, the citizens of either community may freely enter the
other, and use public facilities without restriction because of
race. Cf. Gilmore v. City of Montgomery, 176 F.Supp. 776
(M.D. Ala. 1959); Holmes v. City of Atlanta, 124 F.Supp. 290
(N.D. Ga. 1954), aff’d, 223 F.2d 93 (5th Cir. 1955), modified
■per curiam, 350 U.S. 879 (1955). The communities are indeed
“equal” ; they are not “separate” in the unconstitutional sense
of the word.
Moreover, the Act drawn in question does not restrain
the mobility of any individuals. It pertains to the fixing of
geographical limits. Whether or not petitioners affect the
creation of a new municipality, the Tuskegee boundary as now
determined does not prevent them or residents of Tuskegee
from changing their residence from one side of the boundary to
the other. Cf. Edwards v. California, 314 U.S. 160 (1941). The
Act delineates a geographical area and delimits municipal auth
ority. This is its effect and the extent of its effectiveness. A
state may not deny to a citizen, on the basis of color, the place
of residence which he chooses, Buchanan v. Warley, 245 U.S.
60 (1917), nor may it implement an individual’s attempt to
deny this right. Shelley v. Kraemer, 334 P.S. 1 (1948). The
effect of the Act in question is no such denial.
C. Act 1U0 Does Not,Deprive Petitioners Of A Right To
Vote In Contravention Of The Fifteenth Amendment.
Petitioners claim that their right to vote in Tuskegee
municipal elections has been infringed in violation of the
32 15
Fifteenth Amendment. It is settled that the Fifteenth Amend
ment does not create any right to vote; it protects the right
to vote which otherwise exists. United States v. Reese, 92
U.S. 214, 217 (1875) ; James v. Bowman, 190 U.S. 127, 138
(1903). Petitioners’ assertion of infringement assumes its
conclusion, that is, that they have a right to vote which has
been denied. The right to vote in a municipal election is predi
cated on residence in the municipality. The right to remain
an elector must be predicted on a right to remain a resident
of the municipality. As shown in Section I, such right does
not exist. Since the Fifteenth Amendment does not create it,
no right to vote exists to be denied.
The right to vote finds its justification in a basic precept
of democracy: the popular control of public officials to whose
authority the electorate is subject. In the case at bar, peti
tioners are no longer subject to the governmental powers of
the municipality of Tuskegee. No longer must they pay taxes
to Tuskegee. Therefore petitioners have no basis for claiming
a voice in the control of Tuskegee.
The benefits which are made available to petitioners by
the municipality of Tuskegee under the Alabama statutes dis
cussed in Section II, subsection A, do not give rise to such
obligations as could substantiate a claim to voting rights.
Ala. Code Ann. tit. 37, §9 (1940) ; Ala. Code Ann. tit. 37,
§574 (5) (Supp. 1955). Tuskegee’s governmental powers over
petitioners are closely circumscribed. Only “police jurisdic
tion”, for petitioners’ health and protection, is conferred on
Tuskegee, by a statute similar to those in other states. See
37 Am. Jr. Municipal Corporations §284 p. 918 (1941). “The
legislature has unquestioned authority to confer upon the town
authorities jurisdiction for sanitary or police purposes of terri
tory beyond the city limits.” State v. Rice, 158 N.C. 635, 74
S.E. 582 (1912).
In the case of a political subdivision, the vote is a con
trol of merely delegated authority; the powers exercised by
municipal officials emanate from the state. Hunter v. City
of Pittsburgh, 207 U.S. 161 (1907). The citizen voting as a
member of a municipality is exercising a right conferred by
the state as a concomitant of the state’s creation of author
ity in the municipality. When authority is withdrawn from
16 32
municipal officials, the right to vote for these officials ends
as well.
To the extent that municipal powers are withdrawn, they
abide in the state legislature. Petitioners have the right to
vote for the legislature, the only body competent to determine
the limits of municipal authority. Through their vote for
this body lies their recourse.
III. EVEN IF THE COURT FINDS THAT A FEDERAL
RIGHT HAS BEEN VIOLATED, IT SHOULD DENY
RELIEF.
A. This Case Poses Political Issues Not Within The
Traditional Equity Powers Of The Federal Courts.
As noted by the Supreme Court in Guarantee Trust Com
pany of New York v. York, 326 U.S. 99, 105 (1945), equitable
relief in a federal court will be granted only if the suit is
“within the traditional scope of equity as historically evolved
in the English Court of Chancery.” Such “traditional limits of
proceedings in equity have not embraced a remedy for political
wrongs”. Giles v. Harris. 189 U.S. 475 (1903).
Petitioners suggest, however, that when such cases involve
racial discrimination the federal courts sitting in equity have
“traditionally intervened”. (Brief for Petitioners, p. 15). The
decisions of the Supreme Court in Giles v. Harris, supra,
(Brief for Petitioners, p. 15) and Lane v. Wilson, 307 U.S. 268
(1939) indicate a contrary tradition. The complaint in Giles
v. Harris, supra, disclosed a clear violation of the political
rights of five thousand Negroes in the State of Alabama. It was
admitted by demurrer that the Alabama registration law was a
“general scheme to disfranchise” the Negroes. (At p. 482).
Like the case at bar, complainants specifically invoked the pro
visions of a Civil Rights Act, which authorized the granting of
equitable relief. Nevertheless, the Court found the subject
matter to fall outside the sphere of federal equity power.
This fundamental doctrine of limited equity power again
was recognized by the Supreme Court in Nixon v. Herndon, 273
U.S. 536 (1927). Judge Brown, in quoting extensively from
this decision in his dissent in the Court below, fails to note
3 2 17
that the Court in the Nixon case relied on the fact that dam
ages rather than equitable relief were sought. The Court in
Lane v. Wilson, 307 U.S. 268 (1939), heavily relied on by
petitioners (Brif for Petitioner, pp. 5,8,9,13,14), again an
nounced this fundamental principle of equity. Citing with
approval Giles v. Harris, 189 U.S, 475 (1903), the Court in
dicated that a bill in equity would not lie “to enforce political
rights”. (At p.273).
Petitioners, following the lead of Judge Brown’s dissent
in Gomillion v. Lightfoot, 270 F.2d 594, 602 (5th Cir. 1959),
cite the following activities in which equitable relief has been
granted by the federal courts: Williams v. Kansas City, 205
F.2d 47 (8th Cir. 1953), cert, denied 346 U.S. 826 (1953)
(swimming pool) ; Browder v. Gayle, 142 F.Supp. 707 (M.D.
Ala. 1956), aff’d per curiam, 352 U.S. 903 (1956) (public
busses) ; Holmes v. City of Atlanta, 124 F.Supp. 290 (N.D, Ga.
1954), aff’d 223 F.2d 93 (5th Cir. 1955), modified per curiam,
350 U.S. 879 (1955) (golf courses) (Brief for Petitioners,
p.16). These cases all involve subject matter not related to the
political process. Such examples of injunctive enforcement of
non-political rights are not dispositive of this case, since the
courts have avoided enforcement of political rights.
It is interesting to note that in Terry v. Adams, 345 U.S.
461 (1953), the Supreme Court decision upon which peti
tioners ground their view of “traditional intervention” into
this political area, the Court had no opportunity to hear the
merits of the traditional rule against equitable intervention
articulated by Mr. Justice Holmes in Giles v. Harris, supra.
It was argued by neither counsel. (Brief for Appellants, Brief
for Appellees, Terry v. Adams, supra.). Furthermore, the
Court did not overrule Giles v. Harris, supra.
Even assuming that the traditional powers of equity
courts in the federal system have been modified by the Court’s
action in the Terry case to include an election context, it does
not follow that it extends to interference with a state’s geo
graphical distribution of its sovereign power among its politi-
ical subdivisions. Certainly such equitable relief would contra
vene rather than accord with precedent.
B. Delimitation Of The Boundary Of A Polity Is A Non-
18 32
Judicial Or “Political Question” Under The Theory
Of Separation Of Powers.
The term “political question” has traditionally denoted
a power of determination which has not been within the power
of the judiciary, either because it is constitutionally granted
to another branch, or because it requires the exercise and
implementation of policy beyond the proper function of a
judiciary. In Colegrove v. Green, 328 U.S. 549 (1946) (cited
hereafter as Colegrove), the majority opinion declined to re
apportion the congressional districts of the State of Illinois
on the ground that Article I, Section 4 of the Constitution
has placed the power to determine the manner in wrhich con
gressional elections should be held in Congress and that the
controversy was thus a “political question.” (At p. 554).
Though congressional reapportionment is not an issue in this
case, another traditionally “political question,” the deter
mination of the geographical limits of a polity, is present
in the case at bar. See Field, Doctrine of Political Questions
in Federal Courts, 8 Minn. L. Rev. 485, 494 (1924), and Dodd,
Judicially Now-Enforceable Provisions of Constitutions, 80
Pa. L. Rev. 54, 86 (1931).
This political question was first articulated by Mr. Chief
Justice Marshall, in Foster v. Neilson, 27 U.S. (2 Pet.) 253
(1829), and affirmed in Jones v. United States, 137 U.S. 202
(1890), where the Court stated at p. 212:
Who is the sovereign . . . [over] a territory is not a
judicial, but a political question, the determination of
which by the legislative and executive departments of
any government conclusively binds the judges, as well as
all other officers, citizens, and subjects of that govern
ment. This principle has always been upheld by this
court, and has been affirmed under a great variety of cir
cumstances.
This aspect of the political question doctrine has been
adopted on the state level, where the courts have held that
there is no equity power to adjudicate an executive determi
nation of the geographical limits of state sovernignty. State
32 19
v. Wagner, 61 Me. 178 (1873), State v. Dunwell, 3 R.I. 127,
128 (1855), Bedel v. Loomis, 11 N.H. 9 (1840). In the case
at bar, a federal court is asked to determine the geographical
limits of another political subdivision, the City of Tuskegee.
Similarly it should refuse to determine them on the ground
that the decision here has been conferred on the legislature
of Alabama. The fact that the power of fixing Tuskegee’s
municipal limits is conferred upon the state legislature makes
the reasons for refraining from adjudication even more
compelling. Not only is the court being asked to perform a
function vested in the legislative branch of government, but
it is asked to interfere in the delicate area of federal-state
relationships.
That the municipal boundary in question in this case is
within the exterior limits of the sovereign polity does not seem
to alter the political question involved in its delimitation. In
an analogous situation the United States Supreme Court has
held that it has no power to adjudicate the geographical limits
of a military reservation within the United States. Benson v.
United States, 146 U.S. 325, 331 (1892) ; also United States v.
Holt, 168 Fed.141, 145 (C.C.W.D. Wash. 1909), aff’d, 218 U.S.
245 (1910). The fact that the municipal limits of Tuskegee
are within the state presents a stronger case for lack of power
to adjudicate, since the boundary poses no conflict with the
boundaries of a neighboring state.
C. Following The Colegrove Doctrine of Equitable Self-
Limitation, This Court Should Not Grant Discretion
ary Relief In The Case A t Bar.
The doctrine of equitable self-limitation, which depends
upon the lack of an effective remedy, is often confused with
the notion of a “political question,” which is derived from
the theory of separation of powers. See Field, Doctrine of
Political Questions in Federal Courts, 8 Minn. L. Rev. 485,
512 (1924) ; Weston, Political Questions, 38 Harv. L. Rev.
296 (1924). Cf. Finkelstein, Judicial Self-Limitation, 37
Harv. L. Rev. 338 (1924) ; Finkelstein, Further Notes on
Judicial Self-Limitation, 39 Harv. L. Rev. 221 (1925). Though
Mr. Justice Rutledge did not concur with the majority opinion
20 32
in Colegrove on the ground that there was a political question
in that case, he did concur in the view that the court should
not exercise its equity power on the ground that there was no
effective remedy. (At p. 556). The rationale in Colegrove is
thus based upon the fact that federal courts will balance
the effectiveness of potential relief against the intrusion upon
other constitutionally protected rights, especially rights in
herent in the concept of state sovereignty itself. Mr. Justice
Rutledge views the scope of this principle:
If the constitutional provisions on which appellants re
ly give them the substantive rights they urge, other pro
visions qualify those rights in important ways by vesting
large measures of control in the political subdivisions of
the government of the state.........
The right here is not absolute. And the cure sought may
be worse than the disease. (Emphasis added). Colegrove,
at p. 556.
Respondents’ position is that the alleged wrong is less
grave in the case at bar than in Colegrove, and that here, as in
Colegrove, the “cure” sought is ineffective. Furthermore, in
order to grant relief, the Court would be required to overturn
the primary right of a state to deetrmine the limits of a state-
created municipality.
1. The “disease”, or deprivation of voting rights
complained of, is less grave than in Colegrove.
Petitioners argue that the need for redress in the case
at bar is more imperative than in Colegrove, for in this case
‘there is a total deprivation of the right to vote in city elec
tions.” (Brief for Petitioners, p. 12). This is not correct,
since Alabama law allows formation of a municipality upon
petition of geographical groups of citizens desiring to become
so organized. Ala. Code Ann. tit. 37, §§10-13 (1940).
Even if petitioners were deprived of the right to vote in
municipal elections, this would be less grave than in Colegrove.
1 here, the plaintiffs were governed and taxed by the federal
32 21
government even though they had been denied an effective
vote. Likewise in each of the cases cited by petitioners in
which equitable relief was granted to Negroes for denial
to them of municipal facilities, such as swimming pools
and public golf courses, the plaintiffs were municipal rest
dents taxed by that polity. (Brief for Petitioners, p.16).
In this case, however, the petitioners are not forced to bear
the essential liabilities of a resident of Tuskegee. Further
more, as a matter of degree it is difficult to distinguish be
tween l/122d of an effective federal vote allowed in South v.
Peters, 89 F.Supp. 672, 683 (N.D.Ga. 1950), aff’d per curiam,
339 U.S. 276 (1950), and the absence of municipal vote in the
case at bar.
The alleged deprivation of voting rights in the instant
case is less grave than in Colegrove due to the basic differ
ence in powers which would continue to be exercised by the
municipal government in the case at bar as compared with the
federal government in Colegrove. Petitioners ask the Court
to assume that the substantial disenfranchisement of quali
fied voters for a national representative body, which imposes
a burdensome federal income tax, determines wide social policy,
formulates national domestic and foreign policy, and exercises
criminal jurisdiction in many areas is to be accorded less
weight than total disenfranchisement from a city which now
imposes no tax burden upon, formulates no major policy for,
and exercises no significant criminal jurisdiction over the com
plaining non-resident.
Congress has constitutional power to determine the man
ner in which its members are elected. U.S. Const, art. 1,
§4. Federal Reapportionment Acts have been passed in im
plementation of this power. See Wood v. Broom, 287 U.S. 1
(1930). This being so, the legislative body from which re
lief from the apportionment may be granted is composed of
members elected by those malapportioned districts. In Cole
grove, therefore, the plaintiffs were left with a method of
remedy depending upon legislators with a vested interest in
the gerrymander. In the case at bar, the remedy lies through
the Alabama state legislature, none of whose members have
been elected by and therefore have a vested interest in the
present shape of the municipality of Tuskegee. Federal
31 i22
courts have declined to reapportion state electoral districts
even when the political remedy of electing a state legislature
that would apportion correctly was effectually prevented by
the very apportionment statutes alleged to be unconstitu
tional. Remmey v. Smith, 102 F.Supp. 708 (E.D.Pa. 1951),
aff’d, 342 U.S. 916 (1952) ; Radford v. Gary, 145 F. Supp. 541
(W.D.Okla. 1956), aff’d per curiam, 353 U.S. 991 (1957). Al
though it recognized the fact that a civil rights action was
not before it, the court in Remmey v. Smith, supra, said in
part:
A fortiori if a court of the United States should not
compel a State Legislature to effect a reapportionment
relative to the national representative elective system,
it should not do so in respect to an apportionment sys
tem whereby representatives in State legislatures are
to be chosen. An action such as that at bar may strike
at the very heart of our dual system of government under
which the United States and States must remain sover
eign in their spheres. (At p. 701).
In the instant case, Act No. 140 was passed by the Alabama
Legislature. It in no way impedes petitioners’ right to seek
political redress through that soverign body. There is there
fore less reason to grant relief in this case than in previous
cases where relief has been denied.
2. There is no effective “cure” for the gravaman
of petitioners’ complaint.
Not only is the alleged infringement of rights in the
case at bar less grave than in Colegrove, but the “cure” is
ineffective and requires a balancing of political interests
which the Federal Courts have properly declined to undertake
in the past. Assuming the power of the federal courts to
affirmatively recreate the delimitation of a state political
subdivision which has been repealed by the state legislature,
die boundaries may revert to those defining the city of
Tuskegee prior to July 15, 1957. Since there is no neces-
city for a constitutional amendment, as in Guinn v. United
32 23
States, 238 U.S. 347 (1915) (Brief for Petitioners, p. 14),
the Alabama Legislature can soon act to redefine the limits
with very slight alterations. Quite possible there will be
a series of legislative enactments, each of which might also
be held unconstitutional.
Such case by case consideration merely postpones the
balancing of competing interests which compels the petition
ers to admit that “a court could never remap Tuskegee”. (Brief
for Petitioners, p. 14). For at some point the Court will be
forced to determine what delineation of the municipal limit
does properly represent the proper balance of political power
in Tuskegee. The questions arising from such a geographical
rearrangement based on racial considerations are beyond the
scope of established judicial principles.
In Colegrove the Court was faced only with the issue of
the electoral disposition of qualified voters for federal elec
tions. In such a situation the criterion for a proper dispo
sition is substantial equality of population in each district.
No other legal, political, social or economic rights would be
disturbed, nor need be considered. In the instant case, how
ever, the Court’s determination of the limits also determines
a variety of other rights, such as tax liability, street mainten
ance, voting rights and similar municipal functions. The
presence of racial considerations only makes the problem
more difficult. What ratio of Negroes need be included to
allow the boundary to stand as constitutional? What weight
should be given the racial factor as opposed to other valid
political, social and economic interests? As noted by pe-
tioners, when such racial and political factors combine “the
problems may be too difficult for a court.” (Brief for Petition
ers, p. 14).
Nor can it be said that the fact that there are Negro
voting rights at issue alters the valid reasons for which the
Supreme Court has heretofore refused to interfere with a
state’s geographical distribution of its electorate among its
political subdivisions. In South v. Peters, 339 U.S. 279 (1950)
the complaining voters argue strongly that the Georgia
County Unit System “nearly disfranchises the Negro popula
tion.” (Brief for Appellants, p. 12, South v. Peters, supra.)
The dissent by Mr. Justice Douglas clearly shows that the
24 32
Court was cognizant that the case before it had implications
of such discrimination. Noting that the right to vote in a
party primary election is protected by the Fifteenth Amend
ment, he outlined the way in which the Georgia voting system
“heavily disfranchises the urban negro population.” (At p.
278). Nevertheless the Court refused to exercise its equity
power in this political area.
Even if the Court should decide each proposed municipal
boundary case by case to determine its constitutionality,
the essential gravemen of petitioners’ complaint will not be
cured. Their complaint is basically that the majority negro
population is not proportionally represented in the city of
Tuskegee. Petitioners admit that “plaintiffs have no abso
lute right to the benefits of living in Tuskegee.” (Brief for
Petitioners, p. 9). Petitioners only claim is that once inside
the city limits, Negroes cannot be excluded. Therefore the
municipal limits of Tuskegee need only be extended beyond
the present square to include only the white community in any
area in which it presently exists or to which it may expand in
the future. If this device is utilized the number of Negro
voters in Tuskegee will remain at 400 but the number of white
voters may constantly be increased beyond the present 600.
(R.5). Thus, even though the relief sought by petitioners is
granted, the negro vote can be steadily diluted.
The Court’s entry into this judicially unmanageable area
can but increase the strain on federal-state relations, as noted
in the concurring opinion below. Gomillion v. Lightfoot,
270 F.2d 574, 615 (5th Cir. 1959). Furthermore, it cannot
be doubted that the prestige of the Court as a body which
can offer a final disposition of a controversy, whether in terms
of money damages or specific performance, suffers when the
relief it grants is known to both parties to be an ephemeral
event. Professors Hart and Sacks argue th a t:
Adjudication implies a final authority in the deciding tri
bunal to settle the dispute before it, subject only to review
by a superior tribunal also exercising adjudicatory pow
ers. This finality of adjudication, indeed, is one of its prime
attractions as to a method of social control. Hart and
Sacks, “Note on the Problems Appropriate for Adjudica
32 25
tion”, The Legal Process: Basic Problems in the Making
and Application of Law, Tentative Edition, 1958 (Har
vard Law Library), P. 662.
Could the stature of the Court as a body which purports to be
the ultimate arbiter of the law possibly be enhanced by en
tering into a certain game of rapid move and counter-move
apparent in this municipal boundary conflict? When entering
into this arena forces the Court to undercut the hitherto
sovereign power of a state to define the limits of a municipality,
the answer to this question must surely be no.
Since the harm complained of is less grave, and the
“cure” less effective, relief should not be granted to petitioners
under the doctrine of judicial self-limitation ennunciated in
Colegrove.
Petitioners do not clearly recognize the principle of
judicial self-limitation articulated by Justice Rutledge in Cole-
grove, but distinguish that case from the case at bar on the
ground that the former was concerned with “politics” while
the latter is concerned solely with “race”. (Brief for Pe
titioners, p. 12). It is not clear that “politics” is or ever
has been exclusive of “race”. Inherent in the American po
litical system is an interplay of ethnic and racial groups as
well as labor and business interests. Could it be said, for
example, that politics in New York is unrelated to the demands
of that city’s Jewish population as a group? Appellants can
not successfully maintain that the case at bar is outside of
“politics” because it is concerned with “race”.
Nor does it follow that a single motive leading to a
legislative act results in a single political effect. In Cole-
grove, Mr. Justice Black (dissenting) noted that the malap
portionment resulted from “a wilfull legislative discrimina
tion” to disenfranchise the complaining voters. (At p. 568).
But the presence of that determinative factor did not reduce
the multiple political implications of the Illinois act con
cerning which the Court declined to exercise its equity powers.
Likewise, the allegedly sole determinative racial factor of Act
No. 140 has not mitigated the existence of manifold political
effects in this case, such as relief from taxation and allocation
of municipal services.
26 32
D. Federal Courts Should Abstain From Exercising
Jurisdiction To Avoid A Premature Adjudication Of
A Constitutional Issue.
The essential political nature of the issues and the lack
of an effective judicial remedy in this case argue persuasively
that it should be held non-justiciable. But even if this Court
should view these issues differently, there are strong reasons,
founded in the maintenance of federal-state comity, for the
federal courts to abstain in the exercise of equity juris
diction.
Federal equity courts have long refrained from dealing
with issues of state legislation until action of the state
courts has resulted in a completed expression of state law.
See Note, Judicial Abstention From the Exercise of Federal
Jurisdiction, 59 Col. L. Rev. 749 (1959) ; Young, Discretion
to Deny Federal Relief Against State Action, 28 Tex. L. Rev.
410 (1950). This policy is designed to avoid a premature
adjudication of a constitutional issue. State courts frequent
ly construe state statutes so that they raise no federal constitu
tional question. In Harrison v. N.A.A.C.P., 360 U.S. 167
(1959), the United States Supreme Court ordered abstention
pending definitive state construction of statutes clearly intend
ed to limit the activities of the N.A.A.C.P. in Virginia. In
Albertson v. Millard, 345 U.S. 242 (1953) the Court ordered
abstention so that the Michigan courts might construe a stat
ute under constitutional attack. The statute required “Com
munists”, as very broadly defined, to register with state
officials. After abstention, the Michigan Supreme Court held
the act unconstitutional. Albertson v. Millard, 245 Mich.
519, 77 N.W.2d 104 (1956). See Lassiter v. Northampton
County Board of Elections, 360 U.S. 45 (1959). The leading
case in support of this reason for abstention is Railroad Com’n
v. Pullman Co., 312 U.S. 496 (1941), involving alleged dis
crimination against Negro “Pullman” porters. The Court said
(p. 498) :
[There is] undoubtedly tendered a substantial constitu
tional issue. It is more than substantial. It touches
a sensitive area of social policy upon which the federal
32 27
courts ought not to enter unless no alternative to its
adjudication is open. Such constitutional adjudication
plainly can be avoided if a definitive ruling on the state
issue would terminate the controversy.
The case at bar is governed by these precedents. The
Alabama court can construe this statute to mean that police
protection, street paving and maintenance, sewage facilities,
garbage collection and all the other tangible benefits of munic
ipal residence remain for plaintiff’s enjoyment. A similar
construction of a state statute reducing the area of the Port
of Mobile prevented a constitutional conflict with the impair
ment of contracts clause. U.S. Const, art. I, § 10. Port of
Mobile v. United States ex rel. Watson, 116 U.S. 289 (1885),
Contraction of the limits of the Port was here not construed
to necessitate contraction of the tax base securing a previous
municipal bond issue. Therefore the federal courts should not
exercise equitable jurisdiction in this case until Act 140 is
interpreted in the Alabama courts.
E. Equitable Relief Should Not Be Granted In This
Case Since Congress Is Now Moving To Insure Peti
tioners’ Remedy In The State Legislature.
In Remmey v. Smith, 102 F.Supp. 708 (E.D. Pa. 1951),
aff’d, 842 U.S. 916 (1952) (alternative holding) the Court de
nied equitable relief in the form of reapportionment of state
elective districts on the ground that the first general assembly
following the last census had not yet been held. Though the
assembly had not carried out, in the past thirty years, the
terms of a constitutional provision requiring reapportionment
the court held that there was still a strong possibility that legis
lative action in the coming session might alleviate the apparent
deprivation of voting rights.
Petitioners argue that this court alone may provide a,
remedy for their alleged wrong, for federal registrars c a n n o t,
protect against the loss of municipal residency. (Brief for
Petitioner, p. 18). Petitioners’ argument is here wide of
the mark for it is the state legislature of Alabama which has
power to determine the municipal limits of Tuskegee. If
!!28
Negro vote in the Alabama state legislature is augumented by
congressional action, the relief petitioners seek in the case
at bar could come through a non-judicial agency. In pointing
out the voting deprivations which could be remedied by the ap
pointment of federal registrars, the Civil Rights Commission
not only refers to voter registration in Alabama as a whole,
but specifically refers to the failure to register Negroes in
Macon County. Report of the United States Commission on
Civil Rights, 1959, 140. See Recommendation No. 5 p. 141,
142. The Administration Civil Rights Bill applies to both
federal and state elections, and states than any person:
. . . is entitled, upon his application therefore, to an order
declaring him qualified to vote, upon proof that at any
elections or (1) he is qualified under state law to vote, and
(2) he has been deprived of or denied under color of law
the opportunity to register to vote. H.R. 10035, 86th
Cong., 2nd Sess. (1960) § (a) New York Times, February
19, 1960, p. 10, col. 1 (Emphasis added).
And though the other current bills establishing federal regis
trars apply only to “Federal Elections”, such elections are
defined so that they may include voting for state officers
as well.1 State authorities could conceivably attempt to
frustrate these bills by holding elections for federal and
state officers on different days. However since voters en
titled to vote for federal officers are those entitled to vote
for the most numerous branch of the state legislature, U.S.
Const, art. I, sec. 2, the registration of Negroes by federal
registrars would seem to involve state authorities in clear
deprivation of voting rights, if the same persons were not
allowed to vote in the state election. Furthermore, a number
of other measures which would protect Negro voting rights
in state elections are now pending before Congress.* 2 The
<pe,®ella1̂ Bills ^2719, 2783. The latter provides, “Sec.2(a): The term
,f f ral Election’ means any general or special election held solely or parti-
y or the purpose of selecting any individual as a candidate or nominee for
any ol the following Federal officers. . . . ” (Emphasis added.)
2' See S. 499 (Granting of subpoena power to the Justice Department for the
29
32
Court is urged to recognize not only that a remedy for peti
tioners’ alleged deprivation of municipal residency does lie in
congressional protection of state voting rights, but also that
such legislation is not unlikely, as in Remmey v. Smith, 102 F,
Supp. 708 (E.D.Pa. 1951), aff’d, 342 U.S. 916 (1952), in
the current session. In view of the current strain on the fed
eral courts in enforcing Brown v. Board of Education, 347 U.S,
483 (1954), it is particularly desirable to allow the Congress,
if it appears likely, to provide a solution to the alleged wrong
in the case at bar.
CONCLUSION
For these reasons the judgment below should be affirmed.
Respectfully submitted,
CRAIG M. McATEE
ROBERT W. SCRIVNER
Attorneys for the Respondents
S. DONALD GONSON
CHARLES R. KINNAIRD
ROBERT S. SMITH
GWYNNE H. WALES
GEROME P. WEISS
LOREN A. WITTNER
Of Counsel on the Brief
production of books, papers, records and other documents in voting ng
cases), S. 2391 (Giving written requirements for elector-equalification tests;,
S. 957 (Making it a federal crime not to retain voting registration recor
for a period of three years), and S. 456 (Allowing the Justice Department
bring suit for violations of rights under the Fourteenth Amendment wn
the plaintiff is not able to do so due to financial need, economic pressure,
or intimidation).
30 5
NO. 32
IN THE
|ftc©-So)w®mf Court U.S,
F I L E D
SEP 19 1960
tAMFS * aaowNtNS. C!§i
Supreme Court ot ®(jt Unites States
October Term, 1960
C. G. GOMILLION, et al.,
Petitioners,
PHIL M. LIGHTFOOT, As Mayor of
The City of Tuskegee, et al.,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE FIFTH CIRCUIT
BRIEF FOR RESPONDENTS
THOMAS B. HILL, JR.,
Second Floor, Hill Building,
P. O. Box 116,
Montgomery, Alabama,
JAMES J. CARTER,
Second Floor, Hill Building,
P. O. Box 116,
Montgomery, Alabama,
HARRY D. RAYMON,
Tuskegee, Alabama,
Attorneys for Respondents.
INDEX
Page
Opinions Below................................................................................ 1
Questions Presented....................................................................... 1, 2
Statement of the Case..................................................................... 2
Summary of Argument......................... ,....................................... 3
Argument:
I The power of a State to determine territorial bound
aries of one of its municipal corporations........................ 5
II Legislative motive............................................................. 14
III Should the Federal Courts pass on a political question?
Judicial abstention or self-limitation in political cases... 16
Conclusion ........................................................................... *......... 19
TABLE OF CASES
Arizona v. California, 283 U. S. 423, 455.................................. 15
Benson v. United States, 146 U. S. 325...................................... 4, 17
Black River Regulat. Dist. v. Adirondack League Club, 121
N. E. 2d 428................................................................................ 10
Calderv. People of Michigan, 218 U. S. 591................................ 15
Carrithers v. City of Shelbyville, 104 S. W. 744.......................... 10
Cherokee Nation v. Georgia, 30 U. S. (5 Pet.) 1........................ 17
City of Birmingham v. Norton, 50 So. 2d 754............................ 9
City of New York v. Village of Lawrence, 165 N. E. 836......... 10
Colegrove v. Green, 328 U. S. 549.............................................. 4, 17
Daniel v. Family Security L. Ins. Co., 3 3 6 U. S. 220, 224........... 15
Doyle v. Continental Ins. Co., 94 U. S. 535, 541..................... 4, 15
Ensleyv. Simpson, 166 Ala. 366, 52 So. 61.................................. 12
Faitoute Co. v. Asbury Park, 316 U. S. 502................................ 9
Giles v. Harris, 189 U. S. 475......................................................... 4
Halstead v. Rozmiarek, 94 N. \\”. 2d 37...................................... 12
Hunter v. Pittsburgh, 207 U. S. 161............. 4, 6, 9, 11, 12, 13, 14,
15, 16, 17
Kelly v. Pittsburgh, 104 U. S. 78................................................ 3, 6
Laramie County v. Albany County, 92 U. S. 307..... 3, 6, 12, 14, 16
Lenox Land Co. v. City of Oakdale, 125 S. W. 1089, 127 S. W.
538 .............................................................................................. 10
1
Page
Madison Metropolitan Sewer Dist. v. Committee, 260 Wis. 229,
50 N. W. 2d 424.......................................................................... 9
Motmt "Pleasant v. Beckwith, 100 U. S. 514....................3, 6, 14, 16
Pawhuska v. Pawhuska Oil Co., 250 U. S. 394............................ 9
People v. City of Palm Springs, 331 P. 2d 4................................ 12
Poreski, Ex Parte, 290 U. S. 30..................................................... 5
Port of Tacoma v. Parosa, 324 P. 2d 438, 441..... ,...................... 12
Shuttlesworth v. Birmingham Board of Education, 3 58 U. S.
101, 162 F. Supp. 372............................................................. 4, 15
South v. Peters, 339 U. S. 276.....................................................4, 17
State v. City of Baton Rouge, 40 So. 2d 447, 483........................ 9
State v. Crimson, 188 S. W. 2d 937............................................... 10
State v. Gullatt, 210 Ala. 452, 98 So. 373.................................... 12
State v. Welision Sewer Dist., 58 S. W. 2d 988............................ 9
Tenny v. Brandhove, 341 U. S. 367............................................... 15
Trenton v. New Jersey, 262 U. S. 182........................................... 9
United States v. Holt, 168 Fed. 141, 218 U. S. 245.................... 17
Williams v. Dalton, 231 F. 2d 646................................................. 18
Yick Wov . Hopkins, 118 U. S. 356, 370.................................... 13
Reference Works:
Cooley’s Constitutional Limitations, Vol. 1, Chapt. VIII,
p. 393 ...................................................................................... 6
McQuillin, Municipal Corporations, Vol. 2, 3rd Ed., Sec.
4.05, p. 18................................................................................ 10
Constitution and Statutes:
Ala. Constitution of 1901, Sec. 104(18)................................ 12
Act 140, Acts of Alabama, 1957 Regular Session.................... 2
Act 232, Acts of Alabama, 1865-1866.................................... 13
Act 40, Acts of Alabama, 1868................................................. 13
Act 210, Acts of Alabama, 1869-1870..................................... 13
Act 299, Acts of Alabama, 1872............................................... 13
Act 106, Acts of Alabama, 1898-1899.................................... 13
Code of Alabama, 1940, Title 37, Sec. 131, et seq., Sec. 237,
et seq........................................................................................ 12
Articles and Law Reviews:
The Bill of Rights, L. Hand (Harvard U. Press 1958, p. 46)... 15
8 Minn. Law Review, 485......................................................... 17
37 Harvard L. Review, 33 8...................................................... 17
39 Harvard L. Review, 221......................... 17
11
IN THE
S u p r e m e C o u r t o f tP je M n ite b fe t a teg
October Term, 1960
NO. 32
C. G. GOMILLXON, et
Y.
al.,
Petitioners,
PHIL M. LIGHTFOOT, As Mayor of
The City of Tuskegee, et al.,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE FIFTH CIRCUIT
BRIEF FOR RESPONDENTS * 1
OPINIONS BELOW
The opinion of the District Court (R. 24) is report
ed at 167 F. Supp. 405. The opinion of the Court of
Appeals (R. 34) is reported at 270 F. 2d 594.
QUESTIONS PRESENTED
1. May a State, by and through its duly constituted
Legislature, conforming to the State Constitution, fix
and determine the territorial boundaries of a munici
pal corporation of that State?
2. May, or should, a Federal Court review the fix
ing and determination of the territorial boundaries of
a municipality by a State Legislature, and annul and
set aside the boundaries determined by the State Legis-
2
lature, and fix or substitute different or other bound
ary lines ?
3. In the consideration of a State statute will the
Federal Court make inquiry into the motive or motives
of a legislator or legislators?
4. Should the Federal Courts pass upon a political
question such as the determination of geographical
boundaries of a political subdivision of a State?
5. Should the Federal Courts abstain from exercis
ing jurisdiction or equity powers in cases posing politi
cal issues arising from a State’s determination of the
geographical boundaries of a City, one of its political
subdivisions?
STATEMENT OF THE CASE
The Petitioner’s complaint asks for a declaratory
judgment that Act 140 of the 1957 Regular Session
of the Legislature of Alabama, altering, redefining and
rearranging the boundaries of the City of Tuskegee,
Alabama, is invalid and in violation of the due process
and equal protection clauses of the Fourteenth and Fif
teenth Amendments to the Constitution of the United
States. The complaint also asks injunctive relief to re
strain the Mayor and Officers of Tuskegee, and the
Probate Judge and other officials of Macon County,
Alabama, from enforcing said Act, and requiring that
Petitioners and others, who are negroes, and who prior
to the enactment of Act 140 did, but since the said
Act do not now, reside within the corporate limits of
the City, "be recognized and treated in all respects as
citizens of the City of Tuskegee” (R. 2-9).
3
In the District Court respondents moved to strike
the complaint and certain exhibits thereto consisting
of: a copy of a newspaper story, a copy of an article in
Time magazine, and unrelated legislation and state
ments (R. 21). Respondents also moved the Court to
dismiss the action for failure to state a claim, for lack
of jurisdiction, and upon other grounds (R. 22).
The District Court held the fixing of municipal
boundaries and limits to be a matter for the Legisla
ture and not the Courts, and dismissed the action (R.
24-32). On appeal, the Court of Appeals affirmed.
The majority opinion of the Court of Appeals essential
ly followed the reasoning of the district judge (R. 34) ;
one judge dissented (R. 42) ; and one judge specially
concurred, stating that in addition to the holding of
the majority opinion he would apply "the doctrine of
judicial abstention in political cases” (R. 65).
Petition for writ of certiorari was granted on March
21, 1960 (R. 74).
SUMMARY OF ARGUMENT
1. The Legislature of The State of Alabama altered,
redefined and rearranged the boundaries of the City of
Tuskegee, a political subdivision of the State. A City
such as Tuskegee is a political subdivision of the State,
and the State Legislature, within the limits of the State
Constitution, may, in its absolute discretion, fix and
determine the boundaries of the political subdivision,
may extend or limit the boundaries, and may even abol
ish the municipality altogether. Laramie County v. A l
bany County, 92 U. S. 3 07; Mount Pleasant v. Beck
with, 100 U. S. 514; Kelly v. Pittsburgh, 104 U. S. 78;
4
Hunter v. Pittsburgh, 207 U. S. 161. The extension
or reduction of city limits or boundaries is a purely po
litical matter within the absolute power of the State
Legislature. The fixing of territorial boundaries is a
political function, and in matters of this kind the courts
follow the action of the political department of the
government which has made the determination. Cf.
Benson v. United States, 146 U. S. 325. No one has a
vested right to be included in or excluded from a local
governmental unit.
2. The fact that Petitioners are negroes who, after
the redetermination of Tuskegee’s city limits, no long
er live within the corporate limits of Tuskegee, gives
to them no special right to have the new boundaries
nullified on the ground of the alleged bad motives of
the legislator who introduced the Act, or of the whole
Legislature that adopted the Act. It is settled law that
the Courts have nothing to do with the policy, wisdom,
justice or fairness of such an Act. Htmter v. Pittsburgh,
supra. Courts do not undertake a search for motive in
testing constitutionality. Doyle v. Continental Ins.
Co., 94 U. S. 53 5. Shuttlesworth v. Birmingham Board
of Education, 162 F. Supp. (N.D. Ala.) 372, 3 81, af
firmed 3 58 U.S. 101.
3. The issue sought to be presented for adjudication
by Petitioners is a political matter not meet for judicial
determination, or is one as to which the courts should
decline to exercise jurisdiction, see Colegrove v. Green,
328 U. S. 549; South v. Peters, 3 39 U. S. 276; or is
beyond the scope of traditional limits of proceedings
in equity. Cf. Giles v. Harris, 189 U. S. 475. Declar
ing the boundary act invalid would not solve Petition
ers complaint, for the courts cannot re-map Tuskegee,
5
only the Legislature of Alabama can do that, and the
Alabama Legislature could enact a new law or succes
sive new boundary laws, with new litigation in the off
ing, each decision and each new law "progressively in
creasing the strain on federal-state relations.” Judge
Wisdom, R. 72.
Previous decisions, already referred to, applied to the
allegations of the complaint, demonstrate the unsound
ness of the complaint and that it was due to be dismissed
by the District Judge. Ex parte, Poreski, 290 U. S. 30.
ARGUMENT
There is no need for a trial in the District Court on
the merits. The existence of a substantial question of
constitutionality of the State statute under attack must
be determined by the allegations of the bill of com
plaint, and, if the question presented is plainly unsub
stantial, "either because it is 'obviously without merit’
or because 'its unsoundness so clearly results from the
previous decisions of this Court as to foreclose the sub
ject and leave no room for the inference that the ques
tion sought to be raised can be the subject of contro
versy’ ”, the District Judge clearly has the authority to
dismiss the action. Ex Parte Poreski, 290 U. S. 30.
I
THE POWER OF A STATE TO DETERMINE
TERRITORIAL BOUNDARIES OF ONE OF ITS
MUNICIPAL CORPORATIONS.
We respectfully submit that the judgment of dis
missal, affirmed by the Court of Appeals, was entirely
proper, and is supported by an unbroken line of deci
6
sions by this Honorable Court and other courts. There
is no conflict of decisions, and no departure from set
tled law.
That a state legislature has the power to detach ter
ritory from municipalities or to extend, rearrange, or
limit the boundaries thereof is universally recognized.
This Court long ago, and continuously since, has rec
ognized and announced the rule that counties, cities,
and towns are municipal corporations, created by the
authority of the Legislature, deriving "all their powers
from the source of their creation, except where the
Constitution of the State otherwise provides. . . .” And
the State Legislature has authority to amend the Char
ter, enlarge or diminish its powers, "extend or limit its
boundaries, divide the same into two or more, consoli
date two or more into one . . . and even abolish the mu
nicipality altogether in the legislative discretion. Cooley
on Const., 2d Ed. 192.” Laramie County v. Albany
County, 92 U. S. 3 07; Mount Pleasant v. Beckwith,
100 U. S. 514; Cooley’s Constitutional Limitations,
8th Ed., Vol. I, Chapt. VIII, 393 et seq.
In Kelly v. Pittsburgh, 104 U. S. 78, a case of an
nexation of territory, involving argument under the
Fourteenth Amendment, this Court said:
"What portion of a State shall be within the
limits of a City and governed by its authorities
and its laws has always been considered to be a
proper subject of legislation.”
Then in Hunter v. Pittsburgh, 207 U. S. 161, the
Court again had occasion to consider the power of a
State acting through its, duly elected and constituted
Legislature, and within the limits of the State Consti-
7
tution, to "expand or contract the territorial area” of
a municipality, without hindrance or interference by
Federal Courts. In clear, forceful, emphatic language
the Court "quickly disposed” of the issues by "the ap
plication of well-settled principles.”
"We have nothing to do with the policy, wis
dom, justice, or fairness of the act under consider
ation; those questions are for the consideration of
those to whom the State has entrusted its legisla
tive power, and their determination of them is
not subject to review or criticism by this court.
We have nothing to do with the interpretation
of the Constitution of the State and the con
formity of the enactment of the Assembly to that
Constitution; those questions are for the consid
eration of the courts of the State, and their deci
sion of them is final.” (P. 176.)
Then, after referring to numerous prior decisions,
the Court continued, saying that the following princi
ples have been established, "and have become settled
doctrines of this Court, to be acted upon wherever they
are applicable.
"Municipal corporations are political subdivi
sions of the State, created as convenient agencies
for exercising such of the governmental powers
of the State as may be entrusted to them. For the
purpose of executing these powers properly and
efficiently they usually are given the power to ac
quire, hold, and manage personal and real prop
erty. The number, nature, and duration of the
powers conferred upon these corporations and the
territory over which they shall be exercised rests
8
in the absolute discretion of the State. Neither
their charters, nor any law conferring governmen
tal powers, or vesting in them property to be used
for governmental purposes, or authorizing them
to hold or manage such property, or exempting
them from taxation upon it, constitutes a con
tract with the State within the meaning of the
Federal Constitution. The State, therefore, at its
pleasure, may modify or withdraw all such pow
ers, may take without compensation such prop
erty, hold it itself, or vest it in other agencies, ex
pand or contract the territorial area, unite the
whole or a part of it with another municipality,
repeal the charter and destroy the corporation. All
this may be done, conditionally or uncondition
ally, with or without the consent of the citizens,
or even against their protest. In all these respects
the State is supreme, and its legislative body, con
forming its action to the state Constitution, may
do as it will, unrestrained by any provision of the
Constitution of the United States. Although the
inhabitants and property owners may, by such
changes, suffer inconvenience, and their proper
ty may be lessened in value by the burden of in
creased taxation, or for any other reason, they
have no right, by contract or otherwise, in the
unaltered or continued existence of the corpora
tion or its powers, and there is nothing in the Fed
eral Constitution which protects them from these
injurious consequences. The power is in the State,
and those who legislate for the State are alone re
sponsible for any unjust or oppressive exercise of
it.” (P. 178.)
9
Some of the later United States Supreme Court cases
citing Hunter v. Pittsburgh with approval are: Paw-
huska v. Pawbuska Oil Co., 250 U. S. 394; Trenton v.
New Jersey, 262 U. S. 182; and Faitotite Co. v. Asbury
Park, 316 U. S. 502.
State Courts have also consistently followed the rule
so clearly and decisively announced in Hunter v. Pitts
burgh. In City of Birmingham v. Norton, 255 Ala.
262, 50 So. 2d 754, the Supreme Court of Alabama
committed Alabama to the rule announced in Blunter
v. Pittsburgh, quoting in extenso that portion of the
opinion set out above. Louisiana has done likewise in
State v. City of Baton Rouge, 40 So. 2d 477 (483).
Also see Madison Metropolitan Sewer District v. Com
mittee, 260 Wis. 229, 5QN.W. 2d 424; State v. Welis
ion Server District, (Mo. 1933) 58 S.W. 2d 988, 992,
993:
“Relators also contend that they have certain
inalienable rights more intangible in nature, such
as the right to life, liberty, health and the privi
leges of citizenship, which have been denied them
by repeal of the sewer law in violation of the sev
eral sections of the state and federal Constitutions
cited in this opinion. . . .
"Speaking to the same questions, as bearing on
the alteration or dissolution of a municipal cor
poration, the Supreme Court of the United States
said in Hunter v. City of Pittsburgh, 207 U. S.
161, 178, 179, 28 S. Ct. 40, 46, 52 L. Ed. 151,
159: 'Municipal corporations are political sub
divisions of the state, created as convenient agen
cies for exercising such of the governmental pow-
10
ers of the state as may be entrusted to them. . . .
The state, therefore, at its pleasure . . . may ex
pand or contract the territorial area. . . ”
In Kentucky it has been held that, "The extension
or reduction of the boundaries of a city or town is held,
without exception, to be purely a political matter, en
tirely within the power of the Legislature of the state
to regulate.” Lenox Land Co. v. City of Oakdale, 125
S.W. 1089, opinion extended, 127 S.W. 53 8. And,
"From whatever point it is viewed, the subject returns
to this: The act of incorporating towns, and enlarging
or restricting their boundaries, is legislative and po
litical. In its exercise of discretion in such matters the
Legislature has plenary power.” Carrithers v. City of
Shelbyville, 104 S.W. 744. See also State v. Crimson,
188 S.W. 2d 937.
McQuillin, Municipal Corporations (3rd Ed.) Sec.
4.05, Vol. 2, at page 18 says:
". . . the legislature, who may enlarge or di
minish its territorial extent or its functions, may
change or modify its internal arrangement, or de
stroy its very existence, with the mere breath of
arbitrary discretion. Sic volo, sic jubeo, that is
all the sovereign need say. . . . ”
Black River Regulat. Dist. v. Adirondack League
Chib, 121 N.E. 2d 428, 433, (N.Y. Ct. of Appeals,
1954) : "The concept of the supreme power of the
Legislature over its creatures has been respected and
followed in many decisions.”
City of New York vs. Village of Lawrence, 165 M.
E. 83 6: "The power to enlarge or restrict the bound
1 1
aries of an established city is an incident of the legis
lative power to create and abolish municipal corpora
tions and to define their boundaries.”
The foregoing are only a few of the many cases which
might be cited as supporting, following and reaffirm
ing the rule enumerated in Hunter v. Pittsburgh. To
cite or discuss them all would unnecessarily prolong
this brief.
Furthermore, the attem pt to link the state statute
in question to complaints as to registration for voting
lodged with or investigated by the Civil Rights Com
mission, fails to take note of the fact that Act 140
neither cancelled the registration of any voter, nor put
any obstacle in the path of any qualified person desir
ing to register to vote. The right to register or to vote
is not affected. Any voter who was formerly a resident
within the boundaries of the C ity of Tuskegee can still
vote, except that by reason of his present non-residence
he may not vote in city elections, and his rights to vote
or his obligation to pay taxes are no greater or no less
than the right of any other citizen, white or negro,
who lives in the County outside the boundaries of a
municipality. As Judge Jones observed in the majority
opinion below, when a person removes from a munici
pal corporation he loses his membership and the rights
(obligations, duties, taxes, and other burdens) inci
dent to such membership, "and this is no less true where
the removal is involuntary and results from a change of
boundaries than where the resident removes to another
place. That this is so does not restrict the legislative
power to alter municipal boundaries.” (R. 39.) Peti
tioners are no longer inhibit ants of the City of Tuske
gee, and are no longer subject to its governmental pow
12
ers and its burden of taxation, and they therefore have
no valid basis for claiming a direct voice in the con
trol of its affairs.
Petitioners in their brief1 at last concede that, ob
viously, the confines and limits of Tuskegee or any oth
er town, village or municipality in the State of Ala
bama may be determined by the Alabama Legislature.
In Alabama, as in most states, we have laws under which
municipalities and their inhabitants may, by following
a prescribed procedure and popular vote, initiate the
extending or reduction of corporate limits. Code of
Alabama 1940, Title 37, Art. 1, §134, et seq., Art. 6,
§ 237, et seq. Here, however, as to Act 140, we are
dealing with direct action of the State, not with some
action of the municipality or its inhabitants; and the
Legislature of Alabama has the unquestioned power
to establish, alter, extend, or contract municipal
boundaries. Alabama Constitution of 1901, Sec. 104
(18); Ensley v. Simpson, 166 Ala. 366, 52 So. 61;
State v. Gullatt, 210 Ala. 452, 98 So. 373.
No one has a vested right to be either included in
or excluded from a local governmental unit. Petition
ers now accept this as settled principle.1 2 The determi
nation of a geographical boundary of a political subdi
vision of a State is purely political, "no appeal lying
1. P e t i t io n e rs B r ie f , p . 10.
2. P e t i t io n e rs B r ie f , p . 10. P e ti t io n e rs b r u s h aside Hunter v. Pittsburgh, 207
U . S. 1 6 1 , a n d Laramie County v. Albany County, 92 U . S. 3 1 7 , as c re a tin g a
" c o n t r a r y im p re ss io n ” b y " b r o a d la n g u a g e ” (B r ie f p . 1 1 ) , b u t th e se cases are
c le a r a n d d ec is iv e . Hunter v. Pittsburgh, h as b een c i te d a n d fo llo w e d as la te as
A p r i l 17 , 1 9 5 7 , in Port of Tacoma v. Parosa, 32 4 P . 2 d 4 3 8 , 4 4 1 ; a n d O cto b er,
1 9 5 8 , in People v. City of Palm Springs, 331 P . 2 d 4 , w h e re th e c o u r t observed
t h a t n o o n e " h a s a v e s te d r i g h t to b e e i th e r in c lu d e d o r e x c lu d e d f ro m a local
g o v e rn m e n ta l u n i t . ” See also Halstead v. Rozmiarek (Neb. 1 9 5 9 ) , 9 4 N .W . 2d
37.
13
except to the ultimate tribunal of the public judgment,
exercised either in the pressure of opinion or by means
of the suffrage.” Cf. Yick. Wo v. Hopkins, 118 U. S.
356, 370. The confusion that would inevitably result
from the vesting in, or assumption by, the Courts of
the power and authority "to expand or contract the
territorial area” of municipal corporations or other po
litical subdivision, is obvious and tremendous. If the
Courts have the power to supervise or control the leg
islative authority to expand or contract the territorial
area of a political subdivision, a city or county, they
have by the same token the power to create or destroy
such a political subdivision. If the lower court has the
power to say to the Legislature of Alabama, "You can
not reduce the corporate limits of Tuskegee”, then by
the same authority, the Court would have had the right
and authority to say to the Legislature, upon petition
of these same plaintiffs, if the corporate limits prior
to the act complained of had not included or embraced
them, "You must expand the corporate limits of Tus
kegee to please these plaintiffs.” Can anyone seriously
contend that the Court is possessed of such authority?
Could anyone seriously contend that the lower Court,
or any other Court, could say to the Legislature of
Alabama that either Act 232 of 1865-1866, which
originally incorporated Tuskegee and fixed its bound
aries 2l/ 2 miles square; or Act 40 of 1868, which re
duced the town limits to one mile square; or Act 210 of
1869-1870, which expanded the boundaries; or Act
299 of 1872, which defined the boundaries; or Act
106 of 1898-1899, fixed for all times the boundaries
of Tuskegee?
Hunter v. Pittsburgh and the other cited cases dem-
14
onstrate that constitutionality may turn upon and be
decided by the State’s absolute power of discretion in
some fields, of which municipal boundaries is one,
For the Court below to have granted the relief prayed
for by plaintiffs in the case at bar, it would have had
to ignore precedents which have been established and
repeatedly followed, affirmed, and reaffirmed.
II
LEGISLATIVE MOTIVE
From the inception of this litigation Petitioners have
attempted to make much of the alleged motive or mo
tives, which they label as intention or purpose, which
prompted the passage of Act 140, going so far as to
set out some of the personal and political background
of the State legislator who introduced the Act in the
State Legislature (R. 6), and adding as further back
ground a newspaper article and the comment of a mag
azine of national circulation (R. 7). In the petition
for a writ of certiorari they go even more afield citing
The New York Times and the Civil Rights Commission
Report (Petition p. 4, p. 14-15). These references can
add nothing to their complaint.
The striking down of a state statute is a most serious
matter under any circumstances, and particularly
should be avoided in a situation where state authority
in the field has previously, and consistently been up
held. Hunter v. "Pittsburgh, 207 U. S. 161; Mount
Pleasant v. Beckwith, 100 U. S. 514; Laramie County
v. Albany County, 92 U. S. 3 07. And the claim of bad
15
motive cannot be utilized as a device to strike down a
constitutional exercise of sovereign power by a State.3
It has long been the settled law of the land that the
Courts "have nothing to do with the policy, wisdom,
justice or fairness of the Act.” Hunter v. Pittsburgh,
supra. "If the State has the power to do an act, its in
tention or the reason by which it is influenced in doing
it cannot be inquired into.” Doyle v. Continental Ins.
Co., 94 U. S. 535, 541. "We cannot undertake a search
for motive in testing constitutionality.” Daniel v. Fam
ily Security L. Ins. Co., 3 36 U. S. 220, 224. Also see,
Calderv. People of Michigan, 21 8 U. S. 591; Tenny vs.
Brand hove, 341 U. S. 3 67; Arizona v. California, 283
U. S. 423,455.
The question concerning legislative, motive and in
tention was considered and laid to rest by Judge Rives
in the recent case of Shuttlesworth v. Birmingham
Board of Education, 162 F. Supp (N.D. Ala.) 372,
3 81; affirmed 3 58 U. S. 101:
"In testing constitutionality 'we cannot under
take a search for motive5. 'If the state has the
power to do an act, its intention or the reason by
which it is influenced in doing it cannot be in
quired into.5 Doyle v. Continental Insurance Co.,
94 U. S. 535, 541, 24 L. Ed. 148. As there is no
one corporate mind of the legislature, there is in
reality no single motive. Motives vary from one
individual member of the legislature to another.
3. In th e o r y escape w o u ld a lw ay s b e possib le i f c o u r ts w e re f re e to s c ru t in iz e
t ie m o tives o f le g is la to rs . . . b u t o f a ll c o n c e iv a b le issues th is w o u ld be th e
inost c o m p le te ly 'p o l i t ic a l5 a n d n o c o u r t w o u ld u n d e r ta k e i t . 55 The Bill of
tghts, L earn ed H a n d , ( H a r v a r d U n iv e r s i ty P ress 1 9 5 8 ) , p . 4 6 , as q u o te d in
vies Covipetition, L aw S ch o o l o f H a r v a r d U n iv e r s i ty , 1 9 6 0 , B r ie f F o r T h e
responden ts , Gomillion v . Lightfoot.
16
Each member is required to 'be bound by Oath or
Affirmation to support this Constitution.’ Con
stitution of the United States, Article VI, Clause
3. Courts must presume that legislators respect
and abide by their oaths of office and that their
motives are in support of the Constitution.”
Courts have consistently applied this doctrine in
cases involving civil rights as well as property rights.
Ill
SHOULD THE FEDERAL COURTS PASS ON A
POLITICAL QUESTION? JUDICIAL ABSTEN
TION OR SELF-LIMITATION IN POLITICAL
CASES.
This case is a direct attack upon action of the State
of Alabama in exercising its power concerning one of
its political subdivisions.
The concurring opinion of Judge Wisdom (R. 65,
71) suggests that the Court should not put a "new kind
of strain on federal-state relations already severely
strained. Control over the political subdivisions of a
state including the incorporation of cities and towns
and the determination of their boundaries, is a political
function of the state legislature and an attribute of
state sovereignty in a federal union. So it has always
been held. Let the chips fall where they may, the courts
have decided. This is the substance of the holdings in
Laramie County v. Albany Coimty, 1876, 92 U. S.
307; Town of Mount Pleasant v. Beckwith, 1879, 100
U. S. 514; and Hunter v. Pittsburgh, 1907, 207 U. S.
161. In these and similar cases the citizens who suf
fered from changes in city limits, by loss of property
17
values or by increased taxation (if the boundaries are
extended) or from lack of fire and police protection
(if the boundaries are contracted) and from loss of vot
ing privileges (in the case of a gerrymander), were in
the same situation as the plaintiffs are in this case,”
Cases such as Cole grove v. Green, 328 U. S. 549;
South v. Peters, 3 39 U. S. 276; and The Cherokee Na
tion v. State of Georgia, 3 0 U. S. (5 Pet.) 1; are illus
trative of the types of political questions and decisions
with which the courts will not interfere. A non-jus-
ticiable political question is one which is under our
system of government, and separation of powers, com
mitted either to the executive or legislature for final
determination.4 Geographical boundaries pose such
questions. Indeed in cases involving the very life and
liberty of citizens it has been held that the geographical
limits of a military reservation is beyond the power or
competence of the courts; the courts being bound "to
follow the political department of the government”.
Benson v. United States, 146 U. S. 325, 331 ; United
States v. Holt, 168 Fed. 141, affirmed 218 U. S. 245.
Indeed, the alleged deprivations here are less grave than
in Cole grove, and much less grave than in Benson where
a man was on trial for his very life.
Judge Wisdom says Petitioners propose a cure worse
than the disease (R. 65). Cole grove v. Green, 328 U.
S- 549, 566. Actually, if Hunter v. Pittsburgh and
similar cases should be shunted aside, Petitioners claim
would not be one for judgment in their favor, see Giles
v. Harris, 189 U. S. 475, and the relief they seek would
4. See F ie ld , Doctrine of Political Questions in Federal Courts, 8 M in n . L aw
eview , 4 8 5 ; C f . F in k le s te in , Judicial Self-Limitation, 37 H a r v a r d L a w R e v ie w ,
H 8 , 39 H a r v a r d L aw R e v ie w 2 2 1 .
18
not be a solution of their claims, but would create an
area of "friction” between federal and state relations.
Cf. Williams v. Dalton, (6 Cir.) 231 F. 2d 646.
If Act 140 should be nullified, what then would be
the boundaries of Tuskegee? Can any court effective
ly re-map Tuskegee? An infinite number of different
boundaries for Tuskegee may be devised by the Legis
lature of Alabama. At what point could it be said that
the fixing of the boundary was within the proper sphere
of the Legislature’s powers and free from tainted mo
tives. No one could, or would, suggest the application
of judicial guesswork in this field. Petitioners recog
nize that the decision in this case can afford no settle
ment of the political boundary line problem. They ob
serve, "Needless to say, the state may give Tuskegee
new limits by enacting another statute. This may ne
cessitate litigation testing the validity of that legisla
tion.” (Brief p. 17.) They recognize the power of the
State to determine the geographical boundaries of Tus
kegee5 6 7; that there is no right to be included in or ex
cluded from the city limits of a political subdivision
of the State8; and that other, and different boundaries
may be determined at any time by the Legislature.'
These admitted matters constitute the very elements
which call for the courts to recognize this a case pos
ing a political question, one beyond the traditional
limits of proceedings in equity, and one from which the
courts should abstain from interfering.
5. B r ie f , p . 10.
6 . B r ie f , p. 10.
7 . B r ie f , p . 17.
1 9
CONCLUSION
It is respectfully submitted that the dismissal of the
action by the District Court was proper; and that the
judgment of the Court of Appeals is right and is due
to be affirmed.
Respectfully submitted,
THOMAS B. HILL, JR.,
Second Floor, Hill Building,
P. O. Box 116,
Montgomery, Alabama,
JAMES J. CARTER,
Second Floor, Hill Building,
P. O. Box 116,
Montgomery, Alabama,
HARRY D. RAYMON,
Tuskegee, Alabama,
Attorneys for Respondents.
RECORD
In % Bnpxm? Court of %
luttrfc l^tatru of Amro
Spring Term 1960
No. 3260
C. G. GOMILLION, ET AL„ Petitioners
v.
PHIL M. LIGHTFOOT, as Mayor of the City of Tuskegee,
ET AL., Respondents
On Writ of Certiorari to the
Court of Appeals for the Fifth Circuit
BEST PRINTERS, INC., BOSTON, MASS.
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF ALABAMA
C. G. GOMILLION, CELIA B. CHAMBERS,')
ALMA R. CRAIG, FRANK H. BENTLEY, WIL
LIE D. BENTLEY, KENNETH L. BUFORD,
WILLIAM J. WHITE, AUGUSTUS 0. YOUNG,
JR., NETTIE B. JONES, DETROIT LEE, DELIA
D. SULLIVAN and LYNNWOOD T. DORSEY on
behalf of themselves and others similarly situated,
Plaintiffs
v.
PHIL M. LIGHTFOOT, as Mayor of the City of
Tuskegee, G. B. EDWARDS, JR., L. D. GREG- Civil
ORY, FRANK A. OSLIN, W. FOY THOMPSON f No. 3260
and H. A. VAUGHAN, JR., as members of the
Tuskegee City Council; 0. L. HODNETT, as Chief
of Police of the City of Tuskegee, Alabama; E. C.
LESLIE, CHARLES HUDDLESTON, J. T. DY
SON, F. C. THOMPSON and VIRGIL GUTHRIE,
as members of the Board of Revenue of Macon
County, Alabama; PRESTON HORNSBY, as
Sherif of Macon County, Alabama; WILLIAM
VARNER, as Judge of Probate of Macon County,
Alabama, CITY OF TUSKEGEE, Ala., a Munic
ipal Corp., Defendants
COMPLAINT
1.
Jurisdiction
Jurisdiction of this Court is invoked under Title 28, United
States Code, Section 1331. This action arises under the due
Process and equal protection clauses of the Fourteenth Amend
ment of the Constitution of the United States, the Fifteenth
Amendment of the Constitution of the United States, and under
title 42, United States Code, Section 1981, as hereinafter more
u% appears. The matter in controversy, exclusive of interest
30
1
and costs, exceeds the sum or value of Ten Thousand ($10,-
000.00) Dollars.
2.
Jurisdiction
Jurisdiction of this Court is also invoked under Title 28,
United States Code, Section 1343 (3). This action is author
ized by Title 42, United States Code, Section 1983 to be com
menced by any citizen of the United States or other person
within the jurisdiction thereof to redress the deprivation under'
color of state law, statute, ordinance, regulation, custom, or
usage of rights, privileges and immunities secured by the Four
teenth and Fifteenth Amendments of the Constitution of the
United States and by Title 42, United States Code, Section |
1981, providing for the equal rights of citizens and all persons
within the jurisdiction of the United States, as hereinafter
more fully appears. This is an action for temporary and
permanent injunction to restrain the defendants, officers of 1
the City of Tuskegee, and of Macon County, Alabama, their;
agents, employees and their successors in Office from theen-r
forcement, operation and execution of Act No. 140 of the 1951
Regular Session of the Alabama Legislature (passed July 15,[
1957), on the grounds that the aforesaid statute denies rights,;
privileges and immunities secured by the Fourteenth and
Fifteenth Amendments of the Constitution of the United States
and by Title 42, United States Code, Section 1981, as herein
after more fully appears.
3.
Jurisdiction
This is also a proceeding for declaratory judgment under
Title 28, United States Code, Sections 2201 and 2202, declarin'!
the rights and legal relationships of the parties in the matter,
in controversy, to w it: 5
Whether the enforcement, execution or operation of Act No. .
140 of the 1957 Regular Session of the Alabama Legislatin'
(passed July 15,1957), as applied to the plaintiffs and the class;
which they represent, by redefining the City limits to exclude
the plaintiffs and the class which they represent from the
of Tuskegee solely because of their race and color, deprivsi
them of the right to vote in municipal elections for the City0;
Tuskegee, Alabama, denies to them their rights, privileges and
Si
2
immunities as citizens of the United States and the equal pro
tection of the laws as secured by the Fourteenth and Fifteenth
Amendments to the Constitution of the United States and
rights and privileges secured to them by Title 42, United States
Code, Sections 1981 and 1983, and is for the aforesaid reasons
unconstitutional and void.
4.
Class Action
Plaintiffs bring this action in their own behalf and on be
half of all other Negro citizens of the United States and of the
State of Alabama, residing within the City limits of Tuskegee,
Macon County, as those city limits were constituted prior to the
passage of Act No. 140 by the 1957 Regular Session of the
Alabama Legislature, which Negro citizens are similarly situ
ated and affected with reference to the matters here involved.
The members of this class are so numerous as to make it im
practicable to bring them all before the Court. There being
common questions of law and fact and a common relief being
sought, as hereinafter more fully appears, this action is
brought as a class suit pursuant to Rule 23A of the Federal
Rules of Civil Procedure. The members of this class are fairly
and adequately represented by the named plaintiffs herein.
5.
Plaintiffs
Plaintiffs are Negro citizens of the United States and of
the State of Alabama who reside within the City limits of Tus
kegee, Macon County, as those city limits were constituted
prior to the passage of Act No. 140 by the 1957 Regular Session
of the Alabama Legislature.
6.
Defendants
The Defendant, Phil M. Lightfoot, is a resident of Macon
County, Tuskegee, Alabama, and is Mayor of the City of Tuske
gee, Alabama. As such he is the chief executive officer of the
City of Tuskegee.
The Defendants, G. B. Edwards, Jr., L. D. Gregory, Frank
A. Oslin, W. Foy Thompson and H. A. Vaughan, Jr., are all
residents of Tuskegee and duly elected members of the Tuske
gee City Council. As members of the Tuskegee City Council,
30
3
they are the governing body of said City and are charged by
law with the responsibility for seeing to the enforcement of all
state statutes and city ordinances affecting the City of Tuskegee,
The Defendant, 0. L. Hodnett, is Chief of Police of the
City of Tuskegee, and as such Officer, it is his duty to enforce
all state statutes and city ordinances affecting the City of Tus
kegee, Alabama.
The Defendants, E. C. Leslie, Charles Huddleston, J. T.
Dyson, F. C. Thompson and Virgil Guthrie are the duly elected
members of the Board of Revenue of Macon County, Alabama,
which Board is the general governing body of Macon County.
The Defendant, Preston Hornsby, is the duly elected Sheriff
of Macon County, Alabama and as such, he is the chief law en
forcement Officer of said County and is charged by law with
the duty to enforce all state statutes affecting Macon County,
Alabama.
The Defendant, William Varner, is the duly elected Judge
of Probate, whose duty it is, among other things, to compile a
list of the qualified registered voters who are eligible to vote in
municipal elections in the various cities and towns in Macon
County, Alabama, including the City of Tuskegee. The De
fendant, the City of Tuskegee, Alabama, is a municipal cor
poration organized and existing under the law of the State of
Alabama.
7.
Act No. 140
Act No. 140 of the 1957 Regular Session of the Alabama
Legislature, passed on July 15, 1957 (attached hereto as plain
tiffs’ Exhibit No. 1, and made a part of this Complaint), is “an
Act to alter, re-arrange, and re-define the boundaries of the City
of Tuskegee in Macon County.” The aforesaid Act recites no
reasons for the change in boundaries, but a map showing the
city limits of Tuskegee before and after the passage of the act
(attached hereto as plaintiffs’ Exhibit No. 2, and made a part
of this Complaint) reveals its necessary effect and obvious pur
pose as hereinafter more fully appears. Prior to the time when
Act. No. 140 became law, Tuskegee was square-shaped. It con
tained approximately 5,397 Negroes, of whom about 400 were
qualified as voters in the City of Tuskegee and approximately
1,310 white persons, of whom approximately 600 were (aw
so4
are) qualified voters in said City. As redefined by said Act
No. 140, Tuskegee resembles a “sea dragon”, with Negro
neighborhoods, including the site of the Tuskegee Institute,
eliminated. In general, no white persons, but several thousand
Negroes including all but four or five qualified voters, have
been excluded or “removed” from the City of Tuskegee by Act
No. 140. The aforesaid Act deprives plaintiffs and those sim
ilarly situated of the right to vote in municipal elections solely
on account of their race and color in violation of the Fourteenth
and Fifteenth Amendments of the Constitution of the United
States.
8.
Purpose of Act No. 140
Act. No. 140 is another device in a continuing attempt on
the part of the State of Alabama to disenfranchise Negro citi
zens. Tuskegee is located approximately forty miles northeast
of Montgomery, Alabama in Macon County, of which it is the
County seat. Approximately seven-eighths (%) of the persons
in Macon County are Negroes.
Macon County had no Board of Registrars to qualify appli
cants for voter registration for more than eighteen months,
from January 16, 1956 to June 3, 1957. Plaintiffs allege that
the reason for no Macon County Board of Registrars is that
almost all of the white persons possessing the qualification to
vote in said County are already registered, whereas thousands
of Negroes, who possess the qualifications, are not registered
and cannot vote.
The present Act No. 140 was introduced into the Alabama
State Legislature on June 7,1957 by State Senator Sam Engel-
hardt of Macon County. Senator Engelhardt was at that time
Executive Secretary for the White Citizens’ Council for the
State of Alabama, an organization dedicated to the principles
of white supremacy and prevention of integration of the white
and Negro races. In 1951, Senator Engelhardt was the author
of Act. No. 606, which became law on September 4, 1951 ( a
c°py of which is attached hereto as plaintiffs’ Exhibit No. 3,
and made a part of this Complaint). This Act prohibited “sin
gle-shot” voting in elections where more than one place was to
oe filled, thereby preventing Negroes in the City of Tuskegee
30
5
from guaranteeing the election of one member of the City
Commission by use of the “single-shot” vote.
During the week of May 12, 1957, State Senator Engel-
hardt published a copy of the local bill, which was later passed
as Act. No. 140, in the Tuskegee News, a weekly newspaper
(attached hereto as plaintiffs’ Exhibit No. 4, and made a part
of this Complaint). The bill was made known generally through
a story, written by Bob Ingram, appearing in the Montgomery
Advertiser on May 19, 1957 (attached hereto as plaintiffs’
Exhibit No. 5, and made a part of this Complaint). The afore
said newspaper article cited the “obvious” purpose of the bill,
i.e., “to assure continued white control in Tuskegee City elec
tions.” According to the same newspaper article, “Engelhardt
also disclosed he was contemplating a proposal to abolish
Macon County entirely if it became apparent that Negroes
might gain control of the ballot boxes.” In December, 1957,
Alabama voters approved Senator Engelhardt’s constitutional
amendment to permit the abolition of Macon County (a copy
of the constitutional amendment is attached hereto as plaintiff’s
Exhibit No. 6, and made a part of this Complaint; an article
in Time Magazine, December 30, 1957, page 17 is attached
hereto as plaintiffs’ Exhibit No. 7 and made a part of this
Complaint).
9.
Effect of Act No. 140
As a result of their exclusion from Tuskegee under Act. No.
140, plaintiffs have been deprived of the services of City police
men to patrol the school-zoned areas during certain hours as
well as of the benefits of general street improvement and the
paving of a particular street before August, 1957, as promised
by the City prior to the passage of Act. No. 140—denials of
property rights without due process of law and on account of
their race and color in violation of the Fourteenth Amendment
to the Constitution of the United States. As result of the alter
ing, re-arranging, and re-defining of the boundaries of the City
of Tuskegee, Alabama pursuant to Act No. 140, the plaintiffs
and the class which they represent are not eligible to vote m
municipal elections of the City of Tuskegee, Alabama. Plain
tiffs have suffered and are threatened with further depriva-
6 30
tions of their property without having the right to vote in
Tuskegee municipal elections as heretofore alleged.
10.
Effect of Act No. 140
Act No. 140 deprives plaintiffs on account of their race
and color not only of their right to vote in the aforesaid elec
tions but also of their rights to effective participation in Tus-
kegee’s municipal affairs, i.e., their rights of free speech, press,
and petition as residents and citizens of Tuskegee—all in vio
lation of the due process and equal protection clauses of the
Fourteenth and Fifteenth Amendments to the Constitution of
the United States.
Plaintiffs and those similarly situated are suffering irrep
arable injury to their rights to vote, to free speech, press, and
petition, and to property by reason of the Act herein com
plained of. They have no plain, adequate or complete remedy
to redress these wrongs other than by this suit for declaratory
judgment and injunctive relief. Any other remedy would be
attended by such uncertainties and delays as to deny substan
tive relief, would involve a multiplicity of suits, and would
cause further irreparable injury, damage and inconvenience to
plaintiffs and those similarly situated.
Wherefore, plaintiff’s respectfully pray that, upon the
filing of this Complaint this court advance this cause on the
docket and order a speedy hearing in this action according to
law and that upon such hearing:
(1) The Court issue a decree adjudging Act. No. 140 of
the 1957 Regular Session of the Alabama Legislature, as ap
plied to the plaintiffs and class which they represent, in viola
tion of the due process and equal protection clauses of the
Fourteenth Amendment of the Constitution of the United
States and in violation of the Fifteenth Amendment of the
Constitution of the United States, and
(2) That the Court enter a preliminary injunction pend
ing the final disposition of the case, restraining and enjoining
the defendants and each of them, and their servants, agents and
successors in office from enforcing or executing the aforesaid
Act against plaintiffs and those similarly situated, and from
denying plaintiffs and those similarly situated the right to vote
so 7
in Tuskegee municipal elections, and to be recognized and
treated in all respects as citizens of the City of Tuskegee, and
(3) That the Court enter a permanent injunction re
straining and enjoining defendants and each of them, and their
servants, agents and successors in office from enforcing or
executing the aforesaid Act against plaintiffs and those sim
ilarly situated, and from denying plaintiff’s and those similarly-
situated the right to vote in Tuskegee municipal elections, and
to be recognized and treated in all respects as citizens of the
City of Tuskegee, and
(4) That the Court allow plaintiffs their costs herein, and
grant such further, other additional or alternative relief as
may appear to the Court to be equitable and just in the
premises.
Filed August 4, 1958
EXHIBIT NO. 1
Act No. 140, Reg. Sess., 1957 S.2—Engelhardt
An Act
To alter, re-arrange, and re-deflne the boundaries of the
City of Tuskegee in Macon County.
Be It Enacted by the Legislature of Alabama:
Section 1. The boundaries of the City of Tuskegee in
Macon County are hereby altered, re-arranged and re-defined
so as to include within the corporate limits of said municipality
all of the territory lying within the following described bound
aries, and to exclude all territory lying outside such boundaries:
Beginning at the Northwest Corner of Section 30, Town
ship 17-N, Range 24-E in Macon County, Alabama; thence
South 89 degrees 53 minutes East, 1160.3 feet; thence South
37 degrees 34 minutes East, 211.6 feet; thence South 53 degrees
57 minutes West, 545.5 feet; thence South 36 degrees 03 min
utes East 1190.0 feet; thence South 53 degrees 57 minutes
West, 675.2 feet; thence South 36 degrees 19 minutes Bast,
743.4 feet, thence South 33 degrees 19 minutes East, 743.4 feet;
8
thence South 33 degrees 50 minutes East, 1597.4 feet; thence
North 61 degrees 26 minutes East, 122.8 feet; thence North 28
degrees 34 minutes West, 50.0 feet; thence North 59 degrees
11 minutes East, 1049.3 feet; thence South 30 degrees 48 min
utes East 50.0 feen; thence North 50 degrees 08 minutes East,
341.1 feet; thence North 47 degrees 08 minutes East, 1239.4
feet; thence South 42 degrees 51 minutes East, 300.0 feet;
thence South 47 degrees 00 minutes West, 1199.5 feet; thence
South 64 degrees 09 minutes East, 1422.0 feet; thence South
24 degrees 13 minutes East 488.7 feet; thence South 73 degrees
25 minutes West, 370.8 feet; thence North 79 degrees 25 min
utes West, 2285.3 feet; thence South 61 degrees 26 minutes
West, 1232.6 feet; thence South 41 degrees 03 minutes East,
792.3 feet; thence South 12 degrees 03 minutes East, 842.2
feet; thence North 88 degrees 09 minutes East, 4403.6 feet;
thence South 0 degrees 15 minutes West, 6000.2 feet; thence
North 89 degrees 59 minutes West, 4140.2 feet; thence North
34 degrees 46 minutes West, 6668.7 feet; thence North 35 de
grees 00 minutes West, 380.4 feet; thence North 16 degrees 55
minutes West, 377.2 feet; thence North 54 degrees 29 minutes
East, 497.8 feet; thence North 35 degrees 02 minutes West,
717.5 feet; thence South 54 degrees 03 minutes West, 1241.9
feet; thence North 36 degrees 09 minutes West, 858.4 feet;
thence North 44 degrees 28 minutes East 452.2 feet; thence
North 22 degrees 33 minutes East, 4305.9 feet; thence North
86 degrees 43 minutes East, 236.3 feet to the point of beginning.
Section 2. All laws or parts of laws which conflict with
this Act are repealed.
Section 3. This Act shall become effective immediately
upon its passage and approval by the Governor, or upon its
otherwise becoming a law.
This bill became an Act on July 15, 1957 without approval
by the Governor.
I hereby certify that the foregoing copy of an Act of the
Legislature of Alabama has been compared with the enrolled
Act and it is a true and correct copy thereof.
Given under my hand this 15 day of July, 1957.
J. E. SPEIGHT,
Secretary of Senate.
9
EXHIBIT NO. 2
EXHIBIT NO. 3
Act No. 606, Reg. Sess., 1957 H.7 2 2 -Engelhardt
An Act
Relating to elections; prohibiting single shot voting in
municipal election; providing that when two (2) or more can
didates are to be elected to the same office, the voter must ex
press his choice for as many candidates as there are places to
be filled.
Be It Enacted by the Legislature of Alabama:
Section 1. A ballot commonly known or referred to as
“a single shot” shall not be counted in any municipal election.
When two (2) or more candidates are to be elected to the same
i
10
office, the voter must express his choice for as many candidates
as there are places to be filled and if he fails to do so, his ballot,
so far as that particular office is concerned shall not be counted
and recorded.
Section 2. All laws or parts of laws which conflict with
this Act are repealed.
Section 3. This Act shall become effective immediately
upon its passage and approval by the governor or upon its
otherwise becoming a law.
Approved September 4,1951
EXHIBIT NO. 4
(Omitted in Printing.)
EXHIBIT NO. 5
(Newspaper Clipping)
Sunday, May 19, 1957
Montgomery Advertiser-Alabama Journal
‘MOVES’ NEGROES
en gelhardt b il l
TO SHRINK CITY
By Bob Ingram
State Sen. Sam Engelhardt of Macon, in another bid to
maintain total segregation in his county, has prepared a bill
for introduction in the Legislature designed to assure contin
ued white control in Tuskegee city elections.
The local bill, advertised for the first time this past week
ln weekly Tuskegee News, would so rearrange and alter
the city limits of Tuskegee as to exclude practically all of the
Negro families.
The bill obviously was conceived as a result of the heavy
Negro registration in Tuskegee. Negroes have registered in
such numbers in that city as to make it a distinct possibility
at a member of their race could be elected to municipal office.
JUST ‘LOCAL BILL’.
Although no official records are available, it is estimated
at Negroes comprise from 35 to 40 per cent of the total vote
ln ^ city of Tuskegee.
While the purpose of the local bill is obvious, neither
30
11
Engelhardt nor Tuskegee Mayor Phil Lightfoot will discuss
the measure.
“It is nothing but a local bill, affecting the city of Tuskegee
only,” Engelhardt declared. He would say no more.
Mayor Lightfoot indicated he was not too familiar with
the measure.
“I frankly haven’t even studied the bill, but we will take a
closer look at it real soon,” Lightfoot said. “I guess we will
have to make a survey to see just what it does.”
Actually a survey has already been made and it shows that
the city limits of Tuskegee, now perfectly square in shape, will
be so redefined as to look like the outline of a sea dragon.
Tustegee Institute and the surrounding residential area
heavily populated with Negroes will be removed entirely from
the city limits. So will several other sections of the city where
there are Negro residential areas.
One Tuskegee resident who made a thorough appraisal of
the bill offered a brief observation:
“He slipped up a couple of places and left about 15 or 20
Negro families inside the city limits. I guess he wanted to be
fair about it.”
Engelhardt, head of the pro-segregation Alabama Assn, of
Citizens Councils, earlier took steps toward lessening the
chances of Negroes being elected to office in Tuskegee.
In 1951 he pushed through a bill prohibiting “single-shot”
voting in elections where more than one place was to be filled.
Had “single-shot” balloting been permitted Negroes in Tuske
gee could have voted for but one candidate in City Commission
races and in so doing all but guarantee the election of the per
son they favored.
However under the law passed in 1951 voters must vote
for as many candidates as there are places to fill.
Only last week Engelhardt also disclosed he was contem
plating a proposal to abolish Macon County entirely if it be
came apparent that Negroes might gain control of the ballot
boxes.
EXHIBIT NO. 6
Constitutional Amendment Relative to Macon County.
“Legislature may, with or without the notice prescribe"
by Section 106 of this Constitution, by a majority vote of each
12 9
house, enact general or local laws altering or rearranging the
existing boundaries, or reducing the area of, or abolishing,
Macon County, and transferring its territory, or any part
thereof, and its jurisdiction and functions to contiguous coun
ties. Toward this end, there shall be a committee composed of
the senators and representatives who now represent the coun
ties of Bullock, Elmore, Lee, Macon, Montgomery, and Talla
poosa in the Legislature to study and determine the feasibility
of abolishing Macon County or reducing its area, and to formu
late the legislation deemed necessary for such purpose. The
committee shall select a chairman and a vice-chairman from
among their number, shall meet on the call of the chairman,
and shall report its findings, conclusions, and recommendations
to the Legislative Council on or before the first Friday in Octo
ber 1958; and the Legislative Council shall submit such report
and any legislation proposed by the committee to the Legisla
ture at the 1959 regular session thereof. The committee shall
be discharged upon the filing of its report with the Legislative
Council. Committee members shall be entitled to receive an
amount equal to their regular legislative per diem and allow
ances for each day they serve, not to exceed fifty days alto
gether. The committee may employ such engineering technical,
clerical, and stenographic personnel as may be necessary for
the conduct of its work, and may fix their compensation. The
compensation and expenses of the committee and its employees,
and the other necessary expenses incurred by the committee,
shall be paid from any money in the state treasury not other
wise appropriated, on requisitions certified by the committee
chairman; provided that the aggregrate amount to be expended
by the committee shall not exceed the sum of fifty thousand
dollars.”
Passed the Senate August 23,1957
Passed the House September 13, 1957
Approved by the Electors December, 1957
EXHIBIT NO. 7
Article in Time Magazine, December 30, 1957, page 17.
30
13
How to Deny a Vote
In the opinion of Alabama’s Racist State Senator Sam
Engelhardt, Jr., if you can’t lick ’em, the best thing to do is
scatter ’em. Panicky because Negro vote strength was rising
in his county seat of Tuskegee (population 6,700), Engelhardt
last May authored a gerrymander that jig-sawed more than
400 Negro residents—and the respected Negro Tuskegee Insti
tute—outside the city’s limits. Forthwith, the city of Tuskegee
was hard hit by a Negro boycott (Time, July 8) that slashed
white merchants’ business 50%, shut down stores that depend
ed primarily on Negro trade. Incensed at the boycott, alarmed
because Tuskegee-—encompassing Macon County is 84% Ne
gro, Senator Engelhardt, officer in the lily-white Alabama Asso
ciation of Citizens’ Councils, hatched a king-size gerrymander.
Last week, by a 21,012 vote margin, Alabama voters approved
his constitutional amendment to abolish Macon County.
Opposition to the Engelhardt proposal was strong, not
because many Alabamans were suddenly reconciled to Negro
voting, but because they agreed with the Birmingham News
that “it leaves unanswered a number of questions as to division
of tax moneys and the responsibilities for the areas of Macon
which may be divided.” Nonetheless, the Engelhardt plan can
now run its course. Whenever they choose, commissioners of
Macon County can meet commissioners of abutting Tallapoosa,
Elmore, Lee, Bullock and Montgomery Counties, apportion
among the other five Macon County’s 618 square miles. Then,
when the legislature approves, Macon County will disappear.
MOTIONS TO STRIKE
(Title Omitted.)
I.
Come now the defendants, separately and severally, and
move the Court to strike plaintiffs’ complaint filed herein on
the grounds:
1. Said complaint is not in accordance with Rule 8(e) of
the Federal Rules of Civil Procedure.
2. Said complaint contains matters and exhibits which
are impertinent.
14 9
Without waiving the foregoing Motions to Strike the en
tire complaint, come now the defendants, seperately and sev
erally, and in the alternative, move the Court to strike from the
plaintiffs’ complaint that portion thereof under the subdivi
sions designated “8.” and “9.”, and Exhibits 3, 5, 6 and 7, and
as grounds for said motion say:
1. Said matters and exhibits are redundant.
2. Said matters and exhibits are immaterial.
3. Said matters and exhibits are impertinent.
Filed August 25,1958
II.
MOTIONS TO DISMISS
(Title Omitted.)
Come now the defendants, separately and severally, and
move the Court as follows:
1. To dismiss the action because the complaint fails to state
a claim against defendants upon which relief can be granted.
2. To dismiss the action for lack of jurisdiction.
3. To dismiss the action for that it affirmatively appears
from the complaint that plaintiffs seek to have declared void
a duly and lawfully enacted statute of the State of Alabama fix
ing and determining the corporate limits of a municipality.
4. To dismiss the action for that the fixing of boundaries
of municipal corporations is a matter for the State Legislature
acting in accordance with the State Constitution.
5. To dismiss the action for that a State may at its pleas
ure expand or contract the territorial area of a municipal cor
poration.
6. To dismiss the action for that plaintiffs seek to have
the Court strike down a statute of the State of Alabama fixing
defining the corporate limits of the City of Tuskegee, Ala
bama, and as to boundaries of municipal corporations the State
is supreme, and its Legislative body conforming its action to
the State Constitution, may do as it will, unrestrained by any
Provision of the Constitution of the United States.
To dismiss the action for that plaintiffs seek to have
his Court strike down a statute of the State of Alabama fixing
30
15
and defining the territorial limits of a municipal corporation,
and to have the Court establish new boundaries for the municipal j
corporation, and this Court is without jurisdiction to do so.
8. To dismiss the action for that the power is in the I
State alone to fix and determine boundaries of municipal cor
porations.
9. To dismiss the action for that the Courts have no I
power to determine the wisdom or policy of the Legislature j
which acting in accordance with the State Constitution fixes
and determines the boundaries of a municipal corporation, a
political subdivision of the State created by the State as a con
venient agency for exercising such powers of the State in and
over such limited territory as the State alone may determine.
10. To dismiss the action for that the number, nature, and
duration of the powers conferred upon a municipal corporation
and the territory over which they shall be exercised rests in the
absolute discretion of the State.
11. To dismiss the action for that the action in effect is
against the State of Alabama and the State is immune to suit.
Filed August 25, 1958
JUDGMENT OF DISMISSAL
(Omitted in Printing.)
[The opinion of the District Court is reported at 167 F.
Supp. 405.1
NOTICE OF APPEAL
(Omitted in Printing.)
JUDGMENT OF AFFIRMANCE
(Omitted in Printing.)
[The opinion of the Court of Appeals is reported at 278
F.2d 594. A concurring opinion appears at p. 611 and a dis
senting opinion at p. 599.3
ORDER GRANTING CERTIORARI
(Omitted in Printing.)
31
1 6
JOINT APPENDIX
TITLE 28, UNITED STATES CODE
§1331. Federal question; amount in controversy; costs.
(a) The district courts shall have original jurisdiction of
all civil actions wherein the matter in controversy exceeds the
sum or value of $10,000, exclusive of interest and costs, and
arises under the Constitution, laws or treaties of the United
States.
§1343. Civil rights and elective franchise.
The district court shall have original jurisdiction of any
civil action authorized by law to be commenced by any person:
(3) To redress the deprivation, under color of any State
law, statute, ordinance, regulation, custom or usage, of any
right, privilege or immunity secured by the Constitution of
the United States or by any Act of Congress providing for
equal rights of citizens or of all persons within the jurisdiction
of the United States.
§2201. Creation of remedy.
In a case of actual controversy within its jurisdiction,
except with respect to Federal taxes, any court of the United
States, upon the filing of an appropriate pleading, may declare
the rights and other legal relations of any interested party
seeking such declaration, whether or not further relief is
or could be sought. Any such declaration shall have the force
and effect of a final judgment or decree and shall be reviewable
as such.
§2202. Further relief.
Further necessary or proper relief based on a declaratory
judgment or decree may be granted, after reasonable notice
and hearing, against any adverse party whose rights have been
determined by such judgment.
17
TITLE 42, UNITED STATES CODE
§1981. Equal rights under the law.
All persons within the jurisdiction of the United States
shall have the same right in every State and Territory to make
and enforce contracts, to sue, be parties, give evidence, and
to full and equal benefit of all laws and proceedings for the
security of persons and property as is enjoyed by white citi
zens, and shall be subject to like punishment, pains, penalties,
taxes, licenses, and exactions of every kind, and to no other.
§1983. Civil action for deprivation of rights.
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, sub
jects, or causes to be subjected, any citizen of the United States
or other person within the judirdiction thereof to the depriva
tion any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an
action at law, suit in equity, or other proper proceeding for
redress.
18
*
TRANSCRIPT OF RECORD
Supreme Court of the U nited States
OCTOBER TERM; 1959 S I960
n o . m
C. G. GOMILLION, ET AL., PETITIONERS,
vs.
PH IL M. LIGHTFOOT, AS MAYOR OF
THE CITY OF THSKEGEE, ET AL.
ON W R IT O P C ER TIO R A R I TO T H E U N IT E D STA TES CO U RT O P A PPEA L S
PO R T H E P IF T H C IR C U IT
PETITION FOR CERTIORARI FILED JANUARY 30, 1960
CERTIORARI GRANTED MARCH 21, 1960
S U P R E M E C O U R T O F T H E U N IT E D S T A T E S
OCTOBER TERM, 1959
C. G. GOMILLION, ET AL., PETITIONERS,
vs.
PH IL M. LIGHTFOOT, AS MAYOR OF
THE CITY OF TUSKEGEE, ET AL.
No. 668
C. G. GOMILLION, ET AL., PETITIONERS,
vs.
PH IL M. LIGHTFOOT, AS MAYOR OF
TH E CITY OF TUSKEGEE, ET AL.
ON W R IT OP C ERTIO RA RI TO T H E U N IT E D STA TES CO U RT OP A PPEA L S
FO R T H E F IF T H C IR C U IT
I N D E X
Original P rin t
Record from the U.S.D.C. for the Middle District
of Alabama
Caption (omitted in printing) _____________ 1 1
Complaint ______________________________ 1 1
Exhibit No. 1—Act No. 140—Alabama Law
(Regular Session, 1957) _______________ 13 9
Exhibit No. 2—Map showing the city limits of
Tuskegee _____________________________ 16 13
Exhibit No. 3—Act No. 606—Alabama Law
(Regular Session, 1957) _______________ 17 14
Exhibit No. 7—Article in Time Magazine of
December 30, 1957 ____________________ 18 15
Exhibit No. 4—Copy of clipping from the
newspaper, “Tuskegee News,” dated May 30,
1957 _______________________________ 19 16
R e c o r d P r e s s , P r i n t e r s , N e w Y o r k , N . Y . , A p r i l 19, 1960
11 IN D E X
Original Print
Record from the U.S.D.C. for the Middle District
of Alabama—Continued
Complaint—Continued
Exhibit No. 5—Photostat of map and clipping
from the newspaper, “Montgomery Adver
tiser,” dated May 19, 1957 ______________ 22 19
Exhibit No. 6 — Constitutional Amendment
relative to Macon County ______________ 23 20
Motions to strike _________________________ 24 21
Motions to dismiss ________________________ 26 22
Memorandum opinion, Johnson, J. ___________ 29 24
Judgment _______________________________ 39 31
Notice of appeal __________________________ 41 32
Cost bond on appeal (omitted in printing) ___ 42 33
Designation of record _____________________ 44 33
Clerk’s certificate (omitted in printing) ______ 46 33
Proceedings in U.S.C.A. for the Fifth Circuit ____ 47 33
Minute entry of argument and submission (omit
ted in printing) __________________________ 47 33
Opinion, Jones, J. -------------------------- 48 34
Dissenting opinion, Brown, J. ------------------------- 59 42
Concurring opinion, Wisdom, J. _______________ 89 65
Judgment _________________________________ 100 73
Clerk’s certificate (omitted in printing) ________ 101 73
Order extending time to file petition for writ of
certiorari ________________________________ 102 74
Order allowing certiorari ____________________ 103 74
1
[fol. 1]
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF ALABAMA
[Caption omitted]
C. G. G o m il l io n , C e l ia B . C h a m b e r s , A lm a R . C raig ,
F ra n k H. B e n t l e y , W il l ie I). B e n t l e y , K e n n e t h L.
B uford , W il l ia m J . W h it e , A u g u stu s 0 . Y o u n g , J r ,,
N e t t ie B. J o n es , D etr o it L e e , D e l ia D. S u lliv a n and
L ynnw ood T. D orsey on behalf of themselves and others
similarly situated, Plaintiffs,
versus
Phil M. L ig h t fo o t , as Mayor of the City of Tuskegee,
G. B. E dwards, J r ., L, D. G regory, F r a n k A. O s l in ,
W . F oy T h o m pso n and H . A. V a u g h a n , J r . as Members
of the Tuskegee City Council; 0. L. H o d n ett , as Chief
of Police of the City of Tuskegee, Alabama; E. C.
L e sl ie , C h a r les H u d d lesto n , J . T . D y so n , F . C. T h o m p
son and V ir g il G u t h r ie , as Members of the Board of
[fol. 2] Revenue of Macon County, Alabama; P reston
H ornsby , as Sheriff of Macon County, Alabama;
W illia m V a r n er , as Judge of Probate of Macon Count}7,
Alabama, C it y of T u sk e g e e , A la ., a Municipal Corp.,
Defendants.
A p p e a r a n c e s :
For Plaintiffs-Appellants: Mr. Fred D. Gray, 113 Mon
roe Street, Montgomery, Alabama, Mr. A rthur D. Shores,
1630 Fourth Avenue, North Birmingham, Alabama.
For Defendants-Appellees: Mr. H arry D. Raymon, Tus
kegee, Alabama, Messrs. Hill, Hill, Stovall & Carter, 2nd
Floor, Hill Building, P. 0. Box 116, Montgomery, Alabama.
C o m pl a in t -— Filed August 4, 1958
1.
Jurisdiction
Jurisdiction of this Court is invoked under Title 28,
United States Code, Section 1331. This action arises under
the due process and equal protection clauses of the Four
teenth Amendment of the Constitution of the United States,
[fol. 3] the Fifteenth Amendment of the Constitution of
th e 1 United States, and under Title 42, United States
Code, Section 1981, as hereinafter more fully appears. The
m atter in controversy, exclusive of interest and costs, ex
ceeds the sum or value of Ten Thousand ($10,000.00)
Dollars.
2.
Jurisdiction
Jurisdiction of this Court is also invoked under Title
28, United States Code, Section 1343 (3). This action is
authorized by Title 42, United States Code, Section 1983
to be commenced by any citizen of the United States or
other person within the jurisdiction thereof to redress
the deprivation under color of state law, statute, ordi
nance, regulation, custom, or usage of rights, privileges
and immunities secured by the Fourteenth and Fifteenth
Amendments of the Constitution of the United States and
by Title 42, United States Code, Section 1981, providing
for the equal rights of citizens and all persons within the
jurisdiction of the United States, as hereinafter more fully
appears. This is an action for temporary and permanent
injunction to restrain the defendants, officers of the City
of Tuskegee, and of Macon County, Alabama, their agents,
employees and their successors in Offices from the enforce
ment operation and execution of Act No. 140 of the 1957
Regular Session of the Alabama Legislature (passed
July 15, 1957), on the grounds that the aforesaid statute
denies rights, privileges and immunities secured by the
Fourteenth and Fifteenth Amendments of the Constitution
3
of the United States and by Title 42, United States Code,
[fol. 4] Section 1981, as hereinafter more fully appears.
3.
Jurisdiction
This is also a proceeding for declaratory judgment under
Title 28, United States Code, Sections 2201 and 2202, de
claring the rights and legal relationships of the parties in
tlie matter in controversy, to w it:
Whether the enforcement, execution or operation of Act
No. 140 of the 1957 Regular Session of the Alabama Legis
lature (passed July 15, 1957), as applied to the plaintiffs
and the class which they represent, by redefining the City
limits to exclude the plaintiffs and the class which they
represent from the City of Tuskegee solely because of their
race and color, deprives them of the right to vote in m u
nicipal elections for the City of Tuskegee, Alabama, denies
to them their rights, privileges and immunities as citizens
of the United States and the equal protection of the laws
as secured by the Fourteenth and Fifteenth Amendments
to the Constitution of the United States and rights and
privileges secured to them by Title 42, United States Code,
Sections 1981 and 1983, and is for the aforesaid reasons
unconstitutional and void.
4.
Class Action
Plaintiffs bring this action in their own behalf and on
behalf of all other Negro citizens of the United States
[fol. 5] and of the State of Alabama, residing within the
City limits of Tuskegee, Macon County, as those city
limits were constituted prior to the passage of Act No.
140 by the 1957 Regular Session of the Alabama Legisla
ture, which Negro citizens are similarly situated and
affected with reference to the m atters here involved. The
Members of this class are so numerous as to make it im
practicable to bring them all before the Court. There being
common questions of law and fact and a common relief
4
being sought, as hereinafter more fully appears, this action
is brought as a class suit pursuant to Buie 23A of the
Federal Eules of Civil Procedure. The members of this
class are fairly and adequately represented by the named
plaintiffs herein.
5.
Plaintiffs
Plaintiffs are Negro citizens of the United States and
of the State of Alabama who reside within the City limits
of Tuskegee, Macon County, as those city limits were con
stituted prior to the passage of Act No. 140 by the 1957
Eegular Session of the Alabama Legislature.
6.
Defendants
The Defendant, Phil M. Lightfoot, is a resident of Macon
County, Tuskegee, Alabama, and is Mayor of the City of
Tuskegee, Alabama. As such he is the chief executive officer
of the City of Tuskegee.
[fol. 6] The Defendants, Gf. B. Edwards, Jr., L. I).
Gregory, Frank A. Oslin, W. Foy Thompson and H. A.
Vaughan, Jr., are all residents of Tuskegee and duly
elected members of the Tuskegee City Council. As members
of the Tuskegee City Council, they are the governing body
of said City and are charged by law with the responsibility
for seeing to the enforcement of all state statutes and city
ordinances affecting the City of Tuskegee.
The Defendant, 0. L. Hodnett, is Chief of Police of
the City of Tuskegee, and as such Officer, it is his duty
to enforce all state statutes and city ordinances affecting
the City of Tuskegee, Alabama.
The Defendants, E. C. Leslie, Charles Huddleston, J. T.
Dyson, F. C. Thompson and Virgil Guthrie are the duly
elected members of the Board of Eevenue of Macon County,
Alabama, which Board is the general governing body of
Macon County.
The Defendant, Preston Hornsby, is the duly elected
Sheriff of Macon County, Alabama and as such, he is the
5
chief law enforcement Officer of said County and is charged
by law with the duty to enforce all state statutes affecting
Macon County, Alabama.
The Defendant, William Varner, is the duly elected
Judge of Probate, whose duty it is, among other things,
to compile a list of the qualified registered voters who
are eligible to vote in municipal elections in the various
cities and towns in Macon County, Alabama, including
the City of Tuskegee. The Defendant, the City of Tus-
kegee, Ala., is a municipal corp. organized and existing
[fol. 7] under the Law of the State of Alabama.
7.
Act No. 140
Act No. 140 of the 1957 Regular Session of the Alabama
Legislature, passed on July 15, 1957 (attached hereto as
plaintiffs’ Exhibit No. 1, and made a part of this Com
plaint), is “an Act to alter, re-arrange, and re-define the
boundaries of the City of Tuskegee in Macon County.”
The aforesaid Act recites no reasons for the change in
boundaries, but a map showing the city limits of Tuskegee
before and after the passage of the act (attached hereto
as plaintiffs’ Exhibit No. 2, and made a part of this Com
plaint) reveals its necessary effect and obvious purpose
as hereinafter more fully appears. P rio r to the time when
Act No. 140 became law, Tuskegee was square-shaped. It
contained approximately 5,397 Negroes, of whom about
400 were qualified as voters in the City of Tuskegee and
approximately 1,310 white persons, of whom approximately
600 were (and are) qualified voters in said City. As re
defined by said Act No. 140, Tuskegee resembles a “sea
dragon”, with Negro neighborhoods, including the site of
the Tuskegee Institute, eliminated. In general, no white
persons, but several thousand Negroes including all but
four or five qualified voters, have been excluded or “re
moved” from the City of Tuskegee by Act No. 140. The
aforesaid Act deprives plaintiffs and those similarly situ
ated of the right to vote in municipal elections solely
on account of their race and color in violation of the Four-
6
[fol. 8] teentli and Fifteenth Amendments of the Consti
tution of the United States.
8.
Purpose of Act No. 140
Act No. 140 is another device in a continuing attempt
on the part of the State of Alabama to disenfranchise
Negro citizens. Tuskegee is located approximately forty
miles northeast of Montgomery, Alabama in Macon County,
of which it is the County seat. Approximately seven-eighths
(%) of the persons in Macon County are Negroes.
Macon County had no Board of Registrars to qualify
applicants for voter registration for more than eighteen
months, from January 16, 1956 to June 3, 1957. Plaintiffs
allege that the reason for no Macon County Board of
Registrars is that almost all of the white persons possess
ing the qualification to vote in said County are already
registered, whereas thousands of Negroes, who possess
the qualifications, are not registered and cannot vote.
The present Act No. 140 was introduced into the Ala
bama State Legislature on June 7, 1957 by State Senator
Sam Engelhardt of Macon County. Senator Engelhardt
was at that time Executive Secretary for the White Citi
zens’ Council for the State of Alabama, an organization
dedicated to the principles of white supremacy and pre
vention of integration of the white and Negro races. In
1951, Senator Engelhardt was the author of Act No. 606,
which became law on September 4, 1951 (a copy of which
[fol. 9] is attached hereto as plaintiffs’ Exhibit No. 3, and
made a p a rt of this Complaint). This Act prohibited
“single-shot” voting in elections where more than one place
was to be filled, thereby preventing Negroes in the City
of Tuskegee from guaranteeing the election of one member
of the City Commission by use of the “single-shot” vote.
During the week of May 12, 1957, State Senator Engel
hardt published a copy of the local bill, which was later
passed as Act No. 140, in the Tuskegee News, a weekly
newspaper (attached hereto as plaintiffs’ Exhibit No. 4,
and made a p a rt of this Complaint). The bill was made
7
known generally through a story, written by Bob Ingram,
appearing in the Montgomery Advertiser on May 19, 1957
(attached hereto as plaintiffs’ Exhibit No. 5, and made a
part of this Complaint). The aforesaid newspaper article
cited the “obvious” purpose of the bill, i.e., “to assure
continued white control in Tuskegee City elections.” Ac
cording to the same newspaper article, “Engelhardt also
disclosed he was contemplating a proposal to abolish
Macon County entirely if it became apparent that Negroes
might gain control of the ballot boxes.” In December,
1957, Alabama voters approved Senator Engelhardt’s con
stitutional amendment to permit the abolition of Macon
County (a copy of the constitutional amendment is attached
hereto as plaintiffs’ Exhibit No. 6, and made a p a rt of
this Complaint; an article in Time Magazine, December 30,
1957, page 17 is attached hereto as plaintiffs’ Exhibit No. 7
and made a part of this Complaint).
[fol. 10] 9.
Effect of Act No. 140
As a result of their exclusion from Tuskegee under
Act No. 140, plaintiffs have been deprived of the services
of City policemen to patrol the school-zoned areas during
certain hours as well as of the benefits of general street
improvement and the paving of a particular street before
August, 1957, as promised by the City prior to the passage
of Act No. 140—denials of property rights without due
process of law and on account of their race and color in
violation of the Fourteenth Amendment to the Constitu
tion of the United States. As result of the rearing, re
arranging, and re-defining of the boundaries of the City
Tuskegee, Alabama pursuant to Act No. 140, the plain
tiffs and the class which they represent are not eligible
to vote in municipal elections of the City of Tuskegee,
Alabama. Plaintiffs have suffered and are threatened with
further deprivations of their property without having the
right to vote in Tuskegee municipal elections as heretofore
alleged.
8
Effect of Act No. 140
Act No. 140 deprives plaintiffs on account of their race
and color not only of their right to vote in the aforesaid
elections but also of their rights to effective participation
in Tuskegee’s municipal affairs, i.e., their rights of free
speech, press, and petition as residents and citizens of
Tuskegee—all in violation of the due process and equal
[fol. 11] protection clauses of the Fourteenth and Fifteenth
Amendments to the Constitution of the United States.
Plaintiffs and those similarly situated are suffering
irreparable injury to their rights to vote, to free speech,
press, and petition, and to property by reason of the Act
herein complained of. They have no plain, adequate or
complete remedy to redress these wrongs other than by
this suit for declaratory judgment and injunctive relief.
Any other remedy would be attended by such uncertainties
and delays as to deny substantive relief, would involve
a multiplicity of suits, and would cause further irreparable
injury, damage and inconvenience to plaintiffs and those
similarly situated.
Wherefore, plaintiffs respectfully pray that, upon filing
of this Complaint, as may appear proper and convenient
to the Court will advance this cause or its docket and
order a speedy hearing thereon according to law and upon
such hearing:
(1) The Court issue a decree adjudging Act No. 140
of the 1957 Regular Session of the Alabama Legislature,
as applied to the plaintiffs and class which they represent,
in violation of the due process and equal protection clauses
of the Fourteenth Amendment of the Constitution of the
United States and in violation of the Fifteenth Amendment
of the Constitution of the United States, and
(2) That the Court enter a preliminary injunction pend
ing the final disposition of the case, restraining and en
joining the defendants and each of them, and their servants,
agents and successors in office from enforcing or executing
10.
9
[fol. 12] the aforesaid Act against plaintiffs and those
similarly situated, and from denying plaintiffs and those
similarly situated the right to vote in Tuskegee municipal
elections, and to be recognized and treated in all respects
as citizens of the City of Tuskegee, and
(3) That the Court enter a permanent injunction re
straining and enjoining defendants and each of them, and
their servants, agents and successors in office from en
forcing or executing the aforesaid Act against plaintiffs
and those similarly situated, and from denying plaintiffs
and those similarly situated the right to vote in Tuskegee
municipal elections, and to be recognized and treated in
all respects as citizens of the City of Tuskegee, and
(4) That the Court allow plaintiffs their costs herein,
and grant such further, other additional or alternative
relief as may appear to the Court to be equitable and just
in the premises.
Fred D. Gray, A ttorney for the Plaintiffs.
Fred D. Gray, 113 Monroe Street, Montgomery, Alabama.
Duly sworn to by Kenneth L. Buford, jurat omitted in
"printing.
[fol. 13]
E x h ib it No. 1 to C o m pl a in t
Each Probate Judge, Sheriff, and the Clerk and Reg
ister of the Circuit Court is required by law to preserve
this slip or pamphlet in a book kept in his office until the
Act is published in permanent form.
Alabama Law.
(Regular Session, 1957.)
Act No. 140 S.291—Engelhardt
An Act.
To alter, re-arrange, and re-define the boundaries of the
City of Tuskegee in Macon County.
10
Be It Enacted by the Legislature of Alabama:
Section 1. The boundaries of the City of Tuskegee in
Macon County are hereby altered, re-arranged and re
defined so as to include within the corporate limits of
said municipality all of the territory lying within the fol
lowing described boundaries, and to exclude all territory
lying outside such boundaries:
[fol. 14] Beginning a t the Northwest Corner of Section
30, Township 17-N, Range 24-E in Macon County,
Alabama; thence South 89 degrees 53 minutes East,
1160.3 feet; thence South 37 degrees 34 minutes East,
211.6 feet; thence South 53 degrees 57 minutes West,
545.4 feet; thence South 36 degrees 03 minutes East,
1190.0 feet; thence South 53 degrees 57 minutes West,
675.2 feet; thence South 36 degrees 19 minutes East,
743.4 feet; thence South 33 degrees 50 minutes East,
1597.4 feet; thence North 61 degrees 26 minutes East,
1122.8 feet; thence North 28 degrees 34 minutes West,
50.0 feet; thence North 59 degrees 11 minutes East,
1049.3 feet; thence South 30 degrees 48 minutes East,
50.0 feet; thence North 50 degrees 08 minutes East,
341.1 feet; thence North 47 degrees 08 minutes East,
1239.4 feet; thence South 42 degrees 51 minutes East,
300.0 feet; thence South 47 degrees 00 minutes West,
1199.5 feet; thence South 64 degrees 09 minutes East,
1422.0 feet; thence South 24 degrees 13 minutes East
488.7 feet; thence South 73 degrees 25 minutes West,
370.8 feet; thence North 79 degrees 25 minutes West,
2285.3 feet; thence South 61 degrees 26 minutes West,
1232.6 feet; thence South 41 degrees 03 minutes East
792.3 feet; thence South 12 degrees 03 minutes East,
842.2 feet; thence North 88 degrees 09 minutes East,
4403.6 feet; thence South 0 degrees 15 minutes West,
6008.2 feet; thence North 89 degrees 59 minutes West,
4140.2 feet; thence North 34 degrees 46 minutes West,
6668.7 feet; thence North 35 degrees 00 minutes West,
380.4 feet; thence North 16 degrees 55 minutes West,
377.2 feet; thence North 54 degrees 29 minutes East,
497.8 feet; thence North 35 degrees 02 minutes West,
1 1
717.5 feet; thence South 54 degrees 03 minutes West,
1241.9 feet; thence North 36 degrees 09 minutes West,
858.4 feet; thence North 44 degrees 28 minutes East
[fol. 15] 452.2 feet; thence North 22 degrees 33 minutes
East, 4305.9 feet; thence North 86 degrees 43 minutes East,
236.3 feet to the point of beginning.
Section 2. All laws or parts of laws which conflict with
this Act are repealed.
Section 3. This Act shall become effective immediately
upon its passage and approval by the Governor, or upon
its otherwise becoming a law.
This bill became an Act on July 15, 1957 without ap
proval by the Governor. I
I hereby certify that the foregoing copy of an Act of
the Legislature of Alabama has been compared with the
enrolled Act and it is a true and correct copy thereof.
Given under my hand this 15 day of July, 1957.
J . E. S p e i g h t ,
Secretary of Senate.
12
[fol. 16]
E x h ib it No. 2 to Co m p la in t
(See Opposite) BSP3
13
u
[fol. 17]
Alabama Law.
(Regular Session, 1957.)
Act No. 606 H. 722-Engelhardt
An Act.
Relating to elections; prohibiting single shot voting in
municipal election; providing that when two (2) or more
candidates are to be elected to the same office, the voter
must express his choice for as many candidates as there
are places to be filled.
Be I t Enacted by the Legislature of A labam a:
Section 1. A ballot commonly known or referred to as
“a single shot” shall not be counted in any municipal elec
tion. When two (2) more candidates are to be elected
to the same office, the voter must express his choice for
as many candidates as there are places to be filled and
if he fails to do so, his ballot, so far as that particular
office is concerned shall not be counted and recorded.
Section 2. All laws or parts of laws which conflict with
this Act are repealed.
Section 3. This Act shall become effective immediately
upon its passage and approval by the governor or upon
its otherwise becoming a law.
Approved September 4, 1951.
Tim e: 11:18 A.M.
E x h ib it No. 3 to Co m p la in t
15
Article In Time Magazine, December 30, 1957,
Page 17.
How to Deny A Vote.
In the opinion of Alabama’s Eacist State Senator Sam
Engelhardt, Jr., if yon can’t lick ’em, the best thing to
do is scatter ’em. Panicky because Negro vote strength
was rising in his county seat of Tuskegee (population
6,700), Engelhardt last May authored a gerrymander that
jig-sawed more than 400 Negro residents—and the re
spected Negro Tuskegee Institute—outside the city’s limits.
Forthwith, the city of Tuskegee was hard hit by a Negro
boycott (Time, July 8) that slashed white merchants’ busi
ness 50%, shut down stores that depended prim arily on
Negro trade. Incensed at the boycott, alarmed because
Tuskegee-encompassing Macon County is 84% Negro,
Senator Engelhardt, officer in the lily-white Alabama
Association of Citizens’ Councils, hatched a king-size gerry
mander. Last week, by a 21,012 vote margin, Alabama
voters approved his constitutional amendment to abolish
Macon County.
Opposition to the Engelhardt proposal was strong, not
because many Alabamans were suddenly reconciled to
Negro voting, but because they agreed with the Birming
ham News that “it leaves unanswered a number of ques
tions as to division of tax moneys and the responsibilities
for the areas of Macon which may be divided.” Nonethe
less, the Engelhardt plan can now run its course. When
ever they choose, commissioners of Macon County can meet
[fol. 19] commissioners of abutting Tallapoosa, Elmore,
Lee, Bullock and Montgomery Counties, apportion among
the other five Macon County’s 618 square miles. Then,
when the legislature approves, Macon County will dis
appear.
[fo l. 18]
E x h ib it N o. 7 to Co m p la in t
16
E x h ib it No. 4 t o C o m p l a i n t
(Newspaper Clipping.)
5-30-57 Tusk. News
Notice.
State of Alabama,
County of Macon.
Notice is hereby given that a bill substantially as follows
will be introduced in the Legislature of Alabama and ap
plication for its passage and enactment will be made, to-wit:
A Bill to be Entitled an Act:
To alter, re-arrange, and re-define the boundaries of
the City of Tuskegee in Macon County.
Be I t Enacted by the Legislature of A labam a:
Section 1. The boundaries of the City of Tuskegee in
Macon County are hereby altered, re-arranged and re
defined so as to include within the corporate limits of said
municipality all of the territory lying within the follow
ing described boundaries, and to exclude all territory lying
outside such boundaries:
Beginning a t the Northwest Corner of Section 30, Town
ship 17-N, Bange 24-E in Macon County, Alabama : thence
[fol. 20] South 89 degrees 53 minutes East, 1160.3 feet;
thence South 37 degrees 34 minutes East, 211.6 fee t; thence
South 53 degrees 57 minutes West, 545.4 feet; thence
South 36 degrees 03 minutes East, 1190.0 feet; thence
South 53 degrees 57 minutes West, 675.2 feet; thence
South 36 degrees 19 minutes East, 743.4 feet; thence South
33 degrees 50 minutes East, 1597.4 feet; thence North 61
degrees 26 minutes East, 1122.8 feet; thence North 28 de
grees 34 minutes West, 50.0 feet; thence North 59 degrees
11 minutes East, 1049.3 fee t; thence South 30 degrees 48
minutes East, 50.0 feet; thence North 50 degrees 08 min
utes East, 341.1 feet; thence North 47 degrees 08 minutes
East, 1239.4 feet; thence South 42 degrees 51 minutes East
17
300.0 feet; thence South 47 degrees 00 minutes West, 1199.5
feet; thence South 64 degrees 09 minutes East, 1422.0 feet;
thence South 24 degrees 13 minutes East 488.7 fee t; thence
South 73 degrees 25 minutes West, 370.8 feet; thence North
79 degrees 25 minutes West, 2285.3 feet; thence South
61 degrees 26 minutes West, 1232.6 feet; thence South 41
degrees 03 minutes East 792.3 feet; thence South 12 de
grees 03 minutes East, 842.2 feet; thence North 88 degrees
09 minutes East, 4403.6 feet; thence South 0 degrees 15
minutes West 6008.2 feet; thence North 89 degrees 59 min
utes West, 4140.2 feet; thence North 34 degrees 46 minutes
West 6668.7 feet; thence North 35 degrees 00 minutes West,
380.4 feet; thence North 16 degrees 55 minutes West 377.2
feet; thence North 54 degrees 29 minutes East, 497.8 feet;
thence North 35 degrees 02 minutes W st 717.5 feet; thence
South 54 degrees 03 minutes West, 1241.9 feet; thence
North 36 degrees 09 minutes West 858.4 feet; thence North
44 degrees 28 minutes East 452.2 feet; thence North 22
degrees 33 minutes E ast 4305.9 feet; thence North 86 de
grees 43 minutes East, 236.3 feet to the point of beginning
[fol. 21] Section 2. All laws or parts # * # laws which
conflict with this * * * are repealed.
Section 3. This Act shall be * * * effective immediately
upon its # # * sage and approval by the * # * or upon its
otherwise # * law.
(* * #—Printing of newspaper clipping torn a t corner of
original exhibit and therefore not legible.)
E x h ib it N o. 5 to Co m p la in t
(See Opposite) B5P3
SUNDAY, MAY 19 , 1997 Mtgy Adv. - A la Jour
* MOVES1 NEGROES
ENGELHARDT B IL L
TO SHRINK CITY
By Bob Ingrain
S t a t e S e n . Sam E n g e l h a r d t o f M a c o n , I n a n o t h e r b i d t o maintain
t o t a l s e g r e g a t i o n i n h i s c o u n t y , h a s p r e p a r e d a b i l l f o r I n t r o d u c t i o n
i n t h e L e g i s l a t u r e d e s i g n e d t o a s s u r e c o n t i n u e d w h i t e c o n t r o l i n
19
20
Constitutional Amendment Relative to Macon County.
“The Legislature may, with or without the notice pre
scribed by Section 106 of this Constitution, by a majority
vote of each house, enact general or local laws altering
or re-arranging the existing boundaries, or reducing the
area of, or abolishing, Macon County, and transferring
its territory, or any p art thereof, and its jurisdiction and
functions to contiguous counties. Toward this end, there
shall be a committee composed of the senators and rep
resentatives who now represent the counties of Bullock,
Elmore, Lee, Macon, Montgomery, and Tallapoosa in the
Legislature to study and determine the feasibility of
abolishing Macon County or reducing its area, and to
formulate the legislation deemed necessary for such pur
pose. The committee shall select a chairman and a vice-
chairman from among their number, shall meet on the
call of the chairman, and shall report its findings, con
clusions, and recommendations to the Legislative Council
on or before the first F riday in October 1958; and the
Legislative Council shall submit such report and any leg
islation proposed by the committee to the Legislature at
the 1959 regular session thereof. The committee shall he
discharged upon the filing of its report with the Legislative
Council. Committee members shall be entitled to receive
an amount equal to their regular legislative per diem and
allowances for each day they serve, not to exceed fifty days
altogether. The committee may employ such engineering,
technical, clerical, and stenographic personnel as may he
be necessary for the conduct of its work, and may fix
their compensation. The compensation and expenses of
the committee and its employees, and the other necessary
[fol. 24] expenses incurred by the committee, shall be paid
from any money in the state treasury not otherwise ap
propriated, on requisitions certified by the committee chair
man; provided that the aggregate amount to be expended
[ fo l. 23]
E x h i b i t No. 6 t o C o m p l a i n t
2 1
by the committee shall not exceed the sum of fifty thousand
dollars.”
Passed the Senate August 23, 1957.
Passed the House September 13, 1957.
Approved by the Electors December, 1957.
I n U n i t e d S t a t e s D i s t r i c t C o u r t
M o t i o n s t o S t r i k e — Filed August 25, 1958
I.
Come now the defendants, separately and severally, and
move the Court to strike plaintiffs’ complaint filed herein
on the grounds:
1. Said complaint is not in accordance with Rule 8(e)
of the Federal Rules of Civil Procedure.
2. Said complaint contains m atters and exhibits which
are redundant.
3. Said complaint contains m atters and exhibits which
are impertinent.
[fol. 25] II.
Without waiving the foregoing Motions to Strike the
entire Complaint, come now the defendants, separately and
severally, and in the alternative, move the Court to strike
from the plaintiffs’ complaint that portion thereof under
the subdivisions designated “8.” and “9.”, and Exhibits 3,
5, 6 and 7, and as grounds for said motion say :
1. Said m atters and exhibits are redundant.
2. Said matters and exhibits are immaterial.
3. Said m atters and exhibits are impertinent.
H arry D. Raymon (H arry D. Raymon), and Hill,
Hill, Stovall & Carter, Thos. B. Hill, Jr., James
J . Carter, Attorneys for Defendants.
Harry D. Raymon, Tuskegee, Alabama.
Hill, Hill, Stovall & Carter, Second Floor, Hill Building,
P. 0. Box 116, Montgomery, Alabama.
Certificate of Service (omitted in printing).
22
I n U n i t e d S t a t e s D i s t r i c t C o u r t
M o t i o n s t o D i s m i s s —Filed August 25, 1958
Come now the defendants, separately and severally, and
move the Court as follows:
1. To dismiss the action because the complaint fails
to state a claim against defendants upon which relief can
be granted.
2. To dismiss the action for lack of jurisdiction.
3. To dismiss the action for that it affirmatively appears
from the complaint that plaintiffs seek to have declared
void a duly and lawfully enacted statute of the State of
Alabama fixing and determining the corporate limits of a
municipality.
4. To dismiss the action for that the fixing of boundaries
of municipal corporations is a m atter for the State Legis
lature acting in accordance with the State Constitution.
[fol. 27] 5. To dismiss the action for that a State may at
its pleasure expand or contract the territorial area of a
municipal corporation.
6. To dismiss the action for that plaintiffs seek to have
the Court strike down a statute of the State of Alabama
fixing and defining the corporate limits of the City of
Tuskegee, Alabama, and as to boundaries of municipal
corporations the State is supreme, and its Legislative body
conforming its action to the State Constitution, may do
as it will, unrestrained by any provision of the Constitution
of the United States.
7. To dismiss the action for that plaintiffs seek to have
this Court strike down a statute of the State of Alabama
fixing and defining the territorial limits of a municipal
corporation, and to have the Court establish new boundaries
for the municipal corporation, and this Court is without
jurisdiction to do so.
[ fo l. 26]
SUNDAY, MAY 1 9 , 1957 Mtgy Adv. - Ala Jour
1 MOVES1 NEGROES
ENGELHARDT BILL
TO SHRINK CITY
By Bob Ingram
S ta te S en . Sam E ngelhardt o f Macon, In another b id to m a in ta in
t o t a l s e g r e g a tio n in h is cou n ty , has prepared a b i l l fo r in tr o d u c t io n
in th e L e g is la tu r e d esig n ed to a ssu re co n tin u ed white, c o n tr o l in
Tuskegee c i t y e le c t io n s *
The lo c a l b i l l , a d v e r t is e d fo r th e first time this past week in
th e w eek ly Tuskegee News, would so rearrange and alter the city limits
o f Tuskegee as to ex c lu d e p r a c t i c a l ly a l l of the Negro families.
The b i l l o b v io u s ly was co n ce iv ed as a r e s u l t o f th e heavy Negro
r e g i s t r a t io n in T u sk egee. N egroes have r e g is t e r e d in such numbers in
th a t c i t y as to make i t a d i s t i n c t p o s s i b i l i t y th a t a member o f t h e ir
ra ce co u ld be e le c t e d to m u n ic ip a l o f f i c e .
JUST 'LOCAL BILL*
A lthough no o f f i c i a l r eco rd s are a v a i l a b l e ,it is emtimated th a t
N egroes com prise from 35 to IpO per cent of the total vote in the city
o f T u sk egee.
W hile th e purpose o f th e lo c a l b i l l i s o b v io u s , N e ith er
E ngelhardt nor Tuskegee Mayor P h il L ig h tfo o t w i l l d is c u s s th e m easure.
" I t i s n o th in g but a local bill,
o n ly ," E ngelhardt d e c la r e d . He would
a f f e c t in g th e c i t y o f Tuskegee
say no m ore.
Mayor L ig h tfo o t in d ic a te d he was n ot too fa m ilia r w ith th e
m easure.
*1 fr a n k ly h a v e n 't even s tu d ie d th e b i l l ,
c lo s e r lo o k a t i t r e a l soon ," L ig h tfo o t s a id ,
to make a survey to see ju s t what i t d o es ."
b u t we w i l l tak e a
"I g u ess we w i l l have
c^ a l l y a su rvey has a lrea d y been made and i t shows th a t the
C ij ° f T u sk egee , now p e r f e c t ly square in sh ap e , w i l l be so
r e d e f in e d as to lo o k l i k e th e o u t l in e o f a se a dragon.
Tuskegee I n s t i t u t e and th e surrounding r e s id e n t ia l a rea h e a v ily
p o p u la ted w ith N egroes w i l l be removed e n t i r e ly from th e c i t y l i m i t s .
So w i l l s e v e r a l o th er s e c t io n s o f th e c i t y where th ere are Negro
r e s id e n t ia l a r e a s . 6
of‘f*«r.2He oTw S ef 0\ r e S ld ! ? t Wh° made a th orou Sh. a p p r a is a l o f th e b i l l o f f e r e d a b r i e f o b se r v a t io n :
- , , ! He ?l l p Ped up a couPl e of p la c e s and l e f t about 15 or 20 Negro
fa m il ie s in s id e th e c i t y l i m i t s . I g u ess he wanted to be f a i r a W
* haad, o f th e p r o -s e g r e g a t io n Alabama A ssn , o f C it iz e n s
C o r n e lls , e a r l i e r took s te p s toward le s s e n in g th e chances o f N egroes
b e in g e le c t e d to o f f i c e in T uskegee.
in pushed t t o w s h a b i l l p r o h ib it in g " s in g le -s h o t" v o t in g
i ” a c t io n s where more than one p la c e was to be f i l l e d . Had " s in g le -
sh o t b a l lo t in g been p erm itted N egroes in Tuskegee cou ld have v o ted
S l i - n n f nc co n d id a te In C ity Commission r c - e s and in so d o in g a l l but
guarantee th e e le c t io n o f th e p erson th ey fa v o r e d .
However under th e law p assed in 19di ..
many ca n d id a te s as th ere are p la c e s to f U l f ° te lo r as
Only l a s t week E ngelhardt a ls o d is c lo s e d ho was contem n!at
a p ro p o sa l to a b o lis h Macon County e n t i r e ly i f -ft p ®
th a t N egroes m ight g a in c o n tr o l o f b a l l o t b o x e s!
24
In U n i t e d S t a t e s D i s t r i c t C o u r t
M e m o r a n d u m O p i n i o n —October 28,1958
This is an action brought by the plaintiffs, and the
class they represent, against the defendants, who are
officials of the municipality of Tuskegee, Alabama, mem
bers of the Board of Revenue of Macon County, Alabama,
and officials of Macon County, Alabama, in which county
the municipality of Tuskegee is located. The action seeks
a declaratory judgment, rendering invalid Act No. 140 en
acted by the Legislature of the State of Alabama during
its 1957 Regular Session. Plaintiffs allege that said Act
is invalid in that it is, as to them and the class they repre
sent, in violation of the due process and equal protection
clauses of the Fourteenth Amendment of the United States
Constitution and also in violation of the Fifteenth Amend
ment of the Constitution of the United States. Plaintiffs
also seek to have this Court enjoin the above-named de
fendants in their official capacity from enforcing and ex
ecuting the Act as to them and those that are similarly
situated.
The m atter is now submitted to the Court upon the
motion of the defendants seeking to have this Court dismiss
the complaint. This motion to dismiss raises the issues that
the complaint fails to state a claim against these defendants
upon which relief can be granted and lack of jurisdiction
insofar as this Court is concerned. More specifically, in
their motion to dismiss, these defendants state that this
Court, and any other Court, does not have the authority or
[fol. 30] jurisdiction to declare void a duly and lawfully
enacted statute of the State of Alabama fixing and deter
mining the corporate limits of a municipality. The defen
dants argue that the fixing of boundaries of a municipal
corporation in the State of Alabama is a m atter for the
Legislature of the State of Alabama, acting in accordance
with the State Constitution and is not, in instances such
as this, subject to the jurisdiction, the control, or the super
vision of the Federal Courts. The defendants argue, fur
ther, that it is outside the jurisdiction of the Federal Courts
to ascertain or inquire into, to question or determine the
[fol. 29]
25
wisdom or tile policy of the Legislature of the State of
Alabama in fixing and determining the boundaries of a
municipal corporation in this State.
The m atter is also submitted upon the motion of these
defendants seeking to have this Court strike plaintiffs’ com
plaint upon the ground that the complaint is not in accord
ance with Rule 8(e) of the Federal Rules of Civil Procedure.
In this motion, defendants state that the complaint contains
matters that are redundant, immaterial, and impertinent.
Generally, the matters set out in the complaint, of which
defendants complain in their motion to strike, relate to
the motive or motives of the Legislature of the State of
Alabama in passing the Act in question.
On July 15, 1957, the Legislature of the State of Ala
bama, in its Regular Session, passed Special Act No. 140.
This Act is entitled, “An Act To alter, rearrange, and re
define the boundaries of the City of Tuskegee in Macon
County.” The Act then describes in detail the territory the
Legislature intends to be included within the municipality
[fol. 31] of Tuskegee, Alabama, and specifically excludes all
territory lying outside such described boundaries. Prior
to the passage of Act No. 140, the boundaries of the munici
pality of Tuskegee formed a square, and, according to the
complaint the defendants seek to strike and dismiss, con
tained approximately 5,397 Negroes, of whom approxi
mately 400 were qualified as voters in Tuskegee, and con
tained approximately 1310 white persons, of whom approxi
mately 600 were qualified voters in said municipality. As
the boundaries are redefined by said Act No. 140, the
municipality of Tuskegee resembles a “sea dragon.” The
effect of the Act is to remove from the municipality of
Tuskegee all but four or five of the qualified Negro voters
and none of the qualified white voters. Plaintiffs state
that said Act is but another device in a continuing attempt
to disenfranchise Negro citizens not only of their right to
vote in municipal elections and participate in municipal af
fairs, but also of their right of free speech and press, on
account of their race and color.
In connection with defendants’ motion to strike plaintiffs’
complaint upon the ground that it violates Rule 8(e) of
the Federal Rules of Civil Procedure, it is the opinion of
26
this Court that the question of whether a complaint or, for
that matter, any pleading violates said rule is dependent
upon the circumstances of the particular case. For one of
the several recent cases upholding this proposition, see At
wood v. Humble Oil & Refining Company, 5th Cir., 1957, 243
F. 2d 835. In other words, as to what is a short and plain
statement of claim, as to what constitutes redundant, im
material, or impertinent matters, within the meaning of this
rule, depends upon the particular case involved. This Court
[fol. 32] is of the opinion that in this case the complaint
does not violate Rule 8(e) and that defendants’ motion
to strike should be overruled and denied.
In passing upon the merits of defendants’ motion to dis
miss, it is first necessary to determine by what authority
the Alabama Legislature in this instance acted. In this
connection it appears that subsection 18 of §.104 of the
Constitution of Alabama of 1901 authorizes the Legislature
of the State of Alabama to pass acts such as Act No. 140
passed at the 1957 Regular Session. That particular section
of the Constitution of Alabama reads as follows:
“ (18) Amending, confirming, or extending the charter of
any private or municipal corporation, or remitting the for
feiture thereof; PROVIDED, THIS SHALL NOT PRO
H IB IT THE LEGISLATURE FROM ALTERING OR
REARRANGING THE BOUNDARIES OF THE CITY,
TOWN OR VILLAGE.” (Emphasis supplied.)
The Supreme Court of the State of Alabama has the
same authority insofar as the Constitution of the State of
Alabama is concerned, that the Supreme Court of the
United States has insofar as the Constitution of the United
States is concerned. The authority of each Court in inter
preting and passing upon questions arising out of the
respective Constitutions is supreme. See Willys Motors v.
Northwest Kaiser-Willys, 142 F. Supp. 469 and the cases
cited therein. The Supreme Court of the State of Alabama
has held that the above-quoted part of the Constitution of
Alabama permits legislation by local law concerning the
alteration or rearrangement of cities, towns, or villages
[fol. 33] without regard to the general law on the subject.
See City of Ensley v. Simpson, 166 Ala. 366, 52 So. 61,
and State v. Gullatt, 210 Ala. 452, 98 So. 373. Thus this
27
Court must and does now conclude that the Legislature
of the State of Alabama had under the Constitution of the
State of Alabama and the interpretation of that Constitu
tion by the Supreme Court of the State of Alabama, the
authority to pass the Act in question.
This Court must therefore now proceed to a determina
tion of the question as to whether or not the legislature
of a state, or the state acting through its duly elected legis
lature, may, within the limits of its authority and without
any interference from the Federal Courts, when there is no
restraint on said acts specifically made by the Federal Con
stitution, pass an act such as Act No. 140 of the 1957 Regular
Session of the Legislature of the State of Alabama. To put
the question more concisely, can the legislature of a state
arbitrarily change the territorial limits of a municipality
within the state ? There is a considerable amount of general
law on the subject. The principles are stated in 16 C.J.S.,
Constitutional Law, page 706, and 37 Am. Jur., Municipal
Corporations, page 652. However it is not necessary for this
Court to rely upon general propositions in deciding this
particular question, since the Federal Courts have been
faced with similar questions for many years. One of the
earlier cases, and possibly the leading case on the subject,
is Laramie County v. Albany County, et ah, 1875, 92 U.S.
307. In that ease the Supreme Court of the United States
commenting upon the authority of the legislature to control
political subdivisions within the state, said:
[fol. 34] “Counties, cities, and towms are municipal corpo
rations, created by the authority of the legislature; and they
derive all their powers from the source of their creation,
except where the constitution of the State otherwise pro
vides.”
“Unless the Constitution otherwise provides, the legis
lature still has authority to amend the charter of such a
corporation, enlarge or diminish its powers, extend or limit
its boundaries, divide the same into two or more, consoli
date two or more into one, overrule its action whenever it
is deemed unwise, impolitic, or unjust, and even abolish the
municipality altogether, in the legislative discretion. Cooley
on Const., 2d ed., 192.”
Further in the opinion the Court stated:
“Opposition is sometimes manifested; but it is every
where acknowledged that Vthe legislature possesses the
power to divide counties and towns at their pleasure and to
apportion the common property and the common burdens
in such manner as to them may seem reasonable and equit
able. (Cases cited.)”
Approximately four years later, the Supreme Court of
the United States was faced with a similar question in the
case of Mount Pleasant v. Beckwith, 1879, 100 U.S. 514.
Again the Supreme Court recognized the authority of the
State, acting through its duly elected and convened legis
lative body, when it stated:
“Counties, cities, and towns are municipal corporations
created by the authority of the legislature, and they de
rive all their powers from the source of their creation,
[fol. 35] except where the Constitution of the State other
wise provides.”
“Corporations of the kind are composed of all the in
habitants of the territory included within the political or
ganization, each individual being entitled to participate in
its proceedings; but the powers of the organization may
be modified or taken away at the mere will of the legisla
ture, according to its own views of public convenience, and
without any necessity for the consent of those composing
the body politic.”
“Powers of a defined character are usually granted to
a municipal corporation, but that does not prevent the legis
lature from exercising unlimited control over their charters.
I t still has authority to amend their charters, enlarge or
diminish their powers, extend or limit their boundaries,
consolidate two or more into one, overrule their legislative
action whenever it is deemed unwise, impolitic, or unjust,
and even abolish them altogether, in the legislative discre
tion, and substitute in their place those which are different.
Cooley Const. Lim., (4th ed.) 232.”
Probably one of the most emphatic statements to come
from the Supreme Court of the United States on this
proposition is in the case of Hunter v. City of Pittsburgh,
1907, 207 U.S. 161, wherein the Court stated:
29
“We have nothing to do with the policy, wisdom, justice
or fairness of the act under consideration; those questions
are for the consideration of those to whom the State has
[fol. 36] entrusted its legislative power, and their deter
mination of them is not subject to review or criticism by
this Court.”
In the Hunter v. Pittsburgh case, the Court went on to
state:
“We have nothing to do with the interpretation of the
constitution of the State and the conformity of the enact
ment of the Assembly to that constitution; those questions
are for the consideration of the Courts of the State, and
their decision of them is final.”
As to the allegations of the complaint concerning the
motives of the Legislature of Alabama in passing the Act
in question, the law is clear that the supremacy and absolute
control as to the territorial boundaries of municipalities
is vested in the legislative body of the State, regardless of
the motive underlying the enactment. See Doyle v. Con
tinental Ins. Co., 1876, 94 U.S. 535, wherein the Supreme
Court stated:
“If the State has the power to do an act, its intention or
the reason by which it is influenced in doing it cannot be
inquired into.”
“IF THE ACT DONE BY THE STATE IS LEGAL,
IS NOT IN VIOLATION OF THE CONSTITUTION OR
LAWS OF THE UNITED STATES, IT IS QUITE OUT
OF THE POW ER OF ANY COURT TO INQUIRE WHAT
WAS THE INTENTION OF THOSE WHO ENACTED
THE LAW.” (Emphasis supplied.)
Only recently the Doyle case was cited with approval
hy a three-Judge District Court sitting in Alabama when
that Court rendered its opinion in Shuttlesworth v. B ir
mingham Board of Education, D.C. Ala., 1958, 162 F. Supp.
[fol. 37] 372. That Court, speaking through the Honorable
Richard T. Rives, stated:
“In testing constitutionality ‘we cannot undertake a
search for motive.’ ‘If the State has the power to do an
30
act, its intention or the reason by which it is influenced
in doing it cannot be inquired into.’ Doyle v. Continental
Insurance Co., 94 U.S. 535, 541, 24 L. Ed. 148. As there
is no one corporate mind of the legislature, there is in
reality no single motive. Motives vary from one individual
member of the legislature to another. Each member is
required to ‘be bound by Oath or Affirmation to support this
Constitution.’ Constitution of the United States, Article
VI, Clause 3. Courts must presume that legislators respect
and abide by their oaths of office and that their motives
are in support of the Constitution.”
Thus this Court must now conclude that regardless of
the motive of the Legislature of the State of Alabama and
regardless of the effect of its actions, insofar as these plain
tiffs’ right to vote in the municipal elections is concerned,
this Court has no authority to declare said Act invalid after
measuring it by any yardstick made known by the Con
stitution of the United States. This Court has no control
over, no supervision over, and no power to change any
boundaries of municipal corporations fixed by a duly con
vened and elected legislative body, acting for the people
in the State of Alabama.
For the foregoing reasons, the motion of the defendants
to strike this complaint upon the ground that it violates
Rule 8(e) of the Federal Rules of Civil Procedure will be
[fol. 38] overruled and denied ; the motion of the defen
dants to dismiss this action upon the grounds that the com
plaint fails to state a claim against these defendants upon
which relief can be granted and that this Court does not
have any authority or jurisdiction to declare void this par
ticular duly enacted statute of the State of Alabama will
be granted.
A formal judgment will be entered in conformity with
this opinion.
Done, this the 28th day of October, 1958.
Frank M. Johnson, Jr., United States District Judge.
31
I n t h e U n ited S tates D ist e ic t C ourt
F oe t h e M iddle D istr ic t oe A labama
E astern D iv isio n
Civil Action No. 462-E
C. G. G o m il l io n , C elia B. C h a m b er s , A lm a R. C raig , F r a n k
H . B e n t l e y , W il l ie D . B e n t l e y , K e n n e t h L . B uford ,
W il l ia m J . W h it e , A u g u stu s 0 . Y o u n g , J r ., N e t t ie B .
J o n es , D etro it L e e , D elia D . S u lliv a n and L ynnw ood
T. D orsey , on behalf of themselves and others similarly
situated, Plaintiffs,
[fo l. 39]
—vs.—
P h il M. L ig h t fo o t , as Mayor of the City of Tuskegee,
G. B. E dwards, J r., L. D. Gregory, F ra n k A. O s l in , W.
F oy T h o m pso n and LI. A. V a u g h a n , J r., as Members of
the Tuskegee City Council; 0 . L . H o d n ett , as Chief of
Police of the City of Tuskegee, Alabama; E . C. L e s l ie ,
C h arles H u ddleston , J. T. D y son , F . C. T h o m pso n and
V irg il G u t h r ie , as Members of the Board of Revenue
of Macon County, Alabama; P reston H ornsby , as
Sheriff of Macon County, Alabama; W il l ia m V a r n er ,
as Judge of Probate of Macon County, Alabama, City
of Tuskegee, Ala., a municipal corp., Defendants.
J u d g m en t— October 31,1958
The above-styled action was submitted to this Court upon
the motion of the defendants seeking to have this Court
strike the complaint in this action upon the ground that it
violates Rule 8(e) of the Federal Rules of Civil Procedure,
and also upon the motion of the defendants to dismiss this
action upon the grounds that the complaint fails to state
a claim against these defendants upon which relief can be
[fol. 40] granted and for lack of jurisdiction insofar as this
Court is concerned.
Upon consideration of the above motions and for the rea
sons set forth in the memorandum opinion filed in this cause
on October 29, 1953, and for good cause shown, it is the
Order, Judgment and Decree of this Court that the motion
32
of the defendants seeking to have this Court strike the com
plaint in this action upon the ground that it violates Rule
8(e) of the Federal Rules of Civil Procedure should be and
the same is hereby overruled and denied.
I t is the further Order, Judgment and Decree of this
Court that the motion of the defendants seeking to have
this Court dismiss this action upon the grounds that the
complaint fails to state a claim against these defendants
upon which relief can be granted and for lack of jurisdic
tion, insofar as this Court is concerned, should be and the
same is hereby granted. I t is Ordered that this action he
and the same is hereby dismissed.
I t is the further Order, Judgment and Decree of this
Court that all court costs incurred in this proceeding should
be and they are hereby taxed against the plaintiffs, for
which execution may issue.
Done, this the 31st day of October’, 1958.
Frank M. Johnson, Jr., United States District Judge.
[fol. 41]
l x U n it e d S tates D istr ic t C ourt
N otice oe A ppe a l—Filed November 19,1958
[Title omitted]
Notice is hereby given that C. 0. Gomillion, Celia B.
Chambers, Alma R. Craig, Frank H. Bentley, Willie D.
Bentley, Kenneth L. Buford, William J. White, Augustus
0. Young, Jr., Nettie B. Jones, Detroit Lee, Delia D. Sulli
van and Lynwood T. Dorsey, plaintiffs above named hereby
appeal to the Circuit Court of Appeals for the F ifth Circuit
from the Judgment of this Court sustaining the defendants’
[fol.42] Motion to Dismiss and dismissing plaintiffs’ Com
plaint entered on the 31st day of October, 1958, in favor of
defendants and against said plaintiffs.
Fred D. Gray, A rthur D. Shores, Attorneys for Ap
pellants.
Fred D. Gray, 113 Monroe St., Montgomery, Ala., Arthur
D. Shores, 1630 Fourth Ave., N., Birmingham, Ala.
33
Certificate of Service (omitted in printing).
Cost Bond on Appeal (omitted in printing).
[fol. 44]
I n U n it e d S tates D istr ic t C ourt
D esig n a tio n of R ecord— Filed November 19,1958
To the Clerk of the District Court of the United States for
the Middle District of Alabama:
You are hereby requested to prepare, certify and transmit
to the Clerk of the United States Circuit Court of Appeals
for the F ifth Circuit, with reference to the Notice of Appeal
heretofore filed by the plaintiffs in the above cause, a tran
script of the record in the above cause, prepared and trans
mitted as required by law and by the rules of said Court,
and to include in said transcript of record the following
documents, or certified copies thereof, to-wit: (1) Com
plaint (2) Motion to Strike (3) Motion to Dismiss (4) Mem
orandum Opinion of the Court dated October 29, 1958 (5)
Judgment Decree dismissing complaint and denying defen
dant’s Motion to Strike and dated October 31, 1958, (6)
Notice of Appeal, with date of filing the same (7) Appeal
Bond (8) This Designation of Record.
Fred D. Gray, A rthur D. Shores, Attorneys for the
Plaintiffs.
Fred D. Gray, 113 Monroe St., Montgomery, Alabama,
Arthur D. Shores, 1630 Fourth Avenue, North, Birming
ham, Alabama.
[fol. 45] Certificate of Service (omitted in printing).
[fol. 46] Clerk’s Certificate to foregoing transcript (omit
ted in printing).
[fol. 47]
I n t h e U n it e d S tates C ourt of A ppea ls
F or t h e F if t h C ir c u it
Min u te E n tr y of A r g u m e n t and S u b m issio n — May 19,1959
(Omitted in printing.)
Isr t h e U n it e d S tates C ourt op A ppea ls
F or t h e F if t h C ir c u it
No. 17589
34
[fol. 48]
C. Gr. G o m il l io n , et al., Appellants,
P h il M. L ig h t po o t , as Mayor of the City of Tuskegee, et al.,
Appellees.
Appeal from the United States District Court for the Middle
District of Alabama.
O p in io n — September 15,1959
Before: Jones, Brown and Wisdom, Circuit Judges.
J o n es , Circuit Jud g e :
The Legislature of Alabama passed a statute which
changed the boundaries of the City of Tuskegee in Macon
County of that State. The boundary changes reduced the
area of the municipality. The plaintiffs, appellants here, are
Negroes. They brought a class suit in the District Court
for the Middle District of Alabama against the Mayor, the
[fol. 49] members of the City Council, and the Chief of
Police of the City of Tuskegee, and the members of the
Board of Revenue, the Sheriff, and the Judge of Probate of
Macon County, and the City of Tuskegee, alleging that as
a result of the realignment of the boundaries most of the
Negroes who had formerly lived in the City and substan
tially all of the Negroes who had been qualified to vote in
City elections would no longer reside within the City. No
white person residing in the City as previously constituted
was excluded from it by the Act. The named plaintiffs,
Negroes who had resided within the City limits as they
formerly existed but beyond those limits as they are rede
fined by the statute, for themselves and others of such class,
assert in their complaint that they have been deprived
35
of police protection and street improvements, and have
been denied the right to vote in mnnicipal elections and
participate in the municipal affairs of Tuskegee. I t was
averred that the purpose of the passage of the statute was
to deny and deprive the plaintiffs of the right of franchise
and other rights and privileges of citizenship of the City
of Tuskegee.
By the prayer of the complaint the plaintiffs asked for
a declaration that the Legislative Act, as applied to the
plaintiffs, is in violation of the due process and equal pro
tection clauses of the Fourteenth Amendment and of the
Fifteenth Amendment. Temporary and permanent injunc
tions were sought to restrain the defendants from enforcing
the statute as to the plaintiffs and those similarly situated,
and from denying them the right to participate in municipal
elections and to be recognized and treated as citizens of the
[fol. 50] City of Tuskegee. The defendants filed a motion to
dismiss upon the grounds, variously stated, that the courts
of the United States cannot inquire into the purpose of
enacting or interfere with the carrying out of State legis
lation fixing the boundaries of municipalities within the
State; and that the suit was, in substance, one against the
State of Alabama which these plaintiffs could not maintain.
The district court granted the motion to dismiss and in its
opinion discussed the questions presented, and thus stated
its conclusions:
“Thus this Court must now conclude that regardless
of the motive of the Legislature of the State of Alabama
and regardless of the effect of its actions, in so fa r as
these plaintiffs’ right to vote in the municipal elections
is concerned, this Court has no authority to declare said
Act invalid after measuring it by any yardstick
made known by the Constitution of the United States.
This Court has no control over, no supervision over,
and no power to change any boundaries of municipal
corporations fixed by a duly convened and elected legis
lative body, acting for the people in the State of Ala
bama.”
The Court entered a judgment dismissing the action upon
the ground that the complaint failed to state a claim against
36
the defendants upon which relief could he granted, and for
lack of jurisdiction. From this judgment the plaintiffs have
appealed.
A general statement of the powers of States over munici
pal corporations has been made in these words:
“The creation of municipal corporations, and the con
ferring upon them of certain powers and subjecting
[fol. 51] them to corresponding duties, does not deprive
the legislature of the State of that general control over
their citizens which was before possessed. I t still has
authority to amend their charters, enlarge or diminish
their powers, extend or limit their boundaries, consoli
date two or more into one, overrule their legislative ac
tion whenever it is deemed unwise, impolitic or unjust,
or even abolish them altogether in the legislative discre
tion, and substitute those which are different. The
rights and franchises of such a corporation, being
granted for the purposes of government, can never be
come such vested rights as against the State that they
cannot be taken away; nor does the charter constitute
a contract in the sense of the constitutional provision
which prohibits the obligation of contracts being vio
lated. * * * Restraints on the legislative power of
control must be found in the constitution of the State,
or they must rest alone in the legislative discretion. If
the legislative action in these cases operate injuriously
to the municipalities or to individuals, the remedy is
not with the courts. The courts have no power to inter
fere, and the people must be looked to, to right through
the ballot-box all these wrongs.” I Cooley’s Constitu
tional Limitations, 8th Ed. 393 et seq.
To this rule Professor Cooley notes exceptions but none
are here pertinent. A portion of the language above has
been quoted with approval by the Supreme Court. Mount
Pleasant v. Beckwith, 100 U.S. 514, 529, 25 L. Ed. 699.
W ith fewer words it has been said:
[fol. 52] “The power to create or establish municipal
corporations, to enlarge or diminish their area, to re
organize their governments or to dissolve or abolish
them altogether is a political function which rests solely
37
in the legislative branch of the government, and in the
absence of constitutional restrictions, the power is prac
tically unlimited.” 37 Am. Jur. 626, Municipal Corpora
tions, § 7.
In an often cited opinion the Supreme Court has thus
pronounced governing principles:
“Municipal corporations are political subdivisions
of the state, created as convenient agencies for exercis
ing such of the governmental powers of the state as
may be intrusted to them. For the purpose of executing
these powers properly and efficiently they usually are
given the power to acquire, hold, and manage personal
and real property. The number, nature, and duration of
the powers conferred upon these corporations and the
territory over which they shall be exercised rests in the
absolute discretion of the state. Neither their charters,
nor any law conferring governmental powers, or vest
ing in them property to be used for governmental pur
poses, or authorizing them to hold or manage such
property or exempting them from taxation upon it,
constitutes a contract with the state within the meaning
of the Federal Constitution. The state, therefore, at
its pleasure, may modify or withdraw all such powers,
may take without compensation such property, hold it
itself, or vest it in other agencies, expand or contract
the territorial area, unite the whole or a part of it with
[fol. 53] another municipality, repeal the charter and
destroy the corporation. All this may be done, condi
tionally or unconditionally, with or without the consent
of the citizens, or even against their protest. In all
these respects the state is supreme, and its legislative
body, conforming its action to the state Constitution,
may do as it will, unrestrained by any provision of the
Constitution of the United States. Although the in
habitants and property owners may, by such changes,
suffer inconvenience, and their property may be les
sened in value by the burden of increased taxation, or
for any other reason, they have no right, by contract
or otherwise, in the unaltered or continued existence
of the corporation or its powers, and there is nothing
38
in the Federal Constitution which protects them from
these injurious consequences. The power is in the state,
and those who legislate for the state are alone respons
ible for any unjust or oppressive exercise of it.” Hun
ter v. Pittsburgh, 207 U.S. 161, 28 S. Ct. 40, 52 L. Ed.
151. See Pawhuska v. Pawhuska Oil Co., 250 U.S. 394,
39 S. Ct. 526, 63 L. Ed. 1054; City of Trenton v. New
Jersey, 262 U.S. 182, 43 S. Ct. 534, 67 L. Ed. 937, 29
A.L.E. 1471.
In a leading Florida case it is stated:
“The existence of the power [of a State legislature to
establish, alter, extend, or contract municipal bound
aries] is freely conceded. But is that power unlimited,
and the exercise of it entirely beyond the reach of
judicial review in any and all cases? The weight of
authority in this country seems to answer this ques
tion in the affirmative, and to hold that the legisla-
[fol. 54] tive power in this regard is practically plenary
and unlimited, in the absence of express constitutional
restriction thereof.” State ex rel. Davis v. City of
Stuart, 97 Fla. 69, 120 So. 335, 64 A.L.E. 1307.
I t is a general rule that the “power of increase and
diminution of municipal territory is plenary, inherent and
discretionary in the Legislature, and, when duly exercised,
cannot be revised by the courts.” Cooley’ on Municipal Cor
porations 106 § 32. See 16 C.J.S. 706, Constitutional Law
§ 145; Cooley’s Constitutional Limitations, supra; State
ex rel. Davis v. City of Stuart, supra.
I t is not claimed that any provision of the State Con
stitution is violated. The Alabama Constitution expressly
recognizes the legislative power of “altering or enlarg
ing the boundaries” of municipalities. Ala. Const. Sec. 104
(18); Ensley v. Simpson, 166 Ala. 366, 52 So. 61; State v.
Gullatt, 210 Ala. 452, 98 So. 373. Should it be contended
that a state constitutional question is presented, such con
tention should not be submitted, in the absence of diversity
of citizenship, to Federal tribunals. We find no necessity to
declare the rule that a state legislature may do as it will in
altering municipal boundaries unrestrained by any provi
39
sion of the Federal Constitution to he a rule without excep
tion. We think this case does not present the exception.
We need not say, for our purposes here, that there may not
be cases where courts can properly inquire as to whether
a statute fixing boundaries transcends constitutional limits.
We think this is not such a case.
[fol. 55] Judicial interposition will be sustained where
general obligation municipal bonds have been issued and
thereafter a change in boundaries has diminished the extent
and value of the property subject to tax liens for servicing
the bond issue. In such a case the Federal Constitution pre
vents the contract obligation of the bonds from being im
paired by the reduction of the security pledged for their
payment. However, the statute contracting the area is not
to be declared void. The City’s area would be reduced but
the City would have a continuing right and be under a con
tinuing duty to levy taxes upon the territory outside, but
which was formerly within, its limits as well as upon its
remaining area to provide revenue to meet the maturities
of interest and principal on the bonds. Mobile v. Watson,
116 U. S. 289, 6 S. Ct. 398, 29 L. Ed. 620. Cf. City of Sour
Lake v. Branch, 5th Cir. 1925, 6 F. 2d 355, cert. den. 269
U. S. 565, 46 S. Ct. 24, 70 L. Ed. 414; Town of Oneida v.
Pearson Hardwood Flooring Co., 169 Tenn. 449, 88 S. W.
2d 998; I Quindry, Bonds and Bondholders 744 §529.
The members of a municipal corporation, its citizens,
are those residing within the municipal boundaries. They
and all of them, but none others, are entitled to the bene
fits, privileges and immunities and they are subject to the
burdens and liabilities of the municipalities. Property with
in an incorporated city or town is subject to taxation by the
corporation. So also, as has been observed, land excluded
may be subjected to taxation by the municipality to prevent
impairment of a contract obligation. Sojourners must com
ply with the City’s police regulations. When a person re-
[fol. 56] moves from a municipal corporation he loses his
membership and the rights incident to such membership
and this is no less true where the removal is involuntary
and results from a change of boundaries than where the resi
dent removes to another place. That this is so does not
restrict the legislative power to alter municipal boundaries.
40
I t is said by Mr. Justice Jackson, a “fundamental tenet
of judicial review that not the wisdom or policy of legis
lation but only the power of the legislature, is a fit subject
for consideration by the court.” Jackson, Struggle for
Judicial Supremacy 81. See Hunter v. Pittsburgh, supra.
In the consideration of statutes the courts will refrain from
making inquiry into the motives of the legislature, and will
not be influenced by the opinions of any or all the members
of the legislature, or of its committees or of any other
person. 82 C.J.S. 745-746, Statutes § 354. I t has recently
been stated that “In testing constitutionality we cannot
undertake a search for motive. If the State has the power to
do an act, its intention or the reason by which it is influenced
in doing it cannot be inquired into.” Shuttlesworth v. Birm
ingham Board of Education, D.C.N.D. Ala. 1958, 162 F.
Supp. 372, aft. 358 U. S. 101, 79 S. Ct. 221, 3 L.Ed. 2d 145.
An attack was made in the Tennessee courts upon an act of
the legislature of that State which altered the boundaries of
the City of Nashville. The plaintiffs charged that, among
other things, the boundaries were arbitrarily drawn with
irregular lines and numerous angles which subjected plain
tiffs’ property to municipal taxation while excluding other
property similarly situated in violation of the due process
[fol. 57] constitutional provisions. I t was alleged that the
act was conceived and its passage procured for sinister mo
tives for the purpose of assessing the property of the plain
tiffs and excluding the property of others, and this was
done pursuant to an agreement between the persons bene
fited and a few members of the legislature. In holding the
allegations insufficient the court sa id :
“That a bill is inspired by private persons for their
own advantage and to the detriment of others is clearly
not a sufficient reason for holding the law void, when
passed. Nor can the courts annul a statute because the
legislature passing it was imposed upon and misled by
a few of its members in conjunction with interested
third parties. If the act in question is unwise and op
pressive, the bill may be remedied by repeal or amend
ment. The courts have nothing to do with the policy of
legislation nor the motives with which it is made.”
Williams v. City of Nashville, 89 Tenn. 487, 15 S. W.
364.
41
In a case where an issue was presented not wholly dis
similar to that before us, an attack was made on the County
Unit System of voting that prevails in Georgia. I t was as
serted, among other things, that the statute providing for
the “System” was unconstitutional because it had the “pres
ent effect and purpose of preventing the Negro and or
ganized labor and liberal elements of urban communities,
including Fulton County, from having their votes effectively
counted in prim ary elections.” I t was held by a Three-Judge
District Court that the Federal Constitution does not take
[fob 58] from states the right to set up their own internal
organizations and prescribe the manner of state elections.
South v. Peters, D.C.N.D.Ga. 1950, 89 F. Supp. 672. The
Supreme Court affirmed, although a dissenting opinion took
the view that the statute abridged the right to vote on ac
count of color in violation of the Fifteenth Amendment.
South v. Peters, 339 U.S. 276, 70 S. Ct. 641, 94 L. Ed. 834,
reh. den. 339 IT. S. 959, 70 S. Ct. 980, 94 L. Ed. 1369.
The enactment by a state legislature of a statute creat
ing, enlarging, diminishing or abolishing a municipal cor
poration is, as has been noted, a political function. I t is
a governmental act. American Bemberg Corporation v.
City of Elizabethton, 180 Tenn. 373, 175 S. W. 2d 535.
Hence it is an act of sovereignty performed under a power
reserved by the Tenth Amendment, 81 C.J.S. 858, States § 2.
This universally recognized sovereign power should not be
restricted by prohibiting its exercise where, as an incidence
of it, Negroes would be purposely excluded from the munici
pality and from participation in its affairs.
Our consideration of what we regard to be the applicable
rules of law leads us to the conclusion that, in the absence
of any racial or class discrimination appearing on the
face of the statute, the courts will not hold an act, which
decreases the area of a municipality by changing its bound
aries, to be invalid as violative of the Fourteenth and F if
teenth Amendments to the United States Constitution, al
though it is alleged that the enactment was made for the
[fol. 59] purpose, not appearing in the Act, and with the
effect of excluding or removing Negroes from the City and
depriving them of the privileges and benefits of municipal
membership, including the right to vote in City elections.
42
Since we have reached this conclusion, it follows that the
judgment of the district court must be A f f ir m e d .
B r o w n , Circuit Judge, Dissenting.
W isdom , Circuit Judge, Concurring Specially.
B r o w n , Circuit Judge, dissenting:
Feeling that this decision is wrong, I cannot presume
to speak for the Court. But in sounding this respectful
dissent from the action of my Brothers who are no less
sensitive than I to the compelling obligations of the Con
stitution, I would suggest that the Court itself is troubled
by this decision.
Does the Court really mean to apply the absolute of
Hunter v. Pittsburgh, 207 U.S. 161? I t is sweeping and
unequivocal:
“In all these respects the state is supreme, and its
legislative body, conforming its action to the state
Constitution, may do as it will, unrestrained by any
provision of the Constitution of the United States.”
[fol. 60] If this is the law, then why does not the opinion
end with it? Why does the Court disavow any purpose to
hold that it is a rule without exception?1
Does the Court really determine that the question of al
teration of municipal boundaries is a “political” matter
and hence beyond the scrutiny of the Judiciary? If it means
this, then why does it emphasize time and again that the dis
criminatory purpose does not appear on the face of the
Alabama Act? If it is a “political” matter beyond judicial
scrutiny, then wThat difference does it make whether the
1 “We find no necessity to declare the rule that a state legislature
may do as it will in altering municipal boundaries unrestrained by
any provision of the Federal Constitution to be a rule without ex
ception. We think this case does not present the exception. We
need not say, for our purposes here, that there may not be cases
where courts can propery inquire as to whether a statute fixing
boundaries transcends constitutional limits. We think this is not
such a case.”
43
purpose is frankly stated or stealthfullv concealed by a rt
ful sophistication?2
Does the Court mean to recognize that where the pur
pose of the Act is patent on its face the constitutional
guaranty or prohibition is then sufficient to invest the
Judiciary with a power to so declare by an effective order?
[fol. 61] If the Judiciary has the power to strike down
what is plainly forbidden, what is there about the nature
of the judicial process, traditional notions of separation of
powers, or the doctrine of judicial abstention from “politi
cal” matters, that robs the Judiciary of its accustomed role
of inquiry and ascertainment of legislative purpose?
I do not find the answers to these questions in the
Court’s opinion. I believe earnestly that analysis will
demonstrate that satisfactory answers may not be found
either to them, or to others suggested by them. Like
analysis will show, I think, that the courts are open to
hear and determine the serious charge here asserted.
I.
Unlike the inherent ambiguity of a phrase like “due
process” or “equal protection” found in the immediately
preceding Fourteenth Amendment, the 34 words compris
ing the Fifteenth Amendment are plain. Their command
is clear:
“The right of citizens of the United States to vote
shall not be denied or abridged by the United States
2 As much is implied by the Court’s statement:
“The enactment by a state legislature of a statute creating,
enlarging, diminishing or abolishing a municipal corporation
is, as has been noted, a political function. It is a governmental
act. American Bemberg Corporation v. City of Elizabethton,
180 Tenn. 373, 175 S.W.2d 535. Hence it is an act of sov
ereignty performed under a power reserved by the Tenth
Amendment. 81 C.J.S. 858, States § 2. This universally recog
nized sovereign power should not be restricted by prohibiting
its exercise where, as an incidence of it, Negroes would be pur
posely excluded from the municipality and from participation
in its affairs.”
The last sentence indicates that purposeful exclusion of Negroes
has a “sovereign” or “political” immunity regardless of its patent
or latent genesis.
44
or by any State on account of race, color, or previous
condition of servitude.”
The idea, implicit in the Court’s opinion that being a
“political” m atter the sanction of the constitutional guar
anty is to be found in the self-imposed sense of responsi
bility of the individual states—here Alabama—is a denial
of history.
[fol. 62] “A few years experience satisfied the
thoughtful men who had been the authors of the other
two Amendment that, notwithstanding the restraints of
those articles on the states, and the laws passed under
the additional powers granted to Congress, these were
inadequate for the protection of life, liberty and prop
erty, without which freedom to the slave was no boon.
They were in all those states denied the right of suf
frage. The laws were administered by the white man
alone. I t was urged that a race of men distinctively
marked as was the negro, living in the midst of an
other and dominant race, could never be fully secured
in their person and their property without the right
of suffrage.
“Hence the 15th Amendment, which declares that
‘the right of a citizen of the United States to vote shall
not be denied or abridged by any state on account of
race, color, or previous condition of servitude.’ The
negro having, by the 14th Amendment, been declared
to be a citizen of the United States, is thus made a voter
in every state of the Union.
“We repeat, then, in the light of this recapitulation of
events, almost too recent to be called history, but which
are familiar to us a ll; and on the most casual examina
tion of the language of these amendments, no one can
fail to be impressed with the one pervading purpose
found in them all, lying at the foundation of each, and
without which none of them would have been even sug
gested; we mean the freedom of the slave race, the
security and firm establishment of that freedom, and
the protection of the newly made freemen and citizen
from the oppression of those who had formerly ex-
45
[fol. 63] ereised unlimited dominion over him. I t is
true that only the 15th Amendment, in terms, men
tions the negro by speaking of his color and his
slavery. But it is just as true that each of the other
articles was addressed to the grievances of that race,
and designed to remedy them as the fifteenth.” The
Butchers’ Benevolent Ass’n v. The Crescent City Live-
Stock Landing and Slaughter-House Co. (Slaughter-
House Cases), 1873, 83 H.S. (16 Wall.) 36, 71-72, 21
L.Ed. 394.
Tested in this light, these statements of the District
Court are compelling indeed. As he declared, in dismissing
Appellants’ complaint,
“Prior to the passage of Act No. 140, the boundaries
of the municipality of Tuskegee formed a square, and,
according to the complaint * # * contained approxi
mately 5,397 Negroes, of whom approximately 400 were
qualified as voters in Tuskegee, and contained approxi
mately 1,310 white persons, of whom approximately 600
were qualified voters in said municipality. As the
boundaries are redefined by said Act No. 140, the munic
ipality of Tuskegee resembles a ‘sea dragon.’ The effect
of the Act is to remove from the municipality of Tuske
gee all but four or five of the qualified Negro voters
and none of the qualified white voters. Plaintiffs state
that said Act is but another device in a continuing a t
tempt to disenfranchise Negro citizens not only of their
right to vote in municipal elections and participate in
municipal affairs, but also of their right of free speech
and press, on account of their race and color.” Gomil-
(fol. 64] lion v. Lightfoot, M.D.Ala., 1958, 167 F. Supp.
405, 407.
The conclusion and judgment of the District Court, which
we have this day affirmed, is “that the complaint fails to
state a claim * * # upon which relief can be granted and
that this Court does not have any authority or jurisdiction
to declare void this particular duly enacted statute of the
46
State of Alabama.” 3 167 F.Supp. 405, 410. Accordingly,
the case must now be measured against the allegations of
the complaint which categorically charges purposeful dis
crimination for race. For, as we have learned from Conley
v. Gibson, 1957, 355 U.S. 41, 45-46, 78 S.Ct. 99, 2 L.Ed.2d.
80, “In appraising the sufficiency of the complaint we fol
low, of course, the accepted rule that a complaint should
not be dismissed for failure to state a claim unless it ap
pears beyond doubt that the plaintiff can prove no set of
facts in support of his claim which would entitle him to re-
[fol. 65] lief.” And for this purpose the complaint must be
taken as true. Glus v. Brooklyn Eastern District Terminal,
1959,.......U.S. ........ , ....... S.Ct......... , 3 L.Ed.2d 770, 774.
Considering the procedural context in which this case
now finds itself, the Court has permitted the Legislature
of Alabama to simply abolish a substantial part of one
of its cities, Tuskegee, and thereby disenfranchise all but
four or five of its Negro citizens. Almost as anticipating
the existence of this invincible power, the legislature is
perhaps presently considering using it to eradicate the
entire County of Macon.3 4
3 The District Court puts it squarely on the basis that the “court
does not have any authority or jurisdiction.” Another thing still
unclear in this Court’s opinion is whether it takes a like view or
whether, in the expression “the courts will not hold an act # * *
to be invalid # # # ” this Court is to be understood as recognizing
that it has the power to review—-and exercising it—affirmatively
finds the act within the constitutional prerogative of Alabama.
The Court expresses its conclusion this way:
“Our consideration of what we regard to be the applicable
rules of law leads us to the conclusion that, in the absence of
any racial or class discrimination appearing on the face of the
statute, the courts will not hold an act, which decreases the
area of a municipality by changing its boundaries, to be invalid
as violative of the Fourteenth and Fifteenth Amendments to
the United States Constitution, although it is alleged that the
enactment was made for the purpose, not appearing in the Act,
and with the effect of excluding or removing Negroes from the
City and depriving them of the privileges and benefits of
municipal membership, including the right to vote in City
elections.”
4 An amendment to the Alabama Constitution providing that the
legislature “may # * * by a majority vote of each house, enact
47
Although, to me this is an apt illustration of “burn[ing]
the house to roast the pig,”5 I agree with much of that
said by the Appellees, the District Judge and the majority
of this Court. Zoning and districting regulations are
primarily for states. Voting regulations are primarily
for states. As a general rule, the Constitution of the United
States, the Congress, the Federal Courts, and the Execu
tive Branch of the Federal Government are not concerned
with such local matters.
This is not to say, however, as the Court’s opinion tends
to conclude from the Hunter, Beckwith and Laramie cases,6
[fol. 66] that the Constitution imposes no limitation upon
the actions of the states in these areas.
It is axiomatic that in a federal system the laws of the
individual states cannot be supreme. For even in a field
reserved expressly to the States or to the people it is the
Constitution which assures that. The Constitution so pre
scribes. Article Six of the Constitution provides that “This
Constitution * # # shall be the supreme Law of the Land;
* * # any Thing in the Constitution or Laws of any State
to the Contrary notwithstanding.” Moreover, Alabama,
like most states, requires that “All members of the legis
lature, and all officers, executive and judicial, before they
enter upon the execution of the duties of their respective
offices **■ * ” must swear to “support the Constitution of
the United States # # * . ” Ala. Const. Art. 16, §279 (1901).
II,
general or local laws * * * reducing the area of, or abolishing,
Macon County # # * ” was introduced and passed by the 1957
session of the Alabama Legislature as Act No. 526. It was sub
sequently submitted to a referendum, and approved, December
17, 1957. The Act is reported at 3 Race Rel. L. Rep. 357 (1958).
5 Butler v. Michigan, 1957, 352 U.S. 380, 383, 77 S.Ct. 524, 1
L.Ed.2d 412 (per Frankfurter, J.).
6 Hunter v. Pittsburgh, 1907, 207 U.S. 161, ----- S.Ct. ----- , 52
L.Ed. 151; Mount Pleasant v. Beckwith, 1880, 100 U.S. 514, -----
S.Ct. ___ , 35 L.Ed. 699; Comm’rs of Laramie County v. Comm’rs
of Albany County, 1876, 92 U.S. 307, ----- S.Ct. ----- , 23 L.Ed.
552. 167 F.Supp. 405, 408-409.
48
The nearly 360 volumes of the United States Reports
are full of the historical story of the occasional conflict
between what are in all other respects m atters of wholly
local concern, and some provision of the Constitution.
Needless to say, whenever true conflict has in fact existed,,
the Constitution has always won out. There is no local mat
ter which is not subject to potential examination for Con
stitutional defects. To list them all is the task of a case
digest or encyclopedia, not a judicial opinion. But a few
examples are helpful to illustrate the broad spectrum of
constitutional concern.
[fol. 67] A mere cursory examination of the following
areas will show that they are all typically thought of as
matters of nearly exclusive local control. And yet the foot
notes indicate some of the familiar cases in which it was
determined that, for some reason, the state or local govern
ment’s treatment was weighed and found constitutionally
wanting: local education,7 transportation,8 and recreation9
facilities; athletic contests control ;10 local housing develop-
7 Cooper v. Aaron, 1958,----- U.S.------ , ----- S.Ct.------ , 3 L.Ed,
2d 3, 5, 17 (Little Rock) ; Brown v. Board of Education, 1954, 347
U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873, Anno. 98 L.Ed. 882, 38 A.LR.
2d 1180; supplemental opinion, 1955, 349 U.S. 294, 75 S.Ct. 753,
99 L.Ed. 1083; also companion case, Bolling v. Sharpe, 1954, 347
U.S. 497, 74 S.Ct. 693, 98 L.Ed. 884 (the original “school segrega
tion cases”).
8 Gayle v. Browder, 1956, 352 U.S. 903, 77 S.Ct. 145, 1 L.Ed.2d
114, affirming per curiam, M.D.Ala., 1956, 142 F.Supp. 707 (Mont
gomery busses).
9 Beal v. Holcombe, 5 Cir., 1951. 193 F.2d 384, cert, denied, 1954,
347 U.S. 974, 74 S.Ct. 783, 98 L.Ed. 1114 (golf course); City of
Ft. Lauderdale v. Moorehead, 5 Cir., 1957, 248 F.2d 544, affirming
per curiam, S.D.Fla., 1957, 152 F.Supp. 131 (same); New Orleans
City Park Improvement Assn. v. Detiege, 5 Cir., 1958, 252 F.2d 122
(park) ; Kansas City v. Williams, 8 Cir., 1953, 205 F.2d 47, affirm
ing, W.D.Mo., 1952, 104 F.Supp. 848, cert, denied, 1953, 346 U.S.
826, 74 S.Ct. 45, 98 L.Ed. 351 (swimming pool).
10 State Athletic Comm. v. Dorsey, 1959, ___ U.S. -....—, -----
S.Ct. ___ , ___ L.Ed.2d ___ [May 25, 1959, 27 L.W. 3337],
affirming per curiam, E.D.La., 1959, ___ F.Supp. ___ [Judge
Wisdom, 27 L.W. 2289] (statute barring interracial athletic con
tests) .
49
meri tss tate taxation11 12 and educational institutions ;13 what
are essentially state judicial procedure matters like admis-
[f°l. 68] sion to the state bar,14 appointment of counsel,15
enforcement of restrictive covenants,16 payment of filing
fees17 and furnishing of transcripts18 for appeal, and the
selection of jurors;19 and even a governor’s control of his
state’s militia,20 and control of highway safety.21
One would be hard-pressed to find an area of “exclu
sive state action” which has or could not, in some way,
by legislative design or administrative execution, be found
to be violative of some constitutional provision. This has
nothing to do with the occasional strife surrounding over
lapping congressional and state legislation. No one here
contends that Congress has the right to redistrict Tuskegee
11 Banks v. Housing Authority of San Francisco, __ , 120 Cal
App,2d 1, 260 P.2d 668, cert, denied, 1954, 347 U.S. 974, 74 S.Ct.
784, 98 L.Ed. 1114 (public low rent housing).
12 Spector Motor Service, Inc. v. O’Connor, 1951, 340 U.S 602
---- S.Ct.____ , 95 L.Ed. 573.
13 Sweatt v. Painter, 1950, 339 U.S. 629, 70 S.Ct. 848, 94 L.Ed.
1114 (law school); Missouri ex rel. Gaines v. Canada, 305
U.S. 337, 59 S.Ct. 232, 83 L.Ed. 208 (same).
14 Ivonigsberg v. State Bar of California, 1957, 353 U.S. 252, 77
S.Ct. 722, 1 L.Ed.2d 810; Schware v. Board of Bar Examiners
1957, 353 U.S. 232, 77 S.Ct. 752, 1 L.Ed.2d 796.
15 Powell v. Alabama, 1932, 287 U.S. 45,___ S.Ct.____, 77 L.Ed
158.
16 Barrows v. Jackson, 1953, 346 U.S. 249, 73 S.Ct. 1031, 97 L.Ed.
1586, Anno. 97 L.Ed. 1602; Shelly v. Kraemer, 1948, 334 U.S 1
68 S.Ct. 836, 92 L.Ed. 1161, 3 A.L.R.2d 441.
17 Burns v. Ohio, 1959,___ U.S_____, ___ S.Ct.____ , 3 L.Ed.2d
---- [June 15, 1959].
18 Griffin v. Illinois, 1956, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891.
19 Cassell v. Texas, 1950, 339 U.S. 282,____S.Ct. _, 94 L.Ed
839; Smith v. Texas, 1940, 311 U.S. 128, ___S.Ct_, 85 L.Ed.
84; United States ex rel. Goldsby v. Harpole, 5 Cir., 1959, 263 F.2d
20 Sterling v. Constatin, 1932, 287 U.S. 378, ___ S.Ct. ___ , 77
L.Ed. 375; and see Cooper v. Aaron, note 7, supra.
21 Bibb v. Navajo Freight Lines, 1959, ___ U.S.
---- , 3 L.Ed.2d 1003 (truck mud guard regulations).
, 79 S.Ct.
50
or prescribe the qualifications for voting in its municipal
elections. But the fact that these are solely, or primarily,
the initial concerns of Alabama alone does not mean that
when it acts it may act without regard for the Constitution,
[fol. 69] The Supreme Court expressed the standard in
Cooper v. Aaron, note 7, supra, when they said,
“I t is, of course, cpiite time that the responsibility for
public education is primarily the concern of the States,
but it is equally true that such responsibilities, like all
other state activity, must be exercised consistently with
federal constitutional requirements as they apply to
state action.” (Emphasis supplied.) 358 U.S.......... at
....... [3 L.Ed.2d 5 at 17].
Of course, the same thing could be said of state regulation
of voting and zoning.
In Sterling v. Constantin, note 20, supra, the Supreme
Court was confronted with the contention that,
“ * * * the Governor’s order had the quality of a
supreme and unchallengeable edict, overriding all con
flicting rights of property and unreviewable through the
judicial power of the Federal Government.” 287 U.S.
378 at 397.
A contention, it might be noted, which is not altogether
dissimilar from that advanced here as to the omnipotence
of the Alabama legislature. The assertion was quickly
disposed of by the Court in the very next sentence.
“If this extreme position could be deemed to be well
taken, it is manifest that the fiat of a state Governor,
and not the Constitution of the United States, would
be the supreme law of the land ; that the restrictions of
the Federal Constitution upon the exercise of state
[fol. 70] power would be but impotent phrases, * * * . ’’'
Id., at 397-98.
I I I .
Nothing in the Hunter, Beckwith and Laramie municipal
redistricting cases, note 6, supra, primarily relied upon by
the majority and the District Court, alters this view.
51
Indeed, in those very cases the Supreme Court acknowl
edged that some limitations were to be imposed upon the
state’s action.
“Text writers concede almost unlimited power to
the State Legislatures in respect to the division of
towns and the alteration of their boundaries, but they
all agree that in the exercise of these powers they can
not defeat the rights of creditors nor impair the obliga
tion of a valid contract. [Citations.]
“Concessions of power to municipal corporations
are of high importance; but they are not contracts, and,
consequently, are subject to legislative control with
out limitation, unless the Legislature oversteps the
limits of the Constitution.” (Emphasis supplied.)
Mount Pleasant v. Beckwith, note 6, supra, 100 U.S.
514, 533.
Moreover, they are not recent cases. Only one was decided
in the Twentieth Century, and that over 50 years ago.
Racial discrimination was in no way involved. The problems
involved concerned property: higher taxes for the an-
[fol. 71] nexed city (Hunter), and the liability of a newly
created county for the extinguished county’s debts (Beck
with and Laramie). Extravagant dicta, taken out of its
property context, that “the state is supreme, and its legis
lative body, conforming its action to the state Constitu
tion, may do as it will, unrestrained by any provision of
the Constitution of the United States” 22 should not now
be spread, some 52 years later, to cover and control our
determination of issues of a different area, and of another
era.23
22 Hunter v. Pittsburgh, note 6, supra, 207 U.S. 161, 179.
231 make no apologies for the view that the business of judging
in constitutional fields is one of searching for the spirit of the
Constitution in terms of the present as well as the past, not the
past alone. I find respectable authority in the words of Chief
Justice Hughes in Home Building & Loan Association v. Blaisdell
290 U.S. 398, 442,___ S.Ct_____ , 78 L.Ed. 413:
“It is no answer to say that this public need was not appre
hended a century ago, or to insist that what the provision of
the Constitution meant to the vision of that day it must mean
52
[fol. 72] IV.
Of course it is true that there are many and varied areas
of potential controversy which the courts have held to
be, for one reason or another, beyond the limits of judicial
relief. These include, for example, the constitutional
“guarantee to every State in this Union a Republican Form
of Government” 24 (Art. IV, §4), the congressional regu
lation of Indian tribes,25 the legislative and executive con
trol of foreign relations, recognition of foreign govern
ments, and the war powers,26 control of civilian and military
to the vision of our time. If by the statement that what the
Constitution meant at the time of its adoption it means today,
it is intended to say that the great clauses of the Constitution
must be confined to the interpretation which the framers, with
the conditions and outlook of their time, would have placed
upon them, the statement carries its own refutation. It was
to guard against such a narrow conception that Chief Justice
Marshall uttered the memorable warning—‘We must never
forget that it is a Constitution we are expounding’ (McCulloch
v. Maryland, 4 Wheat. 316, 407)—‘A Constitution intended for
ages to come, and consequently, to be adapted to the various
crises of human affairs.’ * * *. AVhen we are dealing with the
words of the Constitution, said this Court in Missouri v. Hol
land, 252 U.S. 416, 433, ‘We must realize that they have called
into life a being the development of which could not have been
foreseen completely by the most gifted of its begetters m * *■’
The case before us must be considered in the light of our
whole experience and not merely in that of what was said a
hundred years ago.”
24 Pacific States Telephone & Telegraph Co. v. Oregon, 1912, 223
U.S. 118,___ S.Ct. „......, 56 L.Ed. 377; Taylor v. Beckham, 1900,
178 U.S. 548, ___ S.Ct. ___ , 44 L.Ed. 1187; Luther v Borden,
1849, 48 U.S. (7 How.) 1, 42, 12 L.Ed. 581.
26 Lone Wolf v. Hitchcock, 1903, 187 U.S. 553, 565, ___ S.Ct.
___ , 47 L.Ed. 299.
26 Harisiades v. Shaughnessy, 1952, 342 U.S. 580, 588-89, 72 S.Ct.
512, 96 L.Ed. 586; Hirabayashi v. United States, 1943, 320 U.S. 81,
93, S.Ct____ , 87 L.Ed. 1774; United States v. Curtiss-Wright
Export Corp., 1936, 299 U.S. 304, ___ S.Ct. ___ , 81 L.Ed. 255;
Oetjen v. Central Leather Co, 1918, 246 U.S. 297, 302, ___ S.Ct.
___ , 62 L.Ed. 726; Neely v. Henkel, 1901, 180 U.S. 109,___ S.Ct.
___ , 45 L.Ed. 448; Kennett v. Chambers, 1852, 55 U.S. (14 How.)
38, 50-51, 14 L.Ed. 316.
53
appointing power,27 or for that matter, the inherent wisdom
of any executive or legislative policy or specific action,28
as, for example, taxation.29
An outstanding illustration is the Supreme Court’s
traditional reluctance to grant taxpayers relief against
[fol. 73] governmental action. As that Court declared in
Massachusetts v. Mellon, 1923, 262 U.S. 447, 487, 488,
...... S .C t.-------, 67 L.Ed. 1078, regarding a citizen’s attack
upon a federal appropriation bill,
“His interest in the moneys of the Treasury # * * is
shares with millions of others # # #. * * * If one tax
payer may champion and litigate such a cause, then
every other taxpayer may do the same, not only in
respect to the statute here under review, but also
in respect of every other appropriation act and statute
whose administration requires the outlay of public
money, and whose validity may be questioned. The
bare suggestion of such a result, with its attendant
inconveniences, goes far to sustain the conclusion
which we have reached, that a suit of this character
cannot be maintained. # # * The party who invokes the
power [of courts to declare acts unconstitutional]
must be able to show not only that the statute is in
valid, but that he * * * is immediately in danger of
sustaining some direct injury as the result of its en
forcement, and not merely that he suffers in some
indefinite way in common with people generally.”
Such reasoning is hardly applicable here. Appellants’
complaint is not one “in common with people generally”
—only those whose skin is black. And their suffering
is not indefinite: one day voting citizens of Tuskegee, the
next they have been deprived of both vote and village.
27 Orloff v. Willoughby, 1953, 345 U.S. 83, 90, 73 S.Ct. 534, 97
L.Ed. 842.
28 Trop v. Dulles, 1958, 356 U.S. 86, 114, 120, 78 S.Ct. 590, 2
L.Ed.2d 630 (dissenting opinion).
29 Massachusetts v. Mellon, 1923, 262 U.S. 447, 487-88,----- S.Ct.
-----, 67 L.Ed. 1078.
54
[fol. 74] Nor do the two voter cases applying judicial
abstention because the cases were political in nature either
justify or compel a different result.
In Colegrove v. Green, 1946, 328 U.S. 549, ___ S.Ct.
....... , 90 L.Ed. 1432, Illinois citizens sought a redistricting
of the state because of the gross inequality inherent in
a range of population in congressional districts of from
112,116 to 914,000. The Court affirmed the dismissal of
the complaint “because due regard for the effective work
ing of our Government revealed this issue to be of a
peculiarly political nature, and therefore not meet for ju
dicial determination.” 328 U.S. 549, 552. Again, however,
this case involved no consideration of racial issues. The
conflict was between rural and urban Illinois, or political
parties, not races. And, although some citizens only had
one-ninth the vote of others, they were all still permitted
to engage in the formality of balloting. I t may also be
noted that this was not a determination that the district
ing was constitutional, that the three dissenters felt that
the Court should have decided the case, and against the
constitutionality of the districting complained of, that Mr.
Justice Rutledge’s concurring opinion expressed the view
that the Court has the power to provide relief in such
cases but that here “the cure sought may be worse than
the disease,” 328 U.S. 549, 566, and that the opinion has
come under some criticism. See, e.g., Lewis Legislative
Apportionment and the Federal Courts, 71 Harv. L.Rev.
1057 (1958).
A case of disenfranchisement of Negroes by redistrict
ing has apparently never before arisen. But, as I shall
[fol. 75] point out in detail, the right of Negroes to vote
equally with whites has been jealously guarded by the
Supreme Court.
Even in Breedlove v. Buttles, 1937, 302 U.S. 277, ......
S.Ct.......... , 82 L.Ed. 252, in which the Court found that
Georgia’s poll tax did not deny any privilege or immunity
of the 14th Amendment, the opinion notes that the other
wise complete freedom of a state to “condition suffrage
as it deems appropriate” is “restrained by the Fifteenth
and Nineteenth Amendments and other provisions of the
Federal Constitution * * 302 U.S. 277, 283.
55
And although the brief per curiam in South v. Peters,
1950, 339 U.S. 276,....... S.Ct. ....... , 94 L.Ed. 834, affirming
the dismissal of a petition attacking Georgia’s county unit
voting system for prim ary elections as violative of the
Fourteenth and Seventeenth Amendments, harks back to
Colegrove v. Green, supra, and the categorization of “cases
posing political issues arising from a state’s geographical
distribution of electoral strength among its political sub
divisions,” 339 U.S. 276, 277, it too, does not completely
disenfranchise any citizen, is primarily concerned with the
urban-rural conflict, and carries a strong dissent, that be
gins by acknowledging for all, “I suppose that if a State
reduced the vote of Negroes, Catholics, or Jews so that
each got only one-tenth of a vote, we would strike the law
down.”
[fol. 76] Y.
When a racial discrimination voting issue is clearly
posed the Court has evidenced little concern for judicial
abstention in “cases posing political issues.” Mr. Justice
Holmes provided this frontal attack for the Court in the
“white prim ary case” of Nixon v. Herndon, 1927, 273 U. S.
536, 540, 541,....... S.Ct........ ., 71 L.Ed. 759 “The objection
that the subject-matter of the suit is political is little more
than a play upon words. Of course, the petition concerns
political action, but it alleges and seeks to recover for
private damage. That private damage may be caused
by such political action, and may be recovered for in a
suit at law, hardly has been doubted for over two hundred
years * * *. * # * States may do a good deal of classifying
that it is difficult to believe rational, but there are limits,
and it is too clear for extended argument that color can
not be made the basis of a statutory classification affect
ing the right set up in this case.” In Smith v. AUwright,
1944, 321 U.S. 649,.......S.Ct......... 88 L.Ed. 987, the Court
acknowledged that, “Texas is free to conduct her elections
and limit her electorate as she may deem wise, save only
as her action may be affected by the prohibitions of the
United States Constitution # * *.” 321 U.S. 649, 657, and
then went on to note that, “the Fifteenth Amendment spe
cifically interdicts any denial or abridgement by a state
56
of the right of citizens to vote on account of color,” (Id.)
and found the Texas white prim ary procedure unconsti
tutional. Its teaching was applied to strike down the
Jaybird Association in Terry v. Adams, 345 U.S. 461, 73
S.Ct. 809, 97 L.Ed. 1152. Mr. Justice Black reviewed many
[fol. 77] of the predecessor cases, took note of the fact that
the Fifteenth Amendment has been held “self-executing”
and declared:
“The Amendment bans racial discrimination in vot
ing by both state and nation. I t thus establishes a
national policy, obviously applicable to the right of
Negroes not to be discriminated against as voters in
elections to determine public governmental policies or
to select public officials, national, state, or local.” 345
U.S. at 467.
Not only have the courts uniformly enforced Negro
voting rights under the Constitution, but Congress pur
suant to the constitutional mandate has for nearly 100
years specifically provided for judicial enforcement of
civil rights by legislation.30 See, e.g., 18 U.S.C.A. §§ 241-
3018 U.S.C.A. §241:
“If two or more persons conspire to injure, oppress, threaten,
or intimidate any citizen in the free exercise or enjoyment of
any right or privilege secured to him by the Constitution or
laws of the United States, or because of his having exercised
the same; or
“If two or more persons go in disguise on the highway, or on
the premises of another, with intent to prevent or hinder his
free exercise of enjoyment of any right or privilege so secured—
“They shall be fined not more than $5,000 or imprisoned not
more than ten years, or both.”
18 U.S.C.A. §242:
“Whoever, under color of any law, statute, ordinance, regu
lation, or custom, willfully subjects any inhabitant of any
State, Territory, or District to the deprivation of any rights,
privileges, or immunities secured or protected by the Con
stitution or laws of the United States, or to different punish
ments, pains, or penalties, on account of such inhabitant being
an alien, or by reason of his color, or race, than are prescribed
57
[fol. 78] 243, 28 U.S.C.A. §§ 1343,1443, 42 U.S.C.A. §§ 1981-
1995.
[fol. 79] I t is of little significance that the Alabama Tus-
kegee redistricting act under consideration does not, as
this Court so greatly emphasizes, demonstrate on its face
that is directed at the Negro citizens of that community.
If the act is discriminatory in purpose and effect, “whether
accomplished ingeniously or ingenuously [it] cannot stand.”
for the punishment of citizens, shall he fined not more than
$1,000 or imprisoned not more than one year, or both.”
18 U.S.C.A. §243:
Providing that there shall be no discrimination in the selec
tion of jurors and setting a $5,000 fine for violation.
28 U.S.C.A. §1343:
“The district courts shall have original jurisdiction of any
civil action authorized by law to be commenced by any person:
“ (1) To recover damages for injury to his person or prop
erty, or because of the deprivation of any right or privilege
of a citizen of the United States, by any act done in further
ance of any conspiracy mentioned in section 1985 of Title 42;
“ (2) To recover damages from any person who fails to pre
vent or to aid in preventing any wrongs mentioned in section
1985 of Title 42 which he had knowledge were about to occur
and power to prevent;
“ (3) To redress the deprivation, under color of any State
law, statute, ordinance, regulation, custom or usage, of any
right, privilege or immunity secured by the Constitution of
the United States or by any Act of Congress providing for
equal rights of citizens or of all persons within the jurisdiction
of the United States;
“ (4) To recover damages or to secure equitable or other
relief under any Act of Congress providing for the protection
of civil rights, including the right to vote.” (emphasis supplied)
Part (4) added Sept. 9, 1957, 71 Stat. 637. Legislative
history reported at 2 U.S. Code Cong. & Ad. News 1966, 1974
(1957).
28 U.S.C.A. §1443:
“Any of the following civil actions or criminal prosecutions,
commenced in a State court may be removed by the defendant
to the district court of the United States for the district and
division embracing the place wherein it is pending:
“ (1) Against any person who is denied or cannot enforce
in the courts of such State a right under any law providing
58
Sm ith v. Texas, note 19, supra, 311 U.S. 128, 132. Or, as
the Court said in Lane v. Wilson, 1939, 307 U.S. 268, 275,
....... S.Ct.........., 83 L.Ed. 1281, another case of voting dis
crimination “The Amendment nullifies sophisticated as well
as simple-minded modes of discrimination.” Means of dis
enfranchising Negroes, like fraud, have historically been
“as old as falsehood and as versable as human ingenuity.”
Weiss v. United States, 5 Cir., 1941, 122 F. 2d 675, 681,
cert, denied, 314 U.S. 687, 62 S.Ct. 300, 86 L.Ed. 550. And
“in determining whether a provision of the Constitution
applies to a new subject matter, it is of little significance
that it is one with which the farmers were not familiar.”
United States v. Classic, 1941, 313 U.S. 299, 316,.......S.Ct.
....... , 85 L.Ed. 1368.
[fol. 80] VI.
The effect of the act is clear. The District Court so
found. “As the boundaries are redefined by said Act No.
140 the municipality of Tuskegee resembles a ‘sea dragon.’
The effect of the Act is to remove from the municipality
of Tuskegee all but four or five of the qualified Negro
voters and none of the white voters.”
for the equal civil rights of citizens of the United States, or
of all persons within the jurisdiction thereof;
“ (2) For any act under color of authority derived from any
law providing for equal rights, or for refusing to do any act
on the ground that it would be inconsistent with such law.”
42 U.S.C.A. §§1981-1995
1981 (equal rights)
1982 (equal property rights)
1983 (action for deprivation of rights)
1984 (reviewable by Supreme. Court)
1985 (action for conspiracy to interfere with civil rights)
1986 (action for failure to prevent interference)
1987 (officers may institute proceedings)
1988 (proceedings in conformity with common law)
1989 (additional commissioners)
1990 (penalty for failure to execute warrant)
1991 (provision for $5 fee for arrests)
1992 (President may request more speedy proceedings)
1993 (repealed)
1994 (peonage abolished)
1995 (new; fine and imprisonment for criminal contempt)
59
Even if the procedural effect of a motion to dismiss for
failure to state a claim—admission of allegations—is dis
regarded the sheer statistics alleged may demonstrate a
prima facie purpose of discrimination.
It might well be, as was true in United States ex rel.
Goldsby v. Harpole, 5 Cir., 1959, 263 F.2d 71, that if Ap
pellants were ever allowed the opportunity of a trial that
“the naked figures [would themselves] prove startling
enough.” 263 F.2d 71, 78. In that case, involving exclusion
of Negroes from juries, the fact that 57% of the population
of Carroll County, Mississippi was Negro and yet no county
official “could remember any instance of a Negro having-
been on a jury list of any kind,” without refutation by the
State of the reason for such a result was considered enough
to prove systematic exclusion of Negroes from the juries
of that county. This was the standard of proof of a prima
facie case established by such cases as Norris v. Alabama,
1935, 294 U.S. 587, 55 S.Ct. 579, 79 L.Ed. 1074, and Her
nandez v. Texas, 1954, 347 U.S. 475, 74 S.Ct. 667,.......L.Ed.
...... And in United States v. Alabama, o Cir., 19o9, .......
F .2d___ [No. 17684, June 16, 1959], this Court took note
[fol. 81] of the allegations that in Macon County, Alabama,
the fact that 97% of the eligible whites were registered and
only 8% of the 14,000 eligible Negroes resulted in the fact
that whites could outvote Negroes nearly three to one and
was at least some evidence, if not proof, of discrimination
in registration. - .....F .2 d ------ , ....... , n.3. Perhaps the fact
that in the present case the Act in question excludes 99%
of the 400 Negro voters from the City of Tuskegee and
yet not one single one of the 600 white voters will likewise
be considered on the trial as proof enough of the discrimina
tory and unconstitutional purpose of the Act. But it is
again well to point out that the adequacy of the proof in
this case is not presently before us as we consider it on
the basis of the complaint alone.
V II .
We need not be that “blind” Court that Mr. Chief Justice
Taft described as unable to see what “all others can see
and understand * * Bailey v. Drexel Furniture Co.
6 0
[Child Labor Tax Case], 1922, 259 U.S. 20, 37, ..... .. S.Ct.
....... , 66 L.Ed. 817. Cited in United States v. Butler, 1936,
297 U.S. 1, 6 1 ,.......S.Ct........... , 80 L.Ed. 477; United States
v. Rumely, 1953, 345 U.S. 41, 44, 73 S.Ct. 543, 97 L.Ed. 770;
Uphaus v. Wyman, 1959, ....... U.S.........., ........ S.Ct......... ,
3 L.Ed.2d ----- (dissenting opinion) [June 8, 1959] [dis
sent p. 17]. “ [T]here is no reason why [we] should pretend
to be more ignorant or unobserving than the rest of man
kind.” Affiliated Enterprises v. Waller, Del., ....... , 5 A.2d
257, 261. How it can be suggested that we should, for some
[fol. 82] reason, not make inquiry in this case is a mystery
to me. Many cases could be cited but the most recent
example will do. A little over a month ago, in deciding
Harrison v. NAACP, 1959,.......U.S........... , ....... S.Ct...........,
3 L .Ed.2d....... [June 8, 1959], the Supreme Court took note
of the District Court’s findings that the acts there in ques
tion were passed “to nullify as far as possible the effect of
the decision of the Supreme Court in Brown v. Board of
Education, 347 U.S. 483 # * * as parts of the general plan
of massive resistance to the integration of schools of the
state under the Supreme Court’s decrees.” .......U. S...........,
....... , quoting from NAACP v. Patty, E.D.Va., 1958, 159
F.Supp. 503, 511, 515. The dissenting opinion notes the
same findings,.......U.S........... , ....... [slip op. dissent p. 3],
and refers to Guinn v. United States, 1915, 238 U.S. 347,
....... S .C t.____ , 59 L.Ed. 1340, and the celebrated Alabama
case of Schnell v. Davis, 1949, 336 U.S. 933,.......S.Ct.......... ,
93 L.Ed. 1093, affirming per curiam, S.D.Ala., 1949, 81
F.Supp. 872. The “legislative setting” surrounding the
statute in the latter case was also alluded to in another case
decided the same day. Lassiter v. Northampton Election
Board, 1959, - .........U.S........... , ....... S.Ct.........., ___ L.Ed.
....... [June 8, 1959], In Guinn the Court observed that an
Oklahoma “Grandfather Clause” statute could have “no
discernible reason other than the purpose to disregard the
prohibitions of the [Fifteenth] Amendment,” 238 U.S. 347,
363, although the statute did not specifically declare as its
purpose the disenfranchisement of Negroes. The District
Court opinion in the Schnell v. Davis case discusses the
legislative background of an “understand and explain the
Constitution” registration requirement statute for three
61
[fol. 83] pages, 81 F.Supp. 872, 878-81, and concludes, at
880, 881:
“The defendants argue that the Boswell Amendment
is not ‘racist in its origin, purpose or effect,’ but, as
has already been illustrated, a careful consideration of
the conditions existing at the time, and of the circum
stances and history surrounding the origin and adop
tion of the Boswell Amendment and its subsequent
application, demonstrate that its main object was to
restrict voting on a basis of race or color. That its
purpose was such is further illustrated by the cam
paign material that was used to secure its adoption.
* * * We cannot ignore the impact of the Boswell
Amendment upon Negro citizens because it avoids men
tion of race or color; ‘to do this would be to shut our
eyes to what all others than we can see and under
stand.’ ”
And this Court has taken note that such inquiry into
motive and purpose was a main theme of the Davis case.
Orleans Parish School Board v. Bush, 5 Cir., 1957, 242
F.2d 156, 165.
Of course, here, as in Colegrove v. Green, 328 U.S. 549,
supra, the effect of the statute is not only a demonstration
of its purpose but is enough to demonstrate its unconstitu
tionality standing alone. As Justice Black stated for three
members of the Court,
“Whether that was due to negligence or was a wilful
effort to deprive some citizens of an effective vote, the
admitted result is that the Constitutional policy of
equality of representation has been defeated.” 328
U.S. 549, 572.
[fol. 84] V III.
The District Court has quoted, and my Brothers have
echoed, language from cases to the effect that legislative
motive cannot be inquired into. E.g., Doyle v. Continental
Ins. Co., 1876, 94 U.S. 535, 24 L.Ed. 148; Shuttlesworth v.
Birmingham Board of Education, D.Ala., 1958,162 F.Supp.
372. I t is necessary to ascertain precisely what they mean
62
by this discussion and quotations. Of course, at this late
date, to “overrule” the principle of statutory interpretation
would be somewhat like overruling the principle of stare
decisis—equally as impossible and undesirable. I t is so
firmly established—and for so long—that a mere quotation
from Corpus Juris Secundum is adequate to make the
point.
“Since the intention of the legislature, embodied in a
statute, is the law, the fundamental rule of construc
tion, to which all other rules are subordinate, is that
the court shall, by all aids available, ascertain and
give effect, unless it is in conflict with constitutional
provisions, or is inconsistent with the organic law of
the state, to the intention or purpose of the legislature
as expressed in the statute.” 82 C.J.S., Statutes § 321
(1953). (emphasis supplied)
What the Legislature of Alabama, as distinguished from
its members, intended and what the purpose of the Legis
lature, as distinguished from its members, was in the en
actment of this law is then a traditional matter for concern
to the Judiciary. Obviously the Legislature of Alabama
could have had the purpose of discriminating against Negro
[fol. 85] voters. Many states have had such purpose as the
cases discussed in P art V, supra, attest. All that Doyle
can mean is that in the .judicial process of ascertaining
legislative purpose and intention the individual motives31
and expression of the individual members is not pertinent.
31 For an interesting discussion of the distinction between in
quiries into legislative “motive” and legislative “purpose” see
NAACP v. Patty, E.D.Va., 1958, 159 F.Supp. 503, 515 n. 6, vacated
and remanded for consideration by Virginia courts,___ U.S.......... .
___ S. Ct_____ , ___ L.Ed.2d____ [No. 127, June 8, 1959].
In ordinary usage the shadings of the three terms are subtle.
Webster’s New International Dictionary (2d ed. 1954) : Purpose:
“That which one sets before himself as an object to be attained;
the end or aim to be kept in view in any plan, measure, exertion
or operation; design; intention.” Intention: “A determination to
act in a certain way or to do a certain thing; purpose; design; as,
an intention to go to Rome.” Motive: “That within the individual,
rather than without, which incites him to action; any idea, need,
emotion, or organic state that prompts to an action.”
63
But where the collective purpose and intention of the body
is expressly stated or is ascertained on a trial by the exer
cise of traditional rules of statutory construction in the
light of record facts, the judicial ascertainment and de
claration of that purpose and intention is not prohibited by
the fact that individual legislators, either in legislative
chambers or through the press, may have uttered state
ments of startling candor.
Of course, to say that “If the State has the power to do
an act, its intention or the reason by which it is influenced
in doing it cannot be inquired into,” Doyle v. Continental
Ins. Co., supra, 94 U.S. 535, 541, quoted in Shuttlesworth
v. Birmingham Board of Education, supra, 162 F.Supp. 372,
381, is to beg the question. If the sole and exclusive legisla-
[fol. 86] tive purpose is to deprive citizens of a state of
their constitutional rights then the state does not have “the
power to do [that] act.” Naturally, once this unconstitu
tional purpose is ascertained, and it is determined that the
act is unconstitutional and beyond the power of a state
legislature to enact, then it is unnecessary and unwise to
try to find why the legislature harbored this purpose, to
psychoanalyze them individually or collectively, and to try
and verbalize the motive which prompted them to action.
This was recognized in Doyle, supra, when the Court
made this almost self-defeating pronouncement: “The
State of Wisconsin * * * is a sovereign State, possessing
all the powers of the most absolute government in the
world.” 94 U.S. 535, 541. That this “most absolute govern
ment in the world” was nevertheless subject to some re
straints was acknowledged by the parenthetical phrase
ellipsed purposely from the quotation just made that “ (ex
cept so fa r as its connection with the Constitution and laws
of the United States alters its position)” Wisconsin is an
absolute sovereign state.
Doyle like Hunter is not really then an aid to decision.
Each represents only the result once it has been concluded
that the particular act does not offend the Constitution.
Each is a sweeping generalization, the effect of which would
be to supplant all constitutional guaranties if literally
applied.
64
If the Courts are not open to perform the traditional
judicial function of ascertaining legislative purpose and
intent, then these appellants stand helpless before the law
[fol. 87] so that, as to the Fifteenth Amendment, in the
memorable words of Chief Justice Marshall, “ * # * the
declaration that the Constitution * * * shall be the supreme
law of the land, is empty and unmeaning declamation.”
M’Culloch v. Maryland, 4 Wheat. 316, 433, 4 L.Ed. 579, 608.
The suggestion, implicit if not expressed, that “for protec
tion against abuses by Legislators the people must resort
to the polls, not to the Court.” Mmm v. Illinois, 1877, 94
U.S. 113, 134, ....... S.Ct.........., 24 L.Ed. 77; Williamson v.
Lee Optical of Oklahoma, 1955, 348 U.S. 483, 488, 75 S.Ct.
461, 99 L.Ed. 563, is here unavailing.
For there can be no relief a t the polls for those who
cannot register and vote. Significantly the complaint in
this case further alleged: “Macon County had no Board
of Registrars to qualify applicants for voter registration
for more than eighteen months, from January 16, 1956 to
June 3,1957. Plaintiffs allege that the reason for no Macon
County Board of Registrars is that almost all of the white
persons possessing the qualification to vote in said County
are already registered, whereas thousands of Negroes, who
possess the qualifications, are not registered and cannot
vote.” I t was this fact, incidentally, which gave rise to
the necessity of the dismissal of a cause of action against
the Board of Registrars of Macon County for discrimina
tory practices in registration. United States v. Alabama,
5 Cir., 1959,___ F. 2d ........ [No. 17684, June 16, 1959]. In
Macon County, of which Tuskegee is a geographical part,
neither the Constitution nor Congress nor the Courts are
thus fa r able to assure Negro voters of this basic right,
[fol. 88] That this has occurred demonstrates, I think,
that the Fifteenth Amendment contemplated a judicial en
forcement of its guaranties against either crude or sophisti
cated action of states seeking to subvert this new right.
If the force of the ballot was to be the sole sanction for
the effectual enforcement of the constitutional guaranty,
it really created no right and imposed no prohibition. For
IX.
65
all that a recalcitrant state need do is neglect the imple
menting of its own election machinery. If a Court may
strike down a law which with brazen frankness expressly
purposes a rank discrimination for race, it has—and must
have—the same power to pierce the veil of sham and, in
that process, judicially ascertain whether there is a proper,
rather than an unconstitutional, purpose for the act in
question.
The Court denies the existence of that power. The Con
stitution is left to a majority of the Alabama Legislature.
X.
As Mr. Justice Frankfurter has recently said elsewhere,
“The problem represented by this case is as old as the
Union and will persist as long as our society remains a
constitutional federalism.” Irvin v. Dowd, 1959, ...... . 11.8.
......., ....... S.Ct..........., 3 L.Ed. 2 d ....... [May 4, 1959], State
Legislatures are accorded, and rightfully so, great respect
and a far ranging latitude in their legislative programs.
Occasionally there comes the time, however, when legislation
oversteps its bounds. Then “it must * # * yield to an au-
[fol. 89] thority that is paramount to the state.” Wisconsin
v. Illinois, 1930, 281 U.S. 179, 197, 50 S.Ct. 266, 74 L.Ed.
799 (per Holmes, J.).
In such times the Courts are the only haven for those
citizens in the minority. I believe this is such a time.
I respectfully dissent.
W i s d o m , Circuit Judge, concurring:
I concur fully in the majority opinion. However, the
gravity of the issue, the gulf between the majority and
dissenting opinions, and a few sharp quillets in the dissent
impel me to make some observations on the application
to the instant case of the doctrine of judicial abstention in
political cases.
I .
The plaintiffs propose a cure worse than the disease.
The Court therefore should withhold the exercise of its
66
equity powers. That was Mr. Justice Rutledge’s view in
an analogous situation. Colegrove v. Green, 1946, 328 U.S.
549, 566. That is my view in this case.
An attempt by the federal judiciary to control a state
legislature’s right to fix the boundaries of a political sub
division is an intrusion of national courts in the polity of
a state that in a federal system carries consequences even
[fol. 90] more serious and far-reaching than the partial
disfranchisement of plaintiffs unable to vote in municipal
elections because by legislative definition their voting dis
trict is not in a municipality. There are other considera
tions. The plaintiffs ask for something courts cannot give.
Courts, any courts, are incompetent to remap city limits.
And any decree in this case purporting to give relief would
be a sham: the relief sought will give no relief.
There is an obvious rep ly : in a democratic country noth
ing is worse than disfranchisement. And there is no such
thing as being just a little bit disfranchised. A free man’s
right to vote is a full right to vote or it is no right to vote.
Perhaps so, but in similar situations—to me they are simi
lar—the United States Supreme Court has made no such
reply. Instead, in at least two decisions the Supreme Court
declined jurisdiction when the relief from partial disfran
chisement would require federal courts to intrude in the
internal structure and organization of the government of a
state. Colegrove v. Green, 1946, 328 U.S. 549; South v.
Peters, 1950, 339 U.S. 276.
When Illinois partially disfranchised the citizens in its
seventh congressional district by gerrymandering1 away
ninety per cent of their effective vote as against the vote
of Illinois citizens in the fifth congressional district, the
Court declined to interfere. Colegrove v. Green, 328 U.S.
[fol. 91] 549. In congressional elections, therefore, 100,000
votes may equal 900,000 votes, and a thirty-five per cent
minority may outvote a sixty-five per cent majority (over
the state as a whole). Georgia, by the county-unit device,
1 The Supreme Court of Illinois invalidated a 1931 reapportion
ment and ordered a return to the statute of 1901. Moran v. Bowley,
1932, 111. S.Ct. 179 N.E. 526. Legislative inaction resulted in a
gerrymander as effective as any gerrymander created by legislative
action reshuffling district lines.
67
disfranchises citizens of Fulton County (Atlanta) by ninety-
nine per cent as against citizens in certain rural counties.2
When the constitutionality of the system was attacked in
the Supreme Court, again the Court held that federal courts
should not interfere. South v. Peters, 339 U.S. 276.
I can see no difference between partially disfranchising
negroes and partially disfranchising Republicans, Demo
crats, Italians, Poles, Mexican-Americans, Catholics, blue
stocking voters, industrial workers, urban citizens, or other
groups who are euchered out of their full suffrage because
their bloc voting is predictable and their propensity for
propinquity or their residence in certain areas, as a result
of social and economic pressures, suggests the technique of
partial disfranchisement by gerrymander or malapportion
ment. I can see no difference between depriving negroes
of the right to vote in municipal elections in Tuskegee and
not counting at their full value votes cast in certain dis
tricts in Illinois in a congressional election or votes cast
in certain counties in Georgia in a state election. The dis
senting justices in Colegrove v. Green and in South v.
Peters found no sound distinction between those cases and
the negro-voting cases.
[fol. 92] Colegrove v. Green and South v. Peters may be
distinguishable at the periphery. At the center these cases
and the instant case are the same. In the respect that
Colegrove v. Green involved congressional districts, there
was more reason for federal courts to intervene in Illinois’
gerrymandering affecting federal elections than there would
be to intervene in Alabama’s gerrymandering that affects
only municipal elections.
No one thinks that in Colegrove v. Green and South v.
Peters the Supreme Court gave its constitutional blessing
to partial disfranchisement. The Court did not reach the
constitutional question. The Supreme Court was willing
to assume that malapportionment was unconstitutional.
“The Constitution”, said Mr. Justice Frankfurter for the
majority in Colegrove v. Green, “has many commands that
are not enforceable by the courts, because they clearly fall
2 For a defense of the system see Henson, The County Unit Sys
tem is Constitution, 14 Ga. Bar J. 22 (1951).
6 8
outside the conditions and purposes that circumscribe judi
cial action.” 3 In effect, the suit was “an appeal to the fed
eral courts to reconstruct the electoral process of Illinois”.
Mr. Justice F rankfurter stated: “ [T]he petitioners ask of
[fol. 93] this Court what is beyond its competence to grant.
. . . [T]his Court, from time to time, has refused to inter
vene in controversies . . . because due regard for the effec
tive working of our government revealed the issue to be of
a peculiarly political nature and therefore not meet for
judicial interference.” Mr. Justice Kutledge, concurring,
sta ted :
“ [The Court has] power to afford relief in a case of
this type. . . . But the relief it seeks pitches this Court
into delicate relation to the functions of state officials
and Congress, compelling them to take action which
heretofore they have declined to take voluntarily or to
aecept the alternative of electing representatives from
Illinois at large in the forthcoming elections. . . . If
the constitutional provisions on which appellants rely
give them the substantive rights they urge, other pro
visions qualify those rights in important ways by vest
ing large measures of control in the political subdivi
sions of the government and the state. . . . I think,
therefore, the case is one in which the Court may
properly, and should decline to exercise its jurisdic
tion.”
3 Mr. Justice Frankfurter continued: “Thus, ‘on Demand of the
executive Authority,’ Art. IV, §2, of a State it is the duty of a
sister State to deliver up a fugitive from justice. But the fulfill
ment of this duty cannot be judicially enforced. Commonwealth
of Kentucky v. Dennison, 24 How. 66. The duty to see to it that
the laws are faithfully executed cannot be brought under legal
compulsion. State of Mississippi v. Johnson, 4 Wall. 475. Violation
of the great guaranty of a republican form of government in States
cannot be challenged in the courts. Pacific States Telephone &
Telegraph Co. v. Oregon, 223 U.S. 118. The Constitution has left
the performance of many duties in our governmental scheme to
depend on the fidelity of the executive and legislative action and,
ultimately, on the vigilance of the people in exercising their
political rights.” Colegrove v. Green, 328 U.S. 549, 556.
69
In South v. Peters, 1950, 339 U.S. 276, a majority of the
Supreme Court considered that the holding warranted only
a short per curiam opinion: “Federal courts consistently
refuse to exercise their equity powers in cases posing politi
cal issues arising from a state’s geographical distribution
of electoral strength among its political subdivisions.”
[fol. 94] Long before these cases the Cherokee Nation
asked for an injunction to restrain the State of Georgia and
its officials from asserting certain rights and powers over
the people of the Cherokee Nation. In defiance of a treaty
between the United States and the Cherokee Nation, Georgia
had passed laws dividing the Indian territory into districts
and subjecting the Cherokees to the jurisdiction of the
state. The Cherokees had the sympathy of almost all
Americans. They had no possible haven but the United
States Supreme Court. The Court refused to take jurisdic
tion. The Cherokee Nation v. The State of Georgia, 1831,
30 U.S. (5 Pet.) 1, 8 L.Ed. 1. In the opinion for the Court,
Chief Justice John Marshall went out of his way to write,
by way of dictum:
“If courts were permitted to indulge their sympathies,
a case better calculated to excite them can scarcely be
imagined. . . . A serious additional objection exists
to the jurisdiction of the court. Is the m atter of the
bill the proper subject for judicial inquiry and deci
sion? . . . The bill requires us to control the Legislature
of Georgia, and to restrain the exertion of its physical
force. The propriety of such an interposition by the
court may be well questioned. I t savors too much of
the exercise of political power to be within the proper
province of the judicial department.”
II.
With due deference to my able associate, it seems to
me that the rhetorical questions in the opening paragraphs
[fol. 95] of the dissent assume a process of reaching a
decision that is inapplicable to political cases. In political
cases there are few absolutes and few either-or questions.
There may be some matters that clearly fall within the
exclusive control of the executive or the legislative branches
70
of government or controversies that these political depart
ments manifestly may settle more appropriately than the
judicial department. Courts then apply the doctrine of
abstention almost automatically. But since every official
act is political in a sense, in most cases courts are driven
to inquire. How political? And what are the consequences
of granting or denying the relief requested? Because of
this and because discretionary equitable powers usually
are invoked, courts have considered it proper to take a
pragmatic approach and to weigh a variety of considera
tions in reaching a decision, not stopping, for example,
with the flat statement that the issue is political and non-
justieiable.4 A weighing of practical considerations along
with broad principles may blur the line between no-jurisdic
tion and jurisdietion-but-abstention, yet it has characterized
[fol. 96] political cases since Luther v. Borden, 1849, 7
How. (U.S.) 1.
To abstain or not to abstain in a hard case that seri
ously affects the balance between the federal government
and the states puts a court to the task of assaying values
and assessing effects. Here we must weigh the value, in a
federal system, of preserving the integrity of a state as a
polity, including a state’s control over its political subdivi
sions and the state administrative process—against the
value of an individual’s right to vote in city elections when
as a consequence of a state law gerrymandering municipal
4 In Colgrove v. Green, for example, the Court attached impor
tance to these considerations: the court lacked satisfactory criteria
for a judicial determination; the basis for the suit was not a private
wrong, but a wrong suffered by Illinois as polity; no court can
affirmatively remap the Illinois districts; it is hostile to a demo
cratic system to involve the judiciary in the politics of the people;
regard for the Constitution as a viable system precludes judicial
correction, since authority for dealing with the problem resides
first with Congress and ultimately with the people (to secure a
state legislature that will apportion properly) ; malapportionment
is chronic and embroiled in politics, and courts should avoid this
political thicket; the Constitution has many commands that are not
enforceable but left to legislative or executive action, and ultimately
to the people; the possible consequences of decision were of great
magnitude and the judicial processes inadequate for dealing with
them; in our system of government it is appropriate that Congress
have the final determination whether to seat Congressmen.
71
limits he does not live in a municipality. We must weigh
the effects of federal action against inaction, of judicial in
tervention against self-limitation. This weighing of values
and effects is in no sense a play on the word “political”.
It is a reasonable basis for a decision that may appear in
defensible only when the ease is sought to be reduced to
the single question: did the plaintiff have a constitutional
right of which he was deprived or did he not?
III.
In my judgment, Colegrove v. Green and South v. Peters
control this case. Even if they were not controlling, I
would favor withholding the exercise of our equity powers
for the reasons given and for the following reasons.
(1) Grant of relief would put federal courts in the posi
tion of interfering with the internal governmental struc-
[fol. 97] ture of a state, putting a new kind of strain on
federal-state relations already severely strained. Control
over the political subdivisions of a state including the in
corporation of cities and towns and the determination of
their boundaries, is a political function of the state legis
lature and an attribute of state sovereignty in a federal
union. So it has always been held. Let the chips fall
where they may, the courts have decided. This is the sub
stance of the holdings in Laramie County v. Albany County,
1876, 92 IT.S. 307; Town of Mount Pleasant v. Beckwith,
1879, 100 U.S. 514; and Hunter v. Pittsburgh, 1907, 207
U.S. 161. In these and similar cases the citizens who suf
fered from changes in city limits, by loss of property values
or by increased taxation (if the boundaries are extended)
or from lack of fire and police protection (if the boundaries
are contracted) and from loss of voting privileges (in the
case of a gerrymander), were in the same situation as the
plaintiffs are in this case.
(2) The plaintiffs ask the Court to hold unconstitutional
a law that is clearly constitutional on its face. The statu
tory approach necessary to reach that somewhat unusual
result would compel the Court to go beneath the surface
of the law and impute to the legislature an unprofessed
subjective intention. This ulterior motive, when coupled
72
with inferences from the effect of the law, would then be
fatal to the constitutionality of the statute. As Mr. Jus
tice Cardozo put it, this process spreads psychoanalysis to
unaccustomed fields. United States v. Constantine, 296 U.S.
287, 299. I recognize that occasionally there may be statutes
[fol. 98] which are unconstitutional in the light of their ef
fect and the legislature’s intentions. Over the long pull,
however, I believe that the interests of justice lie in the di
rection of testing a law in the light of what the law says,
not in the light of what the legislature intends. Rather
than deviate from that principle in a case involving the
exercise of a political function historically lodged with
the state and free from federal supervision, I would heed
the frequent admonition to avoid a decision upon the con
stitutional question when there is a tenable alternative
ground for disposing of the controversy.
(3) This ease differs from all cases involving successful
complaints of discrimination under the Fourteenth and
Fifteenth Amendments in that there is no effective remedy.
An injunction will enable a citizen to vote—if he lives in a
voting district where an election is held. I t is an empty
right when he does not live in a voting district. The best
that this Court could do for the plaintiffs would be to de
clare Act 140 of 1957 invalid. There is nothing to prevent
the legislature of Alabama from adopting a new law rede
fining Tuskegee town limits, perhaps with small changes, or
perhaps a series of laws, each of which might also be held
unconstitutional, each decision of the court and each act of
the legislature progressively increasing the strain on fed
eral-state relations. As stated in Colegrove: “No court can
affirmatively remap the Illinois districts. . . . At best we
could only declare the existing electoral system invalid.”
Nor can this Court remap Tuskegee. If we had the com
petency to determine the proper geographical limits for
[fol. 99] towns in Alabama, still there would be no way of
our giving effect to the talents of our judges: the plaintiffs’
only real remedy is one we have no right to give—a man
damus against the legislature of Alabama.
In short, the situation is unmanageable. If we inter
vene we shall only intensify the very dispute we are asked
to settle. And federal courts have no mission—from the
73
constitution or from that brooding omnipresence of higher
law so often an influence on constitutional decisions—to
find a judicial solution for every political problem presented
in a complaint that makes a strong appeal to the sympathies
of the court. To repeat the words of Chief Justice John
M arshall: “If courts were permitted to indulge their
sympathies, a case better calculated to excite them can
scarcely be imagined. . . . [But] such an interposition by
the court . . . savors too much of the exercise of political
power to be within the proper province of the judicial
department.”
[fol. 100]
I n t h e U n i t e d S t a t e s C o u r t o e A p p e a l s
No. 17589
C. G. G o m i l l i o n , et al.,
P h i l M. L i g h t p o o t , as Mayor of the City of Tuskegee, et al.
J u d g m e n t — September 15,1959
This cause came on to be heard on the transcript of
the record from the United States District Court for the
Middle District of Alabama, and was argued by counsel;
On Consideration Whereof, It is now here ordered and
adjudged by this Court that the judgment of the said Dis
trict Court in this cause be, and the same is hereby, affirmed;
It is further ordered and adjudged that the appellants,
C. G. Gomillion, and others, be condemned, in solido, to pay
the costs of this cause in this Court for which execution may
be issued out of the said District Court.
“Brown, Circuit Judge, Dissenting.”
“Wisdom, Circuit Judge, Specially Concurring.”
[fol. 101] Clerk’s Certificate to foregoing transcript
(omitted in printing).
74
[fol. 102]
S u p r e m e C o u r t o f t h e U n i t e d S t a t e s
No...... .—October Term, 1959
C. G. G o m i l l i o n , et a l . , Petitioners,
P h i l M. L i g h t e o o t , as Mayor of the City of Tuskegee, et a l .
O r d e r E x t e n d i n g T i m e t o F i l e P e t i t i o n f o r
W r i t o f C e r t i o r a r i
Upon Consideration of the application of counsel for
petitioner (s),
I t Is Ordered that the time for filing petition for writ of
certiorari in the above-entitled cause be, and the same is
hereby, extended to and including February 1, 1960.
Hugo L. Black, Associate Justice of the Supreme
Court of the United States.
Dated this 4th day of December, 1959.
[fol. 103]
S u p r e m e C o u r t o f t h e U n i t e d S t a t e s
No. 668—October Term, 1959
C. G. G o m i l l i o n , et al., Petitioners,
P h i l M. L i g h t f o o t , as Mayor of the City of Tuskegee, et al.
O r d e r A l l o w i n g C e r t i o r a r i — March 21,1960
The petition herein for a writ of certiorari to the United
States Court of Appeals for the F ifth Circuit is granted.
And it is further ordered that the duly certified copy
of the transcript of the proceedings below which accom
panied the petition shall be treated as though filed in re
sponse to such writ.