McDonald v. Santa Fe Trail Transportation Co. Motion for Leave to File Brief Amicus Curiae and Brief Amicus Curiae
Public Court Documents
January 1, 1975
Cite this item
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Brief Collection, LDF Court Filings. McDonald v. Santa Fe Trail Transportation Co. Motion for Leave to File Brief Amicus Curiae and Brief Amicus Curiae, 1975. f6278384-bc9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/4f79cdb9-e45c-408c-a8b0-7048825d568d/mcdonald-v-santa-fe-trail-transportation-co-motion-for-leave-to-file-brief-amicus-curiae-and-brief-amicus-curiae. Accessed November 23, 2025.
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The Supreme Court
of the United States
L. N. McDonald, et al.
versus
Santa Fe Trail
Transportation Co., et al.
Petition and Briefs
Law Reprints
Labor Series vol. 9, no. 12
1975/1976 Term
IN THE
JSitpmtte fflmtrf af % pttfoir JIMps
O c t o r e r T e r m , 1975
NO.
L. N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE and
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
STUART M. NELKIN
A Member of the Bar of the
Supreme Court of the United States
463S Southwest Fwy., Suite 320 W
Houston, Texas 77027
(713) 621-9923
HENRY M. ROSENBLUM
4635 Southwest Fwy., Suite 320 W
Houston, Texas 77027
(713) 629-0650
ROBERT B. O’KEEFE
4635 Southwest Fwy., Suite 320 W
Houston, Texas 77027
(713) 629-0650
Counsel for Petitioners
I N D E X
Page
Opinion Below ................................................................... 2
Jurisdiction ........................................................................ 2
Questions Presented ...................................................................... 2
Statutory Provisions Involved ............................................ 2
Statement of the C a s e ....................................................................... 3
The Courts below clearly disregarded Congressional intent
and decisions of this Court in finding that Petitioners had
failed to state a claim under Title VII of the Civil Rights
Act of 1964, as amended 42 U.S.C. §§2000e, et seq.......... 6
The Legislative History of the Civil Rights Act of 1866,
14 Stat. 27, compels the conclusion that white employees
have standing to challenge racially discriminatory employ
ment policies and practices under 42 U.S.C. §1981 ........ 12
This Court should finally resolve the uncertainty and conflict
in the lower courts as to whether white persons have stand
ing to challenge racially discriminatory employment policies 17
Conclusion ............................................................................ 19
Certificate of Service ............ ...................................................... 20
Appendix A—Opinion of Fifth Circuit Court of May 21, 197S 21
Appendix B—Modified Memorandum and Opinion of the Dis
trict Court of June 13, 1974 .................................................. 24
Appendix C—Memorandum and Opinion of the District Court
of May 2, 1974 ...................................................................... 29
Appendix D—Memorandum and Order of the District Court
of January 4, 1974 ................................................................ 34
Appendix E—Answers of the Santa Fe Trail Transportation
Company to Plaintiffs’ Interrogatories filed in District Court 37
Appendix F—Original Answer of Teamsters Freight and Tank
Line Employees, Local Union No. 988 filed in District
Court ...................................................................................... .. 42
Appendix G—Plaintiff’s Second Amended Complaint filed in
District Court ........................................................................ SI
II
LIST OF AUTHORITIES
CASES Page
Alexander v. Gardner-Denver Co., 41S U.S. 36, 41, 39 L.Ed.
2d 147, 94 S.Ct. 1011 (1974) ............................................ 6
Cannon v. Action, 303 F. Supp. 1240 (E.D. Mo. 1965),
aff’d in part, remanded in part on other grounds, 450 F.2d
1227 (8th Cir. 1971) .................. ........................................ 18
Conley v. Gibson, 355 U.S. 41, 46, 2 L.Ed.2d 80, 78 S.Ct.
99 (1957) ................................................................................. 11
Dematteis v. Eastman Kodak, 511 F.2d 306 (2nd Cir. 1975) 18
Georgia v. Rachel, 384 U.S. 780, 781, 16 L.Ed.2d 925, 933,
86 S.Ct. 1783 (1966) ................................................................ 16
Griggs v. Duke Power Co., 401 U.S. 424, 2 L.Ed.2d 158,
91 S.Ct. 849 ...........................................................................- 6,7
Hollander v. Sears, Roebuck & Co., 392 F. Supp. 90 (D.
Conn. 1975) ............................................................................. 18
Johnson v. Railway Express Agency, 44 L.Ed.2d 295, 301
(1975) ....................................................................................... 17
Jones v. Alfred H. Mayer Co., 392 U.S. 409, 422-44, 20
L.Ed.2d 1189, 1197-1200, 88 S.Ct. 2186 (1968) ............ 13,15
Kurylas v. U.S. Department of Agriculture, 373 F. Supp.
1072 (D.C. D.C. 1974) .......................................................... 18
Long v. Ford Motor Co., 496 F.2d 500 (6th Cir. 1974) . . . 7, 11
Martin v. Chrysler Corporation, _____ F. Supp. , 10
FEP Cases 329, 332 (E.D. Mich., 1974) ........................ 7
McDonald v. Santa Fe Trail Transportation Company, 513
F.2d 90 (1973) ......................................................................... S
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 800, 36
L.Ed.2d 668, 93 S.Ct. 1817 (1973) .............................6 ,7 ,8 ,9 ,10,11
McRae v. Goddard College, _____ F. Supp. ■ 10 FEP
Cases 143, 149 (D.C. Ver. 1975) ........................................ 7,8,11
Perkins v. Banster, 190 F. Supp. 98 (D. Md.), aff’d 285
F.2d 42 (4th Cir. 1960) ......................................................... 18
Sullivan v. Little Hunting Park, Inc., 396 U.S. 229, 237,
24 L.Ed. 386, 392, 90 S.Ct. 400 (1969) .......................... 13, 15, 16
Van Hoomissen v. Xerox Corp., 368 F. Supp. 829 (N.D.
Cal. 1973) ............................................................................... 18
WRMA Broadcasting Co. v. Hawthorne, 355 F. Supp. 577
(M.D. Ala. 1973) ..................................................................... 18
Ill
Page
UNITED STATES CONSTITUTION
Thirteenth Amendment ............................................................ 12,13,14
UNITED STATES STATUTES
28 U.S.C. §1254(1) ................................................................... 2
42 U.S.C. §1981, Civil Rights Act of 1866. .2, 12, 13, 14, 15, 16, 17, 18
42 U.S.C. §§2000e, et seq., Title VII of the Civil Rights Act
of 1964 .................................................................................2, 6, 11,13
MISCELLANEOUS
CCH EEOC Decision No. 74-25 §6400 (1973) ................... 7
CCH EEOC Decision No. 74-95 §6432 (1974) ................... 7
Cong. Globe, 39th Cong., 1st Sess. 366 (1866) ................... 14
Cong. Globe, 39th Cong., 1st Sess. 1115 (1866) ................ 15
IN THE
jiupmur Court of % Puttzb jitairs
O c t o r e r T e r m , 1975
NO.
L. N. MCDONALD and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE and
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
The petitioners L. N. McDonald and Raymond Laird
respectfully pray that a writ of certiorari issue to review
the judgment and opinion of the United States Court of
Appeals for the Fifth Circuit entered in this proceeding
on May 21, 1975.
1
2
OPINION BELOW
The opinion of the Court of Appeals, a copy of which
appears in the Appendix attached hereto, is reported at
513 F.2d 90. The opinions rendered by the United States
District Court for the Southern District of Texas are
unreported and appear in the Appendix attached hereto.
JURISDICTION
The judgment of the United States Court of Appeals
for the Fifth Circuit was entered on May 21, 1975, and
this petition for certiorari was filed within 90 days of
that date. This Court’s jurisdiction is invoked under
28 U.S.C. §1254(1).
QUESTIONS PRESENTED
1. Whether dismissal of white employees charged with
misappropriating company property while not dismissing
a similarly charged black employee raises a claim under
Title VII of the Civil Rights Act of 1964, as amended,
42 U.S.C. §§2000e, et seq.
2. Whether white employees who were discharged for
alleged misappropriation of company property when a
similarly charged black employee was not discharged,
have standing to sue under the Civil Rights Act of 1866,
42 U.S.C. §1981.
STATUTORY PROVISIONS INVOLVED
United States Code, Title 42
§2000e-2(a)(1) Unlawful employment practices—
Employer practices
(a) It shall be an unlawful employment practice
for an employer—
2
3
(1) to fail or refuse to hire or to discharge any
individual, or otherwise to discriminate against
any individual with respect to his compensation,
terms, conditions or privileges of employment,
because of such individual’s race, color, religion,
sex, or national origin;
United States Code, Title 42
§ 1981 Equal Rights under the law—
All persons within the jurisdiction of the United
States shall have the same right in every State and
Territory to make and enforce contracts, to sue, be
parties, give evidence, and to the full and equal
benefit of all laws and proceedings for the security
of persons and property as is enjoyed by white
citizens, and shall be subject to like punishment,
pains, penalties, taxes, licenses, and exactions of
every kind, and to no other.
STATEMENT OF THE CASE
On September 26, 1970, Petitioners, who are white,
were accused by the Respondent of having misappropri
ated certain of the Respondent’s property. A black em
ployee was similarly accused. On October 2, 1970, follow
ing an investigation by the Respondent, the Petitioners
were terminated but the black employee was not.
On October 8, 1970, Petitioner McDonald initiated a
grievance in which the charges of misappropriation were
emphatically denied.1 On April 3, 1971, Petitioner Mc
Donald was notified that his discharge had been sustained
and that his grievance would not be further pursued.
1. Appendix F, p. 49.
3
4
On April 26, 1971, Petitioner McDonald filed a Charge
of Discrimination with the Equal Employment Opportunity
Commission in which he charged that his race had been
a factor in the employment decision of Respondent to
discharge him.
On August 16, 1971, Petitioners initiated an action
against Respondent in the United States District Court
for the Southern District of Texas invoking the Court’s
jurisdiction pursuant to 42 U.S.C. §2000e-5(f) and 42
U.S.C. §1981. Following discovery and certain Motion
Practice, Petitioners filed their Second Amended Com
plaint on July 19, 1973.2 3
On January 4, 1974, the District Court denied Motions
to Dismiss. At issue in the Motion was (1) the proposition
of whether white persons may bring an action under
42 U.S.C. § 1981,8 and (2) the proposition that the
Plaintiffs who were discharged following their apprehen
sion for the theft of their employer’s property, while an
equally guilty Negro employee was retained because of
his race, have not stated a claim under Title VII.4
On May 2, 1974, the District Court issued a second
Memorandum and Opinion in which it held that “[42
U.S.C.] §1981 is inapplicable to white persons”;5 6 addi
tionally, the Court held “[T]hat the dismissal of white
employees charged with misappropriating company prop
erty while not dismissing a similarly charged Negro em
ployee does not raise a claim upon which Title VII relief
may be granted”.*
2. See, Plaintiff’s Second Amended Complaint, Appendix G.
3. Appendix D, p. 35.
4. Appendix D, p. 36.
5. Appendix C, p. 30.
6. Appendix C, p. 33.
4
5
The District Court apparently predicated its decision,
in part, on the finding that Petitioners had failed to allege
that they were falsely charged with misappropriating
company property. This finding was adopted by the
United States Court of Appeals for the Fifth Circuit.7
In fact, evidence of each Petitioner’s innocence of the
charges of misappropriation had been squarely presented
to the District Court.8
On appeal to the United States Court of Appeals For
The Fifth Circuit the Fifth Circuit panel held, per curiam,
that 42 U.S.C. §1981 “confers no actionable rights upon
white persons,” and “that an employer’s dismissal of
white employees charged with misappropriating company
property while not dismissing a similarly charged Black
employee does not raise a claim upon which relief may
be granted under Title VII, 42 U.S.C. §§2000e et seq.”9
The Petitioners were never afforded an opportunity by
the District Court to offer evidence that (1) they were
innocent of the accusations, or that (2) the not-discharged
black employee was equally culpable, and that (3) race
was a factor considered by Respondent in their discharge.
7. “There is no allegation that the Plaintiffs were falsely charged.”
McDonald v. Santa Fe Trail Transportation Company, S13 F.2d 90
(1975).
8. As to Petitioner McDonald:
“These [C]harges are wrong and are unjust, because I did not
steel [sic] anything. . .” Appendix F, p. 49.
As to Petitioner Laird:
“Raymond Lee Laird was discharged for failure to properly
perform his duties, exercising poor judgment as General Dock
Foreman and for violation of company rules.” Appendix E, p. 39.
9. Appendix A, p. 23.
5
6
THE COURTS BELOW CLEARLY DISREGARDED
CONGRESSIONAL INTENT AND DECISIONS OF
THIS COURT IN FINDING THAT PETITIONERS
HAD FAILED TO STATE A CLAIM UNDER TITLE
VII OF THE CIVIL RIGHTS ACT OF 1964, AS
AMENDED 42 U.S.C. §§2000e, ET SEQ.
Title VII of the Civil Rights Act of 1964 was enacted
to “assure equality of employment opportunities by
eliminating those practices and devices that discriminate
on the basis of the race, color, religion, sex or national
origin”. Alexander v. Garnder-Denver Co., 415 U.S. 36,
41, 39 L.Ed.2d 147, 94 S.Ct. 1011 (1974). In Griggs v.
Duke Power Co., 401 U.S. 424, 28 L.Ed.2d 158, 91
S.Ct., 849, this Court examined Congressional intent to
determine the scope of Title VII and found that discrimi
natory preferences for minority employees, as well as for
majority employees, were intended to be proscribed by
the Act:
In short, the Act does not command that any person
be hired simply because he was formerly the subject
of discrimination, or because he is a member of a
minority group. Discriminatory preference for any
group, minority or majority, is precisely and only
what Congress has proscribed. (Emphasis supplied)
401 U.S. at 431.
Thus, the important question to consider in a case in
volving racial discrimination brought pursuant to Title
VII is “whether, for any reason, a racially discriminatory
employment decision has been made” McDonnell Doug
las Corp. v. Green, 411 U.S. 792, 800, 36 L.Ed.2d 668,
93 S.Ct. 1817 (1973).
6
7
In McDonnell Douglas Corp., v. Green, supra, this
Court highlighted the important societal interest in fair
and racially neutral employment decisions:
There are societal as well as personal interests on
both sides of this equation. The broad, overriding
interest, shared by the employer, employee, and
consumer, is efficient and trustworthy workmanship
assured through fair and racially neutral employment
decisions. In the implementation of such decisions,
it is abundantly clear that Title VII tolerates no
racial discrimination, subtle or otherwise.
411 iU.S. at 801.
On this basis, federal courts facing claims of racial
discrimination in employment have closely scrutinized
the employment decisions of the charged employer to
determine if the employer has placed more stringent re
quirements on employees because of their race. See, e.g.,
Long v. Ford Motor Company, 496 F.2d 500 (6th Cir.
1974); McRae v. Goddard College, ,___ F.Supp____ ,
10 FEP Cases 143, 149 (D.C. Ver. 1975); Martin v.
Chrysler Corporation,___ F.Supp_____ , 10 FEP Cases
329, 332 (E.D. Mich., 1974); Also, CCH EEOC De
cision No. 74-25 § 6400 (1973) and CCH EEOC De
cision No. 74-95 § 6432 (1974).10 The purpose of this
judicial inquiry is to consider whether the employer’s
conduct was a mere pretext for the sort of discrimination
prohibited by Title VII. McDonnell Douglas Corp. v.
Green, supra; Long v. Ford Motor Company, supra.
Particularly relevant to this determination is whether the
10. This Court has previously noted that “the administrative
interpretation of the Act by the enforcing agency is entitled to great
deference”. Griggs v. Duke Power Company, supra, 401 U.S. at 433.
7
8
employer has applied the challenged employment policy
equally to similarly situated employees of other races.
McRae v. Goddard College, supra. In McDonnell Douglas
Corp., v. Green, supra, a case involving an alleged dis
criminatory refusal to rehire, this Court had occasion to
emphasize the importance of such evidence to a claim of
racial discrimination:
Petitioner’s reason for rejection thus suffices to meet
the prima facie case, but the inquiry must not end
here. While Title YII does not, without more, com
pel rehiring of respondent, neither does it permit
petitioner to use respondent’s conduct as a pretext
for the sort of discrimination prohibited by § 703(a)
(1). On remand, respondent must, as the Court of
Appeals recognized, be afforded a fair opportunity
to show that petitioner’s stated reason for respond
ent’s rejection was in fact a pretext. Especially rele
vant to such a showing would be evidence that white
employees involved in acts against petitioner of
comparable seriousness to the “stall-in” were never
theless retained or rehired. (Emphasis supplied)
411 U.S. at 804.
Like the Plaintiff in McDonnell Douglas Corp. v.
Green, supra, Petitioners alleged that they were the vic
tims of a racially motivated employment decision.11 The
employer answered that Petitioners were justifiably dis
charged for alleged unlawful activity against the company.
The District Court, in its first Memorandum and Order
dated January 4, 1974, showed concern over whether
Petitioners had stated a claim upon which relief could
11. See, Plaintiff’s Second Amended Complaint, Appendix G.
8
9
be granted.12 However, since the District Court found
this issue to be inadequately briefed, the Court felt
constrained to deny defendants’ motion to dismiss. In
a subsequent opinion, dated May 2, 1974, the District
Court, upon reconsideration of its earlier opinion, con
cluded:
Upon reconsideration, the court concludes that the
dismissal of white employees charged with mis
appropriating company property while not dismissing
a similarly charged Negro employee does not raise
a claim upon which relief can be granted.13
On appeal, the United States Court of Appeals for the
Fifth Circuit joined in this determination:
We likewise agree with the district court’s conclusion
that an employer’s dismissal of white employees
charged with misappropriating company property
while not dismissing a similarly charged black em
ployee does not raise a claim upon which relief can
be granted.14
513 F.2d at 90
In finding that Petitioners had failed to state a claim
upon which relief can be granted both Courts relied
heavily on this Court’s decision in McDonnell Douglas
Corp. v. Green, supra. In particular, the lower federal
courts apparently found the following language to be
decisive:
12. See, Memorandum and Order, Appendix D. The first
opinion of the District Court was issued pursuant to Motions to
Dismiss filed by Defendants Santa Fe and International Brotherhood.
13. See, Memorandum and Order, Appendix C, p. 34.
14. See Appendix A, p. 23.
9
10
Nothing in Title VII compels an employer to ab
solve and rehire one who has engaged in unlawful
activity against it.
411 U.S. at 803
However, both Courts ignored this Court’s caveat in
McDonnell Douglas, supra, that the defense of discharge
for unlawful activity against the company is not a com
plete defense in and of itself, but merely serves to rebut
Petitioners’ allegation of disparate and discriminatory
disciplinary treatment. Indeed, this Court commanded
that the “inquiry must not end here” and directed that
“On remand, . . . respondent must . . . be afforded a
fair opportunity to show that petitioner’s stated reason for
respondent’s rejection was in fact a pretext.” Id., 411
U.S. at 804.
The fact that Petitioners were discharged for alleged
unlawful activities does not obviate the employer’s duty
under Title VII, to maintain a neutral posture in making
its employment decisions and to insure that their
employment terms do not vary according to race for
similarly situated employees. See, e.g., Long v. Ford
Motor Company, supra.
As this Court astutely observed in McDonnell Douglas
Corp. v. Green, supra:
Petitioner may justifiably refuse to rehire one who
was engaged in unlawful, disruptive acts against it,
but only if this criterion is applied alike to members
of all races. (Emphasis supplied)
411 U.S. at 804.
10
11
In finding that Petitioners had failed to state a claim upon
which relief can be granted, it was necessary for the District
Court to find that Petitioners could prove “no set of the facts
in support of his claim which would entitle him to relief”.
Conley v. Gibson, 355 U.S. 41, 46, 2 L.Ed.2d 80, 78 S.
Ct. 99 (1957). It is difficult if not impossible to imagine,
in light of this Court’s clear holding in McDonnell Doug
las Corp. v. Green, supra, that Petitioners could prove no
set of facts which would entitle them to relief under Title
VII of the Civil Rights Act of 1964, as amended, 42
U.S.C. §§2000e, etseq.
If Petitioners had been afforded an opportunity to
show, as their pleadings alleged, that their employment
terms varied from similarly situated employees of other
races and it was this variance which was fatal to their
employment, then it is submitted that a prima facie case
of racial discrimination would have been established. See
e.g. McDonnell Douglas Corp. v. Green, supra; Long v.
Ford Motor Company, supra; McRae v. Goddard College,
supra. Likewise, if Defendant could have shown, as their
pleadings alleged, that Petitioners were discharged solely
for their alleged unlawful activity against the company,
then the burden would have shifted back to Petitioners.
McDonnell Douglas Corp., supra.
However, the District Court did not give Petitioners the
opportunity to show by competent evidence that the stated
reason for discharge was in fact a mere cover-up for a
racially discriminatory employment decision. Instead, the
Court decided, that even if Petitioners could have shown,
as they alleged, that their race was the determinative
factor in deciding to discharge them, and not the
similarly charged black employee, they would not be
entitled to relief under Title VII. One cannot help but
11
12
wonder if the result would have been the same if the dis
charged Petitioners were black and the retained employee
was white.15
The mandate of Title VII is clear in directing its thrust
at eliminating employment decisions arising from a dis
criminatory preference for either minority or majority
employees. In failing to recognize this, the Courts below
have committed a serious omission which has operated to
deprive petitioners of those very rights which Title VII
was enacted to secure. On this basis, the decisions of the
courts below, in finding that white employees who were
dismissed for alleged misappropriation of company prop
erty while a similarly charged black employee was not
dismissed, had failed to state a claim upon which relief
could be granted under Title VII, is not justified and can
not be allowed to stand.
THE LEGISLATIVE HISTORY OF THE CIVIL
RIGHTS ACT OF 1866, 14 STAT. 27, COMPELS THE
CONCLUSION THAT WHITE EMPLOYEES HAVE
STANDING TO CHALLENGE RACIALLY DISCRIMI
NATORY EMPLOYMENT POLICIES AND PRAC
TICES UNDER 42 U.S.C. §1981
After the adoption of the Thirteenth Amendment, Con
gress confronted the practical consequences of abolishing
slavery by enacting enabling legislation pursuant to Sec
tion 2 of the new Amendment. In its original form, 42
U.S.C. §1981 was a part of this legislation designed to
protect the rights secured to all Americans by the sweep
15. The decisions of the Courts below, if left standing, could
result in the perilous determination by future federal courts that
Title VII does not protect whites from an employer’s discriminatory
preference for similarly situated minority employees.
12
13
ing terms of the Thirteenth Amendment.16 Although 42
U.S.C. §1981 provides that “all persons . . . shall have
the same right to make and enforce contracts, . . . and to
the full and equal benefit of all laws for the security of
persons and property as is enjoyed by white citizens . .
(Emphasis supplied) this does not mean that only non
whites may sue under §1981. To the contrary, from a
review of the relevant legislative history of § 1 of the Civil
Rights Act of 1866, 14 Stat. 27, from which §1981 was
ultimately derived, it is abundantly clear that the phrase—
“as is enjoyed by white citizens”—was not intended to
restrict the availability of this cause of action to non
whites.
When construing §§1981 and 1982, this Court has re
lied heavily upon legislative history to determine the intent
and scope of the Civil War Statutes. See, Jones v. Alfred
H. Mayer Co., 392 U.S. 409, 422-44, 20 L.Ed.2d 1189,
1197-1200, 88 S.Ct. 2186, (1968) and Sullivan v. Little
Hunting Park, Inc., 396 U.S. 229, T i l , 24 L.Ed. 386,
392, 90 S.Ct. 400 (1969).
16. Act of April 9, 1866, c. 31, §1, 14 Stat. 27, re-enacted by
§16 of the Enforcement Act of 1870, Act of May 31, 1870, c. 114,
§16, 16 Stat. 140, 144, and codified in §§1977 and 1978 of the
Revised Statutes of 1874, now 42 U.S.C. §§1981 and 1982.
Section 1 provided in relevant part:
“ [A] 11 . . . citizens of the United States . . . of every race and
color, without regard to any previous condition of slavery or
involuntary servitude . . . shall have the same right . . . to
make and enforce contracts, to sue, be parties, and given evi
dence, to inherit, purchase, lease, sell, hold, and convey real
and personal property, and to full and equal benefit of all laws
and proceedings for the security of person and property, as is
enjoyed by white citizens, and shall be subject to like punish
ment, pains, and penalties, and to none other, any law, statute,
ordinance, regulation, or custom, to the contrary notwith
standing.”
13
14
The congressional intent of the Civil Rights Act of 1866
is best explained in the words of Senator Lyman Trumbull
of Illinois, a principle draftsman of both the Thirteenth
Amendment and the 1866 Act, and Chairman of the Sen
ate Judiciary Committee. The civil rights bill, he ex
plained, was “intended to give effect” to the Thirteenth
Amendment by securing “to all persons within the United
States practical freedom.” (Emphasis supplied) Cong.
Globe, 39th Cong., 1st Sess. 366 (1866). The scope of
the Civil Rights Act of 1866 is revealed in the comments
of Senator Trumbull during floor debate on the bill. In
response to a charge by one of the bill’s opponents that
it was outrageous to provide federal protection for blacks
that had never been accorded to whites, Senator Trumbull
made it quite explicit that the bill was intended to protect
the rights of whites, as well as blacks. The Senator stated:
“Sir, this bill applies to white men as well as black
men. It declares that all persons in the United States
shall be entitled to the same civil rights, the right to
the fruit of their own labor, the right to make con
tracts, the right to buy and sell, and enjoy liberty
and happiness; and that is abominable and iniquitous
and unconstitutional! Could anything be more mon
strous or more abominable than for a member of the
Senate to rise in his place and denounce with such
epithets as these a bill, the only object of which is
to secure equal rights to all the citizens of the coun
try, a bill that protects a white man just as much as
a black man? With what consistency and with what
fact can a Senator in his place here say to the Senate
and the country that this is a bill for the benefit of
black men exclusively when there is no such distinc
tion in it, and when the very object of the bill is to
14
15
break down all discrimination between black men
and white men?”17 (emphasis supplied).
Cong. Globe, 39th Cong., 1st Sess. 599 (1866).
Nor is there anything in the debates in the House that
would contradict the Senate’s understanding of the scope
of the bill. See, the remarks of Congressman James F.
Wilson of Iowa the bill’s floor manager, Cong., Globe,
30th Cong., 1st Sess. 1115 (1866).
As stated above, 42 U.S.C. §1981 and §1982 were
both derived and codified from §1 of the Civil Rights Act
of 1866 which was intended to be permanent and inclusive
of all races. Obviously then, these statutes should be con
strued consistently. In Jones v. Alfred H. Mayer Co., supra,
this Court breathed new life into the Civil War statutes,
long neglected, by holding that §1982 prohibited the re
spondent from refusing to sell a house to the petitioner,
a negro, because of petitioner’s race. In so holding, this
Court clearly stated that if §1982 was to be given the
scope that its origins dictated, then §1982 was to be ac
corded a sweep as broad as its language. See, Jones, supra,
392 U.S. at 437, 20 L.Ed.2d at 1206.
Moreover, this Court in its decision of Sullivan v. Little
Hunting Park, Inc., supra, referred to its discussion of
the legislative history of §1982 contained in Jones and
stated:
A narrow construction of the language of §1982
would be quite inconsistent with the broad and
17. This Court has previously relied on the comments of Senator
Trumbull when deriving the intent and scope of the 1866 Act, and
quoted lengthy excerpts of the Senator’s floor debate concerning the
Civil Rights Act of 1866. See, Jones v. Alfred H. Mayer Co., 392
U.S. at 429-30, 431-32, 20 L.Ed.2d 1202-03 (1969).
15
16
sweeping nature of the protection meant to be
afforded by §1 of the Civil Rights Act of 1866,
14 stat. 27, from which §1982 was derived.
396 U.S. at 237.
Certainly this statement applies with equal force to the
companion statute, §1981, since it too was derived from
§1 of the Civil Rights Act of 1866.
In Sullivan, supra, this Court was squarely confronted
with the question of whether a white person had standing
to sue under 42 U.S.C. §§1981 and 1982. Sullivan, a
white person, alleged that he had been expelled from a
corporation which operated community recreational facili
ties solely because he had leased his house and assigned
his membership share in the corporation to a black person.
He sued for injunctive relief and damages under 42 U.S.C.
§§1981 and 1982. This Court held that “Sullivan has
standing to maintain this action”. Although the Court
referred explicitly to §1982 in setting forth the rationale
for its opinion, see, 396 U.S. at 237, it did not limit its
holding on the standing issue to §1982 alone. Thus, this
Court has implicitly recognized that it is appropriate for
a white person to sue under 42 U.S.C. §1981.
In light, then, of its legislative history, it is quite clear
that §1981 should not be read as only providing a cause
of action for non-whites. The phrase—“as is enjoyed by
white citizens”—was apparently intended only “to em
phasize the racial character of the rights being protected”,
Georgia v. Rachel, 384 U.S. 780, 781, 16 L.Ed.2d 925,
933, 86 S.Ct. 1783 (1966), and not to impose a
limitation upon the scope of the protection afforded by
§1981 to “all persons within the jurisdiction of the United
16
17
States”. 42 U.S.C. §1981. Although the rights enjoyed
by whites are used as a measuring stick under §1981,
whites themselves may be denied rights which are normally
available to members of their race. When that occurs,
within the scope of activities protected by §1981, it
provides white persons with a cause of action.
Thus, it remains for this Court to restore the protection
of 42 U.S.C. §1981 to all persons, white and non-white,
who are the victims of racial discrimination in employ
ment. Petitioners submit that this case provides an ideal
opportunity for the Court to consider this pressing ques
tion.
THIS COURT SHOULD FINALLY RESOLVE THE
UNCERTAINTY AND CONFLICT IN THE LOWER
COURTS AS TO WHETHER WHITE PERSONS HAVE
STANDING TO CHALLENGE RACIALLY DISCRIMI
NATORY EMPLOYMENT POLICIES
In May of 1975 this Court joined the federal courts of
appeal in holding that §1981 affords a federal remedy
against discrimination in employment on the basis of race.
Johnson v. Railway Express Agency, 44 L.Ed.2d 295,
301 (1975). This holding, considered in conjunction with
the legislative history of the Civil War statutes, dictates
that white persons be accorded protection against racial
discrimination in employment under §1981. However,
despite the clear mandate provided by Congress and the
holdings of this Court, some lower courts have been re
luctant to make the benefits of this statute available to all
persons equally. Consequently, there is a division in lower
court holdings as to whether white persons are entitled
17
18
under 42 U.S.C. §1981 to challenge discriminatory em
ployment practices. Some courts have held that §1981
does not grant a cause of action to white persons. See e.g.
Perkins v. Banster, 190 F.Supp. 98 (D. Md.), aff’d 285
F.2d 426 (4th Cir. 1960); Kurylas v. U. S. Department
of Agriculture, 373 F.Supp. 1072 (D.C. D.C. 1974); and
Van Hoomissen v. Xerox Corp., 368 F.Supp. 829 (N.D.
Cal. 1973). Other courts have held that §1981 does in
deed protect white persons as well as non-whites. See e.g.
Dematteis v. Eastman Kodak, 511 F.2d 306 (2nd Cir.
1975); Cannon v. Action, 303 F.Supp. 1240 (E.D. Mo.
1965), aff’d in part, remanded in part on other grounds,
450 F.2d 1227 (8th Cir. 1971); WRMA Broadcasting
Co. v. Hawthorne, 355 F.Supp. 577 (M.D. Ala. 1973);
and Hollander v. Sears, Roebuck & Co., 392 F.Supp. 90,
(D. Conn. 1975).
In view of the unsettled state of the law on this ques
tion, and the split in the decisions of the Circuit courts,
it is incumbent upon this Court to lay to rest any doubts
that exist as to whether the protection of 42 U.S.C.
§1981 is to be extended to white persons. Petitioners
respectfully submit that this Court could find no finer
vehicle for the consideration of this question that the
fact situation presented in this case.
18
19
CONCLUSION
For these reasons, a writ of certiorari should issue to
review the judgment and opinion of the Fifth Circuit.
Respectfully submitted,
St u a r t M. N e l k in
4635 Southwest Freeway
Suite 320 West
Houston, Texas 77027
H e n r y R o s e n b l u m
4635 Southwest Freeway
Suite 320 West
Houston, Texas 77027
R o b e r t B. O ’K e e f e
4635 Southwest Freeway
Suite 320 West
Houston, Texas 77027
Counsel for Petitioners
APPENDICES
Appendix A—Opinion of Fifth Circuit Court of May 21, 1975
Appendix B—Modified Memorandum and Opinion of the Dis
trict Court of June 13, 1974
Appendix C—Memorandum and Opinion of the District Court
of May 2, 1974
Appendix D—Memorandum and Order of the District Court
of January 4, 1974
19
APPENDIX E
IN THE
UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
CIVIL ACTION NO. 71-H-891
L. N. McDo n a l d and RAYMOND LAIRD,
Plaintiffs
v.
THE SANTA FE TRAIL TRANSPORTATION
COMPANY and INTERNATIONAL BROTHERHOOD
OF TEAMSTERS LOCAL NO. 988
Defendants
ANSWERS OF THE SANTA FE TRAIL
TRANSPORTATION COMPANY TO
PLAINTIFFS’ INTERROGATORIES
D. H. STRATTON, Houston Terminal Manager of
The Santa Fe Trail Transportation Company, having
been duly sworn, makes the following Answers to Inter
rogatories propounded to The Santa Fe Trail Transporta
tion Company by L. N. McDonald and Raymond Laird,
plaintiffs in the above entitled cause, such Answers to
Interrogatories bearing the same number as Plaintiffs’
Interrogatories.
I.(a) L. N. McDonald was discharged because of his
dishonesty in the theft of company freight off of company
equipment on company property and for violation of com
pany rules.
21
(b) Raymond Lee Laird was discharged for failure to
properly perform his duties, exercising poor judgment as
General Dock Foreman and for violation of company
rules.
II. This defendant objects to the form of the question,
in that it is no question at all, but appears to be a demand
for production of a document, which is neither authorized
nor required by Rule 33; however, disciplinary action is
that outlined in Article 46, Section I of Defendant’s Con
tract with the International Brotherhood of Teamsters.
III. Copies of said Contract are delivered to each of
defendant’s employees by the Union.
IV . (a) L. N. McDonald and Raymond Lee Laird were
the only employees employed at defendant’s Houston
Terminal by this defendant, who were discharged between
January 1 and December 31, 1970.
(b) Date of their discharges was October 2, 1970.
(c) L. N. McDonald was initially employed on June'
27, 1962, and Raymond Lee Laird was initially employed
on July 27, 1961.
(d) McDonald’s position, prior to discharge, was that
of driver, and Laird’s position or positions, prior to dis
charge, were that of driver, General Dock Foreman and
Transportation Supervisor.
(e) McDonald, according to this defendant’s latest in
formation, resides at 301 Bryan Street, Houston, Texas,
with Telephone Number 923-5453; Laird, according to
this defendant’s information, resides at 702 Janisch, Hous
ton, Texas, with Telephone Number 697-7810.
(f) Same Answer as the Answer to Interrogatory No. I.
22
(g) White.
(h) McDonald, at time of termination, was employed
at a wage scale of $4.45 per hour; Laird was employed,
at the time of termination, at the rate of $800.00 per
month.
(i) Laird was replaced by Roger C. Lowery, at a
starting salary of $895.00 per month; however, Mr.
Lowery terminated his employment on August 18, 1971.
No particular replacement was hired to fill the vacancy
created by McDonald’s termination.
(j) This defendant objects to the form of questions,
in that they are
(k) not questions at all, but appear to be a demand
for production of
(l) documents, which is neither authorized nor re
quired by Rule 33
(m) (This Answer applies to (j), (k), (1) and (m).
V. This defendant objects to the form of questions, in
that they are
VI. not questions at all, but appear to be a demand
for production of
VII. documents, which is neither authorized nor re
quired by Rule 33.
VIII. This Answer applies to V, VI, VII, VIII and IX).
X.
X. No particular officer of the company initiated
charges of misappropriating company property against
the plaintiffs, L. N. McDonald and Raymond Laird, since
the facts surrounding the events leading up to their termi
23
nation were the result of a rather general investigation.
D. H. Stratton, Terminal Manager at Houston, however,
terminated their employ.
XI. Charles Jackson was not charged with mis-appro-
priating company property.
XII. Plaintiffs were discharged for reasons other than
race. The reasons are outlined in Answer to Interrogatory
No. 1, and the company has written Statements of the
plaintiffs in support thereof.
/ s / D. H. STRATTON
D. H. Stratton
SWORN TO AND SUBSCRIBED BEFORE ME by
the said D. H. STRATTON, Terminal Manager for The
Santa Fe Trail Transportation Company, this 7th day of
April, 1972, to certify which witness my hand and seal
of office.
/ s / ETHEL M. MAIS
Notary Public in and for
Galveston County, Texas
McLEOD, ALEXANDER,
POWEL & APFFEL
By / s / BENJAMIN R. POWEL
Benjamin R. Powel
808 Sealy & Smith Professional
Building
P. O. Box 629
Galveston, Texas 77550
Attorneys for Defendant, The
Santa Fe Trail Transportation
Company
24
CERTIFICATE OF SERVICE
I, BENJAMIN R. POWEL, hereby certify that service
of the foregoing Answers to Interrogatories was made
upon James Bullock, 4719 Dowling Street, Houston,
Texas 77004; Isaac E. Henderson, P. O. Box 14061,
Houston, Texas 77021, Attorneys for Plaintiff; and Dixie,
Wolf & Hall, Suite 401, 609 Fannin Street Building,
Houston, Texas 77002, Attorneys for Defendant, Inter
national Brotherhood of Teamsters Local No. 988, on
this 7th day of April, 1972, by placing the same in the
United States Mail, postage prepaid, Certified, Return
Receipt Requested.
/ s / BENJAMIN R. POWEL
Benjamin R. Powel
25
APPENDIX F
IN THE
UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
CIVIL ACTION NO. 71-H-891
L. N. McDo n a l d and RAYMOND LAIRD,
Plaintiffs
v.
THE SANTA FE TRAIL TRANSPORTATION
COMPANY and INTERNATIONAL BROTHERHOOD
OF TEAMSTERS LOCAL NO. 988,
Defendants
ORIGINAL ANSWER
COMES NOW Teamsters Freight and Tank Line Em
ployees, Local Union No. 988, and files this Original
Answer in response to the Complaint of L. N. McDonald
and Raymond Laird, Plaintiffs herein, showing the Court
as follows:
I.
FIRST DEFENSE
The Complaint fails to state a claim upon which relief
can be granted as a class action because Plaintiffs will
not fairly insure the adequate representation of the
described said class, the rights sought to be enforced
by this Complaint are not typical of the claims of the
said class and the many questions of law and/or fact
asserted in the Complaint as affecting the several rights
of employees in the described class are not common.
26
SECOND DEFENSE
Except for conclusionary allegations claiming discrimi
natory policies, practices, customs and usages which dis
criminate against members in the described class, the
Complaint renders down to an allegation that the two
Plaintiffs were discharged on or about October 2, 1970
by Defendant Company on charges that Plaintiffs had
misappropriated Company property. The Complaint con
cludes that Plaintiffs were discriminated against because
they were white and discharged whereas a Negro em
ployee was also charged with misappropriation of Com
pany property was not discharged.
The Complaint identifies Plaintiff, Raymond L. Laird,
as a dock foreman at the Company’s Houston terminal.
As such, Plaintiff Laird differs from Plaintiff L. N. Mc
Donald in that Foreman Laird is not within the con
tractually established bargaining unit. Defendant Union
is prohibited from requiring the Company to recognize
it as representing foremen or supervisory personnel by the
Labor Management Relations Act. 29 U.S.C. 157, et seq.
This factor not only shows that a class action does not
exist here but explains why a grievance concerning the
discharge of Plaintiff McDonald was processed but one
for Laird was not. A copy of this grievance marked Ex
hibit A1 and A2 is attached to this answer. Plaintiff
McDonald’s grievance complaining that his discharge was
forbidden by the contract because it was not for just
cause was taken to final and binding arbitration by the
Union in acordance with the contract. The award denying
Plaintiff’s grievance was final and binding on all parties.
The collective bargaining contract in effect between
Defendant Union and Defendant Employer protects em-
II.
27
ployees against discharge or suspension except for just
cause and also contains a clause against non-discrimina
tion. It reads as follows:
“The Employer and the Union agree not to discrimi
nate against any individual with respect to his hiring,
compensation, terms or conditions of employment be
cause of such individual’s race, color, religion, sex
or national origin, nor will they limit, segregate or
classify employees in any way to deprive any in
dividual employee of employment opportunities be
cause of his race, color, religion, sex or national
origin.”
Plaintiff L. N. McDonald elected to pursue his con
tractual remedies for his discharge and any alleged dis
crimination on or about October 8, 1970. The main
issue of whether Plaintiff was discriminated against un
justly by discharge has been judicially and finally decided
by an arbitration tribunal of competent and proper juris
diction in accordance with the collective bargaining con
tract. After full hearing his grievance was denied on or
about October 21, 1970. The Court lacks jurisdiction
over the Plaintiff’s claim for his discharge because he
elected to have it determined through use of the grievance
procedure in the collective bargaining agreement and is
now estopped from asserting the same claim in a new
form in this action.
III.
THIRD DEFENSE
Plaintiff failed to utilize or exhaust his internal Union
remedies or his remedies under the Labor Management
Relations Act before bringing this action.
28
Without waiver of the foregoing special defenses and
subject thereto, Defendants respond to Plaintiffs’ plead
ings as follows:
1. Defendant admits the alleged cause of action arises
under Title VII of the Civil Rights Act of 1964 as alleged
in paragraph I of the complaint.
Defendant denies that this is a proper procedure for
a declaratory judgment.
2. Defendant denies that this is a class action pursuant
to Rule 23(b )(2 ) of the Federal Rules of Civil Pro
cedure. Plaintiffs allege that the class to be composed
of white persons who are employed or might be employed
at Defendant Company and who are members or who
might become members of Local 988. As a matter of
fact, one Plaintiff is a member of supervision and the
other Plaintiff is a rank and file employee member of
the appropriate bargaining unit. Congress has eliminated
supervisory employees from the definition of employee
in the Labor Management Relations Act. In the same
Act unions are prohibited from requiring the employer
to recognize them as representing supervisory employees
or to bargain concerning their conditions of work, hire
or tenure. Defendants deny that there are common ques
tions of law and fact affecting the rights of the members
of this class. Defendant further denies that it has caused
members of the described class or any class to be limited
or classified, and discriminated against in ways which
deprived and intend to deprive them of equal employment
opportunities and otherwise affect their status as em
ployees because of race.
3. Defendant denies that it has maintained a policy,
practice, custom or usage of discriminating against white
29
persons because of race with respect to compensation,
terms, conditions and privileges of employment or that
they have limited, segregated and classified employees of
Defendant by race or in ways which deprive white persons
of equal employment opportunities and adversely affect
their status as employees.
4. Defendant Local Union No. 988 denies the allega
tions of paragraph IV of the Complaint. Defendant denies
that it has instituted or maintained any policies, practices,
customs and usages made unlawful by Title VII of the
Civil Rights Act of 1964. The alleged policies, practices,
and so on described in paragraph IV of the Complaint
all relate to actions of Defendant Employer and not of
Defendant Union.
5. The allegations of paragraph V of the Complaint
are admitted.
6. Defendant is without knowledge as to the exact
operations of Defendant Santa Fe Trail Transportation
Company. Defendant Union admits the allegations of
paragraph VI-B.
7. Defendant Union admits that it has been the
recognized bargaining agent of the appropriate unit for
bargaining described in its collective bargaining contract.
It admits that Plaintiff L. N. McDonald was a member
of the bargaining unit but denies that Plaintiff Raymond
Laird was a member of the bargaining unit.
8. Defendant denies that it has violated its duty of
fair representation required by the Labor Management
Relations Act, but to the contrary, Defendant alleges that
it has treated all employees in the bargaining unit on a
non-discriminatory basis and that it represented Plaintiff
30
L. N. McDonald on his grievance fully, fairly and
vigorously.
Defendant further denies that it has acquiesced or
joined in any unlawful and discriminatory practices com
plained of in the Complaint or that it has failed to
represent properly or to protect the white employees of
the bargaining unit of Defendant Company from any
discriminatory policies or practices. Defendant denies that
it has engaged in a violation of the duty of fair representa
tion or that the Company has knowingly colluded with
the Union or participated in such alleged violations of
the duty of fair representation.
9. Defendant specially denies that it has instituted,
maintained and/or acquiesced in practices, policies, cus
toms and usages which have denied Plaintiffs or other
employees equal employment and opportunities because
of their race or color, or that it has limited, segregated or
classified persons because of their race or color. Defend
ant has not acquiesced in any policy, practice, custom or
usage which would circumvent its collective bargaining
contract which strictly requires that all persons in the
bargaining unit be treated equally and without discrimina
tion. Defendant denies that it has conspired or acted in
collusion with Defendant Employer to deprive these Plain
tiffs or any employees of any right. Defendant also
denies that it breached its duty of fair representation or
acted arbitrarily, capriciously in bad faith or for any
invidious motivation towards these Plaintiffs. To the
contrary, in regard to Plaintiff L. N. McDonald who
filed a grievance, the Union represented him fully, fairly
and vigorously in his grievance to a final and binding
31
award. The final award denying the grievance denied
Plaintiff’s claim that his discharge was unjust.
WHEREFORE, premises considered, Defendant Union
prays that upon the final trial and hearing hereof Plain
tiffs take nothing and that Defendant recover all costs
of court incurred, and have such other and further relief,
both general and special, legal and equitable, to which
it may show itself justly entitled.
DIXIE, WOLF & HALL
By: / s / JAMES P. WOLF
James P. Wolf
Suite 401, 609 Fannin St. Bldg.
Houston, Texas 77002
223-4444
Attorneys for Defendant Union,
Teamsters Local No. 988
CERTIFICATE OF SERVICE
I, James P. Wolf, certify that a copy of the foregoing
Defendant Union’s Original Answer was served on Mr.
James Bullock, 711 Main Building, Houston, Texas
77002, and Mr. Isaac E. Henderson, 2619 Blodgett
Street, Houston, Texas 77004, Attorneys for the Plaintiffs,
by Certified Mail, Return Receipt Requested, and on The
Santa Fe Trail Transportation Co., 6002 Esperson, Hous
ton, Texas 77011, by regular mail, on this the 6th day
of December, 1971.
/ s / JAMES P. WOLF
James P. Wolf
32
TEAMSTER FREIGHT & TANK 4.IN1 EMPLOYEES
LOCAL UNION NO. 988
HOUSTON, TEXAS
Assigned To:_
G R I E V A N C E R E P O R T
* 4 f ? ? D a te : /9 € $ -
Company:
Employee's 3 3 /
V.
Did you contact Steward— -Stew ard’s Signature- ■ A & - '_____________
Explain as fully as possible nature of grievance. If necessary use reverse side:
Date grievance occurred------' ^ —2------ -———------------------------------------——------------- ---------- ~
Time grievance occurred 4 ) ' f ' ^ / ■■ 4
Ct - f - C f - A £ / -
TO THE JOINT SOUTHWEST AREA GRIEVANCE COMMITTEE: V ( )
This is to advise you that I hereby give authority to any Union Representative of Local Union No. 988 to represent
me and ratify and confirm any and all things such Union representative may do in my behalf on this matter in the
event that I do not make myself present at the Grievance Committee hearing for the above mentioned grievance.
----
' ' {.(Cl'l'ry
Steward's Report J z 2 i £
<7 ^ J
Give full details as to disposition:—-----------------------------
1 / y
DATE COMPLETED. /o m ~)€> -Business Agent-
33
G-vl-C/’ / f ^ c£y " f O‘y /
^ C s C d iX Z 'l 3L , O t / 3 f f C C C -fL c ^ & £ & —
^C'(.-'-(^< ~'f~ " i ^ c x J - S - C i _cu ^-c .T y f
34
APPENDIX G
IN THE
UNITED STATES DISTRICT COURT
FOR THE
SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
CIVIL ACTION NO. 71-H-891
L. N. McDONALD and
RAYMOND LAIRD, Plaintiffs
v.
THE SANTE FE TRAIL TRANSPORTATION CO.
and INTERNATIONAL BROTHERHOOD OF
TEAMSTERS LOCAL NO. 988, Defendants
PLAINTIFFS SECOND AMENDED COMPLAINT
I.
Comes now the Plaintiff, and as of course in accord
ance with Rule 15 (a), Federal Rules of Civil Procedure,
amends the complaint in this action so that the same will
read as follows:
Jurisdiction of this Court is invoked pursuant to 28
U. S. C. sec. 1343 (4); 42 U.S.C., sec. 2000 e-S (f) and
28 U.S.C. secs. 2201 and 2202. This is a suit in equity,
authorized and instituted pursuant to Title VII of the
Act of Congress known as “The Civil Rights Act of 1964,”
42 U.S.C. secs. 2000e et seq. The jurisdiction of this
Court is invoked to secure protection of and to redress
deprivation of rights secured by (a) 42 U.S.C. secs.
2000 e et seq., providing for injunctive and other relief
35
against racial discrimination in employment and (b) 42
U.S.C. sec. 1981, providing for the equal rights of all
persons in every state and territory within the jurisdic
tion of the United States. Jurisdiction of this Court is also
invoked pursuant to 29 U.S.C. secs. 151 et seq., based
on violations of fair representation owed to plaintiffs and
the class they represent.
II.
Plaintiffs brings this action on their own behalf and on
behalf of other persons similarly situated pursuant to
Rule 23 (b) (2) of the Federal Rules of Civil Procedure.
The class which plaintiffs represents is composed of white
persons who are employed or might be employed by the
SANTA FE TRAIL TRANSPORTATION CO. at its
Transportation Terminal located in Houston, Texas and
who are members or might become members of the Local
988, who have been and continue to be or might be ad
versely affected by the practices complained herein. There
are common questions of law and fact affecting the rights
of the members of this class who are, and continue to be
limited, classified, and discriminated against in ways
which deprive and tend to deprive them of equal em
ployment opportunities and otherwise adversely affect
their status as employees because of race conditions of
employment. These persons are so numerous that joinder
of all members is impracticable. A common relief is
sought. Defendants have acted or refused to act on
grounds generally applicable to the class.
III.
This is a proceeding for a declaratory judgment as to
plaintiffs rights and for a preliminary and permanent in
36
junction, restraining defendants from maintaining a
policy, practice, custom or usage of (a) discriminating
against plaintiffs and other white persons in this class be
cause of race with respect to compensation, terms, condi
tions and privileges of employment and (b) limiting,
segregating and classifying employees of defendant,
SANTA FE TRAIL TRANSPORTATION CO. who are
members of Local 988 in ways which deprive plaintiffs
and other white persons in this class of equal employment
opportunities and otherwise adversely affect their status
as employees because of race.
IV.
The plaintiff, L. N. McDonald is a white citizen of
the United States and a resident of the City of Houston
in the State of Texas. Plaintiff, L. N. McDonald has
been employed by Defendant as a truck driver at its trans
portation terminal in Houston, Texas and is a member in
good standing of Local 988 of the International Brother
hood of Teamsters.
The Plaintiff, Raymond L. Laird is a white citizen of
the United States and is a resident of the City of Houston
and the State of Texas. Plaintiff, Raymond L. Laird has
been employed by Defendant as a dock foreman at its
transportation terminal in Houston, Texas for about nine
and one-half years and is a member in good standing
of Local 988.
V.
(A) Defendant, Santa Fe Trail Transportation Co.
is a common carrier doing business in the State of Texas
and the City of Houston. The Company operates and
37
maintains Ground Transportation and is an employer
within the meaning of 42 U.S.C. sec. 2000e (b) in that
the company is engaged in an industry affecting com
merce and employ at least twenty-five persons.
(B) Defendant, International Brotherhood of Teams
ters Local 988, is a labor organization within the meaning
of 42 U.S.C. secs. 2000e (d) and (c) in that Inter
national Brotherhood of Teamsters Local No. 988 is
engaged in an industry affecting commerce and exists, in
whole or in part, for the purpose of dealing with the
Company concerning grievance, labor disputes, wages,
rates of pay, hours, and other terms or conditions of
employment of the employees of the Company at its
plants and other facilities in and around the City of
Houston in the State of Texas. The International Brother
hood of Teamsters Local 988 has at least twenty-five
members.
VI.
The following policies, practices, customs and usages
made unlawful by Title VII of the Civil Rights Act of
1964 and 42 U.S.C. sec. 1981, providing for the equal
rights of all persons in every state and territory have been
instituted and/or maintained by the defendants, as well as
violations of the duty of fair representation owed to plain
tiffs under 29 U.S.C. secs. 151 et seq.
(A) On or about October 2, 1970, the plaintiffs,
L. N. McDonald and Raymond Laird were discharged
from employment by Defendant, Santa Fe Trail Transpor
tation Company without cause and on information and
belief, Plaintiffs alleges that they were discharged of
their race, Caucasian.
38
(B) On or about September 26, 1970, Plaintiffs, along
with one negro employee, Charles Jackson were all
charged jointly and severally charged with mis-appropria-
ting company property, to-wit; ten cases of six one gallon
cans of anti-freeze, all of which were part of a shipment
of twenty-five cases being shipped to Defendants’ custo
mers,
(C) On October 2, 1970, Defendant discharged
Plaintiffs, L. N. McDonald and Raymond L. Laird while
retaining the negro employee, Charles Jackson in its em
ploy, Plaintiffs allege that Defendant imposed a more
severe disciplinary sanction against them because of their
race, Caucasian than against their negro counterpart.
(D) On or about October 2, 1970, Plaintiffs filed a
grievance with the Local Union 988 pursuant to the Arti
cle 44 of its collective bargaining agreement in accord
ance with the Procedure outlined for settling such dis
putes.
(E) On or about April 3, 1971, Plaintiffs were noti
fied in writing by Local Union 988 that it would not
pursue the claim or grievance any further and would not
seek arbitration.
(F) On or about April 7, 1971, Plaintiffs filed a com
plaint with the E.E.O.C. which was approximately six
months and three days from the day the grievance was
first filed with the Union. Plaintiffs allege that the delay
in filing with the E.E.O.C. was consumed in grievance
procedures under an existing collective bargaining agree
ment and that the 90-day statute was tolled during such
period.
39
VII.
On April 7, 1971, Plaintiffs filed a timely and proper
complaint before the Equal Employment Opportunity
Commission (E.E.O.C.) alleging denial by Defendant
of their rights under Title VII of the Civil Rights Act of
1964, 42 U.S.C., Section 2G00e et seq. On July 15, 1971,
the Commission notified plaintiffs under the provisions
of Section 706 (e) of Title VII of the Civil Rights Act of
1964, the plaintiffs had the right to bring a civil action
in a United States District Court.
Neither the State of Texas nor the City of Houston
has a law prohibiting the unlawful employment practices
alleged herein.
VIII.
Plaintiffs do hereby incorporate and adopt by refer
ence all of the allegations set forth in Paragraph I through
VII of this complaint.
IX.
At all times material herein Local 988 and the Inter
national Brotherhood of Teamsters have been certified
recognized representatives under the National Labor Re
lations Act of the plaintiffs and the class they represent.
X.
Defendants, International Brotherhood of Teamsters
and Local 988 have violated and continue to violate their
duty of fair representation imposed on them by the Na
tional Labor Relations Act in that they have acquiesced
and/or joined in the unlawful and discriminatory practices
40
complained of in Paragraph VI and they have failed to
protect the White members of the Company from said
discriminatory policies and practices. The Company has
knowingly participated in or acquiesced in said violation
of the duty of fair representation.
XI.
Plaintiffs and the class they represent have no plain,
adequate or complete remedy at law to redress the wrongs
alleged herein and this suit for a preliminary and perma
nent injunction is their only means of securing adequate
relief. Plaintiffs and the class they represent are now suf
fering and will continue to suffer irreparable injury from
the defendant’s policies, practices, customs and usages as
set herein.
WHEREFORE, Plaintiffs respectfully pray this Court
to advance this case on the docket, order a speedy hearing
at the earliest practicable date, cause this case to be in
every way expedited and upon such hearing to:
1. Grant Plaintiffs and the class they represents a per
manent injunction enjoining the defendant Santa Fe Trail
Transportation Co. its agents, successors, employees, at
torneys and those acting in concert with it at its direction
from continuing to maintain discriminatory disciplinary
policies that imposes more severe disciplinary sanctions
against Plaintiffs because of their race, Caucasian than
against their negro counter-part, denying Plaintiffs rights
to equal treatment as secured by Title VII of the Civil
Rights Act of 1964, 42 U.S.C. Section 2QQ0e et seq.
2. Grant Plaintiffs a preliminary injunction ordering
the Defendant, Santa Fe Trail Transportation Co. to re
41
instate L. N. McDonald and Raymond L. Laird with all
back pay wages lost, monetary losses and seniority lost
as a result of the discriminatory discharge.
3. Grant Plaintiffs and the class they represent a per
manent injunction enjoining the defendant, International
Brotherhood of Teamsters Local 988, its agents, succes
sors, employees, attorneys and those acting in concert with
it and at its direction from continuing or maintaining the
policy, practice, custom and usage of denying, abridging,
withholding, conditioning, limiting, or otherwise interfer
ing with the rights of plaintiffs to be impartially and fairly
represented on the basis of merit rather that race, and the
right to equal representation as secured by Title VII of
the Civil Rights Act of 1964, 42 U.S.C., Sections 2000e
et seq.
4. Grant Plaintiffs and the class they represent a per
manent injunction enjoining the defendant International
Brotherhood of Teamsters Local 988 its agents, succes
sors, employees, and those acting in concert with it from
refusing to properly and diligently represent plaintiffs and
the class they represent.
5. Order the Defendants to take that affirmative action
necessary to correct the practices, policies, customs and
usages which discriminates against Plaintiffs and members
of the class plaintiffs represents because of their race,
Caucasian.
6. Plaintiffs further pray that this Court will allow
them cost herein, reasonable attorney’s fees and grant such
42
further additional or alternative relief as may appear to
the court to be equitable and just.
Respectfully submitted,
JAMES BULLOCK
James Bullock
Attorney at Law
4719 Dowling Street
Houston, Texas 77004
713-529-4701
CERTIFICATE OF SERVICE
I, James Bullock, certify that a copy of the Plaintiff’s
Second Amended Complaint was served upon the fol
lowing by certified mail: Attorney Robert W. Alexander,
Post Office Box 629, Galveston, Texas 77550 on this 17th
day of July, 1973. Attorney for the Defendant, Santa Fe
Trail Transportation Company. And Mr. James P. Wolf,
Esquire, Dixie, Wolf & Hall. 609 Fannin St. Houston,
Texas 77002.
/ s / JAMES BULLOCK
James Bullock
43
IN THE
j S u p r a i R fflm ttfc u f %
OCTOBER TERM, 1975
NO. 75-260
L. N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
BRIEF OF SANTA FE TRAIL TRANSPORTATION
COMPANY IN OPPOSITION TO PETITION FOR
A WRIT OR CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
McLeod, Alexander, Powel
& A pffel, Inc.
Benjamin R. Powel
808 Sealy & Smith Professional
Building
200 University Boulevard
P. O. Box 629
Galveston, Texas 77550
Tele. No. AC-713, 763-2481
Attorneys for Respondent, Santa Fe
Trail Transportation Company
45
INDEX
Page
STATEMENT OF THE CASE ............................................ 2
REASONS FOR DENYING THE WRIT ............................ 3
CONCLUSION ........................................................................ 8
CERTIFICATE OF SERVICE ................................. 10
APPENDIX A (Docket Sheet) ............................ 11
LIST OF AUTHORITIES
CASES Page
Action v. Gannon, 450 F.2d 1227 (1971) ............................... 8
DeMatteis v. Eastman Kodak Co., S ll F.2d 306 (2d Cir.
1975) 8
McDonald v. Santa Fe Trail Transportation Co., 513 F.2d
90 (1975) ..................................................... 2
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 3rd L.Ed.
2d 668 (1973) ................................... 5,6,7
Perkins v. Banster, 190 F.Supp. 98, affirmed 285 F.2d 426 8
Sullivan v. Little Hunting Park, Inc., 396 U.S. 235 (1969) 7,8
47
IN THE
j&tpmtxt (Slaved of % Mnxhh JSiatps
OCTOBER TERM, 1975
NO. 75-260
L. N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
BRIEF OF SANTA FE TRAIL TRANSPORTATION
COMPANY IN OPPOSITION TO PETITION FOR
A WRIT OR CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
This Brief in opposition to the granting of a Writ of
Certiorari is filed on behalf of the Santa Fe Trail Trans
portation Company (erroneously referred to in the
Petition for a Writ of Certiorari as “Santa Fe Trans
portation Company”).
49
2
STATEMENT OF THE CASE
This Respondent supplements and corrects Petitioners’
Statement of the Case as follows:
As evidenced by the Docket Sheet (App. ,___ __ ),
this action was dismissed after more than two and a half
years of pretrial activity, including Motions to Dismiss,
the taking and filing of Interrogatories and depositions,
and pretrial.
The Trial Court found that the pleading of the plain
tiffs did not allege that they were falsely charged with
misappropriating company property and that the sub
stance of plaintiffs’ allegations is that the plaintiffs take
issue with the fact that they were discharged for mis
appropriating company property while a similarly charged
negro employee was not discharged (App to Petition,
pg. 28).
In Petitioners’ Statement of the Case, they attempt to
urge denial of McDonald to the charge of misappropri
ating company property by pointing to an exhibit attached
to the Original Answer of Defendant, National Brother
hood of Teamsters Local No. 988 (App to Petition,
pg. 49). This assertion was, however, not made by
plaintiffs in their own pleadings before the Court, nor
was any denial of misappropriating company property
asserted to either the Trial Court or to the Court of
Appeals in Petitioners’ Brief.
Both the Trial Court and the Court of Appeals found
as fact that “there is no allegation that plaintiffs were
falsely charged”. McDonald v. Santa Fe Trail Transpor
tation Co., 513 F.2d 90 (1975).
In considering the pleadings, the Motions, the Brief,
discovery, argument of counsel and the record as a whole,
50
3
the Trial Court properly concluded that the allegation of
dismissal of white employees who had misappropriated
company property without a dismissal of a negro em
ployee similarly charged does not plead a claim, of racial
discrimination under Title VII (App, to Petition, pg. 28).
This finding was adopted by the Court of Appeals for
the Fifth Circuit. McDonald v. Santa Fe Trail Trans
portation Co., supra.
Petitioners’ statement that they were never afforded an
opportunity by the District Court to offer evidence is
just not true, in that the Court had before it the pleadings,
Motions, Briefs, arguments of counsel (who is not
Petitioners’ counsel on appeal) and the record as a whole,
to make its factual determination.
Petitioners make no complaint of the District Court’s
conclusion that the action could not be maintained as a
class action, since the number of white persons who may
be terminated upon charges of misappropriating company
property does not satisfy the numerousity requirements
of Rule 23 (App. to Petition, pg. 25). No such complaint
was made to the Court of Appeals for the Fifth Circuit.
REASONS FOR DENYING THE WRIT
1. A WRIT SHOULD NOT ISSUE MERELY TO
ACCORD PETITIONERS ANOTHER HEARING ON
THEIR COMPLAINT OF THE PROCEDURAL HAN
DLING AND FACTUAL FINDINGS OF THE TRIAL
COURT.
Petitioners complain of the findings of fact of the Trial
Court and urge that they were not afforded an opportunity
to offer evidence. As pointed out in the Statement of the
Case, Petitioners’ case was before the Trial Court for
51
4
more than two and a half years, with abundant pleadings,
Motions, Briefs, discovery, argument of counsel and the
record as a whole, which the Trial Court had for con
sideration.
The Trial Court, under authority of FRCP Rule 12(b),
was authorized to consider only the pleadings or, in the
alternative, to consider matters outside of the pleadings,
treating the Motion as one for Summary Judgment under
FRCP 56, in arriving at its determination that the white
plaintiffs had failed to present a claim under Title VII,
wherein their dishonesty was not denied, and their basis
of racial discrimination was in the comparative severity
of disciplinary action.
Petitioners had ample and reasonable opportunities
to present all materials pertaining to the various Motions
to Dismiss considered by the Trial Court, which were
numerous. In January, 1974, the Trial Court denied the
Motions to Dismiss, without prejudice to their being
reurged (Petitioners’ App, pg. 34). The employers sub
mitted additional Motions to Dismiss on April 22, 1974,
and Petitioners file absolutely no oppositions thereto prior
to the Court’s hearing and considering the Motions
(App, pg .__,_). The matter was re-opened on May 22,
1974, in response to a Motion to Correct and Clarify
the Memorandum and Order filed by the Union (App,
pg______ ), and Final Judgment was not entered by
the Trial Court until June 13, 1974 (App, p g .___).
2. THERE IS NO CONFLICT WITH THE DE
CISIONS OF THIS COURT.
(a) Title VII. The holding of the Court of Civil Ap
peals for the Fifth Circuit is not contrary to any of the
decisions of this Honorable Court. The thrust of
52
5
Petitioners’ argument is directed toward the Court’s de
cision in McDonnell Douglas Corp. v. Green, 411 U.S.
792, 3rd L.Ed.2d 668 (1973).
This Honorable Court’s holding in the Green case,
supra, is substantially distinguishable not only on the
facts but on the application of the law to those facts.
The Trial Court, in Green, supra, erroneously focused its
attention on the retaliatory provision of Title VII (2000e-
3 (a )) and refused to consider, and in fact allowed no
evidence on, plaintiff’s claim under 2000e-2 (a) (1).
Green involved a case where an employer allegedly dis
criminated in refusing to rehire a former employee,
admittedly qualified for an available job, by reason of
his previous activities while not an employee, which
consisted of obstructing roadways to the employer’s plant
and participating in chaining shut doors of a building
in which employees of McDonnell Douglas Corp. were
employed. The activity of obstructing traffic was ap
parently a misdemeanor, to which Green pled guilty.
In the instant case, McDonald, a driver, and Laird,
a night supervisor, were charged with theft of property
from the employer, while in the company’s employ, which
action, after a general investigation, resulted in their
dismissal by the company.
Theft of company property over a value of $200.00
is a felony under the Texas Penal, Code. Article 31.03,
Vernon’s Texas Codes Annotated - Penal.
The dismissal of these two (2) white employees on its
face was a result of and immediately following the theft
of company property and, on its face, was directly related
to the ability of these two (2) employees to perform their
jobs. These employees are respectively a truck driver
53
6
for a track transportation company entrusted with the
goods and commodities of others for transportation and
a dock foreman or superintendent having supervisory
duties obviously including the safe transportation, ac
counting for and handling of goods and commodities of
his employer’s customers.
Green’s situation was entirely dissimilar. Green was a
black man, a member of an obvious minority group, was
obviously qualified for the job for which he applied and,
under the facts of the Green case, supra, it was obvious
that the employer may have seized upon Green’s previous
civil rights activities as a pretext for refusing to hire him,
though he was qualified.
This Honorable Court, in the Green case, supra, noted
that the employee, to establish a prima facie case, must
show (1) that he belongs to a minority race; (2) that he
is qualified for the job in question; (3) that, despite his
qualifications, he was rejected; and (4) that, after his
rejection, the job remained open or that the employer
continued to seek applications from persons of complain
ant’s qualifications. While this Honorable Court, in its
Opinion, pointed out that these facts may not necessarily
apply to each Title VII case, the Court’s statements of the
elements of a prima facie case are at least instructive.
These criterion applied to the case at hand show, first,
that petitioners are not members of a minority race; and,
secondly, how can petitioners argue that they are qualified
to continue to be entrusted with the goods and commodi
ties handled by the employer transportation company,
when the facts of theft are apparent and not denied by
the petitioners. Accordingly, the allegations of disparity
in disciplinary action by the employer, involving a claim
of equal complicity by three (3) employees in an episode
54
7
of theft from the employer’s property, isolated to com
plain of disparity in discipline between two (2) white
employees in comparison to a negro employee involved
in the affair, not only fails to state a cause of action, but
certainly cannot be construed to be contrary to the
holding of this Honorable Court in McDonnell Douglas
Corp. v. Green, supra.
(b) Section 1981. The decision of the Court of Ap
peals is not contrary to any decisions of this Honorable
Court on the question of whether or not a white employee
has a cause of action for alleged racial discrimination in
employment under 42 USC, Section 1981, and is consist
ent with this Court’s decision on 42 USC, Section 1982,
Sullivan v. Little Hunting Park, Inc., 396 U.S. 235
(1969).
In Sullivan, the Court held that a white person, alleging
punishment for vindicating the rights of minorities, has
standing to sue under Section 1982. In the instant case,
no claim is made that petitioners were dismissed for vin
dicating the rights of others.
3. THERE IS NO CONFLICT IN THE DECISIONS
AMONG THE CIRCUITS.
(a) Title VII. Petitioners have presented no cases in
dicating any conflict in Com.s of Appeals’ decisions with
the decision of the Court of Appeals for the Fifth Circuit
below in the instant case.
(b) Section 1981. There are Circuit Courts’ Opinions
involving claims of white litigants, alleging discrimination
by reason of the white litigants’ activities in attempting to
vindicate the rights of “non-Caucasians”, which have fol
lowed this Honorable Court’s recognition of standing of
55
8
such white litigants under 42 USC Section 1982, in Sul
livan v. Little Hunting Park, Inc., 396 U.S. 235 (1969).
See DeMatteis v. Eastman Kodak Co., 511 F.2d 306 (2d
Cir. 1975). However, in the instant case, no claim is made
that plaintiffs were dismissed for attempting to vindicate
the rights of others.
Where white persons have sued under Section 1981
solely on the grounds of racial discrimination in such
white persons’ own employment, Section 1981 was con
sidered by the 4th Circuit Court of Appeals, in Perkins v.
Banster, 190 F.Supp. 98, affirmed 285 F.2d 426, to be
unavailable to white litigants in such situation as the basis
for relief.
The 8th Circuit, in Action v. Gannon, 450 F.2d 1227
(1971), in a conspiracy to discriminate case under 42
USC Section 1895(3), specifically declined to affirm the
lower Court’s finding of jurisdiction under 42 USC Section
1981, 303 F.Supp. 1240 (E.D. Mo. 1969).
Accordingly, while the question of standing of white
litigants to sue for redress, where alleging discrimination
in their own employment, is still being developed in a
myriad of conflicting fact situations in the District Courts,
no differences in the Circuit Courts’ Opinions are pre
sented.
CONCLUSION
Respondent submits that this case presents a poor ve
hicle for consideration of the scope of statutory regulation
of employment conditions. It involves the theft by the com
plaining, disgruntled white employees of property in the
care of employees charged with the responsibility for its
care and protection. The white employees, disgruntled by
56
9
the stern application of discipline by the employer, have
seized upon this isolated incident to complain because an
involved black employee was less severely disciplined.
Civil rights activities by the petitioners is in no way
involved. The discharge of culpable employees in con
nection with the theft of property in the care and custody
of the employer transportation company is a directly re
sponsive job-related action. No hint of discriminatory
practices or politics against whites is presented.
Petitioners have shown no conflict between the decision
in this case and this Honorable Court’s decisions on the
standing of whites seeking remedies private to them.
Petitioners also seek the granting of a Writ for the pur
pose of having the Court extend the application of Section
1981 relief to white persons who are members of the over
whelming majority in this country, and provide yet an
other judicial vehicle for actions by whites to pursue pri
vate employment rights against employers.
This area of law is still developing in the District Courts
below. While the time may come when the Circuits are
in such disagreement that this Honorable Court should
point the direction, such time has not come, especially in
view of the factual posture of white employees charged
with the crime of theft, which strikes at the employer
transportation company’s very reason for being—the safe
movement of goods for its customers.
Giving white employees the right to challenge the com
parative severity of discipline assessed because of felonious
crimes directed at the employer, completely unrelated to
civil rights activities under Section 1981, would not serve
to assure equal employment opportunities, but to make
57
10
every discipline assessed white employees subject to liti
gation and review by the federal judiciary.
For these reasons, the Writ of Certiorari should be de
nied.
Respectfully submitted,
McLeod, Alexander, Powel
& Apffel, Inc.
Benjamin R. Powel
808 Sealy & Smith Professional
Building
200 University Boulevard
P. O. Box 629
Galveston, Texas 77550
Tele. No. AC-713, 763-2481
Attorneys for Respondent, Santa Fe
Trail Transportation Company
CERTIFICATE OF SERVICE
I hereby certify that on this . day of September,
1975, three (3) copies of the foregoing Brief of Santa Fe
Trail Transportation Company in Opposition to Petition
for Writ of Certiorari to the United States Court of Ap
peals for the Fifth Circuit were mailed, postage prepaid,
to Messrs. Stuart M. Nelkin, Henry M. Rosenblum and
Robert B. O’Keefe, 4635 Southwest Freeway, Suite 320
West, Houston, Teas 77027, and to Messrs. James P. Wolf
and Chris Dixie, Suite 401, 609 Fannin Street, Houston,
Texas 77002, who are all parties required to be served.
Benjamin R. Powel
58
11
APPENDIX A
CIVIL DOCKET
CLOSED 5 - 2 - 7 4
J S 6 m ad e p t
UNITED STATES DISTRICT COURT Ju ry demand date: CARL ©* BUS* JR
SOUTHERN DISTRICT OF TEXAS
c. Form No. 106A Rev-HOUSt On D iv i s i o n
TITLE o r CASK
L. N. MCDONALD & RAYMOND LAIRD
VS
THE SANTA FE TRAIL TRANSPORTATION
CO. AND INTERNATIONAL BROTHERHOOD
OF TEAMSTERS LOCAL NO. 9 8 8
ATTORNEYS
For plaintiff:
“TS-AAtr-Er-tfSffDERSON
-7-W - -JW-iV -Jkv J -d~' -ng—w®a4~
•86i-9-Btodgg Mr - --52i-9556-
James Bullock 4719 DowlingHouston* Texas 77004 529-4701
For defendant: S a n t e F e T r a i l T r a n s . -
M c L e o d ,A le x a n d e r ,P o w e l & A p f f e l
( R o b e r t W. A l e x a n d e r )
P .O .B ox 629
G a l v e s t o n , T e x a s 7 7 5 5 0
I n t e r n a t i o n a l U n io n N o. 988-
J a m e s P . W o lf
D IX IE , WOLF & HALL
609 F a n n in S t . B l d g . , # 4 0 1
H o u s to n , T e x a s 7 7 0 0 2 2 2 3 - 4 4 4 4
STATISTICAL RECORD
. 6 mailed
;isof Action: C iv i l R ig h ts
ju n c t iv e R e l i e f , P r e l i
Perm anent I n ju n c t io n
tion arose a t:
Marshal
Docket fee
si n a r y
Witness fees
Depositions
1/16/71.
>jsx>fr
5/24/+'Not
I E H
/-■
4 : J .B u l lo of Appeal
C3 f-O t - 3 c.
$5.
/<5~i
£ c
59
12
;/l6/71 '■ /16/71
9/15/71
9 - 3 0 - 7 1
Original
Summons
PROCEEDINGS D tU O r
Jadgtner
Complaint filed in Duplicate issued on Santa Fe Transportation Company
l
Summons on Santa Fe Ret. & filed. Ex. 9/9/71
Defendant the Santa Fe Trail Transportation Company.’s motion to
dismiss filed in duplicate (M /D 1 0 - 1 1 - 7 1 )
2.
3 H
9-30-711l
10 / 14 / r i
1 1 / 16 / 7 :
1 2 / 6 /7 1
1 2 - 7 - 7 1
3 /7 /7 2
3 /7 /7 2
4/ 1 1 / 7 2
4 / 2 4 / 7 2
5-10-73
7 - 1 1 - 7 3
7-11-73
7/19/73
7/25/73
7/25/73
7/25/73
.1-28-73
.1-28-73
.1-28-73
2- 7-73
2-12-73
.2-26-73
Defendant the Santa Fe Trail Transportation Company's brief in
support of its motion to dismiss filed in duplicate
Plaintiff's Reply to Defendant's Motion to Dismiss, filed.
Summons issued on International Brotherhood of Teamsters L o c a l ,
N o . 9 3 8
Summons r e t u r n e d , e x e c u t e d o n 1 1 - 1 7 - 7 1 o n I n t e r n a t i o n a l B r o th e r h o o c .
o f T e a m s t e r s L o c a l N o. 988, f i l e d . 6 .
ANSWER o f L o c a l U n io n N o . 988, f i l e d . 7 7
P l a i n t i f f ’ s M o tio n f o r L e a v e t o F i l e A m ended C o m p la i n t , filed. 8 . 2
P l a i n t i f f s ' F i r s t A m ended C o m p la in t f i l e d i n D u p l i c a t e . 9*3
4 l<*
5-ic\
Answers of the Santa Fe Trail Transportation Co. to Plaintiffs'
Interrogatories, filed.
Plaintiff's Interrogatories to Deft. Santa Fe Trail Transportation
Co., filed.
Motion (Isaac E. Henderson) to withdraw filed
1 0 .3
na
12 4
(COB) PRE-TRIAL held.
(COB) "The motion of Issac £. Henderson to withdraw as one of the
counsel of record representing plaintiffs is GRANTED. . ."Plaintiff's Second'AMENDED COMPLAINT, filed.
Deft. Teamsters Local Union No. 988’s Combined Notice of and MOTION
to Dismiss, M/D 8/13/73.Deft.Teamsters Local'Union No. 988’s BRIEF in Support of its Motion
to Dismiss, filed. „ _ .Deft. Local Union No.988's FIRST AMENDED ANSWER, filed.
ORIGINAL ANSWER of Deft. The Santa Fe Trail Transportation Co.,
filed.
Deft. The Santa Fe Trail Transportation Co.’s MOTION TO DISMISS,
filed. M/D: 12-24-73 by Cleric
Deft. The Santa Fe Trail Transportation Co.'s BRIEF in Support of
Its Motion to Dismiss, filed.
Amended Certificate of Service to Deft.'s The Santa Fe Trail
Transportation Co.'s Motion to Dismiss, Brief in Support of Its
Motion to Dismiss and Original Answer, filed.
13.H
14 $ 7
v4 ,
177
is 1 ;
19 %)
20%'
(COB) MEMORANDUM & ORDER, signed & filed. Pltf. directed to submit
opposition to deft. Teamsters’ Motion to Dismiss as well as
Deft. Santa Fe's Motion to Dismiss no later than 12-24-73, or
case will be dismissed for want of prosecution, (parties ntfd
by c/c,rlo)
Deft. Santa Fe Trail Transportation Co.’s Supplemental BRIEF in
Support of Its Motion to Dismiss, filed.
Pltf.’s Motion and MEMORANDUM in Opposition to Deft.’s Santa Fe
Trail Transportation Co.’s Motion to Dismiss and Brief in Support,
filed.
21*
60
13
CA 71-H-891
D. C. 110A 'Rtr. Civil Docket Continuation m t k
PROCEEDINGS
4-74 (COB) MEMORANDUM AND ORDER, signed & filed, Defts. Teamsters Local
Union No. 988 and Santa Fe Trail Transportation Co.'s MOTIONS
to Dismiss DENIED. Parties ntfd. by c/c. pt
1- 4-74 Deft, Santa Fe Trail Trans. MOTION FOR CONTINUANCE, filed.X- 7-74 (COB) ORDER granting Motion of Santa Fe Trail Trsp. Co. for
Continuance and re-setting case for trial at 10;00 am.
May 3, 1974, signed & filed, (parties notified by c/c,rlo
4-22-74 Deft. Santa Fe Trail Transportation Co.'s SECOND MOTION TO DISMISS,
filed. M/D: 4-29-74
4- 22-74 Deft. Santa Fe Trail Transportation Co.'s SECOND SUPPLEMENTAL BRIEF
in Support of Its Motion to Dismiss, filed.
5- 2-74 (COB) MEMORANDUM AND OPINION, signed & filed. Deft. Santa Fe Trail
Transportation Co.'s Motion to Dismiss for lack of
jurisdiction GRANTED? Court concludes action may not be
maintained as a class action; action dismissed as to Deft.
International Brotherhood of Teamsters Local No. 988 for
want of jurisdiction; Court dismissed action w/prej. Parties
ntfd. pt
5- 2-74 (COB) FINAL JUDGMENT, signed & filed, cause dismissed w/prej.
Parties ntfd. by copy, pt
5- 9J74 DEPOSITIONS of the following, filed?
Charles Adrian Jackson
L. N. McDonald
Donald Howard Stratton
Fred Osburn, Jr.
Raymond Laird
5-22-74 Deft. Motion to Correct and Clarify Memorandum and Opinion
accompanying Final Judgment herein of 5-2-74, filed.
5- 24-74 Plffs* Notice of Appeal, filed.
6- 13-74 (COB) MODIFIED MEMORANDUM & OPINION, filed. No proper basis for
Title VII relief found and action against Deft. IBT # 988
dismissed for want of jurisdiction? further consideration
as to deft. Santa Fe Trail Trsp. Co.-no claim upon which
Title VII relief can be granted. This case dismissed
with prejudice. Parties notified by copy.
6-13-74sj(COB) FINAL JUDGMENT, filed. Case dismissed w/prejudice in line
with its Memorandum & Opinion of even date. Parties notified
by copy, rlo
/«'■
ifl
ft
27HH
28 /r,
29
U- /.
30/2<-i
31
32
33
34
35
33
13.1
39
UL1
61
JBuprrme Court of ifjo ptmiefr jStetrs
October Term, 1975
IN THE
NO. 75-260
L. N. MCDONALD and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
BRIEF OF LOCAL UNION NO. 988 IN OPPOSITION
TO PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Chris Dixie
Suite 401, 609 Fannin Street
Houston, Texas 77002
713/223-4444
James P. Wolf
Suite 401, 609 Fannin Street
Houston, Texas 77002
713/223-4444
Counsel for Respondent Union
63
INDEX
Page
QUESTIONS PRESENTED ................................................ 2
STATEMENT OF THE CASE .......................... 2
REASONS FOR DENYING THE W R IT .......................... 5
CONCLUSION ........................................................................ 10
CERTIFICATE OF SERVICE ............................................ 11
LIST OF AUTHORITIES
CASES Page
Alexander v. Gardner-Denver Company, 415 U.S. 36 (1974) 6
Barrow v. Jackson, 346 U.S. 249, 259 (1953) .................... 8
De Matteis v. Eastman Kodak Co., 511 F.2d 206, 311-312
(2nd Cir. 1975) ................................................................. 8,9
Gannon v. Action, 450 F.2d 1227 (8th Cir. 1971), affirming
in part and remanding in part, 303 F.Supp. 1240 (E.D.
Mo. 1969) .............................................................................. 9
Griggs v. Duke Power Co., 401 U.S. 424, 431 (1971)........ 6
McDonnell Douglas Corporation v. Green, 411 U.S, 792,
806 (1973) ............................................................................ 6,7
N.L.R.B. v. Fansteel Corp., 306 U.S. 240 (1939).............. 7
Perkins v. Banster, 190 F.Supp. 98 (D. Md.), aff’d, 285
F.2d 426 (4th Cir. 1960) ................... 9
Sullivan v. Little Hunting Park, Inc., 396 U.S. 235, 237
(1969) 8
Trafficante v. Metropolitan Life Insurance Company, 409
U.S. 205, 209 n. 8 (1973) .............. 8
65
jlujrreme (Kmtrt xd t\\t ptwiefr
O c t o b e r T e r m , 1975
IN THE
NO. 75-260
L. N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
BRIEF OF LOCAL UNION NO. 988 IN OPPOSITION
TO PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
This brief in opposition to the granting of a writ of
certiorari is filed on behalf of Respondent, Teamsters
Freight, Tank Line and Automobile Industry Employees,
Local Union No. 988. The other Respondent, Santa Fe
Transportation Company, will file its own separate re
sponse.
67
2
QUESTIONS PRESENTED
1. Whether in administering punishment in a specific
episode of theft of an employer’s property by three em
ployees, the employer’s dismissal of two white employees
while not dismissing a similarly charged black employee
raises a claim under Title VII of the Civil Rights Act of
1974, as amended, 42 U.S.C. §§ 2000e, et seq.
2. Whether white employees who were discharged for
alleged misappropriation of company property when a
similarly charged black employee was not discharged,
have standing to sue under the Civil Rights Act of 1866,
42 U.S.C. § 1981.
However, even accepting Petitioner’s articulation of the
“Questions Presented”, Respondent Union advises the
Court that the judgment in its favor against Petitioner
Laird is adequately based upon other alternative grounds.
As a foreman, Petitioner Laird was neither a member
of the bargaining unit covered by the collective bargain
ing contract nor a member of the Union; therefore, no
question is raised by him against the Union under either
Title VII of the Civil Rights Act, 42 U.S.C. §§ 2000e,
et seq., or the Civil Rights Act of 1866, 42 U.S.C.
§ 1981.
STATEMENT OF THE CASE
This Respondent supplements and corrects Petitioners’
Statement of the Case as follows:
Following more than two and one-half years of pretrial
activity, including motions to dismiss, pretrial conferences,
and discovery proceedings, the District Court concluded
that the action could not be maintained as a class action
68
3
since the number of white persons who may be terminated
upon charges of misappropriating company property does
not satisfy the numerosity requirement of Rule 23. (Ap
pendix to Petition, p. 25) This factual determination and
consequent legal conclusion was not challenged below.
During this period, the District Court filed three memo
randum opinions, on January 4, 1974, May 2, 1974 and
June 13, 1974, in which it interpreted Petitioners’ plead
ings and contentions to be that Petitioners were “equally
guilty” of theft of the employer’s property in comparison
with a Negro employee who was not discharged (Ap
pendix to Petition, p. 36) and that
“[t]he pleadings of plaintiffs do not allege that they
were falsely charged with misappropriating com
pany property; the substance of the allegations is
that plaintiffs take issue with the fact that they were
discharged for such conduct while a similarly
charged Negro employee was not discharged”. Ap
pendix to Petition, pp. 33 and 28.
The District Court was also advised by the parties
that Petitioner McDonald’s discharge was taken to arbi
tration by the Union where the discharge was upheld,
although the Court property declined to accord finality
to the arbitration award for Title VII purposes. (Ap
pendix to Petition, pp. 27 and 32; See also Petitioners’
Brief in the Court of Appeals, p. 4 )1
1. Petitioners’ Brief in the Court of Appeals states at page 4:
“On October 2, 1970, L. N. McDonald filed a grievance with Local
Union No. 988, and a hearing on the grievance was held before the
Southern Area Multi-State Grievance Committee commencing at
9:00 A.M., Monday, October 10, 1970, at the Ramada Inn, West
Beach, Biloxi, Mississippi, Case No. 58.”
69
4
The posture of the case below does not, in this Re
spondent’s view, accommodate the claim of Petitioners
that they were not afforded an opportunity by the District
Court to offer evidence that they were innocent of the
accusations. Petitioners did not by requesting leave to
sharpen their pleadings or by any other means advise
the District Court or the Court of Appeals that the
gravamen of their claim was innocence or that the Dis
trict Court misunderstood their posture. If they had
done so, the Title VII aspect of the case might well have
faded away, and the arbitration award would likely have
been elevated to a final and binding disposition under the
collective bargaining contract, adjudicating as it did the
simple question of Petitioner McDonald’s guilt or inno
cence of theft.
In the view of this Respondent, therefore, this appeal
comes to the Supreme Court as a case involving a claim
of equal complicity by three employees in an episode of
theft of an employer’s property followed by the employer’s
imposition of disparate discipline against two white em
ployees in comparison to a Negro employee involved in
the affair.
Theft of company property of over $200 is a felony
under the Texas Penal Code.2
_ 2. The theft charge involved 10 cases of anti-freeze which Peti
tioner McDonald was accused of stealing from trailer 20438. Mc
Donald stated in his grievance that a shipping clerk at “S.M.S.”
told him to do what he like with “some anti-freeze over on trailer
20438,” that he so informed Petitioner Laird, “my supervisor,” and
that Laird told him “what to do with this anti-freeze.” See Appendix
to Petition, pp. 50-51.
Texas Penal Code Article 31.03, Vernon’s Texas Codes Annotated-
Penal, provides that theft of property valued at $200 or more is
“a felony of the third degree” which is punishable by confinement
in the State penitentiary for not less than 2 nor more than 10 years
under Article 12.34 of the Penal Code.
70
5
REASONS FOR DENYING THE WRIT
1. This case involves an ad hoc decision by an
employer in dealing with an isolated episode of felony
theft by three employees. An employer’s sifting of the
facts and circumstances surrounding each of the employ
ees and its assessment of the relative culpability and ap
propriate punishment of each is normally a unique judg
ment that would rarely be decisive of other cases. This
case does not involve any general policy of the employer
or the Union. There is no claim that the administration
of this case by Respondents is part of a pattern or policy
of discharge for theft, either in this company or in
industry generally. Fortunately, there could be no serious
claim of significant frequency or recurrence of theft on
the job in industry generally. Thus, this holding below is
of limited significance which does not merit review by
this Court.
2. Another peculiarity of the case is the circumstance
that Petitioner Laird was a supervisor while the undis
charged Negro employee was a nonsupervisory workman
and member of the bargaining unit. To what extent is
an employer required by Title VII to administer equal
discipline for felony theft as between employees of en
tirely different status, responsibility and trust in the com
pany’s administrative organization? At most, the Title
VII problem which Petitioner Laird seeks to kindle is
highly unusual.
3. Insofar as Petitioner McDonald seeks to emphasize
initially in this Court an assertion of innocence, we have
here an additional twist that the Union did take the case
to arbitration before the contractual Multi-State Grievance
Committee which sustained the employer’s discharge of
71
6
this employee. The federal policy favoring the settlement
of labor disputes through arbitration and the federal policy
against employment discrimination combine to permit an
employee to pursue fully both arbitration and his cause
of action under Title VII, Alexander v. Gardner-Denver
Company, 415 U.S. 36 (1974) but Respondent suggests
that this option to pursue both remedies does not obtain
if the employee’s claim is purely a matter of guilt or in
nocence of theft and the arbitration decision has been
adverse to him. In the latter case, the adverse arbitration
award is binding. If the claim of innocence as distinguished
from the claim of discriminatory discipline had been
seriously urged in the District Court, Petitioner McDonald
might well have found himself barred by the finality of
the arbitration award.
4. The imposition of equal punishment to all partici
pants in a particular episode of felony theft of an em
ployer’s property is not a requirement of Title VII. The
intention of Congress was to remove “artificial, arbitrary
and unreasonable barriers to employment”, McDonnell
Douglas Corporation v. Green, 411 U.S. 792, 806 (1973);
Griggs v. Duke Power Co., 401 U.S. 424, 431. Selective
punishment of employees involved in a particular episode
of felony theft of company property is not part and parcel
of “discriminatory practices or devices which have fostered
racially stratified job environments to the disadvantage of
minority citizens.” Griggs v. Duke Power Co., supra, 401
U.S. at 429. In McDonnell Douglas Corporation v. Green,
supra, this Court declared that
“Nothing in Title VII compels an employer to absolve
and rehire one who has engaged in . . . deliberate
unlawful activity against it”, 401 U.S. at 803.
72
7
The Court also made clear that the principles of N.L.R.B.
v. Fansteel Corp,, 306 U.S. 240 (1939), are pertinent
to a Title VII action. In Fansteel, the Court set aside an
N.L.R.B. reinstatement of sit-down strikers even though
the strike was an unfair labor practice strike which had
resulted from “reprehensible” illegal employer conduct
and even though the employer there did not discharge
other sit-down strikers of equal guilt. Because of the
severe misconduct involved in Fansteel, the Court honored
the right of the employer to discharge some while retain
ing others. 306 U.S. at 259.
In this case, the Court of Appeals, noting that there
was no allegation that Petitioners were “falsely” charged
with misappropriating company property, affirmed per
curiam, holding that “disciplinary action for offenses not
constituting crimes is not involved in this case.” (Appendix
to Petition, pp. 22-23) It thus applied the McDonnell
and Fansteel decisions by excluding from Title VII this
very limited but very appropriate situation. It excluded
only “disciplinary action” in a particular episode of the
crime of theft committed against an employer.
In this connection, it should be noted that the case,
as a theft case, is even more removed from the area of
statutory regulation of employment conditions than Mc
Donnell and Fansteel. In those cases the employees’ un
lawful conduct was motivated by high principle and
unselfish objective, related to hire and conditions of em
ployment, although it was excessively militant. Here, the
case is ugly, serious theft. It would not promote the
valued purposes of Title VII to put federal courts into
factual re-examination of the discipline imposed in each
particular episode of theft. On the other hand, if disparity
should later arise from the development of widespread
73
8
practices or rules concerning the administration of dis
cipline in theft cases, which practices or rules seem to
work disproportionately or unfairly against any race, then
this Court will, no doubt, grant appropriate review to
consider the competing social values in the situation.
5. As to 42 U.S.C. § 1981, derived from the Civil
Rights Act of 1866, there has been no deviation from the
principles already established by this Court under the
companion 42 U.S.C. § 1982.
In Sullivan v. Little Hunting Park, Inc., 396 U.S. 235,
237 (1969), a white property owner was held to have
standing under 42 U.S.C. § 1982 to sue for the redress
of damages inflicted upon him because of his effort to
uphold the right of a Negro to rent and enjoy the white
person’s property in an all-white neighborhood. The same
holding was made earlier in a restrictive covenant case
under the Fourteenth Amendment in Barrow v. Jackson,
346 U.S. 249, 259 (1953). In both cases this Court
upheld the standing of white litigants to vindicate the
rights of others—“non-Caucasians” in Barrow v. Jackson,
supra, 346 U.S. at 259-260, and “minorities protected
by § 1982” in Sullivan v. Little Hunting Park, supra, 396
U.S. at 237.3
These contours of standing under 42 U.S.C. § 1982
were followed by the Second Circuit in De Matteis v.
3. In a § 1982 case somewhat more removed from direct vindica
tion of the rights of black persons by a white, this Court expressly
reserved ruling. Trafficante v. Metropolitan Life Insurance Company,
409 U.S. 205, 209 n. 8 (1973). There the Ninth Circuit held a
white and a black person who were not themselves deprived of the
right to rent or purchase property had no standing under § 1982 to
sue on account of a landlord’s policy of excluding black persons
from a housing project thereby depriving plaintiffs of the benefit
of living in an integrated community. 466 F.2d 1158 (9th Cir. 1972)
74
9
Eastman Kodak Co., 511 F.2d 206, 311-312 (2nd Cir.
1975) and the cause of action was upheld under § 1981
where plaintiff was forced into premature retirement by
his employer, Kodak, because he sold his house, located
in a neighborhood inhabited primarily by white Kodak
employees, to a black fellow-employee.
But where white persons have sued under § 1981 solely
for the vindication of their own rights, the statute has
been held unavailable. Perkins v. Banster, 190 F.Supp.
98 (D. Md.), aff’d, 285 F.2d 426 (4th Cir. 1960). The
Eighth Circuit pointedly declined to affirm a contrary
holding in Gannon v. Action, 450 F.2d 1227 (8th Cir.
1971) affirming in part and remanding in part, 303 F.
Supp. 1240 (E.D. Mo. 1969).
The opinion below is in accord with this Court’s hold
ings under § 1982 and with the holdings of the Second,
Fourth and Eighth Circuits under § 1981. There is no
lack of unanimity in the Courts of Appeals.
Petitioner’s plea for parallel liberal treatment of §§ 1981
and 1982 is not apropos. Petitioner’s real objective is to
obtain new and enlarged application of § 1981 (and
presumably § 1982) to protect the rights of white persons
against black persons, a difficult feat since both sections
assure the right of all persons to have the same rights as
“white citizens.”
The need to strain for this result, if it ever existed in
a predominantly white nation, has abated since the passage
of Title VII which admittedly does assure equal employ
ment opportunities of all races and ethnic groups and
which is available to white persons who deem themselves
aggrieved by discriminatory preferences for blacks. Title
VII has the advantage of channeling such competing
75
10
claims through the Equal Employment Opportunity Com
mission where, at least, an initial and informed judgment
can be made by a qualified agency to establish a proper
balance between competing claims of diverse races and
ethnic groups. On the other hand, the enlargement of
§1981 as Petitioners suggest, might have the result of
encouraging obstructive or dilatory litigation under § 1981
by persons disgruntled by the adverse effect of some of
the Title VII remedies now being implemented. At least
this prospect deserves consideration before Petitioners’
suggestions are accepted.
CONCLUSION
For these reasons, the writ of certiorari should be
denied.
Respectfully submitted,
Chris Dixie
Suite 401, 609 Fannin Street
Houston, Texas 77002
James P. Wolf
Suite 401, 609 Fannin Street
Houston, Texas 77002
Counsel for Respondent Union
76
IN THE
ImpcztM (ttmtrt cf % ffinitzb
October Term, 1975
NO. 75-260
L. N. MCDONALD and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE and
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
BRIEF ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Henry M. Rosenblum
Robert B. O’Keefe
4635 Southwest Freeway
Suite 320 West
Houston, Texas 77027
(713) 629-0650
Counsel for Petitioners
77
INDEX
Opinions Below .............................. 1
Jurisdiction ............................................................................ - • 2
Statutory Provisions Involved .................................. 2
Questions Presented .......................................................... '3
Statement of the Case .............................................. 3
Summary of Argument ............................................................ 6
Argument ....................................................................................... 7
I. DISMISSAL OF WHITE EMPLOYEES CHARGED
WITH MISAPPROPRIATING COMPANY PROP
ERTY WHILE NOT DISMISSING A SIMILARLY
CHARGED BLACK EMPLOYEE RAISES A CLAIM
UNDER TITLE VII OF THE CIVIL RIGHTS ACT
OF 1964, AS AMENDED, 42 U.S.C. §§2000e, ET SEQ. 7
A. The Courts Below Clearly Disregarded Congressional
Intent and Decisions of This Court in Finding That
Petitioners had Failed to State a Claim Under Title
VII of the Civil Rights Act of 1964, as Amended,
42 U.S.C. §§2000e, et seq.......................................... 8
B. An Employer Allegation of Unlawful Conduct Does
Not Obviate the Prescribed Neutrality Which Must
Govern Every Employment Decision.......................... 17
II. WHITE EMPLOYEES WHO WERE DISCHARGED
FOR ALLEGED MISAPPROPRIATION OF COM
PANY PROPERTY WHEN A SIMILARLY CHAR
GED BLACK EMPLOYEE WAS NOT DISCHARGED
HAVE STANDING TO SUE UNDER THE CIVIL
RIGHTS ACT OF 1866, 42 U.S.C. §1981.................... 22
A. The Language of the Statute Compels the Conclu
sion That White Persons Have Standing to Sue
Under 42 U.S.C. §1981............................................... 23
B. The Legislative History of the Civil Rights Act of
1866, Reveals That 42 U.S.C. §1981 was Intended
to Protect White Persons as well as Non-Whites. 25
C. 42 U.S.C. §1981 Should be Construed as Broadly
as 42 U.S.C. §1982. .................................................. .. 33
D. The Better Reasoned Lower Federal Court Opinions
Have Consistently Recognized that §1981 Covers
Whites as well as Non-Whites.................................... 36
Page
79
II
III. ALLOWING WHITES STANDING TO REDRESS
INVIDIOUS NON-REMEDIATING DISCRIMINA
TION UNDER TITLE VII, AND 42 U.S.C. §1981
WILL NOT INTERFERE WITH THE SALUTORY
PURPOSES OF AFFIRMATIVE ACTION................ 42
Conclusion ............ ..................................................... ............... 44
Appendix A—“Suggestion of Remand” Filed by the Depart
ment of Justice in Haber v. Klassen, C.A. 7S-21S8 (6th
Cir.), appeal pending............................ ..................... .. 45
Page
TABLE OF AUTHORITIES
CASES Page
A. H. I. Machine Tool & Die, Inc. v. NLRB, 432 F.2d 190
(6th Cir. 1970) ................................................................. 19
Agnew v. City of Compton, 229 F.2d 226, 230 (9th Cir.
1956) Cert, denied 353 U.S. 959 (1957) ...................... 25
Albemarle Paper Company v. Moody, ____ U.S.____ 45
L.Ed.2d 280 (1975) ........ ..................... .............................. 8
Alexander v. Gardner-Denver Co., 415 U.S. 36 (1974) . . 8, 17
Alexander v. Gardner-Denver Co., on remand, 8 FEP 1153,
aff’d 519 F.2d 503 (10th Cir. 1975) ................................... 18
Anderson v. San Francisco Unified School District, 357 F.
Supp. 248 (N.D. Cal. 1972) ........................................... 10,12
Baca v. Butz, 394 F. Supp. 888 (D.C. N. Mex. 1975) . . . . 24
Bellamy v. Mason Stores, Inc., 368 F. Supp. 1025 (D.C. Va.
1973) 10
Brown v. Board of Education, 347 U.S. 483 (1954) ........ 7
Burns v. Rohr Corp., 346 F. Supp. 994 (S.D. Cal. 1972) 16
Central Presbyterian Church v. Black Libertarian Front,
303 F. Supp. 894 (E.D. Mo. 1969) ................................ 37
Contractors Ass’n of E. Pa. v. Secretary of Labor, 442 F.2d
159 (3rd Cir.), cert, denied, 404 U.S. 854 (1971) ........ 43
David F. X . Smith v. lohn Gunther, F. Supp.____ ,
9 EPD 1J10015 (D.C. D.C., 1975) .................................... 10
Diaz v. Pan Am World Airways, Inc., 442 F.2d 385 (5th
Cir. 1971), cert, denied, 404 U.S. 950 (1971) .............. 16
Emporium Capwell Co. v. Western Addition Community Or
ganization, ____ U.S.____ , 43 L.Ed.2d 12, 29 (1975) . . 20
Espinoza v. Farah Manufacturing Company, Inc., 414 U.S.
86, 88 (1973) .............................................. ..................... 8,12
80
Freeman v. Xerox Corp., 49 A.D.2d 21 (S.Ct. N.Y. 1975) 18
Gannon v. Action, 303 F. Supp. 1240 (E.D. Mo. 1969), aff’d
in part, remanded in part on other grounds, 450 F.2d 1227
(8th Cir. 1971) .......... .......................................................... 22,37
Georgia v. Rachel, 384 U.S. 780, 791, 86 S.Ct. 1783 (1966) 25
Griggs v. Duke Power Co., 401 U.S. 424, 431 (1971) ........ passim
Haber v. Klassen, F. Supp. 10 FEP Cases, 1446
(N.D. Ohio, 1975) ................................ ............................. 10, 15
Hollander v. Sears, Roebuck & Co., 392 F. Supp. 90, (D.
Conn. 1975) ................................................................... 6,22,24,36,39
Johnson . v. Railway Express Agency, U.S, 44
L.Ed. 295, 301 (1975) ....................................................... 17,23
Jones v. Alfred H. Mayer Co., 392 U.S. 409, 422 (1968) . .24,33,34
Kentucky v. Powers, 139 F. 452, (Cir. Ct. E.D. Ky. 1905) 36
Kurylas v. U.S. Dept, of Agriculture, 373 F. Supp. 1072
(D. D.C. 1974) aff’d 514 F.2d 894 (D.C. Cir. 1975) . . 40
Long v. Ford Motor Company, 496 F.2d 500 (5th Cir. 1974) 18
Macklin v. Spector Freight System, Inc., 478 F.2d 979 (D.C.
Cir. 1973) .............................................................................. 34
Marquez v. Ford Motor Co., 440 F.2d 1157 (8th Cir., 1971) 9
Martin v. Chrysler Corporation,____ F. Supp. 10 FEP
Cases 329 (E.D. Mich. 1974) ................................................ 18
McDonnell-Douglas Corp. v. Green, 411 U.S. 792 (1973) . . passim
McRae v. Goddard College, F. Supp. 10 FEP
Cases 143 (D.C. Vt. 1975) .................... . ............................ 18
Mele v. United States Department of Justice, _____ F. Supp.
. 10 EPD IfllO, 258 (D.C. N.J. 1975) .................. 10
NLRB v. Fansteel Metallurgical Corp., 306 U.S. 290 (1939) 19
Nix v. NLRB, 418 F.2d 1001, 1006 (5th Cir. 1969) ........ 19,20
Parks v. Brennan, 389 F. Supp. 790 (N.D. Ga. 1974), rev’d
on other grounds sub nom., Parks v. Dunlop, 517 F.2d
785 (5th Cir. 1975) .......................................................... 9, 15
Perkins v. Banster, 190 F. Supp. 98 (D. Md. 1960) aff’d
285 F.2d 426 (4th Cir. 1960) ............................................ 40,41
Phillips v. Columbia Gas of West Virginia, Inc., 347 F.
Supp. 533 (D.C. W. Va. 1972) aff’d 474 F.2d 1342 (4th
Cir. 1973) .............................................................................. 10
Phillips v. Martin-Marietta Corp., 400 U.S. 542 (1971) 8
Rios v. Enterprise Association Steamfitters, Local 638, 520
F.2d 352 (2nd Cir. 1975) ................................................ 10,43
Ripp v. Dobbs House, Inc., 366 F. Supp. 205 (N.D. Ala.
1973) ................................................ ' .................. .................. 9,41
Robinson v. Larillard Corp., 444 F.2d 791, (7th Cir. 1971)
cert, dismissed, 404 U.S. 1006 (1972) ............................ 43
I l l
CASES Page
81
IV
Rogers v. EEOC, 454 F.2d 234 (5th Cir. 1971) cert.
denied 406 U.S. 957 (1972) ............................................. 17
Rowe v. General Motors Corp., 457 F.2d 348, 354 (5th
Cir. 1972) ............................................................................ 17
Sanders v. Dobbs House, Inc., 431 F.2d 1097 (5th Cir.
1970) cert, denied, sub nom., Dobbs House, Inc. v. San
ders, 401 U .S. 948 (1971) ........ ............. . .......................... 18
Southern Illinois Builders Association v. Ogilvie, 471 F.2d
680 (7th Cir. 1972) ...................................... 43
Sullivan v. Little Hunting Park, Inc., 396 U.S. 229 (1969) 34
Swann v. Charlotte Meeklenberg Board of Education, 402
U.S. 25 (1971) ................................................................ 42>43
Tillman v. Wheaton-Haven Recreation Ass’n, Inc., 410 U.S.
431, 439-40 (1973) .............................................................. 33,35
U. S. v. Bethlehem Steel Corporation, 446 F.2d 652 (2nd
Cir. 1971) .......................................................... 10
United States v. International Brotherhood of Electrical
Workers, No. 38, 428 F.2d 144 (6th Cir. 1970), cert.
denied, 400 U.S. 943 (1970) ............................................ 42
United States v. International Longshoreman’s Association,
334 F. Supp. 97, 979 (S.D. Tex. 1971) rev’d sub nom.,
EEOC v. International Longshoreman’s Association, 511
F.2d 273 (5th Cir. 1975), cert denied, U.S.
No. 75-356 (December 2, 1975) ...................................... 9
United States v. Ironworkers Local 86, 443 F.2d 544 (9th
Cir, cert, denied, 404 U.S. 984 (1971) ............................ 43
United States v. Lathers Local 46, 471 F.2d 408 (2nd Cir.)
cert, denied, 412 U.S. 939 (1973) ......................................... 42
United States v. Price, 383 U.S. 787, 801 (1965) ............ 33
Van Hoomisen v. Xerox Corp., 368 F. Supp. 829 (N.D. Cal.
1973) ...................................................................................... 39
WRMA Broadcasting Co., Inc. v. Hawthorne, 365 F. Supp.
577 (D.C. Ala. 1973) .......................................................... 37,38
Walker v. Pointer, 304 F. Supp. 56, 60 (N.D. Tex. 1969) 39
Windsor v. Bethesda General Hospital, 523 F,2d 891 (8th
Cir. 1975) ....................................................................... 18,23
CASES Page
82
V
Pa<re
UNITED STATES CONSTITUTION
Thirteenth Amendment ............................................................ 26
UNITED STATES STATUTES
28 U.S.C. §1254(1) ................................................................ 2
29 U.S.C. §151, et seq., National Labor Relations Act . . . . 19
42 U.S.C. §1981, Civil Rights Act of 1866 ........................ passim
42 U.S.C. §1982, Civil Rights Act of 1866 ..................... 8,33,34,35
42 U.S.C. §2000d, et seq., Title VI of the Civil Rights Act
of 1964 ................................................................................ 10
42 U.S.C. §§2000e, et seq., Title VII of the Civil Rights Act
of 1964 ................................................................................. passim
MISCELLANEOUS
CCH EEOC Decision No. 74-10 1(6391 (1973) .................... 11
CCH EEOC Decision No. 74-26 1(6398 (1973) .................... 12
CCH EEOC Decision No. 74-31 1(6404 (1973) .................... 11
CCH EEOC Decision No. 74-95 1(6432 (1974) .................... 11
CCH EEOC Decision No. 74-106 K6427 (1974) .......... 12
CCH EEOC Decision No. 75-019 1(6465 (1975) .......... 11
CCH EEOC Decision No. 75-037 K6437 (1975) .......... 11
CCH EEOC Decision No. 75-040 1(6440 (1975) .......... 11
CCH EEOC Decision No. 75-215 ((6449 (1975) ......... 11
CCH EEOC Decision No. 75-269 1(6453 (1975) ................... 11, 18
CCH EEOC Decision No. 75-274 1(6454 (1975) .................. 11
Cong. Globe, 39th Cong., 1st Session ....................................... passim
TEXTS
Legislative History of Titles VII and X I of the Civil Rights
Act of 1964, United States Equal Employment Oppor
tunity Commission, U.S. Government Printing Office
(1969) ................................................................................. passim
BNA Labor Relations Reporter, Fair Employment Practices
Manuel, The Bureau of National Affairs, Inc., (1975) . . 18
Brock, W., An American Crisis, (1963) ................................... 33
LEGAL COMMENTARY
Buchanan, S., The Quest for Freedom: A Legal History of
the Thirteenth Amendment, 12 Hous. L. Rev. 1 (1975) 26, 27
Karst, K., and Horowitz, H., Affirmative Action and Equal
Protection, 60 U. Va. L. Rev. 955 (1974) ...................... 42
83
IN THE
kxpxzmt (Kaurt of tip îTtittoh States
October Term, 1975
NO. 75-260
L. N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
SANTA FE TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE and
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
BRIEF ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF FOR PETITIONERS
OPINION BELOW
The opinion of the Court of Appeals, a copy of which
appears in the Appendix at pp. 120-122, is reported at
513 F.2d 90. The opinions rendered by the United States
District Court for the Southern District of Texas are
unreported and appear in the Appendix at pp. 113-117
and pp. 118-119.
85
2
JURISDICTION
The judgment of the United States Court of Appeals for
the Fifth Circuit was entered on May 21, 1975, and this
petition for certiorari was filed August 18, 1975, and
granted on November 3, 1975. __U.S__(1975) The
jurisdiction of this Court rests upon 28 U.S.C. § 1254( 1).
STATUTORY PROVISIONS INVOLVED
United States Code, Title 42
§2000e-2(a)(l) Unlawful employment practices—
Employer practices
(a) It shall be an unlawful employment practice
for an employer—
(1) to fail or refuse to hire or to discharge any
individual, or otherwise to discriminate against
any individual with respect to his compensation,
terms, conditions, or privileges of employment,
because of such individual’s race, color, religion,
sex, or national origin;
United States Code, Title 42
§1981 Equal Rights under the law—
All persons within the jurisdiction of the United
States shall have the same right in every State and
Territory to make and enforce contracts, to sue, be
parties, give evidence, and to the full and equal
benefit of all laws and proceedings for the security
of persons and property as is enjoyed by white
citizens, and shall be subject to like punishment,
pains, penalties, taxes, licenses, and exactions of
every kind, and to no other.
86
3
QUESTIONS PRESENTED
1. Whether dismissal of white employees charged with
misappropriating company property while not dismissing
a similarly charged black employee raises a claim under
Title VII of the Civil Rights Act of 1964, as amended,
42 U.S.C. §§2000e, et seq.
2. Whether white employees who were discharged for
alleged misappropriation of company property when a
similarly charged black employee was not discharged,
have standing to sue under the Civil Rights Act of 1866,
42 U.S.C. §1981.
STATEMENT OF THE CASE
On September 26, 1970, Petitioners, who are white,
were accused by the Respondent The Santa Fe Trail
Transportation Company of having misappropriated cer
tain of the Respondent’s property. A black employee was
similarly accused. On October 2, 1970, following an al
leged investigation by the Respondent, the Petitioners
were terminated but the black employee was not.
On October 8, 1970, Petitioner McDonald initiated a
grievance in which the charges of misappropriation were
emphatically denied.1 On April 3, 1971, Petitioner Mc
Donald was notified that his discharge had been sustained
and that his grievance would not be further pursued by
the Union Respondent.
On April 26, 1971, Petitioner McDonald filed Charges
of Discrimination with the Equal Employment Opportu
nity Commission in which he charged that his race had
been a factor in the employment decision of Respondents
to discharge him.
1. App. pp. 19-20.
87
4
On August 16, 1971, Petitioners initiated this action in
the United States District Court for the Southern District
of Texas, Houston Division. Invoking the Court’s juris
diction pursuant to 42 U.S.C. §2000e-5(f) and 42 U.S.C.
§1981, Petitioners contended, inter alia; that they, along
with a similarly situated black employee, had been charged
by the Company with misappropriating company property;
that subsequent to being so charged by the Company,
Petitioners were discharged but the similarly situated black
employee was not; that their discharge was without cause;
and that they were discharged because of their race. In
particular, Petitioners complained that the Company had
imposed a more severe disciplinary sanction against them
because of their race, Caucasian, and that this constituted
a discriminatory preference in derogation those rights se
cured to Petitioners by Title YII of the Civil Rights Act
of 1964, as amended, 42 U.S.C. §§2000e, et seq., and
the Civil Rights Act of 1866, 42 U.S.C. §1981. Addi
tionally, Petitioners contended that Respondent Union had
acquiesced in the company’s racially discriminatory em
ployment decision. Following discovery and certain motion
practice, Petitioners filed their Second Amended Complaint
on July 19, 1973.2 3
On January 4, 1974, the district court finding that
petitioners had “alleged that the discharges were for
racially discriminatory reasons”, denied motions to dismiss.
At issue in the motions were (1) the proposition of
whether white persons may bring an action under 42
U.S.C. § 1981,8 and (2) the proposition that Petitioners
who were discharged following their apprehension for
the alleged theft of their employer’s property, while an
2. App. pp. 4-11 and 35-42.
3. App. pp. 92-93.
88
5
equally charged black employee was retained because of
his race had not stated a claim under Title VII.4
On May 2, 1974, the district court issued a second
Memorandum and Opinion in which it held that “[42
U.S.C.] §1981 is inapplicable to white persons”; addi
tionally, the court held “[Tjhat the dismissal of white
employees charged with misappropriating company prop
erty while not dismissing a similarly charged Negro em
ployee does not raise a claim upon which Title VII relief
may be granted”.5
The district court apparently predicated its decision
in part, on the finding that Petitioners had failed to allege
that they were falsely charged with misappropriating
company property. This finding was adopted by the
United States Court of Appeals for the Fifth Circuit.6 7
In fact, evidence of each Petitioner’s innocence of the
charges of misappropriation had been squarely presented
to the district court, see n. 37, infra.
On appeal to the United States Court of Appeals for
the Fifth Circuit the panel held, per curiam, that 42
U.S.C. §1981 “confers no actionable rights upon white
persons,” and “that an employer’s dismissal of white em
ployees charged with misappropriating company property
while not dismissing a similarly charged Black employee
does not raise a claim upon which relief may be granted
under Title VII, 42 U.S.C. §§2000e et seq.”‘
4. App. p. 94.
5. App. pp. 103-108.
6. “There is no allegation that Plaintiffs were falsely charged.”
App. p. 122.
7. App. pp. 121-122.
89
6
Petitioners were never afforded an opportunity by
the district court to offer evidence that (1) they were
innocent of the accusations, or that (2) the not-dis-
charged black employee was equally culpable, and that
(3) race was a factor considered by Respondent Company
in its decision to discharge Petitioners while retaining the
similarly charged black employee.
SUMMARY OF ARGUMENT
It was the intent of Congress by the Civil Rights
Act of 1964, to provide equal employment opportunities
for all persons regardless of race and to condemn dis
criminatory preferences for either minority or majority
employees. This Court has so held. Griggs v. Duke Power
Company, 401 U.S. 424 (197 ). While an employer may
justifiably discharge one who has engaged in unlawful
conduct against it, Title VII requires that this criterion
be applied alike to members of all races. This Court has
so held. McDonnell-Douglas Corp. v. Green, 411 U.S.
792, 804 (1973). When an employee alleges that he has
been the victim of discriminatory disciplinary treatment,
he must be afforded a fair opportunity to show that the
employer’s action was pretextual or discriminatory in its
application. This Court has so held. Id. at 807.
It was the clear intent of Congress by enacting the
Civil Rights Act of 1866 to confer the rights, privileges
and immunities contained therein upon whites as well as
blacks. Hollander v. Sears, Roebuck & Company, 392
F. Supp. 90 (D. Conn. 1975); Cong. Globe, 39th Cong.
1st Sess. 599 (1866). A careful analysis of decisions of
this Court and the better reasoned opinions of the lower
courts supports this proposition.
90
7
Allowing whites standing to redress invidious, non
remediating discrimination under Title VII and 42 U.S.C.
§1981 will not interfere with the salutory purposes of
affirmative action.
Reversal, with directions that a trial on the merits be
conducted under both Title VII of the Civil Rights Act
of 1964, as amended, 42 U.S.C. §2Q00e et seq. and
Section 1 of the Civil Rights Act of 1866, 42 U.S.C.
§1981 is required.
ARGUMENT
I.
DISMISSAL OF WHITE EMPLOYEES CHARGED
WITH MISAPPROPRIATING COMPANY PROP
ERTY WHILE NOT DISMISSING A SIMILARLY
CHARGED BLACK EMPLOYEE RAISES A CLAIM
UNDER TITLE VII OF THE CIVIL RIGHTS ACT
OF 1964, AS AMENDED, 42 U.S.C. §§2000e, ET SEQ.
Prompted by this Court’s decision in Brown v. Board
of Education, 347 U.S. 483 (1954), and the growing
civil rights movement, Congress began to enact compre
hensive legislation designed to promote practical racial
equality. In particular, Congress enacted Title VII of the
Civil Rights Act of 1964,8 to assure equality of employ
ment opportunities for all persons. This coalescence of
congressional, judicial and social pressure has in turn pro
pelled our society into a social transformation, the end result
of which must be true racial equality, not merely the hollow
promise of equality in law, but racial equality in fact.
8. Pub.L. 88-352, Title VII, §701, July 2, 1964, 78 Stat. 253;
Pub.L. 89-554, § 8(a), Sept. 6, 1966, 80 Stat. 662; Pub.L. 92-261,
§ 2, Mar. 24, 1972, 86 Stat. 103, now 42 U.S.C. § 2000e, et seq.
91
8
Yet, as might be expected in any rapid social change, this
metamorphasis has not been without unintended con
sequences.
Now, for the first time, this Court is being confronted
with white persons seeking to invoke the protection of
Title VII of the Civil Rights Act of 1964 and the Civil
Rights Act of 1866,9 alleging that they were the victims of
a racially discriminatory employment decision; to date
their efforts have been thwarted.10 Congress did not in
tend such a result.
A. The Courts Below Clearly Disregarded Con
gressional In ten t and Decisions of This Court
in Finding That Petitioners had Failed to State
a Claim Under Title VIF <4 the Civil Rights Act
of 1964, as Amended, 42 U.S.C. §§2000e, et seq.
Meager specific Congressional guidance11 is available
to assist this Court in resolving precisely who is covered
by the Civil Rights Act of 1964. It is well settled that
blacks,12 13 chicanos,18 and women14 are embraced by its
9. Act of April 9, 1866, Ch. 31, f[l, 14 Stat. 27, re-enacted by
§ 17 of the Enforcement Act of 1870, Act of May 31, 1870, Ch. 114,
§ 18, 16 Stat. 140, 144 and codified in §§ 1977, 1978 of the Revised
Statutes of 1874, now 42 U.S.C. §§ 1981, 1982.
10. See, Memorandum and Opinion of the District Court, May 2,
1974, App. pp. 103-107; and the Opinion of the United States Court
of Appeals for the Fifth Circuit, App. pp. 120-122.
11. Espinoza v. Farah Manujacturing Company, Inc., 414 U.S.
86, 88 (1973).
12. Albemarle Paper Company v. Moody, U.S. 45
L.Ed.2d 280 (1975); Alexander v. Gardner-Denver Co., 415 U.S. 36
(1974); McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).
13. Espinoza, supra n. 11.
14. Phillips v. Martin-Marietta Corp., 400 U.S. 542 (1971).
92
9
terms. Apparently unresolved to this day is whether Title
VII protects not only those who for decades have suffered
employment discrimination but also those who are nomi
nally well ensconced in the American economy, the white
male.
While few courts have addressed the issue, Petitioners
submit that this Court laid to rest all such ambiguity
when it announced:
Discriminatory preference for any group, minority
or majority, is precisely and only what Congress has
proscribed, (emphasis supplied)
Griggs v. Duke Power, 401 U.S. 424, 431 (1971). Accord,
Marquez v. Ford Motor Co., 440 F.2d 1157, 1163 (8th
Cir. 1971).
The paucity of decisions addressing the issue of the
standing of white persons qua white persons under Title
VII is attributable to the fact that whites have not here
tofore suffered,15 nor are- they presently emerging from,
decades of employment discrimination. There exist few
reported opinions where whites have successfully asserted
violations of Title VII.16 However, most decisions do not
15. One District Court, in dicta has found that whites are covered
by Title VII and predicted that they will seek its protection.
“. • • it was passed to help whites as much as blacks if their
civil rights are being violated, and this court can foresee where
in many situations, now and in the future, that whites will be
asking for protection of Title VII of the Civil Rights Act of
1964.”
United States v. International Longshoremen’s Assoc., 334 F. Supp.
97, 979 (S.D. Tex. 1971) rev’d on other grounds sub nom., EEOC
v. International Longshoremen’s Assoc., S ll F.2d 273 (Sth Cir. 1975),
cert, denied U.S.____ (No. 75-356, Dec. 2, 1975). Accord,
Ripp v. Dobbs House, Inc., 366 F. Supp. 205 (N.D. Ala. 1973).
16. See, e.g., Parks v. Brennan, 389 F. Supp. 790 (N.D. Ga.
1974) rev’d on other grounds sub nom. Parks v. Dunlop, 517 F.2d
785 (5th Cir. 1975).
93
10
turn on the question of standing but rather on general
findings that the plaintiffs have not been discriminated
against because of their race.17 Implied in each case is
that on a showing of racial discrimination relief would
have been considered. White plaintiffs have successfully
asserted rights paralleling those of Title VII under other
provisions of the Civil Rights Act of 1964.18
Curiously, the courts below19 and two other district
courts20 have chosen to ignore this Court’s finding in
Griggs, supra, and have erroneously concluded that white
persons lack standing to assert violations of Title VII.
Mr. Justice Douglas had no reservations as to the
scope of this Court’s holding in Griggs; in his dissent from
this Court’s ruling in Espinoza, supra, he stated:
But whether brown, yellow, black or white, the
thrust of the act is clear . . . Griggs . . . extends its
17. David F.X. Smith v. John Gunther, .__ ___F. Supp,__ ___, 9
EPD f[99l5 (D.C. D.C. 1975); Bellamy v. Mason Stores, Inc., 368
F. Supp. 1025 (D.C. Va. 1973). Cf. Rios v. Enterprise Association of
Steamfitters, Local 638, 520 F.2d 352 (2nd Cir. 1975). The Court
indicated that had the whites suffered “reverse discrimination” they
would be on sounder footing; U.S. v. Bethlehem Steel Corporation,
446 F.2d 652, (2nd Cir. 1971). “. . . there was no proof that Bethle
hem rejected any white applicants . . . on the basis of . . . national
origin” 446 F.2d at 665; Phillips v. Columbia Gas of West Virginia,
Inc., 347 F. Supp. 533 (D.C. W. Va. 1972) aff’d 474 F.2d 342 (4th
Cir. 1973).
18. E.g., Anderson v. San Francisco Unified School District, 357
F. Supp. 248 (N.D. Cal. 1972). White plaintiffs successfully prose
cuted racial discrimination charge pursuant to Title VI, 42 U.S.C.
2000d.
19. See, n. 10, supra.
20. Haber v. Klassen, _____ F. Supp.__ ___, 10 FEP Cases 1446
(N D Ohio 1975); Mele v. United States Department of Justice,
__ _ F . Supp. 10 EPD pO,258 (D.C. N.J. 1975).
94
11
protective principles to all, not to blacks alone, (em
phasis supplied).
414 U.S. at 97.
Moreover, the Equal Employment Opportunity Com
mission has expressly recognized the standing of whites
to complain of racially motivated job discrimination.21
Citing Griggs, the Commission has held:
To find that [similar] recruiting methods are violative
of Title VII only where Caucasians occupy the
favored position (footnote omitted) would constitute
a derilection of the Congressional mandate to elimi
nate all practices which operate to disadvantage the
employment opportunities of any group protected by
Title VII, including Caucasians,22 23 * * * * (Emphasis sup
plied).
CCH EEOC Decision No. 74-31 f6404 (1973).
While in the majority of instances the Commission has
found that there was “no probable cause” to believe that
Title VII had been violated,28 it has never quailed from
its duty to condemn racial discrimination directed at
21. As the federal agency charged with enforcing the provisions
of Title VII this Court has recognized that their interpretations of
the Act are entitled to great deference. Griggs v. Duke Power Co.,
supra at 433.
22. See, CCH EEOC Decision No. 74-95 fl6432 (1974) n. 4.
23. CCH EEOC Decision No. 75-019 fl6465 (1975);
CCH EEOC Decision No. 75-274 116454 (1975);
CCH EEOC Decision No. 75-269 [[6453 (1975);
CCH EEOC Decision No. 75-215 jf6449 (1975);
CCH EEOC Decision No. 75-040 jf6440 (1974);
CCH EEOC Decision No. 75-037 [[6437 (1974);
CCH EEOC Decision No. 74-10 1f6391 (1973).
95
12
whites even when such discrimination is in the name
of “affirmative action”.24
While the Commission’s interpretation of the statute
is entitled to great deference, that deference is limited if
the Commission’s interpretation does not conform with
clear congressional intent. Espinoza, supra, 414 U.S. at
94. However, regarding the applicability of Title VII to
white persons, the EEOC’s interpretation perfectly mirrors
the intent manifested by Congress during its long and
arduous debates of the early 1960’s.
While Congress did not dwell at length on the matter
of the applicability of Title VII to white persons, virtually
every time the question was raised, the answer emphasized
that the Act prohibits all racial discrimination. Respond
ing to the charge that the Act seemed to compel an em
ployer to grant preferential treatment to minorities, Senator
Williams remarked:
Those opposed to H.R. 7152 should realize that to
hire a Negro solely because he is a Negro is racial
discrimination, just as much as a “white only” em
ployment policy. Both forms of discrimination are
prohibited by Title VII of this Act. The language
of that title simply states that race is not a qualifica
tion for employment. Every man must be judged
according to his ability. In that respect, all men are
to have an equal opportunity to be considered for
a particular job. Some people charge that H.R.
7152 favors the Negro, at the expense of the white
majority. But how can the language of equality favor
one race over another? Equality can have only one
24. CCH EEOC Decision No. 75-268 f6452 (1975);
CCH EEOC Decision No. 74-106 jf6427 (1974);
CCH EEOC Decision No. 74-26 tf6398 (1973);
See also, Anderson, supra n. 18.
96
13
meaning, and that meaning is self-evident to reason
able men.
Legislative History of Titles VII and X I of the Civil
Rights Act of 1964, United States Equal Employment
Opportunity Commission, U.S. Government Printing Of
fice. 1969 p. 3189.
Again, during floor debate, Congressman Celler,25 26 27 ob
served with considerable acuity, that the Act applied to
whites as well as blacks:26
Mrs. Griffiths: Before I begin my argument, how
ever, I would like to ask the chairman of the
Committee on the Judiciary, the gentleman from
New York a question.
Mr. Chairman, is it your judgment that this bill
will protect colored men and colored women at
the hiring gate equally?
Mr. Celler: This bill is all-embracing and will cover
everybody in the United States.
Mrs. Griffiths: It will cover every colored man and
colored woman?
Mr. Celler: Yes, it will cover white men and white
women and all Americans.2,1 (Emphasis supplied)
Id. at 3217
25. Chairman of the House Committee on the Judiciary.
26. The colloquy developed during House debate on an amend
ment proposed by Congressman Smith of Virginia to prohibit dis
crimination based on sex.
27. In further discussions with Mrs. Griffiths, the Congressman
refused to waiver:
Mrs. Griffiths: Could a white woman, turned away from the
college or from the restaurant where all the employers were
white invoke the act? Would a white woman have any
recourse under the Act?
Mr. Celler: I think we covered that in colloquies we had in
the earlier part of the afternoon. There could be discrimina
97
14
Significantly, Congressman Celler’s interpretations were
confirmed by Senators Clark and Case in their interpreta
tive memorandum:28
There is no requirement that an employer maintain
a racial balance in his work force. On the contrary,
any deliberate attempt to maintain a racial balance,
whatever such a balance may be, would involve a
violation of Title VII because maintaining such a
balance would require an employer to hire or refuse
to hire on the basis of race. It must be emphasized
that discrimination is prohibited as to any individual,29
Id. at 3040.
tion against white people and there could be against colored
people.
Mrs. Griffiths: Mr. Chairman, you know well and good if every
employee of that restaurant were white, that that woman
cannot go to the FEPC or to a district attorney and say
“I was turned away from there because I was white” because
every employee is white there.
Mr. Celler: That is speculation. Of course, that may be due to
the derelictions of the particular Government agency; and
if there are such cases, there is discrimination, and 1 think
we, as members of Congress, should all complain if it hap
pens. Legislative History of Titles VII and X I of the Civil
Rights Act of 1964, supra, at 3218. (emphasis supplied)
28. Senators Clark and Case were the floor managers for the House
bill in the Senate. Their memorandum was introduced into the
Congressional record on April 8, 1964.
29. Early in the Senate debate on the House bill, Senator Clark
received a number of objections to the bill, one of which is germane
to the issue:
Objection: Many employers will lean over backwards to avoid
discrimination against other employees, increasing the case
volume.
to which Senator Clark replied, in part:
In addition, the Commission has a clear mandate to engage
in widespread educational and promotional activities to en
courage understanding of the policy of the Act, including the
obligation not to discriminate against whites.
Id. at 301S
98
15
In light of this clear Congressional intent, it cannot be
gain-said that the EEOC has given practical effect to Con
gressional mandate by giving even-handed consideration
to the complaints of the majority as well as the minority.
The forged intent of Congress and the decisions of the
Commission founded on that intent, demand that this
Court lay to rest any remaining conflict among the lower
courts. Only a compounding of already hopeless confusion
can result if this Court fails to squarely address the
issue.30 31
Inconsistent notions of the meaning of Tide VII among
the Judiciary and the Executive will doubtless recur if
the case sub judice is not remanded. It appears that two
different panels of the same Circuit Court of Appeals
have arrived at different conclusions regarding the stand
ing of white persons under Title VII.81
A number of wrongs have been righted in the decade
since Title VII became law. To deny the salubrious aspects
30. This confusion in the lower courts is best illustrated by
Haber v. Klassen, supra, n. 20. In Haber the District Court errone
ously relied on the first of the four “prima facie case” criteria (e.g.
that he belongs to a racial minority) in McDonnell Douglas Corp. v.
Green, supra, and held that,
“Members of the white race may not seek relief for racial dis
crimination, under Title VII . . .”. Haber, supra, 10 FEP Cases
at 1447
Haber, the unsuccessful white Title VII plaintiff has Appealed to the
United States Court of Appeals for the Sixth Circuit. Haber v.
Klassen, No. 75-2158. The defendant-appellee, represented by the
United States Department of Justice, on October 8, 1975, filed a
“Suggestion of Remand” in which it urges that the district court
has misconstrued Title VII.
The “Suggestion of Remand” is instructive and is included as
Appendix A.
31. Compare, McDonald v. Santa Fe Trail Transportation Co.,
513 F.2d 90 (5th Cir. 1975) with Parks v. Dunlap, 517 F.2d 785
(5th Cir. 1975).
99
16
of the Act to a generation of persons — and their progeny
— whose prejudices have only recently been overcome,
is not only inconsistent with prior judicial pronounce
ments of this Court and Congressional intent, it is
morally wrong. This Court must unequivocally give Title
VII its intended breadth32— equality to all people.
32. While there remains a dearth of case authority dealing with
the definitional parameters of the term “race” as used in the Act,
the courts below have examined the issue of whether Congress in
tended to provide males with a cause of action for sex discrimination.
See, e.g., Diaz v. Pan Am World Airways, Inc., 442 F.2d 385 (Sth
Cir. 1971), cert, denied, U.S. 950; Burns v. Rohr Corp., 346 F. Supp.
994 (S.D. Cal. 1972). The analogy is useful. In Diaz, supra, the
Fifth Circuit was faced with the claim of males who were admittedly
“locked-out” of certain job classifications because of their sex. In
considering whether the job required a female and thus was a bona
fide occupational qualification within the meaning of the Title VII,
the Court pointed out the underlying basis for finding that both men
and women are protected by the Act:
The Amendment adding the word “sex” to “race, color, religion
and national origin” was adopted one day before House passage
of the Civil Rights Act. It was added on the floor and en
gendered little relevant debate. In attempting to read Congress’
intent in these circumstances, however, it is reasonable to assume,
from a reading of the statute itself, that one of Congress’ main
goals was to provide equal access to the job market for both
men and women. Indeed as this Court in Weeks v. Southern
Bell Telephone and Telegraph Co., 5 Cir., 408 F.2d 228 at 235
clearly stated, the purpose of the Act was to provide a foundation
in law for the principle of nondiscrimination. Construing the
statute as embodying such a principle is based on the assumption
that Congress sought a formula that would not only achieve the
optimum use of our labor resources but, and more importantly,
would enable individuals to develop as individuals.
Diaz, supra at 386-387.
As the Fifth Circuit properly construed the term “sex” to encompass
both men and women, so this Court must construe “race” to include
whites as well as blacks; anything less would mock the concept of
racial equality.
100
17
B. An Employer’s Allegation of Unlawful Conduct
does not Obviate the Prescribed Neutrality
which m ust Govern Every Employment Deci
sion.
The touchstone in all Title VII33 litigation brought
pursuant to § 703(a)(1) of the Act is “whether
for any reason, a racially discriminatory employment
decision has been made”. McDonnell-Douglas Corp.,
supra at 800. Defining discrimination in its broadest pos
sible terms,34 “Congress chose neither to enumerate speci
fic discriminatory practices, nor to elucidate in extenso the
parameter of such nefarious activities”. Rogers v. EEOC,
454 F.2d 234, 238 (5th Cir. 1971), cert, denied 406
U.S. 957. (1972)
Enacted “to assure equality of employment opportuni
ties by eliminating those practices and devices that dis
criminate on the basis of race, . . .” Alexander v. Gardner-
Denver Co., supra, 415 U.S. at 41, Title VII prohibits
all racial discrimination in every aspect of employment
regardless of degree or form. Rowe v. General Motors
Corp., 457 F.2d 348, 354 (5th Cir. 1972). It operates
to negate an employers prerogative to make any rules or
decisions which are predicated, in whole or in part, on race.
33. And, apparently in all 42 U.S.C. § 1981 litigation seeking to
redress employment discrimination. Johnson v. Railway Express
Agency,____ U.S. 144 L.Ed.2d 29S (1975).
34. Senators Clark and Case in their interprative memorandum
analyzed the concept of discrimination:
To discriminate is to make a distinction, to make a difference
in treatment or favor, and those distinctions or differences in
treatment or favor which are prohibited by § 704 are those
which are based on . . . race . . .
Legislative History of Titles VII and X I of the Civil Rights Act of
1964, supra, at 3040.
101
18
See, McDonnell-Douglas Corp., supra at 804; accord, Wind
sor v. Bethesda General Hospital, 523 F.2d 891 (8th Cir.
1975); Sanders v. Dobbs House, Inc., 431 F.2d 1097
(5th Cir. 1970) cert, denied, sub nom, Dobbs Houses,
Inc., v. Sanders, 401 U.S. 948 (1971).
EEOC Guidelines require an investigation to deter
mine whether similarly situated employees of different
races have received dissimilar treatment because of their
race. Critical to the investigation is whether the charged
employer has been fair and evenhanded in meting out
discipline.35 See, CCH EEOC Decision No. 75-269
^|6453 (1975. Federal courts facing claims of racially
disparate disciplinary treatment have adopted this cri
teria, McRae v. Goddard College _____ F. Supp. _____ 10
FEP Cases 143, 149 (D.C. Vt. 1975); and the em
ployer’s decision to terminate an employee whether for
inefficiency, Long v. Ford Motor Company, 496 F.2d 500
(6th Cir. 1974); Alexander v. Gardner-Denver Co., on
remand, 8 FEP 1153, aff’d 519 F.2d 503 (10th Cir.,
1975), or for violating company rules, Martin v. Chrysler
Corporation,_._F. Supp.___ 10 FEP Cases 329 (E.D.
Mich. 1974), becomes limited by the “dissimilar treat
ment” test.36
In finding that Petitioners had failed to state a claim
the lower courts relied heavily on the erroneous finding
that Petitioners had not denied the allegations of theft.37
35. BNA Labor Relations Reporter, Fair Employment Practices
Manual, The Bureau of National Affairs, Inc., §421:102 (1975).
36. See, e.g., Freeman v. Xerox Corp., 49 A.D. 2d 21 (S.Ct. N.Y.
1975); Accord, Windsor v. Bethesda General Hospital, 523 F.2d 891
(8th Cir. 1975).
37. Both the court of appeals and the district court found , that
102
19
Assuming arguendo that Petitioners had not denied the
allegations of theft as the lower courts concluded, they
were nonetheless entitled to make out their prima facie
case of discrimination by showing at trial, inter alia,3i
that a similarly charged black employee had not been
discharged.38 39 40 “Petitioner may justifiably refuse to [rehire]
one who was engaged in unlawful, disruptive acts against
it, but only if this criterion is applied alike to members
of all races”, McDonnell-Douglas, supra, at 804.
The reasoning of the court below is fallacious insofar
as it relies on this Court’s holding in McDonnell-Douglas
Corp., supra.Vl to support its decision. There, the Court
Petitioners’ pleadings did not allege that they were falsely charged.
See, App. p. 122 and p. 117.
While admittedly inartfully drawn, Petitioners’ Complaint charged
that they “were discharged by Defendant Santa Fe Trail Transport
Company without cause . . .”. See, App. p. 38. The Complaint
was a verified pleading, thus any reasons advanced by the Respondent
for Petitioners discharges were necessarily refuted ab initio.
Petitioners McDonald expressly denied the charges in a grievance
submitted to the district court by Respondent Local 988.
“These [Cjharges are wrong and are unjust, because I did not
steel [sic] anything . . .”
App. p. 19.
It is not even clear that Petitioner Laird was discharged for
allegedly unlawful conduct. In its verified answers to interrogatories,
Respondent Santa Fe submitted:
“Raymond Lee Laird was discharged for failure to properly
perform his duties, exercising poor judgment as General Dock
Foreman and for violation of company rules.” App. p. 32.
38. Petitioners were not afforded an opportunity to demonstrate
their innocence. The action was dismissed pursuant to Rule 12(b)
of the Federal Rules of Civil Procedure.
39. No criminal charges were ever filed against Petitioners.
40. The court below also relied on certain cases arising under the
National Labor Relations Act. 29 U.S.C. § 1 SI, et seq. NLRB v.
Fansteel Metalurgical Corp., 306 U.S. 290 (1939); Nix v. NLRB,
418 F.2d 1001, 1006 (5th Cir. 1969); AH I Machine Tool & Die,
103
20
stated: “Disciplinary action for offenses not constituting
crimes is not involved in this case.” App. p. 122. The
court’s reliance was misplaced. In McDonnell-Douglas,
the complaining party was a confessed misdemeanant.
411 at 795. He alleged that his failure to be rehired
was discriminatory; the Company, as the Respondents
here, alleged that the failure to rehire was justified by
petitioners unlawful conduct. In McDonnell-Douglas,
the former employee alleged that Title VII was violated
because the Company’s refusal to rehire him was pre-
textual to a discriminatory intent. Here, Petitioners allege
that a similarly charged black employee was not dis
charged41 in violation of Title VII. A prima facie case
of discriminatory application of an employment policy
Inc. v. NLRB, 432 F.2d 190 (6th Cir. 1970). These cases are
inapposite.
In Nix, supra, and AHI Machine Tool & Die, Inc., supra, the
Courts of Appeals had before them complete records, including
witness testimony and Findings of the Trial Examiner; and in both
cases relied heavily on the well-developed records in finding that the
complained of discharges were not pretextual. Furthermore, and
perhaps more importantly, the National Labor Relations Act, grants
employees rights to organize and engage in certain concerted activities
in order to improve the terms and conditions of their employment;
Title VII, on the other hand, is prophylactic in its effect. It neither
grants rights to employees nor proscribes their activities; its only
function is to require employers to conform their employment prac
tices to the mandates of the Constitution of the United States. See,
Legislative History of Titles VII and XI, supra at 2009 and 2026.
§ 703(a)(1) of Title VII is silent as to “protected activities”. This
Court should not now engraft on to the face of Title VII those re
strictions peculiar to the National Labor Relations Act. For, while it
is clear that “. . . conduct which is not protected concerted activity
may lawfully form the basis for the participants discharge. \T}hat
does not mean that the discharge is immune from attack on other
statutory grounds in the appropriate case.’’ (Emphasis supplied).
Emporium Capwell Co. v. Western Addition Community Organization.
____ U.S.____ , 43 L.Ed.2d 12, 29 (1975).
41. See Brief, supra, p. 4.
104
21
has been alleged; “Especially relevant to such a showing
would be evidence that [white] employees involved in acts
against petitioner of comparable seriousness. . . were
nevertheless retained. . 411 at 804.
Here, as in McDonnell-Douglas, Petitioners were not
afforded the opportunity to demonstrate that Title VII
had been violated. In the case sub judice, the absence of
any plenary hearing requires a reversal and a remand,
since:
[Respondent] must be afforded a fair opportunity
to demonstrate that [petitioner’s] assigned reason for
refusing to re-employ was a pretext or discriminatory
in its application. (Emphasis supplied)
Id. 411 at 807.
In McDonnell-Douglas this Court resolved the question
of whether a mere allegation by the employer of “unlawful
activity” is not conduct that is protected by §703 of Title
VII in the negative; the Fifth Circuit’s Opinion here draws
distinction without a difference. The language of §703
(a)(1 ) is broad, and embraces every employment deci
sion, Petitioners “should have been accorded the right to
prepare [their] case with the knowledge that the §703
(a )(1 ) cause of action was properly before the District
Court.” McDonnell-Douglas, supra at 800.
The facts present here stand foresquare with those in
McDonnell-Douglas.*2 For this Court to hold, on these
facts, that the mere allegation of criminality by the Re
spondents would place Petitioners without the zone of 42
42. Bearing in mind however that Petitioners have never admitted
guilt, nor have criminal charges ever been filed against them. See
n. 37, supra.
105
2 2
“protected activities” would assuredly cause Title VII
to collapse into the very evil it seeks to cure. 43
n.
WHITE EMPLOYEES WHO WERE DISCHARGED
FOR ALLEGED MISAPPROPRIATION OF COM
PANY PROPERTY WHEN A SIMILARLY CHAR
GED BLACK EMPLOYEE WAS NOT DISCHARGED
HAVE STANDING TO SUE UNDER THE CIVIL
RIGHTS ACT OF 1866, 42 U.S.C. §1981.
This Court is becoming increasingly confronted with
scattered occurrences of invidious racial discrimination
directed against white persons. This relatively new form
of racial discrimination has been manifested in a variety
of situations. For instance, in some cases, blacks have
been found to have interferred with the rights of white
persons to hold and use property. E.g., Gannon v. Ac
tion, 303 F.Supp. 1240 (E.D. Mo. 1969), aff’d in part,
remanded in part on other grounds, 450 F.2d 1227 (8th
Cir. 1971).
Situations have also arisen where white persons, be
cause of their race, have had their rights to contract for
employment infringed. E.g., Hollander v. Sears, Roebuck
& Company, 392 F.Supp. 90 (D. Conn. 1975); and, of
course, the fact situation now before the Court is another
43. If the employer is able to avoid the sanctions of Title VII
by merely asserting “crime” this would deliver him Carte Blanche
authority to engage in wholesale discrimination without fear of ad
ministrative or judicial reprisal. Thus, under circumstances where,
for example, five blacks and five whites, all involved in the same
crime, pleaded guilty to theft from their employer, he could exercise
his new license to discriminate by freely discharging all five blacks
while retaining all five whites. Clearly, Congress did not intend such
a result.
106
23
example of racial discrimination against white persons in
employment. Racially disparate discipline by an employer
for similar or identical alleged employee misconduct gives
rise to a cause of action under 42 U.S.C. §1981.44
Obviously, there exists a clear need to accord white
persons protection against racial discrimination. The legis
lation necessary to protect white persons when they are
the victims of invidious racial discrimination in employ
ment is already in force; all that is needed is an even-
handed application of the Civil Rights Act of 1866, 42
U.S.C. §1981. This Court has already held that §1981
provides a cause of action against private racial dis
crimination. Johnson v. Railway Express Agency, -----
U.S 44 L.Ed. 295, 301 (1975). Thus, all that re
mains is for this Court to fulfill the promise of the Act
that all men shall be protected from invidious racial dis
crimination in their exercise of It’s enumerated rights.
A. The Language of the Statute Compels the Con
clusion that White Persons Have Standing to
Sue Under 42 U.S.C. §1981.
The clearest indication that 42 U.S.C. §1981 was in
tended to protect white persons as well as non-whites is
found on the face of the statute itself:
§1981. Equal rights under the law.
All persons within the jurisdiction of the United
States shall have the same right in every State and
Territory to make and enforce contracts, to sue, be
parties, give evidence, and to the full and equal bene
fit of all laws and proceedings for the security of
44. Windsor v. Bethesda General Hospital, 523 F.2d 891 (8th
Cir. 197S).
107
24
persons and property as is enjoyed by white persons,
and shall be subject to like punishment, pains, penal
ties, taxes, licenses, and exactions of every kind, and
to no other.45
The terms of the statute fairly defy a narrow “blacks only”
construction, for with its opening words §1981 declares
its protection to “All persons within the jurisdiction of the
United States”. This broad sweeping language necessarily
embraces white persons. Baca v. Butz, 394 F. Supp. 888,
890 n. 4 (D.C. N. Mex. 1975) Nor is the protection ac
corded by §1981 restricted to non-whites by the later ap
pearing phrase, “as is enjoyed by white citizens”. The
phrase is simply an effort to quantify the rights to be en
joyed by “all persons”. It is merely a convenient measur
ing stick against which the rights of “all persons” are
compared, and does not preclude whites from coverage
under §1981 since whites themselves may be denied
rights which are normally available to members of their
race, Hollander v. Sears Roebuck & Co., 392 F. Supp.
90, 94 (D. Conn. 1975); see, Baca v. Butz, supra at 890
45. In its original form, 42 U.S.C. § 1981 was part of § 1 of the
Civil Rights Act of 1866, Jones v. Alfred H. Mayer Co., 392 U.S.
409, 422 (1968). That section provided:
Be it enacted by the Senate House of Representatives of the
United States of America and Congress assembled, that all per
sons born in the United States and not subject to any foreign
power, * * * * are hereby declared to be citizens of the United
States; and such citizens, of every race and color, without regard
to any previous condition of slavery or involuntary servitude,
* * * shall have the same right, in every State and Territory in
the United States, to make and enforce contracts, to sue, to be
parties, and give evidence to inherit, purchase, lease, sell, hold,
and convey real and personal property, and to full and equal
benefit of all laws and proceedings for the security of person
and property, as if enjoyed by white citizens, and shall be subject
to like punishment, pains, and penalties, and to note other, any
law, statute, ordinance, regulation, or custom, to the contrary
notwithstanding.
108
25
n. 3. This is demonstrated by the racially discriminatory
discharge to which your Petitioners were subjected by a
fellow Caucasian. See Plaintiff’s [sic] Second Amended
Complaint, App. pp. 35-42.
The plain purpose of §1981 is to provide for equality
of rights as between persons of different races, Georgia
v. Rachel, 384 U.S. 780, 791 (1966); Agnew v. City of
Compton, 239 F.2d 226, 230 (9th Cir. 1956), cert,
denied, 353 U.S. 959 (1957). To construe this phrase so
as to deny white persons the protection of §1981 would be
to give the statute a construction in contravention of the
clear intent of the statute to end invidious racial distinc
tions.
In fact, the phrase “as is enjoyed by white citizens”,
far from being of substantive importance, was regarded
by Congress as superfulous language, the omission of
which would in no way alter the substance of the statute.
See, Cong. Globe, 39th Cong., 1st Sess. 1412 (1866),
(Remarks of Senator Trumbull). The phrase was added
by the House only “to emphasize the racial character of
the rights being protected” Georgia v. Rachel, supra at
791; and as such was merely cosmetic. Clearly, therefore,
the protection extended to all persons, and thus to all
races, in the first nine words of the statute remains un
qualified by the phrase “as is enjoyed by white citizens .
B. The Legislative History of the Civil Rights Act
of 1866, Reveals That 42 U.S.C. §1981 was In
tended to Protect White Persons as Well as
Non-WTiites.
Looking beyond the face of the statute, to the legislative
history of the Civil Rights Act of 1866, only confirms
109
26
that Petitioners have standing to sue under §1981. Granted
that the act was passed primarily to aid recently freed
slaves, it is nevertheless clear that from its inception the
Act was intended by contemporaries to protect white
persons as well as blacks. This is initially evident from
the fact that the Act was passed to implement the Thir
teenth Amendment which itself was intended to benefit
whites as well as the Negro. See, Buchanan, The Quest
for Freedom: A Legal History of the Thirteenth Amend
ment, 12 Hous. L. Rev. 1, 7-14 (1975) (hereinafter
cited as Buchanan).
The Act was introduced on January 5, 1866, as a bill
“to protect all persons in the United States in their civil
rights and furnish the means of their vindication” by
Senator Lyman Trumbull of Illinois, Chairman of the
Senate Judiciary Committee and a principal draftsman of
the Thirteenth Amendment, (emphasis supplied). Cong.
Globe, 39th Cong., 1st Sess. 129 (1866). Designated as
Senate Bill Number 61, the bill was the measure which
gained Republican support after several previous attempts
at comprehensive civil rights legislation had failed. These
unsuccessful proposals are significant inasmuch as they
manifest a common concern for securing to all persons
equal protection of the law and protecting every person’s
natural or inalienable rights. They failed, not because of
their objectives, but because their scope was too narrow
to suit the majority of Republicans who felt the bill did
little more than annul bad laws. Buchanan, at 15. What
the Republicans sought, and eventually found in S. No.
61, was a bill that affirmatively protected for all persons
certain enumerated rights. The rights Congress chose to
enumerate are enlightening— i.e., the rights to make and
enforce contracts, to inherit, purchase, and lease, and,
110
27
finally, the right to the full and equal benefit of all laws
and proceedings for the security of persons and property.
This enumeration reveals that a major thrust of the 1866
Act was equal protection under the law and equality
of economic opportunity for black and white persons
alike, Buchanan at 16.
On January 12, 1866, the Senate began consideration
of S. No. 61 as a Committee of the Whole. At that time,
Senator Trumbull explained that the bill declared that:
[TJhere shall be no discrimination in civil rights or
immunities among inhabitants of any State or Terri
tory of the United States on account of race, color,
or previous condition of slavery; but the inhabitants
of every race and color [shall have the same enu
merated rights]. (Emphasis supplied)
Cong. Globe, 39th Cong. 1st Sess. 211 (1866).
Again, on January 30, 1966, another proponent of the
bill, Senator Jacob M. Howard of Michigan, succinctly
stated the purpose of the bill:
Mr. President, I do not understand the bill which is
now before us to contemplate anything else but this,
that in respect to all civil rights . . . there is to be
hereafter no distinction between the white race and
the black race.
Cong. Globe, 39th Cong. 1st Sess. 504 (1866).
Quite obviously, to achieve the practical equality en
visioned by the supporters of the bill, §1981 must be
construed to protect white victims of invidious racial
discrimination.
Even the opponents of the bill recognized the color
blind nature of S. No. 61. For instance, in the course
111
28
of expressing concern over the incursion of the bill into
the rights of the states, Senator Reverdy Johnson of
Maryland explained the scope of the bill:
Now, if I understand this bill, it is not confined to
persons of African descent. The language of the first
section is: [quoting]
That is to say, that no state shall discriminate at
all between any inhabitants within her limits on
account of any race to which they may belong,
whether white or black, on account of color, if they
are not white, or on account of their having been
previously in a state of slavery, so that the white
as well as the black is included in this first section.
. . . (Emphasis supplied)
Cong. Globe, 39th Cong. 1st Sess. 505 (1866).
A clearer pronouncement that the bill was intended to
protect white persons is difficult to imagine, unless it
can be found in the remarks of Senator Lyman Trumbull,
the author of the bill. In response to a “long harangue”
from Senator Davis of Kentucky, Senator Trumbull rose
to declare unequivocably that white persons were indeed
covered by the bill:
Sir, this bill applies to white men as well as black
men. It declares that all persons in the United States
shall be entitled to the same civil rights, the right to
the fruit of their own labor, the right to make con
tracts, the right to buy and sell, and enjoy liberty
and happiness; and that is abominable and iniquitous
and unconstitutional! Could anything be more mon
strous or more abominable than for a member of the
Senate to rise in his place and denounce with such
epithets as these a bill, the only object of which is
to secure equal rights to all citizens of the country,
a bill that protects a white man just as much as a
112
29
black man? With what consistency and with what
face can a Senator in his place here say to the Senate
and the country that this is a bill for the benefit of
black men exclusively when there is no such distinc
tion in it and when the very object of the bill is to
breakdown all discrimination between black men and
white men? (Emphasis supplied)
Cong. Globe, 39th Cong. 1st Sess. 599 (1866).
Without a doubt then, both sides understood that
S. No. 61 was intended to protect both white and non
white victims of invidious racial discrimination, and with
that understanding, the bill passed the Senate on February
2, 1866 by the substantial margin of 33 yeas to 12 nays.
Of course, the above quoted remarks were made before
the House added the words “as is enjoyed by white
citizens” but an examination of the debates in the House
after the phrase was added discloses that the House of
Representatives, likewise, thoroughly intended white per
sons to be protected by the bill.
On May 2, 1866, Senate Bill 61 was introduced to the
House by Representative James F. Wilson of Iowa, Chair
man of the House Judiciary Committee. After offering
several committee amendments which were adopted with
out debate, Mr. Wilson personally offered the amendment
which contained the phrase “as is enjoyed by white
citizens”. In support of the amendment, which was again
adopted without discussion, Mr. Wilson simply stated that
the change was necessary to perfect the amendment as
already offered, Cong. Globe, 39th Cong. 1st Sess. 1115
(1866). During his remarks on the bill immediately fol
lowing the amendments, Mr. Wilson reaffirmed the theme
established in the Senate that the bill was intended to
protect the fundamental rights of all men:
113
30
Mr. Speaker, if all our citizens were of one race and
one color, we would be relieved of most of the
difficulties which surround us. This bill would be
almost, if not entirely, unnecessary, and if the State,
seeing that we have citizens of different races and
colors, would but shut their eyes to these differences
and legislate so far at least as regards civil rights
and immunities, as though all citizens were of one
race and color, our troubles as a nation would be
well-nigh over. But such is not the case, and we
must do as best we can to protect our citizens, from
the highest to the lowest, from the whitest to the
blackest, in the enjoyment of the great fundamental
rights which belong to all men. (Emphasis supplied)
Cong. Globe, 39th Cong. 1st Sess. 1118 (1866).
Just over a week after Chairman Wilson made this
statement, he yielded some of his floor time to Represen
tative Samuel Shellabarger of Ohio, who said of the bill:
It secures—not to all citizens, but to all races who
are citizens—equality of protection in those enu
merated civil rights which the states may deem
proper to confer upon any races. (Emphasis sup
plied)
Cong. Globe, 39th Cong. 1st Sess. 1293.
Once again, the protection of white persons being
firmly established, the bill was passed—again by an over
whelming vote— 211 yeas and 38 nays. Id. at 1367. When
the civil rights bill was returned for the concurrence of
the Senate, the additional, “as is enjoyed by white citizens”
verbage was completely discounted as making any change
in the classes of persons protected by the bill. The ques
tion was raised by Senator Van Winkle of West Virginia-
114
31
MR. VAN WINKLE. There seems to be an in
congruity in this language to which I wish to call the
attention of the chairman of the committee. The
clause commences with the words “and such citizens”.
As I understand those words, they include all persons
who are or can be citizens, white persons and all
others. The clause then goes on to provide that “such
citizens of every race and color, without regard to
any previous condition of slavery or involuntary
servitude, shall have the same right to make and
enforce contracts,” & etc., “as is enjoyed by white
citizens”. It seems to me these words are superflous.
The idea is that the rights of all persons shall be
equal; I think the clause leaving out these words,
would obtain the object. This is merely a verbal
criticism. I think the bill is incongruous in expression
as it stands.
MR. TRUMBULL. I quite agree with the Senator
from West Virginia that these words are superflous.
I do not think that they alter the bill. I think the bill
would have been better without them, but they have
been adopted by the House of Representatives. We
did not think they altered the meaning of the bill;
and we did not think it worth while to send the bill
back just because these words were inserted by the
House. They thought there was some importance in
them and inserted them; and as in the opinion of the
committee which examined this matter, they did not
alter the meaning of the bill, the committee thought
proper to recommend the concurrence, and I hope
that the Senate will concur in it.
MR. VAN WINKLE. It is a mere verbal correc
tion that I suggested, and I am not at all strenuous
about it; nor perhaps should I have made it had I
been more aware that the attention of the committee
had been called to it. (Emphasis supplied)
Cong. Globe, 39th Cong. IstSess. 1413 (1866).
115
32
With no other discussion, the Senate concurred in the
House’s “as is enjoyed by white citizens” amendment.
Thus, the clear intendment of the bill, to protect whites
as well as non-whites, remained unaltered through the
amendatory process of both Houses.
While the civil rights bill enjoyed overwhelming
support in Congress, it was not as well received by
President Andrew Johnson. The bill was vetoed on May
27, 1866. When the bill was returned to Congress fol
lowing the veto, proponents of the bill again had occasion
to stress the importance and scope of the bill. In the
House, Representative William Lawrence of Ohio, who
had theretofore refrained from comment on S. No. 61,
rose on April 7, 1866, to summarize the bill:
I will not therefore attempt a full discussion of it
now, but content myself with briefly presenting some
of the grounds upon which I will again perform the
proudest fact of my political life in voting to make
this bill the law of the land.
This bill, in that broad and comprehensive philan
thropy which regards all men in their civil rights as
equal before the law, is not made for any class or
creed, or race or color, but in the great future that
awaits us will, if it becomes a law, protect every
citizen, including the millions of people of foreign
birth who will flock to our shores to become citizens
and to find here a land of liberty and law. (Emphasis
supplied)
Cong. Globe, 39th Cong. IstSess. 1833 (1866).
116
Thus, tracing the bill through both Houses conclusively
demonstrates the surprising unanimity with which both
Houses agreed that the 1866 Act protected white persons
33
if they were the victims of invidious racial discrimination.
Congressman Lawrence’s remarks accurately reflected the
sentiment of the vast majority of both Houses, for two
days later, on April 9, 1866, the House followed the lead
of the Senate and overrode the President’s veto. Never
before had Congress overriden the veto on a major politi
cal issue, W. Brock, An American Crisis, 115 (1963).
C. 42 U.S.C. §1981, Should be Construed as Broad
ly as 42 U.S.C. §1982.
As noted above in Note 2, both 42 U.S.C. §1981 and
1982 were derived from §1 of the Civil Rights Act of
1866. By their terms, both statutes undoubtedly cover
white persons in that § 1982 applies to all citizens46 while
§1981 protects a still broader class of all persons.
In light of the historical relationship between §§ 1981
and 1982, this Court has recognized that they should be
construed consistently. Tillman v. Wheaton-Haven Recre
ation Ass’n., Inc., 410 U.S. 431, 439-40 (1973). When
construing the language of § 1982, this Court noted that
the statute was written in “plain and unambiguous terms”,
Jones v. Alfred H. Mayer Co., 392 U.S. 409, 420 (1968),
and refused to believe that the broad language of the
1866 Act “was a mere slip of the legislative pen”, Id. at
427. Rather the Court quoted with approval United States
v. Price, 383 U.S. 787, 801 (1965) wherein it was stated:
We think that history leaves no doubt that, if we are
to give [the law] the scope that its origins dictate,
we must accord it at a sweep as broad as its language.
Jones v. Alfred H. Mayer, Co., 392 U.S. at 437.
46. § 1982. Property rights of citizens.
All citizens of the United States shall have the same right, in every
State and Territory, as is enjoyed by white citizens thereof to inherit,
purchase, lease, sell, hold and convey real and personal property.
117
34
After an extensive examination of the legislative history
of the Civil Rights Act of 1866, this Court in Jones
recognized the sweeping nature of the protection afforded
by the Civil Rights Statute by holding that:
§1982 bars all racial discrimination, private as well
as public, in the sale or rental of property, and that
the statute, thus construed, is a valid exercise of the
power of Congress to enforce the Thirteenth Amend
ment. (Emphasis in original).
492 U.S. at 413.
Based on its holding in Jones, this Court again dealt
with the 1866 Act in Sullivan v. Little Hunting Park, Inc.,
396 U.S. 229 (1969). In that case, Sullivan, a white,
leased his home to Freeman, a black. In conjunction with
the lease, Sullivan also assigned to Freeman his member
ship shares in the respondent corporation which ran
community recreation facilities. A membership share en
titled the immediate family of the shareholder to use the
corporation’s recreation facilities. Because of Freeman’s
race, the corporation refused to approve Sullivan’s transfer
of membership. When Sullivan protested the refusal, he
was accorded a hearing of the corporation’s board and
was expelled from the corporation. Sullivan and Freeman
brought suit under 42 U.S.C. §§ 1981 and 1982 for
injunctions and monetary damages. On these facts, this
Court held that Sullivan, the white, had standing to sue.
392 U.S. at 237. While the rationale of the Court was
expressed in terms of § 1982, there is nothing in the
opinion that limits Sullivan’s standing to sue to § 1982
alone; and since § 1981 is the “statutory twin” of § 1982,
Macklin v. Spector Freight Systems, Inc., 478 F.2d 979,
994 (D.C. Cir. 1973), the holding in Sullivan must be
118
35
deemed to be a recognition that white persons have stand
ing to sue under § 1981 as well.
In Tillman v. Wheaton-Haven Recreation Assoc. Inc.,
supra, this Court confirmed the standing of a white person
to sue under §§ 1981 and 1982 when that person has
suffered the consequences of racial discrimination directed
against blacks. There, a white husband and wife, the
Tillmans, invited a black guest, Mrs. Rosner, to a com
munity swimming pool operated by the respondent cor
poration. After admitting Mrs. Rosner on one occasion,
the association promptly changed its policy to limit guests
to relatives of members. Based on the subsequent refusal
of the association to admit Mrs. Rosner to the pool, the
Tillmans and Mrs. Rosner sought damages and declaratory
and injunctive relief under 42 U.S.C. §§ 1981 and 1982.
It bears emphasis, that even more strongly than in Sullivan,
the white petitioners in Tillman were asserting their own
property rights under § 1982 as well as their contract
rights under § 1981, since when it refused to admit Mrs.
Rosner, Wheaton-Haven substantially reduced the value
of the Tillmans’ membership rights. In remanding on the
question of relief, the Court left untouched the white
petitioners’ claim under § 1981 stating that the reasoning
supporting the court’s rejection of Wheaton-Haven’s de
fense, that it was exempt from § 1982 as a private club,
applied equally to § 1981. Viewed realistically, Sullivan
and Tillman firmly establish a white plaintiff’s standing
to sue under § 1981 when that person’s contract rights
are impaired by racial discrimination directed at blacks,
see Buchanan at 858-59.
Even though this Court has never directly held that
white plaintiffs have standing to sue under §1981 when
they are the object of racial discrimination, it has gone to
119
36
the very brink of such a holding in Sullivan and Tillman.
A refusal to take the logical step now would create the
anomalous situation where one white person, econom
ically damaged by racial discrimination directed at blacks
may recover for those damages, while another white per
son who endures both the humiliation of discrimination
and resulting economic damage is left without remedy.
Most assuredly the one thing a white victim of discrim
ination will be left with is the bitter realization that were
his skin darker, he would have been made whole. To say
the least, this unseemly result taxes one’s sense of justice.
D. The Better Reasoned Lower Federal Court
Opinions Have Consistently Recognized that
§1981 Covers Whites as well as Non-Whites.
As early as 1905, lower Courts recognized that stat
utes derived from the 1866 Act are to be interpreted to
apply to white persons as well as non-whites. See, Ken
tucky v. Powers, 139 F. 452, 494-95. (Cir. Ct. E.D. Ky.
1905). But of the lower court decisions addressing the
question of whether a white plaintiff can sue under §1981
when subjected to invidious racial discrimination,, Hol
lander v. Sears, Roebuck & Co., supra, stands out as a
singularly well studied opinion. In that case, the defendant
was conducting interviews for its summer internship but
denied the plaintiff an interview solely because he was
white and not a member of a minority group. Finding the
legislative history of the 1866 Act to be of prime import
ance in determining the scope of §1981, the court in Hol
lander conducted an extensive examination and found
that, “In light, then, of this legislative history, it is quite
clear that §1981 should not be read as only providing
a cause of action for non-whites”. 392 F. Supp. at 94.
120
37
The court then squarely held that white plaintiffs may
have a cause of action under §1981 when they are the
object of racial discrimination within the scope of activities
protected by §1981. Id.
Two other cases holding that white persons had stated
a cause of action under §1981, Gannon v. Action, 303
F. Supp. 1240 (E.D. Mo. 1969); and Central Presby
terian Church v. Black Liberation Front, 303 F.Supp.
894 (E.D. Mo. 1969), involved essentially identical facts.
In these cases, black activists conducted on-going disrup
tions of predominantly white churches in order to press
their demands for financial and other aid to blacks. In
both cases, the court found that the white plaintiffs had
stated a cause of action under §1981 since the black
protesters had violated the right of the plaintiff Church
and its members to equal benefit of laws for the security
of property as guaranteed by §1981. See, Gannon at
1244-45 and Central Presbyterian Church at 901. In so
holding, the court in Central Presbyterian Church noted
that:
While the Court recognizes the fact that these stat
utes [§§1981 and 1982] were passed primarily to
insure the rights of non-white Americans, nothing in
the statutes limit their application to cases where the
civil rights of non-whites are being violated. Indeed,
it would be unfair to deprive white Americans of
the benefit of these sections when their constitu
tionally protected rights are being violated.
303 F. Supp. at 899.
In WRMA Broadcasting Co., Inc. v. Hawthorne, 365
F. Supp. 577 (D.C. Ala. 1973), the plaintiffs charged
that the defendants, motivated by racial prejudice, were
121
38
conspiring to force the discharge of the white manager
of radio station WRMA. Charging that the defendants,
black employees of WRMA, were violating 42 U.S.C.
§§1981 and 1985(3), the plaintiffs sought a preliminary
injunction to enjoin defendants from threatening com
mercial advertisers on WRMA with a boycott and picket
ing of their stores unless they agreed to cease advertising
on WRMA. In the course of deciding whether plaintiffs
had established a probable right to relief, the court ad
dressed the question of whether a white plaintiff may sue
under §1981. Id. at 365 F. Supp. 580. Examining the
constitutional basis of §1981, the court held that whites
do indeed have standing to sue under §1981 stating:
While in the past it might have been thought, as a
conceptual matter, that the Thirteenth Amendment
granted power to Congress to provide for the civil
rights of blacks only, and not of whites, this con
clusion is not necessary and is not even logical. Con
gress, pursuant to the Thirteenth Amendment, could
and did provide in the reconstruction civil rights
statutes that the rights of blacks should be the same
as the rights of whites. It is reasonable to assume
that Congress, in acting to secure the rights of all
persons against racial discrimination, could pass
general laws providing that all races shall be treated
equally in certain respects. Under such a general
statute, it is entirely proper that a white citizen
could benefit incidentally from the elimination of
badges and incidents of slavery. Obviously most
racially-motivated deprivations of civil rights are
and have always been aimed at blacks. However, in
those rare instances when a white alleges racial dis
crimination under Section 1981, it is entirely con
sonant with the purpose of Section 1981, that whites
discriminated against for racial reasons should have
standing under Section 1981, and the power of Con
122
3 9
gress so to provide is a power ancillary to the enabl
ing clause of the Thirteenth Amendment.
365 F. Supp. at 581, Cf. Walker v. Pointer, 304 F. Supp.
56, 60 (N.D. Tex. 1969).
Upon examining the above decisions, it is readily ap
parent that those courts holding that whites have a cause
of action under §1981 when they are subjected to racial
discrimination have done so only after a careful analy
sis of the Thirteenth Amendment basis of the statute, a
thoughtful reading of statute and, most recently in Hol
lander v. Sears, Roebuck & Co., supra, a detailed exam
ination of the legislative history of the 1866 Act. On the
other hand, those cases cited for the opposite proposi
tion, have not been so carefully reasoned. Even a cursory
examination of those cases cited by the Fifth Circuit in
support of its denial of petitioner’s standing to sue under
§1981 reveals that those holdings were founded upon
superficial analysis, or are obviously distinguishable from
the case at bar.
For instance, the court in Van Hoomissen v. Xerox
Corp., 369 F. Supp. 829 (N.D. Cal. 1973), denied the
white plaintiff standing to sue under §1981, not because
it felt that the statute did not protect whites, but rather
because the detriment suffered by the plaintiff was not
due to his race. In that case, the plaintiff merely alleged
that he was fired in retaliation for attempting to change
the hiring policy of Xerox which the plaintiff felt dis
criminated against Mexican-Americans. Clearly, the mo
tivation for the discharge was not the plaintiff’s race but
his advocacy of a clause. See, 368 F. Supp. at 838-39.
And just as clearly, Van Hoomissen cannot therefore, be
regarded as a refusal to grant white persons, as a class,
123
40
standing to sue under §1981 when they are the object of
racial discrimination.
Likewise, the case of Kurylas v. U.S. Dept, of Agri
culture, 373 F. Supp. 1072 (D. D.C. 1974) aff’d., 514
F.2d 894 (D.C. Cir., 1975)47 is readily distinguishable.
There, the white plaintiff sued under §1981 alleging dis
crimination based on his national origin—not his race.
The dispute in that case centered around a low job-per
formance rating given Dr. Kurylas, a veterinarian, be
cause of his low score on a segment of the evaluation ad
dressed to oral communication ability. The court’s hold
ing in Kurylas leaves no doubt that the plaintiff’s claim
under §1981 was denied because it was predicated upon
a charge of discrimination based on national origin. In
deed, the court noted that white persons had been permit
ted to bring an action under §1981 where the complaints
alleged a racially motivated infringment of their rights,
Id. at 1074-75.
Perkins v. Banster, 190 F. Supp. 98 (D. Md. 1960),
aff’d, 285 F.2d 426 (4th Cir. 1960) was a pro se action
under 42 U.S.C. §§1981 and 1983 where a white plain
tiff indicated that his claim was for “false arrest or false
indictment or malicious prosecution or denial of due
process and also for slander”. Id. at 99. Ruling orally on
what it obviously considered a vexatious suit, one in
which the court expressed fear that the plaintiff might per
jure himself, the court dismissed the action under §1981
in two sentences of the opinion stating that the court read
47. The district court’s decision was affirmed without opinion.
An explanatory memorandum accompanied the judgment of the
circuit court, however the memorandum was not published inasmuch
as it should not be cited in briefs of counsel as precedent. See, 514
F.2d 894.
124
41
§1981 to apply only to non-whites. Id. at 99. The Fourth
Circuit affirmed per curiam based on the district court’s
opinion. From an honest reading of the district court’s
opinion, it is apparent that the court’s ruling was guided
more by the frivolous nature of the suit than upon care
ful analysis of the point of law involved. Plainly, the true
deficiency of the plaintiff’s cause of action in Perkins was
not that the plaintiff was white, but that no allegation of
racial discrimination was made. Viewed in the proper
light, the rationale of Perkins must be regarded as an un
fortunate concession to a crowded docket.
Another case cited by the court below for the propo
sition that white persons do not have standing to sue
under § 1981 is Ripp. v. Dobbs Houses, Inc., 366 F.
Supp. 205 (N.D. Ala. 1973). Inasmuch as Ripp relies on
Perkins, it too must be deemed to be unsound in reason
ing-
As demonstrated above, § 1981 was undeniably in
tended by Congress to protect white plaintiffs. Yet, guided
by an incautious examination of the above cited cases
and without the benefit of the legislative history of §1981,
the courts below rendered § 1981 ’s promise of racial
equality of all persons empty and meaningless.
As our American society continues its movement to
wards racial equality it seems inevitable that more in
stances of racial discrimination directed at white persons
will appear. To give § 1981 a “blacks only” construction
in the face of this reality would be peculiarly unjust,
and would almost certainly intensify existing racial ten
sion. Moreover, such a construction would result in the
absurd situation where § 1981, the very purpose of which
was to end racial discrimination, itself becomes a vehicle
whereby racial discrimination is perpetuated.
125
42
On the other hand, a construction of § 1981 giving
white persons standing to sue would not only be con
sonant with the intent of the Congress that passed the
Civil Rights Act of 1866, but would be a progressive
recognition of the needs of this Country in the years ahead.
For the foregoing reasons, Petitioners respectfully submit
that the decision of the court below should be reversed
and remanded for a trial on the merits.
III.
ALLOWING WHITES STANDING TO REDRESS
INVIDIOUS NON-REMEDIATING DISCRIMINA
TION UNDER TITLE VII, AND 42 U.S.C. §1981
WILL NOT INTERFERE WITH THE SALUTORY
PURPOSES OF AFFIRMATIVE ACTION.
Many persons fear that a holding that white persons
have standing to sue under Title VII and § 1981 will spell
the demise of “Affirmative Action”. This simply is not
true. Indeed, Petitioners recognize the importance of
affirmative action in the achievement of social justice and
to the development of a racially harmonious industrial
society.
Affirmative action is the remedial relief necessary to
redress the present effects of past discrimination.48 Swann
v. Charlotte-Meeklenberg Board of Education, 402 U.S.
25 (1971); United States v. International Brotherhood
of Electrical Workers, No. 38, 428 F.2d 144 (6th Cir.
1970), cert, denied, 400 U.S. 943 (1970). Accordingly,
once a violation of Title VII or § 1981 is established, a
District Court may impose hiring goals as a remedy.
United States v. Lathers Local 46, 471 F.2d 408 (2d
48. Cf. Karst and Horowitz, Affirmative Action and Equal Pro
tection, 60 U. Va. L. Rev. 9S5, 964 (1974).
126
43
Cir.), cert, denied, 412 U.S. 939 (1973); United States
v. Ironworkers Local 86, 443 F.2d 544 (9th Cir.) cert,
denied, 404 U.S. 984 (1971); Contractors Assn of E.
Pa. v. Secretary of Labor, 442 F.2d 159 (3d Cir.), cert
denied, 404 U.S. 854 (1971). See also, Rios v. Enter
prise Association Steamfitters Local 638, 520 F.2d 352
(2d Cir. 1975). Whether called quotas, numerical ob
jectives49, freezing50 or mathematical ratios51, their lauda
tory purposes remain the same and have been recognized
by this Court as mere starting points in the process of
shaping remedies, rather than inflexible requirements.
Swann, supra.
But such is not the case here. The racial discrimination
to which Petitioners were subjected has never been justified
by Respondent as a measure to improve the status of
minorities within the Santa Fe Transportation Company.
It simply constitutes invidious racial discrimination; that
is, discrimination not justified by a compelling need to
remedy past wrongs.
The question presented then becomes whether a white
victim of invidious, non-remediating discrimination, is to
be left defenseless in a situation where a black person
would clearly have a cause of action. Petitioners submit
that to answer this question in the affirmative would only
serve to further polarize black and white America. A
racially polarized Country will be incapable of delivering
one of the great promises of America’s third century—
equal employment opportunities for all.
49. Southern Illinois Builders Association v. Ogilvie, 471 F.2d 680
(7th Cir. 1972).
50. Robinson v. Lorillard Corp., 444 F.2d 791 (7th Cir. 1971)
cert, dismissed 404 U.S. 1006 (1972).
51. Swann v. Charlotte Meeklenberg Board of Education, supra.
127
44
CONCLUSION
In finding that Petitioners had failed to state a claim
upon which relief could be granted, the court below
committed a serious omission which has operated to
deprive Petitioners of those very rights which Title VII
and 42 U.S.C. § 1981 were enacted to secure. For this
reason, and the reasons stated in this brief, this Court
should reverse the lower court’s decision and remand
with instructions that the matter proceed to trial on the
merits.
Respectfully submitted,
Henry M. Rosenblum
Robert B. O’Keefe
4635 Southwest Freeway
Suite 320 West
Houston, Texas 77027
(713) 629-0650
Counsel for Petitioners
128
1ST T H E
SUPREME COURT O F THE UNITED STATES
October Term, 1975
No. 75-260
L. N. MCDONALD and RAYMOND L. LAIRD,
Petitioners,
v.
SANTA FE TRAIL TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE and
AUTOMOBILE INDUSTRY EMPLOYEES, LOCAL
UNION NO. 988,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the Fifth Circuit
BRIEF FOR RESPONDENT SANTA FE TRAIL
TRANSPORTATION COMPANY
Ronald A. Lane
Shelley J. Venice
C. George Niebank, Jr.
80 East Jackson Boulevard
Chicago, Illinois 60604
(312) 427-4900
Attorneys for Respondent
Santa Fe Trail
Transportation Company
Benjamin R. Powbl
McLeod, Alexander, Powel
& A peebl, Inc.
808 Sealy & Smith Professional
Building
200 University Boulevard
Galveston, Texas 77550
Of Counsel
129
INDEX
Questions Presented .
Statement of the Case
Summary of Argument
Argum ent..................
I. DISMISSAL OF WHITE EMPLOYEES
WHO DO NOT DENY CHARGES OF MIS
APPROPRIATING COMPANY PROPERTY
WHILE NOT DISMISSING A SIMILARLY
CHARGED BLACK DOES NOT, STANDING
ALONE, RAISE A JUSTICIABLE CLAIM
UNDER TITLE VII OF THE CIVIL RIGHTS
ACT OF 1964 ..................................................... 5
A. On the Record as a Whole, Petitioners
Plainly Failed to State a Cause of Action
Under Title V I I ............................................ 6
B. Even if Review is Limited to the Pleadings
in Their Present Posture, Petitioners Have
Plainly Failed to State a Cause of Action
Under Title V I I ............................................ 10
1. Absolute racial neutrality in all employ
ment decisions would retard rather than
advance the primary purpose of Title VII 15
2. Absolute racial neutrality in all employ
ment decisions would be inconsistent with
federal policy as reflected in “affirmative
action” program s..................................... 16
II. A DISMISSED WHITE EMPLOYEE
CHARGED WITH MISAPPROPRIATION
OF COMPANY PROPERTY LACKS STAND
ING TO SUE ON GROUNDS OF RACIAL
DISCRIMINATION UNDER THE CIVIL
RIGHTS ACT OF 1866, 42 U.S.C. § 1981 . . . . 22
A. White Persons Have No Standing to Main
tain an Action Under § 1981........................ 23
PAGE
1
2
3
5
131
11
1. The language of § 1981 directly supports
the proposition that only blacks are pro
tected against racial discrimination . . . . 23
2. The historical setting and legislative his
tory of the Civil Rights Act of 1866 indi
cate that § 1981 was intended to protect
only blacks............................................... 24
3. The better view developed in a number
of lower court decisions is that § 1981
does not provide a cause of action for
whites to redress alleged racial discrimi
nation ..................................................... 27
B. Even if the Court Determines White Persons
Have Standing to Invoke the Protection of
§ 1981, These Petitioners Have Failed to
State a Cause of Action Under This Section 30
Conclusion ..................................................................... 33
TABLE OF AUTHORITIES
CASES
Abiodun v. Martin Oil Service, Inc., 475 F.2d 142 (7th
Cir., 1973), cert, den., 414 U.S. 866 (1975)............... 9
Action v. Garmon, 450 F.2d 1227 (8th Cir., 1971)....... 30
Adickes v. S. H. Kress <& Co., 398 U.S. 144 (1970) . . . . 9
Associated Press v. NLRB, 301 U.S. 103 (1937)........ 11
Bale v. United Steelworkers of America, 6 EPD f 8948,
p. 6036 (W.D. Pa., 1973), aff’d, 503 F.2d 1398 (3rd
Cir., 1974) ................................................................. 23,28
Boston Chapter, NAACP, Inc. v. Beecher, 504 F.2d
1017 (1st Cir., 1974), cert, den., 421 U.S. 910 (1975) . 17
Carter v. Gallagher, 452 F.2d 315 (8th Cir., 1972) . . . . 17
Central Presbyterian Church v. Black Liberation
Front, 303 F. Supp. 894 (E.D. Mo., 1969) ............... 23,29
PAGE
131 a
I l l
PAGE
Conley v. Gibson, 355 U.S. 41 (1957)........................... 6
Contractor’s Ass’n. of Eastern Pa., v. Secretary of
Labor, 442 F.2d 159 (3rd Cir., 1971), cert, den., 404
U.S. 854 ..................................................................... 17
Commissioner of Immigration of Port of New York v.
Gottlieb, 265 U.S. 310 (1924) ....................................
Crus v. Beto, 405 U.S. 319 (1972) ...........................
DeFunis y . Odegaard, 416 U.S. 312 (1974)..................
EEOC v. American Tel. & Tel. Co., 8 FEP 431:73
(1973) .........................................................................
First Nat’l. Bank of Ariz. v. Cities Service Co., 391
U.S. 253 (1968) ..........................................................
Gannon v. Action, 303 F. Supp. 1240 (E.D. Mo., 1969),
aff’d on other grownds, 450 F.2d 1227 (8th Cir., 1971)
Gardner v. Toilet Goods Ass’n, Inc., 387 U.S. 167
(1967) .........................................................................
Griggs v. Duke Power Co., 401 U.S. 424 (1971) .........
Gulf Oil Corp. v. Copp Paving Co., 419 U.S. 186 (1974)
Hollander v. Sears, Roebuck & Co., 392 F. Supp. 90
(D. Conn., 1975) ........................................................
Johnson v. Railway Express Agency, Inc., 421 U.S.
454 (1975) .................................................................
Jones v. Alfred H. Mayer Co., 392 U.S. 409 (1968) . . . .
Kurylas v. Department of Agriculture, 373 F. Supp.
1072 (D.D.C., 1974), aff’d, 514 F.2d 894 (D.C.Cir.,
1975) ..........................................................................
Land v. Dollar, 330 U.S. 731 (1947).............................
League of Academic Women v. Regents of the Univer
sity of California, 343 F. Supp. 636 (N.D. Calif.,
1972) .......................................................... ...............
Loving v. Virginia, 388 U.S. 1 (1967)...........................
23
6
19, 20
17
9
23, 29
6
18,19
6
21,23, 30
19
26
23, 27
6-7
23, 27
19
131b
Malone v. Hall and Shippers Dispatch, Inc., No. C75-
1084 (N.D. Ohio, E.D.) .............................................. 18
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973) 11,12,13,14,15
Modern Home Institute, Inc. v. Hartford Accid. &
Indemnity Co., 513 F.2d 102 (2nd Cir., 1975) . . . . . . . 9
Montana-Dakota Utilities Co. v. Northwestern Publ.
Serv. Co., 341 U.S. 246 (1951)................................... 6
Morrow v. Crisler, 491 F.2d 1053 (5th Cir., 1974), cert,
den., 419 U.S. 895 (1975) .......................................... 17
NLRB v. Jones <& Laughlin Steel Corp., 301 U.S. 1
(1937) ........................................................................... 11
NLRB v. Ogle Protection Service, Ina., 375 F.2d 497,
(6th Cir., 1967), cert, den., 389 U.S. 843 .................. 11
Perkins v. Banster, 190 F. Supp. 98 (D. Md., 1960)
aff’d, 285 F.2d 426 (4th Cir., 1960) ........................... 23, 27
Pintozzi v. Scott, 436 F.2d 375 (7th Cir., 1970)........... 7
Ripp v. Dobbs Houses, Inc., 366 F. Supp. 205 (N.D.
Ala., 1973) .................................................................... 23, 27-28
Satty v. Nashville Gas Co., 522 F.2d 850 (6th Cir., 1975) 20
Scheuer v. Rhodes, 416 U.S. 232 (1974) ...................... 6
Schoonfeld v. Mayor and City Council, 399 F. Supp.
1068 (D. Md., 1975) ..................................................... 31, 32
Sullivan v. Little Hunting Park, Inc., 396 U.S. 229
(1969) ........................................................................... 28
Tillman v. Wheatow-Haven Recreation Ass’n, Inc., 410
U.S. 431 (1973) ............................................ 29
Troup v. McCart, 238 F.2d 289 (5th Cir., 1956)........... 7
Tyler v. Vickery, 517 F.2d 1089 (5th Cir., 1975) . . . . . . 10, 20
United States v. Allegheny-Ludlum Industries, 517
F.2d 826 (5th Cir., 1975) ............................................ 17
i v
PAGE
132
V
United, States v. American Trucking Ass’n, 310 U.S.
534 (1940) ................................................................. 24
United States v. Central Motor Lines, Inc., 325 F. Supp
478 (W.D. N.C., 1970) ............................................... 17
United States v. Chesterfield County School Dist., 484
F.2d 70 (4th Cir., 1973).............................................. 20
United States v. Ironworkers, Local 86, 443 F.2d 544,
(9th Cir., 1971), cert, den., 404 U.S. 984 .................. 17
United States v. Oregon, 366 U.S. 643 (1961) ....... 23
Van Hoomissenv. Xerox Corp., 368 F. Supp. 829 (N.D.
Calif., 1973) ................................................................ 27
WRMA Broadcasting Co. v. Hawthorne, 365 F. Supr>.
577 (M.D. Ala., 1973)................................................. 14, 23,29
STATUTES, RULE0' AND REGULATIONS
Civil Rights Act of 1866, 42 U.S.C. § 1981.................... passim
Civil Rights Act of 1866, 42 U.S.C. § 1982 .................... 28, 29
Civil Rights Act of 1871, 42 U.S.C. § 1985(3) ............. 31
Civil Rights Act of 1964, Title VII, 42 U.S.C. §§ 2000e,
se2....................................................... passim
Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a)(l) .. 11
Civil Rights Act of 1964, 42 U.S.C. § 2000e-3(a)......... 11
Civil Rights Act of 1964, 42 U.S.C. § 2000e-5(k) ......... 22
Article 31.03, Vernon’s Texas Codes Annotated—Penal 2-3
Executive Order 11246, as amended, 3 C.F.R. 169 . . . . 16,17
Executive Order 11246, §§209(5), (6) ........................ 16
29 C.F.R. § 1602.7 .......................................................... 17
41 C.F.R. Chapter 6 0 ..................................................... 16
PAGE
133
V I
PAGE
41 C.F.R. § 60-1,30 ......................................................... 16
41 C.F.R. § 60-2.12........................................................ 17
Fed. Rule Civ. Proe. 12 (b )................ .......................... 5, 6
Fed. Rule Civ. Proc. 5 6 .................... ............................ 6, 9,10
Advisory Committee’s Note to the 1963 Amendments,
Fed. Rule Civ. Proc. 56, 28 U.S.C.A. 416 ................ 9
MISCELLANEOUS
Affirmative Action and Equal Employment, A Guide
book for Employers, Volume 1 , U.S. Government
Printing Office: 1974-559-400 ......... ........................... 17,18
Cong. Globe, 39th Cong., 1st Sess. (1866) .................... 25, 26
Dun’s Review, June 1974, p. 8 5 .................................... 21
134
IN THE
SUPREME COURT OF THE UNITED STATES
Octobee Teem, 1975
No. 75-260
L. N. MCDONALD and RAYMOND L. LAIRD,
vs.
Petitioners,
SANTA FE TRAIL TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT, TANK LINE and
AUTOMOBILE INDUSTRY EMPLOYEES, LOCAL
UNION NO. 988,
Respondents. * 1
On Writ of Certiorari to the United States
Court of Appeals for the Fifth Circuit
BRIEF FOR RESPONDENT SANTA FE TRAIL
TRANSPORTATION COMPANY
QUESTIONS PRESENTED
The questions presented are as stated by Petitioners:
1. "Whether dismissal of white employees charged with
misappropriating company property while not dismissing a
similarly charged black employee raises a claim under Title
VII of the Civil Rights Act of 1964, as amended, 42 U.S.C.
§§ 2000e, et seq.
136
2
2. Whether white employees who were discharged for
alleged misappropriation of company property when a
similarly charged black employee was not discharged, have
standing to sue under the Civil Eights Act of 1866 42
TJ.S.C. § 1981.
STATEMENT OF THE CASE
Petitioners have glossed over or neglected to mention
several matters which we regard as of considerable im
portance.
They pleaded their case in the District Court as a class ac
tion not only for themselves but also “on behalf of other
persons similarly situated.” (App. p. 35.) They sought
declaratory and injunctive relief from an allegedly discrimi
natory “policy, practice, custom or usage” of imposing more
severe discipline upon white employees than that imposed
on black employees. (App. pp. 36, 41.)
Their effort to present a “class action” was rejected by
the District Court. (App. p. 104.) There has since been no
move to revive it. No attempt was ever made to press the
pattern and practice” charge of imposing disparate dis
cipline on the basis of race.
So Petitioners stand before this Court by themselves. For
the purpose of decision here, they were dismissed from our
employ for “misappropriating company property”—that is
to say, stealing.1 No criminal charges were ever lodged, al
though it should be noted that theft of company property
with a value in excess of $200.00 is a felony under Texas
law. Article 31.03, Vernon’s Texas Codes Annotated—
1 Technically, it was not “misappropriation of company prop
erty” which was involved but rather misappropriation from a ship
ment being handled by Respondent Santa Fe Trail Transportation
Company. (App. p. 65.)
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3
Penal. Both courts below noted that neither Petitioner
contended he had been wrongfully charged. (App. pp. 107,
122.) At this late date they do attempt a rather weak protest
to the contrary at pp. 18-19, n. 37, of their Brief, but we be
lieve the findings of the courts below must be accepted.
Although not a party to these proceedings, a very inter
ested bystander is one Charles Jackson, a black employee
of Respondent Santa Fe Trail Transportation Company
(“Santa Fe”) at the time the events underlying this case
transpired. Petitioners alleged in their complaint that Jack-
son had also been charged with theft of company property
along with them but they were fired and he was not, the ap
parent disparity in discipline due, they say, to their white
and his black skin. (App. p. 38.) There is nothing in the
record to indicate, however, that Jackson had failed to dis
pute the alleged charge of participation in a theft of com
pany property.
Finally, we should like to point out that no one argued in
the courts below that whites do not have standing to sue
under Title VII of the Civil Rights Act of 1964, 42 U.S.C.
§§ 2000e, et seq., and neither the District Court nor the Court
of Appeals ruled that whites have no rights under Title VII.
The courts did rule that these particular white Petitioners
had failed to state a claim upon which Title VII relief could
be granted.
SUMMARY OF ARGUMENT
On the basis of the entire record, Petitioners failed to
advance any support whatever for their allegations that
they had been disciplined more severely because they are
white than was a black co-worker. The record convincingly
demonstrates that Petitioners could not sustain a claim on
which relief could be granted under Title VII of the Civil
Rights Act of 1964.
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4
If review must be restricted to the pleadings, Petitioners
still fell short of presenting a case under Title VII. They
themselves alleged that they had been discharged from em
ployment for theft of company property, and they have not
denied the truth of the charge against them. Under such
circumstances, we submit that in order to plead a prima
facie case Petitioners must, considering the wide discretion
of management in disciplining its employees, go further
than merely allege that a black co-worker was similarly
charged with theft of company property and was not
discharged. In substance, Petitioners are not complaining
about what happened to them but about what did not happen
to someone else.
Even if race may have been one of a number of factors
in our determination that, all things considered and exer
cising our discretionary disciplinary authorityr, we would
not discharge a black employee who allegedly was involved
with Petitioners in a theft of company property, there was
still no violation of Title VII. If such be regarded as “re
verse discrimination,” it is nevertheless not “invidious”
under the circumstances of this particular case and not con
trary to Title VII.
Absolute racial neutrality in all employment decisions
may be a desirable theoretical objective but it is not only
impractical it would be inconsistent with and counterpro
ductive to the goals of Title VII. “Affirmative action” is
presently an accepted aspect of the on-going civil rights
program of the United States. By definition it involves at
least some measure of preference of or advantage for blacks
and other racial minorities in connection with employment
decisions. An interpretation of Title VII which would re
quire all employment decisions to be made on the basis of
competence alone would mean the end of “affirmative action”
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5
and a marked slowing of tlie pace of progress of blacks and
other racial minorities. Congress never intended Title VII
to have such a result.
The wording of the pertinent part of the Civil Rights Act
of 1866, 42 U.S.C. § 1981, together with its historical con
text and purpose, indicate that Congress did not intend to
extend its protection to whites. Its purpose was only to
protect blacks. Accordingly, whites cannot maintain a cause
of action under § 1981. The lower court decisions which have
so held are correct. Those to the contrary either involve
especially unique facts and are, therefore, distinguishable,
or they were incorrectly decided.
ARGUMENT
I. DISMISSAL OF WHITE EMPLOYEES WHO DO
NOT DENY CHARGES OF MISAPPROPRIATING
COMPANY PROPERTY WHILE NOT DISMISSING
A SIMILARLY CHARGED BLACK DOES NOT,
STANDING ALONE, RAISE A JUSTICIABLE CLAIM
UNDER TITLE VII OF THE CIVIL RIGHTS ACT
OF 1964
In a very real sense, Petitioners are complaining less
about what happened to them than about what did not
happen to Jackson. If he had been fired when they were,
this case would never have been filed. Although Petitioners
seek reinstatement with lost wages (App. p. 41.), presum
ably the basic wrong of which they complain could be rem
edied not by reinstating them but by firing Jackson. Viewed
in this light, we have difficulty seeing this case as one
worthy of this Court’s attention.
That difficulty becomes more acute when we consider that
this ease has come to the Court on the basis of a successful
Motion to Dismiss under Rule 12(b) of the Federal Rules
of Civil Procedure, as a result of which we may be corn-
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6
pelled to accept that view of the facts most favorable to
Petitioners as stated in their Complaint. The District Court,
however, had a good deal more to consider than the skeletal
allegations of the Complaint—as we will shortly demon
strate. When these are considered, it is apparent that the
case which Petitioners would have this Court review is a
purely hypothetical one. The real case is quite different.
A. On the Record as a Whole, Petitioners Plainly
Failed to State a Cause of Action Under Title VII
Our successful motion in the District Court was styled
a Motion to Dismiss. Insofar as the Complaint was based
on § 1981, it was dismissed for want of jurisdiction under
Rule 12b (1). (App. p. 114.)2 The Title VII count was dis
missed for failure to state a claim upon which relief could
be granted. (App. p. 117.) In this connection, the District
Court was required to accept as true the well-pleaded mate
rial facts alleged in the Complaint, taking that view of the
case most favorable to Petitioners. Scheu er v. R hodes, 416
U.S. 232, 236-37 (1974); C ruz v. B eto , 405 U.S. 319, 322
(1972); G ardner v. T o ile t Goods A s s ’n, Inc ., 387 U.S. 167,
172 (1967); C onley v. G ibson, 355 U.S. 41, 45-46 (1957).
However, Rule 12(b) allowed the court to treat the motion
as one for Summary Judgment under Rule 56, Fed. Rules
Civ. Proc., and in connection therewith to consider all the
depositions, answers to interrogatories or affidavits in the
file in addition to the naked allegations of the Complaint.
Rule 56(e). Even if the §1981 motion is to be viewed as
raising jurisdictional issues, the District Judge was free
to resort to matters beyond the pleadings. L a n d v. D ollar,
2 I f dismissal was appropriate, it should have been for failure to
state a claim upon which relief could be granted rather than for
want of jurisdiction. Montana-Dakota Utilities Co. v. Northwestern
Publ. Serv. Co., 341 U.S. 246, 249-50 (1951); see Gulf Oil Cory
v. Copp Paving Co., 419 U.S. 186, 213, n. 9 (1974) (Douglas, J.,
dissenting).
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7
330 U.S. 731, 735, n. 4 (1947); P in to zz i v. S c o tt, 436 F.2d
375, 378 (7th Cir., 1970); T ro u p v. M cC art, 238 F.2d 289,
292 (5th Cir., 1956).
There was quite a bit more to consider than the bare
bones of the complaint. There had been more than two and
a half years of pre-trial activity, and the file contained not
only the Complaint and Answer, but also Motions, Memo
randa, Briefs, Interrogatories, Answers to Interrogatories,
and Depositions. All this material was provided the Court
of Appeals and much of it is contained in the printed Ap
pendix which comprises the record furnished this Court.
We believe that District Judge Bue did, in fact, review
the entire record and dispose of this case as a summary
judgment. At one point in his Modified Memorandum and
Opinion of June 13, 1974, he stated:
“With regard to plaintiff’s class action allegations,
the C ourt has considered the en tire record and particu
larly plaintiffs’ allegations and concludes that the class
of white persons who are employed or might be em
ployed by The Santa Fe Trail Transportation Com
pany in Houston, Texas, who are members or might
become members of the Local 988, who have been dis
charged upon charges of misappropriating company
property is not so numerous as to make joinder of all
such members impracticable. Therefore, the Court con
cludes that this action may not be maintained as a
class action. Fed. R. Civ. P. 23 (c) (1).” (App. p. 114,
emphasis supplied.)
Petitioners themselves go beyond the narrow limits of
the pleadings at notes 37, 38, and 39, pp. 18-19, of their
Brief.
Viewing the record as a whole, we submit that the courts
below did—and this Court should—take into account the
following:
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8
1. Our Answer to the “Second Amended Complaint”
specifically denied that Petitioners were discharged
“by reason of their Caucasian race.” (App. p. 65.)
2. Furthermore, we answered that:
“ This defendant denies that plaintiffs, along with
one negro employee, Charles Jackson, were all
charged jointly and severally with misappropri
ating company property, but admits that a general
investigation of misappropriated cargo and car
goes, including ten (10) cases of six (6) one-gallon
cans of anti-freeze, was instituted and conducted,
along with an investigation of possible violation of
company rules, which investigation did include
plaintiffs, Laird and McDonald, and employee,
Charles Jackson, and others.” (App. p. 65.)
3. And additionally stated that:
“ This defendant admits that on or about Octo
ber 2, 1970, plaintiffs, L. N. McDonald and Ray
mond Laird, were discharged, and admits that
negro employee, Charles Jackson, was not dis
charged, but denies any discrepancy in disciplinary
sanctions among or between these employees by
reason of their race.” (App. p. 66.)
These answers are consistent with those pleaded by
the defendant Union. (App. p. 59-60.)
4. In sworn Answers to Interrogatories (App. pp.
32-34.) we informed Petitioners and the courts:
“I. (a) L.N. McDonald was discharged because of
his dishonesty in the theft of company freight off
of company equipment on company property and
for violation of company rules.
“ (b) Raymond Lee Laird was discharged for
failure to properly perform his duties, exercising
poor judgment as General Dock Foreman and for
violation of company rules.
* # # * #
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9
“XI. Charles Jackson was not charged with mis
appropriating company property.
“XII. Plaintiffs were discharged for reasons
other than race. The reasons are outlined in
Answer to Interrogatory No. 1, and the company
has written Statements of the plaintiffs in support
thereof.”
Despite two and a half years of pre-trial activity, Peti
tioners never came forward with any facts to support their
claim of racially disparate treatment. Reviewing this one
sided record, Judge Bue could properly have rendered
summary judgment for Santa Pe. Rule 56(e) allows the
court, in a case such as this, to pierce the pleadings and
determine that a party cannot possibly support his un
founded allegations. F ir s t N a t’l B a n k o f A r iz . v. C ities
Serv ice Co., 391 U.S. 253, 288-90 (1968); Advisory Com
mittee Notes to 1963 Amendments, Fed. Rules Civ. Proc.,
Rule 56, 28 U.S.C.A. 416; M odern H om e In s ti tu te , Inc. v.
H a r tfo rd A ccid . & In d e m n ity Co., 513 F.2d 102, 109, 114
(2nd Cir., 1975); A b io d u n v. M a rtin Oil Serv ice , Inc.,
475 F.2d 142, 144 (7th Cir., 1973), cert, den., 414 U.S.
866 (1975). C f., A d ickes v. S . H . K re s s & Co., 398 U.S. 144,
160 (1970).
The court indicated in its Memorandum and Order of
January 4, 1975, that it was only assuming, arguendo, that
Jackson was equally culpable with Petitioners and that their
discharge was racially motivated; it invited the parties to
explore that question. (App. p. 94.) Nonetheless, Petitioners
produced no evidence to back up their charges.
Since there was no genuine issue as to either the cause of
the disparate treatment accorded Messrs. Laird, McDonald
and Jackson or as to racial motivation, Santa Fe was en~
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10
titled to summary judgment as a matter of law. Rule 56(c),
Fed. Rules Civ. Proc.; T y le r v. V ickery , 517 F.2d 1089,1094-
95 (5th Cir., 1975).
B. Even if Review is Limited to the Pleadings in
Their Present Posture, Petitioners Have Plainly
Failed to State a Cause of Action Under Title VII
Most of Petitioners’ Brief on the Civil Rights Act of 1964
question is misdirected to the broad question of whether
whites as well as minorities are entitled to Title VIPs pro
tection. This case presents a much narrower question.
To simplify matters as best we can, we concede that as a
general proposition whites are, under appropriate circum
stances, protected against racially discriminatory employ
ment decisions by Title VII.
However, that general proposition means little or noth
ing in the context of the case at bar. Petitioners are not
hapless whites discharged at an employer’s whim—they are
whites charged with stealing property entrusted to the cus
tody of their common carrier employer, and in the courts
below they did not deny the truth of these charges. They
have abandoned their fruitless allegation that we engaged
in a pattern and practice of discriminatory discipline favor
ing blacks at the expense of whites. And they have never
claimed that their discharges were somehow a subterfuge
or pretext on our part to cover up a racially discriminatory
employment decision.
Petitioners are white and Jackson is black. We fired them
for stealing but did not fire him. We admit that our action
may superficially smack of discrimination. But we submit
that white men fired under these circumstances must plead
and prove more than a superficial case if they are to state
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11
a claim upon which Title VII relief might be granted. We
think that is the import of the decisions of the courts below
and we think they were correct.
The critical factor is that our decision was reached in
exercise of our unquestionable right to discipline dishonest
employees. Management must be and is vested with wide
discretion in administration of discipline. N L R B v. Jones
& L a u g h lin S te e l Corp., 301 U.S. 1, 45-46 (1937); A ssocia ted
P ress v. N L R B , 301 U.S. 103, 132 (1937); N L R B v. Ogle
P ro tec tio n S erv ice , Inc ., 375 F.2d 497, 505 (6th Cir., 1967),
cert, den., 389 U.S. 843.
Standing alone, our decision to fire Petitioners for steal
ing is unassailable. In exercise of our disciplinary dis
cretion, however, we did not discharge Jackson. There may
have been any number of reasons having nothing whatever
to do with race for the apparent leniency extended to him.
But it is this apparent leniency in favor of a third man
upon which Petitioners base their entire case.
Surely Congress did not intend to afford Title VII relief
on such a flimsy basis. This Court’s comparatively recent
decision in M cD onnell D ouglas Corp. v. Green, 411 U.S. 792
(1973), is instructive. There the company refused to re
employ a black on the basis of unlawful conduct directed
against it while he had been laid off during a general reduc
tion in work force. He claimed that refusal to rehire was
racially motivated in violation of § 703(a)(1) of the Civil
Rights Act of 1964, 42 U.S.C. § 2000e-2(a) (1), and was in
retribution for his civil rights activities in violation of
% 704(a) of the Act, 42 U.S.C. §2Q00e-3(a). The Court
enunciated a specific test which one must satisfy in order
to make out a prima facie case of discrimination, a test
which the respondent, Green, had met. For its part, the
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12
company contended that it had refused to rehire Green be
cause of his unlawful conduct against it while he was laid
off. This the Court ruled was sufficient to meet the com
pany’s burden of proof at the opening of the case and met
Green’s prima facie discrimination case. 411 U.S. at 803.
With respect to the weight to be accorded the company’s
reason for refusing to rehire Green, the Court said:
“ . . . [W]e think the court below seriously underesti
mated the rebuttal weight to which petitioner’s reasons
were entitled. Respondent admittedly had taken part in
a carefully planned ‘stall-in’ designed to tie up access
to and egress from petitioner’s plant at a peak traffic
hour. [Footnote omitted.] Nothing in Title VII compels
an employer to absolve and rehire one who has engaged
in such deliberate, unlawful activity against it.” 411
U.S. at 803.
On the same point, the Court said:
“Petitioner’s reason for rejection thus suffices to
meet the prima facie case, but the inquiry must not
end here. While Title VII does not, without more,
compel rehiring of respondent, neither does it permit
petitioner to use respondent’s conduct as a pretext for
the sort of discrimination prohibited by § 703(a)(1).
On remand, respondent must . . . be afforded a fair
opportunity to show that petitioner’s stated reason for
respondent’s rejection was in fact pretext. Especially
relevant to such a showing would be evidence that
white employees involved in acts against petitioner of
comparable seriousness to the ‘stall-in’ were neverthe
less retained or rehired. Petitioner may justifiably re
fuse to rehire one who was engaged in unlawful, dis
ruptive acts against it, but only if this criterion is
applied alike to members of all races.” 411 U.S. at 804.
Finally, by way of summary, the Court directed:
“ . . . In short, on the retrial respondent must be given
a full and fair opportunity to demonstrate by com
petent evidence that the presumptively valid reasons
146
13
for his rejection were in fact a coverup for a racially
discriminatory decision.” 411 U.S. at 805.
In the case at bar, Petitioners did not cause a traffic jam.
They stole property entrusted to the custody of their com
mon carrier employer. One, Laird, occupied a supervisory
position as a Dock Foreman; the other, McDonald, was a
truck driver. Both therefore had been entrusted with a good
deal of responsibility with respect to the security of ship
ments handled by Santa Fe. The pleadings are silent as to
the position of Jackson, the black who was not discharged.
Petitioners, in the course of filing three successive com
plaints (App. pp. 4, 21, 35.), had more than enough oppor
tunity to plead a case which would have more to it than a
bare allegation that they are white and were disciplined
differently than a black co-worker. They have not alleged
with any particularity the degree of similarity, if any,
between their roles in the theft involved in their discharges
and the part played by Jackson.
Petitioners themselves pleaded that they had been dis
charged for theft, and when they failed to deny the validity
of the charges against them they refuted what otherwise
might have been the first block in the foundation of a prima
facie case. Accepting the premise, which for present pur
poses we assume we must, that Petitioners were discharged
for stealing, our reason for discharging them must be ac
corded great weight—it is “presumptively valid” and, in
the absence of something more, will serve to rebut what
might otherwise appear to be a prima facie case. M cD onnell
D ouglas Corp. v. G reen, supra , at 803, 804, 805.
We cannot fairly say what “more” one in the position
of Petitioners must allege in order to plead a prima facie
case because no one—not even this Court—can foresee the
factual variations which future litigation may produce. But
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14
whatever “more” might he in any other case, these par
ticular Petitioners have failed the test. The courts below
properly ruled that they failed to state a claim which would
entitle them to relief under Title VII of the Civil Eights
Act.
There is another but related aspect of this Court’s de
cision in M cD onnell D ouglas C orp. v. G reen, supra , which
should also he recalled. The Court there spelled out very
carefully the essentials of a prima facie case under
Title VII:
“ The complainant in a Title VII trial must carry the
initial burden under the statute of establishing a prima
facie case of racial discrimination. This may he done
by showing (i) that he belongs to a racial minority;
(ii) that he applied and was qualified for a job for
which the employer was seeking applicants; (iii) that,
despite his qualifications, he was rejected; and (iv)
that, after his rejection, the position remained open
and the employer continued to seek applicants from
persons of complainant’s qualifications.” 411 U.S. at
802.
The Court was careful to warn that this specification “ is
not necessarily applicable in every respect to differing
factual situations.” Id . n. 13.
Taken literally, a white would usually be hard put to
meet the first requirement that he show he was a member
of a racial minority, although there have been cases of
whites in black-dominated or controlled enterprises who
could plead such a case. W R M A B roadcasting Co. v. H a w
thorne, 365 F.Supp. 577 (M. D. Ala., 1973). So, if applied
literally and uniformly, this requirement would almost
automatically preclude whites from any Title VII relief on
the basis of race. Accordingly, we do not believe this Court
intended this hurdle to be surmounted in a case such as that
at bar.
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15
The second requirement would appear to be one which
would be applicable in most every case, certainly including
this one—that a complainant must be qualified for the job
he wants to get or keep. Our judgment that Petitioners were
no longer qualified on this score can hardly be faulted, for
they demonstrated that they could not be reliably entrusted
with the property of others in possession of their common
carrier employer. They are compelled to try to implicate a
fellow employee in their own unlawful conduct in an effort
to establish that he is equally untrustworthy but was not
penalized as severely as they because of his race. We cannot
imagine that Congress was much concerned with the plight
of men in their position and intended to accord them Title
VII protection. They fail the prima facie test prescribed in
M cD onnell D ouglas.
1. Absolute racial neutrality in all employment
decisions would retard rather than advance the
primary purpose of Title VII
On a number of occasions this Court has spoken in sweep
ing terms of the basic objective of Title VII. Turning again
to M cD onnell D ouglas, we see that the Court said:
“ There are societal as well as personal interests on
both sides of this [racial equality in employment]
equation. The broad, overriding interest, shared by
employer, employee, and consumer, is efficient and
trustworthy workmanship assured through fair and
racially neutral employment and personnel decisions.
In the implementation of such decisions, it is abun
dantly clear that T itle V I I to lera tes no racial d iscrim
ination , sub tle or o therw ise.” 411 TJ.S. at 801. (Emphasis
supplied.)
As an abstract ideal, perhaps every employment or per
sonnel decision should be absolutely color-blind. But this is
a practical world, and few parts of it are more practical
than where employment or personnel decisions are made.
149
16
We submit that absolute racial equality under every con
ceivable circumstance might very well be counter-produc
tive. Mr. Jackson would certainly have thought it so if we
had concluded that the law compelled us to fire him as well
as Petitioners—all under the banner of racial equality.
Assuming for the moment that our local manager who
made the decision to fire Petitioners but retain Jackson had
been influenced to some slight degree by Jackson’s race,
perhaps thinking to himself, “Jackson’s black, all things
considered, we’ll give him a break,” we cannot believe that
we thus ran afoul of the intent of Congress expressed in
Title VII. We are a government contractor subject to
Executive Order 11246, as amended, 3 C.P.E. 169, which is
the basis of an extensive civil rights program apart from
the Civil Rights Acts of 1866 and 1964, 41 C.F.R. Chapter
60. The sanctions prescribed in that Order include can
cellation of the underlying government contracts and in
eligibility for future contracts. E .0 .11246, supra , §§ 209(5),
(6); 41 C.F.R. § 60-1.30. If, in the action of which Petitioners
complain, we violated Title VII, is it possible that under
Executive Order 11246 we might lose our government con
tracts because we may have decided, all things considered,
to give Jackson a “break?”
2. Absolute racial neutrality in all employment
decisions would be inconsistent with federal
policy as reflected in “ affirmative action”
programs
In determining whether Congress intended in Title VII
that each and every employment decision must be abso
lutely color-blind, this Court should consider the impact
of such a ruling on the various forms of “affirmative action”
programs being promoted or approved across the country
by the Department of Justice, Department of Labor, the
federal courts, and especially the Equal Employment Op-
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17
port-unity Commission.3 The very heart of each of these
programs is to encourage or even require employment de
cisions which, insofar as they relate to race, are anything
but color-blind. They customarily call for employers to
favor minorities to a greater or lesser degree, usually until
some specific minority employment “profile” has been se
cured. An excellent pamphlet has been published by the
EEOC— A ffirm a tive A c tio n and E q u a l E m p lo ym en t, A
G uidebook fo r E m p lo ye rs , V o lum e 1, U.S. Government
Printing Office: 1974-559-400. In its Foreword, at page 1,
EEOC states in part:
“Equal Employment opportunity is the law. It is man
dated by Federal, State and local legislation, Presiden
tial Executive Orders and definitive court decisions.
“However, there remains a need to communicate to
employers why and how equal employment opportunity
3 Affirmative action plans which, in one way or another, require
or promote hiring and promotion of minorities, especially blacks,
are common. Employers doing more than a minimum amount of
business with the federal government are required by the Depart
ment of Labor to establish minority hiring goals and timetables,
Executive Order No. 11246, 3 C.P.E. 169; 41 C.F.B. §60-2.12;
see Contractor’s Ass’n of Eastern Pa. v. Secretary of Labor, 442
F.2d 159 (3rd Cir., 1971), cert, den., 404 U.S. 854. The Equal
Employment Opportunity Commission requires employers to re
port the number of minority and white employees, 29 C.F.B.
§ 1602.7, and, along with the Justice Department, views specific
hiring and utilization goals as a proper basis for settling dis
crimination claims by consent decree. United States v. Allegheny-
Ludlurn Industries, 517 F.2d 826, 835 (5th Cir., 1975); EEOC v.
American Tel. & Tel. Co., 8 F E P 431:73, 74 (1973).
Numerous federal courts have imposed hiring quotas favoring
minorities as relief for past patterns and practices of racial dis
crimination. Boston Chapter, NAACP, Inc. v. Beecher, 504 F 2d
1017, 1026-28 (1st Cir., 1974), cert, den., 421 U.S. 910 (1975);
Carter v. Gallagher, 452 F.2d 315, 331 (8th Cir., 1972); United
States v. Ironworkers, Local 86, 443 F.2d 544, 553-54 (9th Cir.,
1971), cert, den., 404 U.S. 984; United States v. Central Motor
Lines, Inc., 325 F. Supp. 478, 479 (W.D. N.O., 1970). See Morrow
v. Crisler, 491 F.2d 1053, 1056 (5th Cir., 1974), cert, den., 419
U.S. 895 (1975).
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18
usually requires positive, affirm ative action beyond
establishment of neutral ‘nondiscriminatory’ and ‘merit-
hiring’ policies.”
The obvious purpose of these “affirmative action” pro
grams—in whatever form they may be cast—is to quicken
the pace at which previously disadvantaged minorities may
achieve their rightful place in the nation’s economic life.
E E O C A ffirm a tive A c tio n G uidebook, supra , at 3. Without
them, the rate of progress to racial equality in employment
would be painfully slow. If hiring, promotion, or discharge
decisions cannot lawfully be affected to even the slightest
degree by racial considerations, if these decisions must be
made in all cases on the basis of merit alone, those his
torically disadvantaged by the shackles of racial discrimi
nation will for years to come still have steeper hills to
climb than whites. The EEOC, in its A ffirm a tive A c tio n
G uidebook, and elsewhere, has made it clear that it does
not understand Title VII to require strict racial neutrality
in all employment decisions, and its role in the administra
tion of the Act entitles its interpretation to “great defer
ence.” G riggs v. D uke P o w er Co., 401 U.S. 424, 433-34
(1971).
“Affirmative action” is not universally acclaimed. Like
most if not all social programs which rock the status quo,
it can be, and no doubt some have been, more abusive
and destructive than constructive.4 We are not suggesting
that all forms of “ reverse discrimination” would be saved
if promoted under the banner of “affirmative action.” Not
at all! The essence of workable and acceptable programs
4 A case recently filed in the United States District Court for the
Northern District of Ohio, Eastern Division, may illustrate this
dramatically. Malone v. Hall and Shippers Dispatch, Inc., No.
C75-1084. There a motor carrier is seeking to recover substantial
money damages from the United States, alleging that a serious
accident was caused by an incompetent driver the company was
compelled to hire by the EEOC.
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19
must be reasonableness, fundamental fairness, and com
mon sense.5
Perhaps the key may be the word “invidious.” It is not
to be found in the text of the Civil Rights Act of 1964, but
it appears regularly in the opinions of this and other courts.
G riggs v. D uke P o w er Go., supra , at 431; L o v in g v. V ir
ginia , 388 U.S. 1, 10 (1967); Jo h n so n v. R a ilw a y E x p re ss
A gen cy , Inc ., 421 U.S. 454, 457-58, 459, 461 (1975).
The customary context in which it appears is a statement
to the effect that Title YII “creates statutory rights against
invidious discrimination in employment and establishes a
comprehensive scheme for the vindication of those rights.”
Jo h n so n v. R a ilw a y E x p re ss A g en cy , Inc ., supra , at 457-58.
Perhaps “ invidious” has no significant meaning of its
own. It may be that it has become a phrase of art with no
real substance except to imply that all racial discrimination
is “invidious.” But the manner and context in which the
word has been used convince us otherwise. We believe it
does mean something. Mr. Justice Douglas seemed to be
saying as much in his opinion in D eF un is v. O degaard, 416
U.S. 312, 344 (1974):
“. . . [0]ur task ends with the inquiry whether, judged
by the main purpose of the Equal Protection Clause—
the protection against racial discrimination—there has
been an ‘invidious’ discrimination.”
Although the majority thought D eF u n is moot by the
time it reached the Court, Mr. Justice Douglas’ views are
instructive even though stated by way of dissent. We also
5 Nor are we to be understood as suggesting that “affirmative
action” as such has any place in the discipline area. I t does not.
We refer to it only to illustrate the ultimate weakness of the posi
tion that all employment decisions must as a m atter of law be
absolutely racially neutral.
153
20
recognize that his position was expressed in terms of 14th
Amendment rather than Title YII considerations, but this
is a distinction without a difference in the context of the
instant case. United States v. Chesterfield County School
List., 484 F.2d 70, 73 (4th Cir., 1973), and cases there cited;
hut see Satty v. Nashville Gas Co., 522 F.2d 850, 855 (6th
Cir., 1975); Tyler v. Vickery, 517 F.2d 1089, 1097-99 (5th
Cir., 1975). In effect, he said that although the admissions
procedures adopted by the University of Washington Law
School did accord minorities an advantage not enjoyed by
whites, they were not unlawful because DeFunis was not
“ invidiously discriminated against because of his race.”
416 U.S. at 344.
This view, we know, opens the door to a host of difficult
problems. What is “invidious” and what is not? A compre
hensive definition which might resolve all the problems
which will surely arise in this area in the years and decades
ahead is not possible. As various factual situations may be
presented to the courts, a workable standard will gradually
evolve.
Certain basic guidelines are possible now. Only extraor
dinary circumstances could take discrimination against a
minority out of the “ invidious” class. On the other hand,
while across-the-board discrimination in favor of minorities
could never be condoned consistent with Title YII and the
evident intent of Congress, such discrimination under
special circumstances or in isolated cases which cannot
reasonably be said to burden whites as a class unduly, may
not be “ invidious” and may be acceptable at this time in
our history. Thus, reasonable “affirmative action” programs
would be preserved in order to remedy the wrongs of the
past, and isolated cases like that at bar, in which a black
154
21
man may have been given a “break”, would not run afoul
of Title VII.
Troublesome as this might appear to be in terms of ad
ministration, it would be preferable, we suggest, to that
view of Title VII which would demand absolute racial
neutrality in every conceivable situation. If demonstrated
competence alone is to be the standard, how fast will minor
ities make their way into the work force, what will be the
pace of their advancement, and how many will be admitted
in the next decade to our colleges, universities, and graduate
schools f
Absolute neutrality will surely also generate a whole new
wave of litigation. For example, consider the experience
of Sears, Roebuck. In 1974, it was one of the primary tar
gets of the Equal Employment Opportunity Commission.
D im ’s R ev iew , June 1974, p. 85. Presumably to facilitate
the entry of blacks and other minorities into its employ
ment ranks it instituted “ Sears Summer Internship Pro
gram for Minority Students.” One Alan Roy Hollander, a
white, applied for participation in the program. His appli
cation was, of course, rejected. It seems that he first sought
Title VII relief from the EEOC but gave up on that avenue
for some reason.6 Instead he chose to sue pro se under the
Civil Rights Act of 1866, 42 U.S.C. § 1981. And he “won”
—that is to say his action survived a motion to dismiss by
Sears in which it urged that § 1981 confers no right to sue
on white persons. The United States District Court for the
District of Connecticut ruled to the contrary. H ollander v.
Sears, R oebuck & Co., 392 F.Supp. 90 (March 27, 1975).
The case is presently awaiting trial.
6 An effort to secure relief from the Connecticut Commission on
Human Rights and Opportunities was unsuccessful.
155
22
What is one in Sears’ position—and that actually means
almost every employer in the country—to do? If it promotes
a program designed to assist minorities, it may get a pat on
the head from the EEOC, but it may also be sued. With
successful litigants reasonably confident that their attor
ney’s fees will be paid, 42 TT.S.C. § 2000e-5(k), suits will be
filed in every conceivable situation. An alternative course
would be to decline to have anything to do with “affirmative
action,” but that would provoke the wrath of the EEOC.
The only sensible answer to this dilemma is for this Court
to construe Title VII along the lines we have suggested.
Meaningful “ equality” for disadvantaged minorities today
may require some fair and reasonable measure of ad
vantage over the majority who enjoyed an overwhelming
advantage for two centuries or more. If we accorded some
slight advantage to Mr. Jackson, the Petitioners in this case
were not unfairly or unreasonably disadvantaged thereby
and we did not violate Title VII.
II. A DISMISSED WHITE EMPLOYEE CHARGED
WITH MISAPPROPRIATION OF COMPANY PROP
ERTY LACKS STANDING TO SUE ON GROUNDS
OF RACIAL DISCRIMINATION UNDER THE CIVIL
RIGHTS ACT OF 1866, 42 U.S.C. § 1981
While the broad question of a white employee’s standing
to sue under Title VII is not presented in this case, the
question of whether the protection from racial discrimina
tion of 42 U.S.C. § 1981 extends to white persons is squarely
presented. The use of § 1981 as a means of vindicating em
ployment rights of whites is novel to this Court for this
application was not altogether apparent in 1866 and it is
only recently that attempts to extend § 1981 in this fashion
have been made. Of courts considering this question, at
least five have indicated whites have no standing to sue
under § 1981 while we are aware of only three courts which
156
23
have held to the contrary.7 The Civil Rights Act of 1866
which was the basis for § 1981, was enacted to implement the
Thirteenth Amendment, the purpose of which was to elimi
nate slavery and the vestiges of that condition previously
imposed upon the black. An examination of the statute itself
and the pertinent decisions reveals that the import of § 1981
was not to protect whites from racial discrimination but to
protect blacks, and to afford blacks, not whites, with an
appropriate remedy.
A. White Persons Have No Standing to Maintain an
Action Under § 1981
1. The language of § 1981 directly supports the
proposition that only blacks are protected
against racial discrimination
It is well established that where the language of a statute
is plain and unambiguous, it is the duty of the courts to
enforce it as written. United, States v. Oregon, 366 U.S. 643,
648 (1961); Commissioner of Immigration of Port of New
I ork v. Gottlieb, 265 U.S. 310, 314 (1924). The language of
§ 1981 is clear and obvious in its prescription of a remedy
for blacks against racial discrimination. It is equally clear
7 The following cases support the view that whites do not have
standing under § 1981: Perkins v. Banster, 190 F. Supp. 98 (D. M d,
1960) aff’d, 285 F.2d 426 (4th Cir., 1960); Ripp v. Dobbs Houses,
Inc., 366 F. Supp. 205 (N.D. Ala., 1973); Bale v. United Steel
workers of America, 6 EPD (I 8948, p. 6036, 6038 (W.D. Pa., 1973),
aff’d, 503 F.2d 1398 (3rd Cir., 1974); League of Academic Women
v. Regents of the University of California, 343 F. Supp. 636, 638-
39 (N.D. Calif., 1972); Kurylas v. Department of Agriculture, 373
F. Supp. 1072, 1075-76 (D.D.C., 1974), aff’d, 514 F.2d 894 (D.C.
Cir., 1975). Others holding to the contrary are: Hollander v. Sears,
Roebuck & Co., 392 F. Supp. 90 (D. Conn., 1975); Central Pres
byterian Church v. Black Liberation Front, 303 F. Supp. 894 (E.D
Mo., 1969); Gannon v. Action, 303 F. Supp. 1240 (E.D. Mo., 1969),
aff’d on other grounds, 450 F.2d 1227 (8th Cir., 1971) ; WRMA
Broadcasting Go. v. Hawthorne, 365 F. Supp. 577 (M.D, Ala,.,
1973). Both Gannon and Central Presbyterian Church were de
cided in the same court by Judge Meredith.
157
24
and obvious that similar protection for whites was not
within the contemplation of Congress.
§ 1981 reads as follows:
“All persons within the jurisdiction of the United
States shall have the same right in every State and Ter
ritory to make and enforce contracts, to sue, be parties,
give evidence, and to the full and equal benefit of all
laws and proceedings for the security of persons and
property as is en joyed by w h ite citizens, and shall be
subject to like punishment, pains, penalties, taxes,
licenses, and exactions of every kind, and to no other.”
(Emphasis supplied.)
Thus, it explicitly confirms that “ all persons” shall have
the same rights as those “ enjoyed by white citizens.” To
read the word “persons” to include whites would confirm
for them the enjoyment of rights they already possessed.
This doesn’t make any sense and a reading of the statute
that reaches such a result should be avoided. U nited S ta te s
v. A m erica n T ru ck in g A s s ’n, 310 U.S. 534, 543 (1940).
2. The historical setting and legislative history of
the Civil Rights Act of 1866 indicate that § 1981
was intended to protect only blacks.
In view of the clarity of language of § 1981, there is no
need to resort to legislative history to determine its mean
ing. But if its background is examined, we think it is quite
clear that Congress intended to protect only blacks.
The passage of the Civil Bights Act of 1866 in the after-
math of the Civil War was intended to secure more than
physical freedom for the black inhabitants of this country.
It was enacted pursuant to the authority of Section 2 of
the Thirteenth Amendment which empowered Congress to
pass appropriate legislation to eliminate slavery, involun
tary servitude and the badges and incidences of those condi-
158
25
tions throughout the United States. The fundamental pur
pose was to eliminate all possible remaining vestiges of
black slavery .
There is, we know, language in the legislative history that
tends to support the view that whites were accorded pro
tection against racial discrimination. But there is also sig
nificant language in the same legislative history to demon
strate the sole purpose of the Civil Bights Act was to assist
the newly freed black.
The oft-cited Senator Trumbull, one of the sponsors of
the measure, made the point that the legislation was in
tended to benefit blacks. Just prior to his introduction of the
bill (S. 61), Trumbull urged its early enactment—
“for the purpose of quieting apprehensions in the
minds of many friends of freedom lest by local legis
lation or a prevailing public sentiment in some of the
States persons of the African race should continue to
be oppressed and in fact deprived of their freedom
. .. .” Cong. Globe, 39th Cong., 1st Sess. 77 (1866).
Further, in reviewing the abuses that had been heaped upon
the black, Senator Trumbull declared:
“The purpose of the bill [S. 61] under consideration is
to destroy all those discriminations, and to carry into
effect the constitutional amendment.” Id . at 474. (Em
phasis added.)
That the protection of blacks was foremost in the minds
of the draftsmen of this legislation is reflected elsewhere in
the Congressional record. Senator Lane of Indiana felt
called upon to defend the bill and the propriety of using
federal authority to deal with the white man who would
invoke local prejudice against the black. In doing so he
commented upon the purpose of Senate Bill No. 61:
159
26
“I think then, that the provisions of this bill are ad
mirably calculated to secure to these colored persons
their rights under the constitutional amendment.” Id .
at 603.
Representative Thayer of Pennsylvania was specifically
concerned with the condition of the black, and advocated
the passage of the bill for that reason:
“The bill which now engages the attention of the House
has for its object to carry out and guaranty the reality
of that great measure [the Thirteenth Amendment].
It is to give to it practical effect and force. It is to
prevent that great measure from remaining a dead
letter upon the constitutional page of this country . . . .
The events of the last four years . . . have changed [a]
large class of people . . . from a condition of slavery to
that of freedom. The practical question now to be
decided is whether they shall be in fact freemen. It is
whether they shall have the benefit of this great charter
of liberty given to them by the American people.” Id .
at 1151.
Senator Howard of Michigan declared the object of the
bill before the Senate:
“It is to secure to these men whom we have made free
the ordinary rights of a freeman and nothing else.”
M a t 504.
There are many other references to the conditions of the
blacks at that time. See Jo n es v. A lfr e d H . M ayer Go., 392
U.S. 409, 427-28 (1968). The concern was for them, not fox-
white men! The context of the Act and the primary con
cern of Congress for blacks by far overshadow any in
cidental comments about protecting whites one may find.
At best, the legislative history of this Act on this point is
ambiguous and should not be relied upon in the face of its
plain wording.
160
27
3. The better view developed in a number of lower
court decisions is that § 1981 does not provide
a cause of action for whites to redress alleged
racial discrimination
Upon a careful consideration of the wording of the statute
and pertinent decisions, the court below concluded that a
white person cannot sue under § 1981. We think it was
correct.
A number of courts in addition to the Fifth Circuit have
agreed that it would be contrary to the plain meaning of
§ 1981 to extend its coverage to whites. Ripp v. Dobbs
Houses, Inc., 366 F. Supp. 205, 211 (N.D. Ala., 1973);
Perkins v. Banster, 190 F. Supp. 98, 99 (D. Md., 1960),
aiff’d, 285 F.2d 426 (4th Cir., I960).8
In Ripp v. Dobbs Houses, Inc., supra, an action wras filed
by a white complaining of an allegedly illegal discharge by
his employer because of his association with fellow em
ployees of the black race. The court turned him away:
“Plaintiff seeks to utilize this statute, which is not
available to ‘white citizens,’ to support this Court’s
jurisdiction to hear his freedom of association claims.
The Court will decline plaintiff’s invitation to extend
this statute beyond its reach.
“Even in its resurrected state, Civil Eights Act of
1866 has been generally limited to its unequivocal
terms, [citing Perkins v. Banster, supra] Attempts
to expand Section 1981 beyond its terms have gener
ally met with failure. . . .
“In summary, the Court concludes that a white plain
tiff cannot rely upon 42 U.S.C. § 1981 to press claims
8 See Kurylas v. Department of Agriculture, 373 F. Supp. 1072,
1075-76 (D.D.C., 1974), aff’d, 514 F.2d 894 (D.C. Cir., 1975); Van
Hoomissen v. Xerox Corp., 368 F. Supp. 829, 838, 840 (N.D. Calif.,
1973); League of Academic Women v. Regents of the Univer
sity of California, 343 F. Supp. 636, 638-39 (N.D. Calif., 1972).
161
28
with respect to his private employment.” 366 F. Supp.
at 211.
In Bale v. United Steelworkers of America, 6 EPD ft 8948,
p. 6036 (W.D. Pa., 1973), aff’d, 503 F.2d 1398 (3rd Cir.,
1974), the question of § 1981 protection of whites was raised
again. A white worker complaining of racial discrimination
by his employer and Ms union, was held not to have
presented a cause of action, with the court specifically
finding:
“There is no jurisdiction to maintain this suit under
the Civil Rights Act of 1866, 42 U.S.C. 1981, there
being no allegation of racial discrimination against
one who is not a white citizen.” 6 EPD at 6038.
Petitioners mistakenly rely on Sullivan v. Little Hunting
Park, Inc., 396 U.S. 229 (1969), in which Sullivan, a white,
alleged he was wrongfully deprived of his membership in
a local community organization because of his activities in
leasing his property and transferring a community organi
zation membership to one, T. R. Freeman, a black. The two
of them sued under 42 U.S.C. § 1982, a sister statute of
§ 1981. The Court permitted Sullivan to maintain an action
under § 1982 because he wus attempting to vindicate the
rights of minorities, not the rights of whites:
“We turn to Sullivan’s expulsion for the advocacy of
Freeman’s cause. If that sanction, backed by a state
court judgment, can be imposed, then Sullivan is pun
ished for trying to vindicate the rights of minorities
protected by § 1982. Such a sanction would give im
petus to the perpetuation of racial restrictions on
property. That is why we said in Barrows v. Jackson,
346 U.S. 249, 259, that the white owner is at times
‘the only effective adversary’ of the unlawful restric
tive covenant.” 396 U.S. at 237. (Emphasis supplied.)
The intention of this Court was thus clearly expressed—-
whites had standing in this case because they were the only
162
29
“effective adversary” to contest racial discrimination
against black persons.
In Tillman v. Wheaton-Haven Recreation Ass’n, Inc., 410
U.S. 431 (1973), as stated by Petitioners, this Court af
firmed the standing of a white person to sue pursuant to
§ 1981 and ■§ 1982 where the claim was based upon racial
discrimination against black persons. There, a white plain
tiff brought suit to vindicate the rights of a black
acquaintance who had been barred by the defendant Asso
ciation from use of the local swimming pool.
This Court should focus upon the nature of the under
lying discrimination in those cases—discrimination against
blacks. They do not support an expansion of § 1981 to pro
tect whites in Petitioners’ situation. On the contrary, they
strongly imply that § 1981 applies only to discrimination
against blacks.
In the present case, whites are claiming other whites
have discriminated against them on the basis of their race.
That was not the situation in the cases cited by Petitioners.
For a white to bring a claim pursuant to § 1981 under those
cases, standing would depend upon his demonstration that
his claim was actually based upon racial discrimination
against blacks or that his action under § 1981 was an effort
to vindicate the rights of the blacks, and that no other
means to vindicate those rights were available.
Petitioners also rely upon a few unique cases that have
permitted whites to maintain a § 1981 action. Gannon v.
Action, 303 F. Supp. 1240 (E.D. Mo., 1969), aff’d on other
grounds, 450 F.2d 1227 (8th Cir., 1971); Central Presby
terian Church v. Black Liberation Front, 303 F. Supp. 894
(E.D. Mo., 1969); and WRMA Broadcasting Co. v. Haw
thorne, 365 F. Supp. 577 (M.D. Ala., 1973). It is our view
that these cases are incorrect and aberrations from the
163
30
longer line of authority refusing to permit such actions.
It should also be called to this Court’s attention that while
the Eighth Circuit had an opportunity to decide the ques
tion of § 1981 jurisdiction in A c tio n v. G annon, 450 F.2d
1227 (8th Cir., 1971), it declined to affirm or deny the de
cision of the lower court and decided the case on other
grounds.
Petitioners place primary reliance upon H ollander v.
S ea rs , R oebuck & Co., 392 F. Supp. 90 (D. Conn., 1975). In
that case, § 1981 was read as providing a cause of action
for whites as well as non-whites. The court recognized
there was support for the view that $ 1981 did not provide
a cause of action for whites, but chose to disagree with
case law to that effect, on the basis that the statute was
ambiguous and subject to interpretation. In H ollander, the
court ignored the mandates of statutory construction in
interpreting § 1981 by resorting to judicial interpretation
of a statute clear on its face. The court’s use of legislative
history was inappropriate and moreover incorrect for the
history of the statute as discussed in Section II(A )2 of this
Brief is at best ambiguous.
Section 1981 does not afford whites any protection from
racial discrimination. Nor is there any compelling reason
to extend it to white persons. The availability of remedies
for discrimination in employment existing under Title VII
of the Civil Bights Act of 1964, 42 U.S.C. §§ 2000e, et seq.,
and the vast array of state laws adequately protect white
persons.
B. Even If the Court Determines White Persons Have
Standing to Invoke the Protection of § 1981, These
Petitioners Have Failed to State a Cause of Action
Under This Section
We submit that if this Court decides to permit whites to
bring an action under § 1981, the dismissal of Petitioners’
164
31
action was proper for they failed to state a claim there
under. As pointed out in our discussion of Title VII, a
complaint must state more than superficial allegations of
racial discrimination, but most allege specific, concrete facts
to support a claim whether under Title VII or under § 1981.
In this case, the Court is presented with the situation where
the Petitioners were dismissed for a theft which they did
not deny. Their complaint merely alleges that a black em
ployee who was charged with theft, was not discharged. For
the Court to allow whites to maintain a § 1981 action without
pleading more, the Court would throw wide the door to
innumerable and frequently unmeritorious lawsuits.
In determining what is needed to state a cause of action
under § 1981, it may be instructive for this Court to examine
the decision of the court in S ch o o n fe ld v. M a yo r and C ity
Council, 399 F. Supp. 1068 (D. Md., 1975), when faced with
a problem similar to the case at bar.
In Schoon feld , a white former city jail warden, Schoon
feld, claimed he was discharged by his employers because
he was white and because defendants wished to replace him
with a black. Schoonfeld thereafter attempted to maintain
an action under 42 U.S.C. §1985(3), a statute similar in
purpose to 42 U.S.C. § 1981. In that case, the court con
sidered the standards necessary for a w h ite plaintiff to
maintain an action. It noted that mere allegations of dis
crimination are insufficient, and enumerated the complaint’s
deficiencies:
“In the instant case the facts alleged do not show any
class-based discrimination. Unlike A c tio n v. Gannon,
supra , there is no allegation of any ongoing discrimina
tory activity, nor is there any allegation of a systematic
pattern of discrimination . . .
“This is not a case of discharge of a white public
official by an all-black board. . . .” Id . at 1086.
165
32
The factors isolated by the court as necessary to a com
plaint of racial discrimination were lacking in Schoon fe ld
and are lacking in the case of the Petitioners. They do not
claim that the charge of misappropriation was in any sense
a pretext by us in order to discharge and punish them
for their status as white men. Rather, the only allegation is
that a black was treated differently from themselves.
The Maryland District Court recognized that there was
no merit in allowing a white to advance a claim based upon
his dismissal by a basically white group of public officials,
where the replacement was a white selected by racially
neutral procedures. In order to avoid such frivolous claims,
this Court should similarly recognize conclusory allegations
are not enough and that specific facts to support an allega
tion of discrimination are necessary to set forth a claim
under § 1981.
This Court may establish different criteria for an action
by a white person as opposed to a black under § 1981. If this
Court wishes to extend § 1981, it should do so only insofar
as any benefits of such extension outweigh the significant
detriment to an employer’s affirmative action efforts as
previously discussed in this Brief regarding Title VII.
There is little reason for an extension of § 1981 to protect
the white Petitioners in the circumstances of this case.
166
33
Conclusion
For the foregoing reasons, the decision of the Court of
Appeals under review was correct. Accordingly, this Court
should affirm that decision. If it is determined that white
persons have standing to invoke 42 U.S.C. § 1981, we sug
gest that this Court affirm the result reached in the court
below on the ground that Petitioners failed to state a claim
upon which relief could be granted.
Respectfully submitted,
R onald A. L ane
S helley J. V e n ic e
C. George N iebank , J r .
80 East Jackson Boulevard
Chicago, Illinois 60604
(312) 427-4900
Attorneys for Respondent
Santa Fe Trail
Transportation Company
B en ja m in R . P owel
M cL eod, A lexander, P owel
& Apf f e l , I nc .
808 Sealy & Smith Professional
Building
200 University Boulevard
Galveston, Texas 77550
Of Cownsel
February 2,1976
167
NO. 75-260
IN THE
jiuprane (Emtri #i % Pmtpft
October Term, 1975
L. N. MCDONALD and RAYMOND L. LAIRD,
P etitioners
v.
SANTA FE TRAIL TRANSPORTATION
COMPANY ET AL., R esp o n d en ts
On Writ of Certiorari to the United States Court of
Appeals for the Fifth Circuit
BRIEF OF RESPONDENT, LOCAL NO. 988,
TEAMSTERS, FREIGHT, TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES
Chris Dixie
James P. Wolf
Suite 401, 609 Fannin Street
Houston, Texas 77002
713/223-4444
A tto rn e y s fo r R esp o n d en t
169
SUBJECT INDEX
Page
QUESTIONS PRESENTED .................................................. 1
STATEMENT OF THE CASE ............................................ 2
District Court Rulings ........................................................ 3
Court of Appeals Rulings ............................................... 4
SUMMARY OF ARGUMENT .............................................. 6
ARGUMENT .................... 7
I. AN EMPLOYEE WHO IS GUILTY OF SERIOUS
THEFT OF COMPANY PROPERTY ON THE JOB
DOES NOT PRESENT A CLAIM UNDER TITLE
VII BY OBJECTING TO HIS DISCHARGE ON
THE GROUND THAT ANOTHER EMPLOYEE OF
ANOTHER RACE WHO WAS EQUALLY CULP
ABLE WAS NOT DISCHARGED.................................. 7
ARGUMENT ............................................................................ 12
II. 42 U.S.C. § 1981 DOES NOT AFFORD TO WHITE
PERSONS A CAUSE OF ACTION FOR ALLEGED
FAILURE TO ACCORD EQUALITY WITH BLACK
PERSONS............................................................................. 12
CONCLUSION .......................................................................... 40
LIST OF AUTHORITIES
CASES Page
Barrow v. Jackson, 346 U.S. 249, 2S9 (1953) .................... 39
Civil Rights Cases, 109 U.S. 3 .............................................. 14
DeMatteis v. Eastman Kodak Co., 511 F.2d 306 (C.A. 2,
1975) ...................................................................................... 39
Dred Scott, 19 How. 393 (1857) ..................................... 35
Emporium Capwell v. Western Addition Community Organi
zation; NLRB v. Western Addition Community Organi
zation, 95 S.Ct. 977 (1975) ................................................ 9
Guerra v. Manchester Terminal, 350 F. Supp. 529 (S.D.
Tex. 1972) affd. on this point 498 F.2d 641 (C.A. 5,
1974) ...................................................................................... 39
171
IT
Jones v. Alfred H. Mayer, 392 U.S. 409, 439, 441 (1968) 14
League of Academic Women v. Regents, 343 F. Supp. 636
(N.C. Cal. 1972) ........................ 38
Louisiana v. United States, 380 U.S. 14S (1965) ................ 15
McDonald Douglas Corp. v. Green, 411 U.S. 792 .. .6 , 8, 9, 10, 11,12
NLRB v. Fansteel Metallurigical Corp., 306 U.S. 240 (1939) 11
San Diego Building Trades Council v. Garmon, 359 U.S.
236, 247-48 (1959) .............................................................. 9
Southern Steamship Co. v. N.L.R.B., 316 U.S. 31 (1942) 9
Sullivan v. Little Hunting Park, Inc., 396 U.S. 235, 237
1969) ...................................................................................... 39,40
Swann v. Charlotte-Mecklenberg Bd. of Educ., 402 U.S. 1,
19-20 (1971) ...................................................................... IS
U. S. v. Wong Kim Ark, 169 U.S. 649 (1898) .................... 35
CASES Page
UNITED STATES CONSTITUTION
Thirteenth Amendment ...........................................14, 24, 25, 26, 36, 37
Fourteenth Amendment ...................................................... 35, 36, 38, 39
UNITED STATES STATUTES
Title VII of the Civil Rights Act of 1964 ..........1, 5, 6, 7, 8, 9, 10,12
18 U.S.C. §659 .......................... 8
42 U.S.C. §1981 .................................................... 1,6,12,13,38,39,40
42 U.S.C. §1982 ....................................................................... 39
TEXAS PENAL CODE
Article 12.34 .......... ............................................................... 3
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173
IN THE
j§itprettt£ (ttmtri of % JSfatps
O c t o b e r T e r m , 1975
NO. 75-260
L. N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRAIL TRANSPORTATION
COMPANY ET AL., Respondents
On Writ of Certiorari to the United States Court of
Appeals for the Fifth Circuit
BRIEF OF RESPONDENT, LOCAL NO. 988,
TEAMSTERS, FREIGHT, TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES
QUESTIONS PRESENTED
1. Whether an employer’s dismissal of two white em
ployees for serious theft of company property on the job
without dismissing a similiarly charged black employee
raises a claim under Title VII of the Civil Rights Act of
1964 against their union for acquiescing therein.
2. Whether two white employees who were dismissed
for theft of company property on the job have standing
to sue under 42 U.S.C. §1981 because they were not
accorded the same rights as a black employee who was
similarly charged but not dismissed.
175
2
STATEMENT OF THE CASE
The District Court dismissed this case after more than
two and one-half years of pretrial activity, including mo
tions to dismiss, pretrial conferences, and discovery pro
ceedings. During this period, the District Court filed three
memorandum opinions, on January 4, 1974, May 2, 1974,
and June 13, 1974, in which it interpreted Petitioners’
pleadings and contentions to be that Petitioners were
“equally guilty” of theft of the employer’s property in
comparison with a Negro employee who was not dis
charged (Appendix to Petition, p. 36) and that
“[t]he pleadings of plaintiffs do not allege that they
were falsely charged with misappropriating company
property; the substance of the allegations is that
plaintiffs take issue with the fact that they were dis
charged for such conduct while a similarly charged
Negro employee was not discharged”. Appendix to
Petition, pp. 33 and 28.
The district Court was also advised by the parties that
Petitioner McDonald’s discharge was . taken to arbitration
by the Union where the discharge was upheld, although
the Court properly declined to accord finality to the
arbitration award for Title VII purposes. (Appendix to
Petition, pp. 27 and 32; see also Petitioners’ Brief in the
Court of Appeals, p. 4 )1
The posture of the case below does not, in this Re
spondent’s view, accommodate the claim of Petitioners
that they were not afforded an opportunity by the District
1. Petitioners’ Brief in the Court of Appeals states at page 4:
“On October 2, 1970, L. N. McDonald filed a grievance with Local
Union No. 988, and a hearing on the grievance was held before the
Southern Area Multi-State Grievance Committee commencing at
9:00 A.M., Monday, October 10, 1970, at the Ramada Inn, West
Beach, Biloxi, Mississippi, Case No. 58.”
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3
Court to offer evidence that they were innocent of the
acusations. Petitioners did not by requesting leave to
sharpen their pleadings or by any other means advise
the District Court or the Court of Appeals that the
gravamen of their claim was innocence or that the District
Court misunderstood their posture.
In the view of this Respondent, therefore, this appeal
comes to the Supreme Court as a case involving a claim
by two white persons that they and a Negro employee
were “charged” with theft of the employer’s property, that
all three were guilty, but the employer imposed disparate
discipline against the two white employees in comparison
to the Negro employee involved in the affair.2 3 * * * *
Theft of company property of over $200 is a felony
under the Texas Penal Code.8
As to this Union Respondent, the allegation was that
it “acquiesced” in the “more severe disciplinary action
against [plaintiffs] because of their race, Caucasian, than
against their negro counterpart.” App. 38-39; 40.
District Court Rulings
In the Court’s Memorandum Opinion of January 4,
1974 the Court said:
2. The theft charge involved 10 cases of anti-freeze which Peti
tioner McDonald was accused of stealing from trailer 20438. Mc
Donald stated in his grievance that a shipping clerk at “S.M.S.”
told him to do what he like with “some anti-freeze over on trailer
20438,” that he so informed Petitioner Laird, “my supervisor,” and
that Laird told him “what to do with this anti-freeze.” See Appendix
to Petition, pp. 50-51.
3. Texas Penal Code Article 31.03, Vernon’s Texas Codes
Annoted-Penal, provides that theft of property valued at $200 or
more is “a felony of the third degree” which is punishable by
confinement in the State penitentiary for not less than 2 nor more
than 10 years under Article 12.34 of the Penal Code.
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4
“This Court is also concerned with whether the
complaint states a claim upon which relief can be
granted. Assuming, but not deciding, that the plain
tiffs were discharged following their apprehension
for the theft of their employer’s property, this Court
questions the validity of any challenge to a discharge
properly brought. See McDonnell Douglas Corp. v.
Green, 411 U.S. 792, 36 L.Ed.2d 688, 93 S.Ct.
1817 (1973). Assuming, arguendo, that the plaintiffs
were discharged because they were white while an
equally guilty Negro employee was retained because
of his race, this Court still questions whether the
plaintiffs have stated a claim. (This Court assumes
for present purposes that the Negro employee had a
similar work record and similar degree of culpability
in the offense.) This point has received inadequate
attention in the pleadings filed by the parties and
has not been briefed. App. 94
Later, in the Memorandum Opinions of May 2, 1974
and June 13, 1974 the Court said:
“Finally, the Court has reconsidered its Memo
randum and Opinion of January 4, 1974, wherein
it stated:
‘Assuming, but not deciding that the plaintiffs were
discharged following their apprehension for the
theft of their employer’s property, this Court ques
tions the validity of any challenge to a discharge
properly brought. See McDonnell Douglas Corp.
v. Green, 411 U.S. 792, 36 L.Ed.2d 688, 678,
93 S.Ct. 1817 (1973).’
“The pleadings of the plaintiffs do not allege that
they were falsely charged with misappropriating
company property; the substance of the allegations
is that plaintiffs take issue with the fact that they
were discharged for such conduct while a similarly
178
5
charged Negro employee was not discharged. Upon
reconsideration, the Court concludes that the dis
missal of white employees charged with misappro
priating company property while not dismissing a
similarly charged Negro employee does not raise a
claim upon which Title VII relief may be granted.
For these reasons,
“IT IS THE OPINION OF THIS COURT that
this cause of action should be and hereby is dis
missed with prejudice.” App. 107; App. 117
The District Court properly dismissed Petitioner Laird’s
Title VII action against the union because Laird filed no
charges against the union before the E.E.O.C. App. 114-
115. (Laird was a foreman not covered by the labor
contract.)
Court of Appeals Rulings
The Court of Appeals affirmed in these words:
“[2] We likewise agree with the district court’s
conclusion that an employer’s dismissal of white
employees charged with misappropriating company
property while not dismissing a similarly charged
black employee does not raise a claim upon which
relief may be granted under Title VII, 42 U.S.C.A.
§2000e et seq. There is no allegation that the plain
tiffs were falsely charged. Disciplinary action for
offenses not constituting crimes is not involved in
this case. See McDonnell Douglas Corp. v. Green,
411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668
(1973). Cf. NLRB v. Fansteel Metallurgical Corp.,
306 U.S. 240, 59 S.Ct. 490, 83 L.Ed. 627 (1939);
Nix v. NLRB, 418 F.2d 1001, 1006 (5th Cir. 1969);
AHI Machine Tool & Die, Inc. v. NLRB, 432 F.2d
190 (6th Cir. 1970). App. 121-122
179
6
SUMMARY OF ARGUMENT
1. The courts below properly construed McDonald
Douglas Corp. v. Green, 411 U.S. 792, to be inapplicable
to punishment for a serious theft of substantial company
property on the job. As a matter of public policy as well
as common sense it should not be concluded absent clear
evidence that Congress intended to grant to an employee
who is established to be guilty of such serious theft the
right to demand of a union or a company that the punish
ment be so administered that the employer must discharge
no one or every one involved in the theft episode. Such
a rule would not advance the purposes of Title VII and
would be counterproductive.
2. As to the claim under 42 U.S.C. § 1981 the statute
does not apply to a claim by a white person that he be
treated equally with a black person. Contrary to the
analysis of the legislative history of the Civil Rights Act
of 1866 submitted by Petitioners and their supporting
amici curiae, the legislative history shows that Congress
intended to legislate in favor of freedmen, and in the
process for other non-whites, to secure to them certain
rights to whatever extent those rights were “enjoyed by
white citizens.” There is no constitutional problem. It was
not incumbent upon Congress to legislate on behalf of
white persons in the process of implementing the Thir
teenth Amendment. A remedial statute may aim at the
evil to be corrected.
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7
ARGUMENT
I.
AN EMPLOYEE WHO IS GUILTY OF SERIOUS
THEFT OF COMPANY PROPERTY ON THE JOB
DOES NOT PRESENT A CLAIM UNDER TITLE
VII BY OBJECTING TO HIS DISCHARGE ON
THE GROUND THAT ANOTHER EMPLOYEE OF
ANOTHER RACE WHO WAS EQUALLY CULPABLE
WAS NOT DISCHARGED.
There is no doubt that white employees under Title VII
have rights identical to those of black employees to be
free of discrimination. The statute is couched in terms of
hiring, discharging, or otherwise discriminating against
any individual because of his race. No one contended
otherwise and neither court below was confused on this
point. Nevertheless, it is entirely appropriate for this
Court to articulate the identical right of access to the
statute which is available to white citizens. Union Re
spondent is in accord with the discussion of this subject
in Petitioners’ Brief pp. 8-16.
Respondent Union requests affirmance of the judgment
under Title VII on the limited grounds stated below.
This limited position relates to the claimed right of an
employee who is guilty of serious theft of company prop
erty on the job to receive only that punishment which
is equal to that of an employee of another race. More
specifically, this respondent requests affirmance on the
ground that a union’s duty under Title VII does not obli
gate it to achieve or demand that an employer either
discharge no employee or discharge all employees similarly
situated.
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8
The District Judge, Carl O. Bue, Jr., one of the best
in the country, dismissed this case without motion or
pleading by either defendant related to this point. We
suggest that the District Court’s reaction to the case was
entirely appropriate.
Respondent suggests that serious crime in the form of
substantial theft is an unworthy predicate for compulsory
egalitarian punishment under Title VII.
A union is not in position to insist that an employer
retain in its employ every person found to be guilty of
serious theft especially in the transportation industry
where employees must be entrusted with possession of or
access to goods in transit. (Theft of interstate shipments
by common carrier are punishable by fine up to $5,000
or imprisonment up to 10 years if the value of the goods
exceeds $100. 18 U.S.C. §659). Rather, a union’s prin
cipal legitimate function is to establish innocence or lack
of proof or to seek mitigation of punishment. But, also,
a union is not in the business of causing employees to be
fired. If in this and similar cases a union is given the duty
to demand that the employer discharge all or none in
obedience to Title VII the inevitable result will be to
cause the employer to discharge everyone arguably in
similar circumstances in order to avoid the burden of
Title VII litigation or financial exposure under it.
The purpose of Title VII is “to assure equality of job
opportunities and to eliminate those practices and devices
which have fostered racially stratified job environments
to the disadvantage of minority citizens”. McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 800 (1973).
But discipline for established serious theft of an employer’s
property is not a proper occasion for the offending em
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ployee to demand absolute equality in punishment. For
public policy reasons, equal punishment for serious theft
on the job should not be held a requirement of Title VII
unless the improbable is positively clear, namely, that
Congress intended to confer equal rights upon all races
to participate in stealing. Selective punishment of an
employee for a particular offense of serious theft is not
really an “artificial, arbitrary or unreasonable barrier to
employment” at least if no pattern of employer discrimi
nation is present.
Title VII like any other statute should be applied with
due regard to other public policy. Thus, the statutory
right under §704(a) of Title VII to be free of reprisal
for efforts to oppose unlawful discrimination must yield
to the orderly bargaining processes of the National Labor
Relations Act. Emporium Capwell v. Western Addition
Community Organization; NLRB v. Western Addition
Community Organization, 95 S.Ct. 977 (1975).
In other areas: the normal right to strike under the
National Labor Relations Act must yield in the case of
seamen aboard ship to the law of mutiny. Southern Steam
ship Co. v. N.L.R.B., 316 U.S. 31 (1942). The normal
operation of the preemption doctrine under the National
Labor Relations Act must yield, for policy reasons, to
the rights of states to prevent or redress violence or
breaches of the peace. San Diego Building Trades Council
v. Garmon, 359 U.S. 236, 247-48 (1959).
Undoubtedly, McDonnel Douglas Corp. v. Green, supra,
establishes that even unlawful conduct such as a “stall in”
—a misdemeanor—may not be used by an employer as
a discriminatory pretext to refuse rehire to a minority
employee, but a main thrust of the case was to make clear
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that such unlawful activity against an employer is adequate
basis for refusal to rehire:
“Nothing in Title VII compels an employer to ab
solve and rehire one who has engaged in . . . de
liberate unlawful activity against it.” 401 U.S. at 803
The present case is a long step further removed from
Title VII because an employee’s crime of serious theft
against an employer is totally indefensible and inconsistent
with continuation of employment absent employer consent.
The “stall-in” in McDonnell, while illegal, did not directly
relate to fitness for employment and was an excess in,
but closely related to, protected protest activity. There
is a marked difference in the ethics and morality of the
“stall in” there compared to the serious theft on the job
here. McDonnell is primarily an exposition of the order
and allocation of proof in a private, non-class action case.
The opinion specifies in footnote 13 that its specifications
are not necessarily applicable in every respect to differing
factual situations.
The portion of the opinion which seems to the Re
spondent to be inapplicable to this case is the following:
“Petitioner may justifiably refuse to rehire one who
has engaged in unlawful disruptive acts, but only if
this criterion is applied alike to members of all races.”
411 U.S. 804
If this passage applies to a single case of serious theft
so that an employer must discharge either no one or
everyone involved, it imposes a burden on the employer
which is irrelevant to Title VII as well as an irrational
duty upon the union. The union, instead of directing
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its efforts to do the best it properly can do for all em
ployees is put to it to risk of forcing the employer to
refuse leniency for anyone. As in this case, the result
would truly turn the blade backward. It bears repeating
that employers would be induced to apply maximum
punishment to everyone arguably involved in an episode
of theft in order to reach some employee who, it feels,
must be given maximum punishment.
Evidently, the Court of Appeals felt that NLRB v.
Fansteel Metallurigcal Corp., 306 U.S. 240 (1939) which
was seemingly followed by the Court in McDonnell, supra,
pointed in a different direction involving as it did serious
misconduct facts. In Fansteel, some, but not all, of the
sit-down strikers were discharged while the others were
taken back into employment. 306 U.S. at 249. The Court
set aside an NLRB order directing reinstatement of the
discharged sit-down strikers, saying:
“The important point is that respondent stood
absolved by the conduct of those engaged in the
‘sit-down’ from any duty to reemploy them, but
respondent was nevertheless free to consider the
exigencies of its business and to offer reemployment
if it chose. In so doing it was simply exercising its
normal right to select its employees.” 306 U.S. 259
The NLRB in Fansteel had ruled that the employer’s
argument that sit-down strikers could not be reinstated
by the Board was undermined by the fact of the em
ployer’s acceptance of many sit-down strikers for return
to work:
“Furthermore, in view of the fact that the respondent
did take back a large number of the sit-down strikers,
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we find it difficult to believe that respondent’s objec
tion on that score is put forward in good faith.”
5 N.L.R.B. 930, 2 L.R.R.M. 85, 91.
In conclusion, Respondent union presents a very limited
contention in support of the judgment below. It is limited
to the isolated case of serious theft of company property
on the job, a situation which fortunately does not arise
with sufficient frequency to disturb seriously the operation
of Title VII. The main concern of Respondent is the
exposure to litigation or liability which it may encounter
under Title VII when it fails to achieve absolute equality
of treatment in this type of case. It is commonplace for
uions to compromise or abandon grievances of this par
ticular kind on terms which may differ for various em
ployees. This is true especially where it is obvious that
an arbitrator will have very little appetite to reinstate
perpetrators of serious theft of company property on the
job. If a union can settle such a hard case on terms less
than discharge should it be liable because it “acquiesced”
in another employee’s discharge? The quoted passage from
McDonnell, supra, unfortunately suggests an affirmative
answer. For this reason we submit that the passage is not
applicable to this case.
ARGUMENT
II.
42 U.S.C. § 1981 DOES NOT AFFORD TO WHITE
PERSONS A CAUSE OF ACTION FOR ALLEGED
FAILURE TO ACCORD EQUALITY WITH BLACK
PERSONS.
Petitioners and their supporting amici curiae have in
vited the Court to perform plastic surgery upon the statute.
186
13
Frankly, this Respondent and its undersigned counsel
have no serious objections. Nevertheless, in the discharge
of our duty to the Court we have reviewed the legislative
history of the Civil Rights Act of 1866, predecessor of
§1981, and have collated relevant items of legislative
history which we believe satisfactorily explain the matters
relied upon by all adverse parties and which overcome
their effect. We submit these for the consideration of the
Supreme Court as a part of our professional responsibility
to present concrete adversary considerations. We have also
come to the firm conclusion that the items presented in
support of Petitioner’s position do not justify the emascula
tion of the statute which is requested.
The legislative history of the 1866 Act demonstrates,
we believe, that the Reconstruction Congress of 1866
intended to achieve equality for freedmen by securing to
them the same rights as are enjoyed by white citizens
and by protecting them against pains, penalties or punish
ments greater than those prescribed for the punishment
of white citizens. In the process Congress also provided
parity of other non-white citizens with white citizens.
The standard against which the rights of non-whites were
to be measured was the rights of white citizens. The net
result was equality for all, as Congress desired.
The few statements by speakers referred to by Peti
tioners and their supporters to the effect that the bill pro
vided for the equal rights of all citizens are consistent with
the above analysis. On inspection, they are found to be
the products of a syllogism that ran like this: The bill
makes citizens of freedmen and others who are not citizens;
the bill provides that the new citizens will have the same
rights and immunities as are enjoyed by whites and pro
vides legal sanctions to protect freedmen in these newly
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bestowed rights; therefore, the bill provides equality of
rights for all citizens. The syllogism is sound but it is also
consistent with all the words of the Act as finally passed
and with Respondent’s view that the Act confers action
able rights only upon non-whites and not upon whites.
First, it should be noted that there is no constitutional
problem. The Thirteenth Amendment, in Section 1, pro
vides that neither slavery nor involuntary servitute shall
exist within this nation. Section 2 provides:
“Congress shall have power to enforce this article
by appropriate legislation.”
In the Civil Rights Cases, 109 U.S. 3, majority and minor
ity opinions agreed that Section 2 clothed Congress with
the power to pass all laws necessary and proper for abol
ishing “all badges and incidents” of slavery and to eradi
cate “the last vestiges . . . of a society half slave and
half free.” Jones v. Alfred H. Mayer, 392 U.S. 409, 439,
441 (1968).
It was not incumbent upon Congress to legislate on be
half of the dominant white majority as a condition of ad
dresing itself to the vestigial legal and social “burdens
and disabilities” of slavery which persisted. The Thir
teenth Amendment had converted the slaves into freedmen,
but freedmen had been denied the practical ralization of
freedom and their legal position had been rendered am
biguous by the recalcitrance of the white majority in the
South. It was within the power of Congress to select the
specific means of relieving the freedmen of the burdens,
disabilities and vestiges of slavery and to assist them to
attain and retain equality with other Americans. Id. 392
U.S. at 440, 443-44.
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15
Remedies which utilize racial classification for the cure
of de jure discrimination are appropriate if they are
rationally related to the evils to be corrected. Swann v.
Charlotte-Mecklenberg Bd. of Educ., 402 U.S. 1, 19-20
(1971); Louisiana v. United States, 380 U.S. 145 (1965).
At least so long as the adopted solution resulted in
equality for whites and non-whites it was not constitution
ally infirm or suspect because it did not also also provide
a converse cause of action for white citizens.
Section 1 of Senate Bill 61, as introduced was as fol
lows:
“There shall be no discrimination in civil rights
or immunities among the inhabitants of any State or
Territory of the United States on account of race,
color, or previous condition of slavery; but the in
habitants of every race and color, without regard to
any previous condition of slavery or involuntary ser
vitude, except as a punishment for crime whereof
the party shall have been duly convicted, shall have
the same right to make and enforce contracts, to sue,
be parties, and give evidence, to inherit, purchase,
lease, sell, hold and convey real and personal prop
erty, and to full and equal benefit of all laws and
proceedings for the security of person and property,
and shall be subject to like punishment, pains, and
penalties, and to none other, any law, statute, ordin
ance, regulation, or custom to tie contrary notwith
standing.” 71 Cong. Globe 474; see also id. at 211.
The original Section 1 did not contain what later be
came its first clause which declared citizenship in all na
tive born Americans. It also did not contain the “same
right” for every inhabitant “as is enjoyed by white citi
zens.” However, Section 2, introduced at the same time
189
1 6
did establish the standard of white citizens’ rights. It pro
vided:
“Any person who under cover of any law, statute,
ordinance, regulation, or custom, shall subject or
cause to be subjected any inhabitant of any State
or Territory to the deprivation of any right secured
or protected by the Act, or to different punish
ment, pains, or penalties on account of such person
having at any time been held in a condition of sla
very or involuntary servitute, except as a punishment
from crime whereof the party shall have been duly
convicted, or by reason of his color or race, than is
prescribed for the punishment of white persons, is
to be deemed guilty of a misdemeanor, and on con
viction to be punished by a fine not exceeding $1,000,
or imprisonment not exceeding one year, or both, in
the discretion of the court. (71 Cong. Globe 211)
It is to be noted that Section 2, inartfully drawn, provided
criminal penalty for the deprivation of any right secured
or protected by the act by any person under color of law,
etc., “on account of [the victim’s] having at any time been
held in condition of slavery or involuntary servitude” or
“by reason of his color or race.” It also punished criminally
the imposition of different punishment, pain or penalty
“than is prescribed for white persons.” From the very be
ginning, therefore, the bill established a standard equal to
the legal privileges of white persons at least in some meas
ure. An incongruity was present, however, that Section 2
seemed not to adopt the standard of white citizens’ rights
in its first phase (/.<?., interference with the bestowed af
firmative rights of all inhabitants) but it did do so in
regulating punishments, pains and penalties. This dispar
ity was corrected in the House which inserted in Section 1
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the phrase “as is enjoyed by white citizens.” 71 Cong.
Globe 1115. This particular change was accepted by the
Senate without discussion beyond the exchange between
Senators Van Winkle and Trumbull in which the latter
stated that the House thought the change was of some im
portance and that in the opinion of the Senate Judiciary
Committee the change did not alter the meaning of the
bill. (71 Cong. Globe 1143) But the change did serve to
eliminate the incongruity between Sections 1 and 2. As
changed, both sections adopted the standard of the legal
rights and privileges of white citizens in bestowing and
protecting affirmative rights upon all citizens and likewise
in regulating the punishments, pains and penalties which
may be imposed. In this respect, Sections 1 and 2 were
made symmetrical.
All of the amici curiae as well as Petitioners attach
critical importance to the cited, rather casual exchange be
tween Senators Van Winkle and Trumbull as a means of
obliterating from the statute the vital phrase “as is enjoyed
by white citizens” but the colloque is more reasonably in
terpreted the other way. The House did attach “some im
portance” to its inserted language according to Senator
Trumbull and Sections 1 and 2 were synchronized thereby.
Since the standard of white citizens’ rights and privileges
had been a part of the Senate’s Section 2 from the begin
ning, the statement that the phrase did not alter the mean
ing of the bill can be just as reasonably interpreted to
mean that the standard had been understood all along. We
will show that several members of Congress did so under
stand it.
Likewise, a fragile reed are the remarks of Senator
Trumbull on February 2, 1866, the date of first passage
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18
in the Senate (71 Cong. Globe 599), to the effect that the
bill applies to and protects white men as well as black
men and is not for the benefits of black men exclusively.
Here again all briefs supporting Petitioners’ position rely
heavily upon this item.
We find, however, that these remarks were a part of
extemporaneous, impassioned rebuttal at the 11th hour
provoked by an equally histrionic performance by Senator
Davis in the last hours of debate. Senator Davis had said
in part:
“Yes, sir, here is a law almost eo nomine, made
unquestionably for the benefit of the free negro and
in violation of the Constitution, and the marshals
are required, under the penalty of $1,000 for every
instance of defalcation, to execute the process under
this void and unconstitutional law, and if they fail
to do so the commissioner is authorized by this
monstrous and abominable bill to summon every by
stander to aid the marshal in the execution of this
unconstitutional law, to summon the posse comitatus
of the county in which the process is to be executed
to aid in it, and, if necessary, to summon the entire
Army and Navy of the United States to execute such
void process.
“When, sir, was such partiality ever shown for the
white man, the sovereign, citizen, and lord of this
land—him who made the Government, who won its
independence, who established, as he thought, the
deep and firm foundations of a free Government in
a written Constitution, and whose mission it is to
uphold and to defend that Government for himself
and for his latest posterity? When was such partial,
unjust, and iniquitous legislation devised for the
white man who achieved all this good for his country
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and for the world? Never, never. But the negro and
his insane friends bring up now for the first time
such monstrous legislation.” (71 Cong. Globe 599)
Beyond doubt both gentlemen were agitated and
plunged into exaggeration in discharging these oratorical
fireworks at the hour of final passage by the Senate on
February 2, 1866. But earlier, in formal presentations
Senator Trumbull and others, proponents and opponents,
had stated and repeated the theme many times that the
bill achieved equality by elevating freedmen to the position
of white citizens. So far as we can determine, no one
said or implied that the bill conferred rights of action
upon white citizens.
Indeed, these oratorical fireworks, discharged before
the House injected the phrase “as is enjoyed by white
citizens” should be compared to Senator Trumbull’s sub
sequent formal reply to President Johnson’s veto message.
President Johnson’s veto message was unambiguous in
attributing to both Section 1 and Section 2 the creation
of rights for new citizens, not white citizens, and the
provision of special protection for the former, not the
latter:
“The first section of the bill also contains an
enumeration of the rights to be enjoyed by these
classes, so made citizens, ‘in every State and Territory
in the United States.’ These rights are, ‘To make and
enforce contracts, to sue, be parties, and give evi
dence; to inherit, purchase, lease, sell, hold, and
convey real and personal property,’ and to have ‘full
and equal benefit of all laws and proceedings for
the security of person and property as is enjoyed
by white citizens.’ So, too, they are made subject to
the same punishment, pains, and penalties in common
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2 0
with white citizens, and to none others. Thus a
perfect equality of the white and black races is at
tempted to be fixed by Federal law, in every State
of the Union, over the vast field of State jurisdiction
covered by these enumerated rights. In no one of
these can any State ever exercise any power of dis
crimination between the different races.
̂ jfc
“The object of the second section of the bill is to
afford discriminating protection to colored persons
in the full enjoyment of all the rights secured to
them by the preceding section.” (71 Cong. Globe
1679-1680).
President Johnson objected that the bill enumerated the
rights of “these classes—so made citizens” to be the same
as those “enjoyed by white citizens,” thus attempting to
fix “perfect equality” by federal law. As to Section 2,
he complained of the discriminating protection to colored
persons.” In reply, Senator Trumbull demurred. He dis
cussed Section 2 thus:
“Can human ingenuity point out wherein that
section discriminates in favor of colored persons?
It says, in effect, that no one shall subject a colored
person to a different punishment than that inflicted
on a white person for the same offense. Does that
discriminate in favor of the colored person? Why, sir,
the very object and effect of the section is to prevent
discrimination, and language, it seems to me, could
not more plainly express that object and effect. It
may be said that it is for the benefit of the black man
because he is now in some instances discriminated
against by State laws; but that is the case with all
remedial statutes. They are for the relief of the
persons who need the relief, not for the relief of
those who have the right already; and when those
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21
needing the relief obtain it, they stand upon the
precise footing of those who do not need the benefit
of the law.” (71 Cong. Globe 1758).
Further in reply, Senator Trumbull relied upon the
phrase “as is enjoyed by white persons”:
“ ‘The details of the bill,’ says the President, ‘estab
lish for the security of the colored race safeguards
which go infinitely beyond any that the General Gov
ernment has ever provided for the white race.’
“With what truth this can be said of a bill which
declares that the civil rights and the punishment of
all races, including, of course, the colored, shall be
the same as those ‘of white persons,’ let an intelligent
public judge.” (71 Cong. Globe 1760).
Respondent suggests that these formal pronouncements of
Senator Trumbull after the bill was in final form are more
reliable than the extemporaneous item relied upon by
Petitioners and their supporters.
The bill also authorized the President of the United
States to employ the army or navy to prevent violations.
“And the President of the United States, or such
person as he may empower for that purpose, is to
have authority to employ such part of the land or
naval forces of the United States, or of the militia*,
as shall be necessary, to prevent the violation and
enforce the due execution of the act.” (71 Cong.
Globe 212)
Senator Trumbull explained these extraordinary provisions
as necessary to the effectuation of Section 1, but as we
know, Section 2 and the other provisions related expressly
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2 2
or impliedly only to oppression of freedmen by white
persons.
Returning to the original form of the bill, we point out
that the bill as introduced also provided a right of removal
to federal court for any person or officer sued or prose
cuted in state court on account of acts committed under
its authority. (71 Cong. Globe 211):
“and if any suit or prosecution, civil or criminal,
has been or shall be commenced in any State court
against any such person, or against any officer, civil
or military, or other person, for any arrest or im
prisonment, trespasses, or wrongs done or committed,
by virtue or under color of authority derived from
this act, or the act to ‘enlarge the powers of the
Freedmen’s Bureau, such defendant is to have the
right to remove such cause for trial to the proper
district or circuit court in the manner prescribed by1
the ‘Act relating to habeas corpus and regulating
judicial proceedings in certain cases,’ approved March
3, 1863.” (71 Cong. Globe 211)
Senator Trumbull’s opening and formal remarks on
January 29th, immediately after presenting the amendment
to declare native born persons of African descent to be
“citizens of the United States,” stated the purpose of the
bill:
“When the constitutional amendment was adopted
and slavery abolished, all these statutes became null
and void, because they were all passed in aid of
slavery, for the purpose of maintaining and support
ing it. Since the abolition of slavery, the Legislatures
which have assembled in the insurrectionary States
have passed laws relating to the freedmen, and in
nearly all the States they have discriminated against
them. They deny them certain rights, subject them
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23
to severe penalties, and still impose upon them the
very restrictions which were imposed upon them in
consequence of the existence of slavery, and before
it was abolished. The purpose of the bill under con
sideration is to destroy all these discriminations, and
to carry into effect the constitutional amendment.
(71 Cong. Globe 474)
Thus, the purpose of the bill was to protect freedmen from
the oppressions of their white oppressors.
Section 2 was described by Senator Trumbull as a pro
tection for freedmen only:
“This is the valuable section of the bill so far as
protecting the rights of freedmen is concerned. That
they are entitled to be free we know. Being entitled
to be free under the Constitution, that we have a right
to enact such legislation as will make them free,
we believe; and that can only be done by punishing
those who undertake to deny them their freedom.
When it comes to be understood in all parts of the
United States that any person who shall deprive
another of any right or subject him to any punishment
in consequence of his color or race will expose him
self to fine and imprisonment, I think such acts will
soon cease.” (71 Cong. Globe 475). (Emphasis
added).
The last sentence of this passage speaks generally of
equality for “any person” but the context as well as the
wording of Section 2 as passed confines the sanctions of
Section 2 to those who deprive freedmen of their rights
under the bill.
After reading Section 1, Senator Trumbull declared
the following relationship between it and the other sec
tions:
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24
“This section is the basis of the whole bill. The
other provisions of the bill contain the necessary
machinery to give effect to what are declared to be
the rights of all persons in the first section, and the
question will arise, has Congress authority to pass
such a bill? Has Congress authority to give practical
effect to the great declaration that slavery shall not
exist in the United States? If it has not, then nothing
has been accomplished by the adoption of the con
stitutional amendment. In my judgment, Congress
has this authority.” (71 Cong. Globe 474).
The “other provisions of the bill” were designed to punish
or overcome white persons’ opposition to the implementa
tion of freedmen’s equal rights established by the bill.
There was no provision in the Act as passed for any
vindication of the rights of white persons in relation to
those of other persons.
Senator Howard spelled out the proponents’ logic that
the Thirteenth Amendment made Negroes free and thus
entitled them to the rights and the attributes of freedom
according to universal understanding of the American
people. The bill, he said, was designed to secure to the
freedmen the ordinary rights of other freemen, thus:
“The once slave is no longer a slave; he has be
come, by means of emancipation, a free man. If
such be the case, then in all common sense is he not
entitled to those rights which we concede to a man
who is free?
“Mr. President, I do not understand the bill which
is now before us to contemplate anything else but
this, that in respect to all civil rights—and those are
some of the civil rights which I have just enumerated
—there is to be hereafter no distinction between the
white race and the black race. It is to secure to these
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25
men whom we have made free the ordinary rights
of a freeman and nothing else.” (71 Cong. Globe
504).
This discussion by Senator Howard repeats the syllogism.
Senator Davis, a principal opponent, summarized Sec
tions land 2 of the bill thus:
“The amendment now before the Senate proposes
to declare all the negroes in the United States citizens
of the United States. The honorable Senator from
Illinois plays for three pockets in this bill. The first
is, the bill itself, and the first and second sections,
essentially, upon which he relies to confer upon the
free negroes all the civil rights that under our Gov
ernment appertain and belong to white citizens.” (71
Cong. Globe 523)
No one disputed Davis’ statement that that bill merely
conferred upon Negroes the rights that “appertain and be
long to white citizens” or claimed that it also conferred
upon white persons the rights which belonged to blacks.
Senator Guthrie, an opponent, stated that the Thir
teenth Amendment had already put Africans on the same
footing as whites in relation to civil rights and he argued
that the bill did do, and could do, no more:
“My doctrine is that slavery exists no longer in
this country; that it is impossible to exist in the face
of that provision; and with slavery fell the laws of
all the States providing for slavery—every one of
them. I do not see what benefit can arise from re
pealing them by this bill, because if they are not re
pealed by the Constitution as amended, this bill could
not repeal them. I hope that all the States in which
slavery formerly existed will accept that constitu
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26
tional provision in good faith. I myself accept it in
good faith. Believing that all the laws authorizing
slavery have fallen, I have advised the people of
Kentucky, and I would advise all the States, to put
these Africans upon the same footing that the whites
are in relation to civil rights. They have all the rights
that were formerly accorded to the free colored popu
lation in all the States just as fully this day as they
will have after this bill has passed, and they will con
tinue to have them.” (71 Cong. Globe 600).
No one would argue that the Thirteenth Amendment con
ferred rights upon whites.
Senator Guthrie thus interpreted the bill’s coverage:
“Now what is the result of this bill? It enforces
through its own officers and through its own agents a
prosecution of the citizens who infract it, or commit
what they suppose is an infraction of it, in favor of
the black population and in favor of the black popu
lation only; taking it for granted throughout that the
wrong is on the side of the white man alone; making
no provision for prosecuting a black man for any
crime that he may commit against a white man.
Hs ^ H*
“The time will not always be that the citizens will
be content that the State governments should be in
terfered with, and that there should be in each State
two sets of police officers, one to punish those who
commit what they presume to be offenses against the
Africans, and another to punish the African for his
crimes under the State laws, and that punishment
should be made the pretense of prosecuting the white
man in your courts. The thing will not work; it ought
not to work; and it never should have been intro
duced here. It is not necessary to secure the freedom
of the African.” (71 Cong. Globe 601).
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27
The President’s authority to utilize the armed forces
to prevent violations of the bill was understood thus by
Senator Hendricks:
“The denial of equality to the colored people.
Some man disputes the proposition; some judge pro
poses in his adjudication not to recognize the civil
equality of the colored people. Now the military may
be called in to prevent the violation of this law.” (71
Cong. Globe 601-602).
Senator Lane of Indiana, a proponent of the bill, an
swered Senator Guthrie with the argument that the admit
tedly special enumeration and protection of freedmen were
necessary because of their special needs:
“What are the objects sought to be accomplished
by this bill? That these freedmen shall be secured in
the possession of all the rights, privileges, and im
munities of freemen; in other words, that we shall
give effect to the proclamation of emancipation and
to the constitutional amendment. How else, I ask
you, can we give them effect than by doing away with
the slave codes of the respective States where slavery
was lately tolerated? One of the distinguished Sen
ators from Kentucky [Mr. Guthrie] says that all these
slave laws have fallen with the emancipation of the
slave. That, I doubt not, is true, and by a court
honestly constituted of able and upright lawyers, that
exposition of the constitutional amendment would ob
tain.
“But why do we legislate upon this subject now?
Simply because we fear and have reason to fear that
the emancipated slaves would not have their rights
in the courts of the slave States. The State courts
already have jurisdiction of every single question
that we propose to give the courts of the United
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28
States. Why then the necessity of passing the law?
Simply because we fear the execution of these laws
if left to the State courts? That is the necessity for
this provision.” (71 Cong. Globe 602)
$ Jfc ifc
“I think, then, that the provisions of this bill ad
mirably calculated to secure to these colored per
sons their rights under the constitutional amendment,
and I think the provision contained in the last sec
tion of the bill more important than any other.” (71
Cong. Globe 603)
Senator Wilson, a proponent of the bill, stated its pur
pose to be the security of “new born rights” of freedmen:
“By the will of the nation freedom and free insti
tutions for all chains and fetters for none, are for
ever incorporated in the fundamental law of regen
erated and united America. Slave codes and auction
blocks, chains and fetters and bloodhounds are things
of the past, and the chattel stands forth a man with
the rights and powers of the freemen. For the better
security of these newborn civil rights we are now
about to pass the greatest and the grandest act in
this series of acts that have enancipated a race and
disenthralled a nation.” (71 Cong. Globe 603).
Senator Cowan, an opponent, interpreted the bill thus:
“here is an act of Congress which declares that,
as to all civil rights and immunities, the negro is to
be put upon precisely the same footing as the white
man.” (71 Cong. Globe 604).
In further reply to Senator Guthrie, Senator Trumbull
explained that Section 1 of the bill provided no more than
the same rights to the black population which were enjoyed
202
2 9
by the white population and Section 2 would secure
Negroes in their rights:
“He says that when slavery was abolished the slave
codes in connection with it were abolished, and that
he will advise the people of Kentucky to extend the
same civil rights to the black population that the
white population have. He believes that they are
entitled to them. Now, sir, that is all that is provided
for by the first section of this bill; he then can have
no objection to the first section of the bill, for it
simply provides that all the inhabitants of the United
States shall be entitled to the same civil rights.”
* * * *
“The second section of this bill merely punishes
persons who violate what it is admitted they ought
not to violate. It does seem to me that there can be
no objection to the passage of such a law by Con
gress on the part of any one who admits that negroes
are now entitled to the same rights as white people;
and not only that there can be no objection to it
but that there is a positive duty upon us to pass such
a law if we find discrimination still adhered to in
the States where slavery has recently existed.” (71
Cong. Globe 605).
Senator Hendricks interpreted the thrust of Section 1
and 2 to be recognition of the rights of blacks to be equal
to those of whites:
“This bill is a wasp; its sting is in its tail. Sir, what
is the bill? It provides, in the first place, that the
civil rights of all men, without regard to color, shall
be equal; and, in the second place, that if any man
shall violate that principle by his conduct, he may
be responsible to the court; that he may be prosecuted
criminally and punished for the crime, or be sued in
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30
a civil action and damages recovered by the party
wronged. Is not that broad enough? Do Senators
want to go further than this? To recognize the civil
rights of the colored people as equal to the civil rights
of the white people, I understand to be as far as
Senators desire to go; in the language of the Senator
from Massachusetts [Mr. Sumner] to place all men
upon an equality before the law; and that is proposed
in regard to their civil rights.” (71 Cong. Globe 601).
All briefs on Petitioners’ side rely heavily on Congress
man Wilson’s statement to the House (71 Cong. Globe
1118) that the government must protect citizens “from
the highest to the lowest, from the whitest to the blackest.
. . .” The next following comments of Mr. Wilson, how
ever, made clear that the provisions of the bill were in
tended to deal to the oppression of blacks by whites:
“It will be observed that the entire structure of
this bill rests on the discrimination relative to civil
rights and immunities made by the States on ‘account
of race, color, or previous condition of slavery.’
That these things should not be is no answer to the
fact of their existence. That the result of the recent
war, and the enactment of the measures to which
the events of the war naturally led us, have intensified
the hate of the controlling class in the insurgent States
toward our colored citizens is a fact against which
we can neither shut our ears nor close our eyes.
Laws barbaric and treatment inhuman are the re
wards meted out by our white enemies to our colored
friends. We should put a stop to this at once and
forever. And yet I would not do this in a way which
would deprive a white man of a single right to which
he is entitled. I would merely enforce justice for all
men; and this is lawful, it is right, and it is our
bounden duty.
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31
“In order to accomplish this end it is necessary to
fortify the declaratory portions of this bill with such
sanctions as will render it effective. The first of these
is found in the second section, . (71 Cong.
Globe 1118)
Congressman Shellabarger after reading to the House
Section 1 as amended by the insertion of the phrase “as
is enjoyed by white citizens” explained:
“But, sir, on yesterday, the honorable gentleman
from Pennsylvania [Mr. Broomall]—than whom there
is no more candid or just gentleman in the House—
treated this measure as though it was a bill simply
for the protection of freedmen in their rights for the
time being in the late insurrectionary States. That
is a great mistake. It applies to every State in the
Union, to States which have never been in insurrec
tion, and is to be enforced in every State of the
Union, not only for the present but for all future
time, or until it shall be repealed by some subsequent
act of Congress. It does not expire by virtue of its
own limitation; it is intended to be permanent,” (71
Cong. Globe 1292).
Thus, the bill was for the protection of freedmen and
was to be permanent.
Reference has been made at pages 20-21, supra, to the
post-veto formal rebuttal by Senator Trumbull to the
president’s veto message (71 Cong. Globe 1758; 1760).
There Senator Trumbull admitted that Section 2 was for
the benefit of black persons only and retorted: “That is
the case with all remedial statutes. They are for the relief
of persons who need the relief, not for the relief of those
who have the right already.” And further he said “With
what truth can this be said (i.e. that the bill provided
205
32
for the security of the colored race more than was ever
provided for the white) of a bill which declares that the
rights and punishment of all races, including, of course,
the colored shall be the same as those ‘of white persons’
let an intelligent public judge.” Id. 1760.
In the same post-veto discussion Senator Trumbull was
not alone in making analysis to this effect. Senator Davis,
in opposition, stated without denial from any one as to
the effect of the bill, the following:
“If I, after the best examination which I can give
to this act, was asked for an appropriate title, I
would propose to the Senator from Illinois, ‘An act
to abolish and modify all laws, statutes, ordinances,
regulations, and customs throughout the United
States, so far as they make any discriminations for
the white against the black or colored population
thereof; to punish by fine and imprisonment all
persons who may enforce such discriminations; and
requiring certain officers to institute criminal and
civil proceedings against them, at the cost of the
United States.’ ” (71 Cong. Globe 182)
* H= * *
“In the simulation of imperial will and power in
relation to all those most interesting concerns, ap
pertaining to every human being in America, it
declares there shall be no discrimination as to persons
on account of race, color, or previous condition of
slavery. This general and sweeping language is used
for a purpose; it is a sort of mask to cover partially
the true beneficiaries and objects of the measure,
the negro race and their aggrandizement.” (Ibid)
H: He He H«
“I wonder if the legislators who might pass such
laws would not cause the negroes, who would be
206
33
by them deprived of civil rights assured to white
persons, or have different punishments inflicted upon
them from white people who had committed the
same offenses, would not have caused those dis
criminations against negroes; and would not, there
fore, come within the purview of the penal section
of this bill. The Senator’s triumph over the President
is but his own self-delusion.
* ❖ * *
“But this measure proscribes all discriminations
against negroes in favor of white persons that may
be made anywhere in the United States by any
‘ordinance, regulation, or custom,’ as well as by ‘law
or statute.’ ” (71 Cong. Globe 183)
̂ sfc
“But there are civil rights, immunities, and privi
leges ‘which ordinances, regulations, and customs’
confer upon white persons everywhere in the United
States, and withhold from negroes. On ships and
steamboats the most comfortable and handsomely
furnished cabins and state-rooms, the first tables, and
other privileges; in public hotels the most luxuriously
appointed parlors, chambers, and saloons, the most
sumptuous tables, and baths; in churches not only
the most softly cushioned pews, but the most eligible
sections of the edifices; on railroads, national, local,
and street, not only seats, but whole cars are assigned
to white persons to the exclusion of negroes and
mullatoes. All these discriminations in the entire
society of the United States are established by
ordinances, regulations, and customs. This bill pro
poses to break down and sweep them all away, and
to consummate their destruction, and bring the two
races upon the same great plane of perfect equality,
declares all persons who enforce those distinctions
to be criminals against the United States, and sub
jects them to punishment by fine and imprisonment,
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34
and directs the appointment of legions of officers
to prosecute, both penally and civilly, for the benefit
of the favored negro race, at the cost of the United
States, and puts at the disposal of these officers the
posse comitatus, the militia, and the Army and Navy
of the United States, to enable them to execute this
bold and iniquitous device to revolutionalize the
Government and to humiliate and degrade the white
population, and especially of the late slave States,
to the level of the negro race.” (Ibid).
To the same effect were the never denied comments
of Senator Johnson in opposition:
“This first section has another provision. Not satis
fied with making the parties citizens and clothing
them with all the rights belonging to white citizens
by the laws of the States, it says that they ‘shall be
subject to like punishment, pains, and penalties, and
to none other.” (71 Cong. Globe 1777).
Another line of discussion that ran through the debate
concerned the first sentence of Section 1 of the bill which,
in its final form, vested citizenship in all persons born in
the United States “not subject to any foreign power,
including Indians not taxes.” The original form of this
first sentence was quite different.
On January 29, 1866, before debate started, Senator
Trumbull presented an amendment which ultimately
evolved into the first sentence of Section 1. The original
form of the proposal was:
“That all persons of African descent bom in the
United States are hereby declared to be citizens of
the United States, and there shall be no discrimina
tion in civil rights or immunities among the in
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35
habitants of any State or Territory of the United
States on account of race, color, or previous condi
tion of slavery, etc.” (71 Cong. Globe 474)
Senator Trumbull’s first proposal was aimed directly
to benefit only persons of African descent and discloses
further the legislative intention behind Section 1 of the
bill as well as its other provisions.
Until the passage of the Civil Rights Act of 1866 only
the children of white persons became citizens by virtue
of birth in the United States. U, S. v. Wong Kim Ark,
169 U.S. 649 (1898). Of course, citizenship of Negroes
was not possible under the Dred Scott decision, 19 How.
393 (1857), as well as other provisions of the original
Constitution such as that which counted the Negro popu
lation on a three-fifths fractional basis.
The status of other persons of color such as Indians
and Chinese was the subject of dispute but, no doubt,
the prevalent opinion held that only white children born
in the United States were citizens thereof.
Senator Trumbull’s proposal for a new first sentence
went through several proposed changes to deal with
Indians. (71 Cong. Globe 522, 527 and 569) The final
form of the first sentence was:
“Sec. 1. That all persons bom in the United States,
and not subject to any foreign Power, excluding
Indians not taxed, are hereby declared to be citizens
of the United States; and such citizens of every race
and color shall have the same right . . . as enjoyed
by white citizens . . ., etc.”
In subject re-enactments of the statute, the first sentence
was supplanted by the Fourteenth Amendment which in
Section 1 reads as follows:
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36
“Section 1. All persons born or naturalized in the
United States, subject to the jurisdiction thereof, are
citizens of the United States and of the state wherein
they reside . . .
The legislative discussion leading to the passage of the
1866 Act reveals a common opinion of the members of
Congress that white children were citizens of the United
States upon birth. Beyond this there was dispute. Pro
ponents of freedmen’s rights seemed to believe that the
Thirteenth Amendment itself made citizens of former
slaves or at least entitled them to the same rights enjoyed
by other free men. However, this view was vehemently
denied by opponents of the legislation who held to the
view that the abolition of slavery did not make citizens
of former slaves. These opponents also argued that there
was a difference between citizenship in the United States
and citizenship of a state. The latter, they claimed, was
the exclusive province of the respective states. They went
so far as to argue that the bill was unconstitutional in
attempting to confer citizenship by general statute and
in intruding into state control of state citizenship. All
these disputes were settled by the Fourteenth Amendment,
obviously, which not only vested citizenship in all persons
born in the United States but also vested them with state
citizenship.
At the time of the legislative debates, however, it was
understood by proponents and opponents alike that white
persons already enjoyed citizenship by birth and that the
office of the first clause of Section 1 was to confer citizen
ship by birth upon persons other than white persons,
mainly upon freedmen. This was the understanding behind
President Johnson’s remarks in his veto message that the
bill provided citizenship for new classes of persons who
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37
were then vested with rights equal to those enjoyed by
white citizens, all of which the President considered im
provident. No one so far as we have discovered expressed
the thought that the first clause of Section 1 provided
anything new for the benefit of white persons born in the
United States.
Thus the office of the first clause of Section 1 coincided
with the function of the balance of the bill. The entire
enactment was structured to alter the status of non-whites
by providing them with citizenship by birth, by enumera
ting the classes of rights which they would enjoy to what
ever extent that white persons enjoyed them, and by
providing legal sanctions for those who prevented these
persons from enjoying the same rights as white persons.
Another factor which somewhat contradicts the con
struction of the Act sought by Petitioners is the fact that
the Act is confined to certain enumerated civil rights but
does not include all civil rights or political rights. If
Congress really intended the bill to confer rights upon
white persons, it was somewhat anomalous to confer upon
them fewer rights than they already enjoyed.
Finally, a good argument can be made that the intention
of Congress can be divined from the fact that it was pro
ceeding under the second section of the Thirteenth Amend
ment. Since the Thirteenth Amendment did nothing more
than to abolish slavery and involuntary servitude in the
United States, it is very doubtful that the Reconstruction
Congress of 1866 considered that it had the authority to
legislate for the enumeration and protection of rights of
white citizens.
Our review of the legislative history of the 1866 Act
is necessarily incomplete but it demonstrates that the items
211
38
relied upon by Petitioners and their supporters are not
significant in light of the whole legislative record and
much too fragile to support the striking revision of the
language of the statute which is requested. With respect
to Petitioners and their supporters, we must say that this
Court is being requested to legislate.
District Judge Renfrew correctly capsulated the present
situation of §1981 in League of Academic Women v.
Regents, 343 F. Supp. 636 (N.C. Cal. 1972) thus:
“Section 1981 was enacted to protect the rights
of two groups of people—non-whites and non-citizens
who were not afforded equal treatment to white
citizens. The standard against which the rights of
these individuals must be measured is the rights of
white citizens. The change in language to include
‘all people’ was designed to include non-citizens and
persons not bom in the United States within the
coverage of the Act. The amendment was not so
broad as to extend coverage to all rights of all people.
The ‘all persons’ language of the statute speaks only
to the issue of to which persons the Act applies.
It does not purport to delineate the rights accorded
those individuals. The standard against which the
rights of the protected individuals must be matched
remains the rights of white citizens.”
* * * *
“Where new forms of discrimination becomes ap
parent and the existing laws are not appropriate to
deal with them, the legislature and not the courts
has the responsibility and the power to fashion new
laws to combat the discrimination.”
Of course, the coverage of aliens was provided by amend
ment later in 1870 after passage of the Fourteenth Amend
212
3 9
ment eliminated doubts that Congress had power to go
beyond citizens in granting protection. Guerra v. Man
chester Terminal, 350 F. Supp. 529 (S.D. Tex. 1972)
afld. on this point 498 F.2d 641 (C.A. 5, 1974).
Decisions of this Court so far have not moved in the
direction which Petitioners suggest, as is evident from
holdings under §1982 which also derives from Section 1
of the Civil Rights Act of 1866 and also contains the
same language “as is enjoyed by white citizens.”
In Sullivan v. Little Hunting Park, Inc., 396 U.S. 235,
237 (1969), a white property owner was held to have
standing under 42 U.S.C. §1982 to sue for the redress
of damages inflicted upon him because of his effort to
uphold the right of a Negro to rent and enjoy the white
person’s property in an all-white neighborhood. The same
holding was made earlier in a restrictive covenant case
under the Fourteenth Amendment in Barrow v. Jackson,
346 U.S. 249, 259 (1953). In both cases this Court up
held the standing of white litigants to vindicate the rights
of others—“non-Caucasians” in Barrow v. Jackson, supra,
348 U.S. at 259-60, and “minorities protected by §1982”
in Sullivan v. Little Hunting Park, supra, 396 U.S. at 231.
In Sullivan the white property owner sustained direct
injury to himself because of interference with his right
to rent his own property to a negro, yet the Court found
it necessary to determine the white person’s standing to
enforce the right of “minorities protected by §1982”
to become renters of property in order to grant him relief.
Sullivan was applied by the Second Circuit in a §1981
case DeMatteis v. Eastman Kodak Co., 511 F.2d 306
(C.A. 2, 1975). There a white plaintiff was held to have
213
40
a §1981 cause of action against his employer who forced
him into premature retirement because he sold his house
in a white neighborhood to a black fellow-employee. The
court, citing Sullivan, held “a white person . . . who has
been ‘punished for trying to vindicate rights of [non
white] minorities . . . has standing to sue under §1981.”
CONCLUSION
Respondent Union prays that the judgment be affirmed.
Respectfully submitted,
Chris Dixie
James P. Wolf
609 Fannin Street Bldg.
Suite 401
Houston, Texas 77002
Attorneys for Respondent
214
N o. 75-260
lit i t lupins fljmtrf «f tftt W\M pistes
October Term, 1975
L. N. McDonald and R aymond L. Laird,
PETITIONERS
V .
Santa F e Trail Transportation Company, et at,.
ON W R IT OF C E R T IO R A R I TO TH E UNITED STA TE R COURT OF
A PP E ALS FOR TH E F IF T H C IRC U IT
BRIEF POE THE UNITED STATES AS AMICUS CURIAE
R O B E R T H . BORN,
Solicitor General,
J . S T A N L E Y P O T T IN G E R ,
A ssistant A ttorney General,
W IL L IA M F . S H E E H A N , I I I ,
Assistant to the Solicitor General,
W A L T E R W . B A R N E T T ,
C Y N T H IA L. A TTW O O D ,
Attorneys,
Department of Justice,
W ashington, D.C. 20530.
215
__
_;_
IN D E X
Page
Questions presented_________________________________ 1
Interest of the United States.
Statement________________
Argument:
Introduction and sumary_________________________ 5
I. Title V II encompasses a claim that white employ
ees were fired for misappropriating company prop
erty while a similarly situated black employee was
not ________________________________________ 8
II. White persons have standing under 42 U.S.C. 1981
to complain of racial discrimination in employment_ 14
Conclusion_________________________________________ 25
CITATION'S
Cases:
Agnew v. City of Compton, 239 F. 2d 226, certiorari
denied, 353 U.S. 959___________________________ 24
Alexander v. Gardner-Denver Co., 415 U.S. 36_____ 20
Association of Data Processing Service Organizations,
Inc. v. Camp, 397 U.S. 150______________________ 24
Clif ton v. Grisham, .391 F. Supp. 324_______________ 24
Conley v. Gibson, 355 U.S. 41____________________ 12
Culpepper v. Reynolds Metals Company, 421 F. 2d
888 ______________________________ 1________ _ 4
DeMatteis v. Eastman Kodak Co., 511 F. 2d 306_____ 20
Georgia v. Rachel, 384 U.S. 780___________________ 7, 24
Graham v. Richardson, 403 U.S. 365________________ 17
Griggs v. Duke Forcer Company, 401 U.S. 424_______ 9
Guerra v. Manchester Terminal Corporation, 498 F. 2d
641_________________________________________ 47
Hollander v. Sears, Roebuck and Company, 392 F.
Supp. 90-------------------------------------------------------- 17
Hurd v. Hodge,, 334 U.S. 24______________________ 18
Hutchings v. United States Industries, Inc., 428 F. 2d
303 ___________________________ I _____________ 4
(I)
217
C3
I I
Oases—Continued page
Inada x. Sullivan, 523 F. 2d 485---------------------------- IT
Johnson x. Railway Express Agency, Inc., 421 U.S.
454 _______________________________________2,7,M ,20
Jones v. Alfred H. Mayer Co., 392 U.S. 409--------------- 16
Kurylas x. Department of Agriculture, 373 F. Supp.
1972, affirmed per curiam, 514 F. 2d 894----------------- 24
McDonnell Douglas Corporation v. Green, 411 U.S.
792 _____________________________________6, 10, 11,12
Roberto x. Hartford Fire Insurance Company, 117
F. 2d 811_____________________________________ IT
State of Louisiana ex rel. Purkey x. Ciolino, 393 F.
Supp. 102-------------------------------------------------------- 24
Sullivan, x. Little Hunting Park, 396 U.S. 229----------- 17,20
TakahasM x. Fish and Game Commission, 334 U.S.
410_________________________________________ IT
Tillman v. Wheaton-Haven Recreation Assn, 410
U.S. 431______________________________________ 20
United States x. Wong Kim Ark, 169 U.S. 649------------ 16.17
Valle x. Stengle, 176 F. 2d 697____________________ 20
Van. Hoomdssen v. Xerox Corporation, 368 F. Supp.
829 _________________________________________ 24
Tick Wo x. Hopkins, 118 U.S. 356--------------------------- IT
Constitution and statutes r
Constitution of the United States:
Thirteenth Amendment------------------------------ 17
Fourteenth Amendment---------------------------- 16,17,18
Civil Eights Act of 1866, 14 Stat. 27, Sec
tion 1 ________________________________ 6,14,16,18,19
Civil Eights Act of 1964, Title V II, 78 Stat. 253, as
amended, 42 U.S.C. 2000e et seq---------------------------passim
Section 20Q0e-2(a)----------------------------------- 5
Section 20Q0e-2(a)(1)------------------------------- 8,9
Section 2000e-5 (d )_______________________ 3,4
Section 2000e-5(e) (Supp. IV ), 86 Stat. 104--- 3,4
Enforcement Act of 1870, 16 Stat. 140, Section 18___ 17
E.S. § 1977_____________________________________ 18
42 U.S.C. 1981_______________________________ passim
42 U.S.C. 1982 __________________________________17,20
218
Ill
Miscellaneous:
Cong. Globe, 39th Cong., 1st Sess. (1866) : Page
p. 599--------------------------------------------------------- 21
p. 1115-------------------------------------------------------- 21
p. 1118-------------------------------------------------------- 22
p. 1413-------------------------------------------------------- 22
House App. p. 157_______________________________ 22
219
jtt I k j& tpnte fltatrt »f i k K n M States
October Term, 1975
No. 75-260
L. N. McD onald and R aymond L. Laird,
PETITIONERS
V .
Santa F e Trail Transportation Company, et al.
ON W R I T OF C E R T IO R A R I TO T H E UNITED S T A T E S COURT OF
A P P E A L S FOR TH E F IF T H CIRCUIT
BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
Q U E STIO N S P R E S E N T E D
1. W hether a complaint by white employees that
their employer discriminated against them on the
basis of race in firing them for theft of company
property while retaining a similarly situated black
employee states a claim under Title V II of the Civil
Rights Act of 1964.
2. W hether a white person has standing under 42
U.S.C. 1981 to sue for alleged racial discrimination
in emplojmient.
(i)
221
2
IN T E R E S T OE T H E U N IT E D S T A T E S
Pursuant to Title Y II of the Civil Rights Act of
1964, 78 S tab 266, as amended, 42 U.S.C. 2QQ0e et seq.,
the Attorney General, as well as the Equal Em
ployment Opportunity Commission, has responsibility
fo r enforcement of federal laws providing for equal
employment opportunity. This case, although brought
by private plaintiffs, presents questions concerning
Title V I I ’s prohibition of discrimination on account
of race, color, religion, sex, or national origin in cases
where offenses constituting crimes against the com
pany are involved. Similar issues arise in cases
brought by the government, and the outcome here will
accordingly affect the government’s enforcement re
sponsibilities under the Act.
Resolution of the Section 1981 issue presented in
this case will also have an impact on the government’s
responsibilities under Title Y II. In the context of a
suit by an aggrieved black employee, Section 1981 has
been held to provide a private remedy independent of
those authorized under Title V II for redress of em
ployment discrimination claims. Johnson v. Railway
Express Agency, Inc., 421 U.S. 454. W hether whites
have standing to sue under Section 1981, or must rely
exclusively on the procedures and remedies under
Title Y II, will thus affect the government’s enforce
ment responsibilities.
S T A T E M E N T
On October 2, 1970, petitioner McDonald was a
truck driver employed by respondent Sante Ee Trail
222
3
Transportation Company in Houston, Texas. P e ti
tioner Laird was a dock foreman a t the company’s
Houston term inal (Pet. App. G, p. 53). On that date
both were fired, having been charged by the company
six days earlier with theft of ten cases of antifreeze
from a customer’s shipment (P et. 3; Pet. App. P , pp.
49-50). A black employee, also charged with the
theft, was retained (Pet. App. G, p. 55).’
Petitioner McDonald immediately filed a grievance
with respondent Local Union No. 988, denying the
theft and complaining of wrongful discharge (Pet.
App. P , p. 49-50).1 2 The grievance was denied and on
April 7, 1971, petitioners filed a charge with the Equal
Employment Opportunity Commission alleging that
the company had engaged in unlawful discrimination
in employment.3 The Commission issued a right-to-sue
1 There is no indication that any of the three employees have
been charged criminally, and petitioners state (Br. 21, n. 42) that
criminal charges have not been filed against them.
2 The Grievance Report was dated October 8,1970 (Pet. App. F,
p. 49), but petitioners alleged and the company agreed that the
grievance was commenced “ [o]n or about October 2,” the date of
discharge (Pet. App. G, p. 55; Pet. App. B, p. 26).
3 In the district court, Santa Fe alleged that the grievance pro
ceeding had terminated on October 29,1970 (Pet. App. B, p. 26 J",
and that therefore the then-applicable 90-day period for filing a
charge with the EEOC had run prior to petitioners’ filing on April
7,1971. (See 42 U.S.C. 2000e-5(d) (1970), since amended to allow
for 180 days, 86 Stat. 104, 42 U.S.C. (Supp. IV ) 2000e-5(e).)
Petitioners alleged that notice of the termination of the grievance
procedures was not received until April 3, 1971 (Pet. App. G,
p. 55). The district court did not rule on the timeliness of peti
tioners’ filing since “the nature of the notice given upon termina
tion of grievance proceedings” would be dispositive and “that is
223
4
letter on Ju ly 15, 1971, and on August 16, 1971, peti
tioners commenced this action against Sante Fe and
the Union in the United States D istrict Court for the
Southern District of Texas. Petitioners charged that,
in violation of Title Y II and Section 1981, Sante Fe
had discriminated against them on the basis of race in
discharging them while retaining the black employee
who was also charged with theft, and that the Union
had “acquiesced and/or joined in ” the unlawful dis
crimination (Pet. App. G> pp. 55-57). Petitioners
sought a declaratory judgment, preliminary and per-
mament injunctions, reinstatement, and back pay (id.
at 57-58).
The district court dismissed the complaint, ruling
tha t white persons lack standing to sue under Section
1981, and that the facts alleged by petitioners failed
to state a claim under Title V II (Pet. App. B, pp.
24-28).4
a. matter which would require an evidentiary hearing” (Pet. App.
B, pp. 26-27). From this it appears that the district court, assumed
that the filing of the grievance with the Union -would toll the 90-
day period, which runs from the date when “the alleged unlaw
ful employment practice occurred” (42 U.S.C. 2000e-5(d) (1970),
as amended, 42 U.S.C. (Supp. IV) 2000e-5(e)). Neither the valid
ity of this assumption (which is supported by controlling prece
dent in the F ifth Circuit, Culpepper v. Reynolds Metals Company,
421 F. 2d 888, Hutchings v. United States Industries. Inc., 428 F.
2d 303) nor the timeliness of petitioners’ filing with the EEOC is
presented to this Court; both are matters that, if petitioners pre
vail here, should be determined on remand.
4 The court also ruled that it had no Title V II jurisdiction over
the Union because it had not been named by petitioners in their
EEOC charge. Petitioners have not contested this determination
and thus the Union’s liability, if any, can be based only on Section
1981.
224
5
The court of appeals affirmed per curiam (Pet.
App. A, pp. 21-23). I t held that “ an employer’s dis
missal of white employees charged with misappro
priating company property while not dismissing a
similarly charged black employee does not raise a
claim upon which relief may be granted under Title
V II ,” and tha t Section 1981 “confers no actionable
rights upon white persons” (Pet. App. A, p. 22).
A R G U M E N T
INTRODUCTION AND SUMMARY
1. Much of the impetus behind the Civil Rights Act
of 1964 came from Congress’ desire to rid this Nation
of discrimination against blacks. The Act in its en
tirety, however, and Title V II in particular, go far
beyond assuring equal civil rights to blacks alone:
Title V II, for example, prohibits employment dis
crimination against “ any individual” because of such
individual’s “race, color, religion, sex, or national
origin.” 42 IJ.S.C. 2000e-2(a). I t follows that the
claim of employment discrimination raised in this
ease is not barred under Title V II simply because
those asserting it happen to be white.
Nor have petitioners lost the protections of Title
V II by allegedly engaging in conduct amounting to a
crime against their employer. I t is true that em
ployers are not forbidden by Title V II from firing
individuals for theft, but such employee conduct does
not relieve employers of their obligation to refrain
from discriminating on the basis of race. Under Title
225
6
V II, an employer may not fire an individual for race-
related reasons, even if other, racially neutral justifi
cations for the discharge exist. McDonnell Douglas
Corporation v. Green, 411 U.S. 792.
McDonnell holds that, although an employer may
meet an employee’s pri-ma facie showing of unlawful
discrimination by articulating a legitimate, nondis-
eriminatory reason for the employment action taken,
the employee must be given a fa ir opportunity to
demonstrate that the employer’s asserted justification
is merely a pretext for a racially motivated employ
ment decision. This means, in the context of this case,
that petitioners’ complaint should not have been dis
missed without their first having been “ given a full
and fa ir opportunity to demonstrate by competent
evidence that whatever the stated reasons fo r [their
discharge], the decision was in reality racially pre
mised” (411 U.S. a t 805, n. 18).
2. Section 1981, perhaps even more than the Civil
Rights Act of 1964, resulted from congressional con
cern for the rights of black persons. I ts origins lie in
Section 1 of the Civil Rights Act of 1866, 14 Stat. 27,
and it grants to all persons the same several rights
therein enumerated “as [are] enjoyed by white citi
zens.” Yet neither this phrase nor the statute’s source
denies whites standing to enforce its terms. The legisla
tive history of the 1866 Act shows that it was intended
to secure the rights of whites as well as blacks, and that
the reference to “ white citizens” was meant, not to
restrict the benefits of the legislation to blacks, but “ to
emphasize the racial character of the rights being
226
7
protected.” Georgia v. Rachel, 384 U.S. 780, 791. In
any event, if there is to be force behind the statute’s
command that “all persons” shall have the same right
to contract for their employment services “ as is en
joyed by white citizens,” then white citizens themselves,
must be able to exercise such rights free of racial dis
crimination, for as their rights are abridged so are ‘ ‘ all
persons [ ’].” There is no reason to believe that Con
gress meant to insist upon racially neutral treatm ent
of non-whites alone; the denial of employment oppor
tunity, based upon what ought to be the irrelevant
consideration of race, is no less unfair when aimed at
whites.5 In either case racial prejudice causes an
immediate injustice, contributes to overall racial dis
cord, and defeats the congressional goal of assuring
all persons equal rights under the law regardless of
race.
Although whites faced with racial discrimination
in employment may invoke the protections afforded by
Title V II, the availability of redress under Section
1981 remains important. Section 1981 reaches em
ployers not subject to Title V II, and authorizes
remedies not available under that statute. “ Congress
has made available * * * independent administra
tive and judicial remedies. The choice is a valuable
one.” Johnson v. Railway Express Agency, Inc., 421
U.S. 454, 461. Congress meant it to be available to
whites as well as non-whites.
5 This case does not present, and we do not address, questions
presented in the context of actions undertaken, in judicial pro
ceedings or otherwise, to remedy the effects of past discrimination.
227
8
I
TITLE VII ENCOMPASSES A CLAIM THAT W HITE EMPLOYEES
WERE FIRED FOE MISAPPROPRIATING COMPANY PROPERTY
WHILE A SIMILARLY SITUATED BLACK EMPLOYEE WAS
NOT
Title V II of the Civil Rights Act of 1964 makes it
unlawful for an employer “to fail or refuse to hire
or to discharge any individual, or otherwise to dis
criminate against any individual with respect to his
compensation, terms, conditions, or privileges of em
ployment, because of such individual’s race, color, re
ligion, sex, or national origin” (42 U.S.C. 2000e-2
(a )(1 ) ) . The protection against unlawful discrimina
tion thus afforded is sweeping: racial and other im
permissible considerations under the statute are to
play no part in employment decisions. Otherwise
Title V II does not interfere with an employer’s con
duct of his business. The decision whom to employ,
what wage to pay, what promotion and retirement
policy to follow, and whom to fire—all of these an
employer is free to make under Title V II for any
reason or no reason at all, so long as race and the
other listed characteristics remain neutral factors.
Petitioners, both white, are form er employees of
respondent Sante Fe. They and a black employee of
Saute Fe were charged by the company with theft of
company property. They were fired; the black was
not. In their complaint petitioners alleged (Pet. App.
G, p. 55) that Sante Fe “ imposed a more severe dis
228
9
ciplinary sanction against them because of their race,
Caucasian[,] than against their [N]egro counter
part.” This states a cause of action under Title Y II
and the courts below erred in denying petitioners an
opportunity to prove their allegations.
The judgment below apparently was not based on a
holding that whites lack standing under Title V II to
complain of racial discrimination in employment.
Such a ruling, in any event, would be unsupportable.
Title V II applies broadly to prohibit discrimination
in employment against “any individual,” not only on
account of race, but also because of such individual’s
“color, religion, sex, or national origin.” 42 U.S.C.
2000e-2(a) (1). Nothing in the language of the statute
or its legislative history indicates that Congress in
tended these protections to apply selectively. On the
contrary, as this Court observed in Griggs v. Duke
Power Company, 401 U.S. 424, 431:
Discriminatory preference for any group,
minority or majority, is precisely and only
what Congress has proscribed. W hat is re
quired by Congress is the removal of artificial,
arbitrary, and unnecessary barriers to em
ployment when the barriers operate invidiously
to discriminate on the basis of racial or other
impermissible classifications.
Instead the courts below appear to have believed
that an employee loses the protection of Title V II if
be engages in conduct amounting to a crime against
bis employer. Thus, the court of appeals ruled (Pet.
App. A, pp. 22-23), in language very similar to the
district court’s (Pet. App. B, p. 28), that “ an em-
229
10
plover’s dismissal of white employees charged with
m isappropriating company property while not dis
missing a similarly charged black employee does not
raise a claim upon which relief may be granted under
Title V II * * *. There is no allegation that plaintiffs
were falsely charged. Disciplinary action for offenses
not constituting crimes is not involved in this case.
See McDonnell Douglas Corp. v. Green, 411 U.S.
792 * * * 7?
McDonnell Douglas does indeed control this case,
but it requires a different result than that reached
below. In that case plaintiff Green, a black employee,
was discharged for what he considered to be racial
reasons, and in protest he interfered with access to his
employer’s plant. He was charged with and pleaded
guilty to obstruction of traffic. When the employer
began to recall other laid off employees it refused to
rehire Green, citing his illegal conduct. Green’s Title
V II suit alleged that the employer’s asserted reason
was mere pretext for another racially motivated em
ployment decision.
This Court took the occasion to clarify the rules
concerning the order and allocation of proof in priv
ate, nonclass-action Title V II cases. I t ruled that the
complainant must first make out a prima facie case,
and it gave an example of how such a showing might
be made (411 U.S. at 802; footnote omitted) :
This may be done by showing (i) that he
belongs to a racial minority; (ii) that he
applied and was qualified for a job for which
230
11
the employer was seeking applicants; (iii)
that, despite his qualifications, he was rejected;
and (iv) that, after his rejection, the position
remained open and the employer continued to
seek applicants from persons of complainant’s
qualifications.
In giving this example, the Court was not setting
out an immutable catalogue of the elements necessary
to a prima facie case in every Title Y II action. The
Court expressly noted (411 U.S. at 802, n. 13) that
different factual situations will call for different show
ings. I f the complainant in McDonnell Douglas had
been white, for example, and thus unable to satisfy
the first of the four elements above, then presumably
he would have to supplement the other three, assum
ing they could be established, with some other fact
tending to show that he had been the victim of racial
discrimination. A showing, for example, that the em
ployer had hired only blacks over a long period, not
withstanding applications from qualified whites,
might be sufficient in such a case.
Where a black complainant alleges that he has been
discharged for racial reasons, then under McDonnell
Douglas he presumably could make out a prima facie
case by showing (1) that he belonged to a minority,
(2) that he was qualified for and satisfactorily per
forming his job, (3) that he was fired nonetheless,
and (4) that the employer sought to or did replace
him with someone else of similar qualifications. A
white complainant in a similar case, unable to show
231
12
membership in a minority, would have to supply an
appropriate substitute for the first element in order
to establish a presumption of racial discrimination.
This he might do, we suggest, by showing that the
supposed reason for which he was fired applied
equally to a black employee, who was not fired.
This, of course, is essentially what petitioners have
alleged they can prove, and nothing in the pleadings
demonstrates their inability to do so. I f they succeed
“ [t]he burden then must shift to the employer to
articulate some legitimate, nondiscriminatory rea
son for [petitioners’] rejection” (411 U.S. at 802).6
Dismissal of petitioners’ complaint for failure to state
a claim under Title Y II was therefore erroneous.
Conley v. Gibson, 355 U.S. 41.
The Court' in McDonnell Douglas noted that the
employer had met Green’s prima facie showing of
discrimination by assigning his criminal conduct as
the reason for refusing to rehire him. “Nothing in
Title Y II ,” said the Court, “compels an employer
to absolve and rehire one wTho has engaged in such
deliberate, unlawful activity against i t” (411 U.S. at
803; footnote omitted). Presumably the judgment be
6 If , as petitioners claim, the black employee was similarly situ
ated to petitioners in regard to the alleged theft, then Santa Fe
will not be able to claim tha t alleged theft is an absolute disquali
fication to continued employment. I t may be, however, th a t the
black employee was not similarly situated to petitioners in other
respects, and th a t he was treated differently fo r legitimate,- non
discriminatory reasons, but dismissal of petitioners’ complaint pre
cluded inquiry into these matters.
232
13
low rests on this ruling, but the Court’s analysis did
not stop so abruptly ( id at 804) :
[T]he inquiry must not end here. While Title
V II does not, without more, compel rehiring
of respondent, neither does it permit peti
tioner to use respondent’s conduct as a pretext
for the sort of discrimination prohibited by
§ 703(a)(1). On remand, respondent must, as
the Court of Appeals recognized, be afforded a
fa ir opportunity to show that petitioner’s
stated reason for respondent’s rejection was in
fact pretext. Especially relevant to such a
showing would be evidence that white em
ployees involved in acts against petitioner of
comparable seriousness to the “ stall-in” were
nevertheless retained or rehired. Petitioner
may justifiably refuse to rehire one who has
engaged in unlawful, disruptive acts against it,
but only if this criterion is applied alike to
members of all races.
In short, nothing in Title V II prevents Santa Ee
from following a pattern of firing all employees who
steal from the company. Indeed, that statute does not
prevent Santa Fe from firing some but not all such
employees. I t forbids Santa Fe absolutely, however,
from treating employees differently on the basis of
race, and this prohibition applies with equal force to
all employment decisions, even those made in the
wake of criminal conduct by the employee against
the company. Accordingly, the judgment below should
be reversed so that petitioners may have “a full and
fair opportunity to demonstrate by competent evi-
233
14
deuce that whatever the stated reason for [their dis
charge]” (411 U.S. 805, n. 18), Santa Fe “imposed
a more severe disciplinary sanction against them be
cause of their race” (Pet. App. Gr, p. 55).
I I
W HITE PERSONS HAVE STANDING UNDER 42 U.S.C. 1981
TO COMPLAIN OP RACIAL DISCRIMINATION IN EMPLOY
MENT
Section 1981 guarantees that “ [a]ll persons” shall
enjoy equally the several rights therein enumerated,
including the right to contract for one’s employment
services. Johnson v. Railway Express Agency, Inc.,
421 U.S. 454. Previous rulings of this Court establish
that both aliens and blacks have standing to enforce
the provisions of Section 1981, and indicate that whites
have standing thereunder to vindicate the civil rights
of blacks. The anomalous result reached by the court
below, that Congress meant to grant standing in those
circumstances yet deny the sweeping protection of
Section 1981 to white persons as a class, is refuted
by the statute on its face and its legislative history.
W ith its origins in the Civil Rights Act of 1866, 14
Stat. 27, the underlying purpose of which was to assure
equal civil rights to all persons in the United States,
Section 1981 was meant equally to protect whites and
non-whites. The description of the rights therein pro
tected as those “enjoyed by white citizens” was in
tended to stress their racial character and their scope,
234
15
not to exclude white victims of racial discrimination
from the statute’s ambit.
Section 1981 provides:
All persons within the jurisdiction of the
United States shall have the same right in every
State and Territory to make and enforce con
tracts, to sue, be parties, give evidence, and to
the full and equal benefit of all laws and pro
ceedings for the security of persons and prop
erty as is enjoyed by white citizens, and shall
be subject to like punishment, pains, penalties,
taxes, licenses, and exactions of every kind, and
to no other.
On its face this provision applies without excep
tion to “ [a] 11 persons.” The suggestion implicit in the
judgment below, tha t the phrase “as is enjoyed by
white citizens” was meant to deny whites the pro
tections of the statute, is without support in logic
or legislative history. P rio r to the remedial Civil W ar
legislation, of which Section 1981 is a part, “white
citizens” possessed rights denied to blacks, who were
ineligible for citizenship because of their race. In
conveying rights to the same extent as those enjoyed
by “white citizens,” Congress in Section 1981 be
stowed those rights upon “ [a] 11 persons” to the full
extent enjoyed by the theretofore most favored seg
ment of the population. Congress could not have
meant that the specified rights of white citizens could
be diminished in comparison with those of another
racial group. For such diminution of the rights of
white citizens would lead to a corresponding shrinkage
235
16
in the rights of “ [a] 11 persons,” a result Congress
surely did not intend.
Section 1981 is derived from Section 1 of the Civil
Rights Act of 1866, 14 Stat. 27 (Jones v. Alfred II.
Mayer Co., 392 U.S. 409, 422, n. 28), which provided:
That all persons born in the United States
and not subject to any foreign power * * * are
hereby declared to be citizens of the United
States; and such citizens, of every race and
color, without regard to any previous condition
of slavery or involuntary servitude * * * shall
have the same right, in every State and Terri
tory in the United States, to make and enforce
contracts, to sue, be parties, and give evidence,
to inherit, purchase, lease, sell, hold, and con
vey real and personal property, and to full and
equal benefit of all laws and proceedings for
the security of person and property, as is en
joyed by white citizens, and shall be subject
to like punishment, pains, and penalties, and to
none other, any law, statute, ordinance, regula
tion, or custom, to the contrary notwith
standing.
The broad purposes of the 1866 Act were to assure
“ the fundamental principle of citizenship by birth
within the dominion” ( United States v. Wong Kim
Ark, 169 U.S. 649, 675) and to “ affirmatively secure
for all men, whatever their race or color, * * * the
‘great fundamental rights’ ” therein enumerated
{Jones, supra, 392 U.S. at 432). When the 1866 Act
was reenacted following passage of the Fourteenth
Amendment, the rights to hold and convey property
were codified in what is now 42 U.S.C. 1982, and are
236
17
conferred upon “ [a]ll citizens of the United States.” 7
The remaining rights, however, which now appear
in Section 1981, are given equally to “ [a]U persons.”
Thus the “broad and sweeping nature of the pro
tection meant to be afforded by § 1 of the Civil
Rights Act of 1866” (Sullivan v. Little Hunting Park,
396 U.S. 229, 237) has been extended under Section
1981 to aliens as well as to citizens. Graham v.
Richardson, 403 U.S. 365, 377; Takahashi v. Fish and
Game Commission, 334 U.S. 410, 419-420; United
States v. Wong Kim Ark, 169 U.S. 649, 675, 688;
Inada v. Sullivan, 523 F. 2d 485 (C.A. 7) ; Guerra v.
Manchester Terminal Corporation, 498 F. 2d 641, 653-
654 (C.A. 5) ; Roberto v. Hartford Fire Insurance
Company, 177 F. 2d 811 (C.A. 7) ; Hollander v. Sears,
Roebuck and Company, 392 F. Supp. 90, 94, n. 5 (D.
Conn.); see also Yick Wo v. Hopkins, 118 U.S. 356,
369. The standing thus conferred extends to aliens of
all races, including Caucasians (see Roberto, supra).
In Wong Kim Ark, supra, this Court extensively
reviewed the Civil Rights Act of 1866 and its relation
ship to the Fourteenth Amendment. In that case the
issue was whether an individual bom of Chinese
nationals domiciled in the United States is an Ameri
can citizen if his birth occurs in this country. The
7 The 1866 Act, passed pursuant to the authority granted Con
gress by the Thirteenth Amendment, was reenacted upon passage
of the Fourteenth Amendment by Section 18 of the Enforcement
Act of 1870, 16 Stat. 140. Section 1982 provides: “All citizens of
the United States shall have the same right, in every State and
Territory, as is enjoyed by white citizens thereof to inherit, pur
chase, lease, sell, hold, and convey real and personal property.”
237
18
Court, ruled that both the Civil Rights Act of 1866
and the Fourteenth Amendment, whose origins and
purposes were in many respects identical,8 were in
tended unmistakably to affirm the common law’s posi
tive answer to that question. 169 U.S. at 675-676.
Although the main purpose of the Amendment was
“to establish the citizenship of free [NJegroes * * *
and to put it beyond doubt that all blacks, as well as
whites, born or naturalized within the jurisdiction of
the United States, are citizens,” the Court said that
“ the opening words ‘All persons born,’ are general,
not to say universal, restricted only by place and ju
risdiction, and not by color or race—as was clearly
recognized in all the opinions delivered in The
Slaughterhouse Cases * * * ” (169 U.S. at 676). Thus
notwithstanding that the Fourteenth Amendment had
as its principal design the amelioration of discrimina
tion against blacks, it gave to them “ ‘no right supe
rior to that granted to the white race’ ” and “ ‘[t]he
same rule must be applied to both races’ ” (id. at 692).
Section 1981 (then Section 1977 of the Revised
Statutes) was to the same effect. By Section 1 of the
Civil Rights Act of 1866, the Court noted, “ ‘all per
sons born in the United States, and not subject to any
foreign power * * * are declared to be citizens of the
United States. This provision comprehends the
8 See also Ilurcl v. Hodge, 334 U.S. 24, 32: “ [T]hat statute and
the Amendment were closely related both in inception and in the
objectives which Congress sought to achieve. * * * It is clear that
in many significant respects the statute and the Amendment were
expressions of the same general congressional policy.”
238
19
Chinese * * *, the people called Gypsies, as well as
the entire race designated as blacks * * *. Every in
dividual of these races, born in the United States, is,
by the bill, made a citizen of the United States’ ” (169
U.S. at 682). This view of the statute was based on
unequivocal legislative h isto ry : during the Senate de
bates it appeared clearly that the Act would confer
citizenship on Germans, Chinese, Gypsies—indeed,
“all persons, without any reference to race or color,”
born in this country of alien parents domiciled here.
Id. at 697-698.
The Court also explained that no constriction of the
1866 Act was to be inferred from its changed appear
ance when re-enacted in 1870. In its earlier form the
statute’s guarantees extended to citizens “of every
race and color” ; in the re-enactment these words were
deleted in favor of persons “within the jurisdiction
of the United States,” the words now found in Sec
tion 1981. The substitution, however, “was not con
sidered as making the section, as it now stands, less
applicable to persons of every race and color and na
tionality, than it was in its original form * * *” (id.
at 695-696).
I f so much of Section 1 of the 1866 Act as defined
citizenship applies equally to all races, despite its
principal intendment to protect blacks, there can, we
submit, be no justification for limiting the other
guarantees of tha t statute to exclude whites. In the
context of a suit by a black plaintiff, this Court re
cently ruled “that § 1981 affords a federal remedy
239
20
against discrimination in private employment on the
basis of race” which supplements and under some
circumstances “may be highly preferred over” the
distinct avenue of relief afforded by Title V II of
the Civil Rights Act of 1964. Johnson v. Railway Ex
press Agency, Inc., 421 U.S. 454, 459-460, 461.° More
over, this Court has held that in appropriate circum
stances standing exists in white persons to sue under
Section 1982 to vindicate the rights of blacks (Sulli
van v. Little Hunting Park, 396 U.S. 229, 237) ; given
“ the historical interrelationship between § 1981 and
§ 1982” (Tillman v. Wheaton-Haven Recreation Ass’n,
410 U.S. 431, 440), that is tantamount to a ruling that
standing under Section 1981 exists in similar circum
stances.9 10 Thus, the court of appeals’ ruling, if af
firmed, would ascribe to Congress the intent to allow
whites to sue under Section 1981 to redress racial dis
crimination against non-whites and discrimination
based on alienage against themselves, but not racial
discrimination against themselves—notwithstanding
that non-whites suffer no such disability.
The legislative history of the 1866 Act, however,
demonstrates that, in granting to all persons the same
rights therein enumerated “ as [are] enjoyed by white
9 See also Alexander v. Gardner-Denver Co., 415 U.S. 36, 47 and
n. 7 (Congress intended Title V II and Section 1081 as “parallel
or overlapping remedies against discrimination”).
10 The Second Circuit so held in DeMatteis v. Eastman Kodak
Co.. 511 F. 2d 306, 312, n. 9, and suggested as veil that the holding
in ,Sullivan was intended to refer to both Sections 1981 and 1982,
since that action was brought under both statutes (see 396 U.S. at
235). See also Valle v. Stengel, 176 F. 2d 697 (C.A. 3).
240
21
citizens,” Congress did not intend to limit the class
of persons for whose benefit the legislation was en
acted. The phrase did not appear in the bill as it first,
passed the Senate. A t that time Senator Lyman Trum
bull, the floor manager, explained that the bill applied
equally to blacks and whites (Cong, Globe, 39th Cong.,
1st Sess. 599 (1866)):
Sir, this bill applies to wddte men as well as
black men. I t declares that all persons in the
United States shall be entitled to the same civil
rights, the right to the fru it of their own labor,
the right to make contracts, the right to buy
and sell, and enjoy liberty and happiness; * * *
Could anything be more monstrous or more
abominable than for a member of the Senate
to rise in his place and denounce * * * a bill,
the only object of which is to secure equal
rights to all the citizens of the country, a bill
that protects a white man just as much as a
black man? W ith what consistency and with
what face can a Senator in his place here say
to the Senate and the country that this is a
bill for the benefit of black men exclusively
when there is no such distinction in it, and
when the very object of the bill is to break
down all discrimination between black men and
white men?
The reference to “white citizens7’ was subsequently
added, without debate, on motion by the House man
ager of the bill, Congressman James F. Wilson (Cong.
Globe, 39th Cong,, 1st Sess. 1115 (1866)). W ilson
himself appeared to believe. that the protections of
241
22
the bill were not limited to blacks,11 hut he was
apparently concerned lest they be thought to extend
to women and children as well.12 W hen the bill was re
submitted to the Senate for approval of the House
amendments, Senators Trumbull and Yan Winkle dis
cussed the meaning of the Wilson amendment and
demonstrated their understanding tha t it had not
altered the bill’s reach as they had previously per
ceived it (Cong. Globe, 39th Cong., 1st Sess. 1413
(1866)) :
Mr. V an W inkle. There seems to be an
incongruity in this language to which I wish
11 “jf r . Speaker, if all our citizens were of one race and one color
-we would be relieved of most of the difficulties which surround us.
This bill would be almost, if not entirely, unnecessary, and if the
States, seeing that we have citizens of different races and colors,
would but shut their eyes to these differences and legislate, so far
a t least as regards civil rights and immunities, as though all citi
zens were of one race and color, our troubles as a nation would be
well-nigh over. But such is not the case, and we must do as best we
can to protect our citizens, from the highest to the lowest, from
the whitest to the blackest, in the enjoyment of the great funda
mental rights which belong to all men.” Cong. Globe, 39th Cong.,
1st Sess. 1118 (1866).
12 The only explanation Congressman Wilson gave for the
amendment came in response to an inquiry from Congressman
Delano whether it would confer upon blacks the right to be jurors.
Wilson said it would n o t: “The words to which the gentleman has
directed attention were not in the original bill, but were placed
there by an amendment offered by myself. And the reason for
offering it was th is : it was thought by some persons that unless
these qualifying words were incorporated in the bill, those rights
might be extended to all citizens, whether male or female, majors
or minors. So that the words are intended to operate as a limita
tion and not as an extension; and I think the very reason which
was urged by those who desired the amendment to be incorporated
in the bill, is an answer to the objection the gentleman makes.”
Cong. Globe, 39th Cong., 1st Sess. (House App. p. 157) (1866)
242
23
to call the attention of the chairman of the
committee. The clause commences with the
words “ and such citizens.” As I understand
those words they include all persons who are
or can be citizens, white persons and all others.
The clause then goes on to provide that “such
citizens of every race and color, without regard
to any previous condition of slavery or in
voluntary servitude, shall have the same right
to make and enforce contracts,” &c., “ as is
enjoyed by white citizens.” I t seems to me these
words are superfluous. The idea is that the
rights of all persons shall be equal; and I think
the clause, leaving out these words, would
attain the. object. This is merely a verbal criti
cism. I think the bill is incongruous in expres
sion as it stands.
Mr. T r u m b u l l . I quite agree with the Sena
tor from W est V irginia that these words are
superfluous. I do not think they alter the bill.
I think the bill would be better without them,
but they have been adopted by the House of
Representatives. We did not think they altered
the meaning of the bill; and we did not think
it worth while to send the bill baek just because
these words were inserted by the House. They
thought there was some importance in them
and have inserted them; and as in the opinion
of the [conference] committee which examined
this m atter they did not a lte r the meaning of
the bill, the committee thought proper to recom
mend a concurrence, and I hope the Senate
will concur in it.
In short, the phrase, “as is enjoyed by white citi
zens,” was not intended to lim it standing under Sec
243
24
tion 1981 to non-whites. Instead, those words were ap
parently intended to point up the limits on the kind
of rights protected by the statute. As this Court noted
in Georgia v. Rachel, 384 U.S. 780, 791:
The legislative history of the 1866 Act clearly
indicates that Congress intended to protect a
limited category of rights, specifically defined
in terms of racial equality. As originally pro
posed in the Senate, § 1 of the bill that became
the 1866 Act did not contain the phrase “as
is enjoyed by white citizens.” That phrase was
later added in committee in the House, ap
parently to emphasize the racial character of
the rights being protected.18
Here petitioners, alleging “that they were dis
charged [because] of their race, Caucasian” (Pet.
App. G-, p. 54), seek to protect interests clearly
“within the zone of interests to be protected” by the
statute. Association of Da,ta Processing Service Orga
nisations v. Camp, 397 U.S. 150, 153. As we have
shown, Congress intended Section 1981 to protect
“ [a]ll persons” from racial discrimination in employ
ment, and accordingly the court of appeals erred in
denying petitioners standing on the basis of their race. 13
13 The courts have, accordingly, dismissed complaints under Sec
tion 1981, by both white and black plaintiffs, when racial dis
crimination has not been alleged. E.g., Agne-w v. City of Compton,
239 F. 2d 226 (C.A. 9), certiorari denied, 353 U.S. 959; State of
Louisiana ex rel. Purkey v. Ciolino, 393 F. Supp. 102 (E.D. L a .);
Clifton v. Grisham, 381 F. Supp. 324 (N.D. M iss.); Kurylas v. De
partment of Agriculture, 373 F. Supp. 1072 (D.C.C.), affirmed
per curiam, 514 F. 2d 894 (C.A.D.C.); Van Hoomissgn v. Xerox
Corporation, 368, F. Supp. 829, 838-839 (N.D. Calif.).
244
25
C O N CLU SIO N
The judgment below should be reversed.
Respectfully submitted.
J anuary 1976.
R obert H . B oric,
Solicitor General.
J. S tanley P ottinger,
Assistant A ttorney General.
W illiam P. Sheehan, I I I ,
Assistant to the Solicitor General.
W alter W. B arnett,
Cynthia L. A ttwood,
Attorneys.
245
No. 75-260
IN THE
mpxxmx ( t a r t a t % Initrii B M xb
OCTOBER TERM, 1975
L. N. M cD onald and R aymond L. L aird,
Petitioners,
v.
Santa F e T ransportation Company and
Teamsters F reight , T ank L in e and A utomobile I ndustry
E mployees, L ocal U nion N o. 988,
Respondents.
MOTION FOR LEAVE TO FILE BRIEF
AND
BRIEF FOR THE
AMERICAN FEDERATION OF LABOR AND
CONGRESS OF INDUSTRIAL ORGANIZATIONS
AS AMICUS CURIAE
J. A lbert W oll
R obert C. Mayer
736 Bowen Building
815 Fifteenth Street, N.W.
Washington, D.C. 20005
L aurence Gold
815 Sixteenth Street, N.W.
Washington, D.C. 20006
Attorneys for AFL-CIO
247
TABLE OF CONTENTS
MOTION FOR LEAVE TO FILE A BRIEF AS AMI
CUS CURIAE ............................................................. i
BRIEF FOR THE AMERICAN FEDERATION OF
LABOR AND CONGRESS OF INDUSTRIAL
Page
ORGANIZATIONS AS AMICUS CURIAE .............. 5
SUMMARY OF ARGUMENT ....................................... 5
ARGUMENT.................................................................... 6
I. THE SECTION 1981 CLAIM ............................ 6
A. Such Protections Against Racial Discrimina
tion as 42 U.S.C. § 1981 Affords Extend to
Whites as well as Blacks ................................ 7
B. This Court Should Not Reach or Decide the
Question Whether the Particular Act of
Racial Discrimination Alleged Here Would,
If Proved, Constitute a Violation of § 1981 .... 19
II. THE TITLE VII CLAIM ................................... 22
CONCLUSION ................................................................ 29
TABLE OF CITATIONS
Cases :
A lbem arle P a p er Co. v. M oody, 422 U.S, 405
(1975)....... ........................ ......................................... 26
A m erican S h ip B u ild in g Co. v. L a b o r B oard , 380 U.S.
300 (1965) .................................................................. 26
Bob Jones U n ivers ity v. S im on , 416 U.S. 725 (1974) .... 19
B oys M arkets , Inc. v. R eta il C lerks U nion, 398 U.S.
235 (1970) .................................................................. 22
F ranks v. Bowman- T ra n sp o rta tio n Co., No. 74-728,
argued November 3, 1975 ........................ .......... 2, 20
Georgia v. Rachel, 384 U.S. 780 (1966) ........................ 13
Griggs v. D uke P ow er Co., 401 U.S. 424 (1971) .......... 22
i
249
G uerra v. M anchester T erm in a l Corp., 350 F. Supp.
529 (S.D. Tex. 1972), affirmed in part, 498 F.2d
641 (5th Cir. 1974)..................................................... 17
H ouston , E . £ W . T . R . Co. v. U nited S ta te s , 234 U.S.
342 (1914) ................................................................ 18
ITurd v. H odge, 334 U.S. 24 (1948) ........................... 17
Jo h n so n v. R ailw ay E xp re ss A gen cy , 421 U.S. 454
(1975).................... ....!................... '..................... 19, 20
Jones v. M ayer Co., 392 U.S. 409 (1968) ............. 18, 20
L abor B oard v. F a n stee l Corp., 306 U.S. 240 (1939) .... 26
Labor B oard v. R ice M illing Co., 341 U.S. 665 (1951) .. 27
M cC rary v. R im y on, 515 F.2d 1082 (4th Cir. 1975),
cert. gr. 44 L.W. 3279 (1975) ................................ 20, 21
M cD onnell D ouglas Corp. v. G reen, 411 U.S. 792
(1973) ................................................................ 6,24-26
N L R B v. F in es ilve r M fg . Co., 400 F.2d 644 (5th Cir.
1968) ...................................................................... 27-28
N ix v. N L R B , 418 F.2d 1001 (5th Cir. 1969) ............. 27
S tee lw o rkers v. Labor B oard , 376 U.S. 492 (1964) ...... 27
S u lliva n v. L itt le H u n tin g P a rk , Inc., 396 U.S. 229
(1969) .................................................................... 8,20
T akahash i v. F ish £ Game C om m ission, 334 U.S. 410
(1948) ....................................................................... 17
T illm a n v. W heaton-H aven R ecrea tion A ssocia tion ,
410 U.S. 431 (1973) .................................................... 22
Traffic-ante v. M etropolitan L ife Insurance Go., 409
U.S. 205 (1972) ....................................................... 8
W R M A B roadcasting Co. v. H aw thorne, 365 F. Supp.
577 (M.D. Ala. 1973) .................................................. 18
W a lker v. P o in ter, 304 F. Supp. 56 (N.D. Tex. 1969) .. 18
W a ters v. W isconsin S tee l W o rks, 502 F.2d 1309 (7th
Cir. 1974), pets, for eert. pending, Nos. 74-1064,
74-1350 ....................................................................... 21
Page
i i
250
Page
Constitution and Statutory Provisions
Constitution of the United States
Amendment V ............ 19
Amendment XIII ............................................ 8, 17, 18
Amendment XIV ...................... 17
Civil Bights Act of 1866 :
42 U.S.C. § 1981........................................... 2-3, 5, 6-21
42 U.S.C. § 1982 .................................................... 7,18
Civil Rig’hts Act of 1870, c. 144, 16 S tat. 140.............. 17
Civil Rights Act of 1964:
Title I I ........................................................................ 22
Title V I I .................................................. 2-3, 5-6, 20-29
National Labor Relations A ct .......................... 3,6, 26-28
Revised Statutes of 1874, §§ 1977, 1978 ..................... 18
Legislative Materials
71 Cong. Globe (39th Cong. 1st Sess.)—debates lead
ing to Civil Rights Act of 1866 ..................... 8-11,18
72 Cong. Globe (39th Cong. 1st Sess.)—debates lead
ing to Civil Rights Act of 1866 ........................ 9-17,18
EEOC, Legislative History of Titles VII and XI of
the Civil Rights Act of 1964 ........................ 2, 22-24
Other Materials
Comment, Racial Discrimination in Employment un
der the Civil Rights Act of 1866, 36 U. Chi. L. Rev.
615 (1969) .................................................................. 22
i i i
251
IN THE
i>uprm£ dmtrt a i thp $mtR& States
OCTOBER TERM, 1975
No. 75-260
L. N. M cD onald and R aymond L . L aird,
Petitioners,
v.
Santa F e T ransportation Company and
Teamsters F reight, T ank L ine and A utomobile I ndustry
E mployees, L ocal U nion No. 988,
Respondents.
MOTION FOR LEAVE TO
FILE A BRIEF AS AMICUS CURIAE
The American Federation of Labor and Congress of In
dustrial Organizations (hereinafter “ AFL-CIO” ) hereby
moves for leave to file the attached brief as am icus curiae
in support of the position of the petitioners in the above
captioned case.
The AFL-CIO is a federation of 110 national and inter
national unions having a total membership of 14 million
working men and women of all races, creeds and colors.
From its inception, AFL-CIO has championed the elimina
tion of all vestig’es of racial discrimination from American
life. It has endeavored to further this goal through the
rule of law, and because of its commitment has sought no
exemptions for unions from the sweep of federal statutes
addressed to that end. Thus, as AFL-CIO President George
Meany stated, when testifying in support of the passage of
253
2
Title VII of the Civil Rights Act of 1964:
“ The leadership of the AFL-CIO, and of the sep
arate federations before merger, has been working
ceaselessly to eliminate those prejudices. The leaders
of every affiliated national and international union are
enlisted in the same effort. We have come a long way
in the last 20 years—a long way farther, I might say,
than any comparable organization, including the re
ligious organizations as a whole, and certainly we are
a generation or more ahead of the employers as a
whole.
“ But we have said repeatedly that to finish the job
we need the help of the U.S. Government, * * * When
the rank-and-file membership of a local union obsti
nately exercises its right to be wrong, there is very
little we in the leadership can do about it, unaided. # * #
“ In short, I am not here to ask for special exemp
tions for unions; quite the contrary. I hope the law you
draft will cover the whole range we ourselves have
written into our constitution * * *.” *
See also the Brief in which the AFL-CIO joined this Term
in F ra n ks v. B ow m an T ra n sp o rta tio n Co., No. 74-728,
argued November 3, 1975.
The decision below is troubling to the AFL-CIO and its
affiliates in two respects: (1) it declares that a federal
law—42 U.S.C. § 1981—extends protections against racial
discrimination to members of one race but not members of
another; and (2) it holds that the victims of racial dis
crimination in employment may not invoke the protections
* EEOC, Legislative History of Titles VII and XI of the Civil
Rights Act of 1964, pp. 2158-59.
254
3
of another federal law, Title VII, if they have engaged in
conduct amounting to a crime under State law.
The Federation believes that the two conclusions reached
below are wrong as a matter of statutory interpretation;
but more, that they are unfortunate impediments to the
national interest in eradicating racial discrimination. The
first is inconsistent with the basic precept of “ equal justice
under law” which in our variegated society must be the
touchstone of all legislation designed to cure discrimina
tion. The second cuts into the protection against actions
motivated by racial discrimination which Congress in
tended to furnish in enacting Title VII.
With respect to the first of the issues presented herein—
whether 42 U.S.C. § 1981 protects whites against racial dis
crimination—the Federation believes that its extensive re
search into the legislative history of the statute may be of
assistance to the Court. Although the petition refers to
portions of that history, we have tendered in the attached
brief a more complete recitation of the materials disclosing
that Congress intended in § 1981 to afford protection
against racial discrimination to whites as well as blacks.
With respect to the second issue presented—the avail
ability of Title VII protections to employees who have
committed acts of misconduct against their employer
amounting to crimes under State law—the court below
purported to find support for its holding in decisions under
the National Labor Relations Act. In the attached brief,
we have drawn upon our extensive experience under the
NLRA to show that, quite the contrary to what the court
below believed, the NLRA cases support petitioners’ posi
tion.
255
i
WHEREFORE, AFL-CIO respectfully prays that this
motion be granted, and that the attached brief be filed.
Respectfully submitted,
J. A lbert W oll
R obert C. Mayer
736 Bowen Building-
815 Fifteenth Street, N.W.
Washington, D.C. 20005
L aurence Gold
815 Sixteenth Street, N.W.
Washington, D.C. 20006
Attorneys for AFL-CIO
256
IN THE
Smynmu' (Emtrt of tho Hutted States
OCTOBER TERM, 1975
No. 75-260
L. N. M cD onald and R aymond L. L aird,
P etitio n ers ,v.
Santa F e T ransportation Company and
Teamsters F reight, T ank L in e and A utomobile I ndustry
E mployees, L ocal U nion No. 988,
_____ Respondents.
BRIEF FOR THE
AMERICAN FEDERATION OF LABOR AND
CONGRESS OF INDUSTRIAL ORGANIZATIONS
AS AMICUS CURIAE
The American Federation of Labor and Congress of In
dustrial Organizations (hereinafter “ AFL-CIO” ) files this
brief contingent upon the granting of the foregoing motion.
SUMMARY OF ARGUMENT
I
The legislative history makes unmistakably clear that
Congress intended 42 U.S.C. § 1981, which forbids racial
discrimination with respect to certain enumerated matters,
to protect whites as well as blacks against such discrimi
nation. That history is detailed at pp. 8-18 in fra .
II
Title VII indisputably protects whites as well as blacks
against racial discrimination. The court below, however,
257
6
held that employees of any race who engage in criminal
conduct against their employer may not challenge the em
ployer’s discipline as violative of Title VII. That holding
contravenes well-established principles.
An employer of course may discipline his employees fo r
m isconduct. But he cannot seize upon that misconduct as
a pretext for imposing discipline for illegal reasons such
as race. Disparate treatment is powerful evidence of illegal
motivation, for the employer has shown by his more lenient
treatment of others that his business interests do not dic
tate the harsher treatment. These principles, which this
Court fully embraced in M cD onell D ouglas Corp. v. Green,
411 U.S. 792 (1973), have also been applied for decades
under the National Labor Relations Act, which Congress
used as a model in drafting Title VII. The principles are
as applicable to misconduct which is “ criminal” as to any
other misconduct. State law may intervene to punish crimes,
but the principles established by federal law do not . bend
out of shape simply because conduct is a State law crime.
Petitioners have stated a claim of violation of Title VII.
ARGUMENT
I. THE SECTION 1981 CLAIM
Petitioners, two white employees, were fired for mis
appropriating their employer’s property. A black employee
who participated with them in the theft was not fired. The
petitioners contend that the black employee was equally
culpable, that the employer imposed heavier discipline on
them because of their race, and accordingly that their
rights under 42 U.S.C. § 1981 were violated.
For petitioner’s allegations to state a claim under § 1981,
two legal propositions must be resolved in their favor:
258
7
(1) That such protections against racial discrimination
as §1981 affords extend to whites as well as blacks; and
(2) That §1981’s guarantee of equal rights to “ make
and enforce contracts” is transgressed by an employer’s
imposition of disparate discipline, because of race, upon
equally culpable employees.
The court below ruled against petitioners on the first
proposition, and never addressed the second. As we show
in Part A, the court was wrong on the issue it decided:
§ 1981 protects whites equally with blacks. Then, in Part
B, we suggest that this Court not decide the second prop
osition now, but rather leave it for initial consideration
below.
A. Such Protections Against Racial Discrimination As 42
U.S.C. § 1981 Affords Extend To Whites As Well As
Blacks
42 U.S.C. § 1981, a portion of Section 1 of the Civil Rights
Act of 1866,1 provides:
“ All persons within the jurisdiction of the United
States shall have the same right in every State and
Territory to make and enforce contracts, to sue, be
parties, give evidence, and to the full and equal bene
fit of all laws and proceedings for the security of per
sons and property as is enjoyed by white citizens, and
shall be subject to like punishment, pains, penalties,
taxes, licenses, and exactions of every kind, and to no
other. ’ ’
The court below held that this statute forbids discrimi
nation against blacks because of their race, but not dis
crimination against whites because of th e ir race. That was
1 The other portion is codified as 42 U.S.C. § 1982.
259
its reading of the words “ all persons . . . shall have the
same right . . . to make and enforce contracts . . . as is en
joyed by white citizens.” But a statutory direction that
blacks shall have “ the same right” as whites can just as
reasonably be understood to preclude according preferen
tial rights to blacks. Moreover, § 1981 does not stop with
the above-quoted language, but adds that “ all persons . . .
shall be subject to like punishment, pains, penalties, . . .
and exactions of every kind.” Thus, in its entirety, the
language of the statute suggests that Congress intended to
forbid racial discrimination against whites as well as
against blacks. And the legislative history confirms that
this is so.2
The bill which eventuated in the Civil Rights Act of
1866 was reported out by the Senate Judiciary Committee
on January 12, 1866, a few days after the Thirteenth
Amendment had been adopted. The bill’s title when intro
duced—and the title which it retained upon enactment—
was “ An act to protect all persons in the United States in
8
- The petitioners have east the question before this Court as one
of standing': “ Whether white employees . . . have standing to sue
under the Civil Rights Act of 1866, 12 U.S.C. § 1981.” Petition,
p. 2. We believe the question is rather one of the substantive mean
ing of the statute. If § 1981 prohibits racial discrimination against
whites, petitioners of course have standing to assert that their
rights under the statue have been violated. If, on the other hand,
§ 1981 forbids only racial discrimination against blacks, petitioners
have failed to state a claim of violation. This is not a case in which
whites seek to predicate a claim upon alleged racial discrimination
against blacks—the context in which standing becomes the critical
question. Sullivan v. Little Hunting Park, Inc., 390 U.S. 229, 237
(1909); Traffieunte v. Metropolitan Life Insurance Co., 409 U.S.
205, 209, n. 8 (1972).
260
9
their civil rights and furnish the means of their vindica
tion.” 3
As introduced, Section 1 of the bill declared that “ the
inhabitants of every race or color . . . shall have the same
right to make and enforce contracts, . . . and shall be sub
ject to like punishment, pains, and penalties, and to none
other . . . ” 4 It did not contain the additional phrase “ as is
enjoyed by white citizens. ’ ’
Senator Trumbull, the Chairman of the Judiciary Com
mittee, was the principal spokesman for the bill. When
Senator Davis, an opponent of the bill, suggested that the
bill was unfair to whites, Senator Trumbull issued an im
passioned refutation.
“ He [Senator Davis] denounces this bill as ‘ outra
geous,’ ‘most monstrous,’ ‘ abominable,’ ‘ oppressive,’
3 71 Cong. Globe (39th Congress, 1st Session) 211 (remarks of
Senator Trumbull) ; 72 Cong. Globe 1861 (remarks of the Speaker).
4 The full text of Section 1, as introduced, was:
‘ ‘ There shall be no discrimination in civil rights or immuni
ties among the inhabitants of any State or Territory of the
United States on account of race, color, or previous condition
of slavery; but the inhabitants of every race and color, with
out regard to any previous condition of slavery or involuntary
servitude, except as a punishment for crime whereof the party
shall have been duly convicted, shall have the same right to
make and enforce contracts, to sue, be parties, and give evi
dence, to inherit, purchase, lease, sell, hold and convey real
and personal property, and to full and equal benefit of all laws
and proceedings for the security of person and property, and
shall be subject to like punishment, pains, and penalties, and to
none other, any lavr, statute, ordinance, regulation, or custom
to the contrary notwithstanding.” 71 Cong. Globe 474; see
also id. at 211.
261
1 0
‘ iniquitous,’ ‘ unconstitutional,’ and ‘ void.’
“ Now, what is this bill that is obnoxious to such
terrible epithets? I t is a bill p ro v id in g tha t all people
shall have equal righ ts. Is not that abominable ? Is not
that iniquitous? Is not that most monstrous? Is not
that terrible on white men? [Laughter.] When was
such legislation as this ever thought of for white men!
“ S ir , th is bill applies to w h ite m en as w ell as black
men. I t declares tha t all persons in the U nited S ta tes
shall be en titled to the sam e civil r igh ts, the right to
the fruit of their own labor, the right to make con
tracts, the right to buy and sell, and enjoy liberty and
happiness; and that is abominable and iniquitous and
unconstitutional! Could anything be more monstrous
or more abominable than for a member of the Senate
to rise in his place and denounce with such epithets as
these a bill, the only object o f w hich is to secure equal
righ ts to all the citizens o f the coun try , a bill tha t pro
tects a w h ite m an ju s t as m uch as a black m a n t W ith
w hat consistency and iv ith w hat face can a S en a to r in
his place here say to the S en a te and the co u n try that
th is is a bill fo r the benefit o f black m en exclusively
w hen there is no such d istin c tio n in it , and w hen the
v e ry object o f the bill is to break doivn all d iscrim ina
tion between black m en and w h ite m en ? ” 5
On February 2, 1866, the Senate passed the bill without
“ 71 Cong. Globe 599 (remarks of Senator Trumbull) (emphasis
added). Opponents, too, understood that the bill protected whites.
Id, at 500, 603 (remarks of Senator Cowan) ; Id, at 505 (remarks
of Senator Johnson). Even Senator Davis, whose contrary under
standing had provoked Senator Trumbull’s refutation, later indi
cated his recognition that pursuant to the bill “ all the people of
every State, black and white, shall have the same civil rights eo
nomine.” 72 Cong. Globe 1415 (remarks of Senator Davis),
262
1 1
material change.6 The bill then went to the House,7 and on
March 1, 1866, the debate on the bill commenced on the
floor of the House. Representative Wilson, the Chairman
of the House Judiciary Committee and the floor manager
of the bill, explained that his Committee proposed that the
bill be amended by changing the word “ inhabitants” to
“ citizens” :
“ This amendment is intended to confine the operation
of this bill to citizens of the United States, instead of
extending it to the inhabitants of the several States,
as there seems to be some doubt concerning the power
of Congress to extend this protection to such inhabi
tants as are not citizens. ’ ’ 8
Representative Wilson then offered “ the following amend
ment, not as coming from the committee, but because it is
necessary to perfect the amendment already offered ’ ’ :
“ Insert after the word ‘property’ in line fifteen of the
first section, the words ‘ as is enjoyed by white citi
zens’ ; so that the clause will read: shall have the
same right to make and enforce contracts, to sue, be
parties, and give evidence, to inherit, purchase, lease,
sell, hold, and convey real and personal property, as
is enjoyed by white citizens.” 9
Representative Wilson’s description of the bill’s purpose,
which followed immediately after he proposed this change,
makes clear that he did not intend by adding these words
6 71 Cong. Globe 606-607.
7 71 Cong. Globe 646.
8 72 Cong. Globe (39th Congress, 1st Session) 1115 (remarks
of Rep. Wilson).
9 Ibid,
263
1 2
to remove the bill’s prohibition of racial discrimination
against whites:
“ It provides for the equality of citizens of the United
States in the enjoyment of ‘ civil rights and immuni
ties’ * * *
“ * * * [0 ]ivil rights are the natural rights of man;
and these are the rights which this bill proposes to
protect every citizen in the enjoyment of throughout
the entire dominion of the Republic.
“ * * * W h a tev er exem ptions there m a y he shall apply
to all citizens alike. One race shall not he m ore favored
in th is respect than another. One class shall not he
requ ired to support alone the burdens w hich should
rest on all classes alike. T h a t is the sp ir it and scope of
the bill, and it goes not one s tep b eyond .” 10
He added that if all citizens were of one race there would
be no need for the bill:
“ But such is not the case, and we must do as best we
can to protect our citizens, from the highest to the
lowest, from the whitest to the blackest, in the enjoy
ment of the great fundamental rights which belong to
all men.” 11
Representative Shellabarger, a supporter, answered
charges that the bill invaded States’ rights. He explained
that Section 1:
“ neither confers nor defines nor regulates any right
whatever. Its whole effect is not to confer or regulate
rights, but to require that whatever of the enumerated
rights and obligations are imposed by State laws shall
10 72 Cong. Globe 1117 (remarks of Rep. Wilson) (emphasis
added).
11 72 Cong, Globe 1118 (remarks of Rep. Wilson).
264
be for and upon all citizens alike without distinctions
based on race or former condition in slavery.
“ # * * Its whole effect is to require that whatever
rights as to each of these civil . . . matters the States
may confer upon one race or color of the citizens shall
he held hy all races in equality. Your State may deprive
women of the right to sue or contract or testify, and
children from doing the same. B u t i f you do so, or do
no t do so as to one race, you shall trea t the o ther
likew ise .” 12 13
The bill was passed by the House,18 and was returned to
the Senate. Because of the amendments which the House
had made,14 the bill was referred to the Senate Judiciary
Committee for consideration.15 On the following day, the
Senate Committee unanimously recommended concurrence
in the House amendments.16
12 72 Cong. Globe 1293 (remarks of Rep. Shellabarger) (emphasis
added). Other supporters expressed like views. Id. a t 1124 (remarks
of Rep. Cook) ; at 1159 (remarks of Rep. Windom). None expressed
a contrary view.
13 72 Cong. Globe 1367.
14 In addition to the amendments discussed heretofore, the House
amended the bill in one other important respect. As explained in
Georgia v. Rachel, 384 U.S. 780, 791-792 (1966), the Senate bill had
contained “ a general provision forbidding ‘discrimination in civil
rights or immunities,’ preceding the specific enumeration of rights
to be included in § 1. Objections were raised in the legislative
debates to the breadth of the rights of racial equality that might be
encompassed by a prohibition so general as one against ‘discrimina
tion in civil rights or immunities.’ There was sharp controversy in
the Senate, but the bill passed. After similar controversy in the
House, however, an amendment was accepted striking the phrase
from the bill.”
15 72 Cong. Globe 1365.
16 72 Cong. Globe 1376.
13
265
14
The House’s addition of the words “ as is enjoyed by
white citizens” sparked the following exchange on the
Senate floor:
‘ ‘ MR. VAN WINKLE: There seems to he an incon
gruity in this language. . . . The clause commences
with the words ‘ and such citizens.’ As I understand
those words they include all persons who are or can
be citizens, white persons and all others. The clause
then goes on to provide that ‘ such citizens of every
race and color, without regard to any previous condi
tion of slavery or involuntary servitude, shall have the
same right to make and enforce contracts,’ &e., ‘ as is
enjoyed by white citizens.’ It seems to me these words
are superfluous. The idea is that the rights of all per
sons shall be equal; and I think the clause, leaving out
these words, would attain the object. This is merely a
verbal criticism. I think the bill is incongruous in
expression as it stands.
“ MR. TRUMBULL: I quite agree with the Senator
from West Virginia that these words are superfluous.
I do not think they alter the bill. I think the bill Would
be better without them, but they have been adopted by
the House of Representatives. We did not think they
altered the meaning of the bill; and we did not think
it worthwhile to send the bill back just because these
words were inserted by the House. They thought there
was some importance in them and have inserted them;
and as in the opinion of the committee which examined
this matter they did not alter the meaning of the bill,
the committee thought proper to recommend a con
currence, and I hope the Senate wall concur in it.
“ MR. VAN WINKLE : It is a mere verbal correction
that I suggested, and I am not at all strenuous about 17
17 72 Cong. Globe 1413.
266
15
The Senate approved the bill with the House amendments,18
and the bill was referred to the President.
President Johnson vetoed the bill. He stated that “ a
perfect equality of the white and black races is attempted
to be fixed by Federal law” ; that as to the matters enumer
ated in the bill no State could “ ever exercise any power of
discrimination between the different races ’ ’ ; that Congress
was seeking to “ abrogate all State laws of discrimination
between the two races in the matter of real estate, of suits,
and of contracts generally” ; and that Congress was seek
ing to “ repeal all State laws discriminating between whites
and blacks in the subjects covered by this bill. ’ ’ 19
When the Senate took up reconsideration of the bill
following the veto, Senator Trumbull confirmed the ac
curacy of the President’s reading:
“ The bill neither confers nor abridges the rights of
anyone, but simply declares that in civil rights there
shall be an equality among all classes of citizens and
that all alike shall be subject to the same punishment
. . . Each state . . . may grant or withhold such civil
rights as it pleases; all that is required is that, in this
respect, its laws shall be impartial. ’ ’ 20
The Senate voted to override the veto, and the bill was
referred to the House.21 In the House the principal speech
urging that the veto be overridden was delivered by Repre
sentative Lawrence, and it included the following obser
vations :
18 72 Cong. Globe 1422.
19 72 Cong. Globe 1679-80 (veto message of President Johnson).
20 72 Cong'. Globe 1760 (remarks of Senator Trumbull).
21 72 Cong. Globe 1809.
267
16
“ [The bill] does not confer any civil right, but so far
as there is any power in the States to limit, enlarge,
or declare civil rights, all these are left to the States.
“ But it does provide that as to certain enumerated
civil rights every citizen ‘ shall have the same rigid
in every State and Territory.’ That is ivha tever of
certa in civil r ig h ts m ay he en joyed by any shall be
shared by all c itizens in each S ta te , and in the T e r r i
tories, and these are:
“ 1. To make and enforce contracts.
“ 2. To sue, to be sued, and to be parties.
“ 3. To give evidence.
“ 4. To inherit, purchase, lease, sell, hold and convey
real and personal property.
“ 5. To be entitled to full and equal benefit of all laws
and proceedings for the security of person and
property. ” .. .
“ T h is bill, in tha t broad and com prehensive ph ilan
th ro p y w hich regards all m en in the ir c ivil r igh ts as
equal before the law, is no t m ade fo r any class or
creed, or race or color, but in the g rea t fu tu re that
aw aits us w ill, i f it become a law, p ro tec t every citi
zen. . . . ” 22
In an eloquent closing, Representative Lawrence declared:
“ Mr. Speaker, this Nation must settle the question
whether among her own citizens there may be a dis
crimination in the enjoyment of civil rights . . . If
States may deny to any class of our citizens the right
to make contracts, to own a homestead; may strip men
of all that is valuable in life; if we shall sanctify this
22 7 2 Cong. Globe 1832, 1833 (remarks of Rep. Lawrence) (em
phasis added).
268
17
as the mission of the American Government, some
fr ien d less class or race m ay su ffe r today, but as sure
as re tr ib u tive ju stice ex is ts the terrib le w rong w ill
sooner or la ter ‘re tu rn to p lague the in v e n to rs ,’ and
u:c who have ‘sow n the w in d ’ m ay ‘reap the w h irlw in d .’
“ But if we shall [vindicate the Constitution by en
acting this bill] then may we hope that the men of
today and of all times will enjoy its benefits and bless
ings forever.” 23
On April 9,1866, the House joined the Senate in overriding
the veto, and the bill became law.24 25
Soon thereafter, in part because some Congressmen were
concerned that the Thirteenth Amendment might be held
to have been insufficient authority for enactment of the
Civil Rights Act of 1866, Congress proposed the Four
teenth Amendment.26 In 1870, following the ratification of
the latter Amendment, Congress re-enacted the provisions
of Section 1 of the 1866 Act,26 changing the words “ such
citizens of every race or color” to “ all persons within the
jurisdiction of the United States” in order to extend the
Act’s protections to aliens.27 Subsequent codifications of
26 72 Cong. Globe 1837 (remarks of Rep. Lawrence) (emphasis
added).
24 72 Cong. Globe 1861.
25 H u r d v. H o d g e , 334 U.S. 24, 32-33 (1948).
26 Sections 16 and 18 of the Act of May 31, 1870, c. 144, §§ 16,
18, 16 Stat. 140, 144.
27 The legislative history of this extension is described in G uerra
v. M a n ch es ter T e rm in a l Gorp., 350 F. Supp. 529, 533-536 (S.D. Tex.
1972), affirmed on this issue, 498 F.2d 641, 653-654 (5th Cir. 1974).
See also T a ku h a sh i v. F ish & Game Commission, 334 U.S. 410, 419-
420 (1948).
269
18
tlie 1866 Act have split Section 1 into two parts, now ap
pearing as 42 U.S.C. §§1981, 1982.28
The foregoing legislative history shows beyond question
that Congress intended Section 1 of the 1866 Act to apply
to racial discrimination against whites, as well as against
blacks, and the court below erred in declaring otherwise.29
28 See, previously, Revised Statutes of 1874, §§ 1977, 1978.
29 The question of Congress’ constitutional authority to protect
whites against private employment discrimination has been little
discussed in the cases. Congress did not purport to be acting under
the commerce clause when it enacted § 1981, and this Court did not,
in Jones v. Mayer Co., 392 U.S. 409 (1968), suggest that the 1866
A ct’s application to private discrimination was confined to instances
of involvement of interstate commerce. Assuming that § 1981
reaches private employment discrimination (see pp. 19-20, n.30,
infra), two other constitutional predicates are available for its pro
tection of whites:
(1) The Congress which enacted the 1866 Act thought that
the enabling clause of the Thirteenth Amendment authorized it
to protect persons of all races against racial discrimination
regarding fundamental righ ts: any such racial discrimination
was a “ badge or incident of slavery.” See, e.g., 71 Cong. Globe
474 (remarks of Senator Trumbull) ; 72 Cong. Globe 118 (re
marks of Representative Wilson) ; Icl. at 1124 (remarks of Sen
ator Cook) ; Id. at 1159 (remarks of Representative Windom).
See also Walker v. Pointer, 304 F. Supp. 56, 58 (N.D. Tex.
1969).
(2) In any event, as the Thirteenth Amendment at least
authorized Congress to protect blacks against private racial
discrimination, Jones v. Mayer Co., supra, 392 U.S. at 437-444,
Congress’ authority to assure that an enactment to that effect
did not result in preferential treatment of blacks may be
seen as “ a power ancillary to the enabling clause of the Thir
teenth Amendment,” WRMA Broadcasting Co. v. Hawthorne,
365 F. Supp. 577, 581 (M.D. Ala. 1973) (Johnson, J .) , Cf.
Houston, E.d-W.T.R. Co. v. United States, 234 U.S. 342 (1914).
(Footnote continued on next page.)
270
19
B. This Court Should Not Reach or Decide the Question
Whether the Particular Act of Racial Discrimination
Alleged Here Would, if Proved, Constitute a Violation
of § 1981
We have shown that whatever protections against racial
discrimination are afforded to blacks by 42 U.S.C. § 1981
are afforded to whites as well. A holding to that effect is
sufficient to dispose of the lone § 1981 issue addressed by
the courts below, and would warrant a remand of this case
for further proceedings consistent with that holding. We
respectfully urge that this Court not take the further step
of deciding whether the particular act of racial discrimina
tion alleged here—the imposition of disparate discipline,
because of race, upon equally culpable employees—-would,
if proved, constitute a violation of § 1981.30
Indeed, had Congress not extended § 1981’s protection to whites
it might have run afoul of the F ifth Amendment, by forbidding
discrimination against one race while countenancing it against the
other. The instant case highlights the constitutional issue. The
petitioners here alleged that white and black employees had 1 ‘ equal
complicity” in a jointly-perpetrated theft, and that the employer
meted out disparate discipline solely because of their race. Could
Congress, consistently with the F ifth Amendment, forbid the em
ployer’s visiting the heavier discipline upon the black because of
his race, while leaving the employer free to visit the heavier disci
pline upon the whites because of th e ir race ?
30 This Court has declared that § 1981’s provision relating to
■‘racial discrimination in the making and enforcement of contracts”
affords “ a federal remedy against discrimination in private em
ployment on the basis of race. ” J o h n so n v. R a ilw a y E x p re s s A g e n c y ,
421 U.S. 454, 459-460 (1975). No party in J o h n so n questioned the
applicability of §1981 to private employment discrimination (cf.
Bob J o n es U n iv e rs ity v. S im o n , 416 U.S. 725, 740 n. 11 (1974) ),
and no party in the instant case has asked the Court to reconsider
the correctness of Jo h n so n . Accordingly, our discussion in the text
(F o o tn o te c o n tin u e d on n e x t p a g e .)
271
20
This Court observed in Jo n es v. M ayer Co., supra , 392
U.S. at 413, that 11982 is “ not a comprehensive open hous
ing law,” and in that respect has a more limited substan
tive scope than the recently-enacted civil rights laws reg
ulating housing discrimination. In like manner, 1 1981 is
not a comprehensive fair employment law. Unlike Title VII
of the Civil Eights Act of 1964, which devotes hundreds of
words to defining what is and is not discriminatory em
ployment conduct, § 1981 merely prohibits racial discrimi
nation with respect to the “ right . . . to make and enforce
contracts.” Moreover, as noted above (p. 13, n. 14), the
Congress which enacted the 1866 Act rejected a compre
hensive anti-discrimination clause in favor of one confined
to specifically enumerated subjects, thus suggesting cau
tion in defining § 3981’s sweep.
assumes Johnson’s continued viability. In other pending cases,
however, this Court has been asked to reconsider the correctness of
its seminal holding- in Jones v. Mayer Co.—from which Johnson
flowed—that Section 1 of the Civil Rights Act of 1866 applies to
private discrimination. Runyon v. McCrary, No. 75-62, cert. gr.
44 LAV. 3279 (1975) (Petition, pp. 6-9) ; see also Fairfax-Brewster
School, Inc. v. Gonzales, No. 75-66, cert. gr. 44 LAV. 3279 (1975)
(Petition, pp. 7-9). The correctness of Jones v. Mayer Co. has been
much debated. See, e.g., Sullivan v. Little Hunting Park, 396 U.S.
229, 241 (1969) (dissenting opinion of Mr. Justice Harlan, joined
by the Chief Justice and Mr. Justice White) ; McCrary v. Runyon,
515 F.2d 1082, 1086-87 (4th Cir. 1975) (en banc). As the issue is
before the Court pursuant to the grant of certiorari in Runyon v.
McCrary, and so that no implication may be drawn from our silence,
we are constrained to observe that a reading of the legislative
history of the 1866 Act in its entirety, which we undertook in prep
aration of this brief and of the brief we joined in Franks v. Bow
man Tpn. Co., No. 74-728, has left us with an indelible impression
that the Congress of 1866 thought its bill applied only to State
action.
272
21
The content to be imparted to the words “ make and en
force contracts” has been little explored by the lower
courts, and has not been addressed by any court in the
context of the particular behavior alleged here: disparate
discipline. It is one thing to hold that an employer who
discriminatorily refuses to hire the members of a particular
race has violated § 1981: by his conduct he has engaged in
racial discrimination in the making of employment con
tracts. It is quite another to say that every discriminatory
action taken by an employer against his employees consti
tutes invasion of the “ equal right” to “ make and enforce
contracts” . Compare the widely divergent interpretations
of that phrase in the majority and dissenting opinions in
M cC rary v. R u n yo n , 515 F.2d 1082 (4th Cir. 1975) ( en banc),
cert. gr. 44 L.W. 3279 (1975).31
The substantive scope of § 1981 has not been considered
by either of the lower courts in the instant case, was not
discussed by the parties in the petition and briefs in oppo
sition, and quite likely will not be addressed in the briefs
on the merits. In these circumstances, we respectfully sug
gest that the matter be left for initial exploration by the
courts below.32
31 See also the cross-petition for certiorari in United Order of
American Bricklayers v. Waters, No. 74-1350, pp. 2, 17.
32 There is an additional consideration which may arise in some
§ 1981 employment cases, albeit not in this one. In enacting Title
VII of the 1964 xlct, Congress determined that there were some
practices which, although arguably discriminatory, should not be
invalidated by Title VII. Section 703 (e )-(j), 42 U.S.C. § 2000e-2
(e)-(j). There may conceivably develop instances where conduct
specifically protected in Title V II is said to violate § 1981. The
question of the interrelationship of the two laws would then be
posed. As Congress focused specifically on private employment
(Footnote continued on next page.)
273
2 2
II. THE TITLE VII CLAIM
Title ArII of the Civil Rights Act of 1964, § 703(a), 42
U.S.C. §2G00e-2(a), provides:
“ It shall be an unlawful employment practice for an
employer—
“ (1) To fail or refuse to hire or to discharge any
individual or otherwise to discriminate against any
individual with respect to his compensation, terms,
conditions, or privileges of employment, because of
such individual’s race.. . . ”
No party herein disputes that this provision forbids racial
discrimination against whites as well as against blacks.
“ Discriminatory preference for any group, minority or
majority, is precisely and only what Congress has pro
scribed.” G riggs v. D uke P ow er Co., 401 U.S. 424, 431
(1971). The legislative history of Title VII clearly evi
dences Congress’ intention to forbid racial discrimination
against whites.33
discrimination in shaping the 1964 Act, but did not do so at all
when considering the 1866 Act, there are substantial arguments
for harmonizing the substantive reach of the two statutes in such
instances. Comment, R a cia l D isc r im in a tio n in E m p lo y m e n t u n d e r
th e C iv il R ig h ts A c t o f 1866, 36 U. Chi. L. Rev. 615, 632-633 (1969).
See also W a te r s v. W isco n sin S te e l W o rk s , 502 F.2d 1309. 1320, n. 4
(7th Cir. 1974), pets, for cert, pending, Nos. 74-1064, 74-1350. Cf.
B o y s M a rk e ts , P ic . v. R e ta il C lerks U n ion , 398 U.S. 235, 249-253
(1970). This Court has recognized that a similar question exists with
respect to the interrelationship between § 1982 and Title II of the
1964 Act. T illm a n v. W h e a to n -R a v e n R ecrea tio n A sso c ia tio n , 410
U.S. 431, 438-439 (1973).
83 The floor managers of Title V II in the Senate, Senators Clark
and Case, introduced a series of materials designed to constitute a
definitive interpretation of Title VII. One of these materials was a
(F o o tn o te c o n tin u e d on n e x t page .)
274
23
In the instant case, petitioners allege that for reasons of
race their employer has imposed more severe discipline
upon them than upon an equally-culpabie black co-employee
for a jointly perpetrated theft against the employer. The
court below ruled that petitioners did not state a claim of
violation of Title VII: having admitted the commission of
a criminal act against their employer, the court below rea-
series of “ objections” and “ answers” . Among the “ objections”
was the following:
“ Objection: Many employers will lean over backwards to
avoid discrimination, and as a result will discriminate against
other employees. . . .
“ Answer: . . . [T]he Commission has a clear mandate to
engage in widespread educational and promotional activities
to encourage understanding and acceptance of the policy of
the Act, including the obligation not to discriminate against
whites.” EEOC, Legislative History of Titles V II and XI of
Civil Rights Act of 1964 (hereinafter “ Leg. H ist.” ) 3014-15.
Yet another of the “ objections” was as follows:
“ Objection: The bill would require employers to establish
quotas for non-whites in proportion to the percentage of non
whites in the labor market area.
“ Answer: Quotas are themselves discriminatory” (Leg. Hist.
3015).
Another of the legislative materials introduced was an interpreta
tive memorandum prepared by Senators Clark and Case. Insofar as
relevant here, the memorandum stated :
“ There is no requirement in Title V II that an employer main
tain a balance in his work force. On the contrary, any deliber
ate attempt to maintain a racial balance, whatever such a
balance may be, would involve a violation of Title V II because
maintaining such a balance would require an employer to hire
or to refuse to hire on the basis of race” . (Leg. Hist. 3040).
The memorandum also stated that employers would “ not be obliged
— or in d eed , p e r m it te d —to fire whites in order to hire Negroes,
or to prefer Negroes for future vacancies, or, once Negroes are
(F o o tn o te c o n tin u e d on next, p a g e .)
275
24
soned, Title \rII afforded them no protection against the
consequences. This holding is wrong.
In M cD onnell D ouglas Corp. v. G reen, 411 U.S. 792, 803
(1973), this Court recognized the self-evident proposition
that an employee’s race or color cannot insulate him from
the ordinary consequences of misconduct:
hired, to give them special seniority rights at the expense of the
white workers hired earlier” ib id , (emphasis added).
Yet another of the materials introduced by Senators Clark and
Case was a Department of Justice memorandum responding to
certain objections which had been raised by Senator Hill. Explain
ing that Title V II does not require racial quotas, this memorandum
added:
“ On the contrary, any deliberate attempt to maintain a given
balance would almost certainly run afoul of Title V II because
it would involve a failure or refusal to hire some individual
because of his race, color, religion, sex, or national origin. What
Title V II seeks to accomplish, what the Civil Rights Bill seeks
to accomplish is equal treatment for all.” (Leg. Hist. 3245)
Senator Williams, one of the leading supporters of the bill, ex
plained during the debates that “ to hire a Negro solely because he
is a Negro is racial discrimination, just as much as a ‘white only’
employment policy. Both forms of discrimination are prohibited by
Title V II of this bill.” (Leg. Hist. 3189). Indeed, precisely because
discrimination against whites was encompassed by Title VII, Con
gress became intrigued with the question whether the Harlem
Globetrotters could retain their identity as an all-black team. (Leg.
Hist. 3013-14, 3191.) The conclusion was that they could, because
they did not employ enough people to be covered by Title V II (Leg.
Ilist. 30.13-14). In like manner, questions were raised as to the
motion picture industry’s ability to depict black characters without
discriminating in employment (Leg. Hist. 3013-14). The conclusion
was that they could insist upon employees who resembled the
characters they wished to be portrayed, but could not limit hiring
by race (i.e., they could hire persons who “ looked” black, but
could not insist that they be black) (ibid).
276
25
“ Nothing in Title VII compels an employer to absolve
and reliire one who has engaged in . . . deliberate, un
lawful activity against it. ’ ’
The court below cited M cD onnell D ouglas as supporting its
conclusion, apparently deeming the foregoing statement
dispositive. Manifestly, that court did not read far enough,
for in M cD onnell D ouglas, Mr. Justice Powell went on to
declare:
“ [B]ut the inquiry must not end here. While Title VII
does not, without more, compel rehiring of respondent,
neither does it permit petitioner to use respondent’s
conduct as a pretext for the sort of discrimination pro
hibited by § 703(a)(1). On remand, respondent must,
as the Court of Appeals recognized, be afforded a fair
opportunity to show that petitioner’s stated reason for
respondent’s rejection was in fact pretext.” Id . at 804.
In other words, an employer is free to fire employees for
engaging in unlawful conduct, and if that is indeed its
reason it has not violated Title VII. But the existence of
valid grounds for discharge will not legitimatize a dis
charge actually predicated upon race.
Of particular relevance here, in M cD onnell D ouglas this
Court recognized that disparate treatment is powerful evi
dence that an employment decision has been impermissibly
tainted by racial motivation:
“ Especially relevant to such a showing would be evi
dence that white employees involved in acts against
petitioner of comparable seriousness to the ‘ stall-in’
were nevertheless retained or rehired. Petitioner may
justifiably refuse to rehire one who was engaged in
unlawful, disruptive acts against it, but only if this
criterion is applied alike to members of all races.” Id .
at 804.
277
26
The court below purported to find support for its con
trary holding in decisions under the National Labor Rela
tions Act. Reference to the NLRA is, of course, appropri
ate, for it too is an anti-discrimination statute, and Con
gress used it as a model in drafting Title VII. A lbem arle
P aper Co. v. M oody, 422 U.S. 405, 419-420 and n. 11 (1975).
Indeed, in M cD onnell D ouglas, 411 U.S. at 803-804, this
Court found “ pertinent” the holding in L abor B oard v.
F a n stee l Corp., 306 U.S. 240, 255 (1939), that wrongdoers
are not insulated from discharge fo r th e ir w rongs. But the
court below erred in failing to perceive that under the
NLRA, as under Title VII, that is not the end of the
inquiry.
Section 8(a)(3) of the NLRA forbids discrimination on
the basis of union allegiance or non-allegiance. As F anstee l
recognized, this provision does not insulate a union ad
herent from discipline for acts of misconduct. But con
versely, an employee’s misconduct will not legitimatize
discipline which in fact was imposed because of the em
ployee’s union allegiance. And the strongest evidence of
improper motivation is that other employees, who are not
union adherents, were treated less harshly for the same
offense. In that circumstance, the employer cannot contend
that the discipline of the union adherent w’as necessary to
achieve legitimate business interests—the more lenient
treatment of others belies the claim. As this Court ex
plained in A m erican S h ip B ldg . v. L abor B oard , 380 U.S.
300, 312 (1965), “ where many have broken a shop rule, but
only union leaders have been discharged, the Board need
not listen too long to the plea that shop discipline was sim
ply being enforced. ’ ’
Nor have the NLRA cases declined to apply these prin
278
27
ciples where the particular employee misconduct consisted
of criminal activity against the employer. Of course an em
ployer may discipline employees for such misconduct, and
the employees may be prosecuted by the State as well. But
the NLRA is not an instrument of the criminal laws, and
its principles do not bend out of shape because conduct
amounts to a crime under State law.34 Thus, if an employer
seizes upon an employee’s criminal conduct as a pretext
to inflict an injury in fact motivated by the employee’s
union allegiance, Section 8(a)(3) is violated.
The reference in the opinion below to N ix v. N L R B , 418
F.2d 1001 (5th Cir. 1969), appears to suggest that the Fifth
Circuit has, in a case arising under the NLEA, taken a view
of the scope of 18(a)(3) contrary to that just stated. In
N ix, as here, the employee had engaged in theft against the
employer, and the Fifth Circuit there declared that the
theft “ furnished ample grounds for discharge.” Id . at
1006. But the court recognized in N ix that there remained
an issue as to “ whether or not the reason assigned for dis
charge was pretextual, i.e., that the real motive for Nix’s
discharge was his activities with the [union].” Ib id . The
court sustained the discharge only because it found that
the discharge was indeed for theft, and not pretextual. Id .
at 1006-08.
The Fifth Circuit captured the essence of the NLRA law
in N L R B v. F ine s ilver Mf g. Co., 400 F.2d 644 (5th Cir.
1968). There three employees were involved in a fight. The
two pro-union employees were fired; the one non-union em
ployee was not. The court recognized, of course, that em
See, eg., Steelworkers v. Labor Board, 370 U.S. 492, 501-502
(1964); Labor Board v. Rice Milling Co., 341 U.S. 665, 672 (1951).
279
2 8
ployers may fire employees for fighting. But on the facts
of the case, the court reasoned:
“ [T]he fight cannot withstand scrutiny as a reason
for discharging [the two pro-union employees] be
cause Gonzalez, who was friendly to management, was
not fired. Since Gonzalez was not fired, it can reason
ably be inferred that Palacios and Fabian would not
have been treated differently but for their known al
legiance to the union.” Id . at 647.
In sum, an employer who has treated criminal conduct less
severely when engaged in by non-union employees cannot
be heard to say that he does not want “ criminals” work
ing for him: he has shown, by his retention of non-union
“ criminals,” that his plea is false.
For like reasons, an employer violates Title VII if, be
cause o f race, he visits more severe discipline upon em
ployees of one race who engage in criminal misconduct
than upon those of another race who are equally culpable.
That principle does no violence to the employer’s legitimate
interests, but rather reflects his own evaluation of those
interests. Since the employer has not deemed the miscon
duct sufficient to merit discharge when engaged in by em
ployees of one race, he may not be heard to assert “ busi
ness justification” as a shield for his racial discrimination.
Of course, in the instant case it remains for petitioners
to prove their allegations. They have alleged, but have yet
to prove, that in fact there was disparate treatment (i.e.,
that the black employee was indeed “ equally culpable” ),
and that such disparate treatment was visited because of
race, and not for other reasons.35 But petitioners’ allega
35 For example, an employer might show that although all em-
(Footnote continued on next page.)
280
29
tions state a claim of violation of Title VII, and the court
below erred in holding otherwise.
CONCLUSION
For the reasons set forth hereinabove, the decision below
should be reversed.
Respectfully submitted,
J . Albert W oll
R obert C. Mayer
736 Bowen Building
815 Fifteenth Street, N.W.
Washington, D.C. 20005
L aurence G old
815 Sixteenth Street, N.W.
Washington, D.C. 20006
A tto rn e y s fo r A F L -C IO
ployees were equally culpable, their prior work records were
greatly different and thus warranted mitigation in the case of one
employee but not in the ease of others.
281
IN THE
Supreme Court of tje MnttelJ States
O c to b er T e r m , 1975
No. 7 5 -2 6 0
l . n . McDo n a ld and Ra y m o n d l . l a ir d ,
Petitioners,
vs.
SANTA FE TRANSPORTATION COMPANY and TEAM
STERS FREIGHT, TANK LINE and AUTOMOBILE
INDUSTRY EMPLOYEES, LOCAL UNION NO. 988,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT
OF APPEALS FOR THE FIFTH CIRCUIT
MOTION FOR LEAVE TO FILE BRIEF AS AMICUS
CURIAE AND BRIEF OF THE CHAMBER OF
COMMERCE OF THE UNITED STATES OF
AMERICA AS AMICUS CURIAE
LAWRENCE B. KRAUS
General Counsel
RICHARD B. BERMAN
Labor Relations Counsel
Chamber of Commerce of the
United States of America
1615 H Street, N. W.
Washington, D. C. 20006
GERARD C. SMETANA
JERRY KRONENBERG
JULIAN D. SCHREIBER
BOROVSKY, SMETANA, EHRLICH
& KRONENBERG
2011 Eye Street, N. W.
Suite 800
Washington, D. C. 20006
A ttorneys fo r the A m icus Curiae
283
TABLE OF CONTENTS
PAGE
Summary of Argument............................................... 1
Argument............. 3
A. Caucasians Have an Actionable Right Under 42
U. S. C. Section 1981 to Challenge Racial Dis
crimination Directed Against Them................... 4
B. Caucasians Have Actionable Rights Under Title
VII of the Civil Rights Act of 1964 to Challenge
Racial Discrimination Directed Against Them.. 9
C. To Comport with the Constitution, Section 1981
and Title VII Must Be Read to Confer Action
able Rights on Caucasians and Non-Caucasians
Alike ............................................................... 13
Conclusion....................................................................... 18
285
T able of A uthorities C ited
Cases
Alexander v. Gardner-Denver Co., 415 U. S. 36 (1974). .
Bolling v. Sharpe, 347 U. S. 497.....................................
Brady v. Bristol-Meyers, Inc., 459 F. 2d 621 (1972). . .
Brown v. Board of Education, 347 U. S. 483 (1954). . .
Carter v. Gallagher, 452 F. 2d 315 (CA 8, 1971), cert.
den. 406 U. S. 950 (1972).........................................
Central Presbyterian Church v. Black Liberation Front, 303
11
F. Supp. 894 (E. D. Mo. 1969)..................................9,
DeFunis v. Odegaard, 416 U. S. 312 (1974)..........13, 15,
Franks v. Bowman Transportation, Inc., et al., No. 74-728
(decision pending).......................................................
Gannon v. Action, 303 F. Supp. 1240 (E. D. Mo. 1969),
affirmed on other grounds 450 F. 2d 1127 (CA 8,
1971)........................................ .............................
Griggs v. Duke Power Company, 401 U, S. 424 (1971)
...............................................................................3, 11,
Hirabayashi v. United States, 320 U. S. 81......................
Hodges v. United States, 203 U. S. 1 (1906)..................5,
Hollander v. Sears, Roebuck and Co.,....... F. Supp...........
(D. Conn. 1975), 10 FEP Cases 473..........................
Hughes v. Superior Court, 339 U. S. 460 (1950)..........13,
Johnson v. Railway Express Agency, Inc., et al., 421 U. S.
454 (1975) ....................................................... 4, 5, 11,
Jones v. Alfred H. Mayer Co., 392 U. S. 409................
Korematsu v. United States, 323 U. S. 214......................
Loving v. Virginia, 388 U. S. 1 (1967). ........................
McDonnell Douglas Corp. v. Green, 411 U. S. 792 (1973)
9
13
9
17
9
15
16
16
9
12
13
13
9
16
14
8
13
13
11
286
Ill
McLaughlin v. Florida, 379 U. S. 184 (1964)........... 13
Roberts v. Boston, 59 Mass. (5 Cash.) 198 (1849)........ 14
Waters v. Wisconsin Steelworkers of International Har
vester, 472 F. 2d 476 (CA 7, 1974)............................ 4
WRMA Broadcasting Co. v. Hawthorne, 365 F. Supp. 577
(M. D. Ala. 1973). .....................................................9, 15
Statutes
Civil Rights Act of 1866..............................................passim
Section 1981, 42 U. S. C. § 1981
Section 1982, 42 U. S. C. § 1982
Civil Rights Act of 1964................................................passim
Title VH
Enforcement Act of 1870, 16 Stat, 140, Section 18.......... 8
Executive Order 11246 ................................................passim
Executive Order 11375 ................. passim
United States Constitution, Thirteenth Amendment. . . .passim
Miscellaneous
Buchanan, The Quest for Freedom: A Legal History of the
Thirteenth Am endm ent, 12 Hous. L. Rev. 1 (1975)... 5
Comment: Section 1981 and Private Groups, The R ight to
Discriminate v. Freedom from Discrimination, 84 Yale
L. J. 1441 (1975)......... 6
Cong. Globe, 38th Cong., 1st Sess. 2989-2990 (1964). . 4
Cong. Globe, 39th Cong., 1st Sess. (1866)
366 ............................................... .................... .. . 5
599 ......................................................................... 6
1115 ....................................................................... 6
1115, 1118 ............................................................. 6
1832-33 ................................................................... 7
287
IV
EEOC Decision No. 75-268 (1974), 10 FEP Cases 1502 12
EEOC Decision No. 74-31 (1973), CCH EEOC Decisions
<H 6404 ........................................... ............................. 12
EEOC Decision No. 74-106 (1974), CCH EEOC Deci
sions f 6427 ........................................................... I2
Frank and Munro, The Original Understamiing of Equal
Protection of the Laws, 1972 Wash. U. L. Q. 421
(1972) 14
Kaplan, Equal Justice in an Unequal World, 61 Nw. U.
L. Rev. 363 (1966)...................................................... 13
2 Works of Charles Sumner, 341 (1974)......................... 14
110 Cong. Rec. (1964) 6563-64.............................. 10
7217 .................................... 10
6549 ........... 10
118 Cong. Rec. S. 161 (daily ed. January 20, 1972)... 10
288
IN TH E
supreme Court of tfje Umteb States;
O c to b er T e r m , 1975
No. 75-260
L. N. MCDONALD and RAYMOND L. LAIRD,
Petitioners,
vs.
SANTA FE TRANSPORTATION COMPANY and TEAM
STERS FREIGHT, TANK LINE and AUTOMOBILE
INDUSTRY EMPLOYEES, LOCAL UNION NO, 988,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT
OF APPEALS FOR THE FIFTH CIRCUIT
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE
The Chamber of Commerce of the United States of America
respectfully moves, pursuant to Rule 42 of the Rules of this
Court, for leave to file the attached brief amicus curiae on
behalf of the Petitioner in this case. The Petitioner has con
sented to the filing by letter to this Court.
The Chamber of Commerce of the United States of America
is a federation consisting of a membership of over thirty-seven
hundred (3,700) state and local chambers of commerce and
professional and trade associations, a direct business member
ship in excess of fifty-two thousand (52,000) and an underly
ing membership of approximately five million (5,000,000)
289
2
business firms and individuals. It is the largest association of
business and professional organizations in the United States.
In order to represent its members’ views on questions of
importance to their vital interests and to render such assistance
as it can to this Court’s deliberations in such areas, the Chamber
has frequently participated as amicus curiae in a wide range of
significant labor relations matters before this Court; e.g., Franks
v. Bowman Transportation, Inc., et al., No. 74-728 (decision
pending); Geduldig v. Aiello, et al., 417 U. S. 484 (1974);
Griggs v. D uke Power Company> 401 U. S. 424 (1971); Con
nell Construction Company, Inc. v. Plumbers and Steamfitters
Local Union No. 100, etc., 43 L. W. 4657 (1975); Boy’s
M arkets v. Retail Clerks Union, 398 U. S. 235 (1970); H. K.
Porter Co. v. N. L . R . B., 397 U. S. 99 (1970); Sears, Roebuck
and Co. v. Carpet Layers, Local 419, 397 U. S. 655 (1970);
Super Tire Engineering Co., et al. v. McCorkle, et al, 416 U. S.
115 (1974).
The issue of this case, whether Caucasians have actionable
rights under 42 U. S. C. Section 1981, the Civil Act of 1866,
and under Title VII to protest racial discrimination is of major
interest to the Chamber’s membership. The Chamber’s mem
bers are interested in employing those whose qualifications render
them most fit for the work. The decision below impacts upon this
interest. Thus, the effect of the decision below is not limited
to denying only Caucasians the right to redress racial discrim
ination directed against them. In a very real sense this deci
sion denies Caucasians equal employment opportunities. That
is, by construing the Civil Rights Acts to deny Caucasians pro
tection against racial discrimination in employment, the court
has invited agency administrators or private “affirmative action”
groups to pressure employers in order to obtain preferences in
employment for non-Caucasians. Insofar as such racial prefer
ences would deny employment to qualified Caucasians, these
preferences compel reverse discrimination and are attended,
apart from constitutional and ethical problems, by increased
production costs and reduced efficiency.
290
3
Thus, since this Court’s decision will exert a substantial
impact upon the Chamber’s members, the Chamber requests
this Court to grant its motion for leave to file the attached brief
as amicus curiae.
Respectfully submitted,
LAWRENCE B. KRAUS
General Counsel
RICHARD B. BERMAN
Labor Relations Counsel
Chamber of Commerce of the
United States of America
1615 H Street, N. W.
Washington, D. C. 20006
GERARD C. SMETANA
JERRY KRONENBERG
JULIAN D. SCHREIBER
BOROVSKY, SMETANA, EHRLICH
& KRONENBERG
2011 Eye Street, N. W.
Suite 800
Washington, D. C. 20006
A ttorneys fo r the A m icus Curiae
291
IN THE
Supreme Court of tfje ®ntteb fetatesr
O c to b er T e r m , 1975
No. 75-260
l . n . McDo n a l d and Ra y m o n d l . l a ir d ,
Petitioners,
vs.
SANTA FE TRANSPORTATION COMPANY and TEAM
STERS FREIGHT, TANK LINE and AUTOMOBILE
INDUSTRY EMPLOYEES, LOCAL UNION NO. 988,
Respondents.
ON w r it o f c e r t io r a r i t o t h e u n it e d sta tes c o u r t
OF APPEALS FOR THE FIFTH CIRCUIT
BRIEF OF THE CHAMBER OF COMMERCE OF THE
UNITED STATES OF AMERICA AS AMICUS CURIAE
SUMMARY OF ARGUMENT*
This case brings into clear focus the question of whether all
races are protected against racial discrimination in employment
through the invocation of the Civil Rights Acts, or whether
these Acts protect only non-Caucasians. The amicus contends
that the Congressional commentaries relating to these Acts
demonstrate that all races may invoke their protection, including
Caucasians. Furthermore, the amicus contends that only this
construction of these Acts comports with the Constitution and
responds to the exigencies of society.
* The interest of the amicus is set forth in the accompanying
Motion.
293
2
Thus, the amicus contends that Caucasians, as well as non-
Caucasians, have actionable rights under 42 U. S. C. § 1981
to challenge racial discrimination in the employment area. The
precursor of 42 U. S. C. § 1981 was Section 1 of the Civil
Rights Act of 1866. This Act was designed to enforce the pro
visions of the Thirteenth Amendment. The commentaries of the
Congressional architects of Amendment Thirteen and the Civil
Rights Act of 1866 evince a determination to extend the perim
eters of these enactments to encompass the civil rights of all
races and to shield these rights from those intrusive forces that
would abridge them.
As with the Thirteenth Amendment and Section 1981, so
Congress had fashioned Title VII to protect all races—including
the Caucasian—from racial discrimination. The Congres
sional explanations concerning the coverage of that Title, to
gether with the introduction to Executive Order 11375 demon
strate unequivocally that Title VII is underpinned by the concept
of meritocracy whereby fitness for the job, rather than immutable
personal characteristics, determines who will be employed.
Furthermore, in order to comport with the Constitution, Sec
tion 1981 and Title VII must be read to confer actionable rights
on Caucasians and non-Caucasians alike. It is submitted
that under the Constitution, neither Caucasians nor non-
Caucasians are entitled to any advantage in employment nor are
subject to any disability because of race. The decision below has
ignored this precept and instead has interpreted these Acts to
classify persons according to their race and to deny only to
Caucasians—because of their race—the right to protest discrim
ination in employment. Accordingly, the statutory construction
of the decision below cannot stand.
Moreover, the effect of the decision below is not limited to
denying only Caucasians the right to redress racial discrimination
directed against them. In a very real sense, this decision denies
Caucasians equal employment opportunities. That is, by constru
ing the Civil Rights Acts to deny Caucasians protection against
294
3
racial discrimination in employment, the court permits govern
mental agencies or private “affirmative action” groups to pressure
employers in order to obtain preferences in employment for
blacks or other non-Caucasians. Insofar as such racial prefer
ences would deny employment to qualified Caucasians, these
preferences compel reverse discrimination. It is submitted that
any racial classification is constitutionally impermissible, that
no Constitutional right exists for any race to be preferred, and
that no governmental purpose—even that of eradicating past
general minority discrimination—can justify the imposition of
racially oriented hiring preferences that deny employment to
qualified persons, Caucasians and others alike, on the basis of
race. Yet the decision below attributes to the Civil Rights
Acts just such a prohibited purpose and effect.
For all these reasons, the decision below must be reversed.
In so doing, this Court should reaffirm its pronouncements of
Griggs that the right to work depends upon fitness for the work
and on an equal right of all, regardless of race to compete in an
open market, and does not depend upon membership in a par
ticular racial group; this Court should stress that the Civil Rights
Acts command the elimination of racial barriers, not their crea
tion, in order to satisfy a notion as to how society ought to be
organized. In view of the decision below, such a restatement is
necessary.
ARGUMENT
This case brings into clear focus the question whether all
races are protected against racial discrimination in employment
through the invocation of the Civil Rights Act, or whether these
Acts protect only non-Caucasians. The amicus contends that the
Congressional commentaries relating to these Acts demonstrate
that all races may invoke their protection, including Caucasians.
Furthermore, the amicus contends that only this construction of
these Acts comports with the Constitution and responds to the
exigencies of society.
295
4
A. Caucasians Have an Actionable Right Under 42 U. S. C.
Section 1981 to Challenge Racial Discrimination Directed
Against Them.
The question here is whether Caucasians have an actionable
right under 42 U. S. C, § 1981 to challenge their discharge for
misappropriation of company property when a black employee,
who was also charged with misappropriating this property, was
not discharged.1 It is established that Section 1981 proscribes
private racial discrimination in employment against blacks by
employers and unions. Johnson v. Railway Express Agency, Inc.,
et al., 421 U. S. 454 (1975); Waters v. Wisconsin Steelworkers
of International Harvester, 472 F. 2d 476 (CA 7, 1974). The
determination of whether Caucasians enjoy similar protection re
quires an examination of the Congressional commentaries sur
rounding the origin of that statutory section.
This necessary historical odyssey begins with the adoption of
the Thirteenth Amendment:
“Section 1. Neither slavery nor involuntary servitude, ex
cept as a punishment for crime whereof the party shall have
been duly convicted, shall exist within the United States,
or in any place subject to their jurisdiction.
Section 2. Congress shall have power to enforce this Ar
ticle by appropriate legislation.”
This Amendment was designed to establish that the “rights of
mankind, without regard to color or race, are respected and
protected!,]” and was intended to “make the future safe for
the rights of each and every citizen.”2
1. 42 U. S. C. § 1981 states:
“All persons within the jurisdiction of the United States shall
have the same right in every state and territory to make and
enforce contracts, to sue, be parties, give evidence, and to
the full and equal benefit of all laws and proceedings for the
security of persons and property as is enjoyed by white persons,
and shall be subject to like punishment, pains, penalties, taxes,
licenses and exactions of every kind, and to no other.”
2. Cong. Globe, 38th Cong., 1st Sess. 2989-2990, 1202 (1864).
296
5
This Court has recognized specifically that the perimeter of
the Thirteenth Amendment extends to encompass the rights of
all races:
“It reaches every race and every individual and if in any
respect it commits one race to the nation it commits every
race and individual thereof. Slavery or involuntary servi
tude of the Chinese, or the Italian, or of the Anglo-Saxon are
as much within its compass as slavery or involuntary servi
tude of the African.” Hodges v. United States, 203 U. S.
1 (1906).
The enforcing legislation of the Thirteenth Amendment was
Section 1 of the Civil Rights Act of 1866, 14 Stat. 27, the
precursor of Section 1981. Johnson v. Railway Express Agency,
supra. That bill, the Civil Rights Act of 1866, was “intended
to give effect to the Thirteenth Amendment by guaranteeing ‘to
all persons within the United States practical freedom.’ ”3 In
explicitly refuting a colleague’s assertion that the Civil Rights
Bill protected only blacks and not Caucasians, Senator Trumbull
positively stated:
“Sir, this bill applies to white men as well as black men.
It declares that all persons in the United States shall be
entitled to the same civil rights, the right to the fruit of
their own labor, the right to make contracts, the right to
buy and sell, and enjoy liberty and happiness; and that is
abominable and iniquitous and unconstitutional! Could
anything be more monstrous or more abominable than for
a member of the Senate to rise in his palce and denounce
with such epithets as these a bill, the only object of which
is to secure equal rights to all the citizens of the country,
a bill that protects a white man just as much as a black
man? With what consistency and with what face can a
Senator in his place here say to the Senate and the country
that this is a bill for the benefit of black men exclusively
when there is no such distinction in it, and when the very 1
3. Cong. Globe, 39th Cong., 1st Sess, 366 (1866), remarks
of Senator Trumbull, a principal architect of both this Bill and the
Thirteenth Amendment. Buchanan, The Quest for Freedom: A
Legal History of the Thirteenth Amendment, 12 Hous. L. Rev.
1 at page 18 (1975).
297
6
object of the bill is to break down all discrimination between
black men and white men?” Cong, Globe, 39th Cong.,
1st Sess., 599 (1866).
With full awareness that the Civil Rights Bill secured the rights
of Caucasians as well as of blacks, the Senate passed it in
February, 1866.
The House then amended the bill to include—without de
bate—the phrase “as enjoyed by white citizens.” (Cong. Globe
39th Cong. 1st Sess. 1115 (1866)) These words, appearing as
they do in Section 1981, have caused some courts, including the
court below, to conclude that the 1866 Act as amended and
Section 1981 offer nothing to a plaintiff who is himself a Cau
casian.4 This Conclusion is unwarranted as the pertinent legis
lative history demonstrates. Thus, the phrase, “as enjoyed by
white citizens,” was introduced in the House by Representative
Wilson, who then reaffirmed that the bill preserved the funda
mental rights of all persons, regardless of color:
“Mr. Speaker, if all our citizens were of one race and one
color, we would be relieved of most of the difficulties which
surround us. This bill would be almost, if not entirely,
unnecessary, and if the State, seeing that we have citizens
of different races and colors, would but shut their eyes
to these differences and legislate so far at least as regards
civil rights and immunities, as though all citizens were of
one race and color, our troubles as a nation would be well-
nigh over. But such is not the case, and we must do as best
we can to protect our citizens, from the highest to the
lowest, from the whitest to the blackest, in the enjoyment
of the great fundamental rights which belong to all men.”
(Emphasis added) Cong. Globe, 39th Cong., 1st Sess.,
1115, 1118 (1866).6_______________________________
4. Comment: Section 1981 and Private Groups, The Right to
Discriminate v. Freedom from Discrimination, 84 Yale L. J. 1441
at 1448, note 40 (1975).
5. The natural rights philosophy underpinning the Civil Rights
Bill was convincingly articulated by Representative Lawrence who
joined this philosophical concept with that of equal protection of
the laws:
“. . . Legislative powers exist in our system to protect, not
destroy, the inalienable rights of man . . . there are two ways
298
7
Thus, the bill’s sponsors in the House, just as those in the Senate,
articulated that this bill secured the inalienable liberties of all.
When the bill passed the House and was returned to the
Senate for concurrence, attention focused upon the added
phrase. In the following colloquy between Senators Trumbull
and VanWinkle it became apparent that these added words in
no way altered congressional intent to protect the rights of all
citizens:
“M r . V an W in k le . There seems to be an incongruity
in this language to which I wish to call the attention of
the chairman of the committee. The clause commences
with the words ‘and such citizens.’ As I understand those
words they include all persons who are or can be citizens,
white persons and all others. The clause then goes on to
provide that ‘such citizens of every race and color, without
regard to any previous condition of slavery or involuntary
servitude, shall have the same right to make and enforce
contracts,’ &c., ‘as is enjoyed by white citizens.’ It seems
to me these words are superfluous. The idea is that the
rights of all persons shall be equal; and I think the clause,
leaving out these words, would attain the object. This is
merely a verbal criticism. I think the bill is incongruous in
expression as it stands.
“M r . T ru m b u ll . I quite agree with the Senator from
West Virginia that these words are superfluous. I do not
think they alter the bill. I think the bill would be better
without them, but they have been adopted by the House
of Representatives. We did not think they altered the
meaning of the bill; and we did not think it worth while
to send the bill back just because these words were inserted
by the House. They thought there was some importance in
them and have inserted them; and as in the opinion of the
com m ittee which examined this matter they did not alter
the meaning of the bill, the committee thought proper to
in which a State may undertake to deprive citizens of these
absolute, inherent and inalienable rights: either by prohibitory
laws, or by a failure to protect any one of them.” Cong. Globe,
39th Cong., 1st Sess., 1832-1833 (1866).
299
recommend a concurrence, and I hope the Senate will con
cur in it.” (Emphasis added.)0
The Senate then passed the Civil Rights Bill as amended.
This journey through the history encompassing the Civil
Rights Act of 1866 unequivocally establishes Congressional ac
ceptation of the principle that the Act was conceived to foster
the civil rights of all, including Caucasians, and to shield these
rights from those intrusive forces that would abridge them.6 7
Furthermore, 42 U. S. C. § 1982 just as § 1981 is derived
from the Civil Rights Act of 1866 and like § 1981 is intended
to enforce the Thirteenth Amendment. Jones v. Alfred H. Mayer
Co., supra. Thus, not coincidentially, the language in these two
statutory sections is similar, concerning racial discrimination.
Section 1981 provides:
“All persons within the jurisdiction of the United States
shall have the same rights . . . to make and enforce con
tracts . . . as is enjoyed by white citizens.”
Section 1982 provides:
“All citizens of the United States shall have the same
rights . . . as is enjoyed by white citizens . . . to inherit,
purchase, lease, sell, hold and convey real and personal
property.”
This Court in Jones v. A lfred H. Mayer Co., supra, previously
has determined that Section 1982 interdicts all discrimination
because of race. In the words of this Court:
“Section 1982 bars all racial discrimination, private as
well as public, in the sale or rental of property, . . .” (em
phasis in the original) 392 U. S. at 413.
6. Cong. Globe, 39th Cong., 1st Sess. 1413 (1866).
7. The Civil Rights Act of 1866 was reenacted by Section 18
of the Enforcement Act of 1870, 16 Stat. 140, 144, and later
codified in Section 1977 of the Revised Statutes of 1874 before be
coming 42 U. S. C. § 1981. The reenactment in 1870, following
ratification of the Fourteenth Amendment, was intended to eliminate
any constitutional question concerning the Act’s applicability to the
several states. Jones v. Alfred H. Mayer Co., 392 U. S. 409, 436.
8
300
9
It follows, due to their common derivation and design, that
just as Section 1982 proscribes all racial discrimination in the
sale of property, so Section 1981 bans all racial discrimination
in employment.8
B. Caucasians Have Actionable Rights Under Title VII of
the Civil Rights Act of 1964 to Challenge Racial Dis
crimination Directed Against Them.
Title VII as originally enacted, reflected the mainstream of
social thought on remedying discriminatory practices. This
Court has recognized that the purpose of that enactment was
“to assure equality of employment opportunities by eliminating
those practices and devises that discriminate on the basis of
race, color, religion, sex or national origin.” Alexander v.
Gardner-Denver Co., 415 U. S. 36, 44 (1974). However, Title
VII was not intended to disadvantage Caucasians by preferring
other groups on the employment scene. Thus, Senator Kuchel,
commenting on the proposed bill in 1964, observed that a court
“cannot order preferential hiring or promotional consideration
for any particular race, religion, or other group.” (110 Cong.
8. Several lower courts have reached this conclusion. In Carter
v. Gallagher, 452 F. 2d 315, 325 (CA 8, 1971), cert. den. 406
U. S. 950 (1972), the court recognized that “. . . Section 1981
and the Fourteenth Amendment proscribes any discrimination in
employment based on race, whether the discrimination be against
whites or blacks.” That court reaffirmed this position in Brady
v. Bristol-Meyers, Inc., 459 F. 2d 621 (1972). Other courts to
reach this conclusion include Hollander v. Sears, Roebuck and Co.,
. . . . F. Supp. . . . . (D. Conn. 1975), 10 FEP Cases 473 (Cau
casian may maintain an action under Section 1981 against an
employer who refused to consider him for employment, allegedly
for racially discriminatory reasons); WRMA Broadcasting Co. v.
Hawthorne, 365 F. Supp. 577 (M. D. Ala. 1973) (Caucasian em
ployee may sue under Section 1981 to enjoin blacks from forcing
his discharge because of his race); Central Presbyterian Church v.
Black Liberation Front, 303 F. Supp. 894 (E. D. Mo. 1969)
(Caucasians allowed to maintain Section 1981 action against black
militants who disrupted church services); Gannon v. Action, 303 F.
Supp. 1240 (E. D. Mo. 1969) affirmed on other grounds, 450
F. 2d 1227 (CA 8, 1971) (facts similar to Central Presbyterian).
301
10
Rec. 6563-64 (1964).) (emphasis added) Senators Clark and
Case agreed with this observation:
“[An employer] would not be obliged—or indeed, per
mitted—to fire whites in order to hire Negroes, or to pre
fer Negroes for future vacancies, or, once Negroes are
hired, to give them special seniority rights at the expense
of the white workers hired earlier.” (110 Cong. Rec. 7217
(1964))
An identical view is acknowledged by Senator Humphrey:
. . There is nothing in [Title VII] that will give any
power to the commission or to any court to require hiring,
firing, or promotion of employees, in order to meet a racial
‘quota’ or to achieve a certain racial balance.” (110 Cong.
Rec. 6549 (1964))
The original determination that Title VII unequivocally pro
hibits all racial discrimination—whether against non-Caucasians
or Caucasians—was reaffirmed by congressional commentaries
surrounding the 1972 amendments to that Title. Thus, Senator
Javits (who sponsored many bills which culminated in the 1972
amendments) explicitly stated that Title VII was an “antidiscrim
ination” measure. (118 Cong. Rec. S. 161 (daily ed., January
20, 1972)). Senator Javits thereby acknowledged that color
blindness was the keystone of Title VII and that the Act man
dated that race, religion, sex and national origin be irrelevant to
securing or retaining employment. Javits’ remarks, just as those
reflected in the 1964 commentaries, demonstrate that Title VII
is underpinned by the concept of meritocracy whereby immu
table personal characteristics such as race are not relevant to an
individual’s employment qualifications.
Congressional determination to attack all invidious class
prejudice in employment by Title VII is also articulated
in the preamble to Executive Order 11375 (amending Execu
tive Order 11246, relating to equal employment opportunity):
“The Congress, by enacting Title VII of the Civil Rights
Act of 1964, enunciated a national policy of equal em
ployment opportunity in private employment, without dis
302
11
crimination because of race, color, religion, sex or national
origin.
Executive Order No. 11246 of September 24, 1965,
carried forward a program of equal employment oppor
tunity in government employment, employment by federal
contractors and subcontractors and employment under
federally assisted construction contracts regardless of race,
creed, color or national origin.”
Thus, as with the Thirteenth Amendment and Section 1981 of
the Civil Rights Act, Congress has viewed the protection of
Title VII as encompassing all races, including Caucasians.
Congressional intendment that the civil liberties of all be
secured by Title VII has been recognized by this Court. In
Griggs v. Duker Power Co., 401 U. S. 424, 430-431, 436
(1971), this Court stated:
“[Title VII] does not command that any person be hired
simply because he was formerly the subject of discrimina
tion, or because he is a member of a minority group.
Discriminatory preference for any group, minority or ma
jority, is precisely and only what Congress has proscribed.
What is required by Congress is the removal of artificial,
arbitrary and unnecessary barriers to employment when
the barriers operate invidiously to discriminate on the basis
of racial or other impermissible classification. Congress
has made [job] qualifications the controlling factor, so that
race, religion, nationality and sex become irrelevant.”
This principle of meritocracy was emphasized in M cDonnell
Douglas Corp. v. Green, 411 U. S. 792, 801 (1973), where
this Court reaffirmed that the national goal is “fair and racially
neutral employment . . . decisions.” Finally, dispelling any doubt
of the scope of Title VII, this Court in Johnson v. Railway
Express Agency, supra, stated that that enactment “creates sta
tutory rights against invidious discrimination in employment and
establishes a comprehensive scheme for the vindication of those
rights. Anyone aggrieved by employment discrimination may
lodge a charge with the EEOC.” 421 U. S. at pages 457, 458
(emphasis added).
303
12
Guided by this Court and the scheme of Title VII, the EEOC
has consistently recognized that the Act proscribes racial dis
crimination against Caucasians, and that Caucasians have sub
stantive rights under the Title to challenge this discrimination.
Thus, in finding that an employer transgressed Title VII’s pro
hibitions by refusing to hire a Caucasian because of her race,
the Commission stated:
. . Title VII . . . proscribes preferential treatment . . .
‘opening the doors long shut to minorities is imperative,
but in so doing we must be careful not to close them in
the face of others, lest we abandon the basic principle of
nondiscrimination that sparked the effort to pry open these
doors in the first place.’ ” (EEOC Decision No. 75-268,
(1974), 10 FEP Cases 1502, 1503.9
This decision reaffirmed an earlier opinion where the Commis
sion stated:
. . the Commission’s congressional mandate [is] to
eliminate all practices which operate to disadvantage the
employment opportunities of any group protected by Title
VII, including Caucasians. As the Supreme Court stated in
Griggs v. D uke Power, 401 U.S. 424 (1971), ‘discrimina
tory preference for any group, minority or majority, is
precisely what Congress has proscribed.’ ” EEOC Decision
No. 74-31 (1973), CCH EEOC Decisions H 6404.
The upshot is that this Court, the Congressional commen
taries and the Commission have uniformly concluded that Cau
casians may secure redress for racial discrimination against them
by the invocation of Title VII which commands that no race
should ever be accorded preferential treatment over another or
granted privileges and prerogatives not given to other races.
9. To the same effect is EEOC decision No. 74-106, 1974 CCH
EEOC Decisions H 6427, where the Commission determined that
failure to rehire an otherwise qualified C a u c a s ia n teacher was im
permissible race bias where an evaluation based mainly upon the
teacher’s race was used to disqualify her.
304
13
C. To Comport with the Constitution, Section 1981 and Title
VII Must Be Read to Confer Actionable Rights on Cau
casians and Non-Caucasians Alike.
The constitutional prohibitions of the Fifth and Fourteenth
Amendments, just as those of the Thirteenth, are directed against
all manifestations of racial discrimination.10 The clear and
preeminent purpose of these Amendments is to eliminate all
sources of invidious racial discrimination.11 Consonant with
this unequivocal proscription against all forms of racial dis
crimination, the Constitution must be forever color-blind in the
area of employment.12 “There is no constitutional right for any
race to be preferred. . . . There is no superior person by con
stitutional standards.” DeFunis v. Odegaard, 416 U. S. 312, at
336-337 (1974), (dissenting opinion of Mr. Justice Douglas).
Accordingly, it is submitted that neither Caucasians nor non-
Caucasians are entitled to any advantage in employment or
subject to any disability because of race.
This constitutional mandate eloquently demonstrates an
awareness that society’s prejudice and intolerance will be ter
minated only by the abolition of distinctions based upon race
and other impermissible characteristics.13 Conversely, racial
10. “[W]e deal here with a classification based upon the race of
the participants, which must be viewed in light of the historical
fact that the central purpose of the Fourteenth Amendment
was to eliminate racial discrimination emanating from official
sources in the States. This strong policy renders racial classifica
tion “constitutionally suspect,” Bolling v. Sharpe, 347 U. S.
497, 499; and subject to the ‘most rigid scrutiny,’ Korematsu v.
United States, 323 U. S. 214, 216; and ‘in most circumstances
irrelevant’ to any constitutionally acceptable legislative purpose.
Hirabayashi v. United States, 320 U. S. 81, 100.” McLaughlin
v. Florida, 379 U. S. 184, 191, 192 (1964).
11. See Loving V. Virginia, 388 U. S. 1, 10 (1967); Hodges v.
United States, supra.
12. Hughes v. Superior Court, 339 U. S. 460 (1950). See
Kaplan, Equal Justice in an Unequal World, 61 Nw. U. L. Rev.
363, 382 (1966).
13. Senator Charles Sumner of Massachusetts, the chief architect
of the equal protection clause, defined his concept of equal protec
305
14
bigotry will be resurrected and perpetuated by legislative policy
or judicial decisions whose effect is to classify persons according
to race and inflict disabilities in the employment area upon a
person solely because of his immutable and supposedly irrelevant
racial characteristics.
The decision below has ignored these precepts and by its
construction of the Civil Rights Acts of 1866 and 1964 has
assumed that Congress would enact legislation that contravenes
the Constitution. Thus, the decision below has interpreted these
Acts to classify persons according to their race and to deny
only to Caucasians—because of their race—actionable rights
to protest employment discrimination. That is, the court below
has held that Title VII and § 1981 confer no actionable rights
on Caucasians if they seek to protest racial discrimination against
them in the employment area. However, that court necessarily
recognizes that these laws do confer substantive rights on sim
ilarly circumstances blacks. Johnson v. Railway Express Agency,
supra. Thus, according to the statutory construction of the court
below, a qualified black who is denied a job that is then awarded
to a Caucasian, has an actionable right under the Civil Rights
Acts to protest discrimination; on the other hand, a qualified
Caucasian similarly denied a job that is then awarded to a black
has no actionable right under these Acts to protest discrimina
tion in an argument before the Supreme Court of Massachusetts in
Roberts v. Boston, 59 Mass. (5 Cash.) 198 (1849) in an effort
to overturn the state’s segregated school law:
“He may be poor, weak, humble, or black—he may be of
Caucasian, Jewish, Indian, or Ethiopian race—he may be of
French, German, English, or Irish extraction, but before the
Constitution of Massachusetts all these distinctions disappear.
He is not poor, weak, humble, or black; nor is he Caucasian,
Jew, Indian, or Ethiopian; nor is he French, German, English
or Irish; he is a Man, the equal of all his fellow-men.” 2 Works
of Charles Sumner, 341-342 (1974).
Though Sumner lost the case, the segregation law was immediately
thereafter repealed, and Sumner’s concept became the basis of the
equal protection clause. Frank and Munro, The Original Understand
ing of Equal Protection of the Laws, 1972 Wash. U. L. Q. 421
(1972).
306
15
tion. The decision below has thus construed the Civil Rights
Acts so as to violate the Constitution by depriving only Cau
casians of substantive rights to protest job discrimination and
only because they are Caucasians. Accordingly, the statutory
construction of the decision below should not be endorsed by
the Court.
The effect of the decision below is not limited to denying only
Caucasians the right to redress racial discrimination directed
against them. In a very real sense this decision denies Cau
casians equal employment opportunities. By construing the
Civil Rights Acts to deny Caucasians protection against racial
discrimination in employment, the court has invited the applica
tion of coercive pressure against employers in order to obtain
preferences in employment for blacks or other non-Cau
casians.14 Given the finite number of available jobs, such
a practice would perforce reduce the number of job op
portunities for which Caucasians could compete—solely on
account of their race.15 Insofar as such racial preferences
would deny employment to qualified Caucasians, these prefer
ences also compel reverse discrimination. It is submitted that
14. Cf., WMRA Broadcasting Co., et al. v. Hawthorne, et al.,
supra. In that case the defendants included black employees of
WRMA and the president of the Alabama Action Committee, a
group dedicated to secure employment for blacks and which had
been long active in boycotting retail establishments to achieve its
goal. These defendants sought to force plaintiff employer WRMA
to discharge its station manager, who was also a plaintiff, only
because he was a Caucasian. To obtain its objective, defendants
engaged in mass picketing at the station’s premises and in addition,
threatened advertisers on the station in order to coerce them to
discontinue advertising. While the court in WMRA found that plain
tiffs had an actionable right under § 1981, a contrary holding—
which would have been affirmed by the court below—would have
permitted the defendants to continue their campaign with impunity
and may well have resulted in the discharge of the Caucasian man
ager who, having been discharged solely on the basis of race, would
have no redress. Cf., Central Presbyterian Church v. Black Liberation
Front, supra.
15. DeFunis v. Odegaard, supra. It is not difficult to believe that
the practice discussed in DeFunis could be imported from the
academic to the commercial scene in an attempt to eradicate past
general discrimination.
16
any racial classification is constitutionally impermissible, that
“[tjhere is no constitutional right for any race to be preferred,”
and that no governmental purpose—even that of eradicating past
general minority discrimination—can justify the imposition of
racially oriented hiring preferences that deny employment to
qualified Caucasians.
However, unless Caucasians have an actionable right under
the Civil Rights Acts to protest reverse discrimination—and the
decision below denies this right—either this right to be free
from such discrimination does not exist after all, or, if it exists,
it has been rendered nugatory.16 As stated, the amicus believes
that the right to be protected from reverse discrimination does
exist under the Constitution; accordingly, this right must be
recognized by the Civil Rights Acts, the enforcing legislation
of the applicable amendments.
For all these reasons, the decision below must be reversed.
In so doing, this Court should reaffirm its pronouncements of
Griggs that the right to work depends upon fitness for the work
and on an equal right of all, regardless of race to compete on
an open market, and does not depend upon membership in a
particular racial group; this Court should strees that the Civil
Rights Acts command “the elimination of racial barriers, not their
creation in order to satisfy [a] theory as to how society ought
to be organized.”17 In view of the decision below, such a restate
ment is necessary.18
While this Court has recently determined to consider certain
problems related to reverse discrimination, e.g., Franks v.
Bowman Transportation, Inc., et al., supra, the “slate is not
entirely clean.” Defunis, Mr. Justice Douglas, opinion at 337.
In Hughes v. Superior Court, supra, this Court reviewed the
contempt convictions of pickets who sought to compel an em
ployer to prefer blacks to Caucasians in hiring clerks in order
16. See footnote 5.
17. DeFunis, opinion of Mr. Justice Douglas, at 342.
18. It is, of course, apparent that employers, conscious of
productivity and efficiency, desire to hire the best qualified.
308
17
to ensure that fifty percent of his employees were black. This
Court found that such picketing could be enjoined, since it was
designed to “make the right to work for Lucky dependent not
on fitness for the work nor on an equal right of all, regardless
of race, to compete in an open market, but, rather, on member
ship in a particular race.” This Court recognized that if the
pickets were upheld in their demand, “then other races, white,
yellow, brown, and red, would have equal rights to demand dis
criminatory hiring on a racial basis, 339 U. S. at 463-464.
This Court then noted:
“[t]o deny to California the right to ban picketing in the
circumstances of this case would mean that there could
be no prohibition of the pressure of picketing to secure
proportional employment on ancestral grounds of Hun
garians in Cleveland, of Poles in Buffalo, of Germans in
Milwaukee, of Portugese in New Bedford, or Mexicans in
San Antonio, of the numerous minority groups in New
York, and so on through the whole gamut of racial and
religious concentrations in various cities.” Ibid.
To permit employment opportunities to be parceled out,
regardless of qualifications, according to some fixed notion on
how society should be structured is to soon involve the courts
in the business of resolving the competing claims of many
separate groups, each clamoring for favored treatment and
each asserting what it deems to be a plethora of past grievances
to support its claims. A resurgence of the pre-Brown19 era “us”
and “them” concepts will likely follow.20
19. Brown v. Board of Education, 347 U. S. 483 (1954). This
decision emphasized that all racial discrimination is simply wrong
and is thus proscribed.
20. Once minority preference quotas are approved in the em
ployment field, preferences in the political arena may be sought.
It may well be urged that the one-man one-vote principle should
be no more durable than color-blindness in employment, and that
the non-Caucasian needs two votes to “catch up”. Thus, sanction
ing quotas in one area has lasting and far reaching ramifications in
others, and all such preferences undermine the constitutional precepts
of our government.
309
18
In sum, this Court should not sustain the racial classification
and barrier to Caucasians imported into the Civil Rights Acts
by the decision below. Such an interpretation of those Acts is
neither compelled nor justified and could well invite reverse
racial discrimination in employment, attended by a resurgence
of racial antagonism, with the goal of equal opportunity an
unfortunate casualty. Rather, in determining the meaning of
these Acts, this Court should be guided by the mandate of
the Constitution, the intent of the architects of these Acts and
by the needs of the present, “the exigencies of social life”.21
All point to one result: actionable rights under § 1981 and
Title VII are to be accorded to all persons, Caucasian and non-
Caucasian alike. This rule alone is the sensible rule for the
governance of our nation, and the attainment of our goal of
equal opportunity.
CONCLUSION
For all the foregoing reasons, the judgment below should be
reversed.
Respectfully submitted,
LAWRENCE B. KRAUS
General Counsel
RICHARD B. BERMAN
Labor Relations Counsel
Chamber of Commerce of the
United States of America
1615 H Street, N. W.
Washington, D. C. 20006
GERARD C. SMETANA
JERRY KRONENBERG
JULIAN D. SCHREIBER
BOROVSKY, SMETANA, EHRLICH
& KRONENBERG
2011 Eye Street, N. W.
Suite 800
Washington, D. C. 20006
A ttorneys fo r the A m icus Curiae
21. “Consequences cannot alter statutes, but may help to fix
their meanings.” Cardozo, The Growth of the Law, p. 75, 112.
310
m T H E
( t a r t trf tip Unttrfc i^tatra
October Term, 1975
No. 75-260
L. N. M cD onald a n d R aymond L. L aied ,
Petitioners,
v.
S anta F e T bansportation C om pany , et al.,
Respondents.
On W rit of C ertiorari to the United States
Court of A ppeals for the F ifth Circuit
MOTION FOR LEAVE TO FILE
BRIEF AMICUS CURIAE
The undersigned, as counsel for the Anti-Defamation
League of B ’nai B ’rith, respectfully move this Court for
leave to file the accompanying brief amicus curiae, in sup
port of the position of Petitioners to the extent that they
seek (1) a reversal of the judgment below dismissing for
lack of jurisdiction their claim under 42 U.S.C. §1981 on
the ground that the section confers no actionable rights on
white persons, and (2) a determination that white claimants
311
2
are entitled to the same protection against racial discrimi
nation under Title YII of the Civil Rights Act of 1964 as
are Blacks.
Consent to file the attached brief has been sought
from the parties. Petitioners and Respondent Teamsters
Freight, Tank Line and Automobile Industry Employees,
Local Union 988, have granted such permission; however,
Respondent Santa Fe Transportation Company has refused
to consent. It is therefore necessary to request permission
of this Court under Rule 42.
B ’nai B ’rith, founded in 1843, is the oldest civic service
organization of American Jews. The Anti-Defamation
League was organized in 1913 as a section of B ’nai B ’rith
to advance good will and mutual understanding among
Americans of all creeds and races, and to combat racial and
religious prejudice in the United States. The Anti-Defa
mation League is vitally interested in protecting the nature
and quality of the rights of all people, and in assuring that
all people are treated equally, regardless of their religion
or race.
Among its many other activities directed to these ends,
the Anti-Defamation League has in the past filed amicus
briefs in this and other courts urging the unconstitution
ality or illegality of racially discriminatory laws and prac
tices in such cases as, e.g., Shelley v. Kraemer, 334 U.S. 1
(1947); Sweatt v. Painter, 339 U.S. 629 (1950); Brown v.
Board of Education, 347 U.S. 483 (1954); Colorado Anti-
Discrimination Commission v. Continental Airlines, Inc.,
372 U.S. 714 (1963); Jones v. Alfred II. Mayer Co., 392 U.S'.
409 (1968); Sullivan v. Little Hunting Park, Inc., 396 U.S.
312
3
229 (1969); Scm Antonio Independent School District v.
Rodriguez, 411 U.S. 1 (1973) and DeFwnis v. Odegmrd, 416
U.S. 312 (1974).
As one of the nation’s oldest civil rights and human rela
tions agencies, and one which has been concerned with the
rights of all people, be they majority or minority, the Anti-
Defamation League respectfully offers this Court its accu
mulated experience on the issues raised by this case.
I t seeks to submit the accompanying brief because it
believes that the decision below, which narrows the protec
tion afforded white people against racial discrimination,
does violence to the concept of equality -under law for all
people.
Respectfully submitted,
L abby M . L avinsky
300 Park Avenue
New York, New York 10022
A bnold F oestee
315 Lexington Avenue
New York, New York 10016
Attorneys for Anti-Defamation League
of B ’nai B ’rith
A mos A ltee
D onai,d A . D eb fn eb
J u s t ix J . F ib g eb
E dwabd N. L eavy
J oy M eyees
Of Counsel
313
IN TH E
£&tprem? (Emtrt of % Itttftlt States
October Term, 1975
No. 75-260
L. N. MCDONALD and RAYMOND L. LAIRD,
P etitio n ers ,
v.
SANTA FE TRANSPORTATION COMPANY, et a l ,
R esp o n d en ts .
On W rit of Certiorari to the United States
Court of A ppeals for the Fifth Circuit
BRIEF OF ANTI-DEFAMATION LEAGUE OF
B’NAI B’RITH A M IC U S C U R IA E
L arry M. L avinsky
300 Park Avenue
New York, New York 10022
A rnold F orster
315 Lexington Avenue
New York, New York 10016
A tto r n e y s fo r A n ti-D e fa m a tio n L eague
o f B ’nai B ’rith
A mos A lter
D onald A . D er fn er
J u s t in J . F in g er
E d w ard N. L eavy
J oy M eyers
Of Counsel
315
T A B L E O F C O N T E N T S
PAGE
Questions Presented .................................................... 2
Interest of the A m ic u s .................................................. 2
Statement of the Case .................................................. 3
A rgum ent
White victims of racial discrimination are en
titled to the same rights and standing to sue under
the Civil Rights Acts of 1866 and 1964 as are
members of a minority race ................................. 4
§1981 is applicable to white victims of racial
discrimination ......................................... 6
White claimants are entitled to the same pro
tection against racial discrimination un
der Title VII as are Blacks..................... 10
Conclusion .................................................................... 12
317
PAGE
Cases:
Bailey v. State of Alabama, 219 U.S. 219 (1910) ...... 9
Brown v. Board of Education, 347 U.S. 483 (1954) .... 2
Civil Rights Cases, 109 U.S. 3 (1883) ........................ 9
Colorado Anti-Discrimination Commission v. Con
tinental Airlines, 372 U.S. 714 (1963) ............. 2
DePunis v. Odegaard, 416 U.S. 312 (1974) ................. 3
Griffin v. Breckenridge, 403 U.S. 88 (1971) ................. 9
Griggs v. Duke Power Company, 401 U.S. 424 (1971) 11
Hodges v. United States, 203 U.S. 1 (1906) ................. 9
Johnson v. Railway Express Agency, Inc., 421 U.S.
454 (1975) ............................................................. 9
Jones v. Alfred H. Mayer Co., 392 U.S. 409 (1968) ....2, 4, 7, 9
McDonnell Douglas Corp. v. Green,411 U.S. 792 (1973) 11
McLaughlin v. Florida, 379 U.S. 184 (1964) ............. 10
San Antonio Independent School District v. Rod
riguez, 411 U.S. 1 (1973) ......................................... 3
Shelley v. Kraemer, 334 U.S. 1 (1947) ........................ 2
Sullivan v. Little Hunting Park, Inc., 396 U.S. 229
(1969) .................................................................... 3
Sweatt v. Painter, 339 U.S. 629 (1950) ........................ 2
Tillman v. Wheaton-Haven Recreation Ass’n, Inc.,
410 U.S. 431 (1973) ................................................ 9
United States v. Wong Earn Ark, 169 U.S. 649 (1898) .... 7, 9
Weinberger v. Wiesenfeld, 420 U.S. 636 (1975) .......... 10
Yick Wo v. Hopkins, 118 U.S. 356 (1886) ..................... 9
T A B L E O F A U T H O R IT IE S
I l l
PAGE
S ta tu tes:
Constitution of the United States:
5th Amendment ................................................. 10
13th Amendment ................................................. 9
14th Amendment ................................................. 9,10
42 U.S.C. §1981 ............................................................. 6
42U.S.C. §2000e-2(a)(1) ............................................. 11
O ther A u th o r ity :
Cong. Globe, 39th Cong., 1st Sess. (1866) ................. 7,8
319
IN' T H E
Ihtpmtt? (Emirt a t % Initio States
October Term, 1975
No. 75-260
L. N . M cD onald a n d R aymond L. L aird,
P etitio n ers ,
v.
S anta F e T ransportation C om pany , et a l.,
R esp o n d en ts .
On W rit of Certiorari to the United States
Court of A ppeals for the Fifth Circuit
BRIEF OF ANTI-DEFAM ATION LEAGUE OF
B’NAI B’RITH AM ICUS CURIAE
This brief is submitted on behalf of the Anti-Defama
tion League of B ’nai B ’rith, am icus curiae, in support of
the position of petitioners to the extent that they seek (1)
a reversal of the judgment below dismissing for lack of
jurisdiction their claim under 42 U.S.C. §1981 on the ground
that the section confers no actionable rights on white per
sons, and (2) a determination that white claimants are en
titled to the same protection against racial discrimination
in employment under Title VII of the Civil Rights Act of
1964 as are Blacks.
321
2
Questions Presented
(1) Whether 42 U.S.C. §1981 accords rights and stand
ing to sue to white persons alleging discrimination on the
basis of their race.
(2) Whether white claimants are entitled to the same
protection against racial discrimination under Title VII
of the Civil Eights Act of 1964 are Blacks.
Interest of the Amicus
B ’nai B ’rith, founded in 1843, is the oldest civic service
organization of American Jews. The Anti-Defamation
League was organized in 1913 as a section of B ’nai B ’rith
to advance good will and mutual understanding among
Americans of all creeds and races, and to combat racial
and religious prejudice in the United States. The Anti-
Defamation League is vitally interested in protecting the
nature and quality of the rights of all people, and in assur
ing that all people are treated equally, regardless of their
religion or race.
Among its many other activities directed to these ends,
the Anti-Defamation League has in the past filed am icus
briefs in this and other courts urging the unconstitution
ality or illegality of racially discriminatory laws and prac
tices in such cases as, e.g., S h e lle y v. K ra em e r, 334 U.S. 1
(1947); S w e a tt v. P a in ter , 339 U.S. 629 (1950); B ro w n v.
B o a rd o f E du ca tio n , 347 U.S. 483 (1954); Colorado A n ti-
D iscrvm ination C om m ission v. C ontinen ta l A ir lin e s , Inc.,
372 U.S. 714 (1963); Jo n e s v. A lfr e d H . M a yer Co., 392 U.S.
322
3
409 (1968); S u lliv a n v. L it t le H u n tin g Parti, Inc., 396 U.S.
229 (1969); S a n A n to n io In d ep en d en t School D is tr ic t v.
R o d rig u ez, 411 U.S. 1 (1973) and D eF un is v. O degaard, 416
U.S. 312 (1974).
It submits this brief because it believes that the decision
below, which narrows the protection afforded white people
against racial discrimination, does violence to the concept
of equality under law for all people regardless of race.
Statement of the Case
The two petitioners, both whites, and a third individual,
a Black, were employees of the respondent, Santa Fe Trans
portation Company (“ Santa Fe”). On September 26, 1970,
respondent charged them all with misappropriation of cer
tain company property. (App. p. 6) On October 2, 1970,
petitioners were discharged by Santa Fe, while the Black
employee was not discharged. (App. pp. 6-7) Petitioners
thereafter initiated these proceedings in the United States
District Court for the Southern District of Texas, claiming
in their second amended complaint that the “ Defendant im
posed a more severe disciplinary sanction against them be
cause of their race.” (App. p. 38) They sought relief
under Title VII of the Civil Rights Act of 1964, as amended,
and under 42 U.S.C. §1981.
The district court dismissed the second amended com
plaint, with prejudice (App. pp. 103-107), holding that “ the
dismissal of white employees charged with misappropriat
ing company property while not dismissing a similarly
charged Negro employee does not raise a claim upon which
323
4
Title YII relief may be granted. ’ ’ (App. p. 107) The court
also held that “ §1981 is inapplicable to white persons.”
(App. p. 104)
The Court of Appeals for the Fifth Circuit affirmed in
a p e r curiam opinion (513 F.2d 90 [5th Cir. 1975]) express
ly agreeing with the contention that §1981 “ confers no ac
tionable rights on white persons ’ ’ and that ‘ ‘ an employer’s
dismissal of white employees charged with misappropriat
ing company property while not dismissing a similarly
charged Black employee does not raise a claim upon which
relief may be granted under Title YII. ’ ’
A petition for writ of certiorari to review the judgment
of the Court of Appeals was granted by this Court on
November 3, 1975.
A R G U M E N T
White victims of racial discrimination are entitled
to the same rights and standing to sue under the Civil
Rights Acts of 1866 and 1964 as are members of a
minority race.
In the last quarter century, our nation, spearheaded by
this Court, has been engaged in an effort to make the twin
ideals of equality under law and equality of opportunity a
living reality by eliminating once and for all the blight of
racial discrimination. The Civil Bights Act of 1866, resur
rected by this Court in Jo n e s v. A lfr e d H . M a yer Co., 392
U.S. 409 (1968), and the Civil Rights Act of 1964 provide
a formidable arsenal of weapons against such discrimina
tion, particularly in the employment area.
324
5
Through these statutes and court decisions interpreting
them, much has been accomplished in sensitizing the busi
ness community to the many, often subtle, forms of dis
crimination which have in the past barred the way to the
employment and advancement of minority group members.
As a result of the activities of various governmental agen
cies such as the Office of Contract Compliance and the Equal
Employment Opportunity Commission, affirmative action
programs containing goals and timetables for the hiring
and promotion of minority group members are now
common.
In the process of remedying the effects of past evils,
however, we have seen the development of a new form of
racial discrimination in which white people are now the
victims. This distinctly modern form of discrimination, if
more subtle and less pervasive, is no less destructive of
individual aspirations, no less a divider of society and no
less a moral wrong than the racism of the past.
In the case at bar and others to be decided this term,
this Court will determine whether equality under law is
indeed to be the rule for all people. At a time of declining
job opportunities the choices are not easy ones. But any
thing less than a reaffirmation of the right of the individual
to equal treatment under law, whatever his or her race,
can only lead to increased racial tensions and to a loss of
faith in the rule of law itself, with untold damage to the
fabric of our society.
325
§1981 is applicable to white victims
of racial discrimination.
The decision below, excluding white victims of racial
discrimination from the protection of §1981, is required
neither by the plain wording of the statute nor its legisla
tive history. That section, derived from §1 of the Civil
Eights Act of 1866, provides:
“ All persons within the jurisdiction of the United
States shall have the same right in every State and
Territory to make and enforce contracts, to sue, be
parties, give evidence, and to the full and equal benefit
of all laws and proceedings for the security of persons
and property as is enjoyed by white citizens, and shall
be subject to like punishment, pains, penalties, taxes,
licenses, and actions of every kind, and no other.”
§1981 sets forth at its very outset who shall be the bene
ficiaries of its provisions: “ All persons within the juris
diction of the United States” . There follows a specifica
tion of the rights conferred upon “ all persons”, namely,
the right to make and enforce contracts, to sue, be parties,
give evidence, etc. The phrase “ as is enjoyed by white
citizens” sets forth the standards for determining the
quality and extent of the enumerated rights conferred by
the statute. That standard was framed in terms of the
most favored group in 1866, i.e., white citizens. Thence
forth, these rights were to be enjoyed to the same extent
by “ all persons”.
The legislative history of §1981 supports this interpre
tation. Indeed, §1 of the Civil Rights Act of 1866 expressly
6
326
7
referred to “ citizens of every race and color” .1 Lyman
Trumbull,2 Chairman of the Senate Judiciary Committee,
who was the manager and principal author of the Civil
Eights Act of 1866, made undisputably clear that the stat
ute was to apply to white persons as well as Black:
“ Sir, this bill applies to white men as well as black
men. It declares that all persons in the United States
shall be entitled to the same civil rights, the right to
the fruit of their own labor, the right to make con
tracts, the right to buy and sell, and enjoy liberty and
happiness; and that is abominable and iniquitous and
unconstitutional! Could anything be more monstrous
or more abominable than for a member of the Senate
to rise in his place and denounce with such epithets as
these a bill, the only object of which is to secure equal
rights to all the citizens of the country, a bill that pro
tects a white man just as much as a black man? With
what consistency and with what fact can a Senator in
his place here say to the Senate and the country that
this is a, bill for the benefit of black men exclusively
when there is no such distinction in it, and when the
very object of the bill is to break down all discrimina
tion between black men and white men?” (Cong.
Globe, 39th Cong., 1st Sess. 599 [1866].)
While this statement predated the House of Representa
tives’ addition of the words “ as is enjoyed by white citi
zens” to the bill, this addition did not constrict its scope.
1. In 1870, the 1866 statute was reenacted with revised wording
which substituted for the words “of every race and color” the present
words “within the jurisdiction of the United States.” See U nited
S ta te s v. W o n g K im A r k , 169 U.S. 649, 695-6 (1898). This Court
there stated that the change in wording “was not considered as mak
ing the section, as it now stands, less applicable to persons of every
race and color and nationality, than it was in its original form . . .”
2. This Court has heretofore given Senator Trumbull’s remarks
substantial weight in construing the Civil Rights Act of 1866. ( Jones
v. A lfr e d H . M a y e r Co., supra , at 429-30.)
327
8
As Senator Trumbull observed upon the bill’s return to the
Senate:
“ I quite agree with the Senator from West Vir
ginia that these words [‘as is enjoyed by white citi
zens’] are superfluous. I do not think they alter the
bill . . . We did not think it worthwhile to send the bill
back just because these words were inserted by the
House . . . [A] s in the opinion of the committee which
examined this matter, they did not alter the meaning
of the bill, the committee thought it proper to recom
mend a concurrence, and I hope the Senate will concur
in it.” (Cong. Globe, 39th Cong. 1st Sess. 1413 [1866].)
The debates in the House of Representatives do not sug
gest a different interpretation. On the contrary, the fol
lowing statement by James F. Wilson, the bill’s floor man
ager, makes clear his understanding that the words “ as is
enjoyed by white citizens”, which were added on his mo
tion, were not intended to restrict the bill’s coverage to
Black people alone:
“ Mr. Speaker, if all our citizens were of one race
and one color we would be relieved of most of the dif
ficulties that surround us. This bill would be almost,
if not entirely, unnecessaiy, and if the States, seeing
that we have citizens of different races and colors,
would but shut their eyes to these differences and leg
islate, so far at least as regards civil rights and im
munities, as though all citizens were of one race and
color, our troubles as a nation would be well-nigh over.
But such is not the case, and we must do as best we
can to protect our citizens, from the highest to the
lowest, from the whitest to the blackest, in the enjoy
ment of the great fundamental rights which belong to
all men.” (Cong. Globe, 39th Cong., 1st Sess. 1118
[1866].)
328
9
While the Civil Bights Act of 1866 was enacted pursuant
to the power invested in Congress by the 13th Amendment,
that source of authority does not establish a Congressional
intent to limit the statute’s applicability only to persons of
the Black race. Though born out of the slavery of Black
people, the 13th Amendment itself is universal in its lan
guage and applicability. See Civil Rights Cases, 109 U.S.
3, 22, 35 (1883); Hodges v. United States, 203 U.S. 1, 16-17
(1906); Bailey v. State of Alabama, 219 U.S. 219, 240-241
(1910).3
In any event, the 1870 reenactment of the statute was
passed pursuant to the provisions of the 14th Amendment
which this Court in Yick W o y . Hopkins, 118 U.S. 356 (1886)
and United States v. Wong Kim Ark, 169 U.S. 649, 695
(1898) characterized as “ universal in their application to
all persons within the territorial jurisdiction, without re
gard to any differences of race, of color or of nationality.”
Indeed, as this Court observed in Tillmam v. Wkeaton-
Haven Recreation Ass’n, Inc., 410 U.S. 431, n. 11 at 439
(1973) the “ changes in wording” in the 1870 Act “ may
have reflected the language of the 14th Amendment” .4
3. In H o d g es , the 13th Amendment was characterized as “. . .
the denunciation of a condition, and not a declaration in favor of a
particular people. It reaches every race and every individual.” Like
wise, in B ailey , Mr. Justice Hughes described the Amendment as “a
charter of universal civil freedom for all persons of whatever race,
color, or estate While Jo n es v. A lfr e d H . M a y e r Co., supra,
overruled H o d g e s to the extent its holding rested upon an overly
restrictive “concept of Congressional power under the Thirteenth
Amendment” (392 U.S. n. 78 at 441), Jo n es did not denigrate the
Amendment’s universal applicability.
4. While the 14th Amendment speaks in terms of state action,
statutes enacted pursuant to the authority of that Amendment are not
necessarily so limited. G riffin v. B recken rid g e , 403 U.S. 88 (1971).
In Jo h n so n v. R a ilw a y E x p re s s A g e n c y , In c ., 421 U.S. 454, 459-460
(1975), this Court expressly held that “§1981 affords a federal rem
edy against discrimination in private employment on the basis of race.”
329
10
The decision below which deprives §1981 of its appli
cability to “ all persons” regardless of race, not only runs
counter to the plain language of the statute, it needlessly
creates a constitutionally suspect racial classification under
the due process clause of the 5th Amendment.5 No such
interpretation was intended by Congress in 1866. No such
interpretation is legally appropriate or socially permissible
in our time.
W hite claim ants are entitled to the sam e
protection against racial discrimination
under T itle VII as are Blacks.
The District Court dismissed petitioners’ claim under
Title VII for failure to ‘ ‘ raise a claim upon which Title VII
relief may be granted.” The Court of Appeals affirmed on
the same basis. It is not clear whether this holding was
predicated upon the fact that petitioners failed to allege
their innocence of the felony charged, or whether the courts
below held that because petitioners are members of the
white race they somehow have a lesser degree of protection
under Title VII.
5. In W e in b erg er v. W iesen fe ld , 420 U. S. 636 (1975), it was
observed:
“This Court’s approach to Fifth Amendment equal protection
claims has always been precisely the same as to equal protection
claims under the Fourteenth Amendment.”
Accordingly, under the 5th Amendment, as under the 14th, classi
fications on the basis of race are “constitutionally suspect . . .
subject to the most rigid scrutiny . . . and in most circumstances ir
relevant to any constitutionally acceptable legislative purpose.” M c
L a u g h lin v. F lorida , 379 U.S. 184, 191-92 (1964). While provid
ing protection against discrimination to newly freed Black slaves un
questionably constituted a compelling legislative purpose, there would
have been no justification even in 1866 for excluding members of other
races from the same protection.
330
11
This amicus does not take a position with respect to the
rights, if any, of alleged felons to make claims of discrimi
nation under Title VII. It asks only that this Court make
clear that whatever protection is afforded such persons is
available without regard to the race of the claimant.
Any disparity in the protection afforded by Title VII,
based upon the claimant’s race—even where he or she hap
pens to be accused of a felony—would do violence to the
Congressional mandate prohibiting discrimination against
“ any individual . . . because of such individual’s race . . .”
42 U.S.C. 2000e-2(a)(1).6
As this Court stated in discussing Title VII, both in
Griggs v. Duke Power Go., 401 U.S. 424, 431 (1971) and in
McDonnell Douglas Corporation v. Green, 411 U.S. 792, 800
(1973):
“ Discriminatory preference for any group, minority
or majority, is precisely and only what Congress has
proscribed. ’ ’
6. §2000e-2. (a) It shall be an unlawful employment practice
for an employer—
(1) to fail or refuse to hire or to discharge any individual,
or otherwise to discriminate against any individual with respect
to his compensation, terms, conditions, or privileges of employ
ment, because of such individual’s race, color, religion, sex, or
national origin; . . .
331
12
Conclusion
For the foregoing reasons, this amicus respectfully
urges this Court to hold that the rights afforded victims
of racial discrimination under the Civil Rights Acts of
1866 and 1964 are the same regardless of their race.
Respectfully submitted,
L abky M. L avinsky
300 Park Avenue
New York, New York 10022
A rnold F orsteb
315 Lexington Avenue
New York, New York 10016
Attorneys for Anti-Defamation League
of B ’nai B ’rith
A mos A lter
D onald A. D erfner
J ustin J . F inger
E dward N . L eavy
J oy M eyers
Of Counsel
332
IN THE
Supreme (Eourt of % United States
October Term, 1975
No,75-260
L.N. McDo n a l d and RAYMOND L. LAIRD,
Petitioners
v.
SANTA FE TRAIL TRANSPORTATION COMPANY and
TEAMSTERS FREIGHT TANK LINE AND
AUTOMOBILE INDUSTRY EMPLOYEES,
LOCAL UNION NO. 988,
Respondents
On Writ of Certiorari to the
United States Court of Appeals for the
Fifth Circuit
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE AND ANNEXED BRIEF OF
THE AMERICAN JEWISH COMMITTEE
SAMUEL RABINOVE
Attorney for the
American Jewish Committee
165 East 56th Street
New York, New York 10022
ALAN ROY HOLLANDER
Of Counsel
333
I
INDEX
Motion .
Page
. 1
Brief Amicus Curiae
Interests of the Amicus Curiae ................................ 5
Opinion Below ......................................................................... 5
Statement of the Case............................................................... 6
Summary of A rg u m e n t............................................................ 6
A rgum ent...................................................................................... 8
Point I :
The phrase "as is enjoyed by white citizens," as part of 42 U.S.C.
§1981 does not function to exclude white persons from the
protection of the statute, but to assure that protection under the
statute extends only to persons denied the rights conferred on the
basis of race ....................................................................................8
Point II:
Although 42 U.S.C. §§2000 e et seq. was passed in response to the
denial of equal opportunity to non-whites, the Congress intended
that the act would protect whites, as well as non-whites, from racial
discrimination in the areas covered under the act. . . . ...............13
Point III:
Enforcement of a statute that prohibits racial discrimination against
non-whites, but not against whites would unjustifiably discriminate
against whites so as to be violative of due processs.......................15
C onclusion........................................ ....................................... 17
335
II
TABLE OF AUTHORITIES
Cases cited Page
Bolling v. Sharpe, 347 U.S. 497 (1954) ...................................16
EEOC Decision 74-106, 10 FEP Cases 269 (1974) ...............15
EEOC Decision 75-268, 10 FEP Cases 1502 (1975 )...............15
Frontiero v. Richardson, 411 U.S. 677 (1973 )........................16
Georgia v. Rachel, 384 U.S. 780 (1966 )............................ 10, 13
Griggs v. Duke Power Co., 401 U.S. 424 (1971)......................14
Haber v. Klassen, 10 FEP Cases 1446
(N.D. Ohio 1975 )........................................................ 14, 15
Hollander v. Sears Roebuck and Co., 392 F.Supp. 90
(D. Conn. 1 975 )........................................................ 2, 10, 12
Kentucky v. Powers, 139 F. 452
(Cir.Ct.E.D.Ky. 1905) rev'd 201 U.S. 1 (1906) ............... 13
Kurylas v. U.S. Department of Agriculture,
373 F.Supp.1072 (D.D.C. 1 974 )......................................... 8
Lau v. Nichols, 414 U.S. 563 (1974) ......................................... 2
N.O.W. v. Bank of California, 5 E.P.D. ^8510
(N.D. Cal. 1973).................................................................... 8
Perkins v. Banster, 190 F.Supp. 98 (D. Md. 1960),
aff'd 285 F.2d 426 (4th Cir. 1960) ..................................... 8
Ripp v. Dobbs House, Inc., 366 F.Supp. 205
(N.D. Ala. 1973) .............. 9
Schneider v. Rusk, 377 U.S. 163 (1964) ................................ 15
Van Hoomissen v. Xerox Corp., 368 F.Supp. 829
(N.D. Cal. 1973) ............ ................ 8 ,9
Statutes Cited
42 U.S.C. §1981 .................................................... 2 ,3 ,6 -10 ,13
42 U.S.C. § §2000e et seq..........................................2, 3, 6, 7, 9,
.................................................................................... 13-15, 17
Other Authorities
Cong. Globe, 39th Cong., 1st Sess. 599 (1866) ..................... 11
Cong. Globe, 39th Cong., 1st Sess. 1413 (1866) ...................12
App. to Cong. Globe, 39th Cong., 1st Sess. 157 (1 8 6 6 )........ 12
110 Cong. Rec. 7017 (April 6, 1964)...................................... 14
110 Cong. Rec. 7218 (April 8, 1964 )...................................... 15
836
IN THE
Supreme (Kourt of ttje ISniteii States
October Term, 1975
No.75-260
L.N. MCDONALD, etal.,
Petitioners
v.
SANTA FE TRAIL TRANSPORTATION Co., et at.,
Respondents
On Writ of Certiorari to the
United States Court of Appeals for the
Fifth Circuit
MOTION FOR LEAVE TO FILE
BRIEF AMICUS CURIAE
The American Jewish Committee hereby respectfully
moves this Court for leave to file the accompanying brief
amicus curiae. The consent of counsel for the petitioners and
for the respondent union has been obtained. Consent of counsel
for the respondent company was requested, but denied.
The American Jewish Committee is a national organization
of approximately 40,000 members which was founded in 1906
for the purpose of protecting the civil and religious rights of
Jews. It has always been the conviction of this organization,
however, that the security and the constitutional rights of
American Jews can best be protected by helping to preserve the
security and the constitutional rights of all Americans,
irrespective of race, creed, or national origin. For this reason,
the American Jewish Committee has vigorously supported the
extension of equal opportunity to all individuals. Specifically, 337
[1]
2
we have filed numerous briefs as amicus curiae in cases before
this Court, as well as courts below, in opposition to
discrimination based on race in education, housing,
employment, public accommodations, and private clubs. While
most of these cases have dealt with discrimination against black
citizens, not all of them have, e.g., Lau v. Nichols, 414 U.S. 563
(1974), which addressed discrimination in educational
opportunity against Chinese-American public school students.
Petitioners will necessarily concentrate on demonstrating
that they have made a claim of racial discrimination as this
demonstration will have to be successful before this Court
considers the question of whether or not a white person can
seek judicial relief from such discrimination. The accompanying
brief amicus curiae deals generally with this question and leaves
to counsel for the parties the argument concerning the
particulars of the instant case.
The lower courts in the instant case, in concluding that 42
U.S.C. § 1981 is inapplicable to whites, relied upon cases which
support such a conclusion only by way of dicta. The recent case
of Hollander v. Sears, Roebuck and Co., 392 F. Supp 90 (D.
Conn. 1975) which was decided two months before the
appellate decision in the instant case was not considered. The
Hollander court was the first court to review the legislative
history of 42 U.S.C. § 1981 and found adequate support in the
Congressional debates to conclude that white persons have
standing to sue under the statute. In order to ensure that the
reasoning and analysis of this case is considered by this Court,
the American Jewish Committee has presented in its brief a
lengthy excerpt from this case within the framework of the
arguments presented to the Hollander court.
In addition, the American Jewish Committee finds it
appropriate to bring to this Court's attention a district court
holding that a white person does not have standing to sue under
42 U.S.C. § § 2000e et seq. This issue of a white person's
standing to sue under this statute was properly not reached by
the lower courts in the instant case but will be before this Court
for consideration if this Court finds a claim of racial
discrimination has been made. The accompanying brief presents
338
3
portions of the Congressional debates which clearly
demonstrate that a white person has standing to sue under 42
U.S.C. § § 2000 e et seq. for consideration by this Court in the
event this Court reaches this issue.
The underlying concern of the American Jewish
Committee is that under the law there should be no
differentiation based on race and that the law should not be
construed to apply to one race and not another. This concern
has a constitutional dimension. The accompanying brief
therefore presents the argument that it would be violative of
due process to construe either 42 U.S.C. § 1981 or 42 U.S.C.
§ § 2000 e et. seq. as providing only a cause of action for
non-whites.
The instant case may be decided upon a finding that the
petitioners have not made a claim of racial discrimination. An
adequate presentation of the arguments concerning this facet of
the case can be made by counsel for the parties. The amicus
curiae brief presents the full scope of the issues which the
American Jewish Committee feels may not be presented or may
be inadequately presented by counsel for the parties and which
will be reached by this Court if it finds a claim of racial
discrimination in the instant case.
For the foregoing reasons, the American Jewish
Committee respectfully requests that this motion be granted.
December 15, 1975
Respectfully Submitted,
SAMUEL RABINOVE
A ttorney for the
American Jewish Committee
165 East 56th Street
New York, New York 10022
339
IN THE
Supreme (Eourt of the liniteh States
October Term, 1975
No.75-260
L.N. McDo n a l d , eta/.,
Petitioners
v.
SANTA FE TRAIL TRANSPORTATION CO., eta!.,
Respondents
On Writ of Certiorari to the
United States Court of Appeals for the
Fifth Circuit
BRIEF OF
THE AMERICAN JEWISH COMMTTEE
AS AMICUS CURIAE
This brief is submitted by the undersigned amicus curiae
conditionally upon the granting of the motion for leave to file
to which it is attached.
INTERESTS OF THE AMICUS CURIAE
The interest of the amicus is set forth in the attached
motion for leave to file.
OPINION BELOW
The opinion of the Court of Appeals is reported at 513
F.2d 90.
341
[5]
6
STATEMENT OF THE CASE
Petitioners, discharged from employment after being
accused by respondent company of having misappropriated
certain of respondent company's property, initiated an action
under 42 U.S.C. §2000e-5(f) and 42 U.S.C. §1981 in the
United States District Court for the Southern District of Texas,
claiming that they were discharged on account of their race,
which is white, because a similarly accused black employee was
not discharged. Judgment was entered against the discharged
employees who appealed.
The Court of Appeals held that 42 U.S.C. § 1981 "confers
no actionable rights upon white persons," and finding that
petitioners had failed to allege that they were falsely charged,
held "that an employer's dismissal of white employees charged
with misappropriating company property while not dismissing a
similarly charged black employee does not raise a claim upon
which relief may be granted under Title V II, 42 U.S.C.
§ § 2000e et seq."
SUMMARY OF ARGUMENT
The Court of Appeals held that the plaintiffs (the
petitioners here) could not claim that they were discriminated
against on account of their race based upon the allegations in
their complaint. Although the court also held that white
persons cannot sue under 42 U.S.C. §1981, this holding is
merely dictum. Even if the plaintiffs were not white, their claim
under 42 U.S.C. § 1981 would have been dismissed because, in
order to maintain an action under the statute, it is necessary to
make a claim of racial discrimination.
If this Court finds that a claim of racial discrimination
cannot be based upon the allegations in the complaint, there
will be no basis upon which to decide whether or not a white
person can sue under 42 U.S.C. § 1981. On the other hand, if
this Court were to find that a valid claim of racial
discrimination has been made, the question of whether or not a
342
7
white person can sue under the statute would be properly
before this Court.
The courts that have stated that whites cannot sue under
42 U.S.C. § 1981 seem to have assumed that the phrase "as is
enjoyed by white citizens" contained in the statute indicates
that only non-whites were to be protected under the statute.
The legislative history of the statute demonstrates, though, that
the phrase does not function to exclude white persons from the
protection of the statute, but to ensure that protection under
the statute extends only to persons denied the rights conferred
on the basis of race.
Although the lower courts in the instant case did not need
to consider the question of whether or not a white person can
sue under 42 U.S.C. § § 2G00e et seq. since the courts found no
claim of racial discrimination, the question ought to be
considered by this Court if a claim of racial discrimination is
found since a district court has held that a white person cannot
sue under this act. This holding should be expressly overruled
since the legislative history of the act demonstrates that
although the act was passed in response to the denial of equal
opportunity to non-whites, the Congress intended that the act
would protect whites, as well as non-whites, from racial
discrimination in the areas covered under the act.
If this Court were to find that either 42 U.S.C. § 1981 or
42 U.S.C. §§2000 e et seq., or both prohibit racial
discrimination against non-whites, but not against whites,
enforcement of either statute would unjustifiably discriminate
against whites so as to be violative of due process. The proper
course for this Court to follow would be to interpret the
statutes so as to provide standing for whites, and thereby, avoid
having to render the statutes invalid.
343
8
ARGUMENT
POINT I
THE PHRASE “ AS IS ENJOYED BY WHITE CITIZENS,"
AS PART OF 42 U.S.C. § 1981, DOES NOT FUNCTION TO
EXCLUDE WHITE PERSONS FROM THE PROTECTION OF
THE STATUTE, BUT TO ENSURE THAT PROTECTION
UNDER THE STATUTE EXTENDS ONLY TO PERSONS
DENIED THE RIGHTS CONFERRED ON THE BASIS OF
RACE.
The Court of Appeals in this case affirmed the District
Court's holding that 42 U.S.C. § 1981 (hereinafter "Section
1981") confers no actionable right upon white persons. The
appellate court based its affirmance on four cases which,
actually, provide no support for such a conclusion, except,
perhaps, by way of dicta. These cases do not involve claims of
racial discrimination, as is involved in the instant case, and
therefore, support only the conclusion that a white person who
suffers no detriment due to his race does not have standing to
sue under Section 1981.
In Perkins v. Banster, 190 F.Supp. 98 (D. Md. 1960), aff'd
285 F.2d 426 (4th Cir. 1960) the court states: "Perkins has
explained the rather unclear provisions of the complaint and has
indicated that his claims are for false arrest or false indictment
or malicious prosecution or denial of due process, and also for
slander." 190 F.Supp. at 99. The case was dismissed because the
court found the action to be "frivolous." 190 F.Supp. at 100.
In Kurylas v. U.S. Department o f Agriculture, 373 F.Supp.
1072 (D. D.C. 1974), " [ t] he Court concludes that the
plaintiff's allegations of discrimination due to his national origin
is insufficient to sustain a cause of action under §1981 . . ."
373 F.Supp. at 1076. The court in Van Hoomissen v. Xerox
Corp., 368 F.Supp. 829 (N.D. Cal. 1973) followed the
reasoning in N.O.W. v. Bank o f California, 5 E.P.D., 8510
(N.D. Cal. 1973) that " . . . the Court cannot allow a white
plaintiff standing under Section 1981 when he has suffered a
344
9
deprivation which was not the result of his race." 368 F.Supp.
at 839. The pla intiff in Van Hoomissen, supra, was only " . . .
suing defendants for various alleged acts of retaliation . . . The
alleged retaliation was in response to plaintiff's asserted
attempts to change the hiring policy of Xerox, which he
believe[d] discriminate[d] against Mexican Americans . . ." 368
F.Supp. at 831. In Ripp v. Dobbs Houses, Inc., 366 F.Supp.
205 (N.D. Ala. 1973), the court does state that " . . . a white
plaintiff cannot rely on 42 U.S.C. § 1981 . . ." 366 F. Supp. at
211, but this is merely dictum. Even if the pla intiff in Ripp had
been non white, the case would have been dismissed because, as
the court found, the " . . . p la intiff makes no complaint that he
has suffered any detriment on account of his race." 366
F.Supp. at 208. The plaintiff was attempting to represent other
employees who were, allegedly, subjected to discrimination.
The same analysis can be applied to the other three cases
relied upon by the appellate court in the instant case. Even if
the plaintiffs in those cases were non-white, those cases would
have been dismissed because the necessary claim of racial
discrimination had not been made. The plaintiffs in the instant
case have alleged that they were discriminated against because
of their race.
The appellate court, though, did not find the allegation of
racial discrimination sufficient. In its discussion of the
applicability of Title VII of the Civil Rights Act of 1964, 42
U.S.C. §§2000e et seq. (hereinafter "T itle V II") to the
plaintiffs' claim, the court found that the plaintiffs could not
claim that they were discriminated against on account of their
race based upon the allegations made in their complaint. If this
legal finding is correct, then even if the plaintiffs were
non-white, the court would have dismissed their claims under
Section 1981. Therefore, the court's statement that whites
cannot sue under Section 1981 is merely dictum. If this court
finds that a claim of racial discrimination cannot be based upon
the allegations in the complaint, there will be no basis upon
which to decide whether or not a white person can sue under
Section 1981. On the other hand, if this Court were to find that
a valid claim of racial discrimination has been made, the
345
10
question of whether or not a white person can sue under
Section 1981 would be properly before this Court.
The courts that have stated that whites cannot sue under
Section 1981 seem to have assumed that the phrase "as is
enjoyed by white citizens" contained in the statute indicates
that only non-whites were to be protected under the statute.
This assumption was demonstrated to be incorrect in Hollander
v. Sears, Roebuck and Co., 392 F.Supp. 90 (D. Conn. 1975)
where the court found that the legislative history of § 1 o f the
Civil Rights Act of 1866,1 from which Section 1981 was
ultimately derived makes it " . . . quite clear that § 1981 should
not be read as only providing a cause of action for non-whites."
392 F.Supp. at 94. The Hollander court reached this conclusion
through the following analysis:
As originally passed by the Senate, the bill which
eventually became § 1 of the 1866 Act did not contain the
questioned phrase. It was added by amendment in the
House. See Georgia v. Rachel, 384 U.S. 780, 791
(1966). During the Senate debates on that original bill,
Senator Lyman Trumbull of Illinois, the floor manager,
made it quite explicit that the bill was intended to protect
the rights of whites, as well as blacks. In response to a
charge by one of the bill's opponents that it was
1 Act of April 9, 1866, c. 31, § 1, 14 Stat. 27, re-enacted by § 16 of
the Enforcement Act of 1870, Act of May 31,1870, c. 114, § 16, 16 Stat.
140, 144, and codified in §§1977 and 1978 of the Revised Statutes of
1874, now 42 U.S.C. §§1981 and 1982.
Section 1 provided in relevant part:
" [A ] II . . . citizens of the United States . . . of every race and color,
without regard to any previous condition of slavery or involuntary
servitude . . . shall have the same right . . . to make and enforce
contracts, to sue, be parties, and give evidence, to inherit, purchase,
lease, sell, hold, and convey real and personal property, and to full
and equal benefit of all laws and proceedings for the security of
person and property, as is enjoyed by white citizens, and shall be
subject to like punishment, pains, and penalties, and to none other,
any law, statute, ordinance, regulation, or custom, to the contrary
notwithstanding.''
346
11
outrageous to provide federal protection for blacks that
had never been accorded whites, Senator Trumbull stated:
Sir, this bill applies to white men as well as black
men. It declares that all persons in the United States
shall be entitled to the same civil rights, the right to the
fru it of their own labor, the right to make contracts, the
right to buy and sell, and enjoy liberty and happiness;
and that is abominable and iniquitous and
unconstitutional! Could anything be more monstrous or
more abominable than for a member of the Senate to
rise in his place and denounce with such epithets as
these a bill, the only object of which is to secure equal
rights to all the citizens of the country, a bill that
protects a white man just as much as a black man? With
what consistency and with what face can a Senator in
his place here say to the Senate and the country that
this is a bill for the benefit of black men exclusively
when there is no such distinction in it, and when the
very object of the bill is to break down all
discrimination between black men and white men?
Cong. Globe, 39th Cong., 1st Sess. 599 (1866).
Of course, this statement was made before the House
amended the bill to include, inter alia, the phrase "as is
enjoyed by white citizens." However, when the bill was
resubmitted to the Senate for consideration of the House
amendments, the following colloquy between Senator
Trumbull and Senator Van Winkle of West Virginia:
Mr. VAN WINKLE. There seems to be an
incongruity in this language to which I wish to call the
attention of the chairman of the committee. The clause
commences with the words "and such citizens." As I
understand those words they include all persons who are
or can be citizens, white persons and all others. The
clause then goes on to provide that "such citizens of
every race and color, w ithout regard to any previous
condition of slavery or involuntary servitude, shall have 347
12
the same right to make and enforce contracts," &c., "as
is enjoyed by white citizens." It seems to me these
words are superfluous. The idea is that the rights of all
persons shall be equal; and I think the clause, leaving
out these words, would attain the object. This is merely
a verbal criticism. I think the bill is incongruous in
expression as it stands.
Mr. TRUMBULL. I quite agree with the Senator
from West Virginia that these words are superfluous. /
do not think they alter the bill. I think the bill would
be better w ithout them, but they have been adopted by
the House of Representatives. We did not think they
altered the meaning o f the bill-, and we did not think it
worth while to send the bill back just because these
words were inserted by the House. They thought there
was some importance in them and have inserted them;
and as in the opinion o f the committee which examined
this matter they did not alter the meaning o f the b ill,
the committee thought proper to recommend a
concurrence, and I hope the Senate will concur in it.
(Emphasis added). Cong. Globe, 39th Cong., 1st Sess.
1413 (1866).
Without further debate, the amendment was approved by
the Senate and ultimately the entire bill, as amended, was
passed. Thus, the history of this legislation in the Senate
clearly reflects an understanding that the act was to
protect the rights of all citizens notwithstanding the
amendatory language inserted by the House. Hollander i/.
Sears, Roebuck and Co., supra, 392 F.Supp. at 92-93.
The reason for the addition of the phrase given in the
House by James F. Wilson of Iowa, the bill's floor manager was
that " . . . it was thought by some persons that unless these
qualifying words were incorporated in the bill, [the rights
conferred] might be extended to all citizens, whether male or
female, majors or minors." Appendix to Cong. Globe, 39th
Cong., 1st Sess. 157 (1866). The phrase was intended only "to
348 emphasize the racial character of the rights being protected."
13
Georgia v. Rachel, 384 U.S. 780 at 791 (1966). In other words,
the phrase was added to ensure that protection under the
statute extended only to persons denied the rights conferred on
the basis of race and not to exclude white persons from the
protection of the statute.
The court in Kentucky v. Powers, 139 F. 452 at 495
(Cir.Ct. E.D.Ky. 1905), rev'd 201 U.S. 1 (1906) provided the
following analysis:
Section 1977 [now 1981], so far as it confers rights, is
not limited to negroes and colored persons. It confers
rights on white persons. The persons on whom it confers
rights are 'all persons within the jurisdiction of the United
States.' It is only when it comes to define the rights which
the section confers that they are referred to as such 'as is
enjoyed by white citizens.' (dictum)
This analysis of the language of the act should be sufficient, in
and of itself, to demonstrate that Section 1981 protects whites,
as well as non-whites. As the legislative history fu lly supports
this analysis, this Court should hold that whites have the right
to sue under Section 1981.
POINT II
ALTHOUGH 42 U.S.C. § § 2000e ET SEQ. WAS PASSED
IN RESPONSE TO THE DENIAL OF EQUAL OPPORTUNITY
TO NON-WHITES, THE CONGRESS INTENDED THAT THE
ACT WOULD PROTECT WHITES, AS WELL AS
NON-WHITES, FROM RACIAL DISCRIMINATION IN THE
AREAS COVERED UNDER THE ACT.
Although the lower courts in the instant case did not need
to consider the question of whether or not a white person can
sue under Title VII since the courts found no claim of racial
discrimination, the question ought to be considered by this
Court if a claim of racial discrimination is found since a district
349
14
court has held that a white person cannot sue under Title VII.
The court in Haber v. Klassen, 10 FEP Cases 1446 at 1447
(N.D. Ohio 1975) dismissed the case of a white p la in tiff stating
that " . . . the discrimination these statutory provisions were
designed to eliminate were aimed at racial minorities . . ." 2
Although the Haber court quoted from this Court's
decision in Griggs v, Duke Power Co., 401 U.S. 424 (1971), it
co m p le te ly disregarded this Court's statement that
" [d] iscriminatory preference for any group, m inority or
majority, is precisely . . . what Congress has proscribed." 401
U.S. at 431. This Court's interpretation of Congressional intent
is adequately supported by the debates.
Although Title VII was passed in response to the denial of
equal employment opportunity for minorities, the Congress was
not unaware of discrimination against whites. On April 6 , 1964
Senator Holland quoted in Congress from an interview by U.S.
News and World Report of a black businessman who owned and
operated a business with annual gross sales of $ 1 0 million and
which had 600 employees:
" Question: Would you say, then, that racial discrimination
is found among all races?
Answer: It is a universal human tra it — and people use it, if
they can do so at a profit. When it becomes unprofitable
they forget it. Here in our organization, it pays the white
people not to discriminate against the Negro, and they
don't. But the Negroes will discriminate against the white
people because they are trying to get the white people out
of some of the well-paying jobs and put Negroes in them."
110 Cong. Rec. 7017 (April 6 , 1964)
Furthermore, many members o f Congress were concerned that
whites might be discriminated against as a result of an
2The statutory provision involved in Haber v. Klassen, supra, is 42
U.S.C. §2000eT6(a) which reads in relevant part: "A ll personnel actions
affecting employees . . . in the United States Postal Service . . . shall be
made free from any discrimination based on race."
15
employer's efforts to comply with the requirements of Title
V II. Senator Clark, one of the two floor managers of the Civil
Rights Act of 1964 stated in response to this concern that the
Equal Employment Opportunity Commission (hereinafter
"EEOC") " . . . has a clear mandate to engage in widespread
educational and promotional activities to encourage
understanding and acceptance of the policy of the act,
including the obligation not to discriminate against whites."
(Emphasis added) 110 Cong. Rec. 7218 (April 8, 1964). The
EEOC, which was created under Title VII and empowered to
investigate charges of discrimination and to determine if
reasonable cause exists to believe that the charge is true, has
recognized that an employer has such an obligation by finding
in a recent case reasonable cause to believe that an employer
and employment agency violated Title VII when, because the
employer requested only referral of m inority group applicants
the employment agency failed to act on an application
submitted by a white individual. EEOC Decision 75-268, 10
FEP Cases 1502 (1975). In another decision the EEOC found
reasonable cause to believe that the respondent violated Title
VII by failing to rehire a white professor. EEOC Decision
74-106, 10 FEP Cases 269 (1974).
In view of the above, the Haber court's holding that a
white person is not protected under Title VII is clearly
erroneous. Therefore, this Court should expressly overrule this
holding if a claim of racial discrimination is found in the instant
case and it becomes necessary to consider whether or not a
white person can sue under Title VII.
POINT III
ENFORCEMENT OF A STATUTE THAT PROHIBITS
RACIAL DISCRIMINATION AGAINST NON-WHITES BUT
NOT AGAINST WHITES WOULD UNJUSTIFIABLY
DISCRIMINATE AGAINST WHITES SO AS TO BE
VIOLATIVE OF DUE PROCESS.
In Schneider v. Rusk, 377 U.S. 163 at 168(1964), this
Court stated that " . . . while the Fifth Amendment 351
16
contains no equal protection clause, it does forbid
discrimination that is 'so unjustifiable as to be violative of due
process.' Bolling v. Sharpe, 347 U.S. 497, 499 [1954 ]." In
Frontiero v. Richardson, 411 U.S. 677 (1973), this Court
followed this reasoning and applied the analytic techniques
developed in Fourteenth Amendment equal protection cases to
a claim arising under the due process clause of the Fifth
Amendment.
Classifications based upon race, being inherently suspect,
must be subjected to close judicial scrutiny. It is evident,
though, that even under a traditional rational-basis analysis, a
statute prohibiting racial discrimination against members of one
race, while not providing the same protection against members
of another race, would have to be held invalid. There can be no
constitutional justification for such invidious discrimination.
The proper course for this Court to follow would be to
interpret the statutes so as to provide standing for whites, and
thereby, avoid having to render the statutes invalid.
352
17
CONCLUSION
The legislative history of both Section 1981 and Title VII
compel a holding that whites, as well as non-whites, are
protected against racial discrimination by these statutes. Due
process considerations necessitate such a holding if the statutes
are not to be held invalid.
For the reasons set forth herein, the decision below should
be reversed.
Respectfully Submitted,
SAMUEL RABINOVE
Attorney for the
American Jewish Committee
165 East 56th Street
New York, New York 10022
ALAN ROY HOLLANDER
Of Counsel
December 15, 1975
353
(Emirt of lit? Itutfft States
October T erm, 1975
No. 75-260
I h t h e
L. N. McDonald, e t al.,
v .
Petitioners,
Santa F e T ransportation Co., et al.
ON W R IT OP CERTIORARI TO T H E
U N ITED STATES COURT OP APPEALS
POR T H E P IP T H CIRCUIT
MOTION FOR LEAVE TO FILE AND BRIEF AMICUS
C U R IA E OF THE NAACP LEGAL DEFENSE
AND EDUCATIONAL FUND, INC.
J ack Greenberg
B arry L. Goldstein
E ric S chnapper
Suite 2030
10 Columbus Circle
New York, New York 10019
Attorneys for Amicus Curiae
355
I n ' t h e
§>uprent£ (Emirt of tlje lotted ^tatra
O ctober T erm , 1975
No. 75-260
L. N. M cD onald, e t al.,
v .
P etitio n ers ,
'Santa F e T ransportation Co., et al.
ON W R IT OE CERTIORARI TO T H E
U N ITED STATES COURT OE APPEALS
EOR T H E F IF T H CIRCUIT
MOTION FOR LEAVE TO
FILE BRIEF AS A M I C U S C U R I A E
N.A.A.C.P. Legal Defense and Educational Fund, Inc.,
hereby moves for leave to file the attached brief as am icus
curiae.
The N.A.A.C.P. Legal Defense and Educational Fund,
Inc., is a non-profit corporation incorporated under the
laws of the State of New York. It was formed to assist
Negroes.to secure their constitutional rights by the prose
cution of lawsuits. Its charter declares that its purposes
include rendering legal services gratuitously to Negroes
suffering injustice by reason of racial discrimination. For
many years attorneys of the Legal Defense Fund have
represented parties in employment discrimination litigation
357
2
before this Court and the lower courts. The Legal Defense
Fund believes that its experience in employment discrimi
nation litigation may be of assistance to the Court, The
proposed brief is submitted in support of respondents
though advancing reasons somewhat different than those
relied on by the courts below.
W h er efo r e , the N.A.A.C.P. Legal Defense and Educa
tional Fund, Inc., respectfully prays that this motion be
granted, and that the attached brief be filed.
Respectfully submitted,
J ack Greenberg
B arry L. G oldstein
E ric S c h n a ppe r
Suite 2030
10 Columbus Circle
New York, New York 10019
Attorneys for Amicus Curiae
358
I n t h e
i>uprrntr (Court of tljr luitrts States
O ctobee T e e m , 1975
No. 75-260
L. N. M cD onald, et al.,
v .
Petitioners,
S anta F e T eanspoetation Co., et al.
ON W KIT OE CEETIOBAEI TO TH E
U N ITED STATES COTTBT OE APPEALS
EOE T H E E IF T H CIECUIT
BRIEF AMICUS CURIAE OF THE
NAACP LEGAE DEFENSE AND
EDUCATIONAL FUND, INC.
Argument
All parties to this case, as well as the courts below, agree
that white employees alleging discrimination on the basis
of race may sue under Title VII of the 1964 Civil Rights
Act, 42 U.S.C. § 20006.1 The procedural requirements for
a Title VII action were clearly met. Petitioner McDonald
was discharged on October 2, 1970, and filed a grievance
with the union on that day. The grievance was resolved
against McDonald on October 29, 1970; the discharge only
1 Appendix, pp. 4, 63, 105, 121-22.
359
2
became final upon the completion of grievance proceedings
and the statutory period for filing a charge with the Equal
Employment Opportunity Commission was tolled pending
those proceedings.2 Within the 180 days after the rejection
of his grievance McDonald filed the requisite charges with
the E.E.O.C. against both the company and the union.3
Since this case was commenced as a class action, it was
not necessary for petitioner Laird to file a separate Title
VII charge. Albemarle Paper Co. v. Moody, 422 U.S. 405,
414 n. 8 (1975).4 * All the relief sought by petitioners in their
Second Amended Complaint is within the broad remedial
power of the court in a Title VII action.6
Since jurisdiction over this action exists under Title
VII, it appears unnecessary to reach the more difficult and
far reaching question of whether white employees may sue
under 42 U.S.C. § 1981. If, however, the Court reaches
that question and concludes that the phrase “as is enjoyed
by white citizens” is “superfluous language, the substance
of which would in no way alter the substance of the
statute”,6 amicus believes that section 1981 must be con
2 C u lp e p p e r v. R e y n o ld s M e ta ls Co., 421 F.2d 888 (5th Cir.
1970); H u tc h in g s v. U .S . In d u s tr ie s , In c ., 428 F.2d 303 (5th Cir.
1970) ; M alone v. N o r th A m e r ic a n R o c k w e ll C orp ., 457 F.2d 779
(9th Cir. 1972) ; S a n ch ez v. T .W .A . , 499 F.2d 1107 (10th Cir
1974).
3 Appendix, pp. 115, 118. The 1972 amendments to Title V II
extended the period of time within which to file such charges from
90 to 180 days, and apply to all pending litigation. See Pub. L.
92-261; 42 U.S.C. § 2000e-5(d) ; D a v is v. V a lle y D is tr ib u t in g Co.,
522 F.2d 879 (9th Cir. 1975).
SLA j
4 If the class action aspect of the case were dismissed, Laird and
other putative class members would be entitled as of right to inter
vene in this action although the relevant deadlines had by then
passed. A m e r ic a n P ip e a n d C o n s tru c tio n Co. v. U ta h , 414 U.S.
538 (1974). Whether Laird himself filed a timely charge with
EEOC is a matter of dispute. Appendix, pp. 115-116.
6 Appendix, pp. 41-42; 42 U.S.C. § 2000e-5.
6 Brief of Petitioners, p. 25.
360
3
strued not merely to protect whites against racial dis
crimination, as urged by petitioners and various amici, but
also to prohibit all forms of invidious discrimination—on
the basis of sex, age, national origin, etc.
An allegation of racially motivated unequal discipline
for identical misconduct, even criminal misconduct, by
similarly situated employees states a cause of action under
Title VII, regardless of whether the victim of the alleged
discrimination is black or white. In McDonnell Douglas
Corp. v. Green, 411 U.S. 792 (1973), this Court held that
an employer might justifiably refuse to hire an employee
who engaged in unlawful acts against it “but only if this
criterion is applied alike to members of all races.” 411
U.S. at 804. If the employer in this case maintains a
general policy of firing whites who steal but forgiving
blacks who do so. or vice versa, such a policy would turn
the theft into a pretext for mistreating the disfavored race.
An allegation of such a policy might be supported by evi
dence that black employees known to the company to be as
culpable as petitioners, and whose cases presented com
parable mitigating factors, were not discharged. Other
relevant evidence would include whether or not the em
ployer had a practice of not hiring white applicants, of
confining white employees to menial low-paying jobs, or of
using tests with a disproportionate racial impact on whites.
In a case, unlike this one,7 where an employee challenged
the good faith of an employer’s conclusion that he was
guilty and others innocent, of the misconduct charged, an
inquiry might be required as to who was indeed culpable
and what reason the employer had to believe otherwise.
7 Since no such allegation was made, whether petitioner actually
stole the anti-freeze, as he now appears to deny, need not be re
solved.
361
4
As petitioners correctly recognize,8 the cause of action
accorded white employees under Title VII does not confer
a right to thwart or deter actions by an employer, whether
voluntary or court ordered, to end past discrimination
against blacks or to overcome the continuing effects of
such discrimination. If in the past a white employee has
enjoyed the illicit benefits which are the windfall whites
often receive when black employees are mistreated, such a
white employee cannot complain if he is restored to his
rightful place and is subject to the terms and conditions of
employment which would have applied to him had there
been no discrimination. An employer who defends a reme
dial policy is not obligated to establish, in the manner and
detail which would have been required of a black employee
suing for such a relief, that it had engaged in systemic
racial discrimination or that the remedy it chose was that
which would have been selected by a federal court. Such
a requirement would frustrate the statutory policy of en
couraging employers to voluntarily examine their employ
ment practices and correct any discrimination. Albemarle
Paper Co. v. Moody, 472 U.S. 405 (1975). Only the most
courageous of employers would voluntarily implement a
remedy if they did so at peril of liability to white employees
should they fail to guess the precise remedy a court might
years later find appropriate. An employer need only estab
lish that the remedy it has chosen is reasonably related
to a palpable claim of prior discrimination against blacks.
The expectations aroused by a past practice of discrimi
nation in favor of whites may prompt a white employee
to perceive injustice in an end to that favoritism.9 The
8 Brief of Petitioners, p. 42.
9 “Title V II guarantees that all employees are entitled to the
same expectations regardless of ‘race, color, religion, sex, or na
tional origin.’ Where some employees now have lower expectations
than their co-workers because of the influence of one of these for
bidden factors, they are entitled to have their expectations raised
362
5
extensive discovery in this action clearly indicates this is
such a case. Although the complaint alleges there are
“numerous” whites who have been subject to discrimina
tory dismissal,10 the plaintiffs were the only employees
fired at the Houston Terminal during the year involved.11
It is not disputed that, on or about September 26, 1970,
plaintiff McDonald, a truck driver whose route included
the SMS Company, returned from its plant with approxi
mately ten cases of antifreeze manufactured by that firm.
On arriving at the Santa Fe Terminal, McDonald admit
tedly sold some of that antifreeze to a number of fellow
employees, black and white, with the knowledge and as
sistance of plaintiff Laird, who was McDonald’s supervisor.
When the transaction came to light detectives employed
by the Company investigated several dozen employees,
including plaintiffs. McDonald conceded he had sold the
antifreeze but maintained that the antifreeze was a gift
to him from the SMS company;12 the company concluded,
however, that McDonald had stolen the antifreeze from
SMS; and therefore dismissed McDonald for theft and
Laird for failing to deal effectively with the problem of
theft.13 The black employee involved, Charles Jackson,
was merely one of the employees who had purchased the
antifreeze from McDonald; since McDonald had advised
him the antifreeze was lavffully acquired there was never
any question that Jackson was culpable.14 Even if Jack
even if the expectations of others must be lowered in order to
achieve the statutorily mandated equality of opportunity.” Robin
son v. Lorillard Corp., 444 F.2d 791, 800 (4th Cir. 1971), cert,
dismissed 404 U.S. 1006 (1971).
10 Appendix, p. 36.
11 Id., p. 33.
12 See deposition of L. N. McDonald, pp. 10-14.
13 Appendix, p. 32.
14 See deposition of Charles Adrian Jackson.
363
6
son had reason to suspect the goods were stolen, his pur
chase was manifestly less culpable than the actual theft,
and was mitigated by his active cooperation with the
company’s investigation.15 The only question of fact gen
uinely in issue is whether the company erred in conclud
ing McDonald obtained the antifreeze by theft rather than
as a gift, but such a mistake would not violate Title VII.
Under the circumstances this case appears ripe for sum
mary judgment. Mourning v. Family Publications Ser
vice, 411 U.S. 356, 362, n. 16 (1973).
Respectfully submitted,
J ack Greenberg
B arry L. Goldstein
E ric S c h n a pper
Suite 2030
10 Columbus Circle
New York, New York 10019
Counsel for Amicus Curiae
15 Id.
364
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