Brief on Behalf of Plaintiff-Appellant
Public Court Documents
February 22, 1988
Cite this item
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Case Files, Bozeman v. Pickens County Board of Education. Brief on Behalf of Plaintiff-Appellant, 1988. 1480e0cc-f192-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/50c3973e-e134-490f-897e-ca9e0165a336/brief-on-behalf-of-plaintiff-appellant. Accessed November 23, 2025.
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IN THE
T'NITED STATES COURT OF APPEALS
FOR THE ELEITENTH CIRCUTT
NO. 88-76L2
}IAGGIE S. BOZEI{AI{,
Plaintiff-APPellant,
V.
PICKENS COUNIY BOARD OF EDUCATION, et a1.,
Def endants-APPel lees .
APPEAL FROM THE T'NITED STATES DISARICT COT'RT
FOR THE NORTHERN DISTRICT OF AI.ABAT'TA
BRIEF ON BEIiALF OF PLAINTIFF-APPELLANT, I{AGGIE S. BOZEI'IAN
Joe R. WhatleY, Jr.
cooPER, MTTCH, CRAI{FORD,
KUYKENDALL & I{HATLEY
Suite 2OL, 409 No. 21st Street
Bitmingharn, Alabama 35203
2O5/328-95?6
Sherrllyn A. Ifill
NAACP Lega1 Defenee Fund
99 Hudson Street, 16th Floor
New York, New York 100f3
2L2/2L9-1900
NON-PREFERENCE CASE
Ti
I IN THE
UNITED STATES COURT OF APPEALS
I FoR rHE ELEVENTH crRcurr
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NO. 88-76L2
I{AGGIE S. BOZEMAN,
Plaintiff-APPeIlant,
v.
PICKENS COUNTY BOARD OF' EDUCATION, €t aI.,
Def endants-APPeI lees .
APPEAL FROI{ THE T'NITED STATES DISTRICT COTIRT
FOR THE NORTHERN DISTRICT OF AI,ABAMA
BRIEF ON BEHALF OF PI.AINTIFF-APPELLANT, MAGGIE S. BOZEMAN
Joe R. WhatIeY, Jr.
cooPER, MTTCH, CRAWFORD,
KUYKENDALL & WHATLEY
Suite 2OL, 409 No. 21st Street
Birnringham, Alabama 35203
2O5/328-9576
Sherrilyn A. Ifill
NAACP Legal Defense Fund
99 Hudson Street, 16th Floor
New York, New York 10013
2L2/2L9-L900
NON-PREFERENCE CASE
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I CERTIFICATE OF INTERESTED PERSONS
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The following is a list of persons or entities which may
have, oF on information and belief of attorneys for Appellant, may
I have an interest in the outcome of this case:
J Parties:
t
ilaggie s. Bozeman
Pickens CountY Board of Education
r JerrY H. ParhamI J:"f..;":i'"
James G. Noland
f Nancy Farr
I BoYti Edgeworth
t Attorneys:
r Firm of Cooper, Mitch, Crawford, Kuykendall & lilhatley, and
I AttorneY Joe R. WhatIeY, Jr.
The NAACp Legal Defense Fund and Attorney Sherrilyn lfill
t Firnr of Ray, Oliver, Ward & Parsons and Attorney Ray Ward
I Arso:
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United Stat'es District Judge, Sam C. Pointer, Jr'
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STATEMENT REGARDING PREFERENCE
This case is entitled to no preference under the Rules of
this Court.
STATEI.{ENT REGARDTNG ORAL ARGWENT
Plaintiff-appellant Maggie Bozeman requests oral argument,
I and submits that oral argument would be helpful to the
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or the nover constitutionar arsuments beins advanced
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TABLE OF CONTENTS
STATEUENT Or THE ISSUES.......... ....... - -........
STATEI,IENT OF THE CASE
A. Course of Proceedings and Disposition
in the Court Below. .....
B. Statement of the Facts........ . " " " ..
C. Scope or Standard of Review " " " '
ST'UMARY OF THE ARGT'I,TENT..... .. . . . . ....
STATEI.TENT REGARDING JI'RISDICTION ... ..
ARGT'I{ENT
I. Since Due Process Requires that Defendant's
Action be Supported by Substantial Evidence,
It Cannot be -Based on a Conviction lilhich Is
Void .....
II. The principle of ttiust Treatmenttt Inherent
in Due Process and Its Prohibition Against
Arbitrary or capricious conduct Forbid Public
Errnployer-s rron supporting the Termination of
a Tenured Teacher Based on
Void Conviction..
III. Since the Prinary Reason Given for Bozeman's
Ternination is vbid, Due Process Requires
that She be Reinstated.......
coNcLUSrON....... -....
CERTIFICATE OF SERVICE
Page
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TABLE OF AUTHORITIES
CITATTONS Page
Barnett v. Housing Authority of the City of
Atlanta , 7O7 F.2d L57L (lIth Cir.1983).......... 13
Ferguson v. Thomas, 430 F.2d 191 (sth Cir.L979 )........ LO,L2
Gutzwiler v. Fenik, 860 F.2d L31.7 (6th cir.1988)....... 14
Hatcher v. Board of Public Education and Orphanage
for Bibb County, 809 F.2d 1546 (llth Cir.1987).. 10,11
Hearn v. City of Gainesville, 588 F.2d L328
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(11th Cir.L982).............. ..............
Holley v. Seminole County School District, 755 F.2d
L492 (llth Cir.1985).... ...................
Joint Anti-Facist Refugee Comm. v. l{cGratht 34L U.S.
L23, 7L St. Ct. 624, 95 L.Ed 817 (1951)
KeIly
Roane
Rozman
Russell v. Harrison , 736 F.2d 283 (5th Cir.1983)...... -
Viverette v.Lurleen B. WaIlace State Junior CoIlege,
587 F.2d 191 (sth Cir. L979 )... ...... .. - . . . . ... . .
STATUTES
28 U.S.C. Section L29L
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(Frankfurter, J. concurring).................... 11
v. Smith, '764 F.2d L4L2 (lIth Cir.1985).......... 13
v. Callisburg, 5Ll- F.2d 633 (sth Cir.1-975)....... 13
v. EIIiott, 335 F.Supp. 1086 (D.Neb.1971)
affirned, 46't F.2d 1145 (8th Cir.L972).......... L2
L4
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STATEMENT OF THE ISSUES
1. Since Due Process Requires that the Taking of a Property
Interest Be Supported by Substantial Evidence, Can Such a Taking
Be Based on a Conviction tilhich Subsequently is Voided?
2. Does the Principle of ItJust Treatmentrt Inherent in Due
process and its Prohibition Against Arbitrary or Capricious Conduct
Allow public Officials to Continue to Enforce a Termination of a
Tenured Teacher Based upon a Void Conviction?
3. Since the prirnary and Major Reason Given for the Taking
of the Constitutionally Protected Property Interest Has Been
Voided, Can Defendants Escape without any Liability Consistent with
Sue Process?
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STATEMENT OF THE CASE
A. Course of Proceedings and Disposition
in the Court Below.
Maggie Bozeman filed her complaint on December 28, L987.
R1-1. Defendants answered on January 20, 1988, R1-2, and discovery
followed. The court below held a scheduling conference on }larch
18, 1988, R1-10, but no formal pre-trial conference was held. The
was tried on August 31, 1988, and at the close of the evidence the
court entered oral findings of fact and conclusions of Iaw, along
with a judgrment against Bozeman. R1-29. Bozeman filed a timely
notice of appeal on September 29, 1988. R1-31.
B. Statement of the Facts.
plaintiff was a long-term, tenured teacher with the Pickens
County Board of Education. By 1979 she had taught within the
Pickens County School System fot 25 years. She is Black. She has
been extremely active politically as a leader of the Alabama
Democratic Conference, a predominantly black political
organization. The defendants lrere well aware of Bozeman's
political activity, as shown by the excerpts from defendant Park's
deposition. pX25. She was not politically aligned with any of the
Board members, all of whom have been white. Id. at 34 el seq.
In L978, she publicly and actively supported a black
candidate to oppose Park, a long-term member of the Board. As a
result of her activity during that carupaign Bozeman hlas charged
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hrith voting fraud in the Circuit Court for Pickens County, Alabana.
On November, L979, she was found guilty of those charges by a jury
in Pickens County. The defendants then, for the first tine, began
efforts to terminate her. PX 1.
Bozernan was found guilty on a Friday. The same day the
Superintendent told her not to return to work because of the
conviction. The following Tuesday, November 6, L979, at 6:30 p.m.,
the Board held a specially called meeting to deal with Bozeman in
executive session. She was suspended from her tenured teaching
position, and the process for terminating her was begun. She was
not present for the neeting. The only specific reason for the
termination nas the conviction with only a vague reference to
rrvarious complaints concerning Mrs. Bozeman's performance.rr Px1.
The letter notifying Bozeman of the proposed termination is
dated November 6t 1979, the same day as the night-time neeting.
The first charge was her conviction. PX2
By letter dated November L2, L979, Bozeman contested her
termination. PX3. By letter dated November 21, L979, she requested
a one year leave of absence. PX4.
on November 27, t979, the Board met in another specially
called meeting and granted the request for a one year leave of
absence on the condition rrprovided that the Board receive a
conditional resignation from her should the conviction be upheld
by the appellate courts.rr PX5.
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In compliance with the condition required by the Board,
Bozeman submitted a conditional resignation which provided as
follows:
In the unlikely event that my felony
conviction is upheld in the Courts of
Alabama, and in the Courts of these United
States, please be advised that I will resign
my position as a teacher in the Pickens
County School SYsten. If nY felonY
conviction is reversed, however, I wiIl
insist on my rights under the tenure laws of
Alabama as they relate to the discharge of
tenured teachers.
PX6.
By letter dated December 10, L979, the Superintendent
acknowledged the acceptance of the conditional resignation and
approved the leave of absence. PX7.
On December L7, L979, the Board rrunanimously approved the
continuance of the hearing for Maggie Bozeman based on her request
for a leave of absence and conditional resignation.rr PX$.
As the one-year leave of absence neared an end, the attorney
for the Board wrote the attorney for the plaintiff. PX9. In that
Ietter, the Board explained that the rrproposed cancellation of her
contract [was] for the primary reason that she had been convicted
of a felony offense by the Pickens County Circuit Court.fr PX9'
The attorney wrote directly to Ms. Bozeman on the same date.
PX1O. Again, the only specific reason given for the proposed
cancellation was rrthe fact that you had been convicted by the
Pickens County Circuit Court of a felony offense.rr Id.
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Bozeman requested another leave of absence- PXI-1.
On December S, 1980, the Board was infonned that Bozeman
had requested a leave of absence. PX12. On Decenber 15, 1980,
the Board extended that leave of absence through Novenber 27, 1981-.
pX13. Bozeman was inforned of the extended leave of absence by
letter dated December 19, 1980, from the Superintendent. PX14.
on April 3, 1981, the superintendent informed the Board
That the Appe1late Court had upheld the
Circuit Court's decision in finding Mrs.
Maggie Bozeman, former school teacher, guilty
of- voter fraud. He further inforned the
Board that Mr. Ray Ward, Board attorney, had
advised him that the Board could not accept
Mrs. Bozeman's resignation as stated in her
letter requesting a leave of absence until
she had exhausted the appeals process
available to her through the judicial system
of Alabama.
PXl5.
By letter dated November 11, 1981, the attorney for the
Board informed the attorney for Bozeman that the second one-year
leave of absence rtas about to expire. PXL6. Again, the Board
confirmed the basis for the ttproposed cancellation effort contract,
the rnajor charge being that of the felony conviction.rr The letter
also confirmed an awareness that Bozeman pursuing her conviction
rrthrough the Federal Court.rt However, the Board had rrgiven some
preliminary indication that it does not wish to continue this
matter further.rt Therefore, Bozeman's resignation was requested.
IE. By November L7, 1981,, the attorney for the Board had learned
that Bozeman was represented by another lawyer, Mr. Solomon Seay,
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and hrrote hirn. PX17. By that point, the Board had apparently
concluded that rrno further leaves of absence, ot extensions
thereof, would be aPProPriaterr.
By letter dated December 8, 198L, the Board through its
attorney informed Bozeman that it would meet on December L4, 1981
and act on her resignation at that time. Px18
By letter dated December 15, 1981, the defendants notified
plaintiff of a hearing to be held on the cancellation of her
contract. PX19
on January 8, L982, the Board met, held a hearing on this
matter, and approved the cancellation of Bozeman's contract. PX20.
Since the Board tfas continuing to consider the issue of the
conviction, which Bozeman was still challenging, she saw nothing
to be served by attending that hearing.
The Board informed Bozeman of its decision by letter dated
January 8, L982, from its Superintendent. PX2L.
As she had previously informed the defendants, and as they
were ahrare, Bozeman continued to challenge her conviction through
the federal court system. On april L3, 1984, the United States
District Court for the Middle Division of Alabama granted her
petition for writ of habeas corpus and vacated the conviction.
pX22. The Court. found that there was rrno evidencerr to support the
conviction of Bozeman. Id. at L1-. In addition, the Court held
that she was rrtried upon charges that tere never made and of rtrhich
[she was] never notified.t' Id. at 22. AccordinglY, on August 9,
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1984, Bozeman's attorney wrote and asked that the Board return
Bozeman to work. PX23.
The Board raet on August 9, 1984, without inforning plaintiff
that it was then rneeting to consider her request, and denied her
request. PX24. No hearing was held on Bozeman's request to be
reinstated.
Excerpts from the depositions of the individual defendants
are enclosed as PX25-30. The depositions confirm PX9 that the
prinary reason for the termination was the conviction which has
now been declared void.
c. ScoPe or Standard of Review.
The standard of review for the conclusions of law made by
the court below is whether they were correct. The standard of
review for any findings of fact is whether they were clearly
erroneous.
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ST'I,TI{ARY OF THE ARGWENT
Bozeman's claims are first that the defendants violated her
right to substantive and procedural due process by terninating her
and then refusing to reinstate her without a hearing when they
Iearned that the prinary basis for her termination was voided, and
second, that the defendants violated her rights under the First and
Fourteenth Amendment by refusing to reinstate her after they
Iearned that the prirnary basis for her ternination was voided.'
First, due process requires that there be substantive
evidence to support the taking of the Constitutionally protected
property interest which Bozeman enjoyed in her job. Here, what
defendants, attorney described as the prirnary or major basis for
Bozemanrs termination (i.e., her conviction) has been declared
void. Therefore, there is no substantive evidence to support the
prirnary or rnajor reason for the termination, and it logically
follows that due process requires that Bozeman be remedied for the
termination, or at least for the defendants'refusal to take
remedial action when they learned that the conviction had been
declared void.
' plaintiff must concede that so far as she can determine,
the primary issue in this case is novel. In the words of
defen-dants, the ltprimary reasontr for the taking of plaintiff 's
ienured joL was a
-conviction which has since been declared void-
When the conviction was declared void, Bozeman requested her job,
and defendants refused. For reasons discussed below, the
defendants have therefore violated the rights of plaintiff.
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Second, the principle of trjust treatment[ is inherent in
due process. Defendants did not treat Bozeman justly when they
continued to allow her Constitutionally protected property interest
to be severed from her, even after the najor or priruary reason for
doing so was declared void. The court below allowed the defendants
to rest on ceremonial compliance with procedural due process at the
tiure of her ternination, and due process requires more.
Third, this Court has recognized a right under substantive
due process that a deprivation of a Constitutionally protected
property interest must rest on the reasons given by the defendants.
Here, the defendants, through their attorney, stated that the
primary and najor reason for the termination Lras Bozeman's
conviction. That priurary and urajor reason has been declared void
and can no longer provide a substantive basis for the termination.
Therefore, Bozeman's right to substantive due process has been
violated, and she should be made whole.
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STATEMENT REGARDING JURISDTCTION
Since this is an appeal from a final judgrment, this Court
has jurisdiction under 28 V.s.C. section L29L-
ARGI'I{ENT
f. Since Due Process Requires that Defendant's
Action be Supported by Substantial Evidence,
It Cannot be Based on a Conviction !{hich
Tc. Vai d -
This Court has repeatedly ruled that when a public enployer
takes aqray property interest, there is a requirement that trthe
action taken is supported by substantial evidence.rr Hatcher v.
Board of Public Education and Orphanage for Bibb County, 809 F.2d
1546 , L552 (L1th Cir. Lg87l. Accord, Holley v. Seminole County
Schoo1 District, 755 F.2d L492, L496 1499-1500 (llth Cir. 1985),
Viverette v. Lurleen B. Iilallace State Junior Colleqe, 58'7 F.2d 191-,
LgA (sth Cir. LgTg')i Ferguson v. Thomas, 43O F.2d 852, 859 (5th
cir. 1970).
Here, the evidence defendants used to support the prinary
reason for the termination has been declared void. Therefore, Do
substantial evidence exists to support the deprivation of Bozeman's
property interest in her job. AccordinglY, the property interest
should be returned to her.
The trial court ignored the uncontradicted fact that on at
least two occasions, the attorney for the Board informed Bozeman
through her attorney that the ltprimaryrr or rrmajorrr charge on which
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her proposed ternination was to be based was the conviction. That
primary or major charge has been invalidated. The trial court even
found that the evidence against Bozeman on the other charges was
t'sketchytr. (Findings at 9). It is clearr ES the attorney for the
Board stated at least twice, and as Bozeman believed, that the true
basis asserted for the termination by the defendants was the
termination. t{hen that conviction Lras invalidated, Bozenan should
have been entitled to relief for her termination.
II. The Principle of rUust Treatmentrl
Inherent in Due Process and Its
Prohibition Against Arbitrary or
Capricious Conduct Forbid Public
Employers From Supporting the
Termination of a Tenured Teacher
Rasad on Voi d Conviction -
The best known description of due process is that of Justice
Frankfurter:
"[D]ue processrtt unlike some lega1 rules, is
not a technical conception with a fixed
content unrelated to time, place and
circumstances. Expressing as it does in its
ultimate analysis respect enforced by law for
that feeling of just treatment which has
evolved through centuries of Anglo-American
constitutionat history and civilization, rrdue
processrt cannot be imprisoned within the
treacherous linits of any formula.
Joint Anti-Fascist Refugee Comm. v. McGrath, 34L U.S. L23, L62, 7L
S.Ct. 624, 643, 95 L.Ed. 817 (1951) (Frankfurter, J.
concurring), quoted, amonq, other places, in Hatcher, 809 F.2d L552-
53. In Hatcher, 809 F.2d L553, the Eteventh Circuit recognized
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trthe versatj.le nature of the due process requirementrr and quoted
Ferguson v. Thomas, 43O F.2d 852' 855 (5th Cir. L97Ot' as follows:
the standards of procedural due process are
no wooden absolutes. The sufficiency of
procedures emptoyed in any particular
situation must be judged in light of the
parties, the subject matter and the
circumstances involved.
This Court has also stated: trDue Process Clause prevents teacher
firing at public university which was arbitrary or capriciousrr.
HoIIey, 755 F.2d L499, citing Rozroan v. El1iott, 335 F. Supp. 1086,
1088 (D. Neb. Lg7Ll , affirrned, 467 F.2d 1145 (8th Cir. L9721 -
Finally, as recognized in Ferguson v. Thomas, 430 F.2d 852,
8s7 (5th Cir. 197o):
The substance of due process requires that
no instructor who has an expectancy of
continued employment be deprived of that
expectancy by mere ceremonial compliance with
procedural due Process.
Here, Bozeman has experienced grossly unfair treatment.
First, she suffered a felony conviction in Pickens County and a
prison sentence when there Lras rrno evidencetr to convict her and
when she was in fact tried upon charges that were never made and
of which she was never notified. Defendants should be bound by
what they stated to be the prirnary reason for plaintiff's
termination. Nevertheless, when they urere informed that the
conviction had been voided, they refused to take any action, even
granting plaintiff a hearing, to correct their o$rn injustice.
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Under the circumstances, defendants have failed to provide
plaintiff with just treatment, have acted arbitrarily and
capriciously, and have atternpted to rely upon mere cerenonj.al
compliance with procedural due process. Under these circumstances,
there has been a violation of Bozeman's right to due process.
III. Since the Prinary Reason Given for
Bozenan's Termination is Void, Due
Process Reouires that She be Reinstated.
Both this Court and the Fifth Circuit have held that
substantive due process prohibits the deprivation of a property
interest for reasons other than those given.
In Kelly v. Snith, 764 F.2d L4L2, 1413 (llth Cir. 1985),
this Court made it clear that one states a claim for violation of
substantive due process when he is deprived of a property interest
[for an improper motive or . . . for reasons other than those
given. . . .rl
This Court has recognized that the
trdeprivation of a property interest for an
improper motive and by means that. Iarel
pretextual, arbitrary and capriciousrr
constitutes a substantive due process
violation. Hearn [v. City of Gainesville],
688 F.2d [1328] at ]-332 [ (1'1th cir. LeBzl)i
see also Roane v. Callisburg, 511 F.2d 633,
63e (sth Cir. Le75l -
Barnett v. Housing Authority of the City of At1anta, 7O7 F.2d L57L,
L577 (ltth Cir. 1983). There, the Court affirrned a judgment for
a plaintiff on a substantive due process clain where there was
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evidence that the reasons offered for plaintiff's termination were
pretextual and the real reason Lras to make plaintiff a scapegoat
for mounting public Pressure.
The fifth Circuit has accepted a sirnilar substantive due
process theory in Russell v. Harrison, 736 F.2d 283, 287 el seq.
(sth Cir. 1983), where the Court held:
Despite plaintiffs' failure to elaborate,
however, iL is clear that they are claining
deprivation of substantive due process based
on the fact that their contracts h'ere
terminated while the contracts of other
employees hrere maintained, aII in absence of
any rltional plan to explain this action.
This is all that is required.
Id. at 288.
Very recently, the Sixth Circuit also recognized a sinilar
theory when it af f irrned a jury verdict based on a clairn of
violation of substantive due process. The Court held that:
rrsubstantive due process ... protects fundamental rights of
individual freedom and liberty from deprivation at the hands of
arbitrary and capricious lrovernment action.rt Gutzwiller v. Fenik,
860 F.2d L3L'1 , L328 (6th Cir. 1988).
Here, the primary basis for the decision to terminate
plaintiff was voided. Nevertheless, defendants refused to
reconsider their decision. What the defendants termed as the
primary basis for the termination has been invalidated. Therefore,
the reason given for the termination does not exist, and Bozeman's
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and made whole.
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CONCLUSTON
For all of the reasons stated herein, the Court should
reverse and render a judgrment in favor of Bozeman.
Respectfully submitted,
OF COUNSEL:
cooPER, MITCH, CRAWFORD,
KUYKENDALL & WHATLEY
Suite 2oL, 4o9 North 21st Street
Birmingham, Alabama 35203
(2O5) 328-e576
Whatley,
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CERTIFICATE OF SERVICE
I hereby certify that I have served a true and correct copy
of the foregoing upon the following counsel of record by depositing
same in the U. s. Mail, postage prepaid, oD this ?2. day of
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'-o ' , , 1988.
Ray Ward, Esquire
Ray, Oliver, ltlard & Parsons
P. O. Box 65
Tuscaloosa, Alabana 35402
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