Brief on Behalf of Plaintiff-Appellant
Public Court Documents
February 22, 1988

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Case Files, Bozeman v. Pickens County Board of Education. Brief on Behalf of Plaintiff-Appellant, 1988. 1480e0cc-f192-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/50c3973e-e134-490f-897e-ca9e0165a336/brief-on-behalf-of-plaintiff-appellant. Accessed April 06, 2025.
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I I I I I I I I I I I I I I I I I T T IN THE T'NITED STATES COURT OF APPEALS FOR THE ELEITENTH CIRCUTT NO. 88-76L2 }IAGGIE S. BOZEI{AI{, Plaintiff-APPellant, V. PICKENS COUNIY BOARD OF EDUCATION, et a1., Def endants-APPel lees . APPEAL FROM THE T'NITED STATES DISARICT COT'RT FOR THE NORTHERN DISTRICT OF AI.ABAT'TA BRIEF ON BEIiALF OF PLAINTIFF-APPELLANT, I{AGGIE S. BOZEI'IAN Joe R. WhatleY, Jr. cooPER, MTTCH, CRAI{FORD, KUYKENDALL & I{HATLEY Suite 2OL, 409 No. 21st Street Bitmingharn, Alabama 35203 2O5/328-95?6 Sherrllyn A. Ifill NAACP Lega1 Defenee Fund 99 Hudson Street, 16th Floor New York, New York 100f3 2L2/2L9-1900 NON-PREFERENCE CASE Ti I IN THE UNITED STATES COURT OF APPEALS I FoR rHE ELEVENTH crRcurr I I I I I I I I I t T I I t I NO. 88-76L2 I{AGGIE S. BOZEMAN, Plaintiff-APPeIlant, v. PICKENS COUNTY BOARD OF' EDUCATION, €t aI., Def endants-APPeI lees . APPEAL FROI{ THE T'NITED STATES DISTRICT COTIRT FOR THE NORTHERN DISTRICT OF AI,ABAMA BRIEF ON BEHALF OF PI.AINTIFF-APPELLANT, MAGGIE S. BOZEMAN Joe R. WhatIeY, Jr. cooPER, MTTCH, CRAWFORD, KUYKENDALL & WHATLEY Suite 2OL, 409 No. 21st Street Birnringham, Alabama 35203 2O5/328-9576 Sherrilyn A. Ifill NAACP Legal Defense Fund 99 Hudson Street, 16th Floor New York, New York 10013 2L2/2L9-L900 NON-PREFERENCE CASE I I CERTIFICATE OF INTERESTED PERSONS t The following is a list of persons or entities which may have, oF on information and belief of attorneys for Appellant, may I have an interest in the outcome of this case: J Parties: t ilaggie s. Bozeman Pickens CountY Board of Education r JerrY H. ParhamI J:"f..;":i'" James G. Noland f Nancy Farr I BoYti Edgeworth t Attorneys: r Firm of Cooper, Mitch, Crawford, Kuykendall & lilhatley, and I AttorneY Joe R. WhatIeY, Jr. The NAACp Legal Defense Fund and Attorney Sherrilyn lfill t Firnr of Ray, Oliver, Ward & Parsons and Attorney Ray Ward I Arso: I United Stat'es District Judge, Sam C. Pointer, Jr' I ,l I t I I 11 t I t I I STATEMENT REGARDING PREFERENCE This case is entitled to no preference under the Rules of this Court. STATEI.{ENT REGARDTNG ORAL ARGWENT Plaintiff-appellant Maggie Bozeman requests oral argument, I and submits that oral argument would be helpful to the I :;"::::'ation or the nover constitutionar arsuments beins advanced T I t I T I I t I I I t rii 10 11 I I t I t I I T T T I t t T I t t I I TABLE OF CONTENTS STATEUENT Or THE ISSUES.......... ....... - -........ STATEI,IENT OF THE CASE A. Course of Proceedings and Disposition in the Court Below. ..... B. Statement of the Facts........ . " " " .. C. Scope or Standard of Review " " " ' ST'UMARY OF THE ARGT'I,TENT..... .. . . . . .... STATEI.TENT REGARDING JI'RISDICTION ... .. ARGT'I{ENT I. Since Due Process Requires that Defendant's Action be Supported by Substantial Evidence, It Cannot be -Based on a Conviction lilhich Is Void ..... II. The principle of ttiust Treatmenttt Inherent in Due Process and Its Prohibition Against Arbitrary or capricious conduct Forbid Public Errnployer-s rron supporting the Termination of a Tenured Teacher Based on Void Conviction.. III. Since the Prinary Reason Given for Bozeman's Ternination is vbid, Due Process Requires that She be Reinstated....... coNcLUSrON....... -.... CERTIFICATE OF SERVICE Page v1 2 2 7 I 10 13 15 L7 r-y I t T I TABLE OF AUTHORITIES CITATTONS Page Barnett v. Housing Authority of the City of Atlanta , 7O7 F.2d L57L (lIth Cir.1983).......... 13 Ferguson v. Thomas, 430 F.2d 191 (sth Cir.L979 )........ LO,L2 Gutzwiler v. Fenik, 860 F.2d L31.7 (6th cir.1988)....... 14 Hatcher v. Board of Public Education and Orphanage for Bibb County, 809 F.2d 1546 (llth Cir.1987).. 10,11 Hearn v. City of Gainesville, 588 F.2d L328 j T I t I (11th Cir.L982).............. .............. Holley v. Seminole County School District, 755 F.2d L492 (llth Cir.1985).... ................... Joint Anti-Facist Refugee Comm. v. l{cGratht 34L U.S. L23, 7L St. Ct. 624, 95 L.Ed 817 (1951) KeIly Roane Rozman Russell v. Harrison , 736 F.2d 283 (5th Cir.1983)...... - Viverette v.Lurleen B. WaIlace State Junior CoIlege, 587 F.2d 191 (sth Cir. L979 )... ...... .. - . . . . ... . . STATUTES 28 U.S.C. Section L29L 13 LO,L2 v T I ; I I T I T I t (Frankfurter, J. concurring).................... 11 v. Smith, '764 F.2d L4L2 (lIth Cir.1985).......... 13 v. Callisburg, 5Ll- F.2d 633 (sth Cir.1-975)....... 13 v. EIIiott, 335 F.Supp. 1086 (D.Neb.1971) affirned, 46't F.2d 1145 (8th Cir.L972).......... L2 L4 10 10 I I T I t I I t I t I I I I T I 1 t t STATEMENT OF THE ISSUES 1. Since Due Process Requires that the Taking of a Property Interest Be Supported by Substantial Evidence, Can Such a Taking Be Based on a Conviction tilhich Subsequently is Voided? 2. Does the Principle of ItJust Treatmentrt Inherent in Due process and its Prohibition Against Arbitrary or Capricious Conduct Allow public Officials to Continue to Enforce a Termination of a Tenured Teacher Based upon a Void Conviction? 3. Since the prirnary and Major Reason Given for the Taking of the Constitutionally Protected Property Interest Has Been Voided, Can Defendants Escape without any Liability Consistent with Sue Process? vi T I I I 1 I I T I T t I I I t I T I I STATEMENT OF THE CASE A. Course of Proceedings and Disposition in the Court Below. Maggie Bozeman filed her complaint on December 28, L987. R1-1. Defendants answered on January 20, 1988, R1-2, and discovery followed. The court below held a scheduling conference on }larch 18, 1988, R1-10, but no formal pre-trial conference was held. The was tried on August 31, 1988, and at the close of the evidence the court entered oral findings of fact and conclusions of Iaw, along with a judgrment against Bozeman. R1-29. Bozeman filed a timely notice of appeal on September 29, 1988. R1-31. B. Statement of the Facts. plaintiff was a long-term, tenured teacher with the Pickens County Board of Education. By 1979 she had taught within the Pickens County School System fot 25 years. She is Black. She has been extremely active politically as a leader of the Alabama Democratic Conference, a predominantly black political organization. The defendants lrere well aware of Bozeman's political activity, as shown by the excerpts from defendant Park's deposition. pX25. She was not politically aligned with any of the Board members, all of whom have been white. Id. at 34 el seq. In L978, she publicly and actively supported a black candidate to oppose Park, a long-term member of the Board. As a result of her activity during that carupaign Bozeman hlas charged 2 T I t t T I I I T I T I I I I I I I hrith voting fraud in the Circuit Court for Pickens County, Alabana. On November, L979, she was found guilty of those charges by a jury in Pickens County. The defendants then, for the first tine, began efforts to terminate her. PX 1. Bozernan was found guilty on a Friday. The same day the Superintendent told her not to return to work because of the conviction. The following Tuesday, November 6, L979, at 6:30 p.m., the Board held a specially called meeting to deal with Bozeman in executive session. She was suspended from her tenured teaching position, and the process for terminating her was begun. She was not present for the neeting. The only specific reason for the termination nas the conviction with only a vague reference to rrvarious complaints concerning Mrs. Bozeman's performance.rr Px1. The letter notifying Bozeman of the proposed termination is dated November 6t 1979, the same day as the night-time neeting. The first charge was her conviction. PX2 By letter dated November L2, L979, Bozeman contested her termination. PX3. By letter dated November 21, L979, she requested a one year leave of absence. PX4. on November 27, t979, the Board met in another specially called meeting and granted the request for a one year leave of absence on the condition rrprovided that the Board receive a conditional resignation from her should the conviction be upheld by the appellate courts.rr PX5. T I T I I I t I T I I I I I I I t T I In compliance with the condition required by the Board, Bozeman submitted a conditional resignation which provided as follows: In the unlikely event that my felony conviction is upheld in the Courts of Alabama, and in the Courts of these United States, please be advised that I will resign my position as a teacher in the Pickens County School SYsten. If nY felonY conviction is reversed, however, I wiIl insist on my rights under the tenure laws of Alabama as they relate to the discharge of tenured teachers. PX6. By letter dated December 10, L979, the Superintendent acknowledged the acceptance of the conditional resignation and approved the leave of absence. PX7. On December L7, L979, the Board rrunanimously approved the continuance of the hearing for Maggie Bozeman based on her request for a leave of absence and conditional resignation.rr PX$. As the one-year leave of absence neared an end, the attorney for the Board wrote the attorney for the plaintiff. PX9. In that Ietter, the Board explained that the rrproposed cancellation of her contract [was] for the primary reason that she had been convicted of a felony offense by the Pickens County Circuit Court.fr PX9' The attorney wrote directly to Ms. Bozeman on the same date. PX1O. Again, the only specific reason given for the proposed cancellation was rrthe fact that you had been convicted by the Pickens County Circuit Court of a felony offense.rr Id. t I t t t l t I I t I T I I I I t Bozeman requested another leave of absence- PXI-1. On December S, 1980, the Board was infonned that Bozeman had requested a leave of absence. PX12. On Decenber 15, 1980, the Board extended that leave of absence through Novenber 27, 1981-. pX13. Bozeman was inforned of the extended leave of absence by letter dated December 19, 1980, from the Superintendent. PX14. on April 3, 1981, the superintendent informed the Board That the Appe1late Court had upheld the Circuit Court's decision in finding Mrs. Maggie Bozeman, former school teacher, guilty of- voter fraud. He further inforned the Board that Mr. Ray Ward, Board attorney, had advised him that the Board could not accept Mrs. Bozeman's resignation as stated in her letter requesting a leave of absence until she had exhausted the appeals process available to her through the judicial system of Alabama. PXl5. By letter dated November 11, 1981, the attorney for the Board informed the attorney for Bozeman that the second one-year leave of absence rtas about to expire. PXL6. Again, the Board confirmed the basis for the ttproposed cancellation effort contract, the rnajor charge being that of the felony conviction.rr The letter also confirmed an awareness that Bozeman pursuing her conviction rrthrough the Federal Court.rt However, the Board had rrgiven some preliminary indication that it does not wish to continue this matter further.rt Therefore, Bozeman's resignation was requested. IE. By November L7, 1981,, the attorney for the Board had learned that Bozeman was represented by another lawyer, Mr. Solomon Seay, t rl t I I I and hrrote hirn. PX17. By that point, the Board had apparently concluded that rrno further leaves of absence, ot extensions thereof, would be aPProPriaterr. By letter dated December 8, 198L, the Board through its attorney informed Bozeman that it would meet on December L4, 1981 and act on her resignation at that time. Px18 By letter dated December 15, 1981, the defendants notified plaintiff of a hearing to be held on the cancellation of her contract. PX19 on January 8, L982, the Board met, held a hearing on this matter, and approved the cancellation of Bozeman's contract. PX20. Since the Board tfas continuing to consider the issue of the conviction, which Bozeman was still challenging, she saw nothing to be served by attending that hearing. The Board informed Bozeman of its decision by letter dated January 8, L982, from its Superintendent. PX2L. As she had previously informed the defendants, and as they were ahrare, Bozeman continued to challenge her conviction through the federal court system. On april L3, 1984, the United States District Court for the Middle Division of Alabama granted her petition for writ of habeas corpus and vacated the conviction. pX22. The Court. found that there was rrno evidencerr to support the conviction of Bozeman. Id. at L1-. In addition, the Court held that she was rrtried upon charges that tere never made and of rtrhich [she was] never notified.t' Id. at 22. AccordinglY, on August 9, I l I t I I t I I t I I I I T 6 T I t I I I T I I I I I I I I I I I I 1984, Bozeman's attorney wrote and asked that the Board return Bozeman to work. PX23. The Board raet on August 9, 1984, without inforning plaintiff that it was then rneeting to consider her request, and denied her request. PX24. No hearing was held on Bozeman's request to be reinstated. Excerpts from the depositions of the individual defendants are enclosed as PX25-30. The depositions confirm PX9 that the prinary reason for the termination was the conviction which has now been declared void. c. ScoPe or Standard of Review. The standard of review for the conclusions of law made by the court below is whether they were correct. The standard of review for any findings of fact is whether they were clearly erroneous. I T I I I I I t I I I I I I T I I t I I ST'I,TI{ARY OF THE ARGWENT Bozeman's claims are first that the defendants violated her right to substantive and procedural due process by terninating her and then refusing to reinstate her without a hearing when they Iearned that the prinary basis for her termination was voided, and second, that the defendants violated her rights under the First and Fourteenth Amendment by refusing to reinstate her after they Iearned that the prirnary basis for her ternination was voided.' First, due process requires that there be substantive evidence to support the taking of the Constitutionally protected property interest which Bozeman enjoyed in her job. Here, what defendants, attorney described as the prirnary or major basis for Bozemanrs termination (i.e., her conviction) has been declared void. Therefore, there is no substantive evidence to support the prirnary or rnajor reason for the termination, and it logically follows that due process requires that Bozeman be remedied for the termination, or at least for the defendants'refusal to take remedial action when they learned that the conviction had been declared void. ' plaintiff must concede that so far as she can determine, the primary issue in this case is novel. In the words of defen-dants, the ltprimary reasontr for the taking of plaintiff 's ienured joL was a -conviction which has since been declared void- When the conviction was declared void, Bozeman requested her job, and defendants refused. For reasons discussed below, the defendants have therefore violated the rights of plaintiff. T I I I I I t I I I I I I T T I I I I Second, the principle of trjust treatment[ is inherent in due process. Defendants did not treat Bozeman justly when they continued to allow her Constitutionally protected property interest to be severed from her, even after the najor or priruary reason for doing so was declared void. The court below allowed the defendants to rest on ceremonial compliance with procedural due process at the tiure of her ternination, and due process requires more. Third, this Court has recognized a right under substantive due process that a deprivation of a Constitutionally protected property interest must rest on the reasons given by the defendants. Here, the defendants, through their attorney, stated that the primary and najor reason for the termination Lras Bozeman's conviction. That priurary and urajor reason has been declared void and can no longer provide a substantive basis for the termination. Therefore, Bozeman's right to substantive due process has been violated, and she should be made whole. 9 10 I I I I I I I I I I I t t I I I t T STATEMENT REGARDING JURISDTCTION Since this is an appeal from a final judgrment, this Court has jurisdiction under 28 V.s.C. section L29L- ARGI'I{ENT f. Since Due Process Requires that Defendant's Action be Supported by Substantial Evidence, It Cannot be Based on a Conviction !{hich Tc. Vai d - This Court has repeatedly ruled that when a public enployer takes aqray property interest, there is a requirement that trthe action taken is supported by substantial evidence.rr Hatcher v. Board of Public Education and Orphanage for Bibb County, 809 F.2d 1546 , L552 (L1th Cir. Lg87l. Accord, Holley v. Seminole County Schoo1 District, 755 F.2d L492, L496 1499-1500 (llth Cir. 1985), Viverette v. Lurleen B. Iilallace State Junior Colleqe, 58'7 F.2d 191-, LgA (sth Cir. LgTg')i Ferguson v. Thomas, 43O F.2d 852, 859 (5th cir. 1970). Here, the evidence defendants used to support the prinary reason for the termination has been declared void. Therefore, Do substantial evidence exists to support the deprivation of Bozeman's property interest in her job. AccordinglY, the property interest should be returned to her. The trial court ignored the uncontradicted fact that on at least two occasions, the attorney for the Board informed Bozeman through her attorney that the ltprimaryrr or rrmajorrr charge on which 11 I I t I I T T T t I T I I I t I I I her proposed ternination was to be based was the conviction. That primary or major charge has been invalidated. The trial court even found that the evidence against Bozeman on the other charges was t'sketchytr. (Findings at 9). It is clearr ES the attorney for the Board stated at least twice, and as Bozeman believed, that the true basis asserted for the termination by the defendants was the termination. t{hen that conviction Lras invalidated, Bozenan should have been entitled to relief for her termination. II. The Principle of rUust Treatmentrl Inherent in Due Process and Its Prohibition Against Arbitrary or Capricious Conduct Forbid Public Employers From Supporting the Termination of a Tenured Teacher Rasad on Voi d Conviction - The best known description of due process is that of Justice Frankfurter: "[D]ue processrtt unlike some lega1 rules, is not a technical conception with a fixed content unrelated to time, place and circumstances. Expressing as it does in its ultimate analysis respect enforced by law for that feeling of just treatment which has evolved through centuries of Anglo-American constitutionat history and civilization, rrdue processrt cannot be imprisoned within the treacherous linits of any formula. Joint Anti-Fascist Refugee Comm. v. McGrath, 34L U.S. L23, L62, 7L S.Ct. 624, 643, 95 L.Ed. 817 (1951) (Frankfurter, J. concurring), quoted, amonq, other places, in Hatcher, 809 F.2d L552- 53. In Hatcher, 809 F.2d L553, the Eteventh Circuit recognized I t I I I I t I I t I t I I I I t trthe versatj.le nature of the due process requirementrr and quoted Ferguson v. Thomas, 43O F.2d 852' 855 (5th Cir. L97Ot' as follows: the standards of procedural due process are no wooden absolutes. The sufficiency of procedures emptoyed in any particular situation must be judged in light of the parties, the subject matter and the circumstances involved. This Court has also stated: trDue Process Clause prevents teacher firing at public university which was arbitrary or capriciousrr. HoIIey, 755 F.2d L499, citing Rozroan v. El1iott, 335 F. Supp. 1086, 1088 (D. Neb. Lg7Ll , affirrned, 467 F.2d 1145 (8th Cir. L9721 - Finally, as recognized in Ferguson v. Thomas, 430 F.2d 852, 8s7 (5th Cir. 197o): The substance of due process requires that no instructor who has an expectancy of continued employment be deprived of that expectancy by mere ceremonial compliance with procedural due Process. Here, Bozeman has experienced grossly unfair treatment. First, she suffered a felony conviction in Pickens County and a prison sentence when there Lras rrno evidencetr to convict her and when she was in fact tried upon charges that were never made and of which she was never notified. Defendants should be bound by what they stated to be the prirnary reason for plaintiff's termination. Nevertheless, when they urere informed that the conviction had been voided, they refused to take any action, even granting plaintiff a hearing, to correct their o$rn injustice. L2 I t I T I t I I I I I I I T T I I Under the circumstances, defendants have failed to provide plaintiff with just treatment, have acted arbitrarily and capriciously, and have atternpted to rely upon mere cerenonj.al compliance with procedural due process. Under these circumstances, there has been a violation of Bozeman's right to due process. III. Since the Prinary Reason Given for Bozenan's Termination is Void, Due Process Reouires that She be Reinstated. Both this Court and the Fifth Circuit have held that substantive due process prohibits the deprivation of a property interest for reasons other than those given. In Kelly v. Snith, 764 F.2d L4L2, 1413 (llth Cir. 1985), this Court made it clear that one states a claim for violation of substantive due process when he is deprived of a property interest [for an improper motive or . . . for reasons other than those given. . . .rl This Court has recognized that the trdeprivation of a property interest for an improper motive and by means that. Iarel pretextual, arbitrary and capriciousrr constitutes a substantive due process violation. Hearn [v. City of Gainesville], 688 F.2d [1328] at ]-332 [ (1'1th cir. LeBzl)i see also Roane v. Callisburg, 511 F.2d 633, 63e (sth Cir. Le75l - Barnett v. Housing Authority of the City of At1anta, 7O7 F.2d L57L, L577 (ltth Cir. 1983). There, the Court affirrned a judgment for a plaintiff on a substantive due process clain where there was 13 T I I I I T T t I t I I I t I I I I I evidence that the reasons offered for plaintiff's termination were pretextual and the real reason Lras to make plaintiff a scapegoat for mounting public Pressure. The fifth Circuit has accepted a sirnilar substantive due process theory in Russell v. Harrison, 736 F.2d 283, 287 el seq. (sth Cir. 1983), where the Court held: Despite plaintiffs' failure to elaborate, however, iL is clear that they are claining deprivation of substantive due process based on the fact that their contracts h'ere terminated while the contracts of other employees hrere maintained, aII in absence of any rltional plan to explain this action. This is all that is required. Id. at 288. Very recently, the Sixth Circuit also recognized a sinilar theory when it af f irrned a jury verdict based on a clairn of violation of substantive due process. The Court held that: rrsubstantive due process ... protects fundamental rights of individual freedom and liberty from deprivation at the hands of arbitrary and capricious lrovernment action.rt Gutzwiller v. Fenik, 860 F.2d L3L'1 , L328 (6th Cir. 1988). Here, the primary basis for the decision to terminate plaintiff was voided. Nevertheless, defendants refused to reconsider their decision. What the defendants termed as the primary basis for the termination has been invalidated. Therefore, the reason given for the termination does not exist, and Bozeman's L4 I I right to substantive due process requires that she be reinstated and made whole. T t I I I I I I T T I I I I T tls T I t I t I t t I I I I t I T I I T I I CONCLUSTON For all of the reasons stated herein, the Court should reverse and render a judgrment in favor of Bozeman. Respectfully submitted, OF COUNSEL: cooPER, MITCH, CRAWFORD, KUYKENDALL & WHATLEY Suite 2oL, 4o9 North 21st Street Birmingham, Alabama 35203 (2O5) 328-e576 Whatley, L6 t I I T T T t t I I I I t I I I t I t CERTIFICATE OF SERVICE I hereby certify that I have served a true and correct copy of the foregoing upon the following counsel of record by depositing same in the U. s. Mail, postage prepaid, oD this ?2. day of I '-o ' , , 1988. Ray Ward, Esquire Ray, Oliver, ltlard & Parsons P. O. Box 65 Tuscaloosa, Alabana 35402 L7