Terrell Jr. v. United States Pipe and Foundry Company Reply Brief for Appellants
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August 29, 1980

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Brief Collection, LDF Court Filings. Terrell Jr. v. United States Pipe and Foundry Company Reply Brief for Appellants, 1980. 6b5e82f2-c59a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/54c531d8-cbe8-4387-bddc-fc61b3787cc1/terrell-jr-v-united-states-pipe-and-foundry-company-reply-brief-for-appellants. Accessed August 19, 2025.
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IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT Nos. 80-7107, 80-7256 JOSEPH TERRELL, JR., et al., Appellants, vs. UNITED STATES PIPE AND FOUNDRY COMPANY, et al., Appellees. On Appeal from the United States District Court for the Northern District of Alabama REPLY BRIEF FOR APPELLANTS JOSEPH P. HUDSON 1909 30th Avenue Gulfport, Mississippi 39501 DANIEL B. EDELMAN Yablonski, Both & Edelman Suite 800 1140 Connecticut Avenue Washington, D. C. 20036 BARRY L. GOLDSTEIN Suite 940 806 15th Street, N.W. Washington, D.C. 20005 JACK GREENBERG Suite 2030 10 Columbus Circle New York, New York 10019 DEMETRIUS C. NEWTON 2121 8th Avenue North Birmingham, Alabama 35203 TABLE OF CONTENTS Page Table of Authorities iii I. IN LIGHT OF THE SERIOUS FACTUAL ERRORS, OMISSIONS, AND MISSTATEMENTS MADE BY THE UNIONS IN THEIR BRIEFS, SEVERAL ISSUES REQUIRED CLARIFICATION ...................... 1 1. The Unions Were Responsible for the Bargaining Unit Structure ................... 2 2. The Seniority System was not Racially-Neutral .............................. 3 3. The Black Employees Were Prevented from Transferring into the Higher- Paying Positions Which Were Located in the Bargaining Units Represented by the AFL Unions by the Seniority System and not by the Practice of the C o m p a n y ................................ 8 4. The History of Racial Discrimination in the AFL U n i o n s ......................... 10 5. The AFL Unions Rejected Modifications of the Discriminatory Unit Seniority System...................................... 17 II. IN LIGHT OF THE MISAPPLICATION AND MISREADING OF THE LAW MADE BY THE UNIONS IN THEIR BRIEFS, SEVERAL ISSUES REQUIRE CLARIFICATION ................... 18 1. The Defendants Have the Burden of Proving that the System Is "Bona Fide" if the Plaintiffs Establish that a Seniority System Has an Adverse Racial Impact . . . 18 2. The International Unions Are Liable forActs Occurring Prior to October 4, 1971 . . . 18 3. The Racially-Motivated 1950 Job Transfers Developed a Seniority System Which Was not "Bona Fide"............................. 2 2 4. The 1949 Petition by the Molders Page for a White-Only Bargaining Unit Was Irrational and Inconsistent With NLRB P r a c t i c e ..................... 24 5. The Steelworkers Are Liable for the Discriminatory Practices .......... 26 Attachment Ij APPELLANTS' MOTION TO STRIKE PORTIONS OF THE "JOINT BRIEF FOR THE APPELLEES INTERNATIONAL MOLDERS AND ALLIED WORKERS AND THE PATTERN MAKERS LEAGUE OF NORTH AMERICA" ................. Attachment II: APPELLANTS' AMENDMENT TO THEIR "MOTION TO STRIKE PORTIONS OF THE 'JOINT BRIEF FOR APPELLEES, INTERNATIONAL MOLDERS AND ALLIED WORKERS AND THE PATTERN MAKERS LEAGUE OF NORTH AMERICA'" ........ Attachment III: APPELLANTS' RESPONSE TO THE BRIEFS FILED BY THE APPELLEES MOLDERS, PATTERN MAKERS, BOILERMAKERS AND MACHINISTS IN OPPOSITION TO THE APPELLANTS' MOTION TO STRIKE PORTIONS OF THE BRIEF FILED BY THE MOLDERS AND THE PATTERN MAKERS ........................... Attachment IV. APPELLANTS' MOTION TO STRIKE PORTIONS OF THE JOINT BRIEF FILED ON BEHALF OF THE MACHINISTS AND BOILERMAKERS BECAUSE THE BRIEF UNLAWFULLY RAISES AN ISSUE ON APPEAL FOR WHICH THIS COURT HAS NO JURISDICTION AND UNLAWFULLY REFERS TO MATTERS WHICH ARE NOT IN THE RECORD AND/OR WERE NOT OFFERED INTO EVIDENCE ................... Attachment V. APPELLANTS' REPLY TO THE OPPOSITION FILED BY THE BOILERMAKERS AND THE MACHINISTS TO THEIR MOTION TO STRIKE PORTIONS OF THE JOINT BRIEF FILED ON BEHALF OF THE BOILER MAKERS AND THE MACHINISTS ................. ii Table of Authorities Cases: Page Albemarle Paper Co. v. Moody, 422 U.S. 405 (1974) 32-34 Carbon Fuel Co. v. United Mine Workers of America, 100 S. Ct. 410 (1979) 21 Carey v. Greyhound Bus Co., Inc., 500 F. 2d 1372 (5th Cir. 1974) 30-31, 34 Coronado Coal Co. v. United Mine Workers of America, 268 U.S. 295 (1925) 21 Fisher v. proctor & Gamble Mfg. Co., 613 F. 2d 527 (5th Cir. 1980) 15 Fulton Lodge No. 2, IAM v. Nix, 415 F. 2d 212 (5th Cir. 1969) 21 Glus v. C. G. Murphy, Co., 562 F. 2d 880 (3rd Cir. 1977) 21 Glus v. C. G. Murphy, Co., 23 FEP Cases 86 (3rd Cir. 1980) 21 Glus v. C. G. Murphy, Co., 23 FEP Cases 83 (W.D. Pa. 1979) 21 IUE v. westinghouse Electric Corp., 23 FEP Cases 588 (3rd Cir. 1980) 35 International Woodworkers of America v. Georgia- Pacific Corp., 568 F. 2d 64 (8th Cir. 1977). 35 James V. Stockham Valves & Fittings, Inc., 559 F. 2d 310 (5th Cir. 1977), cert, denied, 434 U.S. 1034 (1978). 9 Johnson v. Goodyear Tire & Rubber Co., 491 F. 2d 1364 (5th Cir. 1977) 33 Kaplan v. IATSE, 525 F. 2d 1354 (9th Cir. 1975) 19 Kirby v. Colony Furniture Co., Inc., 613 F. 2d 696 (8th Cir. 1980) 32 Mergenthaler Linotyoe Co., 80 NLRB 132, 23 LRRM 1055 (1948) -iii- 25 Paqe Myers v. Gilman Paper Go., 544 F. 2d 758, mod on rehearincr, 556 F. 2d 758, cert, dismissed, 434 U.S. 301 (1977) 30-31, 33-34 Patterson v. American Tobacco Company, 535 F. 2d 257 (4th Cir.), cert, denied, 429 U. S. 920 (1976) 30 Rowe v. General Motors Corporation, 457 F. 2d 348 (5th Cir. 1972) 15 Sabala v. Western Gillette, Inc., 516 F. 2d 1251 (5th Cir. 1975) 20 Sanchez v. Standard Brands, Inc., 431 F. 2d 455 (5th Cir. 1970) 19 Social Services U., Local 535 v. City of Santa Clara, 609 F. 2d 944 (9th Cir. 1979) 35 Swint v. Pullman-Standard, No. 78-2449 (5th Cir. Aug. 18, 1980) 1 Swint v. Pullman Standard, 17 EPD para. 8604, 17 FEP Cases 730 (N.D. Ala. 1978) 18 Tillman v. City of Boaz, 548 F. 2d 592 (5th Cir. 1977) 19 United Mine Workers of America v. Coronado Coal Co., 259 U.S. 354 (1922) 21 United States v. Jacksonville Terminal Co., 451 F. 2d 418 (5th Cir. 1971), cert, denied, 406 U.S. 906 (1972) 8 United States v. N.L. Industries, 479 F. 2d 354 (8th Cir. 1973) 30, 34 United States v. United States Steel Corporation, 520 F. 2d 1043 (5th Cir. 1975), cert, denied, 429 U.S. 817 (1976) 32-33 United States v. White, 322, U.S. 694 (1944) 21 United Steelworkers of America v. Weber, 443 U.S. 193 (1979) United Transportation Union Local No. 974 v. Norfolk and Western Railway Company, 532 F. 2d 336 (4th Cir. 1975), cert, denied, 425 U.S. 934 (1976) 11 3434 Weber v. Kaiser Aluminum & Chemical Corp., 563 F. 2d 216 (5th Cir. 1977) 11 Weeks v. Southern Bell Telephone & Telegraph, Co., 408 F. 2d 228 (5th Cir. 1969) 22 Statutes, Executive Order and Other Authorities; Taft-Hartley Act of 1947, 29 U.S.C. §159(b)(2) 24 Title VII of the Civil Rights Act. of 1964 (as amended 1972), 42 U.S.C. §§2000e et seq. Passim War Labor Disputes Act (Smith-Connally Act), June 25, 1943, ch. 144, 57 Stat. 163 26 Executive Order No. 9017 (January 12, 1942) 26 G. Myrdal, An American Dilemma (Harper & Row ed., 19%2) ...... 10-11 S. Spero and A. Harris, The Black Worker (Atheneum ed., 1968) 10 P. Taft, Organized Labor In American History (Harper & Row ed., 1964) 12 P. Taft, The A.F. of L. from the Death of Gompers to the Merger (Harper & Brothers ed., 1959) 12 The Termination Report of the National War Labor Board, Volume i (GPO) 26 Page v IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT Nos. 80-7107, 80-7256 JOSEPH TERRELL, JR., at al., Appellants, v s . UNITED STATES PIPE AND FOUNDRY COMPANY, et al., Appellees. On Appeal from the United States District Court for the Northern District of Alabama REPLY BRIEF FOR APPELLANTS I. IN LIGHT OF THE SERIOUS FACTUAL ERRORS, OMISSIONS, AND MISSTATEMENTS MADE BY THE UNIONS IN THEIR BRIEFS, SEVERAL ISSUES REQUIRE CLARIFICATION Introduction On the day that this brief was due to be filed, counsel for the appellants received a copy of the cpinion in Swint v. Pullman- Standard, No. 78-2449 (5th Cir. August 18, 1980). Manifestly, this Opinion requires the reversal of the lower court's decision and a remand for the institution of an appropriate remedy. The briefs filed by the Unions, appellees, contain numerous erroneous statements of fact and law. We principally rely upon our opening brief to respond to and to correct these erroneous statements. However, several issues require additional clarification. 2 1. The Unions Were Responsible for the Bargaining Unit Structure The Bessemer plant of U.S. Pipe was divided into production and maintenance departments which, generally, operated in a func tionally-integrated manner. "However, superimposed upon these departments was a crazy-quilt pattern of union representation." 1/ Brief, p. 6. in large measure, the seniority system was based upon the bargaining units and not upon the operational depart ments. This seniority system has had a severe adverse impact upon the training, promotion, and earning opportunities of black employees. Id., pp. 6-9. As they could not, the Unions do not dispute that the bargaining units cut across operational departments or that the seniority system had a substantial adverse racial impact. But the Unions state that as "Judge Pointer correctly recognized... the collective bargaining units grew out of the departmental structure established by the Company and out of the desire of the several unions to establish job security for employees...[on] the only basis to which the Company would agree". Boilermakers - Machinists Brief, p.4. These assertions are contrary to the Record and to Judge Pointer's findings (in fact, the Unions totally ignore findings by the Court). The lower court did not find that the collective bargaining agreements "grew out of the departmental structure". 1/ "Brief" refers to the appellants' main brief. 3 Rather the lower court found that "the basic components of the representational structure were defined as a result of elections2/ directed by the NLRB in early 1940", R. 1175, R.E. 33a, and that "[t]he description... of the seniority units as 'departments' is somewhat misleading...." R. 1170, R.E. 28a. Moreover, the district court did not find that the unit structure was "the only basis to which the Company would agree"; rather the lower court indicated that the unit structure which was defined by the 1940 NLRB election resulted from an "inter-union struggle for representation", (emphasis added). R. 1175, R.E. 33a. As the decision of the NLRB makes clear, the Company did not take any position regarding the proper scope of the units or the proper unit representative, pis. exhibit 50, p. 1019. Furthermore, the Unions caused the subsequent modifications in the unit structure, the 1949 certification of the Molders and the 1950 job transfers, Brief, pp. 18-20. 2. The Seniority System Was not Racially-Neutral The Unions argue that "[t]he seniority systems were com pletely neutral racially and applied equally....", Boilermakers- Machinists Brief, p. 5. The Unions simply ignore the district court's finding "that the seniority system has been shown to have a discriminatory impact upon black employees", R. 1172, R.E. 30a, and the overwhelming evidence of the severe adverse economic impact of the system upon black employees, Brief, pp. 65-66. Moreover, the Unions ignore that in establishing and operating the system, 2/ "R." refers to the Record in these appeals; "R.E." refers to the Record Excerpts which have been filed in this Court. 4 job positions containing white helpers and production workers were treated differently than job positions containing black helpers and production workers, Brief, pp. 63-65. Furthermore, the Unions misrepresent the application of the system. The Unions state that, [o]ver the years many white employees continued to work as helpers. More recently both the Boilermakers and the I.A.M. had white helpers. ( Tr. 244, 305, 366). Molders-Pattern Makers Brief, p. 23. Incredibly, the Unions cite directly to portions of the transcript which prove that the system was applied in a racially-unequal manner. Mr. Holston, a black employee who had worked as a Boiler maker Helper in the 1930's, testified that, at that time, there were white "helpers" Tr. 224. The actual job classification and unit representation of these white "helpers" were clarified during the testimony of Mr. Hembree, a white boilermaker and a former union steward, Tr. 302. Mr. Hembree testified that the workers in the Boilermaker Helper classification were black and that there were white workers who "did the same type of helping work that the black boilermakers helpers did". Tr. 304-05. However, the white workers who did "helping" work were classified as "C class Boilermakers", Tr. 307. See also pis. exhibit 91 (employee card: Vines); pis. exhibit 92 (employee card; Scott); Brief, pp. 21-22. These white employees, whose job position differed in name only from that of the black workers who were classified as Boilermaker 5 Helpers, were included in the bargaining unit represented by the Boilermakers, Tr. 306. Thus, by contractual right the white workers could promote to the Boilermaker position on the basis of their seniority. Of course, the seniority system precluded the black Boilermaker Helpers, who were located in the bargaining unit represented by the Steel workers, from so transferring despite their qualifications 3/and experience. Brief, pp. 21, 34, 54-55. The final transcript reference in the Unions' Brief, Tr. 366, concerns the job structure in the Mechanical Maintenance department. Mr. Harper, a white employee who is currently president of Lodge 359, Machinists, testified that he worked with white employees whom he "wouldn't exactly call... helpers. I would call them more trainees than I would helpers.... They wasn't (sic) classed (sic) as helpers; they were classed (sic) as D, C, B [Millwrights]". Tr. 366. These white workers were included within the bargaining unit represented by the Machinists, id.; thus, the white workers by contractual right could promote to the Millwright A position on the basis of their seniority. Black workers who were employed in this department as "Helpers" were precluded from so promoting. Brief, pp. 23, 56-58. The Unions also attempt to avoid.the obvious evidence of the unequal and unjust application of the system. The Unions attempt by 3_/ In the Boilermakers-Machinists Brief, pp. 10 n.10, 11, 20, there are misleading references to Hembree's testimony which are similar to the misleading references in the Molders-Pattern Makers Brief. mischaracterization to obscure the detailed evidence of racial discrimination. The Unions state that the Machinists' unit in cluded only "true machinists - lathe and other machine tool operators ... skilled machine tool operators... skilled machine operator[s] .... " Boilermakers-Machinists Brief, p. 6; and that the "De Lavaud and other production machinists were members of the Machinists Union who obtained their machine tool expertise through the apprentice route". Id., p. 14, n.14. The Machinists did not just represent skilled or "true" machinists. The Machinists represented workers in entry-level, unskilled positions, other than apprentice positions, in each 1/of their seniority units except for the Blacksmith Shop. In order to work as a Machinist C or D, Crane Operator, Pipe Fitter C or D, or Millwright D, it was not necessary for a worker to have either experience or skill. Tr. 69-70 (Boswell). Thus, the inexperienced white workers were able to progress as a matter of contractual right without the loss of seniority as their on- the-job training improved their skills. However, the black Helpers, Hookers and Laborers who worked in the same operational depart ments were denied this opportunity for advancement. See Brief, pp. 54-62. Moreover, contrary to the assertion of the Machinists, the on-the-job progression, and not any Company-controlled apprentice 4/ Chemical-Physical Testing Lab— Machinist C; deLavaud Pipe cutters and Drillers — Machinists C; Machine Shop— Crane Operator, Machinist C; Mechanical Maintenance— Machinist C or D, Pipe Fitter C or D, Millwright D. See pis. exhibits 21a and b (Plain tiffs' First and Second Request to Admit and Responses); Unions exhibit 1 (U.S. Pipe's Tenth Request to Admit). - 6 - 7 program, was practically the exclusive method for the training of workers in the unit represented by the Machinists. During the period from 1968 through 1977 (this is basically the period of liability) there were approximately 300 vacancies filled in the seniority units represented by the Machinists: only 3 of those positions were apprentice positions, while over 100 of those positions were in the unskilled job categories set forth above, Unions exhibit 1 (U.S. Pipe's Tenth Request to Admit). Further more, black workers in the Steelworkers' bargaining unit who were denied the opportunity to transfer to the jobs in the Machinists' unit could have qualified for vacancies in other than entry-level 6/positions. See Brief, pp. 33-36. 5/ it is noteworthy that the current president of Lodge 359, Machinists, Eugene Harper, was hired as an unskilled worker into a Millwright C position and progressed to Millwright A through the on-the-job training program. Tr. 362-64; pis. exhibit 93 (employee card: Harper). 6/ One minor mischaracterization by the Unions requires direct rebuttal since it is so terribly unfair. Although class member Holston was trained by the Army as a skilled machinist, who often trained inexperienced white workers and as a result of his training, could operate any machine in the Shop, the senior ity system locked him into Helper and Laborer positions during his over thirty years at the plant. Brief, pp. 33-34. The Unions attempt to denigrate Mr. Holton's training and service in the military during World War II by stating that "he had served as a mechanic (called 'machinist' by the Army)...." Boilermakers-Machinists Brief, p. 18. The Army Separation Qualification Record is absolutely clear that Holston was a machinist, that he, inter alia, "[m]ade metal parts and tools.... [w]orked from blueprints.... [ojperated a 14 inch lathe.... an electric powered milling machine.... [did] first echelon maintenance on machines.... [and that he performed] these duties overseas in Philippine Islands, Australia and New Guinea." Pis. exhibit 57; see also Tr. 214-16 (Holston). - 8 - 3. The Black Employees Were prevented from Transferring into the Higher-Paying Positions which Were Located in the Bargaining Units Represented by the AFL Unions by the Seniority System and not by the Practices of the Company The Unions contend that "U.S. Pipe maintained absolute control of the selection of employees for ... transfer... between departments...." Boilermakers-Machinists Brief, p. 8. Once again 2 /the Unions misrepresent the evidence. As the district court plainly found, it was the seniority system "in effect at U.S. Pipe's Bessemer plant since 1968— allowing for only limited use of plant service in the event of transfers between seniority units... [which had] a discriminatory effect...." R. 1171, R.E. 29a. If the Company trans ferred a worker then the worker would be required to commence work jKin the unit as a "new man". R.1170, R.E. 28a. Of course, this "loss of seniority [was] a critical inhibition to transfer" United States v. Jacksonville Terminal Co., 451 F. 2d 418,453 (5th Cir. 1971), 2 7 In support of their assertion,the Unions cite to the "October, 1973, transcript [this transcript is pis. exhibit 42], pp. 43, 44; R. 864, 1082." The transcript pages refer only to initial job assignment. There is no dispute that the Company assigned employees to their initial job. See R. 1172, R.E. 30a (Op.). The Record references are to Answers to Interrogatories. (The Answers referred to at R. 864 were never introduced into evidence.) These Answers, as was true for the October, 1973, transcript, only refer to initial job assignment and not to inter-unit or inter-departmental transfer. _§/ Of course, the Unions' statement that the "company could promote helpers [to job training progressions, e.g., Millwright D or C to A] if it saw fit to do so" (emphasis in original), Boilermakers-Machinists Brief, p. 9, is completely misleading. The Company could not trans fer employees with seniority; moreover, employees within the unit had a contractual right to move into the job prior to employees from another unit. 9 cert, denied, 406 U.S. 906 (1972). seniority systems such as this one "have been condemned by the courts because black employees must choose to commit 'seniority suicide' to enter departments from which they were previously excluded...." James v. stockham Valves & Fittings, Inc., 559 F. 2d 310, 348 (5th Cir. 1977), cert, denied, 434 U.S. 1034 (1978). See Brief, pp. 7-9 (effect of seniority system upon class), and pp. 33-37 (effect of seniority system upon five individuals). 10 4. The History of Racial Discrimination in the AFL Unions The AFL Unions take an almost Orwellian, "Big Brother" approach to the history of their practices of racial discrimina tion: If the history inconveniences their argument, they rewrite the history. For example, the Molders and Pattern Makers state. Brief, p. 9: The accusation that the A.F.L. is responsible for the exclusion of blacks from craft unions at U.S. Pipe is preposterous. The exclusion of blacks from the skilled trades came at a time when organized labor was a negligible influence and long before 1940. A succinct but accurate synopsis of the history of racial discrimin ation in the crafts and the role of AFL Unions is given in An American 9/Dilemma: There is no doubt that the decline 10/ in the relative position of the skilled Negro building worker is due largely to the attitude of white workers.... Trade unions, however, had little to do with the big displacement of Negro skilled workers which occurred between the end of the Civil war and the 'nineties, for until that time they remained rather powerless in the South. They are largely responsible, on the other hand, for the fact that the Negro has been kept from sharing in the expansion of the building trades which occurred in the South during this century. The discrimi natory attitude of the organized building crafts is the more significant at the present time [An American Dilemma was copyrighted in 1944], since they dominate the American Federation of Labor - a cir cumstance which is behind the reluctance of this organization to take any definite W CL Myrdal, An American Dilemma (Harper & Row ed., 1962), p. 1102. 10/ At the end of the Civil war, blacks constituted the great majority, approximately 80%, of all skilled tradesmen in the South. Myrdal, p. 1101; S. Spero and A. Harris, The Black Worker (Atheneum ed., 1968), p. 16. 11 action against exclusionist and segregationist practices. (Footnote added). WThe racial discrimination practiced by the AFL Unions is a sorry chapter in the history of labor unions. This history has been repeatedly detailed by scholars and by the courts. These sources are set forth by the Supreme Court in support of its state ment that "[jjudicial findings of exclusion from crafts on racial grounds are so numerous as to make such exclusions a proper subject 12/for judicial notice”. United Steelworkers of America v. Weber, 443 U.S. 193, 198, n. 1 (1979); see also Weber v. Kaiser Aluminum & Chemical Corp., 563 F. 2d 216, 235 n. 18 (5th Cir. 1977) (wisdom, J., dissenting). The Machinists and the Boilermakers maintained rigid practices of racial discrimination. The Machinists were con ceived as a racist organization and adhered to their "white-only" policy until 1948, despite repeated attempts to integrate by local lodges. Brief, pp. 11-12. In fact, the practices of the Union were so notorious that the NLRB observed in its decision regarding union representation at the Bessemer plant of U.S. Pipe, that "the 11/ This is not to say that all of the AFL or craft unions were "equally bad". Myrdal, p. 1102. For example, Myrdal pointed out that the leaders of the Bricklayers, Masons and Plasterers' Inter national Union "... have fought discriminatory practices in a rather consistent way," id. Moreover, on the floor of the 1944 Convention, A. Philip Randolf pointed out the contradiction between AFL Unions where "[t]here are Negroes and white workers together" and the Boilermakers where blacks were separated into inferior, "auxiliary" locals. Brief, p. 14. 12./ The Unions argue that the factor determining the bargaining unit structure was the "craft vs. industrial union struggle". (FOOTNOTE CONTINUED ON FOLLOWING PAGE) - 12 I.A.M. does not admit colored employees to membership...." pis. exhibit 50, In the Matter of United States Pipe and Foundry Company and Steel workers Organizing Committee, 19 N.L.R.B., No. 102, p. 1019 (1940). The Machinists can not dispute the detailed history of their 13/ overt racial discrimination. However, they attempt to cloud the Record by improper references to extra-Record sources and by a mischaracter- ization of the testimony of a class member, Henry Holston. Boiler makers -Machinists Brief, pp. 12-13, 19. The inaccurate and improper references to matters which are not in the Record have been discussed (FOOTNOTE CONTINUED FROM PREVIOUS PAGE) Molders-Pattern Makers Brief,pp. 5-9. The Unions totally ignore the history of severe racial discrimination practiced by the AFL Unions. In support of their position the Unions refer to the "authoritative" work of Mr. Taft. Id., p. 6. However, they failed to mention that Mr. Taft stated that "[a]lthough the A .F. of L. was officially opposed to discrimination for reasons of race, creed, or color, discrimination against Negroes and other minority groups was tolerated in practice throughout the years". (Emphasis added). P. Taft, The A.F. of L. from the Death of Gompers to the Merger (Harper & Brothers ed., 1959), p. 439. Furthermore, Taft observed that (unlike the A.F. of L.) the "formation of the CIO as a permanent federation in 1938 created a labor center where formal discrimination by the international unions was absent". P. Taft, Organized Labor In American History (Harper & Row ed., 1964), p.—5T5"I The history of labor organization and the clash between the A.F. of L. and the C.I.O. involved issues of race discrimination as well as issues regarding craft versus industrial organization. (It should be noted that the authorities cited by the Supreme Court, Weber. supra. 443 U.S. at 198, n. 1, present a much more thorough discussion of racial discrimination practiced by unions). The Unions state that "[ffailure to place events... in their historical perspective can only lead to ... a gross injustice". Molders-Pattern Makers Brief, pp. 5-6. If the distorted and erroneous "history" presented by the Unions is accepted, then a "gross injustice" will result— the failure to fully remedy the effects of years of intentional discrimination practiced against the black workers at the Bessemer plant. 13_/ It would be especially difficult for the Machinists to do so, since their history is set forth in a request to admit facts to which the Machinists admitted. Pis. exhibits 30a, 30b (Pis. First Request to the Machinists and Response) 13 in the Motion to Strike these references. The Machinists attempt to characterize Holston's testimony as indicating that he was a full member of the Machinists, that he was fairly represented by them, and that without any coercion he joined the Steelworkers. Boilermakers-Machinists Brief, pp. 12, 19. As a result of the Machinists requesting a bargaining unit that included Helpers (Holston was a Helper), and the NLRB certifying in 1940 the unit as the Machinists requested, Holston was placed in the Machinists' unit. Brief, pp. 15-18. However, in accordance with their white-only policy, the Machinists soon refused to represent the blacks who worked as Helpers: Q. (By Mr. Longshore, lawyer for Machinists) But in between the time the unions came in [1940] and you went off to the service [1942], did you understand that the Machinists were negotiating for the black helpers in the Machine Shop? A. (Holston) They told us they couldn't represent us, that it was a craft union and didn't have helpers. Tr. 230. When Holston returned in 1946, after four years of army service, no official of the Machinists provided representation or ever requested that he pay dues. Brief, pp. 19-20. Subsequently, in 1950 the irrational and racially-discriminatory transfer of jobs occurred, R. 1177-78, 1183, R.E. 35a, 41a (Op.), which formally confirmed the refusal of the Machinists to represent black workers. The Boilermakers do not directly dispute the detailed evidence of their longstanding, humiliating and unlawful 14/ Attachments I-V to this Brief. See specifically Attachments IV and V regarding the Machinists improper reference regarding their practice of segregation. 15/ The history of Holston's employment at U.S. Pipe is described £rT the Appellants' Brief, pp. 19, 33-34. 14/ 14 racial discrimination (as held by the California Supreme Court) Brief, pp. 12-14. Rather the Boilermakers merely state that the testimony of Mr. Hembree, a former union officer, "contradicts" the evidence. Boilermakers-Machinists Brief, pp. 10-11, 20. On the contrary, Mr. Hembree's testimony confirmed the practices of discrimination at u.S. Pipe. Prior to coming to work at U.S. Pipe, Mr. Hembree had worked as a Boilermaker for a railroad. Tr. 303. He testified that there were Boilermaker Helpers in the Boilermakers' Union at the railroad, and that, as far as he knew, it was standard practice for Helpers to be included in the Boilermakers Union, id. Of course, this testimony emphasizes that it was irrational and inconsistent with industrial practice for the Helpers at U.S. Pipe not to be included in the Boilermakers Union. See Brief, pp. 55-59. Mr. Hembree also testified that the white workers who did "the same type of helping work [as did] the black boilermaker helpers" were included in the Boilermakers Union. Tr. 304-06. Clearly, this testimony illustrated the racial inequality in the system, see pp.4-5 , supra. The Molders state that "[s]urprisingly the Molders are condemned as racists although they sought to represent the black employees in 1940...." Molders-Pattern-Makers Brief, p. 20. The facts are clear, the Molders maintained segregated locals until 1967, Brief, p. 14. Moreover, in 1949 the Molders petitioned for an all-white bargaining unit at the Bessemer plant which irrationally and discriminatorily excluded the black Molder Helpers, Brief, pp. 18-19, 60-62. Furthermore, the officers of the Molders engaged in overt, discriminatory behavior. The Local's president, Billy Parker, told black workers that "[w]e didn't want you all 15 in here to start with Tr. 191-92 (Green). The Pattern Makers assert that "the plaintiffs could find nothing more against the Pattern Makers than the accusation that a local union officer made a reference to iNigras1 to an E.E.O.C. representative". Molders-Pattern Makers, Brief p. 26. The statements made by Basemore, the union officer, were harsher and showed more racial bias than is indicated by the Unions. Brief, p. 72. Moreover, while the Pattern Makers did not have a white-only provisions in their Constitution, they do have an initiation procedure which, to say the least, is "a 17/ ready mechanism for discrimination...." In order to join the Pattern Makers an individual has to apply and be accepted by a I V 16/ The Molders attempt to explain away this statement by asserting that the reference was directed to all Group II Molders and was not directed to blacks, Molders-Pattern Makers Brief, p. 25. Firstly, it is apparent from Mr. Green's testimony, Tr. 191-95, that the reference was racial. Secondly, Mr. Parker's racial views were illustrated in an affidavit which he signed during the investigation undertaken by the EEOC, pis. exhibit 70: So far having the Negroes in the Union has worked out peacefully. I haven't had any trouble out of any of them. As long as he stays in his place, he's alright with me. Thirdly, the Molders' assertion that the statement refers to all Group II Molders contradicts a prior assertion made by the Molders that the "Union and the Company created a Group II molder category... 'for the purpose of training...." (Emphasis added). Molders- Pattern Makers Brief, p. 24. 17/ "...[W]e ... recognize that... procedures which depend almost entirely upon subjective evaluation and favorable recommendation... are a ready mechanism for discrimination against Blacks much of which can be covertly concealed...." Rowe v. General Motors Corporation, 457 F. 2d 348, 359 (5th Cir. 1972); see also Fisher v. Proctor Sc Gamble Mfg. Co. , 613 F. 2d 527, 545-46 (5th Cir. 1980) . 16 local association. Three members of the local association must sign the application and in order to be accepted, two-thirds of the members present must approve the application. Tr. 432-35 (Jaffke). The Pattern Makers Association of Birmingham did not admit a black worker until 1972. Pis. exhibit 36b, ans. 3 (Pattern Makers' Answers to Interrogatories). Finally, the Pattern Makers rejected the 1971 proposed modification of the discriminatory unit seniority system in a manner which violated the bylaws of the Union. Brief, 72-73. Especially in light of the racial attitudes expressed by the business manager of the Local, Mr. Basemore, and the all- white composition of the Local, the illegal rejection of the pro posed modification creates a strong inference of racial discrimina- 1§/ tion. 18/ Incredibly, the Pattern Makers state only that the international representative, Jaffke, agreed to the 1971 modification. Molders- Pattern Makers Brief, p. 26. The Pattern Makers do not mention that the Local rejected the modification, that when Jaffke was shown that the modification was not approved in 1971 he was "greatly disturbed", Tr. 429, and that Jaffke stated such a rejection "would have been a violation of our bylaws". Tr. 462; see also Brief, p. 73. 17 5. The AFL Unions Rejected Modifications of the Discriminatory Unit Seniority System The Unions completely distort the history of the 1971 and 19/ 1974 collective bargaining negotiations. Boilermakers-Machinists Brief, pp. 6-8. In general, in 1971 both the Steelworkers and the Company proposed a modification in the unit seniority system, termed the Inter-Union Seniority Agreement. The Agreement was not put into effect because the AFL Unions refused to agree to any modification. Brief, p. 30. In 1974, the AFL Unions rejected proposals from both the Company and the Steelworkers that a plant-wide seniority system be implemented. Id. 31-32. Accordingly, at the insistence 20/ of the AFL Unions, a "unit preference" system was implemented. The "unit preference" system maintained the effects of prior discrimination to a substantial degree, id. In short, the collective bargaining negotiations are characterized by the instransigent resistance of the AFL Unions to modifications of a seniority system which continued the adverse effects of overt racial discrimination. Brief, pp. 27-32, 70-71; See also Steel workers Brief, pp. 16-20. 19/ The Unions do not discuss the negotiations prior to 1968. These negotiations are described in the Appellants Brief, pp. 27-29; see also Steelworkers Brief, pp. 16-18. 20/ The "unit preference" system was accurately described by the district court, R. 1171, R.E. 29a; see Brief, p. 32. Without even referring to the lower court's Opinion, the Unions give a grossly inaccurate description of the system. Boilermakers-Machinists Brief, p. 8. 18 II. IN LIGHT OF THE MISAPPLICATION AND MISREADING OF THE LAW MADE BY THE UNIONS IN THEIR BRIEFS, SEVERAL ISSUES REQUIRE CLARIFICATION 1. The Defendants Have the Burden of Proving that the System Is "Bona Fide" if the Plaintiffs Establish that a Seniority System Has an Adverse Racial Impact The Unions argue "that the burden of proof rests upon the plaintiffs to prove that a seniority system is not protected by §703 (h)". Steelworkers Brief, pp. 26-30; Boilermakers-Machinists Brief, pp. 27-29. The authorities which the Unions cite in support of their position are inapposite; the question concerning which party had the burden of proof to establish whether a system was bona fide or was not bona fide was not specifically raised before the courts whose opinions the Unions rely upon. However, the issue has been raised in several cases, including this one decided by Judge Pointer. Judge Pointer has determined that "the burden of pursuasion on a claim of immunity under 2000e-2(h) is upon the defendants. Swint v. Pullman Standard, 17 EPD para. 8604, 17 FEP 730 (N.D. Ala. 1978)", rev. on other grounds, No. 78-2449 (5th Cir. Aug. 18, 1980); R. 1173, R.E. 31a. For the reasons stated in Swint and in the appellants' Brief, pp. 41-42, the burden of proof for establishing the "bona fides" of a seniority system should be placed upon the defendants. 2. The International Unions Are Liable for Acts Occurring Prior to October 4, 1971 In our opening Brief, Argument II, we demonstrated that the district court erred in holding that the international unions could 19 not be held liable for acts prior to October 4, 1971. Appellees' briefs fail almost completely to respond to our contentions. We argued first that the 1969 charges, properly construed, must be read as naming the internationals as well as the local unions as parties respondent. The charges, though ambiguous, do refer to the internationals as well as to the locals, Brief p. 80, n. 57. Whatever ambiguity exists should be resolved in favor of a liberal construction of the charges, both because the charging parties are laymen unfamiliar with the technicalities of formal pleadings, Tillman v. City of. Boaz, 548 F. 2d 592, 594 (5th Cir. 1970), and because any such ambiguity appears to be attributable to the EEOC Field Representative in whose hand all of the charges are written. As we said, the case of Kaplan v. IATSE, 525 F. 2d 1354 (9th Cir. 1975)— where similarly ambiguous charges were construed as naming the international as well as the local union in reliance uoon Sanchez v. Standard Brands, Inc., 21/ 431 F. 2d 455 (5th Cir. 1970)— is directly on point. Incredibly, neither the joint brief of the Pattern Makers and Molders nor that of the Machinists and Boilermakers takes up these considerations or even purports to differentiate Kaplan. Second, we argued that even if the changes are not read as naming the internationals, the close association between these 21/ Indeed, the case is even stronger for a liberal construction because of the apparent sloppiness of the EEOC intake officer in failing more plainly to refer to the internationals. Brief, pp. 81- 82. 20 local and international entities allows the internationals to be joined as Title VII defendants. Neither the joint brief of the Molders and Patternmakers nor that of the Machinists and Boilermakers purports to distinguish the cases cited by us for this proposition, Brief, pp. 82-83. Their reliance on such decisions as Sabala v. Western Gillette, Inc., 516 22/ F. 2d 1251 (5th Cir. 1975) is misplaced in that the EEOC charge in Sabala named only the employer and not the union entity which the plaintiff sought to include as a defendant. Assuming arguendo we are incorrect in asserting that the 1969 charges should be read as naming the internationals as well as the locals, the question is whether an unnamed union entity may be included as a defendant where the charge names a closely-associated entity of the same union. The appellees' argument that this question should be answered in the negative is based totally on cases in volving issues of vicarious liability which hinge, in any given instance, upon whether one union is shown to have acted as an 2_2/ See Molders-Patternmakers Brief, pp. 9-10 and Machinists- Boilermakers Brief, p. 45. 21 agent for another. While appellees place total reliance on cases applying agency principles in determining vicarious liability, they cite no decision applying such cases to the question here: the inclusion — not liability — of a union entity not named in an EEOC charge where a closely-associated entity of the same union is named. The factors for resolving the question posed here were spelled out most completely by the Third Circuit in Glus v. C.G. Murphy, Co., 562 F.2d 880, 888 (3rd Cir. 1977), see Brief pp. 84-85. The appellees have wholly ignored Glus and the factors stated therein. Accordingly, they have failed in any way to address our demonstration, Brief, pp. 85-88, that the Glus factors support inclusion of the internationals as defendants 24/ in this case. Third, we demonstrated that the filing of amended EEOC charges in 1973 should, under applicable EEOC regulations and 23/ See United States v. White, 322 U.S. 694 (1944); United Mine Workers of America v. Coronado Coal Co., 259 U.S. 354 (1922); Coronado Coal Co. v. United Mine Workers of America, 268 U.S. 295 (1925); Carbon Fuel Co. v. United Mine Workers of America, 100 S.Ct. 410 (1979); Fulton Lodge No. 2, IAM v. Nix, 415 F.2d 212 (5th Cir. 1969). 24/ it is notable that on remand from the Third Circuit's 1977 decision cited in our opening Brief, the district court upheld the inclusion of the unnamed international as a defendant.Glus v. C. G. Murphy, Co., 23 FEP Cases 83 (W.D.Pa. 1979). That decision was only recently affirmed by the Third Circuit, Glus v. C.G. Murphy, Co., 23 FEP Cases 86, 87-88 (3rd Cir. 1980). The factors which persuaded the district court and the court of appeals in Glus to uphold inclusion of the unnamed international are on a par with those set forth at pp. 85, et_ seq. of our Brief. 22 this Court's decision in Weeks v. Southern Bell Telephone & Telegraph, Co., 408 F.2d 228, 230-31 (5th Cir. 1969), be treated as relating back to the date of the original charges. Brief, pp. 88-90. We note that the Appellees simply ignore our reliance upon the EEOC regulation and upon Weeks and other decisions of this Court. 3. The Racially-Motivated 1950 Job Transfers Developed a Seniority System Which Was Not "Bona Fide" The Unions address the 1950 transfer of employees between bargaining units which the district court held to be illegal. Boiler makers -Machinists Brief, pp. 30-43. Inasmuch as the Unions did not appeal the districts court's finding that the locals of the Boilermakers and Machinists were liable for damages suffered by black workers as a result of this illegal transfer, their attack on this aspect of the decision is not properly before 2 5 / this court. We contend that the district court was correct in disapproving the 1950 transfer but erred in viewing that transfer in isolation from the maintenance of the seniority system as a whole. While the Machinists attack the district court's dis approval of the 1950 transfer, they fail to respond to our contentions that the transfer infects the seniority system as a whole. At any rate, the Unions defense of the 1950 transfer is without merit. That is so because it simply ignores Judge Pointer's finding that the transfer took: Inconsistent approaches... with respect to helper positions — 25/ The appellants have moved to strike this argument, see Attachments IV-V. 23 separating some (those with black incumbents) from their related skilled positions, while joining others (those with white incum bents) to their related skilled positions. R. 1178, R.E. 36a. While the Machinists assert that the transfers "were rational", except for the transfer of the Machine Shop Crane Operators which the Machi nists themselves concede was irrational, they wholly fail to address the discrepancy on racial lines with respect to the treatment of Helpers. Their contention that the transfer was legal and common practice in American Industry, Boilermakers-Machinists Brief, pp. 31, et seg., is transparently defective. It is obviously true — as they say — that the "scope of collective bargaining units (inclusion and exclusion of employees and groups of employees) is based upon the criteria of community of interest of employees...." Boilermakers-Machinists Brief, p. 31. The problem is that they ignore Judge Pointer's determination that the transfers recognized a "community of interest" only between white Helpers and their related, skilled groups. As shown in our opening brief, the NLRB has taken a consistent view of inclusion where the helpers are regularly assigned to such units, Brief p. 61 n. 47. Surely there is no precedent in Board Law for recognition of helper-skilled employee "community of interest" on a racially- discriminatory basis. The Machinists' recitation that bargaining units have commonly been modified by agreement of the parties, Boilermakers-Machinists Brief, pp. 32-33, is similarly beside the point. The fact that such changes are common and may often be proper in no way supports a transfer, such as that made here, linking only helpers who happened to be white to their related, skilled groups. 24 4. The 1949 Petition by the Molders for a White-Only Bargaining Unit Was Irrational and Inconsistent With NLRB Practice In our opening brief, we demonstrated that the district court erred in approving as rational and consistent with NLRB pre cedent and practice the severance in 1949 of a craft unit including Molders, Coremakers, and Apprentices — an all-white group — but excluding the Molder Helpers and other production workers who were black and who were also employed in the General Foundry, Brief, pp. 60-63. Accusing us of "ignorance of labor history", the Molders assert that in 1949 they were merely exercising their right to seek a craft severance pursuant to Section 9 (b)(2) — which they miscite as 9(f)(2) — of the Taft-Hartley Act of 1947 which overruled the Board's prior policy with respect to craft 26/ severance. Molders-Pattern Makers Brief, pp. 20-23. In fact, our awareness of the changes in conditions under which craft severance is appropriate is indicated at p. 61 n. 46 of our opening brief. Our objection, of course, is to the Molders' severance of an exclusively-white craft unit excluding black Helpers and other General Foundry employees. As we said, such action is contrary to the Board's consistent practice of including Helpers in craft units where the Helpers were regularly assigned to work with such units. The Molders simply do not deny that the black Helpers involved in this case were in fact regularly assigned to work in the General Foundry along with the white Molders, Goremakers, and Apprentices. While the Molders assert we "show no understanding" of Board rules 26/ The Steelworkers also suggest the same erroneous argument. Steelworkers Brief, p. 12. 25 regarding craft severance, Molders-Pattern Makers Brief, p. 23, their ensuing discussion hardly discredits our demonstration that "the Board has consistently held that helpers should be included in craft units where as here with respect to the Molders as well as the Boilermakers. Machinists and Patternmakers they are regularly assigned to such units...." Brief, p. 51 n.47 (emphasis added). The fact we cited a decision by the National War Labor Board — along with numerous decisions of the NLRB — is hardly fatal to our proposition inasmuch as the War 28/ Labor Board's mandate and practice were to follow NLRB precedent. Nor do the Molders successfully distinguish Mergenthaler Linotype Co., 80 NLRB 132, 23 LRRM 1055 (1948), where the Board included regularly-assigned helpers in a craft unit of skilled electrical maintenance employees. It is beside the point to insist, as do the Molders, that Mergenthaler Linotype was a "departmental case" subject to the Boards requirement that a "departmental unit must include all the employees in the department....", Molders- Pattern Makers Brief, p. 23, quoting Twenty-Third Annual Report of NLRB at p. 33. If the situation is viewed as a "craft" case, then the Helpers should have been included in the bargaining unit pursuant to the Board's practice of including Helpers in the "craft" unit where those Helpers are regularly assigned to that unit. If this situation is viewed as a departmental case, then the Helpers along with other General Foundry employees should have been in cluded in the bargaining unit pursuant to the practice described in Mergenthaler Linotype Co. 27/ Notably, the quotation appearing at p. 23 of the Molders-Pattern Makers Brief strikes the underscored portion of our statement, thus attributing to us an assertion which we did not make. 28/ Since the Unions ascribe "no understanding" of the labor law to the appellants, it is instructive to examine their claim that the appellants inaporopriately referred to a War Labor Board case when referring lo (FOOTNOTE CONTINUED ON NEXT PAGE) 26 5. The Steelworkers Are Liable for the Discriminatory Practices The Steelworkers argue that the plaintiffs should clarify their position regarding the liability of the Steelworkers, that the Steelworkers are not liable because their collective bargaining agree ments have not been the obstacle to equal employment opportunity, and that, moreover, the Steelworkers are not liable because they have "attempted, throughout the relevant time period, to secure the removal of the offending provisions". Steelworkers Brief, p. 39. As stated in the opening Brief, "the factual circumstances involving the Steelworkers differ from those involving the AFL Unions," p. 78 n.56. However, the Steelworkers have failed to properly apply the per tinent legal principles to these factual circumstances. 28/ (FOOTNOTE FROM PREVIOUS PAGE CONTINUED) the rules established by the NLRB. Molders-Pattern Brief, p. 23. The citation is applicable, and the assertions of the Unions, to the contrary, show their lack of "understanding" of the relationship between the NLRB and the NWLB. The National War Labor Board was established by Executive Order No. 9017 (January 12, 1942). Subsequently, Congress strengthened the Board and expanded its duties by enacting the War Labor Disputes Act (Smith-Connally Act), June 25, 1943, ch. 144, 57 Stat. 163. The Act, inter alia, directed the Board to conduct public hearings and to resolve disputes. In resolving disputes the Board was directed to "conform to the provisions of ... the National Labor Relations Act...." Section 7(a) (2). Moreover, as set forth in The Termina- tion Report of the National War Labor Board, Volume I (GPO), pp. 38-39, the war Labor Board adhered to the decisions of the NLRB regarding the proper scope of bargaining units. -27- Initially, it is necessary to distinguish between the position taken by the steelworkers in the district court, as set 29/ forth in their post-trial brief, and the position taken by the Steelworkers in this Court. The position of the plaintiffs, of course, must reflect, at least in part, the position taken by the Steelworkers. Moreover, the point of this comparison is not merely to describe the difficulties which arise as a result of the disagreements between the Steelworkers' positions in the district court and in this Court. Rather, it is to make clear the appellants' position that if the acts taken by the Steel workers are accepted as described in their district court brief, then the Steelworkers, like the AFL Unions, would be liable for the 30/ maintenance of an illegal system. In general, in the district court the Steelworkers argued that they basically took the same position regarding any modification of the seniority system as did the AFL Unions. In this Court, the Steelworkers emphasize the difference between their position which they assert was primarily to advocate modifications in the system, and the position of the AFL unions which they assert was primarily to resist any modification in the system. Firstly, in the district court the Steelworkers stated that "beginning in 1971, the Steelworkers sought modification of the seniority forfeiture provisions". (Emphasis added). Post-trial Brief, p. 2. In this Court, the Steelworkers argue that their 29/ A copy of the Steelworkers' Brief has been lodged with this Court. 30/ If the acts taken by the Steelworkers are accepted as described in their appellate brief, then certain legal questions must be analyzed, see pp. 29-36, infra. 28 "quest for plantwide seniority...began long before 1968, indeed before the passage of Title VII...." Steelworkers' Brief, p. 16. The Steelworkers emphasize that "in each round of negotiations [during the period covered by this lawsuit including 1968]..." 31/ they pushed for plant-wide seniority, id., p. 18, see pp. 33, 39. Secondly, the Steelworkers told the district court that they, like the AFL Unions, "also showed some hesitancy...." in agreeing to modifications in the seniority system. Post-trial Brief, pp. 2-3. In this Court, the Steelworkers assert that, as "the uncontradicted record evidence" shows, they were primarily 32/ responsible for pushing for change in the seniority system. Steelworkers' Brief, p. 17. 31/ The Steelworkers cite to where the EEOC in its Brief "declares that Judge Pointer is 'mistaken', and that it was the Steelworkers, not the Company, who initiated the quest in 1968 for plant seniority". Steelworkers' Brief, p. 17. Ironically, the Steelworkers helped lead the lower court down this apparent path of error by arguing in their post-trial brief that they only sought modifications in the seniority system "beginning" in 1971. The appellants have set forth the facts regarding the 1968 negotiations, Brief, pp. 28-29. 32/ The Steelworkers state that Judge Pointer was clearly wrong in finding that the "push for change... was primarily by the Company and to a lesser degree by the Steelworkers". Steelworkers' Brief, p. 17. Again the Steelworkers criticize the lower court for following a path of error which they pointed out. 29 Thirdly, in the district court, the Steelworkers stated that they agreed to a coordinated position of accepting "unit pre- 33/ference" in order "to better their bargaining stance...[E]ach [union was] willing to give somewhat on certain issues... to get more from the Company". Post-trial Brief, p. 4. On appeal, the Steelworkers inform this Court that they "asked the other unions to join in 'a proposal on plant-wide seniority1... which would have included 1 the eradiction of any element that would prohibit a person from actually exercising his plantwide seniority...1, but that the Steelworkers ran into a 'brick wall1: the craft unions would not agree". (Citations and footnotes omitted). Steelworkers Brief, H/pp. 18-19. In conclusion, in the district court the Steelworkers argued that their position was practically the same as that of the AFL Unions, while in this Court the Steelworkers argue that they "'repeatedly proposed modifications of the collective bargaining agreements] to allow for plant-wide seniority,1 and that the Steel workers 1 efforts failed only because the other unions would not make the necessary changes in their agreements".. Steelworkers Brief, p. 20. As previously stated, the Steelworkers are plainly liable for the unlawful system if their actions as described in their post-trial brief are accepted as true. The more interesting question as to the Steelworkers' liability arises if it is assumed that the Steelworkers acted in the manner described in their appellate brief. On the basis of 33/ For a description of "unit preference" and the 1974 negotiations, see Brief, pp. 30-32. 34/ Once again the Steelworkers critize Judge Pointer for following a position which they advocated in the district court. "Judge Pointer's opinion states that in 1974 the Steelworkers did not press for full plant seniority, acquiescing in the 'unit preference' approach 'in order to present a common union front'.... Here again, the statement is not an accurate reflection of the record...." S teelworkers Brief, p. 18. 30 the factual analysis set forth in their appellate brief, the Steel workers argue that they should not be held liable for two reasons: (1) the collective bargaining agreements signed by the AFL Unions (and not the agreements signed by the Steelworkers) restricted or excluded the transfer of black employees into the better paying jobs and (2) the Steelworkers attempted to remove the "offending" provisions. This Court has made clear that "[labor] organizations, as well as employers, have an affirmative duty to take corrective 35/ steps to prevent the perpetuation of past discrimination". Myers v. Gilman Paper Co., 544 F. 2d 837, 850, mod. on rehearing, 556 F. 2d 758, cert, dismissed, 434 U.S. 801 (1977); see also Patterson v. American Tobacco Co., 535 F. 2d 257, 270 (4th Cir.), cert, denied, 429 U.S. 920 (1976); United States v. N.L. Industries, 479 F. 2d 354, 379 (8th Cir. 1973). As an employer may not use a union contract to claim immunity nor "use [a] union or unions for a shield [against liability]," Carey v. Greyhound Bus Co., Inc., 500 F. 2d 1372, 1377 (5th Cir. 1974), neither may a union use other unions "for a shield". Accordingly, this Court has decided the issue presented by the Steelworkers in factual circumstances closely parallel to those presented in this appeal: We find that the conduct of Local 275, though disguised by a thin veneer of racial neutrality, is...untenable. Local 275 could not, of course, negotiate directly with Greyhound concerning the job secruity of ... employees represented by 35/ As we have demonstrated in our briefs, the past discrimination at the Bessemer plant is not protected by §703(h) since the seniority system is not "bona fide". 31 Division 1174. Nevertheless, at some point Local 275 could have taken the affirmative step to initiate negotiations with [the Company] in an effort to salvage for its own ex-members the seniority they would inevitably and foreseeably lose upon being "bumped" from Division 1174 after ninety days in a class A job. Carey v. Greyhound Bus Co., Inc., supra, 500 F. 2d at 1379? Mvers v. Gilman Paper Corp., supra, 544 F. 2d at 352. (This Court held that the industrial union, "...bears partial responsibility for the obstacles to black entry to craft jobs," even though those jobs were not in its bargaining unit.) Thus, the Steelworkers argument that they may under no circumstances be held liable for the discriminatory seniority system is untenable. The response to the second part of the Steelworkers' argument— that their efforts in negotiations to remove the "offending provisions" should shield them from liability— is more complex and, perhaps, 36/ premature at this stage of the litigation. Firstly, the Steelworkers did not raise this argument in the district court; rather, to the contrary, they argued that they are as guilty (or as innocent) as the AFL Unions, see pp. 27-29, supra. If the Steelworkers' factual statements as to their negotiating position set forth in their post trial brief are accepted as correct, then the Steelworkers' argument as made in their appellate brief fails because the necessary factual premise of that argument is incorrect. Secondly, the Steelworkers argument must meet the standard established by the Supreme Court: ... [G]iven a finding of unlawful discrimination, backpay should be denied only for reasons which, 36/ The trial was limited to the "liability issue— the amount of back pay, if any, was to be determined at a later trial as necessary...." R. 1166-67, R.E. 24a-25a. The allocation of liability between the Unions also may be appropriate for the second stage of the trial. 32 if applied generally, would not frustrate the central statutory purposes of eradi cating discrimination throughout the economy and making persons whole for in juries suffered through past discrimi nation. (Footnote omitted). Albemarle Paper Go. v. Moody, 422 U.S. 405, 421 (1975). The "special factors [pursuant to this standard] which justify not giving an award of classwide back pay have been narrowly construed...." Kirby v. Colony Furniture Co., Inc., 613 F. 2d 696, 699 (8th Cir. 1980); see United States v. United States Steel Corporation. 520 F. 2d 1043, 1060 n.l (5th Cir. 1975), cert, denied. 429 U.S. 817 (1976). This Court has previously rejected the Steelworkers fragile theory of the law" that its general "good faith" efforts to comply with the law should provide immunity. United States v. United States Steel Corporation, supra, 520 F. 2d at 1058-59. 37/ Thirdly, the fact that the Steelworkers' made efforts to modify the discriminatory seniority system does not grant the Steel workers' immunity from liability. However, when viewed in the general context of the litigation, those efforts may affect the proper allocation of liability (the responsibility to pay the monetary award) among the 37/ The plaintiffs have previously set forth the facts regarding the negotiation positions of the Unions, Brief, pp. 27-32, 70-75. We note that the Steelworkers' view of these negotiations as stated in their appellate brief (as opposed to their post-trial brief) is generally consistent with the view set forth by the plaintiffs; also we note that the AFL Unions disagree with the plaintiffs' (and the Steelworkers') description of the negotiations. Boilermakers-Machinists Brief, pp. 5-8. As in other respects, the AFL Unions erroneously describe the evidence. 33 defendants. A contrary principle of law would contravene the Albermarle Paper Company standard. See Myers v. Gilman Paper Company, supra, 544 F. 2d at 851-52. A defendant’s "good faith" attempts to comply with Title VII, whether manifested by proposing modifications in a seniority system or by other means, does not afford immunity to liability for back pay. A ruling to the contrary "would read the 'make whole' purpose right out of Title VII, for a worker's injury is no less real simply because his employer did not inflict it in 'bad faith' n. Albemarle paper Company v. Moody, supra 422 U.S. at 422; see also Johnson v. Goodyear Tire & Rubber Co., 491 F. 2d 1364, 1377 (5th Cir. 1977); United States v. United States Steel Corp.. supra. 520 F. 2d 1058-59. While the Steelworkers did make efforts to change the dis criminatory seniority system, they also agreed to adopt a joint, negotiating position with the AFL Unions which compromised the civil rights of the black workers. Having chosen a joint union bargaining position, whether for reasons of union solidarity or otherwise, the Steelworkers may not avoid the legal consequences of that decision. However, the steelworkers have acted differently than the AFL Unions. The attempts by the Steelworkers to change the seniority system "opens the door to equity...but does not depress the scales [of equity]" in their favor. Albermarle Paper Company, supra, 422 U.S. at 422. In Carey this Court held that a union's "ineffectual passivism" in seeking a change in the seniority system rendered it "equally guilty with the employer. Id., 500 F. 2d at 1379. In this case, the Steelworkers were not "passive", but they were largely "ineffectual". In assessing an equitable apportionment of the back pay the courts may be required to balance the actions taken 34 by the Steelworkers to remove the discriminatory aspects of the seniority system against the actions taken by the AFL Unions to maintain the discriminatory aspects of the system. This Court "has never outlined in full the principles that should guide district courts in apportioning liability among the defendants...." Myers v. Gilman Paper Company, supra, 544 F. 2d at 850-51. However, certain general principles clearly apply, see Myers, id. Initially, any determination regarding the payment of back pay by defendants must comply with the standard in Albemarle Paper Company. The payment plan "consistent with the purpose of [Title VII should] insure that...an employee entitled to back pay shall be made whole by obtaining a judgment against a financially responsible party". United Transportation Union Local No. 974 v. Norfolk and western Railway Company, 532 F. 2d 336, 342 (4th Cir. 1975), cert, denied. 425 U.S. 934 (1976). Moreover, the plan should be developed in light of the other dual purpose of back pay— to provide "the spur or calalyst which causes employers and unions to self-examine and to self-evaluate their employment practices and to endeavor to eliminate, so far as possible, the last vestiges of [employment discrimination]" (emphasis added). Albemarle Paper Company, supra, 422 U.S. at 417-18, quoting United States v. N.L. Industries, supra, 479 F. 2d at 379. Accordingly, the pertinent question is not whether the Steelworkers made some efforts to remove the discriminatory provisions, but whether the Steelworkers went "so far as possible" to remove the provisions. A defendant should not escape Title VII liability because it made some efforts to negotiate a non-discriminatory collective bargaining agreement; 35 the standard does not rely upon 11 subjective" good faith, but upon an "objective” evaluation of whether the discriminatory consequences of the system have been removed or that everything "possible” has 38/ been attempted in order to remove the discriminatory consequences. In conclusion, the plaintiffs have responded in general to the issue of the allocation of liability in order to further place in a legal context the position of the various union defendants and to respond to the Steelworkers' argument. Steelworkers' Brief, pp. 31-40. However, apart from insuring that they are fully compensated for the losses which they suffered as a result of the discrimination. 38/ We note that Courts have strongly supported the filing of legal actions by unions "to end discriminatory employment practices. The financial backing and legal expertise that unions can provide would materially advance the type of private enforcement essential to the effectiveness of Title VII”. International Woodworkers of America v. Georgia— Pacific Corp., 568 F. 2d 64, 67 (8th Cir. 1977); Social Services of U., Local 535 v. City of Santa Clara, 609 F. 2d 944 (9th Cir. 1979); cf. IUE v. Westinghouse Electric Corp., 23 FEP Cases 588 (3rd Cir. 1980) (In IUE, the union filed a Title VII law suit after it unsuccessfully attempted to negotiate changes in a discriminatory collective bargaining agreement.) In this case the Steelworkers, not only failed to bring a legal action on behalf of their members who were discriminated against, but took a strong position opposing a full remedy for their members. See pp. 27-29, supra. 36 Brief, pp. 1 1 - I Q , the issues of how much each defendant pays does not primarily concern the plaintiffs; rather the issue is one that is basically between the defendants. JOSEPH P. HUDSON 1909 30th Avenue Gulfport, Mississippi 39501 DANIEL B. EDELMAN Yablonski, Both & Edelman Suite 800 1140 Connecticut Avenue Washington, D. C. 20036 Respectfully submitted, 1Qu *,■ u BARRY L. GOLDSTEIN Suite 940 806 15th Street, N.W. Washington, D.C. 20005 JACK GREENBERG Suite 2030 10 Columbus Circle New York, New York 10019 DEMETRIUS C. NEWTON 2121 8th Avenue North Birmingham, Alabama 35203 Attorneys for plaintiffs CERTIFICATE OF SERVICE I hereby certify that on the 29th of August 1980 copies of Appellants' Reply Brief have been served upon all parties by depositing copies of the above in the United States Mail, postage pre-paid, upon the following counsel: James P. Alexander, Esq. Bradley, Arant, Rose & White 1500 Brown-Marx Building Birmingham, Alabama 35203 Louis P. Poulton, Esq. Joseph P. Manners, Esq. Machinists Building 1300 Connecticut Ave., N.W. Washington, D.C. 20036 N. Daniel Rogers, Esq. Corretti, Newson & Rogers 529 Frank Nelson Building Birmingham, Alabama 35203 John Blake, Esq. Blake and Uhlig 374 New Brotherhood Building Kansas City,- Kansas 66101 George C. Longshore, Esq. Cooper, Mitch & Crawford 409 North 21st Street Birmingham, Alabama 35203 J. R. Goldthwaite, Jr., Esq. Adair, Goldthwaite & Daniel 600 Rhodes-Haverty Building Atlanta, Georgia 30303 Thomas F. Phalen, Jr., Esq. 2312 Kroger Building 1014 Vine Street Cincinnati, Ohio 45202 William B. Peer, Esq. Suite 701 1899 L Street, N.W. Washington, D.C. 20036 War.ren Bo Duplinsky, Esq. Equal Employment Opportunity Commission 2401 E Street, N.W. Washington, D.C. 20506 Michael Gottesman, Esq. Bredhoff, Gottesman, Cohen, Chanin, Weinberg & Petramalo Suite 1300 1000 Connecticut Avenue, N.W. Washington, D.C- 20036 Barry L..! Goldstein Attorneys for Plaintiffs-Appellants