Terrell Jr. v. United States Pipe and Foundry Company Reply Brief for Appellants
Public Court Documents
August 29, 1980
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Brief Collection, LDF Court Filings. Terrell Jr. v. United States Pipe and Foundry Company Reply Brief for Appellants, 1980. 6b5e82f2-c59a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/54c531d8-cbe8-4387-bddc-fc61b3787cc1/terrell-jr-v-united-states-pipe-and-foundry-company-reply-brief-for-appellants. Accessed November 20, 2025.
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Nos. 80-7107, 80-7256
JOSEPH TERRELL, JR., et al.,
Appellants,
vs.
UNITED STATES PIPE AND FOUNDRY
COMPANY, et al.,
Appellees.
On Appeal from the United States District Court
for the Northern District of Alabama
REPLY BRIEF FOR APPELLANTS
JOSEPH P. HUDSON
1909 30th Avenue
Gulfport, Mississippi 39501
DANIEL B. EDELMAN
Yablonski, Both & Edelman
Suite 800
1140 Connecticut Avenue
Washington, D. C. 20036
BARRY L. GOLDSTEIN
Suite 940
806 15th Street, N.W.
Washington, D.C. 20005
JACK GREENBERG
Suite 2030
10 Columbus Circle
New York, New York 10019
DEMETRIUS C. NEWTON
2121 8th Avenue North
Birmingham, Alabama 35203
TABLE OF CONTENTS
Page
Table of Authorities iii
I. IN LIGHT OF THE SERIOUS FACTUAL ERRORS,
OMISSIONS, AND MISSTATEMENTS MADE BY
THE UNIONS IN THEIR BRIEFS, SEVERAL
ISSUES REQUIRED CLARIFICATION ...................... 1
1. The Unions Were Responsible for
the Bargaining Unit Structure ................... 2
2. The Seniority System was not
Racially-Neutral .............................. 3
3. The Black Employees Were Prevented
from Transferring into the Higher-
Paying Positions Which Were Located
in the Bargaining Units Represented
by the AFL Unions by the Seniority
System and not by the Practice of
the C o m p a n y ................................ 8
4. The History of Racial Discrimination
in the AFL U n i o n s ......................... 10
5. The AFL Unions Rejected Modifications
of the Discriminatory Unit Seniority
System...................................... 17
II. IN LIGHT OF THE MISAPPLICATION AND MISREADING OF THE
LAW MADE BY THE UNIONS IN THEIR BRIEFS, SEVERAL
ISSUES REQUIRE CLARIFICATION ................... 18
1. The Defendants Have the Burden of Proving
that the System Is "Bona Fide" if the
Plaintiffs Establish that a Seniority
System Has an Adverse Racial Impact . . . 18
2. The International Unions Are Liable forActs Occurring Prior to October 4, 1971 . . . 18
3. The Racially-Motivated 1950 Job Transfers
Developed a Seniority System Which Was
not "Bona Fide"............................. 2 2
4. The 1949 Petition by the Molders Page
for a White-Only Bargaining Unit
Was Irrational and Inconsistent
With NLRB P r a c t i c e ..................... 24
5. The Steelworkers Are Liable for
the Discriminatory Practices .......... 26
Attachment Ij
APPELLANTS' MOTION TO STRIKE PORTIONS
OF THE "JOINT BRIEF FOR THE APPELLEES
INTERNATIONAL MOLDERS AND ALLIED
WORKERS AND THE PATTERN MAKERS
LEAGUE OF NORTH AMERICA" .................
Attachment II:
APPELLANTS' AMENDMENT TO THEIR "MOTION
TO STRIKE PORTIONS OF THE 'JOINT BRIEF
FOR APPELLEES, INTERNATIONAL MOLDERS
AND ALLIED WORKERS AND THE PATTERN
MAKERS LEAGUE OF NORTH AMERICA'" ........
Attachment III:
APPELLANTS' RESPONSE TO THE BRIEFS FILED
BY THE APPELLEES MOLDERS, PATTERN MAKERS,
BOILERMAKERS AND MACHINISTS IN OPPOSITION
TO THE APPELLANTS' MOTION TO STRIKE PORTIONS
OF THE BRIEF FILED BY THE MOLDERS AND THE
PATTERN MAKERS ...........................
Attachment IV.
APPELLANTS' MOTION TO STRIKE PORTIONS OF
THE JOINT BRIEF FILED ON BEHALF OF THE
MACHINISTS AND BOILERMAKERS BECAUSE THE
BRIEF UNLAWFULLY RAISES AN ISSUE ON APPEAL
FOR WHICH THIS COURT HAS NO JURISDICTION
AND UNLAWFULLY REFERS TO MATTERS WHICH
ARE NOT IN THE RECORD AND/OR WERE NOT
OFFERED INTO EVIDENCE ...................
Attachment V.
APPELLANTS' REPLY TO THE OPPOSITION FILED
BY THE BOILERMAKERS AND THE MACHINISTS TO
THEIR MOTION TO STRIKE PORTIONS OF THE
JOINT BRIEF FILED ON BEHALF OF THE BOILER
MAKERS AND THE MACHINISTS .................
ii
Table of Authorities
Cases: Page
Albemarle Paper Co. v. Moody, 422 U.S. 405
(1974) 32-34
Carbon Fuel Co. v. United Mine Workers of
America, 100 S. Ct. 410 (1979) 21
Carey v. Greyhound Bus Co., Inc., 500
F. 2d 1372 (5th Cir. 1974) 30-31, 34
Coronado Coal Co. v. United Mine Workers of
America, 268 U.S. 295 (1925) 21
Fisher v. proctor & Gamble Mfg. Co., 613
F. 2d 527 (5th Cir. 1980) 15
Fulton Lodge No. 2, IAM v. Nix, 415 F.
2d 212 (5th Cir. 1969) 21
Glus v. C. G. Murphy, Co., 562 F. 2d
880 (3rd Cir. 1977) 21
Glus v. C. G. Murphy, Co., 23 FEP Cases
86 (3rd Cir. 1980) 21
Glus v. C. G. Murphy, Co., 23 FEP Cases
83 (W.D. Pa. 1979) 21
IUE v. westinghouse Electric Corp., 23 FEP
Cases 588 (3rd Cir. 1980) 35
International Woodworkers of America v. Georgia-
Pacific Corp., 568 F. 2d 64 (8th Cir. 1977). 35
James V. Stockham Valves & Fittings, Inc., 559
F. 2d 310 (5th Cir. 1977), cert, denied,
434 U.S. 1034 (1978). 9
Johnson v. Goodyear Tire & Rubber Co., 491 F.
2d 1364 (5th Cir. 1977) 33
Kaplan v. IATSE, 525 F. 2d 1354 (9th Cir. 1975) 19
Kirby v. Colony Furniture Co., Inc., 613 F. 2d
696 (8th Cir. 1980) 32
Mergenthaler Linotyoe Co., 80 NLRB 132, 23 LRRM
1055 (1948)
-iii-
25
Paqe
Myers v. Gilman Paper Go., 544 F. 2d 758, mod on
rehearincr, 556 F. 2d 758, cert, dismissed,
434 U.S. 301 (1977) 30-31, 33-34
Patterson v. American Tobacco Company, 535 F.
2d 257 (4th Cir.), cert, denied, 429 U.
S. 920 (1976) 30
Rowe v. General Motors Corporation, 457 F. 2d
348 (5th Cir. 1972) 15
Sabala v. Western Gillette, Inc., 516 F. 2d 1251
(5th Cir. 1975) 20
Sanchez v. Standard Brands, Inc., 431 F. 2d
455 (5th Cir. 1970) 19
Social Services U., Local 535 v. City of
Santa Clara, 609 F. 2d 944 (9th Cir.
1979) 35
Swint v. Pullman-Standard, No. 78-2449 (5th
Cir. Aug. 18, 1980) 1
Swint v. Pullman Standard, 17 EPD para. 8604,
17 FEP Cases 730 (N.D. Ala. 1978) 18
Tillman v. City of Boaz, 548 F. 2d 592 (5th
Cir. 1977) 19
United Mine Workers of America v. Coronado
Coal Co., 259 U.S. 354 (1922) 21
United States v. Jacksonville Terminal Co.,
451 F. 2d 418 (5th Cir. 1971), cert,
denied, 406 U.S. 906 (1972) 8
United States v. N.L. Industries, 479 F. 2d
354 (8th Cir. 1973) 30, 34
United States v. United States Steel Corporation,
520 F. 2d 1043 (5th Cir. 1975), cert, denied,
429 U.S. 817 (1976) 32-33
United States v. White, 322, U.S. 694 (1944) 21
United Steelworkers of America v. Weber, 443
U.S. 193 (1979)
United Transportation Union Local No. 974 v.
Norfolk and Western Railway Company,
532 F. 2d 336 (4th Cir. 1975), cert,
denied, 425 U.S. 934 (1976)
11
3434
Weber v. Kaiser Aluminum & Chemical Corp., 563 F. 2d
216 (5th Cir. 1977) 11
Weeks v. Southern Bell Telephone & Telegraph,
Co., 408 F. 2d 228 (5th Cir. 1969) 22
Statutes, Executive Order and Other Authorities;
Taft-Hartley Act of 1947, 29 U.S.C. §159(b)(2) 24
Title VII of the Civil Rights Act. of 1964 (as
amended 1972), 42 U.S.C. §§2000e et seq. Passim
War Labor Disputes Act (Smith-Connally Act),
June 25, 1943, ch. 144, 57 Stat. 163 26
Executive Order No. 9017 (January 12, 1942) 26
G. Myrdal, An American Dilemma (Harper & Row
ed., 19%2) ...... 10-11
S. Spero and A. Harris, The Black Worker
(Atheneum ed., 1968) 10
P. Taft, Organized Labor In American History
(Harper & Row ed., 1964) 12
P. Taft, The A.F. of L. from the Death of Gompers
to the Merger (Harper & Brothers ed., 1959) 12
The Termination Report of the National War Labor
Board, Volume i (GPO) 26
Page
v
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Nos. 80-7107, 80-7256
JOSEPH TERRELL, JR., at al.,
Appellants,
v s .
UNITED STATES PIPE AND FOUNDRY
COMPANY, et al.,
Appellees.
On Appeal from the United States District Court
for the Northern District of Alabama
REPLY BRIEF FOR APPELLANTS
I. IN LIGHT OF THE SERIOUS FACTUAL ERRORS,
OMISSIONS, AND MISSTATEMENTS MADE BY
THE UNIONS IN THEIR BRIEFS, SEVERAL
ISSUES REQUIRE CLARIFICATION
Introduction
On the day that this brief was due to be filed, counsel for
the appellants received a copy of the cpinion in Swint v. Pullman-
Standard, No. 78-2449 (5th Cir. August 18, 1980). Manifestly, this
Opinion requires the reversal of the lower court's decision and a
remand for the institution of an appropriate remedy.
The briefs filed by the Unions, appellees, contain numerous
erroneous statements of fact and law. We principally rely upon our
opening brief to respond to and to correct these erroneous statements.
However, several issues require additional clarification.
2
1. The Unions Were Responsible for the Bargaining
Unit Structure
The Bessemer plant of U.S. Pipe was divided into production
and maintenance departments which, generally, operated in a func
tionally-integrated manner. "However, superimposed upon these
departments was a crazy-quilt pattern of union representation."
1/
Brief, p. 6. in large measure, the seniority system was based
upon the bargaining units and not upon the operational depart
ments. This seniority system has had a severe adverse impact
upon the training, promotion, and earning opportunities of
black employees. Id., pp. 6-9.
As they could not, the Unions do not dispute that the
bargaining units cut across operational departments or that the
seniority system had a substantial adverse racial impact. But
the Unions state that as "Judge Pointer correctly recognized...
the collective bargaining units grew out of the departmental
structure established by the Company and out of the desire of
the several unions to establish job security for employees...[on]
the only basis to which the Company would agree". Boilermakers -
Machinists Brief, p.4.
These assertions are contrary to the Record and to Judge
Pointer's findings (in fact, the Unions totally ignore findings
by the Court). The lower court did not find that the collective
bargaining agreements "grew out of the departmental structure".
1/ "Brief" refers to the appellants' main brief.
3
Rather the lower court found that "the basic components of the
representational structure were defined as a result of elections2/
directed by the NLRB in early 1940", R. 1175, R.E. 33a, and that
"[t]he description... of the seniority units as 'departments' is
somewhat misleading...." R. 1170, R.E. 28a. Moreover, the district
court did not find that the unit structure was "the only basis to
which the Company would agree"; rather the lower court indicated that
the unit structure which was defined by the 1940 NLRB election resulted
from an "inter-union struggle for representation", (emphasis added).
R. 1175, R.E. 33a. As the decision of the NLRB makes clear, the
Company did not take any position regarding the proper scope of the
units or the proper unit representative, pis. exhibit 50, p. 1019.
Furthermore, the Unions caused the subsequent modifications in the
unit structure, the 1949 certification of the Molders and the 1950
job transfers, Brief, pp. 18-20.
2. The Seniority System Was not Racially-Neutral
The Unions argue that "[t]he seniority systems were com
pletely neutral racially and applied equally....", Boilermakers-
Machinists Brief, p. 5. The Unions simply ignore the district
court's finding "that the seniority system has been shown to have
a discriminatory impact upon black employees", R. 1172, R.E. 30a,
and the overwhelming evidence of the severe adverse economic impact
of the system upon black employees, Brief, pp. 65-66. Moreover,
the Unions ignore that in establishing and operating the system,
2/ "R." refers to the Record in these appeals; "R.E." refers to
the Record Excerpts which have been filed in this Court.
4
job positions containing white helpers and production workers
were treated differently than job positions containing black
helpers and production workers, Brief, pp. 63-65.
Furthermore, the Unions misrepresent the application
of the system. The Unions state that,
[o]ver the years many white employees
continued to work as helpers. More
recently both the Boilermakers and
the I.A.M. had white helpers. ( Tr.
244, 305, 366). Molders-Pattern
Makers Brief, p. 23.
Incredibly, the Unions cite directly to portions of the transcript
which prove that the system was applied in a racially-unequal
manner. Mr. Holston, a black employee who had worked as a Boiler
maker Helper in the 1930's, testified that, at that time, there
were white "helpers" Tr. 224. The actual job classification and
unit representation of these white "helpers" were clarified during
the testimony of Mr. Hembree, a white boilermaker and a former
union steward, Tr. 302. Mr. Hembree testified that the workers
in the Boilermaker Helper classification were black and that
there were white workers who "did the same type of helping work
that the black boilermakers helpers did". Tr. 304-05. However, the
white workers who did "helping" work were classified as "C class
Boilermakers", Tr. 307. See also pis. exhibit 91 (employee card:
Vines); pis. exhibit 92 (employee card; Scott); Brief, pp. 21-22.
These white employees, whose job position differed in name only
from that of the black workers who were classified as Boilermaker
5
Helpers, were included in the bargaining unit represented by
the Boilermakers, Tr. 306. Thus, by contractual right the
white workers could promote to the Boilermaker position on
the basis of their seniority. Of course, the seniority
system precluded the black Boilermaker Helpers, who were
located in the bargaining unit represented by the Steel
workers, from so transferring despite their qualifications
3/and experience. Brief, pp. 21, 34, 54-55.
The final transcript reference in the Unions' Brief,
Tr. 366, concerns the job structure in the Mechanical Maintenance
department. Mr. Harper, a white employee who is currently
president of Lodge 359, Machinists, testified that he worked with
white employees whom he "wouldn't exactly call... helpers. I
would call them more trainees than I would helpers.... They wasn't
(sic) classed (sic) as helpers; they were classed (sic) as D, C, B
[Millwrights]". Tr. 366. These white workers were included within
the bargaining unit represented by the Machinists, id.; thus, the
white workers by contractual right could promote to the Millwright
A position on the basis of their seniority. Black workers who were
employed in this department as "Helpers" were precluded from so
promoting. Brief, pp. 23, 56-58.
The Unions also attempt to avoid.the obvious evidence of the
unequal and unjust application of the system. The Unions attempt by
3_/ In the Boilermakers-Machinists Brief, pp. 10 n.10, 11, 20, there
are misleading references to Hembree's testimony which are similar
to the misleading references in the Molders-Pattern Makers Brief.
mischaracterization to obscure the detailed evidence of racial
discrimination. The Unions state that the Machinists' unit in
cluded only "true machinists - lathe and other machine tool
operators ... skilled machine tool operators... skilled machine
operator[s] .... " Boilermakers-Machinists Brief, p. 6; and that
the "De Lavaud and other production machinists were members of
the Machinists Union who obtained their machine tool expertise
through the apprentice route". Id., p. 14, n.14.
The Machinists did not just represent skilled or "true"
machinists. The Machinists represented workers in entry-level,
unskilled positions, other than apprentice positions, in each
1/of their seniority units except for the Blacksmith Shop. In
order to work as a Machinist C or D, Crane Operator, Pipe Fitter
C or D, or Millwright D, it was not necessary for a worker to
have either experience or skill. Tr. 69-70 (Boswell). Thus,
the inexperienced white workers were able to progress as a matter
of contractual right without the loss of seniority as their on-
the-job training improved their skills. However, the black Helpers,
Hookers and Laborers who worked in the same operational depart
ments were denied this opportunity for advancement. See Brief,
pp. 54-62.
Moreover, contrary to the assertion of the Machinists,
the on-the-job progression, and not any Company-controlled apprentice
4/ Chemical-Physical Testing Lab— Machinist C; deLavaud Pipe
cutters and Drillers — Machinists C; Machine Shop— Crane Operator,
Machinist C; Mechanical Maintenance— Machinist C or D, Pipe
Fitter C or D, Millwright D. See pis. exhibits 21a and b (Plain
tiffs' First and Second Request to Admit and Responses); Unions
exhibit 1 (U.S. Pipe's Tenth Request to Admit).
- 6 -
7
program, was practically the exclusive method for the training
of workers in the unit represented by the Machinists. During
the period from 1968 through 1977 (this is basically the period
of liability) there were approximately 300 vacancies filled in the
seniority units represented by the Machinists: only 3 of those
positions were apprentice positions, while over 100 of those
positions were in the unskilled job categories set forth above,
Unions exhibit 1 (U.S. Pipe's Tenth Request to Admit). Further
more, black workers in the Steelworkers' bargaining unit who were
denied the opportunity to transfer to the jobs in the Machinists'
unit could have qualified for vacancies in other than entry-level
6/positions. See Brief, pp. 33-36.
5/ it is noteworthy that the current president of Lodge 359,
Machinists, Eugene Harper, was hired as an unskilled worker
into a Millwright C position and progressed to Millwright A
through the on-the-job training program. Tr. 362-64; pis.
exhibit 93 (employee card: Harper).
6/ One minor mischaracterization by the Unions requires direct
rebuttal since it is so terribly unfair. Although class member
Holston was trained by the Army as a skilled machinist, who
often trained inexperienced white workers and as a result of
his training, could operate any machine in the Shop, the senior
ity system locked him into Helper and Laborer positions during
his over thirty years at the plant. Brief, pp. 33-34. The
Unions attempt to denigrate Mr. Holton's training and service
in the military during World War II by stating that "he had
served as a mechanic (called 'machinist' by the Army)...."
Boilermakers-Machinists Brief, p. 18.
The Army Separation Qualification Record is absolutely clear
that Holston was a machinist, that he, inter alia, "[m]ade metal
parts and tools.... [w]orked from blueprints.... [ojperated a
14 inch lathe.... an electric powered milling machine.... [did]
first echelon maintenance on machines.... [and that he performed]
these duties overseas in Philippine Islands, Australia and New
Guinea." Pis. exhibit 57; see also Tr. 214-16 (Holston).
- 8 -
3. The Black Employees Were prevented from Transferring
into the Higher-Paying Positions which Were Located
in the Bargaining Units Represented by the AFL Unions
by the Seniority System and not by the Practices of
the Company
The Unions contend that "U.S. Pipe maintained absolute
control of the selection of employees for ... transfer... between
departments...." Boilermakers-Machinists Brief, p. 8. Once again
2 /the Unions misrepresent the evidence. As the district court plainly
found, it was the seniority system "in effect at U.S. Pipe's Bessemer
plant since 1968— allowing for only limited use of plant service in
the event of transfers between seniority units... [which had] a
discriminatory effect...." R. 1171, R.E. 29a. If the Company trans
ferred a worker then the worker would be required to commence work
jKin the unit as a "new man". R.1170, R.E. 28a. Of course, this
"loss of seniority [was] a critical inhibition to transfer" United
States v. Jacksonville Terminal Co., 451 F. 2d 418,453 (5th Cir. 1971),
2 7 In support of their assertion,the Unions cite to the "October,
1973, transcript [this transcript is pis. exhibit 42], pp. 43, 44;
R. 864, 1082." The transcript pages refer only to initial job
assignment. There is no dispute that the Company assigned employees
to their initial job. See R. 1172, R.E. 30a (Op.). The Record
references are to Answers to Interrogatories. (The Answers referred
to at R. 864 were never introduced into evidence.) These Answers,
as was true for the October, 1973, transcript, only refer to initial
job assignment and not to inter-unit or inter-departmental transfer.
_§/ Of course, the Unions' statement that the "company could promote
helpers [to job training progressions, e.g., Millwright D or C to A]
if it saw fit to do so" (emphasis in original), Boilermakers-Machinists
Brief, p. 9, is completely misleading. The Company could not trans
fer employees with seniority; moreover, employees within the unit had
a contractual right to move into the job prior to employees from
another unit.
9
cert, denied, 406 U.S. 906 (1972). seniority systems such as this
one "have been condemned by the courts because black employees
must choose to commit 'seniority suicide' to enter departments
from which they were previously excluded...." James v. stockham
Valves & Fittings, Inc., 559 F. 2d 310, 348 (5th Cir. 1977),
cert, denied, 434 U.S. 1034 (1978). See Brief, pp. 7-9 (effect of
seniority system upon class), and pp. 33-37 (effect of seniority
system upon five individuals).
10
4. The History of Racial Discrimination in the AFL Unions
The AFL Unions take an almost Orwellian, "Big Brother"
approach to the history of their practices of racial discrimina
tion: If the history inconveniences their argument, they rewrite
the history. For example, the Molders and Pattern Makers state.
Brief, p. 9:
The accusation that the A.F.L. is responsible
for the exclusion of blacks from craft unions
at U.S. Pipe is preposterous. The exclusion of
blacks from the skilled trades came at a time
when organized labor was a negligible influence
and long before 1940.
A succinct but accurate synopsis of the history of racial discrimin
ation in the crafts and the role of AFL Unions is given in An American
9/Dilemma:
There is no doubt that the decline 10/
in the relative position of the skilled
Negro building worker is due largely to the
attitude of white workers.... Trade
unions, however, had little to do with
the big displacement of Negro skilled
workers which occurred between the end
of the Civil war and the 'nineties,
for until that time they remained rather
powerless in the South. They are
largely responsible, on the other hand,
for the fact that the Negro has been kept
from sharing in the expansion of the
building trades which occurred in the
South during this century. The discrimi
natory attitude of the organized building crafts is the more significant at the
present time [An American Dilemma was
copyrighted in 1944], since they dominate
the American Federation of Labor - a cir
cumstance which is behind the reluctance
of this organization to take any definite
W CL Myrdal, An American Dilemma (Harper & Row ed., 1962), p. 1102.
10/ At the end of the Civil war, blacks constituted the great majority,
approximately 80%, of all skilled tradesmen in the South. Myrdal, p. 1101;
S. Spero and A. Harris, The Black Worker (Atheneum ed., 1968), p. 16.
11
action against exclusionist and segregationist
practices. (Footnote added).
WThe racial discrimination practiced by the AFL Unions
is a sorry chapter in the history of labor unions. This history
has been repeatedly detailed by scholars and by the courts. These
sources are set forth by the Supreme Court in support of its state
ment that "[jjudicial findings of exclusion from crafts on racial
grounds are so numerous as to make such exclusions a proper subject
12/for judicial notice”. United Steelworkers of America v. Weber,
443 U.S. 193, 198, n. 1 (1979); see also Weber v. Kaiser Aluminum
& Chemical Corp., 563 F. 2d 216, 235 n. 18 (5th Cir. 1977) (wisdom,
J., dissenting).
The Machinists and the Boilermakers maintained rigid
practices of racial discrimination. The Machinists were con
ceived as a racist organization and adhered to their "white-only"
policy until 1948, despite repeated attempts to integrate by local
lodges. Brief, pp. 11-12. In fact, the practices of the Union
were so notorious that the NLRB observed in its decision regarding
union representation at the Bessemer plant of U.S. Pipe, that "the
11/ This is not to say that all of the AFL or craft unions were
"equally bad". Myrdal, p. 1102. For example, Myrdal pointed out
that the leaders of the Bricklayers, Masons and Plasterers' Inter
national Union "... have fought discriminatory practices in a
rather consistent way," id. Moreover, on the floor of the 1944
Convention, A. Philip Randolf pointed out the contradiction
between AFL Unions where "[t]here are Negroes and white workers
together" and the Boilermakers where blacks were separated into
inferior, "auxiliary" locals. Brief, p. 14.
12./ The Unions argue that the factor determining the bargaining
unit structure was the "craft vs. industrial union struggle".
(FOOTNOTE CONTINUED ON FOLLOWING PAGE)
- 12
I.A.M. does not admit colored employees to membership...." pis.
exhibit 50, In the Matter of United States Pipe and Foundry
Company and Steel workers Organizing Committee, 19 N.L.R.B., No. 102,
p. 1019 (1940).
The Machinists can not dispute the detailed history of their
13/
overt racial discrimination. However, they attempt to cloud the Record
by improper references to extra-Record sources and by a mischaracter-
ization of the testimony of a class member, Henry Holston. Boiler
makers -Machinists Brief, pp. 12-13, 19. The inaccurate and improper
references to matters which are not in the Record have been discussed
(FOOTNOTE CONTINUED FROM PREVIOUS PAGE)
Molders-Pattern Makers Brief,pp. 5-9. The Unions totally ignore
the history of severe racial discrimination practiced by the AFL
Unions. In support of their position the Unions refer to the
"authoritative" work of Mr. Taft. Id., p. 6. However, they failed
to mention that Mr. Taft stated that "[a]lthough the A .F. of L.
was officially opposed to discrimination for reasons of race,
creed, or color, discrimination against Negroes and other minority
groups was tolerated in practice throughout the years". (Emphasis
added). P. Taft, The A.F. of L. from the Death of Gompers to the
Merger (Harper & Brothers ed., 1959), p. 439. Furthermore, Taft
observed that (unlike the A.F. of L.) the "formation of the CIO
as a permanent federation in 1938 created a labor center where
formal discrimination by the international unions was absent".
P. Taft, Organized Labor In American History (Harper & Row ed.,
1964), p.—5T5"I The history of labor organization and the clash
between the A.F. of L. and the C.I.O. involved issues of race
discrimination as well as issues regarding craft versus industrial
organization. (It should be noted that the authorities cited by
the Supreme Court, Weber. supra. 443 U.S. at 198, n. 1, present
a much more thorough discussion of racial discrimination practiced
by unions).
The Unions state that "[ffailure to place events... in their
historical perspective can only lead to ... a gross injustice".
Molders-Pattern Makers Brief, pp. 5-6. If the distorted and
erroneous "history" presented by the Unions is accepted, then a
"gross injustice" will result— the failure to fully remedy the
effects of years of intentional discrimination practiced against
the black workers at the Bessemer plant.
13_/ It would be especially difficult for the Machinists to do so,
since their history is set forth in a request to admit facts to
which the Machinists admitted. Pis. exhibits 30a, 30b (Pis. First
Request to the Machinists and Response)
13
in the Motion to Strike these references. The Machinists attempt
to characterize Holston's testimony as indicating that he was a
full member of the Machinists, that he was fairly represented by
them, and that without any coercion he joined the Steelworkers.
Boilermakers-Machinists Brief, pp. 12, 19. As a result of the
Machinists requesting a bargaining unit that included Helpers
(Holston was a Helper), and the NLRB certifying in 1940 the
unit as the Machinists requested, Holston was placed in the
Machinists' unit. Brief, pp. 15-18. However, in accordance with
their white-only policy, the Machinists soon refused to represent
the blacks who worked as Helpers:
Q. (By Mr. Longshore, lawyer for Machinists)
But in between the time the unions came in
[1940] and you went off to the service [1942],
did you understand that the Machinists were
negotiating for the black helpers in the
Machine Shop?
A. (Holston) They told us they couldn't represent
us, that it was a craft union and didn't have
helpers. Tr. 230.
When Holston returned in 1946, after four years of army service, no
official of the Machinists provided representation or ever requested
that he pay dues. Brief, pp. 19-20. Subsequently, in 1950 the
irrational and racially-discriminatory transfer of jobs occurred,
R. 1177-78, 1183, R.E. 35a, 41a (Op.), which formally confirmed
the refusal of the Machinists to represent black workers.
The Boilermakers do not directly dispute the detailed
evidence of their longstanding, humiliating and unlawful
14/ Attachments I-V to this Brief. See specifically Attachments IV
and V regarding the Machinists improper reference regarding their
practice of segregation.
15/ The history of Holston's employment at U.S. Pipe is described
£rT the Appellants' Brief, pp. 19, 33-34.
14/
14
racial discrimination (as held by the California Supreme Court) Brief, pp.
12-14. Rather the Boilermakers merely state that the testimony of
Mr. Hembree, a former union officer, "contradicts" the evidence.
Boilermakers-Machinists Brief, pp. 10-11, 20. On the contrary,
Mr. Hembree's testimony confirmed the practices of discrimination
at u.S. Pipe. Prior to coming to work at U.S. Pipe, Mr. Hembree
had worked as a Boilermaker for a railroad. Tr. 303. He testified
that there were Boilermaker Helpers in the Boilermakers' Union at
the railroad, and that, as far as he knew, it was standard practice
for Helpers to be included in the Boilermakers Union, id. Of course,
this testimony emphasizes that it was irrational and inconsistent
with industrial practice for the Helpers at U.S. Pipe not to be
included in the Boilermakers Union. See Brief, pp. 55-59.
Mr. Hembree also testified that the white workers who did "the same
type of helping work [as did] the black boilermaker helpers" were
included in the Boilermakers Union. Tr. 304-06. Clearly, this
testimony illustrated the racial inequality in the system, see
pp.4-5 , supra.
The Molders state that "[s]urprisingly the Molders are
condemned as racists although they sought to represent the black
employees in 1940...." Molders-Pattern-Makers Brief, p. 20. The
facts are clear, the Molders maintained segregated locals until
1967, Brief, p. 14. Moreover, in 1949 the Molders petitioned
for an all-white bargaining unit at the Bessemer plant which
irrationally and discriminatorily excluded the black Molder Helpers,
Brief, pp. 18-19, 60-62. Furthermore, the officers of the Molders
engaged in overt, discriminatory behavior. The Local's president,
Billy Parker, told black workers that "[w]e didn't want you all
15
in here to start with Tr. 191-92 (Green).
The Pattern Makers assert that "the plaintiffs could
find nothing more against the Pattern Makers than the accusation
that a local union officer made a reference to iNigras1 to an
E.E.O.C. representative". Molders-Pattern Makers, Brief p. 26.
The statements made by Basemore, the union officer, were harsher
and showed more racial bias than is indicated by the Unions.
Brief, p. 72. Moreover, while the Pattern Makers did not
have a white-only provisions in their Constitution, they do
have an initiation procedure which, to say the least, is "a
17/
ready mechanism for discrimination...." In order to join the
Pattern Makers an individual has to apply and be accepted by a
I V
16/ The Molders attempt to explain away this statement by asserting
that the reference was directed to all Group II Molders and was not
directed to blacks, Molders-Pattern Makers Brief, p. 25. Firstly,
it is apparent from Mr. Green's testimony, Tr. 191-95, that the
reference was racial. Secondly, Mr. Parker's racial views were
illustrated in an affidavit which he signed during the investigation
undertaken by the EEOC, pis. exhibit 70:
So far having the Negroes in the Union has
worked out peacefully. I haven't had any
trouble out of any of them. As long as he
stays in his place, he's alright with me.
Thirdly, the Molders' assertion that the statement refers to all
Group II Molders contradicts a prior assertion made by the Molders
that the "Union and the Company created a Group II molder category...
'for the purpose of training...." (Emphasis added). Molders-
Pattern Makers Brief, p. 24.
17/ "...[W]e ... recognize that... procedures which depend almost
entirely upon subjective evaluation and favorable recommendation...
are a ready mechanism for discrimination against Blacks much of
which can be covertly concealed...." Rowe v. General Motors
Corporation, 457 F. 2d 348, 359 (5th Cir. 1972); see also Fisher v.
Proctor Sc Gamble Mfg. Co. , 613 F. 2d 527, 545-46 (5th Cir. 1980) .
16
local association. Three members of the local association must
sign the application and in order to be accepted, two-thirds of
the members present must approve the application. Tr. 432-35
(Jaffke). The Pattern Makers Association of Birmingham did not
admit a black worker until 1972. Pis. exhibit 36b, ans. 3 (Pattern
Makers' Answers to Interrogatories). Finally, the Pattern Makers
rejected the 1971 proposed modification of the discriminatory unit
seniority system in a manner which violated the bylaws of the Union.
Brief, 72-73. Especially in light of the racial attitudes expressed
by the business manager of the Local, Mr. Basemore, and the all-
white composition of the Local, the illegal rejection of the pro
posed modification creates a strong inference of racial discrimina- 1§/
tion.
18/ Incredibly, the Pattern Makers state only that the international
representative, Jaffke, agreed to the 1971 modification. Molders-
Pattern Makers Brief, p. 26. The Pattern Makers do not mention that
the Local rejected the modification, that when Jaffke was shown that
the modification was not approved in 1971 he was "greatly disturbed",
Tr. 429, and that Jaffke stated such a rejection "would have been a
violation of our bylaws". Tr. 462; see also Brief, p. 73.
17
5. The AFL Unions Rejected Modifications of the
Discriminatory Unit Seniority System
The Unions completely distort the history of the 1971 and
19/
1974 collective bargaining negotiations. Boilermakers-Machinists
Brief, pp. 6-8. In general, in 1971 both the Steelworkers and the
Company proposed a modification in the unit seniority system, termed
the Inter-Union Seniority Agreement. The Agreement was not put into
effect because the AFL Unions refused to agree to any modification.
Brief, p. 30. In 1974, the AFL Unions rejected proposals from
both the Company and the Steelworkers that a plant-wide seniority
system be implemented. Id. 31-32. Accordingly, at the insistence
20/
of the AFL Unions, a "unit preference" system was implemented.
The "unit preference" system maintained the effects of prior
discrimination to a substantial degree, id. In short, the
collective bargaining negotiations are characterized by the
instransigent resistance of the AFL Unions to modifications of
a seniority system which continued the adverse effects of overt
racial discrimination. Brief, pp. 27-32, 70-71; See also Steel
workers Brief, pp. 16-20.
19/ The Unions do not discuss the negotiations prior to 1968. These
negotiations are described in the Appellants Brief, pp. 27-29; see
also Steelworkers Brief, pp. 16-18.
20/ The "unit preference" system was accurately described by the
district court, R. 1171, R.E. 29a; see Brief, p. 32. Without even
referring to the lower court's Opinion, the Unions give a grossly
inaccurate description of the system. Boilermakers-Machinists
Brief, p. 8.
18
II. IN LIGHT OF THE MISAPPLICATION AND MISREADING
OF THE LAW MADE BY THE UNIONS IN THEIR BRIEFS,
SEVERAL ISSUES REQUIRE CLARIFICATION
1. The Defendants Have the Burden of Proving that the
System Is "Bona Fide" if the Plaintiffs Establish
that a Seniority System Has an Adverse Racial Impact
The Unions argue "that the burden of proof rests upon the
plaintiffs to prove that a seniority system is not protected by
§703 (h)". Steelworkers Brief, pp. 26-30; Boilermakers-Machinists
Brief, pp. 27-29. The authorities which the Unions cite in support
of their position are inapposite; the question concerning which party
had the burden of proof to establish whether a system was bona fide
or was not bona fide was not specifically raised before the courts
whose opinions the Unions rely upon. However, the issue has been
raised in several cases, including this one decided by Judge Pointer.
Judge Pointer has determined that "the burden of pursuasion on a
claim of immunity under 2000e-2(h) is upon the defendants. Swint v.
Pullman Standard, 17 EPD para. 8604, 17 FEP 730 (N.D. Ala. 1978)",
rev. on other grounds, No. 78-2449 (5th Cir. Aug. 18, 1980); R. 1173,
R.E. 31a. For the reasons stated in Swint and in the appellants'
Brief, pp. 41-42, the burden of proof for establishing the "bona
fides" of a seniority system should be placed upon the defendants.
2. The International Unions Are Liable for Acts Occurring
Prior to October 4, 1971
In our opening Brief, Argument II, we demonstrated that the
district court erred in holding that the international unions could
19
not be held liable for acts prior to October 4, 1971. Appellees'
briefs fail almost completely to respond to our contentions.
We argued first that the 1969 charges, properly
construed, must be read as naming the internationals as well as
the local unions as parties respondent. The charges, though
ambiguous, do refer to the internationals as well as to the locals,
Brief p. 80, n. 57. Whatever ambiguity exists should be resolved
in favor of a liberal construction of the charges, both because
the charging parties are laymen unfamiliar with the technicalities
of formal pleadings, Tillman v. City of. Boaz, 548 F. 2d 592, 594
(5th Cir. 1970), and because any such ambiguity appears to be
attributable to the EEOC Field Representative in whose hand all
of the charges are written. As we said, the case of Kaplan v.
IATSE, 525 F. 2d 1354 (9th Cir. 1975)— where similarly ambiguous
charges were construed as naming the international as well as the
local union in reliance uoon Sanchez v. Standard Brands, Inc.,
21/
431 F. 2d 455 (5th Cir. 1970)— is directly on point. Incredibly,
neither the joint brief of the Pattern Makers and Molders nor that
of the Machinists and Boilermakers takes up these considerations
or even purports to differentiate Kaplan.
Second, we argued that even if the changes are not read
as naming the internationals, the close association between these
21/ Indeed, the case is even stronger for a liberal construction
because of the apparent sloppiness of the EEOC intake officer in
failing more plainly to refer to the internationals. Brief, pp. 81-
82.
20
local and international entities allows the internationals to
be joined as Title VII defendants. Neither the joint brief
of the Molders and Patternmakers nor that of the Machinists
and Boilermakers purports to distinguish the cases cited by
us for this proposition, Brief, pp. 82-83. Their reliance
on such decisions as Sabala v. Western Gillette, Inc., 516
22/
F. 2d 1251 (5th Cir. 1975) is misplaced in that the EEOC
charge in Sabala named only the employer and not the union entity
which the plaintiff sought to include as a defendant. Assuming
arguendo we are incorrect in asserting that the 1969 charges should
be read as naming the internationals as well as the locals, the
question is whether an unnamed union entity may be included as
a defendant where the charge names a closely-associated entity
of the same union. The appellees' argument that this question
should be answered in the negative is based totally on cases in
volving issues of vicarious liability which hinge, in any given
instance, upon whether one union is shown to have acted as an
2_2/ See Molders-Patternmakers Brief, pp. 9-10 and Machinists-
Boilermakers Brief, p. 45.
21
agent for another. While appellees place total reliance on cases
applying agency principles in determining vicarious liability, they
cite no decision applying such cases to the question here: the
inclusion — not liability — of a union entity not named in
an EEOC charge where a closely-associated entity of the same
union is named. The factors for resolving the question posed
here were spelled out most completely by the Third Circuit in
Glus v. C.G. Murphy, Co., 562 F.2d 880, 888 (3rd Cir. 1977), see
Brief pp. 84-85. The appellees have wholly ignored Glus and the
factors stated therein. Accordingly, they have failed in any way
to address our demonstration, Brief, pp. 85-88, that the Glus
factors support inclusion of the internationals as defendants
24/
in this case.
Third, we demonstrated that the filing of amended EEOC
charges in 1973 should, under applicable EEOC regulations and
23/ See United States v. White, 322 U.S. 694 (1944); United Mine
Workers of America v. Coronado Coal Co., 259 U.S. 354 (1922);
Coronado Coal Co. v. United Mine Workers of America, 268 U.S.
295 (1925); Carbon Fuel Co. v. United Mine Workers of America,
100 S.Ct. 410 (1979); Fulton Lodge No. 2, IAM v. Nix, 415 F.2d
212 (5th Cir. 1969).
24/ it is notable that on remand from the Third Circuit's 1977
decision cited in our opening Brief, the district court upheld the
inclusion of the unnamed international as a defendant.Glus v.
C. G. Murphy, Co., 23 FEP Cases 83 (W.D.Pa. 1979). That
decision was only recently affirmed by the Third Circuit, Glus v.
C.G. Murphy, Co., 23 FEP Cases 86, 87-88 (3rd Cir. 1980). The factors
which persuaded the district court and the court of appeals in
Glus to uphold inclusion of the unnamed international are on a
par with those set forth at pp. 85, et_ seq. of our Brief.
22
this Court's decision in Weeks v. Southern Bell Telephone & Telegraph,
Co., 408 F.2d 228, 230-31 (5th Cir. 1969), be treated as relating
back to the date of the original charges. Brief, pp. 88-90. We
note that the Appellees simply ignore our reliance upon the EEOC
regulation and upon Weeks and other decisions of this Court.
3. The Racially-Motivated 1950 Job Transfers Developed
a Seniority System Which Was Not "Bona Fide"
The Unions address the 1950 transfer of employees between
bargaining units which the district court held to be illegal. Boiler
makers -Machinists Brief, pp. 30-43. Inasmuch as the Unions did
not appeal the districts court's finding that the locals of the
Boilermakers and Machinists were liable for damages suffered
by black workers as a result of this illegal transfer, their
attack on this aspect of the decision is not properly before
2 5 /
this court. We contend that the district court was correct in
disapproving the 1950 transfer but erred in viewing that transfer
in isolation from the maintenance of the seniority system as a
whole. While the Machinists attack the district court's dis
approval of the 1950 transfer, they fail to respond to our
contentions that the transfer infects the seniority system
as a whole. At any rate, the Unions defense of the 1950
transfer is without merit. That is so because it simply
ignores Judge Pointer's finding that the transfer took:
Inconsistent approaches... with
respect to helper positions —
25/ The appellants have moved to strike this argument, see Attachments
IV-V.
23
separating some (those with black
incumbents) from their related
skilled positions, while joining
others (those with white incum
bents) to their related skilled
positions. R. 1178, R.E. 36a.
While the Machinists assert that the transfers "were rational", except
for the transfer of the Machine Shop Crane Operators which the Machi
nists themselves concede was irrational, they wholly fail to address
the discrepancy on racial lines with respect to the treatment of Helpers.
Their contention that the transfer was legal and common practice in
American Industry, Boilermakers-Machinists Brief, pp. 31, et seg.,
is transparently defective. It is obviously true — as they say —
that the "scope of collective bargaining units (inclusion and exclusion
of employees and groups of employees) is based upon the criteria of
community of interest of employees...." Boilermakers-Machinists Brief,
p. 31. The problem is that they ignore Judge Pointer's determination
that the transfers recognized a "community of interest" only between
white Helpers and their related, skilled groups. As shown in our
opening brief, the NLRB has taken a consistent view of inclusion
where the helpers are regularly assigned to such units, Brief p. 61
n. 47. Surely there is no precedent in Board Law for recognition
of helper-skilled employee "community of interest" on a racially-
discriminatory basis. The Machinists' recitation that bargaining
units have commonly been modified by agreement of the parties,
Boilermakers-Machinists Brief, pp. 32-33, is similarly beside
the point. The fact that such changes are common and may often
be proper in no way supports a transfer, such as that made here,
linking only helpers who happened to be white to their related,
skilled groups.
24
4. The 1949 Petition by the Molders for a White-Only
Bargaining Unit Was Irrational and Inconsistent
With NLRB Practice
In our opening brief, we demonstrated that the district
court erred in approving as rational and consistent with NLRB pre
cedent and practice the severance in 1949 of a craft unit including
Molders, Coremakers, and Apprentices — an all-white group — but
excluding the Molder Helpers and other production workers who were
black and who were also employed in the General Foundry, Brief, pp.
60-63. Accusing us of "ignorance of labor history", the Molders
assert that in 1949 they were merely exercising their right to
seek a craft severance pursuant to Section 9 (b)(2) — which
they miscite as 9(f)(2) — of the Taft-Hartley Act of 1947
which overruled the Board's prior policy with respect to craft
26/
severance. Molders-Pattern Makers Brief, pp. 20-23.
In fact, our awareness of the changes in conditions
under which craft severance is appropriate is indicated at
p. 61 n. 46 of our opening brief. Our objection, of course,
is to the Molders' severance of an exclusively-white craft unit
excluding black Helpers and other General Foundry employees. As
we said, such action is contrary to the Board's consistent practice
of including Helpers in craft units where the Helpers were regularly
assigned to work with such units. The Molders simply do not
deny that the black Helpers involved in this case were in fact
regularly assigned to work in the General Foundry along with
the white Molders, Goremakers, and Apprentices. While the
Molders assert we "show no understanding" of Board rules
26/ The Steelworkers also suggest the same erroneous argument. Steelworkers Brief, p. 12.
25
regarding craft severance, Molders-Pattern Makers Brief, p. 23,
their ensuing discussion hardly discredits our demonstration
that "the Board has consistently held that helpers should be
included in craft units where as here with respect to the Molders
as well as the Boilermakers. Machinists and Patternmakers they
are regularly assigned to such units...." Brief, p. 51 n.47
(emphasis added). The fact we cited a decision by the
National War Labor Board — along with numerous decisions of the
NLRB — is hardly fatal to our proposition inasmuch as the War
28/
Labor Board's mandate and practice were to follow NLRB precedent.
Nor do the Molders successfully distinguish Mergenthaler Linotype
Co., 80 NLRB 132, 23 LRRM 1055 (1948), where the Board included
regularly-assigned helpers in a craft unit of skilled electrical
maintenance employees. It is beside the point to insist, as do
the Molders, that Mergenthaler Linotype was a "departmental case"
subject to the Boards requirement that a "departmental unit must
include all the employees in the department....", Molders-
Pattern Makers Brief, p. 23, quoting Twenty-Third Annual Report of
NLRB at p. 33. If the situation is viewed as a "craft" case,
then the Helpers should have been included in the bargaining unit
pursuant to the Board's practice of including Helpers in the "craft"
unit where those Helpers are regularly assigned to that unit. If
this situation is viewed as a departmental case, then the Helpers
along with other General Foundry employees should have been in
cluded in the bargaining unit pursuant to the practice described
in Mergenthaler Linotype Co.
27/ Notably, the quotation appearing at p. 23 of the Molders-Pattern
Makers Brief strikes the underscored portion of our statement, thus
attributing to us an assertion which we did not make.
28/ Since the Unions ascribe "no understanding" of the labor law to the appellants, it is instructive to examine their claim that the appellants
inaporopriately referred to a War Labor Board case when referring lo
(FOOTNOTE CONTINUED ON NEXT PAGE)
26
5. The Steelworkers Are Liable for the Discriminatory
Practices
The Steelworkers argue that the plaintiffs should clarify
their position regarding the liability of the Steelworkers, that the
Steelworkers are not liable because their collective bargaining agree
ments have not been the obstacle to equal employment opportunity, and
that, moreover, the Steelworkers are not liable because they have
"attempted, throughout the relevant time period, to secure the
removal of the offending provisions". Steelworkers Brief, p. 39. As
stated in the opening Brief, "the factual circumstances involving the
Steelworkers differ from those involving the AFL Unions," p. 78 n.56.
However, the Steelworkers have failed to properly apply the per
tinent legal principles to these factual circumstances.
28/ (FOOTNOTE FROM PREVIOUS PAGE CONTINUED)
the rules established by the NLRB. Molders-Pattern Brief, p. 23.
The citation is applicable, and the assertions of the Unions, to
the contrary, show their lack of "understanding" of the relationship
between the NLRB and the NWLB.
The National War Labor Board was established by Executive Order
No. 9017 (January 12, 1942). Subsequently, Congress strengthened
the Board and expanded its duties by enacting the War Labor Disputes
Act (Smith-Connally Act), June 25, 1943, ch. 144, 57 Stat. 163. The
Act, inter alia, directed the Board to conduct public hearings and
to resolve disputes. In resolving disputes the Board was directed
to "conform to the provisions of ... the National Labor Relations
Act...." Section 7(a) (2). Moreover, as set forth in The Termina-
tion Report of the National War Labor Board, Volume I (GPO), pp.
38-39, the war Labor Board adhered to the decisions of the NLRB
regarding the proper scope of bargaining units.
-27-
Initially, it is necessary to distinguish between the
position taken by the steelworkers in the district court, as set
29/
forth in their post-trial brief, and the position taken by the
Steelworkers in this Court. The position of the plaintiffs, of
course, must reflect, at least in part, the position taken by the
Steelworkers. Moreover, the point of this comparison is not
merely to describe the difficulties which arise as a result of
the disagreements between the Steelworkers' positions in the
district court and in this Court. Rather, it is to make clear
the appellants' position that if the acts taken by the Steel
workers are accepted as described in their district court brief, then
the Steelworkers, like the AFL Unions, would be liable for the
30/
maintenance of an illegal system. In general, in the district
court the Steelworkers argued that they basically took the same
position regarding any modification of the seniority system as
did the AFL Unions. In this Court, the Steelworkers emphasize
the difference between their position which they assert was primarily
to advocate modifications in the system, and the position of the
AFL unions which they assert was primarily to resist any modification
in the system.
Firstly, in the district court the Steelworkers stated
that "beginning in 1971, the Steelworkers sought modification of
the seniority forfeiture provisions". (Emphasis added). Post-trial
Brief, p. 2. In this Court, the Steelworkers argue that their
29/ A copy of the Steelworkers' Brief has been lodged with this Court.
30/ If the acts taken by the Steelworkers are accepted as described
in their appellate brief, then certain legal questions must be
analyzed, see pp. 29-36, infra.
28
"quest for plantwide seniority...began long before 1968, indeed
before the passage of Title VII...." Steelworkers' Brief, p. 16.
The Steelworkers emphasize that "in each round of negotiations
[during the period covered by this lawsuit including 1968]..."
31/
they pushed for plant-wide seniority, id., p. 18, see pp. 33, 39.
Secondly, the Steelworkers told the district court that
they, like the AFL Unions, "also showed some hesitancy...." in
agreeing to modifications in the seniority system. Post-trial
Brief, pp. 2-3. In this Court, the Steelworkers assert that, as
"the uncontradicted record evidence" shows, they were primarily
32/
responsible for pushing for change in the seniority system.
Steelworkers' Brief, p. 17.
31/ The Steelworkers cite to where the EEOC in its Brief "declares
that Judge Pointer is 'mistaken', and that it was the Steelworkers,
not the Company, who initiated the quest in 1968 for plant seniority".
Steelworkers' Brief, p. 17. Ironically, the Steelworkers helped lead
the lower court down this apparent path of error by arguing in their
post-trial brief that they only sought modifications in the seniority
system "beginning" in 1971. The appellants have set forth the facts
regarding the 1968 negotiations, Brief, pp. 28-29.
32/ The Steelworkers state that Judge Pointer was clearly wrong in
finding that the "push for change... was primarily by the Company
and to a lesser degree by the Steelworkers". Steelworkers' Brief,
p. 17. Again the Steelworkers criticize the lower court for
following a path of error which they pointed out.
29
Thirdly, in the district court, the Steelworkers stated
that they agreed to a coordinated position of accepting "unit pre-
33/ference" in order "to better their bargaining stance...[E]ach
[union was] willing to give somewhat on certain issues... to get
more from the Company". Post-trial Brief, p. 4. On appeal, the
Steelworkers inform this Court that they "asked the other unions
to join in 'a proposal on plant-wide seniority1... which would have
included 1 the eradiction of any element that would prohibit a person
from actually exercising his plantwide seniority...1, but that the
Steelworkers ran into a 'brick wall1: the craft unions would not
agree". (Citations and footnotes omitted). Steelworkers Brief,
H/pp. 18-19.
In conclusion, in the district court the Steelworkers
argued that their position was practically the same as that of
the AFL Unions, while in this Court the Steelworkers argue that
they "'repeatedly proposed modifications of the collective bargaining
agreements] to allow for plant-wide seniority,1 and that the Steel
workers 1 efforts failed only because the other unions would not
make the necessary changes in their agreements".. Steelworkers
Brief, p. 20.
As previously stated, the Steelworkers are plainly liable for
the unlawful system if their actions as described in their post-trial
brief are accepted as true. The more interesting question as to the
Steelworkers' liability arises if it is assumed that the Steelworkers
acted in the manner described in their appellate brief. On the basis of
33/ For a description of "unit preference" and the 1974 negotiations,
see Brief, pp. 30-32.
34/ Once again the Steelworkers critize Judge Pointer for following a
position which they advocated in the district court. "Judge Pointer's
opinion states that in 1974 the Steelworkers did not press for full plant
seniority, acquiescing in the 'unit preference' approach 'in order to
present a common union front'.... Here again, the statement is not an
accurate reflection of the record...." S teelworkers Brief, p. 18.
30
the factual analysis set forth in their appellate brief, the Steel
workers argue that they should not be held liable for two reasons:
(1) the collective bargaining agreements signed by the AFL Unions
(and not the agreements signed by the Steelworkers) restricted or
excluded the transfer of black employees into the better paying
jobs and (2) the Steelworkers attempted to remove the "offending"
provisions.
This Court has made clear that "[labor] organizations, as
well as employers, have an affirmative duty to take corrective
35/
steps to prevent the perpetuation of past discrimination".
Myers v. Gilman Paper Co., 544 F. 2d 837, 850, mod. on rehearing,
556 F. 2d 758, cert, dismissed, 434 U.S. 801 (1977); see also
Patterson v. American Tobacco Co., 535 F. 2d 257, 270 (4th Cir.),
cert, denied, 429 U.S. 920 (1976); United States v. N.L. Industries,
479 F. 2d 354, 379 (8th Cir. 1973). As an employer may not use
a union contract to claim immunity nor "use [a] union or unions
for a shield [against liability]," Carey v. Greyhound Bus Co., Inc.,
500 F. 2d 1372, 1377 (5th Cir. 1974), neither may a union use other
unions "for a shield". Accordingly, this Court has decided the
issue presented by the Steelworkers in factual circumstances closely
parallel to those presented in this appeal:
We find that the conduct of Local 275, though
disguised by a thin veneer of racial neutrality,
is...untenable. Local 275 could not, of course,
negotiate directly with Greyhound concerning the
job secruity of ... employees represented by
35/ As we have demonstrated in our briefs, the past discrimination
at the Bessemer plant is not protected by §703(h) since the seniority
system is not "bona fide".
31
Division 1174. Nevertheless, at some point
Local 275 could have taken the affirmative
step to initiate negotiations with [the
Company] in an effort to salvage for its
own ex-members the seniority they would
inevitably and foreseeably lose upon
being "bumped" from Division 1174 after
ninety days in a class A job.
Carey v. Greyhound Bus Co., Inc., supra, 500 F. 2d at 1379? Mvers
v. Gilman Paper Corp., supra, 544 F. 2d at 352. (This Court held
that the industrial union, "...bears partial responsibility for the
obstacles to black entry to craft jobs," even though those jobs were
not in its bargaining unit.) Thus, the Steelworkers argument that
they may under no circumstances be held liable for the discriminatory
seniority system is untenable.
The response to the second part of the Steelworkers' argument—
that their efforts in negotiations to remove the "offending provisions"
should shield them from liability— is more complex and, perhaps,
36/
premature at this stage of the litigation. Firstly, the Steelworkers
did not raise this argument in the district court; rather, to the
contrary, they argued that they are as guilty (or as innocent) as
the AFL Unions, see pp. 27-29, supra. If the Steelworkers' factual
statements as to their negotiating position set forth in their post
trial brief are accepted as correct, then the Steelworkers' argument
as made in their appellate brief fails because the necessary factual
premise of that argument is incorrect.
Secondly, the Steelworkers argument must meet the standard
established by the Supreme Court:
... [G]iven a finding of unlawful discrimination,
backpay should be denied only for reasons which,
36/ The trial was limited to the "liability issue— the amount of back pay,
if any, was to be determined at a later trial as necessary...." R. 1166-67,
R.E. 24a-25a. The allocation of liability between the Unions also
may be appropriate for the second stage of the trial.
32
if applied generally, would not frustrate
the central statutory purposes of eradi
cating discrimination throughout the
economy and making persons whole for in
juries suffered through past discrimi
nation. (Footnote omitted).
Albemarle Paper Go. v. Moody, 422 U.S. 405, 421 (1975). The "special
factors [pursuant to this standard] which justify not giving an
award of classwide back pay have been narrowly construed...." Kirby
v. Colony Furniture Co., Inc., 613 F. 2d 696, 699 (8th Cir. 1980);
see United States v. United States Steel Corporation. 520 F. 2d
1043, 1060 n.l (5th Cir. 1975), cert, denied. 429 U.S. 817 (1976).
This Court has previously rejected the Steelworkers fragile theory
of the law" that its general "good faith" efforts to comply with
the law should provide immunity. United States v. United States
Steel Corporation, supra, 520 F. 2d at 1058-59.
37/
Thirdly, the fact that the Steelworkers' made efforts to
modify the discriminatory seniority system does not grant the Steel
workers' immunity from liability. However, when viewed in the general
context of the litigation, those efforts may affect the proper allocation
of liability (the responsibility to pay the monetary award) among the
37/ The plaintiffs have previously set forth the facts regarding the
negotiation positions of the Unions, Brief, pp. 27-32, 70-75. We note
that the Steelworkers' view of these negotiations as stated in their
appellate brief (as opposed to their post-trial brief) is generally
consistent with the view set forth by the plaintiffs; also we note
that the AFL Unions disagree with the plaintiffs' (and the Steelworkers')
description of the negotiations. Boilermakers-Machinists Brief,
pp. 5-8. As in other respects, the AFL Unions erroneously describe
the evidence.
33
defendants. A contrary principle of law would contravene the
Albermarle Paper Company standard. See Myers v. Gilman Paper
Company, supra, 544 F. 2d at 851-52.
A defendant’s "good faith" attempts to comply with Title
VII, whether manifested by proposing modifications in a seniority
system or by other means, does not afford immunity to liability for
back pay. A ruling to the contrary "would read the 'make whole'
purpose right out of Title VII, for a worker's injury is no less
real simply because his employer did not inflict it in 'bad faith' n.
Albemarle paper Company v. Moody, supra 422 U.S. at 422; see also
Johnson v. Goodyear Tire & Rubber Co., 491 F. 2d 1364, 1377 (5th Cir.
1977); United States v. United States Steel Corp.. supra. 520 F. 2d
1058-59. While the Steelworkers did make efforts to change the dis
criminatory seniority system, they also agreed to adopt a joint,
negotiating position with the AFL Unions which compromised the civil
rights of the black workers. Having chosen a joint union bargaining
position, whether for reasons of union solidarity or otherwise, the
Steelworkers may not avoid the legal consequences of that decision.
However, the steelworkers have acted differently than the
AFL Unions. The attempts by the Steelworkers to change the seniority
system "opens the door to equity...but does not depress the scales
[of equity]" in their favor. Albermarle Paper Company, supra, 422
U.S. at 422. In Carey this Court held that a union's "ineffectual
passivism" in seeking a change in the seniority system rendered it
"equally guilty with the employer. Id., 500 F. 2d at 1379. In
this case, the Steelworkers were not "passive", but they were
largely "ineffectual". In assessing an equitable apportionment of
the back pay the courts may be required to balance the actions taken
34
by the Steelworkers to remove the discriminatory aspects of the seniority
system against the actions taken by the AFL Unions to maintain the
discriminatory aspects of the system.
This Court "has never outlined in full the principles
that should guide district courts in apportioning liability among
the defendants...." Myers v. Gilman Paper Company, supra, 544 F.
2d at 850-51. However, certain general principles clearly apply, see
Myers, id. Initially, any determination regarding the payment of
back pay by defendants must comply with the standard in Albemarle
Paper Company. The payment plan "consistent with the purpose of
[Title VII should] insure that...an employee entitled to back pay
shall be made whole by obtaining a judgment against a financially
responsible party". United Transportation Union Local No. 974 v.
Norfolk and western Railway Company, 532 F. 2d 336, 342 (4th Cir.
1975), cert, denied. 425 U.S. 934 (1976). Moreover, the plan should
be developed in light of the other dual purpose of back pay— to
provide "the spur or calalyst which causes employers and unions to
self-examine and to self-evaluate their employment practices and to
endeavor to eliminate, so far as possible, the last vestiges of
[employment discrimination]" (emphasis added). Albemarle Paper
Company, supra, 422 U.S. at 417-18, quoting United States v. N.L.
Industries, supra, 479 F. 2d at 379. Accordingly, the pertinent
question is not whether the Steelworkers made some efforts to
remove the discriminatory provisions, but whether the Steelworkers
went "so far as possible" to remove the provisions. A defendant
should not escape Title VII liability because it made some efforts
to negotiate a non-discriminatory collective bargaining agreement;
35
the standard does not rely upon 11 subjective" good faith, but upon
an "objective” evaluation of whether the discriminatory consequences
of the system have been removed or that everything "possible” has
38/
been attempted in order to remove the discriminatory consequences.
In conclusion, the plaintiffs have responded in general to
the issue of the allocation of liability in order to further place
in a legal context the position of the various union defendants and
to respond to the Steelworkers' argument. Steelworkers' Brief, pp.
31-40. However, apart from insuring that they are fully compensated
for the losses which they suffered as a result of the discrimination.
38/ We note that Courts have strongly supported the filing of legal
actions by unions "to end discriminatory employment practices. The
financial backing and legal expertise that unions can provide would
materially advance the type of private enforcement essential to
the effectiveness of Title VII”. International Woodworkers of
America v. Georgia— Pacific Corp., 568 F. 2d 64, 67 (8th Cir. 1977);
Social Services of U., Local 535 v. City of Santa Clara, 609 F. 2d
944 (9th Cir. 1979); cf. IUE v. Westinghouse Electric Corp., 23 FEP
Cases 588 (3rd Cir. 1980) (In IUE, the union filed a Title VII law
suit after it unsuccessfully attempted to negotiate changes in a
discriminatory collective bargaining agreement.)
In this case the Steelworkers, not only failed to bring a legal
action on behalf of their members who were discriminated against,
but took a strong position opposing a full remedy for their members.
See pp. 27-29, supra.
36
Brief, pp. 1 1 - I Q , the issues of how much each defendant pays does
not primarily concern the plaintiffs; rather the issue is one that
is basically between the defendants.
JOSEPH P. HUDSON
1909 30th Avenue
Gulfport, Mississippi 39501
DANIEL B. EDELMAN
Yablonski, Both & Edelman
Suite 800
1140 Connecticut Avenue
Washington, D. C. 20036
Respectfully submitted,
1Qu *,■ u
BARRY L. GOLDSTEIN Suite 940
806 15th Street, N.W.
Washington, D.C. 20005
JACK GREENBERG
Suite 2030
10 Columbus Circle
New York, New York 10019
DEMETRIUS C. NEWTON
2121 8th Avenue North
Birmingham, Alabama 35203
Attorneys for plaintiffs
CERTIFICATE OF SERVICE
I hereby certify that on the 29th of August 1980 copies
of Appellants' Reply Brief have been served upon all parties by
depositing copies of the above in the United States Mail, postage
pre-paid, upon the following counsel:
James P. Alexander, Esq.
Bradley, Arant, Rose & White
1500 Brown-Marx Building
Birmingham, Alabama 35203
Louis P. Poulton, Esq.
Joseph P. Manners, Esq.
Machinists Building
1300 Connecticut Ave., N.W.
Washington, D.C. 20036
N. Daniel Rogers, Esq.
Corretti, Newson & Rogers
529 Frank Nelson Building
Birmingham, Alabama 35203
John Blake, Esq.
Blake and Uhlig
374 New Brotherhood Building
Kansas City,- Kansas 66101
George C. Longshore, Esq.
Cooper, Mitch & Crawford
409 North 21st Street
Birmingham, Alabama 35203
J. R. Goldthwaite, Jr., Esq.
Adair, Goldthwaite & Daniel
600 Rhodes-Haverty Building
Atlanta, Georgia 30303
Thomas F. Phalen, Jr., Esq.
2312 Kroger Building
1014 Vine Street
Cincinnati, Ohio 45202
William B. Peer, Esq.
Suite 701
1899 L Street, N.W.
Washington, D.C. 20036
War.ren Bo Duplinsky, Esq.
Equal Employment Opportunity
Commission
2401 E Street, N.W.
Washington, D.C. 20506
Michael Gottesman, Esq.
Bredhoff, Gottesman, Cohen, Chanin,
Weinberg & Petramalo
Suite 1300
1000 Connecticut Avenue, N.W.
Washington, D.C- 20036
Barry L..! Goldstein
Attorneys for Plaintiffs-Appellants