Keyes v. School District No. 1 Denver, CO. Brief for Defendants-Appellants
Public Court Documents
March 29, 1988

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Brief Collection, LDF Court Filings. Keyes v. School District No. 1 Denver, CO. Brief for Defendants-Appellants, 1988. 3f4837e7-b99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/57762236-e9ca-40f8-817f-547698738e9a/keyes-v-school-district-no-1-denver-co-brief-for-defendants-appellants. Accessed October 08, 2025.
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Nos. 85-2814, 87-2634 ?,/fJ IN UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT WILFRED KEYES, et al., Plaintiffs-Appellees, and CONGRESS OF HISPANIC EDUCATORS, et al., Plaintiffs-Intervenors-Appellees, v. SCHOOL DISTRICT NO. 1, DENVER, COLORADO, et al., Defendants-Appellants. Appeal from the United States District Court for the District of Colorado BRIEF FOR DEFENDANTS-APPELLANTS Phil C. Neal NEAL, GERBER, EISENBERG & LURIE 208 South LaSalle Street Suite 900 Chicago, Illinois 60604 Michael H. Jackson SEMPLE & JACKSON The Chancery Building 1120 Lincoln Street Suite 1300 Denver, Colorado 80203 Nos. 85-2814, 87-2634 IN UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT WILFRED KEYES, et al. , Plaintiffs-Appellees, and CONGRESS OF HISPANIC EDUCATORS, et al., Plaintiffs-Intervenors-Appellees, v. SCHOOL DISTRICT NO. 1, DENVER, COLORADO, et al., Defendants-Appellants. CERTIFICATION PURSUANT TO TENTH CIRCUIT RULE 28.2(a) The undersigned certifies that the following parties or attorneys are now or have been interested in this litigation or any related proceedings. These representations are made to enable judges of the Court to evaluate the possible.need for disqualification or recusal. PARTIES: Plaintiffs: WILFRED KEYES, individually and on behalf of CHRISTI KEYES, a minor; CHRISTINE A. COLLEY, individually and on behalf of KRIS M. COLLEY and MARK A. WILLIAMS, minors; IRMA J. JENNINGS, individually and on behalf of RHONDA 0. JENNINGS, a minor; ROBERTA R. WADE, individually and on behalf of GREGORY L. WADE, a minor; EDWARD J. STARKS, JR., individually and on behalf of DENISE MICHELLE STARKS, a minor; JOSEPHINE PEREZ, individually and on behalf of CARLOS A. PEREZ, SHEILA R. PEREZ and TERRY J. PEREZ, minors; MAXINE N. BECKER, individually and on behalf of DINAH L. BECKER, a minor; and EUGENE R. WEINER, individually and on behalf of SARAH S. WEINER, a minor. Plaintiff Intervenors: MONTBELLO CITIZENS' COMMITTEE, INC., CONGRESS OF HISPANIC EDUCATORS, an unincorporated association; ARTURO ESCOBEDO and JOANNE ESCOBEDO, individually and on behalf of LINDA ESCOBEDO and MARK ESCOBEDO, minors; EDDIE R. CORDOVA, individually and on behalf of RENEE CORDOVA and BARBARA CORDOVA, minors; ROBERT PENA, individually and on behalf of THERESA K. PENA and CRAIG R. PENA, minors; ROBERT L. HERNANDEZ and MARGARET M. HERNANDEZ, individually and on behalf of RANDY R. HERNANDEZ, ROGER L. HERNANDEZ, RUSSELL C. HERNANDEZ, RACHELLE J. HERNANDEZ, minors; FRANK MADRID, individually and on behalf of JEANNE S. MADRID, a minor; RONALD E. MONTOYA and NAOMI R. MONTOYA, individually and on behalf of RONALD C. MONTOYA, a minor; JOHN E. DOMINGUEZ and ESTHER E. DOMINGUEZ, individually and on behalf of JOHN E. DOMINGUEZ, MARK E. DOMINGUEZ and MICHAEL J. DOMINGUEZ, minors; and JOHN H. FLORES and ANNA FLORES, individually and on behalf of THERESA FLORES, JONI A. FLORES and LUIS E. FLORES, minors; MOORE SCHOOL COMMUNITY ASSOCIATION and MOORE SCHOOL LAY ADVISORY COMMITTEE, CITIZENS ASSOCIATION FOR NEIGHBORHOOD SCHOOLS, an unincorporated association, and on behalf of all others similarly situated. Additional Intervenors; SUSAN TARRANT, WADE POTTER, DEBORAH POTTER, DANIEL J. PATCH, MARILYN Y. PATCH, CHRIS ANDRES, RONALD GREIGO, DORA GREIGO and RANDY FRENCH. Defendants; SCHOOL DISTRICT NUMBER ONE, DENVER, COLORADO; THE BOARD OF EDUCATION, SCHOOL DISTRICT NUMBER ONE, DENVER, COLORADO; WILLIAM C. BERGE, individually and as President, Board of Education, School District Number One, Denver, Colorado; STEPHEN J. KNIGHT, JR., individually and as Vice President, Board of Education, School District Number One, Denver, Colorado; JAMES C. PERRILL, FRANK K. SOUTHWORTH, JOHN H. AMESSE, JAMES D. VOORHEES, JR., and RACHEL B. NOEL, individually and as members, Board of Education, School District Number One, Denver, Colorado; ROBERT D. GILBERTS, individually and as Superintendent of Schools, School District Number One, Denver, Colorado; and their successors, EDWARD J. GARNER, as President, Board of Education, School 11 District Number One, Denver, Colorado; JUDY MORTON, as Vice President, Board of Education, School District Number One, Denver, Colorado; NAOMI L. BRADFORD, WILLIAM R. SCHUMACHER, PAUL SANDOVAL, DOROTHY GOTLIEB and CAROLE H. McCOTTER, as members, Board of Education, School District Number One, Denver, Colorado; and JAMES B. BAILEY, as Acting Superintendent of Schools, School District Number One, Denver, Colorado. Defendant Intervenors: MR. AND MRS. DOUGLAS BARNETT, individually and on behalf of JADE BARNETT, a minor; MR. AND MRS. JACK PIERCE, individually and on behalf of REBECCA PIERCE and CYNTHIA PIERCE, minors; MRS. JANE WALDEN, individually and on behalf of JAMES CRAIG WALDEN, a minor; MR. AND MRS. WILLIAM B. BRICE, individually and on behalf of KRISTIE BRICE, a minor; MR. AND MRS. CARL ANDERSON, individually and on behalf of GREGORY ANDERSON, CINDY ANDERSON, JEFFERY ANDERSON and TAMMY ANDERSON, minors; MR. AND MRS. CHARLES SIMPSON, individually and on behalf of DOUGLAS SIMPSON, a minor; MR. AND MRS. PATRICK MCCARTHY, individually and on behalf of CASSANDRA MCCARTHY, a minor; MR. RICHARD KLEIN, individually and on behalf of JANET KLEIN, a minor; and MR. AND MRS. FRANK RUPERT, individually and on behalf of MICHAEL RUPERT and SCOTT RUPERT, minors. ATTORNEYS: For the Plaintiffs; Gordon G. Greiner Holland & Hart 555 17th Street, Suite 2900 Denver, CO 80201 James M. Nabrit, III NAACP Legal Defense & Educational Fund, Inc.99 Hudson Street, 16th Floor New York, NY 10013 For the Plaintiff Intervenors; Norma V. Cantu Mexican American Legal Defense & Educational Fund 314 East Commerce, Suite 200 San Antonio, TX 78205 - iii - Ken Siegel Ken Salazer Sherman & Howard 633 17th Street, Suite 2900Denver, CO 80202 Roger L. Rice Camilo Perez-Bustillo META Project Larsen Hall, 5th Floor 14 Appian Way Cambridge, MA 02138 Peter Roos 2111 Mission Street, Room 401 San Francisco, CA 94110 Joaquin G. Avila MALDEF 28 Geary Street, 3rd Floor San Francisco, CA 94110 Janica Martynow, C.S.R.P.O. Box 8775 Denver, CO 80201-8775 For the Defendants: Phil C. Neal Ralph T. Russell, Jr.Stephen Fedo Neal Gerber Eisenberg & Lurie 208 South LaSalle Street, Suite 900Chicago, IL 60604 Michael H. Jackson SEMPLE & JACKSON The Chancery Building 1120 Lincoln Street, Suite 1300Denver, CO 80203 For Amici Curiae: John P. Moore, Atty. Gen. John E. Bush, Deputy Atty. Gen. Jack E. Hanthorn, First Asst. Atty. Gen. Charles M. Elliott, Asst. Atty. Gen. for State Board of Education, State of Colorado IV Gerald A. Caplan Richard E. Bump Caplan & Earnest Boulder, CO for Colorado Association of School Executives Reese Miller Jay W. Swearingen Denver, CO for Colorado Association of School Boards Phil C. Neal NEAL GERBER EISENBERG & LURIE 208 South LaSalle Street, Suite 900 Chicago, IL 60604 (312) 269-8000 Michael H. JacksonSEMPLE & JACKSON The Chancery Building 1120 Lincoln Street, Suite 1300Denver, CO 80203 (303) 595-0941 ftiil C. Neal Attorney of Record for Defendants School District Number One, Denver, Colorado, et al. By: v TABLE OF CONTENTS Page CERTIFICATION PURSUANT TO TENTH CIRCUIT RULE 28.2(a) . . . .i TABLE OF CONTENTS......................................... vi TABLE OF AUTHORITIES..................................... viii STATEMENT AS TO JURISDICTION............................. 1 STATEMENT OF ISSUES....................................... 1 STATEMENT OF THE CASE..................................... 2 A. The Present Appeals............................. 2 B. The Desegregation of the Denver Public Schools. . .7 ARGUMENT..................................................15 I. THE SCHOOL DISTRICT WAS AND IS ENTITLEDAS A MATTER OF LAW TO A DETERMINATION THAT IT IS UNITARY AS TO STUDENT ASSIGNMENTS..........15 A. Having Once Implemented a Fully Effective Plan Producing a Racially Neutral Attendance Pattern, the District Court Had Fully Performed Its Remedial Function with Respect to Student Assignments...........15 B. The Small Degree of Racial Imbalance Existing in DPS Eight Years After Entry of the Decree Did Not Justify the District Court's Refusal To Find DPS Unitary As To Student Assignments......................18 1. Such Racial Imbalances As Existed Were Not Caused By Any Segregative Actions of the Defendants........................18 2. The Level of Desegregation Achieved and Maintained in the Denver Public Schools Entitled the District to a Finding of Unitariness..................21 vi C. The District Court Gave No Other Sufficient Reason for Refusing To Terminate Its Jurisdiction Over Student Assignments........2 5 1. The District Court Had No Basis for Finding Any Reasonable Expectation That Constitutional Violations Would Recur. . .25 2. The Colorado Constitutional Provision Furnished No Justification for Continued Judicial Control OverStudent Assignments......................31 3. The District Court's Rulings Regarding Faculty Assignments and Hardship Transfers Provided No Basis For Declining Termination of Judicial Control Over the Student Assignment Plan..........................33 II. THE DISTRICT COURT'S ORDER OF OCTOBER 6, 1987,IS IMPROPER INSOFAR AS IT IMPOSES NEW AND INDEFINITE OBLIGATIONS ON THE DEFENDANTS........3 6 A. It Was Improper for the District Court To Attempt To Maintain Control Over Student Assignments Once It Determined that the Finger Plan Need No LongerBe Followed.................................. 37 B. The Decree Does Not Comply With the Requirements of Federal Rule 65(d).......... 39 CONCLUSION................................................ 49 REQUEST FOR ORAL ARGUMENT.................................. 4 9 ORDERS TO BE REVIEWED (Attachments) Memorandum Opinion and Order, 609 F.Supp. 1491 (D. Colo. 1985). Order for Further Proceedings, Oct. 29, 1985. Memorandum Opinion and Order, 653 F.Supp. 1536 (D. Colo. 1987). Memorandum Opinion and Order, Oct. 6, 1987. CERTIFICATE OF SERVICE V l l TABLE OF AUTHORITIES Cases Page(s) Bradley v. Baliles. 639 F.Supp. 680 (E.D. Va. 1986), aff'd 829 F.2d 1308 (4th Cir. 1987)........ 24 Calhoun v. Cook. 522 F.2d 717 (5th Cir. 1975).......... 24 David v. Travisono. 495 F.2d 562 (1st Cir. 1974) . . . . 41 Dayton Board of Education v. Brinkman.433 U.S. 404 (1977).............................. 26, 48 Dowell v. Bd. of Educ. of Oklahoma Citv. 795 F. 2d 1516 (10th Cir. 1986).................... 21, 45, 48 International Longshoremen^ Ass'n v. Philadelphia Marine Trade Association.389 U.S. 64 (1967)................................ 40, 41 Keves v. School District No. 1. Denver. Colorado. 413 U.S. 189 (1973).................... 7, 26, 47 Keves v. School District No. 1. Denver. Colorado. 521 F.2d 465 (10th Cir. 1975).......... 8, 9, 20 Keves v. School District No. 1, Denver. Colorado. 653 F.Supp. 1536 (D. Colo. 1987)........ 6, 23, 35 Keves v. School District No. 1, Denver. Colorado. 609 F.Supp. 1491 (D. Colo. 1985)........ passim Keves v. School District No. 1, Denver. Colorado. 540 F.Supp. 399 (D. Colo. 1982) ........ 3, 11 Keves v. School District No. 1, Denver. Colorado. 474 F.Supp. 1265 (D. Colo. 1979)........ 11 Keves v. School District No. 1. Denver. Colorado. 380 F.Supp. 673 (D. Colo. 1974) . . . . . 8, 10, 12, 20 Lee V. Nvcruist. 402 U.S. 935 (1971).................... 32 Mapp v. Bd. Educ. of Chattanooga. 648 F.Supp. 992 (E.D. Tenn. 1986)............................ 24, 25 Mapp v. Bd. Educ. of Chattanooga. 630 F.Supp. 876 (E.D. Tenn. 1986)............................ 24, 25 - viii - Milliken v. Bradley. 433 U.S. 267 (1977)........... . 39, 44 Mishawaka v. American Electric Power Co.. Inc. 616 F. 2d 976 (7th Cir. 1980)...................... 41 Morgan v. Nucci. 831 F.2d 313 (1st Cir. 1987).......... 17, 23, 24, 38, 39, 43 Morgan v. Nucci. 620 F.Supp 214 (D. Mass. 1985)........ 38 North Carolina Bd. of Educ. v. Swann. 402 U.S. 43 (1971)................................ 32,33 Pasadena City Bd. of Education v. Spangler. 427 U.S. 424 (1976).............................. 15, 16, 18, 19, 20, 34, 36, 39, 40 Payne v. Travenol Laboratories. Inc. 565 F. 2d 895 (5th Cir. 1978)...................... 41 Price v. Denison Independent School District. 694 F. 2d 334 (5th Cir. 1982)...................... 43 Ross v. Independent School Dist.. 699 F.2d218 (5th Cir. 1983)............................ . 24 School District Number One, Denver. Colorado v. Keves. No. 404-69 (August 5, 1969, 10th Cir.)......................................... 40 Spangler v. Pasadena City Bd. of Educ.. 611 F.2d 1239 (9th Cir. 1979).............................. 15, 28, 29, 30, 31, 38 Swann v. Charlotte Mecklenberg Bd. of Educ.. 402 U.S. 1 (1971)................................18, 19, 39 Village of Arlington Heights v. Metropolitan Housing Development Corp.. 429 U.S. 457 (1982)........................................ 26, 48 Washington v. Davis. 426 U.S. 229 (1976).............. 26, 47, 48 Washington v. Seattle School Dist. No. 1. 458 U.S. 457 (1982)............................. 32 IX Statutes and Constitution 28 U.S.C. §§1331 and 1343..............................1 28 U.S.C. §§1292(a)(1) ................................ 1 Colo. Const. Art. IX, § 8 ..............................32 Miscellaneous Welch and Light, New Evidence on School Desegregation (U.S. Govt. Printing Office 1987)............................................ 14, 25 Rule 65(d), Fed. R. Civ. P............................. 3 9 , 40, 41 Prior or Related Appeals Garcia v. Bd. of Educ.. School District No, 1. Denver. Colorado. 573 F.2d 676 (10th Cir. 1978). Keves v. School District No. 1. Denver. Colorado. 521 F. 2d 465(10th Cir. Keves v. School 1975). District No. 1. Denver. Colorado. 445 F.2d 990(10th Cir. Keves v. School 1971) . District No. 1. Denver. Colorado. Nos. 336-70and 337-70 Keves v. School (10th Cir. Aug. 30, 1971). District No. 1. Denver. Colorado. Nos. 336-70and 337-70 School District (10th Cir. March 26, 1971). No. 1. Denver. Colorado v. Keves. No. 432-69(10th Cir. School District Sept. 15, 1969). No. 1. Denver. Colorado v. Keves. No. 432-69(10th Cir. School District Aug. 27, 1969). No. 1. Denver, Colorado v. Keves. No. 404-69(10th Cir. Aug. 5, 1969). x STATEMENT AS TO JURISDICTION The jurisdiction of the district court is based on 28 U.S.C. §§ 1331 and 1343. The jurisdiction of this Court is based on 28 U.S.C. § 1292 (a) (1) . Case No. 85-2814 is an appeal from the district court's orders of June 3, 1985 and October 29, 1985. The notice of appeal was filed on November 27, 1985. On December 30, 1985 the plaintiffs-appellees filed their motion to dismiss the appeal for lack of appellate jurisdiction. On May 7, 1986 this Court denied the motion. Case No. 87-2634 is an appeal from the district court's order of October 6, 1987. The notice of appeal was filed on November 4, 1987. STATEMENT OF ISSUES 1. Whether a school district that fully implemented a remedial plan that resulted in a racially neutral, desegregated school-attendance pattern, and that has maintained full com pliance with the court-ordered plan for more than ten years, is entitled to be declared unitary at least with respect to that aspect of a unitary school system. 2. Whether the district court, having determined that the school district need no longer adhere to the previously ordered school-attendance plan, was entitled to place the school district under a continuing injunction apparently requiring the indefinite maintenance of some indeterminate degree of racial balance, regardless of any discriminatory intent on the part of the school authorities. 3. Whether various provisions of the district court's "interim" injunction were invalid for failure to satisfy the specificity requirement of Rule 65(d) of the Federal Rules of Civil Procedure. STATEMENT OF THE CASE A. The Present Appeals. These are related appeals from orders of the district court, entered in 1985 and 1987 respectively, in the Denver school desegregation litigation, which has been pending in the district court since 1969. The appeals involve issues concerning the scope of a district court's powers to maintain continuing remedial jurisdiction over a school district that has been in substantially full compliance with a prescribed desegregation remedy for a period of twelve years. The appealed orders arise from a motion filed by defendants Denver Public Schools and its Board ("DPS" or "the District") on January 19, 1984. The motion requested the district court to declare the District unitary and terminate the court's jurisdiction or, in the alternative, to modify the existing injunction by dissolving that part relating to student assignments. Plaintiffs opposed the defendants' motion and moved for wide-ranging additional relief including revision of student attendance assignments for a number of schools. 2 The proceedings on these two motions, which have taken nearly four years to complete, are summarized in the following paragraphs. 1. An evidentiary hearing was held in April and May, 1984. A year later, on June 3, 1985, the district court issued a Memorandum Opinion and Order, 609 F.Supp. 1491 (attached hereto), denying the District's motion. The court did not then rule on plaintiffs' motion but instead encouraged the parties to resume negotiations with a view to resolving the case by agreement. 609 F.Supp. at 1521-22. The parties complied but on October 4, 1985 advised the court that they had been unable to reach a settle ment. The plaintiffs then renewed their motion for additional relief and on October 29, 1985, the district court issued its Order for Further Proceedings (attached hereto). 2. The district court's opinion of June 3, 1985 referred to four factors as grounds for denying unitary status to the District: (1) racial imbalance or racial identifiability as to three named schools (Barrett, Harrington, and Mitchell) , (2) deficiencies in the District's execution of the teacher- assignment provision of the original remedial decree, (3) in adequate monitoring of student "hardship" transfers, and (4) concerns about the School Board's intentions as to the future operation of the District. 609 F.Supp. 1491. 3. The Order for Further Proceedings stated that the "Board should now be required to submit plans for achieving unitary status as that has been defined in this court's Memoran dum Opinion and Order of May 12, 1982 (540 F.Supp. 399), and to 3 provide reasonable assurance that future Board policies and practices will not cause resegregation." The Order directed the defendants to "submit plans" addressing four specified matters: (1) The identification of Barrett, Harrington and Mitchell elementary schools as schools for minority children; (2) the "hardship" transfer policy; (3) faculty assignments; and (4) plans for implementation of Resolution No. 2233, the Board's resolution setting forth its policies to preserve the integrated character of the District for the future.1 4. The District appealed the orders of June 3 and October 29 pursuant to 12 U.S.C. §1292(a)(l). Plaintiffs moved to dismiss the appeal for want of appellate jurisdiction. This Court denied the motion to dismiss by its Order of May 7, 1986. At the same time, however, and periodically thereafter, this Court postponed briefing on the merits of the appeal in the expectation that a further order would be forthcoming from the district court in the near future. As a result, defendants' appeal from the order of June 3, 1985 and October 29, have in effect been stayed for approximately two and a half years. 5. Notwithstanding their appeal from the Order for Further Proceedings, the defendants complied with that order, while expressly reserving their objections to the order. On December 2, 1985, defendants submitted their Response, setting forth (1) plans adopted by the Board for improving the racial balance at 1 Resolution 2233 (DX C-6) appears in the Addendum to Brief for Defendants-Appellants at 171. Hereinafter, references to the Addendum will appear as "DPS Add. at __________." 4 the Barrett, Harrington and Mitchell schools through specified program innovations (DX B(86) , DPS Add. at 193) ; (2) a new policy, already adopted by the Board (Policy 1226D), setting stricter standards and procedures for granting hardship transfers (DX D(86), DPS Add. at 215); (3) new teacher- assignment guidelines, already implemented by the District's administration, setting a stricter standard for assignment of minority teachers than that prescribed by the 1974 decree (DX A (86), DPS Add. at 189); and (4) a staff report on the implementation of Resolution 2233 (DX E(86), DPS Add. at 215). Defendants also reiterated their contention that no "detailed plan" for long-range implementation of the broad policies adopted in Resolution 2233 was realistically feasible or should be required. Defendants submitted that no further remedial orders were required or appropriate.2 Plaintiffs submitted proposals for further relief. They urged still further revision of defendants' policies regarding transfers and teacher-assignment, and the creation of new pairings or clusters of elementary schools to improve the racial balance at Barrett, Harrington, and Mitchell schools. The court ordered an evidentiary hearing on the Responses to its Order for Further Proceedings. The hearing was held on March 13-15, 1986. 2 In view of the Board's voluntary adoption of the new policies regarding teacher assignment and hardship trans fers, defendants do not on this appeal challenge the court's decision of June 3, 1985 insofar as it was based on those matters. See infra. pp. 35-36. / / 5 6. A year later, on February 25, 1987 the district court issued its Memorandum Opinion and Order. 653 F.Supp. 1536 (attached hereto). The opinion rejected the plaintiffs' requests for further relief and entered no order modifying the existing decree or requiring the District to alter its policies or take any further action. It found that "[d]espite disagreement with this court's conclusion that the District has not achieved unitary status, the defendants have made a sincere and strenuous effort to meet the requirements of the October 1985 Order." In view of that effort, and "accepting the declarations of Resolution 2233 as official District policy," the court determined that "it is time to relax the degree of court control over the Denver Public Schools." However, the court continued, "After a reasonable time, the District will be required to return to court to prove that it has performed its duty. If it fails, [plaintiffs'] and other suggestions will be considered." 653 F.Supp. at 1540. The court then ordered (1) that the defendants "may proceed with" implementation of their plans and policies, (2) that the plaintiffs' requests for further relief be denied, and (3) that the parties meet with the court to discuss "immediate modifications of the existing orders, a time for the District to prove the effectiveness of its programs, and a final order of permanent injunction." 653 F.Supp. at 1542. 7. In compliance with the court's request, and without conceding that any "interim decree" was appropriate, defendants then submitted a suggested form of interim decree, as did the plaintiffs. On October 6, 1987 the district court issued its 6 Memorandum Opinion and Order (attached hereto) substituting its Interim Decree for the original decree and outstanding orders modifying it. The new decree provides that DPS is no longer required to maintain the student assignment plan that has been in place since 1976. Instead, the District is enjoined to comply with a series of broadly-phrased prohibitions and affirmative duties. The "interim decree" is to remain in force "until the entry of a final permanent injunction." Defendants filed their notice of appeal from the October 6, 1987 order on November 4, 1987. B. The Desegregation of the Denver Public Schools. Following the decision of the Supreme Court in Keves v. School District No. 1, Denver. Colo.. 413 U.S. 189 (1973), the Denver public school system was desegregated pursuant to a comprehensive plan ordered by the district court in 1974 and modified in 1976 (sometimes referred to herein as "the Decree"). (The 1974 and 1976 orders appear at DPS Add. at 1 and 18.) The following paragraphs outline the remedy prescribed and the results achieved, as shown by the evidence presented by. the District at the 1984 hearing on its motion to be declared unitary.3 1. On April 17, 1974 the district court (Judge Doyle) entered its "Final Judgment and Decree" (DPS Add. at 1) , ordering a detailed plan for the reorganization of the Denver public 3 The background facts of the case may be found in the cited Supreme Court opinion. Other antecedent opinions are listed in the Table of Cases. 7 schools at all levels (elementary, junior high, and high schools). (DPS Add. at 1; see 380 F.Supp. 673.) The reorganization was based on a plan known as the Finger Plan. The plan altered the attendance zones for every one of Denver's 120 schools in conformity with a grid system. It also created "satellite" attendance areas for some schools, provided for part- time pairing of many elementary schools, and consolidated two high schools, East and Manual. In addition to those student- assignment provisions, the decree dealt comprehensively with facilities, faculty, transportation, extracurricular activities, and other aspects of the District's operations. It also prescribed a bilingual education program (the Cardenas plan). 2. The reorganization of schools went into effect in the 1974-75 school year, while appeals were taken by all parties. On August 11, 1975 this Court affirmed the district court's plan with the following exceptions: (1) Part-time pairing was disapproved and the district court was directed to adopt a plan of full-time desegregation for the schools involved. (2) Reconsideration was ordered as to five predominantly Hispano elementary schools that had not been desegregated. (3) The bilingual program and the consolidation of East and Manual schools aspect of the decree were set aside as being unrelated to any constitutional violation found, and therefore as exceeding the remedial powers of the federal court. 521 F.2d 465. 3. On remand the district court modified its 1974 decree by (1) requiring full-time pairing in the previously part-time- paired schools, and (2) desegregating the five predominantly 8 Hispano schools by pairing them with other schools. The modified decree was entered on March 26, 1976 and was implemented for the 1976-77 school year. DPS Add. at 18. 4. Neither the district court nor this Court mandated that the District must achieve any prescribed level of racial balance in each school. Instead the Decree itself prescribed the attendance area for each school. The Plan was designed, however, to meet certain guidelines and almost all schools were projected to meet the guidelines. This Court stated in reviewing the decree: At the outset, the court adopted as its desegregation guideline a range of from 40% to 70% Anglo enrollment for each elementary school, and a "somewhat higher" minimum Anglo e n r o l l m e n t figure for secondary schools . . . . Projected junior high school enrollments range from 43.1% to 75.7% Anglo. Projected high school enrollments range from 42.5% to 80.1% Anglo. 521 F.2d at 475-76. The ranges indicated were approximately 15 percentage points on either side of the districtwide Anglo percentages at the respective levels (elementary, junior high, high). See DX A-26, DPS Add. at 142. Between 1973 and 1975, however, the Anglo percentage in the elementary schools dropped five percentage points, from 54% to 49%, and in his order on remand Judge Doyle recognized that the 40% to 70% range was to be adjusted to 34% to 64%. Order, March 26, 1976 at Ex. B, p.l, DPS Add. at 25. In the ensuing 1976 school year the Anglo percentage in the elementary schools had dropped another 3 percentage points to 46%. The high school Anglo percentage had fallen from 65% in 9 1973 to 55% in 1976 and the junior high school Anglo percentage had fallen from 56% to 47%. DX A-26, DPS Add. at 144-45. 5. The modified Decree fully desegregated the Denver public schools in the very first year of implementation. In 1976-77 all but three of the 92 elementary schools had Anglo enrollments not more than 15% below the districtwide Anglo percentage; the three that fell below did so by 1.6, 3.1, and 3.5 percentage points respectively. All but five had Anglo enrollments not more than 15% above the districtwide percentage; the five that exceeded that range did so by 0.7, 0.7, 1.0, 1.0, and 2.3 percentage points respectively. DX A-2* at 5-6, DPS Add. at 51-52. Every one of the 18 junior high schools was within +15% of the districtwide Anglo percentage at the junior high level. Id. at 7, DPS Add. at 53. Eight of the 9 senior high schools were virtually within +15% of the high school district wide Anglo percentage. (Two deviated by 0.4 and 0.8 percentage points respectively.) Id. at 8, DPS Add. at 54. Only West High School, at 36% Anglo, was significantly below the range (by 8 percentage points) (id.), and the district court in 1974 had projected that West would have an Anglo percentage below the guidelines. See 380 F.Supp at 693, 722. In sum, not only was there no school in the District that was either one-race or racially identifiable as a minority or Anglo School, but out of the 119 schools in the District only one school deviated by more than a de minimis amount from being within 15% of the districtwide percentage. 10 6. The Decree provided that "The defendants shall not alter or deviate from the Finger Plan without the prior approval and permission of the Court." Order of April 17, 1974 at 14, DPS Add. at 5. The plan as implemented in the 1976-77 school year has continued in effect in the Denver public schools for twelve school years, including the present one, except as it has been modified as to individual schools by orders of the district court. 7. The principal adjustments occurred in 1979 and 1982. In late 1978 the district court sua sponte ordered the Board to submit a "detailed comprehensive plan for the assignment of students to schools for the year 1979-80." See Order of November 29, 1978 and 474 F.Supp. 1265, 1268 (D. Colo. 1979). The Board complied by submitting proposals for closing four elementary schools, reassignments related thereto, and a number of other reassignments. After a hearing the district court approved the closings but made its own detailed reassignments affecting 15 to 20 elementary schools. 474 F.Supp. at 1272-76. The district court continued to press the Board to come forward with comprehensive long-range plans for the operation of "a unitary school system." See. e.q.. Order of November 12, 1981 at pp. 4-5 (rejecting alternative proposals submitted by Board). Ultimately the Board submitted and the court approved a plan referred to as the "Consensus Plan." That plan further modified the original Finger Plan by creating some additional neighborhood schools, eliminating some pairings, and creating others. See Memorandum Opinion and Order of May 12, 1982, 540 F.Supp. 399 11 (D. Colo. 1982) . There has been no subsequent order requiring any change. 8. The total enrollment and the racial/ethnic composition of the Denver public schools have changed materially over the years that the Finger Plan has been in effect, as shown by the following table: Total enrollment Anglo enrollment % Anglo 1973-74 87,620 49,394 56% 1976-77 61,680 30,427 49% 1983-84 51,159 20,043 39% (See 380 F.Supp. 673, 674; DX A-l*, DPS Add. at 43-46.) 9. In addition to the change in composition of the total school population, there was extensive movement of population within Denver. Between 1970 and 1980, 49% of Hispano and 45% of Black households with school-age children moved at least once within the city. DX C-ll, DPS Add. at 173. In 1970 the Black population was highly concentrated in the inner-city area and lived in neighborhoods that were 50% or more Black. DX C-18 at 46-49, DPS Add. at 178-81. By 1980 many Black families were living in areas that had been predominantly or exclusively Anglo in 1970. DX C-18 at 47-51, DPS Add. at 179-83. In 1970 many of the neighborhoods in which Hispanos were living were between 5% and 25% Hispano. By 1980 most of those neighborhoods were between 25% and 50% Hispano. Ross, May 21, 1984 Tr. at 288-300. 10. These demographic changes produced significant changes in the composition of the public-school population in most of the attendance zones established by the Finger Plan, resulting in continuing changes in the school-by-school racial/ethnic 12 percentages that resulted in 1976 from the Finger Plan. Tables 1-6, DX A-5, DPS Add. at 106-22. 11. Notwithstanding the extensive demographic changes, DPS has remained a well-desegregated school system since the implementation of the 1976 Decree. There have been no one-race schools. There have not in any year been more than a small number of schools failing to come within the guidelines used in framing the Decree. Even within that number the extent of the deviation has in most instances been small. Moreover, the set of schools falling outside the range has not been constant; some schools that have been marginally outside the range in some years have come back within the range in later years. By 1981, the sixth year of implementation of the Decree, only six elementary schools varied by as much as 2 percentage points from +15% of the districtwide average, and only three of those by more than 5 percentage points (5.6, 5.9, and 12.2 respectively). Of the three, one had been within the guideline range for four out of the six years and another for three.4 12. The high level of desegregation achieved and maintained in the Denver public school system is also shown by "desegrega tion indexes" commonly used in judging the effectiveness of desegregation plans. The OCR index is used by the Office of Civil Rights of the United States Department of Education in monitoring school systems throughout the country. On that index, perfect integration is represented by the number 1.0. According 4 The school-by-school data, showing for each year the extent of deviation from +15% of the districtwide Anglo percentage, are presented in the tables in DX A-4*, DPS Add. at 91-105. 13 to the OCR index, Denver moved from .69 in 1973 to .95 in 1976, the year following full implementation of the Decree, and stood at .94 in 1980. DX A-11, DPS Add. at 141. A recently published survey prepared for the United States Civil Rights Commission reports the desegregation results achieved in 125 school districts in which judicially-ordered desegregation plans have been implemented. The survey uses an index called the "dis similarity" index. On that index, in contrast to the OCR Index, complete segregation is represented by 1.0 and complete integra tion by 0.0. The survey reports that Denver moved from 0.62 in 1967 to 0.24 in 1985. The 1985 index number is among the lowest reported for major-city school systems in the United States. See F. Welch and A. Light, New Evidence on School Desegregation 37- 38, 74-82 (U.S. Gov't Printing Office, 1987). 14 ARGUMENT I. THE SCHOOL DISTRICT WAS AND IS ENTITLED AS A MATTER OF LAW TO A DETERMINATION THAT IT IS UNITARY AS TO STUDENT ASSIGNMENTS.5 A. Having Once Implemented a Fully Effective Plan Producing a Racially Neutral Attendance Pattern, the District Court Had Fully Performed Its Remedial Function with Respect to Student Assignments. The district court found that the District implemented the pupil assignment plan of the 1976 Decree in the school year 1976- 77. It further found: "Accordingly, during that particular school year, the Denver school system can be considered desegre gated with respect to pupil assignments." 609 F.Supp. at 1508. (Emphasis added). The district court did not find that there after the District had made any alteration in the desegregated student assignment system that had thus been achieved, other than modifications made pursuant to court order. It did not find that any changes in the racial balance in particular schools that occurred after the school year 1976-77 were caused by any racially discriminatory action on the part of the District. On those facts, the Supreme Court's decision in Pasadena City Bd. of Education v. Spangler. 427 U.S. 424, (1976), 5 The errors asserted in Part I of this brief were errors as to the applicable legal principles and standards, and the issues raised are therefore subject to de novo determination by this court. Cf. Spangler v. Pasadena City Bd. of Educ. . 611 F.2d 1239, 1241 (9th Cir. 1979) (determination whether school district was unitary not reviewable on "abuse of discretion" standard). 15 required the district court to declare the Denver school system unitary as to student assignments. In that case the Court declared: In this case the District Court approved a plan designed to obtain racial neutrality in the attendance of students at Pasadena's public schools. No one disputes that the initial implementation of this plan accomplished that objective. . . . [H]aving once implemented a racially neutral attendance pattern in order to remedy the perceived constitutional violations on the part of the defendants, the District Court had fully performed its function of providing the appropriate remedy for previous racially discriminatory attendance patterns. Therefore, the Court held, any further order requiring read justment of school attendance zones was beyond the district court's authority and the petitioners had thus "plainly established that they were entitled to relief from the District Court's injunction insofar as it required them to alter atten dance zones in response to shifts in demographics within the [school district]." 427 U.S. at 436-37, 440. Despite that plain holding, the district court apparently believed that it did not apply unless the Denver school district were found to be unitary in every respect. See 609 F.Supp. at 1508, 1516-17. This was plain error. In the Spangler case the Supreme Court expressly recognized that the Pasadena school system might not yet have achieved unitary status in all respects, but held that that fact did not permit the district court to exercise further authority over pupil assignments. See 427 U.S. at 436 and 438 n.5. 16 The district court's error in this respect is underscored by the recent decision of the First Circuit in Morgan v. Nucci. 831 F.2d 313 (1987). The issue in the case was whether the Boston school system was unitary as to pupil assignments. The threshold question was whether such a finding could be made separate from a finding of unitariness in all other respects, and the court held that that question was settled by the Spangler decision: Appellee State Board argues that until every facet of the school system has become unitary, the district court's remedial power is virtually unlimited - so broad in fact that the district court may continue to issue orders even in specific areas of school operations where discrimination has ceased and the effects of past discrimination have been eradicated. The Supreme Court's opinion in Pasadena City Board of Education v.Spangler . . . forecloses this argument. In Spangler, the Court found that unitary status had been attained in student assignments, even though not in other facets of the school system's operations. 831 F.2d at 318-19. (Emphasis added.) The district court also appears to have considered that the principle of the Spangler case was inapplicable because the "racially neutral attendance pattern" effected by the 1976 decree had been modified by subsequent orders which were said to be interim orders. See 609 F.Supp at 1507, 1517. In short, the district court assumed that once it embarked upon a course of modifying the implemented plan, it could continue indefinitely to exercise such power merely by declaring each time that its orders were merely provisional. 17 The principle of the Spangler decision cannot be nullified by such a bootstrap theory of federal judicial power. If the district court were correct, all that would be necessary to overcome the "inherent limitation upon federal judicial author ity" emphasized in Swann v. Charlotte Mecklenberq Bd. of Educ.. 402 U.S. 1 (1971), Spangler, and other Supreme Court decisions would be for a court itself to declare that it retains power to modify its orders from time to time as it deems circumstances may require. Such a result would be wholly inconsistent with the idea that federal judicial supervision of local school authori ties must come to an end when the constitutional violations have been remedied. B. The Small Degree of Racial Imbalance Existing in DPS Eight Years After Entry of the Decree Did Not Justify the District Court's Refusal To Find DPS Unitary As To Student Assignments. 1 1. Such Racial Imbalances As Existed Were Not Caused By Any Segregative Actions of the Defendants. The Supreme Court in both Swann and Spangler made clear that once desegregation in student assignments is accomplished, there is no duty to make subsequent adjustments in order to correct for changes in the racial balances achieved, if those changes have not resulted from segregative actions by the school authorities. In Spangler the court said: There was also no showing in this case that those post-1971 changes in the racial mix of some Pasadena schools which were focused upon by the lower courts were in any manner caused by segregative actions chargeable to the defendants. 18 427 U.S. at 435. That was enough, the Court said, to bring the case within the principle declared in Swann: "Neither school authorities nor district courts are constitutionally required to make year-by-year adjustments of the racial composition of student bodies once the affirmative duty to desegregate has been accomplished and racial discrimination through official action is eliminated from the system." 402 U.S. at 31-32. In this case, as in Spangler, "there was no showing that the post-197[6] changes in the racial mix of some [Denver] schools which were focused upon by the lower court were in any manner caused by segregative actions chargeable to the defendants." The district court did not find, as plaintiffs/intervenors had urged, that the submission of the Consensus Plan in 1982 showed segregative intent. The court could hardly have found segregative intent in the action of a School Board in submitting a proposed plan (in response to a court order) and then implementing that plan with the court's approval. In disregard of the Spangler decision, however, the district court declared that the issue of segregative intent was ir relevant because the court "continues to have jurisdiction in this case, and no new intentional acts are required to justify the exercise of that jurisdiction." 609 F.Supp. at 1507. This was the identical error for which the Supreme Court reversed the Court of Appeals in Spangler. The district court concluded that it had continuing jurisdiction to require adjustments in the school attendance pattern of Denver because a small number of schools had fallen below racial balance guide- 19 lines. It pointed to the fact that three of the more than 80 elementary schools were below the +15% range in 1976, two of them fell further by 1979, and two more had fallen outside in 1983. 609 F.Supp. at 1506-7. Those changes were even slighter than the ones referred to in Spangler. where minority enrollment "at 5 out of 32 of the regular Pasadena schools came to exceed 50% during the 4-year period from 1970 to 1974." 427 U.S. at 435. Moreover, in Spangler those schools were "out of compliance" with the decree, which had required maintenance of a specified ratio. The Denver schools referred to were not even out of compliance, since the Decree did not require any specific ratio and the percentage ranges were "guidelines only" and not inflexible requirements. See 380 F.Supp. at 686-7, 692-3; 521 F.2d at 476- 77. The district court erroneously assumed that it had authority to order readjustment of attendance patterns in order to redress racial imbalances resulting from demographic change. After describing the extensive demographic changes in the District, the court observed that "Maintenance of stable ethnic distributions of students is more difficult in the elementary schools" because "elementary school attendance zones are smaller and more sensitive to local demographic changes." 609 F.Supp. 1507. (Emphasis added).6 6 Although the court also stated later that it was "not persuaded that demographic change is the reason for the development of racial imbalance in the schools," the context indicates that the latter statement meant only that the court was not persuaded that there had been a large migration of Anglo families from Denver to the suburbs. See 609 F.Supp. at 1508. 20 The assumption that "maintenance of stable ethnic distributions" is required was plainly erroneous. It was contrary not only to the Supreme Court's decisions in Swann and Spangler but to this Court's own opinion in Dowell v. Bd. of Educ. of Oklahoma Citv. 795 F.2d 1516 (1986). In the latter case this Court said: We are not faced with an attempt to achieve further desegregation based upon minor demographic changes not "chargeable" to the Board . . . . Given the sensitive nature of school desegregation litigation and the peculiar matrix in which such cases exist, we are cognizant that minor shifts in demographics or minor changes in other circumstances which are not the result of an intentional and racially motivated scheme to avoid the consequences of a mandatory injunction cannot be the basis of judicial action [citing Spangler and Swann]. 795 F.2d at 1522. (Emphasis added.) Whatever racial imbalances occurred in the Denver public schools after implementation of the 1976 Decree fell squarely within the foregoing principle enunciated in the Dowell opinion; they were the result neither of any disobedience or neglect of any court order nor of any racially motivated action. They could not therefore be the basis for further judicial action aimed at redressing racial imbalances. 2. The Level of Desegregation Achieved and Maintained in the Denver Public Schools Entitled the District to a Finding of Unitariness. For reasons we have already set forth, the Supreme Court's decision in the Spangler case is sufficient alone to require a 21 finding of unitariness as to student assignments on the facts of this case. Since it was conceded by the district court that the 1976 Decree had fully desegregated the student attendance pattern when it was implemented, and since no segregative action of the District had occurred since then, whatever changes had occurred in the racial balance in particular schools provided no basis for the continued exercise of judicial authority over student assignments. However, even if the extent of racial balance existing in 1984 was relevant, the facts relied on by the district court for denying defendant's motion could not support the court's conclusion. In denying the motion the court pointed to what it called "resegregation" after the adoption of the Consensus Plan modifications in 1982. The court found the "resegregation" in the drop in Anglo percentages in three elementary schools, Barrett, Harrington, and Mitchell. In 1983 those schools were, respectively, 18%, 15%, and 12% Anglo. See 609 F.Supp. at 1507. In its Order for Further Proceedings the court directed that plans be submitted for remedying those three schools (and no others), and added the statement that Barrett and Mitchell had been racial ly-identif iable schools "throughout this entire litigation." Order of October 29, 1985 at 2. The district court was incorrect. All three of the identified schools had come within the guideline range immediately on implementation of the 1976 Decree, and all three had remained within the range for a sustained period thereafter 22 - six consecutive years for Barrett and Harrington and five consecutive years for Mitchell. DX A-4*, DPS Add. at 91-95. The court acknowledged the error in its February 1987 opinion but did not change its conclusion. See 653 F.Supp. at 1540 n.l. Quite apart from the court's error as to the facts, the existence of some number of racially identifiable schools many years after a remedy has been fully implemented has not heretofore been held to be sufficient reason for denying unitary status as to pupil assignments. The case that is perhaps most nearly in point is Morgan v. Nucci. supra. the First Circuit's recent decision in the Boston school case. In that case the court of appeals reversed the district court's refusal to find the Boston system unitary as to student assignments. It did so because it concluded that the school authorities had since 1975 been under an obligation to implement an assignment plan drawn by the court, that they had "substantially complied with these orders," and that "the once segregated Boston schools have achieved a substantial degree of racial integration." 831 F.2d at 322-23. The court of appeals reached its conclusion notwithstanding the facts (1) that there remained 3 out of 14. high schools, 11 out of 26 middle schools, and 11 out of 78 elementary schools that were "unjustifiably out of compliance" with the prescribed racial balances; (2) that there remained 13 one-race schools (defined by the court as schools with 80 percent or more of one race) out of 118 schools in the system, of which 8 were black and 5 were white schools; and (3) that so far as appears none of the 25 schools that were "unjustifiably 23 out of compliance" had ever been within the prescribed racial balances and none of the 13 one-race schools had ever been desegregated. See 831 F.2d at 320-21, 323-34. In great contrast to Boston, the Denver schools were all desegregated as early as 1976, there have been no schools "out of compliance" with any court order, and the District has been "substantially" desegregated - indeed highly desegregated - for the entire period since initial implementation of the court- ordered remedy. The district court's targeting of three elementary schools as ground for denying unitary status suggests a wholly different standard than that applied in Morgan v. Nucci or, for that matter, in any other reported cases (save the lower court decisions in the Spangler case itself). See. e.g.. Ross v. Independent School Dist.. 699 F.2d 218 (5th Cir. 1983) (Houston school system found unitary despite facts that 55 schools were more than 90% Black, 22 of them since 1960, two schools were all-Anglo, and not all the remedial measures approved in Swann had been employed); Calhoun v. Cook. 522 F.2d 717 (5th Cir. 1975) (Atlanta school district declared unitary even though the district had never used noncontiguous busing zones to achieve a greater degree of racial balance, and 92 of 148 schools were over 90% Black); Bradley v. Baliles. 639 F.Supp. 680 (E.D. Va. 1986), aff'd 829 F.2d 1308 (4th Cir. 1987) (Richmond school district was unitary notwithstanding the fact that 21 out of 43 schools remained over 90% Black); Mapp v. Bd. Educ. of Chattanooga. 630 F.Supp. 876, 885, 887-88; 648 F.Supp. 992 (E.D. Tenn. 1986) (Chattanooga school system declared unitary 24 even though 39 of its 55 schools were found to be outside court- ordered racial balance guidelines). So far as defendants are aware, there is no reported case in which a major school district that has been as thoroughly desegregated as the Denver public schools has been refused a determination that it is unitary. Indeed, comparison with the foregoing cases and examination of other reported data suggests that Denver has one of the most fully desegregated school systems among major cities in the United States. See F. Welch and A. Light, New Evidence on School Desegregation 74-82 (Table A2) (U.S. Gov't Printing Office, 1987). If the level of desegregation achieved long ago and maintained over many years in Denver does not qualify the school district for unitary status, it is difficult to know what standard it is required to meet, other than making perpetual adjustments to maintain a prescribed degree of racial balance. The Supreme Court has made it clear that a school district is not to be subjected to such an ever- moving set of goal posts. C. The District Court Gave No Other Sufficient Reason for Refusing To Terminate Its Jurisdiction Over Student Assignments. 1. The District Court Had No Basis for Finding Anv Reasonable Expectation That Constitutional Violations Would Recur. The district court advanced as a further ground for denying defendants' motion the fact that the court was not satisfied that constitutional violations would not recur in the future. In its 25 opinion of June 3, 1985 (609 F.Supp. at 1514, 1515) the court said: Accepting the defendants' argument that the modified 1974 Final Judgment and Decree was a complete and adequate remedy which the District has fully implemented, jurisdiction should continue because the record does not support a finding that there is adequate protection against resegregation. * ★ * [T]here is nothing before the court to give any assurance that the Board of Education will not permit resegregation to occur as a result of benign neglect. The District has done nothing to establish any means for monitoring operations to assure the avoidance of racial disadvantage. In its Order for Further Proceedings the court phrased its holding on this point as follows: This court also found that . . . the School District had failed to take any meaningful action to provide any reasonable expectation that constitutional violations will not recur in the future after this case is closed . . . . [T]he defendant Board should now be required . . . to provide reasonable assurance that future Board policies and practices will not cause resegregation. Order of October 29, 1985, pp. 1-2. There was no basis in the record for finding any reasonable expectation that a constitutional violation would recur. The law is clear that violation of the Fourteenth Amendment requires intentional discrimination on account of race. Keves v. School District No. 1, Denver. Col.. 413 U.S. 189, 198 (1973); Washing ton v. Davis. 426 U.S. 229, 240 (1976); Village of Arlington Heights v. Metropolitan Housing Development Corp.. 429 U.S. 252, 266 (1977); Davton Board of Education v. Brinkman. 433 U.S. 404, 26 413, 417 (1977). There was no evidence that the defendant School District or any of its Board members or anyone else connected with the school district had ever taken any action with discrimi natory or segregative intent during the entire lengthy period that the District had been operating under the desegregation decree. The court made no finding that any such discriminatory action had ever occurred. Nor was there any evidence or any finding that the Board or the District had ever been recalcitrant in carrying out any orders of the court or had not acted entirely in good faith in implementing the remedial decree. If it was permissible under these circumstances to find an expectation of a recurrence of constitutional violations, the same would be true of every school district ever placed under judicial decree for prior segregative actions. So far as the evidence or the findings go, the Denver school district had been free of any action violative of the Fourteenth Amendment for at least ten years at the time of the hearing on which the district court based its decision (and for another four years at the time of the court's most recent order) . If that fact alone was not sufficient to negate the likelihood of any recurrence of a constitutional violation, it is unclear how the Board could ever provide the "assurances" the district court said were lacking. Moreover, the district court had before it the Board's Resolution 2233, adopted for the very purpose of committing the Board to a set of policies for the future and informing the court as to what those policies would be. DX C-6, DPS Add. at 171. The resolution was adopted unanimously, and members of the Board 27 testified at the hearing as to their determination to follow it. Bradford, 4/19/84 Tr. at 691-702; Blair, 4/19/84 Tr. at 806-13; Sandoval, 4/20/84 Tr. at 901-03; Mullen, 4/25/84 Tr. at 1246-55. The resolution pledged the Board to abide by the Constitution and to maintain the unitary character of the Denver public schools. In addition, it specifically declared the Board's intention to maintain in force the existing student assignment plan upon termination of court jurisdiction, except as changes might be made over time that were consistent with maintaining the unitary character of the district. The Board did candidly express its intention to preserve existing integrated neighborhood schools and to create new ones "whenever it appears that stable integration can be maintained" in such areas, but only to the extent that such measures would be consistent with maintaining a unitary school district. The Board also expressed the intention to foster stable integration through voluntary measures such as additional magnet schools. DX C-6, 114, 5, 8, DPS Add. at 171- 72. As the Ninth Circuit said of a similar (but less specific) resolution in the Spangler case: The Board's resolution is an official act. It is entitled to be viewed by the judiciary as a pledge made in good faith, with and among its members, the patrons of the school district, and the general public. To anticipate in this court that the resolution will be forgotten, or to attribute its adoption to motives of expediency, is unwarranted. If the Board, after the conclusion of this litigation, should prove that we are wrong, the courts remain open. Any future 28 act of de jure segregation will be dealt with according to law. Spangler v. Pasadena City Bd. of Educ. . 611 F.2d 1239, 1241 (1979) . Here, the district court professed to accept the "good faith" of the Board in adopting Resolution 2233 but nevertheless found the resolution wanting. It said, "The court does not doubt the good faith of members of the Board of Education and their intention to follow the law. The doubt is with respect to their understanding of the law." 609 F.Supp. at 1520. The court's doubts about the Board's "understanding of the law" evidently derived from the Board's expressed interest in moving the Denver public school system in the direction of an increased number of neighborhood schools. The court said: The total return to neighborhood schools throughout the system under the residential patterns which have existed and now exist would inevitably result in the resegregation of some schools, particularly at the elementary level. 609 F.Supp. at 1519. In so saying the court apparently overlooked the pertinent language in the Board's resolution. The Board did not propose a "total return to neighborhood schools under the residential patterns which now exist." To the contrary, the resolution clearly rejected the idea of any immediate or wholesale return to neighborhood schools, and contemplated movement in that direction only as changing neighborhood residential patterns might make that feasible - and then only to the extent consistent with maintaining a unitary school system. 29 More importantly, the court's statements reflect an incorrect view of the law. The court evidently considered a commitment to "neighborhood schools" as incompatible with the District's continuing duty to obey the constitution. This was clearly erroneous. Identical views formed the basis of the district court's refusal to relinquish jurisdiction in the Spangler case after remand from the Supreme Court. The Ninth Circuit emphatically rejected the district court's rationale. In language that closely fits the district court's decision in the present case, Judge (now Justice) Kennedy stated: The district court held also that jurisdiction should be retained because of a likelihood that the Board would engage in new acts of intentional discrimination. * * * The principal finding relied on by the district court to support its conclusion was that the Board, if released from the court's jurisdiction, would return to some form of neighborhood schools policy, which in turn would increase racial imbalance in Pasadena schools. The court noted that various members of the Board had expressed publicly a desire to change the Pasadena Plan. Another factor considered important by the court was that at times since 1970 the Board had tentatively explored in studies and surveys alternative student assignment methods, some of which apparently would increase racial imbalance in relation to the Pasadena Plan. I I assume, without deciding, that the likelihood a school board will engage in new acts of intentional discrimination may be considered by a court as one factor in favor of retaining jurisdiction . . . . The district court's conclusion, nevertheless, is clearly erroneous based on this record. A policy favoring neighborhood schools is not synonymous with an intent to violate the constitution. 30 Spangler. supra. at 1244-45. (Emphasis added.)7 The fundamental legal error in the approach of the district court, as in that of the district court in the Spangler case, was its assumption that actions of a school board may constitute constitutional violations, absent any purposeful discrimination, if they tend to increase racial imbalance in schools. The error is reflected in various statements by the court, but perhaps most sharply its comment that the Board's Resolution 2233 "can be considered a statement of intention to avoid acts taken with discriminatory intent. It does not indicate that the Board, the District and its officers and employees will take any action to avoid any discriminatory impact of any policy or program." 609 F.Supp. at 1518. (Emphasis added.) The suggestion that there is any such duty to avoid "discriminatory impact" has no legal foundation. The Supreme Court has repeatedly made clear that the test of a Fourteenth Amendment violation is intentional discrimination, not disparate impact. See supra. p. 26, and infra. pp. 45-56. 2. The Colorado Constitutional Provision Furnished No Justification for Continued Judicial Control Over Student Assignments. The district court offered as a further reason for maintaining its control over student assignments the existence of the "anti-busing" amendment to the Colorado Constitution, which 7 Judge Kennedy's "concurring" opinion was joined in by another member of the three-judge panel and therefore is as authoritative an expression of the Ninth Circuit as the briefer opinion for the court. 31 provides: "[N]or shall any pupil be assigned or transported to any public educational institution for the purpose of achieving racial balance." Colo. Const. Art IX, §8. The district court reasoned that in the absence of a federal judicial order compelling student assignments the District would be obliged to comply with Colorado law and therefore could not, even if it wished to, maintain the existing assignment plan or any non-segregative assignment plan. 609 F.Supp. at 1514-15; Order of October 29, 1985, p.3. If the district court's reasoning were sound, it would mean that the Denver school district must be under federal court order as to its student assignment plan for the indefinite future, a result the district court's own opinions have repeatedly dis claimed. There is little substance to the court's concern. The Supreme Court decisions have established that provisions indistinguishable from that in the Colorado Constitution are unconstitutional, and there have apparently been no efforts to enforce Colorado's provision either against DPS or against any other school district. The pertinent Supreme Court decisions are: North Carolina Bd. of Educ. v. Swann. 402 U.S. 43 (1971), Lee v. Nyquist. 402 U.S. 935 (1971), and Washington v. Seattle School Dist. No. 1. 458 U.S. 457 (1982). In striking down the North Carolina Anti-Busing Law, the Supreme Court stated: [A]s a matter of educational policy school authorities may well conclude that some kind of racial balance in the schools is desirable quite apart from any constitutional requirements. However, if a state-imposed limitation on a school authority's discretion 32 operates to inhibit or obstruct the operation of a unitary school system or impede the disestablishing of a dual school system, it must fall; state policy must give way when it operates to hinder vindication of constitutional guarantees. North Carolina Bd. of Educ. v. Swann. 402 U.S. at 45. (Emphasis added.) In any event, to whatever extent the concern does have sub stance, it could be readily met by a simple declaratory judgment or injunctive provision relieving the District of any obligation to comply with the Colorado anti-busing provision. That provision cannot properly be made a pretext for perpetual judicial control of the Denver Public Schools. 3. The District Court's Rulings Regarding FacultyAssianments and Hardship Transfers Provided NoBasis For Declinina Termination of JudicialControl Over the Student Assignment Plan. In finding that DPS was not unitary, the district court also relied on deficiencies it found with respect to faculty assignments and hardship transfers of pupils. 609 F.Supp. at 1508-1514; see also Order of October 29, 1985, pp. 1-2. As to those matters the court found (1) that the District had not assigned minority faculty in accordance with the 1976 Decree as now interpreted, for the first time, by the district court; and (2) that there was "some evidence" that for certain schools "the hardship transfer may have been used to avoid the desegregation plan" and that the evidence "shows a lack of concern about the possibility of misuse and a lack of monitoring of the effects" of such transfers. Id. at 1514. 33 We need discuss these matters only briefly, because it is clear that they were not sufficient to justify refusal to terminate jurisdiction with respect to the student assignment plan. The District was entitled to a separate determination of unitariness as to student assignments. Spangler; Morgan v. Nucci; see supra pp. 16-18. Moreover, any continuing issues as to those matters have been removed by the Board's subsequent actions. As to the teacher-assignment issue, the district court acknowledged "ambiguity" in the original Decree. See. Order of October 29, 1985, p. 2. The District's method of calculating the minority-teacher requirement had been followed consistently by the District since the entry of the Decree in 1974 and had never been questioned by any party. Any differences between the results under the method used by defendants and the method proposed by plaintiffs (and adopted by the court) were insubstan tial. For example, by plaintiffs' proposed method, in 1983 there was a total deficit of 22 minority assignments in the entire school system (PX 719, DPS Add. at 187), whereas by defendants' method there was a deficit of 14 (DX B-4, Tables 1 and 2, DPS Add. at 149-56) . The 44 reassignments that would have been required to achieve perfect compliance under plaintiffs' method represented approximately 1.4% of the 3250 teachers in the system (DX B-l, p. 2, DPS Add. at 147). As to hardship transfers, the district court did not find that the District was in violation of the provisions of the Decree or ever had been. It limited itself to saying there was 34 evidence that should give the District concern and cause closer monitoring. Like the teacher-assignment issue, the issue of transfers had never previously been raised in the ten-year period since the Decree was entered. In response to the criticisms made during the 1984 hearing, the District re-examined its policies and as a result was able to report to the district court, in response to the Order For Further Proceedings, that new policies had already been put in place. As to teacher assignments, the District voluntarily narrowed the targeted variance of the proportion of minority teachers at -any school to one-third of the district average rather than the one-half prescribed by the 1974/76 Decree, and made that degree of variance a maximum as well as a minimum. DX A(86) at p.2, DPS Add. at 189. As to transfers, the District adopted more detailed procedures and guidelines to insure that any transfers granted are based on demonstrated hardship and only after taking into account the projected effects on the racial balance of sending and receiving schools. DX D(86), DPS Add. at 215. See 653 F.Supp. 1536, 1537-38. Evidence as to the adoption of those policies was presented at the March 1986 hearing on the court's Order for Further Proceedings. On the basis of that evidence the district court declined to order any additional relief with respect to transfers and teacher assignments. Memorandum Opinion and Order of February 25, 1987, 653 F.Supp. 1536. In view of these subsequent developments, defendants do not now challenge the district court's ruling insofar as the court 35 found the District not completely unitary because of the teacher-assignment and hardship-transfer issues. Instead defendants suggest that the Court should direct the district court on remand to ascertain whether the revised policies discussed in the district court's opinion of February 25, 1987 have been implemented in good faith and, if so, to find the District unitary in all respects. Cf. Spangler v. Pasadena City Bd. of Educ.. 427 U.S. 424, 440-41. II. THE DISTRICT COURT'S ORDER OF OCTOBER 6, 1987, IS IMPROPER INSOFAR AS IT IMPOSES NEW AND INDEFINITE OBLIGATIONS ON THE DEFENDANTS.8 Having determined on February 25, 1987, more than three years after defendants' motion for unitary status was filed, that the plaintiffs' requests for additional relief should be denied, the district court nevertheless proceeded to frame and enter what it has termed an "interim decree." The court's objective in doing so was to "relax court control" and to give the defendants "greater freedom to respond to changing circumstances and developing needs in the educational system." Memorandum Opinion and Order, October 6, 1987, p. 2. Laudable as that objective was from the standpoint of the school board, the order entered has just the opposite tendency. While purportedly relieving the District of any duty to maintain the Finger Plan of student 8 The issue raised in Point II, A is one of law, subject to this court's independent review. The issues raised in Point II, B relate to whether the district court abused its discretion in formulating the injunction but also involve questions of law as to the limits of the district court's authority. 36 assignments, the interim decree subjects the District to new and indefinite obligations with respect to student assignments, and as to other matters as well. Since the defendants are subject to being held in contempt for violating the decree, and since any violation found would provide further grounds for asserting that judicial control over the District must continue, the "freedom" accorded by the interim decree is illusory. In point of fact the decree puts the District at peril in a manner that confines its discretion and that is inconsistent with the requirements of specificity in injunctions. Moreover, to the extent that the decree purports to require new remedies, never a part of the remedy the District has been implementing since 1976, the new decree exceeds the proper limits of the district court's remedial authority. A. It Was Improper for the District Court To Attempt To Maintain Control Over Student Assignments Once It Determined that the Finger Plan Need No Longer Be Followed. A threshold objection to the district court's interim decree is that the very effort to maintain a "relaxed degree of control" over student assignments was erroneous. Although the district court had refused on June 3 and October 29, 1985, to find the District "unitary" as to student assignments, its October 6, 1987 order decided that the remedial plan of student assignments ordered by the initial decree need no longer be followed. That was necessarily a determination that the remedy was complete, so far as student assignments were concerned. Any possible doubt as to the applicability of the Supreme Court's decision in the 37 Spangler case was eliminated by that determination. Accordingly, the court should have simply vacated the provisions of the 1976 Decree ordering implementation of the Finger Plan. Spangler v. Pasadena City Bd. of Educ.. 611 F.2d 1239 (9th Cir. 1976); Morgan v. Nucci. 831 F.2d 313 (1st Cir. 1987). The district court's effort to establish some "looser" but continuing control over student assignments in this case closely resembles the action of the district court in Boston that was found improper by the First Circuit in Morgan v. Nucci. supra. There the district court had entered a set of purportedly "final" orders that imposed continuing obligations on the Boston school district. As to its order concerning student assignments the district court had explained that the final orders seek to provide assignment guidelines for future years which are as flexible as consistency with a workable student desegregation plan permits; and an irreducible minimum of safeguards for insuring a future in which the Boston public schools may flourish on a racially unitary, racially unidentifiable, yet flexible and clear foundation of equal access and equal educational opportunity for all students. 620 F.Supp. 214, 222 (D. Mass. 1985). The Court of Appeals held the order improper. Finding the Boston school district to be unitary as to student assignments on the basis of the record before it, the Court of Appeals ordered the district court's order vacated. Furthermore, it ordered that unless new or different facts should appear on remand, the injunction should be vacated permanently. 831 F.2d at 326. In doing so, the court also addressed and rejected the idea, shared by the district court in the present case, that a need for 38 "monitoring" could justify any continuing injunction. The court said: Similarly, we think it obvious that the need for further monitoring, Morgan v. Nucci. 620 F.Supp. 214, 218 (D. Mass. 1985), does not prevent a finding of unitariness relative to assignments. The schools are either unitary or not in respect to student assignments. Monitoring - even less than the other pieces of unfinished business such as the securing of more minority teachers - does not demonstrate the need for a continued injunction relative to student assignments. 831 F.2d at 326. (Emphasis added.) The same propositions apply in this case. The district court's new injunction is not made proper merely because it is labeled "interim" rather than "final." The Denver school district is "either unitary or not in respect to student assignments." If there is no longer any need that it follow the Finger Plan, the District has reached unitariness in that respect. Once a remedy is complete the remedial function of the federal court has been performed and it is required to return full authority to the school board. See Swann, 402 U.S. at 16, 31-32; Spangler. 427 U.S. at 436; Milliken v. Bradley. 43 3 U.S. 267, 280-81 and nn. 14, 15 (1977). A court is not entitled to keep a school board in the custody of a "half-way house," either permanently or for some indeterminate "interim" period. B. The Decree Does Not Comply With the Requirements of Federal Rule 65(d). Rule 65(d) of the Federal Rules of Civil Procedure provides that "Every order granting an injunction . . . shall be specific 39 in its terms [and] shall describe in reasonable detail . . . the act or acts sought to be restrained." This Court has had occasion heretofore to invoke this requirement of Rule 65, at an early stage of this very lawsuit. See School District Number One. Denver. Colorado v. Keves. No. 404-69, Opinion of August 5, 1969, DPS Add. at 40. In the cited appeal the Court vacated a preliminary injunction entered by the district court that prohibited the Board of Education from taking any action which "would rescind integration policies which existed on June 9, 1969, and prior thereto . . . [or] would adopt policies which would have the effect of restoring the segregation which existed prior to the enactment of Resolutions 1520, 1524, and 1531." The Court doubted that the order was sufficient to satisfy the requirements of Rule 65(c) [now in Rule 65(d)] because the term "policies" was undefined. The Supreme Court in the Spangler case emphasized the importance of compliance with the specificity requirement of Rule 65: Violation of an injunctive decree such as that issued by the District Court in this case can result in punishment for contempt in the form of either a fine or imprisonment.... Because of the rightly serious view courts have traditionally taken of violations of injunctive orders, and because of the severity of punishment which may be imposed for such violation, such orders must in compliance with Rule 65 be specific and reasonably detailed. 427 U.S. at 438-39. In International Longshoremen's Ass'n v. Philadelphia Marine Trade Association. 389 U.S. 64 (1967), the Supreme Court 40 applied the Rule 65(d) requirement to invalidate an order enforcing an arbitrator's award, where the order merely said that the union must "comply with and abide by the said Award," and where there were questions as to the meaning of the award. The Court said, "The judicial contempt power is a potent one. When it is founded upon a decree too vague to be understood, it can be a deadly one." Id. at 76. The Court also pointed out that Congress in enacting Section 19 of the Clayton Act, the predecessor of Rule 65(d), had said that its purpose was to assure that "defendants . . . never be left to guess at what they are forbidden to do." Id. at 75. (Emphasis added.) See also Pavne v. Travenol Laboratories. Inc.. 565 F.2d 895, 897-98 (5th Cir. 1978); Mishawaka v. American Electric Power Co., Inc.. 616 F• 2d 976 (7th Cir. 1980); David v. Travisono. 495 F.2d 562 (1st Cir. 1974). The following provisions of the district court's interim decree (Order of October 6, 1987, attached hereto) fall far short of defining the required or prohibited actions with any reasonable degree of specificity and require the defendants to guess at what they are forbidden or required to do: 1. Paragraph 1 of the decree provides in part that: They shall continue to take action necessary to disestablish all school segregation, eliminate the effects of the former dual system and prevent resegregation. Every part of this requirement is impossibly vague. The school district contends and believes that segregation in the Denver public schools has been "disestablished." The district 41 court has not pointed out in what respects it considers that segregation has not been disestablished, other than the matters that were addressed in its October 1985 order, and as to each of those matters the court has declined to prescribe any specific further remedy. What else does "disestablish" embrace? Similarly, the district court has pointed to no "effects" of the former dual system that remain to be eliminated. How are the defendants to know what the "effects" are that they are commanded to eliminate? Similarly, what is meant by "preventing resegrega tion"? Does it mean, for example, maintaining the racial balances attained under the Finger Plan, which the court has now told the defendants they are free to depart from? Does it mean maintaining any degree of racial balance? If it does not mean either of these things, what does it mean? And finally, as to all of these matters, what are the "action[s] necessary" to achieve whatever are the objectives mandated by this provision? The district court evidently drew the above language of the interim decree from paragraph 1 of the 1974 Decree. However, there is a crucial difference. The analogous provision in the original decree stated: As set out more particularly in the body of the decree. they shall take affirmative action to disestablish all school desegregation and to eliminate the effects of the dual school system. DPS Add. at 2. Thus the original decree recognized, as the new interim decree does not, that the general language must be made specific. That was the very purpose of the detailed requirements that 42 followed paragraph 1 of the original decree. Without such specific requirements the equivalent general language of the new decree renders the provision fatally defective. 2. Paragraph 2 of the interim decree provides in part: The defendants are enjoined from operating schools or programs which are racially identifiable as a result of their actions. The term "racially identifiable" has no recognized definition adequate for purposes of injunctive relief. The term "racially identifiable" is commonly used in desegregation cases, but its ordinary use is in appraising an existing situation - to determine, for example, whether a remedy has been far-reaching enough or whether a school district is unitary. Even in such uses the term has no fixed meaning. See. e.g. . discussion in Morgan v. Nucci. supra. 831 F.2d at 319-320; Price v. Denison Independent School District. 694 F.2d 334, 353-64 (5th Cir. 1982) . But it is one thing to employ such an imprecise and varying concept in characterizing a given result and quite another to use it as a measure of duty in an injunctive command enforceable by contempt. The vagueness of the term "racially identifiable" is increased by the circumstances in this case. There is no definition of a "racially identifiable" school in the Decree that has governed the defendants until now, but there has been a good deal of usage - exemplified by the district court's own usage in its June 3, 1985 opinion - that has equated "racially identifiable" with the standard of +15% of the districtwide Anglo percentage. See. e.g.. 609 F.Supp. at 1506-07. If the district 43 court intended the defendants to follow that standard it should have said so. If it had a different standard in mind, it should have specified what that different standard was. If it did not have any specific standard in mind, it should not have left it to the defendants to guess at one. There is, of course, an obvious difficulty with making the term "racially identifiable" specific enough to tell the defendants how to obey. The difficulty is the fact that the Supreme Court has repeatedly stated that the Constitution does not require any specific degree of racial balance. "An order contemplating the '"substantive constitutional right [to a] particular degree of racial balance or mixing"' is . . . infirm as a matter of law." Milliken v. Bradley. 433 U.S. 267, 280, n.14 (1977) (Milliken II) . No doubt the district court was concerned, and properly so, lest the interim decree transgress that principle. But the answer cannot be to foist upon defen dants the task of making up a standard, subject to the second- guessing of a court in contempt proceedings. The answer can only be that no general injunction to a school district to achieve or maintain racial balance is possible consistent with the require ment that an injunction be definite. This, indeed, is one of the compelling reasons for concluding, as the First and Ninth Circuits have done, that once a school district has become unitary as to student assignments all injunctive orders concern ing student assignments should be vacated. The district court alluded to the question of indefiniteness of the term "racially identifiable schools" but concluded that 44 any concern on that score was eliminated by the fact that its injunction related only to "action" by the school district. Order of October 6, 1987, p. 4. It must be said that the court's reasoning on this point is a non sequitur. The fact that only "action" producing effects is enjoined may meet the point that school districts are not required to correct for demographic changes, but it does nothing to meet the indefiniteness of the term "racially identifiable" itself. The forbidden result is not made definite by identifying the "cause" that must not bring it about. 3. Paragraph 4 of the interim decree provides in part: The duty imposed . . . by this interim decree is the desegregation of schools and the maintenance of that condition. This provision is objectionable for the same reasons as Paragraph 1 of the decree. The school district is already desegregated in every respect of which defendants are aware. If it is not, the decree should specify in what respects it is not so that the defendants may know what they are ordered to do. 4. Paragraph 7 of the interim decree provides: The defendants shall maintain programs and policies designed to identify and remedy the effects of past racial segregation. This provision is not only entirely vague but it appears to contemplate an obligation on the part of the District to undertake some new and continuing set of remedies, never before specified. If so, the requirement is wholly unwarranted, there being no findings of any conditions requiring such a modification of the prior decree. See Dowell v. Bd. of Educ. of Oklahoma 45 City. 795 F.2d at 1522. Even if the provision means only to require the continuation of some existing "programs and poli cies," it is impermissibly vague without identification of the programs or policies referred to. This provision of the interim decree had no counterpart in the 1974/76 Decree unless it was Paragraph 10 of that decree. (DPS Add. at 7.) That paragraph provided: The defendants shall to the extent feasible maintain its present programs of collateral services such as the hot breakfast program, free lunch, tutorial programs, health services, remedial and compensatory education programs. Defendants shall report to the Court as to the impact, if any, of the implementation of this Decree upon the financing for, or availability of, any such programs. That provision was evidently intended to insure that the District would not use the transportation costs of the desegregation decree as a reason for cutting back on existing programs beneficial to minority students. Paragraph 7 of the interim decree has no such apparent purpose or limitation, and it identifies no particular programs, let alone "policies." * * * Independent of the terms of the injunction itself, the district court's order has the further infirmity that it fails to prescribe any limits on the duration of the "interim" decree, or to specify what remains to be done by the District to achieve unitary status. To the extent that the court's opinion contains any intimations on these matters, it suggests that the court accepts erroneous conceptions of law that will delay indefinitely the restoration of DPS to a status of full autonomy. 46 An especially troubling aspect of the opinion is its reference to "institutional intent" as the measure of the District's constitutional obligation (apparently both before and subsequent to achieving unitary status). October 6, 1987 Memorandum Opinion and Order, p. 5. That phrase, coupled with the court's observation that "what the District does will control over what the Board says," suggests that the court does not accept the distinction between discriminatory intent and disparate impact that the Supreme Court's decisions have emphasized. In the Keyes case itself, the Supreme Court stated that establishing a violation of the Equal Protection Clause requires proof "not only that segregated schooling exists but also that it was brought about or maintained by intentional state action," (413 U.S. 189, 198) and went on to stress the "intentional" aspect of the principle, stating: "We emphasize that the differentiating factor between de jure segregation and so-called de facto segregation . . . is purpose or intent to segregate." Id. at 208 (emphasis in original; footnote omitted). In Washington v. Davis. 426 U.S. 229 (1976), the Court reiterated this critical distinction in the course of reaffirming that the Equal Protection Clause condemns only state action taken with the subjective intention of discriminating on the basis of race, and not state action that merely impacts differently on persons of different races. Surveying its prior decisions, the Court held that the Equal Protection Clause proscribes only action tainted 47 with a "racially discriminatory purpose" (Id. at 239), and the Court repeated that The essential element of de jure segregation is "a current condition of segregation resulting from intentional state action . . . the differentiating factor between de jure segregation and so-called de facto segregation . . . is purpose or intent to segregate. Id. at 240. (Emphasis in original.) See also Village of Arlington Heights v. Metropolitan Housing Development Coro.. 429 U.S. 252, 266 (1977); Davton Bd. of Educ. v. Brinkman, 433 U.S. 404, 414 (1977); and this Court's opinion in Dowell v. Bd. of Educ. of Oklahoma City. 795 F.2d at 1522. Once a judicially-prescribed desegregation remedy for prior constitutional violations has been fully implemented and maintained for as long as it has been in Denver, the school district's performance of its constitutional duties must be measured by the law established in the foregoing cases. In the present case the district court apparently intends to subject the District and its Board for an indeterminate "interim" period, and perhaps permanently, to a different measure of conformity with the Equal Protection Clause. Accordingly, this Court on remand should clearly specify what conditions, if any, the district court is entitled to impose prior to a full declaration of unitariness, and should further make clear that upon meeting those conditions the District and its Board are entitled to be restored to full autonomy, subject only to the constitutional duty not to engage in purposeful racial discrimination or segregation. 48 Although the district court recognized in its 1985 opinion the pertinence of the question "If not now, and on this showing, when, and on what showing?" (609 F.Supp. at 1519), it has failed in the almost three years since then to provide any clear answer. This Court should now do so. CONCLUSION For the reasons set forth above, each of the orders appealed from should be reversed, with directions to the district court to 1. Declare the Denver Public Schools unitary as to student assignments; 2. Vacate the interim decree; 3. Promptly determine whether the District's policies with respect to teacher assignment and hardship transfers referred to in the district court's opinion of February 25, 1987 have been implemented in good faith and, if so, declare the Denver Public Schools unitary in all respects; and 4. Thereupon dissolve all outstanding orders, other than those relating to the Language Rights Consent Decree of August 17, 1984, and terminate the court's jurisdiction over this case except for purposes of enforcing the Language Rights Consent Decree. REQUEST FOR ORAL ARGUMENT Pursuant to Tenth Circuit Rule 28.2(i), defendants request that oral argument be entertained in this case. Defendants respectfully submit that oral argument is appropriate because of 49 the exceptional public importance of this case and the substantial questions raised concerning determination of unitary status in this Circuit. Respectfully submitted, Phil C. Neal NEAL, GERBER, EISENBERG & LURIE 208 South LaSalle Street, Suite 900 Chicago, Illinois 60604 312/269-8000 Michael H. JacksonSEMPLE & JACKSON The Chancery Building 1120 Lincoln Street, Suite 1300Denver, Colorado 80203303/595-0941 Attorneys for Defendants-Appellants 50 SCHOOL DISTRICT NO. L DKNVUL COLORADO. at aL. IW W u ti. O . A.No. C-14M. Uaitad 3<ata District Court, D. Colorado. Jbm S. IMS. Drarar cehod board award for aa or- d v declaring that school district v ia a u ita i7 system mad taraiactiog joriadietioa of court ia dsasgrsgitioo com. Tbs Dfe» Met Court, Mataeh, J , bald that ••u ld bo denied, w o though ijsisin could be ecocide rad desegregated with respect to popfl assignments duriag jm ti>uU> Tear, considering that it wac aot dseegrw- 1492 «0» FEDERAL SUPPLEMENT C*t«d with respect to faculty assignments, there waa do adequate protection reaegregation, particularly given th»t ^segregation would be inevitable if •ehool board followed state law prohibiting "forced busing." Motion denied. 1. C onstitutional Law ^ 2 2 0 (2 ) The Constitution prohibits any govern mental use of race, color or ethnicity to impose an impediment to the seeking of benefits o f public educational services. L Schools ^ 1S(«), 122.1, 1STA An adequate desegregation plan must mehide more than assignm ent o f pupils to avoid racial identification of schools; it must also address policies and practices with respect to faculty, staff, transporta tion extracurricular activities and additionally, an adequate remedy must a* sure against any future use of school con struction and abandonment to serve, per petuate, or to reestahliah a dual system . S. Schools ^ 1 2 (0 Adequacy o f any desegregation plan » measured not by its intentions bat by its effectiveness. 4. Schools ^ 1 * 2 2 ) D istrict court m ust retain jnrwdictlon in a desegregation suit until it ■ convinced there is no reasonable expectation that con stitutional violations w B near. 5. Schools can be no pennanent requiring a school district to n fa ta in any by racial tmtioa in the echooh.** **** «• Schools • * ! « » ) , 122J Mottan- to d e d u e Denver eriy^q Aim. triet a unitary school ij slain to term inate 4—ep ogation jurisdiction, and to vacate or modify final deereo or injunction would bo deaiod, even though school system could bo “ “•^dered desegregated with respect to pupil assignm ents for particular school year, considering that thare waa a su ffi cient residue o f segregation in faculty as signment* to deny s finding that district was desegregated in that respect, that evi dence ahowed a lack of concern about pos- aibOity of misuse hardship transfer policy, and that there was no adequate protection egainat resegregation, particularly consid ering that reaegregation would be inevita ble if school board followed state law forbid ding "forced busing.” Gordon G. Greiner, Holland A Hart, Den ver, Colo., James M. Nsbrit, HI, New York City, for plaintiffs. Norma V. Cantu, Morris J. Bailer, Mexi can American Legal Defsnae and Edu cational Fund, San Frandaco, C*L, Kenneth Siegel, Kenneth Salazar, Sherman A How ard, Denver, Colo, for phuntiff-intervenora. Michael H. Jackson, Semple A Jackson, Denver, Colo., PhD C. N eel. Friedman A Koven, Chicago, HL, for defendants. Wm. Bradford Reynolds, A sst A tty. Gen., Charles J. Cooper, Deputy A sst Atty. Gen., Hugh Joeeph Beard, Jr. and Michael Carrin, A ttyi., Civil Rights D iv , U.S. D ept o f Justice, W ashington, D .C , Robert N. U.S. A U /, Denver, Colo., amicus curiae. MEMORANDUM OPINION AND ORDER MATSCH, D istrict Judge. The Board o f Education o f School Die- 'h ct No. 1 seeks to end this esse by wto^ing for s determination that the Dwtriet has provided an equal educational opportunity for aO students and has remediad iD past fe ilu n s to comply with the requirements of the United States Constitution. More par- tieulariy, the matter new before this court is a motion, filed January I t , 1964, tar entry o f the following orders: 1. An order declaring that the D e fendant School Dfctriet k a snfcary school system in the following respects: a) Faculty, b) Staff, e) Transportation, 4) Extracurricular Activities, •) FadUtiaa, and f) Composition of Student Body. 1493KEYES v. SCHOOL DIST. NO. 1. DENVER, COLO. CM* a> M * F-V qrp. 14*1 fD C C o**. IW ) 2. An order modifying and dissolving the injunction as it relates to the assign ment of students to schools. S. An order declaring that the reme dy previously ordered in this case to cor rect the Constitutional violation as found has been implemented, and that there is no need for continuing court jurisdiction in the matter. The purpose of the motion is set forth in the following paragraphs from i t Throughout the proceedings herein, the Court has urged upon the parties the need to develop and define a process and procedure whereby the Court and the parties might have the opportunity to present evidence to the Court on the unitary nature of the district and the extent of the School District’s compliance with the remedial orders of the Court, and for the need, if any, for continuing court jurisdiction over the affairs of School District No. 1. The earliest definitions of a unitary school system enunciated six criteria to be considered by a court in its determina tion of whether a school system was dual or unitary. They included: Faculty, Staff, Transportation, Extracurricular Activities, Facilities, and Composition of Student Body. Green v. County School Board, 391 U.S. 490, 495 [88 S.C t 1689, 1692, 20 LE<L2d 716] (1968) An analysis has been conducted by sta ff utilising the criteria as set forth above, and the work ing definition of the unitary school sys tem, as announced by this Court in its Memorandum and Opinion dated May 12, 1982. The School D istrict is prepared to show to the Court its compliance with the criteria and with the Court's definition at an evidentiary hearing for that purpose. Although the parties to the litigation have been before the Court on numerous with respect to proposed changes in the orders as they relate to m atters o f pupil assignm ent, none of these hearings were designed to permit the parties to explore the extent to which the School D istrict has fulfilled its reme dial obligations; and, as a result, neither the parties nor the Court have had a full opportunity to examine the data and the evidence that bears upon the question of whether the School District has in fact fully implemented the court ordered rem edy and that the remedy has accom plished its purpose. The requested full evidentiary hearing was held in May, 1984, and the plaintiffs, defendants and intervenors have filed com prehensive briefs. The United States De partment of Justice has also filed both pre trial and poet-trial memoranda as amicus curiae. The court is fully informed on the issues and arguments relevant to the mo tion. GENERAL PRINCIPLES The parties approach the issues and evi dence in this case from different perspec tives reflecting differing interpretations of the scope of the equal protection danse. Perhaps, as with visual perspectives, the difference is influenced by the relative posi tions of the parties. The Board of Edu cation looks at the case from the high ground occupied by those bolding the pow er of governance. In that position there may be a tendency to accept a more static overview of s somewhat distant scene char acterised by stability sad serenity. The plain tiffs/intervenors represent people whose historical disadvantages give them an alternate viewpoint For those who arc still deep in the valley, struggling for sur vival, and for those moving upward on the mountain, educational opportunity is the path to progress. They are on the move, seeing only transient scenery, and their primary concern is the direction o f their m ovem ent Is the trail going forward and upward, or downward and backward? The difference between the parties may also be illustrated with a different analogy. The defendants ask that are look at the Denver school system by making detailed comparisons o f enlarged aerial photo graphs taken in 1976 and 1964. The plain- tiffs/intervenors ask us to view a movie film record of events from 1968 to 1984, with close-ups of a few o f the frames at 1494 •09 FEDERAL SUPPLEMENT intervals. H it choice turns on conflicting interpretations of constitutional law based on alternative approaches in ana lyzing Supreme Court opinions. That process of interpretation of consti tutional law will also be affected by meth odology in establishing viewpoint Does one plumb the depths of the relevant opin ions as a series of pools, or is it more appropriate to look at the Court’s language aa the flow of a meandering stream with eddies, backwaters and even changes of direction? The latter view is more consist ent with the guiding role of the C ourt1 School desegregation eases differ from most litigation in that much of the evidence is developed while the case is in court In most lawsuits, the court’s focus is retro spective. Tire issues arise from hwtorical events and the evidentiary disputes are re solved by the court's findings o f the proba bilities about matters which occurred in the p a st In school desegregation cases, there are political and demographic changes which occur while the case is in court and even the court's processes and decree*—at least the public perception of them—can be factors influencing some of those changes. It is also important to remember that the applicable principles o f com titu lions! law have evolved under circum stances of change in the characteristics o f our nation al community and in the course o f develop ing new information and undentandm g about soekdogy and psychology. Only 128 years ago, the Supreme Court asked: The question is simply this: Can a DeST0’ whose ancestors were imported into this count iy , and sold s s sieves, be- I. Sm h » w «. h e rf of fidbnefieo, 349 U i 2*4. 73 L O . 731. 99 Lfid. 10U (1933) ( * o m Oft , "plahiws of [A ew i 1 declaring the fun- principle that racial <tiarrimieari^ la pnhtfc edneanoe is uaconodtutioaal. sm Inrarpotsiad hereto by reference. M l impiemcmados of those cpMtjtetloanl Prtadplos may require aohakm of varied lo- cal school problems. School authoritios have the primary rapooabiliry for ehiddatiog, m- ••■riag. and solving these prnhlum. courts come s member of the political communi ty formed and brought into existence by the Constitution of the United States, and as such become entitled to all the righta, and privileges, and immunities, guarantied by that instrument to the citî ten? One of which rights is the privilege of suing in a court of the United States in the cases specified in the Constitution. Drtd Scott v. Sandford, 60 U.S. (19 How) 393, 403, 15 LEd. 691 (1856). The Court sought justification for its negative answer by finding that the found ing fathers did not intend to recognize slaves or their descendants as citizens. Chief Justice Taney made the following observation about the status of Negroes at the time of adoption of the Declaration of Independence and the Constitution: They had for more than a century be fore been regarded as beings of an inferi or order, and altogether unfit to associ ate with the white race, either in soda! or political relations; and ao far inferior, t*1** they had no rights which the white man was bound to respect; and that the negro might justly and lawfully be re duced to slavery for his benefit He was bought and sold, and treated aa an ordi- “" 7 article o f merchandise and traffic, whenever a profit could be rnnAm ^ This opinion was at that time fixed and univeraal in the civilised portion of the white race. It was regarded as an axiom m morals as w»0 as m polities, which no one thought o f disputing, or supposed to be open to dispute; and men in every grade and position in society daily and habitually acted upon it in their private pursuits, as well as m m atters o f pubbe w in n ev e io " M B U K aCDOQ O t good faith tm-school author! tiaa i of the s s e of tbdr prondsaity to lo cal coodJtioae and the poaribie aaed far fur- thar hearings. the courts which originally hoard these caaaa can beat perform thia judi cial apprariaL /d. m 29*. 73 SXl at 733 (footac Sat oho Schauar. Aeftau* the .ftmcriaw of (he Sipi’u iu Court, 17 U iifa-fci t~ Ref, 1-24 (19S4). 1495KEYES v. SCHOOL DIST. O u m tO* F-Supp. 14 concern, without doubting for a moment the correctness of this opinion. And in no nation was this opinion more firmly fixed or more uniformly acted upon than by the English Government and English people. They not only seised them on the coast of Africa, and sold them or held them in slavery for their own use; but they took them as ordinary articles of merchandise to every country where they could make a profit on them, and were far more extensively engaged in this commerce than any other nation in the world. The opinion thus entertained and acted upon in England was naturally impressed upon the colonies they founded on this side of the Atlantic. And, accordingly, a negro of the African race was regarded by them as an article o f property, and held, and bought and sold as such, in every one of the thirteen colonies which united in the Declaration of Independ ence, and afterwards formed the Consti tution of the United States. Id. 60 U £ at 407-8. "Hie Dred Scott opinion was, o f course, reversed by the adoption of the Thirteenth and Fourteenth Amendments to the United States Constitution after the Civil War. Yet, the power o f the continuing public perception o f inferiority o f Blacks was re flected in the adoption o f the “separate but equal doctrine” in Pleatg v. Ferguson, 163 U B. 537, 16 S .C t 1188, 41 LEd. 256 (1896). *n>«ro. the majority o f the Supreme Court approved a lo u is iana statute requiring sep aration o f white and “colored” races in railroad coaches with the following lan guage: The object o f the [Fourteenth] amend- was undoubtedly to enforce the absolute equality o f the two races before the law, but in the nature o f things it could not have bean intended to abolish distinctions baaed upoo color, or to en force social, as distinguished from politi es] equality, or a commingling o f the two races upon terras unsatisfactory to ei- 2. The Court's use of matter* of common knowl edge concerning broad societal pattern* was de- NO. 1, DENVER. COLO. 'I (O-CColo. I«SS) ther. Laws permitting, and even requir ing, their separation in places where they are liable to be brought into contact do not necessarily imply the inferiority of either race to the other, and have been generally, if not universally, recognized as within the competency of the state legislatures in the exercise of their police power. The most common instance of this is connected with the establishment of separate schools for white and colored children, which has been held to be a valid exercise of the legislative power even by courts of States where the politi cal rights of the colored race have been longest and most earnestly enforced. Id. at 544, 16 S.C t at 1140. The force of that assumption of inferiori ty is reflected in these words from the dissenting opinion of Justice Harl».y The white race deems itself to be the dominant race in this country. And so it is, in prestige, in achievements, in edu cation, in wealth and in power. So, I doubt n ot it wfl] continue to be for all time, if it remains true to its great heri tage and holds fast to the principles of constitutional liberty. Id. at 559, 561, 16 S.C t at 1146, 1147. In Brown v. Board of Education, 347 U B. 483, 74 S.C t 686, 98 UEd. 873 (1954), the Supreme Court took notice o f the his torical experience of the Negro in America, and it was that history of racial disadvan tage in our social, economic and political bfe which formed the predicate for the conclusion that racially-segregated schools are inherently unequal. In overruling Plesry v. Ferguson, the Supreme Court made a fundamental change in the interpre tation and application of the equal protec tion clause o f the Fourteenth Amendment. Departing from its past practice of decid ing such issues by discoursing on political theory, the Court considered evidence of the actual effects o f rarial separation well beyond the record before it, n«mg second ary sources o f information.1 Thus, in af- fended in Black. The Uwfubmtt of the Stgrqo- 1496 «0* FEDERAL SUPPLEMENT firming the Kansas case finding that segre gation has a detrimental effect upon Negro children, the Court said: Whatever may have been the extent of psychological knowledge at the time of Plesey v. Ferguson, this finding is amply supported by modern authority. Broum, 347 U.S. at 494, 74 S.C t at 692 (footnote omitted). The footnote for that statem ent referred to several publications, including E.F. Frazier, The N eg ro in the U n ite d S ta te s , 674-681 (1949). The follow ing passages appear in that work: The theory of separate but equal edu cational and other facilities has never worked out in practice. Separate edu cation for Negroes has always meant inferior schools and inferior t»a/»hing per- sonncl for Negro children. Inferior schools have caused a high rate of Qliter- aey to continue among Negroes since Emancipation. The resulting mental iso lation of Negroes which continued a half century was only partially broken down by the mass migrations of Negroes to northern cities during and following World War I. Because of the discrimina tions in regard to employment the Negro has been kept in the lowest paid and unskilled occupations, and thus there has been no premium placed upon exception al skill and talent among Negroes. . . . Consequently, the Negro has never been permitted to achieve the full stature of a man through competition with whites. Many o f his leaders have owed their pre-eminence to the fact that they have played the role o f m ediaton in a pattern o f race relations based upon the economic dependence and social subordi nation of the Negro. The dominant white interests have singled out mediocre Negroes for the role of "great N egroes,” while Negroes of superior mental endow ment and courage have been crushed as irresponsible radicals. Thus s factual and objective basis for the charge that the Negro is a "child” race has been provided in the whole system of racial discrimination. It is no wonder that since the Negro has been treated and regarded as a "child” race, whites have not taken him seriously. In fact, as the result o f the system of discrimination, the Negro has not been permitted to play a serious role in the economic and | life of the nation. Id. at 674-677. Another of the publications cited in **»»t footnote is G. Myrdal, An American Di lemma: The Negro Problem and Modem Democracy (1944) which includes the fol lowing observations: But when segregation and discrimina tion are the outcome o f individual action, the second main norm o f the American Creed, namely, liberty, can be invoked in their defense. It m ust be left to the individual white man’s own discretion whether or not he wants to receive Ne groes in his home, shake with them, and eat with them If npbeM solely by individual choice, social segre gation manifested by all white people in an American community can be—and is—defended by the norm o f personal liberty. When, however, legal, economic, or social sanctions are applied to enforce conformity from other whites, and when Negroes are made to adjust their behav- M Tats LJ. 421 (1940). Prate- The case seems as encoded that it is hard to make out what is bat^ protaaud when h is asked, rhetorically, how the Court can poaeiMy advise itself of the real character of the segregation sysum. It teems that whet is being said is that while so actud exist* as to what tepngaboe is for end what kind of societal patters it wpports sod inc ite menu, there is no ritually lenrtinned way in which the Court, as a Court can permiaaibty leant whet is obvious to everybody alee sod to the Justices as individuals. Bin surely, cow fronted with nich s |wwhu... « n u ^ . has only one proper taak-that of develops* ways to make it pennisaibie for the Court to use what it knows; any other coumal b of da^air. And. emmOy surely, the fact that the Court has assumed as true a master of com mon knowledge in regard to broad societal panama, is (to any the very laam) pretty far down the list of thb*» to praam -g-1— UL at 427-421. KEYES ». SCHOOL DIST. NO. 1. DENVER, COLO. C«*M «0*F.SHp t . I«*l (D.CCoio. IMS) 1497 hr in response to ortsnizcd white de- mnnd*. this violate* the norm of personal liberty. In the national ideology, the point where approved liberty change* into disapproved restriction on liberty ia left somewhat uncertain. The old liberal formula that the individual shall be left free to follow the dictates of his own will so long as he does not substantially ham per the liberty of other person* does not solve the problem, because it is not defi nite enough. A* remarked in an earlier chapter, the American Creed is in a pro cess of change from "rugged individual- i*m." It is giving increasing weight to "the other fellow ’s” liberty, and thus narrowing the scope of the actions which become condoned by the individualistic liberty formula, (emphasis in original) To apply the American value premises in this condition o f internal conflict with in the concept o f liberty itself—which is only another aspect o f its external con flict with the concept o f equality—stress ha* to be laid on the actual amount of diMTunination. When there is substan tial discrimination present, liberty for the white person has to be overruled by equality. To discern discrim ination m m ust take into account the indirect ef fe te of segregation in terms of cultural isolation, political and legal disabili ties, and economic disadvantages, which art often much mors important than the direct social discrimination. (emphasis added) A t at 578-674. Tbe impact o f the Brown decision was feh far beyond the achools. In a firm and consistent line o f decisions, the ruling was “ tended to prohibit public segregation of other public farflttiss, such as transporta tion system s, Gagle e. Browder, 852 U.S. 90«, 77 S.Ct. 145, 1 LE<L2d 114 (1956Y, parks and playgrounds, New Orleans City Pdrk Improvement A ss* v. Detisgs, 858 U A 54, 79 S .C t 99, 8 L E dJd 46 (1958), Wright v. Georgia, 878 U 5 . 284, 88 S.C t 1240, 10 L E dJd 849 (1968), Watson v. Memphis, 878 U3 . 526, 88 S.C t 1814, 10 LEd. 2d 529 (1968); go lf courses, Holmes v. City of Atlanta, 850 U.S. 879, 76 S .C t 141, 100 LEd. 776 (1955); beaches and bath houses, Mayor of Baltimore v. Dawson, 850 U.S. 877, 76 S.C t 1S8, 100 LEd. 774 (1955); auditoriums, Muir v. Louisville Park Theatrical Ass'n, 847 U.S. 971 74 S.C t 783. 98 LEd. 1112 (1954); court houses, Johnson v. Virginia, 878 U.S 61 88 S.C t 1058, 10 LEd.2d 195 (1968); park ing garages, Burton v. Wilmington Park ing Authority, 865 U.S. 715, 81 S.C t 856, 6 LE d.2d 45 (1961); and airports, Turner v. City of Memphis, 869 U.S. 350, 82 S.Ct 805, 7 LEd.2d 762 (1962). See also, Lov ing v. Virginia, 888 U.S. 1, 87 S.C t 1817 18 LEd.2d 1010 (1966) (striking down sum miscegenation laws.) "The principles an nounced in [Brown ] . . . according to the command of the Constitution, are indispen- sible for the protection of the freedoms guaranteed by our fundamental charter for all of us. Our constitutional ideal of equal justice under law is thus mad* a Bring truth.” Cooper v. Aaron, 858 U.S. 1, 19- 20, 78 S.C t 1401, 1410, 8 LFA m 5 (igfig). In this very a r il action, the Supreme Court formally recognised that ^ •uffered from much of the same economic and cultural deprivations. Keyes v. School District No. 1, Denver, Cola, 413 U A 189, 197, 98 S.Ct. 2686, 2691, 87 L M M 548 (1978). Indeed, the Court mad* the follow ing specific determine Ison with respect to the Denver, Colorado community at parr 198 o f the opinion: th o u g h of different origins, Negroes and Hiepanos in Denver suffer t t - t r * ] discrimination in treatm ent when com pared with the treatment afforded Anglo students. In that dreum stance, we »ama petitioners are entitled to have schools with a combined predominance of Ne- groea and Hispanos included in the cate gory of "segregated” achook. Perhaps much o f the confusion, contro- ▼•rsy and continuing litigation » *»><* a— occurred natioeaDy in the 81 yea n sine* Brown, and loeaDy in the 12 yean Keyes, have been caused by a failure to appreciate the Court's connection of school policy with national history. It is not the schools have been singled out as expert- 1498 «0» FEDERAL SUPPLEMENT mental vehicle* to redrew all of the past injustice and inequity suffered by racial minoritie*; it is that the court* have pro hibited school officials from perpetuating the disadvantages caused by pw t practices o f the larger society. n»e reason that racial separation in pub lic schools is a denial o f equal protection of the laws in contravention of the restraint of the Fourteenth Amendment is that in 1954, and 1973, and still today, the Anglo, the Black and the His pane continue to oc cupy different positions in our pluralistic nation. To find segregative intent, it is not necessary to find that an act or omission resulted from bad purpose or evil motive; it is sufficient if it reflects a disparate perception of relative worth. The attitude o f neutrality characterized by the newly popular phrase "color blindness” avoids the obligation to recognize the continuing ef fects o f past prejudices, practices and pas sions. P I Stripped, o f all legalese, the present state o f the law is that whatever other dmadvantages n ay be visited upon an indi vidual in the accident o f birth, the Coratitu- tion prohibits any governmental use of n e e , color or ethnicity to hnpnat an impedi ment to the seeking o f benefits o f public educational services. Ih e scientific community to find significant evidence to su ggest that aaeh human being may be predestined by an individual genetic code in very signifi cant ways. These individual differences may be influences on mental and physical development, behavioral adjustment and risk factors for M------- . aD independently o f rues, sex or other group characteristics. Ih ase findings o f physical compel a reeding o f the "eattwvidsa t truth” t ia t "all men are created equal,” to moan that the g o v sn a a u t m ust act “as iT each person has equal potential for achievem ent No school policy and no court order eaa assure any particular level o f success in public schools any more than in any other aspect of life. Individual students will flunk, be come disciplinary problems, drop out or otherwise fail to m eet expectations for rea sons wholly unrelated to race, ethnicity, and environment The true causes for those results are properly matters of inter est to educators, sociologists, psycholo gism, physicians and other disciplines. Neither cause nor effect can be used in applying constitutional principles. Stated w a prohibitive, what the Consti tution requires is that the government must not itself act w an agent of predesti nation in association with any immutable characteristics of birth. There a no scien tific evidence to suggest that such group characteristics ss race or sthnidty ate lim iting factors on any individual To the extent that race is s disadvantage, it is the result of prejudices, attitudes and historical deprivation. Data suggesting different achievement levels according to race are relevant only as circumstantial evidence of the effects o f discriminatory attitudes and practices. To aacape the intangible effects of any stereotyping or latent bias, govern ment officials must avoid the use of racial identifications in x ’+fag on public issues. That is true whether governm ent sets to regulate and restrict conduct or to provide services such i s educational opportunity. THE DEFENDANTS' POSITION 'Hw defendants’ carefully constructed ar- gum ent in support o f the subject motion has ths appeal o f logic. Stated succinctly at page 2 o f the defendants’ poet-trial brief, the contention is this: Ones a school district has <v»mpiM with a constitutionally-acceptable court-or dered remedy that is to deseg regate the system in the full sense, and has maintained substantial enmpHatw with that remedy for a sustained period of time, the school dis trict is entitled to be declared unitary unlaw th en have been intervening acts o f dfccriminatioo. The prime thesis o f this argum ent is that this court’s 1974 Final Judgm ent and De cree, as modified in 197C, was a complete remedy for all o f the coratitutioaal viola tions found in this case. The validity of that theais is critical to tbs contention that by complying with the requirements o f that S ’ J S S a eradication of the e f f * ^ .! * and n r * * 1 J 1 2 ? . r i f s - of E d u c a to r * * ? J ^ S T b ? ? ! out of the White residential farniI,e* e « t of Colorado B oultv^d W J 0? 10? * in^ attendance areas H . , by n“ a,P“lat- s r * - . SSKS£?=S Wl£ S S ” °U°“°ilT' — “““Ik ‘ a w a v -T 0001 to“ t*d on|y * few blocks It J a . operating at 20% over capacity £ rT V p?Hnt »«•«. 2 S £ ' S L y L yg,?-,.^ n ™ ° « r y Black n n n l » T ^ ^ *“ "**»** Of class M b°* *®d additional Pm o the capacity o f thoae schools while s s y * * w d « £ v x : ^ o o te ^ L ^*™ **1 “^ o r to o d s . the ^ - f t a s S t t a r * - them w ith^Jw PBplacio» W i“ * 2 tha court. a J l ? ’ tiffs came to in llS k preliminary injunction Throa*h »D of the intei-rening yean th . n o rth J !! n -T ***17 ° f eootamment in Dourer affect the D w rer Public School System as a whole! What quired to re more those effects’ Those * • « — * a d . c m ^ o b ^ r *• S S S J W r - NO. , DENVER. COLOK *“®’ FA*rr i**i (D.ccoio. i«ui 1499 sidered by two judges in this court judges of the Tenth Circuit C oJ£ £ ? * Peals, and the Justices of t h .^ f Ap_ Court of the United States * A thJrfPr*me ith h“ b~- >•£* *"£ s ows, now comes to the spotlight WhTt m“ t k* koiw u, p r o t ^ T ^ JET***" J ‘ k w of th i. case that the 1974 Fmal Judgment and Decree r u not in sdequate remedy for segregated sc h £ o •ignm ents. The Tenth Peal, m ^ S c k o o l^ t r £ ver- Colo., 521 F.2d 465 noth a r t denied. 423 U.S 10M ae c _5*LW5>- L.Ed.23 657< m « * S C t 806 « '» pppa S» « « S *We hold that the » •* . . component o f the court's r e ^ y £ ? £ •egregation of elementary schools it not “ Perm anent prem ise for rfntmnu, ■ y k “ k " < *« P n J Z £ Z ? Z Z Z ' ™ read this innorabon a* by the trial court as an*ad* h* t0,*r4Ud onJT as such undtt a J ^ J L ? J toWmrd ^ integration. J i ? * oonrtJg “ "““ •d by the constitutional m*nt ^ t the court make MeTerr*rffa!ttO Ifkitkwa aL. """ y w o r t k fy * * o f the ®to account practicalities o f the situation." /v> Z & S Z * * ” 1 COmmU™>*T* of "obiU County, 402 U5 . 88 « 01 q r* ®™» the record and the datriet court's ^ J * on’ "7* ^nd bo insurmountable prac- ***1 impediment to fulW m e arr^TT Jn d ^ both the court a n d T ^ * « dt s : Part tune classroom pairing would easily nrert to a fu lk im e program. The P*rt^lrat Pi»n offers some o f the moat serenely segregated schools in the 1500 •0* FEDERAL SUPPLEMENT district only put-tim e desegregation; of the eighteen predominantly minority schools in the put-tim e program, thir teen have projected enrollments of less than ten percent Anglo pupils. Under the circumstances a partial solution for these schools is not enough. Id. at 477-478 (emphasis added) (footnote omitted). The Tenth Circuit also faulted the district court’s plan for leaving Boulevard, Chelten ham, Del Pueblo, Elyria and Garden Place as segregated Hiapano schools, and re versed the conclusion that remedial edu cation was an acceptable substitute for reassignm ent of students. With respect to those schools, the Court remanded with the following instruction: We therefore remand this portion of the case for a determination whether the continued segregation of students at the five mentioned schools may be justified on grounds other than the institution and development of bOingual-bicultural pro grams at the schools. "The district judge . . . should make every effort to •chieve the greatest possible degree of **■01*1 desegregation and will thus neces sarily be concerned with the elimination of one-racs schools.” Swann, supra, 402 U.S. at 26, 91 S.C t at 1281. Id at 480. The establishm ent o f tbs East-Manual complex was also reversed. Finally, the appellate court affirm ed the district court's requirements with respect to the desegre gation o f faculty and sta ff, n«™g the fol lowing language: During the 1978-74 school year, da- proportionate numbers o f the Denver school system 's minority teachers were assigned to schools with high concentra tions o f minority students. Despite the D istrict’s institution o f a minority re cruitment program in recent years, the percentage o f minority faculty members in the system has not increased appreci ably. Of the view that faculty desegre- S- S- In fact these issues were litigated at length in May. 19(2. resulting in the Memorandum Opin ion and Order oe Language 1—'*i which ap- gation is essential to the process of school desegregation, th e d is tr ic t co u r t o rd e re d the D is tr ic t to a ss ig n i ts p e r s o n n e l so th a t, in each school, th e ra tio o f m in o r i t y tea ch ers a n d s t a f f to A n g lo tea ch ers a n d s t a f f s h a l l n o t be less th a n S0% o f th e ra tio o f m in o r i t y to A n g lo s t a f f in th e e n t ir e sy s te m . The School Board does not dispute the propriety of this component of the court's remedy. Contrary to the School Board, we be lieve that these measures to ensure fac ulty desegregation were properly pert of the court’s order. Faculty and staff desegregation is an ”important aspect of the basic task of achieving a public school system wholly free from racial discrim ination." (citations omitted) We believe that the court's faculty and sta ff desegregation orders were proper and we affirm. Id at 484 (footnotes omitted) (emphasis added). The March 28, 1976 Order, entered by Judge Doyle, approved the use o f an agreed plan in reeponse to the 0f the Court of Appeals. It is eleer. however, that future change was expected nrr the court said: The School Board, in Resolution 1897, haa requested that no changes be in student school assignm ents far three yeen ; this in the interest o f continuity and stability. In the court’s view the objective is good with the exception some flexibility should be retained so as to make adjustments for substantial pop ulation changes. Additionally, the issue o f bilingual edu cation was left open. At that tim e, it was expeeted that a stipulated proposal for the modification o f the bilingual program would be immediately forthcoming.* Thk court hooored the request to avoid altering the student assignm ent pi»»» for a •• Keyes v. School Use. Ms 1. Dmsem. Colo.. 576 FAupp. 1303 (DXolo.1363). KEYES period of three years, and the only changes made were thoae requested by the District for the limited circumstances of particular situations. To plan for declining pupil en rollment and consequent excess plant ca pacity, in 1977 the Board of Education ap pointed an advisory committee of citizens to study the utilization of school buildings and to recommend criteria for closures and consolidations. That committee made a re port which was accepted by the Board in April, 1978. The committee did not con template action to make changes before September, 1981. The Board changed that time to September, 1980. After the Com munity Education Council, a court-appoint ed monitoring group, expressed concerns that imbalances in racial composition and crowded conditions had developed in some •choola, hearings were held in this court in January, 1979 to consider the status of those schools. v. SCHOOL DIST. NO. 1. DENVER, COLO. CH« m «m F Jupp . I«*| (D-CColo. IMS) 1501 At that time the court was informed that the Board o f Education had directed the of a report by an Administration Task Force on school closings and school assignm ents in March, 1979. Accordingly the court set May 1, 1979 as the date for the filing of a comprehensive student as signm ent plan, and set June 1, 1979 as a date to report on the status of compliance with orders requiring affirm ative action in the hiring, assignm ent and in-service train ing o f teachers, administrators and staff. A new plan, adopted in Resolution No. 2060, met opposition from the plaintiffs/in- tervenors and, accordingly, a further hear ing was held oo July 20, 1979 on the motion of the defendant School D istrict No. 1 to implement those portions o f Resolution No. 2060 dealing with school closings and pupil assignments for the school year 1979-1980. No one suggested then that tha court did not have jurisdiction to modify the 1976 popfl assignm ent plan. Moreover, while the Board wanted to eloae four schools, it failed to take any action to consider the objections and concerns which had been expresaed at the hearing. The Board mem bers simply did not meet in legislative ses sion, and left it to this court to make the necessary changes in pupil assignm ents. That dereliction of the Board’s duty permit ted its members to avoid criticism from the community, and positioned them to contin ue their popular protest of judicial interven tion into local self-governance. This court addressed the question of the extent of desegregation which existed in 1979 in the Memorandum Opinion and Or der which appears as Keye» v. School Dial No. 1, Denver, Colo., 474 F.Supp. 1265 (D.Colo.1979). The court noted that the Board of Education and administration rec ognized that Gilpin, Fairview and Greenlee Elementary Schools had not met the deseg regation guidelines, and Mid- What is now needed is recognition by the Board of Education, school administra tion, and sta ff that they have not yet established a unitary, non-radal school system in Denver, Colorado and that they have a legal obligation to demon strate to this court that they are appropriate action to reach that resu lt Id. at 1272. This court then adopted the plain- tiffs/intervenors' proposal tor the reassign- ment of students from the dosed Ellsworth Elementary School; mads its own reassign ment of students from the rlneed Emerson Elementary School; made assignm ents to the new McKmley-Thateher School; reject ed the Board's proposed removal of Aahlsy mobile units; approved the reassignment o f pupils from dosed Elyria Elementary School; adjusted the attendance sons of Belmont School; adjusted the Fairview- Greenlee-Traylor grouping by pairing Fair- *»w and Rosedale; and authorised the es tablishment of an Oakland-McGlone pair. There was no adjustment for Gilpin and Mitchell, which remained segregated schools. There was no appeal from the 1979 Or der. To the contrary, the court’s view that unitary status had not been achieved ap peared to have been accepted when the Board appointed an Ad Hoc Committee in May, 1980 to create a definition o f a uni tary system and to develop guide lines for its identification. That action was taken by 1502 «09 FEDERAL SUPPLEMENT Resolution No. 2110, which included the charge that the Ad Hoc Committee should also design s new student assignment plan for pupil assignments to elementary and middle schools based on demographic data which had been presented to the Board by the long-range planning committee in March, 1980. The long-range planning committee had been created by Resolution No. 2079 in August, 1979. Its report recommended de veloping a middle school program, eliminat ing junior high schools and establishing four-year senior high schools. That edu cational change required reassignment of all ninth grade pupils, thereby disrupting the existing attendance tones. According ly, the work of both committees converged. The Ad Hoc Committee’s pupil assign ment proposal was the subject of detailed study by the Board of Education during the summer of 1981. Despite a division on the issue of “busing,” the Board developed a student assignm ent plan. It was sub mitted to this court along with an alterna tive open enrollment plan approved by a divided vote and without sta ff study. In the “Submission of Plans” filed October 30, 1981, the D istrict said; PURSUANT to the action of the Board of Education, School D istrict No. 1, . . . submits the attached proposals entitled, Community Neighborhood School Open Enrollment Concept, sad The Denver Public Schoolk A Unitary Syetem, to the Court for its consideration. At the the Board directed the submission of these proposals, the fol lowing morion w as adopted: That the Board o f Education submit to the United States D istrict Court, for its consideration, the proposals enti tled, Community Neighborhood School Open Enrollment Concept and The Denver Public School*: A Uni tary Syctem, as developed by the Board of Education with the following recommendations: A. The Community Neighborhood School Open Enrollment Concept plan is the desirable plan. B. If the Court insists on the mainte nance of pupil assignments which are based upon the racial and ethnic identi fication of students, the Board submits the alternate plan for the Court’s con sideration provided, however, that in those instances where schools are paired, that the Court authorize the discontinuance of the pairing and re turn of the paired schools to neighbor hood schools at such time as the racial and ethnic percentages within the paired schools fall within a range of 20-63% Anglo. That following submission of the plans, that the Court determine that with the implementation of either plan, that the School D istrict is a unitary school system and establish a specific timetable for the relinquishment of the Court’s jur isdiction. Upon this court’s refusal to choose be tween two such dramatically divergent ap proaches, the Board submitted the open enrollment concept in what came to be called the "Total Access Plan.” It was the subject of a two-week evidentiary hearing in March, 1982, which resulted in the court’s rejection of that plan upon the find ing that it was lacking in "concern, commit ment and capacity.” The Board then sub mitted the “Consensus Plan” which consist ed of the October 30, 1981 student assign ment plan with two magnet schools as edu cational enhancements which had been sug gested in the Total Access Plan. The inter im nature of the Consensus Plan is identi fied in the following language from the introduction to i t in t r o d u c t io n In response to the order of the Federal District Court of March 15, 1982, and in accordance with th t D tnvtr Board of Education motion of March 18, 1982, a pupil assignm ent plan ia being submitted for the achievement o f a unitary, non-re- cial system of public education. KEYES v. SCHOOL DIST. NO. 1, DENVER, COLO. O U M tM F .au p p .1 4 9 t (D.CCoio. 1*95) This Pupil Assignment Plan combines the Concensus Plan of October 1981 with certain educational enhancements of the Total Access Plan of December 1981. It reflects the determination of the Board of Education to provide a quality edu cational experience for all children which will: •create as many walk-in schools as possible ■remove as many pupils as possible from required busing • bring stability to pupil assignment ar eas • continue the effort to realize and maintain a unitary school system • remain sensitive to the changing needs of a diverse, urban pupil popula tion • be in compliance with the United States District Court Order. The Pupil Assignm ent Plan includes the mandatory assignm ent of pupils, the closing of nine schools, and the imple mentation of the middle school program now in preparation. The preparation of the Consensus Plan included extensive community involve ment, intensive study by an Ad Hoc Com mittee of the Board of Education, and direct personal involvement of all mem bers of the Board o f Education in the final decision making process, resulting in a comprehensive plan for adjusting existing school attendance boundaries Two educational enhancements o f the Pupil Assignm ent Plan are the Funda mental School to be conducted at Knight Elementary School and a self-supporting extended day school at Gilpin Elementa ry School The ethnic ratio in each of these schools shall reflect the pupil popu- l*tioo in the D istrict in keeping with Court determined pupil ethnie assign ment ratios. Knight FSiitdem— School will be open to all pupils in the District; the GQpin School population will include pupils in the home attendance area and pupils from the entire D istrict who are enrolled in the extended day program. 1503 Upon Court approval of the Pupil Assign ment Plan, staff will begin preparations for further educational enhancements for possible addition each year as an ongoing feature of District educational planning policy. In addition, the Plan includes three sig nificant Denver Public Schools initiatives, components of the Total Access Plan! which are designed to enhance education al opportunity: ■ District and School Accountability Councils • Guidelines for Pupil Placement •Standards for School Effectiveness. The presently authorized District and School Accountability Councils are used in the Plan as monitors of educational quality and equity, achievement of goals, and equitable disciplinary policies and procedures. Guidelines for Inschool Pupil Placement were approved by the Board of Edu cation in February 1982. These guide lines ensure that pupils will participate in experiences that are relevant to the cul tural, ethnic, and racial diversity of the school and that grouping is based on s fair assessm ent of pupils’ skills, inter acts, needs, and aptitudes. The “Standards for School Effective ness’ is based on extensive research which has identified characteristics o f ef fective schools. The “Standards” in cludes specific instruments for •■ -rtting these characteristics and m « ,( f„r taming effective practices and improving areas of weakness in each school Finally, the Board o f Education submits for the Court's approval plans for build ing a needed elementary school facility in Monthsllo and a replacement facility in the Columbian area. The basic instructional programs and ed ucational enhancements presently in place in the Denver Public Schools also are described and included in this report In approving the Consensus Plan, this court emphasised that the approval was for an interim solution, recognising that the plaintiffs/intervenors had made objections 1504 *09 f e d e r a l s u p p l e m e n t to portions of it with sn evidentiary show ing that it would probably produce resegre- gative effects in some elementary schools. The court’s reservations were expressed in the following language: In this case, I am now accepting the modified consensus plan for the single school year of 1982-83. I do so with considerable reservation because I am not convinced that the incumbent school Board has shown a commitment to the creation of a unitary school system which will have adequate capacity for the deliv ery of educational services without racial disadvantages. The consensus plan is an expedient which wfll accommodate the educational policy decision to move to middle schools and which will attenuate the divisive ef fects from the factionalism found in the present board o f education. The positive element in this plan is that it reflects a consensus o f tbs views of the board members. Acceptance of this plan for a single school year is not to be construed as an abdication o f this court's authority and responsibility to compel compliance with the desegregation mandate. K eftt v. School D iet No. I, Denver, Colo., 540 F.Supp. 899, 408 (D.Colo.1982). Along with that reaarvation, the court attempted to set som e direction for the anticipated future planning by adopting the Ad Hoe Committee’s definition o f a unitary school system as foOoars: A unitary school system is one in which all o f the students have equal access to the opportunity for education, with the publicly provided educational resources distributed equitably, and with the expec tation that aD students can acquire a community tiafhed level o f knowledge and sldDs conaistent with their individual efforts and abilities It provides a chance to develop fully each individual’s potentials, without being res tricted by an identification with any racial or ethnic groups. Id. at 409-404. This court also expressed a favorable view of the Ad Hoe Committee’s guidelines as criteria for identifying a unitary system in operation. Believing that progress to ward the defined goal of unity required both effective monitoring and expert advice from appropriate academic disciplines, and after consultation with counsel for all par ties, the court appointed the Compliance Assistance Panel, composed of three out standing scholars who had appeared at var ious times as expert witnesses in this case. The court’s charge to that committee was to perform the following duties: 1. To meet with the Board of Edu cation, any committee or administrative sta ff designated by the Board, and with counsel for the parties herein, for the purpose of preparing a timetable for the preparation and submission of a pupil assignm ent plan for the school year 1988-84. 2. To meet with the Board of Edu cation, any committee or administrative sta ff designated by the Board, and with counsel for the parties herein, for the purpose of preparing appropriate guide- tines for pupil assignm ent plans for sub sequent years, including long-range plan- ning. 8. To prepare and submit a set of criteria for the identification of a Unitary School System, using the Unitary School System Plan Final Report of the Ad Hoc Committee, prseanted June 5, 1981 (De fendant's Exhibit D -2) as an initial work ing document. 4. To develop a plan to review, ana lyse and report on the present affirma tive action plan for faculty and staff, including in service training, and eonti- gency plans for recruitment and reduc tion of faculty and sta ff, according to needs, on a non-discriminatory basis, con sistent with *” *»"g collective bargain ing contracts. 5. To prepare a plan for review, anal ysis and reporting on any radaDy die- criminatory effects from present practic es in the measurement o f educational achievement and student diseiptine. 1505KEYES v. SCHOOL DIST. NO. 1. DENVER, COLO.QUMWFiwMI (D.CCoto. IMS) 6. To develop recommendations for establishing criteria for school closings and new construction. 7. To develop a recommendation for constraints to be considered in proposals for the establishment of additional mag net schools and any other proposals for enhancement of educational opportuni ties to ensure racial and ethnic equality in the availability of such services. 8. To develop recommendations for interaction with local, state and national governmental agencies whose decisions concerning housing, zoning, transporta tion and other governmental services may influence and affect school policies and programs, including the demograph ics of the district 9. To develop a plan for the collection and collation of the vicars of identifiable organizations and groups concerned snth equal educational opportunity. 10. To develop a plan for the assess ment of the effectiveness of the monitor- . ing and self-evaluation methods adopted by the School D istrict It now appears from the testimony of Board members and administrative sta ff at the hearing on the subject motion that the court's appointees were seen as interlopers, and that this court eras considered to be intervening in the operation o f the school system far beyond any appropriate role. It is also now apparent that contrary to what was being represented to the court and to the community, the Board had adopted a secret agenda to hire a mathematician ex perienced in the display o f statistical data in desegregation cases and a new lawyer, who had succeeafuDy repi sssnted another school district in Pooadona City Board of Education % Spongier, 427 U.S. 424, 96 S .C t 1087, 49 L X dJd 699 (1976), to devel op the display prassntod with the effort to terminate this litigation. In consequence, the spirit of cooperation which had seemed to exist among counsel in this case was replaced by the okl adversarial confronta tion necessary for the proper presentation o f the very different view s which are now before this court In approving submission of the subject motion, the Board of Education altered its position in this litigation. All of the mem bers of the Board adopting Resolution No. 2228 have testified to their individual inten tions in taking that action. The common theme was the expression of a shared con cern that continuation under court control stigm atizes the Denver school system with consequent adverse effects on the schools and the community as a whole. There is a perception that families have fled to pri vate schools and to the suburbs to avoid forced busing, and a belief that this court’s involvement creates a climate of coercion which prevents the development of positive and innovative educational programs. This court does not discount the reality of the declining enrollment and the possibil ity of a causal relationship with court-or dered reassignments as suggested by some o f the data in the evidence. It is also unquestioned that people who devote their time and energy to the extremely difficult task of serving on the Board of Education, without remuneration, are citizens with outstanding qualities of commitment to the public welfare and dedication to the beet interests of future generations. They are chosen from the community to express and implement the wfll o f the electorate, and it m ust be assumed that the subject motion was the sense of the majority o f the voters in D istrict No. 1. Yet, School Board mem bers, as all other elected re presentatives of the people, m ust also boar and bead the commands of the Constitution which often conflict with majoritarian opinion. The courts have the duty to articulate and ap ply those constitutional limitations in par ticular circumstances. HAS A UNITARY SCHOOL SYSTEM BEEN ESTABLISHED IN DENVER? In answering affirm atively, the defend ants set forth a simple syllogism . Major premise: The 1974 Decree, as modified in 1976, called for a complete and adequate remedy for the segregative effects of Den ver's dual system . Minor prem ise The District has complied with all of the re- 1506 M» FEDERAL SUPPLEMENT quiremenu of thv Decree since 1976. Con elusion: Denver has achieved desegrega tion and is now a unitary district. f2] As already discussed, the Tenth Cir cuit Court of Appeals determined the 1974 Final Decree to be inadequate. Therefore, the question to be asked with respect to the major premise in this argument is whether the 1976 modifications, coupled with the remaining portions of the 1974 Decree, con stituted a sufficient plan to desegregate the entire Denver Public School System root and branch.” 4 As counsel for the District recognize, an adequate desegrega- t»n plan must include more than the as signment of pupils to avoid the racial iden tification of schools. It must also address the policies and practices with respect to faculty, staff, transportation, extracurric ular activities and facilities. Green v. County School Board, 391 U.S 480 88 S.C t 1689, 20 L.Ed.2d 716 (1968). Addi tionally, an adequate remedy must ensure *8*inst any future use o f school construc tion and abandonment to serve, perpetuate, or re-establish s dual system . Swann v. Ckarlotte-Mecklenbury Board of Edu cation, 402 U S . 1, 91 S.Ct. 1287 28 L.Ed.2d 554 (1971). As noted above, the 1976 Order was sim ply the approval o f a stipulated plan sub mitted in a spirit o f compromise and, by Resolution No. 1897, the Board Indicated clearly the expectation that efengea would be required in future y ea n . That was the rmaon the Board requested a three-year moratorium. Nothing in the 1974 Order, and nothing in the 1996 agreed plan, estalh lished any mechanism to avoid future seg regation in mat ing school construction and school abandonment dedeiow . A t this point, it is wall to return to the iM guage o f the Supreme Court in Swann. In devising remedies where legally im- P°Md segregation has been w tablhhed, ■ the responsibility o f local authorities and district courts to see to it that future school construction and abandonment are **,. T * .'rc? branch* requirement wm escab- ^ 'LCota'r* 5c*ooi Koard, 391 VS. 430. 434, 14 S.O. 1649. 1694. 20 1 RH 7 1 4 not used and do not aerve to perpetuate or f^^atabliah the dual system. W hen necessary , d is tr ic t c o u r ts s h o u ld r e ta in ju r i s d ic t io n to a s su re th a t these res p o n s ib i l i t ie s a re c a r r ie d o u t idLd)S' ̂ 21’ 91 S Ct at 1279 (emPbasis [3] Plainly, the court and all parties were aware that the remedy phaae of thia caae did not end with the aigning o ff on the 1976 agreed modifications and intended the retention of jurisdiction for the indefinite future. The adequacy of any desegrega tion plan is, o f course, measured not by its attentions but by it . effectiveness. See Dayton Board of Education e. Brink- u s - “ 6. 588, 99 S.C t 2971, 61 LEd.2d 720 (1979) (Dayton II). Thus, de termination of the adequacy o f the 1974 pl»n, as modified in 1976, is directly related not only to the degree of compliance by the defendant District in the intervening Tears but also to whether the implementation of tbe plan achieved the results intended. Therefore, the major premise and minor premise may be addressed together in re- **•*“ 8 the subsequent everts. lccom Pb«hed between 1976 and 1980? Mitchell, Gilpin and Fair- view Schools fall below the then Ht guideline o f a minimum 84% Anglo en rol ment in the fall o f 1976. In 1979, Mitchell had a 26J% Anglo enrollment, and had fallen to 19.6%. The need to does •om e school farititiaa became apparent aa m riy as the 1976-1977 school year. Thk court's Order set May 1, 1979 as the date * * the Board to file a comprehenaive stu dent assignm ent plan, and June 1, 1979 as the reporting date on the status o f other aspects of the plan, including affirm ative motion and in-service training. As earliar notad, a plan was submitted by Resolution No. 2060, and the plaintiffs/intervenon fflod objections with alternative propoeab. Ib the abeenee o f further Board aetirei to ° » e t thoee objections and to ~w- ia— the Alternative proposals, thh court (1961). and was msdftcally appUad lo Daevsr la Keyes, 413 UA at 213, 93 &CL at 2449. 1507KEYES v. SCHOOL DIST. NO. 1. DENVER, COLO.au m to* F-Bupp. 14*1 (D-CXaio. IMS) pelted to mike the reassignment of pupila from the closed schools ind to attempt to lite r the rsciil isolation of Fairview. The court did not act to remedy the racial iden tification of Gilpin and Mitchell Schools, and it was partially for this reason that the court expressly recognized that the 1979 order was interim action required to meet an "existent emergency.” Keyes, 474 F.Supp. at 1271. The court also, as earlier noted, made an explicit finding of fact and conclusion of law that the School District had not achieved unitary status, and there was no appeal from that determination. The adoption of the Consensus Plan was explicitly identified as another interim ex pedient, made necessary by the Board’s abrupt change of position in submitting the Total Access Plan, implicitly repudiating the work of its own Ad Hoc Committee. Keyes, 540 FBupp. at 404. During the 1982 hearings, the plaintiffs addressed very specific objections to features of the Consensus Plan and predicted resegrega- bve effects from its implementation. It is important to recognise that the “consen sus” of the “Consensus Plan” referred to a 6-1 consensus of the School Board mem bers, and did not involve any agreem ent by the plaintiffs or the interrsnore. It is also clear that the basis for the formation of the Board consensus was an effort to reduce “forced busing” by attem pting to expand walk-in attendance areas. The proposal was premised on a hope that there would be a discernible movement toward natural integration o f theae attendance tones by changes in housing patterns. The evidence new before the court shows that the plaintiffs’ objections and the court's concerns about the Consensus Plan were weB founded. Barrett and Hairing- too have become racially identifiable schools, with their res pective Anglo popula tions falling from 48.8% and 25.8% in 1981 to 18% and 15% in 1968. Mitchell fell from 22.5% to 12% Anglo. The plaintiffs/into r- venors argue that the reeegregation of these schools as a result o f the adoption of the Consensus Plan establishes proof of official segregative action which justifies remedial action by this court The defend ants counter with the contention that the loss of Anglo enrollment at these schools is additional evidence of the phenomenon of white fligh t and that the existence of three racially identifiable elementary schools does not indicate a return to a dual system. Indeed, a basic dispute between the parties in this case is the manner in which statis tics should be used to measure desegrega tion, as will be discussed later in this opin ion. It is not necessary to deal with the con tention that the Consensus Plan showed segregative intent The conclusion of this court is that it has had and continues to have jurisdiction in this case, and no new intentional acta are required to justify the exercise of that jurisdiction. Over the last nine yean , the Denver Public School System has become smaller, both in num ben of students and schools. In 1976-77, the school system contained 61,680 students in 119 schools. In 1988-84, the Denver Public School system contained 51,159 students in 107 schools. The ethnic ity of the pupil population has also changed. In 1976-77, the D istrict was 49.88% Anglo, 28.28% Hispano and 20.90% Black. In 1988-84, the District was 89.18% Anglo, 88.38% Hispano and 22.72% Black. There are now three levels o f schools in the system , elementary schools, middle schools (grades 7-8), and high schools (grades 9-12). In 1983-84, 80 schools, or nearly 75% o f the schools in the school system , were elementary schools. The number of schools and their sixes are sig nificantly different at the throe levels. Maintenance of stable ethnic distributions o f students is more difficult in the elemen tary schools than in either the middle or senior high schools, because the same abeo- lute change in the number of students in an elementary school has a greater relative effect on ethnic percentages in the school. Typically, elementary school attendance zones are smaller and more sensitive to local demographic changes. T helargerthe school, the more elastic is its response to small changes in school populations. 1508 •09 FEDERAL SUPPLEMENT The defendants have presented a vast array of statistical data and expert opinion to support the claim that since 1976, the City and County of Denver and the Denver Public School System have undergone de mographic changes which have had a striking effect on student attendance patterns. The District urges that “exten sive movement” of population within Den ver and “a steady and large decline in enrollment, almost all of which represented a loss of Anglo students” are reasons for the development of racial imbalance in cer tain schools. In making that argument, defendants place heavy emphasis on an exhibit derived from a question in the 1980 kmg-form census questionnaire (which asked where people lived five years ago) to suggest that there was a large migration of Anglo families with school-age children from Denver out to the suburbs between 1975 and 1980, and that there was no sig nificant converse movement This presentation is flawed by the omis sion o f information about persons who lived in Denver in 1975 and moved away from the entire metropolitan area. The exhibit titled “Patterns o f Demographic Mobility and Family Income Within Denver SMSA” presents data in three groups. Group A is titled “Denver Residents,” group B is "Suburban Residents,” and group C is “In-M igrants.” Tbe universe from which the percentages are computed for groups A and B is not complete. Group A only makes sense as a description of what has happened to the set o f people who were Denver residents in 1975. It indudss those 1960 Denver residents who answered that they did not move or moved only with in Denver. It also includes those residents in the Denver suburbs in 1980 who re sponded that they lived in Denver 6 yean However, Group A does not in clude the persons who did Uve in Denver in 1975 but who moved away from the Denver SMSA (Standard Metropolitan Statistical Area) before 1960. The '^ ^ I stv'ns for Group B contain the sam e omission. With out knowing how many households moved away from the Denver metropolitan area since 1976, accurate percentages cannot be computed, and the data are not very help ful in the present analysis. This court is not persuaded that demographic change is the reason for the development of racial imbalance in the schools. HAS DISTRICT NO. 1 COMPLIED WITH THE COURT ORDERS? S tu d e n t A te ig n m e n ta The District did implement the pupil as signment plan accepted by the 1976 Decree in the school year 197&-1977. Transporta tion was provided and, on the whole, pupils were required to attend the designated schoola. Accordingly, during that particu lar school year, the Denver school system can be considered desegregated with re spect to pupil assignments. That, of course, is but one of the elements in a unitary system. Faculty Assignment! The plaintiffs/intervenors contend that there has never been compliance with the faculty assignm ent provision of the 1974 Decree. On this point, the evidentiary hearing on the subject motion presented a question o f which this court eras not previ ously aware. Paragraph 19A of the 1974 Decree imposed the following requirement with respect to faculty assignments: E ffective not later than the beginning of the 1974-75 school year, the principals, tseehers, tee rher aides and other sta ff who work directly with children at a school shall be so assigned that in no case will the racial or ethnic composition of a sta ff indicate that a school is intend ed for minority students or Anglo stu dents. Tbs D istrict shall assign the staff described above so that the ratio o f mi nority to Anglo teachers and other staff in each school shall be not leas than 50% o f the ratio o f such teachers and other sta ff to the teachers and other staff, respectively, in the entire school system . Because o f the present small number of Chieano teachers in the system , complete achievement o f the required ratios as to Chieano teachers is not required immedi ately, but should be achieved ss soon as possible. 1509KEYES t. SCHOOL DIST. NO. 1. DENVER, COLO. C lu M «M F-Supp 14*1 <D C.C®k>. IMS) The parties have differing interpreta tions of that language. The District inter prets paragraph 19A to require that the ratio of Black teachers to the total of Black, Hispano and Anglo teachers in each school be compared with the district-wide ratio of Black teachers to the district-wide total of Black, Hispano and Anglo teachers, and that similar but separate ratios also should be computed for Hispano teachers. Further, the District has determined that in applying these ratios for a particular school, if the required number of Black or Hispano teachers is some integer number plus a fraction which is less than one-half, then a school is in compliance with the decree if its faculty includes only the whole number of such teachers. Any fractional part less than one-half has been ignored. For example, in 1981-82, the district ratio of Black classroom teachers to the total of Black, Hispano and Anglo classroom teach er* was 0.1350, and one-half o f this number is 0.0675. Carson Elementary School had 25 Black, Hispano and Anglo teachers. To have a Black facplty percentage greater than 50% of the district-wide ratio, Canon would require 0.0675 x 25, or 1.69 Black teachers. In 1981-82, Canon had 3 Black teachen and satisfied paragraph 19A as interpreted by the District. However, in 1981-82, Johnson elementary school had 22 Black, Hispano and Anglo teachen and would need 0.0675 x 22, or 1.485 Black teachen to satisfy the test. Johnson had 1 Black teacher. Because the remaining fraction was leas than 0.5, the District de termined the school to be in compliance. Another important aspect of the Dis trict’s approach is the use of the prior year’s district-wide teachers' n tio s to de termine the degree of compliance for a current year because it is the District’s practice to assign faculty members in the spring for the following fall. A possible result is that the district-wide n tio s used are less than the actual n tio s of minority to total teachen in the district for the following year if, in fa ct the proportion of minority teachen increases from year to year, as a result of the affirmative action hiring program. That has, indeed, oc curred. The District defends this as the proper way to determine compliance be cause it is the only basis on which faculty assignm ents for a new school year can be made. There is no explanation for that conclusion. The District apparently has adopted the interpretation which requires the few est minority teachen in schools which previ ously had a predominantly Anglo faculty. In 1983-84, there were 13 schools with one Black teacher and 27 schools with one or no Hispano teachen. After the large scale administrative reassignment of teachen in 1974, the minimum ratios have been main tained principally through assignm ent of new teachen and voluntary teacher trans fe n . The plaintiffs contend that the correct interpretation of the requirement is to use a ratio o f all minority teachen to Anglo teachen. Additionally, they urge that fractions of leas than one-half should not be disregarded and current year data should be used. With tt»k interpretation, the plaintiffs determined that for 1983-84, there w en these deficits: KlemmUry Middle P-»---1jmOQi Deficit School Facet 1 Henry Newien 1 Baker Cheltenham 11 Sabin 1 Westwood 1 Johnson 1 sol High School Deficit School Deficit 2 Jefferson 4 1 Kennedy S liMrUfi 1 West 2 1510 $09 FEDERAL SUPPLEMENT In this particular dispute, the parties have overlooked the language of the Tenth Circuit Court of Appeals. Whatever ambi guity may exist in paragraph 19A of the district court's 1974 Decree, the appellate court made it clear that it was affirming an order which it construed as requiring that the District "assign its personnel so that, in each school, the ratio of minority teachers and staff to Anglo teachers and staff shall not be leas than 50% of the ratio of minori ty to Anglo staff in the entire system.” K ey*s, 521 F.2d at 484. There is no ambi guity in that language, and it is the law of the case, binding on this court as well as the parties. Accordingly, the District’s view is incorrect and the District has been out of compliance with this requirement during all of the intervening school yean. Additionally, “rounding down” instead of “rounding up” of fractions is not in compli ance with the tenor of the Decree which was to remedy, as much as possible, the prior practice of assigning Black taache n to Black schools as “role mods Is.” The April 17, 1974 Order did not express ly require the District to reduce minority to Anglo teacher ratios in sack school below a specified maximum; however, paragraph 19A provides that “principals, taachen, tsachsr-aides and other sta ff who work di rectly with children at a school shall be so assigned that in no ease will tbs racial or ethnic composition of a sta ff indicate that a school is intended for minority students or Anglo students." The evidence presented dt the hearing indicates that the D istrict has not had any expressed policy o f lim iting the concentra tion o f minority teachart in the minority schools using spocM r guidelines such as are sat out in the April, 1974 Order fur schools with a high concentration of Anglo teachers. On cross-examination Dr. Ststs- ler, executive director o f personnel for the school system from 1974 to 1962, testified that the District never did establish any guidelinesfor determining when a school had too many minority teachers, stating that it was “s matter of judgm ent” Dr. Welch, the District’s expert witness on teacher assignment and affirmative ac tion at the hearing, testified that he did not examine, and by implication was not asked to examine, the extent to which the schools with historic concentrations of minority teachers, or formerly segregated minority schools, still had minority teachers dispro portionately represented or over-represent ed. As support for its assertion that the Dis trict is unitary with regard to the assign ment of school faculty, the defendants ar gue, somewhat disingenuously, that in 1976 there were only 8 schools whose Black faculty exceeded 20% and only one school whose Hispano faculty exceeded 20%. It is Dot clear why the District chose 20% as a comparison figure. In 1976-77, the per centage of Black teachers in the district was 10.67% and the percentage of Hispano teachers was 6.17%, so that the 20% figure for minority teachers in s particular school is significantly above the 1976 minority av erages. However, using the same 20% fig ure for later yean,"the District fails to point out that the number of schools at which the Black faculty equalled or exceed ed 20% steadily increased so that in 1988- 84 there were 38 schools in which the Black faculty equalled or exceeded 20% and 11 schools in which the Hispano faculty eq ualled or exceeded 20%. In 1976-77, th en w en no schools whose Black or Hispano faculty was greater than or equal to 80% of the total faculty. In 1968-84 th en were 8 schools whose Black faculty m et or exceeded 80% and 5 schools whose Hispano faculty exceeded 80%. It is true that during this period the percentage of minority taachen in the district in creased. In 1968-84 the district-wide per centage of Black taachen was still only 18.79%, and the Hispano percentage was 9.67%. Therefore, the 20% fig u n used by the D istrict was nearly 1.5 tim es the dis trict average for Black teachers, and twice the D istrict aven g e for Hispano taach en . The schools with a high percentage of minority taachen a n , in large part, the same Park HiD and core d ty schools identi- 1511KEYES t. SCHOOL DIST. NO. 1. DENVER, COLO. d u n W F-lupp . 14*1 (D.C-Coio. I W I fied by the Supreme Court in K eyes, 413 U3. at 192-193 nn. 3. 4, 93 S.Ct at 2689 nn. 3, 4. Seventy-five percent of the schools listed below are north of Ninth Avenue. Comparing the location of the listed school with its percentage of minori- Schools with not less than 20% Black faculty in 1983-84 (% Black faculty in district — 18.79%) Amasse 36.0% - Ford 86.0% - Tsllsr 36.7% Stsdman 86.0% * McGlone 82.0% - Ebert 80.8% « Oakland 80.8% - Wyman 80.0% « Cols 29.2% « Montclair 28.6% Barrett 27.8% ‘ Smith 28.9% ‘ Whiteman 28.3% Park Hill 26.9% ‘ Smiley 26.0% ‘ Swansea 28.8% * Palmer 28.1% MootbeBo 22.7% - Columbine 22.7% » Hallett 22.7% ‘ Harrington 22.7% * Holm 22.2% GOpin 22.2% # Canon 22-2% Mitchell 21.4% » Grant 21.2% McMeen 21.1% Cowell 21.1% Aabtuy 20.0% Philips 20.0% * Samuels 20.0% Manual 20.0% » ‘ Park Hill schools • Cote city schools - New schools boQt is MontbeDo area since 1973. Comparing the same variables for the •ebook with an aaaigned allocation of An glo faculty greater than 88% indicates that many o f these schools, marked below with a " + are located in extrem e south and southw est Denver. 1 ty teachers and the minority residential patterns in Denver, reflected in the census data maps submitted by the District, it appears that the concentration of minority teachers in the schools is correlated to mi nority residential patterns.* Schools with not less than 20% His- peso faculty in 1983-84 (% Hispano faculty in district — 9.67%) Bryant-Webeter 40.7% * Fairmont 34.6% * Crofton 33.3% * Gilpin 33.3% # Dei Pueblo 33.1% Greenlee 29.4% #Columbian 25.0%Fairview 22.2% * Smedley 21.7% » Edison 21.4%Valdez 20.6% • Newton 88.74% Force 89.74 Rtmmftoo 89.47% T Jefferson 89.25% + Cheltenham 88.89% Sabin 88.89% + Kenaady 88.76% + Henry 88J7% 4- 1 It is to be remembered that there now are bilingual programs in effect at some schools as s consequence of this court's orders entered in that phase of this litigatloct. The interaction of the language proficiency order and the desegregation requirements is discussed infra. 1512 *0* FEDERAL SUPPLEMENT Using an upper limit of 50% above the district average for Black and Hiapano tsscheri, in 1983-84 there were 28 achoola which exceeded that limit for Black teach- er*’ “ d 21 achoola which exceeded that limit for Hiapano teachera. Dr. Charlea Willie, an expert witneaa called by the plaintiffa, examined the cur rent distribution of the Diatrict’a teachera and determined that the Black teachera within the Denver School Syatem were not randomly diatributed in a way that would be aimilar to their proportion in the total diatrict Using a deployment criterion of - ‘A of the Diatrict average for Black and Hiapano teachera, Dr. Willie teetified that in the 1983-84 achool year there were ap proximately 35 achoola in Denver in which the proportion of Black teachera wax great er than Mi of the diatrict-wide percentage. There were approximately 33 achoola, or 63% of the achoola in the diatrict, in which the proportion of Black teachera waa a mall, er than % of the diatrict-wide percentage. Similar reauha were obtained for Hiapano taaehera. Dr. Willie opined that the Den ver School Syatem needa clearer and more apedfic guidelinea becauae ita good faith efforta have not enabled it to deploy ita teachera to avoid racial identification of achoola. Dr. Willie also teetified that while he waa a member o f the Compliance A ssistance Panel, he recommended aeveral de ployment guidelinee which the Diatrict could uae. The Diatricfa initial response waa that the court never ruled on the fuideiinee for the hiring, retention and de ployment o f teachera, and becauae the court had never ruled on that iaaue, the School Syatem waa not inclined to inatitute aoeh requirement* voluntarily From the totality o f the evidence, this court fad e th atth e Diatrict haa tended to interpret the Decree'* mandate for minimum percent- agee o f minority taeehera aa the msTimnm for achoola with large Anglo enro Omenta and haa failed to place any w» ™ « i»ii mi. nority percentage# for the achoola with large minority pupil populatiooa. 110 eon- ehiaion ia that there ie a sufficient reeidue of segregation in faculty assignm ent* to deny a finding that the Diatrict haa been desegregated in that reaped. H a rd sh ip T ra n s fe rs Both in the 1982 and the 1984 evidentiary hearings, the plaintiff*/intervenon have asserted that the "hardship transfer" poli cy haa functioned aa the equivalent of a “voluntary transfer” program resulting in reaegregative effecta on pupil assignments The evidence on this point is somewhat limited by the recordkeeping practice* of the Diatrict While the application for a hardship transfer, made by the parent* and processed through the school of assign m ent request* information concerning race and the reason for the transfer, the effects of the transfer on the transferor and trans feree achoola are not reflected in the record* kept in the school administration office where this process ia completed. The principal reasons for hardship trans fer! are babysitting in the elementary schools and work opportunities for etu- denta in high school. Becauae a transfer wfl] be given to the school nearest the residence of the babysitter, and to a high school closer to the work place, there ia an obvious opportunity for manipulation by the transferors. 'Dint opportunity haa pro vided the basis for the suspicions asserted by the plaintiffs who have pointed to impact on schools such as Mitch# 1L In response to interrogatories, the Dw- triet provided data on the hardship trans fers approved m the 1988-84 achool year by race or ethnidty into and out of each •cbooL With this information, the plain tiffs’ expert w itness computed the net ef fect of hardship transfers on the Anglo percentage in each school. Tbs response to plaintiffs’ interrogatories listed each school with a count o f the transfers into the school by race and the of the tnum- feror school From this information, the w itness calculated the total tra w fen into and out o f a particular school by ethnidty and combined these figures to obtain a net change. H ie net effect oe the percentage of Anglo students was computed by com- paring the percentage of Anglos in s pertic- 1513KEYES v. SCHOOL DIST. NO. 1. DENVER. COLO. CHi h W F J u p p . I « t l (D.CXoio. IMS) ular school without any transfers to the percent Anglo in the school with hardship transfers. The net Anglo change does re flect the overall effect on a particular school but does not indicate whether the change is due primarily to Anglo student transfers in or minority student transfers out. The final results of this analysis show 17 elementary schools with an Anglo popula tion which either increased or decreased by more than 1.5 percentage points due to hardship transfers, and 4 elementary schools with an Anglo percentage which changed by more than 8 points. There are no middle or senior high schools with a net Anglo change greater than 1.6 points. While the defendants argue that in the context of the entire school system these changes are insignificant, a look at the particular schools involved is instructive and shows small scale effects which can be considered significant in light of the histo ry of this case. The four elementary schools with great er than a 8 point change in 1988-84 are Barrett, -4.02, Crofton, -6.48, Mitchell, -3.38, and BromweH, +4.72. In 1988-84, all o f these schools were outside of the accepted range for Anglo population. Bar rett and Crofton would have been within the range without the hardship transfers. Since 1979-80, the percentage o f Anglo stu dents at Bromwell, which is not a paired school, has been steadily increasing and has varied between + 7.8 and +18.5 per centage points above tbs range. Sines 1988-84, Mitchell has been below the range by at least 6 points. Barrett, Crofton and Mitchell are formerly racially identifiable schools in the Park HiD or core city area. (In 1968, Barrett was 0.3% Anglo; Crofton was 5.0% Anglo; Mitchell eras 0.8% Anglo; and Bromwell, which is located in central Denver, was 92.0% Anglo). The middle and senior high schools arith the greatest changes were Cole with a net Anglo decrease of 1.86%, and Manual with a net Anglo decrease of 1.86%. As a result o f hardship transfers, there was a net in crease of 22 Black and Hispano students at Manual. Cole and Manual were the only junior and senior high schools in 1968 which were over 95% Black. From 1974 to 1982, the percentage Anglo in both Cole and Manual was between 50% and 60%. In 1982, the percentage Anglo in Cole de creased to 35% and dropped to 34% in 1983- 84. The percentage Anglo at Manual re mains at approximately 50%. In commenting on the plaintiffs’ transfer analysis, the defendants’ witness, Dr. Ross, testified that in 1983-84, more minority than Anglo students received hardship or babysitting transfers, which indicates that the District is not permitting such trans fers to be used to svoid the desegregation plan. In 1983-84, there were a total of 1674 transfers granted, including 679 An glo students, 515 Hispano students and 400 Black students. There also were a few transfers for Asian and Native American students. Expressed as percentages, there were 40.56% Anglo, 80.76% Hispano and 28.89% Black student transfers. These percentages are nearly equal to the per centages of the total student population for these groups in 1988-84, which were 89.18% Anglo, 83.83% Hispano and 22.72% Black. No conclusion can be drawn from the aggregate distribution of student trans fers among Anglos, Blacks and Hispanos. The District also argues that the plain tiffs' data do not show whether the trans fe n which resulted in Anglo loos in the identified schools had a positive effect on the ethnic compoeition o f the sending school A look at the individual data for Bromwell shows that the students who transferred into Bromwell were almost ex clusively Anglo students. Thirty-one of the 84 transfers into Bromwell ware Anglo students, and 18 of the 81 students trans ferred from the core d ty and Park Hill schools—Crofton, Fairmont, Harrington, Smedley, Smith, Stedman and W h ittier- identified by the Supreme Court in JTeyaa Bromwell may be atypical. There is no other school with such a large net increase in Anglo population due to transfers. Yet the fact that the schools with the largest net changes are the schools which have 1514 •09 FEDERAL SUPPLEMENT historically been the racially identifiable schools is some evidence that for those schools the hardship transfer may have been used to avoid the desegregation plan. The District has done the minimum re quired in keeping records and maintaining the policy that it would refuse s transfer if the express reason given was “race.” The District has failed to monitor the system- wide effect of the transfers, leaving the decision to the principal of the receiving school. In fa ct prior to the 1982 hearing, no record of ethnicity was kept in the cen tral card filing system . The plaintiffs’ analysis o f 1983-84 transfer data appears to be the first such system-wide analysis, and it does reveal that the effects of trans fers in certain schools are significant and are contributing to the racial identification of those schools. In addition, the schools affected are some of the schools initially at issue in this law suit While the resulting finding is that the plaintiffs’ data will not support the argu ment that the District has maintained an "open enrollment” policy through hardship transfers, the evidence shows a lack of concern about the possibility of misuse and a lack of monitoring o f the effects of the policy. <n>ere has been no challenge to the man ner in which the D istrict has applied the facilities and physical resources, and there is no contention that there 1ms bean any racial disadvantage operating in the cztrs- curricular activities in the d istrict THE FUTURE [4] The District seeks an order that not only would declare the school system uni- tary, but would vaerte the permanent in junction entered in this action and end tha court's jurisdiction over the matter. H m law in the Tenth Circu it is the* a district court m ust retain jurisdiction in these tir- cum staness until it is convinced tlmt there is no reasonable expectation that constitu tional violations win recur. Wo believe that the court, in exercising continuing jurisdiction to achieve struc tural reform, cannot terminate its juris diction until it has eliminated the consti tutional violation "root and branch." See Green v. County School Board, 391 U S 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 (1968). The court must exercise supervisory power over the matter until it can say with aasurance that the unconstitutional practices have been discontinued and that there is no reasonable expectation that unconstitutional practices will recur. Battle v. Anderson, 708 F.2d 1523, 1588 (10th Cir.1983), cert dismissed — U S ------, 104 S.C t 1019, 79 LEd.2d 248 (1984) (footnote omitted). The opinion in Battle cited Green as precedent in bolding »h>» the district court had not abused its discre tion in retaining jurisdiction over Oklahoma state prisons although the constitutional violations had been eliminated. Accepting the defendants’ argument th»* the modified 1974 Final Judgment and De cree was s complete and adequate remedy which the District has fuDy implemented, jurisdiction should continue the record does not support a finding *>«•* there is adequate protection against rsaeg- regation. To the contrary, the court m compelled to conclude that rseegregation is inevitable if the School Board follows state law. Resolution No. 2228, modeled after the resolution in Spangler, reaffirm s the com mitment o f the Board o f Education to the operation of a unitary school system . Nei ther the resolution, nor the testim ony of the individual members o f the Board of Education, gives any indication of how that will be accomplished in the w of con tinued "forced busing,” so long as the neighborhood school concept is preferred and the neighborhoods are not integrated. But, as the plaintxffi have observed in their brief, the Constitution o f the atvtv of Cokh redo expressly prohibits the use o f such busing in the following language of the "anti-busing” amendment, adopted in 1974: No sectarian tenets or * *«*»>— «K«n ever be taught m the public school, nor shall any distinction or rlssstfiritinn of pupils be made on account o f n e e or color, nor shall any pupil be assigned 1515KEYES v. SCHOOL DIST. NO. 1. DENVER, COLO. C lu aa SO* F S upp . 14*1 (D C.Coio IMS) or transported to any public education al institution for the purpose o f achiev ing racial balance. Colo. Const. Art. IX, $ 8 (emphasis added). That is the organic law of the State of Colorado, and it ia directly in conflict with the pupil assignment plan now in effect in the Denver School system . If the court’s jurisdiction is removed it must be presumed that the members of the Board of Edu cation, under the oath required of them by state law, will obey this requirement of the state constitution, and dismantle the entire pupil assignm ent plan. To this argument, the District has made no response in the reply brief. 11118 constitutional provision, standing alone, makes this case far differ ent from the Spangler decision upon which the District so heavily relies. Putting the point simply and directly, it is the authority of this court, under the supremacy clause of the United States Constitution, that per mits the operation o f the Denver public schools under the existing plan which would otherwise be a clear violation of the Colorado Constitution and in the absence of that plan, the system would be dual. Above and beyond this legal impediment to maintaining a unitary school system , there is nothing before the court to give any assurance that the Board of Education will not permit reaegregation to occur as a result o f benign neglect. The District has done nothing to establish any rntans for monitoring operations to assure the avoid ance of racial disadvantage. There ■ no clear commitment to the use of the guide lines prepared by the Ad Hoc Committee and adopted by the Board. In this regard, the court has some concern about the de fendants’ response to the contentions made in the intarvenors’ brief. Essentially, that response is that these are matters which are outside of this litigation. Yet these concerns about the effects o f discriminate- *• Disparate impact and disparate treatment arc alternative theories for relief m*W Title VTL 42 U-S-C. H 2000e-2000e-17. -While proof of dis criminatory motive is necessary under a disparate treatment theory, such proof is not required under a disparate impact theory. (Citation omitted) For the latter, it is enough that the ry attitudes on academic achievement, dis cipline and dropouts are the very core of the whole matter of segregative policy in education as a violation of the United States Constitution. It is true that there is nothing in the law which does or could require equality in the results of education al services. But, since the sociologists tell us that sanctioned discrimination has these adverse effects on the individuals within the affected groups, the existence of dis parate results suggests the possibility that continued discriminatory practices are present. It was to address these matters that the court offered the services of the members of the Compliance Assistance Panel. There is cause for concern about commitment when the Board and adminis trative sta ff seem to have not only reject ed, but scorned such an effort at assistance in a difficult task. In the defendants’ briefs, much is " f i t of the argument that findings in this «-»vt based on broad constitutional principles rather than narrow statutes. That is true in a technical legal sense. Yet, as the courts have considered cases under the civil rights acts, both those adopted shortly af ter the approval o f the Fourteenth Amend ment to the United States Constitution, and those of more recent vintage, it is increas ingly apparent that Congress has sought to assist in making the principle o f equal pro tection of the laws a more practical and workable doctrine by giving it more specif ic definition in such areas as employment, voting and participation in ppbliely funded programs. Thus there is an observable convergence of constitutional principle and statutory prohibition. It may weD be that in future school desegregation litigation, the concepts of “disparate treatment” and “disparate impact," so well known in em ployment cases, will come to be the focus of attention.* employment practices had a discriminatory ef fect.' (Emphasis ia original). WUHems v. Colo rado Springs, Colorado School District No It, 641 TM 833, 139 (10th Clr.lMl). Sot oho Sogmr v. Smith. 738 FJd 1249 (D.CClr.l9i4), denied. — VS. -----, 105 S.CI. 2357. 86 LEdJd 258 (1983): Gey v. Waiters' end Dairy 1516 609 FEDERAL SUPPLEMENT It is paradoxical that the defendants’ pre sentation to this court in support of the subject motion has placed such heavy em phasis on the use of statistical displays to demonstrate the establishment of a unitary system when the thrust of the Spangler decision is to decry the rigidity of defining desegregation according to any fixed racial ratio. Both in 1979 and in 1982, this court emphasized the importance of recognizing that establishing and maintaining a unitary school system requires more than meeting a statistically satisfactory pupil assignment plan. The expert testimony in this case concerning the use of racial balance and racial contact indices, and the differing con clusions reached by the experts called by the respective parties, demonstrate once again the facility with which numerical data may be manipulated and discriminato ry policies may be masked. The plaintiffs/intervenor* have strongly suggested that the Board of Education act ed in bad faith in adopting Resolution No. .2228 in December, 1988 after giving this court and the parties assurance in a bear ing memorandum filed April 15, 1968, that the D istrict was following the Ad Hoc Com mittee guidelines in planning for pupQ as signm ents for 1984 and subsequent years. The plaintiffs also cite the testimony of School Board members from the trial that after the May, 1968 School Board election, Board members determined that there would be no changes in the plan. The issue o f good or bad faith of those Board members is irrelevant As the histo ry of this case* has shown, the philosophical and political views a f the elected Board sril] vary as is to be rrpsctiri in representative governm ent Indeed, remembering that tins case began when a Board resolution was repealed by a succeeding Board, little rebaace can be placed upon Resolution No. 2228, or any other resolution, as directing future boards. What m ust be accom plished in constructing the final and ulti mate permanent injunction in this ease is the creation of means and mechanisms to prevent any future policy of discrimination, Uatckmen't Union. Local No. MX 694 F_2d S31 whether it results from intentional govern mental action or simply in consequence of a policy of disregard or permissive passivity. The District has made a very expansive interpretation of the Supreme Court’s Spangler opinion. The contention is that once a district has implemented an ade quate desegregation plan and has main tained it for a reasonable period of time, it is entitled to be freed from further court jurisdiction even if resegregation occurs in the sense that schools become racially iden tifiable, if that result obtains from “demo graphic changes” and not because of offi cial board action. The point is emphasized because under Swann there is no right to a particular degree of racial balance in each school. The fundamental error made by the district court in Spangler was the im position of the rigid requirement that there be “no majority of any minority” in any school in perpetuity. The language of the majority opinion in Spangler can be read to eupport the defendants' contention. Yet, Spangler must be read in context with Green and Swann, as well as the language in the later cases of Dayton II and Colum bia Board of Education v. Penick, 448 U B. 449, 99 S.C t 2941, 61 LJkL2d 666 (1979). As the defendants’ counsel have noted, the Supreme Court has not clearly articulated the time and manner within which a school desegregation ease should be dosed. Additionally, the Court has nev er defined “unitary.** In this case, the School Board itself has been cooperative with the court in constructing a working definition of that concept by the adoption of the Ad Hoc Committee report and its guidelines, which this court approved in the 1982 opinion, and which the Board has again recognised in Resolution No. 2228. What is of first importance in consider- ing whether Spangler requires this court to terminate this case at this time is wheth er the Denver Public School System was unitary for the years 1976 through 1979. That, in turn, depends upon whether it is appropriate to parse the criteria in Green, and this court’s own definition of unitari- (9th Or. 1962). — ~| ■ ■ «wc uui from the other element*. d « ^ L ^ “ UPe, 0 f . th* of any***re*atK>n plan u it. effectiveness, u wou d be inappropriate to consider that a pupil assignment plan which .jmni “ *** li»hes certain ouuidT minority and Anglo s c e n t s £ “ . effective elimination of the effects of Pnor segregative policies. That b ' fL- «^*K»tion. In this cim it Z t Z r .t I T - p t “ » ' Beyond that, it i . this court’s view t w * Dayton / / and Columlnu strongly h w ! * 1 * m° Pe limite<1 reading of the Dr J hibitjon in Spangler. Thus, Justice White ^ ^ l ^ . Pr0PO,itiOn fP°m tj* t ^ ' “ >“ t? ctlon and abandonment prac- * * * c*anot be used to perpetuate or r Z l “ l i t e W h S " ' ' » * ■ » < «’ Ju*t,c* White. »««in writing for the majonty. said that pupfl a o ^ n t PJ £ are also not to be used to w n e f ,, .; . reestablish dual school system s. °T to *>"• to™ elementary *** ch*n« e o f educational p S cy to co n v m t junior high school, to £"**■*. brought **" D**™* back* this court m 1982. Those change, o f » u ree . required a redeterm inabon^f’ the P f i . p ta . tod Urn ^ in the Consensus Plan. JWa______ .. B y ! £ p ^ ‘ n̂ f l i iIl9atntioa o f the white flight phenomenon after s court order rw»T aigna attendance sonea. Tha court m not **“ P eW itio o has been by the evidence. Am m rim ^ ^ •PP*1’ *<> be flaw, in thT2 lS F U r * ? aubmitted on the subject f l i g h t ^ fK̂ h t But> white “ '"'"unity response to s <W g- P “ “ elem*nt » meas^g U effectJvene« Indeed, that was the res* 1517" S S r i ? L Na *• DENVE^ COLO._____ “ *0 * F -S -P P ISS1 (D.CColo IM S) E T Z Z L " * - * — * son ^ t Judge Doyle sppomted the Co munity Educsbon ( L n c ^ a J J * , committee to help the School Board obuin anTwertStmCCePUn“ ' h therefo«. no ^ ^ a r s T " * ■ " " « * • conL^^k0 “ “appropriate response to contend that this resegregabve effLt can- ^ considered because the 1989 #*•*; •ppr « iu,.c ^ r p t o S p S S S ^ I " d “ "* “ • ^ of While it is true that this haa not been . ^ b“ n an effort to P step at a tune planning ” it is slan T “»> “o o th . b T ! ? ! l ‘ ' . ! j" an parses and the court were working with prem ia that long-range p l a S ^ required, and that some fm«i - *** -o-h - " * f « M 5m at the District had not become unitary. „ “ cJeM ^ m the testimony of the ^ “ olB oard members that the idea that had b e « achieved S Z V iL Z Z L ? ‘ with e w t» e m statistical analysis. The data devel- f J L ^ ! 4 8tUdy P « “ ded the Board S l Z E T * * * °ecurPKl when mea- ? ? t* k ac* and racial con- caet indicw. The argument that d esem - S r iu ” “ tb*Pe,0Pe danxmatrated is j l l f ^ o f the district court in The testimony of tbs Board member, also makss it clear that their nv*>«. •w iring » termination order ■ t fT S e e r e ^ f ^ a t the school syrtem wiD benefit by R o v in g a sb g m .” that they babero h j attached to it from the court's involvement court for approval has mh&ited o m o « Panning and new educational developm ent While that may be the perception o f many there is no support for it in the record of 1518 M* FEDERAL SUPPLEMENT thi« court’* involvement. In 1979, the Board wi* encouraged to puraue new ini- tiativ**. The Knight Fundamental School and Gilpin Extended Day School have re ceived the court’* approval and the commu nity responae ha* been enthuiiaitic a* thi* record show*. There has never been any effort to suppress new and innovative de velopments, and this court has never •ought to impose any educational policy. Indeed, in rejecting the request to choose between the Total Access Plan and the student assignment plan, the court again took pains to point out the differing roles »nd responsibilities of the Board of Edu cation and this court. It is disturbing to hear the views that stigm a, punishment and trauma are in volved in the processes of this court in this ease. It is true that the case has been here for almost a decade, but it is also true that the effort haa been to reverse the effects o f segregative actions for a similar time. *n>e notion that this court has sought to punish this Board of Education, this sta ff »ad the children now in the Denver School System , for past practices is simply wrong. What the court seeks, and what the Consti tution demands, is assurance that minority people will not be disadvantaged in the opportunity for education. Thus, it h not punishment, but protection, that a the ob jective. Tha court has carefully considered B sso lution No. 2288. That resolution, adopted in April, 1984, after the riling o f the subject motion, is a declaration o f policies which the Board intends to follow upon tsrmi- nation o f additional supervision. a»»«««g those policies is the statem ent that “these shall be no sudden alteration of the couri- approved school assignm ent plan then in sffs tti It is this which is directly contradictory to the prohibitions of the State Constitution and, as aar- lier, the reply brief filed for the School Board did not even address thk legal dOem- The resolution also indicates the Board's continuing interest in neighbor- hood schools with the following paragraph: The Board of Education, believing that the beneficial effect* of integration sre most fully realized in stably integrated neighborhood schools, shall preserve con tiguous attendance zones for schools that are integrated and shall eatabliah contig uous attendance zones whenever it ap- Pe*r* that stable integration can be maintained in the school* serving such areas. What ia not indicated is whether the Board would proceed if the establishment of contiguous attendance zone* to serve "stably integrated neighborhood achoola” haa a reaegregative affect on other schools, as measured by pupil assignm ent ratios.’ Other aspects of Resolution No. ram ware discussed in the testimony of Board mem bers, and s fair summation of that testimo ny is that many matters would have to be studied before detailed implementation of of the paragraphs of the Resolution could be achieved. It is also intereating to consider the ***** of paragraph 2 of the Resolution: Thin Board, the District, and offieera and employees of the District shall not adopt any policy or program, institute any practice or procedure, or or c y r y out any decision for the purpose of discriminating against any person by rea- aon of race, color, or ethnic identification. The paragraph can be considered a state- msnt of intention to avoid acta taken with discriminatory in tent It doss not that the Board, the D istrict and Ha officers and employees will take any action to avoid any discriminatory impact o f any policy or Pr°C '*at In the testim ony of Board mem b en , th en ia, again, the coat- plaint that the necessary planning and poli cy development suggested in the Resolu tion could not take place under court auper- rision. Again, the record in thk case » to the contrary. In the 1979 Order, thk court u p m a ly encouraged innovative and erea- tive thinking by the Board, and t willingness to considar changes. Indeed, the 1962 Order did approve the change to Biddle achoola even though t w had what the court hoped would be a teat- K£YDS t. SCHOOL DIHT. NO. l, u ? cm w vuw . Q u M «M F J u f r . 14*1 (D-CXafa. IW ) porary resegregative effect on the elemen tary school*. Put *imply, there i* nothing in Resolution No. 2233 that the Board could not accomplish while still under the super vision of the court, and certainly nothing that could not be accomplished with s per manent injunctive order in effect The Board’s brief adopts language from the Ninth Circuit in S p a n g le r v. P a ssa d e n a C ity B o a rd o f E d u c a tio n , 611 F.2d 1239 at 1240 (1979), to ask this court to address the basic question at this stage in this case: "If not now, and on this showing, when, and on what showing?” Because the court has answered the first part of that ques tion in the negative, it is appropriate to give some guidance with respect to what this court believes the proper showing would be, although this discussion must be prefaced with the caveat that trial courts do not give advisory opinions. The adver sary process must be permitted to function in the remaining stages of this litigation. [5] The Denver Board of Education has obviously been advised that the controlling law on terminating jurisdiction in a school desegregation case is that Ninth Circuit Spangler opinion which followed the Su preme Court’s opinion. That case was de cided by a three judge panel with two sepa rate opinions and one judge concurring in both of them. Without question, both the Supreme Court opinion and the subsequent Ninth Circuit opinion make it elsar that there can be no permanent injunction re quiring a district to maintain any given degree of desegregation as measured by racial ratios in the schools. 1111* court certainly agrees and has made the same statem ent in both the 1979 and 1962 opin ions. Moreover, this court has no disagree ment with the view that school desegrega tion cases Uke all other litigation must someday come to an end. In the 1982 opinion, this court urged the D istrict to proceed with planning for the purpose of developing a final order which could bring this ease to conclusion, and said the follow- mg- The Denver Board of Education contin ued its positive response in May, 1980, when it adopted Resolution No. 2110, es tablishing an "Ad Hoc Committee” to design s new student assignment plan and to develop both s definition of and guidelines for constructing s unitary school system. During subsequent hear ings, I encouraged that undertaking and said that it was consistent with an order ly approach to creating the conditions and climate for concluding this litigation. K eyet, 540 F.Supp. at 401. This court has always recognized that the operations of a public school system, and the determination of the types and amount of educational services to be pro vided in it, are fundamentally matters of local self-governance. What the history of this case shows, however, is that each time the Denver Board of Education has been given the full opportunity to develop a pu pil assignment plan which would avoid the racial identification of any schools, the Board has failed to perform that duty. The reason is self-evident The total re turn to neighborhood schools throughout the system under the residential patterns which have existed and now exist would inevitably result in the resegregation of some schools, particularly at the elementa ry level. Therefore, it is not possible to avoid forced busing of part of the pupil population, and because overwhelming pub lic opinion in Denver is against forced bus ing, elected officials have refused to take responsibility for ordering i t It is political ly convenient to continue to contend that this contradiction of community will is the result o f orders from a court which has misconstrued the law. The length of this opinion is warranted only for the purpose of once again making a full explanation of this court's reasoning. While the court has been patient in the continuing efforts to persuade the parties and the public with respect to the law, it has also repeatedly expressed concern that young people are being disadvantaged in the one opportunity given to them to obtain some level o f edu cational achievement at public expense. This court is now asked to rely on the good intentions expressed in Resolution I 1520 609 FEDERAL SUPPLEMENT No. 2288. In the S p a n g le r opinion, the Ninth Circuit judge* correctly it*ted that when such resolution* are made as official acta, they are entitled to be viewed as a pledge made in good faith by the board members and the people they represent. The court does not doubt the good faith of members of the Board of Education and their intention to follow the law. The doubt is with respect to their under standing of the law. That doubt is fueled by the testimony of some Board members who said that since people are and should be free to live in any neighborhood they choose, segregation in neighborhood schools is acceptable.7 That view is direct ly contrary to the Brown decision and would be a return to Plessy v. Ferguson. Along with the assumption that the Board members will obey the law as they know it, the court must assume that these Board members sril] comply with the re quirement of the Colorado Constitution that prohibit* forced busing. How can this court assume that-ensal educational oppor tunity will be given to minority students in Denver, Colorado when the Board of Edu cation officially proclaims a commitment to neighborhood schools while there are still segregated neighborhoods, and whan the effective means for integration wiD be de nied them under the organic law of the State o f Colorado? Resolution No. 2228 and the testim ony of Board members have given vague allusions to increasing the use of magnet schools, voluntary enrollment with spen al pro grams. It is that kind o f speculation whieh caused the refaction o f the Total Access Plan which whs presented to the court with so provision for the land o f constraints requited to protect against segregative ef fects. It may well be that through their creativity and industry, the Board and sta ff wd] develop plans and programs which can avoid segregative effeeta, m eet the require ments o f a unitary system under the court's definition, and avoid conflicts with the Colorado Constitution. Such a showing with appropriate injunctive orders to aa- 7. Totimony of Board member Paul Sandoval. sure continued effectiveness can certainly result in an order which could terminate this case. Nothing of the kind is in the present record. The demonstrated uncertainty about the requirements of the law in this case is exactly the reason that a final injunctive order is required to end i t As all counsel in this case and as many lower courts have observed, the Supreme Court has never defined a unitary school system with any specificity. That is not the function o f the Supreme Court of the United States. It exists to give general guidance on broad principles of constitutional law, and it a the work of the district courts, as trial courts, to apply those principles to the specific situation with specific orders. That was made clear m Brown a Board of Edu cation, 349 U.S. 294, 75 S.Ct 758, 99 LEd. 1088 (1955) {Brown II), and it is also elaar from opinions in the Fifth Circuit Court of Appeals, a court which has been called upon to attempt to articulate the bases upon which school desegregation eases can be ended. In testing whether the past bee bean eradicated so far aa it remama ia tbs power of school officials and marts ts do so, we must keep in mind that sneh school district is unique. Tbs constitu tional -»«**♦*»* against racial dtacrioiina- tion is eatsgorie, but the detannfaatioa of remediea for its past violation tan a on the fffiKjibw a in a iurtf*"***' district. [Citation omitted.] In like fashion, the decision that public officials have satis fied their responsibility to sredteats seg regation and its vestiges must be baaed on conditions in the district, tbs seeom- pbahments to date, and the feeaibitity of furtber measures. Rom 9. Houston Indspendsnt School D ist, 899 F id 218, 227 (6th Ctr.1988). The Fifth Circuit Court of Appeals re quires a district court to retain junsdiAon over a school desegregation aetioc ** three years following the determination that the district is unitary to assure that Tr. 913-916. 1521KEYES v. SCHOOL DIST. NO. 1. DENVER. COLO. Cli* u tot F̂ tjpp. 14*1 (D.C.Colo. ItU) the determination of unitary status is not premature. During that time, the district is required to file semiannual reports with the court. At the end of the three years, a hearing is held at which the plaintiffs may show cause why the case should not be dismissed. The district court then makes a final determination as to whether the dis trict has achieved unitary status and may, at that time, dismiss the case. Ross, su pra; United States v. Texas, 509 F.2d 192 (5th Cir.1975); Youngblood v. Board o f Public Instruction o f Bay County, 448 F.2d 770 (5th Cir.1971). If the present Board members who have been in this court and who have some working knowledge of the issues in this case are confused about what is required of them, certainly it can be expected that fu ture Board members will fail to understand how particular decisions concerning school construction, school closing, faculty assign ments, transportation, facilities and extra curricular activities could have segregative effects because of the past policy in this particular district. Again, the court hopes that the recapitulation of the history of the case contained in this lengthy opinion will, itself, be of some value to decision makers in the future. Contrary to the perception shown in the defendants' reply brief, the proposed per manent injunction is not criminal in its na ture and need not, therefore, be as specific as may be indicated in some of the cases cited. The injunction is equitable and seeks to protect the constitutional rights of persons yet unborn. It need not require particular ratios of pupil assignments to various schools, percentages of faculty eth nicity in schools, specific affirmative action hiring plans, or even any commitment to transportation. It is not required that there be any firm commitment to neighbor hood schools, magnet programs or other matters of educational policy. What will be required is the development of a struc ture within which these decisions will be made by local government which will pro vide assurance that those who make such decisions will obtain necessary information, give an adequate opportunity for minority views to be heard, and act with concern for and commitment to the constitutional prin ciples of equal educational opportunity. In this respect, what the court is requiring is something not unlike the stop, look and listen requirements of environmental policy legislation. This court has implied and now makes explicit the view that the Ad Hoc Commit tee guidelines are a good working frame work within which that kind of structure can and should be developed. The plaintiffs have asked for a general injunctive order with certain provisions re stricting some of the policies of the Dis tric t They also seek certain immediate remedial orders. During the period established for the briefing schedule at the conclusion of the evidentiary hearing on the subject motion, this court was informed by counsel that they were engaged in serious negotiations for settlement of this case. The briefing schedule was altered to accommodate that e ffo rt It now appears appropriate, having determined that the District has not yet achieved a completely unitary status for the reasons set forth at length above, and the court having defined what is necessary, including the general outline of a perma nent injunction, that the court should pro vide a new opportunity for the parties to come together to develop an agreed order. It is hoped that negotiations will go for ward and agreement will be reached just as the limited English proficiency issues were resolved after the entry of the court's Memorandum Opinion defining the applica ble principles of law. In that regard, in accepting the stipulated program for limit ed English proficient students by the Order entered August 17, 1984, this court re served for later decision the determination of methods for reporting on the implemen tation of that program and the question of continuing jurisdiction. That reservation was made to avoid any prejudging of the m atter which is now being resolved by this opinion. Accordingly, a t this time both phases of this case converge, and the moni- 1522 609 FEDERAL SUPPLEMENT toring of the language program and con tinuing jurisdiction with respect to it will also be matters to be discussed in the nego tiations which will be undertaken. Recognizing that a recent election has been held and that there may be some uncertainty about how negotiations may be conducted and to what extent counsel will be authorized to proceed with them, it would be unrealistic to set a specific tim e table for that effort. Accordingly, the court will direct that counsel meet with the court to discuss the scope and course of negotiations. Upon the foregoing, it is [6] ORDERED, that the defendants’ motion to declare School District No. 1 unitary, to terminate jurisdiction, and to vacate’ or modify the 1974 Final Decree and Injunction is denied, and it is FURTHER ORDERED, that counsel for all parties shall meet with the court in the court's conference room for a discussion of the possibilities of negotiation and settle ment on June 28, 1985 at 1:00 p.m. IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Civil Action No. C-1499 O C T 2 9 1 9 8 5 . . /% *», SCHOOL DISTRICT NO. 1, et al., Defendants. ORDER FOR FURTHER PROCEEDINGS On January 19, 1984, the defendant. School District No. 1, Denver, Colorado, filed a motion for orders (1) declaring that the defendant School District is unitary, (2) modifying and dissolving the injunction as it relates to the assignment of students to schools, and (3) declaring that the remedy previously ordered in this case to correct the Constitutional violation as found has been implemented, and that there is no need for continuing court jurisdiction in this matter. The plaintiffs and plaintiff-intervenors opposed that motion, and asserted their own motion for remedial orders and continuing injunctive relief. After a full evidentiary hearing was held, this court made extensive findings of fact and conclusions of law in the form of a Memorandum Opinion and Order entered June 3, 1985. In summary, this court found that the 1974 Final Judgment and Decree, as modified in 1976, did not completely remedy the constitutional violations found in the course of this litigation because it did not completely reverse and eradicate the effects of the official policy of geographical containment of black people in an area of northeast Denver. This court also found that the defendant School District had not achieved unitary status because there were racially identifiable schools; the policies relating to "hardship" transfers and the monitoring thereof were inadequate to assure that there were no segregative effects at either the transferee or the transferor schools; there was a failure to comply with paragraph 19A of the 1974 Decree relating to the assignment of minority faculty, and with regard to the over-representation of minority faculty in formerly segregated minority schools with under-representation in formerly segregated anglo schools; and, finally, the School District had failed to take any meaningful action to provide any reasonable expectation that constitutional violations will not recur in the future after this case is closed. After making these findings and conclusions, this court did not order any corrective action and urged the parties to seek a negotiated settlement of the remaining issues. That effort has continued and, on October 4, 1985, counsel for the parties advised the court that they had failed to reach a resolution acceptable to all parties. Accordingly, this court must now act. Because compliance with the law as interpreted in this litigation involves determinations of educational policy within the sole authority of the Board of Education, the defendant Board should now be required to submit plans-for achieving unitary status as that has been defined in this court's Memorandum Opinion and Order of May 12, 1982 (540 F.Supp. 399), and to provide reasonable assurance that future Board policies and practices will not cause resegregation. The particular matters to be addressed are as follows: The identification of Barrett, Harrington and Mitchell elementary schools as schools for minority children. The construction of Barrett Elementary School in 1960 in a black neighborhood was one of the most obvious indications of the former policy of racial segregation in the Denver school system. Throughout this entire litigation it has remained a racially-identifiable school, and the adoption of the Consensus Plan had further segregative effects at that school. Mitchell Elementary School has also existed as an identifiable minority school throughout the years, and it, too, has been adversely affected by the Consensus Plan, as has Harrington School. The trend toward racial isolation of these three schools was one of the plaintiffs' and intervenors' objections to the Consensus Plan and a primary reason for the reluctance with which this court accepted that plan as an interim pupil assignment plan. It is past time to integrate these three elementary schools into the Denver system. -2- 2. The "hardship" transfer policy. While this court did not find that the hardship transfer policy amounted to an "open enrollment" program as contended by the plaintiffs and intervenors; there is sufficient continuing doubt and suspicion about this program that the District should take action to articulate definite standards for such transfers, and to monitor the program to assure that these transfers do not have segregative effects on either the transferor or transferee schools. 3. Faculty assignments. The District has never been in compliance with the requirements of the 1974 Final Judgment and Decree relating to faculty assignments. The ambiguity in paragraph 19A of that decree has now been resolved, and some reassignment of faculty is necessary. Additionally, this court has found that there has been a continuing failure to limit concentration of minority teachers in schools correlated to minority residential patterns. Some additional teacher deployment guidelines must be established to avoid any public perception that minority teachers should be assigned primarily to schools with heavy minority pupil populations. 4. Plans for implementation of Resolution No. 2233. The defendant Board of Education has asked this court to rely on the good intentions expressed in Resolution No. 2233 and return full responsibility for the protection against future resegregation to those who are elected to govern the District. In the June 3, 1985 Memorandum Opinion and Order, this court observed that the defendants did not put forth any detailed plans for implementing Resolution No. 2233 and, most particularly, the Board of Education and its counsel failed to explain to this court how a non-segregative pupil assignment plan could be followed without a court order when any such plan would be in violation of the "anti-busing” amendment to the Colorado Constitution, adopted in 1974 and incorporated in Article IX, Section 8 of the Colorado Constitution. Upon the foregoing, it is now ORDERED that on or before December 2, 1985, the defendants will file with this court plans which address the foregoing matters, and the plaintiffs and plaintiff-intervenors shall have to and including December 16, 1985 within -3- which to file objections to or to file alternative plans on such matters, and the disagreements among the parties will be the subject of further hearings in this court. Dated: October 3 , ^ . 1985 BY THE COURT: - 4 - 1536 •M FEDERAL SUPPLEMENT f«ctive; and (2) whether “A Broadway Baby" would have been produced on Broed- ▼otring mandatory aaaignment or transpor tation of students. Ordered accordingly.way absent CBS’s alleged failure to per form. ^ Dr the feaaoos outlined shore, pkin- t if f s motion for summary judgment is de nied. SO ORDERED. Wilfrad K ITES, at aL, Plaintiffs, Ceacraas a t Hispa nic Educators, at aL, Plaintiffs Tatarr—on. Ve •CHOOL DISTRICT NO. 1. at AL, Defendants. C3t. A. No. C-14M. (Jatod States D istrict Court, D. Colorado Fab. *6, 1187. Sebool district subject to integration o n to rnoead t o order declaring school dis trict tob eu artary , modifying and dhsolv- iag erhring injunction rotating to aaaign- inoBt o f pupfla to school and order dedar- mg th at cm rt's remedial orders had been faDy N p h u n ta d , whieii was denied P « tto w a n ordered to submit plana t o ■rhiariag unitary stat i . Ifce District Coart. Matoefa. J„ held th a t (1) despite •ehool district's failure to achieve unitary •tatas, school district's atocare, strenuous t f t o t to meat requirement o f deaegrega- tioo order warranted reduction o f dietrict court's control in operation of school dk- triet, and (2) in view o f proscrip tioo against student transportation to achieve racial bal ance contented in Colorado Constitution, permanent injunctive order by district court was nectesary to allow school dktnct to implement student assignm ent plan m- I. Schools ^ 1 K 1 6 ) Despite school district's failure to sd u cTc unitary status, school d ktriefs sin cere strenuous efforts to meet require ments o f desegregation order, and its adop tion of pobey not to allow race, color or •thnidty to impede obtaining benefits of fered by school district, warranted reduc tion o f district court's control to operation of school dietrict so as to allow board and administration' sufficient freedom to adaptations to enhance effectiveness of oew programs and to accommodate changed draxm stences. 2. Schools In view efproocriptioo against student transportation to achieve racial contained m Colorado Constitution, final is- junetiva order by district court was nacaa- eary to allow school district to implement student aaaignment plan involving manda tory aaaignment or transportation of ata- d a ta , which would otherwise be subject to attack under state kw . Colo C o to A rt 9, « 8. S. Injunction ^ 2 * 0 (1 ) Beneficiary o f permanent injunction may come to court to enforce rights ob tained in litigation by showing that injunc tive decree ia not being obeyed. 4 Schools W 12(2t) Final permanent injunctive order man dating school integration ia binding upon future school boards. Gordon G. Greiner, Holland A Hart, Den- C olo, Jamas M. Nabritt, m . New York City, t o plaintiffs. Antonia Hernandez, Norma V. Canto, Mexican American Legal Defense and Edu cational Fond, San Antonio, Tax., Kenneth S»egal, Kenneth Salazar, Sherman A How ard, Denver, Colo, for p lain tiffs-in ter- venora. 1537KEYES v. SCHOOL DIST. NO. 1 C h .w M JF .B u p p . ISM (D.Coio. 1**7> Michael H. Jackson, Semple A. Jackson, Denver, Colo., Phil C. Neal, Neal, Gerber & Eiaenberg, Chicago, 111., for defendant*. MEMORANDUM OPINION AND ORDER MATSCH, District Judge. On June 3, 1985, this court issued a Mem orandum Opinion and Order ("June 1985 Opinion”) denying the defendants’ motion of January 19, 1984. That motion request ed an order declaring that School District No. 1 is unitary, an order modifying and dissolving the existing injunction relating to the assignm ent of pupils to schools, and an order declaring that this court’s remedi al orders have been fully implemented and there is no further need for continuing court jurisdiction. After the parties report ed that their, extensive efforts to reach a negotiated settlem ent of the remaining is sues had failed, this court entered an Order For Further Proceedings on October 29 1985 ("October 1985 Order”). That ordeî directed the defendant to submit pi»»« for achieving unitary status as defined in this court’s Memorandum Opinion and Order of May 12, 1982, Keyes v. School District No. 1, Denver, Colorado, 540 F5upp. 899, 403- 04 (D.Cok>.1982), and to provide reasonable assurance that future Board policies and practices will not cause rsesgi sm liuu H ie court directed that four particular mat ters be addressed: (1) the identification of Barrett, Harrington and Mitchell elementa ry schools as schools for minority children, (2) the ‘hardship” transfer policy, (8) facul ty assignm ents, and (4) plans for implemen tation of Resolution 2288. The defendants appealed from the June 1985 Opinion and the October 1986 Order. Daapite the appeal, the defendants have responded to the court’s directions for fur ther proceedings, and the plaintiffs and plaintiff-intervenors (“plaintiffs”) filed a re ply on December 16, 1985. A hearing was held on March 13, 14 and 15, 1986. Evi dence was presented concerning the actions and plans set forth in the defendants' re sponse and supplemental response and plaintiffs’ alternative proposals. The Defendants’ Responses Barrett, Harrington and Mitchell Schools. The District seeks to increase the Anglo enrollment at Barrett, Harrington and Mitchell elementary schools by the use of special programs and educational en hancements. The Barrett/Cory paired ele mentary schools are using s teaching meth od called the Whole Language Program, designed to increase emphasis on language development An instructional computer program complements the curriculum. The Ellis/Harrington paired elementary schools use the Mastery Program, a pres criptive teaching method, an hwtruc- tional computer program. The Monteeeori Method has been started at MkoK+fl to improve the effectiveness o f the M itchell/Force elementary pair. The District has also increased communica tion with parents and is upgrading the physical appearance of these to support the paired school concept Student Transfers DPS Policy provides new procedures for the admiww. tration o f parent-initiated transfers from the school o f assignm ent for day-care needs at the elementary level, and program needs at the secondary leveL It abo di rects new record-keeping and analyses of the effects o f such transfers. DX-EK86). The A ssistant Superintendent has bility for granting or denying such tions, within stated restrictions on the exer cise of discretion. The objective is to da- courage requests for transfers that are not based on genuine necessity by independent verification of the need. Most importantly, the new data *«■ and monitoring processes should enable the ad ministration to evaluate any rasegregativs effects o f the policy. Faculty Assignment A new policy an teacher assignm ents has been implement ed. It is stated as follows: POLICY ON TEACHER ASSIGNMENT The District will continue to assign teach er* so that the teaching sta ff at each school will reasonably reflect the re- 1538 «M f e d e r a l s u p p l e m e n t cial/ethmc composition of the total teach ing itaff. Beginning with the school year 1985, this shall mean that, to the extent practica ble, the percentage of minority teachers, respectively, at each school shall be with in one-third of the applicable elementary (1-6), middle (7-8), or high school (9-12), percentages. When the required mini mum number includes a fraction, the minimum shall be considered to be the next higher integer. I t is recognized that fulfilling the re quirements of the bilingual program will require departure from the above guide line in a number of schools and that availability of qualified teachers for par ticular positions is among the factors that may make achievement of the above gnal impracticable in some instances. DX-A(86). Mr. Andrew Raicevich, Director of Per sonnel Services, testified that he has inter preted this statem ent to mean that the required percentage is the number of mi nority teachers at the respective levels compared to the total number o f teachers at those levels, and that this percentage is applied as both a mmmram mtvJ i w»rj. mum. Additionally, in the reply brief, the defendants have accepted the principle that “rounding'’ o f fractions should be symmet rical at both the lower and upper ends to keep the whole numbers within the speci fied range. TM policy provides for adjust ments necessary for the bilingual program. Farther U M T Sought By P laintiffs The plaintiffs do not object to the ""pig mentation o f thane programs >|ui pobcise, but assert that they art inadaquate to make the system unitary. Additionally, they request further relief, not only by providing more specific directions to imple ment the 1974 Decree but, also, the entry of new orders to remove all vestigea of pest discrimination and to protect against ^segregation. They contend that the evi dence developed at the 1984 and 1986 bear- mgs supports the need for additional mea sures. Barrett, Harrington and U.i l , Schools. The plaintiffs' w itu« , t lee, expressed skepticism about the tiveness of the Whole Language Fv, at Barrett, but he was e n f f i f e the Mastery Learning Program at H x J? ton and the Montesaori Program at ell. The plaintiffs observe that only tim will tell whether any of these will increase Anglo enrollment tK J T * apal concern is the potential effect o f Z Montesson Program at Mitchell on For* recognizing that a . the program develop the non-Monteaaon pupils from Mitchell will be assigned to Force. Additionally the plaintiff, suggest that the nugnet p r ^ enrollments be controlled to within phu o r minus 15% of the elementary Anglo per centage, and that no transfers be allowed from schools where the effect would be to reduce the Anglo percentage below 10% of the elementary average. Student Transfer Policy. The plaintiffs assert that the evidence at the 1986 hear mg reinforces this court’s concern about the segregative effects of the hardship transfer policy expressed in the June 1985 Opinion. Importantly, the Dwtriet could not produce adequate data concerning the parent-initiated transfers, and Dr. Stelae presented an analysis, with exhibits, show ing that fifteen formerly Anglo had their Anglo percentages increased by traiw- fera, while fifteen formally minority ■ehools loet Anglos because of transfers. More than 10% of all elementary pupils attended schools other than their school of assignm ent through use of the tranafsr potiey. The focus of the new pobey is on the impact of the transfer on the receiving ■cbool, rather than ou both the receiving and sending schools. It is not daar if tim policy will be applied to the magnet pro grams. Only carefully monitored tmnls mentation o f Pobey iM en wig whether it effectively prevents dr tion of the pupil assignm ent plan. Faculty Assignment The plaintiffs contend that the continued ovsr-repreaenta- tion of minority teachers at former minori ty schools and undar-repreeentation at for mer Anglo schools, even under the new 1539KEYES v. SCHOOL DIST. NO. 1 O m a t O H ^ ISM (PC«M 11*7) policy, m attributable to the fact that reas- signroenta are made in the late spring or late summer and not adjusted in the fall. Additionally, they aaaert that the exclusion of kindergarten and special education teachers has no rational basis, and that the District has not presented sufficient data to justify the bilingual teacher exception. Further Relief. The plaintiffs contend that either by modification of the existing remedial orders, or by the entry of-new orders, this court should exercise its con tinuing jurisdiction to provide more specific directions on matters which go beyond the October 1986 Order. More particularly, they urge that this court direct the adop tion of Dr. S to lee's majority to minority transfer policy proposal as the principal vehicle for the voluntary transfers into the magnet programs, and to eliminate the need for the hardship transfer policy. Dr. Stolee proposed that any Anglo pupil in a school with higher than tbs district.wide average Anglo percentage can transfer to any school where either the minority per centage is higher than the district-wide av erage, or to any Anglo school which has a lower Anglo percentage than in the current school of attendance. Similarly, minority pupils in schools which are above the dfci- trict-wid* minority average can transfer to any school erhere the Anglo percentage is above the district average, or to any minor- ity school having a lower percentage of minority pupils than the school of attend ance. The plaintiffs observe that although large sad* changes in grads structure and building utilization base bean discussed publicly, ths District has aswar adopted any suitably detailed pofibss to assure that these changes wiD promote and not impede integration. Thsy assert that ths pm m ists of Resolution 2233 are insufficient The plaintiffs request that this court make spe cific orders for detailed monitoring and re porting oo ths effects o f ths defendants’ proposals. They also urge a clarification of the 1974 Decree to require expressly that the Board eliminate concentrations of minority teichers in schools historically identified ss minority schools. The plain tiffs seek controls to mssure that implemen tation of the Language Consent Decree does not impede the desegregation of stu dents and teachers. Finally, the plaintiffs urge this court to state its views on the subject of permanent injunctive relief, and they suggest language to be included in such an order. Resolution o f the Immediate Dispute [1] The 1974 Decree imposed court con trol over student assignments, use of facili ties, faculty and sta ff employment, and many other aspects of the operation of tha Denver School System. That degree of court involvement eras necessary to fulfill tha Supreme Court’s mandate to ensure that the School Board perform its “affirma tive duty to desegregate the entire system ‘root and branch.' ” Key* a School Dis trict S o 1, Denser, Colorado, 41S U.S. 189, 213, 93 S.C t 2886, 2700, 37 L E d2d 548 (1973) (quoting Green a County School Board, 391 U.S. 490, 488, 88 S.Ct. 1689, 1694, 20 L.E<L2d 716 (1968)). Essen tially, the plaintiffs urge this court to con tinue such close supervision until the tran sition to a unitary school system is com plete with adequate measures to prevent ressgrsgation. The defendants view tha court’s continuing role aa stifling and stig- m stic. Hue court made specific findings oo the District’s failure to achieve unitary status and tha reasons for continuing juris diction in tha June 1986 Opinion. W hilt too District responded positively to the October 1986 Order, the defendants have not proved that the objectives wiD be achieved. The defendants recognise the uncertainty and, essentially, ask this court to rely on the Board of Education, the administrative staff, the faculty and ths community to take the necessary action. Ths defendants* position is that Resolution 2288, discussed extensively in this court's June 1986 Opin ion, is an adequate basis for assuring that race, color and ethnidty wiD not be imperil- manta to obtaining tbs benefits offered by the Denver Public Schools. H us court cannot determine the effec tiveness of the programs for increasing Anglo population at Barrett, Harrington 1540 and MrtcheU School, from the evidence at the M a ^ 1986 h e ^ g . The defendants have not demonstrated that the new trana- t M l t y a“ i*n“ M t plan will produce the required raaulta. There » am- p l t reaaon for the plaintiff,’ continued •keptioam about the concern, commitinem capacity to achieve and maintain a unitary achool ,y,tern in Denver. The only wmprehenaive pfan developed by the the “Conaenaua p r o v e d reluctant, y m 1982. That plan waa adopted only ^ t« r rejection of the irresponsible Total Aceeaa Plan, and the Board*, ability to *mve at it, own conaenaua waa undoubted- ^ k ^ ? * * * ? br to cloee nine •choola « d eatabliah the middle .chool p £ ” ht P sI?* Pr0«r»o“K n i^ t Fundamental Academy and the GO- pm Extended Day Care Center have been successful. the Conaenaua Plan had re- eff*c t, on Harringtonw i Mitch#!! School# .1 The reaegregative e ffect, could eaailT be r*n" <bed by additional adjuatinenttfa the student aaaignment plan aa the plaintiff, here luggeated. The Dfatriet ha. choeen DO‘ tovt*ke that approach, m asoning that such changes have a deeSaNkxfag effect on the community resulting fa reduced sup- p o r tfo r the public schools. m court that assessm ent sad ancouraM the effort to use alternative m e a m i l t k precisely because the Board has selected the more subtle methods for fadndng change that this court m ust retain jurfadic- t» n to be certain that fhoae m ethod, are effective. are D**prt# <*jM«raemsut with tha court's achieved unitary status, ths defendants T E S T ® * * 0etoUr sttep tin r ths deefaratioos o f Resolution 2288 as official D istrict policy, tha court MS FEDERAL SUPPLEMENT now determine, that it ia h- degree of court control ^ J? "Jf* the Public Schools, and to reduce D*nver role in the operation of * e D ie^L '*Urt'» plaintiff, contend that them ^ b e d ^ a n d t h e h i a t o ^ f ^ ^ s shadow of doubt over the CMt* ment of intentions fa * *Ut*- court h - c o n a a f a n t j l ^ j 283- importance of local M t o n o ^ ^ S l ^ l 1** educational policy and rnent Tho Bomd and s d m S S f a I Have auffiefant fmedom to n £ e ^ T don. to enhance the « « ■ * £ £ * * * Z J T S T “ d * ^ ^ d a tchanged orcumatancea. W rtT faaT fr!!! do® Eoe. the msponaibOity to m « t^ £ requirement, of federal law. of court control depend, upon the ex u £ !? comphance with that duty. *Xtont ? !• The ptafnrlfTi hav, e ^ y mwatfoe lo tfa identifUble throughout th i, UtigeOoe. A, ibowu by the evidence at the 19S4 anTl9S6 D fafaS w T T ^ *** " W of the plant tiff , to impose the data co lk ctiT mourtonng mtd reporting m qu im m «?£ forth « the plaintiff,’ post,hoarfag H is this court's expectation f a s t f a . ^ will accompliah data collection u d 00 « • own. T b e B o « d a S wdmmatratioo must be ahla to dsmoostmta H bU nn of equal educational oooartB- nrty for an atudenta fa the system. 1* . P on tiff.' n a t i o n , far a ,* * Z T J Z ! * Pngna P*rtfcil»tion,edop.^ooof the majority to minority transfer Proposal, tinring of teseher rsssaignments and mduaxtn of kxndsrgartan and spaa! education touchers fa the teacher safagn- meat poBcy art rejected at thfa t i r n a m court accepts the defendants’ cootaotiom that there are adequate admfaatrstive and •J™ * 00*1 pobcy reasons ter mteafag «uggestions aad that the objectives “ “ *>• echievsd without thorn. A ftw s reasonable time, ths District wiS be re- qotied to return to court to prove that it b*4 performed ha duty. If it faik, these *»d other suggestions will be - ------- — — — pi i iu by fat 197* Don*, and Mitchell atarty aa Both " • tepegated by the C onseiw Han aa tbia court found fa the 1915 Opinion. 609 FJubk 1491. 1307. - t — w 1541KEYES v. SCHOOL DIST. NO. 1 CM* a* *53 FSupp. 153* (D.Colo. 1W7) Th* Future A corollary to the decision to reduce court control over the District’s activities is the conclusion that the process of con structing a final order of permanent injunc tion should go forward. The defendants have resisted this effort for the reasons urged in the motion to vacate the existing injunctive orden and to release the District from jurisdiction. Although that issue is on appeal, this court must proceed for sev eral reasons. First and foremost is the conviction that a final order of permanent injunction is the logical conclusion of this lawsuit because this court has the responsibility to define the duty owed to the plaintiffs by the de fendants. Like any other litigation, that question must be decided in the context of an evidentiary record. That record reflects changes which have occurred during the course of this law suit Denver was a tri ethnic community.' It is now multi-racial. There have been adjustments in education al policy by the adoption of middle schools and magnet programs. Undoubtedly, new approaches to enhancing the quality of edu cation will involve alterations of the struc ture of the Denver School System . It can be expected that these changes will gener ate controversy and the Board of Education will make difficult decisions. In the ab sence o f some workable definition o f a uni tary school system , those decisions will generate new charges of discriminatory im pact and disparate treatm ent A specific definition o f a unitary school system for Denver, Colorado has evolved in this case. It was ffaat proposed by the Ad-Hoc Committee established by the Board in 1960, and it was expressly adopted by this court in June, 1982, as follows: A unitary school system is ooe in which all o f the students have equal access to the opportunity for education, with the publicly provided educational resources distributed equitably, and with the expec tation that all students can acquire a community defined level o f knowledge and skills consistent with their individual efforts and abilities. It provides a chance to develop fully each individual’s potentials, without being restricted by an idenfification with any racial or ethnic groups. K eyes v. S c h o o l D is tr ic t N o. 1, D enver, C olorado, 540 F.Supp. at 403-404. The court considers the guidelines developed by the Ad-Hoc Committee as useful criteria for determining the existence of a unitary system. [2] A final injunctive order is also nec essary because of the proscription against student transportation to achieve racial bal ance contained in the Colorado Constitu tion, Art. IX, { 8, adopted in 1974. The defendants assert that this provision is in valid because it conflicts with the United States Constitution. But this section is not facially invalid. One can conceive of a school district in which methods other than mandatory student assignm ents may avoid racial segregation, but that is certainly not true in Denver, Colorado. Some amount o f student transportation is re quired to operate and maintain s unitary school system in Denver because there are segregated residential neighborhoods. Without s federal court order, any student assignm ent plan involving mandatory as signment or transportation of etudenta would be subject to new attack under the state law. The Colorado Constitution can not be ignored by the Board, but Ha appli cation may be enjoined by this court [3] A permanent injunction is necessary for the protection of all those who may be adversely affected by Board action. The Tenth Circuit Court of Appeals has recent ly emphasised and repeated the admonition that “the purpose of courtordered school integration is not only to achieve, but also to maintain a unitary school system .” Dowell v. Board of Education, 796 F .2d 1516, 1520, cert denied, — U JL ------, 107 S.C t 420, 93 L.Ed2d 370 (1966). Reeegre- gatkm can occur ss much by benign neglect ss by discriminatory in tent A beneficiary of a permanent injunction may come to court to enforce the rights obtained in this litigation by showing that the injunctive 1542 «M FEDERAL SUPPLEMENT m not being obeyed. Id. at 1621. io mmk* thm remedy meaningful, the in- juactiro order must survive beyood tb« pro- oodural life of the litigation . . . " f± .» 1521. The District may "return to the court if it wants to alter the duties imposed upon it by a mandatory decree.” Id. at 1520. M The defendant has resisted the de velopment o f a final permanent injunctive order because the Board believes that it « n n o t bind future Boards. Th* court “Hiat is exactly why there must be a court order. Neither thfa Board, nor any future Board, can escape the hfatory of this . FURTHER ORDERED, that th- . • ^ftV ahernatiT . proposals and req u ests^ further relief are denied, and i t k ^ * * FURTHER ORDERED, that coun^l with the court on March 7 * ^ 2 10:30 am ., in the court's Conference ft S -o n d Floor. P « t Office and Stout Streets, Denver, C o ^ S f ’ ^ f a S S L ? " ? - *to P laintiff.' request rorthe data collection, monitoring and re porting requirements, this court wiD act a ton* for the defendant to make a farther evidentiary showing of the effectiveness of its plana and operations fa achieving t uni- *“ F achool system . 7fee court and m n it l must proceed to determine the apebfie con tents of a final order o f permanent fajune- two. Additionally. immediate chaoses m ost be made ia the orders. There ia uncertainty about whether the plus or minus 16% ratio o f the Finger Plan ronaine in e ffec t This court hns mot re quired that every school fa the Dfafaiet “ • “ tain that ratio. 11m 1974 and 197* Derrs as amphaah ed numbers »w.» n i the starting point The spedfie pupil aaeig iunent pfae adopted fa the 1979 Do- aw e is no loager operative. I f a mg commiemon hes b e * removed. There • " •earn conflicts between the 1974 Decree and the L a a fu a fi Ceneeot Decree. The ZB—HI faafafag psegrmm fa P ««»l> ha 1« throegh 90 of the 1974 De- are a* 1-------- 'Mj— withAccordingly, the couneel to o f the existing ordma. tnct to prove the and a final vflU far the Dfa- o f ifa pro- fa- UP « the fategufag, it fa ORDERED, that the defendant! may proceed with the implementation o f the IN TOE UNITED STATES DISTRICT COURT FOR TOE DISTRICT OF COLORADO C ivil Action No. C-1499 F I L E D WILFRED KEYES, e t e l . . u m t 0 MOTHCT oourr P la in t if f s V. O C T 6 B 8 7 •M M E S R . M A N SPEA K ER CLERK SCHOOL D is tr ic t NO. 1, Denver, Colorado, e t a l . Defendants. MEMORANDUM OPINION AND ORDER MATSCH, Judge. In the Memorandum Opinion and Order entered June 3, 1985, Keyes v. School D is tr ic t No. 1, Denver, Colo., 609 F. Supp. 1491 (D. Colo. 1985), th is court determined th a t the remedial phase of th is desegregation case had not been completed and, therefo re , denied the defendants' motion to declare the D is tr ic t un ita ry and term inate ju r isd ic tio n . A fter the p a r t ie s ' unsuccessful a t t e s t s to reach a settlem ent, an Order For Further Proceedings was entered on October 29, 1985, d irec tin g the D is tr ic t to submit plans for achieving un itary s ta tu s . The defendants and p la in t i f f s submitted th e ir respective proposals for fu rther remedial ac tion , re su ltin g in the Memorandum Opinion and Order of February 25, 1987, 653 F. Supp. 1536 (D. Colo. 1987). That decision recognized the p la in t i f f s ' and p la in tif f - in te rv e n o rs ' (p la in ti f f s ) skepticism about the concern, commitment and capacity of the defendants to achieve and maintain a un ita ry system in Denver, Colorado, given the h is to ry of th is l i t ig a t io n . Nonetheless, th is court refused to grant the fu rther r e l ie f sought by the p la in t if f s and accepted the defendants' approach in the m atters of: (1) B a rre tt, Harrington and Mitchell elementary schools, (2) the "hardship" tran sfe r policy , (3) facu lty assignments, and (4) plans for implementation of Resolution 2233. A dditionally, th is court rejected the p la in t i f f s ' proposed data c o llec tio n , monitoring and reporting requirements, relying on the defendants to e s tab lish and implement su ff ic ie n t data co llec tion and monitoring to demonstrate the effectiveness of th e ir proposals when called upon a t an appropriate tin®. This court a lso looked to the future and recognized the need for m odification of the ex is ting court orders to relax court control and give the defendants g rea te r freedom to respond to changing circumstances and developing needs in the educational system. Accordingly, the p a rtie s were asked to submit proposals for an interim decree to replace ex is tin g orders. Those suggested m odifications were received and a hearing was held on June 24, 1987. The proposals, the memoranda concerning them and the argianents of counsel a t the hearing have been carefu lly considered. The e sse n tia l d ifference between the p a rtie s in approaching the task a t hand i s th a t the defendants have asked the court to e s ta b lish standards which w ill provide guidance for the D is tr ic t in taking the necessary actions and which w ill a lso provide a measurement fo r conpliance. Thus, the defendants suggest th a t changes in attendance zones, assignments to schools, and grade-level s truc tu re from the student assignment plan in e ffe c t fo r the 1986-87 school year not be made without p rio r court approval ^ pro jected e ffe c t would be to cause a schoo l's m inority percentage to move fiv e percentage po in ts or more fu rther away from the then-current d is tr ic t-w id e average fo r the level (elementary, middle or high school) - 2 - than in the year preceding the proposed change. Additionally, the defendants suggest th a t no new magnet school or magnet program be established unless enrollment is controlled so that the anglo and minority enrollments, respectively , are a t le a s t 40% of the to ta l enrollment w ithin a reasonable time. The defendants also suggest that p rio r court approval must be obtained for any enlargement of ex is tin g school f a c i l i t i e s , construction of new schools, or the closing of any schools. The p la in t i f f s contend th a t the defendants' request for specific ju d ic ia l d irec tiv es demonstrates th e ir reluctance to accept resp o n sib ility to eradicate the e ffe c ts of past segregation, and to assure th a t changes in p o lic ie s , p rac tices and programs w ill not serve to reestab lish a dual school system. The defendants' reliance on the court creates doubt about th e ir a b il i ty and w illingness to meet the constitu tiona l mandate of equal educational opportunity. The in junctive decree must meet the requirements of Rule 65(d) of the Federal Rules of C ivil Procedure and, y e t, th a t requirement of sp e c if ic ity should not be perm itted to s t i f l e the c rea tive energy of those who plan, supervise and operate the D is tr ic t , or to supplant th e ir au tho rity to govern. The task , therefo re , i s to develop a decree which s tr ik e s a balance between r ig id i ty and vagueness. The p rincipal purpose i s to enable the defendants to operate the school system under general remedial standards, ra ther than sp ec ific ju d ic ia l d irec tiv e s . This in terim decree removes obsolete provisions of ex is ting o rders, relinquishes reporting requirements, and elim inates the need for p rio r court approval before making changes in the D is t r i c t 's p o lic ie s , p rac tices and programs. The defendants are expected to ac t on th e ir own in i t ia t iv e , without p rio r court approval, to make those changes in the student assignment plan of - 3 - attendance zones, pa irings, magnet schools or programs, s a te l l i te zones and grade level s truc tu re which the Board determines to be necessary to meet the cducfttiocuil needs of the people of Denver. The interim decree is a necessary step toward a fin a l decree which w ill terminate ju r isd ic tio n . The legal p rinc ip les involved continue to be those a rtic u la te d by Chief Ju stice Burger for a unanimous Supreme Court in Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1 (1971). The f in a l decree w ill be formed under the guidance of Dowell v. Board of Education of Oklahoma C ity , 795 F.2d 1516 (10th Cir. 1986). The timing of a f in a l order term inating the c o u rt 's supervisory ju risd ic tio n w ill be d ire c tly re la ted to the defendants' performance under th is interim decree. I t w ill be the defendants' duty to demonstrate th a t students have not and w ill not be denied the opportunity to a ttend schools of like q u a lity , f a c i l i t i e s and s ta f fs because of th e ir race, color or e th n ic ity . When th a t has been done, the remedial stage of th is case w ill be concluded and a f in a l decree w ill be entered to give guidance for the fu ture. The defendants object to the use of the term " rac ia lly id e n tif ia b le schools" as too in d e fin ite and express apprehension tha t th is may be construed to mean an affirm ative duty broader than th a t required by the Equal P ro tection Clause of the Fourteenth Amendment to the C onstitu tion . This concern i s elim inated by the requirement th a t rac ia l id e n t i f la b i l i ty or su b s tan tia l disproportion must not re s u lt from the defendants' a c tio n s . What i s enjoined i s governmental action which re su lts in ra c ia lly id e n tif ia b le schools, as discussed in Swann. In the evolution of the law since Brown v. Board of Education, the Supreme Court has indicated in the opinions for the m ajority in Pasadena C ity Board of Education v, Spangler, - 4 - 427 U.S. 424 (1976), and in Dayton Board of Education v. Brinkman, 433 u.S. 406 (1977), th a t some discrim inatory in ten t must be shown to prove a v io la tion of the constitu tiona l requirement th a t educational opportunity ffluŝ ^ *<jually av a ilab le . That in ten t is not, however, measured by the good fa ith and well meaning of individual Board members or of the persons who carry out the p o lic ie s and programs d irected by the Board. The in ten t i s an in s t i tu t io n a l in ten t which can be proved only by circum stantial evidence. What the D is tr ic t does in the operation of i t s schools w ill control over what the Board says in i t s reso lu tions. In the renmdial stage of a school desegregation case, the court must be concerned with the affirm ative duty to erad ica te the e ffe c ts of past in ten tiona l governmental d iscrim ination . When un itary s ta tu s is achieved, court-supervision can be removed only when i t i s reasonably certa in th a t fu ture actions w ill be free from in s ti tu t io n a l discrim inatory in te n t. Upon the foregoing, i t i s now ORDERED AND ADJUDGED: 1. The defendants, th e ir agents, o ff ic e rs , employees and successors and a l l those in ac tiv e concert and p a rtic ip a tio n with them, are permanently enjoined from discrim inating on the basis of race, color or e th n ic ity in the operation of the school system. They sh a ll continue to take action necessary to d ise s ta b lish a l l school segregation, elim inate the e ffe c ts of the former dual system and prevent resegregation. 2. The defendants are enjoined from operating schools or programs which are ra c ia lly id e n tif ia b le as a re su lt of th e ir a c tio n s . The Board is not required to m aintain the current student assignment plan of attendance zones, p a irin g s, magnet schools or programs, s a t e l l i t e zones and grade-level s tru c tu re . Before making any changes, the Board must consider specific data - 5 - •bowing the e ffe c t of such changes on the projected ra c ia l/e th n ic composition of the student enrollment in any school affected by the proposed change. The Board must ac t to assure th a t such changes w ill not serve to reestab lish a dual school system. 3. The constra in ts in paragraph 2 are applicable to fu ture school construction and abandonment. 4. The duty imposed by the law and by th is interim decree is the desegregation of schools and the maintenance of th a t condition. The defendants are d irec ted to use th e ir expertise and resources to cooply with the co n stitu tio n a l requirement of equal educational opportunity for a l l who are e n ti t le d to the benefits of public education in Denver, Colorado. 5. The D is tr ic t re ta in s the au thority to in i t i a te tra n s fe rs for adm inistrative reasons, including special education, b ilin g u a l education and programs to enhance voluntary in teg ra tion . The defendants sh a ll maintain an estab lished policy to prevent the fru s tra tio n , hindrance or avoidance of a D is tr ic t student assignment plan through parent in i t ia te d tra n s fe rs and sh a ll use adm inistrative procedures to investiga te , v a lid a te and authorise tran sfe r requests using c r i t e r i a estab lished by the Board. I f tra n s fe rs are sought on grounds of "hardship", race, color or e th n ic ity w ill not be a v a lid basis upon which to demonstrate "hardship". The defendants sh a ll keep records of a l l tra n s fe rs , the reasons th e re fo r, the race, color or e th n ic ity of the student, and of the effects on the population of the tran sferee and tran sfe ro r schools. 6. No student sh a ll be segregated or discrim inated against on account of race, color or e th n ic ity in any serv ice , f a c i l i ty , a c t iv i ty , or program (including ex tra cu rricu la r a c t iv i t ie s ) conducted or sponsored by the school in which he or she i s en ro lled . All school use or school-sponsored use of a th le t ic f ie ld s , meeting rooms, and a l l other school re la te d serv ices, - 6 - f a c i l i t i e s and a c t iv i t ie s , and programs such as commencement exercises and parent-teacher meetings which are open to persons other than enrolled students, shall be open to a l l persons without regard to race, color or e th n ic ity . The D is tr ic t shall provide i t s resources, services and f a c i l i t ie s in an equ itab le , nondiscriminatory manner. 7. The defendants shall maintain programs and p o lic ies designed to id en tify and remedy the e ffec ts of past rac ia l segregation. 8. The defendants shall provide the transporta tion serv ices necessary to s a t is fy the requirements of th is interim decree notwithstanding the provisions of A rtic le IX, Section 8 of the Colorado C onstitu tion . 9(A). The p rin c ip a ls , teachers, teacher-aides and other s ta f f who work d ire c tly with children a t a school sh a ll be so assigned th a t in no case w ill the ra c ia l or ethnic composition of a s ta f f ind icate th a t a school is intended for m inority students or anglo students. (B). S ta ff members who work d ire c tly with children , and professional s ta f f who work on the adm inistrative level w ill be h ired , assigned, promoted, paid , demoted, dism issed, and otherwise trea ted without regard to race, color or e th n ic ity . (C). Defendants are required to use an e ffec tiv e affirm ative action plan for the h irin g of m inority teachers, s ta f f and adm inistrators w ith the goal of a tta in in g a proportion which i s consisten t with the ava ilab le labor force; the plan sh a ll contain yearly tim etables and a reasonable ta rg e t date for the attainm ent o f the a ffirm ative action goals. 10. The D is tr ic t w ill continue to inclement the provisions of the program for lim ited English proficiency students heretofore approved by the Court in the Language Rights Consent Decree of August 17, 1984. Nothing in th is in terim decree sh a ll modify or a ffe c t the Language Rights Consent Decree - 7 - of August 17, 1984, and the p rio r orders entered in th is case re la tin g thereto sha ll remain in fu l l force and e ffe c t. 11. I t is fu rther provided th a t th is interim decree i s binding upon the defendant Superintendent of Schools, the defendant School Board, i t s members, agents, servants, employees, present and fu ture, and upon those persons in active concert or p a rtic ip a tio n with them who receive actual notice of th is interim decree by personal service or otherwise. 12. This interim decree, except as provided herein, sh a ll supersede a l l p rio r injunctive orders and sh a ll control these proceedings u n ti l the entry of a f in a l permanent in junction . Dated: October 6, 1987 BY TOE COURT: - 8 - CERTIFICATE OF SERVICE I certify that the foregoing Brief for Defendants- Appellants was served upon each of the persons listed below by depositing same with Federal Express, this 29th day of March, 1988. Gordon G. Greiner Holland and Hart 555 17th Street, Suite 2900 Denver, Colorado 80201 James M. Nabrit, III NAACP Legal Defense & Educational Fund, Inc.99 Hudson Street, 16th Floor New York, New York 10013 Norma V. Cantu Mexican American Legal Defense & Educational Fund 314 East Commerce, Suite 200 San Antonio, Texas 78205 David Flynn Department of Justice, Civil Rights DivisionAppellate Section 10th and Constitution Avenues Washington, D.C. 20530