Goss v. Knoxville, TN Board of Education Petition for Rehearing En Banc
Public Court Documents
April 6, 1973

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Brief Collection, LDF Court Filings. Goss v. Knoxville, TN Board of Education Petition for Rehearing En Banc, 1973. 227127cc-b39a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/580e6b7a-3230-4e67-969d-56b575b1b16d/goss-v-knoxville-tn-board-of-education-petition-for-rehearing-en-banc. Accessed July 30, 2025.
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\ IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 72-1766, -1767 JOSEPHINE GOSS, et al., Plaintiffs-Appellants, v s . THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al.. Defendants-Appellees. PETITION FOR REHEARING EN BANC CARL A. COWAN 2212 Vine Avenue Knoxville, Tennessee 37915 AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 JACK GREENBERG JAMES M. NABRIT, III NORMAN J. CHACHKIN SYLVIA DREW JOHN BUTLER 10 Columbus Circle New York, New York 10019 Attorneys for Appellants, Petitioners for Rehearing IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 72-1766, -1767 JOSEPHINE GOSS, et al.. Plaintiff s-Appe Hants v s . THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al., Defendants-Appellees. PETITION FOR REHEARING EN BANC Appellants, by their undersigned counsel, respectfully pray that, pursuant to F.R.A.P. 40 and 35(a), this Court grant rehearing en banc of the March 29, 1973 decision by a panel in these appeals, in a per curiam opinion joined by 1/Judges Weick and Miller, for the reasons that the opinion is "completely inconsistent with opinions of this Court in which the great majority of the members of this Court have joined" and its result, "unless it is reversed en banc, will be to delay desegregation of the [Knoxville] schools by at least another year. But meantime it will mislead many people to expect a change in constitutional law which this Court has no ±r Judge Lively also wrote a separate concurring opinion. power to accomplish." Mapp v. Board of Educ. of Chattanooga, No. 71-2006 (6th Cir., October 11, 1972) (Edwards, J., dissent- 27 ing), slip op. at pp. 14, 33. The grounds for such a grant of rehearing before the entire Court are essentially the same as those which supported a rehearing en banc in Mapp, see Petition for Rehearing En_Banc therein, at pp. 1-3, 12-15. Most compelling is the drastic difference in approach to similar Tennessee school desegre gation cases among various panels of this Court, with consequent drastic difference in result permitted. Not only does this create confusion among the district courts in this Circuit concerning the meaning of the Fourteenth Amendment, but it significantly weakens respect for law among the lay public by lending credence to prevalent notions of arbitrary decision making by federal judges. If Knoxville need not use pupil transportation (busing) as part of its desegregation plan because it claims financial hardship, while the contrary result is reached under similar circumstances in Nashville and Memphis, then the kind of public pressure which forced Judge Morton to recuse himself can be expected to increase. See Kelley v. Metropolitan County Bd. of Educ., 6th Cir., No. 72-2143. w The Mapp case was reargued en banc on December 8, 1972. Appellants are mystified at the release of the panel opinion in this case in advance of the en banc ruling in Mapp, since the cases raise many of the same issues. A copy of the per curiam opinion of the panel and the concurring opinion of Judge Lively is attached hereto as Exhibit "A" since the opinion may not have been circulated (Practitioners1 Handbook for Appeals to the . . . Sixth Circuit (1971), at p. 45] or may have escaped the attention of the Court. - 2 - The per curiam opinion in this case contributes to the weak ening of this Court's role in setting standards for the Circuit; it must be reheard en banc and reversed. I The factual background of these appeals is set out in 2 /the margin. The issues on the appeals were framed by the various holdings of the district court (described at pp. 23-25 w A detailed history of this case can be found in Appendix A to the Brief of Appellants on this appeal. This action to desegregate the Knoxville schools was filed in 1959 (after dismissal without prejudice of a 1957 suit). A "grade-a-year" plan with minority-to-majority transfer was approved in 1960. 186 F. Supp. 559. This Court approved the plan, 301 F.2d 164, but the Supreme Court held the transfer feature unconstitutional, 373 U.S. 683. A subsequent appeal to this Court was remanded upon the representation of the school board's attorney that all students would be assigned according to geographic zoning commencing in 1964-65. Further hearings were held in the district court in 1967. Plaintiffs contended (and still contend) that the geographic zones adopted by the Board were not drawn to achieve desegre gation; that in fact they duplicated in large part the old dual attendance zoning; and that a number of other practices of the school system (such as administration of the transfers) resulted in continued segregation. The district court rejected all of these claims. 270 F. Supp. 903. It held plaintiffs were precluded from challenging the zones because they "were not attacked or were impliedly approved by the Supreme Court in 1963," 270 F. Supp. at 913; compare 373 U.S. at 685. This Court affirmed, in an opinion placing heavy reliance upon Deal v. Cincinnati Bd. of Educ., 369 F.2d 55 (6th Cir. 1966). 406 F. 2d 483. Following Alexander v. Holmes County Bd. of Educ., supra, another hearing was held, at the conclusion of which the district court basically rejected plaintiffs' contentions, except to find (1) the Rule-Beardsley grade structure promoted segregation and was an unjustified departure from the "neigh borhood school" concept which the school board claims to follow; (2) there appeared to be serious irregularities in the administration of transfers; and (3) faculty integration should be accelerated. Plaintiffs appealed to this Court, raising several substantive issues. See Brief for Appellants in No. 20834. While the case was awaiting decision, the Supreme Court - 3 - of appellants' brief): that schools are sufficiently integrated to meet the Constitutional obligations of the board even if they enroll only one student of the minority race; that the Knoxville board's geographic zones are "reasonable" and con stitutional irrespective of their efficacy in promoting desegre gation; that Knoxville's geography is so much more complex than that of Charlotte or Mobile as to render those decisions inapplicable to the question whether pupil transportation for desegregation must be used; that plaintiffs' alternate desegre gation proposal amounts to "racial balancing" and is completely unworkable; and, indeed, because of financial difficulties, any pupil transportation for desegregation in Knoxville is unworkable. Under the guise of following Swann by approving the district court's exercise of discretion, the panel vitiates it (n. 3 cont'd) opinions in Swann and companion cases were issued. Plaintiffs thereupon filed a motion for decision, setting out the relief which they contended was justified in this and other pending school desegregation appeals in light of Swann. This motion, rather than the issues on appeal, became the major subject of the subsequent opinion remanding the matter to the district court for reconsideration in light of Swann. 444 F.2d 632, immediate relief denied with instructions to issue mandate, 403 U.S. 956 (1971). Judge O'Sullivan, writing for the panel, did recognize that Swann, 1971, forbids the use of our decisions in Deal . . . to justify a plan of desegrega tion in a state which employed de_ jure segre gation until the Brown decision. 444 F.2d at 639. The present appeals were taken from the district court proceedings on remand. The court held (as it had repeatedly held since 1967) that the Knoxville school system was unitary, and it approved the minor modifications to the plan of desegregation which the school board proposed. - 4 - by sanctioning continued segregation in Knoxville. While purporting to act under the constraints of F.R.C.P. 52 (the "clearly erroneous" rule), the panel not only fails to properly weigh erroneous district court findings against the evidence, but it incorporates approvingly legal doctrine of the district court which has been rejected by other panels of this Circuit and by the vast majority of federal courts throughout the nation. The progenitors of the per curiam decision in this case are easy to identify. They are not the cases listed by Judge Edwards in his Mapp dissent, "in which the great majority of the members of this court have joined." They are, rather, the prevailing opinion for the Mapp panel, with its intimations that Brown v. Board of Educ., 347 U.S. 483 (1954) should be overruled; the dissenting opinion of Judge Weick in Northcross v. Board of Educ., 466 F.2d 890 (1972), cert, denied, 41 U.S.L.W. 3447 (February 20, 1973); the per curiam affirmance based on district court "discretion" in Robinson v. Shelby County Bd. of Educ., 467 F.2d 1187 (1972); and such earlier opinions as Northcross v. Board of Educ., 420 F.2d 546 (6th Cir.), remand aff'd 397 U.S. 232 (1970). In this series of opinions, including the one in this case, "hostility to desegregation appears almost tangibly" (Petition for Rehearing En Banc in Mapp, at p. 12). - 5 - I I Before turning to what we consider some of the major legal errors committed by the panel, we pause to emphasize the depth of the division, in analysis and result, among various panels of this Court in Tennessee school desegregation cases, and to assess the impact of this phenomenon upon the public. In Nashville, Tennessee, an almost totally effective desegregation plan using considerable busing was ordered into effect by the district court and approved by this Court. The panel rejected the contention that current racial imbalance resulted from housing segregation unrelated to the long tradition of school segregation, noting that the Nashville schools simply had never been effectively desegregated, Kelley v. Metropolitan County Bd. of Educ., supra. In Memphis, the district court's order requiring implementation of a very modest busing plan as a first step toward desegregating this large city system, and the lower court's determination that school construction and operational policies had contributed to the residential segregation by which the board sought to excuse current school segregation were affirmed by a divided panel. Northcross v. Board of Educ. of Memphis (1972), supra. Yet in Mapp, supra, the dissenting member of that panel wrote an opinion for the majority of another divided panel, holding that the district court might even have gone too far with a purely contiguous pairing plan for Chattanooga. And the same dissenting - 6 - member of the Northcross panel, joined in both instances by the same Circuit Judge, formed part of the majority for per curiam "discretion" affirmances in Robinson and Goss. The result: Nashville and Memphis bus for desegregation while Chattanooga and Knoxville do not. "Residential segregation" excuses the affirmative obligation to desegregate in Chattanooga, Knoxville and Shelby County but not in Memphis or Nashville. Is it any wonder, then, that a Memphis newspaper editorialized as follows two days after the release of the panel opinion in this case? At a time when Memphis is getting set for a federal court order that will mean additional school busing next fall, Knoxville has received the news that it will have no busing .... In effect, the neighborhood school system survives in the East Tennessee city .... But in both cases the issue was argued before the same appellate court. For Knoxville the Circuit Court agreed that busing is "impractical." For Memphis, the court ordered plans for busing to proceed. It is interesting to note that different three- judge panels heard the two cases .... The differences between Memphis and Knoxville as to population and school enrollments naturally present different problems before different judges. But principles don't change and neither does the Constitution, which leaves us wondering why busing has been ruled "impractical" in one city and necessary in another. Memphis Press-Scimitar, March 31, 1973 (Final Home Edition), p. 4. But it is not just that the conflict among panels of this Court creates immense confusion and dismay among the general public. Disparate treatment of Tennessee's major cities in school desegregation cases before this Court unavoidably provokes - 7 - deep hostility toward Negro plaintiffs and members of the class, in those cities which have been required to desegregate, as the public observes other districts excused from integrating. And this is heightened by the rhetoric in the opinions which can only fan the flames of racial hatred (talk of "wrecking educational systems" to desegregate in Goss, of violations of 1/white students' rights by "forced busing" in Mapp). This case should be reviewed en banc to lower the level of the rhetoric and to mandate the observance of sound principles of constitu tional adjudication consistent with the mandates of the Supreme Court of the United States by all panels of this Court in the future. 4 7 The current distaste for "busing" when used to desegregate should be compared with the following comments made by the district judge who decided this case, in 1952 defending busing for segregation: . . . In spite of the extra effort and extra expense involved, the State of Tennessee through its servants, the Anderson County defendants, is not only trying, but is succeeding in its effort, to furnish these Negro students educational advantages equal to those furnished to white students [by busing them from Clinton to Knoxville to attend an all-black high school]. The riding of â bus by the student plaintiffs is a_ small contribution upon their part and that of their parents toward the success of this effort, too small to be regarded as a_ denial of constitutional rights. McSwain v. County 3d. of Educ.. 104 F. Supp. 861, 870-71 (E.D. Tenn. 1952) (emphasis added). - 8 - Ill The central holding of the panel was that the school 5/ board's proposals constituted the "greatest possible degree of actual desegregation taking into account the practicalities of the situation" (Davis v. Board of School Comm'rs, 402 U.S. 33, 37 [1971]) which could be achieved in Knoxville. The only practicalities which could support this conclusion are the supposed financial difficulties of the school district and the city of Knoxville. Whatever reservations the district court or the panel may have had about the alternative plan presented by the plaintiffs (we discuss some of these below), these could —' In response to the district court's 1970 opinion, the school board paired Beardsley Jr. High and Rule Jr.-Sr. High School; it finally offered to pair Sam Hill and Lonsdale Elementary Schools, which had been mentioned by the U. S. Civil Rights Commission in 1967 as an outstanding example of segre gation perpetuated through school construction. See Racial Isolation in the Public Schools 65. Two elementary schools (Causler and Moses) were to be closed immediately, and a third (Huff) upon completion of a new facility (Green). Vocational programs at Fulton High and Austin-East High were to be paired and a minor high school zone change effectuated. The board proposed no affirmative redrawing of school zones to promote desegregation, either singly or in combination with such techniques as non-contiguous pairing or zoning. The plans pre pared by the administrative staff and the board's outside consultant, were explicitly designed not to explore or employ any busing for desegregation. See Brief for Appellants at p. 34. Dr. Stolee, plaintiffs' expert witness, estimated the results of the proposed changes (board plans contained no projections) as follows; one all-black elementary school would be eliminated by pairing, although both paired facilities would remain dis proportionately black. Results of the Rule-Beardsley pairing would be similar, on the secondary level. In general, the changes in racial composition of school enrollments in Knoxville would be minor. - 9 - not justify the conclusion that the board had indeed maximized desegregation consistent with the relevant practicalities. For, as we said in our brief (pp. 35-36): The district court's dissatisfaction with the Stolee plan as a "workable alternative to the Board's plan" (A. 1666) is certainly no ground for approving a scheme which uses no technique except minor zone alterations and two contiguous pairings. At the least, the court should have instructed the school board to submit another plan. Knoxville has no immunity from being required to use "any of the tools of modern life in carrying out [the] constitutional mandate." Kelley v. Metropolitan County Bd. of Educ., 463 F.2d 732, 746-47 (6th Cir. 1972). The thesis that claims of financial hardship excuse state authorities from taking all steps necessary to effect constitu- 6/ . Vtional compliance is simply without legal support. School districts like Knoxville, which have not heretofore operated bus systems, have been required to raise and spend the necessary capital to do so for desegregation, ahd the Supreme Court has not chosen to review such rulings. Brewer v. School Bd. of Norfolk, 456 F.2d 943 (4th Cir.), cert, denied, 406 U.S. 905 (1972); United States v. Greenwood Municipal Separate School 17 Judge Lively explicitly declined to join this part of the per curiam opinion. His error was an overly narrow view of the district court's responsibilities as limited to approving either the board's plan or the plaintiffs', and the failure to appreciate the contribution of school segregation policies to residential patterns. 7/ In addition to its legal insufficiency, the financial claims on this record are sheer speculation. Counsel showed the panel at oral argument a newspaper clipping indicating a pro jected current Knoxville surplus of some $800,000 (attached hereto as Exhibit "B") to indicate the danger of building constitutional adjudication upon self-serving projections of public financial condition. - 1 0 - Dist., 460 F.2d 1205 (5th Cir. 1972); Brown v. Board of Educ. of Bessemer, 464 F.2d 382 (5th Cir.), cert, denied, 409 U.S. 981 (1972); Northcross v. Board of Educ. of Memphis, 466 F.2d 890 (6th Cir. 1972), cert, denied, 41 U.S.L.W. 3477 (February 20, 1973) ; cjf. Bradley v. School Bd. of Richmond, 325 F. Supp. 828, 846- 47 (E.D. Va. 1971); Kelley v. Metropolitan County Bd. of Educ., supra, 463 F.2d at 745. The only "practicalities" to which the Supreme Court referred in Swann were the time and distance of the proposed bus ride and the age of the student. The rule announced by the per curiam opinion in this case would make desegregation § / contingent upon a locality's assessment of its priorities — in effect subjecting constitutional rights to a referendum. That is clearly wrong and should be corrected by the full Court. The per curiam opinion also characterizes the plaintiffs' alternate plan as "the quota system" because Dr. Stolee said he made the flexible assumption, based on Knoxville's overall 16.5% black ratio, that truly desegregated schools should probably range between 10% and 30% black. What else does using the system-wide ratio as a "starting point," or attempting to avoid "substantially disproportionate" schools (Swann) mean? The same contentions were rejected by this Court in the Nashville 17“ The retiring Mayor of Knoxville stated at the 1972 hearings that the city has never had sufficient funds to carry out its program needs but advised against postponing constitutional compliance until the city's revenue problems were worked out because, in his opinion, that day would never come! 1 1 - case, Kelley, supra; they should be rejected here, particularly since under the plan Dr. Stolee actually drew, individual schools were projected to range from 8.6% black to 39.1% black. The panel enunciates the "clearly erroneous" doctrine but fails to apply it. We urge the Court to study the briefs; the evidence summarized therein and fully supported by record citations indicates the utter lack of support for many of the district court findings adopted by the panel. For example, the panel repeats the lower court's condemnation of Dr. Stolee for not using the pupil locator map in preparing his plan. Yet the court itself found the map inaccurate — and the school board's own consultant declined to use it for this reason. See Brief for Appellants, p. 33. Likewise repeated is the district court's claim that Dr. Stolee's plan contained serious school capacity errors. What the evidence shows is that after Dr. Stolee had prepared his plan, Assistant Superintendent Bedelle stated that the school system had given plaintiffs erroneous capacity figures in answers to interrogatories because some classrooms were being used for PTA meeting rooms, etc. Bedelle admitted, however, that the space could be used for pupils if desegregation was a priority. See Brief for Appellants, at p. 9 /9, n. 11. —/ The district court's criticism related to students desiring to participate in extra-curricular activities, also quoted by the panel, should again be compared to its 1952 opinion upholding segregation; The Negro students say that, because they have to catch their bus for home after school, they are unable to engage in after-school activities, - 1 2 - Plaintiffs have been seeking a dispassionate review of the evidence in this case since 1969. We urge the Court to provide it by granting rehearing en banc. IV Finally, we note that the panel incorrectly refused to take up the question of attorneys' fees under § 718 of the Education Amendments of 1972. The "affirmative actions" which the panel finds the school board to have taken to bring about desegregation, including the 1971 amendments to its desegrega tion plan, came about only because plaintiffs vigorously pressed this litigation. Thus, plaintiffs meet the portion of the section requiring that "the proceedings were necessary to bring about compliance [with the constitutional obligations of the board]." Plaintiffs did not "prevail" only in the sense that the district court refused to grant as much relief as they sought; but they prevailed in the sense of moving the board's desegregation plans a step forward. Accordingly, the panel (n. 9 cont'd) such as football and basketball. Buses do not stay after school to accommodate white children, but those who are determined to participate in after-school activities provide their own transportation home .... MeSwain v. County Bd. of Educ., supra, 104 F. Supp. at 864. See also, Brief for Appellants at p. 36. We note finally the district court's criticism, repeated by the panel, of Dr. Stolee as having a "manifest interest in this type of case" because he believes in desegregation and is paid for testifying as is any other expert witness. Who are plaintiffs to engage in these cases — educators who have openly expressed hostility to school desegregation? Perhaps the difficulty with this case in the district court is that witnesses sympathetic to desegregation have been regarded as incapable of objective and honest testimony. - 1 3 - should have passed upon the claims for attorneys' fees. CONCLUSION For the foregoing reasons, appellants respectfully submit that this Court should grant rehearing eii banc of the March 29, 1973 panel decision in these appeals, and establish a schedule for oral argument in order that relief may be effect uated by the 1973-74 school year. Respectfully submitted. C ^ u k u A .CARL A. CCCOWAN 2212 Vine Avenue Knoxville, Tennessee 37915 AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 JACK GREENBERG JAMES M. NABRIT, III NORMAN J. CHACHKIN SYLVIA DREW JOHN BUTLER 10 Columbus Circle New York, New York 10019 Attorneys for Appellants, Petitioners for Rehearing CERTIFICATE OF SERVICE I hereby certify that on this 6th day of April, 1973, I served two copies of the foregoing Petition for Rehearing En Banc upon counsel for the appellees herein, by depositing same in the United States Mail, first-class postage prepaid, addressed to each as follows: Sam F. Fowler, Jr., Esq. 1412 Hamilton National Bank Bldg. Knoxville, Tennessee 37902 W. P. Boone Dougherty, Esq. 1200 Hamilton National Bank Bldg. Knoxville_j?ennessee 37902 - 1 4 - Attorney for Nos. 72-1766, -1767 UNITED STATES COURT OF APPEALS T iik Board of E ducation of T he for the Eastern Dis- C ity of K noxville, T ennessee , trict of Tennessee. ET AL., Defendants-Appellees. Decided and Filed March 29, 1973. Before W eick, M iller and L ively , Circuit Judges. Per C uriam . This case is before us for the fifth time, and was heard by the panel after plaintiffs-appellants’ motion for an en bane hearing was denied. The history of the litigation is adequately portrayed in the previous opinion of this Court reported in 444 F.2d 632 (6th Cir. 1971), and the opinions of the District Court cited therein, and need not be repeated at length here. Suffice it to say that as far back as 1967 the District Court held that Knoxville had achieved a unitary school system. 270 F.Supp. 903 at 918 (1967). We affirmed in 406 F.2d 1183 (1969). No attempt was made to obtain Supreme Court review of this decision and it became final. A few months later the plaintiffs filed in the District Court a motion for immediate relief, grounded upon Alexander v. Holmes Co. Bd. of Education, 396 U.S. 19 (1969). The District Court conducted another evidentiary hearing and again held FOR IHt SIXTH CIRCUIT J osephine G oss, et a l ., Plaintiffs-Appellants, Appea l from United States District Court that Knoxville was operating under a unitary system. 320 F. Supp. 549 (1970). Plaintiffs again appealed. During pendency of the appeal, Swann v. Charlotte-Meck lenburg Bd. of Educ., 402 U.S. 1 (1971), and other companion cases were decided. Relying on these cases, the plaintiffs filed a motion in that appeal and in other appeals then pending, ask ing that we command the District Court to order the Board of Education to adopt a number of elaborate rules and direc tives to accomplish desegregation. These were apparently based on District Judge McMillan’s order in Swann, with some extensions and elaborations. In our opinion reported in 444 F.2d 632, referring to Judge McMillan’s opinions, we stated: The District Court opinions reflect in observable meas- ur< Judge McMillan s doubts as to the genuineness of the school authorities concern for the constitutional rights of both the black and white school children of Charlotte and Mecklenburg Counties. The broadness of their com mands bespeak some motivation of reprisal. In the long history of the litigation we deal with, we find no such bitter contesting between the school authorities of Knox ville and the court, nor between the plaintiffs and the sehool authorities. We, therefore, initially observe that while the Supreme Court found legally tolerable what may be referred to as the Mecklenburg rule, it by no means directed that its commands be obeyed everywhere We; therefore, conclude that there is nothing in Stearin (19,1) that requires us to announce a fiat imposing on Knoxville the identical pattern fashioned by Judge McMillan for his case.” 444 F.2d at 636. 2 Goss, et al. v. Bd. of Educ., Knoxville Nos. 72rl766-67 We further stated: Swann v. Charlotte-Mecklcnburg, supra, [402 U.S. 1 (1971)] . . . approved a District Court ordered plan for the busing of children to improve the racial mix in the involved school system. It did not, however, direct that a plan of transporting school children must be a part Nos. 72-1766-67 Goss, et ul. v. lid. of Educ., Knoxville 3 of every new plan for improvement of the objective of desegregation.” 444 F.2d at 637. VVe remanded to the District Court lor consideration in light of Swann and other relevant Supreme Court decisions an nounced on April 20, 1971. The plaintiffs filed a motion with Circuit Justice Stewart for immediate relief, which was denied. District Judge Taylor, upon the remand, conducted another evidentiary hearing which lasted three days and wrote a com prehensive memorandum opinion of forty-nine pages which he adopted as findings of fact and conclusions of law. It is reported in 340 F.2d 711 (1972). He included therein the accomplishments of the Board and its good faith efforts to comply with his orders. The Board had prepared a pupil lo cator map in compliance with our suggestion. The composition of 64 schools in the system for the school year 1971-1972 consisted of 34,876 children of which 29,109 were white and 5,767 or 16.5% were black. The court stated: “This year, 1971-72, out of 64 schools, there are 16 schools in which all pupils were white and no schools in which all pupils were black. There were 5767 black children, or 100% of the black enrollment, attending 48 integrated schools. All schools have integrated stalls. This record is indicative ol the Knoxville School au thorities' effort to comply with the judicial directive to desegregate. It is in sharp contrast with the situation in Swann v. Charlotte-Meeklenburg Board of Education, supra, 402 U.S. at 7, 91 S.Ct. at 1272, 28 L.Ed.2d 554 where all parties agreed that the system ‘fell short of achieving the unitary school system that [Green v. Coun ty School Board, 391 U.S. 430, 88 S.Ct. 1689, 20 L.Ed. 2d 716 (1968), and its companion cases] require.’ The desegregation plan in that case had a ‘free transfer pro vision’ which rendered the plan illusory (Free transfer provisions were declared unconstitutional in Monroe v. Board of Commissioners, 391 U.S. 450, 88 S.Ct. 1700, 20 L.Ed.2d 733 (1968).) Knoxville does not have a free transfer provision.” 340 F.Supp. at 717. 4 Goss, et al. v. Bd. of Edtic., Knoxville Nos. 72-1766-67 The court further stated: “In the summer of 1971, the Board, iu an effort to com ply with the new guidelines laid down in Swann v. Charlotte-Mecklenlnirg Board of Education, amended its desegregation plan to establish the following policies: 1. Authorized the creation and maintenance of a pupil locator map. 2. Established a policy of assigning faculty and sup porting staff, insofar as is administratively sound, to have the faculty of each school reflect the racial balance of the school system as a whole. 3. Revised transfer policy to permit only two classes ol transfers: (1) vocational or special education transfers and (2) majority to minority race transfers. These trans fers must be renewed annually and will l>c honored only so long as the transfer basis remains valid. 4. The following zone adjustments were made: (a ) Pair Sam E. Hill and Lonsdale Elementary Schools; (b ) Move the severely mentally retarded pro gram at Beaumont and the pre-school program at Moses to Canslcr; and close the regular program at C'ausler by div iding its regular pupils between Beau mont and West View (West View is l(X)!<i white); (c) Move the regular program at Moses to May nard and expand the special education program at Moses; ( d) Organize Beardsley as a two-year junior high and Rule as a four-year senior high serv ing the pres ent Rule-Beardsley attendance zones; (e) Move the Austin-East zone line further east; (f) Pair the vocational programs at Austin-East and Fulton; 5. Assured election of minority race cheerleaders. The Board has agreed to and will pay transportation ! ;! Nos. 72-1766-67 ( loss, ct <tl. v. lid. of Edttc., Knoxville 5 expenses of all students who transfer under the majority to minority transfer provision. See -102 U.S., at 26-27, 91 S.Ct. 1267, 28 L.Ed.2d 554." 310 E.Supp. at 719. The Board, after adopting the zone changes, retained Dr. Charles Trotter of the University of Tennessee to prepare a school zone map from the pupil locater data that would achieve the maximum racial mix without bussing children. As to Dr. Trotter’s map. the court stated. “Except lor two major differences, his zone map is es sentially the same as that adopted by the Board. Dr. Trotter zoned 150 white pupils living in Norwood to Rule High School. These children are presently being transported to West High by the County under the Local Sales Tax Agreement. Assistant Superintendent Bedell testified that this suggestion was not adopted because of distance and safety factors. In order to get from Nor wood to Rule it is necessary to make two crossings of an interstate highway at a cloverleaf with no crosswalks. In addition, if zoned to Rule these children would live less than one and one-half miles Irom the school and would not be eligible for County transportation. The other major difference is that Dr. Trotter adjusted zone lines in East Knoxville based on present pupil location data. Dr. Trotter testified that the residential concentration of blacks in Knoxville into three geographically well-de fined areas made it impossible to obtain the same degree of racial mixing in each school with a neighborhood pupil assignment system. He said that improvement on his plan would require massive cross-town bussing.” 340 F.Supp. at 720. The plaintiffs retained Dr. Michael Stolee who presented a plan which would require massive bussing of from 8.000 to 10,000 children and the acquisition of 80 busses. While Dr. Stolee estimated the annual cost of only $190,000 a year, wit nesses of the Board placed the cost at from $300,000 to S500,- 000 per year depending on whether the school children are 6 Goss, ct ul. v. Bd. of Educ., Knoxville Nos. 72-1766-67 picked up on the street or at schools. The Stolee plan also provided for extensive changes in the manner in which certain schools would he utilized, and for changes in equipment. No one estimated the cost ol these changes. Dr. Stolee did agree, however, that Dr. Trotter’s plan was the best plan possible for mixing the students without bussing. It was Dr. Stolee’s view that a school system containing 16.5% black children should have a 10% to 30% enrollment ol blacks in each school in the system in order to be deseg regated. This is the quota system. He was of the opinion that Knoxville was not desegregated because only eight of its schools meet this test. lie testified it would not be possible to have a good desegregation plan without bussing. The Court found that Dr. Stolee in the preparation of his plan relied on current enrollment figures for each school and used existing elementary school boundaries. He did not use the pupil locator map which the Board provided at our sug gestion although it was available to him. In this respect the Court stated: “The Court has studied the pupil locator data and realizes that a plan based on that information would re quire time-consuming, tedious, and exhausting effort. Dr. Stolee’s failure to use this data substantially reduces the weight of his testimony.” 340 F.Supp. at 721. The court further stated: “After careful study of the Stolee plan, we are con vinced that Dr. Stolee grossly understated the actual amount of bussing and the distances involved in his plan. The many serious oversights in his plan and his failure to utilize the pupil locator data prevent his plan from serving as a workable alternative to the Board’s plan. It is evident that Dr. Stolee did not devote the time to his plan necessary to do a professional job. This failure combined with his manifest interest in this type of case seriously undermines his credibility as an expert witness. | Nos. 72-1766-67 Goss, et al. v. Bd. of Educ., Knoxville 7 If implemented his plan would disrupt the Knoxville Scliool system and the lives oi parents and children in many households. In addition to the patent weaknesses in the Stolce plan. Dr. Bedell pointed out some of the shortcomings of the plan. A number of these are significant. They are as follows: (1) The plan discriminates against black high school students without private transportation who are bussed out of their neighborhoods and who want to participate in alter school extra-curricular activities such as athletics. (2) The plan did not consider plant capacity. It would require one hundred additional classrooms at some schools while underloading others. (3) Implementation of the plan would require legal arrangements between the City Board of Education, the County Board of Education, the City Council, the County Court and the State Department of Education. Negoti ation of these arrangements could take many' months. (4) By removing the ninth grade from certain junior high schools, the plan deprives these schools of state funds for guidance counselors.” 340 F.Supp. at 724. In the evidentiary hearing evidence was offered that the City of Knoxville, which is the source of the Board’s funds, is in financial straits; that a $400,000 deficit in the City’s budget carried over into 1972. The Mayor estimated that the School Board’s budget has a deficit of about $800,000. The School Board already owes the city $600,000 and cannot pay it. Ninety percent of the Board’s budget is consumed for salaries. Davis v. School Comm’rs of Mobile Co., 402 U.S. 33, 37 (1971), required the Board to provide “greatest possible de gree of actual desegregation taking into account the practi calities of the situation.” (Emphasis added.) The Board has done just that as the District Court found. The Board was 8 Goss, et al. v. Bd. of Educ., Knoxville Nos. 72-1766-67 not required to wreck the educational system in order to pro vide for massive bussing. One other thing should be mentioned. The District Court found: “The Knoxville School Board has not excluded any pupil from any school, directly or indirectly, on account of race. Knoxville’s residential segregation has contributed ‘to dis proportionate racial concentrations in some schools,’ but this is not the fault of the School Board.” 340 F.Supp. at 728. In the evaluation of the testimony of expert witnesses, we ought not disturb the District Judge’s determination unless he has abused his discretion, which we do not find. One thing which is clear from Brown l,' Brown U 7 and Swann and related cases is that District Judges are granted wide authority and discretion to fashion equitable remedies. In following these decisions and upon careful consideration of the record, it is our opinion that the findings of fact of the District Court are supported by substantial evidence and are not clearly erroneous. We did not say in our remand that the District Court should order bussing. In fact, we said that Swatin did not direct that a plan of transporting children must be a part of every new plan for improvement of tlu- objective of desegregation.” We regarded bussing as only a tool but not a mandatory tool in every school desegregation case. We remanded for consideration in the light of Swann, and related cases. In Judge Taylor’s well-reasoned opinion, he did exactly that and we think he correctly applied the law of those cases. Judge Taylor did carefully consider bussing and determined that it was impractical and not required. 1 Brown I, 347 U.S. 483 (1954). 2 Brown II, 349 U.S. 294 (1955). i Nos. 72-1766-67 Goss, et al. v. Bd. of Educ., Knoxville 9 In the concluding paragraph of his opinion, Judge Taylor said: N<» <liilil is r« i Imlrtl l imn miv '•< ImmiI in | (iC Kii"\ villc school system because of his race or color. Thus, the Knoxville system is a unitary system within the meaning of Alexander. As Knoxville school children are assigned to schools on the basis of their residence and without regard for their race, the system is not a dual system as was defined in Green. Disproportionate racial mixtures in some of the Knoxville schools are the result of residential patterns. Swann is clear that the school au thorities arc not expected to prevent different treatment of the races outside the schools. 402 U.S., at 22-23, 91 S.Ct. 1267, 28 L.Ed.2d 554. The racial composition of the Knoxville schools is not the result of present or past discriminatory action upon the part of the School Board. Knoxville is in compliance with Swann. Accordingly, Knoxville is operating a unitary school system consistent with constitutional requirements.” 340 F.Supp. at 729. We do not consider attorneys’ fees since plaintiff did not prevail in the District Court or here. Moreover, there was no wilful refusal of the Board to comply with orders of the Court. Affirmed. 10 Goss, et al. v. Bd. of Educ., Knoxville Nos. 72-1766-67 L ively , Circuit Judge, concurring: 1 would affirm the judgment of the District Court because it has complied with the directions of this Court as contained in the opinion of Judge O’Sullivan in 444 F.2d 632 (6th Cir. 1971). The situation Ik*fore Judge Taylor upon remand from this Court was quite different from that faced by Judge Mc Millan in Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1 (1971). In this case the District Judge had two plans presented to him for further desegregation of the Knox ville School system. As his opinion demonstrates, there were a number of reasons for giving less weight to the plan of fered by the plaintiffs than to the one offered by the Board of Education. As trier of the facts it was his responsibility to make judgments on the weight of evidence and credibility of the various witnesses. While it is true that some schools in the Knoxville system will remain identifiably black or white on the basis of pupil enrollment, this is largely the result of several concentrations of blacks in the area of East Knoxville. In Swann the Supreme Court recognized that there are frequently concentrations of minority groups in one or more parts of a metropolitan area and the existence of a small number of racially identifiable schools in these areas is not, in and of itself, a sign that a dual system exists. The school authorities have taken affirmative action to improve the racial mix of the schools, as required by our previous decision. Furthermore, the appellee presented evi dence from which the Court was justified in finding that no plan involving the transportation of pupils between noil-con tiguous zones would be feasible at this time. However, I do not believe that the inconclusive evidence in this record concerning the financial condition of the City of Knoxville provides sufficient reason for failing to order the transporta tion of pupils if the Board of Education of Knoxville were found to be operating a dual public school system which re quired busing in order to become a unitary system. Nos. 72-1766-67 Goss, et al. v. Bd. of Educ., Knoxville 11 Having found that a unitary school system exists, the Dis trict Court acted within its discretion in refusing to adopt a plan which would require busing of a large numlx'r of pupils in order to obtain a certain percentage of black students in each school in the system. As the Supreme Court said in Swann at page 24, “The constitutional command to desegre gate schools does not mean that every school in every com munity must always reflect the racial composition of the school system as a whole.” I concur in the result for the reasons set forth herein. 1 Che UnoxUille Journal ★ ★ ★ ★ ★ City Edition « Price JO Cents Knoxville, Tennessee, SaturAy, January 13,1973 14 Pages :: One Section City Surplus Over $800,000 ‘ By MOODY CONNELL The city’s first budget surplus Since 1963, between $800,000 and $900,000, was announced Friday t by Mayor Kyle Testerman. Testerman added that all defi cits had been considered, even a predicted*$23,000 loss reported for 1972 by Knoxville Transit Authority. That loss, be reported, would not absorb the surplus and "al ready has been accounted for." Despite inflation, Knoxville’s chief executive noted "efficien cy has been the really call for every departmental director’’ as reflected by the huge surplus. Although the 1973 city budget is incomplete, Testerman said he will work "to further in- fyt+iBir i(b crease the ^ficiency,” seek bet ter education nd move ahead in crime prevqiuon and law en forcement." ! Cop -traq| on a <?rai gram, bettt tion and advanced treatment of sewage, he c^itinued. Testerman^ credited Safety bn wi \:us also pd "siuw«^alks pro traffic coordina- f l Director Duane Ausetts with saving the city $636,728 in his su pervision of the combined police and fire department budgets. The mayor predicted city homeowners will definitely feel a decided s h i f t downward in property tax assessments if Question Three, which lowers the per centage rate in property classification, is held legal in pending court suits. "Substantially higher taxes” will be passed on to businesses and commercial property, he said. While behind in processing data on new buildings under construction in 1972 that weren’t added to the tax rolls for partial assessments for 1973 revenues, Testerman said they will be in cluded. "That’s revenue and any reve nue lurking out in the dark" will be added to the tax rolls this year, Testerman commented. The list of new building con struction gathered when city building permits are issued wer en’t processed last year after a clerk handling those duties was transferred to a new position. Testerman said he might still use the reappraisal study com piled by Cole, Layer & Tramble Co. for setting assessments on city properties for taxes.