Meade v. Dennistone, Lewis v. Wilmington School District, Harris v St Louis, Simons v. Board of Muskogee, Burkhardt v. Lofton Brief Collection
Public Court Documents
January 1, 1937 - January 1, 1942
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Brief Collection, LDF Court Filings. Meade v. Dennistone, Lewis v. Wilmington School District, Harris v St Louis, Simons v. Board of Muskogee, Burkhardt v. Lofton Brief Collection, 1937. ef07c259-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/597b377d-c8ae-4cc1-9390-9b5571e58caa/meade-v-dennistone-lewis-v-wilmington-school-district-harris-v-st-louis-simons-v-board-of-muskogee-burkhardt-v-lofton-brief-collection. Accessed November 23, 2025.
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SCHOOL BIST-
HARRIS V. ST. LOUIS
SIMM O H S V . BOAR D
OF M U SKOGEE
humharbt y.
LOFTON
E dward Meade
vs.
M. E stelle D ennistone and
Mary J. B ecker.
I n T he
Court of Appeals
Of M arylan d .
October T erm, 1937.
General D ocket No. 26.
APPELLANT’S BRIEF.
W. A. C. HUGHES, JR.,
Solicitor for Appellant.
The Daily Record Co. Print, Baltimore.
E dward Meade
vs.
I n T he
Court of Appeals
Of Maryland.
M. E stelle D ennistone and
Mary J. B ecker.
October T erm, 1937.
General D ocket No. 26.
APPELLANT’S BRIEF.
STATEMENT OF THE CASE.
The record presents an appeal from a final decree
passed by the Circuit Court of Baltimore City, granting
a permanent injunction, restraining the Appellant Meade,
his heirs and assigns, from using or occupying premises
No. 2227 Barclay Street and perpetually enjoining and
restraining him, or any one on his behalf, from procuring,
authorizing or permitting any Negro or persons of Negro
or African descent to use or occupy No. 2227 Barclay
Street.
QUESTIONS IN CONTROVERSY.
Question / .
Does enforcement of a neighborhood covenant forbid
ding the use or occupancy of a house by Negroes or per
sons of African descent violate the Fourteenth Amend
ment to the Constitution of the United States?
The Court below held it does not.
The Appellant contends that it does.
2
Question II.
Is the covenant contrary to public policy and therefore
unenforceable?
The Court below held that it is not.
The Appellant contends that it is.
Question III.
Does this covenant run with the land so as to bind the
Appellant Meade, or is it merely a personal covenant,
binding only upon the contracting parties?
The Court below held that the covenant runs with the
land.
The Appellant contends it is merely a personal cove
nant.
STATEMENT OF THE FACTS.
On November 14, 1927, No. 2227 Barclay Street, a resi
dence property in Baltimore City, was owned, as tenants
in common, by Anna M. Tighe, Francis L. Tighe, Mary V.
Tighe and Anna R. Gugerty, (hereinafter called the
Tighes), all of whom signed the covenant hereinafter re
ferred to. The Tighes conveyed the property to Florus
Barry, who then conveyed it to Mary Y. Tighe and Anna
R. Gugerty, from whom Frank Berman purchased the
property (R. pp. 10, 14, 15). On October 22, 1936,
Frank Berman sold the property in question to the Ap
pellant Meade, a Negro, for a consideration of $1,100.00,
of which $150.00 was paid in cash, balance to be paid
monthly, on conditional sales agreement (R. p. 10).
Meade moved into possession and occupied the property
prior to the filing of the Bill of Complaint.
On January 27, 1928, there was recorded among the
land records of Baltimore City, a covenant signed by
3
eighteen (18) property owners in the twenty-two hun
dred block of Barclay Street. The Tighes were among
these signers. Each of these signers covenanted for
himself, his heirs, successors and assigns, “ That neither
the said respective properties nor any of them nor any
part of them or any of them shall be at any time occupied
or used by any Negro or Negroes or person or persons
either in whole or in part, of Negro descent or African
descent except only that Negro or persons of Negro or
African descent either in whole or in part may be em
ployed as servants * # * nor shall any sale, lease, dis
position or transfer thereof be made or operate otherwise
than subject to the aforesaid restrictions as to and upon
use or occupancy * * * shall run with and bind the land
and each and all of the above mentioned properties and
premises and every part thereof * * * but no owners
or occupant is to be responsible except for his, her or its
acts or defaults while owner or occupant * * *” (R. pp.
11, 12, 13).
There are twenty-nine properties in the block in ques
tion and the owners of 11 properties refused to sign this
restrictive covenant. One colored family owns and lives
in 2238 Barclay Street at the present time.
The agreement dated on November 14, 1927, was pro
posed as a result of a meeting of the property owners in
an area of twenty-four square blocks bounded on the
north and south by Twenty-fifth Street and North Ave
nue and on the east and west by Barclay and Charles
Streets. Some time before the meeting, a colored family
moved into the 2300 block of Guilford Avenue, and at the
time of the meeting there were rumors that a colored
family was to occupy one of the vacant houses on Barclay
Street. Twenty-third Street from Guilford Avenue and
4
G-reenmount Avenue, Twenty-second and a half Street,
and most of Twenty-fourth Street are occupied by col
ored people. All of these are cross streets and Twenty-
second and a half Street is an alley. Twenty-third Street
and Twenty-second and a half Street have been colored
since the War. The twenty-three hundred block of Guil
ford Aveue is occupied by colored people. Brentwood
Avenue, a narrow street, running from North Avenue
to Twenty-fifth Street, between Barclay Street and
Greenmount Avenue, is also occupied by colored people.
There are two (2) colored churches on Twenty-third
Street near Barclay (R. p. 15).
Mary J. Becker, one of the Complainants, testified that
when she signed the restrictive covenant, it was with
the understanding that the whole area, comprising twen
ty-four blocks, was to be restricted and had she known
the whole area would not be restricted, she would not have
signed the agreement (R. pp. 16, 19, 20). She further
testified she did not own the ground her house was built
on and that the owner of the ground did not sign the
agreement (R. p. 17). Mrs. Becker testified that none of
the signatories to this agreement had any financial or
property interest in her house and she had none in theirs
(R. p. 18). The house next door to Mrs. Becker, No. 2236,
has no restrictions on it.
M. Estelle Dennistone, the other Complainant, testified
that she understood all of the property owners would sign
the agreement and she did not know all had not signed,
but that she would have signed the agreement irrespec
tive of this (R. p. 20). Mrs. Dennistone owns No. 2221
Barclay Street. The property next door to her is not
subject to this agreement (R. p. 21).
5
ARGUMENT
QUESTION NO. I.
ENFORCEMENT OF A RESTRICTIVE COVENANT IN WHICH
PEOPLE IN A NEIGHBORHOOD MUTUALLY AGREE THAT
THEIR RESPECTIVE PROPERTIES SHALL NEVER BE USED OR
OCCUPIED BY NEGROES OR PERSONS OF AFRICAN DESCENT,
EXCEPT AS SERVANTS, AND THAT ANY SALE, LEASE OR DIS
POSITION OF THE PROPERTY SHALL BE SUBJECT TO SUCH
RESTRICTIONS, VIOLATES THE 14TH AMENDMENT TO THE
CONSTITUTION OF THE UNITED STATES AND THE UNITED
STATES STATUTES.
The decision of the Supreme Court in Buchanan vs.
Warley would seem to have settled the question of segre
gated housing for all time. In a lengthy opinion, the
Court plainly held that the Fourteenth Amendment was
intended to guarantee to white and colored persons alike,
the right to buy, sell and occupy real property without
restriction based exclusively upon color.
Buchanan vs. Warley, 245 U. S. 60.
But that which was determined impossible of accom
plishment by Federal or State action now sought a new
method of evasion. Groups of people entered into mu
tual covenants not to dispose of their property to Ne
groes. A majority of the Courts of this country have
held that restraints upon alienation of property to Ne
groes are unenforceable because they are against public
policy. In the instant case, the restraint is upon occu
pancy, not alienation. The right of Negroes to acquire
property is assured and no longer subject to question.
Section 1978 (8 U. S. C. A. 41, 42) passed pursuant to
the Fourteenth Amendment, reads as follows:
“ All, citizens of the United States shall have the
same right, in every State and Territory, as is en
6
joyed by white citizens thereof, to inherit, purchase,
lease, sell, hold and convey real and personal prop
erty.”
The right to use or occupy property is an inseparable
concomitant of ownership and equally protected.
“ Property is more than the mere thing which a
person owns. It is elementary that it includes the
right to acquire, use and dispose of it. The constitu
tion protects these essential attributes of property.”
Buchanan vs. Warley, supra.
Holden vs. Hardy, 169 U. S. 366, 391.
The Court pointed out that:
‘ ‘ Colored persons are citizens of the United States
and have the right to purchase property and enjoy
and use the same without Laws discriminating
against them on account of color.” (Italics mine.)
Buchanan vs. Warley, 245 U. S. 60, 78.
Undoubtedly, the Fourteenth Amendment and the stat
utes passed subsequent thereto, relate only to action by
the State and not to action by individuals. But State
action includes judicial as well as legislative and execu
tive action.
“ They have reference to actions of the political
body denominated a State, by whatever instruments
or in whatever modes that action may be taken. A
State acts by its legislative, its executive or its judi
cial authorities. It can act in no other way. The
constitutional provision, therefore, must mean that
no agency of the States, or of the officers or agents
by whom its powers are exerted, shall deny to any
person within its jurisdiction, the equal protection
of the laws. Whoever, by virtue of public position
under a state government; deprives another of prop
erty, life or liberty, without due process of law, or
7
denies or takes away the equal protection of the
laws, violates the constitutional inhibition; and as he
acts in the name for the State, and is clothed with the
State’s power, his act is that of the State.” (Italics
mine.)
Ex parte Virginia, 100 U. S. 34.
See also:
Scott vs. McNeal, 154 V. S. 34.
Chicago, Burlington ancl Quincy R. R. vs. Chi
cago, 166 U. S. 226, 233.
U. S. vs. Harris, 106 U. S. 629, 639.
If the State legislature is powerless to pass-a law re
straining occupancy of certain property by Negroes, then
the State judiciary is likewise powerless to permit what
the Constitution forbids any State department to do. Mr.
Justice W h it e said:
“ # * * how can it be said that the judicial depart
ment, the source and fountain of justice itself, has
yet the authority to render lawful, that which if done
under express legislative sanction would be violative
of the Constitution? If such power obtains, then the
judicial department of the government sitting to up
hold and enforce the Constitution is the only one pos
sessing a power to disregard it. If such authority
exists, then in consequence of their establishment,
to compel obedience to law and to enforce justice,
courts possess the right to inflict the very wrongs
which they were created to protect.”
Hove.y vs. Elliott, 167 U. 8. 409, 417.
In a covenant not to lease to Chinese persons, a case
very similar to the instant case, it was said:
“ It would be a very narrow construction of the
constitutional admendment in question and of the de
cisions based upon it, and a very restricted applica
tion of the broad principles upon which both the
amendment and the decisions proceed, to hold that,
8
while the State and municipal legislatures are for
bidden to discriminate against the Chinese, in their
legislation,, a citizen of the State may lawfully do so
by contract, which the courts may enforce. Such a
view is, I think, entirely inadmissible. And result
inhibited by the Constitution can no more be accom
plished by contract of individual citizens than by
legislation, and the Court should no more enforce
the one than the other. This would seem to be very
clear.”
Gandolfo vs. Hartman, 49 Fed. 181,182.
It is submitted that to lend judicial recognition to the
covenant in this case would violate the Constitutions of
the United States and of Maryland in their entirety, in
cluding the letter and spirit and the fundamental plan
thereof, whereby the legislative, executive and judicial
branches of the government, both State and Federal, were
made and intended to be co-ordinate and of co-equal dig
nity and power, each in its own sphere.
The decision in the case of Corrigan vs. Bulkley, 271
U. S. 323, does not preclude a decision'by this Court con
sonant with the argument heretofore advanced because
the argument that enforcement of the covenant consti
tuted State action in violation of the Fourteenth Amend
ment, was not raised in the petition for appeal or by as
signment of error and hence was not properly before the
Court for decision. Therefore, any discussion of this
point was merely dictum. The case was “ dismissed”
for want of jurisdiction.
It might be added that the District of Columbia is not a
State and the Supreme Court of the District of Columbia
was not acting as a State agency, therefore, the Four
teenth Amendment was not applicable to the Corrigan
case.
9
QUESTION NO. II.
THE COVENANT IS CONTRARY TO PUBLIC POLICY AND
THEREFORE UNENFORCEABLE.
Housing has until recent years been a private problem.
During the past three years there has developed a public
conscience that accepts the obligation of attempting to
house the poor in conformity with a minimum standard
of decency, comfort and convenience. Proper housing
has become a City, State and National problem. The
Home Owners Loan Corporation, the Wagner-Ellenbo-
gen Housing Bill, the housing projects of the Public
Works Administration and the Resettlement Administra
tion, the Federal Housing Administration are all indica
tive of the trend of modern thought upon the question of
housing. In addition to adoption of the aforementioned
projects, the City of Baltimore has undertaken slum
clearance projects and pursuant thereto, razed what was
formerly known as the “ lung block” and erected upon
that site, a beautiful school. These undertakings illus
trate clearly that housing has become a public policy of
this State and Nation.
The Appellant Meade purchased a home compatible
to his means and station in life but after purchasing the
home he found himself in the analamous position of own
ing a home in which he cannot live, unless this Court re
verses the decision of the Circuit Court of Baltimore.
Carried to its logical conclusion, this means, under the
decision of the lower Court, that if white property owners
throughout the City of Baltimore unite in similar cove
nants, probably 90 per cent of the homes are close to oc
cupancy by Rev. Meade. Since it is a well-known fact
that housing conditions among the Negro populations
are the poorest in the City 145,000 Negroes could not hope
10
to improve their housing to any appreciable extent with
in the limits of Baltimore City.
“ It means for them living in one room or even
part of a room, the indecencies and the health men
aces of inadequate or non-existent sanitary conveni
ences, an environment that is depressing and degrad
ing, conducive to immorality, stifling to self-respect
and incentive to crime.
Health Department, Police Department, Fire De
partment, Juvenile Court, social agency records es
tablish that where housing accommodations are sub
standard these conditions are found:
Tuberculosis is most prevalent and most deadly.
Illegitimate children are most numerous.
Syphilis takes its heaviest toll.
Crime recruits the greatest number of its practi
tioners.
Delinquency among children reaches its highest
peak.
Infant mortality is highest.
The death rate for all ages is highest.
Residence fires and fatalities from fires are most-
numerous.
Relief rolls are heaviest.”
The Evening Sun, December 16, 1936.
The State of Maryland has a corrective agency for
each of the above-mentioned ills. It cannot be denied
that a cure for these ills is a public policy of Maryland
and conversely anything tending to increase these evils
is against public policy. Hence, any agreement between
citizens of this State which contributes either directly or
indirectly, towards a continuation of these ills is against
public policy and should not be enforced by a Court of
Equity. The matter affects the social welfare of a large
part, if not all, of the community.
11
“ * * * the Courts have frequently quoted and
often approved of the statement that public policy is
that principal of the law which holds that ‘ no one
can lawfully do that which has a tendency to be in
jurious to the public or against the public good; that
rule of law that declares that no one can lawfully do
that which tends to injure the public, or is detri
mental to the public good; the principles under which
freedom of contract or private dealing is restricted
by law for the good of the community.”
50 Corpus Juris, Sec. 62, p. 858.
Words and Phrases.
If it is illegal for the State of Maryland to pass a law
specifying in what localities Negroes shall live, then it is
at least against public policy for private citizens to com
bine to do that which the State is forbidden to do. It is
essentially a conspiracy to accomplish indirectly that
which is forbidden of accomplishment directly. Chief
Justice Chase said:
“ * * * there can be no doubt but that all con
federacies whatsoever wrongfully to prejudice a
third person, are highly criminal at common law; as
where divers persons confederate together by divers
means to impoverish a third person.”
State vs. Buchanan, 5 H. & J. 317, 366.
It has been held that a conspiracy between two or more
persons to prevent Negro citizens from exercising the
right to lease and cultivate land, because they are Ne
groes, is a conspiracy to deprive them of a right secured
to them by the Constitution and laws of the United States.
U. S. vs. Morris, 125 Fed. 322.
Shelter is, in America, a necessity of life and any com
bination designed to deprive a person of it should be de
12
prived of the protection of a Court of Equity for “ He
who comes into Equity must do so with clean hands.”
Courts of Equity frequently enforce restrictive cove
nants on the use of real property. In such cases, how
ever, the objection is to the use itself. But here the ob
jection is not to the use but to the occupancy of the prop
erty. The restriction is therefore against the person,
and easily distinguished from the cases involving party
walls, saloons, amusement places, and other offensive
nuisances.
QUESTION NO. III.
THIS IS A PERSONAL COVENANT WHICH DOES NOT RUN
WITH THE LAND AND IS NOT BINDING UPON
THE APPELLANT MEADE.
At the time this covenant was executed, all of the signa
tories thereto owned their respective properties. No
one had any interest whatsoever in the property of any
other and no intention to convey or acquire any such in
terest. They entered into an agreement among them
selves, that they would not dispose of their property to
Negroes and though they stipulated that the covenant
was to be binding upon their heirs and assigns and to run
with the land, it, in fact, is incapable of binding any but
the original parties because there has never been any
privity of estate between the Tighes and those seeking to
enforce the covenant. The law upon this point is sum
marized as follows:
“ It is a general rule that a covenant which may
run with the land can do so only when there is a sub
sisting privity of estate between the covenantor and
the covenantee, that is, when the land itself, or some
estate, or interest therein, even though less than the
entire title, to which the covenant may attach as its
13
vehicle of conveyance is transferred; and if there is
no privity of estate between the contracting parties,
the assignee will not be bound by, nor have the benefit
of any covenants between the contracting parties not
withstanding they relate to the land which he takes
by purchase or assignment from one of the parties
to the contract.”
15 C. J. 1242, Sec. 55; also p. 1260, Sec. 85.
Frank on Real Property, p. 100.
Poe, Practice and Pleading (5th Ed.), Vol. 1,
Sec. 330, p. 282.
Summers vs. Beater, 90 Md. 474, 479, 480.
Bartell vs. Senger, 160 Md. 685.
As stated in Best on “ Restrictions and Restrictive
Covenants,” at p. 3:
“ Inasmuch as the covenant must be one that runs
with the land, or with an interest or estate in the
land, there must be land intended to be benefited by
the covenant, and there must be a conveyance or
lease of said land, or an assignment of the leasehold
interest therein, by one of the parties to the covenant,
though not necessarily by the same instrument but
in the same transaction, transferring the said inter
est or estate in the land with the covenant adhering
to it. In other words, there must be privity of estate
between the covenantor and covenantee, such privity
resulting from the said conveyance, lease or assign
ment. ’ ’
Citing:
Glen vs. Canby, 24 Md. 127.
The authorities uniformly hold that there must be priv
ity of estate in order for the covenant to run with the
land. The question of what constitutes privity of estate
has been debated for hundreds of years and there seems
to be no unanimity of opinion. An examination of the
14
better text-books and the cases from which their authors
draw their conclusions discloses a well-established opin
ion that privity of estate can be created only where there
is some actual transfer of a property interest at the time
of the creation of the covenant.
Sims on Covenants, at page 197, says:
“ In modern times it has become settled in Eng
land, as we shall see, that not even the grant of an
easement is sufficient to allow an accompanying cove
nant to run.
“ The American law is generally settled that the
covenant without some sort of a grant is merely a
personal obligation.”
It is submitted that there was no conveyance in this
case to which the covenant could attach in order to run
with the land, and consequently there was no privity of
estate between the Tighes and the other signatories to
this agreement. Since nothing passed and no possession
attended the conveyance, the covenant does not run.
“ With a very few exceptions, the uniform current
of authorities from the time of Webb vs. Russell, 37
T. R. 393, to the present day, requires a privity of es
tate to give one man a right to sue another, upon a
covenant where there is no privity of contract be
tween them; consequently, that, where one who
makes a covenant with another in respect to land
neither parts with, nor receives any title or interest
in the land at the time with and as a part of making
the covenant, it is at best a mere personal one, which
neither binds his assignee, nor inures to the benefit
of the assignee of the covenantee, so as to enable the
latter to maintain an action in his own name for a
breach thereof.” (Italics mine.)
Washburn on Real Property, 4th Ed., Vol. 2,
p. 285.
15
See also:
Tiffany on Beal Property, (3rd Ed.), Sec. 391,
p. 1407.
7 R. C. L., p. 1103.
66 L. R. A., p. 682, note.
Sharp vs. Cheatham, 88 Mo. 498.
Poe, in his Practice and Pleading, 5th Edition, Vol. 1,
p. 282, says:
“ Whether a stranger to the land can enter into a
covenant respecting it which will pass to the as
signees of the land so as to enable them to maintain
an action upon it is very doubtful. Sir Edward Sug-
den maintains that there is no direct authority for
the proposition.”
In arguing that there must be privity of estate in order
for this covenant to run, I am not overlooking the deci
sion of this Court in Clem vs. Valentine, 155 Md. 19, 26,
where it was held that it is not necessary In Equity “ in
order to sustain the action that there should be privity
of estate or contract.” But in Bartell vs. Senger, 160
Md. 685, p. 691, after quoting from Clem vs. Valentine,
supra, the Court remarked, “ nor does it certainly appear
that there is any privity either of estate or contract be
tween the parties to this proceeding,” and held upon this
and other facts “ the appellants have no standing in a
Court of Equity to enforce the restrictions.”
If, however, this Court holds that the covenant in this
case should be binding upon the Appellant Meade irre
spective of privity of estate, there are other grave and
equitable reasons why it should not be enforced in this
case. Mrs. Becker testified that she thought a majority
of signers controlled, and had she known that the entire
area (24 blocks) would not have been restricted she would
16
never have signed the covenant. At the time she signed,
she thought every other owner was going to sign the cove
nant. Mrs. Dennistone testified to substantially the
same thing, except that she would have signed the cove
nant irrespective of whether the other signed, in the
hope that they would sign later. These statements show
clearly that they did not understand the nature and ex
tent of these covenants.
The present situation surrounding these properties is
such that the original purpose can no longer be effected.
Eleven of the 29 properties within the block, including
those next door to the Appellees, are not subject to this
covenant, and Negroes could occupy them tomorrow.
The surrounding streets are largely, if not predominant
ly, occupied by Negroes. When faced with these circum
stances,
‘ ‘ Courts of Equity have uniformly refused to inter
fere for the purpose of enforcing observance of a
restrictive covenant where the evidence shows that
a state of things has arisen in the march of events
which the parties to the agreement did not contem
plate when it was made, and which would render its
enforcement inequitable and unjust, resulting in in
jury to the defendant without permanent benefit to
the complainant.”
Boston Bapt. Social Union vs. Boston Univer
sity, 183 Mass. 202.
Jackson vs. Stevenson, 156 Mass. 426.
Amerman vs. Deane, 132 N. Y. 355.
The Appellant Meade will be irreparably harmed in
the premises should this covenant be enforced. He can
not live in the property and yet he must continue to buy
for if this Court enforces this covenant, Rev. Meade is not
relieved from his obligation to purchase the property.
17
He must hope and depend upon rent to help him finance
this property and he must in turn, rent elsewhere unless
he is one of the few people able to purchase two homes
at the same time. On the other hand, the Appellees will
not be materially benefited because other Negroes may
and can move next door to them. Already, one Negro
owns and occupies one property in the block.
In still another respect, this covenant is of little prac
tical effect. None of these people who signed the cove
nant owned the land upon which his home was built. If
for any reason the property should become vested in the
reversioner, that particular piece of property would be
freed of this covenant and the property could then be
sold to Negroes for occupancy.
In McDowell vs. Biddison, where the facts showed that
to close an old road would do no harm to the complain
ant, but to keep it open would cause great damage and
loss to the defendant, J. Burke held:
“ But if it be conceded that the agreement was
made and established, the case is not one in which
the injunction could have been continued. No real
harm has been done the plaintiff by the closing of
the old road, and very great harm would be done to
the defendant by granting the relief prayed for. It
is said in McCutcheon’s Heirs vs. Rawleigh, 76 8. W.
51, that it is not every plain and certain contract that
will be specifically enforced, whatever may be the
legal rights of the parties in an action of damages
for its breach.” * * * “ If to enforce specifically an
agreement would do one party great injury and the
other but comparatively little good, so that the result
would be,' more spiteful than just, the Chancellor will
not require its execution.”
120 Md. 118, p. 127.
18
If we weigh the equities—the comparative burdens and
benefits—we see that the Court is asked to deprive one
man of the right to occupy a house he owns to satisfy
the prejudice of two women who live some distance from
the house in question. It is now impossible for them to
secure what they originally bargained for, i. e., an ex
clusively white neighborhood.
Respectfully submitted,
W. A. C. HITCHES, JR.,
Solicitor for Appellant.
19
INDEX TO RECORD.
PAGE.
Agreement as to Record................. ...................... ....... 3
Docket Entries .......... .......................................... ......... 3,4
Statement of Case ........ ......................................... ....... 4
Bill of Complaint ....................... ..... ............................ 4
Answer of Frank Berman.......................................... 7
Answer of Edward Meade............. 8
Covenant .................................... 11
Testimony of Mary J. Becker..................... ................ 16
Testimony of M. Estelle Dennistone.... .......... ........... 20
Final Decree ............................................. 22
Order for Appeal ........................................................ 23
Certification by Clerk .....................„.......................... . 24
E dward Meade
vs.
I k T he
Court of Appeals
Of Maryland.
>
M. E stelle D ennistone and
Mary J. B ecker.
October T erm, 1937.
General D ocket No. 26.
BRIEF FOR APPELLEE.
J. S. T. WATERS,
WILLIAM L. MARBURY, JR.,
ROBERT R. PORTMESS,
Attorneys for Appellee.
E dward Meade
In The
vs.
M. E stelle D ennistone and
Mary J. B ecker.
Court of Appeals
Of Maryland.
October T erm, 1937.
J General D ocket No. 26.
BRIEF FOR APPELLEE.
STATEMENT OF THE CASE.
This is an appeal from an Order of the Circuit Court
of Baltimore City (S olter, J.) enjoining the appellant,
Edward Meade, a negro, from using or occupying the
premises known as 2227 Barclay street in the City of
Baltimore, and further enjoining and restraining Frank
Berman, his heirs, etc., from permitting the appellant
to use or occupy the premises aforesaid. The injunction
was issued to enforce a neighborhood restrictive agree
ment entered into by the appellees and the predecessors
in title of the appellant. The questions involved in the
appeal depend upon the validity of this agreement, and
its enforceability in equity.
THE QUESTIONS IN CONTROVERSY.
I.
Is the Restrictive Agreement Valid?
The trial court answered this question in the affirma
tive by issuing an injunction. The appellee contends that
the ruling of the trial court is correct for the following
reasons:
2
A. The agreement is not contrary to public policy.
B. The agreement does not place an unreasonable
restraint upon alienation.
C. The agreement is not repugnant to the grant.
D. Enforcement of the agreement does not deprive
the appellant of property without due process of law.
II.
Has Equity Jurisdiction to Enforce the Agreement?
The trial court answered this question in the affirma
tive by issuing the injunction. The appellant contends
this is correct for the following reasons:
A. Equity has jurisdiction to enforce a restrictive
covenant, although it does not run with the land.
B. There need be no privity of estate and contract be
tween the covenantor and the covenantees.
C. There is no adequate remedy at law.
III.
Has the Covenant Failed In Its Purpose?
The trial court answered this question in the negative.
The appellant contends that this ruling is correct for the
following reasons:
A. The record shows no material changes in condi
tions since the execution of the agreement.
B. The record does not show that enforcement of the
agreement will depreciate the value of the property.
3
STATEMENT OF FACTS.
Sometime prior to November 14, 1927 a colored family
moved into the 2300 block of Guilford avenue in the City
of Baltimore. Shortly thereafter it was rumored that a
colored family was to occupy a vacant house nearby on
Barclay street. A meeting was then called of the prop
erty owners in the area of twenty-four square blocks,
bounded on the north and south by Twenty-fifth street
and North avenue, and on the east and west by Barclay
street and Charles street. Following this meeting an
agreement was signed by a number of the property
owners of houses on Barclay street (R. 15).
The agreement is dated the 14th day of November, 1927,
and was recorded among the Land Records of Baltimore
City on January 27, 1928. It was signed by the owners
of eighteen properties in the 2200 block of Barclay street
and provided that the parties thereto—“ jointly and sev
erally for themselves and each of themselves, their and
each of their personal representatives successors and as
signs grant warrant covenant promise and agree amongst
themselves and each and all of them with all and each one
of the others their heirs and each of their heirs personal
representatives successors and assigns that they and each
of them their heirs and each of their heirs personal repre
sentatives successors and assigns shall and will have hold
stand seized and possessed of the said respective prop
erties interest and estate subject to the following restric
tions limitations conditions covenants agreements stipu
lations and provisions to wit THAT neither the said re
spective properties nor any of them nor any part of them
or any of them shall be at any time occupied or used by
any negro or negroes or person or persons either in
whole or in part of negro or African descent except only
4
that negro or persons of negro or African descent either
in whole or in part may be employed as servants by any
of the owners or occupants of said respective properties
and as and whilst so employed may reside on the prem
ises occupied by their respective employers nor shall any
sale lease disposition or transfer thereof be made or oper
ate otherwise than subject to the aforesaid restrictions
as to and upon use or occupancy that neither the said
parties nor any of them their or any of their heirs per
sonal representatives successors and assigns will do or
permit to be done any of the matters or things above-
mentioned excepting only as aforesaid” (R. 12-13). It
further provided that the restrictions set forth should
run with the land and bind the properties and any suc
cessors of all the parties to the agreement and should
inure to the benefit of any successor at any time owning
or occupying any of said properties.
The appellees, M. Estelle Dennistone and Mary J.
Becker, who were respectively the owners of Nos. 2221
and 2234 Barclay street, signed the agreement as did
Annie M. Tighe, Mary Y. Tighe, Francis L. Tighe and
Anna R. G-ugerty, who were then the owners of 2227 Bar
clay street. Thereafter, on May 27, 1935, the aforesaid
owners of 2227 Barclay street conveyed the property to
Florus Barry, who on the same day conveyed it to Mary
V. Tighe and Anna R. Gugerty, who on November 4, 1936
(Mary V. Tighe) conveyed the property to Frank Ber
man (R. 14). On October 22, 1936 Frank Berman,
through his agent, contracted to sell 2227 Barclay street
to the appellant, Edward Meade, a negro, for the sum of
$1,100, of which $150 was paid in cash, the balance to be
paid on conditional contract of sale. Thereafter, and
prior to the 24th day of November, 1936, Edward Meade
5
entered into possession of the premises and with his
family occupied the same as a residence (B . 10).
On November 24, 1936 the appellees filed their bill of
complaint against the appellant and Frank Berman re
citing the aforesaid facts and praying that the appellant
be enjoined and restrained from using or occupying No.
2227 Barclay street, and that the defendant, Frank Ber
man, be enjoined and restrained from procuring and au
thorizing or permitting any negro or negroes or person
or persons either in whole or in part of negro or African
descent to use or occupy the property contrary to the
provisions of the agreement set forth in the bill of com
plaint. On the same date Judge F e a u k signed an order
requiring the defendant to show cause on or before De
cember 1, 1936, why the injunction should not issue as
prayed (B. 6).
The defendant, Frank Berman, filed his answer in
which he asserted that the agreement was null and void
for the reason that it had been executed upon the under
standing that the owners of all the properties in the block
would sign, whereas the owners of eleven of such prop
erties never did sign the agreement; and for the further
reason that the agreement had failed to accomplish its
purpose. Berman also alleged that by reason of the occu
pation of nearby properties by negroes, the value of the
property in question would be greatly increased by recog
nition of the invalidity of the agreement.
Thereafter, the appellant, Edward Meade, answered
the bill alleging that the agreement was invalid and unen
forceable because: (a) it was a personal covenant and did
not run with the land; (b) it was contrary to public pol
icy ; (c) there was no privity of estate or contract between
the covenantor and the covenantee; (d) it was an unrea
6
sonable restraint placed upon the free alienation of the
property in question; (e) the reason for its execution no
longer obtained; (f) enforcement of the agreement would
deprive the appellant of his property without due process
of law. To the answer was appended a demurrer on gen
eral grounds, and on the ground that the appellee had
an adequate remedy at law.
The case came on for hearing and testimony was taken.
It was conclusively shown by the testimony of the appel
lees that they had executed the agreement with full knowl
edge that other owners either failed or refused to sign
(R. 19). No testimony to the contrary was produced on
behalf of the appellant or the defendant, Frank Berman.
The testimony further showed that, at the time the
agreement was entered into, Twenty-third street was in
habited by colored people and there were two colored
churches on that street, an alley known as Twenty-second
and a half street was occupied by colored people, and one
colored family had moved into the 2300 block of Guilford
avenue. It was shown that with the exception of the
Guilford avenue block the streets in question had been
colored for many years (R. 15, 20). The testimony fur
ther showed that, at the time of the trial, Brentwood ave
nue, a narrow street running from North avenue to
Twenty-fifth street between Barclay and Guilford ave
nue, was inhabited by colored people and that a part of
Twenty-fourth street was also inhabited by colored peo
ple, but the record failed to show whether this condition
existed at the time when the agreement was entered into.
The testimony also showed that since the signing and
recording of the agreement there had been no occupancy
of Barclay street by colored people with the single excep
7
tion of 2238 Barclay street, which stands at the southwest
corner of Barclay and Twenty-third street. This prop
erty was a dressmaking shop on the first floor catering
exclusively to white trade, which was entered from Bar
clay street; it had an apartment on the upper floor which
was entered from Twenty-third street and was occupied
by a colored man and his wife who used the Twenty-third
street entrance exclusively. This property had never
been covered by the agreement, and the use made thereof
was not objectionable to the white residents on Barclay
street (R. 15).
The appellees offered in evidence an agreement duly
executed and recorded on December 14, 1936 signed by a
number of property owners in the 2200 block of Barclay
street who were not signatories to the original agree
ment. This agreement was in substance identical with
the agreement signed by the complainants and the prede
cessor in title of the appellant and the defendant Berman.
It was shown that the agreement had been signed and
originally recorded on July 21, 1936, but that by reason
of defective acknowledgment it had been necessary to
record the agreement again subsequent to the institution
of the present suit. The trial court ruled that the agree
ment could not be admitted into evidence, and an excep
tion was duly noted (R. 21).
On January 18, 1937 the trial court entered a decree
in accordance with the prayer of the bill. The appellant,
Edward Meade, duly appealed, but the defendant Frank
Berman took no appeal from the order.
8
ARGUMENT
The undisputed facts in the case and the pleadings
themselves somewhat narrow the issues on this appeal.
There is no dispute as to the signing of the agreement,
as to its recordation, as to appellee’s title or as to the fact
that the appellant derived his right of possession directly
from a signatory to the agreement. The only questions
presented are as to the validity of the agreement, and its
enforceability by a court of equity.
I.
T H E A G R E E M E N T IS V A L ID .
A . The Agreement Is Not Contrary to Public Policy.
It is hardly necessary to argue that an agreement re
stricting the occupancy of land against negroes or per
sons of African descent is consistent with the public pol
icy of this State. That policy was authoritatively ex
pressed by this Court in the case of State v. Gurry, 121
Md. 534, where, an ordinance of Baltimore City requir
ing the segregation of the negro and white races was
considered and the general policy of segregation ap
proved although the ordinance was held invalid on other
grounds. A new ordinance obviating the defects pointed
out in that decision was enacted and went unchallenged
until a similar ordinance of the City of Louisville was
held invalid in the case of Buchanan v. Warley, 245 U. S.
60, but we do not perceive how that decision can affect the
public policy of the State of Maryland, nor indeed can
Buchanan v. Warley be taken to indicate disapproval of
the policy, the decision turning on the power of the City
to pass the ordinance.
9
In any event, cases arising in other jurisdictions have
unanimously held that a covenant against use or occu
pancy by negroes is valid and enforceable. Some cases
draw a distinction between covenants against occupancy
by negroes and covenants against sale to negroes, holding
the latter invalid as contrary to public policy. Other
cases reject the distinction and hold such contracts
equally valid, but no case has been found holding that a
covenant against occupancy is invalid as against public
policy or for any other reason.
A summary of the decisions follows:
(1) Cases holding covenants againt sale to negroes to
be valid:
Corrigan v. Buckley, 299 F. 899 (Ct. of App.
D. C. 1924) appeal dismissed, 271 U. S.
323
Torrey v. Wolfes, 6 F. (2d) 702 (Ct. of App.
D. C. 1925)
Russell v. Wallace, 30 F. (2d) 981 (Ct. of App.
D. C. 1929) certiorari denied, 279 U. S.
871
Cornish v. O’Donoghue, 30 F. (2d) 983 (Ct. of
App. D. C. 1929) certiorari denied, 279
IT. S. 871
Koehler v. Rowland, 275 Mo. 573, 205 S. W.
217, 9 A. L. E. 107 (1918)
Queensborough Land Co. v. Caseaux, 136
La. 724, 67 So. 641, L. E. A. 1916 B, 1201
(1915)
(2) Cases holding covenants against sale to negroes to
be void:
Title Guarantee & Tr. Co. v. Garrott, 42 Cal.
App. 152, 183 P. 470, (1919)
, Los Angeles Inv. Co. v. Gary, 181 Cal. 680,
186 P. 596, 9 A. L. E. 115, (1919)
10
Janss Inv. Go. v. Walden, 196 Cal. 753, 239 P.
34, (1925)
Wayt v. Patee, 205 Cal. 46, 269 P. 660 (1928)
Mandlebaum v. McDonnell, 29 Mich. 78, 18
Am. Rep. 61, (1874)
Porter v. Barrett, 233 Mich. 373, 206 N. W.
532, 42 A. L. R. 1267 (1925)
White v. White, 108 W. Ya. 128, 150 S. E. 531,
66 A. L. R. 518 (1929)
(3) Cases, such as the one at bar, involving the validity
of a covenant against occupancy by, as distin
guished from sale to negroes. Every case decided
on the question has held such a covenant to be
valid and it has been so held even by jurisdictions
which hold covenants against the sale to negroes
to be void.
Los Angeles Inv. Co. v. Gary, supra
White vs. White, supra
Parmalee v. Morris, 218 Mich. 625, 188 N. W.
330, 38 A. L. R. 1180 (1922)
Porter v. Barrett, supra
Janss Inv. Go. v. Walden, supra
Wayt v. Patee, supra
Schulte v. Starks, 238 Mich. 102, 213 N. W. 102,
(1927)
Covenants against occupancy by negroes are not con
trary to public policy:
In Parmalee v. Morris, supra, the deed to the property
in question provided that “ No building shall be built
within 20 feet of the front line of the lot. Said lot shall
not be occupied by a colored person, nor for the purpose
of doing a liquor business thereon.” The defendants,
colored people, contracted to buy the property and the
plaintiffs, owners of similarly restricted properties in
11
the same subdivision, sought to have the defendants en
joined from violating the restriction. One of the
grounds for the defendants’ contention that the covenant
was void was that it was contrary to public policy.
In upholding the validity of the covenant the court
said (218 Mich. 628):
“ Is the restriction contrary to public policy?
“ It has been said that certain acts are contrary
to public policy so that the law will refuse to recog
nize them when they have a mischievous tendency
so as to be injurious to the interests of the state.
This brings up the question as to what interests of
the state are likely to be injured if an owner of prop
erty, for reasons which are satisfactory to himself,
refuses to sell himself, or permit his assignors to
sell, to certain persons who may be distasteful to
him as neighbors. Are there any interests of the
state which will be promoted or advanced compelling
the creation of such a condition in the community!
The law is powerless to eradicate racial instincts or
to abolish distinctions which some citizens do draw
on account of racial differences in relation to their
matter of purely private concern. For the law to at
tempt to abolish these distinctions in the private
dealings between individuals would only serve to
accentuate the difficulties which the situation pre
sents.
“ One of the purposes of the restriction in the in
stant case was apparently to preserve the subdivi
sion as a district unoccupied by negroes. Whether
this action on the part of the owner was taken to
make the neighborhood more desirable in his estima
tion, or to promote the better welfare of himself and
his grantees, is a consideration which I do not be
lieve enters into a decision of the case. So far as
12
I am able to discover, there is no policy of the state
which this action contravenes. Were defendants’
claim of rights based upon any action taken by the
authority of the state, an entirely different ques
tion would be presented.”
In Corrigan v. Buckley, 299 F. 899, 902, (Ct. App. D.
C., 1924), appeal dismissed 271 U. S. 323, the covenant
in question forbade the sale or leasing to, or occupancy
by, negroes. It was contended that the covenant vio
lated the 14th Amendment of the Constitution and was
contrary to public policy. After holding that the cove
nant did not violate the 14th Amendment the court said
(p. 902):
“ It follows that the segregation of the races,
whether by statute or private agreement, where the
method adopted does not amount to the denial of
fundamental constitutional rights, cannot be held to
be against public policy. Nor can the social equal
ity of the races be attained, either by legislation or
by the forcible assertion of assumed rights. * * *”
Nor have any of the cases involving the validity of
covenants against occupancy by negroes, cited supra,
held such covenants to be contrary to public policy.
B. The Agreement Does Not Place an Unreasonable
Restraint Upon Alienation.
The cases cited in the preceding section of this brief
are unanimous in holding that a covenant against occu
pancy by negroes is not a restraint upon alienation, but
is merely a restraint against the use of real property.
Some cases hold that a covenant against sale to negroes
is invalid as being an unreasonable restraint on aliena
tion, although there are many decisions to the contrary.
13
Not a single case, however, holds that a covenant merely
forbidding occupancy by negroes is invalid as a restraint
on alienation. See especially:
Los Angeles Inv. Co. v. Gary, supra
White v. White, supra
Parmalee v. Morris, supra
Porter v. Barrett, supra
Janss Inv. Co. v. Walden, supra
Wayt v. Patee, supra.
Schulte v. Starks, supra.
C . The Covenant Forbidding Occupancy by Negroes Is Not Void
As Being Repugnant to the Grant.
Although all courts agree that conditions or restric
tions completely destroying the right to alienate prop
erty, even for a limited time, are void, as inconsistent
with complete ownership, and many courts hold even
partial restraints on alienation void as repugnant to the
interest created, the question of the restriction of the
right to alienate, either complete or partial, is not in
volved in this case. The covenant in question is not a
restriction on the right to alienate but on the use of the
property, and such covenants against occupancy by ne
groes have been held to be valid restraints on the use of
the property in every case in which their validity has
been questioned and in no instance to be repugnant to
the grant:
Los Angeles Inv. Co. v. Gary, supra
Wayt v. Patee, supra
White v. White, supra
Parmalee v. Morris, supra
Schulte v. Starks, supra.
14
D . Enforcement of the Agreement Does Not Deprive the Appellant
of His Property Without Due Process of Law.
The question of the validity of restrictive agreements
of this type under the Fourteenth Amendment of the Con
stitution of the United States was closed by the decision
of the Supreme Court in Corrigan v. Buckley, 271 U. S.
323, 331 (1926) where the Court dismissed as without
merit an appeal from a decision of the Court of Appeals
of the District of Columbia affirming an injunction ■ en
forcing an agreement among private individuals forbid
ding the sale of the property to negroes. It will be noted
that this injunction upheld an agreement not to sell,
which is far more drastic than an agreement against oc
cupancy. The ground of the decision was that enforce
ment of a covenant against occupancy or sale of property
is not a violation of the Fourteenth Amendment, but
merely tolerates discrimination by individuals and in no
wise sanctions such discrimination by the State either
through its legislative or judicial departments.
As it is elementary that the first,Section of the Four
teenth Amendment has exclusive reference to the inva
sion of individual rights by the States and has no appli
cation to the invasion of individual rights by individuals,
it follows that the Fourteenth Amendment is not applic
able.
The Civil Rights Cases, 109 U. S. 3
Corrigan v. Buckley, 299 F. 899, 901 (Ct. of
App. D. C. 1924), 271 U. S. 323, 330, 331
(1926)
Los Angeles Inv. Co. v. Gary, supra
Parmalee v. Morris, supra.
15
II.
EQUITY HAS JURISDICTION TO ENFORCE
THE AGREEMENT.
A , A Restrictive Covenant May Be Enforced in Equity Against an
Assignee of a Covenantor, Although It Does Not
Run With the Land.
In order to be enforced in equity a restrictive cove
nant as to the use of land need not be one “ running with
the land” in the technical sense of the term:
“ Even in jurisdictions where, as in England, the
burden of a covenant does not run with the land, an
agreement as to the use of land may, under certain
circumstances, affect a subsequent purchaser of the
land who takes with notice of the agreement. As
stated in the leading case on the subject, ‘ the ques
tion is not whether the covenant runs with the land,
but whether a party shall be permitted to use the
land in a manner inconsistent with the contract en
tered into by his vendor, and with notice of which he
purchased’. # * Such an agreement may occur in
connection with a conveyance of land, restricting the
grantor, * * * or restricting the grantee. * * # Or it
may be independent of any conveyance of land, be
ing merely an agreement between adjoining owners
as regards the use of their land.”
2 Tiffany on Real Property (2nd ed.) 1425,
1426 Sec. 394
In Pomeroy’s Equity Jurisprudence (4th ed.) Sects.
688 and 689, the rule is stated as follows:
“ A purchaser with notice of a prior contract to
sell or to lease takes subject to such contract, and is
bound in the same manner as his vendor to carry it
into execution. # # # On the same principle, if the
owner of land enters into a covenant concerning the
land, concerning its uses, subjecting it to easements
or personal servitudes and the like, and the land is
16
afterwards conveyed or sold to one who has notice of
the covenant, the grantee or purchaser will take the
premises bound by the covenant, and will be com
pelled in equity either to specifically execute it, or
will be restrained from violating it ; and it makes no
difference whatever, with respect to this liability in
equity, whether the covenant is or is not one which
in law ‘ runs with the land ’, ’ ’
In Clem v. Valentine, 155 Md. 19, 26, the court quoted
the following from Columbia College v. Lynch, 70 N. Y.
440, 449:
“ Whether it was a covenant running with the
land, or a collateral covenant, or a covenant in gross,
or whether an action at law could be sustained upon
it, is not material as affecting the jurisdiction of a
court of Equity, or the right of the owners of the
dominant tenement to relief upon a disturbance of
the easements.”
After quoting this language, the Court in Clem v. Val
entine, said:
“ It seems to be well settled by the weight of au
thority that any grantee of the land to which such
a right is appurtenant acquires by his grant a right
to have the servitude, or easement, or right of
amenity, protected in equity, notwithstanding that
his right may not rest on the covenant, which simply
runs with the title to his land, and notwithstanding
that it may also be true that he may not be able to
maintain an action at law for the vindication of his
right. ’ ’
In Schmidt v. Hersey, 154 Md. 302, 306, the Court said
that the “ right is one enforced ‘ by virtue of the equit
able doctrine applicable, and does not depend upon the
existence of a covenant running with the land, or
17
upon the existence of any right to relief under the com
mon law. ’ ’ ’
In Newbold v. Peabody Heights Co., 70 Md. 493, 500,
the court said:
“ It may be very true that the covenant is not of
a character to run with the land, in the strict legal
technical sense of those terms; but if it be of a char
acter to create a right and an equity in favor of the
vendor or lessor, and those claiming in his right,
as against those holding and occupying the land, a
Court of Equity will assume jurisdiction and admin
ister relief. This is a well settled principle. * * *”
In order for a covenant, restricting the use of land, to
be enforceable in equity against a subsequent holder of
the land, it must appear that the intention of the cove
nanting parties was that the restriction was to bind not
only the promisor, but subsequent owners of the land as
well.
In Wood v. Stehrer, 119 Md. 143, 149, Chief Judge
Boyd, in speaking of whether a certain restrictive cove
nant was binding on the heirs and assigns of the cove
nantors, said:
“ * * # if it is intended to bind heirs and assigns
by such restrictions, it must be so stated, or at least
there must be enough in the instrument to show that
such was the intention. ’ ’
And, because the covenant involved did not refer to the
heirs and assigns of the covenantors, or provide that
they should “ use or hold the remainder of the property
subject to the same restrictions imposed on the lot con
veyed” , it was held to be a mere personal agreement of
the grantors which was not enforceable against other
proprietors.
18
In Baft ell v. Senger, 160 Md. 685, 690, the Court said
that “ It is apparent,” that in proceedings in equity in
volving restrictions or restrictive covenants, “ all techni
cal considerations, whatever may be their nature, are sub
ordinate to the intention of the parties” to the covenant.
The presumption is that the parties to the covenant in
tended that the restriction was to bind all subsequent
holders of the land and not merely the promisor.
“ What the intention was in this regard is a ques
tion of construction, but since it is ordinarily imma
terial to the promisee who may make any particular
use of the property, the presumption would seem to
be, in the absence of a clear showing to the contrary,
that such a use by any person whomsoever is intend
ed, and an intention to this effect would appear to be
clearly indicated by the fact that the agreement in
terms binds the promisor’s assigns, or that the
agreement is an impersonal form, that the land shall
not be used in a particular way.”
2 Tiffany on Beal Property (2nd ed.) p. 1438,
Sect. 397.
There can be little doubt, upon examining the language
of the agreement between the covenanting parties,
that their intention was that the restriction against oc
cupancy of any of their properties by negroes was to ap
ply to subsequent holders of their properties as well as
to themselves. The language of the instrument is abso
lutely unequivocal to that effect, providing that “ they
and each of them their heirs and each of their heir’s per
sonal representatives successors and assigns shall and
will have hold stand seized and possessed of the said re
spective properties interest and estate subject to the fol
lowing restrictions limitations conditions covenants
agreements stipulations and provisions to wit, That “ etc.
19
After reciting the restrictions the agreement further
provides “ that all and singular the restrictions limita
tions conditions covenants agreements stipulations pro
visions matters and things whatsoever herein contained
or mentioned shall run with and bind the land and each
and all of the above mentioned properties and premises
and every part thereof and the heirs personal representa
tives successors or assigns of each and all of the parties
hereto and shall be kept and performed by and inure to
the benefit of and be enforceable by all and every per
son and persons body and bodies politic or corporate at
any time owning or occupying said land. * * * ” It would
be difficult to imagine a more specific statement by the
covenanting parties that they intended all subsequent
holders of the land, as well as themselves, to be bound
by the covenant and the restriction therein contained.
In order for a covenant, restricting the use of land,
to be enforceable in equity against a subsequent pur
chaser of the land, it must also appear that the subse
quent purchaser took with notice of the restriction—
“ * * * a restrictive agreement is enforced in equity
against a subsequent purchaser only when he takes
with notice thereof. Such notice may be either ac
tual or constructive, and the purchaser is, in accord
ance with the general rule as to notice, charged with
notice of anything showing or imposing such a re
striction which may be contained in a conveyance in
the chain of the title under which he claims. * * *”
2 Tiffany on Real Property (2nd ed.) p. 1439,
Sect. 398.
“ The notice may be actual, as where a convey
ance was made ‘ subject to the restrictions and con
ditions in said deed recited’, referring to an earlier
deed. Ringgold vs. Denhardt, 136 Md. 136, 140. Or,
20
it may be constructive. Thus, the constructive no
tice furnished by the record of an instrument con
taining the restrictions properly recorded among the
land records is sufficient to satisfy the rule requir
ing notice of the restrictions.”
Best on Restrictions and Restrictive Cove
nants, p. 39.
In Lowes v. Carter, 124 Md. 678, the question was
whether the recording of a 'certain restrictive covenant
gave sufficient notice to a purchaser of land subject there
to to warrant the enforcement of the covenant against
him in equity.
The Court held that actual notice by the purchaser of
the existence of the restrictive covenant was not neces
sary to enforce its provisions against him in equity but
that the recording of the instrument, giving the pur
chaser constructive notice thereby, was sufficient.
In the present case, therefore, the appellant, the sub
sequent purchaser of No. 2227 Barclay Street, one of the
lots bound by the covenant against occupancy by negroes,
had sufficient notice of the existence and provisions of
the covenant to warrant his being bound thereby in a
court of equity. The instrument, embodying the cove
nant in question, was recorded among the land records
of Baltimore City in Liber S. C. L. 4841, folio 354, on
January 27, 1928, some time prior to the appellant’s en
tering into the contract to purchase No. 2227 Barclay
street. Being on record at the time of contracting to
purchase said lot, the appellant cannot contend that he
had no notice of the covenant’s existence as the prior re
cording of the covenant served to notify him construc
tively thereof.
21
B. A Restrictive Covenant Is Enforceable in Equity, Although There
Was No Privity of Contract and Estate Between the
Parties Thereto.
Although it may be true that, in order for a covenant
to “ run with the land” in the technical sense of the term,
so as to sustain an action at law, there must be privity
of both estate and contract between the covenantors and
covenantees, such privity is not necessary for the enforce
ment of a restrictive covenant in equity and hence the
presence or absence of such privity in this case is entirely
academic.
In Clem v. Valentine, 155 Md. 19, 26, the court, after
holding that a covenant need not be one running with
the land, in the legal sense, in order to be enforceable in
equity, said:
“ Nor is it necessary, in order to sustain the action,
that there should be privity of estate or contract, but
there must be found somewhere the clear intent to
establish the restriction for the benefit of the party
attempting to restrain its infringement.”
Furthermore, the necessity for privity of estate and
contract in order for a covenant to run with the land at
law is a purely technical requirement and need not neces
sarily be present for the enforcement of a restrictive
covenant in equity:
“ . . . it is apparent that in such a proceeding as
this all technical considerations, whatever may be
their nature, are subordinate to the intention of the
parties. ’ ’
Bartell v. Senger, 160 Md. 685, 690.
Covenants similar to the one in question have been fre
quently enforced in equity even though the parties there
to were adjoining owners and there was no privity of es
tate between them.
22
In 2 Tiffany on Real Property (2nd ed.) p. 1426, Sect.
394, discussing the types of restrictive covenants en
forceable in equity, it is said:
‘ ‘ Such an agreement may occur in connection with
a conveyance of land, restricting the grantor, or the
subsequent transferees of the grantor, as regards the
use of the land retained by him, or restricting the
grantee as regards the use of the land conveyed. Or
it may be independent of any conveyance of land,
being merely an agreement between adjoining own
ers as regards the use of their land.”
In Wayt v. Patee, 205 Cal. 46, 269 P. 660 (1928),
the various lot owners in a sub-division entered into
a covenant restricting the use of their land by for
bidding occupancy “ by any persons other than of the
Caucasian race. ’ ’ One of the owners subsequently nego
tiated the sale of his lot to negroes. Certain of the other
lot owners brought an action in equity to enjoin the con
veyance to the negroes and to enjoin the negroes from
occupying the premises.
The court enforced the covenant and granted the in
junction even though it that case, as in the case at bar,
there was no privity of estate between the covenanting
parties.
In Corrigan v. Buckley, 299 F. 899, (Ct. of App. D. C.
1924), certain adjoining and neighboring property own
ers entered into a covenant against sale or rental to, or
occupancy by, negroes. Although there was no privity
of estate between the covenanting parties the court, nev
ertheless, at the instance of certain of the covenanting
parties, restrained another of the parties to the covenant
from selling to a negro.
In Russell v. Wallace, 30 F. (2d) 981, (Ct. of App. D.
C., 1929), the owners of the lots in Randolph Place, Wash
23
ington, D. C., together bound themselves by a covenant
against a transfer of any of the properties, in any man
ner, to negroes. Although, as here, there was no privity
of estate between the several parties to the covenant, the
court of equity nevertheless enforced the covenant at the
behest of certain of the lot owners and restrained a sale,
by one of the parties to the instrument, to negroes.
C. There Is No Adequate Remedy at Law.
The absence of adequate remedy at law is clear. A suf
ficient ground is that there is no privity of estate, it being
well-settled that “ by the common law no stranger to any
covenant, action or condition had any advantage or bene
fit of the same by any ways in the law, except such as
were parties or privies thereto.” Moale v. Tyson, 2 H.
& McH. 387, 388. It may also be suggested that the rem
edy at law would necessarily depend upon whether the
covenant is one which runs with the land. Glenn v. Can-
by, 24 Md. 127, 130; Whalen v. B. & 0. R. Co., 108 Md.
11, 20.
III.
T H E C O V E N A N T H A S N O T F A IL E D IN IT S P U R P O S E .
A . The Record Shows No Material Change in Conditions Since the
Execution of the Agreement.
The record utterly fails to show a material change in
conditions since the execution of the agreement. It is
true that the record would indicate that negroes live in
the 2300 block of Guilford avenue; that Brentwood ave
nue, a narrow street running from North avenue to Twen
ty-fifth street, between Barclay street and Greenmount
avenue, is inhabited by colored people; that an alley
known as Twenty-second and a half street, and Twenty-
third and part of Twenty-fourth streets are inhabited by
colored people; that there are two negro churches on
24
Twenty-third street; and that 2238 Barclay street is oc
cupied by colored people.
However, the instrument, containing the restrictive
covenant in question, is dated November 14, 1927, and
was recorded January 27,1928. At the time of the agree
ment there was a negro church on Twenty-third street,
Twenty-second and a half was colored and had been so
since the Great War, as also had Twenty-third street.
One colored family had already moved into the 2300 block
of Guilford avenue, which was, in fact, one of the reasons
for the neighborhood meeting out of which grew the cove
nant under consideration. The record fails to show
whether Brentwood avenue, or Twenty-fourth street were
colored when the agreement was signed.
On this record there is no evidence of substantial
change in the character of the neighborhood since the
restrictive agreement was signed. The surrounding
neighborhood was partially colored and was becoming in
creasingly so. Alarmed by a colored family moving into
the 2300 block of Guilford avenue, certain residents of
the nearby 2200 block of Barclay street banded together
and, by virtue of a restrictive covenant, sought to stem
the advancing tide of colored people. The one block in
Guilford avenue has become entirely colored, but the
signers of the covenant foresaw that that would probably
happen and for that very reason entered into the cove
nant in an effort to protect their own homes.
Indeed the only material change, in regard to negroes
occupying property in the entire restricted area of twen
ty-four square blocks was the occupancy of 2238 Barclay
street by colored persons. This has been the sole occu
pancy of Barclay street by a negro family since the sign
ing and recording of the covenant. This single occu
25
pancy by negroes has not so altered things, however, that
the original purpose of the signers in so restricting their
properties can no longer be accomplished. They are
still substantially removed and protected from undesir
able proximity with colored people as 2238 is on a corner,
at the end of the block. Furthermore the dressmaking
establishment on the first floor of 2238 draws no colored
people as it caters exclusively to white patrons, nor are
the upper floors objectionable as the entrance thereto is
on a side street which has always been colored. The 2200
block of Barclay street still is, to all intents and purposes
a white block, and the purpose of the covenant was to
preserve it as such.
This occupancy of 2238 Barclay street by colored peo
ple did not in itself amount to a breach of the covenant
as the owner of the property did not sign it. The lot
was, therefore, not subject to the restriction but was out
side of the restrictive tract both geographically and fig
uratively, and the change may be said to have taken place
outside of the restricted tract. No colored family had
ever occupied a house within the restricted area before
the appellant, Meade, moved into 2227.
B. There Is No Evidence That the Value of the Property Will Be
Diminished by Enforcing the Agreement.
It has also been contended that by reason of the large
number of colored families now occupying properties
close to the 2200 block of Barclay street, the said block
has already depreciated in value for occupancy by white
people, and the value of said properties would be greatly
increased by recognition of the invalidity of the agree
ment referred to and the right of occupancy by negroes.
Even if this were true (and the record fails to disclose
any testimony to support the contention), it would not
26
warrant a refusal by a court of equity to enforce the cove
nant. The mere fact that a property would be more valu
able if used for the purpose forbidden by a restrictive
covenant does not justify the refusal of a court of equity
to enforce the same.
In Allen v. Massachusetts Bonding & Ins. Co., 248
Mass. 378, 143 N. E. 499, 502 (1924), action was brought
in equity to enforce a restriction against digging a cellar
beyond a certain depth. One of the defendant’s reasons
for contending that the restrictions should not be en
forced was that greater value would attach to the prop
erty if free from the restriction. In holding that the
covenant should be enforced, the court said:
4 4 The great increment in the value of the land of
the defendant which will arise from refusal to en
force this restriction is of slight if any consequence.
The restriction was a matter of record in the chain
of the defendant’s title and the defendant was bound
by notice thereof.”
In Reeves v. Comfort, 172 Gfa. 331, 157 S. E. 629
(Ga. 1931), it was held that restrictive covenants run
ning with the land will not be set aside at the suit of an
owner of a restricted lot against other owners of restrict
ed lots on the ground that the property would be en
hanced in value by annulment of restrictions.
In Noel v. Hill, 158 Mo. A. 426, 138 S. W. 364, 370,
(1911), in a similar case, the court said:
44We have heretofore held in Spahr v. Cape, 143
Mo. App. 114, 122 S. W. 379, that the mere fact that
lots subject to building restrictions created by cove
nants in the deed by which they were limited to use
for residence purposes only, became more valuable
or suitable for business than for residence purposes,
is not in itself any ground justifying a court of
equity in overturning and annulling such covenants.”
27
In Continental Oil Co. v. Fennemore, 38 Ariz. 277, 299
P. 132, 135 (1931), the court said, in quoting from an
earlier case:
44 ‘ The fact that apart from and surrounding the
tract some business has grown up, and that the land
has become more valuable in consequence, in no man
ner entitles defendants to be relieved of the restric
tions they have created. This condition is but the
natural result of the improvement of the various
tracts, and the fact that the property may have be
come more valuable thereby for business purposes
is immaterial. ’ ’ ’
To this effect also, see:
Evans v. Foss, 194 Mass. 513, 80 N. E. 587,
(1907)
Reed v. Hazard, 187 Mo. A. 547,174 S. W. I ll,
(1915)
Spahr v. Cape, 143 Mo. A. 114, 122 S. W. 379,
(1909),
Drexel State Bank of Chicago v. O’Donnall,
344 111. 173, 176 N. E. 348 (1931).
It is therefore submitted that even if the restricted
properties would be more valuable if relieved of the re
striction—which fact is in no wise admitted by the ap
pellees, a court of equity would not be justified in refus
ing to enforce the covenant on that ground.
CONCLUSION.
For the foregoing reasons it is respectfully submitted
that the decree of the trial court should be affirmed.
J. S. T. WATERS,
WILLIAM L. MARBITRY, JR.,
ROBERT R. PORTMESS,
Attorneys for Appellee.
No. 28051
SUPREME COURT OF OHIO
STATE OF OHIO, E X REL. THEODORE LEW IS and
M ARY ELIZABETH LEW IS, parents and next friends
of CHARLES ED W A R D and THEALOU LEW IS,
minors,
Relators-Appellants,
vs.
THE BOARD OF EDUCATION of the W ILM IN G TO N
SCHOOL DISTRICT and HARRY W . HODSON,
Superintendent of Schools, et al.
Respondents-Appellees.
BRIEF FOR APPELLANTS
Theodore M . Berry,
William A. McClain,
Of Lawson, Berry & McClain,
Attorneys for Appellants.
Hubert T. Delany,
Belford V . Lawson, Jr.,
Thurgood P. Marshall,
Of Counsel.
Court Index Press, In c . - Law Printers - Cincinnati, Ohio
INDEX
Page
Assignments of Error ................................................. 1
Questions of Law Involved............................... .......... 3
Statement of Facts ........................ '....... .................... 4
Argument ---- .----- ------- --- ------ -................................ 6
Judgment of Trial Court Contrary to Law ...... ....... 6
No Power to Assign Colored Children in Absence of
Express Authority ............................. 8
Weaver Case Not Applicable in This Case ............... 14
Action of Board Contrary to Law and Constitution
of Ohio .................. ....................... ......... ........ . 15
Assignment by Race Violates Fourteenth Amend
ment of United States Constitution .................. . 23
Error in Holding Mandamus Not Issuable ............. 27
Error in Excluding Relevant Testimony ................... 28
Judgment in Prior Case Not Res Judicata ............... 30
Conclusion ........................ 34
Appendix ......... 39
CASES CITED
Berea College v. Kentucky, 211 U. S. 45 .................... 35
Bibb v. Alton, 179 111. 615 .................... ........................ 29
Bibb v. Alton, 193 111. 309, 312 ............................19, 28, 29
Board of Education v. State, 45 O. S. 555 .........3, 9, 27
Board of Education v. State, 114 O. S. 188 ____ 3, 9, 28
Board of Education v. Tinnon, 26 Kans. 1; 39 L.R.A.
1020 .................................................................. . 9
Board of Education v. Wickman, 80 O. S. 133; 88
N. E. 412 ................................................ ............. 27
Buchanan v. Warley, 245 U. S. 60 ............................... 23
Cartwright v. Board of Education, 73 Kans. 32.......... 10
II.
Clark v. Board of Directors, 24 la. 266 .... .............— 12
Clark v. Maryland Institute, 87 Md. 643 .................... 22
Crawford v. District School Board, 68 Ore. 388; 137
Pac. 217 ........................................................ ....... 11
Dred Scott v. Sandford, 19 Howard (U. S.) 393 (1856) 15
Eastern School District v. Cincinnati, 19 Ohio 176,
191 ....................................-................................. 9
Ex Parte Virginia, 100 U. S. 339, 346 ........ ............ 23
Gaines v. Canada, 305 U. S. 337, 350 ..........20, 23, 24, 28
Games v. McCann, 21 O. S. 198 .................. ...............15, 18
Gibson v. Board of Education, 2 O. C. C. 557 ...... —. 8
Gong Lum v. Rice, 275 U. S. 78 ........ ........................ 18
Harlingen v. Board of Education, 104 O. S. 360; 136
N. E. 19 ................................................... -........... 27
Jones v. Newlon, 81 Colo. 25; 253 Pac. 386 ............. . 13
Knox v. Board of Education, 45 Kans. 152................ . 10
Milhoof v. Board of Education, 76 0. S. 297; 81 N. E.
Page
568 ..................................................................... . 27
Nixon v. Condon, 286 U. S. 73 ... ................ ............... 27
Patterson v. Board of Education, 11 N. J. Misc. 179 .... 13
Pearson v. Murray, 169 Md. 478; 182 Atl. 590
.................. ...................13, 22, 24, 28
People v. School Board, 161 N. Y. 598; 56 N. E. 81...... 19
Pierre v. Louisiana, 306 U. S. 354, 358 ..................... 17
Plessy v. Ferguson, 163 U. S. 537 .................... 18, 25, 26
Roberts v. New York, 295 U. S. 264 ............................. 24
Schwing v. McClure, 120 O. S. 335; 166 N. E. 230 ...... 8, 24
Smith v. Independent School District, 40 la. 518........ 12
State v. Duffy, 7 Nev. 34............................................. 19
Steele Company v. Miller, 92 O. S. 115........................ 25
Tape v. Hurley, 66 Calif. 473; 6 Pac. 129.................... 11
Truax v. Corrigan, 257 U. S. 312 ............................... 26
United Heating v. State Building Commission, 124
O. S. 413; 179 N. E. 138 ...................................... 27
Ward v. Flood, 48 Calif. 36 ............................... ........ 19
Weaver v. Board of Trustees of Ohio State Univer
sity, 126 O. S. 290 .............................................. 1, 3, 6
Woolridge v. Board of Education, Kans. 157 Pac. 1184 10
III.
Workman v. Board of Education of Detroit, 18 Mich.
400 ............. -........................................................... 11
Wright v. Board of Education, 295 Mo. 466; 246 S. W.
43 .................... -.......... -...................................... 21, 23
Wysinger v. Crookshank, 82 Calif. 588 .................11, 26
Yick Wo v. Hopkins, 118 U. S. 356 - ..... .................... 25
Page
CONSTITUTIONAL PROVISIONS AND STATUTES
29 Ohio Laws 422 - .......................................... 7
51 ” ” 429 ... ......... ....... ................................ 7
75 ” ” 513 ........................... .......................... 7
84 ” ” 34 ........... ..................................... . 7
Ohio Revised Statutes—Section 4008 .................... 7
Ohio Constitution—Article I Sections 1, 2, 7, 19__ 3, 20, 21
Article II—Section 1; Article VI
Section 2 .............. .................. 20, 21
Ohio General Code—Sections 7644; 7681; 7684; 7690;
7942 ; 7948; 12940 ......................................3, 7, 8, 14
United States Constitution—Fourteenth Amendment,
Section I ............................................................... 4
TEXTBOOKS AND MISCELLANEOUS
Cardozo, Benjamin—“The Nature of the Judicial
Process” , pp. 21, 23, 151, 163 ........ ............15, 25, 37
10 American Jurisprudence 904 ............................... 8
12 American Jurisprudence 129, 271 .................... 23, 25
2 Freeman on Judgments (5th ed.) 1433, 1434, 1447,
1453, 1455, 1530, 1534, 1582, 1592,1594.... 31, 32, 33, 34
1 Jones On Evidence (4th ed.) 251 ........................... 29
IV.
Page
23 Ohio Jurisprudence 973, 974, 1003, 1008, 1015
..................................... 31, 32, 34
25 Ohio Jurisprudence 1006 ................. -................... 27
36 Ohio Jurisprudence 188, 189, 313, 316-318 ..........7, 8
President’s Advisory Committee on Education 1939—
“Special Problems of Negro Education” , p. 34,
152-153 ............................................................. 36, 37
Quillin, Frank U.—“The Color Line in Ohio,” Chap
ter II .................................................................. 6
15 Ruling Case Law 955, 964, 982, 984, 1015, 1016
......... .................................. 31, 32. 34
24 Ruling Case Law, 562, 565, 569, 575 ............. 8, 23, 27
SUPREME COURT OF OHIO
No. 28051.
State of Ohio, ex rel. T heodore L ew is and Mary E liza
beth Lew is , parents and next friends o f Charles
Edward and T healou L ew is , m inors,
Relators-Appellants,
vs.
T he Board of Education of the W ilmington School D is
trict and H arry W . H odson, Superintendent of
Schools, et al.
Respondents-Appellees.
ASSIGNMENTS OF ERROR
First : The Court of Appeals erred in holding that a
writ of mandamus was not the proper and available
remedy under the circumstances of this case.
Second: The Court of Appeals erred in its construc
tion of Ohio General Code Sections 7684 and 7690 to
include the power to make assignment of students ac
cording to race.
T hird : The Court of Appeals erred in following and
interpreting the decision of the Supreme Court in the
Case of State ex rel Weaver v. Board of Trustees of Ohio
State University, 126 O.S. 290 as granting authority to
Boards of Education to classify students by race.
Fourth : The decision of the Court of Appeals is er
roneous in that it is contrary to the Constitution, estab
lished law and public policy of the State of Ohio.
2
F if t h : The decision of the Court of Appeals is er
roneous in that it is in conflict with and violative of the
Fourteenth Amendment (Section I) of the Constitution
of the United States.
Six t h : The Court of Appeals erred in excluding rele
vant and admissible testimony to the prejudice of Ap
pellants.
Seventh : The Court of Appeals erred by hastening
and obstructing the trial to the prejudice of appellants.
3
BRIEF FOR APPELLANTS
QUESTIONS OF LAW INVOLVED
This cause is appealed on question of law to the Su
preme Court from an original proceeding and decision
in the Court of Appeals for the First Appellate District
of Ohio and involves the following legal questions:
1. In the absence of express legislative enactment by
the State of Ohio providing for separate schools accord
ing to race, does not the action of a board of education in
assigning Colored students to a separate school resulting
in segregation by race constitute a violation of general
law and the Constitution of the State of Ohio, Article I
Section 1, 2, 7, 16, 19 and Artcle II Section 1?
2. Does the statutory authority given to boards of edu
cation under Ohio General Code 7684 to assign pupils
include the power to make such special assignments as
result in the segregation of Colored children in a sepa
rate school?
3. Does the decision of the Supreme Court in the case
of State ex ret Weaver v. Board of Trustees of Ohio State
University, 126 O.S. 290 overrule the cases of Board of
Education v. State, 45 O.S. 555 and Board of Education v.
State, 114 O.S. 188 and establish the power of a board of
education to consider race as a basis in making assign
ments of students?
4. Is not the special assignment of Colored pupils by
a board of education under circumstances not applicable
alike to all pupils irrespective of their race or color such
an abuse of the discretionary power to make assignments
of pupils and a violation of law as to entitle appellants
to the remedy of mandamus?
4
5. In the absence of express legislative enactment by
the State of Ohio to provide for separate schools accord
ing to race, does not the action of a board of education
in assigning Colored students to a separate school re
sulting in segregation by race constitute a violation of
Section I of the Fourteenth Amendment of the United
States Constitution?
STATEMENT OF FACTS
The facts in this case are presented by stipulation of
counsel and oral testimony of witnesses during the trial.
The Board of Education of the Wilmington School
District, a corporate body, maintains and operates four
elementary schools within the district. One of these
schools, Midland School, has a teaching staff and student
body composed entirely of Colored persons, and the re
maining three schools are composed entirely and only of
White teachers and pupils.
The Relator-Appellants, Theodore Lewis and Mary
Elizabeth Lewis are citizens of Ohio and the United
States and residents of the Wilmington School District
and have two minor children, Charles Edward, age 9
years and Thealou Lewis, age 6 years, eligible for enroll
ment to an elementary school; both appellants and their
children are Colored persons. At the beginning of the
school term September 5th, 1939 appellants presented
their two children for enrollment and admission at the
Smith Place School, the one nearest their home and
attended by the White children in the immediate neigh
borhood; the appellants’ children were refused admis
sion and were told they would have to attend the Mid
land School. Appellants continued to present their chil
dren to Smith Place School and the Main School, the
5
next nearest school to their home and were at all times
refused admission.
All Colored children, except those of appellants, attend
Midland School, and prior to October 11th, 1939 all those
living in the section near appellants home were obliged
to walk a distance of one and a quarter miles past Smith
Place School and Main School through the business sec
tion of the City and across two railroads to attend the
Midland School.
On October 7th, 1939, pursuant to an affidavit issued
by a school attendance officer Theodore Lewis was ar
rested and placed in jail for failure to send his children
to school, notwithstanding that the children had been re
peatedly presented to Smith Place School and Main
School and were refused admission.
On October 11th, 1939, after appellants continued to
present their children for admission to the two schools
nearest their home, the Board of Education at a special
called meeting adopted a motion that “Thealou Lewis
and Charles Edward Lewis be assigned to the Midland
School”. And on the same date the Board of Education
adopted a resolution to provide bus transportation for
pupils residing more than a mile from the school they
attended.
On October 18th, 1939 appellants filed their petition
in the Court of Appeals for the First Appellate District
for a peremptory writ of mandamus to compel the
Board of Education, Superintendent and Principal to
admit and enroll Charles Edward and Thealou Lewis to
the Smith Place School or other school of the district
under conditions applicable to all youth regardless of
race or color. The Court of Appeals after trial denied
the writ of mandamus from which this appeal on ques
tions of law is taken.
6
ARGUMENT
I.
The Judgment and Order of the Trial Court are Contrary
to the Law Applicable to the Case.
The Court of Appeals of the First Appellate District
in the instant case based its opinion and judgment on
the doctrine of the case of State ex ret Weaver v. Board of
Trustees of Ohio State University, 126 O.S. 290 (1933),
and concluded that by reason of that decision a board
of education under its general powers to assign pupils is
also delegated the authority to consider racial differences
in making assignments. We submit the lower Court was
in grave judicial error and expressed a reactionary social
view.
A. T he Legislative P olicy of Ohio R epudiates the
D octrine of R ace Classification.
It cannot be said that the State of Ohio has at all times
followed a liberal policy in treatment of its Colored
citizens. The infamous “Rlack Laws” in varied forms
were in force from 1804 to 1849 and imposed humilia
tions and civil disabilities upon all persons of color in the
State.1
In reference to education the State of Ohio has ex
perienced three stages as it applied to Colored children.
At first no provision was made for their education, not
withstanding the Constitution of the State imposed a
duty upon the General Assembly to provide “a thorough
Quillin, Frank U. “ The Color Line in Ohio” — Univ. of Michigan
Studies (1913) Chap. II.
7
and efficient system of common schools throughout the
State” (Article VI Section 2) (See 29 0. L. 422)
The second stage was the period when the General
Assembly by statute required the establishment of sepa
rate schools for Colored children (51 O. L. 429 March 14,
1853). Later the Act of 1878 (75 0. L. 513; Rev. Stat. Sec.
4008) provided:
“When in the judgment of the board (of edu
cation), it will be for the advantage of the dis
trict to do so, it may organize separate schools
for Colored children; * * *.”
Even this “separation law” was discretionary and not
mandatory. See: 36 O. Jur. 316, 317, 318.
The third stage began when the law granting the
power to establish separate schools (Rev. Stat. Sec. 4008
supra) was repealed by the General Assembly on Feb
ruary 22, 1887 (84 O. L. 34). Thereby separate schools
for Colored children were abolished and the legislative
policy clearly established by the State of Ohio.
Moreover, the positive aspect of the new legislative and
public policy of the State was expressed by the enact
ment of the Civil Rights Law (Ohio General Code Section
12940) on February 7, 1884 (81 O. L. 15). This law was
intended to assure the Colored citizen every civil right
in places of public accomodation as all other citizens
irrespective of his color.
We call upon this Court to take judicial cognizance
of the fact that by constitutional provisions and statu
tory law of this State public schools are institutions of
public accommodation, and within the meaning of Ohio
General Code Section 12940 the judgment of the trial
court is erroneous.
8
B. I n the Absence of Express A uthority the Board of
Education of W ilmington Has N o P ower to A ssign
A nd Separate Colored Children in Only One Ele
mentary School and Exclude T hem From A ll Other
Schools.
The authority of a board of education is derived solely
from statute, both duties and authority being clearly
defined by legislation and is limited strictly to such pow
ers as are expressly granted or clearly implied.
36 0. Jur. 188, 189
24 R. C. L. 562, 565, 569
Schwing v. McClure, 120 0. S. 335; 166 N. E.
230
By Ohio General Code Sec. 7690 it is provided:
“Each city * * * board of education shall
have the management and control of all the
public schools * * * in the district.”
And by O. G. C. 7684 it is provided:
“Boards of education may make such an as
signment of the youth of their respective dis
tricts to the schools established by them as in
their opinion best will promote the interests of
education in their districts.”
Nothing in either of these sections gives express authori
ty to make assignments by race. On the contrary it has
been held that unless there is some statute explicitly giv
ing the right to make a distinction of this kind, it would
be contrary to the spirit of the law and unauthorized.
36 0. Jur. 313
10 Amer. Jur. 904
State ex ret Gibson v. Board of Education,
2 O.C.C. 557
9
In the absence of statutory authority, White and Colored
children are equally entitled to, and must be admitted to
the same schools upon the same terms without distinction
on account of color.
State ex ret Eastern School District v. Cin
cinnati, 19 Ohio 178, 191
The leading, and we submit controlling case in this
State is Board of Education of Oxford v. State, 45 O. S.
555 (1888). That case was a proceeding in mandamus
to compel the board of education to admit relators’ chil
dren to a common school from which they had been
excluded by the board under a resolution requiring all
Colored children to attend a separate school. The Court
in awarding a peremptory writ, per curiam, said:
“Whilst under the later section (Rev. Stat.
4013 and same as 0. G. C. 7684) power is con
ferred on boards of education to make such as
signments of the youth in their respective dis
tricts, such power cannot be exercised with ref
erence to the color or race of the youth; and
Section 4008 having been repealed * * *
February 22, 1887 (84 O. L. 34) separate schools
for Colored children have been abolished and no
regulation can be made under Section 4013
(O.G.C. 7684), that does not apply to all chil
dren irrespective of race or color.” (Italics ours)
And this case was followed unanimously in Board of
Education of Dayton v. State ex rel Reese 114 O. S. 188
(1926)
We may well consider the weight of authority on this
issue outside of Ohio.
One of the most important cases on this point is the
case of Board of Education v. Tinnon, 26 Kans. 1, 39
1 0
L.R.A, 1020 (1881). In this case the pleadings were so
framed and admissions were so made that the only
question pi-esented to the Supreme Court of Kansas was
“whether the board of education of a city of the second
class has the power to establish separate schools for
White and Colored children, and to exclude Colored chil
dren from the schools established for White children for
no other reason than that they are Colored children”.
The board of education sought to justify its ruling con
cerning the establishment of separate schools under a
Kansas statute providing that:
“The board of education shall have power to
elect their own officers, except the treasurer; to
make their own rules and regulations, subject to
the provisions of this article; to organize and
maintain a system of graded schools; to estab
lish a high school whenever in their opinion the
educational interests of the city demand the
same; and to exercise the sole control over the
schools and school property of the city.” (26
Kans. at p. 16)
After a careful consideration of the entire question in
its opinion the Supreme Court of Kansas followed the
precedent that:
“It must be remembered that unless some stat
ute can be found authorizing the establishment
of separate schools for Colored children, that no
such authority exists; and we have been unable
to find any such statute, and none has been
pointed out to us.” (26 Kans. at p. 23)
See also: Knox v. Board, 45 Kans. 152 (1891)
Cartwright v. Board of Education, 73 Kans.
32 (1906)
Woolridge v. Board, 157 P. 1184, 98 Kans.
397 (1916)
11
The question as to what the legislature might have
done is beside the point; the administrative authority
cannot take unto itself legislative functions.
Tape v. Hurley, 68 Calif. 473, 6 P. 129 (1885)
See also: Wysinger v. Crookshank, 82 Calif.
588 (1890)
In the case of Crawford v. District School Board, 68 Ore.
388, 137 P. 217, (1913), the Supreme Court of Oregon
granted mandamus to an Indian child for admission to
the “White” school stating in its opinion that:
“When the state legislature has not passed an
act expressly authorizing them to do so, school
boards, created for carrying on the public
schools of the state, have no lawful power to pro
vide separate schools for the education of White
and Colored children.” (137 P. at p. 220)
The same rule was applied in Michigan in 1869 in the
case of Workman v. Board of Education of Detroit, 18
Mich. 400 (1869). The statutes of Michigan provided
that:
“All residents of any district shall have an
equal right to attend any school therein; Pro
vided that this shall not prevent the grading of
schools according to the intellectual progress of
the pupils, to be taught in separate places when
deemed expedient.”
The Supreme Court of Michigan granted a writ of man
damus to a Negro on the following grounds:
“It cannot be seriously urged that with this
provision in force, the school board of any dis
trict which is subject to it may make regula
tions which would exclude any resident of the
12
district from any of its schools, because of race
or color, or religious belief, or personal peculiari
ties. It is too plain for argument, that an equal
right to all the schools, irrespective of all such
distinctions, was meant to be established.” (18
Mich, at p. 409)
The ruling was established in Iowa in 1888 by the case
of Clark v. Board of Directors, 24 Iowa 266, where the
Supreme Court of Iowa granted a peremptory writ of
mandamus, the court in its opinion stating that:
“Our statute has expressed the sovereign will,
that all the youths of the State between the ages
of five and twenty-one years shall be entitled to
the privileges and benefits of our common
schools, and it is not competent for the board of
directors to resist the sovereign will and declare,
that, since ‘public sentiment in their district is
opposed to the school’ they will deny equal privi
leges to some of the youths.” (24 Iowa at p. 276)
“In other words, all the youths are equal be
fore the law, and there is no discretion vested in
the board of directors or elsewhere to interfere
with or disturb that equality. The board of di
rectors may exercise a uniform discretion equal
ly operative upon all, as to the residence, or
qualifications, or freedom from contagious dis
ease, or the like, of children, to entitle them to
admission to each particular school, but the
board cannot, in their discretion, or otherwise,
deny a youth admission to any particular school
because of his or her nationality, religion, coloi',
clothing, or the like.” (24 Iowa at p. 277)
See also: Smith v. Independent School District,
40 Iowa 518 (1875)
13
Local school officials are not only prohibited from es
tablishing separate schools without express statutory au
thority but are also prohibited from setting up separate
classes in the same school. The establishment of sepa
rate swimming classes in a public school of Trenton,
New Jersey, was declared unlawful by the New Jersey
Supreme Court in 1933. The opinion in this case stated
that:
“It appears that the Trenton board of educa
tion provides a course in swimming in the new
central high school. Although there is no dis
crimination between races in the class room or
the gymnasium, the Colored youth are not per
mitted to take swimming lessons, except with
those of their own race. Such action is discrimi
nation. Boys or girls enrolled in a class in the
public schools of this state are entitled to receive
instructions, without any discrimination, predi
cated upon race. To say to a lad you may study
with your classmates, you may attend the gym
nasium with them, but you may not have swim
ming with them because of your color, is unlaw
ful discrimination.” Patterson v. Board of Edu
cation, 11 N. J. Mise. 179 (1933) See also: Jones
v. Newton, 81 Colo. 25, 253 Pac. 386, 50 A.L.R.
1263 as to social functions.
In the case of Pearson v. Murray, 169 Md. 478, 182 A.
590 (1936), the Court of Appeals of Maryland affirmed
the ruling of the lower court granting mandamus to a
qualified Negro applicant for admission to the Law
School of the University of Maryland. Statutory pro
vision was made in Maryland for the establishment of
separate elementary and high schools but there was no
provision authorizing separate universities. In granting
14
the writ of mandamus the Court of Appeals of Maryland
held that:
“But in Maryland no officers or body of officers
are authorized to establish a separate law school,
there is no legislative declaration of a purpose to
establish one, and the Courts could not make the
decision for the State and order its officers to
establish one. Therefore the erection of a sepa
rate school is not here an available alternative
remedy.” (182 A. at p. 594)
C. T he W eaver Case is Not A pplicable Nor D ecisive of
the Question Involved in T his Case.
1. The reasoning and interpretation made by the Court
of Appeals in the instant case in attempting to construe
the Weaver Case as authority to boards of education to
make racial assignments stretches the doctrine of j udicial
precedent to the breaking point.
The facts, issues, and rationale of the Weaver Case are
entirely different. The case was primarily decided on
the “social status theory” and construed Sections 7942 and
7948 of the Ohio General Code, while we are concerned
here with the rights, privileges, duties and powers of the
parties under Sections 7644, 7681 and 7684 of the General
Code.
2. To avoid future confusion and errors the decision
in the Weaver Case should be repudiated and overruled
by this Court. The opinion in that case appears to be
based more on social expediency than sound reasoning
and prevailing judicial precedent. The Court in the
Weaver Case chose to disregard the clearly established
legislative policy of the State by repeal of the separation
statute and all other Black Laws and its positive action
in enacting the Civil Bights Law. Moreover, the Court
15
based its decision upon Games v. McCann, 21 O. S. 198
(1871) which was decided at a time when the law of the
State provided for separate schools according to race,
but had been overruled and repudiated by repeal and
two Supreme Court decisions in 1888 and 1926. We
submit that the Games Case had no more merit or valid
basis for use in deciding the Weaver Case than the Dred
Scott Decision. The latter might have been better used
to serve the end desired, if expediency rather than jus
tice was the end sought.
The majesty of justice commands that prior decisions
be overruled when manifestly erroneous. “That court
best serves the law which recognizes that the rules of
law which grew up in a remote generation may, in the
fullness of experience, be found to serve another genera
tion badly.”
Cardozo—“The Nature of the Judicial Pro
cess” p. 151. \
II
The Action of the Board of Education and Superintend
ent of Schools in Assigning Appellants’ Children
to a Separate School and Excluding Them From all
Other Schools is Contrary to the Laws and Consti
tution of Ohio.
A. T he Board of Education has no A uthority to A ssign
P upils to Separate Schools A ccording to R ace in
the A bsence of E xpress Statutory A uthority.
The argument on this aspect of the case has been set
forth in full with adequate supporting authority cited in
Section I B of this brief. To repeat it at this point would
16
be to risk redundancy, however we call the Court’s at
tention to this section of the brief for purposes of em
phasizing this phase of the case.
In view of the established legislative policy of the State
of Ohio as expressed in the enactment of the Civil Rights
Law (1884) and the repeal of the separate school law
(1887) together with the prevailing weight of judicial
authority, we submit this Court cannot hold otherwise
than that the policy and practice of assigning the children
of appellants and all other Colored children similarly
situated to a separate school and x-efusing them admis
sion to all other schools was unlawful. This Court must
with clarity and finality repudiate the meaning and ex
tension of authority given to the Weaver Case by the
Court of Appeals and reaffirm the well established princi
ple that the power of a school board to assign pupils does
not imply or confer the authority to consider race as a
basis for making assignments.
If the Court omits to decide this question unequivocally
it will condone the arrogation of legislative powers by
administrative bodies and throw wide the door to racial
discrimination and segregation and all forms of undemo
cratic abuses. The social progress and racial good will
developed in the past half century in Ohio will be lost.
We are constrained to caution the Court against sophis
ticated contentions.
1. The school authorities insist that the assignment
made of appellants’ children was not based on color, but
in line with an effort to equalize the per room attendance
in the various schools.
This contention must be measured by its reasonable
ness and its result; in both it fails. It is within the prov-
17
ince of the Court to search and look behind the record to
determine truth.
Pierre v. Louisiana 306 U. S. 354, 358 (1938)
(a) Every grant of discretionary power implies a
reasonable exercise of that discretion and any arbitrary
or unreasonable use thereof is an abuse and should be
corrected by the Courts. Thus, in order to attain the so-
called per room attendance equalization, the Board of
Education assigns White pupils living on Grant Street
in the immediate vicinity of Midland School to other
schools, and insists that all Colored children residing on
Grove Street and Thorne Street, more than a mile and a
quarter from Midland School, to travel through the con
gested section of the City and across two railroads to at
tend Midland School. We submit this violates all rules
of reasonableness. Moreover, it ignores the guiding
principles of safety, health and welfare of the pupils sub
jected to such a rule. (See Bill of Exceptions pp. 17, 18,
25 and map exhibit).
(b) The so-called effort to “equalize per room attend
ance” is in fact a pretext and lip excuse to cloak an ac
tual unlawful practice of racial segregation. The records
prove this is not being attempted or accomplished in
fact. In the first grade at Main School there are 25 pupils,
at Smith Place School 27 pupils, and at Midland School
only 11 pupils (all Colored). At the Main, Smith Place
and East End Schools the total enrollment in each is
approximately 200 pupils (all White) and at the Midland
School 71 pupils (all Colored).
Will this Court permit such sophistry to confuse the
issue? Does this not establish clearly an intent and prac-
18
tice to segregate according to color? In the final analysis
the gravamen of this cause is the result and effect of the
Board of Education’s action and practice, not its motive,
rationale, or alleged good faith. This Court must pierce
the veil of sophisticated pretext in order for truth and
justice to prevail.
It is significant that at no place in the minutes of the
Board of Education from 1937 to date of trial is there any
reference made to a policy or program of equalizing at
tendance or correcting over-crowded conditions. The
only reference to assignment of any pupils in the entire
School District specifically names appellants’ children.
A professed good intention cannot remedy a harmful re
sult.
2. The school authorities insist that the accomodations
and facilities at Midland School are equal and thereby
the question is settled.
On the contrary we contend that such contention is an
admission of all we contend, namely that Midland School
is maintained solely as a separate and segregated school
and is unlawful.
We submit that “equality of accomodation” is not a
relevant issue in this cause for the reason that there is no
law in Ohio providing for separate schools. The ques
tion of equal and separate facilities arises only where
there is a specific statutory authority for the establish
ment of separate schools.
Plessy v. Ferguson 163 U. S. 537
Gong Lum v. Rice 275 U. S. 78
The case of Games v. McCann 21 O. S. 198 with its
“classification” theory cannot be followed because it was
based upon an existing law providing for separate schools
which has since been repealed.
19
A leading and controlling case on this question is
People ex rel Bibb v. Alton, 193 111. 309, 312, (1901) in
which the Supreme Court of Illinois held:
“The complaint of the relator is that his chil
dren have been excluded on account of their
color, from the public school of said City located
near his residence and been required to attend
a school located a mile and a half distant from
his residence, established exclusively for Colored
children. Such complaint is not met by showing
that the schools established for Colored children
in said City equal or surpass in educational fa
cilities the schools established in said City for
White children. Under the law the Common
Council of said City had no right to establish
different schools for White children and Colored
children of said City and to exclude the Colored
children from the schools established for White
children, even though the schools established for
Colored children furnished educational facili
ties equal or superior to those of the schools es
tablished for White children.” (Italics ours)
The same Court adds further at page 313:
“No reason appears in this record for the ex
clusion of said children or their assignment to
the Lovejoy School, other than their color. Such
exclusion in law amounted to discrimination
against the children of relator on account of
their color” .
See also: Ward v. Flood 48 Cal. 36
State v. Duffy 7 Nev. 342
People v. School Board 161 N. Y. 598; 36
N. E. 81
3. The Board of Education contends that since bus
transportation has been made available there is no reason
to complain.
2 0
It is to be noted by the Court that this bus transporta
tion was provided on October 11,1939 only after Theodore
Lewis had been jailed for not sending his children to
Midland School and the issue was made a public scandal.
We submit that providing bus transportation is a further
admission of all that appellants contend. Since, in fact,
the bus serves only Colored children to carry them to
Midland School it is a conclusive admission that Midland
School is a segregated school for Colored.
Providing bus transportation may mitigate the dis
crimination and segregation, but does not cure or re
move its unlawful nature.
Missouri ex rel Gaines v. Canada 305 U. S.
337, 350 (1938)
B. T he A ction of the Board of Education in A ssigning
Appellants’ Children to a Separate School and
Befusing A dmission to all Other Schools is in
V iolation of the Constitution of Ohio.
1. It violates Sections 1, 2, 7, 19 of Article I, Section 1
of Article II and Section 2 of Article VI of the Ohio Con
stitution. These sections provide:
Article I—Section 1:
“All men are, by nature, free and independent,
and have certain inalienable rights, among which
are those of enjoying and defending life, liberty,
acquiring, possessing, and protecting property,
and seeking and obtaining happiness and safety” .
Article I—Section 2:
“All political power is inherent in the people.
Government is instituted for their equal pro
tection and benefit, * * *”
2 1
Article I—Section 7:
“ * * * , it shall be the duty of the General As
sembly to pass suitable laws * * * to encourage
schools and means of instruction.”
Article I—Section 19:
“Private property shall ever be held inviol
ate, * * *”
Article II—Section 1:
“The legislative power of the State shall be
vested in a general assembly * * * ”
Article VI—Section 2:
“The General Assembly shall make such pro
visions * * * as * * * will secure a thorough
and efficient system of common schools through
out the state * * *”
2. The rule of the Board of Education and Superin
tendent imposed upon appellants’ children which does
not apply to all others equally irrespective of color or
race:
(a) Constitutes an infringement upon his consti
tutional right of freedom and independence.
(b) Constitutes an unwarranted limitation upon
his property right since the right to share and
participate in the public school system is a
property right.
In Wright v. Board of Education, 295 Mo. 466; 246 S.W.
43 (1922) the Court said:
“ * * * the public school system owes its exis
tence and perpetuity to taxes drawn from the
2 2
people; in a sense therefore the citizen may be
said to have a proprietary interest in the system.
This is true not only in a pecuniary sense in
that he contributes annually to its support but
on account of the advantages extended to his
children, who, within the contemplation of the
law, are entitled without stint or distinction, to
whatever rights and benefits the system affords” .
(Italics ours).
(c) Deprives him of equal protection and benefits of
the law.
(d) Usurps and arrogates legislative power which
exclusively is vested in the General Assembly.
In the case of Clark v. Maryland Institute, 87 Md. 643
(1898) the Court was called upon to construe a consti
tutional provision similar to Article VI Section 2 of the
Ohio Constitution, and at page 662 said:
“The Constitution of this state requires the
General Assembly to establish and maintain a
thorough and efficient system of free public
schools. This means that the schools must be
open to all without expense. The right is given
to the whole body of the people. It is justly
held by the authorities that to single out a cer
tain portion of the people by the arbitrary stan
dard of color, and say that these shall not have
rights possessed by others, denies them equal
protection of the laws”.
See also: Pearson v. Murray, 169 Md. 487,
A.L.R. 706 (1936).
103
23
III.
The Assignment of Appellant’s Children to Midland
School on Conditions not Applicable to all Pupils
Alike Irrespective of Race or Color Violates Section
I of the Fourteenth Amendment of the United States
Constitution.
A. It D eprives A ppellants of P roperty W ithout D ue
P rocess of L a w .
1. The action of the Board of Education is State ac
tion within the meaning of the Fourteenth Amendment.
School districts and boards of education are agents of the
State for the sole purpose of administering the state sys
tem of public education.
24 R.C.L. 562, 565
Ex Parte Virginia—100 U.S. 339, 346 (1879)
Pearson v. Murray, 169 Md. 478; 103 A.L.R. 706
(1936)
Gaines v. Canada, 305 U.S. 337.
2. The property interests protected by the due process
clause include not only physical possession but all rights
of use and enjoyment.
Buchanan v. Warley, 245 U.S. 60 (1917)
Wright v. Board of Education, 295 Mo. 466; 246
S.W. 43 (1922).
3. The due process clause is intended to protect the
citizen against arbitrary deprivation of his rights or prop
erty. It is a limitation upon arbitrary power and a guar
anty against arbitrary legislation.
.12 Amer. Jur. 271.
24
4. To the extent that the Board of Education and Su
perintendent have arbitrarily, and without legislative
authority, assigned appellants’ children to a separate and
segregated school and denied their admission in any
other school thereby appellants have been deprived of a
proprietary right without due process of law.
5. And the refusal of the trial court to issue a writ of
mandamus in effect ratified, confirmed, and endorsed the
deprivation of appellants property by the arbitrary, un
lawful, and unconstitutional acts of appellees, and there
by amounted to depriving appellants of their property
without due process of law.
12 Amer. Jur. 274
Roberts v. New York, 295 U.S. 264.
B. T he Arbitrary A ction of the B oard of Education
and Superintendent A gainst A ppellants’ Children
A mounts to a Denial of Equal P rotection of th e
Law s .
The acts of a board of education, being a creature of
the State is state action within the meaning of the Four
teenth Amendment.
Pearson v. Murray, 169 Md. 478; 182 At. 590 (1936)
Gaines v. Canada, 305 U.S. 337.
This Court is called upon to consider and apply the
constitutional guaranty of equal protection of the laws
from a fresher and broader point of view than hereto
fore given in the majority of cases dealing with questions
of race. The Court is challenged to break with the nar
row social concept that shaped judicial thought in past
decisions. It becomes a test as to whether a modem
Court will with discernment break with the rigid tradi
tion of judicial precedent and pronounce a new and more
25
liberal doctrine to meet the advanced social thought of our
times.
“We have to distinguish between the prece
dents which are merely static, and those which
are dynamic—and subordinate precedent to jus
tice”. Cardozo, The Nature of the Judicial Pro
cess. p. 163.
In general it has been held that the guaranty of the
equal protection of the laws means that no person or
class of persons shall be denied the same protection of
the laws which is enjoyed by other persons or other
classes in like circumstances.
12 Amer. Jur. 129 (cases cited)
“Equal protection of the laws is a pledge of the
protection of equal laws”.
Yick Wo v. Hopkins, 118 U.S. 356.
The guiding principle is that this constitutional guar
anty requires that all persons shall be treated alike, under
like circumstances and conditions, both in privileges con
ferred and in liabilities imposed.
12 Amer. Jur. 129
Steele Co. v. Miller, 92 O.S. 115.
However, when this broad principle has been applied
to the question of race and equal protection of the laws
earlier decisions have drawn a distinction. Thus it was
held that the 14th Amendment guarantees equality and
not identity of rights.
Plessy v. Ferguson, 163 U.S. 537.
And race and color have been recognized as a proper
basis for classification under laws providing for separate
accomodations.
26
But in every instance wherein that distinction has been
made the State law made a racial classification and pro
vided for separate accomodations.
But see Justice Harlan’s dissent in Plessy v. Ferguson,
supra pp. 554-564.
Thus the question posed by the instant cause is whether
in the absence of a State law providing for racial clas
sifications and separation in public schools, a board of
education, being an administrative agency of the State,
which adopts a rule classifying and assigning pupils to
separate schools according to color does not by such acts
deny the equal protection of the laws to those thus dis
criminated against?
We submit that it is a denial of equal protection of
the laws. Granting that it is within the power of the state
of Ohio to enact a law providing for separate schools by
race (which once it did), we contend that until it does
so, it does not lie within the power or authority of any
agency of the State to impose a rule or practice which in
any way limits or denies the benefits of the present law
unless that limitation applies equally to all similarly
situated regardless of race, color or condition.
10 Amer. Jur. 902, 903.
Wysinger v. Crookshank, 82 Calif. 588 (1890)
Class legislation discriminating against some and fav
oring others is what is prohibited by the equal protection
clause of the Fourteenth Amendment to the Constitution.
12 Amer. Jur. 140
Truax v. Corrigan, 257 U.S. 312
Yick Wo v. Hopkins, 118 U.S. 356
27
“The 14th Amendment, adopted as it was with
special solicitude for the equal protection of
members of the Negro race, lays a duty upon the
Court to level by its judgment these barriers of
color” . Cardozo, J.
Nixon v. Condon, 286 U. S. 73, 89 (1932)
IV
The Court of Appeals Erred in Holding That a Writ of
Mandamus was not Issuable in this Case.
It is recognized that the lawful discretion vested in an
individual or board cannot be controlled by the writ of
mandamus.
But the lower court overlooked an equally settled ex
ception to this rule, namely, that a writ of mandamus
may issue to correct an abuse of discretion or violation
of law.
25 O. Jur. 1006
24 R.C.L. 575
State ex rel. Harlingen v. Board of Education,
104 O.S. 360; 136 N.E. 196
State ex rel. United D. Heating v. State Bldg.
Com’ii., 124 O.S. 413; 179 N.E. 138
State ex rel. Milhoff v. Board of Education, 76
O.S. 297; 81 N.E. 568
Board of Education v. Wickman, 80 O. S. 133, 88
N. E. 412.
It is settled law in Ohio and other jurisdictions that
mandamus is the proper and available remedy to correct
an abuse of discretion by a board of education to obtain
admission to a school on equal terms with other children
regardless of color.
Board of Education v. State, 45 O.S. 555; 16 N.E.
373
28
Board of Education v. State, 114 O.S. 188; 151
N.E. 39
Bibb v. Alton, 193 111. 309
Pearson v. Murray, 169 Md. 478
Gaines v. Canada, 305 U.S. 337.
We submit that it has been sufficiently shown earlier
in this brief wherein the action of the Board of Education
in this cause was both unlawful and an abuse of its dis
cretionary power. For these reasons a writ of man
damus was properly issuable and should have been grant
ed under the circumstances of this case.
V
The Court of Appeals Committed Prejudicial Error in
Excluding Revelant Testimony Offered by Appellants.
Error was made in sustaining appellee’s objections and
refusing to permit answers to the following questions
over appellants’ exceptions:
1. “What school would the Lewis children have been
sent to or assigned to if they had been White children?”
p. 16.
2. “That is immediately in the vicinity of the Midland
School?” p. 18.
3. “As a matter of fact the Board of Education could
very well dispense with Midland School and save con
siderable money, couldn’t it?” p. 24.
4. In this plan of equalization, Mr. Hodson, have you
or the Board of Education ever sent White students to
Midland School to accomplish this equalization?” p. 25.
5. I will ask you if you had any conversation with
Mr. Hodson with reference to admission of your children
to the Smith Place School?” p. 29.
29
It is submitted that each of the above questions were
relevant, proper and the testimony in response thereto
was admissible.
Questions 1, 2 and 4 above were proper in every respect
to determine the principal question at issue, namely,
whether assignments were based on color.
“Where knowledge or intention of a person is
in issue proof of matters which are apparently
collateral is admissible. Obviously it happens
that motive or intent can be shown in no other
way since while a single act may leave the secret
motives in doubt, such act in connection with
others of same character may afford decisive
proof and remove all uncertainty” .
1 Jones on Evidence (4th ed.) p. 251.
By refusing to permit the witness to answer the Court
denied appellants of testimony which clearly would tend
to establish the essence of the case—all to the appellants
prejudice.
Further, by refusing to permit the witness Edna John
son to testify as to her conversation with Mr. Hodson with
reference to admission of her children to Smith Place
(question 5 above and p. 29 Bill of Exceptions) the Court
erred.
Remoteness in point of time does not necessarily ren
der evidence irrelevant. And it is well settled that evi
dence of prior acts and events are admissible to prove
a general scheme, common plan, intent or motive.
In the case of Bibb v. Alton, 179 111. 615 (1899) an action
in mandamus to compel admission of relator’s children
to a public school from which it was alleged that they
were excluded on account of color, it was held that the
relator was not confined to proof of the motive for ex-
30
eluding his children alone, but might show that all Col
ored children were likewise excluded from White schools.
It was held further that where the board made no pub
lic record for their action in carrying out their design to
keep Colored children out of White schools, the existence
of such illegal motives might be established by other
competent evidence.
We submit the Court improperly excluded competent
evidence which would establish the true motives and facts
in this case.
VI
The Judgment of the Court of Common Pleas of Clinton
County in Case Number 14714 does not Constitute
Res Adjudicata of the Instant Cause.
The concurring opinion of Presiding Judge Hamilton in.
the trial Court sustains a plea of res adjudicata. In an
ticipation of appellees argument on this question we sub
mit the followng discussion.
A. T here I s No Identity of P arties or P rivies.
The right to an education in public schools is a
personal right. In the former case an action was brought
on behalf of Charles Edward Lewis; in the instant case
action is brought in behalf of Charles Edward Lewis and
Thealou Lewis by both parents and while it is a joint
action; it is to assert their several personal rights to
attend school. None can gainsay that a separate action
could have been prosecuted for each child.
At the time of the prior action Thealou Lewis was not
of school age and had no rights that were violated and
the rules of privity cannot be applied to include her and
bar her rights by the doctrine of res adjudicata.
31
“Privity is not established from the mere fact that per
sons may be interested in the same question or in proving
the same state of facts.”
15 R. C. L. 1016.
Privity denotes mutual or successive relationship to
the same right of property, and is classified as privity in
estate, privity in blood, and privity in law.
The right of Thealou Lewis to attend school is one
created and given by the State and comes not by suc
cession of estate or blood through either her brother or
parents. The right exists regardless of her relations.
Hence, the doctrine of privity contended for my Defend
ants is inapplicable.
23 0. Jur. 1008, 1015.
15 R. C. L. 1015.
B. T here I s No Identity of Causes of A ction.
The defendants urge that because there appears to be
an identity of subject matter that this constitutes res
judicata. Such is not the rule.
Identity of subject matter is not essential to estoppel
by judgment. The test for such estoppel is identity of
causes of action and adjudication thereof.
There must be a distinction made between subject
matter and cause of action, since the subject matter of
two actions may be the same and yet the causes of action
may be entirely different. New rights in the same sub
ject matter may intervene between the two actions. “The
facts which establish the existence of a right and its vio
lation constitute the cause of action” . (See Freeman on
Judgments (Vol. II) p.p. 1433, 1434, 1447.
32
The test of identity of causes of action, even when the
matter in dispute may be the same in both actions (i. e.
the same subject matter) is whether the same evidence
would sustain both.
23 0. Jur. 973, 974.
15 R. C. L. 964.
Freeman on Judgments (Vol. II) p. 1447.
In the instant cause of action (i. e. the facts constitut
ing a violation of plaintiffs’ rights) arose at the begin
ning of the school year of 1939 in September and have
continued by various acts of the School Board, Superin
tendent and Principals in denying admission of plaintiffs’
children for reasons not applicable to all other children
similarly situated regardless of their race or color. More
over, the singular and remarkably different evidence
existing in this cause of action not existent in the prior
case is the formal action by motion of the Board of
Education making a special classification and assign
ment of plaintiffs’ children by name different from and
not applicable to other children similarly situated.
This we submit constitutes separate and different
causes of action wherein res judicata has no application.
Counsel for defendants insists that the same question
or matter was in issue in the former case as in the present
cause. But similarity of issues is not enough, it must
clearly appear to have been adjudicated in the prior
case. We submit that there was no such adjudication.
Freeman on Judgments (Vol. II) p. 4453 (Sec.
689), 1455.
33
C. T hat Case N umber 14714 W as Not A Judgment On
T he Merits.
We call the Court’s attention to the decision of the
Court of Common Pleas in Case No. 14714. The final
language of the Court therein after reviewing the evi
dence is “the petition will be dismised at his (plaintiff’s)
cost.”
This raises the important question as to whether a dis
missal of a petition for mandamus is a judgment on the
merits within the meaning of the doctrine of res j udicata.
Freeman on Judgments (Vol. II - 5th ed.) p. 1582 says:
“Judgments merely of dismissal, whether vol
untary or involuntary, in actions at law are not
on the merits and do not operate as a bar or
estoppel in subsequent proceedings involving the
same matters. Even though they may under
some circumstances be on the merits when they
are not of such character, very clearly they do
not bar a new action * * * Though the code
sections governing dismissals * * * pr0_
vides that in all cases other than those men
tioned, the judgment must be on the merits,
a judgment merely of dismissal, though not one
of these particularly specified will not be treated
as a judgment on the merits.” (Italics ours)
We submit that the language of the Courts decision in
substance was a nonsuit for lack of sufficient evidence
presented by plaintiffs.
And Freeman on Judgments (Vol. II) p. 1592 says:
“The granting of a non-suit is merely a ruling of law
that plaintiff has not made a case * * * and deter
mines no issues of fact. While it terminates the action
it does not adjudicate its merits” * * * (p. 1594).
“A dismissal or non-suit not determining the
rights of the parties cannot support the plea of
34
res adjudicata. Nor will the reasoning and
opinion of the Court upon the subject, on the
evidence adduced before it, have the force and
effect of a thing adjudged, unless the subject
matter be definitely disposed of by the judg
ment.”
It is submitted that the Court in the former case ren
dered no j udgment on the real issue in the cause, namely
whether the Board of Education has abused its discre
tionary powers and made a classification according to
color, but instead dismissed the action for failure of
proof by plaintiff which was not a judgment on the
merits to constitute res judicata.
Freeman on Judgments (Vol. II) pp. 1530, 1534.
15 R. C. L. 955, 982, 984.
23 0. Jur. 1003.
CONCLUSION.
lhe record in this case shows clearly and conclusively
that there has been an attempt on the part of the de
fendants to assign all Negro students including the plain
tiffs to Midland School irrespective of distance. We ad
mit that this might be in keeping with traditions, cus
toms and even with the prejudices of the citizens of Wil
mington, Ohio; but this does not make such assignment
lawful or just. Justice is found not in the strict adher
ence to customs and traditions but in an honest attempt
on the part of Courts to decide any given case in the
terms of our democratic ideals.
In interpreting statutes Courts ought to adopt a con-
stiuction, a limitation, or a definition not in accordance
with undemocratic traditions and oppressive race preju
dices but in accord with the ideals of our democracy.
This thought was expressed by Justice Harlan’s dissent
35
in Berea College v. Commonowealth of Kentucky, 211
U. S. 45 (1908) when he said:
“Have we become so inoculated with preju
dice of race that an American government, pro
fessedly based on the principles of freedom,
and charged with the protection of all citizens
alike, can make distinction between such citi
zens in the matter of their voluntary meeting
for innocent purposes simply because of their
respective races? Further, if the lower Court
be right, then a State may make it a crime for
White and Colored persons to frequent the same
market place at the same time, or appear in an
assemblage of citizens convened to consider
questions of a public or political nature in
which all citizens, without regard to race, are
equally interested. Many other illustrations
might be given to show the mischievous, not to
say cruel character of the statute in question,
and how inconsistent such legislation is with
the great principle of the equality of citizens
before the law.”
A study of the present status of the separate school
systems in eighteen states by the Advisory Committee on
Education appointed by President Roosevelt reveals that
separate schools do not provide equal opportunities. A
survey of elementary and secondary schools in states
maintaining separate schools is summarized as follows:
“The indexes presented in this chapter point
to extreme differences in the educational oppor
tunities of White and Negro children in the
Southern States. In the numbers of children
out of school; in the length of school terms; in
the progress of pupils through the grades; in
facilities for transporting pupils to school; in
the pupil-loads of teachers, their educational
qualifications, and their salaries; and finally,
36
in the adequacy of school plants and equip
ment—“in all these respects there is reflected
a program of public elementary and secondary
education for Negroes which is far less exten
sive than, and markedly inferior to, that af
forded for the White population. “Special Prob
lems of Negro Education”, prepared for the Ad
visory Committee, Published by Government
Printing (Mice, Washington, D. G., 1939, page 34.
A survey of the entire problem of Negro Education as
compared with education in general leads to the follow
ing conclusions:
“The significance of these educational in
equalities lies in what they entail for the social
effectiveness of the Negro citizens, and hence,
for the general welfare of the Nation. Several
considerations are pertinent in this regard.
“The most immediate effect of racial inequali
ties in public elementary and secondary edu
cation is reflected in the relative scholastic
achievement of Negro children. There have
been numerous studies of racial differences in
scholastic achievement and their relationship to
corresponding differences in school environment.
They have demonstrated such facts as these:
(1) That the extent of racial differences in
scholastic achievement varies markedly among
different school systems; (2) that such dif
ferences are greater in segregated than in non-
segregated schools; (3) that there is close cor
respondence between the extent of racial dif
ferences in scholastic achievement and racial
differences in school environment; (4) that dif
ferences between the achievement of White and
Negro pupils in Northern school systems are
attributable almost entirely to scholastic defic
iencies on the part of Negro migrants from im
poverished school systems in the South; and (5)
37
that Negro graduates of Northern high schools
maintain better scholastic records in South
ern Negro colleges than do graduates of South
ern Negro high schools. Such facts as these
afford one basis for appraising the effective
ness of traditional programs of education for
Negroes in separate schools.” Ibid, pages 152-
153.
True democracy in education can only be realized by
guaranteeing to every United States citizen the right
to have his child educated on the same basis as all
other citizens. This can not be realized by establishing
separate schools.
“Every new case is an experiment, and if the
accepted rule which seems applicable yields a
result which is felt to be unjust, the rule is re
considered * * * The sentence of today will
make the right and wrong of tomorrow.”
Cardozo, J.—The Nature of the Judicial Process,
p. 21, 23.
It is respectfully submitted that the order of the Court
of Appeals dismissing the petition for a peremptory
writ of mandamus should be set aside and that the lower
Court be ordered to issue said writ as prayed for in the
petition for writ of mandamus.
Respectfully submitted,
T heodore M. B erry,
W illiam A. McClain ,
Of Lawson, Berry & McClain,
Attorneys for Appellants.
Hubert T. D elany,
Belford V. L awson , Jr .,
Thurgood P. Marshall,
Of Counsel.
APPENDIX A.
COURT OF APPEALS
First Appellate District of Ohio.
Clinton County, No. 126.
State of Ohio, ex rel. T heodore L ew is a n d Mary Eliza
beth L ew is , as parents and next friend o f Charles
Edward L ew is and T hea L ou L ew is , m inors,
Relators,
vs.
The B oard of E ducation of T he W ilmington School
D istrict, a Body Corporate of Wilmington, Ohio,
et al.,
Respondents.
OPINION
January 5th, 1940.
Messrs. Lawson, Berry & McClain, for Relators.
Messrs. Smith, Rogers & Kirk, for Respondents.
By T he Court:
This is a proceeding in mandamus in which the rela
tors aver that the respondents have discriminated against
their children on account of their race, in excluding
them from Smith Street Public School of the School Dis
trict of the City of Wilmington. They pray that the court
award a peremptory writ, commanding the respondent
school board to admit and enroll his children as students
in the Smith Street School.
40
There are three school buildings in this school district.
There is no claim that any one of these buildings was
located or built with reference to or for the purpose of
maintaining a separation of the races in the schools.
Presumptively the determination to build and the loca
tion of the sites were in the exercise of a sound discretion
to promote the education of the youths of the district.
However, in the course of time, circumstances changed,
so that most of the children of school age are now in
close proximity to the Smith Street School, and, if mere
convenience in getting to the school were allowed to con
trol, the Smith Street School would be overcrowded, and
the other schools would not be attended to anything like
their capacity.
This condition caused the respondent to require some
students living near the Smith Street School to attend
the Midland School. The relator’s children refused to
attend that school. The hoard refused to allow them to
attend the Smith Street School. As the Midland School
is about one and one-fourth miles from relator’s resi
dence, the respondent has furnished transportation by
automobile from the relator’s residence to the school,
and has proferred to continue to supply such transporta
tion.
One of the relators has refused to allow his children
to attend the Midland School, which is a school attended
largely, if not exclusively, by Negro children. There is
no claim, however, that it is overcrowded, or that the
educational facilities and opportunities furnished there
are in any way inferior to those at the Smith Street
School.
It clearly appears from this record that the respondent
was entirely justified in requiring some students living
41
near the Smith Street school to attend some other school
in the district. They chose the relator’s children as the
ones to be educated elsewhere and chose the Midland
School as the place where they should attend.
One of the questions presented is whether this court
can control that discretion or substitute its discretion
for that of the school board. We have reached the con
clusion that the law has vested this discretion in the
school board, and that it is beyond the power of the
court to control that discretion by writ of mandamus.
The writ of mandamus should only be awarded to
compel the performance of a duty specifically enjoined
by law, such as a duty resulting from an office, station,
or trust. 25 Ohio Jur. 974. The duty thus enforced must
be mandatory—a nondiscretionary ministerial duty. Id.,
991, et seq. And the xfight must be clear. Id., 997.
Assuming, without deciding, that the respondents may
have been influenced by considerations of x’ace in the
choice of relator’s children to attend the Midland School,
rather than some other children living near the Smith
Street School, it is clear that this court cannot say that
the occasion did not exist for a choice to be made.
Choice implies the exercise of discretion. This court has
no power to make that choice or to direct the respondents
as to how they shall make it. To require the respondents
to admit and enx’oll the relators’ children in the Smith
Street School would be to nullify the choice which the
respondents had made to send these children to the Mid
land School, which choice the court cannot say did not
rest upon adequate legal grounds. The order would be
tantamount to a direction to the Board of Education to
transfer two other children from the Smith Sti’eet School
to the Midland School. If the court did that it should
42
lay down the rule or standard by which the Board should
be guided in making the selection. We know of no rule
to be applied in making such a selection.
2. While it is conceded that the state has the power to
establish separate schools, it is urged that it has not
conferred any such power upon the board of education.
The main sources of power of the board are found in
Section 7684 and 7690, General Code. By Section 7690, it
is enacted that “Each city......board of education shall
have the management and control of all the public
schools, of whatever class or character in the district.”
By Section 7684, it is provided that “Boards of educa
tion may make such an assignment of the youth of their
respective districts to the schools established by them as
in their opinion best will promote the interests of edu
cation in their dstricts.”
Now assuming that the board of education was in
fluenced in whole or in part by considerations of dif
ference in race in assigning the relators’ children to Mid
land School, do these sections delegate to it the authority
of the State to take that fact into consideration? Coun
sel for relators cite Board of Education v. State, 45 Ohio
St., 555, and Board of Education v. State, 114 Ohio St.,
188, as authority requiring an answer in the negative.
And had the Supreme Court not spoken later to the con
trary, we would regard those cases as requiring a nega
tive answer to the question. We believe the Supreme
Court has so spoken in the case of State ex ret. Weaver v.
Board of Trustees of Ohio State University, 126 Ohio St.,
290. In that case the court was required to determine
the power of the board of trustees to consider race in the
assignment of students taking the course of Home Eco
nomics at the Ohio State University. The authority of
the Board was found in Sections 7942 and 7948, General
43
Code. By Section 7942, it was enacted that: “The gov
ernment of the Ohio State University shall be vested in
a board of trustees”, and by Section 7948, that: “The
board of trustees may adopt by-laws, imles, and regula
tions for the government of the University.” The Su
preme Court held that the board of trustees had such
power. The court cited the earlier case of Games v.
McCann, 21 Ohio St., 198, which holds that a board of
education has such authority, and at page 297 quoted,
with approval, the following passage: “Any classifica
tion, which preserves substantially equal school advan
tages is not prohibited by either the state or federal con
stitution, nor would it contravene the provisions of
either.”
In our judgment, the scope of the power conferred
by “management” and “control” , and “assignment of
youth” in the section relating to boards of education is as
broad as the power conferred by “government” with
right to “Adopt by-laws, rules, and regulations” , in the
section relating to the Board of Trustees of Ohio State
University. It is our opinion that the Supreme Court
has so decided in State, ex ret. Weaver v. Board of
Trustees of Ohio State University, supra, and that we are
bound by that interpretation.
For these reasons, the writ of mandamus prayed for
is denied, and the action dismissed at the cost of the
relators.
Matthew s, & Ross, JJ., concur.
Hamilton, P. J., concurring:
I concur in the conclusion reached by the majority of
the Court, for the reason that the plea of res adjudicata,
44
set up by the respondents in the third defense, is a good
defense.
In 34 Corpus Juris, Section 1282, the law is stated as
follows:
“A fact or question which was actually and
directly in issue in a former suit, and was there
judicially passed upon and determined by a
domestic court of competent jurisdiction, is con
clusively settled by the judgment therein, so far
as concerns the parties to that action and per
sons in privity with them, and cannot be again
litigated in any future action between such
parties or privies, in the same court or in any
other court of concurrent jurisdiction, upon
either the same or a different cause of action.”
There are no new or changed facts in the case under
consideration which would warrant a different judgment
from the judgment entered by Judge Clevenger. As
stated by Judge Clevenger on page 2 of his opinion:
“These allegations and denials boil down to
the issues to the simple question whether the as
signment of said child was wholly because of his
rase. Relator says it was, and the Board by
answer, says it was not.”
And Judge Clevenger held that judgment should be ren
dered for the respondent, Board of Education.
lhat seems to me to be the only issue in the instant
case. There is another child, of the same family, living
at the same place, the parties to the action are the same,
and all the conditions and circumstances of the case are
the same.
Iherefore, the judgment of Judge Clevenger must be
held to be conclusive of all the rights here sought to be
litigated.
IN THE
Supreme Court of Missouri
DIVISION NO. 2,
JANUARY CALL, 1937
JOSEPH P. HARRIS,
Appellant,
VS.
CITY OP ST. LOUIS,
A Municipal Corporation, et al..
Respondents.
APPEAL FROM T H E CIRCUIT COURT, C ITY OF ST . L O U IS,
M ISSOURI.
H ONORABLE O 'N E IL L R Y A N , JUDGE.
ABSTRACT OF THE RECORD FOR APPELLANT
S. R. Redmond,
H enry D. E spy, Esq.,
A ttorneys fo r Appellant (P la in tiff).
•PE N C R It D . S O V A R D , L A W P R IN T E R . Q U H B S L »L D < * . K . C . . U P . V I . « » « •
No. 34,587
IN THE
Supreme Court of Missouri
DIVISION NO. 2.
JANUARY CALL, 1937
JOSEPH P. HARRIS,
Appellant,
VS.
CITY OF ST. LOUIS,
A Municipal Corporation, et al.,
Respondents.
APPEAL PROM T H E CIRCUIT COURT, C ITY OF ST. LOU IS,
M ISSOURI.
HONORABLE o ’ N E ILL R Y A N , JUDGE.
ABSTRACT OF THE RECORD FOR APPELLANT
This is an action for an injunction instituted
August 27, 1934, by the appellant, plaintiff below,
against respondents, defendants below, by filing his
suit in the Circuit Court of the City of St. Louis.
The amended petition, omitting caption, is as fol
lows :
2
AMENDED PETITION
(Caption omitted)
By leave of Court had and obtained, comes
now, Joseph P. Harris and for his cause of
complaint states that he is a citizen and resident of
the City of St. Louis, State of Missouri and has
resided in said City and State for 40 years; that
he is a tax-payer and owner of real estate in said
city and state, and that he brings this action on
behalf of himself and other such citizens of the
City of St. Louis, State of Missouri, as care to
join in same.
Complainant further states that the City of
St. Louis, is a Municipal Corporation, duly incor
porated; that H. C. Menne, is the treasurer of the
City of St. Louis, a municipal corporation; that
Joseph P. Darst, is the Director of Public Service
of the said City of St. Louis; that James Darst is
the manager of the Municipal Auditorium and
Community Center, located at 14th and Market
Streets, St. Louis, Missouri; that the other de
fendants are members of the Municipal Auditorium
Commission, a commission created by Ordinance
No. 40145 of the City of St. Louis, State of Mis
souri.
Complainant further states that in pursuance
to Sections 3 and 11 of Article 10, of the Constitu
tion of the State of Missouri, and Section 1, of
Article 1, and Section 1 of Article 18 of the
3
Charter of the City of St. Louis, State of Missouri,
an ordinance No....................... was duly passed by
the Board of Aldermen of the City of St. Louis,
State of Missouri, on the ............................ day of
....................................... , 1922 and signed by the
Mayor of the City of St. Louis, State of Missouri,
containing the following proposition:
“ For the acquisition of a site, and the
erection thereon of a civil building to be
known as the “ Municipal Auditorium and
Community Center Building,” to be used for
the holding of public meetings, gatherings, and
conventions for the discussion of public ques
tions, including matters submitted to the peo
ple under the referendum or initiative, and
to provide suitable meeting places for educa
tional, moral, musical, industrial, labor, and
other purposes, five million dollars
($5,000,000.00).”
That said proposition was on the.....................
day of February, 1923, voted on by the people of
the City of St, Louis, State of Missouri, and the
said proposition carried by the necessary vote.
The purpose of said money voted by the people
in the said proposition was for the acquisition of
a site and erection thereon of a civil building to
be used for the holding of public meetings, gather
ings, and conventions for the discussion of public
questions and to provide suitable meeting places
for educational, moral, musical, industrial, labor
and other purposes.
4
Complainant further states that said building
is now and has been for some time completed or
partially completed and is being used for and by
some of the citizens and tax-payers of the City of
St. Louis, State of Missouri, to the exclusion of
others; that on or about the 27th day of June,
1933, an ordinance was passed No. 40145, and same
was duly signed by the Mayor and became one
of the regularly constituted ordinances of the City
of St. Louis, State of Missouri, a copy of said
ordinance is attached hereto and marked “ Plain
tiff’s Exhibit ‘A ’, ’ ’ and asked to he considered
as much a part hereof as if copied herein.
Plaintiff further states that he is a Negro and
that said Commission, the City of St. Louis, a
Municipal Corporation, the Mayor of the City of
St. Louis, and the other defendants herein who
have full and complete control of the maintenance,
operation and leasing of said building, in violation
of the Constitution of the United States of
America and of the State of Missouri and the
ordinances heretofore mentioned that were passed
in pursuance thereto, have deprived him and all
members of the Negro race the full and same
right of admission to, and the opportunity of at
tending public attractions given in said Auditorium
for educational, moral, musical, labor, and other
worthwhile purposes and still deprive him and
other members of the Negro race of the advantages,
conditions, and benefits to be derived from said
building.
5
Complainant states that as a tax-payer, he has
been taxed for the erection, up-keep, maintenance
and completion of the said Auditorium and Com
munity Center; that his money and that of thous
ands of other Negroes, as a part of the general
revenue of the City, is being used to maintain and
keep up said public building that is operated in an
illegal manner in that the defendants, who are in
charge of said building, discriminate against
Negroes and deny them admission to public per
formances in said building, even though it was
erected by all the people, for all the people, and
at the expense of all taxpayers; that thousands of
Negroes are taxpayers in the City of St. Louis
and pay taxes to said City.
Complainant would further show that the ex
penditure of the revenue of the City of St. Louis,
for the maintenance of said building is illegal and
will remain illegal as long as the aforementioned
discriminating practice prevails.
Complainant would further show that defend
ants, as a subterfuge for performing their duty
and treating all citizens alike, have concocted and
formulated a plot and plan whereby the large
auditorium in said building is rented to individuals
who connive with defendants and are permitted,
encouraged, and allowed to and in violation of the
law refuse to sell tickets of admission to public
performances to Negroes for the sole reason they
are Negroes.
Complainant states further that he has no com-
6
plete and adequate remedy at law, and therefore he
brings this suit in equity.
WHEREFORE, plaintiff prays that this court
permanently enjoin the defendants, all or any of
them, their agents, successors in office, and/or
assigns from leasing, letting, renting, hiring or in
any wise permitting the said civic building known
as the “ Community Center and Municipal Audi
torium,” or parts thereof, to be leased, hired,
rented, let, or in any wise used for educational,
moral, musical industrial labor and other perform
ances that promote the common weal, at which
plaintiff or members of the Negro race are ex
cluded or denied the same rights of admission as
any other race, solely because of their race or
color; that the defendants, all or any of them
deemed necessary by the court, their agents, suc
cessors in office and/or assigns be permanently
enjoined from paying out of the funds of the
treasury of the City of St. Louis, State of Mis
souri, any money whatsoever for the maintenance,
upkeep, and completion of said auditorium and
community center until said building is operated
in such manner that no tax-payer is segregated
, because of his race and color, and until all citizens
and tax-payers of the City of St. Louis are given
the same right of admission to said building with
out any restrictions whatsoever because of race or
color; that pending final judgment in this cause
the Court shall order that a temporary injunction
be issued restraining and enjoining the defendants
from doing any and all the aforesaid acts; and if
7
plaintiff has not prayed for the proper relief
then he prays for such other and further relief as
to the court seems meet and just.
Further praying, plaintiff prays that the City
of St. Louis, a Municipal Corporation, he made a
party-defendant and that summons be issued,
Attorneys for Plaintiff,
State of Missouri, City of St. Louis, ss.
Joseph P. Harris, first being duly sworn on
his oath states, that the matters and things set-
forth in the above and foregoing petition are true
and correct according to the best of his knowledge,
information and belief.
Jos. P. Harris,
Plaintiff.
Sworn to and subscribed before me this 22
day of September, 1934.
My commission expires 3/6/36.
Silas E. Garner,
Notary Public.
RETURN TO ORDER TO SHOW CAUSE.
(ANSWER)
Thereafter, the respondents filed their return
as an answer, which return, omitting caption, is as
follows:
8
Come now the defendants and admit that the
City of St. Louis is a municipal corporation; admit
that defendants occupy, respectively, the official
positions in the petition alleged; admit that on the
................................... day of February, 1923, the
proposition set out in the petition was adopted by
a vote of the people of St. Louis; admit that the
building referred to in said proposition is now par
tially completed and in use, but deny that the
same is being used for and by some of the citizens
and taxpayers of the City of St. Louis to the exclu
sion of others; admit that Ordinance 40145 was
duly enacted and approved by the Mayor of the
City of St. Louis on the 27th day of June, 1923;
admit that the defendants have control of the
maintenance, operation and leasing of said build
ing, but deny that they have deprived the plaintiff
and all members of the negro race of the same right
of admission to and the opportunity of attending
public attractions given in said Auditorium, and
deny that the defendants are depriving the plain
tiff and other members of the negro race of the
advantage, conditions and benefits which may be
derived from said building.
The defendants deny that said building is
operated in an illegal manner by discriminating
against negroes in denying them admission to pub
lic performances in said building; deny that they
have concocted and formulated a plot whereby the
large auditorium of said building is rented to indi
viduals who connive with defendants and are per
mitted, encouraged and allowed to, in violation of
9
the law, refuse to sell tickets of admission to public
performances to negroes for the sole reason that
they are negroes; and the defendants deny each and
every other allegation in the petition contained.
WHEREFORE, having made full return to the
order to show cause, the defendants pray that
plaintiff’s application for a temporary injunction
be denied.
Chas. M. Hay,
Oliver Sexti,
Attorneys for Defendants.
REPLY
Thereafter, the plaintiff filed his reply in said
cause which reply, omitting caption, is as follows:
Comes now the plaintiff and for a reply to-
defendants’ return to order to show cause denies
that the Municipal Auditorium is not being used
by some citizens of the City of St. Louis to the
exclusion of others; denies that the plaintiff and
other members of the Negro race are given the
same right of admission to and the opportunity of
attending public attractions given in said audi
torium; denies that the defendants are not de
priving plaintiff and other members of the Negro
race of the advantages and benefits that are being
derived and are to be derived from said building;
denies that said building is operated in a legal
manner and denies that defendants are not discrim
10
mating against Negroes in not admitting them to
public performances in said building; denies that
defendants have not concocted and formulated a
plot and plan to exclude Negroes from said build
ing and to deprive them of the right of buying
tickets to performances in said building.
Attorneys for Plaintiff.
PLAINTIFF’S MOTION FOR A RE-HEARING
(Caption omitted)
Comes now the plaintiff and moves the Court
to set aside its verdict and grant it a rehearing in
the above-styled cause for the following reasons:
1. The judgment of the Court is for the wrong
party.
2. The judgment of the Court is against the
weight of the evidence and contrary to the law.
3. The Court erred in refusing the finding
of facts and conclusions of law submitted by plain
tiff.
4. The judgment of the Court is contrary to
and in violation of Section 30 of Article 2 of the
Constitution of the State of Missouri in that it
deprives plaintiff of his liberty and property with
out due process of law.
5. The judgment of the Court is contrary to
and in violation of the Fifth and Fourteenth
Amendments to the Constitution of the United
11
States in that it deprives plaintiff of his property
and liberty -without due process of law.
6. The finding of facts made by the Court is
erroneous and contains many immaterial matters
and matters not in evidence and omits many perti
nent and vital matters.
7. The Court erred in putting the Municipal
Auditorium on the same basis as a private enter
prise.
8. The Court erred in its conclusions of law.
9. The Court erred in basing its conclusions
of law on facts not in the record.
10. The judgment of the Court is contrary to
Section 3 of Article 10 of the Constitution of the
State of Missouri which provides that taxes may
be levied and collected for public purposes only.
Attorneys for Plaintiff.
FINDINGS OF FACT AND LAW
(Caption omitted)
This case filed August 27, 1934, was heard
October 1.1 last on a return to an order to show
cause issued September 24, was later fully briefed
and argued, and on April 8, the return was re-filed
as an answer and reply filed and cause submitted
on the merits on the evidence heard in October.
12
The petition alleges plaintiff is a citizen and
resident of St. Louis for forty years, a tax payer
and owner of real estate, and that he brings the
action for himself and such other citizens as care
to join therein. Makes suitable allegations iden
tifying the defendants, the City of St. Louis, the
City Treasurer, H. C. Menne, Director of Public
Service Joseph M. Darst, Manager of the Audi
torium James Darst, and states the other defend
ants are Members of the Municipal Auditorium
Commission, a body created by City Ordinance No.
40145. Alleges that pursuant to the Constitution
of the State, the Charter of the City, and a City
Ordinance a bond issue of $5,000,000 was proposed
and adopted by a vote of the people to acquire a
site and a civil building, to be known as the “ Mu
nicipal Auditorium and Community Center Build
ing” to be used holding public meetings, gather
ings, conventions to discuss public questions * * #
and to provide suitable meeting places for edu
cational, moral, musical, industrial, labor, and other
purposes. That the building is now wholly or
partly completed and is being used for and by
some citizens and tax payers to the exclusion of
others. Ordinance No. 40145, approved June 27,
1933, is pleaded whereby the Commission was
authorized and its power and duties defined. The
Commission consisting of the Mayor, the Comp
troller, the President of the Board of Aldermen,
the City Counselor, the Director of Streets and
Sewers, the Director of Public Safety, five Mem
bers of the Board of Aldermen, selected by that
13
body, and seven others to be appointed by the
Mayor, to hold office during his pleasure, to repre
sent certain bodies, convention bureau, etc. etc.,
all serving without compensation. The Commission
to act in an advisory capacity in the management,
control and use of the building, with power to
make rules and regulations, cooperating with civic
bodies that work to the same end to secure events
appropriate for the Auditorium and Community
Center, and which would benefit the City. The
Commission to establish a schedule of charges for
the use of the building, and with the right to ex
empt in whole or in part from any charges for use
by the convention of an organization which might
draw an attendance that would result in a con
siderable return to the City. All monies collected
for the use of the Auditorium and Center to be
deposited with the City Treasurer. The Conven
tion, etc. Bureau to be afforded sufficient office
space to aid its civic activities in bringing events
here, and to be charged for space, heat, etc., as
determined by the Commission. Plaintiff alleges
he is a negro and that the Commission, in viola
tion of the Constitution, Charter, and Ordinances,
have deprived him and all negroes of the full and
same right of admission to public attractions given
in the Auditorium, and of the benefits derived
from the building. That he has been taxed for the
erection, upkeep, etc., of the building and this
money and the money of thousands of other ne
groes, as part of the general revenue of the City,
is used for this public building and it is operated
14
in an illegal manner by defendants in that they
discriminate against negroes, and deny them
admission to public performances therein, and the
use of the revenue while such discrimination con
tinues is illegal. That as a subterfuge the
defendants have concocted a plot whereby the large
auditorium is rented to individuals who connive
with defendants and are permitted and encouraged
and allowed to refuse to sell tickets of admission
to public performances to negroes solely because
they are negroes. That he has no remedy at law
and hence prays equitable relief to-wit to enjoin
defendants, etc., from leasing, renting, etc., said
building or parts thereof for performances for
educational, etc., purposes that promote the
common weal at which plaintiff or members of the
negro race are excluded or denied the same rights
of admission as any other race, solely because of
their race or color, and from paying City funds
to maintain, etc., the building until it is operated
so there will be no race segregation or discrimi
nation, etc.
The answer makes some formal admissions,
and then specifically denies any taxpayers use
the building to the exclusion of others, and denies
they have deprived plaintiff and all others of his
race of the same right of admission to, and oppor
tunity to attend public attractions given in the
Auditorium, and they deny they are depriving
them of benefits, etc., derived from the building.
Deny illegal operation of the building by discrimi
nation or that there was a plot or a conniving
15
with others to refuse to sell negroes as alleged.
The reply is in effect a denial of defendants’
denials. The evidence was, in substance, that
plaintiff resident here over fifty years, a tax
payer about thirty years, and a deputy clerk in
our Probate Court, and others of his race, all who
testified being very respectable persons engaged
in various occupations, had sought to buy tickets
for admission to different parts of the Atiditorium
to hear grand opera, presented to the public by
Mr. Guy Golterman, the licensee from the City,
which acted through the Municipal Auditorium
Commission, for a period of some weeks in the
spring of 1934, when the Auditorium was first
opened to the public, and again in the fall of that
year. The license, which seems to have been
based on forms used in other cities, was non-
assignable and revocable, and reserved the right
of the City to control the management of the
Auditorium, and to enforce all necessary rules
for its management and operation. It provided
for certain payments for the use of the Auditorium,
and contained numerous provisions of no moment
here. There was nothing in the license that in
any way restricted the right of the licensee to
say that negroes, or any other persons of what
ever kind of race, should not be permitted to
occupy seats except in such parts of the house as
the licensee might designate for their use. Plaintiff
and his witnesses testified they sought to buy
tickets of admission at the office on Olive street
where tickets were sold and were denied the right
16
to buy seats save certain side seats on the main
floor and certain one dollar seats in the upper
balcony. More expensive and more desirable
seats not being sold to negroes. There was some
question of whether this refusal was by direct
authority of the Commission through Mr. Darst or
because of Mr. Golterman’s orders, but that is
immaterial for this reason. A committee, thor
oughly representative of the colored people, had
a conference with the Mayor, and others repre
senting the Commission, protested against the
discrimination as to their people, and suggested
a clause in the license contracts forbidding same.
The result was that on May 18th a letter was sent
the chairman of the Committee, Mr. R. N. Owens,
signed by Mr. James E. Darst for the City Com
mission reading as follows:
“ At its last meeting the Auditorium Com
mission heard your letter and directed me to
refer you to a rule of the Commission, made at
a previous meeting:
When the Auditorium Commission through
the Manager leases any part of the Auditorium,
for any sort of dramatic production, concert,
reception, athletic event, etc., it shall leave to the
discretion of the lessee any regulations regarding
admission, price, sale of tickets and such matters.
The Commission ruled that this applied to
the admission of persons of various races and
that it was within the province of the lessee to
17
say who should be admitted and under what con
ditions. ’ ’
This is a very explicit statement of the
City’s position and policy which the evidence
: shows remains unchanged. There has been some
modification by Mr. Golterman by way of liberal
izing his policy as to seats for colored people.
Instead of being limited to parts of the upper
balcony on the right and left of center, they may
now occupy any balcony seats. They could for
merly buy only some seats in the rear sides of
the main, or orchestra, floor, which seats 1770
people. It does not appear explicitly what is the
present rule as to that floor but the Court’s con
clusion from the evidence is that the rule as to
that floor has not been changed. The second
floor is arranged thus: In front a row of boxes
seating, in all, 108; then two rows of mezzanine
seats for 120; then the lower balcony, called at
the hearing the dress circle, rows A to L inclusive,
seating 719; then a passage way (on a level with
the last upper stop of elevators from the lobby
floor of the building) and then the upper balcony,
rows M to Z inclusive, seating 854. The length
of a line drawn from the stage to row Z, the
extreme high row in the upper balcony, would
be about 150 feet. The acoustics are excellent
and speakers on the stage may be heard in the
upper balcony. Loud speakers are used. The
very large stage may be seen clearly from all
parts of the house, though scenes or people on the
stage may not be distinguished so satisfactorily
18
from the upper parts of the house, and one sees
better down stairs than up. One of plaintiff’s
witnesses said persons over fifty, or very heavy,
or with certain troubles (heart, kidney, vision),
might have difficulty in ascending to and using
the high parts of the house. There are four
assembly halls, with stages, two on either side
of the large hall, which will each seat 698. Two
of these may be used for dances. There is a
great space called the exposition floor beneath
the entire building, and the interior is now being
finished of a convention hall, in the south end
of the building, that will ordinarily seat 8500, and
seats may be added to accommodate in all between
12000 and 13000. The large hall rents for $375.00,
the Assembly halls for $75.00 and $50.00. There
are lounge rooms, etc., adjoining the large hall
and each of the assembly halls. Mr. Golterman,
•Jr., testified there had been no complaints from
colored people during the fall season of opera.
The colored people were fully represented on the
large Citizens’ Committee that arranged the
various civic celebrations, lasting some days, at
the opening of the Auditorium Center in the
spring of 1934, and were freely admitted to all
the civic entertainments. They had their own
night of entertainment in the Auditorium (where
the grand opera was later presented), and Miss
Franklin, a colored teacher of dancing, used it
for a dance recital of her school of dancing.
Miss Franklin, who is a director of dancing for
the City during summer months, said she dis
tributed blocks of tickets to admit colored people
19
to the three Play Ground Festivals given by the
City in the Auditorium in April and September
last year. Colored people have also freely rented
the assembly halls for their own use. Sometimes
fraternities have used the halls admitting only
their own members. Practically all the use made,
since the opening of the building in the spring of
1934, of' the large auditorium, and the assembly
halls and exposition floor, has been made by
licensees, paying, the City therefor. In all the
entertainments given under the direct auspices of
the City there has been no discrimination, and
there was no evidence that licensees, other than
Mr. Golterman who only presented Grand Opera,
in any way discriminated against colored people,
and no complaints were made bv them as to any
discrimination save in the Grand Opera seasons.
Mr. Hay, the City Counselor, and a member there
fore of the Commission, testified it did not intend
to discriminate against colored people, but, while
wanting to be absolutely fair to them, the Com
mission did believe the licensee should have the
right to control the question of who should be
permitted to attend the entertainments, for which
the license was granted. That licensees might
limit attendance to the people of a special race or
color or creed if they saw fit to do so. There was
no evidence to sustain the allegation that there was
a plot entered into by defendants among them
selves, or with licensees, Golterman or any other,
to refuse to sell tickets of admission to the large
Auditorium to negroes because they were negroes.
One witness for the plaintiff stated there were
20
between 93000 and 95000 colored people in this
city, as per the 1930 census, many of whom were
tax-payers. The part hereof descriptive of the
building is taken from the evidence given in Court
May 20, after a visit to the building, made May 6,
by the Court accompanied by counsel for plaintiff
and defendants—and plaintiff personally. The
above resume not only sets forth the salient points
necessary for consideration of the legal questions
presented by counsel but is a finding of facts that
meets a request made by counsel for plaintiff
when the case was finally submitted May 20th.
The petition might be dismissed because of
failure to prove the specific charges made as the
basis of complaint, namely, that the building was
operated in an illegal manner in that the defendants
discriminated against negroes, and denied them
admission to public performances, and hence the
use of revenue from the building was illegal, and
that defendants had concocted a plot in renting
the large auditorium to individuals who connived
with defendants, and were permitted, encouraged
and allowed to refuse to sell tickets to negroes
for admission to public performances solely be
cause they were negroes. However the case took
a wide range, and the Court will pass on the
question of the legal right of the City, through
its Commission in charge of the Auditorium
building, to license the use of parts therof, leav
ing to the licensees’ discretion as to “ the ad
mission of persons of various races, and that it
was within the province of the lessee to say who
21
should be admitted and under what conditions.”
Plaintiff contends that this policy of discrimina
tion by the City which the City could not make
and must prevent its licensees from making —
Conceding that the City could not make it the
proof is that when the City is the host at enter
tainments in the building it does not make such
discrimination, nor does it refuse to let any part
of the building to negroes upon the same terms
as a letting to whites. The legality of the bond
issue was thoroughly considered by our Supreme
Court in the Halbruegger case, 302 Mo. 573, in an
opinion, in banc, written by Judge J. T. Blair.
The decision turned on the question whether the
money voted was to be used for a public purpose
so that it came within the provisions of our Con
stitution, Section 3 of Article 10 that: *‘ Taxes
may be levied and collected for public purposes
only.” The substance of the decision is that the
“ public purposes” to be served, of providing a
building for public meetings, conventions, and
gatherings of various kinds, for educational, moral,
musical, industrial, labor and other purposes, jus
tified the expenditure of public money. The
opinion was a learned and exhaustive review of
what were municipal rights, and decisions relating
thereto, in the way of spending revenue for the
general welfare and happiness of the people, and
whatever would “ advance the cause of education
and morals among the people of a community and
aid in contributing to the general welfare, the
progressive influence of moral and cultural forces
2 2
essential to the advancement of the race.” That
the Auditorium building would not be used for
meetings, exhibitions and entertainments, educa
tional, musical, and otherwise, held only under the
direct auspices of the City, may well be inferred
from the broad language of the proposition voted
on, and this was recognized by the legislative
branch of the City government when it passed
the ordinance. (No. 40145), under which the
Commission was provided for and giving it the
right, in connection with its general control of
the building, to fix a schedule of charges for its
use. The building is very large, and the accom
modations for public gatherings range from small
halls where seven hundred may gather, to the
great convention hall that, on special occasion, may
seat thirteen thousand people. Manifestly every
step taken was with a view to a structure that
could be used by the City in whole or in part as
needed, at any time for purely civic matters, and
when not so needed, and that must be for the
greater part of the time, rented, as to its various
parts, to persons who would pay for the parts
used just as one might rent any place for purposes
of public entertainment. In such event the City
becomes, for the time, the landlord and the person
renting its tenant. The Charter gives the right
to the City to lease, Ordinance No. 40145 carries
out that right with respect to this building. It
is the law generally that a City when it owns
property that, for a time, cannot be used for a
strictly public purpose may rent it for private
23
uses. That general rule has been specifically
recognized and applied in this State in the Heger-
Tower Grove Park case in 323 Mo. 1031, and the
principle sustained in the much earlier case of
Attorney General against Schweickhardt, 109 Mo.
496, which related to the operating of a restaurant
in Forest Park under a contract with the owner
made by the City under a City Ordinance. The
City in matters of that kind does not act in its
governmental or political capacity but in a quasi
private capacity.
Counsel for plaintiff in their oral arguments,
supplemented by able briefs have emphasized their
thought that what has happened here is a violation
of the Fourteenth Amendment to the Constitution
of the United States, and they have analyzed that
amendment with clearness and precision, citing-
many cases construing it in varying circumstances.
The Court does not think that question is present
in this case. The City has not segregated colored
people from white people. It has not discriminated
in any way against the former. It has not shut
its doors to them, or said they cannot make use
of this or that part of the building, or sit in
this or that section of any part thereof. It has
rented, and undoubtedly will continue to rent,
any part thereof they wish to use to the colored
people as to the white people—and either, when
a renter, may say to the other—If you want to
come in you will be assigned to certain parts only
and to none other. That this may be irritating
and vexing, and may run counter to a natural
24
pride is true, but if the City may rent a hall as
any landlord might do, and it is within the legal
rights of the lessee as to what he may do with the
place he has rented for the night, or the week,
then those admitted only on his terms cannot say
they have been legally hurt—They have no ground
for legal complaint because of his action—This
was recognized as true by our Supreme Court in
the Judah case, in 111 Mo., where a theatre owner
in Kansas City was held to have the right to let
colored persons occupy only balcony seats espe
cially set apart for their use. Judge Black said:
“ Colored persons have their own school,
their own churches, and often their own
places of amusement. Whites attending
places of amusement designed specially for
colored persons may be required to occupy
separate seats. When colored persons at
tend theatres and other places of amusement,
conducted and carried on by white persons,
custom assigns to them separate seats. Such
separation does not necessarily assert or
imply inferiority on the part of one or the
other. It does no more than work out nat
ural laws and race peculiarities. It ordi
narily contributes to the convenience and com
fort of both. The colored man has and is
entitled to have all the rights of a citizen,
but it cannot be said that equality of rights
means identity in all respects. Here the
defendant did not exclude or attempt to
exclude colored persons from his theatre.
25
He provided accommodations for them, but
in doing so required them to purchase tickets
for and take seats in the balcony, and this
rule adopted by him accords with the custom
and usage prevailing in this State. Such
custom has the force and effect of law until
some competent legislative power shall es
tablish some other and different rule. The
defendant’s rule was no more than a reason
able regulation which he had a right to make
and enforce.”
That case is the law of this State today, and
if the Court is right in holding that the City can
let the different parts of the Auditorium building,
when not needed for its own use, as any property
owner might let halls he owned, then it may allow
the lessee, or licensee, to regulate the admission
and seating of those who buy tickets, and the
Commission’s resolution to that effect is lawful.
It follows that the plaintiff’s petition must
be dismissed, and judgment entered for defendants
and it is so ordered.
O ’Neill Ryan,
Judge.
June 3, 1935.
TRIAL, SUBMISSION AND JUDGMENT
And thereafter, at the September Term, 1934,
of said Court, on October 11th, said cause being
26
called to trial on an order to show cause issued
September 24th and all parties appearing ready
for trial, the said cause was heard before the
Honorable O’Neill Ryan. At the conclusion of
said hearing the said cause was submitted.
Thereafter, on April 8th, 1935, the return
heretofore filed was refiled as an answer and the
reply heretofore filed was refiled. The submis
sion of October 11th, 1934, was set aside, addi
tional testimony was heard and the case submitted
on the merits of the evidence heard in October,
1934, and on April 8th, 1935. At the conclusion
of the trial, petitioner submitted a finding of facts
and a declaration of law.
Thereafter, on June 3, the Court refused both
the finding of facts and declaration of law and
duly entered a decree dismissing the petition and
judgment was entered for defendants, to all of
which action by the court plaintiff duly excepted
and still excepts.
MOTION FOR A REHEARING FILED
And thereafter, on June 6th, 1935, plaintiff
filed his motion for a rehearing.
MOTION FOR REHEARING OVERRULED
And thereafter, on the 24th day of June, 1935,
27
after consideration of said motion for rehearing
the court overruled same.
AFFIDAVIT FOR APPEAL FILED
And thereafter, on the 2nd day of July, 1935,
plaintiff filed an affidavit for appeal in said
cause and was granted an appeal to the Supreme
Court of Missouri.
BILL OF EXCEPTIONS FILED
On the 11th day of September, 1935, at the
June Term, 1935, the appellant’s bill of exceptions
was presented, allowed, signed and ordered made a
part of the record, said hill of exceptions is as
follows, omitting caption and formal parts:
BILL OF EXCEPTIONS
ON BEHALF OF APPELLANT
BE IT REMEMBERED that at the Septem
ber Term, A. D., 1934, of the above-entitled Court
and on, to-wit, beginning the 11th day of October,
A. D., 1934, the above entitled cause came on for
trial and was tried in the above-entitled Court be
fore the Honorable O’Neill Ryan, Judge of said
Court, and the following proceedings were had, to-
wit:
28
APPEARANCES:
FOR THE PLAINTIFF:
S. R. Redmond, Esq., and Henry D. Espy, Esq.
FOR THE DEFENDANTS:
Charles M. Hay, Esq., and Oliver Senti, Esq.
PLAINTIFF’S EVIDENCE
THEREUPON, the plaintiff, in order to sus
tain the issue upon his part to be sustained, offered
and introduced the following evidence, to-wit :
JOSEPH P. HARRIS (B. Ex. 1, p. 3-13) was
the first witness in his own behalf. He testified
that he has lived in St. Louis over fifty years;
that he owns real estate and pays taxes to the City;
that he has paid taxes over thirty years; that he
attempted to purchase tickets to the Opera at the
Municipal Auditorium during the opening of the
Auditorium; that he did not get any tickets;
Q. What happened? A. The lady at the
Odeon (Aeolian) when I went to get them the lady
claimed she had sold all the dollar tickets—I
hadn’t asked for any class of tickets—and I said,
“ Well, what other tickets have you?” and she said,
1 ‘ Well, we have three and five-dollar tickets, ’ ’ and I
asked where they were located and she told me,
and I said, “ Let me have them,” and she said,
‘ ‘ I cannot sell you any. ’ ’
That she said she had orders to sell my people
29
only one dollar tickets and all of them were sold;
that the lady had five dollar tickets hut refused
to sell me one because I was colored; that he ap
plied again for tickets on October 3rd; that he
had the money with which to buy a ticket.
Q. And you requested a ticket? A. Yes;
and I applied on the 3rd of October for tickets
for the present opera. I asked for the diagram,
and she had it and showed it, and I said, “ What
is the price of those three seats,” and she said,
“ Three dollars,” and I said, “ Give me two
tickets,” and she turned away and came back and
said, “ I cannot sell you any of those tickets,” and
I said, “ Why,” and she said, “ Those are my
orders, but,” she said, “ I can sell you tickets
around here.” I said, “ Have you any?” and she
said, “ We have plenty of them, but I can not sell
any to you.”
On Cross Examination; That he made appli
cation for the tickets on the 3rd at the downtown
ticket office; that a young lady was selling the
tickets and gave him her name; that the tickets
were sold at the Odeon (Aeolian)—the number is
1004; that it was about ten of eleven in the morning
when he was there.
Examination by the Court:
Q. What did she say—when you inspected
the diagram and she Avent away and came back,
just what did she say? A. She said, “ I cannot
sell you any of those tickets. We can sell you
tickets in the diagram around on the side, but
30
cannot sell yon any of them here,” and I said,
“ Have you got any of them!” and she said. “ Oh,
yes, we have plenty of them; but it is not my fault,
I have orders not to sell you any of them.”
Q. When she said, “ We sell around here,”
where did she indicate? A. That was around
on the side of the main floor. If I had the dia
gram, I could tell, because she pointed out on the
diagram.
Q. On the same floor with those seats you
had selected in the diagram? A. Yes, sir; it
was on that floor.
Q. But around on the side? A. Yes, sir.
Q. But she said she had plenty of those seats
you asked to buy? A. Yes, she said she had
plenty of them.
When she said she had orders not to sell, did
she say to whom? A. She said she had orders
not to sell to my people, the colored people. She
said it wasn’t her fault, but she had orders.
Mr. Redmond: (continuing) Q. That hap
pened on October 3rd, after this suit was filed?
A. Yes, sir; on the 3rd.
On Re-Cross Examination: I was at the Audi
torium during the opening week on the night the
colored people had a program; that was the only
night I attended; that the lady said she had plenty
of the kind of tickets I wanted but could not sell
me any because of her orders.
Examination by the Court.
Q. Were those opera seats which you sought
31
to buy, in the spring of the year, on the main floor,
on the same floor where you were selecting seats
on the morning of October 3rd? A. Why, in
the spring of the year, it seems she said—we had
moved up to the window where the people were
purchasing tickets, and I said, “ I want to get two
tickets for the opera,” and she said, “ We haven’t
any, they are all sold, all the dollar seats,” and I
said, “ What other seats have you?” and I said,
“ let me have two of those,” and she said, “ I can
not sell you any. The dollar seats are in the bal
cony,” and I said, “ I am not asking you for those.
You have other seats there,” and she said, “ Yes,
but I cannot sell them to you.”
Mr. Senti: (continuing) Q. I have the dia
gram here representing the two floors of the Audi
torium, so if you can indicate on there where the
tickets were that she offered to sell you, I will
show you which side it is on. This is in the balcony
(indicating), and this is in the orchestra (indicat
ing.) This is the first floor, and this is the second
floor (indicating). See if you can indicate.
A. This is not made just as that was. There
was a space in between here (indicating), on the
one she had.
Q. Perhaps it was this one here? A. No.
When I asked there, she said, “ Right in here,
right in the center.”
The Court: Q. You are looking at the main
floor now, are you?
Mr. Senti: No, this is the balcony.
A. (By the witness) Well, it was right in
the center, here, where I spoke of the seat it was,
32
three-dollar seats, and then she went away and
she came back and said she would sell me seats like
around here (indicating), but couldn’t sell me any
here (indicating).
The Court: Q. The seats you indicated as
those you could not get are about two-fifths of the
wray back from the stage and on either side of the
central passageway from the stage to the exit; is
that right?
A. Yes, sir.
The Court: Q. And those you said she could
give you are those to the rear on the right and
left of the sides of the Auditorium?
A. Yes, sir.
Mr. Senti: Q. That would be the space then
to about here (indicating).
A. Yes, about where she indicated would be
about like that.
The Court: Q. About eight or ten rows from
the rear on the extreme right or the extreme left?
A. Yes, sir.
Mr. Senti: Q. Those are the seats she told
you she could sell you?
A. Yes, sir.
Mr. Senti: Q. That was on this last occasion
in October ?
A. Yes, sir.
The Court: Q. Now, on the first occasion
you did not select your seats?
A. No, sir; on the first occasion I did not
select seats. She just told me all the dollar seats
were gone.
Q. And she told you the dollar seats were in
33
the balcony! A. Yes, sir.
Q. Did she say what part of the balcony?
A. No, sir; she said they were all sold.
Q. But she didn’t say where they were, in
any event, except that they were balcony seats
and they were all sold? A. Yes, sir.
J. R. TERRY (B. Ex. pp. 13-19) introduced
by plaintiff, testified that he has lived in St. Louis
over seven years and is a teacher of music; that
he is a graduate of Chicago Musical College and
has taught music fifteen years; that he went to
the Municipal Auditorium several nights during
the celebration of the opening.
Q. Did you ever go to the opera at the Munici
pal Auditorium! A. No.
Q. Did you ever try to go? A. I made
an attempt to purchase tickets to go.
Q. Explain the attempt you made to go.
The Court: Q. And when it was, approxi
mately.
A. It was approximately during the spring—
I don’t remember the exact date—during the spring
opera. I made an attempt to purchase tickets for
the entire season, and I got in line as all other
purchasers had done, and when my turn came I
went to the window and asked for tickets of the
young lady—I don’t know her name—and the re
sponse was that all the balcony tickets were sold
out and that she had tickets on the first floor, and
I stood there a moment, and she said, “ Who do
34
you want them for?” and I said, “ I want them
for myself,” and, of course, when I said that her
demeanor or attitude seemed to change, and she
said, “ I am sorry, but you are. not allowed there,”
and I stood there for a moment or two, so she
jumped up and went to somebody at the other side
of the window, and I stood there, and she said, “ I
am sorry, but you are not allowed up there,” and
I didn’t say anything further and I returned to my
office.
On Cross Examination: I attended the exer
cises during the dedication of the Auditorium about
three times, particularly during the nights that the
Negroes were connected with the celebration; that
the Negroes had one night and one Sunday after
noon ; that I was there both times; that the Opera
House was then turned over to everyone; that a
large number of both races were present; that
Indians and Italians participated in the celebra
tion; that there were no restrictions as to seats;
that no question arose about seats at any of the
dedicatory performances; that the only time I had
any difficulty was in getting tickets for the Opera;
that I have never been there since; that the only
difficulty concerning admission that I know of is
the Opera.
On Re-direct Examination: That I conducted
a chorus of one thousand voices on Sunday after
noon and a chorus of one thousand voices during
the evening performance at the Auditorium; that
there was no admission paid that day.
35
Re-cross Examination: That admission was
by tickets and tickets were given to groups who
sponsored the attraction and the distribution was
by them; that no charge was made.
NATHANIEL H. SWEETS (B. Ex. pp. 19-24)
testified that he has lived in St. Louis six years
and is in newspaper work; that he has never been
to the Municipal Auditorium; that he has attempted
to go.
Q. When did you make an attempt and under
what circumstances? A. At the opening of the
Grand Opera season at the Municipal Opera, and
I attempted to go to the first two performances
given at the Auditorium. I went to the downtown
ticket office to purchase tickets to those perform
ances and I was in line with a number of others,
who were purchasing tickets, and when it came
my turn—
The Court: Q. That was at the Aeolian of
fice?
A. Yes, sir. I asked for two tickets, and they
said “ We haven’t any more dollar tickets,” and I
said I wasn’t particular about buying dollar tickets,
“ I want tickets at any price,” and she said, “ We
have nothing less than $2.50 and $5.00 tickets,”
and I said, “ I will take two of those,” and she
said, “ I am sorry, but I cannot sell them to you ’
Q. Did you ask the young lady where she got
her authority not to sell any tickets?”
Mr. Hay: I think that is objectionable.
36
The Court: He may answer.
A. I stopped when the young lady told me
she was sorry she could not sell them to me. I
asked her what was the objection. She said she
had received orders not to sell any of the $2.50 or
$5.00 seats to the colored; and I asked her from
whom she had got her instructions, and she said,
“ Those are the orders I have received from Mr.
Darst.” I said, “ Who is Mr. Darst?” and she
said, “ He has charge of the Auditorium, and, if
you want any further information, you may go up
to see him;” and I said, “ Thanks,” I would go up
to see him.
Examination by the Court:
Q. Well, did you? A. I went up to see
Mr. Darst, hut I didn’t find him the evening I went
up.
Q. Now, I understood you to say you Sought
to get in for both the first and second perform
ances? A. Yes, sir; of the Grand Opera.
Q. Was it just the first performance, or did
you attempt to get seats for both performances at
the same time? A. No; I went there the first
time, and she said they hadn’t any tickets, and I
went back to get tickets for the second performance
and I had an attorney with me when I went back
the second time.
Q. Now, how long before the opera opened
was it when you went the first time approximately?
A. As near as I recall, it was approximately, a
week or two weeks before.
37
Q. And yon were told then that the house was
sold out and no seats of any kind available? A.
Yes, sir; sold out.
Q. And how long after that was it that you
went to secure seats for the second performance?
A. It was after the first performance that I went
back to secure the second seats.
Q. And it was then what happened what you
referred to? A. Yes, sir.
Q. And after waiting at Mr. Darst’s office,
you never had any conversation with him at all?
A. No, sir; I did not.
On Cross Examination-. I am positive the
young lady mentioned the name of Mr. Darst. I
asked her to repeat his name; that I know nothing
about Mr. Golterman; that I never saw Mr. Darst;
that if I remember correctly, the young lady did
not give her name though I asked for it; that I
was at the ticket office in the afternoon around
two o ’clock; that I don’t recall just how the lady
looked as I wasn’t paying any particular attention
to her; that I was very much impressed with what
she said but not to the extent to gaze into her face
to see what kind of a lady she was; that she was a
young lady.
R. L. WITHERSPOON (B. Ex. pp. 24-29) tes
tified that he is an attorney and lives at 11 North
Jefferson Avenue.
Q. Did you ever have occasion to purchase,
or attempt to purchase, any tickets to the Grand
38
Opera being presented at the Municipal Audi
torium? A. I did.
Q. State when and under what circumstances,
please. A. I don’t recall the exact date I went
down to the company with Mr. Sweets, who just
testified. I first went to the Municipal Audi
torium, over here at Fourteenth and Market, and
inquired for the ticket office, and we were
directed to go down to the Aeolian Piano Company,
where the tickets were being sold, and we got down
there and got in line with the other persons who
were in line to purchase tickets, and when our
turn came at the window Mr. Sweets was in front
and he asked for tickets, and the conversation en
sued as he stated it; and I asked for tickets, and
the young lady at the window, who was selling
the tickets, stated that all the dollar tickets had
been sold, and I asked for her next lowest priced
ticket, and she told me that it was—I think she
said it was $2.50—and I asked for one of those,
and she said she was sorry but she couldn’t sell
me one of those tickets, and I asked her for the
next priced ticket, and she said it was a $5.00
ticket, and I asked her for one of those tickets,
and she said she was sorry but she couldn’t sell
me one of those. Then I asked her did she have
those $2.50 and those $5.00 tickets, and she said
yes, she had those tickets. Then I asked her, “ Why
do you refuse to sell me one of those tickets?’ ’
She said, “ I have orders from Mr. Darst, the man
who is in charge of the building, not to sell the
colored people other than the balcony tickets, and
they are all sold out.”
39
On Cross Examination: I am speaking of the
Opera last spring; that I made no attempt to pur
chase tickets this year; that I attended some of
the other performances at the Auditorium; that I
don’t recall any question about admission or seat
ing arrangements because the ticket which admitted
me was given to me; that white and colored people
were there in large numbers; that I do not know
whether they sat promiscuously in the building or
not; that the only instance I know of of any dis
cussion concerning admission was at the Opera.
Examination by the Court: That I attended
the Friday night performances where the partici
pants were mostly colored and there was a chorus;
that I think I went to the one Mr. Terry spoke of
but I am not sure; that I can’t say whether groups
of white and groups of colored were clustered to
gether because I was upstairs and didn’t see very
many white people upstairs; that I do not know
what the condition was downstairs; that I attended
the automobile show.
On Re-direct Examination: That at least
ninety per cent of the people I saw seated were
colored; that it was known as Negro Night and
was free.
ROBERT OWENS (B. Ex. pp. 29-47) testified
that he has lived in St. Louis eighteen years and is
an attorney; that he has not been to the Grand
40
Opera at the Municipal Auditorium; that he has
attempted to go on two occasions.
Q. State the circumstances attending your
attempts. A. Well, as I recall now, as near the
date as I can recall, was between the 15th and
18th of April, I went down to the Auditorium to
get seats to see one of the operas there, and they
said they were not allowed to sell any tickets there,
to go down to the Aeolian Company, on Olive
Street. So I went down there and applied, and
the young lady at the window told me that all of
the dollar seats had been sold, and they were not
selling seats to colored excepting the dollar seats
in the balcony.
Q. Did you get any tickets? A. I did
not.
Q. Did they have any tickets? A. She had
tickets, other people were buying them there.
Q. Did they refuse to sell you one? A. She
did.
The Court: Q. Well, you should state more
specifically what she said by way of refusing to sell
you one. A. She said she had no dollar seats
and those were the only ones sold to colored peo
ple.
Q. Is that all she said? A. No; in addi
tion to that, Your Honor, she said that she had
received orders from Mr. Darst, who had charge
of the opera, to sell only the dollar seats to Ne
groes. In other words, she said she had been
working for Mr. Darst quite a number of years.
I think she said she was the same lady that sold
tickets at the Odeon, “ and we are not accustomed
41
to sell tickets to colored other than the balcony,”
and the same applied here.
Mr. Redmond: (continuing) Q. Did you go
there again after that time?
A. Last spring.
Q. Was that this year or last year? A.
This year; in April, 1934.
Q. Well, have you been there since then to
purchase a ticket? A. I went there on the 2nd
of October, this present season.
Q. Then what happened. A. Well, I went
there to get a ticket for the opera on the 10th, I
think, which was Carmen, and asked her to see
the diagram, and she showed me the diagram, and
I selected a seat in the second section on the first
floor, and she said the price of tickets was $3.00,
and I asked for one of those, and she said she
couldn’t sell me those seats there, but she could
sell me on the side, and I said, “ Why can’t you
sell me the seats in the center, are they all taken?”
and she said they were there but she had orders
from Mr. Grolterman not to sell to colored the seats
in the center, and I asked her name, and she told
me her name was Miss Onger.
The Court: Q. That her orders from him
were what?
A. Not to sell that center section to colored.
Mr. Redmond: (continuing) Q. After you
were not sold tickets, you wrote a letter to the
Mayor, did you?
A. I did.
Q. Did you take it up with any one? A.
42
Yes; that same afternoon I went over there and we
had a conference in the Mayor’s office.
Examination by the Court:
Q. By “ we” who do yon mean? A. A
committee of colored citizens had a conference in
the Mayor’s office, that represented several asso
ciations of negro advisement on colored people, the
Civic Cooperative League, the Emergency Advisory
Council for Negroes, and the Tom Powell Post of
the American Legion. I had this conference in the
Mayor’s office. Mr. Hay was present, as I re
call, and the Mayor and Mr. Darst.
Q. Who were some of the members of the
committee, Mr. Owens? A. Mr. George Brant
ley, principal of the Sumner High School; Mr.
Robert Watts, of the Vashon High School; Mr.
Elmer Mosee, Attorney George L. Vaughn.
Q. Who is Mr. Mosee, just what identity has
he? Is he connected with anything? A. Yes,
sir; he represented the Democratic—
Q. And who is the fourth person you named?
A. Attorney George L. Vaughn, and Mr. Jordan
Chambers.
Q. Identify him, please. A. He is con
nected with the Civic Cooperative League.
Q. What is he in business? A. He is an
undertaker.
Q. Any others that you recall? A. Mr.
Tocus, he has charge of the musical colored school,
and Mr. Williams of the Urban League.
Q. What is his business or profession? A.
43
I think he is industrial secretary; and Mr. Collier,
also of the Urban League; and there was Mr. Mor
ris, of the Pine Street Y. M. C. A., and Mr. Frank
Williams, principal of the Vashon, was there, but
he couldn’t stay, he had to leave. Those are all
that I recall, but there were several others.
Q. Is Mr. Watts the principal of the Yashon
School? A. No; I think he teaches English
there, Robert Watts.
Q. Very well. A. That committee took the
matter up with the Mayor about the Negroes not
being able to get tickets.
Q. Who was your spokesman? A. Well,
who spoke there was Mr. Mosee.
Q. Well, who started? A. Elmer Mosee.
Q. Very well. Now, tell us what he said. A.
He called the attention of the Mayor that the
negroes had been refused tickets over there, and
he said that he was a friend of the administration,
and he would not like the administration to start
off with the Auditorium giving the Negroes the
right to criticize him; that he was a friend of the
administration, that was his business—well, that
is about the gist of what he said; and Mr. Brantley,
I don’t know exactly what he said, but I know it
was a protest against the refusal of selling Negroes
tickets; and the same thing was more or less along
that line.
Q. Who was the one you said spoke as in
general there against this discrimination? A.
Mr. Brantley; and Mr. Vaughn also spoke, and
Mr. Grant also spoke at this meeting.
Q. You didn’t name him so far. Who is he?
44
A. He is in the City Counselor’s office.
Q. One of your own race? A. One of our
own race.
Q. All right. Tell us, unless they said some
thing special, in which event you may indicate it,
tell us what vTas the response by the Mayor and
either Mr. Hay or Mr. Darst, if they entered into
the discussion. A. The Mayor said it was all
new to him; he didn’t know7 anything about it; it
was the first time it had been brought to his atten
tion, and he called on Mr. Darst, and Mr. Darst
spoke and he said that the question hadn’t come
up at the time that he made the contract with the
opera company, and that when he made the contract
it was a stock contract, that he obtained it when he
consulted other cities wdiere they had municipal
auditoriums, and he didn’t see anything of that
kind in the contract, but, after he had made the
contract, he didn’t see how he could do anything;
he didn’t see any clause in any other contract that
he had obtained from other cities with regard to
the admission of Negroes,
Q. Well, did he say there was a clause of that
kind in this contract? A. No; he said that he
hadn’t thought of that, and that he couldn’t control,
after he leased it out to private individuals, whom
they vTould admit. Then in answer to that I said
this: ‘ ‘ That the opera season will soon be over,
so it doesn’t make so very much difference about
this present opera, but w7hat wTe are mostly con
cerned about is your future policy. Could you put
a clause in your future contracts so there would
not be any discriminations against Negroes on ac-
45
count of their race?” and he said no, that was
impracticable, that couldn’t be done.
Q. Mr. Darst said that? A. Mr. Darst.
Plaintiff’s Exhibit No. 1 is a copy of the
contract used by the City when it leases the build
ing. It was introduced into evidence.
PLAINTIFF’S EXHIBIT 1
THIS AGREEMENT is made and entered into
this..................... day of ................................. 19.....,
by and between the City of St. Louis, a Municipal
Corporation of the State of Missouri, acting by and
through the Municipal Auditorium Commission,
party of the first part, hereinafter referred to as
the AUDITORIUM, and.............................................
................ .......... .... ............ ..... party of the second
part, hereinafter referred to as the EXHIBITOR.
The EXHIBITOR is desirous of having the non-
assignable use of the ........................... ...................
in the Municipal Auditorium and Community Cen
ter Building in the City of St. Louis, State of
Missouri, upon terms and conditions as hereinafter
expressed.
NOW, THEREFORE, THIS AGREEMENT
WITNESSETH:
For and in consideration of the sum of One
Dollar, lawful money of the United States, by each
of the parties hereto to the other in hand paid, the
46
receipt whereof is hereby acknowledged, and in
further consideration of the mutual covenants here
inafter contained, the parties hereto agree:
FIRST: The AUDITORIUM in considera
tion of the promises of the EXHIBITOR to the
AUDITORIUM hereinafter expressed, hereby
grants to the EXHIBITOR, a non-assignable, re
vocable license to use the............................... ...........
in the Municipal Auditorium and Community
Center Building for the purpose of.........................
............................ therein a....................................... .
it being the intent of this agreement to furnish
to the exhibitor the use of the interior, auditorium
and lobby of the..........................................................
in the Municipal Auditorium and Community Cen
ter Building for the purpose of................................
therein .......... ........................................... ................
above mentioned, excluding from this license and
reserving unto the AUDITORIUM, the manage
ment’s box or space in said....................................... f
in the Municipal Auditorium and Community Cen
ter Building, contained and all other space on the
inside, outside and roof of said premises which is
not hereinbefore specifically granted to the EX
HIBITOR.
SECOND: For such non-assignable, revoc
able license, the EXHIBITOR agrees to pay to the
AUDITORIUM at the City Treasurer’s Office in
the City Hall of St. Louis or at the office of the
AUDITORIUM the sum of ($.....................)
...................................................................... Dollars,
plus any tax which may be imposed on such
47
..................... by any govern
mental authority, payable in cash or Cashier’s
Check to the order of Treasurer, City of St. Louis,
payable as follows:....(one-fourth upon signing of
this instrument, one-fourth within ten days of date
of first performance under this contract and bal
ance before noon of the day of the first perform
ance under this contract), and if for any reason
said rental be not paid as aforesaid, it is agreed
that any box office receipts in the possession of the
AUDITORIUM may be applied to the payment of
said rent.
THIRD: The EXHIBITOR shall .................
.......... ..................... ........................................ in said
...............................................of the Municipal Audi
torium and Community Center Building during
said term only what is known as ............................
FOURTH: The AUDITORIUM agrees dur
ing the term of said license to furnish said..............
as above defined.........................................................
FIFTH: The EXHIBITOR agrees to pay
every other expense of every name and nature
whatsoever, and every charge incurred in connec
tion with the.................................................. of said
................................... -................................... in said
......................................................... not hereinabove
provided to be paid for by the AUDITORIUM,
and does hereby agree to indemnify and hold harm
48
less the AUDITORIUM from any claim or claims
on account of such costs, charges or expenses; and
the EXHIBITOR hereby authorizes the AUDI
TORIUM to retain on account thereof any moneys
heretofore received by it from the EXHIBITOR.
SIXTH: The license hereby granted by the
AUDITORIUM to the EXHIBITOR for the use
of said.................................................................... , is
subject to the following further terms and condi
tions, to all of which the EXHIBITOR hereby
assents and agrees:
(1) Should the attraction of the EXHIBITOR
be deemed by the manager of the AUDITORIUM
to be at any time publicly criticized as illegal, in
decent, obscene, immoral or in any manner publicly
offensive, the AUDITORIUM shall have the right
and is hereby given the right to demand of the
EXHIBITOR that he immediately delete such por
tions of the production as have received such criti
cism or to re-write or have changed the said attrac
tion so that it will not be publicly offensive or of
fensive to the manager of the AUDITORIUM and
the EXHIBITOR agrees immediately upon receipt
by it of such notice to make such changes.
(2) The EXHIBITOR does further agree not
to distribute or circulate, or permit to be distri
buted or circulated, any advertising matter or pro
grams at the entrance to or in or about any part
of the Municipal Auditorium and Community Cen
ter Building at any time during the term of this
Agreement, except such advertising or program as
may be permitted in writing by the AUDITORIUM.
49
(3) The EXHIBITOR agrees not to deface,
or permit Ms agents, servants or employees to de
face, the lobby or the interior walls, or any other
part of the premises the use of which is hereby
licensed, in any manner, nor to make permanent
or other alterations therein, nor to make any altera
tions or improvements thereon or therein. The
EXHIBITOR further agrees that the EXHIBI
TOR and every member of the company organized
to present the said above-named attraction, and all
such other persons employed by the EXHIBITOR
in connection with such attraction, shall abide by
and conform to the rules and regulations promul
gated for the government of the said building dur
ing the term of the license hereby granted and that
the EXHIBITOR will pay for any and all damage
which the AUDITORIUM may sustain as a result
of any act or omission on the part of the EXHIBI
TOR and/or his agents, servants and employees.
(4) The EXHIBITOR shall at his sole cost
and expense comply with such orders, rules and
regulations as may be promulgated during the
period of this license by the various governmental
departments having jurisdiction over the said
building in so far as such orders, rules and regula
tions apply or relate to the operation of said build
ing and/or the.......... .................................therein.
(5) In case the space contracted for in the
Municipal Auditorium and Community Center
Building, or any part thereof shall be destroyed
or damaged by fire or by any other cause, or if any
other casualty or unforeseen occurrence shall ren-
50
der the fulfillment of this contract by the AUDI
TORIUM impossible, the said AUDITORIUM shall
not in any case be held liable or responsible to the
EXHIBITOR for any damage caused to him there
by.
(6) In renting the space above mentioned in
the Municipal Auditorium and Community Center
Building to the EXHIBITOR, the AUDITORIUM
does not relinquish and does hereby retain the right
to control the1 management thereof and to enforce
all necessary and proper rules for the management
and operation of the same, and duly authorized
representative of the AUDITORIUM may enter the
same, and all of the premises at any time, and on
any occasion.
(7) The EXHIBITOR does hereby agree that
he will not sell or dispose, or permit to be sold or
disposed, more tickets in excess of the seating
capacity or admit a larger number of persons than
can safely and freely move about in the rented
areas, and the decision of the AUDITORIUM in
this respect shall be final.
(8) The EXHIBITOR will permit no chairs
or movable seats to be or remain in the passage
ways, and will keep said passageways clear at all
times.
(9) The AUDITORIUM reserves the right to
control the sale of any and all refreshments and
other merchandise, in or about the premises, to con
duct a check room, to make photographs for its
own records, and other privileges and the EX-
51
HIBITOR shall not engage in any of the aforesaid
activities without the written consent of the AUDI
TORIUM. The AUDITORIUM also reserves the
right through its duly appointed representatives, to
eject any objectionable person or persons from the
premises, and by exercise o f this authority, through
the duly appointed representative the EXHIBI
TOR hereby waives any and all claims fo r damages
against the A U D IT O R IU M or any and all o f its
officers or agents.
(10) All portions of the sidewalks, entries,
passages, vestibules, halls, elevators, and all ways
of access to public utilities of the premises shall not
be obstructed, or cause to be obstructed, by the
EXHIBITOR or used for any purpose other than
for ingress or egress, to and from the premises.
The doors, skylight, stairways or openings that
reflect or admit light into any place in the build
ing, including hallways, corridors and passageways,
also radiators, and house lighting attachments,
shall in no way be obstructed by the EXHIBITOR.
The water closets and water apparatus shall not
be used for any purpose other than for which they
were constructed, and no sweepings, rubbish, rags,
papers or other substances shall be thrown therein.
Any damages resulting on account of use or mis-use
thereof of any nature or character whatsoever,
shall be paid by the EXHIBITOR.
(11) The EXHIBITOR shall not assign this
agreement nor suffer any use of the premises other
than herein specified, nor sublet the premises or
any part thereof, without the written consent of the
a u d it o r iu m .
52
(12) The AUDITORIUM assumes no respon
sibility whatsoever for any property of any nature
placed in any part of the premises by the EXHIBI
TOR or his employees or agents and the AUDI
TORIUM is hereby expressly released and dis
charged from any and all liability for any loss, in
jury or damage to the persons or property that
may be sustained by reason of the occupancy of the
premises under this agreement, and all watchmen
or other protective service desired by the lessee
must be arranged for by special agreement.
(13) The EXHIBITOR agrees that should it
be necessary to employ any help and/or labor
other than that specified herein, that he employ and
pay for such help and/or labor and that such help
and/or labor shall be members of the recognized
unions who have jurisdiction over such help and/or
labor.
(14) If the EXHIBITOR desires to have his
performance or performances broadcast, making
use of the broadcasting facilities of the AUDI
TORIUM, he shall obtain the consent of the man
agement. Only the broadcasting equipment of the
AUDITORIUM shall be used for such broadcasts
unless with the consent of the management.
In Witness Whereof, the parties hereto have
caused these presents to be duly signed and sealed
the day and year first above written.
By
Title.
53
By
CITY OF ST. LOUIS, MO.,
Comptroller.
MUNICIPAL AUDITORIUM,
B y ...............................................
Manager.
(On back)
Contract .................
Unit
Date
MUNICIPAL AUDITORIUM
and
COMMUNITY CENTER
BUILDING
Leased To
REMARKS:
Mr. Owens testified further that the Mayor
had someone call Mr. Golterman to come over but
Mr. Golterman was busy and could not do so. The
Mayor then made an appointment with Mr. Goiter-
man to meet this committee at eight o ’clock the
54
following morning in the Auditorium; that Mr.
Golterman was at the meeting the following morn
ing; that the same group was present and in addi
tion there were Mr. McLemore, Mr. Bledsoe and
Mr. Golterman.
A. Mr. Golterman stated that he had given
Grand Operas in several cities and was quite ex
perienced along that line, and that was the first
time he had ever had a question of this kind to
come up. He stated that the opera here was
started by people who had subscribed to large
blocks of seats, as well as the boxes, and he felt
that if Negroes were permitted to go on the first
floor indiscriminately that they would cancel their
subscriptions and he would not like to assume
the responsibility of making a decision on that
matter until he had consulted his opera commit
tee, and he wanted a day or so to do that before
he would give a decision on that.
Mr. Redmond: (continuing) Q. Was it at
this meeting that Mr. Hay, the City Counselor,
offered any proposition?
A. Yes, Mr. Hay did at this meeting. Mr.
Hay stated that he could appreciate why the col
ored people would object to being given certain
seats, if the colored would be given undesirable
seats that it was no more than reasonable they
would object to it; but he said if any section of
the theater, if you were given a particular place
set aside, as it were, over some various sections,
he thought that would be reasonable and fair; and,
55
of course, we discussed it pro and con from that
angle. But, at any rate, Mr. G-olterman couldn’t
give any decision, even on that, until he had con
sulted his committee.
Plaintiff’s Exhibit No. 2, being a letter re
ceived from the Mayor acknowledging receipt of
a letter which Mr. Owens had written the Mayor
after he had received the decision from Mr. Goiter-
man, was introduced in evidence. It reads as fol
lows:
EXHIBIT NO. 2
Office of the Mayor
CITY OF ST. LOUIS
(Seal) The Common Seal of the City of St. Louis.
Bernard F. Dickmann
Mayor
April 25, 1934.
Mr. Robert N. Owens, Chairman
Emergency Advisory Council for Negroes
2947 Delmar Boulevard
St. Louis, Missouri.
Dear Sir:
Your letter of April 21st received, and I have
referred same to Hon. Frank J. McDevitt, Chair
man of the Auditorium Commission.
56
The Auditorium Commission is in charge of
the affairs of the Auditorium and decide on the
policy of the Auditorium and I have asked them
to make an appointment with your committee re
garding the matter.
Sincerely,
Bernard F. Dickmann,
Mayor.
The Court: Go on.
A. We met Mr. Golterman’s son in the cor
ridor of the Auditorium about three o'clock (the
next day). He said his father was quite busy
preparing for the opera and was not able to be
there, but he read there a prepared statement, and
in his statement, as far as I can recall, he stated
that those who had bought tickets, or who had
tickets, they would be honored but, so far as that
tended to the policy of selling Negroes tickets, they
would adhere to the original policy. That is the
sum and substance of it.
Plaintiff’s Exhibit No. 3, being a letter to Mr.
Robert N. Owens from Mr. McDevitt, Chairman of
the Auditorium Commission, was offered in evi
dence and reads as follows:
“ May 18, 1934. Dear Sir: The Audi
torium Commission has considered the matter
57
which you had brought to its attention, and
instructed the manager, Mr. James E. Darst,
to write and inform you what action the Com
mission decided upon. (Signed)
Frank J. McDevitt, Director of Streets
and Sewers.”
Plaintiff’s Exhibit No. 5, being a letter from
Mr. Darst, was introduced in evidence and reads as
follows:
“ Attorney Kobert N. Owens, Chairman.
Dear Sir: At its last meeting, the Audi
torium Commission heard your letter and
directed me to refer you to a rule of the Com
mission made at a previous meeting:
When the Auditorium Commission,
through the Manager, leases any part of the
Auditorium for use for any sort of dramatic
production, concert, reception, athletic event,
etc., it shall leave to the discretion of the
lessee any regulations regarding admission,
price, sale of tickets and such matters.
The Commission ruled that this applied
to the admission of persons of various races
and that it was within the province of the
lessee to say who would be admitted and under
what conditions.
58
Mr. McDevitt has asked me to transmit
this to you for your information.
Very truly yours, (Signed)
James E. Darst.”
On Cross Examination: That I attended one
celebration during the dedication of the Auditorium
that being Negro Night; that white people were
present; that a white lady set next to me; that I
do not know of any discussion concerning the seat
ing of Negroes at performances other than at
the Opera; that the meeting called at eight o ’clock
in the morning was in an effort to, try to adjust
the matter between the colored people and Mr.
Golterman; that the proposition suggested by Mr.
Hay was discussed; that an attempt was made to
explain the situation the City was in as between
Mr. Golterman, the lessee, and the City; that the
meeting was pleasant and no harsh words were
passed; that there was a conference the next day
with Mr. Golterman’s son; that I tried on the
3rd of October to get a ticket for the present
Opera; that the ticket seller said her instructions
were from Mr. Golterman; that I understood the
sale of the tickets was under the direction of Mr.
Golterman; that Mr. Darst had nothing to do with
the sale of the tickets.
On Re-direct Examination: That no written
communication was received from Mr. Golterman
and the last word was the letter published in the
59
paper that showed that the Auditorium Commission
had charge of the building.
SIDNEY ft, WILLIAMS testified that he is
the Assistant Industrial Secretary of the St. Louis
Urban League; that he reserved some tickets to
the Opera and when he went to get them he was
advised by the lady at the window that she had
orders from Mr. Golterman not to sell tickets to
any Negroes unless she had specific orders from
him and consequently he was denied his tickets;
that he later secured tickets from a member of
another group (white person) in the City; that
he used the tickets and was completely surrounded
by white people; that the relations there were
most cordial.
On Cross Examination-. That my tickets were
ordered at the Auditorium; that I was seated in
the dress circle; that I did not see any other colored
people at the first performance; that I saw some
at a subsequent performance; that I do not recall
seeing a couple of colored ladies on the first
floor; that I remember seeing Mr. Hay at the
Opera; that I saw him in the mezzanine next to
Mr. Dickman.
Examination by the Court: That Mr. Dickman
was in a box; that the first Opera presented was
Aida and the second was 11 Travatore; that I went
again and saw Madame Butterfly; that the eon-
60
ference was held, resolutions were adopted by the
committee and as a result of that meeting I could
get tickets without any difficulty following this
condition that was set forth under which we could
get them; that I reserved my tickets through a
lady at Washington University.
On R ecross Exam ination : That the people
around me were most cordial; that many people
looked at us when we walked in; that after the
first act we walked around and several outstanding
citizens and members of the committee spoke to
us and there was a change of the expression of a
number of other people; that the ushers were
cordial; that after the conference I got my tickets
from the Aeolian office. Apparently word had
been passed on to her.
Redirect Examination'. That the tickets had
been reserved by a white person for me.
R ecross Exam ination: That I was refused
tickets for the first performance and got a white
person to get them for me; that I got the tickets
myself for Madame Butterfly.
Examination by the C ourt: That a white friend
got tickets for II Travatore for me as I had been
refused; that I got tickets myself for Madame
Butterfly which was following the conference.
S. R. REDMOND (B. Ex. pp. 56-63) testified
61
that he is an attorney and. has lived in St. Louis
about five years; that the tickets to the Opera are
tax exempt; that he got tickets to Negro Night
hut wanted some to the other nights and wrote
Mayor Dickman on behalf of the N. A. A. C. P.
a letter of protest to remind him of the fact of
all the colored people there were in the City and
asked him if some provision could be made whereby
they could get tickets to the other five per
formances; that the Mayor sent me a letter and
one or two hundred tickets to see St. Louis on
Parade which was an automobile show downstairs;
that I was unable to get tickets to the night per
formances other than the one known as Negro
Night; that the free performances had nothing to
do with the Opera; that I went to the Aeolian on
Friday to get two tickets when they were first
put on sale and the young lady showed me the
chart and I wanted to get two, two dollar tickets
for La Tosca and she showed me the two dollar
tickets started in Row M and ended in Row W ;
that I wanted some in the center but she offered
me some over on the side and refused to sell me
any in the center telling me she had them but
couldn’t sell them to Negroes; that I later called
up and asked what was the attitude of the
Aeolian Music House in selling tickets to Negroes
and she said that the Negroes were being sold
tickets on the side for one dollar and two dollar
seats; that I made a visit there on a Friday and
called up three or four days later; that I was
permitted to buy tickets on the side in Row N
which was the second row of the two dollar tickets;
62
that Row 1ST is upstairs and the only tickets
Negroes could buy were the two dollar and one
dollar tickets.
Examination by the Court: That Row N to
W are the two dollar tickets and from W on back
are the one dollar tickets; that W, X, Y and Z
are one dollar seats; that Negroes could buy on
the side from N to Z but not in the center; that
I asked for one in the center and the lady said,
“ I am sorry but that is the only place I can sell
you a ticket, on the side,” and then she went on
to show me how good they were; that I wanted
center seats; that I went on Friday, the first day
the tickets were sold, so that I could get as near
to the front of the two dollar tickets as possible;
that I was refused a ticket in the center; that she
did not say right or left side but “ side” ; that
she offered me seats in Row N, left.
THEREUPON, the plaintiff rested his case.
DEFENDANTS’ CASE IN CHIEF
THEREUPON, the defendants in order to
sustain the issues in their behalf, offered and
introduced the following evidence:
JAMES E. DARST (B. Ex pp. 63-85) testified
that he is superintendent and manager of the
63
Auditorium and secretary of the Auditorium Com
mission; that the Auditorium Commission is a
body under which I work; that it consists of
seventeen men appointed by the Mayor, of which
Mr. McDevitt is chairman; they are the governing
policy body and entrust the actual management
to me and when a question of policy arises, I
always report the matter to them; that I am in
charge of the executive part of the building and
I am under the general direction of this Com
mission; that I have had this position ever since
the Auditorium was opened and several months
prior to that; that the dedicatory exercises lasted
the better part of two weeks; that the Commission
and the Mayor, in order to make the building as
widely used as possible, set up a general super
visory committee composed of several hundred
for the dedicatory exercises; that every group in
the City was represented on the committee and it
was decided to turn one night over to each group
for a show with the understanding that the tickets
were to be free; that there are approximately
thirty-five hundred seats in the Opera House; that
the performers wanted two thousand which left
about fifteen hundred to the general public and
the tickets were given to the members of the com
mittee after two thousand had been given to the
performers; that no plan was made for the order
in which the seats should be located; that they
were given out indiscriminately; that no complaint
was made of discrimination; the only complaint
being the inability to get seats; that the colored
people were well represented on the citizens’
64
committee and had a night which their repre
sentative asked for; that there were no complaints
about being denied admission; that there was an
unusually heavy demand for the colored per
formances; that I have seen colored people in the
large Auditorium frequently; that Negroes at
tended the play ground affair and participated in
it; that no complaints were made because Negroes
were excluded; that I recall a complaint made
about the sale of tickets for the Opera last spring;
that I was summoned to the Mayor’s office rather
late one afternoon and found the group referred
to by the witness. "We went into a conference.
The Mayor was present and Mr. Hay, and the
Mayor called me in to state the situation as I
understood it, which I did, and I told it, and my
recollection of it is about the same as the wit
ness. When the contract was written no such
matter came up. At that time, the Opera was
about to start in a few days or very shortly; that
I do not recall any discrimination since that time;
that I do not know of any dissatisfaction or ex
clusion since then; that neither the Committee
nor I have adopted any policy excluding Negroes
from the Auditorium; that no complaint has come
to me because of the adoption of such a policy;
that neither I nor any member of the Commission
have entered into any arrangements with any
lessee as the result of which colored people wTere
to be excluded; that since the dedication, the large
Auditorium has been used for attractions spon
sored by colored people; that no complaint has
been registered about any restrictions that were
65
imposed upon their use of the Auditorium; that
Miss Franklin wrote the Commission a compli
mentary letter; that she gave a performance for
the Mildred Franklin School of Expression; that
the tickets for admission were turned over to Miss
Franklin, the lessee, and she distributed them as
she saw fit; that there were no restrictions on
the distribution of those tickets; that I have kept
informed only in a general way as to the sale of
the Opera tickets; that the Grand Opera Society
founders sell their own tickets and none are sold
at the Auditorium at all; that no complaint of
colored people being unable to get tickets for the
present Opera has come to me; that I was in
charge of the Auditorium when the Christmas
dinner was given; that colored people were ad
mitted there free; that I was there all day and
there was no discrimination whatever; that
Negroes were served meals on the same basis as
the whites; that they were at the same tables
with the whites; that I am familiar with the
construction of the Auditorium building as to
sound and vision; that in my opinion, in the case
of the Grand Opera, there would be very little
choice of seats; that we have an acoustically per
fect house; that you can sit in the last row of
the balcony and hear a very softly modualted voice
on the stage and there was no post in the way of
the vision at all and I would as soon sit in the
back row as the front of the balcony; that there
is some difference in the seeing and hearing but
not appreciative; that there is an exhibition hall
66
on the first floor and four assembly halls used for
dances in the Auditorium; that colored people use
the assembly halls quite frequently; that there is
no restriction against colored people using them;
that colored and white use them on the same
terms; that the only complaint from them has
been one night they were too hot; that no com
plaints on account of distinction between -the
colored and white has ever been made because
of the hall; when the smaller halls are rented the
tickets are turned over to the lessee to sell as he
sees fit; the same policy applies to colored people;
that no complaint has been received about Negroes
using the halls but on the contrary received com
pliments ; that I did not give the young lady selling
tickets to the Opera instructions not to sell tickets
to Negroes; that I gave no instructions to any
young lady or anyone else about selling tickets;
that I had nothing whatever to do with the sale
of Grand Opera tickets.
On Cross Examination: That the Auditorium
is used preeminently for pay performances; that
when the Negroes complained of discrimination
the contract for the use of the Auditorium building
had been executed; that the second contract for
the Opera was negotiated at approximately the
same time as the first one; that since then a
contract has been entered into for the performance
of the Follies; that no provision saying there shah
be no discrimination on account of races was in
serted in the contract; that I am acting under
instructions of the Commission; that the Audi-
67
torium Commission has full control over the
Auditorium; that I was present when the Com
mission took up Mr. Owens’ letter and wrote him
that the Commission took a vote on policy and
decided to let the lessee handle the matter of
admissions; that I leased the building to Miss
Mildred Franklin and she wrote a letter praising
the Commission; that every seat in the Auditorium
is a good seat; that the prices range from one
dollar to five dollars which is customary; that
the comptroller makes contracts for the City; that
I conduct all preliminaries; that the contract is
written in my office; that we didn’t reserve the
rights to sell tickets and prefer not to sell them;
that most lessees use our ticket sellers but a large
proposition like the Symphony or Grand Opera
has its own ticket sellers; that there is a separate
booth for their sellers and one for our own; that
we retain control of the building during the
performance; that is preparing a lease, we have
never discussed with lessees about permitting
colored people to come in as other citizens; that
we did not treat the matter of discrimination
lightly but the form of contract is one used
throughout the country; that it was drawn by the
City Counselor and passed on to the Auditorium
Commission and I couldn’t arbitrarily change it;
that protection of union labor was passed on by
the Committee and it is customary to protect the
morality of the citizensp that it was impossible
to make any change in the contract that had
been signed; that I was informed the one dollar
68
and two dollar tickets were being sold to Negroes
and all of them were sold; that I did not protest
to the Auditorium Commission and the Auditorium
Commission did not protest the sale of only one
dollar and two dollar tickets to Negroes.
EDWARD GOLTERMAN (B. Ex pp. 85-88)
testified that he is secretary of the Grand Opera
Founders; that the sale and distribution of tickets
is under his supervision at the box office of the
Aeolian Company; that he is there several times
daily; that there have been no complaints this
season from colored people on account of having
been denied the purchase of tickets for the Grand
Opera;
Q. Do you know what policy has been adopted
there for the sale of the tickets to the colored
people for the present opera1? A. Yes, our
policy is to sell tickets from the lower “ N” back
the entire second section of the balcony for $2.00
and $1.00.
The Court: Q. What row?
A. All over this row “ N,” Your Honor, that
my father gave those instructions through me; that
the girl in charge is complying with those instruc
tions.
On Cross Examination: That the lease for the
last spring called for ten performances and was
made between my father and Mr. Darst; that five
69
performances were given last year and eight this
year; that the second lease for eight performances
was signed about a month or two months ago.
WILLIAM CBONK (B. Ex. pp 88-99) testi
fied that he is treasurer of the Municipal Audi
torium and has been since last March; that I sell
tickets as the lessee wants me to do so; that I
have never refused to sell tickets to a person be
cause he was colored; that I have never received
a complaint from colored people because they could
'not buy tickets; that I see colored people going to
entertainments frequently; that as far as I know,
Negroes have never been excluded; that the only
complaint I have ever heard was for the Grand
Opera last spring.
Cross Examination: That they have had
other performances there and I remember tickets
were sold to Negroes; that my instructions were
to sell the tickets to colored people as well as
any others; that I don’t remember how many
performances were given in the large Auditorium
between the time the Grand Opera closed last
spring and the summer; that I have no idea; that
I saw Negroes go to the Marionettes; that Father
McDonald, who presented the Marionettes, wanted
no discrimination whatever; that I do not re
member the exact time of the voting on some
issue about then but that we had nothing to
do with that; that I called Father McDonald up
70
and asked him should tickets be sold to Negroes
and he said sell to colored as well as to white;
Q. If he told you to restrict to white people,
you would have excluded the colored! A. I
would have done------
Q. (Interrupting) But you are working for
the Municipal Auditorium Commission? A.
That is right.
Redirect Examination: That if a controversy
came up about whether to sell tickets to colored
people or not, I would take it up with my superior,
Mr. Darst.
On Recross Examination: That Father Mc
Donald who is a priest Avho was in charge of the
“ Queen’s Work” ; that he brought the Marionettes
to St. Louis for the benefit of the “ Queen’s
Work” ; that it was his idea and order that
Negroes be admitted as any other people at those
performances.
On Further Direct Examination: That on no
occasion other than the Grand Opera has there
been a question as to whether the colored people
should be admitted or not; there has been no
complaint about the colored people except at the
Opera; that Father McDonald was not leasing
the Auditorium because iof the election.
On Further Recross Examination: That I
called Father McDonald up because I knew him
personally and it was a matter I wanted to
71
clarify in my own mind; that there was no need
for clarification but I just wanted to know how
he wanted the tickets sold.
Q. The policy was not to admit Negroes, and
you wanted to see what Father McDonald wanted
'to do? A. There was no policy set up about
it at all.
Q. Well, what was the need for the call? A.
There was just a question in my mind as to
how he wanted it handled.
Q. Did you ask him if you must sell tickets
to Indians? A. I would not be that imperti
nent to Father McDonald.
Q. Well, you asked him with reference to
Negroes? A. I asked him how he wanted to
handle his ticket sales.
Q. With reference to Negroes, you must
have said that? A. That was brought up in
many of the discussions we had about tickets.
There was some difference in the tickets, which
is in the printing of them.
Q. I am talking about the time you called
Father McDonald and asked him about the sale.
I want to know the cause of the call. Why was
it necessary to call him as to what he wanted
done, if the policy was to treat all alike? A. I
I said there was a question in my mind and I
called him up.
Examination by the Court:
Q. Just what led you to speak to Father
McDonald on the subject of whether or not you
72
should sell to Negroes as well as to whites, Mr.
Cronk? That is the point of inquiry. A. I
just wanted to satisfy a question in my own mind.
Q. Well, why should you have that question
in your own mind? A. Well, working in
theaters for a number of years around St. Louis,
I had that thought in my mind.
Q. And not because of any policy that had
theretofore been followed in selling tickets for
admission to the hall? A. No, sir.
MILDRED P. FRANKLIN testified that she
teaches dancing and is connected with the
Mildred P. Franklin School of Dancing; that her
school gave the entertainment mentioned by Mr.
Darst; that the tickets were turned over to her
and she had absolute charge of all tickets, that
some were sold through the box office at the
Auditorium and were handled by the City; that
no complaints came to her because of refusal to
admit colored people; that there were no restric
tions whatever on the use of the Auditorium
and she had absolute charge; that she received
most courteous treatment from the Auditorium and
had no complaint at all.
On Cross Examination: That she did not
discriminate against white people who attended
her performance; that her performance was in
the large Auditorium; that during the summer
months I serve as dancing director on the City
73
pay roll and have served since 1930 and would
like to serve next summer; that I was instructed
to issue 250 or 300 tickets on four occasions,
three of them being in the Opera House; that
the tickets were distributed promiscuously over the
house with no discrimination whatever; that those
performances were free; that there was absolutely
no discrimination in connection with those tickets
given by the City.
CARR CABANNE LINK (B. Ex. pp. 102-104)
testified that he is general assistant of the
Municipal Auditorium and has charge of the serv
ice staff, ushers and ticket takers; that the
ushers work under my direction; that I am always
on the floor whenever there is a performance;
that I have been there since January; that I
have seen colored people go to the large auditorium
at different times; that Negroes are seated wher
ever their tickets call for; that I have never had
a complaint from a colored person not being
admitted where he ought to be.
On Cross Examination: That I have nothing
to do with the policy of the Auditorium and do
as my superiors direct.
CHARLES M. HAY (B. Ex. pp. 104-116)
testified that he is City Counselor of St. Louis
74
and a member of the Commission; that I heard
the testimony about the complaint last spring
and think it is substantially correct; that I was
not present at the Commission when the resolution
was offered and passed with reference to the
sale by the lessee; that the Commission had in
mind absolute freedom of access of all matters
of a municipal nature and over which the City
had control; that there would be no question
with respect to any performance so far as the
City is concerned; that it is the consensus of the
Commission that where the lessee leases the
building, the lessee would have the right to
determine the policy to be adopted but it was
not in the minds of the Commission to discriminate
or eliminate any colored person but it was with
the conception of the right of the lessee, in order
to be fair to the lessee, in the matter; that the
Commission was very much concerned when the
Opera matter came up and it was an affair of
Mr. Golterman, the lessee, and the colored people;
that the Commission feels that there should be
free and full use of the building in all matters
over which the City has control; that I heard no
further complaint and was surprised when suit
was filed as I thought the matter had been sat
isfactorily adjusted; that I am not sure there
would be no hesitancy on the part of the Com
mission to reconsider its present policy which is
not satisfactory to an appreciable number of
people because we want to adopt an attitude of
absolute fairness to colored people as well as the
75
rest of the community; that I saw a couple of
colored ladies sitting three of four seats in front
of me (that was on the main floor); that I don’t
know of any member of the Commission who has
any desire to discriminate against colored people.
On Cross Examination: I thought this matter
had been adjusted; that I heard for the first time
in this case that Negroes were sold only two
dollar and one dollar tickets and didn’t know
anything about it; that the contract was in final
form when it was submitted to my office and
I vouched for its form; that the City retains
general control of the building during the per
formances ; that I do not know if that would enable
the City to say you can not discriminate and
would be very happy to have the opinion of the
Court on it; that the Commission wants to be
fair to the lessee; that the freedom of some may
be restricted in order that others may have free
dom; that it never entered my head as to whether
the colored people had rights or not any more
than the question of any other people; that the
theory of exclusion never occurred to me; that
Union labor is one of the things that is to be
protected and it is to the credit of the colored
and white people of this community that when
one sits down to pass on a contract he doesn’t
think of the race question, it is so foreign here;
that I think that if, instead of filing this law
suit, you had come to me or come to the Com
mission, this whole thing could have been ironed
76
out to your entire satisfaction; that I did not
know the Commission voted to give the lessee full
control of those who entered performances until
that matter was entered into here today; that I
did not know that the committee had acted on
that matter; that I was not present when a motion
was made to permit Negroes to go to the Audi
torium just like white people; that Darst had so
many meetings of the Commission I had to stop
going.
Examination by the Court: That Mr. Darst
stated that he had entered into the contract for
the Opera and no question arose at the time about
Negroes being admitted and it was too late now
to change the contract; that I don’t recall whether
anything was said indicating what the policy
would be later on; that the contract for the
present Opera season was made in May; that
nothing has come up before the Commission
concerning the policy of admission since Mr.
Owens was advised of the Commission’s action;
that I saw colored people at the Opera and
thought the thing had been ironed out; that the
attitude of the Commission remains the same now
'as expressed in Mr. Darst’s letter to Mr. Owens
(Upon inquiry by the Court, Mr. Darst stated that
this matter has not been discussed by the Commis
sion since he wrote Mr. Owens the letter which
appears in evidence).
77
ALFRED FLEISCHMAN testified that he
is superintendent of recreation for the City; that
the recreation department had three affairs at
the Auditorium and he was in charge; that there
was no question about discrimination and tickets
were given .out to various children through the
supervisors who were white and colored; that no
complaints of discrimination were received from
colored people but a number of them sent many
compliments; that white and colored were included
indiscriminately and sat in the front and back
rows.
At this point defendants offered a letter from
A. J. Cos sin which was marked Exhibit “ B ”
which complimented the City on the performance.
On Cross Examination: That the per
formances were free and by tickets; that there
was no disturbance because white and colored peo
ple sat together and the children dressed in the
same dressing room.
During a conversation between the Court
and counsel, Mr. Golterman stepped up and stated
that under their policy, the only place Negroes can
buy seats is from “ N” back in the balcony, they
cannot go in the lower part of the house at all.
The Court: Very well. Now, you have that
qualified. Now, on the facts after, and I am
going to deal with the situation from now on—I
78
mean I am not going to be bothered much by
what happened last spring, that water has gone
over the dam, why bother about it. You want
your rights determined now and hereafter, not
what you were deprived of six months ago. Now,
we have the facts as to what is the attitude of
this opera, this lessee, as to this season’s opera,
which is ended now, as to Mr. Golterman, no
seats for your race anywhere except in the bal
cony from “ N,” inclusive, back------
Mr. Golterman: (Interrupting) That is cor
rect.
The Court: (continuing) And the City’s
attitude that they have a right to those, so that
is a fact.
Mr. Hay: Yes, that is the attitude that we
have taken and contend by this resolution which
was adopted. They take the position that the
lessees should have the right to determine the
'rules and regulations. I think this, further; of
course, that resolution goes to that whole extent.
! The Court: Absolutely.
Mr. Hay: And there has been no subsequent
action, and I think that is the position we must
stand on.
The Court: Now, I understand that in so
far as the powers of this Commission are con
cerned, they are before me somewhere through
vX
"
M U S I C H A L L
A Y U N I C I P A L A U D I T O K I U
O R C H E S T I C A
F L O O R P L A N
78
mean I am not going to be bothered much by
what happened last spring, that water has gone
over the dam, why bother about it. You want
your rights determined now and hereafter, not
what you were deprived of six months ago. Now,
we have the facts as to what is the attitude of
this opera, this lessee, as to this season’s opera,
which is ended now, as to Mr. Golterman, no
seats for your race anywhere except in the bal
cony from “ N,” inclusive, back-.....
Mr. Golterman: (Interrupting) That is cor
rect.
The Court: (continuing) And the City’s
attitude that they have a right to those, so that
is a fact.
Mr. Hay: Yes, that is the attitude that we
have taken and contend by this resolution which
was adopted. They take the position that the
lessees should have the right to determine the
'rules and regulations. I think this, further; of
course, that resolution goes to that whole extent.
The Court: Absolutely.
Mr. Hay: And there has been no subsequent
action, and I think that is the position we must
stand on.
The Court: Now, I understand that in so
far as the powers of this Commission are con
cerned, they are before me somewhere through
M U S I C H A L L
M U N I C I P A L A U D I T O R I U M
O R C H E S T R A
F L O O R . P L A N
M U S )
M U N I C I P A
79
the pleadings, either by the pleadings or something
attached by the pleadings. There: is an ordinance
creating this commission?
Mr. Redmond: Yes, sir.
The Court: And they are doing that because
the city hasn’t control of that situation!
Mr. Hay: I don’t think so, under the action
of the Commission.
A diagram of the building was marked
Exhibit 5 and offered in evidence.
THEREUPON, defendants rested.
THEREAFTER, on the 20th day of May, 1935,
the submission of the case was set aside and it
was reopened for the introduction of the follow
ing testimony:
DEFENDANTS’ ADDITIONAL EVIDENCE
EDWARD J. BURKE (B. Ex. pp. 133-157)
testified that he is superintendent of operation
of the Municipal Auditorium; that on the 2nd
of this month he pointed out certain locations
in the Municipal Auditorium to His Honor, Judge
Ryan, Attorney Redmond, Mr. Senti and Mr. Hay;
80
that the parties mentioned first went to the Opera
House and it was pointed out that the distance
from the stage to the north wall is seventy-five
feet and the distance from the orchestra pit to
the main floor of the balcony is one hundred and
fifty feet; that the question of acoustics came
up and a stranger was seated in a balcony; that
Judge Ryan spoke to him to see if he could hear
and he could and the Judge asked him to go
to the last row and repeat his questions and he
did; that the tone of voice Judge Ryan used was
considerably lower than one used by a performer
on the stage; that at the time Judge Ryan was
talking, he was on the first floor near the stage
and the other man was in the last row of the
balcony; that the balcony consists of a separa
tion, consisting of two parts, the lower part being
known as the dress circle and the upper part is
the balcony; that each aisle runs east and west;
•that the lower part has 119 seats; that the lower
part is termed the mezzanine row consisting of
112 seats and in front of them are the boxes;
that the boxes seat 108; that there are 20 boxes
seating from four to six each; that back of the
mezzanine is the lower balcony; that the dress
bircle is now called the balcony; that the part
of the dress circle below the mezzanine seats 71:9
and are rows A to L; that the two mezzanine
rows are called A and B ; that the first row of
the lower balcony is A ; that the dress circle is
A to L inclusive; that an aisle separates L and
M and above the aisle are rows M to Z; that
81
there are 854 seats in rows M to Z ; that we
left the balcony and went to the assembly halls;
that there are four assembly halls; that assembly
'hall No. 3 seats 698 people; that all are identical
but rent for different amounts; that there is an
elevation in one end and it is used for stage
productions; that it rents for $75.00 because it is
fixed up for a theater; that halls No. 1 and No. 2
rent for $50.00 and No. 3 and No. 4 for $75.00;
that the main hall rents for $375.00; that the ex
position hall is on the ground floor and runs
under the entire structure from Market Sreet to
the alley, a distance of about 468 feet; that the
distance east and west is about 276 feet; that
we did not go into the main room that is now
under construction; that is the convention hall
and is on the same floor as the orchestra in the
Opera House; that its seating capacity is 8500
(and can be made to seat 12,000 and 13,000.
On Cross Examination: That the place was
empty when Judge Ryan made his test of hearing;
that originally the two large compartments
upstairs were known as the dress circle and bal-
Icony; that its name was changed three or four
months ago. “ I said in the beginning, in naming
the lower portion the ‘ Dress Circle’ and the
other top part the ‘Upper Balcony,’ they did not
want the folks to get the impression that the
tipper balcony was a gallery, or what was termed
‘ Negro Heaven,’ and I added on to it and apolo
gized for it, as I knew it, that I paid ten cents
to get into the gallery, the third floor was always
82
known as ‘Negro Heaven.’ ” (B. Ex. p. 143.)
That that statement slipped, while the gentlemen
above-mentioned were inspecting the building;
that the name of the place was not changed because
it was referred to as Negro Heaven; that you
should hear better when the Opera House is
filled rather than when it is empty; that there
has been no complaint of the acoustics; that the
elevator goes to the balcony where we were
standing at the time, and that patrons are seated
from there upward; that the elevator goes to
the landing between the upper and lower balcony;
people wanting to go from rows M to Z would get
off on that level and walk up; that there are
thirteen rows of seats and two steps to a row and
counting the landings there are about thirty steps
from where you get off the elevator to the last
row; that the dedication covered fifteen days;
that the Opera House was in charge of a dif
ferent person during the dedication exercises;
that the Negroes had one night; that there was
no charge for admission; that the Mayor has
called a number of meetings at different places
in the building; that all affairs given by the
Mayor were open to all citizens; that the price
of tickets is left to the lessee; that there have
been one or two occasions where tickets in the
upper balcony have been the same as those in
the orchestra; that in all theaters the cheapest
seats are those in the upper balcony; that the
upper balcony seats are the farthest back; that
the seats in the upper balcony are cheaper than
83
those in the lower balcony; that the distance
from row M to row Z is 35 feet; that row Z is
about 40 or 50 feet from the first floor of the
orchestra, the rear end; that the rear end is
higher than the other end as the floor slants;
that the seating capacity of the orchestra is 1770,
the boxes, 108, the mezzanine 112, the lower
balcony or dress circle, from A to M, 719, the
'upper balcony, M to Z, 854, making a total of
3563 seats; that the assembly halls seat 698;
the convention hall is intended to seat 8500 per
manent seats; that the distance from A to L in
the balcony is 17 feet and from M to Z is 19^
feet; that row A in the lower balcony is from 10
to 12 feet above the orchestra floor; that the dis
tance from row A down to the orchestra floor would
go about 15 or 16 feet.
PLAINTIFF’S REBUTTAL EVIDENCE
ROBERT L. WITHERSPOON testified that
he had testified in this case before; that he has
occupied a seat both in the orchestra and the
balcony of the Opera House; that the seat in the
balcony was six or seven rows beyond M and he
had to lean over most of the time in order to hear
what was going on on the stage and the hearing
was very difficult; that I sat five rows most the
rear down stairs and the hearing was good; that
one can hear much better in the orchestra than
in the upper balcony; that the colored population
84
of St. Louis is between 93,000 and 95,000; that a
large number of the colored people are tax-payers.
On Cross Examination: That I did not make
any complaint to the Auditorium staff about the
difficulty in hearing; that those are the only two
times I have been in the Auditorium; that I had
to lean over to see what was going on when I
was up stairs; that I could see much better down
stairs than up stairs.
WALLACE B. CHRISTIAN (B. Ex pp. 163-
173) testified that he is a physician and has
practiced since 1906; that he has practiced in Mis
souri since 1919; that sound travels in waves and
one would hear probably better at the distance of
150 feet if there was a slight elevation and no
'obstruction; that any break such as an alleviated
body or any material that does not give back a
sound in an alteration and a mitigation in the
transmission of sound; that you can hear better in
an empty auditorium than in a full auditorium
though in an empty auditorium you might get
some echoes; that a large number of individuals
cannot sit way up high; that they are not accus
tomed to height and have some discomfort when
they are put on an elevation; that this is not
limited to sick people; that most any heart
condition or a kidney condition will cause this
feeling; that any person who weighs 200 pounds
has some inconvenience from walking up two
85
flights of steps; that a person with defective
hearing could not hear as well in the balcony and
that a nearsighted person could not see as well.
On Cross Examination: That I was in the
Auditorium merely looking through it; that the
seats are slightly elevated; that sound waves are
continuous and any obstruction would naturally
interfere with them and to illustrate, one individual
two seats behind would get less sound than the
individuals in front if he is between that person
and the point which the sound comes. His body
is an interference to some extent; that if the
person behind were elevated there would not be
the same obstruction as if he were on the same
level; that loud speakers overcome the obstruction
to a certain extent; that sound can be so intense
the drum of the ear will not record it which ex
plains why we can some times hear better on the
radio from a distance; that some people experience
discomforts on an elevation; that if they could
not see anything below it would not make any
■ difference but if they could see something, like
the street, then their reactions would be in ac
cordance; that there is discomfort or dizziness
sitting in a seat in the balcony that is somewhat
higher than the other seats; that the discomforture
depends on how much higher the seat is than the
individual’s accepted position; that the discomfort
increases in proportion to the height above his
normal.
86
EDWARD J. BUBBLE was recalled by de
fendant and testified that there are amplifiers
that come off the stage board to take care of the
Opera House; that it is on at all performances
unless a request is made to leave it off; that
unless a person is absolutely deaf, there is no
reason any person should not hear very clearly
all over the building; that when Judge Ryan spoke
at the Auditorium the other day, it was just his
natural voice; that no complaint has ever come
about the hearing and the acoustics are praised;
that I have been to all parts of the building; that
an exception might be with an amateur performer
who is not accustomed to throwing his voice, it is
a trifle difficult to hear; that with average hearing
you should hear a voice all over the building.
Both sides rested.
THEREUPON, plaintiff presented to the
Court and asked the Court to find the following
Binding of Facts:
FINDING OF FACTS
Request having been made for a finding of
facts separate from conclusion of law, the Court,
in compliance therewith, does find from the evi
dence that Joseph P. H;arris, the plaintiff, is a Ne
87
gro; that there are about 95,000 Negroes living in
the City of St. Louis, Missouri; that thousands of
them are tax payers.
The defendant City of St. Louis erected and
maintains the Municipal Auditorium with public
funds raised from the taxation of all citizens
regardless of race or color; that Negroes, because
of their race and color, are discriminated against
in the use of the Municipal Auditorium in that
they are not permitted to sit anywhere they choose
in the Oepra House of the Municipal Auditorium
but are restricted to use of the seats in the balcony.
Judge.
THEREUPON, plaintiff presented to the
Court and asked the Court to give the following
Conclusions of Law:
CONCLUSIONS OF LAW
The Court declares the law to be:
That it is the duty of the defendants to use
public property for the purpose for which it was
erected and to make it equally accessible on the
same terms to all citizens regardless of race, creed
or color.
That the City of St. Louis and the other de-
f’endants cannot permit their lessees to do what
they themselves cannot do.
That it is illegal for the defendants to exclude
members of the Negro race from certain sections
of the Opera House at public performances solely
because of their race and color, and that such
exclusion on the part of the defendants was
discriminatory and resulted in a loss to petitioner
and he is entitled in this action to an injunction
restraining the defendants from a continuation
of the discriminatory practices.
Judge.
Both of which were refused by the Court and
plaintiff duly excepted and still excepts.
FINDINGS OF FACT AND LAW BY THE
COURT
(Caption omitted)
This case filed August 27, 1934, was heard
October 11 last on a return to an order to show
cause issued September 24, was later fully briefed
and argued, and on April 8, the return was re
filed as an answer and reply filed and cause sub
mitted on the merits on the evidence heard in Octo
ber.
89
The petition alleges plaintiff is a citizen and
resident of St. Louis for forty years, a tax-payer
and owner of real estate, and that he brings the
action for himself and such other citizens as care
to join therein. Makes suitable allegations identi
fying the defendants, the City of St. Louis, the
City Treasurer, H. C. Menne, Director of Public
Service Joseph M. Darst, Manager of the Audi
torium James Darst, and states the other defend
ants are Members of the Municipal Auditorium
Commission, a body created by City Ordinance No.
40145. Alleges that pursuant to the Constitution
of the State, the Charter of the City, and a City
Ordinance a bond issue of $5,000,000 was proposed
and adopted by a vote of the people to acquire a
site and a civil building, to be known as the
“ Municipal Auditorium and Community Center
Building” to be used holding public meetings,
gatherings, conventions to discuss public questions
* * # and to provide suitable meeting places
for educational, moral, musical, industrial, labor,
and other purposes. That the building is now
wholly or partly completed and is being used for
and by some citizens and tax payers to the exclu
sion of others. Ordinance No. 40145, approved
June 27, 1933, is pleaded whereby the Commission
was authorized and its power and duties defined.
The Commission consisting of the Mayor, the
Comptroller, the President of the Board of Aider-
men, the City Counselor, the Director of Streets
and Sewers, the Director of Public Safety, five
Members of the Board of Aldermen, selected by
90
that body, and seven others to be appointed by
the Mayor, to hold office during his pleasure, to
represent certain bodies, convention bureau, etc.,
etc., all serving without compensation. The Com
mission to act in an advisory capacity in the man
agement, control and use of the building, with
power to make rules and regulations, cooperating
with civic bodies that work to the same end to
secure events appropriate for the Auditorium and
Community Center, and which would benefit the
City. The Commission to establish a schedule of
charges for the use of the building, and with the
right to exempt in whole or in part from any
charges for use by the convention of an organiza
tion which might draw an attendance that would re
sult in a considerable return to the City. All
monies collected for the use of the Auditorium
and Center to be deposited with the City Treasurer,
The Convention, etc., Bureau to be afforded suf
ficient office space to aid its civic activities in
bringing events here, and to be charged for space,
heat, etc., as determined by the Commission. Plain
tiff alleges he is a Negro and that the Commission,
in violation of the Constitution, Charter, and
Ordinances, have deprived him and all Negroes of
the full and same right of admission to public at
tractions given in the Auditorium, and of the bene
fits derived from the building. That he has been
taxed for the erection, upkeep, etc., of the building
and this money and the money of thousands of
other Negroes, as part of the general revenue of
the City, is used for this public building and it is
91
operated in an illegal manner by defendants in
that they discriminate against Negroes, and deny
them admission to public performances therein, and
the nse of the revenue while such discrimination
continues is illegal. That as a subterfuge the de
fendants have concocted a plot whereby the large
auditorium is rented to individuals who connive
with defendants and are permitted and encouraged
and' allowed to refuse to sell tickets of admission
to public performances to Negroes solely because
they are Negroes.' That he has no remedy at law
and hence prays equitable relief to-wit to enjoin
defendants, etc., from leasing, renting, etc., said
building or parts thereof for performances for edu
cational, etc., purpose that promote the common
wealth at which plaintiff or members of the Negro
race are excluded or denied the same rights of ad
mission as any other race, solely because of their
race or color, and from paying City funds to main
tain, etc., the building until it is operated so there
will be no race segregation or discrimination, etc.
The answer makes * some formal admissions,
and then specifically denies any taxpayers use the
building to the exclusion of others, and denies they
have deprived plaintiff and all others of his race
of the same right of admission to, and opportunity
to attend public attractions given in the Audi
torium, and deny they are depriving them of
benefits etc., derived from the building. Deny
illegal operation of the building by discrimina
tion or that there was a plot or a conniving with
others to refuse to sell Negroes as alleged. The
92
reply is in effect a denial of defendants’ denials.
The evidence was, in substance, that plaintiff, re
sident here over fifty years, a tax payer about
thirty years, and a deputy clerk in our Probate
Court, and others of his race, all who testified be
ing very respectable persons engaged in various
occupations, had sought to buy tickets for admis
sion to different parts of the Auditorium to hear
grand opera, presented to the public by Mr. Guy
Golterman, the licensee from the City, which acted
through the Muncipal Auditorium Commission, for
a period of some weeks in the spring of 1934, when
the Auditorium was first opened to the public, and
again in the fall of that year. The license, which
seems to have been based on forms used in other
cities, was non-assignable and revocable, and re
served the right of the City to control the manage
ment of the Auditorium, and to enforce all neces
sary rules for its management and operation. It
provided for certain payments for the use of the
Auditorium, and contained numerous provisions of
no moment here. There was nothing in the license
that in any way restricted the right of the licensee
to say that Negroes, or any other persons of what
ever kind or race, should not be permitted to oc
cupy seats except in such parts of the house as the
licensee might designate for their use. Plaintiff
arid his witnesses testified they sought to buy
tickets of admission at the office on Olive street
where tickets were sold and were denied the right
to buy seats save certain side seats on the main
floor and certain one dollar seats in the upper
balcony. More expensive and more desirable seats
93
not being sold to Negroes. There was some ques
tion of whether this refusal was by direct authority
of the Commission through Mr. Darst or because of
Mr. Golterman’s orders, but that is immaterial for
this reason. A committee, thoroughly representa
tive of the colored people, had a conference with
the Mayor, and others representing the Commis
sion, protested against the discrimination as to
their people, and suggested a clause in the license
contracts forbidding same. The result was that on
May 1.8th a letter was sent the chairman of the
Committee, Mr. K. N. Owens, signed by Mr. James
E. Darst for the City Commission reading as fol
lows :
“ At its last meeting the Auditorium Com
mission heard your letter and directed me to
refer you to a rule of the Commission, made at
a previous meeting:
When the Auditorium Commission through
the Manager leases any part of the Audi
torium, for any sort of dramatic production,
concert, reception, athletic event, etc., it shall
leave to the discretion of the lessee any regula
tions regarding admission, price, sale of tickets
and such matters.
The Commission ruled that this applied to
the admission of persons of various races and
that it was within the province of lessee to say
who should be admitted and under what condi
tions.”
This is a very explicit statement of the City’s
position and policy which the evidence shows re-
94
mains unchanged.. There has been some modifica
tion by Mr. Golterman by way of liberalizing his
policy as to seats for colored people. Instead of be
ing limited to parts of the upper balcony on the
right and left of center, they may now occupy any
balcony seats. They could formerly buy only some
seats in the rear sides of the main, or orchestra,
floor, which seats 1770 people. It does not ap
pear explicitly what is the present rule as to that
floor but the Court’s conclusion from the evi
dence is that the rule as to that floor has not been
changed. The second floor is arranged thus: In
front a row of boxes seating, in all, 108; then two
rows of mezzanine seats for 120; then the lower
balcony, called at the hearing the dress circle, rows
A to L inclusive, seating 719; then a passage way
(on a level with the last upper stop of elevators
from the lobby floor of the building) and then the
upper balcony, rows M to Z inclusive, seating 854.
The length of a line drawn from the stage to row
Z, the extreme high row in the upper balcony,
would be about 150 feet. The acoustics are excellent
and speakers on the stage may be heard in the up
per balcony. Loud speakers are used. The very
large stage may be seen clearly from all parts of
the house, the scenes or people on the stage may
not be distinguished so satisfactorily from the up
per parts of the house, and one sees better down
stairs than up. One of plaintiff’s witnesses said
persons over fifty, or very heavy, or with cer
tain troubles, (heart, kidney, vision,) might have
difficulty in ascending to and using the high parts
of the house. There are four assembly halls, with
95
stages, two on either side of the large hall, which
will each seat 698. Two of these may be used for
dances. There is a great space called the exposi
tion floor beneath the entire building, and the in
terior is now being finished of a convention hall,
in the south end of the bidding, that will ordinarily
seat 8500, and seats may be added to accommodate
in all between 12000 and 13000. The large hall
rents for $375.00, the Assembly halls for $75.00 and
$50.00. There are lounge rooms, etc., adjoining the
large hall and each of the assembly halls. Mr.
Golterman, Jr. testified there had been no com
plaints from colored people during the fall season
of opera. The colored people were fully represent
ed on the large Citizens’ Committee that arranged
the various civic celebrations, lasting some days, at
the opening of the Auditorium Center in the spring
of 1934, and were freely admitted to all the civic
entertainments. They had their own night of en
tertainment in the Auditorium, (where the grand
opera was later presented) and Miss Franklin, a
colored teacher of dancing, used it for a dance re
cital of her school of dancing. Miss Franklin, who
is a director of dancing for the City during sum
mer months, said she distributed blocks of tickets to
admit colored people to the three Play Ground
Festivals given by the City in the Auditorium in
April and September last year. Colored people
have also freely rented the assembly halls for their
own use. Sometimes fraternities have used the
halls admitting only their own members. Prac
tically all the use made, since the opening of the
building in the spring of 1934, of the large audi
96
torium, and the assembly halls and exposition floor,
has been made by licensees, paying the City there
for. In all the entertainments given under the di
rect auspices of the City there has been no dis
crimination, and there was no evidence that li
censees, other than Mr. Golterman who only pre
sented Grand Opera, in any wray discriminated
against colored people, and no complaints were
made by them as to any discrimination save in the
Grand Opera seasons. Mr. Hay, the City Counse
lor, and a member therefor of the Commission,
testified it did not intend to discriminate against
colored people but, while wanting to be absolutely
fair to them, the Commission did believe the licen
see should have the right to control the question of
v/ho should be permitted to attend the entertain
ments, for which the license was granted. That
licensees might limit attendance to the people of
a special race or color or creed if they saw fit to
do so. There was no evidence to sustain the allega
tion that there was a plot entered into by defend
ants among themselves, or with licensees. Golter
man or any other, to refuse to sell tickets of admis
sion to the large auditorium to negroes because
they were negroes. One witness for the plaintiff
stated there were between 93000 and 95000 colored
people in this city, as per the 1930 census, many
of whom were taxpayers. The part hereof descrip
tive of the building is taken from the evidence
given in court May 20, after a visit to the building,
made May 6, by the court accompanied by counsel
for plaintiff and defendants—and plaintiff person
ally. The above resume’ not only sets forth the
97
salient points necessary for consideration of the
legal questions presented by counsel but is a find
ing of facts that meet a request made by counsel for
plaintiff when the case was finally submitted May
20th.
The petition might be dismissed because of
failure to prove the specific charges made as the
basis of complaint, namely, that the building was
operated in an illegal manner in that the defend
ants discriminated against negroes, and denied
them admission to public performances, and hence
the use of revenue from the building was illegal,
and that defendants had concocted a plot in renting
the large auditorium to individuals who connived
with defendants, and were permitted, encouraged
and allowed to refuse to sell tickets to negroes
for admission to public performances solely be
cause they were negroes. However the case took
a wide range, and the Court will pass on the ques
tion of the legal right of the city, through its Com
mission in charge of the Auditorium building, to
license the use of parts thereof, leaving to the
licensees’ discretion as to “ the admission of per
sons of various races, and that it was within the
province of the lessee to say who should be ad
mitted and under what conditions.” Plaintiff con
tends that this policy of discrimination by the City
which the City could not make and must prevent
its licensees from making—Conceding that the City
could not make it the proof is that when the City
is the host at entertainments in the building it does
not make such discrimination, nor does it refuse
98
to let any part of the building to negroes upon the
same terms as a letting to whites. The legality of
the bond issue was thoroughly considered by our
Supreme Court in the 11 alb megger case, 302 Mo.
573, in an opinion, in banc, written by Judge J. T.
Blair. The decision turned on the question whether
money voted was to be used for a public purpose so
that it came within the provisions of our Con
stitution Section 3 of Article 10 that: ‘ ‘ Taxes may
be levied and collected for public purposes only.”
The substance of the decision is that the “ public
purposes” to be served, of providing a building for
public meetings, conventions, and gatherings of
various kinds, for educational, moral, musical, in
dustrial, labor and other purposes, justified the ex
penditure of public money. The opinion was a
learned and exhaustive review of what were muni
cipal rights, and decisions relating thereto, in the
way of spending revenue for the general welfare
and happiness of the people, and whatever would
“ advance the cause of education and morals among
the people of a community and aid in contributing
to the general welfare, the progressive influences
of moral and cultural forces essential to the ad-
\ancement of the race.” That the Auditorium
building would not be used for meetings, exhibi
tions and entertainments, educational, musical and
otherwise, held only under the direct auspices of
the City, may well be inferred from the broad lan
guage of the proposition voted on, and this was
recognized by the legislative branch of the City
government when it passed the ordinance. (No.
40145), under which the Commission was provided
99
for and giving it the right, in connection with its
general control of the building, to fix a schedule
of charges for its use. The building is very large,
and the accommodations for public gatherings
range from small halls where seven hundred may
gather, to the great convention hall that, on special
occasion, may seat thirteen thousand people. Mani
festly every step taken was with a view to a struc
ture that could be used by the City in whole or in
part as needed, at any time for purely civic mat
ters, and when not so needed, and that must be
for the greater part of the time, rented, as to its
various parts, to persons who would pay for the
parts used just as one might rent any place for
purposes of public entertainment. In such event
the City becomes, for the time, the landlord and
the person renting its tenant. The Charter gives the
right to the City to lease, Ordinance No. 40145
carries out that right with respect to this building.
It is the law generally that a City when it owns
property that, for a time, cannot be used for a
strictly public purpose may rent it for private
uses. The general rule has been specifically rec
ognized and applied in this State in the Heger-
Tower Grave Park case in 323 Mo. 1931, and the
principle sustained in the much earlier case of
Attorney General against Schweickhardt, 109 Mo.
496, which related to the operating of a restaurant
in Forest Park under a contract with the owner
made by the City under a City Ordinance. The
City in matters of that kind does not act in its
governmental or political capacity but in a quasi
private capacity.
1 0 0
Counsel for plaintiff in their oral arguments,
supplemented by able briefs, have emphasized their
thought that what has happened here is a viola
tion of the Fourteenth Amendment to the Consti
tution of the United States, and they have
analyzed that amendment with clearness and pre
cision, citing many cases construing it in varying
circumstances. The Court does not think that
question is present in this case. The City has not
segregated colored people from white people. It
has not discrimiated in any way against the
former. It has not shut its doors to them, or said
they cannot make use of this or that part of the
building, or sit in this or that section of any part
thereof. It has rented, and undoubtedly will
continue to rent, any part thereof they wish to
use to the colored people as to the white people—
and either, when a renter, may say to the other—
If you want to come in you will be assigned to
certain parts only and to none other. That this
may be irritating and vexing, and may run
counter to a natural pride is true, but if the City
may rent a hall as any landlord might do, and it
is within the legal rights of the lessee as to what
he may do with the place he has rented for the
night, or the week, then those admitted only on
his terms cannot say they have been legally hurt
—They have no ground for legal complaint be
cause of his action—This was recognized as true
by our Supreme Court in the Judah case, in 111
Mo., where a theatre owner in Kansas City was
held to have the right to let colored persons oc
1 0 1
cupy only balcony seats especially set apart for
their use. Judge Black said:
“ Colored persons have their own schools,
their own churches, and often their own places
of amusement. Whites attending places of
amusement designed specially for colored
persons may be required to occupy separate
seats. When colored persons attend theatres
and other places of amusement, conducted and
carried on by white persons, custom assigns
to them separate seats. Such separation does
not necessarily assert or imply inferiority on
the part of one or the other. It does no
more than work out natural laws and race
peculiarities. It ordinarily contributes to the
convenience and comfort of both. The col
ored man has and is entitled to have all the
rights of a citizen, but it cannot be said that
equality of rights means identity in all re
spects. Here the defendants did not exclude
or attempt to exclude colored persons from
his theatre. He provided accommodations
for them, but in doing so required them to
purchase tickets for and take seats in the
balcony, and this rule adopted by him accords
with the custom and usage prevailing in this
State. Such custom has the force and effect
of law until some competent legislative power
shall establish some other and different rule.
The defendant’s rule was no more than a
reasonable regulation which he had a right to
make and enforce.’ ’
1 0 2
That case is the law of this State today, and
if the Court is right in holding that the City can
let the different parts of the Auditorium building,
when not needed for its own use, as any property
owner might let halls be owned, then it may allow
the lessee, or licensee, to regulate the admission
and seating of those who buy tickets, and the Com
mission’s resolution to that effect is lawful.
It follows that the plaintiff’s petition must
be dismissed, and judgment entered for defendants
and it is so ordered.
O ’Neill Ryan,
June 3, 1935.
Judge.
To which action, ruling and order by the
Court plaintiff duly excepted at the time and still
excepts.
PLAINTIFF’S MOTION FOR A REHEARING
(Caption omitted)
Comes now the plaintiff and moves the Court
to set aside its verdict and grant it a rehearing
in the above-styled cause for the following reasons:
1. The judgment of the Court is for the
wrong party.
103
2. The judgment of the Court is against the
weight of the evidence and contrary to the law.
3. The Court erred in refusing the finding
of facts and conclusions of law submitted by plain
tiff.
4. The judgment of the Court is contrary to
and in violation of Section 30 of Article 2 of the
Constitution of the State of Missouri in that it
deprives plaintiff of his liberty and property with
out due process of law.
5. The judgment of the Court is contrary to
and in violation of the Fifth and Fourteenth
Amendments to the Constitution of the United
States in that it deprives plaintiff of his property
and liberty without due process of law.
6. The finding of facts made by the Court is
erroneous and contains many immaterial matters
and matters not in evidence and omits many per
tinent and vital matters.
7. The Court erred in putting the Municipal
Auditorium on the same basis as a private enter
prise.
8. The Court erred in its conclusions of law.
9. The Court erred in basing its conclusions
of law on facts not in the record.
10. The judgment of the Court is contrary
to Section 3 of Article 10 of the Constitution of
the State of Missouri which provides that taxes
104
may be levied and collected for public purposes
only.
PLAINTIFF’S MOTION FOE A REHEARING
OVERRULED
On the 24th day of June, 1935, during the June
Term of said Court, by an order duly made and
entered of record, the Court overruled plaintiff’s
motion for a rehearing; to which action, ruling and
order of the Court in overruling said motion for
rehearing, plaintiff, by his counsel, then and there
duly excepted and still continues to except.
And thereafter, on the 2nd day of July, A. D.
1935, the plaintiff duly filed in said court in said
cause, in writing, his affidavit for an appeal in
words and figures as follows:
AFFIDAVIT FOR APPEAL
State of Missouri, City -of St. Louis, ss.
Henry D. Espy, attorney for Joseph P. Harris,
plaintiff, being duly sworn, makes oath and says,
that the appeal prayed for in the above entitled
cause is not made for vexation or delay, but be
cause the affiant believes that the appellant is
aggrieved by the judgment or decision of the
Court.
(Signed) H enry D. E spy,
Attorney for Joseph P. Harris, Plaintiff.
105
Subscribed and sworn to before me this 2nd
day of July, A. D. 1935.
(SEAL) H. Sam Priest,
Clerk.
WHEREUPON, the Court granted plaintiff an
appeal in said cause to the Supreme Court of Mis
souri.
BILL OP EXCEPTIONS PILED
Inasmuch as the foregoing evidence, proceed
ings, matters, things, rulings, and exceptions do
not appear of record and in order that same may
be made a part of the record in this cause so as
to be presented to the Supreme Court of Missouri,
plaintiff here and now presents to the Court this,
his bill of exceptions, and prays that the same may
be settled, allowed, approved, signed, sealed and
filed and ordered made a part of the record in this
cause; all of which is accordingly done on this 11
day of Sept. 1935.
Frank C. O ’Malley,
Judge of the Circuit Court of the
City of St. Louis, presiding in Divi
sion No. 2.
O ’Neill Ryan,
Judge of the Circuit Court of the City
of St. Louis, before whom this cause
was tried.
106
Approved by:
S. R. Redmond, E sq.,
Henry D. E spy, E sq.,
Attorneys for Appellant (Plaintiff).
Charles M. Hay, E sq.,
Oliver Senti, Esq.,
Attorneys for Respondents (Defendants).
On July 6, 1935, appellant caused to be filed
in the office of the clerk of the Supreme Court of
Missouri, a certified copy of the record entry of
the judgment appealed from in this cause, showing
the term, day of the term and month and year
when the same was rendered, together with the
order of the court granting the appeal herein and
the docket fee of $10.00 was paid to said clerk and
said cause is now pending on appeal in this Court.
The foregoing is submitted by appellant as and
for an abstract of record in this cause.
S. R. Redmond,
Henry D. Espy,
Attorneys for Appellant.
'
INDEX
Title ................... 1
Abstract of Record .................................... 1
Amended Petition .............. 2
Answer ......................................................... 7
Reply .......................................................... 9
Plaintiff’s Motion for a Rehearing ...... 10, 26, 102
Findings of Fact and Law ......................... 11, 88
Trial Submission and Judgment .............. 25
Motion for Rehearing Filed and Overruled 26, 102
Application and Affidavit for Appeal..........27, 104
Appeal Granted ........................................... 27, 105
Bill of Exceptions Filed ....... ..................... 27, 105
Bill of Exceptions on Behalf of Appellant 27
Appearances .... 28
Finding of Facts ......................................... 86
Conclusions of Law ................................... 87
Certificate ....... 106
PAGE
PLAINTIFF’S EVIDENCE
Joseph P. Harris:
Direct Examination ................... 28
Cross Examination ............................. 29
Examination by the Court ................. 29
Re-cross Examination ..................... 30
Examination by the Court ................. 30
J. R. Terry:
Direct Examination .................. 33
Cross Examination ............................ 34
Re-direct Examination .............. 34
Re-cross Examination ......................... 35
INDEX Continued
Nathaniel H. Sweets:
Direct Examination ............................. 35
Examination by the Court .................. 36
Cross Examination .............. 37
E. L. Witherspoon:
Direct Examination ............................. 37
Cross Examination ............................ 39
Examination by the Court .................. 39
Ee-direct Examination......................... 39
Eobert Owens:
Direct Examination ...................... 39
Examination by the Court .................. 42
Examination continued ..................... 53
Examination continued......................... 56
Cross Examination ............................. 58
Ee-direct Examination......................... 58
Sidney E. Williams:
Direct Examination ......................... 59
Cross Examination ............................. 59
Examination by the Court .............................59
Ee-cross Examination ......................... 60
Ee-direct Examination......................... 60
Ee-cross Examination ......................... 60
Examination by the Court ........ 60
S. E. Eedmond:
Direct Examination ............................ 61
Examination by the Court.................. 62
Plaintiff Eests............................................... 62, 86
PAGE
INDEX Continued
DEFENDANT’S EVIDENCE
James E. Darst:
Direct Examination ............................ 62
Cross Examination ............................ 66
Edward Golterman:
Direct Examination ............................ 68
Cross Examination ....................... 68
William Cronk:
Direct Examination ............................ 69
Cross Examination .............. 69
Re-direct Examination ....... 70
Re-cross Examination ..... 70
Re-direct Examination......................... 70
Re-cross Examination ......................... 70
Examination by the Court ................. 71
Mildred P. Franklin:
Direct Examination ............................ 72
Cross Examination ............................ 72
Carr Cabanne Link:
Direct Examination ............................ 73
Cross Examination ............................ 73
Charles M. Hay:
Direct Examination ............................ 73
Cross Examination .............. 75
Examination by the Court ................. 76
Alfred Fleischman:
Direct Examination ............................ 77
Cross Examination ............................ 77
Consultation between the court and
counsel ........................................... 77
PAGE
INDEX Continued
Edward J. Burke:
Direct Examination ............................ 79
Cross Examination ....................... — 81
Defendants Rest ........................................... 79, 86
PAGE
PLAINTIFF’S EVIDENCE IN REBUTTAL
Robert L. Witherspoon:
Direct Examination .................... ........ 83
Cross Examination ........... 84
Wallace B. Christian:
Direct Examination ............................. 84
Cross Examination ............................. 85
DEFENDANT’S EVIDENCE IN REBUTTAL
Edward J. Burke:
Direct Examination ............................. 86
PLAINTIFF’S EXHIBITS
Exhibit 1—Copy of Contract..................... 45
Exhibit 2—Letter ...................................... 55
Exhibit 3—Letter ................................... 56
Exhibit 5—Letter ....................................... 57
DEFENDANT’S EXHIBITS
Exhibit 5—Diagram of building .............. 79
SUPREME COURT OF THE UpITED STATES
I
OCTOBER TERM, 1938
No. 643
WILLIE EYA SIMMONS
vs.
Appellant,
THE BOARD OF EDUCATION OF THE CITY OF
MUSKOGEE OF THE STATE OF OKLAHOMA
ET AL.
APPEAL FROM T H E DISTRICT COURT OF T H E UN ITED STATES FOR
T H E EASTERN DISTRICT OF O KLAH OM A
STATEMENT AS TO JURISDICTION.
C h a r l e s A. C h a n d l e r ,
Counsel for Appellant.
.
INDEX.
Subject I ndex.
Page
Statement as to jurisdiction...................................... 1
Statutory provisions sustaining jurisdiction. ... 1
The District Court of the United States for
the Eastern District of Oklahoma had
original jurisdiction of said cause............ 1
The Supreme Court of the United States has
jurisdiction of said cause upon appeal. . . . 3
The statutes of the State of Oklahoma contended
by said appellant to be violative of the Consti
tution of the United States.............................. 4
Date of order and decree sought to be reviewed,
and date upon which application for appeal
was presented to trial court and upon which
appeal was allowed to this Court..................... 12
Nature of case and rulings of trial court............ 13
Cases sustaining jurisdiction............................ 15
Cases in support of the substantial nature of the
Federal questions ........................................... 15
The doctrine of Cumming v. Board of Education
is not applicable to this case............................ 16
Opinion of trial court......................................... 16
Exhibit “ A ” —Findings of fact and conclusions of
law of the District Court of the United States for
the Eastern District of Oklahoma........................... 19
Table of Cases Cited.
Buchanan v. Warley, 245 U. S. 60, 62 L. Ed. 149......... 15
Cumming v. Board of Education, 175 U. S. 528, 44 L.
Ed. 262.................................................................... 16
Herkness v. Irion ei al., 278 U. S. 92, 73 L. Ed. 198.. . 15
Home Tel. and Tel. Co. v. Los Angeles et al., 227 U. S.
278, 57 L. Ed. 510.................... 15
McFarland v. Goins, 96 Miss. 67, 50 So. 493.............. 15
Norfolk and Western Ry. v. Board of Public Works,
etc., 3 Fed. Supp. 791............................................... 15
—10012
i i INDEX
Page
Pierce et al v. Society of the Sisters, etc., 268 U. S.
510, 69 L. Ed. 1070................................................... 15
Reppel v. Board of Liquidation, 11 Fed. Supp. 799. . . 15
State of Missouri ex rel. Gaines v. Canada, etc., No.
57, October Term, 1938, decided December 12,1938. 15
Sterling v. Constantin, 287 U. S. 378........................... 15
Truax v. Raich, 239 U. 8. 33, 60 L. Ed. 131................ 15
Yick Wo v. Hopkins, 118 IT. S. 356, 30 L. Ed. 220....... 15
Statutes Cited.
Act of February 13, 1925, Section 8(a) (28 U. S. C.
350, 43 Stat. L. 936)................................................. 13
Constitution of the State of Oklahoma, Article 13,
Section 3 (Yol. II, O. S. 1931, p. 1495, Sec. 13676). . 8
Constitution of the United States, 14th Amendment,
Section 1 ................................................................. 3,4
Judicial Code, Section 24, amended (28 U. S. C. 41(1)
and (4 ) ) .......................................... 2
Section 52 (28 U. S. C. 113).............. 2
Section 238, amended (28 U. S. C. 345
(3)) ............................................... 4
Section 266, amended (28 U. S. C.
380) ............................................... 3,4
Oklahoma Statutes of 1931, Chapter 27, Article 5:
Sec. 5412 ............................................................. 7
Sec. 5413 .............................................................. 7
Sec. 5414.............................................................. 8
Oklahoma Statutes of 1931, Chapter 34, Article 9:
Sec. 6853 ...................................................... 4
Sec. 6861 ............................................................. 5
Sec. 6867 ...................................................... 5
Sec. 6876 ...................................................... 5
Sec. 6880 .............................................................. 6
Sec. 6881 .............................................................. 6
Sec. 6884 ............................................................. 7
Sec. 6892 .............................................................. 7
Oklahoma Statutes of 1931, Chapter 34, Article 18:
Sec. 7033 .............................................................. 8
Sec. 7034 9
INDEX 111
Page
Sec. 7035 ............................................................. 9
Sec. 7036 ............................................... 9
Sec. 7037 ............................................................. 10
Sec. 7038 ............................................................. 10
Sec. 7039 ............................................................. 10
Sec. 7040, as amended by Sec. 1, H. B. 320, Okla
homa Statutes, 1937 ....................................... 10
Sec. 7045 ............................................................. 11
Sec. 7046 ............................................................. 11
Sec. 7049 ............................................................. 12
Revised Statutes, Section 1977 (8 U. S. C. 41)........... 2
Section 1979 (8 U. S. C. 43)........... 2
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1938
No. 643
WILLIE EVA SIMMONS
vs. Appellant,
THE BOARD OF EDUCATION OF THE CITY OF
MUSKOGEE OF THE STATE OF OKLAHOMA
ET AL.
APPEAL FROM T H E DISTRICT COURT OF T H E U N ITED STATES FOR
T H E EASTERN DISTRICT OF OKLAH OM A
STATEMENT AS TO JURISDICTION.
May it please the H onorable Court :
The appellant in the above entitled cause, Willie Eva Sim
mons, in support of the jurisdiction of this Honorable Court
to review the above entitled cause on appeal, respectfully
represents:
A.
Statutory Provisions Sustaining Jurisdiction.
(a) The District Court of the United States for the East
ern District of Oklahoma had original jurisdiction of said
cause.
2
By her first amended and supplemental complaint (R. 1-
25) filed in said District Court, said appellant prayed for an
interlocutory injunction and also for a permanent injunc
tion, under Sec. 266, Judicial Code, Amended, to restrain
the appellee Mac Q. Williamson, Attorney General and ex-
Officio Bond Commissioner of the State of Oklahoma; the
Board of Education of the City of Muskogee, Oklahoma, and
other local officials from proceeding to issue, sell, certify and
approve proposed bonds of said Board of Education in the
sum of $275,000.00, and to restrain said parties from doing
other acts pursuant to and in the enforcement of the herein
after mentioned statutes of the State of Oklahoma, it being
alleged in said complaint and contended by appellant that
said State Statutes and said acts of the defendants there
under violate Section 1 of the 14th Amendment to the Fed
eral Constitution, and violated R. S., Secs. 1977 and 1979
( I T . S. C., Title 8, Secs. 41 and 43), providing for equal
rights of citizens of the United States.
Said appellant, as plaintiff, sued on behalf of herself as
well as on behalf of many other Negro citizens similarly
situated. All proper jurisdictional allegations were made
in said complaint. Plaintiff and all other parties, except
Mac Q. Williamson, were alleged to be residents of the East
ern District, and said Mac Q. Williamson, was alleged to be
a resident of the Western District, all of the State of Okla
homa (R. 2). It was properly alleged that the amount in con
troversy exclusive of interest and cost, exceeded the sum and
value of $3,000.00.
Said District Court for the Eastern District of Oklahoma
had original jurisdiction. Judicial Code, Sec. 24, Amended,
U. S. C., Title 28, Sec. 41, paragraphs (1) and (14).
Venue of said cause properly lay in said District Court.
Judicial Code, Sec. 52; U. S. C., Title 28, Sec. 113.
3
(b) The Supreme Court of the United States has jurisdic
tion of said cause upon appeal.
Said suit was instituted in said Federal District Court,
under Sec. 266 of the Judicial Code, Amended, U. S. C.,
Title 28, Sec. 380, amended, for interlocutory injunction and
also for a permanent injunction to restrain Mac Q. William
son, as Attorney General and ex-Officio Bond Commissioner
of the State of Oklahoma, and also to restrain other local
officers from enforcing and executing the hereinafter men
tioned statutes of the State of Oklahoma, it being contended
by appellant that said statutes were unconstitutional and
violative of Section 1 of Article 14 of Amendment to the Con
stitution of the United States, and violative of R. S., Secs.
1977 and 1979, providing for equal rights of persons within
the jurisdiction of the United States.
It further appeared that due and proper notice of hearing
in the trial court was properly made and given to said At
torney General of said State of Oklahoma, to the Governor
of said State of Oklahoma, as well as to the defendants in
said cause; and that said cause was heard before a statu
tory, three-judge court, under J. C., Sec. 266, amended.
This appeal is prosecuted to this Supreme Court of the
United States from the order of said Federal District Court,
upon hearing, denying to said appellant an interlocutory in
junction as prayed for, and also from the final decree in said
cause, denying to said appellant a permanent injunction as
prayed for (R. 62, 64).
The appeal herein has been allowed by said Federal
District Court, and duly perfected to this Court, in all
respects in conformity with law and agreeably to the rules
of this Honorable Court (R. 68-106).
Said appellant respectfully contends that this Honorable
Supreme Court of the United States has jurisdiction in
4
said appeal by virtue of U. S. C. A., Title 28, Sec. 345
(Judicial Code, 238, as amended by tbe Act of Feb. 13,
1925); paragraph No. 3 of said Section 238; as well as by
reason of Sec. 266 of the Judicial Code, Amended; U. S.
C. A., Title 28, Sec. 380, as amended by the Act of Feb.
13, 1925, providing for a direct appeal to this Court from
an order of a statutory three-judge district court denying
interlocutory injunction, as well as from a final decree de
nying a permanent injunction in such case. This appeal
is prosecuted from such order and from such final decree
in such case.
B.
The Statutes of the State of Oklahoma Contended by Said
Appellant to be Violative of the Constitution of the United
States.
It appears from the allegations of the complaint (R. 4,
paragraph 6), as well as from the findings of fact and con
clusions of law made by the trial court (copy thereof at
tached hereto; also, R. 40) that in proceeding to issue, sell,
and certify the bonds herein sought by appellant to be en
joined, the appellees are proceeding with the enforcement,
operation, and execution of the statutes of the State of Okla
homa, duly enacted by the Legislature of said State, desig
nated as Article 9, of Chapter 34, 0. S. 1931 (Secs. 6853-
6914; Vol. I, 0. S. 1931, pp. 1998-2015), and pertaining to
Independent School Districts.
Appellant respectfully shows to the Honorable Court that
the provisions of said Article 9 of said Chapter 34, partic
ularly contended by said appellant to be unconstitutional,
violative of Section 1 of Article 14 of Amendment to the
Constitution of United States and also violative of U. S. C.,
title 8, Section 41 (R. S., Sec. 1977), are as follows, to wit:
Sec, 6853 (Vol. I, 0. S. 1931, p. 1999):
“ 6853. Independent Districts in Cities and Towns.—
Each city of the first class, and each incorporated town
5
maintaining a four years high school fully accredited
with the State University, shall constitute an inde
pendent district and he governed by the provisions of
this article.”
Sec. 6861 (Yol. I, 0. S. 1931, p. 2001):
“ 6861. Independent District a Body Corporate—
Powers.—The public schools of each city or town or
ganized in pursuance of this article shall be a body
corporate and shall possess the usual power of corpo
rations for public purposes, by the name and style of
‘ The Board of Education of the city or town o f ------,
of the State of Oklahoma,’ and in that name may sue
or be sued, and be capable of contracting or being con
tracted with, of holding and conveying such personal
and real estate as it may come into possession of, by
will or otherwise, or as is authorized to be purchased
by the provisions of this article. ’ ’
Sec. 6867 (Vol. I, 0. S. 1931, p. 2003):
“ 6867. Powers of Boards.—The Board of Education
shall have power to elect their own officers, except the
treasurer, to fill any vacancy which may occur in that
body to serve the unexpired term; to make their own
rules and regulations, subject to the provisions of this
article; to organize and maintain a system of graded
schools; to establish a high school whenever, in their
opinion, the educational interest of the city demands
the same, and to exercise the sole control over the
school and school property of the city. ’ ’
Sec. 6876 (Vol. I, O. S. 1931, p. 2005):
“ 6876. Property Subject to Taxation—Taxes Turned
Over to Treasurer.—The taxable property of the whole
city or incorporated town, including the territory at
tached for school purposes, shall be subject to taxa
tion. All taxes collected for the benefit of the school
shall he placed in the hands of the treasurer, subject
to the order of the hoard of education.”
6
“ 6880. Board May Borrow Money and Issue Bonds
for Improvements.—Whenever it shall become neces
sary for the Board of Education of any school district,
in which is included in whole or in part, a city of the
first class, to raise sufficient funds for the purchase of
school site or sites, or to erect or purchase and equip
a suitable school building or buildings, or both, or for
the purpose of making repairs of such school building
or buildings or purchasing a school site or sites, for
such building or buildings, either or both, it shall be
lawful for such Board of Education of such city to bor
row money for which they are hereby authorized and
empowered to issue bonds bearing a rate of interest,
not exceeding five per cent, per annum, payable semi
annually, at such place as may be shown on the face
of such bonds, which bonds shall be payable in not
more than twenty-five years from date; and the Board
of Education is hereby authorized and empowered to
sell such bonds at not less than their par value: Pro
vided, that before any bonds shall be issued, the mayor
of the city composing in whole or in part such school
district, shall cause an election to be held in such dis
trict as herein provided: Provided, further, that bonds
may be voted in one issue at the same election, for any
or all of the purposes hereinbefore enumerated.”
Sec. 6881 (Yol. I, 0. S. 1931, p. 2007):
“ 6881. Bond Election—Procedure.—It shall be the
duty of the mayor of each city governed by this article,
upon the request of the board of education, forthwith
to call an election, to be conducted in all respects as are
special elections for city officers in the same city, ex
cept that the returns shall be made to the board of edu
cation for the purpose of taking the sense of such
district upon the question of issuing such bonds, nam
ing in the proclamation of such election the amount of
bonds to be voted on and the purpose for which they
are to be issued; and he shall cause to be published
in a newspaper of general circulation published in the
Sec. 6880 (Vol. I, O. S. 1931, p. 2006) :
7
said district the time and place of such election, such
notice to be given at least ten days before such elec
tion. ’ ’
Sec. 6892 (Vol. I, 0. S. 1931, p. 2009):
“ 6892. School Property Pledged to Pay Bonds.—
The school fund and property of such city and terri
tory attached for school purposes is hereby pledged to
the payment of the interest and principal of the bonds
mentioned in this article, as the same may become due. ’ ’
It seems that a clear understanding of the afore-quoted
statutes of the State of Oklahoma, contended by appel
lant to be unconstitutional, necessitates a consideration of
the other cognate constitutional and statutory laws of said
State. Such other and related provisions of the Constitu
tion and Statutes of the State of Oklahoma are as follows:
Sec. 6884 (Vol. I, 0. S. 1931, p. 2007):
“ 6884. Bonds—Signing and Certifying—Denomina
tions.—The bonds, the issuance of which is provided in
the preceding sections, shall be signed by the presi
dent, attested by the clerk and countersigned by the
treasurer of the board of education, and shall have en
dorsed thereon a certificate signed by the county clerk
or other officer authorized by law to sign such certifi
cate and the county attorney of the county wherein
such district is located, stating that said bonds, or evi
dence of debt is issued pursuant to law and that said
issue is within the debt limit; provided, that each of
said bonds shall be for a sum of not less than one hun
dred dollars.”
Article 5, Chapter 27 (Vol. I, O. S. 1931, pp. 1576-1577):
“ 5412. Attorney General ex-Officio Commissioner.—
The Attorney General is hereby made ex officio bond
commissioner of the State of Oklahoma.
“ 5413. Duties of Commissioner—Bonds Incontest
able 30 Days After Approval.—It shall be the duty of
8
such bond .Commissioner to prepare uniform forms
and prescribe a method of procedure under the laws
of the State in all cases where it is desired to issue
public securities or bonds, in any county, township,
municipality or political or other subdivisions thereof
of the State of Oklahoma; and it shall be the further
duty of said bond commissioner to examine into and
pass upon any security so issued, and such security,
when declared by the certificate of said bond commis
sioner to be issued in accordance with the forms of
procedure so provided shall be incontestable in any
court in the State of Oklahoma unless suit thereon
shall be brought in a court having jurisdiction of the
same within thirty days from the date of the approval
of said securities by the bond commissioner.
“ 5414. Bond Invalid Without Certificate.—No bond
hereafter issued by any political or municipal subdivi
sion of this State shall be valid without the certificate
of said bond commissioner.”
Sec. 3, Article 13, of the Oklahoma Constitution (Vol. II,
O. S. 1931, p. 1495, Sec. 13676):
“ 13676. Separate Schools.—
See. 3. Separate schools for white and colored chil
dren with like accommodation shall be provided by the
Legislature and impartially maintained. The term
‘ colored children,’ as used in this section, shall be con
strued to mean children of African descent. The term
‘white children’ shall include all other children.”
And said appellant further represents and shows to the
court that Article 18 of aforementioned Chapter 34, 0. S.
1931, concerning “ Separate Schools” , provides as follows:
Section 7033 (Vol. I, 0. S. 1931, p. 2048):
“ 7033. Separation of White and Colored Races.—
The public schools of the State of Oklahoma shall be
organized and maintained upon a complete plan of sep
aration between the white and colored races, with im
partial facilities for both races.”
9
“ 7034. Definition of Terms.—The term ‘ colored’, as
used in the preceding section shall be construed to
mean all persons of African descent who possess any
quantum of negro blood, and the term ‘white’ shall
include all other persons. The term ‘public school’,
within the meaning of this article, shall include all
schools provided for, or maintained, in whole or in
part, at public expense.”
Section 7035 (Yol. I, O. S. 1931, p. 2048) :
“ 7035. Separate School Defined.—The county sep
arate school in each school district is hereby declared
to be that school in said school district of the race
having the fewest number of children in said school
district; provided that the county superintendent of
public instruction of each county shall have authority
to designate what school or schools in each school dis
trict shall be the separate school and which class of
children, either white or colored, shall have the privi
lege of attending such separate school or schools in
said school district. Members of the district school
board shall be of the same race as the children who
are entitled to attend the school of the district, not the
separate school.”
Section 7036 (Vol. I, O. S. 1931, p. 2049):
“ 7036. Allowing child of One Race to Attend School
of Another—Penalty.—Any teacher in this state who
shall wilfully and knowingly allow any child of the
colored race to attend the school maintained for the
white race, or allow any white child to attend the
school maintained for the colored race, shall be deemed
guilty of a misdemeanor, and upon conviction thereof
shall be fined in any sum not less than ten dollars nor
more than fifty dollars, and his certificate shall be
cancelled and he shall not have another issued to him
for a term of one year.”
2 q
Section 7034 (Yol. I, 0. S. 1931, p. 2048):
1 0
“ 7037. Mixed Schools—Punishment for Conducting.
—It shall be unlawful for any person, corporation or
association of persons, to maintain or operate any col
lege, school or institution of this state where persons
of both white and colored races are received as pupils
for instruction, and any person or corporation who
shall operate or maintain any such college, school or
institution in violation hereof, shall be deemed guilty
of a misdemeanor, and upon conviction thereof shall
be fined not less than one hundred dollars nor more
than five hundred dollars, and each day such school,
college or institution shall be open and maintained
shall be deemed a separate offense.”
Similarly, Section 7038 makes it a misdemeanor to teach
in such mixed school; and Section 7039 makes it a mis
demeanor to attend such mixed school. In each case, each
day of such violation is denominated a separate offense.
Sec. 1, H. B. 320, Oklahoma Statutes, 1937, Amending
Sec. 7040, O. S. 1931 (Okla. Statutes, 1937, p. — ), provides:
“ 320. Separate Schools—Tax Levy—Regulations.—
In all cases where County Separate Schools for white
and colored children are maintained, the County Ex
cise Board shall annually levy a tax on all taxable
property in their respective counties, sufficient to main
tain such separate schools as are hereinafter provided.
Upon estimate made by the County Commissioners,
said taxes shall be estimated, published, levied, and
collected in the same manner as other taxes for county
purposes; provided, however, that in all Independent
Districts where separate schools for white and colored
children are maintained, it shall be the duty of the
Board of Education therein, at the time provided for
preparing its annual budget, to prepare a separate
budget showing the amount of money that will be re
quired to be raised by taxation, for the support and
maintenance of such separate schools, including a sum
Section 7037 (Vol. I, 0. S. 1931, p. 2049):
li
sufficient to pay a reasonable pro rate share of the cost
of superintending, supervising and administering the
schools and school system of said Independent District
including said separate schools, and the amount neces
sary to purchase sites and to erect school buildings for
such separate schools for the coming fiscal year; * * *”
Sec. 7045 (Vol. I, 0. S. 1931, p. 2051) provides:
“ 7045. Teachers—Employment and Qualifications.
—It shall hereafter be the duty of all County Super
intendents of Public Instruction to contract with and
employ all teachers for the county separate schools,
except independent district, now maintained or here
after to be established in their respective counties;
Provided, that the Board of Education in all independ
ent districts, shall contract with, and employ all teach
ers in the separate schools of such independent dis
tricts. Teachers so employed shall possess all the
qualifications which are now required by law, and the
County Superintendent of Public Instruction shall have
the power to prescribe rules and regulations for the
government of all county separate schools in his
county, except independent districts.”
Sec. 7046 (Vol. I, O. S. 1931, p. 2051) :
“ 7046. Same.—It shall hereafter be the duty of the
County Superintendent of Public Instruction to con
tract with and employ all teachers for the county sep
arate schools now maintained, or hereafter to be estab
lished in their respective counties; provided, that the
Board of Education in all independent districts shall
contract with and employ all the teachers for the
schools of such district which have been designated by
the county superintendents as the county separate
school within such districts. Teachers, before being so
employed, shall possess all the qualifications which are
now required by law, and the county superintendent of
public instruction shall have the power to prescribe
rules and regulations for the government of all county
1 2
separate schools in his county, except those within the
independent districts, and in such independent dis
tricts where the same is composed wholly or in part
by a city of the first class the Board of Education of
such city shall have full control, management and dis
cipline and prescribe the rules and regulations for the
government of the separate schools in such districts;
and that the Board of Education of cities of the first
class shall keep a separate account of all expenditures
made in maintaining such separate schools and shall
at the end of each month, certify the same to the Board
of County Commissioners of the county in which such
school district is situated, and said Board of County
Commissioners shall pay the same.”
Sec. 7049, (Vol. I, 0. S. 1931, p. 2052) :
“ 7049. Payment of Teachers.—Warrants for the
salary of teachers employed in the separate schools,
excepting those in independent districts, and all orders
or warrants for the expense of such schools shall be
issued upon the Treasurer by the County Clerk and
countersigned by the County Superintendent; Provided,
however, that the County Clerk shall not draw on said
separate school fund for any greater amount for
teachers employed for any district than is paid the like
number of teachers for like time by the school district
for teaching in other schools for said districts.”
C.
Date of Order and Decree Sought to be Reviewed, and Date
Upon Which Application for Appeal was Presented to
Trial Court, and Upon Which Appeal was Allowed to
This Court.
Both the order denying interlocutory injunction and the
final decree denying permanent injunction were made,
entered and filed in the trial court on the 12th day of Oc
tober, 1938 (see order denying interlocutory injunction, R.
62, and also, judgment (final decree), R. 64).
13
Application for appeal herein (R. 68) to this Honorable
Court was duly presented to the Honorable Eugene Rice,
District Judge (and one of the trial judges) on the 4th day
of January, 1939, within three months after the entry of
such respective order and final decree, and within the time
provided by Section 8 (a) of the Act of Congress of Feb
ruary 13,1925; U. S. Code, Title 28, Sec. 350; 43 Stat. L. 936.
The Appeal herein to this Honorable Court has been per
fected in all respects in conformity with law, the Equity
Rules, and the Rules of the Supreme Court.
D.
Nature of Case and Rulings of the Trial Court.
It seems that the nature of the case has been hereinabove
sufficiently set forth. The trial court denied plaintiff both
the interlocutory injunction and permanent injunction as
prayed for (R. 62, 64), and found and held that the statutes
of the State of Oklahoma in question (Article 9 of Chapter
34, 0. S. 1931; herein supra; Yol. I, 0. S. 1931, pp. 1998-
2015) were constitutional and not violative of the 14th
Amendment. The basis of the rulings of the trial court is
set forth in its findings of fact and conclusions of law hereto
attached.
That the Federal constitutional questions involved are
fundamental, serious, and substantial—and not strained or
fanciful, appears from the 5th, 6th and 7th assigned errors
(see assignment of errors, R. 99-107), which are, respec
tively, as follows:
V.
It appears from the Fifth Finding of Fact that the
Defendants, under the State laws in question, are pro
ceeding to expend Five Hundred Thousand Dollars
($500,000.00) of public funds for improvement of the
white schools, and that under said State laws it would
14
be illegal for said defendants to expend any part of said
fund (or of any similar fund) for the separate or Negro
schools, although the trial court found that the white
and Negro schools were equally in need of im
provements ;—such laws and such acts by the defend
ants deny to Negro citizens and tax payers, includ
ing plaintiff, equal protection of the laws in violation of
Section 1 of the 14th Article of Amendment to the Con
stitution of the United States, and the trial court com
mitted error in failing and refusing so to find and hold.
VI.
It appearing that under 0. S. 1931, Sec. 7045, the de
fendant Board of Education of the City of Muskogee
is given supervision and control of the separate or
Negro schools in said city; and it appearing from the
Fifth Finding of Fact (under 0. S. 1931, Sec. 7035) that
the members of said Board of Education must be of the
white race; such laws, making it impossible for plain
tiff, or any other Negro patron or tax payer, to be a
member of the Board of Education having supervision
and control of the Negro schools, deny to plaintiff the
equal protection of the laws and violate Section 1 of the
14th Article of Amendment to the United States Consti
tution ; and the trial court erred in refusing so to hold.
VII.
Article 9 of Chapter 34, 0. S. 1931 (Secs. 6880-6884,
and 6892) purports to give to the defendant Board of
Education, having supervision of both the white and
colored schools in the City of Muskogee, ample power
to issue bonds, secured by all property in the City, to
provided funds for improving the said white schools,
but no authority to issue bonds for the improvement of
said Negro schools; and said laws and the enforcement
thereof by defendants deny to plaintiff the equal protec
tion of the laws, they violate Section 1 of the 14th Ar
ticle of Amendment to the Federal Constitution, and the
trial court committed error in holding to the contrary.
15
(a) Cases Cited by Appellant in Support of the Jurisdiction
of This Court.
The action being to enjoin the Attorney General, ex-Officio
Bond Commissioner of the State of Oklahoma, and other
defendants from enforcing and executing the laws of said
State alleged to be unconstitutional (under U. S. Constitu
tion), the District Court had original jurisdiction, and this
Court has appellate jurisdiction (Judicial Code, See. 266,
Amended; U. S. C., Title 28, Sec. 380, Amended):
Home Tel. and Tel. Co. v. Los Angeles et al. (1913), 227
U. S. 278, 57 L. Ed. 510;
Truax et al. v. Raich (1915), 239 U. S. 33, 60 L. Ed. 131;
Pierce et al. v. Society of the Sisters, etc. (1924), 268
U. S. 510, 69 L. Ed. 1070;
Herkness v. Irion et al. (1928), 278 U. S. 92, 73 L. Ed.
198;
Sterling, Gov. of Texas, et al., v. Constantin (1932), 287
U. S. 378, — L. E d.— ;
Norfolk and Western Ry. v. Board of Public Works, etc.
(1933, D. C. W. Va.), 3 Fed. Sup. 791;
Reppel v. Board of Liquidation (D. C., E. D., La. 1935),
11 Fed. Sup. 799.
(b) Cases Cited by Appellant in Support of the Substantial
ity of the Federal Constitutional Questions Involved.
McFarland v. Goins (1909), 96 Miss. 67, 50 So. 493;
Yick Wo v. Hopkins (1885), 118 U. S. 356, 30 L. Ed. 220;
Buchanan v. Warley (1917), 345 U. S. 60, 62 L. Ed. 149;
State of Missouri ex rel. Lloyd Gaines v. Canada, etc.,
et al. (No. 57, October Term, 1938, decided Dec. 12,
1938), not officially reported at date hereof.
1 6
(c) The Doctrine of Oumming v. Board of Education is Not
Applicable to This Case.
This case, wherein the State statutes in question as well
as their administration patently and uniformly discriminate
against the minority group, is not controlled by the doctrine
of Cumming v. Board of Education (1899), 175 II. S. 528, 44
L. Ed. 262, in which latter case, in the administration of a
law which was fair and equal on its face, occurred minor and
insubstantial inequality which was necessitated by peculiar
circumstances.
The case of McFarland v. Goins, supra, is squarely in
point on the present constitutional question raised under the
14th Amendment; and the opinion in said case clearly dis
tinguishes the Cumming-Board of Education case from one
like the instant case.
E.
Opinion of Trial Court.
The trial court did not render a formal opinion, but
the findings of fact and conclusions of law (pp. 11-32,
infra) sufficiently disclosed the bases of the rulings of said
trial court. There were no earlier opinions in this case, nor
were there any companion cases.
As hereinabove stated, the trial court rendered its order
denying interlocutory injunction, and also its final decree
denying permanent injunction (R. 62, 64), and this appeal
is from both said order and final decree.
It is by this appellant contended that the trial court erred
and improvidently and abusively exercised the judicial dis
cretion, in denying both interlocutory injunction and per
manent injunction, prayed for by appellant. The bases of
said contentions of appellant are as follows, to-wit:
1. This appellant contended in her complaint (R. 4)
that said Article 9, Chapter 34, 0. S. 1931, violated the
17
14th Amendment to the Federal Constitution, because
in the enforcement of said state law the defendants are
proceeding to expend Five Hundred Thousand Dollars
($500,000.00) of public funds, for the exclusive benefit
of the white or Independent Schools in the City of
Muskogee; that under said state laws it would be illegal
for said defendants to expend any part of said fund (or
of any similar fund) upon any of the Negro schools in
said city; further, that appellant, as a tax payer in said
city, must under said laws pay taxes to discharge the
bonds used to raise said funds; and that it would be a
criminal act for any child of appellant, or of any other
Negro parent, to attempt to attend any schools so im
proved by said funds. The trial court held, in effect,
that plaintiff had an adequate remedy by application
for writ of mandamus, to procure sufficient funds to
“ maintain” said Separate or Negro schools “ a full
school term” (See: Fifth Finding of Fact.) Such rul
ing by the trial court was erroneous, and not dispositive
of the constitutional question before it, for it was con
tended by appellant, and the effect of said Amendment,
that the 14th Amendment guaranteed her the equal pro
tection of the laws, and not that it guaranteed any group
a school of any particular quality of length of term.
2. The appellant contended that said laws of the state
of Oklahoma, creating the appellee Board of Education,
giving it control and supervision of the Separate or
Negro schools in the City of Muskogee, and limiting the
membership of said Board to the members of the white
race, denied to appellant, as well as to other Negroes,
the equal protection of the laws. The trial court (Find
ing No. 4) found that in some of the schools districts in
the State of Oklahoma, under said state laws, the ma
jority schools are established and operated for and by
the Negroes. Said finding and holding by the trial
court was merely another illustration of the discrimina
tory and unconstitutional operation of said state laws
against other minority groups who are denied equal
protection of the laws; and said finding was not dis
positive of the constitutional question before said
1 8
court; and said trial court abused its discretion in find
ing and bolding that said laws in question did not vio
late said 14th Amendment by denying to appellant and
other Negroes the equal protection of the laws.
3. By its Fifth Finding of Fact, the trial court found:
“ That up to this time, before this proposition for
the white schools was made, it appeared from the evi
dence that white and Negro schools were in equal need
for improvements”
Then said trial court proceeded to find and to hold that
said state laws in question, authorizing said appellee
Board of Education to expend Five Hundred Thousand
Dollars ($500,000.00) for the improvement of said white
schools of the City of Muskogee, said public funds to be
repaid by Negro residents and tax payers, as well as by
the whites; said Board of Education not being author
ized to expend any part of said fund (nor of any similar
fund) for said Negro schools of said city; did not deny
to said Negro schools or to said Negro residents and tax
payers of said City, the equal protection of the laws re
quired by the 14th Amendment. Such holding was so
clearly erroneous as to amount to an abuse of the judi
cial discretion.
W herefore it is respectfully submitted by the appellant
that this Honorable Supreme Court of the United States has
jurisdiction of this appeal by virtue of Sections 238 and 266
of the Judicial Code, as amended by the Act of February 13,
1925.
Respectfully submitted,
Charles A. Chandler,
Counsel for Appellant.
Note.'—At the date of preparation of this Jurisdictional
Statement, the Transcript of Record has not been printed;
and all references therein to the record are to the pages of
the unprinted record prepared by the clerk of the United
States District Court for the Eastern District of Oklahoma.
19
EXHIBIT “ A” .
Findings by the Court under Rule 52, the Findings Being
Made Specially and Conclusions of Law Separately.
Findings of Fact.
(1) That plaintiff is a native born citizen and resident
of the City of Muskogee, in Muskogee County, Eastern
District of Oklahoma, all other defendants other than Mac
Q. Williamson, Attorney General of the State of Oklahoma,
being citizens and residents of Muskogee County, Eastern
District of said state, the defendant, Mac Q. Williamson,
Attorney General and Ex-Officio Bond Commissioner of the
State of Oklahoma, being a citizen and resident of the
Western District thereof.
(2) Notice of this hearing before a three-judge court has
been given to the Governor of said state and to the Attorney
General thereof as provided by the requirements of the
judicial code as amended, the Attorney General appearing
in person. The complainant in open court through her
attorney states that she does not challenge or question the
provisions of the Constitution of Oklahoma or of the stat
utes of said state insofar as they, on their face, provide
for a separation of the races in the schools of said state.
(3) That defendant, Board of Education of the City of
Muskogee of said state is a subordinate municipal or politi
cal corporation. The school district under its administra
tive control embraces the City of Muskogee and adjacent
territory thereto attached for school purposes, and the de
fendants, Arthur Catlett, James A. Lathim, W. H. Cun
ningham and C. A. Ambrister, and E. D. Cave, except as
to said Cave, are the duly elected, qualified and acting
members of said Board of Education, the said Cave being
the duly appointed, qualified and acting Clerk of said
board, and other defendants are duly qualified and acting
officials as designated, to-wit: S. M. McManus, Mayor of
said city; A. Camp Bonds and Theo Frazier, respectively
County Attorney and County Clerk of said county in said
state; and Mac Q. Williamson, Attorney General and Ex-
2 0
Officio Bond Commissioner of said state, and the City of
Muskogee and the adjacent territory thereto attached for
school purposes has been duly and legally constituted and
designated as Independent School District No. 20.
(4) That the majority schools in said district No. 20 are
designated and established as schools for children of those
other than of African or negro descent, denominated as
negroes or colored, the Separate Schools in said district
being constituted, designated and established as schools for
children of negroes. That in the State of Oklahoma Sepa
rate Schools for children have been established and oper
ated for the two races; that in a number of the districts of
the State of Oklahoma, the majority schools are established
and operated for negroes and the Separate or minority
schools are correspondingly established and operated for
pupils other than negroes. In the white school districts
the board members are to correspond with the race for
which the school is established. If it was for the whites,
so denominated, the members of the board are to so cor
respond, if the African or negro race the members of the
board are to so correspond. That is, if the majority school
was for the whites, the members of the school board should
be from the whites, but if the majority school was colored,
the members of the school board should be from the African
race.
(5) That in the entire state of Oklahoma, the amount of
money expended per pupil for the school year of 1935-36
was approximately $54.00 per capita for white pupils and
$52.00 per capita for negro pupils, and since that year the
amount spent per capita for negro pupils has increased
more in proportion by reason of the operation of the state
statutes relating to primary and secondary aid. That the
schools for negroes have been established and are being
operated in the State of Oklahoma with the same standards
required as in the case of white schools, and that such negro
schools so established have increased during the past four
years more than 24% and high schools established for the
use of white children have increased only one-fourth of
1%; that all of said high schools, both for white and
colored children are duly accredited in the state of Okla
2 1
homa under the same standards; and that in many cities
of the State of Oklahoma, other than the City of Muskogee,
greater amounts are expended for the operation of the
negro schools than the white schools, particularly in the
cities of Tulsa and Oklahoma City; that in 38 of the 77
counties in the state of Oklahoma, the amount per capita
per annum expended for negro schools is greater than that
expended for the white schools. That in School District
No. 20, embracing the City of Muskogee and adjacent ter
ritory attached thereto for school purposes, the pupils at
tending negro schools are approximately 23% of the total
number of pupils in the district; that the negro schools
have 22% in number of teachers, and have expended a
budget of approximately 19% of the total amount spent
for education in said district; that there is expended for
maintenance of negro schools approximately 22% of the
total amount expended in said district. That the average
number of pupils per teacher in the schools of said district
is 30.2 for the white schools and 31.6 for the negro schools;
that the average annual salary of teachers in the white
schools in said district is $1172.72 and in the negro schools
$887.05; that all the expense of supervision and adminis
tration, care of grounds and supervision of Art and Music
of the negro schools has heretofore been paid out of the
budget provided for the white schools. That substantially
the same curricula is offered in both the white and negro
schools and that recent additions and improvements have
been made to the negro school buildings and, as well, addi
tional ground has been purchased for their use; that both
white and negro schools receive the same care and attention
as to repairs and upkeep; that the negro schools are pro
vided with a suitable athletic field which is lacking in the
case of white schools; that the negro high school of the
City of Muskogee is a duly accredited high school in the
State of Oklahoma.
That School District No. 20 has heretofore called an elec
tion for the purpose of voting on the following proposition:
“ Shall the School District comprising the City of
Muskogee, of the State of Oklahoma, and the territory
thereto attached for school purposes, incur an indebt
2 2
edness by issuing its negotiable coupon bonds in the sum
of two hundred seventy-five thousand ($275,000.00) Dol
lars to provide funds for the purpose of purchasing a
site, erecting and equipping a Junior High School, and
constructing and equipping additions to existing
schools, all to be owned exclusively by such district; and
levy and collect an annual tax, in addition to all other
taxes upon all the taxable property in such district suf
ficient to pay the interest on such bonds as it falls due,
and also constitute a sinking fund for the payment of
the principal thereof, when due, such bonds to bear in
terest not to exceed the rate of four (4) per centum per
annum, payable semi-annually, and to become due
serially within twenty-five (25) years from their date.
“ Provided, however, that the issuance of said bonds
is expressly conditioned upon the grant to said school
district of the sum of not less than Two Hundred
Twenty-five Thousand ($225,000.00) Dollars by the
Federal Emergency Administration of Public Works,
said grant to be used as far as may be necessary to aid
in the payment of the cost of such improvement and
the balance of such grant to be used for the construction
of an Athletic Stadium, such Stadium to cost not more
than Eighty-five Thousand ($85,000.00) Dollars.”
That the election upon said proposed Bond issue was held
September 15th, 1938, and the same carried and the Board
of Education advertised for sale of said bonds.
That the evidence does not disclose that any proposition
is now being made for the improvement of the negro or
separate school buildings in said district; that all of this
proposition is for the majority schools or the white schools;
that up to this time, before this proposition for the white
schools was made, it appeared from the evidence that the
white and negro schools were in equal need for improve
ments. As to whether a county levy has been made for addi
tional buildings or additions to buildings, that is not clear
from the evidence.
The proclamation for the call of this election provides:
“ Shall the School District comprising the City of
Muskogee * * * and the territory thereto attached for
23
school purposes, incur an indebtedness * * * in the
sum of two hundred seventy-five thousand ($275,000.00)
Dollars to provide funds for the purpose of purchasing a
site, erecting and equipping a Junior High School, and
constructing and equipping additions to existing
schools. * * * ”
That an athletic stadium does not come within the purpose
as stated in the proclamation: “ purchasing a site, erecting
and equipping additions to existing schools * *
That any reservation as to the constructing of a stadium
from the grant of the Federal Emergency Administration
of Public Works has not been presented in this case.
That the negro high school auditorium is used also as a
gymnasium, a part thereof being set off also and used as a
library, and the negro schools also have an athletic ground
available for their use. The two high schools for white
pupils in said city are each equipped with a gymnasium.
That beginning with the fiscal year of 1937-38 by legisla
tive act and state appropriation substantial and adequate
primary and secondary aid for the public schools of the
state, which included not only the white schools but also the
negro schools, has afforded relief to the end that the schools
might be adequately maintained for a full school year, which
was aimed to include from eight to nine months prior to that
time, and which now is a nine-months ’ school. The available
school funds prior to that time were not sufficient either in
the negro schools or the white schools to meet the minimum
or reasonable requirements for either the white or negro
schools.
That beginning with the fiscal year 1937-1938, the per
pupil expenditure in the white high schools was $65.41, and
in the negro high school was $63.43, and in the white ele
mentary schools $60.21, and in the negro elementary schools,
$38.79, and that if these amounts, to-wit, $63.43 for the negro
high school and $38.79 for the negro elementary schools
were not reasonably adequate to maintain a full school term,
that an adequate remedy at law existed by mandamus to re
quire full levies within the legal limitation to be made for
tax levies which applied equally to the whites as well as to
the negro schools, in case the white was the minority or the
24
negro was the minority school, and in many instances in the
state the whites are in the minority school, and there is no
showing in the evidence that under the tax limitations an
additional levy, if such were necessary, was not available.
That the negro high school and white high schools are
examined by the same inspectors as to qualifications and
accrediting, and there is no evidence showing any bad faith
or inefficiency in such examination as to either race.
That as to the Junior College work furnished by the
white Junior College in Muskogee, the entrants therein
pay tuition to cover the two Junior College years, and there
is no evidence in the record to show it is not a reasonable
tuition, but it does appear that the education therein is not
free; that if there is any discrimination in this respect,
there is a legal remedy by mandamus for its correction,
and there is no evidence shown that any such contention
has been made or such remedy invoked.
That it does not appear that any part of the Two Hun
dred Seventy-Five Thousand ($275,000.00) Dollar bond
issue is to be used for building a stadium, but that the stad
ium is to be constructed out of the Public Works Adminis
tration grant, which is the sum of Two Hundred Twenty-
Five Thousand ($225,000.00) Dollars.
That in said school district, the children of the respective
races, white and negro, attend separate schools, the ma
jority schools of said district being attended by white chil
dren. The members of the Board of Education in said dis
trict are as provided by the Constitution and statutes of
the same race as of the children attending the majority
schools, and the negro children attend the schools desig
nated as minority or separate schools, the same rule apply
ing when the negroes are the majority school district, in
that case the board to be filled by negroes and not whites.
The existing school enrollment for said schools, white and
negro respectively, for the school year 1937-38, was 6,391
white, and 1,916 colored.
That the plaintiff is the mother or parent of a son who
is of African or negro descent attending said separate
school in said district, and that she is also of African or
negro descent, and is a tax payer. That there are many
other negro residents in said city, citizens of the United
25
States, who are parents of negro children attending said
separate public schools in said district, and taxpayers in
said city, and that complainant or plaintiff sues on behalf
of them as well as for her own benefit.
That the Manual Training High School was erected in
1909, the Douglas School in 1905, and the Dunbar School
in 1904, and the evidence shows other additions and im
provements to the school buildings in said separate dis
trict since 1909, but there should be some improvement
apparently, from the evidence, as to the sewerage and toil
ets, adequate remedy by law being available for such re
lief.
Conclusions of Law.
(1) That this court has jurisdiction only insofar as the
constitutionality of the separate school law is involved, as
contravening the Constitution of the United States, there
being no diversity of citizenship, the jurisdiction of this
court being invoked not on the ground of diverse citizen
ship, the complainant raising a federal question by assert
ing that her right under the Constitution of the United
States and especially under Section 1 of the Fourteenth
Amendment have been violated on account of the provi
sions in the state constitution of Oklahoma, and the stat
ute thereof as to separate schools for the negro and white
races. This court is restricted to the determination of
that question, as to whether the state constitution and stat
utes as to separate schools, for the white and negro races
violate complainant’s federal guaranteed constitutional
rights. As to the question of the proper administration of
the separate schools as between the whites and the negroes,
that issue is not determinable in this case on account of
lack of diversity of citizenship, the complainant being pre-
termitted for the determination of her rights in the state
court where she would have an adequate remedy at law.
Jew Ho. v. Williamson (9th Cir.), 103 Fed. 10.
(2) The notice served on the Governor and the Attorney
General wherein the Attorney General also appears in per
son, complies with the provision of the statute requiring
such notice as preliminary to his hearing.
2 6
See School District No. 7, Muskogee Co. v. Hunnicut
(10th Cir.), 51 Fed. (2d) 528; id. 283 U. S. 810; Oklahoma
Constitution, Article 13, Sections 1, 3, 4, 5, 6, and 7; Article
10, Section 9 as amended; and Oklahoma Statutes, Section
7033, 0. S. 1931, Tit. 70, O. S. A. Sec. 451; Section 7034,
O. S. 1931, Tit. 70 0. S. A. Sec. 452; Section 7035, 0. S.
1931, Tit. 70 0. S. A. Sec. 453; and Section 7040, 0. S. 1931,
as amended and superseded by Act of May 11, 1937, House
Bill No. 320, Tit. 70, Sec. 458, Chapter 15, 0. S. A., July
1937, pp. 554.
In School District No. 7, Muskogee Co. v. Hunnicut,
supra, it is said:
“ Another contention of the plaintiffs is that the
action of the county superintendent should be enjoined
because a discrimination is said to result from the dis
proportionate funds allowed for the colored school as
compared with the white school, as the former could
not then be maintained with equal facilities or advan
tages, on account of the needs of a greater number of
pupils.
“ If we assume that there was the alleged disparity
in the funds, it did not arise from the interchange of the
schools, but from an insufficient levy by the county ex
cise board, which is not a party to this suit. It is our
opinion that the constitutional requirement of equal
advantages or like accommodations to the schools does
not mean that the colored race shall have the district
school or vice versa. The question under the Federal
Constitution (Amendment 14) is whether there is a
denial of the equal protection of the laws, but it does
not occur if equal advantages are granted. United
States v. Buntin (C. C.), 10 F. 730, cited with approval
in Gong Lum v. Rice, 275 U. S. 78, 48 S. Ct. 91, 72 L. Ed.
172. See Wong Him v. Callahan (C. C.), 119 F. 381.
“ A shortage of funds might exist for either school,
due to an insufficient levy of taxes. But it works no
denial of a constitutional right, because all the laws ap
plicable should be considered, and among them there is
the remedy to bring a mandamus action to compel an
additional levy of taxes. Board of Education v. Excise
27
Board, 86 Okl. 24, 206 P. 517. Even a suspension of a
separate school, for economic reasons under some con
ditions, may be justified. Cumming v. County Board
of Education, 175 U. S. 528, 20 S. Ct. 197, 44 L. Ed. 262;
Gong Lum v. Bice, supra.
“ The plaintiffs did not pursue the remedy open to
them, but chose to contest the statute and the enforce
ment of it and claim an infringement of their constitu
tional rights. But there was no invalidity of the statute
or wrong committed by the defendant. They are not
entitled to maintain this equity suit, because of an ade
quate and efficient remedy at law. Section 267, Jud.
Code (28 U. S. C. A., Section 384).”
This case on appeal to the Supreme Court of the United
States was affirmed in a per curiam opinion. Id. 283 U. S.
810.
(3) No question of law raised by complainant as to the
facts found in paragraph 3.
(4) The Oklahoma statute requires that members of the
district school board shall be of the same race as the children
who are entitled to attend the schools of the district (not the
separate school). See Jelsma, Co. Treas. v. Butler, 80 Okla.
46,194 Pac. 436.
Section 3, Article 13, Constitution of Oklahoma, provides
that:
“ Separate schools for white and colored children
with like accommodation shall be provided by the Legis
lature and impartially maintained. The term ‘ colored
children,’ as used in this section, shall be construed to
mean children of African descent. The term ‘white
children’ shall include all other children.”
Section 7033, Chapter 34, Article 18, O. S. 1931, provides:
“ The public schools of the State of Oklahoma shall
be organized and maintained upon a complete plan of
separation between the white and colored races, with
impartial facilities for both races.”
Under Section 7034, Chapter 34, Article 18, O. S. 1931,the
term “ public school,” within the meaning of this article
2 8
(as defined) shall include all schools provided for, or main
tained, in whole or in part, at public expense.
Section 7035 thereof provides :
“ The county separate school in each school district
is hereby declared to be that school in said school dis
trict of the race having the fewest number of children
in said school district; provided that the county super
intendent of public instruction of each county shall
have authority to designate what school or schools in
each school district shall be the separate school and
which class of children, either white or colored, shall
have the privilege of attending such separate school
or schools in said school district. Members of the dis
trict school board shall be of the same race as the
children who are entitled to attend the school of the
district, not the separate school.”
Under Section 6950, Chapter 34, Article 12, 0. S. 1931,
form of report for taking the enumeration of school children
upon which state and county apportionments of public school
funds are made is prescribed, and it is held by the Supreme
Court of said State that funds received by independent
school district based upon minority scholastic enumeration
are to be used only for benefit of minority school. Board
of Ed. v. Board of Comrs., 140 Okla. 229; Board of Comrs.
v. School Dist. 25, 141 Okla. 65. It has also been held by
said court that separate schools entitled to equal rights
under scholastic enumerations required to be made by law.
Board of Ed. v. Board of Comrs., 127 Okla. 132, 260 Pac. 22.
As to enumeration provided for by law, see Sections 6951,
6952, 6953, 6954, 6955, 6956, 6957, 6958, 6959, 6960, 6961,
Chapter 34, Article 12, O. S. 1931.
In Section 5, Article 1, Constitution of Oklahoma, it is
provided:
“ Provisions shall be made for the establishment and
maintenance of a system of public schools, which shall
be open to all the children of the State and free from
sectarian control; and said schools shall always be con
ducted in English: Provided, That nothing herein shall
preclude the teaching of other languages in said public
29
schools: And Provided Further, That this shall not he
construed to prevent the establishment and maintenance
of separate schools for white and colored children.”
Section 7104, Chapter 34, Article 21, 0. S. 1931, provides
that:
“ In extending aid to the separate schools of any
county, all of said schools in a county shall be consid
ered together as one district, and if the county shall
have levied two mills for common schools, the separate
schools in said county may receive aid in toto in such
amounts as is consistent with the provisions of this Act,
as the State Board of Education may approve.”
H. B. No. 320, Section 1, Oklahoma Statutes, Ann., 1937,
effective 90 days after May 11, 1937, pp. 554, Tit. 70, Section
458, Chapter 15, Sections 1 and 2 provide as follows:
“ In all cases where County Separate Schools for
white and colored children are maintained, the County
Excise Board shall annually levy a tax on all taxable
property in their respective counties, sufficient to main
tain such separate schools as are hereinafter provided.
Upon estimate made by the County Commissioners, said
taxes shall be estimated, published, levied, and collected
in the same manner as other taxes for county purposes;
provided, however, that in all Independent Districts
where separate schools for white and colored children
are maintained, it shall be the duty of the Board of Edu
cation therein, at the time provided for preparing its
annual budget, to prepare a separate budget showing
the amount of money that will be required to be raised
by taxation, for the support and maintenance of such
separate schools, including a sum sufficient to pay a rea
sonable pro rata share of the cost of supervising, super
intending and administering the schools and school sys
tem of said Independent District including said sepa
rate schools, and the amount necessary to purchase sites
and to erect school buildings for such separate schools
for the coming fiscal year; provided, that the share of
the cost of superintending, supervising and administer
30
ing the schools and school system of said Independent
District to be charged against the separate schools
thereof shall be fixed at an amount not exceedingly the
percentage of the total cost of said superintendence,
supervision and administration equivalent to the per
centage thereof, which the average daily attendance at
the separate schools in said Independent District for
the preceding school year bear to the total average
daily attendance at all schools, majority and separate,
in said Independent District for the preceding school
year.
“ It shall be the duty of the County Excise Boards in
such counties to levy a tax on all taxable property in
their respective counties sufficient to pay the cost of
superintending, supervising, administering, supporting
and maintaining such separate schools and purchasing
sites and erecting school buildings for such separate
schools as shown by such budget so prepared by the
Board of Education. Said tax shall be published, levied
and collected in the same manner as other taxes for
county purposes, and when collected shall be paid over
to the respective Treasurers of the Boards of Educa
tion in such districts to be expended upon the order of
such Board of Education for the purpose for which the
same was levied and collected.
“ No white child shall attend a colored school, nor a
colored child attend a white school.”
Section 341, Tit. 68, Section 292, S. B. No. 384, Section 1,
approved May 22, 1937 (Oklahoma Statutes, Ann., July,
1937) page 484, provides that:
‘ ‘ Pending the expiration of the time within which pro
tests may be filed with the State Auditor, no warrant
shall be issued or debt contracted by any municipality
for any purpose except as provided hereinafter. * *
and in such amounts as may be necessary to provide
accommodations, facilities and school term in the sepa
rate schools, if any, in each district in the county equal
to the accommodations, facilities and school term pro
vided for the other regular public schools in the same
31
district, for county high school, if any, in so far as the
salaries of teachers and other necessary maintenance
is concerned, and for aid to the common schools of the
county. * * *”
H. B. No. 6, Laws, 1937, pages 555, 556, 557, 558, 559, Tit.
70, Section 648, provides for state aid for the common
schools, and on the hearing in this case, it was stated that
prior to the passage of said act, difficulties existed as to a
full school year of nine months, but that after the passage
of this act the separate school of district No. 20 did not ex
perience such difficulty. It was also disclosed that prior to
the same time, a great percentage of the white schools ex
perienced the same difficulty.
(5) The conclusion is that the provisions of the Consti
tution of Oklahoma and also the statutes of said state do
not violate Section 1 of the Fourteenth Amendment to the
Federal Constitution, or any other federal guaranteed con
stitutional right. School District No. 7, Muskogee Co. v.
Hunnicut (10th Cir.), supra-, Gong Lum v. Rice, 275 U. S.
78, 72 L. Ed. 172; Cumming v. County Board of Ed., 175
U. S. 527, 44 L. Ed. 262; Song Him v. Callahan, 119 Fed.
381; IT. S. v. Buntin, supra-, Jelsma, Co. Treas. v. Butler,
supra; State ex rel. Gumm v. Albritton, 98 Okla. 158, 224
Pac. 511; State ex rel. Cheeks v. Wirt, 203 Ind. 121,177 N. E.
441: Reynolds v. Board of Ed., 66 Kan. 672, 72 Pac. 274;
Carmichael v. Southern Coal & Coke Co., 301 U. S. 495, 81
L. Ed. 1245; Gulf Refining Co. v. Phillips (5th Cir)., 11 Fed.
(2d) 967; Thomas v. Gay, 169 IT. S. 264, 142 L. Ed. 740;
Lawrence v. State Tax Commissioner, 266 IT. S. 276,76 L. Ed.
1102; Stehhins v. Riley, 268 IT. S. 137, 69 L. Ed. 884; Travel
lers Ins. Co. v. State of Conn., 185 U. S. 364, 46 L. Ed. 949;
Colgate v. Harvey, 296 H. S. 404, 80 L. Ed. 299; Plessy v.
Ferguson, 163 U. S. 537, 41 L. Ed. 256,16 Sup. Ct. Rep. 1138;
Greathouse v. Board of School Comrs., — Ind. —, 151 N. E.
411; Corrigan v. Buckley, 271 U. S. 323, 70 L. Ed. 969;
Newton v. Board of Comrs., — Colo. —, 282 Pac. 1068; and
Judice v. Village of Scott, — 121 So. 593.
It is concluded that said state statutes and the provisions
of the constitution for the separation and maintenance of
32
the separate schools on their face do not violate the federal
constitution, and that the evidence does not prove a dis
crimination in the administering of the schools in district
No. 20 so as to deny the negroes equal protection o f the law
required by Section 1 of the Fourteenth Amendment to the
Constitution of the United States.
It does not appear that said Board of Education of said
City of Muskogee, District No. 20, is without constitutional
or legal authority to issue or sell said bonds, or that the acts
of said board of education with reference to the proposed
sale of such bonds are null and void, or that the Attorney
General and Ex-Officio bond commissioner of said state is
without legal or constitutional authority to approve or cer
tify such proposed bonds, or that he should be enjoined and
restrained from approving said bonds.
The court concludes that as to any matters in the ad
ministration of the issuance of the bonds, that plaintiff has
a plain, adequate, speedy and complete remedy at law in the
matters complained of in her First Amended and Supple
mental complaint.
Plaintiff’s or complainant’s application for a temporary
injunction should be denied.
(Signed) Robert L. W illiams,
United States Circuit Judge.
(Signed) A lfred P. Mtjrrah,
United States District Judge.
(Signed) E ugene Rice,
United States District Judge.
Filed Oct. 12,1938.
Filed in the United States District Court January 4,1939.
( 10012)
'
F £ 3 4 1 S 3 9
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1938
No. 643
WILLIE EVA SIMMONS,
Appellant,vs.
THE BOARD OF EDUCATION OF THE CITY OF MUS
KOGEE OF THE STATE OF OKLAHOMA ET AL.
APPEAL FROM T H E DISTRICT COURT OF TH E UN ITED STATES FOR
T H E EASTERN DISTRICT OF OKLAH OM A.
STATEMENT OPPOSING JURISDICTION AND
MOTION TO DISMISS OR AFFIRM.
Mac Q. W illiamson,
E zra Brainerd, J r.,
Douglas Garrett,
Counsel for Appellees.
Charles P. Gotwals,
W m . A. K illey,
James D. Gibson,
C. A. A mbrister,
Of Counsel.
INDEX.
Subject I ndex.
Statement opposing jurisdiction and motion to dis
miss or affirm.........................................................
Table of Cases Cited.
Barker Printing Co. v. Local No. 7 3 4 , etc., 281 U. S.
462, 74 L. Ed. 967, 50 Sup. Ct. Rep. 356..................
Brownlow v. Schwarts, 261 U. S. 216, 67 L. Ed. 620,
43 Sup. Ct. Rep. 263.................................................
Collins, Ex parte, 277 U. S. 565, 72 L. Ed. 990, 48 Sup.
Ct. Rep. 589 ............................................................
Jones v. Montague, 194 IT. S. 147, 48 L. Ed. 913, 24
Sup. Ct. Rep. 611....................................................
Oklahoma Gas and Electric Co. v. Oklahoma Packing
Co,, 292 U. S. 386, 78 L. Ed. 1318, 54 Sup. Ct. Rep.
732 ..........................................................................
Public National Bank of New York, Ex parte, 278
U. S. 102, 73 L. Ed. 202, 49 Sup. Ct. Rep. 43............
School District v. Hunnicutt, 283 U. S. 810, 75 L. Ed.
1428, 51 Sup. Ct. Rep. 653.......................................
Statute Cited.
Judicial Code, Section 266 (28 U. S. C. 380)
■10013
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1938
No. 643
WILLIE EVA SIMMONS,
vs. Appellant,
THE BOARD OF EDUCATION OF THE CITY OF MUS
KOGEE OF THE STATE OF OKLAHOMA ET AL.
APPEAL FROM T H E DISTRICT COURT OF T H E U N ITED STATES FOR
T H E EASTERN DISTRICT OF OKLAH OM A.
STATEMENT OF OPPOSITION TO JURISDICTION
AND MOTION OF APPELLEES TO DISMISS OR
AFFIRM JUDGMENT.
The appellees (defendants in the trial court), The Board
of Education of the City of Muskogee, of the State of Okla
homa; Arthur Catlett, James A. Lathim, W. H. Cunningham
and C. A. Ambrister, Members of the Board of Education
of the City of Muskogee, Oklahoma; E. D. Cave, Clerk of the
Board of Education of the City of Muskogee, Oklahoma;
S. M. McManus, Mayor of the City of Muskogee, Oklahoma;
Theo Frazier, County Clerk of Muskogee County, Okla
homa ; Douglas Garrett, County Attorney of Muskogee
County, Oklahoma; and Mac Q. Williamson, Attorney Gen
eral and ex-officio Bond Commissioner of the State of Okla
homa, respectfully submit the following statement disclos
ing matters and grounds, making against the jurisdiction
2
of the Supreme Court of the United States, asserted by the
Appellant.
The Supreme Court of the United States Does Not Have
Jurisdiction of This Case on Appeal.
The first amended and supplemental complaint of the
plaintiff in the court below, as disclosed by the allegations
contained therein and the prayer, alleges that the defendant,
The Board of Education of the City of Muskogee, Oklahoma,
is about to issue and sell the bonds of said Board of Educa
tion to the amount of $275,000.00, in pursuance of an elec
tion held in the City of Muskogee and the territory thereto
attached for school purposes, on the 15th day of September,
1938, and seeks relief as follows:
(1) A temporary restraining order restraining said
Board of Education and other local officers from proceeding
with a proposed issuance or sale of such bonds, and also
restraining the defendant, Mac Q. Williamson, as Bond
Commissioner of the State of Oklahoma, from approving or
certifying the same, such being the only relief sought as
against the said Mac Q. Williamson, as Bond Commissioner
of the State of Oklahoma, and he being the only State officer
as a party defendant in this action;
(2) For an interlocutory injunction enjoining the enforce
ment, operation and execution of certain statutes of the
State of Oklahoma, and restraining and enjoining said Bond
Commissioner from approving and certifying such bonds;
(3) For a permanent injunction as against the same par
ties above mentioned; and
(4) For costs and additional relief.
There is attached hereto and made a part of this state
ment and motion, the affidavit of Mac Q. Williamson, Attor
ney General of the State of Oklahoma, showing that on the
26th day of October, 1938, the bonds in question were
approved by the said Mac Q. Williamson, Attorney Gen-
3
eral and ex-officio Bond Commissioner of the State of Okla
homa, and it, therefore, follows that, as to this defendant,
this action has become moot.
The said Mac Q. Williamson, Attorney General of the
State of Oklahoma, is the only State official defendant in this
action and, therefore, jurisdiction ceased when this cause,
as to him, became moot.
And the appellees now respectfully move this Court to dis
miss or affirm.
The appellees, in support of their objections to jurisdic
tion and motion to dismiss or affirm, respectfully submit the
following citations—
Under the provisions of Sec. 266 of the Judicial Code,
U . S. C., Title 28, Sec. 380, the concurrence of two things is
necessary to confer jurisdiction— (1) the suit must seek to
have a State statute declared unconstitutional or that in
effect; (2) it must seek to restrain the action of an officer
of the State in the enforcement of such Statutes.
Ex Parte J. D. Collins, 277 U. S. 565, 72 L. Ed. 990, 48
S. Ct, 589;
Ex Parte In Re Public National Bank of New York, 278
U. S. 102, 73 L. Ed. 202, 49 S. Ct. 43;
School District v. Hunnicutt, 283 U. S. 810, 75 L. Ed.
1428, 51 S. Ct. 653.
If there be no basis for relief of any sort against State
officers, jurisdiction is lacking.
Oklahoma Gas & Electric Co. v. Oklahoma Packing Co.,
292 U. S. 386, 78 L. Ed. 1318, 54 S. Ct. 732.
So far as the jurisdiction of this Court is concerned, the
controversy on appeal has become moot.
The act of the State official, the doing of which was sought
to be prevented in the lower court, has been accomplished.
The bonds have been approved by the Attorney General.
J ones v. Montague, 194 U. S. 147, 48 L. Ed. 913, 24 S. Ct.
611;
3n tlie ihtpremr Court
of tl)e XCnited States
No. 643, October Term, 1938.
................... .......... ........................................... .....
WILLIE EVA SIMMONS, A p p ella n t,
VERSUS
THE BOARD OF EDUCATION OF THE CITY OF MUS
KOGEE, OF THE STATE OF OKLAHOMA; ARTHUR
CATLETT, JAMES A. LATHIM, W. H. CUNNINGHAM,
AND C. A. AMBRISTER, ETC., E T A L ., A p p ellees .
i'll..
APPEAL FR O M T H E U N I T E D S T A T E S D IS T R IC T C O U R T FO R T H E
E A S T E R N D IS T R IC T O F O K L A H O M A .
Brief o f A pp ellan t O p p osin g A p p ellees ’ M o
tion to Dism iss o r A ffirm .
CHARLES A. CHANDLER,
Muskogee, Oklahoma,
C ounsel fo r A p p ella n t.
I N D E X .
PAGE
Brief of appellant opposing appellees’ motion to dismiss
or affirm.................................................................... 1
Appendix:
Affidavit.................................................................... 7
Letter of Citizens National Bank............................. 8
L i s t op A u t h o r i t i e s .
Chicot County, Arkansas, v. Sherwood (1893), 149 U. S.
529, 37 L, ed. 546...................................................... 6
Leonard v. Earle (1928), 279 U. S. 392, 73 L. ed. 754, 49
Sup. Ct. 372.............................................................. 5
Oklahoma Operating Co. v. J. E. Love, et al. (1919), 252
IT. S. 331, 337, 64 L, ed. 596, 599.............................. 5, 6
Southern Pacific Co., etc., v. Interstate Commerce Com
mission (1910), 219 IJ. S. 433, 55 L. ed. 283, 31 Sup.
Ct. 228...................................................................... 5, 6
Southern Pacific Terminal Co., etc., v. Interstate Com
merce Commission (1910), 219 U. S. 498, 514, 516,
55 L. ed. 310, 315, 316, 31 Sup. Ct. 299..................... 5
U. S. v. Trans-Missouri Freight Ass’n (1896), 166 U. S.
290, 307, 41 L. ed. 1007, 1016, 17 Sup. Ct. 540........... 5
In the Supreme Court of the United States
No. 643
O C T O B E R T E R M , 1938.
WILLIE EVA SIMMONS, A ppellan t,
vs.
THE BOARD OF EDUCATION OF THE CITY OF MUS
KOGEE, OF THE STATE OF OKLAHOMA; ARTHUR
CATLETT, JAMES A. LATHIM, W. H. CUNNINGHAM,
AND C. A. AMBRISTER, ETC., E T A L ., A p p ellees .
APPEAL FR O M T H E U N I T E D S T A T E S D IS T R IC T C O U R T FOR T H E
E A S T E R N D IS T R IC T O F O K L A H O M A .
BRIEF OF APPELLANT OPPOSING APPELLEES’ MO
TION TO DISMISS OR AFFIRM.
May it Please T he Court :
The appellant, Willie Eva Simmons, has filed herein
the Jurisdictional Statement required by Rule 12 of this
Court, which statement, on account of the important na
ture of the case, was more extended than otherwise would
have appeared necessary. The appellees have filed herein,
pursuant to said Rule 12, their Motion to Affirm or Dismiss.
The attention of this Court is first called to the fact that
said motion of appellees does not contend in any manner
that the trial court was without jurisdiction, or that the
cause is without merit, or that there was any defect in said
Jurisdictional Statement of appellant, or that the appeal
18 prosecuted for delay. Their sole contention seems to be
2 Simmons v. B oard of E ducation.
that this Court is without jurisdiction of the cause, upon
appeal, for the reason, as appellees contend, the contro
versy has become moot by reason of the approval by the
Attorney General, appellee herein, after judgment below
and pending appeal to this court, of the bonds involved in
the trial court.
It appears from said Motion to Dismiss or Affirm, as
well as from the affidavit thereto attached, that said appel
lees take a very narrow view of the nature of this contro
versy, of the relief sought by the appellant herein, as well
as of the law relating to moot questions.
It is not controverted that the trial court had original
jurisdiction of the parties to the suit, other than the At
torney General; nor is it in anywise contended that the con
troversy is moot as to said other parties. Said motion of
appellees wholly ignores the fact that appellant seeks here
in to restrain the Attorney General, not only from approv
ing and certifying the specific bonds in question, but also
from enforcing the state laws in question in the future. Ap
pellant seeks also, in effect, to have the state laws under
which said appellee Attorney General is acting, declared
unconstitutional, and she seeks a permanent injunction “ for
ever restraining and enjoining the defendants [including
the Attorney General] and each of them, from enforcing in
any manner, or from attempting to enforce said laws and
statutes of the State of Oklahoma herein alleged to be un
constitutional” (See Prayer to Complaint R., p. .. .).
Further, said motion of appellees fails in any manner
to disclose facts even tending to prove that the controversy
has become moot, or that the final judgment of this Court
in this cause, if possibly in favor of appellant, will be inef
fectual to accomplish, completely, the results sought by
said suit. The actual facts in the case disclose that the pur-
Brief of A ppeliant Opposing M otion. 3
ported approval of said bonds by the Attorney General, ap
pellee herein, was made in violation of a statement he made
in open court during trial below; and further, that said
purported approval was not final, but was, as appears from
his own affidavit attached to said motion, subject to ju
dicial review; and that, so far as this controversy is con
cerned, said purported approval of said bonds will be a
mere nullity, if this suit should finally be decided in favor
of appellant.
It appears from a counter-affidavit hereto attached,
and which is incorporated herein by reference, that the
bonds in question have not been sold or passed into the
hands of any stranger to this suit; that no other act, visible
or tangible, has been performed either by parties to this
suit or strangers, effectual toward the erection of the struc
tures sought to be enjoined; that the bidder on said bonds
in question has refused to accept them pending the outcome
of this controversy; and that the entire matter is held in
abeyance pending the final determination of this cause.
It cannot, under any circumstances, be contended that
said controversy has become moot; or that final judgment
in this Court will be ineffectual to accomplish every pur
pose sought by appellant originally. If this Court assumes
jurisdiction and decides that the state laws in question are
unconstitutional, it can also decide that the approval of
said bonds by the appellee Attorney General was a nullity.
This Supreme Court of the United States can, it would seem,
restrain the Attorney General from enforcing said laws in
the future, or from approving future bonds thereunder—
even though it appears from his affidavit that such action
by this Court would be contrary to his mandate that ‘ ‘ such
bonds should be incontestable” unless contested in such
manner, court, or time as he should direct.
Further, the authorities cited in said motion of ap-
4 Simmons v. B oard of E ducation.
pellees are applicable only to a controversy which is truly
moot, and in which it is “ impossible for this Court, if it
should decide the case in favor of plaintiff, to grant him
any effectual relief whatever # Jones v. Montague
(1904), 194 U. S. 147, 152, 48 L. ed. 913, 915, 24 Sup Ct.
611, cited by appellees. In the opinion in said case, by Mr.
Justice Brewer, it was stated:
“ i * * * ^ necessarily follows that when, pending an ap
peal from the judgment of a lower court, and without
any fault of the defendant, an event occurs which ren
ders it impossible for this court, if it should decide
the case in favor of the plaintiff, to grant him any
effectual relief whatever, the court will not proceed to
a formal judgment, but will dismiss the appeal *** . ” ’
(Italics ours.)
And how can the approval of said bonds by the appellee
Attorney General, made in an ex parte hearing without any
notice to appellant, and contrary to his voluntary statement
and declaration in open court, be said to have been done
“ without any fault” on his part, as provided by the rule
stated in said Jones-Montague case relied upon by appellees"
The other cases cited and relied upon by appellees on
this proposition, to-wit:
Brownlow v. Schwartz, 261 U. S. 216, 67 L. ed. 620,
43 S. Ct. 263; and
Barker Painting Co. v. Local No. 734, etc., 281
U. S. 462, 74 L. ed. 967, 50 S. Ct. 356;
are mere illustrations of the application of the rule stated
by Mr. Justice Brewer in the opinion in Jones v. Montague,
supra.
On the contrary, and concerning the proposition under
consideration, the appellant cites and relies upon the fol
lowing authorities, to-wit:
Bbief of A ppellant Opposing M otion. 5
U. S. v. Trans-Missouri Freight Ass’n (1896), 166
U. S. 290, 307, 41 L. ed. 1007, 1016, 17 Sup.
Ct. 540;
Southern Pacific Co., etc., v. Interstate Commerce
Commission (1910), 219 IT. S. 433, 55 L. ed.
283, 31 Sup. Ct. 228;
Southern Pacific Terminal Co., etc., v. Interstate-
Commerce Commission (1910), 219 IT. S. 498,
514, 516, 55 L, ed. 310, 315, 316, 31 Sup. Ct.
299;
Leonard v. Earle (1928), 279 U. S. 392, 73 L. ed.
754, 49 Sup. Ct. 372;
Oklahoma Operating Co. v. J. E. Love, et al.
(1919), 252 IT. S. 331, 337, 64 L. ed. 596, 599.
The first two syllabi in U. S. v. Trans-Missouri Freight
Assn., supra, opinion by Mr. Justice Peckham, are respec
tively, as follows:
“ The voluntary dissolution of an association of
common carriers after a decree dismissing a suit in
equity seeking such dissolution and asking that defend
ants be enjoined from continuing in a like combina
tion, and from further conspiring, agreeing, combining,
or acting together to maintain rates of freight, does
not prevent this court from taking cognizance of an
appeal and deciding the case on its merits, where the
.judgment of this court is sought upon the legality of
their agreement and defendants claim it to be legal
and necessary, and on dissolving such association en
tered into and acted upon another similar agreement.
“ 2. Where parties have entered into an illegal
agreement and are acting under it, and there is no
adequate remedy at law, and the jurisdiction of the
court has attached by the filing of a bill to restrain
such or any like action under a similar agreement, and
a trial has been had and judgment entered, the appel
late jurisdiction of this court is not ousted by a simple
dissolution of the association, effected subsequently to
the entry of judgment in the suit.”
6 Simmons v. Board of E ducation.
It appears that in the case last cited, the defendants
attempted to out-wit and evade the jurisdiction of the fed
eral court, by the ruse of speciously yielding the relief
sought by the plaintiff, and making it appear that the suit
was unnecessary: in the instant case, on the contrary, it
seems that the appellee Attorney General attempts to set
at naught the jurisdiction of the Supreme Court of the
United States, and this circumstance, instead of defeating
such jurisdiction, seems to make imperative its exercise.
The provision, either in the state statute or in the
certificate of the Attorney General (see affidavit attached
to motion) to the effect that such bonds were still eon-
testable in the state courts could not affect the original
jurisdiction of the federal court, under federal statutes, to
inquire into the validity of said bonds, of the certificate of
the Attorney General, or of the state laws under which they
existed. Chicot County, Arkansas, v. Sherwood (1893), 148
U. S. 529, 37 L. ed. 546. And no act of the Attorney Gen
eral, a party to the suit, could divest the jurisdiction of
the federal courts, already properly vested. Oklahoma Op
erating Co. v. Love, supra, in which case was involved an
appeal under Section 266 of the Judicial Code, and in which
the state statute the federal constitutionality of which was
attacked was remedied by the state legislature after the
institution of the federal suit to enjoin its enforcement.
Wherefore, appellant respectfully submits that the con
troversy herein is not moot; that this Court has jurisdiction
of this cause upon appeal, as shown by the jurisdictional
statement filed herein by appellant; and said appellant
prays the Court to proceed herein according to law.
Respectfully submitted this 2nd day of February, 1939.
Charles A. Chandler,
Counsel for Appellant.
Brief of A ppellant Opposing M otion. 7
APPENDIX.
AFFIDAVIT.
United States of A merica,
Eastern Judicial District of Oklahoma.—ss.
Charles A. Chandler, being first duly sworn, alleges
and states upon oath:
That he is counsel for appellant Willie Eva Simmons
in above cause; that he was present at the trial of said
cause in the Federal District Court at Muskogee, Oklahoma,
on October 3, 1938, and at said trial the appellee Mac Q.
Williamson, Attorney General and Ex-Officio Bond Commis
sioner of the State of Oklahoma, stated in open court that
it was an unbroken policy of his office not to approve or
certify bonds while they were in litigation, and that he
would not approve the bonds in question while they were
in litigation. And this affiant, as counsel for appellant, be
lieved said statement to be made in good faith and to be
true, and he relied thereupon, and took no steps to super
sede the decree of trial court dismissing plaintiff’s bill in
this cause.
That affiant was present at the sale of said bonds, on
October 3, 1938, when bids were received therefor (pur
suant to court order); and that at said time the Citizens
National Bank of Muskogee, Oklahoma, bid in said bonds
upon the express condition that said hank would not ac
cept said bonds unless or until they were free and clear of
litigation.
That neither affiant, as counsel, nor said appellant had
any notice of any hearing for the approval of said bonds
by the Attorney General, appellee, nor was either of them
given any opportunity to be heard in any proceedings for
such approval.
Further, that said Citizens National Bank, bidder on
said bonds, has refused to accept said bonds until after
termination of this suit, and subject to the outcome hereof.
That said bonds have not been delivered to said Bank, nor
otherwise sold or disposed o f ; that the Public Works Ad
ministration has not advanced appellees the proposed funds
m question; and that appellees have not done nor caused
s Simmons v. Board of E ducation.
to be done anything further, tangible, or visible, looking
toward the erection of the structures for the financing of
which said bonds were proposed to be issued. That all of
said things and matters are held in abeyance pending final
disposition of the appeal herein, and subject to the final
determination of this cause.
That there is attached hereto and incorporated herein
a true and correct copy of the letter of said Citizens Na
tional Bank, communicated to appellee Board of Education,
whereby said bank refused to accept said bonds. That said
letter was widely published in the press of Muskogee, Ok
lahoma.
Charles A. Chandler,
Affiant.
Subscribed and sworn to before me this 2nd day of
February, 1939.
W . V. M cClure,
Seal U. S. Court Clerk.
By Ellis Quiett,
Deputy Clerk.
THE CITIZENS NATIONAL BANK of Muskogee, Okla.
November 28, 1938.
Board of Education,
Muskogee, Oklahoma.
Gentlemen:
Begarding the board of education building bonds in the
sum of $275,000.00, which were offered for sale at public
auction some time ago and in connection with which this
bank was the successful bidder.
In our contract for the purchase of these bonds, we
agreed to pay the sum of $275,000.00' plus accrued inter
est to date of delivery and a premium of $7.50. In our bid
we stipulated that we would take these bonds if and when
approved by a reputable bond attorney.
When the transcript covering these bonds was com
pleted, we referred it to Chapman & Cutler, bond attorneys
of Chicago, Illinois, who heretofore have passed on the le
gality of numerous Oklahoma bond issues and who, in our
Brief of A ppellant Opposing M otion. 9
opinion, are qualified to pass on the legality of this issue.
They take position they cannot approve the issue until the
litigation, which is now pending, has been ultimately dis
posed of.
While we are anxious, ready and willing to pay for the
bonds at this time, yet with this litigation pending and be
ing unable to get a favorable opinion from our attorneys,
we cannot see our way clear to pay for the bonds at this
time, but will pay for them just as soon as the school board
can furnish us with a non-litigation certificate in connec
tion with the bonds.
Our officers and directors have always tried to op
erate our institution in a conservative manner and we do
not believe that it is right or proper that we should be asked
to pay for the bonds until a clear title can be obtained, as
we feel that we would be derelict in our duty to our stock
holders and depositors if we should take up the bonds be
fore the question of their legality has been finally deter
mined.
In order to show our willingness to do the right thing
and to make it possible for the board to proceed with the
contemplated improvements, we are willing to relinquish
our right to the purchase of the bonds, provided the school
board can find a legitimate purchaser and one who will pay
for the bonds immediately.
We reserve the right to take the bonds unless they are
sold pending the litigation. We are merely agreeing, in the
interest of the public, to allow you to sell the bonds during
the pending litigation if you can do so.
We bid these bonds in in good faith and still believe
that they are a good investment and we would like very
much to have the bonds in our portfolio and regret that it
is impossible to take them up at this time on account of the
pending litigation.
Yours very truly,
(Signed) T. F. K ing,
Exec. Yice President.
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1938
No. 643
WILLIE EVA SIMMONS
vs.
Appellant,
THE BOARD OF EDUCATION OF THE CITY OF
MUSKOGEE OF THE STATE OF OKLAHOMA
ET AL.
APPEAL FROM T H E DISTRICT COURT OF T H E U N ITED STATES FOR
TH E EASTERN DISTRICT OF O KLAH OM A
STATEMENT AS TO JURISDICTION.
C h a r l e s A. C h a n d l e r ,
Counsel for Appellant.
INDEX.
Subject I ndex.
Page
Statement as to jurisdiction..................................... 1
Statutory provisions sustaining jurisdiction. ... 1
The District Court of the United States for
the Eastern District of Oklahoma had
original jurisdiction of said cause............ 1
The Supreme Court of the United States has
jurisdiction of said cause upon appeal. . . . 3
The statutes of the State of Oklahoma contended
by said appellant to be violative of the Consti
tution of the United States.............................. 4
Date of order and decree sought to be reviewed,
and date upon which application for appeal
was presented to trial court and upon which
appeal was allowed to this Court..................... 12
Nature of case and rulings of trial court............ 13
Cases sustaining jurisdiction............................ 15
Cases in support of the substantial nature of the
Federal questions ........................................... 15
The doctrine of Cumming v. Board of Education
is not applicable to this case............................ 16
Opinion of trial court......................................... 16
Exhibit “ A ” —Findings of fact and conclusions of
law of the District Court of the United States for
the Eastern District of Oklahoma.......................... 19
Table oe Cases Cited.
Buchanan v. Warley, 245 U. S. 60, 62 L. Ed. 149......... 15
Cumming v. Board of Education, 175 U. S. 528, 44 L.
Ed. 262.................................................................... 16
Herkness v. Irion ei al., 278 U. S. 92, 73 L. Ed. 198... 15
Home Tel. and Tel. Co. v. Los Angeles et al., 227 U. S.
278, 57 L. Ed. 510................................................... 15
McFarland v. Goins, 96 Miss. 67, 50 So. 493.............. 15
Norfolk and Western By. v. Board of Public Works,
etc., 3 Fed. Supp. 791.............................................. 15
—10012
11 INDEX
Page
Pierce et al v. Society of the Sisters, etc., 268 U. S.
510, 69 L. Ed. 1070................................................... 15
Reppel v. Board of Liquidation, 11 Fed. Supp. 799. . . 15
State of Missouri ex rel. Gaines v. Canada, etc., No.
57, October Term, 1938, decided December 12,1938. 15
Sterling v. Constantin, 287 U. S. 378........................... 15
Truax v. Raich, 239 U. S. 33, 60 L. Ed. 131................ 15
Yick Wo v. Hopkins, 118 U. S. 356, 30 L. Ed. 220....... 15
Statutes Cited.
Act of February 13, 1925, Section 8(a) (28 U. S. C.
350, 43 Stat. L. 936)................................................. 13
Constitution of the State of Oklahoma, Article 13,
Section 3 (Vol. II, O. S. 1931, p. 1495, Sec. 13676). . 8
Constitution of the United States, 14th Amendment,
Section 1 ................................................................. 3 ; 4
Judicial Code, Section 24, amended (28 U. S. C. 41(1)
and (4 ) ) .......................................... 2
Section 52 (28 U. S. C. 113).............. 2
Section 238, amended (28 IT. S. C. 345
(3)) ............................................... 4
Section 266, amended (28 U. S. C.
380) ............................................... 3,4
Oklahoma Statutes of 1931, Chapter 27, Article 5:
Sec. 5412........................................ 7
Sec. 5413 .............................................................. 7
Sec. 5414.............................................................. 8
Oklahoma Statutes of 1931, Chapter 34, Article 9:
Sec. 6853 ............................................... 4
Sec. 6861 ............................................................ 5
Sec. 6867 .............................................................. 5
Sec. 6876 ............................................................. 5
Sec. 6880 .............................................................. 6
Sec. 6881 .............................................................. 6
Sec. 6884 ............................................... 7
Sec. 6892 .......................................................................7
Oklahoma Statutes of 1931, Chapter 34, Article 18:
Sec. 7033 ................................... 8
Sec. 7034 ............................................................. 9
INDEX 111
Page
Sec. 7035 ............................................................. 9
Sec. 7036 ............................................................. 9
Sec. 7037 ............................................................. 10
Sec. 7038 ............................................................. 10
Sec. 7039 ............................................................. 10
Sec. 7040, as amended by Sec. 1, H. B. 320, Okla
homa Statutes, 1937 ....................................... 10
Sec. 7045 ............................................................. 11
Sec. 7046 ............................................................ 11
Sec. 7049 ............................................................. 12
Revised Statutes, Section 1977 (8 TJ. S. C. 41).......... 2
Section 1979 (8 U. S. C. 43)........... 2
.
■
■ •• . ■ ,
.■
•
.
V-
.
%
■
SUPREME COURT OF THE UNITED STATES
O C T O B ER T ER M , 1938
No. 643
WILLIE EVA SIMMONS
VSm Appellant,
THE BOARD OF EDUCATION OF THE CITY OF
MUSKOGEE OF THE STATE OF OKLAHOMA
ET AL.
APPEAL FROM T H E DISTRICT COURT OP TH E UNITED STATES FOR
T H E EASTERN DISTRICT OF OKLAHOM A
S T A T E M E N T A S T O JU R IS D IC T IO N .
May it please the H onorable Court :
The appellant in the above entitled cause, Willie Eva Sim
mons, in support of the jurisdiction of this Honorable Court
to review the above entitled cause on appeal, respectfully
represents:
A.
Statutory Provisions Sustaining Jurisdiction.
(a) The District Court of the United States for the East
ern District of Oklahoma had original jurisdiction of said
cause.
2
By her first amended and supplemental complaint (R. 1-
25) filed in said District Court, said appellant prayed for an
interlocutory injunction and also for a permanent injunc
tion, under Sec. 266, Judicial Code, Amended, to restrain
the appellee Mac Q. Williamson, Attorney General and ex-
Officio Bond Commissioner of the State of Oklahoma; the
Board of Education of the City of Muskogee, Oklahoma, and
other local officials from proceeding to issue, sell, certify and
approve proposed bonds of said Board of Education in the
sum of $275,000.00, and to restrain said parties from doing
other acts pursuant to and in the enforcement of the herein
after mentioned statutes of the State of Oklahoma, it being
alleged in said complaint and contended by appellant that
said State Statutes and said acts of the defendants there
under violate Section 1 of the 14th Amendment to the Fed
eral Constitution, and violated R. S., Secs. 1977 and 1979
(TJ. S. C., Title 8, Secs. 41 and 43), providing for equal
rights of citizens of the United States.
Said appellant, as plaintiff, sued on behalf of herself as
well as on behalf of .many other Negro citizens similarly
situated. All proper jurisdictional allegations were made
in said complaint. Plaintiff and all other parties, except
Mac Q. Williamson, were alleged to be residents of the East
ern District, and said Mac Q. Williamson, was alleged to be
a resident of the Western District, all of the State of Okla
homa (R. 2). It was properly alleged that the amount in con
troversy exclusive of interest and cost, exceeded the sum and
value of $3,000.00.
Said District Court for the Eastern District of Oklahoma
had original jurisdiction. Judicial Code, Sec. 24, Amended,
U. S. C., Title 28, Sec. 41, paragraphs (1) and (14).
Venue of said cause properly lay in said District Court.
Judicial Code, Sec. 52; U. S. C., Title 28, Sec. 113.
3
(b) The Supreme Court of the United States has jurisdic
tion of said cause upon appeal.
Said suit was instituted in said Federal District Court,
under Sec. 266 of the Judicial Code, Amended, U. S. C.,
Title 28, Sec. 380, amended, for interlocutory injunction and
also for a permanent injunction to restrain Mac Q. William
son, as Attorney General and ex-Officio Bond Commissioner
of the State of Oklahoma, and also to restrain other local
officers from enforcing and executing the hereinafter men
tioned statutes of the State of Oklahoma, it being contended
by appellant that said statutes were unconstitutional and
violative of Section 1 of Article 14 of Amendment to the Con
stitution of the United States, and violative of ft. S., Secs.
1977 and 1979, providing for equal rights of persons within
the jurisdiction of the United States.
It further appeared that due and proper notice of hearing
in the trial court was properly made and given to said At
torney General of said State of Oklahoma, to the Governor
of said State of Oklahoma, as well as to the defendants in
said cause; and that said cause was heard before a statu
tory, three-judge court, under J. C., Sec. 266, amended.
This appeal is prosecuted to this Supreme Court of the
United States from the order of said Federal District Court,
upon hearing, denying to said appellant an interlocutory in
junction as prayed for, and also from the final decree in said
cause, denying to said appellant a permanent injunction as
prayed for (R. 62, 64).
The appeal herein has been allowed by said Federal
District Court, and duly perfected to this Court, in all
respects in conformity with law and agreeably to the rules
of this Honorable Court (R. 68-106).
Said appellant respectfully contends that this Honorable
Supreme Court of the United States has jurisdiction in
4
said appeal by virtue of U. S. C. A., Title 28, Sec. 345
(Judicial Code, 238, as amended by the Act of Feb. 13,
1925); paragraph No. 3 of said Section 238; as well as by
reason of Sec. 266 of the Judicial Code, Amended; U. S.
C. A., Title 28, Sec. 380, as amended by the Act of Feb.
13, 1925, providing for a direct appeal to this Court from
an order of a statutory three-judge district court denying
interlocutory injunction, as well as from a final decree de
nying a permanent injunction in such case. This appeal
is prosecuted from such order and from such final decree
in such case.
B .
The Statutes of the State of Oklahoma Contended by Said
Appellant to be Violative of the Constitution of the United
States.
It appears from the allegations of the complaint (R. 4,
paragraph 6), as well as from the findings of fact and con
clusions of law made by the trial court (copy thereof at
tached hereto; also, R. 40) that in proceeding to issue, sell,
and certify the bonds herein sought by appellant to be en
joined, the appellees are proceeding with the enforcement,
operation, and execution of the statutes of the State of Okla
homa, duly enacted by the Legislature of said State, desig
nated as Article 9, of Chapter 34, 0. S. 1931 (Secs. 6853-
6914; Vol. I, 0. S. 1931, pp. 1998-2015), and pertaining to
Independent School Districts.
Appellant respectfully shows to the Honorable Court that
the provisions of said Article 9 of said Chapter 34, partic
ularly contended by said appellant to be unconstitutional,
violative of Section 1 of Article 14 of Amendment to the
Constitution of United States and also violative of U. S. C.,
title 8, Section 41 (R. S., Sec. 1977), are as follows, to wit:
Sec. 6853 (Vol. I, 0. S. 1931, p. 1999):
‘ ‘ 6853. Independent Districts in Cities and Towns.—
Each city of the first class, and each incorporated town
5
maintaining a four years high school fully accredited
with the State University, shall constitute an inde
pendent district and be governed by the provisions of
this article.”
Sec. 6861 (Vol. I, 0. S. 1931, p. 2001):
“ 6861. Independent District a Body Corporate—
Powers.—The public schools of each city or town or
ganized in pursuance of this article shall be a body
corporate and shall possess the usual power of corpo
rations for public purposes, by the name and style of
‘ The Board of Education of the city or town o f ----- ,
of the State of Oklahoma,’ and in that name may sue
or be sued, and be capable of contracting or being con
tracted with, of holding and conveying such personal
and real estate as it may come into possession of, by
will or otherwise, or as is authorized to be purchased
by the provisions of this article. ’ ’
Sec. 6867 (Vol. I, 0. S. 1931, p. 2003):
‘ ‘ 6867. Powers of Boards.—The Board of Education
shall have power to elect their own officers, except the
treasurer, to fill any vacancy which may occur in that
body to serve the unexpired term; to make their own
rules and regulations, subject to the provisions of this
article; to organize and maintain a system of graded
schools; to establish a high school whenever, in their
opinion, the educational interest of the city demands
the same, and to exercise the sole control over the
school and school property of the city.”
Sec. 6876 (Vol. I, O. S. 1931, p. 2005):
“ 6876. Property Subject to Taxation—Taxes Turned
Over to Treasurer.—The taxable property of the whole
city or incorporated town, including the territory at
tached for school purposes, shall be subject to taxa
tion. All taxes collected for the benefit of the school
shall be placed in the hands of the treasurer, subject
to the order of the board of education,”
6
“ 6880. Board May Borrow Money and Issue Bonds
for Improvements.—Whenever it shall become neces
sary for the Board of Education of any school district,
in which is included in whole or in part, a city of the
first class, to raise sufficient funds for the purchase of
school site or sites, or to erect or purchase and equip
a suitable school building or buildings, or both, or for
the purpose of making repairs of such school building
or buildings or purchasing a school site or sites, for
such building or buildings, either or both, it shall be
lawful for such Board of Education of such city to bor
row money for which they are hereby authorized and
empowered to issue bonds bearing a rate of interest,
not exceeding five per cent, per annum, payable semi
annually, at such place as may be shown on the face
of such bonds, which bonds shall be payable in not
more than twenty-five years from date; and the Board
of Education is hereby authorized and empowered to
sell such bonds at not less than their par value: Pro
vided, that before any bonds shall be issued, the mayor
of the city composing in whole or in part such school
district, shall cause an election to be held in such dis
trict as herein provided: Provided, further, that bonds
may be voted in one issue at the same election, for any
or all of the purposes hereinbefore enumerated.”
Sec. 6881 (Vol. I, O. S. 1931, p. 2007):
“ 6881. Bond Election—Procedure.—It shall he the
duty of the mayor of each city governed by this article,
upon the request of the board of education, forthwith
to call an election, to be conducted in all respects as are
special elections for city officers in the same city, ex
cept that the returns shall be made to the board of edu
cation for the purpose of taking the sense of such
district upon the question of issuing such bonds, nam
ing in the proclamation of such election the amount of
bonds to be voted on and the purpose for which they
are to be issued; and he shall cause to be published
in a newspaper of general circulation published in the
Sec. 6880 (Yol. I, 0. S. 1931, p. 2006):
7
said district the time and place of such election, such
notice to be given at least ten days before such elec
tion. ’ ’
Sec. 6892 (Vol. I, 0. S. 1931, p. 2009):
“ 6892. School Property Pledged to Pay Bonds.—
The school fund and property of such city and terri
tory attached for school purposes is hereby pledged to
the payment of the interest and principal of the bonds
mentioned in this article, as the same may become due. ’ ’
It seems that a clear understanding of the afore-quoted
statutes of the State of Oklahoma, contended by appel
lant to be unconstitutional, necessitates a consideration of
the other cognate constitutional and statutory laws of said
State. Such other and related provisions of the Constitu
tion and Statutes of the State of Oklahoma are as follows:
Sec. 6884 (Vol. I, 0. S. 1931, p. 2007):
“ 6884. Bonds—Signing and Certifying—Denomina
tions.—The bonds, the issuance of which is provided in
the preceding sections, shall be signed by the presi
dent, attested by the clerk and countersigned by the
treasurer of the board of education, and shall have en
dorsed thereon a certificate signed by the county clerk
or other officer authorized by law to sign such certifi
cate and the county attorney of the county wherein
such district is located, stating that said bonds, or evi
dence of debt is issued pursuant to law and that said
issue is within the debt limit; provided, that each of
said bonds shall be for a sum of not less than one hun
dred dollars.”
Article 5, Chapter 27 (Vol. I, O. S. 1931, pp. 1576-1577):
“ 5412. Attorney General ex-Officio Commissioner.—
The Attorney General is hereby made ex officio bond
commissioner of the State of Oklahoma.
“ 5413. Duties of Commissioner—Bonds Incontest
able 30 Days After Approval.—It shall be the duty of
8
such bond Commissioner to prepare uniform forms
and prescribe a method of procedure under the laws
of the State in all cases where it is desired to issue
public securities or bonds, in any county, township,
municipality or political or other subdivisions thereof
of the State of Oklahoma; and it shall be the further
duty of said bond commissioner to examine into and
pass upon any security so issued, and such security,
when declared by the certificate of said bond commis
sioner to be issued in accordance with the forms of
procedure so provided shall be incontestable in any
court in the State of Oklahoma unless suit thereon
shall be brought in a court having jurisdiction of the
same within thirty days from the date of the approval
of said securities by the bond commissioner.
“ 5414. Bond Invalid Without Certificate.—No bond
hereafter issued by any political or municipal subdivi
sion of this State shall be valid without the certificate
of said bond commissioner.”
Sec. 3, Article 13, of the Oklahoma Constitution (Vol. II,
0. S. 1931, p. 1495, Sec. 13676):
“ 13676. Separate Schools.—
Sec. 3. Separate schools for white and colored chil
dren with like accommodation shall be provided by the
Legislature and impartially maintained. The term
‘ colored children,’ as used in this section, shall be con
strued to mean children of African descent. The term
‘white children’ shall include all other children.”
And said appellant further represents and shows to the
court that Article 18 of aforementioned Chapter 34, 0. S.
1931, concerning “ Separate Schools” , provides as follows:
Section 7033 (Vol. I, 0. S. 1931, p. 2048):
“ 7033. Separation of White and Colored Races.—
The public schools of the State of Oklahoma shall be
organized and maintained upon a complete plan of sep
aration between the white and colored races, with im
partial facilities for both races.”
9
“ 7034. Definition of Terms.—The term ‘ colored’, as
used in the preceding section shall be construed to
mean all persons of African descent who possess any
quantum of negro blood, and the term ‘white’ shall
include all other persons. The term ‘public school’,
within the meaning of this article, shall include all
schools provided for, or maintained, in whole or in
part, at public expense.”
Section 7035 (Yol. I, O. S. 1931, p. 2048):
“ 7035. Separate School Defined.—The county sep
arate school in each school district is hereby declared
to be that school in said school district of the race
having the fewest number of children in said school
district; provided that the county superintendent of
public instruction of each county shall have authority
to designate what school or schools in each school dis
trict shall be the separate school and which class of
children, either white or colored, shall have the privi
lege of attending such separate school or schools in
said school district. Members of the district school
board shall be of the same race as the children who
are entitled to attend the school of the district, not the
separate school.”
Section 7036 (Vol. I, O. S. 1931, p. 2049):
“ 7036. Allowing child of One Race to Attend School
of Another—Penalty.—Any teacher in this state who
shall wilfully and knowingly allow any child of the
colored race to attend the school maintained for the
white race, or allow any white child to attend the
school maintained for the colored race, shall be deemed
guilty of a misdemeanor, and upon conviction thereof
shall be fined in any sum not less than ten dollars nor
more than fifty dollars, and his certificate shall be
cancelled and he shall not have another issued to him
for a term of one year.”
2 q
Section 7034 (Yol. I, 0. S. 1931, p. 2048):
10
“ 7037. Mixed Schools—Punishment for Conducting.
—It shall be unlawful for any person, corporation or
association of persons, to maintain or operate any col
lege, school or institution of this state where persons
of both white and colored races are received as pupils
for instruction, and any person or corporation who
shall operate or maintain any such college, school or
institution in violation hereof, shall be deemed guilty
of a misdemeanor, and upon conviction thereof shall
be fined not less than one hundred dollars nor more
than five hundred dollars, and each day such school,
college or institution shall be open and maintained
shall be deemed a separate offense. ’ ’
Similarly, Section 7038 makes it a misdemeanor to teach
in such mixed school; and Section 7039 makes it a mis
demeanor to attend such mixed school. In each case, each
day of such violation is denominated a separate offense.
Sec. 1, H. B. 320, Oklahoma Statutes, 1937, Amending
Sec. 7040, O. S. 1931 (Okla. Statutes, 1937, p. —), provides:
“ 320. Separate Schools—Tax Levy—Regulations.—
In all cases where County Separate Schools for white
and colored children are maintained, the County Ex
cise Board shall annually levy a tax on all taxable
property in their respective counties, sufficient to main
tain such separate schools as are hereinafter provided.
Upon estimate made by the County Commissioners,
said taxes shall be estimated, published, levied, and
collected in the same manner as other taxes for county
purposes; provided, however, that in all Independent
Districts where separate schools for white and colored
children are maintained, it shall be the duty of the
Board of Education therein, at the time provided for
preparing its annual budget, to prepare a separate
budget showing the amount of money that will be re
quired to be raised by taxation, for the support and
maintenance of such separate schools, including a sum
Section 7037 (Vol. I, 0. S. 1931, p. 2049):
11
sufficient to pay a reasonable pro rate share of the cost
of superintending, supervising and administering the
schools and school system of said Independent District
including said separate schools, and the amount neces
sary to purchase sites and to erect school buildings for
such separate schools for the coming fiscal year; * *
Sec. 7045 (Yol. I, 0. S. 1931, p. 2051) provides:
“ 7045. Teachers—Employment and Qualifications.
—It shall hereafter be the duty of all County Super
intendents of Public Instruction to contract with and
employ all teachers for the county separate schools,
except independent district, now maintained or here
after to be established in their respective counties;
Provided, that the Board of Education in all independ
ent districts, shall contract with, and employ all teach
ers in the separate schools of such independent dis-
tiicts. Teachers so employed shall possess all the
qualifications which are now required by law, and the
County Superintendent of Public Instruction shall have
the power to prescribe rules and regulations for the
government of all county separate schools in his
county, except independent districts.”
Sec. 7046 (Vol. I, O. S. 1931, p. 2051):
“ 7046. Same.—It shall hereafter be the duty of the
County Superintendent of Public Instruction to con
tract with and employ all teachers for the county sep
arate schools now maintained, or hereafter to be estab
lished in their respective counties; provided, that the
Board of Education in all independent districts shall
contract with and employ all the teachers for the
schools of such district which have been designated by
the county superintendents as the county separate
school within such districts. Teachers, before being so
employed, shall possess all the qualifications which are
now required by law, and the county superintendent of
public instruction shall have the power to prescribe
rules and regulations for the government of all county
12
separate schools in his county, except those within the
independent districts, and in such independent dis
tricts where the same is composed wholly or in part
by a city of the first class the Board of Education of
such city shall have full control, management and dis
cipline and prescribe the rules and regulations for the
government of the separate schools in such districts;
and that the Board of Education of cities of the first
class shall keep a separate account of all expenditures
made in maintaining such separate schools and shall
at the end of each month, certify the same to the Board
of County Commissioners of the county in which such
school district is situated, and said Board of County
Commissioners shall pay the same.”
Sec. 7049, (Vol. I, O. S. 1931, p. 2052) :
” 7049. Payment of Teachers.—Warrants for the
salary of teachers employed in the separate schools,
excepting those in independent districts, and all orders
or warrants for the expense of such schools shall be
issued upon the Treasurer by the County Clerk and
countersigned by the County Superintendent; Provided,
however, that the County Clerk shall not draw on said
separate school fund for any greater amount for
teachers employed for any district than is paid the like
number of teachers for like time by the school district
for teaching in other schools for said districts.”
C.
Date of Order and Decree Sought to be Reviewed, and Date
Upon Which Application for Appeal was Presented to
Trial Court, and Upon Which Appeal was Allowed to
This Court.
Both the order denying interlocutory injunction and the
final decree denying permanent injunction were made,
entered and filed in the trial court on the 12th day of Oc
tober, 1938 (see order denying interlocutory injunction, R.
62, and also, judgment (final decree), R. 64).
13
Application for appeal herein (R. 68) to this Honorable
Court was duly presented to the Honorable Eugene Rice,
District Judge (and one of the trial judges) on the 4th day
of January, 1939, within three months after the entry of
such respective order and final decree, and within the time
provided by Section 8 (a) of the Act of Congress of Feb
ruary 13,1925; U. S. Code, Title 28, Sec. 350; 43 Stat. L. 936.
The Appeal herein to this Honorable Court has been per
fected in all respects in conformity with law, the Equity
Rules, and the Rules of the Supreme Court.
D.
Nature of Case and Rulings of the Trial Court.
It seems that the nature of the case has been hereinabove
sufficiently set forth. The trial court denied plaintiff both
the interlocutory injunction and permanent injunction as
prayed for (R. 62, 64), and found and held that the statutes
of the State of Oklahoma in question (Article 9 of Chapter
34, 0. S. 1931; herein supra; Vol. I, 0. S. 1931, pp. 1998-
2015) were constitutional and not violative of the 14th
Amendment. The basis of the rulings of the trial court is
set forth in its findings of fact and conclusions of law hereto
attached.
That the Federal constitutional questions involved are
fundamental, serious, and substantial—and not strained or
fanciful, appears from the 5th, 6th and 7th assigned errors
(see assignment of errors, R. 99-107), which are, respec
tively, as follows:
V.
It appears from the Fifth Finding of Fact that the
Defendants, under the State laws in question, are pro
ceeding to expend Five Hundred Thousand Dollars
($500,000.00) of public funds for improvement of the
white schools, and that under said State laws it would
14
be illegal for said defendants to expend any part of said
fund (or of any similar fund) for the separate or Negro
schools, although the trial court found that the white
and Negro schools were equally in need of im
provements ;—such laws and such acts by the defend
ants deny to Negro citizens and tax payers, includ
ing plaintiff, equal protection of the laws in violation of
Section 1 of the 14th Article of Amendment to the Con
stitution of the United States, and the trial court com
mitted error in failing and refusing so to find and hold.
VI.
It appearing that under 0. S. 1931, Sec. 7045, the de
fendant Board of Education of the City of Muskogee
is given supervision and control of the separate or
Negro schools in said city; and it appearing from the
Fifth Finding of Fact (under 0. S. 1931, Sec. 7035) that
the members of said Board of Education must be of the
white race; such laws, making it impossible for plain
tiff, or any other Negro patron or tax payer, to be a
member of the Board of Education having supervision
and control of the Negro schools, deny to plaintiff the
equal protection of the laws and violate Section 1 of the
14th Article of Amendment to the United States Consti
tution ; and the trial court erred in refusing so to hold.
VII.
Article 9 of Chapter 34, 0. S. 1931 (Secs. 6880-6884,
and 6892) purports to give to the defendant Board of
Education, having supervision of both the white and
colored schools in the City of Muskogee, ample power
to issue bonds, secured by all property in the City, to
provided funds for improving the said white schools,
but no authority to issue bonds for the improvement of
said Negro schools; and said laws and the enforcement
thereof by defendants deny to plaintiff the equal protec
tion of the laws, they violate Section 1 of the 14th Ar
ticle of Amendment to the Federal Constitution, and the
trial court committed error in holding to the contrary.
15
(a) Cases Cited by Appellant in Support of the Jurisdiction
of This Court.
The action being to enjoin the Attorney General, ex-Officio
Bond Commissioner of the State of Oklahoma, and other
defendants from enforcing and executing the laws of said
State alleged to be unconstitutional (under U. S. Constitu
tion), the District Court had original jurisdiction, and this
Court has appellate jurisdiction (Judicial Code, Sec. 266,
Amended; U. S. C., Title 28, Sec. 380, Amended):
Home Tel. and Tel. Co. v. Los Angeles et al. (1913), 227
U. S. 278, 57 L. Ed. 510;
Truax et al. v. Raich (1915), 239 U. S. 33, 60 L. Ed. 131;
Pierce et al. v. Society of the Sisters, etc. (1924), 268
IT. S. 510, 69 L. Ed. 1070;
Herkness v. Irion et al. (1928), 278 U. S. 92, 73 L. Ed.
198;
Sterling, Gov. of Texas, et al., v. Constantin (1932), 287
U. S. 378, — L. Ed.— ;
Norfolk and Western Ry. v. Board of Public Works, etc.
(1933, D. C. W. Va,), 3 Fed. Sup. 791;
Reppel v. Board of Liquidation (D. C., E. D., La. 1935),
11 Fed. Sup. 799.
(b) Cases Cited by Appellant in Support of the Substantial
ity of the Federal Constitutional Questions Involved.
McFarland v. Goins (1909), 96 Miss. 67, 50 So. 493;
Yick Wo v. Hopkins (1885), 118 IT. S. 356, 30 L. Ed. 220;
Buchanan v. Warley (1917), 345 IT. S. 60, 62 L. Ed. 149;
State of Missouri ex rel. Lloyd Gaines v. Canada, etc.,
et al. (No. 57, October Term, 1938, decided Dec. 12,
1938), not officially reported at date hereof.
1 6
(c) The Doctrine of Gumming v. Board of Education is Not
Applicable to This Case.
This case, wherein the State statutes in question as well
as their administration patently and uniformly discriminate
against the minority group, is not controlled by the doctrine
of Gumming v. Board of Education (1899), 175 U. S. 528, 44
L. Ed. 262, in which latter case, in the administration of a
law which was fair and equal on its face, occurred minor and
insubstantial inequality which was necessitated by peculiar
circumstances.
The case of McFarland v. Goins, supra, is squarely in
point on the present constitutional question raised under the
14th Amendment; and the opinion in said case clearly dis
tinguishes the Cumming-Board of Education case from one
like the instant case.
E.
Opinion of Trial Court,
The trial court did not render a formal opinion, but
the findings of fact and conclusions of law (pp. 11-32,
infra) sufficiently disclosed the bases of the rulings of said
trial court. There were no earlier opinions in this case, nor
were there any companion cases.
As hereinabove stated, the trial court rendered its order
denying interlocutory injunction, and also its final decree
denying permanent injunction (R. 62, 64), and this appeal
is from both said order and final decree.
It is by this appellant contended that the trial court erred
and improvidently and abusively exercised the judicial dis
cretion, in denying both interlocutory injunction and per
manent injunction, prayed for by appellant. The bases of
said contentions of appellant are as follows, to-wit:
1. This appellant contended in her complaint (R. 4)
that said Article 9, Chapter 34, 0. S. 1931, violated the
17
14th Amendment to the Federal Constitution, because
in the enforcement of said state law the defendants are
proceeding to expend Five Hundred Thousand Dollars
($500,000.00) of public funds for the exclusive benefit
of the white or Independent Schools in the City of
Muskogee; that under said state laws it would be illegal
for said defendants to expend any part of said fund (or
of any similar fund) upon any of the Negro schools in
said city; further, that appellant, as a tax payer in said
city, must under said laws pay taxes to discharge the
bonds used to raise said funds; and that it would be a
criminal act for any child of appellant, or of any other
Negro parent, to attempt to attend any schools so im
proved by said funds. The trial court held, in effect,
that plaintiff had an adequate remedy by application
for writ of mandamus, to procure sufficient funds to
“ maintain” said Separate or Negro schools “ a full
school term” (See: Fifth Finding of Fact.) Such rul
ing by the trial court was erroneous, and not dispositive
of the constitutional question before it, for it was con
tended by appellant, and the effect of said Amendment,
that the 14th Amendment guaranteed her the equal pro
tection of the laws, and not that it guaranteed any group
a school of any particular quality of length of term.
2. The appellant contended that said laws of the state
of Oklahoma, creating the appellee Board of Education,
giving it control and supervision of the Separate or
Negro schools in the City of Muskogee, and limiting the
membership of said Board to the members of the white
race, denied to appellant, as well as to other Negroes,
the equal protection of the laws. The trial court (Find
ing No. 4) found that in some of the schools districts in
the State of Oklahoma, under said state laws, the ma
jority schools are established and operated for and by
the Negroes. Said finding and holding by_ the trial
court was merely another illustration of the discrimina
tory and unconstitutional operation of said state laws
against qther minority groups who are denied equal
protection of the laws; and said finding was not dis
positive of the constitutional question before said
18
court; and said trial court abused its discretion in find
ing and holding that said laws in question did not vio
late said 14th Amendment by denying to appellant and
other Negroes the equal protection of the laws.
3. By its Fifth Finding of Fact, the trial court found:
“ That up to this time, before this proposition for
the white schools was made, it appeared from the evi
dence that white and Negro schools were in equal need
for improvements”
Then said trial court proceeded to find and to hold that
said state laws in question, authorizing said appellee
Board of Education to expend Five Hundred Thousand
Dollars ($500,000.00) for the improvement of said white
schools of the City of Muskogee, said public funds to be
repaid by Negro residents and tax payers, as well as by
the whites; said Board of Education not being author
ized to expend any part of said fund (nor of any similar
fund) for said Negro schools of said city; did not deny
to said Negro schools or to said Negro residents and tax
payers of said City, the equal protection of the laws re
quired by the 14th Amendment. Such holding was so
clearly erroneous as to amount to an abuse of the judi
cial discretion.
W herefore it is respectfully submitted by the appellant
that this Honorable Supreme Court of the United States has
jurisdiction of this appeal by virtue of Sections- 238 and 266
of the Judicial Code, as amended by the Act of February 13,
1925.
Respectfully submitted,
Charles A. Chandler,
Counsel for Appellant.
Note.— At the date of preparation of this Jurisdictional
Statement, the Transcript of Record has not been printed;
and all references therein to the record are to the pages of
the unprinted record prepared by the clerk of the United
States District Court for the Eastern District of Oklahoma.
19
E X H I B I T “ A ” .
Findings by the Court under Rule 52, the Findings Being
Made Specially and Conclusions of Law Separately.
Findings of Fact.
(1) That plaintiff is a native born citizen and resident
of the City of Muskogee, in Muskogee County, Eastern
District of Oklahoma, all other defendants other than Mac
Q. Williamson, Attorney General of the State of Oklahoma,
being citizens and residents of Muskogee County, Eastern
District of said state, the defendant, Mac Q. Williamson,
Attorney General and Ex-Officio Bond Commissioner of the
State of Oklahoma, being a citizen and resident of the
Western District thereof.
(2) Notice of this hearing before a three-judge court has
been given to the Governor of said state and to the Attorney
General thereof as provided by the requirements of the
judicial code as amended, the Attorney General appearing-
in person. The complainant in open court through her
attorney states that she does not challenge or question the
provisions of the Constitution of Oklahoma or of the stat
utes of said state insofar as they, on their face, provide
for a separation of the races in the schools of said state.
(3) That defendant, Board of Education of the City of
Muskogee of said state is a subordinate municipal or politi
cal corporation. The school district under its administra
tive control embraces the City of Muskogee and adjacent
territory thereto attached for school purposes, and the de
fendants, Arthur Catlett, James A. Lathim, W. H. Cun
ningham and C. A. Ambrister, and E. D. Cave, except as
to said Cave, are the duly elected, qualified and acting
members of said Board of Education, the said Cave being
the duly appointed, qualified and acting Clerk of said
board, and other defendants are duly qualified and acting
officials as designated, to-wit: S. M. McManus, Mayor of
said city; A..,Camp Bonds and Theo Frazier, respectively
County Attorney and County Clerk of said county in said
state; and Mac Q. Williamson, Attorney General and Ex-
20
Officio Bond Commissioner of said state, and the City of
Muskogee and the adjacent territory thereto attached for
school purposes has been duly and legally constituted and
designated as Independent School District No. 20.
(4) That the majority schools in said district No. 20 are
designated and established as schools for children of those
other than of African or negro descent, denominated as
negroes or colored, the Separate Schools in said district
being constituted, designated and established as schools for
children of negroes. That in the State of Oklahoma Sepa
rate Schools for children have been established and oper
ated for the two races; that in a number of the districts of
the State of Oklahoma, the majority schools are established
and operated for negroes and the Separate or minority
schools are correspondingly established and operated for
pupils other than negroes. In the white school districts
the board members are to correspond with the race for
which the school is established. If it was for the whites,
so denominated, the members of the board are to so cor
respond, if the African or negro race the members of the
board are to so correspond. That is, if the majority school
was for the whites, the members of the school board should
be from the whites, but if the majority school was colored,
the members of the school board should be from the African
race.
(5) That in the entire state of Oklahoma, the amount of
money expended per pupil for the school year of 1935-36
was approximately $54.00 per capita for white pupils and
$52.00 per capita for negro pupils, and since that year the
amount spent per capita for negro pupils has increased
more in proportion by reason of the operation of the state
statutes relating to primary and secondary aid. -That the
schools for negroes have been established and are being
operated in the State of Oklahoma with the same standards
required as in the case of white schools, and that such negro
schools so established have increased during the past four
years more than 24% and high schools established for the
use of white children have increased only one-fourth of
1%; that all of said high schools, both for white and
colored children are duly accredited in the state of Okla
21
homa under the same standards; and that in many cities
of the State of Oklahoma, other than the City of Muskogee,
greater amounts are expended for the operation of the
negro schools than the white schools, particularly in the
cities of Tulsa and Oklahoma City; that in 38 of the 77
counties in the state of Oklahoma, the amount per capita
per annum expended for negro schools is greater than that
expended for the white schools. That in School District
No. 20, embracing the City of Muskogee and adjacent ter
ritory attached thereto for school purposes, the pupils at
tending negro schools are approximately 23% of the total
number of pupils in the district; that the negro schools
have 22% in number of teachers, and have expended a
budget of approximately 19% of the total amount spent
for education in said district; that there is expended for
maintenance of negro schools approximately 22% of the
total amount expended in said district. That the average
number of pupils per teacher in the schools of said district
is 30.2 for the white schools and 31.6 for the negro schools;
that the average annual salary of teachers in the white
schools in said district is $1172.72 and in the negro schools
$887.05; that all the expense of supervision and adminis
tration, care of grounds and supervision of Art and Music
of the negro schools has heretofore been paid out of the
budget provided for the white schools. That substantially
the same curricula is offered in both the white and negro
schools and that recent additions and improvements have
been made to the negro school buildings and, as well, addi
tional ground has been purchased for their use; that both
white and negro schools receive the same care and attention
as to repairs and upkeep; that the negro schools are pro
vided with a suitable athletic field which is lacking in the
case of white schools; that the negro high school of the
City of Muskogee is a duly accredited high school in the
State of Oklahoma.
That School District No. 20 has heretofore called an elec
tion for the purpose of voting on the following proposition:
“ Shall the School District comprising the City of
Muskogee, of the State of Oklahoma, and the territory
thereto attached for school purposes, incur an indebt
22
edness by issuing its negotiable coupon bonds in the sum
of two hundred seventy-five thousand ($275,000.00) Dol
lars to provide funds for the purpose of purchasing a
site, erecting and equipping a Junior High School, and
constructing and equipping additions to existing
schools, all to be owned exclusively by such district; and
levy and collect an annual tax, in addition to all other
taxes upon all the taxable property in such district suf
ficient to pay the interest on such bonds as it falls due,
and also constitute a sinking fund for the payment of
the principal thereof, when due, such bonds to bear in
terest not to exceed the rate of four (4) per centum per
annum, payable semi-annually, and to become due
serially within twenty-five (25) years from their date.
“ Provided, however, that the issuance of said bonds
is expressly conditioned upon the grant to said school
district of the sum of not less than Two Hundred
Twenty-five Thousand ($225,000.00) Dollars by the
Federal Emergency Administration of Public Works,
said grant to be used as far as may be necessary to aid
in the payment of the cost of such improvement and
the balance of such grant to be used for the construction
of an Athletic Stadium, such Stadium to cost not more
than Eighty-five Thousand ($85,000.00) Dollars.”
That the election upon said proposed Bond issue was held
September 15th, 1938, and the same carried and the Board
of Education advertised for sale of said bonds.
That the evidence does not disclose that any proposition
is now being made for the improvement of the negro or
separate school buildings in said district; that all of this
proposition is for the majority schools or the white schools;
that up to this time, before this proposition for the white
schools was made, it appeared from the evidence that the
white and negro schools were in equal need for improve
ments. As to whether a county levy has been made for addi
tional buildings or additions to buildings, that is not clear
from the evidence.
The proclamation for the call of this election provides :
“ Shall the School District comprising the City of
Muskogee * * * and the territory thereto attached for
23
school purposes, incur an indebtedness * * * in the
sum of two hundred seventy-five thousand ($275,000.00)
Dollars to provide funds for the purpose of purchasing a
site, erecting and equipping a Junior High School, and
constructing and equipping additions to existing
schools. * * * ”
That an athletic stadium does not come within the purpose
as stated in the proclamation: “ purchasing a site, erecting
and equipping additions to existing schools * # *
That any reservation as to the constructing of a stadium
from the grant of the Federal Emergency Administration
of Public Works has not been presented in this case.
That the negro high school auditorium is used also as a
gymnasium, a part thereof being set off also and used as a
library, and the negro schools also have an athletic ground
available for their use. The two high schools for white
pupils in said city are each equipped with a gymnasium.
That beginning with the fiscal year of 1937-38 by legisla
tive act and state appropriation substantial and adequate
primary and secondary aid for the public schools of the
state, which included not only the white schools but also the
negro schools, has afforded relief to the end that the schools
might be adequately maintained for a full school year, which
was aimed to include from eight to nine months prior to that
time, and which now is a nine-months’ school. The available
school funds prior to that time were not sufficient either in
the negro schools or the white schools to meet the minimum
or reasonable requirements for either the white or negro
schools.
That beginning with the fiscal year 1937-1938, the per
pupil expenditure in the white high schools was $65.41, and
in the negro high school was $63.43, and in the white ele
mentary schools $60.21, and in the negro elementary schools,
$38.79, and that if these amounts, to-wit, $63.43 for the negro
high school and $38.79 for the negro _ elementary schools
were not reasonably adequate to maintain a full school tei m,
that an adequate remedy at law existed by mandamus to i e-
quire full levies within the legal limitation to be made for
tax levies which applied equally to the whites as well as to
the negro schools, in case the white was the minority oi the
24
negro was the minority school, and in many instances in the
state the whites are in the minority school, and there is no
showing in the evidence that under the tax limitations an
additional levy, if such were necessary, was not available.
That the negro high school and white high schools are
examined by the same inspectors as to qualifications and
accrediting, and there is no evidence showing any bad faith
or inefficiency in such examination as to either race.
That as to the Junior College work furnished by the
white Junior College in Muskogee, the entrants therein
pay tuition to cover the two Junior College years, and there
is no evidence in the record to show it is not a reasonable
tuition, but it does appear that the education therein is not
free; that if there is any discrimination in this respect,
there is a legal remedy lay mandamus for its correction,
and there is no evidence shown that any such contention
has been made or such remedy invoked.
That it does not appear that any part of the Two Hun
dred Seventy-Five Thousand ($275,000.00) Hollar bond
issue is to be used for building a stadium, but that the stad
ium is to be constructed out of the Public Works Adminis
tration grant, which is the sum of Two Hundred Twenty-
Five Thousand ($225,000.00) Dollars.
That in said school district, the children of the respective
races, white and negro, attend separate schools, the ma
jority schools of said district being attended by white chil
dren. The members of the Board of Education in said dis
trict are as provided by the Constitution and statutes of
the same race as of the children attending the majority
schools, and the negro children attend the schools desig
nated as minority or separate schools, the same rule apply
ing when the negroes are the majority school district, in
that case the board to be filled by negroes and not whites.
The existing school enrollment for said schools, white and
negro respectively, for the school year 1937-38, was 6,391
white, and 1,916 colored.
That the plaintiff is the mother or parent of a son who
is of African or negro descent attending said separate
school in said district, and that she is also of African or
negro descent, and is a tax payer. That there are many
other negro residents in said city, citizens of the United
25
States, who are parents of negro children attending said
separate public schools in said district, and taxpayers in
said city, and that complainant or plaintiff sues on behalf
of them as well as for her own benefit.
That the Manual Training High School was erected in
1909, the Douglas School in 1905, and the Dunbar School
in 1904, and the evidence shows other additions and im
provements to the school buildings in said separate dis
trict since 1909, but there should be some improvement
apparently, from the evidence, as to the sewerage and toil
ets, adequate remedy by law being available for such re
lief.
Conclusions of Law.
(1) That this court has jurisdiction only insofar as the
constitutionality of the separate school law is involved, as
contravening the Constitution of the United States, there
being no diversity of citizenship, the jurisdiction of this
court being invoked not on the ground of diverse citizen
ship, the complainant raising a federal question by assert
ing that her right under the Constitution of the United
States and especially under Section 1 of the Fourteenth
Amendment have been violated on account of the provi
sions in the state constitution of Oklahoma, and the stat
ute thereof as to separate schools for the negro and white
races. This court is restricted to the determination of
that question, as to whether the state constitution and stat
utes as to separate schools, for the white and negro races
violate complainant’s federal guaranteed constitutional
rights. As to the question of the proper administration of
the separate schools as between the whites and the negroes,
that issue is not determinable in this case on account of
lack of diversity of citizenship, the complainant being pre-
termitted for the determination of her rights in the state
court where she would have an adequate remedy at law.
Jew Ho. v. Williamson (9th Cir.), 103 Fed. 10.
(2) The notice served on the Governor and the Attorney
General wherein the Attorney General also appears in per
son, complies with the provision of the statute requiring
such notice as preliminary to his hearing.
26
See School District No. 7, Muskogee Co. v. Hunnicut
(10th Cir.), 51 Fed. (2d) 528; id. 283 U. S. 810; Oklahoma
Constitution, Article 13, Sections 1, 3, 4, 5, 6, and 7; Article
10, Section 9 as amended; and Oklahoma Statutes, Section
7033, 0. S. 1931, Tit. 70, O. S. A. Sec. 451; Section 7034,
O. S. 1931, Tit. 70 0. S. A. Sec, 452; Section 7035, 0. S.
1931, Tit. 70 0. S. A. Sec. 453; and Section 7040, 0. S. 1931,
as amended and superseded by Act of May 11, 1937, House
Bill No. 320, Tit. 70, Sec. 458, Chapter 15, 0. S. A., July
1937, pp. 554.
In School District No. 7, Muskogee Co. v. Hunnicut,
supra, it is said:
“ Another contention of the plaintiffs is that the
action of the county superintendent should be enjoined
because a discrimination is said to result from the dis
proportionate funds allowed for the colored school as
compared with the white school, as the former could
not then be maintained with equal facilities or advan
tages, on account of the needs of a greater number of
pupils.
“ If we assume that there was the alleged disparity
in the funds, it did not arise from the interchange of the
schools, but from an insufficient levy by the county ex
cise board, which is not a party to this suit. It is our
opinion that the constitutional requirement of equal
advantages or like accommodations to the schools does
not mean that the colored race shall have the district
school or vice versa. The question under the Federal
Constitution (Amendment 14) is whether there is a
denial of the equal protection of the laws, but it does
not occur if equal advantages are granted. United
States v. Buntin (C. C.), 10 F. 730, cited with approval
in Gong Lum v. Rice, 275 U. S. 78, 48 S. Ct. 91, 72 L. Ed.
172. See Wong Him v. Callahan (C. C.), 119 F. 381.
“ A shortage of funds might exist, for either school,
due to an insufficient levy of taxes. But it works no
denial of a constitutional right, because all the laws ap
plicable should be considered, and among them there is
the remedy to bring a mandamus action to compel an
additional levy of taxes. Board of Education v. Excise
27
Board, 86 Okl. 24, 206 P. 517. Even a suspension of a
separate school, for economic reasons under some con
ditions, may be justified. Gumming v. County Board
of Education, 175 U. S. 528, 20 S. Ct. 197, 44 L. Ed. 262;
Gong Lum v. Rice, supra.
“ The plaintiffs did not pursue the remedy open to
them, but chose to contest the statute and the enforce
ment of it and claim an infringement of their constitu
tional rights. But there was no invalidity of the statute
or wrong committed by the defendant. They are not
entitled to maintain this equity suit, because of an ade
quate and efficient remedv at law. Section 267, Jud.
Code (28 U. S. C. A., Section 384).”
This case on appeal to the Supreme Court of the United
States was affirmed in a per curiam opinion. Id. 283 U. S.
810.
(3) No question of law raised by complainant as to the
facts found in paragraph 3.
(4) The Oklahoma statute requires that members of the
district school board shall be of the same race as the children
who are entitled to attend the schools of the district (not the
separate school). See Jelsma, Co. Treas. v. Butler, 80 Okla.
46, 194 Pac. 436.
Section 3, Article 13, Constitution of Oklahoma, provides
that:
“ Separate schools for white and colored children
with like accommodation shall be provided by the Legis
lature and impartially maintained. The term ‘colored
children,’ as used in this section, shall be construed to
mean children of African descent. The term ‘white
children’ shall include all other children.”
Section 7033, Chapter 34, Article 18, O. S. 1931, provides:
“ The public schools of the State of Oklahoma shall
be organized and maintained upon a complete plan of
separation between the white and colored races, with
impartial facilities for both races.”
Under Section 7034, Chapter 34, Article 18, O. S. 1931, the
term “ public school,” within the meaning of this article
2 8
(as defined) shall include all schools provided for, or main
tained, in whole or in part, at public expense.
Section 7035 thereof provides:
“ The county separate school in each school district
is hereby declared to be that school in said school dis
trict of the race having the fewest number of children
in said school district; provided that the county super
intendent of public instruction of each county shall
have authority to designate what school or schools in
each school district shall be the separate school and
which class of children, either white or colored, shall
have the privilege of attending such separate school
or schools in said school district. Members of the dis
trict school board shall be of the same race as the
children who are entitled to attend the school of the
district, not the separate school.”
Under Section 6950, Chapter 34, Article 12, 0. S. 1931,
form of report for taking the enumeration of school children
upon which state and county apportionments of public school
funds are made is prescribed, and it is held by the Supreme
Court of said State that funds received by independent
school district based upon minority scholastic enumeration
are to be used only for benefit of minority school. Board
of Ed. v. Board of Comrs., 140 Okla. 229; Board of Comrs.
v. School Dist. 25, 141 Okla. 65. It has also been held by
said court that separate schools entitled to equal rights
under scholastic enumerations required to be made by law.
Board of Ed. v. Board of Comrs., 127 Okla. 132, 260 Pac. 22.
As to enumeration provided for by law, see Sections 6951,
6952, 6953, 6954, 6955, 6956, 6957, 6958, 6959, 6960, 6961,
Chapter 34, Article 12, O. S. 1931.
In Section 5, Article 1, Constitution of Oklahoma, it is
provided:
“ Provisions shall be made for the establishment and
maintenance of a system of public schools, which shall
be open to all the children of the State and free from
sectarian control; and said schools shall always be con
ducted in English: Provided, That nothing herein shall
preclude the teaching of other languages in said public
29
schools: And Provided Further, That this shall not be
construed to prevent the establishment and maintenance
of separate schools for white and colored children.”
Section 7104, Chapter 34, Article 21, 0. S. 1931, provides
that:
“ In extending aid to the separate schools of any
county, all of said schools in a county shall be consid
ered together as one district, and if the county shall
have levied two mills for common schools, the separate
schools in said county may receive aid in toto in such
amounts as is consistent with the provisions of this Act,
as the State Board of Education may approve. ’ ’
H. B. No. 320, Section 1, Oklahoma Statutes, Ann., 1937,
effective 90 days after May 11, 1937, pp. 554, Tit. 70, Section
458, Chapter 15, Sections 1 and 2 provide as follows:
“ In all cases where County Separate Schools for
white and colored children are maintained, the County
Excise Board shall annually levy a tax on all taxable
property in their respective counties, sufficient to main
tain such separate schools as are hereinafter provided.
Upon estimate made by the County Commissioners, said
taxes shall be estimated, published, levied, and collected
in the same manner as other taxes for county purposes;
provided, however, that in all Independent Districts
where separate schools for white and colored children
are maintained, it shall be the duty of the Board of Edu
cation therein, at the time provided for preparing its
annual budget, to prepare a separate budget showing
the amount of money that will be required to be raised
by taxation, for the support and maintenance of such
separate schools, including a sum sufficient to pay a rea
sonable pro rata share of the cost of supervising, super
intending and administering the schools and school sys
tem of said Independent District including said sepa
rate schools, and the amount necessary to purchase sites
and to erect school buildings for such separate schools
for the coming fiscal year; provided, that the share of
the cost of superintending, supervising and administer
30
ing the schools and school system of said Independent
District to be charged against the separate schools
thereof shall be fixed at an amount not exceeding^/ the
percentage of the total cost of said superintendence,
supervision and administration equivalent to the per
centage thereof, which the average daily attendance at
the separate schools in said Independent District for
the preceding school year bear to the total average
daily attendance at all schools, majority and separate,
in said Independent District for the preceding school
year.
‘ ‘ It shall be the duty of the County Excise Boards in
such counties to levy a tax on all taxable property in
their respective counties sufficient to pay the cost of
superintending, supervising, administering, supporting
and maintaining such separate schools and purchasing-
sites and erecting school buildings for such separate
schools as shown by such budget so prepared by the
Board of Education. Said tax shall be published, levied
and collected in the same manner as other taxes for
county purposes, and when collected shall be paid over
to the respective Treasurers of the Boards of Educa
tion in such districts to be expended upon the order of
such Board of Education for the purpose for which the
same was levied and collected.
“ No white child shall attend a colored school, nor a
colored child attend a white school. ’ ’
Section 341, Tit. 68, Section 292, S. B. No. 384, Section 1,
approved May 22, 1937 (Oklahoma Statutes, Ann., July,
1937) page 484, provides that:
‘ ‘ Pending the expiration of the time within which pro
tests may be filed with the State Auditor, no warrant
shall be issued or debt contracted by any municipality
for any purpose except as provided hereinafter. * * *
and in such amounts as may be necessary to provide
accommodations, facilities and school term in the sepa
rate schools, if any, in each district in the county equal
to the accommodations, facilities and school term pro
vided for the other regular public schools in the same
31
district, for county high school, if any, in so far as the
salaries of teachers and other necessary maintenance
is concerned, and for aid to the common schools of the
county. * * *”
H. B. No. 6, Laws, 1937, pages 555, 556, 557, 558, 559, Tit.
70, Section 648, provides for state aid for the common
schools, and on the hearing in this case, it was stated that
prior to the passage of said act, difficulties existed as to a
full school year of nine months, but that after the passage
of this act the separate school of district No. 20 did not ex
perience such difficulty. It was also disclosed that prior to
the same time, a great percentage of the white schools ex
perienced the same difficulty.
(5) The conclusion is that the provisions of the Consti
tution of Oklahoma and also the statutes of said state do
not violate Section 1 of the Fourteenth Amendment to the
Federal Constitution, or any other federal guaranteed con
stitutional right. School District No. 7, Muskogee Co. v.
Hunnicut (10th Cir.), supra-, Gong Lum v. Bice, 275 U. S.
78, 72 L. Ed. 172; Cumming v. County Board of Ed., 175
U. S. 527, 44 L. Ed. 262; Song Him v. Callahan, 119 Fed.
381; U. S. v. Buntin, supra-, Jelsma, Co. Treas. v. Butler,
supra; State ex rel. Gumrn v. Albritton, 98 Okla. 158, 224
Pac. 511; State ex rel. Cheeks v. Wirt, 203 Ind. 121,177 N. E.
441: Reynolds v. Board of Ed., 66 Kan. 672, 72 Pac. 274;
Carmichael v. Southern Coal & Coke Co., 301 U. S. 495, 81
L. Ed. 1245; Gulf Refining Co. v. Phillips (5th Cir)., 11 Fed.
(2d) 967; Thomas v. Gay, 169 U. S. 264, 142 L. Ed. 740;
Lawrence v. State Tax Commissioner, 266 U. S. 276,76 L. Ed.
1102; Stebbins v. Riley, 268 U. S. 137, 69 L. Ed. 884; Travel
lers Ins. Co. v. State of Conn., 185 U. S. 364, 46 L. Ed. 949;
Colgate v. Harvey, 296 U. S. 404, 80 L. Ed. 299; Plessy v.
Ferguson, 163 U. S. 537, 41 L. Ed. 256,16 Sup. Ct. Rep. 1138;
Greathouse v. Board of School Comrs., — Ind. —, 151 N. E.
411; Corrigan v. Buckley, 271 U. S. 323, 70 L. Ed. 969;
Newton v. Board of Comrs., — Colo. —, 282 Pac. 1068; and
Judice v. Village of Scott, — 121 So. 593.
It is concluded that said state statutes and the provisions
of the constitution for the separation and maintenance of
32
the separate schools on their face do not violate the federal
constitution, and that the evidence does not prove a dis
crimination in the administering of the schools in district
No. 20 so as to deny the negroes equal protection of the law
required by Section 1 of the Fourteenth Amendment to the
Constitution of the United States.
It does not appear that said Board of Education of said
City of Muskogee, District No. 20, is without constitutional
or legal authority to issue or sell said bonds, or that the acts
of said board of education with reference to the proposed
sale of such bonds are null and void, or that the Attorney
General and Ex-Officio bond commissioner of said state is
without legal or constitutional authority to approve or cer
tify such proposed bonds, or that he should be enjoined and
restrained from approving said bonds.
The court -concludes that as to any matters in the ad
ministration of the issuance of the bonds, that plaintiff has
a plain, adequate, speedy and complete remedy at law in the
matters complained of in her First Amended and Supple
mental complaint.
Plaintiff’s or complainant’s application for a temporary
injunction should be denied.
(Signed) Robert L. W illiams,
United States Circuit Judge.
(Signed) A lfred P. Murrah,
United States District Judge.
(Signed) E ugene Rice,
United States District Judge.
Filed Oct. 12,1938.
Filed in the United States District Court January 4, 1939.
( 10012)
2 nd Civil N o. 14117
In the District Court of Appeal
SECOND APPELLATE DISTRICT
State of California
CHRISTINE BURKHARDT,
Plaintiff and Respondent,
•vs.
LEE LOFTON, JOHN DOE, JOHN DOE ONE, JOHN
DOE TWO, JENNIE P. LOFTON, (sued as JANE DOE
ONE), and JANE DOE TWO, Defendants,
LEE LOFTON and JENNIE. P. LOFTON,
__________________ Appellants.
DOLE M. BURKMAN and GENEVA E. BURKMAN, BER
THA COLLEY, MARY ELIZABETH CRUME, WIL
LIAM T. DAVIS and BEATRICE DAVIS, CLARENCE
A. COIN and ALICE MARIE COIN, CLARENCE E.
GRAY, LESLIE A. [ONES and MILDRED J. TONES,
GERTRUDE KADOTJS, FRED KROEKER and ETHEL
MAE KROEKER VERNON D. MAXSON AND INEZ
B. MAXSON, JOSE MENDOZA and CONSUELO M.
MENDOZA, ARNOLD THOMAS and PEARL THOMAS,
NICK A. VACCARIELLO and JOSEPHINE M. VACCA-
RIELLO, ALBERT HAMILTON VINCENT and VERDA
LUELA VINCENT, Plaintiffs and Respondents,
vs.
MAE LIDDY. VINCENT TENCHAVEZ, BERTHA TEN-
CHAVEZ, SIMON D. ROPARIO, LEE S. LOFTON and
JENNIE P. LOFTON, Defendants,
LEE S. LOFTON and JENNIE P. LOFTON,
Appellants.
DOLE M. BURKMAN and GENEVA E. BURKMAN, BER
THA COLLEY, MARY ELIZABETH CRUME, WIL
LIAM T. DAVIS and BEATRICE DAVIS, CLARENCE
A. GOIN and ALICE MARIE GOIN, CLARENCE E.
GRAY, LESLIE A. JONES and MILDRED J. JONES,
GERTRUDE KADOUS, FRED KROEKER and ETHEL
MAE KROEKER, VERNON D, MAXSON and INEZ
B. MAXSON, JOSE MENDOZA and CONSUELO M.
MENDOZA, ARNOLD THOMAS and PEARL THOMAS,
NICK A. VACCARIELLO and JOSEPHINE M. VAC
CARIELLO, ALBERT HAMILTON VINCENT and
VERDA LUELA VINCENT,
Plaintiffs and Respondents,
vs.
HENRY LAWS, ANNA LAWS and PAULETTA LAWS
(sued as ONE DOE),
Defendants and Appellants.
APPEAL FROM SUPERIOR COURT OF LOS ANGELES COUNTY
HON. ROY V. RHODES, JUDGE.
APPELLANTS’ OPENING BRIEF.
T homas L. Griffith, Jr.,
Loren M iller,
1105 East Vernon Avenue, Los Angeles,
Attorneys for Appellants.
Statement of Questions Involved.
I. Was the evidence sufficient to support a
judgment enjoining use and occupancy of two
parcels of land by Negroes where the parcels are
located on a border line street still sparsely set
tled 16 years after the opening of the tract and
which front on a subdivision occupied almost
exclusively by Negroes, and was the evidence
sufficient to support a finding that there has been
no change in the racial character of the neighbor
hood sufficient to stay the hand of equity, where
the evidence shows certain changes in bordering
tracts and that the lots so used and occupied had
little or no value to Caucasians, and where plain
tiffs failed to show either damage by non-
Caucasian occupancy or benefit by enforcement
of the covenant?
II. Will a restriction against use and occu
pancy of property by persons not of the Cau
casian race be enforced where no time limit is
specified ? Is a dominant tenement created where
the grantor reserves the right to modify the re
strictions at his discretion and where the trustee
holds legal title to sell and subdivide and closes
the trust and conveys the unsold lots in the tract
to the settlors, free of any restrictions, and the
settlors thereafter convey one of the lots to an
appellant free of any restrictions?
III. Does the evidence support a finding that
plaintiffs were not guilty of laches and waiver?
IV. Does judicial decree enforcing a restrict
ing racial covenant offend the equal protection
clause of the Fourteenth Amendment of the
United States Constitution?
TOPICAL INDEX.
Statement of questions involved.......................... Preface
Statement of the case.................................................. 2
Specifications of error................................................. 12
Argument .................................................................. 15
There can be no equitable servitude where no domi
nant tenement created ......................................... 15
Equity will not enjoin use and occupancy merely
to harass a lot owner.......................................... 20
Changes in the character of a neighborhood will
stay enforcement of a restrictive covenant.......... 24
Laches and waiver will bar the right to enforce a
restrictive agreement ........................................... 31
A restriction of use and occupancy unlimited as to
time is void.......................................................... 36
All necessary parties to a complete determination
of an action should be made parties to the action 38
An injunction should not issue to restrain the al
leged violation of restrictions in a tract where the
restrictions have been modified and the original
grantees took the lots with notice that the grantor
reserved the right to modify the restrictions...... 41
(1) A subsequent grant contrary to restrictions
by a grantor with power to modify oper
ates as a revocation of the original instru
ment ............................................................. 41
(2) An equitable servitude is not created where
the understanding of the parties is left to
mere conjecture .....................................-.... 45
PAGE
A judicial decree of a state court enforcing,
against members of the Negro race, restrictive
residence covenants, offends the equal protection
clause of the Fourteenth Amendment to the
United States and Article One, Sections One
and Twenty-one of the Constitution of the State
of California ................................................. 53
(1) Judicial action constitutes “State” action
within the meaning of the Fourteenth
Amendment ........................ 53
(a) The broadening scope of the Fourteenth
Amendment as to what constitutes state
action ..................................................... 54
(b) The broadening protection of Negroes
from discrimination because of race or
color ............ 55
(c) The growing judicial emphasis upon
personal rights as distinguished from
property or contract rights....... 60
Enforcement of restrictive covenants against the
Negro race, because of race or color, is against
the present public policy of the nation, and of
this state ......... 64
(a) National unity urged in the National De
fense Program ................................ _........... 64
(b) Restrictions because of race, creed or color
are inconsistent with the public policy of
this state ....................................................... 65
(c) The right to acquire and possess property
is guaranteed by our California Constitution 68
Conclusion ......................................... 69
ii.
PAGE
TABLE OF AUTHORITIES CITED.
Cases. page
Allgeyer v. Louisiana, 165 U. S. 578........................ 62
Ambassador Petroleum Co. v. Superior Court, 208
Cal. 667 .................................................... 39
Bank of America v. Superior Court, 16 Cal (2d)
516........................................................................... 39
Bard v. Kent, 37 Cal. App. (2d) 160........................ 42
Berryman v. Hotel Savoy Co., 160 Cal. 559..........17, 47
Boye v. Boerner, 12 Cal. App. (2d) 186................... 43
Bresee v. Dunn, 178 Cal. 96............................... ....... 17
Bridges v. California, 86 L. Ed. (Adv. Op.) 179.... 54
Brown v. Wrightman, 5 Cal. App. 391...................... 48
Buchanan v. Worley, 245 U. S. 60...................... 56, 58
Chapman v. Bank of California, 97 Cal. 155............. 31
Cornish v. O’Donoghue, 30 Fed. 298.......................... 58
Corrigan v. Buckley, 271 U. S. 323............................ 57
Downs v. Kroeger, 200 Cal. 743...............................
.................................................... 21, 22, 23, 24, 25, 29
Feinberg v. One Doe Co., 14 Cal. (2d) 24............... 24
Firth v. Marovich, 160 Cal. 257................................ 17
Foster v. Stewart, 134 Cal. App. 482.................... 36, 37
Friesen v. City of Glendale, 209 Cal. 524................... 25
Gandolfo v. Hartman, 49 Fed. 181.......................... 59
Grady v. Garland, 89 Fed. (2d) 817.......................... 58
Hague v. C. I. O., 307 U. S. 496............................... 54
Flamilton v. Regents, 293 U. S. 245.......................... 55
Hanna v. Rodeo-Vallejo Ferry Co., 89 Cal. App. 462 48
Hansberry v. Lee, 311 U. S. 32..........24, 34, 35, 39, 57
iii.
IV.
Hartman Ranch Co. v. Associated Oil Co., 10 Cal.
(2d) 232 ................................................................ 38
Hess v. Country Club Park, 213 Cal. 613.................. 25
Home Building and Loan Association v. Blaisdell, 290
U. S. 398.................................................................. 63
Hundley v. Gorewitz, ..... Fed. Rep................ 25, 26, 30
Hurd v. Albert, 214 Cal. 14........................................ 25
Kennedy v. Lee, 147 Cal. 596................................... 42
Kern v. Commissioners of City of Newton, 147 Kan.
471 ......................................................................... 67
Koehler v. Rowland, 275 Mo. 573.........................25, 27
Kuhn v. Saum, 316 Mo. 805................................ ....... 19
Lake v. Dow, 207 Cal. 290........................................... 38
Latteau v. Ellis, 122 Cal. App. 584.........................25, 72
Lorenzen, Ex parte, 128 Cal. 431....................... ....... 69
Los Angeles and Arizona Land Co. v. Marr, 187
Cal. 126 .............................................................35, 48
Los Angeles Athletic Club v. Long Beach, 128 Cal.
App. 427 .................................................................. 32
Los Angeles Investment Co. v. Garry, 180 Cal. 680
............................................................................. 57, 58
Lovell v. Griffin, 303 U. S. 444.................................. 54
Main St. etc. Railroad Co. v. Los Angeles Traction
Co., 129 Cal. 301....................................................... 42
Martin v. Holm, 197 Cal. 733.................................... 47
McBride v. Freeman, 191 Cal. 158..........................44, 47
Minersville School District v. Gobitis, 310 U. S. 586 60
Missouri ex rel. Gaines v. Canada, 305 U. S. 337...... 55
Mitchell v. United States, 313 U. S. 80................... 55
Mooney v. Holohan, 294 U. S. 103.................... ........ 53
PAGE
V.
Nixon v. Herndon, 273 U. S. 536.............................. 55
Norris v. Alabama, 294 U. S. 594.............................. 55
O’Connor v. Irvine, 74 Cal. 435................................. 38
One and Three South William St. Bldg. Corporation
v. Gardens Corporation, 232 App. Div. Reports
(N. Y.) 59............................................................. 19
Palko v. Connecticut, 302 U. S. 219.......................... 61
Pierre v. Lousiana, 306 U. S. 354.............................. 55
Piper v. Big Pine School District, 193 Cal. 664........ 67
Russell v. Wallace, 30 Fed. (2d) 981............... ......... 58
Sacramento O. etc. Home v. Chambers, 25 Cal. App.
536........................................................................... 67
Schneider v. State, 308 U. S. 147.............................. 54
Simpson v. City of Los Angeles, 4 Cal. (2d) 60,
27 Cal. App. (2d) 293............................................ 69
Smith v. Texas, 311 U. S. 129.............. .................... 55
Stone v. Board of Directors of Pasadena, 47 Cal.
App. (2d) 851......................................................... 67
Taylor v. Georgia, 86 L. Ed. (Adv. Op.) 371............ 55
Tenant v. John Tenant Memorial Home, 167 Cal.
575 .......................................................................... 46
Title Guaranty v. Henry, 208 Cal. 185...................... 38
Truax v. Corrigan, 257 U. S. 312............................. 59
Tucker v. Beneke, 180 Cal. 588................................. 32
Twohey v. Realty Syndicate Co., 4 Cal. (2d) 397...... 42
Tynan v. Kerns, 119 Cal. 447................................... 36
Vesper v. Forest Lawn Cemetery Assn., 20 Cal. App.
(2d) 157.................................................................. 23
Wagoner v. Hannah, 38 Cal. I l l ..................... 15
Walker v. Haslett, 44 Cal. App. 394.......................... 23
PAGE
VI.
Waltz, In re, 197 Cal. 263.......................................... 43
Ward v. Flood, 48 Cal. 36.......................................... 67
Wedum-Aldahl Co. v. Miller, 18 Cal. App. (2d) 745 48
Werner v. Graham, 181 Cal. 174................15, 17, 44, 47
West Coast Hotel Co. v. Parrish, 300 U. S. 379....... 62
Wing v. Forest Lawn Cemetery Assn., 15 Cal. (2d)
472........ .........................................................15, 18, 49
Yick Wo v. Hopkins, 118 U. S. 356........................ . 59
PAGE
Miscellaneous.
57 American Law Reports 336........................... 23
20 California Jurisprudence, 575, 576....................... 39
26 Corpus Juris Secundum 515, 516........................... 17
26 Corpus Juris Secundum 574......................... 22
26 Corpus Juris Secundum 774, 775........................... 23
Executive Order No. 8802, dated June 25, 1941........ 64
Wendell Willkie’s address in Los Angeles on July 20,
1942........................................................................... 65
Wendell Willkie, One World.......................... ,........... 71
Statutes.
California Constitution, Art. I, Sec. 1......................... 68
California Constitution, Art. I, Sec. 21....................... 68
Civil Code, Sec. 51................................................ 66
Civil Code, Sec. 52....................................................... 66
Civil Code, Sec. 1229.................................................... 46
Civil Code, Sec. 1698.................................................... 42
Code of Civil Procedure, Sec. 389....................... 39
Code of Civil Procedure, Sec. 711........................ 36, 37
Code of Civil Procedure, Sec. 715 ..................36, 37
Fifth Amendment to the United States Constitution.... 59
Fourteenth Amendment to the United States Con
stitution ................................................................... 59
In the District Court of Appeal
SECOND APPELLATE DISTRICT
State of California
CHRISTINE BURKHARDT,
Plaintiff and Respondent,
vs.
LEE LOFTON, JOHN DOE, JOHN DOE ONE, JOHN
DOE TWO, JENNIE P. LOFTON, (sued as JANE DOE
ONE), and JANE DOE TWO,
Defendants,
LEE LOFTON and JENNIE P. LOFTON,
Appellants.
DOLE M. BURKMAN and GENEVA E. BURKMAN, BER
THA COLLEY, MARY ELIZABETH CRUME, WIL
LIAM T. DAVIS and BEATRICE DAVIS, CLARENCE
A. COIN and ALICE MARIE COIN, CLARENCE E.
GRAY, LESLIE A. TONES and MILDRED J. JONES,
GERTRUDE KADOUS, FRED KROEKER and ETHEL
MAE KROEKER VERNON D. MAXSON AND INEZ
B. MAXSON, TOSE MENDOZA and CONSUELO M.
MENDOZA, ARNOLD THOMAS and PEARL THOMAS,
NICK A. VACCARIELLO and TOSEPHINE M. VACCA
RIELLO, ALBERT HAMILTON VINCENT and VERDA
LUELA VINCENT,
Plaintiffs and Respondents,
* vs.
MAE LIDDY, VINCENT TENCHAVEZ, BERTHA TEN-
CHAVEZ, SIMON D. ROPARIO, LEE S. LOFTON and
JENNIE P. LOFTON,
Defendants,
LEE S. LOFTON and JENNIE P. LOFTON,
Appellants.
DOLE M. BURKMAN and GENEVA E. BURKMAN, BER
THA COLLEY, MARY ELIZABETH CRUME, WIL
LIAM T. DAVIS and BEATRICE DAVIS, CLARENCE
A. COIN and ALICE MARIE GOIN, CLARENCE E.
GRAY, LESLIE A. JONES and MILDRED J. JONES,
GERTRUDE KADOUS, FRED KROEKER and ETHEL
MAE KROEKER, VERNON D, MAXSON and INEZ
B. MAXSON, JOSE MENDOZA and CONSUELO M.
MENDOZA, ARNOLD THOMAS and PEARL THOMAS,
NICK A. VACCARIELLO and JOSEPHINE M. VAC
CARIELLO, ALBERT HAMILTON VINCENT and
VERDA LUELA VINCENT,
Plaintiffs and Respondents,
vs.
HENRY LAWS, ANNA LAWS and PAULETTA LAWS
(sued as ONE DOE),
Defendants and Appellants.
APPELLANTS’ OPENING BRIEF.
— 2 —
Statement of the Case.
This is an appeal from a judgment entered in
three cases, consolidated for the trial and for
the purpose of appeal, enjoining defendants, Lee
Lofton and Jennie P. Lofton, from using, or
occupying any portion of Lot 498 or any other
lot in Tract 7421 as recorded in Book 81, pages
64, 65, 66, of Maps in the office of the County
Recorder of Los Angeles County, and enjoining
defendants, Henry Laws, Anna Laws, and Paul-
etta Laws, from using or occupying any portion
of Lot 500 or any other lot in the same tract.
All defendants are Negroes. A perpetual in
junction was granted on the ground that use or
occupancy of the lots would be violative of cer
tain “ Building Restrictions of Tract 7421 known
as New Goodyear Tract Unit No. 2” recorded in
Book 3027, pages 35, 36, of Official Records of
Los Angeles County, the cogent parts of which
follow:
“That said premises shall not be leased, sold,
or conveyed to or used or occupied by any
person not of the Caucasion race.
“ The Bank of Italy hereby reserves the
right to modify at its discretion the provi
sions, conditions, restrictions and covenants
herein contained.”
Tract 7421 is located in the southeasterly sec
tion of the City of Los Angeles and is bounded
on the west by Central avenue, on the east by
—3—
Zamora avenue, on the south by East 92nd street
and on the north by Manchester avenue [Plain
tiff’s Exhibit 6] and was subdivided in 1923
[Plaintiff’s Exhibit 2],
Central Gardens Tract adjoins the easterly half
of Tract 7421 on its southern border. [Rep. Tr.
p. 323, lines 8 to 11.] Tract 7593 adjoins the
westerly half of Tract 7421 on its southern bor
der. [Rep. Tr. p. 322, lines 1 to 4.] The Pardee
Tract adjoins a portion of Tract 7421 on the
east. [Rep. Tr. p. 327, lines 8 to 11.] Also
lying east of Tract 7421 is the Prince Tract.
[Rep. Tr. p. 327, lines 18 to 21.]
Defendants Loftons’ post office address is 1219
East 92nd street, Los Angeles [Rep. Tr. p. 223,
line 19] ; defendant Laws’ post office address is
1235 East 92nd street, Los Angeles. [Rep. Tr.
p. 223, line 22.] Defendants Loftons purchased
their parcel and began occupancy early in Oc
tober, 1939 [Rep. Tr. p. 222, lines 20, 22], and
have resided there continuously since. [Rep. Tr.
p. 223, lines 6 to 8.] Defendants Laws pur
chased their parcel on contract in November,
1935 [Rep. Tr. p. 536, line 19], and recorded a
deed to it on August 29, 1940 (Defendant’s Ex
hibit A ) ; they began building a home on the par
cel in June, 1941 [Rep. Tr. p. 540, lines 8 to 10],
and began occupancy of the home constructed
by Federal Housing Authority funds about
March 17, 1942. [Rep. Tr. p. 227, lines 22,
4
23.] Prior to the construction of the home de
fendant, Henry Laws, had made certain use of
that parcel [Rep. Tr. p. 564, lines 19, 20; p. 565,
line 3; p. 566, line 6; p. 567, line 4; p. 567, line
8], which h^d extended over a period of approxi
mately seven years. [Rep. Tr. p. 565, line 3.]
There are 21 lots on north side of East 92nd
street, included in Tract 7421 (Plaintiff’s Exhibit
6), and at the time the defendants Loftons began
occupancy of Lot 500 only four of those lots
were occupied as dwellings. [Rep. Tr. p. 656,
line 24, to p. 657, line 6.] The only other
structure of any kind on the north side of
92nd street, included in Tract 7421, was a busi
ness structure near Central avenue. [Rep. Tr. p.
660, lines 14, 15.] The south side of East 92nd
street between Hooper avenue and Zamora street
is. included in the Central Avenue Gardens Tract
occupied almost exclusively by Negroes. [Rep.
Tr. p. 518, lines 17 to 20.] The house facing
Lot 500 is occupied by Negroes. [Rep. Tr. p.
660, line 23, to p. 661, line 2.] All houses
on the south side of East 92nd street be
tween Central avenue and Zamora avenue, the
area fronting on Tract 7421, are used and occu
pied by non-Caucasians. [Rep. Tr. p. 514, lines
10 to 14.]
Defendants called three expert witnesses, all
real estate brokers, zvho testified that Lots 498
and 500, Tract 7421, had “no sale value to Cau-
— 5—
eastern, races” [Rep. Tr. p. 489, line 16], but
“could be sold to colored people” [Rep. Tr. p.
490, line 2], explaining that there “are so many
colored people from Compton avenue over to
Central that white people wouldn’t buy in there.
We have tried it; they won’ t buy” [Rep. Tr. p.
490, lines 12 to 14]; that “A person of the Cau
casian race zuould not buy that property” [Rep.
Tr. p. 685, lines 6, 7]; that these parcels “woidd
not have much sale value to people of the Cau
casian race” [Rep. Tr. p. 557, line 9 ]; that the
property woidd have “ limited, very limited, if
any” sale value to persons of the Caucasion race.
[Rep. Tr. p. 554, line 9.] No evidence of any
kind was adduced to the contrary.
All evidence as to changed conditions of racial
occupancy referred to conditions outside of
Tract 7421 and in adjoining areas. There were
few Negroes in the entire surrounding area in
1923. [Rep. Tr. p. 484, lines 10 to 13.] The
Central Avenue Gardens Tract, one of the south
erly adjoining tracts, was developed roughly
simultaneously with Tract 7421 and the number
of Negroes living in that tract has steadily in
creased over the years. [Rep. Tr. p. 511, lines
21 to 25.] The number of Negroes in the Par
dee Tract, adjoining a portion of Tract 7421 to
the east, and subdivided long before subdivision
of Tract 7421, has increased steadily since 1923.
[Rep. Tr. p. 627, lines 17 to 20; p. 628, line 9;
p. 630, lines 10 to 12; p. 727, lines 3 to 5; p. 364,
lines 5 to 16.] The change in the Pardee Tract
has been from one of a majority of whites to a
majority of Negroes within the past five or seven
years. [Rep. Tr. p. 364, lines 5 to 16.] The
increase in the number of Negroes living in
tracts adjacent to Tract 7421 has brought a cor
responding proportionate increase in the number
of Negroes using the public streets in and about
Tract 7421. [Rep. Tr. p. 574, line 10; p. 528,
line 14; p. 529, line 8; p. 601, lines 13, 14; p.
612, line 23 to 26; p. 501, lines 18 to 23.] The
number of Negro children at the Firth Boulevard
School located approximately a mile south of
Tract 7421 had increased materially in the past
ten years [Rep. Tr. p. 521, lines 6 to 25], and
that school now employs one Negro teacher.
[Rep. Tr. p. 525, lines 18 to 23.] A market lo
cated in the center of Tract 7421 attracts
Negro customers [Rep. Tr. p. 764, line 23], and
of that market’s sixty or so steady customers
some seven or eight are Negroes [Rep. Tr. p.
764, line 23], and there are additional Negro cus
tomers who are more casual customers. [Rep.
Tr. p. 766, line 15.] A bus line routed through
Tract 7421 carries more Negro passengers than
white [Rep. Tr. p. 750, lines 4 to 7], and the
number of Negro bus passengers is on the in
crease. [Rep. Tr. p. 751, lines 13 to 15.]
There were no changes in Prince Tract, which
remains an area of white occupancy.
—7—
Plaintiffs all kneiv of defendants Loftons’ oc
cupancy of Lot 498 at the time they began that
occupancy [Rep. Tr. p. 634, lines 2 to 7] in Oc
tober, 1939. [Rep. Tr. p. 223, lines 6 to 8.]
First suit was filed against defendants Loftons
by plaintiff Burkhardt on June 24, 1940. [Clk.
Tr. p. 10, lines 19, 20.] Second suit was filed
by other plaintiffs against defendants Loftons on
August 7, 1941. [Clk. Tr. p. 42, lines 19, 20.]
Meanwhile defendants Loftons had made certain
improvements to their property in the interim
before the first suit was filed. [Rep. Tr. p. 583,
line 14; p. 584, lines 14, 20, 24; p. 585, lines 18,
22, 23, 25; p. 586, lines 3, 5, 22.]
In explanation of the delay in filing suit
against defendants Loftons plaintiffs were per
mitted, over objection, to introduce into evidence
Plaintiff’s Exhibit 45, a letter from an attorney,
Paul Briskin, to Bank of America in which de
mand was made on the bank to enforce the re
strictive covenant, and another letter, Plaintiff’s
Exhibit 48, from a Mrs. Ada Mclver, not a
party plaintiff in any of the actions, to Bank of
America also demanding enforcement of the
racial restrictions. Replies to each of these let
ters were also admitted into evidence and are
marked, respectively, Plaintiff’s Exhibits 47 and
49. Plaintiffs then “organized a meeting” [Rep.
Tr. p. 798, lines 8 to 10] and that meeting was
held about August 23rd, 1939 [Rep. Tr. p. 798,
line 12], and the attorney Briskin was employed
to represent tract owners. [Rep. Tr. p. 806,
lines 12 to 16.] He continued to represent that
group until after the disposition of Case No.
444,606, not involved in this appeal, and directed
against a certain other alleged Filipino violator
of the covenant not before this court. [Rep. Tr.
p. 806, lines 23 to 26.] Mr. Briskin was attorney
for the entire group. [Rep. Tr. p. 807, lines 8
to 11.] From 75 to 100 persons were members
of that group [Rep. Tr. p. 808, lines 1 to 3]
which collected funds to employ first the attorney
Briskin and later an attorney Nathan Snyder
[Rep. Tr. p. 808, lines 19, 20] and have borne all
expenses of litigation. [Rep. Tr. p. 812, lines 12
to 14.] The attorney Snyder first represented
plaintiffs in the action 453,530, on appeal here.
[Rep. Tr. p. 809, lines 3 to 6.] That group is
still active and was the moving spirit behind the
cases on appeal here. [Rep. Tr. p. 809, lines 9,
10.] Plaintiffs delayed filing suit on advice of
counsel that a suit filed against the alleged Fili
pino violator, prior to entering of suits against
appellants here, would “take care of any other
violators in the tract” [Rep. Tr. p. 891, line 22,
to p. 892, line 3], and who believed that the suit
filed against the alleged Filipino violator was
a class or representative suit sufficient to bind
by its judgment all property owners in the tract
and all other alleged violators of the agreement.
[Rep. Tr. p. 894, lines 9 to 19.]
—9—
Defendants Loftons’ deed was silent as to the
question of restrictions and made no reference to
the plan of restrictions [Plaintiff’s Exhibit 34]
and defendants Loftons testified that they had no
actual notice of the racial restrictions at the time
of purchase. [Rep. Tr. p. 590, lines 19 to 22.]
Title to the Loftons’ lot was deraigned through
mesne conveyances from the Bank of Italy, the
first of which did set forth the restrictions as to
the use and occupancy and made reference to the
plan of restrictions.
Defendants Laws purchased Lot 500 from one
Gilbert. [Plaintiff’s Exhibit 40.] Gilbert was
one of four original owners of the entire tract
who conveyed it in trust to Bank of Italy for sub
division purposes [Rep. Tr. p. 764, lines 16 to
18] Bank of America, successor to Bank of Italy,
entered into a contract for purchase of the lot
with one Maude Darden [Plaintiff’s Exhibit 37]
referring to the restrictions. Bank of America
later conveyed entire interest in tract back to four
trustors. [Rep. Tr. p. 114, pp. 3 to 9.] Darden
later quit claimed all her interest in Lot 500 to
four trustors. [Plaintiff’s Exhibit 38.] Three
of the four trustors then conveyed all claimed in
terest in Lot 500 to Gilbert, one of their number
[Plaintiff’s Exhibit 39] and Gilbert’s conveyance
to Laws of Lot 500 made no reference to restric
tions or of the plan of restrictions. Thus de
fendants Laws deraign title from a grantor in
— 1 0 —
whom both legal and equitable title had 'merged
at the time of sale and who inserted in the deed
to that Lot 500 no restrictions and made no refer
ence in that deed to the plan of restrictions.
Defendants find themselves enjoined from
using and occupying property which they own
and which has great value to them but which has
little or no sale or rental value to persons of the
Caucasian race, property which had stood vacant
for many years and which fronts on property
owned, used and occupied by other Negroes.
In 1930 and prior to the purchase of Lots
498 and 500 the subdivision trust on Tract 7421
was closed. The Bank of Italy reconveyed unsold
lots back to the trustors without inserting in the
instrument that the lots were subject to the re
strictions. This act constituted a modification of
the restrictions which they had a right to do,
and of which the original grantees had notice. The
alleged restrictions were no longer enforceable
since they were created for the benefit of the
whole tract and not for certain lots in the tract.
The court found that the restrictions are im
posed for the benefit of each owner of land in said
tract or any interest therein and was a servitude
in favor of each and every parcel of land. [Clk.
Tr. p. 142, lines 12 to 21.]
— 1 1 —
The court found that the provision in said re
strictions that said lots or parcels of said tract
shall not be used or occupied by any person not
of the Caucasian race is valid and enforceable.
The court further found that the character of
the community in which Tract No. 7421 is located
had not changed. [Clk. Tr. p. 120, lines 7 to 10.]
The court further found that it is untrue that
said Bank of Italy, or any successor in interest
of said bank did exercise any such discretion, or
did modify any provision, condition, restriction or
covenant contained in said Exhibit “A ” . [Clk.
Tr. p. 126, lines 2 to 4.]
As a conclusion of law the court found that
Lee S. Lofton, Jennie P. Lofton, Henry Laws
and Pauletta Laws should be restrained and en
joined from using or occupying any portion of
Lots No. 498 and 500, or any other lot of said
Tract No. 7421. [Clk. Tr. p. 144, line 25, to p.
145, line 9.]
As a conclusion of law the court further found
that the restrictions are for the benefit of each
owner of land in said tract, or having any inter
est therein. [Clk. Tr. p. 142, lines 13 to 16.]
As a conclusion of law, the court further found
that the restrictions are imposed upon said prop-
— 1 2 —
erty as a servitude in favor of each and every lot
or parcel of land in said tract as the dominant
tenement or tenements. [Clk. Tr. p. 142, lines
18 to 21.]
And as a conclusion of law, the court further
found that as to each lot owned in said tract, re
strictions are covenants running with the land and
the breach thereof for the continuance of any
such breach may be enjoined, abated or remedied
by appropriate proceedings. [Clk. Tr. p. 142,
line 23, to p. 143, line 1.]
Specifications of Error.
1. A finding that the restrictions are imposed
for the benefit of each owner of land in said tract
is contrary to law.
2. A finding that the provision in said restric
tions that said lots or parcels of said tract, shall
not be used or occupied by any person not of the
Caucasian race is valid and enforceable is not
supported by the evidence, is contrary to law, and
against the policy of the law.
3. A finding that the character of the com
munity in which Tract No. 7421 is located had
not changed, is not supported by the evidence.
13—
4. A finding that the Bank of Italy or its
successors had not exercised its discretion or
modified the provision, is not supported by the
evidence.
5. The conclusion of law and the judgment
permanently and perpetually enjoining Lee S.
Lofton, Jennie P. Lofton, Henry Laws, Anna
Laws and Pauletta Laws are not supported by
the evidence.
6. The preponderance of evidence conclusively
shows that the racial character of the community
in which Tract 7421 is located had changed ma
terially, and that the lots so used and occupied
by appellants had little or no sale value to
Caucasians.
7. The preponderance of evidence conclusively
shows that the Bank of Italy did modify the re
strictions and that its successors did modify the
restrictions.
8. That a finding that the Bank of Italy was
the owner of the real property known as Tract
7421 and was not a necessary party to a complete
determination of the controversy, and that there
has not been a defect or non-joinder of parties
plaintiff, is not supported by the evidence. (
— 14—
9. A conclusion found that the restrictions
are for the benefit of each owner of land in said
tract or having any interest therein, is contrary to
the evidence' and an error in law.
10. A conclusion found that the restrictions
are imposed upon said property as a servitude in
favor of each and every lot or parcel of land in
said tract as the dominant tenement or tenements,
is not supported by the evidence and is an error
in law.
11. A conclusion found that the restrictions
are covenants running with the land and the
breach thereof for the continuance of any such
breach may be enjoined, abated or remedied by
appropriate proceedings, is not supported by the
evidence, and is an error in law.
12. A conclusion found that said restrictions
are for the benefit of each owner of land as
aforesaid, and are imposed upon said property as
a servitude in favor of each and every lot or par
cel of land and are covenants with the land, is
contrary to the evidence where the evidence af
firmatively shows that the grantor imposed the
alleged restrictions on the lots conveyed to the
grantee, but in nowise bound itself to impose re
strictions on any which was retained by it, or con
vey to the property which it may have held sub
ject to the same or similar restrictions, or to do
anything in favor of the property of the grantee.
- 1 5 -
ARGUMENT.
There Can be No Equitable Servitude Where
No Dominant Tenement Created.
The law is well settled in California that there
can be no equitable easement without the creation
of a dominant tenement.
Wing v. Forest Lawn Cemetery Assn., 15
Cal. (2d) 472;
Wagoner v. Hannah, 38 Cal. I l l ;
Werner v. Graham, 181 Cal. 174.
Reference to the so-called “building restric
tions of Tract 7421 known as the New Goodyear
Tract Unit No. Two” [Clk. Tr. p. 30, line 11,
to p. 34, line 24] discloses the fact that the
instrument purports to create dominant and
servient tenements in these words, the owner of
the real property
“hereby certifies and declares that it has
established and does hereby establish a gen
eral plan for the improvement and develop
ment of said Tract, and does hereby estab
lish the provisions, conditions, restrictions
and covenants upon and subject to which all
lots and portions of lots in said Tract, herein
referred to as ‘said property,’ shall be im
proved or sold and conveyed by it as such
owner, each and all of which is and are for
the benefit of each owner of land in said
property, or any interest therein, and shall
inure to and pass with each and every parcel
■16—
of said property and shall apply to and bind
the respective successors in interest of the
principal owner or owners thereof, and are
and each thereof is imposed upon said
property as a servitude in favor of each and
every such parcel of land therein as the
dominant tenement or tenements.” [Clk.
Tr. p. 30, line 20, to p. 31, line 8.]
Following that declaration the restrictions are
set forth in detail and if the documents were
silent except as to restrictions from that point
forward there could be no question but that a
dominant tenement had been created, and that
subsequent grantees would have been given the
right which they assert in the case at bar.
However, the subdivider did not stop at that
point. It provided that:
“ The Bank of Italy hereby reserves the
right to modify at its discretion the pro
visions, conditions, restrictions and cove
nants herein contained.” [Clk. Tr. p. 34,
lines 13 to 15.]
Thus, what it had given with one hand, it took
back with the other hand; it could at any time
have modified any condition, restriction, or pro
vision and taking with notice as they did, grantee
could have had no cause for complaint had the
Bank so modified the conditions, restrictions, and
covenants as to admit a Negro to the right of
use and occupancy in the Tract.
An instrument creating or claiming to create
a servitude will be strictly construed any doubt
being resolved in favor of the free use of the
land.
Werner v. Graham, 181 Cal. 174;
Firth v. Marovich, 160 Cal. 257;
Berryman v. Hotel Savoy Co., 160 Cal.
559;
Bresee v. Dunn, 178 Cal. 96;
26 C. J. S. 515, 516.
The Court in this case is then confronted with
a situation in which the original grantor was in
no wise found to impose restrictions and where
the subsequent grantees could not have com
plained had the grantor failed or refused to im
pose restrictions. Under such circumstances the
grantees cannot maintain an action for injunction
to restrain alleged violations of the racial restric
tive covenant. Where the grantor in no wise
bound itself to impose restrictions on any prop
erty retained by it or to convey other property
which it may have held subject to the same or
similar restrictions or to do anything in favor
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of the property of the grantee equitable servitude
is not created.
Wing v. Forest Lawn Cemetery Assn.,
15 Cal. (2d) 472 at 481.
Where a grantee cannot compel his grantor to
reserve the restrictions, he cannot compel a sub
sequent grantee to do so. That statement is
quoted with approval in Wing v. Forest Lawn
Assn., supra, in quoting from a Missouri case.
“The next inquiry is whether the deed
from the St. Louis Improvement Company
to respondent imposed a negative easement
in favor of the grantee on the remaining
lands of the grantor, which included the lot
subsequently purchased by appellants. In
this connection it will be noted that all the
covenants in that deed, which may be termed
restrictive, were made on the part of the
grantee. The grantor made none. That
fact, standing alone, shows prima facie that
the restrictions were imposed solely for the
benefit of the grantor’s remaining land.
Consequently, if the grantor made use of his
remaining land which did not conform to
such restrictions, his grantee had no ground
of complaint. And if the grantee could not
compel his grantor to observe the restric
tions, he could not compel a subsequent
grantee to do so. Beattie v. Howell, 98
N. J. Eq. 163, 129 A. 822. However, the
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deed from the St. Louis Improvement Com
pany to respondent expressly provided that
the restrictions were made ‘for the mutual
benefit of all parties purchasing lots by
similar conveyances from this grantor.’ But
the grantor on its part did not covenant to
make similar conveyances of the lots, or
any of them, and he did not make a similar
conveyance to appellants’ grantor.”
Kuhn v. Saum, 316 Mo. 805.
Reservation of the right to modify gives the
grantor the right to vary the restrictions and to
permit building of a kind wholly differing from
those described in restrictions.
One and Three South William St. Bldg.
Corporation v. Gardens Corporation.
232 App. Div. Reports (N. Y.) 59.
In the case just cited earlier deeds provided
for houses of a certain character and the sub
division had become one of New York City’s
most beautiful residential centers. Under the
right to modify the subdivider permitted the con
struction of an apartment house. The court
held that the right to “waive change and modify”
gave the subdivider the right to permit the con
struction sought to be enjoined, remarking that
the grantees had notice of that right through
the reservation in the restrictions.
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Equity Will Not Enjoin Use and Occupancy
Merely to Harass a Lot Owner.
There is no dispute in this case that defendants
Loftons and Laws who were enjoined from
using and occupying respectively Lot 489 and
Lot 500 in Tract 7421, or any other lot or lots
in the Tract, are Negroes, and that the lots
occupied by them are located on the southern
border line street of Tract 7421. Additionally,
the evidence shows that the lots occupied by them
are directly across the street from and their
houses face a subdivision occupied almost ex
clusively by Negroes. [Rep. Tr. p. 518, lines
17 to 20.]
The evidence is also clear that of the twenty-
one lots on East 92nd street, the southern border
line street of Tract 7241, only six are occupied
as dwellings [Rep. Tr. p. 656, line 24, to p. 657,
line 6] and appellants herein occupied two of
those dwellings. Tract 7421 was opened as a
subdivision in 1923, but the rest of the lots
remain vacant. The houses located on East 92nd
street that face the homes occupied by appellants
herein are occupied by Negroes. [Rep. Tr. p.
660, line 23, to p. 661, line 2.]
Appellants’ witnesses testified that the lots 498
and 500 had little or no sale value to persons of
the Caucasian race, but could be sold to colored
people. One witness stated categorically that ef
forts had been made to sell the property to Cau-
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casians, but that they would not buy. [Rep. Tr.
p. 685, lines 6-7.] There is absolutely no evidence
to the contrary. The factual situation is plain:
Appellants are occupying lots on a sparsely set
tled street, the lots have little or no sale value
to Caucasians, but do have value to Negroes and
the lots are located on a street one side of which
is an area of Negro occupancy. Under that
situation the effect of an injunction restraining
continued use and occupancy would be to harass
appellants herein. Equity will not grant relief
under such circumstances.
Downs v. Kroeger, 200 Cal. 743.
The situation in Downs v. Kroeger, supra, is
the identical factual situation presented here, ex
cept that in Downs v. Kroeger, supra, an effort
was made to enforce a building restriction and in
this case a racial restriction is sought to be en
forced. In the cited case the trial court made
findings in favor of the alleged violator while
in the case at bar the trial court has made find
ings against the alleged violator. But on prin
ciple it is submitted that the final judgment in
the case at bar should accord with that which
finally obtained in the cited case.
Although respondents in the case at bar al
leged that they would be and were being dam
aged by appellants’ use and occupancy of the
lots, it is significant that there is not a single
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word of testimony to that effect in the record.
Nor is there any testimony that the granting of
the injunction would or can confer any benefit on
them whatsoever. None of the respondents in
the cases below were residents of East 92nd
street, the street occupied by appellants herein.
Although the Court made a general finding
XLVII [Clk. Tr. p. 123, line 13] that the allega
tions of the complaints in respect to damages
were true, such a finding has no support in the
evidence and it is essential in a case of this kind
that damage will flow from non-enforcement of
the restrictive covenant or that benefit will ac
crue from enforcement of the covenant.
Downs v. Kroeger, 200 Cal. 743.
The rule is well stated as follows:
“While it has been held that under proper
circumstances equity will give relief in case
of a breach of a restrictive covenant regard
less of the fact that the complaint has
suffered no substantial injury, the more
general rule, particularly in the case of re
strictions imposed by a general building-
plan is that equity will not take cognizance
of technical or immaterial violations.”
26 C. / . 6'. 574.
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“Equity will not as a rule take cognizance
of a violation of a restriction . . . where
the enforcement would have no other result
than to harass or injure defendant without
effecting the purpose for which it was
originally made.”
26 C. J. S. 774, 775.
True enough there is an expression in an earlier
California case, Walker v. Haslett, 44 Cal. App.
394, to the effect that damage need not be al
leged; the practical effect of the holding of
Downs v. Kroger, supra, is to abrogate that rule
where as here there are other circumstances such
as change in the character of the community, as
will be dealt with later, and other circumstances
negating damage to plaintiffs. In other words,
where evidence is introduced showing lack of
damage and absence of material benefit to com
plainants the complainants must meet the issue
by showing damage to themselves.
The foregoing condition is strengthened when
the relief sought is in essence a mandatory in
junction.
Vesper v. Forest Lawn Cemetery Assn.,
20 Cal. App. (2d) 157;
57 A. L. R. 336.
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There can be no doubt that mandatory injunc
tion is sought in this case for the purport of the
decision if injunction is granted is to require ap
pellants to act.
Feinberg v. One Doe Co., 14 Cal. (2d)
24.
The judgment clearly is not supported by the
evidence as to Lots 498 and 500 and the attempt
to enjoin appellants’ use and occupancy “ of any
other lot in Tract 7421” is beyond the jurisdic
tion of the court since this is not a class or
representative suit and since each lot in the
Tract would be subject to an inquiry as to con
ditions surrounding it.
Downs v. Kroeger, 200 Cal. 743;
Hansberry v. Lee, 311 U. S. 32.
Changes in the Character of a Neighborhood
Will Stay Enforcement of a Restrictive
Covenant.
The rule is well established in California that
equity will not decree enforcement of a restrictive
covenant against a particular lot in a case where
by reason of a change in the character of the
surrounding neighborhood, not resulting from a
breach of the covenant, it would be oppressive
and inequitable to give the restriction effect as
where the enforcement of the covenant would
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have no other result than to harass or injure
the defendant without benefiting the plaintiff.
Hurd v. Albert, 214 Cal. 14;
Friesen v. City of Glendale, 209 Cal. 524;
Hess v. Country Club Park, 213 Cal. 613;
Downs v. Kroeger, 200 Cal. 743.
The rule as announced in Hurd v. Albert,
supra, was enunciated as controlling in building
restriction cases, and is the distillation of a long
line of cases involving building restrictions. The
same rule is applicable in cases involving racial
restrictions.
Latteau v. Ellis, 122 Cal. App. 584;
Koehler v. Rowland, 275 Mo. 573;
Hundley v. Gorewits, ..... Fed. Rep.......
In Letteau v. Ellis, supra, the court discussed
the question of the applicability of the rule in
building restrictions to cases involving racial re
strictions in these words:
“ But, argue respondents, the found
changed conditions make it unjust and in
equitable to enforce the conditions. There
is much authority in support of respondents’
position. (Downs v. Kroeger, 200 Cal.
743; Hess v. Country Club Park, 213 Cal.
613; Hurd v. Albert, 214 Cal. 15.) These
cases deal with the restrictive covenant and
conditions limiting the use of real estate, the
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particular restrictions being as to the
maintenance of the property as residential.
The holding in each case is that where there
has been a change in the use to which prop
erty in the neighborhood is being put, so
that such property is no longer residential
property, it would be unjust, oppressive and
inequitable to give effect to such restric
tions, if such change has resulted from
causes other than their breach. A refer
ence to these cases suffice. The subject is
exhaustively covered and leaves no further
ground of discussion.”
The court then brushes aside the argument
that a so-called race restriction is not within
either the spirit or the letter of the doctrine
announced in building restriction cases. The
rule as to change is also well illustrated in Hund
ley v. Gorewits, supra, where the Court says:
“However, it is equally well settled that
since the purpose of such restrictions is the
mutual benefit of the burdened properties,
when it is shown that the neighborhood in
question has so changed in its character
and environment and in the use to which
the property therein may be put that the pur
pose of the covenant cannot be carried out
or that its enforcement shall substantially
lessen the value of the property, or, in short,
that injunctive relief would not give a bene
fit by rather imposing a hardship, the rule
will not be enforced.”
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Counsel for respondent raised some question
in the Court below as to applicability of the rule
as to changes outside the tract as obtaining in
building restriction cases to cases involving
racial restriction. On principle it would seem
that the rule should not vary and it is unthink
able that the Courts will throw a greater safe
guard around the right to establish a business
than it will around the right of American citizens
to occupy their own homes. So far as appel
lants know, the question has never been directly
adjudicated. However, it has been said:
“ It is true that where circumstances are
changed owing to the material growth of a
city or of the principal use of a whole
neighborhood so that the purposes of a re
striction in a conveyance no longer can be
accomplished and it would be oppressive and
inequitable to give effect to such restriction,
the Courts will not enforce it.”
Koehler v. Rowland, 275 Mo. 573.
The Court’s finding that there had been in
sufficient change in the character of the neighbor
hood to stay the hand of equity in the case at bar
is contrary to the evidence. There is no dispute
that the Central Gardens Tract, a portion of
which adjoins Tract 7421 on the south, was de
veloped roughly simultaneously with Tract 7421
although it was apparently laid out a year before
Tract 7421. The record is replete with evidence
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that Central Gardens Tract is populated almost
exclusively by Negroes. Ninety-second street is
the dividing line between Tract 7421 and the
Central Gardens Tract. Houses on that street
face each other. Homes occupied by appellants
face homes occupied by Negroes in the Central
Gardens Tract. The Pardee Tract adjoins
Central Gardens Tract and a portion of Tract
7421 on the east. Conditions of racial occu
pancy in the Pardee Tract have changed ma
terially since 1923 and even respondents’ wit
nesses testified that the change continues. [Rep.
Tr. p. 630, lines 10 to 12.] The evidence also
shows that there has been a general northerly
migration of Negroes toward Tract 7421 since
the subdivision of Tract 7421, and that whereas
Negroes in appreciable numbers lived in the
vicinity of 105 th street when Tract 7421 was
subdivided, they now live as far north as 89th
street to the east of Tract 7421 and as far north
as 92nd street directly south of Tract 7421.
[Rep. Tr. p. 484, lines 10 to 13.] The increase
of Negroes in the immediate vicinity has made
for a consequent increase of Negroes using the
public streets in and about Tract 7421. A
market located in the center of Tract 7421 at
tracts Negro customers. [Rep. Tr. p. 764, line
—29—
23.] A bus line routed through Tract 7421 car
ries large numbers of Negro passengers. [Rep.
Tr. p. 750, lines 4 to 7.]
Change is a relative term, and when change
is asserted as bearing on the right to occupy a
parcel of land, a court of equity should and must
view the whole situation. Change sufficient to
permit occupancy of a border line lot might fall
far short of change required to permit occupancy
of an interior lot in a tract. Furthermore, the
use of a border line lot in violation of a restric
tive covenant does not invalidate an entire re
strictive covenant and equity may well find such
change as will permit violative use of that border
line lot, while leaving other lots bound as be
fore.
Downs v. Kroeger, 200 Cal. 743.
It must be remembered that appellants herein
did not cross-complain for relief invalidating the
entire restrictive covenant; they sought and they
seek only to be left undisturbed in use and oc
cupancy of their border line lots, and certainly
the weight of evidence as to change as to the
character of the community in which those
border line lots are located preponderates in ap
pellants’ favor when the whole situation is taken
— 30—
into account. The whole situation is that appel
lants seek to use and occupy lots located directly
across a forty-foot street from other property
used and occupied by Negroes; that prior to their
purchase and use and occupancy the lots on their
side of the street were largely vacant; the lots
they use and occupy have little or no value to
persons of the Caucasian race; the street on
which the lots are located is continually used as
a thoroughfare by Negroes; the plaintiffs failed
to show any damage to themselves by appellants’
use and occupancy, and that no material benefit
will flow to respondents from enforcement of
the restrictive covenant. Occupied as it is on
one side by Negroes and with lots on the other
side largely vacant, 92nd street is essentially a
“ Negro” street, not only along the border line
of Tract 7421, but far to the east where it
bisects the Pardee Tract.
The practical effect of depriving appellants of
the right to use and occupy their lots would be
to establish a virtually uninhabitable section of
the city, a very undesirable result, especially in
these times when there is already overcrowding
and inadequacy of housing facilities.
Hundley v. Gorewits, supra.
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Laches and Waiver Will Bar the Right to
Enforce a Restrictive Agreement.
The principal factors in determining the ques
tion of laches are acquiescence and lapse of time
but other circumstances are also material such
as that a change in the value or character of the
property has taken place.
Chapman v. Bank of California, 97 Cal.
155.
Respondents’ attorney stipulated that all of re
spondents knew that appellants Loftons began
occupancy of lot 498 in Tract 7421 at the time
they began that occupancy in October, 1939.
[Rep. Tr. p. 636, lines 2 to 7.] The records show
that the first suit filed against appellants Loftons
was commenced on June 24, 1940 [Clk. Tr. p. 10,
lines 19, 20] a period of more than nine months
after appellants Loftons began occupancy and
that they had made certain improvements to
their property before the first suit was filed. They
had built a fence, constructed a concrete drive
way, put in a lawn, and made certain additions
to the porch. [Rep. Tr. p. 583, line 14; p. 584,
lines 14, 20, 24; p. 585, lines 18, 22 to 25; p.
586, lines 3 to 5, 22.] It will be observed that a
greater part of these improvements were done in
such view that respondents had means of knowl-
-3 2 -
edge, and under some circumstances means of
knowledge may properly be accounted actual
knowledge.
Tucker v. Beneke, 180 Cal. 588.
The second suit in which defendants Loftons
appear herein as appellants was not commenced
until August 7, 1941 [Clk. Tr. p. 42, lines 19,
20], a period of one year and ten months after
Loftons began occupancy. There is no hard and
fast rule as to what lapse of time coupled with
other factors will constitute laches. It has been
held that inactivity for a period of six months
after completion of work sought to be abated, the
doctrine of laches is to be invoked.
Los Angeles Athletic Club v. Long Beach,
128 Cal. App. 427.
In considering the applicability or inapplicabil
ity of the doctrine of laches, one should consider
all surrounding circumstances and in this case it
is submitted that there is no sufficient reason to
excuse inactivity on the part of respondents
named in the first action or respondents named
in the second action.
By way of excuse for their inactivity the trial
court permitted respondents, over objection of
appellants, to detail a long series of meetings held
—33—
by owners of lots within the Tract, a consequent
consultation with various attorneys and the ad
vice offered by those attorneys. [Rep. Tr. p.
798, lines 8 to 10; p. 806, lines 12 to 16; p. 806,
lines 23 to 26; p. 808, lines 19, 20.] The court
also permitted introductions into evidence over
appellants’ objections of letters from a resident
of the Tract not a party to any of these actions,
to Bank of America and a letter from an attorney
representing the group of Tract owners and to
the Bank of America, and replies to each of those
letters. [Plaintiff’s Exhibits 45, 47, 48, 49.]
Seasonable motions to strike all evidence relative
to the activities of the group and the letters as
admitted, were made by appellants. Appar
ently respondents and their attorney were act
ing on the belief that a suit involving restric
tive covenant was a class or representative
suit, and that an action against an alleged Fili
pino violator allegedly living in the interior of
the Tract was regarded as in essence an action
against appellants. [Rep. Tr. p. 891, line 22, to
p. 892, line 3. ] However, it has been held by the
Supreme Court of the United States that such
suits are not class or representative suits, and
the only way that respondents could assert any
rights as against these appellants was to name
them parties defendant.
— 34—
“Where the covenant did not create joint
obligation or liability, the several property
owners did not constitute a single class, and
there was a potential conflict of interest as
between the parties to the suit and the per
sons purported to be represented in that the
latter might determine it to their interest to
challenge rather than assert the restriction.”
Hansberry v. Lee, 311 U. S. 32.
The case just cited also involved attempts to
enforce a racial restrictive covenant, and the
holding was clear and plain that such suits are
not class or representative suit, and that any ad
judication binds only parties named as defendant
or as plaintiffs.
In view of that holding it cannot be said in
the case at bar that respondents relieved them
selves of any laches by their own mistake of law
that they could bind appellants’ property by pro
ceeding against another alleged violator, and in
view of the lapse of time between the knowledge
of appellants Loftons’ occupancy and the com
mencement of the suits it would seem that the
appellants Loftons should be left undisturbed in
their use and occupancy.
There is the additional question of waiver,
especially as it relates to the second action filed
in 1941, almost two years after knowledge of
appellants Loftons’ occupancy. Waiver of the
right to enforce a building restriction is recog-
—35—
nized as a valid defense to an action to enforce
forfeiture or breach of a condition.
Los Angeles and Arizona Land Co. v.
Marr, 187 Cal. 126.
Although it is apparent that respondents in
the second action believe that they could relate
their rights back to the filing of the first action,
still in view of the holding in Hansberry v. Lee,
supra, it is apparent that they could not do so,
and if they could, their long silence must certainly
amount to acquiescence in the occupancy of the
appellants Loftons. In view of the law and the
evidence as revealed by the record, it is submitted
that the finding that there had been no laches or
waiver is against the weight of the evidence in so
far as appellants Loftons are concerned.
Appellants Laws purchased their parcel on con
tract November, 1935 [Rep. Tr. p. 536, line 19]
recorded deed to it August 29, 1940 [Defendant’s
Exhibit A] and began building a home on it in
June, 1941. [Rep. Tr. p. 540, lines 8 to 10.]
Prior to the construction of the home, appel
lant Henry Laws testified that he had made cer
tain use of the parcel extending over a period of
approximately seven years. [Rep. Tr. p. 564,
lines 19, 20; p. 565, line 3; p. 566, line 6; p. 567,
lines 4 and 8.] Respondents disputed that testi
mony sharply, and it is conceded that appellant
Laws was named defendant in a suit filed shortly
after he began occupancy. All that has been said
— 36—
of the doctrine of laches and waiver as to ap
pellants Loftons applies with equal force to appel
lants Laws with exception of the fact that re
spondents denied knowledge of his use. That
denial must, of course, be viewed in light of the
familiar rule that means of knowledge may in
some instances be determined to be knowledge,
and all that respondents could possibly deny was
not use of the lot but knowledge of the use.
Means of knowledge is equivalent to knowledge.
Tynan v. Kerns, 119 Cal. 447.
A Restriction of Use and Occupancy
Unlimited as to Time Is Void.
Where no time is specified in said agreement
(limiting racial occupancy) for its duration, it
was void as being contrary to the provisions of
Sections 711 and 715 of the Code of Civil Pro
cedure, which prohibit an unlimited restraint on
alienation.
Foster v. Stewart, 134 Cal. App. 482.
The holding in the cited case is plain and un
equivocal and it is undisputed that so-called
“building restrictions” [Plaintiffs Exhibit 2] in
the case at bar are unlimited as to time. Foster
v. Stewart, supra, was decided in 1933 and it is
noteworthy that it has been cited as authority by
text writers and in virtually in every digest issued
since the decision. It has never been modified
or limited or overruled by any later California
■37-
case, either by the Courts of Appeal or by the
Supreme Court. It certainly is binding until some
disposition is made of it, and it would seem to
be controlling in the case at bar. Such criticism
as has been leveled at Foster v. Stewart, supra,
seems to be based upon the ground that prior
decisions had held that restraints on use and
occupancy are not restraints upon alienation, and
hence not within the prohibition of Sections 711
and 715 of the Code of Civil Procedure. That
criticism begs the points upon which the ruling
in Foster v. Stewart, supra, was made. A careful
reading of the case will reveal the fact that the
agreement in question had provided that “ the
owners of the said several parcels of land will
not permit the said property or any part thereof
to be leased to or rented to nor shall the same
even be used or occupied by any person” of the
proscribed groups. In essence the court held that
where the inducements for the signing of the
covenant were not segregated and one of the in
ducements was violative of the rule against re
straints on alienation the whole covenant would
be void. Viewed in that light, the decision in
Foster v. Stewart, supra, is sound. The re
strictive phrase in the case at bar is very similar
to the covenant in the cited case, and reads' “that
said premises shall not be leased, sold, or con
veyed to or used or occupied by any person not
of the Caucasian race.” [Clk. Tr. p. 32, lines
6 to 8.]
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All Necessary Parties to a Complete De
termination of an Action Should Be Made
Parties to the Action.
By seasonable motion [Clk. Tr. p. 50, line 1,
to p. 51, line 19] appellants moved to require re
spondents to name as parties plaintiff or defend
ant each and every lot owner in Tract 7421 on the
ground that each of said lot owners was an in
dispensable to the complete determination of the
controversy. The motion was denied. It is well
settled that if the necessary parties to a full de
termination of all issues are not before the court,
it is the duty of the court on its own motion or
on the motion of the parties to bring them before
the court.
Title Guaranty v. Henry, 208 Cal. 185;
O’Connor v. Irvine, 74 Cal. 435;
Lake v. Dow, 207 Cal. 290.
The requirement that indispensable parties be
before the court is mandatory.
Hartman Ranch Co. v. Associated Oil
Co., 10 Cal. (2d) 232.
Where the record indispensably shows that a
complete determination of the controversy cannot
be had without the presence of other parties,
such parties become necessary and indispensable,
— 39—
and Section 389 of the Code of Civil Procedure
is mandatory, and the question then becomes one
of jurisdiction in that the court may not proceed
without bringing them in.
Ambassador Petroleum Co. v. Superior
Court, 208 Cal. 667;
Bank of America v. Superior Court, 16
Cal. (2d) 516.
If defendants actually before the court may be
subjected to undue inconvenience or to danger of
loss or to future litigation or more extensive lia
bility by reason of the absence of necessary par
ties, they may object to proceeding without them.
20 Cal. Jur. 575, 576.
It has been held that cases involving attempts
to enforce restrictive covenants such as this one
are not class or representative suits, and that
adjudication in any such case binds only those
actually before the court.
Hansberry v. Lee, 311 U. S. 32.
In view of that holding, it is perfectly apparent
that the decision in this case cannot bind other
lot owners in Tract 7421. They can even if ap
pellants finally prevail, file new actions to harass
and vex appellants. The history of the case in
4 a
that respect is itself restrictive. The first case
denominated, Burkhardt v. Lofton, filed in 1940,
was still pending and undetermined when the sec
ond case, now on appeal, denominated, Burkman
v. Liddy, et al., was filed. Issues in the two cases
were identical. Defendants were identical, yet
appellants herein found themselves faced with
having to defend a second law suit. Had other
parties resident in the tract been so inclined, they
could have filed a third law suit. While this ap
peal is pending, another resident or group of resi
dents may file other law suits; the number is
limited only by number of residents in the tract.
It is no answer to this state of affairs to say that
this action is simply one to determine adverse
claims as to plaintiffs and named defendants.
Since it is an equity action, and since equity does
not act piecemeal, the whole controversy should
be determined at once, and since respondents
herein initiated the suit, the court should have
required them to complete the action by naming
the necessary and indispensable parties to a com
plete determination of the issue to the end that
appellants may not be subjected to the danger of
future litigation. It is respectfully submitted
that the trial court erred in denying appellants'
motion for adjoining of additional parties.
— 41—
An Injunction Should Not Issue to Re
strain the Alleged Violation of Restric
tions in a Tract Where the Restrictions
Have Been Modified and the Original
Grantees Took the Lots With Notice
That the Grantor Reserved the Right to
Modify the Restrictions.
(1) A Subsequent Grant Contrary to Re
strictions by a Grantor W ith Power to
M odify Operates as a Revocation of
the Original Instrument.
As has been made plain from the statement
of fact of this case, concerning which there is
no dispute, the Bank of Italy closed the trust
in December, 1930, and delivered the assets con
sisting of unsold lots back to the settlors, the
legal title having been in the Bank of Italy only
as trustee. [Rep. Tr. p. 114, lines 3 to 9.] As
to Lot 500 of said tract, the lot was conveyed
back to the trustors, who in turn conveyed it to
one of their trustors, Henry D. Gilbert, who
conveyed the lot to Henry and Anna Laws in
1940, appellants and owners of said Lot 500.
No provision was inserted in the deeds by refer
ence or otherwise, restricting the use or occu
pancy because of race. [Plaintiffs’ Exhibits 38,
39 and 40; Rep. Tr. p. 536, lines 3 to 19; p.
786, line 9, to p. 787, line 26.]
At once it becomes apparent that when the
bank conveyed the unsold lots back to the trustors
without restrictions, trustors’ conduct amounted
-4 2 -
to a modification of the provisions concurred in
by the trustors. It is a general rule of law that
the parties to a contract have the right to change
it at any time during its life.
Kennedy v. Lee, 147 Cal. 596;
Main St. etc. Railroad Co. v. Los Ange
les Traction Co., 129 Cal. 301;
Civil Code, Section 1698.
A written agreement may be abrogated by an
executed oral contract.
Twohey v. Realty Syndicate Co., 4 Cal.
(2d) 397.
In the case of Bard v. Kent, 37 Cal. App. (2d)
160, the court held:
“That an oral agreement between the
parties providing for the payment of com
mission to a real estate broker and the re
conveyance to the trustor of the remaining
lots of a subdivision trust was an executed
oral agreement.”
It would seem, therefore, that in the case at
bar the reconveyance to the trustors of the re
maining lots of the subdivision trust was a suf
ficient executed agreement modifying the restric
tions set forth in Exhibit “A ” of plaintiffs’ com
plaints. The actual and presumed intent to
modify the restrictions is likewise indicated by
the merger of the legal and equitable estates in
—43—
the trustors, I. B. Rubin, Henry D. Gilbert Solo
mon Gross and Joseph Moent. By having a fee
simple title to the unsold lots they held an estate
inheritable and not subject to conditions or col
lateral determination.
In re Walts, 197 Cal. 263.
Where the whole legal title as well as the
equitable, unite in the same person, a merger
takes place.
Boye v. Boerner, 12 Cal. App. (2d) 186.
We submit, that when plaintiffs or their prede
cessors in interest purchased lots in the subject
tract, they were put on notice that notwithstand
ing the fact that the alleged restrictions were for
the benefit of each owner of land in said tract,
or any interest therein as a servitude of each and
every lot or parcel of land in said tract as the
dominant tenement or tenements, they took with
notice as did the appellants herein, that the trus
tees reserved the right to modify the restrictions,
which was done in the case at bar. If, there
fore, a modification of the restrictions took place
as to the remaining unsold lots, then a modifica
tion took place as to each and every lot or parcel
of land in said tract, since the owners of said
lots took the same with notice that the restric
tions were covenants running with the land as to
each and every lot in said tract and subject to a
modification by the grantor, Bank of Italy. The
44
restrictions were for the benefit of the tract and
not for the individual lots in said tract since any
lot in said tract could have been sold free of
any burdens of restriction by the trustees by vir
tue of their power to modify the restrictions.
We cannot refrain from stating- at this point
that the Bank of Italy as trustor, considered the
restrictions at an end upon the closing of the
trust, and the acceptance of the unsold lots free
of any restrictions, covenants or conditions by
the trustors. It is not a matter of conviction by
a question long decided by our cases in Califor
nia. In the case of Werner v. Graham, 181 Cal.
174, the court held:
“That where the owner of a tract of land
subdivided it into lots and make sales of the
lots subject to certain building restrictions,
and thereafter quit claimed to the owner of
one of the lots any interest he had in it, the
effect was to release the restrictive pro
visions as to such lot so far as it was in the
power of the original owner to do so.”
In addition to the ample reason already given,
the provisions are in fact conditions not to be
enforced by other lot owners under the deeds
from the same grantor against the appellants, but
are in favor of the grantor, since by assigns is
meant the assignor of the reversion or right of
re-entry.
Werner v. Graham, supra;
McBride v. Freeman, 191 Cal. 158.
—45—
(2 ) A n E qitable Servitude Is Not Created
W here the U nderstanding of the Par
ties Is Left to M ere Conjecture.
George Wixson and Rose Wixson, original
grantees, and predecessors in interest of Lot
498 of Tract 7421, now owned by Lee S. Lofton
and Jennie P. Lofton, some of the appellants
herein, by grant deed took title to said lot'
February 24, 1928, subject to the provisions of
the general restrictions on said tract. [Clk. Tr.
p. 40, line 7; PL Ex. 32.] In 1939 and subse
quent to the modification heretofore and here
after mentioned, George Wixson and Rose Wix
son conveyed title to said lot to Lee S. Lofton
and Jennie P. Lofton, some of the appellants
herein. [PI. Ex. No. 34; Rep. Tr. p. 200,
line 25.]
Maude V. Darden, original grantee and
predecessor in interest of Lot 500 of Tract 7421,
now owned by Henry Laws, Anna Laws and
Pauletta Laws, some of the appellants herein, by
grant deed took title to said lot August 28, 1930,
subject to the provisions of the general restric
tions on said tract. [Clk. Tr. p. 88, line 23, to
p. 89, line 2; PL Ex. 37.] That thereafter the
said Maude V. Darden conveyed said lot to I. B.
Reuben and others. [PL Ex. 38; Rep. Tr. p.
203, line 10.] I. B. Reuben and others, are the
original trustors who created the subdivision
trust'herein. I. B. Reuben and others conveyed
4 6
the said Lot 500 of the tract to Henry D. Gilbert
and Tillie Gilbert, as joint tenants. [Rep. Tr.
p. 203, lines 18 to 24.] The said Henry D.
Gilbert is one of the four original settlors of the
trust. [PI. Ex. 39.] That thereafter in 1935
and subsequent to the modification heretofore and
hereafter mentioned, the said Henry D. Gilbert,
settlor, and his wife conveyed the said lot to
Henry Laws, Anna Laws and Pauletta Laws,
some of the appellants herein. [PI. Ex. No. 40;
Rep. Tr. p. 204, lines 3 to 9.]
The power of the grantor to revoke or modify
an instrument where the power is reserved is set
forth in Section 1229 of the California Civil
Code, which provides:
“Where the power to revoke or modify an
instrument affecting the title to, or the en
joyment of, an estate in real property, is re
served to the grantor, or given tq any other
person, a subsequent grant of, or charge
upon the estate, by the person having the
power of revocation, in favor of an en
cumbrancer for value, operates as a revoca
tion of the original instrument to the extent
of the power in favor of such purchaser or
encumbrancer.”
In the leading case of Tenant v. John Tenant
Memorial Home, 167 Cal. at page 575, the court
said:
“ Each of these sections is based on the
assumption that the reservation mentioned
— 47—
would be valid if made. Furthermore, they
entirely remove the foundation upon which
these reservations, when inserted in deeds of
feoffment, were held to be void, that is to
prevent the danger of secret transfers, to the
detriment of the lord of the manor, or sub
sequent purchasers or encumbrancers. There
is now no lord of the manor, and the sec
tions provide a complete protection to subse
quent purchasers or encumbrancers for
value. Furthermore, the effect of the de
cisions of this court is that such reservations
are valid.”
It is of course a rule well settled in California,
that the deed is the final and exclusive memorial
of the intention and right of the parties. (Mar
tin v. Holm, 197 Cal. 733; Werner v. Graham,
supra; Berryman v. Hotel Savoy Co., 160 Cal.
559; McBride v. Freeman, supra.) Furthermore,
any provision of an instrument creating or
claimed to create such a servitude will be strictly
construed, any doubt being resolved in favor of
the free use of the land. ( Werner v. Graham,
181 Cal. 174.)
Tt is the plaintiffs’ position and the court
found, that the restrictions are imposed as a servi
tude in favor of each and every lot in the tract.
But the restrictions were placed on the tract
pursuant to a general scheme or plan of building
up the tract. The subdivision trustee or grantor
reserved the right to modify the restrictions at
—48—
its discretion, and the plaintiffs had notice. When
the grantor reconveyed the unsold lots without
such restrictions and the trustors likewise sold
the lots, one to one of the appellants in the case
at bar, the right to enforce the restrictions was
waived. (Brown v. Wrightman, 5 Cal. App.
391; Hanna v. Rodeo-Vallejo Ferry Co., 89 Cal.
App. 462; Los Angeles, etc. Land Co. v. Marr,
187 Cal. 126; Wedum-Aldahl Co. v. Miller, 18
Cal. App. (2d) 745.) It is submitted that the
grantor and trustors not only modified the re
strictions by their acts and conduct but aban
doned the plan.
In the case of Wedum-Aldahl Co. v. Miller, 18
Cal. App. (2d) the court said, at page 753:
“A grantor may waive the right to en
force a restriction with respect to the use
of land by his acts and conduct and thus
estop himself from asserting its future
validity. . . .”
“ In the case of restrictions imposed in
pursuance of a general plan, that the
originator of the plan, the common grantor,
acquiesces in, that is, fails to take legal action
to prevent, substantial infringements of the
plan by some of his grantees, has been re
garded as showing an abandonment by him
of the plan, precluding him from subse
quently enforcing the restriction as against
others.”
—4 9 -
In the case at bar the grantor did nothing
about the alleged violation of the restrictions by
appellants or by the settlors of the trust, namely,
I. B. Reuben, Henry Gilbert, Solomon Gross, and
Joseph Moent, and reconveyed unsold lots back to
the trustors, free of the restrictions. In other
words, although the grantor by the terms of the
Building Restrictions, imposed restrictions on
some of the lots conveyed to some of the
grantees, it was in no way bound by the re
strictions.
We, therefore, respectfully submit that the
court erred in finding that a servitude was im
posed by the restrictions in favor of each and
every lot and that the restrictions are for the
benefit of each owner of land in the tract, for
the reason that it affirmatively appears that the
grantor on his part never did covenant to make
similar conveyances to appellants’ grantors, or to
plaintififs’ grantors, or to any of the other
grantees or owners of lots in said Tract. No
equitable easement was created.
In the leading case of Wing v. Forest Lawn
Cemetery Association, 15 Cal. (2d) 472, the
court said at page 480:
“Werner v. Graham, 181 Cal. 174, 183
Pac. 945, has oft been cited as the leading
case in this state defining the manner in
which an equitable servitude may be estab
lished. The case makes it requisite not
-50—
only that the deed contain (1) a proper
expression of intent to create an equitable
easement; that is, reference to a common
plan of restriction or indication of an agree
ment between the grantor and grantee that
the conveyed lot be taken subject to some
such plan, but also (2) ‘some designation or
description of what is an essential factor,
namely, the dominant tenement.’
“Measured by these standards it can
scarcely be said that an equitable easement
was created by plaintiff’s deed. Certainly,
there is no description of a dominant tene
ment which is to be benefited by the restric
tion placed upon the property by the grantee.
The importance of describing with certainty
the property to be affected by a restrictive
easement has been commented on by Pro
fessor William Edward Burby in 10 So.
Cal. Law Rev. 281, at Page 289, note 21,
—thusly:
“ ‘The desirability of adhering to the rule
announced in Wagner v. Hann [38 Cal.
I l l , 99 Am. Dec. 354] (cited in Werner
v. Graham, supra), in connection with the
creation of equitable easements, seems ap
parent. There should he some written evi
dence either in the form of a plat or other
wise, delineating or pointing out the extent
of the property affected by the restrictions.
A more extensive area is usually involved
in the case of equitable easements than is
the case in the creation of legally enforce-
—51—
able easements. As a matter of policy, the
understanding of the parties should be defi
nite and clear, and should not be left to
mere conjecture. Property described in the
deed creating the equitable easements, and
no other should be affected thereby’ ” (ital
ics ours).
. . Although the grantor by the
terms of said deed imposed numerous re
strictions on the lots conveyed to the
grantee, it in nowise bound itself to impose
restrictions on any which may have been
retained by it, or to convey other property
which it may have held subject to the same
or similar restrictions or to do anything in
favor of the property of the grantee.”
“A similar situation was presented in
the case of Kuhn v. Saum, 316 Mo. 805
[291 S. W. 104, at p. 105] wherein the
Supreme Court of Missouri, said:
“ ‘ . . . And if the grantee could not
compel his grantor to observe the restric
tions, he could not compel a subsequent
grantee to do so. Beattie v. Howell, 98
N. J. Eq. 163, 129 A. 822. . . .’
“ . . . Therefore, it cannot be said that
by the mere imposition of restrictions on
the lands of the grantee, the grantor im
pliedly placed the same restrictions on lands
retained by it.”
“ It is true that the deed stated that the
restrictions on lands of the grantee might
— 52—
be enforced against the land of the grantee
by other owners of burial space in
Memorial Park, but said statement did not
have the effect of creating a reciprocal
negative easement.”
“And further, at page 482, quoting from
the case of Moe v. Gier, 116 Cal. App. 403.
the Court said:
“ • • To create an equitable servi
tude in the grant of lands in a large
area it is essential that there must be a
general scheme of restrictions sufficiently
uniform in character to indicate unmis
takably a designated and adopted plan
throughout common to all purchasers of
lots. The restrictions must not only appear
in one deed, but in all the deeds, and must
expressly declare that such restrictions are
for the benefit of and run with all other
lots in the designated area. In other words,
the restrictions must be for the mutual
benefit of all parcel owners and each lot
imposed with a servitude for the benefit
of each and every lot.’ ”
Appellants urge that no equitable servitude
was created in the absence of a designation of
a dominant tenement or tenements, hence there
is no basis for holding that said restrictions
are valid and enforceable and that appellants
have violated any restrictions.
— 53—
A Judicial Decree of a State Court Enforcing,
Against Members of the Negro Race, Re
strictive Residence Covenants, Offends
the Equal Protection Clause of the Four
teenth Amendment to the United States
and Article One, Sections One and Twen
ty-one of the Constitution of the State of
California.
The Fourteenth Amendment of the United
States Constitution, prohibits a state from de
priving a person of property without due process
of law. It would seem, therefore, that a decree
by a state court upholding a provision of re
strictions that certain premises are not to be
sold, leased, used or occupied by persons not of
the Caucasian race as valid and enforceable
and permanently enjoining and restraining ap
pellants who are not of the Caucasian race from
occupying or using any portion of their prop
erty in the premises, the state is lending its aid
by the enforcement of such a provision depriv
ing persons of their property.
(1 ) Judicial A ction Constitutes “State”
A ction W it h in the M eaning of the
Fourteenth A mendment.
This seems to be definitely determined by
Mooney v. Holohan (1934), 294 U. S. 103, 112.
“That Amendment” (the Fourteenth), said the
court, “governs any action of a state ‘whether
through its legislature, through its courts, or
through its executive or administrative offices
- 5 4 -
In the most recent consideration of the sub
ject, the U. S. Supreme Court, in Bridges v.
California, 86 L. Ed. (Adv. Op.) 179, Dec. 8,
1941, nullified action by the Superior Court of
the State of California on the ground that it
abridged freedom of speech, and hence federal
due process, under the Fourteenth Amendment.
Such action by the court would have been im
possible had the court not construed the word
“state” in the Fourteenth Amendment as in
cluding the Superior Court of this County as
an agency of the state within the meaning of
“state” in the Fourteenth Amendment.
(a) The Broadening Scope of the Fourteenth
Amendment as to What Constitutes State
Action.
The word “ state” in the Fourteenth Amend
ment includes not only action by a state legis
lature, but action by municipalities as well. Mu
nicipalities are deemed to be agents of the state
within the meaning of the Fourteenth Amend
ment.
In Hague v. C. I. O., 307 U. S. 496; Lovell
v. Griffin, 303 U. S. 444; and Schneider v.
State, 308 U. S. 147, municipal ordinances were
held void because of infringement of the right
of freedom of speech; and thus were held to
constitute state action. (In the last the above
three cases the Los Angeles Handbill Ordinance
-55—
was held invalid.) Similarly in another Califor
nia case, in Hamilton v. Regents, 293 U. S. 245,
a resolution by the Board of Regents of the
University of California was held to constitute
state action. To the same effect is Missouri ex
rel. Gaines v. Canada, 305 U. S. 337.
(b) The Broadening Protection of Negroes
From Discrimination Because of Race or
Color:
(i) Selection of Grand and Trial Juries.
Norris v. Alabama, 294 U. S. 594; Pierre
v. Loviisiana, 306 U. S. 354; Smith v.
Texas, 311 U. S. 129.
(ii) The right to vote irrespective of
color or race. Nixon v. Herndon, 273 U.
S. 536, 541.
(iii) Attendance at a state university ir
respective of race. Missouri ex rel. Gaines
v. Canada, 305 U. S. 337.
(iv) Equality of accommodations in
transportation. Mitchell v. U. S., 313 U.
S. 80.
(v) Freedom from Peonage. Taylor v.
Georgia. 86 L. Ed. (Ad. Op.) 371.
(vi) The Fourteenth Amendment was de
signed particularly to protect the Negro
from every form of discrimination because
of color or race.
— 56—
The law is summarized in Buchanan v.
Worley, 245 U. S. 60, 77, thus:
“ It (the Fourteenth Amendment) was
designed to assure to the colored race the
enjoyment of all the civil rights that under
the law are enjoyed by white persons, and
to give to that race the protection of the
general government, in that enjoyment,
wherever it should be denied by the states.
“ It ordains that no state shall deprive
any person of life, liberty or property with
out due process of law, or deny to any per
son within its jurisdiction the equal protec
tion of the laws.
“ What is this but declaring that the law
in the states shall be the same for the black
as for the white; and that all persons,
whether colored or white, shall stand equal
before the laws of the states, and, in re
gard to the colored race, for whose pro
tection the amendment was primarily de
signed, that no discrimination shall be made
against them by law because of their color.
“The Fourteenth Amendment makes no
attempt to enumerate the rights it is de
signed to protect. It speaks in general
terms, and those are as comprehensive as
possible. Its language is prohibitory; but
every prohibition implies the existence of
rights and immunities, prominent among
which is an immunity from inequality of
—57-
legal protection, either for life, liberty or
property. Any state action which denies
this immunity to a colored man is in con
flict with the Constitution.”
“Again this court in Ex parte Virgina.
100 U. S. 339, 347, said:
“Whoever, by virtue of public position
under a state government, deprives another
of property, life or liberty without due
process of law, or denies or takes away the
equal protection of the law, violates the
constitutional inhibition, and as he acts in
the name of the state, and is clothed with
the state’s power, his act is that of the
state.”
Certainly a judicial decree which enforces dis
crimination in the establishment of residence be
cause of race constitutes action “by virtue of
public position” , and hence the exercise of such
judicial power constitutes the act of the state
within the meaning and prohibitions of the
comprehensive terms of the Fourteenth Amend
ment. Los Angeles Investment Co. v. Garry
(1919), 180 Cal. 680, and Corrigan v. Buckley
(1925), 271 U. S. 323, do not foreclose the
issue adversely to the defendants.
Thus, in Hansberry v. Lee, 311 U. S. 32, 85
L. Ed. 22, the court by its failure to construe
the claim of the denial of equal protection of
the laws by restrictive residential covenants based
—58—
on race, indicated that the issue was still an
open one so far as that court was concerned.
The court rules in favor of the Negroes on
an issue involving lack of notice in a class suit.
The examination of the petitioner’s briefs, as
outlined in the United States Supreme Court
reports at page 35, and more fully in the Law
yers Edition Reports at page 24, discloses that
the precise contention made in the instant case
was made in behalf of the Negroes, in that
case. An examination of the decision of the
court discloses that the court avoided passing
upon that issue.
Had the court considered Buchanan v. Worley
or Los Angeles Investment Company v. Garry,
as conclusive, it would have said so.
Russell v. Wallace, 30 Fed. (2d) 981; Cornish
v. O’Donoghue, 30 Fed. 298; and Grady v.
Garland, 89 Fed. (2d) 817, all decisions by the
District Court of Appeal of the District of
Columbia are neither binding upon this court
nor precisely in point; nor is the denial of
certiorari in each of the cases by the United
States Supreme Court.
The Supreme Court of the United States has
declared on numerous occasions that the denial
of certiorari is not an approval or an affirmance
of an opinion; it simply is a determination by
that court that it will not hear that case; it is
- 5 9 -
no indication that that court will not hear a
similar case at another time.
Moreover, in each of the cases the question of
“ equal protection of the laws” was not an issue;
the District of Columbia not being a state, is
not subject to the Fourteenth Amendment. The
Fifth Amendment to the United States Consti
tution which contains guarantees against federal
action, does not contain an assurance of equal
protection.
For a comprehensive discussion as to the dif
ference between the guarantees of the due process
clause and the equal protection clause, we refer
to Truax v. Corrigan, 257 U. S. 312.
That the equal protection clause is designed
particularly to enjoin any kind of state dis
criminating because of race or color, is disclosed
by the Truax case, in which the landmark de
cision Yick Wo v. Hopkins, 118 U. S. 356, 369,
is approved by the court, the court quoting:
“ These provisions (of the Fourteenth
Amendment) are universal in their appli
cation, to all persons within the territorial
jurisdiction without regard to any differ
ences of race, of color, or of nationality;
and the equal protection of the laws is a
pledge of the protection of equal laws.”
In the early case of Gandolfo v. Hartman,
49 Fed. 181 (1892), restrictive covenants as
— 6 0 —
applied to the Chinese race were held to violate
the Fourteenth Amendment, the court declaring:
“ It would be a very narrow construction
of the constitutional amendment (Four
teenth) in question and the decisions based
on it, and a very restricted application of
the broad principle upon which both the
amendment and the decisions proceed, to
hold that while state and municipal legis
latures are forbidden to discriminate against
the Chinese in their legislation, a citizen of
the state may lawfully do so by contract,
which the courts may enforce . . . Any
result inhibited by the Constitution can no
more be accomplished by contracts of indi
vidual citizens than by legislation, and the
court should no more enforce the one than
the other.”
(c) The Growing Judicial Emphasis Upon
Personal Rights as Distinguished From
Property or Contract Rights.
In recent years the Supreme Court has recog
nized that constitutional values like all other
values, when in conflict, must be reconciled
where possible; in the process of reconciliation,
each right must be allocated its proper place,
some being recognized however, as superior to
others.
Thus, in Minersville School District v. Gobitis,
310 U. S. 586, 595, the court recognized that
— 61
there was a “hierarchy of legal values,” declar
ing that, by way of example, “religious freedom
was inferior to none” in that hierarchy. Re
cently the highest court in the land has placed
the great personal liberties, like freedom of
speech and of the press, and freedom from dis
crimination because of color or race, as first in
that hierarchy. Justice Cardozo, speaking for
the court in Palko v. Connecticut, 302 U. S. 219,
223, enunciated the “rationalizing principle”
which brings order out of what would otherwise
appear to be judicial inconsistency and chaos.
Said Cardozo:
“ We reach a different plane of social
and moral values when we pass to the
privileges and immunities that have been
taken over from the earlier articles of the
Federal Bill of Rights, and brought within
the Fourteenth Amendment by a process of
absorption. These in their origin were ef
fective against the Federal Government
alone. If the Fourteenth Amendment has
absorbed them, the process of absorption
has had its source in the belief that neither
liberty nor justice would exist if they were
sacrificed. This is true, for illustration,
of freedom of thought and speech. Of that
freedom one may say that it is the matrix,
the indispensable condition, of nearly ever}’
other form of freedom.”
—62-
That contract and property rights may, un
der special circumstance, be required to take a
place, somewhere else than at the head of the
table, is seen from the recent United States Su
preme Court decisions.
Thus, in West Coast Hotel Co. v. Parrish,
300 U. S. 379, 391, in discussing freedom of
contract the court, speaking Chief Justice
Hughes, declared:
“What is this freedom? The Constitu
tion does not speak of freedom of contract.
It speaks of liberty and prohibits the
deprivation of liberty without due process
of law. In prohibiting that deprivation the
Constitution does not recognize an absolute
and uncontrollable liberty. Liberty in each
of its phases has its history and connota
tion. But the liberty safeguarded is liberty
in a social organization which requires the
protection of law against the evils which
menace the health, safety, morals and wel
fare of the people.
“ . . . The essential limitation of lib
erty in general governs freedom of con
tract in particular.”
The court then quotes from Allgeyer v.
Louisiana, 165 U. S. 578:
“ . . . freedom of contract is a quali
fied and not an absolute right. There is
no absolute freedom to do as one wills, or
to contract as one chooses.”
—63—
Once again in Home Building and Loan As
sociation v. Blaisdell, 290 U. S. 398, 435, the
court in upholding interference with enforce
ment of mortgage foreclosure contracts, said:
“ The policy of protecting contracts
against impairment pre-supposes the main
tenance of a government by virtue of which
contractual relations are worthwhile—a gov
ernment which retains adequate authority to
secure peace and good order of society.”
The court then quotes with approval (page
443) Chief Justice Marshall:
“We must never forget that it is a con
stitution we are expounding (McCulloch v;
Maryland, 4 Wheat., 316, 407) a consti
tution intended to endure for ages to come
and consequently to be adapted to the
various crises of human affairs.”
In other words, the authority of courts of
equity to impinge upon the alleged absolute
right of contract or of property, in the inter
ests of the public good, is on a par with the same
authority of other departments of the state,
e. g., the legislatures, so to do.
-64
Enforcement of Restrictive Covenants Against
the Negro Race, Because of Race or
Color, Is Against the Present Public Pol
icy of the Nation, and of This State.
(a) N ational U n it y U rged in the
N ational D efense Program.
Our national policy with respect to racial dis
crimination has been formally and officially ex
pressed by the government in Executive Order
No. 8802, dated June 25, 1941, which reads in
part:
“Reaffirming Policy of Full Participation
in the Defense Program by all persons, re
gardless of Race, Creed, Color, or National
Origin, and Directing Certain Action in
Furtherance of said Policy.”
“Whereas, it is the policy of the United
States to encourage full participation in
the National Defense Program by all citi
zens of the United States, regardless of
race, creed, color or national origin, in the
firm belief that the democratic way of life
within the nation can be defended success
fully only with the help and support of all
groups within its border.”
Pursuant to that policy, in that Executive Or
der, the President of the United States has de
creed that there shall be no discrimination in
employment in defense industries because of race,
creed, color or national origin.
— 65—
This national policy, expressed by a Demo
cratic President, has been best expounded by
Wendell Willkie in his address in Los Angeles
on July 20, 1942, protested against “ imperialism”
at home expressed through racial discrimination
as interfering with our war effort. He disclosed
the need for military unity on the part of all of
the peoples of the United Nations, irrespective
of race or color, declaring, among other things:
. . But we are learning in this war
that it is not racial classifications nor
ethnological considerations which bind men
together. It is shared concepts and kindred
objectives.
“Racial problems in the United States
must take several steps toward solution as a
result of the war, and our Negro citizens
who make proportionate sacrifice and ef
forts toward the winning of the war must
win proportionate reward.”
(b) Restrictions Because of Race, Creed or
Color A re Inconsistent W ith the Pub
lic Policy of T his State.
Although the legislature can authorize the
segregation of the races, it has not done so. It
has, however, by enactment compelled a reor
ganization of the equality of citizens in the right
to the peculiar services of agencies for the ac
commodation and entertainment of the public.
-6 6 -
Section 51 of the Civil Code provides as
follows:
“All citizens within the jurisdiction of
the state are entitled to the full and equal
accommodations, advantages, facilities and
privileges of inns, restaurants, hotels, eat
ing houses, places where ice-cream or soft
drinks of any kind are sold for consumption
on the premises, barber shops, bath houses,
theatres, skating rinks, public accommoda
tion or amusement, subject only to the con
ditions and limitations established by law,
and applicable alike to all citizens.”
Whoever makes any discrimination, distinction
or restrictions on account of color or race in re
spect to the admission of any citizen or his treat
ment in any of the agencies enumerated in Sec
tion 51 of the Civil Code is liable in damages
to the party aggrieved in an amount not less
than one hundred dollars. ( Civil Code, Sec
tion 52.)
There is no doubt of the constitutionality of
the provisions and of the sound public policy of
such legislation.
Mandamus is the proper remedy too for un
lawful discrimination of a municipality in re
fusing to admit Negroes to a swimming pool
—67—
owned and operated by the municipality. (Stone
v. Board of Directors of Pasadena, 47 Cal. App.
(2d) 851.) To compel the trustees of a school
district and a teacher to admit an Indian child
as a pupil, Piper v. Big Pine School District,
193 Cal. 664. To compel the admission of a
Negro to a school, Ward v. Flood, 48 Cal. 36.
In Stone v. Board of Directors of Pasadena,
supra, the court at page 856 stated the rule held
in Kern v. Commissioners of City of Newton,
147 Kan. 471:
“ . . . Deprivation of the privilege of
access to municipal recreation grounds es
tablished or maintained at the general tax
payers expense, on account of race or color,
is legally and traditionally offensive to the
history of this state, and although this
court has repeatedly upheld statutes which
sanction reasonable segregation of the racial
stocks of this state, White and Colored, we
have steadfastly held to our oft-repeated
rule that the legislature alone can authorize
such segregation; as in the many school
cases cited above.”
Our state policy with respect to racial dis
crimination is well expressed in the leading case
of Sacramento O. etc. Home v. Chambers, 25
Cal. App. 536, where the question involved
- 68-
Article I, Section 21 of our Constitution for a
Writ of Mandamus to secure the payment of a
claim for support of a minor orphan whose par
ents were aliens and non-residents. Justice
Burnett, speaking for the court, said at page
541:
“ Mentally, morally and physically, no
doubt, the sins and infirmities of the parents
are often visited upon their descendant, but
in the realm of civil and political rights,
and privileges no such principle can be rec
ognized or tolerated. To affirm the proposi
tion contended for by respondents, that one
citizen is, and another is not entitled to this
privilege in consequence of the difference in
citizenship and residence of the parents, is
to deny all efficacy to the constitutional man
date that privileges must be granted to
all citizens upon all terms.”
(c) T he R ight to A cquire and Possess
Property Is Guaranteed by O ur Ca li
fornia Constitution .
Article I, Section 1 of the California Consti
tution is as follows:
“All men are by nature free and inde
pendent, and have certain inalienable rights,
among which are those of enjoying and de
fending life and liberty, acquiring, possess
ing and protecting property; and pursuing
and obtaining safety and happiness (Con
stitution of 1849, Art. I, Sec. II). (Italics
ours.)
- 6 9 -
Enforcement of restrictions as in the case at
bar against appellants who are Negroes for
private consideration is a denial to them of one
of the primary objects of government, guaran
teed by the constitution. A man is not to be de
prived of his property or of his property rights
for any private consideration. {Ex parte Loren-
sen, 128 Cal. 431.)
The only immunities which can be justly
claimed by one portion of society from another
is that each individual is required to use his own
as not to inflict injury upon his neighbor.
Moreover, the right to use and enjoy property
by the owner is zealously guarded in this state.
( Simpson v. City of Los Angeles, 4 Cal. (2d)
60; 27 Cal. App. (2d) 293.)
Conclusion.
The strict letter of the law favors the position
of appellants: the uncertainties of the covenant
should be strictly construed against those seeking
to enforce it with all doubt resolved in favor of
free use of the land; the facile findings of the
trial court that change in the character of the
community was insufficient to stay the hand of
equity and that respondents have not been guilty
of laches in prosecution of their claim are un
supported by the evidence; the refusal to follow
the plain holding that an unlimited restraint on
use and occupancy are void is contrary to law;
—70—
the court acted beyond its jurisdiction in refusal
to require the presence of indispensable parties
to a final termination of the controversy; the
appellant Laws undoubtedly took title freed of
any burden of the covenant and finally the power
of a court of equity to exert what in the last
analysis is the power of the state to accomplish
residential segregation, when that power is de
nied to the legislative and administrative
branches of government, requires careful re
examination in the light of modern conditions.
But it is well for all concerned to remember
above all that this is a case in which the aid of
equity is invoked. Respondents seek to oust
appellants from their homes—homes they have
purchased and built— solely on the accidental dif
ference of color between American citizens. It
is difficult to conceive a situation in which equity
ought to tread more carefully. A fair consid
eration of all the evidence demonstrates that
appellants seek in good faith only to occupy
property which has little or no value to those
who seek to oust them and that appellant home
owners seek to live in property long spurned as
residential sites by their now unfriendly neigh
bors, spurned perhaps because the homes face
other homes occupied by other Negroes. If re
spondents prevail, their victory is a barren one;
—71
they will suffer no damage if appellants remain
in occupancy of lots 498 and 500; they will reap
no benefits if appellants are dispossessed. The
attitude they exhibit is well defined by Wendell
Willkie in his best selling book, One World:
“The attitude of the white citizens of this
country has undeniably had some of the un
lovely and tragic characteristics of an alien
imperialism— a smug racial superiority, a
willing'ness to exploit an unprotected people.”
Never was there a more unfortunate time than
this for the display of that attitude.
Census statistics, of which this court can take
judicial notice, show that the Negro population
of Los Angeles, city and county, has more than
tripled since this covenant was conceived in 1923.
That population increase has brought inevitable
expansion of the Negro community; people must
live somewhere and surely this court will not
stake out an uninhabitable area in a rapidly
growing city to gratify the whim of those who
seek to enforce a barren right. This court can
not shut its eyes to the broad question of public
policy involved here nor by invoking over-techni
cal rules of property and become party to the
social ills that flow from overcrowding and lack
of adequate housing facilities for those who seek
•72—
only to occupy their own homes. As the court
well observes in Letteau v. Ellis, supra, at page
589:
“ A principle of broad public policy has
intervened to the extent that modern prog
ress is deemed to necessitate a sacrifice of
many former claimed individual rights. The
only obstacle met has been the rule of prop
erty or as termed the disinclination to dis
turb vested property rights. To some ex
tent this too has yielded in the sense that
many rights formerly labeled as property
rights by a process of academic relations
are now considered merely personal and
have been subjected to the common good.”
Respectfully submitted,
T homas L. Gr iffith , Jr.,
Loren M iller,
Attorneys for Appellants.
Received copy of the within for the judge who
tried the case this...............................day of May,
A. D. 1943.
J. F. M oroney, County Clerk.
By......... -........ -.......................... ... , Deputy.
Service of the within and receipt of a copy
thereof is hereby admitted this...................day of
May, A. D. 1943.