Defendants' Revised Proposed Findings of Fact
Public Court Documents
June 6, 1995

87 pages
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Case Files, Sheff v. O'Neill Hardbacks. Defendants' Revised Proposed Findings of Fact, 1995. 6d23578d-a146-f011-877a-002248226c06. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/5b8046d4-0de2-427c-a471-741a8a512987/defendants-revised-proposed-findings-of-fact. Accessed August 19, 2025.
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5.Cw 15255 MI1Oo SHEFF, ET AL. : SUPREME COURT V. WILLIAM A. O'NEILL, ET AL. : JUNE. 6, 1995 DEFENDANTS’ REVISED PROPOSED FINDINGS OF FACT I The following are proposed findings of fact submitted in addition to the facts contained in the parties’ revised joint stipulation of facts and submitted pursuant to the order of the Supreme Court dated May 11, 1995: %/ A Have The Plaintiffs Proven That The State Has Violated The Equal Protection Clauses, the Due Process Clause Or The Education Article Of The Connecticut Constitution? Each proposed finding of fact is based on the evidence presented, and therefore the circumstances prevailing, at the time of trial - December 1992 through February 1993. 1. Trends In The Distribution Of Students By Race And Ethnicity. 1 The African-American population patterns in the 22 town region during this century have been dynamic and unpredictable. {(Steahr, Vol. 23, pp. 20-21, .80-81; DX 1.14) 2. The percentage of African-American residents in Hartford has declined from 88% in 1970 to 65% in 1980 to 68% in 1990 to 63.7% in 1992. {Steahr, '¥0l.. 23, PP. 35=37; DX 2413) 3. Between 1970 and 1980, the African-American population in the 21 suburban towns increased by 141.1% and by 74.4% between 1980 'and 1990. (DX 1.4) 4. From 1980 to 1990, the Latino population in the 21 suburban towns increased by 128.8% and the Latino student population grew by 122.2%. (DX 1.5) 5. There have been significant increases in Latino population in East Hartford, Manchester, West Hartford, Vernon and Windsor. (Steahr, Vol. 23, p. 40) 2. The Current Distribution Of Students By Race And Ethnicity 6. There is no professionally agreed upon standard for racial, ethnic and socio-economic balance in schools which can be applied to schools in Hartford and the 21 suburban towns. (Carter, Vol. 1, pp. 33-34; Senteio, Vol. 3, pp. 51; Martinez-Pitre, Vol. 6, pp. 45-46; Trent, Vol. 7, pp. 81, 134; Natriello, Vol. 11, p. 144; Allison, Vol. 12, pp. 72-75, Gordon, Vol. 13, p. 1439; “Vol. 14, pp. 76-79; laFontaine, Vol. 14, pp. 114-120; Haig, Vol. 18, pp. 111) 7% Changes in the demographic composition of Hartford and the 21 surrounding suburban towns have occurred because of individuals’ choices about their residences. {(Steahr, Vol. 23, P. 67; Armor, Vol. 32, p. 129; DX 11.21~11.25) 8. The state has not taken any action that would encourage any individuals to choose any racially imbalanced residential settings. (Armor, Vol. 32, p. 129) 3. Students’ Socio-Economic Status In Hartford Metropolitan Area Schools. 0. Racial isolation and the condition of students living in poverty can and do exist as separate conditions. (Rossell, Vol. 27, pp. 56-58; Armor, Vol. 32, p. 19) 10. i Individual socioeconomic status (7SES”), primarlly poverty, has the largest impact on lack of student achievement when measured for large groups of students. (Natriello, Vol. 8, Pp. 64-65; Armor, Vol. 32, p. 2l;:Crain, Vol, 35, p. 76) 11. To understand the quality or effectiveness of a particular educational program, the effects of the disadvantages that students bring to school with them to that program must be separated from the effects of the particular educational program. (Natriello, Vol. 11, pp..5, 9, 22-23,.89, 91; Crain, Vol. 35, pp. 79-80) 12. None of the plaintiffs’ witnesses conducted a study in which they reviewed the quality of the educational programs offered in Hartford by separating the effects of the disadvantages that Hartford’s students bring with them to school from the effects of the particular educational programs in Hartford. (Natriello, Vel. 11,/pp. 8, 9, 22-23, B8%,"91; Crain, vol.*35, pp. 79-80; Trent, Vel..7,'p. 100, 118-22; Kennedy, Vol. 14, pp. 74) 13. Differences in SES are the primary factor in explaining the differences in student performance on the CMT across the state. (DX 12.14, pp. Vv, vi; PX 59, p. 5; Haig, Vol. 18, p. 925) 14. If two groups of students that are equal in all respects except that one group has a larger percentage of students with ”at risk” factors such as low birth weight babies and mothers on drugs at birth, the group with a larger percentage with ”at risk” characteristics will perform more poorly in an educational sense than the group with a smaller percentage of those students with ”at risk” characteristics. (Natriello, Vol. 11, Pp. 4=5) 15. Virtually all of the differences in performance between students in Hartford and students in the 21 suburban school districts on the CMT are attributable to differences in SES and to the background factors that SES represents. {(Avmor, Vol. 32, pp. 30, 93-94) 16. Virtually all of the differences in the rate of attendance at four year colleges between Hartford students and the students of the 21 suburban school districts are attributable to SES and to the background factors that SES represents. (Armor, Vol. 32,.pp. 30, 93-94) 17. When SES factors are taken into account, CMT and other standarized test scores for Hartford students and for suburban students, as groups, do not establish any inequality of programs between Hartford and the suburban schools. (Armor, Vol. 32..p. 94-95) 18. Studies of Project Concern which controlled for SES-related background factors have not shown that Project Concern students, African-American Hartford students who attended school in suburban school districts, have had any greater academic achievement than they would have had, had they remained in "Hartford publicischools. {DX 13.19, pp. 26-27, DX.13.20, Pp. 87) 19. When measured with appropriate controls for SES-related background factors, Project Concern had no statistically significant effect on Project Concern students dropping out of high school, on the number of years they completed in college, on their later life incomes, or on their contact with whites. (Crain, Vol. 10, pp..75-77, 105-108, 128-133) 20. The amount of time a student spent in Project Concern had no significant bearing on the student’s academic achievement. (Armor, Vol. 32, Pp+ 117-1192 'DX 11.26 (Tables. 4 and 5)) 21. The only group of Project Concern students who demonstrated better academic performance than students in Hartford schools are those students who volunteered for Project Concern, and who finished their educations in the suburban school district regardless of the amount of time spent in the suburban school district, reflecting a phenomenon known as “self-selection bias.” (DX 11.26, Tables 3 and 5) 22+. "NO study has shown that students who finished their educations in Project Concern would not have done as well academically, if those students had remained in the Hartford public schools. (Crain, Vol. 355 Pp. 103) 23. The gap between the SES of children who live in Hartford and the SES of children who live 1n the 21 suburbs has been increasing. (Natriello, Vol. 11, PDP. 114-116; DX 8.1, 8.2) 24. Despite the increasing SES gap between children who i live in Hartford and in the suburbs, the gap in CMT scores as between Hartford’s children and the CMT scores of children statewide is not getting any larger. (Natrielle, Vel. 11, pp. 114-116) 4. Disparities In Educational Outcomes. 25. Among other things, Hartford students score lower on the CMT than the state average (1) because many Hartford students move among Hartford schools and/or move in and out of the Hartford school district, and (2) because many Hartford students are still learning the English language. (Shea, Vol. 3, p«:140; Nearine, Vol: 24, pp. 68-69; Negron, Vol. 2, pp. 15-16) 26. The primary purpose of the Strategic Schools Profiles (”SSP”) is (1) to make school districts accountable for compliance with their legal requirements and (2) to be a vehicle for school-based improvement. (Rindone, Vol. 29, pp. 80-31) 27. Because the newness of the SSP program, the Commissioner of Education has instructed school superintendents not to use SSP data to make comparisons between their district and other districts or between schools in their district and schools in other districts. {(Rindone, Vol. 29, pp. 81, 146-147) 28. The CMT was not developed to compare or to contrast student performance in one school district with student performances in other districts. (Nearine, Vol. 24, p. 65; DX 12.16, p. 20; PX 290-308) 29. The CMT measures a relatively narrow part of students’ achievement. (PX 493; Ferrandino Deposition, p. 37; Natriello, Voli.ll, Dp. 189) 30. The rate of Hartford public school students who participate in the CMT is higher than the participation rate of other large cities in the state. (Nearine, Vol. 24, p. 73) 31. Once Hartford students start school, they make academic progress from year to year. (Natriello, Vol. 11, p. 80; LaFontaine, Vol. 5, p. 152; Nearine, Vol. 24, pp. 114-117) 32. While changing the racial composition of a school alone may have some social benefits, it will have no beneficial effect on educational achievement. (Armor, Vol, 31, p. 120; ‘Slavin, Vol. 20, pp. 71-73; Rossell, Vol. 27, p. 63; DX 12.25) 33. The difference in academic achievement between African-American and white students, as statistically measured on a nationwide basis, has declined every year for the past forty -10- years and is projected to disappear in approximately thirty years. (Rossell, Vol. 27, p. 63) 34. The nationwide closing of the gap between African-American and white student achievement 1s due to the continual improvement in the socio-economic status of African-American status as a group. (Rossell, Vol. 35. There is no empirical evidence about the effect of changing the racial composition of schools on the educational achievement of Latino students of Puerto Rican ancestry. (Morales, Vol. 18, pp. 47-49; Crain, Vol. 10, p. 99; DX 12.25, Pp. 13; BY 58, pridd) 36. There are no reliable studies that establish the plaintiffs’ claim that a concentration of poor children in a school as distinguished from the impact of poverty on the academic achievement of an individual poor student, has an additional adverse affect on the overall academic achievement of all children, both poor and non-poor (the plaintiff’s claimed so-called concentration effect”). (Rennedy, Vol. 14, pp. 75-76; Natriello, Vol. 11, Dp. 25-26) 37. The section of Dr. Mary Kennedy'’s report on the federal Chapter I program from 1984 to 1986 dealing with ”the concentration effect” was researched and written by a Dr. David Meyers of the Decision Research Corporation, who concluded that poverty concentration by itself did not have a ”large effect” on academic achievement. (Rennedy, Vol. 14, pp. 75-76) 38. In judging the effectiveness of a school, student learning is a more important measure than achievement. (Kennedy, Vol. 14, Pp. 27) 39. Attending a high poverty concentration school does not have a statistically significant effect on the rate of learning when measured with appropriate controls for SES. (Kennedy, Vol. 14, pp. 78-80; PY 2419, p. 22,:24; PX 163, pv. 132 (Fig. 29)) 40. There has been no study done as to whether Hartford’s CMT or other standardized test scores showed any separate -12- "concentration effect” beyond the effect of individual SES differences. (Natriello, Vol. 11, pp. 25-26,.164) 41. Any “concentration effect,” 1f it in fact exists, ‘can be offset by program measures. (Natriello, Vol. 11, pp. 7175-176; Kennedy, Vol. 14, p. 59) B Have The Plaintiffs Proven That They Have Been Denied Their Rights To A Free Public Education Under The Education Article Of The State Constitution? 42. Hartford’s staffing patterns are consistent with the needs of its students. (Natriello, Vol. 11,.p. 34) 43. The Hartford public schools’ classroom teachers and administrators are as well qualified in terms of education and experience as are teachers and administrators in the 21 suburban school districts. (Reaveny, Vol. 25, p. 15; LaFontaine, Vol. 14, DO. 131; Wilson Vol. 4, pp. 9, 28-29; Negron, Vol. 2, p. 7; Pitoceco, Vol. 6, p. 70; Natriello, Vol. 11; p. 35) -13~- 44. The first year teachers whom the Hartford school district has been hiring have been performing well. (Wilson, Vol. 4D. 9) 45. Some Hartford schools offer their students a more comprehensive array of health services designed to address the greater health problems of disadvantaged children than 1s offered in suburban schools. (DX'23, 14; Griffin, Vol. 11, p..107; Negron, Vol: 2, pp. . 10-12; Montanez-Pitre, Vol. 6, Pp. 11, 42-43) 46. Hartford offers a comprehensive bilingual educational program and English as a second language (”ESL”) program for students whose second language is Spanish or for students who come from homes in which languages other than English and Spanish are spoken. (LaFontaine, Vol. 5, p. 127, Vol. 14, p. 132; Marichal, Vol. 20,:PP« 11-12; PX 43%, Pp. 5) 47. No suburban district offers any such program as large and as comprehensive as Hartford’s bilingual education program or ESL iprogram. (Marichal, Vol. 20, p. 60) -14- 48. Hartford public schools offer special programs directed to the specific needs of its students such as programs delivered in Portuguese and Spanish for students to retain their native languages, the history of African-Americans, the history of Puerto Rico, Latin American studies and key parts of the business education program delivered in Spanish. (Calvert, Vol. 30, pp. 4-5, . Pitocco, Vol. 6, Pp. 83=89) 49. Hartford has preserved its gifted and talented program, when many other districts including West Hartford have been forced by budgetary constraints to eliminate their programs. (Senteioc,; Vol. 3, p.. 32; ‘Lemega, "Vol. 29, p. 12) 50. Suburban school districts have been forced to make substantial reductions in their programs for fiscal reasons. (Pitocco, Vol. 6, pp.~-87-88; lemega, Vol. 29,. pp. 11-18) 51. Because of fiscal constraints, the West Hartford school district has eliminated over the past three years its computer program in its middle schools, non-statutorily mandated counselling and speech therapy, its career and vocational -15=- counselling program, and full-day kindergarten in all but three schools. (Lemega, Vol. 29, pp. 13-15) 52. Since 1929 the West Hartford school district has eliminated 20 full-time equivalent teaching positions and 5.5 full-time equivalent administrative positions. (Lemega, Vol. 29, DP. 16) 53. Hartford’s 31 school buildings do not differ substantially from school buildings in the 21 suburban school district in terms of key facilities. (DX:38.13) 54. Hartford’s school buildings are generally well maintained. (PX 153,.5-1, 5-2; Calvert, Vol. 30, pp. 29, 55. The state has never turned down a request from Hartford for state reimbursement for a school construction, expansion or renovation project. (LaFontaine, Vol. 5, pp. 171-172; Brewer, Vol. 28, D.:20) 56. Decisions about the location of school buildings and about whether to start, to delay or to postpone a construction or renovation project are made exclusively by local officials. (LaFontaine, Vol. 5, p...172; Brewer, Vol, 28, pp. 15-16) 57. In terms of net current expenditures per pupil for 1990-91, Hartford ranked as the third highest spending district in the area, with only Bloomfield and Wethersfield spending more. (Natriello, Vol. 11, pp. 92-93) 58. The Hartford school district’s relatively lower spending in the areas of (a) pupil and instructional services, (b) textbooks and instructional supplies, (c) library books and periodicals, and (d) equipment and plant operations has resulted from decisions of the Hartford Board of Education to allocate its resources to other areas, particularly school employee fringe benefits. (DX 7.9, Pp» 1; Brewer Vol. 28, pp. 142-143) 59. If the Hartford school district had paid the state per pupil average in employee fringe benefits from 1980 to 1992, 1it would have had sufficient funds over that period to cover the differentials in the categories of (a) pupil and instructional services, (b) textbooks and instructional supplies, (c) library -17- books and periodicals, and (d) equipment and plant operations. (Brewer, Vol. 28, p. 142; Natriello, Vol. 11, p. 62) 60. There are no significant differences in the mean ages and the mean experience levels among the teaching and administrative staffs of Hartford, New Haven and Bridgeport. (Brewer, Vol. 28, pp. 43, 7146-147; PX 427) 61. No independent study has been done to determine whether it has been necessary for the Hartford school district to pay higher employee fringe benefits to attract and to retain qualified teachers and administrators. (Natriello, Vol. 11, p. 63) 62. From the 1989-90 school year to the 1990-91 school year, the Hartford Board of Education almost tripled its per pupil and per school expenditures for library books. (DX 7.12) 63. Hartford spends sufficient funds on textbooks and supplies to make the basic learning materials available to its -18- students and teachers. (Negron, Vol..l, P. 73; Calvert, Vol. 31, Pp. 94-95, 102) 64. Across-the-board differences in spending do not generally have an effect on student outcome measures. (Kennedy, Vol. 14, Dp. 74) 65. There is no definition of ”equal educational opportunity” accepted uniformly by educators and social scientists. «(See Davis, Vol. 5, pp. 88-89; Anderson, Vol. 6, p. 123; Pitocco, Vol. 6, pp. 83-84; Braddock, Vol. 5, p. 28; Crain, Vol. 10, pp. "70:2 Willie, Vol. 15, p.: 35; Natriello, Vol. 12, p. 128; PX 493, Ferrandino Deposition, pp. 132-133) 66. Hartford public school students are provided with a level of resources and a level of competent instruction in an ongoing systemic program that is similar to that of other communities in the state. (PX 493, Ferrandino Deposition, pp. 132-133; Calvert, Vol. 30,:pPp. 4, 119) -19- 67. A student in Hartford public schools receives an education of a quality that gives him or her the chance to lead a successful adult life. (PX 506, Margolin Deposition, pp. 55-56; PX 493, Ferrandino Deposition, p. 134) 68. There is no professionally accepted definition of a "minimum adequate education” or “substantive minimum level of education.” (LaFontaine, Vol. 14, pp. 139-140) -20- Has The State Been Taking Appropriate Action To Address Racial, Ethnic and Socio-economic Isolation And Education Underachievement Of Urban Children In Poverty 1. State Involvement In Education Historically. 69. Connecticut has always been a leader in the field of public education. (Collier, Vol. 16, pp. 23, 71-72) 70. The quality of public education in Connecticut has improved continuously over the past 200 years. (Collier, Vol. 16, pp. 9-10, 23, 56-57) 71. As late as 1979, state officials believed that intradistrict racial balancing could achieve student racial diversity in Hartford and in other cities. (Allison, Vol. 12, 12) 2. State Involvement Today. Ee 72. Connecticut is one of only three states in the country to pass voluntarily legislation requiring racial balance within school districts (Conn. Gen. Stat. §10-226a et seq.) (Rossell, Vol. 263, "Dx .57) 73. Connecticut is one of only seven states in the country that voluntarily has appropriated state funds to promote racial and ethnic diversity in its schools. (Rossell, Vol. 26B, p. 44) 74. No state has a racial balance law that requires interdistrict balancing. (Rossell, Vol. 26B, p. 61) 75. The Interdistrict Cooperative Grant Program has maintained its appropriation at a time when most other state education grant programs have suffered cuts in funding because of the state’s difficult fiscal circumstances during the latter 1980s and 1990s. (Allison, Vol. 12, p.. 88; Williams, Vol. 25, pp. 76-77) -22- 76. Interest by school districts in the Interdistrict Cooperative Grant Program has grown significantly since its inception. (Williams, Vol. 24, pp. 58-60) 77. «. The state funds education in such a way as to glve districts like Hartford, which serve a high proportion of students who come from impoverished backgrounds and, as a whole, have relatively lower achievement scores, funds in excess of wealthier districts whose students, as a whole, have higher achievement scores so as to eliminate the poorer, lower achieving districts’ initial disadvantage and put such districts on an even footing with wealthier, higher achieving districts. (Rossell, Vol. 26B, pp. 40-42;"DX 5.1) 78. Connecticut’s formula for reimbursement for special education costs gives Hartford a higher reimbursement rate than the 21 suburban school districts and thereby makes Hartford’s ability to meet the needs of its special education students comparable to the burden of the suburban school districts. (DX 7.3) -23= D. The Problems Associated With Racial, Ethnic, And Socio-economic Conditions And Educational Underachievement Presented In This Action Are Matters For the General Assembly 1. Integration And Its Effects. 79. State education leaders have taken the position that student diversity is promoted most effectively by voluntary programs and measures. (PX 494, Tirozzi Deposition, pp. 154-156; PX 493, Ferrandino Deposition, pp. 86-87) 80. Voluntary measures are more effective than mandatory measures in achieving successful long term racial and ethnic diversity in schools. (Rossell, Vol. 26B, pp. 26-28; Vol. 27, p. 33; PX 493, Ferrandino Deposition, p. 117; DX 5.4 =~ 5.12) 81. Voluntary measures to achieve racial and ethnic diversity are preferred by parents of all races and national origins. (Ferree, Vol. 25, p. 165; Rossell, Vol. 27, pp. 172=173:.DX 4.1, Pps 11-12; DX 42, pp. 11-13) -24- 82. To the extent that there is any measurable positive impact on academic achievement from implementation of plans to promote diversity in schools, voluntary plans or programs work better than mandatory plans or programs. (Armor, Vol. 32, D- 121: PY 58, 1p. 2) 83. When courts in some parts of this country started to issue orders against school systems that were segregated by law on the basis of race, social scientists believed that such court-ordered desegregation of schools would improve the academic achievement of African-American students. (Armor, Vol. 33, p. 83) 84. Studies done by social scientists on the effects of court-ordered desegregation have not shown any significant academic improvement in African-American students. (Slavin, Vol. 19, pp.+71~73; Armor, Vol. 33, p. 83; PX 58, S8Schofeld Report, p. 10-19; PX 455, Orfield Report on San Francisco’s Desegregation Consent Decree, pp. 1, 5, 30) 85. There is virtually no statistical evidence on the impact of desegregation court orders on the academic achievement of Latino students. (PX 53, Schofield Report, pp. 10, 19-20) 86. The Boston public schools’ student population was 64% white, 30% African-American and 6% other, when the federal court’s desegregation plan was implemented in 1970, and by 1975, it was 49% white, 39% African-American and 12% other groups. (Willie, Vol. dS, pp. 108-109) 87. At the time of this trial, the Boston public schools’ student population was 20% white (Willie, Vol. 15, p. 109; Rossell, Vol.:27, Pp.--13, 17-138) 88. Under a court-ordered desegregation plan for the St. Louis school district based on de jure segregation, the transfer of 13,500 African-American students from the city to the suburban schools left the white enrollment in city schools one percentage point higher than it was twelve years earlier, before the plan was implemented. (Orfield, Vol. 22, pp. 76-80) -2 6- 89. Restructuring the educational systems of Hartford and the 21 surrounding suburban school districts alone will not overcome the socio-economic problems that inhibit the academic achievement of poor urban children. (Carter, Vol. Orfield, Vol. 22,:p. 54; Calvert Vol. 30, p. 121, 20-21, 141-142) 2. Steps Toward Integration. 90. Social programs that make it possible for poor families to raise their socio-economic status are what help poor children raise their level of academic achievement. (Armor, Vol. 32, p. 121; . Natriello, Vol. 11, pp. 6-7) 91. There is no agreement as to how best to apply the state’s resources in order to overcome or ameliorate the effects of ”at risk” disadvantages on these students’ educational performance. (Natriello, Vol. 11, p. 6) 92. With limited resources, the best and most economical way to address ”at risk” factors that impede educational performance is to prevent such ”at risk” factors from developing in the first place. (Natriello, Vol. 11, p. 7) 93. Forty-six percent of Hartford students who started Project Concern between 1966 and 1971 left Project Concern and returned to the Hartford school system. {Armor , ¥ol. 32, p. 105; PX. 11.26 (Table 1)) 94. Some Hartford students are performing on the highest end of the performance scale on the MAT. (Nearine, Vol. 24, p. 96) II The following are proposed findings of fact, drawn exclusively from the contents of the memorandum of decision dated April 12, 1995, which support the trial court’s judgment. 1. No child in Connecticut has ever been assigned to a school district in this state on the basis of race, national origin, socio-economic status, or status as an ”at risk” student. -28- Rather, children have always been assigned to particular school districts on the basis of their town of residence. (Tirozzi Affidavit; MOD 18»19) 2 A majority of the children in Hartford are receiving at least a “minimally adequate education,” as defined by the plaintiffs, even though as a group, the mastery test results showed that many of them were performing below the remedial level since those tests were never intended to be the sole source of measure student performance. (Margolin Deposition, PX 506 PD .55~58,; MOD. 25-26) 3. Minorities who live in the inner cities are disproportionately poor. Studies have shown that the real correlation with academic achievement is socioeconomic class: being poor in and of itself is a significant problem in schools. (Tirozzi, PX 494, Dbp.1l1-12; MOD 26) 4. The state made several efforts to address the problem of racial isolation in the public schools during Gerald Tirozzi’s tenure as Education Commissioner. The most important included -29- the interdistrict cooperative program grants, which made two to three million dollars available to allow districts on a voluntary basis to develop a number of plans to move students across district lines. More than 100 districts participated in that effort during his last year, developing plans on a cooperative basis. Also, the 1986 educational enhancement act dramatically raised teachers’ salaries and permitted the hiring of a substantial number of teachers, with the great majority going to Hartford, New Haven and Bridgeport. Class sizes in those cities were reduced and the poorest urban school districts were able to recruit and retain teachers at salaries at least comparable to, if not higher than, the salary levels in the suburban districts. (Tirozzi, PX 494, pp.15~-16; MOD 27) 5. Also, the priority school district program, was initially funded at three million dollars to drive more dollars to cities. The grants were equalized so that more dollars went to the poorer communities. Connecticut was the first, and may still be the only, state that factors in our mastery test scores as one of the proxies for need, and it is driven when students do -30- not meet what is called the remedial standard. {Tirozzi, PX 494, p.16; MOD 28) 6. The concept of “collective responsibility,” which Tirozzi endorsed, was misunderstood by many people to mean mandatory student assignment when 1t actually only mandated rcorrective action” plans to eliminate racial imbalance with the threat of state intervention only if the voluntary approach proved to be ineffectual. (PX 50, 'p.11; Tirozzi, PX:494, pp.35-36, 98-99; MOD 28) The recommendation was not implemented at that time because there was no express statutory authority for that kind of interdistrict planning process and the State Board of Education (”SBE”) decided that because of the strong negative public reaction to the coercive elements of the report, the best thing to do was to encourage discussion. (Tirozzi, PX 494, pp.100-04; MOD 28) y Commissioner Tirozzi found that voluntary, cooperative approaches to integration would generate public support, but mandatory approaches would not. He reported to the State Board that the mandatory aspects of Tirozzi I were negating the rest of the report and the decision was made to eliminate them from the concept of ”collective responsibility” in Tirozzi II. (Tirozzi, PX 494, p.125; MOD 29) 8. In Tirozzi’s opinion, the recommendations in his second report had a significant impact due to the availability of fairly substantial state monies at the time, and the fact that the issues were being discussed by the public and by planning groups. (Tirozzi, PX 494, p.136; MOD 29) Although he would have liked to see things improve faster, progress in dealing with such a major issue in our society could be only incremental because of the political realities of local control and autonomy, as well as the problems of housing, unemployment and poverty. (Id.. pPp.137=-38; MOD 29) 9. Commissioner Tirozzi’s preference for mandatory measures to achieve racial diversity changed after he came to believe that voluntary approaches could bring about a meaningful level of integration and that even the General Assembly could -32- accept legislative proposals along those lines. He suggested two areas in which such legislation could have a “dramatic impact”: (1) by changing the school funding formula to encourage the movement of children across town lines; and (2) by adjusting the state’s proportional share of school construction costs to reward districts that build schools close to their borders. {Tirozzi PX 494, p.157~-60; MOD 30) 10. Commissioner Tirozzi was of the opinion that the fact that the New Haven School system in the 1960s had aggressively pushed integration and actually forced busing drove a significant number of whites from the City. (Tirozzi, PX 494, P.95; MOD 31) 11. The state had already taken some very positive steps in enhancing city schools, particularly with respect to teachers’ salaries, so that the highest salaries in the state were being paid to teachers in the larger urban districts. While the cities have a disproportionately large number of children with special educational needs, some of the best special education classes 1n -33=- the state can be found in urban districts such as Hartford. (Tirozzi, PX 494, p-54~55; MOD 32-33) 12. The more voluntary the process, the greater chance for its success. (Ferrandino, PX 493, p.117; MOD 37-40) 13.. The program that is being offered. in Hartford does provide an equal educational opportunity in the educational sense comparable to that which students in other school systems receive. (Ferrandino, PX 493, p.132-33; MOD 39) 14. For the purpose of analyzing the mastery test results, all the districts in the state were classified by “educational reference group” based on the size of the community and its student population as well as the various needs to their students. Hartford, Bridgeport and New Haven constituted one of the groups even though Hartford’s performance was lower than the other two. The testing program was not designed to be used comparatively, but was intended to provide information about individual students and programs for the local school district. (Ferrandino, PX 493, pp.146-48; MOD 39-40) -34- 15. The present mastery testing system is better than the previous one because it was created by Connecticut teachers based on this state’s own educational goals. It was the consensus of the state board of education that it is a valuable tool in judging the outputs of the school system. (Mannix, BX. 495, p.17; MOD 46) 16. Integration in the fullest sense may be achieved only by building affordable housing in the suburbs in order to break up the ghettos in the cities. (Mannix, PX 495, pp.22-24; MOD 40-41) 17. No set of educational strategies can fully address the myriad social issues that produce inequality and undermine education. Substance abuse, hunger, parental neglect, crowded and substandard housing and inadequate employment opportunities disproportionately attack minority children in our state and divert them from educational opportunity. Unless other elements of society and other institutions actively share with education the responsibility for addressing and remedying these conditions, -35= not even the best of strategic education plans can succeed. (PX 73; MOD 42-43) 18. The state’s history of affirmative achievement in school racial diversity began in 1966 with Project Concern, which was "designed to promote voluntary desegregation” of urban schools and was ”one of this country’s first voluntary interdistrict transfer programs.” This was followed by: the racial imbalance law in 1969; the inclusion in the state school aid formula of the number of children from low-income families in 1979; in 1989, factoring into the formula the number of students who score below the remedial standard in order to address ”the needs of urban school districts”; state funding for magnet schools to improve “the overall quality of education while reducing racial isolation”; Tirozzi I in 1988 and Tirozzi I1 in 1989, and since 1988, the “competitive interdistrict cooperative grant program on educational programs that provide opportunities for integration”. (PX 73; MOD 43) -36- 19. It"is the socioeconomic status of school children thar influences academic performance and explains the reduction almost by half of the achievement gap between black and white students nationally. Virtually none of the gains in black achievement can be attributed to school desegregation. (Armor, Vol..32, ©.19; MOD 51) 20. Racial composition does not have any statistically significant effect on achievement scores. The differences in educational outcomes can be explained by the extremely different levels of the socioeconomic status of the children in the respective school systems. (Armoy; Vol.. 32, Pp.924-95;. MOD 52) 21. Mandatory student reassignment plans to achieve racial balance, whether intradistrict or interdistrict, are ineffective methods of achieving integration, whether they are mandated by racial imbalance laws or by Court order. One of the principal problems with using racial balance as the measure of integration is that it fails to take into account the decrease in white enrolment that studies have shown takes place both before and -37- after a plan is put into effect. (Rossell, Vol. 26B, p.34; MOD 52-53) 22. After Vincent Ferrandino became Commissioner of the Department of Education, as part of his reorganization of the department, he established an office of urban and priority school districts in order to concentrate the resources of the department on the problems of the cities, and more specifically, to improve the achievement of the students in the three largest urban districts. (Ferrandino, PX 493, p.25; MOD 36-37) 23. A mandated regional plan will not resolve the problems of racial and economic isolation and will very likely generate a negative reaction because of the strong history in this state of local control of education and the very strong attachment to the local school system. (Ferrandino, PX 493, pp.86-87; MOD 37) 24. The limited regionalization that occurred in the 1950s was accomplished only because of the financial and economic incentives that the state offered to the smaller communities 1n the state. (Ferrandino, PX 493, pp.86-87; MOD 37) -38~- 25: The cumulative record of Connecticut civil rights legislation in the area of race relations represents the most progress toward equal opportunity between whites and Negroes achieved by any of the Northern states. (PX 502, p.2; MOD: 61-62) 26. Blacks were always permitted to go to the district schools and he had not found any case, except one ephemeral one, in which blacks were not permitted to go to the district schools. For all practical purposes de jure segregation in the schools has never existed except that the City of Hartford had this black school, Pearl Street School, and they passed an ordinance requiring black kids to go to the black school and thereafter the General Assembly met within weeks and repealed the ordinance. Thus, there has only been de jure segregation in Connecticut for a matter of weeks, and that only in one place. (Collier, Vol. 16, D.483; MOD 62-63) 27. The law enacted in 1909 that consolidated most of the school districts in the state based on town boundaries was a positive thing for the quality of education in Connecticut. The -390- legislation had nothing to do with race whatsoever and that it was not a product of any discriminatory motive on the part of the General Assembly or the people of Connecticut. (Collier, Vol. 16, rp.86, 68: MOD 64). 28. De jure segregation of blacks was never a state policy in Connecticut. (Collier, Vol. 16, 69; MOD 64) 29. From the court’s review of all the evidence presented at trial, the plaintiffs have not established any of what Justice William O. Douglas described as the “more subtle” types of state action that are ordinarily presumed in “de facto segregation” cases, including more specifically the factors of residential segregation, as well as attendance zone boundaries, which are exclusively the statutory duty of local boards of education under § 10-220 of the General Statutes (MOD 71) 30. Racially balanced municipalities are beyond the pale of either judicial or legislative intervention. (MOD 71-72) 31. The plaintiffs have failed to prove state action as a direct and sufficient cause of the conditions that are the subject matter of the plaintiff’s complaint. (MOD 72) -4 1- DEFENDANTS RICHARD BLUMENTHAL ATTORNEY GENERAL Ere F. [boven 3 Assistant/ orney Chea Juris 085: 30 110 Sherman Street Hartford, Connecticut 06105 Tel. 566~7173 2) { ? 1 174.14 4 Ry, 2 4 rf ee" J v i! [1 [; Vv / il 7 Lt rd J’ / 7 fF Ld i Martha Hel Prestley Assistant Attorney General Juris 406172 110 Sherman Street Hartford, Connecticut 06105 Tel, 566-7173 CERTIFICATION I hereby certify that a copy of the foregoing was mailled postage prepaid this 6th day counsel of record: John Brittain, Esq. University of Connecticut School of Law 65 Elizabeth Street Hartford, CT 06105 Philip Tegeler, Esq. Martha Stone, Esg. Connecticut Civil Liberties Union 32 Grand Street Hartford, CT . 06105 Sandra Del Valle, Esq. Ruben Franco, Esq. Jenny Rivera, Esq. Puerto Rican Legal Defense and Education Fund 99 Hudson Street 14th Floor New York, NY 10013 John A. Powell, Esq. Christopher H. Hansen, Esq. American Civil Liberties Union 132 West 43rd Street New York, NY 10036 of June, 1995 to the following Wilfred Rodriguez, Esq. Hispanic Advocacy Project Neighborhood Legal Services 1229 Albany Avenue Hartford, CT 06112 Wesley W. Horton, Esq. Moller, Horton & Fineberg, P.C. 90 Gillett Street Hartford, CT. 06105 Julius L. Chambers Marianne Engleman Lado, Theodore M. Shaw Dennis D. Parker NAACP Legal Defense Fund and Education Fund, Inc. 99 Hudson Street New York, NY 10013 Esq. TN / Berpard McGovern, Jr. 3 7 F/ Assistant/Attorney General bfm0043 jm S5.C. 185235 MILO SHEFF, ET AL. : SUPREME COURT Vv. WILLIAM A. O/NEILL, ET AL. : JUNE «6, 1995 DEFENDANTS’ REVISED PROPOSED FINDINGS OF FACT I The following are proposed findings of fact submitted in addition to the facts contained in the parties’ revised joint stipulation of facts and submitted pursuant to the order of the Supreme Court dated May 11, 1995: 1/ A Have The Plaintiffs Proven That The State Has Violated The Equal Protection Clauses, the Due Process Clause Or The Education Article Of The Connecticut Constitution? 1/ Each proposed finding of fact is based on the evidence presented, and therefore the circumstances prevailing, at the time of trial - December 1992 through February 1993. 1. Trends In The Distribution Of Students By Race And Ethnicity. 1. The African-American population patterns in the 22 town region during this century have been dynamic and unpredictable. (Steahr, Vol. 23, pp. 20-21, 80-81; DX 1.14) 2, The percentage of African-American residents in Hartford has declined from 88% in 1970 to 65% in 1980 to 68% 1n 1990 to 63.7% in 1592. (Steahr, Vol. 23, pp. 35~37; DX 2.13) 3. Between 1970 and 1980, the African-American population in the 21 suburban towns increased by 141.1% and by 74.4% between 1980 and 1990. (DX 1.4) 4. From 1980 to 1990, the Latino population in the 21 suburban towns increased by 128.8% and the Latino student population grew by 122.2%. (DX 1.5) Bo. There have been significant increases in Latino population in East Hartford, Manchester, West Hartford, Vernon , and Windsor. (Steahr, Vol. 23, p. 40) 2. The Current Distribution Of Students By Race And Ethnicity 6. There is no professionally agreed upon standard for racial, ethnic and socio-economic balance in schools which can be applied to schools in Hartford and the 21 suburban towns. (Carter, Vol. 1, pp. 33=34; Sentelo, Vol. 3, pp. 51; Martinez-Pitre, Vol. 6, pp. 45-46; Trent, « Ty PD. 8), 134; Natriello, Vol. 11, ©. 144; Allison, Vol. 12, pp. 72-75, Gordon, Vol. 13, p. 149; Vol. 14, pp. 76-79; lLaFontaine, Vol. 14, pp. 114-120; Haig, Vol. 18, pp. 113) 7. Changes in the demographic composition of Hartford and the 21 surrounding suburban towns have occurred because of individuals’ choices about their residences. {(Steahr, Vol. 23, P. 67; Armor, Vol. 32, p. 129; DX 11.21-11.25) 3. The state has not taken any action that would encourage any individuals to choose any racially imbalanced residential settings. = (Armor, Vol. 32, p. 129) 3. Students’ Socio-Economic Status In Hartford Metropolitan Area Schools. 9. Racial isolation and the condition of students living in poverty can and do exist as separate conditions. (Rossell, Vol. 27, Pp. 56-58: Armor, Vol. 32, p. 19) 10. Individual socioeconomic status (”SES”), primarily poverty, has the largest impact on lack of student achievement when measured for large groups of students. (Natriello, Vol. 38, Po. 64=68: Armory, Vol. 32,.p. 21; Crain, Vol. 35, p. 76) 11. To understand the quality or effectiveness of a particular educational program, the effects of the disadvantages that students bring to school with them to that program must be separated from the effects of the particular educational program. (Natriello, Vol. 1}, pp. 8, 9, 22-23, 89, 91; Crain, Vol. 35, pp. 79-80) 12. None of the plaintiffs’ witnesses conducted a study in which they reviewed the quality of the educational programs offered in Hartford by separating the effects of the disadvantages that Hartford’s students bring with them to school from the effects of the particular educational programs in Hartford. {(Natriello, Vol. 11, pp. 8, 9, 22-23,'89, 91; Crain, Vol. 3%, pp. 719-80; Trent, Vol, 7, p. 100, 118-22, Kennedy, Vol. 14, pp. 74) 13. Differences in SES are the primary factor in explaining the differences in student performance on the CMT across the state. (DX 12.14, vp. Vv, Vi; PX 89, p. 5; Halg, Vol. 18, p. 395) 14. If two groups of students that are equal in all respects except that one group has a larger percentage of students with ”at risk” factors such as low birth weight babies and mothers on drugs at birth, the group with a larger percentage with ”at risk” characteristics will perform more poorly 1n an educational sense than the group with a smaller percentage of those students with ”at risk” characteristics. (Natriello, Vol. 11, PP. 4-5) 15. Virtually all of the differences in performance between students in Hartford and students in the 21 suburban school districts on the CMT are attributable to differences in SES and to the background factors that SES represents. (Armor, Vol. 32, PP. 30, 93-94) 16. Virtually all of the differences in the rate of attendance at four year colleges between Hartford students and the students of the 21 suburban school districts are attributable to SES and to the background factors that SES represents. {Armor, Vol. 32, 9p. 30, 93-94) 17. When SES factors are taken into account, CMT and other standarized test scores for Hartford students and for suburban students, as groups, do not establish any inequality of programs between Hartford and the suburban schools. (Armor, Vol. 32, p. 94-95) 18. Studies of Project Concern which controlled for SES-related background factors have not shown that Project Concern students, African-American Hartford students who attended school in suburban school districts, have had any greater academic achievement than they would have had, had they remained in. Hartford public schools. (DX 13.19, pp. 26-27, DX 13.20, p. 87) 19. When measured with appropriate controls for SES-related background factors, Project Concern had no statistically significant effect on Project Concern students dropping out of high school, on the number of years they completed in college, on their later life incomes, or on their contact with whites. (Crain, Vol. 10, pp. 75-77, 105-108, 128-133) 20. The amount of time a student spent in Project Concern had no significant bearing on the student’s academic achievement. {Armor, Vol. 32, pp. 117-119; DX 11.26 (Tables 4 and 5)) 21. The only group of Project Concern students who demonstrated better academic performance than students in Hartford schools are those students who volunteered for Project Concern, and who finished their educations in the suburban school district regardless of the amount of time spent in the suburban school district, reflecting a phenomenon known as “self-selection bias.” (DX 11.26, Tables 3 and 5) 22. "No study has shown that students who finished their educations in Project Concern would not have done as well academically, if those students had remained in the Hartford public schools. (Crain, Vol. 35, p. 103) 23. The gap between the SES of children who live in Hartford and the SES of children who live 1n the 21 suburbs has been increasing. (Natriello, Vol. 11, pp. 114-116; DX 8.1, 8.2) 24. Despite the increasing SES gap between children who | live in Hartford and in the suburbs, the gap in CMT scores as between Hartford’s children and the CMT scores of children statewide is not getting any larger. (Natriello, Vol. 11, pp. 114-116) 4. Disparities In Educational Outcomes. 25. Among other things, Hartford students score lower on the CMT than the state average (1) because many Hartford students move among Hartford schools and/or move in and out of the Hartford school district, and (2) because many Hartford students are still learning the English language. (Shea, Vol. Nearine, Vol. 24, pp. 68-69; Negron, Vol. 2, pp. 15-16) 26. The primary purpose of the Strategic Schools Profiles (”SSP”) is (1) to make school districts accountable for compliance with their legal requirements and (2) to be a vehicle for school-based improvement. (Rindone, Vol. 29, pp. 80-81) 27. Because the newness of the SSP program, the Commissioner of Education has instructed school superintendents not to use SSP data to make comparisons between their district and other districts or between schools in their district and schools in other districts. (Rindone, Vol. 29, Pp. 81, 146-147) 28. The CMT was not developed to compare or to contrast student performance in one school district with student performances in other districts. (Nearine, Vol. 24, p. 65; DX 12.16, p. 20; PX 290-308) 29. The CMT measures a relatively narrow part of students’ achievement. (PX 493; Ferrandino Deposition, p. 37; Natriello, Vol.: 11," p. 189) 30. The rate of Hartford public school students who participate in the CMT is higher than the participation rate of other large cities in the state. (Nearine, Vol. 24, p. 73) 31. Once Hartford students start school, they make academic progress from year to year. (Natriello, Vol. 11, p. 80; LaFontaine, Vol. 5, p. 152; Nearine, Vol. 24, pp. 114-117) 32. While changing the racial composition of a school alone may have some social benefits, it will have no beneficial effect on educational achievement. (Armor, Vol. 31, p. 120; Slavin, Vol. 20, pp. 71-73; Rossel), Vol. 27, p. 63; DX 12.25) 33. The difference in academic achievement between African-American and white students, as statistically measured on a nationwide basis, has declined every year for the past forty years and 1s projected to disappear 1n approximately thirty years. {(Rossell, Vol. 27, p. 63) 34. The nationwide closing of the gap between African-American and white student achievement is due to the continual improvement in the socio-economic status of African-American status as a group. (Rossell, Vol. 27, p. 63) 35. There is no empirical evidence about the effect of changing the racial composition of schools on the educational achievement of Latino students of Puerto Rican ancestry. (Morales, Vol. 18, PD. 47-49; Crain, Vol. 10, p. 99; DX 12.25, p. 12; PX 58, p. 19) 36. There are no reliable studies that establish the plaintiffs’ claim that a concentration of poor children in a school as distinguished from the impact of poverty on the academic achievement of an individual poor student, has an additional adverse affect on the overall academic achievement of all children, both poor and non-poor (the plaintiff’s claimed -11- so-called “concentration effect”). (Kennedy, ‘Vol. 14, pp. 75-756; Natriello, Vol. 11, p. 25~26) 37. The section of Dr. Mary Kennedy’s report on the federal Chapter I program from 1984 to 1986 dealing with “the concentration effect” was researched and written by a Dr. David Meyers of the Decision Research Corporation, who concluded that poverty concentration by itself did not have a “large effect” on academic achievement. (Kennedy, Vol. 14, pp. 75-786) 38. In judging the effectiveness of a school, student learning is a more important measure than achievement. (Kennedy, Vol. 14, PB. 77) 39. Attending a high poverty concentration school does not have a statistically significant effect on the rate of learning when measured with appropriate controls for SES. (Kennedy, Vol. 14, pp. 78=80; BX 419, p.. 22, 24; PX 162, p. 132 (Fig. 29)) 40. There has been no study done as to whether Hartford’s CMT or other standardized test scores showed any separate -12- nconcentration effect” beyond the effect of individual SES differences. (Natriello, Vol. 11, pp. 25-26, 164) 41. Any “concentration effect,” if it in fact exists, can be offset by program measures. (Natriello, Vol. 11, pp. 175-176; Kennedy, Vol. 14, p. 59) B Have The Plaintiffs Proven That They Have Been Denied Their Rights To A Free Public Education Under The Education Article Of The State Constitution? 42. Hartford’s staffing patterns are consistent with the needs of its students. {(Natriello, Vol. 11, Pp. 34) 43. The Hartford public schools’ classroom teachers and administrators are as well qualified in terms of education and experience as are teachers and administrators in the 21 suburban school districts. (Keaveny, Vol. 25, p. 15; LaFontaine, Vol. 14, P- 131; Wilson Vol. 4, pp. 9, 28-29; Negron, Vel. 2, p. 7; Pitocco, Vol. 6, p. 70; BRatriello, Vol. 11, p. 1315) 44. The first year teachers whom the Hartford school district has been hiring have been performing well. (Wilson, Vol. 4, pp. 9) 45. Some Hartford schools offer their students a more comprehensive array of health services designed to address the greater health problems of disadvantaged children than is offered in suburban schools. (DX 23, 14; Griffin, Vol. 11, p. 107; Negron, Vol. 2, pp. 10-12; Montanez-Pitre, Vol. 6, pp. 11, 42-43) 46. Hartford offers a comprehensive bilingual educational program and English as a second language (”ESL”) program for students whose second language is Spanish or for students who come from homes in which languages other than English and Spanish are spoken. (LaFontaine, Vol. 5, p. 127, Vol. 14, p. 132; Marichal, Vol. 20, pp. 11-12; PX 439, p- 5B) 47. No suburban district offers any such program as large and as comprehensive as Hartford’s bilingual education program or ESL program. (Marichal, Vol. 20, p. 60) -14- 48. Hartford public schools offer special programs directed to the specific needs of its students such as programs delivered in Portuguese and Spanish for students to retain their native languages, the history of African-Americans, the history of Puerto Rico, Latin American studies and key parts of the business education program delivered in Spanish. (Calvert, Vol. 30, pp. 4-5, Pitocco, Vol. 6, pp. 88-89) 49. Hartford has preserved its gifted and talented progran, when many other districts including West Hartford have been forced by budgetary constraints to eliminate their programs. (Senteio, Vol. 3, p. 32; lLemega, Vol. 29, p. 12) 50. Suburban school districts have been forced to make substantial reductions in their programs for fiscal reasons. {(Pitocco, Vol. 6, pp. 87-88; lemega, Vol. 2%, pp. 11-18) 51. Because of fiscal constraints, the West Hartford school district has eliminated over the past three years its computer program in its middle schools, non-statutorily mandated counselling and speech therapy, its career and vocational counselling program, and full-day kindergarten in all but three schools. (Lemega, Vol. 29, pp. 13-15) 52. Since 1989 the West Hartford school district has eliminated 20 full-time equivalent teaching positions and 5.5 full-time equivalent administrative positions. (Lemega, Vol. 29, P. 16) 53. Hartford’s 31 school buildings do not differ substantially from school buildings in the 21 suburban school district in terms of key facilities. (DX 8.13) 54. Hartford’s school buildings are generally well maintained. (PX 153, 3-1, 5-2: Calvert, Vol. 30, pp. 55. The state has never turned down a request from Hartford for state reimbursement for a school construction, expansion or renovation project. (LaFontaine, Vol. 5S, pp. 171-172; Brewer, vol. 28, p. 20) 56. Decisions about the location of school buildings and about whether to start, to delay or to postpone a construction or renovation project are made exclusively by local officials. {(LaFontaine, Vol. 5, p. 172; Brewer, Vol. 28, pp. 15-16) 57. In terms of net current expenditures per pupil for 1990-91, Hartford ranked as the third highest spending district in the area, with only Bloomfield and Wethersfield spending more. {Natriello, Vol. 11, pp. 92-93) 58. The Hartford school district’s relatively lower spending in the areas of (a) pupil and instructional services, (b) textbooks and instructional supplies, (c) library books and periodicals, and (d) equipment and plant operations has resulted from decisions of the Hartford Board of Education to allocate 1its resources to other areas, particularly school employee fringe benefits. (DX 7.9, p. 1; Brewer Vol. 28, pp. 142-143) 59. If the Hartford school district had paid the state per pupil average in employee fringe benefits from 1980 to 1992, 1it would have had sufficient funds over that period to cover the differentials in the categories of (a) pupil and instructional services, (b) textbooks and instructional supplies, (c) library -l7~ books and periodicals, and (d) equipment and plant operations. (Brewer, Vol. 28, p.. 142; Natriello, Vol. 11, p. 862) 60. There are no significant differences in the mean ages and the mean experience levels among the teaching and administrative staffs of Hartford, New Haven and Bridgeport. (Brewer, Vol. 28, pp. 43, 146-147; PX 427) 61. No independent study has been done to determine whether it has been necessary for the Hartford school district to pay higher employee fringe benefits to attract and to retain qualified teachers and administrators. (Natriello, Vol. 11, p. 63) 62. From the 1989-90 school year to the 1990-91 school year, the Hartford Board of Education almost tripled its per pupil and per school expenditures for library books. (DX 7.12) 63. Hartford spends sufficient funds on textbooks and supplies to make the basic learning materials available to its -18- students and teachers. (Negron, ¥ol. 1, p..73; Calvert, Vol. .31, Pp. 94-95,-102) 64. Across-the-board differences in spending do not generally have an effect on student outcome measures. (Kennedy, Vol. 14, P+ 74) 65. There is no definition of "equal educational opportunity” accepted uniformly by educators and social scientists. (See Davis, Vol. 5, pp. 38-89; Anderson, Vol. 6, p. 123; Pitocco, Vol. 6, pp. 33-84; Braddock, Vol. 35, p. 28; Crain, Yo. 10, p. 703 Willie, Vol. 15, p. 35; Natriello, Vol. 12, p. 128; PX 493, Ferrandino Deposition, pp. 132-133) 66. Hartford public school students are provided with a level of resources and a level of competent instruction in an ongoing systemic program that is similar to that of other communities in the state. (PX 493, Ferrandino Deposition, pp. 132-133; Calvert, Vol. 30, pp. 4, 119) -19- 67. A student in Hartford public schools receives an education of a quality that gives him or her the chance to lead a successful adult life. (PX 506, Margolin Deposition, pp. 55-56; PX 493, Ferrandino Deposition, p. 134) 68. There is no professionally accepted definition of a "minimum adequate education” or “substantive minimum level of education.” (LaFontaine, Vol. 14, pp. 139-140) -20- Has The State Been Taking Appropriate Action To Address Racial, Ethnic and Socio-economic Isolation And Education Underachievement Of Urban Children In Poverty 1. State Involvement In Education Historically. 69. Connecticut has always been a leader in the field of public education... (Collier, Vol. 16, pp. 23, 71-72) 70. The quality of public education in Connecticut has improved continuously over the past 200 years. (Collier, Vol. 16, pp. 9-10, 23, 56-57) 71. As late as 1979, state officials believed that intradistrict racial balancing could achieve student racial diversity in Hartford and in other cities. (Allison, Vol. 12, 12) 2. State Involvement Today. -21- P- 72. Connecticut is one of only three states in the country to pass voluntarily legislation requiring racial balance within school districts (Conn. Gen. Stat. §l0-226a et seg.) (Rossell, 73. Connecticut is one of only seven states 1n the country that voluntarily has appropriated state funds to promote racial and ethnic diversity in its schools. (Rossell, Vol. 26B, p. 44) 74. No state has a racial balance law that requires interdistrict balancing. (Rossell, Vol. 26B, p. 861) 75. The Interdistrict Cooperative Grant Program has maintained its appropriation at a time when most other state education grant programs have suffered cuts in funding because of the state’s difficult fiscal circumstances during the latter 1930s and 1990s. (Allison, Vol. 12, p. 88; Williams, Vol. 25, PP. 76-77) 76. Interest by school districts in the Interdistrict Cooperative Grant Program has grown significantly since its inception. (Williams, Vol. 24, pp. 58-60) 77. The state funds education in such a way as to give districts like Hartford, which serve a high proportion of students who come from impoverished backgrounds and, as a whole, have relatively lower achievement scores, funds in excess of wealthier districts whose students, as a whole, have higher achievement scores so as to eliminate the poorer, lower achieving districts’ initial disadvantage and put such districts on an even footing with wealthier, higher achieving districts. (Rossell, Vol... 26B, PD. 40-42: DX 5.1) 78. Connecticut’s formula for reimbursement for special education costs gives Hartford a higher reimbursement rate than the 21 suburban school districts and thereby makes Hartford’s ability to meet the needs of its special education students comparable to the burden of the suburban school districts. (DX 7.8) -23= D. The Problems Associated With Racial, Ethnic, And Socio-economic Conditions And Educational Underachievement Presented In This Action Are Matters For the General Assembly 1. Integration And Its Effects. 79. State education leaders have taken the position that student diversity is promoted most effectively by voluntary programs and measures. (PX 494, Tirozzi Deposition, pp. 154-156; PX 493, Ferrandino Deposition, pp. 86-87) 80. Voluntary measures are more effective than mandatory measures in achieving successful long term racial and ethnic diversity in schools. (Rossell, Vol. 26B, pp. 26-28; Vol. 27, p. 33; PX 493, Ferrandino Deposition, p. 117; DX 5.4 - 5.12) 81. Voluntary measures to achieve racial and ethnic diversity are preferred by parents of all races and national origins. (Ferree, Vol.. 25, p. 165; Rossell, Vol. 27, pp. 172-173; DX 4.1, pp. 11-12; DX 42, pp. 11-13) -24- 82. To the extent that there is any measurable positive impact on academic achievement from implementation of plans to promote diversity in schools, voluntary plans or programs work better than mandatory plans or programs. (Armor, Vol. 32,:p. 121; ‘PX 58, Dp. 2) 83. When courts in some parts of this country started to issue orders against school systems that were segregated by law on the basis of race, social scientists believed that such court-ordered desegregation of schools would improve the acadenic achievement of African-American students. (Armor, Vol. 33, p- 83) 84. Studies done by social scientists on the effects of court-ordered desegregation have not shown any significant academic improvement in African-American students. (Slavin, Vol. 19, PP. 71-73; ‘Armor, Vol. 33, p. 83; PX 58, Schofeld Report, p. 10-19; PX 455, Orfield Report on San Francisco’s Desegregation Consent Decree, pp. 1, 5, 30) -25= 85. There is virtually no statistical evidence on the impact of desegregation court orders on the academic achievement of Latino students. (PX 58, Schofield Report, pp. 10, 19-20) 86. The Boston public schools’ student- population was 64% white, 30% African-American and 6% other, when the federal court’s desegregation plan was implemented in 1970, and by 1975, it was 49% white, 39% African-American and 12% other groups. (Willie, Vol. 15, pp. 108-109) 87. At the time of this trial, the Boston public schools! student population was 20% white (Willie, Vol. 15, p. 109; Rossell, Vol. 27, pp.:13, 17-18) 88. Under a court-ordered desegregation plan for the St. Louls school district based on de jure segregation, the transfer of 13,500 African-American students from the city to the suburban schools left the white enrollment in city schools one percentage point higher than it was twelve years earlier, before the plan was implemented. (Orfield, Vol. 22, pp. 76-80) -26=- 89. Restructuring the educational systems of Hartford and the 21 surrounding suburban school districts alone will not overcome the socio-economic problems that inhibit the acadenic achievement of poor urban children. {Cartar, Vol. "1, PD. 51%; Orfield, Vol. 22, p. "54; Calvert Vol. 30, p. 121, Vol. PL. 20-21, 141-142) 2. Steps Toward Integration. 90. Social programs that make it possible for poor families to raise their socio-economic status are what help poor children raise their level of academic achievement. (Armor, Vol. 32, p. 121; Natriello, Vol. 11, pp. 6-7) 91. There is no agreement as to how best to apply the state’s resources in order to overcome or ameliorate the effects of ”at risk” disadvantages on these students’ educational performance. (Natriello, Vol. 11, p. 6) 92. With limited resources, the best and most economical way to address ”at risk” factors that impede educational performance is to prevent such “at risk” factors from developing in the first place. (Natriello, Vol. 11, p. 7) 93. Forty-six percent of Hartford students who started Project Concern between 1966 and 1971 left Project Concern and returned to the Hartford school system. (Armor, Vol. DX 11.26 (Table 1)) 94. Some Hartford students are performing on the highest end of the performance scale on the MAT. (Nearine, Vol. 24, p. 96) The following are proposed findings of fact, drawn exclusively from the contents of the memorandum of decision dated April 12, 1995, which support the trial court’s judgment. : No child in Connecticut has ever been assigned to a school district in this state on the basis of race, national origin, socio-economic status, or status as an ”at risk” student. Rather, children have always been assigned to particular school districts on the basis of their town of residence. (Tirozzi Affidavit; MOD 18-19) 2. A majority of the children in Hartford are receiving at least a “minimally adequate education,” as defined by the plaintiffs, even though as a group, the mastery test results showed that many of them were performing below the remedial level since those tests were never intended to be the sole source of measure student performance. (Margolin Deposition, PX 506 pp.55-58; MOD 25-26) 3. Minorities who live in the inner cities are disproportionately poor. Studies have shown that the real correlation with academic achievement is socioeconomic class: being poor in and of itself is a significant problem in schools. (Tirozzi, PX 494, pp.-11-12; MOD 26) 4. The state made several efforts to address the problem of racial isolation in the public schools during Gerald Tirozzi’s tenure as Education Commissioner. The most important included -29 = the interdistrict cooperative program grants, which made two to three million dollars available to allow districts on a voluntary basis to develop a number of plans to move students across district lines. More than 100 districts participated in that effort during his last year, developing plans on a cooperative basis. Also, the 1986 educational enhancement act dramatically raised teachers’ salaries and permitted the hiring of a substantial number of teachers, with the great majority going to Hartford, New Haven and Bridgeport. Class sizes in those cities were reduced and the poorest urban school districts were able to recruit and retain teachers at salaries at least comparable to, if not higher than, the salary levels in the suburban districts. (Tirozzi, PX 494, pp.15-16; MOD 27) 5. Also, the priority school district program, was initially funded at three million dollars to drive more dollars to cities. The grants were equalized so that more dollars went to the poorer communities. Connecticut was the first, and may still be the only, state that factors in our mastery test scores as one of the proxies for need, and it is driven when students do -30- not meet what is called the remedial standard. {Tirozzi, p.16; MOD 28) 6. The concept of “collective responsibility,” which Tirozzi endorsed, was misunderstood by many people to mean mandatory student assignment when it actually only mandated "corrective action” plans to eliminate racial imbalance with the threat of state intervention only if the voluntary approach proved to be ineffectual. (PX 50, p.1ll1l; Tirozzi, PX 494, pp.35-36, 98-99; MOD 28) The recommendation was not implemented at that time because there was no express statutory authority for that kind of interdistrict planning process and the State Board of Education (”SBE”) decided that because of the strong negative public reaction to the coercive elements of the report, the best thing to do was to encourage discussion. (Tirozzi, PX 494, pp.100-04; MOD 28) 7. Commissioner Tirozzi found that voluntary, cooperative approaches to integration would generate public support, but mandatory approaches would not. He reported to the State Board that the mandatory aspects of Tirozzi I were negating the rest of the report and the decision was made to eliminate them from the concept of 7collective responsibility” in Tirozzi II. (Tirozzi, PX 494, p.125; MOD 29) 8. In Tirozzi’s opinion, the recommendations 1n his second report had a significant impact due to the availability of fairly substantial state monies at the time, and the fact that the issues were being discussed by the public and by planning groups. rivera PX 494, p.136; MOD 29) Although he would have liked to see things improve faster, progress in dealing with such a major issue in our society could be only incremental because of the political realities of local control and autonomy, as well as the problems of housing, unemployment and poverty. (Xd. pp.137-33; MOD 29) 9. Commissioner Tirozzi’s preference for mandatory measures to achieve racial diversity changed after he came to believe that voluntary approaches could bring about a meaningful level of integration and that even the General Assembly could -32- accept legislative proposals along those lines. He suggested two areas in which such legislation could have a “dramatic impact”: (1) by changing the school funding formula to encourage the movement of children across town lines; and (2) by adjusting the state’s proportional share of school construction costs to reward districts that build schools close to their borders. (Tirozzi PX 494, p.157-60; MOD 30) 10. Commissioner Tirozzi was of the opinion that the fact that the New Haven School system in the 1960s had aggressively pushed integration and actually forced busing drove a significant number of whites from the City. (Tirozzl, PX 494, D.95; MOD 31) 11. The state had already taken some very positive steps in enhancing city schools, particularly with respect to teachers’ salaries, so that the highest salaries in the state were being paid to teachers in the larger urban districts. While the cities have a disproportionately large number of children with special educational needs, some of the best special education classes in the state can be found in urban districts such as Hartford. (Tirozzi, PX 494, P.54-55; MOD 32-33) 12. The more voluntary the process, the greater chance for its success. (Ferrandino, PX 493, p.117; MOD 37-40) 13. The program that is being offered in Hartford does provide an equal educational opportunity in the educational sense comparable to that which students in other school systems receive. {Ferrandino, PX 493, p.132-33; MOD 39) 14. For the purpose of analyzing the mastery test results, all the districts in the state were classified by “educational reference group” based on the size of the community and its student population as well as the various needs to their students. Hartford, Bridgeport and New Haven constituted one of the groups even though Hartford’s performance was lower than the other two. The testing program was not designed to be used comparatively, but was intended to provide information about individual students and programs for the local school district. (Ferrandino, PX 493, pp.l146-48; MOD 39-40) 15. The present mastery testing system is better than the previous one because it was created by Connecticut teachers based on this state’s own educational goals. It was the consensus of the state board of education that it is a valuable tool in judging the outputs of the school system. (Mannix, PX 495, p.17; MOD 46) 16. Integration in the fullest sense may be achieved only by building affordable housing in the suburbs in order to break up the ghettos in the cities. (Mannix, PX 495, pp.22-24; MOD 40-41) 17. No set of educational strategies can fully address the myriad social issues that produce inequality and undermine education. Substance abuse, hunger, parental neglect, crowded and substandard housing and inadequate employment opportunities disproportionately attack minority children in our state and divert them from educational opportunity. Unless other elements of society and other institutions actively share with education the responsibility for addressing and remedying these conditions, -35= not even the best of strategic education plans can succeed. (PX 73; MOD 42-43) 18. The state’s history of affirmative achievement in school racial diversity began in 1966 with Project Concern, which was “designed to promote voluntary desegregation” of urban schools and was “one of this country’s first voluntary interdistrict transfer programs.” This was followed by: the racial imbalance law in 1969; the inclusion in the state school aid formula of the number of children from low-income families in 1979; in 1989, factoring into the formula the number of students who score below the remedial standard in order to address “the needs of urban school districts”; state funding for magnet schools to improve “the overall quality of education while reducing racial isolation”; Tirozzi 1 in 1988 and Tirozzi II in 1989, and since 1988, the “competitive interdistrict cooperative grant program on educational programs that provide opportunities for integration”. (PX 73; MOD 43) -36- 19. It is the socioeconomic status of school children that influences academic performance and explains the reduction almost by half of the achievement gap between black and white students nationally. Virtually none of the gains in black achievement can be attributed to school desegregation. (Armor, Vol. 32, p.19; MOD 51) 20. Racial composition does not have any statistically significant effect on achievement scores. The differences in educational outcomes can be explained by the extremely different levels of the socioeconomic status of the children in the respective school systems. (Armor, Vol. 32, pp.94-95; MOD 52) 21. Mandatory student reassignment plans to achieve racial balance, whether intradistrict or interdistrict, are ineffective methods of achieving integration, whether they are mandated by racial imbalance laws or by Court order. One of the principal problems with using racial balance as the measure of integration is that it fails to take into account the decrease in white enrolment that studies have shown takes place both before and I after a plan is put into effect. (Rossell, Vol. 26B, p.24; MOD 52-53) 22. After Vincent Ferrandino became Commissioner of the Department of Education, as part of his reorganization of the department, he established an office of urban and priority school districts in order to concentrate the resources of the department on the problems of the cities, and more specifically, to improve the achievement of the students in the three largest urban districts. (Ferrandino, PX 493, p.25; MOD 36-37) 23. A mandated regional plan will not resolve the problems of racial and economic isolation and will very likely generate a negative reaction because of the strong history in this state of local control of education and the very strong attachment to the local school system. (Ferrandino, PX 493, pp.86-87; MOD 37) 24. The limited regionalization that occurred in the 1950s was accomplished only because of the financial and economic incentives that the state offered to the smaller communities in the state. (Ferrandino, PX 493, pp.86-87; MOD 37) -38-— 25. The cumulative record of Connecticut civil rights legislation in the area of race relations represents the most progress toward equal opportunity between whites and Negroes achieved by any of the Northern states. (PY 502, p.2; MOD 51-62) 26. Blacks were always permitted to go to the district schools and he had not found any case, except one ephemeral one, in which blacks were not permitted to go to the district schools. For all practical purposes de jure segregation in the schools has never existed except that the City of Hartford had this black school, Pearl Street School, and they passed an ordinance requiring black kids to go to the black school and thereafter the General Assembly met within weeks and repealed the ordinance. Thus, there has only been de jure segregation in Connecticut for a matter of weeks, and that only in one place. (Collier, Vol. l6, p.48; MOD 62-63) 27. The law enacted in 1909 that consolidated most of the school districts in the state based on town boundaries was a positive thing for the quality of education in Connecticut. The legislatic~ had nothing to do with race whatsoever and that it was not a product of any discriminatory motive on the part of the General Assembly or the people of Connecticut. (Collier, Vol. 16, pp.66, 68; MOD 64). 28. De jure segregation of blacks was never a state policy in Connecticut. (Collier, Vol. 16, 69; MOD 64) 29. From the court’s review of all the evidence presented at trial, the plaintiffs have not established any of what Justice William O. Douglas described as the “more subtle” types of state action that are ordinarily presumed in “de facto segregation” cases, including more specifically the factors of residential segregation, as well as attendance zone boundaries, which are exclusively the statutory duty of local boards of education under § 10-220 of the General Statutes (MOD 71) 30. Racially balanced municipalities are beyond the pale of either judicial or legislative intervention. (MOD 71-72) 31. The plaintiffs have failed to prove state action as a direct and sufficient cause of the conditions that are the subject matter of the plaintiff’s complaint. (MOD 72) -41- BY: DEFENDANTS RICHARD BLUMENTHAL ATTORNEY GENERAL H ) J Bernard F. Lammey Gene Assistant/ orney General Jurls 08 110 Ra Street Hartford, Connecticut 06105 Tel. 566-7173 120 Shs loi J Ss Ao [ff— ARAN Watts Prestley / Assistant Attorney General Juris 406172 110 Sherman Street Hartford, Connecticut 06105 Tel. 566-7173 -42- CERTIFICATION I hereby certify that a copy of the foregoing was mailed postage prepaid this 6th day of June, counsel of record: John Brittain, Esq. University of Connecticut School of Law 65 Elizabeth Street Hartford, CT 06105 Philip Tegeler, Esq. Martha Stone, Esq. Connecticut Civil Liberties Union 32 Grand Street Hartford, CT 06105 Sandra Del Valle, Ruben Franco, Esq. Jenny Rivera, Esq. Puerto Rican Legal Defense and Education Fund 99 Hudson Street 14th Floor New York, NY Esq. 10013 John A. Powell, Esq. Christopher H. Hansen, Esq. American Civil Liberties Union 132 West 43rd Street New York, NY 10036 1995 to the following Wilfred Rodriguez, Esq. Hispanic Advocacy Project Neighborhood Legal Services 1229 Albany Avenue Bartford, CT 056112 Wesley W. Horton, Esq. Moller, Horton & Fineberg, P.C. 90 Gillett Street Hartford, CT 06105 Julius L. Chambers Marianne Engleman Lado, Theodore M. Shaw Dennis D. Parker NAACP Legal Defense Fund and Education Fund, Inc. 99 Hudson Street New York, NY 10013 Esq. 7 { RC alii Berjpard bfm00433jm 5 McGovern, Jr. Assistant{/Attorney General -37- te