Defendants' Revised Proposed Findings of Fact
Public Court Documents
June 6, 1995
87 pages
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Case Files, Sheff v. O'Neill Hardbacks. Defendants' Revised Proposed Findings of Fact, 1995. 6d23578d-a146-f011-877a-002248226c06. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/5b8046d4-0de2-427c-a471-741a8a512987/defendants-revised-proposed-findings-of-fact. Accessed December 04, 2025.
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MI1Oo SHEFF, ET AL. : SUPREME COURT
V.
WILLIAM A. O'NEILL, ET AL. : JUNE. 6, 1995
DEFENDANTS’ REVISED PROPOSED FINDINGS OF FACT
I
The following are proposed findings of fact submitted in
addition to the facts contained in the parties’ revised joint
stipulation of facts and submitted pursuant to the order of the
Supreme Court dated May 11, 1995: %/
A
Have The Plaintiffs Proven That The State Has Violated
The Equal Protection Clauses, the Due Process Clause Or
The Education Article Of The Connecticut Constitution?
Each proposed finding of fact is based on the evidence
presented, and therefore the circumstances prevailing, at
the time of trial - December 1992 through February 1993.
1. Trends In The Distribution Of Students
By Race And Ethnicity.
1 The African-American population patterns in the 22 town
region during this century have been dynamic and unpredictable.
{(Steahr, Vol. 23, pp. 20-21, .80-81; DX 1.14)
2. The percentage of African-American residents in
Hartford has declined from 88% in 1970 to 65% in 1980 to 68% in
1990 to 63.7% in 1992. {Steahr, '¥0l.. 23, PP. 35=37; DX 2413)
3. Between 1970 and 1980, the African-American population
in the 21 suburban towns increased by 141.1% and by 74.4% between
1980 'and 1990. (DX 1.4)
4. From 1980 to 1990, the Latino population in the 21
suburban towns increased by 128.8% and the Latino student
population grew by 122.2%. (DX 1.5)
5. There have been significant increases in Latino
population in East Hartford, Manchester, West Hartford, Vernon
and Windsor. (Steahr, Vol. 23, p. 40)
2. The Current Distribution Of Students By
Race And Ethnicity
6. There is no professionally agreed upon standard for
racial, ethnic and socio-economic balance in schools which can be
applied to schools in Hartford and the 21 suburban towns.
(Carter, Vol. 1, pp. 33-34; Senteio, Vol. 3, pp. 51;
Martinez-Pitre, Vol. 6, pp. 45-46; Trent, Vol. 7, pp. 81, 134;
Natriello, Vol. 11, p. 144; Allison, Vol. 12, pp. 72-75, Gordon,
Vol. 13, p. 1439; “Vol. 14, pp. 76-79; laFontaine, Vol. 14, pp.
114-120; Haig, Vol. 18, pp. 111)
7% Changes in the demographic composition of Hartford and
the 21 surrounding suburban towns have occurred because of
individuals’ choices about their residences. {(Steahr, Vol. 23,
P. 67; Armor, Vol. 32, p. 129; DX 11.21~11.25)
8. The state has not taken any action that would encourage
any individuals to choose any racially imbalanced residential
settings. (Armor, Vol. 32, p. 129)
3. Students’ Socio-Economic Status In
Hartford Metropolitan Area Schools.
0. Racial isolation and the condition of students living
in poverty can and do exist as separate conditions. (Rossell,
Vol. 27, pp. 56-58; Armor, Vol. 32, p. 19)
10. i Individual socioeconomic status (7SES”), primarlly
poverty, has the largest impact on lack of student achievement
when measured for large groups of students. (Natriello, Vol. 8,
Pp. 64-65; Armor, Vol. 32, p. 2l;:Crain, Vol, 35, p. 76)
11. To understand the quality or effectiveness of a
particular educational program, the effects of the disadvantages
that students bring to school with them to that program must be
separated from the effects of the particular educational program.
(Natriello, Vol. 11, pp..5, 9, 22-23,.89, 91; Crain, Vol. 35, pp.
79-80)
12. None of the plaintiffs’ witnesses conducted a study in
which they reviewed the quality of the educational programs
offered in Hartford by separating the effects of the
disadvantages that Hartford’s students bring with them to school
from the effects of the particular educational programs in
Hartford. (Natriello, Vel. 11,/pp. 8, 9, 22-23, B8%,"91; Crain,
vol.*35, pp. 79-80; Trent, Vel..7,'p. 100, 118-22; Kennedy, Vol.
14, pp. 74)
13. Differences in SES are the primary factor in explaining
the differences in student performance on the CMT across the
state. (DX 12.14, pp. Vv, vi; PX 59, p. 5; Haig, Vol. 18, p. 925)
14. If two groups of students that are equal in all
respects except that one group has a larger percentage of
students with ”at risk” factors such as low birth weight babies
and mothers on drugs at birth, the group with a larger percentage
with ”at risk” characteristics will perform more poorly in an
educational sense than the group with a smaller percentage of
those students with ”at risk” characteristics. (Natriello, Vol.
11, Pp. 4=5)
15. Virtually all of the differences in performance between
students in Hartford and students in the 21 suburban school
districts on the CMT are attributable to differences in SES and
to the background factors that SES represents. {(Avmor, Vol. 32,
pp. 30, 93-94)
16. Virtually all of the differences in the rate of
attendance at four year colleges between Hartford students and
the students of the 21 suburban school districts are attributable
to SES and to the background factors that SES represents.
(Armor, Vol. 32,.pp. 30, 93-94)
17. When SES factors are taken into account, CMT and other
standarized test scores for Hartford students and for suburban
students, as groups, do not establish any inequality of programs
between Hartford and the suburban schools. (Armor, Vol. 32..p.
94-95)
18. Studies of Project Concern which controlled for
SES-related background factors have not shown that Project
Concern students, African-American Hartford students who attended
school in suburban school districts, have had any greater
academic achievement than they would have had, had they remained
in "Hartford publicischools. {DX 13.19, pp. 26-27, DX.13.20, Pp.
87)
19. When measured with appropriate controls for SES-related
background factors, Project Concern had no statistically
significant effect on Project Concern students dropping out of
high school, on the number of years they completed in college, on
their later life incomes, or on their contact with whites.
(Crain, Vol. 10, pp..75-77, 105-108, 128-133)
20. The amount of time a student spent in Project Concern
had no significant bearing on the student’s academic achievement.
(Armor, Vol. 32, Pp+ 117-1192 'DX 11.26 (Tables. 4 and 5))
21. The only group of Project Concern students who
demonstrated better academic performance than students in
Hartford schools are those students who volunteered for Project
Concern, and who finished their educations in the suburban school
district regardless of the amount of time spent in the suburban
school district, reflecting a phenomenon known as “self-selection
bias.” (DX 11.26, Tables 3 and 5)
22+. "NO study has shown that students who finished their
educations in Project Concern would not have done as well
academically, if those students had remained in the Hartford
public schools. (Crain, Vol. 355 Pp. 103)
23. The gap between the SES of children who live in
Hartford and the SES of children who live 1n the 21 suburbs has
been increasing. (Natriello, Vol. 11, PDP. 114-116; DX 8.1, 8.2)
24. Despite the increasing SES gap between children who
i live in Hartford and in the suburbs, the gap in CMT scores as
between Hartford’s children and the CMT scores of children
statewide is not getting any larger. (Natrielle, Vel. 11, pp.
114-116)
4. Disparities In Educational Outcomes.
25. Among other things, Hartford students score lower on
the CMT than the state average (1) because many Hartford students
move among Hartford schools and/or move in and out of the
Hartford school district, and (2) because many Hartford students
are still learning the English language. (Shea, Vol. 3, p«:140;
Nearine, Vol: 24, pp. 68-69; Negron, Vol. 2, pp. 15-16)
26. The primary purpose of the Strategic Schools Profiles
(”SSP”) is (1) to make school districts accountable for
compliance with their legal requirements and (2) to be a vehicle
for school-based improvement. (Rindone, Vol. 29, pp. 80-31)
27. Because the newness of the SSP program, the
Commissioner of Education has instructed school superintendents
not to use SSP data to make comparisons between their district
and other districts or between schools in their district and
schools in other districts. {(Rindone, Vol. 29, pp. 81, 146-147)
28. The CMT was not developed to compare or to contrast
student performance in one school district with student
performances in other districts. (Nearine, Vol. 24, p. 65; DX
12.16, p. 20; PX 290-308)
29. The CMT measures a relatively narrow part of students’
achievement. (PX 493; Ferrandino Deposition, p. 37; Natriello,
Voli.ll, Dp. 189)
30. The rate of Hartford public school students who
participate in the CMT is higher than the participation rate of
other large cities in the state. (Nearine, Vol. 24, p. 73)
31. Once Hartford students start school, they make academic
progress from year to year. (Natriello, Vol. 11, p. 80;
LaFontaine, Vol. 5, p. 152; Nearine, Vol. 24, pp. 114-117)
32. While changing the racial composition of a school alone
may have some social benefits, it will have no beneficial effect
on educational achievement. (Armor, Vol, 31, p. 120; ‘Slavin,
Vol. 20, pp. 71-73; Rossell, Vol. 27, p. 63; DX 12.25)
33. The difference in academic achievement between
African-American and white students, as statistically measured on
a nationwide basis, has declined every year for the past forty
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years and is projected to disappear in approximately thirty
years. (Rossell, Vol. 27, p. 63)
34. The nationwide closing of the gap between
African-American and white student achievement 1s due to the
continual improvement in the socio-economic status of
African-American status as a group. (Rossell, Vol.
35. There is no empirical evidence about the effect of
changing the racial composition of schools on the educational
achievement of Latino students of Puerto Rican ancestry.
(Morales, Vol. 18, pp. 47-49; Crain, Vol. 10, p. 99; DX 12.25, Pp.
13; BY 58, pridd)
36. There are no reliable studies that establish the
plaintiffs’ claim that a concentration of poor children in a
school as distinguished from the impact of poverty on the
academic achievement of an individual poor student, has an
additional adverse affect on the overall academic achievement of
all children, both poor and non-poor (the plaintiff’s claimed
so-called concentration effect”). (Rennedy, Vol. 14, pp. 75-76;
Natriello, Vol. 11, Dp. 25-26)
37. The section of Dr. Mary Kennedy'’s report on the federal
Chapter I program from 1984 to 1986 dealing with ”the
concentration effect” was researched and written by a Dr. David
Meyers of the Decision Research Corporation, who concluded that
poverty concentration by itself did not have a ”large effect” on
academic achievement. (Rennedy, Vol. 14, pp. 75-76)
38. In judging the effectiveness of a school, student
learning is a more important measure than achievement. (Kennedy,
Vol. 14, Pp. 27)
39. Attending a high poverty concentration school does not
have a statistically significant effect on the rate of learning
when measured with appropriate controls for SES. (Kennedy, Vol.
14, pp. 78-80; PY 2419, p. 22,:24; PX 163, pv. 132 (Fig. 29))
40. There has been no study done as to whether Hartford’s
CMT or other standardized test scores showed any separate
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"concentration effect” beyond the effect of individual SES
differences. (Natriello, Vol. 11, pp. 25-26,.164)
41. Any “concentration effect,” 1f it in fact exists, ‘can
be offset by program measures. (Natriello, Vol. 11, pp. 7175-176;
Kennedy, Vol. 14, p. 59)
B
Have The Plaintiffs Proven That They Have
Been Denied Their Rights To A Free Public
Education Under The Education Article Of The
State Constitution?
42. Hartford’s staffing patterns are consistent with the
needs of its students. (Natriello, Vol. 11,.p. 34)
43. The Hartford public schools’ classroom teachers and
administrators are as well qualified in terms of education and
experience as are teachers and administrators in the 21 suburban
school districts. (Reaveny, Vol. 25, p. 15; LaFontaine, Vol. 14,
DO. 131; Wilson Vol. 4, pp. 9, 28-29; Negron, Vol. 2, p. 7;
Pitoceco, Vol. 6, p. 70; Natriello, Vol. 11; p. 35)
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44. The first year teachers whom the Hartford school
district has been hiring have been performing well. (Wilson,
Vol. 4D. 9)
45. Some Hartford schools offer their students a more
comprehensive array of health services designed to address the
greater health problems of disadvantaged children than 1s offered
in suburban schools. (DX'23, 14; Griffin, Vol. 11, p..107;
Negron, Vol: 2, pp. . 10-12; Montanez-Pitre, Vol. 6, Pp. 11, 42-43)
46. Hartford offers a comprehensive bilingual educational
program and English as a second language (”ESL”) program for
students whose second language is Spanish or for students who
come from homes in which languages other than English and Spanish
are spoken. (LaFontaine, Vol. 5, p. 127, Vol. 14, p. 132;
Marichal, Vol. 20,:PP« 11-12; PX 43%, Pp. 5)
47. No suburban district offers any such program as large
and as comprehensive as Hartford’s bilingual education program or
ESL iprogram. (Marichal, Vol. 20, p. 60)
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48. Hartford public schools offer special programs directed
to the specific needs of its students such as programs delivered
in Portuguese and Spanish for students to retain their native
languages, the history of African-Americans, the history of
Puerto Rico, Latin American studies and key parts of the business
education program delivered in Spanish. (Calvert, Vol. 30, pp.
4-5, . Pitocco, Vol. 6, Pp. 83=89)
49. Hartford has preserved its gifted and talented program,
when many other districts including West Hartford have been
forced by budgetary constraints to eliminate their programs.
(Senteioc,; Vol. 3, p.. 32; ‘Lemega, "Vol. 29, p. 12)
50. Suburban school districts have been forced to make
substantial reductions in their programs for fiscal reasons.
(Pitocco, Vol. 6, pp.~-87-88; lemega, Vol. 29,. pp. 11-18)
51. Because of fiscal constraints, the West Hartford school
district has eliminated over the past three years its computer
program in its middle schools, non-statutorily mandated
counselling and speech therapy, its career and vocational
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counselling program, and full-day kindergarten in all but three
schools. (Lemega, Vol. 29, pp. 13-15)
52. Since 1929 the West Hartford school district has
eliminated 20 full-time equivalent teaching positions and 5.5
full-time equivalent administrative positions. (Lemega, Vol. 29,
DP. 16)
53. Hartford’s 31 school buildings do not differ
substantially from school buildings in the 21 suburban school
district in terms of key facilities. (DX:38.13)
54. Hartford’s school buildings are generally well
maintained. (PX 153,.5-1, 5-2; Calvert, Vol. 30, pp. 29,
55. The state has never turned down a request from Hartford
for state reimbursement for a school construction, expansion or
renovation project. (LaFontaine, Vol. 5, pp. 171-172; Brewer,
Vol. 28, D.:20)
56. Decisions about the location of school buildings and
about whether to start, to delay or to postpone a construction or
renovation project are made exclusively by local officials.
(LaFontaine, Vol. 5, p...172; Brewer, Vol, 28, pp. 15-16)
57. In terms of net current expenditures per pupil for
1990-91, Hartford ranked as the third highest spending district
in the area, with only Bloomfield and Wethersfield spending more.
(Natriello, Vol. 11, pp. 92-93)
58. The Hartford school district’s relatively lower
spending in the areas of (a) pupil and instructional services,
(b) textbooks and instructional supplies, (c) library books and
periodicals, and (d) equipment and plant operations has resulted
from decisions of the Hartford Board of Education to allocate its
resources to other areas, particularly school employee fringe
benefits. (DX 7.9, Pp» 1; Brewer Vol. 28, pp. 142-143)
59. If the Hartford school district had paid the state per
pupil average in employee fringe benefits from 1980 to 1992, 1it
would have had sufficient funds over that period to cover the
differentials in the categories of (a) pupil and instructional
services, (b) textbooks and instructional supplies, (c) library
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books and periodicals, and (d) equipment and plant operations.
(Brewer, Vol. 28, p. 142; Natriello, Vol. 11, p. 62)
60. There are no significant differences in the mean ages
and the mean experience levels among the teaching and
administrative staffs of Hartford, New Haven and Bridgeport.
(Brewer, Vol. 28, pp. 43, 7146-147; PX 427)
61. No independent study has been done to determine whether
it has been necessary for the Hartford school district to pay
higher employee fringe benefits to attract and to retain
qualified teachers and administrators. (Natriello, Vol. 11, p.
63)
62. From the 1989-90 school year to the 1990-91 school
year, the Hartford Board of Education almost tripled its per
pupil and per school expenditures for library books. (DX 7.12)
63. Hartford spends sufficient funds on textbooks and
supplies to make the basic learning materials available to its
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students and teachers. (Negron, Vol..l, P. 73; Calvert, Vol. 31,
Pp. 94-95, 102)
64. Across-the-board differences in spending do not
generally have an effect on student outcome measures. (Kennedy,
Vol. 14, Dp. 74)
65. There is no definition of ”equal educational
opportunity” accepted uniformly by educators and social
scientists. «(See Davis, Vol. 5, pp. 88-89; Anderson, Vol. 6, p.
123; Pitocco, Vol. 6, pp. 83-84; Braddock, Vol. 5, p. 28; Crain,
Vol. 10, pp. "70:2 Willie, Vol. 15, p.: 35; Natriello, Vol. 12, p.
128; PX 493, Ferrandino Deposition, pp. 132-133)
66. Hartford public school students are provided with a
level of resources and a level of competent instruction in an
ongoing systemic program that is similar to that of other
communities in the state. (PX 493, Ferrandino Deposition, pp.
132-133; Calvert, Vol. 30,:pPp. 4, 119)
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67. A student in Hartford public schools receives an
education of a quality that gives him or her the chance to lead a
successful adult life. (PX 506, Margolin Deposition, pp. 55-56;
PX 493, Ferrandino Deposition, p. 134)
68. There is no professionally accepted definition of a
"minimum adequate education” or “substantive minimum level of
education.” (LaFontaine, Vol. 14, pp. 139-140)
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Has The State Been Taking Appropriate Action To
Address Racial, Ethnic and Socio-economic
Isolation And Education Underachievement Of Urban
Children In Poverty
1. State Involvement In Education Historically.
69. Connecticut has always been a leader in the field of
public education. (Collier, Vol. 16, pp. 23, 71-72)
70. The quality of public education in Connecticut has
improved continuously over the past 200 years. (Collier, Vol.
16, pp. 9-10, 23, 56-57)
71. As late as 1979, state officials believed that
intradistrict racial balancing could achieve student racial
diversity in Hartford and in other cities. (Allison, Vol. 12,
12)
2. State Involvement Today.
Ee
72. Connecticut is one of only three states in the country
to pass voluntarily legislation requiring racial balance within
school districts (Conn. Gen. Stat. §10-226a et seq.) (Rossell,
Vol. 263, "Dx .57)
73. Connecticut is one of only seven states in the country
that voluntarily has appropriated state funds to promote racial
and ethnic diversity in its schools. (Rossell, Vol. 26B, p. 44)
74. No state has a racial balance law that requires
interdistrict balancing. (Rossell, Vol. 26B, p. 61)
75. The Interdistrict Cooperative Grant Program has
maintained its appropriation at a time when most other state
education grant programs have suffered cuts in funding because of
the state’s difficult fiscal circumstances during the latter
1980s and 1990s. (Allison, Vol. 12, p.. 88; Williams, Vol. 25,
pp. 76-77)
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76. Interest by school districts in the Interdistrict
Cooperative Grant Program has grown significantly since its
inception. (Williams, Vol. 24, pp. 58-60)
77. «. The state funds education in such a way as to glve
districts like Hartford, which serve a high proportion of
students who come from impoverished backgrounds and, as a whole,
have relatively lower achievement scores, funds in excess of
wealthier districts whose students, as a whole, have higher
achievement scores so as to eliminate the poorer, lower achieving
districts’ initial disadvantage and put such districts on an even
footing with wealthier, higher achieving districts. (Rossell,
Vol. 26B, pp. 40-42;"DX 5.1)
78. Connecticut’s formula for reimbursement for special
education costs gives Hartford a higher reimbursement rate than
the 21 suburban school districts and thereby makes Hartford’s
ability to meet the needs of its special education students
comparable to the burden of the suburban school districts. (DX
7.3)
-23=
D.
The Problems Associated With Racial, Ethnic, And
Socio-economic Conditions And Educational
Underachievement Presented In This Action Are Matters
For the General Assembly
1. Integration And Its Effects.
79. State education leaders have taken the position that
student diversity is promoted most effectively by voluntary
programs and measures. (PX 494, Tirozzi Deposition, pp. 154-156;
PX 493, Ferrandino Deposition, pp. 86-87)
80. Voluntary measures are more effective than mandatory
measures in achieving successful long term racial and ethnic
diversity in schools. (Rossell, Vol. 26B, pp. 26-28; Vol. 27, p.
33; PX 493, Ferrandino Deposition, p. 117; DX 5.4 =~ 5.12)
81. Voluntary measures to achieve racial and ethnic
diversity are preferred by parents of all races and national
origins. (Ferree, Vol. 25, p. 165; Rossell, Vol. 27, pp.
172=173:.DX 4.1, Pps 11-12; DX 42, pp. 11-13)
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82. To the extent that there is any measurable positive
impact on academic achievement from implementation of plans to
promote diversity in schools, voluntary plans or programs work
better than mandatory plans or programs. (Armor, Vol. 32, D-
121: PY 58, 1p. 2)
83. When courts in some parts of this country started to
issue orders against school systems that were segregated by law
on the basis of race, social scientists believed that such
court-ordered desegregation of schools would improve the academic
achievement of African-American students. (Armor, Vol. 33, p.
83)
84. Studies done by social scientists on the effects of
court-ordered desegregation have not shown any significant
academic improvement in African-American students. (Slavin, Vol.
19, pp.+71~73; Armor, Vol. 33, p. 83; PX 58, S8Schofeld Report, p.
10-19; PX 455, Orfield Report on San Francisco’s Desegregation
Consent Decree, pp. 1, 5, 30)
85. There is virtually no statistical evidence on the
impact of desegregation court orders on the academic achievement
of Latino students. (PX 53, Schofield Report, pp. 10, 19-20)
86. The Boston public schools’ student population was 64%
white, 30% African-American and 6% other, when the federal
court’s desegregation plan was implemented in 1970, and by 1975,
it was 49% white, 39% African-American and 12% other groups.
(Willie, Vol. dS, pp. 108-109)
87. At the time of this trial, the Boston public schools’
student population was 20% white (Willie, Vol. 15, p. 109;
Rossell, Vol.:27, Pp.--13, 17-138)
88. Under a court-ordered desegregation plan for the St.
Louis school district based on de jure segregation, the transfer
of 13,500 African-American students from the city to the suburban
schools left the white enrollment in city schools one percentage
point higher than it was twelve years earlier, before the plan
was implemented. (Orfield, Vol. 22, pp. 76-80)
-2 6-
89. Restructuring the educational systems of Hartford and
the 21 surrounding suburban school districts alone will not
overcome the socio-economic problems that inhibit the academic
achievement of poor urban children. (Carter, Vol.
Orfield, Vol. 22,:p. 54; Calvert Vol. 30, p. 121,
20-21, 141-142)
2. Steps Toward Integration.
90. Social programs that make it possible for poor families
to raise their socio-economic status are what help poor children
raise their level of academic achievement. (Armor, Vol. 32, p.
121; . Natriello, Vol. 11, pp. 6-7)
91. There is no agreement as to how best to apply the
state’s resources in order to overcome or ameliorate the effects
of ”at risk” disadvantages on these students’ educational
performance. (Natriello, Vol. 11, p. 6)
92. With limited resources, the best and most economical
way to address ”at risk” factors that impede educational
performance is to prevent such ”at risk” factors from developing
in the first place. (Natriello, Vol. 11, p. 7)
93. Forty-six percent of Hartford students who started
Project Concern between 1966 and 1971 left Project Concern and
returned to the Hartford school system. {Armor , ¥ol. 32, p. 105;
PX. 11.26 (Table 1))
94. Some Hartford students are performing on the highest
end of the performance scale on the MAT. (Nearine, Vol. 24, p.
96)
II
The following are proposed findings of fact, drawn
exclusively from the contents of the memorandum of decision dated
April 12, 1995, which support the trial court’s judgment.
1. No child in Connecticut has ever been assigned to a
school district in this state on the basis of race, national
origin, socio-economic status, or status as an ”at risk” student.
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Rather, children have always been assigned to particular school
districts on the basis of their town of residence. (Tirozzi
Affidavit; MOD 18»19)
2 A majority of the children in Hartford are receiving at
least a “minimally adequate education,” as defined by the
plaintiffs, even though as a group, the mastery test results
showed that many of them were performing below the remedial level
since those tests were never intended to be the sole source of
measure student performance. (Margolin Deposition, PX 506
PD .55~58,; MOD. 25-26)
3. Minorities who live in the inner cities are
disproportionately poor. Studies have shown that the real
correlation with academic achievement is socioeconomic class:
being poor in and of itself is a significant problem in schools.
(Tirozzi, PX 494, Dbp.1l1-12; MOD 26)
4. The state made several efforts to address the problem
of racial isolation in the public schools during Gerald Tirozzi’s
tenure as Education Commissioner. The most important included
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the interdistrict cooperative program grants, which made two to
three million dollars available to allow districts on a voluntary
basis to develop a number of plans to move students across
district lines. More than 100 districts participated in that
effort during his last year, developing plans on a cooperative
basis. Also, the 1986 educational enhancement act dramatically
raised teachers’ salaries and permitted the hiring of a
substantial number of teachers, with the great majority going to
Hartford, New Haven and Bridgeport. Class sizes in those cities
were reduced and the poorest urban school districts were able to
recruit and retain teachers at salaries at least comparable to,
if not higher than, the salary levels in the suburban districts.
(Tirozzi, PX 494, pp.15~-16; MOD 27)
5. Also, the priority school district program, was
initially funded at three million dollars to drive more dollars
to cities. The grants were equalized so that more dollars went
to the poorer communities. Connecticut was the first, and may
still be the only, state that factors in our mastery test scores
as one of the proxies for need, and it is driven when students do
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not meet what is called the remedial standard. {Tirozzi, PX 494,
p.16; MOD 28)
6. The concept of “collective responsibility,” which
Tirozzi endorsed, was misunderstood by many people to mean
mandatory student assignment when 1t actually only mandated
rcorrective action” plans to eliminate racial imbalance with the
threat of state intervention only if the voluntary approach
proved to be ineffectual. (PX 50, 'p.11; Tirozzi, PX:494,
pp.35-36, 98-99; MOD 28) The recommendation was not implemented
at that time because there was no express statutory authority for
that kind of interdistrict planning process and the State Board
of Education (”SBE”) decided that because of the strong negative
public reaction to the coercive elements of the report, the best
thing to do was to encourage discussion. (Tirozzi, PX 494,
pp.100-04; MOD 28)
y Commissioner Tirozzi found that voluntary, cooperative
approaches to integration would generate public support, but
mandatory approaches would not. He reported to the State Board
that the mandatory aspects of Tirozzi I were negating the rest of
the report and the decision was made to eliminate them from the
concept of ”collective responsibility” in Tirozzi II. (Tirozzi,
PX 494, p.125; MOD 29)
8. In Tirozzi’s opinion, the recommendations in his second
report had a significant impact due to the availability of fairly
substantial state monies at the time, and the fact that the
issues were being discussed by the public and by planning groups.
(Tirozzi, PX 494, p.136; MOD 29) Although he would have liked to
see things improve faster, progress in dealing with such a major
issue in our society could be only incremental because of the
political realities of local control and autonomy, as well as the
problems of housing, unemployment and poverty. (Id.. pPp.137=-38;
MOD 29)
9. Commissioner Tirozzi’s preference for mandatory
measures to achieve racial diversity changed after he came to
believe that voluntary approaches could bring about a meaningful
level of integration and that even the General Assembly could
-32-
accept legislative proposals along those lines. He suggested two
areas in which such legislation could have a “dramatic impact”:
(1) by changing the school funding formula to encourage the
movement of children across town lines; and (2) by adjusting the
state’s proportional share of school construction costs to reward
districts that build schools close to their borders. {Tirozzi PX
494, p.157~-60; MOD 30)
10. Commissioner Tirozzi was of the opinion that the fact
that the New Haven School system in the 1960s had aggressively
pushed integration and actually forced busing drove a significant
number of whites from the City. (Tirozzi, PX 494, P.95; MOD 31)
11. The state had already taken some very positive steps in
enhancing city schools, particularly with respect to teachers’
salaries, so that the highest salaries in the state were being
paid to teachers in the larger urban districts. While the cities
have a disproportionately large number of children with special
educational needs, some of the best special education classes 1n
-33=-
the state can be found in urban districts such as Hartford.
(Tirozzi, PX 494, p-54~55; MOD 32-33)
12. The more voluntary the process, the greater chance for
its success. (Ferrandino, PX 493, p.117; MOD 37-40)
13.. The program that is being offered. in Hartford does
provide an equal educational opportunity in the educational sense
comparable to that which students in other school systems
receive. (Ferrandino, PX 493, p.132-33; MOD 39)
14. For the purpose of analyzing the mastery test results,
all the districts in the state were classified by “educational
reference group” based on the size of the community and its
student population as well as the various needs to their
students. Hartford, Bridgeport and New Haven constituted one of
the groups even though Hartford’s performance was lower than the
other two. The testing program was not designed to be used
comparatively, but was intended to provide information about
individual students and programs for the local school district.
(Ferrandino, PX 493, pp.146-48; MOD 39-40)
-34-
15. The present mastery testing system is better than the
previous one because it was created by Connecticut teachers based
on this state’s own educational goals. It was the consensus of
the state board of education that it is a valuable tool in
judging the outputs of the school system. (Mannix, BX. 495, p.17;
MOD 46)
16. Integration in the fullest sense may be achieved only
by building affordable housing in the suburbs in order to break
up the ghettos in the cities. (Mannix, PX 495, pp.22-24; MOD
40-41)
17. No set of educational strategies can fully address the
myriad social issues that produce inequality and undermine
education. Substance abuse, hunger, parental neglect, crowded
and substandard housing and inadequate employment opportunities
disproportionately attack minority children in our state and
divert them from educational opportunity. Unless other elements
of society and other institutions actively share with education
the responsibility for addressing and remedying these conditions,
-35=
not even the best of strategic education plans can succeed. (PX
73; MOD 42-43)
18. The state’s history of affirmative achievement in
school racial diversity began in 1966 with Project Concern, which
was "designed to promote voluntary desegregation” of urban
schools and was ”one of this country’s first voluntary
interdistrict transfer programs.” This was followed by: the
racial imbalance law in 1969; the inclusion in the state school
aid formula of the number of children from low-income families in
1979; in 1989, factoring into the formula the number of students
who score below the remedial standard in order to address ”the
needs of urban school districts”; state funding for magnet
schools to improve “the overall quality of education while
reducing racial isolation”; Tirozzi I in 1988 and Tirozzi I1 in
1989, and since 1988, the “competitive interdistrict cooperative
grant program on educational programs that provide opportunities
for integration”. (PX 73; MOD 43)
-36-
19. It"is the socioeconomic status of school children thar
influences academic performance and explains the reduction almost
by half of the achievement gap between black and white students
nationally. Virtually none of the gains in black achievement can
be attributed to school desegregation. (Armor, Vol..32, ©.19;
MOD 51)
20. Racial composition does not have any statistically
significant effect on achievement scores. The differences in
educational outcomes can be explained by the extremely different
levels of the socioeconomic status of the children in the
respective school systems. (Armoy; Vol.. 32, Pp.924-95;. MOD 52)
21. Mandatory student reassignment plans to achieve racial
balance, whether intradistrict or interdistrict, are ineffective
methods of achieving integration, whether they are mandated by
racial imbalance laws or by Court order. One of the principal
problems with using racial balance as the measure of integration
is that it fails to take into account the decrease in white
enrolment that studies have shown takes place both before and
-37-
after a plan is put into effect. (Rossell, Vol. 26B, p.34; MOD
52-53)
22. After Vincent Ferrandino became Commissioner of the
Department of Education, as part of his reorganization of the
department, he established an office of urban and priority school
districts in order to concentrate the resources of the department
on the problems of the cities, and more specifically, to improve
the achievement of the students in the three largest urban
districts. (Ferrandino, PX 493, p.25; MOD 36-37)
23. A mandated regional plan will not resolve the problems
of racial and economic isolation and will very likely generate a
negative reaction because of the strong history in this state of
local control of education and the very strong attachment to the
local school system. (Ferrandino, PX 493, pp.86-87; MOD 37)
24. The limited regionalization that occurred in the 1950s
was accomplished only because of the financial and economic
incentives that the state offered to the smaller communities 1n
the state. (Ferrandino, PX 493, pp.86-87; MOD 37)
-38~-
25: The cumulative record of Connecticut civil rights
legislation in the area of race relations represents the most
progress toward equal opportunity between whites and Negroes
achieved by any of the Northern states. (PX 502, p.2; MOD: 61-62)
26. Blacks were always permitted to go to the district
schools and he had not found any case, except one ephemeral one,
in which blacks were not permitted to go to the district schools.
For all practical purposes de jure segregation in the schools has
never existed except that the City of Hartford had this black
school, Pearl Street School, and they passed an ordinance
requiring black kids to go to the black school and thereafter the
General Assembly met within weeks and repealed the ordinance.
Thus, there has only been de jure segregation in Connecticut for
a matter of weeks, and that only in one place. (Collier, Vol.
16, D.483; MOD 62-63)
27. The law enacted in 1909 that consolidated most of the
school districts in the state based on town boundaries was a
positive thing for the quality of education in Connecticut. The
-390-
legislation had nothing to do with race whatsoever and that it
was not a product of any discriminatory motive on the part of the
General Assembly or the people of Connecticut. (Collier, Vol. 16,
rp.86, 68: MOD 64).
28. De jure segregation of blacks was never a state policy
in Connecticut. (Collier, Vol. 16, 69; MOD 64)
29. From the court’s review of all the evidence presented
at trial, the plaintiffs have not established any of what Justice
William O. Douglas described as the “more subtle” types of state
action that are ordinarily presumed in “de facto segregation”
cases, including more specifically the factors of residential
segregation, as well as attendance zone boundaries, which are
exclusively the statutory duty of local boards of education under
§ 10-220 of the General Statutes (MOD 71)
30. Racially balanced municipalities are beyond the pale of
either judicial or legislative intervention. (MOD 71-72)
31. The plaintiffs have failed to prove state action as a
direct and sufficient cause of the conditions that are the
subject matter of the plaintiff’s complaint. (MOD 72)
-4 1-
DEFENDANTS
RICHARD BLUMENTHAL
ATTORNEY GENERAL
Ere F. [boven 3
Assistant/ orney Chea
Juris 085: 30
110 Sherman Street
Hartford, Connecticut 06105
Tel. 566~7173
2)
{ ? 1
174.14 4
Ry, 2 4 rf ee"
J v i! [1 [; Vv / il 7 Lt rd J’ / 7
fF Ld i
Martha Hel Prestley
Assistant Attorney General
Juris 406172
110 Sherman Street
Hartford, Connecticut 06105
Tel, 566-7173
CERTIFICATION
I hereby certify that a copy of the foregoing was mailled
postage prepaid this 6th day
counsel of record:
John Brittain, Esq.
University of Connecticut
School of Law
65 Elizabeth Street
Hartford, CT 06105
Philip Tegeler, Esq.
Martha Stone, Esg.
Connecticut Civil
Liberties Union
32 Grand Street
Hartford, CT . 06105
Sandra Del Valle, Esq.
Ruben Franco, Esq.
Jenny Rivera, Esq.
Puerto Rican Legal Defense
and Education Fund
99 Hudson Street
14th Floor
New York, NY 10013
John A. Powell, Esq.
Christopher H. Hansen, Esq.
American Civil Liberties Union
132 West 43rd Street
New York, NY 10036
of June,
1995 to the following
Wilfred Rodriguez, Esq.
Hispanic Advocacy Project
Neighborhood Legal Services
1229 Albany Avenue
Hartford, CT 06112
Wesley W. Horton, Esq.
Moller, Horton &
Fineberg, P.C.
90 Gillett Street
Hartford, CT. 06105
Julius L. Chambers
Marianne Engleman Lado,
Theodore M. Shaw
Dennis D. Parker
NAACP Legal Defense Fund and
Education Fund, Inc.
99 Hudson Street
New York, NY 10013
Esq.
TN
/
Berpard McGovern, Jr.
3 7
F/
Assistant/Attorney General
bfm0043 jm
S5.C. 185235
MILO SHEFF, ET AL. : SUPREME COURT
Vv.
WILLIAM A. O/NEILL, ET AL. : JUNE «6, 1995
DEFENDANTS’ REVISED PROPOSED FINDINGS OF FACT
I
The following are proposed findings of fact submitted in
addition to the facts contained in the parties’ revised joint
stipulation of facts and submitted pursuant to the order of the
Supreme Court dated May 11, 1995: 1/
A
Have The Plaintiffs Proven That The State Has Violated
The Equal Protection Clauses, the Due Process Clause Or
The Education Article Of The Connecticut Constitution?
1/ Each proposed finding of fact is based on the evidence
presented, and therefore the circumstances prevailing, at
the time of trial - December 1992 through February 1993.
1. Trends In The Distribution Of Students
By Race And Ethnicity.
1. The African-American population patterns in the 22 town
region during this century have been dynamic and unpredictable.
(Steahr, Vol. 23, pp. 20-21, 80-81; DX 1.14)
2, The percentage of African-American residents in
Hartford has declined from 88% in 1970 to 65% in 1980 to 68% 1n
1990 to 63.7% in 1592. (Steahr, Vol. 23, pp. 35~37; DX 2.13)
3. Between 1970 and 1980, the African-American population
in the 21 suburban towns increased by 141.1% and by 74.4% between
1980 and 1990. (DX 1.4)
4. From 1980 to 1990, the Latino population in the 21
suburban towns increased by 128.8% and the Latino student
population grew by 122.2%. (DX 1.5)
Bo. There have been significant increases in Latino
population in East Hartford, Manchester, West Hartford, Vernon
, and Windsor. (Steahr, Vol. 23, p. 40)
2. The Current Distribution Of Students By
Race And Ethnicity
6. There is no professionally agreed upon standard for
racial, ethnic and socio-economic balance in schools which can be
applied to schools in Hartford and the 21 suburban towns.
(Carter, Vol. 1, pp. 33=34; Sentelo, Vol. 3, pp. 51;
Martinez-Pitre, Vol. 6, pp. 45-46; Trent, « Ty PD. 8), 134;
Natriello, Vol. 11, ©. 144; Allison, Vol. 12, pp. 72-75, Gordon,
Vol. 13, p. 149; Vol. 14, pp. 76-79; lLaFontaine, Vol. 14, pp.
114-120; Haig, Vol. 18, pp. 113)
7. Changes in the demographic composition of Hartford and
the 21 surrounding suburban towns have occurred because of
individuals’ choices about their residences. {(Steahr, Vol. 23,
P. 67; Armor, Vol. 32, p. 129; DX 11.21-11.25)
3. The state has not taken any action that would encourage
any individuals to choose any racially imbalanced residential
settings. = (Armor, Vol. 32, p. 129)
3. Students’ Socio-Economic Status In
Hartford Metropolitan Area Schools.
9. Racial isolation and the condition of students living
in poverty can and do exist as separate conditions. (Rossell,
Vol. 27, Pp. 56-58: Armor, Vol. 32, p. 19)
10. Individual socioeconomic status (”SES”), primarily
poverty, has the largest impact on lack of student achievement
when measured for large groups of students. (Natriello, Vol. 38,
Po. 64=68: Armory, Vol. 32,.p. 21; Crain, Vol. 35, p. 76)
11. To understand the quality or effectiveness of a
particular educational program, the effects of the disadvantages
that students bring to school with them to that program must be
separated from the effects of the particular educational program.
(Natriello, Vol. 1}, pp. 8, 9, 22-23, 89, 91; Crain, Vol. 35, pp.
79-80)
12. None of the plaintiffs’ witnesses conducted a study in
which they reviewed the quality of the educational programs
offered in Hartford by separating the effects of the
disadvantages that Hartford’s students bring with them to school
from the effects of the particular educational programs in
Hartford. {(Natriello, Vol. 11, pp. 8, 9, 22-23,'89, 91; Crain,
Vol. 3%, pp. 719-80; Trent, Vol, 7, p. 100, 118-22, Kennedy, Vol.
14, pp. 74)
13. Differences in SES are the primary factor in explaining
the differences in student performance on the CMT across the
state. (DX 12.14, vp. Vv, Vi; PX 89, p. 5; Halg, Vol. 18, p. 395)
14. If two groups of students that are equal in all
respects except that one group has a larger percentage of
students with ”at risk” factors such as low birth weight babies
and mothers on drugs at birth, the group with a larger percentage
with ”at risk” characteristics will perform more poorly 1n an
educational sense than the group with a smaller percentage of
those students with ”at risk” characteristics. (Natriello, Vol.
11, PP. 4-5)
15. Virtually all of the differences in performance between
students in Hartford and students in the 21 suburban school
districts on the CMT are attributable to differences in SES and
to the background factors that SES represents. (Armor, Vol. 32,
PP. 30, 93-94)
16. Virtually all of the differences in the rate of
attendance at four year colleges between Hartford students and
the students of the 21 suburban school districts are attributable
to SES and to the background factors that SES represents.
{Armor, Vol. 32, 9p. 30, 93-94)
17. When SES factors are taken into account, CMT and other
standarized test scores for Hartford students and for suburban
students, as groups, do not establish any inequality of programs
between Hartford and the suburban schools. (Armor, Vol. 32, p.
94-95)
18. Studies of Project Concern which controlled for
SES-related background factors have not shown that Project
Concern students, African-American Hartford students who attended
school in suburban school districts, have had any greater
academic achievement than they would have had, had they remained
in. Hartford public schools. (DX 13.19, pp. 26-27, DX 13.20, p.
87)
19. When measured with appropriate controls for SES-related
background factors, Project Concern had no statistically
significant effect on Project Concern students dropping out of
high school, on the number of years they completed in college, on
their later life incomes, or on their contact with whites.
(Crain, Vol. 10, pp. 75-77, 105-108, 128-133)
20. The amount of time a student spent in Project Concern
had no significant bearing on the student’s academic achievement.
{Armor, Vol. 32, pp. 117-119; DX 11.26 (Tables 4 and 5))
21. The only group of Project Concern students who
demonstrated better academic performance than students in
Hartford schools are those students who volunteered for Project
Concern, and who finished their educations in the suburban school
district regardless of the amount of time spent in the suburban
school district, reflecting a phenomenon known as “self-selection
bias.” (DX 11.26, Tables 3 and 5)
22. "No study has shown that students who finished their
educations in Project Concern would not have done as well
academically, if those students had remained in the Hartford
public schools. (Crain, Vol. 35, p. 103)
23. The gap between the SES of children who live in
Hartford and the SES of children who live 1n the 21 suburbs has
been increasing. (Natriello, Vol. 11, pp. 114-116; DX 8.1, 8.2)
24. Despite the increasing SES gap between children who
| live in Hartford and in the suburbs, the gap in CMT scores as
between Hartford’s children and the CMT scores of children
statewide is not getting any larger. (Natriello, Vol. 11, pp.
114-116)
4. Disparities In Educational Outcomes.
25. Among other things, Hartford students score lower on
the CMT than the state average (1) because many Hartford students
move among Hartford schools and/or move in and out of the
Hartford school district, and (2) because many Hartford students
are still learning the English language. (Shea, Vol.
Nearine, Vol. 24, pp. 68-69; Negron, Vol. 2, pp. 15-16)
26. The primary purpose of the Strategic Schools Profiles
(”SSP”) is (1) to make school districts accountable for
compliance with their legal requirements and (2) to be a vehicle
for school-based improvement. (Rindone, Vol. 29, pp. 80-81)
27. Because the newness of the SSP program, the
Commissioner of Education has instructed school superintendents
not to use SSP data to make comparisons between their district
and other districts or between schools in their district and
schools in other districts. (Rindone, Vol. 29, Pp. 81, 146-147)
28. The CMT was not developed to compare or to contrast
student performance in one school district with student
performances in other districts. (Nearine, Vol. 24, p. 65; DX
12.16, p. 20; PX 290-308)
29. The CMT measures a relatively narrow part of students’
achievement. (PX 493; Ferrandino Deposition, p. 37; Natriello,
Vol.: 11," p. 189)
30. The rate of Hartford public school students who
participate in the CMT is higher than the participation rate of
other large cities in the state. (Nearine, Vol. 24, p. 73)
31. Once Hartford students start school, they make academic
progress from year to year. (Natriello, Vol. 11, p. 80;
LaFontaine, Vol. 5, p. 152; Nearine, Vol. 24, pp. 114-117)
32. While changing the racial composition of a school alone
may have some social benefits, it will have no beneficial effect
on educational achievement. (Armor, Vol. 31, p. 120; Slavin,
Vol. 20, pp. 71-73; Rossel), Vol. 27, p. 63; DX 12.25)
33. The difference in academic achievement between
African-American and white students, as statistically measured on
a nationwide basis, has declined every year for the past forty
years and 1s projected to disappear 1n approximately thirty
years. {(Rossell, Vol. 27, p. 63)
34. The nationwide closing of the gap between
African-American and white student achievement is due to the
continual improvement in the socio-economic status of
African-American status as a group. (Rossell, Vol. 27, p. 63)
35. There is no empirical evidence about the effect of
changing the racial composition of schools on the educational
achievement of Latino students of Puerto Rican ancestry.
(Morales, Vol. 18, PD. 47-49; Crain, Vol. 10, p. 99; DX 12.25, p.
12; PX 58, p. 19)
36. There are no reliable studies that establish the
plaintiffs’ claim that a concentration of poor children in a
school as distinguished from the impact of poverty on the
academic achievement of an individual poor student, has an
additional adverse affect on the overall academic achievement of
all children, both poor and non-poor (the plaintiff’s claimed
-11-
so-called “concentration effect”). (Kennedy, ‘Vol. 14, pp. 75-756;
Natriello, Vol. 11, p. 25~26)
37. The section of Dr. Mary Kennedy’s report on the federal
Chapter I program from 1984 to 1986 dealing with “the
concentration effect” was researched and written by a Dr. David
Meyers of the Decision Research Corporation, who concluded that
poverty concentration by itself did not have a “large effect” on
academic achievement. (Kennedy, Vol. 14, pp. 75-786)
38. In judging the effectiveness of a school, student
learning is a more important measure than achievement. (Kennedy,
Vol. 14, PB. 77)
39. Attending a high poverty concentration school does not
have a statistically significant effect on the rate of learning
when measured with appropriate controls for SES. (Kennedy, Vol.
14, pp. 78=80; BX 419, p.. 22, 24; PX 162, p. 132 (Fig. 29))
40. There has been no study done as to whether Hartford’s
CMT or other standardized test scores showed any separate
-12-
nconcentration effect” beyond the effect of individual SES
differences. (Natriello, Vol. 11, pp. 25-26, 164)
41. Any “concentration effect,” if it in fact exists, can
be offset by program measures. (Natriello, Vol. 11, pp. 175-176;
Kennedy, Vol. 14, p. 59)
B
Have The Plaintiffs Proven That They Have
Been Denied Their Rights To A Free Public
Education Under The Education Article Of The
State Constitution?
42. Hartford’s staffing patterns are consistent with the
needs of its students. {(Natriello, Vol. 11, Pp. 34)
43. The Hartford public schools’ classroom teachers and
administrators are as well qualified in terms of education and
experience as are teachers and administrators in the 21 suburban
school districts. (Keaveny, Vol. 25, p. 15; LaFontaine, Vol. 14,
P- 131; Wilson Vol. 4, pp. 9, 28-29; Negron, Vel. 2, p. 7;
Pitocco, Vol. 6, p. 70; BRatriello, Vol. 11, p. 1315)
44. The first year teachers whom the Hartford school
district has been hiring have been performing well. (Wilson,
Vol. 4, pp. 9)
45. Some Hartford schools offer their students a more
comprehensive array of health services designed to address the
greater health problems of disadvantaged children than is offered
in suburban schools. (DX 23, 14; Griffin, Vol. 11, p. 107;
Negron, Vol. 2, pp. 10-12; Montanez-Pitre, Vol. 6, pp. 11, 42-43)
46. Hartford offers a comprehensive bilingual educational
program and English as a second language (”ESL”) program for
students whose second language is Spanish or for students who
come from homes in which languages other than English and Spanish
are spoken. (LaFontaine, Vol. 5, p. 127, Vol. 14, p. 132;
Marichal, Vol. 20, pp. 11-12; PX 439, p- 5B)
47. No suburban district offers any such program as large
and as comprehensive as Hartford’s bilingual education program or
ESL program. (Marichal, Vol. 20, p. 60)
-14-
48. Hartford public schools offer special programs directed
to the specific needs of its students such as programs delivered
in Portuguese and Spanish for students to retain their native
languages, the history of African-Americans, the history of
Puerto Rico, Latin American studies and key parts of the business
education program delivered in Spanish. (Calvert, Vol. 30, pp.
4-5, Pitocco, Vol. 6, pp. 88-89)
49. Hartford has preserved its gifted and talented progran,
when many other districts including West Hartford have been
forced by budgetary constraints to eliminate their programs.
(Senteio, Vol. 3, p. 32; lLemega, Vol. 29, p. 12)
50. Suburban school districts have been forced to make
substantial reductions in their programs for fiscal reasons.
{(Pitocco, Vol. 6, pp. 87-88; lemega, Vol. 2%, pp. 11-18)
51. Because of fiscal constraints, the West Hartford school
district has eliminated over the past three years its computer
program in its middle schools, non-statutorily mandated
counselling and speech therapy, its career and vocational
counselling program, and full-day kindergarten in all but three
schools. (Lemega, Vol. 29, pp. 13-15)
52. Since 1989 the West Hartford school district has
eliminated 20 full-time equivalent teaching positions and 5.5
full-time equivalent administrative positions. (Lemega, Vol. 29,
P. 16)
53. Hartford’s 31 school buildings do not differ
substantially from school buildings in the 21 suburban school
district in terms of key facilities. (DX 8.13)
54. Hartford’s school buildings are generally well
maintained. (PX 153, 3-1, 5-2: Calvert, Vol. 30, pp.
55. The state has never turned down a request from Hartford
for state reimbursement for a school construction, expansion or
renovation project. (LaFontaine, Vol. 5S, pp. 171-172; Brewer,
vol. 28, p. 20)
56. Decisions about the location of school buildings and
about whether to start, to delay or to postpone a construction or
renovation project are made exclusively by local officials.
{(LaFontaine, Vol. 5, p. 172; Brewer, Vol. 28, pp. 15-16)
57. In terms of net current expenditures per pupil for
1990-91, Hartford ranked as the third highest spending district
in the area, with only Bloomfield and Wethersfield spending more.
{Natriello, Vol. 11, pp. 92-93)
58. The Hartford school district’s relatively lower
spending in the areas of (a) pupil and instructional services,
(b) textbooks and instructional supplies, (c) library books and
periodicals, and (d) equipment and plant operations has resulted
from decisions of the Hartford Board of Education to allocate 1its
resources to other areas, particularly school employee fringe
benefits. (DX 7.9, p. 1; Brewer Vol. 28, pp. 142-143)
59. If the Hartford school district had paid the state per
pupil average in employee fringe benefits from 1980 to 1992, 1it
would have had sufficient funds over that period to cover the
differentials in the categories of (a) pupil and instructional
services, (b) textbooks and instructional supplies, (c) library
-l7~
books and periodicals, and (d) equipment and plant operations.
(Brewer, Vol. 28, p.. 142; Natriello, Vol. 11, p. 862)
60. There are no significant differences in the mean ages
and the mean experience levels among the teaching and
administrative staffs of Hartford, New Haven and Bridgeport.
(Brewer, Vol. 28, pp. 43, 146-147; PX 427)
61. No independent study has been done to determine whether
it has been necessary for the Hartford school district to pay
higher employee fringe benefits to attract and to retain
qualified teachers and administrators. (Natriello, Vol. 11, p.
63)
62. From the 1989-90 school year to the 1990-91 school
year, the Hartford Board of Education almost tripled its per
pupil and per school expenditures for library books. (DX 7.12)
63. Hartford spends sufficient funds on textbooks and
supplies to make the basic learning materials available to its
-18-
students and teachers. (Negron, ¥ol. 1, p..73; Calvert, Vol. .31,
Pp. 94-95,-102)
64. Across-the-board differences in spending do not
generally have an effect on student outcome measures. (Kennedy,
Vol. 14, P+ 74)
65. There is no definition of "equal educational
opportunity” accepted uniformly by educators and social
scientists. (See Davis, Vol. 5, pp. 38-89; Anderson, Vol. 6, p.
123; Pitocco, Vol. 6, pp. 33-84; Braddock, Vol. 35, p. 28; Crain,
Yo. 10, p. 703 Willie, Vol. 15, p. 35; Natriello, Vol. 12, p.
128; PX 493, Ferrandino Deposition, pp. 132-133)
66. Hartford public school students are provided with a
level of resources and a level of competent instruction in an
ongoing systemic program that is similar to that of other
communities in the state. (PX 493, Ferrandino Deposition, pp.
132-133; Calvert, Vol. 30, pp. 4, 119)
-19-
67. A student in Hartford public schools receives an
education of a quality that gives him or her the chance to lead a
successful adult life. (PX 506, Margolin Deposition, pp. 55-56;
PX 493, Ferrandino Deposition, p. 134)
68. There is no professionally accepted definition of a
"minimum adequate education” or “substantive minimum level of
education.” (LaFontaine, Vol. 14, pp. 139-140)
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Has The State Been Taking Appropriate Action To
Address Racial, Ethnic and Socio-economic
Isolation And Education Underachievement Of Urban
Children In Poverty
1. State Involvement In Education Historically.
69. Connecticut has always been a leader in the field of
public education... (Collier, Vol. 16, pp. 23, 71-72)
70. The quality of public education in Connecticut has
improved continuously over the past 200 years. (Collier, Vol.
16, pp. 9-10, 23, 56-57)
71. As late as 1979, state officials believed that
intradistrict racial balancing could achieve student racial
diversity in Hartford and in other cities. (Allison, Vol. 12,
12)
2. State Involvement Today.
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P-
72. Connecticut is one of only three states in the country
to pass voluntarily legislation requiring racial balance within
school districts (Conn. Gen. Stat. §l0-226a et seg.) (Rossell,
73. Connecticut is one of only seven states 1n the country
that voluntarily has appropriated state funds to promote racial
and ethnic diversity in its schools. (Rossell, Vol. 26B, p. 44)
74. No state has a racial balance law that requires
interdistrict balancing. (Rossell, Vol. 26B, p. 861)
75. The Interdistrict Cooperative Grant Program has
maintained its appropriation at a time when most other state
education grant programs have suffered cuts in funding because of
the state’s difficult fiscal circumstances during the latter
1930s and 1990s. (Allison, Vol. 12, p. 88; Williams, Vol. 25,
PP. 76-77)
76. Interest by school districts in the Interdistrict
Cooperative Grant Program has grown significantly since its
inception. (Williams, Vol. 24, pp. 58-60)
77. The state funds education in such a way as to give
districts like Hartford, which serve a high proportion of
students who come from impoverished backgrounds and, as a whole,
have relatively lower achievement scores, funds in excess of
wealthier districts whose students, as a whole, have higher
achievement scores so as to eliminate the poorer, lower achieving
districts’ initial disadvantage and put such districts on an even
footing with wealthier, higher achieving districts. (Rossell,
Vol... 26B, PD. 40-42: DX 5.1)
78. Connecticut’s formula for reimbursement for special
education costs gives Hartford a higher reimbursement rate than
the 21 suburban school districts and thereby makes Hartford’s
ability to meet the needs of its special education students
comparable to the burden of the suburban school districts. (DX
7.8)
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D.
The Problems Associated With Racial, Ethnic, And
Socio-economic Conditions And Educational
Underachievement Presented In This Action Are Matters
For the General Assembly
1. Integration And Its Effects.
79. State education leaders have taken the position that
student diversity is promoted most effectively by voluntary
programs and measures. (PX 494, Tirozzi Deposition, pp. 154-156;
PX 493, Ferrandino Deposition, pp. 86-87)
80. Voluntary measures are more effective than mandatory
measures in achieving successful long term racial and ethnic
diversity in schools. (Rossell, Vol. 26B, pp. 26-28; Vol. 27, p.
33; PX 493, Ferrandino Deposition, p. 117; DX 5.4 - 5.12)
81. Voluntary measures to achieve racial and ethnic
diversity are preferred by parents of all races and national
origins. (Ferree, Vol.. 25, p. 165; Rossell, Vol. 27, pp.
172-173; DX 4.1, pp. 11-12; DX 42, pp. 11-13)
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82. To the extent that there is any measurable positive
impact on academic achievement from implementation of plans to
promote diversity in schools, voluntary plans or programs work
better than mandatory plans or programs. (Armor, Vol. 32,:p.
121; ‘PX 58, Dp. 2)
83. When courts in some parts of this country started to
issue orders against school systems that were segregated by law
on the basis of race, social scientists believed that such
court-ordered desegregation of schools would improve the acadenic
achievement of African-American students. (Armor, Vol. 33, p-
83)
84. Studies done by social scientists on the effects of
court-ordered desegregation have not shown any significant
academic improvement in African-American students. (Slavin, Vol.
19, PP. 71-73; ‘Armor, Vol. 33, p. 83; PX 58, Schofeld Report, p.
10-19; PX 455, Orfield Report on San Francisco’s Desegregation
Consent Decree, pp. 1, 5, 30)
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85. There is virtually no statistical evidence on the
impact of desegregation court orders on the academic achievement
of Latino students. (PX 58, Schofield Report, pp. 10, 19-20)
86. The Boston public schools’ student- population was 64%
white, 30% African-American and 6% other, when the federal
court’s desegregation plan was implemented in 1970, and by 1975,
it was 49% white, 39% African-American and 12% other groups.
(Willie, Vol. 15, pp. 108-109)
87. At the time of this trial, the Boston public schools!
student population was 20% white (Willie, Vol. 15, p. 109;
Rossell, Vol. 27, pp.:13, 17-18)
88. Under a court-ordered desegregation plan for the St.
Louls school district based on de jure segregation, the transfer
of 13,500 African-American students from the city to the suburban
schools left the white enrollment in city schools one percentage
point higher than it was twelve years earlier, before the plan
was implemented. (Orfield, Vol. 22, pp. 76-80)
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89. Restructuring the educational systems of Hartford and
the 21 surrounding suburban school districts alone will not
overcome the socio-economic problems that inhibit the acadenic
achievement of poor urban children. {Cartar, Vol. "1, PD. 51%;
Orfield, Vol. 22, p. "54; Calvert Vol. 30, p. 121, Vol. PL.
20-21, 141-142)
2. Steps Toward Integration.
90. Social programs that make it possible for poor families
to raise their socio-economic status are what help poor children
raise their level of academic achievement. (Armor, Vol. 32, p.
121; Natriello, Vol. 11, pp. 6-7)
91. There is no agreement as to how best to apply the
state’s resources in order to overcome or ameliorate the effects
of ”at risk” disadvantages on these students’ educational
performance. (Natriello, Vol. 11, p. 6)
92. With limited resources, the best and most economical
way to address ”at risk” factors that impede educational
performance is to prevent such “at risk” factors from developing
in the first place. (Natriello, Vol. 11, p. 7)
93. Forty-six percent of Hartford students who started
Project Concern between 1966 and 1971 left Project Concern and
returned to the Hartford school system. (Armor, Vol.
DX 11.26 (Table 1))
94. Some Hartford students are performing on the highest
end of the performance scale on the MAT. (Nearine, Vol. 24, p.
96)
The following are proposed findings of fact, drawn
exclusively from the contents of the memorandum of decision dated
April 12, 1995, which support the trial court’s judgment.
: No child in Connecticut has ever been assigned to a
school district in this state on the basis of race, national
origin, socio-economic status, or status as an ”at risk” student.
Rather, children have always been assigned to particular school
districts on the basis of their town of residence. (Tirozzi
Affidavit; MOD 18-19)
2. A majority of the children in Hartford are receiving at
least a “minimally adequate education,” as defined by the
plaintiffs, even though as a group, the mastery test results
showed that many of them were performing below the remedial level
since those tests were never intended to be the sole source of
measure student performance. (Margolin Deposition, PX 506
pp.55-58; MOD 25-26)
3. Minorities who live in the inner cities are
disproportionately poor. Studies have shown that the real
correlation with academic achievement is socioeconomic class:
being poor in and of itself is a significant problem in schools.
(Tirozzi, PX 494, pp.-11-12; MOD 26)
4. The state made several efforts to address the problem
of racial isolation in the public schools during Gerald Tirozzi’s
tenure as Education Commissioner. The most important included
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the interdistrict cooperative program grants, which made two to
three million dollars available to allow districts on a voluntary
basis to develop a number of plans to move students across
district lines. More than 100 districts participated in that
effort during his last year, developing plans on a cooperative
basis. Also, the 1986 educational enhancement act dramatically
raised teachers’ salaries and permitted the hiring of a
substantial number of teachers, with the great majority going to
Hartford, New Haven and Bridgeport. Class sizes in those cities
were reduced and the poorest urban school districts were able to
recruit and retain teachers at salaries at least comparable to,
if not higher than, the salary levels in the suburban districts.
(Tirozzi, PX 494, pp.15-16; MOD 27)
5. Also, the priority school district program, was
initially funded at three million dollars to drive more dollars
to cities. The grants were equalized so that more dollars went
to the poorer communities. Connecticut was the first, and may
still be the only, state that factors in our mastery test scores
as one of the proxies for need, and it is driven when students do
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not meet what is called the remedial standard. {Tirozzi,
p.16; MOD 28)
6. The concept of “collective responsibility,” which
Tirozzi endorsed, was misunderstood by many people to mean
mandatory student assignment when it actually only mandated
"corrective action” plans to eliminate racial imbalance with the
threat of state intervention only if the voluntary approach
proved to be ineffectual. (PX 50, p.1ll1l; Tirozzi, PX 494,
pp.35-36, 98-99; MOD 28) The recommendation was not implemented
at that time because there was no express statutory authority for
that kind of interdistrict planning process and the State Board
of Education (”SBE”) decided that because of the strong negative
public reaction to the coercive elements of the report, the best
thing to do was to encourage discussion. (Tirozzi, PX 494,
pp.100-04; MOD 28)
7. Commissioner Tirozzi found that voluntary, cooperative
approaches to integration would generate public support, but
mandatory approaches would not. He reported to the State Board
that the mandatory aspects of Tirozzi I were negating the rest of
the report and the decision was made to eliminate them from the
concept of 7collective responsibility” in Tirozzi II. (Tirozzi,
PX 494, p.125; MOD 29)
8. In Tirozzi’s opinion, the recommendations 1n his second
report had a significant impact due to the availability of fairly
substantial state monies at the time, and the fact that the
issues were being discussed by the public and by planning groups.
rivera PX 494, p.136; MOD 29) Although he would have liked to
see things improve faster, progress in dealing with such a major
issue in our society could be only incremental because of the
political realities of local control and autonomy, as well as the
problems of housing, unemployment and poverty. (Xd. pp.137-33;
MOD 29)
9. Commissioner Tirozzi’s preference for mandatory
measures to achieve racial diversity changed after he came to
believe that voluntary approaches could bring about a meaningful
level of integration and that even the General Assembly could
-32-
accept legislative proposals along those lines. He suggested two
areas in which such legislation could have a “dramatic impact”:
(1) by changing the school funding formula to encourage the
movement of children across town lines; and (2) by adjusting the
state’s proportional share of school construction costs to reward
districts that build schools close to their borders. (Tirozzi PX
494, p.157-60; MOD 30)
10. Commissioner Tirozzi was of the opinion that the fact
that the New Haven School system in the 1960s had aggressively
pushed integration and actually forced busing drove a significant
number of whites from the City. (Tirozzl, PX 494, D.95; MOD 31)
11. The state had already taken some very positive steps in
enhancing city schools, particularly with respect to teachers’
salaries, so that the highest salaries in the state were being
paid to teachers in the larger urban districts. While the cities
have a disproportionately large number of children with special
educational needs, some of the best special education classes in
the state can be found in urban districts such as Hartford.
(Tirozzi, PX 494, P.54-55; MOD 32-33)
12. The more voluntary the process, the greater chance for
its success. (Ferrandino, PX 493, p.117; MOD 37-40)
13. The program that is being offered in Hartford does
provide an equal educational opportunity in the educational sense
comparable to that which students in other school systems
receive. {Ferrandino, PX 493, p.132-33; MOD 39)
14. For the purpose of analyzing the mastery test results,
all the districts in the state were classified by “educational
reference group” based on the size of the community and its
student population as well as the various needs to their
students. Hartford, Bridgeport and New Haven constituted one of
the groups even though Hartford’s performance was lower than the
other two. The testing program was not designed to be used
comparatively, but was intended to provide information about
individual students and programs for the local school district.
(Ferrandino, PX 493, pp.l146-48; MOD 39-40)
15. The present mastery testing system is better than the
previous one because it was created by Connecticut teachers based
on this state’s own educational goals. It was the consensus of
the state board of education that it is a valuable tool in
judging the outputs of the school system. (Mannix, PX 495, p.17;
MOD 46)
16. Integration in the fullest sense may be achieved only
by building affordable housing in the suburbs in order to break
up the ghettos in the cities. (Mannix, PX 495, pp.22-24; MOD
40-41)
17. No set of educational strategies can fully address the
myriad social issues that produce inequality and undermine
education. Substance abuse, hunger, parental neglect, crowded
and substandard housing and inadequate employment opportunities
disproportionately attack minority children in our state and
divert them from educational opportunity. Unless other elements
of society and other institutions actively share with education
the responsibility for addressing and remedying these conditions,
-35=
not even the best of strategic education plans can succeed. (PX
73; MOD 42-43)
18. The state’s history of affirmative achievement in
school racial diversity began in 1966 with Project Concern, which
was “designed to promote voluntary desegregation” of urban
schools and was “one of this country’s first voluntary
interdistrict transfer programs.” This was followed by: the
racial imbalance law in 1969; the inclusion in the state school
aid formula of the number of children from low-income families in
1979; in 1989, factoring into the formula the number of students
who score below the remedial standard in order to address “the
needs of urban school districts”; state funding for magnet
schools to improve “the overall quality of education while
reducing racial isolation”; Tirozzi 1 in 1988 and Tirozzi II in
1989, and since 1988, the “competitive interdistrict cooperative
grant program on educational programs that provide opportunities
for integration”. (PX 73; MOD 43)
-36-
19. It is the socioeconomic status of school children that
influences academic performance and explains the reduction almost
by half of the achievement gap between black and white students
nationally. Virtually none of the gains in black achievement can
be attributed to school desegregation. (Armor, Vol. 32, p.19;
MOD 51)
20. Racial composition does not have any statistically
significant effect on achievement scores. The differences in
educational outcomes can be explained by the extremely different
levels of the socioeconomic status of the children in the
respective school systems. (Armor, Vol. 32, pp.94-95; MOD 52)
21. Mandatory student reassignment plans to achieve racial
balance, whether intradistrict or interdistrict, are ineffective
methods of achieving integration, whether they are mandated by
racial imbalance laws or by Court order. One of the principal
problems with using racial balance as the measure of integration
is that it fails to take into account the decrease in white
enrolment that studies have shown takes place both before and
I
after a plan is put into effect. (Rossell, Vol. 26B, p.24; MOD
52-53)
22. After Vincent Ferrandino became Commissioner of the
Department of Education, as part of his reorganization of the
department, he established an office of urban and priority school
districts in order to concentrate the resources of the department
on the problems of the cities, and more specifically, to improve
the achievement of the students in the three largest urban
districts. (Ferrandino, PX 493, p.25; MOD 36-37)
23. A mandated regional plan will not resolve the problems
of racial and economic isolation and will very likely generate a
negative reaction because of the strong history in this state of
local control of education and the very strong attachment to the
local school system. (Ferrandino, PX 493, pp.86-87; MOD 37)
24. The limited regionalization that occurred in the 1950s
was accomplished only because of the financial and economic
incentives that the state offered to the smaller communities in
the state. (Ferrandino, PX 493, pp.86-87; MOD 37)
-38-—
25. The cumulative record of Connecticut civil rights
legislation in the area of race relations represents the most
progress toward equal opportunity between whites and Negroes
achieved by any of the Northern states. (PY 502, p.2; MOD 51-62)
26. Blacks were always permitted to go to the district
schools and he had not found any case, except one ephemeral one,
in which blacks were not permitted to go to the district schools.
For all practical purposes de jure segregation in the schools has
never existed except that the City of Hartford had this black
school, Pearl Street School, and they passed an ordinance
requiring black kids to go to the black school and thereafter the
General Assembly met within weeks and repealed the ordinance.
Thus, there has only been de jure segregation in Connecticut for
a matter of weeks, and that only in one place. (Collier, Vol.
l6, p.48; MOD 62-63)
27. The law enacted in 1909 that consolidated most of the
school districts in the state based on town boundaries was a
positive thing for the quality of education in Connecticut. The
legislatic~ had nothing to do with race whatsoever and that it
was not a product of any discriminatory motive on the part of the
General Assembly or the people of Connecticut. (Collier, Vol. 16,
pp.66, 68; MOD 64).
28. De jure segregation of blacks was never a state policy
in Connecticut. (Collier, Vol. 16, 69; MOD 64)
29. From the court’s review of all the evidence presented
at trial, the plaintiffs have not established any of what Justice
William O. Douglas described as the “more subtle” types of state
action that are ordinarily presumed in “de facto segregation”
cases, including more specifically the factors of residential
segregation, as well as attendance zone boundaries, which are
exclusively the statutory duty of local boards of education under
§ 10-220 of the General Statutes (MOD 71)
30. Racially balanced municipalities are beyond the pale of
either judicial or legislative intervention. (MOD 71-72)
31. The plaintiffs have failed to prove state action as a
direct and sufficient cause of the conditions that are the
subject matter of the plaintiff’s complaint. (MOD 72)
-41-
BY:
DEFENDANTS
RICHARD BLUMENTHAL
ATTORNEY GENERAL
H ) J
Bernard F. Lammey Gene
Assistant/ orney General
Jurls 08
110 Ra Street
Hartford, Connecticut 06105
Tel. 566-7173
120 Shs loi J Ss Ao [ff—
ARAN Watts Prestley /
Assistant Attorney General
Juris 406172
110 Sherman Street
Hartford, Connecticut 06105
Tel. 566-7173
-42-
CERTIFICATION
I hereby certify that a copy of the foregoing was mailed
postage prepaid this 6th day of June,
counsel of record:
John Brittain, Esq.
University of Connecticut
School of Law
65 Elizabeth Street
Hartford, CT 06105
Philip Tegeler, Esq.
Martha Stone, Esq.
Connecticut Civil
Liberties Union
32 Grand Street
Hartford, CT 06105
Sandra Del Valle,
Ruben Franco, Esq.
Jenny Rivera, Esq.
Puerto Rican Legal Defense
and Education Fund
99 Hudson Street
14th Floor
New York, NY
Esq.
10013
John A. Powell, Esq.
Christopher H. Hansen, Esq.
American Civil Liberties Union
132 West 43rd Street
New York, NY 10036
1995 to the following
Wilfred Rodriguez, Esq.
Hispanic Advocacy Project
Neighborhood Legal Services
1229 Albany Avenue
Bartford, CT 056112
Wesley W. Horton, Esq.
Moller, Horton &
Fineberg, P.C.
90 Gillett Street
Hartford, CT 06105
Julius L. Chambers
Marianne Engleman Lado,
Theodore M. Shaw
Dennis D. Parker
NAACP Legal Defense Fund and
Education Fund, Inc.
99 Hudson Street
New York, NY 10013
Esq.
7 {
RC alii
Berjpard
bfm00433jm
5 McGovern, Jr.
Assistant{/Attorney General
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te