Richmond Virginia School Board v Virginia Board of Education Brief for Petitioners
Public Court Documents
October 1, 1972

126 pages
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Brief Collection, LDF Court Filings. City of Parma, OH v. United States Brief for the United States in Opposition, 1982. d857f81a-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/e84fe1c9-b8ad-419d-b05d-165e2136a27e/city-of-parma-oh-v-united-states-brief-for-the-united-states-in-opposition. Accessed August 19, 2025.
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No. 81-1317 (31 n itje Suprem e Court of the ^tmteft S ta tes October Term, 1981 City of P arma , Ohio , petitioner v. , - United States of A merica ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT BRIEF FOR THE UNITED STATES IN OPPOSITION R ex E. Lee Solicitor General W m . Bradford Reynolds Assistant Attorney General W alter W. Barnett M iriam R. Eisenstein Attorneys Department o f Justice Washington, D. C. 20530 (202) 633-2217 QUESTIONS PRESENTED 1. Whether the Fair Housing Act of 1968 applies to official acts of municipalities. 2. Whether the district court’s remedial order, predi cated upon a finding that Parma had engaged in purposeful racial discrimination in violation of the Fair Housing Act, traversed constitutional limitations or was otherwise an abuse of discretion because it enjoined operation of some ordinances and required affirmative corrective actions. 3. Whether the courts below were precluded or estopped from rendering the decisions here by principles of res judi cata or collateral estoppel. TABLE OF CONTENTS Opinions below ............................................................ 1 Jurisdiction ..................................................................... 1 Statement ....................................................................... 2 Argument ....................................................................... 8 Conclusion ......................... 13 TABLE OF AUTHORITIES Cases: Acevedo v. Nassau County, New York, 500 F. 2d 1078 .............................................. 7, 10 Berenyi v. District Director, Immigration & Naturalization Service, 385 U.S. 630 ................. 2 Citizens Committee for Faraday Wood v. Lindsay, 507 F. 2d 1065, cert, denied, 421 U.S. 948 .................................................. 7, 10 City o f Eastlake v. Forest City Enterprises, Inc., 426 U.S. 668 .... ........................................ 7, 9 City o f Kenosha v. Bruno, 412 U.S. 507 ............. 9 Fitzpatrick v. Bitzer, A ll U.S. 445 ...................... 10 Hills v. Gautreaux, 425 U.S. 284 .............. 10 James v. Valtierra, 402 U.S. 137................... 7, 8, 9 Jones v. Alfred H. Mayer Co., 392 U.S. 409 ....................... 9-10 Joseph Skilken & Co. v. City o f Toledo, 528 F. 2d 867, vacated and remanded, 429 U.S. 1068, decision adhered to, 558 F. 2d 350, cert, denied, 434 U.S. 985 .......... 7 Page III IV Cases—Continued: Kennedy Park Homes Association v. City o f Lackawanna, 436 F, 2d 108, cert, denied, 401 U.S. 1010 ..................................................... 8 Mahaley v. Cuyahoga Metropolitan Housing Authority, 355 F. Supp. 1257, rev’d, 500 F. 2d 1087, cert, denied, 419 U.S. 1108 .......................................... 7, 11, 12 Metropolitan Housing Development Corp. v. Village o f Arlington Heights, 558 F. 2d 1283, cert, denied, 434 U.S. 1025 ........................... 8, 10 Monell v. New York Department o f Social Services, 436 U.S. 658 ................................. .. 9 Resident Advisory Board v. Rizzo, 564 F. 2d 126, cert, denied, 435 U.S. 908 . . . . . . 8 United States v. City o f Black Jack, 508 F. 2d 1179, cert, denied, 422 U.S. 1042 ........................................... 8, 9, 10 Wisniewski v. United States, 353 U.S. 901 ........ 12 Constitution and statutes: United States Constitution, Thirteenth Amendment .................................................. 2, 9 Civil Rights Act of 1964, Title VII, 42 U.S.C. 2000e et seq.: 42 U.S.C. 2000e(b).......................................... 9 Fair Housing Act of 1968, 42 U.S.C. 3601 et seq.: Section 804(a), 42 U.S.C. 3604(a) ............. 5,9 Section 813, 42 U.S.C. 3613 ................... 5,6,8 Page V Constitution and statutes—Continued: Section 815, 42 U.S.C. 3615 . Section 817, 42 U.S.C. 3617 42 U.S.C. (1970 ed.) 1415 .......... 42 U.S.C. 1437c(e) ..................... 42 U.S.C. 1983 ........................... .. 9 .. 5 Page 4, 11 1! (3ln ti|e Suprem e Court of itjo ^n itoh j^iates October Term, 1981 No. 81-1317 City of Parma, Ohio, petitioner v. United States of America ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STA TES COURT OF APPEALS FOR THE SIXTH CIRCUIT BRIEF FOR THE UNITED STATES IN OPPOSITION OPINIONS BELOW The district court’s memorandum opinion (Pet. App. A40-A153) is reported at 494 F. Supp. 1049, and the reme dial order (Pet. App. A154-A178) at 504 F. Supp. 913. The decision of the court of appeals (Pet. App. A1-A39) is reported at 661 F. 2d 562. The order denying the City of Parma’s petition for rehearing (Pet. App. A212-A223) is unreported. JURISDICTION The judgment of the court of appeals was entered on October 14, 1981, and petitioner’s timely petition for rehearing was denied on December 10, 1981. The petition for a writ of certiorari was filed on January 13, 1982. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). 1 2 STATEMENT1 A. The City of Parma lies immediately southwest of Cleveland, Ohio, and is its largest suburb. By 1970, the City had a population of more than 100,000 persons, most of whom moved there after World War II, taking advantage of liberal VA and FHA home loan policies (Pet. App. A51- A52). According to the 1970 census, metropolitan Cleve land had a population 16% black; most of the blacks lived on the east side of Cleveland itself. Parma had 50 black residents (id. at A49-A51). Expert testimony credited by the district court showed that every ethnic group except blacks could be found in every part of the Cleveland area, and the abnormal concentration of blacks could not be accounted for by choice or by economics (Pet. App. A57-A73). In addition, witnesses familiar with the real estate industry in the Cleveland area testified that the private housing market in Parma was known to be inhospitable to black brokers and home buyers (Pet. App. A53-A57). Against this background, the petitioner took a series of official actions with the purpose and effect of excluding black persons on account of race. 1. Rejection o f the “welcome ” resolution After passage of the federal Fair Housing Act, a council man introduced in the Parma City Council a resolution announcing that all persons of good will were welcome to the city (Pet. App. A74-A78). The resolution failed to pass 'The facts recited here are those found by the district court, which the court of appeals held (Pet. App. AS4-A15) were not clearly erroneous. They are not directly contested by the petition, although petitioner has reiterated its factual contentions in its statement (Pet. 3-9). Despite this alternative recitation of the facts, petitioner presents no reason to disturb the concurrent findings of the two courts below. Berenyi v. District Director, Immigration & Naturalization Service, 385 U.S. 630, 635 (1967). 3 due to intense opposition from, among others, the mayor, who expressed the view that Cleveland’s problems would better be left to Cleveland (Pet. App. A76-A77). This action was designed to enhance, and did have the effect of enhanc ing, petitioner’s reputation as a place where blacks are, in fact, unwelcome (Pet. App. A78). 2. The rejection o f Parmatown Woods In the fall of 1971, the City government denied a building permit for construction of Parmatown Woods (Pet. App. A90-A117). The project, which initially had support from the City Planning Commission, was to be a lederally- subsidized apartment building principally for senior citi zens. Both citizens and officials, however, openly expressed the fear that blacks would move into the project . At an open meeting in July 1971, the City Council president said pub licly that he did not want Negroes in Parma (Pet. App. A102-A103), and the mayor reassured those present that the project would not be filled by persons from the east side of Cleveland (Pet. App. A 103). Similar concerns were expressed by representatives of petitioner to HUD officials (Pet. App. A104-A107). Soon after it became apparent that occupancy of the project could not be limited to senior citizens or Parma residents, the permit was denied. The court found the technical reasons offered to explain the denial not to be credible. Similar technicalities had been waived when the project in question was not to be federally subsidized (Pet. App. A107-A113). 3. Resistance to other low-cost housing Petitioner has also manifested racially-motivated resist ance to low-cost housing by passing exclusionary ordinan ces, by refusing to cooperate with the Cuyahoga Metropoli tan Housing Authority (“CMHA”), and by refusing to apply for Community Development funds (which would have incurred a commitment to develop such housing). 4 At the time the 10-story Parmatown Woods was under consideration, Parma residents initiated and passed two ordinances by referendum. One ordinance placed a 35-foot maximum on the height of all residential buildings. The other required referendum approval for the construction or acquisition of all federally subsidized housing (Pet. App. A117-A123).2 The height limit would preclude economical construction of the types of elevator buildings normally built to serve senior citizens. Testimony showed, moreover, that developers would be reluctant, given Parma’s racial climate, to run the referendum gauntlet (Pet. App. A 121- A123). In addition, petitioner has consistently rebuffed the Cuyahoga Metropolitan Housing Authority’s (CMHA) efforts to interest the City in any type of public housing, “turn-key” (Pet. App. A83), or other subsidized housing (Pet. App. A79-A90). Petitioner’s resistance to such hous ing, admittedly much needed even by Parma residents, extended to sacrificing available Community Development funds in 1975. To acquire these funds for other civic pur poses, municipalities must identify low-cost housing needs and plan to meet them. Petitioner identified the need, but refused to plan to meet any of it. When the funds were denied, petitioner refused to reapply (Pet. App. A127- A135).3 2The referendum requirement would apply to all housing the con struction of which would be federally subsidized or in which rent would be subsidized (Pet. App. A235-A236). That requirement goes well beyond the “local-consent requirement” (Pet. 3) in the federal statute pertaining to conventional public housing (42 U.S.C. 1437c(e)). 3The district court found that two other ordinances have an inhibiting effect on construction of low-cost housing, though (as the court noted) the record does not show that they were passed with that purpose. One requires two-and-a-half parking spaces per apartment unit. The other requires referendum approval of all zoning changes (Pet. App. A123-A126). 5 B. The United States commenced this action in the United States District Court for the Northern District of Ohio on April 27, 1973, pursuant to Section 813 of the Fair Housing Act of 1968 (42 U.S.C. 3613).4 The complaint alleged that petitioner had engaged in a pattern and practice of making dwellings unavailable to black persons on account of race, and had interfered with the exercise by blacks of the rights protected by the Act in violation of Sections 804(a) and 817 of the Act, 42 U.S.C. 3604(a) and 3617.5 The district court, after trial, made findings of fact as described in part A, above, and held that the petitioner (Pet. App. A146): violated the Fair Housing Act not only because it made decisions with the intent to discriminate, but also because its decisions have had significant discrimina tory effects. * * * * * ***** * * In the opinion of the Court, these 4That section provides, in pertinent part: Whenever the Attorney General has reasonable cause to believe that any person or group of persons is engaged in a pattern or practice of resistance to the full enjoyment of any of the rights granted by this subchapter, or that any group of persons has been denied any of the rights granted by this Act and such denial raises an issue of general public importance, he may bring a civil action * * * [and request] such preventive relief* * * as he deems neces sary to insure the full enjoyment of the rights granted by this subchapter. 5These provisions read, in pertinent part: [I]t shall be unlawful— (a) To* * * make unavailable or deny, a dwelling to any per son because of race, color, religion, sex, or national orgin. * * * * * It shall be unlawful to coerce, intimidate, threaten, or interfere with any person in the exercise or enjoyment of * * * any right granted or protected by section * * * 3604 * * * of this title. 6 acts clearly constitute a pattern and practice of resist ance to rights secured by Sections 804(a) and 817 * * * j"6J The district court ordered the parties to attempt to reach agreement as to a remedy (Pet. App. A 349). When this proved impossible, the court entered a comprehensive remedial order based upon the recommendations of the United States and testimony adduced at a special remedial hearing (id. at A155-A157). The order enjoined future dis crimination in general terms (id. at A160-A161), enjoined operation of the referendum provision for low-cost hous ing, and suspended application of three other ordinances as applied to subsidized housing (id. at A164-A166).6 7 The rest of the provisions, well summarized by the court of appeals (id. at A11-A14), contained three main features. First, peti tioner was ordered to correct its reputation for official discrimination by adopting a welcoming resolution and publicizing its change of policy.8 Second, petitioner was ordered to undertake an educational campaign to assure that all City employees know their obligations under the Act and the decree. Finally, petitioner was ordered to create a “fair housing committee” (id. at A12) which would take steps to attract and permit construction of low-cost, subsi dized housing. This effort was to include applying, again, 6The district court also held that the United States had proved a violation under the second branch of Section 813, i.e., preventing groups of persons from enjoying rights protected by the Act (Pet. App. A 147). 7These included the 35-foot height limitation, the two-and-a-half parking space requirement, and the requirement that all zoning changes be subjected to a referendum. 8To the extent that the district court’s order appeared to require petitioner to “advertise” the sentiments of its residents, the court of appeals corrected it to apply only to official City policies (Pet. App. A29). 7 for Community Development funds (id. at All). The dis trict court appointed a Special Master to oversee the opera tions of this facet of the remedial order (id. at A12-A14). C. On appeal, petitioner contested “virtually every con clusion of the district court” (Pet. App. A 14). The court of appeals nevertheless affirmed as to liability, although it ordered some modification in the remedial order (Pet. App. A33).9 The court of appeals held, in pertinent part, that (1) the Fair Housing Act applies to the activities of municipalities (Pet. App. A15-A19); (2) application of the Act to munici palities is an appropriate exercise, by Congress, of its power to enforce the Thirteenth Amendment (id. at A21); (3) this Court’s decisions in James v. Valtierra, 402 U.S. 137 (1971), and City o f Eastlake v. Forest City Enterprises, Inc., 426 U.S. 668 (1976), are inapposite (Pet. App. A22); and (4) the decision below is consistent with decisions in the Second Circuit on related subjects (id. at A23-A24)10 11 and consistent with prior decisions in the Sixth Circuit (id. at A22).! 1 In addition, the court of appeals held that the lower court’s remedial order, though far reaching, was “not as ’Specifically, the court of appeals clarified the advertising portion of the order (Pet. App. A29) and deleted the provision for a Special Master (Pet. App. A31-A33). It also deleted the district court’s requirement that Parma plan fora minimum of 133 low-cost units per year, saying that the fair housing committee could set its own reasonable goals (Pet. App. A31). 10Acevedo v. Nassau County, New York, 500 F. 2d 1078 (1974), and Citizens Committee for Faradav Wood v. Lindsay, 507 F. 2d 1065 (1974), cert, denied, 421 U.S. 948 (1975). 11 Mahaley v. Cuyahoga Metropolitan Housing Authority, 355 F. Supp. 1257 (N.D. Ohio 1973), rev’d, 500 F. 2d 1087 (6th Cir. 1974), cert, denied, 419 U.S. 1108 (1975); Joseph Skilken & Co. v. City o f Toledo, 528 F. 2d 867 (1975), vacated and remanded, 429 U.S. 1068 (1977), decision adhered to, 558 F. 2d 350 (1977), cert, denied, 434 U.S. 985 (1977). 8 unusual as Parma suggests” (id. at A28) and was, with the few exceptions noted supra, note 9, tailored to correct the statutory violations found (ibid.). Petitioner filed a timely petition for rehearing (with a suggestion of rehearing en banc), which was denied. Judge Weick filed a dissenting opinion expressing the view that the panel decision was inconsistent with James v. Valtierra, 402 U.S. 137 (1971), and that a prior decision in the circuit bound the panel, under principles of res judicata or collat eral estoppel, to find for the petitioner in this case (Pet. App. A213-A214). ARGUMENT 1. No decision of this Court or any court of appeals casts doubt on the accepted principle that the Fair Housing Act applies to governmental acts of municipalities. As early as 1970, the Court of Appeals for the Second Circuit sustained application of the Act to a municipal action in Kennedy Park Homes Association v. City o f Lackawanna, 436 F. 2d 108, and this Court denied certiorari, 401 U.S. 1010 (1971). That precedent was followed in United States v. City o f Black Jack, 508 F. 2d 1179 (8th Cir. 1974), cert, denied, 422 U.S. 1042(1975), in Resident Advisory Board v. Rizzo, 564 F. 2d 126 (3d Cir. 1977), cert, denied, 435 U.S. 908 (1978), and in Metropolitan Housing Development Corp. v. Vil lage o f Arlington Heights (“Arlington Heights II’), 558 F. 2d 1283 (7th Cir. 1977), cert, denied, 434 U.S. 1025 (1978). This construction of the Act is wholly consistent with its language and purpose.12 In terms, Section 813 (42 U.S.C. 36 5 3) authorizes the Attorney General to sue “any person or group of persons” believed to be engaged in a “pattern or 12 As the court of appeals noted (Pet. App. A16), there is little legisla tive history bearing directly on this question. 9 practice” of violating the Act, e.g., by making housing unavailable because of race in violation of 42 U.S.C. 3604(a). The Act does not exempt municipal corporations from the “persons” made subject to suit, and it is the general rule that, absent express exception,13 the term “person” will be taken to include municipalities. Monell v. New York Department o f Social Services, 436 U.S. 658 (1978).14 Finally, as the court of appeals noted (Pet. App. A19), Section 815 (42 U.S.C. 3615) reflects the congressional expectation that cities as well as private parties would be sued under the Act by declaring invalid any local law that purports to authorize or require discriminatory housing practices. 2. There is no substance to petitioner’s contention that “constitutional principles” prevent application of federal law to local legislative actions (Pet. 14-15). It is true that in the absence of federal legislation, the Constitution allows localities considerable discretion to make land-use deci sions. Moreover, “legislative” delegations of land-use decision-making power to the electorate will not necessarily be struck down as contrary to the Due Process or Equal Protection Clauses. City o f Eastlake v. Forest City Enter prises, Inc., 426 U.S. 668 (1976); James v. Valtierra, 402 U.S. 137 (1971). But the Fair Housing Act is an exercise of congressional power to enforce the Thirteenth Amend ment. See Jones v. Alfred H. Mayer Co., 392 U.S. 409 l3For example, Title V'lI of the Civil Rights Act of 1964, until it was amended in 1972, expressly excluded states and political subdivisions from the term “employer” in 42 U.S.C. 2000e(b). 14The only case in which the application of the Fair Housing Act to cities was squarely questioned was United States v. City o f Black Jack, supra. That challenge was a direct result of this Court’s decision in City o f Kenosha v. Bruno, 412 U.S. 507 (1973), indicating that a city might not be a person for purposes of certain other civil rights statutes. That issue, however, was laid to rest in Monell, supra. 10 (1968). Congress has acted to prevent municipalities, as well as private parties, from imposing badges and incidents of slavery, and the courts can give force to Congress’ intent. Fitzpatrick v. Bitzer, 427 U.S. 445 (1976). Petitioner cites no authority to the contrary, and makes no effort to explain or distinguish the cases in which federal courts have, in fact, enjoined local land-use decisions. See, e.g., City o f Black Jack, supra; Arlington Heights II, supra.15 Petitioner also suggests that principles of federalism or “separation of powers” (Pet. 14) preclude construction of the Fair Housing Act to require a municipality to build low-cost housing. See also Pet. 17, citing Hills v. Gau- treaux, 425 U.S. 284 (1976). But neither the district court nor the court of appeals in this case found an affirmative duty, in the Fair Housing Act itself, requiring the City to build low-cost housing. Both courts, following well-trodden paths, found that deliberate, racially-based actions, designed to prevent the building of low-cost housing, could amount to a “pattern and practice” of resistance to rights guaran teed by the Act. See, e.g., Pet. App. A26. Following equally familiar lines, the district court enjoined those obstacles which petitioner had placed in the way of low-cost housing (such as the obligatory referendum), and required it to take steps to make the environment hospitable to developers. To be sure, the City enjoyed a greater degree of freedom when it was not under court decree. It cannot be, though, that a 15In Part 2 of the Petition, the petitioner relies on Second Circuit decisions in claiming there is a “conflict” (Pet. 15) among the circuits on this point. See Acevedo v. Nassau County, New York, 500 F. 2d 1078 (2d Cir, 1974); Citizens Committee for Faraday Wood v. Lindsay, 507 F. 2d 1065 (2d Cir. 1974), cert, denied, 421 U.S. 948(1975). It is in no way inconsistent with the general principles stated here, however, that on different facts, other plaintiffs were unable to show that particular actions were taken with racially discriminatory purpose and effect (Pet. App. A23-A24). I S decree, as applied to a municipality, is per se “unconstitu tional” because it prohibits certain actions and requires others as remedial measures. Petitioner’s contention that the City was constitutionally protected either from a finding of liability or from relief in this case is wholly without a basis in law. 3. Petitioner urges (Pet. 18-19) that principles of res judicata or collateral estoppel precluded the district court in this case from reaching a decision different from that in Mahaley v. Cuyahoga Metropolitan Housing Authority, 355 F. Supp. 1257 (N.D. Ohio 1973), rev’d, 500 F. 2d 1087 (6th Cir. 1974), cert, denied, 419 U.S. 1108 (1975). But neither the issues nor the parties in the two cases even approach the degree of identity necessary for invocation of these doctrines; in fact the decision below is entirely consist ent with Mahaley. Mahaley was a private suit against the Cuyahoga Metro politan Housing Authority (CMHA) and several cities, including petitioner. The plaintiffs sought to have enjoined as unconstitutional that provision of the 1937 Housing Act that requires a cooperation agreement between a city and the appropriate Housing Authority as a condition of build ing public housing in the city.16 The Department of Housing and Urban Development (HUD) was a defendant, defend ing the facial constitutionality of the provision. Having prevailed on that point in the district court, HUD did not participate in the appeal. Ultimately, a divided panel of the court of appeals, reversing the district court, held that no claim was stated under 42 U.S.C. 1983 for a city’s failure to sign a cooperation agreement with CMHA.17 l6The provision, referred to in Mahaley as 42 U.S.C. (1970 ed.) 1415, now appears at 42 U.S.C. 1437c(e). l7The court below concluded that “Mahaley was a suit under the Housing Act of 1937, not the Fair Housing Act of 1968,"noting that the 12 All this is a far cry from the instant “pattern and practice” suit, brought against the City of Parma by the United States, in which the district court found that the City had engaged in a long-standing, racially exclusionary policy, manifested by a number of different actions and refusals to act.18 To the extent that the petition claims simply that Maha ley is legally inconsistent with the instant case, it presents no reason why this Court should depart from its settled prac tice of refusing to concern itself with this sort of alleged inconsistency within a circuit. Wisniewski v. United States, 353 U.S. 903, 902 (1957). The issue was presented to the court of appeals, but a majority of the judges there appar ently see no conflict needing reconciliation. statutory purposes of the two acts are quite dissimilar (Pet. App. A22). Judge Weick, in his dissent from the denial of rehearing en banc, disputed this conclusion (Pet. App. A214). In any event, even if the district court in Mahaley found a violation of the Fair Housing Act (compare 355 F. Supp. at 1259 with id. at 1268), the court of appeals in reversing did not discuss that Act at all (500 F. 2d 1087). 18Contrary to petitioner’s contention (Pet. 18), the decisions below do not find the City “guilty of violating the Fair Housing Act because it [has no] public housing.” To the extent that this is a correct characteri zation of the Mahaley decision in the district court, it differentiates Mahaley from the instant case. More accurately, the central issue in Mahaley was petitioner’s (and others’) failure to sign the cooperation agreement required under the 1937 Housing Act, which would have enabled CMHA to build conven tional public housing in the City. In the instant case, that same refusal is but one small item in a series of acts evidencing the City’s racially discriminatory purpose (see Pet. App. A 138). Even if the United States were collaterally estopped from utilizing that bit of evidence, it is difficult to see how that would affect the outcome of this case. CONCLUSION The petition for a writ of certiorari should be denied. Respectfully submitted. R ex E. Lee Solicitor General Wm . Bradford Reynolds Assistant Attorney General W alter W. Barnett M iriam R. Eisenstein Attorneys M arch 1982